THE EFFECTS OF OPEN AND CLOSED INQUIRY MODES USED BY COUNSELORS AND PHYSICIANS IN AN INITIAL INTERVIEW ON INTERVIEWEE PERCEPTIONS AND SELF- ' DISCLOSURE Dissertation for the Degree of Ph. D. MICHIGAN STATE UNIVERSITY DOLORE ROCKERS, OSF. 1976 LIBRARY Michigan Scam INI\\II\\IIIIII\I8I§III§I\ 3 1293 01067 _..—- This is to certify that the thesis entitled THE EFFECTS OF OPEN AND CLOSED INQUIRY MODES USED BY COUNSELORS AND PHYSICIANS IN AN INITIAL INTERVIEW ON INTERVIEWEE PERCEPTIONS AND SELF-DISCLOSURE presented by Dolore Rockers, O.S.F. has been accepted towards fulfillment of the requirements for Ph. D. degree in _C_ans£.ling NED/MM \ Major proffi Date Au net 27 0-7639 PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. mg 32 5 2 DATE DUE DATE DUE Inf- n- .‘\ c 1/96 alumnus-p.14 ABSTRACT THE EFFECTS OF OPEN AND CLOSED INQUIRY MODES USED BY COUNSELORS AND PHYSICIANS IN AN INITIAL INTERVIEW ON INTERVIEWEE PERCEPTIONS AND SELF-DISCLOSURE By Dolore Rockers, O.S.F. Health care is an area of concern for every person. This care . includes treatment of body and mind and, therefore, both.physicians and counselors can be considered health care providers. Because of parallel factors in training and practice across the disciplines of counseling and medicine, there is a need for collaborative research and an exchange of knowledge regarding productive teaching programs and effective inter- viewing techniques. There have been no reported studies which.examine the effects of specific interview styles as they are used by different health professionals. The question of whether or not the occupational status of the interviewer affects interviewee perceptions and self- disClosure has not been investigated directly. The sex of the inter— Viewer and the sex of the interviewee have been reported to have dif— ferential effects on interview outcomes but the research available is not conclusive. The purpose of this research.was to look at the effects of an open or closed inquiry style, as they are used by a.male or a female counselor or physician in an initial, infbrmation-gathering interview, on the interviewee's perceptions and self-disclosure. The basic research — “—— .——-—- _— —_ —«—_ _-— OUESI fessi close as a fessi or ti eithe tepti or mi the I and f Dolore Rockers, O.S.F. questions addressed were: 1) Does the inquiry style of the health pro- fessional in an initial interview affect either the amount of data dis- closed by the patient or the patient's perceptions of the professional as a caring person? 2) Does the occupational status of the health pro- fessional influence either the amount of data disclosed by the patient or the patient's perceptions of the professional as a caring person? 3) Does the sex of the health professional, or of the patient, affect either the amount of data disclosed by the patient or the patient's per- ception of the professional as a caring person? The independent variables were: 1) Inquiry Mode (open, closed or mixed); 2) Occupational Status (counselor or physician); 3) Sex of the Interviewer (male and female); and 4) Sex of the Interviewee (male and female). Two instruments measured the interviewee's perceptions of the interviewer as a caring person: the Counselinngvaluation Inventory which is a twenty-one item rating form with three subscales to measure interviewer comfort, counseling climate and interviewee satisfaction; and the Barrett-Lennard Relationship_1nventory which has items covering the concepts of empathy, congruence, level of regard and unconditional- ity of regard. The interviewee's self-disclosure in the interview was measured by the Interviewee Productivity Measure which.was a frequency count of the factual and attitudinal data the interviewee presented during the audio-taped interview. Trained tape reviewers made the count while listening to the playback of the interview. Four Research Associates, two female and two male, were trained to present the following treatment conditions: 1) an Open Inquiry Mbde Dolore Rockers , 0. S.F . in which at least 80% of the inquiries were asked in a manner which allowed the interviewee wide latitude in response; 2) a Closed Inquiry Mode with at least 80% of the inquiries phrased so that they could be answered with a simple "yes," "no" or short factual answer; and 3) a Mixed Inquiry Mode with at least 40% open inquiries and 40% closed in- quiries. The latter was considered the control condition. The Associates simulated the roles of physician and cormselor on alternate days and presented the treatments in a randomly determined manner. Seventy-two female and seventy-two male volunteer subjects were randomly assigned to the three treatment conditions that were spread across a four week period of time. The twenty minute audio-taped interview was an initial history-taking interview similar to an intake interview in any health clinic. I Hypotheses were tested for the main and interaction effects of the four independent variables. The dependent measures were the two in- ventories of the interviewee' s perceptions of the interviewer and the one measure of the quantity of data gathered from the interviewee. Multi- variate and univariate analyses of variance were performed using the Firm computer program and with the probability of a Type I error set at the .05 alpha level. The Inquiry Mode used in the initial interview, the Occupational Status of the interviewer and the Sex of the Interviewee were the hypotheses that had non-significant nultivariate and univariate F's. These three variables had. no differential effects on either the amount of data disclosed by the interviewee or on the interviewee's per- ceptions of the professional as a caring person. Dolore Rockers, O.S.F. The hypothesis which tested for differences between.male and female interviewers showed that the females received significantly higher ratings than the males. The Barrett-Lennard Relationship Inven- tory was the dependent measure on which the female interviewers were rated as having significantly more unconditional positive regard, a higher level of regard and more empathic understanding than the male interviewers. Additional analysis showed that between-male and between- female interviewer differences were also significant on the subscales of the Barrett-Lennard. Explanations considered included the pos- sibility that these two female interviewers were quite different from the two male interviewers in their interpersonal approach to the inter- viewees or that the cultural stereotype of the female as the more nurturant and empathic person was influencing the interviewee'S‘percep- tion. Further research was suggested to test these hypotheses. THE EFFECTS OF OPEN AND CLOSED INQJIRY DIODES USED BY COUNSELORS AND PHYSICIANS IN AN INITIAL INTERVIEW ON INTERVIEWEE PERCEPTIONS AND SELF-DISCLOSURE By Dolore Rockers, O.S.F. A.DISSERTATION Submitted to Michigan State University in.partia1 fulfillment of the requirements for the degree of DOCTOR.OF PHILOSOPHY Department of counseling, Personnel Services and Educational Psychology 1976 ACKNOWLEDCMENTS Many persons advised, encouraged and assisted me in the comple- tion of this research. I would like to thank the following individuals in particular. James R. Engelkes, committee Chairman, who contributed time and helpful suggestions during the execution of this research. John M. Schneider, comnittee member, colleague and friend, who provided insight about the research, challenged my creative thinking and supported my professional efforts during the last three years. Richard G. Johnson, corrmittee member, who assisted me in devel- oping the research design and made helpful criticisms about the analysis. Betty L. Giuliani, committee member, who prompted me to take a look at some of the theoretical questions underlying research methodology. Judy Breitmeyer, Holly Holdman, Marty McKay, and Tony Straseski who worked as Research Associates with enthusiasm and professionalism. William Heater, Chairman of Social Sciences at Lansing Column- ity College, the professors and the students of the Social Science De- partment who were willing to promote this research by their cooperation. Amy Sevenski, Debbie and Beth Hoatlin, and Kelly Lynch who gave up several Saturday and Sunday afternoons to act as receptionists. The Rockers family who have loved, consoled and applauded me in my efforts for many years. They helped me to keep the essential reali- ties of life in the proper perspective. The members of the Personnel Board of the Franciscans of Rochester, Minnesota, who were always interested in my progress and generous with their emotional support. Kenneth Pierre, David Vandergoot, Marjorie Habenicht, Meigan Fogarty, J. Margaret Pirkl and many other friends and colleagues who lived through the ups and downs of graduate study with me. They cared for and encouraged me with generosity. ii TABLE OF CONTENTS Chapter Page I. IDENTIFICATION OF THE RESEARCH PROBLEM ..................... 1 Introduction ................................................ l Rationale The Dyad ................................................. 2 The Initial Interview .................................... 4 Inquiry.M0des ............................................ 5 Occupational Status ...................................... 7 Sex Differences .......................................... 9 Expectations, Satisfaction and Self-Disclosure ........... 9 The Problem Purpose ................................................. 11 Research Questions ...................................... 12 Overview ................................................... 13 II. REVIEW OF THE LITERATURE .................................. l4 Inquiry Styles in the Interview ............................ 14 Occupational Status Effects in the Interview ............... 20 Sex Differences in the IntervieW' ........................... 22 Client Satisfaction and Disclosure in the Interview ........ 24 ‘ Audio Recording Effects in the Interview' ................... 27 SUmmaEy .................................................... 28 III. DESCRIPTION OF METHODOLOGY AND DESIGN ...................... 31 Selection and Training_of Research Associates .............. 31 Selection of Subjects Population ............................................. 33 Sample... ............................................... 33 Generalizability of Sample .............................. 34 iii Chapter Page III. continued DependentIMeasures The Counseling Evaluation Inventory ..................... 35 The Barrett-Lennard Relationship Inventory .............. 37 The Interviewee Productivity Measure .................... 39 Treatment Procedures Phase I - Pre-Treatment ................................. 40 Phase II - Treatment .................................... 40 Phase III - Post-Treatment .............................. 44 Design ..................................................... 44 Hypotheses ................................................. 46 Statistics Used ............................................ 47 Summary .................................................... 48 IV. PRESENTATION OF RESULTS 50 Preliminary Data ........................................... 51 Tests of Hypotheses Hypothesis One - Inquiry Mede Main Effect ............... 55 Hypothesis Two - Occupational Status Main Effect ........ 58 Hypothesis Three - Interviewer Sex Main Effect .......... 60 Hypothesis Four - Subject Sex Main Effect ............... 65 Summary .................................................... 67 V. SUlvMARY AND DISCUSSION 71 Summary ..................................................... 71 Discussion of Results ....................................... 72 Inquiry Mbdes in the Interview ........... ' ................ 72 Occupational Status Effects in the Interview ............ .74 Sex Role Differences in the Interview .................... 75 iv Chapter Page V. continued Limitations ................................................. 77 Recommendations for Further Research ........................ 79 LIST OF REFERENCES ............................................... 81 APPENDICES Appendix A. Letters Recruiting Research Associates ...................... 87 B. Training Program.for Research Associates .................... 90 C. Sample of Open and Closed Inquiries ......................... 93 D. Letter Recruiting Subjects .................................. 95 E. Demographic Questionnaire Summary Tables of Demographic Characteristics ............... 97 F. Interviewee Productivity Measure Training Program.for Tape Reviewers Reliability Calculations ................................... 104 G. Appointment Reminder for Subjects .......................... 109 H. Subject's Introduction to Interview Situation Consent to be Taped Form ................................... 110 I. Interviewer's Prompt Card .................................. 112 J. Additional Univariate Tables ............................... 113 Table Page 3.1 Sequence of Inquiry Modes for Each Interviewer ............ 43 3.2 Sumnary of Design Characteristics ......................... 45 4.1 Scoring Ranges for the Dependent Measures ................. 51 4.2 Sumnary of Means and Standard Deviations for the Miltivariate Analysis of Variance of Three Dependent Measures ................................ 52, 53, 54 4.3 Mlltivariate Analysis of Variance between OPEN, CLOSED and MIXED INQUIRY MODES .............. 56 4.4 The Pooled Means for the INQUIRY NDDE Main Effect ......... 57 4.5 Miltivariate Analysis of Variance between COUNSELOR STATUS and PHYSICIAN STATUS ............. 58 4.6 The Pooled Means for the OCCUPATIONAL STATUS Main Effect. .59 4.7 Miltivariate Analysis of Variance between MALE INTERVIEWERS and FEMALE INTERVIEWERS ......... 60 4.8 The Pooled Means for the INTERVIEWER SEX Main Effect ...... 61 4.9 Univariate Analysis of Variance of the Dependent Measures for INTERVIEWER SEX Main Effect ........ 62 4.10 Miltivariate Analysis of Variance Within Female and Within Male Interviewers .............................. 63 4.11 The Pooled Means for the Within Male , and Within Female Interviewer Effects ..................... 64 4.12 Multivariate Analysis of Variance between MALE SUBJECTS and FEMALE SUBJECTS ................ 65 4.13 The Pooled Means for SUBJECTS SEX Main Effect ............. 