40 FARE? mm a? PHGNQN AND Etamwnmcmw ENEGQED iémfifiéficfi mmmafis cm was ‘nfimamwea a)? ms mmsz‘mm mama mg? a LA‘E‘TECE mmwcg a? cmmas ws‘m macaw éM-wEEW CENYERS Them for the Degree of 931. D. MICHEGAR S'i‘A'E‘E fiNIVERSI'E‘Y Hans Rudolf Fankhauser i969 ' MESIS gum a: m‘ 1 I. f . LISP/11": Mi" liigan State University 1111 1111111111 111173111 319 0096 This is to certify that the thesis entitled EFFECT OF PHONON AND ELECTRON-ELECTRON INDUCED INTERBAND TRANSITIONS ON THE THERMOPOWER OF THE TRANSITION METALS LATTICE DYNAMICS OF CRYSTALS WITH MOLECULAR IMPURITY CENTERS presented by Hans Rudolf Fankhauser has been accepted towards fulfillment of the requirements for PhoDo degree in PhZSiCS flfflm’“ \fMajor professor Date JUIY 28; 1969 O-169 ABSTRACT PART I EFFECT OF PHONON AND ELECTRON-ELECTRON INDUCED INTERBAND TRANSITIONS ON THE THERMOPOWER OF THE TRANSITION METALS PART II LATTICE DYNAMICS OF CRYSTALS WITH MOLECULAR IMPURITY CENTERS BY Hans Rudolf Fankhauser Part I: Using a two-band model for the conduction electrons of the transi- tion metals and assuming that only the lighter carriers contribute to charge transport the effects of phonon induced and electron-electron interband s-d transitions are investigated. Provided that the total thermOpower - not including the phonon-drag contribution - is given by ST = fil-'Z WiSi'we T i find that interband electron-electron scattering may manifest itself in the total thermOpower at low as well as at high temperatures. At lowest tempera- tures (near T/eD = 0.03), depending upon the magnitudes and temperature dependences of electron-electron and electron-phonon scattering contribu- tions, a well defined extremum of the order of luV/OK may appear. At high temperatures the total thermOpower, weighted as indicated above, may be dom- inated by electron-electron scattering effects, and in that event, will ex- hibit a T2 temperature dependence. The effect of the impurities are discus- sed and the theoretical total thermOpower is compared with available exper- imental data. Hans R. Fankhauser Part II: The use of symmetry properties results in a great saving of time and effort in the theoretical study of molucules and crystals and, fre- quently, the application of group theory leads to valuable qualitative conclusions. A.group theoretical method to obtain the apprOpriate eigenvectors of the dynamical problem (normal modes) is presented in detail and compatibility conditions for the eigenvectors of the sub- groups are derived in a number of important cases. As a first example of the practical value of symmetry arguments it is demonstrated that a study of the dependence of the infrared absorption on polarization relative to the crystallographic axes already leads to specific infor- mation on the orientation of a polyatomic molecule imbedded in a cubic crystal. In a second example we study the scattering of lattice waves by a stereosc0pic defect molecule. We give a survey on the relevant aspects of lattice dynamics and show how the molecular coordinates are removed using the extended Green's function technique. A scattering formalism is developed and a formally exact solution of the scattering problem is given in terms of the T matrix. An eXpression for the differ- ential cross section is derived. It contains two terms, the direct term and an interference term, which may be of the same order. The reso- nances in the scattering cross section are given by the resenances in the T matrix and conditions for such resonances to occur are briefly dis- cussed. As a simple model a rigid sphere is coupled to a simple cubic lattice with tangential as well as radial springs. The eigenvalue prob- lems are solved and the T matrix constructed. The form of the matrix Hans R. Fankhauser elements gives information on the possible initial and final states and on the acoustical activity of the possible modes. For a specific case we estimate the magnitude of the interference term due to a librational mode Finally we replace the sphere by The and the motion of the center—of-mass. a rigid ellipsoid which reduces the symmetry at the defect site. analysis of this case is restricted to librational modes only. We con- clude with a discussion on what we might expect in a more realistic sit- uation. PART I EFFECT OF PHONON AND ELECTRON-ELECTRON INDUCED INTERBAND TRANSITIONS ON THE THERMOPOWER OF THE TRANSITION METALS PART II LATTICE DYNAMICS OF CRYSTALS WITH MOLECULAR.IMPURITY CENTERS By Hans Rudolf Fankhauser A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Physics 1969 Meinem unvergesslichen Vater ii ACKNOWLEDGMENTS I wish to express my sincere gratitude to Professor Frank J. Blatt for inviting me to complete my studies here at Michigan State University and for his help and encouragement throughout the course of this work. The analysis reported in Part I was iniciated by the author, who focused his attention on electron-electron scattering processes only, at the ETH, Zurich in 196M. Subsequently he and Dr. L. Colquitt, Jr. collabor- ated on an extension of this work so as to include phonon induced inter- band transitions. Many valuable and illuminating diacuSSions with Dr. Colquitt are gratefully acknowledged. Concerning the lattice dynamics aspect of Part II I benefitted to a large extent from many enlightening discussions with Dr. W.M. Hartmann. For the financial support, I thank the National Science Foundation. I should also like to thank Mrs. Marie E. Ross for the careful typing of the manuscript. Last but not least I Should like to express my deep appreciation to my dear wife Birgit for all the patience and moral support I got while I was completing this work. iii TABLE OF CONTENTS Part I: Section Page I. Introduction 0 O O O O O O C O O O O O O ' O O O I O O C O 1 II. Phonon Scattering . . . . . . . . . . . . . . . . . . . 5 III. Electron-Electron Scattering . . . . . . . . . . . . . . 10 IV. Total Thermopower . . . . . . . . . . . . . . . . . . . 16 V. Discussion . . C C O - . . . O . . . C . . . O . . O . . 21+ Appendix . O C O O O O C C C C C O C O O C O O O O O 31 References . . . . . . . . . . . . . . . . . . . . . . 35 Part II: Section I. IntrodUCt ion . O C O C O C O C C C O C C C C C C . C O C 37 II. Use of group theory to determine the eigenvectors . . . 40 III. Compatibility conditions . . . . . . . . . . . . . . . . 57 IV. Application I - Linear Molecules . . . . . . . . . . . . 66 V. Application II - Stereoscopic Molecules . . . . . . . . 7O Lattice Dynamics . . . . . . . . . . . . . . . . . . . . 7O Scattering Formalism . . . . . . . . . . . . . . . . . . 7h Spherical Molecules . . . . . . . . . . . . . . . . . . 82 Ellipsoidal Molecules . . . . . . . . . . . . . . . . . 100 VI. DiSUSSion O O O O O 0 O O O O O O O O O O O O O O O O 109 References 0 O O O O O O O O O O O O O O O O O O O O O 115 iv Table I. II. III. IV. V. VI. VII. VIII. IX. XI. XII. TABLES Stable subspaces of the full cubic group Oh’ structure A . . . . . . . . . . . . . . . . . . . . . . . . . . Stable subspaces of the subgroup th’ structure A . . Stable subSpaces of the subgroup D3d’ structure A. . . Stable subspaces of the subgroup DZh’ structure A . . Stable subSpaces of the full cubic group Oh’ structure B . . . . . . . . . . . . . . . . . . . . . . . . . . Stable subSpaces of the subgroup Td’ structure B . . . Stable subspaces of the subgroup D3d’ structure B . . Stable subspaces of the full cubic group Oh’ structure C . . . . . . . . . . . . . . . . . . . . . . . . . . Stable subspaces of the subgroup DZh’ structure C . . Compatibility conditions for the subgroup DLLh with the h-fold rotation axis along the z-axis of the cube in case of structure A. . . . . . . . . . . . . . . . . . Compatibility conditions for the subgroup D3d with the 3-fold rotation axis along the [lll]-direction of the cube in case of structure A. . . . . . . . . . . Compatibility conditions for the subgroup DZh’ with the 2-fold C-axis oriented along the [llO]-direction of the cube in case of structure A. . . Page M6 #7 MB l+9 so 51 52 53 55 61 62 Table XIII. XIV. TABLES (continued) Page Compatibility conditions for the stable subspaces which correspond to the representation according to which the infrared active modes transform in case of structure B and symmetry D3d' The 3-fold rotation axis is oriented along the [lll]-direction of the cube . . . . . . . . . 63 Compatibility conditions for the stable subspaces which correspond to the representation according to which the infrared active modes transform in case of structure C and symmetry DZh' The 2-fold C-axis is oriented along the [llO]-direction of the cube. . . . . . . . . . . . . 6h vi Part I: Figure Figure Figure Figure Figure Figure 1. 2. 5. FIGURES Page Theoretical total thermopower in the case of an invert- ed d-band, kskd, md/mS = 10, n = 0.5. In the inset, the details of a local minimum, due to electron-electron scattering effects, are shown. . . . . . . . . . . . 21 Theoretical total thermopower in the case where the two bands have the same curvature, kskd, md/mS = 3, n = 0.5, for different values of the ratio R. . . . . . . . . . 29 vii Part II: Figure la). Figure lb). Figure 1c). Figure 2. Figure 3. FIGURES (continued) Page simple cubic structure (A). body-centered cubic structure (B). face-centered cubic structure (C). The heavy bonds indicate possible orientations of a linear molecule with the center-of-mass at the origin . . . . . . . . . . . . . . . . . . . . . . hl ll - 1). However, when the momentum gap is not too small, say 0.3 or more, we do find instances where the electron-elec- tron contribution to the thermopower exhibits a well-defined extremum at very low temperatures. We also find conditions under which electron- electron interband scattering may dominate the effect of phonon-induced scattering at high temperatures and manifest itself in a more rapid temp- I erature dependence (roughly T2) of the total thermopower. In this investigation phonon-drag was completely neglected. A more severe limitation, however, is the neglect of Umklapp processes which in electron-electron scattering, at any rate, do not occur frequent- ly enough to modify the transport coefficients significantlylo. The reason appears to be that energy conservation severely restricts the pos- sibility of electron-electron Umklapp processes, in contrast to phonon- phonon or phonon-electron Umklapp processes. However, since Umklapp pro- cesses depend sensitively on the details of the Fermi surface, it seemed to us that to include these processes in the parabolic band approximation would still not answer the difficult question of their importance in a more realistic situation. The calculation is, thus, in the spirit of a model calculation and we concern ourselves only with general qualitative conclusions. In sections 11 and III the effects of electron-phonon and electron- electron scattering on the different intrinsic transport properties are stud- ied. In section IV the temperature dependence and sign of the total thermo- power are discussed and figures for some typical cases are shown. In section V the effect of electron-electron scattering on the total thermo- power at low and at elevated temperature is discussed and the results are compared with available experimental data. II. PHONON SCATTERING The effects of electron-phonon scattering on the electrical and thermal resistivities of the transition metals in terms of a two band model are given by11’7. 3 . P h _ -2/ 2 ppho(T) = 8 SB 172 2 2 (g )3 2 1/3“ 81r(2m8) eEF D D 9 + “’d EFF—q [J3(-i:) “IX-$1 and 27m P Sh3'1‘ W s s 3 ph ho(T W16n5( )I7ZEE (9D) (k: T)2 e e e D -1/3 -2/3 T 2 2 D _ D [J5(—T) + 2 n (—913) [2/3 a J5(-—T) 1/3 J7(--T)] m P 9 9 d sd D E + (Dd Egg; 2/3 [J5 (—f) -J5 (—T) 1 9 9 + 2/3 3:2 [J3(—]T)) “J3(—:)]} Here n is the effective number of the lighter carriers per atom, statistical weight (degeneracy) of the d-states, Ps (1) (2) is the s and Psd are proportion- al to the square of the matrix elements for phonon-induced 3-3 and 87d tran- sitions respectively, E is the Fermi energy, 6 F kBeE the minimum energy of phonons that can induce s-d transitions. The transport integrals Jn(x) are defined in Eq. (7). D the Debye temperature, and In an early work Mott9 argues that the resistivities (electrical and thermal) due to phonon induced s-d transitions would contain a factor 5 6 Nd(EF), the density of states in the d—band. Wilson11 on the other hand, showed that if not all states on the d-Fermi sphere could be reached from a given s-state by phonon induced transitions, the proportionality factor should be¢mdmd. In Mott's case, one assumes that the upper limit of the phonon wave vector, LEI, inducing s-d transitions is equal to Es + Ed, ks, Ed being the Fermi momenta of s- and d-type carriers reapectively. In the other case, the upper limit is the Debye wave vector, I3D" There is little distinction between these two cases when one is computing the magnitudes of the resistivities. However, as pointed out by Wilson, the thermopowers in the two cases are very different. In the first case in which one assumes that the largest momentum transferred is Siax = Es + Ed < an, a situation which seems hardly realized in nature, the thermopower would be augmented by a factor proportioned to 5Nd(€)/B€ which always has the same sign. In the second case where the largest momentum transferred is Siix =‘SD <‘Es + Ed’ the thermopower will contain a contribution from BBB/Be which may be positive or negative depending on the relative magnitudes of the Fermi momenta and the relative curvatures of the two bands (See Eq. (5)). We shall restrict ourselves to the latter case so that Wilson's model is the appropriate one. This is the reason that in the Eqs. (1) and (2) 6D appears in the transport integrals instead of hu(ks + Ed)/kB, where g.is the velocity of sound. We now assume that the following expression, derived by Zimanlz for low temperatures is valid also when we allow interband as well as intraband transitions 2 2 Spho = 3e ' L as + (1 ' L 8e ’ 2 \ T) ( ) L (3) o 0 2x EF SD 0 €=E F We note that in the high temperature limit Eq. (3) reduces to the well- known formula 22 fl kBT Bln Spho = ' 3eEF EF 5e e=EF (h) We now substitute the electrical resistivity as given by Eq. (1) into Eq. (3). We assume, of course, that the two scattering processes, intra- band and interband, are independent and contribute additively to the total resistivity. For the Fermi surface, 0, and the Fermi momentum, EF’ we put in the corresponding values of the lighter carriers and obtain 2 n 2k T L S h z B 2E + E1 2; p 0 3e F o F T 2 (5—) d -1 1 D A 9J5(—)+ Ind----2-(—D-)[(-'11)-;l:|:—k +k](/T) + msEF SDhZ s T (5-) d D D E AmE J,_(T) m [J3( ) J3(T) . F s L 9 2 k 2 - _§ _3__ (.12 ('2 (5) Lo anE T F neing the relation 9E his-Edi THE" = $1 (6) D D : rt FE! Alt... 8 to calculate the derivative er/Be. The following quantities and abbrevia- tions have been introduced Jn(x) = k/p Zn dz ° (ez-1)(1-e'z) (61:2)2/3 r12 PSS A = hag P (7) “’d sd (GE/T)3 C(eE/T) = (BE/T) -(6E/T) [e -1][1 - e 1 where a is the lattice parameter and Lo’ LT’ Ls’ are the Lorentz numbers defined by 2 k n B 2 Lo — 3 (e ) L _ pss + pad (8) T Tsts + wsd) LS = pss T WSS The upper sign in the numerator in Eq. (5) corresponds to the case Ed<§s’ the lower one to kd>ks, j is equal to 2 in the case of an inverted d-band, and equal to 1 otherwise. The sign of e is that of the lighter carriers. In our model we assume only that the carriers described by one band are substantially heavier than those of the other and that the former do not contribute to the charge transport. The dominant charge carriers may be either electrons or holes. 