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I ‘ . . . bot... . . . . \3 LI. .. . 2 J , LIBRARY Michigan State University This is to certify that the dissertation entitled MATTER AND ENERGY TRANSFORMATION: AN INVESTIGATION INTO SECONDARY SCHOOL STUDENTS’ ARGUMENTS presented by Kennedy M. Onyancha has been accepted towards fulfillment of the requirements for the Ph.D. degree in Curriculum, Instruction and Teacher Education Maw Major Professor’s Signature i/Z‘I/[o Date MSU is an Affirmative Action/Equal Opportunity Employer PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE l 5108 K:IProj/Acc&Pres/CIRCIDateDuo.indd MATTER AND ENERGY TRANSFORMATION: AN INVESTIGATION INTO SECONDARY SCHOOL STUDENTS’ ARGUMENTS By Kennedy M. Onyancha A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Curriculum, Instruction and Teacher Education 2010 ABSTRACT MATTER AND ENERGY TRANSFORMATION: AN INVESTIGATION INTO SECONDARY SCHOOL STUDENTS’ ARGUMENTS By Kennedy M. Onyancha Arguments are important to the construction of scientific knowledge and practices including the development of skills and tools for assessing that knowledge. Whereas research on arguments continues to accumulate, there is little evidence that this work focuses on the development of both instructional and assessment tools to support students in using empirically verifiable data and make connections of data to claims about natural phenomena. In this dissertation study, I use a modified version of Toulmin’s (1958) model of argument analysis to examine the kinds of Data and Warrants, and sometimes Backing (elements of argument) students use to support the Claims they make about matter and energy (e. g. see J in & Anderson, in preparation) in their oral arguments about the Carbon Transforming Processes (CTPs) of Tree Growing (TG), Flame Burning (PB), and Car Running (CR). Findings from this study suggest that students use different kinds of elements to support their Claims. In particular, more sophisticated responses tend to be characterized by those elements that appeal to scientific principles. However, less sophisticated responses tend to include elements that are, for example, analogical, and/or tautological, as well as personal beliefs to support the Claims made about these processes, and thus tend toward force-dynamic reasoning (Pinker, 2007). Implications for teaching, learning and research in science education are included. COPYRIGHT BY KENNEDY M. ONYANCHA 2010 Dedication I dedicate this dissertation study to my loving family. First, to my understanding, patient, and lovely wife Stella, who has endured long years of conceiving and writing this study. Second, to my adorable children Bitutu, Nyanchera, and Onyancha who have born my long absence with a child’s unbelievable humility-they are the joy of our family. Third, to my mother Josephine B. Onyancha for her motherly love from which I have always drawn full and unconditional support. Fourth, is a piece of dedication to my siblings for generously sharing their childhood dreams with me and urging me to reach for the skies. Finally, to my late father Benson Onyancha who instilled in me a sense of respect, hard work, truthfulness, and pursuit of knowledge. iv Acknowledgements I owe my deepest gratitude to my adviser and Dissertation Director Dr. Charles W. Anderson without whose sustained help and guidance during the conception and writing of this dissertation, it would have been next to impossible to finish it. I wish to thank my committee members, Drs. Thomas Bird, Angela C. Barton, and Cynthia Carver, for their invaluable feedback during the writing of this Dissertation. I would like to thank my graduate colleagues whose contributions made this Dissertation a reality today: Li Zhan who helped me with reliability checks, besides data collection; Hui Jin, Jing Chen, Jonathon Schramm, Hamin Back, Jennifer Doherty, and Dante Cistema who helped me with Data collection and organization. I will remain forever indebted to you all. O.M. Kennedy Table of Contents List of Tables ............ - ............ u - u - ,_ -- viii List of Figures - - - ix Chapter 1: Introduction and Rationale 1 Purpose of the study“ - 2 Practices of Responsible Citizenship .............................................................................. 3 Argumentation as Inquiry and Research Questions ........................................................ 8 Dissertation Overview .................................................................................................. 11 Chapter 2: Research Methods - 13 Context .......................................................................................................................... 13 Participants .................................................................................................................... 15 Data Collection: Clinical Interview Protocol ................................................................ 15 Role of interviewers ...................................................................................................... 18 Data analysis for Research Question 1 ......................................................................... 20 Step 1: Analyzing individual arguments ................................................................... 20 Examples of analysis ................................................................................................. 22 Step 2: Developing coding rubrics for Data and Warrants ....................................... 29 Step 3: Reliability Checks ......................................................................................... 38 Step 4: Finding patterns of association among Claims, Data, and Warrants ............ 39 Data Analysis for Research Question 2 ........................................................................ 39 Chapter 3: Findings 40 Characteristics associated with Data, Warrants, and/or Backing-Research Question 140 Types of Data ............................................................................................................ 41 Types of Warrants ..................................................................................................... 49 Associations of Data and Warrants to Claims- Research Question 1 ........................... 56 Patterns of association among Data, Warrants, and Claims ..................................... 56 Argument Levels of Achievement ............................................................................ 63 Comparison of characteristics of elements at two different points in time-Research Question 2 ..................................................................................................................... 69 Summary ....................................................................................................................... 77 Chapter 4: Discussion and Conclusion w - ..... t 80 Limitations of the study ................................................................................................ 80 Assumptions .................................................................................................................. 81 Implications for Research and Practice ........................................................................ 83 Implications for science teaching and learning ............................................................. 84 Future directions in research ......................................................................................... 86 Appendix A: Interview Protocol -- 88 Environmental Literacy Carbon Interview - - 88 vi Appendix B: Tools for Reasoning 97 Tools for reasoning: Matter and Energy ....................................................................... 99 Molecular Model Kits ............................................................................................... 99 Appendix C: Examples of Color coding - 101 Appendix D: Exemplar Worksheets for Reliability Checks - - -- 103 Appendix E: Proportions of Data and Warrant types 107 Appendix F: Pre-Post Comparisons ‘ - ............... 110 References , ‘ - 116 vii List of Tables Tabel 1: Rubric for coding for elements of an argument ........................... Tabel 2: Levels of Claims ................................................................... Table 3a: Example coding for specific Data in transcript .............................. Table 3b: Example coding for specific Warrant in transcript ........................ Table 4a: Types of needs and exemplar responses ...................................... Table 4b: Types of results and exemplar responses .................................... Table 5: Types of Warrants and exemplar responses ............................................. Table 6a: Overall Percentage (%) of types of Data at each Level of Claim ......... Table 6b: Overall Percentage (%) of types of Warrants at each Level of Claim. . .. Table 7: Descriptions of characteristics associated with levels of achievement. . Table 8a: Overall (%) Pre/Post Data comparison ........................................ Table 8b: Overall (%) Pre/Post Warrant comparison ............................................... Table 9a: Overall (%) Pre/Post Data comparison with partial data excluded. . . . . Table 9b: Overall (%) Pre/Post Warrant comparison with partial data excluded. . .. viii 22 31 35 38 43 44 50 58 6O 62 72 74 75 77 List of Figures Note: “Images in this dissertation are printed in color.” Figure 1: Practices of responsible citizenship ............................................. 2 Figure 2: Frequency of indicators against levels of achievement ...................... 66 Figure A.l: Oak tree .......................................................................... 89 Figure A.2: Match and flame ............................................................... 92 Figure A.3: Car running ..................................................................... 95 Figure 3.1: Water and oxygen molecules ................................................. 99 Figure 32: Carbon dioxide molecule ...................................................... 99 Figure 3.3: Butane molecule ................................................................ 