'1'! =§§ VJ"... i 3.....6‘21U. Rfimyfliz YJA .lluuilxt‘. t . 5. ..0!¢..ni!: 1.1.01 5.121.}: .23).... X <...\vr..so..... . 1.... in Eu. .... uglfcs: 3.1.... . . 31.12!!! 5.3.x»! . :5... 1:5“!!! . «I If! i {I .. to‘ it: If. .10.“..m3h!‘ .. 9 r i It“): 9.3.1.. st: 1. I. .f....$§.¢frv)kkul«!9: )ntuli‘lf‘: .13): 31218.2... ii. .0 £1.71. .2351. . H. , A . . . , . . . . . . . .u , , . 4 . y . :3... 51:39.: . f \J 1,5)!" 3 LIBRARY Michigan State University This is to certify that the dissertation entitled DEVELOPMENT OF ACTIVE PACKAGING FOR COSMETICS AND STUDY OF THE MIGRATION OF OXYGEN SCAVENGER presented by Yangjai Shin has been accepted towards fulfillment of the requirements for the PhD. degree in Packaging fig”... X J% Major Professor’s Signature MflZQ, 2009 Date MSU is an Affirmative Action/Equa.I Opportunity Employer PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 5108 K:IProjIAcc&Pres/ClRC/DateDue.indd DEVELOPMENT OF ACTIVE PACKAGING FOR COSMETICS AND STUDY OF THE MIGRATION OF OXYGEN SCAVENGER By Yangjai Shin A DISSERTATION Submitted to Michigan State University in partial fulfillment ofthe requirements for the degree of DOCTOR OF PHILOSOPHY Packaging 200‘) ABSTRACT DEVELOPMENT OF ACTIVE PACKAGING FOR COSMETICS AND STUDY OF THE MIGRATION OF OXYGEN SCAVENGER By Yangjai Shin Active packaging systems have been developed to extend the shelf life of products because passive packaging systems cannot completely solve the problems of degradation due to oxygen dissolved in products or contained in the headspace in packages. One of the most commonly used techniques in active packaging is the sachet type of oxygen absorbing system composed of iron powder. However, the use of a sachet has been considered a safety problem in Europe due to migration from oxygen scavengers. Therefore, the overall objective of this research was to develop a multilayer film that could reduce the migration of the main components from iron based oxygen scavengers more than do sachets, and active packaging which could extend the shelf life of oxygen sensitive cosmetics containing retinol. The active packaging rapidly reduced the oxygen concentration of the headspace compared with conventional packaging. lt reached 0.0 % within 30 days and stayed lower than 0.] % for I80 days from an initial value of 20.9 %, while conventional packaging remained near 10.0 % after 180 days stored at 23 °C and 65 % RH. In evaluating the shelf life of retinol in cosmetics, the concentration in the conventional packaging was rapidly reduced from 3,464 IU to 2,511 IU after 24 weeks stored at 23 °C and 65 % RH, while the concentration in the active packages remained over 3,000 l U after 24 weeks. From SEM & EDS analysis, the main elements of the oxygen scavenger in the core layer of multilayer films were identified as iron, sodium and chloride. Quantitative analysis of the migration of the main elements into various food simulants was conducted using atomic absorption (AA) spectrometry for both types of oxygen scavengers. For the sum of the main components (NaCl+CaCl3+Fe203) for OS] in 3 % acetic acid, the highest value among the food simulants was 2.322 mg/L, and for 052 was 0.928 mg/L. These values were all much less than the EU limit for total migration of 60 mg/L (90/ l 28/EEC). Throughout the observation of the migration behavior for the main elements by SEM & EDS, no migration of any of these main elements was detected in the inner layer adjacent to the core layer containing oxygen scavenger of multilayer films, but they could be observed from the seamed parting line in a tube. This means that the main elements of oxygen scavenger in the core layer of the OS films did not pass through the inner layer and did not contact the food simulants and cosmetic. Therefore, it is assumed that the migration detected was from the exposed scam in the tube or from the exposed edges of the core layer in the migration disks. Copyright by YANGJAI SHIN 2009 This dissertation is dedicated to the father’s spirit of the departed, Sooyong Shin AKNOWLEDGEMENTS I would like to express my deepest heartfelt thanks to Dr. Susan E.M. Selke as my advisor for her educational and professional guidance, timely advice. and keen sense of humor. I also would like to express my sincere appreciation to Dr. Bruce R. Harte, Dr. M. Rubino and Dr. llsoon Lee for their research guidance and support as committee members. I am grateful to Dr. Kathryn G. Severin, Dr. Stanley L. Fleger, Dr. P. Nzokou and their research groups for all the great input and collaboration in this project. I would like to thank him for allowing me to use the lab equipment to finish the evaluation of migration test by atomic absorption spectrometer and SEM—EDS. I would like to thank Mr. Yongwook Park, who is a CEO of E.SAENG Co., Ltd.. for encouraging me to develop this project successfully, and both AMORE PACIFIC and BSA ENG company’s members to develop the process technology of active packaging. I would like to thank Dr. Joongmin Shin and Mr. Myoungil Kim for sharing their expertise and supporting me throughout my research, and Mr. D.W. Lee, Dr. J.K. Shim, and all colleagues in packaging industries. Finally but not least, my deepest appreciation goes to my monther, Jongsun Lee. and my brothers. Hyunjae and Sungjae Shin, for their understanding and support. I thank vi to my wife Yunyoung Huh for her loving support and continuous encouragement and two sons, Hanjung and Hyunjung Shin who understood me through the difficult times and while accomplishing my course work. Yangjai Shin East Lansing, MI May 2009 vii TABLE OF CONTENTS LIST OF TABLES .................................................................................. vi LIST OF FIGURES ............................................................................... vii KEY TO ABBREVIATIONS OR SYMBOLS .............................................. xx 1. INTRODUCTION ............................................................................... l 1.1. Advances in cosmeceuticals ............................................................... l 1.2. Introduction to retinol ....................................................................... 4 1.2.1. Definition and properties ............................................................ 4 1.2.2. Applications ........................................................................... 8 1.2.3. Nutrition and dietary intake ......................................................... 9 1.3. Major factors in package design ........................................................... 10 1.4. References 12 2. LITERATURE REVIEW ..................................................................... 14 2.1. Active packaging systems 14 2.1.1. Definition of active packaging ..................................................... 14 2.1.2. Active packaging technologies ...................................................... 15 2.1.3. Current use and future trends ...................................................... 18 2.2. Oxygen scavenger systems ................................................................ 20 2.2.1. Definitions ........................................................................... 20 2.2.2. Oxygen scavenging/absorbing technologies ..................................... 22 2.2.3. Recent technologies in oxygen scavengers ....................................... 37 2.3. Regulatory issues ............................................................................. 40 2.4. Migration from active packaging .......................................................... 43 2.5. Advances for active packaging ............................................................ 47 2.5.1. Major issue identified by Actipak ................................................. 47 2.5.2. Selection of an appropriate oxygen scavenger ................................... 48 2.5.3. Package design and process control ............................................... 48 2.6. References ..................................................................................... 50 3. DEVELOPMENT OF MULTILAYER FILM INCORPORATING OXYGEN SCAVENGER .................................................................... 56 3.1. Introduction .................................................................................. 56 viii 3.2. Materials and methods ...................................................................................... 58 3.2.1. Experimental work ................................................................... 58 3.2.2. Evaluation of appearance and optical properties ................................ 66 3.2.3. Evaluation of thermal properties ................................................... 67 3.2.4. Mechanical properties ............................................................... 67 3.2.5. Oxygen absorbing capacity ......................................................... 68 3.2.6. Statistical analysis ..................................................................... 69 3.3. Results and discussions .. ...................................................................................... 70 3.3.1. Appearance and optical properties ................................................. 70 3.3.2. Thermal properties ................................................................... 75 3.3.3. Mechanical properties ............................................................... 79 3.3.4. Oxygen absorbing amount of multi-layer film ................................... 80 3.4. Summary ...................................................................................... 82 3.5. References .................................................................................... 84 4. DEVELOPMENT OF ACTIVE PACKAGING .......................................... 85 4.1. Introduction .................................................................................... 85 4.2. Materials and methods ....................................................................... 87 4.2.1. Package design .......................................................................... 87 4.2.2. Tube production ......................................................................... 88 4.2.3. Evaluation for residual oxygen in the headspace of packaged products 89 4.2.4. Evaluation for the shelflife ofretinol in products 90 4.2.5. Statistical analysis ....................................................................... 93 4.3. Results and discussions ....................................................................... 94 4.3.1. Oxygen concentration in the headspace of packaged products 94 4.3.2. Shelf life of retinol in packaged products ........................................... 95 4.3.3. Estimation of the extended shelf life of retinol in packaged products .......... 98 4.4. Summary ...................................................................................... 100 4.5. References ..................................................................................... 101 5. RESEARCH FOR THE MIGRATION BEHAVIOR OF OXYGEN SCAVENGER IN ACTIVE PACKAGING .............................................. 102 5.1. Introduction ................................................................................... 102 5.2. Materials and methods .......................................................................................... 105 5.2.1. Migration components and behaviors ............................................ 105 5.2.1.1. Materials 105 5.2.1.2. Sample preparation .. ................................................................... 105 5.2.1.3. SEM & EDS analysis ...................................................... 5.2.1.4. Identification of the main elements of oxygen scavenger ............ 5.2.2. Quantitative analysis of migration ................................................. 5.2.2.1. Film samples .. 5.2.2.2. Food simulants .. .......................................................................... 5.2.2.3. Migration cell and tube experiments .................................... 5.2.2.4. Atomic absorption (AA) spectroscopy .................................. 5.2.2.5. Standard calibration curve ................................................. 5.3. Results and discussions ................................................................... 5.3.1. Observation of migration behaviors .............................................. 5.3.1.1. Overall migration behaviors in OS films 5.3.1.2. Migration behaviors in the inner layer of OS films ..................... 5.3.1.3. Migrant behaviors in a tube ............................................. 5.3.2. Quantitative analysis of migration by AA spectrometry 5.3.2.1. Migration result for Na and calculation for NaCI 5.3.2.2. Migration result for Ca and calculation for CaClz . . . 5.3.2.3. Migration result for Fe and calculation for Fe203 .................. 5.3.2.4. Results for the sum of migration for main components in migration vials ......................................................... 5.3.2.5. Color change of the films after migration test in various food simulants ........................................................... 5.3.2.6. Comparison of the migration of the main components in tubes and vials ............. A ............................................................ 5.4. Summary .................................................................................... 5.5. References .................................................................................. 6. CONCLUSIONS AND FUTURE WORK .................................................. 6.1 Conclusions ................................................................................... 6.2 Future work ................................................................................... APPENDICES ..................................................................................... APPENDIX A: Properties and oxygen absorbing amount of multilayer film APPENDIX B: Oxygen and retinol concentration of active packaging ............... APPENDIX C: Migration data into various food simulants ............................. 106 107 114 114 114 115 116 119 I26 127 127 130 I38 141 I41 143 144 146 149 150 152 154 156 156 158 159 I60 180 183 LIST OF TABLES Table Page Examples of sachet, label and film type absorbing (scavenger) active packaging systems for preservation and shelf-life extension of foods or improving their quality and usability for consumers ......................................................................... 15 2. Selected commercial oxygen scavenger systems .............................................. 24 3. Recently issued US patents for oxygen scavenging systems 38 4. Some typical results of the evaluation of the composition of active packaging systems ...................................................................................................... 44 5. Comparison of overall migration (OM) into water and 3% acetic acid ................... 46 6. Characteristics of the materials selected ....................... . .............................. 59 7. Desirable film thicknesses in middle layer ................................................... 62 8. Design for each layer of films ................................................................... 63 9. Specification of blown film line ................................................................. 64 10-1. Condition 1: Processing temperatures for HDPE blended polymers ................. 65 10-2. Condition 2: Processing temperatures for LLDPE blended polymers 65 11. Total thickness ofLLDPE, OS1 and 082 72 12. TGA data for LLDPE, OS1 and 082 ............................................................. 77 13. Mechanical properties in LLDPE (Control), OSI (Film E) and 082 (Film F) ....... 80 14. Amount ofoxygen absorbed .................................................................. 81 15. Trends of oxygen concentration in headspace of both control and active samples (stored at 23 °C , 65 % RH) ......................................................... 94 xi 16. 17. 18. 19. 20. 2'1. 22. 23. 24. 25. 26. 27. 28. 29. 30. Retinol contents vs. storage time for the conventional (Control) and active package (OS) samples ............................................................................................ 97 Atomic absorption: working conditions (Fixed) .......................................... l 18 Atomic absorption: working conditions (variable) ....................................... I I8 Flame emission .............................................................................................. . 118 Migration ofsodium (Na) into food simulants 142 Specific migration of NaCl as calculated from observed migration of sodium, Respectively .................................................................................... 142 Migration ofcalcium (Ca) into food simulants ........................................... 143 Specific migration of CaC 12 as calculated from observed migration of calcium, respectively .................................................................................................... . 144 Migration ofiron (Fe) into food simulants ................................................. 145 Specific migration of Fe203 is calculated from observed migration of iron, respectively .................................................................................... 146 Sum of migration for main elements (Na + Ca + Fe) .................................... 147 Sum of migration for main components (NaCl + CaClz + Fe203) as calculated from observed migration of sodium, calcium and iron, respectively .................. 148 Comparison of the sums of migrations of main elements (Na, Ca and Fe) into 3 % acetic acid between tube and vials ............................................... 150 Comparison of the sums of migrations for main components (NaCl, CaC 13 and Fe203) into 3 % acetic acid between tube and vials as calculated from observed migration of sodium, calcium and iron, respectively 151 Comparison of the sums of migrations for main components (NaCl, CaClg xii and Fe203) into 3% acetic acid between tube and vials as calculated the same total surface, respectively ......................................................... 151 31. UV/VIS spectrometer data ................................................................... 160 32. Film thickness data ....................................................................................... . I76 33. Mechanical properties data .................................................................. 177 34. Oxygen absorbing amount data ............................................................ 179 35. Oxygen concentration in headspace data ....................................................... I80 36. Standard calibration curve data .............................................................. I80 37. Area Response data of retinol in HPLC .................................................... I81 38. Retinol concentration data in cosmetics ......................................................... 181 39. Standard calibration curve data ofNa for 95 % ethanol in AA ......................... 183 40. Standard calibration curve data ofNa for water and 3 % acetic acid in AA 184 41. Standard calibration curve data of Na for olive oil in AA ............................... 185 42. Standard calibration curve data of Ca for 95 % ethanol in AA .................... 186 43. Standard calibration curve data of Ca for water and 3 % acetic acid in AA 187 44. Standard calibration curve data of Ca for olive oil in AA ............................... 188 45. Standard calibration curve data of Fe for 95 % ethanol in AA .......................... 189 46. Standard calibration curve data of Fe for water and 3 % acetic acid in AA 190 47. Standard calibration curve data of Fe for olive oil in AA ................................ I91 xiii 48. 49. 50. 51. 52. 54. 55. 56. 57. 59. 60. Migration of NaCl into 95 % ethanol as calculated from observed migration of sodium (Na), respectively ................................................................ 192 Migration of NaCl into water as calculated from observed migration of sodium (Na), respectively ............................................................... 193 Migration of NaCl into 3 % acetic acid as calculated from observed migration of sodium (Na), respectively .................................................... 194 Migration of NaCl into olive oil as calculated from observed migration of sodium (Na), respectively ............................................................... 195 Migration of CaClz into 95 % ethanol as calculated from observed migration of calcium (Ca), respectively ............................................................... I96 . Migration of CaClz into water as calculated from observed migration of calcium (Ca), respectively ............................................................... 197 Migration of CaClz into 3 % acetic acid as calculated from observed migration of calcium (Ca), respectively ......................................................... 198 Migration of CaClz into olive oil as calculated from observed migration of calcium (Ca), respectively ............................................................... I99 Migration of Fe203 into 95 % ethanol as calculated from observed migration of iron (Fe), respectively ........................................................ 200 Migration of Fe203 into water as calculated from observed migration of iron (Fe), respectively .................................................................... 201 . Migration of Fe203 into 3 % acetic acid as calculated from observed migration of iron (Fe), respectively ................................................................ 202 Migration of Fe203 into olive oil as calculated from observed migration of iron (Fe), respectively .................................................................... 203 Migration of NaCl into 3 % acetic acid as calculated from observed xiv migration of sodium (Na), respectively .................................................... 204 61. Migration of CaClg into 3 % acetic acid as calculated from observed migration of calcium (Ca), respectively .................................................... 204 62. Migration of Fe203 into 3 % acetic acid as calculated from observed migration of iron (Fe), respectively ................................................................ 205 XV LIST OF FIGURES Images in this dissertation are presented in color Table Page 1. Metabolization mechanism of the retinol group ........................................................ 5 2. Structure of retinoids .............................................................................. 6 3. A structure oftypical oxygen scavenging multi-layer film 22 4. Types of oxygen absorbers ......................................................................... 28 5. Polymeric type oxygen scavenger (iron based) ......................................................... 30 6. Oxyguard ® (tray) 31 7. Oxidation mechanism ofascorbic acid 32 8. Plastic cans incorporated potassium sulfite oxygen scavenger 33 9. Performance advantage ofOSPTM injuice packaging 35 10. Co-extrusion blown film line (Reifenhéiuser, Germany) 64 11.A pint canningjar to measure the oxygen absorbing capacity 69 12. Agglomerations in various oxygen scavenging films .............................................. 71 13. Cross-sectional image of film F ............................................................... 73 14. % light transmission of LLDPE, 081 and 082 ...................................... 74 15. Dispersion state and particle sizes of oxygen scavengers in 081 and 082 films .................................................................................................. .74 16. DSC chart of OS] and 082 ................................................................... 76 17. TGA chart to compare with LLDPE, 081 and 082 78 xvi 18. Design of active packaging for cosmetics ..................................................... 86 19. Desired structure of active packaging and lamination processes 88 20. Tubing & over-coating process .................................................................. 89 21. The area response in peak ofa working standard solution of retinol in HPLC 91 22. Standard calibration curve of HPLC ...................................................................... 91 23. Oxygen concentration trends in headspace (stored at 23 °C, 65% RH) 95 24. Trends ofthe shelflife ofthe retinol in cosmetics 97 25. Trend line ofthe retinol content in cosmetics (stored at 23 °C, 65% RH) 99 26. Migration from active packaging to cosmetics ............................................. 104 27-1. Microtome ....................................................................................................... 106 27-2. Carbon Coater .................................................................................................. .106 28. SEM & EDS ......................................................................................................... 107 29. Appearance ofa particle ofoxygen scavenger in 081 film 108 30. All elements analysis on the site of Spectrum 1 in 081 film ............................ 109 31. Appearance ofa particle ofoxygen scavenger in 0S2 film 110 32-1. All elements analysis on the site of Spectrum 1 in 0S2 film ............................... 110 32-2. A11 elements analysis on the site of Spectrum 2 in 082 film ............................... 1 1 1 33. Spectrum sites of LLDPE film 112 34-1.A11 elements analysis on the site of Spectrum 1 in LLDPE film .......................... 112 xvii 34-2.A11 elements analysis on the site of Spectrum 2 in LLDPE film .......................... 113 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. Atomic absorption (AA) spectrometry .................................................. Standard calibration curve for Na concentration in 95 % ethanol Standard calibration curve for Na concentration in distilled water and 3 % acetic acid .......................................................................... Standard calibration curve for Na concentration in olive oil ............................... Standard calibration curve for Ca concentration in 95 % ethanol Standard calibration curve for Ca concentration in distilled water and 3 % acetic acid ......................................................................... Standard calibration curve for Ca concentration in olive oil ............................... ..117 .. 120 121 122 122 123 Standard calibration curve for Fe concentration in 95 % ethanol 124 Standard calibration curve for Fe concentration in distilled water and 3 % acetic acid ............................................................................. 124 Standard calibration curve for Fe concentration in olive oil 125 Structure ofa tube laminated with the OS film 126 Overall migration behavior for each element of oxygen scavenger in 081 film by the ‘X-ray Map’ method of SEM & EDS (Magnified 650 times) 128 Overall migration behavior for each element of oxygen scavenger in 082 film by the ‘X-ray Map’ method of SEM & EDS (Magnified 650 times) .............. 129 Observation ofSpectrum 1 sites in the inner layer ofOSl film 130 Result of Spectrum 1 (081 film; 6 months passed at 23 °C and 65% RH) .......... 131 xviii 50. 51. 52. 53. 54. 55. 56. 57. 58. 59. 60. Result of Spectrum 1 (081 film; stored at 10 days & 40 °C in 3% acetic acid) 132 Result of Spectrum 1 (081 film; 6 months passed in room conditions after filling cosmetic) .............................................................................. I33 Observation of Spectrum 1 sites in the inner layer of082 film 134 Result of Spectrum 1 (082 film; 6 months passed at 23 °C and 65% RH) .......... 135 Result of Spectrum 1 (082 film; stored at 10 days & 40 °C in 3% acetic acid) 136 Result of Spectrum 1 (082 film; 6 months passed in room conditions after filling cosmetic) .............................................................................. 137 Inside of package after 6 months passed in room conditions after filling cosmetic ....................................................................................... 138 Spectrum sites for inside ofa tube by the SEM EDS ................................... 139 Result of Spectrum 1 (Seamed parting line in a tube; stored at 10 days and 40 °C in 3% acetic acid) ............................................................... 139 Result of Spectrum 2 (Inner layer in a tube; stored at 10 days and 40 °C in 3% acetic acid) ..................................................................... 140 Color change ofthe films used as migration disks after migration test ............... 