AN RIFLCRATCRY STUDY OF REFERRAL AND INTAKE PROCEDURE WITHIN THE PSYCHIATRIC CLINIC AT TEL STATE PRISON CF SOUTHERN HICHZGnN By Kenneth Reginald Lavis n EXPLORATORY arm or mnm m 11mm: PROCEDURE WITHIN rm: Psrcau'rnm cum: AT THE sum PRISON or SOUTHERN mommy By Roan-tn Reginald Davin A PROuEGT REPORT Subtitud to :1. School of Social Work Michigan State University in Partial Fulfillment of th Remus-0:0: the Dust-u MASTER (I SOCIAL WORK Jun. 1957 MM‘Pfi-m/tfi—h I Dinetor or School W'\ 1 LIBRARY ‘ Michigan State University THESIS G z/7/Cr/ 5293'” ACKNOWLEDGEBENT Acknowledgement. are gratefully extended to Dr. Lucille Barber and Mr. Manfred Lilliefors for the valuable assistance which they have given to the aufihor in the completion of this report. Sincere appreciation is expressed for the extra inspiration received from Dr. Gordon Aldridge, who supervised the author in hie endeavor to write this report. For their support and consideration, the author is also indebted to Dr. Warren 3. Ville. Director, and to Mr. Harold Dukes, Social Work Supervisor. both of the Psychiatric Clinic, State Prison of Southern Michigan. In addition, sincere thanks are expressed to the entire staff of the Psychiatric Clinic flor their willing and able assistance. -11- LIST 0? CHAPTER I. II . ‘ an IV. V. TABLE OF CONTENTS Page TABLE S O O O I O O O O O O O O O . O O O O O O O 1' IMRODUCTION O O O O O O O I O O O 0 O O O O O 1 Reason for Study Review of Literature PROBLEM, QUESTIONS, AND PROCEDURE . . . . . . . 6 Problem Question. Procedure SETTING O 0 O O O O O O O O I 0 O O O O O O O 10 Physical Set ing of Clini Reception-Diagnostic Center Professional Clinic Personnel PRESENTATION AND ANALYSIS OF DATA . . . . . . . 16 Sources of Referrals Cross-Classification.of’Sourcee and Stated Reasons for Referrals Statue of Referrals Following Initial Contact Clinic Contacts with Referral sources Professional Staff Representing Clinic at First Contact SUMVIAEI AND CONCLUSIONS e e e e e e e e e e e e 36 Summary Conclusions APPENDICES O Q I I I O O O O O O O O O O O O O O O O O O ‘5 BIBLIOGRAPHY O Q 0 O O O O O O O O 0 O O I O O O O O O O ~111- LIST OF TABLES Table 1. Sources of Referrals to the Psychiatric Clinic. State Prison of Southern Michigan, October 1, 1956 . DOCCIbOP ’1. 1956 e e e e e e e e e e e e 2. Sources and Reasons for Referrals, Ps chiatric Clinic, State Prison of Southern.Mich gen. OCtOBOT'lg 1956 - D.¢.lb.r’31. 1956 e e e e e e 3. Referral Sources and Status of Referrals Following Initial Contact, Psychiatric citric. State Prison of Southern Michigan, October 1. 1956 ‘ D.’..b.r 31. 1956 e e e e e e e e e e e e k. Clinic Contacts with Referral Sources, Psychiatric Clinic State Prison of Southern Michigan, October i. 1956 - occc-bcr 31, 1956 . 5. Professional Staff Handli first Contact. Psychiatric Clinic State risen of Southern Michigan, October i. 1956 - ncccntcr 31, 1956 . -1'se CHAPTER I INTRODUCTION A study of referral and intake procedures in a psychiatric clinic is one means of gaining understanding of how's clinic relates to its community. Certain emphasis should be placed on the intake process inasluch as the acti- vities of the agency are directly related to those cases accepted or rejected during the intake period. The intake process in social welfare agencies is the initial contact or series of contacts made with the client or patient for the purpose of helping hilxnove as realistic- ally as possible towerd appropriate help. Hamilton stressed the inportance of helping the patient to progress toward help when she wrote, 'Techniques have been developed to induce the person to move fro- readiness to ask for help ... toward readiness to use help." During 195#. John Davis, a second-year student at the Department of Social Work. Michigan State College, conducted a research project while completing his field work at the 1 Gordon Hamilton, 'Hel ing People - The Growth of a {gzgessiog§;, Jgggnal 9;, o ‘ Qaseggzg, Vol. XXIX, No. 8, I: P- o . -1.