——-—— — — ~ —_ _ _ 5 _ > _ _ _ ‘ -.. -...- . .o.. . - ~ - - -’- "- -'- '- —-.-.-- """W¢‘_-,_._” CHANGES IN AFFECT EXPRESSED ON THE TAT BY SCHIZOPHRENICS BEFORE AND AFTER PSYCHOTHERAPY ThesisfortheDegreeofM.A. mam STATE .umvmsm NANCY KAY women 1973 “fifi'. ‘? RRRRRRRRRRRRRRRRRRRR ABSTRACT CHANGES IN AFFECT EXPRESSED ON THE TAT BY SCHIZOPHRENICS BEFORE AND AFTER PSYCHOTHERAPY BY Nancy Kay Wowkanech The purpose of this study was to investigate the relative effectiveness of psychotherapy with schizophrenics in producing greater affect expression. Specifically, this study was concerned with the amount, variety, and mode of expression of affect contained in TAT protocols of 36 schizophrenic patients who participated in a recent psycho- therapy project (Karon and VandenBos, 1970, 1972). Schizo- phrenics were randomly assigned to three treatment groups: a) an "active psychoanalytic" therapy without medication; b) an "ego—analytic" therapy, with adjunctive medication; and c) a control group of standard hospital care, i.e., medication plus minimal support. Within Groups A and B, patients were seen by an experienced therapist or one of several inexperienced therapists. Nancy Kay Wowkanech TAT's obtained before therapy and during six and twenty month follow-ups were analyzed with respect to seven hypothesized affect dimensions (Tomkins, 1963): interest- excitement, enjoyment-joy, surprise—startle, fear—terror, anger-rage, distress—anguish, and the "humiliation complex" (a combination of Tomkins' shame-humiliation, contempt- disgust, and self-contempt—self-disgust dimensions). TAT protocols were scored for the presence of the seven hypoth- esized affect dimensions; each specific affect was scored. only once per story. The sum of all affects over all twenty stories (i.e., "total affect score") was computed. In addition all affects were scored according to four differing modes of expression: "felt" (but not acted out), "felt and acted out," "acted out," and "negated." The actual affect variables looked at in the analysis of the data were: 1) overall "total affect," 2) overall "felt" (but not acted out) affect, 3) overall "total felt" ("felt" plus "felt and acted out") affect, and 4) "total felt" ("felt" plus "felt and acted out") affect for the seven specific affect dimensions. In addition, this study looked at quantified clin- ical status ratings (CSI), obtained earlier (Karon and 2 Nancy Kay Wowkanech O'Grady, 1969; Karon and VandenBos, 1970, 1972), as well as the number of days a patient needed hospitalization subse- quent to each assessment interval. This was done in order to test the validity of the affect measures; i.e., corre- lations between affect variables and CSI ratings indicated concurrent validity, and correlations of affect variables with days hospitalized indicated predictive validity. The hypotheses were: 1) Schizophrenics who re— ceived psychotherapy would show more of an increase in the amount of "total felt" affect on the TAT than schizo- phrenics who received medication alone; experienced ther- apists were more likely to produce this phenomenon than inexperienced therapists. 2) The amount of "total affect" on the TAT would correlate positively with clinical status ratings and negatively with days hospitalized among schiz- ophrenics. In addition to explore the relative signifi- cance of specific affects, the following questions were examined: 1) Were there significant differences in spe- cific affects related to or interacting with, differing treatment groups and levels of therapist experience? 2) Did specific affects correlate (positively or nega— tively) with clinical status ratings or days hospitalized among schizophrenics. Nancy Kay Wowkanech Analyses of covariance revealed that there were no significant differences between groups on either the amount of "felt" or "total felt" affect expressed on the TAT, twenty months after therapy. Pearson correlation coefficients showed a non-significant positive correla- tion between the amount of "total affect" and clinical status ratings, and a non—significant negative correla- tion between "total affect" and days hospitalized, over the course of treatment. However, with respect to spe- cific affects, results showed that the amount of "total felt" fear—terror expressed on the TAT, increased for schizOphrenics treated by inexperienced therapists and decreased for schiZOphrenics treated by experienced ther- apists relative to the control group. Other findings were that the amount of "total felt" distress-anguish on the TAT decreased for patients treated by experienced therapists, and inexperienced therapists, not using medi— cation. Schizophrenics treated by inexperienced thera- pists using medication, as well as those in the control group, demonstrated an overall increase in the amount of "total felt" distress—anguish, expressed on the TAT. Also, twenty months after therapy, fear—terror was 4 Nancy Kay Wowkanech significantly negatively correlated with clinical status ratings, while distress-anguish was significantly posi- tively correlated with clinical status ratings. These results led the author to infer that brief psychoanalytic psychotherapy with schizophrenics can be effective in reducing the amount of fear and "emotional pain" felt by the patient, if he is treated by an exper- ienced therapist. Inexperienced therapists, on the other hand, tend to increase feelings of terror and panic in schizophrenics, probably dependent on their own feelings of fear and inadequacy connected with treating such dif— ficult patients. Also, these results further support the conclusion reached by Karon and VandenBos (1970, 1972); chemotherapy can be seductive to the inexperienced thera- pist; i.e., the patient will outwardly show signs of less anguish, but his acute inner feelings of distress must still be dealt with in therapy. Finally, it is probable that less disrUptive feelings, such as distress—anguish, as opposed to fear-terror, or anger—rage, reflect thera- peutic gains with schizophrenic patients. Further research is needed to evaluate if psychotherapy with schizophrenics can increase the amount of affect expression. 5 CHANGES IN AFFECT EXPRESSED ON THE TAT BY SCHIZOPHRENICS BEFORE AND AFTER PSYCHOTHERAPY BY Nancy Kay Wowkanech A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF ARTS Department of Psychology 1973 DEDICATION To Rosemary Noona who knows what this study represents—~shades of LePore, Cimbolic, and Ware. ii ACKNOWLEDGEMENTS My deep appreciation and respect for Dr. Bertram Karon, my chairman, whose psychotherapy project provided the data for this study, and whose wisdom and knowledge of psychotherapy with schizophrenics, both inspired and guided me throughout this study. To Dr. Gary Stollak, for his unabounding wit and soul, which renders peace in troubled times. To Dr. Arthur Seagull, whose patience and support were genuinely felt during the last hectic moments. My thanks to Gary VandenBos and Inta Silins, for the tremendous time and effort they spent in helping me. Gratitude to my friend, Karl Sirotkin, who has no equal when it comes to computers. To Sharon Berliner, for helping with the assess- ment of the reliability of my scoring system. Lastly, to my parents, and Chuck, whose love and faith helped me to persevere, as always. iii TABLE OF CONTENTS Page LIST OF TABLES O 0 O O O O I O O O O O O O O O O O 0 V INTRODUCTION . . . . . . . . . . . . . . . . . . . . 1 Theory and Supportive Research . . . . . . . . . 3 Hypotheses . . . . . . . . . . . . . . . . . . . 23 METHOD . . . . . . . . . . . . . . . . . . . . . . . ZS Sample . . . . . . . . . . . . . . . . . . . . . 25 Procedures . . . . . . . . . . . . . . . . . . . 28 Methods of Analysis. . . . . . . . . . . . . . . 33 RESULTS. . . . . . . . . . . . . . . . . . . . . . . 37 Analyses of Covariance . . . . . . . . . . . . . 37 Correlational Analysis . . . . . . . . . . . . . 41 DISCUSSION 0 O O O O O O O C C O O O O O O O O O I O 45 REFERENCES . . . . . . . . . . . . . . . . . .'. . . 55 APPENDICES . . . . . . . . . . . . . . . . . . . . . 60 A. TABLES . . . . . . . . . . . . . . . . . . . 60 B. CHARACTERISTICS OF THE SAMPLE. . . . . . . . 69 C. SCORING KEY. . . . . . . . . . . . . . . . . 70 iv Table LIST OF TABLES INITIAL MEANS FOR "FELT" AND "TOTAL FELT" AFFECT SCORES (PRE'TREATMENT) o o o o o o o o CORRECTED MEANS FOR "FELT" AND "TOTAL FELT" AFFECT SCORES (SIX MONTHS AFTER TREATMENT) . CORRECTED MEANS FOR "FELT" AND "TOTAL FELT" AFFECT SCORES (TWENTY MONTHS AFTER TREATMENT) O O O O C O O C O O . O O O O O O INITIAL MEANS FOR "TOTAL FELT" AFFECT SCORES ON SPECIFIC AFFECT DIMENSIONS (PRE- TREATMNT) . C C O O O O O O O O O C O C O O CORRECTED MEANS FOR "TOTAL FELT" AFFECT SCORES ON SPECIFIC AFFECT DIMENSIONS (SIX MONTHS AFTER TREATI‘IENT) o o o o o o o o o o o CORRECTED MEANS FOR "TOTAL FELT" AFFECT SCORES ON SPECIFIC AFFECT DIMENSIONS (TWENTY MONTHS AFTER TREATMENT). . . . . . . . . . . CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION (PRE'TREATMENT) o o o o o o o o o o o o o c o CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION (SIX MONTHS AFTER TREATMENT) . . . . . . . . CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION (TWENTY MONTHS AFTER TREATMENT). . . . . . . Page 60 61 62 63 64 65 66 67 68 INTRODUCTION The purpose of this study was to investigate the relative effectiveness of individual psychoanalytic psychotherapy with schizophrenics, in producing in- creased expression of affect on the TAT. Specifically, this study focused on the amount, variety, and mode of expression of affect contained in TAT protocols of schizophrenics who had been randomly assigned to three treatment groups: a) an "active psychoanalytic" therapy without medication; b) an "ego—analytic" therapy, with adjunctive medication; and c) a control group of stand- ard hospital care. Past research on the effectiveness of various forms of therapy with schizophrenics has tended to em- phasize assessment of intellectual, perceptual, and behavioral functioning. However, adequate assessment of change in affect expression among schizophrenics, has been sorely neglected. Theoretically, the significance of emotional responsiveness, as a critical predictor of favorable prognosis among schizophrenics, is well-known. Ini- tially Bleuler (1911), in his classic monograph, Dementia Praecox, or the Group of SchiZOphrenias, emphasized the disturbance in affectivity as one of the core features of schizophrenia. Bleuler viewed the primary emotional deficit in schiZOphrenia, as a juxtaposition