MSU RETURNINQ_MATERIALS: Place in book drop to LJBRAfiJES remove this checkout from .—c—. your record. FINES will be charged if book is returned after the date stamped be1ow. cm 1 2%“: THE USE OF MOTIVATIONAL THEORY IN TEACHER PERFORMANCE EVALUATIONS: A CONTENT ANALYSIS by Marjorie A. Parsons A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Dissertation directed by John H. Suehr, Ph.D. Professor, Department of Educational Administration 1987 Copyright by MARJORIE A. PARSONS 1987 ii El 0" ll“- .— ABSTRACT THE USE OF MOTIVATIONAL THEORY IN TEACHER PERFORMANCE EVALUATIONS: A CONTENT ANALYSIS by Marjorie A. Parsons A wide spectrum of theoretical views of motivation from findings in psychology. communication, organizational management. and educational administration are reviewed; eight' elements of Fredrick Herzberg's two factor theory are specifically considered in relation to current research on written teacher performance evaluations : achievement . recognition , responsibility . growth , the work itself . school policies , supervisory provisions, and working conditions. The critical question is asked: what is the strength and type of motivational message that public school administrators are sending to teachers in written performance evaluation documents? Results of a content analysis of 200 written teacher evaluation documents. prepared by a suburban Detroit K-12 public school administration, are presented and analyzed with an emphasis on the frequency of use of each individual Herzberg criterion . and the pattern of integrated use of the Herzberg criteria. In general. written teacher evaluations are found to be motivationally significant primarily in U o '4 I~I :I: q - “w 'v u s. .m =. . . - . a: e u a: a: A v AV F u : adv Au. at a u a. Are a: v . a» A V .b A a: no a D u I A.- D a e V I e a 6 t communicating recognition. and secondarily in attempting to activate achievement. Male and female administrators are observed to communicate motivational references at approximately the same rate of frequency. but evaluated female teachers are observe to receive motivational messages at a rate of frequency 76% higher than evaluated male teachers. High school administrators are observed to communicate the greatest frequency of motivational messages. Administrators at all three levels are observed to communicate recognition at approximately the same high rate of frequency . Interpretation of the study's findings involves answering the question: Motivation for what? Despite the teacher evaluation system's overt purpose, to stimulate instructional performance improvement, the cumulative effect of observed administrative stress on simple recognition of approved teacher behavior. supports a conclusion that maintaining a long-established status quo by simple reinforcement of acceptable teaching behavior is apparently what drives the public schools! written evaluat on syst em . significance of this finding lies contribution to a instructional performance The in its descriptive profile of an important school administration practice, and also in its indication of a measurable organizational "temperment" toward change. DEDICATION This study is dedicated to Patrick Francis Parsons and Laura Elvere Parsons whose enthusiasm, caring. and love continuously energized their mom. Despite the enormous burden this project imposed on our family life, their staunchness verified Browning, "Greatness is made of little things.” It is also a gift to my mother, Loretta V. Smith and my aunts, Margaret M. Carey and Sister M. Bertille Carey, RSM; their mintelligence, patience, and perceptiveness should make them, in truth. the recipients -of the doctoral degree. iii ACKNOWLEDGEMENTS Completion of this dissertation relied heavily on the” diligent support of good friends: Dr. George G. Garver, whose genuine excellence as a person, as an educator, and as a leader have proven Goethe's words for me: "We learn only from those we love.” Dr. Roger A. McCaig whose brilliant analytical skills and generous, warm-hearted encouragement have graced my years of teaching as well as my preparation of this study. Dr. John H. Suehr whose intense sensitivity, unfailing goodness, and unique lack of reliance on pOpular approval systems have taught me the true meaning of motivation, and have sustained my years of satisfying work. iv .-.- x at..- .Q ~.. O.‘ s“ a | TABLE OF CONTENTS LIST OF FIGURES ...................................... vii Chapter I. PROBLEM AND PURPOSE Introduction ................................. 1 Purpose of the Study ......................... 9 Significance of the Study .................... 13 Definition of the Variables .................. 15 Assumptions of the Study ..................... 29 Limitations of the Study ..................... 31 Overview ..................................... 36 II. REVIEW OF THE LITERATURE III. IV. Introduction ................................. 39 Motivation in Psychology ..................... 42 Motivation in Organizational Management ...... 49 Motivator - Hygiene Theory ................... 62 Motivation in Educational.Administration ..... 67 Written Performance Evaluations .............. 71 Use of Language .............................. 84 Summary ...................................... 103 DESIGN OF THE STUDY Introduction ................................. 107 Population and Sample ........................ 110 Instrumentation Validity and Reliability ..... 113 Data Analysis ................................ 115 Summary ...................................... 1 20 ANALYSIS OF DATA Introduction ................................. 125 Achievement Content .......................... 137 Recognition Content .......................... 140 ReSPOHSibility Content ....................... 143 Growth Content ............................... 146 The Work Itself Content ...................... 149 :School Policies Content ...................... 152 Supervisory Provisions Content ............... 155 Work Conditions Content ...................... 158 Evaluation Language Content .................. 160 Summary ...................................... 1 6 6 V. SUMMARY, CONCLUSIONS, AND RECOMMENDATIONS Introduction .................................. 169 Achievement.... ....... . ....................... 173 Recognition... ................................ 181 Responsibility. ............................... 190 Growth. . . . . . . . ......................... 196 The Work Itself ............................... 201 School Policies ...... .... ..................... 205 Supervisory Provisions ........................ 208 Work Conditions ............................... 213 Evaluation Language ........................... 218 Summary ....................................... 231 RECOMMENDATIONS Overview ...................................... 244 Suggestions for Further Research ............... . Summary ........... . ........................... 250 FOOTNOTES ............................................ 264 BIBLIOGRAPHY ......................................... 271 APPENDICES Appendix A. OPERATIONAL DEFINITIONS Information Feedback System ..................... 253 Smoothing of Information ...................... 253 Noise ......................................... 254 Descriptive Knowledge ........................... 254 Perceived vs Actual ............................ 255 Distortion .................................... 255 Performance Objective Model ..................... 256 Management By Objective ........................ 257 Clinical Supervision .......................... 257 Organizational Design ......................... 253 Job Satisfaction .............................. 259 Input / Output Analysis ........................ 259 Power Relationships ........................... 260 B. DOCUMENTS OF THE STUDY Grosse Pointe Written Teacher Evaluation ....... 261 Code Book ..................................... 262 Coding Form: Component Frequency Counts ........ 263 vi LIST OF FIGURES 2-1 Relationship of motivation to Expectancy ...... 45 2-2 Characteristics of Managememt ................. 46 2-3 Motivation and Leadership ..................... 50 Z-h Organiational Performance Variables ........... 50 2-5 Likert‘s Mnagement Systems .................... 61 2-6 Comparison of Satisfiers and Dissatisfiers,... 72 2-7 Profile of Ideal Professional Evaluation ,,,,,, 31 2-8 Congruence of Philosophy - Theory ............. 82 2-9 Methods of Organizing Information ............. 33 2-10 Major Differences Between Writings ............ 99 2-11 Formal and Informal Word Choices .............. 100 2-12 Language miscommunicated ...................... 101 2-13 Guidelines for Effective Praise ............... 102 3-1 Smaple Content Analysis, Part A ............... 123 3-1 Sample Content Analysis. Part B ............... 124 h-l Herzberg Component Frequency percentages ....... 131 4-2 Herzberg Component Frequencies ................. 132 h-3 Use of motivational Components by Gender ....... 133 h-h Motivational Message Frequencies ............... 134 h-5 Motivational Messages by Component ............. 135 h-6 Motivational Messages by Gender ................ 135 5-1 Satisfying Individual Human Needs .............. 191 vii Chapter I PROBLEM AND PURPOSE Introduction At the core of what it means to be a person is the concept of individual motivation. In a sense, the study of motivation is the study of control, the essential question being: whose control? The research begun by organizational psychologist Fredrick Herzberg in 1959 suggests that man is motivated both by external control mechanisms and internal control mechanisms either of which can influence his behavior and stimulate his will to act. For educational organizations. one of the most significant inquiries into motivational controls involves the measurement and evaluation of teacher performance. The need for a descriptive study of teacher performance evaluation became increasingly evident in the last few years when the literature of evaluation strongly suggested that instructional appraisals aimed at encouraging performance growth should replace traditional instructional appraisals which aimed at simply assessing achievement. As a lever for redefining the administrative task of communicating teaching evaluations, a theory-based 6!- a. 9 u. Cs 2 study of current written evaluation practices is intended to describe which motivational perspective is currently driving administrative written communications of teaching performance evaluation. Research on motivational forces suggests that Optimally effective written teacher evaluations tend to accomplish more than a careful assessment of achievemment against goals: evaluation documents which evolve from a sound theoretical basis also present meaningful stimuli expressly planned to prompt reinvigorated responses by teachers to the multiple problems of organized instruction in schools. The question examined here is whether public school administrators are using the tenets of motivational theory, as defined by Fredrick Herzberg, to assist their teachers’ performance improvement. Individual differences in performance motivation inevitably , surface when“ school administrators prepare teachers' performance feedback. Even though the profession of education is philosophically driven by the concept that people are different. practical responses to individual differences sometimes elude the traditional administrative practice of preparing written evaluations of teachers. Recognizing that a fundamental characteristic of all groups of people is diversity, current literature on motivation espouses expanding an organization's variety of differences rather than restricting them: as positive elements, collective '1 :0 O‘p‘ Us“ a“ $,.. 0.- H..- (I. c 0 fl). :0 V he. «.0- '1 (D 3 individual .needs should serve an organization as a growth resource, a dynamic supply of diverse talent and energy. Motivational theory shows that by responding to the distinct incentive needs of teachers. a school administrator may find that performance appraisal feedback transforms divergence into assets. Research on personnel evaluation has concluded that the regular neglect of unique motivating differences among teachers is potentially a result of administrative systems that tend to emphasize programs_ rather than individual performance styles. ‘ Evaluation of human performance involves a decision on what type of behavior is desirable. followed by a description of what actions actually are occurring, and finally, a judgment about how closely the observed reality approximates the desired standard. The complexity of an appraisal process and the difficulty of translating it into language which encourages and stimulates improved teaching performance is the emphasis of this present research project. Albert Einstein's admonition, however, that, ”Words are and remain an empty sound, ... the road to perdition has ever been accompanied by lip service to an idea...” 1 reminds one that a written evaluation's words themselves, while documentable, are only part of the school's motivational process. Administrative evaluations which frequently and verbally strengthen and nourish an individual's desire for the Herzberg-identified motivators h of achievement, recognition, responsibility, and growth, address a teacher's psychological need for regular. reliable feedback on his professional performance. Research on effective models for teacher evaluation reveal no best format for success in this essential task. Many definitions of evaluation are limited to a systematic determination of whether, and to what degree, identified tasks have been successfully performed. The problem of confining the formal written evaluation to achievement of specified goals is that in such narrowness, the essence of what it means to educate is easily overlooked. A simple ”achievement against goals” perspective denies the reality that no strategy works in isolation: achieving objectives is meaningful only in the context of its purpose. The primary question of why a person succeeds in obtaining his goal is why does he want to obtain it in the first place? What motivates him to strive, what causes him to fail to achieve more, and what meaning does he perceive in the enterprise? Addressing such factors is the real challenge of preparing the type of teacher performance evaluations that move peOple to search for their own understanding of what it means to teach successfully. One aspect of motivation that studies have made abundantly clear is that a person cannot be simply reasoned into a state of willing to succeed in any enterprise. What a person can be talked into, he can also a}. ... c. a . on— Cu :~ . ..A : a: .6... ... ‘1' ... .C a: a: .C a; .Q 5 be talked _out of. Instead, personal incentives must spring from an individual's own unique desire to accomplish or obtain a certain achievement. The long-term motivational sources identified by Herzberg as the desire for achievement, recognition, responsibility, and growth tend to be internal and less subject to the changing nature of worldly detail than short-term stimulators, or such hygiene factors as pay, hours, and job surroundings. As a result, an external device like a professional ‘evaluation can' vigorously augment or stimulate latent teacher effectiveness only by personally involving teachers themselves in the appraisal process, and by addressing their unique, long term motivation needs. As the process of inspiring people is essentially a function of communication, it is the choice of language as well as the content of thought that an administrator selects which, determines the efficacy of his motivational message. By definition, communication encompasses listening as well as speaking: if a written evaluation is to serve as an incentive, an administrator first needs to listen to individual teachers before responding to each one's personal motivation needs. New evidence on the_ importance of listening has been found in medical research studies which have shown that physicians sometimes misdiagnose illnesses because they don‘t listen well when their patients describe symptoms. Administrators as well as doctors, "...can get a tremendous amount of information 2” (ll “I w (I) r”). tau! ‘9‘ ...‘C . 0.- .. . hon ! s .- '31 n 9‘!“ I.-' V. a.‘ 6 if they can just listen quietly a little longer."2 Research on the Boolean Logic of Artificial Intelligence has underscored the irreplacable importance of listening as a key factor in human intuitive reasoning. As a form of communication, listening demands concentrating on both the explicit words and the implicit undertones of language, or the capacity as Robert Frost described it, to ”hear a person’s grief as well as his grievance."3 Individualizing a motivational message calls for understanding some of, the needs of the person receiving the message which I demands active listening when administrators serve as evaluators. Even though the subject of this study is the effective use of motivational components in teachers1 written evaluations, motivating peOple does not begin or end with addressing their divergent needs on individual performance appraisals. Rather, the written evaluation is documented evidence that a school's administration recognizes the requirement that people need constant and stimulating feedback in order to work positively toward achieving their own as well as the organizationls goals. PeOple, however, "like buildings and machines, must first be maintained, before they can be motivated." 4 The research begun by Fredrick Herzberg pr0poses that factors intrinsic to a job substantially determine the extent to which people are motivated to work. These factors, that Herzberg called "motivators," include 7 regular . feedback on achievement, recognition for achievement, the work itself, responsibility, and advancement or personal growth in competence. Dissatisfaction or loss of motivation is usually caused by factors extrinsic to work, termed ”hygienes.” Examples of these short term motivators include school policies, supervisory practices, working conditions, pay, security, and status. Herzbergls work has shown that the essential prerequisite to higher level motivation is personal satisfaction of an individual’s "lower order" or "hygiene" needs such ‘as basic economic, security, orientation, status, social, and physical requirements. Even though maintenance ineeds tend to be peripheral to a schoolls purpose, their continuous satisfaction, according to Herzbergfis two factor theory, serves as a fundamental condition for motivation. Following the Herzberg theory, performance ‘feedback will enhance motivation to the extent that motivators are specifically ’designed into the feedback mechanism. Appraisals that deal solely with hygiene, however, will not be likely to generate lasting performance improvement. In the study of organizational behavior, it has frequently been said that all management is ultimately the management of human effort. That simply means that before all else, people’s attitudes and perceptions are a primary cause of an organizationls successes and failures. 8 Ideally, the recognition teachers receive is a natural expression of feedback from their achievement itself. In reality, motivational theory has suggested that consistently reinforced, planned feedback on such instruments as performance evaluations is as much a function of the attidudes and knowledge of informed school administrators as it is of the intrinsic characteristics of an instructional system itself. Purpose 2; the Study The investigation undertaken here has the descriptive purpose of identifying motivational characteristics which appear on written performance evaluations of teachers in The Grosse Pointe Public School System. In order to fulfill a descriptive purpose, the study employs the set of five motivator needs defined by Herzberg: achievement, recognition for achievement, the work itself, responsibility, and -growth, and the three applicable Herzberg maintenance needs: school policies, supervisory practices, and working conditions, as an analytical matrix to describe the extent of motivational theory inclusion on documented teacher evaluations. This study also has a theory-testing purpose: motivator-hygiene theory postulates that two different sets of factors affect a worker, each in a different way. One set, the motivators, tends to produce feelings of stimulation toward work, while the other set, the hygiene factors tend to be associated with feelings of job dissatisfaction. As a theoretical purpose, the study seeks a clarification of Grosse Pointe school ‘administrators' orientation toward motivatior factors or hygiene factors as shown in the performance appraisals they write about Grosse Pointe teachers. 'This study acknowledges the teacher's psychological dilemma of being in a job in which one can 10 appear to .succeed only if one's students succeed. Few educators feel the same satisfaction that bakers experience when a loaf of bread turns out well. When pupils do not do well, or do not even want to do well, a teacher has difficulty gaining personal satisfaction or growth in professional self-respect. While this paper is concerned with the motivational feedback an administrator can provide to teachers, it avoids the dubious assumption » that an organization's administrators are exclusivley responsible 'for providing teachers' motivational stimulus. This project's scape is limited to the direct impact of written evaluations, and accepts the reality that other motivational resources are also needed by teachers to offset the somewhat ambiguous product of the educator's role. The research problem explored in this project concerns one of the most important responsibilities of school administrators: the task of encouraging teachers to actual performance improvement. The project traces documented thinking to date which has found that motivation can be encouraged through a process of written communication, that motivation, as defined by Herzberg, may not inexorably lead to higher achievement, but does make a positive difference in teacher performance, that the type of motivational message which is primarily concerned- .with human environmental adjustment cant be expected to promote a minimal or maintenance level of 11 performance - behavior, while the type of motivational message which is concerned with psychological growth or intellectual develOpment can be expected to stimulate a worker to achieve improved instructional performance, and asks, as a research problem: What is the type and strength of the motivational message that Grosse Pointe Public School administrators are sending to teachers in their written performance evaluations? The purpose of counting and coding examples of motivational characteristics ‘for this study is to determine the ratio of knowledge to practice, the relation of motivator-hygiene theory to written teacher evlauation practices as evidenced by the teaching appraisal documents in the Grosse Pointe School System. This descriptive study analyzes documentary materials, namely written teacher evaluations that already exist, and is concerned with. what school administrators think and do as revealed by what they put on paper. The study's ultimate purpose in illuminating what is, is to direct more thinking toward what might be. The key to an organization's success is not, however, paper: it's pe0ple. As with all other forms of education, the administrative task of providing motivational feedback is essentially the process of reaching out to other people, and trying to help them to do their jobs better. The focal point of this analysis is the written a: ... m: .... 