CATALYTIC ASYMMETRIC SYNTHESIS ENABLED BY VANOL/VAPOL BOROX CATALYSTS By Hong Ren A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of Chemistry – Doctor of Philosophy 2013 ABSTRACT CATALYTIC ASYMMETRIC SYNTHESIS ENABLED BY VANOL/VAPOL BOROX CATALYSTS By Hong Ren The development of a catalytic asymmetric method for the direct aminoallylation of aldehydes is described that is based on a chiral polyborate catalyst generated from the vaulted biaryl ligand VANOL. This method is scalable since it is chromatography free and it gives rise to unprotected homo-allylic amines with excellent asymmetric inductions over a broad range of substrates including both aryl and aliphatic aldehydes. The unique catalyst system developed for this protocol involves the synergistic interplay between a chiral Brønsted acid and a non-chiral Brønsted acid. The mode of synergetic catalysis and the origin of enantioselection observed in this reaction are investigated using a combination of experimental kinetic isotope effects 11 (KIEs), NMR spectroscopy ( B and 13 C) and theoretical calculations. The results from these mechanistic studies provide fine details of the enantioselectivity determining transition state geometry. This direct aminoallylation of aldehydes protocol was then extended to the preparation of 1,3-homo-allylic amino alcohols utilizing an unprecedented catalystcontrolled aza-Cope rearrangement and subsequently applied to the total syntheses of the Sedum alkaloids. A highly enantioselective route for the introduction of aziridines into functionalized organic molecules was developed via a tandem acylation and aziridination of TMSCHN2. The products are synthetically useful intermediates that can be readily elaborated. To, my husband Quanxuan and our daughter Aimee iv ACKNOWLEDGEMENTS One of the joys of completion is to look over the journey past and remember all the people who have helped and supported me along this long but fulfilling road. It would not have been possible to write this doctoral thesis without the help and support of the kind people around me, to only some of whom it is possible to give particular mention here. First and foremost, my utmost gratitude to my advisor, William D. Wulff, for his excellent guidance, patience, and providing me with an excellent atmosphere for doing research. To work with you has been a real pleasure to me. You have been my inspiration as I hurdle all the obstacles in the completion of this research work; you have always been patient and encouraging in times of difficulties; you have listened to my ideas and discussions with you frequently led to key insights. You have been a steady influence throughout my Ph.D. career with your ability to approach compelling research problems, your high scientific standards, and your hard work. I could not have asked for better role model. I could not be prouder of my academic roots and hope that I can in turn pass on the research values that he has given to me. Special thanks to my committee, Dr. Babak Borhan, Dr. Xuefei Huang and Dr. Milton R. Smith III for their support, guidance and helpful suggestions. Their guidance has served me well and I owe them my heartfelt appreciation. Babak is a great teacher in spectroscopic course, whose truly inspiring teaching made spectral analysis fascinating to me and will definitely benefit my career. It is always fun to talk to Babak, and you made me feel a friend, which I appreciate from my heart. I would like to say a big thank you to Dr. Huang, for many “free lunches”, which give me a great chance to meet v different people and I have really enjoyed it. Also thank you for your prompt response to all my recommendation letter requests, which definitely made my post-doc application easier. I would also like to thank Dr. Smith for your helpful and insightful ideas and hard questions during my second year oral examination. Thank you for making the Monday night homework discussion so interesting in the organometallic course. Members of the Wulff group also deserve my sincerest thanks, their friendship and assistance has meant more to me than I could ever express. I greatly appreciate the helps received from Dr. Aman Desai. Aman was my mentor when I joined the Wulff group, and he has helped me whenever I need his help – seminar, oral examination and job hunting – through my Ph.D. He is such an inspiring person, who always cheered me up when I felt down in the lab with his positive attitudes of work and life. I would also like to thank Dr. Zhenjie Lu for her helpful discussions on the first day after I joined the Wulff group. Dr. Zhensheng Ding has been a really pleasure to work with, who always made me laugh with his great humor. I had the great pleasure to work in the same group with Dr. Li Huang. Li is one of the most hard-working people, I know. We are not only colleagues but also close friends. I appreciate Li for making my life in the Wulff group a lot more fun. Furthermore, I am very grateful to Dr. Yong Guan, Dr. Anil K. Gupta, Dr. Munmun Mukherjee, Dr. Dima Berbasov and Dr. Nilanjana Majumdar for creating a friendly research atmosphere and for their helps with my seminar practice. From the present Wulff group, I have been very privileged to collaborate with Dr. Mathew Vetticatt, an intelligent and passionate computational chemist. Mathew is one of the most warm-hearted people I have ever known. He is always willing to help people in need scientifically and personally. I also want to extend my sincere thanks to Wenjun vi Zhao. Wenjun is like my little sister in the past few years. She is a very precise person when it comes to work in the lab. Besides, Wenjun is also a great cook, and I had the fortune to taste many delicious foods she prepared. I also feel grateful to Wynter, who sends greeting cards to every one in the group before Christmas every year. In addition, I would like to thank Xin Zhang, a quite but very smart labmate. And I also want to thank Yubai Zhou, Xiaopeng Yin, Yijing Dai and Prakash Shee for being wonderful labmates. I must thank Dr. Dan Holmes for his kind help with NMR analysis. I have really bugged him a lot. I thank Dr. Richard J. Staples for giving me so many suggestions on how to grow crystals. I also thank Lijun Chen for her kind help whenever I needed to get some HRMS samples. My friends in US, China and other parts of the world are sources of joy and support. Special thanks to Dottie Schmidt for being a caring landlord and friend. I want to thank Bonnie and John Bankson for giving us kind support when we arrived in US in 2007. I want to thank all the friends from the Baker’s group – Hui, Wen, Heyi and Zhe for their friendship. I want to thank my friends from the babak group – Dr. Wenjing Wang, Dr. Roozbeh Yousefi, Carmille Watson, Arvind Jaganathan and Kumar Ashtekar. I want to thank my friends from the Huang group – Dr. Xiaowei Lu and Dr. Zhaojun Yin. I also want to thank my friends from the Maleczka group – Dr. Luis Mori Quiroz and Dr. Monica Norberg. Last but not the least, I would like to thank my family. I wish to thank my parents. Their love provided my inspiration and was my driving force. I owe them everything and wish I could show them just how much I love and appreciate them. I wish to thank my parents-in-law for coming to the US to help us with the baby. With their unconditional vii support, I can focus on my work in the lab and finish writing this thesis. I wish to thank my sister, sisters-in-law and brothers-in-law for their endless love and support. Finally, I would like to thank the two precious gifts in my life. Aimee Yihan Zhang was born on th May 17 , 2012. She is an angel to me. Thank you for letting me grow with you, Aimee. I would not have contemplated this road if not for my husband, Quanxuan Zhang, who accompanied me in good and bad times during my Ph.D study. His love and encouragement allowed me to finish this journey. To Quanxuan, thank you. viii TABLE OF CONTENTS CHAPTER ONE CHIRAL HOMO-ALLYLIC AMINES IN ORGANIC CHEMISTRY 1.1 Introduction........................................................................................................... 1 1.2 Main approaches towards the catalytic asymmetric synthesis of chiral homoallylic amines .............................................................................................................. 1 CHAPTER TWO DIRECT CATALYTIC ASYMMETRIC AMINO-ALLYLATION OF ALDEHYDES– SYNERGISM OF A CHIRAL BOROX BRØNSTED ACID AND BENZOIC ACID 2.1 Introduction........................................................................................................... 5 2.2 Initial results of the catalytic asymmetric aza-Cope rearrangement with chiral Brønsted acid BOROX 9 ............................................................................................ 6 2.3 Serendipitous discovery of the synergistic effect of benzoic acid on BOROX catalyst 9 .................................................................................................................... 8 2.4 Mapping the protecting group for aza-Cope rearrangement with BOROX 9...... 11 2.5 Optimization of the solvent for the aza-Cope rearrangement with BOROX catalyst 9 .................................................................................................................. 13 2.6 Study of different achiral acids as additive ......................................................... 14 2.7 Diversity of BOROX catalyst 9 ........................................................................... 16 2.7.1 Tuning the BOROX catalyst 9 with phenol modules ................................... 17 2.7.2 Tuning the BOROX catalyst 9 with various ligands..................................... 19 2.8 Direct aminoallylation of benzaldehyde.............................................................. 22 2.9 Substrate scope for direct aminoallylation of aryl aldehydes ............................. 23 2.10 Substrate scope for direct aminoallylation of aliphatic aldehyde...................... 25 2.11 Scale-up, recycle of starting amine and VANOL Ligand .................................. 27 2.12 Total synthesis of (R)-Coniine .......................................................................... 27 2.13 Determination of the absolute configuration of amine 27h and 27o from the direct catalytic asymmetric aminoallylation of aldehydes 25h and 25o .................... 28 2.14 Conclusion........................................................................................................ 30 CHAPTER THREE MECHANISTIC STUDIES OF THE CHIRAL BRØNSTED ACID CATALYZED AZA-COPE REARRANGEMENT – UNDERSTANDING THE SYNERGISYM OF CHIRAL AND ACHIRAL BRØNSTED ACIDS 3.1 Introduction......................................................................................................... 31 3.2 Probing the role of benzoic acid additive in the aza-Cope rearrangement catalyzed by the chiral BOROX catalyst 9................................................................ 32 13 3.3 Experimental C kinetic isotope effects (KIEs) ................................................. 36 3.3.1 Design of experiment .................................................................................. 36 ix 3.3.2 Experimental KIEs....................................................................................... 38 3.4 Spectral data in support of a covalent modification of the catalyst-imine complex by benzoic acid .......................................................................................... 39 13 11 3.4.1 Design of C and B NMR experiments .................................................. 40 3.4.2 Interpretation of 13 13 11 C NMR and 11 13 B NMR with 1- C-benzoic acid ............. 42 3.4.3 C NMR and B NMR with tetrabutylammonium benzoate and methyl benzoate .................................................................................................. 47 3.5 Possible active catalyst structures ..................................................................... 48 3.6 Transition state models ...................................................................................... 50 3.6.1 Transition structures without benzoic acid .................................................. 51 3.6.2 Transition structures with benzoic acid ....................................................... 53 3.7 Spin saturation transfer experiment in support of the dynamic formation of diastereomers of catalyst upon the addition of benzoic acid.................................... 55 3.8 Predicted KIEs and interpretation....................................................................... 60 3.9 Equilibrium study of the aza-Cope rearrangement with BOROX catalyst 9 and benzoic acid ............................................................................................................. 62 3.10 Conclusion........................................................................................................ 63 CHAPTER FOUR TOTAL SYNTHESIS OF SEDAM ALKALOIDS VIA CATALYST CONTROLLED AZA-COPE REARRANGEMENT AND HYDROFORMYLATION WITH FORMALDEHYDE 4.1 Introduction......................................................................................................... 65 4.2 Retrosynthetic analysis of (+)-allosedridine........................................................ 69 4.3 Direct aminoallylation of chiral b-alkoxy aldehydes............................................ 70 4.4 Direct aminoallylation of chiral !-alkoxy aldehydes............................................ 71 4.5 Optimization of the intramolecular amidocarbonylation with formaldehyde ....... 72 4.6 Synthesis of (-)-Coniine ...................................................................................... 73 4.7 Total synthesis of (+)-Sedridine and (+)-allosedridine........................................ 75 4.8 Conclusion.......................................................................................................... 76 CHAPTER FIVE TRIMETHYLSILYLDIAZOMETHANE AS A VERSATILE STITCHING AGENT FOR THE INTRODUCTION OF AZIRIDINES INTO FUNCTIONALIZED ORGANIC MOLECULES 5.1 Introduction......................................................................................................... 77 5.2 Synthesis of diazo ketone via the diazo transfer method ................................... 79 5.3 Synthesis of diazo ketones with TMSCHN2 ....................................................... 80 5.3.1 Optimization of the number of equivalents of TMSCHN2 ............................ 82 5.3.2 Sovent study for the synthesis of diazo ketone 74b .................................... 84 5.3.3 Substrate scope for the synthesis of diazo ketones with TMSCHN2 .......... 84 5.4 Introduction of aziridines into functionalized organic molecules......................... 87 x 5.4.1 Optimization of the aziridination reaction with diazo ketone 74a................. 87 5.4.2 Optimization of the N-protecting group........................................................ 88 5.4.3 Substrate scope for tandem acylation/aziridination of TMSCHN2 ............... 89 5.5 Deprotection of MEDAM group .......................................................................... 91 5.6 Diastereoselective synthesis of tetrahydrofurylamines ...................................... 92 5.7 Conclusion.......................................................................................................... 93 CHAPTER SIX EXPERIMENTAL SECTION.......................................................................................... 95 REFERENCES ............................................................................................................ 244 xi LIST OF TABLES Table 2. 1 Study of effect of the amount of benzoic acid on the asymmetric induction . 10 Table 2. 2 Solvent screening for the aza-Cope rearrangement of imine 23f ................. 13 Table 2. 3 Effects of various acids on the BOROX catalyst 9 in the aza-Cope rearrangement ............................................................................................................... 15 Table 2. 4 Screening various phenols and alcohols ...................................................... 17 Table 2. 5 Tuning the BOROX catalyst 9 with 7,7’-substituted ligands ......................... 20 Table 2. 6 Tuning the BOROX catalyst 9 with 4,4’-substituted ligands ......................... 21 Table 2. 7 Optimization of molecular sieve loading ....................................................... 23 Table 3. 1 The integration of peaks observed in the 11 B NMR (Figure 3. 4) ................. 43 Table 4. 1 Direct aminoallylation of chiral "-alkoxy aldehydes ...................................... 70 Table 4. 2. Direct aminoallylation of a chiral !-alkoxy aldehyde .................................... 72 Table 4. 3 Optimization of the intramolecular amidocarbonylation with formaldehyde.. 73 Table 5. 1 Optimization of the number of equivalents of TMSCHN2 ............................. 82 Table 5. 2 Solvent study for the synthesis of diazo ketone 74b..................................... 84 Table 5. 3 Substrate scope for the synthesis of diazo ketones 74 via TMSCHN2 ......... 85 Table 5. 4 Optimization of the aziridination reaction...................................................... 87 Table 5. 5 Optimization of the N-protecting group ......................................................... 89 Table 5. 6 Aziridination of functionalized diazo ketones ................................................ 90 xii LIST OF FIGURES Figure 2. 1 Initial results with chiral Brønsted acid BOROX 9 ......................................... 7 Figure 2. 2 CH- " interaction between BOROX catalyst and imine in Wulff cisaziridination reaction ...................................................................................................... 11 Figure 2. 3 Optimization of the aryl groups for maximum asymmetric induction ........... 12 Figure 2. 4 Two dimensional diversity of the BOROX 9 catalyst ................................... 16 Figure 3. 1 Study of the effect of the equivalents of benzoic acid on enantioselectivity and reaction rate of the aza-Cope rearrangement catalyzed by BOROX catalyst 9 ..... 33 Figure 3. 2 Allosteric regulation of BOROX catalyst 9 with benzoic acid....................... 36 13 Figure 3. 3 Experimental C KIEs for the aza-Cope rearrangement of 36 catalyzed by (S)-VANOL-BOROX catalyst 9 ................................................................................. 39 Figure 3. 4 11 B NMR spectra of catalyst modification studies ....................................... 42 13 13 Figure 3. 5 C NMR spectra of catalyst modification studies using 1- C-benzoic acid ................................................................................................................................ 44 13 Figure 3. 6 NMR spectra of catalyst modification studies with imine 39 using 1- Cbenzoic acid ................................................................................................................... 46 11 Figure 3. 7 B NMR with tetrabutylammonium benzoate and methyl benzoate (Integrations shown in italic) .......................................................................................... 47 Figure 3. 8 Transition state geometries for the aza-Cope rearrangement of 23f catalyzed by (S)-VANOL-BOROX without benzoic acid additive computed using the ONIOM method described in Scheme 3. 7B.................................................................. 52 Figure 3. 9 Transition state geometries for the aza-Cope rearrangement of 23f catalyzed by (S)-VANOL-BOROX with benzoic acid additive computed using the ONIOM method described in Scheme 3. 7B.................................................................. 54 Figure 3. 10 Interconversion of diastereomeric catalyst species ................................... 56 Figure 3. 11 Spin saturation transfer with imine 23f (Precatalyst was prepared and regents were added in the sequence as shown in Scheme 3. 5) .................................. 57 xiii Figure 3. 12 NMR spin saturation transfer with imine 38 (Precatalyst was prepared and regents were added in the sequence as shown in Scheme 3. 5) ........................... 58 Figure 3. 13 Predicted 13 C NMR KIEs for the aza-Cope rearrangement of 36 ............. 61 xiv LIST OF SCHEMES Scheme 1. 1 Two approaches for catalytic asymmetric synthesis of homo-allylic amines ............................................................................................................................. 2 Scheme 1. 2 Kobayashi’s asymmetric amino-allylation of aldehydes ............................. 3 Scheme 1. 3 Ruiping’s catalytic asymmetric amino-allylation of aldehydes .................... 3 Scheme 2. 1 A new class of chiral Brønsted acid BOROX 9........................................... 5 Scheme 2. 2 Self-assembled BOROX catalyst 9 with imines.......................................... 6 Scheme 2. 3 Synergistic interplay of BOROX 9 and benzoic acid .................................. 8 Scheme 2. 4 Orthogonal interplay of chiral and non-chiral Brønsted acids..................... 9 Scheme 2. 5 Substrate scope for direct catalytic asymmetric aminoallylation of aromatic aldehydes with VANOL BOROX catalyst........................................................ 24 Scheme 2. 6 Substrate scope for direct catalytic asymmetric aminoallylation of aliphatic aldehydes with the VANOL BOROX catalyst .................................................. 26 Scheme 2. 7 Recycle of diaryl ketone 28 ...................................................................... 27 Scheme 2. 8 Total synthesis of (R)-Coniine .................................................................. 28 Scheme 2. 9 Absolute configuration in the direct catalytic asymmetric aminoallylation 29 Scheme 3. 1 Synergistic interplay of chiral BOROX catalyst 9 and benzoic acid.......... 32 Scheme 3. 2 Probing the role of benzoic acid ............................................................... 35 Scheme 3. 3 Design of starting material KIE measurement .......................................... 37 Scheme 3. 4 Design of product KIE measurement........................................................ 38 Scheme 3. 5 Design of 13 C and 11 B NMR experiments................................................ 41 Scheme 3. 6 Possible structures of modified catalyst ................................................... 49 Scheme 3. 7 Division of layers for ONIOM (DFT:Semi-empirical) calculations ............. 51 Scheme 3. 8 Equilibrium study of the aza-Cope rearrangement ................................... 63 xv Scheme 4. 1 Sedum and related alkaloid natural products ........................................... 65 Scheme 4. 2 Direct aminoallylation of non-chiral aldehydes ......................................... 66 Scheme 4. 3 Kumar’s catalyst controlled synthesis of syn/anti-1,3-aminoalcohols from a single substrate .................................................................................................. 67 Scheme 4. 4 Hydroformylation with formaldehyde ........................................................ 68 Scheme 4. 5 Retrosynthesis of (+)-sedridine and (+)-allosedridine............................... 69 Scheme 4. 6 Total synthesis of (-)-Coniine.................................................................... 74 Scheme 4. 7 Synthesis of (+)-Sedridine and (+)-Allosedridine...................................... 75 Scheme 5. 1 Three approaches towards catalytic asymmetric aziridination ................. 77 Scheme 5. 2 The Antilla-Wulff catalytic asymmetric aziridination.................................. 78 Scheme 5. 3 Synthesis of diazo ketone 74 via the diazo transfer method .................... 80 Scheme 5. 4 Tandem acylation/aziridination of TMSCHN2 ........................................... 80 Scheme 5. 5 Synthesis of diazo ketone 74a by TMSCHN2 ........................................... 81 Scheme 5. 6 Proposed mechanism for the formation of diazo ketone .......................... 83 Scheme 5. 7 Preparation of the diazo ketone 74k via the corresponding acid anhydride ....................................................................................................................... 86 Scheme 5. 8 Deprotection of MEDAM group from (2R, 3R)-78i.................................... 92 Scheme 5. 9 Diastereoselective access to enantiomeric tetrahydrofurylamines........... 93 xvi CHAPTER ONE CHIRAL HOMO-ALLYLIC AMINES IN ORGANIC CHEMISTRY 1.1 Introduction Chiral homo-allylic amines have been recognized in biologically active natural products, including angustifoline 1 and cryptophycin 337. 2 They have also been 3 identified in synthetic medicinal compounds, such as eponemycin. In addition, chiral homo-allylic amines have served as key intermediates in total syntheses of complex natural product, such as indolizomycin, 5 6 4 the aminosugar of vancosamine, and desoxoprosopinine, as well as halichlorinespirocycle. 7 Perhaps the most significant aspect of chiral homo-allylic amines relies on their synthetic versatility as chiral building blocks for the construction of a broad range of multi-functional organic compounds. The rich chemistry with the alkene moiety provides 8 great access to amino alcohols, aminoalkyl epoxides, amino acids and aminoalkyl 9 cyclopropane. Furthermore, with the development of ring-closing metathesis and the hydroformylation reaction, various nitrogen-containing heterocycles, such as azetidines, piperidines, azepines, and pyrrolidine derivatives can be assembled quickly. 1.2 Main approaches towards the catalytic asymmetric synthesis of chiral homoallylic amines A measure of the value of chiral homo-allylic amines in organic synthesis is the large volume of work that has been devoted to their construction. Two main methods have been reported for the catalytic asymmetric synthesis of homo-allylic amines as outlined in Scheme 1. 1. 1 Scheme 1. 1 Two approaches for catalytic asymmetric synthesis of homo-allylic amines catalyst * O R H NH2 R M catalyst * R Aminoallylation of aldehydes N PG H Allylation of imines The development of catalytic asymmetric allylation of imines has received much attention. 10 Although significant progress has been made in this area, the catalytic asymmetric allylation of aliphatic imines remains a considerable challenge and the use of basic allylmetallic reagents limits the application of the methodology for basesensitive substrates. In contrast to allylation of imines, less progress has been made for the catalytic asymmetric amino-allylation of aldehydes; only one report has appeared thus far. 11 Although amino-allylation of aldehydes is more direct given the fact that a huge variety of aldehydes are commercially available, the purification of imines, especially aliphatic imines, can be a hassle. In 2006, Kobayashi reported a stoichiometric asymmetric amino-allylation of aldehydes involving an aza-Cope rearragement of imines 3 derived from 3-bytenyl-1amines of the type 1 as shown in Scheme 1. 2. They were able to sterically drive the reversible Cope-rearrangement to the isomer 4 which formally represents the “transfer amino-allylation” of the aldehyde 2. Kobayashi’s method involves a stoichiometric auxiliary in the form of a chiral amine 1 and has been adopted for use in natural product 12 syntheses. 2 Scheme 1. 2 Kobayashi’s asymmetric amino-allylation of aldehydes NH2 O + R O 1, 1 equiv N H R O 3 2 CSA (10 mol%) DCE, 24 h R H NH2 H2NOH•AcOH N R O 5 4 In 2008, Ruiping and co-workers developed a catalytic asymmetric amino-allylation of aldehydes on the basis of a condensation – aza-Cope rearrangement sequence 11 (Scheme 1. 3). It was found that two phenyl groups were sufficient to electronically drive the equilibrium to the isomer 7. The aza-Cope rearrangement was catalyzed by 10 mol% chiral phosphoric acid 8, affording moderate to good enantioselectivity with aromatic aldehydes. However, a lacuna in the only existing method for the asymmetric catalytic amino-allylation of aldehydes is the sub-class of aliphatic aldehydes. Scheme 1. 3 Ruiping’s catalytic asymmetric amino-allylation of aldehydes 3 Scheme 1.3 (cont’d) 2-naphthyl O R Ph H + Ph NH2 6 Ph 10 mol % cat. 8 MTBE, 3Å MS, 50 °C, 48 h N O O P O OH Ph R 7 Cat. 8 2-naphthyl The development of a more efficient catalytic asymmetric amino-allylation of aldehydes protocol that gives excellent enantioselectivity for both aromatic and aliphatic substrates has remained an elusive, albeit an actively pursued goal in the field. 4 CHAPTER TWO DIRECT CATALYTIC ASYMMETRIC AMINO-ALLYLATION OF ALDEHYDES – SYNERGISM OF A CHIRAL BOROX BRØNSTED ACID AND BENZOIC ACID 2.1 Introduction The field of chiral Brønsted acid catalysis has grown to great prominence in a very short period of time. 13 Phosphoric acid derivatives of BINOL and BINOL derivatives are by far the most important members of the family of strong chiral Brønsted acids, due to the great diversity of catalysts by introduction of substituents primarily into the 3,3’positions of BINOL and to a lesser extent at the 6,6’-positions. Scheme 2. 1 A new class of chiral Brønsted acid BOROX 9 R 2 R OR 1 O O P O OH R 1 R O O 3 O B B O O B OR R [H-imine] 3 R2 phosphoric acids derived from BINOL and BINOL derivatives BOROX catalyst 9 In the course of development of a catalytic asymmetric method for the synthesis of cis-aziridines, our former group members have discovered a new class of strong chiral Brønsted acids in the form of the boroxinate species 9 (Scheme 2. 1) that exists as an ion pair consisting of a chiral boroxinate anion derived from either the VANOL 12 or VAPOL 13 ligand (Figure 2. 1) and a protonated iminium. 14 A pre-catalyst mixture mesoborate B1 and pyroborate B2 were formed initially when ligand VANOL or VAPOL was heated with 4 equivalent of B(OPh)3 and 1equivalent of H2O. NMR and crystal 5 structure evidence revealed that addition of an imine to this pre-catalyst mixture resulted in the self-assembly of BOROX catalyst 9 (Scheme 2. 2). Boroxinate assembly can be induced by the imine either from the ligand and 4 equivalent of commercial B(OPh)3 or from the ligand and 3 equivalnet of BH3•SMe2, 2 equivalent of phenol and 3 equivalent of H2O. Scheme 2. 2 Self-assembled BOROX catalyst 9 with imines + 2 HO R3 Ph Ph OH OH 1) 100 °C, 1 h. toluene + 3 H2O 2) 100 °C, 0.5 h, 0.1 mm Hg Ph Ph + 3 BH3•SMe2 Ligand O B OPh O B1 (mesoborate) + Imines OPh O B O B O [H-imine] O O B OPh Ph Ph BOROX catalyst 9 self-assembled catalyst Ph Ph OPh O B O B O OPh B2 (pyroborate) pre-catalyst mixture 2.2 Initial results of the catalytic asymmetric aza-Cope rearrangement with chiral Brønsted acid BOROX 9 6 Figure 2. 1 Initial results with chiral Brønsted acid BOROX 9 Ph 20 mol% catalyst Ph Ph Ph N N toluene, 60 °C Ph 10 * 11 Ph R R Ph Ph OH OH Ph Ph OH OH OH OH R (S)-VANOL (R=H) % ee 12, R=H, 19 14, R=Ph, 3 % yield 82 70 R (S)-VAPOL, 13 % ee 4 % yield 67 (R)-BINOL % ee 15, R=H, 4 16, R=Ph, 5 % yield 49 ND Catalyst made from 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv of phenol and 3 equiv of H2O at 100 °C for 1 h, followed by full vacuum, 100 °C, 30 min. For ease of optimization, imine 10 was chosen to initially examine the aza-Cope rearrangement with BOROX catalysts derived from various ligands as shown in Figure 2. 1. The standard conditions for imine 10 will then be translated to other aldehydes later on. We hoped that imine 10 could induce the self-assembly of the active BOROX catalyst 9 and in the same time frame, that BOROX 9 would catalyze the aza-Cope rearrangement to afford the masked homo-allylic amines 11. With 20 mol% BOROX catalyst derived from (S)-VANOL 9, 19 % ee and 82% yield were obtained. When a sterically hindered VANOL derivative 14 was utilized, the ee dropped to 3%. A decrease in ee was also observed with BOROX catalysts prepared from VAPOL 13, BINOL 15 and BINOL derivative 16. 7 The background reaction test with imine 10 at 60 °C in toluene revealed that the aza-Cope rearrangement did not occur under thermochemical conditions in the absence of catalyst. 2.3 Serendipitous discovery of the synergistic effect of benzoic acid on BOROX catalyst 9 Scheme 2. 3 Synergistic interplay of BOROX 9 and benzoic acid O Ph Ph + H H2N Ph MgSO4, CH2Cl2 rt Ph Ph N Ph 17 H 20 mol% (R)-VANOL BOROX 9 toluene, 60 °C 10 Ph N Ph Ph freshly distilled 100% conversion, 48 h 11 19% ee two-week old 100% conversion, 12 h benzoic acid 27% ee [O] During the course of optimization, it was found that the rearrangement of imine 10 prepared from a sample of benzaldehyde that had not been distilled for two-weeks led to a higher induction with the VANOL BOROX catalyst 9 (27% ee, 69% yield, Scheme 2. 3). It was speculated that a small amount of benzaldehyde was oxidized to benzoic acid, and that its presence in a catalytic amount was responsible for the enhanced asymmetric induction (Scheme 2. 3). To test this assumption, 10 mol% benzoic acid was thus added to the reaction mixture. A significant increase in ee (from 27 % ee without benzoic acid vs. 45% ee with benzoic acid) was observed for the VANOL-derived BOROX catalyst 9. 8 Scheme 2. 4 Orthogonal interplay of chiral and non-chiral Brønsted acids EtO2C NHAc CO2Et + Ph N O * CH3 19 RO P OH NHAc + AcOH Ph OR 18 Catalyst H R' H O R' N H O RO P O OR AcO NHAc Ph Ph CH3 O NHAc CH3 RO P O HN RO H H H R' R' N H Antilla's asymmetric hydrogenation of enamides catalyzed by a dual acid system R 2 P ArO O 21 O O ArO 1 R OH *BH N OH R O ArO P ArO 1 R 2 H 20 H N O R 1 2 R H Ruiping's coorperative Brønsted acid catalyzed synthesis of isoquinuclidines The orthogonal interplay of a chiral Brønsted acid and a non-chiral Brønsted acid has been reported by Rueping’s group in 2006 and Antilla’s group in 2009. 15,16 In the former reaction, the two Brønsted acids were involved in two parallel steps, while for the 9 latter, an achiral Brønsted acid was utilized to keep a sufficient concentration of an aryl iminium and the addition of the achiral acid did not affect the asymmetric induction. However, for our approach, the addition of benzoic acid quickly led to a color change of the reaction mixture and significant enhancement in the enantioselection was achieved, which clearly indicated a synergistic interaction of these two Brønsted acids on the asymmetric induction. To the best of our knowledge, this is the first example of the nonorthogonal coexistence of a chiral and an achiral Brønsted acid in asymmetric catalysis. Table 2. 1 Study of effect of the amount of benzoic acid on the asymmetric induction Ph Ph N Ph 10 mol% (R)-VANOL BOROX 9 n mol% benzoic acid toluene, 60 °C 18 h H a. N Ph Ph 10 Entry 1 2 3 4 5 6 7 8 Ph 11 a n 0 1 5 10 15 20 40 60 %Yield 77 80 85 81 81 83 84 84 b %ee 25 40 69 72 72 70 68 66 c Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in toluene at 0.2 M in imine 10 for 18 h and went to 100% completion at the indicated temperature. Catalyst 9 was prepared by heating 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv of PhOH, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C b. for 0.5 h at 0.1 mm Hg. Isolated yield after silica gel column chromatography. c. Chiral HPLC. 10 An equal amount of benzoic acid with the chiral VANOL-BOROX catalyst led to the maximum ee (Table 2. 1, entry 5), and any further increase in the amount of benzoic acid resulted in a marginal decrease in enantioselectivity (Table 2. 1, entry 3 and 4). Under the same reaction conditions, with just benzoic acid itself, at the absence of VANOL-BOROX 9 catalyst, the aza-Cope rearrangement did not occur. 2.4 Mapping the protecting group for aza-Cope rearrangement with BOROX 9 Figure 2. 2 CH- " interaction between BOROX catalyst and imine in Wulff cisaziridination reaction H3C OCH3 CH3 CH-! interaction O Ph Ph CH3 N H H O O O B B O O B OPh OCH3 CH3 Inspired by the crucial non-covalent CH-" interaction (Figure 2. 2) between the boroxinate catalyst and the imine substrate in our previously reported aziridination protocol, 14,17 we turned our attention to the engineering of this potential modular interaction with different diarylmethyl groups in the aminoallylation of aldehydes. A correlation between the asymmetric induction and the electronic and steric effects of various diarylmethyl groups was established by comparing the diarylmethyl groups with the benchmark diphenylmethyl group 10. As shown in Figure 2. 3, the introduction of an electron-donating group (Figure 2. 3, compound 23a, 23% ee) into the aryl group greatly abated the induction, while for 23c an electron-withdrawing substituent hardly caused a 11 change. However, installation of two methyl groups to the electron-rich aryl group (compound 23e, 64% ee) could cancel the adverse effect of the methoxyl group, conveying a notable gain in ee. Conversely, for the aziridination reaction that we have previously examined, the presence of the methoxyl group and two methyl groups in the 3- and 5- positions was equally important to the enantioselection. 17h,k We then decided to replace the two methyl groups in 23e with even larger t-butyl groups (compound 23b, 39% ee), however, the ee greatly dropped by 25%. Based on the results obtained for compounds 23a, 23b and 23e, a new modular group (compound 23f, 69% ee) was designed for this reaction, which, as we expected, gave the optimal asymmetric induction amongst all the diarylmethyl groups evaluated. Figure 2. 3 Optimization of the aryl groups for maximum asymmetric induction Ar N 5 mol% benzoic acid toluene, 60 °C, 18 h Ph 10, 23a-f O Ar 10 mol % (R)-VANOLBOROX 9 a Ar N Ar Ph 11, 24a-f F O t-Bu O t-Bu Ar = 10 23a 23b 23c 23d 23e 23f % yield b 76 47 51 76 71 70 85 % ee c 42 23 39 40 40 64 69 a. Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in toluene at 0.2 M in imine for 18 h and went to 100% completion at the indicated temperature. Catalyst 9 was prepared by heating 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv of PhOH, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The catalyst 12 Figure 2.3 (cont’d) solution was transferred to a Schlenk test tube containing imine, directly followed by addition of benzoic acid at room temperature. The reaction mixture was heated b. c. to 60 °C. Isolated yield after silica gel column chromatography. Chiral HPLC. 2.5 Optimization of the solvent for the aza-Cope rearrangement with BOROX catalyst 9 Table 2. 2 Solvent screening for the aza-Cope rearrangement of imine 23f Ar N Ar 10 mol % (R)-VANOLBOROX 9 Ar N Ph 5 mol % benzoic acid 23f solvent, 60 °C Ar = 3,5-Me2C6H3 (0.1 mmol, 0.2 M) Entry a. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 a Solvent trifluorotoluene benzene toluene xylenes p-xylene o-xylene m-xylene mesitylene t-butylbenzene anisole THF MTBE CH3CN ethylacetate dichloroethane CCl4 cyclohexane Time (h) 18 18 18 18 32 24 18 18 18 18 18 18 24 18 18 24 32 Ar Ph 24f %Yield b 24f 73 78 85 86 82 83 92 86 63 80 77 79 75 83 79 82 78 %ee c 24f 30 60 69 75 72 70 78 78 68 53 -15 33 -6 14 3 67 47 Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in toluene at 0.2 M in imine 23f for 18 h and went to 100% completion at the indicated temperature. Catalyst 13 Table 2.2 (cont’d) 9 was prepared by heating 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv of PhOH, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The catalyst solution was transferred to a Schlenk test tube containing imine, directly followed by addition b. of benzoic acid at room temperature. Isolated yield after silica gel column chromatography. c. Chiral HPLC. To further optimize the reaction conditions, we varied the solvent and found that the highest asymmetric induction was observed when the reaction was carried out in mxylene and mesitylene at 60 °C (Table 2. 2, entry 7 and 8). However, considering the high boiling point of mesitylene (165 °C), we decide to use m-xylene as the solvent of choice. The solvent study was carried out before we found equal amount of benzoic acid with respect to catalyst 9 gave the maximum enantioselectivity. 2.6 Study of different achiral acids as additive Although a broad range of achiral acids were examined, benzoic acid as additive gave superior yields and asymmetric induction than any of the other types of acids screened (Table 2.3). Introduction of electron-donating substituents into benzoic acid led to subtle changes in the enantioselectivity (entry 21 and 22). Electron-withdrawing substituents greatly abated the asymmetric induction (entry 23). Steric tuning of various benzoic acids seemed not to affect the asymmetric induction (entry 10-12) unless two substituents were introduced into the ortho-positions simultaneously (entry 27 and 35). 14 Table 2. 3 Effects of various acids on the BOROX catalyst 9 in the aza-Cope rearrangement Ar Ar Ar 10 mol % (R)-VANOLBOROX 9 N N Ar Ph 10 mol % acid 23f Ph m-xylene, 60 °C Ar = 3,5-Me2C6H3 24f (0.1 mmol, 0.2 M) Entry 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 a Acid (pKa) Time (h) TFA (-0.26) diphenyl hydrogen phosphate (1) benzoic acid (4.2) acetic acid (4.8) trimethylacetic acid Adamantane Carboxylic Acid Chloroacetic Acid (2.86) CF3SO2NH2 (6.3) diethyl phosphoramidate phenylboronic acid (7) phenol (10) 2-Naphthylacetic Acid (~4.31) 4-ethoxyphenylacetic acid phenylacetic acid Trifluoro-p-tolylacetic acid Diphenylacetic acid 2-fluorobenzoic acid (3.3) 3-fluorobenzoic acid (3.9) 4-fluorobenzoic acid (4.1) 4-methoxybenzoic acid (4.6) 4-propoxybenzoic acid 4-dimethylaminobenzoic acid (5.1) 4-nitrobenzoic acid (3.3) 4-tert-butylbenzoic acid 4-trifluoromethylbenzoic acid 4-phenylbenzoic acid 2,4,6-trimethylbenzoic acid 1-naphthalenecarboxylic acid (3.7) 2-methylbenzoic acid (3.9) 3-methylbenzoic acid (4.2) 4-methylbenzoic acid (4.3) 3,5-dimethylbenzoic acid 3,5-di-tert-butylbenzoic acid 18 22 18 22 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 18 15 %Yield b 24f 79 77 92 78 82 79 74 86 76 78 76 79 79 76 77 78 82 81 84 72 78 81 76 72 78 76 71 79 78 78 75 79 78 %ee c 24f 17 19 78 63 67 66 40 23 20 31 23 70 71 70 65 54 70 73 76 63 77 77 63 77 73 76 29 75 74 77 77 75 76 Table 2.3 (Cont’d) a. 34 35 Phthalic acid 9-Anthracenecarboxylic acid 18 18 57 77 12 25 Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in toluene at 0.2 M in imine 23f for 18 h and went to 100% completion at the indicated temperature. Catalyst 9 was prepared by heating 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv of PhOH, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The catalyst solution was transferred to a Schlenk test tube containing imine, directly followed b. by addition of benzoic acid at room temperature. Isolated yield after silica gel column chromatography. c. Chiral HPLC. 2.7 Diversity of BOROX catalyst 9 Figure 2. 4 Two dimensional diversity of the BOROX 9 catalyst R 2 R + 2 HO R3 1 R 1 R OH + 3 H2O OH + 3 BH3•SMe2 R 1. Toluene, 100 °C 2. imine 2 OR 1 R 1 R O O O B B O O B OR 2 R Ligand 3 [H-imine] 3 2 BOROX catalyst 9 As in the case for BINOL phosphoric acid, diversity in the boroxinate 9 can also be achieved by preparing the catalyst from substituted biaryl ligands, most easily by 1 varying the nature of the substituents R and R 2 (Figure 2. 