This is to certify that the dissertation entitled COMPREHENSIVE SIMULATION MODEL OF A TROPICAL DEMERSAL FISHERY: RED GROUPER (Egineghelus morio) OF THE YUCATAN CONTINENTAL SHELF presented by has been accepted towards fulfillment of the requirements for Juan Carlos Seijo G. i Doctoral degreein Resource Development ? Mm A Majorprofeaor Manfred Thullen 1;, .l M choher 29I 1986 I MSU i l RETURNING MATERIALS: Place in book drop to remove this checkout from LIBRARIES your record. FINES will be charged if book is returned after the date ‘ stamped below. l 'nao7mfl AV 9 3:? ND "(3 Z? Ti'ENSIVE SIMULATION MODEL OF A TROPICAL y. :IL FISHERY: RED GROUPER (finineghelug genie) OF THE YUCATAN CONTINENTAL SHELF BY JUAN CARLOS SEIJO G. A DISSERTATION Submitted to f Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Resource Development flarer' resent inSC"l the :15' of this ..: " } Olmulut~ instituti: n‘; i: . “ Rid}. Gpplled {O 'Czif'N '.‘ : --'.' ;‘ "c- -v-.t 6““ M‘r (12135111113: res-1:2» or ‘9'.“ Km a w t- following steps were taken: (a) («ten or "“1 OJ rd suaiatqe: .3 OLI32 aOJRAa HAUL 689? ABSTRACT Wuaeounsususxvs SIMULATION MODEL or A TROPICAL mu FIS‘HERY: RED GROUPER (magnum min) .bonductlrl OF YUCATAN CONTINENTAL SHELF snaiyv.= ' BY and Juan Carlos Seijo G. Management of renewable resources such as ocean fisheries, is a complex process requiring understanding of resource biology and ecology as well as the economic and institutional factors affecting behavior of fishermen as resource users. Different approaches have been used to aid decision- making through modelling efforts such as: the surplus yield approach, the bioeconomic approach and the dynamic pool approach. It is also recognized that the approaches mentioned above involve only a partial conceptualization of the fishery resource system. Therefore, the major objective of this dissertation was the development of a comprehensive simulation model integrating biological, economic, and institutional factors. The systems simulation methodology was applied to model a tropical demersal fishery: red grouper (figlngpnglgg nmgjg) of the Yucatan continental shelf. The following steps were taken: (1) identification of . the fishery system. (2) design of causal and block dia;rwrw“ T-’""* as .. 5“ Clfif-llliilfi'lHCO it? JAKEEHJG .Tian': " We; Juan Carlos SeiJo G. ‘Iaalysis to estimate confidence intervals for model inputs and important performance variables, and (9) conducting simulation experiments to observe the impacts of alternative management strategies. In order to deal with the uncertainty inherent in ocean fisheries, random variables were generated with an exponentially autocorrelated probability density function. This modelling effort involved the design of a feedback loop to estimate population structure and recruitment over time. Concerning fishing effort, the distributed DELAY model was applied to model vessel entry and exit to the fishery. The comprehensive nature of the validated model allows for observing the dynamic behavior of performance variables such as fish biomass, fishery yield, net revenues of different types of vessels, direct employment, availability of seafood in coastal communities and export earnings. ACKNOWLEDcEvga': ' A Dimitri " ‘fl1880rtatluu suggesticr Dr, '.' ~ DEDICATION Sta rTo Cecilia, Juan Carlitos and Adrianita who always have i. been a source of love and encouragement. experzr -. prevention a: i To the Inafz‘u': ' -_L .~ L . . .. , Lute r-«~= ..'.).‘.,'?. .z. a ,g, I —-- ~.. -‘figdur1ng the different stages of my doctorfi ACKNOWLEDGEMENTS ‘3 wflghrto express my deepest gratitude to Dr. Manfred 'flissertat.:: ”Shullen for his motivating guidance, support for a broad :;::;;ic development, and friendship. CC: 1 sincere appreciation to Dr.Danie1 E.Chappe11e, my‘ dissertation director, for his detailed reviews and useful suggestions during the development of this dissertation. To the guidance and dissertation committee : Professors Dr. Daniel E. Chappelle, Dr. Manfred Thullen, Dr. Milton Steinmueller, Dr. Thomas Manetsch and Dr. Lawrence Libby for their academically stimulating comments and suggestions during the development of my doctoral program. I also wish to manifest my gratitude to the Graduate Affairs Committee for the opportunity to learn , as a Teaching Assistant, from distinguished faculty of the Department. To The Thoman Foundation which funds The Thoman Fellow Program For The Prevention of Hunger and Malnutrition and Dr. H.C. Bittenbender its leader for the opportunity of experiencing a multi-disciplinary exercise for the prevention of famine in the developing world. To the Instituto Tecnologico de Merida and Instituto Nacional de la Pesca for their financial and logistical support during the different stages of my doctoral program. To the staff biologists and administrators of to," ‘ ' 37V?H3CCE.HVHXDA o ;‘u as iaiw I .. v, n A l. .4. {~31 neiIudT "i‘l’JbBDS .1; :o assess Jnsauliib 933 gnzaub ‘riq;tr ,9P§ bus eds! . Helm typing of manuscripts of this :‘75‘ EiSSértation figures. To Jose Almeida who helped to "iiitggkfishing effort information. To*tverardo Pech, Eustaquio Canche and Don Roberto Pech for providing valuable insights concerning fishing effort of traditional coastal communities. A number of good friends and colleagues were sources of encouragement and stimulating discussions. My sincere appreciation to Omar Bagour, Carl Gibson, Joel Lichty, Pedro Montanez, Pedro Herrera, Herberto Gutierrez, Elias Daguer, i Armando Molina, Miguel Sarlat, Ruben Encalada, Jorge Zavala, Julio Segovia and Mario Gonzalez. Finally, I wish to express my gratitude to my father(+), mother, and brothers Jorge, Emilio (+), Jose, Eduardo, Miguel and Alfonso for being motivating forces in different stages of my educational life. r. .4. l . . ....--‘\.y.s-;s.0000 l 5 .IA 3 Yeiasadsda sue C3 ISITi’)‘-';a-_) - .. 'x . ‘. "'h 1 l - .01" of 3011 fled: P3l163*9331b -,~.,‘,y . c 3.’:;wg1b . l r r ‘r' . .. '33 TABLE OF CONTENTS CHAPTER I. INTRODUCTION............ ...... 1 . Law of the Sea Treaty: Rights and Obligations.... 2 ' Common Property Resources ....................... 5 . Exclusion Costs and Free Rider Behavior..... 6 “ f Transactions Costs.......................... 8 Mexico: Ocean Fisheries Policies................. 11 1 Impact Analysis of Fisheries Management Q; Strategies....................................... 15 » Study Objectives................................. 17 Research Approach................................ 18 CHAPTER II. REVIEW OF THE LITERATURE....... ...... 20 1‘. Population Dynamics and Biology of The Red 9 Grouper (E pigeph elu s ngjo). ................ 20 ’ Habitat.............. ............. 23 '. Spatial and Temporal Distribution........... 23 Depth Distribution.......................... 24 . Seasonal Abundance......... ................. 24 ‘,-; Temperature of Occurrence of Red Grouper.... 2a 1 V Reproduction, Recruitment and Growth........ 25 Predation and Fishing Mortality............. 27 Stock Assessment............................ 27 Fisheries ModellingQOIIOCOICODIIUOIIOOCIIOCIIIIII 28 l Surplus Yield Model......................... 28 ifh , Advantages and Limitations............. 29 #.3+ Assumptions......... 3O 5,; h Extensions of The Surplus Yield Model.. 30 '4““ I 'Bioeconomic Models of Fisheries............. 31 gflp r Open Access Equilibrium................ 32 hi 3 ' Open Access Equilibrium of Multispecies W. ; Fisheries.............................. 3H if ‘h Regulated Equilibrium.................. 42 m. w Fisheries Dynamic Pool Approach............. ”3 NJ‘N AssumptionSUIIOCIOOIIOIO IIIOCIOIIOIIIII ”7 Extensions of the Beverton- Holt Model.. #9 Fisheries Management Alternatives........... 50 Regulating Catch Composition........... so _75 ‘1 Regulating catCh size-assassssssneossss 5° .» a”: ' l 1 Maintaining Efficiency in the Fishing :1. ‘ ,.‘_ -, Processes-oases... oases-assessesecseaos 5,1. y;:"““W.I Redistribution of Wealth,,,_,__.....b.q a.».r... . ........... l l l l J 1 , . co. .z.’ ......... 2,. u'.‘.(;.. lo~~n. » o~ . the: '931? . .aevir51.1o5. ,:;r=u he: osiisdai’ ..n: 13.: aor:;‘ 173;; gniisiugafi ‘o-asoqo a «31.: A“.I: :83 gal (filfiaoa as: at \onsri' :1. 3 gainissaian '—.'_4_O'I-Io-oocc Hoe-ease 901‘ _ .dsiasu to neidudi‘llm H" a». ‘31 n gt Fishing Effort Characteristics of Study “DIX hnezionOIOOOIIIIIOODOOOOOOIIOOOOOI‘IOIIIIDIQO . Systems Simulation Approach...................... ' vhf}. .System Identification-oassesses-loosesassess Model Decomposition......................... System Causal Diagram....................... Primary Data Sources........................ Secondary Data Sources...................... Mathematical and Computer Model... .............. Mathematical Model.......................... Population Dynamics of the Red Grouper. Fishing Effort and Catch............... Costs and Revenues Analysis............ Model Assumptions...................... Computer Model.............................. Model Stability........................ General Model Characteristics.......... Time Frame........................ Level of Aggregation.............. Functional Form of the Equations.. Uncertainty....................... Monte Carlo Analysis........... ......... Model Validation and Sensitivity Analysis........ Model Validation. ........................... Sensitivity Analysis........................ Simulation of Management Strategies.............. CHAPTER IV. RESEARCH RESULTS......................... Survey Results................................... Information Obtained from Primary and Secondary Sources........................... Stability Analysis............................... Model Validation................................. Sensitivity Analysis............................. Monte Carlo Analysis............................. Simulation Results............................... Red Grouper Biomass......................... Fishery Yield............................... Costs and Returns........................... Fish for Coastal Zone Consumption........... Fishery Direct Employment................... Resource Management Strategies................... Allocation of Exclusive Property Rights..... Limited Entry to the Fishery................ Minimum Size Regulation..................... Price contrOISIIIOOOOIIIIOIOOOOIIIIOIIOICIII CHAPTER V. SUMMARY, CONCLUSIONS AND RECOMMENDATIONS.. unmaryassssssooaaassessesassessaeoeoaooelocsekéj céncluaionssoasocssoooooooooelooteIOOOIOUmit- Data Collection and Analysis..................... «g. 1 W . V" gvuaz‘f f“'-“ *"‘ 1 O ‘ Y . "l V . - _:-'c .o a; 311'9?0613.3 310313 anidtli _ ...... ....... .... .................no!393 i 7 ............ . .. ...;xi; xii FC;JeLult3 ane3eta' ... .,.... ' r'- .‘:‘-,17 naitza ... .. .. . ..n , .4; 2 Isbnq ‘ ' t L I “'3 ‘(J 1 1" - l . I I w J N V '. i, a, : if, ..... 2;: “ET ES. . ...... eg‘ I.' ‘ .vsuguo--.o ..... " econvs.an ...... ,. r - 7&4..83fi3LE ;;,,w a . -. » A '" U "' “IL-.’...'.'. ...‘7';,17}> -.‘ \f _‘ ’ ...;a'i“..rd ...".‘I. ""— -—- «HA-«-11.: ....... ....e-ow:no§ sai1% é ";3§R QMn ZMOIZUJDRQD .Isansoa .V 8371153 .‘.':CO.OI's-so pg}, ._ ~.— ‘v'.:' “ ‘.. T“? v a ; ‘~_lmm>s.. OOMRUIER PROGRAM SIMERO................... W firsnmmifibw DIAGRAM OF COMPUTER MODEL............ ’ :PPENDME- MONTE CARLO MODE 0? PROGRAM SIMERO........ AEPENDJEX F. SIMULATION RESULTS........................ LIST OF: REFERENCESOOIOOU.0.000000.......IOOOIIIOIIIIII n V 7163 168 173 181 185 193 201 xmufll R...‘ .1; <3 "a~'s.‘:'=. ‘mflramr :a menu“ > 1 ...... .. . «autumn. . . . . .. ”:3 ”."'.‘7' :3 III‘IMB‘I‘H p .I ‘ZZC'HZQqA 1 .. . vzrwru .' '1' 11‘ ‘~. ..‘. .-., .‘e' _ ’ '_J-.»'h.'.'. LIST OF FIGURES ‘1 table Open Access Equilibrium....................... '2 Population Equilibrium Curves of ". 1 Hu1t189601es Fisheries...........u............ ‘ 3 Sustainable Yield Curves of Two Species....... 5 Maximum Economic Yield of i Multispecies Fisheries................ .. ..... 5 Diagram of the Main Processes modelled by the Dynamic Pool Approach to Fisheries Management. 6 Study Region: Peninsula de Yucatan............ 7 Red Grouper Fishery: System Identification.... 8 Major Components of the Red Grouper Fishery... 9 Causal Diagram of the Red Grouper Fishery..... 10 Block Diagram of Red Grouper Fishery.......... 11 Model Validation: Simulated and Actual Catch.. 12 Model Validation: Catch per Unit of Effort of Traditional Vessels................. 13 Model Validation: Catch per Unit of Effort of Modern Vessels...................... 1A Simulation of Modern Fleet Size............... 15 Model Validation: Simulated Population Structure........... .... ................ 16 Model Validation: Simulated Biomass by Age Group......................................... 17 Red Grouper Biomass over Time................. 18 Yield of Traditional Fleet: Red Grouper Fishery.................. . ................ 19 Yield of Modern Fleet: Red Grouper Fishery.... 20 Random Variable of Catch Equation of Traditional Fishermen......................... 21 Random Variable of Catch Equation: Modern vessels........... ..................... 22 Annual Net Revenues of Modern Vessels Targetingat Red Grouper. u.u.u.n.u.u.u. 23 Red Grouper For Coastal Zone Consumption...... 2n Direct Employment Generated by Harvesting of Red Grouper..................... 25 Resource Management Strategies: Biomass Effect................................ 26 Resource Management Strategies: Fishery Yield Effect.......................... 27 Price Control Policy. Effect on Net Revenues.. 28 Resource Management Strategies: Effect on Direct Employment................... Page Czfir‘t? R0 TaIJ .' 1". 1 l 1 A 3-3:“ a; 754....“ fig"; "‘31; 1*.” ‘ " ".~L‘k"n , ' 1“] en‘s, ‘w-x1n ..V ,. ”-’- -‘.1-: ‘- "~-~-u“15‘5J‘ «Jr-11132: " ....... t "‘ v3~"'3r 92:12:02.5}! 8: ...Jnsmgmqsu. 399110 no 308113 1 LIST OF TABLES Page 1 "{‘FBIOdk Diagram: Variables and Parameters.... 7n 1§Ore ‘ _Cost Analysis of Traditional Vessels....... 88 "' 7 r Cost Analysis of Modern Vessels............ 89 7 c; , ‘ Red grouper Fishery: Fishing F1eet......... 10" Effective Fishing Time per Year............ 105 <6 , Catch per Unit of Effort................... 106 ‘7 Error Analysis Expressed in 1 for DT: .5.... 107 ,6 , Error Analysis Expressed in 1 for DT:.05... 108 “9 Sensitivity Analysis: Effect of 10% Decrement in Initial Biomass, TFB(0) Expressed in 1. ........................... 118 10 Sensitivity Analysis: Effect of 10% Increment in Initial Biomass, TFB(O) . Expressed in $................. ............ 119 ‘ 11 Monte Carlo Analysis of Fishery Yield . by Type of Vessel, CATCHT(t), CATCHM(t). .... 121 l 12 Monte Carlo analysis of Net Revenues 1! by type of vessel, PFTT(20),PFTM(20)....... 122 j 13 Monte Carlo Analysis of Red Grouper ' Biomass, TFB(10), TFB(20).................. 123 . 1n Costs and Revenues of Traditional 1 Fishermen.................................. 132 j 15 Costs and Revenues of Modern Fishermen..... 133 g 16 Impact of Resource Management Strategies... 1H1 J 8.1 Values of Constants and Parameters......... 168 8.2 Initial Values of State Variables.......... 171 .thtracterzsr..c ‘ ; - - ' “T 1» ““9 N‘JR' ~‘fl-.: {i In C. (.1... ids? 3v TQ- .‘ FE! . . '.’- 1>d~ CHAPTER I INTRODUCTION Management of renewable resources such as ocean con“ fisheries is a complex process that requires understanding (it-'3. - .1), of resource biology and ecology as well as the economic and institutional factors that affect the behavior of fishermen _‘fII as resource users._ T 1* Developing coastal states like Mexico have .i substantially increased their fishing effort in order to provide their growing population with domestic protein rich 1 food. In addition, ocean fisheries are-also perceived as important sources of foreign exchange by most developing nations, which can help to alleviate foreign debt problems. In order to sustain the yield of fisheries resources over time and protect the fragile ecosystems in which they live, an integration of biologic, ecologic, economic and institutional factors is required to aid the decision-making process. Therefore, the purpose of this study is the development of a comprehensive model as a tool for fisheries resource management using the systems simulation approach. To deal with the factors mentioned above, the following topic areas will be discussed in this chapter: (1) the Law of the Sea Treaty and resulting property rights and )L . obligations of coastal states, (2) the inhorea -ih., coast. 1:, mgr/leteristics of ocean fisheries and the as a g 7 Hf‘ M 1 1 a: Tc 1 1 1.1 w . , l 1 fl ‘b ‘ l ,3; a, , 3’43 — 1. 292191;?“ 123 ,' ‘ .douo1qqs n;'-.- floliofi add .evoor — ' . . :1 r32" :jsaqsd: ?'~‘ ‘- ...A H usaaLnrlb a” .A Lila as )"8 3 qo' {ltsqowq 3.113 (S) 31569” has vdssaT 392 add 10 .eossae leases to saoissgzido 7.. 1 a > " ‘ I of its major fisheries and, (A) a brief discussion of the role that the systems simulation approach can play, when conducting impact analysis of fisheries management decisions. Finally, study objectives and a summary of the research approach are also presented in this chapter. Law of the Sea Treaty: Rights and Obligations In April 1982, 130 nations signed the Law of the Sea Treaty which included recognition of 200 miles jurisdiction to coastal nations. This newly acquired Exclusive Economic Zone involves a set of property rights as well as obligations that each coastal nation needs to satisfy. One rationale behind this treaty dealing with biotic resources was the international concern of over-exploitation of fisheries resources in the last three decades. Because of the common property character that existed before 1982, fisheries resources beyond the 12-mile Territorial Sea and Contiguous Zone were owned in common by all coastal States capable of harvesting them. This yielded satisfactory results under conditions of light use of fish stocks, which prevailed in most areas prior to World War II. With a few localized exceptions, biological depletion did not occur as a consequence of unrestricted harvesting in the marine fisheries. Qua------. _ . .. -.. 6 01m: iii-(‘1‘.g-J. .15.; species. 3"", . , . , ‘,> 1 ..— ". ,-. ?;v ‘- ,b.a e9 annex} Voism e3! Itmwf‘c 3:1? 151.1 9I01 1 '% ~d;faubnoo .E'".8199b u‘JE l 11 1 1 - C. r a. 9.. -, 1578:1/ , ‘1‘ .‘.’ L“:31'"" J A J - _ 1 - J d5;£‘ ,aXQQSe nail " a -*' . - ‘ u ‘ :- .. ~0'rv,,,x ‘ . . -...-.Azno aebnc sfiu55* wf“ ._ ~ _ A~114 aae.s Jcom nl bsiksvan Diauoiozfld .cnoidqsoxs heal “col 3 -J‘£_P;A ;*” '?($“% *4?- Wistdouac«(1982: 139) has pointed out: & ,‘oestsrnco the supply of fish was usually unlimited relative to demand, individual harvesters did not need to fear *Qxlrttzthat competitors would catch any fish that they left unharvested. Therefore, individual fishermen could ”decide upon an optional rate of harvest over time without experiencing undue pressures to overinvest in the short run in order to maximize their share of a finite supply of fish. After the Geneva Conventions of 1958 and 1960 that emerged from the United Nations Conferences on the Law of the Sea (UNCLOS I and II), many issues remained controversial. Among them were the concern of fisheries development and conservation. As soon as it became clear that the third UNCLOS conference, which started on December 3, 1973, would establish a 200 miles Exclusive Economic Zone, unilateral extensions began to develop at an increased rate (Ross, 1982). Mexico in 1976 was among the countries that claimed 200 miles of Exclusive Economic Zone (EEZ) before UNCLOS III was convened. It should also be mentioned that a large number of bilateral agreements had been reached between 1976 and 1980 between coastal states who wished to continue to carry out operations in those areas (Johnston, 1981). This was the case in the agreement between Mexico and Cuba concerning the harvesting of red grouper (iningnnglns mgz19)1 in Yucatan's Continental Shelf. Most of these agreements were designed to define the terms andnlgi;ifi efirgg‘. ' senditions under which vessels of one country could cou;s Tl infill 1' ." 1 1 b 0 . ‘ 1..» x’. _ ' ‘5 J 311.108 8‘ _ ' .r’v« i t J ‘W ‘ J17 esnia 1 f .l . a ‘ . Farah o3 .. ’ 3- 1 . .. 'e _‘ - .l 3 _ _:Ut I ‘1'.U , , 'i . 1 I I J- -_ .nodznnnll 9g Gears! neawdyd 7n-‘aa- . s ‘IQHOTQ 981 do JPv?-%'-c ,. "M'A.1I’da Llan'ISH‘QZr‘H'A ,7 . . - .Q g ‘ '~ \25l2& :;L:fiqanlg3) . N o: Dvnaieet 31$w einemee1ae seed: . I no 3° “’m' 59m «can notables .gi‘! 3“ A '. ‘ *-' :15 a T ‘ . a f ‘ .7‘ ,, - '*‘-'.~ I51) That maintenance of living resources in their EEZ was not endangered by overexploitation, (2) That populations of harvested species were maintained or restored to levels that would produce sustainable yield levels and, (3) That populations harvested and interdependent fisheries were maintained above levels at which their reproduction become seriously threatened (Johnston, 1981L Article-61 further established that another major objective of the treaty was to provide for the harvesting of the entire allowable catch of living resources within the EEZ; 'The portion in excess of the domestic harvesting capacity shall be made available by agreement to foreign fishing subject to coastal regulations" (Burke, 1983:31L The above statement implied a permanent obligation of coastal nations to conduct research efforts to determine the amount of fish biomass in their EEZ. Then, they must establish the portion of the exploitable population that could be harvested domestically and the portion that could be made available as surpluses to foreign fishing fleets, e reament. 11) t.. - t -lear used clause; the ,ope.rtion 1:139 predict in sets in; , R&%¢.V»H, through a yearly fish quota that would be established by -4 ‘ ’ e.-1n order to conduct yearly analysis of fish pqfifl$_; ~?‘ 3: tr :7' 3333““ 1933A . i ' . “f' ~> V"u?3~fl Isaesoo‘ r '_. . I .".' ’ ’19::1‘ ‘517 (f) I'll"? ‘H ‘1 i1 l I l I 1 1’ Iv J'.‘ an: arlm"s“ ‘ ‘ I 1 tum "s1“ (o « 9 y - 38$: noifinfuqnm & ‘ 1 , .4 7 ? ~ biped dad: noszog . .' ' H 0;“ J --,a .04: ' . 9. r’ a '%'ja 80181313 ”Elg‘fgfr .A‘ a, . - 'w .filffi ' V ‘J‘JLQEUE ’9 SE‘KI *iVE sham 96 C.-. We; as blu .J ow Jed J 61009 dell glassy s nguo1d: 1 ’ l. . .r" dynamic computer models to simulate the complexities of ocean fisheries (Grant et al., 1981; Allen and Mc Glade, 1986; Gislalon et al., 1982L Common Property Resources The problem of the 'bommons" has been widely discussed in the literature concerning open access to renewable resources (Harding, 1973; Gordon, 195a; Eckert, 1979L According to Howe (1979:291) there are two conditions for the existence of a common property resource: "(1) unrestricted access to the resource system by all those who care to use it, and (2) some kind of adverse interaction among the users of the [ecosystem]"(i.e” the creation of externalities among users). Fishing externalities are understood as external effects caused by individual fishermen but not included in their accounting system. Agnello and Donnelley (1976) have recognized three types of negative externalities in most fisheries: (1) Stock externalities. This type of externality occurs when entry affects the magnitude of fish population and hence the harvesting costs of other fishermen. (ii) Crowding externalities. Arise when vessel congestion on the fishing grounds increases marginal catch costs. (111) Fishing gear externalities. Exist when the type of gear used changes the population dynamics of the target species and associated bycatch. IN P '\,._ >“".er,dt,;h, «H . —. .1 . .. , , 1.‘ ~r ““0 a" . J . . - lfdes group size, another factor that may play an 'rtnnmirole in trying to avoid Hardin's (1973) "tragedy they do not calculate benefits of increasing harvesting rate apart from themselves. They rather behave consistently with the community shared objective of sustaining the yield of the fishery in question. This involves conditioning or adjusting the intertemporal preferences in resource use of each individual fisherman to those shared by most members in the community. This may take place when the level of overexploitation affects all fishermen involved and voluntary collective action is sought by most members of the community to prevent resource depletion. Jiisnllzanmiiansgasis Marine fisheries also involve high transaction costs which generate another source of attenuation of property rights that prevent the market from allocating fisheries resources over time in such a manner that net present value of the fishery is maximized. It should be mentioned, however, that when talking about net present value of the fishery, intertemporal choices of individual fishermen should be taken into account through different rates of discount reflecting different prices of time. The &tipmeaifi' ‘ .v refines of "traditional fishermen” (fishermen» .f l .a‘; . smell :~.;2‘..:;.-. ‘ ~- e:- . . .h ,7» ,_, ..~~: eebksol ,g- -: :3". 1.13310‘ Hml)? 9d, 16 ‘ u ob vsdd ‘15qs 1 ’Is‘fl? .bens::“au -' ,; a. , h . u ad: is eels: fast. . ,,,, ,. . .,,. . H aeflfitdail faublv.sn; r :9; ”,3 - .-. l N r ,yvadei? ,'gaios;$aassllzb i won: .. s Jsuooos o.nl news: ad bloods to eeoqu :nsaslllb anisosiles Jauoosth 3-Ilg 30:51va ”w .:-.1 :g .. 