9 The discussion of the effect on the total thermopower of phonon induced scattering is complicated by the fact, that the intrinsic thermo- power must be weighted by the corresponding thermal resistivity. What we expect is that for T/6fi>1 the curly bracket in Eq. (5) will be constant and S therefore proportional to T. Below this temperature the contri- pho bution decreases mainly because the ratio of the Lorentz numbers diminishes. Below 6E the exponential decay of s-d transitions further reduces the con- tribution and Spho may even reverse sign. III. ELECTRON-ELECTRON SCATTERING If we assume that one can define a relaxation time for these processes, then the change with time of the distribution of the carriers due to collisions is given by13, o Bflv .3) fear) - f (2.3;) t coll — 7(221) (9) If we denote by11+ 51' s' 2 .15 9.‘ 5L' (10) the a priori transition probability that an electron in state k1 collides with an electron in state (k2,,kz + gkz ) and that the two particles are scattered into the states (kq,% +dkp ), (k2,fl k' + dk' 2) respectively, and furthermore assume the electrons to be free, and describe the inter- 1 action by a screened Coulomb potential, then we obtain 5 r}, i = _ 32 1:3 en W k1+k2’ k3+kh2 dAZ dA3 dAh 1 coll hk BTVZV 2v3_,+ N [Ik3- -;c,1l2+322 ] MG<€1+€23f61h)fonO-(l f3 °)(1-fh°) dc;2 de3 den (11) Here the subscripts 1, 2, 3, and h, stand for‘kl,‘k2,‘k&, and 5%, respec- tively. The vi's are the corresponding Fermi velocities, V is the volume I of the Brillouin zone, ab stands for ($1 + $2 ' $3 ‘ ¢h) where the $1 are defined by 10 O Bf: f = - 1 fi ¢i 561 (12) g, is the reciprocal of the screening radius, 5k the Kronecker delta and the surface elements dAi are defined in the Appendix. For a discussion of the properties of the energy conservation function 0(6) we refer to Ziman16. We should like to mention that implicit in Eq. (11) is the fact that as a result of momentum conservation, Normal intraband transitions provide no relaxation. For the calculational details, we refer the reader to the Appendix and quote here merely the result f 128 useh £1 11 = - ‘hhk TVZV v v C° B —2—3—l+ [(nkBT)2+(el-EF)2] fo(el)[ {-1 f °(e) ”ls—TE? 1(Am’in Amax) (13) where B = l/kBT and the integral 1(Aminiamax) is given by Eqs. (Alh) and (A15). We now use Eqs. (9), (12), (13) and the property 0 O O afi = - w (11+) 52: kBT to obtain “7V2 1 IR I 1 (15) 1031) = T1112 T3111” TA min’ Amax) (nkBT)2+(el-EF)2 12 In the usual framework of the theory of macroscopic transport coefficients, the electrical conductivity is given to first order by 0(a) -.- e2 fv r(k ) dA (16) 1219,. -1. “1 1 Inserting Eq. (15) in Eq. (16) we obtain . 4 F 38hn9e2 m1m2m3mh (k T)L I(‘f‘l’min’a‘mafl B From this expression we see that the most effective scattering processes are those in which (s,d)-—>(d',d"). The contribution of this type of process is larger than those of any other electron~electron scattering processes by a factor greater than Nd(EF)/NS(EF)° Hereafter we restrict our attention to these processes only and obtain for the electrical resis- tivity 38hn9e2 3 1(Ahin’amax) . , 2 , 8 pe-e = 2 msmd 9 )kBI) )1 ) h V 3% The lower and upper limits of I(Amin’Amax) depend on the relative magni- tudes of k and k as follows -s -d 1is < Ed : Amin L lid - Es A‘max = Ed + 1("s (19a) . = . m 13 a 2k 1 b Es > lid ° A'min Es Ed max ‘-d ( 9 ) We require, of course, that Amin < Amax and hence in case of Es >‘Ed we 13 get the condition .3 < 3rd If this condition is violated, then there is no way for a scattering process to occur conserving linear momentum. Substituting the appropriate values for 1(A‘in% x) according to Eq. (A15) we finally obtain forks < Ed — A m “‘3 (39.1) (l-x) 1 -1 2 pe-e _ ewe ; 2 - 2 +‘i tan (2X?) T (203) 1535‘, (x+1) + x2 (l-x) + 112 and for k > Ed at 111 MHZ + 1 (l A where X = llk = kS/kd and we have set 8.: kg. The constant factor is Z 2 = 192n9e kB (21) e-e --7;-—'-' h V2 From Eq. (h) we now find the intrinsic thermopower due to electron-electron scattering for is < Ed 1h S _ nzkgT md 8'6 3 e 2 2 *1 a g m ‘_ m m “If-(x1.1)2] (f X’1 + 1) [x2-(1-X)2](-m—S x1 + 1) 2 52 161(2x2+1)+ux‘ d r d " d " + J [x2 + 091)ij [x2 + (1-30212 1 + ux" . Xklz g - -———l%zL—-+ X71 tan.1 2X2 1 (X+1) +X“ (1-30 .08 J 2 - k mS/md if (233) and for Es >‘Ed S = _ nzkgT md e-e 3 e fisz .8 '1 2 2 m8 -1 ms 2 -l ‘ (:21 (111-1) [1-(1-1) “3-, 1 ) E— (1.411 )+67~1-5>~ -11 d d (Axel-ma [1+(1-x)2]2 [1+2).(1->.)124-(3x-1)2 h m ,md (22b) 2). _ 1-1. + tan-1 x-1 ‘ S . 11121.1 (1-1)2+1 “2" 1") . In Eqs. (22a, b) the upper sign corresponds to the case of an inverted d-band. The total measured thermopower (discounting phonon-drag) is the sum of the intrinsic thermopowers each weighted by the corresponding ther- 17 mal resistivity. For electron-electron scattering we have 15 W = per (23) k 2 T(12-n2)(_§) e Since the expressions for Se-e and we-e are rather complicated, it is difficult to predict the magnitude and sign of this contribution to the total thermopower in the general case. We do expect that if this con- tribution dominates that associated with electron-phonon scattering at high temperatures, the total thermopower will vary as QT + BT2, where the second term arises from electron-electron scattering. This follows from the ex- r pression for the total thermopower1 Spho + We-e Sewe (2h) + wpho We-e S = wpho D). th0 at high temperatures is independent of T whereas We e and Se—e are both linear in T. At still and the fact that th0 (9D) >> We_e(9 higher temperatures We-e may become comparable to, or greater than, tho and where this happens, the quadratic contribution in the total thermo- power will diminish. In that event, the total thermopower will exhibit a linear temperature dependence even though electron-electron scattering effects dominate over those of electron-phonon scattering. In some cases, this behavior is apparent from the calculated results and also in the data in some of the transition metals (See Sections IV and V). IV. TOTAL THERMOPOWER The total thermopower for multiple scattering mechanisms is given by18 1 ST = fi-' 2 W181 T 1 -with (25) W = Z W T 1 1 where Si and W1 are the contributions to the thermopower and thermal resistivities of each mechanism independently. Thus, before we can construct the total thermopower, it is necessary to know the relative magnitudes of We-e and.tho. As it is difficult to estimate these from first principles, we have resorted to an empirical estimate of the ratio Ppho(T)/pe_e(T) by defining a parameter TE by ppho(TE) = Pe-e(TE) (26) 5 Estimates from experimental data put T in the range from 5°K to 20°K E consistent with the evidence that we-e(9D)ca so no some as» ea uoaooosuucu Houou as u a o a so .. o . nouao~|s\a.quoao B- mt: £11m 19 .ouuauouoeauu sea auo> us noouuuonouu on. oousosu sosose mo havoc unausoaoaxo on» sous venouoouno nu asaouuxo uqsfi .ssogu on. 1 goon monocooawsa a .u.o .. r .2 u an... 111... caused on o» no: 1 Bonuses aooou a mo uuuuuoo any .uuou:« can an aosoouo oouuo>uu so we some any ad nosoeoauoau Houou duoauouoosh .N Pagan rnl wt.» .. a m 1. ..- 1| d“ ”m% 1(r. n: 9.0 .ng .0. (>3. im 20 peculiarities will be discussed more in detail below (See section V.). Sgho is always negative and it is dominant at low temperatures. SZ-e is always negative and dominates Sgho at higher temperatures. Independent of the ratio md/ms we find for n = 0.5 a strong local extremum associated with electron-electron scattering effects. A representative curve for this behaviour is shown in Figure 3. Case II: Both bands have curvatures of equal sign. a) k -s < k -d . T pho the temperature range. For small and inter- S as well as 8:_e are negative throughout mediate values of n and for large md/m8 ST dominates at higher temperatures, but e-e this is not the case if md/ms is small (3). This change of the temperature dependence of the total thermopower with the effective mass ratio is shown in Figure h. T l t eratures The 8 ho is dominant at ow emp . P sign is negative20 if md/m8 is small and n is small or intermediate (5 0.3), or if md/mS is large and n is small (0.1). The sign is positive if md/m8 is small and n .muommwo mcfiuomum .90 .1. c .2 u s\oe .o lml xAx w- .mBosm mum on couuoofio1couuomao cu moo «EDEHCHE HmooH m mo mHHmumo ecu .uummcw ecu CH Aocmnuo wouuo>cw no mo ammo ecu a“ umBoeoEumcu Hmuou HmofiumuomcH .m muswfim 22 0) K) (H u m .11qu H E\wE new «H.o H r anxV x I} . impoum>uoo ofimm ecu m>ms mocmc csu use mumsa mmmu ecu CH umxoooEuuzu Meson HmofluouomsH .t muswam OthBQE: n unE\vE b i. y- . wOVI 1O”! .owu £1 *1 km is large (2’0.5), or if md/ms is large and n is intermediate or large (2_0.3). Indepen- dent of the effective mass ratio s:_e is positive for small and intermediate n (S 0.5) T pho Under the same conditions as in case Ia) we and dominates S at high temperatures. P obtain a local extremum characteristic for the exponential decay of the phonon induced s-d transitions at very low temperatures. We also find local extrema due to electron- electron scattering effects which become more pronounced as the gap size increases (TIZ 0.3) and the ratio md/mS becomes lar- ger. V. DISCUSSION There are several important limitations to our calculations which preclude a detailed comparison with the experimental data for each of the transition metals. First, we have used a spherical model for the Fermi surfaces of the conduction electrons in order to simplify the calculations. Although this is an obvious oversimplification of the actual Fermi sur- faces in the transition metals, it perhaps suffices to represent the general features of these metals. The magnitudes of the quantities md/ms, a, 3D, ks, Ed, n and related derivatives with respect to the energy which enter the theory must then, however, be considered as empirical parameters. Secondly, we have omitted considerations of phonon-drag processes. Con- sequently, a comparison with the experimental data must be restricted to regions where T/eD is greater or much less than unity and phonon-drag effects have essentially disappeared. Finally, we neglected Umklapp processes throughout this investigation. Nonetheless, there are certain general features of the experi- mental data in these two limiting regions which seem to bear out our model calculation. For comparison we include the figure given by Cusack and Kendallz1 (Figure 5) and refer also to more recent resultszz. In the high temperature limit the thermopower for the transition metals is observed23’21 to vary from large negative values (e.g. for Pd and Pt) to large positive values (e.g. for W and Mo) at a given temperature as we pass from one metal to another. Although the argument that this variation is due to differences in the slope of the density of states of the d-band is essentially correct (i.e. making no distinction between‘ the Mott and Wilson models), it may be crucial in some cases to include 1 r‘. !'- LL .HN .emm .Haaesmx .m com xommoo .2 Beam coxou mHmuoE cowuwmcmuu can wo QEOm mo uoaonoEumcu Hmucmsauomxm .m ouswflm oov. n the effects of electron-electron scattering. For example, the thermo- power of W and Mo above the Debye temperature is given quite closely by sT = aT - BT2 (28) '2 uV/OK, e a»2 . 