of oppo- sites; i.e., total emotional indifference on the one hand, and/or expression of uncontrolled extreme lability of affect, on the other. In addition, many theorists have asserted the primacy of specific affects in schizophrenic disorders; i.e., Bellak (1969) maintains that anger is the most frequent affect in schizophrenics who are "withdrawn and inaccessible." Fromm—Reichman (1952) adds that the schizophrenic's fear of closeness is a response to anxiety over his own hostile impulses. Tomkins (1963) believes fear-terror and humiliation, predominate, espe- cially in paranoid schizophrenics. Karon (1963) suggests that the therapist focus on "continually decreasing the schiZOphrenic's feelings of "anxiety, guilt, and worth- lessness." This research attempted to investigate the no- tion of the relative predominance of certain affects in schiZOphrenics, and the importance of specific affects in relation to a successful therapeutic outcome, based on clinical status ratings and length of hospitalization following assessment. ‘More Specifically, it will be shown that the amount of affect on the TAT is not an effective outcome measure, but that the relative predominance of certain individual affects; i.e., potentially more dis- turbing emotions such as anger-rage, fear-terror, vs. less disruptive feelings of distress—anguish; does corre- late significantly with outcome criterion used in this study. In addition, it will be shown that the experience level of the therapist interacts with specific affects expressed by the schizophrenic on the TAT. Theory and Supportive Research Many theorists have speculated concerning the importance of affective functioning. Tomkins (1963) stated that the primary motivational system is the affec- tive system and that biological drives have motivational impact only to the extent they are amplified by emotional arousal. Rapaport (1950) postulated a theory concerning how emotions become mechanized. He suggests that in- coming perceptions initiate unconscious processes which mobilize unconscious instinctual energies; if no free pathway is Open for the release of these energies (i.e., instinctual demands conflict), they find discharge through "emotional expression and/or emotions felt." Rapaport concludes that: emotional discharges of varying intensity constantly occur besides the "genuine emotions" described in textbooks--rage, anger, fear, etc.,—-an entire hierarchy of emotions exists; ranging from the most intense to mild, conventionalized, in- tellectualized emotions (1950, p. 37). Tomkins (1963) argues that the critical differ- ence between drives and affects is their "generality." He states: the drive is primarily a transport me— chanism-—it emits a set of motivating signals with a crucial but limited and specific message. The affective system is characterized by more flexibility of activation, maintenance, and delay . . . an individual may not live all his life actually hungry, but he can live all this life actually anxious, ashamed, sometimes depressed, or never excited, etc. The conditions which trigger affective re- Sponses include drives, but are not lim- ited to them . . . the openness and flex- ibility of human affect accounts for the diversity of men's motives. The sources of both psychopathology and of rewarding growth are found in man's affective po- tentialities (1963, p. 6). Wessman and Ricks (1966) add that while in the past the prevailing notion of emotion was that of tension-drive-reduction or conflict theory model, the adaptive aspects of affective functioning have now taken on increasing importance. They state: the nature of man's encounter with his world is determined by his affective stance. If emergency emotions predomi- nate, he is closed and shut—off from growth and self—realization in the world, and defensive security Operations con- Strict his behavior . . . if the posi- tive emotions predominate, he is open and able to proceed along the path of his own individual fulfillment and self- realization (1966, p. 4). The primary affect, Tomkins (1963) hypothesizes, are contained within eight dimensions existing along a con— tinuum of high-low intensity. The positive affects are: interest-excitement, enjoyment-joy, the re-setting affect called surprise-startle. The negative affects include: distress—anguish, fear-terror, anger-rage, shame- humiliation, and contempt—disgust. It is Tomkins' belief that natural selection has Operated on man to heighten three distinct classes of affect-—affect for preservation of life, affect for people, and affect for novelty . . . man is equipped with innate affective responses that bias him to want to remain alive and to resist death, to want to have sexual experiences, to want to communicate, to be close to and in contact with others of his species and to resist the experience of head and face lowered in shame (1963, p. 27). The significance of affective functioning related to therapeutic change has been discussed by Rogers (1961) in his paper, "The Process-Equation of Psychotherapy." states: studies suggest that it may be a new way of experiencing in a more immediate, more fluid way, with more acceptance, which is the es- sential characteristic of therapeutic change, rather than . . . the gaining of insight or the working through of the transference rela- tionship or the change in self concept (1961, p. 412). Rogers describes the process of psychotherapy as He helping the client to progress along a "continuum of psy- chologic functioning"; the lowest point being "a rigid, static, undifferentiated, unfeeling, impersonal type of functioning"; the highest pOint being "a state of changing- ness, fluidity, richly differentiated reactions, by imme- diate experiencing of personal feelings which are felt or deeply owned and accepted." The significance of affective functioning for schizophrenic patients is critical. In a recent review of the literature on schiZOphrenia, Bellak and Loeb (1969) report that: elation, depression of mood, anxiety and dread are common manifestations at the "onset of a schiZOphrenic illness." Self-criticisms may appear and depression of mood may persist for some time before schiZOphrenic features arise . . . . But it is the absence of affectivity (flatness) or inappropriate affective responses, which are regarded as characteristic of the illness. A result of the psychotherapeutic work, which has been conducted over the past 25 years, has been to show that there is no impairment or weakening of the affect in schizophrenic psychoses. Instead it is the manner of expression which is diSturbed. It is of some interest, that anger is the most commonly observed affect, particularly in patients who are for the most part, withdrawn and inabcessible. Thus, working with schizophrenics, the literature seems to suggest that measures of therapeutic outcome in- clude some assessment of the relative amount of affect present in the patient's behavioral repertoire before and after therapy. Also relevant are the quality of expression of those affects (i.e., expressed as "felt" vs. "acted out" or "negated") and the relative significance of particular affects which constitute the schizophrenic's inner world of experiencing. The TAT has been used, as a therapeutic outcome measure, to assess different aspects of affective function- ing. In a study with nonpsychotics, Greenwald (1959) used affective complexity as a variable and hypothesized that affective complexity, as inferred from TAT protocols would increase as a result of psychotherapy, with movement in the direction of bivalent affect, and with controlled resolu— tion away from affective inhibition or monotonic affect. His subjects were 20 clients in counseling at the Univer- sity of Chicago, seen for an average of one session for 3 weeks, and a group of 20 controls, who responded to a re- search ad in the newspaper. TAT's were administered before and after therapy and during a six-month follow-up. More pleasant, cheerful, and optimistic moods and fewer unplea- sant ones were reported after therapy; a significant in- crease in affective complexity was indicated by the exper- imental group. The follow-up data showed a greater in— crease in number of pleasant feelings, and a slight reduc— tion in complexity for the experimental subjects. Ullman (1958) abstracted the TAT variables of. denial, projection, and impulsive behavior separately from case records of 50 male, psychiatric patients. Patients were ranked on each variable and were separated as "inter- nalizers" or "externalizers." TAT's were administered and each patient was independently assigned the previous labels according to the number of emotional words used in the TAT stories. The degree of emotionality or defensiveness re- flected on the TAT was correlated with the independent ranking of the patient's clinical status. Ullman concluded that "emotionality can be experimentally conceptualized and manipulated in the same way that needs or threats are dealt with in studies of perceptual defense" and supported the validity of the TAT as a projective measure of emotionality. Glad, Hayne, Glad and Ferguson (1963) investigated the changing relationships between social and projective test behaviors in a group of paranoid schiZOphrenics using group psychotherapy. Patients were given the D-V Emotional Projection Test, the TAT, and a social relations test be- fore and after a series of 15 group therapy sessions. Projective tests were coded along the same dimensions as the group therapy behaviors: desires about the self and 10 others and perceptions about the self and others. Inter- rater reliability ranged from .80 to .90. The results were: 1) a greater difference in projective test feelings, and socially observed feelings occurred in the early vs. later stages of therapY; 2) behaviors categorized as socially useful were most likely to occur in projec- tive tests early in therapy and in social behaviors, later on; 3) relations between socially observed feelings and feelings de- coded on the D-V Emotional Projective Test were a decrease in behavioral anxiety vs. projective anxiety over the course of therapy, and an increase in direct expression of anxious feelings accompanied by a decrease of "activity responses" (e.g. "wondering, thinking"). Rogers et al. (1967) reported significant differ- ence in personality change on the TAT with schizophrenics treated by client-centered therapy vs. controls. Hospital experimentals significantly reduced defensiveness on the TAT after therapy (i.e. need to