149 xix Abbreviations AA AHAs ATRA AU Aw BHA BHA CFSAN CD DEF DMA DMF DOT DRI DSC HDPE HFFS ECCS KEY TO ABBREVIATIONS OR SYMBOLS Atomic absorption Alpha-hydroxy acids All-trans retinoic acid Area response Water activities Butylated hyalroxyanisole Butylated hydroxytluene Center for Food Safety and Applied Nutrition Cross direction Difurylidene erythrito Dimethyl anthracene Dimethylformamide Dioctyl phthalate Dietary reference intake Differential scanning calorimetry High density polyethylene Horizontal thermoform/fill/seal European community compliance statement XX EGVM E8 FA EMCM EVA EVOH FAO FA P FCN FDC FDA FSA GRAS GSTTC HSD 1U LLDPE MHW MD Expert group on vitamins and minerals European Food Safety Authority Ethylene methylacrylate cyclohexenyl methyl acrylate Ethylene vinyl acetate Ethylene vinyl alcohol Food and agriculture organization Food Additive Petition Food Contact Notification Food, drug and cosmetic Food and drug administration Food standards agency Glucose Generally recognized as safe Guideline for Screening Toxicity Testing of Chemicals Honesty significant difference International unit Linear low density polyethylene Ministry of health and welfare Machine direction xxi NAS 0M 08 TGA PCR PET PG RARs RDA RE RH RSM SEM-EDS STP TNO TPP TSCA XRF National Academy of Sciences Overall migration Oxygen scavenger Thermo gravimetric analyzer Post consumer recycled Polyethylene terephthalate Propyl gallate Retinoic acid receptors Recommended Daily Amount Retinal Equivalents Relative humidity Response surface methodology Scanning electronic microscopy for energy-dispersive spectrometry Standard temperature and pressure Netherlands Organization for Applied Scientific Research Tetraphenyl prophine Toxic substances control act X—ray fluorescence xxii Symbols Co Cst Csa Di Ea Fe(OAc)2 HAc HDDi “In A Hf? [3.wa Ka L886 Represents an exited state of the species Core layer ofa film Oxygen uptake capacity (18 ccOz/g) Retinol concentration of standard solution (mg/100ml) Retinol concentration of sample solution (g/l 00ml) Density ofthe middle layer. New density ofthe blend with LLDPE or HDPE. Activation energy (cal/mol) Iron compound mixed with ferric oxide Interior height of the headspace in the package Inner layer ofa film Acetic acid Density of HDPE Heat of fusion ofthe sample (081) Heat of fusion of the sample (082) Heat of fusion of 100% crystalline LLDPE (286.2 J/g) Arrhenius equation constant Lanthium hexaboride xxiii LLDi 1021 051 082 OS 1 D1 081 08L Rs RH Sh Tm Density of LLDPE, and 082Di was the density of 082 Needed weight of oxygen scavenger material (M = 0.061 g) Weight ofthe blend of LLDPE or HDPE with the oxygen scavenger Outer layer ofa film Initial 02 concentration in package (= 21% ifair) Oxygen scavenger 1 Oxygen scavenger 2 Density of 081 Sachet had the form ofa plastic cup Sachet laminated with paper and plastic Universal gas constant (1.9872 cal/mol, K) Regression coefficient oflinear regression analysis Response area for the sample (area unit: AU) Relative Humidity Total interior surface of the package Interior surface area of the headspace in the package Absolute temperature (K) Glass transition temperature Melting temperature xxiv Tmi Desirable film thickness ofthe middle layer Va Air volume ofthe headspace V0 Volume of oxygen present in the headspace ofthe package XXV I. INTRODUCTION 1.1. Advances in cosmeceuticals The term “cosmeceuticals” is a composite word of “cosmetic” and “pharmaceutical,” and it was introduced by Albert Kligman 20 years ago at a meeting of the Society of Cosmetic Chemists, who defined it as topical formulations which lie between cosmetics and drugs. Some were closer to drugs, such as the alpha-hydroxy acids — designed to exfoliate the outer, loose stratum corneum, a structural effect — whereas others were closer to cosmetics, like rouge — designed to give color, a purely decorative effect (Kligman, 2005). The term “cosmeceuticals” has provoked discussions among scientists, the industry, and regulating authorities, because the introduction of cosmeceuticals enabled more precise classification of a product with an activity that is intended to treat or prevent a skin condition. New insights about the function of skin, as well as the development of new products for skin care, made it necessary to question or redefine the definitions of cosmetics and drugs, since the term is regarded as a subclass within the domain of cosmetics or drugs (Vermer, 2005). However, according to the Food, Drug, and Cosmetic (FDC) Act, a drug is defined as an article intended to use in the diagnosis, mitigation, treatment, or prevention of disease or intended for affect the structure or any function of the body. 0n the contrary, a cosmetic is defined as an article intended to be rubbed, poured, sprinkled, or sprayed on, introduced into, or otherwise applied to the human body or any part thereof for cleansing, beautifying, promoting attractiveness, or altering the appearance without affecting structure or function, in 21 USC. As a result, the US. Food and Drug Administration (FDA), in accordance with the Food, Drug, and Cosmetic Act, does not recognize the term “cosmeceuticals” (FDA, 2000). To avoid inquiry and punitive action by the United States Federal Trade Commission, cosmeceuticals are not intended to be regulated as drugs by the FDA are carefully labeled to avoid making statements which would indicate that the product has drug properties. Any such claims made regarding the product must be substantiated by scientific evidence as being truthful. It is to the financial benefit of the cosmeceuticals manufacturer that their products are not regulated by the FDA as drugs, because the regulation of a product as a drug requires many elaborate and costly procedures; therefore. the manufacturer of a product with pharmaceutical activity would prefer to have the product registered as a cosmetic (Elsner and Maibach, 2005). The term cosmeceuticals is now commonly used to describe cosmetic products that are claimed, primarily by those within the cosmetic industry, to have drug-like benefits, because they contain active ingredients such as vitamins, herbs, enzymes, and antioxidants (Choi, et a1., 2006; Schwartz, et a1., 2008). Even if the term “cosmeceuticals” has no meaning under FDA regulations, the demands for these products have increased with the consequence that the market is expanding rapidly; the US. cosmeceuticals market will surpass $17 billion by 2010 from $7 billion in 2005; skin care. such as anti-aging creams and wrinkle remedies, is the largest segment (Granato, 2007). The global skin care market was valued at $50 billion and annual growth of 7 percent was expected between 2005 and 2009, making skin care the second-fastest growing cosmetics category, behind sun care products (MarketWikis, 2007). New cosmeceutical ingredients which are derived from products with scientifically founded benefits in human health and its maintenance, such as vitamin A (retinol and all-trans retinoic acid named as tretinoin), vitamin C, alpha-hydroxy acids (AHAs), hydrolyzed proteins (from corn, soy, etc.) and polysaccharides (hyaluronic acid and beta-glucans), are very remarkable additives (Applegate, 2002). Vitamins and their derivatives are often found in skincare products. Vitamins C and E have antioxidant properties. There is some research on the use of topical antioxidants for skin health. Topical application of vitamins C and E has shown significant photo protection against UV damage, possibly by scavenging reactive oxygen species (Eberlein-Konig, 2005). Various B vitamins also find their way into creams, including niacinamide (B3), which is said to increase the rate of exfoliation and barrier repair, and panthenol (pro-vitamin BS) which helps the skin retain its natural moisture. But the big one from an anti-wrinkle perspective is vitamin A (retinol) and its derivatives. Retinoic acid or tretinoin, which is the alternative name for all-trans retinoic acid (ATRA), is the strongest prescription. and the only product indicated for treating photo-damaged skin. The next strongest and common ingredient in skin cream is retinol itself and also pro-retinol, which are both involved in the growth and maturation of cells (Houlton, 2004). 1.2. Introduction to retinol 1.2.1. Definition and properties Retinol was discovered by Elmer McColIum and Marguerite Davis who identified a fat-soluble nutrient in butterfat and cod liver oil in 1913. It was confirmed by Thomas Osborne and Lafayette Mendel, biochemists at Yale University, in 1913, as a fat-soluble nutrient in butterfat (Semba, 1999). Vitamin A was first synthesized by David Adriaan van Dorp and Jozef Ferdinand Arens in 1947. Retinol, the parent vitamin A compound, has the molecular formula 0'fC30H300 and a molecular weight of 286.456 g/mol. As an animal form of vitamin A, it is a fat- soluble vitamin and has an important role in vision and bone growth. It belongs to the family of chemical ingredients known as retinoid. Figure I shows active retinoid metabolites (Chebigen, 2007). Retinol is ingested in precursor forms. One form is of animal origin, such as liver and eggs, which contain retinyl esters. The other form is acquired from plants. Particular green plants such as grass, clover, spinach and carrots are rich in pro-vitamin A carotenoids. Retinyl esters are converted into retinol through hydrolysis. Decomposition of pro-vitamin A carotenoids, the most well-known being beta-carotene, results in producing retinal. Retinal, known as retinaldehyde, can be reversibly reduced to produce retinol or it can be irreversibly chemically oxidized to produce retinoic acid. The best described active retinoid metabolites are 1 l-cis—retinal and the all-trans and 9-cis-isomers of retinoic acid (Ball, 2006). B—carotene Rich in particular green plants such as grass, clover, luceme and carrots 1 B-carotene 15, 15’ dioxygenase Liver (Small amount in intestinal mucosa) l Forms light I Retinyl ester receptor .— Retinal {—9 accumulated rhodopsin in liver Alcohol : Chemical Chemical Aldehyde dehydrogenase 1 oxidation oxidation E dehydrogenase v i t v Retinoic acid Retinol (All trans, 9-cis) (Vitamin A) Regulate physiological function using retinoic acid receptors (RARs) Figure 1. Metabolization mechanism of the retinol group (Source: Chebigen, 2007) Many kinds of geometric isomers of retinol, retinal and retinoic acid are possible as a result of either a trans or cis configuration of four of the five double bonds found in the polyene chain. A polyene is a poly-unsaturated organic compound that contains one or more sequences of alternating double and single carbon-carbon bonds. These double carbon-carbon bonds interact in a process known as conjugation, which results in an overall lower energy state of the molecule. The cis isomers are less stable and can readily convert to the all-trans configuration. Nevertheless, some cis isomers are found naturally and carry out essential functions. For example, the 1 l-cis-retinal isomer is a chromophore of the vertebrate photoreceptor molecule named rhodopsin. The process of vision relies on the light-induced isomerization of the chromophore from 1 l-cis to all-trans, resulting in a change of the conformation and activation of the photoreceptor molecule. Figure 2 shows the structures of retinoids found in foods and fish-liver oils (Ball, 2006). (a) all-trans-retinol (Vitamin A 1) 1T 11 2T 17 16 15 \ / 1 7 9 13 CH20H T/// \\]T’//i§§Sa’// \\\10 ‘\\\12/' \\\14// 3 5 \4/ \18 (b) al1-trans-3-dehydroretinol CHZOH (c) l3-cis-retinol 13 \ \ \ \14 CH20H Figure 2. Structure of retinoids (d) 9-cis-retinol | \ \ CHZOH (e) 9,13-dis-cis-retinol 9 iv %10 g 13 / XM/ Figure 2. Structure of retinoids (continued) CHZOH 1.2.2. Applications All kinds of retinoids in vitamin A are used in cosmetic and medical applications applied to the skin. Tretinoin, under the alternative name of all-trans retinoic acid (ATRA), is used in the treatment of acne and keratosis in a topical cream, and is used as chemotherapy for a subtype of leukemia, because the cells of leukemia are sensitive to agonists of the retinoic acid receptors (RARs). An isotretinoin is also used for severe or recalcitrant acne. In cosmetics, vitamin A derivatives are used as anti-aging chemicals, which are absorbed through the skin and increase the rate of skin turnover, and give an increase in collagen giving a more youthful appearance. Although topical vitamin A is not very effective as a skin care ingredient, other members of retinoid family such as retinol and retinoic acid have long been used for the treatment of acne and wrinkles. In skin care products, retinol is the first antioxidant to be widely used in nonprescription functional cosmetics such as wrinkle creams. Antioxidants are substances that neutralize free radicals - unstable molecules that break down skin cells and cause wrinkles. According to a new study from the University of Michigan Health System, lotions containing retinol improve the appearance of skin that has become wrinkled through the normal aging process, notjust which has been damaged by exposure to sunlight. During the study, led by doctors at the U. of M. Medical School, 0.4% retinol was applied to 36 subjects with a mean age of 87, up to three times per week. After 24 weeks, the improvement of retinol-treated skin was dramatic, and clearly visible to the naked eye (Kafi et a1., 2007). 1.2.3. Nutrition and dietary intake Vitamin A is protected from being chemically changed by vitamin E in the intestine. Vitamin A is fat-soluble and can be stored in the body. Most of the vitamin A after eating is accumulated as retinyl ester in the liver, and when retinol is needed in other tissues or cells, it is de-esterified and released into the blood as the alcohol. When referring to dietary allowances or nutritional science, retinol is usually measured in international units (1U), which refers to biological activity and therefore is unique to each individual compound. One IU of retinol is equivalent to approximately 0.3 micrograms (300 nanograms). Amounts of vitamin A are measured in Retinal Equivalents (RE), and 1 RE is equivalent to 0.001 mg of retinal, or 0.006 mg of beta- carotene, or 3.3 [U of vitamin A, according to the Food and Agriculture Organization (FAO) of the United Nations (FAO, 1967). The Dietary Reference Intake (DRI) Recommended Daily Amount (RDA) for vitamin A for a 25-year old male is 900 micrograms (3,000 IU) per day, and 700 micrograms (2,333 IU) per day for adult females. The RDA upper limit for both adult males and females is 3,000 micrograms (10,000 IU) per day, according to the National Academy of Sciences (NAS) in the US. (NAS, 2004). Synthetic forms prescribed for therapeutic purposes such as certain skin disorders and multi-vitamin supplements are at levels up to 2,400 micrograms (approximately 8,000 IU) per daily dose, by the Expert Group on Vitamins and Minerals (EGVM) of the Food Standards Agency (FSA) in the UK (EGVM, 2003). 1.3. Major factor in packaging design Retinol has attracted considerable attention lately as a new functional ingredient that plays an important role in epidermal cells to maintain their original capacity. However, retinol is a group of fat-soluble compounds that has an unstable structure consisting of a B-ionone ring, a conjugated isoprenoid side chain and a polar terminal group (-OH). Therefore, it is readily oxidized or isomerized to altered compounds, especially in the presence of oxidants including air, and influences such as light and heat. It is labile toward active components such as silica, strong acids and solvents that have dissolved oxygen or peroxides (Ball, 2006; EGVM, 2003; Barua and Harold, 1998). Retinol is easily decomposed by atmospheric oxygen, resulting in an almost complete loss of biological activity. Even though retinyl esters are somewhat more stable than retinol, they are also readily oxidized. Retinol is extremely sensitive to acids, which can cause rearrangement of the double bonds and dehydration. Solutions of all-trans- retinol or retinyl palmitate in hexane undergo slow isomerization to the lower potency cis isomers when exposed to white light, but retinyl palmitate is stable in chlorinated solvents when it is stored in the dark. Vitamin A is easily decomposed by irradiation and forms inactive structures that cause a yellowish color. While the carotenoids are stable within natural plant cells, they are apt to be transformed by trans to cis isomerization and degradation by heat, light, oxygen, acids, and silica (Ball, 2006). Therefore, the most important factor in developing commercial products and packaging to contain vitamin A such as retinoids and provitamin A carotenoids, is how to prevent the decomposition from heat, light, oxygen and other active components (Barua and Harold, 1998). A great deal of care is required not only in product processing, but also in all the shelf-life including storage, transportation and distribution channels. 10 This kind of product can be readily oxidized and photo-degraded by the residual oxygen in the headspace and the transmitted light in or through a conventional plastic package. In the cosmeceuticals industry, especially, solving this kind of problem is an increasing issue. For this reason, the manufacturers will have paid an extra charge for initially putting an excess of the functional ingredients such as retinol into the product. Therefore, if certain packaging could protect vitamin A against degradation from light and oxygen, manufacturers are quite willing to pay for an effort to develop the packaging. 11 1.4. References Applegate, DR. and Julie A. Reynolds, “Rejuvenation of Aging and Photodamaged Skin Utilizing Fibroblast Conditioned Media,” in New York SCC ’01, 2001 Speaker of the Year Award, Sep. 24, 2002. http://www.nyscc.org/news/archive/rcch0902.htm Ball G.F.M., Vitamins in Food: Analysis, Bioavailability, and Stability, C RC Press, Taylor & Francis Group, Boca Raton, FL, pp. 39-51, 2006. Barua, AB. and CF. Harold, “Properties of retinols,” Molecular Biotechnology, 10: I67- 182, 1998. http://wwwspringerlink.com/contcnt/b234wu0tlh607182/ Chebigen, “Retinol and retinol derivatives,” undated. http://www.chebigen.com/english/businessLhtm, (accessed Nov. 23, 2007) Eberlein-Konig, 8., “Relevance of vitamins C and E in cutaneous photoprotection,” Journal of Cosmetic Dermatology, 4(1): 4—9, Jan. 2005. EGVM (Expert Group on Vitamins and Minerals), “Safe Upper Levels for Vitamins and Minerals,” Food Standards Agency (FSA), UK, PP. 1 10-126, May 2003. http://wwwfoodgov.uk/muItimedia/pdfs/evm a.pdf FAO (Food and Agriculture Organization of the United Nations), “Factors for vitamin A conversion,” FAO Report Ser. No. 41, 1967. http://www.fao.org/docrep/003/X6877E/X6877E22.htm, (accessed DEC. 27, 2007) FDA (US. Food and Drug Administration), “Cosmeceutical,” Feb. 24, 2000. http://www.cfsan.fdagov/~dms/cos-217.html Granato, H., “Cosmeceuticals: At the Intersection of Nutrition and Beauty,” Natural Products Insider, June. 4, 2007. http://www.naturalproductsinsider.com/articles/472/75h318454835771.html Houlton, 8., “Natural skin science,” Apr. 19, 2004. http://www.users.globalnet.co.uk/~sarahx/articles/cicosmeceuticaIs.htm 12 Kafi, R., Heh Shin Kwak, E. andy, Schumacher, Soyun Cho, Valerie N. Hanft, Ted A. Hamilton, Anya L. King, Jacqueline D. Neal, James Varani, Gary J. Fisher, John J. Voorhees, Sewon Kang, “Improvement of Nationally Aged Skin With Vitamin A (Retinol),” Arch Dermatol, 143: 606-612, 2007. MarketWikis, “Anti-Aging Market Research,” Nov. 25, 2007. http://www.researchbuy.com/,arkctwikis/Anti-Aging_Market_Resarch NAS (National Academy of Sciences), “Dietary Reference Intakes (DRls): Recommended Intakes for Individuals, Vitamins”, 2004. http://www.iom.edu/Obiect.Fi1e/Master/21/372/0.pdf Semba R.D., “Vitamin A as “Anti-Infective” Therapy, 1920-1940,” Journal of Nutrition, 129: 783-791, 1999. 2. LITERATURE REVIEW 2.1. Active packaging systems 2.1.1. Definition of active packaging In recent years, new packaging systems have been developed as a response to the continuing increase in consumer demands for fresh, tasty and convenient food products with extended shelf-life. Furthermore, changes in retail systems such as centralization of activity and globalization of markets result in longer distribution distances, required innovative packaging concepts that extend shelf-life while maintaining the safety and quality of the packaged product. because traditional systems were not reaching their goal with regard to further prolongation of the shelf-life of packaged products (De Kruijf et al.. 2002). As a consequence, various new packaging technologies or systems were introduced, named active, smart, clever, or intelligent packaging. The first use of the term ‘active packaging’ was at the Icelandic conference on nutritional impact of food processing in 1987 by Professor Labuza from the University of Minnesota (Labuza and Breene, 1989), and the term may be defined as packaging which performs some desired function other than merely providing a barrier to the external environment (Hotchkiss, 1995). More recently, this term was more clearly defined by Robertson as follows: “Active packaging is that packaging in which subsidiary constituents have been deliberately included in either the packaging material or the package headspace to enhance the performance of the package system” (Robertson, 2006). But, these terms are undefined and often misused in the literature. For this reason, twelve partners from research and industry organized to define active and intelligent packaging systems in 1999 under the name of ‘Actipak project’ in Europe (TNO, 2002). 14 This resulted in the adoption of a new Framework Regulation (1935/2004/EC) in which the use of active and intelligent packaging systems is now included (De Jong et al., 2005). According to the definitions of the Actipak project, active packaging changes the condition of the packed food to extend shelf-life or improve safety or sensory properties. while maintaining the quality of the packed food (Rijk et al., 2002). In the definition of active packaging, foods undergo various processes that may affect the shelf-life of packed products: physiological processes such as respiration of fresh fruit or vegetables, chemical or physical processes such as lipid oxidation or staling of bread, and other processes such as spoilage by micro-organisms or insects. Through the application of appropriate active packaging systems, the food condition can be improved in various ways, and the shelf life of the packaged products will be extended by reduced food deterioration (De Kruijf et al., 2002). 2.1.2. Active packaging technologies For preservation and improving quality and safety of products, active packaging techniques can be classified as three types of systems: absorbing or scavenging systems [Table l], releasing systems, and other systems (Ahvenainen, 2003). A scavenging system is one that removes or absorbs undesired substances such as oxygen, carbon dioxide, ethylene, humidity or other compounds such as off-flavors or lactose. A releasing system emits specific compounds, such as carbon dioxide, antioxidants and antimicrobial preservatives, into the headspace of the package or the packaged food. Other systems may have various tasks, such as self-heating and cooling packages. microwave susceptors, and widgets that produce foams in beer cans (Robertson, 2006; Bohrer and Brown, 2001). Table 1. Examples of sachet, label and film type absorbing (scavenger) active packaging systems for preservation and shelf-life extension of foods or improving their quality and usability for consumers. Oxygen, carbon dioxide, ethylene and humidity absorbers have the most significant commercial use; lactose and cholesterol removers are not yet in use. (Source: Ahvenainen, 2003) Packaging type Examples of working principle/ mechanism/reagents Purpose Examples of possible applications Oxygen absorber (sachets, labels, films, corks) Carbon dioxide absorbers (sachets) Ethylene absorbers (sachets, films) Humidity absorbers (drip- absorbent sheets, films, sachets) Ferro-compounds, ascorbic acid, metal salts, glucose oxidases, alcohol oxidase Calcium hydroxide and sodium hydroxide or potassium hydroxide Calcium oxide and silica gel Aluminum oxide and potassium permanaganate (sachets) Activated carbon + metal catalyst (sachet) Zeolite (films) Clay (films) Oya stone (films) Polyacrylates (sheets) propylene glycol (film) Silica gel (sachet) Reduction/prevention of mold, yeast and aerobic bacteria growth Prevention of oxidation of fats, oils, vitamins, colors Prevention of damage by worms, insects and insect eggs Removing of carbon dioxide formed during storage in order to prevent bursting of a package Prevention of too fast ripening and softening Control of excess moisture in packed food Reduction of water activity on the surface Cheese, meat products, ready-to-eat products. bakery products, coffee, tea, nuts, milk powder Roasted coffee, bee f jerky, dehydrated poultry products Fruits such as apples. apricots, bananas, mangos, cucumbers, tomatoes, avocados Vegetables such as carrots, potatoes and brussels sprouts Meat, fish, poultry, bakery products or fruit and vegetables Table 1. (continued) Packaging type Examples of working Purpose Examples of possible principle/ applications mechanism/reagents Clays (sachet) of food in order to prevent the growth of mold, yeast, and spoilage bacteria Absorbers of Cellulose acetate Reduction of Fruit juices off flavors, film containing bitterness in Fish amines and naringinase enzyme grapefruitjuice Oil-containing foods aldehydes Ferrous salt and Improving the such as potato chip, (films, sachets) UV-light absorbers Lactose remover Cholesterol remover citric or ascorbic acid (sachet) Specially treated polymers Polyolefins like polyethylene and polypropylene doped with a UV absorbent agent UV stabilizer in polyester bottles Immobilized lactase in the packaging material Immobilized cholesterol reductase in the packaging material flavor of fish and oil-containing food Restricting light- induced oxidation Milk products for people with lactose intolerance Improving the healthiness of milk products biscuits and cereal products Beer Light-sensitive foods such as ham Drinks Milk and other dairy products Milk and other dairy products Absorbers and releasers can be sachet, label or film types. While sachets are placed freely on products in a package, labels are attached to the inside of a package and generally do not directly contact the food unless the package is turned over. The film type 17 is often used in cases where the ingredients impair the function of the system or may cause migration problems. 2.1.3. Current use and future trends In the USA, Japan and Australia, active packaging systems are already being successfully applied to prolong the shelf-life of packaged products. However, there are only a few commercially significant systems on the market. Oxygen absorbers added separately as small sachets in the package headspace or attached as labels into the lid probably have the most commercial application in active food packaging at present. Other commercially significant active technologies, such as ethanol emitters or ethylene absorbers, are less used than oxygen absorbers. In Europe, only a few of these systems have been developed and are being applied due to the strict European regulations for food contact materials that have not kept up entirely with technological innovations and currently prohibit the application of many of these systems. However, the use of proper packaging materials and methods to minimize food losses and provide safe and wholesome food products has always been the focus of packaging. In addition, consumer demands for better quality, fresh-like, and convenient food products have intensified during the last decades. The future trend in active packaging is to use scavenging or releasing compounds incorporated in the packaging film or in an adhesive label to eliminate the requirement for separate objects in the package, because sachets suffer from inadequate consumer acceptance due to fears of ingestion by children and accidental consumption with the package contents. These invisible active scavengers or emitters will be commercialized widely in the near future (Ahvenainen, 2003; Ozdemir and Floros, 2004). The market for active packaging films was a modest $50 million worldwide in 2003, and was expected to grow rapidly (Ozdemir and Floros, 2004). According to a new Freedonia Group study, the demand for active packaging will reach $975 million by 201 l in the U8, driven by 1 1 percent annual growth in innovation and the need to improve shelf life and safety. Food applications are expected to rise 12 percent a year to $435 million in 201 l, driven by the demand for longer shelf life for processed and packaged foods. The market for organic products and removal of trans-fats from processed food will also boost oxygen scavenging packaging. The beverage and beer market for polyethylene terephthalate (PET) bottles incorporating oxygen scavengers is expected to reach $395 million in 201 l, with a 15 percent annual increase (Reynolds, 2007). Gas scavengers were the most used products in the active packaging segment in 2006, representing over 50 percent of demand. In the pharmaceutical market, compliance monitoring devices and active reminder products are expected to increase. The demand for moisture control active packaging is also expected to expand due to pharmaceutical shipment growth and the increasing number of drugs with high moisture sensitivity (Bharat, 2007). 2.2. Oxygen scavenger systems High levels of oxygen present in packed products may facilitate microbial and insect growth, and accelerate off-flavor development by rancidity as a result of lipid oxidation; color changes by discoloration of plant pigments such as chlorophyll and carotenoids; and nutrient losses by oxidation of vitamin E, B-carotene (pro-vitamin A), and ascorbic acid (vitamin C). Thereby, it may cause significant reduction in the shelf- life of products. The oxygen present may derive from oxygen permeability of the packaging material, air enclosed in the food and packaging material, or a small amount of leakage due to poor sealing (Smith et a1. 1986). Therefore, the reduction of the oxygen level in packed product has an important role in limiting this deterioration and spoilage of foodstuffs. Oxygen scavenging systems provide an alternative to vacuum and gas flushing packaging and extend the shelf life, because they can provide removal of oxygen in packed products using techniques variously called absorption, interception, or scavenging. In many cases, this is the most important active packaging objective. 2.2.1. Definitions The terms antioxidants, interceptors, absorbers, and scavengers have been used to describe the materials employed in the process of removing oxygen or preventing it from entering the in-package environment of food products subject to undesirable oxidative reactions. These definitions do not have clear boundaries, and are often used in overlapping ways (Brody et al., 2001). 2.2.1.1. Antioxidants Antioxidants generally are compounds that react with lipid or peroxide radicals, and that are themselves oxidized to generate what are generally nontoxic compounds. 20 Antioxidants are commonly fat soluble components incorporated into fatty foods to preferentially react with intermediate oxidation products. These lipid antioxidants include butylated hydroxyanisole (BHA), butylated hydroxytoluene (BHT), and propyl gallate (PG), and are often blended with lipids to retard their oxidation. The BHA/BHT compounds are also often incorporated into polyolefin packaging films to retard the oxidation of the plastic materials themselves. Recently, antioxidants less volatile than BHT for HDPE and LLDPE, such as polyphenols, have been used in combination with phosphates. Alpha tocopherol (vitamin E) is also used as an antioxidant for polyolefins (Selke et al., 2004). 2.2.1.2. Oxygen interceptors Interceptors are compounds that prevent oxygen from reaching the food product by themselves being oxidized before the oxygen reacts with the food. The word interceptor has often been used as a descriptor on food labels to avoid statements about antioxidants that may have the image to consumers of undesirable chemicals. 2.2.1.3. Oxygen absorbers Technically, absorbers remove oxygen by physically trapping the oxygen and not through chemical reaction. However, there are seldom useful materials to remove oxygen without any chemical oxidation. Therefore, this word is generally used to describe the systems that remove oxygen to delay or prevent oxidation of foodstuffs. Oxygen absorbers can be applied as sachets that are filled with oxygen absorbing components such as iron particles and salt. They are inserted into the package or adhere to the inner wall or lid of the package. 