100 ix Chapter 1: Introduction and Rationale Important educational documents on reform-based science education (e. g. National Science Education Standards, 1996) have focused on and advocated for helping students to achieve scientific literacy. Research on science literacy, especially in learning progressions (e. g. Alonzo & Steedle, 2008: Mohan, Chen & Anderson, 2009), is expanding. In addition, school curricula have been developed partly in response to calls focused on helping students to achieve proficiency in science (NRC, 2007). This regards knowing, using, and interpreting scientific explanations of phenomena (NRC, 1996). My study aligns with these goals for science teaching and learning. This study is part of our larger environmental science literacy project that focuses on the quality of students’ accounts (Claims) of natural phenomena: in this case Carbon Transforming Processes (CTPs). In the project, we analyze claims they make relating to the role of matter and energy in individual processes, such as tree growing, baby girl growing, girl running, tree decaying, flame burning, car running, lamp lighting, and cross processes and how these connect to claims they make about larger environmental issues, for instance, global climate change. The primary cause of global warming is the current worldwide imbalance among three classes of carbon transforming processes: (a) organic carbon generation (photosynthesis), (b) organic carbon transformation (biosynthesis, digestion), and (c) organic carbon oxidation (cellular respiration, combustion). Mohan et a1. (2009) have analyzed students’ accounts of these processes. This study is focused on the nature of arguments (Carlsen, 1997; Erduran et al., 2004; Gotwals et al., 2009; Newton et al., 1999) students construct in support of their claims. This is from a learning progression perspective which is described as sequenced and successively more complex ways of thinking about a topic that learners master and investigate over a broad span of time (Mohan, Chen, & Anderson, in press; NRC, 2007; Popham, 2007; Smith, Wiser, Anderson, & Krajcik, 2006). Recent research on learning progressions (e. g. Alonzo & Steedle, 2008; Covitt et al., 2009; Jin & Anderson, 2008; Mohan, Chen, & Anderson, 2008) has shown that students have difficulties with the practice of tracing matter and energy in socio- ecological systems. We view socio-ecological systems as the intertwining of the social and ecological systems. Often, and as Mohan et al. report, students have matter and energy disappearing in their accounts of processes involving changes in states or forms. If research has to serve the goal of achieving science literacy for all students, then the practices relating to student reasoning about matter and energy should be explored in- depth as a way of informing both research and instruction. This way, it is possible to make sense of some of the challenges students face in learning science and use or design matching programs for supporting them in their efforts to overcome these challenges. This study is focused on making sense of students’ arguments regarding matter and energy in socio-ecological processes such as Tree Growing, Flame Burning, and Car Running. Purpose of the study The purpose of this dissertation study is to seek to understand how students use evidence in constructing arguments. This involves analyzing elements of arguments (Toulmin, 1958) such as Data and Warrants, treated more fully under the analysis section, to support Claims regarding scientific processes about matter and energy transformation as a way of learning to talk science (Lemke, 1990). The view of learning to talk science encompasses “observing, describing, comparing, classifying, discussing, questioning, challenging, generalizing, and reporting among other ways of talking science” (p. 1). The idea of learning to talk science in educational settings presupposes that, besides helping learners to learn how to use scientific practices in their specific forms, it is important too that their use does not impede such learning. This view tends to align with the Practices of Responsible Citizenship proposed by Covitt et al. 2009. I use this framework and argument as inquiry to contextualize my study within the larger environmental literacy project. That is, I bound my investigation within two scientific discourse community contexts: a) environmental literacy as described in the Practices of Responsible Citizenship fiamework which I briefly discuss next and b) the literature review relating to argument as inquiry. Practices of Responsible Citizenship I use Covitt et al.’s (2009) Practices of Responsible Citizenship framework, which lays emphasis on the practice of inquiry and argumentation, to help me bind this dissertation study within the larger environmental literacy project. In other words, this study is a slice of the larger environmental science literacy project. Covitt et al.’s theoretical framework relates to student involvement in intellectual work in the sense that it advocates for, to illustrate, students’ engagement in socio-ecological issues in ways that likely lead to making environmentally responsible decisions. In their own words, Covitt et al. (2009) have argued that “when we judge that we don’t know enough to make an informed decision, we investigate the problem, by inquiring directly into a situation or by relying on inquiry conducted by others” (p. 8). Covitt et al. thus conceive supporting students in engaging in evidence-based scientific investigation and argumentation as practices of responsible citizenship and use them to frame our understanding of students’ work regarding socio-ecological issues. I present this conceptual framework in figure 1 below. This view presupposes that students do not necessarily make decisions about socio-ecological systems based primarily on scientific reasoning. Rather, that they do so based on “many other factors—students’ family and personal values, their common family practices, their identities, economic and social considerations, etc...” (p. 5). This framework lays emphasis on four domains: Investigating, Explaining, Predicting, and Deciding. Discourses: Communities of practice, identities, values, fund of knowledge Explaining and Predicting (Accounts) What is happening in this H situation? What are the likely consequences of different courses of action? '\ /' Deciding What will I do? Investigating What is the problem? Who do I trust? What’s the evidence? \WMJ Figure I: Practices of responsible citizenship Although I make frequent reference to the accounts students make in their reasoning about Carbon Transforming Processes, this study mainly focuses on the domain of investigating. This is because our larger environmental literacy project work has covered the explaining and predicting domains as it relates to, for instance, water (6. g. Gunckel, Covitt & Anderson, 2009) and carbon (Mohan et al., 2009). Specifically, 4 my focus is on how students use Data to defend the Claims they make in their oral work about transformations in matter and energy. Research has shown that, although scientific practices are advocated in major science education documents [e. g. American Association for the Advancement of Science (AAAS), 1993 & NRC, 2007], students and other people as well, face challenges in carrying out this practice (Covitt etal., 2009; Lee & Songer, 2003). In this study, I use the inquiry domain of responsible citizenship to inform data analysis and interpretation. My hope here is to work toward contributing a possible solution to the challenges of practice that students face. This domain has three main constructs: Identifying a problem, deciding whom and what information to trust (information source and trust) and evaluating evidence. In this study, I use the term “construct” to specifically refer to concept. I briefly discuss these three constructs next. Identifying a problem: is the first construct and its function is to guide the proposed investigation relating to environmental issues. This could be in terms of teasing out information about an issue at hand by asking such questions as what the problem is, what is known about that problem and what needs to be known about it. Covitt et al. (2009) have noted that students struggle with this construct when, to illustrate, investigating socio-ecological issues. This could be because they lack the necessary skills for using scientific information (Duschl et al., 2007) and therefore merely resort to, with little/no questioning, using social information sources and in effect treating these as authority. Deciding whom and what information to trust: is the second construct and it regards reasoning about sources of information. This may be in terms of identifying, teasing out and selecting relevant sources of information needed for solving the identified problem. This amounts to making decisions about what sources of information to trust. Important education documents (e. g. NRC, 1996) recognize that encouraging students to be skeptical and engaging them in critically evaluating sources of information is important in making “personal and community decisions about issues in which scientific information plays an important role” (Duschl, et al., 2007 p. 7). However, pedagogy, curriculum and standards unlikely help students to achieve this goal because they tend to treat science as consisting “of solved problems and theories to be transmitted” (p. 3). Evaluating evidence: is the third construct and it regards evaluating and using evidence in support of the claims made about the identified problem (Covitt et al., 2009): That is, in carrying out investigations about a clearly identified problem, this ought to be in concert with making decisions about what sources of data should be trusted, as well as how compelling the evidence is for use in solving the identified problem. My study focuses in particular on this aspect of investigating: using and evaluating evidence. In this study therefore, I examine students’ reasoning in relation to argumentation as inquiry in their responses to questions about Carbon Transforming Processes. But before I specify the Research Questions that guide this study, T wish to note the link between argumentation and inquiry. There is an association between Covitt et al.’s (2009) account of practices associated with decision-making in citizens’ roles and argumentation as inquiry. As Covitt et al. inform us, people tend to ignore experts’ perspectives on important issues such as global climate change because they either do not understand, for instance, the practices resulting in necessary decisions or simply tend to perceive the decisions as uncomfortable. Additionally, some individuals may base their decisions on sources of information they believe to be reliable with little/no regard for investigation. A consequence of this would be two or more individuals/ groups with opposing viewpoints regarding environmental decisions with far reaching environmental implications. On the one hand, if decisions about environmental issues are narrowly conceived, they are likely to lead to negative individual and citizenship choices. The likely narrow conception of important environmental issues points to possible challenges to science education. For instance, how might educators prepare all learners to work toward making environmentally responsible decisions now and in the future? For example, individuals, especially those in influential positions, may make or influence others to make little/no data-based decisions regarding, say Biofuel production (6. g. Gerbens-Leenes, et al., 2009) with a likely result of planting certain crops that are unlikely to deliver the results as claimed. To illustrate, these decisions may potentially lead to serious food shortages in the long run (e. g. see Wadhams, 2009). On the other hand, if well conceived, decisions ' are likely to lead to scientifically responsible citizenship choices, for example, why choosing energy efficient appliances over those that are energy inefficient as it relates to carbon footprint makes sense. While it is important to focus on