Ferment in the Field? Review Essay REVIEWED BY LES SWITZER Communication as a field of study has been virtually transformed in the past 25 years by the work of various scholars emanating mainly from Europe and parts of Asia and Latin America. Much of this work has been a critique of the media of communication in capitalist and colonialist societies and it has been influenced directly or indirectly by the tradition of historical materialism. Many of these scholars have been trained in disciplines other than communication per se and very few are media professionals. Until recently they have had very little impact on researchers in the United States where the teaching and study of communication was inextricably linked with the desire to provide communication skills programmes in journalism, speech, broadcasting and film, and eventually in public relations, advertising and in corporate and community organizations. From the beginning, professional training provided a substantive rationale for researach as well as teaching. Communication was perceived as a skill to- be learned and the study of communication was essentially a functional exercise to evaluate, improve and/or develop communication skills. Communication as an academic discipline was developed in the United States by scholars in the social sciences (1). They were primarily concerned with developing models and methodologies to study the causes and effects of specific acts of communication. Few were prepared to first locate and then study the communication process within the framework of a given society or to analyze the media of communication as part of the historical process. Even fewer were prepared to offer a critical assessment of the role of communications media in Western societies. followers of the Frankfurt School in the United States between the 1930s and the 1960s — remained essentially outside the mainstream of communication research. In a fundamental sense, these scholars could not be homogenized or integrated into the discipline as it was then perceived. They were generally ignored by those who controlled teaching and research in communication in United States colleges and universities and they played a marginal role only in the development of the discipline. Those who did — such as the In the past 10 years or so, however, the 'critical' tradition of communica- tion research, as it is dubbed by many American scholars, has penetrated some of the citadels of the communication teaching and research establishment. In a special issue (summer 1983) of the Journal of Communication, a prestigious and slightly left of mainstream publication produced by the Annenberg School of Communications at the University of Pennsylvania, 41 "internationally prominent" scholars from the United States and nine other countries (all European) were given the opportunity to express ther feelings about the status of communication research and the role of communications in comtemporary society. The issue was entitled "Ferment in the Field" -- perhaps a typical response from American scholars who would have regarded what was new to them as new to everyone else. There is certainly a 'critical' tradition in communication research that has challenged the American academic establishment, but it is hardly a 'ferment in the field' outside America. What we have in this symposium, in fact, is a series of responses to the 'critical' tradition by scholars working within and in varying degree outside of the mainstream US functional empirical tradition in communication research. Clltical toiti, Vol 3 No 3 I9S5 57 EUROPEAN APPROACHES the least interesting essays were w r i t t e n, enough, fcv Some of Europeans who were presumably representative of t r a d i t i o n. Tamas Szecsko's essay on the s t a te of the a rt in Hungary is perhaps a c l a s s ic s o c i a l i st example of just how puerile communication research can become in a communicaiic1" democracy. research was well w r i t t e n, e f f e c t i v e ly addressing t he issues posed Dy t ie editors of the j o u r n a l. In contrast, Roberto Grandi's piece on i r o n i c a l ly ' c r i t i c a l' I t a l i an t he to the French government: about Francis Balle and H a t t e l a rt chose to summarize a report Armand Mattelart's a r t i c le on communication research and p o l i cy in France was in view of the a u t h o r 's deserved r e p u t a t i on as a especially disappointing critic of media imperialism. tie had sent it said something about t he d e f i c i e n c i es cf mediated reality in France but v i r t u a l ly nothing about recent c o n t r i b u t i o ns cf French academics to c r i t i c al communication reseach. said contemporary trends in communication research in France. so far as it revealed the extent to which French theoretically with the impression that French scholars on t he ' l e f t' as w e ll as t ie had sought to analyse mass media as an independent v a r i a b le apart society. There was l i t t le evidence from t h is a r t i c l e, at l e a s t, research in terms of methodology functional