‘ -‘“- THE ACQUISHTON AND COMPREHENSION 0F DIRECT f END-[REM OBJECT CONSTRUCTIONS Thesis for the Degree of M. A. MffiHlGAN STATE UNWERSETY AGAVNI ZAMBAK YERAMYAN 1972 THE ACQUISITION AND COMPREHENSION OF DIRECT/INDIRECT OBJECT CONSTRUCTIONS BY Agavni Zambak Yeramyan A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER-OF ARTS Department of Linguistics and Oriental and African Languages 1972 ACKNOWLEDGMENT S I would like to express special appreciation to Dr. Julia S. Falk. Without her constant encouragement, assistance and inspiration, this thesis could not have been achieved. Appreciations are extended to Profs. Seok Song and John Ritter for their helpful comments. The enthusiastic cooperation of Miss Brooke Bartholomae and the children in her class, at the Family- Child Research Institute, is also gratefully acknowledged. ii TABLE OF CONTENTS Page LIST OF TABLES. . . . . . . . . . . . . . vi Chapter I. INTRODUCTION . . . . . . . . . . . . . 1 II 0 BACKGROUND 0 O O O 0 O O O O O O O O O 7 2.1. Linguistics and Child Language AcquiSition O O O O O O O O O O O 7 2.1.1. Linguistic Universals. . . . . 8 2.1.2. Competence . . . . . . . 9 2.1.3. Overgeneralization. . . . . . 10 2.2. Psychology and Child Language Acquisition. . . . . . . . . . 11 2.3. Theories of Child Language Acquisition. . . . . . . . . 12 2.4. Summary of Studies Relevant to the Present Thesis . . . . . . . . 16 2.4.1. Active-Passive Sentences . . . . 16 2. 4. 2. Datives. . . . . . . . . . 19 III. EXPERIMENTAL DESIGN. . . . . . . . . . . 20 3.1. Introduction. . . . . . . . . . . 20 3.2. subjeCtS O O O O O O I O O C O O 22 3.3. Interview Procedure . . . . . . . . 22 3 O 3 O l O InterViews O O O O O O O O 22 3 O 3 O 2 0 Toys 0 O O O O O O O O I 27 3.3.3. Instructions. . . . . . . . 27 3.4. Test Sentences . . . . . . . . . . 28 3.4.1. Variables Involved. . . . . . 28 3.4.2. List of Sentences .. . . . . . 28 3.4.3. Order of Presentation. . . . . 30 3.4.4. Recording of the Data. . . . . 31 iii Chapter Page IV. RESULTS AND DISCUSSION. . . . . . . . . . 32 4.1. Introduction . . . . . . . . . . 32 4.1.1. Correct and Incorrect Responses. . . . . . . . 32 4.1.2. Possible vs. Impossible Sentences. . . . . . . . 33 4.1.3. Reversibility . . . . . . . 35 4.1.4. General Trend in the Results . . 35 4.2. Linguistic Variables . . . . . . . . 37 4.2.1. Word Order . . . . . . . . 37 4.2.2. Reversibility . . . . . . . 41 4.2.3. Role of Features . . . . . . 42 4.3. Nonlinguistic Variables . . . . . '. . 43 4.3.1. Age . O O . O O C O . C 43 4.3.2. Other Nonlinguistic Variables. . . . . . . . 47 v. VARIABLES . . . . . . . . . . . . . . 48 5.1. Introduction . . . . . . . . . . 48 5.2. Experimental Design . . . . . . . . 48 5.2.1. Subject . . . . . . . . . 48 5.2.2. Interview Procedure . . . . . 49 502.3. TOYS o o o o o o o o o o 50 5.2.4. Other Differences. . . . . . 50 5.3. Comparison of Results and Discussion. . . 50 5.3.1. Introduction . . . . . . . 50 5.3.1.1. Correct and Incorrect Responses . . . . 52 5.3.1.2. General Trends . . . 53 5.3.2. Variables . . . . . . . . 53 5.3.2.1. Word Order . . . . 53 5.3.2.2. Reversibility and Semantic Features . 55 5.3.2.3. Age . . . . . . 57 VI. SUMMARY. 0 O O C O O O O C O O C C O 61 Chapter Page APPENDICES A. Correct, Reversed and Paired Responses for Child in the Sample ' ° ° ' ‘ ’ ° ° ' 63 B. A Sample Interview . . . . . . . . . . 64 BIBLIOGRAPHY . . . . . . . . . . . . . . 66 LIST OF TABLES Table Page 1. Family and Socio-Economic Background of the Children in the Sample Listed in Order of Aqe. O O O O O O O I O O O O O 23 2. Summary of Test Sentences . . . . . . . 31 3. Total Number and Percent of Responses . . . 34 4. Total Number and Percent of Responses for each Subject Ordered According to Age in Terms of the Features of the Indirect Object. . . . . . . . . . . . . 44 5. Summary of the Results of the Pilot Study with Yanna . . . . . . . . . . . 51 6. Comparison of the Correct Responses of Three Different Age Groups with Respect to Word order I O O O O O O O O O O O O 58 7. Comparison of the Correct Responses of Three Different Age Groups with Respect to Indirect Object Features Including Both 0-1 and 1-D Object Order. . . . . . . 58 CHAPTER I INTRODUCTION This study is concerned with several aspects of the acquisition and comprehension of Direct/Indirect object relations. Most studies in the past on child language acquisition, have focused their attention primarily on the production and not the comprehension of utterances. These are usually observations of spontaneous speech or elicited information, often characterized by data col- lection techniques which record all utterances made by the children including false starts, repetitions and other distortions. Among others, Weir (1962), Braine (1963), Bellugi and Brown (1964» Miller and Ervin (1964), McNeill (1966), Klima and Bellugi (1966), Gruber (1967) and Bloom (1970) have contributed in varying amounts to this liter- ature. Production is only a partial indicator of a speaker's knowledge of his language. Studies such as those cited above have not been fully successful in capturing the linguistic competence of children, since they posit for the child's grammar only those aspects of language that the child actually produces. Yet, particularly for children, production is, at early stages of development, severely limited by such factors as memory span and neurophysiolog1ca1 development. As McNeill points out, the results of production are easy to observe, but it is not always obvious what the observations mean. The fact that the child systematically leaves out some grammatical formatives from his speech, for example, does not necessarily signify that he does not have these forms in his grammar; the child, McNeill states, may in fact exclude them because of limitations of memory Span or other factors in actual behavior which interfere with speech (McNeillzl970, pp. 11-12). Both production and comprehension are instances of performance, but they are not equally subject to the same nonlinguistic factors (either in quantity or in kind) and therefore the investi- gation of comprehension may provide evidence of competence which is not reflected by production. Noam Chomsky notes that one cannot determine compe- tence without studying performance. It seems that, as mentioned above, studying comprehension provides a clearer image of a child's internalized rules than a recorded sample of his utterances. Chomsky also holds that the description of competence has the greatest psychological relevance because it is concerned with structures that a person has mastered and internalized whether or not he or she uses them (Chomsky:1970, pp. 43-44). Studies of comprehension are more fruitful particu- larly with younger children, such as two or three-year-olds, since their speech is in the early stages of development and their comprehension is far ahead of their production, as shown by N. Chomsky and many other researchers. Berko (1958), Slobin (1966, a), Shipley, Smith and Gleitman (1969), Bever, Mehler and Valian (1967), Carol Chomsky (1969) and Fischer (1971) provide studies of comprehension with the aim of understanding children's linguistic compe- tence. Most researchers in the past, whether they have investigated the competence or the performance of the speaker, have generally worked either with the first and second years of development or with the ages where most of language is already acquired (five years and above). The experiments that involve the early ages have dealt primarily with phonological develoPment, the holophrastic stage, and two-word utterances (pivot-open class etc.) (see Weir:1962, Klima and Bellugizl966, McNeill:1966 etc.). There have been a few longitudinal works such as Bellugi and Brown (1964) covering approximately the years two to four; but the rest have been mainly studies of school children and have examined word formation (Berko:1958), pas- sives (Slobin:1966 a), and other complex grammatical struc- tures such as the verbs 'promise' and 'ask' (C. Chomsky:1969). With the exception of a few studies (such as Fischerzl971), the ages of three and four have been neglected by most psycholinguists. One reason why this age has been generally ignored may be explained in terms of the difficulty of eliciting information from the child. In the present work we found that children of about four years of age are very restless and possessed with an extremely limited attention span. The attention span of children of one to three years is by no means any greater; but the work done with them has involved observing Spontaneous production as opposed to testing comprehension. Children in the holophrastic and very early telegraphic stages produce a limited range of utterances, so spontaneous production provides a limited, but analyzable set of data. Four-year-olds have acquired a more complex grammar and even though not all of their grammar is reflected in production, what is produced is both highly varied in kind and great in quantity. They must, therefore, be examined in a controlled situation whereas younger children may merely proceed with normal activities while an investigator records whatever they happen to say. These intermediary years, however, should also be considered important in language development since it is in these ages that most syntactic structures are acquired (see Slobinzl966 b and Bellugi and Brown:l964). A large number of studies on child language acqui- sition in the current literature have adopted the theo- retical assumptions of transformational grammar as the basis for the interpretation of the results. Although other linguistic theories such as tagmemic or stratificational grammar could be