source of information and/or data as an aspect of making environmental decisions, it is equally important to see beyond source and consider quality of arguments based on those data. Thus, Covitt et al.’s (2009) study about the process of decision-making regarding socio-ecological issues suggests an in- depth analysis of students’ claims about these processes and the quality of arguments they construct in support of those claims. An important step toward scientifically literate citizenry is to engage students in constructing arguments as they make sense of the world around them. Argumentation as Inquiry and Research Questions Literature on science education (e. g. Driver, Newton, & Osborn, 2000; McNeil], 2009) presents scientific argumentation, as it does explanations, as a practice of scientific inquiry. Indeed, the treatment of argument as a practice of inquiry is emphasized in current reform-based science (NRC, 1996): That is, with a focus on promoting scientific literacy among students, reform efforts point to the idea that in order to support inquiry, science instruction and learning should be anchored in argument and explanation. Moreover, researchers (e. g. Berland & Reiser, 2009; Clark & Sampson, 2007) view argumentation as being a central practice of science upon which inquiry and instructional goals are developed. Berland and Reiser, as well as other researchers (e. g. McNeil], 2009; Sandoval & Millwood, 2005) contend that argument and explanation are interrelated scientific practices of inquiry in that these not only emphasize building toward sense- making and articulation, but also toward persuasion regarding phenomena. The view of argument as an aspect of inquiry or investigation (I use these terms interchangeably in this study) points to an age-old notion that substantial scientific knowledge is gained and developed through argumentation (Clark & Sampson, 2007). Indeed, Kilboum (2006) contends that studies that aim to contribute to knowledge tend to “make claims. . .that are supported by argument and evidence.” And that these are “opposed to claims based on unwarranted opinion, ideology, dogma, power, and authority” (p 531). Again, this is suggestive: That argument is an integral part of inquiry. The NRC (1996 & 2000) emphasizes the need to support students in the practice of developing deep understanding of scientific knowledge and skills. Zembal-Saul (2009) views this emphasis as supporting students in engaging in evidence-based scientific arguments, a shift from merely engaging them in a less effective exploration and experimentation focused on ascertaining scientific ideas which might be already known to students. Additionally, Zembal-Saul notes that this shift signals a “relationship between the goals of scientific inquiry and the practice of argumentation, constructing and evaluating scientific arguments as an aspect of engaging in school-based scientific inquiry” (p. 691). This is in line with other literature (e. g. Duschl, et al., 2007; Songer, Lee, & McDonald, 2003; White & Frederiksen, 1998) which indicates that students who engage in the practice of scientific inquiry of, say, identifying a problem, gathering data and evaluating it, as well as drawing data-driven conclusions demonstrate higher gains in science learning. These students too, according to literature (e. g. Mercer et al., 2004), are likely to engage in scientific arguments and in effect are likely to learn the practice of constructing data-driven arguments. Furthermore, literature has indicated that learners who are engaged in the practices of scientific inquiry are likely to be motivated to learn science (Mercer et al., 2004; Mistler-Jackson & Songer, 2000; Okhee & Brophy, 1996; Tobin et al., 1999). To illustrate, Mercer et al.’s study about teacher scaffolding of student argumentation reported that those students who were engaged in argumentation contributed more to discussions and collaborated to reach consensus (based on scientific reasoning) than those who were not. Moreover, and as Bell and Linn (2000) inform us, students who engage in the practice of inquiry-based arguments are likely to promote knowledge integration. Additionally, these students’ belief of science as dynamic would likely be related to the development of more complex arguments. An equally important finding from the literature is that students who delve into the practice of scientific inquiry are not only likely to improve their metacognitive skills but also to experience conceptual change (e. g. Yore & Treagust, 2006; Duschl et al., 1999). Additionally, these students are likely to engage in intellectual development (V ygosky, 1986) based on, say, analytical (Touhnin, 195 8) rather than rhetoric arguments (e. g. Driver, Newton, & Osborn, 2000). Consequently, these and other reasons arguably provide the impetus to use inquiry practices in both science learning and instruction. For purposes of expanding on what is known about how students use arguments, I examined the quality of secondary students’ arguments in their oral responses to questions about matter and energy transformation. To do this and to guide this study, I used the following research questions: Research Questions 1. What is the nature of secondary school students’ arguments about Carbon Transforming Processes (CTPs) such as photosynthesis (e. g. Tree Growing), and combustion (e. g. Flame Burning and Car Running)? How do these arguments align with the already established Claims (e. g. Mohan et al. 2009) about CTPs? 2. What is the nature of these arguments at two different points in time? Before describing participants and data sources I include in this study (see Chapter 2), I would like to briefly explain the specific arguments I address in this study. Scientific studies present the nature of science knowledge as attempts to persuade others 10 of the validity of their claims, rather than consensus based on democratic processes (e. g. Tippett, 2009). Indeed, other studies refer scientific argumentation to as the language of science in which claims are made in one way or another, and supported by data of some sort (Duschl, Ellenbogan & Eduran, 1999, in Tippett, 2009). Whereas there are different forms of arguments, for instance, rhetorical/didactic arguments which present one point of view (Driver et al., 2000), and dialogical/dialectical arguments which explore different viewpoints during debate or discussion (Tippett, 2009), this study is focused on (I will return to this in the data analysis section) analytical argument as proposed by Toulmin (1958). This form of argument follows the rules of logic and is advocated for in reform-based science (e. g. Duschl & Osborn, 2002): That is, it is opposed to opinions and/or ideology. This study, therefore, lays emphasis on the quality of arguments students construct and diverges from the traditional rhetorical arguments characteristic of classrooms (Y ore, 2003). Dissertation Overview This dissertation study consists of four chapters. In this chapter I identify and introduce the problem of the study by locating it within two contexts: First within our larger Environmental Science Literacy project relating to Practices of Responsible Citizens conceptual framework; and second within literature review relating to argumentation as inquiry. I also briefly discuss the purpose of the study and identify Research Questions that guide this study. In Chapter 2, I present methods of data collection by first discussing research context, participants, and data sources. Then, I discuss data analysis for Research Question 1 in four steps: step 1 focuses on analyzing individual arguments by offering 11 examples of analysis; step two focuses on developing coding rubric for Data and Warrants; step 3 discusses reliability checks; and step 4 focuses on finding patterns of association among Claims, Data, and Warrants. Additionally, I discuss data analysis for Research Question 2. In Chapter 3, as an attempt to respond to Research Questions presented in Chapter 1, I present findings of this dissertation study culminating in a proposed Argument Levels of Achievement. Finally in Chapter 4, I discuss limitations of the study as well as contribution of the study to the teaching and learning of science. 12 Chapter 2: Research Methods Note: Images in this dissertation are presented in color. In this chapter I describe the following aspects of my research methods: 0 The context of the study 0 The research participants 0 The protocol for clinical interviews that were my data source, administered at two different points in time 0 Role of interviewers 0 Data analysis procedures for Research Questions 1 and 2 Context This study is part of a larger multi-year Environmental Literacy Project work that draws from a learning progression perspective (Mohan, Chen, & Anderson, 2009; NRC, 2007; Popham, 2007; Smith, Wiser, Anderson, & Krajcik, 2006). The goal of the project has been to document students’ reasoning about events in socio-ecological systems (Mohan et al. 2009). This includes their reasoning, at both the macroscopic levels (we can see with our eyes) and microscopic levels (we cannot see but can use a microscope to see), about carbon-transforming processes: Tree Growing, Flame Burning, Car Running (all 3 are the focus of this study), Decay and so on. The broader focus of this project therefore, is to develop a fiamework that describes students’ reasoning as it specifically relates to Carbon Transforming Processes about the principles of matter and energy and broadly scientifically responsible citizenship. Whereas the larger project includes such strands as water cycle, Biodiversity, and citizenship, this dissertation study is part of a carbon strand. For over five years now, 13 work in this strand has focused on how students reason about Carbon Transforming Processes (CTPs) and developed a carbon cycle learning progression framework. This framework is characterized by 4 Levels of Achievement (For a more complete description, see Table 2, this section) as described by Mohan et al. (2009). Work on this framework suggests that each student’s reasoning tends to fall into one of the four levels briefly described as follows: Level 1 students generate accounts that are characterized by force-dynamic reasoning (Pinker, 2007). These students view, to use Pinker’s words, enablers (e. g. air, wood, gasoline, & sunlight) as needs that satisfy natural tendencies of actors (e. g. trees, flame, cars). Level 2 students similarly develop accounts that are characterized by force—dynamic reasoning but begin to recognize hidden mechanisms as driving carbon transforming processes. However, this recognition is limited to, for instance, viewing enablers as conditions for processes to happen rather than reactants in the same processes Level 3 students tend to generate accounts that begin to recognize transformations in matter and/or energy. However, they inconsistently apply the principles of matter and/or energy by, for example, reasoning that matter is converted to energy (and vice versa) during Carbon Transforming Processes Level 4 students generate accounts characterized by a recognition that Carbon