MARGWAL MAN WWI-i A béARQlNAL MéSSiON: A STUDY OF. THE ADMSMSTRAHVE STRATEGEES 0F AMBROSE CALWER. BLACK ADMIMSTRATGR 9F NEGRO AND WULT EfibiiCATEON, THE UNETED STATES GFFICE 0F EWCATIOE‘E, 19304952. WWW far this Dame of Pb. 9.. WEN SPAFE umvmsm FEW“ S. WEBM- 1975 IIWWIWWWWM 94067 ‘ LIBRA 1'" Michigan ‘* Univew'ty I" g This is to certify that the . thesis entitled Marginal Man With a Marginal M‘, ; Study of the Administrative St 9 Ambrose Caliver, Black Adminis 1 Ne egro and Aduit Education, the ice of Educatkfgs,nm3%y - 196' Peyton S. Hutchison a i? >- has been accep‘iod» towards fulfillment. .=- -.L irements for 'ein Administgggion &‘H.E. (Continuing Education) \\‘ 007 2 3 gm.» ' 13f; ABSTRACT MARGINAL MAN WITH A MARGINAL MISSION: A STUDY OF THE ADMINISTRATIVE STRATEGIES OF AMBROSE CALIVER, BLACK ADMINISTRATOR OF NEGRO AND ADULT EDUCATION, THE UNITED STATES OFFICE OF EDUCATION, 1930-1962 BY Peyton S. Hutchison This research is an inquiry into the administrative and survival strategies of Dr. Ambrose Caliver, a Black United States Office of Education mid-level official responsible for two marginal causes, Negro and adult edu- cation. Committees, commissions, conferences, workshops, programs, surveys and projects which were organized, directed or chaired by Dr. Caliver, resulted in improved educational opportunities for Negroes and adults, two marginal missions. Among Dr. Caliver's many activities and responsibilities were the radio program "Freedom's People," the National Commission on Literacy, the National Advisory Committee on the Education of Negroes, the National Survey of Vocational and Educational Guidance of Negroes, the National Commission for Adult Literacy, the Project for Literacy Education of Negroes and the Peyton S. Hutchison presidency of the Adult Education Association, United States of America. Special attention was devoted to Dr. Caliver's administrative behavior during his tenure with the USOE from 1930 to 1972. One of his unique contributions related specifically to strategies of value to members of minorities who seek legitimate goals within established bureaucratic organizations. Dr. Caliver was the first Black professional person to be appointed to a permanent position in the USOE. As a pioneer, he not only contributed to Negro and adult education, but he also employed a variety of strate- gies which enabled him to survive for over 31 years as a Federal bureaucrat. The result of his experiences, and the methods he employed to surmount obstacles to his survival and success, have significant implications for racial and other minorities who seek specific but legiti- mate goals. This study investigated: (1) the role of Dr. Caliver in the improvement of Negro education during the years 1930-1962, (2) his role in the development of adult education programs during the same period, (3) problems encountered by Dr. Caliver and his general behavior toward them as a racial minority employee serving in a large, majority group controlled, racially biased bureaucratic governmental institution, and (4) strategies employed by Peyton S. Hutchison Dr. Caliver necessary for his survival for a 31 year period in the USOE. Data for the inquiry was obtained principally from Dr. Caliver's publications, addresses and correspondence; from interviews and correspondence with his former associ- ates and acquaintances, from his wife, from government documents and from library and archive sources. Aside from his contributions to the fields of Negro and adult education, the primary contribution of Dr. Caliver toward the achievement of equal opportunities for minorities seeking legitimate goals was the series of strategies necessary for minority leadership which he devised and employed and which enabled him to work within an established governmental institution for an extended period with noticeable success. While Dr. Caliver was a mid-level administrator assigned to enhance Negro and adult education, he realized that it was essential, because of his marginality and marginal mission, that he develop and implement special methods and techniques to overcome obstacles in order to achieve desired goals. Dr. Caliver developed a variety of special strat- egies to c0pe with different circumstances. He had the skill and desire to work with people and organizations to resolve issues and problems. He demonstrated many qualities and characteristics necessary for effective leadership. As a Black man, Dr. Caliver recognized that Peyton S. Hutchison special leadership qualities and characteristics would be required for success and survival. Although Dr. Caliver occupied a unique position in the USOE for many years, originally having been appointed to the position of Specialist in the Education of Negroes, he made other contributions to the Federal education agency. They are (1) education for the aging, (2) public school desegregation, (3) literacy education, (4) life long education, (5) contributions to international education and (6) contributions to secondary and higher education. The results of this inquiry should lead to an increased awareness of the many significant contributions of Dr. Caliver to the establishment of effective strategies necessary to survive in a seemingly untenable environment. It should provide information essential to minority indi- viduals and groups which are desirous of achieving legiti- mate goals through effective and quality leadership. The evidence discovered as a result of the inquiry determined that a minority individual who wishes to realize Specific goals can, with the implementation of effective strategies, provide leadership to obtain sought goals. Through his training, experience and superior ability, coupled with his unusual talent for discovering, developing and implementing appropriate strategies, Dr. Caliver was Peyton S. Hutchison able to cope with difficult situations which resulted from his race and his mission. Many of the problems created by the lack of ade- quate minority leadership could be resolved, and more pro- gress realized, if knowledgeable and qualified minority leadership, determined to work within the established system of government, were prepared and available to fur- nish that leadership. Among the conclusions resulting from this inquiry are: (1) that minorities must work within the established system of government if their goals are to be achieved, (2) that minorities must realize the consequence of their action, (3) that minorities need to develop special strat- egies to improve the likelihood of achieving goals, (4) that minorities need support from within and outside the organization, (5) that minorities have a clear under- standing of the possible cost or personal penalties of performing such roles, (6) that minorities require more latitude than their white counterparts, (7) that white administrators who hire minorities should have a clear recognition of problems and concerns of minority personnel, (8) that white administrators should attempt to delineate where changes could be made andwhere difficulties are likely to be encountered, and (9) that white adminis- trators, not wishing to change the existing structure, should not hire minority personnel. MARGINAL MAN WITH A MARGINAL MISSION: A STUDY OF THE ADMINISTRATIVE STRATEGIES OF AMBROSE CALIVER, BLACK ADMINISTRATOR OF NEGRO AND ADULT EDUCATION, THE UNITED STATES OFFICE OF EDUCATION, 1930-1962 BY .95 Peyton ST Hutchison A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY College of Education 1975 ACKNOWLEDGMENTS The writer is deeply indebted to his Doctoral Committee Chairman, Professor Russell J. Kleis. His patience, graciousness, concern and wise counsel are very much appreciated. Gratitude is also due the members of the Doctoral Committee: Doctors Clyde Campbell, Richard Featherstone and James B. McKee, for their confidence, support and encouragement. Gratitude is extended to Dr. Edward Warner Brice, former USOE administrator, and Dr. John F. Holden, Director of the Graduate School, 0.8. Department of Agriculture, for their valuable assistance. He wishes to express appre- ciation to Mrs. Mary Jane Kruse and Mrs. Frances Chambliss of the Adult Education Office, Detroit Public Schools, and to Mrs. Faye Johnson and Mrs. Lauretta Travis of the Chicago Urban Skills Institute, City Colleges of Chicago, for their assistance in many valuable ways. He is indebted to Mr. Ray Ferrier, Divisional Director, Department of Adult Education and Summer Schools, Detroit Public Schools and to Mr. Oscar Shabat, Chancellor, City Colleges of Chicago, for their interest and ii encouragement. The author is also indebted to the Mott Foundation which awarded him a graduate study fellowship. To his late parents, who were interested in his educational success, the writer is deeply appreciative. Most importantly, the writer is grateful to his wife, Betty, for her confidence, encouragement, under- standing and sacrifices. He also wishes to thank his three children, Peyton, Jr., Allison and Jonathan for their numerous sacrifices while Daddy was busy with school and home work. iii CHAPTER I. II. TABLE OF CONTENTS OVERVIEW OF THE STUDY . . . . . . . . Introduction . . . . . . . . . . . The Problem . . . . . . . . . . . Questions Investigated . . . . . . Procedures . . . . . . . . . . . . Definition of Terms . . . . . . . Significance of Study . . . . . . Limitations of Study . . . . . . . Structure of Dissertation . . . . smary O O O O O O O O O O O I 0 REVIEW OF THE LITERATURE . . . . . . . Introduction . . . . . . . . . . . Formal and Informal Organizations-- An Overview . . . . . . . . . . Organizational Theory . . . . . . Role Theory . . . . . . . . . . . Summary of Role Theory . . . . . . Leadership . . . . . . . . . . . . Concept of Marginality . . . . . . Marginal Mission--Adult Education The Case of E. Frederick Morrow . iv Page a u: re H U'l 10 12 13 14 16 16 16 19 24 27 28 39 44 48 CHAPTER Page Cases of Other Blacks . . . . . . . . . . 52 The Model . . . . . . . . . . . . . . . . 55 Summary . . . . . . . . . . . . . . . . . 56 III. BRIEF BIOGRAPHY OF DR. AMBROSE CALIVER . . . . 59 The Caliver Family . . . . . . . . . . . . 59 The Early Life of Caliver . . . . . . . . 60 Marriage and Early Professional Years . . 63 A Career of Leadership . . . . . . . . . . 66 Awards and Recognition . . . . . . . . . . 67 Summary . . . . . . . . . . . . . . . . . 69 IV. THE TENOR OF THE NATION: 1930-1962 . . . . . . 70 The Pre-Roosevelt Period . . . . . . . . . 70 The Roosevelt Years, 1933-1945 . . . . . . 73 The Truman Years, 1945-1952 . . . . . . . 81 The Eisenhower Years, 1952-1960 . . . . . 88 The Kennedy Years, 1960-1963 . . . . . . . 94 Summary . . . . . . . . . . . . . . . . . 96 V. THE UNITED STATES OFFICE OF EDUCATION . . . . 100 Introduction . . . . . . . . . . . . . . . 100 The USOE 1867-1930 . . . . . . . . . . . . 101 The National Advisory Committee . . . . . 104 Other Agency Cooperation . . . . . . . . . 109 Placement of the USOE in Federal Government 1867-1962 . . . . . . . . . . 110 Federal Government Involvement in Negro Education Prior to 1930 . . . . . 112 CHAPTER VI. DR. Page Negro Education in the USOE, 1930-1962 . . . . . . . . . . . . . . . 119 The USOE--Finances . . . . . . . . . . . . 123 Leadership in the USOE . . . . . . . . . . 124 Summary . . . . . . . . . . . . . . . . . 127 CALIVER, THE ADMINISTRATOR . . . . . . . . 130 Introduction . . . . . . . . . . . . . . . 130 Brief Review of Dr. Caliver's Life . . . . 131 The Model . . . . . . . . . . . . . . . . 133 Decisiveness . . . . . . . . . . . . . . . 135 Sense of Purpose and Direction . . . . . . 139 Perspective . . . . . . . . . . . . . . . 147 Integrity . . . . . . . . . . . . . . . . 151 Teaching Skills . . . . . . . . . . . . . 156 Technical Mastery . . . . . . . . . . . . 158 Faith . . . . . .'. . . . . . . . . . . . 161 Friendliness and Affection . . . . . . . . 166 Energy and Enthusiasm . . . . . . . . . . 169 Initiative . . . . . . . . . . . . . . . . 177 Empathy . . . . . . . . . . . . . . . . . 179 Responsibility and Perseverance . . . . . 180 Courage and Creativity . . . . . . . . . . 183 Imperturbability . . . . . . . . . . . . . 186 Conflict Management . . . . . . . . . . . 189 Loyalty . . . . . . . . . . . . . . . . . 194 vi CHAPTER Page Intelligence . . . . . . . . . . . . . . . 199 Summary . . . . . . . . . . . . . . . . . 201 VII. SUMMARY, CONCLUSIONS, IMPLICATIONS . . . . . . 204 Summary . . . . . . . . . . . . . . . . . 204 Conclusions . . . . . . . . . . . . . . . 210 Implications . . . . . . . . . . . . . . . 217 BIBLIOGRAPHY . . . . . . . . . . . . . . . . . . . . . 220 APPENDICES . . . . . . . . . .4. . . . . . . . . . . . 233 vii CHAPTER I OVERVIEW OF THE STUDY Introduction For many years the writer has been concerned with interpersonal and intergroup problems, especially those of a racial nature, which confront the citizens of this country. He feels that broad and representative leader- ship, specifically leadership from both minority and majority groups, is essential to national harmony. At the same time, he is aware of the many inequities and injustices of our society which have usually negatively affected the country's largest racial minority, its Negroes. The writer, it should be made clear, does not advocate a separate or special set of rules or regulations to which Negroes or any minority should adhere. He does believe, however, that all minorities should have equal opportunity in every phase of the nation's life. Quality and effective leadership in social insti- tutions is most essential in achieving this goal; however, it must be recognized that historically and traditionally, America has been negligent in using the leadership serv- ices of qualified minority citizens. It has been common, 1 moreover, that when a minority person was employed in such an institution he has been expected, and probably has been accustomed, to act out roles which tended to denigrate and dehumanize him. Because only limited numbers of Americans of minority status have occupied leadership positions, and because of the frequent denigration of those who have done so, minority groups have become the victims of prolonged and unjustified inequality and under- representation. Currently there is considerable concern regarding the seemingly militant demeanor prevalent among almost every stratum of minority cultures. Careful and unbiased examination suggests that members of these subcultures are attempting, through sometimes legitimate and sometimes illegitimate means, to secure the elusive American dream of freedom, human rights, respect and equal opportunity. The problems of how people, differing in race--or in religion, sex or nationality--can live together amicably, creatively and on an equal basis, either as members of the community or in institutions, is one of several vital questions American society must resolve if the country is to experience reasonable tranquility. That minorities should be given equal opportunities to participate in the commonplace activities of the day, as well as have a voice in decision and policy making, is a major concern of sensitive public officials, professional educators, ordi- nary laymen and social scientists. The ubiquitous problem of minorities has special significance to national, professional and public insti- tutions. Therefore, this study has investigated the long career of Dr. Ambrose Caliver, a Black professional man in a Federal government agency. Its focus has been upon administrative and position-related strategies of a Black leader. It has sought answers to several questions of -theoretical importance and of special interest to the investigator and, hopefully, to those persons interested in minority-majority relationships in major American institutions. The Problem The task of this study has been to investigate the adaptive and leadership strategies employed by Dr. Ambrose Caliver, a Black administrator of Negro and adult edu- cation in the United States Office of Education from 1930 to 1962. The study has been based on an assumption that his strategies have implications for other minority per- sons who are employed in similar hierarchies. It has been an attempt to understand Dr. Caliver's behavior and, based on that understanding, to observe what was unique about his behavior and how he functioned as a minority persons in a majority (white) dominated Federal establishment. The central purpose of the study has been to draw from a minority person's (Caliver's) adaptive and leadership strategies lessons which may be of worth to minority per- sons, and those who may be interested in minority persons, who occupy similar positions in institutional hierarchies. were: Questions Investigated The primary questions investigated in this study What adaptive and leadership strategies did Dr. Caliver utilize in his role as Specialist in the Education of Negroes, as well as in related roles, during his tenure as an administrator in the United States Office of Education? Which of the strategies (adaptive and leadership) employed by Dr. Caliver seem to be directly related to his minority status? What kinds of administrative strategies employed by Dr. Caliver appear to have been most successful? What lessons can be learned from this study of Dr. Caliver's tenure as a minority professional person in a majority dominated hierarchy which would have value to other minority persons in similar situations, and to those who are inter- ested in these problems? Procedures This was a descriptive and analytical study of the life and work of Dr. Ambrose Caliver during his 31 year career as a United States Office of Education middle echelon administrator. It was partly historical, partly behavioral and partly biographical in character since the investigator viewed Dr. Caliver from several perspectives during his long tenure at the Office of Education in order to better understand the man, his contributions and his administrative strategies. It was a case study of leader— ship behavior, of how a man functioned in an organization. It was a study of a minority man dealing with minority problems, Negro and adult education, in a majority domi- nated formal organization devoted principally to other problems. To complete this study required that data be secured principally from Dr. Caliver's papers and pub- lications, from interviews and correspondence with his former associates, his wife and other persons in whom he confided and anumber of other persons with whom he was acquainted. Additional data were secured from the Office of Education Library, the Library of Congress, the Michigan State University Library, the National Archives and other appropriate sources including government documents and newspaper articles. A review of the literature in appropriate fields and subjects was undertaken in order to provide a proper theoretical and practical background for the study. That review also yielded a set of twenty qualities and character- istics which gave structure and direction to the study. Definition of Terms Requisite to an approach to the study was the necessity to define several terms which appeared in the study. The terms requiring definition are "Negro," "Black,” "socially tolerable,” "minority," "strategy" and "United States Office of Education." Negro The importance of determining race did not become important until the Colonial period, when questions arose regarding both the social and legal status of offspring resulting from unions of whites and Negroes. These unions usually took place outside marriage and, therefore, were illegal. Many attempts have been made to define the term "Negro." For example, in 1910 the State of Virginia con- sidered a person with one-sixteenth (1/16) Negro blood to be legally a Negro. In 1930 the same State considered any person "where there is any ascertainable quantum whatever of Negro blood as legally a Negro."1 Pettigrew posits that in the United States the social definition of the term "Negro" is "anyone with one known Negro ancestor regardless of how Caucasian one's genes may be in origin."2 "The category 'Negro' as used in census publications . . . is merely a rough estimate of the person's social identity in his local community."3 Although race can be defined legally, biologically and anthropologically, the term "Negro," as used in this study, refers to the ”general conception of a Negro in the United States . . . (a person) with enough African blood to be identified on sight as not being white, or one who, although fair enough to be thought white, identifies him- self as a Negro."4 Black Although the term "Black” seems to be of more recent vintage as well as being more popular at this time, the definitions which apply to "Negro" are also applicable to the term ”Black;" the latter term is used here as 1Encyclopaedia Britannica (Chicago: William Benton Publisher), Vol. 16, p. 1681 2Thomas Pettigrew, Profile of the Negro American (New Jersey: Prentice-Hall, 1964), p. 71. 3Johh P. Davis (ed.), The Amerigan Negro Reference Book (Englewood Cliffs: Prentice-Hall, Inc., 1966). P. 96. 4Ebony Editors, The Negro Handbook (Chicago: John- son Publishing Company, Inc.), p. 3. synonymous and interchangeable with the designation of ”Negro." Socially Tolerable In the struggle for fairness in American society, minorities have sometimes found it necessary to resort to unconventional strategies in pursuit of their goals. In this study the term "socially tolerable" refers to those activities and behaviors of minorities which are designed to obtain equity, which are generally not favored or approved by the majority of society, but because of the legitimacy of the objectives, are reluctantly tolerated by the majority. Strategy The term "strategy," is conceived in operational terms. The goals or anticipated results become, therefore, the target at which a strategy is directed. "Strategy involves the art of executing an overall design for action."1 Whether strategies are spontaneous, preplanned or calculated, an essential element in their success is the ability of the planner to adapt them to the environ- ment, which may not be stable. In this study the term "strategy" refers to "any specific utilization of the resources under the control of the planner" or 1James A. Geschwender (ed.), Black Revolt: Strat- ggies of Protest (Englewood Cliffs: Prentice-Hall, Inc., 71), p. v11. ". . . plans chosen by the decision-maker as a means of obtaining the objectives, in spite of the obstacles."1 United States Office of Education In this study the term "United States Office of Education" (USOE), refers to the Federally established governmental agency that is responsible for the collection, analysis and dissemination of such "statistics and facts as shall show the condition of education,"2 as well as provide leadership and consultative services to qualified educa- tional agencies and organizations. The definition which applies to "United States Office of Education" is appli- cable to the abbreviations "USOE" and "OE," which are used here as synonymous and interchangeable with the term "United States Office of Education." Minority The term "minority" or "minority group" refers to an individual or group who is distinguished in one or more respects from most members of a population. Such persons and groups, by reason of their distinguishing character- istics, are frequently not permitted to belong or fully participate in processes or activities available to other 1Franklin H. Sweet, Strate ic Plannin (Austin: Bureau of Research, University 0 Texas, , p. 4. 2Harry Kursh, The United States Office of Edu- cation (Philadelphia: Chilton Books, 1965), p. 10. 10 segments of the population. The term "minority" implies that there is a designated larger group; it also implies that the minority individual or minority group is, or may be, subject to discrimination and prejudice based solely on the minority status. Significance of the Study There is considerable literature written by cur- rent Black and white writers who have examined the prob- lems, status and concerns of Americans of minority posi- tion: however, although the writers address problems of import, it appears that relatively little has been pro- duced by these writers which addressed the area of minority leadership. Stated differently, current writers seem to have not spoken to the important issue of how members of minorities may attempt, through widely acceptable means, to provide leadership within the system or establishment, as opposed to unacceptable means, of securing positions of leadership and power. In view of this situation, coupled with phenomenal changes which are occurring in our society, produced partly by minority demands for a share of society's bene- fits and power as well as recognition of these omissions by some persons able to correct unjust situations, a logical outcome was to emphasize the need and value of a study of this nature. 