utilized, transformational grammar has had particular appeal in that a) the results of earlier works based on this framework have been insightful and encouraging and above all, b) the various concepts such as the relation of syntax to semantics, deep and surface structure and linguistic analysis of competence are found to be applicable and relevant to the study of child language. As we shall see in the following chapters, the role of semantics in the linguistic develOpment of the child is indispensible. Furthermore, a theoretical study of the deep structure of the constructions used in the experiment is essential for an understanding of the child's persistent preference of certain structures over others. The benefits of studying comprehension as opposed to pro- duction have been indicated above as well as in other sources in the literature. The constructions used in this experiment consist of simple commands containing the verb to give, a direct and an indirect object. It has been found that sentences such as Give the book to the girl, Give the girl the book, *Give the girl to the book and *Give the book the girl elicit different responses at different stages in development and that the order of words and reversibility of the construc- tions as well as semantic features of nouns play important roles in children's comprehension. These different vari— ables are discussed in detail in the following chapters. ' D u; _. wry CHAPTER II BACKGROUND 2.1. Linguistics and Child Language Acquisition In recognizing linguistics as a "branch of cognitive psychology," N. Chomsky (1968) has clearly indicated the need for the integration of the two disciplines which had been considered independent ever since the rise of struc- tural linguistics. Although this recognition was theo- retically accepted by many linguists, they still viewed psychological studies of language as devoid of linguistic information and irrelevant to competence. Fischer (1971, p. 1) notes that recently linguists have been realizing more and more how much the structure of language is influ- enced by limitations of human thought and she cites works of linguists such as Ross (1967), Klima (to appear}, and Jackendoff and Culicover (1970) that bear references to concepts in child language acquisition. Language development is the area where linguistics and psychology are most closely interrelated. Bever (1970 a, b) has tried to show that a child's treatment of language at a particular stage in development is highly related to the ways he or she interacts with the environment. He has 7 la 1 3 E .-r .id- at u. _ i. found, for example, that at a particular stage, the child makes the same kinds of hypotheses about mathematical con- cepts (judging numerosity by length) as about grammatical relations (such as word order in a sentence). Furthermore, some important notions (such as linguistic universals and a speaker's competence) which form the core of transfor- mational theory can be refined through research in child language acquisition. 2.1.1. Linguistic Universals A major interest in child language acquisition stems from the hypothesis that the universal aspects of language may in fact be innate to the child. If this hypothesis is correct, then the study of child language acquisition will lead to further insight about universals. Even before the advent of transformational grammar, linguists such as Jespersen (1922) had studied child language acquisition. Jespersen was particularly inter- ested in historical aspects, that is, the role children played in causing sound change. Investigations more relevant to current issues in language acquisition were performed by linguists of the Prague school who were also interested in language universals. Among them, Jakobson in particular found that the order in which children acquire language is the reverse of the order of loss of language in aphasia (Jakobson, 1942). In grammar as well as in phonology, it does not seem unreasonable to hypothesize, then, that the degree of universality of a linguistic phenomenon (e.g. notions, construction or rule) is directly proportional to the time of occurrence of that phenomenon in the child's development. That is, the more universal a phenomenon, the earlier is its appearance in the linguistic development of the child. Evidence for such a hypothesis must be determined by a comparison of the order of acquisition in a number of children learning different languages. 2.1.2. Competence Another source of the linguist's interest in the child is the fact that studying the development of language in different stages makes it possible to analyze competence at these different stages and can serve as a cue to formu- lating base structures. Fischer (1971, p. 2) rightfully argues that gener- ative linguists for a long time have been content to idealize the child as a little black box (LAD) and have been interested only in the outcome of this black box. They have left the processes that go on inside it to the psychologists. As mentioned above, recent researchers such as Bever (1970 a, b) are convinced that one cannot divorce the outcome from the processes that go on in the lO mind. A person should be viewed as a whole, rather than being examined in isolated parts. An examination of the linguistic competence of the child at different stages in development can provide substantial information about the processing of linguistic information in the mind. Attempts to study grammatical development of the child at different stages of acquisition, for example, have shown that combinations of words and parts of words in child speech seem to be systematic rather than random, productive rather than merely imitative or memorized. The child's language is structured from the start; it soon assumes a hierarchical structure and tends to be regular. One thing that should also be kept in mind is that the structures change in the course of development and they do not always correspond to adult structures (Slobin: 1971 a, p. 3). 2.1.3. Overgeneralization A phenomenon most commonly observed by psycholin- guists (e.g. Ervinzl964, Slobin:l966 b) is that of overgener- alization (sometimes referred to as overregularization). This is a particular stage where the child consistently regularizes grammatical structures such as inflectional endings, irregular plurals and past tenses (e.g. ill use such forms as foots for feet,goed for went). Curiously, however, just prior to this stage the child is heard using a! 11 the correct forms and seems to have mastered them. This process, seemingly regressive in nature, is easily explained. Since the words that receive irregular inflectional endings (such as the strong verbs) are the ones most commonly used in the language, the child hears them first and memorizes them at the beginning. Later, when he hears more words with regular endings, he formulates a rule and imposes this rule on all the words in the same category. Overgeneralization is a relevant process for linguists as well as psychologists in that it clearly indicates the time and the way a speaker formulates linguistic rules. 2.2. Psychology and Child Language Acquisition For psychologists, language is simply an aspect of human behavior and they are interested in child language acquisition as much as they are interested in any other kind of behavior. Recently, psychologists such as McNeill and Slobin have realized the uniqueness of language be- havior and have concentrated on language alone. They have by and large been influenced by the principles of trans- formational grammar; for it was transformational grammar that revealed the complexity of language and its issue of linguistic universals became a challenge to psychologists. 12 As mentioned in section 2.1.2., linguists had accepted the task of examining the output of the black box, but had left the study of the processes inside the box to psycholo- gists. Until the recent attempts of Bever and others to integrate the two disciplines, Fischer (1971, p. 2) shows that psychologists were then left with questions as to why grammar is not learned all at once, and what kinds of things are easier and harder for the child to learn. Some of the recent psychological theories about child language acquisition which are relevant to the present work are discussed in the next section. 2.3. Theories of Child Language Acquisition Since the development of transformational grammar, a number of different theories about child language acqui- sition have been proposed. Among these, within the framework of transformational grammar, the most prevalent ones have been those which advocate a correlation of some sort between the complexity of linguistic structures (i.e. those postu- lated by the grammarian) and ease and time of learning. Beyond this general assumption, the views of psychologists differ as to the degree and other aspects of the correlation. Fischer calls the strongest of these theories the "Deri- vational Theory of Complexity" (DTC). According to DTC. 13 "the complexity (hence difficulty) of a sentence is directly proportional to the length of its derivational history" (Fischer, 197l:p. 70). According to Fischer, DTC fails as a general account of complexity when different sorts of transformations such as relative clause reduction, adjective shift, particle movement etc. are taken into consideration. Fischer also mentions a modified version of DTC by Brown and Hanlon (1968) which proposes a notion of 'cumulative' complexity. In this theory if a structure in its derivation requires N transfor- mations to be derived, and if one adds one more rule to this derivation, then the resulting structure 5' will be acquired later than S, (Fischer, 197l:p. 70). According to the predictions of this modified version, an affirmative sentence, for example, will be acquired before the corresponding negative, and this same affirmative declarative will be acquired before the corresponding yes- no question; but the prediction will not be extended as to the relative order of negatives with respect to yes-no questions since neither is "included in the derivation of the other." This allows "the cumulative theory of complexity to avoid one pitfall of DTC since it is not assuming that one transformation is equal to another in contributing to complexity" (Ibidzp. 