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INVESTIGATION INTO PULMONARY FUNCTION DERANGEMENTS
AND THE ROLE OF VAGAL MECHANISMS IN MODELS
OF EQUINE LUNG DISEASE
By
Frederik Jan Derksen
A DISSERTATION
Submitted to
Michigan State University
in partial fulfillment of the requirements
for the degree of
DOCTOR OF PHILOSOPHY
Department of Physiology
l982
ABSTRACT
INVESTIGATION INTO PULMONARY FUNCTION DERANGEMENTS
AND THE ROLE OF VAGAL MECHANISMS IN MODELS
OF EQUINE LUNG DISEASE
By
Frederik Jan Derksen
After a standard method for the measurement of pleural pressure was
determined, a technique for reversible vagal blockade was developed and
reproducibility of pulmonary function tests was established, I studied
pulmonary function derangements in 3-methylindole induced pulmonary
toxicosis and ovalbumin aerosol challenge induced allergic lung disease
before and after vagal blockade in standing ponies.
Oral administration of 3-methylindole (3M1) increased reSpiratory
rate (RR), minute ventilation (9min): functional residual capacity (FRC)
and minimum volume (MV), decreased arterial C02 tension (PaCOz), dynamic
compliance (Cdyn) and specific conductance (SGtot) and did not alter
arterial oxygen tension (PaOz), total lung capacity (TLC) and quasista-
tic compliance (Cstat)- Vagotomy following 3M1 treatment decreased RR,
and increased SGtot but did not change the other variables. Histo-
pathologic examination showed that 3M1 treatment resulted in necrotizing
bronchiolitis and alveolar emphysema. I concluded that tachypnea was
caused by stimulation of pulmonary receptors with afferents in the vagus
nerve, and that 3M1 pulmonary toxicosis was characterized by small air-
way obstruction, occurring independent of vagal mechanisms.
Frederik Jan Derksen
Bilateral ovalbumin aerosol challenge of locally and systemically
sensitized ponies increased RR, Tim-n, total respiratory resistance
(Rtot) and MV, decreased Cdyn and PaOz and was without effect on FRC and
PaCOz. In the locally sensitized ponies, TLC and Cstat decreased
following challenge but in systemically sensitized ponies these
*variables did not change. Following aerosol ovalbumin challenge of the
'left lung, RR and left lung resistance (RtotL) increased while right
lung resistance did not change. Vagal blockade following challenge
‘failed to decrease RtotL- HistOpathologically ovalbumin challenge
resulted in bronchitis, bronchiolitis and pulmonary edema. I concluded
that like the 3M1 model, tachypnea was mediated via pulmonary receptors
with their afferents in the vagus nerve, and that local mechanisms were
of primary importance in the mechanism of disease. Increased sen-
sitivity to normal bronchomotor tone may have played a minor role in the
pathogenesis of pulmonary disease in this model.
DEDICATION
This dissertation is dedicated to my wife Jano,
because without her guidance and support this
study would not have been conducted.
ii
ACKNOWLEDGMENTS
In the first place, I wish to extend my special thanks to Dr. N.
Edward Robinson who not only served as my major professor, but during
the tenure of this investigation also supported me as an academic father
and friend. .
I also acknowledge the many people in the Department of Large Animal
Clinical Sciences who with their personal and professional enthusiasm
supported this project. Special thanks are extended to Dr. E.A. Scott
whom I could always depend on for encouragement and personal and pro-
fessional advice, Dr. J.A. Stick who with his surgical skills helped
develop the vagal loop procedure, and Dr. R.F. Slocombe who helped to
interpret pathologic data. I also thank Ms. Barbara Meining who with
her unsurpassed typing skills made the preparation of the manuscript so
much easier and Ms. Roberta Milar whose dependable technical assistance
is greatly appreciated.
Finally, I would like to thank the Guidance Committee members,
Dr. J.B. Scott, Dr. C.M. Brown, Dr. R.A. Bernard, and Dr. w.R.
Dukelow, for their academic guidance and support.
This study was performed during the tenure of a National Institutes
of Health post doctoral fellowship (#1-F32-HL-06073).
TABLE OF CONTENTS
LIST OF TABLES..................................................
LIST OF FIGURES.................................................
INTRODUCTION....................................................
LITERATURE REVIEW...............................................
Pulmonary innervation.......................................
Allergic Lung Diseases: Derangements in Pulmonary Function
and pathogeneSiSOOOOOOOO0.0.00.0.0...OOOOOOOOOOOOOOOOOOOO
Naturally Occurring and Experimental Lung Diseases of the
HorseOCOO0.0.0000...0.00.00...O...OOOOOOOOOOOOOOOOOOOOOOO
Purpose Of this StUdy000000....0......OOOOOOOOOOOOOOOOOOO...
CHAPTER 1: Esophageal and Intrapleural Pressures in the Healthy
canSCIOus Pony...COO...00.0.0.0...000......OOOOOOOOOOOOOOOOO
CHAPTER 2: Technique for Reversible Vagal Blockade in the
Standing consc1ous PonyOOOOOOOOOOOOOOO0.0.000000000000000...
CHAPTER 3: Pulmonary Function Tests in Standing Ponies:
Reproducibility and Effect of Vagal Blockade................
CHAPTER 4: 3-methylindole Induced Pulmonary Toxicosis in the
HorseOOOOOOOOOOOOOOOOOOO0....0......OOOOOOOOOOOOOOOOOOCOOOOO
CHAPTER 5: Pulmonary Function in Ovalbumin Induced Allergic
Lung Disease in the Awake Pony: Role of Vagal Mechanisms...
CHAPTER 6: Response of the Locally Sensitized Equine Lung to
Aerosol Ovalbumin Challenge: Role of Vagal Mechanisms......
CONCLUDING DISCUSSIONOOOCOOO0.00.00.00.0000000000000000000000000.
SWY AND CONCLUSIONOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO
LIST OF REFERENCESOOOOOOO0.0.000000000000000000000000000000...O.
iv
Page
vi
11
19
22
27
53
68
"119
145
166
169
174
TABLE
1‘1.
1'2.
1'3.
3'1.
3'2.
3’3.
5'1.
LIST OF TABLES
Comparison of mean selected pressure changes (AP) as
a funCtion 0f masuring SitelOOOOOOOOOOOO0.0.0.0.0000...
Dynamic compliance (Cdyn) calculated from changes in
pleural pressure measured at different sites............
Comparison of measurement technique used and dynamic
compliance value obtained in normal standing horses.....
Pulmonary function values (Y 1 SD). Derived from 6
studies repeated at hourly intervals....................
Pulmonary function values (Y + SD). Derived from at
least 3 studies conducted at'Z month intervals..........
Pulmonary function values (§'+ SEM). Derived from 4
studies on 5 ponies, conducted at 2 month intervals.....
Group 1 ponies: Bilateral aerosol antigen challenge.
Arterial blood gas tensions and lung volumes (ix: SEM)
during a prechallenge period, hourly after challenge
for 5 hours and during 2 periods of vagal blockade......
Page
40
4O
47
85
86
132
LIST OF FIGURES
FIGURE PAGE
l-Ia. Pleural pressures and tidal volume during l breath.
Ventral, middle and dorsal refer to the position of
the pleural needles in the thoracic wall............... 35
1-lb. A comparison of pressures of the middle portion of
the thoracic part of the esophagus and dorsal part
of the thorax during 1 breath.......................... 35
1-2. Pleural pressure (i :_SEM) measured during the mid--
expiratory volume plateau in the ventral, middle, and
dorsal thoraCIC "allOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO 37
1-3. Esophageal pressure (2:1_SEM) measured during the mid-
expiratory volume plateau in the cranial, middle, and
caudal portions of the thoracic part of the eSOphagus.. 39
1-4. Expiratory limb of a quasistatic lung pressure-volume
curve (from reference 8). Mean pressures measured
during the mid-expiratory plateau at the ventral,
middle, and dorsal thoracic positions are marked on
the curve to show the possible regional variations in
lung inflationOO00.00.000.000....OOOOOOOOOOOOOOOOOOOOOO 46
2-1. A left cervical vagal loop, l4 days after the surgical
procedurEOOOOOOOOOOOOO0.0.0..OOOOOOOOOOOOOOOOOOOO0.0... 57
2-2. Right cervical vagal loop, 90 days after the surgical
procedurEOOOOOO..0.000000000000IOOOOOOO0.00000000000000 59
2-3. Copper cooling coil used to refrigerate the vagal
lOOpSOCOOOOOOOOOOOOOOOO0.0...0.0.0.0....OOOOOOOOOOOOOOO 61
2-4. Res iratory rate (RR), tidal volume (VT). heart rate
(HR) and systemic blood pressure (Psyst) during a
baseline period, after vagal cooling, during a second
baseline period and after IV administration of 0.04 mg
atropIHEIkg Of bOdy “EightOOOOOOOOOOOOOOOOOOOOOOOOOIOOO 65
3-1. Forced oscillation system used to measure total
respiratory resistance................................. 74
vi
LIST OF FIGURES--continued
FIGURE
3‘2.
3'3.
3‘4.
4'1.
4'2.
4-3.
4‘4.
4‘5.
4'69
5‘10
5-20
Helium dilution system, used to measure functional
res‘idua] capaCityIOO0.0.0.0.000000000000000000000000.00
Composite expiratory limbs of thoracic cage (T) and
lung (L) pressure-volume curves. The dotted line is
the best fit to a single rising exponential............
Total reSpiratory system resistance (Rtot) measured at
increasing lung volumes, before and after vagal
bIOCkadeOC0......O0.0.0.0000...OOOOOOOOCOOOOOO000......
Respiratory rate (RR).(§ + SEM), tidal volume (VT) and
minute ventilation (Vm a), measured during a
prechallenge period (PC), after 3-methylindole (3MI)
treatment and after vagotomy‘(VC)......................
Arterial 02 tension (PaOz) (§:1_SEM), arterial C02
tension (PaCOz), and pH, measured during a prechallenge
period (PC), after 3-methylindole (3MI) treatment and
after vagotomy (VC)....................................
Functional residual capacity (FRC) (i 1_SEM) and total
lung capacity (TLC) measured during a prechallenge
period (PC), after 3-methylindole (3MI) treatment and
after vagotow (VC)OOOOOOOOOOOOOOOOOOOOOOIOOOOOOOOOOOCO
Total respiratory system resistance (Rtot)a specific
conductance (SGtot) and dynamic compliance (Cd n)
measured during a prechallenge period (PC), a er
3-methylindole (3MI) treatment and after vagotomy
vc COICCCOOOCOOOOOIOOOCOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO.
Dynamic compliance (Cdyn) measured during a pre-
challenge period (PC), after 3-methylindole (3MI)
treatment and after vagotomy (VC)......................
Photomicrograph, showing bronchioles with epithelial
degeneration and cellular debris in their lumen........
Respiratory rate (RR).(§ + SEM), tidal volume (VT) and
minute ventilation (Vmifi) measured during a pre-
challenge period, hourly after challenge for 5 hours
and during 2 periods of vagal blockade.................
Total respiratory resistance (Rtot) (E :_SEM) and
dynamic compliance (Cdyn) measured during a prechal-
lenge period, hourly after challenge for 5 hours and
during 2 periods of vagal blockade.....................
vii
PAGE
77
81
83
101
103
105
107
109
111
127
129
LIST OF FIGURES--continued
FIGURE
5‘3.
5’4.
6'1.
6'2.
(5'3.
Respiratory rate (RR) (x 1 SEM), left and right lung
resistance (R otL and RtotR) measured during a pre-
challenge period, hourly after challenge for 4 hours
and during ipsilateral and bilateral vagal blockade....
Photomicrograph of a bronchiole, 5 hours after
ovalbumin challenge, showing acute obstructive
bronChiollitiSOOOOOOOOOIO0.0.0.0.00000000000000IOOOOOOO.
Respiratory rate (RR) (R :_SEM), left and right lung
resistance (R otL and RtotR) measured during a pre-
challenge period, one hour after unilateral challenge
and following unilateral and bilateral vagal blockade.
(IVB and VB)OOOOOOOOOOOOOOOOO0.0...OOOOOOOOOOOOOOOOOOOO
Respiratory rate (RR),(§ + SEM), tidal volume (VT),
minute ventilation (VmifiT, total respiratory system
resistance (Rto ), dynamic and quasistatic compliance
(Cdyn and Csta I, total lung capacity (TLC), func-
tional residua capacity (FRC) and PaOz, measured
during a baseline period, one hour after bilateral
challenge and following unilateral and bilateral
vagal blockade (IVB and VB)............................
Photomicrograph of a bronchiole in the challenged
lung, 5 hours after unilateral ovalbumin challenge.....
viii
PAGE
131
135
152
154
156'
INTRODUCTION
Pulmonary diseases in persons and domesticated animals are a major
cause of morbidity and poor performance, resulting in enormous financial
and social losses. Numerous etiologic agents including bacterial and
viral agents, pollutants such as dust, ozone and allergens, and enzyme
deficiencies have been identified as causes of some respiratory diseases
while the etiology of other respiratory diseases remains unknown.
Because of the large variety of etiologic agents and their preponderance
in the daily environment, control and treatment measures directed at the
agents themselves have enjoyed only partial success. Since it has
become apparent that the lung uses only a limited number of mechanisms
in response to insults, control and treatment measures aimed at mecha-
nisms whereby lung diseases are expressed rather than at etiologic
agents may have greater chance of success. Presently, this approach to
the control of pulmonary disease in persons and animals is not widely
used due to deficiencies in understanding of basic mechanisms. Because
of this-lack of understanding and because vagal mechanisms are thought
to be important in the pathogenesis of allergic as well as nonallergic
pulmonary diseases in man and experimental animals, a major goal of this
investigation was to elucidate the role of vagal mechanisms in the
derangement of pulmonary function in an allergic and a nonallergic model
of equine lung disease. The study of respiratory disease in the horse
is appropriate because of the economic and social importance of respira-
tory disease in this species. In addition the horse may be a good
1
model of some fOrms of respiratory disease in persons because anatomi-
cally human and equine lungs are similar and because the horse is the
only domestic species that commonly suffers from a naturally occurring
asthma-like syndrome.
Since at the outset of this investigation there was concern about
the validity of pleural pressure measurement in the horse the first
study was designed to compare esophageal pressures, measured at dif-
ferent sites in the thoracic portion of the esophagus with pleural
pressures measured at various sites in the pleural space. In order to
facilitate the study of vagal mechanisms in control of pulmonary func-
tion in health and disease I develOped a technique to reversibly block
the cervical vagus nerves in the standing conscious hbrse. Subsequently
I evaluated the reproducibility of pulmonary function tests used in this
investigation, and determined the effect of vagal blockade on pulmonary
function in normal ponies. Once these preliminary studies were
completed I studied the role of vagal mechanisms in the pathogenesis of
3-methylindole induced pulmonary toxicosis and ovalbumin induced
allergic lung diseaSe in the horse.
LITERATURE REVIEW
This literature review will first briefly describe the pulmonary
innervation in order to provide a basis for subsequent discussion of the
role of vagal mechanisms in asthma in persons and experimental lung
diseases in animals. Experimental allergic lung diseases are most com-
monly developed as models for asthma in humans and therefore I will
describe the derangement‘in pulmonary function in both asthma and the
available experimental lung diseases. This background information is
necessary to develop an understanding of the range of functional abnor-
malities that occur in various lung diseases in mammals.
Subsequently I will review our current knowledge of “heaves”, a
naturally occurring asthma-like disease in the horse, because its
occurrence is one of the most persuasive reasons why the study of models
of lung disease in the horse might add new basic knowledge.
Finally, 2 new models of equine lung disease will be introduced and
I will pose the questions investigated by this study.
Pulmonary Innervation
The lung has both an afferent and efferent nerve supply which has
been studied with anatomical, histochemical and physiological tech-
niques. This portion of the review will be restricted to the major phy-
siologic studies designed to elucidate the functional importance of the
PUlmonary innervation.
As reviewed by Paintal (1973) three kinds of pulmonary afferent
receptors have been identified. They are the bronchOpulmonary stretch
receptor, the irritant receptor and the interstitial type J receptor.
Pulmonary stretch receptors are those endings whose activity
increases rhythmically in phase with each in5piration (Adrian, 1933).
When a sudden and maintained inflation is applied, they respond with a
discharge of impulses that adapts slowly, distinguishing them from the
much more rapidly adapting irritant receptors which also respond to lung
inflation with increased afferent activity (Mills et al, 1969). The
histologic characteristics of pulmonary stretch receptors have not been
established although it appears that these endings are associated with
the smooth muscle of bronchi and bronchioles (Larsell et al, 1933,
Elftman, 1943, Niddicombe, 19548).
In all species studied so far, stretch receptor neurons are myeli-
nated and run in the vagus nerve (Paintal, 1963). The natural stimulus
for stretch receptor activation is the volume of air entering the lung.
Hering and Breuer (1868) showed that inflation of the lungs of dogs led
to a decrease in frequency and force of expiratory effort (Hering-Breuer
reflex) and that deflation of the lung caused stronger and more frequent
inspiratory efforts (inflation reflex). In 1933 Adrian showed that
pulmonary stretch receptors were responsible for these reflexes. The
importance of these reflexes in control of breathing varies between Spe-
cies. Adrian (1933) showed that in cats the inflation reflex modifies
the respiratory cycle substantially while Marshall et a1 (1958) showed
that in man the reflex is weak and does not substantially modify the
respiratory cycle. Niddicombe (1961) studied the inflation reflex in“
persons, monkeys, dogs, cats, rabbits, guinea pigs, rats, and mice and
showed that the reflex was weakest in persons and strongest in rabbits.
The Hering-Breuer reflex is so strong in rabbits that on occasion lung
inflation induced apnea causes asphyxiation. The relative importance of
the Hering-Breuer reflex in control of respiration in the horse is pre-
sently unknown.
In cats the effect of lung inflation on respiratory pattern is
dependent upon bronchomotor tone and rate of inflation (Niddicombe,
1954A, Davis et al, 1956). When bronchomotor tone is increased (by
administration of acetylcholine or histamine), the effect of pulmonary
inflation on respiratory pattern is decreased; while following broncho-
dilation (using adrenaline) the Hering-Breuer reflex is enhanced
(Niddicombe, 1954A). Davis et a1 (1956) showed in cats that an
increase in rate of inflation enhances the Hering-Breuer reflex and that
changes in stretch receptor activity follow pleural pressure changes
closely. Data from these studies support the hypothesis of Christie
(1953) that the inflation and deflation reflexes adjust the rate and
depth of breathing to be mechanically the most economical.
Hhen studying the effects of pulmonary inflation and deflation on
vagal afferent activity in cats, Knowlton et al (1946) described a
group of afferent fibers whose activity was increased with lung infla-
tion, but adapted rapidly to this stimulus. They called the receptors
involved "rapidly adapting pulmonary stretch receptors“, now known as
irritant receptors. Hiddicombe (1954A) found that in cats mechanical
stimulation of the tracheal mucosa activated irritant receptors, and
Idills et a1 (1969) in rabbits found similar receptors in the intra-
IJulmonary airways, concentrated in the carina. Since the intrapulmonary
'irritant receptors are tonically active in the rabbit, while in the cat
tracheal irritant receptors are inactive during normal breathing, these
two types of receptors were thought to be different (Mills et al,
1969). It is now known that species differences, not differences bet-
ween receptor types, are responsible for the differences in activity of
irritant receptor (Paintal, 1973).
Another difference between cat and rabbit irritant receptors is that
the cat shows no increased activity after intravenous injection of phe-
nyldiguanide, whereas the response in rabbits is marked (Mills et al,
1969, Paintal, 1953). Because species differences in irritant receptor
activity exist, it is important to note that presently no reports on
equine pulmonary irritant receptors are available.
In addition to sensitivity to lung inflation and mechanical stimula-
tion, irritant receptors increase firing frequency in response to chemi-
cal stimulation of airway mucosa, anaphylaxis and microembolism (Nadel
et a1, 1965, Mills et al, 1969, Sellick et al, 1969, 1971, Karczewski
et al, 1969) resulting in tachypnea, bronchoconstriction and coughing.
Mills et a1 (1969) and Paintal (1973) suggested that irritant receptor
activity in response to various stimuli is enhanced by bronchoconstric-
tion induced by histamine, or anaphylaxis, thereby producing a positive
feedback system. However, it is not clear how the effect of broncho-
constriction and the direct effects of histamine or anaphylaxis on irri-
tant receptor activity can be separated. Since the direct effects of
histamine or anaphylaxis on irritant receptors can explain experimental
data, it is not necessary to postulate that bronchoconstriction enhances
irritant receptor activity.