10'"5 uv/(°K)2, where the constants are on a 11.5 ° 10 respectively. The second term may reflect the importance of electron- electron scattering on the thermOpower at elevated temperatures. More- over, in the low temperature region (near 10°K) the experimental data for W22 display a peak of the order of 0.2 uV/oK which may be due to effects of electronaelectron interband scattering. To understand this, we must look at the weighted contribution to the total thermopower, since from the linear temperature dependence of the corresponding in- trinsic thermopower one would not eXpect such a behavior. From Eq° (27) we get the following temperature dependence 2 T AT Se_e = -;f--- (29) BT + CT since we know that Se-e’ as well as we-e’ are proportional to the tem- perature. In the case where we have intraband scattering induced by phonons only (e.g. noble metals), n would be equal to 2. In our case where in the temperature region of interest the probability of phonon induced interband transitions drOps eXponentially, n will be larger than 2 but to a first approximation (up to the second term in the expansion of the exponential factor) still smaller than 3. We now differentiate with respect to temperature and obtain the following relation for the temperature at which the weighted contribution of electron-electron effects reaches a local extremum Textr = [ n~2,B (30) The calculated thermoPower exhibits such a local extremum only if Textr lies below the characteristic temperature where effects due to phonon induced interband scattering are diminished exponentially. Other- wise S? . not only diminishes with increasing temperature but the extremum {rm-J 1" will further be masked by ST pho temperature. In the case of ks >‘Ed the local extremum becomes more pronounced as the ratio K = Ed/Es approaches 1/3 for then only large which increases rapidly with increasing angle scattering events provide relaxation. If the "momentum gap" is small (n = 0.1), the phonon induced s-d transitions decay exponentially only at very low temperatures after essentially all contributions from electroneelectron scattering effects have diminished considerably. It then is not surprising,considering the complex temperature dependence of ST pho in this region,that we may find under these circumstances and especially for a large ratio md/mS a local extremum quite similar to the one ascribed to electronwelectron scattering effects above. Thus a local extremum in the case of small n is more likely to be associated with phonon induced scattering effects whereas in case of intermediate or large n it might be due to the influence of electron- electron scattering. We also might point out that in view of the rather complicated temperature dependence of ST pho’ especially at low temperatures, and the 28 interplay with S:_e we must not be surprised if the general behaviour of the total thermopower in this region is such that the thermopower, though it must surely vanish at absolute zero, does not appear to extrapolate to this value even if measurements are carried out to quite low temper- atures, e.g. near 1°K2h. We also should like to mention briefly the influence of effects due to impurities. Since the corresponding thermal resistivity is pro- portional to Tm1 and the intrinsic thermopower varies linearly with the temperature, we expect no qualitative change at higher temperature, but only a parallel shift in very impure materials. 0n the other hand, at low temperature there may arise a substantial change especially in the case where we have a local extremum in the ideal case. This situation is indicated in Figure 6 where we show 8 versus T for various values of P(293°K)/pres = R We should like to point out that Figures luh and 6 were obtained with an almost random choice (within our assumptions) of the parameters involved. In various portions of the temperature scale they qualitatively reflect some of the features of the experimental data shown in Figure 5. A better fit to the experimental results could be obtained by adjusting the lattice constant, a(3°10-10m), the statistical weight of Sad transitions in the case of phonon.induced scattering, O -l m ) deSd/PSS (2), the magnitudevof the Fermi vector ks (O.L7 to 1.88°101 and the Debye wave vector, 3D(1-6°1010mu1)o The values in parenthesis indicate our choice and were not changed with temperature. In view of the various simplifying assumptions of the model calculation, such adjustment of parameters is of questionable value. \) unskm .m oaumu man we mvsam> unmumMMHc now «u.c u r «n n t\ e u. . . «a . ouswa auMme ouaum>u=o osmm osu mbm: means can ecu muons ammo ecu :H umaomoenmsu Hmuoo Hmofiuo ooze m .m_ &x—- W. v. ”- |xFLalIl ; P b o_umnl.ll. ngamllll non ..... -.i 09!“ . \ rm 30 What we do wish to emphasize is that this simple model is capable of re- 1 producing the general features of the available experimental data. a? P E ND ..L X APPENDIX We start with Eq. (11) . h k f z: n. 3 fl +0.12, ~ +~ ‘51 - h 3‘; 9 ¢ “.127“ 1 3 2“ dAZdA3dAh coll f1 kBTV XZ’X'V 1+ [3'15 klltgj [[OKCI +6 -C 3.61) flo/ f: o-(l f<3 0--)(1 f1!» o)de dC3dC. and perform first the integration over energy. e made use of the relation .0 .o e(Ci-EF)B 1 1 and of the property of 0(a) for large times to reduce the energy depend~ ent part to the form (CQQEF>B ' dr 1 JF d€3 Jr 7 e I 3 ‘ r1-EF;s (CQ-EFjfi (CszFJB \ .rl+cgecq-EF)B 1+e 6 J +1 (e +1) (e “ +1? To evaluate the integral over CO we make the substitutions L: (c -e )8 (en-E )B e 3 z a and e a F = u Separation into partial fraction l _ 1 l _ 1 ] (u+1)(au+l) ’ l-a u+l u+ é gives m -e 1 1n u+l e1 § -:\ 1 ' e e B (la’e “+3 :1 3 -1 0 (A1) "\ 21> M v (A3) (A5) (A6) 32 With the further substitutions (€lnEF)B e = b and (cl-€3)B = x (A7) we find for the whole energy dependent part of Eq. (A1)25 2 3 (nkBT) + (El-EF) b 2 0 “7' [fl‘ + (1n b)“] e 2 g (e -E )B '(E 'E )5 (b+1) B 2(e 1 F +1) (e 1 F +1) rag [(nkBT)2 + (cl-EF)2] f°[1-£°(e )1 “1 coll hAk TVder,V B 1 F l 1 B -.:-3-LL §,K Kh $5 fif— I (Amin, Amax) (A16) We may point out here if we had not excluded intraband scat- tering already, their contribution to f would now be seen to vanish kl coll since in that case, particles 1, 2, and 3, A are indistinguishable and consequently AI,II and dAI, must vanish (m1 : QII = n in Eqs. (A9) or II (A10), (A13))- LIST OF REFERENCES ‘0 S” T“ 9‘ 10. 11. 12. 13. 1h. 15. 16. 17. 18. 19. REFERENCES G. K. White and R. J. Tainsh, Phys. Rev. Letters 1 , 165 (1967). C. Herring, Phys. Rev. Letters 1:5 167, 68% (E) (1967). J. T. Schriempf, Phys. Rev. Letters 12, 1131 (1967). A. C. Anderson, R. E. Peterson, and J. E. Robichaux, Phys. Rev. Letters 29, M59 (1968). G. K. White and S. B. Woods, Phil. Trans. Roy. Soc. (London) A251, 273 (1958). w. G. Baber, Proc. Roy. Soc. (London) gigg, 383 (1937). L. Colquitt, Jr., J. Appl. Phys. 3E5 2u5u (1965). J. Appel, Phil. Mag. 8, 1071 (1963). N. F. Mott, Proc. Roy. Soc. (London) A126, 368 (1936). J. Appel, Phys. Rev. 123: 1760 (1961). A. H. Wilson, Proc. Roy. Soc. (London) élél: 580 (1938). J. Ziman, Electrons and Phonons (Oxford University Press, Oxford 1963) PP- 1103- e.g. A. H. Wilson, Theory of Metals (Cambridge University Press, Cambridge 1953) 2nd ed. p.-6. J. Ziman, Ref. 12, pp. 257. J. Ziman, Ref. 12, pp. h12. J. Ziman, Ref. 12, p. 129. F. J. Blatt and H. R. Fankhauser, Phys. kondens. Materie jg 183 (1965). D. K. C. McDonald, Thermoelectricity_(J. Wiley and.Sons, New York 1962) p. 107. In a few exceptional situations Sgho may be slightly positive at extremely low temperatures. Except at very low temperatures where it may undergo one or two sign changes. U.) U] 21+. 25. 26. REFERENCES (continued) N. Cusack and P. Kendall, Proc. Phys. Soc. (London) 72, 898 (1958). R. L. Carter, A. I. Davidson and P. A. Schroeder, to be published in J. Phys. Chem. Solids. G. Borelius, Handbuch der Metallphysik (Ed. by Prof. Dr. G. Masing, Akademische Verlagsgesellschaft, Leipzig 1935) p. 185. H. J. Trodahl, Rev. Sci. Instrum. fig, 6M8 (1969). [see particularly Figure 7]. D. Bierens de Haan, Nouvelles Tables d'Integrales Définies (Hafner Publishing Company, New York 1939) Ed. of 1867 - corrected, p. 1L8. H. B. Dwight, Tables of Inte r31; and other Mathematical Data (The MacMillan Company, New York 19 5) 3th ed. p. 30. 36 PART I I LATTICE DYNAMICS OF CRYSTALS WITH MOLECULAR IMPURITY CENTERS I. INTRODUCTION During the past decade there has developed considerable interest in the study of vibrational spectra of imperfect crystals [1]. The reason for pursuing these investigations is two-fold. First, the effect of the impurity is generally to introduce localized or resonance (pseudo localized) modes in the vibrational spectrum of the ideal lattice. These frequently give rise to observable changes in bulk properties, for example, specific heat [2], resistivity [3], and infrared absorption [1], and a detailed study of these modes can provide useful information on interatomic forces between the impurity and host lattice ions. Second, if the impurity has internal degrees of freedom, the impurity - host lattice interaction can affect a change of the normal modes associated with these degrees of freedom. This is a matter of considerable practical importance since one method often employed in infrared and Raman spectroscopy is to introduce the molecule of interest in a suitable matrix, usually an alkali halide crystal. Depending upon the strength of the interaction between this molecule and the surrounding matrix and the orientation of the defect molecule with respect to the crystallographic axes the recorded spectra will not be characteristic of the free molecule [h-8]. It is generally recognized that a great saving in time and effort can be achieved in the theoretical study of these systems by making optimum use of symmetry properties. Not only does the application of group theory expedite detailed calculations but it also frequently leads to valuable qualitative deduction based on symmetry considerations alone. We'shall 37 38 demonstrate in section II the group theoretical procedure employed in the solution of such problems in detail, giving not only the decomposition into the irreducible representations of the apprOpriate subgroup [9] but also the corresponding basis vectors in explicit form. Using the symmetry elements themselves to obtain the stable subspaces rather than a projection Operator technique has the advantage that one does not need an explicit matrix repre- sentation of the symmetry operations and furthermore only a few symmetry elements are needed for the complete reduction of the total space. The stable subspaces as well as instructive compatibility conditions (section III) for a number of important cases are given in tabular form. As a first example, we shall demonstrate in section IV that a study of the dependence of the infrared absorption on polarization relative to the crystallographic axes already leads to specific information on the orientation of a poly- atomic molecule imbedded in a cubic crystal. In a second example, in section V, we shall make optimal use of the symmetry properties while studying the scattering of lattice waves by a stereoscopic defect molecule. In a first subsection on lattice dynamics we give a survey of Wagner‘s treatment [2%, 25] which is most suitable to solve this type of problems. The molecular coordinates are removed by means of a Green's function tech- nique and we are left with a problem of the same dimension as in case of a point defect. However, the difference is that in our case the effective disturbance is complimented by a term which has poles at the molecular frequencies. In the next subsection we develop a scattering formalism and give a formally exact solution of the scattering problem in terms of the T matrix. An expression for the differential cross section is derived. It 39 contains two terms, the direct term and an interference term, which may be of equal importance. From the form of the two terms it is seen that the scattering processes of phonons are far more complicated than the scatter- ing of plane waves by a static potential. Conditions for such resonances to occur are briefly discussed. We then consider the following simple model. A.rigid sphere is coupled to a simple cubic lattice with tangential as well as radial springs. The eigenvalue problems are solved using the stable subspaces in section II. With this information we construct for each mode the scattering matrix and calculate the matrix elements to obtain the scattering cross section. From the form of these matrix elements we can determine possible initial and final states and decide if the mode is acoustically active. We discuss the con- ditions under which there may be inband modes but focus our attention to the modes transforming according to the irreduciblerepresentationsFlg (librational motion) and Flu (motion of the center-of-mass) and estimate the magnitude of the interference term for a specific case. In the next subsection we replace the sphere by a rigid ellipsoid with one moment of inertia different from the other two. In this case the symmetry at the de- fect site is reduced depending upon the orientation of the molecule. We restrict our analysis to librational modes only. We then conclude with a discussion of some of the details and what we expect in a more realistic situation. II. USE OF GROUP THEORY TO DETERMINE THE EIGENVECTORS We shall consider the following three basic structures given in Fig. 1.a), b), c). The dimension of the space carrying the total represen- tation ST is given by the number of points involved. This space is generh‘ ated by all allowed point group operations as well as translations. For a molecule imbedded in a crystal we must not exclude free rotation opera- tions since these yield the librational modes. The translation of the center-of-mass must be removed, but this is most conveniently done by ex- cluding that set of eigenvectors from the total space which correspond to this motion at the end of the analysis. This results in lowering the dimen- sion by three of the reducible subspace which carries that (those) irreduc- ible representation(s) for which the coordinate axes transform according to the three degrees of freedom of the center-of-mass. With the aid of character tables [9, 10] we decompose the total representation of the symmetry group (or subgroup) G into its irreducible representations and determine their multiplicities mu from Frobenius' theorem 1 * mu ='§ g G X(X) X u(X) (1) e where g is the number of elements in G (order of G) and X9(x) is the character of the nth irreducible representation. From group theoretical theorems [9, 10, 11] we conclude that if the symmetry group involved has c