71). Fischer criticizes Brown and Hanlon for restricting their discussion primarily to the same kinds of transfor- mations as were used in the original DTC studies, namely .‘L—ofi. a _.__- ".4 ‘fl . ,. magi .’ 14 question, negation, tag question formation and tag transfor- mation. Thus, Brown and Hanlon are subject to the same kinds of criticisms as the criginal DTC. "For the constructions considered, the predictions of the theory are borne out, but this may be due to reasons different from those which Brown and Hanlon suggest" (p. 71). Furthermore, their theory like all others does not account for factors such as reversibility (to be discussed in the next section), directional adverbials (as opposed to datives), and bene- fectives (again as opposed to datives). "These factors present serious difficulties for any such theory and they have yet to my knowledge to be evaluated" (p. 72). The basic assumption of the cumulative theory of complexity, namely that children learn first aspects of grammar that are closest to their base structure, is a reasonable one as a starting point until it can be invali- dated by further research. Fischer notes, however, that DTC, by implicitly assuming that the child is possessed with adult base structures from the beginning, does not allow any changes in the base nor in the transformations once they are formed. Only the addition of new rules seems to be allowed. This makes the theory too rigid. It is unlikely that children would be capable of only adding to their syn— tactic component, since it has been hypothesized that they are capable of restructuring phonological rules. In studies 15 on phonology, both Kiparsky (1968) and Halle (1964) mention that children differ from adults precisely because children can reformulate or simplify but adults can only add. Thus we can relate the concepts of rule addition and simplification to adult and child language respectively. The typical form of rule addition is the borrowing of rules among adults; simplification typically occurs in the learning of language by children (Kiparskyzl968, p. 195). The ability to master a language like a native, which children possess to an extraordinary degree is almost completely lacking in the adult. I propose to explain this as being due to deterioration or loss in the adult of the ability to construct optimal (simplest) grammars on the basis of restricted corpus of examples. The language of the adult--and hence also the grammar that he has internalized--need not, however, remain static: it can and does in fact change. I conjecture that changes in later life are restricted to the addition of a few rules in the grammar and that the elimination of rules and hence a wholesale restructuring of his grammar is beyond the capabilities of the average adult (Halle: 1964, p. 344). Although their claim primarily refers to phonology, there is no reason to believe that this ability would not be available in syntax as well. The present work as well as all the recent research based on generative principles claims that the child's deep structure is different from the adult's and accepts the further modified assumptions of Bates (1969). Bates contends that the structures which the child acquires first or which are easiest for him or her, are closest to the child's deep structure. According to Bates, the child can restructure «J, ‘H_' 16 the base component of the grammar and therefore the possible transformations, in order to account for new generalizations more efficiently. 2.4. Summary of Studies Relevant to the Present Thesis 2.4.1. Active-Passive Sentences With the exception of Fischer's dissertation which will be mentioned in Section 2.4.2., experiments most closely related to the present one have dealt with passive and negative constructions. The most important work in this area was by Slobin (1966 a, b) who studied children between five and eleven years. In his experiment the children had to judge the truth of sentences against pictured sqenes. Similar experiments were also performed by Turner and Rommetveit (1967) with children four to nine years, and by Bever, Mehler and Valian (1967) with children two to four years. Turner and Rommetveit required the children to describe the pictures as well as to judge their truth or falsity. The results of these later studies corresponded with those of Slobin in that: a) passive sentences required more time to evaluate and were less accurately evaluated than active ones; b) negatives required more time and were evaluated less accurately than affirmatives (either active or passive); and 17 c) passive negatives were the hardest to evaluate and were less accurately evaluated. These studies advocate a correlation between the length of time it takes to evaluate a picture and ease of comprehension. It is important to note that passive af- firmatives were easier to comprehend than active negatives, although passives seem to be syntactically more complex than actives. In terms of comprehension, the most important variable seemed to be whether the sentence was affirmative or negative. It is also evident in studies of comprehension, however, that more than syntax is involved in processing everyday sentences. In fact, Slobin's experiment indicates that the role of syntax can be dramatically altered by manipulating the semantics of the situation in such a way as to eliminate the distinction between active and passive in terms of difficulty of comprehension. That is, there were some cases in which passives were no harder to understand than actives. These were sentences (called 'non-reversible' by Slobin) where it was clear from the semantics which noun is the subject and which the object. (An example of a non- reversible sentence would be: the girl is picking straw- berries, where *strawberries are picking the girl is un- grammatical.) The passive forms were harder than their corresponding active forms only when either noun could be 18 the subject or object (called 'reversible' by Slobin). (An example of a reversible sentence would be: the boy is chasing the girl, where the girl is chasing the boy is also a grammatical sentence.) Apparently, then, part of the difficulty in understanding passives lies in determing the subject noun. Non-reversible passives are in a sense de- termined by the semantics, hence the hearer's task is simpler and his choices for subject are 'defined'. Bever et. a1. (1967), who also tested for reversi- bility using younger children (two to four years), compared their work with Slobin's results. The difference in age had a considerable impact on the outcome. At early ages reversible and non-reversible situations are treated alike when passive sentences are used. Non-reversibility did not help or hinder performance at three years, although even children of two to four years comprehended some passives more than half the time. By four years, comprehension of reversible passive sentences began to regress. At this time the children performed similarly to Slobin's and Turner and Rommetviet's subjects. Like Slobin, Bever et a1. maintain that children utilize strategies in understanding the structure of sen- tences. They argue, for example, that sentences are assumed to be semantically coherent and to describe an actor, action, and recipient of an action. Such information is distinct 19 from the strictly grammatical information about the underlying relations in a sentence--subject, verb and object (McNeill: 197o,p. 124). 2.4.2 Datives Probably the most relevant study for this thesis is the work of Fischer which has been referred to several times in the previous sections: The Acquisition of Verb- Particle and Dative Constructions (1971, Doctoral Disser- tation, MIT). By the use of pictures and oral discussions with children of three and four years, Fischer investigated some of the processes involved in the acquisition of these structures. Her work includes a comparison of the results in the two ages as well as parameters such as stressed versus unstressed direct object pronouns, to- versus for- datives, directional adverbials versus datives. Her com- parison of the two ages is designed to replace a longitudinal study. Her results show that, over time, the child pays more attention to semantic plausibility, pays somewhat less attention to order and learns to use surface structure cues to deep structure grammatical relations. Other details of her results will be mentioned in relation to the results of the present study. CHAPTER I I I EXPERIMENTAL DES IGN 3.1. Introduction Although Fischer's dissertation (1971) is most relevant to the present work, it was not used as a guideline due to its unavailability until after research had been completed. The works of Slobin (1966 a) and Bever et al. (1967) have been most influential in providing motivation for this project. Since reversibility of subject and object play a fundamental role in comprehension and acquisition of some aspects of syntax (as indicated in their results), it is assumed that the reversibility of direct and indirect objects plays an equally important role. As in the