. ”.1" This is to certify that the dissertation entitled A Context for Violence: Social and Historical Underpinnings of Indo-African Violence in a South African Community presented by Ashwin G. Desai has been accepted towards fulfillment of the requirements for Ph.D. degree in Sociology .lfizttl Major professor Date {/fli/f 3 MSU is an Affirmative Action/Equal Opportunity Institution 0- 12771 liiiiiiiiiiiiiiiiii LIBRARY Michigan State University PLACE IN RETURN BOX to remove thie cheekoutirom your record. TO AVOID FINES retum on or bei‘ore date due. EATE DUE DATE DUE DATE DUE ? We a i I C ie' a? i ' D I ; A CONTEXT FOR VIOLENCE: SOCIAL AND HISTORICAL UNDERPINNINGS OF lNDO-AFRICAN VIOLENCE IN A SOUTH AFRICAN COMMUNITY By Ashwin G. Desai A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Sociology 1993 ABSTRACT A CONTEXT FOR VIOLENCE: SOCIAL AND HISTORICAL UNDERPINNINGS OF INDO-AFRICAN VIOLENCE IN A SOUTH AFRICAN COMMUNITY By Ashwin G. Desai This study seeks to examine the basis for lndo-African conflict in Natal. South Africa, and its impact on the consciousness of these communities through an analysis of the 1945 and 1989 riots. In order to understand the basis for tensions that underlay lndo-African relations in the two periods under discussion, the complex set of economic, political and other socio-cultural variables characterizing the social organization of Indian and African people. and the relationship between these, is researched. Ethnic divisions and conflict in South Africa are viewed as either being primordial or the result of state manipulation. This study shows how ethnicity is constructed and manipulated from above. Ethnicity has an existence beyond a mental construct. Whatever ethnicity’s imaginary and ideological status, it also has a real. concrete and material existence. The study also critiques a number of widely held views in South African social science on the nature of collective violence. It shows that participants in the riots do Ashwin G. Desai not represent the “scum of the earth.“ Rather, participants are typical of the neighborhood in which the riots occurred. Riots cannot be seen as instrumental or oonsummatory; rather, they are a mixture of both. The study illustrates that a more useful approach is to explore the changing balance over time between (what one may call) the expressive and instrumental aspects of different types of disorders. To divide the actions of individuals into rational versus emotional-irrational types, as previous studies on the riots have done, is to deny the complexity of human behavior. Almost all theories of civil violence have at some time been hailed as capturing the ultimate origins and nature of civil violence-wherever and whenever it occurs. This study supports the view of Rule (1988) and McPhail (1971) that riots are complex phenomena that cannot be understood by utilizing one theory. Riots display a heterogeneity and are best explained by a combination of theories. The central contribution of this study is to discern, first, the general conditions engendering hostility between the host society and middleman groups. It then specifies under what conditions this hostility can translate into violence. REFERENCES: McPhail, C. (1971). Civil disorder participation: A critical examination of recent research. AmeucanfieciclcgrcaLBexreu 3f: Rule. J. (1988). Ibegfiesgtgivihdglence. Berkeley: University of California Press. Dissertation advisor: Dr. Vlfilliam Faunce ACKNOWLEDGMENTS During the writing ofthis thesis, I have incurred a number of intellectual debts. In South Africa, Karen Kohler was a constant source of support. Professor Vishnu Padayachee, sometime Special Assistant to the Vice-Chancellor of the University of Durban-Westville, pointed me to new sources of information and new intellectual directions. At Michigan State University, l owe the greatest gratitude to Professor Bill Faunce. Officially designated my 'advisor,“ he was so much more than that. Bill was an excellent supervisor, not only in a technical sense, but was a kind, sensitive. and understanding human being throughout my Ph.D. program. Bill’s wife, Sheila, cheerfully put up with phone calls at odd hours and provided encouragement and wisdom at crucial times. The rest of my committee, Professors Manning, Vanderpool, Marger, and John Hinnant from Anthropology. made valuable contributions which enabled me to sharpen my analysis. TABLE OF CONTENTS LIST OF TABLES ............................................ viii LIST OF MAPS ............................................... ix LIST OF ACRONYMS .......................................... x INTRODUCTION ............................................. 1 Chapter 1. LITERATURE REVIEW, THEORY, AND METHODO- LOGICAL ISSUES ....................................... 5 1.1 Introduction ....................................... 5 1.2 Review of Existing Literature on the Riots of 1949 and 1985 .................................. 5 1.3 Review of Literature on Collective Violence ............. 16 1.3.1 The Irrationalists ............................. 16 1.3.2 The Emergent Norm Hypothesis ................ 20 1.3.3 The "Collective Rational“ Approach .............. 22 1.3.4 Composition and Causes ...................... 25 1.3.5 Ethnic Competition and Conflict ................. 34 1.3.6 The Middleman Minority ....................... 39 1.3.7 The Debate Over the Origin and Per- sistence of Ethnic Identification ................. 45 1.4 Explaining Collective Violence ....................... 49 1.5 Data and Methods ................................. 52 1.6 A Note on Terminology ............................. 58 1.7 Summary ........................................ 60 2. PREDISPOSING CONDITIONS TO THE 1949 AND 1985 RIOTS ........................................... 61 2.1 Introduction ...................................... 61 2.2 The Political Economy of Natal ....................... 62 2.3 The City of Durban ................................ 65 2.4 The Racial Hierarchy of Durban ...................... 68 2.4.1 Nonracialism and Segmented Labor Markets ...... 68 2.4.2 Property and Housing ......................... 81 2.4.3 Traders .................................... 86 2.4.4 Transport .................................. 92 2.5 The Crisis of Segregation in the 1940s ................. 94 2.6 The Intervening Years: Birth and Early Develop- ment of Apartheid (1950-1963) ...................... 101 2.7 The Political Economy of Natal/Durban (1963 to 1985) .......................................... 106 2.8 Indo-African Relations on the Shopfloor ............... 115 2.9 Political Organizations in the Indian Community ......... 117 2.10 African Political Organizations ....................... 119 2.11 The UDF and the Building of>Nonracialism ............. 121 2.12 The Crisis of Apartheid-The 19803 .................. 122 2.13 Squatter Settlements. Resistance, and Violence ........ 127 2.14 Summary ....................................... 133 THE RIOTS OF 1949 AND 1985 .......................... 135 3.1 Introduction ..................................... 135 3.2 Cato Manor, The Center of the Storm ................. 135 3.3 The 1949 "Disorders" ............................. 146 3.3.1 The "Spark" ............................... 146 3.3.2 The Second Phase .......................... 149 3.3.3 After the Violence ........................... 152 3.4 Composition of the Rioters ......................... 155 3.4.1 Ama/aita Gangs ............................ 156 3.4.2 Ngoma Dance Groups ....................... 159 3.4.3 Ricksha Pullers ............................. 160 3.4.4 Dock Workers .............................. 161 3.4.5 Civilian Guards ............................. 162 3.5 1949—Spontaneous or Organized? ................... 162 3.6 1949—Anti-lndian or Anti-Apartheid? .................. 169 3.7 Inanda—1985 .................................... 181 3.7.1 Overview of the Violence ..................... 181 3.7.2 History of Inanda Prior to the Cato Manor Removals ................................. 182 3.7.3 The Expansion of Inanda ..................... 187 3.7.4 Authority Structure of Inanda .................. 189 3.7.5 Social Structure and Social Relations ........... 191 3.7.6 Landlords and Traders ....................... 193 vi 3.8 The Build-Up to August 1985 ....................... 196 3.8.1 The Water Crisis ............................ 197 3.8.2 The Department of CAD and the Building of Newtown .................................. 197 3.8.3 Evictions and the State/Landlord/Tenant Crisis .................................... 199 3.9 Inanda—Sitting on the Time Bomb ................... 203 3.9.1 Tenants/Consumers and Indian Landlords/ Retailers .................................. 203 3.9.2 Indian and Afriwn Landlords and Retailers ....... 207 3.9.3 The "Spark“ for the Violence .................. 209 3.10 Inanda—August 1985 .............................. 210 3.11 Analysis of the 1985 Violence ....................... 212 3.11.1 Overview ............................ 212 3.11.2 Composition of the Rioters .............. 214 3.12 Summary ....................................... 227 4. ANALYSIS, RECOMMENDATIONS, AND CONCLUSIONS ..... 231 4.1 Introduction ..................................... 231 4.2 Summary and Analysis ............................ 231 4.3 State Responses to the Persistence of Ethnic Identities ....................................... 265 4.4 The Future of Indo-African Relations ................. 272 4.5 Cultural Pluralism and the Politics of Nation Building ........................................ 277 4.6 Further Research on Collective Violence .............. 281 4.7 Contribution of the Study and Concluding Remarks ...... 286 APPENDIX—GLOSSARY ..................................... 289 BIBLIOGRAPHY ............................................ 290 vii LIST OF TABLES Population by Race, Metropolitan Durban, 1936-1951 .......... 69 Urban Afrimn Population by Gender, 1911-1951 .............. 69 The Number and Proportion of Trading Licenses Held by Race Groups in Durban, 1930-1946 ........................ 86 Racial Composition of Manufacturing Employment in the Main Industrial Regions ................................. 106 Racial Composition of the Labor Force: Durban- Pinetown, 1960-1976 ................................... 107 Educational Attainment of the Economically Active Population of South Africa, 1981 .......................... 108 The Number of Trading Licenses Held, by Race, in Durban, 1950-1975 ........................................... 109 The Number of Families Disqualified by the Group Areas Act, by Race: 1950-1972 ............................... 111 Population of Inanda, 1977-1985 .......................... 189 viii :“Sfi’h> LIST OF MAPS Location of the Study Area ................................. 4 Population Distribution in Durban: Late 19403-Early 19503 ...... 66 Population Group Areas in Greater Durban in the 19803 ....... 112 Informal Settlements Around Durban in the Mid-19803 ......... 188 LIST OF ACRONYMS ANC—African National Congress BAAB—Bantu Affairs Administration Board CAD—Department of Cooperation and Development CBD—Central business district COSAS—Congress of South African Students FOSATU—Federation of South African Trade Unions GDP—Gross domestic product HOD—House of Delegates ICU-Industrial and Commercial Workers Union LA— waZulu Legislative Assembly NDB—Natalia Development Board NEUM—Non-European Unity Movement NIC—Natal Indian Congress PAC—Pan Africanist Congress PNAB—Port Natal Administration Board SACTU—South African Congress of Trade Unions SAIC—South Afrimn Indian Council SADT—South African Development and Trust Land SPF—Surplus Peoples Project TIC-Transvaal Indian Congress TUCSA—Trade Union Council of South Africa UDF-United Democratic Front xi INTRODUCTION On Thursday, 13 January 1949, an Indian shopkeeper assaulted ‘an African youth, George Madondo. This incident set in motion a chain of events that came to be known as the "1949 Durban riots.“ The riots left 1,087 people injured and 142 dead. Of the injured, 541 were African and 503 Indian. Eighty- seven Africans and 50 Indians lost their lives in the conflict. Some 710 stores and 1,532 dwellings were damaged or destroyed. The overwhelming majority of these were owned by Indians, and the attackers were Africans. Thirty-six years later, a school strike and boycott spread out of the African township of Umlazi and engulfed KwaMashu, Clerrnont, Lamontville, and Inanda in quick succession. In Inanda. the only area where Indians and Africans lived in close proximity, the violence took a particular form: gangs of youths began threatening Indian shopkeepers, landlords, and residents. Within a week, 42 Indian-owned shops and businesses and as many houses were destroyed. One thousand Indian residents were forced to flee and seek refuge in the Indian township of Phoenix. Three Indians were stabbed and burnt to death in the border area between Phoenix and Inanda. More than 60 Africans were killed in the violent upsurge, mainly at the hands of the police. During the violence. hundreds of armed Indian vigilantes massed on the border of Phoenix and Inanda. About 3,000 of them took to the streets of Phoenix and 2 surrounding Indian townships in a backlash against looters and rioters. The groupwas armed with shotguns, revolvers, swords, pangas. slashers, sticks, iron rods, and choppers. This study seeks to examine the basis for such Indo-African conflict and its impact on the consciousness of these communities. The effect of the erosion of apartheid on lndo—African relations will be assessed. The different histories, modes of incorporation, and the ecologies and economies of differing regions have an impact on the form that ethnic consciousness takes. This study will be situated within the context of changes in the political economy of the region in the post-war period. In order to understand the basis for the tension that underlay lndo-African relations in the two periods under discussion, the complex set of economic, political, and other socio-cultural variables characterizing the social organization of the Indian and African people, and the relationship between these, needs to be researched. This relationship must be situated within the broad structural context of hierarchy, domination, and mobilization. The major research questions to be addressed are: 1. What were the sources of Indo-African antagonism? 2. What were the general conditions exacerbating antagonisms? 3. Why did the violence take a particular form? 4. Who participated in the violence? The dissertation is organized in the following way: Chapter 1 reviews the literature on the 1949 and 1985 riots, on studies of collective violence, and on the 3 relationship between ethnic competition and violence. The chapter also lays out the methods used in data collection in this study. Chapter 2 presents the predisposing conditions to the 1949 and 1985 violence. Particular attention is paid to the ecxmomic conditions in the respective periods and their effects on Indians and Africans, the nature and character of political organizations formed or existing in Natal in the 19403 and 19803, and the crises in segregation and apartheid in those years. Chapter 3 focuses on the precipitating conditions to both riots and on the riots themselves. The social relations prevailing in Cato Manor in the 19403 and in Inanda in the 19803 are examined. In the analysis of the riots, particular attention is paid to the composition of the rioters, the organization of the riots, and whether they were anti-Indian or anti-apartheid. Chapter 4, the final chapter, presents the summary and conclusions of the study. It then analyzes the possible impact of the move away from apartheid on thefuture of lndo-African relations. Suggestions forfurther research on collective violence and policy recommendations on the future of squatter communities are then presented. SOUTH AFRICA CapeTevn I ort Elizabeth Map 1: Location of the study area. CHAPTER 1 LITERATURE REVIEW, THEORY, AND METHODOLOGICAL ISSUES 1.1 IDILQdumiQn This chapter reviews, first. the literature on the 1949 and 1985 riots, pointing to some of the weaknesses in the existing academic explanations of these incidents and the general literature on collective violence. It then focuses on the issue of ethnic competition and violence. These alternative theoretical approaches will be examined with a view to ascertaining the extent to which they offer a satisfactory explanation as to the conditions under which ethnic conflict may lead to violence directed at specific ethnic groups. especially when there exists a history of competition over the differential allocation of resources. The final part of the chapter provides an overview of the methods of data collection. 1.2I3' [E'l' H I ll 8'! MM It may be useful as background to the riot studies to begin this review with a brief exposition of some of the more important writings in the general literature on race relations in South Africa. Pluralists have written most widely on the nature of race relations in South Africa. A prolific writer from this school, van den Berghe (1967), has argued in this tradition that: 6 Social classes in the Marxian sense of the relationships to the means of production exist by means of definition. as they must in any capitalist country, but they are not meaningful social realities. Clearly, pigmentation, rather than ownership of land or capital is the most significant criterion of status in South Africa. (p. 267) Wolpe (1970) pointed out that in explaining the position of, and relationships between, social groups, van den Berghe makes class irrelevant, and socioeconomic differences are treated as the outcome of racial definitions (p. 159). Relationships between social groups are seen solely as a function of racial ideology. attitudes. and prejudices. A member of a racial group is treated unequally, van den Berghe asserts, because s/he is defined as a member of that group. Questions concerning the conditions in which such definitions or attitudes of hostility arise are not raised because. as Wolpe (1970) argues. sociologists who adopt this approach simply take these as given and, as a consequence, race relations are removed from both the economic and political structural context and treated as an area suigenen’s(p. 156). By seeing race prejudice as the basis for the differential incorporation of particular groups, "there is excluded from the analysis discrimination that is either economically motivated, or arises in or through the operation of the economic system. or that is a consequence of a particular distribution of power, or in any event, is not caused by race prejudice" (Wolpe, 1970. p. 162). The net result of not accounting for race prejudice in structural terms means that the bulk of the writing on race in South Africa remains at a descriptive level (Wolpe. 1970, p. 175). 7 In attempting to account for the phenomenon of continuing ethnic group solidarity, van den Berghe (1 978) turns to sociobiology. This approach assumes that conflict between ethnic or racial groups is based on primordial sentiments, which, In turn, rest on the genetic tendency, derived from the kinship process, for such groups to practice ”in-group amity/out-group enmity.“ Van den Berghe's argument unfolds in the following way: ethnic relations are based on human nature, and human nature is to some extent aggressive and violent (Scott, 1990, p. 153). According to Reynolds (1980), this biological basis is viewed as 'some innate primordial tendency based on our evolved nature to resort to aggression and violence, territoriality, etc, in order to achieve our ends" (p. 310). For van den Berghe (1978), ethnic and race relations are "extensions of the idiom of kinship. Ethnic and race sentiments are extended and attenuated forms of kin selection” (p. 403). At a general level, the primordial approach has been critiqued for not addressing the issue of why ethnic identity can, and indeed often does, change or fluctuate in its intensity, as well as being differentially distributed at a given moment of time throughout a single group (Scott, 1990, p. 149). In a sustained critique of the sociobiological approach to ethnic and race relations. Reynolds (1980) argues that the approach ignores the fact that rather than being a captive of his genes, man is capable of constructing the social and physical 'reality" around him (p. 313). Developing this critique, Scott (1990) points out that if the conscious "decisions" of individuals are more important than their genes in determining how they relate to members of ethnic and racial 8 groups, then it should follow that instead of being somehow biologically fixed, these decisions are flexible (p. 156). They are open to influence by changing social, economic, and political circumstances. The van den Berghe approach has limited explanatory value in the understanding of ethnic collective violence in South Africa. The 1949 riots, for example, would be viewed simply as a case of in-group enmity based on primordial sentiments. These, in turn, rest on the genetic tendency derived from the kinship process. However, competition over scarce resources might arouse “in-group amity/out-group enmity" without anything at all being "primordial" in these decisions. Such decisions, especially in a biological sense, are circumstances outside the ambit of van den Berghe's approach. His interpretation of the 1949 riots would, in all probability, parallel the explanation of the official Commission of Enquiry, which saw the riots as a violent instance of inherent racial conflict. Van den Berghe’s approach of treating racial groups as internally homogeneous and undifferentiated, and of assuming that race operates autonomously, unaffected by other social processes, to produce social inequalities (Wolpe, 1988, pp. 12-13), places limits on its explanatory value for understanding the contemporary violence in Natal, for example. Here, Zulus have attacked Zulus. Hindson and Morris (1992) have argued persuasively that while ideological differences clearly play an important part in the conflict, such conflict must be placed in the context of the class differentiation within the urban African population. The violence has seen African residents of poverty-stricken 9 shantylowns embarking upon crude booty-gathering raids on adjacent established African townships. By positing a race reductionist theory, van den Berghe 'insulate[s] from enquiry conditions and processes which may be pertinent to the cohesiveness and fragmentation of racial groups" (Wolpe, 1988, p. 13). Thus, he cannot even begin to consider class differentiation within the urban African population as a factor in contemporary violence in Natal. Marxists writing on South Africa have tended to replace the race reductionism ofthe pluralist school with an economic reductionism. This position holds that classes defined at the level of relations of production somehow naturally and inevitably engage in appropriate forms of class action (Bonner & Lambert, 1987, p. 341). As Wolpe (1988) points out, class is not merely conceptualized as an economic relation of production. It is also assumed that the economic relation immediately and directly defines the interests of the class entities which are constituted. No space is allowed for the contribution of noneconomic conditions to the formation of class interests (pp. 14-15). When sections of the working class coalesce around ethnic labels and turn on each other, for example Indian and African workers, this approach has limited explanatory value. The state is blamed for fomenting division, or divisions are blamed on treacherous leadership (usuallythe villainous petit-bourgeoisie) or are said to be an example of false consciousness. The pluralist school played an important role in alerting social scientists to the continuing salience of race and ethnicity as