deny or emotionally dis— tance themselves from their TAT stories), showed signifi- cant improvement in the appropriateness of their emotional expression, and revealed an increased capacity to handle interpersonal relations in a personally satisfying manner when compared with hospital contfols. These studies indicate some validity for the use of the TAT as a projective device in investigating ll affective expression and its relationship to behavioral correlates of clinical status. Research concerning therapy with schizophrenics comprises a potpourri of techniques and outcome measures, few of which attempt to assess affective functioning. The majority of the recent literature deals with group psycho- therapy of varying forms of "milieu therapy"; i.e. group living arrangements such as "lodges," ”half-way houses," etc. Stotsky, Daston and Vardolk (1958) did vocational counseling with a group of 28 male, chronic schiZOphrenics. They matched two groups with respect to symptoms, ward adjustment, and personality measures and found the treated group showed improvement on within-hospital work adjustment and Bennett-Q Sort. Peyman (1956) investigated the rela- tive effectiveness of group therapy and shock, group therapy alone, shock alone and routine hospital care using 32 chronic schiZOphrenic females, aged 21-39. Patients were matched on IQ and length of hospitalization and ran— domly assigned to four groups. Pre— and post-test measures included the WAIS, Bender-Gestalt, and Rorschach. Group therapy comprised a one—hour session twice a week for six months and involved role-playing. No significant differ- ences were reported on the psychological tests. Group 12 therapy with and without shock was significantly better than shock alone or custodial care. Sacks and Berger (1954) compared group therapy with no treatment using 46 chronic schiZOphrenics. They found that 46% of treated patients moved on an improved ward in the hospital after one year of therapy vs. 4% of the controls. No information on matching with regard to severity of illness, or assignment of patients to groups or outcome measures was given; these results are ques- tionable. Kraus (1959) also tried to determine the effective- ness of group psychotherapy with schizophrenics. He com- pared two groups of eight chronic patients, matching them on background variables and randomly assigned them to groups. Patients were rated pre- and post- by experienced psychiatrists on appearance, behavior, sleeping and eating habits, stream of talk, mood, thought processes, orienta- tion, insight and anxiety. The results of behavioral rat- ings are questionable due to low inter-rater reliability but ratings showed improvement for the group therapy pa- tients. MMPI scores were also obtained and showed signif- icant differences between the groups after therapy. 13 Coons (1957) found significant improvement on the Rorschach with schiZOphrenics using group therapy focus- ing on maintaining interaction with others as compared with group therapy aimed at providing insight and self- understanding. King, Armitage, and Tilton (1960) inves- tigated the relative effectiveness of three variants of therapy over no therapy. One method of therapy utilized was the "Operant-interpersonal" method. A multiple Oper- ant problem-solving apparatus dispensed rewards of candy and cigarettes, first on an individual basis and then on a group basis. The third method was recreational therapy. Outcome measures included behavior ratings by ward per- sonnel. King et a1. (1960) found that patients treated by the operant-interpersonal method improved more than others after therapy and during the six—month follow-up although no patient was discharged. Anker and Walsh (1961) compared group therapy with activity programs. They found activity group patients improved significantly on motility, communication, coop- eration, total adjustment and at the p = .08 level for affect, as rated by ward personnel. Psychotherapy patients showed only a reduction in motility. There were no sig- nificant differences in the number of patients discharged. 14 MacDonald, Blockberger and Maynard (1964) compared patient vs. staff-led groups with 56 chronic hospitalized patients, 48 of whom were schizophrenics. Patients were randomly assigned to four groups: traditional group psy- chotherapy, focusing on providing insight; discussion groups concerning planning for discharge; autonomous group focusing on re-entry into the community; a control group, which never met. Behavior ratings by ward personnel indi— cated that traditional group therapy led to more "rule ine fractions" in ward behavior; the autonomous group showed the most improvement in ward behavior; there was no sig- nificant difference in the number of patients discharged from each group. Earlier Misbach, Cadman and Brown (1954) had found that chronic psychotics improved more than con- trols and were discharged faster if they had been involved in autonomous groups. Mainord, Burk and Collins (1965) compared the efficacy of confrontation and diversion techniques in group therapy with chronic schizophrenics. Confrontation meant forcing the patient to deal with emotional arousal he felt in the group; diversion meant he was diverted from his feelings. The study utilized three groups. One group was exposed to three months of confrontation, followed by 15 diversion therapy for three added months. Another group experienced both techniques in reverse order. A third group served as a control. The only significant differ- ence between groups was that all the patients discharged during the study were from the confronting groups. Moore, Chernell and West (1965) reported improvements over con- trols with schizophrenics utilizing a series of video-tape self-confrontations. Clearly the evidence for group therapy is incon— clusive. In the studies which were adequately controlled outcome measures were mostly behavioral ratings by ward personnel. In terms of rating adjustment, behaviors valued by the staff may correspond more to staff needs than patients' needs. Discharge rates for schizophrenics, on the average, seem to be unaffected by group therapy. Most studies lack adequate follow-up data. Several attempts have been made to experiment with 'techniques aimed specifically at schiZOphrenics. Goertzel, May, Salkin and Schoop (1965) used a nonverbal approach, the "body-ego" technique. The goal was to help patients recreate postures and movements associated with emotions and attitudes, causing them anxiety._ Ratings of ward per- sonnel and psychiatrists reflected improvement of 16 experimental subjects with respect to ward behavior and appropriateness of affect. Null results were obtained, however, on the Draw—A—Person and Bender-Gestalt tests. Bookhammer, Meyers Schober and Piotrowski (1966) investigated Rosen's method of direct analysis with schizophrenics between the ages of 15—35 over a five— year period. A committee evaluated patients on objective behaviors, i.e., self-attitudes, attitudes towards others, thought processes, useful work output and time spent out of the hospital. Results demonstrated no significant differences between experimentals and controls and were used to support the conclusion that analytic therapy with schizophrenics is not effective. However, the dimensions and characteristics of the controls‘ treatment were not specified nor were the means of evaluation, reliability, etc. Azima, Wittkower and Latendresse (1958) utilized a technique based on analytic therapy, focusing on activ- ities which denoted regressive behavior. Twelve chronic female schizophrenics were given milk through baby bottles, mud to play with, dolls, etc., relevant to the stage of psychosexual development they had regressed to and then helped to move through successive stages with the aid of 17 psychoanalytic interpretatiOns. Therapy was carried on for six months and a three year follow-up was completed. Subjective ratings of ward personnel and therapists indi- cated significant imporvement with respect to reality- testing functions, control and social behavior. However, only one patient continued to function at the same level at the time of follow—up. The lack of quantified data renders these results less useful. Zirkle (1961) found that "minimal contact" with schiZOphrenics (25 minutes a week of individual attention for a two—month period) resulted in significant improve- ment over a control group receiving routine hospital care. Improvement was rated by ward personnel and focused on the following aspects: social contact, personal habits, emo- tional control, spontaneity of speech, cooperation on the ward, awareness and concern for others, participation in activity groups, capability of handling a hospital job and interest in returning to the community. The most recent trend in therapy with schizophrenics appears to be towards various forms of "milieu therapy" or communal living. Meltzoff and Kornreich (1970) evaluated the impact of therapeutic programs (e.g., Fairweather et al.,l960, 1965; Saunders et al.,l962; Brandon, 1961; 18 Kris, 1964; Meltzoff & Blumenthal, 1966) and concluded that 85% of these treatments were effective; these exper- iences providing valuable social experiences, consensual validation of reality, learning of communication skills, Opportunities for assuming responsibilities, increasing self-esteem and self-expression and an overall strengthen- ing of ego functioning in schizophrenic participants. The authors also reviewed 101 studies researching the effec- tiveness of psychotherapy and state: About one—half of the adequately controlled studies which yielded null results were failures of verbal therapies to bring about improvement in chronic schizophrenics. Therapeutic methods which fail have been characterized as formal, conventional, tra- ditional, verbal and insight-producing. What they appear to have in common on the part of the therapist is to promote self- awareness, verbalization of feelings and awareness of motivations underlying be- havior (1970, p. 212). Cowden, Zax, Hague and Finney (1956) evaluated the use of chlorOpromazine by itself and as an adjunct to group therapy with 24 chronic schizophrenics and compared this to routine hOSpital care. Group therapy focused on promoting feelings of comfort and security. Ward behavior was assessed by staff after four months. Results indi- cated the combination of drugs and group therapy yielded the most improvement. 