21 2.2.1.4. Oxygen scavengers The oxygen scavenger has been applied to materials incorporated into package structures that chemically combine with, and thus effectively remove, oxygen from the inner package environment. In addition, scavengers may remove oxygen from the food product itself through diffusion resulting from differential partial pressure actions [Figure 3]. . : Oxygen molecules Outer Barrier Oxygen Inner Layer Layer Scavenging Layer ' l 1 Layer . l . l . <::l o E o o o g 5 <1: o .5 . :1 : o o 0 i . \____./ : Figure 3. Structure of a typical oxygen scavenging multi-layer film (Source: Ozdemir and Floros, 2004) 2.2.2. Oxygen scavenging/absorbing technologies As mentioned in section 2.2.1, oxygen scavenging/absorbing technologies can be applied as sachets containing oxygen absorbing components. which are inserted into the package or are tagged onto the inner wall in the package as labels or card types. They can also be incorporated into the closure liners or containers through compounding with plastic materials or fixation of oxidizing enzymes in the packaging material. 22 Even though they have higher oxygen absorbing capacity than other oxygen scavenging systems, these sachet and label types have disadvantages in some commercial practices. The first is that they are not appropriate for liquid products because the direct contact of the products with the sachet usually causes spillage of the sachet contents. Secondly, the sachets may accidentally be consumed with the food or may be ingested by children. Thirdly, they are inappropriate in tube type containers because of inserting or tagging problems. In addition, although sachets can be considered as secondary packaging, these practices can increase packaging costs by requiring the operation of an additional sachet tagging and inspection line. For these reasons, oxygen scavengers of polymeric type that are incorporated into packaging materials have been introduced as an alternative to the sachet type. Another problem in use of iron-based oxygen scavengers is that they generally cannot pass the metal detectors on the packaging line and are not transparent. Consequently, organic based oxygen scavenging materials, such as ascorbic acid or enzyme based materials, have been introduced, because they have good transparency and allow use of metal detection (Hurrne and Ahvenainen, 1996). Despite these advantages, their low oxygen scavenging capacity and high cost are innate problems in these systems. Generally, oxygen scavenging technologies are classified as enzymatic or chemical systems, and can utilize one or more of the following mechanisms: iron powder oxidation, ascorbic acid oxidation, sulfite oxidation, photosensitive dye oxidation, ferrous salts, unsaturated fatty acids and enzymatic oxidation such as glucose oxidase, and combinations of these (Day, 2000, 2003: Brody, 2001). Table 2 provides a list of some manufacturers and trade names of oxygen scavengers. The major products are iron based 23 sachet types, and some of these are useful to make film or other container types through incorporating oxygen scavengers into polymeric materials. Especially, Oxyguard® of Toyo Seikan and Shelf Plus® of Ciba Specialty Chemical have been commercialized as films or trays. Recently, organic oxygen scavengers were commercialized with development of polyethylene terephthalate (PET) bottles, bottle caps and crowns for beer and other beverages (Vermeiren et al., 2003). Table 2. Selected commercial oxygen scavenger systems. (Source: Vermeiren et al., 2003; Day, 2003) Manufacturer Country Trade Scavenger Packaging Name mechanism Form Mistubishi Gas Chemical Japan Ageless iron based sachets, labels, Toppan Printing Japan Freshilizer iron based sachets Toagosei Chem. Industry Japan Vitalon iron based sachets Nippon Soda Japan Seagul iron based sachets Toyo Pulp Japan Tamotsu catechol sachets Toyo Seikan Kaisha Japan Oxyguard iron based plastic tray, film Multisorb Technologies USA FreshMax iron based labels F reshPax iron based sachets Dessicare USA O-Buster iron based sachets Amoco Chemicals USA Amosorb unknown plastic film Chevron Chemicals USA N/A benzyl acrylate plastic film W.R. Grace and Co. USA PureSeal ascorbate/ bottle crowns metallic salt Darex ascorbate/ bottle crowns 24 Table 2. (continued) Manufacturer Country Trade Scavenger Packaging Name mechanism Form sulphite bottles Cryovac Sealed Air USA 081000 light activated plastic film Ciba Speciality Chemical Switzerland Shelfplus CSIRO/Southcorp Australia ZER02 Packaging CMB Technologies France Oxbar Standa Industries France ATCO Oxycap EMCO Packaging System UK ATCO Johnson Matthey Plc UK N/A Alcoa C81 Europe UK 02 displacer system Bioka Finland Bioka iron based photosensitive dye/ organic cobalt catalyst/ nylon polymer iron based iron based iron based platinum group metal catalyst unknown enzyme based plastic tray. film plastic film plastic bottles sachets, labels bottle crowns labels labels bottle crowns sachets 2.2.2.1. Iron based oxygen scavengers Among the several active components that absorb oxygen. iron based materials are most commonly used. Iron power can reduce the oxygen concentration in the headspace to less than 0.01%, which is much lower than the typical 0.3 to 3.0% residual oxygen levels achievable by using modified atmosphere packaging such as vacuum or gas flushing technologies (Day, 2000). 25 Any oxygen within or entering into the package oxidizes the iron to the ferric state in the present of moisture drawn from the product or process. This is the basic mechanism of corrosion or rusting. The reaction mechanism has the following steps (Vermeiren et al., 2003): 4Fe->4Fe*3+8e‘ (2.1) 2 02 + 4 H20 + 8 e‘ -> 8 (0H)‘ (2.2) 4 Fe+2 + 8 (OH)_ —> 4 Fe(OH)3 (2.3) 4 won)2 + 02 + 2 H20 —> 4 Fe(OH)3 (2.4) 4 Fe(OH)3 —> 2 Fe203 + 6 H20 (2.5) The stoichiometry of the reaction allows calculation of the amount of oxygen that reacts with iron. One gram of iron reacts with 0.0136 mol of 02, which is equal to approximately 330 cm3 of oxygen (STP) (Labuza and Breene, 1989), but the efficiency can be reduced about half by particle agglomeration (Brody et al., 2001). Several environmental conditions encountered by food packages affect the overall oxygen absorption (or scavenging) rate of powered iron. The most important factors include temperature and relative humidity. The effect of temperature on reaction kinetics can be expressed by the Arrhenius equation: E k=k ex ——‘”’- 2.6 . l ,,j i 1 where k is the reaction rate at a given temperature (T), kA is the Arrhenius equation constant, EA is the activation energy (cal/mol), R is the universal gas constant (1.9872 cal/mol K), and T is absolute temperature (K). If the reaction rates are determined at several temperatures, then kA and E A can be calculated. 26 Moisture is necessary for the process of oxygen absorption by iron (Equation 2.2), indicating that relative humidity is an important factor for the reaction. Commercial oxygen absorbing sachets used in foods are produced for use at different water activities (a,.,). For an aw greater than 0.85, powdered iron reacts at an acceptable rate for commercial applications. However, for an aw below 0.85, an additive is needed to bring moisture into contact with the iron powder. Another important factor during oxygen absorption by powdered iron is the presence of a catalyst. NaCl has been used as a catalyst (Klein and Knorr, 1990), because it allows the first two reactions (Equations 2.1 and 2.2) to occur more readily. Klein and Knorr (1990) reported that 2.0 g NaCl/l 00 g powdered iron gave optimum results for the maximum oxygen absorption rate. According to Farkas (1998), the oxygen absorption kinetics of powdered iron containing NaCl as a catalyst were optimized using response surface methodology (RSM) at 56 °C, 78% RH and 0.8 % NaCl. ’1) Sachet and pad (label and card) type The first major commercial oxygen scavengers, under the trade name of Ageless®. were from Mitsubishi Gas Chemical Company in 1977. They introduced reduced iron salts into oxygen permeable sachets, which were placed in sealed gas barrier food packages. ln-package oxygen absorber sachets are available commercially with the ability to consume 20 to 2,000 cc of oxygen, based on using packages with oxygen permeability no greater than 20 cc/mz/day (Robertson, 2006). After the advent of Ageless® (Japan), the sachet types of oxygen absorbing systems that have been used the most commonly are as follows: Freshpax® (Multisorb 27 Technologies, Inc., USA). ATCOR’ (Standa Industries, France), and Freshilizers series (Toppan Printing, Japan). Recently, integrated systems have been developed that include oxygen-scavenging labels or cards, such as the Freshmaxd" and Agless‘l series, which are inserted into the package or adhere to the inner wall or lid of the package as sachet. card and label types [Figure 4]. Sachet type Card type Label type Figure 4. Types of oxygen absorbers Now, these iron-based oxygen absorbers have the ability to reduce oxygen in many humidity conditions, including high, intermediate, or low moisture foods or pharmaceuticals. They can also work at refrigerated conditions. In particular, they have demonstrated the effectiveness of oxygen removal in various foodstuffs such as bakery, fish, pasta, meat, and beverage products such as beer, juice and wine (Gill and McGinnes I995; Berenzon and Saguy 1998, Vermeiren et al., 1999). The possible accidental ingestion of the sachet contents by the consumer has been suggested as a reason for their limited commercial success, particularly in North America and Europe. As a result, the largest sachet commercially available contains 7 g of ferrous 28 iron, which would amount to only 0.1 g/kg for a 70 kg person, or 160 times less than the lethal dose for adults. The product has been approved by the Japanese Ministry of Health and the United States Food and Drug Association (FDA), provided there is a warning label of “Do not eat” on the package (Brody et al., 2001). 2) Polymeric type Recently, the incorporation of oxygen scavengers in packaging has been seen as a better way of resolving sachet related problems even if the speed and capacity of these systems are lower than those of sachets and labels. Low molecular weight iron based oxygen scavengers are dissolved or dispersed in plastic materials. The major commercialized products are as follows: Oxyguard® (Toyo Seikan, Japan), Shelf Plus’R’ (Ciba Specialty Chemicals Corporation, Switzerland), and Ageless® OMAC (Mitsubishi Gas Chemical, Japan). Mitsubishi Gas Chemical launched a new oxygen scavenger in a sachet type (Ageless® F8), which no longer uses powdered ingredients. This new, slim type looks like the current sachet style; it contains an oxygen scavenging plastic sheet instead of powdered ingredients [Figure 5]. Ageless® F8 is made of a sheet-like label that is mixed with fibrous material, ferrous iron powder, water, and an electrolyte and is formed by a process similar to paper making. Ageless® OMAC film is ideal for high Aw solid and liquid food, especially for retorted foods. 29 Shelf Plus” (tray) Ageless” OMAC (film) Agelessi’ F8 (sheet) Figure 5. Polymeric type oxygen scavenger (iron based) Oxyguard® of Toyo Seikan can be used as a therrnoformed tray, a laminated film, or a bottle closure liner, according to their patent (Koyama et al., 1993) [Figure 6]. The major developments are a heat formable oxygen absorbing resin and an oxygen scavenger. The resin is a blend of a polyolefin with a water absorbing resin such as a modified polyethylene oxide, a vinyl alcohol polymer, a sodium acrylate polymer, or an acrylic acid/vinyl alcohol copolymer with polyolefin resin. The oxygen scavenger can be mixed with accelerators such as hydroxides, carbonates, sulfites, halides of alkali metals, and alkaline earth metals. The particle size of reduced iron ranges from 0.1 to 100 am. The smaller the particle size of iron, the bigger the oxygen scavenging capacity is. However, if the particle size is smaller than 1.0 am, a special extrusion system is needed to prevent explosion due to heat generation during the mixing process. Oxidation promoters used are chlorides of alkali metals and/or alkaline earth metals such as NaCl or CaClz. The oxygen scavenger resin is mixed with 7 percent of powdered iron particles by weight. and the amount of oxidation promoter is 2 to 10 percent of the iron powder weight. Klein and 30 Knorr (1990) reported that 2.0 g NaCl/ 1 00 g powdered iron gave optimum results for the maximum oxygen absorption rate. Figure 6. Oxyguard ® (tray) The original technology of Shelf Plusfi' of Ciba Specialty Chemicals was developed from Amoco Chemicals. The composition has not been revealed, but it is an iron-based oxygen scavenger which is moisture activated. The 02-2400 series is used for polyethylene carrier resin for blown film and the 02-2500 series is intended for polypropylene carrier resin for retort packages. The oxygen uptake capacity of 02-2400 is known to be 18 cc Oz/g by their test method and for 02-2500 is 12 cc 02/ g. All contents were determined to be GRAS (generally recognized as safe) for use in multi-layer food packaging according to US. FDA regulations. The absorbent layer must be separated from the product by a sealant layer at least 12.5 am (0.0005 inch) thick in plastic film structures, and 25 11.111 (0.001 inch) thick in multi-layer sheets. Use of these oxygen scavengers in multi-layer constructions is in compliance with the US. Federal Food, Drug, and Cosmetic Act and all applicable food-additive regulations (Brody et al., 2001). 31 2.2.2.2. Ascorbic acid oxygen scavenger The next commercially important oxygen scavenger is ascorbic acid and its derivatives. The oxidation reaction mechanism of ascorbic acid, which has six carbon atoms (C6H306), is shown in Figure 7. To convert it to dehydroascorbic acid (C6H606), metal ions such as iron are needed as a catalyst. HO HO HO . ° 0 _, 2 x H" + 2 H20 0 O Ascorbic Acid Dehydroascorbic Acid Figure 7. Oxidation mechanism of ascorbic acid This technology was developed by Toppan Printing in Japan and applied to packages for ground coffee and bread. The oxygen scavengers of Grace’s Daraformm", which are ascorbic acid analogues have been used by incorporation into plastic bottle closure liners (UNCTAD/WTO, 1992). Darex® Container Products (now Grace Performance Chemicals, USA) developed a new organic oxygen scavenger named DarEval with Kuraray in Japan, which mixed ethylene vinyl alcohol (EVOH) with this material, and was designed for PET beer bottles (PET Planet Insider, 2000). 2.2.2.3. Sulfite oxygen scavengers In the late 19505, sulfite oxygen scavengers were developed by the Carnation Company, which used sulfite salt with copper sulfate as a catalyst for oxygen absorbing. In 1980, the Metal Box Company in the UK was granted a patent for an oxygen 32 scavenger in a wine bottle bung or cork using sodium metabisulfite plus sodium carbonate to release sulfur dioxide. The cork or bung was formed by an injection molding process in which sulfur dioxide, carbon dioxide, and water vapor were produced to fill voids within the EVA material. This residual 802 and water vapor trapped in the voids react with entering oxygen (Brody, 2001): 2 so2 + 02 + 2 H20 —> 2 sto.. (2.7) American National Can Company (now, Pechiney Plastics) developed multi-layer barrier plastic cans which incorporated potassium sulfite oxygen scavenger using a co- injection blow molding process. This oxygen scavenger can be readily triggered by the moist high temperature of the retorting process (Farrell and Tsai, 1987). Figure 8 shows commercialized products using plastic cans incorporating potassium sulfite oxygen scavenger. Figure 8. Plastic cans incorporating potassium sulfite oxygen scavenger (Source: www.hormelfoods.com/brands/hormel/HormelMicrowaveCu s.as IX) 2.2.2.4. Photosensitive dye oxygen scavenger Photosensitive dye oxidation is an oxygen scavenger system consisting of sealing a small coil of an ethyl cellulose film which contains a dissolved photosensitive dye and a 33 singlet 02 acceptor in a transparent package. By using lights with appropriate wavelengths, the dye molecules are excited, and then pass their excitation to oxygen as it diffuses into the film from either the package headspace or from the liquid food. The excited 02 molecules react with the acceptor and then are consumed. While the film is illuminated, the process continues until all the oxygen reacts. The reaction scheme is the following (Vermerien et al., 1999): Photon + dye 9 dye* (2.8) dye* + 02 9 dye + 02* (2.9) 03* + acceptor 9 acceptor oxide (2.10) 02* 9 03 (2.1 I) where * represents an exited state of the species. Polyketone can act as a photosensitizer. This photochemical process has some advantages because it does not need sachets in the food package, is transparent in packaging, and works regardless of humidity. The first dye used was erythrosine, which is an FDA approved food color additive, plus a color sensitizer that is bleached by light. For singlet oxygen acceptors, several materials were tested: difurylidene erythrito (DEF), tetraphenyl prophine (TPP), dioctyl phthalate (DOT), and dimethyl anthracene (DMA). However, these are not approved for food contact. This type of oxygen scavenger does not initiate in the dark. Therefore, this technique cannot be used with non-transparent film such as aluminum foil. Examples of light-activated scavengers are Zero:TM (CSIRO. Australia) and OS 1000 (Cryovac Sealed Air, USA). 08 1000 is trigged when the film is exposed to ultraviolet radiation, and is useful for the horizontal thermoform/fill/seal (HFFS) process (Brody, 2001). Recently, Cryovac launched a new type of oxygen 34 scavenging film named OSP OS 2000 and commercialized it for use in both flexible and rigid packaging applications. The oxygen scavenger material is based on a blend of ethylene methylacrylate cyclohexenyl methyl acrylate (EMCM) and was developed by Chevron Phillips Chemical Company (Brody, 2001). The OSP system was approved by the US. Food & Drug Administration (FDA) in 2000, with a limitation that it could be used only as a non-food-contact layer in laminate structures, provided that it is separated from the food by one or more polymeric layers of a total thickness of at least 6 microns (0.25 mils) (Solis and Rodgers, 2001). Figure 9 shows the performance advantage of OSPTM forjuice packaging. Vitamin C Content E 40 .3. 2’ 35 '5', _ v G-ua -\1| 1: ‘x a 30 ”x- < ‘G‘~a _____ B 2 ------- «L-E‘_ E 25 “~~-EI 8 2 20 0 20 40 60 80 100 120 Days [ - —o— — Ref. Carton + OSPTM Carton] Figure 9. Performance advantage of OSPTM in juice packaging (Source: Solis and Rodgers, 2001) 2.2.2.5. Enzyme based oxygen scavengers Another oxygen scavenger technique uses enzyme reactions. The enzyme responds with a specific substance to scavenge incoming 02. Glucose oxidase is a POPUIar oxygen scavenging enzyme. Glucose oxidase transfers two hydrogens from the 35 -CHOH group of glucose to oxygen with the formation of glucono-delta-lactone and hydrogen peroxide. The lactone reacts with water to form gluconic acid. The reaction is the following (Vermeiren et al., 1999): 2(3 + 202 + 2H30 —> zoo + 2H203 (2.12) where G is glucose. However, H202 is a highly oxidizing agent and therefore objectionable, so catalase is introduced to break down the peroxide: 2H202 + catalase --> 2H20 + 03 + catalase (2.13) From the two reactions above, the original oxygen is reduced by half, and ultimately it will become zero. The glucose plus catalase enzyme system is very sensitive to pH, water activity, temperature, and various other factors. Also, it requires water for activation, so it cannot be used for low humidity products. Another disadvantage is that, when oxidation occurs. some reactions may generate undesirable odor compounds such as ketones or aldehydes (Labuza and Breene, 1989). An oxygen scavenger of this type has been commercialized by Bioka in Finland, which can be easily applied to the surface of polyolefins (Vermeiren et al., 2003). 36 2.2.3. Recent technologies in oxygen scavengers Oxygen scavenging technologies are the most developed and most patented of all active packaging technologies owing to their market success. The global market for oxygen scavengers was presumed to exceed $200 million, and exceed 10 billion units in Japan, several hundred million in the USA and tens of millions in Europe in 1996. This market was estimated at $1 billion by 2001 (Day, 2003). Before 1995, more than 70 patents involving oxygen scavengers had been granted across the world (Ozdemir and Floros, 2004). Recent US patents issued for oxygen scavenging focus on technologies that are incorporated into film or sandwiched in the structure of bottles. Another trend is non-metal systems replacing metals. Despite the fact that the speed and capacity of oxygen scavenging in film are fairly low compared to the oxygen absorbing sachets, the technologies for incorporating into film offer several advantages over sachets: useful for retorting or pasteurizing products using hot water, prevention against distortion or transformation by sachet contact with products, cost saving by production efficiency that does not need a secondary package, and elimination of inadequate consumer acceptance due to fear of ingestion. For the sandwiching technologies, FDA approval for use with post-consumer-recycled polyester (PC R PET) in soft drink bottles has accelerated introduction of the oxygen scavenging system for beer bottles. This oxygen scavenger system was developed by Continental PET technologies and is composed of nylon MXD6/cobalt salt mixed with a 2% blend of polyketones to enhance the oxidation reaction. It is used as the middle layer in PET bottles (Brody etal., 2001). Constar I ntemational Inc. developed "MonOxbar Plus", a blend of Constar’s patented “Oxbar” oxygen scavenger with ultraviolet-1ight-blocking PET. They commercialized it in a 46 oz monolayer ketchup bottle and a 750 ml wine PET container in 2008 (Constar 2004; 37 Kalkowski, 2008). Table 3 shows recent information about patents in the U8. Table 3. Recently issued US patents for oxygen scavenging systems Company Structure/composition year BP Amoco Corp. Copolymers comprising polyester segments 2000 + polyolefin oligomer segments BP Corp. Oxygen scavenging monolayer bottles 2007 (PET + oxygen scavenger of low migration level) Chevron Chemical Co. Oxygen scavenger consisting of poly (ethylene-methyl 2003 ' acrylate) terpolymer + gable-top carton Multilayer rigid container having oxygen scavenger 2006 selected cyclic olefinic pendent group C iba Specialty Chem. Oxygen scavenger for extrusion coating; 2003 oxidizable metal + polymeric resin (metallocene Polyethylene and styrene-rubber block copolymer) Cryovac Corp. Zeolite + an oxidizable compound and 2002 a transition metal catalyst + ethylenically unsaturated hydrocarbon Oxygen scavenging film with cyclic olefin 2007 copolymer + dosage of actinic radiation to trigger Eastman Chemical Co. Polyamide nanocomposites (silicate material) 2004 with oxygen scavenging capability Polyester based cobalt concentrates for oxygen 2007 scavenging compositions Honeywell Polyamide homopolymer + copolymer 2004 International Inc. + an oxidizable polydiene or oxidizable polyether Kuraray Co. EVOH + transition metal salt (iron. nickel, copper 2003 and cobalt salt) Mitsubishi Gas Oxygen permeating resin layer + deoxidizing resin 2000 Chemical Co. layer containing a particulate absorbing composition + smoothing layer + gas barrier layer 38 Table 3. (continued) Company Structure/composition year Oxygen absorbing multilayer film including 2004 gas barrier epoxy containing xylyenediamine unit (NCH2C6H4CH3N) Otsuka Pharmaceutical Oxygen scavenger for pharmaceutically acceptable 2004 salt (tetrazolylalkoxy-dehydrocarbostyril compound) Toyo Seikan Kaisha Organic oxidizing component (xylylene group 2005 + polyamide) + transition metal catalyst W.R. Grace and Co. Carrier material + metal loaded cationic 2000 exchange material Metal catalyzed ascorbate compounds (D- or L- 2004 ascorbic acid or a salt or a fatty acid) as oxygen scavenger 39 2.3. Regulatory issues According to the results from the 'Actipak' research project funded by European Commission (FAIR Project CT-98-4170), at least four types of food safety and regulatory issues related to active packaging of food needed to be addressed. First, any need for food contact approval must be established before any form of active packaging is used. Second. it is important to consider environmental regulations covering active-packaging materials. Third, there may be a need for labeling in cases where active packaging may give rise to consumer confusion. Finally, it is proper to consider the effects of active packaging in the microbial ecology and safety of foods (De Kruijf, 2000). Legislative demands regarding food packaging and food contact materials include specific consumer protection and environmental concerns. In various countries, legislation related to food contact materials has been framed. However, there are only a few specific regulations for these innovative concepts, and the basic criteria for these regulations differ between countries (Ahvenainen, 2003). In the USA, components directly introduced in foodstuffs or indirectly introduced through packaging are regarded as food additives that are defined in Section 321 (s) of the Federal Food, Drug and Cosmetic Act. Therefore, the active ingredients have to be evaluated as additives by strict toxicological testing before use according to 21 USC Section 348 (C) (3) (A). The manufacturer must submit a filing to the Center for Food Safety and Applied Nutrition (CFSAN) to demonstrate safety (FDA, 2002). If a manufacturer does not have to file a Food Additive Petition (FAP) or a Food Contact Notification (FCN) proposed by CFSAN, the manufacturer can seek C FSAN’s agreement that the substance is generally recognized as safe (GRAS). 40 Recently, FDA has been under increased pressure to regulate the use of nanotechnology, because research is not widely available to demonstrate the pattern of migration of active ingredients while the market is rapidly growing (Cole, 2007). The market using nanotechnology increased more than $860 million in sales worldwide in 2006, and is predicted to be a $30 billion market within 10 years (Helmut Kaiser Consultant, 2005). Oxygen scavengers using nanocomposites such as silicate or organo- clay have also been applied in the market (Hildebrandt, 8., 2005; Eastman Chemical Co., 2004). For this reason, the US. FDA’s Nanotechnology Task Force Team was organized in 2006 and released a report on the scientific and regulatory challenges related to the use of nanotechnology in products regulated by the FDA on July 23, 2007 (FDA News, 2007). The Task Force reported that the use of nanomaterials in products regulated by the FDA presents challenges similar to those products using existing technologies and other emerging technologies. In Japan, new components must be registered as chemicals according to the Guidelines for Screening Toxicity Testing of Chemicals. Migration behavior of active packaging has not been explicitly described in any of this regulation (Day, 2003; Ahvenainen, 2003). In Europe, only a few active packaging systems have been applied and the global market share is relatively small, because EU legislation is stricter than other countries such as USA and Japan (Climpson, 2005). Active releasing materials were not allowed before 2004 since the regulations at that time set an overall maximum migration limit of 60 mg/ kg food from the packaging into food for all packaging material including active packaging. This limit was not appropriate for active releasing materials, since it is often their aim to release substances above this limit. The active systems that were not limited 41 by the legislation at that time were absorbing materials such as oxygen scavengers and moisture absorbers, since they complied with the legislation at that time as long as the toxicological properties and quantities of migration of the active packaging materials were acceptable (Dongen and Kruijf, 2007). A new Framework Regulation (l935/2004/EC) including the use of active and intelligent packaging systems was adopted in 2004, and requires that they shall not endanger human health. This new Framework Regulation for Food Contact Materials is a regulation instead of the previous Directive (89/ l 09/EEC), which focused only on food- contact materials for food packaging and mostly related to plastic materials. All new active and intelligent packaging systems initially need to be evaluated by the European Food Safety Authority (EFSA) (Cole and Bergeson, 2007). EFSA said assessments for the substance migration will focus “on the migration into food of the active or intelligent substances, and of the substances possibly generated through degradation or reactions, as well as their toxicological properties” (Byme, 2009). 42 2.4. Migration from active packaging The key regulatory issue is food-contact approval, because substances may migrate into the food from active packaging. Such migrants may be intentional or unintentional. Intentional migrants include antioxidants, ethanol and antimicrobial preservatives, which require regulatory approval in terms of their identity, concentration and possible toxicological effects. Unintentional migrants include various metal compounds or other system components that could enter the food. In most countries, there are regulations limiting or prohibiting the quantities of such components in the food. However, no specific regulations exist on testing the suitability of active and intelligent packaging systems in direct contact with foods and, in many cases, the testing protocols used are not necessarily appropriate, being based on those developed for plastic packaging materials (Robertson, 2006). In order to solve these problems, in Europe, the Actipak project started in January 1999, and a selection of available active and intelligent systems was made for compositional analysis and overall migration study. The composition was experimentally verified by means of analytical techniques such as GC-MS, atomic absorption (AA) spectrometry, IR spectrometry, X-ray fluorescence (XRF) spectrometry and scanning electronic microscopy for energy-dispersive spectrometry (SEM-EDS). For the determination of the overall migration from the active and intelligent systems to the various food simulants, the relevant CEN EN 1 186 methods were evaluated by the Actipak project in Europe (De Kruijf et al., 2002). This is similar to the method (Food- type as defined in 21 CFR 176.170 (c)) recommended by FDA (FDA, 2002). Evaluation of OS composition was focused on determining the major active components and relevant reaction products [Table 4]. 