social identities. However. instead of seeing these social markers as one identity resource among many 10 social identities, they saw it as the only resource. Similarly, Marxists saw class as the prime determination of social change. Both schools would have done well to heed the words of Ekekwe (cited in Shaw, 1986), who argues that there exists a certain dialectic between ethnicity and class that has to be appreciated in the search to understand politics in many post-colonial societies; the danger for the analyst is to ignore this dialectic and to deny eitherthe phenomenon of ethnicity orthat of class formation and struggle. (p. 587) The neglect of the conditions that intensify ethnic divisions in South African social science is matched by the absence of noteworthy work on South African collective violence. The work of Clark McPhail, James Rule, Charles Tilly, and Turner and Killian has, as yet, not had an impact on research into - collective violence in South Africa. There have been numerous studies of the 1949 riots and to a lesser extent of the 1985 violence. Meer (1969, 1989) has studied both the 1949 and 1985 riots. Although she presents the studies separately, her conclusions are starkly similar. For Meer (1969), the 1949 riots were part of a white vendetta against Indians, manipulating African frustrations for this purpose (p. 36). In explaining the 1985 Inanda violence, Meer presents a theory of conspiracy: Inanda has been earmarked for "release" to Africans in terms of the 1936 Land Act, but . . . the Government [has not] enough money to buy off privately owned land. How better to short-circuit the whole process than . . . through a racial attack? (p. 36) In critiquing conspiracy theories of urban violence, Lupsha (1969) argues that even ifthe theory contains a seed of truth, "one still has difficulty explaining the obvious mass support given riots without admitting that some more fundamental basis of unrest exists. For if people were content, the best 1 1 organized conspiracy should fail for lack of support" (p. 279). Meer does not explore why the 1949 and 1985 riots received widespread support from the African populace, and ends up characterizing the African participants in the 1949 riots as ”disembodied abstract things“ (Webster, 1978, p. 22). Similarly, Meer held that participants in the 1985 riots were mobs of criminals. Black extra-parliamentary political organizations also tended to blame the state for the violence. The Non-European Unity Movement (NEUM), for example, accused the National Party of embarking "on a policy of inciting the Africans, and calling for an open pogrom on the Indians. They enrolled hooligans and other such elements for the purpose of burning, looting and raping, under the leadership of European thugs, and with the police conspicuous bytheir absence" (NEUM pamphlet, 1952, p. 31). State-funded studies, on the other hand, have explained riots as a violent Instance of inherent racial conflict. The official commission of enquiry into the 1949 riots argued that the zulu is by tradition a warrior. The veneer of civilization which has come to him during his urban existence is but a thin covering. When this breaks under the stress of emotion-especially the emotion of a mob—he again becomes one of the braves of Chaka. . . . The Native is hostile to stgpngers because they are different. (Riot Commission Report, 1949, p. The liberal white press saw the participants in the 1949 riots as a mob of savages motivated by some primeval instinct to violence. Thus, the Natal Witness editorial of 20 January 1949 commented: Recent events in Durban . . . have given us a taste of the Natives' penchant for violence. Octogenarians who remember lsandhlwana will have been neither shocked nor surprised at the primitive fury of the 12 rioters. They are aware of the smouldering passion inhibiting the Zulu soul which the veneer of civilization has barely dampened. This argument begs the question as to why Indians and not whites were attacked and why the riots occurred in a particular period. There is a fundamental contradiction in the commission's explanation of the riots. On the one hand, it argues that racial riots are inevitable in a context where different racial groups are in close proximity since they are inherently antagonistic. On the other, it argues that the riots were an example of mob mentality, the work of "Native loafers,“ 'Tsotse Boys," or the "l.W.W.," that is, the “I won’t works." Building on the initial insights of Webster (1978), Edwards and Nuttall (1990) have provided the most sophisticated analysis to date of the 1949 riots. Their argument is premised on the race-based and differential incorporation of groups into the hierarchy of the city—with whites at the top, Indians in the middle, and Africans at the bottom. This, they contend, laid the basis of competitive and antagonistic relationships between Africans and Indians at the level of employment, housing, and trade. According to Edwards and Nuttall, Indians came to be seen as a barrier to the upward mobility of the broad spectrum of the African community, ranging from workers to the aspirant African middle class. Their approach influenced my own analysis of the riots. However, their analysis remains limited in the absence of any attempt to use existing social science knowledge on ethnic collective behavior and riots. Edwards and Nuttall, for example, see only the instrumental ends of violence. They argue that "[t]he rioters had won their own victory: they had dramatically defied the authorities; they had looted shops and homes; and through popular force had driven Indian 1 3 residents from the shantylowns and neighboring districts" (p. 28). Yet there were clearly consummatory aspects to the violence. Note the District Commandant of Police describing events in Cato Manor: "While the men were clubbed to death, Indian women and young girls were raped by the infuriated Natives" (Report of the Commission, 1949, p. 5). Rather than seeing the riots as consummatory or instrumental, rational QE irrational, as Edwards and Nuttall appear to have done, a more useful approach is to explore the changing balance over time between what one may call the expressive and the instrumental aspects of different types of disorders. Edwards and Nuttall also tend to ignore broader national political developments such as the crisis of the policy of segregation. It will be argued that the breakdown in the policy of segregation and the failure of the ruling United Party to develop an alternative policy is crucial in understanding the increase in violent urban conflicts in the second half of the 19403. Sitas (1986) and especially Hughes (1987) provide an in—depth analysis of the tensions that underlay the social relations between Indians and Africans in Inanda. Hughes traces the history of settlement of Africans and Indians in Inanda and the emerging divisions between the two groupings. Hughes also painstakingly sets out the deteriorating socioeconomic conditions African people in Inanda had to labor under in the 19803. This approach was useful for my own analysis. Building on the socioeconomic conditions of Africans, Hughes (1987) argues that "Iocal people experiencing ever-increasing degrees of poverty and 14 deprivation" were a central catalyst for the violence (p. 353). While explicating the material considerations, Hughes neglects the nonmaterial factors such as culture, ethnicity, ideology, and individual or group psychologies which act to reinforce and reinterpret particular aspects of this material environment. These nonmaterial elements act as windows through which the particular actors concerned view the world and their place within it (Byerley, 1992, p. 3). A3 Byerley (1992) reminds us, While an analysis of the prevailing material and political conditions should form the basis for any serious analysis of contemporary violence in South Africa this precondition should not be substituted for the analysis itself. Central to such an analysis is the question of how identities and alliances are constructed in particular localities and the role of ethnicity (and indeed other lines of social differentiation) in this construction. (p. 3) What Hughes (1987) argues is that the reason Africans singled out Indian examples should be seen as the result of the way in which state policies have manipulated racial divisions over a long period, but more thoroughly so in the five years preceding the violence (p. 353). Ethnic mobilization cannot be seen simply as something foisted upon people by the state. The possible impulses from below emanating from the lived reality as experienced by the actors need to be researched. They cannot simply be discounted. A large part of Hughes’s problem is that she falls to recognize that riots are complex and differentiated phenomena. By approaching the riot as a monolithic phenomenon, Hughes failsto distinguish between the different phases of the riot and the differing intentions of groupings. Hughes (1987) tells us that Meer's account of events in Inanda should be treated as a useful "source book rather than a sustained analysis" (p. 332). Her own neglect of an engagement 15 with theories of civil violence and ethnic mobilization results in Hughes not faring much better than Meer. In fact, despite protestations to the contrary, Hughes, like Meer, sees the state as a manipulator of the Africans’ attack on Indians. However, none of these studies has attempted to address the following questions in any systematic way: 1. What was the level of participation in the riots? 2. Who were the participants? 3. Were the riots spontaneous or planned, and if spontaneous, did certain groups subsequently provide the riots with leadership and organization? 4. Was the violence anti-Indian, or were they conveniently available targets symbolizing white domination in general? 5. Was the riot an irrational outburst directed against all authority or a purposeful anti-apartheid struggle? 6. Were there any norms operating among the rioters? 7. Were specific targets selected and bounds to action recognized? It is only by explicating the prevailing socioeconomic conditions and addressing the above questions that one can move to an explanation of what the riots were all about. This is not a general study of the political economy of Indian/African relations. It is nevertheless located within such a context and draws upon relevant aspects of this relationship in the two selected periods. The area of sociology in which it fits and to which it aims to contribute is the study of collective violence. The study uses various models of collective violence and 16 concepts related to this area as its primary conceptual and theoretical underpinning. The adequacy of this underpinning for explaining the two South African riots will be assessed. The following section reviews the existing literature on collective violence, with the aim of laying out my own conceptual framework. 1.3 WWW Whether the negative attitude against crowds originated in the "rational" defense of one’s position, or in the "irrational" fear of the rising masses, or in both, is a matter of interpretation owing to one's perspective. We can take it for granted that in any threatened establishment there is both. (Graumann, 1986, p. 222) The passage cited above effectively summarizes the various perspectives that have been taken in the literature on "the crowd." On one hand there are those who see the crowd as irrational. impulsive, and barbaric, while on the other there are those who see the crowd as comprising essentially normal people responding in a violent way against those they see as responsible in some way for their grievances. The first section provides a broad overview of the perspectives ofthe irrationalist and collective rational approach. The second part focuses on theories that gained currency in the aftermath of the American urban riots of the 19603. 1.3.1 IheJrratignalists The second half of the nineteenth century witnessed in Europe what many intellectuals saw as the imminent destruction of society. Rather than the march to heightened civilization, it was crime, moral degeneration, the disruption of 17 urban life, and the rise of left-wing revolutionaries that were seen as the order of the day. For many conservative and moderate intellectuals, civilization itself was under threat. Early theorists of the crowd (for example, Freud, 1921; Le Bon, 1895/ 1960; McDougal, 1927; Tarde. 1910) considered that persons became deindividualized when they became part of a crowd; that is, they experienced a loss of rational control. Further to this, they argued that the person in the crowd underwent a regression to the “primitive“ or “savage," and this resulted in the individual becoming no more than an “animal acting by instinct" or, in the case of Freud, unconscious impulses. What triggers this situation? For Le Bon (1895/1960), there is a collective excitement produced by crowds. Faced with this situation, people quickly lose the critical reasoning faculties characteristic of day-to—day life. In close proximity to each other, people are more prone to the machinations of mob leaders. Stimulated bythe crowd "mentality,” individuals regress to more “primitive" types of reaction. Note Le Bon here: Isolated, a person may be a cultivated individual; in a crowd he is a barbarian—that is a creature acting by instinct. He possesses the spontaneity, the violence, the ferocity, and also the enthusiasm and heroism of primitive beings. (p. 12) It is the physical proximity of others that triggers crowd action. Rationality is abandoned, and people can be influenced willy-nilly. Freud. by contrast, did not use this type of emotionalism when discussing crowds. He referred rather to the unconscious nature of "man“ and how this surfaced in crowd situations. A3 Rey (1986) argues, crowd phenomena were, 18 for Freud, “more or less similar, but as it were millage, to phenomena that, in the field of individual psychology, are hard to discuss because they are more inaccessible, better concealed by mechanisms of defense and resistance" (p. 55). Both Le Bon and Freud considered the crowd to be under some form of mass hypnosis, but whereas Le Bon leaves this untheorized. Freud proposed that there exist two types of bonds in crowds. These bonds, he argued, exist on two planes, the one horizontal (between members of the crowd) and the other vertical (between the crowd and "the leader"). Freud further considered the horizontal bond to be a consequence of the vertical bond. Thus, crowd solidarity was a direct result of the identification of individuals in the crowd with a "leader” or "leading idea," and this identification led to the formation of the horizontal bond. Le Bon, Tarde, and McDougal have been criticized for their pseudo- 3cientific approach to crowd studies. Appelbaum and McGuire (1986) draw attention to their "deliberate disqualification of the actions ofthe crowd, such that . . . crowds are seen as being criminal by nature, and are described as an 'evil force, a terrible serpent whose segments are composed of subjugated beaten down men" (T arde, 1893; cited in Appelbaum & McGuire, 1986, p. 32). McPhall (1991) has shown how Le Bon’s ideas were carried to and spread in the United States by the writings and lectures of Robert E. Park at the University of Chicago from 1916 until 1933 (pp. 5-9). The following quotation 19 from one of Park's works just before his retirement indicates his closeness to the ideas of Le Bon. The general characteristics of crowds have been well explored and may be rapidly summarized. . . . Social and personal distinction disappear. . . . Only those attitudes, passions and sentiments which are the common heritage of mankind remain. With the evolution of what Le Bon calls "the crowd consciousness“ there is a corresponding loss of personality by the individual; the individual tends to act impersonally and to feel something Iessthan the ordinary responsibility for his actions. (Park; cited in McPhail, 1991, p. 8) The Le Bon-Park perspective of human beings transformed by the crowd wastaken over and popularized by Herbert George Blumer. Crowds that engage in collective behavior, according to Blumer (cited in McPhail, 1991), are "queer, vehement and surprising . . . strange, forbidding and sometimes atrocious" (p. 13). For Blumer (cited in McPhail, 1991), crowd members are vulnerable to whatever suggestions complement their surging common impulses and dispositions to act because they lose the faculties of interpretation and self- consciousness and get caught up in the circular reaction of collective excitement and social contagion (p. 13). The position of Le Bon, Park, and Blumer that for masses of people to act in common or in concert, they have to lose their individual consciousness and rationality has been found to be without logical or empirical foundation. McPhaiI (1991) points to a substantial body of evidence that shows, rather than the loss of critical thought and self-control during widespread disruption of routine behaviors and social relationships. human beings “remain in control oftheir wits and their behaviors. . . . It is characteristic of such problematic situations that 20 individuals' critical thinking and purposive control of behavior are enhanced rather than diminished" (p. 14). 1.3.2 IheEmemenLNonnlzlonthesis Social psychologist, Muzafer Sherif (cited in McPhail, 1991), argued that while individuals were not transformed by the crowd, the presence and actions of other individuals could be of consequence for how any one individual perceives and acts in a situation. For Sherif, social interaction was of consequence for the development of norms in ad hoc social situations including the crowd, and that those emergent norms became the standards in terms of which participants perceived those situations, organized. and controlled their behavior (pp. 61-62). Turner and Killian (cited in McPhail, 1991) built on the seminal insights of Sherif to develop their emergent norm hypothesis. They define collective behavior as those forms of social behavior in which usual conventions cease to guide social action and people collectively transcend, bypass. or subvert established institutional patterns and structures. . . . Collective behavior refers to the actions of collectivities, not to a type of individual behavior. (9- 72) In addressing the question of what brings people together, Turner and Killian (cited in McPhail, 1991) propose the following: How do people come together to form collectivities? . . . [We] shall stress the combined effect of (1) a condition or event that is sufficiently outside the range of "ordinary" happenings that people turn to their fellow human beings for help and support in interpreting and responding to the situation, and (2) the availability of pre-existing social groupings through which intercommunication can be initiated fairly easily. (p. 73) 21 The central concept in Turner and Killian's (cited in McPhail, 1991 ) theory of collective behavior is the emergent norms. We propose that collective behavior takes place under the go vemance of emergent norms. Some shared redefinition of right and wrong in a situation supplies thejustification and coordinates the action in collective behavior. (p. 82) McPhail (1991) has provided a comprehensive critique of the work of Turner and Killian, and it is unnecessary to repeat his work. However, two critical issues need to be addressed. A central problem for Turner and Killian is that there is little agreement on what constitutes a norm. Norms have been utilized to refer to modal patterns of behavior and to prescriptions (or proscriptions) for behavior. Often they refer to both at the same time. Blake and Davis (cited in McPhail, 1991) have pointed to the problems of using norms as sociological explanations: The difficulty of proving the existence of the norm is great. A3 a consequence, there is a tendency to take regularities in behavior as evidence of the norm. When this is done, to explain the behavior in terms of the norm is a redundancy. (p. 948) Turner and Killian have not escaped the problems associated with norms. McPhail (1991) points out that, especially in their earlier work, they inferred the presence and operation of the norm from the modal behavior it was supposed to explain (p. 98). This was tautological. McPhail (1991) also points out that their theory provides no working definition of the collective behavior to which their theory is addressed (p. 99). Even the most elementary criteria for (a) recognizing a collectivity when we see one; orfor (b) judging when collective, coordinated, or cooperative behavior has 22 occurred within or by a collectivity; or for (0) identifying recurring elementary forms of collective behavior are not provided. In short, there are no recipes or guidelines here for the field-worker who wants to attempt to identify, observe, and describe collective action, let alone forthe researcher who wants to test Turner and Killian's hypotheses about the sources of collective action. (pp. 100-101) 1.3.3 Woman Another group of writers on the crowd—most notably Rude (1 1959, 1981), Cobb(1970, 1975), Hobsbawm (1971, 1972), Thompson (1963, 1971), and Tilly (1978)-by contrast, emphasize the crowd’s behavior as a response to their subjugated position rather than in terms of the influence of mass hypnosis. They take issue with the supposed deviant nature of the crowd and argue that legitimate grievances lay behind and informed crowd behavior. Hobsbawm (1971 ), for example, argues that the "historical mob did not merely riot as protest, but because it expected to achieve something by its riots" (p. 111). Similarly, Lefebvre (cited in Graumann & Moscovici, 1986) has contested the irrationality of the crowd, and argued that It is a most unconsidered view that sees such excesses as the outcome of ”collective madness“ or "a delinquent crowd." In such cases a revolutionary crowd is not unconscious and does not see itself as guilty; it is convinced that it is inflicting a just and deliberate punishment. (p. 9) Whereas Le Bon, Tarde, and Freud concentrated on the transformation of the individual in crowd situations, the collective rationalists have stressed the socialmmnses of crowd violence. By and large they have analyzed crowd phenomena in terms of the composition of the crowd, the nature of the targets the crowd attacked, the historical context of the time, and the specific "spark" that 23 preceded the onset of crowd violence. Because oftheir concentration on Europe in the eighteenth and nineteenth centuries, the historical context tended to be one of urbanization of the peasantry, collapse of the nobility, rise of the bourgeoisie, decline of the clergy, and the emergence of a laboring class. A leading figure in this approach is Charles Tilly. Tilly's early work in the mid-19603 confronted and attempted to debunk the position that violence resulted in “breakdowns in established moral solidarities" (Rule, 1988, p. 173). By the mid-19703, "Tilly sought to systematise his treatment of collective action within the polity“ (Rule, 1988, p. 178). The seminal work concretizing these efforts is from MobilizationJLBexolution (1978). In this work Tilly distinguishes between four bases of collective action. 1. The mutation of the group or groups involved. Protest movements are organized in many ways, varying from spontaneous formation of crowds to tightly disciplined revolutionary groups. The movement Castro led, for example, began as a small guerrilla band. 2. Mobilization. This involves the ways in which a group acquires control over sufficient resources to make collective action possible. Such resources may include supplies of material goods, political support, orweaponry. Castro was able to acquire material and moral support from a sympathetic peasantry, together with many townspeople. 