66 LIST OF TABLES 4.14 Summary of the Miltivariate Analysis of Variance for the Total Scores of the BLRI, the CEI and the 1m ..... '. .. .68 vi Table . Page 4.15 Summary of the Moltivariate Analysis of variance for the Three Subscales of the Counseling Evaluation Inventory....69 4.16 Sumnary of the Multivariate Analysis of Variance for the Four Subscales of Barrett-Lennard Relationship Inventory..70 E.l NUmber of Subjects by Years of Age ........................ 99 E.2 Nomber of Subjects by Years of Education Completed ........ 99 E.3 Marital Status of Subjetcs ............................... 100 E.4 Income Level of Subjects or Their Source of Support ...... 100 E.5 Heme Town of Subjects .................................... 101 E.6 Race of Subjects ......................................... 101 E.7 NUmber of Subjects by Occupation ......................... 102 E.8 NUmber of Subjects Who Saw a Physician over the Last Three Years and Their Attitude Toward the Physician ...... 103 E.9 Number of Subjects Who Saw a Counselor over the Last Three Years and Their Attutude Toward the Counselor ...... 103 J.1 Univariate Analysis of Variance of the Dependent Measures for INQJIRY MODE Main Effect .......... 113 J.2 Univariate Analysis of Variance of the ’ Dependentheasures for OCCUPATIONAL STATUS Effect ........ 114 J.3 univariate Analysis of variance of the Dependent IMeasures for the withianale and within.Female Effect....115 J.4 univariate Analysis of variance of the Dependentheasures for the SUBJECT SEX Main Effect ....... 116 vii CHAPTER I IDENTIFICATION OF THE RESEARCH PROBLEM Introduction This study is an investigation of a patient's disclosure of personal information and the patient's perceptions of the interviewer in an initial interview conducted by a health professional using one of three inquiry styles. Because of parallel factors in interview training and practice across the disciplines of counseling and medicine, there is a need for collaborative research and an exchange of knowledge regarding productive teaching programs and effective interviewing methods I GMatarazzo, 1971). This research is designed to further this exchange. Initial patient interviews, whether conducted by counselors or physicians, have several common elements. Each is a dyadic interaction which is both asymmetrical and reciprocal. Asymmetrically, the inter- viewer has the higher status as defined by the occupational role and the service being offered to the requesting second party. Initially, the interviewer controls the manner, direction and content of the informa- tion-gathering first session. Sex differences and the individual frames of reference of each party are also asymmetrical factors. ReCiprocity within the dyad is evidenced in the interplay of verbal and non-verbal cues from one person which prompt the other's 2 response. Efficient use of time, empathic listening and response to in- formation shared, ethical treatment as a human being with full rights and responsibilities, and effectiveness in attaining the ultimate goals of the encounter are the ideal mutual expectations Of interviewer and interviewee. The outcome of such an asymmetrical yet reciprocal inter- view between adults affects all subsequent interactions. It is here that the first match between expectation and satisfaction is made. Training programs in counseling and medicine teach that informa- tion is most effectively and efficiently gathered during the course of the interview if specific inquiry methods are used (Benjamin, 1969; I Enelow G Swisher, 1972). These methods are judged adequate if they lead to accurate labeling of the interviewee's concerns and if they aid in developing an effective intervention plan. The interviewee's satisfac- tion and self-disclosure are alos measures of the effectiveness of the encounter (Truax 8 Carkhuff, 1967). Rationale The Dyad An interest in the communication patterns between two or more persons provided the basis for the core of Harry Stack Sullivan's theory (1953) on the psychiatry of interpersonal relationships. One of his pos- tulates pertinent to this study is that each person in any two person interaction is involved as a portion of the interpersonal field, rather than as a separate entity, in the total processes of that special field. Each dyadic encounter creates a unique field which is finite and yet fluid. The patterns reflecting expectations and needs of both parties emerge only when this interpersonal field is created. Individ- ual personal histories, social roles, the limited set of learned behav- ioral responses that each person brings, the purpose of the interaction, the content covered in the interview, and the expectations of both.par- ties help to define the specific nature of the interpersonal field. Enelow and wexler (1966) label this continuing interplay between a phy- sician and patient a "transactional process" and they indicate that it is influenced by the interpersonal histories and social roles of both the physician and patient. Kell and Mueller (1966) call the constant stimulation and consequent response between a counselor and client the "reciprocal impact . " Szasz and Hollender (1956) and Magraw (1966) elaborate on the nature of the physician-patient relationship and present three models to describe it. These models are styles of interacting which could occur in a variety of clinical or social settings. The model 0f.§E£in ity:passiviry presents the stance that one person in the dyad is active and the other is inactive or acted upon. The health professional does something to the patient. In the model of guidance-cooperation the pro- fessional tells the patient what to do and the patient obeys. The most powerful in the relationship does the leading and the other cooperates. The mutual participation model promotes the postulate of equality in power, need and activity. The health professional helps the patient to help himself. The authors hasten to point out that any one of the models may be entirely appropriate under certain circumstances. In this research the model used is similar to the guidance-co- operation model in that the interviewer directs the information flow and the interviewee is instructed to respond to the inquiries. Since this kind of relationship is like the beginning of a nonrcrisis encoun- ter, the initial history-taking interview is selected as an analogous situation for this study. "Problems in human contact between physician and patient often arise if, in the course of treatment, changes require an alteration in the patterns of the...re1ationship (Szasz and HOIlender, 1956)." When the interpersonal field changes the professional must be able to recog- nize the nuances and adapt interpersonal behavior appropriately. In the interview this might mean a change in inquiry style, termination of the present encounter, or referral to another professional. The interview, as defined in this research, does not allow for such adaptive responses because the outcome of interest is the effect of specific inquiry styles on a patient's perceptions and self-disclosure. Maintaining one inquiry style throughout the interview and varying the style across in- terviews is the procedure used to test for differential effects. The Initial Interview The health professional has three basic goals for the first in- terview (Sullivan, 1949; Sheppe G Stevenson, 1963; Enelow & wexler, 1966; Tyler, 1969): 1) to establish a positive relationship with the patient; 2) to determine the specific and immediate concerns of the patient at the time of the interview and to begin remedial treatment if that. seems indicated; and 3) to elicit the pertinent personal his- tory which will help to clarify the patient's frame of reference and provide clues for acceptable or threatening intervention programs. The patient, also, expects some specific intervention and a relationship ‘with a professional who demonstrates an interest in this individuallas; a person and not just a list of symptoms (Snyder G ware, 1974). Daily (1960) suggested that a "life history" provides the framework for the ordering of all the other data collected about a pa- tient. A content validity analysis of eighty video-taped interviews of Family Practice physicians indicated that inquiry into a patient's per— sonal hiStory is a significant part of the diagnostic workup (Cassata 23.21) 1974). The Sytematic Counselor Training Program at Michigan State university (Winborn 23.212 1971) encourages collection and review of pertinent client data as a beginning step in the counseling process. For those who question the efficiency of a life history-taking proce- dure, Enelow and wexler (1966) stated that they have demonstrated re- peatedly that an informative personal history can be obtained in an initial interview of under thirty minutes. The initial interview may be the only contact between the pro- fessional and patient or it may be the beginning of an extended rela- tionship. First impressions are formed by both.parties as each tests the skills and personal qualities of the other. An assumption made in this research is that the first impression may be a significant causal factor in: l) the patient's willingness to be self-disclosing; 2) the nature of the information provided by the patient (Bird, 1955; Engel 8 iMorgan, 1973); 3) the patient's return for further assistance; or 4) the manner in which the patient complies with the proposed interven- tion plan (Davis, 1968). The question then becomes; "What interactional variables influence this first impression?" InquiryiMOdes In an information-gathering interview such as the initial ses- sion between a health professional and patient, a question and answer format is generally used. The inquiry style of interest in this research can be represented by a continuum that has a relatively general question at one end and a very specific question at the other extreme. The dicho- tomous end points have been called "exploratory - non-exploratory" by Kagan (1972), "open - closed" by Benjamin (1969), "ambiguous - specific" by Siegman and Pope (1972), and "reflective - leading" by Ashby 23.21. (1951). These researchers have theorized that the extreme ends of the continuum affect the quality and quantity of the data obtained in the interview in a different manner. The open mode of inquiry is said to create a warm, positive atmosphere and is an encouragement to the inter- viewee to respond with a wide variety of content. The opposite kind of inquiry may inhibit the interviewee, limit the response to a specific answer, and may be detrimental to establishing good rapport (Benjamin, 1969). Enelow and Swisher (1972) proposed that the open style of ques- tioning should be used first in an interview to set the patient at ease. Then the interviewer should proceed to a more specific and closed style to get the detailed information that is needed for further diagnosis and program planning. There are those professionals who would say that an open style can be used throughout the interview without diminishing pertinent information flow. Others (Enelow G wexler, 1966), acknowledg- ing the constraints of time, insist that direct questions are the most efficient and do not interfer with effectiveness. Of course, judgments I about the adequacy of the data in terms of quality and quantity are relatively subjective decisions made by the professional as the diagno- sis and intervention plans begin to crystalize. In speaking about the medical interview, MacKinnon and Michels (1971) pointed out that as long as the patient sees the physician as a potential source of help, the patient will volunteer, "more or less freely," as much information as seems pertinent to helping the profes- sional deal with the concern. There are two questions which follow from this. Does the quality or quantity of data given by the interviewee de- pend upon the manner of inquiry? Does the quality or quantity of data depend on the kind of data which is pertinent to either the interviewer or the interviewee? In this research the pertinent data, from the inter- viewer point of view, is a constant in the interviewer role. The manner of inquiry is varied. chupational Status The health professional, by virtue of specialized training, ex- perience, and cultural stereotypes is assigned a certain social and pro- fessional status which has recognizable patterns of behavior and speci- fic functions in society. The sum total of the cultural patterns asso- ciated with a particular status is called a role (Hellander, 1967). Ivey and Robin (1966) identified three basic elements of a role. It is: 1) a set of norms which arise from general social agreement; 2) a spe- cific position or location in.a social structure in relation to others; and 3) expectations for behavior that have been assigned by significant others and describe what the individual taking a position actually does. The general norms which have been defined for the physician GMagraw, 1966) can be applied to other health professionals. There is an acceptance of the responsibility for caring for another person who is seeking help, a commitment to act in the patient's interest and not for the professional's own personal gain, and a sense of obligation to remain emotionally neutral, objective and non-judgmental with.the patie ideal: UN h their tarin Malpr 1971) depen Consi has 1 total ihNes Patie patient. These three elements of the health professional's role are idealized postulates of behavior which are monitored by professional and legal statutes. Though physicians or counselors may think that their professional behavior is according to these idealized norms of caring, the patient may perceive the relationship quite differently. Malpractice suits are one manifestation of this variance (Dornette, 1971) . The specific position or status within the social structure depends on the occupational specialty of the health professional being considered. Each position in the hierarchy of the health professions has its own set of expectations about behavior based on ill-defined cul- tural generalizations and each person's past experiences. This research investigates whether or not these differences have any effect on the , patient's perceptions of the interviewer or amount of self-disclosure. Adler (1972), a sociologist, pointed out that "it is in the in- terview that the professional's role is