19 May and Tuma (1964, 1965) compared the effective- ness of several forms of treatment with 200 schizophrenics (analytic psychotherapy, mediciation, medication and psy- chotherapy, ECT vs. a no—treatment control group). They concluded that only medication was effective. Psycho- therapy with or without medication made no difference. However, Karon and VandenBos (1970) point out that May and Tuma utilized only inexperienced therapiSts, had an appreciable number of patients on whom follow-up data was not obtained, and included no direct measures of thought disorder. Karon and O'Grady (1969) and Karon and VandenBos (1970, 1972) reported that significant improvement in schizophrenics patients occurred, especially with regard to thOught disorder, six, twelve, and twenty months after analytic psychotherapy. The patients were randomly as- signed to three treatments: psychoanalytic therapy of an "active" variety without medication, psychoanalytic therapy of an ego-analytic variety using medication adjunctively, and medication plus supportive therapy: i.e.,-routine hospital care. In the experimental groups, patients were treated by experienced and inexperienced therapists. (Patients averaged approximately sixty hours of 20 psychoanalytic psychotherapy per year.) Outcome measures utilized were the Thorndike-Gallup Vocabulary Test (TGV), Porteus Mazes (PM), Wechsler (WAIS and WB II), Feldman- Drasgow Visual Verbal Test (VVT), TAT, and Rorschach. Pa- tients were also given a clinical status interview, encom- passing the following factors: ability to take care of self; ability to work; sexual adjustment; social adjust- ment and relationships with friends; absence of hallucina- tions, bizarre delusions, gross distortions of reality; degrees of freedom from anxiety and depression; amount of affect; variety and Spontaneity of affect; satisfaction with life and self; achievement of capabilities and benign vs. malignant effects on others. With respect to each outcome measure, analysis of covariance was used to com— pare treatments, correcting for initial performance on that measure, and any background characteristics which were significantly related. The authors concluded: the most significant finding was the rele— vance of the experience of the therapist and its interaction with the effects of medica- tion. Patients treated by experienced ther- apists were hospitalized for a shorter length of time, showed less psychotic thought dis- order (on the VVT) and were viewed as func- tioning at healthier level (clinical status ratings) than control patients . . . . Pa- tients treated by inexperienced therapists not utilizing medication were hospitalized 21 longer than the hospital control group, but showed dramatic improvement in their under— lying thought disorder. Patients treated by inexperience therapists utilizing medi- cation were hospitalized for very short periods of time, but showed little or no greater improvement than controls in their thought disorder. Thus, the experienced therapists tended to produce more balanced change while inexperienced therapists con- centrate on one or another aspect of im- provement, that aspect easiest to obtain with their treatment modality. In conclusion, the recent research cOncerning the effectiveness of psychotherapy with schiZOphrenics has suffered from the following: lack of controls, or com— parable control groups, questionable selection procedures, adequate information about duration of illness and hos— pitalization prior to treatment, specification of treat- ment techniques utilized, use of inexperienced therapists only, lack of meaningful outcome criteria in terms of psychological tests or quantified data and paucity of followup data. Therefore, it is naive to assume that standard analytical psychotherapy is ineffective with schizophrenics. The work of Karon and O'Grady (1969, 1970), and Karon and VandenBos (1970, 1972) lends cre— dence to the belief that experienced therapists can pro- duce significant improvement in thought disorder, and 22 overall clinical evaluation of emotional health, with or without the use of medication. However, while initial results from the aforemen- tioned project indicate that TAT and Rorschach data Were correlated with global ratings of clinical status, the projective data did not differentiate between treatment groups, although the CSI ratings did. Hence, this study was a more precise examination of the TAT data to deter- mine what, if any, Specific changes with regard to affect, occurred in schiZOphrenics receiving psychotherapy with and without medication, and medication alone. Following "Rogerian" philOSOphy, one might expect psychotherapy to produce specific changes, quantitatively, in the amount of affect, and qualitatively, in the manner and content of affect expression. These changes, theoretically, should reflect improvement with regard to developing apprOpriate emotional awareness, and further, indicate a relative shift in predominate feelings of pain and suffering towards positive affects, e.g., enjoyment and interest. 23 Hypotheses The following hypotheses were proposed: 1) Schizophrenics who received psychotherapy would show more of an increase in the amount of "felt" affect on the TAT than schizophrenics who received medication alone; experienced therapists were more likely to produce this phenomenon than inexper- ienced therapists. 2) The amount of total affect on the TAT would cor- relate positively with clinical status ratings and negatively with days hOSpitalized among schizophrenics. In addition to the immediately preceding directional hypotheses, the analysis of data also examined the follow- ing questions: 1) Were there significant differences in specific affects related to or interacting with, differing treatment groups and levels of therapist experi— ence? 24 2) Did specific affects correlate (positively or negatively) with clinical status ratings or hos- pitalization among schiZOphrenics? METHOD Sample The sample consisted of thirty-six schizophrenic patients who participated in the Michigan State Psycho- therapy Project. The patients were selected in sets of three and then randomly assigned to treatment groups. The original intention of the project had been to select, clearly schiZOphrenic patients without organic pathology or previous hospitalization and of acute onset. However, Karon and O'Grady (1969) point out that approximately two—thirds of patients seen in the emergency room who appear schiZOphrenic are treated with tranquilizers and discharged without hospitalization. Of those hospitalized, approximately two—thirds are discharged within two weeks. Obtaining extensive social and medical histories on pa- tients generally took two weeks. Diagnostic examinations after selection were conducted by diagnostic personnel not connected with the ward staff. This took one to two additional weeks. If patients were discharged before 25 26 information on them was complete, they were replaced in the project by patients still hospitalized. Thus, the emphasis on the patient being clearly schiZOphrenic and the attempt to get a rigorous baseline of independent measurement led to selection of more severely impaired patients. Patients were inadvertantly selected on resis- tance to treatment as well as severity of symptoms. Also, patients were primarily Black, poor, and residents of the inner city. (Selection took place less than twelve months before the Detroit riot at Detroit Psychiatric Institute connected with Herman Keifer Hos- pital.) As Karon and O'Grady (1969) state, these patients are understandably distrustful of white authorities. Information is only to be divulged if it cannot be used to punish the patient, etc. These individuals do not expect help for being emotionally ill. They are hospi- talized because they have disturbed someone else. Bizarre behavior and emotional suffering are accepted by the pa- tients and their environment as part of the miserable world they live in and not as an illness to be alleviated. Thus, these patients tend to have been ill for a long time (by middle—class standards) before hospitalization. 27 Despite the attempts at obtaining adequate case histories and medical screening, the patients had as much as six weeks of previous hospitalization which, generally, neither the patients nor relatives had revealed. Four instances of medical problems occurred; two of the pa- tients died of embolisms (both diagnosed as catatonic). The first patient died before therapy had begun, so a new patient was selected and the set of three patients was re- randomized. The other patient lapsed into silence and died after therapy had begun. She was not replaced for two reasons: a new patient would not have been randomly assigned, and the student therapist who had tried to treat her was so traumatized by her death that he refused to treat another psychotic patient. Further investigation of this patient revealed that she had been a long-standing drug addict and had undergone a long course of ECT; this would have made her ineligible for the project. Thus, the remaining sample consisted of thirty- five patients; seventeen males, eighteen females; the racial breakdown was twenty—six blacks, nine whites; age ranged from sixteen to forty-nine; education ranged from grade four to completion of college; the median being approximately eleven years of schooling. Further details 28 on selection, problems incurred, and distribution of pa- tients according to treatment groups, with respect to age, sex, race, education, can be found in Appendix B, and are summarized in Karon & O'Grady (1969). Procedures The TAT protocOls obtained before, six, and twenty months after therapy, were scored according to Tomkin's (1963) delineation of primary affects; each affect being denoted by a double term consisting of the adjectives which describe that affect at low and high intensity. The "positive" affects were: interest-excitement, enjoyment- joy; the resetting affect, surprise—startle; the "negative affects," fear-terror, anger—rage, distress-anguish, and the "humiliation complex." The'"humiliation complex" incorporated Tomkins' dimensions of shame-humiliation, contempt-disgust, and self—contempt, and self—disgust. Tomkins (1963) distin- guished the contempt dimension from the shame dimension on the basis that shame-humiliation was a negative affect "linked with love and identification," while 29 contempt-disgust was "linked with individuation and hate." Thus, he postulated that shame-humiliation did not renounce the object permanently, whereas contempt—disgust did; the object of contempt-disgust, can also be, of course, one's own self. However, Tomkins also asserted that dynamically these affects rarely exist separately, and often interact. He stated: shame can be reduced by self-contempt which totally rejects that portion of the self of which One is ashamed, and the wish not to lose part of oneself inevitably leads to shame in response to self-contempt (1963, p. 184). Tomkins, essentially, felt that the tension be- tween positive affects and the heightened negative aware- ness of the self or object, gives rise to the shame- humiliation experience. Unless this tension exists, or is anticipated, contempt—disgust may activate "surprise, distress, fear, or anger," as opposed to shame. Due to the dynamic’link between these dimensions and their inter- active effect upon one another, shame—humiliation, contempt—disgust, and self—contempt—self—disgust were included under one category, the "humiliation complex,"' for scoring purposes. 