3. The commonjnterests of those engaging in collective action, what they see as the gains and losses likely to be achieved by their policies or tactics. Some common interests always underlie mobilization to collective action. Castro 24 managed to weld together a broad coalition of support because many people had, or thought they had, a common interest in removing the existing government. 4. Opportunity. Obviously, chance events may occur that provide opportunities to pursue revolutionary aims. Many forms of collective action, including revolution, are greatly influenced by such incidental happenings. There was no inevitability to Castro's success, which depended on a number of contingent factors--in the early stages, Castro's "invasion" was almost a complete fiasco. If he had been one of the 70 captured or killed, would there have been a revolution? Collective action itself can simply be defined as people acting together in pursuit of mteLestsjheLshare—for example, gathering to demonstrate in support of their cause. There may be various levels of activism among those who engage in such behavior, some being intensely involved, others lending more passive or irregular support. Effective collective action, such as that which culminates in revolution, usually moves from (a) organization, to (b) mobilization, to (c) the perceiving of shared interests, and finally to (d) the occurrence of concrete opportunities to act effectively (Tilly, 1978, pp. 7-10). For Le Bon, political actors are the victims of manipulation. For Tilly, collective action sees people acting together in pursuit of their interests. Action is purposeful and calculated. Note Tilly (1978) here: 1. Collective action coSts something. 2. All contenders count costs. 3. Collective action brings benefits, in the form of collective goods. 25 4. Contenders continuously weigh expected costs against expected benefits. 5. Both costs and benefits are uncertain because (a) contenders have imperfect information about the current state of the polity (b) all parties engage in strategic interaction. (p. 99) The approach adopted in this dissertation avoids viewing crowds as rational or irrational. Rather, I follow Dunning, Murphy, Newburn, and Waddington (1987), who suggest that the terms "rational" and "irrational" are misleading and argue that ”it might be more fruitful to see crowds not as 'rational’ or ’irrational,’ but rather to explore the changing balance over time between what one might call the ’expressive' and the ’instrumental' aspects of different types of disorders” (p. 24), "expressive" violence being the cathartic release of aggression, and “instrumental” violence being protest to redress grievances. Rule (1988) makes a similar point when he argues that there is much to suggest that crowd action is not always strictly purposeful, if by this we mean oriented only to instrumental ends. Some militant crowd action is clearly consummatory rather than instrumental, and such action often includes the sorts of hair-raising sadistic and destructive acts that inspired the anxiety-ridden visions of the irrationalists. Such actions appear to be ends in themselves, rather than means to some longer-term end. (p. 242) 1.3.4 Comoositionjndfiauses In the discussion that now follows, the focus moves on to the question of who participates in collective violence, but with an eye towards using this to explain why violence actually occurs. Proponents of the irrationalist school, Sighele and Le Bon, argue that it is those at the very bottom of the social heap who participate in riots. “Criminals, 26 madmen, the offspring of madmen, alcoholics, the slime of society, deprived of all moral sense, given over to crime-these compose the greater part of the revolutionaries,” wrote Sighele (1892, p. 104). This "scum of the earth" theory of participation in violent events has been disputed by Tilly (1978) and his collaborators. They have argued that popular protest, both violent and othenivise, ' is a normal outgrowth of other popular collective action, and that participants are apt to be typical of the social groups whose interests the protests represent. Analysts of the American riots of the 1960s also pointed to certain groups as the cause of the violence. Four theories gained some currency: the criminality (riff-raft) theory, the under or lower class theory, the recent migrant theory, and the teenage rebellion (youth) theory. 1.3.4.1 Ibegnmlnammfliamjhm. Three notions underpin the riff- raff theory: 1. only a small fraction of the black population (2% or 3% of the urban ghetto population) actively participated in the riots; 2. the rioters, far from being representatives of the black community, were mainly the "riff-raff," the young, unattached, unskilled, unemployed, uprooted. criminal (petty thieves. hustlers), and outside agitators; and 3. the ovemhelming majority of the black population (the law-abiding and respectable 97% or 98% who did notjoin the rioting) totally opposed the riots (Fogelson, 1971, p. 27). While the riff-raft certainly take part in urban violence, evidence gathered on the 1960 riots indicates that the bulk of the participants in the riots cut across 27 all class lines in the black community and the bulk of the rioters were the mature, employed, better educated, and more aware members of the riot community (Kerner, 1968, pp. 128-133). Sears and McConahey (1973) contend that the Watts rioters were relatively well educated and politically sophisticated and that they held positive black self-images, and more freely criticized whites (p. 42). Oberschall (1968), in his study of the Los Angeles riot of 1965, found that the riot drew participants from all social strata within the predominantly lower—class Negro area in which itth place. While the lawless and rootless minority from the area were active, the riot could not be attributed to them, according to Oberschall. He argues that the riot is best seen as a large scale collective action, with a wide, representative base in the lower-class Negro communities, which, however much it gained the sympathy of the more economically well-off Negroes, remained a violent, lower-class outburst throughout. If there were numerous jobless among the participants and many youths from families with problems, it is precisely because such cases abound in the neighborhoods in which the riot occurred. (p. 329) In looking at the number of participants, the Los Angeles Riot Study team found that 15% of the black adult population participated at some point during the rioting at one level or another (Greenburg, 1971, p. 280). The National Advisory Commission on Civil Disorders found that Atotal of 11.2 percent of Detroit's blacks over fifteen years of age and a remarkably high 43.4 percent of Newark’s blacks between fifteen and thirty-five years of age are reported by the Survey Research Center to have participated in these two cities’ disorders. (Green burg, 1971 , p. 280) 1.3.4.2 WM. According to this view, riots are basically the products of "culture shock." The riots, according to this view, are rooted in the inability of recent migrants to adjust to the stress and complexity of 28 urban ghetto living. It is argued that the failure to adapt, to acculturate to the norms and mores of the city, results in alienation from, and hostility towards. the economic and political system (Lupsha, 1969. p. 280). Recent analyses, as well as historical data, indicate that the facts do not support the migrant assumption. According to Lupsha (1969), "it appears that this ’buck—passing' notion is not only incorrect, but that the counter-hypothesis— that recent migrants act as a dampener to riots--may have some merit" (p. 280). Aggregate analysis of 76 pairs of riot cities and similar nonriot cities for the period 1959 through 1963 found, for example, that the recent migrant thesis (defined as rapid expansion of the black population) did not hold (Lieberman 8 Silverman, 1965). These researchers found that black in-migration tended to be greater in the nonriot control city. The data from the Kemer Commission (1968), which closely examined the socialization and residence patterns in Detroit and Newark, found that 74.4% of the rioters in these cities also grew up there (p. 130). Available data indicate that the recent migrant theory has little usefulness in explaining violence. 1.3.4.3 Ihejeenagerebelflommnmmeom. This position argues that riots are the result of the overflow of the pent-up frustration and youthful exuberance of teenagers in the densely populated ghettos. According to Banfield (1968), riots are an “outbreak of animal—usually young, male animal— spirits. Young men are naturally restless, in search of excitement, thrills, 'action'“ (p. 187). 29 While youth make up most of the active members of rioters, Sears and McConahay (1973, p. 26) point out, the data indicate that every age group is represented in these outbursts. Oberschall (1968) notes that in the Los Angeles riot of 1965, Since 41 percent of those arrested were in the 25 to 39 age category, and a further 17 percent 40 years old and over, it is inaccurate to describe the rioters as mainly composed of irresponsible youth and young hoodlums. Unlike gang incidents and other outbursts that are confined to a particular age cohort, the Los Angeles riot drew its participants from young and old alike. (p. 328) Lupsha (1969) points out that, considering that the median age in the New Haven riot area is approximately 17 years, these data suggest that the rioters were, in the main, the older and mature elements in the community (p. 282). It would appear, then, that more than just young men are "naturally restless" during riots (Upton, 1984, p. 34). 1.3.4.4 Ihoundomlasslhoorx. The theory has wide acceptance among academics rather than among public officials. The ”underclass" theory contends that riots are basically a class phenomenon, a building up of grievances of the hard-core poor (Upton, 1984, p. 30). Evidence is contradictory. Fogelson and Hall (1 968) state that about 75% of the persons participating in riots in Cincinnati, Dayton, Detroit, Grand Rapids, Newark, New Haven, Boston, Plainfield, and Phoenix were employed (p. 58). Oberschall (1968) found in his study among the arrested rioters that only about 10% were In the nonmanual category, and of the remaining proportion only 9.4% were classified as skilled workers. Moreover, 22.6% of the arrested rioters were unemployed, compared with 13.2% for the Watts labor force in November 1965, 30 and 10.1% for South Los Angeles. The lower-class character of riot participation clearly emerges from these figures. Oberschall does note, though, that if there were numerous jobless among the participants. it is precisely because such cases abound in the neighborhoods in which the riot occurred. 1.3.4.5 Belatixeoeormation. By the mid-19603, relative deprivation had gained major prominence in the literature offering explanation of civil violence. This work built on the deprivation-frustration-aggression (DFA) formulation of Miller and Dollard (1941). The theory of relative deprivation embraces two essential concepts. First, deprivation is not absolute but rather relative; that is, people compare themselves to some standard of reference. In sociological research the standard of reference is usually a group or status which an individual wishes to emulate. Second, because deprivation is relative, those who are most deprived in an objective sense are not necessarily the ones experiencing deprivation. Gurr (1968) used the DFA model to explain the US. riots in the mid- 19603: The sociological and political cliche is that "frustration” or "discontent" or "despair“ is the root cause of rebellion. Cliche or not, the basic relationship appears to be as fundamental to understanding civil strife as the law of gravity is to atmospheric physics: relative deprivation . . . is a necessary precondition for civil strife of any kind, and the more severe is relative deprivation, the more likely and severe is strife. Underlying this relative deprivation approach to civil strife is a frustration-aggression mechanism, apparently a fundamental part of our psychological make-up. When we feel thwarted in an attempt to get something we want, we are likely to get angry, and when we get angry the most satisfying inherent response is to strike out at the source of frustration. (pp. 52-53) 31 The DFA was tested in many examinations of the incidence of riots, collective violence, and demonstrations. Spilerrnan (1970. 1976) and Snyder (1979) found that socioeconomic and political deprivation yielded very low correlations with the incidence of US. riots between 1963 and 1972. A variety of measures of deprivation and frustration failed to differentiate participants from nonparticipants in the US. urban riots (McPhail, 1971). If relative deprivation seeks to explain a violent event, the following would need to be established: First, that the participants shared a single standard of justice, appropriateness, equity, minimal acceptability, or the like. Second, that the timing of the action ensued from the experience of the violation ofthis standard, as registered in evidence from the individual participants. Third, that actual participants in the violent action were distinguished from nonparticipants in the same population by their sense of violation of the key standard (Rule, 1988, p. 223) This is a tall order that relative deprivation theorists have failed to fulfill. Thus, one must agree with Rule's (1988) assessment that, while the theory has made an undoubted "contribution to understanding some forms of civil violence . . . it falls distinctly short of the status of a viable theory" (p. 223). 1.3.4.6 WM. Following Parsons, Smelser (1962) analyzes human action in terms of four integrative elements in society: values, norms, mobilization into roles, and situational facilities (p. 32). Collective behavior occurs when any of these elements is disturbed. _ -5 3“. 32 Smelser adds to this framework six further determinants: structural conduciveness, structural strain, crystallization of a generalized belief, precipitating factors, mobilization for action, and social control. Each determinant contributes its own effect to the overall process. The operation of these determinants is conceived as a value added process. Each determinant is a necessary condition for the next to operate as a determinant in an episode of collective behavior. As the necessary conditions accumulate, the explanation of the episode becomes more determinate. Together the necessary conditions constitute the sufficient condition for the episode (Smelser, 1962, p. 382). Both sets of organizing constructs are required for a full explanation of any particular form of collective behavior which could take many forms, for example. panics, crazes, riots, hostile outbursts, or social movements. Smelser’s model has a number of positive features. It states that crowd behavior emerges out of wider social conditions under strain and that crowds are directed towards social change rather than merely "running amok." It attempts to account for a range of different forms of collective behavior, thus moving away from a picture of crowds as merely destructive. Rule (1988) points out that Smelser’s model makes an important heuristic contribution in informing us that for any instance of collective behavior to occur—or indeed, for any other behavior —a variety of necessary conditions must be fulfilled. The fact that given circumstances have produced innovative action in the past has no bearing on the future if new actors view the same circumstances from different perspectives. 33 This way of thinking is an important corrective to the notion that collective behavior or any other social phenomenon results from a single ”cause“ that, once specified, leaves it firmly and permanently accounted for (p. 163). However, Smelser has also been subjected to criticism. Chief among these are the following: 1. The theory is too broad and abstract, lacking in empirical criteria for specifying links between the real world and theory. 2. It is not clear that all six determinant factors are always necessary for crowd action to occur. Some studies of actual crowd events have not found all six factors operative. 3. The notion of structural strain is too loose and vague. It is unclear precisely what constitutes strain. and whether it is due to objective conditions or subjective perceptions of conditions. 4. Similarly, the notion of “generalized belief“ is rather too vague. For example, Milgram and Joch (1969) claim that crowd members may hold diverse and contradictory beliefs. In addition, Smelser holds that this belief should be dominant among crowd members. Berk (1974) asks how dominant is dominant? Is it the only belief, or the only one in common, or the most important one in that sfiuaflon? 5. The theory Is not clear on what generates the generalized belief or how individuals came to share this viewpoint. 34 1.3.5 WW Ethnic competition and conflict do not inevitably lead to violence. In this section we shall look at some of the circumstances under which ethnic competition and conflict do assume violent forms. The effects of racial and ethnic cleavages on social organization have been largely neglected by social scientists. They regarded race and ethnicity as traditional forms that would evaporate as society underwent modernization. Marx and Engels believed racial and ethnic group cleavages would be subsumed in the modern order by larger identities based on class membership. Similarly, dichotomies such as Durkheim’s mechanical and organic solidarity saw a movement from ascriptive group cleavages to affiliations based on rational principles of mutual interest. Despite these optimistic projections, ascriptive group cleavages remain an integral aspect of modern societies. For example, in the United States, ethnic identification rivals class as a predictor of political participation (Giles 8 Evans, 1986, pp. 469-470). In South Afrim the ongoing political violence has shown that in South Africa’s industrial heartland, ethnic identities continue to persist. Defying the pronouncements and predictions of Marxist and modernization theorists, a significant section of the African working class in the Transvaal has organized itself into ethnically based bands (the 'Zulus"). armed itself with ”cultural weapons,“ and “taken on the Xhosas.“ Young (1986) argues that ”the two most important patterns of cleavage in Third World states are social class and cultural pluralism. not necessarily in 35 that order“ (p. 119). In looking at the class-ethnicity relationship, it is important to view these macrovariables as interrelated but analytically distinct. Bienen (cited in Shaw, 1986) argues that class and ethnicity need to "be ' understood situationally, that is, in specific social, political, economic and spatial contexts” (p. 587). Similarly, Young (1986) holds that the impact of communal cleavages depends on situational factors, which articulate potential consciousness into activated group solidarity when a specific context is perceived as threatening group interests. . . . Collective self-awareness is also indispensable to meaningful class political action. . . . The mere existence of rural small holders, an urban working force, or stratification by occupation and income does not in and of itself create politics of social class. (p. 121) No a priori assertions can be made about class/ethnicity interaction as it takes different forms in different contexts. One way of conceptualizing the persistence of racial and ethnic group cleavages in modern societies is to emphasize the psychological aspects of prejudice. This approach has mainly viewed discrimination as only serving the need for ridding oneself of hostility, guilt, and fear. Although such an approach explains individual instances of racial prejudice, it is less suited to explain widespread organizational and systematic patterns of racial hostilities (Giles & Evans, 1986. p. 470). An alternative way of conceptualizing the persistence of racial and ethnic cleavages that appears better suited to explain organizational and systematic patterns of prejudice and discrimination is offered by the competitive ethnicity approach. This model conceptualizes racial and ethnic groups not as vestiges of premodem society but rather as vehicles for the pursuit of interest in modern 36 pluralist societies. The competition model of ethnic mobilization argues that ethnic mobilization is a consequence of the competition between groups for resources. Olzak and Nagel (1986) argue that "modernisation increases levels of competition for jobs, housing and other valued resources among ethnic groups" and that “ethnic conflict and social movements based on ethnic [rather than some other] boundaries occur when ethnic compefition increases” (p. 2; italics in original). This view holds that, with modernization, the assignments of individuals to occupations and the distribution of societal rewards in general tend to be made increasingly on the basis of rational and achieved criteria that cross-cut ethnic boundaries. It does not follow that ethnic distinctions become irrelevant, however. The crucial element of such a situation is that members of different groups find themselves increasingly in a position to compete for the same occupations and the same rewards. The competitive tensions are manifested by a heightening of solidarity within the groups involved (Nielsen, 1985, p. 134). The competition model holds that it is when the cultural division of labor breaks down, thus opening the way for intergroup competition, that ethnic mobilization is most likely to occur. In a critique of the competition model, Pinard (1987) argues that it is unidimensional and tautological. In one of its most common forms, social conflict after all involves, by definition, a striving for scarce goods which cannot be secured by all. Hence to argue simply that conflict is rooted in competition is tautological. But given that the reverse is patently not true—not all forms of competition 37 . . . lead to conflict—the basic theoretical problem is that of enunciating the intervening conditions under which it does. (p. 771) In a later article, Pinard, together with Bélanger, specifies two conditions under which ethnic competition can lead to ethnic conflict: 1. Competition must be perceived as unfair. 2. Competitive relations must be relatively free from interdependence. According to Bélanger and Pinard (1991), ethnic competition will be perceived as unfair when it Is seen as violating accepted norms (e.g., when discriminatory practices prevail), when it is seen as involving unjustified threats to claimed rights and possessions (e.g., infringing on one's turf), or when the rules of the game themselves are contested or the outcomes of competition are seen as unbalanced (e.g., the same ethnic region wins government allocations more often than others). The main determinants of perceptions of unfairness are structural. Even if ethnic competition is ”objectively” fair, it is likely to be perceived as unfair whenever it occurs within structures that generate grievances that spoil relations between competitors. This is likely to occur whenever the competition takes place within a larger context of ethnic inequality, subordination, or disadvantage of a class/economic nature (pp. 448-449). Belanger and Pinard's second necessary condition argues that the competitors' relationships with each other must also be as purely competitive as possible or, to put it another way, as uncomplementary as possible. If high levels of complementarity or interdependence (or even dependence) are present, relationships are likely to be perceived as mutually beneficial and will therefore tend to be peaceful (although not necessarily friendly). 