43 Table 4. Some typical results of the evaluation of the composition of active packaging systems (Source: De Kruijf et a1. 2002) Packaging system Ingredients identified Oxygen scavengers iron powder silicates sulphite chloride polymeric scavenger elements: Fe, 81, Ca, Al, Na, Cl, K, Mg, 8, Mn, Ti, Co, V, Cr, P Ethylene scavengers plasticizer permanganate zeolite elements: Mg, Al, Si, K, Ca, Ti, Fe, Mn Moisture absorbers silicates plasticizer cellulose fiber sugars acids ethanol glycerol surfactant elements: Mg, Fe, Ca, K, 8, Ti, P, V Mn, Cr, Zn, Sr, Si, Al, Na Antimicrobial releasers acids silicates ethanol zinc elements: Si, Na, Al, 8, Cl, Ca, Mg. Fe, Pd, Ti More detailed research on the migration of oxygen scavengers was done by L0pez-Cervantes and other members of the TNO Nutrition and Food Research Institute in EUI'Ope (Lopez-Cervantes et al., 2003). They studied two commercial oxygen scavenger 44 systems: One (081) had the form ofa cup made of plastic and covered with a porous plasticized paper seal. The other one (081,) was a sachet laminated with paper and plastic. The weight and contact area of 081 was 6.28 g and 19.6 cmz. 08L was 56.7 g and 68.0 cmz. Species migrating from 081 and 08L which were stored for 10 days at 40°C immersed in 200 ml liquid simulant in a hermetically sealed jar were evaluated by XRF and SEM-EDS. The major elements were identified by XRF as Na, Cl and Fe. Minor elements detected were Si, P, Ca and others. SEM-EDS revealed Na, Cl, Fe, C and O as major elements and minority structures contained Ca and Cl. They concluded that the main components of the residue were NaCl and iron compounds, and that the main migrants were therefore NaCl and iron. Samples of the simulant were then taken for determination of NaC l and iron as well as the overall migration (OM) in water and 3% acetic acid. From Table 5, it can be seen that the sum of the calculated masses of migrated NaCl and iron compound [Fe(OAc)2] that was a mixture of ferric oxide, and ferric and ferrous acetate is close enough to the total migrated mass to be taken as an acceptable estimate of overall migration. Not only the quantities of overall migration, but also NaCl migrating into water and 3% acetic acid from 081 and 081, exceed the overall migration value of 60 mg/kg [12 mg/200 ml] set by EU legislation (European Commission, 1990). It is disputable how the limit should be applied because neither 081 nor OSL appear suitable for use in direct contact with these kinds of simulants. Even if they concluded that both systems should be positioned to minimize contact between their porous surfaces and packaged foodstuffs, it is not easy because oxygen scavenging systems positioned to minimize contact with food could be in contact with food during transportation or handling. Furthermore, in the case of a cosmetic which is filled in a tube, it is impossible to avoid contact with the contents. Therefore, to avoid or reduce the 45 quantity of migration below the value of 60 mg/kg, a new concept for the packaging system such as a multilayer film which incorporates an oxygen scavenger in the core- layer structure is needed. On the other hand, since proper simulants have not been identified for most of the pharmaceuticals or cosmetic products, food simulants have been used for pharmaceuticals and cosmetics (Figge et al., 1978). Table 5. Comparison of overall migration (OM) into water and 3% acetic acid, as calculated from total final residue mass, with specific migration of NaCl and Fe (the latter as Fe(OAc)2), as calculated from observed migration of chloride and iron, respectively. (Source: Lopez-Cervantes et al., 2003) Unit: mg/200ml OS element Simulant NaCl FC(OAC)2 NaC1+Fe(OAc)2 OM 081 water 88 :l: 6 0 88 i 6 107 :l: 9 3% HAc 72 i 12 654 :l: 67 726 i 68 707 :1: 17 08., water 821 i 8 3 i 0.1 824 :1: 8 898 :1: 6 3% HAc 968 :1: 86 688 :l: 69 1656 :1: 1 10 1263 i 56 46 2.5. Advances for active packaging As mentioned above, active packaging systems are already being successfully commercialized to extend shelf life in the US. and Japan. However, in Europe and other countries, only a few of these systems are in use and the global market share is relatively small (Dongen and Kruijf, 2007). The main reason is that EU regulation was tighter than those of other countries, and the rest, including Korea, do not have any regulation for this system. Therefore, when they do the future work not only to remove legislative barriers or establish proper safety regulations, but also to provide reliable information channels to consumers and realize economic advantages by using these technologies, many new opportunities in the food and non-food industries will arise and a bright future for active packaging can be expected. For the successful accomplishment of this work, some issues identified by the Actipak project in Europe are useful for consideration in other countries as well as in Europe (Robertson, 2006). 2.5.1. Major issues identified by Actipak The Actipak project (ACTIPAK-FAIR CT98-4170) was carried out by twelve people from research institutes such as TNO in. the Netherlands and industrial development centers to establish active and intelligent packaging systems within the relevant regulations in Europe (Ahvenainen, 2003; De Kruijf et al., 2002). This resulted in the adoption of a new Framework Regulation (1935/2004/EC, which was published on 27 October 2004). Some factors Actipak identified to be considered in the development of active packaging in the future (De Jong etal., 2005) are: 1) Several legal barriers: Active packaging concepts are already commercialized in many countries such as the USA and Japan, but they cannot be used widely in Europe yet. due 47 to legislative restrictions. 2) Reliability and effectiveness: All active systems should be thoroughly validated for each specific application to be sure that they are effective. 3) Economic issues: In order to expand active packaging. cost reduction is still a very important issue to solve. 4) Acceptance by consumers, food producers and retailers: it is necessary to provide reliable information to reduce the consumer resistance, and lack of knowledge about effectiveness. 2.5.2. Selection of an appropriate oxygen scavenger As oxygen scavengers are also one of the major components in active packaging, design of active packaging should satisfy some requirements as well as the considerations mentioned in the upper section 2.5.1. They should 1) Be harmless to the human body. Especially, in the case of sachets, they should provide clear information to consumers that oxygen absorbers are not food or food additives because there is the possibility of accidents. 2) Be designed so that the speed and capacity of the oxygen scavenger are appropriate for the shelf life of the products. 3) Not produce toxic substances or undesirable gases or off-flavors. 4) Be economically priced. 2.5.3. Package design and process control In consideration of processing technologies, polymeric materials containing oxygen scavenging components should have good processability, and be useful to 48 incorporate into appropriate packaging materials, and have high compatibility with commercialized polymers that are used in packaging design. The oxygen scavenging materials and packages such as film, bottles and other packaging must be kept in a stable condition and protected from premature activity. The most suitable packaging design is that the packaging materials and structures, especially the oxygen scavenging layer, are not deprived of their physical properties after the process of oxygen scavenging. Moreover, they should not generate any kinds of byproducts that can affect the sensory qualities such as off-flavor or change in nutritional properties of the packaged products (Lopez-Rubio, 2004). 49 2.6. 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Debevere, “Oxygen, ethylene and other scavengers,” in Raija Ahvenainen, ed., Novel Food Packaging Techniques, Woodhead Pub., Abington Cambridge, England, pp. 22-49, 2003. W.R. Grace and Co. (Inventors: Teumac, F.N., B.D. Zenner, B. A. Ross, L.A. Deardurff, M.R. Rassouli), “Metal catalyzed ascorbate compounds as oxygen scavengers,” US. Patent 6709724, Mar. 23, 2004. 55 3. DEVELOPMENT OF MULTILAYER FILM INCORPORATING OXYGEN SCAVENGER 3.1. Introduction As mentioned in section 1.3, one of the most important factors in developing commercial products and packaging to contain vitamin A compounds such as retinol is how to prevent the decomposition from oxygen (Barua and Hrold, 1998; Ball, 2006). Oxygen scavenging technology seems to solve the problem because it can effectively remove oxygen from the inner package environment (Ozdemir and Floros, 2004). Among the several active components that absorb oxygen, iron based material is most commonly used. Recently, the incorporation of oxygen scavengers in the middle layer of a multilayer film has been seen as a better way of resolving problems such as that the oxygen scavengers in a monolayer film are direct contact with products and that sachet types are not appropriate in tube type containers because of inserting or tagging problems (De Jong etal., 2005; Robertson, 2006). The research of Foltynowicz shows that small particles of oxygen scavengers tend to agglomerate. This agglomeration is the clumping together of small particles of oxygen scavengers, which occurs during the extrusion process. The oxide layer, which forms on the surface of the agglomerates on exposure to oxygen, hinders further oxygen access to the bulk scavenger and results in a decrease of oxygen uptake (Foltynowicz, et al., 2002). It also influences the mechanical properties because of uneven bubble shape caused by agglomerations in the film during the blown film process. Therefore, another major factor is how to make oxygen scavenging multilayer films without any agglomerations, because they can reduce not only the mechanical and thermal properties but also the oxygen 56 absorbing capacity. Thus, the first objective ofthis study is to develop a multilayer film incorporating iron based oxygen scavenger as follows: 1) To design a proper multilayer structure and process conditions 2) To have the best value for mechanical, optical and thermal properties 3) To evaluate the oxygen absorbing capacity in multilayer films 57 3.2. Materials and methods 3.2.]. Experimental work 3.2.1.1. Film design and material selection The film was designed with a three-layer structure and manufactured by a co- extrusion blown film process which has three extruders. The inner and outer layers were composed of high density polyethylene (HDPE) and the core layers were an oxygen scavenging material mixed with the same HDPE as used in the inner and outer layers. Oxygen scavenging materials (081 and 082) were compounded iron powders with polyethylene as a base resin, and the oxygen uptake capacity (cc Og/g) was designed to have the same value. They were all commercialized products; 081 was received from a company in Europe, and 082 was purchased from a Japanese company. To improve dispersion of oxygen scavenger in the film, linear low density polyethylene (LLDPE) was used instead of HDPE, which had resulted in some agglomerations during processing the film. The polymers selected for the investigation are all commercialized materials and are listed in Table 6. The total thickness of the film that was designed experimentally was 130 ~ 225 am. The thickness of the inner and outer layers which consisted of LLDPE or HDPE were approximately 25 ~ 30 ,um, and the middle layer which consisted of oxygen scavengers was 75 ~ 175 um. In order that oxygen scavenging materials of the middle layer do not contact the product directly, the inner layer must be designed to be at least 12.5 ,um (0.0005 inch) thick (plastic film) and 25 um (0.001 inch) thick (plastic sheet) for the material in the middle to be considered generally recognized as safe (GRAS) by the US. FDA (Brody etal., 2001). 58 Table 6. Characteristics of the materials selected Material Commercialized Melt Index Density Registration Country (g/ 10 min) (g/cc) ASTM D1238 ASTM D1505 081 Europe 3.0 1.42 US FDA, US TSCA, ECCS, 082 Japan 5.0 1.38 MHW, GSTTC LLDPE Korea 1.0 0.928 US FDA HDPE Korea 0.07 0.956 US FDA US FDA: United State Food and Drug Administration US TSCA: United State Toxic Substances Control Act ECCS: European Community Compliance Statement MHW: Ministry of Health and Welfare (JAPAN) GSTTC: Guideline for Screening Toxicity Testing of Chemicals 1) Calculation for weight of oxygen scavenger Before making the desired oxygen scavenging film, it was necessary to calculate the weight of oxygen scavenger needed in the middle layer of the film. In order to determine the required content of oxygen scavenger, the volume in the headspace of the package was measured by using a syringe to inject water into the headspace of a packaged product. The average air volume of the headspace (Va) was 5.2 cc. Then, the volume of oxygen present in the headspace of the package (Vo) could be calculated as follows: Vo=Vax[02]/100 =5.2ccx21/100=l.09cc (3.1) M=Vo/Co=l.09cc/18cc/g=0.061 g (3.2) where, [02]: initial 02 concentration in package (= 21% if air) M: needed weight of oxygen scavenger material 59 Co: oxygen uptake capacity (18 ccOg/g), 081 and 082 had the same values. 2) Calculation for film thickness of oxygen scavenging layer From the equation (3.2), the needed weight of oxygen scavenger materials to absorb fully the oxygen in the headspace of the package was 0.061 g. In order to incorporate the materials (0.061 g) in the middle layer of the film, the desirable film thickness ofthe middle layer (Tmi) was calculated using the following equation: M=thmeD (3.3) Rearranging to solve for Tmi, Tmi = M / (Sh x D) (3.4) where Sh is the interior surface area of the headspace in the package. Sh = 27tr x h = (2 x 3.1416 x 1.22 cm) x 2.0 em = 7.67 cm x 2.0 cm = 15.34 cm2 (3.5) where h is the interior height of the headspace in the package (2.0 cm). Since most of the residual oxygen was located in the headspace of the package, Sh was calculated instead of 8 (total interior surface of the package). D was the density of the middle layer. For film having different formulations, such as when the formation of the middle layer was changed by adding LLDPE or HDPE resin into the oxygen scavenger material (M = 0.061 g), the desirable film thickness (Tmi) was calculated using the following equation: Tmi = Mi / (Sh x Di) (3.6) where M1 is the weight of the blend of LLDPE or HDPE with the oxygen scavenger material (M = 0.061 g), Di is the new density ofthe blend with LLDPE or HDPE. 60 In the case where HDPE was added 70 wt % into 081 that had 0.061 g of oxygen scavenger material, the ratio of 081 was 30 wt %, Tmi was calculated as follows: M Tmi 2 M = 55.37; Sh x Di Sh x [(1 — OSlwt%) x HDDi + OSl.wt% X OS] Di] 0.061g (3.7) [6.31 — (15.34cm2)x[(1-0.3)x 0.956g/cm" + 0.3x 1.42g/cm3] = 0.01210 cm = 121.0 ,um where HDDi was the density of HDPE, and OSIDi was the density of 081 . When LLDPE was added 50 wt % into 082 that has 0.061 g of oxygen scavenger material, the ratio of 082 was 50 wt %, Tnm was calculated as follows: M Tmi 2 Mi : oszwtu; Sh x Di Sh x [(1 — 052wt%) x LLDi + 052.18% x 082Di] 0.061g (3.8) l 0.51 z (15.34cm2)x[(1— 0.5) x 0.928g/cm" + 0.5 x 1.38g/cm3] = 0.00689 em = 68.9 ,um where LLDi was the density of LLDPE, and 082Di was the density of 082. When the ratios of 081 or 082 and HDPE or LLDPE were changed, the desirable film thicknesses in the middle layer were changed as shown in Table 7. 61 Table 7. Desirable film thicknesses in middle layer Components of middle layer Di Mi Tmi Average Middle layer Middle layer HDPE LLDPE 081 082 Density film weight film thickness N0. (wt %) (wt %) ('Wt‘Vo) (wt°/o) (g/Cm’) (8) (tan) D0 0 100 1.420 0.061 28.0 D1 50 50 1.188 0.122 66.9 D2 60 40 1.142 0.152 87.1 D3 70 30 1.095 0.203 121.0 D4 75 25 1.072 0.244 148.4 D5 50 50 1.174 0.122 67.7 D6 50 50 1.154 0.122 68.9 3.2.1.2. Experimental film structures In order to develop a good active package, it is most important to make a good functional film. For this purpose, several kinds of films were tested. The first step was to determine the amount of agglomeration in the films because this could affect the oxygen scavenging capacity. The next step was to evaluate the appearance and properties of the films. To determine the agglomeration, HDPE and 081 resin were blended and processed, and are shown from A to D in Table 8. However, the results of evaluating the samples for agglomeration were very poor as shown in Figure 12, so the films E and F in Table 8 were produced as a second trial. The thickness of films using LLDPE was adjusted slightly from HDPE based films, as shown in Table 8. To compare properties of the two oxygen scavenger materials (081 and 082), the films were produced using the same process conditions. 62 Table 8. Design for each layer of films (Unit: pm) No Inner Layer Core Layer Outer Layer Total Material Thick. Material Thick. Material Thick. Thick. MinI Design2 A HDPE 25 *HDPE(50%)+OSI(50%) 66.9 80 HDPE 25 130 B HDPE 25 *HDPE(60%)+OSI(40%) 87.1 105 HDPE 25 155 C HDPE 25 *HDPE(70%)+OSl(30%) 121.0 145 HDPE 25 195 D HDPE 25 *HDPE(75%)+OSI(25%) 148.4 175 HDPE 25 225 E LLDPE 30 LLDPE(50%)+OSI(50%) 67.7 75 LLDPE 30 135 F LLDPE 30 LLDPE(50%)+082(50%) 68.9 75 LLDPE 30 I35 ' : Calculated theoretical thickness 2 : Margin-added thickness (~10 - 20% surplus over theoretical thickness) *: Melt-blending was done in a co-rotating twin screw extruder with a 30 mm screw diameter and 30:1 L:D ratio outfitted with 2 vent ports. 3.2.1.3. Processing conditions The 6 kinds of films in Table 8 were produced using a co-extrusion blown film line that had 3 extruders. The film line is shown in Figure 10 and the specifications of the film line are shown in Table 9. Two process conditions were used. The first condition was used for HDPE blended polymers, and the second for LLDPE blended polymers. The processing conditions for A, B, C and D in Table 8 are shown in Table 10-1, and E and F are shown in Table 10-2. 63 Table 9. Specification of blown film line Extruder Screw Dia.(mm) Output (kg/hr) Inner Layer 65 75 Core Layer 90 150 Outer Layer 65 75 Total Output 300 Figure 10. Co-extrusion blown film line (Reifenhauser, Germany) 64 Table 10-1. Condition 1: Processing temperatures for HDPE blended polymers Barrel in Extruder Layer Unit Screen Adapter Die C1 C2 C3 C4 Changer Inner °C 145 149 153 157 160 165 163 Core °C 148 154 166 170 170 | 72 163 Outer °C 149 152 154 158 160 165 l 63 Table 10-2. Condition 2: Processing temperatures for LLDPE blended polymers Barrel in Extruder Layer Unit Screen Adapter Die C1 C2 C3 C4 Changer Inner °C 130 133 I36 140 145 150 148 Core °C 133 137 142 I48 153 I60 148 Outer °C 130 133 136 140 145 150 148 3.2.1.4. Film preparation and sampling The LLDPE monolayer film and oxygen scavenger (081 and 082) containing multilayer films previously prepared were used for further testing of appearance, optical, thermal and mechanical properties. All films were kept at dry conditions (under 40% RH) through nitrogen gas purging for 2 min and sealed in aluminum laminated pouches after they were made. All packaged sample films were stored at 23 °C. Each sample was collected by cutting five pieces from the film after unwinding 2 m of each stored film. 65 3.2.2. Evaluation of appearance and optical properties 3.2.2.1. Microscopy Although the manufacturer claims that '1 g of oxygen scavenger material can remove 18 cc of oxygen, the efficiency can be reduced due to particle agglomeration (Brody et al., 2001). Therefore, it is necessary to determine the amount or presence of agglomeration in the film before performance tests. The testing method was to count the numbers of agglomerates in 5 samples (10 cm x 10 cm) which were cut randomly from the film. Agglomerations and the detailed images of the agglomeration were captured with a stereo microscope (Model SMZ-U, Nikon, Japan) equipped with a 35 mm camera. A 2x objective lens at 10 x zoom magnification and 2.5 x camera relay gave a 50 x final magnification of the samples. A stage micrometer was used to measure sizes of the images. 3.2.2.2. Scanning electron microscopy (SEM) A scanning electron microscope (SEM), model 2020 configured with a lanthium hexaboride (LaB6) filament, manufactured by ElectroScan (FEI company, Hillsboro, Oregon) was used to observe the morphology of multi-layer films incorporating oxygen scavenging material in the middle layer. The acceleration voltage ranged between 10 and 20 KeV, while the water vapor pressure ranged between 2 and 3 Torr. The specimens were examined in their natural state (no conductive coating). 3.2.2.3. UV/VIS spectrometer In order to compare the transparency (% light transmission) between oxygen scavenging films, the transmission of visible and UV light was measured with a Perkin 66 Elmer Lambda 25 UV/VIS Spectrometer from Perkin Elmer, Wellesley, MA. The samples were measured from 190 nm to 800 nm using an integrating sphere, and scan speed was 480 nm/min. Samples used films E and F. LLDPE film was used as a control sample. 3.2.3. Evaluation of thermal properties 3.2.3.1. Differential Scanning Calorimetry A differential scanning calorimeter (DSC Q 100, TA Instruments, DE) was used to determine the thermal transitions of films E and F containing oxygen scavenging materials according to ASTM D-3418, and then calculate the % crystallinity, which may influence the rate of migration. These experiments were performed at a heating and cooling rate of 10°C/min from -80 °C to 180 °C using henneticalIy-sealed aluminum pans. The weight of the samples was approximately 8 mg and the nitrogen gas flow rate was 70 . ml/min. 3.2.3.2. Thermo Gravimetric Analysis A thermo gravimetric analyzer (TGA 2950, TA Instruments, DE) was used to determine the weight of the iron powders in the oxygen scavenging materials in films E and F, and LLDPE film was used as a control. The initial weight of the samples was approximately 3 mg. Experiments were performed in platinum pans at a ramp rate of 10 °C /min under nitrogen purge flow (70ml/min) from room temperature to 600 °C. 3.2.4. Mechanical properties The tensile strength, modulus of elasticity and the percent elongation of different .67 film samples, which were composed of LLDPE, 081 and 082 films, were measured by a Universal Tester (lnstron) model 5565 (Norwood, MA). Five specimens of each film were used, and the testing procedure was performed in accordance with the ASTM standard method for thin plastic film (D882A - 97). A sample width of 1 inch and initial grip gap of 2 inches with a grip separation speed of 20 in/min were used. 3.2.5. Oxygen absorbing capacity Samples that were made of 50/50 (oxygen scavenging material/LLDPE resin), 30/70 and 20/80 blends in the core layer of the films were prepared by cutting and weighing 4.0 g of film. The film was folded and placed in a clean pint (550 cc) glass canningjar. A 1 ounce (35 m1) wide mouth vial containing 15 ml of deionized water was added to produce 100 % relative humidity in the jar. An upper glass bowl was capped with a sealing lid that contained a septum. The upper bowl and Iowerjar were tightly sealed to each other with grease oil and a stainless steel band [Figure 1 I]. The oxygen content in the air on day 0 was tested and recorded by extracting air from the cap through a septum in the seal lid. The oxygen content in the jar was tested and recorded using an Oxygen Headspace Analyzer Model-3500 (Illinois Instruments). The jar with the test film and water vial was stored at 22 °C for 30 days. 68 Cap with seal lid containing a septum l/ .1188 bowl . ' \ 2‘: 5‘ Figure 1 1. A pint canning jar to measure the oxygen absorbing capacity 3.2.6. Statistical Analysis Statistical evaluation ofthe data was performed using SPSS (SPSS Inc., 2004). Significance levels were reported at the 95 % confidence level (p < 0.05) using Tukey’s honestly significant difference (HSD) multiple comparison. The results of statistical analysis are shown as mean values :1: standard deviation. 69 3.3. Results and discussions 3.3.1. Appearance and optical properties 3.3.1.1. Agglomeration in films Since the capacity of oxygen scavengers is affected by the presence of agglomerates in the film, the first task was to determine the presence of agglomerations in the films. Agglomerations appeared as black spots in sample films. From Figure 12, it can be seen that the films that were made from HDPE resin all had small or big black spots. The black spots in film A were larger and more numerous than in any other samples. In the center of the picture is shown the agglomeration magnified 400 times. The black spots in the film D that used only 25 % of oxygen scavenger materials (081) were very small in size, but still present. From the films A, B, C and D, the higher the content of oxygen scavenger materials, the more agglomerations were generated in the films. In case of the film B that was made of 60 % HDPE with 40 % oxygen scavenger material (08 l ), small or big black spots were observed, even after melt-blending the polymer in a co-rotating twin screw extruder for better dispersion of the oxygen scavenging material. Films E and F were produced at the same production conditions and same base material (50% of LLDPE resin), but used different oxygen scavenging materials (081 and 082). While the black spots appeared in film E, they were not observed in film F. 70 Black spots in O : agglomerations of particles Figure 12. Agglomerations in various oxygen scavenging films Consequently, it seems that 082 is preferred to make a blown film at the selected conditions. Studies on improving the process conditions or techniques related to 081 are left for future work. As a result, film F was adopted as the oxygen scavenging film to make the active packaging for this project. 3.3.1.2. Total thickness of films The average total thickness of the LLDPE films was 135.9 umum and-the standard deviation was 5.92 am. The thickness of 082 was in the middle as 131.7 i 7.062 11111 among the three films, and 081 had the lowest average total thickness, 126.2 um i 12.89 am. While the thickness of 082 was not significantly different from either 081 or LLDPE. 71 the thickness of 081 was significantly less than that of LLDPE film. Moreover, the standard deviation of 081 was almost two times that of the others (LLDPE and 082) [Table l 1]. Considering they were made under the same process conditions, the increased thickness variation of 081 might result from lack of uniform thickness in the bubble foam due to agglomerations of oxygen scavenging materials in the film E. Table l 1. Total thickness of LLDPE, 081 and 082 Sample Film Total thickness (mil) (74m) LLDPE Control 5.35 i 0.233 a 135.9 i 5.92 051 Film E 4.97 i 0.507 b 126.2 d: 12.89 052 Film F 5.17 :1: 0.309 ab 131.7 i 7.06 Mean :1: standard deviation, n = 30 Different letters within a column are significantly different (p < 0.05) 3.3.1.3. Morphology ofthe film A cross-sectional image of film F is shown in Figure 13. The film consists of LLDPE (31 um)/LLDPE + 082 (74 tutti/LLDPE (32 m) and its total thickness was 137 run. This sample was somewhat thicker than the average total thickness of film F, but it was within i lo. The particles of oxygen scavenger were well dispersed in the LLDPE matrix layer and most of the particle sizes were smaller than 10 ,um. 72 LLDPE / LLDPE-19082 l-LLDPE‘ (31.1m) (73.8741) (3.2.2118) Figure 13. Cross-sectional image of film F: The middle layer is 50 wt% of082 resin mixed with 50 wt% of LLDPE resin. 3.3.1.4. Transparency LLDPE (Control film), 081 (Film E) and 082 (Film F) were scanned from 190 am to 800 nm by a UV/VIS spectrometer. with scan speed of480 nm/min. The value of each sample is shown in Figure 14. LLDPE shows the highest value in % light transmission, and the value of 082 was much lower than 081. After 400 nm, while LLDPE shows around 95 %, 081 shows near 80 % but 082 shows below 40 %. One more interesting thing is that while the average % light transmission of 081 was a little lower than that of LLDPE, the value of 082 was much lower than that of 081 or LLDPE. It seems that the transparency of 082 was dramatically reduced by the good dispersion of oxygen scavenger without any agglomeration and the bigger particle sizes than those ofOSI, which can interrupt the light transmission [Figure 15]. 73 ‘ v-ooon.oo.uoo — LLDPE OS 1 082 . w 6‘ ‘ 00".” MW u 1...... x1 00‘. n- n _ m m m gov oofififimfifi. 800 700 600 500 400 300 200 Figure 14. % light transmission of LLDPE, 081 and 082 Particle of oxygen scavenger (Un1t: 10’l um) 082 film Figure 15. Dispersion state and particle sizes of oxygen scavengers in 081 and 082 film 081 film 74 3.3.2. Thermal properties 3.3.2.1. Tg, Tm, and Crystallinity Using a differential scanning calorimeter (DSC Q 100, TA Instruments, DE), the Tm was determined. The Tm of 081 was 124.04 C, and Tm of 082 was 123.79 °C [Figure 16]. The values of Tm for the two oxygen scavenging films (081 and 082) were nearly the same. The Tg was not measured because it is below the -80 °C limit of the system. As crystallinity generally influences the permeability, the approximate percent crystallinity of 081 and 082 can be calculated from measurements of the heat of fusion made using DSC (Selke et a1, 2004). The crystallinity of 081 was 25.6% and for 082 was 30.8%. The equations for percent crystallinity of 081 and 082 are as follows: Percent crystallinity of 081 = AHfl x100 = 2317- x 100 = 25.6% (3.9) AHf* 286.2 Percent crystallinity of 082 = AHf2 x100 = flx 100 = 30.8% (3.10) AHf* 286.2 where, AHfl : Heat of fusion ofthe sample (081) AHf2: Heat of fusion ofthe sample (082) AHf * : Heat of fusion of 100% crystalline LLDPE (286.2 J/g) The value of 081 (25.6%) in percent crystallinity is lower than 082 (30.8%). This may be related to decrease mechanical orientation due to the inefficient bubble foam caused by agglomeration in the blown film process. 75 051.001 .---- 052.001 - "0'9“: 110.36‘C (051) (082) 1.. 1 103 L E 1 . v 1 ' (052) (05') 3 0- Q 115.97°c 119.41°c u. _ __ _ 88.07Jlg 73.3719 ‘66 .._ Q) I Melting -1~ J 124.04°c 123.79% 1 (081) (052) -2 ...,...,...,...T...,... -100 -50 0 50 100 150 200 Temperature (°C) Figure 16. DSC chart of 081 and 082 3.3.2.2. Thermo gravimetric analysis (TGA) From the TGA data in Table I2 and Figure 17, 0.29% by weight of components in 082 were lost at 444.92 °C , and at 575.09 C only 8.43% (0.242 mg) remained as residue. The peak gravimetric loss rate was at 530.88 °C (2.461 %/°C ). The residue of 081 was 76 10.63%, but that of the film control was 1.42%. Therefore, the residual materials in the 081 and 082 above those of the film control (LLDPE) were about 7 ~ 9%. These major residual materials are assumed to be ferrous components because it is known that the oxygen scavenging compounds consist of about 7 ~ 10 weight percent of iron components in a base polymer such as polyethylene or polypropylene (Brody et a1. 