established." Health profes- sionals have been recruited mainly from the upper and middle classes. Therefore, part of their role behavior is a function of their cultural background. Reactions of patients to the professional have also been shown to follow class attitudinal patterns (Simnons, 1958). Higher sta- tus patients are less passive in the interview and offer much more of the requested information spontaneously. The lower class patient may defer to the professional and, yet, may demonstrate a hesitancy to fol- low interviewer leads. Occupational status, as defined in this study, is manipulated to induce a mind set in the patient to eXpect behavior patterns associ- ated with the status of physician or counselor. Sex Differences Sex is considered to be a significant attribute of a social role and there are fairly fixed social expectations about sexual behavi- or (Hollander, 1967). Guttman (1974) reports that "in the counseling profession(s) women have been valued primarily for their nurturant and supportive functions." The male, conversely, is valued for his scienti- fic expertise and an aggressive approach to problem-solving. If these views are the prevailing cultural stereotypes they are, then, likely to affect a patient's perceptions of and response to the interaction with a health professional. Of course, there may be real behavioral varia- tions between male and female health professionals in their approach to patients because of their own socialization processes. One of the main purposes cu? this research is to see if the sex of the interviewer or of the interviewee is a differentiating factor in the initial interview GDCQJJ’IEET . Expectations, Satisfaction and Self-Disclosure Expectations regarding the quality of care are a reflection of the patient's personal needs, status, sex, age, professional expertise, past experiences, and a variety of values and attidues regarding health care. An extensive study of the health expectations of persons in sev- eral counties of southern Illinois has shown that attitudes toward gar; igg_(defined as the humanness of the physician) and guring_(the quality of medical treatment and the competency of the health professional) "appear to reflect the same underlying attitudinal dimensions (ware 8 Snyder, 1975)." If the patient expects to be "cared for" and "cured" because of interaction with the health professional, then one measure of the 10 satisfaction for such care and cure might be the patient's perceptions of the professional as a caring person. The more that the client perceives the therapist as real or genuine, as empathic, as having an unconditional regard for him, the more the client will move away from a static, fixed, unfeeling, impersonal type of functioning, and the more he will move toward a way of functioning marked by a fluid, changing, acceptant experiencing of differentiated personal feelings. The consequence of this is alteration in personality and behavior in the direction of psychic health and maturity and more realistic relationships to self, others, and the environment (Rogers, 1961. p.66). This perception of the professional as a caring person is vital to the physician-patient relationship as well as to that of the counsel- or and client. Bernstein and Dana (1970) have listed three ways that patients demonstrate dissatisfaction with the relationhsip with the health professional: 1) by non-payment of bills; 2) by non-compliance, conscious or unconscious, with treatment regimes; and 3) by filing mal- practice suits. Dornette (1971), physician and lawyer, said that even though the physician has committed a negligent act that has injured the patient, "the physician who maintains sound rapport with that patient still may escape liability." Willingness to cooperate in the comprehensive disclosure of personal-social information during the initial interview, measured by the quantity and quality of data, is another indication that the inter- viewee is satisfied with the relationhsip (Jourard, 1971). In summary, the variables of (l) inquiry style in an initial interview, (2) occupational status of the professional conducting the interview, (3) the sex of interviewer and interviewee, and (4) the in- terviewee's satisfaction with the relationship are the interacting ele- ments which this research aims to test for differential effects. Inter- viewee satisfaction is defined operationally to include two separate 11 dimensions: 1) the interviewee's perceptions of the interviewer as a caring professional, and 2) the amount of personal information the in- terviewee is willing to disclose during the interview. The Problem Health care is an area of concern for every person. This care includes treatment of body and mind and, therefore, both physicians and counselors can be considered health-care providers. Since both.medicine and counseling train persons to interview patients for various purposes, each could benefit from the findings that the other profession has veri- fied through years of developing and evaluating training programs and techniques. But before transfering learning paradigms from one disci- pline to another, the effects in each setting should be examined. Do the inquiry styles used by counselors have the same effect when used by physicians? At present there are no such.cross-discipline studies. Are male and female interviewers perceived to have the same relationship qualities by male and female interviewees? There is no definitive re- search which can answer this question. Purpose The purpose of this research is to test the effects of open, closed, and mixed inquiry modes, as they are used by male and female counselors and physicians in an initial, information-gathering inter- view. The inquiry modes are defined as follows: 1) The OPEN INQUIRY interview has leads which solicit opinions, feelings, facts...anything the interviewee would like to say. 12 2) The CLOSED INQUIRY interview has interviewer leads asked in a manner where "yes," "no," or a short, factual answer seems the most appropriate. 3) The MIXED INQUIRY interview has a combination of open and closed interviewer leads. Two instruments measure the interviewee's perceptions of the interviewer as a caring person: The Counseling Evaluation Inventory (Linden, Shertzer 5 Stone, 1965) is a twenty-one item rating form with three subscales to measure interviewer comfort, counseling climate and ‘interviewee satisfaction. The Barrett-Lennard Relationship Inventory Barrett-Lennard, 1962) , modified, has items covering the concepts of empathy, congruence, level of regard and unconditionality of regard. The interviewee‘s self—disclosure in the interview is measured by the Interviewee Productivity Measure. This is a frequency count of the factual and attitudinal data the interviewee presents during the audio- taped interview. Trained tape reviewers make the count while listening to the tapes. Research Questions There are three general questions to be addressed by this research: 1) Does the inquiry style of a health professional in an initial interview affect either the amount of data disclosed by the patient or the patient's perceptions of the professional as a caring person? 2) Does the occupational status of the health professional in- fluence either the amount of data disclosed by the patient 13 or the patient's perceptions of the professional as a caring person? 3) Does the sex of the health professional, or of the patient, affect either the amount of data disclosed by the patient or the patient's perception of the professional as a caring person? Overview In this study the effects of four independent variables on the patient's perceptions and disclosure in an initial interview with a health professional are investigated. The independent variables are: 1) Inquiry Mode (open, closed or mixed); 2) Occupational Status (counselor or physician); 3) Sex of the Interviewer (male and female); and 4) Sex of the Interviewee (male and female). Subjects were asked to disclose personal-social and medical information in a twenty minute initial interview conducted by the health professional. Chapter 11 contains a review of pertinent experimental litera- ture related to the independent variables. In Chapter III, the experi- mental design, procedures, dependent measures and hypotheses are described. The analysis of the data is presented and interpreted for each hypothesis in Chapter IV. A discussion of results, implications for further research.and a summary of the entire study can be found in Chapter V} CHAPTER II REVIEW OF THE LITERATURE The dyadic interview has been the subject of numerous research efforts which have been reviewed extensively elsewhere GMatarazzo, 1965; Bergin 6 Garfield, 1971). In this chapter those experimental studies which.pertain specifically to the variables being tested in this re- search are presented. The review is arranged under the following head— ings: 1) Inquiry Styles in the Interview; 2) Occupational Status. Effects in the Interview; 3) Sex Difference Effects in the Interview; 4) Client Satisfaction and Disclosure as Interview Outcomes; and 5) Audio-Recording Effects in the Interview. Inquiry Styles in the Interview Studies of inquiry style have been done using both naturalistic and experimental interviews, actual face-to-face interactions and paper- pencil interviews, recordings, transcripts of recordings and case notes done from memory after the interview was completed. Results reported are contradictory and replications are seldom presented in the literature. The outcomes of each of the experiments reviewed here provide evidence of the need for controlled laboratory testing which.can be tested fur- ther in the natural setting. Snyder (1945) analyzed therapist leads using some of the first 14 15 audio-recordings made of actual Rogerian therapy sessions. He identi- fied 31.6 percent of the therapist leads as reflection and clarifica- tion of feelings, 27.6 'percent as simple statements of acceptance of the interviewee, and only 5.7 percent as direct questions asked of the client. In 1964, Hopke determined that the most common verbal behaviors utilized by experienced school counselors were probing or interrogation (50 percent), interpretive leads (22 percent), support- ive statements (13ijpercent), understanding (11. percent), and evalu- ative remarks (3 pmncent). No indication was given as to the theoret- ical orientation of the school counselors. Whatever may be the interviewer's style, the consequences of the leads used bear investigation. Also using the recorded interviews of Rogerian therapists, Bergman (1951) found that reflection of feel- ing leads were followed by continued self-exploration on the part of the client. Structuring leads were succeeded by abandonment of self - exploration. Therapist leads requesting clarification of infbrmation also resulted in a decrease in self-exploration. An intensive analysis of psychotherapy procedures used by four therapists who recorded sessions with two patients each over a period of eight months was done by Lennard and Bernstein (1960). They showed that therapists compen- sate fer high patient verbal output by reducing their own output and vice versa. This phenomenon, called the informational reciprocity model, means that when the patient is being highly productive in the amount of infbrmation being given, the therapist tends to use more ambiguous leads which allow the patient to respond with a number of alternative responses. When the patient is not being productive in the amount of information being volunteered, the therapists tend to 16 increase their own input by using more highly specific remarks which require specific responses from the clients. Siegman and Pope (1962) replicated the Lennard and Bernstein study using twelve initial psychi- atric interviews. They did find a positive correlation between the ther- apist's ambiquity level in leads and subsequent patient productivity in responses. There was no support for the hypothesis that high interviewee productivity is followed by more ambiguous leads from the therapist. “ The question of whether or not twelve initial interviews can be compared to a series of therapy sessions over time might be answered in part by one of Lennard and Berstein's findings which postulated that the amount of therapeutic talk is relatively stable from interview to interview. The reciprocal interaction effect mentioned above has been cap- italized on as a research strategy for the study of dyadic interaction effects in experimental settings. Jones and Thibaut (1958) suggested that reducing the interaction to an."asymmetrical contingency" allows the standardization of the role behavior of one party while permitting the other's behavior to vary freely. The studies cited below attempted to control the interviewer role and then look at the consequences for the interviewee. A series of four integrated studies by Ashby, Ford, Guerney and Guerney (1957) was one of the first attempts to specify therapist behavior prior to client contact. Two "families" of verbal responses were first identified. The reflective therapy family had leads such as "restatement of content, reflection of feeling, nondirective leads, and nondirective structuring responses." The leading therapy family empha- sized "directive leads, interpretations, directive structuring, approv- al, suggestions, advice, information-giving, and persuasion." Ten 17 therapists were trained to a criterion level of using approximately two-thirds responses in the appropriate family for any one interview. Six of the ten could demonstrate the criterion consistently with a total of twenty-four clients seen over a period of several weeks. Differences between the client's pretherapy characteristics, the client's verbal behavior in the interview, the relationship between the therapist and client, and the changes which occurred in the client were investigated for each therapy family. No clear differences were found. There was some support for the hypothesis that predicted that the client's pre- therapy characteristics would influence how they reacted to each type of therapy. Also, the individual therapists seemed to elicit differen- tial effects from the clients independent of the type of therapy they offered. Baker (1960) used the same procedural format as Ashby E£.