11 One of the problems in almost every facet of American society today including education, government and industry, is: How do minorities obtain substantive and meaningful participation in the decision making processes of our society. Crucial decisions, which significantly affect the lives of all the nation's minorities, not to the exclusion of the larger society, are being reached constantly. Therefore, if all segments of American society are to obtain legitimate goals within the framework of existing democratic and societal structures, it becomes imperative that a significant number of the justifiable interests of minorities be represented by skillful, capable Negro leadership. This study has attempted to discover how a member of a racial minority survived for 31 years in a Federal establishment and was able to advance, resolve major prob- lems and make a valuable contribution to American edu- cation. The results of this investigation should lead to a greater appreciation, and a more intelligent understanding, of the multiple problems which confronted minority leaders between 1930 and the early 19603. In addition, enlighten- ment regarding strategies and techniques employed by Dr. Caliver as a bureaucrat for more than three decades should, from a practical point of view, benefit future leaders of minority status for it was assumed that the 12 strategies employed by Dr. Caliver may, with modification, be useful to them in their pursuit of personal and official goals. Further, the study has sought to provide data of value regarding the life of an outstanding Negro educator and pioneer since, to the writer's knowledge, there are no comprehensive studies of Dr. Caliver's life and contri- butions. (1) (2) (3) Limitations of the Study The study was restricted due to the death of many of Dr. Caliver's peers and acquaintances. Further, an inability to contact certain persons acquainted with Dr. Caliver or the failure of others to respond to written communications limited the availability of personal testimony, a very important source of data for such a study. The writer recognizes that a modicum of authenticity and reality may have been lost due to the differences in the sociotemporal setting of Dr. Caliver's life and the life span of the writer. Although Ordway Tead's list of leadership qualities was employed as the primary model against which to analyze Dr. Caliver's behavior, neither his or a similar list would be totally conclusive. Further, it is recognized that any attempt to compare a Black 13 administrator's qualities to a list of characteristics not specifically developed to address Black leadership qualities will limit the study. Structure of the Dissertation This chapter has identified a conceptual framework as well as several specific questions which form the basis for subsequent chapters. The remaining chapters focus on Dr. Caliver, the setting within which he worked, and his 31 years as a Black administrator in the United States Office of Education. In Chapter II a review of organizational literature, role theory, leadership and related written material is pre- sented and a set of more specific research concerns are presented. Chapter III presents a brief biographical sketch of Dr. Caliver. A review of the nation's major problems and concerns, emphasizing those events which were of particular significance to Negroes between 1930 and 1962, are addressed in Chapter IV. Chapter V presents a review of the development of the United States Office of Education from 1867 to 1972. It discusses a number of the problems experienced by the educational agency during that period. The chapter also discusses the appointment of Dr. Caliver to the position of Specialist in the Education of Negroes, and many of the problems Dr. Caliver experienced as a Black Federal employee. 14 Chapter VI provides a model of a Black adminis- trator in the context of a Federal agency. Consideration is given to several characteristics of Dr. Caliver and the strategies be employed during his long Office of Edu- cation career which enabled him to survive and contribute to his major concerns, Negro and adult education. Chapter VII contains a summary of the paper, conclusions reached and implications for minorities, for other leaders and for further research. In addition, the chapter considers several matters which seemed to have created problems for Dr. Caliver during his tenure with the United States Office of Education. Summary It was pointed out in this chapter that effective minority leadership, traditionally lacking in most social institutions, is essential for the national welfare. Several questions have been posed relative to the leadership strategies of Dr. Ambrose Caliver, a Black administrator of Negro and adult education in the USOE from 1930 to 1962, on the assumption that his leadership and position-related strategies might have implications for other members of minorities. It was felt that although problems and concerns of minorities had been addressed in the literature, there appeared to be a dearth of material that dealt with the important issue of how minorities may attempt, through 15 widely acceptable means, to provide leadership from within government and other institutions. This study has viewed Dr. Caliver from several perspectives in order to better understand the total man. Data were secured from several sources which included interviews, correspondence, his papers and publications and from other sources. CHAPTER II REVIEW OF THE LITERATURE Introduction The review of the literature for this investigation centered on organizational theory, role theory, effective leadership characteristics and marginal enterprises. Searches were made into related literature for the purpose of enabling the investigator to understand the role and behavior of a minority person pursuing marginal missions in a large organizational structure. Formal and Informal Organizations-- An Overview Organizations are social units (or human groupings) deliberately cogstructed and reconstructed to seek specific goals. To attempt to examine an individual or his behav- ior apart from his environment might be termed an unreal- istic task for it is known that neither an individual nor a social phenomenon exists or occurs in isolation. There~ fore, the social environment as well as the individual must be studied if the examination is to be reality based. 1Talcott Parsons, Structure and Process in Modern Societies (New York: The Free Press, 1960), p. 17. 16 17 Dr. Ambrose Caliver, the subject of this study, was employed for over 31 years in the USOE, a formal orga- nization, which, as are all organizations, is a social grouping. We shall first briefly discuss the formal organization. This will be followed by a few remarks relative to informal organizations and social groups. Formal organization is interpreted to mean a group of persons who "perform distinct but interrelated and coordinated functions in order that one or more tasks can be completed."1 They are characterized as havingfour dimensions which are (1) specialization, (2) a hierarchy of authority, (3) a system of rules and (4) a system of impersonal relationships. Griffiths adds that the product or service of a formal organization, to maintain its existence, must be perceived by the larger public as being of value to society.2 The assumption that formal organizations, because of their structure, have within them no other social systems is grossly misleading. All formal organizations have within, and often between them, informal organizations which can be described as "systems of interpersonal relations."3 These systems coalesce not only to affect decisions and conduct within the formal organizations but 1Daniel E. Griffiths, Administrative Theory (New York: Appleton-Century-Crofts, 1959), p. 81. 2 3 Ibid., p. 77. Ibid., p. 84. 18 also to influence broader social policy. The informal organization is powerful and does affect the behavior of some or all of the persons working in any formal orga- nization. These informal organizations, or "whirlpools" as Daniel Griffithsl terms them, are in constant change and, as an internal or external force, do affect the functioning of an enterprise. Further, in formal orga- nizations, people sometimes voluntarily come together purely for social purposes and from these associations informal groups may develop. We have attempted to point out that no organiza- tion can, nor can its personnel, exist in isolation or in a vacuum, that social forces are always present and affect the production or behavior of that membership. Chapin sums up the essential character of a social organization in this manner: A social organization is an organized pattern of the attitudes and behaviors of the members of the group that stands out as a configuration against a field of culture. It consists of segments of individuals' behaviors organized ingo a system, and not of whole individuals or groups. 1Ernest S. Griffiths, The Impasse of Democracy (New York: Harrison-Hilton, 1939). p. 182. 2F. Stuart Chapin, Contemporary American Insti- tutions--ASociological Analysis (New York: Harper and Brothers Publishers, 1935), p. 412. 19 Organizational Theory The concepts ”power" and "authority" have been defined in various ways and are frequently used to convey meanings identical to the notions of ”control" and "influ- ence." Weber defines power as, "The probability that one actor within a social relationship will be in position to carry out his own will despite resistance," while he defines authority as "the probability that certain specific commands from a given source will be obeyed by a given group of persons."1 Etzioni2 agrees that power is primarily the capacity or the ability to obtain or exercise control and further, it is the influence of one person to insure actions or behavior of others which are in agreement with his individual objectives. Coleman, in Resources for Social Change, claims power to be ". . . position in society having as much power over one's own life and over community and national 3 actions as other citizens." The latter definition is con- siderably broader than those previously discussed. 1Max Weber, The Theory_9f Social and Economic Orga- nization, A. M. Henderson and Talcott Parsons (trans.) and TaIcott Parsons (ed.) (Glencoe, Illinois: The Free Press, 1947). p. 152. 2Amitai Etzioni, A Comparative Analysis of Complex Organizations (New York: The Free Press, 1961). 3James 8. Coleman, Resources for Social Change (New York: Wiley Interscience, 1971). P.41} 20 Reinhold Niebuhr noted that: It may be possible, though it is never easy, to establish just relations between individuals within a group purely by moral and rational suasion and accommodation. In inter-group relations this is practically an impossibility. The relations between groups must therefore always be predominantly political rather than ethical, that is, they will be determined by the proportion of power which each group possesses at least as much as by any rational and moral appriisal of the comparative needs and claims of each group. Fiedler has noted that the leader's relationship to the membership depends to a significant extent upon the power he utilizes over his members by virtue of his rank. Position power infers the "degree to which the position itself enables the leader to get his group mem- bers to comply with and accept his direction and leader- ship."2 Position power here is related to the concept of legitimate power; therefore, it is recognized as the available power provided by the organization for the leader's use in accomplishing his assignment or task. In her book, Creative Experience, Follett contends that control or power should not be sought over others. . . . . . 3 ”Genuine control is activ1ty between, not influence over." 1Reinhold Niebuhr, Moral Man and Immoral Society: A Study in Ethics and Politics (New York: Scribner Pub- lishing Company, 1960) as quoted in International Encyclo— pedia of the Social Sciences, p. 312. 2Fred E. Fiedler, A Theory of Leadership Effective- ness (New York: McGraw-Hill Bock Company, Inc., 1967), pp. 22-23. 3Mary Parker Follett, Creative Experience (London: Longman's, Green and Co., 1924). p. 86. 21 Further, states Follett, ". . . the only genuine power is that over the self--whatever that self may be."1 For example, Follett contends that because one pays for ser- vices rendered does not give him power over the doer. Con- versely, because one provides the service does not give him authority or power over him who pays. Ideally, when a problem arises, both parties should decide together how best to resolve it; ". . . power with, not power-over, is what democracy should mean in politics or industry."2 Gross is of the opinion that authority normally begets more attention than power for he contends that: Authority is more conspicuous: the head of an orga- nization or unit is a man with authority whereas his power may not be so clear . . . . One of the major classifications in modern administrative thought is the differentiation between authority and power and that there seems to be widespread consensus that authority is a source or form of power, but that power gannot be understood in terms of authority alone. Power, as interpreted by Gross, is that quality which affects to some degree various situations by the behavior or conduct of people, whereas authority is viewed as the legitimate responsibility to become involved in appro- priate actions because of one's position. Gross clarifies the concepts by explaining that some persons enjoy much authority, but in reality have little influence, and that 1 2 Ibid. Ibid., p. 187. 3Bertram M. Gross, The Managing of Organizations (New York: The Free Press of Glencoe, 1964), p. 293. ‘A hi in GP 22 power must be secured through their individual efforts. He recognizes also that situations exist in which power greatly exceeds one's authority. Somewhere between these extremes, contends Gross, a reasonable amount of authority is warranted as a source of power of administrators.1 Etzioni contends that "the power of an organization to control its members rests either in a specific position (Department Head) or a person (a persuasive person)."2 Personal power, according to Etzioni, is always normative power while positional power may be normative, coercive or utilitarian. Etzioni classifies organizational controls in these ways: fiscal means (money); material means (goods and services); or symbolic means (prestige, esteem, 3 acceptance). Coyle, in Social Process in Organized Groups, main- tains that "no collection of individuals can act together without the establishment or recognized powers and respon- sibilities among its members."4 As soon as organization has begun, however, active centers of concentrated power are set up in those delegated or elected leaders upon whom the group confers it. 11bid. 2Amitai Etzioni, Modern Organizations (Englewood Cliffs: Prentice-Hall, Inc., 1964). 3 Ibid., p. 59. 4Grace Longwell Coyle, Social Process in Organized Groups (New York: Richard R. Smith, Inc., 1930). p. 103. . v in CO' 55’ ‘w as: o o ‘3 :f‘ tn rt! 1 / 23 In view of the nature of this study the concept of powerlessness should be addressed. It appears that a person's sense of being powerless in organizations has its origin in early experiences and attitudes which were a crucial part of the socialization process and subsequently, the attitudes and experiences became an important part of the individual's personality.1 Powerlessness is normally associated with a sense of social isolation which usually results in feelings of frustration and futility and in most instances, one feels that he has little or no control over his person or his destiny. Parsons and Clark, in The American Negro, dis- cuss the psychological effect of being powerless. “Negroes realize that, as a minority in the white man's country, they do not set the rules of the game."2 Negroes (as well as other minorities) are attempting to secure goals but ". . . they can attain these goals only if the white majority sanctions them as legitimate and desirable."3 Consequently, regardless of his life style, education, personality, culture or other factors, in essence, the Negro, in many situations, is powerless to determine his 1Gerald Moeller and W. W. Charters, "Relation of Bureaucratization to Sense of Power Among Teachers," Administrative Science Quarterly 10 (l967):444-65. 2Talcott Parsons and Kenneth B. Clark (eds.), The Negro American (Boston: Houghton Mifflin Co., 1960), pp. 35-36. 31bid. 24 fate or mobility unless first approved by the majority group. Various conceptualizations of power and authority have been reviewed, and one can conclude that typically power implies the capacity of an individual, group or organization to control the actions or behavior of other persons. Power associations are usually somewhat complex and hard to compare or determine due primarily to major differences in conceptualization. Role Theory The purpose for this limited section is to provide a theoretical background for the problem being investigated in this study. Leonard S. Cottrell, Jr. defines the term "role" as follows: The role is the organization of habits and attitudes of the individual apprOpriate to a given position in the system of social relationships . . . . There is no conception of role . . . without a reference to what action is expefted in the situation of which the role is a part. Role, as defined by Brookover, is relative to one's status and he explains his concept of the term via the following model: 1Leonard S. Cottrell, Jr., "The Adjustment of the Individual to his Age and Sex Roles,” American Sociological Review 7 (1942). Reprinted in Theodore Newcomb and Eugene Hartley (eds.), Readings in Social Psychology (New York: Henry Holt and Company, 1947), p. 617. 25 Actor An individual and his particular personality brought to a situation (previous experience, needs, etc.). Self-Involvement An actor's image of the ends anticipated from participation in the status. A projection of his self-image into the role. General Status Other‘s expectations of any actor in a broadly defined position, i.e., teachers. Situational Status Other's expectations of any actor in a particular situation. Role Other's expectations of a particular actor in a particular situation. Definition An actor's definition of what he thinks others expect of him in a particular role. Behavior in Interaction An actorngbehavior in interaction with others in which definition and role are continually redefined. "The expectancies of a particular social situation, as interpreted by the actors in the situation, we term 'role'."2 Newcomb employs the term "prescribed role"3 which encompasses the whole range of sanctioned methods of executing the necessary functions demanded or required of a person occupying a specific position. lWilbur B. Brookover, ”Research on Teacher and Administrator Roles," Journal of Educational Sociology 29 (September 1955):3. 2Wilbur B. Brookover, Sociology of Education (New York: American Book Company, 1955), p. 231. 3Theodore M. Newcomb, Social Psychology (New York: Dryden Press, 1950). P. 280. 26 It is recognized that differences in role per- ceptions and expectations do arise and should the expec- tations of one group frequently be incompatible with those of another, a condition known as role conflict results.1 Role conflict, according to Stodgill, arises when a minority or subgroup member finds that his role defini- tion varies to some degree from role expectancies as defined by the primary group or conflict sometimes results when a minority or subgroup member elects to define his actions or behavior in keeping with personal values without concern for previous role expectations considered normal by the group.2 According to Stodgill, conflict may be created due to a lack of clearly defined roles, different and conflicting expectations regarding the role, or dif- ferences in role perception by role occupant and other group members.3 Regarding role ambiguity, Kahn and his associates maintain that "a different pattern of inadequacy in role sending constitutes role ambiguity: ambiguity in a given position may result either because information is lWilbur B. Brookover, Sociology of Education, p. 284. 2Ralph M. Stodgill, Individual Behavior and Grqpp Achievement (New York: Oxford University Press, 1959), p. 128. 31bid. 27 nonexistent or because existing information is inadequately . 1 communicated." Role ambiguity is conceived as the degree to which required information is unavailable to a given orga- nizational position. To the extent that such infor- mation is communicated clearly and consistently to a focal person, it will tend to induce in him an expe- rience of certainty with respect to his role require- ments and his place in the organization. To the extent that such information is lacking, he will experience ambiguity. Status may be defined as a designated position in a social system with specific rights, privileges, obli- gations and roles as perceived or expected by others. Summary_of Role Theory It is apparent that there are differences of Opinion regarding definitions which apply to role as the behavior of persons occupying the various positions in the social system. Although several role definitions were mentioned, there is agreement that role exists in a social setting, and that it consists of an individual's behavior which is conditioned or influenced by the expectations of other persons. Limited attention was paid to role conflict, role ambiguity and role theory. Role expectations were classified as being obligations of a normative nature but 1Robert Kahn, et a1., Organizational Stress: Studies in Role Conflict and Ambi uit (New York: John wesley and Sons, Inc., 1964), p. 2 . 2 Ibid. 28 with the realization that individuals occupying a specific position may not adhere to the expected role. Leadership Leadership has been defined in various ways. Combs defines a leader as ". . . one who assists, encour- ages, or facilitates people in the process of changing their perceptions.”1 The leader's major responsibility is to assist with or facilitate the acquisition of a goal through a ”helping relationship" which Rogers characterizes as ”one in which one of the participants intends that there should come about, in one or both parties, more appreciation of, more functional use of the latent inner resources of the individual."2 Lippitt, in the article "What Do We Know About Leadership," bases his definition of leadership around decision making as he contends that "the leadership function resides in the leader in the autocratic group, in the individual in the laissez-faire group, and in the group in the democratic situation."3 1Arthur W. Combs, et a1., "Syracuse Studies, Part 1,” Journal of Social Issues 10, 2 (l954):55. 2Carl Rogers, On Becoming a Person (Boston: Houghton Mifflin Company, 1961), p. 40. 3Gordon Lippitt (ed.), ”What Do We Know About Leadership," Leadershipin_Action: Selected Readings Series Two (Washington: National Training Laboratories, National Edfication Association, 1961). p. 7. 29 The function of leadership, according to Donald C. Pelz, is determined by the situation: Empirical studies, as shown in reviews of the litera- ture by Gilb, Jenkins and Stodgill, have failed to find traits that are universal in successful leaders. In different studies, different or contradictory traits in leaders are found related to whatever criterion of success is used. Differences in the situations or in the groups, from study to study, seem to be partly responsible. Gilb concludes that "leadership is relative to the situation."1 Lippitt asserts that: Over the past 50 years, there have been hundreds of studies made comparing physical, intellectual, or personality traits of leaders and followers. Fre- quently, these studies come up with a list of traits that make for "good" leadership. On the whole, this approach to leadership has been disappointing. Only 5 percent of the traits in over 186 such studies appeared in four or more studies. We see, therefore, that Lippitt supports Pelz's beliefs about individual leadership characteristics. Ordway Tead suggests that there are several kinds of leadership and he provides the following as examples: . . . an author's or artist's leadership in his field, meaning his individual eminence, . . . leadership in the scientific, philosophic or other intellectual realm . . ., . . . leadership as a more direct rela- tionship of a man or a woman to large groups . . . or to smaller units where the directive or inspira- tional effort is more immediate and face to face. 1Donald C. Pelz, "Leadership Within a Hierarchical Organization," Leadership in Action: Selected Readings Series Two, Gordon L. Lippitt (ed:)(Washington: National Training Laboratories, National Education Association, 1961), p. 43. 2Lippitt, op. cit., p. 7. 3Ordway Tead, The Art of Leadership (New York: McGraw-Hill Book Company, Inc., 1935), p. 21. 