12 communication link between an instructional evaluator and an ,instructional performer: from this focal point, the analysis is aimed at producing an accurate description of how reliably this written communication link serves as a firm synapse between motivational theory and evaluation practice. In this study, the quantitative evidence supplied by the collected data should suggest the strength and quality of the written motivational outreach school administrators in Grosse Pointe are sending to their teaching staffs at evaluation time. Av b. ..q '1 «D 00‘ y‘. .‘. O “.‘ A... 13 Significance g: the Study Voluminous evidence exists in the literature of educational psychology to suggest that when teachers are presented with accurate, behaviorally stated information on their professional performance, they can use that. information to improve their teaching behavior. Providing reliable feedback ito teachers for performance improvement purposes is recognized as an essential component of a school administrator's responsibility. The language administrators choose to verbalize their evaluations of teachers' performance is ~clearly a determining factor in the usability of feedback information to teachers. This project's significance to educational administration theory and practice is in ascertaining whether a discrepancy exists between ~the potential utility of the findings of motivational theory, as defined by Fredrick Herzberg, and the actual use of the findings of motivational theory in the administrative practice of writing performance evaluations of teachers. While the research is descriptive in nature, it is expected that the focus on motivation as a factor of evaluative feedback, will generate significant help to school administrators in developing motivationaly profitable . strategies for teacher evaluation. The significance of this study lies not only in its potential ‘5- _— 1A for application in practice, but in its clarification of some of the unique behavioral issues delineating the performance evaluation process. All teacher behavior cannot be controlled or directed, because pe0ple differ in individual talent and capacity to develOp in different directions. The study, however, begins with the premise that administrators can modify teacher behavioral tendencies by using encouraging or discouraging feedback: written evaluations may not be able to totally change anyone, but they may be helpful in inspiring a teacher to become more successful. Indeed, it is the basic premise of all educational pursuit that what an educator does can make a predictable difference in how other peeple act. The fundamental fact of human existence is man with man. What is peculiarly characteristic of the human world is above all that something that takes place between one being and another the like of which can be found nowhere in nature.5 » The significance of this study lies in its attempt to desecribe something of what happens in one of man‘s important communication tasks. .f‘ - ...M ‘ t 5 «.5 Ah. 15 Definition 2: the Variables A continuing problem in the study of teacher' motivation has been the lack of standard, precise definitions of the terms used in numerous investigations. Different researchers use the language of motivation in diverse ways. Even worse, they sometimes fail to define the phraseology they use at all. The semantics of motivation includes expressions such as goals, purposes, intentions, desires, beliefs, wants, 'habits, needs, drives, values, rewards, and compulsions in descriptive, unqualified, contradictory, and sometimes misleading fashion. To overcome the obscurity of aleatoric terms, this study is grounded on the firm, restrictive basis of motivation-hygiene theory as defined by organizational psychologist Fredrick Herzberg. ' MOTIVATION is a psychological term for a process tht deliberately impels an organism toward active, integrated, directed behavior. The term is a construct used to account for incitement either in terms of the energy expended in specific goal seeking, or in relation to internal and external factors which help initiate as well as maintain purposeful human effort. In the context of organizational behavior,- motivation is concerned with human personality, especially in a group context, and is directed toward (1 In ll In no 16 describing _and analyzing causes of people's actions in order to understand and influence them. In searching for an explanation of human action, organizational theorists have focused on discrete cagnitive, social, and physicalf roots of man's behavior mechanisms. The research of Fredrick Herzberg specifically supports a motivational schema based on two mutually exclusive factors of human nature: animal or maintenance characteristics, and human or motivator characteristics. The goal of Herzberg's and most other organizational studies of motivation is to learn how to 'create more effective, satisfying, and productive work environments. In educational administration, the specific objective of most studies of motivation is to understand how to stimulate increased learning through improved teacher performance. EVALUATION in education generally consists of two classifications: summative, a system of perfunctory, routine monitoring: formative, a system of supportive assistance for performance growth. Over the last decade teacher evaluation has assumed increasing importance even though it is generally agreed that the more "professional" a person is, the more difficult it is to validly judge his competence. This dilemma stems from the need to evaluate effective performance rather than simply rate work output. Prior to 1960, an' instructor's skill was typically perceived to be a collection of desirable personal characteristics such as 17 commitment,. creativity, loyalty, and initiative. Primary in this collection of descriptors was a person's intelligence as measured by the extent of his subject matter knowledge. However, research since 1960 has found. almost no relationship between a teacher’s measurable knowledge and his ability to produce gains in pupil learning. Rarely were any of the other typical traits, formerly deemed apprOpriate for teachers, ever defined explicity or tested scientifically. In actual implementation, evaluation of teacher performance traditionally walked the line between formative and summative approaches. A formative orientation focuses on providing supportive assistance to a teacher for the purpose of improving his instructional skills, while a summative orientation is designed to provide an assessment mechanism for obtaining clear and consistent documentation of accountable teacher behavior. Formative and summative approaches share a role of conveying useful information: the extent to which each is used separately or in combination typically suits the educational goals, the management style, the conception of teaching, and the community values of the school district. Before an evaluation commences, formative and summative purposes for the evaluation system are normally ascertained in order to match the process to the purpose. The positive outreach of formative evaluation systems is based on the premise that most teachers have (n l (7" y t a“ ¢.~ 3' 18 the capability of further growth and development and that evaluations which focus on coaching will enable them to improve their teaching performance. An emphasis on improvement necessarily demands an emphasis on motivation:' the single most important distinction between formative and summative systems comes in the feedback each evaluation framework provides. While summative evaluations yield perfunctory, routine monitoring of minimum performance adequacy, formative evaluations can produce motivationaly valuable advice on the substance of instructional work. To be effective, however, formative systems usuallly depend on a supportive relationship between a knowledgeable supervisor and a receptive teacher. The use of formative evaluation systems tends to reveal an. administrative identity not as much with authoritarian power as with people themselves and what it takes them to change. MOTIVATOR-HYGIENE THEORY holds that man has two sets of needs which are mutually exclusive: hygiene, or the need to avoid pain, and motivation, or the need to grow psychologically. Avoidance of pain can be accomplished without necessarily producing any performance satisfaction or any motivation to achieve more. Fulfillment of hygiene needs, however, is normally a first prerequisite for growth toward achievement motivation. In The Motive Tg_flg£k in 1959, Herzberg first described hygiene factors as elements Any 9‘ a: c~ n h. We Cw. 19 related to people's animal or survival nature and motivators ,as elements which appeal to the uniquely human characteristic of desiring psychological growth through achievement. COMMUNICATION is defined as an operation involving the transfer of informational messages between two points. The sending of messages from one person to another, in written language, is a complex process of three essential stages. A message is first formulated by a sender in coded symbols designed to convey meaning to a specified receiver who is assumed to be capable of decoding the written symbols. When the message is received by the recipient, it is processed, meaning its written signals are changed by systematically coding and re-coding so that the recipient comes to understand and interpret what he believes is the idea of the written message. Finally, when comprehended, the transformed signals of the written message elicit a certain response from the reader-recipient. The three essential stages of communication analysis consist of dealing with language as a pattern of frequencies: the component parts of these frequencies make up the pieces of the message transferred from person to person. This study consists of an intense analysis of the written communication link between school administrators as evaluators and school teachers as performers on the theory that the predictability of the (\I n. (n 20 content of- evaluation documents can reveal much about the predictability of motivational practices existent in present teacher performance evaluation systems. ACHIEVEMENT means the sense of accomplishment a worker experiences as a result of his successful attainment of a goal or goals that he personally values. A performer who clearly comprehends the standards of performance which exist for his actions, can be said to experience achievement when his behavior matches or surpasses the defined norms. A work world devoid of Opportunities for achievement, or lacking in administrative encouragement for performance achievement becomes, in a motivational sense, a self-fulfilling prophecy that a worker wonfit achieve. Obtaining the sense of achievement that stimulates one to achieve even more is, to a large extent, reliant on an environment rich in Opportunity for continual. achievement and on supportive administrators who understand employee motivational needs. RECOGNITION refers to earned administrative affirmation rather than uneared approval, because earned affirmation tends to foster a cOOperative relationship between teacher and administrator while unmerited approval encourages a dependency relationship. Because a considerable part of a teacherls work day is devoted to the performance of tasks whose outcomes have important consequences, recognition for successful outcomes becomes motivationally significant to a teacherfs ..K a: 21 survival, his well-being, his social rewards, and, his self-esteem. Aiming at recognition means desiring the approval of one’s fellow man, a dynamic which has traditionally been considered an important binding powers of an organization. Herzbergls work revealed that motivationally significant recognition feedback must be clearly deserved and validly related to accepted organizational goals. THE WORK ITSELF refers to the incentives and rewards that are inherently structured into the performance of a job. The two issues most central to the motivation of work itself are the aspirations of individual teachers or their sense of personal mission, and the sense of fulfillment individual teachers can derive from their students! learning responses. Surveys of teacher motivation over the years have consistently revealed that the dominant reason teachers have for entering and remaining in the field of education centers in the personal rewards they expect to receive from their efforts in promoting student growth and development. However, the work of teachers, by itself, cannot always be expected to provide the psychic rewards that teachers as workers typically seek and need in order to sustain their efforts and their personal strong sense of motivation. Effective administrative feedback enhances and strengthens the sense 22 of accomplishment that a teacher gains from the intrinsic nature of the work itself. RESPONSIBILITY refers to a workerls preprietary feeling toward his work. - Feeling a sense of responsibility within an educational organization, means feeling a personal commitment toward the organizationls primary purposes. Herzberg1s two factor theory suggests that such a sense of responsibility stems _ primarily from the teacherSs condition of feeling in control of his work assignment. Teachers tend to place importance on the autonomy of their own classroom, even though control over most other aspects of their work world often eludes them. Organizational theories of motivation conclude that administrators encourage growth in a teacherts sense of responsibility through a process of participative planning, controlling, and performing of challenging jobs. "Responsiblity is not a personality trait which exists in varying degrees in individuals, but rather, is an attitude which changes from time 'to time, depending on the extent to which an individual's role results in his feelings of dignity, worth, and freedom."6 I GROWTH refers to various forms of professional life enrichment. Educational research has found that the psychological growth a teacher experiences, both personally and professionally, is distinctly.tied to his 23 level Of' self-esteem, and that the type Of feedback message contained in a performance appraisal thus has significant bearing on a teacherls sense of confidence and his stimulation to activate expanded growth. Advancement,- as Thoreau described, ”in the direction Of onels dreams"7 is consequently a function Of one’s attitude as much as one’s Opportunities. As a factor in growth encouragement, administrators! written evaluations have the potential to become 'an important determinant in helping to satisfy a teacherts professional growth needs. 1 SCHOOL POLICIES refer to the promotion of order within an organizationts structure through formal and informal sets of guidelines and regulations. Ideally, a schoolls policies contribute to a comfortable climate of reliability and predictability, a nonthreatening sense of future direction, a perceptible descriptive character, and a system of strategies it can use to reach its mission. In practice, however, organizational policies sometimes tend to limit an organizationts flexibility in decision making, and to encourage any administrative weakness toward expediency. School policies that become dysfunctional are Often those which are used as ends rather than as means. The manner in which a SChOOl defines its policies usually determines the conditions under which important actions such as those involving' teacher performance feedback are made. To serve as effective arrestors Of systematic entrOpy, an 2h organization’s policies must provide informing ideas that help mesh the economic, technical, human, and moral parameters Of its mission into a rational framework in order to promote the primacy and validity Of the systemSS- and the individual teacherts achievement goals. In terms Of teacher evaluation, interrelated organizational policies have the two roles of describing and motivating improved performance which ultimately means securing the commitment Of evaluated teachers by planning an orderly, Optimistic climate which makes achievement possible and deSirable e A school systemls policies are a formulated attempt to stabilize its task processes, but what many standardized approaches actually produce is not a uniform result at all because administrators and teachers are not alike in their attention to and respect for policy. implementation. Organizations may tend to Operate under norms of rationality but human beings do not always do so: the dimension between school policy implementation and educators! actions is frequently one of intuition. Over time, administrative decision making tends to form a consistent pattern which determines whether an organization’s policies serve a hygiene function or a motivating function. SUPERVISORY PROVISIONS refers to an organizations's authority structure and to its formal and 25 informal control methods. As organizational managers, school administrators have the responsibility tO serve both as instructional leaders, and as Operational directors. Their manner of. performing these dual tasks and the priorities they set in overseeing a schoolls many functions communicate definite messages about the level of trust, confidence, and concern school administrators have toward a teaching staff, a student body, and a community. To study supervisory practices means, fundamentally, to study the value of time as it is spent in governing a school. Practices by administrators which emphasize efficiency, for example, at the expense of less tangible institutional goals can cause serious dissatisfaction among teachers. However, because supervisory practice is primarily a hygiene factor rather than a psychological mover, supervisory provisions, even when well-planned, can do little do prompt lasting motivation for performance improvement responses. WORK CONDITIONS refers to the set Of conditions, both physical and psychological, that make up the work environment. The presence of motivational theory in written evaluations Of teachers does not, ipso factO, guarantee intensely motivated instructors. On the contrary, some of the conditions under which teachers routinely work Often deny even the most invigorated professionals a sense of personal self-worth, instructional success, or 26 professional success. Frustrations such as excessively large classes, insufficient materials, intrusive clerical duties, uncomfortable surroundings, plus the tendency toward isolation that accompanies somewhat autonomous environments, may foster an overriding psychic weariness rather than the positive rewards teachers usually need in order to sustain their efforts. Reality seems to dictate that working conditions for educators frequently serve as the victims Of budgetary limitations caused by a tax support system which is voted in or out by publics frequently misinformed or confused With the apparent contradictions Of rising costs in the face Of declining enrollments. When poor teaching conditions test the durability Of a teacher's emotional stamina, the feedback instructors receive from their school administrators Often becomes a crucially significant motivational factor. THE GROSSE POINTE PUBLIC SCHOOL SYSTEM refers to a suburban Detroit school district composed Of 7,308 students drawn from five separate municipalities in order of ascending size: Grosse Pointe City, Shores, Farms, Park, and Woods, and a small portion Of Harper Woods. Receiving almost no state aid, the Grosse Pointe Public Schools' Operating expenditure exceeds $5,000 per pupil paid for by a local millage of 32.5 on a State Equalized Valuation of approximately $160,000, and a general fund budget of approximately $h0,000,000. With a pOpulation Of approximately 60,000 residents, the Grosse 2? Pointes are a "bedroom" community, with no local industry and two central retail areas. Two senior high schools (9-12) Of approximately 1,500 students each, three middle schools (6-8), nine elementaries, and one continuing education center make up the districtts instructional facilities. In addition, the Grosse Pointe Public Libraries are a division of the Grosse Pointe Public School System: three library branches house a collection of over 130,000 volumes. Approximately 500 teachers and 23‘ building administrators staff these schools which have an average pupilrteacher ratio :Of 22:1. Average ACT scores are 21.3 compared with a national average of 16.8. The graduation rate Of Grosse Pointe Public Schools students is 98% compared with a national rate Of 70% and Michigan rate of 72%. About 90% of all public high school graduates in Grosse Pointe go on to higher education. Teacherst salaries in Grosse Pointe average $38,026.00, while the national average is $25,313.00, and the Michigan average is $30,168.00., The district could be described as an affluent, upwardly mobile, professional or management oriented social group with a strong work ethic and consistently high expectations of its public schools. An independently contracted study Of community attitides in 1985 found that two-thirds Of polled residents rated their school district as a central factor in their decision to move to .Grosse Pointe and 95% of the polled claimed that they would recommend the Grosse Pointe Schools to others. 