In contrast with the previous two receptor types, the type J pulmo-
nary receptor is served by nonmyelinated C fibers (Paintal, 1954). They
were discovered by Paintal in 1954 when studying gastric receptors. The
type J receptor is normally inactive and is located adjacent to pulmo-
nary capillaries (Paintal, l969). Afferent activity is increased by a
variety of chemical substances including halothane and phenyldiguanide,
but the only physiologic stimulants capable of eliciting consistent
responses are pulmonary vascular congestion and edema, produced by
either chemical vasculitis or increased left atrial pressure (Paintal,
1973). It has been postulated that type J receptors function as
interstitial stretch receptors, because they are located in series with
the collagen elements of the pulmonary interstitium (Paintal, 1973).
Chemical stimulation of J receptors, using phenyldiguanide results
in apnea (Paintal, 1955). In addition, type J receptor activity inhi-
bits somatic motor activity and produces the sensation of breathlessness
(Kalia, l969).
Efferent innervation of the lung is via the parasympathetic and sym-
pathetic diversions of the autonomic nervous system. Parasympathetic
neurons travel in the vagus nerve, while pulmonary sympathetic fibers
originate in the cervical and first 5 thoracic sympathetic paravertebral
ganglia (McKibben, 1975). Both autonomic divisions enter the lung via
the hilum and exert a tonic influence on airway smooth muscle. Longet
(1842) showed that the vagus nerve contained constrictor fibers to the
bronchial muscle. He directly observed the bronchi, exposed by cutting
through the lung of freshly killed horses and oxen and found that they
contracted when the vagus was excited electrically. Since that time,
many investigators have confirmed that vagal stimulation results in
bronchoconstriction, while vagotomy is fellowed by bronchodilation
(Dixon et al, 1903, 1912, Noolcock et a1, 1969, Hahn et a1, 1976).
8
As first demonstrated by Dixon et a1 (1912) sympathetic stimulation
causes bronchodilation. This is attributed to the predominant presence
of B-adrenergic receptors in the bronchial and bronchiolar smooth muscle
(Castro de la Mata et al, 1962, Guirgis et al, 1969). Some authors
have reported a paradoxical bronchoconstriction f01lowing sympathetic
stimulation, but attributed this phenomenon to contamination of sym-
pathetic nerves with parasympathetic fibers (Dixon et a1, 1912).
However, Castro de la Mata et a1 (1962) showed in dogs that fOllowing
B-adrenergic blockade, sympathetic stimulation resulted in broncho-
constriction, and suggested that this could be explained by the presence)
of a-adrenergic receptors in the lung. His conclusion was supported by
.Fleisch et a1 (1970) who studied rats, guinea pigs, cats and rabbits
but refuted by Foster (1966), Guirgis et a1 (1969), and Cabesas et a1
(1971) who studied guinea pigs, persons and dogs, reSpectively. Since
these studies use pharmacologic techniques, differences in results may
be due to the lack of specificity of various blocking agents at dif-
ferent dosages.
The distribution of autonomic fibers to various airway generations
is not well established. Macklem et a1 (1967) introduced the
retrograde catheter technique which was subsequently used to study
distribution of autonomic innervation in the lung (Macklem et al,
1969). The technique uses a catheter inserted into a lung via the air-
way opening and exited through the pleural surface. Pulmonary
resistance, calculated as the difference between airway opening pressure
and pleural pressure, divided by air flow, measured at the airway
opening, is separated in central and peripheral components. Peripheral
resistance is defined as the pressure difference between the retrograde
catheter and pleural space divided by airflow, measured at the airway
opening, while central resistance is the difference between pulmonary
resistance and peripheral resistance. Macklem et a1 (1969) showed that
in dogs, using the retrograde catheter technique, vagotomy resulted in
preferential dilation of 3-8 mm bronchi, while Hoolcock et al (1969)
using the same technique found that vagal stimulation increased central
resistance in some dogs and peripheral resistance in others. In the
latter study, catheters were wedged in bronchi between 2.7-0.8 mm
diameter. Therefore if vagal innervation was predominantly in 3-8 mm
bronchi, an increase in central resistance would be expected fOllowing
vagal stimulation. Since the variable results of Noolcock et a1 cannot
be explained based on retrograde catheter position, they are most likely
caused by animal to animal variability in distribution of parasym-
pathetic efferent innervation. Severinghaus et a1 (1955) reported that
atropine increased dead space volume, suggesting that vagal tone has an
important bronchoconstrictor effect on central airways. Using a
radiographic technique, Cabesas et a1 (1971) confirmed Macklem's fin-
dings and reported that vagal stimulation reduced airway diameter from
the trachea to bronchioles 0.5 mm in diameter and had the greatest
effect on airways 1-5 mm in diameter. Thus, although individual
variation may be great, the majority of evidence suggests that in the
dog vagal bronchomotor tone preferentially effects airways between l-8
nun diameter.
The distribution of sympathetic pulmonary innervation is also in
dispute, although the majority of evidence suggests that sympathetic
fibers influence peripheral airways more than central airways. Hensly
et al (1978) reported an increase in closing volume and decrease in
10
airway resistance without changes in dead space volume fOllowing
treatment with a B-adrenergic agent, suggesting peripheral bronchodila-
tion. This conclusion was suported by Ingram et al (1975) who showed
that following isoproterenol treatment in persons maximum expiratory
flow increased while elastic recoil did not change suggesting that sym-
pathetic innervation predominantly influences peripheral airways. In
contrast, Cabesas et a1 (1971) using a radiographic technique, showed
that sympathetic stimulation dilated airways from 0.5-5 mm in diameter
with the greatest effect on airways with diameters between 1-5 mm.
These findings were recently confirmed by Russell (1980) who studied
airways in vitro. The discrepancy between these studies is presently
unexplained.
Recently a third division of the autonomic nervous system
(purinergic nervous system) was shown to be present in guinea pig
trachealis muscle (Coburn et a1, 1973). Purinergic innervation of
guinea pig airways was confirmed by others and the finding extended to
human airways (Bando et al, 1973, Coleman, 1973, Richardson et al,
1976). The purinergic system, is also present in the gastrointestinal
tract, uterus and guinea pig vas deferens (Burnstock, 1972). In the
gastrointestinal tract and the lung following muscarinic and adrenergic
blockade, vagal stimulation causes smooth muscle relaxation, suggesting
that the purinergic system is inhibitory in nature. The chemical
mediator of this inhibitory nervous system is not known, but there is
extensive evidence to support adenosine triphosphate or another purine
nucleotide as the mediator (Burnstock, 1972). The role of the puri-
nergic nervous system in control of airway caliber in health and disease
is presently unknown, although malfunction of this system may be
11
important in the pathogenesis of asthma-like syndromes in man and other
animals.
Allergic lung diseases: Derangements ingpulmonary function and pathogenesis
In this section I will describe the derangement in pulmonary func-
tion occurring in asthma in persons and the available experimental
models of allergic lung disease. In addition, possible mechanisms
involved in the pathogenesis of these diseases will also be discussed.
In the last ten years there has been a great interest in models of
allergic lung disease because of the lack of knowledge about and the
prevalence of asthma in persons. Asthma has been defined as “widespread
narrowing of the bronchial airways which changes in severity over short
periods of time either spontaneously or under treatment and is not due
to cardiovascular disease“ (CIBA symposium, 1959). As reviewed by
Alexander et a1 (1921) an attack is triggered by a variety of stimuli,
including allergens, chemical irritants, dust, smoke, cold, exercise,
coughing, hyperinflation, laughter and excitement. Animal models have
been developed to study asthma induced by allergens, i.e., asthma with a
major allergic or immunologic component. Although approximately 75% of
asthma cases have no major immunologic component, no animal model has
been developed for these types of asthma (Stevenson, 1975).
As reviewed by McFadden (1975) arterial oxygen tension (PaOz)
decreases, while alveolar-arterial oxygen difference increases during an
attack of asthma. In addition, specific conductance is increased, while
dynamic compliance is decreased, suggesting bronchoconstriction
involving both large and small airways. 'Small airway obstruction is
also indicated by a depression of maximal expiratory flow rates
12
throughout the vital capacity (Despas et a1, 1972, McFadden et a1,
1973, 1975). Residual volume and functional residual capacity increase,
probably because of airway closure (Hurtado et a1, 1934). After symp-
tomatic improvement, specific conductance increases but maximum expira-
tory flow rates, lung volumes and PaOz are still abnormal, suggesting
central airway bronchodilation with persistence of peripheral airway
narrowing (McFadden et al, 1969, 1973, 1975). It was postulated by
McFadden (1975) that the persistent small airway narrowing may serve as
a basis for recurrent attacks of airway obstruction.
The mechanism of allergen induced bronchoconstriction may have
several components. Combinations of antigen and antibody on the
bronchial epithelial surface releases mast cell mediators which act on
irritant receptors in the epithelium and elicit vagally mediated reflex
bronchoconstriction (Weber, 1914). Alternatively, components of the
complement cascade, lymphokines or polymorphoneuclear lysozymes could
also stimulate these receptors (Cohen et al, 1979). The importance of
vagal reflex bronchoconstriction in human asthma is presently in
dispute. Arborelius et al (1962) administered specific antigen to only'
one lung in each of two patients with allergic asthma. In both cases
bronchoconstriction, indicated by delayed nitrogen washout, was observed
in the challenged lung, while in the unchallenged lung, nitrogen washout
characteristics remained normal. The authors concluded that vagal
reflex mechanisms were not important in the pathogenesis of broncho-
constriction in the two patients studied. A similar conclusion was
reached by Rosenthal et al (1976) who showed that in a group of asth-
matics, atropine pretreatment did not reduce the dose of antigen required
to produce a 35% fall in specific conductance, although atropine did
13
increase baseline specific conductance. Yu et al (1972) arrived at an
apposite conclusion. They reported that in 5 of 7 asthmatics, increased
airway resistance due to antigen challenge was reversed or prevented by
atropine treatment and pretreatment, respectively. They concluded that
the parasympathetic nervous system was critically important in antigen
induced bronchoconstriction is asthmatic patients.
One explanation of the differences between various studies is that
asthmatics are a heterogeneous papulation, with various mechanisms
contributing to bronchoconstriction to various degrees. In support of
this hypothesis, Orehek et a1 (1975) showed that in 10 asthmatic
patients, pretreatment with scopolamine prevented increases in specific
resistance in 5 patients and had no effect in 3 subjects and provided
partial protection in two others.
Other mechanisms that may be important in allergen-induced airway
narrowing in asthmatics includes direct action of antigen-antibody
complexes or chemical substances on smooth muscle, causing broncho-
constriction, excess mucus production, edema, and inflammatory exudate
(Huber et a1, 1922, Rebuck et a1, 1971, Bardana, 1976, Nadel, 1977).
Alternatively, bronchoconstriction may be due to bronchial hyperreac-
tivity, characteristic of the asthmatic patient. As reviewed by Boushey
et a1 (1980), the hypothesized mechanisms of bronchial hyperreactivity
include decreased baseline airway caliber, alterations in the amount or
reactivity of smooth muscle, exaggerated parasympathetic response to
stimulation of pulmonary mechanoreceptors, abnormalities of the sym-
pathetic nervous system and changes in epithelial permeability which
allow greater concentrations of antigen to contact subepithelial irri-
tant receptors. Presently no animal model for bronchial hyperreactivity
14
is available although recent reports suggest that the Basenji-Greyhound,
sensitized to Ascaris suum antigen has hyperreactive airways (Hirshman
et al, 1980, 1981).
A spontaneously occurring disease syndrome with clinical charac-
teristics similar to those of human asthma is uncomnon in other mam-
malian species except the equid (Cook, 1976). Since the horse is an
unusual laboratory animal and since few baseline data on equine pulmo-
nary function exist, most work with animal models has been done using
experimentally induced allergic lung disease in other species.
Experimental models of asthma have been developed in the dog, cat, rhe-
sus monkey, guinea pig and rabbit (Dain et al, 1975, Drazen et al,
1975, Karcsewski et al, 1969, Mills et al, 1970). Sensitized animals
are challenged by aerosol or intravenous administration of antigen,
resulting in immediate bronchoconstriction.
The mongrel dog, naturally sensitized to Ascaris spp. was first
studied by Booth et a1 (1970) who reported an increased respiratory
rate, decreased tidal volume and decreased peak expiratory flow rate,
associated with abnormalities in gas exchange following challenge. Dain
et a1 (1975) and Gold et a1 (1972A) characterized the pulmonary mecha-
nical abnormalities in this model and showed that following aerosol
challenge respiratory resistance increased, dynamic compliance and
PaOz decreased without a change in functional residual capacity or C0
diffusion capacity. Tantalum bronchograms showed bronchoconstriction in
all airways down to 1 mm diameter bronchi. Significantly, bronchodila-
tors reversed the resistance and compliance changes, but hypoxia per-
sisted suggesting that, like in asthma, gas exchange remains impaired
after symptomatic improvement. A more detailed bronchographic study by
15
Kessler et a1 (1973) showed that following antigen exposure airway
narrowing was slight in airways larger than 12 mm in diameter, moderate
in airways 8-12 mm and maximal in airways 1-8 mm, but less in airways
0.5-1 mm. Since the distribution of airway constriction following anti-
gen inhalation was identical to that observed during vagal stimulation
and since atropine inhibited antigen-induced bronchoconstriction, it was
concluded that antigen-induced airway constriction is mediated by the
parasympathetic nervous system. The reflex nature of this mechanism was
demonstrated by Gold et al (19728) who challenged one lung in sen-
sitized mongrel dogs with homologous antigen. Challenge increased air-
way resistance in both lungs, the increase was reversed by ipsilateral
vagal blockade. They concluded that aerosol challenge activated pulmo-
nary receptors resulting in a reflex bronchoconstriction mediated via
the vagus nerve. Rubinfeld et a1 (1978) showed that ventilation-
perfusion mismatch, characteristic of human asthma, also occurred in
this dog model.
The reflex nature of antigen-induced bronchoconstriction in the sen-
sitized mongrel dogs does not go unchallenged, however, as Krell et a1
(1976) found that large intravenous doses of atropine did not result in
significant reductions in the response to Ascaris antigen, although in
some animals the increase in pulmonary resistance was attenuated. The
variable result could reflect differences in antigen preparation, reac-
tivity of individual dogs and experimental conditions. The Basenji-
Greyhound, sensitized to Ascaris antigen, is distinguished from the
mongrel dog by exaggerated bronchoconstriction in response to nonspeci-
fic stimuli such as citric acid and methacholine (Hirshman et al,
1980). In support of the findings of Krell et a1 (1976), Hirshman et
16
a1 (1981) reported that in the Basenji-Greyhound the major component of
antigen-induced bronchoconstriction is not cholinergically mediated as
atropine pretreatment did not protect the dogs from antigen-induced
bronchoconstriction.
In summary, Ascaris aerosol challenge of the sensitized dog results
in increased pulmonary resistance and decreased dynamic compliance and
PaOz, in addition to ventilation-perfusion mismatch. These changes
suggest generalized bronchoconstriction with impairment of gas exchange.
The pathophysiology of the derangement in pulmonary function are pre-
sently in dispute as some studies seem to clearly indicate the impor-
tance of vagal reflex bronchoconstriction while others refute the major
involvement of this reflex.
The pulmonary response of the sensitized guinea pig to antigen
challenge has been studied by a number of investigators (Ratner et al,
1927, Stein et a1, 1961, Mills et al, 1970, Richerson et al, 1972,
Popa et al, 1974, Drazen et a1, 1975, Roska et al, 1977, Pare et al,
1979). Even though method of sensitization and challenge and therefore
immunologic response varied between investigators (Richerson, 1972), in
all studies pulmonary resistance increases and dynamic compliance
decreases. Maximum changes occurred between 2 and 10 minutes after
challenge with resolution occurring over 30 minutes. However, pulmonary
resistance returns to normal before dynamic compliance recovers (Drazen
et al, 1975). This suggests that, like in human asthma, central airway
recovery preceeds return to normal caliber in small airways.
The role of vagal mechanisms in antigen induced bronchoconstriction
in the guinea pig was studied by Mills et a1 (1970) and Drazen et a1
(1975). Mills et al reported that vagotomy reduced by 75% the
17
increased resistance and halved the decreased compliance due to antigen
challenge and concluded that vagal mechanisms played an important role
in antigen induced bronchoconstriction in the guinea pig. Drazen et a1
(1975) found that atropine pretreatment prevented the decrease in pulmo-
nary resistance but did not hinder the fall in dynamic compliance. This
suggests that in the guinea pig, alterations in central airway tone
resulting from antigen exposure are mediated predominantly by secondary
cholinergic mechanisms while peripheral airway effects are mainly non-
cholinergic.
The pulmonary response to antigen challenge has also been studied in
rabbits (Karcsewski et a1, 1968, Halonen et a1, 1976). Following
challenge, dynamic compliance is reduced and pulmonary resistance is
increased. Vagotomy decreased pulmonary resistance without changing
dynamic compliance suggesting that, as in guinea pigs, cholinergic
mechanisms play a role in central airway response, but is unimportant in
small airway narrowing.
In summary, the pulmonary response to antigen challenge in the small
laboratory mammals is characterized by generalized bronchoconstriction
occurring immediately following challenge. The majority of evidence
suggests that central airways recover before peripheral airways dilate
and that central airway narrowing but not peripheral airway constriction
is vagally mediated.
In the sensitized Rhesus monkey and sheep, antigen challenge also
causes a decrease in dynamic compliance and increase in pulmonary
resistance (Pare et al, 1976, Banner et a1, 1979). However, in these
species, the role of vagal mechanisms in bronchoconstriction has not
been studied to date.
18
As mentioned above, functional residual capacity and residual volume
increase in acute attacks of asthma in persons (Hurtado et al, 1934).
Following antigen challenge of the sensitized sheep and some
Basenji-Greyhounds, functional residual capacity also increases, while
in other Basenji-Greyhounds, the mongrel dog and monkey, challenge does
not increase functional residual capacity (Dain et al, 1975, Pare et
al, 1976, Wanner et al, 1979, Hirshman et al, 1981). The effect of
challenge on lung volumes has not been studied in rabbits, but in guinea
pigs, challenge results in an increased minimum volume in vitro,
suggesting that residual volume and functional residual capacity may
also be increased in vivo. Difference in lung volume changes following
challenge between the mongrel dog and some Basenji-Greyhounds may be
explained by the difference in magnitude of bronchoconstriction. '
Following antigen challenge of the Basenji-Greyhounds, pulmonary
resistance increases 15-fold and dynamic compliance decreases by 73%,
while in the mongrel dog pulmonary resistance increases only 3-fold and
dynamic compliance decreases by 23.7% (Gold et al, 1972, Hirshman et
al, 1981). These data suggest a more severe airway response in the
Basenji-Greyhound model, which may result in gas trapping in the tidal
volume range in some individuals. However, functional residual capacity
does not increase in other challenged Basenji-Greyhounds with pulmonary
mechanics changes as severe as seen in Basenji-Greyhounds that show
significant increases in lung VOlumes (Hirshman et al, 1981). Thus
within the Basenji-Greyhound model, the severity of bronchoconstriction
does not correlate with changes in lung volumes. In monkey's, Pare et
a1 (1976) reported similar findings. Following challenge, pulmonary
resistance increased 7-fold while dynamic compliance decreased 82%. In
19
spite of this severe response, no changes in functional residual
capacity were observed. It appears that the monkey is similar to the
mongrel dog in its ability to ventilate peripheral lung units in spite
of severe bronchoconstriction. In contrast, Wanner et a1 (1979) showed
that in sheep, antigen induced decrease in pulmonary conductance of only
33% caused a significant increase in functional residual capacity, pre-
sumably due to airway closure. Species difference in their ability to
maintain ventilation distal to airway obstruction in the face of severe
bronchoconstriction may be related to degree of collateral ventilation.
The mongrel dog has low resistance collateral channels while collateral
resistance is high in persons and in species with lobulated lungs such
as sheep (Van Allen et a1, 1931). Since the pulmonary anatomy of the
monkey lung is similar to dog lung, collateral ventilation is likely to
offer a low resistance pathway in this species (McLaughlin et al,
1961). Therefore it appears that low resistance ventilation of
obstructed lung units through collateral channels may prevent air
trapping in the tidal volume range. If this is true, it is not apparent
why, after antigen challenge, functional residual capacity increases in
some Basenji-Greyhounds and not in others.