30 TAT protocols were scored for the presence of the seven hypothesized affect dimensions; each specific affect was scored only once per story. The sum of all affeCts over all twenty stories (i.e., "total" affect score), was computed, as well as scores for each specific affect (i.e., "specific" affect score). In addition all affects were scored according to four differing modes of expression: "felt" (but not acted out), "felt and acted out," "acted out," and "ne— gated." "Felt" affect was hypothesized to indicate the most direct expression of feelings, e.g. "he is angry," vs. "acted out affect, e.g., "he killed the girl," vs. negated affect, e.g., "they were not mad at each other." With respect to therapeutic change "felt" affect and "felt and acted out" affect seemed to be the most critical predictors of increased expression of feelings. Thus, each protocol was also assigned a "felt" affect score, and a "total felt" affect score ("total felt" referred to the sum of "felt" plus "felt and acted out affect," over all twenty stories for each protocol). The number of words in each protocol were counted; enabling protocol length to be held constant in the analysis of data, 31 thereby controlling for possible higher affect scores due to longer protocols. The protocols were scored by two raters.l A key for scoring the protocols was derived by the first rater (see Appendix C), and a second rater was trained, using this key, to score a sample of twenty—five protocols, chosen randomly from the data. Pearson correlation co- efficients were computed, and inter-rater reliabilities of at least .87 were obtained for each affect score.~ The following procedures had been employed, pre-' viously (Karon & O'Grady, 1969; Karon & VandenBos, 1970), to obtain quantified clinical status interview (CSI) rat- ings, for all patients. Clinical status interviews were given before, and six and twenty months after inception of therapy by an experienced psychiatrist, not connected with the ward staff, and who did not know to which treat— ment group the patients belonged. (The same psychiatrist conducted the clinical interviews for all patients, except for two patients, at twenty months.) The clinical status interviews were recorded on tape, and any clue to type of l . The first rater was the author; the second rater was a graduate student in clinical psychology, Sharon Berliner. 32 treatment was edited out of the tapes. Two graduate stu- dents in clinical psychology rated degrees of emotional health from the CSI tapes. The.interviewer and two judges were given the following factors as those to be taken into account: ability to take care of self, ability to work, sexual adjustment, social adjustment-relationship with friends, absence of hallucinations, bizarre delusion, gross dis— tortions of reality, degree of freedom from anxiety and depressions, amount of affect, variety and spontaneity of affect, satisfaction with life and self, achievement of capabilities and benign rather than malignant effect on others. Ratings were made by a new scaling method (Karon and O'Grady, 1969). The rater is presented with a 20 cm. line and asked to record his judgment of the healthier individual (the left end is considered the zero point). He is then asked to consider the line to prepresent the amount of health of the healthier individual and to mark off on the line where the emotional health of the less healthy individual would fall. Such as judgment is a ratio judgment, using the healthier individual as the standard. 33 Previous work (Carter, 1966) has shown that the raters can make such judgments reliable and validly but that they must rate emotional "health" rather than "sick— ness" and that the healthier individual must be taken as the standard if consistent judgments are to be obtained. For computational purposes, judgments were trans- formed to logarithms and the determination of scale values for these logarithms became essentially the same as calculating scale values for Thurstone's Case V of the method of paired comparisons, once the Thurstone data has been transformed into normal deviates. All of this is described in further detail in Carter (1966) and Karon and O'Grady (1969). Methods of Analysis Analyses of covariance were computed in order to test for significant differences among the five treatment groups, before, and at six and twenty months after therapy, in the amount and type of affect expressed on the TAT. The treatment groups were: a) psychoanalytic therapy without medication, experienced therapist; b) ego—analytic therapy with medication, experienced therapist; c) psychoanalytic 34 therapy without medication, inexperienced therapists; d) ego-analytic therapy with medication, inexperienced therapists, and e) medication, alone. The affect vari- ables were: 1) overall "felt" (felt, but not acted out) affect; 2) overall "total felt" ("felt" plus "felt and acted out") affect; 3) overall "total" affect (sum of all affects over all four modes of expression for each protocol); and 4) "total felt" ("felt" plus "felt and acted out") affect for the seven hypothesized specific affect dimensions (i.e., interest-excitement, enjoyment-i joy, surprise-startle, fear-terror, distress—anguish, anger~rage, and the "humiliation complex"). The data were analyzed by analyses of covariance using initial score on the same affect measure, and pro- tocol length as covariates (i.e., holding initial score and protocol length constant). Before computing the analyses of covariance for each affect variable, the following possible contaminating factors were taken into account if the partial regression coefficients were sig- nificantly related to the six, and twenty month affect l . scores: take vs. not take the TAT, age, sex, education, l . . . One patient did not take the TAT at Six months. 35 race, marital status, previOus hospitalization, social class, and religion. Also, the initial scores on the following assessment measures as reported by Karon & VandenBos (1970), were taken into account: Thorndike- Gallup Vocabulary Test, Drasgow-Feldman Visual Verbal Test, Wais, TAT, Rorschach, Porteus Maze, and clinical status ratings based upon diagnostic interviews. Using a computer, the effects of all these co— variates were examined simultaneously within groups, and therapists. The covariate having the least effect was A deleted first, and partial correlations recomputed. Var- iables were removed one at a time because the deletion of one variable might increase the significance of one of the remaining variables. Covariates other than initial score and protocol length were eliminated one at a time, until all remaining covariates were significant at the five percent level. These procedures are described in more detail in Karon & O'Grady (1969). Pearson correlation coefficients were also com- puted between clinical status (CSI) ratings, days hospi— talized, and all affect measures, prior to treatment, and at six and twenty months after treatment. The pur- poses of these correlations were to test: 1) whether the 36 amounts of "felt," "total felt," and "total" affect on the TAT were related to clinical improvement (concurrent validity), and length of hospitalization (predictive. validity), and 2) to investigate the relationship of rel— ative amounts of specific affects on the TAT with clin- ical improvement (concurrent validity), and length of hospitalization (predictive validity). RESULTS Analyses of Covariance The first hypothesis stated that schiZOphrenics who received psychotherapy would Show more of an increase in the amount of "felt" affect on the TAT than schizo- phrenics who received medication only. Experienced therapists were hypothesized to be more adept at increase ing the amount of "felt" affect indicated on the TAT than were inexperienced therapists. The initial means for "felt" and "total felt" (i.e., "felt" plus "felt and acted out") affect scores can be found in Table I. Analyses of_covariance yields significant differences between groups for "felt" affect (p < .01) and for "total felt" (p < .03). Thus, initially, the experimental groups with experienced therapists were highest in the amount of "felt" and "total felt" affect expressed on the TAT, fol— lowed by groups with inexperienced therapists, and lastly, by the control group. Six months after treatment (see Table II) there were significant differences in the amount of "felt" 37 38 affect (p < .03, but not in "total felt" affect after adjustment for initial score, although the initial trend was preserved. Schizophrenics treated by experienced therapists had higher "felt" affect mean scores than schiZOphrenics treated by inexperienced therapists and the control groups. Twenty months after treatment (see Table III) there were no significant differences between groups on either the "felt" or "total felt" affect dimensions. Thus, the results do not substantiate the first hypoth- A esis; schizophrenics who received psychotherapy were not significantly different from the control group in terms of amount of "felt" and "total felt" affect expressed on the TAT. However, the results Show the following interest- ing trends: 1) "total felt" affect increased for the con- trol group as compared to "felt" affect, which stayed relatively the same, 2) both the "felt" and "total felt" affect decreased for experienced therapists, and 3) both "felt" and "total felt" affect stayed approximately the same for inexperienced therapists, except for the "total felt" scores which increased at twenty months. 