3:71- "Ace‘s-N f‘ ‘ \' '444 "" ,gdiertgiststus of the former. . (the. Thansactions costs involve a group of costs discussed ih°the literature as information costs, enforcement or péfldeing costs and contractual costs (Schmid, 1978; Randall, 1981). Ocean fisheries involve high information goats that result from interdisciplinary research efforts of biologists, oceanographers, fisheries economists, system scientists, among others, needed to keep track of (1) fish population dynamics, (2) spatial and temporal distribution of fish species, and (3) changes in physical and chemical factors that affect the distribution of fish in the marine ecosystem. Managing this type of renewable resource also involves gnfggggmgpt g; policing costs that result from enforcing fisheries regulations and protecting fishing property rights. Usually these costs tend to be so high that rights granted to future generations (through regulations that are aimed at sustaining and even increasing the yield of the resource over time) and to fishermen of today (through allocation of exclusive property rights) may become empty Hahn. ’ h"'Jlll'ociern fishermen" (those who use larger _ ft “and capital intensive fishing gear) because of the s. 153536 2310's. {1 ,arnamT ed: 30 al-zu agenda!) (SDQJ , , __» . , j , j l . _ h e fifign;,aloosd van ‘1':5 9,; , ,. .u “2. _ : : iv t‘. ~ . ..Li -? :6 h:ifii:./._€ I r.“ -p : b ' 5};1016 £3003 To eqvi . cod: ,isnsnsa n1" 4- : fi3,,f j,y.. ._ ‘ 4 ‘ . r. - x r 4 r . -3: ‘15,: .v ‘ ‘. ~ 4 1O ‘ sensing capabilities to monitor uses of ocean Finally, in cases of countries such as Mexico, where ' " ’.f~§there_have been legislative efforts to foster collective E forms of organizations in the fisheries sector, contractual .— gpgtg may become a significant variable. Costs involved in organizing a fishermen cooperative for voluntary collective , 1 action are usually substantial. An important analytical r” issue concerns identifying who pays for the contractual costs, the fishermen or the State (which fosters this form of organizationL The fisheries economics literature usually advocates the allocation of private property rights to individuals to overcome the depletion problem. Many regulatory schemes have been advocated to deal with this problem. Some can be .. n—aul—‘s m. classified as regulating catch composition and others as regulating catch size (Pearse, 1980; Scott, 1979). ‘ Some of these institutional structures have been applied by the Mexican government which has conducted a number of legislative efforts to sustain the yield of its major fisheries and at the same time increase welfare of coastal rural communities by allocating them exclusive Property rights to those fishery resources. To better understand how Mexico is dealing with the lsnagement of its fisheries (since Mexico is the case stuS‘fi ‘ /\ .lC av. !‘€- this research) one needs to review its his ‘ tion ng i;- 'n r- - l“ , _ _ .nis ““3 the falls .‘irl' " .1... ‘4'1-1‘1 , ‘ .. Uzi: 33mins: 510m91 B. .ean ‘ 9.. w ' ,‘\:IS«“.I] . Uil‘u 3‘ an1ot 9v£aufsxa man: 1~ susans iujtad OT osixsh sonic) M -- a)" ‘ ‘ £49me 5.9”; . .' " fps.‘ "-" seisedeil ed! lo ans-slants {In 9; .... 'Mexico: Ocean Fisheries Policies _The first Fisheries Law of Mexico was issued by ;::sident Calles in 1925 to regulate both marine and fresh water fishing. This law reflected concerns about the need for establishing closed seasons for different fish species, and the establishment of harvesting zones, coastal zones refuges and fish sanctuaries. In 1932, the Government of President Ortiz Rubio promulgated a new Fisheries Law, by which "The protection of the state was granted to fishermen organized in groups, with the goals of improving economic and social conditions" (Banco Nacional de Comercio Exterior, 1981:”17). The following year, by-laws governing application of this law were issued. "Reserved fisheries zones" and "common exploitation zones" were established. The former ,were to be conceded preferentially to collectively organized fishermen. The latter were to be reserved exclusively to fishermen organized in cooperatives so as to ensure their own subsistence (op cit., p.417). In 19u7, President Miguel Aleman granted exclusixg Light; to fishermen's cooperatives to exploit nine species of economic importance, among which were shrimp, oyster, queen conch and lobster (Departamento de Peace, 1977). 9 "19 After these laws were established, ”There. was £3 & 80126 5“,: H4 . ,a; 7-'-"5LYU " 95335 as to the of» ibglt of . i; ; r.“'—r’. ‘—' ‘ "‘ _‘ < A I . u in I I \ 'I v Leon}? 3L3h‘=~-“ l -:1 !HJ sonic oe caviisneqooo 2'10‘"t' daisy snows 1933331h¥fr a. '8) 1aaedo: b fl "signed; 1 . v':_"-.“"’ n. ' i' I .‘v - I «dT . ‘~‘b:es1§ I O wecsw ‘4 ,c .1' r _ n 24.- ' Marci,“ ”A a ‘.3- A3 DJ ,183:!0 ,qmiwda 919w .(TYQr ,eonoq ob Ln'4‘f. {91.51) J;'.‘ .133.“ ,. . - a - ‘nr .21 V19); - w”.- gpallocation of exclusive property rights, was V ,--..: a‘1ypturned into practical achievements" (Banco Nacional .dt ' fi Esmercio Exterior, 1981:”18). It seems that the 19“? 1t at thv J? '_ provision of exclusive exploitation rights given to “1% cooperatives for certain species, was not a sufficient :1- condition for them to exercise their rights and strengthen their organizations. High costs of excluding other fishermen who do not have the right to harvest these 1,1 specific set of species may have caused an empty right to be l 7 , conveyed to traditional fishermen organized in cooperatives. Additionally, high transaction costs involved in organizing 171 cooperatives, may have prevented many traditional fishermen from getting organized. 1" In the period 1971-1979, a series of laws were issued 7 by the federal government which included creation of a State “k. "1; 1. owned bank (BANPESCA) and a State owned corporation , -n'-1~1-:- (PROPEMEX). In addition, in 1982 the Mexican banking system , 1 .‘ became expropriated by the federal government. As a result, the public sector is the only financing source for fisheries ’- 1 1 2 investment projects. 2.7““ u :. It should also be recognized that at the beginning of Mexico's legislative effort in the fisheries sector, the federal government was hoping to achieve a change in performance via factor ownership transfers (e. 3" fish 1;, 04¢. ’ species Lgsgzygg for traditional fishermen), but failed 539111; . hmoosnize the total institutional framework . :12? 9°39 Broil 1.! 1.an £18le 1“ ‘ -1" Ls'; «1"»; 17141 1’1:- . r.‘ ...: " u .1 2;" ‘ 1 g 1 7 1; .2”: :1 .. ( . 7‘ 1 J I ’2... 3n;’1.1:,,“1: 1 1 . 9d: ,103991 ne‘“¢ _ .9 ‘—;.'<,‘f ( ‘ at 03:13:13 5 35'9‘311":5 ‘ , ‘ ,_ . , '1 - ~ ; 'r‘wsbs'l I ‘3) escianzw -:~~ , 1d! -3 4 15"1U‘G TOJDGi 5:1 oo1am10110q '.'an‘ n-{Iup1 nail Isnok1t0813 101 hgxggggg solace; ’ 3 is” ‘ ' ' ‘-Lt 13 legislative efforts, incomes of .s-; e ' f» tional fishermen may be reduced in the long-run, given ‘~th:t they have not been able, as yet to avoid the "tragedy .: he - 1: of the commons." Two of the reserved species for r "Hil1 CH_. traditional fishermen cooperatives,queen conch(§jjgmhg§ 3 81831) and spiny lobster (Eanuljrus gzsus) have been } reported as overexploited in the coastal area of Quintana ! Boo, Yucatan (Fuentes et al., 1986; Cruz et al. 1985M Harvesting of both species is being regulated by the Ministry of Fisheries. In addition, one major fishery of Yucatan Continental Shelf, the red grouper (Epinephglus mgnlg), seemed to have reached its maximum sustainable yield in 1972 and since then the catch per unit of effort has been slowly decreasing (Chavez, 1983). 9 A factor that may be affecting behaviors of traditional t 91 fishermen is the high injgrmgtign 32;; involved in keeping track of fish population dynamics and migratory patterns as well as information related to factors that affect fish ecosystem performance. Research and extension programs on fisheries ecosystems of different areas, may help reduce these high information costs. It should be recognized however, that all these efforts to reduce transactions costs faced by traditional fishermen require that they be borne by government, hence a subsidy from the government to the frishermen. People not interested in fish or equity prL ‘ finger an»: ' ‘ Y;,¢_z~~~ unwilling riders when paying thair, ”51%,;ygffl f1: cries sector h3§ -;_ , ~fi ’ , ‘ w 3 gal " ‘1 l i i 1 sour; ;' * b51333039" at 83309 eh013983121: : L"' ,; L“,-w- ' 1' ‘g eggpu 3d wad: 3:3: s‘ru,31 namusdci? 19' ng3.'°3 9d: soul tbiaduc 5 sons -,ern~*‘ , ‘ ' Kent . ~31: ,w -‘."e .Jnsmnjovop '11g1710815 nasal! “1:3- . ‘s'l a ,1"? : ,wevauod .1551: {d bass} ‘ I , programs, with the long-run objectives of prevention ”I! __ .. alihgffl ccurrent extreme malnutrition status of 19 million 1h :: at, in October 1983, issued the "National Food L1983-1988” This program began by first recognizing 1'9 Roxicans as indicated by their deficits in consumption of :alories and proteins. Second, the program addressed the gerious concern of the increasing dependence on basic food products from external suppliers. During 1980-1982, the import/total production ratio for basic food stuffs was, 19% for corn, 30.6% for beans and ”0.62 for sorghum. Food imports have increased substantially in the last 20 years. In the 1965-1969 period Mexico imported 283 thousand tons of basic grains, oleaginous grains and sorghum, while in the 1980—1983 period the country imported 20 million tons of the same food products (Comision Nacional de Alimentacion, 1983). It should also be recognized that Mexico's high rates of population growth have contributed substantially to this food deficit. One of the main characteristics of this food program, as contrasted to ones developed before 1982, is recognition of the increasing and relevant role that the fisheries sector may play in the alleviation of Mexico's malnutrition and foreign debt problems. In addition to agriculture, adequate management of ocean fisheries resources may provide an alternative nutritional supplement to Mexican food o‘- .1 [or and malnutrition. Ch LJC do. . 1 J .1 ‘.,.r: 9%... we fisheries 1soctor has; “"5 xx. m -. .~ , -33 ”75" - _ -na;«wfi g; ,inOI .2 y, . r‘-f39f no 1 ‘191100 :3 1369186 ‘6 69110100 'vot188 [016} n! I 1 -Ap‘u loc—- . obivowq {an c~rq'~"a” “W t“* . . .1 1‘ . gr nfi .TuupOOS “3:391 nsoist o: 3n9m9421U” ‘: y'fiz'H‘T " V ' _ ..’-< up .0‘.'I3L.-.’11‘JJ£5 “8 a_,J:=-v~ Q 33 fiffiiiqpldo had-sac: ed: d‘ ,- 41H .emo1ao1a - J ‘ ' x .. . . ' ' U?.«¢Jfi+~s . . ' ‘ _ .1: . '.- " ~ '.-_,.’ r,- .""’ " ' " .7 I ' I I -nlso, domestic fish consumption has increased .. substantially. Direct fish consumption increased 632 in the ”a”, ‘ ‘ ‘- é;riod 1976-1980 (Secretaria de Programacion y Presupuesto, filtf 1982). It should be mentioned, however, that in relative bki terms fish consumption represents a very small component of the average Mexican diet. This diet is based mainly on corn, beans and beef produced inland where the majority of the population has been settled for centuries. 1 This substantial and promising growth of the fisheries f sector requires a study of the biological, ecological and economic interdependencies involved in ocean fisheries resources in order to predict impacts of alternative resource management strategies. 1 Impact Analysis of Fisheries Management Decisions .y Fisheries resource managers lack information concerning fish population dynamics and information about the linkages involved between the alternative institutional structures (management variables) and the performance of the fishery system. Different approaches have been used to aid the .decision-making process through modeling efforts such as. ;;§tho surplus yield aDDPOSCh (Schaefer, 195A), the bios .. .. 'i' ..1e .0 - - ,- . .. ‘ « ‘ . J V m .‘ .. » Jr ...-)1 31.139!“ 505.00 - n - 4“ L l: A .2 \ I ' “ 1 1' I ‘VF IL . {19.4354 '41 5 ' . ‘sz 'wwr-mr-‘x' 1 1'.“ 352‘ 1'. .nmfavaz '; i ’ ' 3' . ‘L“ ”‘2‘ 9" ”‘8'” "’94 SL'Zzu’. .¢ ‘4 , 4 ~ " “’ ~-‘-‘""-'-I'1c 1 ‘5"9 slid -noisloob .15: ‘ - 3 Me Not! on}; 1.3;? ,_ J fldfitlti ackfiobom danced: essooxq gniiem ”g” '13: the use of system simulation to estimate the tra- This type ‘H i rhinos of alternative management strategies. ‘ ' fo $969111“ effort requires a W when!) that involves biological, economic, and institutional dimensions in order to provide integrated guidelines for renewable J ‘ resource management (Ervik et al., 1981; Walters, 1980). Concerning the need for comprehensive fisheries . modelling Richard C. Hennemuth, Director of the Northeast 5 Fisheries Center at Woods Hole, has pointed out: (Cited by Gulland, 1981) Successful management, the fulfillment of expectations, : V“ will depend to a large extent on adequate advice based 3 on good models. The simpler models include only one ‘1 effect. There are no interactions and multiple effects are ignored. Regulations of fishing mortality on a single-species stock assumes no interactions with any . other component of the system. i 1 Gulland (1981) further argues that few general ’ 1 descriptions of the complete fisheries management system i have been given in the literature and suggests that models ~fi of complete systems do not exist. Rather there are a number of models describing individual parts of the system; these , y can be grouped into: 3? H (1) Biological models describing fish stocks and their . 3 ecosystems. (ii) Bioeconomic models describing the interdependencies "t; ’ between fish stocks and fisheries revenues and Zfljf l 3‘ costs under a set of static equilibrium conditiena :fiii".3? ------ iheoretieal considerations have been r . ‘,» . a: 7‘ _2 f" 80.4.; :_ u, ..- “ Q: :l:e: \§ pffigdtv, t. I; . x J“ J45”: W3 Waswxigr mg: we '33?- JA .‘n- f q.0h " ' , . if i t ' ~ : 4 : . g M: 9am on: at. l' ‘ . '1' ’n ‘9 soul.“ V ‘1 ::I£9bo. 15D1o a! fi;"u0891 '1 Um: ‘I l A 1-2.” 2 2 may; . a. ' .’ 1 L .’; g'v‘ citoaabneqobwadn; 9i! 3'; La; 30 H19“' ~ I (u .'vu¢afi:otq (1:) .‘s‘--..:. M! W‘ i H.,wfinikti ‘fi~\ an . , , -...le.‘ -' 7’ ,- ,. q ,h..~ 11 1*, f ‘éf;§?? 3? It. a jupnu 0:30: , _ “A ‘ *".-"'-‘s.- , “..‘3. ., ' :‘raj. . g_ -" ' 'l. ::~¢~-'f’- =9 ’V'Q‘f 8.11-9‘18i'i bras en'ssjc. Aiez't fl'33ijd ' :%§1§ type of models would result in what Anderson an(Op. cit) calls "bioregunomic" models of fisheries. (iii) Hodels describing actual operations of individual lelements of the fishing industry ashore and at sea. :{IIt should be mentioned, however, that a balanced combination of "reductionist" and "holistic" approaches2 may allow the possibility of integrating biologic, economic and institutional factors needed to approach reality in the modeling effort. Study Objectives The major objective of this study is development of a comprehensive model that integrates biological, economic and institutional factors using a system simulation approach. Research results are intended to provide guidelines to decision-makers responsible for managing ocean fisheries over time. Also, the resulting simulation model may be of interest to the academic community interested in renewable resource modeling. In order to achieve the main objective, this research effort involves: (1) development of a simulation model of the red grouper fishery which specifies the biological, economic and institutional factors which may determine the h- . . «v > Q .10“ v r.‘ 1;dmoo ALB ' :11 ‘i . l } | 1‘ "v i :‘ ’ . 1 ! ' ‘L’q ’ d. 5 4 ' I ~ u ff To faint 263.953‘9 \v ‘ J "::.J i , . , .. . , ,isoxgoiciv an: as.v-* , , In . . ‘ 1U". ". '4 5'1: . 23:1... 1 ‘ ‘4'. wv \firn ", 9- m $6.2“66’9b 28m “Jig" u u. ,1, ;Jng;fu"!:;ani D15 ozmonooo ‘ . "7"‘5'1‘9‘91 «1.5“ . , 18 : idyfij 6060f the fishery over time, and (2) simulation of ‘jflrfiélanéctcritcria such as: 3 ' ‘ (i) Het' revenues received by different groups of fishermen over time. (11) Income and employment levels of coastal communities over time; (iii) Sea food availability in coastal rural communities. (iv) Level of fish biomass over time; (v) Fish export revenues. Given the above stated objectives, the following section ‘ discusses the research approach used in this study. Research Approach In order to achieve the above stated study objectives the research approach used in this study involved the following activities. (1) Review the literature on fish population dynamics, j especially for the red grouper in the Gulf of Mexico; (ii) Review literature on surplus yield and bio-economic \ models as well as dynamic pool models of fisheries. Also, review available regulatory schemes for ocean fisheries management. (iii) Build a system causal diagram representing biological, economic, and resource managenont H_M‘:,;r subsystems specifying interface variables that vgjgfpg -. _ I; o .. _u - - > '5. "_ the overall model; _ _ ... .’,;gkk“g—" ‘ Vt “.990 ’I-i'} 35.11:"ng ‘_'- ' "39W5lnnsm .‘. euthanelfi I.~'«".'w_’_."‘§“° “a“? mauve :5 onus of not“; . » (viii) (ix) (x) (xi) (xii) (xiii) (xiv) (xv) (xvi) v ) is.“ a r The above activities are discussed in greater detail in il'. . Chapter 1:1,.which_deals with research methods. ..byhtec‘ficrutur‘, .«m’ 7“!'-*.;x 19 ~wrcify system implicit form equations; ‘Interview decision-makers from the Ministry of rx Fisheries to identify their objectives and explore "is their alternative policy options. ‘- ‘Collect data from primary and secondary sources to (ya? estimate parameters and specify the fishery system '§,§§ of explicit equations. r'i Build block diagrams to represent the red grouper L‘fi! fishery and specify the corresponding set explicit h F equations. r g Develop a mathematical model for the fishery. K?“ Develop a computer program that represents the E jg specified mathematical model. (*4 Conduct stability analysis. W Conduct sensitivity analysis. 5 Apply Monte Carlo analysis to obtain a set of statistics which provides an estimate of uncertainty in system performance. Analyze model results. Validate the model. Run the model using different resource management strategies and analyze resulting performance. Derive conclusions and recommendations. v." r 5‘ . ”11". " {3“ k ...? PM :_ I ..vv‘n"... :. ' '5" I’ j 9' ‘ _ V . , ;:~v;!sw;s r131 #:41!qm. mudcvc [119018 N ,- ~3 ;'~.;‘-UUTP()93 uszvssdal j ,, _ . . ' ‘; x; ,J {affififata -511 insmsgsas‘ ~:~..~; .90flsmfiwiiaq p:‘-‘;-‘ j ‘ -3n0~33§bi13‘d:1d;15f 3,15, 74-: p. r. g « I H ,\ z 3 w J 1 1 . I 1 ,rls‘ei .. 1 I r‘ "- 04“";4‘ .‘Q 3'1 T A 1o 3 ‘ , 11- ,ntnvlvfifi - '- r' ' 5 ‘ 8604 an 1.0 fine ' '“r _ J . . V . . J i ‘1 f. v ‘ {‘ 53181183 zineui. u ‘ ' 19% .n3 at) 005 sandalua '#03 J 1 wow what obs. on so ‘ , V.-flufifi . =“8H {af'Ajr u " 'J— ~- ‘L" ‘ , “”L’ e one,~ 'fiu 7“. 1 ‘r‘ and “regain (1936) '1“ i6) ‘- k ,, rs ‘§3&hddepth of 22 fathoms range from 6f? to 65° F. During warm ”In“ 5 .aiieason, temperatures range from 63' F to 811' F with mean 67'F. prcavr e A In the southern Gulf, during cold season bottom temperatures at mean depth of 29 fathoms range from 7? F to 78’F with a mean of 76°F. During warm season, temperatures range from 68'? to 82'F with a mean of 77°F (Rivas, 1968L mystical Recruitment and my According to a study of the biology of red grouper, Moe (1969) found that this fish species is a protozynous hermaphrodite. Information concerning sex, aging and growth of red grouper presented in Moe's paper provided relevant data for the population dynamics subsystem developed in this study. It was also found that ecru ment occurs in the northern Gulf when young red groupers leave the near shore reef environment at about 30 cm of length at 3 years of age corresponding to attainment of sexual maturity. Length frequency distributions taken in the Campeche Banks fishing peaks at about 30 cm and sharply declines at H2 cm. This indicates that the Mexican Fishery is composed primarily of 1 to 3 year old fish on the near shore banks and excludes the older, large fish in the offshore deeper waters (Bardach, 1958; Solis, 1969). Therefore, recruitment of red grguper to the fishery in Yucatan's continental shelf ocean; V. . '1‘?! ".~ . ._f. " eh? '~\ A w . ,‘S- 3“. ' '1." ~E~U¥W <"V:;. V A .. -..q,- 7. .1: M'o' '2-‘f' . a v bin: sflwub .uuan =0 3‘1“”, v.,_'. y. «n: 1 emnma'r '4‘. ’30 d“ ‘7 a 1 . . . 1n 1:13W 29n414~eqn93 ,a . ‘9 , ‘~ . 4-«13uoa ed! 4‘ " - 4"?) ”89' u 'm a!” av 1‘86 ~ ; ufl asbuiz-xa has swim; ';~ . ‘ ‘n 9 8193.5? 19:1990 Bunkiti'fitz _, :13 ‘1: ti'iL]. 59:." 192310 sdd 3.":‘8;11_ ’ ”1 1‘ ‘th'xfl‘lon'l ,5‘1'4'131SL1T 4 -(93?T .3110? :839f ,doabnefl) =~-“‘t5.}‘~i;g _ . ' me a: non-n m: o: " .1)- .1, r r . .11 ,“1 x, ,~ - , - . '.'-'f - .. -.,,_ '.r~ 3% ‘ ngrfifiee‘ind provided upper and lower ‘mqyaeflinflftes. This recruitment intervaf fl 7 a5°t6fiou§= .‘ 'IO prer!“ ,- 1.3:" . 'q.‘ - V; ‘ ‘4 ‘cg... -’ 7. 677 ’311oule3 : 33.09 x 105 organisms 7m36,11g detfiryhgre: R = Average Recruitment !""Concerning growth, parameters have been estimated for l . M )‘~v.. 11., Fed grouper using Von Bertalanffy's growth equation by a number of authors. The estimated equations are presented as follows (Moreno, 1980:12). Doi et al.(1981): —O.159(t+1.21) 3 L:80.2 1-e (cm) W:0.0000138L (kg) Hoe(1969): -0.179(t+0.u99) 2.9294 L=67.2 1-e (cm) w=0.0000366L (kg) Huhlia (1976): -O.112(t-0.09) 2.5895 L=928.ou 1-e (mm) w=o.ooo1u791L (g) (14:2‘ ‘ ttin‘ wanna-2,: iéfiisl vaiue. :ar 1 I . UL". ’\ . . 1 I‘ l... , r. ,9 ,. ’3 ’. ‘43:. 1' ,‘ ... ,3 . iflfik Io predation mortality information was found for this species. With respect to fishing mortality, factors that determine the levels of fishing effort and corresponding fish catch are discussed in sections dealing with open access and regulated fisheries. In both of the above mentioned reports, fishing mortality was estimated in the interval of [.15 to .24]. The available information concerning natural and fishing mortality suggests the need for estimating both types mortalities for each age cohort in the population structure, in order to conduct meaningful %ohort survival analysism MW There are a number of total biomass estimations available for the Campeche Bank (Klima, 1976; D01, Mendizabal and Contreras, 1981). The latter provided a figure of 138,000 metric tons. This estimate was also reported in the second Joint meeting of the West Central Atlantic Fisheries Commission (Comision de Pesca para el Atlantico Atlantico Centro—Occidental, 1981:"1) It should be mentioned that for the purpose of this study, simulatiogfiggJVG .9..rfint will he conducted using the figure mentioned abog;uf” inflttnl ua1u0.lc; ldbu Y9 $.an 1117111311 m ~~::~:J has xsdsz.oneM ' a DJ " I A 1‘? r.g ! ‘1 1 ‘ n 19 snsq trawfi 3‘ w z“, I I f " . . " ; '1' :_.;:n5£Jf\ {3; '~ _ at “node :1 (HSH‘RN cu». .... - a“ “mk;_w - -.».n~u.tuat 39.:naLJA 0323n813A g I AM“ Ndu 30 veoqwq 9:1: 10"! can: beaoldan 3.!" m u3oubeoo ed 1 We :* ‘- ‘. “I- 28 This method involves a black box approach to modelling which is concerned only with inputs and outputs to the t I biomass of fish population. Biomass regeneration, :1 considered as a single process, is the basis of the first and simplest type of model, called surplus yield, surplus Illa production, or the Schaefer model (195R). ' Versions of the surplus yield model differ in their choice of exact form of the rate of change of biomass in the population (Pitcher and Hart, 1982). The most common forms are those developed by Schaefer, Fox and, Fella and 1 Tomlinson. Schaefer's (1959) classical model used logistic growth, an S-shaped curve, similar to Graham's (1935) model. k1 Schaefer growth of biomass is presented in equation (1): ....... = k are) (1- (mu/3..) - c (rm) (1) Where: 3(t) = Fish biomass in time t. %5 Maximum biomass which could be supported by the 11 ," m2;- ----1~2U- environment. k a hiomass growth rate . “.-.,E1~‘§!;§$ghxng mentality rate, ),,C.,“L‘ Kg? ‘~: , 1e1 '9 _ox its major and 2-2, .. >\ ' s ‘Si' -- ’0; 'h . 1' "9““‘ :‘_~{ L+i5f W .M'f 4_ 5‘ ~_. -...— .1‘ o .7,L_' .4 a . - g; 911.31119711' 9“ 1,4. leaks ‘ ,.‘ r ‘V I: 1 3739,01d .‘ 1 minus ‘ _ Hw ;1 J'n' " ‘ '.' ‘3)‘3 112116 d8é'f.-)."‘7‘ .‘1.’.1.$Z\6M Sma .Jnsmno1lvus New “we“ easiest", _ ->,~I I ,, T~‘ability coefficient “1 111g r; a, Fox's growth . ”hiuetton is the following: 1' infi‘ "’ x' ' ! dB(t) fl aka...- a k B(t) (-ln (B(t)/B°°)) - C(E,q) (2) .1 dt 1 Falls and Tomlinson (1969) developed a model version 3 l whose growth in biomass was continuously variable in shape, which involves fitting an additional parameter, m. ...... = k B(t) (1 — B(t)m-1/&n) - C(E,q) (3) According to Pitcher and Hart (1982:225): “It is crucial to realize that predictions of maximum and optimum yield from these types of models depend entirely on the exact form of the growth function, so it is very important to choose the one which best resembles the growth of the stock in question." and effort data, the type of information accumulated over many years in most fisheries. As Pitcher and Hart (1982:232) have pointed out: MSY (Maximum Sustainable Yield) is seductively easy to calculate, in fact no biologists need be employed‘in the fishery and managers do not even have to get the hands and feet wet in examining actual fish. issue Just as the assumption of a single biomass re; 11 ,‘IUnction provides the surplus yield app ,4, ' V'€13¢h£fl3n1134¢5.3flflmgt3 enc1-m1. ‘ its under are Aflxaniaaes and Limitaiicnsi The major practical advantage )‘ of surplus yield approaches is that they require only catch t f fiugiieal biological processes which actually generate “JLI:s; through time. It is well known that changes in Dialass are made up of contributions from the separate but 2;;sracting processes of recruitment, growth and mortality, which were pointed out at the beginning of this Chapter. In addition, population processes may be altered by different age structures in the fish population and age structure is also ignored by the surplus yield approach (Jensen, 1973L Assumptions. Some of the most relevant assumptions involved in the "Surplus Yield Model"are the following (Tyler and Gallucci, 1980; Zubey and Jones, 1978): 1. The model deals only with equilibrium yield, meaning that stock structure and age distribution of the catch have stabilized at the current level of fishing effort. Therefore, high rates of change in fishing effort levels will invalidate application of the model. 