28 The last millage election in 1985 passed by a 2:1 margin. The district makes an appealing starting point for a study of instructional performance improvement motivation through teacher evaluation reports because of its lengthy history of acclaimed success: both district high schools have been recognized for excellence in student achievement by the United States Department Of Education. The Grosse Pointe School District subtly displays la distinctive organizational culture which has gradually evolved over a ninety year history into a central core Of unwritten rules that dictate how things get done. The identity Of the Grosse Pointe Schools reflects the Grosse Pointe longstanding image of material and social success. A proclaimed status Of excellence as an institutional value traditionally sets high expectations for Grosse Pointe teachers and seems to reliably support substantial student results on national test scores and college acceptance rates. The Operative power Of such a traditionally recognized "successful" culture can be measured by evaluative language which Grosse Pointe administrators use to influence teacher performance. The type and content Of language used in teacher evaluations in the Grosse Pointe Public School System could reveal the presence of effective written communication avenues of motivating teachers to improved instructional performance. 29 Assumptions 2: the Study This investigation of the extent of public school- administrators' use of Herzberg-defined motivational theory in written performance evaluation Of teachers is based on the following assumptions: 1. Written evaluations of teaching performance are assumed to be directed, at least in part, toward improved teaching performance. 2. An administrator who is intentionally sensitive to the feelings and self-perceptions of individual teachers is assumed to recognize how important these two major psychological forces have been proven to be in determining the direction of human behavior. 3. Preparing written evaluations that help an individual teacher achieve his personal performance potential is assumed to be a functiOn of understanding motivationally significant attitudes which impact on human behavior. A. Administrative attitudes toward individual teachers' motivational needs are assumed to be similar to value judgments that are: a) learned, b) based on administrative experience and training, and c) revealed in administrative products, such as written evaluation documents.' 5. Administrative orientation toward either 30 motivational or hygiene factors, as Herzberg described them, is assumed to reflect an administrator's fundamental attitude toward: a) his own ability to evoke positive motivational response in others, and b) his perception Of the teacher's value in 'the overall scheme Of his responsibilities. 6. Written performance evaluations of teachers are assumed to provide a valid, reliable, documented basis for descriptive research_ Of school administrators' disposition toward the{ motivational needs Of teachers as professional workers. 7. Motivationally effective writtten evaluation feedback is assumed to be important to teachers as personal knowledge itself as well as for the instructional benefits it can positively influence. 8. The motivational quality Of written evaluations is assumed to be a function, at least in part, Of the quality Of administrative communication, specifically the choice of words and comments, to teachers about their professional performance. 9. A linguistic inquiry into theoretical questions Of what governs an administrator's choice of language is assumed to be correlated with the question of what governs an administrator's choice Of motivational tactics. 10. The Grosse Pointe Public School System which has long been widely perceived, both popularly and 31 professionally, to have outstanding educational programs is assumed tO Offer an excellent resource to a study of public school administrative talent in preparing motivationally significant teacher evaluations. 11. A contingency relation between the probable motivational response of teachers and the theory-based motivational content Of teaching evaluation documents is assumed tO suggest that the written communication language chosen by administrative evaluators is a function Of the ' nature of the improvement expected in the evaluated teaching performance, and .the nature Of the motivational needs Of the teacher-reader Limitations 2; the Study This study is concerned with an analysis Of school administrators' use of the elements Of motivational theory on teachers' performance evaluations. While the presence of such elements tends to indicate the existence of administrative awareness of teachers' needs for supportive, reviviscent feedback, meaningful written messages do not, in themselves denote ideal, motivationally' strong school management behavior. The many human variables Of divergent prepotent needs usually result in the fact that some performers keep improving 32 while others in the same motivational environment regress. Even though no single formula for encouraging performance growth in people exists, written evaluations. which apply the tenets Of motivational theory can be said to exhibit an administrative commitment to deliberate attempts at strengthening a teacher's improvement efforts. This study addresses one phase of performance improvement: the important reinforcement school administrators may Offer in the context of documented evaluations. An important reason for limiting this discussion to the strength of the presence Of motivational theory on teacher evaluations is the problematic idea that either motivation itself can be extracted from the mainstream Of a teacher's job attitude, or that the specific incentive effects of using motivational techniques for performance improvement can be validly measured along a linear scale. However, the use Of motivational theory in writing is a quantifiable indicator of an administrator's awareness of its importance. The specific impact Of encouraging feedback, its utility to individual teachers, and its long term effectiveness is so inextricably affiliated with vother complex variables of the teaching job, the individual person, and the particular school that a reliable paradigm Of motivational impetus for the entire teaching situation is realistically not feasible. The link between the use of motivational feedback 33 and increased teacher productivity has been only tenuously established in the literature of organizational behavior making the relationship between motivational theory and the behavior it prompts only an estimate at the present. time. What is particularly valuable in lmiting the scOpe Of analysis to the presence Of motivational theory in current performance appraisal documents is the Opportunity for charting useful implications about administrative sensitivity to teachers' needs for meaningful feedback about their achievements as evidenced in their evaluations. While this study involves the Herzberg two factor theory Of motivation, three important Herzberg-defined elements, economic, security, and status aspects, are not within the realm Of the study simply because these three factors are not substantially evidential in the present world Of public school teacher evaluation for the following reasons: ECONOMIC MAINTENANCE refers to wages, salaries, and supplemental employment benefits received simply by being hired as a teacher. Determining satisfactory compensational levels is Often not only a matter Of figuring dollar amounts, but also involves a process of assessing teachers' relative standing with comparable professionals in similar districts. Since this study is concerned with public school teachers who are covered by collective contracts 34 which legally "lockstep" salary movement according to tenure and to educational attainment level, the economic maintenance factor will not be considered as a variable here. Blanket economic treatment Of all salaried teachers in the Grosse Pointe Public School System essentially neutralizes any motivating factor which could normally be attributed to financial incentives which renders this maintenance element ineligible for the present research. SECURITY MAINTENANCE refers to the survival needs people feel arising primarily from their perceptions Of a supervisor as an impartial, consistent, reliable type Of person. A supportive administrator suggests _the reassuring knowledge that an employee is protected by a just system, one that is not seen to be exploitive or manipulative. Security, however, is also largely outside the realm of this study as union-negOtiated master contracts and state tenure laws effectively protect teachers from the bulk of problems related to employment security. However, security for public school teachers was, apparently, a vastly neglected need in the past as evidenced by the emergence Of strong, protective teachers' unions,. and by multi-level state legislation which guards professional job security. STATUS MAINTENANCE refers to a worker's identity eeds that are satisfied in organizations through suitable job classification titles, image-counscious furnishings, 35 distinctive ‘discretionary privileges, carefully structured human relationships, and an overall personal organization of rank order identity. The status needs listed in Fredrick Herzberg's theory of motivation are generally satisfied in organizations through suitable job classification titles, image-conscious furnishings, distinctive discretionary privileges, carefully structured human relationships, and an overall personal organization of rank order identity. In organizational studies, the process of acquiring _ desired status is usually considered a motivational issue, but gaining possession of any desired status is first a maintenance need.. Because a teachersls status is effectively prescribed both by tradition and by master contract, the importance Of filling status needs is considerably diminished for the education profession. New studies suggest the utility of distinctive teaching status tiers such as instructor/master/professorial status levels, but no such differentiating design currently exists, to any significant degree, for public school teaching staffs. The many barriers to educational change Of any sort plus the resistance of professional unions to currently defined merit award plans, makes status arrangements a very unlikely occurrence in public school organization for the forseeable- future. For purposes of this research, therefore, economic needs which are addressed in master 36 contracts, security needs which are addressed in tenure laws, and status needs which are typically addressed, at present, only in job seniority considerations, will not be included in this study. The heart Of any evaluation system is the day to day feedback teachers receive in response to their efforts. Daily forms Of verbal and non-verbal messages serve as a primary motivational source for increasing achievement. This study will limit its focus to the written comments administrators plan and write on teachers evaluations, because by analyzing the Official documents which anchor the teacher evaluation system, the flow of supportive feedback from administrators to teachers can be measured, analyzed, and discussed. Overview The process _of studying evaluation language is, in essence, the process of studying efforts to reach answers to the fundamental question of why evaluation is important at all. Undertaking an inquiry as fundamental as this requires an astute theoretical base as a framework to form a perspective for Observation, to measure Observation, and to formulate further discovery. Searching for a theoretical purpose in the administrative use of . evaluation language has both a practical consequence: the intensification of motivational content 37 in written ,performance appraisals, and a phiIOSOphical result: the motivational value of evaluations are significant to the extent that the motivational value of language is understood. While Fredrick Herzberg’s work has indisputably exerted a seminal influence on the field Of motivational dynamics, this study makes no claims that Herzberg's theory is the best or the most widely proven theory of motivation. Herzberg's theory, which has been the basis for numerous investigations into the type Of cause-and-effect relationships in human situations that are amenable to prediction and control, was selected as the foundation for this study for two reasons: as a coherent continuum of defined elements, it was found to be useful in explaining evaluation communication, and as a set of specific, descriptive terms that identify a data base for testable conclusiOns, it was found to be more generalizable in describing administrative behavior than other '1ess encompassing psychological or organizational theories of motivation. The prime function of a theory is to draw together into a logical whole what has been Observed in the real world. Fundamental to the decision to use Herzberg's theory Of human motivation is the assurance that it meets the practical test of applicability: Herzbergfs' widely regarded explication of human motivation was deliberately chosen as the starting point Of this 38 study because of its long established ability to identify, suggest, stimulate, and generate new understandings about the function ' of motivational language in teacher evaluations. Chapter II REVIEW OF THE LITERATURE Introduction The scholarly and professional literature cited here derives from a conscientious effort to distill the voluminous output Of? scholarship and research on motivation and on evaluation into classifiable nexuses Of important literature. I Generally speaking, the research strategy for the study Of motive systems consists of identifying a reasonably finite set Of behaviors that can be defined under a single term. Efforts are then made to provide a measure Of the motive, its sensitivity to environmental arousal, its role in personality dynamics, and its effect on other specific behavior systems such as learning or managing, and finally, to abstract from the findings some general statements Of .motivational processes. From the outset, systematic writing about human motivation has had to accommodate the fact that people's subjective sense of intention is an unreliable index Of peOple's behavior. As a result, no general theory Of human motivation exists. The early work Of Freud(1915) with the uncOnscious and Thorndike(1927) with roles used 39 . 40 the observable changes of behavior in human experience to describe motivation components. In 1950, Eriksen emphasized maturational ages as motivating factors in the__ develOpment of trust, autonomy, iniative, industry, identity, and ego integrity. Since Maslow's investigation Of human behavior in the middle 1950's, the appetite side of motivation has been emphasized in psychological theorizing. In this framework, behavior is controlled by positive seeking-after Of stimulus Objects for various needs fulfillment. Of fundamental importance in the process Of behavior change is the ability tO recognize multitudinous and diverse patterns. Classifying data into deterministic or probablistic stimuli 'has been found to be the foundation for pattern recognition, or "gestalt," an integrated configuration Of personality components having a- characteristic of a totality rather than of fragmented parts. . Pattern, also know as structure, provides decision-making with a process Of associatingl various inputs and corresponding responses in models such as the Markov Process Of systematic decision making which is largely based on the conditional probabilities of past events. The study of cybernetics or information feedback control systems began with Weiner(1949) who noted that an electric speed-up in society tends to cause an information overload that demands effective pattern reOOgnition or 41 structural theory for survival. In cybernetics, the concept of effective pattern recognition is viewed as a comparison between the seemingly ”purposeful” behavior Of organisms and the planned behavior of automata, within the. mathematical framework Of an algorithm which attempts to predict behavior models as syntheses Of many different lines of science, which is particularly meaningful to human motivation at the neurological level and then at the behavioral level. McLuhan(1969) Observed that man has an innate urge to minimize the uncertainty of his environment. Patterns as instruments Of decision-making, tend to reduce man's uncertainity through systematic interactive lOOps Of information. especially about unexpected or troublesome events. Motivational 'theory serves as an extension Of feedback systems by supporting human need to behave in an informed manner. Inevitably, some Of the early studies of motivational behavior produced anamolies, requiring revision Of the original construct description and of the sets of behaviors originally said to define them. The literature on motivation still tends to be extensive and fragmented: it carries with it a tremendous burden Of explanation. Nevertheless, it continues to illuminate the nature Of human experience in organizational settings, and as such, will be eminently useful in the present study. #2 Motivation in Psychology The central issue of the study of motivation as a psychological construct is its utility in describing the observable and controllable aspects Of stimulation and response. Psychological studies have revealed that there are many sources for the energizing Of human behavior arising from both regulatory or external processes and nonregulatory or internal processes. Essentially, psychologists .such 'as Atkinson(196h), Allport(1965), Lewin(1970), -and White(1959) Offered various paradigms Of thought answering the questions: 1) What are the motives Of man? 2) How do motives affect behavior? and 3) How are man's motives altered or enhanced by organizational mechanisms? Almost all Of the studies of motivation in psychology begin with the premise that man's awareness of ‘himself is essentially an awareness of his functions, and of the relationships in which he is involved. As an element of psychology, the study Of motivation involves the study Of cognition as an explanation of why peOple perceive and gain knowledge hdifferently. Perceptual differences affect what is received and how it is received resulting in diversity of meaning: one word might not mean the same thing tO two peOple. 'As a consequence, people's responses to different stimuli vary according to their perception of it. What 43 serves to -motivate one person fails to move another because of genuine differences in cOgnition styles. Allport in 1961 defined cognitive perception styles as, ”...distinctive ways Of living in the world..."8 Rumelhart and Norman(1987) suggested that cognition involves six processes: 1)encoding written items, 2)inferring relationships between the known and the unknown, 3)mapping a higher order rule about the inference, h)applying the results of the inferring, 5)justifying answers on the basis of "ideal" sOlutions, 6)translating the solution into an active response. In 1965 Tyler concluded that, ”in both education and psychology the possiblity exists that the world might actually look, sound, and feel so different to different persons, that the same stimuli might carry different meanings for them."9 Motivation is also concerned with conceptualization: peOple form ideas and think differently. Some peOple process information by convergence, by tying facts together. They tend to order information in linear, sequential ways. Other people think divergently, by using ideas to trigger a multitude of new directions. They tend to organize thoughts in clusters and random patterns. These differences form motivational patterns for each person and affect a person's response behavior. Keirsey in 1970 discovered that because peOple exhibit differences in what they do with the knowledge they gain, their conceptual responses Ah to motivational stimuli are manifested in widely divergent behavior patterns. Motivation is further concerned with affect or decision making. Carl Jung(1913) noted that some peOple are motivated internally while others seek external rewards. Pleasing others is important to some peOple. while others are not strongly attuned to outside expectations, and still others rebel against external demands. For some thinkers, decisions are to be made logically, rationally, objectively, and calmly, while for others, decisions are Often made subjectively, emotionally, and quickly. Criticism, for example, is received differently by various peOple. sometimes with hostility, sometimes with agreement, sometimes with indifference. Because Of the span Of differnces in decision-making style, a prOportionately wide span Of .differences in motivational responses has been Observed in people who receive the same motivational stimuli. A discussion of differences in cognition, conceptualization, and decision-making does not contradict basic humanistic beliefs in the use of human motivators. Most people, regardless of their individual cognitive, conceptual, or affect styles, probably do their best work in a supportive atmosphere free from excessive negativism. An awareness of motivational differences can help 45 THE REIATIONS‘EIEP OP ACTIVATION '10 EXPmCY D.C.MoClellard and J.W.Atkinson STREI‘B'I'H OF NUI‘IVA’I‘TON 7-7 0.0 . .50 1.0 PROBABILITY OF SUCCESS The degree of mtivation and effort rises until ' ' the expectancy of success reaches 50%, then begins to fall even though the expectancy of success continues to increase. No motivation or response is. aroused'when the goal is perceived as being virtually certain or virtually impossible to attain. Figure 2-1 From Orcanizatioral goavior by R. Hodgetts and S. Altran. New York: Holt, Rinehart, I: Go. , 1979. 