4). However, a second dimension to the diversity of the boroxinate catalyst is possible by variation of the 3 substituent R that is derived from an alcohol or phenol (Figure 2. 4). The practicality of 16 this diversity is greatly enhanced by the fact that the catalysts are assembled in-situ from the ligand, BH3•SMe2, phenol or alcohol and H2O upon the addition of imine. 2.7.1 Tuning the BOROX catalyst 9 with phenol modules 3 The effect of the change in the BOROX catalyst 9 structure by varying the R group of the phenol or alcohol used in catalyst generation was explored (Table 2. 4). A number of different phenols and alcohols were examined and the results are shown in Table 2. 4. The highest selectivity is observed with 2,4,6-trimethylphenol (Table 2. 4, entry 9). The asymmetric induction drops to 51% with electron poor para-nitrophenol (Table 2. 4, entry 18). The largest perturbation is noted with bulky anthracen-9ylmethanol, where asymmetric induction drops dramatically to 35% (Table 2. 4, entry 26). Table 2. 4 Screening various phenols and alcohols + 2 ROH Ph Ph OH + 3 H2O OH + 3 BH3•SMe2 VANOL 1. toluene, 100 °C 2. imine 23f OR Ph Ph O O O B B O O B [H-imine] OR 12 BOROX catalyst 9 Ar Ar Ar 10 mol % (R)-VANOLBOROX 9 Ph N Ar 23f 10 mol % acid Ar = 3,5-Me2C6H3 Ph m-xylene, 60 °C 24f (0.1 mmol, 0.2 M) N 17 Table 2.4 (Cont’d) b c Phenol %Yield %ee phenol 89 78 2,6-dimethylphenol 79 81 2,6-diisopropylphenol 78 80 2,6-di-tert-butylphenol 76 76 2,6-diphenylphenol 74 76 2-isopropylphenol 72 80 2-tert-butylphenol 74 80 2-phenylphenol 72 78 2,4,6-trimethylphenol 79 83 2,4,6-tri-tert-butylphenol 72 72 4-methylphenol 72 77 4-isopropylphenol 73 77 4-phenylphenol 69 73 3,5-dimethylphenol 71 77 1-naphthol 74 77 2-naphthol 72 73 4-methoxyphenol 71 77 4-nitrophenol 74 51 9-phenanthrol 72 77 2,6-dimethoxyphenol 72 65 3,4,5-trimethoxyphenol 73 78 2,6-dipropyl-4-tert22 74 79 butylphenol 23 1-adamantanol 75 77 24 n-butanol 73 74 25 cyclohexanol 73 74 26 anthracen-9-ylmethanol 52 35 a. Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in toluene at 0.2 M in imine 23f for 18 h and went to 100% completion at the indicated temperature. Catalyst 9 was prepared by heating 1 equiv of ligand, 3 equiv of BH3!SMe2, 2 equiv Entry 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 a of PhOH, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The catalyst solution was transferred to a Schlenk test tube containing imine, directly followed by addition of benzoic acid at room temperature. b. Isolated yield after silica gel column chromatography. c. Chiral HPLC. 18 2.7.2 Tuning the BOROX catalyst 9 with various ligands The second parameter that can be varied to produce large numbers of boroxinate catalysts for screening is the ligand itself. The investigation was conducted after we have optimized the reaction conditions for a direct aminoallylation of aldehydes which is presented in section 2.8. Hence, the current study involves screening the aza-Cope rearrangement with amine 22f and aldehydes with two different families of ligands; 7,7’substituted derivatives and 4,4’-substitued ligands. Benzaldehyde 25a, n-butyraldehyde 25o and trimethylacetaldehyde 25t were evaluated so that the optimization could include the three major classes of aldehydes. Several different substituents at 7,7’ positions were investigated including t-butyl, para-t-butylphenyl, methoxyl, halide and TMS protected acetylene. For benzaldehyde, with 7,7’-fluoro-VANOL as an exception (Table 2.5, entry 12), all the ligands screened either give lower ee’s than VANOL ligand (entry 18 and 21) or result in greatly reduced reaction conversions (entry 6, 9, 15, 24, 27). For n-butyraldehyde, all the ligands screened give lower ee’s in the range of 3793%. While for trimethylacetaldehyde, 7,7’-methyl-VANOL gives the optimal asymmetric induction 79% ee, followed by 7,7’-fluoro-VANOL, which affords 74% ee. However, similar to the benzaldehyde case, with other ligands screened for trimethylacetaldehyde, compared with VANOL ligand, either lower enantioselectivity (entry 13, 19, 22) or reduced conversion is observed (entry 4, 7, 25). 19 Table 2. 5 Tuning the BOROX catalyst 9 with 7,7’-substituted ligands R OH amine 22f OH Ph Ph + 3 BH3•SMe2 + 3 H2O + 2 OH Ligand-BOROX catalyst 9 R (S)-Ligand 28 Ar O Ar + H2N R 1 H Ar 5 mol% ligand-BOROX catalyst 9 5 mol% benzoic acid N Ar 1 m-xylene, 60 °C R 18 h 22f Ar = 3,5-Me2C6H3 Entry 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 a 25 R R H H H tert-butyl tert-butyl tert-butyl p-tertbutylphenyl p-tertbutylphenyl p-tertbutylphenyl fluoro fluoro fluoro Methoxy Methoxy Methoxy Me Me Me Br Br Br I tert-butyl propyl phenyl tert-butyl propyl phenyl Conversion b (%) 100 100 100 0 100 32 tert-butyl R1 = propyl 29, tert-butyl 30 or Ph 24f 1 Yield (%) c ee (%) 94 81 91 ND 81 ND 72 95 80 ND 37 ND 69 ND ND propyl 92 82 77 phenyl 22 ND ND tert-butyl propyl phenyl tert-butyl propyl phenyl tert-butyl propyl phenyl tert-butyl propyl phenyl tert-butyl 100 100 100 100 100 21 100 100 100 100 100 100 100 83 91 81 64 55 ND 87 82 78 51 88 79 78 74 92 82 63 92 ND 79 93 75 45 92 51 30 20 d Table 2.5 a. 23 24 25 26 27 propyl phenyl tert-butyl propyl phenyl I I TMS TMS TMS (cont’d) 100 37 36 88 0 83 ND ND 71 ND 77 ND ND 55 ND Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in m-xylene at 0.2 M in amine 22f with 1.1 equiv. of aldehydes 25 for 18 h and went to 100% completion at 60 °C. Catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6-trimethylphenol, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. Catalyst 9 was transferred to a Schlenk test tube containing flamedried molecular sieves and amine 22f. The mixture was stirred for 30 minutes at 60 b. °C, followed by the direct addition of aldehyde 25 and benzoic acid. Triphenylmethane as internal standard. chromatography. d. c. Isolated yield after silica gel Chiral HPLC analysis. A bromo substituent in the 4 and 4’-position also have large influence (Table 2. 6), which was not expected given the fact that these positions are remote from the active site of BOROX 9 catalyst. Table 2. 6 Tuning the BOROX catalyst 9 with 4,4’-substituted ligands Br OH Ph Ph amine 22f OH + 3 BH3•SMe2 + 3 H2O + 2 OH Ligand-BOROX catalyst 9 Br (S)-Ligand 31 Ar O Ar H2N 22f Ar = 3,5-Me2C6H3 + R 1 H Ar 5 mol% ligand-BOROX catalyst 9 5 mol% benzoic acid m-xylene, 60 °C 18 h 25 N R Ar 1 R1 = propyl 29, tert-butyl 30 or Ph 24f 21 Table 2.6 (cont’d) Conversion c d b Yield (%) ee (%) (%) 1 tert-butyl 100 83 72 2 propyl 88 65 67 3 phenyl 100 74 43 a. Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in m-xylene at 0.2 M in amine 22f with 1.1 equiv. of aldehydes 25 for 18 h and went to 100% completion at 60 °C. Catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6-trimethylphenol, and 3 Entry a R 1 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. Catalyst 9 was transferred to a Schlenk test tube containing flame-dried molecular sieves and amine 22f. The mixture was stirred for 30 minutes at 60 °C, followed by the direct addition of aldehyde 25 c. and benzoic acid. Isolated yield after silica gel chromatography. d. Chiral HPLC analysis. 2.8 Direct aminoallylation of benzaldehyde At this point, it was decided to determine whether the conditions that have been optimized for the Cope rearrangement of a pre-formed imine could be translated to a direct aminoallylation of benzaldehyde. Interestingly, only 10% conversion was obtained after 18 h with 4 Å MS (Table 2. 7, entry 1). However, with 5 Å MS, the reaction was complete in 18 h, and to our delight, a comparable enantioselection was achieved (Table 2. 7, entry3). It was found that 5 Å molecular sieves could slowly catalyze the reaction (Table 2. 7, entry 7) and thus effort was extended to optimize the reaction for a minimum amount of molecular sieves to palliate the background reaction and to find the lowest effective catalyst loading. The optimal procedure gave 92% yield and 80% ee with 5 mol % catalyst and 50 mg of 5 Å molecular sieves per 0.1 mmol of amine (Table 2. 7, entry 6). 22 Table 2. 7 Optimization of molecular sieve loading Ar O Ar H2N + 22f Ar = 3,5-Me2C6H3 (0.1 mmol, 0.2 M) Entry 1 Ar n mol % (R)-VANOLH BOROX 9 N Ar n mol % benzoic acid MS, m-xylene, 60 °C Ph 24f n mol (%) e MS 4Å Yield b (%) – MS loading (mg) 10 a 300 Conv. c (%) 10 ee d (%) – e 10 5Å 300 84 100 71 2 3 10 5Å 100 82 100 76 4 10 5Å 10 72 100 53 5 5 5Å 100 82 100 75 6 5 5Å 50 92 100 80 7 0 5Å 300 – 15 – a. Unless otherwise specified, all reactions were performed on a 0.1 mmol scale in m-xylene at 0.2 M in amine 22f with 1.1 equiv. of aldehydes for 18 h and went to 100% completion at 60 °C. Catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6trimethylphenol, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. Catalyst 9 was transferred to a Schlenk test tube containing flame-dried molecular sieves and amine 22f. The mixture was stirred for 30 minutes at 60 °C, followed b. by the direct addition of benzaldehyde and benzoic acid. Isolated yield after silica gel column chromatography. 1 c. Percent completion of the reaction as determined by the H NMR spectrum of the crude reaction d. e. mixture. Chiral HPLC. Molecular sieves added after stirring VANOL BOROX catalyst 9 and amine 22f for 30 min at 60 °C. 2.9 Substrate scope for direct aminoallylation of aryl aldehydes Next, the scope of the catalytic asymmetric allylation of aromatic aldehydes with VANOL BOROX catalyst 9 was tested (Scheme 2. 5). Notably, all the reactions were run on gram-scale; the amines 27 were purified by dissolution into aqueous acid and then extraction of the impurities with ethyl acetate, which afforded analytically pure 23 Scheme 2. 5 Substrate scope for direct catalytic asymmetric aminoallylation of aromatic a,b aldehydes with VANOL BOROX catalyst O + R H2N H 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C 25 22f (4 mmol, 1.1 g) NH2 •HCl R 2) 2N HCl, THF/H2O, rt NH2 • HCl 27 NH2 • HCl O2N NH2 • HCl Br 27a, 80% y, 97% ee 27b, 94% y, 87% ee 27c, 81% y, 95% ee NH2 • HCl NH2 • HCl NH2 • HCl HO MeO 27d, 94% y, 85% ee 27e, 84% y, 93% ee NH2 • HCl Cl 27f, 91% y, 80% ee NH2 • HCl NH2 • HCl Br 27g, 83% y, 90% ee F NH2 • HCl 27h, 99% y, 93% ee 27i, 90% y, 80% ee HCl • H2N NH2 • HCl Br 27j, 81% y, 95% ee NO2 27k, 86% y, 90% ee NH2 • HCl 27l, 77% y, 80% ee NH2 • HCl 27m, 84% y, 94% ee 27n, 85% y, 90% ee 24 Scheme 2.5 (cont’d) a. Unless otherwise specified, all reactions were performed on a 4 mmol scale in m-xylene at 0.2 M in amine 22f with 1.1 equi of aldehyde for 1830 h and went to 100% completion at the indicated temperature, except for 25d, which was complete in 55 h. Catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6trimethylphenol, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. Catalyst 9 was transferred to a Schlenk test tube containing flame-dried molecular sieves and amine 22f. The mixture was stirred for 30 minutes at 60 °C, followed by the direct addition of aldehydes and benzoic acid. Subsequent b. hydrolysis usually takes 3-18 h. Asymmetric inductions were measured on corresponding imines 26a-n isolated from a separate aza-Cope rearrangement. homoallylic amine hydrochlorides suitable for prolonged storage or immediate use. A wide range of aromatic aldehydes with varying electronic and steric demands were found to undergo the aminoallylation with both high ee and yield. The asymmetric inductions were measured in a separate reaction in which the corresponding imines were isolated and fully characterized. Substrates bearing para-electron-withdrawing substituents are particularly effective, with enantioselectivities between 93-97% ee (Scheme 2. 5, 25a, c, e, j). The functionally rich substrates such as aldehydes 25m and 25n work exceedingly well, and upon hydrolysis, the former affords 84% yield with 94% ee, and the latter, 85% yield and 90% ee. Electron-rich and sterically demanding substrates such as aldehydes 25b and 25d also shows good ee and yields with this methodology. 2.10 Substrate scope for direct aminoallylation of aliphatic aldehyde Aminoallylation of aliphatic substrates had been a lacuna in the only existing report of catalytic asymmetric aminoallylation of aldehydes; 25 11 thus in the development of a general asymmetric aminoallylation protocol, inclusion of aliphatic aldehydes is a certain prerequisite. It was found that 1° and 2° aldehydes both performed well and provided good yields and excellent levels of asymmetric inductions with this new methodology (Scheme 2. 6, entry 27o-s). Although an excellent yield was obtained for the sterically demanding 3° substrate 25 t, only a moderate induction was observed. Scheme 2. 6 Substrate scope for direct catalytic asymmetric aminoallylation of aliphatic a,b aldehydes with the VANOL BOROX catalyst O + H2N 22f (4 mmol, 1.1 g) NH2 • HCl 27o, 81% y, 95% ee NH2 • HCl 27r, 85% y, 92% ee R H 25 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C NH2 •HCl R 2) 2N HCl, THF/H2O, rt NH2 • HCl 27p, 71% y, 94% ee NH2 • HCl 27s, 75% y, 93% ee 27 NH2 • HCl 27q, 57% y, 90% ee NH2 • HCl 27t, 94% y, 72% ee a. Unless otherwise specified, all reactions were performed on a 4 mmol scale in m-xylene at 0.2 M in amine 22f with 1.1 equi of aldehyde for 1830 h and went to 100% completion at the indicated temperature, except for 25t, which was complete in 96 h. Catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6trimethylphenol, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. Catalyst 9 was transferred to a Schlenk test tube containing flame-dried molecular sieves and amine 22f. The mixture was stirred for 30 minutes at 60 °C, followed by the direct addition of aldehydes and benzoic acid. Subsequent b. hydrolysis usually takes 3-18 h. Asymmetric inductions were measured on corresponding imines 26o-t isolated from a separate aza-Cope rearrangement. 26 2.11 Scale-up, recycle of starting amine and VANOL Ligand Considering that a large fraction of the starting amine 22f is incorporated into diaryl ketone 28 after hydrolysis, to make the current method more practical, we developed an efficient route to recycle diaryl ketone 28 (Scheme 2. 7). Compound 28 was initially converted to the corresponding diaryl ketimine via condensation with ammonia, and without isolation, the ketimine was allylated and purified by crystallization to afford the desired compound 22f with 87% yield in a one-pot manner. Scheme 2. 7 Recycle of diaryl ketone 28 recycle of diarylketone 1) NH3, TiCl4, THF MgCl 2) Ar H2N Ar 1) 5 mol% (R)-VANOLBOROX 9, 5 mol% benzoic acid, 5A MS, m-xylene, 60 °C O + n-Pr , 87% y crystalization (2 steps, one pot) Ar organic phase H 2) 2N HCl, THF/H2O, rt 22f 25o 3) EtOAc wash Ar = 3,5-Me2C6H3 1.1 equiv (10 mmol scale) aqueous phase Ar + (R)-VANOL 12, 86% y 28 92% y (recycled) O NH2 •HCl 27o 83% y, 95% ee analytically pure no purification required 2.12 Total synthesis of (R)-Coniine The piperidine subunit is one of the ubiquitous pharmaceutical cores and widely 18 present in bioactive molecules and natural products. Coniine, a popular target for the demonstration of chiral methodology in the piperidine field, has been synthesized with ring-closing metathesis approach. 19 However, all the synthesis with the RCM method involved chiral auxiliaries which is mainly due to the limited catalytic asymmetric 27 methods for access to aliphatic homoallylic amines. To demonstrate the utility of our methodology, especially for aliphatic substrates, the total synthesis of Coniine 35 was conducted (Scheme 2. 8) Scheme 2. 8 Total synthesis of (R)-Coniine Ar O H 25o Ar + H2N 1) 5 mol% (R)-VANOL BOROX 9 5 mol% benzoic acid, 5A MS, m-xylene, 60 °C 2) 2N HCl, THF/H2O, RT 22f Ar = 3,5-Me2C6H3 10 mmol scale NH2 •HCl + Ar Ar O 27o, 83% y, 95% ee 28 O H Br THF, 0 °C to reflux NaH HN Ph 32, 80% yield NH2 MeOH, NaBH4 5 mol% Grubb's Cat. II N Bn 33, 83% yield toluene, 40 °C 10 mol% benzoquinone Pd(OH)2/C-H2 N Bn MeOH, rt •HCl N H (R)-Coniine 35, 81% yield 34, 89% yield 2.13 Determination of the absolute configuration of amine 27h and 27o from the direct catalytic asymmetric aminoallylation of aldehydes 25h and 25o The absolute configuration of the major enantiomer of amines 27h was determined 20 by comparing their optical rotations with literature values (Scheme 2. 9). The homoallylic amines 27h prepared by this protocol result from a Si face attack of the allyl fragment on the imine complex by the catalyst prepared from (R)-VANOL. The absolute configuration of all other homo-allylic amines were assumed to be the same as 27h. 28 Scheme 2. 9 Absolute configuration in the direct catalytic asymmetric aminoallylation of aldehydes Ar Cl Ar H2N O H + 22f Ar = 3,5-Me2C6H3 1) 5 mol % (R)-VANOL-BOROX 9 5 mol% benzoic acid, ° 5A MS, m-xylene, 60 °C, 18 h 2) NH2OH•HCl, THF/H2O, rt 25h Cl NH2 Cl NH2 (S) (S)-27h Optical rotation obtained: c = 1.2, CHCl3, -72.0 (R) Literature value for optical rotation: c = 3.44, CHCl3, +61.0 (ref. 20) Ar Ar O H 25o 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C + H2N Ar = 3,5-Me2C6H3 22f (10 mmol, 2.79 g) NH2 •HCl 2) 2N HCl, THF/H2O, rt (R)-27o •HCl •HCl N H N H (S)-Coniine Literature value for optical rotation: c = 0.5, EtOH, +7.8 (ref. 21) (R)-Coniine 35 Optical rotation obtained: c = 0.6, EtOH, -6.7 The product 27o from the reaction of n-butanal with the (R)-VANOL catalyst gave the (R)-configuration also from Si-face addition. This was confirmed when (R)-27o was converted to (R)-Coniine 35 and the comparison of its rotation with that reported in the 29 21 literature. On this basis, it was assumed that the other aliphatic aldehydes substrates also gave Si-face addition with (R)-VANOL. Note that common to both aryl and aliphatic aldehydes is that the reaction occurs by addition to the Si-face of the aldehyde (imine). 2.14 Conclusion In summary, we have developed a highly enantioselective protocol for aminoallylation of aldehydes, involving an aza-Cope rearrangement of an in-situ generated imine which upon hydrolysis provides the homoallyic amine in high asymmetric inductions over a broad range of aromatic, alkenyl and aliphatic substrates. The successful catalyst system results from the incorporation of a molecule of benzoic acid into the VANOL boroxinate catalyst. This method was applied to the asymmetric total synthesis of Coniine. 30 CHAPTER THREE MECHANISTIC STUDIES OF THE CHIRAL BRØNSTED ACID CATALYZED AZACOPE REARRANGEMENT – UNDERSTANDING THE SYNERGISYM OF CHIRAL AND ACHIRAL BRØNSTED ACIDS 3.1 Introduction Chapter 2 describes the development of a general protocol for the synthesis of chiral homo-allylic amines via a direct catalytic asymmetric aminoallylation of aldehydes with BOROX catalyst 9. 22 During the course of the optimization, we noticed an interesting phenomenon that the addition of benzoic acid greatly enhanced the asymmetric enantioselectivity of the aminoallylation reaction (Scheme 3. 1). The chiral Brønsted acid BOROX 9 catalyzes the aza-Cope rearrangement of 23f in toluene to furnish 24f in 77% yield and 25% ee. The addition of 1.0 equivalent of benzoic acid (w.r.t. BOROX 9) improves the enantioselectivity to 72%, while maintaining excellent yields. This chapter focuses on a combined experimental and computational study that reveals a synergistic interplay of the chiral BOROX catalyst 9 and benzoic acid. This work was carried out in collaboration with Dr. Mathew Vetticatt. 31 Scheme 3. 1 Synergistic interplay of chiral BOROX catalyst 9 and benzoic acid in aza-Cope rearrangement + 2 HO R3 Ph Ph OH + 3 H2O OH 1) 100 °C, 1 h. toluene O Ph Ph O B OPh + O Ph Ph O OPh B O B OPh + 3 BH3•SMe2 2) 100 °C, 0.5 h, 0.1 mm Hg (S)-VANOL 12 B1 (mesoborate) B2 (pyroborate) pre-catalyst mixture Ar Ar N Ph 23f Ar = 3,5-Me2C6H3 77% yield, 25% ee No additive OPh Ar N Ph Ph Ar O O O B B O O B OPh Ph Ar Ar HN Ph 24f 81% yield, 72% ee benzoic acid BOROX catalyst 9 - imine complex 3.2 Probing the role of benzoic acid additive in the aza-Cope rearrangement catalyzed by the chiral BOROX catalyst 9 Our initial studies focused on identifying the role played by benzoic acid in catalyzing the aza-Cope rearrangement. The results from a systematic study of the effect of the amount of benzoic acid on the enantioselectivity and rate of the aza-Cope rearrangement catalyzed by BOROX catalyst 9 is presented in Figure 3. 1. Maximum enantioselectivity was achieved with the addition of 1.0 equivalent of benzoic acid (w.r.t 32 BOROX 9), which also resulted in a 30% increase in reaction rate compared to the reaction without any additives. A marginal decrease in enantioselectivity and an approximate 30% decrease in reaction rate were observed when the amount of benzoic acid was increased beyond 1.0 equivalent. It is hence reasonable to propose that the active catalyst species consists of a 1:1 combination of chiral BOROX 9 and benzoic acid. Figure 3. 1 Study of the effect of the equivalents of benzoic acid on enantioselectivity and reaction rate of the aza-Cope rearrangement catalyzed by BOROX catalyst 9 Ar Ar 10 mol % (R)-VANOLBOROX 9 N n mol % benzoic acid 23f toluene, 60 °C Ar = 3,5-Me2C6H3 (0.1 mmol, 0.2 M) Ph Ar 33 N Ph 24f Ar Figure 3.1 (cont’d) “For interpretation of the references to color in this and all other figures, the reader is referred to the electronic version of this thesis (or dissertation).” Three possible roles for benzoic acid were envisioned for this reaction, a) as a Brønsted acid co-catalyst (proton donor); b) as a conjugate base (benzoate anion donor); or c) inducing a steric effect. To further narrow down the role of benzoic acid, the following experiments in Scheme 3.2 were designed and carried out. 34 Scheme 3. 2 Probing the role of benzoic acid Ar Ar 10 mol% (S)-VANOL BOROX 9 10 mol% additive m-xylene, 60 °C, 18 h N Ph 23f Ar = 3,5-Me2C6H3 (0.1 mmol, 0.2 M) O O OH 81% y, 78% ee Ar N Ar Ph 24f O O N(nBu)4 82% y, 72% ee OCH3 72% y, 28% ee No additive, 77% y, 28% ee When a structural surrogate – methyl benzoate – was used as additive, product 24f was obtained in 72% yield and only 28% ee. This result is almost identical to the reaction carried out with no achiral acid additive. However, when tetrabutylammonium benzoate was used as the additive instead of benzoic acid, 24f was obtained in 82% yield with 72% ee. Finally, there was no observable product formation when 23f was heated to 60 ºC with 20 mol% benzoic acid as the sole Brønsted acid catalyst. These results taken together suggest that the conjugate base of benzoic acid (and not the proton of benzoic acid or steric factors) is vital to the enhancement of enantioselectivity observed in this reaction. Any further reference to the role of benzoic acid in the remainder of this chapter could also be a reference to the benzoate anion. Our next question is how does benzoate anion increase the enantioselectivity of the aza-Cope rearrangement? Is the benzoic acid intimately associated with the substrate at the transition state of the reaction? Or is the dramatic increase in enantioselectivity a 35 result of a covalent modification of the catalyst-imine complex 9 by benzoic acid, in which benzoate acid acts as an allosteric effector (Figure 3. 2)? Figure 3. 2 Allosteric regulation of BOROX catalyst 9 with benzoic acid 3.3 Experimental 13 13 C kinetic isotope effects (KIEs) C KIEs are powerful experimental probes of the TS geometry of a reaction and are sensitive to small variations in the TS geometry. By measuring 13 C KIEs for the aza- Cope rearrangement we can probe subtle differences, if any, in the transition state geometry of the reaction, with and without added benzoic acid. 3.3.1 Design of experiment The 13 C KIEs for the aza-Cope rearrangement of p-bromobenzaldehyde derived imine 36 catalyzed by (S)-VANOL-BOROX catalyst 9, with and without benzoic acid additive, were determined using Singleton’s NMR methodology 23 at natural abundance. p-Bromobenzaldehyde is one of the best substrates in the aza-Cope rearrangement (Scheme 2. 5, 27c, 81% yield and 95% ee), with which we expect to see a larger 36 difference in energy in the major transition state and minor transition state. There are two main approaches to measure 13 C KIEs by this method; these are described below. Starting material KIEs: Reactions proceed to high conversion (~ 80% conversion) 13 and the starting material is recovered. The C isotopic composition of the recovered starting material is measured using NMR method at natural abundance, which is compared to that of unreacted starting material drawn from the same bottle. Scheme 3. 3 Design of starting material KIE measurement NH2 O Ar N ac ic zo Ar H Ar id 2 N HCl 2:1 THF:water, n be X 9 Br RT ut ol% RO ho O 26c wit 5 m L-B h/ O e reaction stopped at ~80 % wit AN xylen - oC )-V conversion of 36 m 0 (R 6 Ar 36 Ar = 3,5-Me2Ph 27c Ar H2N Br 25c Ar Ar Ar O 22f 28 compare 13C isotopic N C6H4p-Br Br content 2 N HCl 2:1 THF:water, RT quantitative hydrolysis for NMR standard Ar H2N O Ar 22f H Br 25c Product KIEs: Reactions proceed to low conversion (~ 20% conversion) and the product is isolated. The isotopic composition of this product is measured using NMR method at natural abundance, which is compared to that of a product isolated from a 100% conversion reaction (the starting material is drawn from the same bottle originally used for the reaction). 37 Scheme 3. 4 Design of product KIE measurement O Ar N Ar Ar Ar H cid H2N 2 N HCl Br a oic 22f nz 2:1 THF:water, be X 9 Br ut ol% RO o m RT h Ar Ar O 26c wit 1 L-B th / O i ne reaction stopped at ~20 % w O le AN xy conversion of 36 )-V Br m- 0 o C 28 (R 6 Ar Ar (R compare )-V 10 N AN m 13C isotopic ol% Ar OL -B mC6H4p-Br OR 36 content N Ar xy OX Ar = 3,5-Me2Ph 60 olene 9 2 N HCl Ar Ar C 2:1 THF:water, RT Br 26c 100 % conversion reaction for NMR standard O 25c NH2 27c NH2 Br 28 27c 3.3.2 Experimental KIEs For each case (with and without benzoic acid), three independent experiments – two from product KIEs measurement (non-italicized) and one from starting material KIEs measurement (italicized) – were conducted for the determination of KIEs. The resulting KIEs, for the carbon atoms undergoing bonding changes, are shown in Figure 3. 3. Each of the three KIE numbers comes from an independent experiment (with 6 measurements per experiment). The observation of a non-trivial 13 C KIE on all carbon atoms of 36 involving bond- forming and bond-breaking events with hybridization changes is consistent with the concerted six-membered transition state that is expected for this reaction. importantly, comparative analysis of the 13 24 More C KIEs in the two cases (with and without benzoic acid additive) reveals that the KIE at each of these carbon atoms are indistinguishable. The qualitative interpretation of this result is that addition of benzoic 38 acid does not significantly alter the bond distances at the transition state of the azaCope rearrangement of 36. Figure 3. 3 Experimental Ar 13 C KIEs for the aza-Cope rearrangement of 36 catalyzed by (S)-VANOL-BOROX catalyst 9 N benzoic acid N Ar (S)-VANOL-BOROX 9 C6H4p-Br 36 Ar = 3,5-Me2Ph Br m-xylene, 60 oC Ar Ar 26c 1.020(2) 1.004(4) 1.015(4) 1.005(2) 1.022(5) 1.001(3) 1.020(3) 0.999(4) 1.019(4) 1.000(3) 1.022(4) 0.997(1) Ar Ar N C6H4p-Br Ar with or without Ar N H 1.029(5)1.014(5) 1.020(1) 1.031(3)1.010(3) 1.020(4) 1.033(3)1.017(4) with benzoic acid C6H4p-Br H 1.029(4)1.016(4) 1.020(1) 1.030(4)1.013(3) 1.022(2) 1.032(3)1.016(2) without benzoic acid 3.4 Spectral data in support of a covalent modification of the catalyst-imine complex by benzoic acid The results from the KIE study suggest that the benzoic acid might not be intimately associated with the substrate at the transition state of the reaction. Is the dramatic increase in enantioselectivity then a result of a covalent modification of the catalystimine complex 9 by benzoic acid? Our next step was to study the effect of addition of 13 benzoic acid on catalyst structure using 1- C labeled benzoic acid as a convenient probe for NMR analysis under standard experimental conditions. From the change in 39 chemical shift of the of 13 13 C label and the number of new species formed with incorporation C, we could determine the nature of catalyst modification by benzoic acid. The corresponding changes in the 11 B NMR could be used as an additional handle for understanding modification of catalyst structure. 3.4.1 Design of 13 C and 11 B NMR experiments Scheme 3.5 outlines the design of the NMR experiments. A 0.07 M stock solution of precatalyst mixture was prepared in d8-toluene. For a standard experiment, ~0.05 mmol of the precatalyst (0.7 mL of stock solution) was added to an NMR tube from the stock solution. This was followed by addition of 0.2 mmol of an imine (23f/38/39 as a solid) at room temperature leading to the assembly of a catalyst-imine complex. Finally 0.05 13 mmol of 1- C benzoic acid was added to the NMR tube and the resulting mixture 13 heated to 60 °C. A series of NMR spectra ( C, 11 1 B and H) were obtained at each stage. Since imine 23f would react under these conditions, we used two additional unreactive imines – MEDAM imine 38 and an unreactive substrate analogue imine 39, where the allyl group was reduced to a propyl group – to aid in the interpretation of the experiment using 23f as the imine. 40 Scheme 3. 5 Design of O Ph Ph O B OPh + O Ph Ph B1 (mesoborate) O 13 C and 11 B NMR experiments OPh B O B OPh B2 (pyroborate) pre-catalyst mixture 37 catalyst-imine-benzoic acid 23f, Ar = 3,5-dimethylphenyl complex under reaction conditions C R = -CH2CHCH2 R N 38, Ar = 3,5-dimethyl-4-methoxyphenyl rt R=H Ph d8-toluene 39, Ar = 3,5-dimethylphenyl 0.3 M 23f/38//39 60 oC R = -CH2CH2CH3 4 equiv. Ar Ar (w.r.t. pre-catalyst) catalyst-imine-benzoic acid complex at RT OPh Ph Ph O O O B B Ar H N O O B OPh Ar R O 13C Ph OH rt BOROX catalyst 9 - imine complex 9a Ar = 3,5-dimethylphenyl, R = CH2CHCH2 9b Ar = 3,5-dimethyl-4methoxyphenyl, R = H 9c Ar = 3,5-dimethylphenyl, R = CH2CH2CH3 1 equiv. (w.r.t. pre-catalyst) 41 3.4.2 Interpretation of 13 Figure 3. 4 C NMR and 11 11 13 B NMR with 1- C-benzoic acid B NMR spectra of catalyst modification studies Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6-trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The resulting mixture was dissolved in 0.7 mL of d8-toluene and transferred to a quartz NMR tube. 4 equiv. of imine 23f or 38 was added to the NMR tube. 13 Lastly, 1- C-labeled benzoic acid was added. Figure 3. 4 and Table 3. 1 show the results from the 11 B NMR experiments involving the (S)-VANOL BOROX catalyst prepared from imines 23f and 38 as described in Scheme 3. 5. Addition of imines 23f or 38 to the pre-catalyst mixture results in the 42 formation of boroxinate catalyst-imine complex 9a and 9b as evidenced by the appearance of sharp peak for the tetra-coordinated boron at ~ 6.0 ppm and the broad peak at ~ 16.0 ppm for the tri- coordinated boron atoms in the 11 B NMR spectra of these complexes (Figure 3. 4, a and b). Table 3. 1 The integration of peaks observed in the Entry a b c d e f The 13 Integration (from 0 to 9 ppm) 1 1 2 2 2 2 11 B NMR (Figure 3. 4) Integration (from 13 to 20 ppm) 5 7 1 1 1 1 C label in benzoic acid appears at 172.9 ppm (Figure 3.5, b). The most downfield carbon peak for 9a and 9b is the iminium carbon peak at 158.0 ppm and 157.0 ppm respectively and so there are no peaks in the expanded region of the 13 C spectra of these catalyst-imine complexes (Figure 3.5, a). The addition of benzoic acid to the catalyst-MEDAM imine complex 9b resulted in the appearance of two new peaks at 174.2 and 175.6 ppm (Figure 3.5, c). Intriguingly, the corresponding 11 B NMR spectrum revealed a new broad peak at ~ 4.0 ppm (in addition to the peak at 6.0 ppm) and a significant decrease in the intensity of the peak at 16.0 ppm (Figure 3.5, c; Table 3.1, c), suggesting the in-situ formation of a tetra-coordinated boron via addition of benzoate anion to one of the tri-coordinated boron centers in BOROX catalyst 9. These characteristics persist when the sample is heated to 60 °C (Figure 3.5, d). 43 Figure 3. 5 13 13 C NMR spectra of catalyst modification studies using 1- C-benzoic acid Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6-trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The resulting mixture was dissolved in 0.7 mL of d8-toluene and transferred to a quartz NMR tube. 4 equiv. of imine 23f or 38 was added to the NMR tube. Lastly, 13 1- C-labeled benzoic acid was added. Slightly different results were obtained when benzoic acid was added to the reactive catalyst-imine complex 9a prepared from imine 23f (Scheme 3.5). Four new peaks were observed – two peaks similar to those observed with complex 9b and two peaks of lower intensity (Figure 3.5, e). The 11 B NMR however, looks near identical to that of the complex 9b (Figure 3.4, e). Once again, these features remain unchanged when the 44 sample is heated to 60 °C (Figure 3.4 and Figure 3.5, f). Our initial thought was that the two additional peaks in the 13 C NMR spectra e could be the product ketimine 24f bound to the catalyst. A control experiment was conducted where 24f was added to the pre-catalyst mixture, followed by the addition of 13 C labeled benzoic acid. This resulted in the appearance of the same 4 peaks, indicating that (a) each of these peaks correspond to a certain conformation of the catalyst-imine complex 9a and (b) conversion of that conformation to the corresponding catalyst-product complex does not change the chemical environment around the additional peaks in the 13 13 C label in the modified catalyst. The two C NMR spectra of the aza-Cope imine 23f as compared to MEDAM imine 38 possibly results from that the imine substrate could be added either from the top or from the bottom of the BOROX catalyst 9 – benzoate adduct. We probed this hypothesis by using the structural analogue of 23f – imine 39 with the reduced allyl group (Figure 3.6). When complexed with the catalyst 9c or in the catalyst-iminebenzoic acid complex, 39 should behave in a fashion very similar to 23f. As expected, when 39 was added to the catalyst-imine complex 9c, we were able to observe the appearance of four peaks in corresponding 11 13 C NMR – similar to the spectra e and f in Figure 3.5. The B NMR spectra were also very similar to e and f in Figure 3.4 45 13 Figure 3. 6 NMR spectra of catalyst modification studies with imine 39 using 1- Cbenzoic acid Pre-catalyst was prepared by heating 1 equiv of VANOL ligand, 3 equiv of BH3!SMe2, 2 equiv of 2, 4, 6trimethylphenol, and 3 equiv of H2O in toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. 46 3.4.3 13 C NMR and 11 B NMR with tetrabutylammonium benzoate and methyl benzoate Figure 3. 7 11 B NMR with tetrabutylammonium benzoate and methyl benzoate (Integrations shown in italic) Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6-trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The resulting mixture was dissolved in 0.7 mL of d8-toluene and transferred to a quartz NMR tube. 4 equiv. of imine 23f was added to the NMR tube. Lastly, TBAB or MB was added. When a structural surrogate – methyl benzoate – was used as additive, product 24f was obtained in 72% yield and only 28% ee. This result is almost identical to the reaction carried out with no achiral acid additive. However, when tetrabutylammonium benzoate was used as the additive instead of benzoic acid, an 82% yield and 72% ee of 24f was obtained. In the 11 B NMR study to probe the active catalyst for the aza-Cope 47 rearrangement, covalent modification of one of the tri-coordinated boron’s was observed with the addition of benzoic acid (Figure 3. 4). Not tetrabutylammonium benzoate was utilized as an additive, the 11 surprisingly, while B NMR also presents evidence for the covalent modification of one of the tri-coordinated boron’s (Figure 3. 7 A). However, when methyl benzoate was employed as an additive, we did not note a change in the 11 B NMR spectra upon the addition of methyl benzoate to the pre-catalyst mixture (Figure 3. 7 B). 3.5 Possible active catalyst structures We have four pieces of information that give us a clue about how the catalyst is modified upon addition of benzoic acid – (1) The likely role of benzoic acid is as a benzoate anion donor, (2) The tetracoordinate boron center in 9a/9b is unchanged upon addition of benzoic acid, (3) The benzoate anion covalently modifies the catalyst-imine complex (9a/9b) by generating at least one additional tetra-coordinate boron center by addition to one of the two tri-coordinated boron centers in 9a/9b and (4) In all cases, there are two major NMR distinguishable catalyst species formed upon addition of benzoic acid. We interpret these key observations as follows. The tri-coordinate boron atoms in 9a/9b are prochiral centers. The addition of benzoic acid to one of the tricoordinate boron atoms of 9a/9b forms a boronate ester and new chiral boron center. This chiral center combined with the axial chirality of (S)VANOL leads to in-situ formed diastereomeric pairs of the catalyst-imine complex (depending on the facial selectivity of boronate ester formation). At this point, we tentatively assign the two major peaks in the 48 13 C NMRs in Figure 3. 4, c-f to these diastereomeric catalyst species. Based on relative integration of these two 13 C (labeled) peaks, it appears as though these diastereomeric complexes are formed in a 1.4:1 ratio. Scheme 3. 6 Possible structures of modified catalyst 1:1:1 imine:catalyst:benzoate anion (S)-VANOL O O OPh (S)-VANOL O O B OPh B O B 1O B 2 2 H-imine O B 3 OPh O O B O O O Ph + OPh O OH + Imine 2 OPh 2 H-imine Ph H-imine Ph OPh 3 O B O O O B (S)-VANOL O 1O B O Ph (S)-VANOL O O O O B OPh 3 B O 1 O B 2 OPh 2 H-imine O OPh B O Ph O O O B (S)-VANOL O O 1O B 2 OPh 3 2 H-imine A key issue to be considered is that of double addition of benzoic acid (or benzoate anion) to the catalyst-imine complex i.e. all boron atoms being tetra-coordinated. In order to probe this possibility, we conducted an experiment where we used a 10:1 equivalent mixture of MEDAM imine 38: pre-catalyst and allowed it to sit at room temperature for 6 hours to ensure complete formation of 9b. This was followed by the addition of 10 equivalents of benzoic acid. The 11 B NMR of this mixture revealed a significant boron peak at ~16 ppm suggesting that at least one of the boron atoms is still tri-coordinated. This observation, along with the results presented in Figure 3. 1 A, lend support catalyst modification occurring by the addition of only one benzoate anion to the catalyst-imine complex. Scheme 3. 6 represents the simplest, most likely model that is 49 consistent with our NMR and other mechanistic studies. The addition of the benzoate anion to either face of one of the tri-coordinate boron atoms B2 or B3 results in a chiral di-anion with two protonated imines to balance the -2 negative charges. The two diastereomeric catalyst species can also be interconverted by migration of benzoate anion from B2 to B3 (and vice versa) across the same face of the boroxinate ring. In the following section, we present a thorough evaluation of this model using theoretical calculations. The goal is to compare the experimental enantioselectivity and 13 C KIEs, with and without benzoic acid additive, to the predicted energy difference and KIEs of the relevant transition state geometries leading to the two enantiomers of product. 3.6 Transition state models The division of layers for the initial screening of transition state geometries is shown in Scheme 3.7A. All the oxygen and boron atoms, all heavy atoms (and attached hydrogen atoms) involved in the six-membered aza-Cope transition state were modeled using the DFT (B3LYP/6-31+G**) method. The aromatic groups in the substrate and catalyst were modeled using the semi-empirical method (AM1). In calculations with the benzoic acid additive, the carboxylate group was treated with the B3LYP/6-31+G** while the phenyl ring was calculated using AM1 method. After the initial screening, all the transition structures within 3 kcal/mol of the lowest energy structures for each enantiomer were re-calculated using an expanded high layer using B3LYP (with a 631+G** basis set) method as shown in Scheme 3.7B. In the expanded model, the following portions were calculated using the high level DFT method in order to get the best possible energy predictions – (a) the imine substrate excluding the aromatic portion of the protecting group, (b) the boroxinate core, (c) one of the phenoxy groups (proximal 50 to the substrate binding pocket) and (d) benzoic acid. For simplicity of presentation, the transition state geometries presented in the following sections are only the lowest energy transition structures for each enantiomer (with and without benzoic acid) obtained using the ONIOM Scheme outlined in Scheme 3.7B. The relative energies of the transition state geometries are derived from the Gibbs free energy estimates obtained from the ONIOM calculations carried out as illustrated in Scheme 3.7B. The arbitrary numbering scheme used in the discussion that follows is also included in Scheme 3.6 Scheme 3. 7 Division of layers for ONIOM (DFT:Semi-empirical) calculations (A) Preliminary calculations O (B) Final model energy calculations O O- B O B B O O O- Ph O O (C) KIE predictions O O Ph Ph Ph O Ar Ar NH Ph Ar = 3,5-dimethylphenyl Ph O B O O O B O B O Ph O Ar Ar NH Ph OPh O Ph Ph B O B O B O Ph O Ar Ar NH O O Ph Ph p-BrPh Red - B3LYP/6-31+G** Black - AM1 3.6.1 Transition structures without benzoic acid Figure 3. 8 shows the lowest energy transition structures leading to (R)-24f and (S)24f – the major and minor products – in the aza-Cope rearrangement catalyzed by (S)VANOL-BOROX catalyst without the benzoic acid additive. The top panel in Figure 3. 8 presents two views of TS1, the transition state leading to the major enantiomer of 24f. 51 Figure 3. 8 Transition state geometries for the aza-Cope rearrangement of 23f catalyzed by (S)-VANOL-BOROX without benzoic acid additive computed using the ONIOM method described in Scheme 3.7B The key features of TS1 are (a) the protonated imine is bound to oxygen atom O2 via a short, strong hydrogen bond (2.04 Å, top panel view 2), (b) the bond-making and bond-breaking distances in the six membered chair-like transition state are almost identical (top panel view 1), (c) the intramolecular allyl nucleophile attacks the re face of the protonated iminum ion and (d) there is a stabilizing non-covalent –CH...O interaction between one of the polarized –CH bonds at the bond-breaking end of the allyl fragment 52 and O1 of the boroxinate anion (2.26 Å, top panel view 2). It is interesting to note that most of these features are also present in TS2 (see Figure 3. 