2. Biotic and non-biotic factors affecting resource ecosystem are assumed constant. 3. The rate of recruitment and the natural mortality rate are assumed constant regardless of stock size. n. The rate of population growth is assumed independent of the age composition of the population. to the catchable stock is not involved in the model. 5. The time lag between spawning and recruitment of progeny ‘- ‘,n . ~ ' “- 'c‘13nlotd [691 v <- ' . . A >3uo1d: . A I i H. a A ‘11: 1 ., ,_‘ Jflabdsq1.n. ~,_ , -9. . ‘1 J... .i‘ '4 . ', "v‘g'; _ J‘Tl ,2 g V‘. a ‘ . " "i'-L.iUVfi 235 ad: . 2- to 3m31uws-v b a. . n8 9 r. .m. m 'Va-a”,i' . Us_nasst nesa.9d gel 9mg: 951‘ .3 ' ' ‘ ”M “a at ”as; ’v. ‘, ._ . >.,_c‘- demons .‘ , ~' - 7‘3‘5 ) :_‘. ‘ ‘. < ‘ . . . "5-21 _‘dIal with multi-species fisheries, where multiple species 5::rbeing caught in the same fishery at the same time. idalter (1973) pointed out that the rate of change in biomass now was likely to be influenced by past biomass just as much, or even more, than by current biomass level. -Walter (1978) made a further important advance by considering the actual fishing effort which should be used when variable recruitment is incorporated in the Schaefer Model. -Beddington and May (1977) and Schnute (1977) included environmental randomness in the surplus yield model. -Hilborn (1979) and Uhler (1980) have compared Schnute's method with the standard estimation techniques using simulation approaches. They found that Schnute's method is the least likely to be biased. As can be observed from the above section, neither the original model nor current extensions of the surplus yield method, have developed the fishing effort function, C (E,q), more than specifying it as the result of constant fishing effort, E, and the catchability coefficient, q, using a particular gear. Wmum A Bioeconomic models of fisheries presuppose an: .) -- 7 -. _.—0. Mt.“ as)” _: fl Psbfisfxo (SYQi, :swoiiol as b C .‘3' ‘.-’.—.’ 3 ..‘Y’! ”3:. '0 Rune: 36:94 < '1‘: .54- ,f'lOfi‘.’ .1usg 151u0131sq “ relat iv‘ '.3E' equilibrium. Biological equilibrium of the fish stock ‘ Fm “‘Afittaoined when additions through individual growth and '"pp‘. - Efiocruitment are balanced by reductions through natural and fishing mortality. Economic equilibrium of the fishery is achieved when revenues equal cost such that there is no incentive for fishing boats' entry or exit. The two equilibrium conditions are interrelated because fishing mortality affects stock growth and because stock size affects catch per unit of effort, and consequently revenue per unit of effort (Anderson, 198“; Clark, 1985» It should also be mentioned that another common denominator in the fisheries economics literature is recognition of the failure of market institutions to utilize common property resources in a way which maximizes individual benefits without exhausting the fishery itself (Gordon, 1954; Crutchfield, 1969; Clark, 1976; Anderson, 1977; Bell, 1978» In the discussion that follows, both open access equilibrium and regulated equilibrium are analyzed to illustrate the need for government intervention in the management of ocean fisheries. ngn Aggggs Eggiljbgigm, In models of market-oriented free enterprise economies, the fishing industry is characterized ‘by the following assumptions: :gg (i) Fish are homogeneous 5 7 {here are numerous vessels and be 'nal cost of prceuczn the V) l-'-‘ I .1: ~ 1: ‘l,7j.!‘flf" r'*«cioi& .nutndlliu a, « _ . - f :4 ‘thbs nsnw beat. _1 » 115 l I. VJ‘ALj‘ r ,1 -1nsoal -‘:f£ups .‘.0m '1‘. % J. J 7 I ‘ s ‘ 7 uklfei - -';anan seal bedoa;1c~3saa — ,. ’ , 15.830318113 81 \"1. auzln. wit-””1 ...,- . ( _ _ .a” 4;. . I .._ ,sn.mono:s 3a71Q193no :ssoisqnuees saiwoilolnldfi ‘ .:_J' M02 . P1 P2 I I AC1 L : ‘~D 0 C1 C2 Catch/t Figure 1. Open Access Equilibrium. (Adapted from Bali, 1980) The intersection of DD, the demand curve, and MC the marginal cost curve (Point e) is of particular interest At that point, price is P1 and the corresponding total revenue (TB) is P1c1. At that level of harvest, average cost is AC1 and T61 = (AC1)C1. Therefore, TR>TC and consequently at point e fishermen would be earning an economic profit well above normal. However, at point e, society through individual action has allocated units of effort so th at marginal cost producing the last fish is equal to what consumers are willing to pay. $91.2. 2.4. .2. 3 ', any production to the right of e is sot-apt: 34 called MEY or Maximum Ecggomic Yiglg. It should be mentioned, however, that MEY’is*un§tabl§ with a common property resource since TR>TC and fishermen are earning an economic profit. Since entry to the fishery is relatively easy, the above normal returns, economic rent, will encourage more fishermen to enter the fishery. Catch will increase thereby lowering prices and raising MC and AC. Entry will continue until AC = D at point f. When this point is reached, market equilibrium is attained since TR = TC. No entry or exit should take place and economic profits will be zero. Therefore, as most fisheries economists have pointed out, the free enterprise system will lead in the case of common property resources to overproduction and consequently to an excess number of fishermen and vessels in the fishery. As a result, with this excessive fishing effort the fishery may reach levels of exhaustion and in some cases to depletigg of the fish species. It should be mentioned that Open access equilibrium can also»be‘ana1yzed when considering multispecies fisheries, like in the case of the red grouper (Epinephelus morio) fishery of the Peninsula of Yucatan that also involve substantial amounts of catch of white grunt (Haemglo :3 alumierl) as well as yellow tail snapper (93mm; ELLX§2L1§), among other species. Ellen Assess Eggiligngmo; Multi species Fishegigs, May et 8141979), Anderson (1977), Pauly (1979). ROthSChild (1967) 35 recognized that in some fisheries the gear comes into contact with stocks of different species and, as a result, a mixed catch is obtained. This is usually the case in tropical demersal fisheries like red grouper using handlines and longlines in which a variety of other fishes (like those mentioned above) are also caught from the coral reefs and rocky bottoms of tropical ocean ecosystems. This is the case of a traditional fishery of the Port of Chicxulub in the Peninsula of Yucatan, which consists of a group of boats“ with non-discriminatory gear, harvesting fish from a number of independent species such as red grouper, yellow tail snapper, and white grunt, among others. The quantity caught of either type of fish depends upon the effort used the size of the respective populations, and the degree to which the fish species associate with one another. Each species may have a normal populatign equilibrium 93113 as represented in Figure 2. “Usually of 1-3 tons of capacity and 18 to 24 feet of length. 36 Population 4r She Populanon EquiHbruun Curve of Red Grouper E3 Fishing Effort/Unit of Tune Figure 2. Population Equilibrium Curves of Multispecies Fisheries. Applying Anderson's (1977) analysis of multispecies fishery to this case, we can observe from Figure 2 the following: (1) Without predation by man, red grouper will have a natural population equilibrium size cM‘ P1. Similarly, the natural population equilibrium curve of yellow snapper will be P2. (11) with fishing effort E, a new equilibrium will be reached, at lower population size, like P3 and Pu 37 respectively. (iii) When fishing effort reaches E2, the stock size of yellow snapper will be zero but that of red grouper will be P5, (iv) When fishing effort reaches E3, the population of red grouper will also be destroyed. It should be pointed out that Anderson's analysis assumes equal catchability of the two species. The downward sloping shape of the population equilibrium curve reflects the resulting smaller levels of fish population as fishing effort increases. In the same manner we can also derive the sustained yield gpxygs for each species, using the surplps yiglg apprgggh discussed in the preceding section. The total sustainable yield from the fishery is the sum of those from both species. In Figure 3 we can observe that with fishing effort E1, the equilibrium yield of red grouper will be Y1- With this same level of effort, traditional fishermen will also be harvesting Y2 units of yellow snapper. Consequently, the total sustainable yield at this level of Y1 and Y2. The total revenue earned will depend on the relative prices of the two Species. The fishery will reach maximum sustainable yield, MSY, at the level of effort where the sum of the individual sustainable yield is a maximum. 38 ‘l Ynfld Sustainable Yield Curve Y1.---‘---- f Y - ----- - «- -I ------ O : : Red Grouper l I | I I a I I l I ' I I I l' - jIE1 |E2 .- | I l I l I I , E/T ll : . I 1 Yield : I I I I I I I I I l lSustainable Yield Curve . | I of I I Yellow Snapper I I I | I Figure 3. Sustainable Yield Curves of the Two Species Source: After Anderson (1977) 39 It should be mentioned, however, that to operate at MSY in a multispecies fishery makes even less sense than in fisheries of a single specie, because that criteria does not take into account the relative market values of the two species. This consideration leads to the representation of the Maximum Economic Yield criteria, MEY, which would take into account the relative prices of both red grouper and yellow snapper. As a result, we obtain a sustainable total revenue curve for the fishery by the vertical summation of the revenue curve of two species. This is represented in Figure 1L The shape of this curve depends upon: (H) the shape of the individual yield curves and (2) the relative prices of the two types of fish. From Figure A we see that the shaded area corresponds to the revenue earned from yellow snapper5. Beyond fishing effort 52, yellow snapper is exhausted and consequently revenue is obtained only from red grouper. The gpgn access piggcgngmic equilibrium of the fishery is achieved at that level of effort where total sustainable revenue,TR,equalstotalcost,TC1. 5Below the shaded area the revenue is derived from the grouper catch. U0 Population by ‘1 Weight POpulaflon Equilibrium '3 Population (Red Grouper) Equilibrium (YeHow Snapper) E2 ES Fishing El‘fort/t $ ‘1 TC ...-..---.-----...-....-1 E2 E3 E4 E Flshing Efl‘ort/t Figure 9. Maximum Economic Yield of Multispecies Fisheries Source: Adapted from Anderson (1977) “1 In a multispecies fishery, this equilibrium correSponds to fishing effort Eu (See Figure ll), which is greater than level 52. This results in the elimination of the yellow snapper fishery. Consequently, Open access equilibrium may lead to the depletion pf the gmallgg stpgk in a multispecies fishery. In addition, red grouper (the bigger of the two populations) will also be harvested beyond the point of maximum economic yield5 53. Fishing effort will be expanded to the point where TC equals TR‘which correspond toleffort Eu. It should be mentioned however, that in the case in which the relative price cost structure is such that the cost intersects the revenue curve to the left of E2, the open access fishery will utilize both species. On the other hand, if a cost curve still intersects the revenue cost to the right of E2, the use of government regulatiggs that shift the total cost curve to the left up to TC (see Figure I) may cause that: (1) the fishery utilizes the two species, and (2) the depletion of the smaller stock will be prevented. In addition to the analysis presented above, Wilson (1982) has discussed an institutional approach to the complexities of multispecies fisheries, pointing out the relevance of transactions costs and the form of organization. 6At this point, the slopes of the TC and TR curves are equal, and consequently marginal revenue equals marginal cost. “2 It should also be mentioned that a number of authors have applied the Lotka-Volterra model to multispecies fisheries to determine the possibility of existence of predator-prey relationships as well as competition. All of these analyses indicate the need for management strategies that take into account the high diversity nature of tropical demersal ecosystems. The need for government intervention to avoid the 'tragedy of the commons" which is more dramatic in the case of multispecies fisheries, leads the discussion to the next section which deals with recent theoretical developments of what is called "regulated equilibrium." Regglatgg Equilibcium Recognition of the need for regulating commercial fisheries to overcome market failure involved in open access equilibrium has resulted in a number of research efforts in the fisheries economics literature (Hannesson, 1978; Crutchfield, 1979; Clark, 1980; Anderson, 1983). In his "Preliminary Theory of Fisheries Regulation Development," Lee G. Anderson (1983:2) pointed out that: A theory of regulation development should focus on various aspects of the regulatory process so as to describe what can be called a cegglatory equilibrium position. Given the structure of prices and costs, the population dynamics of the fish stock, and ease of exit and entry, this equilibrium will be a function of the regulation techniques used and the way they are enforced. Even though Anderson recognizes that the important aspects of the regulatory equilibrium will be the level of output, the efficiency of production and the administrative “3 output, the efficiency of production and the administrative and enforcement costs, he fails to recognize what Professor Schmid (1978) has defined as "substantive performance" of alternative policy actions. Substantive performance is evaluated in terms of the distribution of wealth effects of available public choices. But before getting into the discussion of criteria for evaluating an ocean fisheries regulatory system, it seems appropriate to list some other goals that a society may wish to attain in fisheries management: (1) Maintenance of balance of payments equilibrium (ii) Reduction in structural unemployment (iii) Provision of recreational activities (iv) Regional and community nutritional improvements, The above mentioned desired outcomes of fisheries management may be used as system performance variables in addition to achieving bioeconomic equilibrium through time. WWMW In addition to the surplus yield and bioeconomic models discussed above for both independent and multi-species fisheries, more complex models have been developed to represent the dynamic nature involved in the management of renewable resources. The dynamic pool approach has been characterized basically by (1) the separation of processes which alter fish population biomass ix) be described explicitly as components in the model, and (2) the population age uu structure. The simplest formulation of the theory of fishing (Russell, 1931 - from Cushing, 1968), clearly identified the four main processes taking place in the fishery. Two of these, recruitment of new individuals (R) and tissue growth (G), added to stock biomass, whereas the other two processes, natural mortality (M), and mortality from fishing (F), reduced stock biomass. Pitcher and Hart (1982:251) developed a diagrammatic model of a fishery with the loss and gain rates correctly identified (Figure 5). The solid lines of Figure 5 represent £193 of biomass and broken lines represent influence; which alter the rates of change. It should be mentioned that net migration has been included in the diagram to make it more realistic. Each of the five processes in fishing could be broken down or decomposed into submodels, and a major issue in the modeling process is to decide how far this decomposition should go. It can be observed that the "recruitment sub- model" could be elaborated to include egg and fry survival and growth and survival of the prerecruit stages. Concerning recruitment of tropical demersal resources, Pauly (1986) suggests that one consider spatial differences in recruitment and seasonal fluctuations of recruitment. Natural mortality, representing losses to predators, senescence and disease, could further depend upon predators' feeding habits, pollution and spawning stress. Environmental Variables e.g. Temperature #5 Recruits _ R IIIII£IOIIMIIOIIIIIIOIIOIJ Growth Rate. G Recruitment Rate, R Neon-...; Carrying Capacity of the Ecosystem Y II...0......III-II‘IIOIOCICUIIICIII‘ Competition fo r food 5”“‘IIHICCOIOOOOIIOCCDIIW Stock Biomass Exploitable. A Environmental Variables V Reproduction Egg Survival Fry Survival and Growth Pre-Recruit Survival and Growth I...IIIIIIICCOCIIOOIIIIOIIIIIICCI-CUIIICCOIOICIIDI' POO".-IOIUIIIIIIIOIOIIOO: E nvironmental Factors Disease Senescence ’OII-UUIICCIIIOOCCIUCOCO-III...- Fishing Mortality Rate, F Management Non - BiOtiC I.....“IIRIIDIOOIIIII-I.........n... Factors Yield to Man. Y Natural Mortality Rate. N 1 ,t Ecosystem Net Migration §¢ CW... D C Biotic Factors D Figure 5. Diagram of the Main Processes Modelled by the Dynamic Pool Approach to Fisheries Management. After Pitcher and Hart (1982). Source: 46 The fishing mortality rate could also constitute a sub- model by making it a function of time varying fishing effort of different groups of fishermen which use different technology and consequently involve various levels of catch per unit of effort, CPUE. In addition, the number of vessels in the fishery may vary over time, because of the entry and exit mechanisms that take place when TR x TC. Net migration could also be further decomposed when making it a function of biotic as well as non-biotic factors which determine the spatial and temporal behavior of species. The dynamic pool models are based on the initial works of Beverton and Holt (1957) and are basically presented as a set of four integral equations, which lead up to a function estimating the yield from the fishery. -The first equation states that the total numbers of fish in the stock in time t, N(t), are given by the integral of numbers at all ages 1: t N(t) = -/. Ni(r) d1 (u) tr Where: tr - age of recruitment to the fishable stock. t the maximum age of fish in the stock. N1(t) = numbers of fish of i different ages. 47 - A similar integral gives the numbers caught, C(t), as: t C(t) =f F1”) Ni(1') dT (5) tr Where: tr is the actual age at first capture by the gear used in the fishery. Fi(t) is the instantaneous rate of fishing mortality on age 1. - The biomass, B(t),.of the fish stock can be calculated as: t /; Ni(T) widT (6) l“ B(t) Where: W1 is the mean weight of fish aged 1. - The total yield, Y(t), from the fishery can be expressed as: t Nth-j; rim vim wi d7 (7) 1" Equation (4) is the general yield equation underlying all dynamic pool models. In order to solve equation (u) analytically, Beverton and Holt hadtto make a number of simplifying assumptions and choose suitable functions for F(t), N(t), and Wi.' Aiiflmflfiignfi. Among the assumptions, the one that must be relaxed is concerned with assuming constant fishing mortality. It fails to account for forces that may influence harvesting behavior of fishermen over time. 48 This assumption might have severe effects on policy impact analysis of fisheries management programs, because: (1) In the case of marine commercial fisheries one of the most important controllable variables within the model is the fishing mortality or harvesting rate. This implies that when a comprehensive simulation model is run to measure impacts of different policy instruments, 1; may pggyigg migleadigg gutguts as a result of not taking into account: (a) sayingnmegta; attitgdes of different groups of fishermen regarding their intertemporal preferences in the use of fish resources. (b) The gififlecegt type; 9; technolggy used by the different groups of fishermen. (c) The Lgtgs 9; response of fishermen communities to institutional changes and innovations. (2) The sgcig-econgmic impact analysis of different policy instruments cannot be carried on efficiently when the social dimension of a model is highly aggregated if not neglected. This type of analysis is especially useful in countries where the government is playing an increasing role in controlling the use and development of renewable natural resources. For instance, it is fundamental to be able to measure the distribution of income and employment effects of alternative courses of action. ”9 fixtggglggg 91 the flgyectgg-Holt flgdgl. There have been extensions to the Beverton-Holt model, some of which are summarized as follows. -C1ayden (1972) simulated the fishing effort and catches of 15 coastal nations over 23 years.Ten dynamic pool models were built and run, each of which had 15 sub-models representing the fishing efforts of each of the fleets. Fishing mortality was assumed proportional to effort and constant over all ages in the fishery. -Garrod and Jones (197“) developed a simulation model for the Arcto-Norwegian cod fishery describing growth by a conventional von Bertalanffy curve but included a Ricker recruitment equation. -Walters (1969) also used a Ricker curve in the simulation of the Arctic cod stock. The Ricker curve used by Walters was not as complex as the version used by Garrod and Jones. Wilson (1979) used a randomized recruitment sub-model on a freshwater seine and trawl fishery. -Swartzman et a1. (1983) developed a fisheries management algorithm which included an age structured stochastic recruitment sub-model. This effort provides a significant aid in the analysis of fisheries that exhibit substantial environment-dependent recruitment variability. Smith et al.(1982) built a simulation model that incorporated the human dimension through a decision-making feedback mechanism.‘This modeling effort included some of the biological and social factors that affect fisheries resources and their use over time. 50 Fisheries Management.Alternatives Fisheries management involves a decision-making process that faces a set of regulatory problems that could be classified as follows: .Eflflfléflinzififl£h.Qmmxfiuiign In open access fisheries (unregulated fisheries) fish may be harvested even when they are too small, or fishing in certain locations at certain times may interfere with spawning and recruitment, thereby reducing yield that could be achieved with discriminating fishing, even with the same amount of effort” As a result, fisheries agencies in most coastal countries have imposed: (1) minimum mesh sizes and other controls on gear selectivity,(2) introduced closed seasons and (3) restricted fishing in certain areas like estuaries, to protect and enhance the productivity of fish stocks (Pearse, 1980). Essul§£l££.§§££h §iz§ The determination of the desired lgygl f catch is an important concern to fisheries management. It should be mentioned however, that in addition to the Maximum Sustainable Yield (MSY), and the Maximum Economic Yield (MEY) criterias discussed above, authorities in Canada, United States and other coastal countries have adopted the "optimum yield" criteria. The latter criteria has been developed to provide the maximum benefit to the nation in accordance to biological, economic and socio-cultural considerations. 