2001). The thermal degradation of LLDPE and other additives started in the range of 400 ~ 410 °C and was complete at around 570 °C. The peak points of gravimetric loss in OS 1 , 082 and the control were located in the range of ~545 - 550 °C and the rates were ~2.2 - 2.5 %/°C. Table 12. TGA data for LLDPE, 081 and 082 Sample Gravimetric Loss Peak Gravimetric Loss Residue Size Temp Loss Temp Loss-rate Temp Residue-rate Residue (mg) (°C) (%) (°C) (%/°C) (°C) (%) (mg) LLDPE 2.90 448.35 0.25 546.24 2.566 571.22 1.422 0.0374 081 3.90 406.33 0.23 549.36 2.171 574.28 10.630 0.4145 082 2.87 444.92 0.29 550.88 2.461 575.09 8.430 0.2419 77 Weight (%) 8 v 1 1 1 I r r r I 1 r I I 1 100 200 300 ' Temperature (°C) 1) 081 residue: 10.63% 2) 082 residue: 8.43% 3) 08c (LLDPE) residue: 1.422% Figure 17. TGA chart to compare with LLDPE, 081 and 082 78 Deriv. Weight (%/°C) 3.3.3. Mechanical properties The tensile strength in the cross direction (CD) and machine direction (MD) of LLDPE films, which was used as a control sample to compare with the films E and F, were 385.91 kg/cm2 and 379.41 kg/cm2 respectively, and the break elongation in CD and MD of LLDPE films were 929.7% and 913.9% respectively. Therefore, there were no significant differences between the two directions in LLDPE films (p 2 0.05, n = 5). However, the tensile strength in CD and MD of 081 films decreased to 228.95 kg/cm2 and 241.80 kg/cm2 respectively, and the elongation at break in CD and MD of 081 films also decreased to 700.8% and 612.3% respectively. The differences in these values between LLDPE and 081 were significant (p < 0.05, n = 5). For the 082 film, the values of tensile strength in CD and MD were 262.61 kg/cm2 and 309.74 kg/cm2 respectively, and the average elongation at break in CD and MD were 759.2% and 707%, which were also significantly decreased from those of LLDPE films (p < 0.05, n = 5). Consequently, the decrease of values for 081 and 082 may be influenced by the presence of inorganic materials such as ferrous or ferrous oxides in the film. One more interesting thing was that the differences between the values of 081 and 082 for MD were significant (p < 0.05, n = 5). The agglomeration in the 081 film seemed to affect the decrease of these values. Break strength also showed similar results, as shown in Table 13. The decrease of values for 081 and 082 compared with LLDPE might be influenced by the presence of inorganic materials such as ferrous compounds in the film. The value of 081 was overall lower than 082, due to the agglomeration in the 081 film. 79 Table 13. Mechanical properties in LLDPE (Control), 081 (Film E) and 082 (Film F) Sample Film Tensile Break Break Direction Strength Strength Elongation (kg/cmz) (kg/emf") (%) LLDPE CD 385.91 :1: 26.043 a" 344.92 i 26.017aD 929.7 :5 36.143” MD 379.41 21% 25.237 ‘0 339.13 :1: 24.327 ‘1’ 913.9 i 24.89 ”’ os1 CD 228.95 1: 7.969 bE 189.91 :1: 28.279 b“ 700.8 :1: 10.98 b“ MD 241.80 3: 12.626 3‘3 194.42 3: 12.390 3“ 612.3 1: 11.06 3* 082 CD 262.61 1: 13.355 “3 219.54 :t 13.291 b“ 759.2 3: 20.27“5 MD 309.74 i 16.6403F 264.13 i 19.8143F 707.3 d: 14.66 3“ Mean :1: standard deviation, n = 5 Different letters or numbers (a through c for CD; 1 through 3 for MD; D through G for between CD & MD) within a column are significantly different (p < 0.05) 3.3.4. Oxygen absorbing amount of multi-Iayer film The amount of oxygen absorbed was evaluated for 081 and 082 multi-layer films incorporated with 20%, 30% and 50% oxygen scavenging (OS) material. From Table 14, the 0 day concentration was calculated as 20.9% oxygen, the same as the oxygen concentration in ambient air. The amount of oxygen in thejar was calculated by multiplying 20.9% by the volume of the jar. The 30 day concentration was measured by oxygen headspace analyzer, and the amount of oxygen was also calculated. After 30 days at room temperature (23 °C) and 100% humidity, the oxygen absorption was 5.68 cc/g of film at 50% 08 content, 3.36 cc/ g at 30% and 2.24% at 20% in the 081 film. This showed that the oxygen absorption increased at almost the same ratio as the oxygen scavenging content as was expected. The results for the 082 film 80 were similar as the average oxygen absorbing amount of 082 was 6.10 cc/g, but it was significantly different (p < 0.05, n = 3) from the value for 081 film. It seemed that the agglomeration of oxygen scavenging material in the 081 film reduced the amount of oxygen absorbed. Table 14. Amount of oxygen absorbed Film 08 0 day 30 day ‘ Absorbed 2 Film 3 Absorbed 4 02 content 02 02 02 weight 0; amount absorb. amount amount amount /fi|m weight ratio cc/jar cc/jar cc g cc/ g % 081 50% 201.5 178.7 22.8 4.01 5.68a 50.7 30% 199.1 189.0 10.1 3.01 3.36 29.9 20% 205.0 198.3 6.7 2.99 2.24 20.0 082 50% 201.9 177.5 24.4 4.00 6.101) 50.4 30% 199.3 188.4 10.9 3.00 3.63 30.1 20% 203.3 196.0 7.3 3.02 2.42 20.0 I Absorbed 0; amount: 30 day 02— 0 day 02 = 201.5 — 178.7 = 22.8 cc 2 Film weight: The weight of 08 film that was inserted in thejar. 3 Absorbed Oz amount/film weight 4 O2 absorb. ratio: It is made to evaluate the change of 02 absorbing ratio to compare with the change of 08 content. - The values of absorbed 02 amount per film weight in 20% of 081 or 082 are considered as 20.0% (02 absorb. ratio), the value of absorbed 02 amount per film weight in 50% of 081 is calculated as follows: 081-50% (5.68)/OSl-20% (2.24) x 20% = 50.7% Different letters (a through b) within a column in 50% of 081 and 082 are significantly different (p < 0.05). 81 3.4. Summary Development of a multilayer film incorporating iron based oxygen scavenger was done successfully and the 082 film was preferred to adopt as an oxygen scavenging film to make an active packaging. The conclusion of development of the project can be summarized as follows; 1) Agglomeration in the film All films except F (082) were observed to have various sizes of agglomeration generated during the blown film process, which increased when the content of oxygen scavenger was increased or HDPE resin was used instead of LLDPE resin. Therefore, film F, which was made of 082 mixed with LLDPE resin and produced by the blown film process at the selected conditions, was preferred to other films based on amount of agglomeration. 2) Optical properties LLDPE shows the highest value in % light transmission, and the value of 082 was much lower than 081. After 400 nm, while LLDPE shows around 95 %, 081 shows near 80 % but 082 shows below 40 %. Especially, the value of 082 was much lower than that of 081 or LLDPE. It seems that the transparency of 082 was dramatically reduced due to the good dispersion of oxygen scavenger without any agglomeration and the bigger particle sizes than those of OS 1 , which can interrupt the light transmission. 3) Thermal and mechanical properties The value of 081 (25.6%) in percent crystallinity is lower than 082 (30.8%). This may be related to decrease mechanical orientation due to the inefficient bubble foam caused by agglomeration in the blown film process. From the TGA analysis, the residual materials in the 081 and 082 films were about 7 ~ 9% above the value of residue in 82 LLDPE. These are assumed to be ferrous components because they are major components in the oxygen scavenger and are not volatilized at 600 °C. For the mechanical properties such as tensile & break strength and break elongation, the decrease of value for 081 and 082 compared with LLDPE might be influenced by the presence of inorganic materials such as ferrous compounds in the film. The value of 081 was overall lower than 082. It might result from lack of uniform thickness in the bubble shape due to agglomerations in the blown film process. 4) Oxygen absorbing amount The oxygen absorbing amounts of all 081 and 082 films increased at almost the same ratio as the oxygen scavenging material contents. Therefore, the oxygen scavenging effects of the films were useful even though it had a multilayer structure containing coextruded LLDPE on the inside of the film. The 082 film was a little better (p<0.05) than that of the 081, consuming 6.10 CC/Og per g film after 30 days storage at room temperature (23 °C ) and 100% RH, because agglomeration in 081 film resulted in a decrease of oxygen uptake. 83 3.5. References Ball G.F.M., Vitamins in Food: Analysis, Bioavailability, and Stability, CRC Press. Taylor & Francis Group, Boca Raton, FL, pp. 39-51, 2006. Barua, AB. and CF. Harold, “Properties of retinols,” Molecular Biotechnology, '10: 167- 182, 1998. http://www.springerlink.com/content/b234wu0tl h607 l 82/ Brody, A.L., E.R. Strupinsky, Kline L. R., Active Packagingfor Food Applications. Technomic Pub., Lancaster, PV, PP. 1 1-86, 2001. De Jong, A.R., H. Boumants, T. Slaghek, J. Van Veen, R. Rijk, & M. Van Zandvoort, “Active and intelligent packaging for food: Is it the future?, ” Food Additives and Contaminants, 22: 975-979, 2005. Foltynowicz, Z., W. Kozak and R. Fiedorow., “Studies of Oxygen Uptake on O2 Scavengers Prepared from Different Iron containing Parent Substances”, Packaging Technology and Science, 15: 75-81, 2002. Ozdemir, M. and JD. Floros, “Active Food Packaging Technologies, ” Food Science and Nutrition, 44: 185-193, 2004. Selke, Susan. E.M., John D. Culter, Ruben J. Hernandez, Plastic Packaging, 2nd Hanser Pub., Munich, pp. 63-72, 2004. Robertson, G.L., Food Packaging: Principles and Practice, 2nd ed., Taylor & Francis/ CRC Press, Boca Raton, FL, pp. 285-31 1, 2006. 84 4. DEVELOPMENT OF ACTIVE PACKAGING 4.1. Introduction In recent times, co-extruded multilayer containers that incorporate ethylene vinyl alcohol (EVOH) or other plastic barrier tubes have been widely used in food, health care and cosmetic packaging. However, EVOH has some limitations for moist products due to its sensitivity to humidity, and plastic barrier materials such as SiOx or A1203 coated film also have some limitations at protecting from photo-degradation caused by UV light (Rooney and Yarn, 2007). Furthermore, they have critical problems that are the presence of oxygen in the product itself and the residual oxygen of the headspace in the package (Brody at al., 2001). In particular, it is extremely difficult to control or remove the oxygen in the headspace by nitrogen gas flushing during a finishing process such as tube- sealing in the cosmetics industry. The oxygen in the headspace of the packaging and in the product itself or transmitted light can cause not only reduction of retinol content, but also off-flavor, color change, and increased microbial growth (Ball, 2006; Barua and Harold, 1998). For these reasons, packaging containing aluminum foil was designed, instead of plastic barrier materials, to protect perfectly from the sunlight and the outside oxygen. Additionally, as active packaging, a ferrous based oxygen scavenger material that is incorporated into the core-layer of a three-layer blown film was contrived to solve the problem in conventional co-extruded multi-layer barrier containers or other passive packaging through absorbing the oxygen inside the packaging [Figure 18]. Thus, the first objectives of this study are: 1) Development of an oxygen scavenging film - To set up a proper multilayer structure and process conditions 85 - To have the best value for mechanical, optical and thermal properties 2) Development of an active package for cosmetics - To evaluate the performance of the oxygen scavenger in reducing oxygen concentration in the headspace of active packages, compared with conventional packages - To evaluate extension of shelf life through the evaluation of retinol content in cosmetics. Conventional Passive Packaging Active Packaging Outside Inside Outside Inside 02 B 02 02 B if?- fi’éi . A L/» . B A; 841$ IR! \\j[ . / R __ 1F 0 . I 02 . ' . ‘ R 0 R O 0 a Light F . C ‘3 . _ 0 E . 11 1%. P 3 Light 7 M B 0 H P ' P O: . 51* 0 iii 0 9 I 0 Oxygen Scavenger EVOH: Ethylene Vinyl Alcohol PO: Polyolefins group Figure 18. Design of active packaging for cosmetics 86 4.2. Materials and methods 4.2.1. Package design Figure 19 shows the structure of the package designed for this project. In order to perfectly protect against degradation of retinol components by light and oxygen from outside conditions and keep moisture in the inside of the package for activation of the oxygen scavenger, 16 ,um thickness of aluminum foil was used as a barrier material in the active packaging system. The 082 film was selected for the active component, because it did not have any agglomerations, so it was expected to have better printability, mechanical properties and oxygen scavenging capacity. For good sealing, a mono-layer LLDPE film, thickness 30 um, made by a blown extrusion film line, was co-extruded on both the outer layer and the inner layer. The LLDPE film of the outer layer and the adjacent PET film as well as the PET film and the aluminum foil were dry laminated (Okazaki, Japan) with a polyurethane based adhesive (AD® 502, Toyomorton). The aluminum foil was extrusion laminated (Sumitomo, Japan) to the coextruded oxygen scavenger film with an adhesive that is a copolymer of ethylene and acrylic acid (Nucrel® 30707, DuPont). The 25 um biaxially oriented polyester film (Hyosung, Korea) was used to obtain the desired stiffness. The design of the active packaging and laminated structure can be found in the patent for “laminate for cosmetic tube with oxygen absorbing function” (Shin, et al., 2006). 87 I.I.I)PF. — ()utcr (30pm) Dry Lamination 1 Q PET (251m) . 5 2:35., Dry Lamination 2 Aluminum (161ml) EAA (25m) Extrusion Lamination LLDPE (30pm) LLDPE- Inner (30 um) Figure 19. Desired structure of active packaging and lamination processes 4.2.2. Tube production The roll of active packaging in Figure 20 was printed with a 6 color offset printer (Komori, Japan) using UV inks (Toyo Ink, Japan). The second step was to make a tube by folding the roll and sealing the seam area, and then the mouth part was inserted into the tube and sealed. The next step was an external coating with 150 to 200 ,um of polyethylene on the ‘LLDPE-Outer’ layer in Figure 18. Then finally a closure was attached to the tube in the customer’s packaging line. 88 Tubing machine (Aisa. Switzerland) Final product Figure 20. Tubing & over-coating process 4.2.3. Evaluation for residual oxygen in the headspace of packaged products The trends in reduction of oxygen concentrations in the headspace of packages that were filled with real cosmetic products were measured as an evaluation method for performance of the oxygen scavenger. The oxygen concentration was measured at the tail of the tube, and samples were withdrawn at a rate of 40 ml/min, and then passed by the oxygen sensor using an Oxygen Headspace Analyzer Model-3 500 (Illinois Instruments). Two kinds of packages were evaluated. One was a package that was laminated with the 082 film, the other sample (control sample) was made of LLDPE mono-layer film instead of the oxygen scavenging film (082). Samples were all stored in a chamber at 23 °C. 65 % RH. Tests were performed at 7, 30, 60, 90, 120, 150 and 180 days after filling with real cosmetic products. 89 4.2.4. Evaluation of the shelf life of retinol in products 4.2.4.1. Reagents and apparatus The products containing retinol were supplied by Amore Pacific. Standard retinol (99.0 %), 2-propanol, dimethylformamide (DM F), and methanol were obtained from Sigma. Distilled water used was HPLC grade from J .T. Baker. A 100 ml amber volumetric flask, 10 ml pipet, sonicator and magnetic stirrer were also used. An HPLC system (Waters Corporate, Watford, UK) consisting of a separation module (Waters 2695) with UV detector (Waters 2487), C18 column with inside dimensions of 150 x 5 mm (Waters) and 0.45 pm micro-filter (Fisher Scientific, PA), were used for analysis of the sample solutions. 4.2.4.2. Sample handling As retinol is easily degraded by sunlight, heat and oxygen, all handling and experimental procedures were carried out away from direct sunlight, and samples were stored at under 4°C in a refrigerator. All experiments were replicated five times. 4.2.4.3. Calibration of standard solution Stock solutions of standard retinol were prepared by dissolving 10 mg in 100 ml of 2-propanol in an amber volumetric flask. Working standard solutions were prepared by dissolving each volume (1 , 4, 10 and 30 ml) from the stock solution in 100 ml of 2- propanol as the I", 2'”, 3rd and 4th working standard solutions. Using the 2nd working standard solution, the exact concentration was determined spectrophotometrically (UV/V18 Spectrometer from Perkin Elmer, Wellesley, MA) at 325 nm. After testing the four working standard solutions by H PLC, the standard calibration curve was constructed 90 by calculating the area response (AU) of the peak [Figure 21] for each working standard solution (mg/100ml). The standard curve is shown in Figure 22. 1 0.0025 -1 3338 (AU) 0.0020 1 I 1 0.0015 . j :3. j I 1‘ < 51 1 0.0010 . I l l l j I 00005 . - , l I '° °‘. 0 . c. a - , ‘ ' ' T I Y 7 f‘ I Y Y W Y I fi' 1 T f I T I v Y r v V V Y I v T v v I min 1.00 2.00 3.00 4.00 5.00 6.00 7.00 Figure 21. The area response in peak ofa working standard solution of retinol in HPLC 40000 y = 11294..- + 919.79 30000 _ R2 = 0.9997 0’ (I) C O 3' 20000 2 r- (0 0 h < 10000 - 0 1 1 1 0 1 2 3 Concentration (m 9” 00m L) Figure 22. Standard calibration curve of retinol in HPLC 91 4.2.4.4. Sample extraction Stock solutions of real products (samples) containing retinol were prepared by dissolving approximately 2 g in 20 ml of dimethylformamide (DMF) in an amber 100 ml volumetric flask, because DMF is very useful for dissolving cream products that contain lots of oil or wax mixed with retinol. After dissolving the stock solutions for 10 minutes with a sonicator, a working solution was prepared by dilution to 100 ml with HPLC grade methanol, and mixing by magnetic stirrer for 30 minutes. The sample solutions were all prepared to inject into empty amber glass bottles using a 0.4 pm syringe filter. 4.2.4.5. Calculation for content of retinol in sample solutions Retinol in the sample solutions was analyzed using a Waters’ HPLC system. The mobile-phase solution was methanol and distilled water (93:7), with injection volume 10 7d, and flow rate 1.0 ml/min. The retinol concentration was determined using a UV detector at 325 nm. The content of retinol in sample solutions was determined by the following equation: (Rs 1819.79) Cst x 3333(lU/mg) _ 11234 Csa 2 x3333 Content of retinol (lU/g) = (4.1) where Cst = retinol concentration of standard solution (mg/100ml) Csa = retinol concentration of sample solution (g/100m1) R5 = response area for the sample (area unit: AU) 1 mg retinol = 3333 1U, l 1U = 0.300 ug 92 4.2.5. Statistical Analysis Statistical evaluation of the data was performed using SPSS (SPSS Inc., 2004). Significance levels were reported at the 95 % confidence level (p < 0.05) using Tukey’s honestly significant difference (HSD) multiple comparison. The results of statistical analysis are shown as mean values i standard deviation. 93 4.3. Results and discussions 4.3.1. Oxygen concentration in the headspace of packaged products Figure 23 shows the trend of oxygen concentration in the headspace of packages filled with a real cosmetic product during 180 days at room temperature. The conventional packaging samples (Control: LLDPE) consisted of packages laminated with linear low density polyethylene monolayer films, and active packaging samples (Active: 08) were made of packages laminated with the film F that contained oxygen scavenger. While the average oxygen concentration in the headspace of OS was rapidly reduced to 3.42 % at 7 days and reached 0.00 % within 30 days, that of LLDPE had a much higher level of over 12.58 % at 30 days and 9.50 % at 150 days. Furthermore, the value ofOS continued to be at 0.00 % to 120 days and was only 0.01 % at 150 days. This means that 08 was effective in oxygen scavenging. Table 15 shows the oxygen concentration data for LLDPE and OS and results of statistical analysis. Table 15. Trends of oxygen concentration in headspace of both control and active samples (stored at 23 °C , 65 % RH) Sample 0 day 7 day 30 day 60 day 90 day 120 day 150 day 180 day LLDPE Avg 20.07 16.68 12.58 10.63 10.07 9.79 9.50 9.29 (Control) Std 0.125 0.374 0.589 0.423 0.342 0.325 0.275 0.235 Dev a1 a2 a3 a4 a4,5 a4,5 a5 a5 08 Avg 20.12 3.42 0.00 0.00 0.00 0.00 0.01 0.01 (Active) Std 0.120 0.540 0.000 0.000 0.000 0.000 0.012 0.010 Dev a 1 b 6 b 7 b 7 b 7 b 7 b 7 b 7 Different letters (a through b) within a column are significantly different (p < 0.05). Different letters (1 through 5) within a row are significantly different (p < 0.05). n = 3 94 25 +08 20 -O—LLDPE S 8151 a g 5 010- C O U C 01 5- 5" > X 0 o- '5 I I I I I I I I T O 20 40 60 80 100 120 140 160 180 200 Storage fime (day) Figure 23. Oxygen concentration trends in headspace (stored at 23 °C, 65 % RH); 08 was rapidly reduced to 3.42 % at 7 days and reached 0.00 % within 30 days, but LLDPE had a much higher level of over 12.58 % at 30 days and 9.50 % at 150 days. 4.3.2. Shelf life of retinol in packaged products For determination of the shelf life of real products containing retinol, active packages were compared with conventional packages under the same conditions as control samples. Figure 24 shows the trends of retinol content in cosmetics in both conventional packages (Control: LLDPE) and active packages (Active: 08) which were stored for 1, 2, 4, 8, l2 and 24 weeks at room temperature. From Table 16, it can be seen that there were no significant differences between the LLDPE and 08 samples in the first and second week (p < 0.05, n = 3). However, at 95 four weeks, the difference between the two samples was significant (p < 0.05, n = 3). Moreover, at 24 weeks, the difference between the LLDPE and 08 sample was over 500 1U. Furthermore, the average value in OS of 3,019 IU at 24 weeks was more than that of the LLDPE sample at 12 weeks. Therefore, it can be concluded that the shelf life of retinol in the cosmetic was significantly extended by the active package. As it mentioned in the section of 1.3., retinol is a group of fat-soluble compounds that has an unstable structure consisting of a B-ionone ring, a conjugated isoprenoid side chain and a polar terminal group (-OH). Therefore, it is readily oxidized or isomerized to altered compounds, especially in the presence of oxidants including air, and influences such as light and heat. It is labile toward active components such as silica, strong acids and solvents that have dissolved oxygen or peroxides (Ball, 2006; EGVM, 2003; Barua and Harold, 1998). From Figures 22 and 23, in spite of the fact that oxygen concentration in the OS tube was maintained at 0.0% from 30 days to 180 days after 30 days, the retinol content was still decreased. It seems that retinol was degraded not only by oxygen, but also by acids in cosmetics additives, which can cause rearrangement of the double bonds and dehydration. Silica, which is in direct contact with retinol, in additives of cosmetics or in the inner layer of the OS tube and long storage conditions (6 months) at room temperature (23 °C) also seems to cause the loss of retinol. 96 4000 + OS -0- LLDPE 3500 a i 2': C 0 E O 3000 - 0 ‘6 .E H O D: 2500 - 2000 I I I I I 0 5 10 15 20 25 30 Storage time (week) Figure 24. Trends for the loss of retinol content in cosmetics; the difference between the LLDPE and 08 sample was over 500 IU at 24 weeks. Table 16. Retinol contents vs. storage time FOR the conventional (Control) and active package (08) samples. The structure of Control was LLDPE/PET/AL/LLDPE, and OS was LLDPE /PET/AL/LLDPE +08 + LLDPE. Sample 1 week 2 weeks 4 weeks 8 weeks 12 weeks 24 weeks LLDPE 3,464 i 60 3.341 :t 56 3.245 :t 59 3,213 i 66 2,866 i 46 2,51 1 i 43 (Control) a 1.2 a 1,2,3 a 3 a 3 a 5 a 6 08 3,498 :t 58 3,458 3: 64 3,420 i 60 3,306 i 63 3,173 :t 56 3,019 3: 59 (Active) 3 1 a 1,2 b 1,2 a 2,3 b 3,4 b 4,5 Mean i standard deviation, n = 3, Unit : 1U Different letters (a through b) within a column are significantly different (p < 0.05). Different letters (I through 6) within a row are significantly different (p < 0.05). 97 4.3.3. Estimation of the extended shelf life of retinol in packaged products To determine the effects of the extended shelf life of an active packaging using oxygen scavenger, the trend line equation and R2 value was calculated using Micro Excel of MS Office 2004 program. Among the six types of trend lines (linear, logarithmic, polynomial, power, exponential and moving average), the power equation was selected as the best model. The best fit equations and corresponding R2 value of the LLDPE and 08 samples are shown in Figure 25. The end of shelf life is considered a retinol concentration of 2,500 IU. According to the regulations of the FDA in Korea for functional cosmetics such as retinol cream, the retinol cream should contain more than 90.0 % of the listed content of the retinol (C20H300) as a major component, and the standard for a retinol cream by the Korean FDA (2007-44) is 2,500 IU. Therefore, the expiration data of the product in a conventional package (LLDPE) is less than 6 months. The calculated time to reach 2,500 IU using the 08 package is 51.6 weeks (361 days), using the following equations: —0.0065 x y = 3496 e , and y = 2,500 IU (42) 2500 I" 3496 = — = 51 .6weeks (4-3) — 0.0065 98 Retinal content (IU) 4000 -‘F-IDS - -{F-LLDPE y = 3496 e 0'00“" 35°° ' R2 = 0.9674 I . . . . . I I I . . . . . 3000 ~ ' . . 250° . y = 3469.8 9 . R = 0.969 2000 l l I T- a D 5 10 15 20 25 30 Storage time (week) Figure 25. Trend line ofthe retinol content in cosmetics (stored at 23 °C , 65% RH) 99 4.4. Summary Development and evaluation of the active packaging for cosmetics was done successfully. While development of an active packaging was executed by converting processes such as dry and extrusion laminating, evaluation was carried out through an analysis for the oxygen concentration in the headspace of packaged products and evaluation of the shelf life for retinol in the cosmetic. The conclusion of development of the project can be summarized as follows; 1) Oxygen concentration in the headspace of packaged products Oxygen in active packages was rapidly reduced compared to conventional packaging, reaching 0.0% from the original 20.9% within 30 days when stored at 23 °C and 65% RH, while the value in conventional packages still remained near 10.0% after 180 days. 2) Shelflife of retinol in cosmetics While the retinol contents in conventional packages were rapidly reduced from 3,464 IU to 2,51 1 1U after 24 weeks when stored at 23 °C and 65 % RH, the value in active packages reminded over 3,000 IU after 24 weeks. The percentage loss of retinol was only 16.1 % after 24 weeks in active packages, but it was almost 2 times as much 30.3% after 24 weeks to compare with initial content (0 week) in conventional packages. A shelf life of 51.6 weeks is estimated, based on reduction of retinol to 2,500 1U. 100 4.5. References Amore Pacific Corp., “Test method of retinol in product,” in test method (APTM 0189) of R&D Center, 2006. Ball G.F.M., Vitamins in Food: Analysis, Bioavailability, and Stability, CRC Press, Taylor & Francis Group, Boca Raton, FL, pp. 39-51, 2006. Barua, AB. and CF. Harold, “Properties of retinols,” Molecular Biotechnology. 10: 167- 182, 1998. http://www.springerlink.com/content/b234wu0t1h607182/ Brody, A.L., E.R. Strupinsky, Kline L. R., Active Packagingfor Food Applications, Technomic Pub., Lancaster, PV, pp. 48-75, 2001. EGVM (Expert Group on Vitamins and Minerals), “Safe Upper Levels for Vitamins and Minerals,” Food Standards Agency (FSA), UK, PP. 1 10-126, May 2003. http://wwwfood.gov.uk/multiinedia/pdfs/canapdf Shin, Y.J., M.I. Kim and J.Y. Kim, “laminate for cosmetics tube with oxygen absorption function,” Korean Application Number: 20-2006-0004013, 2006. Rooney, M. L., and K. L. Yam, “Novel Food Packaging,” in J. Smith, 2nd ed., Technology of Reduced Additive Foods, Blackwell Pub., Oxyford, UK, pp. 61-83, 2007. 101 5. RESEARCH FOR THE MIGRATION BEHAVIOR OF OXYGEN SCAVENGER IN ACTIVE PACKAGING 5.1. Introduction Consumers require to be assured that packaging is fulfilling its function of protecting the integrity, freshness and safety of products. To guarantee and improve the performance of the packaging, innovative active packaging concepts are being successfully introduced and applied in the USA and Japan. However, in Europe, the development and application of active packaging systems have been limited because of legislative restrictions and fear of consumer resistance (De Kruijf et al., 2002). In other countries such as Korea, there are not any regulations for these concepts and there is a lack of knowledge about consumer acceptance of the systems. Furthermore, despite the food or cosmetics industries’ concerns about whether the active ingredients migrating from packages might be harmful, there are no regulations to limit their development. The key regulatory issue is food-contact approval. It is often required because active packaging may affect foods in two ways. Active packaging substances may migrate into the food or may be removed from it. Migrants may be intended or unintended. Intended migrants include antioxidants, ethanol and antimicrobial preservatives which require regulatory approval in terms of their identity, concentration and possible toxicology effects. Unintended migrants include various metal compounds, such as iron based oxygen scavengers, that could enter foods. Food additive regulations require identification and quantification of any such unintended migration (Day, 2003). However, no specific regulations exist on testing the suitability of active packaging systems in direct contact with foods and, in many cases, the testing protocols used are not necessarily appropriate, being based on those developed for plastic packaging materials (Robertson, 2006). Currently, the most widely used active packaging system is probably the oxygen absorber (Smith et al., 1995). This may be used in sachets, as adhesive labels, incorporated in packaging such as film, trays or other forms (Teumac, 1995: Brody et al., 2001). Sachets containing active substances are often in contact with packaged foods, giving rise to the possibility that their migration into the foodstuff might be significant, especially in the case of moist, fatty and/or acid foodstuffs (Ahvenainen and Hurme, 1997). Although there are many research papers that have been published on the migration of plastic monomers and/or additives into foods or alternative food simulants (e.g. Alnafouri and Franze 1999; O’Brien et al., 1999; Gilbert et al., 2000; O’Brien and Cooper 2001; Riquet et al., 2001), there is only a small amount of literature on the determination of migration from active packaging (Lopez-Cervantes et al., 2003). Furthermore, it is even more lacking in the cosmetics and medical fields. Thus, the second objectives of this work are: 1) To investigate the migration behavior of the oxygen scavenger incorporated in the middle layer of multilayer film, which is not in direct contact with the food simulants in active packaging [Figure 26]. 