8, bottom panel). The protonated imine is still bound to O2 (2.19 Å, bottom panel view 2), but the key difference between TS1 and TS2 is that it is bound ‘upside down’ relative to TS1. This binding mode of the imine in TS2 allows for the same stabilizing non-covalent –CH...O interaction seen in TS1, except that it is now between one of the polarized –CH bonds at the bond-making end of the allyl fragment and O1 of the boroxinate anion (2.19 Å, bottom panel view 2). The allyl nucleophile attacks the si face of the protonated imine. Since TS1 and TS2 have very similar interactions with the catalyst, it is no surprise that they are very close in energy (0.25 kcal/mol) – consistent with the low experimental ee of 25 %. Transition structures that lacked the stabilizing non-covalent –CH...O interaction present in TS1 and TS2 and transition structures with the protonated imine bound to O1, O2 and O4 were all found to be higher in energy. 3.6.2 Transition structures with benzoic acid Figure 3.9 shows the lowest energy transition structures leading to (R)-24f and (S)24f – the major and minor products – in the aza-Cope rearrangement catalyzed by the benzoic acid modified (S)-VANOL-BOROX catalyst described in Scheme 3.7. Several possibilities were explored before we arrived at TS3 and TS4 as the two lowest energy geometries for each enantiomer of the product. A systematic approach was followed in exploring the possibilities. For example, starting with the transition state geometry TS1, the transition state leading to the (R) product catalyzed by the (S)-VANOL-BOROX 53 Figure 3. 9 Transition state geometries for the aza-Cope rearrangement of 23f catalyzed by (S)-VANOL-BOROX with benzoic acid additive computed using the ONIOM method described in Scheme 3.7B catalyst without the benzoic acid additive, eight different transition state geometries were explored by adding a benzoate anion to TS1- four from adding the benzoate anion to each face of the two tricoordinate boron atoms and an additional four by rotating the carbonyl of the resultant benzoate adduct in each case by 180˚ to either face toward or 54 away from the bound imine. The key findings from these explorations are detailed below. Firstly, for both TS3 and TS4 the benzoate anion has added in a similar orientation to the same face of the boron atom B2. It is interesting that, of the four possible in-situ generated diastereomers of the 1:1 catalyst-imine complex and the two explored orientations for the benzoate in each diastereomer, the same orientation of the same diastereomer leads to the lowest energy transition structures for the formation of both enantiomers of the product. Secondly, the orientation of the imine with respect to the catalyst is almost identical when comparing TS1 versus TS3 and TS2 versus TS4. Intriguingly however, TS4 is 1.62 kcal/mol higher in energy that TS3 (as compared to TS2 which is only 0.25 kcal/mol higher in energy than TS1). These results are completely consistent with the increase in enantioselectivity upon addition of benzoic acid. Thirdly, there is no significant change in the bond-making and bond-breaking distance at the transition state, upon catalyst modification (compare the relevant distances in Figure 3. 8 and Figure 3.9). This again is consistent with the identical 13 C KIEs measured with and without added benzoic acid (since KIEs reflect the bondmaking and bond-breaking distances at the transition state of the rate-limiting step). 3.7 Spin saturation transfer experiment in support of the dynamic formation of diastereomers of catalyst upon the addition of benzoic acid 55 Figure 3. 10 Interconversion of diastereomeric catalyst species by migration of benzoate anion from B2 to B3 Ph (S)-VANOL O O O OPh 3 B migration O B 1O B 2 (S)-VANOL OPh O O B (S)-VANOL HO 1 O 3 OPh B 2 B O 2 H-imine association/ dissociation O O 1 O B 2 OPh 2 H-imine Ph O O B O O 2 H-imine O O O B OPh 3 OPh O O O B (S)-VANOL HO 1 O 3 OPh B O B OPh 2 O 2 H-imine Ph O Ph As discussed previously in section 3.5, the two diastereomeric catalyst species can also be interconverted by migration of benzoate anion from B2 to B3 (and vice versa) across the same face of the boroxinate ring (Figure 3.10). Next, we tried to find experimental evidence for the interconversion either via B2 to B3 migration or dissociation/association. NMR spin saturation transfer is a powerful tool to detect chemical exchange process on the NMR time scale. The NMR sample was prepared according to the procedure described in section 3.4.1, ~0.05 mmol of the precatalyst (0.7 mL of stock solution) was added to an NMR tube from the stock solution. This was followed by addition of 0.2 mmol of an imine (23f as a solid) at room temperature 13 leading to the assembly of a catalyst-imine complex. Finally 0.05 mmol of 1- C benzoic acid was added to the NMR tube. 56 Figure 3. 11 Spin saturation transfer with imine 23f (Precatalyst was prepared and regents were added in the sequence as shown in (Scheme 3.5) Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6-trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The resulting mixture was dissolved in 0.7 mL of d8-toluene and transferred to a quartz NMR tube. 4 equiv. of imine 23f was added to the NMR 13 tube. Lastly, 1- C-labeled benzoic acid was added. Figure 3.11 shows the spectra from spin saturation transfer experiments. Originally, there are four 13 C enriched peaks in the full 13 C NMR spectrum, two of which we propose correspond to the two diastereomers of the active catalysts upon the addition of benzoic acid. Since peak 1 and 2 are so close in chemical shift in the spectra, both peaks were saturated simultaneously, which resulted in the disappearance of peak 3 and decrease in the magnitude of peak 4. When peak 3 was irradiated, the magnitude of peaks 1,2 and 4 were reduced. Lastly, when peak 4 was saturated, the magnitude of peak 3 abated as well as that for peak 1 and 2. Although at this point, we could not 57 assign the peaks in the 13 C NMR spectra to the corresponding diasereomers of active catalyst, the presence of chemical exchange as detected by NMR spin saturation transfer clearly lends support to our proposal that the two diastereomeric catalyst species can also be interconverted either by migration of benzoate anion from B2 to B3 (and vice versa) across the same face of the boroxinate ring or by dissociation/association. Figure 3. 12 NMR spin saturation transfer with imine 38 (Precatalyst was prepared and regents were added in the sequence as shown in Scheme 3.5) Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6-trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. The resulting mixture was dissolved in 0.7 mL of d8-toluene and transferred to a quartz NMR tube. 4 equiv. 13 of imine 23f was added to the NMR tube. Lastly, 1- C-labeled benzoic acid was added. An NMR spin saturation transfer experiment was also conducted with imine 38. The results were shown in Figure 3. 12. There are two peaks formed upon the addition of 58 benzoic acid to the precatalyst mixture, which we propose correspond to the two diastereomers of the active catalysts. When either peak 1 or peak 2 was saturated during the experiment, the other peak disappeared immediately, indicating the existence of a chemical exchange process between the two diastereomers. We believe that a combination of factors is responsible for the observed increase in enantioselectivity, (a) Charge of the counter-ion – Upon addition of benzoate to the boroxinate core, the net charge of the modified counter-ion is -2. As a result, the substrate should be ‘bound’ tighter in the transition state to the chiral pocket of the catalyst as evidenced by (i) the stronger hydrogen bonds between the protonated imine and the catalyst (1.87 Å and 1.86 Å in TS3 and TS4 versus 2.04 Å and 2.19 Å in TS1 and TS2) and (ii) stronger CH…O interactions between the –CHs of allyl fragment and the dianionic counter-ion (2.10 Å and 2.06 Å in TS3 and TS4 versus 2.26 Å and 2.19 Å in TS1 and TS2). This tighter binding of the transition states to the catalyst core could, in principle, amplify the energy difference between the enantiomeric transition states since these structures now experience a greater interaction with the chiral space of the catalyst. (b) Additional non-covalent interactions – In the (S)-VANOL-BOROX catalyst-imine complex, due to the trigonal planar orientation of substituents on the boron atom B2, there is minimal interaction between the phenol substituent on B2 and the imine substrate (See Figure 3. 8). Addition of a benzoate anion to this boron generates a tetrahedral boron center, which thrusts the phenol moiety into a geometry that can now interact with the aromatic groups on the imine substrate via a CH-" interaction. This insitu generation of a tetrahedral boron center in the catalyst and the resulting altered 59 interactions between the phenol moiety and the imine substrate possibly contributes to the increase in enantioselectivity observed upon addition of benzoic acid. (c) Stereodifferentiation by newly generated chiral center – From our NMR studies, it is clear that there are at least two distinct diastereomers of the catalyst that are formed upon addition of benzoic acid to (S)-VANOL-BOROX catalyst-imine complex. Calculations suggest that one of these in-situ formed diastereomers catalyzes the formation of both enantiomers of product faster than the other diastereomer (both TS3 and TS4, the lowest energy transition structures for formation of (R) and (S) enantiomers of product, engage the same diastereomer of the catalyst). These results lead to the conclusion that even though more than one catalyst species might be formed upon addition of benzoic acid to the (S)-VANOL-BOROX catalyst-imine complex, only one of these catalyst species might be relevant to catalysis. Therefore, it is likely that the chirality of this lone catalytically active species helps differentiate the enantiomeric transition states better than the catalyst without benzoic acid which has only one chiral center. This is a novel idea in asymmetric catalysis and can be imagined to be complementary to double-stereodifferentiation obtained by using substrate with chiral centers, which prefer one chirality of the catalyst to the other. 3.8 Predicted KIEs and interpretation Finally, for the quantitative interpretation of the experimental KIEs, transition structures were located for the aza-Cope rearrangement of 36, the p- bromobenzaldehyde derived imine used for the determination of experimental KIEs, catalyzed by the (S)-VANOL-BOROX catalyst, both with and without benzoic acid additive. In order to obtain the highest accuracy in the theoretical prediction of KIEs, 60 transition structures corresponding to TS1 and TS3 (leading to major enantiomer of product, with and without benzoic acid) were recalculated using the ONIOM scheme outlined in Scheme 3.6 and Scheme 3.7C where all atoms in 36 were calculated using the high-level DFT method (B3LYP/6-31+G**). The KIEs for the resultant structures were computed from their scaled theoretical vibrational frequencies based on conventional transition state theory using the program ISOEFF 98. 25 Tunneling corrections were applied to the predicted KIEs using a one-dimensional infinite 26 parabolic barrier model. The results from these predictions are shown in Figure 3.13. 13 Figure 3. 13 Predicted C NMR KIEs for the aza-Cope rearrangement of 36 (Calculated KIEs are shown in bold; Ar = 3,5-dimethylphenyl) with benzoic acid additive 1.020(3) 0.999(4) 1.019(4) 1.000(3) 1.022(4) 0.997(1) 1.018 1.003 Ar Ar 2 N 3 4 without benzoic acid additive 1.020(2) 1.004(4) 1.015(4) 1.005(2) 1.022(5) 1.001(3) 1.020 1.002 5 N 2 3 4 5 1 1 C6H4p-Br Ar Ar H 1.027 C6H4p-Br 1.029 H 1.020 1.028 1.014(5) 1.029(5) 1.010(3) 1.020(1) 1.031(3) 1.017(4) 1.020(4) 1.033(3) 1.030 1.020 1.016(4) 1.029(4) 1.013(3) 1.020(1) 1.030(4) 1.022(2) 1.032(3) 1.016(2) Overall, the theoretical KIE predictions are remarkably close to the experimentally determined values. For carbon atoms C2, C3 and C4 the predicted values are almost identical to the experimental measurement. The KIE predictions for the bond-forming carbon atoms C1 and C5, though slightly higher than the experiment, is well within the 61 acceptable limits to validate the transition state model. The key observation here is that the predicted KIE values are nearly identical for each carbon atom (C1-C5 in Figure 3.13) in both cases – models with and without the benzoic acid additive. This matches the trend observed in the experiments where KIEs measured with and without benzoic acid are almost identical at every carbon. 3.9 Equilibrium study of the aza-Cope rearrangement with BOROX catalyst 9 and benzoic acid Compound 26c was obtained from aza-Cope rearrangement catalyzed by BOROX catalyst 9 (see supporting information for chapter 2) with 94% ee. Although the presence of the two aryl groups (Ar) could stablize this product 26c, it has the tendency to undergo a retro-aza-Cope rearrangement, which results in diminishing the enantioselectivity of the aza-Cope rearrangement. Hence, compound 26c with 94% ee was subjected to the equilibrium study as shown in Scheme 3. 8. In experiment B, where 26c was stirred under standard aza-Cope rearrangent with imines (26c obtained from imine 36 or aldehyde 25c provided the same enantioselectivity) as described in chapter 2 with the exception that the temperature was elevated to 100°C, the ee’’ dropped slightly to 92% after 24 h (entry 3). Futhermore, the ee’’ diminished to 60% after another 24 h at 150°C. Meanwhile, a control experiment A was also carried out, where compound 26c was heated to 100°C at the absence of BOROX catalyst 9 and benzoic acid. The enantioselectivity (ee’) remained 94% after 24 h at 100°C (entry 1) and slightly dropped to 91% after stirring at 150°C for another 24 h (entry 2). As noted, when experiment A and B were carried out at 60°C for 24 h, we did not observe a decrease in enantioselectivity of compound 26c. 62 Scheme 3. 8 Equilibrium study of the aza-Cope rearrangement Experiment A Experiment B Ar N m-xylene, temp., time Ar 26c Br ee' % = ? 26c 94% ee 10 mol% (S)-VANOL BOROX 9 26c 10 mol% benzoic acid m-xylene, temp., time ee'' % = ? Ar = 3,5-Me2Ph Entry 1 2 3 4 Experiment No. A A B B Temp. (°C) 100 150 100 150 Time (h) 24 24 24 24 ee’ % 94 91 ND ND ee’’ % ND ND 92 60 3.10 Conclusion We have presented here a mechanistic study of the chiral Brønsted acid catalyzed aza-Cope rearrangement and the role of an achiral acid (benzoic acid) in increasing the enantioselectivity of the reaction. The observation of significant 13 C KIE on all bond- making and bond-breaking carbon atoms supports a concerted mechanism proceeding via a six-membered pericyclic transition state. The identical 13 C KIEs measured with and without the benzoic acid additive suggest that the key features of the transition state geometry remain unchanged upon addition of benzoic acid. 11 B and 13 C NMR studies are used to probe the nature of catalyst modification that occurs upon addition of benzoic acid. It is proposed that the benzoate anion adds to a tri-coordinated boron atom to generate diastereomeric catalyst structures with a di-anionic counter ion. A theoretical model is developed, which accurately predicts the experimental KIEs and the observed enantioselectivity. The newly formed tetra-coordinated chiral boron center and 63 the increased charge of the counter-ion are likely instrumental in increasing asymmetric induction. 64 CHAPTER FOUR TOTAL SYNTHESIS OF SEDAM ALKALOIDS VIA CATALYST CONTROLLED AZA – COPE REARRANGEMENT AND HYDROFORMYLATION WITH FORMALDEHYDE 4.1 Introduction The sedum alkaloids exist widely in nature and these types of alkaloids have memory-enhancing properties and are effective in the treatment of cognitive disorders. 27 The most commonly occurring members of this alkaloid family are 2- substituted piperidines with various combinations of hydroxyl functionalities in the side chains, featuring the 1,3-amino alcohol moiety and a select set are shown in Scheme 4. 1. 28 A review of the syntheses of sedium alkaloids has appeared in 2002 28 and the 29 field has remained very active. Scheme 4. 1 Sedum and related alkaloid natural products OH N H Me N H (+)-Sedridine N Me (+)-Sedamine Ph OH (-)-Allosedridine HO O OH N Me N H (-)-Sedamine Me N H (+)-Allosedridine OH Ph OH Me N H Me (-)-Sedridine OH N Me OH OH (-)-Halosaline Ph (-)-Sedacryptine We have recently discovered a catalytic asymmetric method for the preparation of homo-allylic amines 22 directly from aldehydes (Scheme 4. 2). The key transformation involves an aza-Cope rearrangement of an in-situ generated imine 41 to give imine 42 65 which upon hydrolysis provides homoallylic amines with excellent asymmetric inductions over a broad range of aromatic, alkenyl and aliphatic achiral substrates. The successful catalyst system results from the synergistic interplay between the boroxinate species 9 and benzoic acid. Scheme 4. 2 Direct aminoallylation of non-chiral aldehydes O R H + 1) 5 mol % VANOL BOROX 9, 5 mol% benzoic acid, ° MS, m-xylene, 60 °C, 18 h 5A Ar Ar H2N 25 R 2) 2N HCl /THF 22f Ar = 3, 5-Me2C6H3 N R 27 R = aryl, alkenyl, alkyl (1°, 2°, 3°) (gram scale) Ar Ar NH2•HCl 20 examples, up to 97% ee Ar aza-Cope rearrangement N 41 [H-imine] Ph Ph R Ar 42 OPh O B O B O O B O OPh VANOL BOROX catalyst 9 Our interests for the present study were directed toward the catalytic asymmetric direct aminoallylation of chiral aldehydes especially to those that would allow for the highly diastereoselective introduction of homo-allylic amino alcohol moiety. Our goals are three-fold. 1) Define a new facile method for the controlled syntheses of syn-1,3amino alcohols and anti-1,3-aminoalcohols. The controlled synthesis of both syn- and 66 anti-1,3-aminoalcohols from a single substrate have been reported from !aminoketones 30 and !-borylamines. 31 We only know of a single example where a catalyst controlled process can be used to access syn- or anti-1,3-aminoalcohols from a single substrate (Scheme 4. 3). 32 2) Determine the interplay of the synergistic chiral VANOL-boroxinate/non-chiral benzoic acid catalyst system with an existing chiral center. 3) Total synthesis of sedum alkaloids with a divergent synthesis of syn- and anti1,3-aminoalcohols. Scheme 4. 3 Kumar’s catalyst controlled synthesis of syn/anti-1,3-aminoalcohols from a single substrate Cbz NHCbz 1. DIBAL-H N TBSO 2. !-amination (D-proline) R 3. HWE-olefination OTBS R CO2Et ee > 94% 1. DIBAL-H 2. !-amination (L-proline) 3. HWE-olefination CO2Et anti/syn > 40:1 Cbz NHCbz N TBSO R CO2Et syn/anti > 10:1 to 6:1 Hydroformylation is an important process for the production of aldehydes from olefins in industry. Conventionally, hydroformylation utilizes syngas (CO/H2) in the presence of a transition metal catalyst to give homologous linear and/or branched aldehydes. A recent innovation in hydroformylation chemistry features an experimentally convenient alternative using formaldehyde as a syngas substitute. This synthetically useful method was first described by Morimoto and coworkers when they smartly applied two types of catalysts to the two cooperative catalytic processes simultaneously involved in the hydroformylation with formaldehyde (Scheme 4.4). 67 33 Scheme 4. 4 Hydroformylation with formaldehyde O + C8H17 43 H H 1 mol% [RhCl(cod)]2 2 mol% BIPHEP 2 mol% NiXantphos toluene , 90°C BIPHEP 44 C8H17 l 95% yield (l/b = 97/3) 93% yield (l/b = 97/3) formalin (20 h) paraformaldehyde (40 h) PPh2 PPh2 CHO CHO H N O PPh2 PPh2 NiXantphos 45 a) Decarbonylation process O H Ph Ph H P 1/2 [RhCl(BINAP)]2 H H Rh P Ph Cl O Ph – CO RhCl(CO)(BINAP) – H2 Ph Ph P H Rh P Ph 68 Ph Cl H CO + C8H17 b b) Hydroformylation process RhH(CO)2(xantphos) Ph Ph – CO Ph Ph P CO P R OC Rh H Rh P H Ph Ph Ph O P H Ph R R H2 Ph Ph P P O OC Rh OC Rh P Ph Ph Ph CO R Ph R P Ph Ph 4.2 Retrosynthetic analysis of (+)-allosedridine We were attracted to the potential that hydroformylation presents for realization of the total synthesis of sedum alkaloids when coupled with diastereoselective aza-Cope rearrangement as illustrated in Scheme 4. 5 for synthesis of (+)-allosedridine. The key intramolecular amidocarbonylation 34 involves hydroformylation of homo-allylic amino alcohols with formaldehyde and was inspired by Morimoto’s work with simple alkenes. Scheme 4. 5 Retrosynthesis of (+)-sedridine and (+)-allosedridine hydroformylation with O NHP OP formaldehyde NH2 OP H Ar aza-Cope OH (+)-sedridine N H O O OP H OH N H Ar NH2 rearrangement (+)-allosedridine Ar Ar NH2 NHP OP NH2 OP H 69 4.3 Direct aminoallylation of chiral ! -alkoxy aldehydes The initial screen of chiral aldehydes was carried out with the TBS protected aldehyde (R)-46a derived from the commercially available methyl (R)-3-hydroxybutyrate (Table 4. 1). The diastereoselectivity is nearly equal and opposite with the (R)- and (S)ligands of VANOL (33:1 vs 1:23) and thus this is a case of catalyst control (entries 1 & 2). The total yield of 47a and 48a was low and the elimination product 49 was observed as a by-product. The reaction of the benzyl protected aldehyde 46b with amine 25 gave a 4:1 mixture of aza-Cope product (47b+48b) and by-product 49. Incorporation of a larger protecting group (TBDPS) lead to a mixture largely consisting of the eliminated imine 49. However, when the sterically less hindered triethylsilyl protecting group (TES) was installed, the formation of 49 was completely shut down (Table 4. 1, entry 5) giving an 87% yield and a 1:20 diastereoselectivity in favor of 48 with (R)-VANOL and a 74% yield and a 26:1 diastereoselectivity in favor of 47 with (S)-VANOL. Table 4. 1 Direct aminoallylation of chiral "-alkoxy aldehydes Ar OPG O H 46 + Ar H2N Ar = 3, 5-Me2C6H3 22f 5 mol % VANOL BOROX catalyst, 5 mol% benzoic acid, ° 5 A MS, m-xylene, 60 °C, 18 h Ar Ar OPG N 47 Ar + OPG N 48 70 Ar Ar + N 49 Ar Table 4.1 (cont’d) a series ligand PG Conv (%) 1 2 3 4 f 5 d a a b c d (R)-VANOL (S)-VANOL (R)-VANOL (R)-VANOL (R)-VANOL TBS TBS Bn TBDPS TES 73(70) 72(67) (80) (52) 100 6 f d (S)-VANOL TES 100 entry a. b (47+48) %Yield d c e 47 : 48 : 49 (47+48) 3:1 33:1 48 4:1 1:23 44 4:1 nd nd 1:10 nd nd 100:0 1:20 87 100:0 26:1 74 Unless otherwise specified all reactions were run at 0.2 M in amine 22f with 1.1 equiv 46. The catalyst was prepared from 1 equiv of the ligand, 2 equiv of 2,4,6b. 1 trimethylphenol, 3 equiv of H2O and 3 equiv of BH3!SMe2. Calculated from the H NMR spectrum of the crude reaction mixture from the ratio of (47+48):22f (or 22f+imine) and the isolated yield of 47+48. The value in parentheses based on the ratios of 22f (or 22f+imine 50), 47, 48 and 49 and assumption no other products are formed. In most cases, the unreacted material is in the form of amine 22f, but in c. some cases a small amount of imine 50 formed from 46 and 22f is present. 1 Determined from the H NMR spectrum of the crude reaction mixture. e. d. Isolated f. ratio. Isolated yield of a mixture of 47+48 after chromatography on silica gel. Reaction performed on (S)-46 also of 98% ee. This reaction gives the enantiomer of 47 and 48. 4.4 Direct aminoallylation of chiral !-alkoxy aldehydes The interplay of the catalyst with a pre-existing !-chiral center in the aldehyde was also investigated. As shown in Table 4. 2, the reaction of the chiral aldehyde (S)-51 is not under catalyst control but rather displays a match and mis-matched relationship. A 12:1 selectivity was observed for the matched case with the (S)-VANOL catalyst resulting in a 71% isolated yield. The same diasteromer predominated in the mismatched case with the (R)-VANOL catalyst but the selectivity dropped to 2.5:1. The stereochemistry of 52 was assigned as anti since the matched case would be expected 71 to be with the Re-face addition to the imine with the (S)-VANOL catalyst since this is the preference with non-chiral aldehydes. 22 Table 4. 2. Direct aminoallylation of a chiral !-alkoxy aldehyde Ar Ar Ar N Ar H2N Ar = 3, 5-Me2C6H3 OTBS 5 mol % VANOL BOROX catalyst, 5 mol% benzoic acid, 22f + ° 5A MS, m-xylene, 60 °C, 18 h O 52 + Ar N H Ar OTBS OTBS 51 53 (R)-VANOL 52:53 = 2.5:1 %yield (52+53) = 71 (S)-VANOL 52:53 = 12:1 %yield (52+53) = 71 4.5 Optimization of the intramolecular amidocarbonylation with formaldehyde In Morimoto’s hydryformylation protocol, extremely high regioselectivity was obtained for simple alkenes. However, when this approach was first applied to an intramolecular amidocarbonylation with homo-allylic amine, a disappointling low yield was obtained. As indicated in Table 4. 3, Further studies show that the yield relies on the formaldehyde source; when formalin was utilized, in the presence of methanol as a stabilizer, a significant amount of the 2-alkoxypiperidine 56 was observed in the 1H NMR spectrum of the crude reaction mixture (Table 4. 3, entry 1). para-Formaldehyde gave didehydropiperidine 55 and its five-membered analog 57 along with some of the 72 olefin isomerization product 58. Therefore, paraformaldehyde was used instead, and with the proper control of conditions the didehydropiperidine 55 could be obtained in 73% isolated yield (Table 4. 3, entry 3). Table 4. 3 Optimization of the intramolecular amidocarbonylation with formaldehyde NHPG + n-pr PG = Cbz, 54a = Boc, 54b + 1 mol% [RhCl(cod)]2 2 mol% BIPHEP 2 mol% Nixantphos N PG MeO n-Pr 55 n-Pr + N PG H n-Pr 56 toluene, temp, 30 h O H N PG NHPG + n-pr 57 58 yield c b 55:57:58 55(%) d 1 Cbz formalin 90 46 2 Cbz paraformaldehyde 90 69 6:1:1 3 Boc paraformaldehyde 90 73 6:1:1 e Boc paraformaldehyde 90 nd 2:3:0 4 5 Boc paraformaldehyde 120 nd 15:20:7 6 Boc paraformaldehyde 70 nd 0:100:0 a. Unless otherwise specified all reactions were run at 0.15 M in 54 entry a PG formaldehyde source temp (°C) with 5.0 equiv formaldehyde. nd = not determined. after chromatography on silica gel. c. formed in this reaction. Isolated yield 1 Calculated from the H NMR spectrum of the crude reaction mixture. e. b. d. A 38% yield of 56 also 5 mol% PPTS was added to this reaction. 4.6 Synthesis of (-)-Coniine The intramolecular amidocarbonylation was then applied to the synthesis of (-)Coniine 35. Previously, we have developed a concise total synthesis of (-)-Coniine. which involved two key reactions – asymmetric catalytic amino-allylation of n-butanal 73 and an RCM reaction. 22 Alternatively, for the current study, we are able to synthesize this natural product by coupling the catalytic asymmetric aza-Cope rearrangement of non-chiral aldehyde 27o with the intramolecular amidocarbonylation as illustrated in Scheme 4. 6. The chiral center is installed in acyclic amine 27o in 83% yield and 95% ee with catalytic asymmetric direct aminoallylation of n-butanal as shown in Scheme 2. 6, and the piperidine ring is closed using an intra-amidocarbonylation in 71% yield. Subsequent reduction of the double bond and cleavage of Boc give the target compound 35 in 91% yield over two steps. Scheme 4. 6 Total synthesis of (-)-Coniine NH2 •HCl 1) base 2) PhCHO, NaBH4 allylBr HN 27o, 95%ee Ph NaH N Bn 80% (Boc)2O, Et3N THF, reflux 83% previous route 1) 5 mol% Grubb's Cat. II NHBoc 54b 76% 2 mol% Nixantphos 1 mol% [Rh(COD)Cl]2 paraformaldehyde current route 2 mol% BIPHEP toluene, 90 °C N Boc 2) Pd(OH)2/C-H2 MeOH, 25 °C 81% over two steps H2, Pd(OH)2/C HCl, MeOH MeOH, rt 55b 71% 74 91% over two steps •HCl N H 35 (R)-Coniine 4.7 Total synthesis of (+)-Sedridine and (+)-allosedridine Finally, we coupled the diastereoselective aza-Cope rearrangement and the intramolecular amidocarbonylation reactions in the total synthesis of (+)-Sedridine and (+)-Allosedridine. Chiral aldehyde 46d was subjected to a diastereoselective aza-Cope Scheme 4. 7 Synthesis of (+)-Sedridine and (+)-Allosedridine SETO O 46d H 1) 5 mol % VANOL BOROX catalyst , 2) 2N HCl/THF 5 mol% benzoic acid, 3) (Boc)2O, Et3N ° 5 A MS, m-xylene, 60 °C, 18 h via (S)-catalyst via (R)-catalyst OR NHBoc OR 61% (over 3 steps) 63 syn-1,3-aminoalcohol R=H NHBoc 72% (over 3 steps) 59 anti-1,3-aminoalcohol R=H TBSCl R = TBS 60 imidazole 86% TBSCl R = TBS 64 imidazole 74% 1 mol% [RhCl(cod)]2, 2 mol% BIPHEP 2 mol% Nixantphos, paraformaldehyde toluene, 60 °C OTBS OTBS N Boc 65 72% 1) Pd(OH)2/C H2/MeOH 2) HCl/MeOH 61 OH OH N H N H (+)-allosedridine 66 74% N Boc 78% 1) Pd(OH)2/C H2/MeOH 2) HCl/MeOH (+)-sedridine 62 83% rearrangement catalyzed by the BOROX catalyst derived from (R)-VANOL. Following hydrolysis and protection with Boc the anti-amino alcohol 59 was obtained in 72% yield with good diastereoslectivity over three steps in a one-pot fashion. Compound 59 was 75 then protected with TBS and subjected to an intramolecular amidocarbonylation reaction to afford 61 in 78% yield. Subsequent reduction and deprotection gave (+)sedridine 62 in 83% yield. (+)-allosedridine 66 was obtained with a similar route with BOROX catalyst from (S)-VANOL. Presumably, we are able to access all four stereoisomers of sedridine by combining the two enantiomers of aldehyde 46d with (R)or (S)-VANOL derived BOROX catalysts. 4.8 Conclusion This work has demonstrated that the aldehydes bearing a chiral #–hydroxyl group will undergo the aza-Cope rearrangement to give good yields of homo-allylic amino alcohols with where there is a strong catalyst control case between the chiral aldehyde and (S)-VANOL or (R)-VANOL derived catalysts. It is important to note that the very high asymmetric inductions of the boroxinate catalyst/benzoic acid for the catalytic asymmetric aza-Cope rearrangement were essentially unaffected by the nature of the chiral group in the substrate. The highly diastereoselective aza-Cope rearrangement can be coupled to the intramolecular amidocarbonylation with paraformaldehyde. The coupling of these methods led to a direct and highly diastereoselective method for the rapid introduction of substituted piperidine units, which was demonstrated in the stereocontrolled synthesis of (+)-sedridine and (+)-allosedridine. 76 CHAPTER FIVE TRIMETHYLSILYLDIAZOMETHANE AS A VERSATILE STITCHING AGENT FOR THE INTRODUCTION OF AZIRIDINES INTO FUNCTIONALIZED ORGANIC MOLECULES 5.1 Introduction Aziridines are attractive synthetic building blocks. As with their epoxide analogs, the highly strained ring structures of aziridines provide access to a wide range of important nitrogen-containing products by undergoing several highly regio- and stereoselective cycloadditions and ring opening reactions. 35 Aziridines also play a very important role, through ring expansion reactions, in the formation of five membered heterocycles such 36 as oxazoline-2-ones and imidazolidin-2-ones. Scheme 5. 1 Three approaches towards catalytic asymmetric aziridination R R2 MLn R1 N L nM R1 R N R2 R N carbene pathway R1 nitrene pathway R2 Lewis/Brønsted acid pathway R LA or BA N R1 LG R2 LG = leaving group In the last two decades, a lot of effort has been put forth to develop effective asymmetric catalytic aziridination protocols. Although quite a few successful systems have been reported since then, 37 none of them are particularly general over a broad 77 range of substrates. So it is of great importance to develop a catalytic enantioselective aziridination which could be applied to a wide range of substrates. To date, there have mainly been three different approaches towards catalytic asymmetric aziridinations. These are depicted in Scheme 5. 1. Since 1999, our group has developed a catalytic asymmetric aziridination protocol which involves a Brønsted acid mediated addition of a diazo compound to an imine 38 (Scheme 5. 2). This aziridination protocol represents the most general and the most diastereo- and enantioselective catalytic asymmetric aziridination system to date. Scheme 5. 2 The Antilla-Wulff catalytic asymmetric aziridination Ph N2 R N 10 mol% BOROX 9 O Ph O Ph 67 toluene, 25 °C, 24 h R 68 Ph Ph H N O N EtO2C Ph R(H) H(R) O 70 (2R, 3R)-69 R = aromatic, aliphatic (1°, 2°, 3°) yield 69 = 37-89% % ee 69 = 77-94% cis: trans 69 = 1.6:1- 100:1 Ph Ph OH OH or Ph Ph B(OPh)3 (4 eq) OH OH 0.1 mm Hg H2O (1 eq), toluene, 80 °C, 0.5 h 80 °C, 1 h (S)-VANOL 12 BOROX 9 (S)-VAPOL 13 An enormous amount of work 39 has been carried out in our group towards developing this aziridination protocol in the ten years since its discovery. Efforts towards 78 fine-tuning numerous aspects of the reaction, the mechanism 39j-m 39a-e expanding its scope, and applying it in a synthetic sense 39f However, with the exception of one study, 39n-p 39f-i elucidating have been undertaken. commercially available ethyl diazoacetate (EDA) has been the only diazo source used in all the cis-aziridination work reported by our group. Our interest for the present study was directed towards the development of the catalytic asymmetric cis-aziridination reaction with alternative diazo sources especially to those that would allow for the straightforward introduction of a variety of functional groups into the aziridine core. The goals are two-fold: define a facile catalytic asymmetric method for the introduction of aziridine units into functionalized organic molecules and determine the tolerance of the VAPOL/VANOL chiral polyborate catalyst 9 to various common organic functional groups. 5.2 Synthesis of diazo ketone via the diazo transfer method As a first step, a mild, simple and general approach for the synthesis of the diazo compounds from precursors bearing the desired remote functional groups was required. 40 The diazo transfer method (Scheme 5.3) was tried initially, but that route did not give satisfactory results. The overall yield of 74a was only 13% after four steps, and the purification of the final diazo ketone was extremely tedious, requiring at least three purifications by column chromatography to obtain the pure product. 79 Scheme 5. 3 Synthesis of diazo ketone 74 via the diazo transfer method OH OLi MeLi DME, - 45 °C O OLi MeLi O OLi Et2O 71a CF3 HMDS/n-BuLi aq. HCl O 72a O THF, CF3CO2CH2CF3 O 48% SO2N3 C12H25 73 N2 O H2O, Et3N, CH3CN, rt 30% 74a Another well-known reagent for the synthesis of diazo compounds is diazomethane. However, it is notorious because of its high toxicity, thermal lability and potentially explosive nature. Diazomethane was thus decided to be avoided in our protocol. 5.3 Synthesis of diazo ketones with TMSCHN2 Scheme 5. 4 Tandem acylation/aziridination of TMSCHN2 O O FG n OH O FG N n Cl R Me3Si H N2 H FG n O 80 R' N H R R' R H + R'NH2 In 1981, Shioiri and co-workers reported trimethylsilyldiazomethane (TMSCHN2) as a stable and safe substitute for the hazardous diazomethane in the Arndt-Eistert synthesis. 41 They also reported the preparation and isolation of 1- (diazoacetyl)naphthalene from TMSCHN2 and the acid chloride of 1-naphthalene carboxylic acid, but it was the only isolated diazo ketone mentioned. This made us wonder if the same TMSCHN2 protocol could be used to prepare other aromatic diazo ketones required for our study, and maybe aliphatic diazo ketones as well. If successful, this method would be much easier than the azide transfer method in terms of the reaction manipulation and product purification, and would also be much safer than the diazomethane option. Surprisingly, however, accessing diazo ketones via the use of TMSCHN2 has never been explored to date, despite the wide spread use of diazo compounds in organic synthesis. We were attracted to the potential that trimethylsilyldiazomethane (TMSCHN2) presents for introduction of aziridine units into functionalized organic molecules in a synthetically convergent manner (Scheme 5. 4). Scheme 5. 5 Synthesis of diazo ketone 74a by TMSCHN2 O (COCl)2 OH O DCM, rt Cl 71a 2 eq. TMSCHN2 CH3CN, 0 °C overnight N2 O 74a 73% (overall from 71a) 81 We thus re-examines the synthesis of the diazo ketone 74a via TMSCHN2 (Scheme 5.5). We were delighted to discover that it worked very well with an overall yield of 73% for 74a. 5.3.1 Optimization of the number of equivalents of TMSCHN2 Table 5. 1 Optimization of the number of equivalents of TMSCHN2 O (COCl)2 O OH EtO DCM, rt O EtO Cl 71b Entry Equiv. of TMSCHN2 1.1 1.5 2.0 2.5 a 1 2 3 4 a. TMSCHN2 O O 0 °C, overnight EtO CH3CN Yield 74b (%) O N2 74b b 70 74 73 77 The acid 71 was reacted with oxalyl chloride for 1 h and then after volatiles were removed, the acid chloride was reacted with TMSCHN2 at 0°C for 12 h at 0.2 M in b. CH3CN. Isolated yield after purification by column chromatography on silica gel. Considering the high cost of TMSCHN2, it was then decided to optimize the number of equivalents of TMSCHN2 needed for this reaction (Table 5. 1). It was found that the number of equivalents could be lowered from 2.5 to 1.1, while still providing a satisfactory yield of the diazo ketone 74b. For the synthesis of diazo ketones from acyl chlorides. All reported examples required at least 2 equivalent of diazomethane to 42 furnish good yield. However, with TMSCHN2, 1.1 equivalent is sufficient to provide 82 satisfactory yield. Scheme 5. 6 depicts a proposed mechanism for the diazo ketone formation with diazomethane and TMSCHN2, respectively, that explains the origin of the difference. With TMSCHN2, in the second step of the proposed mechanism, chloride anion serves as a nucleophile to attack TMS group, which furnishes the diazo ketone. While with CH2N2, after the nucleophilic attack to the acyl chloride in the first step, another equivalent of CH2N2 is required for deprotonation in the second step to afford the diazo ketone. Scheme 5. 6 Proposed mechanism for the formation of diazo ketone with TMSCHN2 and CH2N2 Diazo ketone formation with 1 equivalent of TMSCHN2 TMS O R I Cl + TMSCHN2 O CHN2 R O II CHN2 Cl TMS R Cl 71 O III R CHN2 + TMSCl 74 Diazo ketone formation with 2 equivalent of CH2N2 O R I Cl + CH2N2 O O CH2N2 R 71 O III R CHN2 + CH3Cl + N2 74 83 Cl II R CHN2 CH2N2 H 5.3.2 Sovent study for the synthesis of diazo ketone 74b Subsequently, a variety of solvents were screened for diazo ketone formation with TMSCHN2 and CH3CN was determined to be the optimum solvent (Table 5. 2). Table 5. 2 Solvent study for the synthesis of diazo ketone 74b O (COCl)2 O OH EtO DCM, rt O TMSCHN2 O EtO Cl 71b Entry 1 2 a. 3 4 5 6 c 7 a O 0 °C, overnight EtO sovent Solvent Hexane CH3CN Yield 74b (%) 20 70 Et2O Toluene CH2Cl2 EtOH DMF O N2 74b b 13 21 27 0 68 The acid 71 was reacted with oxalyl chloride for 1 h and then after volatiles were removed, the acid chloride was reacted with TMSCHN2 at 0°C for 12 h at 0.2 M in CH3CN. b. Isolated yield after purification by column chromatography on silica gel. c. No quench with satd NAHCO3. 5.3.3 Substrate scope for the synthesis of diazo ketones with TMSCHN2 We then examined the substrate scope of the reaction for the formation of various diazo ketones (Table 5. 3). To our pleasure, this protocol worked very well for the formation of aliphatic diazo ketones (entry 1-6 and 10). However the results for the reaction of aromatic carboxylic acids were disappointing, giving no desired products at all (Table 5. 3, entry 7-9). Triethylamine as an addictive was found to be necessary to 84 afford the diazo ketones from benzoic acid in acceptable yield (Table 5. 3, entry 7). The reactions of trans-cinnamic acid and phenylpropiolic acid failed even with the addition of triethylamine (Table 5. 3, entry 8 and 9). Table 5. 3 Substrate scope for the synthesis of diazo ketones 74 via TMSCHN2 (COCl)2 O R 1 OR DCM, rt 2h 1.1 eq. TMSCHN2 O R R CH3CN, 0 °C 24 h Cl N2 O 74a-11j R1 = H 71a-i, R1 = TBDMS 71j a Entry Series 1 a 2 b c c 69 4 d 66 5 e 3 R Yield 11 (%) 73 O OEt Br 70 78 O 6 d f 82 N O 7 c,e g c h 8 9 c j Ph i d 52 10 Ph O a. O 0 15 52 The acid 71 was reacted with oxalyl chloride for 1 h and then after volatiles were removed, the acid chloride was b. reacted with TMSCHN2 at 0°C for 12 h at 0.2 M in CH3CN. Isolated yield after purification by column chromatography on c. d. silica gel. 1.2 eq of Et3N was added. The starting acids/ester were prepared according to reported 43 e. procedures. The product 74g was not observed without Et3N. 85 The application of TMSCHN2 in the synthesis of diazo ketones starting from the corresponding acyl chloride is efficient in practice. However, in the case of substrate 71k, other methods for acid activation, like forming the corresponding acid anhydrides instead of the acid chlorides, are preferred. This is due to the predominant formation of cyclic ester 44 of the type 75 (Scheme 5). Indeed, when acid 71k was subjected to the standard acid chloride reaction, the undesired product 75 was obtained in quantitative yield. Thus, we turned our attention towards forming the acid anhydride 76 to get to the diazo ketone 74k (Scheme 5). However, the overall yield was disappointing and the reaction was sluggish. We then tried to synthesize some relatively more active acid anhydrides, such as the (4-nitrophenylcarbonic)-4-oxopentanoic anhydride and (2,2,2trichloroethylcarbonic)-4-oxopentanoic anhydride. But none of these anhydrides could 1 be made successfully, and the H NMR analysis of the crude reaction mixtures did not match the desired anhydride products. Scheme 5. 7 Preparation of the diazo ketone 74k via the corresponding acid anhydride O O OH O (COCl)2 DCM, rt 71k O OH O 71k ClCO2Et TEA, THF, 0°C O 75 O O O O O 76 86 Cl 1.1 eq TMSCHN2 CH3CN, 0 °C 24 h O N2 O 74k 30% 5.4 Introduction of aziridines into functionalized organic molecules Thus, with the requisite diazo ketones bearing the remote functional groups in hand, the catalytic asymmetric aziridinations with the VAPOL and VANOL-borate catalysts were then examined, using the optimal conditions previously developed in our group. 39b 5.4.1 Optimization of the aziridination reaction with diazo ketone 74a Table 5. 4 Optimization of the aziridination reaction O O O N toluene, 25 °C N2 77 O 5 mol % or 10 mol% cat. 9 O R a 74a N R 78 O Cat. Conv. Loading 9 b (%) (%) 1 a Phenyl (S)-VAPOL 24 5 100 2 Phenyl (R)-VANOL 24 5 100 3 b Cyclohexyl (S)-VAPOL 96 5 67 4 Cyclohexyl (R)-VANOL 96 5 68 5 Cyclohexyl (S)-VAPOL 24 10 100 6 Cyclohexyl (R)-VANOL 24 10 100 7 o t-butyl (S)-VAPOL 96 5 66 8 t-butyl (R)-VANOL 96 5 64 a. Unless specified, all reactions were run in toluene at 25 °C containing 1 mmol imine 77 with 1.2 eq of diazo ketone 74a and 5 mol% or 10 mol% of the catalyst 9 which was prepared according to procedure presented in Scheme 5. 2. Ent-78 was b. 1 obtained with (R)-VANOL. Determined form crude reaction mixture by H NMR. Entry Series R Time (h) Ligand The catalytic asymmetric aziridination with remotely functionalized diazo ketones was optimized successively in three steps. First, we tried to optimize the representative imines to be used in the study. The N-MEDAM (bis(4-methoxy-3,5- dimethylphenyl)methanamine) phenyl imine 77a and the N-MEDAM t-butyl imine 77c 87 were selected at the beginning and the corresponding conversions were initially checked (Table 5. 4). The phenyl imine 77a gave full conversion in 24 h with 5 mol% catalyst loading (Table 5. 