§l. (1957) to look at the effects of a leading and a reflective therapy on a client's "indiscriminate perceptions and on resistance to analyzing problems." The only significant finding suggested that a leading therapy might be more successful than a reflective therapy in helping the client reduce "personal overgeneralizations." That is, the leading therapy which used more direct questions elicited more direct answers that were free of global personal descriptions. Counseling researchers Pallone and Grande (1965) refined the "family" of counselor leads to four, reflection, interrrogation, inter- pretation and confrontation, and analyzed their effects on client communication and the client's perception of interview rapport. Four counselors were trained to reach a treatment criterion.where at least 70 percent of the interviewer leads occured in the appropriate mode. 18 Interviewers were assigned to present the treatment to actual clients. Highschool clients, whose area of concern for counseling was pre- determined to be a vocational, educational, social or personal problem, participated in the audio-taped initial interviews. Following the interview the clients completed the Anderson and Anderson Rapport Rat- ing Scale (1962). The audio-tapes were rated by independently trained judges to count the number of problem relevant statements the clients made and to check on the maintenance of the treatment conditions by the interviewers. The conclusions indicated that the inquiry style of the counselor does differentially affect the kinds of things the client talks about in the interview. 1) Interpretive leads fbstered.more discussion of educational and vocational problems. 2) Reflective leads were effective in eliciting talk about personal problems. 3) Social problems were talked about no matter what the inquiry style, although the interrogative style appeared to be the least effective. Neither the types of interviewer lead nor the problem discussed seemed to have significant effect on perceived rapport according to the clients. .All of the above research investigated therapeutic interactions in a natural clinic setting. Siegman and Pope (1972) did a series of experiments which set up the initial interview in the laboratory with a.major objective of simply obtaining infbrmation from the interviewee. They were interested in two sets of variables which influence the flow of infbrmation between persons; communication variables and relation- ship variables. TWo communication variables of interest were the differences between ambiguous interviewer leads (general probes which allow the client to respond with a number of alternative responses) 19 and specific interviewer leads (questions which demand a short yes, no- or factual answer). Using a highly controlled interview situation with fOur interviewer leads of an ambiguous nature and four that were specific, they were able to demonstrate that ambiguous interviewer remarks, in contrast to specific ones, were associated with more productive interviewee responses. Productivity was measured by count- ing the number of words per response. The authors feund that numbers of words per response correlated highly (.96) with the number of clause units per response and was an easier measure to make. Whether the interview was started with a specific or with an ambiguous inquiry did not affect the amount of interviewee productivity according to Siegman and Pope. The latter finding is in contrast to that of Hawes (1974) who said that order effect is significant for greater information sharing. Siegman and P0pe also reported one study in which they demon- strated that interviewer warmth (defined by the manner in which ques- tions were asked and the mind set given to interviewees prior to the encounter) did increase the verbal output of the interviewee. Several researchers have tried to sort out the causes for differences in client productivity and in the quality of the relation- ship in the dyadic encounter. Natural settings do not allow for control of situational and relationship variables, and experimental settings have questionable application to real life interactions. There is no evidence from either avenue of investigation that is conclusive about the specific effects of certain interviewer leads on client verbal behavior or rapport. The effects of interrogative leads have been reported only by Siegman and Pope and they used a short eight inquiry protocol which is quite dissimilar to a longer clinical interview. 20 The question still remains. What is the effect of an open or closed in- quiry style on a client's verbal behavior and perception of rapport? Occupational Status Effects in the Interview Studies on status effects in the interview have usually defined status as a difference in expertise between.members of the same profes- sion. One report does describe a paper-pencil simulation with confiden- tiality of data as one of the manipulated variables. Edelman and Snead (1972) hypothesized that mental health professionals (a psychiatrist, a psychologist, and a social worker) differ from personnel managers in the extent of the confidential information they avowedly elicit from interviewees. A tape-recorded message described the interaction of the interview and the client then completed a questionnarie that asked how much he or she would be willing to self-disclose in this situation. There were no differences between the three mental health workers, but clients were significantly hesitant to disclose confiden- tial information to the personnel manager. The experiment may have been confounded by the kinds of information the interviewer was inquiring about in the interview. For example, female clients were reluctant to disclose personal sexual information to the personnel manager. Mental health workers seemed to have the right to certain personal infbrmation about clients because of the nature of their roles on the job. Several counseling studies have manipulated the "expert-ness" of the counselor and examined the effects on client compliance with treatment, perceptions of the counselor, and the amount of client self-disclosure in the interview. Dell (1973) reported that the level 21 of expertise was not differentially effective in enducing subject com- pliance with a treatment plan that would help them overcome procrastin- ation. Guttman and Haase (1972) found that non-experts were perceived as more helpful to college students discussing vocational plans; clients from the expert group remembered more information at a later time; and there were no differences between groups on ratings of counseling cli- mate, counselor comfort or client satisfation using the Counseling Evaluation Inventory (Linden, Shertzer 6 Stone, 1965). Brooks (1974) looked at the effects of disclosing to a high or low status (expert) counselor. The status was manipulated by introductory statements given to the client and by the accoutrements of the interview setting. She found that status dimensions did not have a direct effect on the amount of self-disclosure. Interaction effects did show that high status males got more disclosure from males and females. The status of the female seemed to have no effect. Differences between levels of expertise of medical students and staff physicians on attitudinal and behavioral aspects of the physician- patient relationship were studied by Davis (1968) as a part of a larger study on patient compliance. Attitudinal data was obtained from a mail- ed questionnaire. Tape recordings of actual patient interviews provided the behavioral data for analysis. The purpose for this part of the study was to characterize some physician role attributes that are spe- cific to the relationship with the patient; to determine if physicians and students express the same attitudes and exhibit behavior that is consistent with these attitudes; and to trace the effects of these at- titudes on the physician's own satisfaction and on the patient's adher- ence to medical advice. Attitudinally, staff physicians and students 22 differed on the amount of concern necessary for the doctor—patient in- teraction. Behaviorally they treated patients with the same difficulty in interpersonal communication. They asked for information and the patient gave it. The patient received little feedback in terms of ex- planation, diagnosis, or evaluation. Thirty-eight percent of both stu- dents' and physicians' patients failed to follow their doctor's advice. Davis contended that with less rapport there was greater likelihood that the patient would be non-compliant. Both students and staff physicians demonstrated the need for additional training in interactional skills. .All of the studies mentioned are rather tangential to the ques- tion of whether or not a particular occupational status has any effect on the data the patient is willing to disclose or the manner in which the professional is perceived. Status effects that have not been studied include the questions of whether certain kinds of information might be disclosed more willingly to one kind of professional than another; whether disclosure and compliance with recommended treatment plans may be related to perceived status differences either within the same pro- fession or across professions; whether social stereotypes exist concern- ing the qualities of the counselor or the physician. This research will look at the amount of self-disclosure and perceived differences in the professionals' interpersonal qualities because of occupational status differences manipulated in the simulated interview. Sex Differences in the Interview Surprisingly few reported experimental studies have investigated systematically sex difference effects in the interview. What has 23 been done showsiiisparate results. Fuller (1963) assigned thirty-two college clients to four male and four female counselors to discuss vo- cational-educational problems in an initial interview. The intent was to look for differences in the expressions of feelings. The interviews were not taped so the analysis was done using data taken from.case notes. Female clients generally expressed more feelings than males according to these notes. In fact, more feelings were expressed in all pairs with a female, either counselor or client, than were expressed in all male dyads. No difference in the amount of feeling expressed was due directly to the main effect of counselor sex. These results are questionable because of the potential inaccuracy, completeness and in- dividual biases within each counselor's case notes. Brooks (1974), using forty male and forty female undergraduates, assigned these clients to male or female counselors for an initial counseling interview. She hypothesized that females would be more self- disclosing than males. This was not supported. Pairs with females, either as counselor or client, showed greater self-disclosure than all male pairs and thus, partially substantiated Fuller's (1963) findings. Thirty-seven black students participating in a special college program were interviewed initially by both male and female counselors in an investigation of the consequences of compatibility of race and sex (Grantham, 1973). Client satisfaction and depth of self-exploration were measured from taped interviews using Carkhuff's depth of self-ex- ploration scale (1969). Generally, female counselors elicited more per- sonally relevant material than their male counterparts. IMcIlvaine (1972) looked at the differences between the way coached and non-coached clients evaluated the effectiveness of the defer. (113111 Physic ferenc to be 0f tre More f ential the Se: result: Ceptior Q’dalitj El'idehce Of life, 24 counseling interaction. Counselor sex and the sex of the client were independent variables in the design. There were no significant main effects because of either manipulation. One interaction effect did show that uncoached female clients were "extremely lenient" in their ratings of the male counselors as compared to the rating patterns of other cli- ent groups. The author indicated that this might be a spurious effect, or, it might be an indication of an aculturated behavior of female deference to males. In a paper-pencil investigation of the sex effects between the quality of care given to male and female patients by male and female physicians, Singleton (1975) reported no statistically significant dif- ferences but she noted trend distinctions. Male physicians seemed not to be influenced by the gender of their patients in terms of the kind of treatment they would give; female physicians treated male patients more favorably; and both male and female medical students gave prefer- ential treatment to patients of their own sex. Not any of the above studies show definite conclusions regarding the sex effect in the interview. Only the amount of self-disclosure that results from various sex combinations has been addressed directly. Per- ceptions about male and female professionals and the interpersonal qualities they exhibit in the interview need to be tested. Client Satisfaction and Disclosure in the Interview Contentment with the relationship with a health professional is evidenced by the patient changing some significant function or attitude of life, returning for a second appointment, complying with.a.prescribed 25 treatment plan, paying the bill, trusting and liking the interviewer, and disclosing personal data to the interviewer. Indices of operation- ally defined measures of patient satisfaction include post-interview ratings of such factors as interviewer's comfort and the interview cli- mate (Linden, Shertzer 8 Stone, 1965), empathic understanding, congru- ence and level of positive regard (Barrett-Lennard, 1962); third party ratings of the quality and quantity of information disclosed by the in- terviewee in response to specific interviewer leads (Hawes, 1974); self- reports of the amount of data disclosed (Jourard, 1971); measures of patient compliance to proposed treatment interventions (Davis, 1968). Gladstein (1969), looking at client expectation, the counseling experience itself and consequent satisfaction found that client expec- tations were very diverse. Mbst of the time expectations were met. Even those who received only some help were as satisfied as those who had all expectations fulfilled. Fisher (1971) found that the same phenomenon was operating in an out-patient clinic where patients had to wait long peri- ods of time to see the physician and at some discomfort to themselves. IMost of the patients viewed the overall care as favorable and rated the clinic high on "interest in patients." Jourard (1971) conducted the primary research on the concept of self-disclosure. Some of his findings are of interest in this research: female disclose more than males; females receive more disclosure than males; there are large individual differences in self-disclosure scores indicating that people differ widely in their willingness and readiness to be known. .All of Jourard's data is based on self-report information and its application to dyadic interaction situations is open to question. 