- -2- 2 Psychiatric Clinic at State Prison of Southern Michigan. John Davis. who began his work in the Psychiatric Clinic as a student social worker one year after the clinic was for- sally organised, became interested in explorilx referrals to the clinic, their sources, and the reasons for referrals, at- teapting to examine the intake process at that tine. Reason for Study The writer discussed several research possibilities with the Social Work Supervisor at the clinic. One possibility was to conduct a follow-up study of the referral process to the clinic , comparing the findings to those of John Davis' study. This writer chose to conduct a comparative study of the referral process at the Psychiatric Clinic. State Prison of Southern Michigan. since it was felt that the findings could be of value to the clinic in re-exanining its intake process two years following the previous study. The writer had an interest in such a research project in that it helped hi- to become better acquainted with many of the functions of the agency, making the field experience there a more neaning- fnl one. 2. John Davis, "An Exploratory Study of Rcferrals and Intake Procedures within the Psychiatric Clinic at State Prison of Southern Michign' (unpublist Master's Research Project Report, Department of Social Work, Michigan State University, 1955s) -3- Review of Literature There is a vast amount of literature available about crime and its dynamics. The wave of prison riots which came to a-head during the early 1950's stimulated public awareness of conditions existing within prisons. The prison riot of April, 1952 at the State Prison of Southern Michigan supported charges that dangerous inmates were often housed and mixed indiscriminately with the general population of the prison. The need for more psychiatric services within the Corrections Departnent became apparent. It has been estimated that at least two or three per- cent of all prison admissions are psychotic, and that possibly an equal number develop psychotic trends during confinement. While it is generally agreed that much is to be desired in achieving penal reformation. writers such as John Bartlcw Martin have exposed to the American public the conditions that have existed in penal institutions.“ With the advent of various refer-s after many bloody riots throughout penal institutions. it was to be expected that more facilities would be forthcoming which would hepe- —— 3 “Paul Tappan Contem orar Correction New York: McGrewbHill, 1951, p: ICIT"2“‘TI ' 5 John Bartlow Martin B ak Down 212, Wall; New York Curtis Publishing Company, 165 . ' ' -L- fully focus on rehabilitation rather than punishment of ins mates. Literature about our prisons has emphasized the need fior trade training and more adequate preparation of the in- dividual to take his place upon rejoining free society. It has been recognised.that psychiatric services could be of great help within the penal systems. However, it seems evi- dent that rehabilitation has not been put into effect nearly as much as it has been discussed. Robert Currie, who also completed a research project at the Psychiatric Clinic, State Prison of Southern Michigan, while a second-year student at the Department of Social work, Michigan.8tate College, found that there were only six psychiatric clinics in adult male prisons in the United States which had a professional staff consisting of a psychiatrist, a psychologist, and a social worker, engaged in practicing the clinical I'tean" approach. There is a lack of literature dealing with psychiatric clinics in prisons. This may be explained on the basis that there are so few clinics operating in prison settings. There is a tendency to finance physical-structural changes first. With so many of our prisons from fifty to one hundred years 5 Robert L. Currie, ”An Exploratory Investigation of Personnel Standards, Social Service Practices, and Current Trends within the Psychiatric Clinics in Selected United States' Adult Male Prisons" (unpublished Master's Research Project Report, Department of Social Work, Michigan State University, 1955), p. 2b. -5- old, the need for expansion and newer facilities becomes one of the more pressing problems for legislatures. Al- though there seems to be recognition of the services a psychiatric clinic may offer a corrections department, it scene that capital outlay for bringing penal institutions up to date is directed toward improvement of needed physical structures first, and examination of psychiatric services Etta mm s CHAPTER II PROBLEM, QUESTIONS, AND PROCEDURE Proble- When the present study began, the clinic had been in operation for three years. Numerous changes involving staff, policies, and attitudes had occurred during this period. This study was concerned with examining the referral and intake procedures of the Psychiatric Clinic, State Prison of Southern Michigan. The central problen was to deter-ins if there were any differences in the referral and intake pro- cess for the sonths of October 1, 1956 through Decuber 31, 1956 from those of the sans period in 1955. Questions A leading question was whether