Transforming Processes are driven by hidden mechanism: That transformations are constrained by scientifically established principles such as those of matter and energy conservation 14 In an attempt to make sense of students’ reasoning about Carbon Transforming Processes, this study builds on this work by focusing on the kinds of data students present in developing their accounts and how these (data) align with the four levels of achievement just described. Participants In this study, I followed 16 secondary school students (6th to 12th grade) from four secondary schools in rural and suburban southwest Michigan. This included 4 males and 4 females for each grade level, a total of 8 males and 8 females. These students participated in a one-to two-month long learning progression intervention as they were taught using designed instructional tools about carbon transforming processes. The schools included two public middle schools, one public high school, and a math and science center for gifted high school students. All of the four teachers were science majors with at least a bachelor’s degree. Using Michigan Science Curriculum Standards, these teachers tough units that that included Plants (e. g. needs of plants to grow and what is food for plants); Animals (e. g. what makes up food we eat and What happens to food in our bodies); Systems and Scale (6. g. Key Principles for reasoning about environmental processes-Scale, Matter and Energy) and Decomposers (e. g. What happens to dead plant and animal materials? and how decomposers work). Selected teachers and students came from school districts with a largely Caucasian student population (approximately 88%). In these schools, an average of 37% of the students received either fi'ee or reduced lunch. Data Collection: Clinical Interview Protocol I used data from clinical interviews regarding eight carbon-transforming processes including photosynthesis, biosynthesis, digestion, food chains, cellular 15 respiration and combustion (Mohan, Chen, and Anderson, 2009; see also interview protocol below). This data was from student pre-post clinical interviews conducted during the 08-09 academic year. Student interviews lasted for approximately 40 minutes. My specific focus here was on students’ use, if at all, of elements of arguments (Toulmin, 1958) described in detail in the analysis section, this chapter. My analysis focused on the portions of the interviews that addressed three processes: Tree Growing (TG), Flame Burning (PB), and Car Running (CR). Although the interview protocol itself for these three processes is included in Appendix A, I offer its brief description here below. This is for purposes of illustrating the sort of questions we asked and how the interview progressed. For both our large project on learning progression and this study, we developed an interview protocol to elicit students’ understanding about eight focus environmental events: tree growing, baby girl growth, girl running, tree decaying, flame burning, car running, lamp lighting, and cross processes. All of these events involve organic carbon generation, transformation, or oxidation. The interview protocol contains a set of semi-structured questions for each focus event. For each event, we started the interview with a set of general questions—questions that use everyday language to ask about the actor and its enablers. For example, the major general questions for Tree Growing are: 0 What does a tree need in order to grow? How does sunlight help the tree to grow? 0 Do you think that water will change into other materials inside the tree’s body? 16 However, these general questions are not effective in eliciting higher-level accounts. Hence, we also ask follow-up higher-level questions which are more specific about matter, energy, and processes. One example is: 0 You said that the tree needs Carbon dioxide and breathes out oxygen. Where do the carbon atoms of C02 go? Teaching experiments (for details, see e. g. Jin & Anderson, in preparation): Before the intervention, the selected students responded to these kinds of questions. Depending on class schedules, the start of the intervention varied from school to school. During the intervention, teachers of these students used designed instructional tools (Tools for reasoning) to help them (students) work toward constructing scientific explanations of what happens to carbon during the aforementioned processes (Mohan et. a1, 2009). An introduction to and an example of these tools is included in Appendix B. After the intervention, the selected students responded to the same pre—interview questions. The purpose here was to seek students’ reasoning about the same processes before and after more targeted instruction. The pre-posts provided students with two opportunities to explain their reasoning about Carbon Transforming Processes. This also allowed for what I view as a wide enough range of responses from which I could examine students’ arguments. I analyzed pre-post interview data fi'om 16 students (a total of approximately 32 interviews) for the Carbon Transforming Processes of Tree Growing, Flame Burning, and Car Running (a total of 83 arguments-some students did not complete all the events in their interviews). Choices about elementary students’ work and level 1 accounts: The fact that I was specifically interested in how students justified Claims about matter and/or energy, I 17 did not include elementary students’ work in the analysis. This was because most of these students’ accounts did not include specific Claims about matter and/or energy. For the same reason, I did not consider Level 1 accounts from the selected secondary school students in this study. That is, my focus was on acquisition of scientific forms of argument or socialization into scientific practice, and not on analysis of a full range of arguments developed by students at all levels. On the basis of these decisions, my analysis will be limited to middle and high school students’ arguments. This is with a likely consequence that I will be unable to establish a more complete picture of the nature of arguments across grade levels. Role of interviewers Before I briefly discuss the intended role of the interviewers during data collection, I would like to briefly provide a background in terms of planning for interviews. This likely sets the stage for the development of and use of the interview protocol, described in detail under Data Collection: Clinical Interview Protocol (see the preceding sub-section). To move toward interviewing identified respondents, the research team (PI, Co-PIs, and research assistants) planned for the interview. I should note here that I was one of the research assistants working on the project. Our focus was to first establish a common goal: To seek students’ ideas about such processes as Tree growing, Flame Burning, Car Running, Lamp Lighting, and so on. Our overall goal was to use these ideas to design classroom tools/materials for use in teaching and learning science (see also introductory part of the interview protocol, Appendix A). Second, we focused on constructing items around our overall goal, guided by the idea that each question was designed in such a way that it clearly sought as much 18 information from the interviewees as possible. The constructed items were semi- structured and rank ordered from general (e. g. needs of each event) to specific (high level order) regarding matter and/or energy. Throughout the planning sessions, we tried to make clear the intended role of the interviewers as including establishing a working relationship with the respondents through, for example, introducing her/himself to the respondent, explaining the general purpose of our study, and explaining that there were no “right” or “wrong” answers and that the respondent was free to ask any questions during the interview. Additionally, interviewers were to ask questions in the interview protocol (see Appendix A) and record data as verbatim as possible by videotaping the interview sessions. Despite the identified efforts to assure consistency in interview approaches, interviewers were not entirely consistent during the interviews. To illustrate, some interviewers asked unintended leading questions. Although it may be true that the questions these interviewers asked were those on the interview protocol, some of the questions might have been worded in a way to suggest a likely sought for response: That is, for the most part, some interviewers paraphrased respondent’s answers to the extent that this reflected the interviewer’s views. Together, such questions and paraphrasing yielded responses characterized by either “Yes”, “No” or both. To minimize errors in my analysis therefore, I was not interested in “Yes” or “No” responses. Rather, I specifically focused on analyzing students’ responses that had little suggested interviewer responses—I focused on what I viewed as respondents’ verbal answers only but not those of the interviewer. The reason for focusing on students’ 19 responses was to make sure that the Data and Warrants I was coding came from students rather than from interviewers. Data analysis for Research Question 1 My analysis for Research Question 1---What is the nature of secondary school students’ arguments about Carbon Transforming Processes (CTPs) such as photosynthesis (e. g. Tree Growing), and combustion (e. g. Flame Burning and Car Running)? How do these arguments align with the already established Claims about CTPs (e. g. those by Mohan et al. 2009?) included four main steps. First, I used color codes to identify the key elements of Toulmin’s framework in each student’s arguments about Carbon Transforming Processes. Second, I developed coding rubrics to classify students’ Data and Warrants according to their nature and level of sophistication. Third, I worked with a colleague to establish reliability for the codes. Fourth, I looked for patterns of association among Claims, Data, and Warrants. These steps are described below. Step 1: Analyzing individual arguments In this study, I used student interview texts (transcribed verbatim), to examine how they used data to defend their claims about how matter and energy are involved in Carbon Transforming Processes (CTPs). To help me to follow students’ reasoning, I used Excel to organize data based on each CTP. Then i color-coded students’ utterances for elements of Toulmin’s analytical framework (e. g. see Examples 1 & 2, this Chapter). Research Question I and T oulmin ’s analytical framework: For purposes of this analysis I used a modified version of Toulmin’s (1958) model of argument to help me code transcripts in terms of students’ arguments. The interviews were designed to elicit students’ accounts or Claims (C). In particular, I was interested in the claims that students 20 made about transformations of matter and energy during CTPs. I therefore sought to understand how students supported their Claims with Data (D) and usually Warrants (140. These three elements constitute what Toulmin calls a basic argument. I also examined how students used Backing (B) if at all, to construct arguments relating to Carbon Transforming Processes. But the interview protocols rarely elicited what Toulmin refers to as complete arguments (constituting Claims, Data, Warrants and Backing). I provide descriptions of these elements in Table 1 below, which I first generated from preliminary data analysis. A possible reason why the interview protocol rarely elicited complete arguments could be the nature of questions we asked-«we rarely challenged students to justify their Claims in detail. Although my analysis focuses on basic arguments, I include analysis based on the element of Backing. Table 1 has three columns: the first column shows the type of element present in an argument as identified by Toulmin (1958). The second column indicates Toulmin’s descriptions of those elements. The third column shows a modified version of Toulmin’s descriptions of the same elements. I included this modification to align with data for this study. In this study, I did not consider the elements of Qualifier and Rebuttal. This is because these did not emerge from data analysis. Most students’ accounts of Carbon Transforming Processes included the elements of Toulmin’s basic argument. For example, through the questioning process, we began by asking students to provide what Chi (1997) calls “messy” data in the sense that it is in the form of verbal observations. In this study, I operationalize (Feest, 2005) Data to refer to information relating to, for instance, visible observations (inputs and outputs) about given Carbon Transforming Processes. 