4, entry 1 and 2). The conversions for the N-MEDAM t-butyl imine however were disappointing (Table 5. 4, entry 7 and 8). This might be due to the steric interactions between the bulky t-butyl group and the aliphatic chain of the diazo compounds. The less hindered N-MEDAM cyclohexyl imine 77b was then used to replace the N-MEDAM t-butyl imine. But the conversions were still disappointing (Table 5. 4, entry 3 and 4). It was then decided to increase the catalyst loading in the second step of the optimization. The catalyst loading was increased to 10 mol%, which led to the complete conversion of the cyclohexyl imine 77b (Table 5. 4, entry 5 and 6). 5.4.2 Optimization of the N-protecting group In the last optimization step, we looked at the N-protection group in the imine (Table 5.5). The initial aziridination studies in our group were done with the benzhydryl group as the N protection group for the imine. However, recently, it has been shown that the N-MEDAM group is far superior for the aziridination reaction, especially for aliphatic imines. 39d The benzhydryl amine was commercially available, while the MEDAM amine has to be synthesized in 4 steps. 39d Thus, both the N-MEDAM phenyl imine 77a and N- benzhydryl phenyl imine 78 were evaluated for the aziridination reactions with diazo ketone 74a. From the results obtained (Table 5.5), it was evident that the N-MEDAM protection group was the protecting group of choice for this study. 88 Table 5. 5 Optimization of the N-protecting group PG N O PG N 5 mol% Cat. 9 + a toluene, 25°C N2 O PG = MEDAM 77a 74a PG = MEDAM 78a PG = benzhydryl 79 PG = benzhydryl 80 Entry PG 1 MEDAM 2 MEDAM 3 Benzhydryl 4 Benzhydryl a. Ligand (S)-VAPOL (R)-VANOL (S)-VAPOL (R)-VANOL Yield cis (%) 72 85 66 58 b ee cis (%) 99 94 92 85 c Unless specified, all reactions were run in toluene at 25 °C containing 1 mmol imine 77a or 79 with 1.2 equiv of diazo ketone b. 74a. Isolated yield after purification by column chromatography on silica gel. c. Determined by HPLC analysis. 5.4.3 Substrate scope for tandem acylation/aziridination of TMSCHN2 Applying the optimized conditions, the aziridination reactions of the functionalized diazo ketones 74a-f and 74j with the imine 77a and 77b were examined in toluene and the results are presented in Table 5. 6. All reactions gave excellent asymmetric inductions for all aziridines with both VANOL and VAPOL catalysts and with both imines. The cis-aziridines were obtained with $ 50:1 selectivity in all cases. Higher asymmetric inductions were observed with the VAPOL catalysts for both imines in all cases with the curious exception of 5-bromo-1-diazopentan-2-one 74e (entries 19 and 20). With the diazoketone 74a as the control, it can be seen that the boroxinate catalyst 9 is remarkably tolerant of the presence of a variety of functional groups with essentially 89 no change in the asymmetric induction over the entire range of functional groups in the diazo ketones. Table 5. 6 Aziridination of functionalized diazo ketones 74a-f,j with imine 77a and 77b O O O O N Prod. Entry 78 Series 16 (S)-VAPOL 24 91 (R)-VANOL 24 100 85 94 (S)-VAPOL 24 100 82 95 (R)-VANOL 36 93 65 91 Ph (S)-VAPOL 24 98 76 99 (R)-VANOL 28 83 78 96 (S)-VAPOL 24 100 92 97 (R)-VANOL 24 100 90 94 Ph (S)-VAPOL 24 100 77 99 (R)-VANOL 24 100 82 96 (S)-VAPOL 24 100 72 95 (R)-VANOL 24 100 79 91 Ph (S)-VAPOL 24 100 89 99 Ph f g 14 15 Ph Cy e 12 13 c Ph d 10 11 78 O Yield cis 78 (%) 72 (R)-VANOL 24 100 95 99 (S)-VAPOL 24 100 79 96 (R)-VANOL 24 100 73 91 R Cy Ph 8 9 74 1 Cy c 6 7 R R Cy b 4 5 N toluene, 25 °C Ph a 2 3 1 N2 77a R = Ph 77b R = Cy 1 5 mol % or 10 mol% cat. 9 R R O h Cy Cy Cy Cy R1 Ligand 74a O 74b 74c 74d OEt 90 b Time (h) Conv (%) d ee cis 78 (%) 99 Table 5.6 17 24 100 85 95 (R)-VANOL 24 100 78 98 (S)-VAPOL 28 93 61 92 (R)-VANOL 24 100 71 89 Ph (S)-VAPOL 28 88 80 98 (R)-VANOL 28 87 85 93 (S)-VAPOL 36 70 63 88 (R)-VANOL 36 68 64 87 (S)-VAPOL (R)-VANOL (S)-VAPOL (R)-VANOL 24 24 24 24 100 100 100 100 88 85 62 64 97 93 93 91 Ph Br Ph j 20 21 (S)-VAPOL Cy i 18 19 (cont’d) k 74e Cy O 22 23 Ph l 24 a. 25 26 27 28 N Cy O 74f Cy m n Ph Ph Cy Cy O O 74j Unless specified, all reactions were run in toluene at 25 °C containing imine 77a b. and 77b with 1.2 eq of diazo ketone 74a-f and 74j. Catalyst loading was 5 mol% for 77a and 10 mol% for 77b which was prepared according to procedure presented c. in Scheme 5. 2. Isolated yield after purification by column chromatography on d. silica gel. Determined by chiral HPLC analysis. crude reaction mixture. e. 1 Calculated from H NMR of 5.5 Deprotection of MEDAM group The most efficient method for the deprotection of MEDAM-aziridines is treatment with triflic acid in anisole. 39c,d However, this method was optimized for simple aziridines sans functionality. It was not clear if the functionalized aziridines generated in the present study would be tolerant of these conditions. As a test, aziridine 78i, was subjected to 5 equivalents of triflic acid in anisole for 2 h and, to our delight, cleavage of the MEDAM group could be achieved to give the N-H aziridine 81i in excellent yield (Scheme 5. 8). It was interesting to note that this molecule could be isolated and purified on silica gel with no evidence for intramolecular alkylation on nitrogen. 91 Scheme 5. 8 Deprotection of MEDAM group from (2R, 3R)-78i MEDAM N Ph triflic acid dry anisole, 0 °C to rt, 2 h 3 Br O H N Ph 3 Br O 81i, 84% yield (2R,3R)-78i 5.6 Diastereoselective synthesis of tetrahydrofurylamines Tetrahydrofurylamines are widely used in the synthesis of various medical agents such as ion channel modulators, neuotropics, 49 45 enzyme inhibitors, anticarcinogenic drugs 50 46 47 analgesics, antibiotics and antifungal agents. 51 48 and These types of compounds are also of particular interest with regard to ligands for asymmetric alkylation. of the 52 Despite the broad use and importance of tetrahydrofurylamines, a search literature produced few reports for the asymmetric preparation of tetrahydrofurylamines, especially those bearing two contiguous chiral centers. Key to the general access to all the stereoisomers of tetrahydrofurylamines from the aziridinyl ketone 78i is the ability to control the stereochemistry in the reduction of the ketone function. The reduction was first examined with zinc borohydride, a well-known chelation-controlled reducing agent. 39f Despite our concerns with the presence of the large MEDAM group on the nitrogen which might prevent the coordination of zinc, it proved possible to reduce the ketone moiety with >50:1 selectivity for diastereomer 82 (Scheme 5. 9). Non-chelation-controlled reduction of the ketone functionality in 78i could be effected with L-selectride at –78 °C in 68% yield and with a 15:1 selectivity for diastereomer 85. When the reduction with L-selectride was conducted at room 92 temperature, the stereochemistry of the reduction only dropped to 11:1 and the resulting lithium alkoxide cyclized to give the tetrahydrofurylaziridine 86. Reductive opening of the aziridine and reductive cleavage of the MEDAM group in the presence of (Boc)2O afforded the tetrahydrofurylamine 87. After cyclization of 82 with NaH, the diastereomeric tetrahydrofurylamine 84 could be obtained from 83 with the same protocol used in the conversion of 86 to 87. Scheme 5. 9 Diastereoselective access to enantiomeric tetrahydrofurylamines MEDAM Zn(BH4)2 Et2O, 25 °C Ph 3 Br L-selectride THF, –78 °C THF, rt N Ph 82 OH 91% (dr > 50:1) 83 O 94% H2, Pd(OH)2, (Boc)2O, MeOH MEDAM (S,S)-78i 98% ee MEDAM NaH, N NHBoc N Ph Ph 3 Br O 85 OH 68% (dr = 15:1) 84 70% MEDAM THF, 25 °C Pd(OH)2 N L-selectride Ph O 86 83% (dr = 11:1) H2, MeOH (Boc)2O, NHBoc Ph O 87 72% 5.7 Conclusion This work has demonstrated that the Shioiri acylation of trimethylsilyldiazomethane with aliphatic acid chlorides can be coupled to the catalytic asymmetric aziridination of aldimines with a chiral polyborate Brønsted acid catalyst derived from the vaulted biaryl ligands VANOL and VAPOL. The coupling of these methods led to a direct and highly 93 enantioselective method for the rapid introduction of aziridine units into functionalized organic molecules. It is important to note that the very high asymmetric inductions of the boroxinate catalyst for the catalytic asymmetric aziridination were essentially unaffected by the nature of the functional group in the diazo component. The products of these tandem reactions are synthetically useful intermediates and this was demonstrated in the stereocontrolled synthesis of tetrahydrofuryl amines. 94 CHAPTER SIX EXPERIMENTAL SECTION 6.1 Supporting information for chapter two 6.1.1 General information All experiments were performed under an argon atmosphere. Flasks were flamedried and cooled under argon before use. All solvents were dried appropriately if used in the reaction. Both VAPOL and VANOL ligands are commercially available from Aldrich as well as Strem Chemicals. If desired, they could be purified using column chromatography on regular silica gel with 2:1 dichloromethane/hexanes. Phenol was sublimed and stored in a dry desiccator. Solid aldehydes were either used as purchased from Aldrich or sublimed before use. Liquid aldehydes were either used as purchased from Aldrich or distilled before use. Melting points were measured on a Thomas Hoover capillary melting point 1 apparatus. H NMR and 13 C NMR were recorded on a Varian 300 MHz, VXR-500 MHz or VXR-600 MHz instrument in CDCl3 unless otherwise noted. CHCl3 was used as the 1 internal standard for both H NMR (! = 7.24) and 13 C NMR (! = 77.0). The silica gel for column chromatography was purchased from Sorbent Technologies with the following specifications: standard grade, 60 Å porosity, 230 X 400 mesh particle size, 500-600 2 m /g surface area and 0.4 g/mL bulk density. Analytical thin-layer chromatography (TLC) was performed on silica gel plates with F-254 indicator. Visualization was by short wave (254 nm) and long wave (365 nm) ultraviolet light, or by staining with phosphomolybdic acid in ethanol. 95 HPLC analyses were carried out using a Varian Prostar 210 Solvent Delivery Module with a Prostar 330 PDA Detector and a Prostar Workstation. Optical rotation was obtained on a Perkin-Elmer 341 polarimeter at a wavelength of 589 nm (Sodium D line) using a 1.0 decimeter cell with a total volume of 1.0 mL. 6.1.2 General procedure for the preparation of the amines – Illustrated for the synthesis of 1,1-bis(3,5-dimethylphenyl)but-3-en-1-amine 22f CN Br Mg/I2 MgCl THF, reflux, 8 h reflux, 8 h rt, 24 h N MgBr H2N 22f To a flame-dried 100 mL three-necked round bottomed flask filled with Nitrogen and equipped with a refluxing condenser was added 1-bromo-3,5-dimethylbenzene (3.7 g, 20 mmol), magnesium (1.2 g, 50 mmol), THF (45 mL) and a few crystals of I2. The mixture was slowly heated to reflux and kept at reflux for 8 h. The resulting light brown solution was allowed to cool down to room temperature. At the same time, to a flamedried 250 mL three-necked round-bottomed flask filled with nitrogen was added 3,5dimethylbenzonitrile 53 (2.4 g, 18 mmol) and THF (45 mL). Then the freshly prepared Grignard reagent was transferred at room temperature via syringe to the 250 mL flask containing the nitrile compound over 5 min. The resulting mixture was heated to reflux for 8 h under an nitrogen atmosphere, and then allowed to cool down to room temperature, and then 0 °C. To this mixture was transferred a solution of allyl magnesium chloride in THF (2.0 M, 44 mmol, 22 mL). The ice-bath was then removed and the reaction mixture was stirred at room temperature for 24 h. The mixture was then 96 cooled down to 0 °C and carefully quenched by the slow addition of 1 N aqueous NaOH (20 mL). THF was removed under reduced pressure and the aqueous layer was extracted with EtOAc (20 mL x 3). The combined organic phase was dried over Na2SO4, filtered and concentrated under reduced pressure to give the crude product as a yellow solid, which was purified by silica gel chromatography (8:1 hexanes/EtOAc as elute) to afford amine 22f as a white solid (mp 85-86 °C) in 24% yield after three steps 1 (1.2 g, 4.3 mmol). Spectral data for 22f: Rf = 0.2 (8:1 hexanes/EtOAc). H NMR (CDCl3, 300 MHz) % 1.72 (bs, 2H), 2.26 (s, 12H), 2.95 (d, 2H, J = 6.9 Hz), 5.04-5.16 (m, 2H), 5.44-5.53 (m, 1H), 6.82 (s, 2H), 6.97 (s, 4H); 13 C NMR (75 MHz, CDCl3) % 21.75, 47.98, 60.12, 119.04, 124.59, 128.18, 134.83, 137.60, 148.45; IR (thin film) 3410m, 3390m, 1 3072m, 2976m, 1604m cm- ; mass spectrum, m/z (% rel intensity) 278 (1.04) (1.04), 238 (100), 110 (70), 41 (53); Anal calcd for C20H25N: C, 85.97; H, 9.02; N, 5.01. Found: C, 86.10; H, 8.95; N, 4.97. CN Br O Mg/I2 THF, reflux, 8 h O O O reflux, 8 h MgCl rt, 24 h N MgBr O O H2N 22a 1,1-bis(4-methoxyphenyl)but-3-en-1-amine 22a. The general procedure described above for the preparation and purification of amine 22f was followed for the synthesis of 22a, starting from 1-bromo-4-methoxybenzene (3.7 g, 20 mmol). Purification by column chromatography on silica gel (1:15 ether/pentane) gave the pure amine 22a as an oil in 97 1 20% yield (1.0 g, 3.6 mmol). Spectral data for 22a: Rf = 0.2 (1:15 ether/pentane). H NMR (CDCl3, 500 MHz) % 1.74 (bs, 2H), 2.94 (d, 2H, J = 6.5 Hz), 3.76 (s, 6H), 5.065.15 (m, 2H), 5.48-5.55 (m, 1H), 6.79-6.82 (m, 4H), 7.26-7.29 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 48.16, 55.45, 59.66, 113.59, 119.20, 127.90, 134.65, 140.92, 158.21; IR (thin film) 3372m, 3071m, 2934m, 1608m, 1248m, 1035m cm-1; HRMS (ES+) calcd for C18H22NO2 m/z 284.1651 (M++1), meas 284.1665. tBu tBu Br tBu O Mg/I2 tBu THF, reflux, 8 h O CN reflux, 8 h tBu O tBu O tBu MgCl tBu tBu N rt, 24 h MgBr tBu O O tBu tBu H2N 22b 1,1-bis(3,5-di-tert-butyl-4-methoxyphenyl)but-3-en-1-amine 22b. The general procedure described above for the preparation and purification of amine 22f was followed for the synthesis of 22b, starting from 5-bromo-1,3-di-tert-butyl-2- methoxybenzene (4.5 g, 21 mmol). Purification by column chromatography on silica gel (1:16:0.17 acetone/hexanes/TEA) gave the pure amine 22b as an oil in 22% yield (2.1 g, 1 4.2 mmol). Spectral data for 22b: Rf = 0.2 (1:16:0.17 acetone/hexanes/TEA). H NMR (CDCl3, 500 MHz) % 1.35 (s, 36 H), 1.79 (bs, 2H), 2.94 (d, 2H, J = 7.0 Hz), 3.64 (s, 6H), 5.07-5.19 (m, 2H), 5.61-5.65 (m, 1H), 7.15 (s, 4H); 13 C NMR (125 MHz, CDCl3) % 32.38, 36.09, 48.29, 60.91, 64.30, 118.71, 125.36, 135.33, 142.15, 142.63, 157.88; IR (thin film) 2959m, 1653m, 1224, 1014m cm-1; HRMS (ES+) calcd for C34H54NO2 m/z 508.4155 98 (M++1), meas 508.4158. CN Br Mg/I2 THF, reflux, 8 h F F F F reflux, 8 h MgCl F rt, 24 h N F H2N MgBr 22c 1,1-bis(4-fluorophenyl)but-3-en-1-amine 22c. The general procedure described above for the preparation and purification of amine 22f was followed for the synthesis of 22c, starting from 1-bromo-4-fluorobenzene (1.9 g, 11 mmol). Purification by column chromatography on silica gel (1:2:0.1 DCM/hexanes/TEA) gave the pure amine 22c as an oil in 21% yield (0.54 g, 2.1 mmol). Spectral data for 22c: Rf = 0.2 (1:2:0.1 1 DCM/hexanes/TEA). H NMR (CDCl3, 500 MHz) % 1.74 (bs, 2H), 2.95 (d, 2H, J = 7.0 Hz), 5.08-5.15 (m, 2H), 5.43-5.50 (m, 1H), 6.94-6.98 (m, 4H), 7.30-7.35 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 48.07, 59.83, 115.04-115.21 (d, J = 21.0 Hz), 119.84, 128.40-128.46 (d, J = 8.0 Hz), 133.86, 144.03-144.05 (d, J = 3.0 Hz), 160.70-162.65 (d, J = 244 Hz); IR (thin film) 3400m, 3300m, 3076m, 2924m, 1601m, 1226m, 1014m cm-1; HRMS (ES+) calcd for C16H16NF2 m/z 260.1251 (M++1), meas 260.1238. Et CN Et Et Br Mg/I2 THF, reflux, 8 h Et Et Et reflux, 8 h Et MgCl Et Et N Et MgBr rt, 24 h Et Et H2N 22d 1,1-bis(3,5-diethylphenyl)but-3-en-1-amine 22d. The general procedure described 99 above for the preparation and purification of amine 22f was followed for the synthesis of 54 22d, starting from 1-bromo-3,5-diethylbenzene (1.3 g, 6 mmol). Purification by column chromatography on silica gel (1:24:0.25 acetone/hexanes/TEA) gave the pure amine 22d as an oil in 22% yield (0.40 g, 1.2 mmol). Spectral data for 22d: Rf = 0.2 (1:24:0.25 1 acetone/hexanes/TEA). H NMR (CDCl3, 500 MHz) % 1.21 (t, 12H, J = 8.0 Hz), 1.81 (bs, 2H), 2.62 (q, 8H, J = 7.5 Hz), 3.00-3.02 (d, 2H, J = 7.0 Hz), 5.08-5.19 (m, 2H), 5.54-5.58 (m, 1H), 6.90 (s, 2H), 7.06 (s, 4H); 13 C NMR (125 MHz, CDCl3) % 15.96, 29.29, 48.23, 60.63, 118.95, 123.91, 125.60, 135.01, 144.05, 148.50; IR (thin film) 3072m, 2984m, 1599m, 1458m cm-1; HRMS (ES+) calcd for C24H34N m/z 336.2691 (M++1), meas 336.2682. CN Br O O Mg/I2 THF, reflux, 8 h O O reflux, 8 h MgCl O O rt, 24 h N MgBr H2N 22e 1,1-bis(4-methoxy-3,5-dimethylphenyl)but-3-en-1-amine 22e. The general procedure described above for the preparation and purification of amine 22f was followed for the synthesis of 22e, starting from 5-bromo-2-methoxy-1,3-dimethylbenzene (4.5 g, 21 mmol). Purification by column chromatography on silica gel (1:2 ether/pentane) gave the pure amine 22e as an oil in 27% yield (1.7 g, 5.1 mmol). Spectral data for 22e: Rf = 1 0.2 (1:2 ether/pentane). H NMR (CDCl3, 500 MHz) % 1.71 (bs, 2H), 2.23 (s, 12H), 2.91 (d, 2H, J = 7.5 Hz), 3.68 (s, 6H), 5.05-5.15 (m, 2H), 5.45-5.52 (m, 1H), 6.99 (s, 4H); 100 13 C NMR (125 MHz, CDCl3) % 16.60,48.16, 59.55, 59.83, 119.09, 127.16, 130.25, 134.88, 143.64, 155.53; IR (thin film) 2932m, 1653m cm-1; HRMS (ES+) calcd for C22H30NO2 m/z 340.2277 (M++1), meas 340.2264. 6.1.3 Large scale preparation of 1,1-bis(3,5-dimethylphenyl)but-3-en-1-amine 22f Br Mg/I2 HCO2Et THF, reflux, 4 h rt, 16 h OH To a flame-dried 2 L three-necked round-bottomed flask filled with Nitrogen and equipped with a refluxing condenser was added 1-bromo-3,5-dimethylbenzene (100 g, 540 mmol), magnesium (32.5 g, 1.35 mol), THF (1.08 L) and a few crystals of I2. The mixture was slowly heated to reflux and kept at reflux for 4 h. The resulting light brown solution was allowed to cool down to room temperature and then 0 °C. Then ethyl formate (18.6 g, 20.4 mL, 250 mmol) was slowly added to the freshly prepared Grignard reagent and the mixture was stirred at room temperature for 16 h. The reaction was quenched at 0 °C by addition of H2O (18 mL + 36 mL). The resulting slurry was filtered through a Celite pad and washed with THF until no alcohol was left (as monitored by TLC). The mixture was then concentrated under reduced pressure to afford an orange solid. This solid was dissolved in dichloromethane (360 mL) and washed with water (60 mL x 2). The organic phase was then dried over Na2SO4, filtered and stripped of solvent to give an off-white solid (60 g) which could be used in the next step without 1 further purification. Spectral data: H NMR (CDCl3, 600 MHz) % 2.10 (s, 1H), 2.29 (s, 101 12H), 5.67-5.68 (d, 1H, J = 3.0 Hz), 6.89 (s, 2H), 6.98 (s, 4H); 13 C NMR (150 MHz, CDCl3) % 21.34, 76.37, 124.22, 129.14, 137.99, 143.89. NaClO, n-Bu4NBr EtOAc, rt, 4 h O OH 28 To a 2 L round-bottomed flask was sequentially added the unpurified alcohol (60 g, 250 mmol), n-BuN4Br (15 g, 47 mmol) and EtOAc (800 mL). Bleach (6% commercially available Clorox regular bleach) (720 mL) was then added to the reaction mixture at 55 room temperature slowly to give a yellow solution. Upon completion after 4 h, the mixture turned colorless and the organic phase was separated. The aqueous phase was then extracted with EtOAc (150 mL x 3). The combined organic phase was washed with H2O (150 mL) and brine (150 mL), drided over Na2SO4, filtered and concentrated under reduced pressure to afford a yellow solid. The crude product was purified by crystallization with hexanes to give ketone 28 as an off-white solid (mp 110-112 °C) in 1 64 % yield over two steps (38 g, 160 mmol). Spectral data for 28: H NMR (CDCl3, 600 MHz) % 2.35 (s, 12H), 7.19 (s, 2H), 7.37 (s, 4H); 127.66, 133.85, 137.77,138.00, 197.55. 102 13 C NMR (150 MHz, CDCl3) % 21.16, TiCl4, NH3 (g) O THF, 0 °C to reflux 24 h 28 MgCl rt, 24 h H2N 22f To a flame-dried 2 L three-necked round bottomed flask filled with Nitrogen and equipped with a refluxing condenser was added ketone 28 (25.7 g, 108 mmol) and THF (500 mL). The resulting mixture was cooled down to 0 °C. Then TiCl4 (22 mL, 173 56 mmol) was quickly added to the cold solution and a yellow slurry was formed. The yellow slurry then turned dark green after gaseous ammonia was bubbled into the stirred mixture for 5 min. With a continuous supply of gaseous ammonia, the dark green slurry turned orange and NH3 (g) was kept for another 20 min and then the NH3 flow was stopped. The resulting mixture was warmed up to room temperature and then slowly heated to reflux for 24 h. Allyl magnesium chloride (2 M in THF, 864 mmol, 432 mL) was added at 0 °C. Stirring was continued at room temperature for 24 h. Upon completion, the reaction mixture was merged into an ice-water bath and carefully quenched with sat. Na2CO3 (400 mL). The white slurry was filtered through a Celite pad and washed with EtOAc (600 mL). The organic phase was separated and washed with water (100 mL x 2) and brine (50 mL x 2), dried over Na2SO4, filtered and concentrated under reduced pressure to afford an off-white solid. The crude product was purified by crystallization with hexanes to give amine 22f as a white solid in 86% yield (25.6 g, 93 103 st mmol) (1 crop, 55%, mp 85-87°C; 2 nd crop, 16%, mp 86-87°C; 3 rd crop, 15%, mp 85- 86°C). 6.1.4 General procedure for the preparation of the imines – Illustrated for the synthesis of (E)-N-benzylidene-1,1-diphenylbut-3-en-1-amine 10 Ph Ph O + MgSO4, DCM H H2N N rt H 10 17 To a flame-dried 50 mL round bottomed flask filled with argon was added MgSO4 (1.50 g, 12.5 mmol) and 10.0 mL dry CH2Cl2. This was followed by the addition of 1,1diphenylbut-3-en-1-amine 17 54 (0.670 g, 3.00 mmol, 1 equiv). After stirring for 5 minutes, benzaldehyde (0.350 g, 3.30 mmol, 1.1 equiv) was added. 57 The reaction mixture was stirred for 48 h at room temperature. Thereafter, the reaction mixture was filtered through a Celite bed and the Celite bed was washed with CH2Cl2. The filtrate was then concentrated by rotary evaporation and placed under high vacuum (0.05 mm Hg) for 1 h to give the crude imine 10 as a light yellow oil which could be used in the 1 next step without further purification. Spectral data for 10: H NMR (CDCl3, 500 MHz) % 3.17 (d, 2H, J = 7.0 Hz), 4.95-5.00 (m, 2H), 5.80-5.88 (m, 1H), 7.24-7.45 (m, 13H), 7.817.86 (m, 2H), 7.86 (s, 1H); 13 C NMR (125 MHz, CDCl3) % 47.02, 72.29, 117.73, 126.78, 128.17, 128.58, 128.74, 128.76, 130.80, 134.78, 137.20, 146.58, 159.99. 104 O O Ar Ar O + MgSO4, DCM H rt H2N N H 23a 22a (E)-N-benzylidene-1,1-bis(4-methoxyphenyl)but-3-en-1-amine 23a. 1,1-bis(4- methoxyphenyl)but-3-en-1-amine 22a (0.43 g, 1.5 mmol) was reacted according to the general procedure described above to afford the crude imine 23a as a light yellow oil 1 which was used in the next step without further purification. Spectral data for 23a: H NMR (CDCl3, 500 MHz) % 3.09 (d, 2H, J = 7.0 Hz), 3.82 (s, 6H), 4.99-4.99 (m, 2H), 5.81-5.87 (m, 1H), 6.87 (d, 4H, J = 8.5 Hz), 7.28 (d, 4H, J = 9.0 Hz), 7.41-7.43 (m, 3H), 7.79-7.81 (m, 2H), 7.83 (s, 1H). 13 C NMR (125 MHz, CDCl3) % 47.06, 55.14, 55.16, 71.25, 113.16, 113.35, 117.24, 127.64, 128.28, 128.45, 129.72, 130.43, 134.80, 138.56, 158.00, 159.21. tBu tBu O tBu tBu Ar Ar O O + MgSO4, DCM H H2N rt N H 23b 22b (E)-N-benzylidene-1,1-bis(3,5-di-tert-butyl-4-methoxyphenyl)but-3-en-1-amine 23b. 1,1-bis(3,5-di-tert-butyl-4-methoxyphenyl)but-3-en-1-amine 22b (1.3 g, 2.5 mmol) was reacted according to the general procedure described above to afford the crude imine 23b as a yellow solid. Crystallization (hexanes) afforded 23b in 77% isolated yield (1.14 g, 1.93 mmol) as white crystals 1 (mp 99–101 °C). Spectral data for 23b: H NMR 105 (CDCl3, 500 MHz) % 1.37 (s, 36H), 3.10 (d, 2H, J = 6.5 Hz), 3.68 (s, 6H), 4.99-5.06 (m, 2H), 5.85-5.91 (m, 1H), 7.11 (s, 4H), 7.42 (t, 3H, J = 6.5, 3.5 Hz), 7.78-7.80 (m, 2H), 7.91 (s, 1H); 13 C NMR (125 MHz, CDCl3) % 32.38, 36.04, 46.83, 64.32, 73.18, 117.17, 127.39, 128.41, 128.72, 130.51, 135.83, 137.42, 139.54, 142.34, 157.86, 159.20. F F Ar Ar O + MgSO4, DCM H H2N N rt H 23c 22c (E)-N-benzylidene-1,1-bis(4-fluorophenyl)but-3-en-1-amine 23c. 1,1-bis(4- fluorophenyl)but-3-en-1-amine 22c (0.26 g, 1.0 mmol) was reacted according to the general procedure described above to afford the crude imine 23c as a light yellow oil 1 which was used in the next step without further purification. Spectral data for 23c: H NMR (CDCl3, 500 MHz) % 3.06-3.07 (m, 2H), 4.91-4.95 (m, 2H), 5.72-5.77 (m, 1H), 6.99-7.02 (m, 4H), 7.29-7.33 (m, 4H), 7.40-7.43 (m, 3H), 7.76-7.79 (m, 3H). Et Et Ar Ar O + Et MgSO4, DCM H Et rt H2N 22d N H 23d (E)-N-benzylidene-1,1-bis(3,5-diethylphenyl)but-3-en-1-amine 23d. 1,1-bis(3,5- diethylphenyl)but-3-en-1-amine 22d (84 mg, 0.25 mmol) was reacted according to the general procedure described above to afford the crude imine 23d as a light yellow oil 106 1 which was used in the next step without further purification. Spectral data for 23d: H NMR (CDCl3, 500 MHz) % 1.06 (t, 12H, J = 7.5 Hz), 2.61 (q, 8H, J = 7.0 Hz), 3.13 (d, 2H, J = 7.5 Hz), 4.93-4.99 (m, 2H), 5.80-5.86 (m 1H), 6.92 (s, 2H), 7.01 (s, 4H), 7.40-7.42 (m, 3H), 7.79-7.81 (m, 2H), 7.84 (s, 1H). 13 C NMR (125 MHz, CDCl3) % 15.72, 29.00, 46.86, 72.39, 117.01, 125.41, 125.59, 128.28, 128.41, 130.29, 135.13, 137.19, 143.45, 146.04, 159.28. O Ar Ar O O + MgSO4, DCM H N rt H H2N 23e 22e (E)-N-benzylidene-1,1-bis(4-methoxy-3,5-dimethylphenyl)but-3-en-1-amine 23e. 1,1bis(4-methoxy-3,5-dimethylphenyl)but-3-en-1-amine 22e (170 mg, 0.500 mmol) was reacted according to the general procedure described above to afford the crude imine 23e as a light yellow oil which was used in the next step without further purification. 1 Spectral data for 23e: H NMR (CDCl3, 500 MHz) % 2.23 (s, 12H), 3.02 (d, 2H, J = 6.5 Hz), 3.70 (s, 6H), 4.90-4.95 (m, 2H), 5.71-5.76 (m, 1H), 6.98 (s, 2H), 7.38-7.40 (m, 4H), 7.75-7.77 (m, 3H), 7.80 (s, 1H). Ar Ar O + MgSO4, DCM H H2N rt N H 23f 22f 107 (E)-N-benzylidene-1,1-bis(3,5-dimethylphenyl)but-3-en-1-amine 23f. 1,1-bis(3,5- dimethylphenyl)but-3-en-1-amine 22f (0.56 g, 2.0 mmol) was reacted according to the general procedure described above to afford the crude imine 23f as a yellow solid. Crystallization with hexanes afforded 23f in 80% isolated yield (0.59 g, 1.6 mmol) as 1 white crystals (mp 117-118 °C). Spectral data for 23f: H NMR (CDCl3, 500 MHz) % 2.31 (s, 12H), 3.12 (d, 2H, J = 6.0 Hz), 4.94-4.99 (m, 2H), 5.78-5.83 (m, 1H), 6.88 (s, 2H), 6.99 (s, 4H), 7.42 (s, 3H), 7.82-7.86 (m, 3H); 13 C NMR (125 MHz, CDCl3) % 21.57, 46.79, 71.74, 117.10, 126.21, 128.07, 128.32, 128.42, 130.36, 134.93, 137.06, 137.12, 1 146.34, 159.57; IR (thin film) 3007m, 2916m, 1640m, 1450m cm- ; mass spectrum, m/z (% rel intensity) 367 (M)+ (18.04), 326 (100), 180 (90), 140 (100); Anal calcd for C20H25N: C, 88.24; H, 7.95; N, 3.81. Found: C, 88.24; H, 8.07; N, 3.78. 6.1.5 Optimization of diarylmethyl group for catalytic asymmetric Aza-cope rearrangement with imines – Illustrated for the synthesis of (S)-N(diphenylmethylene)-1-phenylbut-3-en-1-amine 11 Ph Ph N H 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C Ph N Ph (S) (S)-11 10 Preparation of catalyst stock solution. 58 A 50 mL Schlenk flask was flame dried under high vacuum and cooled under a low flow of Argon. To the flask was added sequentially (R)-VANOL (44 mg, 0.1 mmol), phenol (19 mg, 0.2 mmol), dry toluene (2.0 mL), BH3•SMe2 (2 M solution in toluene, 150 µL, 0.3 mmol) and water (5.4 µL, 0.3 mmol) under a low flow of Argon. The threaded Teflon valve on the Schlenk flask was 108 then closed, and the mixture heated at 100 °C for 1 h. The valve was carefully and slowly opened to gradually apply high vacuum (0.1 mm Hg) and the solvent was removed. The vacuum was maintained for a period of 30 min at 100 °C. The flask was then removed from the oil bath and allowed to cool to room temperature under a low flow of Argon. This was then completely dissolved in 2 mL of dry toluene to afford the stock solution of the catalyst. The Aza-cope rearrangement. A 5 mL Schlenk test tube fitted with a threaded Teflon valve and a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Argon. To the test tube was then added imine 10 (31 mg, 0.10 mmol, 1 equiv), toluene (0.1 mL) and 0.20 mL of the catalyst stock solution (10 mol% catalyst) via a plastic syringe fitted with a metallic needle. At the same time, to an ovendried 5 mL vial was added benzoic acid (12 mg, 0.1 mmol) and toluene (1 mL). Then 50 µL of the benzoic acid stock solution (5 mol%) was transferred to the above catalystimine complex via a plastic syringe fitted with a metallic needle. After addition of the rest of the toluene (0.15 mL), the Schlenk test tube was closed and the reaction was stirred at 60 °C for 18 h. Upon completion, the reaction mixture was directly loaded to a silica gel column (2 cm x 20 cm) with a pipette. Purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min and gave the rearrangement product 11 as a white solid (mp 81-82 °C) in 76% yield (24 mg, 0.076 mmol). Spectral data for 11: 1 Rf = 0.2 (1:12 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.59-2.62 (m, 1H), 2.692.73 (m, 1H), 4.46 (dd, 1H, J = 5.5 Hz, 8.0 Hz), 4.96-5.03 (m, 2H), 5.65-5.70 (m, 1H), 7.08-7.10 (m, 2H), 7.23-7.26 (m, 1H), 7.30-7.41 (m, 7H), 7.44-7.46 (m, 3H), 7.69-7.71 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 44.21, 66.74, 116.96, 126.97, 127.41, 128.16, 109 128.24, 128.53, 128.55, 128.56, 128.85, 130.12, 136.03, 137.36, 140.30, 144.75, 1 166.93; IR (thin film) 3078m, 2929m, 1601m cm- ; The optical purity of 11 was determined to be 42% ee by HPLC analysis (Chiralcel OD-H column, hexanes:21 propanol 99.7:0.3, 222 nm, flow rate 0.6 mL min- ). Retention times were 5.3 min (major enantiomer, (S)-11) and 6.8 min (minor enantiomer, (R)-11). Ar Ar N H Ar 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N Ar Ar = O (S)-24a 23a (S)-N-(bis(4-methoxyphenyl)methylene)-1-phenylbut-3-en-1-amine 24a. (E)-N- benzylidene-1,1-bis(4-methoxyphenyl)but-3-en-1-amine 23a (37 mg, 0.10 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:6 ether/pentane) was complete in 5 min to afford the rearrangement product 24a as a viscous oil in 54% yield ( 20 mg, 0.054 mmol). Spectral 1 data for 24a: Rf = 0.2 (1:6 ether/pentane). H NMR (CDCl3, 500 MHz) % 2.54-2.58 (m, 1H), 2.62-2.66 (m, 1H), 3.79 (s, 3H), 3.85 (s, 3H), 4.43 (dd, 1H, J = 5.5 Hz, 7.5 Hz), 4.91-4.97 (m, 2H), 5.59-5.68 (m, 1H), 6.82 (d, 2H, J = 8.5 Hz), 6.92 (d, 2H, J = 9.0 Hz), 6.97 (d, 2H, J = 8.5 Hz), 7.19-7.20 (m, 1H), 7.26-7.32 (m, 4H), 7.60 (d, 2H, J = 9.0 Hz); 13 C NMR (125 MHz, CDCl3) % 44.05, 55.25, 55.32, 66.25, 113.23, 113.57, 116.45, 126.55, 127.13, 128.21, 129.36, 129.46, 130.15, 133.43, 135.97, 144.89, 159.36, 1 161.01, 165.91; IR (thin film) 3003m, 2932m, 1606m, 1248m cm- ; mass spectrum, m/z 110 (% rel intensity) 371 (M+) (1.3), 330 (100), 165 (50), 91 (37); HRMS (ES+) calcd for C25H26NO2 m/z 372.1964 (M++1), meas 372.1949. The optical purity of 24a was determined to be 20% ee by HPLC analysis (Chiralcel OD-H column, hexanes:21 propanol 99.6:0.4, 222 nm, flow rate 0.3 mL min- ). Retention times were 21.2 min (major enantiomer, (S)-24a) and 22.8 min (minor enantiomer, (R)-24a). Ar Ar Ar 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N H N tBu Ar Ar = O tBu (S)-24b 23b (S)-N-(bis(3,5-di-tert-butyl-4-methoxyphenyl)methylene)-1-phenylbut-3-en-1-amine 24b. (E)-N-benzylidene-1,1-bis(3,5-di-tert-butyl-4-methoxyphenyl)but-3-en-1-amine 23b (60 mg, 0.1 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:40 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 24b as a foamy solid (mp 42-44 °C) in 67% 1 yield (40 mg, 0.067 mmol). Spectral data for 24b: Rf = 0.2 (1:40 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 1.35 (s, 36H), 2.52-2.56 (m, 1H), 2.65-2.70 (m, 1H), 3.67 (s, 3H), 3.70 (s, 3H), 4.41 (dd, 1H, J = 5.0 Hz, 8.0 Hz), 4.90-4.97 (m, 2H), 5.63-5.70 (m, 1H), 6.85 (s, 2H), 7.14-7.17 (m, 1H), 7.23-7.29 (m, 4H), 7.59 (s, 2H); 13 C NMR (125 2 MHz, CDCl3) (1 sp Carbon missing) % 32.18, 32.34, 36.03, 36.05, 44.35, 64.42, 64.64, 66.87, 116.44, 126.50, 126.73, 127.51, 128.38, 131.96, 134.44, 136.58, 143.15, 143.56, 1 145.35, 159.24, 161.47, 167.31; IR (thin film) 2961m, 1653m, 1223m cm- ; mass 111 spectrum, m/z (% rel intensity) 367 (M+) (4.0), 554 (100), 269 (32), 234 (14); Anal calcd for C41H57NO2: C, 82.64; H, 9.64; N, 2.35. Found: C, 82.07; H, 9.84; N, 2.25. To measure the optical purity of 24b, the imine 24b was hydrolyzed with 18% aq. HCl in THF and then protected with (Boc)2O. The optical purity was determined to be 39% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.9:0.1, 222 nm, flow 1 rate 0.6 mL min- ). Retention times were 64.2 min (major enantiomer) and 81.2 min (minor enantiomer). Ar Ar Ar 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N H N Ar Ar = 23c F (S)-24c (S)-N-(bis(4-fluorophenyl)methylene)-1-phenylbut-3-en-1-amine 24c. (E)-N- benzylidene-1,1-bis(4-fluorophenyl)but-3-en-1-amine 23c (33 mg, 0.10 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 24c as a viscous oil in 75% yield ( 25 mg, 0.075 mmol). Spectral 1 data for 24c: Rf = 0.2 (1:30 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.52-2.54 (m, 1H), 2.59-2.64 (m, 1H), 4.31 (dd, 1H, J = 5.5 Hz, 8.0 Hz), 4.89-4.95 (m, 2H), 5.54-5.60 (m, 1H), 6.94 (m, 4H), 7.07 (t, 2H, J = 9.0 Hz), 7.16-7.19 (m, 1H), 7.23-7.26 (m, 4H), 7.57-7.61 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 43.96, 66.64, 114.96 (d, J = 21.5 Hz), 115.53 (d, J =21.0 Hz), 116.85, 126.85, 127.02, 128.38, 129.76 (d, J = 7.9 Hz), 130.47, 112 (d, J = 9.0 Hz), 132.62 (d, J = 3.0 Hz), 135.57, 136.11 (d, J = 3.0 Hz), 144.26, 161.60, 163.32 (d, J = 64 Hz), 164.79 (d, J = 63 Hz); IR (thin film) 3010m, 2938m, 1603m, 1 1224m cm- ; HRMS (ES+) calcd for C23H20NF2 m/z 348.1564 (M++1), meas 348.1551. The optical purity of 24c was determined to be 41% ee by HPLC analysis (Chiralcel OD1 H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 0.3 mL min- ). Retention times were 10.3 min (major enantiomer, (S)-24c) and 12.0 min (minor enantiomer, (R)24c). Ar Ar N H Ar 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N Et Ar Ar = Et 23d (S)-24d (S)-N-(bis(3,5-diethylphenyl)methylene)-1-phenylbut-3-en-1-amine 24d. (E)-N- benzylidene-1,1-bis(3,5-diethylphenyl)but-3-en-1-amine 23d (26 mg, 0.060 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:20 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 24d as a viscous oil in 70% yield (18 mg, 0.042 mmol). Spectral 1 data for 24d: Rf = 0.2 (1:20 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 1.11-1.14 (m, 12H), 2.52-2.66 (m, 10H), 4.33 (dd, 1H, J = 8.0 Hz, 5.5 Hz), 4.85-4.92 (m, 2H), 5.565.62 (m, 1H), 6.61 (s, 2H), 6.98 (s, 2H), 6.98-7.14 (m, 1H), 7.17-7.26 (m, 6H); 13 C NMR (125 MHz, CDCl3) % 15.52, 15.63, 28.73, 28.79, 43.98, 66.54, 116.30, 124.65, 125.67, 127.04, 127.26, 128.14, 128.96, 136.10, 137.44, 140.32, 143.82, 144.01, 144.25, 113 144.90, 167.67; To determine the optical purity of compound 24d, the compound was hydrolyzed with 18% aq. HCl in THF and then protected with (Boc)2O. Spectral data for 1 the N-Boc amine: H NMR (CDCl3, 500 MHz) % 1.34 (s, 9H), 2.45 (bs, 2H), 4.73 (d, 2H), 4.99-5.05 (m, 2H), 5.58-5.64 (m, 1H), 7.15-7.20 (m, 3H), 7.24-7.27 (m, 2H); IR (thin film) 1 2980m, 1604m, 1522m, 1176m cm- ; Anal calcd for C15H21NO2: C, 72.84; H, 8.56; N, 5.66. Found: C, 72.66; H, 8.99; N, 5.53; The optical purity was determined to be 40% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.9:0.1, 222 nm, flow 1 rate 0.6 mL min- ). Retention times were 64.5 min (major enantiomer) and 82.2 min (minor enantiomer). Ar Ar Ar N H 23e 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N Ar Ar = O (S)-24e (S)-N-(bis(4-methoxy-3,5-dimethylphenyl)methylene)-1-phenylbut-3-en-1-amine 24e. (E)-N-benzylidene-1,1-bis(4-methoxy-3,5-dimethylphenyl)but-3-en-1-amine 23e ( 43 mg, 0.10 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:15 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 24e as a viscous oil in 70% yield (30 mg, 0.07 1 mmol). Spectral data for 24e: Rf = 0.2 (1:15 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.28 (s, 6H), 2.30 (s, 6H), 2.54-2.56 (m, 1H), 2.67-2.71 (m, 1H), 3.69 (s, 3H), 3.73 (s, 3H), 4.39 (dd, 1H, J = 5.0 Hz, 8.0 Hz), 4.91-4.96 (m, 2H), 5.61-5.69 (m, 1H), 114 6.87 (s, 2H), 7.11-7.15 (m, 1H), 7.21-7.27 (m, 4H), 7.58 (s, 2H); 13 C NMR (125 MHz, 2 CDCl3) (1 sp carbon missing) % 21.27, 21.32, 64.44, 64.60, 66.85, 116.42, 126.52, 126.71, 127.54, 128.41, 131.95, 134.41, 136.62, 143.15, 143.54, 145.37, 159.21, 1 161.45, 167.28; IR (thin film) 3036m, 2924m, 1652m cm- . The optical purity of 24e was determined to be 63% ee by HPLC analysis (Chiralcel OD-H column, hexanes:21 propanol 99.7:0.3, 222 nm, flow rate 0.6 mL min- ). Retention times were 7.3 min (major enantiomer, (S)-24e) and 9.1 min (minor enantiomer, (R)-24e). Ar Ar Ar N H 10 mol% (R)-VANOLBOROX 9 catalyst 5 mol% benzoic acid toluene, 60 °C N Ar Ar = (S)-24f 23f (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-phenylbut-3-en-1-amine 24f. (E)-N- benzylidene-1,1-bis(3,5-dimethylphenyl)but-3-en-1-amine 23f (37 mg, 0.1 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 24f as a viscous oil in 85% yield (31 mg, 0.085 mmol). Spectral 1 data for 24f: Rf = 0.2 (1:30 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.27 (s, 6H), 2.28 (s, 6H), 2.55-2.59 (m, 1H), 2.63-2.68 (m, 1H), 4.37 (dd, 1H, J = 7.5 Hz, 5.5 Hz), 4.91-4.97 (m, 2H), 5.61-5.67 (m, 1H), 6.61 (s, 2H), 6.99 (d, 2H, J = 11 Hz), 7.16-7.21 (m, 1H), 7.25-7.29 (m, 6H); 13 2 C NMR (125 MHz, CDCl3) (1 sp carbon missing) % 21.29, 21.31, 44.17, 66.44, 116.37, 125.50, 126.36, 126.53, 127.24, 128.14, 129.65, 115 131.47, 135.99, 137.37, 137.59, 140.36, 144.82, 167.61; IR (thin film) 3024m, 2916m, 1 1959m, 1599m cm- ; mass spectrum, m/z (% rel intensity) 367 (M)+ (7.65), 326 (100), 180 (29), 103 (14); HRMS (ES+) calcd for C27H30N m/z 368.2378 (M++1), meas 368.2374. The optical purity of 24f was determined to be 69% ee by HPLC analysis 1 (Chiralcel OD-H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 0.3 mL min- ). Retention times were 11.4 min (major enantiomer, (S)-24f) and 14.3 min (minor enantiomer, (R)-24f). 