classes then the carrier space of the total representation will decom- pose into at least c subspaces, the carrier spaces of the row(s) of the c irreducible representations. The dimension du of the th irreducible representation gives the degree of its degeneracy due to symmetry, 1. e., the number of subspaces with the same eigenvalue. The multiplicity m; ho one no acumen .533 any on a A>aon any «Au nu a « cascades nausea a mo odouuuuauauo caoanoom «unnamed anuoo .on ouauosuua cacao monouauocouau .oa shaman .Anv ouauusuuo dunno vououaoonmmon .oa ouauum .odv «saucepan cacao magnum .aa «semen of the nth irreducible representation in the total representation gives the dimension of the corresponding subSpaces which is also the dimension of the eigenvalue problem which we have to solve. These considerations lead, in a natural way, to the correct dynamical eigenvectors which are linear com- binations of the vectors which Span the stable subspace carrying a particu- lar row of a certain irreducible representation. The idea goes back to some general remarks by Wigner [12] and was also used by Ludwig [l3] and 1 Dettmann and Ludwig [1h]. The point is that one uses the symmetry ele- {H ments of the group to decompose the total space ST into its stable con- h stituents by separating out the subspaces which are spanned by the set of all eigenvectors corresponding either to the eigenvalue +1 or -1 under a specific symmetry operation. The intersection of two spaces obtained in this way is also an invariant subspace. In this manner one gets subspaces, characterized by the eigenvalues of the symmetry operations, by success- ively operating with commuting group elements and forming intersections until the subspace has the correct dimension. Symmetry elements not used in this procedure can not lead to a further reduction because the multi- plicity is determined with consideration of the full symmetry group. This is the reason (and advantage compared to projector technique where one has to have an explicit matrix representation of all the symmetry elements) that one needs only a few of the symmetry elements. In order to introduce our notation let us consider the operation of the inversion I on the total space corresponding to the structure A ST . {3;};3;I2¥2}2ng;T&lz|OxOyOzllxlylzlzxzyzzl3x3y3z} (2) 1 s; .-{3x3ygzlzx2yzzl1x1ylzloxoyozl1x1ylz 2x2y22|3x3y3z} (3) Where the curly bracket is a compact notation for the set of the vectors 1+3 spanning the 21-dimensiona1 space. The numbers label the lattice points and x, y, z are the components of the displacements from equilibrium position. In what follows it is important always to bear in mind that whatever stands in the 21322'32, say, as introduced in the curly bracket of Eq. (2) represents the displacement of the point 3 in the z-direction, hence ....'aablOOb} means that the displacements of the lattice point 2 in the x and y direction are related and equal a, the displacement of point 2 in the z direction is b and is opposite to the z displacement of point 3 which is the only possible motion for the latter point. From Eq. (3) we determine by inspection the two subspaces invariant under inversion, one corresponding to the eigen- value +1, one to -1, respectively: A _._._. _._... _._ _ Sf x3y3z3 xzyzzzlxlylzllo O O (xlylzllxzyzzzlx3y323 (ha) i = {X3Y3z3lxzyzzzlxlylzllxoyoxolxlylzllxzyZ221x3Y3z3} (Ab) and we note that in case of inversion symmetry the displacements at a point n g? = (11K ny n2) and that of the inverted point 5 53': (3% E& E?) are re- lated by n H E =' 6 n ‘3 Eu 2' Sn (5b) for the eigenvalues +1 (g = gerade) and -1 (u = ungerade) respectively. In order to demonstrate how one obtains the intersection of two stable subspaces we first determine the stable subspace of another symmetry element, oz, say, a reflection in the mirror plane perpendicular to the z axis uh Oz 3:» = {3x3y-3zlzxzy-2 1 1 -1 0x0 x y z x y 2 ~02 1x1y-1z zxzy-zzl3 3 ~32} (6) Y with the stable subspaces 83;: {x3y3zélx5y50IxhyuO'xoyoOlxlylolxzyZle3y323} (7a) Sé {£372 '0 Oz (0 Oz '0 OZolO Oz '0 Oz [xy 2; (7b) o-z 3 3 3 5 h 1 2 3 3 3 for the eigenvalues +1 and -1, respectively. The intersection $162: sgn ‘83: is then given by the parts of the subspaces which are compatible with one-another, i.e., that subspace which is stable under inversion, either with eigenvalue +1 or -1, as well as under the operation 02 corresponding to a certain eigenvalue. Let us concentrate on the following two cases S’f‘gz = Sg‘n sg-‘z = {0 0 Z3|§2§20 l§1§10l0 0 0 'xlyIO (xzyzlo 0 23} (8a) A A s-+ - » BIA 8% and suppose that we are dealing with full cubic (octahedreal) symmetry. Then from the character table for the group Oh we see that the carrier spaces S“ for the irreducible representations A18, A28, and E3 respective- A 1y are subSpaces of the intersection Sf; , i.e., S’ 13( Sf; etc., 2 2 whereas the intersection S-+ contains the stable subspaces carrying IO 2 the irreducible representations F1u and FZu respectively, i.e., Flu F2u S C 8'3 and S C S-s- . The dimensions of the intersections obtained I I z z 1+5 here are in this case higher than the corresponding multiplicities of the irreducible representations and one has to proceed with other symmetry elements in a similar fashion. In tables I to IX the stable subspaces, which are not normal- ized, are listed for a number of important cases. The ones for the full cubic group Oh are given for all three structures shown in Fig. 1. For the structure of type A (Fig. 1a) the decomposition of the 21 dimensional total space into its stable subspaces is presented for the subgroups th’ D3d and DZh' As examples of structure B the subgroups Td and D3d are considered. Finally, the 39 dimensional carrier space of the total representation corresponding to the structure C is split into its stable constituents for the subgroup D2h' In the first column only those irreducible representations of the (sub)group are listed, which are part of the total representation. In the next three columns the multiplicities m: of the corresponding ir- reducible representations are given. The first of these is for the case where one allows for vibrations only, the next corresponds to librational (quasi-rotational) motion only; and the last includes all degrees of free- dom. Clearly, the difference m: m: = m; - (m: + m:) (9) is associated with the translational degrees of freedom and we now have to exclude translations of the center-of-mass explicitly. As an example let us consider the 3 dimensional stable sub- spate carrying the first row of the irreducible representation F1u of Oh (table 1.). From the information given in the table we see that we M6 _ o o o_Hs o o_Hm o o_ o o o“ H o H nmm _ o o o_ o H» o_ o o o_ o em cw H o H awe _ o o o_ o o o_ o 0 mx_ 0 0 mm“ H o H awe _oh 0 o_H~ o o_HN o o_ms o om m o m ems _ o 0% o_ 0 Ha o_ 0 ms o_ o H» ow m o m ems mo 0 ms 0 0 mx_ 0 o Hx_ o o ox. o o Hx_ o 0 mx_ 0 0 ms“ m o m awe _ o H» o_ o o Hs_ o o ow H o H mma Hh o o_ o o o_ o 0 He“ H o H mma _ o o o_m~ o o_ 0 me O» H o H wma _ 0 He o_ o o em 0 o a“ H H o wma He 0 o_ o o ,o_ o o Hmw H H o wwa _ o o o_mu o o_ 0 am ow H H o wwa _ o o Hx_ o Hm o_ o o 01 H o H mm _ o o Hx_ o Hx o_Hmm o ow H o H mm *HMOBOHM o_oon_ooo_oon_on o_onow H o H wH< m,_m‘1H40HH_mHm assesses moommoosm oHomum 1 1 1 .< muauoauum «so macaw ofiooo HHDM mam mo mmommmoom mHomum .H manna :3 _ o as o_ o He 01 o o_ 0 0w 4 mm _oo.x_oon_oomx_ooxw : “a _ooo_H~oo_moo_ooow H sum *mh o lo 02HN o 23.. oo_Hu o 2» 0 2mm co“ m 61.. _ooo_hoo_0ms o“ m we _Hu o 20 o 20 0me m we _ 6 Ha o_ o o Hs_ o o ow H wmm _oon_on o_oo£ H me _oHs o_oon_.ooow H mm< Mmmogon o_oon_ooo_oon_on o_mhoow m mH< mam—H70_H_m_m a: a e accommonm oHoaum .< monuozuum an: m maouwnzm onu mo mmommmnsm manmum .HH mHan h8 2 - 3..-? _.o 0.. can. a H:_HmsmHm_ omhmm s o m we _6 mac x ox_ Hh Ha Hx_Hh Hx Hs_g m m:~ a o m we _ox ox ohm—Ha Ha Hx_H>. HxH if H Haw m o m £4 mo Ha Hm Hm oHa Ha Hm o_ o o O_Hs H..M o_Hm OH: OHa Hm“ H o H 3a _HN Hm Hx_Hm.Hm.Hm_ 0 mx mm“ m H m mm hHN Han—HN Hx H>_ Hmmmx mew m H m mm _H.A em o_wm o H%_ 0 Ha fimm H H o wm< *Hm Hm Hm_HI meHm Hm Hm_ o o o_H.xH Hx_Hs Hx Hin Ha H3 N o N wH< m_mHH_ofiH_m7M Hehsesemn meoeeeesm mHeeum 1 1 1 .cm e< ouauoauum n moonwo=m mam mo mmomamnom mHnmum .HHH oHomH _ON 0 o_HN o o_H~ o o_mN o o“ m o m amm o x x o a x o x m o x x m m 9 _ 6 ol_ H H_ HI HI_ m mlw H o :m .4 _ 0 0% ox_ 0 Hz Hx_ o Hx Hh_ 0 mx mxw : o m =Hm mooonOlooo_ooo_Hhoo_Hmoo_oo£ H o H 3< _ o H» Hx_ 0 HM Hm_ o o ow m H H wmm _Hh o o_Hh o o_ 0 ms ms“ m H H mmm _HN or o_Hm o o_ 0 ms mm m H H mHm ”mm o o_ 0 HM. HM_ 0 HM HM_ o o o_ o H% Hun— 0 Hon Hem—mu o Ow m o m wH< m _ m _ H — o — .H. _ m. _ .m .H.a .H > am moommmoom mHnmum 1 18 1a a .< musuoauum «awn asouwnam mam mo mmommmoam oHnmum .>H mHan On— .itu .1 u JD:- I As In Idem-Ii I n'.‘ -d~ .v.~ U Art In 'J.J-va~,.-La--Eo. . P~nr 50 _ooo_onHx_on x_oxHx_onHm H o Hams _o o o_Hm on_Hm o x_Hx o x_ x or; H o ,H We _o o o_Hm Ha o_H.H Hs o_Hm Ha o_H.H Ha ow H o ,H Hmm _oN o o_HN Hx Hs_HN HxHx Ih_H Hx IHs_HN Hm Hmw m o ,N ems _ooa o_Hx HsH :_H Ha Hm Hx HaHx I.m_H Ha Hi m o N 1% _o o.x_Ha Ha Hx_Hm Ha AH.» Ha Han—Ha Ha Hi m o .N eHHH _ooo_onHm_on m_onHx_onwa H o H MN _o o o_HxNHm Hm HmNHx Hm_HxNHme x_Hx NxH Hi H o H _HHN MHme Hm Hm Hme Hm Hm Ha. Ha. Hx Hx_ o o o_Hx He Hx_Hm Hm Hx_H HxHx Ix_H Hs IHm H o H :N< HN Hx HAHN. Hm Hx_H HxHx I_HI Hx Hi N o N Nmm He He. Han—Hm Hm Hx_ Hme :_H H.A Hm. N o N wwa _Ha H.H Hi: Ha Hm_H.H Ha. if Ha Hm N o N Nwm _on Hx_. on Hx_ on x_ o mew H H o Nmm _Hm on_Hx on_ on_Hm on H H o NMN _Hm Ha o_Hm Ha o_H.H Ha o_H.H Hm ow H H 0 NT _ 0 Han Hm. 0 Ha HuTo Hm m_ 0 He Haw H o H mm _...H_.._Z_IH..:M. MHx Hm Hm_Hme Hm_Hm Hm Hx_Hm Hm Hm_ o o o_Hx HxH x_Hx Hx Hm_ Hm Han—Hm Ha Ha; H o H NH< :Hm_N_HHo_H_m_m_HH assesses moose—mag oHomum -1 1 1 .m ounuosuum a: o msouw owaao HHsm mam mo moommmnam oHHMum .> «Home 51 me mmmI _mN mImN_mN mN mm_HN HN HN_..N 0 one. mN mN_HNHN Hm_HN HMHN N_HN NHI Hm“ m o H mm mm ms mimm ms m I_mN ma m _IHN HN HN_ 0 SH o_m N ms m NN_H HN Hm_Hm HN H _IHI HN HNH m o H we Mum mNmN _mN ms alum mm mN_HN HN HN_ o o.N_mN ms mN_Hm Hm HN_HN Hm HN_HNH. HN HNW m o H mm ”of mm_0mNmN_cmmmm_onHN_oogown:onH.Hm_oHNHN_oHNHm N H H mm HmN cmN_mN 0mm mm 0mm Hm of o o o_MI cmN_Hm on_HN OHM—HN oHNw N H H We “ma ms 2mm mm Ems mm o_Hm HN o_ o o Om; :m No_HN Hm o_Hm Hm o_HN HN ow N H H MN McmNmm_0mmme._omNmN_onHN_ooEnemmmfioHNHN_onHm_oHNHm N o N Na HmmNmmmm _mNN mN m N_mN NmImNH; NH E o o o_mI NNNm mN_HNNHm HN_HNNHNH_ HI Hm N o N HN MmNmmmN_mmmN mfimmmmmiHN HN HN_o o omN_ mN mNHm_ HI HNHm_ HN Hm_HNHmHm N o N H< H_m_N_H_64.H.4mfim_HH Haheeeea nonmemnam oHomum _ 1 *1 11 H. .m ououoauum N H maouwoam mam mo moommmoam oHomum .H> oHomH 52 NNNN NV--..HN IT _ 0 0K om_ 0 Hum HWLNN. N. NunlI_N N NM_ 0 WWW m +~ «Nam _.NN...._ HNNHN H_._N N N.._ NNN NN_NNNH E N N H .H... _ox 0% ox_Hx HN Hx_mh N» NN*N% NN N%_Nx mm NM“ : O m 5N< MoNNNmNmONNNNNmOooo_ooo_ooo_NNNm o_NNN. NN_ NNE H o HHHH< _ o HN Hm_NN N_.N NN_Nm Nm.-Nm_ of mm“ H m mm H MNHN Hx_m m m:_m N hefiMmH 1%“ 1 m mm _o o o_.N_N NM o_Nm NN_ ONN NNW H. o NN< mNmNNN. Nm_N...N.,.NI N..N._N...m NN NN_HI HN If 0 o o_ HNHN HN_NN NN NN_NN NN NN_NN NN NNM m o m NH< H_N_NHN_O_H_N_MHN He seems mmuanmnsm uHomum 1 1 .m munuoauum Nomn maouwoam mnu mo moommmoam oHnmum .HH> oHomH _ _oN o o_HN o o_NNNN o_NN oNN_HN o o_NNNm o_NN ONm H m 1mm _ o.N o_ oHNHN_HNHN o_ 0mN o_ oHNHm_HmHN o_ OmN 3 H m 1mm _ o 0.1 oHNHN_ o ONN_HN oHN_ onHN. o 0NN_Hm oHNw H m 1? _ooo_HNoo_ooo_ono_Hmoo_ooo_oHNow H H mm _ooo_ooo_00NN_onO_ooo_oon_0NNow H H mm mon o_ o on Hm o o oHN o o oHN HN o o_ o o o_HN o o_ o oHN_ oHN o_Hm o o_ o on_ on ow H H 1N4 _ oHNHN_ o 0NN_ ONN o_ oHNHm_ o oNN_ ONM cw N N NmNH _HN o o_NNNN 2 OH... o_Hm o o_NNNm o_ oHN 0* N N NMN _HN o o_ o oHN_mN.omN_HN o o_ o on_m.m QNNM N N NMNH _ onHN_ o ONN_ .ONM o_ oHNHN_ o oNN_ ONN 0* N H mmm _HN o o_NmNN o_ on o_Hm o o_NmNm o_ oH.N. o“ N H NWNH _HN o o_ o on_mm cmN_HN o o_ o oHN_mN 0me N H N? _ OEANNNN N_Nm on HOHNHN NNNN 2N... CNN“ N N_ MN _ .HNENNNN eNN NNN_ .EeNNNN 2N. .Ne N N ”N _ onHN_HmHN o_HN on_ oHNHN_HNHN o_HN oHNM H H NN< ”Hm oHN_HNH.N. o_ oHNHm_ m on_HmHm 2 onHM_ o o o_ oHNHN_HNHN o_HN oHN_ onHN_HmHN o_HN OHM“ H H NHN m_w_H_Hm_NHHH0fiw_m_m_w_m_wHeNNHe Ho moommmosm oHomum 1 1. 1 “a .U ouauoauum o maouw cacao HHam can no moommmoom mHomum .HHH> mHamH 53 ANN H mmvw N Na _ o o o_ oHNHN_HmHm o_ o o o_ oHNHm_HNH..m o_ o o ow N N 1mm _ o o o_ oHNHN_ o o o_Hm on_ onHN_ o o o_HN on N N NMNH _ o o o? o o o_NNNN o_Nm ONE 0 o o_NNNm o_Nm ONNW N N a? HHN_NHH_O_HHN_m_H_m_NNNNN moummmnom oHnaum. 