21 Table 1: Rubric tor coding (or elements at an argument Element Toulmin’s Description My Description Claim The conclusion whose Statement(s) students make about how (C) merits the proponent of matter and/or energy are involved in the claim seeks to CTPs: Relate to hidden mechanisms establish Data (D) Evidence that the Visible observation(s) about CTPs, proponent of the regarding a claim that students may argument clearly appeals make: May include verbal observations-- to as a basis for the - typically statements about needs of identified claim organisms or conditions for processes to occur and statements about visible results of processes. Warrant General, hypothetical Universal premises students make that (W) statements, which can link either one type of data and/or act as bridges, and different types of data to the claim authorize the sort of step regarding specified CTPs. to which our particular argument commits us Backing The credentials which Universal premises students make that (B) are designed to certify link warrants to theoretical fi'ameworks the beliefs of the warrant which explain hidden mechanisms of CTPs Then, we probed students to explain how that Data linked to the Claim they made (Warrants). Whereas I was particularly interested in Warrants that mention principles such as conservation of matter and energy or hidden mechanisms, I was also interested in analyzing other types of Warrants that students generated. Following this, we asked them to provide further information that supported the connection they made between Data and Claim (Backing). Here are two examples to illustrate the sort of analysis I did. Examples of analysis Example 1 illustrates a student’s work (transcript) that uses Data and Warrants to support the Claims made in ways consistent with scientific standards of argument. By contrast, example 2 illustrates a student’s work (transcript) that uses Data and Warrants in 22 a more analogical sense to support the Claims made. Both transcripts focus on the process of Flame Burning (FB). In this process, we provided students with two pictures: one represented a match burning, and another represented a candle burning. For other examples of color coded Data and Warrants, see Appendix C, Tables C1 and C2 respectively. Example 1: More sophisticated response. In the following interview transcript about match burning, I demonstrate how the dialogue between an interviewer (I) and a student (ANW) proceeded. In addition, I show how this dialogue likely aligns with Toulmin’s analytical framework and how data analysis likely proceeded. The color codes, in the two examples below, represent specific elements as shown in the analysis after each transcript: 1. I: What does a flame need in order to keep burning? 2. ANW: It needs oxygen, wood, wax and wick in order to keep burning 3. I: What is in wood that makes it burn? 4. ANW: Wood has chemical energy and that’s what makes it burn. You have to 5. have stored up energy to make it burn. 6. I: So, talk about chemical energy of the wood. So, when wood is burning, 7. where does that chemical energy to go? 8. ANW: It’s what’s being burned. 9. I: So, do you think the chemical energy still exists or somewhere or changing 10. to some other types of energy, or just burn up? 11. ANW: It Changes into heat and light energy. 12. 1: Oh, so chemical energy changing to heat and light energy. Very good. So, 13. how about wood? 14. ANW: When wood burns the, it gives off the same things from the candle 23 15. burn, carbon dioxide and water (inaudible). Data: From this dialogue, ANW offers, what she considers to be needs or inputs of the process of Flame Burning that it “needs oxygen, wood ...in order to keep burning” (line 2, blue highlight). Given the descriptions in Table 1 above, this chapter, I consider this to be Data. Noticeably, in this interview, the interviewer influences the direction of the dialogue in, for instance, focusing it on wood only with no mention of other needs for Flame Burning (FB) that ANW identifies. For this reason, the interviewer probes about the specific premise of the need for wood for the flame to keep burning. Wood, as a need for flame burning, is therefore presented both as a source of chemical energy and as a raw material for matter transformation. Indeed, when further probed about the material of wood, ANW proceeds to account for it saying that it is given off in the form of carbon dioxide and water (lines14-15). I regard these two products as Data in the sense that they are visible results of F B which ANW uses to make claims about energy and matter. Claim: When the interviewer further probes about energy, ANW provides information about the energy of wood, that it “changes into heat and light energy” (line 11, green highlight). That is, ANW seems to suggest that when a match burns, the chemical potential energy of the wood is transformed into other forms of energy, in this case, heat and light. Based on the descriptions in Table 1 above, I consider this to be a Claim about how energy is involved in Flame Burning (FB). In addition, she points to the idea that wood, on burning, chemically transforms, implicitly though, into water and carbon dioxide (lines 14-15, green highlight) in the argument she makes: That is, ANW suggests that some hidden mechanism happens to wood with the resultant observable water and carbon dioxide. I consider these two statements as Claims, one about energy (from the preceding paragraph), and another 24 about matter, in the sense that the argument develops around both energy and matter: That is, these are the main parts of the argument around which the interview is developed. Warrants and Backing: After being probed by the interviewer about how wood helps the flame to burn, ANW points to the idea that wood has chemical energy (line 4, Pink highlight). This statement suggests the notion that wood is a source of firel necessary for the process of Flame Burning. This way, the statement would serve as a universal premise to link wood to the process of PB. Thus, this statement would be part of the Warrant she provides to support the need for wood in this process. Moreover, she seems to more fully offer a universal premise in support of the idea that wood is needed for the flame to keep burning saying, “You have to have stored up energy to make it bum” (lines 4-5). This seems to be what Toulmin calls personal knowledge that wood has indeed energy necessary for the flame to keep burning. ANW therefore successfully links Data to the claim she makes regarding both energy and matter transformations. ANW’s work contrasts with J M] ’3 work which I present in example 2 below. Moreover, ANW correctly suggests the idea that both energy and matter are neither created nor destroyed during flame burning (lines 11, 13-15). Rather, though implicitly, that these are conserved during this process. That is, ANW seems to point to the idea that the energy and matter of wood are constrained by the laws of conservation of energy and matter which explains the hidden mechanisms, in this case, relating to Flame Burning (FB). 1 interpret this implicit understanding and use of universal (scientific) laws in support of the identified warrant (see Transcript above) as implicit 25 Backing. This is on the basis that it supplies more information about not only warrants but also the claims ANW provides and in the process, validating them. Example 2: Less sophisticated response. In this example, I provide and analyze an interview dialogue between an interviewer (I) and a student J M] for the same process as in example labove ---F B. This analysis pertains to how J M] attempts to both use Data and link it to the Claims, about matter and energy, she attempts to make in the interview. Here is the interview dialogue: l6 l7. l8. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33 I: What does a flame need in order to burn? JMJ: It needs the gas that they put on it. Like... I: What gas? JMJ: The gas that burns like for the candle or the match ...like the wood on the match 1: Ok. So what happens to the air when the flame uses it to keep burning? JMJ: The air like gum Ill/it’ll over by all lllc’ gii.\'t’.\‘ in the flame. And then it uses the air. I: Now what do you mean by take over? JMJ: It like Imean if ci/i‘t'cirlt‘ is (1 gas ltiii it makes ii like a burning gas. I: Ok. ...Why does the flame need wax and wood ...? What happens to them? JMJ: It will disappear because ...u‘m' uml mmu’ (ll't’ kind (if/17ccflames '_/iiml... nil/mill it, they 'lljiisi die (ii/f 1: Oh. Ok. ...And then do you think the wax and the wood are kind of used up? JMJ: Yes. 1: Ok. So do you think this burning is kind of related to energy? JMJ: Yes. I: Could you give me more explanation about that? JMJ: burning using cncrgyjust to stay ali\‘C...H‘il/i(ml ...cm'rgv, it '3' going die I: So do you think the energy is created... [or] comes from like a wax or a wood or air? 26 34. JMJ: Ithink it comes from — it '5‘ created. So it 's kind ofclmnisnjn So like when two 35. things come together, there‘s that energy to burn. 36. 1: Ok. So energy is created. 