6.1.6 General procedure for catalytic asymmetric aminoallylation of aldehydes – Illustrated for the synthesis of (S)-N-(bis(3,5-dimethylphenyl)methylene)-1phenylbut-3-en-1-amine 24f (24f = 26f) O + H 25f Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar (S)-24f (26f) Preparation of catalyst stock solution. A 50 mL Schlenk flask was flame dried under high vacuum and cooled under a low flow of Argon. To the flask was added sequentially (R)-VANOL (44 mg, 0.1 mmol), 2,4,6-trimethylphenol (28 mg, 0.2 mmol), dry toluene (2.0 mL), BH3•SMe2 (2 M solution in toluene, 150 µL, 0.3 mmol) and water (5.4 µL, 0.3 mmol) under a low flow of Argon. The threaded Teflon valve on the Schlenk flask was then closed, and the mixture heated at 100 °C for 1 h. The valve was carefully opened to gradually apply high vacuum (0.1 mm Hg) and the solvent was removed. The vacuum was maintained for a period of 30 min at 100 °C. The flask was then removed from the oil bath and allowed to cool to room temperature under a low flow of Argon. This was 116 then completely dissolved in 2 mL of dry m-xylene to afford the stock solution of the catalyst. The aminoallylation of aldehydes. A 5 mL Schlenk test tube charged with 5Å powdered molecular sieves (50 mg) and fitted with a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Argon. To the test tube was then added amine 22f (28 mg, 0.10 mmol, 1.0 equiv), 0.10 mL of the catalyst stock solution (5 mol% catalyst) and m-xylene (0.35 mL) via a plastic syringe fitted with a metallic needle. The mixture was stirred for 30 min at 60 °C. At the same time, to an oven-dried 5 mL vial was added benzoic acid (12 mg, 0.1 mmol) and m-xylene (1 mL). Then benzaldehyde 25f (12 mg, 11 µL) and 50 µL of the benzoic acid stock solution (5 mol%) were transferred to the above catalyst-amine complex under a high flow of Argon via a plastic syringe fitted with a metallic needle. The test tube was closed and the reaction was stirred at 60 °C for 18 h. Upon completion, the reaction mixture was directly loaded to a silica gel column (2 cm x 20 cm) with a pipette. Purification by flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min and gave the rearrangement product 24f as a white solid in 92% yield. Spectral data matches that given in section E. The optical purity of 24f was determined to be 80% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 0.3 1 mL min- ). Retention times were 11.4 min (major enantiomer, (S)-13a) and 14.3 min 23 (minor enantiomer, (R)-24f). ["] D = -2.9 (c = 3.0, CH2Cl2) on 80% ee S-24f. 117 O + H O2N 25a Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f N O 2N Ar (S)-26a (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(4-nitrophenyl)but-3-en-1-amine 26a. pNitrobenzaldehyde 25a (17 mg, 0.11 mmol, 1.1 equiv) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26a as a viscous oil in 85% yield (35 mg, 0.085 mmol). Spectral data for 26a: Rf = 0.18 (1:15 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.28 (s, 6H), 2.29 (s, 6H), 2.53-2.57 (m, 1H), 2.61-2.65 (m, 1H), 4.46 (t, 1H, J = 6.0 Hz), 4.92-4.96 (m, 2H), 5.60-5.65 (m, 1H), 6.57 (s, 2H), 7.02 (d, 2H, J = 6.0 Hz), 7.23 (m, 2H), 7.45 (dd, 2H, J = 9.0 Hz, 2.5 Hz), 8.13 (dd, 2H, J = 7.0 Hz, 1.5 Hz); 13 C NMR (125 MHz, CDCl3) % 21.30, 21.34, 43.76, 65.85, 117.37, 123.48, 125.16, 126.38, 128.02, 129.99, 131.94, 134.74, 136.92, 137.57, 137.93, 139.78, 146.76, 152.33, 168.94; IR (thin film) 3004m, 2917m, 1596m, 1521m, 1 1200m cm- ; HRMS (ES+) calcd for C27H29NO2 m/z 413.2229 (M++1), meas 413.2239. The optical purity of 26a was determined to be 97% ee by HPLC analysis (Chiralcel OD1 H column, hexanes:2-propanol 99.6:0.4, 222 nm, flow rate 0.6 mL min- ). A second run with (S)-VANOL gave (R)-26a with 95% ee. Retention times were 5.2 min (major 23 enantiomer, (S)-26a) and 6.0 min (minor enantiomer, (R)-26a). ["] CH2Cl2) on 95% ee R -26a. 118 D = +51.2 (c = 1.0, O Ar Ar + H 25b H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar (S)-26b (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(p-tolyl)but-3-en-1-amine 26b. p- tolualdehyde 25b (15 mg, 0.11 mmol, 1.1 equiv) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26b as a viscous oil in 92% yield (35 mg, 0.092 mmol). Spectral data for 26b: Rf = 0.25 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.29 (t, 15H), 2.55-2.59 (m, 1H), 2.632.67 (m, 1H), 4.35 (dd, 1H, J = 7.5 Hz, 6.0 Hz), 4.92-4.98 (m, 2H), 5.62-5.68 (m, 1H), 6.64 (s, 2H), 6.98 (s, 1H), 7.01 (s, 1H), 7.09 (d, 2H, J = 7.5 Hz), 7.18-7.24 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 21.08, 21.29, 21.32, 43.87, 66.18, 116.29, 125.53, 126.35, 127.11, 128.86, 129.62, 131.41, 136.00, 136.10, 137.33, 137.40, 137.56, 140.41, 1 141.79, 167.36; IR (thin film) 3004m, 2917m, 1596m, 1511m, 1198m cm- ; HRMS (ES+) calcd for C28H32N m/z 382.2535 (M++1), meas 385.2522. To determine the optical purity, the product 26b was hydrolyzed with NH2OH!HCl (31 mg, 0.45 mmol) in THF (2 mL) and water (1 mL) to afford the homoallylic amine. The optical purity was determined to be 87% ee by HPLC analysis (Chiralcel OD-H column, hexanes:21 propanol:diethylamine 95:5:0.05, 222 nm, flow rate 1.0 mL min- ). A second run with (S)-VANOL gave (R)-26b with 87% ee. Retention times were 5.0 min (major 119 23 enantiomer) and 4.0 min (minor enantiomer). ["] D = +32.1 (c = 1.0, CH2Cl2) on 87% ee R-26b. O + H Br 25c Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f N Br Ar (S)-26c (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(4-bromophenyl)but-3-en-1-amine 26c. p-Bromobenzaldehyde 25c (21 mg, 0.11 mmol, 1.1 equiv) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26c as a viscous oil in 83% yield (38 mg, 0.083 mmol). Spectral data for 26c: Rf = 0.20 (1:15 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.29 (s, 6H), 2.31 (s, 6H), 2.52-2.57 (m, 1H), 2.61-2.67 (m, 1H), 4.35 (dd, 1H, J = 7.0 Hz, 6.0 Hz), 4.94-4.99 (m, 2H), 5.60-5.69 (m, 1H), 6.62 (s, 2H), 7.02 (d, 2H, J = 7.5 Hz), 7.18 (d, 2H, J = 6.5 Hz), 7.25 (s, 2H), 7.41 (d, 2H, J = 6.5 Hz); 13 C NMR (125 MHz, CDCl3) % 21.28, 21.32, 43.79, 65.79, 116.75, 120.26, 125.33, 126.35, 128.98, 129.77, 131.22, 131.64, 135.46, 137.18, 137.43, 137.72, 140.10, 143.79, 168.03; IR (thin film) 3005m, 2918m, 1595m, 1485m, 1 1235m cm- ; HRMS (ES+) calcd for C27H29NBr m/z 446.1483 (M++1), meas 446.1471. The optical purity of 26c was determined to be 95% ee by HPLC analysis (Chiralcel OD1 H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 0.3 mL min- ). A second run with (S)-VANOL gave (R)-26c with 93% ee. Retention times were 10.0 min (major 120 23 enantiomer, (S)-26c) and 12.0 min (minor enantiomer, (R)-26c). ["] D = +53.3 (c = 1.0, CH2Cl2) on 93% ee R -26c. O + H MeO 25d Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f N MeO Ar (S)-26d (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(4-methoxyphenyl)but-3-en-1-amine 26d. p-Methoxybenzaldehyde 25d (15 mg, 0.11 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26d as a viscous oil in 88% yield (35 mg, 0.088 mmol). Spectral data for 26d: Rf = 0.20 1 (1:30 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.11 (s, 6H), 2.14 (s, 6H), 2.392.42 (m, 1H), 2.45-2.49 (m, 1H), 3.61 (s, 3H), 4.17 (dd, 1H, J = 8.0 Hz, 6.5 Hz), 4.754.82 (m, 2H), 5.45-5.51 (m, 1H), 6.47 (s, 2H), 6.60 (d, 2H, J = 9.0 Hz), 6.82 (s, 1H), 6.85 (s, 1H), 7.03-7.08 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 21.29, 21.33, 43.90, 55.19, 65.80, 113.55, 116.30, 125.50, 126.34, 128.18, 129.62, 131.43, 136.08, 137.01, 137.35, 137.41, 137.58, 140.39, 158.25, 167.27; IR (thin film) 3001m, 2916m, 1597m, 1324m, 1 1037m cm- ; HRMS (ES+) calcd for C28H32NO m/z 398.2484 (M++1), meas 398.2498. The optical purity was determined to be 86% ee by HPLC analysis (Chiralcel OD-H 1 column, hexanes:2-propanol 97.7:0.3, 222 nm, flow rate 0.6 mL min- ). A second run with (S)-VANOL gave (R)-26d with 83% ee. Retention times were 5.7 min (major 121 23 enantiomer, (S)-26d) and 6.4 min (minor enantiomer, (R)-26d). ["] D = +24.1 (c = 1.0, CH2Cl2) on 83% ee R-26d. O + H AcO 25e Ar Ar H2N Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f N AcO (S)-4-(1-((bis(3,5-dimethylphenyl)methylene)amino)but-3-en-1-yl)phenyl Ar (S)-26e acetate 26e. p-Acetoxybenzaldehyde 25e (18 mg, 0.11 mmol, 1.1 equiv) was reacted according to the general procedure described above and purification with flash column chromatography (1:15 acetone/hexanes) was complete in 5 min to afford the rearrangement product 26e as a viscous oil in 85% yield (37 mg, 0.085 mmol). Spectral 1 data for 26e: Rf = 0.18 (1:15 acetone/hexanes). H NMR (CDCl3, 500 MHz) % 2.29 (t, 15H), 2.54-2.56 (m, 1H), 2.63-2.66 (m, 1H), 4.38 (dd, 1H, J = 8.0 Hz, 6.0 Hz), 4.93-4.98 (m, 2H), 5.62-5.67 (m, 1H), 6.62 (s, 2H), 6.99 (d, 4H, J = 8.5 Hz), 7.25 (s, 2H), 7.29 (d, 2H, J = 8.5 Hz); 13 C NMR (125 MHz, CDCl3) % 21.12, 21.28, 21.31, 43.91, 65.81, 116.57, 121.10, 125.41, 126.34, 128.13, 129.70, 131.55, 135.75, 137.24, 137.38, 137.65, 140.21, 142.31, 149.22, 167.76, 169.50; IR (thin film) 2918m, 1763m, 1504m, 1 1164m cm- ; HRMS (ES+) calcd for C29H32NO2 m/z 426.2433 (M++1), meas 426.2419. The optical purity of 26e was determined to be 94% ee by HPLC analysis (Chiralcel OD1 H column, hexanes:2-propanol 99.6:0.4, 222 nm, flow rate 0.6 mL min- ). A second run with (S)-VANOL gave (R)-26e with 92% ee. Retention times were 5.7 min (major 122 23 enantiomer, (S)-26e) and 6.7 min (minor enantiomer, (R)-26e). ["] D = +16.8 (c = 1.0, CH2Cl2) on 92% ee R-26e. O + Br H 25g Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Br Ar = 3,5-Me2C6H3 22f Ar N Ar (S)-26g (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(3-bromophenyl)but-3-en-1-amine 26g. m-Bromobenzaldehyde 25g (21 mg, 0.11 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:50 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26g as a viscous oil in 87% yield (39 mg, 0.087 mmol). Spectral data for 26g: Rf = 0.18 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.28 (s, 6H), 2.30 (s, 6H), 2.51-2.55 (m, 1H), 2.61-2.65 (m, 1H), 4.32 (dd, 1H, J = 8.0 Hz, 6.0 Hz), 4.93-4.97 (m, 2H), 5.59-5.65 (m, 1H), 6.59 (s, 2H), 7.01 (d, 2H, J = 9.5 Hz), 7.14 (t, 1H, J = 7.5 Hz), 7.20-7.22 (m, 3H), 7.30-7.32 (m, 1H), 7.41 (t, 1H, J = 2.0 Hz); 13 C NMR (125 MHz, CDCl3) % 21.30, 21.33, 43.79, 65.96, 116.81, 122.24, 125.36, 125.88, 126.39, 129.66, 129.77, 129.81, 130.40, 131.69, 135.43, 137.18, 137.45, 137.75, 140.05, 147.13, 168.29; IR (thin film) 1 3004m, 2916m, 1619m, 1472m, 1199m cm- ; HRMS (ES+) calcd for C27H29NBr m/z 446.1483 (M++1), meas 446.1481. The optical purity was determined to be 90% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 1 0.3 mL min- ). A second run with (S)-VANOL gave (R)-26g with 90% ee. Retention 123 times were 8.8 min (major enantiomer, (S)-26g) and 10.5 min (minor enantiomer, (R)23 26g). ["] Cl D = +2.9 (c = 3.0, CH2Cl2) on 90% ee R-26g. O H 25h Ar Ar + H2N Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Cl Ar = 3,5-Me2C6H3 22f N Ar (S)-26h (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(2-chlorophenyl)but-3-en-1-amine 26h. 2-Chlorobenzaldehyde 25h (30 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26h as a viscous oil in 88% yield (35 mg, 0.18 mmol). Spectral data for 26h: Rf = 0.18 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.32 (s, 6H), 2.34 (s, 6H), 2.59-2.66 (m, 2H), 4.95-5.03 (m, 3H), 5.72-5.78 (m, 1H), 6.60 (s, 2H), 7.05 (d, 2H, J = 8.0 Hz), 7.157.18 (m, 1H), 7.27-7.34 (m, 4H), 7.86 (dd, 1H, J = 8.0 Hz, 1.5 Hz); 13 C NMR (125 MHz, CDCl3) % 21.32, 42.95, 61.98, 116.51, 125.44, 126.46, 126.86, 127.38, 128.96, 129.55, 129.73, 131.60, 131.97, 135.60, 137.13, 137.40, 137.66, 140.31, 142.76, 168.72; IR 1 (thin film) 3070m, 2916m, 1594m, 1470m, 1033m cm- ; HRMS (ES+) calcd for C27H29NCl m/z 402.1989 (M++1), meas 402.1994. To determine the optical purity, the product 26h was hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. The optical purity was determined to be 124 92% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol:diethylamine 1 95:5:0.05, 222 nm, flow rate 0.4 mL min- ). A second run with (S)-VANOL gave (R)-26h with 94% ee. Retention times were 10.1 min (major enantiomer) and 9.3 min (minor 23 enantiomer). ["] O = -156.2 (c = 1.0, CH2Cl2) on 94% ee R-26h. Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar + H 25i D H2N N Ar = 3,5-Me2C6H3 22f Ar (S)-26i (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(o-tolyl)but-3-en-1-amine 26i. o- Tolualdehyde 25i (26 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26i as a viscous oil in 84% yield (64 mg, 0.17 mmol). Spectral data for 26i: Rf = 0.24 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 1.90 (s, 3H), 2.26 (s, 6H), 2.29 (s, 6H), 2.48-2.53 (m, 1H), 2.65-2.70 (m, 1H), 4.58 (dd, 1H, J = 7.0 Hz, 4.5 Hz), 4.93-5.00 (m, 2H), 5.67-5.73 (m, 1H), 6.52 (s, 2H), 6.99-7.04 (m, 3H), 7.09 (td, 1H, J = 1.5 Hz, 6.0 Hz, 12.0 Hz), 7.18 (t, 1H, J = 6.5 Hz), 7.28 (s, 2H), 7.68 (d, 1H, J = 6.5 Hz); 13 C NMR (125 MHz, CDCl3) % 18.87, 21.27, 21.31, 43.57, 62.26, 116.13, 125.29, 126.02, 126.10, 126.33, 127.66, 129.49, 129.80, 131.44, 134.13, 136.25, 137.36, 137.62, 137.78, 1 140.31, 143.86, 167.76; IR (thin film) 3070m, 2917m, 1619m, 1598m, 1198m cm- ; 125 HRMS (ES+) calcd for C28H32N m/z 382.2535 (M++1), meas 382.2540. The optical purity was determined to be 80% ee by HPLC analysis (Chiralcel OD-H column, 1 hexanes:2-propanol 99.8:0.2, 222 nm, flow rate 0.1 mL min- ). A second run with (S)VANOL gave (R)-26i with 80% ee. Retention times were 24.2 min (major enantiomer, 23 (S)-26i) and 27.4 min (minor enantiomer, (R)-26i). ["] D = -94.5 (c = 1.0, CH2Cl2) on 80% ee R-26i. F O + H Br Ar Ar H2N Ar = 3,5-Me2C6H3 22f 25j Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C F Br N Ar (S)-26j (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(4-bromo-2-fluorophenyl)but-3-en-1amine 26j. 2-Fluoro-4-bromobenzaldehyde 25j (45 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:50 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26j as a viscous oil in 87% yield (81 mg, 0.17 mmol). Spectral 1 data for 26j: Rf = 0.18 (1:50 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.28 (s, 12H), 2.35-2.60 (m, 2H), 4.70 (t, 1H, J = 5.5 Hz), 4.92-4.96 (m, 2H), 5.62-5.67 (m, 1H), 6.57 (s, 2H), 7.01 (s, 2H), 7.12 (dd, 1H, J = 8.0 Hz, 1.5 Hz), 7.24-7.26 (m, 3H), 7.557.57 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 21.31, 21.32, 42.68, 58.43, 116.99, 118.50 (d, J = 21.5 Hz), 119.97 (d, J = 8 Hz), 125.177, 126.40, 127.43 (d, J = 3.3 Hz), 129.88, 130.51, 130.54, 131.12 (d, J = 11 Hz), 131.77, 135.01, 136.89, 137.68 (d, J = 38 Hz), 126 140.04, 159.32 (d, J = 207.5 Hz), 168.99; IR (thin film) 3074m, 2917m, 1600m, 1480, 1 1199m cm- ; HRMS (ES+) calcd for C27H28NFBr m/z 464.1389 (M++1), meas 464.1402. The optical purity was determined to be 96% ee by HPLC analysis (Chiralcel 1 OD-H column, hexanes:2-propanol 99.9:0.1, 222 nm, flow rate 0.1 mL min- ). A second run with (S)-VANOL gave (R)-26j with 94% ee. Retention times were 27 min (major 23 enantiomer, (S)-26j) and 31 min (minor enantiomer, (R)-26j). ["] D = +16.8 (c = 1.0, CH2Cl2) on 94% ee R-26j. O Ar Ar + H 25k H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar (S)-26k (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(naphthalen-1-yl)but-3-en-1-amine 26k. 1-Naphthaldehyde 25k (34 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26k as a viscous oil in 90% yield (75 mg, 0.18 mmol). Spectral data for 26k: Rf = 0.40 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.14 (s, 6H), 2.30 (s, 6H), 2.70-2.73 (m, 1H), 2.81-2.85 (m, 1H), 4.92-5.00 (m, 2H), 5.18 (dd, 1H, J = 7.0 Hz, 4.0 Hz), 5.72-5.75 (m, 1H), 6.49 (s, 2H), 6.96 (s, 1H), 7.01 (s, 1H), 7.31 (s, 2H), 7.34-7.46 (m, 3H), 7.71 (d, 1H, J =7.0 Hz), 7.79-7.83 (m, 3H); 13 C NMR (125 MHz, CDCl3) % 21.18, 21.33, 43.83, 62.32, 116.18, 123.43, 125.03, 125.26, 125.34, 125.61, 125.70, 126.45, 126.85, 127.72, 127 128.66, 129.64, 130.42, 131.49, 133.84, 136.29, 137.21, 137.39, 137.58, 140.39, 1 141.44, 167.91; IR (thin film) 3006m, 2918m, 1601m, 1325m cm- ; HRMS (ES+) calcd for C31H32N m/z 418.2535 (M++1), meas 418.2519. The optical purity was determined to be 90% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.8:0.2, 1 222 nm, flow rate 0.2 mL min- ). A second run with (S)-VANOL gave (R)-26k with 88% ee. Retention times were 15.0 min (major enantiomer, (S)-26k) and 17.0 min (minor 23 enantiomer, (R)-26k). ["] O + H 25l D = -197.7 (c = 1.0, CH2Cl2) on 88% ee R-26k. 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f Ar N Ar (S)-26l (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-(naphthalen-2-yl)but-3-en-1-amine 26l. 2-Naphthaldehyde 25l (19 mg, 0.11 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26l as a viscous oil in 83% yield (35 mg, 0.083 mmol). Spectral data for 26l: Rf = 0.20 (1:15 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.31 (s, 12H), 2.70-2.73 (m, 1H), 2.782.80 (m, 1H), 4.57 (t, 1H, J = 7.0 Hz), 4.96-5.04 (m, 2H), 5.69-5.75 (m, 1H), 6.67 (s, 2H), 7.02 (s, 1H), 7.05 (s, 1H), 7.31 (s, 2H), 7.43-7.45 (m, 2H), 7.55-7.57 (m, 1H), 7.67 (s, 1H), 7.78-7.82 (m, 3H); 13 C NMR (125 MHz, CDCl3) % 21.31, 21.32, 43.82, 66.65, 116.50, 125.29, 125.51, 125.63, 125.69, 125.84, 126.41, 127.58, 127.77, 127.83, 128 129.73, 131.54, 132.59, 133.49, 135.91, 137.39, 137.41, 137.65, 140.36, 142.30, 1 167.96; IR (thin film) 3052m, 2915m, 1618m, 1598, 1198m cm- ; HRMS (ES+) calcd for C31H32N m/z 418.2535 (M++1), meas 418.2515. The optical purity was determined to be 80% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.6:0.4, 1 222 nm, flow rate 0.4 mL min- ). A second run with (S)-VANOL gave (R)-26l with 80% ee. Retention times were 6.9 min (major enantiomer, (S)-26l) and 8.0 min (minor 23 enantiomer, (R)-26l). ["] NO2 O + H 25m D = +22.4 (c = 1.0, CH2Cl2) on 80% ee R-26l. Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar NO2 N Ar 26m (S,E)-N-(bis(3,5-dimethylphenyl)methylene)-1-(2-nitrophenyl)hexa-1,5-dien-3-amine 26m. (E)-3-(2-nitrophenyl)acrylaldehyde 25m ( 39 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:15 acetone/hexanes) was complete in 5 min to afford the rearrangement product 26m as a yellow solid (mp 87-88 °C) in 90% yield (80 mg, 0.18 1 mmol). Spectral data for 26m: Rf = 0.22 (1:15 acetone/hexanes). H NMR (CDCl3, 500 MHz) % 2.28 (s, 6H), 2.35 (s, 6H), 2.46-2.54 (m, 2H), 4.13 (dd, 1H, J = 12.5 Hz, 6.0 Hz), 5.01-5.08 (m, 2H), 5.71-5.76 (m, 1H), 6.37 (dd, 1H, J = 16 Hz, 6.5 Hz), 6.76 (d, 1H, J = 15.5 Hz), 6.80 (s, 2H), 7.02 (d, 2H, J = 18.0 Hz), 7.22 (s, 2H), 7.34 (td, 1H, J = 9.5 Hz, 8.5 Hz, 1.5 Hz), 7.50-7.53 (m, 1H), 7.59-7.61 (m, 1H), 7.87 (dd, 1H, J = 8.0 Hz, 1.0 Hz); 129 13 C NMR (125 MHz, CDCl3) % 21.27, 21.32, 41.49, 64.58, 116.95, 124.37, 124.83, 125.33, 126.37, 127.67, 128.70, 129.94, 131.69, 132.83, 133.14, 135.25, 137.17, 137.49, 137.73, 137.94, 140.26, 147.86, 169.24; IR (thin film) 3017m, 2916m, 1595m, 1 1345m cm- ; HRMS (ES+) calcd for C29H31N2O2 m/z 439.2386 (M++1), meas 439.2381. The optical purity was determined to be 95% ee by HPLC analysis (Chiralcel 1 OD-H column, hexanes:2-propanol 99.8:0.2, 222 nm, flow rate 0.5 mL min- ). A second run with (S)-VANOL gave (R)-26m with 93% ee. Retention times were 8.5 min (major 23 enantiomer, (S)-26m) and 9.9 min (minor enantiomer, (R)-26m). ["] D = +91.7 (c = 1.0, CH2Cl2) on 93% ee R-26m. O + H 25n Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar 26n (S,E)-N-(bis(3,5-dimethylphenyl)methylene)-1-phenylhexa-1,5-dien-3-amine 26n. Trans-cinnamaldehyde 25n (29 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26n as a viscous oil in 89% yield (73 mg, 0.18 mmol). Spectral data for 26n: Rf = 0.17 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.32 (s, 6H), 2.37 (s, 6H), 2.48-2.57 (m, 2H), 4.09 (dd, 1H, J = 13.0 Hz, 6.0 Hz), 5.02-5.10 (m, 2H), 5.73-5.80 (m, 1H), 6.31 (d, 1H, J = 16 Hz), 6.43 (dd, 1H, J = 16.0 Hz, 6.0 Hz), 6.80 (s, 2H), 7.07 (dd, 2H, J = 14.0 130 Hz, 2.0 Hz), 7.21-7.27 (m, 3H), 7.07-7.10 (m, 2H), 7.17-7.20 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 21.27, 21.35, 41.76, 64.80, 116.60, 125.46, 126.27, 126.34, 127.13, 128.44, 129.40, 129.77, 131.58, 132.32, 135.66, 137.40, 137.48, 137.68, 140.39, 1 168.50; IR (thin film) 3025m, 2918m, 1619m, 1592m, 1198m cm- ; HRMS (ES+) calcd for C29H32N m/z 394.2535 (M++1), meas 394.2541. The optical purity was determined to be 92% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.9:0.1, 1 222 nm, flow rate 0.25 mL min- ). A second run with (S)-VANOL gave (R)-26n with 88% ee. Retention times were 13.6 min (major enantiomer, (S)-26n) and 16.2 min (minor 23 enantiomer, (R)-26n). ["] O + H 25o D = +109.7 (c = 1.0, CH2Cl2) on 88% ee R-26n. Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar 26o (R)-N-(bis(3,5-dimethylphenyl)methylene)hept-1-en-4-amine 26o. Butyraldehyde 25o (16 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26o as a viscous oil in 90% yield 1 (60 mg, 0.18 mmol). Spectral data for 26o: Rf = 0.25 (1:30 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 0.83 (t, 3H, J = 7.0 Hz), 1.10-1.17 (m, 1H), 1.25-1.34 (m, 1H), 1.471.54 (m, 1H), 1.57-1.65 (m, 1H), 2.69-2.41 (m, 14H), 3.31-3.36 (m, 1H), 4.97-5.02 (m, 131 2H), 5.68-5.77 (m, 1H), 6.74 (s, 2H), 6.99 (d, 2H, J = 6.5 Hz), 7.20 (s, 2H); 13 C NMR (125 MHz, CDCl3) % 14.17, 19.96, 21.26, 21.32, 38.47, 41.45, 61.56, 116.04, 125.61, 126.16, 129.36, 131.27, 136.51, 137.39, 137.52, 137.84, 140.62, 167.44; HRMS (ES+) calcd for C24H32N m/z 334.2535 (M++1), meas 334.2527. To determine the optical purity, the product 26o was hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (R)-N-(hept-1-en-4- yl)benzamide as a white solid in 60% yield. The optical purity was determined to be 96% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 94:6, 222 nm, 1 flow rate 1.0 mL min- ). A second run with (S)-VANOL gave (S)-26o with 94% ee. Retention times were 21.8 min (major enantiomer) and 14.3 min (minor enantiomer). 23 ["] D = -11.8 (c = 1.0, CH2Cl2) on 94% ee S-26o. O Ph + H 25p Ar Ar H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar N Ar Ph Ar = 3,5-Me2C6H3 22f 26p (R)-N-(bis(3,5-dimethylphenyl)methylene)-7-phenylhept-1-en-4-amine Phenylbutanal 25p (33 mg, 0.22 mmol) 59 26p. 4- was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26p as a 132 viscous oil in 89% yield (73 mg, 0.18 mmol). Spectral data for 26p: Rf = 0.20 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 1.46-1.49 (m, 1H), 1.60-1.70 (m, 3H), 2.30 (s, 6H), 2.32 (s, 6H), 2.30-2.34 (m, 2H), 2.53 (t, 2H, J = 5.5 Hz), 3.37-3.38 (m, 1H), 4.98-5.03 (m, 2H), 5.71-5.75 (m, 1H), 6.73 (s, 2H), 7.01-7.02 (m, 2H), 7.13-7.18 (m, 3H), 7.20 (s, 2H), 7.25-7.27 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 21.28, 21.32, 28.18, 35.81, 35.85, 41.42, 61.61, 116.19, 125.54, 125.61, 126.18, 128.17, 128.30, 129.45, 131.35, 136.37, 137.43, 137.58, 137.73, 140.53, 142.65, 167.62; IR (thin film) 3026m, 1 2901m, 1598m, 1324m cm- . To determine the optical purity, the product 26p was hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (R)-N-(7-phenylhept-1-en-4-yl)benzamide as a white solid in 67% yield. HRMS (ES+) calcd for C20H24NO m/z 294.1858 (M++1), meas 294.1869. The optical purity was determined to be 93% ee by HPLC analysis 1 (ChiralPAK AS column, hexanes:2-propanol 90:10, 222 nm, flow rate 1.0 mL min- ). A second run with (S)-VANOL gave (S)-26p with 95% ee. Retention times were 15.8 min 23 (major enantiomer) and 12.4 min (minor enantiomer). ["] 95% ee S-26p. 133 D = +8.2 (c = 1.0, CH2Cl2) on O Ph 25q Ar Ar + H 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C H2N Ar N Ar Ph Ar = 3,5-Me2C6H3 22f 26q (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-phenylpent-4-en-2-amine 26q. 2- Phenylacetaldehyde 25q (26 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26q as a viscous oil in 72% yield (55 mg, 0.14 mmol). Spectral data for 26q: Rf = 0.20 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 2.20 (s, 6H), 2.28 (s, 6H), 2.32-2.47 (m, 2H), 2.82-2.93 (m, 2H), 3.45-3.50 (m, 1H), 5.00-5.06 (m, 2H), 5.70-5.78 (m, 1H), 6.05 (s, 2H), 6.89 (s, 1H), 6.98 (s, 1H), 7.02 (d, 2H, J = 6.5 Hz), 7.15-7.22 (m, 5H); 13 C NMR (125 MHz, CDCl3) % 21.26, 21.30, 41.32, 42.88, 64.10, 116.48, 125.16, 125.73, 126.13, 127.98, 129.15, 129.92, 131.31, 136.28, 137.16, 137.34, 137.46, 139.89, 140.35, 1 168.09; IR (thin film) 3023m, 2921m, 1595m, 1324m cm- . HRMS (ES+) calcd for C28H32N m/z 382.2535 (M++1), meas 382.2516. To determine the optical purity, the product 26q was hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (S)-N-(1-phenylpent-4-en-2- yl)benzamide as a white solid in 50% yield. The optical purity was determined to be 134 90% ee by HPLC analysis (ChiralPAK AS column, hexanes:2-propanol 90:10, 222 nm, 1 flow rate 1.0 mL min- ). A second run with (S)-VANOL gave (R)-26q with 90% ee. Retention times were 14.5 min (major enantiomer) and 17.8 min (minor enantiomer). 23 ["] D = -18.3 (c = 1.0, CH2Cl2) on 90% ee R-26q. O H 25r Ar Ar + H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar 26r (S)-N-(bis(3,5-dimethylphenyl)methylene)-1-cyclohexylbut-3-en-1-amine 26r. Cyclohexanecarbaldehyde 25r (25 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26r as a viscous oil in 84% yield (63 mg, 0.17 mmol). Spectral data for 26r: Rf = 0.20 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 0.88-0.91 (m, 1H), 1.01-1.22 (m, 4H), 1.49-1.79 (m, 6H), 2.28 (s, 6H), 2.32 (s, 6H), 2.31-2.37 (m, 2H), 3.09-3.13 (m, 1H), 4.96-5.01 (m, 2H), 5.70-5.76 (m, 1H), 6.72 (s, 2H), 6.98 (s, 2H), 7.19 (s, 2H); 13 C NMR (125 MHz, CDCl3) % 21.32, 21.37, 26.56, 26.58, 26.68, 29.28, 30.16, 38.40, 42.87, 66.35, 115.90, 125.85, 126.16, 129.24, 131.20, 136.98, 137.36, 137.82, 140.77, 167.01; 1 IR (thin film) 2923m, 1606m, 1323m cm- . HRMS (ES+) calcd for C27H36N m/z 374.2848 (M++1), meas 374.2849. To determine the optical purity, the product 26r was 135 hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (S)-N-(1-cyclohexylbut-3-en-1-yl)benzamide as a white solid in 60% yield. The optical purity was determined to be 90% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol:diethylamine 95:5:0.05, 222 nm, flow rate 1 0.2 mL min- ). A second run with (S)-VANOL gave (R)-26r with 92% ee. Retention 23 times were 28.0 min (major enantiomer) and 25.9 min (minor enantiomer). ["] D = - 31.8 (c = 1.0, CH2Cl2) on 92% ee R-26r. O H 25s Ar Ar + H2N 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f Ar N Ar 26s (S)-N-(bis(3,5-dimethylphenyl)methylene)-2-methylhex-5-en-3-amine 26s. Isobutyraldehyde 25s (16 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26s as a viscous oil in 93% yield (62 mg, 0.19 mmol). Spectral data for 26s: Rf = 0.20 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 600 MHz) % 0.84 (d, 3H, J = 7.2 Hz), 0.93 (d, 3H, J = 6.6 Hz), 1.81-1.84 (m, 1H), 2.28 (s, 6H), 2.32 (s, 6H), 2.29-2.37 (m, 2H), 3.12 (dd, 1H, J = 13.2 Hz, 6.0 Hz), 4.96-5.02 (m, 2H), 5.70-5.75 (m, 1H), 6.73 (s, 2H), 6.98 (s, 2H), 7.19 136 (d, 2H, J= 0.6 Hz); 13 C NMR (150 MHz, CDCl3) % 18.72, 19.77, 21.31, 21.36, 32.95, 38.65, 66.94, 115.91, 125.83, 126.19, 129.27, 131,23, 136.96, 137.37, 137.40, 137.79, 1 140.78, 167.21; IR (thin film) 2935m, 1595m, 1199m cm- . HRMS (ES+) calcd for C24H32N m/z 334.2535 (M++1), meas 334.2539. To determine the optical purity, the product 26s was hydrolyzed with NH2OH!HCl (62 mg, 0.90 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (S)-N-(2-methylhex-5-en-3- yl)benzamide as a white solid in 67% yield. The optical purity was determined to be 92% ee by HPLC analysis (ChiralPAK AS column, hexanes:2-propanol 90:10, 222 nm, 1 flow rate 0.5 mL min- ). A second run with (S)-VANOL gave (R)-26s with 93% ee. Retention times were 21.6 min (major enantiomer) and 17.2 min (minor enantiomer). 23 ["] D = -41.4 (c = 1.0, CH2Cl2) on 93% ee R-26s. O H 25t Ar Ar + Ar 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C H2N Ar = 3,5-Me2C6H3 22f N Ar 26t (S)-N-(bis(3,5-dimethylphenyl)methylene)-2,2-dimethylhex-5-en-3-amine 26t. Pivalaldehyde 25t (19 mg, 0.22 mmol) was reacted according to the general procedure described above and purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min to afford the rearrangement product 26t as a 137 viscous oil in 87% yield (60 mg, 0.18 mmol). Spectral data for 26t: Rf = 0.34 (1:30 1 EtOAc/hexanes). H NMR (CDCl3, 500 MHz) % 0.91 (s, 9H), 2.29 (s, 6H), 2.32 (s, 6H), 2.38-2.40 (m, 2H), 3.05 (dd, 1H, J = 7.2 Hz, 4.8 Hz), 4.95-5.00 (m, 2H), 5.64-5.69 (m, 1H), 6.76 (s, 2H), 6.98 (s, 2H), 7.21 (s, 2H); 13 C NMR (125 MHz, CDCl3) % 21.34, 26.99, 35.55, 36.01, 69.85, 115.59, 126.25, 126.37, 129.17, 131.15, 137.08, 137.31, 1 137.57, 138.45, 141.00, 166.58; IR (thin film) 2945m, 1581m, 1321m cm- . HRMS (ES+) calcd for C25H34N m/z 348.2691 (M++1), meas 348.2706. To determine the optical purity, the product 26t was hydrolyzed with NH2OH!HCl (62 mg, 0.9 mmol) in THF (4 mL) and water (2 mL) to afford the homoallylic amine. Then the amine was reacted with benzoyl chloride (25 µL) and triethylamine (35 µL) in DCM (2.0 mL). Purification with column chromatography (1:6 EtOAc/hexanes) afforded (S)-N-(2,2dimethylhex-5-en-3-yl)benzamide as a white solid in 46% yield. The optical purity was determined to be 73% ee by HPLC analysis (ChiralPAK AS column, hexanes:21 propanol 90:10, 222 nm, flow rate 0.5 mL min- ). A second run with (S)-VANOL gave (R)-26t with 71% ee. Retention times were 12.4 min (major enantiomer) and 10.8 min 23 (minor enantiomer). ["] D = -46.7 (c = 1.0, CH2Cl2) on 71% ee R-26t. 6.1.7 General procedure for direct catalytic asymmetric synthesis of homoallylic amines from aldehydes – Illustrated for the synthesis of (S)-1-phenylbut-3-en-1amine Hydrochloride 27f 138 O + H 25f Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f NH2 •HCl 2) 2N HCl, THF/H2O, rt (S)-27f Preparation of catalyst stock solution. A 50 mL Schlenk flask was flame dried under high vacuum and cooled under a low flow of Argon. To the flask was added sequentially (R)-VANOL (0.35 g, 0.80 mmol), 2,4,6-trimethylphenol (0.21 g, 1.6 mmol), dry toluene (16.0 mL), BH3•SMe2 (2 M solution in toluene, 1.2 mL, 2.4 mmol) and water (43.0 µL, 2.4 mmol) under a low flow of Argon. The threaded Teflon valve on the Schlenk flask was then closed, and the mixture heated at 100 °C for 1 h. The valve was carefully opened to gradually apply high vacuum (0.1 mm Hg) and the solvent was removed. The vacuum was maintained for a period of 30 min at 100 °C. The flask was then removed from the oil bath and allowed to cool to room temperature under a low flow of Argon. This was then completely dissolved in 8.0 mL of dry m-xylene to afford the stock solution of the catalyst. The aminoallylation of aldehydes. A 100 mL Schlenk flask charged with 5Å powdered molecular sieves (2.0 g) and fitted with a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Argon. To the test tube was then added amine 22f (1.1 g, 4.0 mmol, 1.0 equiv), 2.0 mL of the catalyst stock solution (5 mol% catalyst) and m-xylene (17.0 mL) via a plastic syringe fitted with a metallic needle. The mixture was stirred for 30 min at 60 °C. At the same time, to an oven-dried 5 mL vial was added benzoic acid (1.0 g, 0.8 mmol) and m-xylene (4.0 mL). Then benzaldehyde 25f (0.47 g, 0.44 mL) and 1.0 mL of the benzoic acid stock solution (5 139 mol%) were transferred to the above catalyst-amine complex under a high flow of Argon via a plastic syringe fitted with a metallic needle. The test tube was closed and the reaction was stirred at 60 °C for 18 h. Thereafter, 5Å MS was filtered off through a Celite pad, and the pad was washed with EtOAc (10 mL). The filtrate was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) for 1 h to further remove m-xylene. The residual was then dissolved in THF (16 mL), followed by the addition of 2N aqueous HCl solution (8.0 mL). The mixture was stirred at room temperature for 4 h and monitored by TLC. Upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O (5 mL) which was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Compound 27f was obtained as 1 a white solid (mp 231-233 °C) in 91% yield (0.67 g, 3.6 mmol). Spectral data for 27f: H NMR (CDCl3, 600 MHz) % 2.66-2.71 (m, 1H), 2.77-2.82 (m, 1H), 4.19 (s, 1H), 4.99-5.07 (m, 2H), 5.49-5.56 (m, 1H), 7.30-7.33 (m, 3H), 7.40-7.42 (m, 2H), 8.76 (bs, 3H); 13 C NMR (150 MHz, CDCl3) % 38.79, 55.84, 120.13, 127.42, 128.96, 128.98, 131.43, 135.67; Anal calcd for C10H14ClN: C, 65.39; H, 7.68; N, 7.63. Found: C, 64.82; H, 7.35; 23 N, 7.49; ["] D 23 = -8.8 (c = 1.0, H2O) on 80% ee S-27f (R configuration, ["] 60 c = 1.4, CHCl3 ). 140 D = + 36.2, O O 2N Ar Ar + H 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C H2N Ar = 3,5-Me2C6H3 22f 25a 2) 2N HCl, THF/H2O, rt O 2N NH2 •HCl (S)-27a (S)-1-(4-nitrophenyl)but-3-en-1-amine hydrochloride 27a. p-Nitrobenzaldehyde 25a (0.66 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27a as a white solid (mp 205-206 °C) in 80% yield (0.74 g, 3.2 1 mmol). Spectral data for 27a: H NMR (DMSO, 600 MHz) % 2.62-2.67 (m, 1H), 2.812.85 (m, 1H), 4.53 (dd, 1H, J = 9.0 Hz, 5.4 Hz), 4.99-5.03 (m, 2H), 5.58-5.65 (m, 1H), 7.82-7.84 (m, 2H), 8.25-8.27 (m, 2H), 8.96 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.32, 53.05, 119.33, 123.55, 129.19, 132.23, 144.81, 147.40; Anal calcd for 23 C10H13ClN2O2: C, 52.52; H, 5.73; N, 12.25. Found: C, 53.30; H, 5.39; N, 12.12; ["] D = -11.0 (c = 1.0, H2O) on 97% ee S-27a. O + H 25b Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl (S)-27b (S)-1-(p-tolyl)but-3-en-1-amine hydrochloride 27b. p-Tolualdehyde 25b (0.53 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27b as a white solid (mp 222-224 °C) in 94% yield (0.74 g, 3.8 mmol). 1 Spectral data for 27b: H NMR (CDCl3, 600 MHz) % 2.32 (s, 3H), 2.67-2.71 (m, 1H), 141 2.76-2.80 (m, 1H), 4.15 (bs, 1H), 5.00-5.07 (m, 2H), 5.51-5.55 (m, 1H), 7.12 (d, 2H, J = 7.8 Hz), 7.30-7.31 (m, 2H, J = 7.8 Hz), 8.71 (bs, 3H); 13 C NMR (150 MHz, CDCl3) % 23 21.18, 38.73, 55.62, 119.87, 127.38, 129.64, 131.67, 132.73, 138.67; ["] D = -13.5 (c = 1.0, H2O) on 87% ee S-27b. O + H Br 25c Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl Br (S)-27c (S)-1-(4-bromophenyl)but-3-en-1-amine hydrochloride 27c. p-Bromobenzaldehyde 25c (0.81 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27c as a white solid (mp 265-266 °C) in 81% yield 1 (0.85 g, 3.2 mmol). Spectral data for 27c: H NMR (DMSO, 600 MHz) % 2.56-2.61 (m, 1H), 2.75-2.79 (m, 1H), 4.31 (dd, 1H, J = 9.0 Hz, 5.4 Hz), 4.99-5.03 (m, 2H), 5.55-5.62 (m, 1H), 7.47-7.49 (m, 2H), 7.59-7.61 (m, 2H), 8.75 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.72, 53.17, 119.00, 121.69, 129.95, 131.43, 132.56, 136.79; Anal calcd for 23 C10H13BrClN: C, 45.74; H, 4.99; N, 5.33. Found: C, 46.61; H, 4.55; N, 5.37; ["] 23 8.4 (c = 1.0, H2O) on 95% ee S-27c (R configuration, ["] 142 D D =60 = + 29.8, c = 1.3, CHCl3 ). O + H MeO 25d 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt (S)-1-(4-methoxyphenyl)but-3-en-1-amine NH2 •HCl MeO hydrochloride (S)-27d 27d. p- Methoxybenzaldehyde 25d (0.60 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27d as a white solid (mp 158-160 1 °C) in 94% yield (0.81 g, 3.8 mmol). Spectral data for 27d: H NMR (DMSO, 600 MHz) % 2.59-2.62 (m, 1H), 2.77-2.80 (m, 1H), 3.74 (s, 3H), 4.20 (t, 1H, J = 4.8 Hz), 4.97-5.02 (m, 2H), 5.54-5.59 (m, 1H), 6.93 (d, 2H, J = 8.4 Hz), 7.43-7.45 (m, 2H), 8.69 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.41, 53.45, 55.14, 113.85, 118.57, 129.03, 129.28, 133.03, 159.21; Anal calcd for C11H16ClNO: C, 61.82; H, 7.55; N, 6.55. Found: C, 23 61.16; H, 7.06; N, 6.44; ["] O + H AcO 25e D = -9.2 (c = 1.0, H2O) on 86% ee S-27d. 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt AcO NH2 •HCl (S)-27e (S)-4-(1-aminobut-3-en-1-yl)phenol hydrochloride 27e. p-acetoxybenzaldehyde 25e (0.72 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27e as a white solid (mp 178-180 °C) in 84% yield (0.67 g, 3.4 1 mmol). Spectral data for 27e: H NMR (DMSO, 600 MHz) % 2.55-2.59 (m, 1H), 2.70- 143 2.74 (m, 1H), 4.13 (bs, 1H), 4.98-5.04 (m, 2H), 5.53-5.58 (m, 1H), 6.77-6.79 (m, 2H), 7.27-7.29 (m, 2H), 8.49 (bs, 3H), 9.66 (s, 1H); 13 C NMR (150 MHz, DMSO) % 38.40, 23 53.56, 115.25, 118.56, 127.37, 128.84, 133.07, 157.61; ["] D = -13.3 (c = 1.0, H2O) on 94% ee S-27e. O Br + H 25g Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, Br 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl (S)-27g (S)-1-(3-bromophenyl)but-3-en-1-amine hydrochloride 27g. 3-Bromobenzaldehyde 25g (0.74 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27g as a white solid (mp 233-235 °C) in 83% yield 1 (0.87 g, 3.3 mmol). Spectral data for 27g: H NMR (DMSO, 600 MHz) % 2.58-2.63 (m, 1H), 2.77-2.81 (m, 1H), 4.32 (dd, 1H, J = 8.0 Hz, 5.4 Hz), 4.99-5.04 (m, 2H), 5.56-5.63 (m, 1H), 7.36 (t, 1H, J = 7.8 Hz), 7.53-7.55 (m, 2H), 7.85 (t, 1H, J = 1.8 Hz), 8.83 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.32, 53.18, 119.03, 121.71, 126.83, 130.50, 130.69, 131.27, 132.52, 140.11; Anal calcd for C10H13BrClN: C, 45.74; H, 4.99; N, 23 5.33. Found: C, 45.12; H, 4.46; N, 5.52; ["] 90% ee S-27g. 144 D = -20.2 (c = 1.0, H2O/CH3CN 4:1) on Cl O + H 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar H2N Ar = 3,5-Me2C6H3 22f 25h Cl 2) 2N HCl, THF/H2O, rt NH2 •HCl (S)-27h (S)-1-(2-chlorophenyl)but-3-en-1-amine hydrochloride 27h. 2-Chlorobenzaldehyde 25h (0.62 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27h as a white solid (mp 173-175 °C) in 99% yield 1 (0.86 g, 4.0 mmol). Spectral data for 27h: H NMR (CDCl3, 600 MHz) % 2.74-2.79 (m, 1H), 2.82-2.86 (m, 1H), 4.88 (d, 1H, J = 5.4 Hz), 5.09-5.15 (m, 2H), 5.63-5.70 (m, 1H), 7.26-7.29 (m, 2H), 7.40 (d, 1H, J = 7.8 Hz), 7.68 (d, 1H, J = 7.2 Hz), 8.95 (bs, 3H); 13 C NMR (150 MHz, CDCl3) % 38.22, 51.64, 120.84, 127.60, 127.85, 129.99, 130.05, 130.81, 133.24, 133.54; Anal calcd for C10H13Cl2N: C, 55.06; H, 6.01; N, 6.42. Found: 23 C, 54.60; H, 6.24; N, 6.44; ["] O + H 25i Ar Ar H2N D = -16.0 (c = 1.0, H2O) on 92% ee S-27h. 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl (S)-27i (S)-1-(o-tolyl)but-3-en-1-amine hydrochloride 27i. 2-Tolualdehyde 25i (0.53 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27i as a white solid (mp 174-176 °C) in 90% yield (0.71 g, 3.6 mmol). 1 Spectral data for 27i: H NMR (DMSO, 600 MHz) % 2.31 (s, 3H), 2.60-2.64 (m, 1H), 145 2.78-2.80 (m, 1H), 4.44 (t, 1H, J = 6.0 Hz), 4.99-5.06 (m, 2H), 5.58-5.62 (m, 1H), 7.207.28 (m, 3H), 7.65 (t, 1H, J = 1.2 Hz), 8.68 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 19.15, 38.35, 49.57, 118.95, 126.25, 126.41, 128.13, 130.38, 132.63, 135.80, 135.85; Anal calcd for C11H16ClN: C, 66.83; H, 8.16; N, 7.08. Found: C, 67.05; H, 8.06; N, 7.02; 23 ["] D = -17.4 (c = 1.0, H2O) on 80% ee S-27i. F O + H Br 25j Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt (S)-1-(4-bromo-2-fluorophenyl)but-3-en-1-amine F Br hydrochloride 27j. NH2 •HCl (S)-27j 4-Bromo-2- fluorobenzaldehyde 25j (0.89 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27j as a white solid (mp 158-160 1 °C) in 81% yield (0.89 g, 3.2 mmol). Spectral data for 27j: H NMR (DMSO, 600 MHz) % 2.59-2.64 (m, 1H), 2.80-2.84 (m, 1H), 4.49 (dd, 1H, J = 9.6 Hz, 5.4 Hz), 4.99-5.02 (m, 2H), 5.56-5.63 (m, 1H), 7.51 (dd, 1H, J = 9.0 Hz, 2.4 Hz), 7.59 (dd, 1H, J = 11.2 Hz, 1.8 Hz), 7.73-7.76 (m, 1H), 8.93 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 37.55, 46.58, 118.84 (d, J = 25.8 Hz), 119.31, 122.05 (d, J = 9.8 Hz), 123.95 (d, J = 13.5 Hz), 127.99, 130.49 (d, J = 3.5 Hz), 132.08, 159.52 (d, J = 250 Hz); Anal calcd for C10H12BrClFN: C, 23 42.81; H, 4.31; N, 4.99. Found: C, 42.29; H, 4.12; N, 5.09; ["] on 96% ee S-27j. 146 D = -10.3 (c = 1.0, H2O) O Ar Ar + H 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C H2N 2) 2N HCl, THF/H2O, rt Ar = 3,5-Me2C6H3 22f 25k NH2 •HCl (S)-27k (S)-1-(naphthalen-1-yl)but-3-en-1-amine hydrochloride 27k. 1-Naphthaldehyde 25k (0.68 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27k as a white solid (mp 227-229 °C) in 86% yield (0.80 g, 3.4 1 mmol). Spectral data for 27k: H NMR (DMSO, 600 MHz) % 2.77-2.81 (m, 1H), 2.882.91 (m, 1H), 4.94-5.06 (m, 2H), 5.22 (t, 1H, J = 6.6 Hz), 5.65-5.70 (m, 1H), 7.55-7.62 (m, 3H), 7.90-7.99 (m, 3H), 8.19 (d, 1H, J = 8.4 Hz), 8.85 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.59, 48.69, 119.03, 122.84, 124.33, 125.36, 126.02, 126.72, 128.72, 128.79, 130.38, 132.60, 133.21, 133.73; Anal calcd for C14H16ClN: C, 71.94; H, 6.90; 23 N, 5.99. Found: C, 71.88; H, 6.93; N, 5.93; ["] 23 27k (R configuration, ["] O + H 25l D = -32.5 (c = 1.0, H2O) on 90% ee S60 = + 82.3, c = 1.3, CHCl3 ). Ar Ar H2N D 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl (S)-27l (S)-1-(naphthalen-2-yl)but-3-en-1-amine Hydrochloride 27l. 2-Naphthaldehyde 25l (0.68 g, 4.4 mmol, 1.1 equiv) was reacted according to the general procedure described above to afford product 27l as a white solid (mp 204-205 °C) in 77% yield (0.73 g, 3.1 147 1 mmol). Spectral data for 27l: H NMR (DMSO, 600 MHz) % 2.72-2.76 (m, 1H), 2.85-2.88 (m, 1H), 4.46 (dd, 1H, J = 8.0 Hz, 6.0 Hz), 4.97-5.06 (m, 2H), 5.60-5.65 (m, 1H), 7.537.55 (m, 2H), 7.69 (dd, 1H, J = 7.8 Hz, 2.4 Hz), 7.89-8.00 (m, 4H), 8.80 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 38.34, 54.05, 118.87, 124.91, 126.52, 126.55, 126.96, 127.60, 127.80, 128.30, 132.50, 132.69, 132.78, 134.82; Anal calcd for C14H16ClN: C, 23 71.94; H, 6.90; N, 5.99. Found: C, 71.48; H, 6.55; N, 5.99; ["] D = -8.0 (c = 1.0, H2O) on 80% ee S-27l. NO2 O + H 25m Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f NO2 2) 2N HCl, THF/H2O, rt (S,E)-1-(2-nitrophenyl)hexa-1,5-dien-3-amine hydrochloride NH2 •HCl 27m 27m. (E)-3-(2- nitrophenyl)acrylaldehyde 25m (0.78 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27m as a white solid (mp 147-148 °C) in 1 84% yield (0.86 g, 3.4 mmol). Spectral data for 27m: H NMR (DMSO, 600 MHz) % 2.48-2.51 (m, 1H), 2.61 (s, 1H), 3.97 (bs, 1H), 5.12-5.19 (m, 2H), 5.74-5.81 (m, 1H), 6.25-6.30 (m, 1H), 7.00 (d, 1H, J = 15.6 Hz), 7.56-7.58 (m, 2H), 7.69-7.76 (m, 1H), 7.97 (d, 1H, J = 8.4 Hz), 8.54 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 36.89, 51.70, 118.95, 124.32, 128.40, 128.45, 129.33, 130.42, 131.05, 132.69, 133.63, 147.71. Anal calcd for 23 C12H15ClN2O2: C, 56.58; H, 5.94; N, 11.00. Found: C, 55.69; H, 5.79; N, 10.80; ["] = -18.8 (c = 1.0, H2O) on 95% ee S-27m. 148 D O 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar Ar + H H2N Ar = 3,5-Me2C6H3 22f 25n NH2 •HCl 2) 2N HCl, THF/H2O, rt 27n (S,E)-1-phenylhexa-1,5-dien-3-amine hydrochloride 27n. Cinnamaldehyde 25n (0.58 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27n as a white solid (mp 197-198 °C) in 85% yield (0.71 g, 3.4 mmol). Spectral 1 data for 27n: H NMR (DMSO, 600 MHz) % 2.47-2.50 (m, 1H), 2.60-2.64 (m, 1H), 3.88 (dd, 1H, J = 13.2 Hz, 8.4 Hz), 5.09-5.17 (m, 2H), 5.74-5.78 (m, 1H), 6.22 (q, 1H, J = 16.2 Hz, 7.8 Hz), 6.70 (d, 1H, J = 16.2 Hz), 7.27-7.41 (m, 5H), 8.53 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 37.08, 52.07, 118.81, 125.54, 126.42, 128.23, 128.75, 132.94, 23 133.71, 135.59. ["] O + H 25o D = -1.3 (c = 1.0, H2O/CH3CN 2:1) on 92% ee S-27n. Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl 27o (R)-hept-1-en-4-amine hydrochloride 27o. Butyraldehyde 25o (0.32 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27o as a white solid (mp 195-197 °C) in 81% yield (0.49 g, 3.2 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined 149 organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to 1 further remove H2O until no weight loss was observed. Spectral data for 27o: H NMR (CDCl3, 600 MHz) % 0.92 (t, 3H, J = 7.2 Hz), 1.43- 1.50 (m, 2H), 1.62-1.70 (m, 2H), 2.43-2.50 (m, 2H), 3.21 (bs, 1H), 5.12-5.23 (m, 2H), 5.77-5.82 (m, 1H), 8.31 (bs, 3H); 13 C NMR (150 MHz, CDCl3) % 13.65, 18.64, 34.28, 36.93, 51.88, 120.33, 131.67; Anal calcd for C7H16ClN: C, 56.18; H, 10.78; N, 9.36. Found: C, 55.76; H, 10.31; N, 9.19; 23 ["] D = -3.2 (c = 1.0, H2O/CH3CN 2:3) on 96% ee R-27o. O Ph + H 25p Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, Ph 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl 27p (R)-7-phenylhept-1-en-4-amine hydrochloride 27p. 4-Phenylbutanal 25p (0.66 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27p as a white solid (mp 83-85 °C) in 71% yield (0.64 g, 2.8 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined 150 aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Spectral data for 1 27p: H NMR (DMSO, 600 MHz) % 1.52- 1.56 (m, 2H), 1.62-1.68 (m, 2H), 2.30-2.39 (m, 2H), 2.48-2.57 (m, 2H), 3.13 (bs, 1H), 5.09-5.15 (m, 2H), 5.74-5.80 (m, 1H), 7.15-7.20 (m, 3H), 7.27 (t, 2H, J = 7.2 Hz), 8.17 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 26.27, 23 31.16, 34.81, 36.25, 49.89, 118.85, 125.75, 128.22, 128.27, 133.01, 141.61; ["] D =- 9.8 (c = 1.0, H2O/CH3CN 2:1) on 93% ee R-27p. M H C A q 6 2 e 5 C O Ph + H H 25q Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C NH2 Ph 2 2) 2N HCl, THF/H2O, , (S)-1-phenylpent-4-en-2-amine hydrochloride 27q. 2-Phenylacetaldehyde 25q (0.53 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27q as a light yellow solid (mp 122-123 °C) in 57% yield (0.45 g, 2.3 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Spectral data for 151 1 27q: H NMR (DMSO, 600 MHz) % 2.29 (t, 2H, J = 1.2 Hz), 2.76-2.79 (m, 1H), 2.99-3.04 (m, 1H), 3.39 (bs, 1H), 5.09-5.13 (m, 2H), 5.80-5.85 (m, 1H), 7.23-7.26 (m, 3H), 7.307.33 (m, 2H), 8.28-8.34 (bs, 3H); 13 C NMR (150 MHz, DMSO) % 35.50, 37.53, 51.35, 23 119.17, 126.76, 128.55, 129.34, 132.78, 136.56; ["] D = +12.0 (c = 1.0, H2O) on 90% ee S-27q. O + H 25r Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f NH2 •HCl 2) 2N HCl, THF/H2O, rt 27r (S)-1-cyclohexylbut-3-en-1-amine hydrochloride 27r. Cyclohexanecarbaldehyde 25r (0.50 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27r as a white solid (mp 234-235 °C) in 85% yield (0.64 g, 3.4 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Spectral data for 1 27r: H NMR (DMSO, 600 MHz) % 0.98-1.18 (m, 5H), 1.52-1.71 (m, 6H), 2.30-2.39 (m, 2H), 2.93 (bs, 1H), 5.10-5.19 (m, 2H), 5.78-5.85 (m, 1H), 8.11 (bs, 3H); 152 13 C NMR (150 MHz, DMSO) % 25.54, 25.62, 27.65, 27.78, 33.71, 38.71, 54.62, 118.66, 133.39; Anal calcd for C10H20ClN: C, 63.31; H, 10.63; N, 7.38. Found: C, 62.58; H, 10.02; N, 7.26; 23 ["] D = -5.8 (c = 1.0, H2O) on 90% ee S-27r. O + H 25s Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f 2) 2N HCl, THF/H2O, rt NH2 •HCl 27s (S)-2-methylhex-5-en-3-amine hydrochloride 27s. Isobutyraldehyde 25s (0.32 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27s as a white solid (mp 189-191 °C) in 75% yield (0.45 g, 3.0 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Spectral data for 1 27s: H NMR (CDCl3, 600 MHz) % 1.04 (q, 6H, J = 13.2 Hz, 7.2 Hz), 2.03-2.08 (m, 1H), 2.42-2.49 (m, 2H), 3.01 (bs, 1H), 5.16-5.24 (m, 2H), 5.80-5.84 (m, 1H), 8.34 (bs, 3H); 13 23 C NMR (150 MHz, CDCl3) % 17.71, 18.51, 29.47, 34.22, 57.35, 119.88, 132.17. ["] = +6.2 (c = 1.0, H2O/CH3CN 2:3) on 92% ee S-27s. 153 D O + H 25t Ar Ar H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f NH2 •HCl 2) 2N HCl, THF/H2O, rt 27t (S)-2,2-dimethylhex-5-en-3-amine hydrochloride 27t. Pivalaldehyde 25t (0.38 g, 4.4 mmol) was reacted according to the general procedure described above to afford product 27t as a white solid (mp 178-180 °C) in 94% yield (0.61 g, 3.8 mmol). The difference was that upon completion, THF was removed by rotary evaporation and another 8.0 mL of H2O was added. The mixture was washed with EtOAc (4 x 4 mL) and the combined organic phase was extracted with H2O/CH3CN (10:1 5.5 mL). After removal of CH3CN, H2O phase was then washed with EtOAc (1.0 mL). The combined aqueous phase was concentrated by rotary evaporation and placed under high vacuum (0.5 mm Hg) to further remove H2O until no weight loss was observed. Spectral data for 1 27t: H NMR (DMSO, 600 MHz) % 0.94 (s, 9H), 2.21-2.27 (m, 1H), 2.37-2.49 (m, 1H), 2.80 (d, 1H, J = 4.8 Hz), 5.05-5.19 (m, 2H), 5.88-5.95 (m, 1H), 8.07 (bs, 3H); 23 (150 MHz, DMSO) % 26.15, 33.21, 33.34, 59.39, 118.06, 134.82. ["] H2O) on 73% ee S-27t. 6.1.8 Recrystalization of salt 27o 154 D 13 C NMR = +8.9 (c = 1.0, O H 25o Ar Ar + H2N 1) 5 mol % (R)-VANOL-BOROX 9, 5 mol% benzoic acid, 5 Å MS, m-xylene, 60 °C Ar = 3,5-Me2C6H3 22f NH2 •HCl 2) 2N HCl, THF/H2O, rt Butyraldehyde 25o (0.80 g, 11 mmol) was reacted according to the general procedure described above for the preparation of 27o to afford the product as a white solid in 83% yield (1.26 g, 8.40 mmol). The optical purity of the unpurified 27o was determined to be 93% ee, and ["]23D = -3.5 (c = 1.0, H2O/CH3CN). Compound 27o (0.9 g, 6 mmol) was then purified with crystalization (EtOAc/CH2Cl2 12:1); the mixture was brought to reflux and then cooled down to room temperature to afford a white crystal in 92% yield (0.83 g, 0.55 mmol). The optical purity of the crystalized 27o was determined to be 93% ee, and ["]23D = -3.8 (c = 1.0, H2O/CH3CN) on 93% ee R-27o. 6.1.9 Recycle of amine 22f and VANOL ligand 12 1) NH3, TiCl4, THF MgCl 2) Ar H2N Ar n-Pr , 87% y crystalization (2 steps, one pot) 1) 5 mol% (R)-VANOLBOROX 9, 5 mol% benzoic acid, 5A MS, m-xylene, 60 °C O + recycle of diarylketone Ar organic phase H 22f 25o 2) 2N HCl, THF/H2O, rt 3) EtOAc wash Ar = 3,5-Me2C6H3 1.1 equiv (10 mmol scale) aqueous phase Ar + (R)-VANOL 12, 86% y 28 92% y (recycled) O NH2 •HCl 27o 83% y, 95% ee analytically pure no purification required 155 Butyraldehyde 25o (0.80 g, 11 mmol) was reacted according to the general procedure described above for the preparation of 27o to afford the product as a white solid in 83% yield (1.25 g, 8.3 mmol). The organic phase was dried over Na2SO4, filtered, and concentrated to afford a mixture containing 28. The mixture was then purified by crystallization with hexanes to afford compound 28 in 80% yield from the first crop (1.9 g, 8.0 mmol). The same reaction described above was repeated. The difference was that the mixture containing compound 28 and VANOL 12 was subjected to column chromatography (EtOAc/Hexanes 1:20) to afford ketone 28 in 92% yield (2.2 g, 9.2 mmol) and VANOL 12 in 86% yield (0.19 g, 0.53 mmol). Ketone 28 could be recycled back to amine 22f in 86% yield according to the procedure described for large scale preparation of amine 22f in section C. 6.1.10 Asymmetric synthesis of (R)-Coniine 35 O NH2 •HCl H 2 N NaOH NH2 HN MeOH, NaBH4 (R)-27o, 83% y, 95% ee Ph (R)-32, 80% yield Compound R-27o (0.9 g, 6.0 mmol) was treated with 2N NaOH until the pH reached 13. Then the mixture was extracted with DCM (3 mL x 3). The combined organic phase was dried over Na2SO4, filtered and concentrated to afford crude amine, which was used in the next step without further purification. 