1a 1 1a 0 Ease .HHH> 0.23% 5h _.N o oHHN o o_NNNNNN_NNNNNN_HN o o_NNNmNm_NNNmN& m o m 1mm _ o.N.m_ oHNHm_NNNNNN_NmNmNm_ o..HHNHM_N.NINNNN_NNNMN& m o N Na _ Ooxoi onHx—mummmx—msmxmi OHxHHN—mmmhmimmINHNma m o m :Hm *NmNNNN_NNNmNm_ o o o NmNmNm NNNNNN o o o_ o o o_ o o o_NNNNNN_NmNmNm_ o o o_NNNmNm NwNNNNw m o m HH< _ oHNHm_NNNNNN NmNmNb oHNHN_NmNNNN_N.N.NNNNw m H. H mmm _HN o o_NNNNNN_NNNNNN_ o o o_NNN..MNm NmNNNNw H H m NNHH _ o o o_NNNNNN_NmNmNm_HN o ENNNMNM NNNmwa H H m NHHH ”NmNNNN_NNNNN.Nm_ oHMHN_N.N.NMNNN._NmNmNm_ onHm_ o o o_ oHNHN_NNNNNN_NNNNNN_ OHNHM_Nm.NNNN_NNNmNm m o m NH. ._NHH_NHNHHHN_N_NHN_N_N_NN.....N moummmoam oHoaum 1HHH 1a 18 NH .0 ouauosuum Namn amonwosm ago no mmommmHSm mHomum .NH mHomH 55 ha Cl 56 have to reduce the dimension of this carrier Space by one. If the set of points involved is occupied by atoms of equal mass then the obvious, neces- sary but not sufficient, condition is that the following equality not be satisfied x = x I x, o (10) The necessary and sufficient condition is 5: e“ = 0, not all 5" = 0 (11) N i.e., that the components of the displacements be linearly dependent. This condition is in the special caSe which we are considering x0 + 2x1 + hxz = O . (12) However, the reduction of the dimension of the carrier space in question follows in a more natural way if one looks at the dynamical problem. As mentioned above the multiplicity m? of the uth irreducible representation in the total representation gives the dimension of the eigenvalue problem which we have to solve. One of the three roots of the secular equation in our example will be zero and it is that set of eigenvectors, which is asso- ciated with this particular eigenvalue, which we have to exclude. The remaining columns give the components of the displacements which span the m” dimensional stable subSpace associated with the nth T irreducible representation. Frequent use of the relations (5a, b) was made. III. COMPATIBILITY CONDITIONS There are two obvious physical situations for which compatibility conditions similar to the compatibility relations derived in band theory of crystals [15] will be useful. First, if one introduces a polyatomic molecule into a crystal lattice then generally the symmetry of the system is reduced. One then wishes to determine first if any of the degenerate representations are split, and secondly, what restrictions are imposed on the corresponding eigenvectors under the new circumstances. The same questions also arise if one applies stress, an external electric or a magnetic field to a crystal. The first part of the problem is answered by the correlation tables for the species of a group and its subgroups given in the literature [9], whereas the answer to the latter part is more difficult since the eigenvectors found in the literature are usually presented in pictorial form [16]. The problem is then to establish a set of linear equations relating the components of the stable sub- spaces of the full cubic group with those of the carrier spaces of the irreducible representation of the subgroup into which the irreducible representations of the group of higher order decompose according to the correlation table. This is done using the stable subspaces given in section II. This procedure often leads to a reduction of the free parameters of the stable subspaces involved since the stable subspaces of a subgroup frequently have a higher dimension than the corresponding stable subSpaces of the group of higher order. As an example, let us consider in the case of structure B the conditions imposed on the modes transforming according to the irreducible representations A2u or Eu 57 58 .. into which a mode transforming according to the first row of the irreducible representation F1u splits if the symmetry of the system is lowered from Oh l to D3d' From tables V and VII we use the corresponding stable subspaces. A2u ‘ {ya y2 ley2 x2 yzlxz yz y2|x1 x1 x1"“ x° x°l (13‘) E1 ° {x' x'2i'lx' x' z'lx' x' z'lx' x'2§"]x' x'2§"I (13b) u°1+1Iu222222111°°° E2 . {in xII 0 IX” 'i'II Ell'xfl “in 2",?" xII O [in x" O l (13C) 11 ° 2 2 2 2 1 1 ° ° 1 ._ _. ._ ._ Flu ' {*1 Y1 y1'"1 y1 y1'"1 y'1 y1'x1 3'1 3'1"“ O O I (11*) We note that the stable subspace carrying the first row of the irreducible representation F1 is 3 dimensional whereas the stable subspaces carrying lu A2u and Eu, respectively, are k and 5 dimensional, respectively. This means that the relations between the components of the stable subspaces corresponding to the lower symmetry may not contain more than 3 free parameters, a, b, c, respectively. These relations and restrictions are what we call the compatibility conditions. The sets of the relevant linear equations are x0 + x5 - x3 = a (15a) x0 + x3 + x3 = 0 (15b) xo -2x$ = 0 (15¢) x1+xi'x'1'=b (16a) I_ ll: x1 + x1 x1 c (16b) X “ZXi = C (16C) 59 I II __ x2 + x2 + x2 _ b (173) y2 + xé - x; = -c (17b) y2 + zé + z; = -c (17C) YE + Xé + x5 = b (17d) x2 + xé - x5 = -c (l7e) ,2. .5 = . (m) Y2 + Xi ‘ X" = b (18a) y2 + xi + x" = c (18b) x2 - 2xfi = -c (18c) with the solutions 1 1 N 1 x0 = 3a , X0 = 63 ,9 X0 =--2-a (19 a” b) C) x = l(b+2c) x' = 1(b-c) x" ='l(c- b) (20 a b c) 1 3 ’ 1 6 ’ 1 2 ’ ’ x Nib x'=-1-(b-3c) x; —-]-‘-(b+c) (21. b c) 2 3 ’ 2 6 ’ 2 ’ ’ 1 1 I, y2 — 8P , zé =~§ , 22 =-c (22 a, b, c) x' -Il(b+3c) x" =‘l(c-b) . (23 a b) L 6 ’ 2 ’ In tables X to XIV we list these conditions in full for the subgroups th’ D3d and DZh in case of a structure of type A; for the subgroup D * with structure B, 3d as well as for the subgroup D2h with structure C we will give the compati- bility conditions only for those irreducible representations according to Which the infrared active modes transform. In the first column the irreducible representations of the full cubic group are listed and in the next column the correlation table of the ..‘lI' 6 II! Ii f\ F In. ..Iu.\le ‘l‘IIIIIIl. IEIDII.[ k...’ .75. I ,‘I I .s I“ O C O I I l I I lit-1:, + :3 N m A :5 N In w mH wH m H NH NH . mN .NN HN oN NM .un. H D H m H.mH K 0K N N a 3 mm . N mcoHqucoo m» m w < NN NHHHHoHummaoo NON N H HN N NN ng HN. w N< 5:9 .< musuosuum mo ammo cH mono mam mo memIN ecu woon mem ooHumuou oHoMI: mam nuHB 51¢ maouwo3m mam you mcoHuHocou %UHHHoHummEoo III-1.! r \J‘ :JAaIHMIA-Ndmu. Hound IFF‘Ih Tan-l..- h h fihlllr.(. 61 w 5N mm m o o I I I I m mm 5 3H HHN NN N o o 0 mm o 0 MN N + <.A N.H HHN .NINmoooemoo NN HHN H HHH I I I I HN m..w _m H o N mm 3 SN DH oemmmam mN Hoe HNoNNN N+ <1 NNH HH 0 mm Hm Mm mN o H N 6N 1N «N H Ha H N I I m.mm m 0 mm N N N Nm 0 N mN NN o N + H<.1 MN mm mm o N MN mm o H HNH H m on I I m wmm N N N mm mm 0 mm m + N<_A Nwm . NH MUN mm. 0 Wu H HNH NN o o N N N N I I o 0 He N N o N H< H< .HN Hh Hx 0% HN Hm Hx 0% Hh Hx ox Hm HN H5 HN H» H» Hm H: s s a s w w w w M NH Hm N< H< N Hm N< H< N.n HHo NeoHNHNeoo NHHHHHHNNmaoo mzu wcon mem coHumuou oHomIm mam Spa! mm D msouwnzm mnu How chHuHocoo huHHHnHummEOU .HN NHHNN VI." F. by n N... FvII- uP.I-.d Ad 1.1:-..k UNCN! \ .ug-J nan-A. HuiAfi-NNK .4-— n I - YEP-FN— Ia — h--.u II I), ~ I h A—-:. N. H 62 H 5 I I I I I I I I w mm a a a 3m wNoomNooI NN+HN+HI¢L NN 3N N m. o o _m N o o I H Hm wSH u n N I I I I I I I I mm a a s a I I I H H _w N H H N N mm + NN + HN L MN 3H I I I N__W n .W u o n m fi Hm H mm - Ilomo mm m m w w w _m m I I I mm + Hm + H< A mm m m m m. I I I fi Mk I N m o I I I mm m w w w I I m. m m mm + mm + H mm m -Im mm T w o N I I I NN Nm NH I I MN 0 m m + 4 mm m m N o N HN H< mu HN on mx Hm Hx 0% mx H% Hx 0% HN Hz Hx mx mx N mu HA HN 1 w w w m 5mm 3mm sHm 3H< mm N H H< 5N9 so NNNNNNNNNN NNNHNHNHNNENN e< mNSNUSHmm wCOHm vmucmHHo wawIU vHOMIN mnu £uw3 mo mmmo aH mnau o£u mo coHuomquImOHHH onu n anonwnam mnu Mom mcoHqucou kuHHHnHumano .HHN NHHNN 63 NIHmnH NomIHIN KSIIHNu N «NNNHINN NoaH INN a U U i 3H I I I I I m a +W IN N. 1W +m N mm a a : Hm +Nm +wm Iwm Nm mm m. +N Iw N om Iwm +NN NN N + NHuow vmumumaH wnu noHns cu wfiHmuooom :oHumu Icomwumwu «nu ou wcoammuuoo suHa3 Nmomnmnam mHnmum mnu pom maOHqucoo huHHHnHummaoo .HHHx mHan 6h @IflUHIflQ :H I I I I I I. I I I M“ H N o o H N I I I 3m 3N 5H SAM I I I I I I m w o A Im a IN N o n +m N m+ m+ m m + I :Hm I I I I. I I 0 I I0 Hu 0 n— m a +W N m. a II. II + H NM mm mm «x HN on :x mu N% m% Hx ox :x mm mm Nx Hx ox 3mm DNm . DHm ENG H.HO NNNNHNNNNN NHNHNHNHNNNNN .maso may mo :OHuumquIHoHHH mzu wcon vmuamHuo NH mewIm vHomsm oak Inmn muumsamw van 0 muauusuum mo ammo cH BuomNcmuu vaoa mbwuom wmumuwaH man soHss ou wcflvuooum cowumu Icmwwuamu mnu cu vcommmuuoo noHn3 mwowmmnsm mHnwum mnu How NaoHquaou %NHHHnHummBoo .>Hx mHan 6S respective subgroup is reproduced. For all components of the stable sub- spaces of the subgroup the relations imposed by the group of higher symmetry are tabulated under the appropriate heading. A.bar (-) means that the par- ticular stable subspace is not contained in the subspace carrying a certain row of the irreducible representation given at the left even though it is contained in the union of the stable subspaces carrying the different rows of the same irreducible representation in agreement with the correlation table. Since the stable subspaces are given in explicit form in section III it should not be difficult for the reader to establish the missing compatibility relations for the cubic group or derive them for the case when the group of highest symmetry is not the full cubic group. IV. APPLICATION I -_LINEAR MOLECULES We now apply the results to the case of a linear triatomic mole- cule in a cubic crystal. If the molecule is alined along one of the cubic axes, the z-axis, say, then the appropriate symmetry group (subgroup of Oh) is th and the applicable structure is of type A. On the other hand, if the molecule is oriented along a body diagonal, the [lll]-direction, the symmetry of the system is reduced to D3d and the associated structure is of type B. The third case which we shall consider is the molecule oriented parallel to a face diagonal which leads to the symmetry D2h and belongs to structure C. Let us concentrate on the infrared active modes 2: and “u (in the group D they transform according to the irreducible dh representations A and Eu’ respectively) of this molecule. In case Zu of full cubic symmetry (Oh) the infrared active modes transform accord- ing to one of the rows of the 3 dimensional irreducible representation Flu’ and, therefore are 3-fold degenerate. Clearly, if we introduce this molecule into a cubic crystal then its infrared active modes have to have the same transformation properties and hence form a base for the irreducible representation F This feature makes it unnecessary In. to derive compatibility relations especially for Duh and its subgroups th’ D3d and D2h respectively, and we can use the ones derived above (tables.x, XIII and XIV, respectively). In the first case the total space is spanned by {3x 3y 32'Ox Oy 02'3x 3y 3;}. Imposing the compatibility conditions given in table x on the stable subspaces3listed in table II we are _ left with the following 66 67 DLLh : s 2“ = {OObIOOaIOOb} , a + 2b E s u = {boolaoolboo} , a + 2b E2 3 u = {ObOIOaOIObo} , a + 2b 0 : stretching in z-direction (2ha) H ll 0 : bending in (OlO)-plane (Zhb) o : bending in (100)-p1ane (eke) Similarly for the other two cases where the total Space is spanned by {1"I ‘I lo 0 o [1 1 1 } we find x y z x y z x y z A D3d : S 2“ = {bbblaaafbbb} , a + 2b 0 : stretching in [lll]-direction (25a) 1 Eu — s = {bbzblaazalbbzb} , a + 2b = o : bending in (110)-plane (25b) 2 U s = {bb olaa olbb o} , a + 2b = o : bending in (1fI)-p1ane (25c) DZh : s 1“ = {bb olaa olbb o} ,2bI+ a = O : stretching in [110] direction. (26a) 8B2u = {bb Olaa Olbb 0} ,2b + a = O : bending in (OOl)-plane (26b) Bsu . s = {o Oblo salo 0b} ,2b + a = o : bending in (llO)-plane (26c) The condition a + 2b = 0 represents the exclusion of the translation of the center-of-mass. In the first two cases the degenerate mode (nu) does not split whereas in the third case the appropriate symmetry group has one dimensional (non-degenerate) representations only, and, therefore, the previously degenerate mode must split. We are not surprised to find in each case a stretching mode with the same orientation as the molecule and this fact may, in many cases, be sufficient to determine the orientation of the molecule. Experimentally we would detect this by an absorption maximum if the exciting radiation is polarized parallel to the orientation of the molecule. We must remember, however, that group theory can only 68 supply the necessary condition that a particular mode be infrared active, and the above mentioned stretching mode need not be active, or if it is, could be so weak to be experimentally unobservable. Then, in our ideali- zed case, we can still extract enough information from the bending modes to uniquely determine the orientation of the molecule. The simplest case to detect, of course, is the splitting of the degenerate bending mode if the molecule is oriented along the face diagonal of the cube. The other two possibilities are easily resolved by the fol- lowing experiment. We use light polarized linearly in a plane perpendi- cular to one of the cubic axes. If the molecule happens to be oriented along this particular axis then the absorption is a maximum and inde- pendent of a rotation of the system about this axis. If we repeat the same experiment along one of the two other h-fold axes we should find a sinusoidal dependence of the absorption upon rotation. If the molecule is oriented along the [llll-direction a rotation of the polarization vector in the (lOO)-plane would again give a uniform absorption. However, if one rotates the polarization vector in the (IEO)-plane the minimum will appear in this case when the polarization vector is along [111] as contrasted with the previous situation when the minimum appeared along the [OOll-direction. Clearly, the above arguments for the ideal case, where we assumed that gll_the molecules have the figmg_orientation, does not apply to a real situation where the molecules will be distributed at random among all possible equivalent orientations. This random distribution has the effect that we observe an average absorption for any orientation 69 of the polarization vector, even for the stretching modes. Consequently, we cannot, in the realistic case, distinguish between molecules oriented randomly along and directions,respective1y. Of course, the splitting of the bending modes for the orientation does provide a means for establishing this orientation. V. APPLICATION II - STEREOSCOPIC MOLECULES Lattice Dynamics The Green's function formalism introduced by Lifshitz [l7] and others [18 - 23] for the calculation of lattice vibrations in impure crys- tals is restricted to disturbed lattices with an unchanged number of parti- cles (monatomic impurity\centens), i.e., to cases where there are neither new degrees of freedom nor a change in symmetry at this particular lattice site. Wagner [2%, 25] extended this method to molecular impurity centers and in this subsection we shall give a survey of this work. If a molecule of s+l masses m replaces a regular lattice atom at n = O, we may transform the molecular variables to a new set (xi, gi, ... 