2) To quantify migration into a variety of alternative simulants. 103 Active Package 09900 Out Layer NaCl ——> 08 LZII'H‘ F e(OH)2 + 1%: 02 + 1/2 H20 Fe(OH)2 Migration of Fe, Na, C1 and other components Oxygen Scavenger Product Figure 26. Migration from active packaging to cosmetics 104 5.2. Materials and methods 5.2.]. Migration components and behaviors 5.2.1.1. Materials To investigate the various migration components and behaviors resulting from activating of iron based oxygen scavengers, three samples were selected. The first sample was the 08 film which had been stored for 6 months at room conditions of 23 °C and 65% RH, because the maximum stock period for empty packages is generally 6 months before filling on the customers’ production line. According to the research by Lopez- Cervantes for evaluating the migration of ingredients from active packaging and development of dedicated methods: a study of two iron based oxygen absorbers (Lopez- Cervantes J. et al., 2003), the migrant main elements were identified as Na, Cl and Fe, and overall migration of them into 3% acetic acid was greater than into any other food simulants such as 95% ethanol, olive oil and distilled water. Therefore, the second sample was selected from the 08 film after migration test with 3% acetic acid, which was stored for 10 days at 40 °C after 6 months passed in room conditions of 23 °C and 65% RH. Finally, an active package filled with real cosmetics, retinol cream, was selected after 6 months storage at room conditions after filling. 5.2.1.2. Sample preparation All specimens were cut on the cross-section by Microtome (Model RMC Power Tome XL, Boeckeler Instruments Inc., Tucson, AZ) [Figure 27-1] for SEM & EDS analysis. The cutting operation was done by flushing liquid N2 gas at - 120 °C, and the operating temperature of the knife was - 55 °C. A glass type knife was used for cutting the tube and a diamond knife was used for the film. All cutting speeds were 0.7 mm/sec. '1 05 After microtoming, the surface of the samples was coated with carbon—sputter by a Carbon Coater (Model EFFA Mkll. Ernest F Fullam Inc., Latham, NY) [Figure 27-2]. This was used instead of the gold coating method that is generally used in analysis of polymer, because the samples contained metal components in oxygen scavenger and gold would make the analysis difficult by absorbing a high percentage of the X-rays produced and adding strong X-ray peaks to the spectrum. Figure 27-1. Microtome Figure 27-2. Carbon Coater 5.2.1.3. SEM & EDS analysis Scanning electron microscopy (SEM) and energy dispersive X-ray (EDS) microanalysis was used to analyze the main components ofthe oxygen scavenger in the specimens and observe migrant behavior in the inner layer which is in direct contact with the food simulants or cosmetic, adjacent to the core layer in the specimens. after 6 months at room temperature. The SEM was model JSM - 6400 (JEOL. Japan) configured with a lanthium hexaboride (LaB6) filament, and INCA X-sight 6506 (Oxford. England) [Figure 28]. To get the best image SEM, Snapshot 3 was used, preconfigured to collect a 106 4096 x 3072 pixel image with a 50 11s pixel dwell time. The acceleration voltage was15 kV and vacuum was 10 '7 Torr. For EDS, the Analyzer Mode-quantitation was used with an accelerating voltage of 20 Kv. Figure 28. SEM & EDS 5.2.1.4. Identification ofthe main elements of oxygen scavenger Figure 29 and Figure 31 show a particle of oxygen scavenger in the cross section of 081 and 082 film, which were laminated in packages that had been stored for 6 months at room conditions (23 °C and 65% RH) after filling with real product. From the sites of ‘Spectrum 1’ in the two figures, carbon (C), oxygen (0) iron (Fe), sodium (Na), chloride (Cl), phosphorus (P), silica (Si) and potassium (K) were revealed [Figure 30 and 32-1]. To clarify the main elements, several analyses were executed, and calcium was revealed additionally on the site ‘Spectrum 2’ in 082 film [Figure 33-2]. Si was present in both 081 and 082 but in very small amounts as impurities and 107 was also detected in LLDPE film without oxygen scavenger [Figure 33, 34-1 and 34-2]. P was present only in 081, and Ca was present only in 082 [Figure 32-2]. Therefore, Fe, Na and CI, in addition to C and O, are the main elements in these oxygen scavengers. ' 2011-111" ' 2 site 01 Interest 2 500x Figure 29. Appearance of a particle of oxygen scavenger in 081 film 108 3 3 3 1“- aid 5 '081135235356055556691'75 mac-mi morn-0.1a (47a) Element App Intensity Weight % Weight % Atomic % Cone. Comp. Sigma C K 56.38 0.5244 35.66 0.44 50.86 0 K 67.80 0.6462 34.78 0.33 37.24 Na K 5.37 0.5695 3.12 0.08 2.33 Si K 0.18 0.7841 0.08 0.02 0.05 P K 20.32 1.1957 5.64 0.07 3.12 CI K 0.60 0.7772 0.26 0.03 0.12 K K 0.32 1.0487 0.10 0.02 0.04 Fe K 51.00 0.8309 20.36 0.20 6.24 Total 100.00 Figure 30. All elements analysis on the site of Spectrum 1 in 081 film 109 ' pom ' SI site of interest 2 5000x Figure 31. Appearance ofa particle of oxygen scavenger in 082 film 500011111 935 3 V I V Y Y I I V V I V , as 1 is 2 as 3 as i is s 55 6 es 1119:!th mom 0125124613] w I 7 Figure 32-1. All elements analysis on the site of Spectrum 1 in 082 film 110 Element App Intensity Weight °/o Weight % Atomic % Conc. Comp. Sigma C K 29.65 1.2621 71.04 0.49 78.55 0 K 29.23 0.3639 24.29 0.50 20.17 Na K 0.69 0.7534 0.28 0.05 0.16 Si K 0.39 0.9042 0.13 0.04 0.06 CI K 0.90 0.8301 0.33 0.04 0.12 Fe K 10.20 0.7847 3.93 0.13 0.94 Total 100.00 Figure 32-1. (Continued) r Wm: m- .11 m- ml 2m: im- 1”- F. O ”1 Fe 00 c- c. " 'o'sla'sizkia'so'tsis'sés‘sir'sé Edflmcflm 8153 (1068! W Element App Intensity Weight % Weight % Atomic % Conc. Comp. Sigma C K 35.47 1.3744 81.82 0.34 89.81 0 K 9.86 0.3131 9.99 0.34 8.23 CI K 0.40 0.8355 0.15 0.02 0.06 Ca K 0.32 0.9986 0.10 0.02 0.03 Fe K 19.71 0.7873 7.94 0.12 1.87 Total 100.00 Figure 32-2. All elements analysis on the site of Spectrum 2 in 082 film 111 1 Inner layer (LLDPEi) Core layer (LLDPEc) Outer layer (LLDPEo) Figure 33. Spectrum sites of LLDPE film Satchuhl ml am mo- “1 1W< 1M‘ 1» 0 9 "3'; his 5'23 5"a's'1'i's é é's 6 5'5 i'fs 3 mammograms: £33m] IW Element App Intensity Weight % Weight % Atomic % Conc. Comp. Sigma C K 49.39 1.8499 90.43 0.35 92.69 0 K 7.63 0.2747 9.41 0.35 7.24 Si K 0.44 0.9728 0.15 0.02 0.07 Total 100.00 Figure 34-1. All elements analysis on the site of Spectrum 1 in LLDPE film 112 1 p WW2 mi 1031 2500: m4 1 1 1W4 10131 5031 ‘ ° 04%;.”.21-:::€::LVT-.J:V,.L.T3;ZW 05115225334455556657758 [11 Sub mamma- 3153 man w Element App Intensity Weight % Weight % Atomic % Cone. Comp. Sigma C K 52.00 1.8747 90.20 0.34 92.46 0 K 8.31 0.2758 9.80 0.34 7.54 Total 100.00 Figure 34-2. All elements analysis on the site of Spectrum 2 in LLDPE film 113 5.2.2. Quantitative analysis of migration 5.2.2.1. Film samples Experiments were carried out using LLDPE, OS1 and 082 films having three layer structures produced by co-extrusion as shown in Figure 10 and Table 10-2. All films were stored at room conditions of 23 °C. and 65% RH after being sealed into an aluminum laminated pouch which was filled with nitrogen gas to prevent/reduce the activation by residual oxygen in the pouch. 5.2.2.2. Food simulants Even though there are no special cosmetic simulants, retinol is a fat-soluble compound and creams in the product generally contain wax / oil components. The inner layer of the OS tubes, which directly contacts the product, is made of linear low density polyethylene (LLDPE) in the polyolefin group. Therefore, the appropriate alternative food simulants recommended by FDA were selected to quantify the major migrant components from the oxygen scavenger in the OS film or tube. The recommended simulants are defined in 21 CFR 176, 170 (c) Table 1 (FDA, 2002) and Appendix 1 as follows: 1) Water and 2) 3% Acetic Acid: From “Food-Type as defined in 21 CFR 176.170 (C) Table 1,” the recommended simulant is generally 10% ethanol for aqueous & acidic foods (Food types 1, 11, NB, VlB, and V113) and how or High Alcoholic Foods (Food Types VIA and VIC). However, when food acidity is expected to lead to significantly higher levels of migration than with 10% ethanol, or if the polymer or adjuvant is acid- sensitive, separate extractions in water and 3 % acetic acid inlieu of 10% ethanol should be conducted. when food acidity is expected to lead to significantly higher levels of 114 migration than 10% ethanol, or if the polymer or adjuvant is acid-sensitive. 10% Ethanol is used for Aqueous & Acidic Foods (Food Types 1, 11, NB, VlB, and VllB) Water used was HPLC regent grade (J .T. Baker, Phillipsburg, NJ), and the absolute (100%) acetic acid, Glacial (Mallinckrodt Baker Inc., Phillipsburg, NJ) was diluted with water to make the 3 % solution. 3) Food oil for Fatty Foods (Food Types lll, IVA, V, VllA, and 1X): Olive oil (100% pure & natural with no preservatives added) was used as a fatty food simulant. The oil, (FlLlPPO BERlO®), which was imported from Italy, was purchased at Meijer. 4) 95% Ethanol: An Effective Fatty-Food Simulant for Polyolefins: The absolute (100%) ethanol (ethyl alcohol, HPLC grade, Sigma-Aldrich,Milwaukee, W1) was diluted with water (HPLC regent grade, J .T. Baker, Phillipsburg, NJ) to make the 95% solution. 5.2.2.3. Migration cell and tube experiments 1) Migration cell Migration experiments were performed in accordance with ASTM D 4754-98, “Standard Test Method for Two-sided Liquid Extraction of Plastic Materials Using FDA Migration Cell” (ASTM, 1998). The migration cell was prepared as follows: 14 plastic test specimens in the form of round disks, 17.5 mm diameter for each disk, were punched out from the film samples. The total surface area of 14 specimens was calculated as 68.39 cmz. Then the test specimens were threaded onto a stainless steel wire with alternating glass beads to prevent the specimens from overlapping each other. The threaded specimens on the wire were placed in a 40 ml amber glass vial with a screw top. The food simulant was added into the vial to soak the specimen, a volume of 30 ml. Four vials were prepared for each liquid extractant. Assembled migration cells were stored in a 115 controlled atmosphere chamber maintained at 40 °C for 10 days, following FDA’s recommended migration protocols when foods are used at temperatures above the glass transition of polyolefins or room temperature filled and stored without any thermal treatment in the container (FDA/CFSAN, 2007). 2) Migration tube Migration experiments using tubes were also performed, because of concern that the oxygen scavenger would mainly migrate from the exposed seam in the tube. 3% acetic acid was used as a food simulant, and added into the tube, a volume of 30 ml. Four sets of tubes were heat sealed and coated over-seal with silicone. Total surface area of the inside of tubes in contact with 3% acetic acid was measured and calculated as 52.13 cmz. Assembled migration tubes were stood up in a holder case and stored in a controlled atmosphere chamber maintained at 40 °C for 10 days. 5.2.2.4. Atomic absorption (AA) spectrometry Quantitative analysis for migrated major components of oxygen scavengers, such as Na, Ca and Fe, in migration cell with food simulants after being stored at 40 °C during 10 days was performed using an AA spectrometer (Model Spectr AA-200, Varian, Australia) [Figure 35]. 1) Selection of migrant main components The results of the SEM EDS from Figure 28 and Figure 30 showed that the main components of the residue were NaCl and iron compounds and the main migrants were identified therefore as Na, C1 and Fe. From Figure 32-2, Ca was a minority component but added because it could act to produce the migration of chloride (C l) as CaClg. 2) Preparation of standard stock solutions 116 As standard materials, sodium chloride (NaCl; 99.99%, J .T. Baker, Phillipsburg. NJ), calcium carbonate (CaCO3; AA grade, PerkinElmer) and iron (Fe; AA grade, PerkinElmer) were prepared. 2.542 g of dried NaCl was dissolved in distilled water (HPLC grade, J.T. Baker, Phillipsburg, NJ) and then diluted to 1 liter to give 1,000 flg/ml Na. 2.497 g of dried calcium carbonate in a minimum volume of 1 :4 nitric acid was dissolved, and diluted to 1 liter to give 1,000 ug/ml Ca. The solution of iron was prepared by dissolving 1,000 g of iron powder in 20 ml of 1:1 hydrochloric acid and diluting to 1 liter to give 1,000 ,ug/ml Fe. Figure 35. Atomic absorption (AA) spectrometry 3) Instrument parameters The instrument parameters for the Varian Spectr AA-200 Flame AA Spectrometer, atomic absorptions for fixed and variable working conditions and flame emissions for analysis ofNa, Ca and Fe are shown in Table 17, Table 18 and Table 19. The pressures in the gas cylinders were 1 1 psi for acetylene and 50 psi for air. Fuel flows were all [.5 L/min. The sample aspiration rate was 5 ml/min, and it took 13 seconds to aspirate 1 ml 117 ofdistilled water. Table 17. Atomic absorption: working conditions (Fixed) Parameters Na Ca Fe Lamp current 5 mA 10 mA 5 mA Fuel acetylene acetylene acetylene Support air nitrous oxide air Flame stoichiometry oxidizing reducing; red cone oxidizing 1 — 1.5 cm high Table 18. Atomic absorption: working conditions (variable) Major components Wavelength Slit width Optimum working range nm nm ug/ml Sodium (Na) 589.0 0.5 0.002 — 1.0 589.6 1.0 0.01 — 2.0 330.2 0.5 2 — 400 Calcium (Ca) 422.7 0.5 0.01 - 3 Iron (Fe) 248.3 0.2 0.06 - 15 Table 19. Flame emission Parameters Na Ca Fe Wavelength 589.0 nm 422.7 nm 372.0 nm Slit width 0.1 nm 0.1 nm 0.1 nm Fuel acetylene acetylene acetylene Support air nitrous oxide air 118 5.2.2.5. Standard calibration curve 1) Sodium (Na) analysis Working standard solutions for sodium analysis were prepared by dissolving each volume from the standard stock solution as follows: 0, 1, 3, 5, 8 and 10 ppm (mg/ml) for 95% ethanol; 0, l, 3, 5, 10, 15 and 20 ppm for distilled water and 3 % acetic acid; 0. l, 3, 5 ppm for olive oil. After testing the working standard solutions by the AA spectrometer, the standard calibration curve was constructed by calculating the average absorbance of the peaks analyzed three times for each working standard solution. Figure 36 shows the curve for 95% ethanol, Figure 37 shows results for distilled water and 3% acetic acid, and Figure 38 shows olive oil. The best fit equations and corresponding R2 values for the standard calibration curves for sodium analysis are also shown in Figure 36, 37 and 38. While the R2 values for 95% ethanol, distilled water and 3% acetic acid were over 0.99, the value for olive oil was a little lower than 0.97. 119 1.2 1.0 - 0.8 0.6 Absorbance 0.4 0.2 y = 0.1096 x + 0.0127 R2 a 0.9950 0.0 PPm Figure 36. Standard calibration curve for Na concentration in 95% ethanol 1O Absorbance 0? y = 0.4008 x + 0.3603 R2 = 0.9953 1 10 1313'“ l l 15 20 25 Figure 37. Standard calibration curve for Na concentration in distilled water and 3% acetic acid 120 1.6 1.4 *- y = 0.2373 x + 0.0883 1.2 , R2 = 0.9647 Absorbance PPm Figure 38. Standard calibration curve for Na concentration in olive oil 2) Calcium (Ca) analysis Working standard solutions for calcium analysis were prepared by dissolving each volume from the standard stock solution as follows: 0, 1, 3, 5, 8, and 10 ppm (fig/ml) for 95% ethanol, distilled water and 3% acetic acid, and 0, 1, 3, 5 and 10 ppm for olive 011. Figure 39 shows results for 95% ethanol, Figure 40 for distilled water and 3% acetic acid and Figure 41 for olive oil. The best fit equations and corresponding R2 values for the standard calibration curves for calcium analysis are also shown in Figures 39, 40 and 41. 121 3O 15 Absorbance 10 05 p O 9 y = 0.2622 x + 0.1175 R2 = 0.9949 l L l L 8 10 12 14 ppm Figure 39. Standard calibration curve for Ca concentration in 95% ethanol 12 10 e 06 Absorbance 04 .02 y = 0.0116 x + 0.0106 R2 = 0.9975 l l J. J 8 1O 12 14 mm Figure 40. Standard calibration curve for Ca concentration in distilled water and 3% acetic acid 122 0.20 y = 0.02351- + 0.0117 0-15 r R2 = 0.9397 Absorbance o 8 0.05 ~ : omt 1 1 1 1 l 1 0 1 2 3 4 5 6 7 Figure 41. Standard calibration curve for C: Ic)(')‘r'1centration in olive oil 3) Iron (Fe) analysis Working standard solutions for iron analysis were prepared by dissolving each volume from the standard stock solution as follows: 0, 1, 2, 3, 5, 10 and 20 ppm (pg/ml) for 95% ethanol, distilled water and 3% acetic acid; and 0, 1, 5 and 10 ppm for olive 011. Figure 42 shows results for 95% ethanol, Figure 43 for distilled water and 3% acetic acid and Figure 44 for olive oil. The best fit equations and corresponding R2 values for the standard calibration curves for iron analysis are also shown in Figures 42, 43 and 44. 123 35 y = 0.0157 x - 0.0201 2.5 - R2 = 0.9988 Absorbance J l 0 5 10 15 20 25 99'" Figure 42. Standard calibration curve for Fe concentration in 95% ethanol 0L) 3 C CB .0 L- o m .o <( 0.0 1 1 1 1 O 5 10 15 20 25 PPm Figure 43. Standard calibration curve for Fe concentration in distilled water and 3% acetic acid 124 0.20 0.15 0.10 Absorbance 0.05 Figure 44. Standard calibration curve for Fe concentration in olive oil y = 0.0222\- - 0.0030 R2 = 0.9862 ppm 125 5.3. Results and discussions In order to observe the migration behavior and evaluate the quantitative analysis of migration for the multilayer oxygen scavenging films, as a first step, the main elements of oxygen scavengers in OS] and 082 films were identified. The next step was observation of migration behaviors in the inner layer, which was in direct contact with food simulants or cosmetic, adjacent to the core layer in the specimens and the exposed seam in the tube [Figure 45] using SEM. Finally, the quantitative analysis of migration for the main components of oxygen scavenger in the migration cells was executed using AA spectrometer and compared with tube and sachet type. Particles of oxygen scavenger PET Food simulants or cosmetic Inner layer (LLDPEi) Core layer (os+ LLDPEc) ’ ' ' Outer layer (LLDPEo) Aluminum —' Figure 45. Structure ofa tube laminated with the OS film 126 5.3.1. Observation of migration behaviors 5.3.1.1. Overall migration behaviors in OS films Figure 46 shows the overall migration behavior for each element of oxygen scavenger in 051 film that consisted ofthree layer (LLDPEi/OS1+LLDPEc/LLDPEO). which was snapshotted by the ‘X—ray Map’ method of SEM EDS and magnified 650 times. The observed elements in 051 film were iron, silica, chlorine, phosphorus and sodium except carbon and oxygen. The particles of Fe, P. Na and Cl were clearly observed in the core layer (081 + LLDPEc) of OS] film, but they were not seen at all in the inner layer (LLDPEi) or outer layer (LLDPEo). Si was observed both in the core and outer layer. Figure 47 also shows the overall migration behavior for elements (Fe. Si, C1 and Na) of oxygen scavenger in 082 film, which was snapshotted by same method. The particles of Fe, Si and Cl were observed clearly in the core layer of 052 film, but they were not seen in the inner or outer layer. In the case of Na, it was not seen even in the core layer. As a result, the main elements (Fe, Na and CI) of oxygen scavenger were not observed in the inner layer of OS] and 082 films by SEM-EDS. Inner layer (LLDPEi) Core layer (081 + LLDPEc) I Outer layer (LLDPEo) Figure 46. Overall migration behavior for each element of oxygen scavenger in 081 film by the ‘X-ray Map’ method of SEM & EDS (Magnified 650 times). 127 Fe 11:11 311m 011431 P111131 Na Kat _2 Figure 46. (continued) 128 Inner layer (LLDPEi) Core layer (OSZ + LLDPEc) Outer layer (LLDPEo) Fe Kat 811431 CW3”: Nai’aij Figure 47. Overall migration behavior for each element ofoxygen scavenger in 082 film by the ‘X-ray Map‘ method of SEM & EDS (Magnified 650 times). 129 5.3.1.2. Migration behaviors in the inner layer ofOS films 1) Migration behavior into the inner layer of 081 films To identify more clearly the migrant behaviors into inner layer for the main elements of oxygen scavenger in the core layer of 081 films, quantitative analysis at the site of‘Spectrum 1‘ [Figure 48] in the inner layer. which was in direct contact with food simulants or cosmetic, was executed by the ‘Oxford INCA’ system of SEM EDS. Figure 49. 50 and 51 shows the result of ‘Spectrum 1’ in three kinds ofOSl films. As a result, any main elements such as Fe, Na and Cl except C and 0 from the ‘Spectrum 1’ in the inner layer of these films were not detected. Furthermore, they were not observed even in 3% acetic acid [Figure 50]. which shows the most powerful migration result among food simulants as it mentioned in 5.2.1.]. It means that the main elements ofoxygen scavenger in the core layer of 081 film did not pass through the inner layer and did not contact the food simulants and cosmetic. Spectrum 1 . Inner layer (LLDPEi) . ___ ,. 2 _..‘ ’ Core layer (081 + LLDPEc) \ Particle of oxygen scavenger 81) um Figure 48. Observation of Spectrum 1 sites of the inner layer of 081 film 130 0'7 05 1 15 2 25 3 35 I 1.5 5 55 5 55 7 75 8 mummmnam [1761) IN Element App Intensity Weight °/o Weight % Atomic % Conc. Comp. Sigma C K 64.72 1.8519 89.32 0.32 91.76 O K 1 1.66 0.2790 10.68 0.32 8.24 Total 100.00 Figure 49. Result ofSpectrum 1 (081 film; 6 months passed at 23 °C and 65% RH) 131 . I smut run] 1 1 W? 15101 m1 1m: 1m; ”1 1 ° 9 01L H.-- .,---::.;:-.;7fmr 05152253351!!!)5555657750 [mammary-11.153 (1111:) w Element App Intensity Weight % Weight % Atomic % Cone. Comp. Sigma C K 46.20 1.8571 91.20 0.35 93.31 0 K 6.37 0.2719 8.59 0.35 6.60 Si K 0.57 0.9752 0.21 0.03 0.09 Total 100.00 Figure 50. Result of Spectrum 1 (OSI film; stored at 10 days & 40 °C in 3% acetic acid) 132 _ .1 a , ' m: MI W: mi 1910-: 1m: 1 m1 0 0511.52253354155555557155 faunsmmuomaay W Element App Intensity Weight % Weight % Atomic % Conc. Comp. Sigma C K 45.55 1.9081 91.42 0.35 93.42 0 K 0.61 0.2713 8.58 0.35 6.58 Total 100.00 Figure 51. Result of Spectrum 1 (OSI film; 6 months passed in room conditions after filling cosmetic) 133 2) Migration behavior into the inner layer of 032 film Observations of migration behaviors into the inner layer of 0S2 films were executed by the same method as that for OSl film in Figure 52. As can be seen in Figures 53, 54 and 55, no migration ofthe main elements (Fe. Na and Cl) ofoxygen scavenger into the inner layer (site of ‘Spectrum 1’) was observed. This was the same result as that of OS], and it means that the main elements of oxygen scavenger in the core layer of OSZ film did not pass through the inner layer and did not contact the food simulants and cosmetic. Si was seen in both inner layers, which were made of LLDPE, in OS] and 082 film as a minor element, which might be due to silicone oil from screen changers in the blown film process or additives in the polymer. Spec! um I T . MA- . Inner layer (LLDPEi) ,1 1] Core layer (082 + LLDPEc) - it t 1'5 . Particle of oxygen scavenger Figure 52. Observation of Spectrum 1 sites of in the inner layer of 082 film 134 I] AAAALAA‘AAAAAALAAJJALAAALA. AAL“AA-L 5 § ‘5’ W1 05 1 15 2 25 3 3S 4 45 55 5 65 7 15 5 M Sci! 1955123011111 1123 (12d!) 12V Element App Intensity Weight % Weight % Atomic % Cone. Comp. Sigma C K 43.54 1.7854 86.65 0.35 89.63 O K 1.09 0.2892 13.35 0.35 10.37 Total 100.00 Figure 53. Result of Spectrum I (082 film; 6 months passed at 23 °C and 65% RH) 135 1 [:1 W1 m1 1 1 m: 1 m1 1 ml 1 1 15101 1 1 1M; 1 me o.‘ 05115225335115 555552755 [ummsmm 3.1233261) 11v Element App Intensity Weight % Weight % Atomic % Cone. Comp. Sigma C K 54.18 1.8476 89.15 0.33 91.63 O K 1.00 0.2796 10.85 0.33 8.37 Total 100.00 Figure 54. Result of Spectrum l (082 film; stored at 10 days & 40 °C in 3% acetic acid) I 36 , 1; 500051111 25001 1 2000; 15w: 1 1M1 1 1 as 1 15 2 25 3 as 1 15 s 55' '1‘ .33.--.i---.7,s.---; ruwmmmaram (mm m Element App Intensity Weight °/o Weight % Atomic °/o Cone. Comp. Sigma C K 55.46 1.8909 90.81 0.34 92.94 O K 8.12 0.2736 9.19 0.34 7.06 Total 100.00 Figure 55. Result of Spectrum I (082 film; 6 months passed in room conditions after filling cosmetic) 137 5.3.1.3. Migration behaviors in a tube As is shown in Figure 45 in Section 5.3, the inside of a tube containing food simulants or cosmetic mostly consisted of the inner layer (LLDPEi) of OS films, but the seamed parting line of the tubes also contacted the simulants. This means that the oxygen scavengers in the seamed parting line had a possibility to be exposed directly to the simulants [Figure 56]. Therefore, the migration behaviors in the inner layer and the seamed parting line in a tube were observed by SEM & EDS. From Figure 57, ‘Spectrum 1’ was the seamed parting line and ‘Spectrum 2’ was the inner layer in a tube which was stored at 10 days and 40 “C afier filling with 3% acetic acid. While the main elements such as Fe, Na and CI could be observed in ‘Spectrum 1’ [Figure 58], these elements were not seen in “Spectrum 2’ [Figure 59]. Therefore, the main elements of oxygen scavenger migrated through the seamed parting line in a tube exposed directly to the simulants. Seamed parting line of tubes Figure 56. Inside of package after 6 months passed in room conditions afier filling cosmetic; the seamed parting line of 081 and 082 packages are darker than the other inside area because it is more oxidized by directly contacting the oxygen in the cosmetic or headspace of a package. This means that main components of oxygen scavenger in the seamed parting line are able to migrate more easily to simulants. 138 - M'F$§ir 5 k Spectrum 1 ‘ xgegmcd parting line in a tube . I M’\:.“ _. Spectrum 2 (Inner layer in u tube) 5501 C SunSpednmi ........,....,...r,....,...........,,.,.....,..............,”.51... D5 1 15 2 25 3 35 4 4.5 5 55 6 85 7 75 8 85 IlSWSS‘dsCusorllmSGdes) It: Figure 58. Result of Spectrum 1 (Seamed parting line in a tube; stored at 10 days and 40 °C in 3% acetic acid) 139 Element App Intensity Weight % Weight °/o Atomic % Conc. Comp. Sigma C K 55.80 1.8313 91.32 0.59 93.60 0 K 7.31 0.2716 8.06 0.58 6.20 Na K 0.22 0.9068 0.07 0.06 0.04 Si K 0.35 0.9731 0.1 l 0.04 0.05 CI K 0.22 0.8422 0.08 0.04 0.03 Fe K 0.91 0.7712 0.36 0.08 0.08 Total 100.00 Figure 58. (continued) 550; . SunSpe-ctm 900% 1 .1; mi 1 3501 1 30°: 1 m1 1 200% 1503 1 103-: 501 o '5‘ 01% 0.5 15 2 2.5 3 3.5 C 4.5 S 5.5 6 6.5 7 8 85 Ft] Scale 564 as 0:90: 0008 (3473015) rev Element App Intensity Weight % Weight °/o Atomic % Conc. Comp. Sigma C K 49.34 2.0007 95.80 1.10 96.86 0 K 2.68 0.2566 4.06 1.10 3.08 Si K 0.34 0.9879 0.13 0.10 0.06 Total 100.00 Figure 59. Result of Spectrum 2 (Inner layer in a tube; stored at 10 days and 40 °C in 3% acetic acid) 140 5.3.2. Quantitative analysis of migration by AA spectrometry Throughout the observation of migration behaviors in the OS films and tube by SEM & EDS, the main elements of oxygen scavenger were migrated from the seamed parting line to expose directly to the simulants. This appearance seems to be able to occur in the migration vials because the edge of core layer of the film sample, which contains oxygen scavenger, also directly exposed to the simulants. Therefore, quantitative analysis of migration to the migration vials and tubes in various food simulants was executed using AA spectrometry. 5.3.2.1 Migration result for Na and calculation for NaCl Table 20 shows the values (11g) of sodium which migrated into various food simulants in the migration vials, and Table 21 shows the migration value of NaCl as calculated from observed migration of sodium. OSI has much higher values for water (17.8 rig/30 ml in migration of sodium) and 3% acetic acid (17.4/1g/30 ml in migration of sodium), which are more than 6 times than those of LLDPE. The values of 082 are overall less than 5 /zg/30 ml in migration of sodium or 0.4 mg/L in migration of sodium chloride for all food simulants. LLDPE has some migration values that are not 0. This may be due to additives in the polymer. As a whole, the migration values in 95% ethanol, water and 3% acetic acid are significantly different between OS 1, 082 and LLDPE, but the value in olive oil is not significantly different between them. 141 Table 20. Migration of sodium (Na) into food simulants (Unit: tug/30 ml) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil OS 1 Ave 3.489 17.805 17.408 0.497 Std 0.170 0.229 0.384 0.249 Dev 1a 2a 3a 4a 082 Ave 1.199 3.608 4.273 0.427 Std 0.100 0.254 0.238 0.064 Dev 1b 2b 3b 4a LLDPE Ave 0.521 2.145 2.831 0.513 Std 0.074 0.186 0.246 0.210 Dev 1c 2c 3c 4a n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Table 21. Specific migration of NaCl as calculated from observed migration of sodium, respectively. (Unit: mg/L) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil OS 1 Ave 0.297 1.508 1.476 0.043 Std 0.014 0.019 0.032 0.021 Dev 1a 2a 3a 4a 082 Ave 0.100 0.305 0.363 0.034 Std 0.007 0.022 0.019 0.007 Dev 1b 2b 3b 4a LLDPE Ave 0.045 0.181 0.239 0.043 Std 0.005 0.017 0.021 0.018 Dev Ic 2c 3c 4a n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). 