acqui- sition of passives and negatives there may be a progression, a series of stages, perhaps correlated with age. The main goal of this thesis, then, is the determi- nation of those aspects of direct/indirect objects which are most prevalent in the child's comprehension. Theoretical questions that arise from the study include: a) Whether a change in the syntactic order of the objects {the inversion of direct and indirect objects) affects comprehension; if it does, which construction (the 20 21 direct/indirect or indirect/direct order) is easier for young ch1ldren to understand and which is ac- quired earlier. b) Whether the notion of reversibility plays a signifi- cant role in learning and comprehension of direct and indirect objects, or whether it is confined to the use of passives as shown by Slobin and others. It is hypothesized that sentences with reversible object relations (where the nouns for direct and indirect objects can be interchanged without making the sentence ungrammatical) will be harder to under- stand and will be acquired at a later stage than non-reversible ones. c) How the child will respond, if at all, to semantically incongruent sentences such as *Give the girl to the candy. .Although according to McNeill (1970), semantic anomaly should not play any role for young children (especially below five years), such a hypothesis was not made in this experiment. The study also attempts to determine which of the three variables above plays the greater role in the child's comprehension at this particular stage. Before the actual experiments for this thesis were conducted, a pilot study was carried out with one of the children in the group, four months prior to the major 22 experiment. The results of the pilot work provide a longi- tudinal study and a basis for comparison of constructions in different ages. The details of the pilot work are discussed below in Chapter V. F 3.2. Subjects 1 The sample consisted of ten children ranging from 3-5 (that is, three years and five months old) to 4-2, at the beginning of the project. They all attended the preschool at the Family-Child Research Institute at Michigan State University. As the chart in Table 1 indicates, the socio- economic background of the children represents a cross section of the Lansing community. There were seven girls and three boys in the sample. 3.3. Interview Procedure 3.3.1. Interviews The children were interviewed at the institute during their 'free play' time in twelve sessions over a two month period, from January to March 1972. Since the preschool was used as a laboratory for research by many students, the children were accustomed to interviews (as well as obser- vation) during their play and considered this as a part of their daily activity. Each session lasted approximately sixty minutes and an average of five children were interviewed 23 .mfios um smeMDH on muswomxm wEoma mo\om\a m mm\ma\s s mm\mm\m s em\om\e A ~m\ma\m m mmceanam mmaSmmsom Haoo H» N\H a mmmmmcsma Hm\ma\n Q nonuoz masseuse on mm msmnmaa Hm\ma\k a genome cmmaaoflz mm\sm\m a a «mama mm\ma\oa E ms\m~\m m mmaAHnAm emazmmoom mm mfioswaaH vm\oa\a 3 negro: .o.m.z nonwomoum arm mommno mm\ma\m 3 Heaven guesses: mm\ma\m 3 A azzas oa\AH\m s km\m\m s mecflanam cohonEmsD mpmnm read smmfinoaz mm\om\a Q “ergo: nmxno3 coeuoounmsoo mpmum auaa Atmono>flpv mv\mm\m Q nmnumm cmmeroflz mm\m\m n A razoe as Hk\eH\HH L adage nmumom .. 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Hmeoeumo ruammm oeanam .mmz .mm .oa Emmerofls om\mm\m 3 umnumm essences mm\ma\m 3 A meemzza woos mmnfianwm Hoorom amoecnomu ca usm©5pm hapcmmmum .Hmmsmm mv\mm\m Q Hmauoz Apoqowusme pocv Hmsumm cemenoaz mm\em\e n s wmmom coaummzooo soaumosom woman .m mama .m worm xmm A.ucouv .H manme 25 mo\mm\m a mmcflanem mea3mmaom m2 usagesm kmxmxmfl 3 Amauoz .D.m.2 Hommmwoum .oommd and mxmmunmz vm\h\aa 3 Hmnomm guesses: nm\ma\ma 3 L mqqmoz coaummsooo coflumootm momHm .m when .m momm xmm x.ucoov .H magma 26 at each session. Due to the young age of the subjects, the interviews were conducted in the form of a game and the length of each was determined by the interest span of the particular child that particular day. The range was from three to fifteen minutes. A special effort was made to end I the interview before the subject was bored so that he or 7 she would be willing to 'play' again the next time. Prior to the actual interviews, the investigator " spent three hours on each of five afternoons with the chil- ' i 1 I dren in order to become acquainted with them and to acquaint them with the interviewer and the tape-recorder. Since the acquaintance period coincided with the beginning of a new term, the interviewer was introduced to the children as one of the helpers to the main teacher. The experimental sessions started only after it was ascertained that each child felt comfortable in the presence of the interviewer and was willing to participate. The subjects for a particular session were selected sometimes with the question: "Who would like to play with me first (or next) today?" which created a feeling of competition among the children and rendered them more than willing to c00perate. At other times, when only one child was free to participate at a given period (i.e. when he or she had just finished an activity) the child was directed to the place 27 of the experiment with the words: "Now it is your turn to play, (child's name)." Each subject was interviewed alone in a room with prearranged toys. 3.3.2. Toys Toys were preferred to the use of pictures because the children showed more enthusiasm in playing with differ- ent toys than in seeing pictures. The toys were carefully selected to be prOportional in size to real objects and were changed after every two sessions in order to retain the children's interest. The toys always included dolls, animals and inanimate objects, such as a truck, fruits etc. It was. also part of the daily procedure to ask each subject the names of all the toys in the play room and to include in the game only those toys that the particular child knew the names of. 3.3.3. Instructions The following instructions were given at each inter- view: "Now we are going to play a game. I will close my eyes and will tell you to give one toy to another toy. Then I will Open my eyes and see if you gave the right toy." Then a test sentence such as "Give the pencil to the boy doll" would be introduced to see whether the child comprehended the instructions correctly. The experimenter closed her eyes only for the first few commands, and then only very briefly. 28 Although in the introductory sessions the [+ human] toys were referred to as "boy doll" or "girl doll," later, for reasons to be discussed in section 4.1. below, they were used interchangeably with "boy," or "girl," "mommy" etc. 3.4. Test Sentences 3.4.1. Variables Involved Before the interviews started, typical sentences were selected to include each variable. The variables discussed in section 3.1. are summarized below with examples given for each type. a) Syntactic variable--Object Inversion (1) Give the book to the boy. (2) Give the boy the book. b) Semantic variablel--Reversibility (3) Give the boy doll to the girl doll. (4) Give the girl doll to the boy doll. c) Semantic variable2--Anoma1y (5) *Give the truck to the cow (6) *Give the cow to the truck. 3.4.2. List of Sentences It was observed during the pilot study that the child responded differently to objects (direct or indirect) which had the semantic feature [+ human] as opposed to [+ animal]. 29 Because of this distinction, the original binary division of L: animate] had to be further distinguished, thereby necessitating the use of the three features: [- animate], [+ animal] and I+ human]. Accordingly, all the sentences in the experiment were based on the following eighteen construction types: (Also see the summary chart in Table 2.) (l) D[-animate] I[-animate] Give the book to the couch. (2) I[-animate] D[-an1mate] Give the couch the book. (3) DI-animate] I[+human] Give the pencil to the girl. (4) I[+human] D[-animate] Give the girl the pencil. (5) D[-animate] I[+anima1] Give the bone to the dog. (6) I[+anima1] D[-animate] Give the dog the bone. (7) D[+human] I[-animate] Give the girl to the pencil. (8) I[-animate] D[+human] Give the pencil the girl. (9) D[+human] I[+human] Give the girl to the boy. 30 (10) I[+human] D[+human] Give the boy the girl. (11) D[+human] I[+anima1] Give the boy to the tiger. (12) I[+anima1] D[+human] 1 Give the tiger the boy. (13) D[+animal] I[-animate] Give the dog to the bone. —" m ‘ m..§i"‘-v_ .‘nl- —. (14) I[-animal] D[+animate] Give the bone the dog. (15) D[+animal] I[+human] Give the dog to the boy. (16) I[+human] D[+animal] Give the boy the dog. (17) D[+animal] I[+anima1] Give the tiger to the elephant. (l8) I[+anima1] D[+animal] Give the elephant the tiger. 3.4.3. Order of Presentation No particular order in the presentation of different constructions was used. The first few times at the beginning of the game, only semantically logical and non-reversible sentences were presented, although their order of presentation was not systematic. Later in the interview, all sentence types were mixed and presented in a random fashion. 31 DIRECT OBJECT Table 2.* Summary of test sentences. Indirect Object give [-animate] [+human] [+animal] [+to] [-to] [+to] [-to] [+to] [-to] {-animate] (l) (2) (3) (4) (5) (6) [+human] (7) (8) (9) (10) (ll) (12) i [+anima1] (13) (14) (15) (16) (17) (18) ' *Numbers refer to the examples of each sentence type given. [+to]: Direct/Indirect Object constructions. [—to]: Indirect/Direct Object constructions. 