5:) where x: gives the position of the center-of-mass of the molecule. The e: may be chosen rather arbitrarily, but they must diagonalize the kinetic ener- gy, with an associated effective mass m:. The three center-of—mass coordi- nates, xi, and the total mass of the molecule, Mo = m1 + m2 ... ms+1, are added to the other lattice coordinates x: and masses M: (M: = ideal masses), establishing a 3N-dimensional system as in the ideal case. Then, there is a natural way of looking at the problem: (a) The "lattice system" is characterized by a 3N x 3N matrix H ij = Ho 11 + H1 ij, where H0 ij describes the unperturbed nm nm nm nm lattice. (b) The "molecular system" is characterized by a 33 x 3s matrix h ij. V“ (c) The interaction between the two systems is defined by a iJ 3N x 33 matrix an . 7O 71 (d) The disturbance is assumed to extend only to a small number r of lattice sites n around the origin, which implies that ‘ Himij and anijare essentially zero outside this region. We introduce the substitutions zi (Mo)l/2 xi n n n C: (m:)1/2 5: .. _ 9 L 13 _ (Mo Mo) l/.. n m (27) ij * * -1/2 h ij aVH (mV mil) W1 ij _ o * -1/2 R ij an (Mn mv) nv M i' 2 2 n o 0 -1/2 1 ij Am 3(III ) = II. (1 - ;3) 5m son a“. + (Mn Mm) um n With this, the eigenvalue equations of the two connected systems are 0 (3N equations) (28a) (L + A(a)2) - w21)'z + B'C 0 (3s equations) (28b) A Q I 8 H v J“: + m N II Without the perturbation A.and the coupling B each of the two systems de- fines a Green's function I 11090 n (M) (D2 = _(DZI - = (298) G( ) (L ) E53205” - (02 7(w2) = (a - cn'B‘I)’1 — gm“)— (29b) where n(kk), §(x) denote the normalized eigenvectors,ImZ(§x),(”2(K) the eigenfrequencies of the matrices L and 05 respectively. The solution for the ideal lattice L'n(1.s>~) = New) new (30) we also shall use in the form -1 i i - nine) =N ”saw e“ (31) where‘k_is the wave vector and k the polarization of the phonon. It is easily verified that the total Green's function for the combined system (28a) - (28b) is given by the individual Green's functions Eqs. (29a,b) in the simple way: 2 GT)Bz (33) Introducing this expression for C in Eq. (28a) and multiplying from the left by Gfibz), Eq. (28a) takes the fonm, 2 z = - an?) [A(N2) - a 7 if] .2 (3‘4) and the molecular coordinates are thus removed. Now A and B can be written as A =(g g , B = (b, o) (35) where a is 3r x 3r and b a 3r x 33 matrix, both extending only over the r lattice sites involved around the molecular defect. Hence, the eigenvalue equation, extracted from the system (3h), reads: D = new + em?) [a - b mg) ‘61) = o (36) which is a determinant of rank 3r. gflmz) is the 3r x 3r matrix of 6032) which belongs to the r involved lattice points. It is seen that the 2 . 2 2 '~ Lifshitz matrix I + g0» ) a 18 supplemented by the matrix -gflm ) b 703 ) b, written more explicitly ( 2) b ( 2)‘S g b b l,n,m = 1,2..3r ( ) 8~) (1+6) where T is the solution of the equations T=V-VGT=V-TGV (1+7) 77 This is a convenient form to calculate the scattered wave, because the rank of the matrix T is equal to the number of degrees of freedom in the crystal affected by the introduction of the defect. If we partition T in T = (t ‘12) (1‘8) t21 t22 the following manner where t is defined in the defect Space (space of v), and where, according to Eq. (#6), t21 = t 2, then substitution of Eq. (#8) into Eq. (#7) yields the 1 result that the matrices t and t are null matrices, and that the 12’ t21 22 matrix t satisfies the following equation in the defect space n II v - vgt = v - tgv (49) = v(I + gv)-1 which is a 3r x 3r matrix. According to Eqs. (#3) and (M6) the scattered wave can be written as 'x‘ t >01 , , W(}s>\)=-Z :5 H132 new (50) + Elk! a) (btxi)_(w ,_ 16) . where in the scalar product we have introduced the short notation lgx> to label a plane wave state n(kx). ' Because of the low rank 3r, it is in general very easy to di- agonalize the denominator of the t matrix (Eq. (#9)) by symmetry consid- erations. Let us assume that we know the eigensolutions of the matrix g+v: 78 g+v-e(v) = u(v) e(v) (51) where e(v) is a column vector and v labels the row of the irreducible representation according to which the eigenvectors transform. Thus we can write the t matrix in the form N VeV +uv ea e t _ v g 1 Very often the appropriate symmetry group of the defect is a proper or im- prOper subgroup of the symmetry group of the host lattice, and in this case v has the same eigenvectors as g+v: v-e(v) = v(v) e(v) (53) and the t matrix can be brought to the form e :3. 145%?) em em = ’6 cm rm (51+) where t(V) = 1 Z 3 V . (55) and the matrices T(v) are given by the outer product of e(v), €(v), respec- tively. Let us now turn back to the scattering problem. We start from a relation between the scattering.matrix.and the scattering amplitude which was derived by Ludwig [13] from an asymptotic expression for the scattered wave. If we make the acoustic approximation musk) = CO») '5' (56) then in our notation the scattering amplitude has the form 79 = ia3 1 Mn C2(K') I'm. .Is'x') <,ls'>~' Itlis» .. (57) As indicated below Eq. (Ml) we need to sum over all branches of the final states aw Itlis» (58) The resulting differential scattering cross section is 0(th ls')= lRisbis'x'HZ =2} lam, L'NHZ £6 :_1 —"“—§ i, i" i3 TL“ eng'k')ei(k"X")Q)IItlk'>\'> 16x c (K') d’SIIxII I t IE» (59) We now use the orthogonality relation 2 e"f(k'>c) e.(,1g'>.") = 5 i 1" 1 xix" to simplify Eq. (59) and, at the same time, decompose the scattering matrix according to Eq. (56) with the result 6 a 16x OOSMS') = Z 8 1L— t*(u)t(V) <5'K'IT(H)|}9> ll v c (X') PLM 2 °<}s'?~'IT(v) L15» (61) Using the fact that the matrix elements in Eq. (61) are real we put it in final form A, , = a 1 2 , , 2 + 005 Is) 1613 i. mg; |t(u)| ~'|T(u)|,ls7~>~'|T(v)|B%>] (62) From this expression we see clearly that the resonances of the scattering cross section are given by the resonances in the t matrix. Furthermore, we realize that the scattering of lattice waves by an impurity is much more complicated than the scattering of plane waves by a static potential 2, which determines the stationary in quantum theory. The equation 052(k)») = a) points, can have solutions in several branches of the functionIm2(§X). This has the consequence that although the incoming wave is in a definite branch of a?(§k), there can be several scattered waves propagating in different directions with the same frequency but with different group velocities and polarizations. In the rest of this subsection we review briefly a discussion by Klein [27] and also Wagner [25]. The expressions (52) or (59) show that there is a resonance in the scattering amplitude if the real part of one of the denominators l + u(v) becomes zero. Hence, the resonance condition is l + Re u(v)Qo2) = O (63) and the resonance frequency we shall denote bbev. If this resonance is sufficiently strong, then the vth term may exceed all other terms in the neighborhood ofIn =¢m and we can approximate the matrix t by expanding V 81 the denominator around a) = wv t : v(wz) 8“) ‘é'(v) for a) z a) (61+) ’ V ((1)2- (1)2)R + 11 V V V with RV = J3 Re II(II)(N2) db cn ab V and (65) 2 = I Iv m u(”(0%) AS the denominator of Eq. (6h) enters with its absolute square into the first term for the differential cross section (Eq. (62)), the half-width of the resonance in this term is given by w2(; _w2 ‘ I 2 V = 2 V (66) R wv (DV V and there is a Sharp resonance if this expression is much smaller than unity. In his analysis Wagner [25] ignored the possibility for the second term (interference term) in Eq (62) to occur. Even though it is not likely that a resonance in that term would be as pronounced as one in the first term, there exists still the potentiality that the two terms might be of equal importance since the cross term does not enter through a perturba- tion calculation. If two.modes, which transform according to rows of different irreducible representations, have eigenfrequencies in the same 82 range than they might contribute appreciably to the scattering cross section. This possibility exists for instance in the combination of an inband libration- al mode and the motion of the center-of—mass of the molecular defect. From the Special form of the disturbance (Eq. (38)) we can see that some of the u(v)'s (at least one) must contain the poles of the molecu- lar Green's function 7. Since these vary over a wide range, they are very likely to give a solution of the resonance condition Eq. (63). On the other hand, there may be some of the v(v)'s which do not contain the molecular poles for which there also exist a solution of the resonance condition. To calculate the structure and Spectral position of the resonances explicitly, we have to establish a specific model for both the lattice and the molecular defect. What we do expect, however, is that the shape and magnitude of the resonances have the same dependence on the density of the frequency Spectrum of the host lattice at the position where these pseudolocalized modes would like to appear as in the case of a point defect. The analysis of Dawber and Elliott [33] shows that the resonances due to a monatomic impurity is more pronounced the lower the density of the frequency dis- tribution of the ideal lattice at this particular frequency. Spherical Molecules We know that the internal binding in a molecule is often much stronger than the binding to the host lattice and it is practically un- changed when the molecule is brought into the lattice. If we assume such strong internal binding, we can distinguish 83 three types of motion for the molecular defect: (a) (b) The internal vibrations, which are practically the same as for the free molecule. Some of their frequencies may lie far above the phonon band(s) and are not likely to be excited by phonon scattering. On the other hand, there also might be low frequency modes below the maximum fre- quency of the host lattice. Such modes usually are as- sociated with the stretching motion involving heavy atoms or bending modes. Bending vibrations have substantially lower frequencies than stretching modes of the same bonds (approximately 1/3 or even less [16, 3h, 35]). The reason for this is'that bending motions primarily change angles in the configuration of the participating points which do not call for the same kind of restoring force (electro- static repulsion) as in the case of stretching modes where the bond length changes. The translational vibrations of the whole molecule, which are essentially the same as if the molecule was a single mass. The dynamical behavior of point defects is quite well understood [13, 32]. Also, the scattering problem for this case has been treated already [13, 27,-29, 30, 36, 37] and we can take over the relevant results from there. The rotational vibrations (quaSi-rotations, librations) of the whole molecule, for which the molecule acts as a 8h rigid body with three moments of inertia. The coupling of this type of motion to the host lattice will normally be weak and the associated frequency is likely to be found within the phonon band(s). In the following Study we shall concentrate on the scattering of phonons by molecular impurity centers. In many practical examples the fre- quencies associated with motions of type (a) lie above the frequencies propa- gated by the host crystal and will not affect the scattering cross section. Furthermore, it would not be possible to set up a general model which accounts for this type of motion and its coupling to the host lattice. Almost every possible molecular defect (or at least each class of molecule) would require a Special treatment and since we are more interested in possible general con- clusions we Shall restrict our attention on the latter two types (types (b) and (c)). There is, however, no justification for also neglecting the motion of the center-of-mass of the defect molecule as was done by Wagner [25]. First, modes associated with this motion are most likely to be inband modes. It is well known [13, 23, 38] that a heavier isotopic mass or the weakening of the force constants around a point defect give rise to resonance (pseudo- localized) modes. Then to be consistent with our model, where the center- of-mass of the molecular defect belongs to the lattice system, and with the assumption that the defect molecule be only weakly bound to the host crystal, we have to expect that the force constants describing the links between the molecular center-of-mass and the neighboring atoms are weaker than in the ideal lattice. Second, as already mentioned in the discussion of the dif- ferential cross section, Eq. (62), this mode might not only contribute 85 directly to the scattering cross section but also appreciably through the interference term. Let us now consider the rather simple model. As host lattice we choose a monatomic (mass M) lattice of simple cubic structure with radial force constantSIx and tangential force constants B. :The interaction among the lattice points we restrict to nearest neighbors only. This crystal is elastically stable as long as [39] O<25 the set of vectors which Span the defect space, then the matrices a, b yfinz)‘b and g+ are defined'by their Hermite forms in this Space: I'th" (k - 00 {52(Alg) + 32(Eé) + 52(E:) ( 22 2 21 22 23 (f - B) {82(Flg) + s (F18) + 3 (F38) + 3 (F23) + s (F2g) + 3 (F23) :Zhd 2 + 32(Féu) + 82(Fgu) + s (Fin); + F(M,M',a,e,k,f) { 32(F1u) + 82(Fiu) + 82(Ffu)] (71) 87 2~ _f_ (1)2(K) 2 1 2 2 2 ‘ M (D200 _ (DZ [8 (F12) + S (F12) + S (F728 = (3-6) ‘{SZ(A1g) + 32(E;) + 32(EZ) + s2(Fig) + 82(F7g) + + 82(Fgg) + 52(Fgg) I 82(Fgg)} + (i + e - 22) {82(Féu) + 82(Fgu) + 52(Fgu) ] + F(A,fi,e) {32(Fiu) + 32min) + 52(Ffu) } where, assuming that we can define a longitudinal and two transversal branches, the Green's function.3,B,e are given by 1 1 1 = = ___ Z + 22 ) 1 + t 3N{Ea>2(bl) - ((02 + 16) EwZUSt) ' (“32 + 16) ' 11>) 3» Ag) ia(k +k) ia(k +k) B(‘1')=B1+Bezmfih2 2 +222 2 3 amen-(N +ie) mum-(III IIe) A iZak iZak C(w2)=e+8=—LZ e x +223 e x 1 t k—2 2 k 2 2 "w (151) - (w + is) ~a> (kt) - ((1) + is) (72) Zefg) (73) (7&8) (7%) (73¢) The reason that the Hermite forms (71), (73) are determined only Up to factors F(M,M',a,B,k,f), F(K,fi,e), respectively, is the following. As we see, they are associated with that part of the defect space which is 88 spanned by vectors transforming according to the irreducible representation Flu' This stable subspace is three dimensional, and solving the dynamical problem (Lifshitz problem: Eq. (28a), B = O) we would obtain three equations to determine the three free parameters (secular determinant). These results then would enable us to give the factors above in explicit form. The solu- tion of this problem involves Green's functions of the same type as 3,8,8, respectively, and we know that they cannot be expressed analytically. A good approximation is [23] N 2 m = 2n n sin 2 3 i i G+(s) = (-1) fm (MN - 25171) c Jm1(271t) Jm2(272t) Jm3<2y3s at 0 ‘7 2 m1 = 2n + l i (75) where‘g is the vector connecting the two points involved, the 71's denote the force constants, and JK(x) is the Bessel function of order K. Evalu- ' 2 ation of Eq. (75) involves lengthy numerical computation for each [Bly M < ) " " 1 6b) = - -' k " (I (2) (7 u(Eg) (A C) M ( ) A 1 . From the stable subspaces given in Table I it is not difficult to construct the matrices T(v) (the vector spanning the stable subspaces have to be normalized first) and the nonvanishing matrix elements for each row of the different irreducible representations are found to be: <(k'OO)lIT(Alg)l(kOO) 1> <(k'OO) 1|T(A1g)l(0k0) 2> = <(k'OO) lIT(Alg)I(OOk) 3> Sin (Ega) sin ka (79a) H mun) <(Ok'O) 2IT(A1g)I(kOO) 1> = <(Ok'O) 2|T(Alg)|(OOk) 3> H g Sin (gfa) sin ka (79b) <(OOk') 3IT(A18)|(kOO) 1< <(OOk') 3|T(Alg)l(OkO) 2> = <(OOk') 3IT(A18)I(OOk) 3> l 23- sin (gee) Sin ka (79c) 9 91 <(k'OO) llT(E;)l(kOO) 1> = <(k'OO) llT(E;)I(OkO) 2> = -.