39 The analyses of data also examined whether or not specific affects were related to or interacted with dif— fering treatment groups and levels of therapist experience. Before treatment (see Table IV) there were significant differences between groups on four specific affect dimen- sions: interest/excitement (p < .01, distress/anguish (p < .03), anger/rage (p < .01) and the "humiliation com- plex" (p < .01). At six months after therapy (see Table V) there were significant differences among groups with respect to enjoyment/joy (p < .01) and distress/ anguish (p < .01). The data shows that twenty months after treatment (see Table VI) three specific affect dimensions clearly differentiate the groups: surprise/ startle (p < .01), fear/terror (p < .01) and again, distress/anguish (p < .03). Thus, distress/anguish was the only affect that significantly differentiated the groups before and after therapy. The controls showed an increase in distress/ anguish from pre—treatment to twenty months after treat- ment. The results Show different trends for the experi— mental groups. Within Group A (psychotherapy without medication) overall mean scores decreased on the distress/ anguish dimension for both experienced and inexperienced 4Q therapists. For both Group B (psychotherapy with medica- tion) overall mean scores reflected an increase for in- experienced therapists and relatively no change for the experienced therapist in amount of "total felt" distress/ anguish expressed on the TAT. The data also indicates that fear/terror was lowest for experienced therapists and highest for inexperienced therapists at twenty months (see Table VI). 'The trend for this affect, taking into account the mean scores at pre- treatment at six months and at twenty months after treat? ment, reveals that overall mean scores for "total felt" fear/terror decreased for experienced therapists and the control group, and increased for inexperienced therapists. For surprise/startle, the "re-setting" affect at twenty months (see Table VI), schizophrenics in Group A are significantly higher than the control group and schizophrenics in Group B. The overall trend for surprise/ startle, taking into account scores for the three sampling intervals, shows no consistent pattern, as do the majority of specific affect dimenSions, except for the two discussed above, fear/terror and distress/anguish. Thus, with respect to the seven hypothesized af- fect dimensions used in this study, analyses of covariance 41 indicate that the amount of "total felt" ("felt" plus "felt and acted out") distress/anguish expressed on the TAT decreased for schiZOphrenics in Group A, stayed approximately the same for schizophrenics in Group B (experienced therapist) and increased for schizophrenics in Group B (inexperienced therapists) and in the control group. The results also Show that fear/terror decreased for schizophrenics treated by experienced therapists and increased for schizophrenics treated by inexperienced therapists when compared with the control group. Correlational Analysis The second hypothesis stated that the amount of "total" affect on the TAT would correlate positively with clinical status ratings (CSI), and negatively, with days hospitalized (DH), among schizophrenics. Pearson r's for overall "felt," "total felt," and "total" affect, and for each of the seven specific affect dimensions, at pre- treatment, six and twenty months after therapy, are pre- sented in Tables VII, VIII, and IX, respectively. 42 The results show that "total" affect as well as "felt" and "total felt" affect, on the TAT, are positively correlated with clinical status ratings, before therapy, and at six and twenty months after therapy. The correla- tions are surprisingly low; however, "felt" affect is significantly correlated with CSI ratings at pre-treatment, r = .31, p < .10, and at six months after therapy, r = .29, p < .10. Although most of the correlations are nonsignif- icant, the general trend yields minimal basis for estab— lishing concurrent validity with respect to affect varie ables on the TAT, and clinical status ratings. In terms of the predictive validity of affect vari— ables on the TAT, days hospitalized is negatively corre- lated with "felt," "total felt," and "total" affect, at pre-treatment, six and twenty months after therapy. None of these correlations are significant, although "felt" affect has consistently the highest negative correlation with days hospitalized. The correlational analysis of the data also ex- plored whether Specific affects correlated positively or negatively with clinical status ratings and length of hospitalization. The most consistent trend revealed is for the distress-anguish dimension. It correlates‘ 43 positively with CSI ratings, and negatively with days hos- pitalized, before therapy, and at six and twenty months after therapy. Correlations for distress—anguish with CSI ratings are significant, r = .34, p < .05, at six months, and r = .43, p < .001, at twenty months, after therapy. All correlations with length of hospitalization are non- significant. Other significant correlations include, anger-rage with CSI ratings, r = .44, p < .001, and enjoyment-joy with CSI ratings, r = .39, p < .01, before therapy. Anger- rage generally decreases from a positive correlation to a non-significant negative correlation with CSI ratings, at twenty months (see Table IX). Enjoyment-joy correlates positively with CSI ratings throughout, but decreases in magnitude. Fear-terror is positively correlated with CSI ratings before and six months after therapy, but is sig- nificantly negatively correlated with CSI ratings, r = -.27, p < .10, at twenty months after therapy. No consistent trends are apparent for other affect dimensions. Thus, the correlational analysis indicates that distress-anguish is most clearly related to clinical status and length of hospitalization; being significantly positively correlated 44 with CSI ratings, and negatively correlated with number of days hOSpitalized. DISCUSSION The availability of approximately sixty hours of intensive psychoanalytic psychotherapy over a period of one year did not produce any significant changes with re- gard to the amount of "total affect" or the amount of "total felt" (felt plus "felt and acted out“), affect, expressed on TAT protocols by the schizophrenics in this. sample. The explanation for these findings is difficult, and as in any complex study, the picture is not clear. However, some statements can be made regarding the limi- tations of this study. First, the sample consisted of "chronic" rather than "acute" schizophrenics as the design originally called for. It can be noted that Karon and VandenBos (1970, 1972), found significant reductions in overall thought disorder for patients treated by experienced therapists. Deficit in intellectual functioning connected with schizophrenia, may therefore be more amenable to‘change with brief psycho- analytic psychotherapy, as opposed to emotional change, 45 46 in the form of increased affect expression. It seems possible that enabling schizophrenics to distinguish be- tween thoughts, wishes, and actions may improve only reality-testing capacities; in so far as therapeutic change is concerned, the patient may move from the realm of psychosis into functioning at a level characteristic of a severe neurotic; i.e., still quite distant from his feelings. Achieving a real catharsis of emotions, in the Freudian sense; i.e., the schiZOphrenic relives some of the terror and pain connected with his earlier life, is a much slower process, and, at least with schizophrenics in this sample, affectivity did not appear to change signifi- cantly as shown on the TAT, with therapy. Thus, it seems unreasonable to expect that brief psychoanalytic psycho— therapy with schiZOphrenics will lead to the "fluidity of emotional reactions, and immediate experiencing of per— sonal feelings," that Rogers calls the highest point on his "continuum of psychologic functioning." However, the schizophrenic is starting at the low- est point on the continuum, and if he is intellectually able to tolerate that his feelings are valid, and have some understandable basis in unconscious processes related to his past, as well as depend on a strong nurturant therapist 47 who will protect him, then he probably will learn to dif- ferentiate his behaviors from powerful feelings of terror, humiliation, etc., which threaten to overwhelm him. Given improvement in the schizophrenic's reality-testing capa- bilities, he will then be able to continue growing, in the sense of learning how to express frightening and dangerous emotions. Thus, I would submit that psychoanalytic psy- chotherapy with schizophrenics can be effective in produc- ing change in affect expression; in this study, the patients were "chronic" rather than "acute," and the lack of signif- icant results may be due to the sample characteristics, as opposed to the therapeutic process itself. Along this same vein, is the question of other char- acteristics of this sample, which make it difficult to generalize from these results. These schizophrenics were primarily Black, poor, and from the Detroit ghetto. (The 1967 Detroit riots took place during the twelve—month follow-up, which is not included in the present data.) Obviously, these patients could not be expected to trust white authority figures, and emotional pain is accepted as a fact of life in the ghetto, rather than as an illness which can be alleviated. It is also dangerous to directly express anger, etc., in the ghetto. Blacks usually wind 48 up in jail, rather than in a hospital, when they are suf- fering emotionally. Thus, it is impossible to separate out the socio-cultural effects on affect expression for these schizophrenic patients, from the effects of psycho- analytic therapy. Further research is needed comparing schizophrenics of differing economic and socio-cultural backgrounds. Next, the size of the sample, as well as the sta- tistical confines imposed by the design of the study, may have contributed to the lack of significant results. In addition, the reliability and validity of the independent measures of affect is questionable. The low correlations obtained between "total affect," "felt" (but not acted out) affect, and "total felt" ("felt" plus "felt and acted out") affect scores, on the TAT, and clinical status ratings and length of hospitalization support the contension that these affect variables had relatively little concurrent or predictive validity. Indeed, the clinical status rat- ings may be a better predictor than