3.4.4. Recording of the Data The entire session for each interview was tape- recorded. The instructions were given as described in section 3.3.3. The performance of the children was recorded on the tape by the use of various code words in accordance to the child's nonverbal response. For example: a) "Very good"--for correct responses; b) "O.K."--for reversed responses; and c) "Match"--for paired responses. All the comments made by the child, and the dialogues between the investigator and the child were also tape-recorded. After the interviews, the experimenter decoded the tape and transcribed the results for each subject on separate data sheets. (See Appendix B for a sample transcription.) CHAPTER IV RESULTS AND DISCUSSION 4.1. Introduction 4.1.1 Correct and Incorrect Responses The data were analyzed in terms of correct and in- correct responses. Responses were considered correct only when the children carried out, exactly and without hesitation, the instruction reflected in the command. Repetition of the command by the investigator had no effect on the responses; that is, once the children interpreted the sentence in a certain way, they did not change their interpretation. Most incorrect responses were in the form of reversals: confusion of direct and indirect objects. For example, to the command Give the cow the car, the child would take the cow and give it to the car. In some instances the two objects were paired without any indication as to which was perceived as direct object and which as indirect. For example, to the command Give the duck the chicken, the child would take the duck in one hand and the chicken in the other and would hold them close to one another. In the computation of the data only reversals were counted as the incorrect responses. Paired items were not included as incorrect responses since 32 33 they did not indicate what the child comprehended. Paired responses are, nevertheless, included in the discussion of the results. Since the reversals are the only incorrect responses counted in the data, the two terms (i.e. reversals and incorrect responses) will be used interchangeably in the rest of the paper. The summary chart of the results in percentages for the entire group is shown on Table 3 (for more detailed tables see the appendix). 4.1.2. Possible vs. Impossible Sentences In this paper, the notion of implausibility (or anomaly) is used to define those sentences which are se- mantically illogical for real life situations as well as for toys. A typical implausible (impossible, anomalous) sentence, for example, is Give the truck to the pig or Give the pencil to the fence where the direct and indirect objects in the sentences violate the cooccurrence restrictions of English. Since the experiment for this study was restricted to the use of toys which are, in a sense, inanimate objects, one may question the validity of using the semantic features [-animate], [+animal] and [+human]. As previously mentioned in section 3.4.2., however, the pilot study showed that the child did in fact respond differently to animal toys, dolls and other toys such as telephone, truck etc. This early 34 Table 3. Total number and percent of responses. Indirect Object [-Animate] [+Animal] [+Human] [+to] [-to] [+to] [-to] [+to] [-to] c R c R c R c R c R c R "a? 4,; Total 29 1 11 28 22 1 13 19 31 4 21 6 .5 ’7? Total 97 3 28 72 96 4 41 59 89 11 57 43 4:8)“ ‘5'“ Total 29 1 9 19 36 l 10 42 29 1 9 20“ oi 4.) 81% Total 97 3 3o 70 97 3 19 81 97 3 31 69L "gt—a g Total 30 5 9 20 24 13 7 24 28 2 19 26 :13 + Total 86 14 31 69 65 35 27 77 93 7 42 58 35 work as well as discussions with the children's teacher led to the conclusion that children treat toys as real objects, nevertheless recognizing the fact that dolls and animal toys cannot go to places on their own and therefore must be 91223 (or taken) to one another. It was on the basis of this somewhat paradoxical assumption that the present sentence types were selected. Hence, sentences that would seem 'im- possible' to adults, such as Give the girl (doll) to the boy (doll) were interpreted as normal by the children because they knew that toys usually do not walk (eat, or act in any other way) on their own. Sentences such as Give the truck to the chair, on the other hand, were received with surprise and sometimes produced giggles or such comments as "that's funny." The exclusive use of the verb to give, for the sake of consistency, limited the number of plausible sentences in the data; that is, there were more implausible sentences in the data than plausible ones. 4.1.3. Reversibility It was impossible to establish the exact criteria that the children used for judging the reversibility of sentences. For the purposes of analyzing the data in this study, reversible sentences were defined as those sentences in which both direct and indirect objects have the same 36 semantic features (i.e. both {-animate], both [+animal] or both [+human]). Examples of reverisble sentences are: l. a) D[-animate] - I[-animate] e.g. Give the book to the pencil. b) I[-animate] - Dl-animate] e.g. Give the pencil the book. 2. a) D[+animal] - I[+anima1] e.g. Give the dog to the cat. b) I[+anima1] - D[+animal] e.g. Give the cat the dog. 3. a) D[+human] - I[+human] e.g. Give the girl to the boy. b) I[+human] - D[+human] e.g. Give the boy the girl. The only exception to this criterion were sentences such as Give the baby to daddy where the size difference affected reversibility even though both objects have a [+human] noun. All other construction types not cited in the list above were classified as non-reversible. 4.1.4. General Trend in the Results As Table 3 shows, there were four major groups in the distribution of correct and incorrect (reversed) responses: a) Very high percentage of correct (C) responses and very few reversals (R), such as 97 per cent C to 3 per cent R. 37 b) High percentage of R responses with low C responses, such as 81 per cent R to 19 per cent C. c) About one third C responses with two thirds R, such as 30 per cent C to 70 per cent R. d) More or less equal distributions of C and R responses, such as 57 per cent C and 43 per cent R. 4.2. Linguistic Variables 4.2.1. Word Order Word order in this experiment was found to have an enormous effect on comprehension. This finding provides further support for one of Slobin's principles about word order: Operating Principle C: Pay agtgntion to the ordgr g: wordguand morphemes. Universal C1: The standard order of functor morphemes in the input language is preserved in child speech (Slobin:l97l b, p. 348). Sentences with direct/indirect (D-I) order (i.e. [NP V NP to NPJ) had the highest percentage of accuracy in comprehension, yielding a mean of 90 per cent correct responses. Sentences with indirect/direct (I—D) order (i.e. [NP V NP NP]) had a mean of only 33 per cent correct re- sponses (see Table 3). These scores support the view that for children of 3-5 to 4-2: a) order of words is very important 38 b) the [NP V NP to NP] construction is more basic (i.e. learned earlier) than the [NP V NP NP] construction. As the low mean of 33 per cent C responses implies, all construction types, except one, with the I-D object order had more incorrect responses than correct ones. The exception was the construction I[+human] - D[-animate] type with 57 per cent C responses. This type corresponds to sentences such as Give the boy (doll) the truck or Give the boy (doll) the apple, where the semantic cues facilitate comprehension. The predominance of the D-1 object constructions at this age was also reflected in the fact that two of the children (John and Chris) usually interpreted the first NP after the verb as the direct object before the experimenter had completed the sentence. For example to the command Give the cow the dog, Chris picked up the cow and was ready to give it to the other object before the experimenter said "the dog." This shows that some children do not really consider any alternative to the D-I construction. In addition to the order of NP constituents, the presence of the preposition tg ([+to]) also seems to provide a clue for the child. To sentences such as Give the banana the corn, some of the children asked "to the?" and after the exPerimenter repeated the sentence with the same I-D construction, the child still gave the banana to the corn. ‘1'- . ‘ I“ Luv ‘ 39 Instances such as this (which typically occurred With Chris and Robby) indicate both the subject's confusion when faced with a sentence Without a preposition and his desire to adapt such sentences to his own grammar--a grammar which at this stage of linguistic development includes only D-I object constructions. Repetition of the command by the subject (prior to his or her nonverbal response) was also a common occurrence. All the children who repeated, with the exception of John, always inserted the preposition between the two objects whether or not it was present in the original command. If one accepts the view of Ervin (1964) and Slobin and Welsh (1969) that a child can repeat a sentence only in terms of his or her own grammar, then the above examples further show the importance of order and the use of the preposition as a cue. It should be added here that Fischer (1971) has made extensive use of repetition in her experiments (she asked the children to repeat) and found it an important tool for eliciting information. It was also interesting to find that the pairing or matching of two objects (mentioned in section 4.1.1.) only occurred as responses to I-D object constructions. Although some children never had paired responses, this phenomenon \ once more indicates that sentences with I-D order or with 40 the absence of the preposition £2 at times caused confusion for the subjects. Fischer (1971) used approximately the same age group (3-9 to 4-2) for some of her experiments. Although her methods of elicitation differed from the present study (she used repetition, picture choice, paraphrase and picture description), her results are in agreement with the present study in that her subjects responded more accurately to those sentences with the structure [NP V NP to NP], in both repetition and choice tasks. These results therefore suggest a possible rule that a child unconsciously utilizes: "always give the first object in the sentence to the second object" or more abstractly "the first NP after the V" is the direct object and the second is the indirect." D-I object constructions are in conformity with this rule (in fact, they served as the data based on which the child formulated the rule). Thus, with such constructions, the rule works, but I-D constructions violate the rule and therefore yield a high percentage of incorrect responses. The situation is further illustrated by another of Slobin's principles: Universal D1: Structures requiring permutation of elements will first appear in nonepermuted form( Slobin:l97l b, p. 352). 