38 McPhail (1991) makes a similar point in relation to competition and conflict (pp. 221-222). Competition, according to McPhail, can be defined as the presence of two or more parties pursuing mutually exclusive objectives: one party’s success is the other’s failure. Some competition is regulated by rules or laws (that is, principles or systems of principles) to which competitors agree and which more or less regulate or prevent the kinds of clashes between competitors that would lead to dangerous levels of violence. McPhail argues that when competition for mutually exclusive objectives is not regulated in some fashion, hostility and conflict between competitors is probable if not inevitable. This holds true according to McPhail for small groups and for nation states. What needs to be emphasized is that in a context where parties perceive themselves to be pursuing mutually exclusive goals and the rules favor one party, the potential for conflict is heightened. To assess the nature of competition between Indians and Africans, we will need, first, to understand: 1. their structural location within the regional economy, 2. whether one of the groups has been privileged in any way by the white ruling class, and 3. whether the local and national state has generated structures for the meaningful representation of Indian and African interests. To assess levels of interdependence, we will need to explore the social, economic. and political spheres that Indians and Africans inhabit to evaluate the nature and context of lndo-African interaction. This will allow us to assess 39 whether Bélanger and Pinard’s necessary conditions for ethnic conflict exist or not. Where there exist more than two ethnic groups which legislation. custom, or other forms of social control have ordered in a hierarchical system of relative privilege and advantage, if is necessary to understand why competition, conflict, and collective violence may occur only between some and not all of them at the same time. Under such complex, interactive circumstances, the violence which may occur (when the conditions laid out above are satisfied) is often directed at the middleman minority which may occupy a position of relative privilege in the system/structure of hierarchy. 1.3.6 IhoMMdlemaannoritx Relations between groups of different races or ethnic groups take a number of forms. One position an ethnic group can take is that of a ”middleman minority.“ Blalock (1967) argues that some groups come to occupy intermediate positions owing to a competitive advantage or a high adaptive capacity. Such minorities are often associated with special occupational niches by virtue of a combination of circumstances, plus a cultural heritage that has been used as an adaptive mechanism over a prolonged period. (p. 79) Middleman minorities have also been referred to as middleman trading peOpIes, migrant lntermediation, marginal trading peoples, and permanent minorities. While there have been a variety of labels to describe middleman minorities, there is general agreement that a number of ethnic groups around the world have occupied a similar position in the social structure. Thus, Rinder (1958) has referred to the Armenians in Turkey. Parsis in India, and the Chinese 40 throughout the Pacific in this context (p. 9). Other social scientists have referred to the “middleman“ role of the Japanese in the United States, the Asians of East Africa. and so on. Becker (1956) has offered the Jews as the epitome of the marginal trading people. As Blalock (1967) pointed out, that which distinguished these groups is the economic role they came to play. Unlike most ethnic minorities, they occupy an intermediate rather than a low-status position. They are generally found in certain occupations, mainly trade and commerce, but also as labor contractor, rent collector, money lender, and broker. They play the role of middleman between producer and consumer, employer and employee, owner and renter, elite and masses (pp. 79-84). Rinder (1958-59) argues that middleman groups arise in societies where there is a “status gap.“ Rinder defines a status gap as “the discontinuity, the yawning social void which occurs when superior and subordinate positions are not bridged by continuous, intermediate degrees of status." The "status gap” produces an economic gap because elites fear that through direct trade relationships “their prestige, their ’face,’ their aura of superiority could be reduced“ (p. 254). Rinder (1958-59) points out that middleman minorities or people in the status gap are scapegoats par excellence (p. 253). According to Rinder, middleman minorities possess an important scapegoat feature in yisibility. It does not matter whether these differentiating traits are cultural or biological; whether they have been voluntarily retained because of coercion from without; the resulting visibility is most important in Identifying and isolating the scapegoat. (p. 257) 41 Another important characteristic that comes with life in the gap is yuinerabillty. The role of middleman easily becomes the role of “economic villain,“ especially at a time of economic crisis. For the “victims of adversity it is at least some comfort to explain their misfortune by attributing it to the evil machinations of villains rather than as a consequence of remote, complex and hardly comprehensible forces“ (Rinder, 1958-59, p. 257). Scapegoats, according to Rinder (1958-59), often deflect hostility away from the superior status group. “This is the classical function of the scapegoat, to attract and drain off in lightening-rod fashion, the hostility which might otherwise be more accurately directed toward different targets“ (p. 258). This deflection of hostility onto the people in the gap is facilitated by the fact that they are more accessible. These people, unlike those of superior status, live in close proximity to their clientele. Bonacich (1973) argues that, given the structural location of the middleman group, hostility from the host society is rational (p. 589). There is an inevitable conflict of interest between buyer and seller, renter and landlord, client and professional, to which middleman minorities, because they cluster in these occupations, become heir. A second general rationale for hostility arises from the solidarity of the middleman minority. Middleman groups are charged with being clannish, alien, and unassimilable. However, even if there is a predisposition to hostility directed against middleman minorities, it does not automatically lead to violence. Here Waddington, Jones, and Critcher’s (1989) notion of flashpoints is useful (p. 1). 42 They argue that in a context of economic and political deprivation, any incident can serve as a flashpoint for the outbreak of collective violence. Similar explanations have been invoked in American studies of the ghetto riots of the 19603, with this type of incident described as “the match which lighted the powder keg“ (Bowen 8 Masotti, 1968). Frequently, the actual flashpoint incident is only the latest one in a series of similar incidents, but to the extent that it crystallizes current feelings of discontent, it comes to be regarded as the “final straW“ (Lieberson 8 Silverman, 1965, p. 888). Such metaphors implicitly recognize the existence of latent hostility based on a profound sense of grievance. In a context where the necessary conditions for ethnic conflict exist, any incident can serve as a flashpoint for the outbreak of ethnic collective violence. Bonacich’s (1973) model would benefit from further refinement. She argues that sojourning is a necessary condition of the middleman form. This condition generates particular economic and social consequences. The economic effects include a tendency toward thrift and a concentration in certain occupations (p. 585). The middleman minority uses its intermediate status and economic power to invest its time, talent, and resources in choosing select occupations, among them the independent professions, the shared characteristics of which are lateral mobility and liquidity. To expand its worth, the middleman minority practices personal thrift, even niggardliness, and delayed social gratification (Wong, 1985, p. 55). 43 Most Indian South Africans did not regard themselves as sojoumers. In fact, their primary struggle was for full rights as South Africans. Large investments went into property, much to the chagrin of the white electorate. Fixed property is hardly a highly liquid form of asset holding. lndentured laborers overwhelmingly refused the free passage home at the end of indenture and sought a permanent stake in Natal. Few took advantage of the financial incentives offered as part of the Cape Town agreement to return to India. Sojouming then, it is argued, is not a necessary condition of the middleman form. Issue must also be taken with Bonacich's (1973) assertion that the “same groups become middlemen wherever they go“ (p. 588). Wong (1985) points out that this assertion means that the middleman minority is believed to be a group programmed by its cultural characteristics to occupy and fulfill its role in the society at large. In Bonacich’s argument it is not social environments that determine the social position of those ethnic or racial groups who become middleman minorities but some predetermined inevitability (Wong, 1985, p.56). It is this position that leads Bonacich to see the middleman form as limited to a very specific occupational and commercial group. Middleman minorities, we would argue, can have much more complex stratification structures. Thus, Indian ex-indentured laborers did not turn to trade or the professions but took up semi- skilled and supervisory positions in industries owned mainly by whites. It was those passenger Indians who came to South Africa of their own volition after 1875 who dominated trade. Later, many Indians turned to the “independent professions“ to escape the legislative barriers that prevented expansion in the 44 commercial arena and upward mobility in the workplace. Middleman minorities can exhibit a much more complex social structure than Bonacich envisages. Wong (1985) points to the arbitrariness with which the theory has been applied. He points to post-independence Southeast Asian countries where the diminution of the colonialist population has meant that the Chinese today are in a bilateral relationship with the various indigenous populations. However, there has been no serious re-evaluation of the status of the Chinese in Southeast Asia, and they are still cast as a middleman minority. Similarly, a succession of Asian groups have been cast as a middleman minority in the United States without any specification of how such a group emerges in an ethnically heterogeneous society such as the United States. In some post-colonial societies where whites constitute a significant settler minority with economic and political power, a triadic group configuration persists. In this context the middleman form can have validity. To reiterate, the middleman minority is not used here in Bonacich’s sense of indicating a specific occupational and commercial grouping but simply as an intermediate grouping in the stratification system. This broadening of the middleman concept is useful for my own analysis as it more adequately captures the location of Indian South Africans within the economy and allows for an understanding of why broad sectors of the African population came to see Indians as an obstacle to their upward mobility. The concept of a middleman minority occupies an important place in the analysis to follow. 45 1.3.7 W [Ell . Il ill I' Cultural pluralism continues to pervade the majority of nation-states. It is especially significant that this is not an exclusively “Third World“ phenomenon (although this is primarily my focus in this section). Canada, Spain, Northern Ireland, and the unabating conflicts in Eastern Europe bear testimony to its worldwide existence. The heady pronouncements about the “inexorable integrative trends toward the national cores of the contemporary state system" no longer hold sway (Young, 1986, p. 115). When the idea of nationalism began to prevail in Asia and Africa around the end of the nineteenth century, it was linked to an anti-imperial stance, and later in many instances to an anti-colonial revolt. Anti-colonial struggles were fought within the confines of territorial units structured by imperial partition, and it was these units that were inherited by the anti-colonial forces. The post- independence task then became one of “nation-building“ and “national integration.“ The post-independence zeal of nation-building was matched by a confidence that cultural pluralism would be quickly eradicated. This mood was epitomized by Sekou Tours of Guinea, who at the dawn of independence predicted that “in three or four years, no one will remember the tribal, ethnic or religious rivalries which in the recent past, caused so much damage to our country and its population“ (Young, 1986, p. 127). “Ethnicity, however, failed to cooperate with its many would-be-pall- bearers“ (Vail, 1989, p. 2). One of the most cited interpretations of ethnicity is 46 that it was a construct of colonial governments and was foisted on subjected peoples to create and maintain divisions between them. This explanation was particularly attractive to progressive social scientists and political organizations in South Africa. They cited the South African govemment’s Bantustan policies as an example of an attempt to “divide-and-rule.“ There are many shortcomings in this attempt to explain the persistence of ethnic consciousness. It does not explain why, in a particular colonial state, where the same divide-and-rule policies were employed across the territory, an ethnic identity emerged more strongly among certain peoples than among others. It also paints African people as “empty vessels“ who were duped by their colonial masters into accepting an ethnic identity. Finally, it does not explain how (long after the demise of colonialism and despite the strenuous efforts of African governments) ethnicity still prevails, and why in some areas it is beginning to emerge for the first time. “The clever blandishments of subtle European administrators are clearly insufficient to explain either the origins of ethnic consciousness or its continuing appeal today“ (Vail, 1989, p. 4). A second explanation had its origins in the Dual Economy model of “modemization' theory. Within this framework the work of Epstein (1958) and Mitchell (1958) pointed to the fact that as different cultural groups left their rural areas and Interacted with each other In urban settings, a new ethnic consciousness emerged. It was in the urban setting that the various cultural groups developed stereotypes of themselves and others. This process was reinforced by employers favoring certain ethnic groups for particular types of 47 work and their deliberate use of ethnic differences to sow divisions within the workforce. This had the effect of building competition between ethnic groups into the hierarchically structured workforce. Thus, within this view, ethnicity was seen to have its roots in the modern urban workplace. Vail (1989) points out that while this explanation is valuable because it emphasizes the notion that ethnic stereotypes mainly arose out of work situations and in urban settings, it still cannot serve as a general explanation of ethnicity’s origin or, especially, its persistence (p. 4). Probably, the most obvious shortcoming of this explanation is the view that “rural Africa was preserved in some sort of ’traditional’ pickle, antithetically opposed to ’modem’ industrial Africa and largely untouched by the forces of change associated with capitalist expansion and urbanization“ (Vail, 1989, p. 4). The work of Palmer and Parsons (1977) among others has debunked notions of the existence of “two Africas" isolated from each other. Rural areas in southern and central Africa, for example, did not remain untouched by historical changes. In fact, Vail points out that there is sufficient empirical evidence which demonstrates that “it is to the rural areas that one must look for most of the intellectual content of ethnic ideologies as they developed during the twentieth century in response to such change“ (p. 5). This explanation also does not allow for the role of African intellectuals in retrieving and retelling stories of the “glorious past“ which are crucial in defining ethnic identities and ethnic ideologies. Third, there is an interpretation of the growth of ethnicity that points to the role of aspirant petty bourgeois groups. It is argued that with the imminent 48 demise of colonialism, petty bourgeois groups organized support along ethnic lines to ensure the advancement of their interests in the post-independence period. This secured the entrenchment of ethnic politics in many African countries. This argument contributes to explaining why some cultural groups which had a “modemizing“ petty bourgeoisie within them are more “tribal“ than other groups within the same country which did not possess such a class. However, it is unable to account for ethnicity’s appeal on its own. This is so because it goes too far in depicting ordinary people as being credulous, blindly accepting the ethnic party from their devious batters. It fails to explain why, today as in the colonial period, the ethnic message should find such resonance with ordinary people. Why, in short, have ordinary people chosen so often to support ethnic politicians rather than national politicians? (Vail, 1989, p. 5) Finally, there is the primordialist explanation for the origin and persistence of ethnicity in Africa. This is a position held by Pierre van den Berghe (cf. Chapter 1, Section 1.2 for an evaluation of his work). Its continuing attraction is seen in two influential works on South Africa (Horowitz, 1991; Lijphart, 1988). This interpretation places people in accordance with inevitable, largely unselfconscious ascription: people belong to tribe X because they are born in tribe X and are, regardless of personal choice, characterized by the cultural traits of tribe X. Thus, one is a member of a tribe not by choice, but by destiny, and one thus partakes of a set of ”proper“ customs (Vail, 1989, p. 6). A number of problems have been advanced with this interpretation. For one, this interpretation ignores the intellectual content of the ethnic message, the fact that it can change from group to group, and its uneven attractiveness among 49 different members of the same ethnic group. Also, by emphasizing the backward-looking, “primordial“ aspect of ethnicity, this interpretation cannot account for the fact that the ethnic ideology has encapsulated within it a powerful acceptance of western education and skills and a willingness to “change with the times.“ “As an interpretation, the ’primordialist’ explanation of ethnicity, on its own, is simply too ahistorical and non-specific to convince“ (Vail, 1989, p. 6). If one accepts that ethnicity is “quintessentially situational and multidimensional,“ then it becomes necessary “to accept that no one explanation suffices to 'explain’ it wholly and in every instance“ (Vail, 1989, p. 7). This study takes a lead from Vail in that it attempts to move the analysis of ethnicity beyond the more or less ahistorical stance of the current dominant interpretations towards a more specifically historical interpretation. 1.4E|"Clll'1!'| A general shortcoming of sociological theories dealing with collective violence is that they are most often either excessively particular in their concern with inner-city riots or pitched at such a level of generality that the specifics of any piece of disorderly conduct is reduced to those elements that can be incorporated within a general theory of collective behavior. It would appear to me that one cannot attribute causation simplistically to a single factor. These grandiose claims have not been validated by empirical evidence. “Where not logically flawed to the extent of unfalsifiability, most of the theories appear to fit at least some sets of evidence. But all fall short of the rigorous requirement of accounting for variation in civil violence whenever and wherever it occurs“ (Rule, 50 1988, p. 256). What we need to do is to accept that for civil violence “what appears as ’the same’ effect may proceed from a variety of causes and that ’the same’ causal influences may yield a variety of different effects in various settings“ (Rule, 1988, p.256). Sociological exp/anda involve a range of explanations or theories. This does not mean that all theories are equally important. “What will appear as a key element of causation, as a basis for satisfying theory, will depend on the particular data under study and the interests of the analyst“ (Rule, 1988, p. 258). It does not follow that all theories are valid “in their own terms.“ Theories of civil violence are invalidated, for example, ifthey specify conditions as necessary for the occurrence of violent episodes that in fact are not. Rule (1988), building on the insights of Robert Maclver (1942) and Alan Garfinkel (1981), proposes that a model of theory and explanation suited to the peculiar and empirical constraints of social reality should at a minimum: 1. Identify connections—causal sequences or other durable associations—linking empirically falsifiable properties of social data, connections that can be shown to prevail throughout some range of instances; 2. Enable us to cite these empirical connections as bases for explanations for particular instances or groups of instances. (p. 230) Theories of phenomena like civil violence involve uncovering dependency between the thing to be explained and another empirical influence or circumstance that holds not just in one case, but in a range of cases. However, this does not imply universal form and nonlimited scope. What we need to acknowledge is that “empirical connections in social systems may hold quite 51 widely, yet remain contingent on a host of contextual conditions, only some of which we can specify“ (Rule, 1988, p. 234). What Rule is pointing to is the need to seek the specific settings in which a proposed explanatory factor may make the crucial difference between occurrence and the absence of the thing to be explained or its occurrence in varying forms. Rule’s position sensitizes us to the potential multiple explanations for civil violence. This does not mean that we need to explore every possible variable that contributes to an outbreak of civil violence. What we need to aim for are “theories of collective violence that specify particular connections that should apply in particular settings, drawing from the infinite range of logical possibilities those particular linkages that will matter empirically“ (Rule, 1988, p. 264). A riot is a complex social phenomenon in which there often may be violent acts of several different types. Some may be spontaneous and consummatory, whereas others are planned as a means to specific ends. McPhail (1991) points out that most “students of the crowd [and of collective behavior] have proceeded to develop explanations for unanimous and homogeneous behavior, for phenomena that rarely occur and are short-lived, if and when they do occur“ (p. xxviii). He argues persuasively that while people do behave collectively, “what they do together varies greatly in complexity, in duration and in the proportion of the gathering that actually participates“ (p. xxviii). In short, heterogeneity is the rule rather than the exception (p. 221). This position allowed for a more rigorous approach to collective behavior. As McPhail (1991) points out, previous “attempts to describe and explain the 52 crowd have been an impossibly large task to date. By breaking the task into smaller components, the problem is reduced to several tasks, each of more realistic proportions“ (p. 185). This advice proved valuable. It allowed me to discern the different phases in the riots, the different targets, and the different motivations of the rioters. 