the inception of’a new ReceptionADiagnostic Center onFebruary l, l956‘would.sodify the source of referrals to the clinic. It was felt that aany emotionally disturbed inmates would be detected during the "screening" process begore their assignment into one of’the Corrections progress. The writer wondered if the relation- 6 A psychiatrist serving threeofifths tine three psy- chologists on full tins, and four full-tine social workers ‘were employed in the Reception-Diagnostic Center. .6... -7... ship of the Psychiatric Clinic to the Reception-Diagnostic Center had caused changes in the intake procedure of the clinic. Secondly, inasmuch as it had betn two years since the last study, a question arose as to how various departments in- terpreted the clinic's functions since they had had an oppor- tunity to becons better acquainted with the clinic. Procedure The central probleu was to determine if there were any differences in the referral and intake process since John Davis' study in 1951;. Beginning this study with the intention of comparing findings with those of the 1951. study, certain prob- lems arose. In attempting to use John Davis's schedule, it be- came apparent that a new schedule was necessary in order to examine current referral procedures, in view of the lack of available data which John Davis encountered during the first year of the clinic's operation. Therefore, the present study cannot be considered a comparative study, since a different schedule was used and different data obtained. The writer will compare data of a similar nature when meaningful.7 In order to determine the sources of referrals made to the clinic for the last quarter of 1956, it was necessary to exaaine file cards which list inmate numbers and dates of re- ferral. There were found to be 299 referrals made to the Psychiatric Clinic during the last quarter of 1956. Duplicate 7 See two schedules in appendix. -3- referrals carried over from a previous month were elimin- ‘tOd e Using the inmate numbers located in the files, the next step was to examine individual patient folders which were filed according to number. All patients referred to the clinic had a folder started with their first contact. It should be sectioned that at the time of the 195‘ study only those patients who were retained as in-pstients had available records indicating the dates of referral, disposition, etc. No records were kept of patients who did not remain in the _clinic. is a means of selecting appropriate cases to be used for the study, it was decided that patients who were receiv- ing psychiatric treatment or services on a call basis would be omitted. Generally, in order to avoid duplication, pa- tients receiving psychiatric services were not included as referrals, in that a regular schedule for treatment already existed. After a number of patient folders wore examined, there were found to be many re-referrals made within a rela- tively short period. Often, such re-referrals were made for incidental and non-clinical services, but were included sta- tistically as 1"new" referrals. Each new contact by the clinic is designated as a referral unless the patient is on a specified plan of treatment. No referrals were used more than one time during the three-month period. Limitation of -9- the number of times a referral could be used was necessary as a result of some referrals constituting a disproportion- ate number of contacts with the clinic. In a sense, this group was similar to those patients who were on a call basis. They were receiving regular psychiatric treatment or services and were not considered referrals as such. John.Davis' study also eliminated patients in treatment, and is compar- able to the present study in this respect. CHAPTER III SETTING Physical Setting of Clinic The Psychiatric Clinic at the State Prison of Southern Michigan was formally established on October 1, 1953, with Dr. Warren S. Wills as its Director. It is located within the fifth tier of what is known as “Tap 6', and includes an adjoining area located on the upper floor of the Rotunda. The writer will refer to "Top 6" and ”Lower 6' as a means of distinguishing the Psychiatric Clinic from the convalescent block beneath the clinic. "Lower 6” has four tiers of indi- vidual_cells below the Psychiatric Clinic housing some 363 inmates, many of whom are epileptics, seniles. and some with emotional disorders in need of psychiatric services but able to function without being in the clinic. Many of these in- mates have been.fbrmer in-patients of the Psychiatric Clinic and