the TAT of increased affect expression, since they took into account the amount, variety, and spontaneity of affect demonstrated by the patient, and have been shown to correlate significantly 49 with intellectual measures and length of hospitalization (Karon and VandenBos, 1970, 1972). Finally, as shown by Kiesler, Klein, and Mathieu (1965, 1967), schizophrenic patients evidence "up—down patterns of functioning within individual sessions, and over the course of treatment." Patients make progress in one area, and feel safe, to explore other potentially up- setting aspects of their lives, which may result in a tem- porary regression to a lower level of functioning. This data reflects trends which may be due to this hypothesis, or may be due to chance; i.e., the analyses of covariance reveal inconsistent patterns of decrease and increase in the amount of specific affects, although for most of these affects, there is not overall change. A study is currently in progress to ascertain change in affect expression on the TAT, using this sample of schizophrenics, with data from a three-year follow-up. These results may be more conclusive. This study did produce some interesting significant results with regard to the importance of specific affects, namely distress-anguish, and fear-terror, in the treatment of schizophrenics. The amoung of "total felt" ("felt" plus "felt and acted out") distress-anguish decreased for 50 schizophrenics in Group A (psychotherapy without medica- tion), and stayed the same for schiZOphrenics in Group B (psychotherapy with medication, experienced therapiSt), but increased for patients in Group B (inexperienced therapists), and for the controls. Given that the amount of "total felt" distreys-anguish was initially lowest in Group B (experienced therapist), these results indicate that, on the TAT at least, schiZOphrenics who received psychotherapy without medication experienced a decrease in emotional pain as a result of psychoanalytic psycho-- therapy. In Group B, medication did not appear to be the factor in lessening distress-anguish, rather the lack of therapist's experience was directly connected to an in- crease in the amount of this affect expressed on the TAT. Perhaps the inexperienced therapists relied solely on the medication to decrease the patient's degree of emotional suffering, rather than as an adjunct. Thus, as Karon and foandenBos (1970, 1972) point out, chemotherapy may be seductive to the therapist, in the sense that shorter hospitalization and reduction of gross symptomatology may deter the therapist from attempting to deal with intense underlying anxiety, and effecting personality change. 51 Another significant result which more clearly demon- strates the effect of the therapist's experience level on affect expression on the TAT, is that the amount of fear- terror expressed decreased over therapy, for patients treated by experienced therapists, but increased for those treated by inexperienced therapists, relative to the con- trol group. Bergin (1966), Goldstein (1962), and others suggest that the anxiety of the therapist, his fear of treating difficult patients such as schiZOphrenics as well as his sense of adequacy as a therapist, and his attitudes and expectations towards therapy, significantly influence the outcome of therapy. This study shows that anxiety or fears of the inexperienced therapist did in- crease the amount of fear-terror experienced by schizo- phrenic patients, as expressed on the TAT. Given that Tomkins (1963) asserted that fear-terror was the basic emotion prevalent among schizophrenics, and the most sig- nificant in perpetuating the patient's "flight from re- ality," it seems wise to assess beginning therapists in terms of their capacity to tolerate the intense terror schiZOphrenics feel, and the often bizarre behavior which stems from this panic. Karon and VandenBos (1969) have already demonstrated that the therapist's degree of 52 "Pathogenesis" correlates highly and negatively with ther- apist effectiveness. Thus, previous research such as May (1968) and May and Tuma (1965) which concluded that psy- chotherapy with schiZOphrenics, with or without medication, made essentially no difference, is likely to be an arti- fact of the design, which used only inexperienced thera- pists. This study demonstrates that fear-terror is re- duced in schizophrenics, with respect to affect expression on the TAT, if they are treated by experienced therapists. The results of the correlational analyses reveal an interesting trend. Both fear-terror and anger-rage shift from a positive correlation with clinical status ratings (CSI), to a negative correlation at twenty months. Tomkins (1963), Bellak (1969), and Fromm-Reichmann (1950), among others, suggest that these two affects are predom- inant in schizophrenics. Distress-anguish becomes in- creasingly positively correlated with CSI ratings through— out therapy, and is in fact, correlated with CSI ratings, at the .001 level, twenty months after therapy. Thus, there seems to be a shift from a predominance with the more debilitating affects; i.e., anger-rage, and fear-terror, to a less potentially overwhelming affect, distress-anguish, as a result of psychotherapy with schizophrenics. 53 In conclusion, more outcome studies of brief psy- choanalytic psychotherapy with schiZOphrenics are needed to assess the change in affective functioning as a result of therapy. As previously stated, most outcome studies focus on demonstrating change in ward behavior, cognitive functioning, etc. These variables are important, but if psychotherapy is oriented to personality change, the im- portance of developing appropriate emotional awareness, and learning to express emotions clearly vs. acting them out or negating them, cannot be overlooked. From this study, it is clear that the TAT is ineffective with regard to any type of global assessment of the amount of affect the patient feels free to express after therapy. Clinical status ratings, on the other, appear to have more validity in this reSpect. However, more research needs to be done concerning the importance of specific affects, such as anger, distress, and fear on the therapeutic process with schizophrenics, and how these affects interact with the experience level of the therapist. This study suggests that anger and extreme fear or terror may be predominant at the beginning of therapy, but'the transition to a less "potent" affect such as distress, is predictive of im- proved clinical status at the end of therapy. Also, there 54 is some evidence that inexperienced therapists actually increase the amount of fear felt by schizophrenics, while experienced therapists are more successful in reducing fear-terror in their patients. Finally, the use of medi- cation may deter inexperienced therapists from attempting to reduce the amount of distress-anguish in their patients. Inexperienced therapists, on the other hand, who do not rely on medication to reduce the emotional Suffering of the patient, appear, at least in this study, to learn to use their clinical skills to reduce the amount of dis- tress experienced by their patient. Thus, this study demonstrates that psychotherapy with or without medica- tion, when practiced by an experienced therapist, can reduce the amount of distress and fear expressed by schiZOphrenics on the TAT, which reflects improved clin- ical adjustment as shown by clinical status ratings. REFERENCES REFERENCES Anker, J., Walsh, B. Group Psychotherapy, a special ac- tivity program and group structure in the treatment of chronic schizophreniz. Journal of Consulting Psychology, 1961, 25! 476-481. Azima, H., Wittkower, E., Latendresse, J. Object relations therapy in schizophrenic states. American Journal of Psychiatry, 1958, 115, 60—62. ' Bellak, L., Loeb, L. The Schizophrenic Syndrome. New York: Grune & Stratton, 1969. Bergin, A. E. 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New York: Atherton Press, 1970, p0 1840 ' 1 Cowden, R., Zax, M., Hague, J., Finney, R. Chloroproma- zine: alone and as an adjunct to group psycho- therapy in the treatment of psychiatric patients. American Journal of Psychiatry, 1956, 112, 898-902. Fairweather, G., Simone, R., Gebhard, M., Weingarten, E., Holland, J., Sanders, R., Stone, G., Reahl, J. "Relative effectiveness of psychotherapeutic pro- grams." Cited in Fairweather, G., Social Psy- chology in Treating Mental Illness. New York: John Wiley, 1964. Fairweather, G., Simon, R. A further follow-up comparison of sychotherapeutic programs. Journal of Consult- ing Psychology. 1963, 21, 186. Fromm-Reichmann, F. Principles of Intensive Psychotherapy. Chicago: University of Chicago Press, 1950. Glad, D., Hayne, M., Glad, V., Ferguson, R. Schizophrenic factor relations to four group psychotherapy methods. International Journal of GroupyPsycho- therapy, 1963, 13! 196—210. Goertzel, V., May, P. R. A., Salkin, J., Schoop, T. Body- ego technique: an approach to the schizophrenic patient. Journal of Nervous and Mental Disorder, 1965, 141, 53-60. Goldstein, A. P. Therapist-patient expectancies in psy— chotherapy. New York: Pergamon Press, 1962. Greenwald, A. Affective complexity and psychotherapy. Journal of Projective Techniques, 1959, 23, 429-435. Karon, B. P. The resolution of acute schizophrenic reac- tions: a contribution to the development of non- classical psychotherapeutic techniques. Psycho- therapy: Theory, Research and Practice, 1963, 1, 27-43. 57 Karon, B. P., O'Grady, P. Intellectual test changes in schiZOphrenic patients in the first six months of treatment. Psychotherapy: Theory, Research, Practice, 1969, 6, 88-96. Karon, B. P., O'Grady, P. Quantified judgments of mental health from the Rorschach, TAT, and Clinical Status Interview by means of a scaling technique. Journal of Consulting and Clinical Psychology, 1970, 34, 229-235. Karon, B. P., VandenBos, G. R. Experience, medication, and the effectiveness of psychotherapy with schiZOphrenics: a note on Drs. May and Tuma's conclusions. British Journal of Psychiatry, 116, 427v428. Also reprinted as a chapter in R. Cancro (Ed.) The Schizophrenic Syndrome: An Annual Re- view. New York: Brunnon/Mazel, 1971. Karon, B. P., VandenBos, G. R. The consequences of psy- chotherapy for schiZOphrenic patients. Psycho- therapy: Theory, Research, and Practice, 1972, 9, 111-120. Kiesler, D. J., Mathieu, P. L., Klein, M. H. Patient experiencing level and interaction-chronograph variables in therapy interview segments. Journal of Consulting Psychology, 1967, 31, 224. King, G., Armitage, S., Tilton, J. A therapeutic approach to schiZOphrenics of extreme pathology: an Operant- interpersonal method. Journal of Abnormal and Social Psychology, 1960, 61, 276-286. Kraus, A. Experimental study of the effect of group psy- chotherapy with chronic psychotic patients. Inter— national Journal of Group Psychotherapy, 1964, 4, 178-188. Kris, E. "Day hospital treatment vs. intramural treatment of mental patients." Cited in Meltzoff, J., Korn— reich, M., Research in Psychotherapy. New York: Atherton Press, 1970, p. 184. 