1.5 DataamLMethods As pointed out in the previous section, civil violence is not a homogeneous phenomenon but is marked by diversity of types. Some parts of the riot may involve purposive, organized pursuit of collective interests, and others may be irrational acts by persons caught up in the emotional contagion of the mob. Different types of riots involve different antecedents. This study focuses on riots between a middleman minority and a majority in a context where both groupings are excluded from state power. It argues that two necessary conditions for conflict to emerge between the two groups are that the majority must perceive competition with the middleman as unfair, and there must be a lack of interdependence. If these two conditions exist, then any flashpoint can translate conflict into violence. The task is to explore the social, economic, and political relations between the two groups in order to ascertain whether the two conditions exist. In this regard, two methods have been widely used to study civil violence, the natural history and the value added approach. The approach in this study is distinguished from the natural history approach, which involves the claim that there exist certain empirical uniforrnities of sequence in the unfolding of an episode, and the value added approach, In which each determinant Is a 53 necessary condition for the next to Operate as a determinant in an episode of collective behavior. This dissertation is based on case studies of the 1949 and 1985 riots. Case studies are useful because they allow for intensive research of single instances and therefore provide for great depth of information. However, one has to sacrifice the ability to generalize. Rather than testing hypotheses, case studies generate hypotheses and allow us to raise the right questions. Much of the political violence in South Africa is simply given the label black-on-black violence or ethnic conflict. This is seen as a form of explanation. However, it is not enough to name an event and see it as a form of explanation. The challenge is to tell as much of the whole story as possible to understand a particular event or series of events, rather than just giving them a label such as ethnic conflict. We have to reveal relationships, fill in the gaps, provide a sense of history and process, and illustrate the circumstances giving rise to such events. The case study approach allows for empirical richness. A major part of the study is the historical narrative itself. In conducting the two case studies reported here, I utilized both primary and secondary data sources. Skocpol (1984), commenting on the methodological basis of historical sociology, writes: Because wide-ranging comparisons are so often crucial for analytical historical sociologists, they are more likely to use secondary sources of evidence than those who apply models to, or develop interpretations of single cases. . . . From the point of view of historical sociology . . . a dogmatic insistence on redoing primary research for every investigation would be disastrous; it would rule out most comparative-historical research. If a topic is too big for purely primary research—and if excellent studies by specialists are already available in some profusion—secondary 54 sources are appropriate as the basic source of evidence for a given study. Using them is not different from survey analysts reworking the results of previous surveys rather than asking all questions anew. (p. 382) Goldthorpe (1991) argues that Skocpol’s position shows the pressure that bears on grand historical sociologists to move towards the positivistic, Spencerian programme—“excellent“ historical studies by specialists can be “the basic source of evidence“ for the wide- ranging sociologist. Also revealing is the reference to “redoing the primary research“-as if it were apparent that the same result as before would necessarily emerge. (p. 226) For Goldthorpe, in cases where sociologists need to conduct historical research, “they must be ready for a harder life--for research typically conducted, as one historian has put it, ”below the data poverty line’“ (p. 226). Following Goldthorpe, l have not relied solely on secondary sources, but have consulted primary material, as extensively as possible, so as to provide a further understanding of the riots. l have, however, also drawn upon secondary material where it offers direct value of its own or where no alternative was to hand. There is a notable dearth of research both on the Durban region and on the political economy of Natal as a whole in the period between 1930 and 1950. In tracing a particular thread of Durban’s social history, it has been necessary to negotiate the gaps in existing regional historiography and also to come to terms with some understanding of wider social, economic, political, and cultural processes. In approaching this task, one is immediately confronted with the intractability of documentary sources. Since dominated classes have (understandably) seldom bequeathed written accounts of their experiences to 55 future generations, the historical track is made that much more difficult. In South Africa, when the lives of ordinary African people have had occasion to insinuate their way into official records, more often than not they appear as criminal statistics, fatalities in riots and industrial accidents, and, above all, as commodities of labor power. The Durban Town Clerk’s files, while sharing in the shortcomings of many official records. contain some valuable material. The files provided a detailed account of the administration of the Borough, but also yielded a vast range of written sources, mostly in the form of official and unofficial reports, petitions, resolutions of mass meetings, confidential police reports, and the like, which were highly suggestive of the nature of the lived experience of ordinary African people in Durban. The Report Books of Durban’s Superintendent of Police and Durban’s Magistrates and Criminal Court Records were also rich in information. The most useful of these were the Minutes of the Native Advisory Board, which provided some evidence of the ways in which Africans attempted to make collective decisions governing their lives. The 14 volumes of evidence to the Commission of Enquiry provided a wealth of information. Access was also gained to memoranda and press statements of the African National Congress and Natal Indian Congress. The major regional newspapers, including the Natal Dailynlam and NataLMercury were also consulted. Wherever possible, these primary sources were cross-referenced in order to verify the information that was emerging. In turn, they were also assessed in relation to such secondary sources as do form part of the regional historiography. 56 In this way, an informal triangulation of cross-checking seemed to provide a sound sense of the veracity of both formal and nonforrnal primary sources. Documentary materials such asthese were complemented and supported by oral testimonies. Access was gained to interviews conducted by historian lain Edwards as well as those collected by the now defunct Natal University Oral History Project. These latter interviews were conducted with residents of Cato Manor in the 19403. The interviews were conducted with both leadership figures and ordinary residents. Through these interviews, insights were gained into everyday life In Cato Manor. The study also benefited from lengthy discussions with Dr. David Hemson, who has written a doctoral dissertation on dockworkers in the 19403. It was possible, using these data, to validate much information within the oral tradition and between the oral and written sources. For the 1985 violence, newspapers were used as the first line of information. However, this proved of limited value as a (partial) State of Emergency (restricting press reports) prevailed during this time. This meant that the information carried in newspapers was largely dependent on information supplied by the Police Division of Public Relations, the Office of the State President, and the Ministries of Law and Order, and Justice. The journal indicatQLSauthAfflm, which provided comprehensive accounts of the violence during the 1985 period, proved a valuable source. This allowed for the building of a chronology of events and for an amplification of the limited data contained in the press reports. 57 This dissertation benefited from having access to a study conducted by Sutcliffe and Wellings (1985) immediately prior to the violence. The study was a social survey based on a rigorous random sampling of tenants in eight localities in Inanda. The 26 questions put to respondents covered four broad areas: life conditions (e.g., “What do you like most/least about living here?“), attitudes towards landlords (e.g., “Do you have any problems with your landlord?“), future developments (about improvements to living conditions, removals, and so on), and housing and population characteristics. Generally, answers in the first three categories revealed affective data—attitudes, Opinions, and preferences, whereas those in the last category provided a more “factual“ pool of information. A study conducted by the Surplus People’s Project (SPP) (1983) provided valuable information on landlord-tenant relations. The SPP interviewed people who had opted for state-developed site service schemes. The interviews revealed tenant perceptions of their relations with landlords and insights into the socioeconomic conditions in the squatter settlements. Access was gained to interviews conducted by the Institute of Black Research (of the University of Natal, Durban) with Inanda residents immediately after the violence. These interviews were done randomly, and sought African residents’ perceptions of what caused the violence, whether there were strong anti-Indian violence sentiments before the violence, and who were the participants in the violence. Oral testimonies of Inanda residents conducted by the Institute of Social and Economic Research (of the University of Durban- Westville) a year after the violence were particularly useful. These interviews 58 targeted Indian and African landlords, warlords, and Inkatha and United Democratic Front leaders in the area. Lengthy discussions were held with academics who have research interests in Inanda. These academics included Dr. Michael Sutcliffe, Dr. Doug Hindson, Mark Byerley, and Maurice Makhatini, all based at the University of Durban-Westville. A sample survey of perceptions of the 1985 riots undertaken by the Institute of Black Research also proved valuable. A sample of 408 respondents was drawn from the African, Indian, and colored townships in the greater Durban metropolitan area. Of the sample, 46.51% were Africans, 32.99% were Indians, and 20.49% were coloreds. The sample was randomly selected and devised to ensure a spatial spread of respondents. The interviews were concluded on the weekend beginning 23 August 1985, except for the African townships of Umlazi and Clerrnont, which were surveyed one week later. The chronology and supporting data for the 1985 violence were, therefore, established using four major data sources: first, newspaper reports verified and amplified by information from the Indicator Project and its journal indicatQLSoutn Attica; second, a range of supportive data from empirical projects; third. oral data used (again) to verify and extend the empirical data; and finally, insights gleaned from expert consultation. Together, these sets of information provided a full and rich data base whose internal coherence could be checked with relative ease. 1.6 ANoteonlerminology Afiicanzooloredzwnitezlndran. Racial categories in South Africa are fraught with difficulty. Officially, for example, a black was defined as “a person 59 who is, or is generally accepted as a member of any aboriginal race or tribe of Africa.“ The legislature was never able to define the colored category, other than negatively. A colored person is therefore part of a residual category: “a person who is not a White person or a Black“ (Boberg, 1977, p. 99). With the rise of the Black Consciousness movement in the early 19703 underthe leadership of Steve Biko, the official racial categories were rejected. While accepting that all South Africans were Africans, the Black Consciousness movement defined all those who were disenfranchised as black. This subsumed the categories African, Indian, and colored. It is for this reason that all speeches and writings of progressive politicians and academics were prefaced with the words “so-called coloreds.“ In this study, black refers to coloreds. Africans, and Indians. However, because apartheid entrenched real differences between the disenfranchised, the categories Indian, colored, and African have been acknowledged and utilized for analytical purposes. Colored refers to those of “mixed race,“ African to all indigenous Nguni-speaking South Africans, and Indian to all those who trace their ancestral heritage to the Indian subcontinent. Black. A politically inspired mgmssjye label used to describe Africans, coloreds. and Indians, i.e., all those who were discriminated against under the apartheid regime. Its origins lay in the Black Consciousness ideology, which attempted to unite other than white South Africans and make them feel proud of the label. Xhosa. An Nguni language spoken by Africans living in the Eastern Cape (T ranskei, Ciskei, etc). The apartheid regime corralled Xhosa-speakers into two 60 separate homelands (T ranskei, Ciskei) and gave them independence in 1976 and 1980, respectively. Zulu. An Nguni language spoken mainly by Africans in Natal Province (KwaZulu and Natal). The apartheid regime attempted to set up an independent state (like Transkei) for Zulu speakers. This was rejected by KwaZqu’s Chief Minister Buthelezi in favor of a high degree of autonomy over the police force, civil service, etc., within South Africa. 1.7 Summary This chapter reviewed the previous work on the riots and the general literature on collective violence. The literature on ethnic competition and conflict was looked at with particular attention to the theory of middleman minorities. The studies on collective violence were found to be inadequate at a number of levels, especially at the level of seeking single causes for the outbreak of violence and treating riots as a single event. It was proposed that because riots are complex phenomena, it would be more productive to utilize a range of theories to study them. Also, because collective behavior almost invariably involves more heterogeneity of actions than is commonly assumed in the literature, it was suggested that the best way to study collective action is to break it up into smaller components. Armed with the above theoretical insights, we now turn to the next chapter detailing the predisposing conditions to the 1949 and 1985 riots. CHAPTER 2 PREDISPOSING CONDITIONS TO THE 1949 AND 1985 RIOTS 2.1 lnh’oduction This chapter begins by setting out the central features of, and outlining the most significant changes in, the political economy of Natal and (in its main port city) Durban during the period 01920-1950. Particular attention is paid to economic and political developments that had an impact on lndo-African relations. The second part of the chapter examines developments in the political economy of Natal in the later period 01963-1985. A central focus of the chapter is an analysis of racial trends (Indian-African) in employment in this period. The political developments in the Indian and African communities in the 19803 are then discussed. An analysis of the crises in the policy of segregation and apartheid is undertaken for each period (the 19403 and the 19803, respectively). It is argued that these factorsnthe changes in the economic conditions in the respective periods, and their differential impact on Indians and Africans; the nature and character of political organizations formed or existing in Natal/Durban in the 19403 and 19803, and the crises in segregation and apartheid in these years—constituted the major predisposing conditions to the 1949 and 1985 lndo- African riots. 61 ne El 9): Oil 62 2.2 IheEolitioaLEconomyoLNatal In 1824 white settlers established a trading post in Durban. Within the next three decades Durban developed into a harbor town, which encouraged the expansion of secondary and tertiary economic activities. The former trading post experienced rapid expansion between 1870 and 1890, particularly inthe shipping and allied industries. This was associated with increased production of raw materials, as well as diamonds and gold especially in the Northern cape and Transvaal (Swanson, 1968). Natal became a British colony in 1843. British settlers found sugar-cane the most suitable crop for cultivation. However, from the outset they were plagued by labor shortages. African labor could not be attracted on a consistent basis. African workers would often leave their place of employment for up to two months to look after their own crops. Frustrated, Natal planters turned to the idea of importing labor (T hompson, 1952). It was the need for labor in Natal, especially on the sugar plantations, that led to the importation of indentured Indians into Natal. Upon the recommendation of the Governor of the Cape Colony, Sir George Grey, the first group of Indian laborers arrived on 16 November 1860 (Meer, 1969, p. 10). By the late 18703, Indian immigrants consisted of three distinct groups: “indentured“ immigrants who were under contract, “free“ Indians who had completed their period of indentureship and who elected to remain in Natal rather than return to India, and “passenger“ Indians who came to South Africa at their own cost (Bagwandeen, 1989, p. 4). 63 In looking at the shifts in the political economy of the region, one of the most significant in the post-First World War period was the growth in the urban population. The 1921 census reveals that 12% of Natal’s population was urbanized. By 1951 the figure had Ieapt to 32%. The urbanization of the Indian population was markedly rapid. In 1921, the figure stood at 21%. By 1951, the percentage of urbanized Indians stood at 74%. The percentage of Africans increased threefold, from 5% in 1921 to 16% In 1951 (Fair, 1982, p. 22). The move to the towns was motivated in part by the changes being wrought in the rural political economy of the region. Freund (19913) has pointed out how Indian farming could not escape the twin pincers of legislation restricting access to the land and capitalist expansion and fell into decline. Similar processes squeezed out small-scale peasant or African tenant farming. In the reserves where capitalist expansion was limited, 3 process of impoverishment had set in. Hemmed in by the 1913 Natives Land Act, the reserves came to be characterized by overpopulation, overcultivation, and overstOcking. This degeneration was reflected in increasing male migrancy out of the reserves. Industrialization also contributed to this urbanization process. (It is important not to postulate a “fit“ between industrialization and urbanization. The latter grew at a much faster pace than the rate of industrial growth.) Industrialization was, in the main, centered within the greater Durban region. Thus, for example, by 1950, 70% of manufacturing employment in Natal was 34 concentrated in greater Durban (Burrows, 1959, p. 198). The central period of industrial expansion was in the 1940s. Stimulated bythe war, Durban's economy continued to grow in the postwar period. There was growth in all the main manufacturing sectors—clothing, construction, chemicals, engineering, and food (Burrows, 1959, pp. 198-199). The spread and growth of industrialization did not herald the birth of a full- blown proletarianization process. During the 19203, migrancy characterized the labor force. This characteristic was reinforced by fluctuating labor demands of the docks linked to the level of shipping activity and the seasonal labor demand of the holiday trade. The growth of a manufacturing sector did not see the end of migrancy and the shift to more stabilized labor. An official government estimate for the year 1946 revealed that of the 104,100 or so Africans living in Durban, about 77,500 were migrants, and only 26,600 permanently urbanized (Kelly, 1989, p. 90). These figures must be read in the context that many African workers fell in the intermediate category of short-term migrants or weekly commuters. However, the persistence of migrancy, seemingly in defiance of the process of secondary industrialization, is remarkable. The severing of ties with the rural areas was more complete among Indians. Between 1921 and 1946, the percentage of Indians employed in secondary industry rose from 9% to 21%. Employment of Indians in agriculture declined significantly in this period. Many Indian farmers and market gardeners also left the land as a result either of rising rents, lack of finance, a discriminatory 65 rail tariff, or lucrative opportunities in commerce and industry in the urban areas (Arkin, 1981, p. 171). 2.3 mm The Natal region between 1920 and 1950 came to be characterized by a single major urban industrial center-Durban (see Map 2). Kuper, Watts, and Davies (1958) have pointed to the unique racial composition of Durban compared to the other major cities in South Africa during this period. First, there was a high concentration of Indians within its boundaries: by the end of the 19408, 40.16% of the total South African Indian population lived in Durban, as compared with 5.01% whites, 1.51% coloreds. and 1.57% Africans.‘ And second, whites, lndians, and Africans were represented in almost equal proportions (between 30% and 34%), with Indians as the largest group (Kuper et al., 1958, p. 50). This numerical equality of the main racial groups in Durban was not reflected In their equal participation in the economic life of Durban. The 1951 census revealed the extent to which whites had come to dominate "white-collar" occupations. They made up 70.83% of the professional, technical, and related workforce; 67.57% of the managerial group; 86.31% of office workers, and 54.62% of salespersons. Of the black groups, only Indians constituted an appreciable proportion of workers in any of these categories—28.92% of the 1These figures for Asiatics are based on the 1959 census. However, the number of Asiatics other than Indians, in South Africa as a whole is very small. The main migration of Indians was to Natal, and the restrictions on inter- provincial movement prevented them from leaving the province. 66 UHHLANGA DUFFS ROAOIVERULAM Rotks /////l/SS//l///0N / DUIKERFONTEIN - w: A KI 7 ”I @v a RESERVOIR ' | — ”illl " N FIE WC: "- o _ v ’04,,- CHESTER ., SW 0 - .— 94,’ 9%,: "cAro Q; r;- MANOR €00 — Ill 0 —M LVERN —_—_-_ 11,9, ll CAVENDISH E] WHITE @ INDIAN - COLOURED AFRICAN Map 2: Population distribution in Durban: Late 1940s-early 19503. 