156 A solution of the crude amine and benzaldehyde (0.66 g, 6.3 mmol) in MeOH was stirred at room temperature for 16 h. 59 Then NaBH4 (0.34 g, 9.0 mmol) was added and the mixture was stirred for 12 h. The resulting mixture was treated with H2O (5 mL) and 1N NaOH and then extracted with DCM (5 mL x 3). The combined organic phase was dried over Na2SO4 and concentrated. The mixture was purified by column chromatography (EtOAc/Hexanes/TEA 1:6:0.1) to afford compound 32 as a clear viscous oil in 80% yield (0.96 g, 5.0 mmol). Spectral data for 32: Rf = 0.20 1 (EtOAc/Hexanes/TEA 1:6:0.1). H NMR (CDCl3, 500 MHz) % 0.93-0.98 (m, 3H), 1.371.51 (m, 5H), 2.19-2.23 (m, 1H), 2.29-2.65 (m, 1H), 2.66-2.67 (m, 1H), 3.81 (s, 1H), 5.09-5.14 (m, 2H), 5.80-5.85 (m, 1H), 7.25-7.28 (m, 1H), 7.32-7.35 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 14.26, 18.92, 36.24, 38.34, 51.14, 55.96, 117.02, 126.73, 128.08, 1 128.28, 135.79, 140.87. IR (thin film) 3065m, 2957m, 1454, 912m cm- ; HRMS (ES+) 23 calcd for C14H22N m/z 204.1752 (M++1), meas 204.1745. ["] D CH2Cl2) on 96% ee R-32. Br HN Ph THF, 0 °C to reflux NaH (R)-32 N Bn (R)-33, 83% yield 157 = +19.7 (c = 1.0, To a solution of R-32 ( 0.12 g, 0.50 mmol) in THF (5 mL) at 0 °C was added NaH (0.48 mg, 2.0 mmol) and stirred for 30 min. To this mixture was added allyl bromide (73 mg, 0.60 mmol) and nBu4NI (37 mg, 0.10 mmol). 61 The resulting mixture was refluxed for 12 h and then cooled down to room temperature. The reaction was quenched with satd. NH4Cl solution and extracted with ether, washed with H2O and brine. The combined organic phase was dried over Na2SO4, filtered and concentrated. The mixture was purified by column chromatography (acetone/Hexanes/TEA 1:30:0.1) to afford compound 33 as a light yellow oil in 83% yield (0.10 g, 0.42 mmol). Spectral data 1 for 33: Rf = 0.20 (acetone/Hexanes/TEA 1:30:0.1). H NMR (CDCl3, 500 MHz) % 0.84 (t, 3H, J = 8.4 Hz), 1.26-1.32 (m, 2H), 1.42-1.52 (m, 2H), 1.93-1.99 (m, 1H), 2.34-2.40 (m, 1H), 2.65-2.68 (m, 1H), 2.99-3.04 (m, 1H), 3.11-3.15 (m, 1H), 3.52 (d, 1H, J = 14.0 Hz), 3.69 (d, 1H, J = 14.5 Hz), 4.97-5.05 (m, 3H), 5.13-5.17 (m, 1H), 5.75-5.83 (m, 2H), 7.197.22 (m, 1H), 7.27-7.30 (m, 2H), 7.34 (d, 2H, J = 7.5 Hz); 13 C NMR (125 MHz, CDCl3) % 14.17, 20.09, 32.76, 34.31, 52.51, 53.28, 57.85, 115.45, 116.09, 126.53, 128.02, 1 128.64, 137.76, 137.90, 140.93. IR (thin film) 3076m, 2930m, 1641m, 1454, 912m cm- ; 23 HRMS (ES+) calcd for C17H26N m/z 244.2065 (M++1), meas 244.2076. ["] (c = 1.0, CH2Cl2) on 96% ee R-33. 158 D = +27.3 5 mol% Grubb's Cat. II N Bn toluene, 40 °C 10 mol% benzoquinone (R)-33, N Bn (R)-34, 89% yield To a flame-dried 250 mL round bottom flask was added diene R-33 (0.2 g, 0.8 mmol), toluene (80 mL) and benzoquinone (7 mg, 0.08 mmol). Grubb’s second generation catalyst (34 mg, 0.040 mmol) was then added under nitrogen flow and the resulting mixture was stirred at 40 °C for 12 h. Upon completion, the reaction mixture was filtered through a Celite bed and the bed was washed with EtOAc. The resulting crude was concentrated and subjected to purification by column chromatography (acetone/Hexanes/TEA 1:30:0.1) to afford compound 34 as a light yellow oil in 89% yield (0.16 g, 0.72 mmol). Spectral data for 34: Rf = 0.20 (acetone/Hexanes/TEA 1 1:30:0.1). H NMR (CDCl3, 600 MHz) % 0.84 (t, 3H, J = 7.5 Hz), 1.26-1.35 (m, 3H), 1.51-1.54 (m, 1H), 1.82-1.86 (m, 1H), 2.14-2.19 (m, 1H), 2.71-2.74 (m, 1H), 2.90-3.00 (m, 2H), 3.53 (d, 1H, J = 13.0 Hz), 3.62 (d, 1H, J = 13.0 Hz), 5.51-5.53 (m, 1H), 5.645.68 (m, 1H), 7.14-7.17 (m, 1H), 7.21-7.24 (m, 2H), 7.27-7.29 (m, 2H); 13 C NMR (150 MHz, CDCl3) % 14.37, 19.76, 27.99, 31.32, 48.26, 55.52, 56.17, 124.48, 125.03, 126.68, 1 128.13, 128.82, 139.92. IR (thin film) 3026m, 2928m, 1495m, 1095m cm- ; HRMS 23 (ES+) calcd for C15H22N m/z 216.1752 (M++1), meas 216.1762. ["] 1.0, CH2Cl2) on 96% ee R-34. 159 D = +21.7 (c = •HCl Pd(OH)2/C-H2 N Bn N H MeOH, rt (R)-Coniine 35, 81% yield (R)-34, To a 100 mL round bottom flask fitted with a magnetic stir bar was added (R)-34 (0.16 g, 0.76 mmol), Pd(OH)2 (0.47 g, 0.019 mmol, Pd(OH)2 on carbon powder, 20% Pd, ca. 60% moisture) and methanol (30 mL). The flask was then equipped with a 3way valve connected to vacuum and a hydrogen balloon. The flask was opened to vacuum for a few seconds, and then switched to the hydrogen balloon; this manipulation was repeated three times. The reaction mixture was allowed to stir at room temperature for 12 h. It was then filtered through a Celite pad and the pH of the filtrate was adjusted to 2 with 2N HCl. Then the resulting mixture was concentrated and the residual was dissolved in 10 mL of H2O, washed with ether (3x3 mL) and concentrated 23 to give (R)-Coniine as a white solid (mp 215-216 °C, lit. 215-216°C) which was further dried at 40 °C under vacuum until no weight loss was observed in 76 % yield (91 mg, 0. 1 58 mmol). Spectral data for 35: H NMR (DMSO, 500 MHz) % 0.86 (t, 3H, J = 7.0 Hz), 1.29-1.49 (m, 5H), 1.59-1.82 (m, 5H), 2.79 (q, 1H, J = 22.5 Hz, 11 Hz), 2.93 (bs, 1H), 3.15 (d, 1H, J = 12.5 Hz), 8.44 (d, 2H, J =9.3 Hz); 13 C NMR (125 MHz, DMSO) % 13.71, 23 17.78, 21.71, 21.78, 27.76, 34.91, 43.68, 55.37. ["] R-35. Supporting information for chapter 3 160 D = -6.7 (c = 0.6, EtOH) on 96% ee All experiments were performed under an argon atmosphere. Flasks were flamedried and cooled under argon before use. All solvents were dried appropriately if used in the reaction. VANOL ligand is commercially available from Aldrich as well as Strem Chemicals. If desired, it could be purified using column chromatography on regular silica gel with 2:1 dichloromethane/hexanes. Phenol was sublimed and stored in a dry desiccator. Solid aldehydes were sublimed before use. Liquid aldehydes were distilled before use. 11 1 B NMR, H NMR and 13 C NMR were recorded on a Varian 300 MHz, VXR-500 MHz or VXR-600 MHz instrument in CDCl3 or toluene-d8 unless otherwise noted. For 1 toluene-d8, toluene was used as the internal standard for both H NMR (! = 2.09) and 13 1 C NMR (! = 20.4). For CDCl3, CHCl3 was used as the internal standard for both H NMR (! = 7.24) and 13 C NMR (! = 77.0). The silica gel for column chromatography was purchased from Sorbent Technologies with the following specifications: standard grade, 2 60 Å porosity, 230 X 400 mesh particle size, 500-600 m /g surface area and 0.4 g/mL bulk density. Analytical thin-layer chromatography (TLC) was performed on silica gel plates with F-254 indicator. Visualization was by short wave (254 nm) and long wave (365 nm) ultraviolet light, or by staining with phosphomolybdic acid in ethanol. HPLC analyses were carried out using a Varian Prostar 210 Solvent Delivery Module with a Prostar 330 PDA Detector and a Prostar Workstation. Optical rotation was obtained on a Perkin-Elmer 341 polarimeter at a wavelength of 589 nm (Sodium D line) using a 1.0 decimeter cell with a total volume of 1.0 mL. 161 6.2.2 General procedure for the preparation of the imines – Illustrated for the synthesis of (E)-N-(4-bromobenzylidene)-1,1-bis(3,5-dimethylphenyl)but-3-en-1amien 36 O H MgSO4, DCM + H2N Br 25c N 5 mol% benzoic acid, rt 22f Br 36 To a flame-dried 50 mL round bottomed flask filled with argon was added MgSO4 (24 g, 0.20 mmol) and 240 mL dry CH2Cl2. This was followed by the addition of 1,1bis(3,5-dimethylphenyl)but-3-en-1-amine 22f (16.7 g, 60.0 mmol, 1 equiv). After stirring for 5 minutes, p-bromobenzaldehyde (13.3 g, 72.0 mmol, 1.1 equiv) was added, followed by the addition of 5 mol% benzoic acid (0.37 g, 3.0 mmol). The reaction mixture was stirred for 48 h at room temperature. Thereafter, the reaction mixture was filtered through a Celite bed and the Celite bed was washed with CH2Cl2. The filtrate was then concentrated by rotary evaporation and placed under high vacuum (0.05 mm Hg) for 1 h to give the crude imine 36 as a light yellow solid which was purified by crystallization with pure hexanes to give a white solid (mp. 147-148°C) in 95% yield 1 (25.4 g, 57 mmol). Spectral data for 36: H NMR (CDCl3, 500 MHz) % 2.28 (s, 12H), 3.08-3.09 (d, 2H, J = 5.0 Hz, 4.92-4.96 (m, 2H), 5.72-5.76 (m, 1H), 6.86 (s, 2H), 6.93(s, 4H), 7.52-7.54(d, 2H, J = 8.5 Hz), 7.65-7.67 (d, 2H, J =8.0 Hz), 7.76 (s, 1H); 13 C NMR (125 MHz, CDCl3) % 21.56, 46.76, 71.93, 117.20, 124.74, 126.16, 128.17, 129.75, 162 131.65, 134.79, 135.96, 137.13, 146.08, 158.35. IR (thin film) 2916, 1643, 1599, 1485 1 cm- ; HRMS (ES+) calcd for C27H29NBr m/z 446.1483 (M++1), meas 446.1504. O H MgSO4, DCM + H2N N 5 mol% benzoic acid, rt 39 ((E)-N-benzylidene-1,1-bis(3,5-dimethylphenyl)butan-1-amine 39. 1,1-bis(3,5- dimethylphenyl)butan-1-amine (0.32 g, 1.1 mmol) was reacted according to the general procedure described above to afford the crude imine 39 as a light yellow solid. Crystallization with hexanes afforded 39 in 76% isolated yield (0.31 g, 0.84 mmol) as 1 white solid (mp 124-125 °C). Spectral data for 39: H NMR (CDCl3, 300 MHz) % 0.810.88 (t, 3H, J=7.5 Hz), 1.22-1.30 (m, 2H), 2.19-2.27 (m, 2H), 2.27 (s, 12H), 6.84 (s, 2H), 6.95 (s, 4H), 7.37-7.42 (m, 3H), 7.77-7.81 (m, 3H); 13 C NMR (75 MHz, CDCl3) % 14.78, 17.51, 21.60, 45.22, 71.92, 126.18, 127.85, 128.25, 128.43, 130.27, 136.95, 147.19, 1 159.01; IR (thin film) 3005, 2957, 1640, 1601, 1450 cm- . 6.2.3 Preparation of amine 1,1-bis(3,5-dimethylphenyl)butan-1-amine (Boc)2O, Et3N H2N THF, reflux 22f 163 BocHN To a flame-dried 100 mL round bottomed flask was added 1,1-bis(3,5dimethylphenyl)but-3-en-1-amine (1.1 g, 4.0 mmol) and 40 mL of dry THF. This was followed by addition of (Boc)2O (1.6 g, 6.6 mmol) and triethylamine (1.2 g, 12 mmol). The mixture was heated to reflux for 48 h. Upon completion, THF was removed by rotary evaporation and the residue was dissolved in EtOAc (20 mL) , washed with H2O (5 mLx3), dried over Na2SO4 , filtered and concentrated by rotary evaporation. The crude material was purified by column chromatography (hexanes/EtOAc 12:1) to give the product tert-butyl (1,1-bis(3,5-dimethylphenyl)but-3-en-1-yl)carbamate in 95% yield 1 (1.4 g, 3.8 mmol) as a colorless viscous oil. Spectral data for the product: H NMR (CDCl3, 300 MHz) % 1.32 (bs, 9H), 2.27 (s, 12H), 3.28 (bs, 2H), 5.04-5.16 (m, 2H), 5.33 (bs, 1H), 6.83 (s, 2H), 6.93 (s, 4H); 13 C NMR (75 MHz, CDCl3) % 21.55, 27.39, 28.19, 63.27, 79.21, 118.63, 124.30, 128.22, 134.15, 137.29, 145.24; IR (thin film) 3007, 2978, 1 1732, 1698, 1483 cm- ; mass spectrum, m/z (% rel intensity) 379 M+ (0), 339 (1.91), 238 (100). SO2NHNH2 + NO2 BocHN Et3N, DCM rt BocHN NBSH To a flame-dried 100 mL round bottomed flask was added tert-butyl (1,1-bis(3,5dimethylphenyl)but-3-en-1-yl)carbamate (1.4 g, 3.8 mmol) and 20 mL of dry DCM. This was followed by addition of NBSH 62 (4.18 g, 19.0 mmol) and triethylamine (5.5 mL, 38 164 mmol) at room temperature. White suspension was formed in the flask, which then disappeared after 5 h to give a clear orange solution. Upon completion, silica gel (5 g) was added to the reaction mixture. DCM was removed by rotary evaporation. The residue was directly loaded to a column and eluted with EtOAc/hexanes (1:15) to afford the product tert-butyl (1,1-bis(3,5-dimethylphenyl)butyl)carbamate in 88% yield (1.2 g, 1 3.3 mmol) as an off-white solid (mp 135-136°C). Spectral data for the product: H NMR (CDCl3, 300 MHz) % 0.89-0.94 (t, 3H, J = 7.2 Hz), 1.15-1.28 (m, 2H), 1.32 (bs, 9H), 2.26 (s, 12H), 2.47 (bs, 2H), 5.35 (bs, 1H), 6.80 (s, 2H), 6.90 (s, 4H); 13 C NMR (75 MHz, CDCl3) % 14.35, 17.43, 21.55, 28.20, 63.81, 124.13, 128.02, 137.19, 146.08, 162.20; IR 1 (thin film) 3281, 3005, 2964, 1734, 1691cm- . mass spectrum, m/z (% rel intensity) 381 M+ (0), 339 (1.67), 238 (100). Na-OtBu BocHN THF/H2O, rt H2N To a flame-dried 10 mL round bottomed flask was added tert-butyl (1,1-bis(3,5dimethylphenyl)butyl)carbamate (74 mg, 0.2 mmol) and 1.0 mL of dry THF. This was t followed by addition of H2O (3.6 µL, 0.2 mmol) and Na-O Bu (58 mg, 0.6 mmol) at room t temperature. The mixture turned purple after addition of Na-O Bu, then became brown upon heat at 70°C for 5 min. Thereafter, the mixture was refluxed for 6 h. Upon completion, solvent was removed by rotary evaporation. The residue was purified with column chromatography with EtOAc/hexanes (1:6) to afford the product in 66% yield (37 165 1 mg, 0.13 mmol) as a viscous oil. Spectral data for the product: H NMR (CDCl3, 500 MHz) % 0.90-0.93 (t, 3H, 7.5 Hz), 1.18-1.21 (m, 2H), 1.71 (bs, 2H), 2.11-2.14 (m, 2H), 2.28 (s, 12H), 6.83 (s, 2H), 6.96 (s, 4H); 13 C NMR (125 MHz, CDCl3) % 14.59, 17.46, 21.51, 45.08, 60.67, 124.31, 127.72, 137.23, 148.98; IR (thin film) 3005, 2957, 1599, 1 1450 cm- . mass spectrum, m/z (% rel intensity) 281 M+ (0), 266 (7.89), 223 (100). 6.2.4 Probing the role of benzoic acid additive in the aza-Cope rearrangement I. Benzoic acid equivalent study Ar Ar N 10 mol% (S)-VANOLBOROX catalyst n mol% benzoic acid toluene, 60 °C, 18 h Ar = 3,5-dimethylphenyl 23f Ar N Ar 24f Preparation of the catalyst stock solution. A 50 mL Schlenk flask was flame dried under high vacuum and cooled under a low flow of Nitrogen. To the flask was added sequentially (S)-VANOL (44 mg, 0.1 mmol), phenol (19 mg, 0.2 mmol), dry toluene (2.0 mL), BH3•SMe2 (2 M solution in toluene, 150 µL, 0.3 mmol) and water (5.4 µL, 0.3 mmol) under a low flow of Nitrogen. The threaded Teflon valve on the Schlenk flask was then closed, and the mixture heated at 100 °C for 1 h. The valve was carefully and slowly opened to gradually apply high vacuum (0.1 mm Hg) and the solvent was removed. The vacuum was maintained for a period of 30 min at 100 °C. The flask was then removed from the oil bath and allowed to 166 cool to room temperature under a low flow of Nitrogen. This was then completely dissolved in 2 mL of dry toluene to afford the stock solution of the catalyst. The Aza-cope rearrangement – Illustrated with 1 equivalent of benzoic acid with respect to (S)-VANOL-BOROX catalyst. A 5 mL Schlenk test tube fitted with a threaded Teflon valve and a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Nitrogen. To the test tube was then added imine 23f (37 mg, 0.10 mmol, 1 equiv), toluene (0.1 mL) and 0.20 mL of the catalyst stock solution (10 mol% catalyst) via a plastic syringe fitted with a metallic needle. At the same time, to an oven-dried 5 mL vial was added benzoic acid (24 mg, 0.2 mmol) and toluene (1 mL). Then 50 µL of the benzoic acid stock solution (10 mol%) was transferred to the above catalyst-imine complex via a plastic syringe fitted with a metallic needle. After addition of the rest of the toluene (0.15 mL), the Schlenk test tube was closed and the reaction was stirred at 60 °C for 18 h. Upon completion, the reaction mixture was directly loaded to a silica gel column (2 cm x 20 cm) with a pipette. Purification with flash column chromatography (1:30 EtOAc/hexanes) was complete in 5 min and gave the rearrangement product 24f as a white solid in 81% yield (30 mg, 0.081 mmol). The optical purity of 24f was determined to be 72% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol 99.7:0.3, 222 nm, flow rate 1 0.3 mL min- ). The above described reaction was then carried out with 0, 0.1, 0.5, 1.5, 2.0, 4.0, and 6.0 equivalent of benzoic acid with respect to (S)-VANOL-BOROX catalyst. The data was presented in table 1. 167 Table 1. Study of Equivalent of Benzoic Acid a b c n Entry %Yield %ee 1 0 77 25 2 1 80 40 3 5 85 69 4 10 81 72 5 15 81 72 6 20 83 70 7 40 84 68 8 60 84 66 a. Catalyst made from 1equiv ligand, 3 equiv BH3.SMe2, 2 equiv phenol and 3equiv H2O at 100 °C for 1h, followed by full vacuum, 100 °C, 30 min. HPLC analysis. b. Isolated yield. c. Chiral II. Reaction rate study with/without benzoic acid Ar Ar N 10 mol% (S)-VANOLBOROX catalyst with or without benzoic acid m-xylene, 60 °C Ar = 3,5-dimethylphenyl 23f Ar N Ar 24f Catalyst stock solution was prepared as described in 6.2.4, except that the catalyst was dissolved in m-xylene, which was used for the rate study thereafter. A 5 mL Schlenk test tube fitted with a threaded Teflon valve and a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Nitrogen. To the test tube was then added imine 23f (37 mg, 0.10 mmol, 1 equiv), m-xylene (0.1 mL) and 0.20 mL of the catalyst stock solution (10 mol% catalyst) via a plastic syringe fitted with a metallic needle. At the same time, to an oven-dried 5 mL vial was added benzoic acid (24 mg, 0.2 mmol) and m-xylene (1 mL). Then 50 µL of the benzoic acid stock solution (10 mol%) was transferred to the above catalyst-imine complex via a plastic 168 syringe fitted with a metallic needle. After addition of the rest of the m-xylene (0.15 mL), the Schlenk test tube was closed and the reaction was stirred at 60 °C. After 30 minutes, 50 µL of the reaction mixture was taken and quickly striped of solvent under full vacuum, and the residue was then dissolved in 0.7 mL of CDCl3 for NMR analysis. 1 H NMR was taken on a VXR-500 MHz instrument. Conversion was calculated to be 35% based on the integrals of the allyl-CH2 of the starting material and methine of the 1 product. Thereafter, sample was prepared and subjected to H NMR analysis after 1 h, 4 h, and 8 h. The same study was also performed without benzoic acid. The data was listed in table 2. Table 2. Effects of benzoic acid on reaction rate a Additive time (h) conver.(%)b Entry 1 10 mol% benzoic acid 0.5 35 2 10 mol% benzoic acid 1 50 3 10 mol% benzoic acid 4 77 4 10 mol% benzoic acid 8 91 5 10 mol% benzoic acid 20 100 6 none 0.5 25 7 none 1 35 8 none 4 52 9 none 8 65 10 none 20 82 Pre-catalyst was prepared by heating 0.050 mmol VANOL ligand, 0.15 mmol BH3!SMe2, 0.10 mmol 2, 4, 6- trimethylphenol, and 0.15 mmol H2O in 2 mL toluene at 100 °C for 1 h followed by removal of volatiles at 100 °C for 0.5 h at 0.1 mm Hg. III. Aza-Cope rearrangement with tetrabutylammonium benzoate and methyl benzoate 169 Catalyst stock solution was prepared as described in 6.2.4, except that the catalyst was dissolved in m-xylene, which was used for the aza-Cope rearrangement with tetrabutylammonium benzoate. Ar Ar N 10 mol% (S)-VANOLBOROX catalyst Ar 10 mol% tetrabutylamonium benzoate m-xylene, 60 °C, 72 h Ar = 3,5-dimethylphenyl 23f N Ar 2N HCl THF/H2O then NaOH NH2 27f 24f A 5 mL Schlenk test tube fitted with a threaded Teflon valve and a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Nitrogen. To the test tube was then added imine 23f (37 mg, 0.10 mmol, 1 equiv), m-xylene (0.1 mL) and 0.20 mL of the catalyst stock solution (10 mol% catalyst) via a plastic syringe fitted with a metallic needle. At the same time, to an oven-dried 5 mL vial was added tetrabutylammonium benzoate (73 mg, 0.2 mmol) and m-xylene (1 mL) and the mixture was heated with a heat gun until tetrabutylammonium benzoate dissolved. Then 50 µL of the warm tetrabutylammonium benzoate stock solution (10 mol%) was transferred to the above catalyst-imine complex via a plastic syringe fitted with a metallic needle. After addition of the rest of the m-xylene (0.15 mL), the Schlenk test tube was closed and the reaction was stirred at 60 °C. The reaction turned bright yellow after addition of tetrabutylammonium benzoate; white precipitates then quickly formed in the tube and the mixture turned off-white. The reaction mixture was stirred for 3 days at 60 °C. Upon completion, the reaction mixture was directly loaded to a silica gel column (2 cm x 20 cm) with a pipette. Purification with flash column chromatography (1:30 EtOAc/hexanes) 170 was complete in 5 min and gave the rearrangement product 24f as a white solid in 82% yield (30 mg, 0.082 mmol). The product was then dissolved in 0.4 mL THF followed by the addition of 0.2 mL of 2N HCl. Hydrolysis was complete in 6 h and THF was then removed by rotary evaporation. Another 1 mL of H2O was added to the residue and the aqueous phase was washed with EtOAc (0.2 mL X 3). The aqueous phase was then treated with 10% NaOH solution until pH reached 12. The mixture was extracted with DCM (0.5 mL X 3) and the combined organic phase was dried over Na2SO4 and filtered. The optical purity of 27f was determined to be 72% ee by HPLC analysis (Chiralcel OD-H column, hexanes:2-propanol:diethylamine 95:5:0.05, 222 nm, flow rate 1 1.0 mL min- ). Retention times were 3.8 min (major enantiomer, (R)-27f) and 4.8 min (minor enantiomer, (S)-27f). Ar Ar N 10 mol% (S)-VANOLBOROX catalyst Ar N 10 mol% methyl benzoate m-xylene, 60 °C, 72 h Ar 2N HCl NH2 THF/H2O then NaOH 27f Ar = 3,5-dimethylphenyl 24f 23f Aza-Cope rearrangement was carried out with methyl benzoate according to the procedure described for tetrabutylammonium benzoate. However, color change after addition of methyl benzoate was not observed (Reaction mixture turned bright yellow after addition of benzoic acid or tetrabutylammonium benzoate). Purification with column afforded the ketimine product 24f in 72% yield (27 mg, 0.72 mmol). The optical purity of 27f was determined to be 28% ee by HPLC analysis (Chiralcel OD-H column, 171 1 hexanes:2-propanol:diethylamine 95:5:0.05, 222 nm, flow rate 1.0 mL min- ). Retention times were 5.4 min (major enantiomer, (S)-27f) and 4.1 min (minor enantiomer, (R)27f). 6.2.6 Experimental 13 C Kinetic Isotope Effects I. KIEs from Starting Material Analysis NH2 O Ar N a oic Ar H Ar cid 2 N HCl 2:1 THF:water, nz be X 9 Br RT ut ol% RO ho O 37 wit 5 m L-B h/ O e reaction stopped at ~80 % wit AN xylen - oC )-V conversion of 36 m 0 (R 6 Ar 36 Ar = 3,5-Me2Ph 27c Ar H2N Br 25c Ar Ar Ar O 22f 28 compare 13C isotopic N C6H4p-Br Br content 2 N HCl 2:1 THF:water, RT quantitative hydrolysis for NMR standard Ar H2N O Ar 22f H Br 25c (R)-VANOL-BOROX Catalyst was prepared as described in 6.2.4, except that 2,4,6trimethylphenol was used. Preparation of standard starting amine 22f. To a 25 mL round bottomed flask was added imine 36 (0.89 g, 2.0 mmol), THF (8.0 mL) and 2N HCl (4.0 mL). Hydrolysis was finished overnight and THF was then removed. To the residue was added another 10 mL of H2O and the aqueous phase was washed with ether (4 mL x 4). The aqueous phase was then treated with NaOH to adjust pH to 13 and extracted with DCM (5 mL x 3). The combined organic phase was dried over Na2SO4, filtered and concentrated by 172 rotary evaporation to give the pure starting amine as a white solid in 75% yield (0.42 g, 1.5 mmol). Recycle of sample starting amine with benzoic acid. Imine 36 (3.3 g, 7.5 mmol), from the same batch as the imine used to prepare the standard starting amine, was subjected to aza-Cope rearrangement according to the general procedure described in 6.2.4 except that 5 mol% catalyst and benzoic acid were used. When the reaction reached 72% conversion after 6 h, m-xylene was removed under full vacuum at 60°C. 1 The residue was dissolved in 30 mL THF, and 0.1 mL of the mixture was taken for H NMR analysis to determine the real conversion of the aza-Cope rearrangement after 1 removal of m-xylene. The actual conversion was determined to be 74% by H NMR analysis. Thereafter, 15 mL of 2N HCl was added, and hydrolysis was finished in 12 h, followed by the addition of 1N NaOH until the pH reached 13. The reaction mixture was then extracted with DCM (8 mL x 3), and the organic phase was combined and concentrated by rotary evaporation. The residue was purified by column chromatography (EtOAc/hexanes 1:40 then EtOAC/hexanes/triethylamine 1:6:0.07) to give pure starting amine in 72% yield (0.38 g, 1.4 mmol) as a white solid. Recycle of sample starting amine without benzoic acid. Imine 36 (3.3 g, 7.5 mmol), from the same batch as the imine used to prepare the standard starting amine, was subjected to aza-Cope rearrangement according to the general procedure described above except that benzoic acid was not added to the reaction mixture. Reaction was stopped at 70% conversion and 0.41 g of pure starting amine (1.5 mmol) was obtained as a white solid. 173 NMR Sample preparation for experimental 13 C Kinetic Isotope Effect study. Starting amine (250 mg, 0.9 mmol) was dissolved in 0.3 mL of CDCl3 in a small vial and the mixture was transferred to a clean NMR tube. The vial was washed with another 0.2 mL of CDCl3 and the solution was transferred to the NMR tube as well. Thereafter, the NMR tube was filled up to exact 5.0 CM by adding CDCl3 slowly with a 0.5 mL syringe. The sample was shaken carefully to get a homogeneous sample which will be used in the experimental 13 C Kinetic Isotope Effect study. II. KIEs from Product Analysis NH2 O Ar N ac oic Ar H Ar id 2 N HCl z 2:1 THF:water, 9 en RT t b l% OX Br R ou ith 5 mo -BO 37 L h/w NO lene reaction stopped at ~80 % wit VA xy )conversion of 36 m- 0 o C (R 6 Ar 36 Ar = 3,5-Me2Ph 27c Ar H2N Br 25c Ar Ar Ar O 22f 28 compare 13C isotopic N C6H4p-Br Br content 2 N HCl 2:1 THF:water, RT quantitative hydrolysis for NMR standard Ar H2N O Ar 22f H Br 25c (R)-VANOL-BOROX Catalyst was prepared as described in 6.2.4, except that 2,4,6trimethylphenol was used. Synthesis of standard product amine 27c and diaryl ketone 28. Imine 36 (1.34 g, 3.00 mmol) was subjected to aza-Cope rearrangement according to the general procedure described in 6.2.4. Upon completion, m-xylene was removed under reduced 174 pressure. The residue was dissolved in 8 mL of THF and 4 mL of 2N HCl for hydrolysis. Hydrolysis was complete in 6 h, and THF was then removed by reduced pressure. Another 10 mL of H2O was added, the aqueous phase was washed with EtOAc (4 mL x 4). The combined organic phase was dried over Na2SO4, filtered and concentrated to give a yellow solid which was purified by crystallization with pure hexanes to afford the pure product diaryl ketone in 59% yield (1 st crop, 0.42 g, 1.76 mmol). The aqueous phase was basified with 1N NaOH to pH = 12, and extracted with DCM (4 mL x 4). The combined organic phase was dried over Na2SO4, filtered and concentrated to give pure product amine 27c in 72% yield (0.49 g, 2.2 mmol) as a viscous oil. Synthesis of standard product amine 27c and diaryl ketone 28 with benzoic acid. Imine 36 (5.3 g, 12 mmol), from the same batch as the imine used to prepare the standard product amine, was subjected to aza-Cope rearrangement according to the general procedure described in 6.2.4. m-Xylene was removed under full vacuum at 60°C after the reaction mixture was stirred for 1 h. The residue was dissolved in 32 mL 1 THF, and 0.1 mL of the mixture was taken for H NMR analysis to determine the real conversion of the aza-Cope rearrangement after removal of m-xylene. The actual 1 conversion was determined to be 17% by H NMR analysis. Thereafter, 16 mL of 2N HCl was added, and hydrolysis was finished in 12 h, followed by the addition of 1N NaOH until the pH reached 12. The reaction mixture was then extracted with DCM (8 mL x 3), and the organic phase was combined, dried over Na2SO4, filtered and concentrated by rotary evaporation. The 175 residue was purified by column chromatography (EtOAc/hexanes 1:20 then 1:3). A mixture of product ketone, parabromobenzaldehyde and a newly formed imine due to the condensation of product amine 27c and para-bromobenzaldehyde was collected, which was subjected to hydrolysis with THF (32 mL) and 2N HCl (16 mL). Upon completion, THF was removed and the aqueous layer was washed with EtOAc (5 mL x 4). The aqueous phase was basified to pH = 12 with 1N NaOH, and extracted with DCM, dried over Na2SO4, filtered and concentrated to give the pure product amine 27c as a viscous oil in 76% yield (0.330 g, 1.55 mmol). The combined EtOAc phase was then dried over Na2SO4, filtered and concentrated. para-Bromobenzaldehyde was removed under vacuum, and the residue was purified by crystallization with hexanes to give the product diaryl ketone as an off-white solid in 71% yield (0.340 g, 1.42 mmol). Synthesis of standard product amine 27c and diaryl ketone 28 without benzoic acid. Imine 36 (5.3 g, 12 mmol), from the same batch as the imine used to prepare the standard product amine and diaryl ketone, was subjected to aza-Cope rearrangement according to the general procedure described above except that benzoic acid was not added to the reaction mixture. Reaction was stopped at 20% conversion and 0.3 g of pure product amine 27c (1.41 mmol) was obtained as a viscous oil. Diaryl ketone was obtained as an off-white solid in 63% yield (0.36 g, 1.51 mmol). NMR Sample preparation for experimental 13 C Kinetic Isotope Effect study. Sample for NMR analysis was prepared following the procedure described in part I of 6.2.6. 6.2.7 NMR study 176 25 mol% (S)-VANOLBOROX catalyst 25 mol% benzoic acid -1-13C N toluene-d8 (0.7 mL) 13C NMR, 11B NMR 39 0.2 mmol (S)-VANOL-BOROX Catalyst (0.25 mmol) was prepared as described in 6.2.4, and the catalyst was dissolved in 3.0 mL of toluene-d8. A flame-dried quartz NMR tube was charged with 0.6 mL of the catalyst stock 1 solution (0.05 mmol), and imine 39 (73 mg, 0.02 mmol) was added as a solid. H NMR, 13 C NMR, 11 13 B NMR were taken at room temperature and 60°C. Benzoic acid-!- C 1 was added in toluene-d8 solution (0.05 mmol, 0.1 mL). H NMR, 13 C NMR, 11 B NMR were taken at room temperature and 60°C. 6.2.8 Kinetic experiment N 10 mol% (R)-VANOLBOROX catalyst 10 mol% benzoic acid Ar N Ar toluene-d8 (0.7 mL) 24f 23f (R)-VANOL-BOROX Catalyst (0.1 mmol) was prepared as described in 6.2.4, and the catalyst was dissolved in 2 mL of toluene-d8. Imine 3 (0.22 g, 0.6 mmol) was dissolved in 1.2 mL of toluene-d8; benzoic acid (25 mg, 0.2 mmol) was dissolved in 1 177 mL of toluene-d8; triphenylmethane (73 mg, 0.3 mmol), as an internal standard, was dissolved in 0.3 mL of toluene-d8. (R)-VANOL-BOROX Catalyst (0.01 mmol, 0.2 mL of catalyst stock solution) and benzoic acid (0.01 mmol, 0.05 mL of acid stock solution) and triphenylmethane (0.005 mmol, 0.05 mL of triphenylmethane stock solution) were transferred to a flame-dried NMR tube, followed by addition of imine 23f (37 mg, 0.2 mL of imine stock solution). The NMR tube was then filled with toluene-d8 till the total volume reached 0.7 mL. The reaction was warmed to 60 °C in the NMR probe, and the formation of product was 1 monitored by H NMR analysis. Plot of Kobs vs. [benzoic acid] (R)-VANOL-BOROX Catalyst (0.01 mmol, 0.2 mL of catalyst stock solution), triphenylmethane (0.005 mmol, 0.05 mL of triphenylmethane stock solution) and imine 23f (37 mg, 0.2 mL of imine stock solution) with varying 1 benzoic acid in 0.7 mL of toluene-d8 at 60 °C. Conversions were determined by H NMR analysis. Supporting information for chapter 4 6.3.1 General information All experiments were performed under a nitrogen atmosphere. Flasks were flamedried and cooled under nitrogen before use. All solvents were dried appropriately if used in the reaction. VANOL ligand is commercially available from Aldrich as well as Strem Chemicals. If desired, it could be purified using column chromatography on regular silica gel with 2:1 dichloromethane/hexanes. Phenol was sublimed and stored in a dry desiccator. Liquid aldehydes were either used as purchased from Aldrich or distilled 178 before use. (R)-methyl 3-hydroxybutanoate was used as purchased from Aldrich with 98% optical purity. (S)-methyl 2-hydroxypropanoate was used as purchased from Aldrich with 96% optical purity. 6.3.2 Preparation of chiral aldehydes Typical procedure for preparation of 46a and c-d – Illustrated for synthesis of (R)3-((tert-butyldimethylsilyl)oxy)butanal 46a OH O TBSCl, imidazole TBSO OCH3 O DIBAL-H OCH3 DMF, 0 °C to 25 °C ether, -78°C TBSO O H 46a To a flame-dried 100 mL round-bottomed flask, fitted with a magnetic stirrer and a nitrogen balloon was added (R)-methyl 3-hydroxybutanoate (98% ee, 0.96 g, 8.0 mmol) and DMF (20 mL). The mixture was cooled down to 0 °C, then TBSCl (1.44 g, 9.60 mmol) and imidazole (0.680 g, 9.60 mmol) were added. Stirring was continued at room temperature for 24 h. Upon completion, the mixture was charged with brine (60 mL) and stirred for 5 minutes at room temperature. The resulting solution was then extracted with hexanes (60 mL x 3). The combined organic layer was dried over Na2SO4, filtered and concentrated under reduced pressure. Purification of the product by column chromatography on silica gel (1:25 EtOAc/hexanes) gave the pure ester (R)-methyl 3((tert-butyldimethylsilyl)oxy)butanoate as a clear oil in 89% isolated yield (1.6 g, 7.1 mmol). Rf = 0.4 (1:25 ethyl acetate /hexanes). Spectral data: 1 H NMR (500 MHz, CDCl3) % 0.013 (s, 3H), 0.035 (s, 3H), 0.84 (s, 9H), 1.16-1.17 (d, 3H, J = 6.0 Hz), 2.35 (dd, 1H, J = 14.5, 5.5 Hz), 2.46 (dd, 1H, J = 14.5, 7.5 Hz), 3.64 (s, 3H), 4.24-4.26 (m, 179 1H); 13 C NMR (125 MHz, CDCl3) % -5.08, -4.54, 17.93, 23.93, 25.70, 44.74, 51.37, 65.84, 172.04. The data matches that reported for this compound. 63 To a flame-dried 250 mL round-bottomed flask, fitted with a magnetic stirrer and a nitrogen balloon was added (R)-methyl 3-((tert-butyldimethylsilyl)oxy)butanoate (2.0 g, 8.9 mmol) and ether (30 mL). The mixture was cooled to –78 °C and DIBAL-H (5.40 mL, 13.5 mmol) was added dropwise over a period of 4 minutes. The mixture was then stirred at –78 °C for 2 h. Upon completion, the mixture was quenched with a mixture of methanol and water (3.0 mL, 1:1 V/V), diluted with ether (40 mL) at –78 °C. The flask was then allowed to warm up to room temperature. The mixture was stirred with saturated potassium sodium tartrate solution until it became clear two layers. The organic layer was separated and the aqueous layer washed with ether (30 mL x 3). The combined organic layer was dried over Na2SO4, filtered and concentrated under reduced pressure. Purification of the product by column chromatography on silica gel (1:15 EtOAc/hexanes) gave the pure aldehyde (R)-46a as a clear oil in 71% isolated yield (1.2 g, 6.3 mmol). Rf = 0.2 (1:15 ethyl acetate /hexanes). Spectral data for (R)64 1 46a : H NMR (500 MHz, CDCl3) % 0.04 (s, 3H), 0.06 (s, 3H), 0.85 (s, 9H), 1.21 (d, 3H, J = 6.0 Hz), 2.41-2.55 (m, 2H), 4.31-4.35 (m, 1H), 9.78 (t, 1H, J = 2.0 Hz). 13 C NMR (125 MHz, CDCl3) % -4.95, -4.39, 17.94, 24.17, 25.71, 52.99, 64.55, 202.16. The data matches that reported for this compound. 64 180 OH O TBDPSCl, imidazole TBDPSO OCH3 O DIBAL-H OCH3 DMF, 0 °C to 25 °C ether, -78°C TBDPSO O H 46c (R)-3-((tert-butyldiphenylsilyl)oxy)butanal 46c: (R)-methyl 3-hydroxybutanoate (98% ee, 0.24 g, 2.0 mmol) was reacted according to the general procedure described above with the exception that TBDPSCl (0.66 g, 2.4 mmol) was added for the preparation of silyl protected ester. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure ester as a clear oil in 84% isolated yield 65 1 (0.66 g, 1.8 mmol). Rf = 0.40 (1:15 ethyl acetate /hexanes). Spectral data : H NMR (500 MHz, CDCl3) % 1.02 (s, 9H), 1.11 (d, 3H, J = 6.0 Hz), 2.38 (dd, 1H, J =15, 5.5 Hz), 2.55 (dd, 1H, J =15, 7.0 Hz), 3.58 (s, 3H), 4.28-4.32 (m, 1H), 7.34-7.43 (m, 6H), 7.657.69 (m, 4H); 13 C NMR (125 MHz, CDCl3) % 19.16, 23.60, 26.86, 44.42, 51.34, 66.86, 127.46, 127.53, 129.54, 129.60, 133.88, 134.30, 135.84, 171.76. The ester (0.66 g, 1.8 mmol) was reduced according to the procedure described for the preparation of (R)-46a. Purification of (R)-46c by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure aldehyde (R)-46c as a clear oil in 84% isolated yield (0.54 g, 1.5 mmol). Rf = 0.20 (1:12 ethyl acetate /hexanes). Spectral data 65 1 for (R)-46c : H NMR (500 MHz, CDCl3) % 1.03 (s, 9H), 1.19 (d, 3H, J = 6.0 Hz), 2.422.48 (m, 2H), 4.28-4.32 (m, 1H), 7.35-7.43 (m, 6H), 7.62-7.69 (m, 4H), 9.78 (t, 1H, J = 2.0 Hz); 13 C NMR (125 MHz, CDCl3) % 19.14, 23.22, 26.92, 43.74, 66.71, 127.59, 127.68, 127.72, 129.75, 129.84, 133.56, 134.80, 135.80, 202.19. 181 OH O TESCl, imidazole OCH3 TESO O DIBAL-H OCH3 DMF, 0 °C to 25 °C ether, -78°C TESO O H 46d (R)-3-((triethylsilyl)oxy)butanal 46d: (R)-methyl 3-hydroxybutanoate (98% ee, 3.50 g, 30.0 mmol) was reacted according to the general procedure described above with the exception that TESCl (5.4 g, 36 mmol) was added for the preparation of silyl protected ester. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure ester as a clear oil in 87% isolated yield (6.08 g, 26.1 1 mmol). Rf = 0.40 (1:15 ethyl acetate /hexanes). Spectral data: H NMR (500 MHz, CDCl3) % 0.57 (t, 6H, J = 8.0 Hz), 0.93 (t, 9H, J = 7.5 Hz), 1.19 (d, 3H, J = 6.5 Hz), 2.342.38 (m, 1H), 2.46-2.51 (m, 1H), 3.64 (s, 3H), 4.25-4.28 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 4.80, 6.72, 24.00, 44.74, 51.38, 65.06, 172.02. The ester (6.08 g, 26.1 mmol) was reduced according to the procedure described for the preparation of (R)-46a. Purification of (R)-46d by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure aldehyde (R)-46d as a clear oil in 68% isolated yield (3.57 g, 17.7 mmol). Rf = 0.20 (1:15 ethyl acetate /hexanes). Spectral data 1 for (R)-46d: H NMR (500 MHz, CDCl3) % 0.58 (t, 6H, J = 7.5 Hz), 0.93 (t, 9H, J = 7.5 Hz), 1.23 (d, 3H, J = 6.0 Hz), 2.43-2.57 (m, 2H), 4.32-4.36 (m, 1H), 9.79 (t, 1H, J = 3.0 Hz); 13 C NMR (125 MHz, CDCl3) % 4.82, 6.76, 24.25, 53.05, 64.29, 202.16; IR (thin 1 film) 2957, 1730, 1458, 1016 cm- ; HRMS (ES+) calcd for C10H22O2Si m/z 203.1463 23 (M+1), meas 203.1467. ["] D = –11.3 (c = 1.0, CH2Cl2) on (R)-46d. 182 O O TBSCl, imidazole OCH3 DIBAL-H OCH3 OTBS DMF, 0 °C to 25 °C OH ether, -78 °C O H OTBS 51 (S)-2-((tert-butyldimethylsilyl)oxy)propanal 51: (S)-methyl 2-hydroxypropanoate (96% ee, 0.21 g, 2.0 mmol) was reacted according to the general procedure described above. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure ester as a clear oil in 75% isolated yield (0.33 g, 1.5 66 1 mmol). Rf = 0.30 (1:15 ethyl acetate /hexanes). Spectral data : H NMR (500 MHz, CDCl3) % 0.05 (s, 3H), 0.07 (s, 3H), 0.88 (s, 9H), 1.41 (d, 3H, J = 7.0 Hz), 3.70 (s, 3H), 4.31 (dd, 1H, J = 13.0, 7.0 Hz); 13 C NMR (125 MHz, CDCl3) % -5.32, -5.12, 18.30, 21.35, 25.70, 51.85, 68.38, 174.56. The ester (0.33 g, 1.5 mmol) was reduced according to the procedure described for the preparation of (R)-46a. Purification of (S)-51 by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure aldehyde (S)-51 as a clear oil in 45% isolated yield (0.13 g, 0.68 mmol). Rf = 0.20 (1:15 ethyl acetate /hexanes). Spectral data 67 1 for (S)-51 : H NMR (500 MHz, CDCl3) % 0.08 (s, 3H), 0.09 (s, 3H), 0.91(s, 9H), 1.25 (d, 3H, J = 6.5 Hz), 4.07 (dd, 1H, J = 6.5, 1.0 Hz), 9.59 (d, 1H, J = 1.0 Hz). Procedure for preparation of (R)-3-(benzyloxy)butanal 46b benzyl trichloroacetimidate OH O OCH3 triflic acid, 25 °C cyclohexane:DCM = 2:1 183 OBn O DIBAL-H OCH3 ether, -78 °C OBn O H 46b To a stirred solution of (R)-methyl 3-hydroxybutanoate (98% ee, 0.24 g, 2.0 mmol) and benzyl trichloroacetimidate (1.0 g, 4.0 mmol) in co-solvent (20 mL, Vcyclohexane : VDCM = 2:1) was added triflic acid (30 uL, 0.30 mmol) at room temperature. Stirring was continued for 48 h. The reaction was quenched by addition of sat. NaHCO3 (20 mL), followed by the separation of the organic phase. The aqueous phase was washed with dichloromethane (5 mL x 3), and the combined organic layer was dried over Na2SO4, filtered and concentrated under reduced pressure. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure ester as a clear oil in 60% isolated yield (0.25 g, 1.2 mmol). Rf = 0.20 (1:15 ethyl acetate 68 1 /hexanes). Spectral data : H NMR (500 MHz, CDCl3) % 1.26 (d, 3H, J = 6.0), 2.43 (dd, 1H, J = 15, 6.0 Hz), 2.65 (dd, 1H, J = 15, 7.5 Hz), 3.66 (s, 3H), 3.99-4.03 (m, 1H), 4.50 (d, 1H, J = 11.5 Hz), 4.57 (d, 1H, J = 11.5 Hz), 7.25-7.33 (5H, m); 13 C NMR (125 MHz, CDCl3) % 19.65, 41.66, 51.32, 70.64, 71.72, 127.34, 127.44, 128.13, 138.38, 171.64. The resulting ester (0.25 g, 1.2 mmol) was then subjected to the DIBAL-H reduction as described for the synthesis of (R)-46b. Purification of 46b by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure 46b as a clear oil in 63% isolated yield (0.12 g, 0.76 mmol). Rf = 0.20 (1:12 ethyl acetate /hexanes). 