37. JMJ: Yes. Data: As in example 1 above, J M] was provided with two pictures: one represented a match burning, and another represented a candle burning. The dialogue above is therefore based on questions about Flame Burning in the two pictures. From this dialogue, and like ANW, JMJ provides what she considers to be an observation (Data) that the flame needs “gas” (line 17, blue highlight) which she likens to the candle, match, and wood (line 19, blue highlight) to keep burning. From this interchange, the interviewer takes it that JMJ is talking about air, candle, and wood (line 19) as needs, and therefore, in this case, constituting Data for the flame to keep burning. Moreover, after being probed about what happens to wax and wood (line 24), the student seems to think that they disappear. Thus, although JMJ ’s idea of wax and wood disappearing reveals her thinking, it suggests that this reasoning does little to conserve matter. With the assumption that J MJ is treating air, candle, and wood, as needs, the interviewer shifts his questioning from seeking ideas for more needs to focus on more information regarding these three needs. Although the interviewer later uses wax in place of candle (line 24), he probes for J MJ ’3 understanding regarding how (see Dialogue above) the three needs relate to flame bunting. Thus, air, wax, and wood are seemingly treated as raw materials in the sense that without, for example, wood and air (Oxygen), the process of flame burning will not proceed. The shift in focus seems to be about seeking to understand J M] ’s thinking about how matter and energy are involved. 27 Claim: To further understand how J M] reasons about Flame Burning (F B), the interviewer explicitly focuses the student’s attention on both matter (lines 27 & 28) and energy (lines 29 & 30). When J M] responds to the interviewer’s questions, she suggests, implicitly, two points. First, that the matter of wax and wood are used up in flame burning, and in effect implying that that is how it should be, a view that is force-dynamic (e. g. Mohan et al. 2009) in nature. Unlike ANW who perceives F B as constrained by transformations of matter and energy, JMJ perceives the flame as needing wax and wood (matter) to keep it alive (lines 25-26). Compared to ANW’s perception, I consider J MJ ’3 perception as constituting a different kind of Claim: That matter undergoes some mechanism with the result that, rather than change of form, it ceases to exist. Second, J M] acknowledges that burning is somehow related to energy (line 30). Nonetheless, when asked for firrther information regarding this relationship (line 31), rather than focus on energy transformation, she contends that burning uses energy “to stay alive” without which the flame will “die” (line 32). In contrast to ANW who treats energy as one of the constraints of FB, J MJ perceives energy as causing this process to happen and helping the flame to stay “alive.” In addition, J MJ maintains, as she similarly did regarding wax and wood (line 25), that energy is “created” (line 34), rather than a manifestation of energy transformation. Furthermore, J M] points to the idea that some hidden mechanism, which she refers to as “chemistry,” (lines 34 — 35) happens to result into the energy of burning. I interpret this, implicitly, as constituting the Claim about energy. Again, this Claim is of a different nature from ANW’s in the sense that it presents hidden mechanism in a mysterious way (line 34, green highlight). In addition to specifically probing J MJ about 28 matter and energy, the interviewer also seeks to understand how J M] thinks the data (inputs and outputs) link to the claim made. Warrants: When J MI is asked by the interviewer about how air (lines 20 & 22), wax, and wood (line 24) help the flame to burn, she reasserts her original Data (lines 21 & 23, Pink highlights). In fact, rather than provide a scientific bridge (Toulmin, 1958) between these three needs and the Claim about matter and energy, J M] provides human analogy that connects claims to data in an entirely different way (see pink italicized texts). This is unlike ANW who points to the idea that wood has chemical energy (line 4, pink highlight). JMJ uses a Warrant that is analogical in nature to link the identified Data to the Claims—fuel for the fire is like food for a person. Arguably, using Warrants that are analogical in nature, in contrast to ANW’s responses, is less sophisticated. Step 2: Developing coding rubrics for Data and Warrants These two examples just presented raise important questions that relate to my research questions. For instance, what is the nature of all other individual students’ arguments? How do individual arguments relate to those of other students? These are among the questions I used in both guiding further data analysis relating to Claims, Data, Warrants, and/or Backing as well as identifying patterns that arose from all the 16 students. But before I followed examples 1 and 2 to code all of the 16 respondents’ data, I made a decision about the unit of analysis. I designated an individual argument as all responses by a student in a single process. For example, if a student did both pre and post-interviews in relation to the process of Tree Growing, then her/his responses will constitute two arguments (one for pre, and the other for post). In this study, I decided to use a single argument, for instance, 29 pre-interview for a specific process such as Tree Growing, as my unit of analysis---post- interview for the same process will constitute another argument. The reason for this decision is that this study was not about case studies of the interviewees. Rather, it was about the nature of their arguments about Carbon Transforming Processes. A consequence of this choice is likely to be that I will not be able to specify why a students’ argument changed, if at all, in particular ways. The overall focus here therefore was to identify characteristics associated with elements of argument (Claim, Data, Warrants, and/or Backing) rather than how each student’s arguments changed. It is for this reason that I used Mohan, et al.’s (2009) Levels of Achievement to classify the Claims in each argument. Then, I developed rubrics for classifying Data and Warrants, as described below. Identifying levels of Claims: Mohan et al. define “Levels of Achievement as patterns in learners’ knowledge and practice that [extend] across processes” (p 8). In this study, I focused my description of levels of achievement on students’ knowledge and therefore use of elements of arguments as described in Table 1 above to construct their arguments regarding Carbon Transforming Processes: That is, for each level, I tried to describe how each of the identified element is factored into the students’ arguments. Mohan, et al. (2009) and other papers from the environmental literacy project provide rubrics for sorting claims into levels of achievement. For example, Table 2 illustrates the rubric we are currently using to designate levels of explanations in students’ claims (from J in, Zhan, & Anderson, in preparation). 30 Table 2: Levels at Claims Level 4. Linking processes with matter and energy as Linking carbon-transforming processes at atomic- molecular, macroscopic, and global scales with matter and energy as constraints constraints Level 3. Changes of Link macro-processes with change of molecules Molecules and Energy and/or energy forms at atomic-molecular or global Forms with scale, but cannot successfirlly conserve Unsuccessful matter/energy. Constraints Level 2. Force-dynamic accounts with hidden mechanisms Link macro-processes with unobservable mechanisms or hidden actors (e. g., decomposer), but the focus is on enablers, actors, abilities, and results rather than transformation of matter and energy. Level 1. Macroscopic force-dynamic accounts Describe macro-processes in terms of the action- result chain: the actor use enablers to accomplish its goals; the interactions between the actor and its enablers are like macroscopic physical push-and-pull that does not involve any change of matter/energy. My study sought to find similar patterns in Data, Warrants and/or Backing. That is, what is the nature of each of these elements at each level of Claim? In particular, I report results based on analysis of arguments fiom all the 16 students. However, I should note here that some students did not complete all the interviews---some completed pre only, others post only, yet others partially completed pre-post interviews. I coded arguments for the processes of Tree growing, Flame burning, and Car Running from pre- and post-interviews for each student—a total of 83 arguments. I was specifically interested in how students justified Claims about matter and/or energy. I looked for patterns of association between the Levels of Achievement in students’ accounts and the nature of the Data and Warrants (and sometimes Backing) they used to support their claims. Some of these characteristics are suggestive in the two examples (this Chapter): 31 For instance, ANW’S idea that “Wood has chemical energy... ” [Warrant] and that this energy is transformed “...into heat and light energy...” implicitly suggests an understanding of the law of conservation of energy-that energy is neither created nor destroyed during flame burning [Backing]. This kind of Warrant and Backing appeal to scientific principles regarding energy. In addition, ANW’s idea that the flame needs “. . .wood ...” (input) to burn and that “When wood burns it gives off... carbon dioxide and water...” (output) [Data] demonstrates her understanding that matter inputs (e. g. wood) undergo chemical processes resulting in different kinds of matter outputs. This kind of Data, like the Warrant and Backing in bullet 1 above, appeal to scientific principles regarding matter. In contrast to ANW, JMJ ’s idea that “wax and wood are kind of like flames ’ food... ” [Warrant] and that, “without it, they ’11 just die off” points to the idea that this student understands the process of Flame Burning in terms of actors and enablers. This suggests a different kind of Warrant that is analogical in nature. Moreover, J MJ ’s idea that when wood burns, “It will disappear” [Data] demonstrates reasoning based on enablers and actors. This suggests a different kind of Data that is readily noticeable in nature. Second, after color coding responses from all the 16 students, I used Excel to sort the transcript into Data and Warrants. I copied these into worksheets labeled All Data and All Warrants respectfully. I have included examples of color coding for the two elements of argument in Appendix C, Tables C1 and C2. This coding helped me to indentify, from general codes, the specific codes present in an argument. 