58 MacDonald, W., Blockberger, C., Maynard, H. "Group therapy: a comparison of patient-led and staff-led groups on an open hospital ward." Cited in Meltzoff, J., Kornreich, M., Research in Psychotherapy. New York: Atherton Press, 1970, p. 184. ' Mainord, W., Burk, H., Collins, L. Confrontation vs. di- version in group therapy with chronic schizophrenics as measured by the "positive incident" criterion. Journal of Clinical Psychology, 1965, 21, 222-225. May, P. R. A., Tima, A. The effect of psychotherapy and stelazine on length of hospital stay, release rate and supplemental treatment of schizophrenic pa- tients. Journal of Nervous and Mental Disorders, 1964, 162, 362-369. May, P. R. A., Tuma, A. Treatment of schizophrenia: an experimental study of five treatment methods. British Journal of Psychiatry, 1965, 111, 503-510. Meltzoff, J., Blumenthal, R. The day treatment center: principles, application and evaluation." Cited in Meltzoff, J., Kornreich, M. Research in Psy— chotherapy. New York: Atherton Press, 1970, p. 171. Meltzoff, J., Kornreich, M. Research in Psychotherapy. New York: Atherton Press, 1970. Misbach, L., Cadman, W., Brown, D. An assessment of round- table psychotherapy. Psychological Monographs, 1953, 66, Whole No. 384. Moore, F. Chernell, E., West, M. Television as a thera- peutic tool. Archives of General Psychiatry, 1965, 13, 217-220. Peyman, D. An investigation of the effects of group psy— chotherapy on chronic schizophrenic patients. Group Psychotherapy, 1956, a, 35-39. Rapaport, D. Emotions and Memory. New York: International Universities Press, 1950. 59 Rogers, C. R. "Process—Equation of Psychotherapy." Cited in Stollak, G. E., Guerney, B., Rothberg, M. Psychotherapy_Research: Selected Readings, Chi- cago: Rand McNally, 1966, 408—419. Sacks, J., Berger, 8. Group therapy techniques with hos— pitalized chronic schizophrenic patients. Journal of Consulting Psychology, 1954, 16, 297—302. Sanders, R., Weinman, B., Smith, R., Smith, A., Kenny, J., Fitzgerald, B. Social treatment of the male chronic mental patient. Journal of Nervous and Mental Dis- orders, 1962, 166, 244-255. Stotsky, B., Daston, P. Vardolk, C. An evaluation of the counseling of chronic schizophrenics. Journal of Counseling Psychology, 1955, 2, 248-255. Tomkins, S. Affect, Imagery and Consciousness. New York: Springer, Inc., Vols. I & II, 1963. Ullman, L. Clinical correlates of facilitation and inhi- bition of response to emotional stimuli. Journal of Projective Techniques, 1958, 2;, 341-349. Wessman, A., Ricks, D. Mood and Personality. New York: Rhinehart & Winston, 1966. Zirkle, G. Five—minute psychotherapy. American Journal of Psychiatry, 1961, 118, 544-546. 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HG.H H imumwmmuose namesumc 4 am. mm. mm.m em. es. em. mm. 4 Anomfl>ummsmc 4 Ha. mm. vo.m mm. ma. as. as. m Aaouucooc o mm\m om\« o¢\o o9\m om\m QS\m mm\H a monouo BZflSBdMMB mmfimfi mmBZOS MBZmBB mZOHmZMZHQ BUflhhd UHmHUmmm ZO mmmOUm BUMWMfi H> mqmflfi :Bdmm dflBOB: mom mZ¢mS Dmaummmou 66 TABLE VII CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION (PRE—TREATMENT) Affect Variables CSI Ratingsl DH2 Fa r .31 r -.24 a p < .10 a ns TFb r .19 r -.18 a ns a ns TC r .20 r -.15 a ns a ns Specific Affects (TF) interest-excitement r -.07 r_-.25 a ns a ns enjoyment-joy r .39 r -.25 a p < .01 a ns surprise—startle r .12 r -.17 a ns a ns fear-terror r .02 r .07 a ns a ns distress—anguish r .21 r -.20 a ns a ns anger-rage r .44 r -.15 a p < .001 a ns "humiliation complex" r -.13 r .19 a ns a ns 1 2days hospitalized, 0-6 months. a"felt" affect btotal "felt" affect Pfelt" plus "felt and acted out") clinical status ratings based on diagnostic interview. Ctotal affect. 67 TABLE VIII CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION SIX MONTHS AFTER TREATMENT Affect Variables CSI Ratingsl DH2 Fa r .26 r -.23 1 a ns a ns TFb r .12 r -.01 a ns a ns TC r .29 r -.22 a p < .10 a ns Specific Affects (TF) interest—excitement r .23 r '.04 a ns a ns enjoyment-joy r .09 r .01 a ns a ns surprise—startle r .12 r .01 a ns a ns fear—terror r .15 r -.18 a ns a ns distress—anguish r .34 r -.14 a p < .05 a ns anger—rage r .25 r -.16 a ns a ns "humiliation complex" r .04 r -.01 ' a ns a ns one patient was not available for testing. days hospitalized, 6—12 months. "felt" affect. total "felt" affect ("felt" plus "felt and acted out"). 0" 9’ N l'-‘ Ctotal affect. 68 TABLE IX CORRELATIONS OF AFFECT VARIABLES WITH CLINICAL STATUS RATINGS AND LENGTH OF HOSPITALIZATION TWENTY MONTHS AFTER TREATMENT Affect Variables CSI Ratings DHl Fa r .19 r -.20 a ns a ns b TF r .04 r -.05 . a ns a ns TC r .10 r -.14 a ns a ns Specific Affects (TF) interest-excitement r .06 r 4.25 a ns a ns enjoyment—joy r .23 r -.25'. d ns a ns surprise-startle r -.08 r -.17 a ns a ns fear—terror r -.27 r .07 a p < .10 a ns distress-anguish r .43 r -.20 a p < .001 a ns anger—rage r -.11 r -.15 a ns a ns "humiliation complex" r .20 r .19 a ns a ns ldays hospitalized, 20—44 months. a"felt" affect. b Ctotal affect. total "felt" affect ("felt" plus "felt and acted out"). APPENDIX B CHARACTERISTICS OF THE SAMPLE 69 APPENDIX B CHARACTERISTICS OF THE SAMPLE . . Group A Group B Group C Characteristics (n = 11) (n = 12) (n = 12) Sex Male 5 7 5 Female 6 5 7 Race Negro 10 7 9 White 1 5 3 Education None 1-5 1 5—9 2 3 2 High School Incomplete 4 5 5 High School Complete 3 3 4 University Incomplete 1 1 University Complete 1 Age 16—17 1 l 1 18—22 2 3 6 23-28 4 3 2 29—35 2 3 1 36-44 2 2 1 45-49 1 IQ (Thorndike-Gallup) -80 3 6 2 80-90 5 2 6 90-110 3 ‘ 4 4 110—120 0 O 0 120+ 0 0 0 APPENDIX C SCORING KEY APPENDIX C SCORING KEY Interest/excitement--themes emphasizing a wish to excel, heightened curiosity, creativity and reduced passivity. a) "felt"—-"The boy really wants to learn the violin." b) "felt" and "acted out"-4"She's so thrilled by it that she's jumping up and down." c) "acted out"--"This older couple is getting ready to go on a trip for the first time since their‘ marriage and they will start rushing around soon buying all sorts of things, as the date for their departure gets nearer." d) “negated"--"The man stood, staring off into space, bored by the surroundings." Enjoyment/joy--themes emphasizing feelings of actions connoting happiness, satisfaction, love, sexual attrac- tion; includes smiling and laughing responses. a) "felt"--"The father feels very warm towards his eldest daughter." b) "felt" and "acted out"--"The two peOple in the pic- ture love each other; they are kissing each other passionately." c) "acted out"--"The two lovers are holding each other and smiling." ' d) "negated"—-"This boy and his mother usually enjoy being together; today they both look unhappy." 7O 71 Surprise/startle--themes emphasizing some sudden inter- ruption in ongoing activity or thought processes; feel- ing tone ranges from a brief neutral quality to a more intense, negative quality. a) "felt"--"The woman was shocked to see her girl- friend with that man." b) "felt" and "acted out"--"The mother peeked into the room and was amazed to see all the people there unexpectedly. c) "acted out"--"When he learned she wanted a divorce, his mouth dropped Open." d) "negated"--"A1though she had not expected him to quit his job, she stood there quietly, trying to be calm." Distress/anguish--themes emphasizing grief, pain, suf- fering, emotional loss; includes crying, sobbing re— sponses. a) "felt"--"He feels very lonely and desperate." b) "felt" and "acted out"--"The man is sobbing vio— lently. His father has just died on the Operating table and he feels tremendously bereaved." c) "acted out"—-"The man has leaned against the lamp- post and let his tears fall." d) "negated"—-"Although her husband has just said he didn't love her and is leaving, the woman feels OK. Things aren't that bad. She won't let it get her down." Fear/terror--themes emphasizing sudden extreme anxiety, panic, escape, feelings of being trapped or being pur— sued. a) "felt"——"She felt petrified as her mother looked into the room. She didn't want to be discovered." 72 b) "felt" and "acted out"--"The young woman graSped onto her lover's arm. She was worried lest he leave her alone in their apartment while a dan- gerous killer was walking the streets." c) "acted out"—-”The girl started running; her friend hid behind the tree. They knew someone was after them." d) "negated"--"The man stood quietly in the dark. He heard footsteps coming towards him in the night and decided to relax and smoke a cigarette." Anger/rage--themes emphasizing annoyance, irritation, general aggression, violent aggressive acts such as murder or sexual acts, and impulses, combined with aggression, e.g. rape. a) "felt"--"He hated his mother for how she had stomped on him all these years." b) "felt" and "acted out"--"The father was very angry at his daughter; she disobeyed him by staying out late. He slapped her." c) "acted out"-+"The couples had fought all evening about sex. The woman didn't want to go to bed with her boyfriend. Finally, the man raped his ladyfriend." d) "negated"--"The little girl held her brother gently in her arms. She thought he wasn't such a pain if only he wouldn't cry so much, but then she acci- dently dropped him." "Humiliation complex"-—themes emphasizing feelings of contempt and disgust, shame, self-contempt and self- disgust. a) "felt"-—"The woman felt very ashamed of herself because she had been sleeping around and knew her friends would disapprove." b) C) d) 73 "felt" and "acted out"--"The little boy felt bad because he had failed three subjects in school and he looked down at the floor as his Daddy read the report card." "acted out"--"The young boys were the hoods of the neighborhood. They had just beat up some black guys and were relaxing and joking with each other about how they had showed up them niggers." "negated"-—"She wasn't interested when her mom walked in on her all alone with this guy. Her mom would have found out sooner or later." HICHIGQN STATE UNIV. LIBRQRIES 31293106356151