continue to receive medication and psychiatric treatment from "Top 6", while others are convalescing and undergoing a period of’observation which "Lower 6” offers. Some of these inmates spend a good portion of their sentences in "Lower 6' within its cellblock and adjoining outdoor play area which is fenced off and not in direct access to other inmates. Some eat and perform various chores within "Lower 6". ‘Very few hold jobs in the general pepulation, mainly as a result of -10- -11 . their mental or physical conditions. This results in their sitting a great deal of the tin. except for recreational periods. It is recognised that lack of work within the in- stitution, not only fbr this cellblock but for the entire population. is one of the more pressing problem of this institution. It is felt that the majority of these inmates are able to function at their best with the type of supervision 'Lower 6" offers. The custodial officer in charge of super- vising this cellbleck works closely with the Psychiatric Clinic, attendin occasional staff meetings in the clinic. and discussing the individual patients as to that can be done to help then. The attempt has been made to alleviate some of the pressures these inmates have been unable to cope with in the general population. since many of these inmates are unable to adapt to prison life within the general popula- tion, the protection ”Lower 6" offers in the for- of direct physical contact with ”Top 6" in the event of needed therapy is valuable. The less rigid upholding of institutional rules and regulations makes this cellblock a place in which indivie dual allowances are made for inmates with certain physical and emotional difficulties. The attempt has been to offer a therapeutic environment with some degree of isolation from the general population so that the inute may regain his emo- tional equilibriu. Some are never able to make a satisfac- tory adjustment warrantix placement outside this block. -12- Many of the senile and epileptic cases spend their entire sentences in "Lower 6". However, it is more common for these inmates to be moved to blocks representing the routine of prison life than.to remain within the confines of'this en— vironment . The fifth tier. or 'Top 6". which houses the in- patients of the Psychiatric Clinic. contains 31 individual cells. Another 30 beds are located in the Rotunda in what is called the 'open ward“. The open ward consists of a dormitory arrangement for sleeping and a play area, each lo- cated in the Rotnmis. Such games as pingpcng, checkers, bad- minton, and shufflebcard are utilised. A small library is also located in a separate room of the Rotunda. An occupa- tional therapy class is offered to in-patients as well as to out-patients who are located in "Lower 6". An inmate con- ducts these classes, assisted byuanother‘inmate and supervised by a member of the professional staff. The "closed ward" consists of 31 individual cells of which three are equipped for housing the violent patients who may hurt themselves or others if allowed out of their cells. The closed ward houses the more disturbed patients who are able to come out of their cells periodically, but are prone to become upset more easily than patients who stay in the Rotunda. Patients on the closed ward live in the block directly over “Lower 6", and have indi- vidual cells instead of the dormitory arrangement used in the Rotunda. Most new patients are housed in the closed ward -13 . until their behavior warrants placement in the Rotunda, where most patients mix freely and are able to socialise with a minimum of acting out. Eating arrangements are separ- ate, as are other necessary facilities. There are 26 inmates employed in various— capacities and living in individual cells in “Top 6". Of this number, seventeen are inmate nurses, there are four clerks, one "runner", a barber, a recreational therapist, and ten occu- pati onal therapy instructors. Separate offices are available for all members of the professional staff, and a new staff conference room has been added which doubles as a meeting place for group therapy as well as a movie projector sound room for Sunday movies. Radio and television sets are available in both wards. Patients are encouraged to participate in outdoor activities at “yard time“, which occurs about two hours per day. The same separate yard for outdoor activities is used by "Top 6' and ”Lower 6*, at different intervals of the day. Recepti on-Diagnostic Center Adjoining both 'Iower 6" and 'Top 6" is Cellblock seven. This block houses the Reception-Diagnostic Center, otherwise known as the quarantine block.