32 Rubrics for classifying types of Data in students’ arguments: Table 3a represents a snapshot of the coding for specific Data that emerged from data for all the 16 students. It shows a number of codes and their labels (in parenthesis) as identified from the data. I conceptually organized these codes based on how they relate to the principles of mater and/or energy. This was in the order of codes with little or no reference to either one of or both of these principles (least sophistication) to those that relate to one or both of the same Principles (most sophistication). For specific examples and a more detailed description of each of these codes, Tables 43 and 4b (Data) and 5 (Warrants), Chapter 3. Before I get into the details regarding the kinds of codes I use to show patterns that emerged, I wish to try to present the distinctions among the identified three categories of the codes. Codes with least sophistication are compatible with force dynamic reasoning: the needs and results that they identify are more like causes and effects in a story than like matter and energy that are being transformed. They show little commitment to conservation of matter and/or energy. Codes with intermediate sophistication are characterized by some force dynamic reasoning and at the same time, show some commitments to conservation of matter and/or energy---these codes suggest unsuccessfirl conservation of the principles of matter and/or energy. Codes with most sophistication are compatible with the principles of matter and/or energy: the needs and results that they identify align with matter and/or energy transformation in the sense that the inputs and outputs are consistently accounted for in a specified process. Here below, I briefly discuss by offering examples of each category of these codes. Codes with Least Sophistication: these include; 33 Needs Other (N O) which refers to the needs that suggest conditions-they do not relate to either matter or energy Results Energy Other (REO)-results that suggest specific forms of energy for other processes and/or treats inputs as results and/or physical observations and/or matter inputs as energy results In this category too was the code Results Matter Other (RMO). These are Results that suggest specific forms of matter for other processes and/or specific matter resource for other processes and/or treats inputs as results and/or visible observations and/or energy/matter inputs as matter results. Codes with moderate sophistication: these include; Needs Energy General (NEG)-suggest non-specific forms of energy/or energy source Needs Matter General (NMG)-Needs that suggest non-specific forms of matter and/or treats results as input Results Energy General (REG)-suggest non-specific forms of energy for a process Results Matter General (RMG). These results suggest non-specific forms of matter and/or treats results as input. Codes with most sophistication: Among these are; Needs Energy Specific (N ES). These suggest specific forms of energy and/or location of energy for a specific process Needs Matter Specific (NMS) which point to specific forms of matter and/or specific matter resource for that (specific) process Results Energy Specific (RES) show specific forms of energy for a specific process 34 0 Results Matter Specific (RMS)-point to specific forms of matter and/or specific matter resource for that (specific) process. I should point out here that whereas Needs refer to inputs of Carbon Transforming Processes, Results refer to outputs of the same processes-these are of different types as indicated in Tables 4a and 4b, Chapter 3. For example, whereas gasoline and oxygen may be inputs or needs for the process of Flame Burning, the Results or outputs would be carbon dioxide, light energy and heat for the same process. For each student’s argument, I used the code one (1) to indicate that a specific Data type is present, and code zero (0) to indicate that a specific code is absent. For example, from Table 3a, whereas both codes NMS and RMS are suggested (Blue highlight) and therefore present (coded 1 each), all other codes are absent (all coded 0). Table 3a: Example coding for specific Data in transcript Data type present (1)/absent (0) N O Transcript cor-112 tag: me: 032 crux ca: 03511” QM” 0: Interviewer: What does the tree need in order to grow? RKC: The air, yes, all kinds of plants take in carbon dioxide as animals take in oxygen, plants take carbon dioxide and they exhale oxygen for us to breathe. Interviewer: I’m going to ask you for different things... How does water help the tree to grow? (Does 0 0 1 0 0 0 0 0 1 0 0 it change in any way? Where does it go?) RKC: It helps create glucose for the food that, not food, but sugar I guess that the tree grows on and draws its energy from through photosynthesis again. I use that word a lot. I believe it’s 6HZO and CO; turn into C6leO6 with is glucose and then 602 which is oxygen. So oxygen is like a byproduct of (inaudible) 35 Rubrics for classifying types of Warrants in students’ arguments: Like Table 3a, Table 3b represents a snapshot of coding for specific Warrants that emerged from data for all the 16 students. It also shows a number of codes and their labels (in parenthesis) regarding Warrants as identified from the data. These codes too fall into three categories organized from the least to the most sophisticated. Codes with least sophistication: these include; 0 Analogical (A) indicated by statements which point to inference based on resemblance of enablers/processes that are otherwise dissimilar 0 Tautological (T) shown by statements that reassert the already mentioned data, suggesting that these are sufficient to justify their Claims 0 Other properties of enablers Matter (OEM)-associate properties of matter inputs/outputs to non-key matter enablers for a specific process and/or some properties of one type of matter input/output to others 0 Other properties of enablers Energy (OEE) which associate properties of energy inputs/outputs to non-key energy enablers for a specific process-«may also associate some properties of one type of energy input/output to matter/others 0 Other properties of Actors (OA)-attributes properties of energy and/or matter inputs/outputs to Actors for a specific process. Codes with moderate sophistication: these are; 0 Citation of Evidence (CE)-responses associate needs with readily noticeable effects 0 Special Properties of Actors Matter (SPAM) where students, rather than view enablers as inputs for specific processes, describe the actor instead-as characterized by matter necessary for a specific process 36 Codes with most sophistication: These include; 0 Special Properties of Enablers Energy (SPEE)-present enabler as either characterized by energy necessary for a specific process, as a reactant for a specific process or the sun as the only source of energy 0 Special Properties of Enablers Matter (SPEM) which present the enabler as either characterized by matter necessary for a specific process or point to the enabler as a reactant for a specific process I also included statements that suggest Backing under Warrants because these were too few to be discussed separately. In addition, this element of argument seemed to serve a similar purpose as Warrants (i.e. they link Data to the Claim made). These were indicated by statements that suggested Principle of conservation of Matter (PCM) and/or Principle of conservation of Energy (PCE). For each student’s argument, as in Data (Table 3a, this Chapter), I used the code one (1) to indicate that a specific Warrant type is present, and code zero (0) to indicate that a specific code is absent. As an illustration, from Table 3b below, only SPEM (Pink highlight) was present (indicated by code 1) from the transcript in the table. All other Warrant types were absent (all indicated by the code 0). 37 Table 3b: Example coding (or specific Warrant present in trgrscqlt Warrant type present (1)/absent (0) Transcript ATCSSSSPPOOA E P P P P C C E E O E E A A M E M E M E M E Interviewer: I’m going to ask you for different things How does water help the tree to grow? (Does it change in any way?) RKC: It helps creme glucose forthe 0 0 0 l 0 0 0 0 0 0 0 0 food that, not food, but sugar ...dr'aws its energy from through phtiitosynthesis again. [believe it’s 61120 and (‘02 turn into C6H1206 with is glucose Step 3: Reliability Checks To work toward reliability checks, besides worksheets labeled All Data and All Warrants described in the previous subsection (see under Identifying Levels of Claims), I developed an exemplar worksheet and a procedure for a colleague to help me with reliability check coding. The colleague who helped me with the reliability checks was not familiar with the nature of the coding I was doing all along. An example of the exemplar worksheets that I developed for the reliability check is included in Appendix D, Tables D1 (Tree Growing), D2 (Flame Burning) and D3 (Car Running). Before starting on the reliability coding, I discussed all coding materials with my colleague who was blind to the condition and student identity. For two students, he coded pre-post for the process of Tree Growing, Flame Burning, and Car Running (a total of 12 arguments). My colleague and I agreed on the types of Data and Warrants present in the transcripts for the two students 82% of the time, and when disagreements occurred, we 38 discussed and reached a consensus. Although for the most part the disagreements arose from interpretations of codes and color coding, the discussions lead to some changes to my codes that reflected his codes. Following this, my colleague coded other two students’ work that l similarly purposefully selected. This time, we agreed on types of Data and Warrants present in the transcripts over 90% of the time. Step 4: Finding patterns of association among Claims, Data, and Warrants The final step in my data analysis related to Research Question 1 involved looking for patterns of association among Claims, Data, and Warrants in students’ arguments. In particular, I looked for patterns that connected students’ Data and Warrants with Levels of Achievement in Claims established in the project’s earlier research (Mohan, et al. 2009). Details of the patterns that emerged from data analysis are included in the next chapter. Data Analysis for Research Question 2 I was also interested in the Claims that students made about transformations of matter and energy during Carbon Transforming Processes after targeted instruction. Therefore, I constructed and compared a paired pre-post Table each for Tree Growing, Flame Burning, and Car Running (a total of 3 tables). This was based on Argument Levels of Achievement from pre-post-interviews from the 16 08-09 students. This comparison helped me to document how secondary school students’ arguments developed after targeted instruction. Thus, in responding to this question, I followed a similar procedure as in question 1 to generate comparative tables. These tables are included in the next chapter. 39 Chapter 3: Findings In the previous chapter, I outlined examples of the data analysis I did in an attempt to respond to my research questions. This analysis suggests that students present different kinds of Data, Warrants and/or Backing in support of the different kinds of Claims they make in their oral arguments about matter and energy transformations in Carbon Transforming Processes (CTPs). In this chapter, I discuss two key finding in relation to Research Question 1: (a) characteristics associated with Data, Warrants, and/or Backing and (b) associations of these elements to the already established achievement levels for Claims (e. g. see Table 2, previous chapter) about the same processes. In relation to Research Question 2, I compare these characteristics before and after more targeted instruction. Characteristics associated with Data, Warrants, and/or Backing-Research Question I My overall goal of this study was to use the already developed Levels of Achievement Framework regarding Claims about CTPs (Mohan et al., 2009) as a template to try to construct a Levels of Achievement Framework regarding Data, Warrants and/or Backing---these were the elements that emerged from my data analysis. This framework helped me to focus on argumentation as I attempted to make sense of students’ texts about matter and energy transformation. What I wish to argue here from my data analysis is that different students tend to use different types of Data, Warrants, and Backing to support different Claims. But before I return to this point, I first present the types of Data and Warrants that emerged from my data analysis. 