models c u l t i v a t ed more e f f e c t i v e ly and more assiduously The same t h i ng could be en :r researchers had departec l e ft ' r i g h t1 from American models since World War II but one was s t i ll t i at Frencn from the in America. in r e a l i ty was a ll t h at d i f f e r e nt I d a l i na Cappe de B a i l l o n 's It was reasonable a r t i c le from French Elizabeth Noelle-Neumann's essay was a rehash of media e f f e c ts research (mainly American and German) over the past 60 years. It seemed a r a t h er sad conmentary on the extent to which German communication t h e o r i s ts have been clones of the American empirical Equally disappointing were the essays by Jeremy T u n s t a l l, Jay Blumler and even Jim Halloran — a ll of whom are h i g h ly regarded by the mainstream United States conmunicatioin research establishment. t r a d i t i on since World War I I. in f a c t, ' c r i t i c a l' t r a d i t i on as being a h i s t o r i c a l. There were, however, several exceptions. Cees Hamelink (Holland) c r i t i c i z ed the distinction often made by communication scholars (he c i t ed Everett Rogers1 of an 'empirical' and The foun- employed t h is method to defend ders of modern empirical research, their critical political positions. Hamelink also pointed out the empirical-critical distinction the empirical method used by many researchers in the ' c r i t i c a l' t r a d i t i o n. He viewed both traditions as a r t i f i- epistemological cial creations but he did suggest they reflected positions" offering "fundamentally different value assumptions" contra Rogers "cannot easily and even should not be reconciled". Hamelink called for a nen scientific paradigm "as a tool for emancipation" but questioned whether i ts it intellectually colonized the rational-empirical code": "and "indoctrinated with could be developed by scholars t e r r i t o r i e s" who were the Western world " d i s t i n ct ignored that that from We need to recognize that our f i e ld of inquiry has moved relatively marginal interest to the very center of today's societies, and information technology is increasingly becoming the underlying infrastructure for many economies...With new information technologies creating new dependencies, strengthening established powers, and bringing about new social discrepancies... from CtiUcal fJiti Vol 3 No 3 7915 58 In this context, name]ink suggested that communication research would have to demonstrate "whose side It Is on". The perennial problem of "the distribution and execution of power In social systems" would be crucial for the communica- tion scholar of the future. It would have to be examined "in such a way that the forces at work can be exposed, understood, and changed". NARROW FOCUS Karl Erik Rosengren (Sweden) offered a typology of four research paradigms based on a model by sociologists Gibson Burrell and Gareth Morgan (2). His concept of a paradigm was too narrowly focused and his subsequent description of the ways In which the dominant 'functional' paradigm could respond to the criticisms of the three 'dissident' paradigms was grossly reductionist (3). Given the way in which Rosengren defines the alternative paradigms outlined in his typology, the reader is not surprised when he is told that in the end these dissident opinions will be harmonized with the 'dominant' paradigm. British scholar Robert A. White offered a much more coherent summary of the debate in his article discussing the links between functional-radical He begins by offering four reference points in communication and culture. seeking these relationships: and methodologies studying appropriate theories for * Does one begin with the cultural context in analyzing the links between media and culture. Do the media directly influence culture or do they "simply mirror and amplify cultural development by picking up cultural themes, reformulating them, and reflecting them back to an agreeing public". * What are the precise relationships between the material base (which non-material What is the role of the White superstructure (which White suggests is cultural). mass media in the base-superstructure nexus. suggests Is both political and economic) and the * Do the new communication technologies directly influence culture or is the influence of technologies mediated through social structures. * Does one conceive of the mass media primarily as an agency of social control and of "socialization into a dominant culture" or is the role of mass media to be seen In promoting "sociocultural diversity and change". White summarized the ways in which the dominant functional or empirical para- digm tried to resolve these questions in the past two generations and then focused on the strengths and weaknesses of five contemporary communication researchers who were deemed to be major influences in the media-culture debate -- Marshall McLuhan, George Gerbner, Stuart Hall, James Carey and Michael Real. White concludes that both theory and methodology must move beyond "commnica- tions as social control to its role in sociocultural