30 Tead is in agreement with the final example of leadership since it is ". . . the fruitful relation of those who direct to those who are directed and of those who are acknowledged guides of others in groups . . . ."1 Tead poses the question, "What, then, is the common factor which runs through . . . diverse leadership activ- ities?"2 and in response to the question has arrived at this definition: "Leadership is the activity of influencing people to cooperate toward some goal which they come to find desirable."3 Tead recognizes that there are several kinds of leadership, and Jennings recognizes the same; however, he (Jennings) describes leadership styles in terms of the autocratic, the bureaucratic and the democratic. The autocratic style of leadership had its origin in the era of the self-made or self-developed man who probably was the proprietor of his own enterprise. Due to business expan- sion the autocratic leader discovered that it was impos- sible to maintain control of the complete operation and this expansion led to the establishment of the bureaucratic structure.4 Although bureaucracies have been considered by some persons as red tape oriented, they are viewed somewhat 1 2 3 Ibid. Ibid., p. 20. Ibid. 4Eugene Jennings, The Executive (New York: Harper 31 differently by Blau, in Bureaucracy in Modern Society. He maintains that if it were not for the bureaucratic struc- ture, very likely democracy would not exist. Blau points out that bureaucracies appear to be somewhat incongruous since "in theory bureaucratic superiors are expected to exert strict and impersonal controls over subordinates"; however, in actuality, "supervisors and foremen frequently 'play ball' with their subordinates and let them 'get away with' infractions of many rules."1 Demoik defines leadership as "all the means by which individuals are motivated to achieve group goals."2 As used by Demoik, leadership is not confined to the person appointed to occupy the position, but it also means the energizing of the workers by the groups' superiors for the realization of the goals of the organization. Petrullo and Bass caution that there are few absolutes in the field of leadership. "The tools of leadership can be discovered, catalogued, and studied, but don't try to apply them across the board--don't try to find all of them in every leader."3 These two authors have 1Peter M. Blau, Bureaucracy in Modern Society (New York: Random House, 1956), pp. 28-33. 2Marshall Edward Demoik and Gladys Ogden Demoik, Public Administration (New York: Rinehart and Company, Inc., 1953), p. 231. 3Luigi Petrullo and Bernard M. Bass, Leadership and Interpersonal Behavior (New York: Holt, Rinehart and Winston, Inc., 1961), p. vi. 32 provided the following list of ten leadership functions which appear to be representative of behavior in estab- lished industrial organizations: Dealing with subordinates: 1. Developing responsibility and team work in employees. 2. Helping employees improve their job performance. 3. Giving employees reasons and explanations for actions. 4. Alertness to employees special problems. 5. Seeing that employees are treated fairly. Performing management functions: 6. Planning and scheduling work. 7. Showing judgement and resourcefulness in getting work done. 8. Checking quantity and quality of work done. 9. Taking responsibility and initiative. 10. Cooperating with staff and others in higher management. Bell, Hull and Wright refer to Kurt Lewin's attempt to define ethnic leadership which led to the development of the "periphery theory” of ethnic leadership. Lewin con- tends that there are certain forces acting on a minority person, if he is to achieve status within the community at large, which tend to move him from the core to the group's periphery. If he is to realize status or success, Lewin maintains that he will be required to depress his identification with ethnic low status persons. As a result, identification with the majority group decreases his identification with the lower status persons. The desire to be successful increases the minority group lIbid., p. 277. 33 leader's wish to remain, if possible, distant from the minority group masses.1 The successful minority leader appears to be oriented toward the value system of the larger society as well as appearing to separate himself to some degree from the minority group. According to Fiedler, leadership behavior refers to those acts in which a leader engages as he directs and coordinates the activities of the group. The leadership role may involve such acts as reprimanding, criticizing, expressing appreciation or indicating interest for indi- vidual or group welfare.2 Ordway Tead agrees with Gilb, Jenkins, Stodgill, and Petrullo and Bass on the subject of leadership since he too recognizes that the same qualities do not appear in all leaders, nor, he states, are they equally required of every leader. However, Tead lists what for him are the ten most generally desirable leadership qualities as: 1. Physical and nervous energy. 2. A sense of purpose and direction. 3. Enthusiasm. 4. Friendliness and affection. 5. Integrity. 6. Technical mastery. 7. Decisiveness. l wendell Bell, Richard J. Hull and Charles R. Wright, Public Leadership--A Critical Review with Special Reference_to AdultIEducation (SanFFrancisco: Chandler Pub- lishing Company, 1961), p. 88. 2Fiedler, op. cit., p. 36. 34 8. Intelligence. 9. Teachigg skill. 10. Faith. Tead maintains that an effective leader must have a "generous and unusual" amount of physical and nervous energy since the role of leader is a very demanding role which normally requires excessively long working hours, unusual concentration and sometimes unexpected demands on this time. At times a leader is faced with disappointment and opposition, and it may seem that he will not attain his goal. At such times, states Tead, he must have the capability to continue his pursuits regardless of the nature of the obstacles; he must remain courageous, and this requirement demands energy, the ability to snap back after seeming failure.2 The second quality of good leadership, according to The Art of LeaderShip, is a sense of purpose and direction. "The leader . . . knows with greater than aver- age conviction what he wants to get done and where he wants to go."3 The leader, then, is clear and precise as to his personal and group goals and is capable of articu- lating them so that doubt is erased. The third quality of leadership is that of enthu- siasm. The presence of a sound purpose "must be 'felt' to be sound at all,"4 and there must be vigorous emotion with 1Tead, op. cit., p. 83. 2Ibid., pp. 82-92. 31bid., p. 94. 41bid., p. 98. 35 h0peful anticipation to lend enthusiasm to such a pur- pose. Normally, a high energy person who had his purpose and direction clearly in mind will be amply endowed with enthusiasm. It is recognized that a leader should be intellectually competent, but that a good leader feels deeply, that he is enthusiastic, ". . . for out of the heart are the issues of leadership."1 The outstanding leader is aware of the necessity for enthusiasm; he recog- nizes also that his fervor regarding his role in large measure determines his influence.2 The fourth quality of leadership, as detailed by Tead, is that of friendliness and affection. "There is warmth and directness and sympathetic understanding which quickly creates a rapport with others."3 Affection is essential because it tends to create receptivity to influence. ". . . the friendly attitude is the influencing attitude."4 In addition, friendliness and affection are usually reciprocal and further, the practice of friendli- ness and regard for the welfare of others helps the leader deve10p real feelings of human interest.5 The fifth quality of leadership as perceived by Tead is that of integrity which implies that the individual 2 3 lIbid., p. 99. Ibid., p. 100. 5 Ibid., p. 102. 41bid., p. 104. Ibid., p. 107. 36 or group must be able to trust its leader. There are many implications for the leader in the term "integrity" and among them are: (l) confidence that they will not expe- rience betrayal, (2) that their concerns are secure in the leader's hands, (3) that he (leader) will not offend them, and (4) a sense of honesty and reliability.1 Technical mastery is listed as the sixth quality of a leader. Tead mentions that in most instances the executive's primary responsibility is to direct an orga- nization or one of its parts, but also in most organizations technical mastery is required which the executive or leader may not possess. Such requirements call for the employment of technically trained experts and it is the leader's responsibility not only to coordinate the various tasks performed under his supervision but to know at first hand about the various techniques employed by those responsible to him. Further, a leader should be able to counsel with his followers in order to facilitate the purposes of the group as well as adopt policies and plans of action which will assist with their achievement.2 Seventh among the ten leadership qualities is that of decisiveness which is necessary to action and results. A skilled leader is capable of making those decisions which affect performance as well as turn skepticism of possibil- ities into realizable objectives. The leader should be lIbid., pp. 111-112. 21bid., pp. 114—120. 37 wary that decisiveness not be exercised as an arbitrary or dogmatic quality, but failure to decide an issue is an abdication of leadership responsibility. The quality of intelligence, according to Tead, is probably more innate than the other qualities and adequate intelligence is necessary in order "to appraise situations readily, to see their significance in the total setting of present and past experiences, and to get the cue as to the likely line of wise action."1 Because of the many demands placed upon leaders which include intelligent resourceful- ness, the ability to select objectives, capacity to coor- dinate processes and activities, skill at reaching the point plus other important leadership responsibilities, a leader must be aware of his actual qualifications in terms of intelligence to reasonably assure adequacy in meeting these demands. The ninth quality of leadership has been termed by Tead as teaching skill since, in order to be a good leader, one must be,a good teacher.2 The good leader, not unlike the good teacher, sets up goals, poses problems and guides future activities for the attainment of specific goals. Tead contends that the good teacher attempts to develop, as early as possible, a condition in the learner that he is involved in a project which is significant for him. Further, he reminds us that it is important for the 1 2 Ibid., p. 127. Ibid., p. 140. 38 leader to know where the group stands mentally and emotionally in relation to the purpose at hand. Learning does not take place in a vacuum or in isolation; therefore, to be successful as a leader one must involve the whole person--his intellect, emotions and motor behavior.1 The good leader, whenever possible, tries to enable his followers to go through experiences similar to those which led him to support specific objectives. The leader can most surely count upon the sustained support of the led when they have been through expe- riences sufficiently like his to have brought them to the same conclusions about what they yant and how in general they shall try to get it. It is also incumbent upon the leader and teacher to ensure that each group participant benefits from "an active experience of participation in a favorable result ...."3 The final quality of leadership is referred to as faith. Here faith has meanings which are of import in the leadership role. Leadership, at the elementary level, implies that efforts must be made to retain the loyalty or commitment of followers sometimes over extended periods. Further, when occasions arise in which increased work and personal sacrifices are required to realize a goal, a leader in whom the followers have faith and confidence is likely to be successful in influencing them to continue lIbid., pp. 142-143. 21bid., p. 144. 31bid., p. 151. 39 their efforts to reach the goal. The leader must be con- vinced that the objects sought are of value and he must be able to transmit this faith to his followers. The best leaders, contends Tead, have faith in some meaning of human living, . . . faith in the world as a place where there is a real, better and worse, where these are somewhat ascertainable, and where efforts toward the good can yield appreciable results. Only when a leader has such a faith does he possess the essence of the deepest inspiration which people crave to gain from him. Finally, all leaders sometimes experience occasions when they stand alone, when they are ignored or when they are betrayed by their supporters. These occaSions "demand . . . a spiritual faith (that) has always been realized by the greatest leaders."2 Concept of Marginality Since it is probably difficult for a minority person, especially if he is racially different, to fit well into the predominant social structure, it could very easily be assumed that the minority individual would be faced with a serious conflict. Because of the situation he is faced with being a part of two social worlds whose values very likely are different and may often be mutually exclusive. When this situation is, in reality, the case, we have what is known as the marginal man. Stonequist, in his book, The Marginal Man, suggests that this kind of 11bid., p. 259. 21bid., p. 266. 40 dualism may not constitute a personal problem or conflict since man is born with a multiple personality which enables him to fit into different cultural and social patterns.1 It is conceivable that the marginal man may reject his racial associations or group, but it is also likely that he will not be fully accepted by the group to which he aspires. A person in this position, not belonging to either group, may suffer psychological conflict which may be shown in several ways including increased ambivalence and self-consciousness. Regardless of how the marginal man behaves, he will find it impossible not to violate some or all of the norms of one or both groups, since group values may be mutually exclusive and the groups may view situations from different perspectives. It is possible that a man of a racial minority in a marginal situation would be able to adjust without seriously injuring his personality, but a resolution of the conflict calls for a "rational solution"2 to the psycho- logical conflict which initially was created by the dif- . 3 ferences in culture. 1Everett Stonequist, The Marginal Man-~A Study in Personality and Culture Conflict (New York: Russell and Russell, 1961). P-44} 2Judith R. Kramer, The American Minority Communipy (New York: Thomas Y. Crowell Company, 1970), pp. 17-18. 3 Ibid. 41 Judith Kramer states: There has always been an affinity between the position of the marginal man, who lives in two mutually exclu- sive worlds, and the perspective of the intellectual, who stands apart from any social world. The shared values of intellectuals provide the basis for communi- cation, if not community; they associate with each other, finding emotional release while sustaining the tensions of detachment necessary for their perspective on the world. They are part of neither the minority community nor the dominant society. The social sup- port of informal circles founded upon shared tastes affords them sufficient stability to live without the conformity of community. In view that intellect per se may be considered marginal to all communities, it is not the sole possession of any particular race, profession or ethnic group: in this sense intellectual marginality may be considered an interpersonal relations matter. Hughes sums up marginality in this manner: In the process of change from one role to another there are occasions when other people expect one to play the new role before one feels completely identified with it or competent to carry it out; there are others in which one over-identifies oneself with the role, but is not accepted in it by others. These and other pos- sible positions between roles make of an individual what is called a marginal man: either he or other people or both do not quite kngw to what role (identity, reference group) to refer him. Stonequist's definition of marginality is similar to that of Hughes. When standards of two or more social groups come into active contrast or conflict, the individual who is identified with both groups experiences the conflict 11bid., p. 112. 2Everett Cherrington Hughes, Men and Their Work (Glencoe: The Free Press, 1958). p. 120. 42 as an acute personal difficulty or mental tension. He may be compelled to choose between two . . . loyalties. It is conceivable and very likely that Negro leaders are in the process of changing their behavior, but it is interesting to speculate if, and if so, to what degree, Negro leaders' behavior meshed with the following view by Whitney Young in his book, To Be Equal: In the past, Negro leadership was identified by the white community as those persons whose value systems most closely paralleled their own. In fact, there was clearly an inverse ratio, or Uncle Tom's Law, in white evaluation of Negro behavior: The Negro whose values were closest to their own was the most responsible; the Negro whose values diverged most from their own was the most irresponsible. What they wanted, of course, was someone safe, flexible, not a "trouble- maker," preferably someone in a vulnerable position so that he could be managed.2 Kardiner and Ovesey3 contend that the subjective aspect of social discrimination not only is ever present but is also a permanent "irritant" in the life of a Negro; consequently, he is subject to a negative self-esteem which results from the behavior of others toward him. ”In order to continue functioning, he must also maintain some 4 sort of social facade." The authors maintain that, ”this 1Stonequist, op. cit., p. 4. 2Whitney Young, To Be Equal (New York: McGraw- Hill Book Company, 1964), p. 217. 3Abram Kardiner and Lionel Ovesey, The Mark of, O ression (Cleveland, Ohio: World Publishing Co., Mer1 1an Books, 1962). 4Ibid., pp. 302-303. 43 fact in itself, the necessity to exercise control, is distractive and destructive of spontaneity and ease."1 The American Council on Education conducted a study of Negro youth in the 19305, and it was concluded that no Negro youth escaped the consequences of his cate— gorical or minority role status. Sutherland points out that some of the upper class Negroes attempted to "cover up . . . resentment about humiliating experiences."2 He goes on to say that: Upper-Status Negroes . . . may compensate by being excessively concerned about their status within the group. Those who are successful may even deny the existence of any conflict, because its effects are so subtle they can't see the consequence for their own personality. 4 John Dollard5 and Hylan Hortense Powdermaker, Lewis6 describe the Negro's ”dual personality" as one in which Negroes are aware that they are pressured into play- ing with whites, and have learned to conceal their actual lIbid., p. 81._ 2Robert L. Sutherland, Color, Class and Personality (Washington, D.C.: American Council on Education, 1942), pp. 52, 74. 31bid., p. 75. 4Hortense Powdermaker, After Freedom (New York: Atheneum, 1968), p. 325. 5John Dollard, Caste and Class in a SoutherppTown (Garden City, New York: Doubleday Anchor Books, 1957), pp. 257-260. 6Hyland Lewis, Blackways of Kent (New Haven: College and University Press, 1964), p. 153. 44 feelings. Further, this group, for survival purposes, learns "to get along with whites by outwitting them."l Accommodation, considerably more in vogue in pre-l950 as opposed to 1970, to white expectations was a survival technique which permitted Negroes to get along with whites. Although the Negro learned to conceal his feelings, and to accommodate whites in order to survive, Stonequist maintains that while the "white man speaks his mind freely . . . (but) the colored man listens and observes, but answers nothing. His reserve is his protection."2 Marginal Mission--Adult Education In the previous section attention was given to the concept of the marginal man. Specific areas of education also may be considered marginal. In former years one of the most marginal areas of education was, and to some extent remains, adult education. Burton R. Clark, in Adult Education in Transition--A Study of Institutional Insecurity,3 employing the State of California as a model, summed up the plight of adult education. It is assumed 1John Dollard, op. cit., pp. 257-260. 2Stonequist, op. cit., p. 109.. 3Burton R. Clark, Adult Education in Transition-- A Study of Institutional Insecurity (Berkeley and Los Angeles: University of California Press, 1956). 45 that adult education received comparable attention in the majority of other states. Traditionally, education administrators, as well as others in positions of authority, made rational deci- sions not to support adult education endeavors at a level comparable to other levels or areas of education, or at a level commensurate with its importance. Clark offers several reasons for the marginal status of adult edu- cation. He maintains that different levels of public school education were considered legitimate and, as a result, warranted public financial support. The existence and financial support of elementary, secondary and junior college institutions, according to Clark, were legitimatized because of their grade sequence. These levels of education were guaranteed support since they came under the authority of an official or authorized state body. Adult education, in contrast to established and recognized levels of instruction, was considered a 1 since it served persons beyond com- ”peripheral activity" pulsory school age and further, once an adult education program had been introduced, it was required to compete for funds with established programs. Therefore, the degree of adult education acceptance was dependent upon persons and groups within and outside the school system. lIbid., p. 59. 46 Clark offers as evidence other reasons why adult education occupies a non-central position. Initially, adult education did not enjoy the constitutional status of elementary or high school districts, which were legally recognized units for the financing and administration of education. Adult education did not have the same status and therefore existed because of permissive legislative as opposed to mandated education. Further, the adminis- tration of adult education programs became a secondary or tertiary responsibility of school administrators, with most administrators serving the program on a part-time basis, which was another indication of the field's marginal status. Adult education was a marginal activity because it lacked ”separate plant facilities and . . . fixed capital,"1 therefore, the adult school was unable to "pro- tect itself against retrenchment; it can be . . . con- solidated or discontinued,"2 and as a result, adult edu- cation programs were conducted in unsuitable facilities such as elementary schools and non-school locations. It appears, according to Clark, that adult educators had little hope of obtaining public funds for adult education activities. Clark claims that "economy-minded interest groups"3 had a tendency to recommend curtailing program content as well as to reduce the number of persons who 1 2 3 Ibid. Ibid. Ibid. 47 might benefit from adult education services. These factors lend credence to the assumption that adult education was a marginal enterprise. The need to convince the public and educators of the program's value, according to Clark, was the most significant indicator of the marginality of adult education. Adult educators felt that not only was the field not accepted by other school personnel, but it was felt that state legislative officials held a comparable View of adult education. "The search for acceptance is a struggle for security."1 Finally, Clark maintains that since adult education tended to be financed by states through formally estab- lished districts, a considerable amount of its financial support had been both "derivative and unanticipated."2 He suggests that until local school districts financially supported adult education programs with more local dollars, thereby reducing the need for state aid, adult education would retain its marginal status. It appears that the independence of adult edu- cation rests upon its acceptance by school system and government decision makers as well as the field of adult education being perceived as warranting status comparable to other levels of education. lIbid., p. 60. 21bid. 48 The Case of E. Frederick Morrow E. Frederick Morrow's biography, Black Man in the White House,1 warrants brief attention since he, too, was a minority pioneer, having served in the Republican administration under President Dwight D. Eisenhower as the first Negro presidential assistant in the nation's history. Attention to his experiences as a high government official may provide some insight into the life and behavior of the late Dr. Ambrose Caliver and the other minority persons who may have occupied, or inevitably will occupy, similar positions in organizational hierarchies. Morrow's rationale for accepting a position on the President's executive staff was to attempt to convince the President and other high government officials that Negroes, if provided an opportunity, would perform exec- utive duties in a very satisfactory manner. Upon accepting the position he was aware that he would be observed by Blacks and whites and that pressures from both sides would be likely. During his tenure in the position, he rarely had an opportunity to meet with the President; he did have occasions to meet with high level administrators during which meetings he provided information regarding such 1E. Frederick Morrow, Black Man in the White House (New York: Coward-McCann, 1963). 