26 Truax and Carkhuff (1964, 1965) looked at self-disclosure in the inter- personal interaction and found that the level of empathy, respect and genuineness offered by the counselor is directly related to the depth of self-exploration and constructive personality change evidenced by the client. Shapiro, Krauss and Truax (1969) used a modified Barrett- Lennard Relationship Inventory with undergraduates in psychology, men applying for jobs as policemen, and patients in a day psychiatric hos- pital. Subjects were asked to rate four of their closest friends on how much was disclosed to them and how much disclosure was received from them. Subjects reported engaging in more verbal than non-verbal self- disclosure and more disclosure with positive than negative affective tone. One of the conclusions was that similar interpersonal variables between persons are effective in leading to more open and full relation- ships in and out of therapy. Heller (1972) stated that the context in which self-disclosure occurs seems to be an important determinant of its appearance. "Within the context of a private interview conducted in the name of science, a college student readily accedessand needs no further prompting than.de- tailed instructions concerning what is expected of him." So, too, may be the case with any volunteer subject in any research project. Using a controlled interview, Brooks (1974) looked at the inter- action effects of sex and status on self-disclosure and found that fe- males were not more self-disclosing than males, contrary to the findings of Jourard (1971). There are three aspects of self-disclosure which need to be Ineasured according to Cozby (1973); the amount or breadth of the dis- Closure, the intimacy or depth of the disclosure, and the length of 27 time taken in disclosing. Mbst measurements look only at one or the other of these factors. The interviewee's perceptions and self-disclo- sure have some precedent for use as measures of patient satisfaction. Audio-Recording Effects in the Interview When recording instruments are a part of the interview the pos- sible effects on the interaction and outcomes becomes an area of concern. Roberts and Renzaglia (1965) investigated the differences between the presence and absence of recording instruments in the interview; There were three experimental conditions: taperecorder present and very visi- ble, only the microphone visible, and the entire machine hidden. Out- comes showed that the clients made more favorable self-references when, they knew they were being recorded and more unfavorable when they thought they were not being recorded. Tanney and Gelso (1972) also found that client's self-reports were affected by the recording. Non-recorded clients reported that the interview was more stimulating. Early research by Covner (1942) and Lamb and Mahl (1956) showed that a sizeable portion of counselors and trainees, as well as psychia— trists and residents, believed that recording affected their own behav- ior and that of their clients. This was a subjective finding and may not reflect actual interview behavior. Harper and Hudson (1952) indicated that if clients really are affected by recordings it is hard to detect unless tape reviewers are specificlly trained to such an awareness. Covner (1942) compared the accuracy and completeness of written reports to the actual audio-tape data. He found a 70 percent accuracy but only a 30 percent completeness in the data on the written case notes. 28 Recent research reviewed by Gelso (1974) identified three vari- ables which moderate the effects of recording in the interview: 1) the problem of concern--clients discuss personal problems with less inhibi- tion than educational or vocational concerns; 2) personality patterns- Tanney and Gelso (1972) found that highly controlled, self-denying per- sons with strong inferiority feelings are most inhibited in an inter- view; and 3) sex of the interviewee-—female clients erpegr_to be more inhibited according to Van Atta (1971). Other conclusions that Gelso drew from his survey of the literature are that a client's consent to be interviewed does not dissipate the effect of being recorded, and the effects of recording do not seem to lessen upon repeated exposure to being recorded. The latter conclusion was made from research that com- pared only two consecutive sessions. The effects of being recorded in an interview are inconclusive. But, there are reported differences of various sorts for both interviewe er and interviewee. The implications for the use of audio-recording equipment in an.interview are that the outcomes will, most likely, be affected and should be analyzed with an awareness of potential effects. SEER Studies of specific inquiry styles began with the analysis of the interviewer's verbal behavior as heard on recordings of actual ther- jpy and counseling interviews (Snyder, 1945; Hepke, 1964). Interviewer leads were categorized and the client's responses were analyzed. The :next step was to look at the effects of interviewer leads on patient be- ihavior in the real setting and identify the patterns in the lead-response intera 1962). role b ing at 1960; View u manipu. tion at with it istic j leads I disc ipl Vestiga PTCfess fects 0 Davis, entes, sionall task Te 29 interactions (Bergman, 1951; Lennard G Bernstein, 1960; Siegman 8 Pope, 1962). These patterns were experimentally tested by standardizing the role behaviors of the interviewer in the therapy interaction and look- ing at the consequences for the interviewer (Ashby et al, 1957; Baker, 1960; Pallone G Grande, 1965). The initial,information-gathering inter- view using interrogative leads was studied in a series of laboratory nanipulations by Siegman and Pope (1972). They investigated communica— tion and relationship variables using a standardized interviewer role with four specific and four ambiguous interviewer leads. Mbre natural- istic initial interviews which compare the effects of such interrogative leads have not been reported. Occupational status effects on interview outcomes using across- discipline professionals as interviewers have, generally, not been in- vestigated (Edelman 6 Snead, 1972). Level of expertise within the same profession has been studied and the outcomes show some differential ef- fects on the interview (Dell, 1973; Guttman 8 Haase, 1972; Brooks, 1974; Davis, 1968). If within the same profession there are reported differ- ences, then, across professions which each have culturally and profes- sionally established norms and role behaviors but, sometimes, similar task responsibilities (i.e. history-taking) there will be differences which warrant investigation. Research into the effects of the sex of the interviewer or of the interviewee on interview outcomes showed interaction effects such as; pairs with females as either counselor or client seemed to disclose :more (Fuller, 1963; Brook, 1974), female counselors, generally, elicited :more personally relevant material than male counselors (Grantham, 1973), female clients were more lenient in their ratings of male counselors 30 (McIlvaine, 1972), and female physicians treated male patients more favorably (Singleton, 1975). Though all of these studies indicate some differences because of sex, not any of them were able to show a main effect of significance. The client's perceptions of the male and female as a warm and caring professional have not been reported. Satisfaction with the professional relationship has been.mea- sured with four basic indices: attitude measures (Gladstein, 1969; Fisher, 1971; ware 8 Snyder, 1975); compliance with treatment programs (Davis, 1968); ratings of interviewer performance (Linden, Shertzer 6 Stone, 1965; Barrett-Lennard, 1962; Shapiro, Krauss G Truax, 1969); and the amount of client self-disclosure (Jourard, 1971; Truax G Carkhuff, 1964, 1965; Hawes, 1974; Brooks, 1974). When used in combination, these measures seem to validly illuminate some aspects of client satisfaction with the professional-client interaction. The use of audio-recording equipment during an interview did have an effect on the client and the professional, at least in their stated attitudes. The measurable effect on the actual interaction was difficult to determine. .All of the variables considered in this review (inquiry style, occupational status, sex effects in the interview) need further inves- tigation. In this research the interrogative, initial interview will be conducted by male and female health professionals, counselor and physi- cian, with male and female clients. Two satisfaction indices (ratings of interviewer performance and client self-disclosure) will be used. The interviews will be recorded so that accurate and complete data will be available even though this recording might prompt the client to alter the data. Open, cli male com terview. tion: thf Wthea E TERI com fessional tiOn Conn fOUI‘th YE {Appendix dues as ‘I able fOr 1 imbursed Rehabilita Thrk as in CHAPTER III DESCRIPTION OF METHODOLOGY AND DESIGN The primary purpose of this research was to test the effects of open, closed, and mixed inquiry modes as they were used by male and fe- male counselors and physicians in an initial, information-gathering in- terview. The dependent measures were two dimensions of patient satisfac- tion: the patient's perceptions of the interviewer as a caring person, and the amount of self-disclosure by the patient in the interview. Selection and Training of Research Associates Research Associates, who would be trained to deliver the treat- ment conditions, were recruited from two populations of new health pro- fessionals at Michigan State University; 27 master's level Rehabilita- tion Counselors in their last quarter of clinical internship, and 30 fourth year medical students in the last term of clinical experience (Appendix A). Each group had specific training in interviewing proce- dures as a part of their academic programs. They were asked to be avail- able for ten hours on each of three consecutive weekends and would be re- imbursed at the rate of three dollars per hour. Two male and two female Rehabilitation Counselors and no medical students were contracted to work as interviewers. Consequently, the decision was made to simulate the occupational roles using title changes, planned differences in 31 32 attire (suit or white lab coat) and instructions to the interviewee about the professional who would be conducting the interview. Preliminary to the training, each Associate was asked to con- duct a twenty minute interview with a volunteer interviewee so that a baseline measure of the interviewer's natural inquiry style could be obtained. The directions for this interview were similar to those used during the actual treatment phase. This provided an opportunity to pilot test procedures and instruments. Training sessions were scheduled two days prior to each treat- ment presentation. The general procedure was; 1) to discuss the con- cepts being trained, 2) to practice identifying specific inquiries using printed transcriptscfi?actual interviews, 3) to listen to an audio-tape demonstrating an inquiry style and discuss, 4) to practice the inquiry mode in an interview(s) until the trainer or assistant determined that the criterion level was met (see Appendix B for Train- ing Procedures). All interviewers were able to reach criterion in a maximum of three practice interview attempts per treatment mode. Training aimed to have each interviewer demonstrate the minimum.cri- terion level of at least 80 percent open inquiries for the Open Treat- :ment MOde, at least 80 percent closed inquiries for the Closed Treat- rnent Mode, and a combination of at least 40 percent Open inquiries and 40 percent closed inquiries for the Mixed Treatment Mbde (see Appendix C for sample Open and Closed Inquiries). The total number of inquiries used during the twenty minute interview varied depending on the flow of the individual interview. Periodic checks during the course of each treatment indicated that the criterion levels were inaintained by each interviewer. Pogilatic 1 class mai area. A i marital c represen‘ a health Sallie I Variety ( Science T the T686; Participg did no, 5 able to 1 C811 couj JeCts Cor I of 17 to 92 PeTCen Seven per Dated, a1 Tears of I training. 33 Selection of Subjects Population The population of interest in this study was the average middle- class male and female adult of a moderately large (150,000) metropolitan area. A wide range of social, educational, occupational, economic and marital characteristics was preferred. It was assumed that this would represent a typical group who would regularly employ the services of a health professional. Sample The local Community College seemed the best source for such a variety of persons. With the permission of the chairman of the Social Science Department and the cooperation of several professors who allowed the researcher to visit their classes, 212 subjects initially agreed to participate (Appendix D). Approximately one third of those recruited did not show up for their interview appointments. Enough of these were able to be rescheduled so that the count of at least three subjects per cell could be maintained. Seventy-two male and seventy-two female sub- jects comprised the final sample. Demographic characteristics for the sample showed an age range of 17 to 60 years with.most persons in the mid-twenties. The majority, 92 percent, were Caucasian and 8 percent were Black or Mexican. Twenty- seven percent of the subjects were married, 10 percent divorced or sep- arated, and 63 percent were single. The range in education was three 'years of highschool to graduate training or several years of vocational training. Occupations varied from the unskilled to the professional. 