Naturallyoccurringand experimental lung diseases of the horse
Since the horse is an unusual laboratory animal, its use in these
studies needs to be justified. The horse is the only domestic animal
that commonly suffers from recurrent airway obstruction, clinically
similar to asthma in man (Lowell, 1964, Thurlbeck et al, 1964) making
it unique as an animal model fOr this disease. In addition, since the ‘
horse has a substantial financial and social value, study of the
20
condition itself is also of importance. The disease syndrome,
characterized by recurrent airway obstruction, is commonly called
heaves, chronic obsructive pulmonary disease or equine emphysema, but
destructive emphysema is not a feature of the disease (Thurlbeck et a1,
1964). The cause of heaves is not known and the etiology may be multi-
factoral (Gerber, 1973). Clinical signs may vary depending upon chroni-
city but typically include eXpiratory and inSpiratory dyspnea, diffuse
wheezing, increased sputum production, and reduced exercise tolerance
(Gillespie et al, 1969, McPherson et al, 1978). Usually signs are
intermittent but in advanced cases the animal may be continuously dysp-
neic. Signs frequently begin after a viral reSpiratory infection
(Platt, 1972). Subsequently animals exhibit periods of severe airway
obstruction following exposure to organic dust in stables and clinical
signs abate when animals are at pasture (Breeze, 1979). The onset of
signs can occur acutely following exposure to dust but more typically
signs occur 4 to 8 hours after exposure. ~Chronically affected animals
typically have diffuse bronchiolitis with goblet cell metaplasia of the
bronchioles, excessive mucus in the small airways and acinar overinfla-
tion (Thurlbeck et al, 1964). Although centrilobular emphysema and
alveolitis have been described, they are not a consistent finding
(Gillespie et a1, 1966).
Physiologic investigations in heaves have not been correlated with
pathologic lesions so that multiple physiologic conditions may have been
studied. Decreased dynamic compliance, increased pulmonary resistance,
prolonged nitrogen washout, hypoxia and decreased maximal expiratory
flows indicate diffuse small and large airway obstruction (Sporri, 1964,
Gillespie et al,. 1966, Leith et al, 1971, Muylle et a1, 1973, Nilloughby
21
et al, 1979). Gas dilution functional residual capacity is not
increased but thoracic gas volume measured plethysmographically
increases suggesting extensive gas trapping (Leith et al, 1971). This
is confirmed at necropsy as lungs at minimum volume are hyperinflated.
Similarities of intermittent heaves to human asthma include natural
occurrence of the disease, chronicity of the condition with intermittent
exacerbations and multifactoral etiology. In addition, pathologic
lesions and tests of lung function are also similar.
Since the naturally occurring disease condition may have various
etiologies and clinical manifestations and functional lesions may be
diverse, I studied experimentally induced lung disease in normal ponies.
Two models were studied. The first model of airway obstruction is an
allergen induced bronchoconstriction caused by challenging sensitized
horses with aerosol ovalbumin (Mansman, 1973). Following aerosol
challenge, dyspnea develops gradually and peaks at about 4 hours.
Animals appear clinically normal at 24 hours. Data indicate that this
reaction is a type III Arthus hypersensitivity like farmer's lung
syndrome and some forms of asthma in man (Dickie et al, 1958). This is
contrast to other existing animal models in which reactions are imme-
diate and of short duration. The mechanism of bronchoconstriction
induced by this new model is not known and either one or a combination
of the mechanisms offered above could play a role in the pathogenesis.
In the second model, chronic small airway disease is created by the
oral administration of 3-methylindole (3MI) (Breeze et al, 1978A).
Clinical signs of dyspnea appear at about 24 hours, peak in 6 to 12 days
and animals are clinically normal in about 30 days (Breeze et a1,
1978A). 3-methy1indole is a metabolite of L-tryptophan and is a cause
22
of atypical interstitial pneumonia in cattle, grazing on pasture rich in
L-tryptophan (Carlson et al, 1975). Pulmonary disease has been eXperi-
mentally reproduced in cattle, sheep, goats and horses by the oral admi-
nistration of 3MI (Atkinson et al, 1977, Bradley et al, 1978, Breeze et
a1, 1978B). A single dose of 3MI has a half-life of about 30 minutes,
most being excreted in the urine as oxendole derivatives.
3-methylindole does not accumulate in the tissues and is not present in
the urine (Breeze, 19788). The mixed function oxidase system, which is
the main metabolic pathway of xenobiotics, appears to be involved in
metabolism of 3MI and is an essential factor in the development of
pneumotoxicosis (Hammond et a1, 1979). Goats, pretreated with pipero-
nyl butoxide (an inhibitor of the MFO system) do not develop clinical
signs or pulmonary lesions when given an intravenous infusion of 3MI,
whereas animals pretreated with phenobarbital (an inducer of the MFO
system) develop more severe clinical signs and pulmonary lesions (Bray
et al, 1979). Lesions are those of an alveolitis and bronchiolitis,
mainly involving the bronchiolar epithelium (Breeze, 1978A). This
disease model is not allergic in nature, and was studied to provide a
comparison between the role of vagal mechanisms in the pathogenesis of
allergic and toxicologic lung diseases.
Purpose of the studies
At the outset of this investigation we were concerned about the
validity of pleural pressure measurements in the horse. Since
transpulmonary pressure (the pressure difference between airway opening
pressure and pleural pressure) is an essential measurement in pulmonary
function studies, this question needed to be resolved before any further
' 23
study could be undertaken. There was no standard technique for measur-
ing pleural pressure in the horse but commonly used methods employed
esophageal balloons or esophageal balloons made from condoms and direct
puncture of the pleural space at various sites (Denac-Sikiric, 1970,
Sasse, 1971, Sorenson et al, 1980). In persons and dogs, e50phageal
pressure is commonly used as a measure of intrapleural pressure (Mead et
al, 1955, Cherniack et al, 1955, Milic-Emili et a1, 1964). Although
eSOphageal pressure may not always reflect absolute pleural pressure in
these species, changes in eSOphageal pressure during breathing are simi-
lar to changes in local pleural pressure (Daly et a1, 1963). In per-
sons an eSOphageal pressure measuring technique has been standardized.
Use is made of a 10 cm long esOphageal balloon containing 0.5 m1 of air,
placed in the caudal portion of the thoracic part of the esophagus so as
to minimize artifacts caused by heart beat, changes in posture, and
pressure from mediastinal content (Milic-Emili et al, 1964).
In all mammalian species studied, there is a gradient of pleural
pressure from the dorsal to the ventral parts of the thorax (Krueger et
al, 1961, Proctor et al, 1968, Fahri et al, 1969, Happin et a1,
1969, Hogg et al, 1969). In addition, regional changes in pleural
pressure during breathing can be variable (Rousson et al, 1976, Engel
‘et al, 1977). If the latter is true in the horse, pleural pressure may
vary with the site of measurement. Thus, the purpose of the first
study, described in Chapter 1, was to compare intrapleural pressure
uneasured at 3 sites in the thorax, with esophageal pressure at different
ponnts in the thoracic part of the esophagus, using 2 commonly used
balloons.
In order to study the role of vagal mechanisms in our disease
24
models, I wanted to be able to reversibly block the vagus nerves in
conscious chronic animals. As reviewed by Franz et a1 (1968) mammalian
nerve conduction can be inhibited by cold block. When temperature of a
nerve decreases, the maximum transmissible frequency of impulses
decreases so that for example in a myelinated nerve with a conduction
velocity of 40 meters second'], a dr0p in temperature from 20 to 10°C
causes a decrease in maximum transmissible frequency from 240 to 40
impulses second-I. When the vagus nerve is cooled to 7°C, activity in
myelinated fibers is almost completely blocked (Franz et al, 1968).
However, low frequency activity in nonmyelinated fibers will continue to
be conducted until a temperature of 4°C is reached (Paintal, 1971).
Cooling of a portion of the vagus nerves is facilitated by the creation
of cervical vagal leaps. Cooling of surgically prepared vagal 100ps is
a commonly used technique for vagal blockade in dogs (Phillipson et al,
1975, Snapper et al, 1979). The purpose of the study presented in
chapter 2 was to describe the adaptation and use of this technique in
the standing conscious pony.
Although pulmonary function tests have been used to evaluate horses
with clinically normal lungs, few comprehensive studies of equine
respiratory function have been made and the range of reported values is
large (Mauderly, 1974, Orr et al 1975, Willoughby and McDonell, 1979).
This may be due to differences in techniques used by the various
investigators or because of real variation in values. Information about
the repeatability of pulmonary function tests in normal horses was
therefore necessary before models of lung disease could be studied. In
addition, since I was interested in studying vagal mechanisms in
disease, the role of the vagus nerve in control of pulmonary function in
25
healthy animals needed first be established. This information was not
available for the equid. Therefore, the purpose of the study reported
in chapter 3 was to assess the repeatability of pulmonary function
measurements within a day, and over a 6-month period, to determine the
effect of changes in lung volume on total respiratory resistance, to
evaluate the effect of respiratory frequency on dynamic compliance and
to study the effect of vagal blockade on pulmonary mechanics, lung volu-
mes and gas exchange.
3-methylindole induced pulmonary toxicosis in the horse is unique
because the horse is the only species studied so far in which oral or
intravenous administration of 3MI produces a pure small airway obstruc-
tion (Breeze, 1978). The study of this disease model was of interest
because clinical signs of the disease are indistinguishable from the
naturally occurring asthma-like syndrome in the horse and because it
provided a comparison between the importance of vagal mechanisms in the
pathogenesis of an allergic disease model (Chapter 5) and a pneumotoxi-
cosis with no allergic etiology. Thus, in chapter 4 I report changes
in pulmonary function in the early stages of 3MI induced pulmonary toxi-
cosis, correlate functional changes with pathologic lesions and deter-
mine the role of vagal mechanisms in the pathogenesis of disease.
Chapter 5 represents an in-depth study of the role of vagal mecha-
nisms in ovalbumin induced allergic lung disease in the sensitized
horse. In awake sensitized ponies I studied the effect of aerosol
ovalbumin challenge on ventilation, pulmonary mechanics, lung volumes
and gas exchange over a five-hour period and before and after vagal
blockade. I subsequently challenged one lung in a second group of sen-
sitized ponies and measured respiratory rate and right and left lung
26
resistance (RtotR and RtotL) during the same time period and before and
after both ipsilateral and bilateral vagal blockade. I reasoned that
if vagal reflexes, originating in the challenged lungs or a challenge
induced increase in efferent parasympathetic bronchomotor activity were
responsible for airway narrowing in this disease model, unilateral aero-
sol antigen challenge would result in airway narrowing in both lungs,
abolished by either unilateral or bilateral vagal blockade. If aerosol
antigen challenge increased the sensitivity of airway smooth muscle to
normal vagal tone or if a decreased baseline airway caliber was impor-
tant, left unilateral challenge would result in increase in RtotL only,
abolished by either unilateral or bilateral vagal blockade, while if
local mechanisms were important in airway caliber changes, unilateral
challenge would only cause an increase in RtotLa unaffectd by vagotomy.
Since pilot studies suggested that aerosol challenge fbllowing both
systemic and local sensitization of the lung results in more severe
dyspnea of rapid onset, using both unilateral and bilateral challenge
protocols I investigated the pulmonary response to aerosol challenge in
both systemically and locally sensitized ponies and studied the role of
local and vagal mechanisms in this reSponse. In addition, I correlated
functional changes with pathologic lesions as presently no information
is available to document that changes in pulmonary function values have
value in predicting location and relative severity of pathologic lesions
in the equine lung.
CHAPTER 1
Esophageal and Intrapleural Pressure
in The Healthy Conscious Pony
28
Introduction
Dynamic compliance and pulmonary resistance are measured as lung
function tests in horses. To determine these values, measurements must
be made of transpulmonary pressure, i.e., the pressure gradient between
the airway opening and the pleural cavity. There is no standard tech-
nique for measuring pleural pressure. Commonly used methods include
using esophageal balloons or eSOphageal balloons made from condoms and
direct puncture of the pleural space.1"10 Reported values fOr dynamic
compliance vary, and we sought to determine whether the variation was
partly due to different techniques for measuring pleural pressure.
In persons and dogs, esophageal pressure is commonly used as a
measure of intrapleural pressure.11'21 Although e50phageal pressure may
not always reflect absolute pleural pressure, changes in esophageal
pressure during breathing are similar to changes in local pleural
pressure.11:12:14:15 In persons, an esophageal pressure measuring tech-
nique has been standardized; use is made of a 10-cm long esophageal
balloon containing 0.5 ml of air placed in the caudal portion of the
thoracic part of the esophagus so as to minimize artifacts caused by
heart beat, changes in posture, and pressure from mediastinal
contents.15a20
In all mammalian species studied, there is a gradient of pleural
Pressure from the dorsal to the ventral parts of the thorax.22'27 In
addition, regional changes in pleural pressure during breathing can be
variable.23-30.a.b If the latter is true in the horse, variability in
‘
a Kelly S, Roussos CS, Engel LA: Gravity independent sequential
b emotying from topographical lung regions. Clin Res. 23:645A, 1975.
Roussos CS, Genest J, Cosco MJ, et a1: Rib cage vs abdominal
breathing and ventilation distribution. Clin Res. 23:648A, 1975.
29
reported values of dynamic compliance may be related to the site at
which pleural pressure is measured.
In the literature, there are no statistical comparisons of pleural
and esophageal pressure in horses. The purpose of the present study was
to compare intrapleural pressure (measured at 3 sites in the thorax)
with esophageal pressure at different points in the thoracic part of the
esophagus, using 2 commonly used balloons.
Materials and Methods
Six grade ponies, between 2 and 10 years old and weighing 160 to 180
kg each, were tranquilized with xylazinec to effect and were restrained
in stocks. Using local anesthesia, a tracheostomy was performed and a
20-mm diameter endotracheal tube was introduced into the trachea. A
Fleisch pneumotachograph (No. 4)d and associated pressure transducere
were attached to the endotracheal tube. The pneumotachograph transducer
system produced a signal pr0portional to flow which was electronically
integrated to give tidal volume. This system was calibrated by fercing
a known volume of air through the pneumotachograph after each experi-
ment.
Pleural pressure was recorded through three 6.5-cm blunt tipped 12
gauge needles, with 2 side holes near the tip. The needles were
attached with 60-cm lengths of polyethylene tubing (ID = 1.67 mm, 00 =
2.42 mm) to 3 pressure transducers.f The transducers were taped to the
thoracic wall, using elastic tape. The lst needle was introduced into
C Rompum, Haver Hockhart, Shawnee Mission, Kan.
d Dynasciences Bluebell, PA.
e Model PMS, Statham Instruments, Hato Rey, Puerto Rico.
f Model P2306 Statham Instruments, Hato Rey, Puerto Rico.
30
the pleural cavity at_a slight angle downwards through the right 10th
intercostal space at the level of the point of the shoulder. A distinc-
tive pop was felt when the needle penetrated the parietal pleura. The
2nd and the 3rd needles were introduced 10 cm and 20 cm, reSpectively,
above the Ist needle.
Two types of eSOphageal balloons were used. The first balloon as
recommended by Milic-Emili et al15 for use in persons was made of rubber
and had the following dimensions: length 10 cm, perimeter 3.5 cm, wall
thickness 0.06 mm. The 2nd balloon, as described by GilleSpie et
a12 and Willoughby and McDonell,3 was made from a condomg and was 15 cm
long with a perimeter of 10 cm. Both balloons were sealed over the end
of polyethylene catheters (ID =3 mm, 00 a 4.4 mm, length = 140 cm) which
had a number of spirally arranged holes in the part covered by the
balloons.
Distances from the nares to the caudal, middle, and cranial por-
tions of the thoracic part of the eSOphagus were visually approximated
and marked on the eSOphageal balloon catheter with indelible ink. The
same distances were used on all subjects due to the similarity in size.
Esophageal balloon catheters were made rigid by introduction of a length
of 18 gauge steel wire and passed via the nares into the cranial portion
of the esophagus. The wire was removed and the balloon was attached to
a pressure transducerh which was taped to the forelock. Balloon volume
was adjusted to contain 0.5 m1 of air in the e50phageal balloon or 3.5
ml in the condom. Esophageal pressure, 3 pleural pressures, and tidal
9 Trojan-enz Youngs Rubber Co., Trenton, NJ.
h Model PM131TC Statham Instruments, Hato Rey, Puerto Rico.
31
volume were amplified and recorded on a 6-channel recorder.1 Three
pleural pressures and tidal volume were recorded continuously.
Esophageal pressure was recorded for at least 5 breaths at each esopha-
geal location. The sequence of introduction of the e50phageal balloon
and condom was randomized. At each measuring site, dynamic compliance
was calculated during at least 4 breaths from tidal volume and the
change in the es0phageal or pleural pressure between the start and end
of inspiration. Results were analyzed with a 2-way analysis of variance
and Tukey's W procedure at the 0.05 level of significance.31
To avoid phase differences between various measuring devices, a
check of frequency response was made. An alternating pressure was
generated in a closed flask by means by a syringe. The interior of the
flask was connected with a 1 cm long (ID = 0.5 cm) tube to a differen
tial pressure transducer.'1 This recording system was assumed to
measure the true pressure fluctuations within the container. The
pleural pressure needle or the esophageal balloons were introduced into
the flask through a side arm and connected to the opposite side of the
pressure transducer with the same tubing used during the experiments.
Using pressure variations up to 30 cm of water and a frequency of 5 Hz,
a flat response was recorded.
The frequency response of the pleural needles and catheters was
matched to that of the esophageal balloons by attaching these devices
to opposite sides of a differential pressure transducer and exposing
them to a quasisinusoidal oscillating pressure. The frequency reSponse
of both ports of the pneumotachograph were similarly matched. Finally,
h Model PM131TC Statham Instruments, Hato Rey, Puerto Rico.
1 Model KA, Soltec Corp., Sun Valley, Calif.
32
the response of the pneumotachograph transducer system and the pleural
pressure and esophageal pressure transducer systems were checked by
comparing pressure recorded with esOphageal or pleural catheters and
transducers against pressure recorded with the pneumotachograph trans-
ducer on an XY plotterj while exposing all devices to the same
oscillating pressure source. All frequency responses were checked up
to 5 Hz and were flat.
Results
A biphasic expiratory pattern was observed in 5 of the 6 horses. A
passive exhalation was followed by a pause and an abdominal excursion
immediately preceding the next inhalation (Fig 1-1). The pleural
pressure at the plateau which occurred just before the abdominal effort
was relatively constant from breath to breath and seemed to correspond
with the end of a passive exhalation, whereas pressures at the end of
the abdominal effort were highly variable. The pressure at the eXpira-
tory plateau was therefore recorded as pressure at the equilibrium
position of the respiratory system. This pressure increased from the
dorsal to the ventral thoracic positions (Fig 1-1 and 1-2). Pressures in
the middle and caudal portions of the thoracic part of the eSOphagus
were similar, and not significantly different from pressures measured
at the middle and ventral thoracic positions (Fig 1-2 and 1-3). Pressures
in the cranial portion of the thoracic part of the eSOphagus were
significantly higher than pressures at the dorsal and middle thoracic
positions and dorsal thoracic position pressures were significantly
3 Model VR6, E for M, White Plains, NY.
33
lower than esophageal pressures. Pressures at the expiratory plateau
as measured by the 2 balloon types were not significantly different.
Changes in pleural pressure during respiration were variable from
breath to breath. To compare the eSOphageal pressure waves which were
not recorded simultaneously, a pressure amplitude that occurred in all
middle thoracic position tracings for each animal was selected as a
standard with which the other pressure changes could be compared. Mean
selected pressure changes are reported in Table 1-1. Variables are
listed in order of magnitude with the lowest value lst and the highest
value last. Pressure changes underscored by the same line do not differ
significantly. These data can be interpreted to mean that pressure
changes in the cranial portion of the thoracic part of the esophagus
were the least, pressure changes in the middle and ventral thoracic
positions the greatest, and the pressure changes in the dorsal thoracic
position and middle and caudal portions of the thoracic part of the
esophagus were intermediate.
Cardiogenic pressure oscillations were obvious in the tracings from
the cranial portion of the thoracic part of the esophagus and masked
pressure changes of respiratory origin. These artifacts were not pre-
sent in the middle and caudal portions of the thoracic part of the
esophagus. Large positive deflections corresponding to swallowing were
most frequent in the cranial portion of the thoracic part of the
esophagus but were also present in the middle and caudal portions of
the thoracic part of the esophagus. There was no significant dif-
ference between the 2 balloon types with respect to pressures, ampli-
tudes, or artifacts.