49 matters as race problems and ". . . what the Party would have to do . . . to win the Negro vote."1 Morrow recalled that he was frequently treated as a second class citizen, subjected to humiliating acts and upsetting racial remarks, which he accepted, he maintains, because “. . . I remembered that I am supposed to be impervious to these things."2 One of the difficulties in being a member of the President's staff is that I must always keep myself under control in situations . . . which are sensitive or related to race . . . ."3 An important part of his job, as he perceived it, was ”to make the President and the administration look good in the eyes of Negroes,"4 as well as put out "brush fires"5 around the country (presumably problems concerning race). Morrow contends that he was not fully accepted either socially or professionally. At times he found himself fighting not only for opportunities to be an inte- tral part of the organization, but also to make a favorable impression that would "erase the resentment aroused by my original efforts to belong . . . ."6 "The President . . . can give the opportunity to serve . . . but (he) cannot control the minds and thoughts of the . . . staff."7 1 . 2 . 3 . Ibid., p. 28. Ibld., p. 285. Ibld., p. 101. 4Ibid., p. 251. 5Ibid., p. 182 61bid., pp. 42-43. 71bid. 50 Nevertheless, Morrow was pleased when they gave him a smile and warm handshake while telling him he had done his job very well. Socially, after frequent affronts, including being addressed as "boy" and being ignored at functions because of race, he and his wife refused to accept invitations or attend such functions. Mr. Morrow posits that "when one is a Negro pioneer he has the severe responsibility of doing the kind of job that will open opportunities to others of his race without their having to go through all of his difficulties."1 Morrow's life as an administrator in the White House was a storm of personal conflict and dissension. His primary conflict, he maintains, was that I am an appointee of the administration, with loyalty to . . . party and the President, but I am also a Negro who feels very keenly the ills that afflict my race in its efforts to secure 2 . . allzthe privi- leges and responSibilities of Citizenship. This position was emphasized when the President refused to speak out on civil rights. This, Morrow maintains, "was the greatest cross I had to bear . . . in Washington."3 He became "more and more conscious of the great personal problem of having to resolve the conflict of being two personalities at once--a Negro and an American."4 2 3 lIbid., p. 42. Ibid., p. 48. Ibid., p. 299. 4Ibid., pp. 218-219. 51 Many Negro leaders looked upon Morrow as a "symbol of disloyalty and a kind of traitor"1 or as "window- dressing."2 There were times, he revealed that he re- gretted going to the office because of the many letters and phone calls from irate friends and citizens, and he admits that at times he felt somewhat ridiculous defending the administration's civil rights record while Southern Negroes were being denied equal rights. Officially recognized organizations, such as the National Association for the Advancement of Colored People, constantly applied pressure regarding race and civil rights matters, and they expected Morrow to bring these matters to the attention of the President, when in fact, he rarely had access to the Chief Executive. Morrow found it neces- sary to work through the President's key administrator, Mr. Sherman Adams, who was admired and respected by Mr. Morrow. Of him he states, "the top man must have character, decency and courageous spirit otherwise it would have been impossible for me to remain."3 Mr. Adams frequently interceded on behalf of Morrow and his concerns but, upon Adams' departure, he had to resort to other techniques such as conveying his thoughts via letter or through the connections of a trusted fellow administrator. 1 6 Ibid., p. 266. Ibid., p. 17. 3Ibid., pp. 110-111. 52 Although there were many serious problems, Morrow feels that his presence on the staff prevented some anti- Negro acts, provided a "pipeline to . . . members of government"1 and gave him an opportunity to work behind the scenes for Negro causes with key people in higher positions. Finally, he revealed that at times he felt a sense of powerlessness since the President's advisors failed to solicit his opinions on matters of importance to him or his race and on which he had some expertise. Morrow, who had difficulty securing a secretary because of his race, resolved to stay in his position. "For a minority member in this kind of spot anywhere, there is always the haunting spectre that to quit gives delight and comfort to your enemies and oppressors and to put personal difficulties above even a little good that might flow from this relationship is cowardice."2 Morrow's experience illustrates that minorities in key positions in hierarchies are confronted with prob- lems which would not normally be faced by members of the larger society. Cases of Other Blacks In White Collar Blacks, we have an opportunity to see how middle class Blacks, most of them under 40 years of 1 2 Ibid., p. 183. Ibid., p. 184. 53 age and employed in white organizations, perceived their roles in their respective places of employment. These perceptions may help us better understand employment attitudes of Negroes and other minorities who served in professional capacities during the generation of Dr. Ambrose Caliver. An engineer states: The Negro manager or professional has to appear to be white or else completely faultless. A Ph.D. states: Acquire the best possible education now.2 A manager states: Characteristics for success: . Self confidence; . Intelligence; Aggressiveness; Ability to get along with others; Verbal dexterity; Creativity; Overwhelming desire to be successful; Learn as much as possible about the field, work hard, and swallow a lot of guff. demwaH A calibration technician states: Since there are so few Negroes in this field, the ones who maks it are expected to be top-notch superpeople. An engineer states: . . . it is apparent that most employers want thege black people to be 'acceptable' in white society. 1John Smith Morgan, White Collar Blacks (New York: American Management Association, 1970), p. 124. 3 2Ibid., p. 129. Ibid., p. 122. 5 4Ibid., p. 127. Ibid., p. 119. 54 Any remark that implies 'black pride' is usually interpreted as a bent toward militance and can be detrimental to professional advancement.1 The white professional is usually judged solely on the basis of his accomplishments and potential. I do not believe that evaluation of the white is nearly as squective or severe as that of his black competition. Other characteristics are: determination; perseverance; positive attitude; ability to get along with peOplg; genuine belief in Christianity. U'InhWNH O A manager states that: . . . competence, aggressiveness, preparedness-- these characteristics are important for anyone 4 regardless of race but Negroes must be more so. He goes on to say: one should be demanding of self and your superigr to win advancement if you believe you merit it. A public relations department supervisor states: There . . . is the invisible ceiling everywhere, a limit as to how far a Negro can go. An education specialist states: Characteristics essential to success are: 1. persistence; 2. optimism; 3. willingness to learn and the 4. ability to accept setbacks. 1 2 3 Ibid. Ibid., pp. 119-120. 5 6 Ibid. 4Ibid., p. 117. 7 Ibid. Ibid., p. 115. Ibid. 55 It can be assumed that many of these character- istics are not indigenous to Blacks only, but are common to all persons who occupy similar positions in similar organizations. The Model A series of models emerged as a result of the review of the literature. As an initial guide for the inquiry into Dr. Caliver's performance and related ques- tions, Ordway Tead's model of leadership qualities and characteristics, as reported in The Art of Leadership, was employed. Tead's model notes ten factors which distinguish effective leadership. They are: 1. Physical and nervous energy 2. A sense of purpose and direction 3. Enthusiasm 4. Friendliness and affection 5. Integrity 6. Technical mastery 7. Decisiveness 8. Intelligence 9. Teaching skills 10. Faith. Other qualities and characteristics of effective leadership emerged as the study of Dr. Caliver progressed. 56 Summary This chapter was devoted to a review of literature as it related to formal and informal organizations, role theory, leadership characteristics, marginality including the peripheral status of adult education, and related literature with emphasis on experiences of other Blacks. A review of organizational literature reveals that an individual cannot be studied in isolation because he is a member of a social group. These groups or informal organizations, frequently affect one's work and behavior. This is especially so as it relates to minorities who are employed in formal organizations. In organizational theory, attention was given to the concepts of control and authority. In this respect it was determined that an individual may be in position to exercise control over another person. Further, this chapter pointed out that a leader's relationship to the membership of the group depends to some extent upon the power that he maintains over members. It was pointed out that control may be exercised either by persuasion or by virtue of one's position. The concept of powerlessness was discussed; it was reported that the lack of power was associated with social isolation which sometimes leads to feelings of frustration and futility. This concept has particular significance as it affects the behavior of minorities. 57 Attention was also devoted to a discussion of role theory. In essence role is related to an individual's status and interaction with others. The concept of marginality as it relates to an individual and to the field of adult education was ad- dressed. Marginality generally refers to failure to fully accept another individual, or an idea, or a plan or a program. Attention also was given to appropriate related literature on minorities, especially Blacks, in bureau- cratic situations. In each case, minority persons were found facing problems in employment which were uncommon to the majority group. They found it necessary to be aware of special expectations, both personal and imposed, which affected their work life. The literature revealed that formal organizations have several dimensions which include a hierarchy of authority and a system of interpersonal or informal rela- tionships. These systems affect decision-making within the organization; they also affect social behavior in the group. In this chapter several models of administrative leadership have been discussed. A model (Tead's) has emerged and it, along with qualities and characteristics displayed by Dr. Caliver, form a composite model against which to examine the functions of Dr. Caliver, a Negro 58 administrator of Negro and adult education, two marginally accepted areas of education in the Office of Education. CHAPTER III BRIEF BIOGRAPHY OF DR. AMBROSE CALIVER The Caliver Family Ambrose Caliver was born on February 25, 1894, in a humble home in Saltville, Virginia, a little company town noted for the production of limestone, soda and salt. In 1966 the small town, located in the southwestern region of the state, just a few miles from the Virginia- 1 Ambrose Tennessee border, had a population of 2,844. joined Bolden H. and Irene, brother and sister respectively. Very little is known about Caliver's family. It is known that his father, who was employed as a saltwell man (a man employed in the salt mine), served as an officer in the Methodist church in Saltville and was characterized as "a Christian gentleman and great church worker." His mother, a Presbyterian, attended Knoxville College in Knoxville, Tennessee, a Presbyterian-related institution which was founded in 1875. Similarly, little is known about his paternal grandfather outside of his interest in religion and that he was highly skilled with 1World Book Encyclopedia (Chicago: Field Enter- prises Educational Corporation, 1966), p. 319. 59 60 his hands. It is reported that he made his family's cooking utensils by hand from slate and copper.1 Unfortunately his father never knew the boy who was to become an outstanding educator, for the elder Caliver was instantly killed when buried under an avalanche of dampened clay which was used by a company located near his place of employment to manufacture bricks.2 His father's death severely limited the family's income and a few years later his mother, the former Cara Saunders, took the family to West Virginia to be with her mother. The Caliver family continued to experience misfortune. While Ambrose was still a very young child, his mother, still grieving over the death of her husband, died. Later, when Ambrose was only 11 years of age, he, Bolden and Irene were sent to Knoxville, Tennessee, where they were under the guidance of an elderly aunt. The Early Life of Caliver Young Ambrose, because of several changes in resi- dence precipitated by the death of his parents, attended elementary and secondary schools in Virginia, west 3 Virginia and Tennessee. It appears that religion and ers. Rosalie Caliver, Interview, August 23, 1970. 2Mrs. Rosalie Caliver, Interview, August 18, 1970. 3Information from the United States of America General Services Administration, National Personnel Records Center, St. Louis, Missouri, January 19, 1971. 61 religious activities played an important part in the form- ative years of his life, for not only did he serve as a deacon in the Congregational church before reaching man- hood, but he also held a church office for 15 years while a Federal Government employee.l Ambrose became acclimated to the world of work when, at 12 years of age, he secured a job in a coal mine to help his elderly aunt support the family.2 It was then that Ambrose, as if to portend his future success, demon- strated his leadership ability when "a guard usually stationed at a rail intersection was not there and he (Dr. Caliver) took over the post and directed the coal cars to their destination."3 In 1911, Ambrose enrolled at Knoxville College in his home town, and in 1915 that institution granted him the Bachelor of Arts degree.4 In response to the question, "Are you a professing Christian,"5 which appeared on the College Registration Card, Dr. Caliver answered, "No." A study of his college transcript revealed that in the 1Journal of Negro Education 31 (Spring 1962): 2Mrs. Rosalie Caliver, Interview, August 18, 1970. 3Walter G. Daniel and John B. Holder, Ambrose Caliver--Adult Educator and Civil Servant (Adult Edu- cation Association of the U.S.A., 1966), p. 1. 4Information from transcript from Registrar, May 14, 1971. 5 Ibid. 62 category "Deportment," Dr. Caliver received a "100" at each card marking.l Following his graduation from Knoxville College, there is evidence that Dr. Caliver briefly attended the University of Chicago.2 Mrs. Caliver confirms that Dr. Caliver attended this institution.3 A letter from Mr. Albert H. Hayes, however, indicated that there is no record of his having attended the institution.4 Dr. Caliver continued his college education at Tuskegee Institute, Tuskegee, Alabama, and in 1916 that institution awarded him a diploma in cabinet making.5 While a student at Tuskegee, Dr. Caliver had an opportunity to become well acquainted with the famous Negro scientist, Dr. George Washington Carver, as well as to develop valuable skills under his tutelage. After having earned a B.A. degree at Knoxville College and a diploma from Tuskegee Institute, Mr. Caliver, at twenty-one years of age, accepted as his first profes- sional assignment, the position of principal of Colored High School in Rockwood, Tennessee. lIbid. 2Roger Axford, Adult Education: The Open Door (Scranton, Pa.: International Textbook Co., 1969). p. 53. 3Mrs. Rosalie Caliver, Interview, November 14, 1970. 4Albert M. Hayes, Registrar, University of Chicago, letter to Peyton S. Hutchison, May 17, 1971. 5Information from General Services Administration, January 19, 1971. 63 Marriage and Early Professional Years Love for Ambrose and Rosalie blossomed when they were six years of age and sixteen years later, in 1916, they were married on the campus of Fisk University. Mrs. Caliver was a powerful influence as well as a constant supporter of her husband of 46 years.1 Mrs. Caliver had also attended Knoxville College, but her attendance was interrupted for she was needed at home to care for her parents who were in poor health. Later she had briefly attended Battle Creek College in Michigan and the A and I College in Nashville, Tennessee. Although Mrs. Caliver attended several colleges she did not earn a degree; however, her training did prepare her for service as a teacher and as a social worker in Knoxville, Tennessee.2 In 1917, after a year of marriage and work in edu- cation, the young couple moved to El Paso, Texas, where he served in the dual capacity of assistant principal and teacher at the Douglass High School. It was there that Caliver conceived the notion that he might one day become a member of the Fisk University staff when a recruiter for the University discussed that possibility with him. In 1917 Caliver accepted the first of several important positions at Fisk University. During his four- teen years at the institution, he served as teacher, 1Daniel and Holden, op. cit., p. 1. 2Mrs. Rosalie Caliver, Interview, August 18, 1970. 64 professor, director of summer school and later, as the first Negro dean to be appointed at Fisk University. Starting with the summer session of 1917 and continuing each summer term thereafter through 1920, except that of 1918, Caliver attended the University of Wisconsin from which he was granted a Master's degree in educational administration.1 During the summer of 1918, while on leave from Fisk University, the U.S. Army sent Caliver to Harvard University where he participated in a Personnel Management program. At Harvard he was awarded a diploma in Employ— ment Management and Personnel Direction.2 Upon the com- pletion of his assignment at Harvard, Caliver was directed to report to the American Rolling Mills Company in Middle- ton, Ohio, where he served as a personnel officer. Dr. Caliver remained with Armco for a period of two months.3 With the close of World War I in the fall of 1918, the Calivers returned to Fisk University. In the late 19203 Caliver began studies which led to the Doctor of Philosophy degree in Administration of 1Information from transcript from Registrar, University of Wisconsin, May 13, 1971. 2The Fisk_University News, 1924; Adult Education: The Open Door by Roger Axford and Mrs. Ambrose Caliver provided evidence that Dr. Caliver attended Harvard Uni- versity. 3American Rolling Mills Company, Middleton, Ohio letter to Peyton S. Hutchison, January 15, 1971. 65 Higher Education at Teachers College, Columbia University, New York. The USA General Services Administration National Personnel Records Center records indicate that Caliver was awarded the Ph.D. degree in 1930.1 He completed the degree "within the minimum time three summers and one full academic year."2 The new Dr. Caliver was the first Negro to earn a doctorate in his major and only the third Negro to be awarded the Ph.D. from Columbia University.3 Dr. Caliver's dissertation "A Personnel Study of Negro College Students," was selected for publication by the Bureau of Publications of Teachers College. In 1925, after nine years of marriage, the Calivers adopted a daughter born October 25, 1925. Jewel Altamae, now Mrs. Richard Terrell, was educated at Howard Univer- sity, Washington, D.C., and the Merrill Palmer Institute in Detroit, Michigan. Daughter Jewel followed in her father's footsteps for she too entered the field of higher education; currently she is a member of Howard University's faculty.4 1Information from USA General Services Adminis- tration National Records Center, January 17, 1971. 2Columbia University, Press Release, April 17, 1931. 3Ibid. 4Mrs. Rosalie Caliver, Interview, August 18, 1970. 66 A Career of Leadership Dr. Caliver held five positions1 during his 31 years as a Federal employee. His original assignment, that of Specialist in Negro Education, extended beyond fifteen years, while his second position, Specialist for Negro Higher Education, was held for more than four years; therefore, for approximately twenty years, Dr. Caliver devoted the major portion of his time to Negro educational concerns. In 1950, Dr. Caliver was promoted to the posi- tion of Educationalist Assistant to the Commissioner and five years later he was advanced to the rank of Assistant to the Commissioner of Education and Chief, Adult Edu- cation Section. Five years later and until the time of his death January 29, 1962, Dr. Caliver was Education Research and Program Specialist and Chief, Adult Education Section.2 In addition to his formal USOE assignments, Dr. Caliver was involved in numerous special assignments such as the Works Progress Administration (WPA) of the Great Depression years, the 1954 Supreme Court trial regarding the unconstitutionality of racially segregated schools and . 3 . several national surveys. Further, Dr. Caliver was an 1For official copy of Dr. Caliver's employment record and salary range, see Appendix A. 2Information from USA General Services Adminis- tration National Records Center, January 17, 1971. 3Daniel and Holden, op. cit., p. 19. 67 active participant in the field of international education. He visited Europe in 1949 at the request of the Displaced Persons Commission and he later submitted "A Report of Study of Orientation of Displaced Persons" for the United States Displaced Persons Committee.1 He was a member of educational study teams which assisted the Virgin Islands and Mexico City. There are, of course, many other evi- dences of his involvement in international affairs. Not only was Dr. Caliver concerned with inter- national education, but a study of his records reveals that he had held visiting professorships at the University of Colorado, Howard University, Miner Teachers College, Houston Junior College and Hampton Institute. Awards and Recognitions That Dr. Caliver was a servant of men, regardless of race, is verified from a study of the many awards and recognitions bestowed upon him both during his lifetime and after his death. Among the numerous honors accorded him were first prize of $500 in a nationwide essay contest in 1924, four honorary degrees from Tuskegee Institute from which an M.A. degree was received in 1936, honorary Doctor of Laws and Doctor of Letters degrees from Virginia State College and Knoxville College respectively, and in 1956 Morgan 1Federal Security Agency, News Release, April 6, 1949. 68 State College recognized him with an Honorary Doctor of Laws degree.1 He was given a Testimonial Banquet in recognition of 20 years service in the Office of Education and further, he was the recipient of the American Heritage award for his role in arranging a series of educational television debates. One of his most cherished recognitions was, after many years of dedicated service, his election to the presidency of ABA-USA. This was probably one of the big things in his life. Dr. John Holden provided much of the planning, encouragement and success in Dr. Caliver's attainment of the presidency of AEA. As recalled by Dr. Holden, three persons competed for the position, and there was no opposition to his running because of his race.2 To further support his admiration of ABA, upon his death Mrs. Caliver requested that in lieu of flowers, contribu- tions be sent to AEA to continue its literacy education work.3 Subsequent to his death, Dr. Caliver was memorial— ized and recognized by official organizations, including the AEA. 1For Morgan State College Citation, see Appendix B. 20r. John B. Holden, Interview, August 19, 1970. 3Mrs. Rosalie Caliver, Interview, August 22, 1970. 