34 Income levels included subjects who lived with.parents and those who gross over 25,000 per year. Half of the subjects had no previous contact with a counselor. One third had never seen a physician on a one-to-one interview basis. All demographic characteristics of the sample are detailed in Appendix E. All of the volunteer subjects expressed a desire to have feed- back on the experimental outcomes. This was a cooperative group of per- sons who were willing to give up one hour of a weekend to visit a strange campus to take part in the research of a person they did not know. About one third of the subjects were given a small portion of course credit for participating. Generalizability of the Sample This sample of persons had minimal contact with a physician over the last three years and even less contact with a counselor. They may, therefore, be typical of the general population of persons who never go to see such.health.professionals unless there is a crisis in their pri- 'vate lives. The results of this study might be generalized to any group of persons with similar demographic characteristics. HOwever, the exper— imental conditions were such that this kind of one time contact with a ihealth.professional may never happen outside of a laboratory. Though, in.some clinics, one professional collects the intake personal history and then transfers the patient to another professional for further tests and treatment. 35 DependentiMeasures Three instruments were used to gather the dependent data: the Counseling Evaluation Inventory, the Barrett-Lennard Relationship Inven- tory, and the Interviewee Productivitereasure. The two inventories were completed by the interviewee immediately following the interview with the counselor or physician. The productivity measure was taken by trained tape reviewers who listened to audio-tapes of each interview. The Counseling Evaluation Inventory Linden, Shertzer and Stone (1965) developed the Counseling Evaluation Inventory (CEI) as a refinement and modification of the fifty item Interview Rating Scale of Anderson and Anderson (1962). Several hundred highschool students rated their master's level counselor train- ees on the GET following the termination of a counseling relationship. This initial data was factor analyzed and three factors with a total of twenty-one significant items emerged. The Counseling Climate subscale ‘with nine items, the Counselor Comfort subscale with five items, and the Client Satisfaction subscale with seven items make up the shortened version of the CEI. Each of the items was rated by the client on a five point Likert scale. The authors used a weighted factor scoring formula to obtain sub- scale and total scale scores. Gabbert (1965) further investigated this scoring system and suggested that scores based on the factor method typ- ically assume a curvilinear form and may measure strength of attitude toward a counseling situation rather than direction of attitude. The ILikert formula appears to measure direction of attitude according 36 to Gabbert. Strength of attitude was the more important consideration in this research so the factor scoring system of weighted values was used. Test-retest reliability checks were done on both the prelimin- ary sixty-eight item form and the twenty-one item short form at both fourteen day and one hundred day intervals. The median reliability coefficient reported for all of the subscale scores and for the total score was .72. Discriminative validity significant at or beyond the .05 level was demonstrated using the counselor trainee -praticum grades as a provisional criterion. Haase and Miller (1968) indicated that item content and client comments suggested a high degree of face validity. The Counseling Evaluation Inventory has been used as a depen- dent measure with highschool and college level clients. Haase and Miller (1968) showed that in the college setting a more general inter- pretation was appropriate rather than strict adherence to the factored subscale meanings. McIlvaine (1972) reported a difference between the manner in which coached or non-coached clients rate counselors on the CEI. Coached clients tend to rate counselors more nearly like the training supervisors rate them than non-coached clients do. When used 'to demonstrate differences between recorded and non-recorded counseling :sessions (Tanney 8 Gelso, 1972) the scores on the CEI were not discrimr :inating. For this research the clients were non-coached, college level Persons who were interviewed in a recorded session. All of the factor scores and the total score were analyzed. 37 The Barrett-Lennard Relationship Inventory Barrett-Lennard (1962) built the Relationship Inventory (BLRI) around Rogers' formulations (1957) regarding the ”necessary and suffie cient conditions" for the therapy process; unconditional positive re- gard, empathic understanding, and the congruence or genuineness of the therapist. The client's experience of the therapist's response was con- sidered to be the primary locus of therapeutic influence in the rela- tionship according to Barrett-Lennard. Thus, his inventory is a series of statements on which the therapist is rated by the client. Five speci- fic concepts provide the content focus for the original 92 item instru- ment: 1) Empathic understanding is defined as "the extent to which one person is conscious of the immediate awareness of another;" 2) Level of regard refers to "the affective aspect of one person's re- sponse to another," 3) Unconditionality of regard is "specifically con- cerned with how little or how much variability there is in one person's affective response to another;" 4) Congruence is the degree of inte- gration or absence of inconsistencies between a person's "total experi- ence, conscious awareness and over-communication;" 5) Willingness to be known is the factor which shows the degree "to which one person is willing to be known as a person, by another, according to the other's desire for this." The sixteen items of the latter scale were not used fer this research study because the interviewer was trained to use only inquiry leads during the interaction with the patient, therefore, there was no self-disclosure on the part of the interviewer. The questionnaire format used on the BLRI instructs the rater to indicate whether an item is correct or incorrect according to the individual's perception and, then, assign a weight to the feeling. 38 There are three degress of "yes" identified as +1, +2, +3 and three degrees of "no" weighted as -l, -2, -3. Items are grouped so that every fifth item represents another concept. A specific scoring technique yields "a possible scoring range of -3n to +3n, where n is the number of items used for the particular variable." Five expert judges classified each of the Inventory items as either positive or negative indicators of the concept in question. Also, several drafts of the items and discussion and written comments from experts familiar with the Rogerian theory validated the accuracy of the content. Other types of validity were not directly reported. The internal consistency of the five scales of the Inventory was assessed using the Spearman-Brown formula for split-half reliability. The co- efficients were reported to range from .82 to .93 for the client form of the instrument. A separate test-retest reliability check was done with thirty-six students who were asked to rate a long-term relationship out- side of a therapy setting. The test-retest correlation data was; level of regard .84, empathic understanding .89, congruence - .86, and unconditionality of regard .90. Intercorrelations between subscales suggested that each scale measured an independent variable. uncondition- ality of regard seemed to be the most independent measure of the five. 'The congruence and empathic understanding measures, "though theoreti- cally and operationally separate and distinct, are, in this instance, empirically indistinguishable." Other factor studies by Mills and Zytowski (1967) and walker and Little (1969) disputed Barrett-Lennard's claim that each.subscale is an independent measure. Mills and Zytowski ‘reported a general component which accounts for two-thirds of the total 'variance in their analysis. walker and Little obtained only three 39 factors which they interpreted as "nonevaluative acceptance, psycholo- gical insight, and likeability." For this research each of the subscales was analyzed as if it was an independent measure. The Willingness to be Known scale was not used . Interviewee Productivity Measure The Interviewee Productivity Measure (IPM) , a measure of the amount of personal data a patient discloses during the interview, was designed specifically for this research. Cozby (1973) suggested that breadth or amount of data was one of the three basic parameters of self- disclosure. The four interviewers were trained to use a specific inquiry mode to ask about twelve aspects of the patient's life. Each of the twenty minute interviews was audio-taped. Three masters level counselor trainees, naive to the research, were then trained to review the tapes and tally the discriminate bits of information that had been volunteered by the interviewees. An "information bit" was defined as a noun phrase which gave new information to the interviewer (See Appendix F for the Training Program for Tape Reviewers, the IPM Form, and the Reliability calculations). Inter-reviewer reliability was calculated using an anal- ysis of variance formula suggested by Ebels (1951). The reliability range was '. 69 to .92. The calculations were made during the training sessions and three tines during the actual review of the experimental tapes. Each reviewer had approximately fifty audio-tapes assigned in a randon fashion. The Interviewee Productivity Measure dealt only with the quanti- ty of information provided by the interviewee and not with the quality 40 of information or appropriateness of the response. Affective and factual data were tallied together. Only the total IPM score was analyzed. The tape reviewers were also trained to recognize and tally the interviewer inquiry as either open or closed. This was done as a check on the maintenance of the criterion in each of the treatment procedures. Treatment Procedures The procedures, including pre- and post-treatment activities, are presented in chronological order. Phase I - Pre-Treatment During this period the four Research Associates were hired and trained to deliver the experimental treatments. The specific interview procedures were pilot tested. Research subjects were recruited and ran- domly assigned to a treatment condition. One week prior to the scheduled interview each subject was phoned to confirm the appointment time. An appointment reminder and a campus map were then mailed (Appendix G). Phase II - Treatment On the day of the interview the subject was met at the entrance of the building and directed to the clinic area. A second receptionist checked the name and handed the subject a description of the interview situation and a release form which authorized the audio-taping of the interview and the use of the tape for research purposes (Appendix H). Each sheet had the interviewee's assigned code number at the top. This corresp terview in a C01 to crea‘ sisted < faced an Hdipaed plant 01 inten'ie On the d gin When Depend'm the offi the inte tiOHnair viewee t the inte Viewer p appropri the inte; resmnsil a chance 41 corresponded to the coded audio-tape and the instrwnent packet the in- terviewee would complete after the interview. The setting. Since interviews were conducted on the weekend in a counseling center that was otherwise unoccupied, it was possible to create a setting similar to a general clinic. The clinic space con- sisted of a large reception room and several small offices. Those which faced an outer corridor were used as the interviewing offices. Each was equipped with a desk,two straight-back chairs, a lounge chair and a plant or two. The positioning of all furniture was standardized and the interviewee was always seated so the one-way window was to the back. On the desk each interviewer had a tape-recorder which was ready to be- gin when the receptionist knocked on the door bringing a new patient. Depending on the occupational role which was being simulated, a sign on the office door named the interviewer (i.e. Tony S...,IM.A., Counselor; or Tony 8..., MgD., Physician). Six inner offices were used as individual testing rooms where the interviewee completed the CEI, the BLRI and the demographic ques- tionnaire following the interview. The interview. At the right tine the receptionist took the inter- viewee to the office, knocked on the door and introduced the subject to the interviewer. Since the tape-recorder was already running, the inter- ‘viewer proceded to structure the situation (repeating the name with the .appropriate title, occupation, place of work, the general purpose of the interview, a statement about time limits, confidentiality and the responsibilities of each participant of the dyad, and giving the subject a chance to ask any initial questions). After this short introduction, 42 the interviewer, using the prescribed inquiry protocol, began seeking information about the interviewee's personal-social and medical history (Appendix 1). Each interviewer followed an individual pace in.proceeding through the content areas. The important directive was that the twenty minute interview should cover the content areas in the listed order and should use the assigned inquiry mode for that interview. During the course of the interview the researcher monitored the non-verbal behaviors of the interviewers through the one-way windows of each office. This was done so that differences between interviewers could be kept at a minimum (See Appendix B for the behaviors that were standardized across interviewers). When the audio cassettes (twenty minutes in length) clicked off the interviewer was instructed to terminate the interview, give the in: terviewee the instrument packet, and send the subject back to the gener- al reception area. The interviewee was then shown to a private testing room and instructed, by the receptionist and by a cautionary note, to complete the instruments "a§_if_your relationship with this counselor or physician is going to continue across time. Be as honest as possible. The interviewer will not see your individual response." The latter statement was added in an attempt to counter any guilt feelings a sub- ject might have for rating a particular interviewer toward the negative end of the scale. Occupation simulation. Status was simulated using changes (If attire and different titles. The counselor wore professional business clothes and the physician wore a white lab coat. Title distinctions were introduced: 1) on the interview description sheet given to the subject prior to meeting the professional; 2) on the interview office door; their change ital r The f0 merits . tervie Table Using the ,. tebirie 43 3) by the receptionist as she introduced the patient; and 4) by the interviewer who repeated the name with title, job and place of work at the beginning of the interview. As counselors, the interviewers used their real life personal descriptors. As physicians, the family name was changed, the title "Doctor" was added, and the job became that of a med- ical resident with the Michigan State University Medical School. me. Interviews were scheduled over four consecutive weekends. The fourth Saturday and Sunday were used to reschedule missed appoint- ments. The particular sequence of inquiry modes followed by any one in- terviewer was determined randomly to counteract possible order effects. Table 3.1 shows the treatment sequence for each interviewer. Table 3 . 