‘ Inmates sentencedto state penal institutions in Michigan are procehsed through this cen- ter and assigned to one of the programs within the Corrections DCP WCHte New inmates receive inoculations to prevent diseases. They are also tested to detenine personality characteris- tics, intelligence, end achievement. Their program may be largely defined by the results of tests taken while in quar- antine. The length of stay for inmates in quarantine is about 30-55 days, and after this period they may be transferred to any of the penal institutions in the state. The staff of the Reception-Diagnostic Center is com- prised of a psychiatrist, three psychologists, and four social workers. Professional Clinic Personnel The Psychiatric Clinic personnel numbered 39 at the time of this writing. Of this number, 13 were non-inmate em- ployees. There were three psychiatrists, one serving as the director of the clinic on a three-fifths time basis, a resin dent psychiatrist serving on a full-time basis, and a consult- ing psychiatrist from the University of Michigan whose services were available two days per month. There were three full-time psychologists, each having a Master's degree in psycholcg. A fourth psychologist served as a consultant in psychology from Michigan State University and was available for consultation twice monthly. The social work staff consisted of a full-time psychia- -15- trio social worker who assumed supervisory responsibilities for social work students and also directed the social work functions of the clinic. A social work student was employed on a half-time basis while completing second-year field work training in the School of Social Work at Michigan State Uni- versity. in electroencephalogram technician conducted all electroencephalogram examinations and supervised the occupa- tional therapy program. Other non-inmate staff members consisted of two civilian male nurse supervisors and one secretary; the balance of 26 people employed by the clinic were inmates. CHAPTER IV PRESENTATION AND ANALYSIS OF DATA There were 299 referrals made to the Psychiatric Clinic during the last quarter of 1956. Eliminating duplicate re- ferrals and those referrals regarding patients receiving psychiatric services, there were found to be 198 referrals made to the clinic which met the criteria for this study. Of this numb er, 107 were new referrals and had had no previous contact with the clinic. The remaining 91 were re-referrals who had had some type of previous contact with the clinic prior to this stuly. The total number of 198 was substano tially higher than. the 135 referrals used in the 195'. study. The extent to which this nusber was higher has possibly been due to different criteria which this writer employed in de- termining those referrals to be used. There were 69 referrals made in October, 79 referrals were made in November, and 50 referrals made in Deedber, constituting the last quarter of 1956. These numbers did not appear to reflect any great significance in tens of nufiers made for these individual months. Sources of Referrals The sources of referrals, indicating whether they were new or re-referrals, are illustrated in Table l. -16.. -17- TABLE 1 e Sources of Referrals to the Psychiatric Clinic, State Prison of Southern Michi an October 1. 1956 - December 31. 953. Referral Sources ‘ Total BOIEEEP1! filiEEEEJI ' Total 198 107 91 Self...................... u 19 23 Custodial Personnel....... cu'tOdyeeeeeeeeeeeeee 2‘ 12 10 u 1‘ & Discipline Block..... 15 3 12 Halpitalou..u............ 31 21 10 Receptionabiagnostic Center.................. 29 26 3 IndiVidlill Treatment...... 31 A}. Lo. Classification....... B 6 2 COWBC10reeeeeeeeeeeee 15 7 8 Parole Board and Warden... Pam’s. Board......... 10 u 5 i 5 Lo- WENCDeeeseeeeeeeeeee 5 0 5 Other Imtitutiom.......u 10 k 6 Miscdlaneoul............. Work Supervisor...... 2 5 Q 0 1 Chapluneeeeeeeeeeeee 2 1 1 Other..'.............. 