67 managerial class and 36.72% of the salespersons. In each of the census categories pertaining to manual work, Africans provided a large proportion of workers, ranging from 38.45% in farming and fishing to 80.11% of service workers. The relatively poorly paid category of domestic servant was almost entirely African.2 Kuper et al. (1958) pointed out that the census revealed that Indians participated in the economy of Durban at two levels-the white level of managers, salespersons. and employers, and the African level of manual work (pp. 64-65). There was also a significant Indian trader community. Padayachee and Morrell (1991) point to two waves of Indian merchants. The first wave arrived some 10 to 15 years after the indentured Indians had arrived in 1860. They included very wealthy merchants as well as smaller traders. This second strand of smaller traders was later joined by a few formerly indentured laborers who had completed their contracts and managed to accumulate some capital. The second wave came to the fore in the post-World War I period. This wave marked a shift from wholesaling to retail trade. This group’s activities were relatively more parochial, with direct importing from India, and international business ties, characteristic ofthe first wave, decreasing in importance (Padayachee 8. Morrell, 1991, p. 97). Padayachee and Morrell point out that because of the lack of white competition for Indian and African custom (by choice especially in the more remote rural areas), and African competition (by differentiated racial legislation and custom), the post-1914 Indian commercial sector (the second wave) was handed an “artificially protected market" in the 2The figures are from Kuper et al. (1958), who draw on the 1951 census. Income data from Africans were not collected in the census. 68 racially segmented African and Indian retail and wholesale trade, especially in Natal. (p. 102) ”Race" was central to the "discourse of domination“ (Boonzaier, 1988, pp. 58-67) in Durban. This manifested itself in a process that located whites at the pinnacle of a social hierarchy, Indians mid-way, and Africans at the base. However, these were not neatly compartmentalized groups. The groups were involved in complex interactions. Individual and communal life experiences and identities are influenced by social interaction at a number of levels. It is only through an understanding ofthe distinctive hierarchy of Durban which influenced the shaping of particular identities that we can move to an analysis of the causes of the 1949 riots. It is to this that we must now turn. 2.4 mm This section analyzes the effects that the changes in Durban’s political economy had on Indian-African relations. Central to this analysis are the developments in the labor market, housing, trade, and transport spheres. 2.4.1 Nonracialismandfiegmented LaboLMadsets Census figures showed a large increase in Durban’s population between 1936 and 1951. This consisted of almost equal portions of Africans, Indians, and whites (T able 1). The figures for Indians and whites show, in the main, the natural increase of a fully proletarianized population. Up until the mid-1930s, the majority of 69 Africans were male and migrant. Through the 1940s, the number of African women increased substantially (Table 2). Table 1 Population by Race, Metropolitan Durban, 1936-1951 w Date Africans Indians Coloreds Whites Total 1936 70,531 89.469 7.753 9,804 264,577 1946 113,612 117,065 11,449 130.143 372,269 1951 150.732 160,674 17,457 151,1 11 479,974 Source: Burrows, 1959b. Table 2 Urban African Population by Gender, 1911-1951 Date Male Female Total 1911 19,472 1,511 20,938 1921 38,438 6,345 44,783 1936 49.313 14,234 63,547 1946 82.268 30,068 1 12.336 1951 100,768 45.049 145.817 Source: Government Census; these figures are probably underestimates as official statistics have tended to underestimate the size of the urban population. From Table 2 It can be seen that there was a significant increase of African women between 1936 and 1946 (an increase of 15,834). There was also a decreasing African masculinity rate. It decreased from 6.6:1 in 1921, to 3.4:1 70 in 1936, and to 2.1:1 in 1956 (Maasdorp & Humphreys, 1975, p. 10). Two main reasons have been advanced for the increased influx of African women. The first is economic and encompasses the effects of the breakdown of the subsistence reserve economies, which leaves women no alternative but to become migrants themselves. The second category encompasses personal reasons and involves the desire of women to live with their 'migrant' husbands. (Creecy, 1979) Benefiting from the increased markets brought on by the war and protection from foreign competition, the 1940s was a period of rapid economic growth. Manufacturing expanded significantly with an emphasis on capital intensity. Mechanization required a more stable workforce and also afforded opportunities for the employment of African women (Padayachee, Vawda, 8. Tichmann, 1985, pp. 13-14). This "permanency” in the urban areas also resulted from the erosion of the subsistence economy which meant "migrants“ had nowhere else to go, a point captured poignantly by dockworkers leader, Zulu Phungula, in the following interchange: Controller of Industrial Manpower to leaders of dock workers: "If you do not wish to work for less than 83 a day, then, of course, you must go home and the other people will come and do the work.“ Zulu Phungula: "The Government must show us where to go because our homes are here in Durban.” (Department of Labor File 1946, Minutes of Meeting, 11 March 1942; quoted in Hemson, 1977, p. 88) The Indian population of Natal had become increasingly urbanized. In 1921, the percentage of Indians living in the urban areas of Natal was 54.8%. By 1946, the figure had risen to 68.0% (Arkin, 1981, p. 134). There was an upsurge in worker action during the early 1940s. While in the period between 1930 and 1939 a total of 26,254 Blacks had struck work for an average of 2.7 man days and a total loss of 71 .078 man days, the corresponding figures for the period between 1940 and 1945 71 were 52,394 Black workers on strike for an average of 4.2 man days and a total loss of 220,205 man days. (Padayachee et al., 1985, p. 14) Strike action in Durban took a particular form—it was characterized by the unified action of African and Indian workers who were mainly members of unions organized by the Communist Party of South Africa (CPSA) (Hemson, 1977, pp. 100-101). This nonracialism became evident in the 1937 strike at the Durban Falkirk Plant. Over 400 Indian and African workers struck because of the retrenchment of 16 members of their union, the then unrecognized Natal Iron and Steel Workers Union. The strikers were able to win most of their demands. The strike marked the start of Indian/African worker unity. This unity was important because with the number of African workers in the manufacturing industry growing, “a united working class was essential for strike action to be successful. Such unity in the paper-board making industry (where African workers were in the majority) and in the textile industry (where Indian workers were dominant) secured victories in both cases in 1942' (Hemson, 1977, pp. 100-101). However, the response of employers to the Dunlop strike in December 1942 was to sow the seeds of racial conflict. The strike resulted from the dismissal of prominent members of the nonracial Natal Rubber Workers' Union, and the company’s attempt to replace the Union with a ”company" union. Both African and Indian workers supported the strike action. Management responded by recruiting African workers from the reserves. Union members were dismissed, and no more Indian workers were employed. Of the 378 African workers, 290 of them were dismissed. They were replaced by 581 new workers. 72 The defeat at Dunlop was to have a significant negative impact on the attempts at nonracial worker action (Edwards, 1986). By the mid-1940s, this joint action had evaporated. It was replaced by a strong Africanist perspective. Thus, the Natal Federation of African Trade Unions, which had five unions affiliated to it in 1947, "would not accept as a member any union which had non-Natives in its members roll, or which had a political creed” (Hemson, 1977, p. 109). There were a number of factors that militated against nonracial worker action. First, there were structural constraints. The labor market was racially stratified. Three racially stratified labor markets could be distinguished in the mid-1930s. White workers dominated skilled positions, while white, Indian, and colored workers competed for semi-skilled positions. Africans and Indians vied for unskilled jobs. The racially stratified markets were reinforced by a general employer outlook that the 'nimbleness of mind and finger,” the “stability“ and “responsibility" of Indians set them apart for semi-skilled jobs, while the "robust physical strength" and ”unreliability“ of Africans made them "suited“ to unskilled labor (Smith, 1950, pp. 453-455). African and Indian unskilled workers often worked alongside each other, especially in factories, but social conventions had developed which demarcated specific occupations ”African” or "Indian.“ Stevedores, for example, were Africans, municipal street cleaners were Indians. Amongst Africans, occupations were often connected to homeboy networks; racial cleavages were overlaid with regional and ethnic affiliations. (Nuttall, n.d., p- 3) The growth of the economy in the early 1940s did not alter the position of African workers substantially. Indian workers were evenly distributed among the 73 three skill groups—32.5% skilled, 31.7% semi-skilled, and 35.8% unskilled--as compared to whites (2.1% unskilled) and Africans (83.5% unskilled) (Padayachee et al., 1985, p. 38). By the late 19408, ”African” skill levels had not altered significantly, and job turnover continued to be high. The average annual income earned by Indians in the manufacturing sector was R306 as compared to Africans R192 and whites R760 (Arkin, 1981). The Industrial Conciliation Act (IC) of 1924 militated against formal workplace unionism for Africans and created obstacles to nonracial worker organization. The IC Act prevented Africans from having access to registered unions. This legislation also allowed white, Indian, and colored members of registered unions to separate their interests from those of African workers. Despite the constraints, the CPSA, building on the need for manufacturing to have sections of the African workforce, settled in the urban areas, and victories achieved in the strikes over wages in 1937 facilitated the spread of nonracial unions. However, by 1942, there began a shift in CPSA tactics. They began placing emphasis on organizing “parallels“ and supporting independent unions as opposed to unregistered nonracial unions. The effects of the Dunlop strike of 1942 probably influenced the CPSA’s shift. Nuttall (n.d.) argued that the tactical shift also reflected African-Indian tensions in the workplace and beyond, and the problems of persuading Indian workers to join unregistered unions (p. 30). Padayachee et al. (1985) point out that Indian workers brought a particular cultural baggage to the workplace (p. 150). They carried with them particular religious and traditional beliefs and 74 customs, which were often obstacles to the recognition and development of their class interests. Thus, Billy Peters (quoted in Padayachee et al., 1985), a leading CPSA and unionist during the 19405, points out that Indian workers come into the [trade union] movement with supernatural beliefs—their background and environment-what they were fed with from youth. No matter how much of scientific knowledge you tried to equip them with, those religious and supernatural beliefs remained. They could not discard their past. From this path you ask them to adopt a revolutionary outlook. (p. 150) The assessment that there were advantages to be gained from registered unions participating in Industrial Councils on behalf of African parallels and the emergence of African independent unions probably also influenced this shift. The independent unions barely survived beyond 1946. The parallels were concentrated in those industrial sectors where mechanization was advancing rapidly, and where new unions, affiliated to the Durban Trades and Labor Council, had emerged. These registered unions consisted oflargely semi-skilled machine workers, who had a material interest in preventing undercutting by cheaper African labor. The greater the number of workers these unions represented, the stronger their position. For these reasons the new registered unions sought to organize and control unskilled African workers. Parallels had a longer life than the independent unions, surviving into the late 1940s. Second, one must seek the demise of joint action in the response of organizations which influenced both the unions and the general political terrain. The political organizations within the Indian and African communities displayed a narrow outlook on racial cooperation. 75 A. W. G. Champion, the Chairperson of the Natal ANC, in giving evidence to the Rural Dealers Licensing Inquiry Committee of 1941, called on the committee to give preference to African applicants in African areas (Hemson, 1977, p. 108). In the same year, Anton Lembede. later one ofthe founders of the ANC Youth League, called on Africans to stop being the milk cow of the other racial groups, and become an economic and political force to be reckoned with. Followers of Lembede wanted Africans to favor their own businesses and cooperatives, and frequently quoted a Black American phrase, “Let the money circulate among the color line” (Kirk, 1983, p. 31). In 1944, the ANC Youth League was formed. Their position was not very different from that of Champion's. In 1944, Jordan Ngubane (cited in Gerhart, 1979), one of the founders of the League, wrote in Unkundlayaflanm, the official mouthpiece of the ANC: As long as the African people are not welded into a compact organized group. . . they will never realise their rational aspiration. When they meet other non-European groups, they will be an unwieldy encumbrance, serving the purpose of being stepping stones for the better organized groups. (p. 75) The ANC did not develop a mass base in Natal. In 1945, their membership totaled 700, and by 1947 it had grown to 3,000. By 1949, membership figures had dropped to 1,200 (Kirk, 1983, p. 35). The Natal Indian Congress (NIC) displayed a similar racial narrowness in the early 1940s. Up to 1945, they were led by a conservative leadership of A. I. Kajee and P. R. Pather. Hemson (1977) accurately sums up the leadership of both Congresses in the early 1940s: 76 The direction of political action was more towards aggressive defense of the trading, investment, and residential rights of the Indian people (the African National Congress in Natal, led by A. W. G. Champion, at this time being virtually dormant and almost limited to a pressure group making the same demands for the African people). (p. 108) Padayachee et al. (1985) have pointed out that rather than reinforcing the nonracial impulse of the workers during strike action, the NIC under Kajee highlighted sectional and racial divisions among the striking workers by concentrating on Indian workers as part of the Indian community (p. 132). Thus, during the 1937 Falkirk strike, Kajee (quoted in Padayachee et al., 1985) warned, “This lsthe turning point. We must demand justice from higher powers, not only for these lndians, but for all other Indians who are ground down. Let us remember that we are Indians first and everything else after" (p. 104). By the mid-1940s, leadership of the NIC had been wrested away from the conservatives. The South African Indian Congress (which consisted of the NIC and Transvaal Indian Congress) was now led by a high-ranking Communist, Dr. Yusuf Dadoo, and Dr. G. M. Naicker. Signaling a new approach, a pact was signed with the ANC. The Dadoo, Naicker. Zuma pact was a commitment to united action. However, at the local level, the Pact was met with opposition. The misgivings of Msimang from the Natal ANC are captured by Gerhart (1979): The Pact, Msimang implied, reflected a spirit of cooperation only at the leadership level: Dr. Naicker. who had signed for the Natal lndians, “represents a province in which he had, insofar as my executive committee is aware, done nothing to foster the spirit of co-operation. . . . Our Executive Committee has refrained from declaring what it knows to be the universal feeling of the Africans in the Province as it would not like to hasten a rupture within the ranks of Congress.“ (p. 104) 77 Despite the shift to a more militant, aggressive, and less accommodationist politics of the NIC, distrust of the motives of the Indian politicians was voiced, especially by the trading section of the African petty bourgeoisie.3 In opposing “all forms of racial oppression experienced by the Indian people, the Indian class leadership was brought into direct support for mass campaigns taking upthe demands of the Indian petty bourgeoisie, a group which had an exploitative relationship with the masses of the African people“ (Hemson, 1977, p. 108). In any case, “the unity of African and Indian workers in Durban was distant and broad co-operation and collective organization of the early 1940’s had disintegrated“ (Hemson, 1977, p. 108). The role of the CPSA (after 1953, the SACP) in the building of nonracial trade unions has already been noted. The CPA’s eventual support for the allied war effort meant that the CPSA did not embrace the strike action of the period enthusiastically. CPSA members who held leadership positions in unions neglected the latter work and concentrated on the war effort. The CPA's “diversion into questions outside the immediate concerns of working class and trade union politics and the subsequently diminished support of the CPSA in the defense and development of working class organization meant that the vitally important task of establishing sound democratic organizational structures . . . suffered a serious setback“ during the war years (Padayachee et al., 1985, p. 166). 3For differing interpretations of the nature ofthis shift, see Ginwala (1974) and Padayachee et al. (1985). 78 During the war years, despite the split labor market, ethnic divides were breached and nonracial worker action proliferated. The rapid expansion of the economy meant that intense competition for jobs was minimized. Also, the erosion of structural divides was facilitated by the CPSA and union activists motivated both by the need for unity to ensure success in wage negotiations and a commitment to nonracialism as a means to counter the divisive tactics of the state. However, from the mid-19403 there was increasing hostility between African and Indian workers. African workers saw the expansion of industrial employment and upward mobility in certain industries and occupations (for example, municipal employment and weaving) as being blocked by Indian workers. The rapid expansion of employment in manufacturing during the war years to some extent obscured this problem, but with the downturn of economic growth in the immediate post-war period, the lines of demarcation became clearer. (Hemson, 1977, p. 103) Indian semi-skilled workers, after the Second World War, threatened by cheaper African labor, turned to an inward-looking unionism. In the lower-paid jobs where Indians and Africans competed, the economic downturn increased the intensity. This competition and the perception that Indians had better chances of moving into higher-paid semi-skilled jobs meant that Africans increasingly came to see Indians as “collective competitors and targets of frustration, rather than as co—workers“ (Nuttall, 1989, p. 7). Before moving on, it is necessary to delve in more detail into an important strand in African political organization in Natal because it reveals a distinctively ethnic outlook The late 1920s was a turbulent period in the region. In the countryside, the Industrial and Commercial Workers Union (ICU), led by Allison 79 Wessels George Champion, swept through the countryside organizing work stoppages and demands for increased wages (Bradford, 1987). In Durban, a 1929 beer-hall boycott saw mass participation. In 1930 the Communist Party led a pass-buming campaign on “Dingaan’s Day“ (la Hausse, 1984). This heightened political militancy produced responses from state and capital that moved beyond short, sharp, and brutal repression. They came to see Zulu ethnic nationalism and traditionalism as a defusing mechanism to the rising tide of militancy. The old Zulu hierarchy, once perceived as a threat to the old colonial order, now came to be viewed as an instrument to be co-opted in defense of an expanding capitalist order (Cope, 1968, pp. 422-432). As Marks (1989) has shown, the turbulence of the 19203 led architects of segregation, such as Zululand MP G. N. Heaton-Nicholls, to espouse the need to nurture ethnic-based organization to defuse class-based organizations and class consciousness (p. 217). In 1938, the Zulu Cultural Society was founded. Its aim was to preserve and promote the culture and customs of the “Zulu nation.“ It was funded by the Native Affairs Department in Pretoria and had among its patrons the Zulu Regent Mshiyeni ka Dinizulu. However, Zulu ethnic nationalism was not simply imposed from above. It found resonance among the royal and chiefly order, who saw it as a means to perpetuate or resurrect its status and power. It also ironically found support among the Christian converts (amakho/wa), the intelligentsia, and small-scale entrepreneurs. Education and the accumulation of capital were seen by this grouping as a means to upward mobility. Like the Muslim merchants of the 80 19003 who sought to distinguish themselves from the “coolie3,“ this grouping wanted to hive themselves off from the African working class. They wanted to be fully assimilated into civil society. However, expanding segregationist legislation put a lid on opportunities for capital accumulation and their incorporation into civil society. Their entrance into civil society blocked and segregation forcing them backwards into the arms of the African poor, many in this grouping turned in the 19303 to one of the many institutional forms through which a wide popular Zulu constituency began to be mobilized and an elite Zulu identity constructed (Ia Hausse, 1984). In the 19303, Zulu ethnic nationalism was beginning to have a broad appeal to the old chiefly order, some members of the African intelligentsia, and small-scale entrepreneurs. This shared identification with the reconstructed Zulu ethnic nationalism was not as extraordinary as it first appears, for “on many occasions the new elite were indeed the old in new guise, the sons of chiefs and the aristocracy having had preferential access to the resources necessary for the acquisition of education and modern skills“ (Marks, 1978, pp. 190—191). Other actors also saw the power of ethnicity to attract a broader constituency. Bradford (1987) has shown how the ICU of Natal was distinguished from the national ICU by its appeal to a Zulu ethnic consciousness (pp. 101-103). This reconstructed Zulu ethnic nationalism was to bear heavily on the politics of the region. As Marks has noted, despite the development in the 19403 of a powerful pan-South African nationalist feeling which was chanelled into a revitalised ANC . . . the inter-war flirtation by the Natal elite with ethnic 81 nationalism nonetheless left its legacy, and it remained a powerful force at different levels in society, mediating perceptions of and responses to at times traumatic social change. (pp. 223-224) 2.4.2 EmpenLaniflousing A vigorous anti-Indianism from the white population had begun to emerge at the end of the nineteenth century. This anti-Indianism in Durban was translated into a series of by-laws that restricted Indian right to residence and trade (Pachai, 1979, pp. 30-35). The Durban Land Alienation Ordinance of 1922, for example, empowered the Durban City Council to restrict ownership or occupation of municipal property. When new areas were developed by the Council, Indians were prevented from acquiring sites through the use of the Ordinance (Bagwandeen, 1983, p. 20). In order to escape these strictures, Indians began acquiring land outside the municipal boundaries. In 1933, these areas became incorporated into the municipality and became known as added areas. While the City Council restricted lndians’ right to trade and residence, they sought to ensure that Africans’ stay in the urban areas was temporary. Formal accommodation for Africans was woefully inadequate. Since African workers were regarded as “temporary sojoumers.