% <(k'OO) lIT(E;)|(OOk) 3> = 5 sin (fie) sin ka ‘ (80a) Duh—- <(Ok'O) 2|T(E;)l(kOO) 1> = <(Ok'O) 2)T(E;)I(Ok0) 2> = - <(Ok'O) 2IT(E;)I(OOk)'3> = 5 Sin (@a) Sin ka (80b) <(OOk') 3'T(E;)l(kOO) 1> = <(OOk') 3|T(E;)I(Ok0) 2> = - % <(OOk') 3|T(E:)I(OOk) 3> = - 5- sin (kga) sin ka (80C) <(k'OO) 1IT(E:)](koo) 1> <(k'OO) llT(E:)I(OkO) 2> = % sin (Ea) sin ka (81a) ((Ok'o) 2|T(E:)l(k00) 1> = - <(Ok'O) 2|T(E:)I(OkO) 2> = - 8 Sin (fife) sin ka (81b) <(OOk') 2|T(F}g)l(0ko) 3> <(OOk') 2lT(F%g)I(OOk)2> = - sin (fia) sin ka (828) . <(0k'0) 3|T(F}g)l(00k)2> <(0k'o) 3IT(F{8)|(0ko) 3> % Sin (Ea) sin ka (82b) <(OOk') <(k'OO) <(Ok'O) <(k'OO) <(OOk') <(Ok'0) <(OOk') <(k'OO) 2 1IT(F18)|(OOk) 2 3|T(Flg)|(00k) lIT(F§g)I(OkO) 2|T(F§g)l(0ko) 2|T(F;g)|(00k) H H H H > > > > 3|T(F§g)|(00k) 2> 1|T(F:g)l(OOk) 2 3|T > [I 92 . 2 <(OOk ) llT(Flg)|(kOO) 3> sin (Ega) sin ka ooh—- I 2 <(k 00) 3|T(Flg)|(koo) 3> % sin (Ega) sin ka <(Ok'O) lIT(F§g)I(kOO) 2> Sin (E23) sin ka ULJIH <(k'OO) 2|T(F§g)l(kOO) 2> I - 3 sin (kga) sin ka <(OOk') 2IT(F;g)I(OkO) 3> % sin (22a) sin ka <(0k'o) 3|T(F;g)|(0ko) 3> %~sin (gia) sin ka <(OOk') 1|T(F:g)l(kOO) 3> % sin (22a) sin ka <(k'00) 3IT(F§g)|(k00) 3> I I % sin (kga) sin ka (83a) (83b) (8ha) (Bub) (858) (85b) (86a) (86b) 93 <(Ok'O) lIT(F3g)I(OkO) 1> <(Ok'O) 1|T(Fgg)|((koo) 2> '% Sin (kya) sin ka <(k'OO) 2|T(F3g)l(0ko) 1> <(k'OO) 2|T(F§g)|(koo) 2> .% sin.(§ga) sin ka , 2g"1|T(Fiu)I(0ko) 1>, <5'2|T(F§u)|(koo) 2>, , , <2'3|T(Ffu)|(0ko) 3>, <(Ok'k) 1[T(F;u)|(0k0) 1> <(Ok'k') lIT(F;u)[(OOk) 1> _ [cos (£23) - cos ($28)] (cos ka - l) <(k’Ok') 2[T(F:u)l(kOO) 2> <(k'0k') 2|T(F§u)l(00k) 2> [cos (Ega) - cos (figa)] (cos ka - l) nut? <(k'k'O) 3|T(Fgu)l(k00) 3> <(k'k'o) 3|T(F§u)l(0ko) 3> _ [cos (E28) - cos (Ega)] (cos ka - 1) From these matrix elements we can learn a great deal about the possible scattering processes (878) (an) (88) (89) (90) (91) (92) (93) 9h This mode scatters longitudinally polarized phonons. It is as" acoustically active in the sense that the scattered acoustic wave may be either longitudinally or transverse polarized. E : This mode also scatters longitudinally polarized phonons only and is acoustically active. '11 This mode scatters transverse polarized phonons only and‘ the acoustical activity is restricted to transverse polarized final states. F2g : This mode also scatters transverse polarized phonons only and has the same restricted acoustical activity as F18. F1u : This mode scatters 32y incident phonon regardless of the polarization but does not change the polarization. qu : This mode scatters transverse polarized phonons only and maintains the polarization. From these results it is quite clear that, for example, the combin- ation of modes which transform according to the irreducible representations F18, Flu’ respectively, can give rise to a nonvanishing interference £232; in Eq. (62). We now ask under what conditions we might expect that one of the modes contributes to the scattering cross section. One of the requirements, of course, is that the associated frequency be inside the band(s) of the ideal crystal. This information can be deduced from the results in the detailed study of localized modes by Lengeler and Ludwig [39]. Under all the conditions where they do not find a local mode-outside the ideal band, there must be a resonance (pseudolocalized) mode inside the band. An 95 exception are the modes transforning according to the irreducible represen- tation Flu where we have two modes either both localized, one localized and one inband or both inside the ideal band. If one allows for a change in mass only (isotope defect) then the solution of the dynamical problem is rather simple. The 3 x 3 secular determinant reduces to just one equation involving one Green's function g(m = 0) only: 2 (D €g(O)-1=O (9)4.) where e = (M'-M) /M. For frequencies above the ideal band(s) (1)2 > (9205)..) the Green's function above is negative definite and hence the condition to find a localized mode is simply e < O or M' O as well as for e < O. On the other hand, we know that the problem has to have at least one solution and since there is no solution outside the ideal band(s) for e > O we are bound to find at least one solution inside the spectrum of the ideal lattice for M' > M. Let us consider this particular situation of a mass defect only in more detail. Working within the acoustic approximation.Maradudin [36] has derived the following expression for the total scattering cross section: _ a6€2¢°br 1 ++) O<(D<(l) (958) T 12II|ID(N2)|2 3(1) 0 (t) t e a) 1 < < (95 ) 2 -1r-- , an co (n1 b 12n[D(a> )I C (1) a 96 where C(l), C(t) are the prOpagation velocities of the phonons in the lon- an 1 d wt are the corresponding Debye cutoff frequencies (ab) and Dflmz) is essentially gitudinal branch and in the transversel branch, respectively, we find with Eqs. (83a, b) the first term in Eq. (62) to be 1 , = a l t(F ) o ((OOk) 1, 1c.) 16“, 317;) I 18 Z O I2 $5153 [engages + sinzces] <96) and in the long wavelength limit the contribution to the total cross sec- tion is o;((OOk) 1) = 31-1; (RE-y)“ a2 (ka))+ |t(Flg)|2 (1) << ND (97) h We see that also in this case the Rayleigh scattering term (”k ) is modified, 97 ’ I 6... a /€'5 RN.“ .3 :5- § 5». 4- S 3 3.. Figure 2. [l - (1)2 e 3(0)]-2, which enters the scattering cross section ' of an isotope defect, as a function of the lattice wave frequen- cy in the Debye approximation, taken from Thoma and Ludwig [37]. 98 namely by the functional form of ]t(Flg)[2. The last expression can be brought into the form 2 o; ((OOk) 1) = {—2} (-(-,%-t-5-)LL a2 (Du 33—“: BEBE-l- (98) where C = 16 (fl/6)h/3‘DD. Wagner [25] has plotted the term It(Flg)I2/C as a function of (wdwb)2 (Figure 3) and, assuming-’ 0.2) as the molecular resonance of the librational mode and the ratio of the peak heights is approximately 2.3/17.3. From this information we may make a reasonable estimate about the magnitude of the interference term. We assume that the two matrix elements (83) and (88) do not differ great- ly and consider the product of the two factors t*(Flg) and t(F1u) only. Its real part we express near the resonance as Re -——L— - 1. = 51.71,. + 61 n, (99) Gr 7 16i nr + lni (e: + e§)(n: + n?) at the resonance we make the approximation 6 Re(t*(F1g) t(F1u)) 2 g n: (100) E1 1)1 with this we get for the factor of the interference term 2 Re (t*(Flg) t(F1u)) a: 2 (2.3 . 17.3)“2 = 12.6 (101) IO 99 l I 1 T I l l _17 .... III.I’/c _ L. L. _. (vi-012 1 l l_ 1 i L J l .I .2 .3 .4 .5 .6 .7 .8 .9 to Figure 3. It(F )[2, which enters the scattering cross section of the libragional mode, as a function of the square modulus of the lattice wave frequency in the Debye approximation, taken from Wagner [25]. 100 From this consideration we see that the interference term can be of the same order as the larger of the two direct terms and its contribution to the scattering cross section is certainly not negligible. Ellipsoidal Molecules We now replace in our model the rigid sphere by a rigid ellip-' soid of which two moments of imentia are equal but different from that with respect to the body C-axis. As we Shall be mostly interested in the dynamical behavior of the librational modes in this case of an ellipsoidal defect molecule, we assume the coupling to the lattice to be the same as in the spherical case. Introducing this particular defect into the host lattice results in a lower symmetry at the‘defect site depending upon the orientation of the molecule with reapect to the crystallographic axes. We shall consider the following three situations. The defect molecule is oriented along one of the axes of the cube. In this case the symmetry of the dynamical problem is Dh If the molecular defect is h. oriented along a body diagonal then we are dealing with the symmetry group D The apprOpriate symmetry group for the molecule with its 3d° C-axis parallel to one of the face diagonals is D2h' We are primarily interested to see if there are associated with the librational motion any new scattering mechanism (different initial and final states) introduced by the non-Spherical defect mole- cule which is conveniently done by looking at the elements of the scat- tering matrix. First we consider the situation where the ellipsoid is oriented 101 along a main axis. The necessary information to construct the correspond- ing T(v) matrices is contained in Tables II and X. The matrix elements different from zero are: <(01éo) lIT(A2g)I(OkO) l> <(0k'o) 1IT(A28)I(kOO) 2> = % Sin (E28) Sin ka (102a) <(k'OO)'2[T(Azg)I(OkO 1> - <(k'OO) 2IT(A23)[(kOO) 2> = - g-sin (Ega) sin ka (lO2b) <(OOk') 1|T(E;)|(OOk) 1> <(OOk') 1|T(E;)I(kOO) 3> = §~sin (figs) sin ka (103a) <(k'OO) 3|T(E:)I(OOk) 1> <(k'OO) 3]T(E;)I(k00) 3> = -'% sin (figs) sin ka (lO3b) <(OOk') 2IT(E:)I(OOk) 2> <(OOk') 2IT(E:)I(OkO) 3> =.% Sin (Ega) Sin ka I (loha) <(Ok'O) 3IT(E:)I(OOk) 2> - <(Ok'O) 3IT(E:)I(OkO) 3> % sin (figs) Sin ka (10kb) 102 We notice that, except for the different nomenclature and the fact that the mode transforming according to the irreducible representation A2g is associa- ted with the different moment of inertia, the matrix elements are exactly the Same as in the spherical case (Eqs. (82), (83) and (8h)). However, the non- degenerate mode interacts with phonons whose direction of incidence is perpen- dicular to the defect axis only. For the orientation along the body diagonal we find the stable subspaces listed in Table III and the compatibility conditions are given in Table XI. The following matrix elements are found to be different from zero: <(0k'k') lIT(AZg)I(0k0) 1> = -<(0k'k') lIT(Azg)I(00k) 1 > - <(0k'k') lIT(AZg)I(k00) 2> s <(0k'k') 1IT(A28)I(00k) 2 > <(0k'k') l[T(Azg)|(k00) 3> =-<(0k'k') 1[T(A28)|(0k0) 3 > é-[Sin (Efa) -sin ($28)] sin ka (1053) <(k'0k') 2|T(A23)I(0k0) 1> = —<(k'0k') 2|T(A28)|(00k) 1 > - <(k'0k') 2IT(A28)I(k00) 2> <(k'0k') 2|T(A2g)l(00k) 2> [I ll <(k'0k') 2|T(A28)I(k00) 3> -<(k'0k) 2[T(A28)[(Ok0) 3> [sin (Ega) -sin (£29)] sin ka (thb) \OIH 103 <(k'k'0) 3IT(A28)I(0kO) 1> = - <(k'k'0) 3IT(A28)I(00k) 1 > - <(k'k'O) 3|T(A28)I(k00) 2> = <(k'k'0) 3|T(A2g)](00k) 2 > <(k'k'o) 3|T(Azg)l(koo) 3> =-<(k'k'o) 3|T = $- [sin (liga) -Sin (lfifafl sin ka (101m) <(00k') lIT(E;)I(00k) 1> = <(OOk') l[T(E:)[(OOk) 2 > = - <(OOk') lIT(E;)I(kOO) 3> = -<(00k') lIT(E:)[(0kO) 3 > = % sin (k'ga) sin ka (105a) <(00k') 2IT(E;)I(00k) 1> = <(00k') 2IT(E:)[(00k) 2 > = - <(00k') 2[T(E;)[(k00) 3> = -<(00k') 2IT(E;)I(0k0) 3 > s -16-sin (figs) sin ka (105b) <(k'k'0) 3[T(E:)I(00k) 1> = <(k'k'0) 3IT(E;X(00k) 2 > - <(k'k'0) 3IT(E;)I(koo) 3> = -<(k'k'o) 3|T(E;)l(0ko) 3 > - 2E3“ (gigs) + sin (ggsflsin IN (105:) 10h <(0k'k') 1|T(E:)|(0ko) 1> = 2<(0k'k') 1[T(E:)l(00k) 1 > - <(0k'k') 1[T(E:)[(k00) 2> -2<(0k'k') 1IT(E:)[(00k) 2 > -2<(0k'k') 1|T(E:)[(k00) 3> 2<(0k'k') lIT(E:)[(0k0) 3 > éfsin (liga) + 2 sin (23.23)] Sin ka (106a) <(k'0k') 2[T(E:)[(0k0) 1> = 2<(k'0k') 2[T(E:)[(00k) 1 > - <(k'0k') 2[T(E:)I(k00) 2> -2<(k'0k') 2[T(E:)[(00k) 2 > -2<(k'0k') 2[T(E:)[(k00) 3> 2<(k'0k') 2|T(E:)l(0ko) 3 > = -%[Sin (152‘s) + 2 Sin (Egan sin ka (106b) <(k'k'0) 3IT(E:)[(Ok0) 1> = 2<(k'k'0) 3[T(E:)[(00k) 1 > -2<(k'k'0) 3[T(E:)[(00k) 2 > - <(k'k'0) 3[T(E:)[(k00) 2> -2<(k'k'0) 3[T(E:)[(k00) 3> 2<(k'k'0) 3|T(E:)[(0k0) 3 > [sin (53a) - sin (E2a)] sin ka (106C) \OIH In this case we notice a considerable increase in the number of matrix elements, but basically there is the same feature as for the spherical defect, namely, that only transverse polarized phonons are scattered into transverse polarized final states. It is also not difficult to see (e.g. by looking at the first 105 and second matrix element in Eq. (104a): <(0k'k') 1|T(A28)I(Ok0) 1>I= -<(0k'k') l|T(A28)[(00k) l> and remembering that matrix elements of the form <5}X'[T(A28)[(k00) L> are zero) that phonons incident parallel to the axis of the defect are not scattered at all if their frequency corresponds to the mode A28. In the limit when the ellipsoid degenerates into a Sphere, of course, the corresponding matrix elements have to become equal. We dem- onstrate this with the following example. We concentrate on the first matrix elements in Eqs. (tha) and (1063) <(0k'k') 1[T(A2g)[(0k0) l> = $[Sin (fife) - sin.