41 4.2.2. Reversibility Reversible sentences did not play a major role in the results for this particular age group. This conclusion can be quite misleading, however, unless another factor, plausibility, is taken into account. Reversibility had no effect in sentences with D-I object structure. Sentences like Give the tiger to the elephant resulted in the same frequency of error as ELIE the shovel to the man. Reversibility had an effect on sen- tences with I-D object structure. Plausibility of sentences was a factor as important as reversibility in I-D object constructions. Non-reversible objects aided the comprehension of plausible I-D object con- structions. The children always responded correctly to non- reversible sentences such as Give mommy the baby and only 30 per cent of the time to reversible sentences as Give the girl the boy. In implausible I-D object constructions, the effect of reversibility was minimally in favor of non-reversible sentences. Implausible reversible sentences like Give the corn the cookie (which having {-animate] feature for both objects conforms to the definition of a reversible sentence given in section 4.3.1.) yielded 28 per cent C responses, whereas implausible non-reversible sentences such as Give 42 the telephone the alligator reached 33 per cent accuracy (i.e. correct responses). In one of Fischer's (1971) experiments, where she tested choice accuracy of pictures with children of approxi- mately-the same age as the present study, she also found that reversibility was significant only after the sentences were divided into semantically possible and impossible ones. Accuracy for reversible sentences was only slightly more than chance (56 per cent) but the semantically plausible non-reversible sentences gave an accuracy of 76.3 per cent. Those non-reversible sentences which were semantically implausible, on the other hand, yielded 33.7 per cent accuracy. Fischer concluded "these results show strongly that children of this age pay a great deal of attention to semantic cues, many times superseding contradictory syntactic cues" (p. 106)- To summarize, we see that the results generally correspond to Fischer's in that reversibility plays a role in plausible sentences. In her analysis of reversibility, Fischer does not distinguish between D-I and I-D object con- structions. In the present study, with this particular age group, only [-to] sentences were influenced by reversibility. 4.2.3. Role of Features Besides influencing the plausibility of sentences, the features were found to be important only in I-D 43 constructions. Further details of features will be discussed in section 4.3.1. in connection with age. 4.3. Nonlinguistic Variables 4.3.1. Age The difference in age between the youngest and the FE oldest child in the study was nine months. Despite the 1 “3 individual differences in rate of development, the data (see Table 4) showed a change in responses between the first &j i three youngest children and the rest. (The turning point is marked with a double line in Table 4.) In this experiment 3-9 years marked the turning point and the following differ- ences between the two age categories were observed: 1. The most striking difference is in the order, or D-I object constructions. In the older children, almost all had a perfect score of accuracy, yielding a mean score of 93 per cent. The younger children, however, only reached a mean of 78 per cent accuracy. This shows that attention to order of words and the presence of the preposition increased with age. 2. In I-D object constructions, where the older children achieved a mean of 29 per cent accuracy (i.e. 71 per cent R), the younger group performed with almost chance (47 per cent) accuracy. This may indicate an overgeneralization process among the older (i.e. 44 «O OH I OOH SO OO I OOH HO O I OOH O Hence mHHooz O N I O O O I O OH H I O a Hence OIO OO as I OOH OO OH O OO «O OO I OOH O Hmooe OOH: O O. I HHIIIIHH- m H HH. O m I O # Hmuoe NIO OO OO OH NO OO OO O OO OO OO I OOH O Hmooe Oooo3 O O O OH O O H OH O O I O O Hence HHIO OO O I OOH OO OH I OOH OO HH I OOH O Hence mango OH H I O .O HH m I O O H I OH O Hence HHIO I- am me I OqH .IOO OH I OOH NO Om I OOH O Hmuoe muumcca O O I OH O- O I O O O I OH O Hence HHIO OO ON I OOH OOH I Om OS OO OO I OOH O Hence Onoom O H I O O I O O O O I O . O Hmooe OHIO IIIInN:O~I I OOH OO ON I OOH I OOH I OOH O Hmuoe moomH II m H [HI O O H I w I m I m # HMHOB IIWHM , Om NO IHH.OO OO OH OO OO mm mm HH OO O Hmuoe mccow O O H O O H O O O O H O O Hmooe OIO II- OOIOO OHIoO. OO OO OH OO OO SO an OO O Hmooe Ooooema O O H O O O H O O O O O O Hmooe OIO Om OO OH OO OO OO HO OO OS NO ON OH O Hmooe goon O OH O OH O O O HH O O O O O Houoe OIO m U m U m U m U m U m U TEMZIomd HooI_ Hoo+O HOHIO HoHIO HOHIO Hou+O Hcmfinm+a HHOEHQ¢+H Hmumsflcdla HooOoo HoouHooH .uoohoo uomuwpsH on» mo mousummm may no mason cH .mmm ou mchHooom Umumpmo Downnsm comm MOM noncommmn mo uswo son was Hogans Hmuoa .O THQmB qo noelta E 1139 45 they were applying the rule mentioned in section 4.2.1.-—always give the first object to the second object--to all the sentences they heard) and, still a period of confusion With the younger because they had not yet completely formulated a rule and there- fore reached only chance accuracy. Furthermore, when the responses of the two age groups were compared with respect to the three features ([-animate], [+animal] [+human]) in I-D object con- structions, more differences became apparent: (The data here are analyzed only in terms of the indirect object, since no patterns were noticed in the direct object features other than the general trend of interpreting the {—animate] feature as the direct object.) a) [+human]. When the indirect object was a human, the older children had a mean score of only 28 per cent accuracy; but for the younger group this score was 67 per cent. b) [+an1mal]. When the indirect object was an animal the older subjects had a score of 17 per cent and the younger ones 47 per cent accuracy. c) [-animate]. For this feature, the score of accuracy for both groups was quite similar: older age 32 46 per cent, younger 28 per cent accuracy. [-animate] for the indirect object was the only feature which yielded higher {although very little) scores for the older group. From the above observations it can be tentatively concluded that: a) younger children depend much more on the inherent b) semantic features rather than on the syntactic form of the construction. There is a hierarchy within the three features for the Younger group. The noun with a [+human] feature is most frequently interpreted as the indirect object. This also occurs, but to a lesser extent, with [+animal] nouns, and least of all with [-animate] objects. As mentioned above, the reverse was the case for the direct object. This heirarchy may have been due to the use of the verb 'to give' but cannot be determined until more research is done. No par- ticular hierarchy of features was observed in the responses of the older children which is presumably due to their attention to word order at this later age. These results were further supported by the preliminary study which will be discussed in the following chapter (V). 47 They do,however, contradict Fischer's (l97l) conclusion. As mentioned in section 2.4.2., her results show that, 9323 time, children pay more attention to semantic cues and some- what less attention to order. This conclusion is in fact the opposite of what was found in this work. This contra- diction may be due to the method of experimentation and indicates the need for further research in this particular area. 4.3.2. Other Nonlinguistic Variables Other than age, no variable seemed to have influenced the responses. No marked difference was noticed between girls and boys, nor between blacks and whites. The family and socio-economic background were also unimportant with respect to the experiment: the only observed difference was that lower class children had more lexical limitations (i.e. cbuld name fewer fruits or animals etc-) than middle class children. CHAPTER V COMPARISON OF THE PILOT STUDY WITH THE MAIN STUDY 5.1. Introduction Four months prior to the research for the experiment reported in Chapter IV, a pilot study was carried out with one of the children in the preschool (the same school where the group study was done). This chapter will primarily deal with a comparison of the two studies. In addition, comparative references will be made to the informant's re- sults in the group experiment wherever they are considered to be necessary. Besides comparing the results, the dif- ferences in the experimental design will be mentioned in order to show the scope of the preliminary work. 5.2. Experimental Design 5.2.1. Subject One child, Yanna, was used as the informant for the pilot study. Yanna was 3-4 at the time of the first inter- view. That is, she was one month younger than the youngest <:hild in the group and four months younger than she herself tmas at the time of the group study. 