46 CHARACTERISTICS OF.MANAGEMENT: JARANESEIAND.AMERICAN JAPANESEW *. more: Employment camnitnent Lifetime Short Term Decision making Collective Individual Pesmnsibility ColleCtive Individual Evaluation and Promotion Slow ' Fast Control Implied and Formal Explicit and Formal Careers . Nonspecialized Specialized Concerns Holistic Segmented FIGURE 2-2 From Ouchi, William G. and Jaeger, Alfred M. "Type Z Organization: Stability in the Midst of Mobility, " Academy of Management Review 3 (April 1978): 308. Also discussed in Hatvany, Nina arri Pucik, Vladimir, "Japanese Paragenent Practices and Productivity, " Organizational Dynamics, Spring 1981, pp. 5-21. 117 school administrators to recognize that every teacher does not seek the same motivational source, and to understand the individual kinds of support various peOple want. Lewin(19h0) defined behavior as a function of both an individual's personality and his environment. Understanding reasons for behavior, involves understanding both individual personality characteristics and situational influences. Lewin's work formed the basis for attribution theories which are still used by analysts attempting to explain reasons for individual differences in behavior and motivation. Cognitive dissonance theory, first develOped by Festinger(1972), assesses motivation as a product Of rationalizing agents. Dissonance is tension that arises when two psychologically inconsistent cognitions, such as opinions or beliefs, occur simultaneously. The dissonance which, by definition, is unpleasant, motivatesa person to take action tO reduce it, usually by justifying actions or moving toward self-correction. This process of releasing psycholgical tensions, called catharsis by Aristotle, becomes a symbolically controlled mechanism when a person either expresses his tension in language or mentally reclassifies his experiences so that they become less frustrating. An experimental perspective on motivation came in Brown's 1961 study of drive theory: it reduced motivational questions to an analysis of habit systems and #8 found that learning new thoughts and goals on a programmed "spaced repetition" schedule helped people remove self-imposed motivational limitations. Cofer and Appley(197h) suggested an "equilibrium" model which focused on the anticipation of invigoration in human motivational response mechanisms: its practical findings encouraged other research projects on curiosity, manipulation, and attention. The work of B. F. Skinner(1955) added the concept of reinforcement, also known as operant conditioning or behavior modification to psychologistsl understanding of motivation. Based on the use of appropriately scheduled rewards for positive or desirable actions, reinforcement is similar in some respects to the associative linkages described by Russian physiologist Ivan Pavlov in the early 190013. Reinforcement (S-R) exists as an extrinsic explanation of human behavior control and eventually led to other empirical designs for the use of incentives: .Adams(1963) and later Porter(1979) advanced Equity Theory which added a decision-making element to motivation. Essentially peOple rationally assess and compare the returns on each set Of behaviors and then consciously decide what to do. Vroom(196h) formulated an "Expectancy Theory" which held that people are motivated by their expectations Of effectiveness, and that rewards as motivators should be valued by the receiver and consistently applied by administrators in order tO work as 119 calculated_ probabilities of effective incentives: Aronson(1972) advocated a "Social Exchange Theory" which used the principle Of evaluating the ratio between outcomes and inputs for different individuals. Based on the psychology Of motivation, these schools of thought eventually became known as behavioral science, and were extremely influential in the develOpment of motivational studies in organizational settings. Motivation i3 Organizational Management One of the most widely discussed theories of motivation was developed by Abraham Maslow whose Needs-Hierarchy Theogy, first presented in 1955, visualized manls needs in a hierarchy Of ascending categories for physiological, safety, love, self-esteem, and self-actualization needs, with each correspondingly higher-level need becoming a motivator as the next lower need is fulfilled.. According to the theory, satisfied needs do not cause a person to act. Maslowfis original papers contained almost no empirical evidence to support his theory, because he himself suggested that it was primarily useful as a framework for further research. The Needs Hierarchy is extremely difficult to test because human needs are elusively difficult to specify and measure: systematic attempts to assess the validity of MOTIVATION AND LEADERSHIP‘ - A.CONTINGENCY AUTHORITY MODEL Routine Task Power Au“ ratio Leadership Nonroutine Task I Authority Democratic Leadership Political Tasks Free-rein Leadership FIGURE 2-3 From Fielder, Fred B. A Theorv 9_f_ Leadership Effectiveness, (New York: MC Graw - Hill, I861, p.—3837. 51 Maslow's theory (Alderfer, 1972, Schneider and Alderfer, 1973) have not succeeded in demonstrating whether Maslow is right or wrong. Nevertheless, his work has been widely influential, sometimes in more pragmatic models, such as - that Of Fredrick Herzberg. Research continuing Maslowts original work sugggested that higher order needs are usually the least satisfied needs for all groups of peOple. and that several needs can be prepotent to varying extents simultaneously. Probably the chief insight from Maslowts work is the understanding that wants are not absolute: the more one want is satisfied, the less its satisfaction matters. In 1961 David McClelland theorized that each person has needs for achievement, affiliation, and power. While only one of these elements tends to motivate at a given time, achievement needs tend to dominate in organizational settings. Where Maslowds work concentrated on satisfying needs, McClelland focused on an individual’s capacity to develop motives through training and effective leadership. Building on the work of Henry Murray(1938), who was one Of the first to define a need as a tension that leads an organism in the direction of a goal, McClelland endeavored to use the Thematic Apperception Test as a measure of a personds need for achievement. McClelland!s primary contribution may have been his description of the effects of environment on achievement: in an environment rich in Opportunity to achieve and 52 surrounded by high achievers, people tend to become high achievers, but in an environment devoid of opportunity to achieve and surrounded by low achievers, people tend to become low achievers. Lowell(1952) confirmed this observation on the influence of environmental factors on need achievement fulfillment of workers over time. Figure 2-1 illustrates McClellandfs critical area of motivation. Atkinson(196h), building on McClellandts theory, formulated a comprehensive theory Of achievement behavior composed of three factors: 1)the need for achievement or motive for success, 2)the probability for success, and 3)the incentive value Of success. According to Atkinsonts theory, achievement motivation for any person is the strength of the tendency to approach the task, minus the strength Of the tendency to avoid the task. Weiner and Rosenbaum(1965) supported this theory in findings about low achievement groups: ~peOple who show low achievement motivation have a greater fear of failure than a hOpe of success. In 1972, Weiner found that, for peOple of high achievement motivation, tasks of intermediate difficulty are the most conducive to maximum motivation. Along with the many theorists who continued the study of motivational needs, both Maslow and McClelland agree on the importance of environmental compatibility with individual needs as a component to improved motivation. and, somewhat more tenuously, to improved performance. All motivational studies tend to be 53 problematic ‘tO the extent that they stereotype individual peOple within single categories of needs. Recent research concludes that other variables should also be considered. Psychologists, for example, have found that specific types of motivation may actually be reflections of networks of social relations in a specific culture. Moscovici(1972) suggested, for example, that, "Achievement motivation is related to the imperatives of Protestantism and of economic rationalism, as shown by Max Weber."10 In this sense achievement motivation is less a variable than a parameter of a psychosocial system. Achievement as a practical effect Of work symptomizes the primary contradiction between the Protestant ethic Of self-control and the moral dignity, and the Protestant culture of external control and economic utility. Formal aufhority probably established the ultimate source of managerial legitimacy in the American constitutional guarantee Of private prOperty. By contrast, the Acceptance Theory of Barnard(1938) postulated that the source of managerial authority lies with the worker who must understand, believe in, and "accept" his task. Achievement in Barnardfis Theory has more to do with psychic income than with any inherent moral quality. Motivation, to classicists such as Taylor(1911) and Fayol(19h9), emphasized rewards and legal compliance, because they, apparently, assumed that man was motivated 5h almost entirely by economic gain. On the other hand, one of the first to address the importance Of intrinsic motivation was Herbert Simon(1956) who advocated the develOpment Of organizational loyalty or identification, the hiring of workers who appreciated the value of efficiency, and training for the development of self-control and independence from constant supervision. Simonls work was predicated on the 1949 research of Mayo which specified a cOOperative relationship between workers and managers. McGregor(1960) distinguished between two sets of management assumptions: Theory X which is a direct control or carrot and stick approach, and Theory Y which concentrates on building self-control through challenging work and participative management. (An eralier version of Theory X was expressed by Samuel Johnson in the eighteenth century, "When a man knows he is to be hanged in a fortnight, it concentrates his mind wonderfullly.”ll ) In 1981, Ouchi used the term, Theory Z, which had first been coined by Maslow, to describe an organizational philosophy, used widely in post-war Japan, based on adherence to a mission statement and to a primary commitment to human relations rather than to advanced technology as a path to increased productivity. Characteristic management differences between the Japanese and Americans are noted in Figure 2-2. Katz and Kahn(1966) found that legal compliance was usable as a motivator for routine activities such as 55 attendance, ,but that other motivational patterns were needed for eliciting contributions that go beyond the formal quantifiable standards of a person’s performance. Katz and Kahn and later, Oldham(1978), found that extrinsic rewards such as money may actually detract from intrinsic motivation: creative and innovative behavior seems to require other motivational schemes which rely on intrinsic motivation and self-control. In Freedom E29 Control .12 Modern Society, Bierstedt(195h) claimed authority is a prOperty of social organization, a dynamic which is illustrated in Figure 2-3. Later, Peabody(197h) identified several poses Of authority: Traditional External Rules, Positional Functional Competence, and Personal Charisma. Other management theorists found that positional strength is based on organizational structure, organizational demands, professional competence, and human relations skills. Drucker(1967) claimed that motivational effectiveness must be learned by leaders, and that the extent of their effectiveness was related to the type Of organizational climate and management system in place: Exploitive, Benevolent Authoritative, Consultative, or Participative. I According to Likert(1961) an organization functions best when its personnel function not as individuals but as highly effective teams with measurable performance goals: Likert's findings are illustrated in Figures 2-4 and 2-5. Likertls work equated climate with 56 six scaled variables: leadership, motivation, communication, interaction, goal-setting, and control. His theory of the organization as a structure of groups is built on the principle of supportive relationships. ”The most important source Of motivation is the response we get from the peOple we are close to...the face tO face groups with whom we spend the bulk Of our time."12 The chief contribution of Likertls work was the articulation Of conflict-theoretic research which is a line Of thought that looks at social and institutional interactions as strategic rather than as meliorist or as Weberian. Likertts words echo the propinquity theory of Festinger(1950) which states that peOple communicate more frequently with persons who are nearest to them in space. The group is also the influential factor of motivation in the studies Of Argyris(1964) who followed Likert: the extent to which the group has power over a personfls behavior, particularly perception, and judgment, seems to rely on the strength Of attraction the group has for that person. Bennis found in a 1969 study of organizational develOpment that the only real way to change an organization lies in changing the "climate" of the organization, the ”way Of life" or system of beliefs and values which an organization accepts and displays. Organizational develOpment studies have found that job structure and work climate contribute more to the 57 determination of how people act and what management they need than Lany extrinsic motivational factors. Bennis and others have addressed organizational motivation as a function of systematic infrastructures Of interpersonal support, trust, and cOOperation. Performance evaluations, as an organizational develOpment component, is concerned with the mental environment of a worker as a path toward his achievement of goals consistent with the organizationds mission, and as a personal challenge toward a worker developing himself. A cardinal tenet of organizational develOpment noted by Lundberg in 197A is the use of accurate and timely feedback to employees about their job performance. This tenet is based on the principle that the quality Of an individualfis work and his motivation depend, to a great extent, on the consequences associated with job performance. A written evaluation serves as one source Of motivational feedback: some of the other systematic consequences can be found in performance Of the work itself, in association with co-workers, and, for teachers, in direct feedback from students and parents. Looking at school climate as a source of performance improvement means clear communication of a fundamental source Of purpose. Drucker(196h) noted that organizations work best when their members work together with a commonality of Operational values. In a study Of organizational culture at the University of Michigan, 58 Boulding(1953) found that performance outcomes which were .clearly understood and personally meaningful, generated worker excitement, while performance outcomes which were not clear or "too big to affect me" caused a failure oriented, ”learned" helplessness. Byronts poetic lines, "I live not in myself, but I become a portion of that around me,"13 expresses the concern organizational development has in the creation Of faith in each worker of his sense of control over his own destiny through the. achievement of ' high quality performance inside the system. Most organizational development studies have concluded that an environment Of intuitive trust, high expectations, and belief in peOple compliments, rather than competes. with rational, quantitative decision support systems. Theories of organizational change attempt to describe the significant linkages or contextual variables underpinning organizational phenomena. The assumption each makes is that an Objective reality exists for such constructs as human motivation. Despite the oversimplification Of earlier perspectives such as those of Taylor and Mayo, organizational theories can be shown, over time, to seriously impact the use of various motivational schema in organizational Operations. Reinforcement theory, for example, is evident in the work of 0diorne(1967) whose management by Objectives formulated a performance equation for success: S = A/E: S (success) 59 equals the amount of A (achievement) over the amount Of E (expectation): the greater the expressed degree of managerial or administrative expectation Of performance success, the greater the liklihood of performance” achievement. In spite Of the numerous approaches to the study of motivation and organizational management, the idea remains problematic that motivation itself can be measured and quantified precisely. Myers(178) suggested that the study Of Offethe-job pursuits constitutes a useful model of. motivation to satisfy achievment needs. Whatever the perspective, any description of mands motivation begins with an understanding that individual behavior is a function of each personds ability to perform a behavior, and each personts incentive to do so. To have motivation is to have control: the central issue of describing this construct continues to revolve around the question of imposed vs selfecontrol which is a question that needs resolution for administrtators if teacher performance evaluations are to influence improved teaching behavior. 6O ORGANIZATION PERFORM VARIABIES WHICH CAN BE MEASURED l. 10. ll. 12. Extent of loyalty to and identification with the institution ard its objectives. Extent to which members of the organization at all hierarchical levels feel that the organization' 5 goals are consistent with their own needs and goals, and the achievement of the organization's goals will help them achieve personal goals. Extent to which the goals of the divisions ani the individuals are of a character to enable the organimtion to achieve its objectives. Level of motivation among members of the organization with regard to such elements as: a. Performance, including both quality and quantity done: b. Concern for elimination of wast ani reduction of costs; c. Concern for improving the results of the work/product: d. Concern for improving processes; Degree of confidence and trust among members of the organization in each other and in the hierarchical levels; Amount and quality Of teamwork in each division Of the organization and between divisions of the organization: Extent to which delegation is being effectively achieved; EXtent to which members feel tint their ideas, information, knowledge of processes, and experiences are being used in the decision-making processes of the organization. level of carpetence and skill of different groups in the organization to interact effectively in solving problems: Efficiency and adequacy of the communication process Upmard, downward, and sidewise. Level of the leadership skills and abilities of supervisors and managers, including their basic philosophy of leadership. Aptitude scores of members of the organization. (especially if obtained at time of hiring and tracked over time as to qiality) . Figure 2.4 SOURCE: Rensis Likert. "Measuring Organizational Performance." ' N_e'__.v F_r_'__________ontiers for Professional Managers. New York: McCraw-Hill Book—m— Company, 1956. Pages 95- 98. \ 61 W's momma SYSTEMS Organizational variable Syn; l Systemfi Leadership Managers' trust and confidence in NO confidence or trust. Complete confidence and trust. subordinates Subordinates' comfort in Not comfortable at all. Completely comfortable. discussing important aspects of their jobs with immediate superiors Motivation Motivational forces Fear, threats. punishments, and Rewards based on a compensation occasional rewards. system developed through . ‘ participation. . Responsibility felt by members for ' Top management feels Personnel at all levels feel real achieving organizational goals responsibility: lower levels feel responsibility for organizational - less: rank and file feel little and goals. and behave in ways to may even behave in ways to . ‘ implement them. defeat organization’s goals. Communication Direction of information flow Downward . Down. up. and with peers. Extent to which downward ' Viewed with suspicion. Generally accepted. but if not. communications are accepted by ‘ ' openly and candidly questioned subordinates Interaction . . Amount and character of Little interaction. and always Extensive, friendly interaction interaction with fear and mistrust. with high degree of confidence . and trust. Amount of cooperative teamwork None. Substantial amount throughout the organizs' don. Goal setting . Manner Orders. Except in emergencies. goals , established through group participation. Control Purpose Used by top management for Used for self-guidance and for policing; also used punitiveiy. coordinated problem solving and guidance: not used punitively. FIGURE 25 From The Human Orzanizaticn by Hans is Likert, (New York: We '- Hill Book Ccmpany, 1967). p. 414. 