69 Summary Dr. Ambrose Caliver was born in Saltville, Virginia. Although his father was killed in a mining accident before his birth, and his mother died while he was still a young boy, Dr. Caliver earned three higher education degrees including the Ph.D. degree from Teachers College, Columbia University. Dr. Caliver, a religious man, held several posi— tions during his long work life. Among those positions were mine worker at the age of 12, teacher, personnel officer, professor, college dean and USOE official. Dr. Caliver also served in many other capacities and accepted many other assignments, both national and international in scope. During his long USOE career, Dr. Caliver received awards and recognitions from several professional orga- nizations. In 1962, the year of his death, Dr. Caliver was president of the Adult Education Association of the United States of America.1 CHAPTER IV THE TENOR OF THE NATION: 1930-1962 The Pre-Roosevelt Period In 1930, the year of Dr. Caliver's appointment by President Hoover to the United States Office of Education, Negroes and other minorities were experiencing social injustices not common to the lives of white persons. To better understand the 31 year period of the nation's history during which Dr. Caliver was associated with the USOE, this chapter sketches the positions of the several presidents regarding the emerging struggle for civil rights and the equalization of employment, housing and educational opportunities for all races, especially Negroes. Dr. Caliver's tenure with the Office of Education spanned the administrations of Presidents Herbert Hoover, Franklin Delano Roosevelt, Harry S. Truman, Dwight D. Eisenhower and John F. Kennedy. During this period many changes were occurring which affected the Negro. He assumed this position in the Office of Education during the second year of President Herbert Hoover's administration. At that time the nation was seriously affected by the 70 71 depression which began in rural America in 1921. The harmful effects of the economic collapse persistently plagued families engaged in agriculture. According to Rollins, by 1930 four million persons were unemployed; two years later over twelve million persons, estimated to com- prise one-fourth of the nation's manpower resourses, were out of work.1 At the close of President Hoover's tenure, not only had millions of persons lost their jobs, but Leuchtenburg reports that more than a quarter of a million families were forced to sacrifice their homes for lack of financial resources. Based on information in Franklin Delano Roosevelt 3 and the New Dealy 1932-1940, more than fifteen million persons were in need of employment. These out-of-work persons created major problems for local governments which lacked the financial resources to meet unemployed workers' survival needs. In some counties as many as 90 percent of the people were on relief.4 Davie, in Negroes in American Society,5 notes that urban unemployment during the 1Alfred B. Rollins, Jr. (ed.), Franklin D. Roose- velt and the Age of Action (New York: Dell Publishing Company, 1960), p. 11. 2William E. Leuchtenburg, Franklin Delano Roose- velt and the New Deal (New York: Harper and Row, 1963), p. 53. 3Ibid. 41bid., p. 52. 5Maurice R. Davie, et a1., Negroes in American Society (New York: McGraw Hill Book Company, Inc., 1949), p. 88. 72 depression had a particularly devastating effect upon Negro workers since most were poorly educated or held unskilled jobs. Many Negroes, who had migrated to the North and to urban centers in search of economic oppor- tunities and more social acceptance, soon experienced conditions comparable to those from which they had attempted to escape.1 That President Hoover attempted to lessen the effects of the economic decline is obvious. Several months after he assumed the office of President, the nation expe- rienced the stock market crash of 1929. The President instituted or established new measures and programs, such as the Reconstruction Finance Corporation and the Home Loan and Farm Loan Banks, to reduce the devastating effects of the Great Depression. He advocated an extensive public works program to aid business as well as to furnish employ- ment opportunities to the millions of unemployed persons. These attempts to stem the serious recession proved futile, and his failure to authorize relief for the millions of indigent persons played a crucial role in his unsuccessful attempt to retain the Presidency.2 1August Meier, Negro Thought in America, 1880-1915, Racial Ideolggies in the Age of Booker T. Washington (Ann Arbor: The University of Michigan Press, 1963), pp. 274-275. 2Reader's Digest Almanac, 1966, First Edition (Pleasantville, New York: ReadefTs Digest, 1965), p. 108. 73 The Roosevelt Years, 1933-1945 Her spirit was near breaking, her institutions deeply shaken. No facet of American life escaped the scars of the economic collapse. Thus Rollins briefly describes the conditions that affected the nation and which confronted Franklin D. Roose- velt when he assumed the presidency in March of 1933. Millions of unemployed adults and other millions of young people were out of school and jobless. Industries and businesses, both large and small, were either compelled to discontinue their services or functioned below capacity. Lending institutions were either declared bankrupt or verged on bankruptcy. Muzzey and Link2 state that upon assuming the pres- idency, Roosevelt was confronted with three challenging problems: (1) Relief: Sixteen million unemployed and all their dependents were threatened with cold, hunger and despair. (2) Recovery: Business, industry and agriculture were prostrate and in dire need of getting back on their feet. (3) Reform: The evils which caused or worsened the depression needed to be remedied if the next generation was to be free from a like disaster. Problems created by the depression were not easily surmounted. It should be noted that during the presidential 1Rollins, op. cit., p. 11. 2David Muzzey and Arthur Link, Our Country's History (Boston: Ginn and Company, 1965). 3 Ibid., p. 549. 74 campaign of 1932, Democratic nominee Roosevelt refrained fron discussing specific corrective measures to reverse the downward economic trend such as large Federal works programs, deficit spending, Federal housing or slum removal. Nor, according to Leuchtenburg, did he mention increased taxes on persons with substantial incomes, the National Recovery Administration, Federal relief programs or development of programs such as the Tennessee Valley Authority. During his campaign it seems he did not dis- cuss the organization of a National Labor Relations Board or the institution of collective bargaining legislation.1 In his acceptance Speech at the 1932 Democratic Convention, Roosevelt seems to have alluded to novel programs, ideas or schemes for resolving some of the critical national problems, and it would appear that he had given considerable prior thought to those plans. "Let us now and here enjoy resolve to resume the country's uninterrupted march along the path of real progress, of real justice, of real equality for all of our citizens, great and small . . . ."2 When Mr. Roosevelt took office the nation responded primarily to ". . . the white anglo-saxon, Protestant 3 property holding class," but under the New Deal many new groups were recognized for the first time. Such previously 1Leuchtenburg, op. cit., p. 12. 2Rollins, op. cit., p. 25. 3Leuchtenburg, op. cit., p. 332. 75 overlooked groups not only were the recipients of benefits which had been denied them but they were recognized as having a rightful place in the commonwealth.1 The period from 1933 to 1938 marked one of the greatest upheavals in American government and American institutions. It was initiated primarily by President Roosevelt in an attempt to end ". . . the devastation wrought by the depression and (to create) remarkable improvisation of new political and social institutions to cope with it."2 The depression notwithstanding, the "New Deal committed itself to economic justice and set the stage for the present drama and movement toward racial justice."3 Although the New Deal patiently led toward more social and economic equality for Negroes, Harry Golden in Mr. Kennedy and the Negroes, reports that President Roose- velt was never an open advocate of Negro rights but, he maintains, he championed the cause of the ". . . minorities, ethnic, economic, and social and among these minorities was the Negro."4 That Mr. Roosevelt believed in equality of opportunity for Negroes is further supported for he 1 2 Ibid. Ibid., p. xvi. 3Talcott Parsons and Kenneth B. Clark (eds.), The Negro American (Boston: Houghton Mifflin Company, 1966), p. xiii. 4Harry Golden, Mr. Kennedy and the Negroes (Cleveland: The World Publishing Company, 1964), p. 71. 76 appointed more of them to high positions than had all three of his immediate predecessors.1 At the initiation of the New Deal programs in the period from 1933 to 1935, a large number of laws were passed by the Congress to strike at the depression- created conditions. New instrumentalities of government were born. Among the new agencies were the Civilian Con- servation Corps, the National Recovery Administration, the Agricultural Adjustment Administration, and the Federal Emergency Relief Administration. Other newly created agencies were the Works Progress Administration, the Public WOrks Administration and the Tennessee Valley Authority. These and other programs, which were outgrowths of Federal efforts to address and attack problems resulting from the Great Depression, provided a method of simul- taneously addressing a variety of problems which had impeded social progress and economic recovery. This approach to problem resolution was character- ized by a philOSOphy that assumed that government must be responsible for assuring each citizen a respectable mini- mum standard of living.2 Roosevelt, as noted by Leuchten- burg, was skilled in providing to all persons "the sense of sharing the Presidency . . . (and) even the most humble citizen (felt) a lively sense of belonging."3 1Ibid. 2Leuchtenburg, op. cit., p. 165. 3Ibid., pp. 331-332. 77 Social conditions, especially as they affected the lives of the nation's Negro population, were extant long before the administration of President Franklin D. Roosevelt. Although these conditions were obvious for many years, the Federal government, as well as state and local units of government, had long histories of failure to react affirmatively to, or seriously consider, the dilemmas of this group. One of several obligations of New Deal reformers was a commitment to serve the forgotten man. The New Deal sought to achieve a more just society. In such a development, particular ethnic groups, including the Negro, would have representation. For example, the "Black Cabinet"1 served as the voice of the Negro. This institution will be considered in a later chapter. Although much of the credit for improved social conditions can be traced to President Roosevelt, other leaders, congressional and non-governmental, were working to improve the status of Negroes.2 Parsons and Clark point out significant developments in the nation's legal system which ultimately worked to the advantage of Negroes.3 The Roosevelt administration began to consider problems and conditions which militated against racial 1Samuel Krislov, The Negro in Federal Emplcyment (Minneapolis: University of Minnesota Press, 1967), p. 24. 2Leuchtenburg, 0p. cit., p. 337. 3Parsons and Clark, op. cit., p. xxi. 78 minorities for not only did Roosevelt recognize the many problems of race, he also recognized the need to ". . . emphasize social justice and the conquest of poverty."1 Harry Golden argues that much of the credit for Negro pro- gress can be attributed to Mrs. Eleanor Roosevelt, who was a pioneer advocate of racial equality.2 In 1933, racial segregation was widely practiced not only in Federal offices in Washington but also in other cities and states, both North and South. In 1934, for example, the congressional restaurant, according to the Congressional Record, remained segregated while the basement grillroom was reserved for Negroes.3 Also indi- cative of the treatment and job opportunities for Negroes during the early 19303 was the employment of Negro elevator operators in the Washington, D.C. Post Office, presumably for the first time.4 It is evident that with the implementation of New Deal ideas regarding the treat- ment of minorities, beneficial changes toward Negroes became more commonplace. Since the early part of the 19303, the larger society began gradually but successfully 1Leuchtenburg, op. cit., p. 42. 2Golden, op. cit., pp. 73-74. 3Congressional Record, Seventy-Third Congress, Second Session, March 21 and 23, 1934, pp. 5048-5255. 4Ibid. 79 to reverse the repressive predicament that Negroes were forced to tolerate. Because Roosevelt believed that government could be used as a vehicle to improve the lives of the under- privileged, a number of his programs proved to be of great assistance to Negroes. For example, the New Deal instituted new social and economic programs which were not related to civil rights but which were beneficial to unemployed and low income groups in which Negroes were conspicuous.1 Parsons and Clark contend that the New Deal represented the first significant governmental entry into the field of guaranteeing the social components of citizenship through labor and social welfare legislation, esta-lishing a trend which could readily be extended into the field of protecting minority groups. Further, they contend that although the government's role has been a bone of political contention ever since, this trend was a necessary prelude to the role now assumed by the Federal government in civil rights matters as well as its support of large-scale education and anti- poverty programs. The intervention of Federal authority into many new facets of American life suggested that existing social patterns would be markedly changed. Negroes, reluctant to be aggressive due to many years of subjugation and slavery, saw their hopes revitalized as a result of a 1Harold C. Fleming, "The Federal Executive and Civil Rights: 1961-1965," in The Negro American, ed. Parsons and Clark, p. 373. 2Parsons and Clark, op. cit., pp. xx—xxi. 80 number of Mr. Roosevelt's innovative programs for not only did they benefit from relief and recovery programs, but they also became aware of a new assault on the insti- tution of racism.1 Because of the President's many programs which granted relief to Negroes, and even though Negroes con- tinued to experience more hardships than other groups which were affected by the depression, most Negroes began to give him support.2 According to Parsons and Clark, Negroes developed a strong allegiance to the depression era President even though he failed to clearly define civil rights goals.3 It was evident, however, that the President was seriously concerned with civil rights. In 1935, President Roosevelt, in his Annual Message to Congress, launched the Second New Deal with social justice as the new goal.4 Mrs. Eleanor Roosevelt, the President's wife, continued as a vocal advocate of Negro rights.5 President Roosevelt, with considerable pressure from Negroes and other civil rights advocates, particularly Mr. A. Phillip Randolph, demonstrated the sincerity of his lJohn Hope Franklin, "The Two Worlds of Race, A Historical View," in The Negro American, ed. Parsons and Clark, pii6l. 2Leuchtenburg, 0p. cit., pp. 186-187. 3ParsOns and Clark, op. cit., p. xiii. 4Rollins, op. cit., p. 139. 5Leuchtenburg, op. cit., p. 192. 81 concern for the civil rights of Negroes and other minor- ities when on June 25, 1941, he issued Executive Order 8802, establishing the Federal Fair Employment Practices Commission.1 Because of the obvious role played by President Roosevelt, and based on a number of the New Deal programs to assist many segments of society, particularly Negroes, . . . . . . 2 a new trend toward SOClal amelioration was initiated. The Truman Years, 1945-1952 I have received a great heritage from my lamented predecessor. I shall strive to obtain the ideals for which he fought and am strengthened by the assurance of your support in that effort. Harry S. Truman to Walter White, April 25, 1945 President Harry S. Truman succeeded President Franklin D. Roosevelt as Chief Executive of a nation that was confronted with national and international problems. The problems associated with prosecuting the war to a successful conclusion, the resolution of perennial and sometimes critical racial problems which affected almost every phase of American life, and the many everyday 1Executive Order 8802, Federal Fair Employment Practices Commission, June 25, 1941. 2Krislov, op. cit., p. 23. 3Harry S. Truman to Walter White as quoted in Barton J. Bernstein (ed.), Politics and Policies of the Truman Administration (Chicago: Quadrangle BooEs, 1970), p. 264. 82 pressures connected to the presidency were some of the new President's concerns. Mr. Truman promised not only to continue but also to extend the New Deal. In keeping with this promise, he requested welfare measures which included full employment, higher minimum wages and increased unemployment benefits. These recommendations were looked upon favorably by civil rights leaders, for they saw additional benefits to Negroes through such legislation. Although Negro leaders were of the opinion that full employment was of utmost importance, they felt increased unemployment compensation would be desirable for Negro workers during the expected 1 In the 19305 Negroes had gradually postwar depression. abandoned the Republican party to support Franklin D. Roosevelt since the New Deal had rescued them from extreme hunger and total poverty. It was apparent that President Truman was cognizant of, and wished to maintain, Negro support. Long before Mr. Truman became President, he had arrived at a personal philosophy regarding Negro rights, though his views toward Negro Americans were not constant. His views appeared to become increasingly more liberal. In an address to a Negro Convention in Chicago, the then Senator Truman remarked: lIbid., p. 273. 83 I wish to make it clear that I am not appealing for social equality of the Negro. The Negro himself knows better than that, and the highest type of Negro leaders say quite frankly they prefer the society of their own people. Negroes want justice, not social relations. During his early years as a politician, Mr. Truman advo- cated erasing discrimination; he did not campaign against segregation. "I believe in the brotherhood of man, not merely the brotherhood of white men but the brotherhood of all men before the law."2 Considered moderate, Senator Truman evidenced concern for minorities by not only endorsing an anti-lynching bill but also by voting to establish the Fair Employment Practice Commission which had been recommended by President Roosevelt.3 According to Bernstein, President Truman was of the opinion that the Negro race was not vitally concerned with segregation. They were, he felt, only concerned with inequality based on race.4 This view was not shared by all Negroes for many had long advocated the elimination of both discrimination and segregation. For example, A. Phillip Randolph and the Reverend Grant Reynolds, director of the Committee Against Jim Crow in the Military Service and Training, in testimony before the Senate Armed Services Committee, threatened to organize and conduct a massive 1Jonathan Daniels, The Man of Independence (Phila- delphia: J. B. Lippincott Company, 1956), p. 338. 21bid., p. 339. 31bid., pp. 271-272. 4Bernstein, op. cit., p. 272. 84 crusade of civil disobedience to correct discrimination and segregation. They maintained that Negroes should not shoulder arms, but they should be prepared for any con- tingency, including internment in concentration camps.1 There are indications that President Truman, not unlike his predecessor, was not willing or prepared to risk his popularity or power by appearing eager to assist the Negroes' struggle for full equality.2 Although Mr. Truman inherited some of the Negroes' loyalty, he often sought civil rights legislation which he was reasonably certain the Congress would not enact.‘ At the same time, according to Bernstein, President Truman frequently refused to use his executive power to advance or secure the rights of minorities.3 President Truman appeared to maintain credibility with the Negro race by continuing to appeal for a permanent Fair Employment Practices Commission. In addition, like President Roose- velt, he also appointed a few Negroes to high govern- mental offices, thus symbolically declaring his position regarding the equality of the races. Regarding the Negroes' quest for equality, Bernstein suggests that per- haps President Truman, "By kindling hope . . . may have also prevented rebellion and restrained or delayed impulses to work outside the political system."4 In a lIbid., p. 286. 21bid., pp. 270-271. 31bid., p. 13. 4Ibid., pp. 303-304. 85 limited sense, according to Bernstein, President Truman was supportive of Negro reform efforts by yielding partly to their pleas and by granting them frequent opportunities to visit with him. Further, Bernstein contends that through similar expressions, President Truman ". . . dig- nified them (Negroes) and their methods."1 President Truman took a more liberal view toward the civil rights of Negroes as his stay in office increased. He began to publicize charges that the larger society treated its Negroes as second class citizens. National and international concerns probably persuaded Mr. Truman in 1947 to appoint the Commission on Civil Rights, for as Bernstein states, ". . . nor could America neglect the growing international implications of civil ri rights violations."2 Included in the Committee's recom- mendations were the abolition of discriminatory practices through Federal government action, the development of a better and stronger Civil Rights Division in the Department of Justice, the institution of anti-lynching laws, the enactment of permanent Fair Employment Practice Commission legislation and the termination of Jim Crow practices.3 In December of 1947, the President's Commission on Higher Education assailed the "separate-but-equal doctrine"; it 2 lIbid., pp. 303-304. Ibid., p. 280. 3Daniels, The Man of Independence, p. 342. 86 advocated the elimination of segregation in institutions of higher education.1 Negroes were again greatly encouraged in 1948 when the President, in his State of the Union address, promised a message on Civil Rights. Simultaneously, the President summoned the Department of Justice to take a more active role in the struggle against Jim Crow. The Department of Justice began to enter amicus curiae briefs regarding such matters as housing and education. Also of import to minorities were the decisions of the United States Supreme Court which began to rule against discrimination based on race.2 For example, the Court, in Sweatt versus Painter, ruled that segregated but equal-graduate facilities were illegal. In the same year, the Court, in McLaurin versus Oklahoma, ruled that a specially devised system of segre- gation interferred with the education of a Negro graduate student.3 There is evidence to indicate that President Truman made concerted efforts to assist in the securing of full civil rights for Negroes. His conviction regarding the importance of racial equality, according to Bernstein, was more earnest than Mr. Roosevelt's and many white 1Bernstein, op. cit., pp. 281-282. 21bid., pp. 296-297. 3Golden, 0p. cit., p. 96. 87 Americans but he nevertheless remained cautious in this area.1 Overt efforts by President Truman to obtain equality for Negroes were again obvious when on July 26, 1948, he issued orders which prohibited discrimination in Federal employment and established a board to review all complaints stemming from charges of such discrimination.2 Further evidence that the President fully supported equal rights for minorities was his 1948 order to the Secretary of Defense to terminate discrimination in the armed forces ". . . as rapidly as possible."3 It may be said that the President's sentiments regarding the rights of minorities were very similar to those of the Commission on Civil Rights which called for the complete ". . . elimination of segregation, based on race, color, creed, or national origin, from American life."4 Ions states that ”Truman certainly deserves to have the cause of civil rights cited among his purposes . . . ."5 White states even more emphatically, 1Bernstein, op. cit., p. 13. 2Ibid., p. 290. 3Ibid., p. 284. 4Parsons and Clark, op. cit., p. 62. 5Edmund S. Ions, The Politics of John F. Kennedy (New York: Barnes and Noble, 1967?, p. 179. 88 No occupant of the White House since the nation was born has taken so frontal or constant a stand against racial discrimination as has Harry S. Truman.1 Walter White, 1952. The Eisenhower Years, 1952-1960 Dwight D. Eisenhower ". . . a man whose personal and political philosophy was antipathetic to strong leadership, particularly on such an issue as civil rights."2 In January, 1953, Dwight D. Eisenhower succeeded Harry S. Truman as President of the United States. Pres- ident Eisenhower, who completed his second term if office in January, 1961, characterized himself as being "basically conservative"3 and consistent with his beliefs, advocated personal thrift, honest work and self-reliance. He gave little leadership in the area of racial equality, though as we shall see later, a prominent Negro political figure of the 19503 credited President Eisenhower as being entirely supportive of civil rights efforts and programs. Mr. Eisenhower, upon taking office, was pre— occupied with important international issues, such as the increasing influence and power of mainland China and the Korean War, while a primary domestic problem was that of 1Walter White as reported in Barton J. Bernstein, Politics and Policies of the Truman Administration, p. 302. 