(£§a)]sin ka <(0k'k') l[T(E:)[(0k0) 1> =‘%[Sin (figs) + 2 sin (gfia)]sin ka 2 In the limiting case as mentioned above the two modes A2g and E8 become degenerate and the two matrix elements appear in Eq. (62) (scattering cross section) with the same factor. Therefore, we might add them to get the com- bined contribution sin (ggs) sin ka (107) UHF‘ <(0k'k') 1[T(A2g) + T(E:)[(0k0) 1> = This value corresponds to the first matrix element in Eq. (8ha), <(0k'0) 1|T(FE ) [(OkO) l>, in agreement with the correlation table given 3 2 in Table XI according to which the mode Fig splits into A28 and E8 as the symmetry is lowered from Oh to D3d' For the molecule with its C-axis parallel to one of the face diagonals of the cube we find all the.necessary information in Tables IV and 106 XII. The nonvanishing matrix elements are: <(00k') 1[T(Blg)[(00k) 1> = - <(00k') l[T(Blg)[(00k) 2 > =-<(00k') l|T(Blg)[(k00) 3> = <(00k') l[T(B18)[(0k0) 3 > = % sin (@a) sin ka (1083) <(00k') 2|T(Blg)[(00k) 1> = - <(00k') 2[T(Blg)[(00k) 2 > =-<(00k') 2|T(Blg)[(k00) 3> = <(00k') 2[T(Blg)[(0k0) 3 > = «2- Sin (k'é‘a) sin ka (108b) <(k'k'0) 3[T(Blg)[(00k) 1>= - <(k'k'0) 3[T(Blg)[(00k) 2 > ’ =-<(k'k'0) 3|T(Blg)|(koo) 3> = <(k'k'o) 3IT(Blg)l(0k0) 3 > = .% [sin (figs) - sin (k'gsn sin ka (108c) <(00k') 1IT(B2g)I(00k) 1> = <(00k') 1[T(B28)[(00k) 2 > =-<(00k') 1IT(22g)I(koo) 3 > = -<(00k') 1[T(B2g)[(0k0 3 > = ésin (figs) sin ka 1 (1093) 107 <(00k') 2[T(B23)[(00k) 1> = <(00k') 2[T(B28)[(00k) 2 > - <(00k') 2|T(Bzg)[(k00) 3> = - <(00k') 2[T(B28)[(Ok0) 3 > '% sin (figs) sin ka (109b) <(k'k'0) 3IT(B2g)[(00k) 1> = <(k'k'0) 3[T(B28)[(00k) 2 > = ~ <(k'k'o) 3IT(BZg)l(k00) 3> = - <(k'k'0) 3]T(Bzg)l(0ko) 3 > s -'%[Sin (figs) + sin (E2a)] sin ka (109s) <(0k'0) 1[T(B3g)[(0k0) 1> s - <(0k'0) l[T(B3g)[(k00) 2 > = I% Sin (gga) Sin ka (110a) <(k'00) 2[T(B38)[(0k0) 1> = - <(k'00) 2[T(B3g)[(k00 2 > s - é- sin (gas) sin ks (llOb) As in the first two cases here the results also show that only transverse polarized phonons are scattered by the librational motion and the acousti- cal activity is restricted to transverse polarized final states. In our calculations we assumed the ellipsoidal defect to be oriented along the [llO]-direction. From the third and forth matrix element in Eq. (108a), <(00k') l[T(Blg)[(k00) 3> = - <(OOk') 1[T(Blg)[(0k0) 3> 108 we see that phonons propagating parallel to the orientation of the molecule are not affected by the librational mode B18 which is associated with the different moment of inertia. In our model where we did not allow for any changes in the force constants the modes B2g and B38 are degenerate. VI. DISCUSSION The group theoretical method presented in section II enabled us to determine the stable subspaces which are spanned by eigenvectors cor- responding to a certain eigenvalue for given symmetry operations. These Stable subspaces are listed for the three basic cubic structures in the case of full cubic symmetry and some of the subgroups of 0 We then went h' on to derive in section III compatibility relations for the components of the stable subspaces of some of the subgroups. As first example, these results were used in section IV to analyze the polarizations of the infra- red active modes of a linear molecule imbedded in a cubic crystal, and it was shown that in an ideal situation the direction of pOlarization, with respect to the crystallographic axes, already determines uniquely the or- ientation of the molecule within the crystal. As a second example we stud- ied in section V the scattering of lattice waves by a stereoscopic defect molecule in a simple cubic crystal in some detail. To do so we started with a survey on a treatment most suitable to deal with this type of defects as presented by wagner [2H, 25]. This Green's function technique enabled us to remove the molecular coordinates and limit the defect space to the same dimension as in the Lifshitz problem. The difference between this prob- lem and the point defect problem is that in this case the effective dis- turbance contains an additional term which has poles at the molecular frequencies. In the neighborhood of these frequencies the effective distur- bance cannot be treated as a perturbation. If one of the molecular frequen- cies lies inside the ideal band(s) then we may find a resonance in the scattering amplitude of lattice waves. In the next subsection we developed 109 110 a scattering formalism in terms of a T matrix and we were able to obtain a formally exact solution of the scattering problem. We then derived an expression for the differential scattering cross section which contained two terms of equal importance. It was pointed out that there exists the possibility that the interference term which had been neglected in the work of Wagner may be of the same order of magnitude as the direct term. From the form of the two terms in the scattering cross section it was realized that the scattering of lattice waves by an impurity is much more complicated than the scattering of plane waves by a static potential in quantum theory. The equation which determines the stationary points can have solutions in several branches of the functionIm2(kk) with the consequence that although the incoming wave is in a definite branch ofIm2(kh), there can be several scattered waves propagating in different directions with the same frequency but with different group velocities and polarizations. From the expression for the scattering cross section it was also seen that its resonances are given by the resonances in the T matrix. We briefly discussed the condi- tions for such resonances to occur and found that modes for which the eigenvalues of the dynamical problem contain the poles of the molecular Green's function are likely to satisfy the resonance condition. Assuming that the internal binding in a molecule is much stronger.than the binding to the host lattice, one can distinguish three types of motion for the molecular defect: (a) the internal vibrations, (b) the translational vibra- tions of the molecule as a whole, (c) the rotational vibrations of the whole molecule. As it is not possible to describe motions of type (a) by a gen- eral model we restricted our attention to motions of type'(b) and (c). We 111 pointed out that it would not be reasonable to also exclude motions of type (b) eSpecially in view of the possibility that in combination with a libra- tional mode they may give rise to a strong interference term in the scat- tering cross section. First we considered the simple model of‘a rigid sphere coupled to a simple cubic lattice with tangential as well as radial springs. The stable subspaces which we determined at the beginning of this study Simplified the solution of the eigenvalue problems to a large extent Since we were able to define the relevant matrices by their Hermite forms in the defect space. Imposing the condition resulting from the requirement that the potential energy be invariant against infinitesimal rigid body rotations of the crystal has the consequence that modes transforming according to the irreducible representations F and FZu have to be excluded as possible 28 eigenstates,since they would lead to a local instability of the lattice. Two reasons are given suggesting that we can relax this condition in a more realistic situation. Then the matrix elements in the expression for the differential cross section were calculated and from their particular form we could draw the following conclusions: 1. Modes Alg and E8 interact with longitudinally polarized phonons only and are acoustically active. 2. Modes Flg and F2g scatter transverse polarized waves only and their acoustical activity is restricted to trans- verse polarized final states. 3. The mode F scatters any incident lu phonon regardless of the polarization but does not change the polarization. h. The mode F scatters transverse polarized phonons only without chang- 2u ’ ing their polarization. We then studied the conditions under which-we expect that one or the other of the modes lies within the ideal band and 112 focused our attention on the situation of a mass defect motion of the sym- metry Flu and the librational motion of a spherical molecule (symmetry F18). In particular we considered the contribution to the scattering cross section. In both instances we found a Rayleigh scattering term (vkh) modified in the first case by a term depending upon the solution of the secular determinant and in the latter case by the square modulus of the eigenvalue of the T matrix corresponding to the mode Flg' We used the results obtained by Thoma and Ludwig [37] and Wagner [25] to get a reasonable eatimate about the magnitude of the interference term for the case where the resonances due to the mode Flu and F18 occur at about the same frequency. We demon- strated that under this circumstances the interference term is of the same order as the larger of the two direct terms. In the next subsection we replaced the rigid sphere by a rigid ellipsoid with two equal moments of inertia, but different from the third one. We restricted our attention to the librational modes only and also assumed the coupling to the lattice to be the same as for the spherical molecule. Depending upon the orienta- tion of the ellipsoid the symmetry at the defect Site is reduced either to th (orientation along one of the principal axes of the cube), (orien- D3d tation along one of the body diagonals) or D2h (orientation parallel to one of the face diagonals). With aid of the apprOpriate stable subspaces and compatibility conditions we constructed the relevant matrix elements. In all three cases we found basically the same matrix elements as for the spherical defect molecule with the pr0perties that only transverse polarized lattice waves are scattered and the acoustical activity is restricted to transverse polarized final states. It was noted that the mode corresponding 113 to the different moment of inertia did not interact with phonons propagating parallel to the orientation of the defect molecule. We start the discussion of more realistic Situations with the question, what happens if we let M}: M, k = Grand f = B, which, in case of a point defect, corresponds to an ideal crystal. Therefore all the eigen- values of the defect dynamical problem have to vanish since the transla- tional symmetry of the lattice is no longer destroyed by a defect site and acceptable solutions must have the proper point symmetry as well as trans- lational symmetry. We note (Eqs. (76) and (77)) that all the eigenvalues except those associated with the mode transforming according to the irre- ducible representation F fulfill this requirement. The reason for this Is deviation is the following. The mode F1g corresponds to the librational motion of the defect molecule, which is a consequence of the additional degrees of freedom. The extended Green's function technique, although it allowed us to exclude the molecular coordinates from our calculations, yet the additional degrees of freedom must remain even when we change the para» meters back to the ideal situation. We are thus dealing with a totally different situation in the case of the "molecular defect" and we must then exclude the mode Flg explicitly (Eqs. (76 c) and (77 1)). Our expression for the scattering cross section (Eq. (62)) was based on an acoustic approximation (we allowed, however, the propagation velocity to be different in each branch). The correct form would have contained second derivates of the surfaces of constant square modulus of the frequency in‘krspace,-which we subsequently would have replaced by 2 c2(k) anyway in order to use the results of Thoma and Ludwig [37] and wagner [25]. There are certainly limitations in the assumption of a Debye spectrum 11% especially when Green's functions are involved. Calculating the Green's functions at any given frequency we get contributions from the entire range of the spectrum and the unrealistic singularity at the cutoff may reflect itself in an unfavorable manner. However, the £232 of the matrix elements is dependent on the symmetry of the defect problem alone, and a more real- istic spectrum would affect the eigenvalues of the T matrix only. This means that we would get exactly the same initial and final states but the reso- nances might be shifted and their magnitudes altered. Studying the librational motion of an elliptical molecule we assumed that the force constants are the same as in the case of a spherical defect. We now drop this assumption and ask if we could now couple to long- itudinally polarized lattice waves under this circumstance. The necessary but not sufficient condition is that in the decomposition of the modes A18, Eg and F due to the lower symmetry (correlation table) there must ls be at least one irreducible representation in common to Flg and A.18 or Eg. This is the case for the symmetries D (Table XI, Eg) and Dnh (Table XII, C. 3d 33g). As mentioned above this condition is not sufficient and from the compatibility conditions we see that the corresponding stable subspaces are in fact mutually exclusive. There might be reasons to relax these com- patibility conditions, for example, if the defect is no longer assumed to be rigid. Then there exists the possibility that the neighboring atoms might follow (energetic favorable) the internal motion of lower symmetry of the defect, and are no longer governed by the over all cubic symmetry of the crystal. All calculations were performed within the harmonic approximation. 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