“ much of the accommodation was designed for single men. As African women entered the urban areas, they had to seek alternative accommodation. By the early 19403, the lack of formal housing was to reach crisis proportions. During this time, Justice F. N. Broome (quoted In Ladlau, 1975), in his report on “native“ grievances, concluded that “the 82 paramount grievance of Durban natives is that there is not sufficient housing accommodation for them“ (p. 11). In the 19203 and 19303, Africans began to turn to the Added Areas just as Indians did in the early part of the century. However, while the Indians turned to the land as owners, Africans turned to it for tenancy. So emerged the “black belt“ around Durban, “hemming it on nearly every side“ (Maylam, 1983, pp. 413- 414). “[Jjust inland from the Berea Ridge, where perhaps the greatest concentration of Indian land ownership was found in Mayville—Cato Manor, market gardening gave way to shack renting, especially with the great expansion ofthe African urban population during and after the Second World War“ (Freund, 1991a,p.271) Shack settlements offered benefits that the formal townships, like Lamont and Chesterville, could not. The latter were subject to strict control by municipal authorities. Shackland accommodation was cheap and in close proximity to work places. Also, as Maasdorp and Humphreys (1975) point out, it created opportunities for the development of the informal sector. With the steady flow of migrants requiring shelter, African building contractors made their appearance and erected shacks for the new arrivals. Others operated as unlicensed traders (mainly fresh produce and general dealers), or as hawkers or pedlars of meat and offal on the roadside; in some areas unlicensed “buying clubs“ functioned as shops. Some elderly women took in washing and in areas with no fresh water supplies, water for drinking and cooking was purchased from African carriers. Backyard motor mechanics, painters and other self-employed artisans were also found. (Maasdorp 8. Humphreys, 1975, p. 15) As Edwards (1989) has recently shown, Africans, far from being passive victims, responded creatively to the urbanization process. 83 The municipal authorities’ response in the 19303 to Durban’s shack settlements was guided by four fundamental concerns: 1. The needs of employers had to be met. This meant accommodation had to be provided close to places of work. Housing had to be segregated from the residential areas of whites. The elimination of slums of shacks. The housing of Africans in formal, controlled accommodation. (Maylam, 1983. pp. 419-420) PPN The Council was aware that the shack settlements helped to alleviate their own inability to provide officially licensed accommodation. However, the Council was determined to take action because, in their view, “shantytowns created conditions which allowed for the unrestricted entry of Africans into the city, and posed alarming health, sanitation and policing problems (Edwards, 1989, p. 67). “Action“ proved to be difficult. There were legal constraints to demolishing shacks. “In 1943 the position was that a shack could not be demolished without a court order, and to obtain a court order it was necessary to show that alternative accommodation existed“ (Maylam, 1983, p. 423). Concerned about the potential ofshackland growth, especially in the Cato Manor Farm area, the Council tried to control existing shack settlements. This hinged on a policy of “pegging.” Shacks were numbered and enumerated. All shacks built after “pegging“ were destroyed. However, this only led to a process of “shack shifting.“ People simply established new settlements, much to the chagrin of the Council, in more central areas of the city. Alongside “pegging,“ the Council served notices on landlords in Cato Manor, ordering them to provide essential water and sanitation facilities. Landlords opted for paying fines as it was considered cheaper than providing 34 services. Others evicted tenants, which exacerbated the process of “shack shifting.“ Clearly, the Council failed to develop a coherent response to the need for African housing. What the Council’s policy did do was to “produce a militant African shantytown population growing weary of being continuously on the move“ (Edwards, 1989, p. 71). While the Council grappled with the issues thrown up by African urbanization, agitation from whites to restrict Indian land-ownership continued. In reaction to this pressure, the Natal Provincial Administration proposed a plan to divide the city into Indian, African, and white settlements (Ninth Interim Report, 1945). The 1946 Indian Land Tenure Act was designed to facilitate this process. The Cato Manor area, incorporating the African township of Chesterville, and the shack areas in close proximity were earmarked for Indian residence. The Umlazi Mission Reserve, south of the municipal boundary, was to rehouse African shack dwellers. The 1946 Act regulated the acquisition and occupation of property in Natal in both rural and urban areas. The Act created two kinds of areas, Controlled and Uncontrolled. The Controlled was white, the Uncontrolled was Indian. If a member of the “Asiatic group“ had owned property in the Controlled Area before 21 January 1946 but had not occupied it, he could not do so after 21 January. Commentators have pointed to the fact that this was the harshest legislation against Indians to date (Bagwandeen, 1983; Pachai, 1979). 85 The Act led to the inauguration of a passive resistance campaign that had popular support from the Indian community. One rally attracted over 15,000 people (Bagwandeen, 1983). Africans, on the other hand, saw the 1945 proposals and the 1946 Act as hurting mainly them. The city was being divided between Indians and whites. While Indians faced discriminatory provisions with regard to property ownership, they were not as acute as those faced by Africans. The 1923 Native (Urban Areas) Act was one among a myriad of discriminatory provisions. By 1951, Africans owned only 0.1% of the value of Durban's immovable property (Kuper et al., 1958, p. 31). The proposals placed further strictures on Iandownership for an aspirant middle class and had profound effects for the shack dwellers. Despite the unattractive living conditions in the shack areas, it had its positive features. It was in the shantytowns that municipal controls could largely be escaped, while jobs and the citywere in close proximity. Many shack dwellers felt that they were sacrificing these advantages, so that Indians could move in (Riots Commission, 1949, evidence, pp. 224-242). Large landlords had begun to emerge in Cato Manor. By 1945, Sayed Omar owned a portion of land on which there were 164 shacks occupied by about 1,000 tenants. Another landlord housed 1,200 tenants (Maylam, 1983, p. 418) Constantly underthreat from legislation, the Council, and Indian landlords, housing became a volatile issue. The shack dwellers were prepared to confront 86 the municipality. In September 1947, there was a march on City Hall after the Council had destroyed 50 shacks in Cato Manor. There marchers refused to move despite the threatened use of force by police. The City Council capitulated and agreed to rebuild the shacks. However, the potential of lines of fracture between Indians and Africans was always close. 2.4.3 Imders There were numerous attempts to curtail the expansion of the Indian trader class. Use was made of the Natal Dealers Act of 1897. The Licensing Officer of Durban told the Lange Commission in 1921 that “we do what we can to restrict further Indian Licences“ (quoted in Arkin, 1981, p. 165). Thus, out of 2,026 applicants for new licenses by Indians between 1909 and 1919, 876 or 43% were granted. Out of the 1,509 white applications, 1,392 or 92% were granted (Arkin, 1981, p. 166). Despite this, the size of the Indian trading class rivaled that of whites, as Table 3 indicates. Table 3 The Number and Proportion of Trading Licenses Held by Race Groups in Durban, 1930-1946 Whites Indians Africans Year No. % No. % No. % 1930 3,931 76.02 1,164 22.52 76 1.46 1946 6,731 54.29 5,327 42.98 339 2.73 Source: Arkin, 1981, p. 169. 87 Indians dominated “non-European“ trade in Durban. This monopoly was helped by the effective exclusion of Indians and Africans from white shops by a combination of high prices and racist shopkeepers and customers. It was this dominance that was to see the anti-black-marketeer campaign of 1946 take a particular form. Just after the Second World War, the Communist Party galvanized thousands of Indian and African workers into protesting against the escalating food prices and frequent food shortages. During the warthere was a spectacular rise in the price of basic foodstuffs, and many black families were unable to purchase sufficient food. A survey of African school children during the war revealed that 40% of them were suffering from clinical malnutrition (Walker, 1983, pp. 70-72). After the war, prices continued to rise, accompanied by shortages. These shortages were often caused by manufacturers and wholesalers withholding supplies and the uncontrolled growth of black marketeering (Ihsfiuandian. 1 April 1946). Many traders who operated black- market enterprises did it in cahoots with the manufacturers, suppliers, or municipal inspectors appointed to stop such practices (W 26 December 1946). Many general dealers charged double or more for other basic food (flangaJasiNatal, 15 February 1947). Many in the Indian working class were suffering as a result of the increased prices. In Cato Manor, Indian workers would often walk from shack to shack selling the “juicy inside leaves of cabbagesfi After work they [Indians] would be around. Some would have gardens but not many. They were workers and they took the outside leaves for 88 themselves—you know a soup—water and leaves and boil it up with curry. They would offer us the inside for some money or whatever. (Interview with T. Shabalala, 31 June 1985; quoted in Edwards, 1989, p. 19) Both white employers and the City Council reacted unsympathetically. Many Indian traders appeared more concerned. Some sought the assistance of the Communist Party to distribute basic foodstuffs at regulated prices (Illa GuaLdian. 6 July 1946). However, the chaotic conditions in the shops often led to accusations of overcharging or short-changing. These conflicts were inevitable and cannot merely be ascribed to traders’ deliberate duplicity. However, these incidents provided further anti-Indian images which permeated important aspects of Africans’ daily life (Edwards, 1989, p. 21). In May 1946, the Communist Party began organizing food raids. The raids involved entering shops, searching for stockpiled products. and redistributing them. Both Indians and Africans participated in this struggle. However, despite the fact that white traders were also involved in black-market activities, the campaign centered around Indian traders. There were probably three broad reasons for this. First, the state was more likely to intervene if white shopowners were raided. Widespread anti-lndianism among Durban's whites meant that the state would be less prone to act if only Indian traders were targeted. Second, Africans and Indians shopped, in the main, at Indian stores. This made mobilization easier. Third, leaders of the Natal Indian Congress (many of whom came from the ranks of the Communist Party) sought to use the campaign as a weapon against traders who supported conservative Indian politicians. 89 For Party members the campaign represented a “people’s revolt.“ The events of January 1949 were to indicate that many African participants of the 1949 food campaign were drawing different conclusions to those reached by Party activists. For many participants in the campaign the chief benefit was the obtaining of scarce goods, a short-term gain. A key element in the success of direct action had been the threatened use of violence. If many drew the lesson that threats of collective violence were vital to achieving short-term goals, others would have been influenced by the rejection of legality implicit in the food campaign. Direct action by ordinary people went beyond constitutional protest politics and overturned legally entrenched property relations. (Edwards 8 Nuttall, 1990, p. 11) What was also apparent was the absence of state intervention because Indian as opposed to white shops were involved. The “lessons“ of the 1946 food campaigns were drawn upon in January 1949. Whereas in 1946 the shops were carefully selected, in 1949 the campaign was shorn of this sort of discipline. From the 19303, the Indian monopoly was challenged by an increasing number of aspirant African traders, hoping to take advantage of the rapidly expanding urban population and rising black real incomes between 1936 and 1947. Unable to raise capital because of property-ownership controls and coming up against the interests of established licensees, African traders argued thatthey should have exclusive trading rights over areas occupied predominantly by Africans (Torr, 1985, pp. 159-162). While this was government policy, African traders wanted it extended to include shack areas such as Cato Manor. A3 Indian traders moved to block competition from African traders, the latter turned to anti-Indian rhetoric. This anti-Indianism found resonance among the petty traders and thousands of consumers. Applications for pedlars’ licenses, and the development of cooperative schemes, mushroomed in the late 19403. 90 The period 1946 to 1950 was the time of the African cooperative movement. This movement was different from past attempts. It had distinctly political overtones. “During the late 19403 African workers saw the cooperatives not merely as a single element in their everyday lives, but the vital organizational structure through which they could commence the task of transforming their economic and political position in the city“ (Edwards, 1989, p. 41). Two economic principles underpinned the development of the cooperatives. While the notion of profit was not opposed, it revolved around the concept of an acceptable profit. This concept led to a militant critique of existing practices. Look, ifyou go into an Indian store and want to buy something you know that you are being cheated. The Indian also has a family and has to live but so does the African who works there. You knew your brothers were getting peanuts so you were getting cheated. (Interview with C. Khumalo, 7 July 1985; quoted in Edwards, 1989, p. 42) The cooperative (it was believed) offered a means of gaining a foothold in the city’s redistributive cycle of capital. The second economic principle was that money, goods, and services should circulate as quickly as possible. “Workers should bring into the community as much of their salary as possible, and involve themselves in selling and buying. It was through this cycle of selling and buying that a community of workers, families and ’unemployed’ would unite“ (Edwards, 1989, p. 43). The economic dimensions and radical aspects of the cooperative movement are seen in an article written by a cooperative leader: As an oppressed group there is a tendency, natural and understandable, to place too much accent on politics. In a sense this cannot be avoided. 91 The vote, however useful it is, is not everything. There are other powerful forces at work besides the vote, one of them being economic power. The man who wields a financial whip is often the master, the ruler, the law. We therefore congratulate the growth of the Co-operative Movement in Durban. (flangaJasgNatal, 16 August 1947) For this cooperative leader, the cooperative movement was “much more powerful, in membership and accumulated funds, than the Congress“ (flange mum. 16 August 1947). “From its inception in the mid-1940’s the popular cooperative movement had been a distinctively ’African,’ and even more narrowly a ’Zulu’ phenomenon, drawing racial, national and ethnic boundaries to advance material interests“ (Edwards & Nuttall, 1990, p. 12). Despite the efforts of African pedlars and cooperatives, Indian-owned shops in the shack areas and central business district continued to receive African customage. Indian shops had the attraction of credit bargaining over the prices, and goods packed in small quantities. The Indian trader came to be seen as a barrier to African interests. As an African tearoom proprietor lamented, Indians only bought from Indians: The next door tea-room is Indian owned. . . . Africans are supposed to deal with Africans, but Africans go into the shop next door. I can’t complain because I have an Indian landlord. So I share the Africans with him. But Indians only buy with him. . . . They are very particular to buy from their own people. (quoted in Kuper, 1965, p. 293) African calls for Indian shopowners to employ Africans were ignored. Indian traders vociferously objected to the granting of sole trading rights to Africans in African residential areas. “For Africans, the force of ethnic consciousness in trade was clearly evident“ (Edwards, 1989, p. 38). 92 2.4.4 Iransport In 1930, the Motor Carrier Transport Act was passed. The Act allowed for the “coordination and planning of motor transportation“ at the local level, through the establishment of a Local Transportation Board (LRTB). It was hoped that the Act would prevent the expansion of small-time private bus operators. However, rather than curtailing, the Act often strengthened the position of private operators. The Act enabled the holder of a motor carrier certificate, as an existing operator, to oppose the application of any would-be new operator who wanted to secure a certificate on a route which the established operator already served. The existing operator could also apply for more certificates for new services which might coordinate with their existing undertakings. The LRTB vetted applications and heard objections (Torr, 1985, pp. 4-5). The LTRB could also curtail competition in those areas where there were no railways. As Stadler (1981) points out, in practice this meant that existing operators were protected and were greatly advantaged when trying to obtain more licenses. In Durban this meant the protection of Indian bus operators since they had established a hegemonic position in the 19203. In 1930, the Bus Owners’ Association was set up. Membership consisted of one white and 104 Indian bus owners. No Africans were members. African ownership in Durban was restricted to four buses. In the mid-19403, the Durban City Council began trying to control the African transport system. However, the Bus Owners’ Association successfully 93 frustrated these attempts. The Transport Enquiry Commission set up in the period reported that The private operators, through the Bus Owners’ Association, have vigorously opposed any attempt by the City Council to encroach upon what they consider to be their rightful preserves in the matter of non- European passenger transportation, and have been very successful in their representations to the Local Transportation Board. (The Scott Baldwin Report, Provincial Notices Nos. 250 and 332, 1945, p. 60) The City Council found an ally in the aspirant African petit-bourgeoisie. The latter realized that any attempt to break into the “transportation market“ was predicated on the breaking of the Indian monopoly. The attempt by the aspirant petit-bourgeoisie to enter the market was met with opposition by the Bus Owners’ Association. This created hostility on both sides. As Torr (1985) notes, the constant refusal to African operators applying for licenses in favor of incumbent Indian bus operators “created tensions amongst members of the aspirant petit-bourgeoisie class“ (p. 8). The superintendent at Lamontville warned in 1948 that “the native population were now becoming openly hostile to the Indian bus drivers who entered their location“ (quoted in Torr, 1985, p. 8). Torr also points to tensions between Africans and Indians over the transport issue in other townships and locations. A Women’s Committee in Clerrnont called for a quota policy to facilitate African enterprise in the face of entrenched Indian operators. This call was followed by the stoning of an Indian bus by about 70 women. When two licenses were obtained by Indians in the late 19403 to serve an almost exclusively African area, it was met with strong objections. The residents demanded that the municipality or an African be granted a license (Torr, 1985, p. 20). 94 Using the provisions of the Motor Carrier Transportation Act, Indian bus operators managed to stave off the interventions of the City Council and the aspirant petit-bourgeoisie. The African working class had to undergo increased hardship as a result of the monopoly. For example, in Chesterville, a municipal by—law stopped any private bus service from entering the confines of the township. The Act and the Bus Owners’ Association prevented the municipality from operating bus services to and from the township. The residents of Chesterville suffered the consequences of an inadequate bus service, as the buses available to them could only travel to the outskirts of the township, leaving them to walk the remainder of the way. (Torr, 1985, p. 9) The service was erratic. On the often overcrowded buses, the payment and charging of fares was often a disputed business. . . . Physical violence on the buses was common. Such conditions affected African and Indian passengers alike, but they were commonly refracted through a racially-defined lens. (Nuttall, 1989, p. 14) By the late 19403, the provision of adequate bus facilities had become an intensely conflictual issue. Developments in the labor market, housing, trade, and transport heightened Indian-African tensions. Spanning the entire African community, from workers to the aspirant African middle class and petty producers of commodities and services, Indians came to be seen as barriers to their upward mobility. 