Air (10 ml) was introduced through the needles into the pleural
34
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dorsal thoracic pleural cannulae above the ventral
thoracic cannulae.
37
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pressure transducerc were attached to measure flow. The flow signal was
electronically integrated to give tidal volume.d After each experiment,
the pneumotachograph was calibrated by forcing air at known flow rates
through the instrument. The volume signal was calibrated using a three
liter syringe.e
A 20 gauge catheterf was inserted into one exteriorized carotid
artery and connected to a pressure transducerg placed at the level of
the shoulder. ReSpiratory rate, tidal volume, heart rate and mean
systemic blood pressure were recorded on light sensitive paper.
After control measurements were taken, cooling coils were wrapped
around both vagal loops. Cooling coils were made from capper piping
(I.D. 4 mm, 0.0. 5 mm) and consisted of two parts shaped to fit the
vagal loop (Fig. 2). The coils were attached via tubing to a cir-
culating coolerh containing methanol. The temperature of this fluid was
maintained at -2°C Li.'2°C)- Measurements of reSpiratory rate, tidal
volume, heart rate and mean systemic blood pressure were repeated while
the vagi were cooled, five minutes after removal of the coils and after
administration of 0.04 mg/kg Atropine I/V. In addition, a laryngoscopic
examination was performed on three ponies before, during and after vagal
cooling. Results were analyzed using two-way analysis of variance.
Means were compared by the Student Newman Keul's test.4
c Model PM5. Statham Instruments, Hato-Rey, PR
d Model VRG. Electronics for Medicine, White plains, NJ
e Hamilton Syringe Co., Whittier, CA
f Becton-Dickinson, Rutherford, NJ
9 ”099] 92303: Statham Instruments, Hato-Rey, PR
h Model 90, Fisher Scientific Co., Livonia, MI
63
Results
Cooling of the vagus nerve increased tidal volume, heart rate and
mean systemic blood pressure and decreased respiratory rate (Fig 2-4).
Control values were not significantly different before and after vagal
cooling. Atropine administration did not alter the respiratory parame-
ters but increased heart rate and mean systemic pressure to levels simi-
lar to those measured during vagal cooling (Fig 2-4). Laryngoscopic
examination revealed complete bilateral laryngeal paresis during vagal
blockade and normal laryngeal mobility during the control periods.
Discussion
The technique we have described resulted in the incorporation of a
functional vagus nerve in a skin 100p. The principal problem encoun-
tered was a tendency for skin wounds to dehisce beneath the vagal loop
because of excessive tension. The tension relieving incision on the
ventral midline of the neck successfully alleviated this problem whe-
never it was used. The functional integrity of the vagus nerve was
indicated by the changes in respiratory rate, tidal volume, heart rate
and blood pressure following vagal cooling and the return of these para-
meters to control levels when the vagi were warmed.
Great care was taken not to incorporate the recurrent laryngeal
nerve into the skin 100p nor to excessively traumatize this nerve during
separation from the vagus nerve. Although several ponies exhibited
transient laryngeal hemiplegia, all returned to normal. Because of this
transient hemiplegia, bilateral loops were never simultaneously created.
The sympathetic trunk was also isolated from the vagus during
surgery. Its functional integrity was indicated by the absence of
64
Figure 2-4 ReSpiratory rate (RR), tidal volume (VT), heart rate (HR),
and systemic blood pressure (Psyst) during a base-line
period, after vagal cooling, during a 2nd base-line
period, and after IV administration of 0.04 mg of
atrOpine/kg of body weight (x.1 SEM). *Indicates signifi-
cant difference from control value.
141»1
12-
R R , _l 10-
breaihsmln
8" a:
6-
3.1 /‘*\‘/1
. VT 2.
liters
IB:[F?S§. '-
901
70 a: *
HR 50..
beoismin"
30..
160-1 * *
Psysi '40.
mmHg '20“
100
Control Vagal Control Atropine
Cooling
Figure 2-4
66
Horner‘s syndrome following surgery or during blockade. Horner‘s
syndrome is usually observed in horses following damage of the sym-
pathetic trunk.5:6
Results of this experiment indicate that cooling of vagal 100ps
caused reversible blockade of both afferent and efferent vagal nerve
fibers in the standing conscious pony. The increased tidal volume and
decreased respiratory rate observed after vagal cooling are also reported
in dogs after vagotomy and are attributed to stretch receptor fiber
blockade and subsequent interruption of the Hering-Breuer reflex.2.7»3
In addition, ponies exhibited increased heart rate and mean systemic
blood pressure after vagal blockade. Similar changes in dogs are attri-
buted to blockade of cardiac efferent preganglionic parasympathetic
fibers.7»3a9a10 The increased heart rate is thought to increase cardiac
output and therefore increase mean systemic pressure.9 Since heart rate
and systemic pressure were not different during vagal cooling and
following atropine, it appears that efferent cardiac preganglionic para-
sympathetic fiber blockade was complete during vagal cooling.
Laryngoscopy of three ponies during vagal cooling revealed complete
bilateral laryngeal paresis. Since the recurrent laryngeal nerves were
not included in the skin loops, the laryngeal paresis probably resulted
from blockade of vagal fibers that subsequently form the recurrent
laryngeal nerve.11 In two ponies, the endotracheal tube was removed
during vagal blockade and the tracheostomy opening occluded. Animals
breathed normally until a deep breath was taken. At that time, the
larynx collapsed and animals became extremely dyspneic until the
endotracheal tube was reinserted. A tracheostomy is therefore essential
to insure a patent airway when blocking both vagi simultaneously.
67
References
l. Phillipson EA, Murphy E, Kozar LF, et al: Role of vagal stimuli
in exercise ventilation in dogs with eXperimental pneumonitis. J Appl
Physiol 39:76-85, 1975.
2. Phillipson EA, Hickey RF, Bainton LR, et al: Effects of vagal
blockade on regulation of breathing in conscious dogs. J Appl Physiol
29:475-479, 1970. *
3. Snapper JR, Drasen JM, Loring SH, et a1: Vagal effects on
histamine, carbacol and prostaglandin an responsiveness in the dog. J
Appl Physiol 47:13-16, 1979.
4. Steel GD, Torrie JH: Principles and Procedures of Statistics.
McGraw-Hill Book Co, New York, 1960.
5. Firth EC: Horner's Syndrome in the horse: Experimental induc-
tion and a case report. Equine Vet J 10(1):9-l3, 1978.
6. Smith JS, Mayhew IG: Horner's Syndrome in large animals.
Cornell Vet 65:529-542, 1977.
7. MacCanon DM, Howath SM: Effect of bilateral cervical vagotomy
in the dog. Am J Physiol 189:569-572, 1957.
8. Shepard RS, Whitty AJ: Bilateral cervical vagotomy: A long-
term study on the unanesthetized dog. Am J Physiol 206:265-269, 1964.
9. Stone HL, Bishop VS: Ventricular output in conscious dogs
following acute vagal blockade. J Appl Physiol 28:782-786, 1968.
10. Whitty AJ, Shepard RS: Role of the vagus in control of cardiac
output in the unanesthetized dog. Am J Physiol 213:1520-1525, 1967.
ll. Godinko HP, Getty R: The Anatomy of the Domestic Animal. ed 5,
Philadelphia, Saunders Company, 1975, pp 660-663.
CHAPTER 3
Pulmonary Function Tests in Standing Ponies:
Reproducibility and Effect of Vagal Blockade
69
Introduction
Although pulmonary function tests have been used to evaluate horses
with clinically normal lungs and those with chronic lung disease, few
comprehensive studies of equine respiratory function are presently
available and the range of reported normal values is 1arge.l-6 This may
be due to differences in techniques used by the various investigators or
because of real variation in values. Information about the repeatabi-
lity of pulmonary function tests in individual horses and groups of
horses is therefore necessary to resolve this question.
Clinical evidence suggests that the parasympathetic nervous system
plays a role in the pathogenesis of chronic obstructive pulmonary
disease, as many cases reSpond to atropine administration.7 Similarly
vagal mechanisms play a role in pathogenesis of allergic lung disease in
other species.3'10 In order to study vagal mechanisms in disease, the
role of the vagus nerve in control of pulmonary function in healthy ani-
mals must first be established. Presently this information is not
1 available for the equid.
The purpose of this investigation was to assess the repeatability of
pulmonary function measurements within a day and over a six-month
period, to determine the effect of changes in lung volume on total
respiratory resistance, to evaluate the effect of respiratory frequency
on dynamic compliance, and to study the effect of vagal blockade on
pulmonary mechanics, lung volumes and gas exchange.
Materials and Methods
Five ponies between two and ten years of age (2’= 6.6 years)
weighing 199 i 27.0 kg (z 1.5EM) with bilateral cervical vagal loops and
7O '
exteriorized carotid arteries were used in the experiments.11 Prior to
use, animals had been on pasture for at least two months and all were
vaccinated for the common viral respiratory diseases. Animals were
regularly examined to detect any signs of respiratory disease.
Pulmonary Function Measurements
Ponies were tranquilized with xylazinea (0.5 mg/kg) and restrained
in stocks. A 20 mm diameter cuffed endotracheal tube was introduced
into the trachea via a tracheostoma. A Fleisch pneumotachograph
(n04)b and associated pressure transducerc were attached to the
endotracheal tube. The pneumotachograph transducer system produced a
signal proportional to flow which was electronically integrated to give
tidal volume. After each experiment, this system was calibrated by
forcing known volumes and flows of air through the pneumotachograph
using a three liter calibrated syringed and a rotameter flow meter.e
An esophageal balloon (length 10 cm, perimeter 3.5 cm, wall
thickness 0.06 cm) was sealed over the end of a polyethylene catheter
(ID = 3 mm, 0.0. = 4.4 mm, length 140 cm) which had a number of spirally
arranged holes in the part covered by the balloon. The distance from
the nares to the middle portion of the thoracic esophagus was visually
approximated and marked on the esophageal balloon catheter with inde-
lible ink. The esophageal balloon catheter was made rigid by intro-
ducing a length of 18 gauge steel wire and passed via the nares into the
a Rompun, Haver Lockhart, Shawnee, Mission, KS
Dynasciences, Blue Bell, PA
C Model PMS, Statham Instruments, Hato Rey, PR
d 3 liter Super Syringe, Warren E. Collins Inc, Braintree, MA
9 Model 10A3500, Fisher & Porter Co, Warminster, PN
71
middle portion of the thoracic eSOphagus. The wire was removed and the
balloon attached to a pressure transducerf which was taped to the fore-
lock. The opposite side of the differential pressure transducer was
attached to an identical balloon catheter system, with the balloon
located just inside the distal end of the endotracheal tube to measure
airway opening pressure (P30). Transpulmonary pressure (Ptp) was
defined as the pressure difference between the airway opening pressure
(Pao) and esophageal pressure (Pes)- Balloon volumes were adjusted to
contain 0.5 ml of air. Transpulmonary pressure, tidal volume (VT) and
flow were recorded on light sensitive paper.9 From these traces, dyna-
mic compliance (Cdyn). respiratory rate (RR) and minute ventilation
(Vmin) were calculated.12
A pressure cycled ventilatorh was attached to the endotracheal tube
via the pneumotachograph. Animals were force ventilated to 20 cm H20
Ptp for two breaths to insure constant lung volume history prior to
recording quasistatic pressure volume curves. Quasistatic pressure
volume curves of lung and chest wall were generated by inflating the
respiratory system to Ptp = 20 cm H20 and allowing it to deflate slowly
to functional residual capacity (FRC). To minimize flow resistive far-
ces, rate of deflation was slowed by a retard valve on the expiratory
line of the ventilator. Lung and thoracic cage pressure volume curves
were recorded by plotting Ptp and Pes respectively against lung volume
on an x-y plotteri during at least two quasistatic pressure volume
f Model PM 131 TC, Statham Instruments, Hato Rey, PR
9 Model VR6, Electronics for Medicine, White Plains, NY
0 Mark 9, Bird Co, Palm Springs, CA
1 Model XY575, Esterline Angus Co, Indianapolis, IN
72
maneuvers. Using a digital computeri the deflation limb of the lung
pressure volume curves was empirically described as a single rising
exponential.13
V = vmax (l-e’“ PtP) (I)
where V = lung volume at a given transpulmonary pressure (Ptp), Vmax is
the lung volume at which the slope of the curve is zero (i.e., at infi-
nite Ptp) and 0 defines the rate of rise of the curve from FRC to the
Vmax- Quasistatic compliance (Cstat) was calculated from the first
derivative of equation #1 at Ptp = 3 cm H20.
Subsequently, animals were force ventilated four times up to a
transpulmonary pressure of 20 cm H20 to create a period of apnea,
lasting between 10 and 30 sec. During this period of apnea, an oscilla-
tion system consisting of a sine wave generator,k an amplifier and a 12"
speaker in box (Fig 3-1), was attached to the endotracheal tube via the
pneumotachograph. Pressure and flow were recorded on an oscilloscope as
sinusoidal flow oscillations were applied to the lung via the l
endotracheal tube. Oscillation frequency was modulated until the
pressure flow loop closed, usually between 5 and 10 Hz. The closed
pressure flow loop was recorded on light sensitive paper and total
respiratory resistance was calculated as the slope of the line. At
least two recordings were made for each measurement.
In order to prevent phase differences between pressure and flows,
frequency responses of catheter systems were carefully evaluated as pre-
viously described.14 In addition, the airway Opening pressure signal and
flow signal used to measure oscillatory resistance were evaluated up to
3 Model PDPll, Digital Equipment Co, Maynard, MA
k Model 200, Continental Specialties Co, New Haven, CT
73
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87
defined by equation l. Alpha averaged 0.1594 1 0.0135 cm H20'1. The
volume at which thoracic cage and lung elastic recoil were equal and
opposite was not significantly different from FRC measured by He
equilibration.
Vagal blockade increased VT and decreased RR. In addition respira-
tory resistance at functional residual capacity was decreased by vagal
blockade from 0.496 :.0.054 to 0.36l 1_ 0.03 cm H20 sec liter-1 but
arterial blood gas tensions, 9min» cdyna Cstat FRC, TLC and lung and.
thoracic cage pressure-volume curves were unaffected. Baseline values
of all variables were the same before and after vagal blockade.
Figure 3-4 shows the effect of vagal blockade and lung volume on
Rtot- Resistance decreased significantly with increasing lung volume.
Vagal blockade significantly decreased Rtot at FRC but was without
effect at higher lung volumes.
Dynamic compliance did not change as respiratory frequency increased
from lS-GO breaths/minute.
Discussion
This study has documented the daily and monthly variability of
pulmonary function measurements in standing conscious ponies.
Variability of TLC and arterial blood gas tensions was small over both
the short and long-term measurement periods. This finding is not
surprising. Total lung capacity is a fixed volume probably defined by
the elastic limits of the lung. In the case of arterial blood gases,
respiratory control mechanisms maintain these values within fairly tight
limits to ensure adequate gas transport to and from the tissues.
The variability in cstat was surprising since the elastic properties
88
of the lung would appear to be determined by lung structure. However,
airway closure also affects the shape of the pressure-volume curve and
may have been responsible for some of the variability in Cstat even
though we attempted to eliminate this possibility by inflating the lung
to Ptp-ZO cm H20 prior to recording the lung pressure-volume curve.
Variability of FRC, Rtot» Cdyn: lmina VT, and RR was considerable
over the long term. The variability in FRC may be the result of
variations in posture, respiratory muscle tone and changes in abdominal
filling caused by alterations in diet and fat deposition. As shown in
Fig. 3-4, changes in lung volume result in changes in Rtot and it is
possible that the variability in FRC was responsible in part fOr the
variability in resistance.
Since Cdyn is determined by both lung elastic recoil (indicated by
Cstat) and the resistance of airways (indicated by Rtot) and since both
Cstat and Rtot were quite variable, the variability in Cdyn is not
surprising.17 Furthermore, calculation of Cdyn assumes inertial fOrces
are negligible during tidal breathing.18 This assumption may not be
valid in the horse as there are rapid rates of change of flow par-
ticularly between inhalation and exhalation.
The variability in 9min: VT, and RR was not surprising since 9min is
determined in part by metabolism and the possible combinations of RR and
VT for a given 9min are limitless.
Hith the exception of the variability in Cdyna variability of our
measurements was similar to that reported in conscious calves and dogs
studied at daily and monthly intervals, respectively.19:20 When data
from five horses was grouped there was no significant change in any
variable over the six-month study period. These data suggest that with
89
the exception of arterial blood gas tensions, the results of pulmonary
function tests described in this paper are too variable to be useful in
detecting individual horses with mild or moderate lung disease but may
be useful in assessing the effects of treatments on lung function in a
group of horses studied over a period of days or months.
He have previously reported a midexpiratory cessation of air flow in
tracheostomized ponies.14 This midexpiratory pause appears to occur at
a relatively constant lung volume whereas lung volume at end expiration
varies with the amount of abdominal eXpiratory effort. Leithn has
suggested that the midexpiratory pause represents the equilibrium point
of the respiratory system where lung and thoracic cage recoil are equal
and opposite. Examination of lung and thoracic cage pressure-volume
curves (Fig 3-3) shows that in our ponies, equilibrium volume was not
significantly different from lung volume at the midexpiratory pause
suggesting this volume is determined by passive relaxation of the
respiratory system. However this conclusion must be tempered with
caution because we did not ascertain that the respiratory muscles were
relaxed although we did provide two deep breaths to induce apnea prior
to recording pressure-volume curves.
Salazar et al showed empirically that the expiratory limb of the
dog quasistatic pressure-volume curve can be described by a single
rising exponential.13 Our data suggest that this is also true in
ponies. Alpha (the parameter describing the rate of rise of the expira-
tory limb of the pressure-volume curve) was similar to the value calcu-
lated from data obtained in anesthetized horses suspended upright.21.22
" Leith DE, Personal communications, 198l
90
Static compliance calculated from the first derivative of the single
rising exponential at Ptp=3 cm H20 was also similar on a body weight
basis to values reported in anesthetized upright horses but greater than
values in anesthetized ponies in which there may have been considerable
airway closure.°:3:4
The effects of vagal blockade in ponies are similar to effects in
dogs.23:24 Tidal volume increased and respiratory rate decreased pro-
bably as a result of blockade of vagal afferents from pulmonary recep-
tors. Vagal blockade had no effect on lung and thoracic cage pressure-
volume behavior. The primary effect of vagal blockade was a decrease in
respiratory resistance at FRC but not at higher lung volumes. This
interaction of parasympathetic tone and lung volume in determining
resistance was also reported in dogs by Macklem et al who proposed the
following explanation based on pressure diameter behavior of airways
with and without bronchomotor tone.25 Isolated bronchi lacking broncho-
motor tone increase maximally in diameter with only small changes in
transmural pressure (+ 3 cm H20) whereas intact bronchi with parasym-
pathetic tone increase in diameter progressively as transmural pressure
increases to 30 cm H20. In the ponies with vagal tone, resistance
therefore decreases progressively with increasing lung volume. In
contrast fOllowing vagal blockade airways are probably almost maximally
dilated at FRC and increasing lung volume causes only a slight decrease
in resistance.
Frequency dependence of lung compliance results when there is ine-
quality of time constants in peripheral parallel units in the lung and
° Leith DE, Gillespie JR: Respiratory mechanics of normal horses and
one with chronic obstructive lung disease. .Egd Proc 30:556, l97l.
91
for this reason is suggested as an indicator of peripheral airway
obstruction.26 The lack of frequency dependence in our normal ponies
suggests equality of time constants and a lack of peripheral airway
obstruction. However, Macklem et al calculated that a five-fold
variation in time constant would cause only a 25% reduction in Cd," at a
respiratory frequency of 60 breaths/minute and a two-fold difference in
time constants would not be detectable.25 Thus considerable variability
in peripheral time constants may exist in our normal ponies despite the
lack of frequency dependent compliance. Even with these limitations
frequency dependence of compliance is still one of the most sensitive
tests of small airway obstruction in persons and may prove to be a
valuable test in the detection of small airway disease in the horse.26
92
References
l. Mauderly JL: Evaluation of the grade pony as a pulmonary func-
tion model. Am J Vet Res 35:1025-1029, 1974.
2. Purchase IFH: The measurement of compliance and other reSpira-
tory parameters in horses. Vet Record 78:613-616, 1966.