2Harold C. Fleming, "The Federal Executive and Civil Rights: 1961-1965," in The Negro American, ed. Parsons and Clark, p. 376. 3Dean Albertson, (ed.), Eisenhower As President (New York: Hill and Wang, 1963), p. 41. 89 maintaining a realistic national budget. Although civil rights advocates continued activities in the interest of minorities, especially Negroes, the administration seemed to give little or no serious thought to, or recognition of, the specific concerns and problems of Negroes. Inter- ests and concerns of Negroes received little attention from the Eisenhower administration, as from many earlier presidential administrations, because of their political sensitivity.l It was during this period in the nation's history, when Negroes were seeking to be recognized as full citizens, that civil rights efforts appeared to lack even a modicum of support or sanction by the President. Bernstein maintains that very likely Mr. Eisenhower and his associates will be remembered for their failure and lack of vision in the realm of civil rights.2 To substantiate the above viewpoint, an August 8, 1955 editorial in the Washington Post reported that, "Perhaps the weakest of the four major areas of action cited by the President is equality of opportunity, on which relatively little has been done."3 Mr. Eisenhower, in spite of his pOpular appeal, according to Norman A. Graebner, ". . . affected so negligibly the historic 1Robert J. Donovan, Eisenhower--The Inside Story (New York: Harper and Brothers, 1965), p. 154. 2Bernstein, op. cit., p. 302. 3Washington Post, August 8, 1955. 90 processes of his time. Never has a President . . . avoided so assiduously all the direct challenges to the status of individual civil rights."1 It must be recog- nized that the President's entire behavior and attitudes, as are those of all individuals, were determined by his era, culture and experiences. It is possible also that the nation's economy during Mr. Eisenhower's early years in the office created the illusion of tranquility and satisfaction among the citizens which led to the belief that very serious stress issues, such as civil rights, were no longer consequential.2 There are indications that the President and his administration, recognizing prac- ticality as opposed to administrative preference, moved from extreme conservatism to a less conservative posture regarding civil rights.3 Although a conservative, and as such opposed to compulsory measures such as the Fair Employment Practices Commission, the President was committed to the principle that Federal monetary assistance should not be provided to 4 While support segregated facilities and institutions. advocating the withholding of Federal funds from segregated governmental facilities and proclaiming non-segregation in 1Norman A. Graebner as reported in Eisenhower as President, p. 147. 21bid. 3 Ibid., p. 42. 4Donovan, op. cit., p. 155. 91 Federal institutions, the President, through the efforts of Congressman Adam Clayton Powell, learned that some officials were disobeying his rules. The President took immediate steps to correct these situations.1 That Eisenhower was prepared to adhere to his constitutional responsibilities was again clarified in 1957 for he main- tained that he had a sworn duty to uphold the decision of the Supreme Court and he would take all necessary and proper steps to fulfill his obligations.2 He demonstrated his sincerity in this regard when, in 1957, he ordered Federal troops into Little Rock, Arkansas to enforce school integration. There is some evidence to indicate that the civil rights events of the period, as well as a more thorough understanding of the needs of all segments of society, particularly the underprivileged, caused a modification of the President's former attitude regarding individual thrift, self-reliance and hard work. In his message to Congress in January, 1954, the President made it clear that the national government would be prepared to meet the problems of health, education, housing and social security. "Banishing of destitution and cushioning the shock of per- sonal disaster on the individual are proper concerns of all levels of government, including the Federal government."3 lIbid., p. 156. 21bid., pp. 389—390. 3Albertson, op. cit., p. 151. 92 Throughout his tenure, however, Mr. Eisenhower frequently maintained his position of non—interference regarding civil rights. He felt that matters of this nature must be resolved at the municipal level and at an "evolutionary pace."1 The most significant landmark in the civil rights domain during Mr. Eisenhower's terms in office cannot be credited to his administration. On May 17, 1954, the United States Supreme Court decided unanimously that racial segregation in the public schools of the nation was unconstitutional. To his credit it should be noted that on May 18, 1954, the day succeeding the Court's ruling, the President demonstrated his desire to uphold the Court's decision for he summoned the District of Columbia Commissioners and conveyed to them his desire for the Capitol to become a model for the States as the prOper atmosphere for the integration of public schools.2 Mr. Eisenhower took further steps in response to Negro group's pleas for recognition. In 1955, he appointed E. Frederick Morrow to his own administrative staff. Morrow thus became the first Negro to be appointed an administrative officer in any Presidential administration.3 In a similar move, Mr. Eisenhower named a Negro to the 1Fleming, op. cit., p. 374. 2Donovan, op. cit., p. 162. 3Ibid., pp. 154-155. 93 position of Assistant Secretary of Labor, a sub-Cabinet post.1 Another example of changes which occurred in American society during Mr. Eisenhower's administration was the elimination of segregated public facilities, including theaters, in Washington, D.C. This action was initiated by the United States Department of Justice and ruled upon favorably by the United States Supreme Court.2 Negro Representative Adam Clayton Powell (Demo- crat, New York), frequently critical of Mr. Eisenhower's position regarding civil rights, reported to the House of Representatives that, "No one has done more than the present Chief Executive in the field of civil rights."3 There are indications that Mr. Powell voiced the statement in an effort to secure more Presidential support and thereby enhance the struggle for Negro rights. In his final address to the American people, the President made an implicit overture to either appease, plead for understanding or beg toleration on the part of the nation's citizens. We pray that all people of all faiths, all races, all nations may have their great needs satisfied; that those denied opportunity shall come to enjoy it to the full; that all who yearn for freedom may experience its spiritual blessings . . . that all people will come to live together in4a peace guaranteed by . . . mutual respect and love. lIbid., p. 160. 21bid., p. 160. 31bid., p. 161. 4Albertson, 0p. cit., p. 164. 94 The Kennedy Years, 1960—1963 The late President Kennedy had one hope which he expressed to every visitor, white or Negro, who came to see him on civil rights matters. The hope was to leave the White House with thi racial question sub- stantially alleViated . . . . As Mr. Kennedy assumed office in January of 1961, there was little doubt that he was sincerely committed to equal rights for all citizens. Had there been uncer- tainties regarding his personal or his administration's position regarding the sensitive civil rights issue, they were quickly made known, for at his first Cabinet meeting Mr. Kennedy issued orders that forceful action be taken to promote equality of opportunity for all employees of the Federal government.2 According to Alexander B. Bickel, President Kennedy felt that the office of Presi— dent was ". . . above all a place of moral leadership."3 In 1960, while campaigning as the Democratic nominee for the Presidency, it was apparent that Senator Kennedy was ". . . an aggressive fighter for Negro 4 After his election to the Presidency, Mr. Kennedy, maintains Louis Koenig, became the first Commander in Chief to assume leadership of the civil rights 1 2 Golden, op. cit., p. 34. Ibid., p. 136. 3Alexander M. Bickel, Politics and the Warren Court (New York: Harper and Row, 1960-1962), pp. 49-74. 4Ions, op. cit., p. 209. 95 movement.1 Negroes, as well as others, contend that Mr. Kennedy was rightfully the leader in the struggle for minority rights since, as President, he fully supported both the group's purposes and its techniques, including sit-ins, freedom rides and non-destructive street demon- strations for the attainment of their legitimate aspira- tions.2 Furthermore, the President's appeals by radio and television called the public's attention to his stance regarding full civil rights for all citizens, with specific reference to the Negro race. Not only did President Kennedy provide moral leadership at a time in the nation's history when it was sorely needed, but he and his administration demonstrated to all Americans that concrete action would be taken to secure equal rights for minorities. For example, between enactment of the Civil Rights Act in 1957, and the close of 1960, the Civil Rights Department of the Department of Justice had filed but six voting rights suits to obtain the franchise for Negroes. The same Department, under the Kennedy Administration, filed approximately 50 such suits in less than a year.3 Further, the Kennedy administration employed many Negroes in important government jobs. Public lLouis Koenig, The Chief Executive (New York: Harcourt, Brace and World, 1964), pp. 322-329. 2Ions, op. cit., p. 209. 3Aida Di Pace Donald, John F. Kennedygand the New Frontier (New York: Hill and Wang, 1966), p. 149. 96 accommodations, such as rail and bus facilities, were desegregated as a result of cooperation between the Justice Department and the Interstate Commerce Commission.1 During his second presidential year, Mr. Kennedy proposed the establishment of a Department of Urban Affairs and Housing; however, the bill died in the House Rules Com- mittee because, it was reasoned, the President had indi- cated his intention of appointing Dr. Robert Weaver, a Negro, as its first Secretary.2 To demonstrate to the country's business world his intention of enforcing the concept of fair employment, President Kennedy issued an Executive Order on "Equal Employment Opportunity." The order provided for sanctions and penalties for dis- criminatory employment practices in all organizations holding government contracts.3 Ions characterizes the Kennedy Administration, known as the New Frontier, as being many things including new ideas, policies and attitudes. Many of these ideas, policies and attitudes were of major benefit to the nation's Negro population.4 Summary In previous chapters evidence was presented which reflected the country's official lack of commitment to 1Ibid., p. 279. 2Golden, op. cit., p. 161. 3Ibid., p. 82. 4Ions, op. cit., p. 63. 97 civil rights for minorities, particularly Black people. This chapter reviewed the efforts for educational equality and civil rights for Negroes during the 31 year period Dr. Caliver served the USOE. Specifically, attention was devoted to some of the important factors which led toward the equalization of civil rights for Negroes. Attention also was given to the attitudes of Presidents Hoover, Roosevelt, Truman, Eisenhower, and Kennedy during their tenures as Chief Executive toward the emerging civil rights movement. Dr. Caliver accepted a position with the USOE when the nation was experiencing the Great Depression. The catastrophe affected the lives of all Americans. It was especially hurtful to the Negro population, since most Negroes were poorly educated and held jobs that provided meager incomes. Although President Hoover attempted to reverse the negative effects of the depression, his efforts were unsuccessful. There is little evidence that he was con- cerned with civil rights. His successor, Mr. Roosevelt, author of the New Deal, instituted programs intended to alleviate the problems created by the depression. Some of his programs were of specific assistance to Negroes for they led to a nearer equalization of civil rights and a recognition of a significant lack of education of this group. He also sought the advice of influential Negroes, 98 which sometimes led to government positions for members of this group. A major accomplishment of the Roosevelt administration was the enactment of legislation estab- lishing the Fair Employment Practices Commission for the New Deal was, at least, marginally committed to economic and social justice. While the New Deal sought a more equitable society, including civil rights for Negroes, the United States government became more involved in the field of social welfare legislation which was a prelude to specific Federal involvement in education. President Truman advocated following and extending New Deal programs. At the beginning of his political career, Mr. Truman had been considered a moderate regard- ing civil rights issues, but during his tenure as Presi- dent, his views and philosophy became more liberal. During this period, for example, he was successful in desegregat- ing the military services. Other positive indications of President Truman's interest in civil rights were his appointment of the Commission on Civil Rights, the enactment of a permanent Fair Employment Practices Commission and the President's Commission on Higher Education which recommended that segregation in higher education be eliminated. During this period the Federal courts began to take a more pro— nounced role in promulgating civil rights issues. 99 Although Mr. Eisenhower considered himself polit— ically conservative, he nevertheless demonstrated his belief that the Constitution and Supreme Court decision, even those decisions related to school integration, should be enforced. Toward the end of his second term in office, Mr. Eisenhower advocated not only equal rights for all persons but also the involvement of the Federal government in programs to enhance the lives of the nation's less fortunate citizens. In 1960 John F. Kennedy was elected President and immediately he assumed the leadership of the civil rights movement. It was his Opinion that the office of President should provide moral leadership. Under President Kennedy the nation began to feel revitalized and many minorities felt that after many years of subjugation, equality, including full civil rights, was within reach. It is evident that Dr. Caliver, a pioneer in Negro education, served under five significantly different national leaders as he attempted to provide educational programs to enhance the lives of the nation's citizens, particularly Negroes, and thereby help them gain in their efforts to realize full civil and educational rights. CHAPTER V THE UNITED STATES OFFICE OF EDUCATION Introduction Chapter IV was devoted to discussion of the tenor of the nation as it related to Negro life, during the Presidential administrations from Herbert Hoover through John F. Kennedy. Because this study is concerned with the leadership qualities and educational contribution of Dr. Ambrose Caliver, and since leadership, as a quality, cannot be studied out of context, this chapter is devoted to a brief review of the United States Office of Education (USOE) with particular reference to that period covering the Presidential terms of Mr. Roosevelt, Mr. Truman, Mr. Eisenhower, and Mr. Kennedy. Further, Federal involvement in education for the benefit of Negroes, prior to and after the establishment of the USOE, also was considered in this chapter. This 31 year period time-frames the work of Dr. Caliver within the one hundred and eight year life of the Federal education agency. 100 101 The USOE 1867-1930 Many noteworthy causes, which if realized, would greatly improve the welfare of many of the nation's citi- zens, sometime appear to require a prolonged period to reach fruition. The developmental work necessary to establish the United States Office of Education was not an exception. Mr. Henry Barnard, with constant encouragement from Horace Mann, is credited with much of the work leading to the establishment of a national education agency. During a visit to Washington to determine if reports and statistics relative to education were available, he dis- covered that not only were these items not available, but there was little, if any, sentiment at the national level for creation of a national education body. Barnard persuaded the U.S. Bureau of Census to include a few questions regarding education in the 1840 Census. Interest in a Federal education agency increased during the 1880s but opposition continued to flow from advocates of states' rights and religious groups, as well as from those who opposed Federal support for general education and a Federal educational agency. Nevertheless, Barnard, his small coterie and powerful groups such as the Association for the Advancement of Education and the National Association of State and City School Superin- tendents, persuaded Congressman James A. Garfield to intro- duce a bill ". . . to establish a department of education 102 for the purpose of collecting such statistics and facts as shall show the condition of education."1 On March 2, 1867, President Andrew Jackson signed "An Act to Establish a Department of Education."2 After more than a year of independent status the Department was placed under the jurisdiction of the Interior Department and at that time the name was changed to the Office of Education. Two years later Congress designated the agency as the Bureau of Education. The Bureau of Education was only marginally toler- ated. For example, its requests for funds were frequently rejected and, further, the first Commissioner of Education was forced to suffer a reduction of $1,000 in his author- ized annual salary of $4,000. At one point, the Secretary of the Interior, in whose Department the agency was assigned, advocated the repeal of all legislation relative to the "department of education."3 The initial Office of Education was housed in two small rooms in a rented facility and until the office found its permanent home in 1953, it had been moved at least eleven times. Bailey and Mosher observe that "Over the decades Congress has virtually ignored the USOE . . . 1Kursh, op. cit., p. 10. 214 Stat. L. 434, March 2, 1867. 3Kursh, op. cit., p. 14. 103 criticizing it for 'meddling' if it showed initiative; for ineptitude if it did not."1 After three years of dedicated service as the first Commissioner of the Bureau, during which he laid the groundwork for growth, Barnard resigned to be followed by John Eaton.2 Eaton, a former Civil War general, was a fine and politically astute person. He proved to be a strong Commissioner who won friends among Congressmen. The USOE expanded from three to 38 staff members during his tenure, while the USOE library increased from 100 to 18,000 volumes. During his administration, educational specialists were hired as "clerks" and Office of Education financial support increased markedly. Major changes in the organization did not occur in the Office during the tenures of succeeding Commissioners Dawson, Harris, Brown, Claxton, or Tigert. In 1930 the agency was again designated the United States Office of Education. The USOE, as did other Federal agencies, suffered reduced Congressional appropriations with the onset of the Great Depression. The 1932 Office of Education Annual Report contends that it suffered more than other bureaus 1Stephen K. Bailey and Edith K. Mosher, ESEA: The Office of Education Administers A Law (Syracuse: Syracuse University Press, Syracuse University, 1968), p. 18. 2Names of U.S. Commissioners of Education and their terms of service are listed in Appendix D. 104 because the nature and practical value of educational research was sometimes misunderstood and, as a result, public confidence was lost.1 During the entire developmental period questions frequently were raised, but without satisfactory answers, regarding the extent of the Federal Government's involve- ment in educational affairs. As recently as the latter part of the 19205 it was impossible to accurately ascertain the number of formal educational activities in which the national government was involved, and it was apparent that the USOE was neither prepared nor authorized to gather these data.2 The National Advisory Committee President Herbert Hoover, in his annual message to Congress on December 3, 1929, said, in view of the considerable difference of opinion as to policies which should be pursued by the Federal Government with respect to education, I have appointed a committee representative of the important educational associations and others to investigate and present recommendations. The Committee's primary purpose, according to the Report, was to study and analyze the various activities of 1United States Office of Education, Annual Re ort (Washington, D.C.: U.S. Government Printing Office, I§32$. 2National Advisory Committee on Education, Report of the Committee, Federal Relations to Education, Part I, Committee Findings and Recommendations (Washington, D.C.: National Capitol Press, Inc., 1931), p. 5. 3 Ibid. 105 the Federal Government in the field of education.1 One of the major problems under consideration by the Committee concerned the perpetual disagreement between State and Federal governments over responsibility for education. The Advisory Committee recommended that a Department of Education, to be under the administration of a Secretary of Education, be established as an official part of the Federal Government. The Committee also gave considerable attention to the educational conditions and opportunities for Negroes since most public school systems in the Southern States maintained racially segregated schools. The Committee pointed out that in 1930, 79 percent of the nation's Negro population of 11,891,143 resided in the South.2 It was generally known that educational expenditures for Negro children failed to approximate the funds allocated to educate whit children. In 1930 expenditures per Negro educable child in the 17 Southern States ranged from $4.48 to $53.40, with a median expenditure of $14.86 per child. Under identical circumstances, expenditures for each white child ranged from $21.15 to $75.07, with a median of $45.45. Significantly less expenditures by States and 11bid., p. 111. 2National Advisory Committee on Education, Federal Relations to Education, Part II, Basic Facts (Washington, D.C.: National Capitol Press, Inc., 1931), p. 159. 106 municipalities for the education of Negroes than for whites practically guaranteed Negroes an inferior education.l Although funds with which to support the USOE had been reduced because of the Depression, while at the same time the role of the Federal Government in education was under study, the Committee nevertheless recognized that the solution to important Negro education problems would likely be advanced provided that the government authorized grants to improve Negro education. Throughout the Report there was evidence that the education of Negroes was of the utmost importance. Negroes are American citizens and as such are entitled to such schooling as will give each his utmost chance. The Committee views with admiration the impressive advances made by the colored people largely by their own effort in their steady progress up from slavery, and their steadily igcreasing attendance at high school and college . . . . The Committee voted to adopt the Report, but dissenting votes were cast by both the Catholic and Negro representa- tives. Although basically in agreement with the full Com- mittee report, Negro committee members submitted a Minority Report in which they strongly recommended that the Federal Government increase the extremely low per pupil expenditures to improve the education of Negro children. Also included in the Minority Report was a recommendation lIbid., p. 160. 2National Advisory Committee on Education, Part I, p. 25. 107 that, in view of the disparity in the distribution of State and Federal funds between white and Negro children, the Federal Government should ". . . stimulate the autonomous powers of the States concerned in such a way as gradually to overcome the wide disparity between the disadvantaged and the advantaged majority."1 Further, the Report claimed that the "federal Government stands in unique moral, his— toric and practical obligation to rectify a wrongful situ- ation which had existed for an extended period."2 As previously noted, the first Commissioner of Education suffered a reduction in salary. According to the 1930 USOE Annual Report salaries not only remained small that year, but personnel turnover was significant.3 During the same year the USOE was reorganized. In the reorganization the Division of Special Problems was created. It incorporated work previously done in the Division of Rural Education and it was also made respon- sible for the education of atypical groups. Mrs. Katherine Cook, administrator in charge of the new division, declared that: Developments in the field during the year were con- cerned with contemplated projects in the education of indigenous people and in informational service 1 2 Ibid., p. 109. Ibid., p. 108. 