51 In order to control catch size, coastal nations have usually adopted a variety of regulations that affect fists; snpnn; 2; fishing effiort. .But,tx>effectively manipulate control variables to attain a desired level of catch, it seems appropriate to first determine variables that determine total fishing effort and then consider the main types of regulations that affect those variables. As recognized by Anderson (1977), fishing effort is a function of: (i) The nnmbsr of fishing boats (ii) Their individual haryssping power (type of fishing gears) (iii) Their spspis; distribupipn, and (iv) The total time spent fishing. Given that the fishing effort is a function of the above mentioned variables, the set of regulations that seem to affect them may be classified as (1) Limited entry of fishery (Rettig and Ginter, 1978), (2) Gear selectivity, (3) Fish quotas, (A) Taxes and/or subsidies, and (5) Restricted fishing areas. Maintaining Erficisncy in the Fishing Prpcsss A third source of regulation efforts is related to the concern that most coastal states have of achieving and maintaining economic efficiency in fishing. The problem of gygrsxpsnsipn is often seen as one of too many vessels, but as pointed out be Pearse (1980),'Ht.is only a superficial 52 manifestation of the more fundamental economic problems of excessive employment of labor and capital, and therefore excessively high opportunity cost fishing." It should be mentioned, however, that whether labor inputs are or are not excessive is also a function of the socio- cultural context of the fishing community. This is the case, for instance, of traditional fishing communities which have a segment of the fishing industry exercising fishing effort for mainly "subsistence" purposes. Redistribnping Wssith Some countries, such as Mexico, have designed institutional structures to foster redistribution of wealth. This has been done tur allocating exclusive property rights on specific fisheries to groups of low income fishermen. In the case of Mexico, this allocation of property rights has fostered collective organizations by requiring fishermen to form fishing cooperatives to be subject to exclusive fishing rights and state subsidies. Other types of problems in ocean fisheries that have usually called for regulatory schemes include interventions to: (Scott, 1979) - Protect product quality - Improve working conditions - Prevent monopolistic practice In snnmary, there are four major sets of government interventions discussed in the literature of fisheries regulations, each of them attempts to solve specific problems of coastal fisheries. An appropriate combination 53 of interventions that regulate the composition and size of the catch, and maintain efficiency in the fishing process may be used to achieve spns goals of the regional community. However, as mentioned in the section on regulated equilibrium, there are other desired outcomes or goals that decision-makers may wish to attain such as reduction in structural unemployment, redistribution of wealth, etc. Inclusion of the additional goals as system desired outputs requires that alternative regulatory schemes be evaluated in terms of their impact on those performance variables. After discussing alternative modeling efforts and management strategies, the following chapter will present a comprehensive simulation model based on the systems simulation approach. CHAPTER III RESEARCH METHODS The research approach used in this study is presented through the discussion of the following sections: (1) the study objectives, (2) the study region, (3) the systems simulation approach used for the development of the red grouper fishery model, (A) data collection for parameter estimation, (5) development of mathematical and computer models, (6) sensitivity analysis and model validation, (7) Monte Carlo analysis for the estimation of uncertainty in system performance, and (8) simulation of resource management alternatives. Study Objectives Given the context of the problem, the main objective of this study is the integration of biologic, economic and institutional factors using a system simulation approach to provide emu operational. simulation model for demersal fisheries resource management. An additional objective involves conducting dynamic impact analysis to simulate the effect of alternative management strategies on a set of performance variables. These include red grouper biomass, fishery yield, net revenues of traditional and modern vessels, direct employment, food availability in coastal rural communities, and export earnings. 55 The following section discusses the study region selected for this research effort. Study Region: Yucatan Continental Shelf The geographical study region selected for this research project is the continental shelf of the Peninsula of Yucatan. Boundaries of this region involve both political/administrative and ecological considerations (see Figure 6). The area covering this region is consistent with the regionalization developed by the Ministry of Fisheries for planning purposes. There are ten ports included in this region: Celestun, Sisal, Chuburna, Chelem, Progreso (Yucalpeten), Chicxulub, Telchac, Dzilam Bravo, Rio Lagartos and El Cuyo. The major target fish in these ten ports is the red grouper (Epinepheips ngnjp). It accounts for 27.9% of the total fish catch in the State of Yucatan (Secretaria de Pesca, 198A). ‘The study region also takes into account the migratory patterns of this species and the fishing grounds most commonly selected by the different types of fishermen of this coastal area. mm MW bu 0 According to Rivas (1970), the depth range in which red grouper is found in the Gulf of Mexico is between 3 to 58 fathoms. In the Southern Gulf, about 70% of red grouper records extend from 25 to 33 fathoms. Juveniles of the red grouper population occur in shallower than the mean depth, while the adult population is usually found deeper than the L24’ ~23: :22' 5“”. ‘Eal 56 95°Iong. w 8'9" 88" 37° -21° PENINSULA - OF YUCATAN i Cllcstu'n 6 Chlcxlolub -200 2 Sisal 7 “it“!!! _ 3 Chuburnd B Dzilam Bravo 4 Choi-‘m 9 Rio Loganoa 10 El Cuyo 5 Progrggo Figure 6. Study Region: Yucatan Continental Shelf. 57 mean depth. Those weighing less than 3 pounds were recorded in depth of less than 15 fathoms, and those weighing an average of 11 pounds were taken at more than #0 fathoms. One interesting feature of this study region is the fact that different types of fishermen apply their fishing effort at different depths because of the size characteristics of their fishing vessels. Most traditional fishermen use boats with capacity of 1 to 3 tons and consequently tend to fish closer to the shore (usually at depths of 3 to 15 fathoms, where most of the juvenile population is found) as compared with fishermen organized in cooperatives or private fishermen which own larger and more capital intensive vessels. Eisnipg Efifprt Charagpsristics in the Study ngion This study region is characterized as hosting different types of fishermen involving different: (1) sizes of vessels and fishing gear, (2) levels of catch per unit of effort and, (3) age composition of the catch. The fishermen involved in the red grouper fishery can be grouped by type of technology in two major categories: those who use traditional fishing methods in small vessels (22 to 30 feet long) and those who use capital intensive technology in larger vessels (#0 to 75 feet long). Given that these two groups apply different fishing effort, they usually have different catch levels per unit of effort. (humently there are 1500 fishing vessels that have the characteristics of the smaller Type I vessel. However, it is 58 estimated that only approximately 970 are applying their fishing effort to the red grouper fishery. The rest are focusing on other coastal fisheries such as shark, lobster, anchovie, sea trout, snook, king and spanish mackerel, etc. Concerning the larger Type II vessels, approximately 230 are oriented to the red grouper fishery while the rest are targeting red snapper and shrimp species (Secretaria de Pesca, 1984). A more detailed description of fishing effort by type of vessel is presented in the survey results section of Chapter IV. The approach selected to study the above described fishery is presented in the following section. Systems Simulation Approach The system simulation approach is a problem-solving process of 'bbtaining particular time solutions of.a mathematical model corresponding to specific assumptions regarding model inputs and values assigned to parameters" (Manetsch, 1982:8-1). Shannon (1975) defines simulation as the process of designing a model of a real system and conducting experiments with this model for the purpose of either understanding the behavior of the system or of evaluating various strategies for operating the system. The primary reason for using simulation is that many models cannot be adequately analyzed by standard mathematical techniques such as Laplace transformation (Payne, 1982; Manetsch and Park, 1982). This is usually the 59 case when the interactions between variables are nonlinear or when random effects are inherent in the system. As recommended by Professor Manetsch (1975) there are a number of basic steps involved in the process of system modeling. They are discussed in the following subsections. Systsm Identificatipn This major step results from linking;the statement of needs and a specific statement of the problem to be solved, which was discussed in the above sections and is summarized as follows. In coastal communities in Mexico, located in the Peninsula of Yucatan, there are mainly two groups of fishermen. One group that could be described as "modern" iflsnernsn (fishermen cooperatives and private sector corporations) who use capital intensive technologies and more complex fishing gear, and another group represented by Jfirggjtipnsij fishgrmgn (fishermen of coastal rural communities) who use small boats and rudimentary fishing gear. The former base their fishing effort using state owned fleets or private sector boats. These are business oriented fishermen having as their major goal profit maximization. The latter group is involved in fisheries primarily for subsistence purposes. Another important actor in this fisheries community is the federal government represented by the Minispry pf Elahsniss. 60 The major goals of the Mexican government concerning the fisheries sector can be described as follows: (Secretaria de Programacion y Presupuesto, 1983:304) (i) To contribute to improvement of the nutritional levels of the population; (ii) To generate employment mainly in depressed or stagnant coastal regions; (iii) To increase the inflow of foreign exchange through exports of fisheries products; (iv) To promote regional and community develOpment to improve the standards of living of fisheries workers; (v) To sustain the yield (biologic and economic) of its major fisheries over time. Both groups of fishermen as well as decision-makers from the Ministry of Fisheries lack information concerning the population dynamics of the red grouper and impacts on the yield of the fishery over time resulting from their fishing efforts and regulations respectively. Figure 7 identifies the fishing system, including definition of exogenous and controllable inputs, design parameters, and desired and undesired outputs. 61 Environment Exogenous Inputs '0 Overt Controllable Inputs Sources (i) Goverment (i) Traditional and _ modern fishermen Overt Required Input: -Gasoline_ - Ice D - Bait.etc. Figure 7. Red FISHERY SYSTEM Red grouper population dynamics function of different (Fishing ‘Production groups of fishermen effort functions) -Bioeconomic equilibrium conditions 0- System Design Pa rameters Grouper Fishery: Desired Outputs - increase income levels - Increase nutritional levels — Reduce unemployment - Sustained yield of fishery Undesired Outputs -Fishery exhaustion -Ma ldistribution of wealth (fish resources) System Identification 62 Q_sir§g thppts. The system desired outputs are the following: a. Increase local income and employment in the regional community. This desired output is measured in terms of: -Direct income effect in the Yucatan fishing community by type of fishermen. Pesos/year -Community Employment Level by type of fishermen. Man hours/year b. Increase community food availability. -Community fish availability from traditional fishermen catch. Tons of fish/year c. Increase profit of both traditional and modern fishermen. -Net revenues received by type of fishermen. Pesos/year d. Increase export earnings. -Red grouper export earnings. Dollars/year e. Sustain the yield of the red grouper fishery over time. - Biomass level. Tons/year Endssirsd Quipygs. The fishery system undesired outputs and corresponding performance variables are the following: a. Dissipation of economic rent. -Economic rent by type of fishing vessel. Pesos/year b. Exhaustion of the red grouper fishery. - Red grouper biomass level. Tons/year c. Exhaustion of other species resulting from mixed catch. -Yellowtail snapper and white grunt biomass. Tons/year. 63 Envirpnnental (Exogenous) Inputs a. Weather conditions in the Gulf of Mexico. - Wind in miles/hour - Seasonal. bottom water temperatures. Celsius degrees. b. Government budget constraint. - Fisheries Development Bank budget to finance fishing vessels (pesos/year) c. Prices of red grouper for local market, processing and export market in pesos/ton and dollars/ton respectively. Overt (CpntrollapieQ Inputs. Includes variables that can be ganggsg during system operation to alter the performance of the system in providing desired outputs. (1) Ministry of Fisheries - Regulations affecting the size of fish caught. Minimum size of fish in cm. - Regulations affecting the amount of fishing effort. Maximum number of fishing vessels/year with specific types of fishing gear. - Allocation of the Ministry of Fisheries budget for: (1) financing vessels and fishing gears, (2) research and extension programs, (3) public investment in coastal infrastructure. Pesos/year. -Direct investments in fishing fleets. Pesos/year. (ii) Traditional and Modern Fishermen - Amount of time dedicated to the fishery. Days/year - Type of fishing gear used. 6U - Exit and entry to the fishery. - Number of fishermen per boat. Man-hours/year - Capability of changing to another fishery if necessary. - Willingness to use new technology if available. - Conservation attitude of different groups of fishermen representing their intertemporal preferences in the use of resources. Overt (Necessary) Input . Inputs necessary in order for the system to function. This type of input basically includes gas and oil, fish bait, ice and food. They are an important component of the fishery variable costs. Essign Parameters. Important decision variables which are attributes to the system structure and have an impact upon the system desired output. a. Selected classification of groups of fishermen according to their fishing technology. b. Production functions or fishing efforts of different types of fishermen according to size of vessel used (length in feet), effective fishing time (days/year), types of fishing gear, and labor (man-hours/year). 65 c. Red grouper population dynamics - Application of the "cohort survival method" (Ricker, 1975;Isard, 1975; Pitcher and Hart, 1982) taking into account the dynamic behavior of fishing mortality. -Red grouper size in length and weight as a function of biological age using Von Bertalanffy growth equation estimates for red grouper of Yucatan's continental shelf (Doi et al., 1981L After the system was identified, the model was decomposed into subsystems in order to handle its complexity. Mode; Depomposition This model. was decomposed ixfix: three system sub- structures that interact to provide the overall system its unique behavior. Figure 8 shows the red grouper fishery system decomposed into three interacting subsystems. Figure 8 emphasizes the interface variables, which are the outputs of one subsystem that acts as inputs to the other subsystem(s). As shown in Figure18, interface variables between the biological and economic subsystem are fishing effort (t) and fish catch (t). Interface variables between the economic and institutional subsystem are export earnings (t), net profits per type of vessel (t), employment (t), management policies and regulations. Finally, fish biomass (t) becomes the interface variable between the biological and resource management subsystems. RED GROUPER 66 FISHE RY SYSTEM Water Mature . Stock of Fish Availability of Biological B'Omass 4 Nutrients SubsyStem Fish Biomass(t) Weather Fish Cetht) Fishing Effort (ti Export g Distributional Earnings (tl Resource Impacts Management -Nutritional Subsystem Impacts Profits by ssel ment( Typelt Management Weather Policies and . Regulations (1) E c o n o mic - - i Flsh Prediction mgtg°gd Subsystem IL Price of Fish __ Net L _ Revenues Figure 8. Major Components of the Red Grouper Fishery. 67 WWW The above system decomposition is presented in more detail in the system causal diagram shown in Figure 9. In this causal diagram, solid lines represent flows of fish in kilograms, solid lines with a $ sign on them represent £l2E§ p; pssps, and broken lines represent infipsnpss which alter the rates of change. In the left side of the diagram, the biological subsystem is expressed with the four main processes that determine the amount of fish biomass over time: recruitment and growth that add biomass to the fishery and natural and fishing mortality that reduce the level of biomass over time. These four processes are further specified by including variables affecting each of them. In the economic subsystem fishing effort is made a function of the type and number of fishing vessel and fishing gears used, the number of effective fishing days and labor per type of vessel. Total costs involved in the different fishing effort functions are obtained by estimating the corresponding fixed and variable costs. Total revenues result from the catch allocated to local market and processing. It can also be observed from the diagram that a component.of the catch goes for subsistence consumption in the coastal communities. Exit and entry of different types of vessels is also represented in the model through linkages between net revenues and number of vessels. 68 BIOLOGICAL SUBSYST EM PHYSICAL CHEMICAL FACTORS o ........-....-.J PREDATION MORTALITY AVAILABLE NUTRIENTS NATURAL MORTALITY PREDATION SENESCENCE TEMPERATURE MORTALITY MORTALITY LEGEND flaw of flch flow of monoy ------------ flow of Inform-clan nouns 9. RED enoupen FISHERY: '. . ... ‘. '- ... . v POLUT ION MORTALITY DISEASE MORTALITY SPAWNING STRESS MORTALITY SYSTEM CAUSAL omenm, ...... I FISH CATCH :5 I ans-... .. Ont-"......“ "- . . / “‘""““‘k....... I FISHING EFFORT rip—c... . DEPRECIATION ...-IOU". RESOURCE MANAGEMENT SUBSYSTEM EXPORT PRICE PRICE CONTROLS TA X ES on SUBSIDIES 69 In addition to biomass level, fish production, net revenues by type of vessel (and corresponding technology) as well as how those revenues are distributed among different groups of fishermen are input variables to the resource management subsystem. With these spinpis, the resource management subsystem rssponse involves allocation of property rights and regulations that affect both the composition and size of the catch, i.e. influences management decisions of private firms. In order to conduct quantitative analysis of the relationships presented in the causal diagram of Figure 9, data were collected to fit equations and estimate model parameters. Data Collection and Analysis Data were collected from both primary and secondary sources to estimate parameter and fit equations of the mathematical model that will be presented in the next section. Elfinary Data Soprcss Primary data sources were used to obtain information mainly about traditional fishermen, given that there was no information available on their fishing effort and catch as well as their cost and revenue functionsc As a result, a survey was designed and implemented in the study region. fiflrvgy Design. In order to obtain the required data, a questionnaire (see Appendix A) was developed and applied in 70 four of the 10 ports that allocate fishing effort to the red grouper fishery. The ports selected were Chuburna, Chelem, Progreso and Chicxulub. These ports were chosen because they host most traditional vessels involved in harvesting red grouper. The sample size was estimated using information from a presampling effort conducted in the port of Chicxulub. From this data set, the standard deviation of relevant parameters such as effective fishing time, number of fishermen per vessel and fish catch were used to estimate sample sizes and select the larger sample. The standard deviation that provided the larger sample size was the one associated with effective fishing time and this was the sample size eventually selected. Therefore, in order to be (1-a)% confident that the error li-uidoes not exceed a value d, the required sample size from an assumed normally distributed population is the following (Battacharya and Johnson, 1977): Zqé. 0 n = ........... d Where n = Sample size (1 = Significance level Zq%= Value obtained from the normal probability table. a = Standard deviation d = Specified error bound i .-. Sample mean C : Population mean 71 For a 95% confidence level (a :.05), an error d::.30 of an hour and a standard deviation 0 = .816, the required sample size estimated was n = 28. It was obtained applying the above equation: (1.96).816 2 After the sample size was determined, a list of traditional fishermen was obtained from the Ministry of Fisheries branch in the State of Yucatan, and a number was assigned to each fishermen listed . ‘Then, in order to give each member of the population the same opportunity of being included in the sample, 28 random numbers were generated from a calculator and used to select the fishermen to be interviewed. When the survey was being implemented some of the randomly selected fishermen were not available to be interviewed. In these cases, additional random numbers were generated in) select substitute fishermen to be included in the sample. mm Data M5 c For information concerning modern fishermen, datawere obtained from a fisheries research institution located in Progreso, Yucatan (Burgos and and Lope, 198“). It should also be mentioned that to supplement these data, interviews were conducted with 'modern" fishermen of Yucalpeten (where landing of vessels takes place) mainly to obtain costs and revenues information. In addition, information was also obtained from government publications 72 dealing with fisheries statistics (Gobierno del Estado de Yucatan, 1983; Secretaria de Pesca, 1984; Secretaria de Programacion y Presupuesto, 1982). Mathematical and Computer Model A more detailed statement of the system is presented in Figure 10, a block diagram for the red grouper fishery system. The purpose of the diagram is to explicitly define: (Manetsch, 1975) a. Model components in terms of their input and output variables. b. Interactions among model components in terms of specific variables. 0. Model exogenous variables and their points of impact upon the system. d. Policy variables (controllable inputs) and their points of impact upon the system. 6. Performance variables to be used by decision makers to evaluate system performance. This block diagram also facilitates analysis of a complex system of equations where multiple interactions are involved. 'To follow this diagram, Table 1 presents a definition of variables and parameters of the diagram and their corresponding units of measurement. SRiCDII-DRm (FFi>_1(t)‘SRi_1(t)-FPi(t))dt FPi CD in 1 fig: 7 {—1.} AT“) _Rll MC 0 dCAT 0:1'fl1-BAFCI) 1 BAFCD I 1'1 I TRTCD PT; /J_‘| [HF [m FBiCt) 1~MR SS NBORN(t) n ( AFP(t) 12>? 