142 Specific migration of NaCl is calculated from observed migration of sodium as follows: ppmNa + x 58.44 ———- gg, moleNaCl (5. l ) 23 - __g__ moleNa + ppmNaCl = 5.3.2.2. Migration result for Ca and calculation for C3C12 Table 22 shows the values (11g) of calcium which migrated into various food simulants in the migration vials, and Table 23 shows the migration value of CaClg as calculated from observed migration of calcium. OS] and LLDPE have very low level that are less than 0.5 11g/30 ml or 0.05 mg/L in migration ofcalcium or calcium chloride for all food simulants, but OSZ shows much higher values in migration than other two for water, 3 % acetic acid and olive oil. The highest value of OSZ is 4.507 [Lg/30 ml in migration of calcium or 0.418 mg/L in migration of calcium chloride for 3% acetic acid. Table 22. Migration ofcalcium (Ca) into food simulants (Unit: pig/30 ml) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil OSl Ave - 0.382 0.049 0.302 0.492 Std 0.01 1 0.018 0.038 0.471 Dev 1a 2a 3a 4a 0S2 Ave - 0.371 0.630 4.507 1.320 Std 0.010 0.326 0.371 0.569 Dev 1a 2b 3b 4b LLDPE Ave - 0.342 0.297 0.326 0.484 Std 0.010 0.116 0.1 19 0.250 Dev la 23b 33 4a I43 n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Negative values less than 1 ppm can be considered 0 as a test error. Table 23. Specific migration of CaClg as calculated from observed migration of calcium, respectively. (Unit: mg/L) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil 081 Ave - 0.037 0.001 0.028 0.045 Std 0.005 0.003 0.004 0.045 Dev la 2a 3a 4a 082 Ave - 0.033 0.020 0.418 0.123 Std 0.005 0.034 0.034 0.054 Dev la 2b 3b 4b LLDPE Ave - 0.030 0.009 0.029 0.047 Std 0.000 0.014 0.013 0.024 Dev la 2ab 3a 4a n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Specific migration of CaClz is calculated from observed migration of calcium as follows: ppmca“ x111.0' _g ,5 pmeaCl 2 = max“ I 2 (5.2) 40- — g . moIeCa H 5.3.2.3. Migration result for Fe and calculation for Fe203 Table 24 shows the values (11g) of iron which migrated into various food simulants in the migration vials. and Table 25 shows the migration value of Fe303 as 144 calculated from observed migration of iron. 081 is the highest value (17.176 peg/30 ml) for 3 % acetic acid, which are almost two orders of magnitude greater than that of LLDPE (0.295 rug/30 ml). The values of 082 is 3.072 ng/30 ml in migration ofiron and calculated 0.818 mg/L in migration of iron oxide for 3% acetic acid. LLDPE has some migration value but less than 0.3 x1g/30 ml, it may be due to impurities from the extrusion process or punching to make disks in migration vials. As a whole, the migration values in 3% acetic acid are significantly different between OS 1 , OS2 and LLDPE, but the values in 95% ethanol and olive oil are not different between them. Table 24. Migration of iron (Fe) into food simulants (Unit: /zg/30 ml) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil 081 Ave 0.136 1.811 17.176 0.299 Std 0.008 0.257 1.735 0.333 Dev 1a 2a 3a 4a OS2 Ave 0.138 - 0.004 3.072 0.185 Std 0.009 0.021 0.168 0.161 Dev la 2b 3b 4a LLDPE Ave 0.143 - 0.019 0.295 0.225 Std 0.008 0.018 0.022 0.056 Dev la 2b 36 4a n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Negative values less than 1 ppm can be considered 0 as a test error. 145 Table 25. Specific migration of F6203 is calculated from observed migration of iron, respectively. (Unit: mg/L) Sample 95 % Ethanol Water 3 % Acetic Acid Olive Oil OS 1 Ave 0.010 0.028 0.818 0.015 Std 0.000 0.042 0.083 0.015 Dev 1a 2a 3a 4a 082 Ave 0.010 0.000 0.148 0.009 Std 0.000 0.000 0.009 0.009 Dev la 2b 3b 4a LLDPE Ave 0.010 0.000 0.012 0.01 1 Std 0.000 0.000 0.004 0.003 Dev la 2b 3c 4a n = 12; 4 specimens x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Specific migration of F0303 is calculated from observed migration of iron as follows; pmee H” x159.7~ _. 4% ____ IeFe 203 pmee203 = 111.7 __. moleFe (5.3) 5.3.2.4. Results for the sum of migration for main components in migration vials The sum of migration in the migration vials for the main elements (Na + Ca + Fe) are compared in Table 26. As a whole, the migration values in 3% acetic acid are the highest and the next are those in water, among the food simulants. The migration values in 95% ethanol, water and 3% acetic acid are significantly different between OSI, OS2 and LLDPE, but the value in olive oil is not significantly different between them. OSI has the highest value (34.885 [lg/30 ml) for 3% acetic acid, which is almost 10 times 146 greater than that of LLDPE (3.452 mtg/30 ml) and near to 3 times that of 082 (I 1.852 [lg/30 ml). The sum of migration (19.665 11g/30 ml) of OSI for water also has a very high value. The sum of migration for NaCl + C3C12 + F6203 from Table 27, OSI is 2.322 mg/L for 3 % acetic acid, which is the highest value among the food simulants. However. it is less than the EU limit for total migration of60 mg/L (90/128/EEC). Table 26. Sum of migration for main elements (Na + Ca + Fe) (Unit: tut/30 ml) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil OSI Ave 3.243 19.665 34.885 1.288 Std 0.168 0.435 1.441 0.612 Dev la 2a 3a 4a 082 Ave 0.966 4.234 1 1.852 1.932 Std 0.097 0.509 0.357 0.631 Dev 1b 2b 3b 4a LLDPE Ave 0.322 2.423 3.452 1.223 Std 0.073 0.159 0.316 0.328 Dev 1c 2c 3c 43 n = 36; 4 specimen x 3 replicates x 3 elements Different numbers in different columns and different letters within a column are significantly different (p < 0.05). 147 Table 27. Sum of migration for main components (NaCl + CaClg + F0303) as calculated from observed migration of sodium, calcium and iron, respectively. (Unit: mg/L) Sample 95 % Ethanol Water 3% Acetic Acid Olive Oil OSI Ave 0.270 1.538 2.322 0.102 Std 0.017 0.047 0.062 0.046 Dev la 2a 3a 4a OS2 Ave 0.078 0.325 0.928 0.167 Std 0.009 0.043 0.036 0.056 Dev lb 2b 3b 4a LLDPE Ave 0.025 0.190 0.280 0.100 Std 0.005 0.022 0.028 0.030 Dev 1c 2c 3c 4a n = 36; 4 specimen x 3 replicates x 3 components Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Specific migration of NaCl, CaClz and Fe203 is calculated from the observed migration of sodium, calcium and iron as follows; + g mNa x 58.44 —— 7 ~ pp moleNaC'l 23 -- - g—--- moleNa ‘ ppmNaCl = )mCa xlll.0-— ~ 5 Pl moleCaCl 2 40 —-« -3“ moIeCa H ppm CaCl 2 = pmee +++ x 159.7 — _g_ -~ moleFezOz 111.7 “.3.—— mole/79+” pmeezO3 = 148 5.3.2.5. Color change of the films afier migration test in various food simulants Figure 60 shows the changed color of the films used for migration tests in various food simulants. While OSI in 3% acetic acid was the most changed, to dark red from a gray color, and the sample of OS2 in 3 % acetic acid looked like mixed 3 dark red color in its original black color to compare with other samples, samples of LLDPE were transparent and not changed in color. The reason that the migration value was high in 3% acetic acid and in distilled water is that they are hydrophilic (polar) protic solvents. Especially, acetic acid (CH3COOl-I) is a week, effectively monoprotic acid in aqueous solution. The hydrogen (H) atom in the carboxyl group (-COOH) in carboxylic acids such as acetic acid can be given off as an H+ ion (proton), giving them their acidic character. Due to this chemical property, acetic acid is corrosive to metals including iron or metal salts in oxygen scavenger and results in a deeply red color as a iron (III) chloride solution (Cambridge Encyclopedia, 2009). - V ' m b" L Control sample: Non treatment In food sunulants -. 14%. fig: .l: _ 1 . r" ”V 95% ethanol: 40'Cand 10 days :1; ' .. -:; 5 In a: .st. . D1 tiledmwcandiodays ' , Olive oil: 40'Cand 10 days Figure 60. Color change of the films used as migration disks after migration test 149 5.3.2.6. Comparison of the migration of the main components in tubes and vials The sums of migrations for tubes and vials that were made of OSZ for the main elements (Na, Ca and Fe) and the main components (NaCl, CaClg and F8203) are compared in Tables 28 and 29. The values are only evaluated in 3 % acetic acid because ofits highest value among other food simulants. The sum is 5.131 flit/30 ml for migrated main elements and 0.398 mg/L for migrated main components in tubes. In cells, the sum is 1 1.852 1114/30 ml for migrated main elements and 0.928 mg/l, for migrated main components. For Table 30, the inside area of the tube in contact with 3% acetic acid was calculated as 52.13 cm2, and the total surface of migration samples in a vial was calculated as 68.39 cmz. Ifthe inside area ofthe tube is recalculated as the same as the total surface of the migration samples, the value of migrated main components from the inside ofthe tube would be 0.522 mg/L. This means that the value of from the migration samples in the vials (0.928 mg/L) is near to 2 times that ofthe tubes. Table 28. Comparison ofthe sums ofmigrations ofthe main elements (Na, Ca and Fe) into 3% acetic acid between tube and vials (Unit: 1115/30 ml) Sample Na Ca Fe Sum Tube Ave 1.655 2.088 1.389 5.131 (082) Std 0.444 0.350 0.232 0.495 Dev 1a 2a 3a 4a Cells Ave 4.273 4.507 3.072 1 1.852 (052) Std 0.238 0.371 0.168 0.357 Dev 1b 2b 3b 4b n= 12 for cells; 4 specimen x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). 150 Table 29. Comparison of the sums of migrations for the main components (NaCl, C3C12 and Fe203) into 3% acetic acid between tubes and vials as calculated from observed migration of sodium, calcium and iron, respectively. (Unit: mg/L) Sample NaCI CaClz FezO3 Sum Tube Ave 0.139 0.194 0.065 0.398 (OSZ) Std 0.038 0.033 0.009 0.050 Dev 1a 2a 3a 4a Cells Ave 0.363 0.418 0.148 0.928 (OS2) Std 0.019 0.034 0.009 0.036 Dev lb 2b 3b 4b n= 12 for cells; 4 specimen x 3 replicates Different numbers in different columns and different letters within a column are significantly different (p < 0.05). Table 30. Comparison of the sums of migrations for the main components (NaCl, CaC 12 and FezO3) into 3% acetic acid between tubes and vials including calculated values normalized to the same surface area Sample Total surface Sum of migration Cells 68.39 cm2 '1 0.928 mg/L Tube 52.13 cm2 2’ 0.398 mg/l. Normalized 68.39 cm2 0.522 mg/L” 1)21tr. x ht = 2 x 3.1416 x1.22 cm x 6.8 em = 52.13 cm2 2) 14 pieces x(1tr22x 2 + 2an x hc)=14 x (3.1416 x 0.875 cm2 x 2 + 2 x 3.1416 x 0.875 cm x 0.0135 em) = 68.39 cm2 3) 0.398 mg/L x (68.39 cm2/52.13 cmz) = 0.522 mg/L This seems to be due to the fact that the total area of the exposed edge of the migration samples in the vial that contacts the food simulants was larger than that of the seamed parting line in the tube. 151 5.4. Summary This investigation of the migration behavior of the oxygen scavenger in active packaging can be summarized as follows: I) From the observation of overall migration in the OS film for the main elements (Fe, Na and C1) of the oxygen scavenger by the ‘X-ray Map’ method of SEM EDS, the main elements were observed clearly in the core layer of OS film, but they were not seen in the inner and outer layers. 2) Throughout the observation of the migration behavior for the main elements by the SEM & EDS, no migration of any of these main elements was detected in the inner layer adjacent to the core layer containing oxygen scavenger of the OS multilayer films (OSI and 082), which was direct contact with food simulants or cosmetic. This means that the main elements of oxygen scavenger in the core layer of the OS films did not pass through the inner layer and did not contact the food simulants and cosmetic. 3) From another analysis by SEM & EDS for the seamed parting line in a tube that was stored at 10 days and 40 °C. in 3% acetic acid, the main elements (Fe, Na and Cl) could be observed. However, the main elements were not detected on the non seamed area in the inside of a tube. Therefore, the main elements of oxygen scavenger migrated from the seamed parting line that was exposed directly to the simulants. 4) From the quantitative analysis of migration of the main components (NaCl+CaC12+Fep_O3) from migration vials into various food simulants by AA spectrometer, the migration values in 3% acetic acid were the highest and the next were the values in water among the food simulants. The migration value of OSI in 3% acetic acid was as 2.322 mg/L, 082 was 0.928 mg/L and LLDPE was 0.280 mg/L. However, these values are much less than the EU limit for total migration of 60 mg/L (90/128/EEC). 152 5) From the quantitative analysis for the sums of migration in 3% acetic acid between tubes and cells which were made of OSZ film, the value of migrated main components (NaCl+CaClg+ F6203) in the tube was 0.398 mg/L, and the value in migration cells was 0.928 mg/ L. If the inside area of the tube is recalculated as the same as the total surface of migration cells, the value of migrated main components from the inside of the tube would be 0.522 mg/L. This means that the value in the migration cells (0.928 mg/L) is near to 2 times than that of the tubes. 153 5.5. References Ahvenainen, R., and E. Hurme, “Active and smart packaging for meeting consumer demands for quality and safety, Food Additives and Contaminants, 14: 753-763, 1997. Alnafouri, A..l., and R. Franz, “A study ofthe equivalence of olive oil and the EU official substitute test media for migration testing at high temperatures,” Food Additives and Contaminants, 16: 419-431, 1999. ASTM-D4754-98, Standard Test Method for Two-sided Liquid Extraction of Plastic Materials Using FDA Migration Cell, Vol. 8.03, pp 174-177, 1998 Brody, A.L., E.R. Strupinsky, Kline L. R., Active Packagingfor Food Applications, Technomic Pub., Lancaster, PV, PP. 12-14, 2001. De Kruijf, N., M. van Beest, R. Rijk, T. Sipilainen-Malm, P. Paseiro Losada and B. De Meulenaer, “Active and intelligent packaging: applications and regulatory aspects,” Food Additive and Contaminations, 19: 144-162, 2002. Cambridge Encyclopedia, “Acetic acid — Chemical properties, Biochemistry, Production. Applications, Safety,” htgfl/cncyclgpedia.stateuniversitycom/pages/SI 1/acetic-acid.html, (accessed Apr. 15, 2009). European Commission, “Directive 82/71 l/EEC of 23 February 1990 relating to plastic materials and articles intended to come into contact with foodstuffs,” Oflicial Journal of the European Communities, L349, 26-47, 1990. FDA (US. Food and Drug Administration), “Guidance for Industry: Preparation of Food Contact Notification: Administrative, FINAL GUIDANCE” May 2002. http://wwwcfsan.fda.gov/~dms/opa2pmna.html#Il—B FDA/CFSAN, Guidance for Industry — Preparation of Premarket Notification, pp. 1-38, 2007. www.cfsan.fdagov/~dms/opa2pmnc.htm| Gilbert, .1., C. Simoneau, D. Cote and A. Boenke, “An internet compendium of analytical methods and spectroscopic information for monomers and additives used in food packaging plastics,” Food Additives and Contaminants, 17: 889-893, 2000. 154 Lopez-Cervantes, .1., D.I. Sanchez-Machado, S. Pastorelli, R. Rijk and P. Paseiro-Losada, “Evaluation the migration of ingredients from active packaging and development of dedicated methods: a study of two iron-based oxygen absorbers,” Food additives and contaminants, 20: 291-299, 2003. O’Brien, A., A. Goodson and 1. Cooper, “Polymer additive migration to foods-a direct comparison of experimental data and values calculated from migration models for high density polyethylene (HDPE),” Food Additives and Contaminants, 16: 367-380, 1999. O’Brien, A., and I. Cooper, “Polymer additive migration to foods-a direct comparison of experimental data and values calculated from migration models for polypropylene,” Food Additives and Contaminants, 18: 343-355, 2001. Riquest, A.M., V. Bosc and A. Feigenbaum, “Tailoring fatty food simulants made from solvent mixtures (1 ): comparison of methanol, ethanol and isopropanol behavior with polystyrene,” Food Additives and Contaminants, 18: 165-176, 2001. Smith, J .P., .1. Hoshino and Y. Ave, “Interactive packaging involving sachet technology,” in M. L, Rooney, ed., Active Food Packaging, Blackie Academic & Professional Pub., London, pp. 143-173, 1995. Teumac, F.N., “The history of oxygen scavenger bottle closure,” in M. L, Rooney, ed., Active Food Packaging, Blackie Academic & Professional Pub., London, pp. 193-202, 1995. 155 6. CONCLUSIONS AND FUTURE WORK 6.1. Conclusions Development of multilayer film incorporating iron based oxygen scavenger was done successfully and the 082 film was preferred to adopt as an oxygen scavenging film to make an active package, because it did not have agglomerations, and therefore it was superior to OSI in mechanical properties such as tensile & break strength. For oxygen scavenging, the films were useful even though that had a multilayer structure containing coextruded LLDPE on the inside ofthe film. The OS2 film was a little better than the OS 1 , consuming 6.10 cc 0; per g film after 30 days storage at 23 °C and 100% RH. In the development of active packaging for cosmetics, the active packaging rapidly reduces the oxygen concentration of the headspace compared with conventional packaging. It reached 0.0% from 20.9 % within 30 days and stayed lower than 0.1% for I 80 days, while conventional packaging remained near 10.0% after 180 days stored at 23 °C and 65% RH. In evaluating the shelf life of retinol in cosmetics, the concentration in the conventional packaging was rapidly reduced from 3,464 IU to 2,51 l lU after 24 weeks stored at 23 °C and 65% RH, while the concentration in the active packages remained over 3,000 IU after 24 weeks. A shelflife of51.6 weeks is estimated, based on rEduction of retinol to 2,500 IU. From SEM & EDS analysis, the main elements of oxygen scavenger in the core l"113/er ofa multilayer film were identified as iron (Fe), sodium (Na) and chloride (Cl). Throughout the observation of the migration behavior for the main elements by the SEM & EDS, no migration of any of these main elements was detected in the inner layer adjacent to the core layer containing oxygen scavenger of the OS multilayer films 156 (OSI and OS2), which were in direct contact with the food simulants or cosmetic. This means that the main elements of oxygen scavenger in the core layer of the OS films did not pass through the inner layer and did not contact the food simulants and cosmetic. However, from another analysis by SEM & EDS of the seamed parting line in a tube that was stored at 10 days and 40 °C in 3% acetic acid, the main elements could be observed. while the main elements were not detected on the non seamedarea in the inside of a tube. Therefore, the main elements of oxygen scavenger seem to be migrating through the seamed parting line which was exposed directly to the simulants. Quantitative analysis of migration of the main elements into various food simulants was conducted using an atomic absorption (AA) spectrometer for both types of oxygen scavengers. For the sums of main migrant components (NaCl + CaClg + F6203). the migration values in 3% acetic acid were the highest and the next were the values in Water among the food simulants. The migration value of OSI in 3% acetic acid was as 2.322 mg/L, 082 was 0.928 mg/L and LLDPE was 0.280 mg/L. However, these values are much less than the EU limit for total migration as 60 mg/L (90/128/EEC). 157 6.2. Future work The positive effect of an active packaging system to extend the shelf life was observed, and the migration value of main components from oxygen scavenger system was evaluated as smaller than the EU limit. The next step will apply this kind of active packaging system to cosmetics and then pharmaceuticals. However, there are some problems as a future work to reduce the quantity of Si (silicate) and the agglomeration during film and packaging processing and how to protect against the migration from the seamed parting line of the package before commercializing. Recently, in order to increase the shelf life of products more than ever, oxygen scavengers using nano-composites such as silicate or organo-clay have also been applied. The oxygen scavenger of nano-size may migrate much more easily to products compared with micro-size such as the iron based oxygen scavenger that is currently used. Therefore, this analytical method will be useful in developing this kind of active packaging as another future work. 158 APPENDICES 159 APPENDIX A: Properties and oxygen absorbing amount of multilayer film Table 31. UV/VIS spectrometer data LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 190 13.221 190 16.533 190 56.143 191 11.241 191 23.715 191 59.665 192 21.918 192 5.499 192 71.812 193 17.801 193 16.879 193 54.75 194 4.646 194 1.821 194 33.409 195 -2.158 195 -3.15 195 34.103 196 27.967 196 16.136 196 42.647 197 0.28 197 17.24 197 13.649 198 -5.222 198 19.776 198 7.242 199 1.589 199 20.803 199 7.26 200 20.435 200 27.774 200 4.322 201 -2.587 201 34.642 201 -6.034 202 12.192 202 27.366 202 7.051 203 0.508 203 18.751 203 0.601 204 8.83 204 30.442 204 0.872 205 ' 6.453 205 24.64 205 3.032 206 7.714 206 18.731 206 9.907 207 6.953 207 17.347 207 3.204 208 6.352 208 13.01 1 208 12.866 209 13.255 209 15.062 209 20.485 210 15.821 210 11.679 210 15.794 211 14.637 211 20.17 211 18.566 212 22.148 212 18.419 212 22.085 213 23.483 213 26.716 213 20.861 214 23.874 214 26.168 214 19.508 215 26.106 215 26.703 215 17.853 216 26.306 216 32.326 216 17.532 217 26.864 217 32.697 217 16.541 218 29.51 218 36.054 218 18.422 219 33.634 219 34.027 219 15.761 220 31.654 220 32.678 220 16.984 221 31.354 221 32.579 221 18.952 222 37.441 222 28.617 222 17.207 223 34.721 223 32.175 223 16.776 224 39.887 224 30.131 224 16.096 225 41.562 225 33.223 225 16.14 160 Table 31.(continued) LLDPE OSI 082 nm Transmittance nm Transmittance nm Transmittance 226 41.348 226 36.41 1 226 16.064 227 42.554 227 35.142 227 16.185 228 43.382 228 37.4 228 18.092 229 46.139 229 37.079 229 19.159 230 45.325 230 39.702 230 19.318 231 48.55 231 39.548 231 21.432 232 52.347 232 38.419 232 21.763 233 54.085 233 43.152 233 22.315 234 58.022 234 45.785 234 26.261 235 61.81 235 50.664 235 27.724 236 66.294 236 55.755 236 28.713 237 70.66 237 61.874 237 30.914 238 75.037 238 66.175 238 32.979 239 80.48 239 72.032 239 35.181 240 84.163 240 76.652 240 36.58 241 85.845 241 77.888 241 38.098 242 87.905 242 80.34 242 37.898 243 89.751 243 81.757 243 38.375 244 92.728 244 82.793 244 39.1 14 245 94.179 245 82.803 245 39.238 246 94.238 246 82.335 246 38.33 247 95.75 247 82.49 247 39.328 248 97.372 248 82.886 248 40.283 249 97.318 249 83.354 249 38.6 250 98.913 250 83.23 250 40.585 251 98.508 251 82.004 251 39.937 252 97.08 252 83.882 252 39.381 253 96.919 253 85.369 253 38.453 254 95.94 254 82.553 254 40.016 255 93.255 255 81.739 255 38.258 256 91.385 256 81.13 256 38.648 257 91.61 257 80.125 257 36.749 258 89.459 258 80.335 258 37.301 259 89.485 259 79.06 259 35.394 260 88.325 260 78.334 260 35.607 261 87.754 261 78.216 261 35.49 262 _87.046 262 77.827 262 35.891 263 85.144 263 76.61 1 263 34.506 264 86.813 264 77.136 264 34.741 265 85.33 265 74.137 265 34.078 161 Table 31.(continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 266 85.822 266 74.164 266 34.06 267 86.58 267 73.971 267 34.657 268 86.28 268 74.086 268 33.424 269 86.459 269 72.268 269 33.785 270 84.555 270 72.097 270 32.74 271 86.167 271 72.389 271 33.594 272 85.352 272 72.788 272 33.362 273 82.971 273 69.424 273 33.052 274 83.991 274 69.06 274 32.446 275 82.244 275 68.92 275 31.155 276 83.922 276 69.413 276 32.838 277 84.1 12 277 71.285 277 32.43 278 83.792 278 73.205 278 33.661 279 86.049 279 74.639 279 34.389 280 85.97 280 75.419 280 36.199 281 87.277 281 76.445 281 36.09 282 85.519 282 77.713 282 37.343 283 86.934 283 77.095 283 37.719 284 86.939 284 76.932 284 36.06 285 86.51 285 78.72 285 34.943 286 89.315 286 77.86 286 35.795 287 91.291 287 77.262 287 35.537 288 92.793 288 79.024 288 36.107 289 94.034 289 78.517 289 35.434 290 94.204 290 78.935 290 35.693 291 95.079 291 78.663 291 35.542 292 96.171 292 80.023 292 35.531 293 97.173 293 80.147 293 36.439 294 97.778 294 81.859 294 35.763 295 96.353 295 82.827 295 37.424 296 95.488 296 82.718 296 37.302 297 95.335 297 83.076 297 36.933 298 95.607 298 83.207 298 37.375 299 95.158 299 82.887 299 37.387 300 95.378 300 82.699 300 37.8 301 95.288 301 81.3 301 37.548 302 95.231 302 83.047 302 36.769 303 95.421 303 81.078 303 38.689 304 96.159 304 82.437 304 37.67 305 94.962 305 80.514 305 37.369 162 Table 3 l . (continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 306 95.999 306 80.433 306 37.378 307 94.955 307 80.434 307 37.262 308 94.196 308 78.736 308 36.98 309 94.87 309 78.659 309 36.056 310 95.376 310 79.117 310 35.915 311 94.788 311 78.845 311 34.777 312 93.178 312 79.206 312 35.706 313 93.576 313 79.549 313 35.146 314 93.327 314 82.357 314 35.331 315 93.651 315 81.698 315 35.382 316 95.942 316 82.133 316 35.561 317 94.792 317 83.809 317 35.434 318 96.62 318 82.145 318 35.398 319 96.62 319 82.794 319 35.201 320 96.638 320 83.644 320 36.193 321 95.89 321 83.528 321 36.216 322 94.586 322 80.797 322 35.917 323 95.168 323 81.986 323 36.495 324 93.247 324 80.652 324 35.883 325 93.288 325 79.078 325 36.283 326 93.492 326 78.694 326 35.538 327 93.084 327 78.781 327 35.555 328 91.543 328 87.557 328 41 329 94.692 329 86.049 329 41.896 330 95.972 330 85.391 330 41.136 331 98.004 331 83.184 331 38.818 332 98.566 332 82.425 332 37.955 333 96.461 333 78.62 333 37.088 334 97.893 334 78.049 334 37.179 335 97.484 335 78.265 335 32.061 336 96.693 336 79.744 336 35.272 337 94.764 337 77.475 337 34.737 338 92.642 338 79.214 338 34.905 339 91.339 339 80.353 339 35.376 340 91.419 340 80.1 15 340 35.999 341 92.083 341 82.566 341 37.296 342 93.458 342 82.025 342 38.597 343 93.866 343 84.137 343 39.354 344 94.859 344 83.874 344 39.345 345 94.901 345 83.661 345 39.694 163 Table 3 l.(continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 346 93.606 346 82.171 346 40.084 347 93.992 347 80.852 347 39.449 348 93.531 348 81.754 348 38.48 349 92.764 349 79.932 349 36.593 350 94.23 350 80.107 350 36.247 351 93.414 351 81.189 351 35.568 352 95.594 352 82.063 352 36.436 353 96.248 353 81.879 353 38.222 354 96.971 354 81.684 354 38.546 355 95.723 355 82.97 355 38.83 356 96.01 356 81.143 356 39.745 357 98.084 357 82.277 357 39.158 358 94.817 358 81.456 358 38.049 359 94.248 359 79.991 359 38.038 360 94.386 360 80.402 360 36.759 361 92.431 361 79.054 361 36.384 362 91.9 362 79.67 362 35.979 363 92.138 363 78.922 363 36.144 364 92.481 364 78.117 364 35.745 365 91.375 365 79.433 365 35.901 366 92.647 366 77.967 366 35.65 367 93.226 367 77.742 367 36.913 368 93.84 368 78.877 368 35.844 369 94.272 369 79.65 369 36.224 370 94.59 370 79.77 370 36.061 371 95.916 371 79.795 371 36.096 372 94.668 372 79.267 372 36.686 373 95.161 373 79.483 373 35.991 374 95.543 374 79.959 374 36.596 375 93.023 375 80.563 375 36.123 376 94.206 376 79.545 376 36.764 377 95.528 377 80.976 377 35.554 378 93.921 378 81.278 378 37.441 379 95.291 379 82.838 379 37.811 380 92.845 380 81.971 380 37.741 381 92.324 381 81.407 381 37.333 382 95.212 382 81.708 382 36.741 383 91.93 383 79.658 383 34.621 384 92.983 384 78.889 384 36.264 385 93.416 385 79.351 385 36.297 164 Table 3 l.(continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 386 93.715 386 79.433 386 36.174 387 93.733 387 79.481 387 36.338 388 93.57 388 79.527 388 36.264 389 93.579 389 79.512 389 36.505 390 93.629 390 79.519 390 36.421 391 93.546 391 79.324 391 36.561 392 93.688 392 79.499 392 36.801 393 93.517 393 79.325 393 36.778 394 93.553 394 79.401 394 36.814 395 93.481 395 79.547 395 36.865 396 93.153 396 79.252 396 36.831 397 93.172 397 79.032 397 36.617 398 93.274 398 79.151 398 36.617 399 93.257 399 79.028 399 36.681 400 93.41 400 79.227 400 36.534 401 93.333 401 79.243 401 36.527 402 93.37 402 79.25 402 36.51 1 403 93.38 403 79.399 403 36.358 404 93.643 404 79.438 404 36.412 405 93.531 405 79.616 405 36.433 406 93.421 406 79.632 406 36.545 407 93.563 407 79.717 407 36.528 408 93.418 408 79.592 408 36.587 409 93.388 409 79.564 409 36.622 410 93.524 410 79.398 410 36.639 41 1 93.26 41 1 79.309 41 1 36.764 412 93.215 412 79.252 I 412 36.657 413 93.2 413 79.155 413 36.721 414 93.344 414 79.164 414 36.637 415 93.295 415 79.214 415 36.657 416 93.397 416 79.19 416 36.601 417 93.376 417 79.161 417 36.475 418 93.29 418 79.157 418 36.497 419 93.417 419 79.253 419 36.57 420 93.519 420 79.496 420 36.551 421 93.399 421 79.378 421 36.584 422 93.431 422 79.819 422 36.505 423 93.022 423 79.224 423 36.312 424 92.945 424 79.001 424 36.409 425 92.933 425 78.949 425 36.175 165 Table 31.(c0ntinued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 426 92.765 426 78.766 426 36.235 427 92.918 427 78.947 427 36.204 428 92.821 428 79.051 428 36.23 429 92.872 429 78.817 429 36.562 430 92.983 430 79.093 430 36.603 431 93.081 431 79.393 431 36.661 432 93.231 432 79.312 432 36.934 433 93.101 433 79.228 433 36.726 434 93.359 434 79.556 434 36.893 435 93.203 435 79.524 435 37.076 436 93.119 436 79.554 436 37.024 437 93.451 437 79.624 437 37.058 438 93.406 438 79.688 438 36.949 439 93.51 439 79.643 439 37.025 440 93 .743 440 79.626 440 36.971 441 93.538 441 79.683 441 36.773 442 93.416 442 79.691 442 36.814 443 93.429 443 79.648 443 36.599 444 93.426 444 79.519 444 36.587 445 93 .409 445 79.471 445 36.668 446 93 .304 446 79.342 446 36.715 447 93.523 447 79.308 447 36.593 448 93.238 448 79.363 448 36.55 449 93 .241 449 79.262 449 36.769 450 93.167 450 79.343 450 36.812 451 93.109 451 79.274 451 36.746 452 93.027 452 79.274 452 36.857 453 93.029 453 79.312 453 36.821 454 93.019 454 79.168 454 36.896 455 93.1 455 79.241 455 36.799 456 93.095 456 79.241 456 36.813 457 93.391 457 79.507 457 36.643 458 93.285 458 79.428 458 36.745 459 93.385 459 79.415 459 36.734 460 93.417 460 79.578 460 36.732 461 93.475 461 79.657 461 36.762 462 93 .406 462 79.7 462 36.919 463 93.396 463 79.66 463 36.935 464 93.275 464 79.723 464 36.999 465 93.139 465 79.73 465 36.995 166 Table 3 l.(continuea') LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 466 93.195 466 79.587 466 37.032 467 93.219 467 79.814 467 37.046 468 93.188 468 79.668 468 36.969 469 93.176 469 79.564 469 37.1 12 470 93.16 470 79.571 470 36.955 471 93.324 471 79.506 471 37.091 472 93.347 472 79.347 472 37.07 473 93.208 473 79.432 473 37.025 474 93.325 474 79.463 474 36.988 475 93.397 475 79.47 475 37.024 476 93.38 476 79.474 476 36.952 477 93.325 477 79.627 477 36.98 478 93.219 478 79.587 478 37.057 479 93.329 479 79.774 479 36.961 480 93.319 480 79.813 480 37.037 481 93.289 481 79.635 481 36.985 482 93.296 482 79.815 482 36.975 483 93.221 483 79.806 483 36.939 484 93.213 484 79.784 484 37.066 485 93.21 485 79.646 485 37.076 486 93.164 486 79.604 486 37.006 487 93.307 487 79.662 487 37.183 488 93.24 488 79.742 488 37.176 489 93.314 489 79.764 489 37.156 490 93.21 1 490 79.685 490 37.147 491 93.207 491 79.622 491 37.183 492 93.268 492 79.657 492 37.295 493 93.255 493 79.765 493 37.304 494 93.274 494 79.741 494 37.306 495 93.289 495 79.83 495 37.21 496 93.159 496 79.678 496 37.178 497 93.176 497 79.71 497 37.082 498 93.253 498 79.793 498 37.172 499 93.356 499 79.876 499 37.188 500 93.36 500 79.941 500 37.09 501 93.382 501 79.938 501 37.335 502 93.436 502 79.924 502 37.267 503 93.401 503 79.962 503 37.29 504 93.406 504 79.985 504 37.345 505 93.455 505 80.041 505 37.413 167 Table 3 l . (continued) LLDPE OSI 082 nm Transmittance nm Transmittance nm Transmittance 506 93.315 506 79.994 506 37.402 507 93.253 507 80.001 507 37.394 508 93.208 508 79.935 508 37.433 509 93.364 509 80.009 509 37.348 510 93.278 510 79.867 510 37.484 51 1 93.226 51 1 79.944 51 1 37.489 512 93.295 512 79.947 512 37.448 513 93.238 513 79.876 513 37.447 514 93.285 514 79.852 514 37.41 515 93.258 515 79.912 515 37.355 516 93.218 516 79.877 516 37.34 517 93.222 517 79.892 517 37.335 518 93.265 518 79.875 518 37.307 519 93.174 519 79.936 519 37.268 520 93.24 520 79.966 520 37.315 521 93.331 521 79.945 521 37.336 522 93.201 522 79.987 522 37.289 523 93.205 523 79.978 523 37.339 324 93.289 524 79.871 524 37.399 525 93.252 525 79.918 525 37.414 526 93.201 526 79.838 526 37.45 527 93.31 I 527 79.855 527 37.544 528 93.367 528 79.972 528 37.519 529 93.281 529 80.033 529 37.523 530 93.222 530 80.001 530 37.533 F531 93.239 531 80.19 531 37.601 532 93.216 532 80.239 532 37.654 533 93.07 533 80.15 533 37.634 534 93.275 534 80.18 534 37.627 535 93.211 535 80.17 535 37.618 536 93.272 536 80.151 536 37.602 537 93.19 537 80.001 537 37.558 538 93.257 538 80.111 538 37.577 539 93.191 539 80.022 539 37.511 540 93.232 540 79.968 540 37.552 541 93.16 541 79.926 541 37.545 542 93.155 542 79.99 . 