RElAfiONSHIP 0F LEAQER BEHAVIOR AND MEMBER RESPONSE wmam AN ENSTITUTIONAL SETTING Thesis for the Degree of M. & MICHIGAN STATE UNIVERSITY MICHAEL JON PANEIT A 1972 r_ nm 5 LI“ “AR Y '5 Mich“ 1n State University fllllllllllLIHIIHllUllllllllllfllllllll{IUJIHIIHllllllilll 23 10382 2627 RELATIONSHIP OF LEADER BEHAVIOR AND MEMBER RESPONSE WITHIN AN INSTITUTIONAL SETTING BY Michael Jon Panetta A THESIS Submitted to Michigan State University in partial fulfillment of the requirements ~for the degree of MASTER OF SCIENCE School of Criminal Justice Wm [M1 07: @Wa (chairman) )[L/b // /t/d/I/:'{)1U‘g—"’_, /:/fir (member) ‘1, ’79 x7 ’7‘,“ .- 1' 945—2111 {Z .‘w‘ c .I. g9: 46 if 7— *? *7 (member) ABSTRACT RELATIONSHIP OF LEADER BEHAVIOR AND MEMBER RESPONSE WITHIN AN AN INSTITUTIONAL SETTING by Michael Jon Panetta Literature in the area of Juvenile Correct- ions indicates a need for more adequate inform- ation concerning staff-ward relationships. Re- latively few studies have focused upon this area of investigation. This study is designed to determine whether or not a member's (wards) response is a function of/or related to the Leader (staff) Behavior to which he is exposed within the institutional setting. Maxey Boys' Training School and Green Oaks Center (Special treatment unit for boys unable to function in an "Open" type of institution), located at Whitmore Lake, Michigan, was selected as the Juvenile Institution to be studied. The reason for this selection was due to the evacuation of the Lansing Boys' Training School and the accessability to fully operant programs. Although the reception center also serves camp operations which are operant during the summer months, Maxey is soon to become Michigan's sole surviving Boys' Training School facility accommodating the entire state 0 The hypotheses under investigation are: (1) Leader Behavior (staff) has no effect on Member (ward) response, thus, there will be no difference between member reSponse no matter what the Leader Behavior may be: (2) If Leader Behavior is found to be Authoritarian, Democratic, or Laissez-faire, the member response will net be related to the Leader Behavior and therefore, not consistent with Lippitt and White's findings. I will use the null hypotheses and attempt to reject it in accepting the alternate hypotheses. Therefore, the premise under investigation is that the Leader's (staff) method of relating (behavior-IV) affects certain member (ward) behavior (behavior-UV) in a predicted way (consistent with Lippitt and White's findings). The types of data collected were observed behaviors and verbal reSponses of the institution's staff and wards under consideration. Specific categories of behavior derived from indices of typologies developed by Lippitt and White were utilized as a basis for observation and categor- ization. The results of the study indicate that the null hypotheses can be rejected and the alternate accepted since the findings suggest that an assoc- iation between Leader Behavior (staff) and Member Response (wards) exists. In essence, Child to Leader and Child to Child Behavior seem to be dependent upon the leadership style to which the individual is exposed. The need for further in- vestigation of the dynamics of Juvenile and staff relationships within institutional settings is evident and strongly recommended. RELATIONSHIP OF LEADER BEHAVIOR AND MEMBER RESPONSE WITHIN AN INSTITUTIONAL SETTING BY Michael Jon Panetta A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE School of Criminal Justice 1972 DEDICATION This work is dedicated to my parents MR. AND MRS. FRANK ANTHONY PANETTA for their lifelong guidance, encouragement and patience. ii ACKNOWLEIXS EMEN TS I wish to express my appreciation to the follow- ing people who assisted in the completion of this thesis: to Dr. Robert C. Trojanowicz, my Major Professor and Committee Chairman, and the Committee, Dr. John H. McNamara and Mr. Roger Steggerda for their guid- ance and understanding; to Mr. J.J. Powers, Chief Administrator of Maxey Boys' Training School, Mr. James Evans, Program Dir- ector of Maxey Boys' Training School and Mr. Robert Gibson, Director of Green Oaks Maximum Security Center, for their assistance and cooperation; finally, heartfelt thanks goes to my loving wife, Susan Marie, and my daughter, Mary Elizabeth, for sacrificing many hours of family activity and for their understanding. iii TABLE OF CONTENTS Chapter I. II. III. INTRODUCTIONOOOOOOOOI.OOOOOOOOOOODCOOO The PrOblem...‘OOCOOOOOOOOOOOOOOO.0... Overview of the Study............ SiqnificanceOOOOOOI...0......0.0.0.... History and Theoretical Framework Of the StudYOOOOOOOOOO0.0.0.000...D REVIEW OF THE LITERArPURE O O O O O O I O O O O O O . LeaderShip StUdieSoooooooooooooooooooo LeaderShip power.OOOOOOOIOOOOOOOOOOOOO Acguistion of Deviant Adaptations...... Literature that Indicates a Need for the Study of Leader and Group Dynamkx; METHODOLOGY.O...OOOOOOIOOOOOOOOOOOIOIOCO Setting.09.000.000.000...0.0.0.0... DQqun.OI.OCOOOOOOOQOOOIOOOOOOOOO Potentially Influencing Variables..... Measurement...................... Specific Categories to be Observed.. iv Page 18 18 19 20 25 32 34 3s 36 37 38 Chapter Page Scoring Procedure....................... 40 Reliability and Validity................... 41 Sampling................................... 42 Statement of the Hypothesis................ 43 Researchability of the Hypothesis.......... 44 Significance............................... 44 IV. ANALYSIS OF THE DATA....................... 46 Comparison of Studies...................... 55 Supplement................................. 57 V. SUMMARY AND RECOMMENDATION FOR FURTHER RESEARCH................................ 60 Recommendation for Further Research........ 64 BIBLIOGRAPHY.00000000000000.00000000000000000000 65 lll'l‘lllllclllll TABLE II. III. IV. LIST OF TABLES Child to Leader Analysis................. Calculations of Child to Leader AnaIYSiSOCOCOOCOOOIOIOOOO.00.0.0.0...I... Child to Child Analysis.................. Calculations of Child to Child AnalySiSIO.0OOOOOIOOOOOOOOOO0.0.0.0000... vi PAGE 49 50 51 52 LIST OF FIGURES FIGURE 1. The Social Organization Between Staff and Inmates Within an Institutional SettinQOO00.000.00.000.00000000000000000 The Social Organization Between Staff and Inmates Within an Institutional SettinGOOOOOOOOOOO0.0.0.0....'00.... Comparison of Behavior of Average Authoritarian, Democratic, and Laissez-faire Leader................ Four Patterns of Child to Leader Relationship........................ Four Patterns of Child to Child RelationShj-p00OOOOOOOOOOOOOOOO vii PAGE 13 14 15 CHAPTER I INTRODUCTION At present youngsters adjudicated by courts as delinquent can be given a suspended sentence, placed in a detention home, probation, incarcerated in a training school or placed in alternative pre- vention proqrams that are available. "Most author- ities agree a training school should be avoided as much as possible and used only as a last resort since it is actually an institution of confinement."1 2 and Thomas3 believe that the delinquent Cohen acts that a youth commits are a very small part of his behavioral repertoire and that most of his behavior is socially acceptable. It is their con- 1William Amos, Ed.D., "The Future of Juvenile Institutions," Federal Prgbatign, (Washington, D.C., March, 1968) p. 41. 2Albert R. Cohen, Delinquent Boys: Culture of the Gang, (Glencoe, 111., The Free Press, 1955) pp. 24-32. 3Edwin Thomas, "Role Problems of Offenders and Workers in the Field of Corrections," pp. 164-172. tention that by removing the youth from the expect- ations of the community, you make him much more susceptible to the pressures of his new environment,~ but warn that if the new environment supports non- legitimate adaptations, the delinquent will have difficulty resisting this life style, particularly if his reference group and associations in the in- stitution are oriented toward non-legitimate styles. Unfortunately, the methods employed by institut- ions in treating delinquents seems to be the re- moval and holding of the offender in a setting which is, in many ways, no different from the one from which he came. In fact, "the ineffectiveness of institutional programs is partly to blame for the increasing frequency of delinquent activity in that youngsters who return to their neighborhood from institutions carry with them the added sophistication of a one year graduate course in delinquency (man- ipulation, conning, utilization of subcultural codes) and thereby assume leadership and influence over other youngsters in the area." 4William Amos, Ed. D., "The Future of Juvenile Institutions," FeeralfiPrpbatjpn, (Washington. D.c., March, 1968) p. 41. Perhaps the reason authorities in the field of Juvenile Corrections oppose a training school placement is because rehabilitation in such insti- tutions has become nothing more than a myth. Re- habilitation cannot be achieved as a by-product of the present system which is obviously designed for control and punishment. A new system should be developed based on the knowledge of human be- havior. ”If we have made progress in our knowledge of human behavior and institutional programs for young delinquents, the success of our treatment is 5 The community preoccupies itself debatable.” with the apprehension of the transgressor and after- wards, loses interest. While society is satisfied that the offender is being punished, it does not care about the actual method of punishment. Evidence