31 = 0:1 HF +R1l-BAFG) PFTTCD TPFTT Ct) decision block 2 EM PCt decision T block IFBE MFVCt) TRIPM+R4itl n + '=3 /LVM:7 l MFVCt) DF R2 ‘ TI . I L4 l3 CMiCD CAM(t):{ 0:2 DF 2+R2‘BAFCO' L CAMCt) Rnl . PM- _EML, PE 1., ' ,fl2 d.TCM_[ 72 ”I 1 ]{CAM(t)_R2, M020) 9 dCAM [GQ'BQ‘BAFCI)JllUQI_ BAFCt) 72 E‘ TCMctl (2)-FA + EERG (t) FAC Ct) 7n Table 1. Block Diagram: Variables and Parameters Unit of Symbol Description Measurement ACCi Composition of foreign vessel catch % by age i ACTi Composition of traditional vessel % catch by age 1 ACMi Composition of modern vessel % catch by age 1 ACTFV(t) Number of traditional vessels entry #/t or exit per unit of time t ACMFV(t) Number of modern vessels entry or exit per unit of time t #/t a,, 6, Production function parameters kg of traditional vessels a,,IL Production function parameters kg for modern vessels AFB(t) Adult fish biomass in time t Tons AFP(t) Adult fish population in time t # of fish BAF(t) Relative biomass availability 1 factor in time t CAM(t) Catch of modern vessels per trip Tons/trip in time t CAT(t) Catch of traditional vessels Tons/trip per trip in time t CATCHT(t) Total catch of traditional Tons/year fishermen in time t CATCHM(t) Total catch of modern fishermen Tons/year in time t CC Total catch of Cuban fishermen Tons/year based on a yearly quota CCi Fishing mortality by age 1 z/Yea’ from Cuban fishermen catch 75 Unit of Measurement CTi DELI DEL2 DF DRi(t) DT EERG(t) EGG EGGS(t) EMI EM2 EMP(t) ENEXT ENEXM FBi(t) FPi(t) Fishing mortality by age 1 from modern fishermen catch Fishing mortality by age i from traditional fishermen catch Mean delay of traditional vessel entry or exit to de fishery Mean delay for modern vessel entry or exit to the fishery Average effective fishing time per trip (modern vessel) Total mortality rate of fish of age 1 in time t Time increment Export earnings from red grouper Average number of eggs per gonad Spawned eggs in time t Red grouper fillet for export market Frozen red grouper for export market Direct employment in time t Entry or exit parameter for traditional vessels Entry or exit parameter for modern vessels Biomass of fish of age 1 in time t Fish population of age i in time t Years # of days %/year t Dollars/year # of eggs # of eggs/t % persons/year % of total vessels % of total vessels Tons # of fish 76 Unit of Measurement FST(t) FMT(t) FPT(t) FMM(t) FPM(t) FAC(t) 7. HF K Li MC1(t) MC2(t) MFB(t) MFP(t) Fishing mortality rate of fish of age i in time t Fish for subsistence consumption in time t Fish for local market from traditional vessel catch in time t Fish for processeng from traditional vessel catch in time t Fish for local market from modern vessels catch in time t Fish for processing from modern Vessels catch in time t By-catch of red grouper fishery in time t Constant in total cost equation of traditional vessels Constant in total cost equation of modern vessels Average number of fishermen per traditional vessel Average number of fishermen per modern vessel Number of effective fishing time per trip (traditional fishermen) Order of the distributed delay Average length of fish at age 1 Marginal cost of traditional vessels Marginal cost of modern vessels Juvenile fish biomass in time t Juvenile fish population in time t Tons/t Tons/t Tons/t Tons/t Tons/t Tons/t Pesos/ton Pesos/ton #/vessel #/vessel # of hours cm Pesos/ton Pesos/ton Tons # of fish 77 Unit of Measurement MFV(t) MR NBORN(t) PEI PE2 PFAC PFTM(t) PFTT(t) PMI PM2 PTI PT2 R1(t) R2(t) R3(t) Rfl(t) SEAFC(t) Modern fishing vessels in time t Natural mortality rate Fish population of age 0 in time t Export Market price of red grouper fillet Export market price of frozen fish Price of by-catch Net profits of modern vessels in time t Net profits of traditional vessels in time t Local market price for adult fish Price of red grouper for processing (adults) Coastal market price Price of red grouper for processing (juveniles) Random variable of catch equation in time t (traditional vessels) Random variable of catch equation in time t (modern vessels) Random variable of total trip equation (traditional vessels) Random variable of total trip equation (modern vessels) Seafood availability in coastal communities in time t # of vessels %/year # of fish per year Dollars/ton Dollars/ton Pesos/ton Pesos/year Pesos/year Pesos/ton Pesos/ton Pesos/ton Pesos/ton Kg/day Kg/day # of trips/ year # of trips/ year Tons/year Symbol Description Unit of Measurement SRi(t) Survival rate of red grouper Z/year of age 1 in time t SMI Proportion of fish catch for % local market (modern) 8M2 PrOportion of fish catch for z processing (modern) STI Proportion of fish catch for % subsistence consumption 8T2 Proportion of fish catch for % local market (traditional) 8T3 Proportion of fish catch for 1 processing (traditional) SS Spawning success factor Z TCM(t) Total costs of modern vessels Pesos/year in time t TCT(t) Total costs of traditional Pesos/year vessels in time t TFB(t) Total fish biomass in time t tons TFP(t) Total fish population in time t # of fish TFV(t) Number of traditional fishing # of vessels vessels in time t TRIPM Number of trips of modern # of trips vessels per year TRIPT Number of trips of traditional # of trips vessels per year TRM(t) Total revenues of modern vessels Pesos/year in time t TRT(t) Total revenues of traditional Pesos/year vessels in time t TPFTM(t) Accumulated net profits of modern Pesos vessels in time t Symbol Description Unit of Measurement TPFTT(t) Accumulated net profits of Pesos traditional vessels in time t VAR1 Variance of catch equation Kg (traditional vessels) VAR2 Variance of catch equation Kg (modern vessels) Wi Average weight of fish at age 1 Kg The specific relationships shown in the block diagram of Figure 10 are presented in 23 set of equations that conform to the model structure. Mathsnatica 1 Mogei The mathematical model for thelwuigrouper fishery is discussed in this section by major system components. Pppnlapion Dynamics pf the Red Grouper. The dynamics of this biotic resource were modeled applying the main concepts of the "cohort survival method" (Nisbet and Gurnet, 1982; Clark, 1985; Gulland, 1977,1983; Ricker, 1975) to develop a general equation for the population structurelusing Euler numerical integration. The method is based on the dynamic accounting of inflows and outflows of each age cohort of the population structure. The number of organisms in cohort i in time t+DT. Fpi(t+DT), is obtained by integrating the survival rate of cohort i-1 in time t, SR1-1(t)FP1_1(t), minus the death rate of cohort i in time t, DRi(t)FPi(t), minus the rate at which organisms of age cohort i grow into 8O cohort i+1 in time t, SR1(t)FPi(t). This can be expressed as follows: 3;" = 531-1(t)FPi-1(t)-(DRi(t)+SRi(t))FPi(t) (8) By definition DRi(t)+SRi(t) = 1, hence equation (8) can be represented as: ---- = SR1-1(t)FP1-1(t)-Fpi(t) (9) Integrating equation (9) over the interval (t,t+DT), we obtain: t+DT t+DT I1; FPi(T)dT = L[SR1_1(T)FP1_1(T)-Fpi(T)]dT (10) Using Euler numerical integration (Cheney and Kincaid, 1985) the number of red groupers of age 1 in time t+DT is obtained by equation (11): FPi(t+DT) : FPi(t)+DT(SRi-1(t)FPi-1(t)-FP1(t)) (11) Summing up overall.age groups welobtain the total red grouper population in time t. 20 TFP (t) = 2 FPi (t) (12) To estimate the population of new born groupers, the following equations were developed: dNBORN ...... : FPj(t)*EGGj*SS (13) dt Where: 3 < j < 20 81 Integrating equation (13) we have: t+DT t+DT jC NBORN(T)dT - jg [ij(T)*EGGj*SS]dT (1n) Using Euler integratioh we obtain: NBORN(t+DT) : NBORN(t)+DT*(FPj(T)*EGGj*SS) (15) Where: FPj(t) = Spawning stock in time t. The spawning success parameter was estimated by determining the number of eggs required to survive given the estimated number of recruits and the spawned stock. It should be mentioned that recruitment to the fishery takes place at age one, while biological recruitment to the stock of adults begins at age 3. Both males and females were considered as spawners because red groupers are protozinous hermaphrodites. Also, they are expected to Spawn once a year (Moe, 1969; Doi, Mendizabal and Contreras, 1981L. Nevertheless, it would have been desirable to express Spawning per adult as a function of their age. But because of a lack of data, an average number of eggs provided by the above mentioned authors was used (1.5x106). For the red grouper, W to the fishery takes place at age 1, given that: (1) fishing effort cfi‘ traditional fishermen occurs between 3 and 15 fathoms where most of the juvenile p0pulation is found. 82 (ii) a non-discriminatory fishing gear is used. As a result, catch data are available from age 1 and up.‘This unfortunate situation from a biological viewpoint, facilitates the following population structure analysis. To estimate population biomass, the number of organisms in each age group was multiplied by their corresponding weight and then summarized over all ages. 2 TFB (t) : FPi (t) W1 (16) 1:1 Eishing Efjprt sng Qatgh. Fish catch equations were developed for both traditional and modern fishermen. It was assumed that (fine Cuban fleet fishing in Yucatan's Continental Shelf (within Mexico's EEZ) was catching the average 5000 tons/year reported by Doi et al. (1981L Using data collected from the survey, a catch function was estimated for different types of vessel j, fitting;a Cobb- Douglas production function (Anderson, 1981; Hanneson, 1983). The independent variables are: effective fishing time, an exponentially autocorrelated random variable, and biomass availability over time. Catch per trip equations were developed for both traditional and modern vessels. (a,HF6") + R1(t))*BAF(t) (17) (a,DFB’) + R2(t))*BAF(t) (18) CAT(t) CAM(t) Where R1(t) and R2(t) are exponentially autocorrelated random variables, of catch per trip equations of traditional and modern vessels, with variances VAR1 and VAR2, and correlation coeficient XLMDA. 83 Multiplying equations (17) and (18) by TTRIPT(t) and TTRIPM(t) respectively we obtain total annual catch of both traditional and modern vessels. CATCHT(t) CAT(t)*TTRIPT(t) (19) CATCHM(t) CAM(t)*TTRIPM(t) (20) Variables BAF(t), TTRIPT(t) and TTRIPM(t) are determined as follows: BAF(t) = TFB(t)/TFB(O) (Laevastu et al., 1981) (21) TTRIPT(t) - TFV(t)*(TRIPT + R3(t)) (22) TTRIPM(t) - MFV(t)*(TRIPM + Ru(t)) (23) Where R3(t) and R4(t) are random variables representing uncertainty concerning the number of fishing trips per year, and TRIPT and TRIPM are the average number of trips per type of vessel/year. TTRIPT(t) = Total number of fishing trips per year of traditional vessels having red grouper as target species. TTRIPM(t) : Total number of fishing trips per year of modern vessels having red grouper as target species. The rate at which fishing vessels entry or exit the red grouper fishery over time is determined by equations (24) and (25). dTFV ---- : ACTFV(t) (2“) dt dMFV ---_ = ACMFV(t) (25) dt 8" Integrating equations (24) and (25) we obtain the accumulated number of both types of vessels in time t. t+DT jf ACTFV(T)dT (26) t t+DT jr ACMFV(T)dT (27) t . Using Euler numerical approximation we obtain: TFV(t+DT) TFV(t) +,DT*(ACTFV(t)) (28) MFV(t+DT) MFV(t) + DT*(ACMFV(t)) (29) Where ACTFV(t) and ACMFV(t) represent the entry (or exit) of both traditional and modern vessels to the red grouper fishery over time. There are time delays inherent in the processes of entering or leaving the fishery from the moment a fishermen faces economic rent or negative net revenues to the moment in which entry or exit takes place. Some of the most important time lags occur in: (i) the decision-making process of entering or leaving the fishery, (ii) the time required to obtain public financing to buy vessels and gears, and (iii) The time it takes to receive a vessel after it has been ordered. The number of vessels entering or leaving the fishery were obtained by the application of the distributed delay model (Manetsch, 1976, 1977; Roberts et.al" 1983). 85 A Kth order distributed delay is defined by the following first-order differential equations. dr1 k --_ : --- (X(t) - F dt DEL 1(t)) (30) df'2 k ( -—- : --- r - dt DEL 1(t) r2(t)) (31) df‘k k ......— : --- (1" _ (t) - ((3)) dt DEL k 1 rk (32) Where: x(t) = input to the delay process r (t) y(t) is the output of the delay r (t), r (t),..., rk(t) are the intermediate rates DEL :Expected value of the transit time of an individual entity through the given process k = order of the delay The parameter k specifies a member of the Erlang family of density functions which describes the transit times of individual entities as they pass through the delay process. It should be mentioned that the model includes delays With different values for the parameter DEL (DEL1:1.51and DEL2=2., for traditional and modern vessels, respectively). These average delay parameters were determined through 86 interviews with fishermen who have experienced entry and/or exit to the fishery. The outputs of the distributed delays are ACTFV(t) and ACMFV(t). Cpsps ang Rsyenues Anaiysi . Accumulated net profits are estimated by equations (33) and (34) as follows: -t+DT TPFTT(t+DT) TPFTT(t) + jf TRT(T) - TCT(T)dT (33) t TPFTM(t+DT) t+DT TPFTM(t) + jf TRM(T) - TCM(T)dT (34) t Total revenues are estimated from equations (35) and (36). TRT(t) PT1*FMT(t) + PT2*FPT(t) (35> TRM(t) PM1’FMM(t) + PMg’FMM(t) + PFAC*FAC(t) (35) Even though fishermen are assumed to be price takers, in the study region they are paid different prices, PT1, PT2: PM1 and PM2 mainly for two reasons: first, there are different prices according to the size of the fish and second, there are different prices according to destination of the fish. The latter results from different prices paid for red grouper in the local market and by those who buy it for further processing. Concerning the price of the bycatch, PFAC, this involves usually a lower price than that paid for red grouper as target species. Interviews with both traditional and modern fishermen Provided estimates of costs of operating a vessel in the 87 red grouper fishery for a year. These costs are presented in Tables 2 and 3. From Table 2 it can be observed that annual total costs per traditional vessel represent $ 3,167,560.0 Pesos. An averagetraditional. vessel undertakes 210 effective fishing days from which approximately 85 days or #0% of the fishing effort is oriented towards the red grouper fishery. Hence, annual total cost of having red grouper as the target species is proportionately estimated as being $ 1,267,02HJ) per year per boat. Concerning modern vessels, it is estimated that 62% of the fishing effort per year is allocated to red grouper, the remaining 38% has octopus (thppps nsys and Qppppps yplgsris) as target species. Consequently, from the estimated total cost per modern vessel, $ 2H,191,0004) per year, $ 1H,998,420JD corresponds to the red grouper catch (Table 3). Total costs were estimated considering operating costs, fixed costs, and Opportunity costs of labor and capital. Depreciation was based upon 10% of the boat value, 20% of the engine value, and 10% of value of fishing gear and other equipment. 88 Table 2. Costs Analysis of Traditional Vessels (Pesos). COSTS AMOUNT TOTAL Mine Costs 272,560.0 . Bait 27,360.0 . Fuel 82,080.0 Maintenance uo,ooo.o . Ice 0.0 . Gear Replacement 5n,72o.o . Food and Beverages 68,u00.0 Elm Casts 575,ooo.o . Depreciation 175,000.0 . Interest HO0,000.0 Oppprtnnity Cpst 2,320,000.0 2.: Capital and Labs: . Labor 1,620,000.0 . Capital 700,000.0 M 9932; 3,167.56o.o Note: Estimates are based on prices of June, 1985. 89 Table 3. Costs Analysis of Modern Vessels (Pesos). COSTS AMOUNT TOTAL Opsraping gpsps u,241,000. . Bait 65,000.0 . Fuel 1,936,000.0 . Maintenance 300,000.0 . Ice 325,000.0 . Gear Replacement 250,000.0 . Food and Beverages 1,365,000.0 Eixgg Cpsts 6,100,000.0 . Depreciation 1,300,000.0 . Interest u,800,000.0 Qppgttunitx 22st 13,850,ooo.o 91.9221ial and Labs; . Labor 5,u50,ooo.o . Capital 8,uoo,ooo.o Total Costs 2"i191i000-0 Note: Estimates are based on prices of June, 1985. 90 Making total costs a function of effective fishing time, results in equations (37) and (38). TCM(t) = 7,*DF (38) Where: HF(t)= Effective fishing time of traditional vessels in time t DF(t): Effective fishing time of modern vessels in time t To estimate marginal costs, MCI(t) and MC2(t), catch equations (17) and (18) are used to substitute fishing effort or effective fishing time by yield in total cost equations. This was done in order to find the first derivative of the total cost function with respect to a change in yield. This procedure is presented in the following set of equations: From catch equations (17) and (18) we have that: 1 CAT(t) 1/6 ........ - R1(t) ' a, BAF(t) HF (39) 1 CAM(t) 1/[3 ........ - 82(t) a, BAF(t) DF (NO) 91 Substituting HF and DF in equations (37) and (38) we have that: { T 1 CAT(t) 1/3 TCT(t) = 7; --- -------- - R1(t) ' ("1) a. BAF(t) _ J I ' 1 1 CAM(t) V5 TCM(t) = ‘% --- -------- - R2(t) 2 (42) a2 BAF(t) Making x : cAt(t) ‘ (43) n 1 CAT(t) 1/5 u : {-—-}{ -------- - R1(t) ‘ (All 0! BAF(t) c = 7; (constant) (“5) We have that: d cun du ----- = cnun-1 --- (A6) dx dx Given that: dTCT ------ = MC (t) dCAT 1 (D7) Then, marginal cost of traditional vessels can be estimated from the following equation: 71 MC1(t) = { -------------- } a, *5, *BAF(t) L 1 CAT(t) (n-1) {---}{ ........ - R1(t) } (AB) a. ' BAF(t) 92 Where: 1 n : -—- B. Analogously, a marginal cost equation was derived for modern vessels. Finally, direct employment, seafood availability in rural coastal communities and export earning are represented by EMP(t), SEAFC(t) and EERG(t) respectively and estimated by equations (#9), (50) and (51). EMP(t) =7, TFV(t) +7, MFV(t) (149) Where‘n and X are the average number of fishermen per traditional and modern vessels, respectively. t+DT SEAFC(t+DT) = SEAFC(t) +j; FST(T)dT (50) Where FST(t) is the component of traditional fishermen catch that is kept in the coastal community for subsistence purposes. t+DT EERG(t+DT):EERG(t) + LICATCHM(T)(E1PE1(T)+E2PE2(T))]d7' (51) Where PE1 and PE2 are the export prices of fillet and frozen red grouper, and g1, 52 are the proportion of modern vessels catch that goes to the export market. ME§£1.A§§!fl£&19fl§n Some of the most important assumptions involved in this model are the following. a. It was assumed that effective fishing time per trip by type of vessel, biomass availability, and an C. 93 exponentially autocorrelated random variable which accounts for uncertainty, determine catch per unit of effort over time. Age composition of the catch was assumed constant. It was assumed that the average time delays involved in entry and exit of vessels to the fishery were‘hS years and 2.0 years for traditional and modern vessels respectively. Because of the sedentary nature and territorial behavior of red groupers (E; nprip), net migration was assumed equal to zero. Concerning demand of fish, price-taking behavior was assumed for red groupers at dockside. This seems to be a reasonable assumption, given that there are numerous harvesters and buyers within the study region. Price- taking behavior was also assumed in the fishery inputs market. The values used for model parameters and for initializing state variables in the computer model are presented in Appendix B. Sealants; ...dslno A computer model was developed to simulate the state of the fishery over time. This important step in the modeling process was done on an IBM-PC using the MICROSOFT FORTRAN 77 compiler. 94 The general structure of the computer model involved two major phases: initialization and execution (Manetsch, 1982a). Inipislization Pnsss a. Values were assigned to model parameters. b. State and rate variables were initialized. c. Time was initialized: T=0. d. Run characteristics were specified: length, number, output, etc. ME I: Bias: e. Time updated: T=T+DT. f. State variables were computed. g. Rate variables were computed for time T. h. State and rate variables were printed. i. Returned to (e) if simulation run was not completed. A listing of the computer program and its corresponding flow diagram are presented in Appendices C and D. It should be mentioned that to obtain meaningful results from the above structure, the stability of the model needs to be considered. Mpgsl Stapiiity. In order to have a stable computer model an appropriate value for DT (time increment) was determined. This value was required for stable simulation of differential equations included in the model, such as distributed delays. Given that Euler numerical integration was used to 95 solve the differential equations, the necessary condition for stable simulation of this model is that DT be selected such that: (Manetsch, 1982a) 2 MIN [Dj] > DT > O (52) DEL Where Dj = --- and MIN [Dj] is the smallest delay K constant in the model. The smallest delay constant involved intfluered grouper model is for DEL = 1.5 and K s 3. Therefore, the upper bound for DT in this model is 1. In addition, given that this simulation model involves feedback in the population dynamics component, for stable simulation (using Euler integration) we must ensure that: 1 1 --- > DT > 0 Where: c : --- (53) c Di Therefore, the value of DT in this model must be in the interval given by: 1 > DT > 0 (54) In order to reduce the numerical integration error to an acceptable level, below 5 %, DT was reduced till the maximum error condition was satisfied. figngrsl Mpgs; Charsctsristics.The>characteristicscfi‘the red grouper simulation model concerning time frame, level of aggregation, functional. form cM' the equations and uncertainty are presented as follows: a. Time Frame. Given the characteristics of the red grouper population dynamics and the planning horizon of decision- 96 makers in the Ministry of Fisheries, this dynamic model has a time horizon of 20 years. The time interval (simulated time) which is thought to satisfy needs for information and analysis is yearly information. tn Level of Aggregation. This modeling effort involves a macroscopic view of the world given that an attempt was made to model the real world grouper fishery in terms of aggregates of fundamental entities. It involves a W flea process. c. Functional Form of the Equation. Given the inherent characteristics of the system, the equations that describe the fishery system are non-linear. d. Uncertainty. Elements of uncertainty enter the analysis of ocean fisheries in three ways (Lewis, 1982). (i) Uncertainties may exist about the current size of the resource, mainly because of difficulties in observing the stock. (ii) Unpredictable changes in the environment may perturb the natural rate of growth or deterioration of the resource, as well as the effective fishing effort. (iii) The market value of the red grouper and the cost of catching it may be random owing to fluctuations in economic conditions. To deal with uncertainties involved in the red grouper fishery, random variables are included in the catch functions of traditional and modern vessels. It is assumed that random variables for the red grouper fishery at one point in time are not independent of previous values. 97 Today's catch is dependent to a certain extent on yesterday's catch. Selection of fishing site is usually dependent to a certain extent on previously selected site. Environmental factors that affect resource availability (and consequently fish catch) such as temperature, currents, winds, etc. tend also to be dependent to a degree on previous values. Therefore, to deal with the above situation exponentially autocorrelated random variables, R1(t) and R2(t), were generated using a subroutine called EXACOR (Manetsch, 1982). It should be mentioned that the "inverse transformation method" (Gottfried, 198A) can be used to generate random variables with a desired probability density function. Random variables R3(t) and Ru(t) were set to zero during similation runs because of lack of data. In order to use this subroutine values were provided for the autocorrelation parameter, XLMDA, and for the catch variance of both traditional and modern vessels, VAR1 and VAR2. This subroutine EXACOR transforms a: uniformly distributed random number, generated by Function UNIF (Thesen, 1985) in an exponentially autocorrelated random variable. A listing of this subroutine is included in Appendix C. Monte Carlo Analysis It is important to consider randomness in the values of system parameters which vary from run to run, because there is often error in estimating the values of such parameters. 98 Monte Carlo analysis is "a set of statistics which gives an estimate of the uncertainty in system performance due to within-run random variables and errors in estimating system parameters" (Manetsch and Park, 1982). The Monte Carlo method is concerned with estimating the unknown numerical. value cfi‘ certain parameter cM‘ some distribution. The general principles of the Monte Carlo Method (Cheney and Kincaid, 1985; Hammersley and Handscomb, 1965) can be summarized as follows: If x1,x2,.....,xn are independent random numbers (uniformly distributed between 0 and 1), then the quantities f1 : f(Xi) (55) are independent random variates with expectation6.. Therefore, _ 1 n r = ---. .2 r, (56) n 1:1 is an unbiased estimator of0 , and its variance is 1 1 2 2 ---f (f(x) -0) dx = a /n (57) n 0 The standard error of f is thus: 0? = o/Vfi- (58) Given that in practice the standard error is not known, it can be estimated from the formula 1 n _ s2 : --— 2 (ti - {)2 <59) 99 From the above formula we have an estimate oftsfor 0 and finally obtain s/V33T. Given that the sample size is large, a normal approximation for the distribution of the sample mean f is appropriate. When the sample size is large, the pOpulation (7 is unknown, and the significance level is 0': .05, a 100(1-a) confidence interval for 9 is given by :(Bhattacharyya and Johnson, 1977) Q = f i- Z S/m <60) “/2 Where: 20% 1.96 According to Manetsch et al.(1975), the Monte Carlo process, operationally, involves the following set of steps: a. Values are assigned to random model parameters. b. The simulation model is run over the desired time horizon. c. Variables are computed over the time horizon which measures the system performance. d. Values are stored at the end of each simulation run. e. Steps (a) through (d) are repeated a number of times (usually 100 or more) to generate data from which significant statistics can be computed. f. Statistics are computed for each performance variable. Monte Carlo analysis was conducted in this study to obtain estimates of the uncertainty in system performance, using the random variables generated by the subroutine EXACOR. A listing of the computer program in 100 Monte Carlo mode is included in Appendix E. Model Validation and Sensitivity Analysis M9921 yaiidatipn A model is validated by providing a correct representation of the real system. Validation requires that the model exhibit behavior characteristics of the system itself. There are four major approaches suggested in the literature to validate a simulation model (Payne, 1982; Graybeal and Pooch, 1980): (1) Compare simulated results with results historically produced by the real system Operating under the same conditions. (ii) Compare model behavior with that established by accepted theories. Model validity is based upon the assumptions and theories.used, which determined the structural form of the equations and values assigned to parameters. (iii) Validate the model with expert opinion concerning behavior of the real system. (iv) Use the simulator to predict results. The predictions are then compared with the results produced by the real system during some future period time. The first three approaches were used to validate the red grouper simulation model. Results were compared with historical data, mainly catch data. Model behavior was checked with major theories dealing with ocean fisheries. 101 Finally, results, equations and parameters were presented in a seminar to experts on the red grouper fishery of Yucatan's continental shelf, among them, biologists Martin Contreras, Manuel Solis and Victor Moreno. The output of this validation process is presented in the results chapter. Se v t Analysis In most simulation models, some data used to develop the model is subject to error, and often the model is used to explore situations where operating conditions differ from those for which data were observed. Therefore, in order to establish confidence in model validity, it is necessary to determine that reasonable changes in the model parameters or operating conditions do not lead to unreasonable changes in model conditions. A major approach to testing this aspect of model behavior is by the use of sensitivity analysis. The basic technique is to vary an input to the model by using incremental changes, and then observe output behavior. Sensitivity analysis provides a basis for identifying decision variables (design parameters and controllable inputs) most important to the decision-making process. Sensitivity analysis was conducted in the red grouper simulation model through: (1) changes in parameters of both the biologic and economic subsystem and (2) changes in controllable inputs in the economic and institutional subsystems. 