3. Rawlings CA, Birnbaum ML, Bisgard GE: Static pulmonary
compliance in ponies. J Appl Physiol 38:657-660, 1975.
4. Muylle E, Dyaert H: Lung function tests in obstructive pul-
monary disease in horses. Equine Vet J 5:37-43, 1973.
5. Willoughby RA, McDonell NN: Pulmonary function testing in hor-
ses. Vet Clinics of N Am l:l7l-l96, 1979.
6. Drr JA, Bisgard GE, Forster HV, et al: Cardiopulmonary measure-
ments in nonanesthetized, resting normal ponies. Am J Vet Res
36:1667-1670, 1975.
7. Murphy JR, McPherson EA, Dixon PM: Chronic obstructive pulmo-
nary disease (CDPD): Effects of bronchodilator drugs on normal and
affected horses.. Equine Vet J 12(1):10-l4, 1980.
8. Gold HM, Kessler GF, Yu DYC: Role of vagus nerves in experimen-
tal asthma in allergic dogs. J Appl Physiol 33:719-725, 1972.
9. Kessler GF, Austin JHM, Graf PD, et al: Airway constriction in
experimental asthma in allergic dogs: Tantalum bronchographic studies.
J Appl Physiol 35:703-708, 1973.
10. Yu DYC, Galant SP, Gold HM: Inhibition of antigen-induced
bronchoconstriction by atropine in asthmatic patients. J Appl Physiol
32:823-828, 1972.
ll. Derksen FJ, Robinson NE, Stick JA: Technique for reversible
vagal blockade in the standing conscious pony. Am J Vet Res In press.
12. Mead J, Hhittenburger JL: Physical properties of human lungs
measured during spontaneous respiration. J Appl Physiol 5:779-796,
1953.
13. Salazar E, Knowles JH: An analysis of pressure-volume charac-
teristics of the lungs. J Appl Physiol 19:97-104, 1964.
14. Derksen FJ, Robinson NE: E50phageal and intrapleural pressures
in the healthy conscious pony. Am J Vet Res 41:1756-1761, 1980.
15. Denac-Sikiric M: Die functionelle Residualkapazitat und Helium-
Einmischzeit gesunder and lungenkranker Pferde. Zbl Vet Med 23:195-205,
1976.
93
16. Steel RGD, Torrie JH: Principles and Procedures of Statistics.
McGraw-Hill, New York, 1960.
17. Otis AB, McKerrow CB, Bartlett RA, et al: Mechanical factors in
distribution of pulmonary ventilation. J Appl Physiol 8:427-443, 1956.
18. Mead J: Measurement of inertia of the lungs at increased
ambient pressure. J Appl Physiol 9:208-212, 1956.
19. Dain D, Gold NM: Mechanical properties of the lung and experi-
mental asthma in conscious allergic dogs. J Appl Physiol 38:96-100,
1975.
20. Kiorpes AL, Bisgard GE, Manchar M: Pulmonary function values in
healthy Holstein-Friesian calves. Am J Vet Res 39:773-778, 1978.
21. Schroter RG: Quantitative comparisons of mammalian lung
pressure-volume curves. Respiratory Physiol 42:101-107, 1980.
22. Leith DE: Comparative mammalian respiratory mechanics.
Physiologist 19:405-510, 1976.
23. McCanon DM, Howath SM: Effect of bilateral cervical vagotomy in
the dog. Am J Physiol 189:569-572, 1957.
24. Hahn HL, Graf PD, Nadel JA: Effect of vagal tone on airway
diameters and on lung volume in anesthetized dogs. J Appl Physiol
41:581-589, 1976.
25. Macklem PT, Hoolcock AJ, Hogg JC, et al: Partitioning of pulmo-
nary resistance in the dog. J Appl Physiol 26:798-805, l969.
26. Hoolcock AJ, Vincent NJ, Macklem PT: Frequency dependence of
compliance as a test for obstruction in the small airways. J Clin
Invest 48:1097-1106, 1969.
CHAPTER 4
3-methylindole Induced Pulmonary Toxicosis
in the Horse
95
Introduction
Horses commonly suffer from chronic obstructive pulmonary disease,
the etiology of which is unknown but hypersensitivity to molds, viral
and bacterial infections, and dietary factors have been incriminated.1-5
Recently, 3-methylindole (3MI) has been suggested as a possible etiolo-
gic agent of the disease syndrome in horses.6 This compound is a meta-
bolite of the amino acid L-tryptophan and is found in the feces of mam-
mals as well as in tobacco smoke.7 Dral administration of 3MI to horses
results in dyspnea, tachypnea and impaired gas exchange, most evident 7
days post treatment but to date there are only preliminary reports on
the pathologic and physiologic changes induced by 3MI.6
There is clinical evidence to suggest that the parasympathetic ner-
vous system plays a role in the pathogenesis of chronic obstructive
pulmonary disease in the horse, because many cases respond to atropine
administration.8 The parasympathetic nervous system also plays a role
in the pathogenesis of experimentally induced airway diseases in dogs,
guinea pigs, and rabbits and some forms of asthma in man.9'13 I there-
fore wondered if vagal reflexes were also involved in the pathogenesis
of 3MI induced pulmonary toxicosis. The purpose of this paper is to
report changes in pulmonary function occurring in the early stages of
3MI induced pulmonary toxicosis, to correlate functional changes with
pathologic lesions and to determine the role of vagal reflexes in the
mechanism of disease.
96
Materials and Methods
Ten ponies between 2 years and 15 years of age (x'a 8.5 years)
weighing 167.9 :_8.7 kg (x :_SEM) were used in the experiments. Animals
had been on pasture for the previous 2 months and all were vaccinated
for the common viral respiratory diseases. Animals were regularly
observed during this period, to detect any signs of respiratory disease.
Surgical Preparation
Horses were prepared for experiments by surgically exposing the
vagus nerves, cannulating a carotid artery, and performing a
tracheostomy. Anesthesia was induced with intravenous sodium thiamylal
(10 mg/kg BH) and maintained with inhalation anesthesia using halothane.
With the pony in left lateral recumbency the right cervical region was
prepared for aseptic surgery. A 10 cm linear skin incision was made
just dorsal to the jugular vein in the mid cervical region. The vagus
nerve was exposed and a 1 cm section dissected free. A silk suture was
looped around the nerve and tied loosely. The wound was closed in a
routine manner, allowing the ends of the silk suture to exit through the
skin. The same procedure was repeated on the right side of the neck and
in addition a 1.19 ID, 1.70 DD (PE190) polyethylene catheter was placed
in the right carotid artery and allowed to exit through the skin at a
site distant from the incision. Lastly a ventral midline tracheostomy
was performed in the mid cervical region. Animals were allowed to
recover for 24 hours. The carotid catheter was flushed every 4 hours
with 2 ml of heparinized saline.
97
Methods of Pulmonary Function Testing
Twenty-four hours after surgical preparation, animals were
tranquilized with intravenous xylazinea (0.5 mg/kg of body weight) and
restrained in stocks. The methods of pulmonary function measurement
have been previously described.14 Briefly, air flow (V) and tidal
volume (VT), measured using a pneumotachographb transducer
systemc attached to a cuffed endotracheal tube and inserted into the
trachea via a tracheostoma, were recorded on light sensitive
paper.d Transpulmonary pressure (Ptp) was measured as the pressure dif-
ference between the mid’portion of the thoracic esophagus and the airway
opening, using identical catheter systems. From the recording of Ptp, V
and VT, dynamic compliance (Cdyn). respiratory rate (RR) and minute ven-
tilation (6min) were calculated.
Quasistatic pressure-volume curves were generated on an x-y
plotter,e using an air driver pressure cycled ventilator.f The defla-
tion limb of the quasistatic pressure-volume curve was empirically
described as a single rising exponential, using a digital computer.9.15
v = Vmax (l-e-a Ptp) (1)
Where V = lung volume at a given Ptp, Vmax is the volume at which the
slope of the curve is 0 (i.e., Ptp is infinite) and 0 describes the rate
of rise of the curve from functional residual capacity (FRC) to Vmax-
Quasistatic compliance (Cstat) was calculated from the first derivative
a Rompun, Haver Lockhart, Shawnee Mission, Kansas
Dynasciences, Bluebell, Pennsylvania
C Model PMS, Statham Instruments, Hato Rey, Puerto Rico
d Model VR6, Electronics for Medicine, White Plains, New York
e Model XY575, Esterline Angus Co., Indianapolis, Indiana
f Mark 9, Bird Co., Palm Springs, California
9 Model PDPll Digital Equipment Co., Maynard, Massachusetts
98
of equation #1 at Ptp = 3 cm H20. Functional residual capacity was
measured by helium equilibration and total lung capacity (TLC) was
defined as the total lung volume at Ptp = 30 cm H20.
Total respiratory system resistance (Rtot) was measured using a
forced oscillation technique. During hyperventilation induced apnea,
the respiratory system was oscillated at its resonant frequency and air-
way opening pressure (Pao) and flow were plotted on an x-y plotter.d
Total respiratory system resistance was calculated as the slope of the
resulting line. Specific conductance (SGtot) was calculated as the
ratio of conductance (Rtot'I) and FRC.
Experimental Protocol
Ten ponies were randomly divided into two groups. Arterial blood
gas tensions, pulmonary mechanics and lung volumes were determined in
all ponies 24 hours post surgery to establish baseline values.
Immediately after these measurements were taken, the four ponies in
group 1 received 0.5 liters of corn oil while the six ponies in group 2
received 100 mg/kg of 3MI in 0.5 liters of corn oil, both via naso-
gastric tubes. Measurements were repeated 24 hours after treatment and
if Rtot had not increased and Cdyn had not decreased from baseline
values, again at 48 hours post treatment. Subsequently, the vagus ner-
ves of ponies in group 2 were exposed through the surgical wounds using
the silk sutures and were transected. Ten minutes after bilateral vago-
tomy, arterial blood gases, pulmonary mechanics and lung volumes were
measured again.
99
Data Reduction and Statistical Treatment
Curve fitting routines were performed by a digital computer, using
the nonlinear least squares method of Bevington.16 Data were analyzed
using the students t test for paired data.‘7 Significance was deter-
mined at.P < 0.05.
Postmortem Examination
After the last measurement was taken, the six animals in group 2
were euthanized with an overdose of pentobarbital and exsanguinated.
After the gross appearance of the lung was noted, the lungs were removed
and minimum lung volume determined in 5 ponies by water diSplacement.
The minimum lung volume was compared to that of 5 ponies free of clini-
cally apparent lung disease, euthanatized and exsanguinated in the same
manner.
Random sections of tissue were taken from the lungs, fixed in buf-
fered formalin, paraffin embedded, sectioned at 5 microns, and stained
with H and E. Additional fixed tissues were post-fixed in osmium
tetroxide, dehydrated in graded alcohols, critical point dried, coated
with 20 nm of gold and viewed under a JEDL JSM-BSC scanning electron
microscope.
Results
Gas exchange, pulmonary mechanics and lung volumes remained
unchanged in ponies in group one up to 48 hours after corn oil treat-
ment. Twenty-four hours after 3MI treatment, Cdyn and Rtot had not
changed from baseline values in two ponies in group 2. In these ponies,
measurements were repeated 48 hours post treatment. Figures 4-l and 4-2
100
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period (PC) after 3-me hylindole (3MI) treatment and after
vagotomy (VC). Stars indicate significant difference from
preceding value.
109
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112
show the effects of treatments on respiratory rate, tidal volume, minute
ventilation, Pa02, PaCDz and pH in group 2. Respiratory rate and minute
ventilation were increased significantly by 3MI treatment and were
decreased after vagotomy. Tidal volume was unaffected by 3MI but
increased significantly after vagotomy. PaCDg decreased significantly
after 3MI treatment and remained the same after vagal section. PaDz was
unaffected by either treatment.
Figure 4-3 shows the effect of treatments on FRC and TLC. FRC was
increased significantly by 3MI and remained increased after vagotomy.
TLC was unaltered by either treatment.
Total respiratory resistance was increased by 3MI and decreased
again following vagotomy (Fig 4-4). Since changes in lung volume alter
Rtot and since 3MI increased FRC, Rtot was corrected f0r changes in lung
volume by calculation of SGtot- Specific respiratory conductance
decreased 46% following 3MI and was significantly increased by vagotomy
(Fig 4-4). Dynamic compliance was decreased by 3MI but unaffected by
vagotomy (Fig 4-5). Quasistatic compliance was 0.887 :_0.04 L cm
H20'1 and was unaffected by treatments.
Minimum lung volume per kg of body weight of 5 3MI treated animals
determined at necropsy was 43.3 1 2.4 ml/kg (z 1 SEM) as compared to
20.8‘: 1.4 m1/kg for 5 untreated ponies.
0n gross pathologic examination lungs from 3MI treated horses
appeared distended and palpation revealed crepitus. Histologically,
lesions were restricted principally to the bronchioles, where there was
widespread epithelial degeneration and a mild to moderate mixed inflam-
matory response in peribronchiolar areas (Fig 4-6). In addition, in two
of the ponies there was diffuse alveolar and peribronchiolar edema. The
113
edema fluid was cell free but contained fibrillar material suggestive of
fibrin. Scanning electron micrographs indicated that bronchiolar
epithelial surfaces were damaged and were covered by scattered accumu-
lations of cellular debris. Surfaces of the larger airways were normal.
Discussion
Derangement of pulmonary function after oral administration of 3MI
was characterized by decreased Cdyn and SGtot and'an increased FRC and
MV. A decrease in Cdyn may be produced by decreased static compliance
(Cstat) or by the production of time constant inequalities between
parallel lung units.18 In addition, if significant time constant ine-
qualities pre-exist, an increase in RR will decrease Cdyn-lg In normal
ponies, Cdyn is not frequency dependent over a range of 15 to 60 breaths
per min.14 Therefore it is unlikely that the decreased Cdyn after 3MI
was due to increased RR acting on preexisting time constant inequali-
ties. Since Cstat was unchanged by 3MI, the observed decrease in
Cdyn was most probably due to the production of time constant inequali-
ties, characteristic of small airway obstruction.
In dogs, resistance to flow resides mainly in large airways with
peripheral airways contributing approximately 20% of pulmonary
resistance of FRC.20 If the distribution of resistance is similar in
ponies, the decreased conductance caused by 3MI may be attributed to a
decrease in caliber of central airways, a massive small airway obstruc-
tion or a combination of large and small airway obstruction.21
Factors that may increase FRC include small airway closure,
increased expiratory time constants of peripheral lung units and tonic
activation of inspiratory muscle groups. Muller et al reported
114
recently that the increase in FRC seen in persons after histamine admi-
nistration may be due in part to persistence of inSpiratory muscle acti-
vity during exhalation, while Slocombe et al report that in calves the
increased FRC caused by histamine is abolished by vagotomy, suggesting
stimulation of pulmonary receptors with afferents in the vagus is the
cause of the increased FRC.ha21 In the present study, vagotomy did not
reverse the increase in FRC. It is therefore unlikely that pulmonary
.vagal reflexes were involved and the increase in FRC was probably caused
by airway obstruction and prolongation of expiratory time constants.
Increased minimal volume results from premature small airway closure
which results from decreased elastic recoil of the lung, increased
smooth muscle tone in airways or plugging of airways by secretions or
debris. He did not evaluate the elastic properties of the lung at MV
but the pressure volume behavior of the lung above FRC was not changed
by 3MI. Thus the increase in minimum volume observed may be attributed
to small airway obstruction resulting from either increased airway
smooth muscle tone or accumulation of secretions or debris.
The decrease in Cdyn. increase in Rtota FRC and MV after 3MI treatment
suggest small airway obstruction. It is surprising that in the face of
small airway disease horses were able to maintain normal arterial oxygen
tensions. Data suggest however that despite normal PaOz, gas exchange
was impaired. After 3MI treatment, tidal volume remained at baseline
values but RR increased significantly. If dead space volume did not
change, alveolar ventilation must have increased, resulting in the
—_
" Slocombe RF, Robinson HE: Vagotomy abolishes the histamine induced
increase in functional residual capacity in neonatal calves. Fed
Proc 40:387, 1981.
115
significant decrease in PaCDz. Since the alveolar gas equation states
that
PAOz = K1-K2 PaCOz (2)
where PADz = alveolar oxygen tension and K1 and K2 are constants, a
decrease in PaCDz must have resulted in an increased PA02.22 Thus, if
PADz increased and Pa02 was unchanged by 3MI, the alveolar arterial oxy-
gen tension difference increased indicating impaired gas exchange.
Considering that minute ventilation more than doubled after 3MI, the
decrease in PaC02 is small. This suggests either that C02 production or
the dead space tidal volume ratio increased. While our data do not dif-
ferentiate these possibilities, the tachypnea induced by 3MI may have
increased both parameters. Following vagotomy, PaCDz remained the same
as following 3MI despite a decrease in minute ventilation. The
increased tidal volume resulting in a smaller deadspace tidal volume
ratio would adequately explain these latter observations.
The increase in V7 and decrease in RR and Rtot after vagotomy are
similar to changes reported in normal conscious ponies.23 The marked
decrease in RR after vagotomy suggests that the tachypnea induced by 3MI
was a vagally mediated response. Vagal afferents known to affect RR
include aortic chemoreceptors, pulmonary J receptors located in the
interstitium, and irritant receptors located in the submucosa of con-
ducting airways.24 Since Pa02 and arterial PH were unchanged by treat-
ments and PaC02 decreased after 3MI treatment, stimulation of aortic
body chemoreceptors did not occur. Therefore the tachypnea was due to
stimulation of pulmonary afferent receptor systems.
The decrease in Rtot and increased SGtot after vagotomy suggests
dilation of large or small airways. Since Cdyn remained unaltered after
116
vagotomy, it appears that dilation of small airways did not occur.
Interruption of normal parasympathetic bronchomotor tone to large air-
ways would adequately explain the observed decrease in Rtot and increase
in SGtot after vagotomy.14
Histopathologically, 3MI pneumotoxicosis was characterized by necro-
tizing bronchiolitis and alveolar emphysema without involvement of
bronchi. In addition to bronchiolitis, alveolar edema was also present
in two of six horses. Alveolar edema has not been previously reported
in horses after 3MI treatment. Bronchiolitis with acinar over-inflation
is also characteristic of naturally occurring chronic obstructive lung
disease in the horse,1‘3 but the role of 3MI pneumotoxicosis in the
disease is presently unknown.
Histologic findings support the physiologic data and both suggest
that 3MI toxicosis is characterized by small airway obstruction and aci-
nar over-inflation without involvement of bronchi. Tachypnea produced
by 3MI appears to be due to stimulation of pulmonary receptors with
afferents in the vagus.
3-methylindole induced pulmonary toxicosis may have broad biolo-
gic implications because the fecal flora of man, horses and other
domestic species is capable of producing 3MI from tryptophan and some of
its metabolites.25 In addition, potentially significant amounts of 3MI
are found in tobacco smoke.7
117
References
1. Cook NR: Chronic bronchitis and alveolar emphysema in the
horse. Vet Rec 99:448-451, 1976.
2. Muylle E, Dyaert H: Lung function tests in obstructive pulmo-
nary disease in horses. Equine Vet J 5(1):37-43, 1973.
3. Gerber H: Chronic pulmonary disease in the horse. Equine Vet J
5(l):26-32, 1973.
4. McPherson EA, Lawson GHK, Murphy JR et al: Chronic obstructive
pulmonary disease (CDPD): Factors influencing the occurrence. Equine
Vet J 11(3):l67-l7l, 1979.
5. Beech J: Diseases of the lung. Veterinary Clinics of North
America: Large Animal Prctice. 1:149-169, 1979.
6. Breeze RG, Lee HA, Grant BD: Toxic lung disease. Mod Vet Pract
59:302, 1978.
7. Hoffman D, Rathkamp G: Quantitative determination of l-
alkylindoles in cigarette smoke. Anal Chem 42:366-370. 1970.
8. Murphy JR, McPherson EA, Dixon PM: Chronic obstructive pulmo-
nary disease (CDPD) Effects of bronchodilator drugs on normal and
affected horses. Equine Vet J 12(11):10-14, 1980.
9. Gold HM, Kessler GF, Yu DYC: Role of vagus nerves in experimen-
tal asthma in allergic dogs. J Appl Physiol 33:719-725, 1972.
10. Mills JE, Hiddicombe JG: Role of the vagus nerves in anaphy-
laxis and histamine induced bronchoconstrictions in guinea pigs. Br J
Pharmacol 39:724-731, 1970.
ll. Drazen JM, Austen KF: Pulmonary response to antigen infusing in
the sensitized guinea pig. Modification by atropine. J Appl Physiol
39:916-919, 1975.