62 Motivator-Hygiene Theory The theory of motivation that has probably stimulated the widest interest in recent years was developed by Fredrick Herzberg in 1959 in a book entitled The Motivation 22. £335; co-authored with Bernard Mausner and Barbara Snyderman. Motivator-Hygiene Theory is similar in several respects to Maslow's needs hierarchy; it postulates two classes of factors that closely parallel the lower and higher level needs categories of the Maslow proposal and affect both the frequency and duration of .motivation. Over eighty research studies have examined and experimented with the theory. and it has been the inspiration and subject of many doctoral dissertations. The most widely viewed support of Herzberg's two factor theory was carried out by M. Scott Myers at the Texas Instruments Company in 19614.14 Similar support was reported by Kerr(1973) whose review of the literature found that only three of the forty studies completed by 1970, which tested Herzberg' findings, failed to support the Motivator-Hygiene Theory. Nevertheless, criticism of Herzberg's work continues.15 In essence, most critics suggest that Herzberg's‘ methodology introduced a bias in sampling only two types of workers (engineers and accountants), and a 63 research design error in basing great reliance on each interviewee's recall of various critical incidents. Others have questioned whether the Herzberg factors are mutually exclusive. In response to such criticism, the theory's defenders charge that critics have misinterpreted the theory and, therefore, misunderstood the results. Recent studies suggest that Herzberg's theory is, indeed, a viable, useful and revealing way of examining lnotivation. and. as such, it will be used in this study.16 During a series of interviews in 1958, two hundred engineers -and accountants in nine companies were asked to describe several previous job experiences in which they had felt particularly good or particularly bad about their work. In addition. they were asked to indicate the degree to which their feelings had been influenced positively or negatively by each experience they described. Then a process of content analysis of the five thousand statements was begun; the interviewees' remarks were coded on the basis of classifications emerging from the collected data. As a result of the analysis of workers' remarks, Herzberg concluded that certain job events, classified as the motivator factors. .lead to work satisfaction if they are present, but do not cause dissatisfaction if they are absent; other job events, labeled as the hygiene factors, lead to work dissatisfaction if they are absent, but will not add to employee satisfaction if they are present. 6h employee satisfaction if they are present. Traditional motivational theory views satisfaction and dissatisfaction as the end points on a continuum with ' a neutral or zero satisfaction-dissatisfaction point in the middle. Herzberg, however. noting the discontinuity between factors involved in satisfaction and those involved in dissatisfaction, investigated the phenomena separately and in depth. He found ,that ‘the factors relating to high levels of satisfaction .were different from the factors involved in the‘ dissatisfying sequences. Five factors which appeared significantly more often in highly satisfying work situations were: 1)achievement, accomplishment or success in the job situation; 2)earned recognition, the act of notice or praise from a superior, subordinate, or peer: 3)the work itself. the nature of the actual job being performed; h)responsibility, the personal "ownership" or an accountability for a specific, definable area of work: and 5)advancement. conditions concerning the actual change in status of the employee. An entirely different set of factors was found to be associated with ‘job experiences involving feelings of unhappiness and job dissatisfaction. Unlike the motivators. these factors, called hygiene or maintenance factors, were seldom involved in producing feelings of job satisfaction. The hygiene factors were associated with matters peripheral to the performance of the job. They appeared to be involved with 65 environment_ rather than with the content of the job itself. Hygiene factors are such contextual items as: 1)organizational policy; 2)administrative supervision; 3)salary. the relative wage received; h)interpersonal relations with a supervisor; and 5)work conditions. These factors are illustrated in Figure 2-3. In describing applications of the two factor theory. Herzberg argued that the best way to motivate employees is to give them challenging work for which they can assume responsibility. His research shows that higher level needs are the ones usually tapped when self-control is the goal. and that lower level needs are usually relied on when aiming for extrinsic, imposed control. For example. Herzberg claims that only by appealing to higher level needs for achievement, recognition, responsibility, growth. and the inherent rewards of the work itself. can administrators encourage employees to be "self-starters" and to exhibit their own self-control. Herzberg also suggested that the presence or absence of hygiene factors can make a worker relatively happy or unhappy. but that their presence will not make him want to work harder or more effectively; only the presence and enhancement of intrinsic motivators can cause a worker to direct his efforts toward desirable, productive goals. The opposite of satisfaction is no satisfaction; the opposite of dissatisfaction is no dissatisfaction. "...I can charge a man's battery and recharge it, and recharge it again. But 66 it is only when he has his own generator that we can talk about motivation."l7 The applicability of Herzberg's Theory is uniquely apparent in school organizations where teachers as workers have traditionally been accorded minimal participation in the decision making process. As a study in the use of motivational theory, the teacher evaluation process is both an organizational and a sociological analysis; a sociological perspective considers Herzberg's work from the longstanding isolation of ”celluar-designed" schools whose semi-autonomous teaching stations permit a school to grow or diminish by this teacher or that without much consequence; an organizational perspective considers Herzberg's work from the traditional "powerlessness" of teachers who, for decades. have had little "voice" in setting school priorities, curricular framework. or school policies. Addressing performance improvement through the individual components of Heriberg's theory is, in essence, an attempt to convert 'knowledge to power by encouraging teaching performance improvement efforts. This present study is concerned with the motivational content of the written feedback school administrators provide teachers about their performance. The focus, like Herzberg, is on the human needs that fuel motivation. The use of theoretical ,findings, such as those of Herzberg, suggests that the process of motivating a worker to develop his full potential is, in part, a 67 function of the administrative understanding of Satisfiers and dissatisfiers. Motivation and Educational Administration Research and theoretical literature have identified two components of effective school administration: 1) leadership (communicating. influencing, and persuasion skills) 2) management (goal setting, organization of resources. and personnel develOpment) The use of motivational theory as a function of leadership involves elevating instructional performance by communicating confidence, trust, and the capacity to grow to teachers whose performance is being evaluated. Saphier and King(1985) pinpointed twelve cultural values as positively affecting school improvement: collegiality high expectations experimentation trust and confidence tangible support use of knowledge bases appreciation and recognition caring, celebrating, and honoring involvement in decision making 68 protection of what's important traditions honest, cpen communication The vital first step of using motivational theory in educational administration is the inculcation of researched thought in policies and Operations. A school district's instructional values tend to be communicated through written materials which express predetermined performance standards. _ Malcolm Forbes, founder and president of Forbes Magazine, is fond of advising his staff that, ”Necessity is the mother of motivation."13 His words reflect the theoretical work of Abraham Maslow who formulated the concept of a human needs hierarchy in 1955. Carver and Sergiovanni, in 1980, studied teachers' needs satisfaction placement on the Maslow hierarchy. They found that, relatively speaking, teachers appeared generally satisfied with the fulfillment of the two lower-order needs of security and affiliation, but that the same group displayed considerably less satisfaction with the three high-order needs of esteem, autonomy, and self-actualization. However, considerable research has shown that teachers who reach the ”self-actualizing" level are less susceptible to negative pressures in school organizations, and consequently, are less likely to suffer professional "burn out." The same researchers, Carter and Sergiovanni, in 69 1975, articulated an inequity hypothesis which treats job satisfaction as a reflection of the divergence between a worker’s view of ideal work conditions, and his or her perception of actual conditions. Further findings by Sergiovanni provided support for the pertinence of the inequity hypothesis in educational settings. An elaboration on the original inequity hypothesis came in the 1979 Miskel, Fevurly, and Stewart investigation which found that teachers consider schools, and by extension, school administrators, who provide less 'centralized decision-making structures and more participative organizational processes, along with support for higher order and more complex professional activity, to be more effective leaders and to encourage greater satisfaction and motivation than those who do not. Specifically, authoritarian approaches in educational practices place an emphasis on the importance of: memorization mechanical testing teacher talks/student listens abstract subjects standardized syllabi whole group instruction Overall, however, research has yet to establish a definite relationship between job satisfaction and job performance. Sergiovanni employed Herzberg's two factor theory 70 in the late 1960's in a report on factors that affect teacher satisfaction and dissatisfaction. In 1967, he reported strong support for Herzberg's contention that satisfiers, called motivators, and dissatisfiers. called hygienes, tend to Operate separately; the former contributed distinctly to satisfaction, the latter contributed independently to dissatisfaction. The presence or absence of one factor, hygienes or motivators, did nothing to affect the strength of the other factor. In 1972, Miskel also tested the Herzberg two factor theory in educational settings and found difficulty in classifying the responses of nearly 500 educators into a simple two-way break of motivators or hygienes. However, Miskel did find, that supportive supervisor relationships count for a great deal with teachers. In a related study, Miskel incorporated business managers into a comparative study with school administrators and found that business managers tend to exhibit risk inclinations and less concern for hygienes, while educational administrators often show greater concern for security and less inclination for risk. In 1982, Schmidt conducted a straight-out Herzberg type investigation among secondary school administrators which produced results paralleling the bipolar findings of Sergiovanni, and provided further support for the viable application of the two factor theory in educational organizations. In a 1985 study at Michigan State University, 71 "...it was _concluded that the more influential sources Of Job satisfaction for teachers tended to be aspects of the work itself rather than aspects in the work environment."19 Teacher achievement of growth, teacher-student interaction, and teacher resources were found to be the most influential factors in the prediction Of overall job satisfaction. The study of motivation in educational administration concludes with the understanding that, ”There is no panacea, no magic wand which will transform alienated individuals into happy, contented, hardworking, high-quality, high-quantity producers.”20 Motivational studies serve to emphasize that tackling the problems of performance evaluations involves understanding that expectations and values vary from group to group and between individuals within a group. Written Performance Evaluations 33 Teachers As a writing activity, the production of an evaluation document is fundamentally different from the average composing task. Most other writing activities require careful planning Of content and structure, generation Of core ideas with related details, and cOntinuous shifting between these processes. Evaluation writing, on the other hand, involves Operations based on actual occurrence and system-generated goals. More specifically, evaluation writing requires the comprehension, appraisal, condensation, and transformation 72 COMPARISON OF SAIISFIERS AND DISSATISFIERS FACTORS . Percentage Frequency ‘ Percentage Frequency in an on in r on ' go an an .— ' I l ' °‘ Achievement ’23 ////////////7'///f//Z A ' | Regognituon U/V/ / / //// // //// f/f/U/ff/j l “worklltself F J - _ (Responsibility l Advancemenivr L-l_ ’- . 1 Company Policy and,Administra€ion E; uJ 7' Supegviosri Pracfices Salaiy l E 9 *fi Interpersonal ‘ +Relational ' l Workirg'COpditiops ‘l v 17"”Short Duration greater than [Along duration 1 Long uration greater than _ short duration I I FIGURE «2.6 SOURCE: Fredrick Herzberg, Bernard hausner, and Barbara Snyderman, The Motivation 32 Work (New York: John Wiley 8 Sons. 1959); p. 81- 73 Of observations Of teaching behavior into a comprehensible text which judiciously, persuasively, and deliberately attempts to propel the evaluated teacher toward performance improvement. The major concerns of the evaluation writer, therefore, are not how to plan and generate new content, but 1)what to include and eliminate from the written evaluation of teaching performance, 2)what combinations or transformations Of comments on Observed actions make sense relative to improvement, and 3)how to infuse the tenets of motivational theory into improvement suggestions. The evaluation writer must also monitor the accuracy of his appraisal in reference to his own judgments and to the Opinions of other reliable Observers. Brown and Day(1983) found that inadequate written performance appraisals were likely to result from writers making inapprOpriate choices as to what is important‘ in‘ the Observed teacher performance. Flower(1979) reported that writing 'difficulties Often arose from a writer’s inability to coordinate and integrate different parts Of a performance with generated performance Objectives. A profile Of professional evaluation qualities is illustrated in Figure 2-7. Understanding the critical function Of teacher evaluations is not the same as understanding supervision. While supervision is concerned with specific behavior indicators, evaluation involves the translation of 7h supervision findings into effective performance feedback. Discontent with conventional employee appraisal systems in the 1970's prompted Levinsonls study which found that an evaluation needs as much emphasis on the "how" as on the ”what" in teaching performance; helping employees improve their performance means preparing evaluations that are behavior-oriented as well as results-oriented. Written evaluations that support behavior improvements do not lessen the importance Of quantitative results. For an organization to reach its goals, information about both predictable behavior and observable outcomes is required. However, for individual written evaluations purposes, behavior and results are qualitatively different and should not be confused with each other. Essentially performance appraisal has three basic functions: 1)tO provide adequate feedback to each person on his or her performance; 2)to serve as a basis for modifying or changing behavior toward more effective work habits, and 3)to provide data for future job assignments and other employment considerations. Cameron(1980) found that where no universal model Of effectiveness was possible because Of widely different criteria between organizations, six critical assessment questions were necessary dynamics to any model: 1) What type of activities are focused on: internal or external? 2) Whose perspective are used: internal or 75 external? 3) What level of performance analysis is used: individual department or organizational? h) What time frame is used: short run or long run? 5) 'What type Of analytical information is used: perceptual or Objective? 6) What behavioral reference point is used: comparative, normative, or improvement? The conception Of supporting a workerés abilities within an organization rather than simply quantifying his performance originated with the "modern" or "behavioral" orientation Of Etzioni(1969) and Perrow(19?2). Observing studying, describing, and explaining organizational behavior I departed materially from the classical, scientific view of Taylor(1911) and Fayol(1949), and introduced an expanded* view of 1)social system and role, 2)decision making, ’3)leadership, and h)motivation through human relations(MayO, 1949; Getzels and Cuba, 1952,1957). Sproull found evidence in 1981 that the structure and character Of managerial attention in schools discouraged administrators from serving either as a technical resource or as a provider of useful performance feedback on instructional activities. This finding is diametrically Opposed to the conclusions Of most theoretical studies which specify the strong influence knowlegeable administrators can have on a schoolls 76 instructional program. Sproul concluded in 1977 that school managerial activities in performance evaluations only marginally covary with school instructional Objectives, because effective structures Of evaluation have yet to be adequately formalized. These conclusions suggest the need to dig beyond the mechanics Of counting work activities in order to achieve a clear understanding Of just how and why instructional activities take the shape and substance that they do. Almost all of the literature that has been directed at describing and explaining school administrative actions in assessing faculty performance has identified the principal as a central factor in reaching overall school effectiveness. Rosenblum(1979) discovered that the extant literature on the principal as instructional leader has yet to dispel the darkness still surrounding the establishment of causal connections between patterns of administrative behavior and patterns of school or educational effects. Studies in organizational dynamics describe the nature of evaluation as essentially the develOpment of a process that: 1)judges worth; 2)measures the degree to which designated tasks are accomplished; and 3)provides assistance in the developmental process. Anderson(1975) established ”formative" and "summative" as functions of evaluation and as categories Of evaluation research. 77 Formative evaluation is concerned with the develOpment process, specifically diagnostic and therapeutic recommendations which can enhance a teacherls self-understanding and improved instructional processes. Summative evaluation is concerned with documenting incompetence, rewarding superior performance, validating hiring practices, and modifying teacher assignments. Figure 2-8 illustrates essential differences between formative and summative evaluation systems. Most research points to the need for more formative oriented evaluations in education. Abbott(1975) found that performance evaluations should, ”provide a basis for teachers’ career planning and professional development."21 Robinson(1979) studied the effects of rewards in evaluation systems and found that, "Teacher evaluation systems -seem to be promoted by educators to keep the public or the state happy."22 One Of the most damaging statements has come from Scrivents study Of personnel evaluation systems in 1981: Teacher evaluation is a disaster. The practices are shoddy and the principles are unclear. Recent work has suggested some ways to clarify the issues and to make the procedures more equitable and reasonably valid, but one can hardly point to a single exemplary system in which the practices come near to matching our knowledge...0nce more the pressure to reform is coming from outside, from the Congress and the courts, not from the conscience}3 Earlier studies in 1978, (Kowalski), and 1976, (Rooney).' suggested that practices in schools follow the lines Of least resistance; rating systems rely heavily on 78 Observation ,Of attributes deemed important to the school or the school district. Wolf(1973) argued that summative approaches tend to work against performance changes by generating insecurity and defensive behavior. Clinical_b supervision, which is supposed to stress a supportive relationship between teacher and supervisor, was criticized by Synder(1981) and Eye(1975) for attempting to accomplish both formative and summative purposes while actually acomplishing neither goal to any significant degree. ‘ Hartmannts 1978 study Of the link between teacher evaluation and staff develOpment found that the assessment Of teaching performance can have an important motivating role. This study revealed that when teachers are evaluated individually using formative techniques, a clear picture Of an individual teacherfis professional development needs can be seen. However, such a clear picture of professional development needs is generally not obtainable when summative assessment processes are used. In a formative capacity, evaluation evolves into systematic feedback systems rather than simple appraisal methods. Definitions Of feedback systems and types Of supervision are contained in Appendix A Of this study. Effective schools research by Hunter et al.(1980) advises that, ”The cornerstone priority for the eighties will be the translation Of research-validated cause-effect relationships in teaching and learning into classroom 79 performance."24 In the case Of written performance evaluations, Hunter‘s study found that, "Science will finally join art when written analyses determine those teaching behaviors which need labeling and reinforcing, and those teaching decisions and behaviors which need changing or elimination."25 Neufeld(1985) cautions against hasty adoption Of all effective schools findings: ”Effective teaching is defined as the sum of a series of discrete behaviors that could be put together expertly by anyone who puts together the prOper ingredients...thereby conferring tOO much certainity on an uncertain enterprise.” 