102 Simulation of Management Strategies Resource management strategies were simulated to observe the behavior of performance variables over time. Performance variables observed over time included: fish biomass, yield and net revenues of traditional and modern fishermen, direct employment, available seafood in coastal communities and export earnings. Management alternatives considered in different simulation runs included: - Fish quota to Cuban fishing fleet - Vessel quotas (limited entry to domestic vessels) - Minimum fish size restrictions - Fostering eXports through increased fish production. This management strategy involves maintaining the status quo of a domestic open access regime. The results of simulating these management strategies are presented in the next chapter. CHAPTER IV RESEARCH RESULTS The purpose of this chapter is to present the major research findings obtained in this study. Results are discussed in the following sections:(1) study region survey results, (2) stability analysis, (3) model validation, (ll) sensitivity analysis, (5) Monte Carlo analysis, (6) simulation results, and (7) resource management strategies:7 Survey Results Inflprmation obtained from Primary and Secondary Sources After data were collected from both primary and secondary sources, they were analyzed and prepared in a set of tables which are presented in the following subsections. Fisning.£issp. The fishing fleet involved in catching red grouper as the target species was estimated to be about 1210 vessels. As shown in Table ll, 80.16% of these vessels are small boats of 20 to 30 feet of length. The remaining 19.8147. are vessels of ((0 to 75 feet. These vessels belong to "traditionalI'and "modern" fishermen, respectively, as defined at the beginning of Chapter III. 7Readers interested in acquiring a copy of computer runs for stability analysis, sensitivity analysis, model validation and Monte carlo analysis, please contact the author at Centro de Investigacion Pesquera Yucalpeten, Apartado Postal 73. Progreso, Yucatan, C.P. 97320 Mexico. 103 104 Table u. Red Grouper Fishery: Fishing Fleet. VESSEL SIZE QUANTITY PERCENTAGE (#) (1) 20 to 30 feet8 970 80.16 no to 75 feetb 2u0 19.8u TOTAL 1210 100.00 Source: aSurvey conducted as part of this study. Centro de Investigaciones Pesqueras Yucalpeten. Fishing Eififprt. There are substantial fishing effort differences among these two types of fishing vessels. Table 5 shows that the effective fishing time of Type I vessel involves an average of 5.116 hours per day and a total of 873 hours per year per vessel. This last figure is obtained by multiplying the number of fishing trips/year by the number of days/trip and finally by the number of effective fishing hours per day. On the other hand, Type II vessels have an average of 10 hours/day of effective fishing and a total of 1367 hours per year per vessel. It can also be observed from Table 5 that the number of fishing days per trip is 1 for the traditional small vessels and an average of‘HL52 days for the modern vessels. It should be mentioned that the figure for days/trip refers to effective fishing days. The total trip duration of Type II vessel is between 15 and 18 days but because of transfer time and weather conditions 105 the effective fishing time is reduced to an average of 10.52 days/trip. Table 5. Effective Fishing Time per Year. FISHING TRIPS/ TOTAL VESSEL TYPE YEAR DAYS/TRIP HOURS/DAY HOURS Type I 160a . 1.0 5.96 837 (20'to 30') Type II 13 10.52 10.0 1367 (“0' to 75') a. This figure includes an average of 85 trips to:fish for red grouper and 75 trips having octopus as the target species. Source: Survey conducted as part of this study. The differences between thislnu>types of vessels are more significant when analyzing catch per vessel figures. Eigh Qétgh. Because of different technology, the fish catch of the two types of vessels differ substantially. It can be observed from Table 6 that the average catch of traditional vessels was estimated to be 7.1 Kg/hour or 38.7 Kg/day; while the modern vessel obtains an average catch of 27.7 Kg/hour or 277 Kg/day. 106 Table 6. Catch Per Unit of Effort (Kg/day) VARIABLE VESSEL TYPE 18 VESSEL TYPE llb (20 to 30 feet) (40 to 75 feet) Average Catch/hour 7.1 Kg/hour 2757 Kg/hour .Average Catch/man 2.36 Kg/hour 3.95 Kg/hour Average Catch/Day 38:7 Kg/day 277:00 Kg/day Source: aSurvey conducted as part of this study. bCentro de Investigaciones Pesqueras Yucalpeten. It should be mentioned that the average number of fishermen involved in the fishing effort of traditional vessel is 3, while modern vessels includee7 fishermen per trip. This above described information was an input to the modeling process for both model parameters and estimation of fishing effort functions. Stability Analysis As mentioned during the research methods chapter, in order to have a stable computer model, an appropriate value for the time increment, DT, was selected. Determination of DT also involved using a very small time increment in order to reduce numerical integration errors to acceptable limits. The analysis was conducted for all state variables using DTe.005 as the convergence time increment. To run the model without numerical integration errors involves a high trade- off in computing time. Therefore, for this modeling effort, 107 the process of reducing DT was stopped when the integration error was smaller than 5%. Results of this analysis are presented in Tables 7 and 8. Some of the state variables exhibited substantially larger integration errors than others for each value of DT. Errors in state variables for different time increments, DT, were estimated with respect to their values obtained using DTs.005 as the convergence time increment. Table 7. Percentage Errors in State Variables for DT =.5 T BIOMASS(t) TPFTM(t) MFV(t) 1 0.07 _o.21 -1.07 2 0.32 -0.2u -1.55 3 0.58 0.06 -1.00 A 0.77 0.u8 -0.96 5 0.91 0.97 -0.92 15 2.95 5.19 1.32 16 3.26 6.10 -1.28 17 3.61 7.20 -1.23 18 3.98 8.53 -0.89 19 n.22 10.10 2.37 20 u.01 11.76 7.31 108 Table 8. Error Analysis Expressed in 1 for DT=.05 T BIOMASS(t) TPFTM(t) MFV(t) 1 0.01 0.02 0.00 2 0.03 -0.02 0.00 3 0.05 -0.01 -0.52 . H 0.07 0.02 -0.u9 5 0.08 0.06 0.00 15 0.27 0.51 0.00 15 0.30 0.59 0.00 17 0.33 0.70 0.00 18 0.36 0.83 0.00 19 0.35 0.96 0.59 20 0.30 1.08 0.91 109 It can be observed from table 7 that state variables such as TPFTM(t) involve more numerical integration error than BIOMASS(t) or MFV(t). With DT=.5, the error exceeded 5 1 (Table 7). Nevertheless, when DT was reduced from .5 to .05. numerical errors for all variables were substantially reduced. To achieve error levels below 5 z for all state variables, the time increment selected was DT:JM5(Table 8). With this value of DT, both stability and numerical error conditions are satisfied (Appendix F). Model Validation In order to validate the model, three major approaches were used: (1) comparison of actual and simulated catch, (2) verification of consistency with accepted theory, and (3) discussion of simulation results with resource experts and decision-makers. £0mnachau1sd:lstual.aad.§lumuuaalEatshl Red grouper catch data, historically produced by the real system, were compared with simulated catch for the same time period, 1976-1985. This comparisson is presented in Figure 11 where simulated and actual catch are graphed together. In this figure, the simulated catch begins in 1976 given that the needed initial values for the number individuals of age i in the study region, FPi(0), were estimated from an available publication on red grouper population (Doi et al., 1981) which included data on age 110 composition of the population up to that year. The most noticeable differences between simulated and actual catch take place in years 1977 and 1979 due to the stochastic nature of the model. Simulated catch exhibits a satisfactory close pattern to actual catch taking into account that fishing effort equations include a random variable. ACTUAL AND SIMULATED YIELD 12 RED GROUPER FISHERY 11» r - .‘l . a I. I‘ a 10 f‘ '3 '2‘ . 1 ' ‘l " 0 1‘ (Tons) :2 52 0: a2 a 0.- o t s '1 .. “ ’1 74 U I) O r—[ , fl T T 7 fi‘ 171 1 T V T— l T l 1077 10.0 19.5 1900 1995 TIME (Years) a ACTUAL CATCH O SIMULATED CATCH Figure 11. Model Validation: Comparison of Simulated and Actual Catch. The red grouper catch was a basis for validation given that it is one of the performance variables available from published information. 111 It should also be mentioned that the simulated changes in fishing effort, in terms of number of fishing vessels, are consistent with figures published by the Ministry of Fisheries. The simulation run generated, through the exit and entry process built in the model, 2&1 modern vessels and 962 traditional boats which exercise their fishing power on the red grouper fishery in 198A. The published figure, adjusted for those vessels fishing for other species as main targets and, substracting those vessels which have not Operated in the last three years, results in 230 modern vessels and 970 traditional ones (Secretaria de Pesca, 1986). It should be mentioned that one change was made to the model initial conditions in order to take in to account that since T=7, which corresponds to 1982, most of the modern fleet are allocating their fishing effort to the octupus fishery (Octopus maya) from September to December. This was done by including an IF statement that specified a reduction in the number of fishing trips per year from 13 to 9. 9.90m with legacies Illegal As discussed in the fisheries bioeconomic theory, a point is reached after which additional units of fishing effort result in decreasing catch per unit of effort, CPUE (Anderson,1977; Bell, 1982; Crutchfield) . This diminishing marginal productivity of the resource with increasing fishing effort, is present in the simulation results for CPUE1 after T=11 and, for CPUE2 after T:6 (Figures 12 and 13). 112 CATCH PER UNIT OF EFFORT TRADITIONAL VESSELS 000‘. ‘ 0.044 0.002 0.00 ‘ . 0.000 " 0.000 1 0.000 J 0.002 a .- “ 0.028 1 :1 0.020 J 00024 1 “ 0.022 — 0.02 J 0.01 0 - j 0.0" T T— —T I T j I T—fi—fi I I— T j ‘I I T f *1 1010 1000 1000 1000 1000 CATCH PER FISHING DAY ITONSI TIME lYEAR SI Figure 12. Model Validation: Catch per Unit of Effort of Traditional Vessels, CPUE1. CATCH PER UNIT OF EFFORT MODERN VESSE LS 0.31 ’ 0.3 . 0.20 n 0.20 ' ‘ .. 0.27 ' I i. 0.20 1 .. 0.20 - ' 0.20 - .. 0.23 - 0.22 a “ 0.21 1 0.2 -1 0.10 4 i. 0.10 4 0.17 J 0.10 J O.15,rr—1—;11nl*ljlrlllllll 1010 19.0 1985 1990 1905 TIME IYEARS) CATCH PE R FISHING DAY ITONSI Figure 13. Model Validation: Catch per Unit of Effort of Modern Vessels, CPUE2. 113 Concerning total costs and total revenues, the decreasing fishery yield with increasing effort results in: TC > TR for T > 16. which can also be expressed as net profits below zero: PFTM < O. for T > 16. As a result, the number of modern vessels aiming at red grouper stops growing and even start declining because of the entry and exit processes taking place with the appropriate time DELAY. The simulated evolution of number of vessels for both, traditional and modern sectors, is presented in.AppendixIL.In the casecfi‘modern vessels for instance, exit takes place a year after (assumed time lag) of having PFTM < 0. This fishermen economic behavior is presented in figure 14. FISHING FLEET MODERN VESSELS 31 0 3001 2.0-l 2.0-1 270 1‘ 2.0-1* 250 e 260-1 2301 Human or vs $5515 220 - 210 e 200 ~ I‘D-l 100 fifi . 1070 1000 1 1 1 r 7 f l T r 1905 TIME IYEAISI Figure 14. Simulation of Modern Fleet Size. 114 From the point of view of fish population and biomass by age group, these variables were graphed after 10 years of simulation to observe whether the shape Of the curves corresponded to the theoretically accepted one (Figures 15 and 16). Both curves exhibit a shape that is usually presented in the fish population dynamics literature (Everhart and Youngs, 1981; Gulland, 1983; Pitcher and Hart, 1982). SIMU LATE D POPUL AT ION STRUCTURE RED GROUPER OF YUCATAN CONTINENTAL SHELF NUMBER 0? “SH MIllIONS AGE (YEAR S) Figure 15. Model Validation: Simulated Population Structure 115 SIMULATE D BIOMA SS RED GROUPER OF YUCATAN CONTINENTAI. SHELF FISH BIOMASS TONS Thwsonds rfi‘ O 5 10 15 2O AGE (YEARS) Figure 16. Model Validation: Simulated Biomass by Age Group 2112131129 2.1: the wiggles Mods}. and ..._s_Re vii; with 33.322122; m and m c n _____§Maker A seminar was presented to researchers and decision makers of the Ministry of Fisheries on January 9th, 1986. During this seminar, the model, its assumptions and the corresponding results were discussed.Participants in the seminar found the results quite reasonable and made suggestions concerning the assumptioncfi‘constant natural 116 mortality rate. Given that there is no published information on natural mortality rates by age group (at least to the knowledge of the author), it was agreed during the seminar that further research needed to be conducted in order to relax this assumption. It was also mentioned during the meeting that research was being initiated concerning age specific fecundity. In this modeling effort, the number of eggs produced by all spawners was considered constant for all age groups in the spawning population given that the secondary data sources dealing with fecundity of red grouper only sampled 14 gonads from which an avemage of 1.5 million eggs per gonad was estimated (Moe, 1969). It will definitely be more appropriate 1x) have average fecundity per age group of the spawning population. In general, model structure and its behavioral equations were considered to reflect important fishery processes which are often overlooked by the fisheries science literature. 117 Sensitivity Analysis Concerning sensitivity analysis, model inputs and design parameters were changed marginally in order to observe whether reasonable changes in them generated reasonable changes in model behavior. Initial fish biomass, spawning success and, natural mortality among others, were increased and decreased by 10%. Changes in controllable inputs, such as fishing effort of domestic as well as foreign fleet, were also entered as inputs to sensitivity analysis and results are being reported in the section dealing with resource management strategies. Simulation runs involving changes in initial biomass resulted in reasonable changes in state variables as well as important rate variables such as fish catch. Simulation runs were conducted with values of initial red grouper biomass, TFB(0), within the interval [1214000,151000] Tons. This interval is the result of decreasing and increasing by 10 5 an average of 138000. Tons of red grouper biomass reported by Doi (et al.). Effects of these changes are illustrated with state and rate variables such as accumulated net revenues, TPFTM(t), total red grouper biomass, TFB(t) and, fishery yield, CATCH(t) ( Tables 9 and 10 ). To observe the effects caused by changes in inputs or design parameters, the model was run in deterministic mode. System performance in stochastic mode (including random variables with the appropriate probability density function) is discussed in the next section. 118 Table 9. Sensitivity Analysis: Effect of 10 z Decrement in Initial Biomass, TFB(O), Expressed in 1. T TFBCt) CATCH(t) TPFTM(t) 0 -10.00 00.00 00.00 1 -10.57 -10.58 -17.17 2 -11.06 -11.06 ~25.0H 3 -11.68 -11.53 -29.35 H -12.01 -12.01 -32.28 5 -12.49 -12.50 -3H.85 15 -18.50 -23.60 -58.15 16 ~18.58 -28.1fl -61.55 17 -18.11 -38.08 -65.08 18 -16.96 -37.38 -68.63 19 -15.16 -40.08 -72.12 119 Table 10. Sensitivity Analysis: Effect of 10 2 Increment in Initial Biomass, TFB(0), Expressed in i. T TFB(t) CATCH(t) TPFTM(t) 0 10 00 00.00 00 00 1 10 HO 1o.uo 17 51 2 10 93 10.93 29.73 3 11 nu 11.flfl 28 29 4 11.99 11.99 31 89 5 12 an 12.0“ 34 H2 15 18.95 18.95 58.07 16 19.87 19.87 62.10 17 20.89 21.n5 66.90 18 22.00 22.26 72.75 19 23.09 25.88 79.95 20 23.80 32.uu 88.62 120 The rate of spawning success, SS, an important parameter of the system feedback component, was also changed within the interval [1.10 x 10-6,1.3u x 10-61. This interval is obtained from decreasing and increasing by 10% the estimated 1.22 x 10'6 spawning success parameter. Shifting of this parameter resulted in changes in the correct direction involving reasonable magnitudes. It should be mentioned that model performance variables exhibited greatest changes when average natural mortality, MR = .33 , was increased and decreased by 10 %. Simulation runs were conducted for values of this parameter within the interval [.29,.36]. The effects of changes in other inputs (controllable) and design parameters are discussed in the section dealing with simulation of management strategies. Monte Carlo Analysis As discussed in the reaserch methods chapter the model was set into Monte Carlo mode in order to estimate confidence intervals, 0 t Zoy's f¢fi§ for model inputs as well 2 as important performance variables. Monte Carlo experiments were conducted githig a simulation run to estimate the expected value and confidence intervals for a randomly generated series of 100 traditional and modern vessels catch. 121 Table 11 presents estimators and confidence intervals for mean catch of both traditional and modern vessels, respectively. Table 11. Monte Carlo Analysis of Fishery Yield by type of vessel, CATCHT(t) and CATCHM(t) Statistic CATCHT(t) CATCHM(t) (Tons/year) (Tons/year) Average 29u9 6u56 Standard Deviation 417 908 Standard Error N2 91 95% Confidence 2867 < 9,< 3031 6278<£L < 6639 Interval. By the Central Limit Theorem, it isiexpected that the distribution is approximately normal. therefore, it can be said that a 95% confidence interval for 0' and 92 is given by: 82 for traditional vessels, and 1+ 9. 82.: 178 for modern vessels 122 In addition an experiment was conducted by implementing 50 simulation runs to estimate the statistics of important performance variables such as PFTT(t), PFTM(t), and TFB(t). The results of this experiment are presented in Table 12 and Table 13. With 95 Z confidence, the intervals for the means,9,, 6,,(L of the above mentioned variables are the following: 9, 1 82 9, i. 272 9, i 2767 Table 12. Monte Carlo Analysis of Net Revenues by Type of Vessel, PFTT(20) and PFTM(20). (Millions of Pesos) Average Standard Deviation Standard Error 95 $ Confidence Interval. 42 213 < 9, < 377 139 361 < 9, < 905 123 Table 13. Monte Carlo Analysis of Red Grouper Biomass, TFB(10) and TFB(20). Statistic TFB(10) TFB(20) (Tons) (Tons) Average 198834. 112769. Standard Deviation 6757. 9887. Standard Error 965. 1u12. 95 S Confidence 11169113 < 9. < 150725 110000 < 9, < 115537 Interval In order to have an estimate of red grouper biomass in 1986, a Monte Carlo experiment was conducted with run length of 10 years. This experiment provided the following confidence interval for mean red grouper biomass: 96 g 1891 This biomass estimate which resulted from 50 independent simulation runs, provides an indication of the current status of the red grouper population of Yucatan Continental Shelf. 12H Simulation Results After implementing the comprehensive simulation model developed in Chapter III for the red grouper fishery, the main results (Appendix F) concerning rate as well as state variables are discussed as follows (Chappelle, 1985; Sassaman et al., 1969): Reg ficogper Biomass Total red grouper biomass over time, TFB(t), is presented in Figure 17. It can be observed that fish biomass (summing up age specific biomass), begins to decline after year 3 (1979). This downward sloping section of the curve shows a small inflection in year 7'(1983).'This is caused by a reduction in fishing effort of the modern fleet resulting from the allocation of an average 5 trips per year to the octopus fishery (Octogus gays and Octopus vulgaris). This change in fishing effort takes place from September to December. It should be mentioned that during the octopus season the fishing gear discriminates other demersal Species like grouper, snappers and, grunts. Concerning traditional fishermen, they had been incorporated to the octopus fishery for a number of years before T=0, therefore there was no need to include changesin their fishing effort. Total biomass declines to a level of 95000 Tons in year T=20. This is basically the result of the existing open access regime for this species.‘This overexploitation effect 125 indicates the need for government intervention to prevent resource exhaustion. RED GROUPER (E. morio) BIOMASS YUCATAN CONTINENTAL SHELF 14 5 140 135 130- 125T 120-1 115.; HSH BIOMASS ITONSI Thousands 110i 105-1 100- 1916 r11 TTFfITT‘fiT—TTfijfii—I 1080 1905 1900 1995 TIME (YEARS) Figure 17. Red Grouper Biomass Over Time Fishery 1mg Red grouper simulated catch of both traditional and modern vessels is presented in Figures 18 and 19. Annual catch of traditional vessels is sustained, with fluctuations due to uncertainty, up to year T=15 (1991). After that point in time, CATCHT(t) decreases to its lowest level of 1646 Tons in year T=20 (1996). Annual yield of modern fishermen shows a decreasing trend after T:5 (1981). 126 YIELD OF TRADITIONAL FLEET RED GROUPER FISHERY 3.7 3.. 3.5 q 3.0 -' 3.3-1 3.? 3.1 " a — ...} 2.sJ 2.7 - 2.. r 2 5 . 2.4 2.3 - 2.2 4 2.1 .. a a fs-J LI- 1.74 “. r v r 1.7. YIELD ITONSI (Thousands) 1905 TIME (YEARS) IDIO Figure 18. Yield of the Traditional Fleet: Red Grouper Fishery It should be mentioned that, given the continuing entry of new vessels to the fishery up to T=17, it would be more realistic to analize the status of the fishery by observing annual catch per unit of effort, CPUE1(t) and CPUE2(t), which shows the actual status of the fishery over time This can be observed from Figures 12 and 13 discussed in the Model Validation section. 127 YIELD or MODERN FLEET RED GROUPER F ISHERY ITONSI Tho u sands) YIELD I 5 V V I V V I I 1.85 1090 1995 TIME I YEARS I l I I r I 97. 10.0 Figure 19. Yield of Modern Fleet: Red Grouper Fishery. The random variables generated for the catch equations to incorporate uncertainty in the analysis are graphed in Figure 20 and 21. This random yield component of'CATCHT(t) and CATCHM(t) is generated by subroutine EXACOR using 128 variances VAR1 and VAR2 and correlation coeficient XLMDA, estimated from monthly catch and effort data for 1984 (Burgos and Lope, 1985). RANDOM VARIABLE OF CATCH EQUATION T R AD I TIONAL VESSELS 12 104 D4 ;&/\ A A \J RANDOMYIELD PER VESSEL (KG/DAY) I 1.... ' ' ‘ I 1".0 ' ' 1”. TM (YEARS) I W | v I 1070 19.0 Figure 20. Random Variable of Catch Equation of Traditional Vessels. 129 RANDOM VARIABLE OF CATCH EQUATION MODERN VESSELS AM /\ -1001 -200 -SOOq -4001 RANDOM YIELD PER VESSEL IKG/ TRIP) ..“d ~0004 -700 r t r r r 1.7. TOOO Y T I' r I T T r T I V TODD 19.0 1.95 IIME (YEAR 5) Figure 21. Random Variable of Catch Equation: Modern Vessels. East: and Asturias Annual net revenues obtained by fishermen involved in the red grouper fishery are illustrated in Figure 22 where net profits of modern fishermen are presented in bar diagram format. It can be observed that total costs are greater than total revenues in T=11 (1987) and T > 16 (1992). The first occurrence of losses are related to uncertainty given that the random variable R2 = -,595 (tons/vessel/trip) in T=11. 130 On the other hand, economic rent (difference between fish resource dockside price and harvesting average cost multiplied by total yield) is dissipated after T > 16 because catch per unit of effort, CPUE2, decreases to a level at which average costs are greater than average revenues. As a result, "exit" of modern vessels takes place with its corresponding time lag. ANNUAL NET PROFITS CONSTANT PRICES 2J4 g " S § E 154 k s 8‘? ‘1 R § 3% . 9 § g& 0;1\ » F§ 7 . .‘EufifiEgEg _ F1Sure 22. Annual Net Revenues of Modern Vessels Targeting at Red Grouper. 131 Average and marginal costs and average revenues per type of fishing vessel are presented in Tables 13 and 14. Bioeconomic equilibrium occurs whenever average revenue equals average cost, and consequently there is no stimuli for entry or exit to the fishery. As shown in Tables 13 and 14, the number of fishing vessels increases over time up to the point at which economic rent is dissipated. Ecooomic root is understood as a payment in excess of what is needed to bring a factor into production. It should be pointed out that open access equilibrium is approximately observed, when TFV(t) = 1110 and MFV(t) = 292. As a result, entry of modern vessels to the red grouper fishery stops at T = 16 (1992),‘when AC2 = A32, and exit begins when T > 18 (1994). Concerning traditional vessels, entry stops after T = 17 (1993) and exit takes place when T > 18JTables 13 and 14) floxlmom,ooogomjo‘ylolg, MEY, takes place when marginal costs equal willingness to pay for the resource (average revenue). Given the assumption of price taking behavior, in the case of the red grouper fishery average revenue equals marginal revenue. Therefore, MEY occurs at T = 16 for traditional fishermen, the point at which MC1 = AR1. It is observed when TFV(t) = 1082. 