of this is the fact that most Juvenile institutions are usually inadequately staffed and the state of California serves as a good example. Out of a sRobert Pickett, mm: Origins of Juvenile Reform in New York State, (Syracuse University Press, Syracuse, 1969) p. 217. total of California's 21,247 state staff members employed in correctional institutions, only five percent (1,154) are Psychiatrists, Psychologists, Social Workers, etc.6 The Problem For many years the study of delinquency and criminality has focused its efforts almost entire- ly on measuring and describing conduct levels* and personality types. However, "the study of delinquency must go beyond a merely descriptive level of con- duct and personality analysis to discover the inter- relationships and dynamics of elements that determine conduct."7 Although this statement was made almost a quarter of a century ago, it is still applicable to the study of delinquency. For this reason I have choosen as my area of investigation Leader Behavior in an Institutional Setting. It is my ‘4‘. 6Gerald Wheeler and Harvey Inskeep, "Youth in the Gauntlet," Federal Probation, (Washington, D.C., 1968) p. 25. *Conduct level is the level at which an individual relates (physical, verbal, etc.); domineering, submiss- ive, arrogant; passive, aggressive, defensive. 7Paul Tappen, Juyenileggglinggengy, (New York: 1949) p. 56. hope that this study will provide a better under- standing of the dynamics of conduct and the effects of interrelationships on behavior. 912mm 5:391 The research problem is a descriptive study in that it is a series of descriptive observations. It seeks to identify the type of leadership that is being used in training school facilities (spec- ifically Maxey Boys' Training School) and the type of behavioral response it is eliciting from wards. While the causal hypothesis set forth by Lewin, Lippitt and White in their study of Leader Behavior will be tested, there is an added feature of the institutional environment. The study is also comparative in that it notes the contrast between the behavior of wards in relating to different leader types (Authoritarian, Democratic, and Laissez- faire). In essence, the problem relates to role dimensions of relationships and attempts to explain the extent to which an individual's percepts and expectations of another impose/or encroach upon the recipicating individual's self-concept and predispose him to behave in one way or another. Figures 1 and 2, although greatly oversimp- lified, serve as a visual representation of the dimensions of the research problem. Wmmmmmm WWW Figure 1 ----------1 The self- A concept of The staff/ 43w how he or leader Reciproca should be- role Behavior have, etc. and Expectat- ions ______ ___-J- Figure 2 Author. : 2 Demo. Oriented Oriented Leader Leader / \_ .._ Author. Demo. riented Oriented -Youth- Youth B The in- mates or wards role The self- concept of how he should be- have and individual self- percept Oriented Laissez. 1 Leader 7r Laissez. Oriented Youth Significance By answering these questions it is felt that a better understanding of the variables (dynamics) involved in these relationships will emerge. From this, a change in behavior techniques or other strategies for improvement can be introduced. The correctional setting is a unique situation in which many variables, if identified, could be effectively used in rehabilitative efforts. The problem of identifying a leadership style within an institution- al setting and measuring its corresponding effect on member (wards) reactions relates to a critical population which is increasing and is in need of practical solutions which can only be deveIOped after critical evaluation and review. The pro- posed study will sharpen the definition of the con- cepts and relationships identified in the Lippitt and White Study, and provide an opportunity for a fruitful' exploration with known techniques. Previous research in the fields of Education, Social Psychology and Educational Sociology have sought to determine the variables involved in mot- ivation and learning. Variables conducive to these factors include biological, cultural, social, and situational aspects which impinge upon the individual and influence his in differing degrees. This study relates to this research by attempting to identify significant variables which ultimately influence behavior and performance. '1‘ a t t The Theoretical Framework that this study can be related to is the Levin, Lippitt and White study on Leader Behavior and Member Reaction in Three "Social Climates" in which Authoritarian, Democratic and Laissez-faire leaders are used and member re- action measured. Understanding the significance of this study necessitates an understanding