542 37.54 543 93.242 543 80.008 543 37.73 544 93.248 544 80.044 544 37.636 545 93.236 545 80.073 545 37.731 168 Table 31.(continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 546 93.15 546 80.084 546 37.719 547 93.148 547 80.056 547 37.714 548 93.1 14 548 80.064 548 37.71 1 549 93.18 549 80.195 549 37.751 550 93.152 550 80.158 550 37.789 551 93.216 551 80.213 551 37.802 552 93.151 552 80.116 552 37.834 553 93.387 553 80.122 553 37.808 554 93.31 554 80.215 554 37.776 555 93.238 555 80.184 555 37.793 556 93.245 556 80.144 556 37.828 557 93.25 557 80.219 557 37.775 558 93.124 558 80.195 558 37.811 559 93.152 559 80.314 559 37.915 560 93.121 560 80.21 560 37.939 561 93.169 561 80.222 561 37.924 562 93.172 562 80.291 562 37.874 563 93.125 563 80.214 563 38.023 564 93.1 14 . 564 80.067 564 37.935 565 93.056 565 80.102 565 37.959 566 93.192 566 80.1 566 38.009 567 93.241 567 80.17 567 38.009 568 93.163 568 80.208 568 38.078 569 93.168 569 80.179 569 37.984 570 93.184 570 80.2 570 38.006 571 93.289 571 80.252 571 37.98 572 93.171 572 80.238 572 38.033 573 93.127 573 80.389 573 38.103 574 93.228 574 80.386 574 38.025 575 93.23 575 80.388 575 38.075 576 93.247 576 80.415 576 38.036 577 93.337 577 80.466 577 38.124 578 93.293 578 80.388 578 38.092 579 93.296 579 80.402 579 38.057 580 93.341 580 80.334 580 38.129 581 93.271 581 80.296 581 38.05 582 93.216 582 80.23 582 38.069 583 93.137 583 80.145 583 38.109 584 93.303 584 80.241 584 38.1 585 93.039 585 80.118 585 38.14 '1 69 Table 3 l . (continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 586 93.147 586 80.125 586 38.115 587 93.11 587 80.164 587 38.181 588 93.093 588 80.177 588 38.217 589 93.098 589 80.23 589 38.254 590 93.157 590 80.3 590 38.26 591 93.136 591 80.356 591 38.295 592 93.171 592 80.391 592 38.319 593 93.173 593 80.354 593 38.312 594 93.199 594 80.41 594 38.241 595 93.154 595 80.402 595 38.307 596 93.231 596 80.435 596 38.263 597 93.152 597 80.43 597 38.221 598 93.1 15 598 80.309 598 38.227 599 93.068 599 80.244 599 38.25 600 93.151 600 80.271 600 38.25 601 93.171 601 80.266 601 38.298 602 93.155 602 80.262 602 38.31 1 603 93.163 603 80.247 603 38.286 604 93.215 604 80.348 604 38.35 605 93.173 605 80.332 605 38.371 606 93.212 606 80.378 606 38.408 607 93.193 607 80.446 607 38.415 608 93.206 608 80.38 608 38.448 609 93.249 609 80.412 609 38.42 610 93.271 610 80.492 610 38.461 61 1 93.257 61 1 80.429 61 1 38.486 612 93.305 612 80.458 612 38.494 613 93.264 613 80.441 613 38.469 614 93.241 614 80.477 614 38.442 615 93.22 615 80.339 615 38.422 616 93.324 616 80.404 616 38.457 617 93.216 617 80.461 617 38.482 618 93.192 618 80.357 618 38.453 619 93.211 619 80.409 619 38.496 620 93.138 620 80.386 620 38.466 621 93.147 621 80.359 621 38.563 622 93.121 622 80.327 622 38.535 623 93.098 623 80.332 623 38.592 624 93.141 624 80.492 624 38.636 625 93.09 625 80.358 625 38.604 170 Table 3 l.(continued) LLDPE OS 1 OS2 nm Transmittance nm Transmittance nm Transmittance 626 93.084 626 80.384 626 38.542 627 93.127 627 80.444 627 38.626 628 93.162 628 80.443 628 38.63 629 93.16 629 80.463 629 38.625 630 93.263 630 80.452 630 38.673 631 93.231 631 80.535 631 38.639 632 93.24 632 80.553 632 38.641 633 93.246 _633 80.577 633 38.641 634 93.202 634 80.591 634 38.656 635 93.296 635 80.561 635 38.699 636 93.254 636 80.56 636 38.598 637 93.276 637 80.553 637 38.661 638 93.261 638 80.539 638 38.694 639 93.193 639 80.452 639 38.615 640 93.095 640 80.389 640 38.662 641 93.036 641 80.355 641 38.605 642 93.045 642 80.392 642 38.656 643 93.063 643 80.436 643 38.639 644 93 644 80.494 644 38.72 645 93.049 645 80.489 645 38.705 646 93.079 646 80.638 646 38.799 647 93.1 1 647 80.566 647 38.87 648 93.095 648 80.578 648 38.84 649 93.203 649 80.72 649 38.866 650 93.179 650 80.647 650 38.871 651 93.136 651 80.605 651 38.904 652 93.08 652 80.54 652 38.896 653 93.107 653 80.513 653 38.914 654 93.151 654 80.527 654 38.856 655 93.043 655 80.389 655 38.954 656 93.143 656 80.46 656 38.913 657 93.034 657 80.41 657 38.836 658 93.145 658 80.423 658 38.784 659 93.129 659 80.478 659 38.894 660 93.101 660 80.428 660 38.845 661 93.151 661 80.477 661 38.787 662 93.14 662 80.567 662 38.831 663 93.176 663 80.555 663 38.865 664 93.143 664 80.524 664 38.912 665 93.165 665 80.51 665 38.938 171 Table 3 l.(c0ntinued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 666 93.164 666 80.577 666 39.03 667 93.183 667 80.677 667 39.02 668 93.199 668 80.644 668 39.03 669 93.275 669 80.717 669 39.026 670 93.197 670 80.718 670 39.101 671 93.273 671 80.718 671 39.134 672 93.249 672 80.763 672 39.151 673 93.299 673 80.71 1 673 39.108 674 93.26 674 80.69 674 39.089 675 93.124 675 80.573 675 39.008 676 93.135 676 80.601 676 39.047 677 93.181 677 80.653 677 39.081 678 93.229 678 80.571 678 39.05 679 93.106 679 80.556 679 39.053 680 93.149 680 80.654 680 39.041 681 93.122 681 80.646 681 39.082 682 93.042 682 80.664 682 39.023 683 92.996 683 80.549 683 39.065 684 93.069 684 80.686 684 39.033 685 93.055 685 80.716 685 39.101 686 93.135 686 80.636 686 39.165 687 93.185 687 80.579 687 39.161 688 93.137 688 80.545 688 39.178 689 93.154 689 80.603 689 39.203 690 93.138 690 80.617 690 39.213 691 93.173 691 80.637 691 39.243 692 93.108 692 80.689 692 39.224 693 93.139 693 80.696 693 39.251 694 93.109 694 80.7 63 694 39.239 695 93.171 695 80.788 695 39.229 696 93.134 696 80.822 696 39.289 697 93.1 697 80.771 697 39.219 698 93.153 698 80.726 698 39.213 699 93.141 699 80.665 699 39.243 700 93.13 700 80.624 700 39.188 701 93.122 701 80.55 701 39.156 702 93.1 13 702 80.588 702 39.229 703 93.135 703 80.592 703 39.167 704 93.141 704 80.614 704 39.215 705 93.1 19 705 80.666 705 39.22 172 Table 3 l.(c0ntinued) LLDPE OS 1 082 nm Transmittance nm Transmittance nm Transmittance 706 93.109 706 80.733 706 39.279 707 93.072 707 80.761 707 39.216 708 93.097 708 80.744 708 39.298 709 93.144 709 80.768 709 39.322 710 93.12 710 80.734 710 39.319 711 93.142 71 1 80.798 71 1 39.346 712 93.149 712 80.842 712 39.397 713 93.115 713 80.794 713 39.407 714 93.262 714 80.786 714 39.406 715 93.234 715 80.748 715 39.426 716 93.104 716 80.667 716 39.41 717 93.08 717 80.691 717 39.459 718 93.128 718 80.607 718 39.34 719 93.06 719 80.666 719 39.454 720 93.098 720 80.637 720 39.435 721 93.127 721 80.671 721 39.508 722 93.022 722 80.606 722 39.492 723 93.068 723 80.693 723 39.467 724 93.1 14 724 80.692 724 39.48 725 93.077 725 80.745 725 39.551 726 93.04 726 80.758 726 39.508 727 93.172 727 80.869 727 39.571 728 93.149 728 80.847 728 39.524 729 93.087 729 80.823 729 39.464 730 93.046 730 80.782 730 39.396 731 93.073 731 80.763 731 39.473 _ 732 93.02 732 80.746 732 39.431 733 93.056 733 80.731 733 39.445 734 93.048 734 80.742 734 39.47 735 93.054 735 80.826 735 39.467 736 93.04 736 80.788 736 39.447 737 93.068 737 80.754 737 39.435 738 93.139 738 80.865 738 39.556 739 93.148 739 80.93 739 39.598 740 93.155 740 80.804 740 39.597 741 93.194 741 80.928 741 39.661 742 93.276 742 80.865 742 39.626 743 93.235 743 80.82 743 39.69 744 93.251 744 80.883 744 39.681 745 93.221 745 80.839 745 39.736 173 Table 31.(c0ntinued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 746 93.188 746 80.81 746 39.592 747 93.151 747 80.748 747 39.649 748 93.1 19 748 80.716 748 39.587 749 93.146 749 80.737 749 39.537 750 93.195 750 80.694 750 39.552 751 93.107 751 80.781 751 39.584 752 93.097 752 80.66 752 39.551 753 93.099 753 80.682 753 39.633 754 93.101 754 80.809 754 39.608 755 93.055 755 80.817 755 39.635 756 92.95 756 80.835 756 39.617 757 92.987 757 80.785 757 39.669 758 92.996 758 80.878 758 39.684 759 92.943 759 80.802 759 39.696 760 92.969 760 80.809 760 39.766 761 92.96 761 80.893 761 39.719 762 92.968 762 80.836 762 39.812 763 93.1 16 763 80.87 763 39.827 764 93.106 764 80.94 764 39.816 765 93.127 765 80.862 765 39.815 766 93.14 766 80.914 766 39.879 767 93.244 767 80.892 767 39.904 768 93.148 768 80.908 768 39.864 769 93.258 769 80.835 769 39.828 770 93.175 770 80.787 770 39.873 771 93.17 771 80.848 771 39.827 772 93.147 772 80.767 772 39.743 773 93.208 773 80.776 773 39.775 774 93.068 774 80.817 774 39.684 775 93.145 775 80.816 775 39.73 776 92.985 776 80.786 776 39.77 777 93.088 777 80.882 777 39.826 778 93.02 778 80.961 778 39.909 779 93.152 779 80.94 779 39.91 780 93.107 780 80.851 780 40.046 781 93.05 781 81.066 781 39.924 782 93.208 782 81.043 782 40.039 783 93.103 783 81.044 783 40.013 784 93.096 784 81.085 784 39.97 785 93.079 785 81.047 785 40.042 174 Table 3 1 . (continued) LLDPE OSI OS2 nm Transmittance nm Transmittance nm Transmittance 786 93.066 786 81.031 786 39.943 787 93.127 787 81.021 787 39.946 788 93.008 788 80.848 788 39.936 789 93.002 789 80.835 789 39.869 790 93.052 790 80.804 790 39.924 791 93.015 791 80.759 791 39.884 792 93.1 15 792 80.809 792 39.845 793 93.1 18 793 80.814 793 39.848 794 93.094 794 80.75 794 39.831 795 93.079 795 80.783 795 39.87 796 93.1 7 796 80.824 796 40.074 797 93.223 797 80.953 797 40.034 798 93.154 798 80.936 798 40.032 799 93.317 799 81.129 799 40.116 800 93.359 800 81.156 800 40.253 175 Table 32. Film thickness data 1)LLDPE CD-LLDPE Sample 1 2 3 4 5 1 5.5 5.5 5.5 5.0 5.0 2 5.0 5.5 5.0 5.0 5.5 3 5.5 5.5 5.5 5.5 5.0 Ave 5.33 5.50 5.33 5.17 5.17 Std 0.29 0.00 0.29 0.29 0.29 MD-LLDPE Sample 1 2 3 4 5 1 5.5 5.5 5.5 5.5 5.5 2 5.5 5.5 5.5 5.5 5.0 3 5.5 5.0 5.5 5.0 5.5 Avg 5.50 5.33 5.50 5.33 5.33 Std 0.00 0.29 0.00 0.29 0.29 2) OS] CD—OSI Sample 1 2 3 4 5 1 5.0 4.0 4.5 5.5 5.0 2 4.5 6.0 5.5 4.0 5.5 3 5.0 5.0 4.5 ' 5.0 4.5 Ave 4.83 5.00 4.83 4.83 5.00 Std 0.29 1.00 0.58 0.76 0.50 MD-OSI Sample 1 2 3 4 5 1 4.5 5.5 4.5 5.0 5.5 2 5.5 4.5 5.5 5.5 5.0 3 5.0 5.0 . 5.5 4.5 4.5 Ave 5.00 5.00 5.17 5.00 5.00 Std 0.50 0.50 0.58 0.50 0.50 176 3) 082 CD-OS2 Sample 1 2 3 4 5 | 5.0 5.5 5.0 5.5 5.5 2 5.5 5.0 5.0 5.5 5.0 3 4.5 5.5 5.0 5.0 5.0 Ave 5.00 5.33 5.00 5.33 5.17 Std 0.50 0.29 0.00 0.29 0.29 MD-OS2 Sample 1 2 3 4 5 1 5.0 5.5 5.0 5.0 5.0 2 5.0 5.5 5.0 5.0 5.5 3 5.5 5.0 5.5 5.5 5.0 Ave 5.17 5.33 5.17 5.17 5.17 Std 0.29 0.29 0.29 0.29 0.29 L— Table 33. Mechanical properties data 1) LLDPE Sample No. Maximum Tensile Break Break Load Strength Strength Elongation kgf kg/cm2 kg/cm2 (%) CD-LLDPE 1 15.22 421.19 374.88 949.9 2 12.74 352.68 306.31 880.5 3 13.53 374.38 338.07 913.3 4 13.77 381.01 343.96 929.2 5 14.46 400.31 361.39 975.8 Ave 13.94 385.91 344.92 929.7 Std 0.941 26.043 26.017 36.14 MD-LLDPE 1 14.00 421.19 374.88 949.9 2 14.00 352.68 306.31 880.5 3 14.04 374.38 338.07 913.3 4 13.94 371.93 336.07 907.3 5 14.12 376.85 340.29 918.7 Ave 14.02 379.41 339.13 913.9 Std 0.065 25.237 24.327 24.89 177 2) OSI Sample No. Maximum Tensile Break Break Load Strength Strength Elongation kgf kg/cm2 kg/cm2 (%) CD-OSI 1 6.56 217.32 163.87 681.3 2 6.84 226.49 181.97 705.3 3 7.20 238.39 238.39 704.6 4 7.06 233.82 181.54 707.7 5 6.91 228.71 183.79 705.2 Ave 6.91 228.95 189.91 700.8 Std 0.241 7.969 28.279 10.98 MD-OSI 1 7.88 260.91 21 1.55 609.7 2 7.80 244.86 192.91 614.3 3 7.29 228.19 179.98 630.2 4 7.43 232.98 186.44 605.4 5 7.72 242.07 201.21 601.8 Ave 7.62 241.80 194.42 612.3 Std 0.253 12.626 12.390 1 1.06 3) 082 Sample No. Maximum Tensile Break Break Load Strength Strength Elongation kgf kg/cm2 kg/cm2 (%) CD-OS2 l 8.97 267.43 222.55 761 2 9.35 278.76 237.09 777.4 3 8.08 242.06 199.99 724.6 4 8.87 264.26 217.20 764.3 5 8.74 260.52 220.87 768.5 Ave 8.80 262.61 219.54 759.2 Std 0.463 13.355 13.291 20.27 MD-OSZ 1 9.46 293.14 240.91 694.1 2 9.72 301.27 256.41 699.6 3 10.85 336.29 294.08 732.1 4 10.14 314.21 270.71 704.1 5 9.91 303.81 258.55 706.4 Ave 10.01 309.74 264.13 707.3 Std 0.529 16.640 19.814 14.66 178 Table 34. Oxygen absorbing amount data 1) The value of 50 % - OSI and OS2 Film SAMPLE 0 DAY 30 DAYS 02 FILM WT 02 Absorb Absorb OS 1 - No. (cc) (cc) (cc) (g) (cc/ g) 50% 1 205.0 183.1 21.9 3.99 5.49 2 198.3 175.2 23.1 4.01 5.76 201.2 177.9 23.3 4.02 5.80 Ave 201.5 178.7 22.8 4.01 5.68 Std 3.36 4.02 0.76 0.02 0.17 OS2- 1 199.8 175.2 24.6 4.01 6.13 50% 2 202.5 178.2 24.3 3.97 6.12 3 203.3 179.1 24.2 4.01 6.03 Ave 201.9 177.5 24.4 4.00 6.10 Std 1.83 2.04 0.21 0.02 0.05 2) The value of 20 %, 30 %, 50 % - OS1 and 052 O2 Film OS 0 0 30 30 02 Film 02 Absorb Content Day Day Day Day Absorb Wt. Absorb Content (%) (CC) (%) (CC) (%) (CC) (g) (CC/g) (%) OS1 *50 201.5 20.9 178.7 18.5 22.8 4.01 5.68 50.7 30 199.1 20.9 189.0 19.8 10.1 3.01 3.36 29.9 20 205.0 20.9 198.3 20.2 6.7 2.99 2.24 20.0 OS2 *50 201.9 20.9 177.5 18.4 24.4 4.00 6.10 50.4 30 199.3 20.9 188.4 19.8 10.9 3.00 3.63 30.1 20 203.3 20.9 196.0 20.1 7.3 3.02 2.42 20.0 *50: Average ofthree specimens of OSI - 50% and OS2 - 50 % on Table 22 — 1 179 APPENDIX B: Oxygen and retinal concentration of active packaging Table 35. Oxygen concentration in headspace data Day 0 7 30 60 90 '1 20 150 180 Control 20.060 16.750 12.500 10.570 10.020 9.780 9.520 9.290 20.200 17.020 13.200 1 1.080 10.430 10.120 9.770 9.520 19.950 16.280 12.030 10.240 9.750 9.470 9.220 9.050 Ave 20.070 16.683 12.577 10.630 10.067 9.790 9.503 9.287 Std 0.125 0.374 0.589 0.423 0.342 0.325 0.275 0.235 OS2 20.120 2.980 0.000 0.000 0.000 0.000 0.000 0.010 20.240 4.020 0.000 0.000 0.000 0.000 0.020 0.000 20.000 3.250 0.000 0.000 0.000 0.000 0.000 0.020 Ave 20.120 3.417 0.000 0.000 0.000 0.000 0.007 0.010 Std 0.120 0.540 0.000 0.000 0.000 0.000 0.012 0.010—fl Table 36. Standard calibration curve data Unit: AU Sample 0.1mg/100m1 0.4mg/100m1 1mg/100m1 3mg/100m1 1 1,225 5,543 1 1,983 32,923 2 1,273 5,922 13,427 34,477 3 1,349 5,471 12,245 36,647 4 1,309 5,884 12,649 33,896 Ave 1,289 5,705 12,576 34,486 Std 52.8 231.0 630.0 1577.0 Error rate (%) 4.093 4.050 5.010 4.573 Error rate (%) = id x 100 Ave 180 Table 37. Area Response data of retinol in HPLC Unit: AU Sample No. 1 week 2 weeks 4 weeks 8 weeks 12 week 24 week 1 24.505 24,261 24,031 23,246 22,243 21,140 05 2 24,1 12 23.787 23,544 22,758 21,959 20,937 3 24,898 24,647 24,356 23,604 22,71 1 21,709 Ave 24,505 24,232 23,977 23,203 22,304 21,262 51“ 393 431 409 425 380 400 ' 23,835 23,036 22,365 22,122 19,874 17,490 Contm' 2 24,370 23,503 22,860 22,589 20,469 17,937 3 24,627 23,787 23,151 23,015 20,327 18,039 Ave 24,277 23,442 22,792 22,575 20,223 17,822 Std 404 379 397 447 31 1 292 Table 38. Retinol concentration data in cosmetics 1) mg/ 100 ml Unit: mg/100 ml Sample No. 1 week 2 weeks 4 weeks 8 weeks 12 week 24 week 1 2.10 2.08 2.06 1.99 1.90 1.80 03 2 2.06 2.04 2.01 1.94 1.87 1.78 3 2.13 2.11 2.09 2.02 1.94 1.85 Ave 2.10 2.07 2.05 1.98 1.90 1.81 Std 0.03 0.04 0.04 0.04 0.03 0.04 I 2.04 1.97 1.91 1.89 1.69 1.48 Comm] 2 2.09 2.01 1.95 1.93 1.74 1.52 3 2.11 2.04 1.98 1.97 1.73 1.53 Ave 2.08 2.00 1.95 1.93 1.72 1.51 Std 0.04 0.03 0.04 0.04 0.03 0.03 181 From the standard curve, Y =11284X + 819.79 X = Y — 819.79 1 1284 where, X: Retinol concentration (mg/ 100 ml) Y: Area Response of retinol in HPLC 2) IU/g Unit: lU/g Sample No. 1 week 2 weeks 4 weeks 8 weeks 12 week 24 week 1 3,498 3,462 3,428 3,312 3,164 3,001 OS 2 3,440 3,392 3,356 3,240 3,122 2,971 3 3,556 3,519 3,476 3,365 3,233 3,085 Ave 3,498 3,458 3,420 3,306 3,173 3,019 Std 58 64 60 63 56 59 1 3,399 3,281 3,182 3,146 2,814 2,462 Control 2 3,478 3,350 3,255 3,215 2,902 2,528 3 3,516 3,392 3,298 3,278 2.881 2,543 Ave 3,464 3,341 3,245 3,213 2,866 2,51 1 Std 60 56 59 66 46 43 Ifa retinol concentration is X (mg/100 ml), X __ 2 x C(IU / g) C: 7 3333(IU/mg) Xx 3333(IU/mg) 2 where, C: Retinol concentration (IU/g) 1 mg retinol = 3333 IU, 1 1U = 0.300 ug 182 APPENDIX C: Migration data into various food simulants Table 39. Standard calibration curve data of Na for 95 % ethanol in AA PPm Abs Ave Abs 0.0051 0.0033 0.0018 0.00340 0.1278 0.1178 0.1134 0.11967 0.3465 0.3473 0.3492 0.34767 0.5577 0.5554 0.5531 0.55540 0.9418 0.9372 0.9385 0.93917 10 1.1002 1.1014 1.0089 1.07017 183 Table 40. Standard calibration curve data of Na for water and 3 % acetic acid in AA ppm Abs Ave Abs 0 0.0044 0.01 13 0.00830 0.0092 1 0.8524 0.8457 0.85787 0.8755 3 1.7301 1.7211 1.73140 1.7430 5 2.6479 2.6044 2.62223 2.6144 10 4.2305 4.1864 4.19513 4.1685 15 6.4023 6.4025 6.41267 6.4332 20 8.4421 8.3321 8.33853 8.2414 184 Table 41. Standard calibration curve data of Na for olive oil in AA ppm Abs Ave Abs 0 0.0816 0.0578 0.05880 0.0370 1 0.4272 0.4275 0.42623 0.4240 3 0.6252 0.6926 0.67263 0.7001 5 1.2936 1.3866 1.33093 1.3126 185 Table 42. Standard calibration curve data of Ca for 95 % ethanol in AA ppm Abs Ave Abs 0 0.0028 0 0.0010 0.00287 0 0.0048 1 0.451 1 1 0.4456 0.44610 1 0.4416 3 0.9301 3 0.9217 0.92230 3 0.9151 5 1.5265 5 1.5098 1.51003 5 1.4938 8 2.2413 8 2.2119 2.22087 8 2.2094 10 2.7070 10 2.6802 2.68173 10 2.6580 186 Table 43. Standard calibration curve data of Ca for water and 3 % acetic acid in AA ppm Abs Ave Abs 0 0.0057 0.0034 0.00333 0.0009 1 0. 1269 0.1306 0.12827 0.1273 3 0.3448 0.3473 0.34650 0.3474 5 0.5577 0.5558 0.55533 0.5525 8 0.9434 0.9441 0.94200 0.9385 10 1.1052 1.1007 1.10160 1.0989 187 Table 44. Standard calibration curve data of Ca for olive oil in AA ppm Abs Ave Abs 0.0021 0.0051 0.0022 0.00313 0.0541 0.0612 0.0555 0.05693 0.0955 0.0899 0.0943 0.09323 0.1241 0.1342 0.1289 0.129067 188 Table 45. Standard calibration curve data of Fe for 95 % ethanol in AA PPm Abs Ave Abs 0.0001 0.0007 0.0014 0.00073 0.1367 0.1407 0.1412 0.13953 0.3140 0.3111 0.3127 0.31260 0.3650 0.3657 0.3770 0.36923 0.7964 0.7991 0.7990 0.79817 1.5557 1.5552 1.5653 1.55873 20 3.1302 3.1021 3.1209 3.11773 189 Table 46. Standard calibration curve data of Fe for water and 3 % acetic acid in AA ppm Abs Ave Abs 0 0.0029 0.0064 0.00480 0.0051 1 0.0885 0.0898 0.09010 0.0920 2 0.1941 0.1934 0.19330 0.1924 3 0.2935 0.2954 0.29513 0.2965 5 0.4855 0.4872 0.48750 0.4898 10 0.9391 0.9401 0.94200 0.9468 20 1.8915 1.9113 1.89677 1.8875 190 Table 47. Standard calibration curve data of Fe for olive oil in AA ppm Abs Ave Abs 0 0.0099 0.0087 0.00877 0.0077 1 0.0170 0.0184 0.01713 0.0160 3 0.0712 0.0685 0.07127 0.0741 5 0.1098 0.1222 0.11453 0.1116 191 Table 48. Migration of NaCl into 95 % ethanol as calculated from observed migration of sodium (Na), respectively Na NaCl NaCl samp'e # ug/30m1 ug/30m1 m g/L Ave Std 1 3.54 9.01 0.30 1 3.54 8.99 0.30 0.300 0.000 1 3.54 9.00 0.30 2 3.42 8.70 0.29 2 3.41 8.66 0.29 8.663 0.001 2 3.40 8.63 0.29 05' 3 3.27 8.31 0.28 3 3.28 8.34 0.28 8.344 0.001 3 3.30 8.38 0.28 4 3.74 9.50 0.32 4 3.73 9.47 0.32 9.457 0.002 4 3.70 9.41 0.31 1 1.24 3.14 0.10 1 1.22 3.11 0.10 3.111 0.001 1 1.21 3.09 0.10 2 1.15 2.92 0.10 2 1.15 2.93 0.10 2.920 0.000 2 1.14 2.91 0.10 032 3 1.35 3.42 0.11 3 1.34 3.40 0.1 1 3.405 0.001 3 1.33 3.39 0.1 1 4 1.08 2.75 0.09 4 1.09 2.78 0.09 2.750 0.001 4 1.07 2.72 0.09 1 0.60 1.52 0.05 1 0.62 1.56 0.05 1.553 0.001 1 0.62 1.58 0.05 2 0.58 1.48 0.05 2 0.55 1.41 0.05 1.430 0.001 2 0.55 1.40 0.05 LLDPE 3 0.49 1.25 0.04 3 0.47 1.19 0.04 1.223 0.001 3 0.48 1.22 0.04 4 0.42 1.06 0.04 4 0.44 1.13 0.04 1.091 0.001 4 0.43 1.09 0.04 192 Table 49. Migration of NaCl into water as calculated from observed migration of sodium (Na), respectively Na NaCI NaCl Sample # ttg/30m1 ug/30ml mg/L Ave Std 1 17.95 45.60 1.52 1 18.01 45.77 1.53 1.526 0.005 1 18.07 45.92 1.53 2 17.85 45.35 1.51 2 17.79 45.20 1.51 1.510 0.003 OSI 2 17.86 45.39 1.51 3 17.96 45.64 1.52 3 17.82 45.27 1.51 1.518 0.008 3 17.99 45.70 1.52 4 17.47 44.38 1.48 4 17.44 44.31 1.48 1.478 0.001 4 17.45 44.33 1.48 1 3.40 8.63 0.29 1 3.44 8.74 0.29 0.290 0.002 1 3.42 8.70 0.29 2 3.97 10.09 0.34 2 3.90 9.90 0.33 0.333 0.003 2 3.93 9.97 0.33 082 3 3.35 8.52 0.28 3 3.34 8.48 0.28 0.282 0.002 3 3.31 8.42 0.28 4 3.70 9.41 0.31 4 3.76 9.55 0.32 0.317 0.003 4 3.77 9.58 0.32 1 2.12 5.39 0.18 1 2.15 5.47 0.18 0.183 0.003 1 2.20 5.59 0.19 2 2.52 6.39 0.21 2 2.36 6.00 0.20 0.204 0.008 LLDPE 2 2.35 5.97 0.20 3 2.07 5.25 0.18 3 2.09 5.31 0.18 0.176 0.001 3 2.07 5.25 0.17 4 1.95 4.94 0.16 4 1.93 4.91 0.16 0.164 0.001 4 1.93 4.90 0.16 193 Table 50. Migration of NaCl into 3 % acetic acid as calculated from observed migration of sodium (Na), respectively Na NaCl NaCl Sample # ag/30ml 1tg/30m1 mg/L Ave Std 1 16.84 42.79 1.43 1 16.87 42.86 1.43 1.430 0.005 1 16.96 43.09 1.44 2 17.38 44.15 1.47 2 17.32 44.02 1.47 1.473 0.006 OS 1 2 17.47 44.40 1.48 3 17.92 45.53 1.52 3 17.93 45.56 1.52 1.518 0.001 3 17.92 45.52 1.52 4 17.46 44.35 1.48 4 17.44 44.32 1.48 1.476 0.003 4 17.39 44.18 1.47 1 4.25 10.79 0.36 _ 1 4.31 10.95 0.36 0.366 0.007 1 4.41 1 1.21 0.37 2 4.32 10.97 0.37 2 4.65 11.82 0.39 0.373 0.018 2 4.26 10.82 0.36 082 3 4.57 1 1.62 0.39 3 4.33 1 1.00 0.37 0.374 0.01 l 3 4.35 1 1.06 0.37 4 3.84 9.76 0.33 4 3.91 9.93 0.33 0.334 0.010 4 4.07 10.35 0.35 1 2.83 7.20 0.24 1 2.87 7.29 0.24 0.243 0.003 1 2.89 7.35 0.24 2 2.68 6.80 0.23 2 2.71 6.90 0.23 0.230 0.004 LLDPE 2 2.77 7.03 0.23 3 3.23 8.20 0.27 3 3.15 7.99 0.27 0.270 0.003 3 3.18 8.08 0.27 4 2.45 6.22 0.21 4 2.62 6.67 0.22 0.216 0.008 4 2.59 6.58 0.22 194 Table 51. Migration of NaCl into olive oil as calculated from observed migration of sodium (Na), respectively Na NaCl NaCl Sample # ug/30ml /tg/30m| mg/L Ave Std 1 0.57 1.45 0.05 1 0.57 1.44 0.05 1.317 0.219 1 0.42 1.06 0.04 2 0.39 1.00 0.03 2 0.56 1.42 0.05 1.355 0.331 2 0.65 1.65 0.05 OS] 3 0.01 0.04 0.00 3 0.59 1.50 0.05 1.046 0.878 3 0.63 1.61 0.05 4 0.59 1.51 0.05 4 0.07 0.17 0.01 1.332 1.085 4 0.91 2.32 0.08 1 0.38 0.98 0.03 1 0.40 1.02 0.03 1.055 0.099 1 0.46 1.17 0.04 2 0.46 1.17 0.04 2 0.59 1.50 0.05 1.301 0.178 2 0.49 1.23 0.04 082 3 0.40 1.01 0.03 3 0.40 1.02 0.03 1.026 0.017 3 0.41 1.05 0.03 4 0.40 1.01 0.03 4 0.38 0.97 0.03 0.961 0.059 4 0.35 0.90 0.03 1 0.50 1.28 0.04 1 0.50 1.26 0.04 1.207 0.109 1 0.43 1.08 0.04 2 0.34 0.86 0.03 2 0.35 0.90 0.03 0.923 0.076 2 0.40 1.01 0.03 LLDPE 3 0.36 0.91 0.03 3 0.39 0.98 0.03 1.167 0.386 3 0.63 1.61 0.05 4 0.69 1.75 0.06 4 1.08 2.74 0.09 1.921 0.750 4 0.50 1.27 0.04 195 Table 52. Migration of CaClz into 95 % ethanol as calculated from observed migration of calcium (Ca), respectively Ca CaClz CaCl Sample # [1g /3 Oml [1g /3 0m1 m g/Lz Ave Std I -0.38 -1.07 -0.04 1 -0.39 -1.09 -0.04 -0.036 0.000 1 -0.39 -1.07 -0.04 2 -0.39 -1.09 -0.04 2 -0.40 -1.10 -0.04 -0.036 0.001 2 -0.38 -1.05 -0.03 OSI 3 -0.38 -1.05 -0.04 3 -0.38 -1.06 -0.04 -0.035 0.001 3 -0.36 -1.01 -0.03 4 -0.37 -1.03 -0.03 4 -0.36 -1.01 -0.03 -0.035 0.001 4 -0.39 -1.09 -0.04 1 -0.37 -1.01 -0.03 1 -0.38 -1.06 -0.04 -0.035 0.001 1 -0.39 -1.07 -0.04 2 -0.37 -1.02 -0.03 2 -0.38 -1.06 -0.04 -0.035 0.001 2 -0.37 -1.04 -0.03 082 3 -0.36 -1.01 -0.03 3 -0.38 -1.05 -0.03 -0.034 0.001 3 -0.36 -1.00 -0.03 4 -0.37 -1.02 -0.03 4 -0.36 -1.00 -0.03 -0.034 0.000 4 -0.36 -1.00 -0.03 1 -0.34 -0.95 -0.03 1 -0.36 -0.99 -0.03 -0.032 0.001 1 -0.34 -0.94 -0.03 2 -0.33 -0.93 -0.03 2 -0.35 -0.97 -0.03 -0.032 0.001 2 -0.35 -0.96 -0.03 LLDPE 3 -0.34 -0.96 -0.03 3 -0.36 -0.99 -0.03 -0.032 0.001 3 -0.34 -0.95 -0.03 4 -0.34 -0.95 -0.03 4 -0.32 -0.89 -0.03 -0.031 0.001 4 -0.34 -0.93 -0.03 196 Table 53. Migration of CaClz into water as calculated from observed migration of calcium (Ca), respectively , Ca CaClz CaCl Sample # ttg/30m1 ug/30m1 mg/L2 Ave Std 1 0.04 0.12 0.00 1 0.00 0.00 0.00 000! 0.002 1 0.00 0.00 0.00 2 0.06 0.18 0.01 2 0.00 0.00 0.00 0.002 0.003 OS 1 2 0.00 0.00 0.00 3 0.05 0.13 0.00 3 0.00 0.00 0.00 0.001 0.003 3 0.00 0.00 0.00 4 0.04 0.1 1 0.00 4 0.00 0.00 0.00 0.001 0.002 4 0.00 0.00 0.00 1 0.40 1.1 1 0.04 1 0.00 0.00 0.00 0.012 0.021 1 0.00 0.00 0.00 2 0.58 1.62 0.05 2 0.00 0.00 0.00 0.018 0.031 2 0.00 0.00 0.00 082 3 0.40 1.1 1 0.04 3 0.00 0.00 0.00 0.012 0.021 3 0.00 0.00 0.00 4 1.14 3.16 0.1 1 4 0.00 0.00 0.00 0.035 0.061 4 0.00 0.00 0.00 1 0.21 0.59 0.02 1 0.00 0.00 0.00 0.007 0.01 1 1 0.00 0.00 0.00 2 0.27 0.76 0.03 2 0.00 0.00 0.00 0.008 0.015 2 0.00 0.00 0.00 LLDPE 3 0.23 0.63 0.02 3 0.00 0.00 0.00 0.007 0.012 3 0.00 0.00 0.00 4 0.48 1.33 0.04 4 0.00 0.00 0.00 0.015 0.026 4 0.00 0.00 0.00 197 Table 54. Migration of C3C12 into 3 % acetic acid as calculated from observed migration of calcium (Ca), respectively Ca C3C12 CaCl sample # ug/30m1 jig/30ml mg/Lz Ave Std 1 0.27 0.75 0.02 1 0.27 0.76 0.03 0.025 0.000 1 0.28 0.76 0.03 2 0.32 0.89 0.03 2 0.35 0.97 0.03 0.031 0.001 2 0.32 0.90 0.03 OS] 3 0.35 0.98 0.03 3 0.34 0.94 0.03 0.031 0.001 3 0.32 0.90 0.03 4 0.27 0.76 0.03 4 0.24 0.67 0.02 0.024 0.002 4 0.27 0.76 0.03 1 4.95 13.74 0.46 1 4.93 13.69 0.46 0.457 0.001 1 4.95 13.72 0.46 2 4.47 12.39 0.41 2 4.28 1 1.87 0.40 0.405 0.009 2 4.39 12.17 0.41 052 3 4.27 11.84 0.39 3 5.13 14.23 0.47 0.420 0.047 3 4.24 1 1.77 0.39 4 4.17 1 1.57 0.39 4 4.09 1 1.34 0.38 0.156 0.001 4 4.24 1 1.76 0.39 1 0.37 1.03 0.03 1 0.39 1.08 0.04 0.035 0.001 1 0.37 1.03 0.03 2 0.42 1.17 0.04 2 0.50 1.38 0.05 0.042 0.004 2 0.43 1.18 0.04 LLDPE 3 0.33 0.92 0.03 3 0.30 0.85 0.03 0.031 0.002 3 0.36 0.99 0.03 4 0.15 0.43 0.01 4 0.14 0.38 0.01 0.014 0.001 4 0.15 0.42 0.01 198 Table 55. Migration of CaClz into olive oil as calculated from observed migration of calcium (Ca), respectively Ca C8C12 CaCI Sample # ttg/30ml [tg/30m1 mg/L2 Ave Std 1 -0.41 -1.13 -0.04 1 0.43 1.19 0.04 0.022 0.053 1 0.70 1.93 0.06 2 1.49 4.15 0.14 2 0.32 0.88 0.03 0.070 0.059 2 0.47 1.31 0.04 OS] 3 0.81 2.26 0.08 3 -0.06 -0.18 -0.01 0.036 0.041 3 0.43 1.19 0.04 4 0.85 2.36 0.08 4 0.40 1.12 0.04 0.053 0.022 4 0.47 1.31 0.04 1 1.29 3.57 0.12 1 1.25 3.47 0.12 0.1 17 0.002 1 1.27 3.51 0.12 2 -0.06 -0.18 -0.01 2 1.27 3.53 0.12 0.086 0.081 2 1.59 4.41 0.15 052 3 2.01 5.57 0.19 3 1.66 4.60 0.15 0.176 0.019 3 2.03 5.62 0.19 4 1.70 4.73 0.16 4 0.87 2.41 0.08 0.109 0.042 4 0.98 2.71 0.09 1 1.08 3.00 0.10 | 0.41 1.13 0.04 0.060 0.035 1 0.45 1.24 0.04 2 0.61 1.70 0.06 2 0.50 1.38 0.05 0.037 0.025 . 2 0.09 0.25 0.01 LLDPE 3 0.60 1.66 0.06 3 0.27 0.75 0.02 0.037 0.016 3 0.32 0.90 0.03 4 0.39 1.07 0.04 4 0.39 1.07 0.04 0.046 0.017 4 0.71 1.96 0.07 199 Table 56. Migration of F6303 into 95 % ethanol as calculated from observed migration of iron (Fe), respectively Fe F6203 F630 samp'e # ,ttg/30m1 [lg/30ml m g/L3 Ave 31“ 1 0.15 0.21 0.01 1 0.13 0.19 0.01 0.007 0.000 1 0.14 0.19 0.01 2 0.15 0.21 0.01 2 0.13 0.18 0.01 0.006 0.000 2 0.13 0.19 0.01 05' 3 0.13 0.19 0.01 3 0.15 0.21 0.01 0.007 0.000 3 0.14 0.20 0.01 4 0.13 0.19 0.01 4 0.13 0.18 0.01 0.006 0.000 4 0.13 0.18 0.01 1 0.14 0.19 0.01 1 0.16 0.23 0.01 0.007 0.001 1 0.13 0.19 0.01 2 0.15 0.22 0.01 2 0.13 0.19 0.01 0.007 0.000 2 0.14 0.20 0.01 052 3 0.13 0.19 0.01 3 0.13 0.18 0.01 0.006 0.000 3 0.13 0.19 0.01 4 0.14 0.20 0.01 4 0.14 0.20 0.01 0.007 0.000 4 0.13 0.19 0.01 1 0.14 0.19 0.01 1 0.15 0.22 0.01 0.007 0.000 1 0.14 0.19 0.01 2 0.14 0.20 0.01 2 0.15 0.21 0.01 0.007 0.000 2 0.15 0.21 0.01 LLDPE 3 0.14 0.21 0.01 3 0.14 0.20 0.01 0.007 0.000 3 0.16 0.23 0.01 4 0.14 0.20 0.01 4 0.14 0.20 0.01 0.007 0.000 4 0.13 0.19 0.01 200 Table 57. Migration of F6203 into water as calculated from observed migration of iron (Fe), respectively Fe Fe203 F630 Sample # ttg/30m1 /tg/30m1 mg/L3 Ave Std 1 2.18 3.12 0.10 1 0.00 0.00 0.00 0.035 0.060 1 0.00 0.00 0.00 2 1.54 2.20 0.07 2 0.00 0.00 0.00 0.024 0.042 2 0.00 0.00 0.00 OSI 3 1.87 2.68 0.09 3 0.00 0.00 0.00 0.030 0.052 3 0.00 0.00 0.00 4 1.65 2.36 0.08 4 0.00 0.00 0.00 0.026 0.045 4 0.00 0.00 0.00 1 0.00 0.00 0.00 1 0.00 0.00 0.00 0.000 0.000 1 0.00 0.00 0.00 2 -0.03 -0.04 0.00 2 0.00 0.00 0.00 0.000 0.001 2 0.00 0.00 0.00 082 3 0.00 0.00 0.00 3 0.00 0.00 0.00 0.000 0.000 3 0.00 0.00 0.00 4 0.01 0.01 0.00 4 0.00 0.00 0.00 0.000 0.000 4 0.00 0.00 0.00 1 -0.01 -0.01 0.00 1 0.00 0.00 0.00 0.000 0.000 1 0.00 0.00 0.00 2 -0.02 -0.02 0.00 2 0.00 0.00 0.00 0.000 0.000 2 0.00 0.00 0.00 LLDPE 3 -0.02 -0.02 0.00 3 0.00 0.00 0.00 0.000 0.000 __ 3 0.00 0.00 0.00 4 -0.03 -0.05 0.00 4 0.00 0.00 0.00 -0.001 0.001 4 0.00 0.00 0.00 201 Table 58. Migration of F6203 into 3 % acetic acid as calculated from observed migration of iron (Fe), respectively Fe F6203 F620 Sample # rig/30ml /tg/30m| mg/L3 Ave Std 1 19.79 28.29 0.94 1 19.86 28.40 0.95 0.945 0.002 1 19.84 28.37 0.95 2 15.47 22.11 0.74 2 15.41 22.04 0.73 0.736 0.001 OSI 2 15.43 22.06 0.74 3 16.17 23.12 0.77 3 16.19 23.14 0.77 0.772 0.001 3 16.22 23.19 0.77 4 17.28 24.70 0.82 4 17.25 24.66 0.82 0.822 0.002 4 17.20 24.59 0.82 1 2.93 4.19 0.14 1 2.93 4.19 0.14 0.140 0.001 1 2.98 4.26 0.14 2 3.09 4.42 0.15 2 3.06 4.37 0.15 0.146 0.001 2 3.06 4.38 0.15 082 3 2.92 4.18 0.14 3 2.93 4.19 0.14 0.140 0.001 3 2.96 4.23 0.14 4 3.33 4.76 0.16 4 3.35 4.79 0.16 0.159 0.001 4 3.33 4.76 0.16 1 0.34 0.49 0.02 1 0.29 0.42 0.01 0.015 0.001 1 0.32 0.45 0.02 2 0.31 0.44 0.01 2 0.29 0.41 0.01 0.014 0.001 2 0.28 0.40 0.01 LLDPE 3 0.31 0.44 0.01 3 0.30 0.42 0.01 0.014 0.001 3 0.27 0.38 0.01 4 0.28 0.40 0.01 4 0.29 0.41 0.01 0.013 0.001 4 0.27 0.38 0.01 202 Table 59. Migration of F6203 into olive oil as calculated from observed migration ofiron (Fe), respectively Fe F6203 F 620 Sample # ,ug/30m1 rig/30ml mg/L3 Ave Std 1 0.32 0.46 0.02 1 -0.21 -0.29 -0.01 0.006 0.014 1 0.25 0.36 0.01 2 0.18 0.26 0.01 2 -0.10 -0.15 0.00 0.005 0.009 , 2 0.23 0.33 0.01 05] 3 0.27 0.38 0.01 3 0.14 0.19 0.01 0.009 0.003 3 0.17 0.24 0.01 4 0.75 1.07 0.04 4 0.66 0.94 0.03 0.037 0.007 4 0.93 1.34 0.04 1 -0.25 -0.36 -0.01 1 0.35 0.51 0.02 0.007 0.016 1 0.32 0.46 0.02 2 0.09 0.13 0.00 2 0.10 0.15 0.00 0.007 0.004 2 0.26 0.37 0.01 082 3 0.24 0.34 0.01 3 0.34 0.48 0.02 0.012 0.003 3 0.21 0.31 0.01 4 0.23 0.32 0.01 4 0.18 0.26 0.01 0.009 0.002 4 0.14 0.21 0.01 1 0.35 0.51 0.02 1 0.26 0.37 0.01 0.014 0.002 1 0.27 0.39 0.01 2 0.18 0.26 0.01 2 0.24 0.35 0.01 0.010 0.002 2 0.19 0.27 0.01 LLDPE 3 0.15 0.22 0.01 3 0.25 0.36 0.01 0.010 0.002 3 0.20 0.29 0.01 4 0.18 0.26 0.01 4 0.17 0.24 0.01 0.010 0.002 4 0.25 0.36 0.01 203 Table 60. Migration of NaCl into 3 % acetic acid as calculated from observed migration of sodium (Na), respectively Sample # Abs ugggml #2231ng :23 Ave Std 1 0.8070 1.1 145 2.83 0.09 1 1.1121 1.8757 4.77 0.16 0.129 0.032 1 0.9874 1.5646 3.98 0.13 2 1.0253 1.6592 4.22 0.14 2 0.9943 1.5818 4.02 0.13 0.139 0.004 Tube(OS2) 2 1.0324 1.6769 4.26 0.14 3 0.8804 1.2977 3.30 0.1 1 3 0.8616 1.2507 3.18 0.1 1 0.107 0.003 3 0.8554 1.2353 3.14 0.10 4 1.0221 1.6512 4.20 0.14 4 1.3499 2.4691 6.27 0.21 0.186 0.040 4 1.3552 2.4823 6.31 0.21 Table 61. Migration of CaClz into 3 % acetic acid as calculated from observed migration of calcium (Ca), respectively Ca C3C12 C3C12 Sample # Abs ttg/30m1 ug/30m1 mg/L Ave Std 1 0.2049 1.7410 4.83 0.16 1 0.2026 1.7204 4.77 0.16 0.160 0.001 1 0.2025 1.7195 4.77 0.16 2 0.2794 2.4087 6.68 0.22 2 0.2841 2.4507 6.80 0.23 0.226 0.003 Tube(OS2) 2 0.2852 2.4606 6.83 0.23 3 0.2834 2.4445 6.78 0.23 3 0.2861 2.4686 6.85 0.23 0.199 0.049 3 0.1825 1.5404 4.27 0.14 4 0.2364 2.0233 5.61 0.19 4 0.2394 2.0502 5.69 0.19 0.188 0.001 4 0.2365 2.0242 5.62 0.19 204 Table 62. Migration of F6303 into 3 % acetic acid as calculated from observed migration of iron (Fe), respectively Sample # Abs ”g /F3I)m1 ”2:38;” :1:/(:3 Ave Std 1 0.1482 1.3361 1.91 0.06 1 0.1497 1.3500 1.93 0.06 0.064 0.000 1 0.1493 1.3463 1.92 0.06 2 0.1293 1.1606 1.66 0.06 2 0.1313 1.1792 1.69 0.06 0.056 0.000 2 0.1302 1.1690 1.67 0.06 Tube(OS2) 3 0.1924 1.7465 2.50 0.08 3 0.1933 1.7549 2.51 0.08 0.084 0.001 3 0.1952 1.7725 2.53 0.08 4 0.1438 1.2953 1.85 0.06 4 0.1424 1.2823 1.83 0.06 0.061 0.001 4 0.141 1 1.2702 1.82 0.06 l 205