48 49 5.2.2. Interview Procedure Contrary to the group study where all the elicitations took place at school (an environment where the children were already exposed to different experiments), Yanna was inter- viewed at home, on an average of two interviews per week. FE Each interview lasted approximately two hours, although the i experimentally relevant period varied between three and seven J minutes each time. .=1 In both studies, prior to the actual experiment, the Li investigator Spent several afternoons with the children in order to become acquainted with them. At school the experi- menter was introduced to the children as a helper to the main teacher, whereas Yanna knew the experimenter as a friend of her mother. The experimenter either picked up Yanna from school or waited for her at home, and started to play with her soon after her snack. At first this was a novelty, but after the second session it became extremely difficult to attract. her to the game. She behaved very informally and usually stopped COOperating after about the first three minutes. At the preschool, however, the children were more than willing to cooperate due to the Spirit of competition among the children established by the school situation. Curiously enough, in the group experiment Yanna was one of the most 50 enthusiastic children in 'playing' the ‘game' and at times her attention span laSted as long as fifteen minutes. 5.2.3. Toys There were two main differences in the toys between the two studies. In the preliminary work: a} the toys were not proportional in size to real life objects; and b) they were Yanna's own toys, and therefore provided no novelty as the toys did in the second study. For one session, the use of pictures was also tried, but the pictures were quickly abandoned due to Yanna's total disinterest in them. 5.2.4. Other Differences Except for those mentioned above, all other method- ological details were the same in the two experiments. 5.3. Comparison of Results and Discussion 5.3.1. Introduction For reasons given in the preceding sections of this chapter (e.g. interviewing at home, use of one informant etc. compiling of the data was very difficult with Yanna. The results of the study are summarized in Table 5. The total number of sentences tested for Yanna was smaller than that of the average number for each child in the group (51 to 61). Direct Object Table 5. 51 Summary of the results of the pilot study with Yanna Indirect Object [-animate] [+animal] [+human] [+to} {-to} [+to} [-t01 [+to] [-to] {-animate] 88% C - 50% C 60% C 100% C 12% R 34% R - 20% R - - 66% X 50% X ? 20% X - 8 expls 3 expls 2 expls 5 expls 5 expla [+animal] - - 60% C - H’ 100% R 100% R - - - - 40% X 100% X ? ? _~ 2 expls 1 expl 5 expls 6 expls H+human1 20% c 100% c - - - 40% R - 50% R - - 40% x ? - 50% X 100% X 100% X 5 expls 2 expls 2 expls 3 expls 2 explfl C - the correct response R - reversal of what is actually said X - no response due to confusion ? - sentence type not investigated In the group study a mean of 3.5 sentences per child for each construction was used, whereas for Yanna 2.9 sentences were tested. distribution of the sentences. As the Table 5 shows, Perhaps more important, however, was the uneven some constructions had as many as eight examples and some others had as few as one, or in some instances had no examples. This was due to the increasing unwillingness of the subject to 52 cooperate; eventually it became impossible to elicit any further information. The constructions which were not tested in the pilot study are: l) D[+animal] - I[+human] e.g. Give the cat to the boy. 2) I[+anima1] - D[-animate] e.g. Give the dog the bone. rt? 3) I[+human] - D[+animal] e.g. Give the boy the cat. 4) I[-animate] - D[+human] e.g. Give the truck the boy. Due to these gaps and other constructions with one or J two examples, the results remain only suggestive in value. 5.3.1.1. Correct and Incorrect Responses In the group study, the sentences were analyzed in terms of correct and incorrect responses. In the first study, however, there was an additional category (marked by X in the table) to indicate the absence of a response due to confusion. In such cases Yanna usually stOpped playing or focused her attention to another place or even left the room instead of responding to the command. No responses (X) were included in the results because their occurrence was very frequent. As in the group study, in the cases of reversed or no responses, the command was repeated several times and the object relations were made very clear {with stress and pointing to the objects) by the experimenter. The repetitions did not seem to have any effect on the child‘s responses. 53 5.3.1.2. General Trends Unlike the group work, the pilot study did not show any particular patterns in the results. It is assumed that the use of one subject and the gaps in the data are responsi- ble for this. 5.3.2. Variables 5.3.2.1. Word Order Contrary to the group study, in the pilot work, the word order was not found to be particularly functional for comprehension. In D-I object constructions, the mean per cent of accuracy was 48 per cent and the remaining 52 per cent was divided between 31 per cent X and 21 per cent R. This ratio of accuracy differed considerably from the mean of 90 per cent C of the group study and even from that of Yanna's own results four months later (82 per cent). In I-D object constructions the mean per cent of accuracy was only 13 per cent. The reSponses were mainly confusions (57 per cent) and to a lesser extent reversals (30 per cent). A more careful look at the results shows that this 13 per cent accuracy was obtained from one con- struction type which had only 100 per cent C responses, all others had no correct responses. Interestingly this exception has I[+human] - D[-animate] structure (e.g. Give the boy the 54 apple or Give the boy the truck) and therefore corresponds to the exception in the group work (see section 4.2.1.). Isolating Yanna's results in the second experiment from the group showed that she had not changed her rule for this con- struction within the four month time period between experi- ments. As pointed out in section 4.2.1., 100 per cent accuracy for the I[+human] - D[-animate] structure indicates the importance of semantic cues for comprehension at this age. Particularly at this early age, then, wherever the semantic cues are sufficient for correct interpretation, the syntactic cues (or the absence of the preposition E3) play no apparent role in the child's interpretation. The above exception provides additional support for the inference that children first interpret as the direct object the noun with a [-animate] feature, and as the indirect object the noun with the [+human] feature (also see section 4.3.1.). This inference is further justified by the results of the construction D[+human] - I[-animate] (e.g. Give the man to the apple) where Yanna was confused 40 per cent of the time, reversed the command 40 per cent of the time (giving the apple to the man) and was correct 20 per cent of the time. The confusion may have been caused by implausible sentences such as Give the man to the truck, where the reverse is also 55 anomalous. It can be concluded from the above discussion that: a) the child was at a very early stage, possibly just beginning the process of formulating a rule for word order such as the one suggested in section 4.2.1. 'rfi b) because of the absence of a fixed rule for syntax, the H child at this age relies heavily on semantic cues. c) when neither the semantic nor the syntactic cues (if formulated at all) help, the child is totally confused ti and prefers not to respond. 5.3.2.2. Reversibility and Semantic Features The role of reversibility was not very clear from the results because of the gaps in certain constructions and other limitations discussed at the beginning of this chapter. In reversible sentences (where according to the definition in section 4.3.1. both objects have the same semantic features) with D-I object constructions, it was noticed that [-animateJ feature had 88 per cent C responses; [+animate] had the next highest (60 per cent) and [+human] had no correct responses. It can be inferred from these figures that there may be a hierarchy in the acquisition of features for reversible relations: [-animate] feature is learned first (despite the anomaly caused by the use of the 56 particular verb 'to give‘), the child then tries to master the [+animal] feature, and finally will develop the [+human] feature at a later stage. Looking at the results for all of the children in the group study, the above hypothesis is in fact justified, since in D-I reversible constructions the [+human] feature has reached 47 per cent accuracy and the other two features both have close to perfect responses (97 per cent C). It should be noted that Yanna's 88 per cent C re- sponses for the [-animate] reversible construction was ob- tained from sentences in which the direct object was a smaller item than the indirect object. For the remaining 12 per cent R responses the direct object was a bigger item than the indirect object. The size of items, therefore, was an important factor influencing the judgment of the child and is linked to semantic plausibility. Thus, the sentence Give the book to the couch was considered less anomalous than Give the couch to the book. For animals size was not a critical factor, pri- marily because all animals used as toys were approximately the same size. The learning of the [+animal] feature before the [+human] feature in reversible D-I constructions, despite the fact that children are usually more in contact with EU. 4-..] -.n ‘ ‘ 1. 