change". What is needed, he suggests, is a theory that can account "for the interaction of change in social structure, change in communication patterns (including reorganization of mass media), and change in culture". He offers four new reference points in conceptualizing a framework for analyzing the relationship between communi- cation and culture: CUticat Alts Vol 5 No 5 I9S5 59 * The emergence of more entrenched and more elaborately hierarchical -;» power elites suggests to determine subordinate groups establish alternative patterns of communication and ic» they "seek new forms of control over their information, and make better use :* Die available information". that new efforts must be made * The success or failure of alternative communication networks depends in part on how effectively subordinate groups symbols...in terms of their own identity and interests to provide for projecting a new meaning of the group to the larger society". overarching symbols" z* com»inication...that cuts through barriers of social class, age, and e t ^ ic and religions identities". the organsz:'; tas: s tne These "'Ui Vol 3 No 3 1985 62 effects on Individuals versus "historical, materialist analysis of the contradictory process in the real world". And in terms of ideology: ideology, 'administrative' By linking of admlnlstratlve-type problems and tools, with interpretation of results that supports, or does not seriously disturb, the status quo. By 'critical' ideology, we refer to the linking of 'critical' researchable problems and critical tools with Interpretations that involve radical changes in the established order. mean we the To this reviewer. Dalles and Smythe offered the best definition of the functional-critical dichotomy that was given in the symposium. The authors go on to explore the different types of administrative research and conclude: After half a century of such repetitive, noncombinable 'communications research1, it should be evident to all that no large theory can emerge from it. In addition to providing academic careers for its practitioners, it Is also a fertile base for market research. It is undeniably 'administrative' in the interest of the ongoing polItical-economic order. The authors also consider, albeit briefly, a type of 'institutional' adminis- trative research in North America that appears to be "independent and critical" while and nondialectically materialist". These are the would-be 'radical' scholars, of which there are many in the United States, who try to formalize critical research frameworks which at best are reformist and continue to adhere to the assumption for Institutional problems". that 'market forces' constitute "a universal in reality it is "methodologically ahistorical solvent research of how communication scholars have Research on the 'information age' provides the most recent example in administrative celebrated America's continuing love affair with technology as the cure-all for the world's problems: "this literature obscures the real processes of change with a technical determinism that serves the core area's industrial institutions well". MARXIST SCHOLARSHIP Smythe and Van Dtnh offered one of the few articles in the symposium that was In any way systematic In its exposure of the whole of the American functional tradition. The authors were equally critical, however, of the 'critical' tradition, which, as they defined it, did not preclude a non-Marxist Nevertheless, the article is concerned mainly with the Marxist perspective. tradition in critical scholarship as it has evolved in North America ~ especially since the Vietnam War. Smythe and Van Dinh pointed out that "Marxist scholarship" in the United States was "characterized by fragmentation and a lack of coherence". They added that there was "virtually no ongoing contact between the Marxist work in the social sciences and critical/Marxist work in communications". This A/lta Vol 3 No 3 1985 reviewer was surprised to learn that there were "several dozen" journals m the U.S. offering a forum for Marxist scholars but "communications theory and research are conspicuously neglected": Critical/Marxist work in communications must make i ts own way. Marxist friends bureaucratically too culture-bound to provide much help. inward-looking with t h e ir d i s c i p l i n a ry science d i s c i p l i n es the social p o l i t i cs are in Us too or The authors cited several American commnication scholars who have made significant contributions in c r i t i c al communications research, but much of has been in the international rather than the intranational arena: it The problems selected to institutional aspects of developed countries as they c o l l i de with real needs and situations of peoples in dependent countries -- Third World and to some extent in the developed areas. in the past two decades have related in the the the Smythe and Van Dinh suggest that the time is ripe f or c* critical studies on national and international communication -- as evidenced to e s t a t l i sn a by the acceleration in the nuclear arms race