12. Karczewski H, Hiddicombe JG: The role of the vagus nerves in
the respiratory and circulatory reactions to anaphylaxis in rabbits. J
Appl Physiol 201:293-304, 1969.
13. Yu DYC, Galant SP, Gold HM: Inhibition of antigen-induced
bronchoconstriction by atropine in asthmatic patients. J Appl Physiol
32:823-828, 1972.
14. Derksen FJ, Robinson NE, Slocombe RF et al: Pulmonary function
in standing ponies: Reproducibility and effect of vagal blockade. Am J
Vet Res (in press).
15. Salazar E, Knowles JH: An analysis of pressure-volume charac-
teristics of the lung. J Appl Physiol 19:97-104, 1964
118
16. Bevington P: Data Reduction and Error Analysis for the Physical
Sciences. New York, McGraw-Hill, 1969.
17. Steel RGD, Torrie JA: Principles and Procedures of Statistics.
New York, McGraw-Hill, 1960.
18. Otis AB, McKerrow CB, Baitlett RA et a1: Mechanical factors in
distribution of pulmonary ventilation. J Appl Physiol 8:427-443, 1956.
19. Ingram RH, Schilder DP: Association of a decrease in dynamic
compliance with a change in gas distribution. J Appl Physiol
23:911-916, 1967.
20. Macklem PT, Hoolcock AT, Hogg JC, et al: Partitioning of pulmo-
nary resistance in the dog. J Appl Physiol 26:798-805, 1969.
21. Muller N, Bryan AC, Zanrel N: Tonic inspiratory muscle activity
as a cause of hyperinflation in histamine induced asthma. J Appl
Physiol 49: 869- 874, 1980.
22. Murray JP: The Normal Lung. Philadelphia, H.B. Saunders, 1976,
p 172-176.
23. Derksen FJ, Robinson NE, Slocombe RF et al: Technique for
reversible vagal blockade in the standing conscious pony. Am J Vet Res
42:523-525, 1981.
24. Paintal AS: Vagal sensory receptors and their reflex effects.
Physiolocal reviews 53:159-226, 1973.
25. Yokoyama MT, Carlson JR: Microbial metabolites of tryptophan in
the intestinal tract with special reference to skatole. Am J Clin Nutr
32:173-178, 1979.
CHAPTER 5
Pulmonary Function in Ovalbumin Induced Allergic Lung Disease
in the Awake Pony: Role of Vagal Mechanisms
120
Introduction
In some experimental and Spontaneous lung diseases, vagal mechanisms
are believed to be involved in the pathogenesis of airway
obstructionlaza3 while in others the vagus nerve plays no significant
role.4:5o5 Alleviation of bronchoconstriction by vagal blockade may be
attributed to several different mechanisms. Bronchoconstriction may be
induced by a vagal reflex originating in pulmonary receptors, by a
central nervous system induced increase in efferent vagal activity, or
by an increase in sensitivity of airway smooth muscle to vagal
influences.7 In only one disease model has a true vagal reflex broncho-
constriction been described. Gold et al1 showed that in the sensitized
mongrel dog, unilateral Ascaris suum aerosol challenge induces bilateral
bronchoconstriction reversible by unilateral vagal blockade. In order
to study vagal mechanisms in another immunologically mediated lung
disease, I assessed the derangement in pulmonary function and the effect
of vagal blockade during ovalbumin induced allergic lung disease in the
sensitized conscious pony. The equid was chosen fer study because it is
the only domestic animal that commonly suffers from chronic recurrent
airway disease8 and because of its size, intubation of mainstem bronchi
could be relatively easily accomplished in the awake animal allowing
investigation of vagally mediated reflexes following antigen challenge
of only one lung.
Materials and Methods
Eight grade ponies between 2 and 10 years of age (Y's 3.9 years)
weighing 149.5 3 17.8 kg were used in the experiments. Four animals had
bilateral cervical vagal loops and exteriorized carotid arteries. Prior
121
to use, animals had been on pasture fer at least two months and all were
vaccinated against the common viral respiratory diseases. Animals were
regularly examined to detect any signs of respiratory disease.
Sensitization of Ponies
Animals were sensitized with 10 mg ovalbumin dissolved in 2 ml of
phosphate buffered saline solution and emulsified in 2 ml of complete
Freund‘s adjuvant. The emulsified ovalbumin was divided and injected
deep into the right and left triceps and semimembranosus muscles. This
protocol was repeated two months later. Aerosol challenges were con-
ducted at least 2 weeks after the last sensitization.
Aerosol Challenge
In bilateral challenge experiments an endotracheal tube was inserted
into a tracheostoma. An ultrasonic nebulizer (Devilbis model 65) was
attached to the endotracheal tube via a one-way valve assembly so that
animals inhaled through the nebulizer. Forty ml of solution were aero-
solized in 20 minutes. In unilateral challenge experiments the right
and left mainstem bronchi were intubated with specially prepared cuffed
tubes via a tracheostoma created in the lower 1/3 of the cervical
trachea. The distal ends of the endobronchial tubes were coated with a
thin layer of anesthetic cream to prevent excessive coughing during
intubation. A side hole catheter, incorporated into the diStal end of
the tubes, was used to measure bronchial pressure. Isolation of the
lungs was verified by 1) visual inspection of the cuffs of the tubes
using a fiberoptic bronchoscope, and 2) ventilation of the left lung
with 80% He, 20% 02 mixture for 10 minutes and failure to measure
122
helium in the gas expired from the right lung. In unilateral challenge
experiments, the ultrasonic nebulizer and one-way respiratory valve
assembly were used to deliver 20 ml of solution in 20 minutes.
Pulmonary Function Measurements
Experiments were performed with animals restrained in stocks and
tranquilized with intravenous xylazine (0.5 mg/kg of body weight). The
methods and reproducibility of pulmonary function measurements in ponies
have been previously described.9a10 Briefly, air flow (V) and tidal
volume (VT), measured using a pneumotachograph (Fleisch #4,
Dynasciences, Blue Bell, PA) and transducer (Model PM5, Statham Inst.,
Hato Rey, PR) attached to a cuffed endotracheal tube and inserted into
the trachea via a tracheostoma, were recorded on light sensitive paper
(Model VR6, Electronics for Medicine, White Plains, New York).
Transpulmonary pressure (Ptp) was measured as the pressure difference
between the mid portion of the thoracic esophagus and the airway
opening, using identical balloon catheter systems attached to a dif-
ferential pressure transducer (Model P131, Statham Inst., Hato Rey, PR).
From the recording of Ptp, V and VT, dynamic compliance (Cdyn), respira-
tory rate (RR) and minute ventilation (9min) were calculated.
Quasistatic pressure-volume curves between functional residual capa-
city (FRC) and total lung capacity (TLC) were generated on an xey
plotter (Model XY575, Esterline Angus, Indianapolis, IN) using an air
driven pressure cycled ventilator (Mark 9, Bird Corp., Palm Springs,
CA). The deflation limb of the quasistatic pressure-volume curve was
empirically described as a single rising exponential. The curve was fit
by computer to the equation
123
V = Vmax (1-e‘a'PtP) (1)
Where V = lung volume at a given Ptp, Vmax is the volume at which the
slope of the curve is O (i.e., Ptp is infinite) and describes the rate
of rise of the curve from FRC to Vmax-ll Quasistatic compliance (Cstat)
was calculated from the first derivative of equation #1 at Ptp a 3 cm
H20. Functional residual capacity was measured by helium equilibration
and TLC was defined as the total lung volume at Ptp = 30 cm H20.
Prior to measurement of total respiratory system resistance (Rtotla
animals were force ventilated 4 times up to an airway opening pressure
of 30 cm H20 to ensure a constant volume history and to create a period
of apnea lasting between 2 and 30 sec. During this period of apnea, the
respiratory system was oscillated at its resonant frequency and airway
opening pressure (Pao) and flow were plotted on photorecording xey
plotter (Model VR6, Electronics for Medicine, White Plains, NY). Total
respiratory resistance was calculated as the slope of the resulting
line. In the experiments in which left and right lungs were intubated
separately, the two endobronchial tubes were connected with a y-tube so
that a volume history was provided simultaneously to both lungs. The
right and left lungs were then oscillated separately at their resonant
frequencies and bronchial opening pressure and flow were plotted on the
x-y plotter.. Left and right lung resistances (RtotL and RtotR) were
calculated as the slope of the resulting lines.
‘Vggal Blockade
In 4 ponies with bilateral cervical vagal loops, the vagus was
reversibly blocked by circulating coolant at a temperature of -2°C
through copper coils, wrapped around both loops. In an earlier study on
124
the same ponies,12 we established criteria of bilateral cervical vagal
blockade: tachycardia, slow deep breathing and paresis of the cricoary-
tenoideus dorsalis muscle. The latter was determined by lack of move-
ment of the arytenoid cartilages during tidal breathing, as observed
through an endoscope (Model BF type B2, Olympus Co., New Hyde Park, NY).
In the remaining ponies, vagal blockade was achieved by vagal sec-
tioning, performed under local anesthesia.
Experimental Protocol
Ponies were divided in two groups of 4 animals each. Group 1 ponies
had bilateral vagal loops and both lungs were challenged with aerosol
antigen via the endotracheal tube, while in group 2 ponies only the left
lung was challenged through the left endobronchial tube.
Group 1 ponies: Bilateral aerosol antigen challegg_. The fOur
ponies with bilateral cervical vagal loops and exteriorized carotid
arteries were challenged with 40 ml of saline, 2 g of bovine v globulin
in 40 ml saline and 2 g of ovalbumin in 40 ml of saline on separate
days. Pulmonary function measurements were made during a baseline
period, and hourly after the beginning of challenge f0r 5 hours. In the
ovalbumin group, measurements were also made during two periods of vagal
blockade, at 1L2 and 4L2 hours after the beginning of challenge.
Group 2.ponies: Unilateral aerosol antigen challenge. The left
lungs of group 2 animals were challenged with l g of ovalbumin in 20 ml
of saline. Respiratory rate, RtotL and RtotR were measured during a
baseline period, hourly after the beginning of challenge f0r 4 hours,
and after both ipsilateral and bilateral vagal sectioning which was
125
performed after the 4 hour measurement. Subsequently, animals were eutha-
nized and subjected to postmortem examination.
Postmortem Examination
Animals were euthanized with an overdose of pentobarbital and
exsanguinated. After the gross appearance of the lung was noted, mini-
mal volume (MV) of both challenged and unchallenged lungs was deter-
mined by water displacement.
Random sections of tissue were taken from the dorsal, middle and
ventral regions of the lung and from a main stem bronchus. Sections
were fixed in phosphate buffered f0rmalin, sectioned at 5 microns and
stained with H & E. Qualitative comparisons were made between
challenged and unchallenged lungs and between regions of lungs.
Statistical Treatment
The effect of aerosol challenge and vagal blockade on pulmonary
function variables was analyzed using two-way analysis of variance in a
randomized complete block design.13 Differences between means were
determined using the Student-Newman Keul's test. The effects of aerosol
challenge were assessed by comparing the 1, 2, 3, 4 and 5 hour measure-
ment periods with baseline values while the effects of vagal blockade
were assessed by comparison of the first period of vagal blockade with
the 1 and 2 hour measurement periods and the second period of vagal
blockade with the 4 and 5 hour measurement periods. In the unilateral
challenge experiments, the effect of ipsilateral and bilateral vagal
section were compared with the 4 hour measurement period. At necropsy
minimum volume data were analyzed using the students' t test f0r paired
data. Significant was set at a < 0.05.
Figure 5-1
126
Respiratory rate (RR).(§ 1 SEM), tidal volume (VT) and
minute ventilation (V min) measured during a prechallenge
period (PC), hourly after challenge fer 5 hours and during
two periods of vagal blockade (VB). Round stars indicate
significant differences from prechallenge value, while
pointed stars indicate significant effect of VB, compared
to adjacent measurement periods.
’00
127
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133
Results
Group 1 ponies: Bilateral aerosol antigen challenge. Aerosol
challenge using saline or bovine v globulin did not alter arterial blood
gas tensions, pulmonary mechanics, lung volumes or rectal temperature.
Fig S-l shows the effect of ovalbumin aerosol challenge on RR, VT and
Qmin- Respiratory rate and 6min were increased significantly at l, 2
and 4 hours post challenge and at l and 2 hours post challenge reSpec-
tively, but tidal volume did not change with time. During both periods
of vagal blockade, RR and 9min decreased while VT increased.
The effect of ovalbumin aerosol challenge on Rtot and Cdyn is shown
in Fig 5-2. Dynamic compliance decreased significantly after challenge
at all measurement periods and was not significantly altered by vagal
blockade. Total respiratory resistance increased significantly at 2, 4
and 5 hours post challenge. Vagal blockade decreased Rtot during the
second period of vagal blockade.
PaOz decreased significantly 1 hour after ovalbumin aerosol
challenge and remained depressed at all subsequent measurement periods.
PaCOz, arterial blood pH, lung volumes, pressure-volume characteristics
of the lungs and rectal temperature were not changed by ovalbumin
challenge or vagal blockade (Table S-l).
Group ngonies: Unilateral aerosol antigen challenge. Challenge of
the left lung increased RR significantly at l and 2 hours after
challenge. At 3 and 4 hours, RR decreased but was still significantly
higher than the prechallenge value (Fig 5-3). Ipsilateral vagal sec-
tioning did not affect RR but bilateral section reduced RR below
prechallenge levels. Left lung resistance was increased after challenge
and remained elevated at all measurement periods, while RtotL was not
134
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135
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136
affected by challenge. Vagal section did not change RtotL- Right lung
resistance was decreased after bilateral but not unilateral vagal sec-
tion.
Gross Pathology. Following unilateral aerosol antigen challenge,
the difference in color, size and texture of the two lungs was striking.
The left lung (exposed to ovalbumin) was discolored, blotchy red and of
rubbery consistency. Minimal volume, of left and right lungs were 3.%:
0.2 (§::_SEM) and 1.5: 0.3 liters respectively. On cut surface the left
lung parenchyma was wet and many airways had excessive frothy fluid or
mucus.
Histopatholggy. Focal pulmonary lesions of a chronic nature were
found in varying degrees of severity in most sections examined and were
assumed not to be associated with the disease processes induced by aero-
sol ovalbumin exposure. The left lung differed from the right in that
the former had acute diffuse lung edema and widespread severe acute
obstructive bronchiolitis (Fig. 5-4). Airway lesions in the left lung
were most severe in the bronchioles but exudate consisting of fibrino-
purulent material was also noted in more central airways. The
bronchiolar epithelium was vacuolated, degenerating and in fbcal areas
had undergone necrosis. Fibrinous thrombi were noted occasionally in
the bronchiolar lumens and to a lesser extent in peribronchial lympha-
tics and within alveoli. Alveolar walls were thickened by edema fluid
containing numerous neutrophils. A similar material was found free in
many alveolar lumens. Pulmonary congestion and hemorrhage were observed
around affected bronchioles. Unaffected bronchioles and alveoli were
markedly distended in comparison to those of the right lung. Lymphatics
were distended with proteinaceous fluid and margination of leucocytes,
137
predominantly neutrophils, was noted occasionally in peribronchiolar
vessels. Mild to moderate numbers of eosinophils were found associated
with the airways and the lymphatics but were not observed in excessive
numbers in the alveolar edema fluid. The lesions appeared most severe
in the ventral lung.
Discussion
Bilateral aerosol challenge with saline or bovine Y globulin did not
significantly alter pulmonary function. Therefore the response to
inhaled ovalbumin antigen was immunologic in nature and not due to
nonspecific airway irritation.
The pulmonary response to bilateral aerosol antigen challenge of
sensitized ponies with ovalbumin was biphasic. The early response, evi-
dent at l and 2 hours after the onset of challenge was characterized
primarily by tachypnea, while the late response was characterized pri-
marily by an increased Rtot- Response to antigen challenge depends upon
the manner of sensitization. Large quantities of antigen in complete
Freund's adjuvant encourages delayed responses while sensitization with ‘
antigen saline solutions or antigen in incomplete Freund's adjuvant
encourages an immediate response.14 Since we sensitized with antigen in
complete Freund's adjuvant, the early tachypneic reSponse was unexpected.
Tachypnea is observed in experimentally induced allergic lung
disease in animals and acute attacks of asthma in man.15:16 Mechanisms
proposed for the increased RR include an increase in PaCOz and pH or
decrease in PaOz, a rise of core temperature, anxiety, antigen induced
changes in mechanical properties the lungs, and stimulation of pulmonary
receptors with vagal afferents.15 In these experiments, rectal
138
temperature, PaCOz and pH did not change and anxiety was not likely to
be involved because challenge with saline and bovine Y globulin did not
alter RR. Although the Paoz decreased, from 85.2 torr to 75.3 torr, the
tachypneic response was too severe to be explained solely on this
basis.17 In addition the tachypneic response followed a clearly dif-
ferent time course than both the PaOz and the pulmonary mechanics
changes. Therefore it is most likely that in the pony, as in the
dog15 afferent vagal pathways mediate the ventilatory response to
inhaled antigen. The time course of tachypnea in unilateral and bila-
teral challenge experiments was similar. In addition, in unilateral
challenge experiments, tachypnea was only abolished after bilateral
vagal blockade, suggesting that in the horse pulmonary afferent vagal
fibers cross over to the contralateral vagus nerve within the thorax.
Pulmonary receptors which may have been involved in the stimulation of
respiration include irritant receptors present in the submucosa of con-
ducting airways and J receptors, located in the pulmonary interstitium.18
Our data do not allow identification of responsible receptor systems.
After bilateral aerosol antigen challenge, Rtot increased gradually
and was greatest 4 hours after challenge. If the central airways
account fbr the majority of resistance to airflow in horses as they do
in dogs19 the 3-fold increase in Rtot at 4 hours after challenge com-
bined with a small decrease in Cdyn suggests that large airways were
involved in the antigen induced airway narrowing.20
Vagal blockade decreased Rtot at 4%? hours after challenge. Although
in normal ponies vagal blockade also decreases Rtotg the decrease in
Rtot in this experiment was too large to be explained by interruption of
normal bronchomotor tone alone. This suggests the involvement of a
139
vagal mechanism such as a vagal reflex originating in pulmonary recep-
tors, a central increase in efferent vagal activity or an increase in
sensitivity of airway smooth muscle to normal vagal tone. Vagal
blockade did not reduce Rtot below baseline value as it should have done
if vagal mechanisms alone were responsible for the increased Rtot-9
Therefore, local mechanisms also play a role in aerosol antigen induced
airway caliber changes. This latter conclusion is supported by the
failure of vagal blockade to reduce Rtot below baseline value at 1L2
hours after challenge.
In order to determine the relative importance of vagal and local
mechanisms in aerosol antigen induced airway narrowing in the horse, we
challenged the left lungs of ponies through an endobronchial tube and
determined RtotL and RtotR hourly for 4 hours after the beginning of
challenge and following unilateral and bilateral vagal sectioning. He
reasoned that if vagal reflexes, originating in the challenged lungs or
a challenge induced increase in efferent parasympathetic bronchomotor
activity were responsible for airway narrowing in this disease model,
unilateral aerosol antigen challenge would result in airway narrowing in
both lungs, abolished by either unilateral or bilateral vagal blockade.
If aerosol antigen challenge increased the sensitivity of airway smooth
muscle to normal vagal tone or if the baseline airway caliber was impor-
tant, left unilateral challenge would result in increase in RtotL only,
abolished by either unilateral or bilateral vagal blockade, while if
local mechanisms were important in airway caliber changes, unilateral
challenge would only cause an increase in RtotL: unaffected by vagotomy.
Since unilateral aerosol antigen challenge of the left lung resulted
in a marked increase in RtotL: without altering RtotR. a vagal reflex
140
bronchoconstriction originating in the left lung or a central increase
in parasympathetic bronchomotor tone were not responsible for the airway
narrowing. The increase in RtotL was of greater magnitude than the
increase in Rtot following bilateral challenge. Because the endobron-
chial tubes were more peripherally located and had less deadspace, dif-
ferences in amount and location of aerosol deposition may have been
responsible for this discrepancy.
Although a trend was apparent, unilateral and bilateral vagal
blockade did not significantly decrease Rtoth suggesting that increased
responsiveness of airway smooth muscle to normal vagal tone or decreased
baseline airway caliber was not the most important mechanism in the
pathogenesis of antigen induced airway narrowing. Thus these data
clearly indicate that local mechanisms such as direct effects of
mediators of inflammation on airway smooth muscle or mechanical obstruc-
tion of airway lumens with debris or edema fluid are of critical impor-
tance in the antigen aerosol induced airway obstruction in ponies.