25 The. formative nature of effective schooling research appears to make it an attractive body Of knowledge as long as its techniques are properly understood as means rather than as ends, and as long as administrators do not ignore the importance Of a teacherts knowledge Of content and his ability to work with different kinds of peOple. Since 1957, academicians and consultants such as Drucker(1985), McGregor(1960), and Herzberg(1959) have urged organizational administrators to shift their performance evaluation efforts from an emphasis on appraisal to one Of analysis which implies a more positive approach and includes consideration Of individual strengths, desires, and potentials. Performance is the focus of, evaluations, they advocate, not the personality Of the person being evaluated. Planned feedback, which is 80 formative in nature, addresses the evaluation subject as the principal participant in his own develOpment. In 1981, Boyan found that, "Few educational administration texts systematically develop or treat connections across task areas, administrative processes, theoretical developments, research findings, and patterns Of work.”27 In an attempt to integrate administrative written tasks, Gagne(1977) sugggested five basic composition structures: 1) facts organized into lists; 2) subjects organized into taxonomies; 3) concepts organized into learning hierarchies; 4) steps organized into procedural hierarchies; 5) principles organized into models. Methods of organizing information in writing are illustrated in Figure 2-9.~ What- is Often left out of educational writing, whether normative or descriptive, is the connection between what ”is" and what "ought" to be. This descriptive research attempts to breach that gap by illuminating what "iS" happening with admistrative use of motivational theory as an informed perspective on what ”ought" to be. 81 PROFEEOFIDERLPEFESSIONALWNWIES Itmwledoe the access to imcwledge base on successful teaching Widerstands what teachers know arri believe about successful teaching Understands ways of leaving Communication Skills Priorities Facilitates teacher reflection of research finiings Bases commie-sum on what teachers already know Demostrates good listening skills Demonstrates udesire :for teachers to adapt findings to their own purposes Focuses .On creating low-risk change Exhibits patience, lcnwing that growth does not necessarily fit political . schedules . . Damnstrates confidence in teachers’ lmowledge and ability to learn Performance Criteria . , _ ; Measures success in terms of gradual increments of teacher, performance, autonomy, and capacity for further growth Seen by schml leaders as a teacher advocate who stimilates greater capacity for staff growth FIGURE 2-7- From Terry.M.'Wildman and Jerry.A. Niles, "Essentials of Professional Growth," Educational Leadership, February, 1987, 9.6. .e u . 'kl , 9g. 82 V concausxcs or rsrtosorsr THEORY AND PRACTICE IN EVALUATION FORMATIVE EVALUATION SUMMATIVE EVALUATION Philosoohy Each individual strives for excellence. Theory Evaluations done to improve the performance Of individual; reward or punishment decided internally. Practice Evaluate process not person. FIGURE - 2-8 Ree Individuals achieve excellence only if 'supervised or evaluated. Evaluations done to improve performance of social system; reward or ' punishment decided externally. Evaluate products and process and person. printed from Barber, Larry. ”The Nature of Evaluation." fi;:;a_;iagigg of Teaching: The Formative Process. Bloomington, IN: IPhi Belt: Kappa, 1984, page 80a. . 8 ' masons or ORGMZDIG IEE'ORMATICN IN WRITING _ Elements of Information problem statement purpose statement explanation of process explanation of cause/effect results of study/ analysis . reccmmended action background information supporting data implementation plans observation report philosophy - rationale {REESCE'DEWEDHEEH Order of Importance .. .. least important 'to most impormnt implications proposal description evaluation suggestions request surrmary scope directions conclusion considerations most importantto least important - used for: ° reports and recamendations Order of Chronology history. of situation relative to time data of events/changes struc- ture used for: . . journals, minutes, growth reports Order of Sequence material organized spatially/gee graphically ler‘ .. to rig'it/ top to . 'abottcm/east to west used for: Order of Comparison directions , descriptions, locations placing unlike things to emphasize similarities material explained from .familiartounfamiliarusedforz. research results, feasibility study Order of “Specificity material arranged from general to. specific specifics usually reasons, _ generality opinions used for: Order of Anallsis FIGURE proposals, training naterials logical breakdown of whole into parts examimtion of individual factors of entity 2 La 84 Use 22 Language in Writing Rapaport(1952) noted that two suffixes in the English language, "-ology" and ”-ics" suggest organized knowledge. ‘ The venerable ”-ology" suggests academia, and words using it are explained by translating their first syllable, usually Greek or Latin, such as ornithology or biology. The ancient ”-ics" suggests a method of attack on a problem, such as economics or mathematics, but these words are not as easily explained by translating their first syllable. Because the term semantics is derived from "meaning” tor ”to signify," pOpular thought is that semantics is a search for meaning, but the area of meaning is largely the domain of lexicography. Semantics is devoted to the analysis of how peOple use words and how words affect those who use them. Essentially, semantics is concerned with how language works to produce clear, precise, logical, written expression. A major principle in the field of semantics holds that the structure of people's language influences the way they understand reality, and the way they behave in terms of it. Among acknowledged leaders in the field of semantics, a practical distinction is made between spoken language and written language. Kurt Lewin(1936) called, "speaking and writing different but interacting activities; they are not the same, do not follow all of the same conventions, and are not done for the same list 85 of purposes.”28 Written language, claimed Strunk and White(1959) is. More immediately accessible than spoken language; written language has a permanence in contrast to the ephemeral character of speech; written language is more rigidly structured, more insistent on precision and clarity by virtue of the fact that it must stand alone.29 Most research on written communication has not been done by English language specialists, but by communication psychologists such as Holland, Janis. Kelley, Johnson, and Klapper who have focused on the effectiveness of written communication in influencing a reader's opinions, values, and behavior, Communications research, which began in the 1950s and is still in its infancy, has contributed considerable pertinent information on the psychological overtones and human relations problems of written messages. Of particular importance to psychologists has been the issue of form vs substance in conveying purposeful messages relative to the demands of particular situations. The important feature of language is that once it has been learned sufficiently, concepts and generalizations can be conveyed linguistically rather than through direct experience. Theodore Berstein(1972) found that the use and misuse of language by accident or misunderstanding frequently occurs when writing attempts to simulate oral speech. ”Writing requires careful thought and mental discipline which do not always come spontaneously: to 86 attempt to write as directly as one speaks is to indulge in a kind of steneography.”3o Bergen Evans(1957), in studying confusing, ambiguous, and deceptive written statements, found that, "corruption of language is a withering away of the ability to use words for coherent communication, especially in writinga"§¥ Fowler(1937) claimed that, "Standard written English" helps guarantee accuracy in communication between writer and reader. The convention of standard written English means the kind of English used by educated people in their serious writing. It does not mean the kind of writing used by poets and story tellers to represent speech or create special artistic effects. Neither does it mean the kind of English sometimes used by advertisers to attract attention. It is the work-a-day English of business, science, the professions, and most serious magazines.32 Good writing, most communication theorists conclude, can, as a minimum, simply assure the writer that he is really in communication with the reader, that he is delivering his message unmistakably, and perhaps, excellently. James Fielden, Associate Editor of The Harvard Business Review (1965), pointed out four major elements of effectively written professional communication: correctness, readability, thought, and apprOpriateness. Understanding that professional communication differs in specific ways from literary exposition is, in Fielden's Opinion, 'the starting point for analyzing serious writing skills. Seven notable differencs between general 87 exposition _ and professional writing are described by Fielden in Figure 2-10. Whorf(1956) described the communication process of serious writing in five steps: 1) clarifying the idea or problem: 2) eliciting participation in solution developing: 3) transmitting ideas or decisions: h) motivating others to take action: 5) measuring communication effectiveness of. Mario Pei(1973) observed that it appeared simpler for writers to use euphemisms, cliches, and circumlocutions than to compose clear statements in expressing judgmental information: ”Mechanical usage of panaceas or stereotypes often substitutes for reasonable precision when a writer perceives the possibility of sending difficult or offensive messages.”33 Human need for safety, Pei found, is apparently the origin of "buzz" words such as commitment and involvement which convey a pleasant sound while transmitting little or no meaning. William Safire(1972) discovered that awkward and pretentious word usage often comes from writers whose sense of self-importance asserts itself in messages of supercilious wording, excessive length, or ”insider pedantry.” Likewise, the mistaken use of argot which 88 is the distinctive speech of a particular class of persons, or the overuse of jargon which is the specialized language of science, a sect, or a trade, or the erroneous use of slang which is substandard language usage peculiar to a particular social class is frequently the product of self-centered writers who have forgotten that the function of writing is communicating clearly to others. Rudolph Flesch(19h9) first developed the process of frequency analysis to quantify the readability of a piece of work so that it could be evaluated on its overall difficulty for the reader. As examples, the reading levels of the following publications were found to be: New York Times - tenth grade, Readers! Digest - eighth grade, Wall Street Journal - thirteenth grade, People Magazine - eighth grade, Th3 Gettysburg Address - tenth grade. Fleschts arithmetic formulas, expressed in words, provide several maxims about writing for readability: 1) short sentences are easier to read: 2) short words are usually not Latinate and are, therefore, closer to common parlance: 3) personal names and pronouns are pleasing to a reader. However, Flesch and other readability experts caution that sentence length, word length, and name usage are not the only items of writing importance. In 89 assessing difficulty of comprehension, Gunning(196h) called attention to the abstract quality of some words as compared to their more comprehensible concrete forms, and the unfamiliarity of some words as compared to the more comfortable familiarity of othersw Weiss(1952) discovered that the degree to which a readerfis Opinion tends to change after reading something depends on the amount of trust or credibility that the reader places in the writer himself. Volkartts work(1952) suggested the strong possibility that a message addressed to a mass audience is not as effective a method of communication as variably planned messages addressed to smaller groups identified separately by group norms, values, and loyalties. Additional research on written communication has found that effective messages, those that are vigorous, authoritative, direct, and lucid, often observe many of the following linguistic patterns of order and emphasis. Grammatically,“ a phrase outranks a word: a clause outranks a phrase: an independent clause outranks a dependent clause: and a full sentence outranks all of these: more important ideas should be structured in higher-ranking grammatical expressions: (Holland). Usually, important ideas should be expressed in independent clauses or in complete sentences: subsidiary ideas usually belong in subsidiary constructions such as dependent_ clauses, phrases, verbals, or appositives: (Veblen). 90 In. paragraphs and in sentences, the two most important, i.e. most emphatic, positions are at the beginning and at the end. Of these two, the more important position is the end: (Veblen)w A topic sentence is the most important sentence in a paragraph since it often expresses the main idea of a paragraph, and since every other sentence in the paragraph either supports or illustrates it: (Sapir). Breaking up a subject into constituent elements is useful and often indispensable, but it is usually only a first step: for readability, meaning and clarity, the constitutent parts must then be carefully explained and adequately developed: (Janis). Sentences beginning with "there is/there are/it is" tend to be weak: the subject word itself should occupy the strong opening position: (Sapir). Deductive movement in writing means making a general statement, then supporting it with a number of particulars (effect to cause), and generally has the advantage of clarity: it is easier to see how elements support an announced idea than to guess from elements what an unnamed idea will be: (Bloomfield). Inductive movement in writing means beginning with particulars and building up to generalizations (cause to effect), and has the strategic advantage of moving quickly and Opening with concrete details rather than with vague concepts, but often causes reader confusion because 91 of the added difficulty of predicting where the writer is going: (Bloomfield). Regardless of which order is used, deductive or inductive, a written generalization is usually only valid,‘ i.em it says what the writer wants it to say, when it: 1)emphasizes what is important, 2)excludes irrelevant ideas, 3)generalizes on materials that support it, and h)avoids confusing matters that should be developed elsewhere: generalizations tend to become strong assertions when they. are supported by concise, forceful, meaningful details: (Bloomfield)m To express cause-effect relations validly, a writer must clearly show how one event or condition produces another event or condition as a form Of explanation for phenomena or to justify decisions: to express cause-effect patterns validly requires: 1)not mistaking apparent causes or effects for real ones, 2)not mistaking an effect for a cause, 3)not presenting a circumstance or a coincidence as a cause, and h)not mistaking an earlier event for a cause of a later event merely because it came first: (Kelley). In general, if the purpose of a message is to emphasize how or why something happened, the effect should usually be expressed first, and the cause should be given second: (Morris). Expressing effects after expressing causes tends to stress consequences or ends: (Morris). 92 Expressing a chain of causes and effects one step at a time, backward, (inverse order) tends to stress the importance of the original cause: (Morris). Expressing joint effects before single effects calls attention to a common cause: (Morris). Nouns which mean cause include synonyms such as origin, source, element, factor, principle, reason, tie: (Strunk). Words that signal, "cause follows" to the reader include: because, since, as if, unless, for, on account of, due to, owing to, come from, stem from, follow from, attribute to, ascribe to, caused by, created by. started by, thanks to, can be traced to: (Strunk). Nouns which mean effect include synonyms such as result, consequence, issue, outcome, conclusion, product, fruit, aftermath, outgrowth: (Strunk). Words that signal, "effect follows" to the reader include so, therefore, hence, as a result, for that reason, consequently, so that, in order to, cause, produce, create, invent, discover, originate, institute, provoke, determine, set in motion, give rise to, result in, brought about by: (Strunk). In deciding upon a useful order of information for problem discussion, the problem-cause-solution pattern has been found to be clear, interesting, and vigorous: (Johnson): If alternate solutions are considered in writing, 93 the writer must reasonably explain why one or more solutions- will work, and must discredit or dispose of the others by explanation or comparison: the last feature developed in writing is usually the one that is emphasized most strongly: (White). Active voice verbs tend to be brief and more vigorous than passibe voice except when the subject of a sentence is unimportant or when meaning is focused less in cause than in results: (White). Sentence length should be a function of the idea conveyed and the effect desired:‘ long sentences relate ideas: short sentences impart vigor, and a mixture of long and short sentences avoids monotony: word count alone does not determine the length of a sentence: lenght of individual words, multiplicity of phrases and clauses, and complexity of structure add the feeling of communication bulk: judicious use of short sentences in contrast with longer sentences heightens the emphasis of the short sentencets point: (Klapper). Accuracy in word choice relies on a writerts ability to distinguish formal and informal word choice (as illustrated in Figure 2e11), and to balance the following dichotomous language issues and qualities: concrete 9 specific vs abstract - general 9h denotation — exact meaning vs connotation r implication technical 2 specialized meaning vs jargon r esoteric meaning short — vigorous vs long r pretentious candor r simple, direct vs . tact e euphemistic. evasive reason - rational. factual vs . emotion e imaginative, biased literal r matter-ofxfact, objective vs figurative r inductive, poetic cliche r worn-out, stale, "stock" vs original e fresh, graceful, new important — main issue vs trivial : weak, subissue fact 2 verbal or statistical reality vs Opinion a personal valuation Ending writing with a summary of what has been said helps to clarify and unify long complex composition: a lengthy, complex composition may also require partial, 95 summarizing statements at interim points in order to be emphatic: short, simple compositions usually do not require not summaries: (Baker). Ending with a projection into the future is an effective device when the connection between the main idea and the suggested future action is clearly related to the theme of the composition: (Baker). In essence, vigorous writing is concise. A sentence should contain no unnecessary words, a paragraph no unnecessary sentences, for the same reason that a drawing should have no unnecessary lines and a machine no unnecessary parts. This requires not that the writer make all his sentences short, or that he avoid ‘all detail, and treat his subject in outline only, but that every word should tell.36 Administrators who are faced with the task of writing performance appraisals might argue that since the evocation of a particular frame of mind, that of increased motivation, is a prime consideration, the less structured dictates of literary writing rather than the more formalized strictures of expository writing should prevail. However, Bernstein&s research with semantics has shown that for written documents in which instant clarity and quick comprehension are more important than literary value, the one-idea-tO-a-sentence rule of business writing is desirable. Repeated research in professional communications has found a definite relationship between short sentence length and easy comprehension, while the general semantics research of Fowler discovered that 96 interesting .writing usually springs from variety in both , sentence . length and sentence structure. A desirable economy of expression is obtainable, according to structural linguists, by avoiding unnecessary subordinate - clauses, irrelevant digressions, meaningless repetitions, or inept, trite, and clumsy metaphors. Hayakawa(1964) described "affective" and "directive” functions of leadership in the use of language: The language of science is instrumental in getting done the work necessary for life, but it does not tell us anything about what life feels like in the living. We can communicate scientific facts to each other without knowing or caring about each otherts feelings, but before love, friendship, and communicating can be established among men so that we want to cooPerate and become a society, there must be, as we have seen, a flow of sympathy between one man and another. - This flow is established, of course, by means of effective language.35 Baker(1976) found, that the total impression that a piece of writing makes on a reader comes not only from the substance of the communication, but also from the details of phrasing, spelling. grammar, and punctuation. Attention to these details, as well as to the structure Of the writing, conveys the message that the communication is saying. something tht matters. Basic structure in persuasive writing usually begins with a clear, delineated statement of purpose, moves to an explication of appr0priate, cogent evidence, and concludes with a logical, compelling interpretation of significant 97 consequences. The writerfis style, tone, and attention to a specific "audience" indicate a deliberate intent to communicate reasonably and persuasively, to show the veracity of Aristotlets observation, "Language most shows a man: speak that I may know thee." 36 The concept of miscommunication is illustrated in Figure 2:12. Very little documentation exists in the literature of evaluatiion or of motivation about the use of language which is specifically planned to elicit motivational responses. Moat of the literature on evaluation communication stresses the finding that a performance appraisal needs to be viewed not as a technique, but as a process: the "Achillest heel" of the process is language that describes the "how," or the means of effective performance, as well as the "what" in performance. If effective communication of substance is the objective of the motivationally significant evaluation messages, the language content of feedback nessages needs to show a sensitivity to the formative purposes of performance documents, but content analysis studies on this issue do not exist to any significant extent. Nevertheless, it is possible, using Herzbergts categories, to classify the language of written performance evaluation documents as belonging to motivation-oriented communication. Br0phy(1981) identified guidelines for effective' praise, illustrated in Figure 2-1h, which aims analysis in the direction of language choice. 