40 Types of Data Overall, I found that students presented Data that fell into at least 11 types (5 needs & 6 results) in defense of different types of Claims they made about Carbon Transforming Processes. I present a summary of these types of Data including examples of each in Tables 4a an4b, this Chapter). These are organized in the order from the least to the most sophisticated: That is, low level (N O, RMO, REO), medium level (NEG, NMG, REG, RMG) and high level (NBS, NMS, RES, RMS). For a brief review about the distinctions among these categories of codes, see under “Rubrics for classifying types of Warrants in students’ arguments,” preceding Chapter 2. These different types of data show that students tend to treat inputs and outputs for specific CTPs in different ways. On the one hand, some students treated needs as inputs for chemical reactions involving matter and/or energy transformations. This is evident from students’ responses in Tables 4a and 4b. To illustrate, I discuss an example each from the processes of Tree Growing, Flame Burning & Car Running. This discussion is organized around 3 categories into which these Data types fall: Low, Medium, and High. Students provided Data (inputs or outputs) to support their accounts in the form of (a) “obvious facts,”---general observations which may or may not be empirically verifiable, (b) specific observations which may be empirically verifiable or (c) a combination of these two. For example, almost all students agreed with RKC’s account of “what does a tree need in order to grow?” RKC responded, “it needs water for nutrients or nutrients in the soil, sunshine for photosynthesis and a space to grow and 41 fresh air.” These Data were used, however, to support different kinds of Claims by different students. 42 622v She 2: Set $305 Aommoogmv 85 com “#:0on ...oEBmmw mecca cowxxo 2:on sense:95:39:38}, 08:82 838: omega SEEN been. 8322 : .cowxxo ”av—m was @003... UU? "AU MU Q .3 man .3. Oh. .5.— 832—8“ ..a—naunm egg—tomca— 2—5 3.5 wumec .3. :3 £38 3.3 «.33: e a.» h .6» Sack 43 .0802m 805: N00. . .0203... 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I was interested in this category because it might suggest force-dynamic reasoning, where students focus more on causes that lead to the processes as effects than on how the processes transform matter and/or energy. In other words, this is a case where students view matter and/or energy as enabling the natural tendencies of organisms and objects to change rather than being transformed and conserved during processes of chemical change (Pinker, 2007). Indeed, students in this category treated needs as enablers for actors to fulfill their natural tendencies (J in & Anderson, in press). I describe these as Needs Other (N O). For the most part, these students’ responses focused on visible processes, perceived or otherwise, in terms of “action-result” with little recognition of matter or energy involvement in any way. As an illustration and in contrast to BKD briefly discussed under "High level types of Data ” below, STB’s responses to questions about Tree Growing demonstrated a different kind of reasoning of the nature described by J in and Anderson (in press). When asked, “Okay. from those pictures it (the tree) starts as a tiny seedling and then years later it’s a tree that weighs so much more than that. So where does that extra weight come from over time?” STB responded, “I would have to say the like the branches because in the first picture, the smaller tree, it’s like there is not very many branches and then as it, it’s just small, and then when it gets bigger. Well the branches have a lot of leaves on them and yeah.” Indeed, when probed further about whether “the 45 area around the tree would be changed at all beside the fact that the tree is growing” she replied, “Well the tree is bigger so it needs like more air, it takes up more space and yeah.” From these responses, STB seems to be focused on readily observable comparisons such as branches rather than inputs for chemical changes leading up to matter and energy transformation. Again, although she recognizes the tree’s need for air, it is in a way that suggests that it (air) is physically rather than chemically needed to fill up the space in the tree. TNC’s responses to the same questions as it relates to Flame Burning were similar to those of STB. Regarding the question about needs of a flame to burn, she says it needs “any surface so it can burn ...” and in the process providing needs that suggest conditions rather than inputs with little relationship or reference to either matter or energy. Moreover, in relation to whether the needs change in any way, she points to the idea that the “...candle is melting the waxes...then the thing is like getting tinier.” Thus, she focuses on results that are visible in nature with little reference to transformation of the suggested needs into the presented results. Other students’ responses resembled those of STB and TNC by providing Other Needs (N O) that suggests conditions, characterized by little relationship to either matter or energy. Some students also used other results for either energy and/or matter (REO/RMO). To Demonstrate, and in reference to Tree Growing, the interviewer raised the question, “Does it (the tree) use all those things in the same way, the soil, the carbon dioxide, water, sunlight? Do they all help the tree in the same way or do they work a little differently? Do they change in any way?” STB reasoned, “The sun and the air help with photosynthesis and then the water makes it so it doesn ’t get dehydrated.” Whereas, the 46 interviewer perhaps deliberately tries to guide and then probe for how the tree uses inputs (C02, water, & sunlight), STB resort to reasoning that describes inputs in general (sun & air or NEG/N MG) rather than specific ways as presented in the prompt. Equally important is STB’s view of water as being used by the plant to prevent it from dehydration. Although the resultant results (in italics, preceding paragraph) points to a specific form of matter input (i.e. water), this is for another process: That is, plant support which involves little transformation rather than growth which involves transformation of water into other forms (results). I have included more similar examples in tables 4 above, this Chapter. Medium level types of Data, examples of Needs and Results Matter/Energy General (N MG/N EG, RMG/REG): Other students provided needs that suggest non— specific forms of energy and/or matter including their sources (N EG/N MG). My focus on this category was based on the idea that it might reveal student reasoning that is neither fully force-dynamic nor model-based. Said in other words, this category might suggest student reasoning that is inconsistent with the principles of matter and/or energy. Take the case of student SLP. When the interviewer asked, “What does the tree need in order to grow?” She replied, Sun and water. And soil. Somewhere to be placed in the ground.” This response suggests that, while SLP views one of the needs of Tree Growing as being water (Matter), her reasoning is much more focused on general needs (sun rather than sunlight/light energy or NEG) and conditions (place on the ground or NO). This kind of reasoning was also revealed in other cases regarding needs for Flame Burning as illustrated by TNC’s response saying, ‘if you’re making like a fire, it could be paper or something that could keep the fire burning.” This too was similar to DRH’s 47 reasoning about Car Running: “It needs the gas, that’s the energy, and somebody controlling the car.” High level types of Data, examples of Needs and Results Matter/Energy Specific (N MS/N ES, RMS/RES): A few students presented Data that pointed to materials (N MS) or forms of energy (N ES) for transformations in chemical processes. I was interested in this category because it might suggest principled reasoning, where students focus more on how the processes of TG, FB, and CR transform matter and/or energy. As an illustration, E] R, in his response to the question where the mass of the tree comes from, treated these needs as raw materials for transformations in matter and energy. He said, “The mass comes from the food that the tree is producing during photosynthesis, which is mostly carbon and hydrogen pieces bonded together and that is then stored away and eventually enough of it is stored away so that it starts to grow and continues growing.” EJ R’s reasoning is similar to that of BKD in the sense that it presents matter as a reactant during the process of Car Running. From Table 4a above, when asked, “What does a car need in order to run?” he replies, “Oxygen. It needs gasoline...” This response suggests BKD’s treatment of and therefore reasoning about inputs to car running in terms of specific forms of matter (e. g. gasoline). In addition (see Table 4b, this Chapter) when asked, “Where do (those) needs you mentioned go? Do they change in any way or do they remain the same? He replies, “it comes out of the tailpipe as water ...COz. . .” Thus, BKD’S reasoning suggests his understanding of needs of car running as inputs for, in this case, matter transformation. Accordingly, he recognizes that the matter of gasoline is 48 transformed into the water and C02 that is eventually released into the atmosphere as byproducts of combustion. To sum up, relatively few students provided “Data” in the scientific sense of empirically verifiable observations. This may be in part a result of the questions we asked; we rarely challenged students to justify their Claims in detail. For fiiture studies, we will include requests for more detailed justifications of their Claims. Types of Warrants Similar to Data, I found that students used Warrants and/or Backing that fell into at least 10 types to bridge Data to different types of Claims they made about Carbon Transforming Processes. As in types of Data, I have organized these types of Warrants in the order of the least to the most sophisticated as follows: Low level (A, T, OEM, OEE & 0A); Medium level (CE & SPAM); high level (SPEM, SPEE, PCM & PCB). For a summary of the various types of Warrants and an example of each, see Table 5, this Chapter. These different types of Warrants seemingly support the notion that students tend to bridge the Data they present to the Claims made for specific Carbon Transforming Processes in different ways. On the one hand, some students used Warrants that, besides being analogical in nature (e. g. see Example 2, previous Chapter), were, as an illustration, tautological in nature. 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