3United States Office of Education, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1930), p. 34. 108 concerned with special needs and problems in negro (sic) education in the United States. In recognition of the necessity to expand services to better serve the Negro race, the 1930 USOE Annual Report indicates that funds were provided for a specialist in Negro education. "We hope to secure an outstanding edu- cator of the Negro race to fill this regular place on our staff,"2 wrote the Commissioner. Later, in the same Report, the Commissioner revealed that "tentative plans for the organization of an information service in negro (sic) education have been made and a trained specialist in the field has been selected who will begin work in September."3 The employment of a Negro in the USOE on a full-time basis followed by one year the employment of another Negro who was hired on a part-time basis to partic— ipate on the Secondary Education Survey staff. His respon- sibility was to study the curriculum in Negro schools.4 The 1931 USOE Annual Report of Commissioner CoOper stated that: The division of special problems was organized in recognition of the fact that the efforts of our schools to provide equality of educational oppor- tunities "to all the children of all the people" necessarily brings into being special problems in dealing with certain groups which have not readily 1 2 Ibid. Ibid. Ibid. Ibid. 109 fitted into our regular educational scheme of things, and which are of sgch urgent importance as to deserve special attention. Other Agency Cooperation The USOE, in keeping with one of its purposes, provided consultative services to many organizations during its existence. In 1929, for example, the USOE cooperated with the American Library Association and the National University Extension Association in an effort to reduce illiteracy.2 Later, in 1932, the USOE assisted the National Association of Colored Schools as it devoted its resources and attention to the matter of reducing illiteracy.3 During the New Deal era the USOE provided consultative services as well as a member of its staff to assist in the development of education programs for the Works Progress Administration. At the same time the Civilian Conservation Corps benefited from the advisory services of the USOE. Throughout its long history the USOE continued to provide consultative services to public, private and 1United States Office of Education, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1931), pp. 21-22. 2United States Office of Education, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1929). 3United States Office of Education, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1932). 110 international educational organizations. For example, the USOE, at the request of the Displaced Persons Com- mission, provided that Commission the services of one of its administrators.1 It also established relationships with other Federal departments. For example, the USOE worked with both the United States Military Services and the Immigration and Naturalization Service. Cooperation with other agencies also extended to the communications field. The USOE Annual Reports, beginning in 1930 and extending through most of the 19403, reveal that the USOE not only became involved in conferences relative to radio in education, but it also conducted radio surveys and supported educational uses of the medium. At one time during the period, the USOE employed a specialist in radio education. Placement of the USOE in Federal Government 1867;1962 The USOE has not only undergone several name changes, but it has also been transferred to different departments of the Federal Government. Its independent agency status was of short duration. After little more than a year of independence, it was placed under the juris- diction of the Interior Department and at that time its name was changed to the Bureau of Education. In 1930 the 1Study of Orientation of Displaced Persons for the United States Displaced Persons Commission (Washington, D.C.: National Archives, June 30, 1949). 111 name was again changed to the Office of Education. Nine years later, on July 1, 1939, the Office of Education was placed under the administration of the Federal Security Agency since President Roosevelt ". . . felt it necessary and desirable to group in a Federal Security Agency those agencies of the Government, the major purposes of which are to promote social and economic security, educational opportunity and the health of the citizen."1 The Office of Education remained under the admin— istration of the Federal Security Agency until April 11, 1953, at which time that body was officially reorganized as the Department of Health, Education and Welfare (HEW).2 According to the 1953 Annual Report of the Department of HEW, it was the first time that the word "education" appeared as a part of the title of a Cabinet level department.3 The rationale for the creation of the new Depart- ment of HEW was the desire to join what had been rather loosely associated modules that had comprised the Federal Security Agency. In addition, Congress as a result of the reorganization, guaranteed ". . . permanent and continuing 1Federal Security Agency, Annual Report (Washing- ton, D.C.: U.S. Government Printing Office, 1947), p. x. 2 Kursh, op. cit., p. 11. 3Department of Health, Education and Welfare, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1953), P- 159. 112 representation of the agency's programs at the highest councils of the Executive Branch of Government."1 Federal Government Involvement in Negro Education Prior to 1930 That members of the Negro race had been denied opportunities to obtain educational benefits comparable to those available to whites has been established. The denial of equal educational opportunities to this group was a major reason why Negroes could not extricate them- selves from conditions which forced them into the position of second class citizenship. Erickson, Bryan, and Walker contend that probably the greatest single issue in our tradition concerns the belief that all persons are entitled to equal opportunities to share in society's distribution of rewards. Further, they contend that "the educational system represents one of the few remaining avenues of vertical mobility."2 If minorities are to receive equal benefits from society, "the first race relations responsibility of government . . . is to put its own house in order and to insist on minimum standards of decency among those who act as its agents."3 1Ibid., p. 1. 2Edsel L. Erickson, Clifford E. Bryan, and Lewis Walker, "The Educability of Dominant Groups," Phi Delta Kappa 53, 5 (January l972):319. 3Robert Sensor, Primer on Interracial Justice (Baltimore: Helion Press, 1962), p. 100. 113 One of the first government efforts to aid the education of Negroes was the establishment of the Freed- man's Bureau1 in 1865. The primary purpose of the Freed- man's Bureau was to provide aid to former slaves of all ages who, because of both their past experience and lack of formal education, were educationally handicapped. The Bureau staff, consisting largely of Northern missionaries and Union Army officers, organized schools soon after the Union military established themselves in a given area. It is assumed that the organization was largely responsible for the establishment of free public schools for Southern Negroes. The Bureau was partially financed by the U.S. Government. In 1872 the Bureau's services were discontinued due to the failure of the U.S. Government to extend its support. Professor Russell J. Kleis has compared the Freedman's Bureau Act of 1865 to the present Economic Opportunity Act, whose primary purpose is to assist people who have been left out of the American mainstream and, therefore, had little or no control over their destinies, and axiomatically, had no voice in the government. Support for the Bureau, claimed Professor Kleis, was "gradually choked off . . . simply by lack of appropriation"2 because, 1Freedman's Bureau, 13 Stat. 507-509 (1865). 2Russell J. Kleis, Professor, Michigan State Uni- versity, address at Northern Illinois University Adult Basic Education Institute, DeKalb, Illinois, August, 1971. 114 he contends, the Bureau was upsetting the status quo. Persons formerly not a part of the system conceived the notion that they, too, ought to have a voice in the affairs of the country and this assumption, at least to a segment of those in authority, was not viewed with favor. The original Morrill Act was approved by Congress in 1862. Under the Act, each of the several states received 30,000 acres of public domain for each Congressman for the express purpose of developing "at least one college . . . to provide for the liberal and practical education of the industrial classes in the several pursuits and 1 professions in life." The Second Morrill Act, however, authorized funds to "colleges separately for white and colored students."2 It is evident that among the membership of the Congress were several enlightened individuals who were sincerely concerned, and in sympathy with the Negroes' need and desire for education. The literature reveals that the Hoar Bill of 1870 proposed a national system of schools to provide education to all children between six and 16 years of age in those states failing to provide them edu- cational services. The bill was designed specifically to go into effect in the Southern States. Unfortunately, lMorrill Act, 12 Stat. 503-505 (1862). 2H. R. White, Foundations of Education: Historical, §9ciological Philosophical (New York: David McKay, Inc., 1968), p. 25. 115 one of the major reasons for its defeat was that it would have included educational programs not only for white children but for Negro children as well. The Blair bills (S. 185, S. 194, S. 371, S. 398. S. 3241, 48th-Slst Congress (1884-1890)) met identical fates for they too were intended to provide funds to states to educate illiterates and, of course, illiteracy among Negroes was extremely high, but nevertheless, there was an awareness by several high officials of Negro Edu- cation problems. During the period of the New Deal, and continuing to the present, the Federal Government provided educational opportunities for Negroes through such programs as the Civil Works Administration,1 the Public Works Adminis- 3 Each of tration2 and the Civilian Conservation Corps. these programs was initiated in 1933; in 1934 the Works Progress Administration4 came into existence. Although the USOE was established in 1867, in reality, it contributed very little in its deve10pmental and middle years to the education of Negroes. Dr. Caliver, writing in The Southern WOrkman, reports that in 1867 Congress directed the Commissioner of Education to 1Civil Works Administration established within FERA by Executive Order No. 6420-B, November 9, 1933. 2p. L. 73-67. 3p. L. 75-163. 4Works Progress Administration established by Executive Order No. 7034, May 6, 1935. 116 ascertain the condition of the public schools in the District of Columbia, and to submit a report on the relative efficiency of the system now in force, and on such additional legislation as he may deem neces- sary to secure the advantages of said system to all the children of the district. The addendum to the main report, states Dr. Caliver, included a "History of Schools for the Colored Popu- lation."2 The literature reveals that the USOE made periodic studies and reports on the condition of Negro education, and in some cases outstanding Negro educators and sociolo- gists made significant contributions to these reports.3 In 1913 the Division of Negro Education was estab- lished in the Office of Education with the cooperation of the Phelps-Stokes Fund. It seemed that finally the Federal Government was prepared to seriously address the educational problems of the race. By 1914 four specialists served in the Department. This Division was antecedent of the unit which was to be headed by Dr. Caliver in September, 1930. The purpose of the Division of Negro Education was "to study the work of the negro (sic) schools of the country, gather data, and disseminate information . . . ."4 According to Smith, this cooperative lAmbrose Caliver, "The United States Office of Education and Negro Schools," The Southern Workman 62, 5 (May 1933). 2 Ibid. 3Ibid., p. 221. 4Darrell Hevenor Smith, The Bureau of Education: Its History, Activities and Organization (Baltimore: John Hopkins Press, 1923), pp. 36-37. 117 arrangement with the Phelps-Stokes Fund was the first of several similar plans "which utilized the voluntary effort of associations . . . (which were) interested in various phases of education,"1 without increasing costs to the Office of Education. In 1916 the name of this Division was changed to the "Division of Education of Racial Groups," but its activities remained unchanged. Persons and associations who wished to donate gifts to support Negro education usually contacted the Bureau for needed information. These funds supplemented the large contribu- tions by the Phelps-Stokes Fund. On July 1, 1919, the Negroes' optimistic expecta- tions again were suddenly dashed when Congress declared that voluntary arrangements, such as that between the Office of Education and the Phelps-Stokes Fund, would be illegal after June 30, 1919, and since funds were not appropriated by Congress to continue the work, the Depart- ment was discontinued. As reported earlier in this chapter, on September 2, 1930, more than 63 years after the establishment of the U.S. Office of Education, the first Negro professional educator with the title of ”Specialist in the Education of Negroes," was added to its staff. Dr. Caliver, at that time a recent Ph.D. graduate of Teachers College, Columbia University, New York, was selected for the position. lIbid. 118 On September 11, 1930, the Department of the Interior issued the following press release: A new position of considerable importance has recently been created in the United States Office of Education and a Specialist in Negro education has been assigned to the office. Its specific and immediate function is to serve as a clearinghouse of information concerning Negro education; to conduct, direct, and encourage educational research; to stimulate interest in the present status and future possibilities of Negro edu- cation; and to assist in coordinating the various researches, activities, and interests of Negro schools and of persons concerned in Negro education and related matters. ‘ In realizing these purposes the office will endeavor to collect facts of all kinds bearing directly and indirectly on Negro education; and make periodic digests of educational literature dealing with or which may be of use to Negro education. The specialist in this office will visit schools and communities throughout the country; make contacts with school officials and others who are interested in Negro edu- cation; attend and address meetings of educational and other organizations on topics relating to his specialty; and will act as consultant on Negro edu- cation with educators and others desiring his services. In performing his duties the specialist will endeavor to confer with and utilize the services of specially qualified persons in the various fields throughout the country; and will attempt to focus on the problems of Negro education all of the expert knowledge, tech- niques, and educational forces available to the Nation. Because of its unique and strategic situation it is felt that the position offers large opportunities for service to the Negro race and to the Nation. Although the major emphasis will be on public ele- mentary and secondary education, any question or problem relating to Negro education in general will receive careful and interested attention. The new office is located in the U.S. Office of Education in the Department of the Interior.1 1Department of the Interior Press Release, September 11, 1930. 119 Thus, with this announcement the man who was to devote more than 31 years to Federal service, began his career in the USOE. The Missionary Review of the World, in the article ”The U.S. Government Recognizes Negro Education," appeared to be somewhat critical of the Federal Government when it revealed that the various religious denominations of the American church had for many years recognized the special problems and educational needs of emancipated slaves and had taken intelligent action to serve them. The Federal government, on the other hand, has lagged behind the churches in fulfilling its educational obligation to this handicapped population group. Yet there seems to be a new spirit moving in Washington, for . . . the Commissioner . . . hap appointed a Director of Negro Education . . . . Negro Education in the USOE, 1930-1962 Although the Office of Education had demonstrated only occasional interest in the education of Negroes between 1867 and 1930, having allocated very limited time, resources and personnel to the education of this group, a review of USOE Annual Reports indicates that educational programs specifically for Negroes began to show a signifi- cant increase in 1931 at which time special studies were conducted and new programs were developed. 1"The U.S. Government Recognizes Negro Education," {Phe Missionary Review of the World 53 (December 1930):953. 120 In 1931 the Commissioner of Education stated: In connection with the Survey of Secondary Education and . . . (also) a study of elementary rural schools . . ., (that) the specialist in Negro education visited 97 rural and city schools in 12 states. The purpose . . . was to obtain first-hand information concerning the schools and educational conditions Efforts in this area continued and each year from 1939 through 1942, USOE personnel conducted the National Survey of Higher Education of Negroes.2 That the USOE attempted to correct to some degree the failure of edu- cational systems to provide adequately for Negro is evident for the 1945 USOE Annual Report reveals that a member of the Office of Education staff either partici- pated in, or served in a consultant capacity to, several programs of direct importance to Negroes, Among the pro- grams were the Commission on Higher Education of the Association of Colleges and Secondary Schools for Negroes and the Hampton Institute Curriculum Organization.3 The education of Negroes received much public attention just prior to the 19505. It is presumed that emphasis on the education of Negroes was not only the 1United States Office of Education, Annual Re ort (Washington, D.C.: U.S. Government Printing Office, 1531), p. 37. 2Federal Security Agency, Annual Report (Washing- ton, D.C.: U.S. Government Printing Office, 1942), p. 42. 3Federal Security Agency, Annual Report (Washing- ton, D.C.: U.S. Government Printing Office, 1945). P- 46. 121 result of law suits but also was partly a consequence of Negroes' and sympathetic public officials' efforts to bring about the goal of equality of educational opportunity. One effort of this new thrust was the renaissance of the National Advisory Committee on the Education of Negroes.l It should be noted that the Office of Education, while developing programs geared to improve the education of Negroes, also directed its efforts toward the field of adult education. In 1955, after many years of giving but little attention to adult education, the Office of Edu- cation established the Adult Education Section as an official and special unit. The new Section was not only charged with addressing the problems and needs of adult education, but it was also held responsible for developing educational programs for, and publishing data on, the nation's aging population.2 The following year, the Adult Education Section, in c00peration with state, regional and national associations, was involved in pro- moting conferences and programs relating to health, human relations and vocational education. At the same time the USOE continued to work in concert with other key organizations such as the Section 1Federal Security Agency, Annual Report (Washing- ton, D.C.: U.S. Government Printing Office,41940), pp. 77-79. 2Department of Health, Education and Welfare, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1955), pp. 156-156. 122 on Fundamental and Literacy Education of the Adult Edu- cation Association and the National Council on Naturali- zation and Citizenship.1 Interest in adult education increased for the relatively new field was beginning to be recognized as important by influential bodies such as the National School Boards Association, the President's Science Advisory Committee and the National Education Association.2 According to the 1961 Office of Health, Education and Welfare (HEW) Annual Report, the Adult Edu- cation Section's domain was expanded to include migrant education and civil defense3 as normal parts of its oper- ation. During this period other programs had not been neglected for concurrent with general adult education and education for the aging, the Adult Education Section con- tinued to provide leadership in the field while it attempted to professionalize persons engaged in various adult education programs.4 1Department of Health, Education and Welfare, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1956). 2Department of Health, Education and Welfare, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1959), p. 174. 3Department of Health, Education and Welfare, Annual Report (Washington, D.C.: U.S. Government Printing Office, 1961), p. 279. 4 Ibid., p. 243. 123 The USOE--Finances The USOE has, historically, had difficulty in securing adequate financial support. As previously indi- cated, the agency received reduced Congressional appro- priations at the outset of the Depression. However, its responsibilities and appropriations were increased under the New Deal and in the 19405 annual appropriations for the USOE were increased due to additional World War II related responsibilities.1 In the 19505, according to Bailey and Mosher, USOE obligations were expanded but even then it continued to receive insufficient authorization and Congressional appropriations for needed personnel and program functions.2 An example of the standing in which the USOE was held by the House of Representatives Was that body's vote to decrease 1952 USOE funds by more than $425,000. The Federal Security Agency Administrator, Mrs. Oveta Culp Hobby, who later became the first Secretary of HEW, in opposing the reduction in funds, argued that educational programs, should the reduction be upheld, would be very 3 seriously affected. With the intervention of President Eisenhower, a large portion of the reduction was restored. 1Federal Security Agency, Annual Report, 1942-43. 2Bailey and Mosher, op. cit., p. 8. 3Donovan, op. cit., p. 138. 124 That the USOE continued to receive inadequate funding is supported by the remarks of Commissioner of Education Sterling McMurrin, who, in his farewell address of September 8, 1962, stated, "I feel that very often Congress is inclined to withhold funds from the Office of Education, those very resources that are necessary to make it possible for the Office of Education to do the things that Congress rightly expects of it."1 Leadership in the USOE The Office of Education experienced periods of leadership that, from the perspective of advocates of Negro education, ranged from inadequate to excellent. Harold Ickes, Secretary of the Department of the Interior under President Roosevelt, made it a practice to employ Negroes when other governmental agencies and departments refused to do so. Action of this nature should not have been surprising in view of the Secretary's background for Mr. Ickes, classified as a political progressive, had been president of the Chicago, Illinois branch of the National Association for the Advancement of Colored People (NAACP).2 Not only did Secretary Ickes employ members of the Negro race, but he also initiated procedures to end segregated lunchroom facilities for employees in his department. The 1Kursh, op. cit., p. 22. (Identical statement may also be found in Bailey and Mosher, op. cit., pp. 18-19. 2Leuchtenburg, op. cit., p. 186. 125 decision to eliminate racially segregated facilities was noteworthy at that time since most departments of govern- ment refused to act accordingly.1 The problem of attracting and retaining qualified personnel was a major concern during and prior to the 19305, partly because of unfavorable salary levels. One reason the Office of Education failed to secure the ser- vices of the best qualified persons for organizational positions, according to Bailey and Mosher, was due to poor management in the Office as was common throughout much of Federal Government. "There was no overall manpower plan- ning for the office; no system of career development; and no effective personnel evaluation system."2 The same authors intimate that the Office would have provided improved leadership had it not favored almost exclusively persons with extensive professional experience in preference to those with energy and imagination.3 As the Office of Education was given more respon- sibilities it began to attract younger personnel to fill newly created positions. Further, improved personnel management procedures allowed for the uncovering and utili- zation of the talents of older but experienced Office of Education employees.4 Regardless of improved circumstances, 1Krislov, op. cit., p. 23. 