1 Sequence of Inquiry Modes for Each Interviewer Interviewer WEEK #1 (male) #2 (male) #3 (female) #4 (female) 1 OPEN MIXED OPEN CLOSED 2 CLOSED OPEN CLOSED MIXED 3 MIXED CLOSED MIXED OPEN 4 VARIED VARIED VARIED VARIED Each interview itself was twenty minutes in length and timed by using tape cassettes of twenty minutes per side. The interviewer began the tape as the receptionist knocked on the door and terminated the in— terview after the cassette clicked off. situati minutes any one plannet Phase 1 Hate St attordi 0f the 44 The amount of time that each subject spent in the treatment situation varied from 60 to 90 minutes for the interview and 30 to 45 minutes for completion of the pest-interview instruments. As many as eight twenty minute interviews were scheduled for any one interviewer per day. Ample time between subject contacts was planned to assure that interviewers Would not be fatigued. Phase III - Post-Treatment Following the conclusion of the series of interviews three grad- uate students in counseling were trained to review each audio-tape according to the Interviewee Productivity Measure. After analysis the outcomes of this research were mailed to all of the persons who participated. Desigp A post-test only control group model was the design for this 3 x 2 x 2 x 2 x 2 study with a total of 48 cells and three subjects per cell (Table 3.2). Subjects, 72 male and 72 female, were randomly assigned to a treatment mode to be interviewed by one of four inter- viewers, two male and two female, over the course of four weeks. The same four interviewers presented all of the treatment conditions accord- ing to a predetermined random order. The Mixed Inquiry Mode was estab- lished as the control treatment. This was based on an examination of sample interviews taken from a pool of existing interviews conducted by medical students, practicum counseling students and practicing health professionals. This analysis showed that in interViews with patients, 5 4 whozmw>wouefi snow and ow women we...Ha . . . u 4. 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" mpumn 0 m . i0 -000 000000000020020000 m0oks, L. Interactive effects of sex and status on self-disclosure. Journal o_f_ Counseling Psychology, 1974, _2_l_, 469-474. Cal‘klnff, R. .R. Helping and human relations. Chicago: Holt, Rinehart and Winston, 1969. CaSsata, D. M., Conroe, R. M., & Clements, P. W. A program for enhanc- ing medical interviewing using videotape feedback in the family practice residency. Paper presented to the International Comlmmications Association. New Orleans, 1974. 81 82 Cooley, W. W., 8 Lohnes, P. R. Multivariate data analysis. New York: Wiley 6 Sons, Incorporatédj 1964. Covner, B. J. Studies in the phonographic recording of verbal material: I. The use of phonographic recordings in counseling practice and research. Journal of Consulting Psychology, 1942, 9, 105-113. Covner, B. J. Studies in the phonographic recording of verbal naterial: III. The completeness and accuracy of counseling interview reports. Journal o_f_ General Psychology, 1943, _3_0_, 181-203. Cozby, P. C. Self-disclosure: a literature review. Psycholgical Bulletin, 1973, _7_9, 73-91. Dailey, C. A. The life history as a criterion of assessment. Journal _of Counseling Psychology, 1960, 1, 20-23. Davis, M. S. Attitudinal and behavioral aspects of the doctor-patient relationship as expressed and exhibited by medical students and their mentors. Journal of Medical Education, 1968, 5,337-343. Dell, D. M. Counselor power base, influence attempt,_and behavior . change in counseling. Journal 9f Counseling Psmholgy, 1973, 23, 399-405. Dornette, W. H. L. This thing called "malpractice." Clinical Anesthesia, 1971, _9_, 26-45. Ebels, R. L. Estimation of reliability ratings. Psychometrika, 1951, Q, 407-424. Edelman, R. 1., a Snead, R. Self-disclosure in a simulated psychiatric interview. Journal gf Consulting and Clinical Psychology, 1972, _3_§, 354-358.—"— ‘ Enelow, A. J ., G Swisher, S. N. Interviewing and patient care. New York: Oxford University Press, 1972. Enelow, A. 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Self-disclosure: 99 experimental analysis g 2% trans- parent self. New York: Wiley 6 Sons, Incorporated, 1971. Kagan, N. Influencing human interaction. Video-tape and film series manual. East Lansing: Educational mblication Services, Michigan State University, 1972. Kell, W. L., E. Mieller, W. J. Impact and chagge: 9 study gcounseling relationships. New York: Appleton-Century-Crofts, 1966. lamb, R., E. Mahl, G. F. Manifest reaction of patients and interviewers to the use of sound recording in the psychiatric interview. American Journal 91 Psychiatry, 1956, l_12_, 731-737. Leary, T. Interpersonal diagnosis 9§_personality. New York: Ronald Press, 1957. Lennard, H., G Bernstein, A. The anatomy 9_f_ psychotherapy. New York: Columbia University Press, 1960. Linden, J. D., Stone, S. C., G Shertzer, B. Development and evaluation for rating counseling. Personnel and Guidance Journal, 1965, 94, 267-276. MacKinnon, H. , 8 Michels, S. The psychiatric interview E clinical practice. Philadelphia: W. B. Saunders, 1971. Magraw, R. M. Ferment _‘19 medicine. Philadelphia: W. B. Saunders, 1966. Matarazzo, R. G. Research on the teaching and learning of psychothera- peutic skills. In A. E. Bergin and S. L. Garfield (Eds.), Handbook 91: psychotherapy and behavior change: 9n_ experimental analysis. New York: Wiley 8 Sons, Incorporated, 1971. McIlvaine, J. F . Coached clients as raters of counseling effectiveness. Counselor Education and Supervision, 1972, 12_, 123-128. Mills, D. H., 8 Zytowski, D. G. Helping relationship: a structured an- alysis. Journal o_f_ Counseling Psychology, 1967, 11, 193-197. Pallone, N. J ., 8 Grande, P. P. Counselor verbal mode, problem relevant canmmication, and client rapport. Journal 91 Counseling Psychology, 1965, 12_, 359-365. Roberts, R. R., Jr., 6 Renzaglia, G. A. The influence of tape recording on counseling. Journal 91: Counseling Psychology, 1965, 12_, 10-16. Rogers, C. R. 99 becoming 9 person. Boston: Houghton Mifflin, 1961. Rogers, C. R. The necessary and sufficient conditions of therapedtic personality change. Journal 9f Consultim Psychology, 1957, 21, 95-103. 85 Scheifley, V. M., E. Schmidt, W. H. Jeremy D. Finn's nultivariate-uni- variate and multivariate analysis of variance, covariance and regression, Modified and adapted for use on the CDC 6500. Occasional paper number 22, Office of Research Consultation. Michigan State University, October, 1973, 1-23. Shapiro, J. C., Krauss, H. H., G Truax, C. B. Therapeutic conditions and disclosure beyond the therapeutic encounter. Journal 9f Counseling Psychology, 1969, l_6_, 290-294. Sheppe, W. M., Jr., G Stevenson, I. Techniques of interviewing. In H. I. Lief, V. F. Lief and N. R. Lief (Eds.), The psychological basis 9f medical practice. New York: Hoeber, 1963. Siegman, A. W., 6 Pope, B. Studies _i_n_ dyadic conmunication. New York: 1972. Simmons, 0. Implications of social class for public health. In E. G. Jaco (Ed.), Patients, physicians and illness. Glencoe, Illinois: The Free Press, 1958. Singleton, D. 8. Sex as a determinant of responses to patient manage- ment problems by physicians and medical students. Unpublished doctoral dissertation, Michigan State University, 1975. Snyder, W. U. An investigation of the nature of nondirective psycho- therapy. Journal 91 General Psychotherapy, 1945, _3_3, 193-232. Snyder, M. K., 8 Ware, J. E. A study of twenty-two hypothesized dimen- sion of patient attitudes regarding medical care. Technical report number MHC 74-10. Carbondale, Illinois, Southern Illinois School of Medicine, 1974. Sullivan, H. S. The interpersonal theory 9f_ psychiatry. H. S. Perry and M. L. Gawel (Eds.). New York: W. W. Norton 8. Company, 1953. Szasz, T. S., G Hollender. H. A contribution to the philosophy of med- icine. Archives g Internal Medicine, 1956, 9_7_, 585. Tanney, M. F., 8 Gelso, C. J. Effect of recording on clients. Journal o_f_ Counseling Psychology, 1972, 19, 349-350. Truax, C. B., 6 Carkluff, R. R. Client and therapist transparency in the psychotherapeutic encounter. Journal 9i Counseling_ Psychology, 1965, 11, 3-9. Truax, C. B., 6 Carkhuff, R. R. Significant developments in psychother- apy research. In L. E. Abt and B. F. Reiss (Eds), Progress _19 clinical psycholcgy. New York: Grune 5: Stratton, 1964. 86 Truax, C. B., G Carkhuff, R. R. Toward effective counseling and psycho- therapy: training and practice. Chicago: Aldine Publishing Company, 1967. Tyler, L. E. 199_workl9£_the counselor. New York: Appleton-Century- Crofts, 1969. van.Atta, R. E. Excitatory and inhibitory effects of various methods of observation.in counseling. Journal 9§_Counseling Psychology, 1969, 19, 433-439. walker, B. S., 8 Little, D. F. Factor analysis of the Barrett-Lennard Relationship Inventory. Journal 9f_Counseling Psychology, 1969, 19, 516-521. ware, J. E., 6 Snyder, M. K. Dimensions of patient attitudes regarding doctors and medical care services. .Medical Care, 1975, 11, 669-682. Winborn, B. B., Hinds, W. C., 6 Stewart, N. R. Instructional objectives for the professional preparation of counselors. Counselor Education and Supervision, 1971, 19, 133-137. APPENDICES APPENDIX A LETTERS RECRUITING RESEARCH ASSOCIATES APPENDIX A LETTERS RECRUITING RESEARCH ASSOCIATES Dear Your name was given to me by Dr. James Engelkes when I asked for a list of persons in the Lansing area who had demonstrated a competence in in- terviewing skills. Since you are nearing the end of you internship ex- perience, you, undoubtedly, have had much practice in interacting with clients. I am.a doctoral student in Counseling and, at present, I am planning a dissertation research project which compares the effects of certain in- terviewing skills of physicians and counselors. During the past three years I have been training MSU medical students in the skills of inter- viewing. I am.interested in empirically testing some of the differences between the medical interview and the counseling interview. would you be interested in being a Research Associate? Ten to fifteen hours of your time would be required--evening(s) and/or weekend(s) in late January. I will monetarily reimburse you and you will enrich your professional competence as a result of this experience. Please return the attached form as soon as possible. Then I will be in contact with you by phone to give you more details of the experiment. Thank you. I appreciate your willingness to be of help. Dolore Rockers Doctoral Candidate, MSU I am interested in being a Research Associate for this experiment. I would like more information before I commit myself to the project. I am not interested in participating in this experiment. Name Phone Number 87 88 125 Kenberry Drive, #9 East Lansing, Michigan 48823 February 2, 1976 ' Dear Thank you for responding to my request for a Research Associate in the Health Professional Interview Research Project. As with most plans of this magnitude, things never er smoothly; so, the execution of this experiment has been delayed in time. Since your plans may also have changed, I would like to outline the tasks of the Research Associate as they are at this stage and then, on the weekend, I will call you to see if you are still interested in participating. Tasks of the Research Associate: 1. Preliminary Interview: In the experiment the reactions of the person being interviewed are of primary interest. However, it is necessary to have some initial idea of the particular interviewing style of the professional who is conducting the interview. a. Come to Room 250, Erickson Hall, Campus, during the week of Februagy 9-15, for a fifteen minute screening interview. 1) Clients will be provided. 2) The contents of the interview will cover the client's personal-social history. 3) The interview will be audio-taped. b. Following the interview you will fill out an Interview Evaluation Form. 80 will the client. This is to check your perceptions of the interview and allows for a pre-test of the instruments. c. This will be about an hour of time and the rammeration will be $5. 2. Tape Coding: These tapes will then be coded anonymously to determine your interviewing style. Approximately eight inter- viewers with varying styles will be asked to participate in the actual research experiment (at three dollars per hour). 3. Research Interviews: There will be sane flexibility depend- ing on persons' schedules. a. Attend a three hour training seminar on 999 weekday evening for the weeks of February 16-20. 23-27 and March 1-5. 