69 1 Spectral data : H NMR (500 MHz, CDCl3) %1.34 (d, 3H, J = 6.0 Hz), 2.53-2.58 (m, 1H), 2.71-2.76 (m, 1H), 4.10-4.12 (m, 1H), 4.51 (d, 1H, J = 11.5 Hz), 4.64 (d, 1H, J = 11.5 Hz), 7.29-7.39 (m, 5H), 9.83 (t, 1H, J = 2.0 Hz). 6.3.3 Optimization of the alcohol protecting group 184 Diastereoselective aza-Cope rearrangement with (R)-3-((tert-butyldimethylsilyl)oxy) butanal 46a Ar Ar OTBS O + H2N Ar = 3, 5-Me2C6H3 22f 5 mol % (R) or (S)-VANOL BOROX catalyst, 5 mol % benzoic acid, H 5Å MS, m-xylene, 60 °C, 48 h 46a Ar Ar OTBS N Ar + OTBS N 47a 48a Ar + Ar Ar N 49 Preparation of catalyst stock solution. A 50 mL Schlenk flask was flame dried under high vacuum and cooled under a low flow of Nitrogen. To the flask was sequentially added (R)-VANOL (44 mg, 0.10 mmol), phenol (19 mg, 0.20 mmol), dry toluene (2.0 mL), BH3•SMe2 (2 M solution in toluene, 150 µL, 0.300 mmol) and water (5.4 µL, 0.30 mmol) under a low flow of Argon. The threaded Teflon valve on the Schlenck flask was then closed, and the mixture heated at 100 °C for 1 h. The valve was carefully and slowly opened to gradually apply high vacuum (0.1 mm Hg) and the solvent was removed. The vacuum was maintained for a period of 30 min at 100 °C. The flask was then removed from the oil bath and allowed to cool to room temperature under a low flow of Nitrogen. The residue was then completely dissolved in 2 mL of dry toluene to afford the stock solution of the catalyst. aza-Cope rearrangement with (R)-VANOL catalyst. A 5 mL Schlenk test tube charged with 5Å powdered molecular sieves (50 mg) and fitted with a magnetic stir bar was flame dried under high vacuum and cooled down under a low flow of Nitrogen. To the test tube was then added amine 22f (28 mg, 0.10 mmol, 1.0 equiv), 0.10 mL of the catalyst stock solution (5 mol% catalyst) and m-xylene (0.35 mL) via a plastic syringe 185 fitted with a metallic needle. The mixture was stirred for 30 min at 60 °C. At the same time, to an oven-dried 5 mL vial was added benzoic acid (12 mg, 0.10 mmol) and mxylene (1 mL). Then (R)-46a (22 mg, 0.11 mmol) and 50 µL of the benzoic acid stock solution (5 mol%) were transferred to the above catalyst-amine complex under a high flow of Nitrogen via a plastic syringe fitted with a metallic needle. The test tube was closed and the reaction was stirred at 60 °C for 18 h. Purification by flash column chromatography on silica gel (1:40 EtOAc/hexanes) was complete in 5 min and gave a mixture of the rearrangement products 47a+48a as a viscous oil in 48% (22 mg, 0.048 mmol) yield. The diastereoselective ratio of the reaction was determined to be 33:1 by 1 H NMR analysis on the crude material and this ratio was unchanged after purification. 1 Rf = 0.20 (1:40 ethyl acetate /hexanes). The H NMR analysis of the crude reaction mixture of aza-Cope rearrangement with 46a suggests the formation of by-product 49, which was lost on the column when purification of the products was carried out. The 1 ratio of (47a+48a):49 is 3:1. Spectral data for major diastereomer 47a: H NMR (600 MHz, CDCl3) % –0.01 (s, 3H), 0.01 (s, 3H), 0.80 (s, 9H), 0.86-0.87 (d, 3H, J = 6.0 Hz), 1.62-1.64 (m, 1H), 1.78-1.79 (m, 1H), 2.23-2.33 (m, 2H), 2.26 (s, 6H), 2.30 (s, 6H), 3.34-3.36 (m, 1H), 3.73-3.74 (m, 1H), 4.97-5.02 (m, 2H), 5.70-5.74 (m, 1H), 6.70 (s, 2H), 6.98 (s, 2H), 7.19 (s, 2H); 13 C NMR (150 MHz, CDCl3) % -4.83, -4.43, 18.14, 21.27, 21.32, 23.30, 25.89, 41.09, 46.19, 58.87, 66.09, 116.34, 125.49, 126.25, 129.61, 131.34, 136.23, 137.40, 137.45, 137.60, 140.43, 167.41; IR (thin film) 2957, 1595, 186 1 1474, 1199 cm- ; HRMS (ES+) calcd for C30H46NOSi m/z 464.3349 (M+1), meas 23 464.3340; ["] D = +16.1 (c = 1.0, CH2Cl2) on 47a. aza-Cope rearrangement with (S)-VANOL catalyst. Chiral aldehyde (R)-46a (22 mg, 0.11 mmol) was also subjected to the aza-Cope rearrangement with 5 mol% (S)-VANOL derived BOROX catalyst according to the procedure described for (R)-VANOL derived catalyst above. Purification by flash column chromatography on silica gel (1:40 EtOAc/hexanes) was complete in 5 min and gave a mixture of the rearrangement products 47a+48a as a viscous oil in 44% yield (20 mg, 0.044 mmol). The diastereoselective ratio of the reaction with (S)-VANOL was determined to be 1:23 by 1 H NMR analysis fo the crude reaction mixture and the ratio is essentially the same 1 after purification (1:20). The H NMR analysis of the crude reaction mixture of azaCope rearrangement with 46a suggests the formation of by-product 49, which was lost on the column when purification of the products was carried out. The ratio of 1 (47a+48a):49 is 4:1. The H NMR spectra of the major diastereomer matches that of the minor diastereomer obtained with (R)-VANOL derived BOROX catalyst. Rf = 0.20 1 (1:12 ethyl acetate /hexanes). Spectral data for major diastereomer 47a: H NMR (600 MHz, CDCl3) % -0.11 (s, 3H), -0.04 (s, 3H), 0.79 (s, 9H), 0.96 (d, 3H, J = 6.0 Hz), 1.221.26 (m, 1H), 1.58-1.63 (m, 1H), 1.88-1.91 (m, 1H), 2.26-2.32 (m, 1H), 2.26 (s, 6H), 2.31 (s, 6H), 3.38-3.40 (m, 1H), 3.69-3.70 (m, 1H), 4.96-5.01 (m, 2H), 5.67-5.72 (m, 1H), 6.72 (s, 2H), 6.97 (s, 1H), 6.98 (s, 1H), 7.16 (s, 2H); 187 13 C NMR (150 MHz, CDCl3) % -4.75, -4.43, 18.06, 21.28, 21.32, 24.14, 25.84, 41.21, 46.54, 59.71, 67.24, 116.21, 125.55, 126.23, 129.61, 131.34, 136.30, 137.40, 137.62, 137.66, 140.57, 167.15; IR 1 (thin film) 2957, 1595, 1474, 1199cm- ; HRMS (ES+) calcd for C30H46NOSi m/z 23 464.3349 (M+1), meas 464.3335; ["] D = –29.7 (c = 1.0, CH2Cl2) on 47a. Diastereoselective aza-Cope rearrangement with chiral aldehydes 46b and 46c Ar OPG O Ar + H2N Ar = 3, 5-Me2C6H3 22f Ar OPG N H 46 5 mol % (R)-VANOL BOROX catalyst, 5 mol % benzoic acid, 5Å MS, m-xylene, 60 °C, 18 h Ar Ar (4S, 6R)-47 + OPG N Ar Ar + Ar (47+48):49 PG Bn TBDPS 46b 46c 4:1 1:10 N 49 (4R, 6R)-48 Further optimization of the alcohol protecting group were performed with 8b and 46c to minimize the formation of by-product 49. Chiral aldehydes 46b and 46c were subjected to the diasteraoselective aza-Cope rearrangement according to the method 1 described for aldehyde 46a. The H NMR analysis of the aza-Cope rearrangement with aldehydes 46b-c were carried out on crude reaction mixture. As shown in Table 2, when the reactions were incomplete, in most cases, the unreacted material is in the form of amine 22f but in some cases a small amount of imine 50 formed from 46 and 22f is present. 188 Ar Ar OPG N Ar = 3, 5-Me2C6H3 50 Diastereoselective aza-Cope rearrangement with (S)-3-((triethylsilyl)oxy) butanal 46d Ar Ar OTES O + H2N Ar = 3, 5-Me2C6H3 5 mol % (R) or (S)-VANOL BOROX catalyst, 5 mol % benzoic acid, H 5Å MS, m-xylene, 60 °C, 48 h OTES N 46d 22f Ar Ar Ar + OTES N 47d Ar 48d aza-Cope rearrangement with (R)-VANOL catalyst. (S)-3-((triethylsilyl)oxy)butanal 46d (22 mg, 0.11 mmol) was subjected to the diastereoselective aza-Cope rearrangement according to the procedure for 46a. Purification by column chromatography on silica gel (EtOAc/hexanes 1:30) afforded a mixture of the rearrangement products (4R, 6S)-47d and (4S, 6S)-48d as a viscous oil in 87% yield (40 mg, 0.087 mmol). The diastereoselective ratio of the reaction was determined to be 1 1:20 (47d:48d) by H NMR analysis of the crude reaction mixture and was essentially the same after purification (1:22). Rf = 0.20 (1:30 ethyl acetate /hexanes). Spectral data 1 for major diastereomer (4S, 6S)-48d: H NMR (500 MHz, CDCl3) % 0.51-0.55 (q, 6H, J = 8.0 Hz), 0.89-0.92 (t, 9H, J = 8.0 Hz), 1.08-1.09 (d, 3H, J = 6.0 Hz), 1.67-1.71 (m, 1H), 1.92-1.97 (m, 1H), 2.34-2.42 (m, 2H), 2.32 (s, 6H), 2.36 (s, 6H), 3.45-3.48 (m, 1H), 3.74-3.77 (m, 1H), 5.01-5.07 (m, 2H), 5.73-5.79 (m, 1H), 6.78 (s, 2H), 7.03-7.05 (d, 2H, J = 8.0 Hz), 7.22 (s, 2H); 13 C NMR (150 MHz, CDCl3) % 4.92, 6.83, 21.28, 21.31, 24.23, 41.20, 46.59, 59.66, 66.90, 116.23, 125.56, 126.23, 129.59, 131.33, 136.26, 137.40, 189 1 137.57, 137.65, 140.61, 167.20; ; IR (thin film) 2957, 1595, 1458, 1199 cm- ; HRMS 23 (ES+) calcd for C30H46NOSi m/z 464.3349 (M+1), meas 464.3362; ["] D = +15.8 (c = 1.0, CH2Cl2) on (4S, 6S)-48d. aza-Cope rearrangement with (S)-VANOL catalyst. Chiral aldehyde (R)-46d (22 mg, 0.11 mmol) was also subjected to the aza-Cope rearrangement with 5 mol% (S)-VANOL derived BOROX catalyst 9 according to the procedure described for (R)-VANOL derived catalyst above. Purification by flash column chromatography on silica gel (1:30 EtOAc/hexanes) was complete in 5 min and gave a mixture of the rearrangement products (4R, 6S)-47d and (4S, 6S)-48d as a viscous oil in 74% yield (34 mg, 0.074 mmol). The diastereoselective ratio of the reaction with (S)-VANOL was determined to 1 be 26:1 (47d:48d) by H NMR analysis of the crude reaction mixture and the ratio was essentially unchanged after purification (23:1). The 1 H NMR spectra of the major diastereomer matches that of the minor diastereomer obtained with (R)-VANOL derived BOROX catalyst 9. Rf = 0.20 (1:30 ethyl acetate /hexanes). Spectral data for major 1 diastereomer (4R, 6S)-47d: H NMR (500 MHz, CDCl3) % 0.58-0.63 (q, 6H, J = 8.0 Hz), 0.89-0.90 (d, 3H, J = 6.0 Hz), 0.96-0.99 (t, 9H, J = 8.0 Hz), 1.65-1.70 (m, 1H), 1.89-1.95 (m, 1H), 2.34-2.42 (m, 2H), 2.30 (s, 6H), 2.36 (s, 6H), 3.37-3.38 (m, 1H), 3.74-3.78 (m, 1H), 5.02-5.07 (m, 2H), 5.74-5.80 (m, 1H), 6.76 (s, 2H), 7.04 (s, 2H), 7.25 (s, 2H); 13 C NMR (150 MHz, CDCl3) % 4.88, 6.88, 21.26, 21.31, 23.11, 41.47, 46.42, 58.96, 65.85, 116.41, 125.56, 126.26, 129.59, 131.37, 136.08, 137.38, 137.40, 137.59, 140.40, 190 1 167.47; IR (thin film) 2957, 1595, 1458, 1199 cm- ; HRMS (ES+) calcd for C30H46NOSi 23 m/z 464.3349 (M+1), meas 464.3363. ["] D = –31.7 (c = 1.0, CH2Cl2) on (4R, 6S)-47d. 6.3.4 Diastereoselective aza-Cope butyldimethylsilyl) oxy)propanal 51 Ar Ar H2N 5 mol % (S)-VANOL BOROX catalyst, 5 mol % benzoic acid, 5Å MS, m-xylene, 60 °C, 48 h O + Ar = 3, 5-Me2C6H3 22f aza-Cope rearrangement OTBS with Ar N (S)-2-((tert- Ar Ar + N OTBS rearrangement with OTBS 52 51 Ar 53 (S)-VANOL catalyst. (S)-2-((tert- butyldimethylsilyl)oxy)propanal 51 (21 mg, 0.11 mmol ) was subjected to the diastereoselective aza-Cope rearrangement according to the procedure for 46a except (S)-VANOL was used. Purification by column chromatography on silica gel (EtOAc/hexanes 1:40) afforded a mixture of the rearrangement products 52+53 as a viscous oil in 71% yield (32 mg, 0.071 mmol). The diastereoselective ratio of the 1 reaction was determined to be 12:1 by H NMR analysis of the crude reaction mixture and the ratio was unchanged after purification. The following spectral data were collected on a 12:1 ratio of isomers. Rf = 0.20 (1:40 ethyl acetate /hexanes). Spectral 1 data for diastereomer 52: H NMR (500 MHz, CDCl3) % -0.15 (s, 3H), 0.02 (s, 3H), 0.84 (s, 9H), 1.23-1.25 (d, 3H, J = 6.5 Hz), 2.31 (s, 6H), 2.35 (s, 6H), 2.42-2.44 (m, 2H), 3.403.42 (m, 1H), 3.77-3.79 (m, 1H), 4.95-5.03 (m, 2H), 5.67-5.72 (m, 1H), 6.80 (s, 2H), 7.02 (s, 2H), 7.24 (s, 2H); 13 C NMR (125 MHz, CDCl3) (C=N missing) % -4.99, -4.72, 17.99, 18.15, 19.02, 21.30, 25.83, 35.10, 67.47, 71.29, 115.66, 125.91, 126.27, 127.73, 191 129.37, 131.24, 133.90, 137.23, 137.39, 137.84, 140.59; IR (thin film) 2958, 1594, 1 1462, 1199 cm- ; HRMS (ES+) calcd for C29H44NOSi m/z 450.3192 (M+1), meas 23 450.3181. ["] D = +14.2 (c = 1.0, CH2Cl2) on 52. aza-Cope rearrangement with (R)-VANOL catalyst. Chiral aldehyde (S)-51 (21 mg, 0.11 mmol) was also subjected to the aza-Cope rearrangement with 5 mol% (S)-VANOL derived BOROX catalyst according to the procedure described for (S)-VANOL derived catalyst above. Purification by flash column chromatography (1:40 EtOAc/hexanes) was complete in 5 min and gave a mixture of the rearrangement products 52+53 as a viscous oil in 71% yield (32 mg, 0.071 mmol). The diastereoselective ratio of the 1 reaction with (R)-VANOL was determined to be 2.5:1 by H NMR analysis of the crude reaction mixture and was not changed after purification. Rf = 0.20 (1:30 ethyl acetate /hexanes). The following spectral data for 53 was extracted from the spectra data of the 2.5:1 mixture with the aid of the 12:1 mixture described above. Spectral data for 1 diastereomer 53: H NMR (500 MHz, CDCl3) % 0.07 (s, 3H), 0.09 (s, 3H), 0.91 (s, 9H), 1.12-1.13 (d, 3H, J = 6.5 Hz), 2.31 (s, 6H), 2.35 (s, 6H), 2.42-2.44 (m, 2H), 3.29-3.32 (m, 1H), 3.96-3.99 (m, 1H), 4.95-5.03 (m, 2H), 5.67-5.72 (m, 1H), 6.78 (s, 2H), 7.00 (s, 2H), 7.23 (s, 2H). 6.3.5 Optimization of the intramolecular amidocarbonylation with formaldehyde I. Typical procedure for intramolecular amidocarbonylation with formalin 192 NHCbz + racemic 54a 1 mol % [RhCl(cod)]2 2 mol % BIPHEP O H H N Cbz 2 mol % Nixantphos toluene, 90 °C + MeO N Cbz 55a 56 To a 50 mL Schlenk flask equipped with a T-shaped threaded high vacuum Teflon valve, containing a stirring bar, was added [RhCl(cod)]2 (2.5 mg, 0.0050 mmol), BIPHEP (5.5 mg, 0.010 mmol), Nixantphos (6.0 mg, 0.010 mmol) and 3 mL of toluene under nitrogen. After adding racemic 54a 70 (0.12 g, 0.50 mmol) and 37% formalin (0.19 mL, 2.5 mmol), the mixture was deoxygenated by the freeze-pump-thaw method (–196 °C to 25 °C, 3 cycles). The Schlenk flask was sealed under vacuum with Teflon valve at –196 °C and then warmed to room temperature. The flask was then heated to 90 °C and stirring continued for 22 h. Upon completion, 1 H NMR analysis on the crude reaction mixture showed the formation of the desired product 55a and the by-product 56 with a ratio of 5:3. The formation of 56 was due to the presence of 15% methanol as a stabilizer in the commercial formalin. The mixture was concentrated and the major product purified by column chromatography on silica gel (1:12 EtOAc/hexanes) to afford compound 55a as a viscous oil in 46% yield (60 mg, 0.23 mmol). Rf = 0.20 (1:12 ethyl acetate /hexanes). A 5:4 mixture of rotamers was observed in 1 H NMR spectrum. 1 Spectral data for 55a: H NMR (600 MHz, CDCl3) % 0.84-0.94 (m, 3H), 1.24-1.40 (m, 3H), 1.49-1.53 (m, 1H), 1.69-1.83 (m, 1H), 1.91-1.96 (m, 1H), 2.02-2.07 (m, 1H), 4.24 (brs, 0.4H), 4.33 (brs, 0.5H), 4.81 (brs, 0.5H), 4.92 (brs, 0.4H), 5.16 (s, 2H), 6.72-6.74 (d, 0.5H, J = 6.5 Hz). 6.82-6.83 (d, 0.4H, J = 6.5 Hz), 7.30-7.37 (m, 5H); 193 13 C NMR (150 MHz, CDCl3) % 13.92, 13.99, 17.37, 17.54, 19.11, 23.90, 24.03, 32.63, 33.05, 50.16, 50.38, 67.25, 105.84, 106.21, 123.52, 123.99, 127.89, 127.99, 128.29, 128.42, 136.35, 1 136.43, 152.92, 153.45. IR (thin film) 3020, 2872, 1705, 1415, 1327 cm- . HRMS (ES+) calcd for C16H22NO2 m/z 260.1651 (M+1), meas 260.1659. Compound 56 was 1 observed in the H NMR spectrum of the crude reaction mixture but was not isolated, but the following absorptions have been reported for this compound: d = 3.25 (s, 1.5H), 70 3.32 (s, 1.5H), 4.19 (s, 0.5H), 4.27 (s, 0.5 H). II. Typical procedure for intramolecular amidocarbonylation with paraformaldehyde + racemic 54b 1 mol % [Rh(COD)Cl]2 2 mol % BIPHEP O NHBoc H H 2 mol % Nixantphos toluene, 90 °C N Boc n-pr + N Boc 55b NHBoc + n-Pr 58 57 To a 50 mL Schlenk flask, containing a stirring bar, was added [RhCl(cod)]2 (10 mg, 0.020 mmol), BIPHEP (22 mg, 0.040 mmol), Nixantphos (24 mg, 0.040 mmol) and 12 mL of toluene under nitrogen. After adding racemic 54b 71 (0.42 g, 2.0 mmol) and paraformaldehyde (0.30 g, 10 mmol), the mixture was deoxygenated by the freezepump-thaw method (–196 °C to 25 °C, 3 cycles). The Schlenk flask was sealed under vacuum with the Teflon valve at –196 °C and then warmed to room temperature. The flask was then heated to 90 °C and stirring continued for 24 h. Upon completion, the mixture was concentrated and the products purified by column chromatography on silica gel (1:40 EtOAc/hexanes). Compound 55b was obtained as a viscous oil in 73% yield 194 (0.33 g, 1.5 mmol). Rf = 0.25 (1:40 ethyl acetate /hexanes). A 5:4 mixture of rotamers 1 1 was observed in H NMR spectrum. Spectral data for 55b: H NMR (500 MHz, CDCl3) % 0.91 (t, 3H, J = 7.0 Hz), 1.24-1.42 (m, 4H), 1.46 (s, 9H), 1.63-1.78 (m, 2H), 1.88-2.06 (m, 2H), 4.13 (brs, 0.44H), 4.26 (brs, 0.5H), 4.73 (bs, 0.55H), 4.84 (brs, 0.40H), 6.64 (d, 0.5H, J = 7.0 Hz), 6.78 (d, 0.4H, J = 5.0 Hz); 13 C NMR (125 MHz, CDCl3) % 14.06, 19.21, 23.99, 24.27, 28.35, 32.74, 33.22, 49.42, 50.33, 80.21, 104.61, 105.08, 123.96, 1 124.33; IR (thin film) 2961, 1703, 1653, 1410 cm- ; HRMS (ES+) calcd for C13H24NO2 m/z 226.1729 (M+1), meas 226.1723. Compound 57 was isolated as a viscous oil in 1 13% yield (58 mg, 0.26 mmol). Rf = 0.18 (1:40 ethyl acetate /hexanes) and the H NMR 1 spectrum revealed the presence of a 2:3 mixture of rotamers. Spectral data for 57: H NMR (500 MHz, CDCl3) % 0.91 (t, 3H, J = 7.5 Hz), 0.95-1.78 (m, 4H), 1.45 (s, 9H), 1.65 (s, 3H), 2.08 (brs, 1H), 2.73 (brs, 1H), 4.02 (brs, 0.4H), 4.10 (brs, 0.6H), 6.10 (brs, 0.6H), 6.22 (brs, 0.4H); 13 C NMR (125 MHz, CDCl3) % 14.02, 18.05, 28.49, 36.45, 37.10, 40.45, 41.34, 57.46, 79.45, 117.1, 123.96; IR (thin film) 2965, 1704, 1653, 1418 1 cm- ; HRMS (ES+) calcd for C13H24NO2 m/z 226.1729 (M+1), meas 226.1732. Compound 58 was isolated as a viscous oil in 12% yield (51 mg, 0.24 mmol). Spectral 1 data for 58: H NMR (500 MHz, CDCl3) % 0.92 (t, 3H, J = 7.0 Hz), 1.32-1.39 (m, 4H), 1.47 (s, 9H), 1.69 (d, 3H, J = 7.0 Hz), 4.03 (brs, 1H), 4.43 (brs, 1H), 5.32-5.36 (m, 1H), 5.56-5.61 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 13.87, 17.60, 18.96, 28.41, 37.88, 195 1 52.12, 78.99, 125.55, 132.11, 155.34; IR (thin film) 3342, 3005, 2964, 1690, 1522 cm- ; HRMS (ES+) calcd for C12H24NO2 m/z 214.1729 (M+1), meas 214.1725. 6.3.6 Total synthesis of (-)-Coniine NH2•HCl NHBoc (Boc)2O, Et3N (R)-27o, 95% ee THF, reflux (R)-54b To a 100 mL round-bottomed flask was added amine 27o (0.34 g, 3.0 mmol) and (Boc)2O (0.75 g, 3.3 mmol). The mixture was dissolved in THF (30 mL), followed by the addition of triethylamine (0.9 mL, 6 mmol). The mixture was stirred at room temperature for 24 hours. Upon completion, the mixture was concentrated and the product was purified by column chromatography on silica gel (1:12 EtOAc/hexanes) to afford (R)-tertbutyl hept-1-en-4-ylcarbamate (R)-54b in 76% yield (0.46 g, 2.3 mmol) as a colorless 1 oil. Rf = 0.20 (1:12 ethyl acetate /hexanes). Spectral data for (R)-54b: H NMR (500 MHz, CDCl3) % 0.88 (t, 3H, J = 8.0 Hz), 1.26-1.40 (m, 13H), 2.11-2.22 (m, 2H), 3.60 (brs, 1H), 4.30 (brs, 1H), 5.01-5.05 (m, 2H), 5.70-5.76 (m, 1H). 13 C NMR (125 MHz, CDCl3) % 13.92, 19.11, 28.37, 36.84, 39.53, 49.77, 78.84, 117.45, 134.56, 155.54. IR 1 23 (thin film) 3341, 3005, 2961, 1687, 1525 cm- . ["] material derived from 95% ee (R)-27o. 196 D = +15.8 (c = 1.0, CDCl3) on NHBoc (R)-54b 1 mol % [Rh(COD)Cl]2 2 mol % BIPHEP N Boc 2 mol % Nixantphos paraformaldehyde toluene, 90 °C (R)-55b (R)-tert-butyl hept-1-en-4-ylcarbamate (R)-54b (0.250 g, 1.25 mmol) was reacted with paraformaldehyde according to the general procedure described in 6.3.5. The reaction was complete in 40 hours. Upon completion, the reaction mixture was concentrated and the product was purified by column chromatography on silica gel (1:40 EtOAc/hexanes) to afford (R)-55b in 71% yield (0.20 g, 0.89 mmol) as a colorless oil. Rf = 0.20 (1:40 ethyl acetate /hexanes). A 5:4 mixture of rotamers was observed in 1 H and 13 1 C NMR spectrum. Spectral data for (R)-55b: H NMR (500 MHz, CDCl3) % 0.91 (t, 3H, J = 7.0 Hz), 1.24-1.42 (m, 4H), 1.46 (s, 9H), 1.63-1.78 (m, 2H), 1.88-2.06 (m, 2H), 4.13 (brs, 0.44H), 4.26 (brs, 0.5H), 4.73 (brs, 0.55H), 4.84 (brs, 0.40H), 6.64 (d, 0.5H, J = 7.0 Hz), 6.78 (d, 0.4H, J = 5.0 Hz); 13 C NMR (125 MHz, CDCl3) (carbonyl missing) % 14.06, 17.62, 19.21, 23.99, 24.27, 28.35, 32.74, 33.22, 49.42, 50.33, 80.21, 1 23 104.61, 105.08, 123.96, 124.33. IR (thin film) 2961, 1703, 1653, 1410 cm- . ["] 60.3 (c = 1.0, CDCl3) on material derived from 95% ee (R)-54b. H2, Pd(OH)2/C N Boc HCl, MeOH •HCl N H MeOH, rt (R)-Coniine 35 (R)-55b 197 D =– To a 100 mL round bottom flask fitted with a magnetic stir bar was added (R)-55b (0.2 g, 0.9 mmol), Pd(OH)2 (0.400 g, 0.225 mmol, Pd(OH)2 on carbon powder, 20% Pd, ca. 60% moisture) and methanol (27 mL). The flask was then equipped with a 3-way valve connected to vacuum and a hydrogen balloon. The flask was opened to vacuum for a few seconds, and then switched to the hydrogen balloon; this manipulation was repeated three times. The reaction mixture was allowed to stir at room temperature for 12 h. It was then filtered through a Celite pad and to the methanol solution was then added 2 mL of 2N HCl at room temperature. Stirring was continued for 6 hours and the mixture was concentrated thereafter by rotary evaporation to give (R)-Coniine hydrochloride salt 35 which was further dried at 40 °C under vacuum until no weight loss was observed to give a white solid in 91 % yield (0.13 g, 0. 82 mmol, mp 213-215 °C, lit. 23 23 1 215-216 °C). Spectral data for 35 : H NMR (DMSO, 500 MHz) % 0.86 (t, 3H, J = 7.0 Hz), 1.29-1.49 (m, 5H), 1.59-1.82 (m, 5H), 2.81 (dd, 1H, J = 22.5, 11.0 Hz), 2.95 (brs, 1H), 3.15 (d, 1H, J = 12.5 Hz), 8.46 (d, 2H, J =9.3 Hz); 13 C NMR (125 MHz, 23 DMSO) % 13.74, 17.78, 21.71, 21.81, 27.76, 34.94, 43.68, 55.39. ["] D = – 6.3 (c = 1.0, EtOH) on material derived from 95% ee (R)-55b. These data match that previously reported 23 for this compound. 6.3.7 Total synthesis of (+)-Sedridine TESO Ar O H (S)-46d + Ar H2N Ar = 3, 5-Me2C6H3 22f 1) 5 mol % (R)-VANOL BOROX catalyst, 5 mol % benzoic acid, MS, m-xylene, 60 °C 2) 2 N HCl /THF 3) (Boc)2O, NaHCO3, EtOH 198 HO NHBoc 59 (S)-3-((Triethylsilyl)oxy)butanal 46d (0.70 g, 2.5 mmol) was subjected to the azaCope rearrangement according to the general procedure described in section III except that 0.7 g of 5Å MS was used. Upon completion, m-xylene was removed by rotary evaporation and the reaction mixture was dissolved in THF (10 mL) and 2N HCl (5.0 mL) was added for hydrolysis. Hydrolysis was finished in 12 h and THF was then removed by rotary evaporation. To the residue was added another 4 mL of H2O and the aqueous phase was washed with EtOAc (3 mL x 3). The aqueous phase was concentrated to give an off-white solid which was dissolved in EtOH (20 mL). NaHCO3 and (Boc)2O were added at 0 °C. The reaction mixture was stirred at 0 °C for 30 minutes and then the ice-bath was removed. Stirring was maintained for 24 h at room temperature. Upon completion, EtOH was removed and the residue was dissolved in 20 mL of H2O. The aqueous phase was extracted with EtOAc (10 mL x 3). The organic phases were combined and dried over Na2SO4, filtered and concentrated. The product was purified by column chromatography on silica gel (1:4 EtOAc/hexanes) to give tertbutyl ((4S,6S)-6-hydroxyhept-1-en-4-yl)carbamate 59 as a light yellow viscous oil and as a single diastereomer in 72% yield (0.41 g, 1.8 mmol) over three steps. Rf = 0.20 1 (1:4 ethyl acetate /hexanes). Spectral data for 59: H NMR (500 MHz, CDCl3) % 1.15 (t, 3H, J = 6.0 Hz), 1.29-1.53 (m, 11 H), 2.16-2.23 (m, 2H), 3.76 (brs, 1H), 3.86 (brs, 1H), 4.50 (brs, 1H), 5.05-5.10 (m, 2H), 5.70-5.77 (m, 1H). 13 C NMR (125 MHz, CDCl3) % 22.70, 28.31, 39.71, 45.58, 46.88, 63.58, 79.85, 118.06, 134.08, 157.08. IR (thin film) 199 1 3339, 3078, 2976, 1684, 1531 cm- . HRMS (ES+) calcd for C12H24NO3 m/z 230.1756 23 (M+1), meas 230.1752. ["] HO D = +22.9 (c = 1.0, CH2Cl2) on 59. NHBoc imidazole, DMF 0 °C to rt 59 NHBoc TBSO TBSCl 60 tert-Butyl ((4S,6S)-6-hydroxyhept-1-en-4-yl)carbamate 59 (0.62 g, 2.7 mmol) and TBSCl (0.48 g, 3.2 mmol) were dissolved in 7 mL of dry DMF. Imidazole (0.23 g, 3.2 mmol) was added at 0 °C. The ice-bath was then removed and the reaction mixture was stirred at room temperature for 18 h. Upon completion, 40 mL of brine was added to quench the reaction. Stirring was maintained for 5 minutes and the aqueous phase was extracted with hexanes (8 mL x 3). The combined organic phase was dried over Na2SO4, filtered and concentrated. The product was purified by column chromatography on silica gel (1:8 EtOAc/hexanes) to give tert-butyl ((4S, 6S)-6-((tertbutyldimethylsilyl)oxy)hept-1-en-4-yl)carbamate 60 in 86% yield (0.80 g, 2.3 mmol) as a white solid (mp 63-64 °C). Rf = 0.50 (1:8 ethyl acetate /hexanes). A 5:4 mixture of 1 1 rotamers was observed in H NMR spectra. Spectral data for 60: H NMR (500 MHz, CDCl3) % 0.05 (t, 6H, J = 4.5 Hz), 0.87 (s, 9H), 1.12 (d, 3H, J = 6.0 Hz), 1.40 (s, 9H), 1.57-1.61 (m, 1H), 2.19-2.23 (m, 1H), 2.30 (brs, 2H), 3.71, (brs, 1H), 3.98 (brs, 1H), 4.97 (brs, 1H), 5.01-5.05 (m, 2H), 5.72-5.77 (m, 1H). 13 C NMR (125 MHz, CDCl3) % - 4.91, -4.17, 17.93, 23.94, 25.90, 28.41, 39.64, 42.67, 47.80, 66.10, 78.63, 117.22, 1 134.90, 155.38. IR (thin film) 3316, 2926, 1691, 1531, 1365 cm- . HRMS (ES+) calcd for 200 23 C18H38NO3Si m/z 344.2621 (M+1), meas 344.2625. ["] D = +49.4 (c = 1.0, CH2Cl2) on 60. NHBoc TBSO 60 1 mol% [Rh(COD)Cl]2 2 mol% BIPHEP 2 mol% Nixantphos paraformaldehyde toluene, 90 °C OTBS N Boc 61 tert-Butyl ((4S,6S)-6-((tert-butyldimethylsilyl)oxy)hept-1-en-4-yl)carbamate 60 (0.51 g, 1.5 mmol) was subjected to the intramolecular amidocarbonylation with paraformaldehyde according to the typical procedure in 6.3.5. Purification by column chromatography on silica gel (1:30 EtOAc/hexanes) afforded (S)-tert-butyl 2-((S)-2((tert-butyldimethylsilyl)oxy)propyl)-3,4-dihydropyridine-1(2H)-carboxylate 61 in 78% yield (0.410 g, 1.17 mmol) as a colorless oil. Rf = 0.30 (1:30 ethyl acetate /hexanes). A 1 1 5:4 mixture of rotamers was observed in the H NMR spectrum. Spectral data for 61: H NMR (500 MHz, CDCl3) % 0.05 (t, 6H, J = 4.5 Hz), 0.87 (s, 9H), 1.14 (d, 3H, J = 4.0 Hz), 1.45-1.52 (m, 10H), 1.64-1.68 (m, 2H), 1.77-1.83 (m, 1H), 1.90-1.94 (m, 1H), 2.02-2.09 (m, 1H), 3.87 (t, 1H, J = 6.0 Hz), 4.07 (brs, 0.4H, rotamer), 4.28 (brs, 0.5H), 4.73 (brs, 0.5H), 4.84 (brs, 0.4H, rotamer), 6.62 (d, 0.5H, J = 8.0 Hz), 6.76 (d, 0.4H, J = 8.0 Hz, rotamer); 13 C NMR (125 MHz, CDCl3) % -4.71, -4.66, -4.48, 17.33, 17.66, 18.04, 23.44, 23.77, 23.87, 24.39, 25.84, 25.87, 28.30, 28.44, 40.73, 40.95, 47.70, 48.85, 66.63, 80.24, 80.38, 104.47, 104.71, 123.97, 124.35, 151.80, 152.26 . IR (thin film) 2927, 201 1 1699, 1367, 1169 cm- . HRMS (ES+) calcd for C19H38NO3Si m/z 356.2621 (M+1), 23 meas 356.2606. ["] D = – 7.5 (c = 1.0, CH2Cl2) on 61. OTBS Pd(OH)2/C N Boc HCl, MeOH N H rt MeOH, rt OH 61 (+)-Sedridine, 62 To a 100 mL round bottom flask fitted with a magnetic stir bar was added (S)-tertbutyl 2-((S)-2-((tert-butyldimethylsilyl)oxy)propyl)-3,4-dihydropyridine-1(2H)-carboxylate 61 (0.39 g, 1.1 mmol), Pd(OH)2 (0.49 g, 0.27 mmol, Pd(OH)2 on carbon powder, 20% Pd, ca. 60% moisture) and methanol (32 mL). The flask was then equipped with a 3way valve connected to vacuum and a hydrogen balloon. The flask was opened to vacuum for a few seconds, and then switched to the hydrogen balloon; this manipulation was repeated three times. The reaction mixture was allowed to stir at room temperature for 12 h. It was then filtered through a Celite pad and to the methanol solution was then added 2 mL of 2N HCl at room temperature. Stirring was continued for 6 hours and the mixture was concentrated thereafter by rotary evaporation to give (+)-Sedridine hydrochloride salt as a white solid which was dissolved in 10 mL of 1N NaOH and extracted with EtOAc (3 mL x 3). The combined organic phase was dried over Na2SO4, filtered and concentrated to give (+)-Sedridine in 83% yield (0.13 g, 0.91 72 72 mmol) as a white solid (mp 82-83 °C, lit. 83-84 °C ). Spectral data for (+)-Sedridine : 1 H NMR (500 MHz, CDCl3) % 1.13 (d, 3H, J = 6.0 Hz), 1.31-1.35 (m, 3H), 1.7-1.43 (m, 1H), 1.50-1.55 (m, 3H), 1.76-1.77 (m, 1H), 2.58 (td, 1H, J =12.0, 3.0 Hz), 2.81-2.83 (m, 202 1H), 3.01 (dd, 1H, J = 11.5, 2.5 Hz), 3.05-3.35 (brs, 1H), 4.04-4.08 (m, 1H); 13 C NMR 23 (125 MHz, CDCl3) % 23.57, 24.73, 26.10, 31.38, 43.81, 46.90, 54.74, 65.04; ["] +20.8 (c = 1.0, EtOH), Lit. 73 25 ["] D D = = +28.36, (c = 1.13, EtOH). These spectral data match that reported for this compound. 73 6.3.8 Total synthesis of (+)-Allosedridine TESO Ar O H (S)-46d + 1) 5 mol % (S)-VANOL BOROX catalyst, 5 mol % benzoic acid, MS, m-xylene, 60 °C Ar H2N Ar = 3, 5-Me2C6H3 22f HO 2) 2 N HCl /THF 3) (Boc)2O, NaHCO3, EtOH NHBoc 63 (+)-Allosedridine was obtained in a similar manner to that described for (+)-sedridine utilizing the boroxinate catalyst 9 derived from (S)-VANOL. (S)-3- ((Triethylsilyl)oxy)butanal (0.56 g, 2.0 mmol) was subjected to the aza-Cope rearrangement according to the general procedure described for the synthesis of compound 59 except that (S)-VANOL BOROX catalyst was used. Purification by column chromatography on silica gel (1:2 EtOAc/hexanes) afforded tert-butyl ((4R,6S)-6hydroxyhept-1-en-4-yl)carbamate 63 in 60% yield (0.28 g, 1.2 mmol) and as a single diastereomer as a light yellow viscous oil. Rf = 0.20 (1:2 ethyl acetate /hexanes). 1 Spectral data for 63: H NMR (500 MHz, CDCl3) % 1.24 (d, 3H, J = 6.0 Hz), 1.45 (s, 9H), 1.53-1.65 (m, 2H), 2.24-2.31 (m, 2H), 2.48 (brs, 1H), 3.76 (brs, 1H), 3.94 (t, 1H, J =5.0 Hz), 4.61 (brs, 1H), 5.09-5.13 (m, 2H), 5.74-5.83 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 23.81, 28.38, 40.21, 44.31, 48.69, 66.48, 79.50, 118.10, 134.11, 156.2. IR (thin film) 203 1 3339, 2978, 1686, 1527 cm- . HRMS (ES+) calcd for C12H24NO3 m/z 230.1756 (M+1), 23 meas 230.1765. ["] D = – 7.4 (c = 0.5, CH2Cl2) on 63. HO NHBoc 63 TBSCl NHBoc TBSO imidazole, DMF 0 °C to rt 64 tert-Butyl ((4R,6S)-6-hydroxyhept-1-en-4-yl)carbamate 63 (0.25 g, 1.1 mmol) was reacted with TBSCl as described for the synthesis of compound 60. Purification of the product by column chromatography on silica gel (1:8 EtOAc/hexanes) afforded tert-butyl ((4R,6S)-6-((tert-butyldimethylsilyl)oxy)hept-1-en-4-yl)carbamate 64 in 74% yield (0.28 g, 0.82 mmol) as a clear viscous oil. Rf = 0.40 (1:8 ethyl acetate /hexanes). Spectral 1 data for 64: H NMR (500 MHz, CDCl3) % -0.02 (s, 6H), 0.81 (s, 9H), 1.10 (d, 3H, J = 6.0 Hz), 1.35 (s, 9H), 1.48 (brs, 2H), 2.18 (brs, 2H), 3.56-3.58 (m, 1H), 3.82 (q, 1H, J = 6.0 Hz), 4.55 (brs, 1H), 4.99 (d, 2H, J = 12.5 Hz), 5.66-5.71 (m, 1H); 13 C NMR (125 MHz, CDCl3) % -4.82, -4.38, 17.93, 23.81, 25.83, 28.31, 39.79, 44.37, 48.27, 66.82, 1 78.67, 117.51, 134.38, 155.29. IR (thin film) 2959, 1705, 1498, 1174 cm- . HRMS (ES+) 23 calcd for C18H38NO3Si m/z 344.2621 (M+1), meas 344.2631. ["] D = – 10.2 (c = 1.0, CH2Cl2) on 64. TBSO NHBoc 64 1 mol % [Rh(COD)Cl]2 2 mol % BIPHEP 2 mol % Nixantphos paraformaldehyde toluene, 90 °C 204 OTBS 65 N Boc tert-Butyl ((4R,6S)-6-((tert-butyldimethylsilyl)oxy)hept-1-en-4-yl)carbamate 64 (0.26 g, 0.75 mmol) was subjected to intramolecular amidocarbonylation paraformaldehyde according to the typical procedure in 6.3.5. with Purification of the product by column chromatography on silica gel (1:30 EtOAc/hexanes) afforded (R)tert-butyl 2-((S)-2-((tert-butyldimethylsilyl)oxy)propyl)-3,4-dihydropyridine-1(2H)- carboxylate 65 in 72% yield (0.19 g, 0.54 mmol) as a clear viscous oil. Rf = 0.30 (1:30 ethyl acetate /hexanes). A 1:1 mixture of rotamers was observed in the 1 H NMR 1 spectrum. Spectral data for 65: H NMR (500 MHz, CDCl3) % 0.007 (s, 6H), 0.85 (s, 9H), 1.18-1.23 (m, 3H), 1.36-1.42 (m, 1H), 1.46 (s, 9H), 1.65-2.35 (m, 5H), 3.86 (d, 1H, J = 5.5 Hz), 4.23 (brs, 0.6H), 4.33 (brs, 0.4H), 4.77 (brs, 0.5H), 4.85 (brs, 0.5H), 6.62 (d, 0.4H, J = 7.0 Hz), 6.77 (d, 0.5H, J = 7.0 Hz); 13 C NMR (125 MHz, CDCl3) % -4.85, -4.55, -4.29, 17.61, 17.84, 18.10, 23.49, 24.07, 24.19, 25.34, 25.88, 28.38, 28.51, 29.68, 40.30, 41.14, 46.69, 47.84, 65.50, 66.26, 80.23, 80.36, 104.87, 105.15, 124.08, 152.11, 1 152.46. IR (thin film) 2957, 1705, 1653, 1410 cm- . HRMS (ES+) calcd for 23 C19H38NO3Si m/z 356.2621 (M+1), meas 356.2629 ["] D = +25.1 (c = 0.5, CH2Cl2) on 65. OTBS 65 Pd(OH)2/C N Boc HCl, MeOH rt MeOH, rt OH N H (+)-Allosedridine, 66 (R)-tert-Butyl-2-((S)-2-((tert-butyldimethylsilyl)oxy)propyl)-3,4-dihydropyridine-1(2H)carboxylate 65 (0.17 g, 0.50 mmol) was subjected to the reduction conditions followed 205 by hydrolysis to remove the protecting groups as described for the synthesis of (+)Sedridine. The product was obtained in 74% yield (52 mg, 0.37 mmol) as white crystals 73 1 (mp 65-66 °C, lit. 62 °C ). Spectral data for (+)-Allosedridine: H NMR (500 MHz, CDCl3) % 1.01-1.06 (m, 1H), 1.08 (d, 3H, J = 6.0 Hz), 1.11-1.26 (m, 2H), 1.41-1.49 (m, 2H), 1.53-1.59 (m, 2H), 1.74-1.78 (m, 1H), 2.50-2.56 (m, 1H), 2.63-2.68 (m, 1H), 2.98 (dd, 1H, J = 10, 4.5 Hz), 3.93-3.95 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 23.80, 24.48, 23 27.36, 34.37, 44.40, 45.99, 58.14, 69.03. ["] D = +15.0 (c = 1.0, MeOH), Lit. 73 25 ["] D = +17.10, (c = 1.55, MeOH). 6.4 Supporting information for chapter 5 6.4.1 General information All experiments were performed under an argon atmosphere. Flasks were flamedried and cooled under argon before use. All solvents such as benzene, dichloromethane, ether, triethylamine, toluene, THF, DMF and CH3CN were dried if used in the reaction. ACS-grade hexanes and ethyl acetate were used as purchased. Triphenylborate and trimethylsilyldiazomethane were used as purchased from Aldrich. Cyclohexanebutyric acid, hex-5-ynoic acid, 5-ethoxy-5-oxopentanoic acid, 4- bromobutanoic acid, and levulinic acid were used as purchased. VAPOL and VANOL were purified by column chromatography with 9:1 hexanes/ethyl acetate. Melting points were measured on a Thomas Hoover capillary melting point apparatus. 1H NMR and 13C NMR were recorded on a Varian 300 MHz or VXR-500 MHz instrument in CDCl3 unless otherwise noted. CHCl3 was used as the internal standard for both 1H NMR (! = 7.24) and 13C NMR (! = 77.0). Column chromatography 206 was performed with silica gel 60 (230–450 mesh). Analytical thin-layer chromatography (TLC) was performed on silica gel plates with F-254 indicator. Visualization was by short wave (254 nm) and long wave (365 nm) ultraviolet light, or by staining with phosphomolybdic acid in ethanol. HPLC analyses were carried out using a Varian Prostar 210 Solvent Delivery Module with a Prostar 330 PDA Detector and a Prostar Workstation. 6.4.2 General procedure for the preparation of diazoketones with the azide transfer method OH O OLi MeLi DME, - 45 °C O MeLi Et2O OLi OLi 71a aq. HCl O 72a Procedure for the synthesis of 5-cyclohexylpentan-2-one 72a: The following 74 procedure is adapted from one for related methyl ketones. To a flame-dried 100 mL round-bottomed flask, fitted with a magnetic stirrer and an argon balloon was added DME (7.5 mL) and MeLi (7.5 mL, 12 mmol) at – 45°C. A solution of cyclohexanebutyric acid 71a (1.7 g, 10 mmol) in DME (7.5 mL) was added dropwise. The mixture was allowed to stir for 2 h, followed by the addition of MeLi (7.5 mL, 12 mmol) at 0°C. Stirring was continued at room temperature for 3 hours. Then the mixture was siphoned into a vigorously stirred flask charged with conc HCl (1.8 mL) and H2O (30 mL). The mixture was stirred for about 30 min, and then NaCl was added to saturate the solution, 207 followed by the separation of the organic and aqueous phases. The aqueous phase was washed with Et2O, dried over MgSO4, filtered and concentrated under reduced pressure. Purification of the product by column chromatography on silica gel (1:25 ether /pentane) gave the pure methyl ketone 72a as a clear oil in 49% isolated yield (0.82 g, 1 4.9 mmol). Spectral data for 72a: Rf = 0.25 (1:25 ether /pentane). H NMR (500 MHz, CDCl3) % 0.70–0.88 (m, 2H), 1.02–1.22 (m, 6H), 1.43–1.62 (m, 7H), 2.03 (s, 3H), 2.36– 2.40 (t, 2H, J = 7.0 Hz); 13 C NMR (125 MHz, CDCl3) % 21.83, 27.12, 26.94, 31.22, 32.28, 36.63, 38.45, 40.55, 208.12. CF3 HMDS/n-BuLi O O THF, CF3CO2CH2CF3 O 72a SO2N3 C12H25 73 N2 O H2O, Et3N, CH3CN, rt 30% 74a Procedure for the synthesis of 5-cyclohexyl-1-diazopentan-2-one 74a: The following 75 procedure is adapted from one for related diazoketone. To a 250 mL round bottomed flask was added dry tetrahydrofuran (25 mL) and 1,1,1,3,3,3-hexamethyldisilazane (16.5 mmol, 3.89 mL). The mixture was then cooled to 0 °C while n-butyllithium (16.5 mmol, 7.01 mL) in hexane was added dropwise. After stirring for 10 min, the resulting solution was cooled to –78°C, and a solution of methyl ketone (2.52 g, 15.0 mmol) in dry tetrahydrofuran (25 mL) was added slowly over 10 min. Stirring was continued for 30 min at –78°C, and then 2,2,2-trifluoroethyl trifluoroacetate (16.5 mmol, 2.48 mL) was 208 added rapidly via syringe (over 5 sec). After 10 min, the reaction mixture was poured into a separatory funnel containing 5% aqueous hydrochloric acid (50 mL) and diethyl ether (25 mL). The aqueous layer was separated and extracted with diethyl ether. The combined organic layers were washed with saturated sodium chloride solution, dried over anhydrous sodium sulfate, filtered, and concentrated under reduced pressure using a rotary evaporator. The crude product was immediately dissolved in acetonitrile (23 mL). Water (0.25 mL), triethylamine (22.5mmol, 3.20 mL), and a solution of 476 dodecylbenzenesulfonyl azide (7.88 g, 22.5 mmol) in acetonitrile (23 mL) were then added to the solution. The mixture was allowed to stir at room temperature for 12 h and then was poured into a separatory funnel containing diethyl ether (23 mL) and aqueous 5% sodium hydroxide. The organic phase was separated, washed successively with 5% aq NaOH, water and saturated sodium chloride, dried over anhydrous sodium sulfate, filtered, and concentrated at reduced pressure. Purification of the product by column chromatography on silica gel (1:4 ethyl acetate/hexane) gave 5-cyclohexyl-1diazopentan-2-one 74a. Pure product is only obtained if the column chromatography is repeated at least two times which then gives 74a as a yellow oil in 30% isolated yield 77 1 (0.87 g, 4.5 mmol). Spectral data for 74a : Rf = 0.25 (1:4 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 0.75–0.83 (m, 2H), 1.01–1.20 (m, 6H), 1.50–1.63 (m, 7H), 2.21 (bs, 2H), 5.21 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 22.82, 26.52, 26.84, 33.42, 37.13, 37.65, 41.55, 54.32, 195.53. 6.4.3 General procedure for the synthesis of diazo ketone 8a-k with trimethylsilyldiazomethane (TMSCHN2) as a stable and safe substitute for 209 diazomethane – Illustrated for the synthesis of 5-cyclohexyl-1-diazopentan-2-one 74d. (COCl)2 O 3 OH DCM, rt TMSCHN2 O 3 Cl CH3CN, 0 °C 24 h 71d O N2 3 74d The following procedure is one that is modified from that reported by Shroiri in that it uses only 1.1 equiv of TMSCHN2 and workup with sat aq NaHCO3 is not employed. 78,79 A 250 mL flame-dried round-bottomed flask with stir bar was charged with hex-5-ynoic acid 71d (1.7 g, 15 mmol) and CH2Cl2 (15 mL). Oxalyl chloride (COCl)2 (2.85 g, 22.5 mmol) was then added slowly at room temperature. Stirring was continued for 1 h, and then the reaction mixture was concentrated by rotary evaporation to give a brown liquid which can be used for the next step without further purification. The residual from the above step was dissolved in CH3CN (75 mL), followed by the addition of TMSCHN2 (16.5 mmol, 8.3 mL) at 0°C. The reaction mixture was allowed to stir for 24 h. Volatiles were then removed by rotary evaporation. Purification of the product by column chromatography on silica gel (1:6 ethyl acetate/hexane) gave the pure 1-diazohept-6-yn-2-one 74d as a yellow oil in 66% isolated yield (1.35 g, 9.9 mmol). When the reaction was run at room temperature according to the general procedure described above, a 60% yield of compound 74d was obtained. Spectral data 80 1 for 74d : Rf = 0.2 (1:6 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 1.57– 210 1.61 (m, 2H), 1.82–1.83 (m, 1H), 2.00-2.03 (m, 2H), 2.23 (bs, 2H), 5.24 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 17.24, 32.10, 38.67, 53.94, 68.87, 82.82, 193.76. (COCl)2 O OH 3 TMSCHN2 O DCM, rt Cl 3 O N2 CH3CN, 0 °C 24 h 3 71a 74a 5-cyclohexyl-1-diazopentan-2-one 74a: cyclohexanebutyric acid 71a (0.34g, 2.0 mmol) was reacted according to the general procedure described above except that the reaction mixture from the second step was quenched with sat. NaHCO3, extracted with ether and dried over NaSO4. Purification of 74a by column chromatography on silica gel (1:4 ethyl acetate/hexane) gave the pure 5-cyclohexyl-1-diazopentan-2-one 74a as a yellow oil in 73% isolated yield (0.28 g, 1.5 mmol). The same reaction at room temperature gave 74a in 59% yield and the same reaction at 25 °C with 2.0 equiv of TMSCHN2 gave 62% yield. O EtO (COCl)2 O 3 OH DCM, rt O EtO TMSCHN2 O 3 71b Cl CH3CN, 0 °C EtO 24 h O O N2 3 74b ethyl 6-diazo-5-oxohexanoate 74b: 5-ethoxy-5-oxopentanoic acid 71b (0.32g, 2.0 mmol) was reacted according to the general procedure described above except that the reaction mixture from the second step was quenched with sat. NaHCO3, extracted with ether and dried over NaSO4. Purification of 74b by column chromatography on silica gel 211 (1:3 ethyl acetate/hexane) gave the pure ethyl 6-diazo-5-oxohexanoate 74b as a yellow oil in 70% isolated yield (0.26 g, 1.4 mmol). When the reaction was run at room temperature according to the same procedure, a 91% yield of compound 74b was 81 1 obtained. Spectral data for 74b : Rf = 0.2 (1:3 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 1.14–1.17 (t, 3H, J = 7.0 Hz), 1.82–1.88 (m, 2H), 2.25-2.29 (m, 4H), 4.00-4.05 (q, 2H, J = 7.0 Hz), 5.23 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 14.00, 20.03, 33.08, 39.47, 54.27, 60.16, 172.77, 193.88. (COCl)2 O 3 OH DCM, rt TMSCHN2 O 3 Cl O N2 CH3CN, 0 °C 24 h 3 71c 74c 1-diazohept-6-en-2-one 74c: Hex-5-enoic acid 82 71c (1.6 g, 14 mmol) was reacted according to the general procedure described above. Purification of 74c by column chromatography on silica gel (1:6 ethyl acetate/hexanes) gave the pure diazoketone as a clear yellow liquid in 69% isolated yield (1.28 g, 9.00 mmol). When the reaction was run at room temperature according to the general procedure described above, a 65% yield of compound 74c was obtained. Spectral data for 74c 83 : Rf = 0.2 (1:6 ethyl 1 acetate /hexanes). H NMR (500 MHz, CDCl3) % 1.56–1.62 (m, 2H), 1.93–1.97 (m, 2H), 2.19 (bs, 2H), 4.83-4.91 (m, 2H), 5.21 (bs, 1H), 5.96-5.68 (m, 1H); 13 C NMR (125 MHz, CDCl3) % 23.88, 32.72, 39.78, 53.75, 114.53, 137.28, 194.66. These data match that reported for this compound. 