of the Levin, Lippitt and White study. For this reason I have included a brief summary of the Levin, Lippitt and White study and findings. Lippitt and White's investigation was carried out in two different parts: an exploratory exper- iment and a second, more extensive research. The primary aim of the first study was to develop tech- niques for creating and describing the ”social (climate) atmosphere“ of children's clubs and for quantitatively recording the effects of varied social atmospheres upon group life and individual behavior. Two degrees of control group life, labeled "democratic” and ”authoritarian“ were used as the experimental variables. One group was led in.a democratic manner, the other in an autocratic style. In the first study (experiment 1) the same leader met with two clubs. Both groups had five members, ten years of age. The behavior of the members and the leaders was recorded by observers.8 The second study had a number of purposes. The one most relevant to this-study is to examine the effects upon individual and group behavior of three variations in a secial atmosphere, labeled ”democratic", “authoritarian“ and ”laissez-faire“. The actual meaning of the ad- jectives used to label these social climates is necessarily somewhat different from the meaning attributed to them in political and economic dis- cussions. The accompanying tabulation describes briefly the chief characteristics of three treatment 8A fuller description of this experimental plan for this investigation may be found in Lippitt, R.. “An Experimental Study of the Affect of Democratic and Authoritarian Group Atmospheres”, (University of Iowa Studies and Child Care, 1940, 16) pp. 43-195. 10 variations to be implemented within this study. Unlike Lippitt and White's second study9 (experiment 2), the behavior and style of the adult leaders was not a controlled variable. w-.— 9 Four adult leaders were trained to proficiency in the three leadership treatments. Four, five- member groups of ten year old boys were used. Ob- servations of both the leaders and the boys were observed. 11 Model of Leader Typologies10 Authoritarian* Democratic 1. All determin- ' 1. All policies Laissez-faire 1. Complete free- 2. 4. ation of policy to the leader Techniques and activity steps dictated by the authority, one at a time, so that future a matter of group discus- sion and decis- ion , encouraged and assisted by the leader Activity per- spective gained during discuss- 1011 ”r1“ 0 Steps to group goal sketched, dom for group/ individual decision, with a minimum of leader parti- cipation 2. Various mater- ials supplied by the leader, who made it clear that he would supply steps were al- and when tech- information ways uncertain nical advice only when ask- to a large de- was needed, the ed. He took gree The leader us- ually dictated the particular work task and work companion of each.member The dominator tended to be ”personal” in his praise and criticism of each members work: remain- ed aloof from active group participation except when demonstrating 4. leader suggested two or more al- ternative pro- cedures to choose from no other part in work dis- cussion The members were 3. Complete non- free to work with whomever they chose, and the division of tasks was left up to the group The leader was "objective“ or ”fact-minded” in his praise and criticism, and tried to be a regular group member in spirit without doing too much of the work LL—L participation of the leader Infrequent spon- taneous comments on member act- ivity unless questioned, and no attempt to praise or re- gulate the course of events 10Ralph White and Ronald Lippitt, ”Leader Behavior and fiember Reaction in Three "Social Climates”, Wise. p. 319. 12 The study was simply a "naturalistic” ob- servation and evaluation of the behavior of the leaders and the reactions of the boys. They were also interviewed concerning their feelings about the basic nature of the leadership behavior typic- ally used by each leader type. (This report des- cribes the behavior of the members when under the direction of a leader using each of the variations). Summary graphs of Lippitt and White's findings (Figures 3-5) were used as a comparative frame of reference from which observations and evaluations (of what is presently being done within institutions) were made. Figure 3 compares the behavior of average Authoritarian, Democratic, and Laissez-faire leaders. Leader Behavior is expressed in terms of its percentage of the total observed behavior per category by each of the three models. pile/”fin! ' a._ 1.‘ .-.. V'fll . . E" ,7 J. _. & Authontanan - Democratic - Laissez-Faire Orders Disrupting Commands Nonconstructive Criticism Guiding Suggestions . ".‘-“:’.:-\£4§,.J.