Although local mechanisms appear to be the most important in the
increase in RtotL following unilateral challenge, data suggest a minor
role for increased responsiveness of airway smooth muscle to normal
vagal tone. Following vagal blockade there was a trend towards a
decrease in RtotL- Although this decrease was not statistically signi-
ficant because of variability in response to both challenge and vagal
blockade, the magnitude of decrease in RtotL was larger than the
decrease in RtotR and similar to the magnitude of decrease in
Rtot during the second period of vagal blockade in the bilateral
challenge experiment. If a decrease in baseline airway caliber was
important, the decrease in RtotL following vagal blockade would have
141
been much larger than the decrease in RtotR- Therefore these data
suggest that in challenged lungs, the effect of vagal blockade on airway
smooth muscle is enhanced, i.e., that following antigen aerosol challenge
airway smooth muscle responds more vigorously to normal vagal tone. This
mechanism may have been responsible for the decrease in Rtot during the
second period of vagal blockade in the bilateral challenge experiment,
but because of an enhanced local effect was of minor importance in the
response to antigen aerosol in the unilateral challenge experiment.
A change in Cdyn can be produced by changes in FRC, by an alteration
in the elastic prOperties of the lung, or by the production of time
constant inequalities between parallel lung units.20 In addition, if
significant time constant inequalities preexist, an increase in RR will
cause a fall in cdyn.21 Since neither the quasistatic pressure-volume
curve nor FRC changed with bilateral aerosol antigen challenge, the fall
in Cd," observed must have been caused by the production of time
constant inequalities. Significant time constant inequalities did not
preexist in these ponies, as in a previous study using the same animals
we demonstrated that within a range of frequencies between 15 and 60
breaths per minute, Cd," did not change.9 The increase in Rtot and
decrease in Cdyn following challenge suggests that both central and
peripheral airways narrowed in response to challenge. Similar findings
were reported by Drazen et al and Mills at 3122.3 in guinea pigs and
Karczewskiz in rabbits who concluded that antigen challenge in these
species results in generalized bronchoconstriction.
Minimal volume increased but FRC was not changed fbllowing ovalbumin
challenge, suggesting that ovalbumin challenge resulted in airway clo-
sure at lung-volumes greater than MV, but not at FRC. Since the helium
142
equilibration method f0; FRC measurement only detects gas volumes in
communication with the airways, gas trapping may have gone undetected.
However in 3-methylindole (3MI) induced diffuse small airway disease in
ponies, we measured a similar increase in MV, and a significant increase
in FRC suggesting gas trapping at both these lung volumes in the 3MI
disease model23 and showing that helium equilibration could measure an
increase in FRC. Our data therefore suggest that FRC did not increase
following ovalbumin aerosol challenge. In persons and sheep, allergic
lung disease increases FRC,24.25 while in dogs and monkeys, no increase
.in FRC has been observed.25:27 The reasons fbr these species differen-
ces are not clear, as the severity of the airway response to challenge
does not correlate well with increases in FRC.
The results of this study show that ovalbumin aerosol challenge of
sensitized ponies causes both large and small airway obstruction,
characterized physiologically by an increase in Rtot and NV, and
decrease in Cd," and Paoz and pathologically by acute fibrinopurulent
obstructive bronchiolitis, bronchitis, pulmonary edema and alveolar
distension. Results further show that local mechanisms such as direct
effects of mediators of inflammation on airway smooth muscle or mechani-
cal obstruction of airway lumens with debris or edema fluid are of cri-
tical importance in the pathogenesis of airway obstruction in this
disease model. In addition, increased sensitivity of airway smooth
muscle to normal vagal tone may also play a role in the pathogenesis of
ovalbumin challenge induced airway obstruction. Tachypnea fbllowing
ovalbumin challenge is caused by increased activity of pulmonary recep-
tors.
143
References
1. Gold, NM, Kessler GF, Yu DYC: Role of Vagus Nerves in
Experimental Asthma in Allergic Dogs. J Appl Physiol 33: 719-725,
1972.
2. Karczewski H, Niddicombe JG: The Role of the Vagus Nerve in the
Respiratory and Circulatory Reactions to Anaphylaxis in Rabbits. J
Physiol 201: 293-304, 1969.
3. Mills JE, Hiddicombe JG: Role of the Vagus Nerves in Anaphylaxis
and Histanine-Induced Bronchoconstrictions in Guinea-Pigs. Br J Pharmac
39: 724-731, 1970.
4. Arborelius M, Ekwall B, Jernerus B, Lundin G, Svanberg L:
Unilateral Provoked Bronchial Asthma in Man. J Clin Invest 41:
1236-1241, 1962.
5. Hirshman CH, Downes H: Basenji-Greyhound Dog Model of Asthma:
Influence of Atropine on Antigen-Induced Bronchoconstriction. J Appl
Physiol: Respirat Environ. Exercise Physiol 50: 761-765, 1981.
6. Krell RD, Chakrin LN, Nardell JR: The Effect of Cholinergic
Agents on a Canine Model of Allergic Asthma. J Allergy Clin Immunol
58: 19-30, 1976.
7. Boushey HA, Holtzman MJ, Sheller JR, Nadel JA: Bronchial
Hyperreactivity. Am Rev Resp Dis 121: 389-413, 1980.
8. Thurlbeck NM, Lowell FC: Heaves in Horses. Am Rev ReSp Dis 89:
82-88, 19640
9. Derksen FJ, Robinson NE, Slocombe RF, Riebold TH, Brunson DB:
Pulmonary Function Tests in Standing Ponies: Reproducibility and Effect
of Vagal Blockade. Am J Vet Res: in press.
10. Derksen FJ, Robinson NE: Esophageal and Intrapleural Pressures
in the Healthy Conscious Pony. Am J Vet Res 41: 1756-1761, 1980.
11. Salazar E, Knowles JH: An Analysis of Pressure-Volume
Characteristics of the Lung. J Appl Physiol 19: 97-104, 1964.
12. Derksen FJ, Robinson NE, Stick JA: Technique for Reversible
Vagal Blockade in the Standing Conscious Pony. Am J Vet Res 42:
523-525,1981.
13. Steel GD, Torrie JH: Principles and Procedures of Statistics.
New York, McGraw Hill Book Co., 1960.
14. Richerson HB: Varieties of Acute Immunologic Damage to the
Rabbit lung. Ann NY Acad Sci 221: 340-360, 1974.
144
15. Cotton DY, Bleecker ER, Fischer SP, Graf PD, Gold NM, Nadel JA:
Rapid Shallow Breathing After Ascaris Suum Antigen Inhalation: Role of
Vagus Nerves. J Appl Physiol Respirat Evniron. Exercise Physiol 42:
101-106, 1977.
16. McFadden, ER: Exertional dyspnea and cough as preludes to acute
attacks of bronchial asthma. New Eng J Med 292: 555-569, 1975.
17. Muir NH, Moore CA, Hamlin RL: Ventilatory alterations in normal
horses in response to changes in inspired oxygen and carbon dioxide. Am
J Vet Res. 36: 155-166, 1975.
18. Paintal AS: Vagal Sensory Receptors and Their Reflex Effects.
Physiological Reviews 53: 159-227, 1973.
19. Machlem PT, Hoolcock AT, Hogg JC, Nadel JA, Wilson, NJ:
Partitioning of Pulmonary Resistance in the Dog. J Appl Physiol 26:
798-805, 1969.
20. Otis AB, McKerrow CB, Bartlett RA, Mead Y, McIlroy MB,
Selverstone NJ, Radford EP: Mechanial Factors in Distribution of
Pulmonary Ventilation. J Appl Physiol 8: 427-443, 1956.
21. Brown R, Hoolcock AJ, Vincent NJ, Macklem PT: Physiological
Effects of Experimental Airway Obstruction Nith Beads. J Appl Physiol
27: 328-335, 1969.
22. Drazen JM, Austen KF: Pulmonary Response to Antigen Infusion in
the Sensitized Guinea-Pig: Modification by Atropine. J Appl Physiol
39: 916-919, 1975.
23. Derksen FJ, Robinson NE, Slocombe RF, Hill RE: 3-Methylindole
Induced Pulmonary Toxicosis in the Horse. Am J Vet Res: in press.
24. McFadden ER: The Chronicity of Acute Attacks of Asthma:
Mechanical and Therapeutic Implications. J Allery Clin Immunol 56:
18-26, 1975.
25. Hanner A, Mezey RJ, Reinhart ME, Eyre P: Antigen Induced
Bronchospasm in Conscious Sheep. J Appl Physiol: Respirat Environ
Exercise Physiol 47: 917-922, 1979.
26. Gold NM, Kessler GF, Yu DYC, Frick 0L: Pulmonary Physiologic
Abnormalties in Experimental Asthma in Dogs. J Appl Physiol
33:496-501, 1972.
27. Pare P0, Michoud MC, Hogg JC: Lung Mechanics Following Antigen
Challenge of Ascaris-Suum Sensitive Rhesus Monkeys. J Appl Physiol 41:
668-676, 1976.
CHAPTER 6
Response of the Locally Sensitized Equine Lung
to Aerosol Ovalbumin Challenge:
Role of Vagal Mechanisms
146
Introduction
In the previous chapter I investigated the role of vagal mechanisms
in the response of the equine lung to aerosol antigen challenge.1
Ponies were systemically sensitized by intramuscular injection of
ovalbumin in complete Freund's adjuvant. During an initial aerosol
challenge, resistance increased gradually and was 300% above baseline at
4 hours after challenge. Vagal mechanisms were involved in the genesis
of tachypnea and both local and vagal mechanisms were responsible for
the increase in total respiratory system resistance.
Since pilot studies suggested that aerosol challenge following both
systemic and local sensitization of the lung results in more severe
dyspnea of rapid onset, in the present study I investigated the pulmo-
nary response to aerosol challenge in ponies sensitized both systemi-l
cally and locally. In addition, I studied the role of local and vagal
mechanisms in the response to challenge and correlated the physiologic
findings with histologic lesions in the lung.
Materials and Methods
Four grade ponies between 2 and l0 years of age (E's 5.7 years)
weighing l99.4 :_28.3 kg were used in the experiments. The animals had
bilateral cervical vagal loops and exteriorized carotid arteries.2
Prior to use, ponies had been on pasture for at least two months and all
were vaccinated against the commdn viral respiratory diseases. Animals
were regularly examined to detect any signs of respiratory disease.
147
Sensitization of Ponies
Ponies were sensitized systemically by intramuscular injection and
locally via aerosol. Ten mg ovalbumin dissolved in 2 ml of phosphate
buffered saline solution and emulsified in 2 ml of complete Freund's
adjuvant was divided and injected deep into the right and left triceps
and semimembranosus muscles. This protocol was repeated two months
later. Three weeks following the last intramuscular injection, an
endotracheal tube was inserted into a tracheostoma. An ultrasonic nebu-
lizer Devilbis model 65 was attached to the endotracheal tube via a one-
way respiratory valve assembly. Two grams of ovalbumin in 40 ml of
saline were aerosolized in 20 minutes.
Aerosol Challenge
In bilateral challenge experiments aerosol challenge was accom-
plished by delivery of 2 g of ovalbumin in 40 ml saline via a
tracheostomy tube and one-way valve assembly using a Devilbis model 65
ultrasonic nebulizer. In unilateral challenge experiments the right and
left mainstem bronchi were intubated with specially prepared cuffed
tubes via a tracheostoma created in the lower l/3 of the cervical
trachea. The distal ends of the endobronchial tubes were coated with a
thin layer of anesthetic cream to prevent excessive coughing during
intubation. A side hole catheter, incorporated into the distal end of
the tubes, was used to measure bronchial airway opening pressures. Seal
of the cuffs was ascertained by l) visual inspection using a fiberoptic
bronchoscope, and 2) ventilation of the left lung with 80% He, 20%
02 mixture fbr l0 minutes and failure to measure helium in the gas
expired from the right lung.
148
In unilateral challenge eXperiments, the ultrasonic nebulizer and
one-way respiratory valve assembly were used to deliver 1 gm ovalbumin
in 20 ml of saline in 20 minutes.
Pulmonary Function Measurements
Experiments were performed with animals restrained in stocks and
tranquilized with intravenous xylazine (0.5 mg/kg of body weight). The
methods and reproducibility of pulmonary function measurements have been
previously described.3a4 Briefly, air flow (V) and tidal volume (VT),
measured using a pneumotachographb (Fleisch #4, Dynasciences, Blue Bell,
PA) transducer (Model PM5, Statham Inst., Hato Rey, PR), attached to a
cuffed endotracheal tube and inserted into the trachea via a
tracheostoma, were recorded on light sensitive paper (Model VR6,
Electronics fbr Medicine, White Plains, NY). Transpulmonary pressure
(Ptp) was measured as the pressure difference between the mid portion of
the thoracic es0phagus and the airway Opening, using identical catheter
systems attached to a differential pressure transducer (Model P131, -
Statham Inst., Hato Rey, PR). From the recording of Ptp, V and VT,
dynamic compliance (Cdyn): respiratory rate (RR) and minute ventilation
(6min) were calculated.
Quasistatic pressure-volume curves between functional residual capa-
city (FRC) and total lung capacity (TLC) were generated on an x-y
plotter (Model XV 575, Esterline Angus, Indianapolis IN), using an air
driver pressure cycled ventilator (Mark 9, Bird Corp., Palm Springs,
CA). The deflation limb of the quasistatic pressure-volume curve was
empirically described as a single rising exponential. The curve was fit
by computer to the equation
149
v = Vmax (I-e-a Ptp) (I)
where V = lung volume at a given Ptp, Vmax is the volume at which the
slope of the curve is 0 (i.e., Ptp is infinite) and a describes the rate
of rise of the curve from functional residual capacity (FRC) to Vmax-S
Quasistatic compliance (Cstat) was calculated from the first derivative
of equation #1 at Ptp s 3 cm H20. Functional residual capacity was
measured by helium equilibration and total lung capacity (TLC) was
defined as the lung volume at Ptp = 30 cm H20.
Prior to measurement of total reSpiratory system resistance (Rtot)
animals were force ventilated 4 times up to an airway opening pressure
of 30 cm H20 to ensure a constant volume history and to create a period
of apnea lasting between 2 and 30 sec. During this period of apnea, the
respiratory system was oscillated at its resonant frequency (3-5 Hz) and
airway opening pressure (Pan) and flow were plotted on a photorecording
x-y plotter (Model VR6, Electronics for Medicine, White Plains, NY).
Total respiratory resistance was calculated as the slope of the
resulting line. In the experiments in which left and right lungs were
intubated separately, the two endobronchial tubes were connected with a
y tube so that a volume history was provided simultaneously to both
lungs. The right and left lungs were then oscillated separately at
their resonant frequencies and bronchial opening pressure and flow were
plotted on an x-y plotter. Left and right lung resistances (RtotL and
RtotR) were calculated as the slope of the resulting lines.
‘Vggal Blockade
The vagus was reversibly blocked by circulating coolant at a tem-
perature of -2°C through copper coils, wrapped around both loops. In an
150
earlier study on the same ponies,2 we established criteria of bilateral
cervical vagal blockade: tachycardia, slow deep breathing, and paresis
of the crycoarytenoides dorsalis muscle, determined by failure of the
arytenoid cartilages to abduct during inhalation as observed through an
endoscope (Model BF type 82, Olympus Co., New Hyde Park, NY).
Experimental Protocol
The left lungs of ponies were challenged with l g ovalbumin in 20 ml
of saline. Arterial blood gas tensions, RR, RtotL and RtotR were
measured during a baseline period, one hour after challenge and during
both ipsilateral and bilateral vagal blockade. At least 3 months later,
ponies were challenged through the endotracheal tube with 2 g ovalbumin
in 40 ml saline. Pulmonary function measurements were made during a
baseline period, one hour after challenge and fbllowing bilateral vagal
blockade. Following this protocol animals were euthanized and subjected
to postmortem examination.
Postmortem Examination
Animals were euthanized with an overdose of pentobarbital and
exsanguinated. After the gross appearance of the lung was noted, mini-
mum volume of the lungs was determined by water displacement. The mini-
mum volume was compared to that of 5 ponies, free of clinical apparent
lung disease, euthanized and exsanguinated in the same manner. Tissue
sections were fixed in phosphate buffered fbrmalin, sectioned at 5
microns, and stained with H & E.
151
Figure 6-1 Respiratory rate (RR) (i :_SEM), left and right lung
resistance (RtotL and RtotR) measured during a
prechallenge period, one hour after unilateral challenge
and following unilateral and bilateral vagal blockade.
(IVB and VB). Stars indicate significant differences
from prechallenge value. Asterisk indicates significant
effect of V8 compared to the challenge measurement period-
152
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157
Statistical Treatment
Data were analyzed using two-way analysis of variance. Differences
between means was determined by using the Student Neuman-Keul's test.
Significance was determined at P < 0.05.6
Results
Fig 6-1 shows the effect of left unilateral challenge and ipsila-
teral and bilateral vagal blockade on RR, RtotL and RtotR° Respiratory
rate increased after challenge. Bilateral vagal blockade decreased RR
significantly while ipsilateral blockade had no effect. Ovalbumin
challenge increased RtotL but did not change RtotR- Vagal blockade had
no effect on either parameter. After challenge Pa02 decreased from 83.3
1 LS torr (3?; SEM) to 66.7 1 6.7 torr. PaCOz and pH (39.8 I. 2.7 torr
and 7.4l‘:_0.02, respectively) did not change with challenge. Blood gas
tensions and pH were unaltered by vagal blockade.
Results of bilateral aerosol challenge are shown in Fig 6-2.
Bilateral aerosol challenge increased RR and 9min and decreased VT.
Vagal blockade reversed these changes. Total respiratory system
resistance increased and cdyn and Cstat decreased following ovalbumin
challenge. There was a small but significant increase in Cdyn following
vagal blockade but Rtot~and Cstat were not changed. Ovalbumin challenge
also resulted in a significant decrease in Pa02 but no change in
PaCOz or arterial blood pH which were 40.0 1 2.5 torr and 7.4l :_0.02,
respectively. Pa02 remained depressed after vagal blockade and
Pacoz and pH were also unaffected by this treatment. Tbtal lung capa-
city decreased after challenge but FRC was not changed. Vagal blockade
did not reverse the decrease in TLC.
158
Gross Pathology
Lungs failed to collapse after removal from the thorax, with clearly
delineated rib impressions as a result of lung hyperinflation. The
lungs were blotchy dark red and firm. Numerous petechia were present.
Minimum volume per kg of body weight of the challenged lungs was 35.7;:
1.3 ml/kg (x :.SEM) as compared to 20.8 1 1.4 ml/kg for the lungs of 5
control ponies.
Histopathology
The most striking lesions were present in the smaller airways but
pathologic changes were not restricted to these areas. Peribronchiolar
areas and bronchiolar lumens had large accumulations of a cellular exu-
date consisting principally of neutrophils, but wdth lesser numbers of
eosinophils. Neutrophils were frequently present within the bronchiolar
wall (Fig 6-3). The bronchiolar mucosa was extensively fblded and the
smooth muscle in the wall was especially prominent, suggesting the pre-
sence of considerable airway constriction.
The gas exchange areas of the lung were not uniformly affected.
Multifocal areas of alveolar edema and hemorrhage were scattered
throughout the lung. There were mild focal aggregates of neutrophils in
alveolar walls and some of these areas also had accompanying congestion,
hemorrhage and edema. Except fbr the fbci of hemorrhage and edema the
lung parenchyma was well inflated. Patchy hyperinflation was observed,
particularly in subpleural areas.
The lumens of the bronchi and trachea had small accumulations of
proteinateous fluid containing variable numbers of neutrophils. The
mucosa was also infiltrated with neutrophils and the submucosa was
159
congested and had prominent focal aggregates of neutrophils. In
contrast to the smaller airways, where the lumens were plugged with
cellular exudate, the exudate in these larger airways was less cellular
and did not obstruct the lumens. In addition to these acute pathologic
changes, focal lesions of a more chronic nature were occasionally
observed, and were assumed to be the result of pre-existing lung
disease.