57 humans than with animals, may be due to the view of Jespersen {1922) who claims that young children show a special inter- est in animals. "Among the child's first passions are animals and pictures of animals . . ." (p. 114). Reversible sentences in I-D constructions mainly “3 produced confusions, particularly with the [+human] and [+animal] features both of which yielded 100 per cent X. For the [-animate] feature Yanna had 34 per cent reversals which shows that she was beginning to formualte the rule *5 (according to which the first noun is always the direct ob- ject) applying it first to sentences with [-animate] feature nouns. In reversible sentences the use of the preposition pg played a role in nouns with {-animate] and [+animal] features. Yanna gave some correct responses to constructions involving these features. Here too, as in other situations mentioned previously, Yanna tried to resort to syntax only when the semantic cues were insufficient. 5.5.2.3. Age In this section, a comparison is made of results from Yanna (3-4) in the pilot study with that of older (3-9 to 4-2) and younger (3-5 to 3-8) children in the group study. The results are summarized in Tables 6 and 7. In most in- stances the tables show a progression, either increasing or 58 Table 6. Comparison of the correct responses of three different age groups with respect to word order. Older Group Younger Group Yanna 3 D-I “g [+to] 93% C 78% C 48% C O .U I-D S [-to] 23% C 47% C 13% C 3 Table 7. Comparison of the correct responses of three different age groups with respect to indirect object features, including both D-I and I-D object order. Older Group Younger Group Yanna # a) [+human] 28% C 67% C 75% C Egg [+animal] 17% c 47% c 0% c Egg I-animate] 32% C 28% C 20% C 59 decreasing from the youngest to the oldest group. For example, Table 6 clearly shows that the older group have almost com- pletely mastered the D-I object constructions (93 per cent C). Moreover, they have overgeneralized the rule (always give the first object to the second object) to I-D object con- structions where a mean of only 29 per cent C responses are obtained. The younger group, on the other hand, have not quite mastered the rule yet (78 per cent C), and did not overgeneralize it to I-D structures (47 per cent C). Yanna in the pilot study had only started to formulate a rule for the D-I structures (48 per cent C), and her low accuracy for I-D object constructions (13 per cent C) is due to the large percentage of confusions. In Table 7, when the indirect object has a [+human] feature, there is a decreasing progression of correct re- Sponses from the younger to the older groups--75 per cent C, 67 per cent C and 28 per cent C respectively. It should be noted that most of the command sentences with the [+human] feature for the indirect object are plausible, such as give the book to the man or Give the man the book. The progression therefore shows that dependence on semantic cues is correlated with young age. Thus, Yanna and the younger group had a high percentage of correct responses for plausible sentences with [+human] indirect objects. The older group, however, who do ll-"VL I" «Is * u t 60 not attend to semantic cues such as plausibility but instead rely on word order, had a lower percentage of correct re- Sponses. The present results do not lend themselves to a meaningful interpretation for the [+animal] feature. Based on her comprehension of other linguistic variables, Yanna's 0 per cent C responses for the [+animal] feature is suspect. Zero per cent C for any feature is highly unlikely, since there is no explanation to support it and even if the child had a rule, some errors would still occur. For the [-animate] feature, there is a slight in- creasing progression from the younger to the older ages--20 per cent C, 28 per cent C and 32 per cent C respectively. Yanna has the lowest per cent accuracy since at this stage she expects the indirect object to be an animate noun.' The accuracy for the [~animate] feature increases with older age because of the lesser reliance on the features. To conclude then, three points seem to be significant for the three age groups: a) attention to syntax (word order) increases with age; b) attention to syntactic and semantic cues are inversely related; and c) children first associate the indirect object with the [+human] feature. CHAPTER IV SUMMARY In this paper the acquisition of direct-indirect object constructions was studied with children ranging from 3-5 to 4-2 years. The comprehension of the various structures were tested by direct interviewing. The results were analyzed in terms of the word order, reversibility and plausibility of sentences. A comparison was made between the responses of the lower age group (3-5 to 3-8) and the older group (3-9 to 4-2). These results were further compared to the results of a pilot study carried out with one of the children in the group (3-4), four months prior to the main study. It was found that constructions with D-I object structure were mastered earlier than those with I—D structure. The most striking difference between the three age groups was with respect to word order and semantic plausibility. Older children paid more attention to the word order and syntactic relations, whereas the younger children were more influenced by the semantic cues of a sentence. The younger children most frequently interpreted the [-animate] feature as the direct object and the [+human] feature as the indirect object. 61 62 With regard to word order, the younger children in the study were only beginning to formulate the rule which the older children already possessed: always give the first object to the second object. The older group overgeneralized the rule for the D-I object constructions and applied it to I-D structures as well. For both age groups in the main study, reversi- bility played a role only in plausible sentences with I-D object construction. In the pilot study which covered a still younger age, a hierarchy of features in reversible sentences was noticed. Reversible relations which have [-animate] objects are learned first; the child then tries to master the [+animal] feature and eventually is expected to develop the [+human] feature at a later stage. It can be concluded from this study that the second half of the third year is a crucial stage for the development of syntactic relations. More research is needed with three- year-old children in other aspects of syntax (such as loca- tives and other prepositional phrases), as well as in the use of different verbs, with special attention to the semantic features of the nouns in the sentences. An experiment, similar to the present one, should also be performed with children above and below the age groups studied in this paper Moreover, dative constructions should be studied with children speaking different languages to provide evidence for linguistic universals. APPENDICES APPENDIX A CORRECT, REVERSED AND PAIRED RESPONSES OF EACH CHILD IN>THE SAMPLE Indirect Object .m. _._....._.11_..1.1...11_.1...3 1m 1... ._.1124273 .121132333 4231123433 m f. 432._4.242323..11___4.3112134. H .I. [.w ._l.._.3__1__.__._..11.......... + 3421143733 4231233353 3332133433 [ .m. __.._1._1_.2..___12_.1......12 I... _.2122245152523755441121134353 ] Ha. .I. 3411.1.1226...._22_.12__.1._12 m .1 n .1 , . Mum 1_._._..___.__...1._.415.2._.1. .l. + 2211231433 5332243833 41.1223353 [ ] 1n]. 0 2332143343 2.23.323_4 3211113143 t I- t _ 2.2.131_2_ _2_.11_.5. .1_.11_411 a .l. . m i n 1 Jam .l.___._...1........311...._._ [ + 3432233333 3323234333 3133443333 [ a e a e a e d +t e d rt e d l. e naaYtsY l naaYtsYl naaYtsYl nonrbeidal nonrbeidalnonrbeidal thubnrnne.nTnubnMnne.thubnrnne oaaaonheio oaaaon eio oaaatheio JLYLRACWMN JLYLRACWMN JLYLR CWMN. Hmamefic¢na HHmEflc<+H Hawssm+_ pomnno uomnwo 63 APPENDIX B* A SAMPLE INTERVIEW Now Mina, let me see if you know the names of all these toys: What's this? -- (a truck) -- right: What's this? -- (a book) -- right) What's this? -- (a dress) -- right: What's this? -- (a banana)-- right) What's this? -- (a pear) -- righti What's this? -- (a sheep) -- right! What's this? -- (a cow) -- righti What's this? -- (a pig) -- righti What's this? -- (a duck) -- right! What's this? -- (a horsie)-- right; What's this? -- (daddy) -- righti What's this? -- (mommy) -- right! What's this? -- (a baby) -- right: What's this? - (a boy) -- right! That was very good. Now let me see if you will remember how to play the game. I'll close my eyes and will say Give the book to the boy, that's right Mina, that's very good. Now we'll play the game. *Parentheses are used for the child's speech. Square brackets enclose a description of the child's nonlinguistic behavior. Codes: Very good--the correct response; O.K.-- the reversed response; Match--the paired response (i.e. the child paires the two toys instead of giving oneto the other). 64 65 Give the banana to the boy. -- Very good! Give the boy the pear. -- Very good Mina! Give the cow to the truck. -- Very good? Give daddy to the truck. -- Very good! Give the cow to the horsie. -- Very good! Give the truck the sheep. -- O.K. Give mommy the truck. (That's funny) What, what I said? (yes) why? 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