2.5 II C” [S I' 'II ISIU The political structure that underpinned state policy from the 19203 was segregation (Wolpe, 1972, p. 432). The peculiar feature of this policy was the maintaining of a labor force that was migrant and temporary, returning to the 95 Reserves in between periods of work and retaining the means of production in the African economy or having claim to such means. The exploitation of migrant labor-power of this kind enabled the capitalist sector to secure an increased rate of surplus value. How is this effected? When the migrant laborer has access to a means of subsistence outside the capitalist sector, as he has in South Africa, then the relationship between wages and the cost of the production and reproduction of labor-power is changed. That is to say, capital is able to pay the worker below the cost of his reproduction. In determining the level of wages necessary for the subsistence of the migrant worker and his family, account is taken of the fact that his family is supported, to some extent, from the product of agricultural production in the Reserves. It becomes possible to fix wages at the level of subsistence of the individual worker. The extended family in the Reserves is able to fulfill “social security“ functions necessary for the reproduction of the migrant work force. By caring for the very old, the sick, and the migrant laborer in periods of “rest,“ and by educating the young and so on, the Reserve families relieve the capitalist sector and the State from the need to expend resources on these necessary functions (Wolpe, 1972, pp. 434-435). In the early period of capitalist development in South Africa (the period of gold mining), the Reserve economy provided the major portion of Africans employed in capitalist production at any given moment, with supplementary subsistence and was thus a crucial condition of the reproduction of the migrant working class. The crucial function thus performed by the policy of segregation 96 was to maintain the productive capacity of the pre-capitalist economies and the social system of the African societies in order to ensure that these societies provided a portion of the means of reproduction of the migrant working class. Through a combination of factors there emerged a decline in the productive capacity of the pre-capitalist economies. This resulted in a decrease in the agricultural product of the Reserves, which meant that the contribution of the Reserves towards the subsistence necessary forthe reproduction ofthe labor force was diminished. This threatened to reduce the rate of surplus value through pressure on wages and posed, for capital, the problem of preventing a fall in the level of profit. The system of producing a cheap migrant labor force generated rural impoverishment, while at the same time it enabled extremely low wages to be paid to Africans in the capitalist sector. But increasing rural impoverishment, since it removes that portion of the industrial workers’ subsistence which is produced and consumed in the Reserves, also intensifies urban poverty. This two-fold effect of capitalist development has the potential to generate conflict, not only over wages, but also over all other aspects of urban and rural life. Clearly, the nature, form, and extent of actual conflicts generated by structural conditions will depend not only upon the measures of state control but on the complex conjuncture of political ideologies and organization, trade unions, the cohesion of the dominant sector, and so on. Although these may vary, what is stressed here is the tendency for these stnIctural conditions which center on the system of cheap labor to generate conflicts (Wolpe, 1972, p. 444). 97 The Second World War produced a period of very rapid economic growth in South Africa; it saw massive expansion of industrial production, and the period also saw a rapid influx of Africans into the urban areas. The degeneration of the rural economy contributed to this surge into the urban areas. Despite a large group of workers having no agricultural subsidy to their wages, the state Increased its efforts during the 19403 to force African workers to maintain their rural ties through proclamations requiring rural residents to return regularly to keep up their rights to land, through the establishment of “villages“ for the landless, and also through the operation of the Urban Areas Act. This Act made it extremely difficult for African people not born in the urban areas to qualify for residence. Despite these regulations and policies, this period saw an acceleration in the number of African workers who brought their families to the urban areas and demanded the rights to urban working-class residence and a level of wages to the cost of the reproduction of their labor in urban conditions (Hemson, 1979, p. 342). African workers struggling to maintain themselves and their families in urban conditions were under pressure from Native Administration officials, landowners threatening eviction, and declining real wages. They responded with militant struggles in the workplace and the community. Strike action increased, and thousands of African workers participated in squatters’ movements and bus boycotts. There were militant rural struggles at Witzieshoek and in the Transkei (Davies, O’Meara, & Dlamini, 1984. Pp. 17-18). These were some of the signs 98 of the growing assault on the whole society (and the structure of cheap labor power which underpinned it) which confronted the state in 1948. In Durban, social services in black areas were largely ignored for the simple reason that white ratepayers alone were enfranchised. According to the prevailing ideology ofStaIlardism, all Africans were “temporary sojoumers" in the white man’s city, and small groups of Indian municipal voters that had existed had been disenfranchised in 1924. Stallard had led a Commission which reported in 1922 that the towns were the white man’s preserve and that “the native should only be allowed to enter the urban areas, which are essentially the white man’s creation, when he is willing to enter and to minister to the needs of the white man, and should depart therefrom when he ceases to minister" (quoted in Davenport, 1969, p. 95). In 1948, of the total African city population of 150,000 persons, there existed licensed municipal, Union Government, private employer and private nonemployer, and African-owned accommodation for 82,700 people. This accommodation was both incapable of satisfying the existing demand and the expected increase in the African population of the city (Durban Housing Survey). By the late 19403, there was official single accommodation for 654 African women in the Thokoza Municipal Hostel in Grey Street. The hostel was totally overcrowded and unhealthy. Facilities and conditions in the municipal and South African Railways and Harbour Services male hostels were possibly more unsatisfactory than conditions at Thokoza. Officially, the Somtseu Road Men’s 99 Hostel could accommodate 4,456 people, but there were often up to 13,000 people crowded into the hostel (Durban Housing Survey, pp. 324-336). In 1948, it was estimated that, of the total African population of Durban, 67,300 people had no official accommodation. Some lived in the backyard hovels in and around Durban, while the remainder lived in the shantytown sprawls. By the late 19403, the densest, most popular area of shantytown settlement was in the Mkhumbane‘ area of Cato Manor Farm (Edwards, 1989, pp. 119-120). In 1951, the average African family was estimated at 2.7 persons, while the average density of the Cato Manor Farm shantytown dwellings was 8.8 persons per shack. With regard to the provision of health facilities in African residential areas, it was openly admitted that municipal, provincial, and Union government health services had, to all intents and purposes, broken down (Broome Commission, memorandum to the Durban City Council, Chapter 3). For Africans moving between such residential areas and their places of work and other locales within the city, the transport system had long been inadequate. By the late 19403, employers, among others, were calling for drastic changes to the local road transportation network as it affected African commuter traffic. Also, by the late 19403, there were only 282 municipal-, Indian-, or African-owned buses available for African passengers, the two main African bus ranks, Warwick Avenue Market and Dalton Road, being overcrowded and disorganized ‘Mkhumbane was the name Africans in Durban used to refer to Cato Manor. 100 (Industrial Employers Association, Natal Section, Annual Report1949-1950; Torr, 1985). As late as 1948, a City Council Commission under Justice Broome had reported on appalling conditions in the locations and had recommended the immediate rehousing of 23,000 shack-dwellers as a matter of “social urgency.“ The Council disregarded this message of the high probability of social tension. The Council was aware that Durban's white ratepayers would not be prepared to foot the bill for rehousing. As long as the locations and compounds provided docile cheap labor, they were serving their function. Besides, although the Council had assumed formal control of these locations in 1931 when the municipal boundaries had been extended, they had never established any kind of de facto control, and these locations had developed their own subsystems to exercise social control. When order did break down the weekend of the riots, it was a case of the police and army establishing control in these areas for the first time rather than a case of their attempting to reestablish their authority. The policy of segregation was in tatters by the end of the 19403. The policy had generated rural impoverishment and intensified urban poverty. Forced into the margins of the city, Africans tenaciously hung onto the shantytowns as it was their only means of maintaining a toehold in the urban areas. Both the local and national state displayed an incapacity to deal with the surge of Africans into the cities. Africans did not accept the appalling urban conditions passively. Where there was scope for leverage, African communities were quick to attempt either 101 to resist increased subsistence costs or to reduce the price of survival. In Johannesburg, the Alexandra bus boycotts of 1940 and 1945 and the squatters’ movement of 1944 to 1947 stand out as epic mass stmggles with the City - Council (Lodge, 1985, pp. 13-15). In Durban, conflict was to take a different form. The ruling United Party failed to develop a coherent alternative plan to segregation that could appeal to the white electorate. Originally formed in 1934 to organize together all sections of capital, it tried to appease all conflicting demands and adopted vacillating and extremely contradictory politics. The National Party was able to use the political space afforded by a political alliance under the banner of a militant Afrikaner nationalist ideology that ushered in the policy of apartheid. 2.6 W W The policy of apartheid developed as a response to this urban and rural challenge to the system. Within its framework, apartheid combined both institutionalizing and Iegitimating mechanisms and overwhelmingly coercive measures. At the most general level, that of control of the African political challenge, apartheid entailed the removal of the limited rights that Africans and “coloreds“ had in the Parliamentary institutions of the White State; the revision of old and the introduction of a whole complex of new repressive laws which made illegal militant organized opposition—security police, the Bureau of State Security, the army, and police and army reserves. In the economic sphere, 102 measures were introduced to prevent or contain the accumulation of pressure on the level of wages. With regard to labor, the National Party government enacted a variety of measures to maintain the circulation of African labor between the reserves and wage labor and to provide a basis for “rural urbanization.“ Amendments were made to African labor legislation to encourage a more efficient migrant labor system. Labor bureaus were established to direct the supply of labor, and tribal government was strengthened to reinforce controls over the industrial army of labor (Hemson, 1979, p. 356). Black peOpIe responded to the apartheid onslaught with militant action. In 1949, the ANC adapted a new radical “Program of Action," which set out a policy of mass action, boycotts, strikes, and civil disobedience. This was followed in 1952 by the Defiance Campaign. Although the Defiance Campaign was eventually broken, it did have a number of positive political effects. It led to closer cooperation between the ANC and other political organizations, especially the Natal and Transvaal Indian Congress (NIC and TIC). This created the conditions for the establishment of the Congress alliance and the series of mass mobilizing activities culminating in the adoption of the Freedom Charter in 1955. At the same time, the formation of the South African Congress of Trade Unions (SACTU) in 1955 brought a greater level of unity to the struggle of militant trade unions (Davies et al., 1984, p. 26). The widespread mobilization spearheaded by the Congress Alliance had its effects on the economy. The manufacturing industry, suffering from the 103 ravages of a militant workforce and the importation of cheap manufactured goods, “Iurched from instability in the early 19503 into decline and ultimately crisis“ (Innes, 1984, p. 173). By 1959, industrial output recorded a negative growth rate of 1.4% compared to a growth rate of 7.2% in 1954. Capital took fright and began to flee the country. By the end of 1960, South Africa faced a balance-of-payment crisis more severe than any experienced since 1932 (Innes, 1984, p. 173). Faced by this mounting crisis, the state moved decisively into the economic and political spheres. Import controls were intensified, the bank rate was raised, foreign exchange facilities reduced, restrictions placed on the commercial banks’ stock exchange dealings and, most important of all, in June 1961 the “Blocked Rand“ system came into being (placing restriction both on the repatriation of capital by non-South African residents and on the remittance of funds abroad by South African residents). The effect of these combined measures was that by the end of 1961 a favorable balance of payments position (of R86m) had been achieved and by February 1962 the foreign exchange and gold reserves had recovered to over R316m. (Innes, 1984, p. 73) At the same time, the state launched a campaign of sustained repression that resulted in the banning of the ANC and PAC and the effective crushing of black political resistance by 1963. The NIC, TIC, and SACTU, while not banned, were forced out of existence by the sheer weight of repression. The crushing of political resistance ushered in the next phase of apartheid. This was marked by a ten-year uninterrupted boom. The immensity of the economic boom was indicated by the fact that, while the GDP increased by 5.2% between 1957 and 1962, it jumped to 9.3% between 1963 and 1968 (Innes, 1984, p. 188). 104 It was during this period that the state promoted advisory bodies for Indians and “coloreds.“ The role of the Bantustans changed. They became increasingly the dumping grounds for those workers made superfluous by the rapid mechanization of industry and agriculture. The Bantustans also began to assume a political role. In response to the demand for political rights for all, the Bantustans were to be prepared for “self-govemment“ and eventual “independence.“ The African masses were to be told that political rights would be granted to them but only on a tribal basis in one of the ten so-called ethnic “homelands.“ It was during this period that the policy of separate development was consolidated. The Group Areas Act was used to remove “black spots“ in the white areas and strict racial residential separation came into being. Political aspirations of Indians and “coloreds“ were to be met through advisory bodies and those of Africans within the Bantustans. Underpinning all this was a sophisticated state apparatus. From the 19503, there was a greater centralization of power with regard to urban policy. The central state increasingly took upon itself the task of regulating the presence of Africans in urban areas in accordance with government policy. At the same time as this process of centralization was occurring, controls over the presence of Africans in urban areas were steadily being tightened. Stricter influx control was to be the chief mechanism for achieving this. The measures were implemented with much zeal. For instance, 105 prosecutions under the pass laws increased from a total of about 280,200 in 1951 to about 631,300 in 1970 (Savage, 1986, pp. 194-195). Hindson (1983) has argued that influx control after 1952 was simply not designed to enforce temporary migration. It also aimed to stabilize a section of the urban African proletariat, thereby reinforcing the differentiation between migrants and those with more permanent (Section 10) urban rights. This stabilization went hand in hand with another dimension of the state’s attempt to tighten control over urban Africans—its housing policy. State housing policies in the 19503 were designed to “remove black freehold rights in these areas, segregate the races, control movement and reduce the economic burden of blacks on the state and on local authorities“ (Morris, 1981, p. 69). The principle of residential segregation was entrenched and rigidified in the 1950 Group Areas Act. The principle was put into practice with the construction of vast African townships. According to the “ideal,“ these townships were to be sited as far as possible from white residential areas, but reasonably close to industrial areas. Spatial segregation was to be reinforced by buffer zones and by natural or other barriers. And townships were to be designed and sited in such a way that they could be cordoned off in the event of a riot or rebellion, and the resistance suppressed in open streets (Maylam, 1990, pp. 69-70). The combination of economic growth and repression facilitated a period of “social peace“ as compared to the 19403 and 19503. It was during this period 106 that the policy of apartheid was consolidated. However, by the mid-19703 the wheels were to start to come off. 2.7 W Bell (1983) has pointed out that the South African labor market is unusually rigidly segmented on a regional basis, and each region has a distinctive racial structure (p. 26) (see Table 4). Table 4 Racial Composition of Manufacturing Employment in the Main Industrial Regions (%) Region Whites Asians Coloreds Africans Cape Peninsula 16.5 1.5 68.8 13.2 Durban 13.5 32.6 4.2 50.0 PWV Region 30.4 1.3 6.2 62.0 Source: Bell, 1983, p. 25. As Table 4 shows, the colored proportion of the labor force is substantially higher in the Cape Peninsula than the Asian proportion in Durban-Pinetown. Indeed, the Durban-Pinetown region is unique in the country as a whole in that, in addition to the white component of its population, it has both a substantial proportion of Asians and a high proportion of Africans. By contrast, the Cape has a higher proportion of coloreds but a very small proportion of Africans; and the PWV region has the highest proportion of whites but also, among the three metropolitan centers, the largest proportion of Africans. 107 Table 5 shows that the period 1959-60 to 1976 was characterized by a general tendency for the proportion of Asian workers to increase. Table 5 Racial Composition of the Labor Force: Durban-Pinetown, 1960-1976 (%) Date Whites Asians Africans 1959-60 20.2 31.0 48.8 1967-68 16.9 35.2 47.9 1970 15.3 36.3 48.8 1972 14.2 35.5 50.3 1976 13.5 36.7 50. 3 Source: Bell, 1983, p. 37; figures for coloreds were included with those of Asians. The proportion of Indian workers increased from 31.0% in 1959-60 to 36.7% In 1976. African workers increased from 48.8% in 1959-60 to 50.3% in 1976. This increase in the African workforce was not accompanied by any reduction in the share of Indians in manufacturing employment in the region. There was also a general tendency for Asian workers to move upwards into more skilled occupations in the job hierarchy. Bell (1983) found that, in comparison with colored workers, who compete directly with and substitute for Africans rather than whites in the Cape Peninsula, Asians are in much more direct competition with whites than with Africans. 108 An important factor in the Asian propensity for upward mobility was that the level of educational attainment of the economically active Asian population was substantially higher than that of the other black groupings, as Table 6 indicates. Table 6 Eduwtional Attainment of the Economically Active Population of South Africa, 1981 (%) Education Whites Asians Coloreds Africans No education 0.1 1.1 13.6 40.5 Primary 1.5 23.6 45.7 43.9 Standard 6 to 9 51.3 59.4 37.2 14.9 Standard 10 30.3 10.1 2.2 0.5 Degrees 8 diploma 16.8 5.8 1.3 0.2 Source: Bell, 1983, p. 54. The structure of educational attainment of Asians was indeed closest to that of whites in 1981. While 10.1% of Asians had a Standard 10 education, only 2.2% of coloreds and 0.5% of Africans had reached the same level. In the Durban-Pinetown area, it was Asians who penetrated the semi- skilled, technical, and nonmanual levels of the occupational hierarchy. Africans continued to predominate at the lower ends of the occupational hierarchy and suffered heavily as the economy contracted. 109 Indians continued to hold a significant proportion of trading in the Durban area, as Table 7 shows. Table 7 The Number of Trading Licenses Held, by Race, in Durban, 1950-1975 Whites Indians Africans Year Total Actual % Actual % Actual % 1950 7.870 50.95 7.044 45.60 533 3.45 15.447 1955 9.617 53.83 7.728 43.26 519 2.91 17,869 1960 10,817 54.88 8,297 42.10 597 3.02 19,711 1963 10,913 53.75 8,661 42.65 731 3.60 20,305 1975 12,191 56.44 8,834 40.90 572 2.66 21,597 Source: Arkin, 1981, p. 293. The press often highlights tales of success stories, workers who became entrepreneurs, such as F. Reddy, once a factory machinist. By 1982, he was the proprietor of a clothing factory with 600 workers (W, 1982 supplement). Mr. Moodley of Pietermaritzburg had, by that year, been able to advance in life from foreman to factory manager to shoe factory owner (P_ost Suoolemem, 16 November 1983). Sylvia Singh, a machinist made redundant in 1977, borrowed machines, got space from her old boss, and with an advance and cheap vinyl, began the successful manufacture of luggage (Fiat Lux, VI(5), 1982). 110 In manufacturing, the proportions of Indian ownerships, partnerships, and private companies all increased over the period 1959-60 to 1976. For the first two categories, the proportion grew from 12% to 14% of the white number. For private companies the proportion increased from 1.7% to 2.5%. Although the number of Indian-owned companies was very small by comparison to those owned by whites, Indians owned 86.5% of all non-white-owned private companies in 1976 (Arkin, 1989, p. 64). In the 19403, the Indian merchant was the most visible part of the Indian community. It was the merchant who came to define lndo-African relations because of the particular form that the interaction took. Beyond the merchant class and those who found stable jobs as semi-skilled operatives in the manufacturing industry, manylndians experienced extremely harsh and insecure living conditions. In 1943-44, more than 70% of Indians were estimated living at or below the poverty datum line, whereas 40% were so poor they could be called destitute (Ginwala, 1974, p. 303). In the 19403, tuberculosis was still prevalent among the Indian working class. Diets were sparse, malnutrition was a serious issue, and most families were in debt. The Magazine Barracks, home to thousands of Indian municipal employees, opened in 1880. Before the First World War, it was condemned by the municipality as being not fit for human occupation, but it continued to exist for another half century. Conditions for railway workers and life in their barracks were as bad. Unemployment was endemic even in the best years the economy experienced (Freund, 1991b). 1 11 By the 19803, the Indian working class had carved a greater space for itself in the greater Durban economy. It had secured itself a mid-level in the occupational hierarchy. By 1973, over 30% of Indian workers in manufacturing were estimated to be supervisors, artisans, or apprentices (Freund, 1991b). Unemployment had declined considerably. One report on the Indian labor supply in 1978 estimated that unemployment in the potentially economically active labor force was 3.3% for those over 25 and 5.5% if the 15-25 age group was included in the count. The merchant also continued to retain a significant place in Durban’s economy. WIth the economy growing rapidly in the 19603 and the black resistance movement in disarray, the state was well placed to implement the policies of apartheid. Central to these policies were the provisions of the Group Areas Act, which was used as a basis for the implementation of a comprehensive system of racial zoning (see Map 3). Indians were hard hit by the Group Areas Act, as Table 8 illustrates. Table 8 The Number of Families Disqualified by the Group Areas Act, by Race: 1950-1972 Race No. of Families No. of Families to No. of Families Resettled Be Resettled DIsquaIIfied White 1,513 135 1,648 Colored 44,855 27,538 72,393 Indian 27,694 10,641 38,335 Source: Arkin, 1984, p. 234. 112 .8me 35 E 2350 8820 5 82m .505 consumed ”m gas. :33 m. .3535: .. ........... 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