132 Costs and Revenues of Traditional Fishermen. Vessel TFV(t) 856 869 884 901 919 1062 1082 1103 1117 1116 1104 Ave. Cost ACICt) 435 367 378 405 329 372 397 459 588 516 849 Ave. Revenue AR1(t) 577 577 577 .577 577 577 577 577 577 577 577 Marginal Cost MC1(t) 555 579 598 616 636 649 Table 13. T Year 1 1977 2 1978 3" 1979 4 1980 5 1981 15 1991 16 1992 17 1993 18 1994 19 1995 20 1996 Note: pesos per ton. Costs and revenues are expressed in thousands of 133 Table 14. Costs and Revenues of Modern Fishermen. T Year Vessel Ave Cost Ave. Revenue Marginal Cost MFV(t) AC2(t) AR2(t) MC2(t) 1 1977 183 711 906 1164 2 1978 187 739 906 1149 3 1979 193 628 906 1150 1 1980 200 647 906 1172 5 1981 208 684 906 1199 15 1991 285 722 906 1151 16 1992 292 909 906 1519 17 1993 299 1018 906 1563 18 1999 301 1161 906 1611 19 1995 295 969 906 1664 20 1996 283 951 906 1698 Note: Costs and revenues are expressed in thousands of pesos per ton . 134 In the case of modern vessels, marginal costs have been greater than marginal revenue, M02 > A112, since the simulation run was initialized. This means that there have been oyocinvootmeot in the case of modern vessels, at least from the point of view of the red grouper fishery. When the marginal cost of catching an additional unit of the resource is higher than marginal benefits derived from it, a loss in welfare to society occurs. This loss is equal to the opportunity costs of capital, labor and management used to harvest the additional unit. Elsi: I91 292.2122; Lone _Qn_C sumption A component of the red grouper catch iszallocated for local consumption in the Yucatan coastal area. It is basically composed of: (1) the pr0portion of red grouper and by-catch that fishermen take to their home for subsistence purposes and, (2) the proportion of fish catch that is sold in coastal markets of The Yucatan Peninsula. The simulation run provided an estimate of the amount of seafood generated by this fishery in coastal areas over time, SEAFC(t). Estimates are presented in Figure 23. According to the simulation results presented in Figure 23 and Appendix H, the red grouper fishery might be contributing at present time approximately 1000 tons of protein rich seafood per year. From Figure 23 it can be observed that SEAFC(20) may decrease to 500 tons per year under the current Open access regime. 135 FISH FOR COASTAL ZONE CONSUMPTION YUCATAN COASTAL ZONE I -T n I) ‘ 1 l. .1 ah 0.. 1 0 sh Z 9 . w‘ ‘ (. g“: 0.01 0 c ‘ n. O 3% ° ~ 19" .. 8 . 9‘ 0.0-1 ml . o A l I fi' T T r 1 I t Y 1 r r v— ‘ 107. 10.0 19.5 1990 1995 TIME YEARS Figure 23. Red Grouper for Coastal Zone Consumption. Elohogx Qinect Emoloymont Given the average number of fishermen per type of fishing vessel, direct employment generated by red grouper harvesting is basically determined by the entry and exit of vessels to the fishery. Figure 24 shows the evolution of accumulated direct employment for this fishery. Because of the assumption of constant crew size, the shape of the curve is very similar to the one that estimates the number of vessels over time 136 FISHERY DIRECT EMPLOYM ENT FROM TRADITIONAL AND MODERN VESSELS NUMBER OF FISHERMEN Thousands 30. r— 1*— t— I—r T j— r v r r I f I fi— 1 f I 1— T .7. T “o T... TODD 19.5 TIME YEARS Figure 24. Direct Employment Generated by Harvesting of Red Grouper Figure 24 shows that, under the current unlimited entry regime, the number of fishermen employed at the present time (1985), is in the order of 4600. The estimated number of _ fishermen that could be harvesting this resource at T:20, may represent 5300 individuals. It can also be observed in Figure 24, that when vessel exit to the fishery takes place, the number of fishermen is consequently decreased. 137 Resource Management Strategies Simulation of management strategies.of this tropical demersal fishery involved a set of regulations affecting both age composition of the catch and size of the catch. It also included allocation of pr0perty.rightsix>a group of resource users. Specifically, four management strategies were simulated to observe the effect on system performance variables: (1) allocation of exclusive property rights to domestic fishermen, (2) Limited entry to the fishery, (3) minimum size restrictions and, (4) price controls. Each of these strategies was implemented for T > 10 . Alloootioo of Exclusive Pnooocty Rights As discussed in the in Chapter I, The Law of the Sea establishes that coastal States must determine the portion of the exploitable biomass that could be harvested domestically and make available surpluses (if any) to foreign fishing fleets through yearly quotas. Overexploitation is present in the red grouper fishery, given that catch per unit of effort has been decreasing since 1972 (Chavez, 1983; Doi et alt, 198VL This trend was also observed and discussed in the simulation results section. Therefore, before limiting domestic fishing effort, an alternative strategy is to provide exlusive property rights to domestic fishermen by excluding foreign fishing in the red grouper fishery. This was done in the computer model with the following FORTRAN statement: IF(T.GE.10) CCUB=0. 138 LIAHEEMEEQDIIQLQEEEiflEEX An alternative strategy to mitigate overfishing involves a limited entry policy that could be implemented to regulate domestic fishing effort. This involves not allowing entry of new traditional and modern vessels to the fishery,1except for boat replacement purposes. This strategy is implemented by the following statements: IF(TFV.GE.975.) TFV=975. IF(MFV.GE.250.) MFV=250. Minimum Sig; Roguiation This management strategy involves requiring harvested fish to be adults. Consequently red grouper cohorts of ages 1 and 2 will not experience fishing mortality. This is done by specifying age composition of the catch, ACTi and ACMi: with the above mentioned constraints for T > 10. Eahuiggamsfla A policy instrument usually employed by Mexican planners dealing with food products is concerned with price ceilings. This management strategy is implemented in the computer program by reducing red grouper and by-catch dockside real prices by 20 Z. Other resource management strategies such as closed seasons, fish quotas and taxes were not simulated given that: (1) there is an "spontaneous closed season" resulting from fishing effort being diverted to the octopus fishery from August to December, (2) There are substantial 139 constraints in the fisheries information system that1vill make non-operational a regulatory scheme involving fish quotas, which requires real time data, and (3) imposing taxes to increase total costs and consequently decrease fishing effort may foster severe catch information distortions that would generate underestimation of fishing mortality. These management strategies can be identified in the following Figures as: Policy 1: cancel foreign fish quota Policy 2: limited entry to domestic vessels Policy 3: enforce minimum size restrictions Policy 4: price controls on red grouper and by-catch The effects and trade-offs of the above mentioned set of resource management strategies, are discussed in terms of important system performance variables.These performance variables are compared according to the values they attain at the end of the simulation run. Combinations of management strategies were also made to observe system performance and results and summarized at the end of the chapter. MWW The impact on the amount of red grouper biomass over time is is presented in Figure 25 and Table 15. Policies 1 and 3 generate the highest increments, 62 1 and 59 8 respectively. Policy 2 and Policy 4 also improve the level of biomass with increments of 13 1 and 15 5. These increments, expressed as 140 percentages, are estimated with respect to the base run, which reflects the open access regime currently Operable in the fishery. RED GROUPER IIOMASS (TONS) Th0usands RESOURCE MANAGEMENT STRATEGIES “amass EEFECI no . 1saq ( 140 4 1:04 120 1104 100* .0 fl 1' I T 1... 1900 TIME (YEARS) T I 10.8 . BASE RUN . m FOREIGN Hm AMIN. SIlE A P. CONTROL OLIMITED ENTRY Figure 25. Resource Management Strategies: Biomass Effect 141 Table 15. Impact cd‘.Alternative Resource Management Strategies. Performance Policy 1 Policy 2 Policy 3 Policy 4 Variable % 1 1 1 Biomass 62 13 59 1” Fishery yield 94 -4 86 -16 Net Revenues 73 9 54 -34 (Traditional) Net Revenues 55 5 42 -33 (Modern) Employment 13 -13 12 -19 Seafood 14 -2 11 -1 Availability Fish Exports 15 -3 11 -5 131.913.22.11 _i__Y eld The effect on domestic fishery yield with policies 1 and 3 involve substantial improvements: 94 % and 87 % 'respectively (Table 15 and Figure 26). With these management strategies the red grouper catch will approximate the maximum sustainable yield reached in 1972. On the other hand, imposing either limited entry restrictions or price controls, generate reductions in annual fish catch with respect to the base run (Table 15). 142 R ESOURCE MANAGEMENT STRATEGIES FISHERY YIELD EFF ECT 14 13-1 12‘ 11-1 10 RED GROUPER YIELD (TONS) Thousands 1 no ' 1 no 1905 TIME (YEARS) DIAS! RUN ONO FOREIGN FISHING A MIN. SIZE A P. CONTROL . OLIMITED ENTRY Figure 26.Resource Management Strategies:Fishery Yield Effect. MW To observe the effect on net revenues of both, traditional and modern fishermen, note that Table 15 show that accumulated net revenues increase with Policies 1,2? and 3 and decrease with price control policies (Figure 27) 143 RESOURCE MANAGEMENT: PRICE CONTROL DIRECT INCOME EFFECT a O W W S fl 0 m” 51 g ..a g3 ~’0 ”£5 2 K 2 —o.a- & .- -0.4« "2" —o..- —O.D- -1.2 TIME (YEARS) U BASE RUN 0 PRICE CONTROL Figure 27. Price Controls Policy: Effect on Net Revenues. mm The resulting impact on direct employment is presented on Figure 28. With limited entry, direct employment becomes a constant that involves lower employment levels when compared to the base run. With policy 1 and 3, employment of fishermen increases 13 Z and 12 1 respectively. 199 RESOURCE MANAGEMENT STRATEGIES DIRECT EMPLOYMENT EFFECT 0.1 6 e'. 5 s. 4 q / “1‘ ..I / £11; 5.3 mg 5.2 . / 63 5.1 1 / ' 0 :.:~5 ‘ 1 / g 4-0 / D to .1 z s 7 - . . . ' + + 3 =‘ ‘?__7 - '3 ‘4’ 4.0 . 4.5 4.4 4.3 "a I fit r I f r f I I ‘r 1 I... 1900 1906 TIME (YEARS) lsAsE RUN ONO FOREIGN FISHING AMIN.SIZE AP. CONTROL OLIMITED 5191117 Figure 28. Resource Management Strategies: Effect on Direct Employment. Sgofooo Avaiiability ago Egoort Earnings Finally, it can be observed from Table 15, that Policy 1 and 3 result in higher levels of seafood availability in coastal communities. Also export earnings eXperience increments in the order of 15 1 when compared to the Open access simulation run. 0n the other hand, Policies 2 and 4, both generate small decrements with respect to the base run. When more than one resource management starategies were included in the same simulation run, policies 1 and 3 145 combined yielded highest system desired output. Discussion of the results described in this Chapter and analysis of‘traoe-offocu‘alternative management regimes, are presented in Chapter V, which deals with Conclusions and Recommendations. CHAPTER V SUMMARY, CONCLUSIONS AND RECOMMENDATIONS Ihi this final Chapter the following sections are presented: (1) a summary of the research, (2) a discussion of the major conclusions derived from this research effort, (3) study implications, (4) study limitations, and (5) recommendations for further research. Summary Management of renewable resources such as tropical fisheries, is a complex process that requires an underStanding of the resource biology and ecology, as well as the economic and institutional factors that affect behavior cM‘ fishermen as resource users. Inherent characteristics of this common property resource are also important. These include: high exclusion costs, free rider problems, and high transactions costs, mainly enforcement and information costs. It should be pointed out that fisheries resource managers require information concerning dynamics of fish populations and factors that determine their spatial and temporal distribution. Management of ocean fisheries also demands information about linkages between resource management strategies and fishery system performance. Different approaches have been used to aid the decision-making process through modelling efforts.‘These are discussed in the fisheries science literature as the surplus 146 147 yield approach, the bio-economic approach and the dynamic pool approach. It is also recognized in the literature, that "u.few general descriptions of the complete management system have been given. It is therefore not surprising that models cu? the complete system do not exist" (Gulland, 1981:130). Rather, there are a number of fisheries models describing individual parts of the system, these can be grouped into (I) biological models describing fish populations and the ecosystem in which they live, (2) bio- economic models describing large scale interactions between fish stocks and fishing effort by a set of equilibrium conditions, and (3) models describing actual operations of individual elements of the fishing industry. Therefore, the major objective of this dissertation was to develop a comprehensive model integrating biological, economic and institutional factors using the systems simulation approach. The systems simulation approach iseaproblem-solving process of designing a model of a real system such as an ocean fishery, and conducting experiments with this model for the purpose of either understanding the system or of evaluating various strategies for the operation of the system.‘This involves obtaining solutions over time of a mathematical model based on specific assumptions regarding model inputs and values assigned to parameters. The systems simulation methodology was applied to model a tropical demersal fishery: red grouper (Eoiooohoioo moLio) of the Yucatan continental shelf. To develop a comprehensive 148 simulation model for this species, the following steps were taken: (1) (ii) (iii) (iv) §X§L§E ligatiiisatiaa. A first step in this process involved linking the needs statement discussed above with a conceptual identification of the fishery system. This required a definition of exogenous and controllable inputs, design parameters, and desired and undesired outputs of this trOpical demersal fishery. .floosi Decomposition. The red grouper fishery system was decomposed into three interacting sub- systems: biological, economic and resource management. This model decomposition emphasize interface variables that link the sub-systems together. Design of System Causal Diagra . This diagram was built to represent cause and effect relationships between relevant variables of each subsystem.‘This is a conceptual model of the fishery showing flows of fish, dollars and information. Doss,goiiectioo jog Parameter Estimation Data were collected from primary as well as secondary sources to generate production functions for traditional.and modern vessels.lhladdition, these data were used to determine important design parameters. 149 (v) Mathematical M2931 Implicit form equations were developed for performance and rate variables using the fishery causal diagram as a main reference. Then, a block diagram was constructed using a set of basic mathematical operations including: . Arithmetic Operations . Generation of explicit functions . Generation of non-explicit functions . Distributed DELAY functions . Differentiation . Integration The resulting mathematical model involved 44 linear and non-linear equations. It should be mentioned that uncertainty was included in the model through generation of random variables with an appropriate probability density function. (vi) Comousec M2921 A computer simulation model (SIMERO) was developed in FORTRAN 77 and implemented in a IBM-PC microcomputer using a Microsoft FORTRAN Compiler. The resulting computer program has 349 lines (without including Comments). A second version of this progranI(SIMERO-1) was developed for Monte Carlo analysis purposes. SIMERO-1 has 376 lines without including comments. 150 (vii) Stability Anaiysis In order to have a stable computer model an appropriate value for DT (time increment) was determined. This value was required for stable simulation of differential equations (converted to difference equations) included in the model such as distributed delays. Given that this simulation model involves feedback in the population dynamics component upper bounds were determined for values of DT. It should be pointed out that in order to reduce the numerical integration error (Euler numerical integration) to an acceptable level, below 5 z, DT was reduced to DT=.05 (viii) ,Moooi Validasioo A model is validated by providing a correct representation of the real system. Validation of the model built fOr the red grouper fishery involved checking if it exhibited behavior characteristic cfi‘ the fishery system itself. Model validation was conducted using three major approaches (or validation norms): a. Comparison of actual and simulated catch. b. Consistency with accepted theory. c. Discussion of the simulation model and results with resource experts and decision-makers. (ix) SGQSILiYIEY agaiysis In order In) establish confidence in model validity it was necessary to determine if (x) 151 reasonable changes (marginal) in model parameters or operating conditions lead or do not lead to reasonable changes in behavior. Initial fish biomass, spawning success, and the natural mortality rate, among others, were increased and decreased by 10 %. In general, the model exhibited reasonable behavior when marginal changes in parameters and controllable inputs were implemented. It should be pointed out that model performance variables exhibited greatest changes when average natural mortality (MR) was increased and decreased by 10 %. Simulation runs were conducted for values of this parameter within the interval [.29,.36]. WWW a 8's The simulation model was put into Monte Carlo mode in order to estimate confidence intervals for model inputs as well as important performance variables. Monte Carlo experiments were conducted within a simulation to estimate the expected catch value and confidence interval for a randomly generated series of 100 traditional and modern vessels. In addition, an experiment was conducted by implementing 50 simulation runs to estimate statistics of important performance variables such as net revenues by fishermen type and total red grouper biomass. (xi) 152 Analysis of Simulation Results A next step in this process involved analyzing major simulation results. Red grouper biomass over time (TFB(t)) begins to decline after year 3. This downward leping section of the curve showed a small inflection in year 7. This is caused by a reduction in fishing effort of the modern fleet resulting from allocating an average 5 trips per year to fishing for octopus. Total biomass (summing up over age specific biomass), declines to a level of 95000 tons in T = 20. Fishery yield of traditional vessels exhibit sustainable levels up to T :15. After that point CATCHT(t) decreases to its lowest level of 1646 tons in T = 20. On the other hand, considering catch per unit of effort over time for the two types of vessels (CPUE1(t)anHICPUE2) show that fishery yield is decreasing per unit of effort. This performance is specially significant in modern vessels. This research result indicates that the red grouper fishery of the Yucatan continental shelf exhibits overexploitatnnh Dissipation of economic rent is another simulated performance of the current Open access regime. Net revenues, contribution of seafood availability in coastal communities, direct employment, and export revenues all tend to decrease in the long run. 153 (xii) Simulation oi Managemeot Strategies In order to guide management of this renewable resource, four management strategies were implemented to simulate impacts on performance variables: . Policy 1: Allocation of exclusive property rights to domestic fishermen . Policy 2: Limited entry of domestic vessels . Policy 3: Enforcement of minimum size restrictions . Policy 4: Price controls on red grouper and by-catch. All. four policies increased fish biomass as expected. However, they differ on the degree of impact on this important performance variable. Policies 1znui3 had the greatest desired effect on the red grouper population. Policies 2 and 4 resulted in undesired performance of important variables such as fishery yield, employment, and seafood availability. Choice of either policy 1 or 3 , involve important distributional impacts on different resource users. Policy 1 provides the highest benefits to domestic fishermen and to the regional economy. With policy 1 the trade-off involves not allowing a foreign fleet to harvest fish Species within Mexico's EEZ. This may have economic as well political implications. Decision-makers need to make a value judgement 154 concerning whose interests count the most when regulating resource use and exploitation. Adapting Policy 3 imposes severe restrictions to traditional fishermen because their fishing vessel characteristics allow them to fish only in near shore ecosystems where juveniles are located.‘Therefore, in order to keep them fishing, the Mexican government would need to provide financing for acquiring larger vessels. The opportunity cost of financing traditional vessels is the highest economic alternative forgone. Conclusions The conclusions derived from this research study are the following: 1. It was feasible to build a comprehensive simulation using the systems simulation approach. This dynamic model integrated biological, economic, and institutional factors that determine the performance of a tropical demersal fishery over time. The systems simulation approach proved to be a systematic and robust methodology for modelling the dynamics of renewable resources, given the comprehensive nature of ocean fisheries development and management. As a problem-solving methodology it allowed for conducting experiments dealing with impacts cM‘ alternative resource management strategies. 4. 155 The model was shown to be useful as a tool for simulating alternative management strategies and for observing the impacts on the fishery performance variables. Inclusion CH? the dualistic characteristics of tropical fisheries, which involve modern and traditional fishermen, allowed the possibility of estimating important important performance variables. It is concluded that the spatial disaggregation of fishing effort in tropical fisheries is fundamental in order to conduct meaningful cohort survival analysis of fish populations. The rationale behind this statement is based on the fact that traditional vessels usually apply their fishing effort in near shore environments where most of the juvenile population is located. As a result, differences in age composition of the catch by type of vessel become substantial. Therefore, disaggregating fishing effort and catch over space results in more realistic fishing mortality rates by age cohort. The stochastic nature of ocean fisheries was also incorporated in this simulation model. Random variables were generated to represent uncertainties that exist about the current size, and spatial and temporal distributions of the resource, mainly because of difficulties in observing the stock. These random variables were alsoan1expression of 156 unpredictable changes:h1the natural environment, which may affect effective fishing effort. 6. Among domestic management strategies, if a minimum size regulation is enforceable, it provides the highest desired impacts on performance variables. It should be mentioned, however, that the trade-off of this policy involves substantial investment in safer and more efficient vessels and gear in order for traditional fishermen to apply their fishing effort in deeper waters where most of the adult fish population is located. IMPLICATIONS Some of the most important study implications include the following: 1 1. The application of the distributed DELAY model (Manetsch, 1976), to represent the exit and entry processes of vessels to the fishery. Such processes involve time lags in: . the decision-making process of entering or leaving the fishery. . the time required to obtain public financing to buy vessels and fishing gears. the time it takes to receive a vessel after it has been ordered. 2. 157 Incorporation of random variables generated with an exponentially autocorrelated probability density function, to indicate that random variables for the red grouper fishery at one point in time are not independent of previous values. Today's catch is dependent to a certain extent on yesterday‘s catch. Selection cM‘ site is also dependent to certain degree on previously selected sites. Environmental factors that affect resource availability and fishing effort (and consequently fish catch), such as water temperature, currents and winds tend also to be dependent to a degree on previous values. Dynamic marginal cost equations based on Cobb-Douglas production functions which have effective fishing time, biomass availability and a random variate as independent variables were develOped. These marginal cost equations allow for the possibility of determining dynamic maximum economic yields. A dynamic feedback mechanism was designed to estimate pOpulation structure and recruitment to the fishable stock as a function of a time varying spawning stock population, an average fecundity rate and a spawning success parameter. This population dynamics submodel could be applied to tropical as well as non-tropical fisheries with appropriate 158 inputs. 