212 (COCl)2 O Br OH 3 DCM, rt TMSCHN2 O Br Cl 3 CH3CN, 0 °C 24 h O N2 Br 3 71e 74e 5-bromo-1-diazopentan-2-one 74e: 4-bromobutanoic acid 71e (0.33 g, 2.0 mmol) was reacted according to the general procedure described above. Purification of 74e by column chromatography on silica gel (1:6 ethyl acetate/hexanes) gave the pure diazoketone as a clear yellow liquid in 78% isolated yield (0.30 mg, 1.6 mmol). Compound 74e gradually turned orange at room temperature after evaporation of solvent by rotary evaporator to remove most of the solvent. The yield was calculated 1 from the H NMR spectrum after integration of solvent peaks. Removing all solvents by high vacuum was detrimental to the compound. Therefore, this compound should be 84 used immediately after purification by column chromatography. Spectral data for 74e : 1 Rf = 0.2 (1:6 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 2.13-2.18 (m, 2H), 2.48 (bs, 2H), 3.41-3.44 (m, 2H), 5.27 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 27.55, 33.07, 37.75, 54.68, 193.21. O O (COCl)2 O 2 OH O DCM, rt TMSCHN2 O O 2 Cl 71f CH3CN, 0 °C 24 h O O O N2 2 74f 1-diazo-4-(2-methyl-1,3-dioxolan-2-yl)butan-2-one 74f: tert-butyldimethylsilyl 3-(285 methyl-1,3-dioxolan-2-yl)propanoate (0.15 g, 1.8 mmol) was reacted according to the general procedure described above with the exception that a few drops of DMF were 213 added for the preparation of acid chloride. Purification of 74f by column chromatography on silica gel (1:1 ethyl acetate/hexanes) gave the pure diazoketone as a clear yellow 86 liquid in 52% isolated yield (170 mg, 0.920 mmol). Spectral data for 74f : Rf = 0.20 (1:1 1 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 1.25 (s, 3H), 1.93–1.96 (t, 2H, J = 7.5 Hz), 2.35 (bs, 2H), 3.83-3.91 (m, 4H), 5.21 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 14.37, 24.09, 33.89, 54.45, 64.91, 109.40, 194.63. O N O 2 O (COCl)2 O OH N DCM, rt 2 O O TMSCHN2 O Cl O N2 N CH3CN, 0 °C 24 h 2 O 74g 71g 2-(4-diazo-3-oxobutyl)isoindoline-1,3-dione yl)propanoic acid 87 74g: 3-(1,3-dioxoisoindolin-2- 71g (0.88 g, 4.0 mmol) was reacted according to the general procedure described above. Purification of 74g by column chromatography on silica gel (1:9 ethyl acetate/dichloromethane) gave the pure diazoketone as a light yellow solid 88 (mp 126-128 oC) in 82% isolated yield (0.8 g, 3.3 mmol). Spectral data for 74g : Rf = 1 0.2 (1:9 ethyl acetate /dichloromethane). H NMR (500 MHz, CDCl3) % 2.72 (bs, 2H), 3.96-3.99 (t, 2H, J = 7.5 Hz), 5.29 (bs, 1H), 7.66-7.70 (m, 2H), 7.78-7.81 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 33.70, 38.53, 55.25, 123.27, 131.96, 133.99, 167.97, 191.26. O (COCl)2 O 2 OH DCM, rt TMSCHN2 O O 2 Cl 71h CH3CN, 0 °C 24 h O O N2 2 74h 214 1-diazohexane-2,5-dione 74h was prepared as follow: A flame-dried flask was charged with levulinic acid 71h (0.23 g, 2.0 mmol) and THF (10 mL). Then 1.05 eq. of TEA was added at 0°C, followed by the addition of 1.05 eq of ethyl chloroformate. The mixture was stirred for 2 h. After filtration and concentration at reduced pressure, the anhydride was obtained which could be used in the next step without further purification. The anhydride was dissolved in CH3CN (10 mL) at 0°C, followed by the addition of TMSCHN2 (2.2 mmol, 1.1 mL). Stirring was continued overnight. The solvent was then removed by rotary evaporator. The residual was dissolved in ether, and washed with sat. NaHCO3 and water, dried over Na2SO4 and concentrated. Purification of 74h by column chromatography on silica gel (1:1 ethyl acetate/hexanes) gave the pure diazoketone as a clear yellow liquid in 30% isolated yield (84 mg, 0.60 mmol). Spectral 89 1 data for 74h : Rf = 0.30 (1:1 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 2.16 (s, 3H), 2.56 (s, 2H), 2.75-2.78 (t, J = 6.0 Hz, 2H), 5.28 (bs, 1H); 13 C NMR (125 MHz, CDCl3) % 29.03, 35.41, 39.49, 53.94, 194.83, 207.82. O (COCl)2 OH DCM, rt TMSCHN2, NEt3 O Cl 71i CH3CN, 0 °C 24 h O N2 74i 2-diazo-1-phenylethanone 74i: Benzoic acid 71i (0.24 g, 2.0 mmol) was reacted according to the general procedure described above with the exception that 1.2 eq. of triethylamine was added after the addition of TMSCHN2 (2.2 mmol, 1.1 mL). Purification 215 of 74i by column chromatography on silica gel (1: 6 ethyl acetate/hexanes) gave the pure diazoketone as a yellow solid (mp 52-54 oC) in 55% isolated yield (160 mg, 1.10 90 1 mmol). Spectral data for 74i : Rf = 0.2 (1:6 ethyl acetate) H NMR (500 MHz, CDCl3) % 5.91 (bs, 1H), 7.37-7.41 (m, 2H), 7.47-7.50 (m, 1H), 7.71- 7.73 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 54.42, 126.89, 128.89, 132.95, 136.87, 186.61. O (COCl)2 OH TMSCHN2, NEt3 O Cl DCM, rt O N2 CH3CN, 0 °C 24 h 74j 71j 1-diazo-4-phenylbut-3-yn-2-one 74j: Phenylpropiolic acid 71j (0.29 g, 2.0 mmol) was reacted according to the general procedure described above with the exception that 1.2 eq. of triethylamine was added after the addition of TMSCHN2. Purification of 74j by column chromatography on silica gel (1: 9 ethyl acetate/hexanes) gave the pure diazoketone as a clear yellow liquid in 15% isolated yield (51 mg, 0.3 mmol). Spectral 91 1 data for 74j : Rf = 0.2 (1:3 ethyl acetate /hexanes). H NMR (500 MHz, CDCl3) % 5.58 (bs, 1H), 7.34-7.42 (m, 3H), 7.51-7.54 (m, 2H); 13 C NMR (125 MHz, CDCl3) % 53.92, 89.92, 96.34, 127.99, 128.83, 133.84, 135.82, 184.21. O (COCl)2 OH TMSCHN2, NEt3 O Cl DCM, rt O N2 CH3CN, 0 °C 24 h 74k 71k 216 (E)-1-diazo-4-phenylbut-3-en-2-one 74k: (E)-cinnamic acid 71k (0.3 g, 2 mmol) was reacted according to the general procedure described above with the exception that 1.2 1 eq. of triethylamine was added after the addition of TMSCHN2. The H NMR spectrum of the crude reaction mixture indicated that the desired diazo compound 74k was not present due to the absence of the characteristic diazo methine peak at % 5.6 that has been reported for this compound. 92 6.4.5 General procedure for the catalytic asymmetric aziridination of diazo ketones 74a-g, j – Illustrated for the preparation of 1-((2R,3R)-1-(bis(4-methoxy3,5-dimethyl-phenyl)methyl)-3-phenylaziridin-2-yl)-4-cyclohexylbutan-1-one 78a O O 5 mol % (S)-VAPOL BOROX cat. 9 O O O N toluene, 25 °C N Ph 77a Ph N2 O 74a 3 (2R, 3R)-78a 93 Procedure for catalyst preparation : To a flame-dried 50 mL Schlenk flask, fitted with a magnetic stirrer and filled with argon, was added (S)-VAPOL (26.9 mg, 0.0500 mmol) and triphenylborate (58 mg, 0.20 mmol). Dry toluene (2 mL) was added under an argon flow, followed by the addition of water (0.9 &L, 0.05 mmol). After capping the flask, the mixture was heated at 80 ºC for 1 h with stirring. Thereafter a vacuum was gradually applied to remove solvent (0.05 mm Hg). The vacuum was maintained for 30 min at 80 ºC. Then the flask was cooled down under argon flow to room temperature. 93 Procedure for the aziridination reaction : Aldimine 77a (387 mg, 1.00 mmol) and dry toluene (2 mL) were added to this Schlenk flask under an argon flow. Thereafter, 5- 217 cyclohexyl-1-diazopentan-2-one 74a (232 mg, 1.20 mmol) was added via syringe. Stirring was continued at room temperature for 24 h. The mixture was then diluted with 15 mL of hexanes and transferred to a 100 mL round bottom flask. The Schlenk flask was rinsed with dichloromethane. Concentration of the solvent followed by applying high vacuum (0.05 mm Hg) for 30 minutes provided the crude aziridine as an off-white solid. 1 The cis/trans ratios were determined by the H NMR spectrum of the crude reaction mixture by integration of the aziridine methine protons. The coupling constants of the cis (7-8 Hz) and the trans (2-3 Hz) were used to differentiate the two isomers. Purification of the product by column chromatography (35 mm x 400 mm column) on silica gel with an elutant mixture of ethyl acetate:hexanes (1:9) gave the pure aziridine (mp 45-47 °C) as a white solid in 72% isolated yield (400 mg, 0.72 mmol). Cis/trans ratio: 100:1. The optical purity of 78a was determined to be 99% ee by HPLC analysis (CHIRALCEL ODH column, 99:1 hexanes:2-propanol, 222 nm, flow rate 0.7 mL/min). Retention times: Rt = 8.24 min (major enantiomer) and Rt = 6.70 min (minor enantiomer). Spectral data for 1 (2R, 3R)-78a: Rf = 0.15 (1:9 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 0.601.30 (m, 11H), 1.45-1.65 (m, 5H), 1.85-2.00 (m, 1H), 2.21 (s, 6H), 2.24 (s, 6H), 2.562.59 (d, 1H, J = 7 Hz), 3.12-3.20 (d, 1H, J = 7 Hz), 3.59 (s, 1H), 3.63 (s, 3H), 3.67 (s, 3H), 7.12-7.14 (d, 4H, J = 7 Hz), 7.16-7.25 (m, 3H), 7.27-7.30 (d, 2H, J = 7 Hz); 13 C 3 NMR (125 MHz, CDCl3) (1 sp carbon missing) % 16.09, 16.15, 20.09, 26.19, 26.56, 33.01,33.03, 36.58, 37.21, 40.87, 49.17, 52.74, 59.40, 59.43, 77.64, 127.23, 127.35, 127.65, 127.72, 127.90, 130.56, 130.58, 135.36, 137.71, 137.87, 155.98, 156.05, 1 207.09; IR (thin film) 2922s, 1697m, 1483s, 1221s cm- ; mass spectrum, m/z (% rel 218 intensity) 553 M+ (2), 283 (100), 269 (100), 238 (46); Anal calcd for C37H47NO3: C, 23 80.25; H, 8.55; N, 2.53. Found: C, 79.73; H, 8.55; N, 2.32; ["] D = +54.0 (c 1.0, CH2Cl2) on 99% ee material (HPLC). O O O O 10 mol % (S)-VAPOL BOROX cat. 9 O N N toluene, 25 °C Cy 77b Cy N2 O 74a 3 (2R, 3R)-78b 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2-yl)-4cyclohexylbutan-1-one 78b: Aldimine 77b (275 mg, 0.700 mmol) was reacted with 5cyclohexyl-1-diazopentan-2-one 74a (163mg, 0.840 mmol) according to the general procedure described above with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure aziridine as a viscous oil in 82% isolated yield (319 mg, 0.570 mmol). The optical purity of 78b was determined to be 95% ee by HPLC analysis (CHIRALCEL OD-H column, 98:2 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 5.05 min (major enantiomer) and Rt = 5.98 min (minor 1 enantiomer). Spectral data for (2R, 3R)-78b: Rf = 0.15 (1:15 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 0.42-0.58 (m, 1H), 0.70-1.70 (m, 25H), 1.40-1.58 (t, 1H, J = 7.5 Hz), 2.21(s, 6H), 2.22 (s, 6H), 2.26-2.27 (d, 1H, J = 7.5 Hz), 2.40-2.50 (m, 2H), 3.30 (s, 1H), 3.64 (s, 3H), 3.66 (s, 3H), 6.96 (s, 2H), 7.03 (s, 2H); 219 13 C NMR (125 MHz, 3 CDCl3) (1 sp carbon missing) ! 16.08, 16.19, 21.20, 25.40, 25.52, 26.13, 26.34, 26.65, 30.44, 30.98, 33.22, 33.24, 36.07, 37.01, 37.48, 42.41, 49.99, 54.85, 59.58, 59.66, 78.11, 127.35, 128.38, 130.34, 130.50, 137.77, 138.12, 155.83, 156.22, 207.77; IR (thin 1 film) 2924s, 1701w, 1483s, 1221s cm- ; mass spectrum, m/z (% rel intensity) 559 M+ (0.77), 283 (100), 95 (16), 55 (38); Anal calcd for C37H53NO3: C, 79.38; H, 9.54; N, 23 2.50. Found: C, 79.11; H, 9.26; N, 2.41; ["] D = +91.8 (c 1.0, CH2Cl2) on 95% ee material (HPLC). 5 mol % (S)-VAPOL BOROX cat. 9 O N Ph 79 toluene, 25 °C N2 N Ph O 74a 3 (2R, 3R)-80 1-((2R,3R)-1-benzhydryl-3-phenylaziridin-2-yl)-4-cyclohexylbutan-1-one 80: Aldimine 79 (271 mg, 1.00 mmol) was reacted with 6-diazo-5-oxohexanoate 74a (232 mg, 1.20 mmol) according to the above mentioned procedure. Purification of the product by column chromatography on silica gel (1:15 ethyl acetate/hexanes) gave the pure aziridine (mp 138-139 °C) as a white solid in 66% isolated yield (289 mg, 0.66 mmol). The optical purity of 80 was determined to be 92% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 6.92 min (major enantiomer) and Rt = 10.64 min (minor enantiomer). Spectral data for 1 (2R, 3R)–80: Rf = 0.15 (1:15 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 0.600.90 (m, 4H), 1.01-1.37 (m, 7H), 1.58-1.71 (m, 4H), 2.00-2.07 (m, 1H), 2.28-2.34 (m, 220 1H), 2.77-2.79 (d, 1H, J = 7 Hz), 3.33-3.52 (d, 1H, J = 7 Hz), 3.96 (s, 1H), 7.23-7.40 (m, 11H), 7.60-7.63 (t, 4H, J = 6.5 Hz); 13 2 3 C NMR (125 MHz, CDCl3) (1 sp and sp carbon missing) ! 20.16, 26.29, 26.66, 33.07, 33.13, 36.60, 37.25, 40.95, 49.20, 52.85, 78.45, 127.25, 127.38, 127.43, 127.49, 127.53, 127.75, 128.07, 128.55, 135.19, 142.33, 1 142.50, 206.82; IR (thin film) 2918m, 1709s, 1653s, 1456w cm- ; mass spectrum, m/z (% rel intensity) 437 M+ (1.82), 270 (100), 167 (95), 118 (43); Anal calcd for C31H35NO: 23 C, 85.08; H, 8.06; N, 3.20. Found: C, 85.00; H, 7.89; N, 3.22; ["] = +55.5 (c 1.0, D CH2Cl2) on 92% ee material (HPLC). O O O O 5 mol % (S)-VAPOL BOROX cat. 9 O N OEt Ph 77a O N2 toluene, 25 °C N OEt Ph O 74b 3 O (2R, 3R)-78c ethyl-5-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)5-oxopentanoate 78c: Aldimine 77a (387 mg, 1.00 mmol) was reacted with ethyl 6diazo-5-oxohexanoate 74b (222 mg, 1.20 mmol) according to the above mentioned procedure. Purification of the product by column chromatography on silica gel (1:6 ethyl acetate/hexanes) gave the pure aziridine as a viscous oil in 76% isolated yield (412 mg, 0.760 mmol). The optical purity of 78c was determined to be 99% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.7mL/min). Retention times: Rt = 19.36 min (major enantiomer) and Rt = 28.56 min (minor 221 1 enantiomer). Spectral data for (2R, 3R)–78c: Rf = 0.15 (1:6 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 1.18-1.22 (t, 3H, J = 7 Hz), 1.40-1.65 (m, 2H), 1.80-2.15 (m, 3H), 2.24 (s, 6H), 2.26 (s, 6H), 2.27-2.30 (m, 1H), 2.61-2.63 (d, 1H, J = 7.5 Hz), 3.203.21 (d, 1H, J = 7.5 Hz), 3.63 (s, 1H), 3.65(s, 3H), 3.69 (s, 3H), 4.01-4.07 (q, 2H, J = 7 Hz), 7.15-7.31 (m, 9H); 13 C NMR (125 MHz, CDCl3) ! 14.11, 16.13, 16.16, 18.05, 33.02, 39.68, 49.20, 52.55, 59.48, 59.50, 60.04, 77.67, 127.34, 127.36, 127.65, 127.73, 128.00, 130.65, 130.71, 135.23, 137.65, 137.80, 156.06, 156.12, 172.95, 206.21; IR 1 (thin film) 2934m, 1734s, 1653m, 1456s cm- ; mass spectrum, m/z (% rel intensity) 543 M+ (0.12), 283 (100), 91 (24), 55 (14); Anal calcd for C34H41NO5: C, 75.11; H, 7.60; N, 23 2.58. Found: C, 74.77; H, 7.71; N, 2.35; ["] D = –52.4 (c 1.0, CH2Cl2) on 99% ee material (HPLC). O O O O 10 mol % (S)-VAPOL BOROX cat. 9 O N OEt Cy 77b O toluene, 25 °C N2 N OEt Cy O 74b 3 O (2R, 3R)-78d ethyl5-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2yl)-5-oxopentanoate 78d: Aldimine 77b (196.5 mg, 0.5000 mmol) was reacted with ethyl 6-diazo-5-oxohexanoate 74b (111 mg, 0.600 mmol) according to the above mentioned procedure with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica gel (1:5 ethyl acetate/hexanes) gave the 222 pure aziridine as a colorless viscous oil in 92% isolated yield (254 mg, 0.460 mmol). The optical purity of 78d was determined to be 97% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.7mL/min). Retention times: Rt = 8.37 min (major enantiomer) and Rt = 11.04 min (minor enantiomer). Spectral data for 1 (2R, 3R)–78d: Rf = 0.20 (1:5 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 0.40-0.60 (m, 1H), 0.80-1.40 (m, 11H), 1.40-1.60 (m, 3H), 1.85-1.95 (m, 3H), 2.19 (s, 6H), 2.20 (s, 6H), 2.10-2.27 (m, 2H), 2.53-2.55 (m, 2H), 3.29 (s, 1H), 3.61 (s, 3H), 3.64 (s, 3H), 4.04-4.09 (q, 2H, J = 7 Hz), 6.96 (s, 2H), 7.02 (s, 2H); 13 C NMR (125 MHz, CDCl3) ! 14.06, 15.92, 16.00, 18.76, 25.22, 25.35, 25.96, 30.28, 30.83, 33.11, 36.04, 40.80, 49.77, 54.71, 59.40, 59.47, 60.12, 77.93, 127.17, 128.19, 130.21, 130.41, 137.61, 137.90, 155.72, 156.10, 172.91, 206.60; IR (thin film) 2928m, 1734s, 1485m, 1 1375w cm- ; mass spectrum, m/z (% rel intensity) 549 M+ (0.62), 283 (100), 268 (14), 55 (10); Anal calcd for C34H47NO5: C, 74.28; H, 8.62; N, 2.55. Found: C, 74.05; H, 23 8.78; N, 2.34; ["] O D= +86.3 (c 1.0, CH2Cl2) on 97% ee material (HPLC). O O 5 mol % (S)-VAPOL BOROX cat. 9 O N Ph 77a O toluene, 25 °C N2 N Ph O 74c 3 (2R, 3R)-78e 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)hex-5en-1-one 78e: Aldimine 77a (387 mg, 1.00 mmol) was reacted with 1-diazohept-6-en-2- 223 one 74c (166 mg, 1.20 mmol) according to the general procedure described above. Purification of the product by column chromatographyon silica gel (1:12 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 77% isolated yield (380 mg, 0.770 mmol). The optical purity of 78e was determined to be 99% ee by HPLC analysis (CHIRALCEL OD-H column, 98:2 hexanes:2-propanol, 222 nm, flow 0.5 mL/min). Retention times: Rt = 9.89 min (major enantiomer) and Rt = 8.22 min (minor 1 enantiomer). Spectral data for (2R, 3R)–78e: Rf = 0.15 (1:12 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 1.27-1.31 (m, 1H), 1.39-1.43 (m, 1H), 1.73-1.79 (m, 2H), 1.99-2.06 (m, 1 H), 2.26-2.37 (m, 1 H), 2.28 (s, 6H), 2.31 (s, 6H), 2.65-2.67 (d, 1H, J = 7.5 Hz), 3.24-3.25 (d, 1H, J = 7.5 Hz), 3.67 (s, 1H), 3.69 (s, 3H), 3.73 (s, 3H), 4.86-4.90 (m, 2H), 5.57-5.64 (m, 1H), 7.20-7.24 (m, 5H), 7.26-7.30 (m, 2H), 7.36-7.38 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.15, 16.18, 21.96, 32.76, 39.91, 49.27, 52.76, 59.48, 59.51, 76.75, 114.67, 127.30, 127.40, 127.66, 127.75, 127.98, 130.64, 130.67, 135.34, 137.72, 137.85, 137.96, 156.03, 156.08, 206.91; IR (thin film) 3060w, 2934m, 1699m, 1 1485s, 1221s cm- ; mass spectrum, m/z (% rel intensity) 497 M+ (0.27), 283 (100), 91 (27), 41 (16); Anal calcd for C33H39NO3: C, 79.64; H, 7.90; N, 2.81. Found: C, 79.37; H, 23 7.61; N, 2.67; ["] D= +52.1 (c 1.0, CH2Cl2) on 99% ee material (HPLC). 224 O O O 10 mol % (S)-VAPOL BOROX cat. 9 O N Cy 77b O N toluene, 25 °C N2 Cy O 74c 3 (2R, 3R)-78f 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2yl)hex-5-en-1-one 78f: Aldimine 77b (196.5 mg, 0.5000 mmol) was reacted with 1diazohept-6-en-2-one 74c (83 mg, 0.60 mmol) according to the general procedure described above with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 72% isolated yield (182 mg, 0.360 mmol). The optical purity of 78f was determined to be 95% ee by HPLC analysis (CHIRALCEL OD-H column, 98:2 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 4.42 min (major enantiomer) and Rt = 5.47 min (minor 1 enantiomer). Spectral data for (2R, 3R)–78f: Rf = 0.2 (1:12 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 0.44-0.56 (m, 1H), 0.91-1.30 (m, 7H), 1.40-1.63 (m, 5H), 1.75-1.78 (t, 1H, J = 7.5 Hz), 1.98-2.00 (m, 2H), 2.21 (s, 6H), 2.22 (s, 6H), 2.27-2.28 (d, 1H, J = 7.5 Hz), 2.47-2.50 (t, 2H, J = 7.5 Hz), 3.30 (s, 1H), 3.64 (s, 3H), 3.65 (s, 3H), 4.91-4.96 (m, 2H), 5.68-5.74(m, 1H), 6.98 (s, 2H), 7.04 (s, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.03, 16.12, 22.90, 25.34, 25.48, 26.08, 30.38, 30.94, 33.00, 36.05, 41.22, 49.92, 54.90, 59.53, 59.59, 78.08, 115.07, 127.32, 128.31, 130.30, 130.47, 137.73, 137.91, 138.02, 155.80, 156.18, 207.42; IR (thin film) 2928m, 1699m, 1483m, 1221m 225 1 cm- ; mass spectrum, m/z (% rel intensity) 503 M+ (0.82), 283 (100), 95 (30), 55 (59); Anal calcd for C33H45NO3: C, 78.69; H, 9.00; N, 2.78. Found: C, 79.09; H, 8.89; N, 23 2.73; ["] D= +96.4 (c 1.0, CH2Cl2) on 95% ee material (HPLC). O O O 5 mol % (S)-VAPOL BOROX cat. 9 O N Ph 77a O toluene, 25 °C N2 N Ph 3 O 74d (2R, 3R)-78g 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)hex-5yn-1-one 78g: Adimine 77a (387 mg, 1.00 mmol) was reacted with 1-diazohept-6-yn-2one 74d (164 mg, 1.20 mmol) according to the general procedure described above. Purification of the product by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 89% isolated yield (440 mg, 0.890 mmol). The optical purity of 78g was determined to be 99% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.5 mL/min). Retention times: Rt = 15.61 min (major enantiomer) and Rt = 7.92 min (minor 1 enantiomer). Spectral data for (2R, 3R)–78g: Rf = 0.15 (1:12 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 1.40-1.48 (m, 1H), 1.52-1.62 (m, 1H), 1.82-2.02 (m, 3H), 2.14-2.22 (m, 1H), 2.31 (s, 6H), 2.34 (s, 6H), 2.46-2.54 (m, 1H), 2.71-2.73 (d, 1H, J = 7.5 Hz), 3.29-3.31 (d, 1H, J = 7.5 Hz), 3.71 (s, 3H), 3.73 (s, 1H), 3.75 (s, 3H), 7.25-7.26 (m, 5H), 7.29-7.32 (m, 2H), 7.39-7.41(m, 2H); 226 13 C NMR (125 MHz, CDCl3) ! 16.05, 16.10, 17.42, 21.63, 39.31, 49.16, 52.52, 59.34, 59.37, 68.57, 77.55, 83.55, 127.25, 127.29, 127.57, 127.62, 127.93, 130.54, 130.61, 135.15, 137.62, 137.75, 155.96, 1 156.01, 206.18; IR (thin film) 2947m, 2118w, 1695s, 1221s cm- ; mass spectrum, m/z (% rel intensity) 495 M+ (0.18), 283 (100), 118 (79), 91 (77); HRMS (ES+) calcd for 23 C33H38NO3 m/z 496.2852 (M++1), meas 496.2852; ["] D = +45.6 (c 1.0, CH2Cl2) on 99% ee material (HPLC). O O O O N toluene, 25 °C Cy 77b O 10 mol % (S)-VAPOL BOROX cat. 9 N2 N Cy O 74d 3 (2R, 3R)-78h 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2yl)hex-5-yn-1-one 78h: Aldimine 77b (196.5 mg, 0.5000 mmol) was reacted with 1diazohept-6-yn-2-one 74d (82 mg, 0.60 mmol) according to the general procedure described above with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 79% isolated yield (199 mg, 0.390 mmol). The optical purity of 78h was determined to be 96% ee by HPLC analysis (CHIRALCEL OD-H column, 99.5:0.5hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 9.24 min (major enantiomer) and Rt = 14.86 min (minor 1 enantiomer). Spectral data for (2R, 3R)–78h: Rf = 0.15 (1:12 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 0.46-0.58 (m, 1H), 0.84-1.22 (m, 5H), 1.26-1.38 (m, 2H), 227 1.40-1.60 (m, 3H), 1.69-1.82 (m, 3H), 1.85-1.90 (t, 1H, J = 7.5 Hz), 2.12-2.19 (m, 2H), 2.21 (s, 6H), 2.22 (s, 6H), 2.29-2.31 (d, 1H, J = 7.0 Hz), 2,63-2.64 (m, 2H), 3.31 (s, 1H), 3.64 (s, 3H), 3.65 (s, 3H), 6.99 (s, 2H), 7.05 (s, 2H); 13 C NMR (125 MHz, CDCl3) ! 15.96, 16.06, 17.60, 22.25, 25.25, 25.40, 25.99, 30.31, 30.87, 36.06, 40.33, 49.85, 54.79, 59.44, 59.50, 68.91, 77.96, 83.45, 127.22, 128.21, 130.24, 130.45, 137.67, 137.93, 155.71, 156.07, 206.98. IR (thin film) 2928m, 2118w, 1697w, 1483m, 1221s cm1 ; mass spectrum, m/z (% rel intensity) 501 M+ (0.19), 283 (100), 95 (26), 55 (33); 23 HRMS (ES+) calcd for C33H44NO3 m/z 502.3321(M++1), meas 502.3287; ["] D = +96.8 (c 1.0, CH2Cl2) on 96% ee material (HPLC). O O O O Br N Ph 77a O 5 mol % (S)-VAPOL BOROX cat. 9 toluene, 25 °C N2 N Ph 3 Br O 74e (2R, 3R)-78i 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)-4bromobutan-1-one 78i: Aldimine 77a (387 mg, 1.00 mmol) was reacted with 5-bromo-1diazopentan-2-one 74e (230 mg, 1.20 mmol) according to the general procedure described above. Purification of the product by column chromatography on silica gel (1:9 ethyl acetate/hexanes) gave the pure aziridine (mp 42-44°C) as a white solid in 85% isolated yield (469 mg, 0.850 mmol). The optical purity of 78i was determined to be 95% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 228 nm, flow 0.7 mL/min). Retention times: Rt = 14.06 min (major enantiomer) and Rt = 10.57 min (minor enantiomer). Spectral data for (2R, 3R)–78i: Rf = 0.2 (1:9 ethyl 1 acetate/hexanes). H NMR (500 MHz, CDCl3) ! 1.67-1.73 (m, 1H), 1.81-1.86 (m, 1H), 2.12-2.18 (m, 1H), 2.27 (s, 6H), 2.29 (s, 6H), 2.48-2.55 (m, 1H), 2.64-2.66 (d, 1H, J = 7.5 Hz), 3.03-3.14 (m, 2H), 3.24-3.26 (d, 1H, J = 7.0 Hz), 3.64 (s, 1H), 3.68 (s, 3H), 3.71 (s, 3H), 7.27-7.24 (m, 5H), 7.26-7.29 (m, 2H), 7.33-7.35 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.12, 16.20, 25.83, 32.93, 38.88, 49.18, 52.50, 59.43, 59.46, 77.62, 127.29, 127.39, 127.56, 127.65, 128.05, 130.64, 130.74, 135.07, 137.57, 137.70, 156.01, 1 156.04, 205.88; IR (thin film) 2880w, 1701s, 1485s, 1221s cm- ; mass spectrum, m/z 81 79 (% rel intensity) 551 M+ (0.15, Br ), 549 M+ (0.28, Br ), 283 (100), 253 (54), 118 (100); Anal calcd for C31H36BrNO3: C, 67.63; H, 6.59; N, 2.54. Found: C, 67.28; H, 23 6.42; N, 2.40; ["] O D= –42.0 (c 1.0, CH2Cl2) on 95% ee material (HPLC). O O O Br N Cy 77b O 10 mol % (S)-VAPOL BOROX cat. 9 toluene, 25 °C N2 N Cy O 74e 3 Br (2R, 3R)-78j 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2-yl)-4bromobutan-1-one 78j: Aldimine 77b (196.5 mg, 0.5000 mmol) was reacted with 5bromo-1-diazopentan-2-one 74e ( 115 mg, 0.600 mmol) according to the general 229 procedure described above with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica gel (1:12 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 61% isolated yield (170 mg, 0.310 mmol). The optical purity of 74e was determined to be 92% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 6.58 min (major enantiomer) and Rt = 8.02 min (minor 1 enantiomer). Spectral data for (2R, 3R)–74e: Rf = 0.2 (1:15 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 0.51-0.53 (m, 1H), 0.90-1.1.16 (m, 5H), 1.28-1.1.59 (m, 5H), 1.77-1.81 (t, 1H, J = 7.0 Hz), 2.04-2.09 (m, 2H), 2.22 (s, 12H), 2.28-2.30 (d, 1H, J = 7.0 Hz), 2.67-2.71 (m, 2H), 3.31 (s, 1H), 3.37-3.39 (m, 2H), 3.67 (s, 3H), 3.73 (s, 3H), 6.98 (s, 2H), 7.05 (s, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.02, 16.15, 25.28, 25.43, 26.37, 29.61, 30.34, 30.91, 33.18, 36.26, 39.81, 49.90, 54.81, 59.51, 59.57, 78.02, 127.23, 128.18, 130.32, 130.55, 137.63, 137.87, 155.77, 156.11, 206.44; IR (thin film) 2926s, 1 1701m, 1485s, 1221s cm- ; mass spectrum, m/z (% rel intensity) 557 M+ (0.06, 555 M+ (0.11, 79 81 Br), Br), 283 (100), 192 (39), 55 (39). Anal calcd for C31H42BrNO3: C, 23 66.90; H, 7.61; N, 2.52. Found: C, 66.88; H, 7.96; N, 2.39. ["] CH2Cl2) on 92% ee material (HPLC). 230 D = +85.6 (c 1.0, O O O O O N N N2 Ph 77a O 5 mol % (S)-VAPOL BOROX cat. 9 toluene, 25 °C O O N Ph 2N O 74f O (2R, 3R)-78k 2-(3-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)-3oxopropyl)-1H-indene-1,3(2H)-dione 78k: Aldimine 77a (379 mg, 1.00 mmol) was reacted with 2-(4-diazo-3-oxobutyl)isoindoline-1,3-dione 74f (292 mg, 1.20 mmol) according to the general procedure described above. Purification of the product by column chromatography on silica gel (1:2 ethyl acetate/hexanes) gave the pure aziridine (mp 134-136 oC) as a white solid in 85% isolated yield (550 mg, 0.850 mmol). The optical purity of 78k was determined to be 98% ee by HPLC analysis (CHIRALCEL ODH column, 98:2 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 38.18 min (major enantiomer) and Rt = 78.62 min (minor enantiomer). Spectral data for 1 (2R, 3R)–78k: Rf = 0.2 (1:2 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 2.26 (s, 6H), 2.29 (s, 6H), 2.40-2.47 (m, 1H), 2.70-2.71 (d, 1H, J = 7.0 Hz), 2.80-2.87 (m, 1H), 3.26-3.27 (d, 1H, J = 7.0 Hz), 3.58-3.71 (m, 3H), 3.65 (s, 3H), 3.69 (s, 3H), 7.077.10 (m, 1H), 7.17-7.21 (m, 6H), 7.30-7.32 (d, 2H, J = 7.5 Hz), 7.63-7.66 (m, 2H), 7.757.76 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 20.73, 31.93, 38.83, 49.06, 52.15, 59.25, 59.27, 60.07, 77.44, 122.81, 127.14, 127.23, 127.36, 127.46, 127.91, 130.46, 130.64, 131.77, 133.51, 134.72, 137.41, 137.60, 155.91, 155.92, 167.39, 204.02; IR (thin film) 1 2928m, 1716s, 1653m, 1485m cm- ; mass spectrum, m/z (% rel intensity) 602 M+ 231 (1.03), 283 (100), 160 (75), 55 (62); Anal calcd for C38H38N2O5: C, 75.72; H, 6.35; N, 23 4.65. Found: C, 76.09; H, 6.68; N, 4.54; ["] D = +50.9 (c 1.0, CH2Cl2) on 98% ee material (HPLC). O O O O O N N N2 Cy 77b O 10 mol % (S)-VAPOL BOROX cat. 9 toluene, 25 °C O O N 2N Cy O 74f O (2R, 3R)-78l 2-(3-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2yl)-3-oxopropyl)-1H-indene-1,3(2H)-dione 78l: Aldimine 77b (160 mg, 0.400 mmol) was reacted with 2-(4-diazo-3-oxobutyl)isoindoline-1,3-dione 74f (97 mg, 0.48 mmol) according to the general procedure described above with the exception that the catalyst loading was 10 mol%. Purification of the product by column chromatography on silica ° gel (2:7 ethyl acetate/hexanes) gave the pure aziridine (mp 63-65 C) as a white foamy solid in 63% isolated yield (150 mg, 0.25 mmol). The optical purity of 78l was determined to be 87% ee by HPLC analysis (CHIRALCEL OD-H column, 97:3 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 13.18 min (major enantiomer) and Rt = 18.47 min (minor enantiomer). Spectral data for (2R, 3R)–78l: Rf 1 = 0.2 (2:7 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 0.45-0.47 (m, 1H), 0.82-1.08 (m, 6H), 1.20-1.29 (m, 2H), 1.37-1.49 (m, 2H), 1.71-1.74 (t, 1H, J = 7.0 Hz), 2.17 (s, 6H), 2.18 (s, 6H), 2.24-2.25 (d, 1H, J = 7.0 Hz), 2.92-2.97 (m, 2H), 3.28 (s, 1H), 232 3.62 (s, 3H), 3.65 (s, 3H), 3.84-3.90 (m, 2H), 6.96 (s, 2H), 7.03 (s, 2H), 7.67-7.68 (m, 2H), 7.79-7.81 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.33, 16.41, 25.54, 25.65, 26.31, 30.62, 31.26, 33.05, 36.79, 40.09, 50.28, 54.95, 59.82, 59.89, 78.35, 123.45, 127.51, 128.48, 130.63, 130.95, 132.33, 134.18, 137.86, 138.23, 156.15, 156.45, 1 168.19, 205.18; IR (thin film) 2828m, 1772m, 1717s, 1485m cm- ; mass spectrum, m/z (% rel intensity) 608 M+ (1.79), 283 (100), 160 (75), 55 (74); Anal calcd for 23 C38H44N2O5: C, 74.97; H, 7.29; N, 4.60. Found: C, 75.06; H, 7.54; N, 4.50; ["] D = +72.6 (c 1.0, CH2Cl2) on 87% ee material (HPLC). O O 5 mol % (S)-VAPOL BOROX cat. 9 O N N2 O O O N toluene, 25 °C O O Ph Ph 77a O O 74j (2R, 3R)-78m 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-phenylaziridin-2-yl)-3-(2methyl-1,3-dioxolan-2-yl)propan-1-one 78m: Aldimine 77a (38.7mg, 0.100 mmol) was reacted with 1-diazo-4-(2-methyl-1,3-dioxolan-2-yl)butan-2-one 74j (22.0 mg, 0.120 mmol) according to the general procedure described above. Purification of the product by column chromatography on silica gel (1:3 ethyl acetate/hexanes) gave the pure aziridine as a colorless viscous oil in 88% isolated yield (48 mg, 0.090 mmol). The optical purity of 78m was determined to be 97% ee by HPLC analysis (CHIRALCEL OD-H column, 98:2 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt 233 = 13.31 min (major enantiomer) and Rt = 29.99 min (minor enantiomer). Spectral data 1 for (2R, 3R)–78m: Rf = 0.15 (1:3 ethyl acetate/hexanes). H NMR (500 MHz, CDCl3) ! 1.09 (s, 3H), 1.42-1.48 (m, 1H), 1.60-1.66 (m, 1H), 2.01-2.07 (m, 1H), 2.24 (s, 6H), 2.25 (s, 6H), 2.32-2.39 (m, 1H), 2.62-2.63 (d, 1H, J = 7.5 Hz), 3.17-3.18 (d, 1H, J=7.0 Hz), 3.61 (s, 1H), 3.64 (s, 3H), 3.67 (s, 3H), 3.68-3.70 (m, 2H), 3.80-3.82 (m, 2H), 7.14-7.20 (m, 5H), 7.21-7.24 (m, 2H), 7.30-7.32 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.44, 16.46, 23.81, 31.92, 36.11, 49.50, 53.16, 59.80, 59.81, 64.70, 64.72, 78.07, 109.48, 127.57, 127.78, 127.98, 128.06, 128.29, 130.93, 130.98, 135.70, 137.99, 138.11, 1 156.36, 156.40, 206.51; IR (thin film) 2942m, 1653s, 1485s, 1221s cm- ; mass spectrum, m/z (% rel intensity) 543 M+ (0.42), 283 (100), 91 (71), 87 (90). Anal calcd for 23 C34H41NO5: C, 75.11; H, 7.60; N, 2.58. Found: C, 74.06 ; H, 7.89; N, 2.47. ["] D = +42.1 (c 1.0, CH2Cl2) on 97% ee material (HPLC). O O 10 mol % (S)-VAPOL BOROX cat. 9 O N N2 O O O N toluene, 25 °C O O Cy Cy 77b O O 74j (2R, 3R)-78n 1-((2R,3R)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-3-cyclohexylaziridin-2-yl)-3(2-methyl-1,3-dioxolan-2-yl)propan-1-one 78n: Aldimine 77b (79 mg, 0.20 mmol) was reacted with 1-diazo-4-(2-methyl-1,3-dioxolan-2-yl)butan-2-one 74j (44 mg, 0.24 mmol) according to the general procedure described above with the exception that the catalyst 234 loading was 10 mol%. Purification of the product by column chromatography on silica gel (2:9 ethyl acetate/hexanes) gave the pure aziridine as a viscous oil in 64% isolated yield (70 mg, 0.13 mmol). The optical purity of 78n was determined to be 91% ee by HPLC analysis (CHIRALCEL OD-H column, 99:1 hexanes:2-propanol, 222 nm, flow 0.7 mL/min). Retention times: Rt = 9.47 min (major enantiomer) and Rt = 14.11 min (minor 1 enantiomer). Spectral data for (2R, 3R)–78n: Rf = 0.2 (2:9 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 0.48-0.50 (m, 1H), 0.86-1.15 (m, 5H), 1.26 (s, 3H), 1.27-1.32 (m, 2H), 1.41-1.57 (m, 3H), 1.74-1.77 (t, 1H, J = 7.0 Hz), 1.85-1.90 (m, 2H), 2.20 (s, 6H), 2.21 (s, 6H), 2.29-2.30 (d, 1H, J = 7.0 Hz), 2.51-2.61 (m, 2H), 3.30 (s, 1H), 3.64 (s, 3H), 3.66 (s, 3H), 3.82-3.90 (m, 4H), 6.97 (s, 2H), 7.04 (s, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.04, 16.13, 23.82, 25.34, 25.51, 26.11, 30.38, 30.94, 32.51, 36.06, 36.88, 50.03, 54.70, 59.54, 59.61, 64.57, 64.60, 78.15, 109.27, 127.36, 128.35, 130.30, 130.48, 137.73, 138.07, 155.81, 156.20, 206.67; IR (thin film) 2928s, 1701m, 1650s, 1 1558m cm- ; mass spectrum, m/z (% rel intensity) 549 M+ (0.23), 283 (100), 87 (87), 43 23 (50); HRMS (ES+) calcd for C34H48NO5 m/z 550.3532 (M++1), meas 550.3546; ["] +79.4 (c 1.0, CH2Cl2) on 91% ee material (HPLC). 6.4.6 General procedure for the deprotection of the N-MEDAM aziridine 78i. MEDAM N Ph 3 Br O triflic acid dry anisole, 0 °C to rt, 2 h H N Ph 3 Br O 81i, 84% yield (2R,3R)-78i 235 D= To a 25 mL flame-dried round bottom flask filled with argon was added compound 78i (110 mg, 0.200 mmol, 99% ee) and 2.2 mL of freshly distilled anisole at room 94 temperature. The flask was cooled to 0 ºC and triflic acid (88 µL, 1.0 mmol) was added. The ice-bath was removed and the reaction mixture was stirred for 2 h at room temperature. The reaction mixture was quenched by addition of saturated aq Na2CO3 until the pH was greater than 9. After addition of 3 mL ether and 1 mL water, the organic layer was separated and the water layer was extracted with ether (5 mL # 3). The combined organic layer was washed with NaCl (aq. sat.) (2 x 10 mL) and dried over MgSO4. The ether was removed by rotary evaporation. Purification of the product by column chromatography on silica gel (1:1 ether/hexanes as eluent) afforded 81i as a clear viscous oil in 84% isolated yield (45 mg, 0.17 mmol). Spectral data for (2R, 3R)– 1 81i: Rf = 0.2 (1:1 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.89-2.01 (m, 3H), 2.59 (bs, 2H), 3.01-3.09 (m, 1H), 3.19-3.27 (m, 2H), 3.62-3.64 (d, 1H, J = 6.0 Hz), 7.26-7.38 (m, 5H); 13 3 C NMR (125 MHz, CDCl3) (1 sp carbon and 1 carbonyl carbon missing) ! 25.92, 32.81, 39.67, 43.90, 127.35, 127.79, 127.99, 128.20; IR (thin film) 1 79 3310m, 2922m, 1701s, 1385m cm- ; HRMS (ES+) calcd for C12H14 BrNO m/z 268.0377 (M++1), meas 268.0328. 6.4.7 General procedure for preparation of (R)-1-((2S,3S)-1-(bis(4-methoxy-3,5dimethylphenyl)methyl)-3-phenylaziridin-2-yl)-4-bromobutan-1-ol 82 via reduction of 78i with zinc borohydride. 236 MEDAM N Ph O (2S,3S)-78i 98% ee MEDAM 3 Br N Zn(BH4)2 Et2O, 25 °C Ph 3 Br 82 OH 91% (dr > 50:1) An ethereal solution of zinc chloride (1.36 g, 10.0 mmol) was added dropwise to a 95 stirred suspension of sodium borohydride (25 mmol) in dry diethyl ether (60 mL). The mixture was stirred at room temperature under argon atmosphere for 12 h. The solid that formed (NaCl) was allowed to settle and the liquid was removed and stored in a stoppered bottle under argon atmosphere at –18 °C and was used as a 0.144 M zinc borohydride solution in diethyl ether. To an ice-cold solution of the compound 78i (55 mg, 0.1 mmol, 98% ee) in dry diethyl ether (40 mL) was dropwise added a solution of zinc borohydride (0.30 mL). After 2 h, the reaction was quenched with water, and then the solution was stirred for another 30 min. The aqueous layer was extracted with diethyl ether and the combined organic layer was washed with brine, dried over magnesium sulfate, filtered, and concentrated under vacuum to afford a light-yellow oil. Purification of the product by silica gel chromatography (1:4 ethylacetate/hexanes as eluent) gave 82 as a white foamy solid (mp 55-57 °C) in 91 % isolated yield (50 mg, 1 0.91 mmol). No trace of the diastereomer 85 could be observed by H NMR in the crude reaction mixture (dr $50:1). The stereochemistry of the product was assigned based on a related reduction of an aziridinyl ketone reported previously. 94 Spectral data for (1R, 1 2S, 3S)–82: Rf = 0.2 (1:4 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.081.09 (d, 1H, J = 3.0 Hz), 1.12-1.20 (m, 1H), 1.24-1.32 (m, 1H), 1.56-1.68 (m, 2H), 1.91- 237 1.94 (dd, 1H, J = 6.5 Hz, 8.5 Hz), 2.16 (s, 6H), 2.27 (s, 6H), 2.82-2.83 (d, 1H, J = 6.0 Hz), 3.10-3.12 (t, 2H, J = 6.5 Hz), 3.16-3.18 (m, 1H), 3.57 (s, 1H), 3.62 (s, 3H), 3.69 (s, 3H), 7.04 (s, 2H), 7.10 (s, 2H), 7.21-7.23 (t, 1H, J = 7.5 Hz), 7.29-7.32 (t, 2H, J = 7.5 Hz), 7.43-7.45 (d, 2H, J = 7.5 Hz); 13 C NMR (125 MHz, CDCl3) ! 16.43, 16.54, 28.63, 33.55, 34.05, 46.60, 50.89, 59.79, 59.91, 68.96, 78.31, 127.19, 127.64, 127.71, 128.51, 128.54, 130.65, 130.89, 137.08, 138.29, 138.75, 156.10, 156.57; IR (thin film) 3466m, 1 79 2920s, 1483s, 1221s cm- ; HRMS (ES+) calcd for C31H39NO3 Br m/z 552.2113 23 (M++1), meas. 552.2092; ["] D= +112.3 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 6.4.8 General procedure for preparation of (S)-1-((2S,3S)-1-(bis(4-methoxy-3,5dimethylphenyl)methyl)-3-phenylaziridin-2-yl)-4-bromobutan-1-ol 85 via reduction of 78i with L-selectride. MEDAM N Ph O MEDAM L-selectride 3 Br THF, –78 °C N Ph 3 Br OH 85 68% (dr = 15:1) (2S,3S)-78i 98% ee To a solution of ketoaziridine 78i (55 mg, 0.10 mmol) in 1 mL of THF under argon at –78 °C was added L-Selectride (1M solution in THF, 0.20 mL, 0.20 mmol). 95 The mixture was stirred for 60 min at –78 °C and then the reaction mixture was treated with 10% aqueous sodium hydroxide and the organic layer was separated. The aqueous layer was extracted with ethyl acetate (3 X 3 mL) and the combined organic extracts were dried over magnesium sulfate, filtered, and concentrated under vacuum. Purification of the product by silica gel chromatography (1:4 ethylacetate/hexanes as eluent) gave 85 as a viscous oil in 68 % yield (37 mg, 0.068 mmol). The ratio of the two 238 1 diastereomers 82 and 85 was 1:15 observed by H NMR in the crude reaction mixture. The stereochemistry of the products was assigned based on a related reduction of aziridinyl ketone reported previously. 95 Spectral data for (1S, 2S, 3S)–85: Rf = 0.2 (1:4 1 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.30-1.39 (m, 2H), 1.59-1.65 (m, 2H), 1.86-1.89 (dd, 1H, J = 7.0 Hz, 8.0 Hz), 2.16 (s, 6H), 2.27 (s, 6H), 2.89-2.90 (d, 1H, J = 7.0 Hz), 3.05-3.12 (m, 3H), 3.59 (s, 1H), 3.62 (s, 3H), 3.67 (s, 3H), 7.11 (s, 2H), 7.12 (s, 2H), 7.20-7.22 (t, 1H, J = 7.5 Hz), 7.27-7.30 (t, 2H, J = 7.5 Hz), 7.39-7.40 (d, 2H, J = 7.5 Hz); 13 C NMR (125 MHz, CDCl3) ! 16.45, 16.56, 28.60, 32.71, 33.80, 47.45, 51.75, 59.79, 59.90, 68.81, 78.03, 127.18, 127.57, 127.65, 127.83, 128.32, 130.76, 131.58, 1 136.76, 138.17, 139.47, 156.09, 156.69; IR (thin film) 3422s, 2924s, 1483s, 1221s cm- ; 79 23 HRMS (ES+) calcd for C31H39NO3 Br m/z 552.2113 (M++1), meas 552.2092; ["] D= +83.2 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 6.4.9 Preparation of (2S,3S)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-2phenyl-3-((S)-tetrahydrofuran-2-yl)aziridine 86. MEDAM N Ph O MEDAM N L-selectride 3 Br THF, 25 °C Ph O 86 83% (dr = 11:1) (2S,3S)-78i 98% ee When the above mentioned L-selectride reduction of compound 78i (0.275 g, 0.500 mmol) was carried out at room temperature for 24 h, compound 86 was isolated after silica gel chromatography (1:5 ethylacetate / hexanes as eluent) as a white foamy solid 239 (mp 110-112 °C) in 83% yield (0.190 g, 0.415 mmol). Spectral data for (S, S, S)–86: Rf 1 = 0.2 (1:5 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.41-1.54 (m, 2H), 1.59-1.76 (m, 2H), 1.90-1.93 (dd, 1H, J = 6.5 Hz, 8.5 Hz), 2.20 (s, 6H), 2.27 (s, 6H), 2.75-2.76 (d, 1H, J = 6.5 Hz), 3.31-3.36 (q, 1H, 7.5 Hz), 3.56-3.60 (m, 1H), 3.64 (s, 1H), 3.64-3.70 (m, 1H), 3.66 (s, 3H), 3.70 (s, 3H), 7.10 (s, 2H), 7.12 (s, 2H), 7.14-7.17 (m, 1H), 7.21-7.25 (m, 2H), 7.33-7.35 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 16.14, 16.15, 25.36, 28.76, 44.59, 50.13, 59.52, 59.57, 67.43, 76.75, 78.72, 126.41, 127.65, 127.77, 127.95, 128.19, 129.98, 130.24, 137.47, 138.18, 138.78, 155.62, 155.79; IR (thin film) 1 2963s, 1485s, 1221s,1016s cm- ; HRMS (ES+) calcd for C31H38NO3 m/z 472.2852 23 (M++1), meas 472.2840; ["] D= +28.6 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 6.4.10 Preparation of (2S,3S)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-2phenyl-3-((R)-tetrahydrofuran-2-yl)aziridine 83. MEDAM Ph 82 OH MEDAM NaH, N 3 Br THF, rt N Ph 83 O 94% (2S,3S)-1-(bis(4-methoxy-3,5-dimethylphenyl)methyl)-2-phenyl-3-((R)-tetrahydro furan-2-yl)aziridine 83 was prepared by treating compound 82 (83 mg, 0.15 mmol) with NaH (60%, 12 mg, 0.30 mmol) in THF (6 mL) at room temperature for 24 h. The reaction mixture was quenched by addition of 10 mL of H2O. The aqueous layer was extracted with ethyl acetate (3 X 3 mL) and the combined organic extracts were dried over sodium sulfate, filtered, and concentrated under vacuum. Purification of the 240 product by silica gel chromatography (1:3 ethylacetate/hexanes as eluent) gave 83 as a white foamy solid (mp 54-56 °C) in 94 % yield (65 mg, 0.14 mmol). Spectral data for (S, 1 S, R)–83: Rf = 0.25 (1:3 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.05-1.09 (m, 1H), 1.57-1.67 (m, 3H), 1.84-1.87 (dd, 1H, J = 6.5 Hz, 8.0 Hz), 2.18 (s, 6H), 2.27 (s, 6H), 2.83-2.84 (d, 1H, J = 6.5 Hz), 3.29-3.31 (q, 1H, 7.5 Hz), 3.48-3.52 (m, 1H), 3.56 (s, 1H), 3.63 (s, 3H), 3.68 (s, 3H), 3.66-3.70 (m, 1H), 7.10 (s, 2H), 7.12 (s, 2H), 7.16-7.19 (m, 1H), 7.24-7.28 (m, 2H), 7.39-7.40 (d, 2H, J = 7.0 Hz); 13 C NMR (125 MHz, CDCl3) ! 16.43, 25.85,30.61, 47.24, 49.69, 59.80, 59.94, 68.50, 76.33, 78.50, 126.82, 127.82, 128.13, 128.19, 128.50, 130.62, 130.63, 137.39, 138.62, 139.06, 156.03, 156.34; IR 1 (thin film) 2947s, 1483s, 1221s,1016s cm- ; HRMS (ES+) calcd for C31H38NO3 m/z 23 472.2852 (M++1), meas 472.2836; ["] D = +73.4 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 6.4.11 Reductive ring-opening/deprotection/Boc-protection sequence conversion of tetrahydrofurylaziridines to tert-butyl ((S)-2-phenyl-1-((R)tetrahydrofuran-2-yl)ethyl)carbamate 84. MEDAM N H2, Pd(OH)2, (Boc)2O, MeOH Ph 83 for NHBoc Ph O 84 70% O To a 25 mL round bottom flask fitted with a magnetic stir bar was added tetrahydrufurylaziridine 83 (47 mg, 0.10 mmol), Pd(OH)2 (44 mg, 0.025 mmol, Pd(OH)2 on carbon powder, 20% Pd, ca. 60% moisture), (Boc)2O (65 mg, 0.30 mmol) and methanol (3 mL). The flask was then equipped with a 3-way valve connected to vacuum 241 and a hydrogen balloon. The flask was opened to vacuum for a few seconds, and then switched to the hydrogen balloon; this manipulation was repeated three times. The reaction mixture was allowed to stir at room temperature for 24 h. It was then filtered through a Celite pad and concentrated under vacuum. Purification of the product by silica gel chromatography (1:7 ethylacetate/hexanes as eluent) gave 84 as a white solid (mp 98-99 °C) in 70 % yield (20 mg, 0.070 mmol). Spectral data for (1R, 2S)–84: Rf = 1 0.15 (1:7 ethyl acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.37 (s, 9H), 1.77-1.78 (m, 1H), 1.89-1.98 (m, 3H), 2.82 (bs, 1H), 3.62-3.64 (dd, 1H, J = 4.5 Hz, 14.0 Hz), 3.763.83 (m, 2H), 3.87 (bs, 1H), 3.91-3.96 (m, 1H), 4.41 (bs, 1H), 7.20-7.23 (m, 3H), 7.287.31 (m, 2H); 13 C NMR (125 MHz, CDCl3) ! 25.69, 28.29, 28.39, 36.94, 54.32, 68.44, 79.16, 80.31, 126.19, 128.27, 129.65, 137.90, 155.45; IR (thin film) 3370s, 3030m, 1 2964s, 1684s, 1525s, 1365m, 1262s cm- ; HRMS (ES+) calcd for C17H26NO3 m/z 23 292.1913 (M++1), meas 292.1916; ["] D = –5.6 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 6.4.12 Reductive ring-opening/deprotection/Boc-protection sequence for conversion of tetrahydrofurylaziridines to tert-butyl ((S)-2-phenyl-1-((S)tetrahydrofuran-2-yl)ethyl)carbamate 87. MEDAM Pd(OH)2 N Ph 86 O H2, MeOH (Boc)2O, NHBoc Ph O 87 72% Tetrahydrufurylaziridine 86 (47 mg, 0.10 mmol), was subjected to the same ringopening/deprotection/Boc-protection sequence to afford compound 87 as a viscous oil 242 in 72% yield (21 mg, 0.72 mmol). Spectral data for (1R, 2R)–87: Rf = 0.17 (1:5 ethyl 1 acetate:hexanes). H NMR (500 MHz, CDCl3) ! 1.37 (s, 9H), 1.59-1.66 (m, 1H), 1.781.85 (m, 3H), 2.80-2.90 (m, 2H), 3.67-3.87 (m, 4H), 4.72-4.74 (d, 1H, J = 9.0 Hz), 7.177.27 (m, 5H); 13 C NMR (125 MHz, CDCl3) ! 26.04, 28.11, 28.35, 39.95, 54.09, 68.56, 78.47, 79.08, 126.17, 128.29, 129.46, 138.48, 155.93; IR (thin film) 3341m, 2976s, 1 1713s, 1496s, 1169s cm- ; HRMS (ES+) calcd for C17H26NO3 m/z 292.1913 (M++1), 23 meas 292.1924; ["] D= –23.0 (c 1.0, CH2Cl2) on 98% ee material (HPLC). 243 REFERENCES 244 REFERENCES 1. Lloyd, H. A.; Horning, E. C. J. Org. Chem. 1960, 25, 1959. 2. Barrow, R. A.; Moore, R. E.; Li, L.-H.; Tius, M. A.Tetrahedron 2000, 56, 3339. 3. 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