2 O 2 Self-referrals were the largest source of referrals made to the Psychiatric Clinic during the period studied. They totaled £2, with 19 of this number new referrals and 23 re-referrals._ These re-referrals were usually made by inmates 'writing a note of some nature to the clinic, requesting an interview regarding a problem. -13- Custodial personnel followed closely behind the leading number of referrals made to the clinic, with a total of 39. Included under this heading were the great number of’custodial officers within the institution as well as the discipline block which consists of a separate group of custodial officers in charge of maintaining its operation. Although these two group- ings, custody and discipline block, were basically members of custodial personnel, it was felt that the groups should be dis- tinguished, inasmuch as a number of referrals were recognized as coming from a block in which discipline is made more rigid than that of the blocks making up the general institution. or the 39 referrals made by custodial personnel, 13 were new referrals and 26 were re-referrals. This referral source would have the most contact with inmates within the institu- tion as a result of the nature of theix'jobs. Referrals were made from.the deputy in charge of custody down through the ranks of various correctional officers employed in the institu- tion. Custodial personnel re-referrals made a substantially large number, twice the number of new referrals. This may have been due to haying contacts with ex-patients whom custody felt needed further services from the clinic. If it was known that a certain patient had been receiving services from the clinic, any further emotional display on his part might result in a re-referral. In the 195k study, custodial personnel was the leading source of referrals to the clinic, followed by self referrals. It is noted that their positions were reversed 1n thi 3 Btndye The next largest source of referrals were those made by the hospital. This source consisted of 31 referrals, 21 of them new referrals and ten re-referrals. The Reception-Diagnostic Center followed with 29 re- ferrals. 0f thisnumber, 26 were new referrals, with three re-referrals. This new'source of referrals made the fourth highest number of referrals to the clinic. The bulk of_its referrals consisted of new referrals for psychiatric evalua- tion and treatment. A great number of these referrals re- quired electroencephalogram examinations as a result of a history of "dirty spells" and "seizures“. Individual Treatment was the next largest source of re- ferrals with 23. 'This number consisted of 13 new referrals and ten re-referrals. Under this referral source were included the Classification Committee and the counselors of the insti- tution. The Parole Board and Warden referred 15 cases, of which five were new referrals and ten were rs-referrals. Other institutions made ten referrals, four new referr- ale and six re-referrals. In this grouping were included the Marquette Prison, Ionia Refbrmatory, and one of the prison cupa e The last referral source was a miscellaneous group -20... totaling nine referrals, six new referrals and three re-referr- als making up this group. Within this group fell work super- visors, Chaplain, and in one case an inmate's wife who made the referral via the director of’the clinic. Cross-Classification of Sources and Stated Reasons for Referrals The same groupings for reasons for referrals used in the 1954 study were used in this study. ‘In many instances the same terminology stated in the referrals to the clinic'was used in this study. In other instances it was necessary to interpret what category the stated reason for referral would fit. Table 2 indicates that psychiatric evaluation was the most often-stated reason for referral to the clinic. Accord- ing to the referrals, psychiatric evaluation was meant to effect an evaluation from the clinic in order to assist the referral source in making a decision regarding a particular case. In many instances the terminology used was a means of helping an inmate to obtain treatment of some nature, rather than for evaluation purposes only. There were 77 referrals made for'psychiatric evaluation.‘ The Reception-Diagnostic Center led with 18 referrals in this ’category, while the hospital followed with 17, custodial per- sonnel 12, Individual Treatment 11, Parole Board and Warden 11, self four, other institutions three, and miscellaneous sources -21- H H n o N o a a a .....saoeneaaoouwz o o o e o t o m n ca snowusaaunnH heave a o . o H o o a Ha i ma ..........:oensa use canon sacked H H o o n o 5 AH mm .......»=esaeena asnoapwunH o a a H H o a ma on ......soueoo ea» . ‘ asonuewnunouaaeuom H o n n m o 4 ha Hm ..........Heu«dsom a m m w m o o «H on .......aosnoetem Heaeouono N H N H o J" . N J N‘ sesseeeeeseseeNH‘m u m aw amp om, . an em, ”N. mm¢.. assay .3 s -..m. humans ......J figs 2.5:... inn” 3... :2... :53 easnnouem non ecoesom nausea _ . .ommH .Hn hensseen a mama .H tenoauo guesses: snoaasom no coasts ocean .oaaaau sauuuanonum .eaenneuem non one-sen use seonnem N mqm