5. The fishing mortality rate was decomposed by type of vessel which resulted into time variants: . fishing mortality rate by age cohort i, FRi(t), . total mortality rate by age cohort, DRi(t)1 and . Cohort survival rates, SRi(tL 6. The model develOped in this study could be used as a tool to aid the decision-making process used in managing tropical fisheries. 7. The simulation characteristics of the model, provides the possibility of conducting a number of resource management experiments to identify the ojjoois and trade-offs involved in relevant performance variables. 8. In the case of the red grouper fishery of the Yucatan Continental Shelf) two resource management strategies exhibited overall higher desired performance:(i) Allocation of exclusive property rights to domestic fishermen and,(ii) enforcement of minimum size restrictions on this species. 9. Given that the computer model was developed and implemented on an IBM PC using a Microsoft FORTRAN compiler, the resulting software could easily be implemented in IBM-PC compatibles, the kind of microcomputers usually available hitropical coastal nations. 159 Study Limitations Some of the most important limitations involved in this research effort, are as follows: 1. Because of lack of information, it was not feasible to incorporate into the the model the high diversity of species usually present in tropical ecosystems. It would have been desirable to model the dynamics and interdependencies of tropical multispecies fisheries. When running the computer model, the population dynamics component used the available average fecundity rate. It would have been more appropriate to include the average fecundity by age of spawners, as indicated in the mathematical model. 3. Natural mortality was assumed as an average rate, instead of being a function of age. This model assumption, might be relaxed in the near future, given that a group of marine biologists are conducting studies to estimate this rate by cohort. Estimation of the fishing effort function of traditional fishermen was based on cross-section data collected as part of this study. It would have been more desirable to estimate production functions based on time series which incorporate seasonal variations in catch-effort relations. The model would have been a more accurate representation of reality if information about the following system elements had been available and 160 included: . Interdependencies of fish species in the tropical ecosystem. . Community intertemporal preferences in the use of fish resources. . Socio-cultural factors that affect behavior of fishermen as resource users. .Preferences of resource managers dealing with intertemporal and distributional allocation of fisheries resources. Recommendations for Further Research A number of future research efforts seem to be relevant to the fisheries resource development field with emphasis in resource modelling. In ranked order the following studies are needed: (i) DevelOpment of comprehensive simulation models for other renewable resources and more specificallyfor other biotic resources of marine ecosystems. (ii) Research efforts concerning the nonsn dimension are needed In) model decision-making mechanisms dealing with: . intertemporal preferences in (Hue use of resources, . socio-cultural factors that affect fishermen as resource users, . utility functions of resource managers. (iii) Multiple-objective Optimization functions,could be (iv) 161 incorporated in a simulation model like the one develOped in this dissertation, to optimize objective functions of different decision-makers (fishermen and resource managers), in order to model the human dimension of ocean fisheries. Modelling efforts concerning recruitment of tropical demersal fisheries should include biotic as well as non-biotic factors in order to come up with adequate representation of this important and complex process. Also, time varying distributed delay functions could be applied to model time lags involved in recruitmnet processes. (v) Parameters which are highly difficult to observe, (vi) (vii) such as spawning success, could be estimated by applying optimal control theory and dynamic optimization algorithms. Application of Monte Carlo analysis to estimate confidence intervals of resource prices in order to account f1”: uncertainty inherent in market fluctuations and government interventions. Multivariate analysis of fisheries production functions to include variables such as: . fishing skills . type of gear . vessel characteristics . number of fishing vessels . effective fishing time 162 . Environmental variables fishing site (viii) Biological and technological interdependencies should be included in the analysis of tropical fisheries to deal with a high diversity of species and non-discriminating fishing gears. (ix) Studies concerning age dependence of fecundity and natural mortality are needed to provide data for research efforts dealing with pOpulation dynamics of tropical fisheries. APPENDIX A 1. 163 APPENDIX A FISHERMEN SURVEY Questionnaire Location Are you involved full time in the fishing activity? Yes ( ) No ( ) EL If you are involved in harvesting fish species, please indicate the form of organization to which you belong (if any), to carry out your fishing activity: a. Fisheries OOOperatives ( ) b. Private firm ( ) C. Productos Pesqueros Mexicanos S.A de C.V. ( ) d. Harvest fish with someone who owns a boat ( ) e. Harvest fish with your own boat ( ) (If answer is d., proceed to interview the next fishermen) Please indicate the capacity and lengtthPthe fishing vessel that you own: CAPACITY LENGTH 1 to 3 tons ( ) 10 to 15 feet long 5 to 10 tons ( ) 16 to 25 feet long 11 to 15 tons ( ) 26 to 30 feet long 16 to 20 tons ( ) 31 to 35 feet long 21 to 30 tons ( ) 36 to 40 feet long More than 30 tons ( ) 41 to 75 feet long 164 Please indicate the type of fishing gears that you use in your fishing boat. Hand lines ( ) Longlines ( ) Nets ( ) Please indicate the mesh size Gill-nets ( ) How many fishing trips do you undertake per year? # of trips per year What is the average duratiOn of each of your fishing trips? # of days per fishing trip How many hours,cn1the average,ck>you actually fish in each of your fishing trips? Hours fishing activity per trip Do you always fish in the same fishing ground? Yes ( ) No ( ) What is the depth range in which you fish most of the time? 3 to 5 fathoms ( ) 6 to 10 fathoms ( ) 11 to 15 fathoms ( ) 16 to 20 fathoms ( ) 21 to 25 fathoms ( ) 26 to 30 fathoms ( ) 31 to 40 fathoms ( ) 41 to 50 fathoms ( ) More than 50 fathoms ( ) How many? 165 10. How many fishermen go in your vessel during each fishing trip? # of fishermen 11. On the average, how much do you spend on the following items per trip? Gasoline and oil Lines and hooks Bait Ice 12. On the average, how much do you pay per day to each of the fishermen that fish on your boat? $ per day per fisherman 13. How much do you think your vessel is approximately worth today including both the boat and the fishing equipment? Value of boat $ Value of equipment $ Total value of vessel $ 14. Indicate the type of fish that you catch when you go fishing, and please indicate the approximate number of kilograms that you catch of each of them in an average trip. L S Red grouper ( ) # of K8 Ocean perch ( ) # of Kg Yellow snapper ( ) # of K8 Red snapper ( ) # of K8 White Grunt ( ) # of K8 King Mackerel ( ) # of K8 Spanish Mackerel( ) # of Kg 166 Barracuda ( ) # of Kg Octopus ( ) # of Kg Squid ( ) # of Kg Shark ( ) # of Kg 15% From the above species could you indicate which one of them you are mostly trying to catch as your major fish target and where do you sell it? Name of fish For local market ( ) For processing plants ( ) 16. In trying to catch the above indicated fish which are the most common fish species thatyun1are also likely to catch? Please indicate them in order of most occurrence: Name of fish Name of fish Name of fish 17. Do you keep some of your catch for your family consumption? Yes ( ) No ( ) If yes, how many kg/trip 18. If your answer was affirmative, what fish species do you keep for consumption? Species 19. If you are fishing for red grouper please indicate the month(s) of the year that you catch the most: January JUlY __- February ___ August ___ 167 March ___ September ___ April ___ October ___ May ___ November ___ June December 20. Have you or your organization received financial support from the Fisheries Bank? Yes ( ) No ( ) 21. How many Kg. of fish would you be willing to accept today as an equivalent of 100 Kg, of fish a year from today? Kg. of fish today 22. For how many years would you like to keep fishing in the coastal areas of the Peninsula of Yucatan? # of years 23. If you were informed that one of the fish species that you are currently catching is being depleted, would you be willing to reduce fishing effort to protect the species for future generations? Yes ( ) No ( ) Thank you very much! APPENDIX B 168 APPENDIX B CONSTANTS, PARAMETERS AND STATE VARIABLES Table B.1 Model Constants and Parameters. Constant and parameter Value Unit of Measurement "K6171"?3"'""""""""'"61’ """""""" i """""" ACM(2) .19 ACM(3) .32 % ACM(4) .09 % ACM(5) .08 % ACM(6) .06 % ACM(7) .08 % ACM(8) .06 % ACM(9) .04 % ACM(IO) .09 % ACM(11) .03 % 0, .009016 % 012 .74995 % ACT(I) .05 % 901(2) -30 I ACT(3) .25 % ACT(4) .20 % ACT(5) .10 % ACT(6) .06 % ACT(7) ~0“ % 5‘ .859 I 5: .565 % C1 2,7301 Thousand Pesos/Hour C2 178.2130 Thousand Pesos/Day 169 Constant and parameter Value Unit of Measurement EEGB""'"""""“""§666?6 ““““““ ;;;;;;;;; """ DELM 2.0 Years DELT 1.5 Years DF 10.52 Days EGG 1.5 (105) # of Eggs/Gonad 541 .016 z EM2 .043 7 ENTRYM .04 % ENTRYT .02 % EXITM .05 % EXITT .05 % HF 5.46 Hours K 3, - MR .33 PEI 2000.0 Dollars/Ton PE2 6500.0 Dollars/Ton PFAC 625.0 Thousand Pesos/Ton PM1 750.0 Thousand Pesos/Ton PM? 750.0 Thousand Pesos/Ton PT1 700.0 Thousand Pesos/Ton PT2 625.0 Thousand Pesos/Ton 33 1.22 (10-6) 5 SM) .2 % 3‘ SM2 .8 STI ST2 3T3 TRIPM TRIPT 170 Value Unit of Measurement 1 % 2 % .7 % 13.0 Fishing Trips/Year 85.0 Fishing Trips/Year A-.. I" 171 Table 8.2 Initial Values of State Variables. State Variable Initial Value Unit of Measurement '35?13""""""""§12§3655t“""‘“"'; """""""" FP(2) 63817000. # FP(3) 32056000. # FP(4) 13300000. # FP(5) 7543000. # FP(6) 4787000. # FP(7) 3025000. # FP(8) 1709000. # FP(9) 1039000. # FP(10) 566000. # FP(11) 253000. # FP(12) 169000. # FP(13) 113000. # FP(14) 74000. # FP(15) 44000. # FP(16) 38000. # FP(17) 27000. # FP(18) 18000. # FP(19) 9000. # FP(20) 9000. # TFB(0) 138000. Tons CATCH(0) 9996. Tons/year CATCHM(0) 6703. Tons/year CATCHT(0) 2793. Tons/year 172 State Variable Initial Value Unit of Measurement MFV(O) 180 # TFV(O) 850 # TPFTM(O) 1688 Millions of Pesos TPFTT(O) 536 Millions of pesos EMP(O) 3810 Individuals SEAFC(O) 279 Tons EERG(O) 2088 Thousands of Dlls. APPENDIX C 00000OOOOOOOOOOOOOOOOOOOO 000 10 20 APPENDIX C COMPUTER PROGRAM SIMERO COMPREHENSIVE SIMULATION MODEL OF THE RED GROUPER FISHERY OF YUCATAN'S CONTINENTAL SHELF. JUAN CARLOS SEIJO. PROGRAM SIMERO DEFINITION OF VARIABLES AND PARAMETERS. POPULATION AND BIOMASS BY AGE GROUP J: FP(J) AND FB(J). COMPOSITION OF THE CATCH BY FLEET: ACT(J) AND ACM(J) TOTAL, NATURAL AND FISHING MORTALITY BY AGE: DR(J),MR,FR(J). FISHING MORTALITY BY AGE BY TYPE OF VESSEL: CT(J),CM(J),CC(J). LENGTH AND WEIGHT OF FISH AGED J: L(J) AND W(J). MATURING AND ADULT POPULATION AND BIOMASS: MFP,MFB,AFP,AFB. NEW BORN POPULATION: NBORN. TOTAL,TRADITIONAL AND MODERN VESSEL YIELD: CATCH,CATCHT,CATCHM. CATCH PER UNIT EFFORT BY TYPE OF VESSEL: CPUEI AND CPUE2. TOTAL NUMBER OF TRADITIONAL AND MODERN VESSELS: TFV AND MFV. ANNUAL FISHING TRIPS BY TYPE OF VESSEL: TRIPT,TRIPM. BIOMASS AVAILABILITY FACTOR: BAF. RANDOM VARIABLES OF YIELD EQUATIONS: R1,R2. DIRECT EMPLOYMENT: EMP SEAFOOD AVAILABILITY IN COASTAL AREAS: SEAFC. EXPORT EARNINGS FROM RED GROUPER PRODUCTS: EERG. NET REVENUES OF TRADITIONAL AND MODERN VESSELS: PFTT,PFTM. ACCUMULATED NET REVENUES: TPFTT,TPFTM. TOTAL COSTS PER TYPE OF VESSEL: TCT,TCM. TOTAL REVENUES PER TYPE OF VESSEL: TRT,TRM. MARGINAL AND AVERAGE COSTS PER TYPE OF VESSEL: MC1,MC2,AC1,AC2. DISTRIBUTED DELAY PARAMETERS: DEL,K. DISTRIBUTED DELAY INTERMEDIATE RATES: RT(3),RM(3). VARIANCE OF CATCH EQUATIONS: VAR1,VAR2. REAL TFV,MFV,THF,TDF,BAF,PFTT,PFTM,TPFTT,TPFTM,ACI,AC2 REAL TFVE,MFVE,TTRIPT,CATCHT,CATCHM,FBE,DR,FR,FP,FB,UI,U2. REAL NBORN,R1,R2,CPUE1,CPUE2,SR,CT,CM,MR,CC,L,W,TTRIPM,CAT REAL CAM,MFP,MFB,AFP,AFB,TRIPT,TRIPM,HF,DF,MC1,MC2,AR1,AR2 EXTERNAL UNIF DIMENSION RT(3),RM(3),ACT(20),ACM(20),DR(20),SR(20),L(20) DIMENSION FP(20),FB(20),W(20),FR(20),CT(20),CM(20),CC(20) DIMENSION SR1(20),SR2(20),SCACHT(20),SCACHM(20),SACI(20) DIMENSION SAC2(20),SPFTT(20),SPFTM(20),STRT(20),STCT(20) DIMENSION STRM(20),STCM(20),SEMP(20),SSEAFC(20),SEERG(20) DIMENSION STFV(20),SMFV(20),STPFTT(20),STPFTM(20) DIMENSION SMCI(20),SMC2(20),SAR1(20),SAR2(20) WRITE (*,10) FORMAT(24X,'SIMULATION MODEL OF THE RED GROUPER FISHERY') WRITE (”,20) FORMAT (31X,'YUCATAN CONTINENTAL SHELF') MODEL CONSTANTS AND PARAMETERS DATA K/3/,DELT/1.5/,DELM/2.0/,ST1/.1/,ST2/.2/,ST3/.7/ 173 174 DATA SM1/.2/,SM2/.8/,EM1/.015/,EM2/.0u3/,PT1/700./ DATA PT2/525./,PM1/750./,PM2/750./,PFAC/625./ DATA PE1/2000./,PE2/6500./,HF/5.U6/,DF/10.52/,TRIPT/85./ DATA TRIPM/13./,ENTRYT/.02/,ENTRYM/.OU/,EXITT/.05/ DATA EXITM/.05/,CCUB/5000./,MR/.33/,ALPHA1/.009016/ DATA ALPHA2/.7U995/,BETA1/.859/,BETA2/.565/,C1/2.7301/ DATA C2/178.213/,S$/1.225-6/,EGG/1.5055/ DATA ACT(1)/.05/,ACT(2)/.30/,ACT(3)/.25/,ACT(N)/.20/ DATA ACT(5)/.10/,ACT(6)/.06/,ACT(7)/.ON/,ACM(1)/.01/ DATA ACM(2)/.19/,ACM(3)/.32/,ACM(N)/.09/,ACM(5)/.08/ DATA ACM(6)/.06/,ACM(7)/.08/,ACM(8)/.06/,ACM(9)/.OU/ DATA ACM(10)/.OU/,ACM(11)/.03/ INITIAL VALUES PHASE RT(1):6. RT(Z):6. RT(3)=6. RM(1)=3. RM(2)=3. RM(3)=3. CATCHT:2793. CATCHM=6703. CATCH=CATCHT+CATCHM . FP(1):9H276000. FP(Z):63817000. FP(3):32056000. FP(N):13300000. FP(5):75"3000. FP(5):N787000. FP(7)=3025000. FP(8):1709000. FP(9):1039000. FP(10):556000. FP(11)=253000. FP(12)=169000. FP(13)=113000. FP(1N)=7NOOO. FP(15)=NNOOO. FP(16)=38000. FP(17)=27000. FP(18):18000. FP(19)=9000. FP(20)=9000. DO 1 J:1,20 L(J)=80.2*(1.-EXP(-0.159*(J+1.21))) N(J)=.0000138’(L(J)*'3.) FB(J)=FP(J)’W(J)/1000. CONTINUE MFP:FP(1)+FP(2) AFP:FP(3)+FP(A)+FP(5)+FP(6)+FP(7)+FP(8)+FP(9)+FP(10)+FP(11)+ FP(12)+FP(13)+FP(1u)+FP(15)+FP(16)+FP(17)+FP(18)+FP(19)+FP(20) TFP:MFP+AFP MFB:FB(1)+FB(2) AFB=FB(3)+FB(H)+FB(5)+FB(6)+FB(7)+FB(8)+FB(9)+FB(10)+FB(11)+ 30 HO 4. 175 FB(12)+FB(13)+FB(1N)+FB(15)+FB(16)+FB(17)+FB(18)+FB(19)+FB(20) TFBzMFB+AFB DO 2 J=1,20 CT(J)=ACT(J)*CATCHT/FB(J) CM(J):ACM(J)'CATCHM/FB(J) CC(J):ACM(J)'CCUB/FB(J) FR(J)=CT(J)+CM(J)+CC(J) DR(J)=FR(J)+MR SR(J):1.-DR(J) CONTINUE CPUE1:.O388 CPUE2=.2723 MFV:180. TFV:8SO. TTRIPTzTFV'TRIPT TTRIPM=MFV*TRIPM FBE=138.E3 EMP=TFV*3.+MFV'7. SEAFC:CATCHT'(ST1+ST2) EERG:CATCHM*(PE1*EM1+PEZ*EM2) ACTFV:O. ACMFV:0. TFVE=O. MFVE=O. FST:ST1*CATCHT FMT:ST2’CATCHT FPT=ST3TCATCHT FMM:SM1*CATCHM FPM=SM2*CATCHM FAC=CATCHM'.25 TRT=PT1'FMT+PT2*FPT TRM:PM1*FMM+PM2*FPM+PFAC*FAC THF:HF*TRIPT'TFV TDF:DF'TRIPN'MFV TCT:C1'THF TCM:C2'TDF AC1:TCT/CATCHT AC2:TCM/CATCHM PFTT:TRT-TCT PFTM:TRM-TCM TPFTT=PFTT TPFTM=PFTM EGGS:EGG’SS NBORNzEGGS'AFP WRITE (‘,30) FORMAT ('0',12X,'T',11X,'CPUE1',1OX,'CPUEZ',1OX, 'CATCH',8X,'BIOMASS') WRITE (',AO) T,CPUE1,CPUEZ,CATCH,TFB FORMAT (F15.1,2F15.N,ZF15.1) 1:0. XLMDA=.3 VAR1=65E-6 VAR2=12H2S6E-6 176 R1=O. R2=O. T=O. SPECIFICATIONS OF SIMULATION RUN. DT:.05 RLGTH:20. NIPP=1./DT+.OOO1 NIT:RLGTH/DT+.OOO1 NIOL:NIT/NIPP EXECUTION PHASE DO 3 I1:1,NIOL DO A I2:1,NIPP T:T+DT COMPUTE STATE VARIABLES. DO 5 J=20,2,-1 FP(J)=FP(J)+DT*(SR(J-1)‘FP(J-1)-FP(J)) CONTINUE FP(1)=FR(1)+DT'((1.-MR)'NBORN-EP(1)) MFP=FP(1)+FP(2) AFP=ER(3)+FP(“)+FR(5)+FP(6)+FP(7)+FP(8)+FP(9)+FP(10)+FP(11)+ FP(12)+FP(13)+FP(1H)+FP(15)+FP(16)+FP(17)+FP(18)+FP(19)+FP(20) TFP:MFP+AFP NBORN:EGGS*AFP DO 6 J:1,2O FB(J)=FP(J)‘W(J)/1000. CONTINUE MFB:FB(1)+EB(2) AFB:FB(3)+FB(A)+FB(5)+FB(6)+FB(7)+FB(8)+FB(9)+FB(10)+FB(11)+ EB(12)+FB(13)+FB(1Q)+FB(15)+FB(16)+FB(17)+FB(18)+FB(19)+FB(20) TEB:MFB+AFB TPFTT=TPFTT+DT'(TRT-TCT) TPFTM:TPFTM+DT‘(TRM-TCM) IF(TFV.LT.850) ENTRYT:.O5 IF(TFV.GE.850) ENTRYT:.02 IF(MFV.LT.180) ENTRYM:.O5 IF(MFV.GE.180) ENTRYM:.OH IF(PFTT.LT.O.) TFVE=TFV'(-EXITT) IF(PFTT.GT.0.) TEVE:TFV*ENTRYT IF(PFTT.EQ.O.) TFVE:O. IE(RFTM.LT.O.) MFVE:MFV*(-EXITM) IF(PETM.GT.O.) MFVE:MFV*ENTRYM IF(PETM.EQ.O.) MEVE=O. TFV:TFV+DT*(ACTFV) MFV:MFV+DT'(ACMFV) EMP:TFV'3.+MFV*7. SEAFC:SEAFC+DT'(FST+FMT) EERG:EERG+DT*(CATCHM*(PE1'EMT+PE2’EM2)) CALL DELAY(TFVE,ACTFV,RT,DELT,DT,K) CALL DELAY(MFVE,ACMFV,RM,DELM,DT,K) GENERATE RANDOM VARIABLES. CALL EXACOR(XLMDA,VAR1,DT,I,R1) CALL EXACOR=TRT STCT(I1):TCT STRM(I1):TRM STCM(I1)=TCM SEMP(I1)=EMP SSEAFC(I1)=SEAFC SEERG(I1)=EERG STFV(I1):TFV SMFV(I1)=MFV STPFTT(I1):TPFTT STPFTM(I1):TPFTM WRITE <*,50) T,CPUE1,CPUE2,CATCH,TFB FORMAT (F15.1,2F15.u,2F15.1) CONTINUE WRITE (',60) FORMAT ('1',12X,'T',9X,'RANVAR1',8X,'RANVAR2', 9X,'CATCHT',9X,'CATCHM') DO 8 I1:1,NIOL NRITE (',70) I1,SR1(I1),SR2(I1),SCACHT(I1),SCACHM(I1) FORMAT (I15,2F15.6,2F15.1) CONTINUE WRITE (',80) FORMAT ('1',12X,'T',11X,'ACTV',11X,'ACMV',11X,'PFTT', 11X,'PFTM') DO 9 I1=1,NIOL wRITE (*,90) I1,SAC1(I1),SAC2(I1),SPFTT(I1),SPFTM(I1) FORMAT (I15,uF15.1) CONTINUE wRITE (*,1oo) FORMAT ('1',12X,'T',12X,'TRT',12X,'TCT',12X,'TRM',12X,'TCM') DO 11 I1=1,NIOL NRITE (*,11O) I1,STRT(I1),STCT(I1),STRM(I1),STCM(I1) FORMAT (I15,AF15.1) CONTINUE ) NRITE 120 FORMAT (:1',12X,'T',12X,'EMP',1OX,'SEAFC',11X,'EERG') DO 12 I1=1,NIOL wRITE (*,130) I1,SEMP(I1),SSEAFC(I1),SEERG(I1) FORMAT (I15,uF15.1> CONTINUE ) wRITE * 1uO FORMAT((:1',12X,'T',12X,'TFV',12X,'MFV',1OX,'TPFTT', 1OX,'TPFTM') DO 11:1 NIOL wRITE (*,156) I1,STFV I no. A R < T yes ¢ yes Vessel Entry Vessel Exit APPENDIX E 0 00000 APPENDIX E MONTE CARLO MODE OF PROGRAM SIMERO MONTE CARLO ANALYSIS OF A TROPICAL DEMERSAL FISHERY RED GROUPER (E. morio) OF YUCATAN CONTINENTAL SHELF. MONTE CARLO EXPERIMENTS TO ESTIMATE CONFIDENCE INTERVALS FOR IMPORTANT PARAMETERS AND PERFORMANCE VARIABLES. JUAN CARLOS SEIJO. PROGRAM SIMERO MONTE CARLO MODE. REAL TFV,MFV,THF,TDF,BAF,PFTT,PFTM,TPFTT,TPFTM,AC1,AC2 REAL TFVE,MFVE,TTRIPT,CATCHT,CATCHM,FBE,DR,FR,FP,FB,U1,U2 REAL NBORN,R1,R2,CPUE1,CPUE2,SR,CT,CM,MR,CC,L,H,TTRIPM REAL MFP,MFB,AFP,AFB,TRIPT,TRIPM,HF,DF,MC1,MC2,AR1,AR2 REAL BIOM,TBIOM,TCATT,TCATM,SUMCT,SUMCM,XMEANT,XMEANM,SSUMT REAL SSUMM,S1,S2,SS1,SSZ,STDT,STDM,RV1,RV2,RN,SB,SSB,STDB REAL PROFTT,PROFTM,XMEANB,XMPFTT,XMPFTM,SUMB,TTPFTT,TTPFTM REAL SN,SS,SSU,SSS,SUMPT,SUMPM,STDPT,STDPM EXTERNAL UNIF DIMENSION RT(3),RM(3),ACT(20),ACM(20),DR(20),SR(20),L(20) DIMENSION FP(20),FB(20),W(20),FR(20),CT(20),CM(20),CC(20) DIMENSION RV1(100),RV2(100),TCATT(100),TCATM(100),BIOM(50) DIMENSION PROFTT(50),PROFTM(50) WRITE (',10) FORMATCZOX,'SIMULATION MODEL OF THE RED GROUPER FISHERY') WRITE (',20) FORMAT (30X,'MONTE CARLO ANALYSIS') MODEL CONSTANTS AND PARAMETERS DATA K/3/,DELT/1.5/,DELM/2.0/,ST1/.1/,ST2/.2/,ST3/.7/ DATA SM1/.2/,SM2/.8/,EM1/.016/,EM2/.0U3/,PT1/700000./ DATA PT2/525000./,PM1/750000./,PM2/750000./,PFAC/625000./ DATA PE1/2000./,PE2/6500./,HF/5.U6/,DF/10.52/,TRIPT/85./ DATA TRIPM/13./,ENTRYT/.02/,ENTRYM/.ON/,EXITT/.05/ DATA EXITM/.05/,CCUB/5000./,MR/.33/,ALPHA1/9.016/ DATA ALPHA2/7U9.95/,BETA1/.859/,BETA2/.565/,C1/2730.1/ DATA C2/178213./,SS/1.22E-6/,EGG/1.50E6/ ACT(1)=.05 ACT(2)=.3O ACT(3)=.25 ACT(“)=.20 ACT(5)=.10 ACT(6)=.06 ACT(7)=.OU ACM(1):.01 ACM(2)=.19 ACM(3)=.32 ACM(N)=.09 ACM(5)=.08 ACM(6)=.06 ACM(7)=.08 185 186 ACM(8):.O6 ACM(9)=.ON ACM(10)=.ON ACM(11)=.O3 MONTE CARLO EXPERIMENT 1: ANALYSIS OF 50 SIMULATION RUNS. NR:50. TBIOM=O. SUMB:O. TTPFTT:O. TTPFTMzo. SUMPT:O. SUMPM=0. DO 9 M:1,NR INITIAL VALUES PHASE RT(1)=6. RT(2)=6. RT(3):6. RM(1):3. RM(2):3. RM(3)=3. CATCHT=2793. CATCHM:6703. CATCH=CATCHT+CATCHM FP(1):9N275000. FP(2):63817000. FP(3):32056000. FP(N):133000OO. FP(5):75N3000. FP(6):N787000. FP(7)=3025000. FP(8):1709000. FP(9)=1039000. FP(10):566000. FP(11)=253000. FP(12):169000. FP(13):113000. FP(1N)=7NOOO. FP(15)=NHOOO. FP(16)=38000. FP(17):27000. FP(18):18000. FP(19):9000. FP(20)=9000. DO 1 J:1,20 L(J)=80.2'(1.-EXP(-O.159*(J+1.21))) W(J)=.OOOO138*(L(J)*'3.) FB(J)=FP(J)'W(J)/1000. CONTINUE MFP=FP(1)+FP(2) AFP=FP(3)+FP(A)+FP(5)+FP(6)+FP(7)+FP(8)+FP(9)+FP(10)+FP(11)+ FP(12)+FP(13)+FP(14)+FP(15)+FP(16)+FP(17)+FP(18)+FP(19)+FP(20) TFP:MFP+AFP MFB=FB(1)+FB(2) 187 AFB:FB(3)+FB(A)+FB(5)+FB(6)+FB(7)+FB(8)+FB(9)+FB(10)+FB(11)+ FB(12)+FB(13)+FB(1N)+FB(15)+FB(16)+FB(17)+FB(18)+FB(19)+FB(20) TFB:MFB+AFB DO 2 J:1,2O CT(J)=ACT(J)*CATCHT/FB(J) CM(J)=ACM(J)*CATCHM/FB(J) CC(J):ACM(J)*CCUB/FB(J) FR(J)=CT(J)+CM(J)+CC(J) DR(J)=FR(J)+MR SR(J)=1.-DR(J) CONTINUE CPUE1:.O388 CPUE2:.2723 MFV=180. TFV:850. TTRIPT:TFV*TRIPT TTRIPM:MFV'TRIPM FBE=138.E3 EMP:TFV*3.+MFV*7. SEAFC=ST1RCATCHT EERG:CATCHM'(PE1*EM1+PE2'EM2) ACTFV=O. ACMFV:O. TFVE:O. MFVE=O. FST:ST1*CATCHT FMTzSTZRCATCHT FPT=ST3RCATCHT FMM:SM1'CATCHM FPM:SM2'CATCHM FAC=CATCHM'.25 TRT:PT1'FMT+PT2‘FPT TRM:PM1*FMM+PM2*FPM+PFAC*FAC THFzHFETRIPT'TFV TDF:DF'TRIPM*MFV TCT=C1RTHF TCM:C2'TDF AC1:TCT/CATCHT AC2:TCM/CATCHM PFTT=TRT-TCT PFTM:TRM-TCM TPFTT=PFTT TPFTM:PFTM EGGS:EGG*SS NBORN:EGGS*AFP SUMCT:0. SUMCM=O. SSUMT:O. SSUMM:O. I=O. XLMDA:.3 VAR1:65. VAR2:124255. 188 R1:O. R2=0. T=O. SPECIFICATIONS OF SIMULATION RUN. DT:.2 RLGTH=20. NIPP:1./DT+.OOO1 NIT=RLGTH/DT+.0001 NIOL:NIT/NIPP EXECUTION PHASE DO 3 I1:1,NIT T:T+DT COMPUTE STATE VARIABLES. D0 5 J=20,2,-1 FP(J)=FP(J)+DT*(SR(J-1)‘FP(J-1)-FP(J)) CONTINUE FP(1)=FP(1)+DT'((1.-MR)'NBORN-FP(1)) MFP=FP(1)+FP(2) AFP=FP(3)+FP(A)+FP(5)+FP(6)+FP(7)+FP(8)+FP(9)+FP(10)+FP(11)+ FP(12)+FP(13)+FP(1N)+FP(15)+FP(16)+FP(17)+FP(18)+FP(19)+FP(20) TFP:MFP+AFP NBORN:EGGS’AFP DO 6 J:1,20 FB(J):FP(J)*W(J)/1000. CONTINUE MFB:FB(1)+FB(2) AFB:FB(3)+FB(N)+FB(5)+FB(6)+FB(7)+FB(8)+FB(9)+FB(10)+FB(11)+ FB(12)+FB(13)+FB(1H)+FB(15)+FB(16)+FB(17)+FB(18)+FE(19)+FB(20) TFB:MFB+AFB TPFTT:TPFTT+DT’(TRT-TCT) TPFTM:TPFTM+DT'(TRM-TCM) IF(TFV.LT.850) ENTRYT=.05 IF(TFV.GE.850) ENTRYT:.02 IF(MFV.LT.180) ENTRYM:.05 IF(MFV.GE.180) ENTRYM:.0U IF(PFTT.LT.O.) TFVE=TFV‘(-EXITT) IF(PFTT.CT.O.) TFVE=TFVRENTRYT IF(PFTT.EQ.0.) TFVE=0. IF(PFTM.LT.0.) MFVE=MFV*(-EXITM) IF(PFTM.GT.O.) MFVE:MFV'ENTRYM IF(PFTM.EQ.0.) MFVE=0. TFV:TFV+DT‘(ACTFV) MFV:MFV+DT*(ACMFV) EMP:TFV'3.+MFV'7. SEAFC:SEAFC+DT'(FST+FMT) EERG:EERG+DT'(CATCHM*(PE1’EM1+PE2'EM2)) CALL DELAY(TFVE,ACTFV,RT,DELT,DT,K) CALL DELAY(MFVE,ACMFV,RM,DELM,DT,K) COMPUTE RATE VARIABLES. BAF=TFB/FBE IF(T.GE.7.) TRIPM=9. TTRIPT:TRIPT*TFV TTRIPMzTRIPM'MFV 189 CALL EXACOR(XLMDA,VAR1,DT,I,R1) CATCHT=(ALPHA1'(HF**BETA1)+R1)‘BAF‘TTRIPT/1000. CALL EXACOR(XLMDA,VAR2,DT,I,R2) CATCHM:(ALPHA2*(DF'*BETA2)+R2)‘BAF'TTRIPM/1000. CATCH:CATCHT+CATCHM CPUE1=CATCHT/(TFV'TRIPT) CPUE2=CATCHM/(MFV'TRIPM’DF) DO 7 J=1,20 CT(J):ACT(J)*CATCHT/FB(J) CM(J):ACM(J)’CATCHM/FB(J) CC(J)=ACM(J)'CCUB/FB(J) FR(J)=CT(J)+CM(J)+CC(J) DR(J):FR(J)+MR SR(J):1.-DR(J) CONTINUE FST:ST1'CATCHT FMT:ST2*CATCHT FPT=ST3'CATCHT FMM=SM1RCATCHM FPM=SM2'CATCHM FAC:CATCHM'.25 TRT:PT1*FMT+PT2'FPT TRM:PM1'FMM+PM2*FPM+PFAC*FAC AR1:TRT/CATCHT AR2:TRM/CATCHM THF:HF'TRIPT'TFV TDF=DFPTRIPMRMFV TCT=C1ETHF TCM:C2'TDF U1:((CATCHT'1000./(TTRIPT'BAF))-R1/1000.)'*((1/BETA1)-1) U2=((CATCHM’1000./(TTRIPM’BAF))-R2/1000.)**((1/BETA2)-1) MC1=(C1'1000./((ALPHA1*'(1./BETA1))*BETA1*BAF))*U1 M02=(C2'1000./((ALPHA2*’(1./BETA2))*BETA2*BAF))*U2 AC1=TCT/CATCHT AC2=TCM/CATCHM PFTT:TRT-TCT PFTM:TRM-TCM MONTE CARLO EXPERIMENT 2: WITHIN RUN ANALYSIS. IF(M.GT.1) GOTO 3 SUMCT=SUMCT+CPUE1 SUMCM=SUMCM+CPUE2 TCATT(I1)=CATCHT TCATM(I1):CATCHM XMEANT=SUMCT/NIT XMEANM:SUMCM/NIT RV1(I1)=R1 RV2(I1):R2 CONTINUE DO 8 11:1,100 S1=(ABS(TCATT(I1)-XMEANT))**2. 52=(ABS(TCATM(I1)—XMEANM)>**2. SSUMT:SSUMT+S1 SSUMM=SSUMM+SZ 1 3 )4 1 0 0 12 5 6 7 1 0 0 O 3 80 —n|\O 3:0 190 CONTINUE STORE RUN DATA FOR STATISTICS. BIOM(M)=TFB TBIOMzTBIOM+TFB PROFTT(M):PFTT TTPFTT=TTPFTT+PFTT PROFTM(M)=PPTM TTPFTMzTTPFTM+PFTM SS1=SSUMT/(NIT-1) SS2=SSUMM/(NIT-1) STDT:SQRT(SS1) STDM:SQRT(SS2) CONTINUE COMPUTE MEANS AND STANDARD DEVIATIONS. XMPFTT:TTPFTT/NR XMPFTMzTTPFTM/NR XMEANB=TBIOM/NR DO 11 M=1,NR S3=(ABS(BIOM(M)-XMEANB))**2. su=(ABS(PROFTT(M)-XMPFTT))**2. Ss=(ABS(PROFTM(M)-XMPFTM))**2. SUMB=SUMB+S3 SUMPT=SUMPT+SA SUMPM=SUMPM+SS CONTINUE SS3=SUMB/(NR-1) SSA=SUMPT/(NR-1) SSS=SUMPM/(NR-1) STDB=SQRT(SS3) STDPT=SQRT(SSA) STDPM:SQRT(SSS) HRITE (*,30) FORMAT ('0',15X,'N',15X,'CATCHT',12X,'CATCHM') DO 12 I1:1,NIT WRITE (*,u0) I1,TCATT(I1),TCATM(I1) FORMAT (11x,16,ux,2F17.1) CONTINUE wRITE (*,50) XMEANT,XMEANM,STDT,STDM FORMAT ('0','XMEANT:',F6.1,3X,'XMEANM=',F6.1,3X, 'STDT:',F6.1,3X,'STDM:',F6.1) wRITE (* 60) FORMAT (111,15X,1N*,11X,1RV11,11X,1RV2') DO 13 I1=1,NIT NRITE (*,70) I1,RV1(I1),RV2(I1) FORMAT (11X,IO,NX,F1O.3,ux,F1O.3) CONTINUE 8 ) o NORRET((11',1flX,'RUN',1OX,'BIOMASS',10X,'PROFTT', 1OX,'PROFTM'% DO 1n M=1 N wRITE (*,96) M,BIOM(M),PROFTT(M),PROFTM(M) FORMAT (12X,16,3F17.1) CONTINUE 100 110 120 1010 191 HRITE (*,100) XMEANB,STDB FORMAT('O',12x,vXMEANB=v,F8.1,1OX,1sTDB=v,FB,1) wRITE (*,11O) XMPFTT,STDPT FORMAT ('0',12X,'XMPFTT:',F12.1,6X,'STDPT:',F12.1) NRITE (*,120) XMPFTM,STDPM EggMAT ('0'.12X.'XMPFTM=',F12.1,6X,'STDPM=',F12.1) SUBROUTINE EXACOR(XLMDA,VAR,DT,I,U) IF(I.NE.O) GO TO 1 U=0. B=XLMDA*'DT A=(1.+B)/(1.-B) R=UNIF(ISEED,JSEED) XK=(A*12.*VAR)*'.5 XN=XK*(R-.5) U=B*U-(1.-B)*XN I:I+1 RETURN END SUBROUTINE DELAY(RINR,ROUTR,CROUTR,DEL,DT,K) DIMENSION CROUTR(1) DEL1=DEL/(FLOAT