Discussion
The results of aerosol antigen challenge in this group of ponies
which were sensitized by intramuscular and aerosol exposure are clearly
different from the results of a previous study where ponies were sen-
sitized only by the intramuscular route.1 In the present study,
following bilateral challenge, Rtot increased by 300% and Cdyn decreased
to 18% of control within one hour. In the previous study, there was n0‘
significant increase in Rtot at l hour but 4 hours after challenge
resistance had increased 300%, while Cdyn decreased to 75% of control.
In addition, aerosol challenge following intramuscular sensitization
alone produced a smaller decrease in Pa02 and no change in Cstat and
TLC. Therefore it appears that aerosol challenge fbllowing both syste-
mic and local sensitization of the lung results in a more severe and
more rapid response than occurs following challenge of ponies, sen-
sitized by the systemic route alone. Differences in response to antigen
challenge, dependent upon route and method of sensitization, have been
previously reported in other species.7
In contrast to the differences in the mechanical response of the
lung to challenge in the two studies, changes in RR were independent of
160
the route of sensitization. Both systemic and systemic and local
sensitization resulted in tachypnea within l hour after challenge. The
tachypnea may have been caused by increase in core temperature, anxiety,
pulmonary mechanical changes, changes in arterial blood gas tensions and
pH, or increased activity of pulmonary receptors, with their afferents
in the vagus nerve.8 Rectal temperature did not change during the
experiments and anxiety is not likely to have played a role in the
tachypnea, as challenge with saline or bovine Y globulin does not change
RR in ponies.1 Respiratory rate changes were independent of pulmonary
mechanics changes, because pulmonary mechanics were unaltered by vagal
blockade, while RR decreased. Although Pa02 decreased following
challenge, the magnitude of decrease is insufficient to solely account
for the tachypnea.9 Since vagal blockade reversed the increase in RR,
these data suggest that in ponies as in dogs tachypnea fbllowing aerosol
antigen challenge is mainly caused by increased activity of pulmonary
receptors with their afferents in the vagus nerve. The conclusion is
supported by results from the unilateral challenge experiment in which
bilateral vagal blockade eliminated tachypnea. Since RR did not
decrease following left unilateral vagal blockade alone, these results
further suggest that vagal afferent fibers crossover to the contrala-
teral vagus nerve in the thorax. In both the unilateral and bilateral
challenge experiments, fbllowing vagal blockade RR did not decrease
below baseline value as it should have done if vagal mechanisms alone
were responsible fbr the tachypnea observed. Muir et al9 reported in
horses that a decrease in Pa02 from 89.2 to 55.9 mmHg as occurred
following bilateral ovalbumin challenge results in an increase in RR of
approximately l2 breaths per minute. This increase is similar to the
161
difference between observed and expected RR following vagal blockade,
suggesting that the decreased Pa02 was responsible for the failure of RR
to decrease below baseline value.
Following bilateral ovalbumin challenge, Rtot increased 300%. In
the dog, the majority of resistance to flow resides in the central air-
ways, while the peripheral airways contribute little to Rtot-lo If this
is also true in the horse, the increase in Rtot» combined with a large
decrease in Ody" in the bilateral challenge experiments, may be atti-
buted either to a modest large airway narrowing or to the massive small
airway obstruction which was observed histologically.11 Failure of vagal
blockade to alter Rtot suggests that vagal mechanisms were not involved
in the increased Rtot following challenge. This conclusion is supported
by data from the unilateral challenge experiment because challenge of
the left lung alone increased RtotL but did not change RtotR and because
vagal blockade had no effect on RtotL- Since vagal mechanisms were not
involved, the increase in Rtot following challenge must be due to local
mechanisms, such as direct effect of mediators of inflammation on airway
smooth muscle or mechanical obstruction of airways by debris or edema.
This conclusion is slightly different from that reached in systemi-
cally sensitized ponies.1 In this latter group of ponies, vagal
blockade partially reversed the increase in Rtot following bilateral
challenge. He concluded that in addition to local mechanisms increased
sensitivity of airway smooth muscle to normal vagal tone also played a
role in the response of the lung to antigen challenge.1 ’
The increase in RtotL following left unilateral ovalbumin challenge
was nearly an order of magnitude greater than the increase in,
Rtot following bilateral challenge. Because the endobronchial tubes
162
were shorter and narrower than the endotracheal tube and located in a
mainstem bronchus rather than the trachea, differences in amount and
deposition of aerosol may account fOr this discrepancy. Using the same
challenge technique we previously reported a similar difference in
response to unilateral and bilateral antigen challenges in systemically
sensitized ponies.1
Dynamic compliance can be decreased by a change in lung volume at
which tidal breathing is accomplished by an alteration of the elastic
properties of the lung or by a prolongation of peripheral time
constants. The decrease in Cd," following challenge was not caused by
an increase in lung volumes as FRC did not change. Although
- Cstat decreased, the magnitude of this change was too small to solely
account fbr the decrease in Cdyn- Therefore the marked decrease in
Cdyn suggests that ovalbumin aerosol challenge resulted in prolongation
of peripheral time constants, probably caused by the small airway
obstruction which was observed histologically. Small airway obstruction
probably also resulted in the increase in MV and decreased Pa02. Since
following small airway obstruction Cdyn may become frequency
dependent,12 the small but significant rise in Cdyn following vagal
blockade may have been due to the concurrent decrease in RR.
Functional residual capacity was unaltered by challenge or vagal
blockade. Following antigen challenge in some species FRC
increases,13 while in others FRC does not change.14:15 The reason fbr
this discrepancy is not clear as the change in FRC does not correlate
with the severity of airway response as judged by changes in resistance
and Cdyn-
The decrease in both TLC and Cstat following challenge may also have
163
resulted from diffuse peripheral airway obstruction and failure to recruit
obstructed air spaces during inflation of the lung to 30 cm H20 Ptp. In
addition, because Cstat decreased and FRC was unchanged, specific com-
pliance of the lung also decreased. A decrease in TLC fallowing antigen
challenge has also been reported in the guinea pig16 but not in the
monkey or dog.14s15 In the guinea pig, this decrease in TLC was rever-
sible by vagal blockade, suggesting that alveolar duct constriction was
an important factor. This does not appear to be the case in the pony.
Distribution and severity of histopathologic lesions correlated with
pulmonary function data. The most dramatic changes in pulmonary func-
tion were the large decrease in Cdyn and increase in MV. These changes
were probably associated with the principal histologic lesions of severe
necrotizing bronchiolitis and bronchiolar obstruction. The multifocal
alveolitis and edema probably resulted in the change in the elastic pro-
perties of the lung and the decrease in TLC. Histologically, large air-
ways were less affected by ovalbumin challenge than small airways.
However, bronchoconstriction may have occurred in response to challenge
and therefore we cannot determine whether the 3-fold increase in
Rtot following challenge was due to massive small airway obstruction or
large airway narrowing.
In this study we have shown that the tachypnea following ovalbumin
aerosol challenge of conscious ponies is mediated via vagal afferents
but that airway obstruction fbllowing challenge is caused by local
mechanisms such as the obstruction of airway with exudate, debris, mucus
and edema fluid. He also conclude that in this model of lung disease,
changes in pulmonary function following challenge are predictive of the
major histologic lesions.
164
1. Derksen FJ, Robinson NE, Slocombe RF: Pulmonary function in
ovalbumin induced allergic lung disease in the awake pony: role of
vagal mechanisms. J Appl Physiol: Respirat Environ Exercise Physiol,
in press.
2. Derksen FJ, Robinson NE, Stick JA: Technique fbr refersible
vagal blockade in the standing conscious pony. Am J Vet Res
42:523-525, 1981.
3. Derksen FJ, Robinson NE: Esophageal and intrapleural pressures
in the healthy conscious pony. Am J Vet Res 41:1756-1761, 1980.
4. Derksen FJ, Robinson NE, Slocombe RF, Riebold TH, Brunson DB:
Pulmonary function tests in standing ponies: reproducibility and effect
of vagal blockade. Am J Vet Res, in press.
5. Salazar E, Knowles JH: An analysis of pressure-volume charac-
teristics of the lung. J Appl Physiol 19:97-104, 1964.
6. Steel GD, Torrie JH: Principles and Procedures of Statistics.
New York, McGraw Hill Book Co., 1960.
7. Richerson HB: Varieties of acute immunologic damage to the rab-
bit lung. Ann NY Acad Sci 221:340-360, 1974.
8. Cotton DJ, Bleecker ER, Fischer SP, Graf PD, Gold HM, Nadel JA:
Rapid shallow breathing after ascaris serum antigen inhalation: role of
vagus nerves. J Appl Physiol: Respirat Environ Exercise Physiol
42:101-106, 1977.
9. Muir NH, Moore CA, Hamlin RL: Ventilatory alterations in normal
horses in response to changes in inspired oxygen and carbon dioxide. Am
J Vet Res 36:155-166, 1975.
10. Machlem PT, Hoolcock AT, Hogg JC: Partitioning of pulmonary
resistance in the dog. J Appl Physiol 26:798-805, 1969.
11. Otis AB, McKerrow CB, Bartlett RA, Mead J, McIlrdy MB,
Selverstone NJ, Radford EP: Mechanical factors in distribution of
pulmonary ventilation. J Appl Physiol 8:427-443, 1956.
12. Brown R, Hoolcock AJ, Vincent NJ, Macklem PT: Physiological
effects of experimental airway obstruction with beads. J Appl Physiol
27:328-335, 1969.
13. Harner A, Mezey RJ, Reinhart ME, Eyre P: Antigen induced
bronchospasm in conscious sheep. J Appl Physiol Respirat Environ
Exercise Physiol 47:917-922, 1979.
14. Gold HM, Kessler GF, Yu DYC, Frick 0L: Pulmonary physiologic
abnormalities in experimental asthma in dogs. J Appl Physiol
33:496-501, 1972.
165
15. Pare P0, Michoud MC, Hogg JC: Lung mechanics fellowing antigen
challenge of Ascaris-Suums-sensitive Rhesus monkeys. J Appl Physiol
41:668-676, 1976.
16. Drazen JM, Louing SH, Venugopalan C: Lung volumes after antigen
infusion in the guinea pig in vivo: effects of vagal section. J Appl
Physiol: Respirat Environ Exercise Physiol 45:957-961. 1978.
CONCLUDING DISCUSSION
When comparing the derangement in pulmonary function induced by the
oral administration of 3MI and ovalbumin challenge of locally and syste-
mically sensitized ponies, certain similarities are striking. Tachypnea
characterized both the 3MI induced pulmonary toxiosis and the 2 allergic
disease models and was mediated by pulmonary receptors with their
afferent neurons in the vagus nerve. Tachypnea is characteristic of a
variety of lung diseases in mammals and this study suggests that activa-
tion of pulmonary receptors with afferent neurons in the vagus nerve may
be a stereo typical response to lung injury in the equid.
A decrease in Cdyn, an increase in MV and impairment of gas exchange
occurred in both the 3MI model as well as the ovalbumin induced allergic
disease models. These changes in pulmonary function are suggestive of
small airway obstruction, which was confirmed at necropsy, as the major
histopathologic lesion in all 3 pulmonary disease models was an obstruc-
tive bronchiolitis. Vagal blockade did not change Cdyn or gas exchange,
suggesting that vagal mechanisms were not involved in the small airway
obstruction in these pulmonary disease models. Interestingly, naturally
occurring obstructive pulmonary disease in the horse and in persons is
also characterized by obstructive bronchiolitis and, therefore, it
appears that the small airways are a weak link in the mammalian pulmo-
nary defence system. Following 3MI administration the increase in Rtot
was 30% while following ovalbumin challenge Rtot increased 300%. This
166
167
suggests that the pulmonary lesions induced by 3MI were primarily in the
small airways, while ovalbumin challenge also resulted in large airway
obstruction. This was supported by histopathologic findings as no large
airway lesions were present in 3MI treated horses while bronchitis was
described following ovalbumin challenge. The studies presented in this
dissertation suggest that the role of vagal mechanisms in airway
obstruction in the 3 pulmonary disease models is minor in importance.
Although Rtot decreased following vagal blockade in 3MI treated ponies,
this change in Rtot could be attributed to the interruption of normal
parasympathetic bronchomotor tone. In the allergic pulmonary disease
models it was clearly demonstrated that local mechanisms were of major
significance in the pathogenesis of airway obstruction. However, an
increased sensitivity to normal vagal tone may have contributed to the
airway obstruction in systemically sensitized ponies fbllowing ovalbumin
challenge.
In some species, small airway obstruction is accompanied by an
increase in FRC, while in others it is not. The reason fbr this discre-
pancy is not clear as the severity of the obstruction does not correlate
with changes in FRC. In this study fbllowing 3MI treatment FRC
increased while following ovalbumin challenge FRC did not change. The
reason fbr this discrepancy remains uneXplained.
Total lung capacity and quasistatic compliance decreased only
following ovalbumin challenge in ponies sensitized both via the intra-
muscular and aerosol routes. Since the decrease in Cdyn in this model
of lung disease was an order of magnitude larger than the decrease in
Cdyn following 3MI treatment of ovalbumin challenge of systemically sen-
sitized ponies, a more severe small airway obstruction may have resulted
168
in failure to recrute obstructed lung units at a Ptp of 30 mm H20.
Morphometric studies were not performed on the histopathologic specimens
and, therefore, this hypothesis could not be tested.
SUMMARY AND CONCLUSION
In the study reported in Chapter 1, pleural and esophageal pressures
were compared in 6 standing sedated ponies. Pleural pressure was
measured with blunt needles attached to transducers and inserted in the
l0th intercostal space level with and l0 and 20 cm above the point of
the shoulder. Two balloons (a condom and an esophageal balloon)
attached to transducers measured esophageal pressure in the cranial,
middle, and caudal portions of the thoracic part of the esophagus.
Tidal volume was measured by integrating a flow signal derived from a
pneumotachograph attached to an endotracheal tube inserted through a
tracheostomy. Frequency responses of all measuring systems were
matched. The change in pleural pressure during respiration was greatest
in the middle and ventral portions of the thorax, less in the dorsal
portion of the thorax and in the middle and caudal portions of the
thoracic part of the eSOphagus, and least in the cranial portion of the
thoracic part of the esophagus. The type of esophageal balloon had no
effect on the measured pressure change and using either balloon, changes
in e50phageal pressure reflected local changes in pleural pressure.
Regional variations in eSOphageal or pleural pressure during breathing
caused variations in the calculated dynamic compliance. Pleural
pressure gradients of 0.33 cm of water/cm of descent and 0.484 cm of
water/cm of descent were recorded in the dorsal and ventral halves of
the thorax, respectively, and may result in regional variations in lung
169
17D
inflation similar to those observed in persons.
In Chapter 2, a surgical technique is described fer preparation of
chronic cervical vagal loops in ponies. Vagal blockade was induced by
circulating methanol (-2°C) through coils which enclosed the loops.
Vagal blockade increased tidal volume, heart rate, and systemic blood
pressure and decreased respiratory rate. Atropine 0.04 mg/kg intrave-
nously increased heart rate and systemic pressure but did not alter
respiratory parameters indicating vagal cooling caused both afferent and
efferent blockade. The effects of vagal blockade were rapidly reversed
when refrigerated coils were removed.
In order to determine the short and long-term reproducibility of
pulmonary function tests in ponies. Arterial blood gas tensions, pulmo-
nary mechanics and lung volumes were measured in 4 sedated animals every
hour for 6 hours and in 5 animals 4 times at 2 monthly intervals.
(Chapter 3) Variability in blood gas tensions was small over both the
short and long-term measurement periods, while the variability in total
respiratory resistance (Rtot) and functional residual capacity (FRC) was
small over the short term but larger over the long term. The variabi-
lity in tidal volume (VT), minute ventilation (7min). respiratory rate
(RR) and dynamic and quasistatic compliance (Cdyn and Cstat) was relati-
vely large over both the short and long term. When data from five
ponies was pooled no significant change occurred in any of the variables
over a period of six months.
Vagal blockade increased VT and decreased RR and Rtot: but arterial
blood gas tensions, 9min. Cdyn: Cstats FRC and lung and thoracic cage
pressure-volume curves were unaffected.
171
Total respiratory resistance decreased with increasing lung volume
with the vagus intact. Following vagal blockade the decrease in
Rtot with lung volume was minimal.
Dynamic compliance was frequency independent over a range of 15-60
breaths min-1, suggesting that significant inhomogeneity of peripheral
time constants did not exist in our normal ponies.
Chapter 4 reports changes in arterial blood gas tensions, pulmonary
mechanics and lung volumes, 24 to 48 hours after oral administration of
either 500 ml of corn oil or l00 mg/kg body weight of 3-methylindole
(3MI) in 500 ml of corn oil. In the latter group, variables were also
measured after bilateral cervical vagotomy. Respiratory rate (RR) and
minute ventilation (7min) were increased by 3MI treatment and decreased
after vagotomy, suggesting that the tachypnea induced by 3MI was vagally
mediated. Pao2 was unaffected but PaCOz decreased below baseline
following 3MI and vagotomy. Both specific respiratory conductance
(SGtot) and dynamic compliance were decreased by 3MI. Following vago-
tomy SGtot was increased but remained below baseline level, suggesting
that local mechanisms were involved in the pathogenesis of airway
narrowing. The increase in SGtot following vagotomy may have been due
to interruption of normal parasympathetic bronchomotor tone. Functional
residual capacity, which increased following 3MI, was unaffected by
vagotomy. Total lung capacity and quasistatic compliance were unaf-
fected by either treatment. Minimal volume was larger in 3MI treated
ponies than in a group of untreated ponies. Decreased dynamic
compliance and specific respiratory conductance and increased functional
residual capacity and minimal volume are all compatible with small
172
airway obstruction produced by the necrotizing bronchiolitis and
bronchiolar obstruction observed histologically in 3MI treated ponies.
In Chapter 5, in awake sensitized ponies, we studied the effect of
aerosol ovalbumin challenge on ventilation, pulmonary mechanics, lung
volumes and gas exhange before and after vagal blockade. He also
challenged the left lung and measured respiratory rate (RR), and right
and left lung resistance (RtotRa RtotL) before and after both left and
bilateral vagal section. Bilateral ovalbumin aerosol challenge
increased RR, minute ventilation (7min). respiratory resistance (Rtot)
and minimal volume, decreased dynamic compliance and arterial oxygen
tension, and was without effect on functional residual capacity, total
lung capacity, quasistatic lung compliance, and arterial carbon dioxide
tension. Vagal blockade reversed the increase in RR, 7min and Rtot and
increased VT. Challenge of the left lung increased RR and RtotL but did
not alter RtotR- Bilateral vagal section reversed the tachypnea but
unilateral section did not. Histopathologic lesions included acute
fibrino-purulent obstructive bronchiolitis, bronchitis, edema and
alveolar distension. He conclude that local mechanisms are of critical
importance in the pathogenesis of ovalbumin induced airway obstruction
in ponies, that increased sensitivity of airway smooth muscle to normal
vagal tone may also play a role and that tachypnea fellowing challenge
is caused by activity of pulmonary receptors with vagal afferent fibers.
Since pilot studies suggested that aerosol challenge fbllowing both
systemic and local sensitization of the lung results in more severe
dyspnea of rapid onset, in Chapter 6, in awake ponies, sensitized syste-
mically by intramuscular injection and locally via aerosol, we studied
ventilation, pulmonary mechanics, lung volumes and gas exchange before
173
and one hour after bilateral aerosol ovalbumin challenge and after left
unilateral and bilateral vagal blockade. He also challenged the left
lung and measured reSpiratory rate (RR) and right and left lung
resistance (RtotR and RtotL) during the same measurement periods.
Bilateral ovalbumin aerosol challenge inereased RR, minute ventilation
(7min): respiratory system resistance (Rtot) and minimum volume,
decreased dynamic compliance, quasistatic compliance, Pa02, tidal
volume, total lung capacity and was without effect on functional resi-
dual capacity and PaC02. Bilateral and not unilateral vagal blockade
decreased RR, 9min» and increased VT and Cdyn- Challenge of the left
lung increased RR and RtotL but did not alter RtotR- Bilateral vagal
blockade reversed the tachypnea but unilateral blockade did not.
Pulmonary function changes following challenge in this group of ponies
was more severe than in ponies sensitized only by intramuscular injec-
tion. Histopathologic lesions included acute fibrinopurulent obstruc-
tive bronchiolitis, bronchitis, and alveolar distension. We conclude
that in this disease model local mechanisms are of critical importance
in the pathogenesis of airway obstruction, that tachypnea fbllowing
challenge is caused by increased activity of pulmonary receptors with
vagal afferent fibers and that changes in pulmonary function following
challenge are predictive of the major histologic lesions.
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