98 Semantics, to Hayakawa, is the "study of human interaction through communication: and communication leads to cOOperation."37 A writerts clear understanding of semantics underscores an essential commitment to: 1)the definition and develOpment of important ideas: 2)the strategic relating of these ideas to the readerfis own experiences: 3)finally, the transcendence ' of individual experiences to a larger motivational meaning. The careful translation of an idea from an observable experience into a particular truth gives serious writing the depth and meaning required for genuine motivational effectiveness. Purposeful attention to semantics should ward off an recurrence of the scene with Platoas Eleatic stranger who considered "complacent ignorance” the worst deformity of the soul, since it leads a writer to think he is saying something when, in fact, he is saying nothing. 99 mmmmmmmn WWVW mm EQOSI'I'CM VERDE; Audience mtareaddressedtntxoadgramm Expose usually to cater-min: perhaps to instant ° Stvle felicibous style usually inportant tubiouitv generalizations and random: speculation. usually waged as creative ‘ m m lim't: choice depends on content and writer's shill 'Effectmneader mlimit: writermayevmstrivebo insultreader Effect on Writer accented or rejected by nablisher uni/or reader Figure 2—10 Auiience mmahnedatmdcuhrgrwp «specificixdivml' Moose essatially to inform, to analyze, 1:: persuade Stvle flashy style subservient to solid content and lmid premtation Ambiauitv observations and cataclusiom require Importing hard facts mne seriousanrlsimere: sinpledirecums mtmtsinplisticair Effectonaeeder hm relations miduatiom inpse ffect on Writer retaliation, profession]. status.job nay rest on effective mastication 100 row AND mom WORD csocrss IN WRITING Fermal "Informal initiate begin we would like to ask please commence _ start for the reason that because terminate and . are of the opinion believe utilize use for the purpose of for / to dean think prior to before assistame .help despite the fact that although / though converse talk in view of the fact that because / since forward send / mail in order to to advise tell in the amount of for indicate show subsequent to after procure ' get with respect / reference about reside live on the occasion of when .. during the course of during along the lines of like succeed in Raking make make use of use . 'have need for need . give consideration to consider v 1'" ' Figure 2-11 Fran- Stuart Cbase. Th___e_ 'Iryannv of Words. New York: Harcourt, Brace, & Co. 1538” p3. 101 LPNGUAGE‘MESCOMMUNICATED .What .Was Said I'll look into hiring another person as soon as soon as I can. Your performance was below what I expected from I'd like that report as soon as you can get to it. We have a job opening in los Angeles which would be great for you. I want you to look into the problem your people seen to be having getting their work out. . .What .Was Meant ' We’ll start with the interviews in a few weeks. You're going to have to try harder which I think you'll do. I need that report within about a week. If you'd like the job, it's yours. .If not, you're still appreciated here. ‘ Talk to yom: staff to discover the problem. Then, jointly solve it. Figure 2-12 . .What Was .heard’ ' I'm tied up with more important concerns right now. If ybu mess up one more time you're out of here for good. DrOp everything and fill out that report right now. If you don't accept the Los Angeles job, your career is over. I don't care how many heads roll, find out where the trouble is arri get it fixed right away. Frcm: "Communications and Decision Making. " ° Administrative '57—'33” ‘ "Science Quarterlv. March-April, 1978 . pages 1 -l . r. ‘e’l. . l) 2) 3) 4) 5) 6) 7) 8) 9) '10) 11): 12) 102‘ GUIDELINES FOR EFFECTIVE PRAISE Effective Praise is delivered contingently; specifies particulars of the accomplishment: shows spontaneity,variety credibility: rewards attainment of specified performance criteria: provides information on competency or value of .accomplishments: orients toward appreciation of self;_ uses prior accomplishments as context for description of present accomplishment: is given in recognition of noteworthy effort at difficult task; attributes success to effort and ability which .implies expectation of similar_future success: fosters endogenous motives such as satisfaction or ambition for growth: ' focuses attention on relevant behavior; task- fosters appreciation of desirable behavior after process is completed: Ineffective Praise 1) 2) 3) 4) S) 6) 7) a) 9) 10) ll) 12) is delivered randomly; is restricted to glObal positive reactions; shows bland uniformity: rewards mere participation without consideration of outcomes: provides no information on competency or value of accomplishments: orients toward comparisons with others: uses peers' accomplishments as context for description of present accomplishment; is given without regard to effort expended or difficulty of task: attributes success to ability alone or to an external factor such as luck or ease of task; fosters exogenous motives such as approval, reward, or winning in competition: focuses attention on an authority figure: intrudes into ongoing process, distracting attention from task- relevant behavior: FIGURE 2-13 Reprinted from Brophy, J. ”Teacher-Praise: A Functional Analysis.". 531133 33 Educational Research, volume 5b,(1981): P3833 5-32. 103 Summary .Many attempts at reforming American education have been predicated on the assumption that the chief problem lies with teachers and their motivation to teach.' The assumption is that in order to make education more effective, teachers need to be more effectively controlled. Such thinking provides impetus for traditional performance appraisals which are summative in nature and tend to imitate production- inspection type processes. Performance evaluations of the summative type, are inclined to encourage a dependency relationship between a teacher whose work is being assessed, and an administrator who dispenses "stock”. impressionistic ratings. Findings in the literature of motivation and of formative evaluations urge the Opposite approach. Current motivation research, notably studies based on the work of Fredrick Herzberg, have discovered that teachers, as professional workers, seek and are stimulated by realistic, growth-oriented feedback. In summary, this approach to motivationally significant feedback has five important purposes: 1)to encourage continuous growth and job satisfaction through self-renewal: 3)to refine the abilities of each teacher to be analytical about his performance: h)to refine and expand the strategies and methods of instruction: and 5)to provide a context and a set of criteria for determining good teaching practice. In order to assess the presence 10k and strength of motivational theory in teacher performance evaluation documents, Baker(1976) suggests that the structure of the whose composition first be considered to determine which of the three elements of form, content, and process are controlled. Secondly, the structure of the composition should be assessed to determine whether it: 1)responds to the task assigned to it with an appropriate complexity: 2)maintains a consistent point of view and a consistent, specified audience: 3)demonstrates a clear rhetorical strategy which includes an introductiOn and conclusion, several levels of abstraction, general statements, clarification, and support, and avoids lengthy repetitions: h)understands the syntax of the English sentence and the conventions of Standard English: and 5)supports a logical focus with apprOpriate subordination and coordination including transitions to signal changes in purpose. The key to motivationally significant professional communication centers on the writer's sound understanding of the nature of evidence: factual evidence marshaled to support definite points does not need to resort to distortion, worn-out cliches, pseudo arguments, sheer opinion, persuasive gimmickery, and fanciful conundrums. Looking at the written performance evaluation process is somewhat analogous to looking at the allocation of values that a school system displays in its documented actions. Recognizing performance that conforms to its 105 image de-emphasizes growth and sets standards of ready-made mediocrity which, "the second rate can do well because of their ability to grasp what is accepted and conventional."38 Communication psychology suggests that written messages tht fail to effectively communicate, usually fail because the writer tends to oversimplify human behavior: oversimplified communication fails because it points to ends without indicating how such ends are to be obtained, or why they shold be. Effective communication depends on a writer's sensitivity to the complex needs, aspirations, and personal dignity of his reader. The prOper force of words lies not in the words themselves, but in their application. A word may be a fine-sounding word...and yet in the connection in which it is introduced may be quite pointless and irrelevant. It is not pomp or presentation, but the adaption of the expression to the idea that clenches a writer's meaning.3 Fundamental to any profession is the regualr review of the performance of its members. Even when evaluation processes are humanistic in spirit and purpose, administrators would do well to observe the advice of John ‘Gardner that was directed to evaluators who would attempt to remold others: A free society will not specify too closely the kinds of meaning different individuals will find or the things about which they should generate conviction. PeOple differ 106 in their goals and convictions, and in the whole style of their commitment. We must ask that their goals fall within the moral framework to which we all pay allegiance, but we cannot prescribe the things that will unlock their deepest motivations. Those earnest spirits who believe that a man cannot be counted worthy unless he burns with zeal for civic affairs could not be more misguided. And we are wrong when we follow the current fashion of identifying moral strength too exclusively with fighting for a cause. Nothing could be more admirable nor more appealing to a performance-minded peOple such as ourselves. But, such an emphasis hardly does justice to the rich variety of moral excellences that man has sought and occasionally achieved in the course of history. A good many of the most valuable peOple in any society will never burn with zeal for anything except the integrity and health and well-being of their own families - and if they achieve those goals, we need ask little more of them. There are other valuable members of a society who will never generate convictions about anything beyond the productive output of their hands or minds - and a sensible society will be grateful for their contributions.40 Chapter III METHODOLOGY Introduction The purpose of this study is to audit written teacher evaluations in order, to determine whether a discrepancy exists between the motivational purpose of performance feedback, as described by Fredrick Herzberg, and the actual use of motivational components in the evaluation feedback that administrators write for Grosse Pointe Public School teachers. The study is descriptive in nature and focuses on the divergent nature of motivational needs. , The fact that this studyexamines a subtle, human life force, namely man's incentive to act, does not mean that it is concerned with manipulation: it does not answer the question: How do we make peOple become better workers? Rather, motivation is understood here to mean recognition of the fact that improvement can only be achieved by individual persons mobilizing their own higher forces and faculties to become better teachers. ."What is not in a man cannot come out of him surely.”41(Goethe) If motivation comes from the individual 107 108 teacher, not from the administrator, an evaluation of a teacher .serves, essentially, as a stimulator of what already exists in an individual teacher as a human being. The effectiveness of evaluation instruments, consequently, becomes, to a significant extent, a function of the choice and content of language administrators use in writing them. This study examines the language component of written performance evaluations in order to determine the strength and type of motivational messages that school administrators are sending to teachers in performance evaluation documents. Specifically, the study is concerned with written references to the Herzberg-identified motivators of achievement, recognition, responsibility, growth, and the work itself, as well as with the hygiene factors of school provisions, supervisory practices, and work conditions. Aristotle defined choice as a rational act: the deliberate reaching out for things within an individual's power. This inquiry concerns the administrative use of language to enhance individual teachers' understanding of the choices available to them. The study is offered as a description of how things are, which is understood to be an essential prerequisite to influencing how things ought to be. 109 'Research Question and Hypothesis Content analysis attempts to identify the components of written communication as a vehicle for identifying the writer's intent. The research questions asked in this content analysis are:1)What is the type and strength of motivational theory in the written evaluations that Grosse Pointe administrators write about Grosse Pointe teachers! instructional performance? 2)What is the difference between male and female administrative use of motivational theory in written teacher performance evaluations? 3)What is the difference between male and female teachers in their rate of reception of motivational messages in written performance evaluations? h)What is the difference between high school, middle school, and elementary school administrators in their use of motivational theory in written teacher performance evaluations? As the focus of the research of question 1, the following hypothesis is made: There is no relationship between the performance feedback school administrators write on teachers! evaluations and the Herzberg-identified motivational purposes of performance evaluations. As the focus of the research of questions 2, 3. and h, descriptives statistics are used to examine the content analysis data. 110 Population and Sample Of the approximately 500 male and female teachers_ employed in the Grosse Pointe Public School System, 300 were evaluated in writing during the 1985-86 school year by 23 building administrators. Sixteen of the administrators were male, 7 were female. As a preliminary level of classification, all 300 evaluation documents were coded into four categories: A) male administrator / male teacher: B)female administrator / male teacher: C)male administrator / female teacher: D)female administrator / female teacher In order .to protect the anonymity of both the evaluators and evaluatees, the preliminary classification (of documents was made by Dr. Roger A. McCaig, Director of Research for the' Grosse Pointe Schools. Under his control, all names and identifying references were removed from each of the evaluation documents and replaced by codes (A, B, C, or D): each evaluation was then assigned a three digit identification number by Dr. McCaig. Using random numbers supplied by a computerized random number generator, 50 evaluations were pulled from each of the preliminary categories, 200 in total, and used as the sample for this study. None of the administrators in the study had fewer than five years Of administrative 111 experience: most had over ten years Of administrative experience. 1 None of the evaluated teachers were new or non-tenured personnel. First or second year teacher evaluations might have contained a unique emphasis which could have confounded the study: the dynamic is well-established that new employees, those who have not been formally evaluated at least twice by school administrators, may have special motivational needs for encouragement either to remain in or to leave the teaching profession. Emphatic messages Of this type tend to be outside the normal flow of evaluation messages prepared by school administrators. An analysis of communication content was then performed to determine the nature and strength of the written stimuli being sent to the evaluated teachers. The analysis centered on the semantic character of the language used in each evaluation and the frequencies of the various types of Herzberg-identified characteristics found in each category. The content analysis strategy of the study was designed to yield data relevant to the null hypothesis. The recording unit used to code motivational references in the analysis is the phrase which is defined as a single word or cluster of words containing a motivational message. Each phrase is considered motivational as it is relevant to the Herzberg two-factor theory, within the context of the evaluation as a whole. 112 Each occurrence of a relevant phrase is enumerated separately in one of eight categories: achievement, recognition, responsibility, growth, the work itself, school policies, supervisory provisions, work conditions. The point .Of .coding separate instances of motivational elements is to determine the orientation of school administrators toward Herzberg-defined motivators or hygienes. Analysis of what is said, and how frequently it is reiterated, reveals the focus, intensity, and direction of school administrators in relation to the motivational purpose of teacher evaluation. Fundamental to the coding system is an understanding that even though motivational language is countable by individual references, it is not defined as mechanical by administrative use. Rather, frequency counts, which assist the portrayal of observed reality with theoretical constructions, are aimed at an increased comprehension of the paths to harmonious human behavior. In essence, Herzbergts theory emphasizes the synthesis of eight variable lines of controlled thought. 113 Instrumentation: Validity and Reliability The nominally scaled data produced by the frequency counts of this study indicated that the ChieSquare One Variable Test (X2 ) was the appropriate test from which to draw inferences about the probable significant differences between expected motivational references and observed motivational references. As a nonparametric test of significance, the Chiquuare measures discrepancy inferentially and makes no assumptions concerning the shape of the pOpulation. The sample size of 200 used in this study was large enough to remove any doubt concerning the normality of the underlying pOpulation distribution. The eight Herzberg-identified motivational categories of achievement, recognition, responsibility, growth, the work itself, school policies, supervisory provisions, and work conditions were then arranged into a two-by-two matrix of pre-coded, independent frequencies for computer analysis using the Standard Package of Social Science (SPSS) program. Data were assigned to cells in a grid designed to allow crosstabulation by: A)male administrator - male teacher: B)female administrator - male teacher: C)male administrator - female teacher: D)female administrator - female teacher. Frequency counts of motivational theory use by 11h three levels of administration were also kept: senior high administrators, middle school administrators, and elementary school administrators. Descriptive statistics were used to present these counts. . A pilot study of ten evaluations was performed and replicated to establish the feasibility, validity, and reliability of the study. Using one analyst, a reliability construct over time was established when the same results were produced by the same coder, twice when applying the same set of categories, to the same evaluations, approximately 45 days apart. Berelson(1960) reports a uniformly high degree Of validity for content analysis when: 1)the categories are simple: 2)the categories are fewer than ten, and when the coder: a)is experienced, and b)understands the standarized coding rules. This research employed eight, pre-defined categories. The analyst has a masters degree in reading theory and 21 years of content analysis experience in the teaching of secondary English. Based on the Herzberg model, each motivational category serves as an informative source of how different components affect the motivational character of the Grosse Pointe Public Schoolst teacher evaluation system. In addition to a satisfactory confidence level in the skill of the researcher, a valid interpretation of the results of this study is predicated on the theoretical formulation that the research design is - 115 a straightforward depiction of the process by which the variables under study actually Operate. ‘Barzun(1986) warns content analysts about misplaced regard for trivial details: "as long as the date of birth and middle initial are correct, some analysts feel they can indulge with impunity in the most whopping errors of sense and judgment." 