89 b. Conduct approximately 19_fifteen.minute interviews per weekend for the three weeks above mentioned. In total you will be doing about thirty interviews if plans pro- ceed as they are now set. The format for each interview remains the same in content and varies in questioning style. 'Thank.you. I realize that the remuneration does not equal your profes- sional worth, but, such are the limits of graduate student research. ‘When I call this weekend I will want to know: 1) if you are still interested in being a Research Associate, and 2) when next week you can come for a screening interview. I am willing to share the procedures and outcomes of this research with 'you as we go along. This, in itself, might be a worthwhile learning experience. Gratefully, Dolore Rockers Doctoral Candidate, MSU APPENDIX B TRAINING PROGRAM FOR RESEARCH ASSOCIATES APPENDIX B TRAINING PROGRAM FOR RESEARCH ASSOCIATES I. The following format will be used for each of the three training sessions: .A. Discussion of the Concepts (reviewed each time) (fl-RMNH O O O O Inquiry'Modes Initial Intake Interview Information-Gathering Categories . Occupational Role Distinctions Standardized variables B. Recognition of the Treatment MOdes 1. Using Typed Transcripts (from the baseline interviews) 2. Using Audio-Taped Examples (from baseline interviews) C. Practice Interviews to Reach Criterion l. Playback One's own for Analysis 2. Playback or Review by Researcher to Assure Criterion III. For this research the above mentioned concepts are defined as follows: A. Inquiry Modes: Qpen Inqgiry Mode--A twenty minute information gathering interview in which at least 80% of the inquiries are phrased in a.manner which solicits the interviewee's thoughts, opinions, views, feelings, facts, et .-- anything the person would like to say. Closed Inquiry Mode--A.twenty minute infonma- tion gathering interview in which at least §9§_of the inquiries are phrased so as to elicit a "yes," "no" or short factual answer (under five words). Mixed Inquig Mode--A twenty minute informa- tion gathering interview in which at least 40% of the inquiries are open and at least 40% of the inquiries are closed. 90 91 B. Initial Intake Interview: This interview is to be conducted as if it is the first contact between the professional and the interviewee. The client understands that he or she is coming to a general clinic for some general tests. This interview is to begin the process of history- taking which both counselors and physicians use. C. Information-Gathering Categories: The following are the con- tent areas about which you will seek.infor- mation: .. Parents/Siblings Family'values/Religion Marital History Personal/Social History Friends/Significant Others Education/Military Career Occupation/werk History Hobbies/Interests General Medical History Use of Alcohol/Drugs/etc. Average Day/weekend Support Systems in Crisis Other Wise- Each of these categories should follow in order but the number of inquiries used in each is at your own pacing. All should be covered generally within twenty minutes. The OTHER category is a time filler to be used only when necessary. D. Occupational Role Distinctions: YOu will be simulating two professionals, counselor and physician, each weekend. Each role will be made distinct by variations in title, occupational role, place of work, attire, name tag on your office door, and directions that are given to the client before he or she sees you. For example: On Saturday you will introduce yourself as Ms. Judy B , a Counselor with the Mason Mental Health Center. You will be attired in professional dress. The name tag on your office door will call you Ms. JUdy B ,‘MaA., Counselor. The client ‘will be told that a female counselor, Ms. Judy B , will be doing the initial interview. 92 On Sunday you will introduce yourself as Dr. Judy C , a Resident Physi- cian with the Michigan State Medical School. You will wear a white lab coat over your professional garb. The name-tag on the door will call you Dr. Judy C , M.D., Physician. The client will 55 told that a female physician, Dr. Judy C , will be doing the initial interview. E. Standardized Variables: In all of the interviews the follow- ing procedures should be as similar as possi- ble: Keep head nods, umhmms, etc. out of your re- sponses. Space your questions so that there are not periods of silence (more than 10 seconds) between the client's answer and the next question. Position your body in a forward lean toward the client. The interview chairs should be placed so that the client's back is to the window and so that only the corner of the desk is between interviewer and client. Maintain consistent eye contact with the in- terviewee. APPENDIX C SAMPLE OF OPEN AND CLOSED INQUIRIES APPENDIX C SAMPLE OF OPEN AND CLOSED INQUIRIES Open Irguiry An inquiry phrased in a manner which solicits the inter- viewee's opinions, views, thoughts, feelings, facts, etc. . ..anything the person would like to say. Definition: Tell me something about what went into that decision to transfer. What, in your mind, are the qualities that make an ideal nurse? What kinds of thingg influenced you in the first place? (Using the plural makes this an open inquiry.) HOW would you describe your eating habits? What was it like having an attorney for a father? You mentioned an interest in sports when you were growing up; what other things interested you? What happened exactly? Think back to when you were a child and tell me the things that stand out in your memory. Tell me more about your brothers. What can you tell me about your parents? (Tends toward a closed inquiry but was classified as open.) HOW about your religious background? (Takes on the inquiry mode of the lead before it--when changing content areas so that there is no preceding lead of the same content, this is classified as OPEN.) HOW do you feel about that? (Classified as open even though it could be answered with a short answer such as "fine.") 93 94 Closed Inquiry An inquiry phrased so as to solicit a "yes", "no", or Definition: short factual answer (under five words). Are both your parents living? Are you working on those problems now? Did that affect you adversely? Do you find it really difficult to contact him? Is school fairly easy for you? When did they die? Were you the only two in the family then? Have you lived in Lansing all of your life? HOW long has it been? What did your father do when you were growing up? HOW many of the regular childhood diseases have you had? You said that you had. . .? (A clarification type of lead.) But it is a surprise to you that all of a sudden it stopped. (reflective) So then you're going to school more to enrich your own life than to get a degree. (restatement) was that uncomfortable for you? Do You find that's a strain? m APPENDIX D LETTER RECRUITING SUBJECTS fl: '-’..‘-" 3-1.: -5: v _' ., APPENDIX D LETTER RECRUITING SUBJECTS January 10, 1976 TO: The students in Introduction to Psychology, LCC FRCM: Dolore Rockers, Doctoral Candidate in Counseling, MSU RE: Participation in an Experiment on Interviewing Skills Hello! I am a graduate student at Michigan State and I am currently doing dissertation research on the interviewing styles of various health professionals. During the past ten years I have helped to train many such professionals in the art of interviewing. I have found that there are certain techniques that work well and other methods that do not. I am interested in empirically testing the effectiveness of certain inter- viewing approaches . In the months of January and February I will be conducting this research and I wish that you would consider being a part of it. I have described below the experimental situation and the conditions which you would have to meet as a participant. 1. Come to MSU for approximately 999 hour on 9n_e_ Saturday or Sunday in February. 2. Participate in a short interview (about 15 minutes) with a designated health professional. a. The questions the interviewer will ask will cover tOpic b. c. After the interview you will be given a short form to (1. areas such as family, education, occupation, hobbies, habits, etc. These will be general questions to which you may answer as nuch or as little as you wish. The interview will be audio-taped. complete. It asks your reactions to the interview. The information which you have given will be coded in such a manner as to assure the confidentiality of who you are. After the tapes have been analyzed they will be erased. 95 1.. ‘q-I .' Wm ' u 96 3. After the study has been completed (late March) you will be given detailed information as to the outcome of the experi- ment, if you wish. 4. There are some personal gains for participating in this study. a. In some cases, your professor of psychology has agreed to count this experience as part of your course credit for this tenn. b. This may be an interesting experience for you as a student of psychology. c. You may experience some self-reinforcement for being such a generous person. iPlease fill out the attached questionnaire and return it to your instruc- tor at the end of this class period. I am interested in being a part of this research. I need to think more about this before I make a decision. I am.not interested in participating in this research. Name Address Ffixnua 'The best time of day to call is I prefer to participate on Saturday FEBRUARY (indicate as many choices as you can) morning 7 afternoon 14 evening 21 anytime 28 Sunday FEBRUARY morning 8 afternoon 15 evening 22 anytime 29 I could come on a weekday evening YES NO day of the week time of evening I would like feedback about the experimental outcomes YES * NO Those of you who volunteer will be contacted personally within the next two weeks. Thank you. I am grateful. dolore APPENDIX E DENDGRAPHIC QUESTIONNAIRE SUD/MARY TABLES OF DEM)GRAPHIC CHARACTERISTICS APPENDIX E DEWERAPHIC QUESTIONNAIRE The following questions ask for basic information about you. The format parallels that used by the U. S. Census Bureau. As with all pre- vious information you have provided, this data will be held in confi- dence. You do not need to indentify yourself by name. Please check or fill in all of the appropriate spaces. _g 1. Sex: Female_____ Male 2. Date of birth: Month_ ’ Year__ Present age__ 3. Color or race: White____ Black/Negro___ J apanese___ Chinese Mexican_______ Korean Filipino___ Hawaiian American Indian (print tribe) Other (identify) 4. Marital status: Now Married Widowed Divorced Separated Never Married Other 5. Present home: Lansing East Lansing Other I 6. Education: (Circle the level completed) Highschool 9 10 11 12 Colle e 1 2 3 4 5 6+ (acafiemic year) 97 98 Vocational School (or similar training) (number ofiyears) l 2 3 4 or more 7. Occupation: Job Title Place of Work Paid full-time_____ Paid part-time_____ Unpaid full-time______ Unpaid part-time_____ r? 8. Income level (yours or your source of support): 1- _____1ess than $2,000 _____§2,000 - 2,999 _____$3,000 - 4,999 _____§S,000 - 6,999 __$7,000 - 9,999 ___$10,000 - 14,999 L.» _____§15,000 - 24,999 _____§25,000 or more 9. Within the last three years I have been to see a physician ____not at all ____once ____2-5 times ____more than 5 times 10. I liked the physician (circle one) VERY MUCH SOMEWHAT AMBIVALENT NOTZMUOH PKHTAH'ALL 11. Within the last three years I have been to see a counselor ____not at all ____pnce ____2-5 times ____more than 5 times 12. I liked the counselor (circle one) VERY MUCH EKIUWWMH‘ AMBIVALENT NOT MUCH NOT AT ALL Please list below any additional comments that you would like to make about your experience as an interviewee in this research. THANK YOU! SUMVIARY TABLES OF DENDGRAPHIC CHARACTERISTICS Table E.l Number of Subjects by Years of Age YEARS OF AGE 16-20 21-25 26-30 30-39 40-49 50+ IWALE SUBJECTS 16 21 4 2 l (n=72) FEMALE SUBJECTS —. 12 26 8 5 2 (n=72) Table E.2 NUmber of Subjects by Years of Education Completed YEARS OF EDUCATION Grade College vocational 12 1 2 3 4 5 6 l 2 IWALE SUBJECTS 7 21 24 5 6 l l 3 3 (n=72) FEMALE SUBJECTS 16 22 18 6 2 l 4 l l (ns72) 99 100 Table E.3 Marital Status of Subjects Number of Subjects IMarried 39 Divorced 10 Separated 4 Never Married 91 N=l44 Table E.4 Income Level of Subjects or Their Source of Support Number of Subjects Less than $2,000 28 $2,000 - 2,999 7 $3,000 - 4,999 19 $5,000 - 6,999 6 $7,000 - 9,999 15 $10,000 -14,999 25 $15,000 -24,999 20 More than $25,000 24 N=l44 101 Table E.5 Home Towns of Subjects NUmber of Subjects Lansing 63 East Lansing 42 Small Towns around Lansing 39 N=l_4—4— Table E.6 Race of Subjects Number of Subjects White 133 Black 7 hkmican 3 American Indian 1 N=l44 102 Table E.7 Number of Subjects by Occupation (N=l44) Occupational Paid Paid Not Category Full-Time Part-Time Paid Student - - 55 Unskilled Laborer 17 23 - Skilled Laborer 15 12 1 Business 13 l ' Professional 6 l 103 Table E.8 Number of Subjects Who saw a Physician over the Last Three Years and Their Attitude toward the Physicianfi(N=l44) I liked I have seen the physician the PhYSiCia“ Nor AT ALL ONCE 2-5 TIMES MOREHTEQN 5 ............ 17 -- -- -- NOT AT ALL -- -- 2 1 NOT MUCH -- 2 5 3 AMBIVALENT -- 3 7 8 SOMEWHAT -- 7 32 8 VERY MUCH -- 4 23 21 Table E.9 NUmber of Subjects Who saw a Counselor over the Last Three Years and Their Attitude toward the Counselor (N=l44) I liked I have seen the counselor the counselor IMORE THAN 5 bKfl‘AJ‘ALL ONCE 2-5 TIMES TIMES ............ 76 -- -- -- NOT AT ALL -- -- 2 l NOU'NLKTI -- 2 5 3 AMBIVALENT -- 3 7 8 SOMEWHAT -- 7 32 8 VERY MICH -- 4 23 22 APPENDIX F INTERVIEWEE PRODUCTIVITY MEASURE TRAINING PROGRAM FOR TAPE-REVIEWERS RELIABILITY CALCULATIONS APPENDIX F INTERVIEWEE PRODUCTIVITY MEASURE Tape Review Form TAPE CODE TAPE REVIEWER DATE INTERVIEW STRUCTURE (Items should be transcribed verbatim.) Name of Interviewer with Title: Role Of Interviewer: Place of Wbrk: Purpose Of Interview: Content of Interview: Time Limits: Confidentiality: Interviewee Responsibility to Answer Questions: Interviewee Opportunity to.Ask Questions: Other: REVIEWER COMMENTS: 104 ‘FI- 105 a _ ESEU aae washes. 3063 6:8 flats 5 meooosm ”toga _L .---T--Lr]-ull ecoxooz\swo ommuo>< .ou0\mw:ho\ao:ooa<.mo om: beta: H8362 mammuou:H\mownoo: snoumfir xu93\eowumasuoo .828 .Cnfiiéaofiooaom naofio ofioaoadameoaofia spoumw: Hewuow\am:0muom tonne: Henna: :ofimwaom\mosam>.>aflsmm omfi BBEEES >HH>HHUDDomm mmzmm>mmth Hoe :omqupomeHI mmmzommmm Qz<_moumHzH open nozow>om came geom.3mH>mm mm