and the e f f o rt worldwide They conclude that c r i t i c al communications research in future must strive to analyze the e f f o r ts to r e s i st domination and highlight the strategies of resistance being undertaken at the i n t e r n a t i o n a l, national and — a neglected area in c r i t i c al communication studies -- at t^e conmunity-neighbourhood level. information society. i n t e g r a t i on the 1YOUNG TURKS' The last article to be considered in t h is review essay is by two 'young Turks' Their of critical communications research — Jennifer Slack and Martin A l l o r. central concern to r e l a t i o n s h ip communications between critical and mainstream " l i b e r a l / p l u r a l i s t" f u n c t i o n a l / c r i t i c a l) approaches. research in the United States and to c l a r i fy the origins of c r i t i c al to demystify approaches (read the is the c r i t i c al in the two The authors focus on the problems of causality begin with an analysis of how mainstream researchers have misinterpreted w i th Lazarsf i e l d' s dynamics of school — beginning They demonstrate tvyu characterization of the Frankfurt School in the 1940s. the dichotomy between the 'administrative' and cane about, how both traditions were appropriated by mainstream researchers and hew i n e v i t a b ly these scholars came to the conclusion that the two schools would converge. This very significant because the symposium i t s e lf — in other words, to t ry and harmonize the two t r a d i t i o n s. it undermines one of the major premises behind however abbreviated, review of the t r a d i t i o n s. l i t e r a t u r e, t r a d i t i o ns ' c r i t i c a l' They the is then show how every model communications Slack and Allor research since the 1950s — including the 'hypodermic', two-step and m u l t i p l e- step flow, gatekeeping, uses and g r a t i f i c a t i o n s, a t t i t u de and c o g n i t i ve models — have been but variations of a single linear model: in mainstream mainstream mass communication research has, despite increasing sophistication, retained a commitment to a conception of communication as a contextless process. Sender, message, receiver, and e f f e ct are i ts OUXical kcti Vol 3 No 3 1985 64 all isolatable phenomena, related to one another in single and direct relationships ... Conceptualising context in this way ... seriously limits the ways in which social context can be seen as determining the nature of communication. The alternative critical studies tradition hinges "consideration of social context on a redefinition of the nature of the communication process". As the authors emphasize, the "apparent diversity (my italics) of critical approaches derives from the different ways in which they fracture the linear causal model". The authors consider some of these critical approaches — including political economy, the Frankfukrt School, Marxist sociology, dependency theory, cultural studies and what they call continental philosophy. Again, these are not mutually exclusive categories and they do not all necessarily stem from the tradition of historical materialism. But all focus on causality in social context. SOCIAL POWER The last section of this very important article is devoted to the notion that causality alone is not enough in critical communications research: "the political question of social power, linked with the epistemological question of causality, is what ultimately distinguishes the critical approach". The major issue is the role of communication in the exercise of social power. As structuralists, Slack and Allor are adamant that "power is exercised in and by social processes and institutions". Individuals also exercise power "but exercise of power by individuals is always conceived within the constraints of structural determinations". Hence "control of knowledge" — the focal point of concern in critical studies — "is fundamental to the exercise of social power". Thus a nonlinear model of causality (in other words, one framed in a social context) is inextricably linked to the way one poses the question of power. The communication process, then, is the study of power relationships (the control of knowledge) embedded in the institutionalized structures of the social formation. Marxists pose power in terms of hegemony which "necessarily leads to redefinition of the power of the media to define reality. Slack and Allor's article is a good example of how sophisticated critical communication studies is becoming in the U.S. One can only hope that scholars in this tradition will find a more receptive audience than they have in the past. The symposium offered by the Journal of Communication is certainly a move in the right direction. Unfortunately, it is not the beginning of a new era. NOTES AND REFERENCES 1. Wilbur Schramm cites four 'founding fathers': political scientist Harold Lssswell, sociologist Paul Lazersfield, and social psychologists Kurt Lewin and Carl Hovland. 2. Sociological Paradigms and Organizational Analysis. 1979. Heinemann, London Cnlticat Alii Vol 3 No 3 1985 65