42 Barzun also noted that the content analyst, who exists outside the flow of the communication, must also guard against developing a bias: a readerts vigilence can breed suspicion in which the writer is the suspect. Thus, what is written can become, ipso facto, questionable and incomplete. Realistically, an analyst must allow that every writer is liable to lapses, an ambiguity, a false linkage, or a bit of nonsense. The pilot study produced empirical indications about the ratio of use of each one of the eight Herzberg categories. The pilot observations were later useful in specifying the expected number of frequencies of the theoretical chi-square distributions, and, subsequently, to test the null hypothesis. Data Analysis and Interpretation From a behavioristls point of view, control and communication of information are intricately related at the focus of all knowledge. Communication theory or information theory is a very general and rigorously 116 derived branch of probability theory. Communication theory introduces the idea of an information source and a message which is transmitted, by any of the possible means, to ‘a receiver that picks up the message. Interference or delay of information transmission is usually called ”noise." When information is sent in language, coding it requires interpretation with respect to its meaning. In a sense, language is the code itself for ideas and concepts. The amount of information that is transmitted can be measured by frequencies of occurrences which gives it the prOperties of statistics or probable character. This study is based on the premises that by definition, written teacher performance evaluations clearly indicate a teacherls level of performance in language that motivates the teacher to improve that Iperformance and that by hypothesis, performance effectiveness is measured by assessing the proximity between observed instructional performance and the objective criteria established as the valid goal for the observed instructional performance. Analysis of data is based on the finaLideagrthat by conclusion, written teacher evaluations which are motivationally significant indicate, by language choice, what is clearly observed to occur in an instructional performance, and what change is specifically needed in order to improve instructional performance, why the designated change could result in 117 performance ,improvement, or how the designated change could result in performance improvement. Data analysis of the findings of this study proceeds on the inductive proposition that since the assessment and communication aspects of the written teacher evaluation process are interconnected, acquiring data about the written language used by an administrator, validly leads to acquiring knowledge about the probable value of motivational theory to administrators. Analagous to investigating a process by studying the concrete evidence of its prOduct. understanding the form of communication as indicated by frequency . counts, inferentially leads to understanding the substance of motivational theory usage in the administrative communication of evaluation information to teachers. The emphasis in this analysis is on breaking down written communication, on the basis of language content, in order to identify the type and strength of the motivational messages that Grosse Pointe'Public School administrators are sending to teachers in their written performance evaluations. The primary step in the analysis of data was an investigation of frequencies of occurrences, central tendencies, and dispersions. Frequencies were presented as both counts and percentages during the course of analysis.‘ The Pearson Chi-Square CKZ ) corrected for continuity by the Yates Correction was chosen as the 118 apprOpriate behavioral statistic because of its usefulness with nominal data. A risk level, Alpha, of .05 probability was selected as the basis for rejecting or not rejecting the null hypothesis. Degrees of freedom equal one. The structural approaches to data analysis involved: 1) examination of the frequencies of the eight motivatorehygiene categories in both their simple form and crosstabulated with each of the four preedetermined evaluator-evaluatee categories: ’2)determination of A homogeneity of motivational character for each evaluation document. For this determination, Formative evaluations were defined as those in which 50% or more Of identified motivational phrases serve as Herzbergian motivators rather than as hygienes: Summative evaluations were defined as those in which less than 50% of identified motivational phrases serve as Herzbergian motivators. Interpretation 'of the quantitative evidence focused on patterns of emphasis, administrative orientation toward motivational theory and the practical significance of the evaluation language used by administrators. A sample of the content analysis procedure is contained in Figure 3-1-a and 3-1-b: a code book and Fortran coding form appear in Appendix B. Science has shown repeatedly that even the best established theories can be corrected: a theory always remains a hypothesis, a conjecture. One potential 119 limitation of Herzberg‘s theory of motivation is suggested by its apparent ’ inability 'to distinguish between motivationally significant communication messages relative to purpose. Statistical treatment of data serves usefully as a. mathematical device to signify the probability of theoretical phenomena, in this case, the presence and strength of motivational messages. However, analytical interpretation of the content of the observed data is also required in order to determine the probability of motivational effectiveness. In other words,- a foundation 01' quantifiable ' motivational communication is insufficient: the question must be answered: motivation for what purpose? The qualitative significance of the research findings indicate what degree of significance motivational criteria have for public school administrators in Grosse Pointe when they are preparing written performance evaluations of Grosse Pointe techers. The illustrative 1‘lature of the study is intended to contribute sound dooumentation concerning the extent and importance of the theoretical foundation of written ‘ teacher performance evaluations. The study's conclusion is intended to encourage more extensive use of a theory based foundation for teacher performance evaluation writing by other POpulations of school administrators. 120 Summary -The methodology used in this study attempts to follow clear lines of logical simplicity. Employing content analysis as the empirical basis to determine the- observed scOpe of motivational communication, and the chi square statistic as an inferential test to measure the significance of the motivational content, this study essentially relies on theory, specifically, that of Fredrick Herzberg, for its meaningful interpretation. Because of the selective nature of content analysis, knowledge gained- from this .study is aimed at an understanding of the perceptual and cognitive components of achievement, recOgnition, responsibility, growth, the work itself, school policies, supervisory provisions, and work conditions as they appear in written communication. In summary, analysis proceeds in four steps: 1) selection of phrases: 2) determination of way phrases are used: 3) classification of phrase usage: 4) interpretation of the phrase meaning: Since motivational tension is inherent in motivational language, separate phrases tend to lose little or nothing when pulled out of context for purposes of counting and interpreting. By observation, written teacher evaluations tend to be series of loosely strung together .comments: motivational elements found in them are almost always independent of the structure in which they 121 are found. The fact that so little contextual form is observable in evaluation documents facilitates the frequency counting process and suggests a diffusion of purpose in their preparation. Contextual form helps unify written communication: a lack of form suggests a loss of unity with a possible concomitant loss of motivational character. . Essentially, linguistic analysis begins with concrete evidence and ends with abstract vision. With language as the pivotal point Of the research design, this inquiry searches for a clear formulation of the issues of: in whose terms are the teacher evaluation documents written: in whose interests are administrative efforts at communication pursued? Linguistic analysis offers the advantage of considering the two issues in relative terms rather than as two distinct discussions. 7 Pr0perly understood, motivation is not just a collection of statements, a catalog or unrelated findings. As a process underpinning all action, it is a generic component of the human mind which orders the probability of human behavior. The essential justification for this study is the belief that a concrete link can be described between motivational theory of human behavior and observed communication behavior of educational administrators. A straightforward synthesis of all frequency counts of' the study with Herzbergfis theory suggests: 1) the magnitude of effect of each of the Herzberg 122 components, - and 2) the probability of theory-driven communication in the evaluation documents prepared by Grosse Pointe administrators- Conclusions of the study could also lead to an understanding of the practical problems associated with using written performance evaluations as instruments of motivation. The focus of this study, therefore, centers descriptively on the recording of relevant observations concerning the Grosse Pointe administratorst commitment to motivationally oriented teacher evaluations. In essence, the study is aimed at documenting the Grosse Pointe administrative congruence with a finding of communication psychologist Morrow (1982), "The purpose of all writing is to stimulate mental activity."43 123 SAMPLE CONTENT ANALYSIS OF TEACHER PERFORMANCE EVALUATION Purpose 2; Analysis: The purpose of this analysis is to audit a teacher performance evaluation in order to identify the resence and strength of any motivational elements with the written content. Definition 2; Variables: Motivation is defined according to the Nocivatorrdygiene Theory of Fredrick Herzberg. A. Achievement - refers to the successful attainment of a goal or goals: B. Recognition - refers to the approval one earns by achieveing desirable goals: c. Responsibility - the sense of commitment a person displays in the accomplishment of his work: D. Growth - refers to the various forms of professional enrichment a person seeks as stimulation to expanded growth: E. School Policies - refers to a schoolfis climate of order. reliability, predictability, and the methods a school uses to obtain these: F. Supervisory Practices - refers to e school3s authority structure and its formal and informal control methods: . G. Working Conditions - refers to the presence or absence'of support in clerical help, class size _limitations. materials. and physical comfort: Relevant Literature: The literature of motivation is extensive ih orgafiIEational studies and in psychological studies. Essentially, the concept of motivation is a psychological term for a process that deliberately impels and organism toward active, integrated, directed behavior. First expressed in 232 Motive to Work in 1959. Fredrick Herzbergfis two factor theory hOIds that man has two sets of needs which are mutually exclusive: the need to avoid pain (hygiene) and the need to grow psychologically. The literature of evaluation has moved increasingly away from a simple assessment of achievement against objectives and now suggests focusing on understanding the causes of people's behavior in order to influence (motivate) performance growth. Analyzing the content of a sample teacherfis evaluation on the basis of its motivational categories should yield an indication of whether current evaluations are indeed motivational in nature. Research Question: What is the type and strength of the motivational message that Grosse Pointe Public School administrators are communicating in their written performance evaluations of Grosse Pointe teachers? Research Design: Recording unit - a phrase which could be a single word or a group of words which convey an idea: Context unit - the entire evaluation document: Unit of classification - the identified elements of motivator-hygiene theory: Unit of enumeration - the number of references identified in each of the categories: Sampling - random selection by numbers drawn from computer generated random numbers following numbering of evaluations and coding for male/female evaluator/evaluates by outside source: Reliability 3 Validity: Reliability of content analysis y single analyst determined by repeated analyses of same evaluation document at different times: validity of content analysis determined by expertise of analyst in gaderstanding evaluation purposes and motivator-hygiene sory. FIGURE 3-1 Sample content analysis of teacher performance evaluation. part 1. 121: SAMPLE CONTENT ANALYSIS 0? TEACHER PERFORMANCE . EVALUATION Sample Teacher Evaluation Teacher X is an unusually effective English R teacher who has a q;;3§3ll2_;hcugng_2ug series of English language objectives (reading. writing. thinking. speaking) for teaching the literary works in X&s courses. I does not more" mu “active: in writing but 7W. . ' . a hing specific worxds. Rather than attempting to do all I? 'e- things in a given work. X very fiiééil. . We or a small numcer of , “ill-9 and tmm. x is quit We these limited 3.4%,},33 objectives wtih students and in mgxing etudeW questions such as the We following: what details are highly important? What details can we concern ourselves very little with? What is the author$s tone? Teacher X is' relaxed as a teacher. Operates inLode low kev. asks interesting. thought provokingin (4/911. Qufifiilflflai.and inro£121.313d2532.hsaxi_v O - clasroom discussions. I stresses n tag-4:31:33 M - endgggaoxigkills. and since I works with such fins-y Wicca?“ tori A dividual works and uestions ec n m cally. fipuxiria128h~ there is usually.time zithin a period to allow a. students to road ahead. .m ' O Coding 3; Sample Evaluation Achievement: 5 phrase Recognition: 6 phrases Responsibility: 2 phrases Work Itself: 3 phrases , Growth: 1 phrase . School Policies: 0 ' Supervisory Practices: 0 Working Conditions: 0 Interpretation 2; sample coding This°sample teacher evaluation is heavily skewed toward motivational theory in that it incorporates all of the Herzberg-identified motivators and none of the Herzberg-identified hygiene factors. It is noteworthy that this evaluation in recognizing Teacher Xas strong teaching performance (Recognition is the most frequently occurring category.). makes minimal use of the Growth motivator which might have addressed potential growth areas. A teacher as skilled and flexible as this teacher appears to be. might benefit more from professional growth and advancement rather than simple praise and approval. For example. the mention of this teacaerhs ability to ask penetrating questions. might be an opportunity to encourage the teacher to attempt an inquiry approach in the future. The frequent repetition of Teacher Its name is. in itself. a positive recognition factor. No supervisory practices are mentioned. but an administrative appreciation of order and time management are apparent. noun: 3-: Sample content analysis of teacher performance evaluation. part 2. ' Chapter IV RESULTS AND ANALYSIS Introduction For purposes of this study. a content analysis of 200 Grosse Pointe written teacher performance evaluations was conducted: the object of the content analysis was a determination of the current status and the extent to which Grosse Pointe administrative motivation of teachers serves as a function of administrative evaluation of teachers. Based on the language used in the written evaluations of the 200 Grosse Pointe teachers. frequency counts of the eight Herzberg-defined components of motivation: achievement, recognition. responsibility, growth. the work itself, school policies. supervisory provisions, and work conditions. were made which served as the foundation and the parameters for the content analysis. Analyzing content for an intangible condition. such as motivation. was facilitated by the use of the categorized frequency counts because. through this method 125 126 of organizing nominal data. highly hetrogenous concepts were brought together in clear-cut juxtaposition. Fredrick Herzberg's theory of motivation provided av systematic format for the content analysis which allowed the study to reveal more than simple frequency counts: the theory illuminated the evaluation process by defining written language as a significant motivational variable of administrative patterns of response to the performance feedback needs of teachers. I Analysis of data was first conducted in a micro mode by separately studying the results of the frequency counts from each one of the eight Herzberg components of achievement. recognition, responsibility, growth, the work itself. school policies, supervisory provisions, and work conditions. Processing frequency counts separately revealed important points of administrative emphasis: motivation. while certainly not reducible to a numerical ”bottom line." is. nevertheless. definable in terms of terse mathematical observations about communication content. Next. a macro analysis of the data from the cumulative results across all eight frequency counts was conducted to ascertain distinct patterns of communication in the overall written communication of administrators to teachers in the evaluation process. Processing frequency counts as integrated patterns revealed important relationships in administrative emphasis: motivation. 127 while impossible to quantify. is. nevertheless. definable in terms of relative mathematical statements about observable evaluation focus. Finally. an observation of the word choice. grammar. and diction used in the written evaluations was made in order to discover any inferential messages communicated by these factors. The purpose of analyzing what specific words mean. and how they work together in written messages is to gain a knowledge of what the .written language is actually communicating. By analyzing both the substance and the form of written evaluation documents. this study attempted to measure actual administrative behavior against stated administrative aspirations. The study's purpose is not a discussion of remedy for deficiency. but a clear description of what conditions already exist. Ultimately. teacher performance improvement- is definable as a matter of attitude: the thesis of this study is that written teacher evaluations. if prOperly planned. can serve as a measurable point of leverage in the administrative encouragement of the develOpment of enduring. productive, teacher performance improvement attitudes. An overview of the findings of this study are first presented numericaly and graphically (Figures h-1.2.3,h.5.6,7). A breakdown of the study's findings by Herzberg-defined components is then presented. The total frequency count of all 8 components 128 observed in the 200 documents of this study was 3.200. The individual frequency counts of the 8 components studied were: The Achievement 587 18% Recognition 1224 38% Responsibility #20 13% Growth 143 5% Work Itself 206 6% School Policies 232 7% Supervisory Provisions 2A6 8% Work Conditions 1&2 5% mean number of individual Herzberg-identified component references were found to be: The per evaluation 16 references per component #00 references per male evaluator 204 references per female evaluator 196 references per high school 172 references per middle school 113 references per elementary 115 references per male teacher 178 references per female teacher 222 references observed mode of communicated Herzberg-identified 129 motivational elements was found to be: per component 122k references per male evaluator 269 references per female evaluator #29 references per male teacher . 269 references per female teacher #29 references Byr individual component categories the approximate frequency count ratio of component frequency to mean frequency was found to be: Achievement 3:1 Recognition 5:1 Responsibility 2:1 Growth 1:1 Work Itself 1:1 School Policies 2:1 Supervisory Provisions 1:1 Work Conditions 1:1 335' school level of administrative use of motivational components in writing were found to be: High School 1375 u3% Middle School 905 28% Elementary School 920 29% By gender of administrator, use of motivational components in writing were found to be: 130 ‘ Male administrator 1632 51% Female administrator 1568 h9% By gender of teachers. reception of motivational components in writing was found to be: Male teachers 1&21 4h% Female teachers 1779 56% By evaluation type, evaluations documents were found to be: Formative 3183 99% Summative 17 1% 131 HERZBERG CQ’EPONENT FRECMEDCY PERCIEN'I'AGES PEKIOGNITION 13% RESPONSIBILITY SUPERVISORY PPOVISIWF . ACI-L'EEVEMENI‘ V-DRK ITSEII‘ ~ VDRK'L'NG CONDI'I'IPNS 551.001. POLICIES Achievement . 587 18% Recognition 1224 38% ‘ Responsibility 420 13% Growth 143 5% Work Itself 206 6% School Policies 232 7% Supervisory Provisions 246 8% working Conditions 142 5% 1‘1sz 4-1 132 ‘mmnom MESSAGES murmurs BY CQ’IPONENT 1250 1200 1150 1100 1050 1000 950 900 850 800 750 700 650 600 550 500 450 400 350 300 250 200 150 100 Achievement 587 Recognition 1224 Responsibility 420 Growth 143 The work Itself 206 School Policies 232 Sugervisory Provisions 246 ' Work Conditions 14 2 ELMOUD Figure 4-2 JNEDNEIASIIIDV NOIJJNEXIIEIH XLI'TIGISNOJS’EIH d'TEISLI )RIQ‘A GIRL SNOIJJCNOD yum SNOISIAOHd RIOS INEdnS ‘ 700 675 650 625 600 550 133 - ‘I - - - — Female Admii'fistzator Male Adnfinistator Cormonent lg Achiever‘axt 323 Recognition 588 _ Responsibility 194 GIOWth ' 103 Work Itself . 29 School Policies 132 Supervisory Provis. 134 Work Conditions 70 In: 264 686 226 40 177 100 112 72 HZMSM