2Bailey and Mosher, op. cit., p. 73. 3 4 Ibid. Ibid., p. 209. 126 the Office of Education was not able to provide the quan- tity or quality of leadership warranted since it was habitually understaffed. Nevertheless, the Office of Education did not lay dormant. It provided leadership in the development of several valuable programs. For example, in the early 19405 the Office became involved in the inter- cultural education program for the foreign born since it was felt that the failure to immigrants to fully support World War II efforts was partially due to that group's inability to understand the English language. Also during this period the Office of Education began to provide gui- dance to both industry and individuals as they planned programs for the post-war readjustment period.1 Bailey and Mosher contend that until the early 19605 the USOE, because of ". . . institutional character- istics . . . (was considered) . . . an old line bureau."2 Not until Commissioner Francis Keppel's administration, according to these authors, did the Office of Education begin to function as a modern, efficient organization. "Keppel," according to Bailey and Mosher, "sensed the need to turn the USOE from a series of country stores into a 3 modern supermarket." It appears that President Kennedy, / 1Federal Security Agency, Annual Report, 1942-43. 2Bailey and Mosher, op. cit., p. 19. 31bid., p. 75. 127 partly to effect this change, appointed Dr. Keppel to the position of Commissioner of Education.1 Summary The Office of Education was created as the result of the laborious groundwork of persons and organizations who were vitally concerned with the establishment of a national educational agency. The necessity for such an agency was clearly demonstrated by statistics which were gathered in the U.S. Census of 1840. Further, the U.S. Census of 1860 verified that 6,000,000 persons were engaged in common school education, occupying roles as teachers, administrators, or students.2 In 1886 a bill to establish a Department of Edu- cation was introduced by Representative James A. Garfield; it was passed on March 1, 1867, and signed by the Presi- dent the following day. Although the original charge to the USOE was that of collecting statistics and other appropriate data, it now has, in addition, the responsibility for the adminis- tration of programs resulting from an increase in Federal involvement in educational matters. It is evident that the Office of Education expe- rienced considerable difficulty in being accepted by Washington decision and policymakers and further, because 1Ibid., p. 35. 2Kursh, op. cit., p. 10. 128 of the manner in which it was perceived, it was frequently relocated, usually understaffed and perpetually under- financed. Presently the USOE is involved in numerous pro- grams as well as performing many leadership roles related to Federal involvement in nationwide educational programs. However, as late as January, 1972, the USOE was faced with another money crisis. To remain solvent, the Commissioner authorized the release of over 300 temporary employees. Further, he declared a hiatus in the filling of present and future vacancies. To further reduce expenditures, the use of consultants and staff promotions were suspended.1 The USOE appears to be experiencing some of the same problems it faced during its infancy and developmental years. During the early years of the USOE, Negro education received but meager attention. Once it was recognized as being deserving of attention, it was cursory in nature. In their despair Negroes retained a semblance of hope of Federal educational assistance due to efforts of the Freedman's Bureau and several political officials. The Division of Negro Education heightened the hopes of Negroes, but in July of 1919, their expectations and aspirations were frustrated when financial support for the Division, as in the case of the Freedman's Bureau, 1"The Washington Report," Phi Delta Kappa 53, 50 (January l972):335. 129 was ordered discontinued by Congressional action. Hoped for progress in Negro Education took a major step forward in 1930 with the appointment of a Negro, Dr. Ambrose Caliver, to the USOE staff. His specific responsibility was to improve education and educational opportunity for members of the Negro race. For twenty years the term "Negro" appeared in his title. I Adult education was developed under the leadership of Dr. Caliver. From 1867 to 1955, a period of 88 years, adult education received but little attention from USOE administrators. Since Dr. Caliver's first assignment did not limit the scope of his activities, he became involved in education for children, youth and adults. Because of Dr. Caliver's involvement in literary education projects and programs for Negro adults, he recognized the white race's need for similar programs. Further, his research and publications, coupled with his leadership position on adult education committees and commissions, and to which he assigned persons sympathetic to his goals, eventually led to the establishment of the Adult Education Section of the Office of Education. CHAPTER VI DR. CALIVER, THE ADMINISTRATOR Introduction The major intent of this chapter is to report the findings of an inquiry into the career of Dr. Ambrose Caliver, a minority administrator assigned to a middle echelon position in a large, formal, majority group con- trolled government institution. Dr. Caliver's career was that of a Black leader for Negro and adult education within an established bureaucratic system, the United States Office of Education. The inquiry has explored how Dr. Caliver survived and contributed to the Federal education agency for more than 30 years even though he was a minority group member responsible for marginal causes for primarily marginally accepted persons. Historically, racial minorities have had but little voice in the affairs of government, and as a result, most. members of these groups have not shared equitably in bene- fits from the country's government-controlled services and opportunities. This situation can be attributed partly to the lack of effective minority leadership; therefore, the professional career of Dr. Caliver, a Federal bureaucrat 130 131 for over thirty years was studied for clues it might offer to other minorities, not necessarily racial minorities, concerned with more effective performance as administrators in bureaucratic government organizations. Brief Overview of Dr. Caliver's Life Dr. Caliver, the third of three Caliver children, was born in Saltville, Virginia several months after the death of his father in a company accident. His mother died while he was still a young child. After the death of his mother Ambrose was raised by an elderly aunt. Before he reached his teenage years, Dr. Caliver was employed at a coal mine to help support the family. After having received his elementary and high school education in Virginia, West Virginia and Tennessee, Dr. Caliver attended Knoxville College, Tuskegee Institute, Howard University, the University of Wisconsin and Teachers College, Columbia University, which awarded him the Doctor of Philosophy Degree. As a professional educator Dr. Caliver served as teacher, assistant principal, principal, professor, dean and government worker. In 1930 he began his 31 year career with the U.S. Office of Education as Specialist in the Education of Negroes. Other positions held there were Specialist for Negro Higher Education; Assistant to the Commissioner; Chief, Adult Education Section and Education, Research and Program Specialist. 132 Dr. Caliver also authored many published articles, participated in national and international education pro- grams, and served other Federal departments. He was also involved in many other important affairs, including research and the preparation of documents related to the 1954 Supreme Court decision concerning the unconstitu- tionality of-public school racial segregation. In addition to Office of Education responsibilities, Dr. Caliver taught part-time at several universities and participated in many other activities which were intended to improve the lives of Negroes and other disadvantaged persons. Dr. Caliver, a victim of racial discrimination and segregation as a Federal employee, served the Office of Education during the administrations of five Presidents and during periods when the nation was in a depression which affected the lives of millions of persons. Negroes par- ticularly were victims of the depression because most mem- bers of the race were poorly educated and held menial jobs. With the passage of time the plight of Negroes improved. The improvement in the quality of Negro lives can be attributed to several factors including improved Black leadership, favorable court decisions, beneficial Federal legislation and more awareness by administrators and others of the problems, concerns and conditions of Negro citizens. 133 The Model The remainder of the chapter will examine signifi— cant qualities of Dr. Caliver as a person, his associ- ations as a minority member of a bureaucratic agency and his unique performance as a Federal bureaucrat. A series of models emerged as a result of a review of the literature. As an initial guide for the inquiry into Dr. Caliver's performance and related questions, Ordway Tead's model of leadership qualities and character- istics, as reported in Chapter II, was employed. Tead's model was selected because it was assumed that he was an authority in the field of administrative leadership. That model postulates ten factors which distinguish effective leaders. It is recalled here: 1. Physical and nervous energy 2. A sense of purpose and direction 3. Enthusiasm 4. Friendliness and affection 5. Integrity 6. Technical mastery 7. Decisiveness 8. Intelligence 9. Teaching skills 10. Faith As the inquiry progressed, however, other qualities and characteristics of leadership emerged as important in 134 relation to Dr. Caliver. Thus, beginning with Tead's ten factors and using others from later authors as well as still others observed in the unique personal and pro- fessional style of Dr. Caliver himself, an expanded list of twenty factors was developed. That list provides the framework for this report. It includes: 1. 15. 16. 17. 18. 19. 20. Decisiveness Sense of purpose and direction Perspective Integrity Teaching skill Technical mastery Faith Friendliness and affection Energy Enthusiasm Initiative Empathy Responsibility Perseverance Courage Creativity Imperturbability Conflict management Loyalty Intelligence 135 Decisiveness In view of the second class status accorded Dr. Caliver during much of his career, he was clearly cog- nizant of the discriminatory setting in which he worked, and he recognized that the acquisition of civil rights was evolutionary in nature. He discovered that the art of compromise was essential to survival, but he made certain not to compromise his principles. Evidences of his decisiveness were numerous. His decision to become for- mally associated with the Office of Education required a rational and courageous decision in view of the fact that racial segregation and discrimination existed in the agency before his formal association. Early in his col- lege career Dr. Caliver appears to have made a decision to serve the Federal education agency. In 1912, while a freshman at Knoxville College, he remarked to his future wife, "I'm going to be your Commissioner of Education 1 When the . . . because I think I can do a better job." opportunity to join the Office of Education was presented, Dr. Caliver immediately contacted Howard University, with whom he had accepted a position after severing his rela- tionship with Fisk University, and requested a release from his contracted position with the school.2 Howard University was pleased to honor his request. ers. Rosalie Caliver, Interview, August 18, 1970. 2Dr. Walter Daniel, Interview, August 19, 1970. 136 The difficult decision to function as a Black administrator in a racially biased organization was renewed on many occasions. Dr. Caliver declined numerous offers of professional positions which would have involved less direct racial segregation and discrimination. Each time he made and remade the decision to remain. His decisiveness was fully dramatized when he responded to a request from the Editor of the Washington Tribune regarding the invitation to assume the office of President of Lincoln University. He wrote: My election to the presidency of Lincoln University was unexpected to me. I had previously declined this office, giving as one of my reasons the belief that some of the projects that had been recently undertaken by the Office of Education, and which will not be completed for two or three years, were of such importance to the race, that it seemed altogether inadvisable to make a change now. In addition to the opportunity to serve as the president of Lincoln University, Dr. Caliver declined opportunities to fill chief administrative positions at seven other institutions of higher education.2 Dr. Caliver's determination to remain in the Office of Education position was, from the point of view of acquaintances and associates, irrevocable since, in his judgement, very little could be accomplished for members of his race, or for other unfortunate persons, unless he 1Dr. Ambrose Caliver, letter to the Editor, Washington Tribune, April 21, 1931. 2Mrs. Rosalie Caliver, Interview, August 19, 1970. 137 played a key role. Dr. Walter Daniel is of the Opinion that Dr. Caliver "accepted (the position) and endured for the sake of those who needed him,"1 while Mrs. Betty Ward claimed that "Dr. Caliver elected to associate himself with the Office of Education because of his desire to serve the little people, both Black and white."2 Dr. Caliver was determined to serve the Federal education agency even though his promotions were few. Dr. Edward W. Brice supports the strong belief that Dr. Caliver was a decisive individual. He said that Dr. Caliver . . . wanted to be recognized on his merit and this didn't happen . . . he had Spent over 28 years in Federal service and he was still a GS 15 . . . and in all those years he served . . . in key positions saving face for the agency, spearheading projects that sometimes he didn't even get credit for doing . . . (and) very often this Black man . . . had to work under people inferior to himself . . . . Dr. Spaulding pointed out that Dr. Caliver's promotion to Assistant to the Commissioner "was not as prestigious as simply assistant or associate (commissioner) might have been."4 Very early in his career Dr. Caliver's first supervisor, a Mrs. Katherine Cook, requested that he eat Daniel, op. cit. Mrs. Betty Ward, Interview, August 19, 1970. Dr. Edward Brice, Interview, August 17, 1970. Dr. Seth Spaulding, letter to Peyton S. , November 11, 1970. 3 15 u N H Hutchiso 138 his lunch in the cafeteria that had been set aside for Negroes.1 Toward the end of his career, segregation in the Office of Education still existed. In 1961, according to Dr. Samuel Halperin, "the unit headed by Dr. Caliver was essentially all Negro . . ."2 As observed by his associate, Dr. Edward Brice, "he could have fought against segregation in the Office of Education and have been separated from Federal service, but he felt that the presence of a Black in the office . . . to be unique and historically necessary."3 These and other items of evidence strengthen the assertion that Dr. Caliver did, in fact, make a rational and irrevocable decision to accept second class treatment, in order to maintain contact with policy and decision makers. As revealed in a previous section, E. Frederick Morrow, the first Black presidential assistant, arrived at a conclusion comparable to that of Dr. Caliver's for in spite of the serious problems he frequently confronted, he felt that his presence on the staff of President Eisenhower prevented some acts which would have been detri- mental to the Negro and also provided a "pipeline to the members of the government."4 1Brice, op. cit. 2Dr. Samuel Halperin, telephone interview, January 5, 1971. 3Brice, op. cit. 4Morrow, op. cit., p. 183. 139 It is obvious that Dr. Caliver did not agree with his total role; it is apparent that he adjusted his per- sonality to reach a "rational solution"1 which permitted him to function in his capacity as a marginal man who served what his agency saw as marginal goals. In spite of the problems he was forced to confront and in spite of many other professional opportunities which would have brought relief from the intensive segregation and discrimination to which he was subjected, Dr. Caliver elected to devote his life, from 1931 until his death in 1962, to a professional career with the United States Office of Education. A decision of this magnitude required decisiveness, which according to Tead, is a necessary quality of leadership.2 Sense of Purpose and Direction Dr. Caliver was a man with a definite sense of purpose and direction as he pursued his marginal but very important Office of Education responsibilities. His pri- mary purpose was to help his fellow man and the nation through education. That he intended to serve his fellow man by providing educational guidance, instruction and leadership was apparent when, as an undergraduate he decided to make a career of education. He realized the lKramer, op. cit., pp. 17—18. 2Tead, op. cit., p. 83. 140 value of education and chose academic training which pre- pared him to serve minority as well as majority group per- sons. Dr. Caliver was concerned with the education of Negroes and the education of adults. Although his original Office of Education assignment directed him to work for the improvement of Negro education, he accepted the position with the idea of helping the little man regardless of color.1 He reasoned that the world is confusing even to the educated segment of the population; therefore, it would be considerably more perplexing to functionally illiterate persons, regardless of color, for they are ill equipped to cope with the multitude of every day problems related to employment, citizenship and home and family living.2 Dr. Caliver, like Carl Rogers, intended "that there should come about . . . more functional use of the latent inner resources of the individual,"3 and he set about developing programs designed to realize literacy in the adult popu- lation. In an article, "Vocational Guidance of Negroes," he recommended that professional guidance workers attempt to discover talent whether it be in "white skin, brown 1Ward, op. cit. 2Ambrose Caliver, "Illiteracy and Manpower Mobili- zation: Manpower Needs in Present Emergency," School Life (April 1951). 3Rogers, op. cit., p. 40. 141 skin, or black skin."1 That Dr. Caliver elected to serve all undereducated people was reported by Mrs. Betty Ward. "Dr. Caliver was not working as a Black; he was working as an American, but he knew that if he did a good job as an American he would serve Blacks."2 Dr. Caliver's concern for the education of adults extended beyond the shores of the United States. In August of 1945 he wrote that fundamental and literacy education could benefit "55 percent of the world's population." In the United States, as recent as 1948, over four million native whites, over three million foreign-born whites and nearly three million Negroes lacked the most basic literacy skills. Dr. Caliver's purpose in pursuing edu- cational programs to benefit society can best be summarized when he said, ". . . an active program is needed to cope with the 'undereducated' of all races and nationality back- grounds."3 Dr. Caliver's purpose and direction were clear. He was desirous of assisting the little people and to do so he used all the avenues at his disposal. In addition to writing, speaking and conducting conferences and developing projects to enhance his cause, some of his work lAmbrose Caliver, "Vocational Guidance Problems of Negroes," School and College Placement l (1944). 2 Ward, op. cit. 3AEA-USA Committee on Literacy and Fundamental Edu- cation, AASA Meeting, Atlantic City, February 16, 1954. 142 was presented to Congressional Committees. For example, the article, "Needed: Another Crash Program," which was published in Adult Leadership,1 was one of several exhibits presented to the Select Subcommittee on Education of the Committee on Education and Labor of the U.S. House of Representatives.2 Consonant with his desire to assist the little man, it should be noted that in addition to his involvement in national and international literacy education programs, Dr. Caliver supported programs for the older citizens and programs for persons displaced by World War II. In addi- tion, he demonstrated his concern for the little people by serving as a consultant to the Task Force on Low Income Groups of the President's Council of Economic Advisors regarding illiteracy.3 Although Dr. Caliver felt a deep sense of commit- ment to support and encourage educational opportunities for all disadvantaged people, he served as a special protagonist for the education of Negroes. lAmbrose Caliver, "Needed: Another Crash Program," Adult Leadership (August 1958). 2Dr. Ambrose Caliver, Exhibit, General Subcom- mittee on Labor and Select Subcommittee on Education & Labor, U.S. House of Representatives, 87th Cong., 2nd Sess. on H.R. 10143 and H.R. 10191, 1962 (Washington, D.C.: U.S. Government Printing Office, 1962). 3Ambrose Caliver, "Activities of the Chairman of AEA-USA, Section on Fundamental and Literacy Education, National Archives. 143 There is ample evidence to show that Dr. Caliver was aware of the educational problems and lack of adequate opportunities for members of his race. He accepted the Office of Education position especially because of his desire to improve educational Opportunities for Black children, youth and adults for he recognized the signifi- cant differences between educational Opportunities for whites as opposed to Blacks. Since he was an "incurable optimist . . . (he) felt he could bring about some improvement in Negro education . . . ."1 Dr. Caliver had a purposeful career. His initial Office of Education years were devoted to improving Negro educational institutions, to teacher training and to the preparation of a series of bibliographies since there appeared to be very few accurate listings of books and other publications available to persons interested in Negro education. He was also concerned with the develop- ment and improvement of secondary and higher education institutions for Negroes.2 That Dr. Caliver was concerned with education and equality of Opportunity for Negroes was further demon- istrated by many of his publications, his involvement in certain projects and his service on committees and com- missiOns. For example, in his article "Vocational Guidance 1 Daniel, Op. cit. Ibid. 144 1 he recommended that guidance workers Problems of Negroes,? give particular attention to the poor conditions in many Southern Schools, most of which were segregated according to race. The schools and their equipment were inadequate, the terms were short, the schools were overcrowded and teachers were poorly trained and poorly paid, said Dr. Caliver. Dr. Joseph Douglass reported that Dr. Caliver "wrote profusely in professional educational journals . . . largely on the national scene, to indicate gaps between the colored and white institutions, particularly in the context of what he termed 'education for democ- racy."'2 There is substantial evidence to support Dr. Douglass' claim. For example, hardly a year passed without the Negro administrator writing for professional journals on several subjects of importance to his position and to his race. He wrote on issues such as the aging, inter- national education, intergroup education, literacy edu- cation, vocational education, public school integration and life long education. He wrote for publications of general circulation as well as for Negro organs such as lAmbrose Caliver, "Vocational Guidance Problems of Negroes," Op. cit. 2Dr. Joseph Douglass, letter to Peyton S. Hutchison, February 1, 1971. 145 The Crescent,1 which was published by a Black social fraternity, The Tuskegee Messenger,2 published by Tuskegee Institute and the Pittsburgh Courier.3 Dr. Caliver's influence and views also contributed to the historic Supreme Court decision which held that public school segregation was unconstitutional. Dr. Ellis D. Knox, Professor Emeritus, Howard University, revealed that Dr. Caliver played an active role in the development of the case that led to the Court's decision.4 It is probably typical of his low-key operation in such matters that although Dr. Caliver and Supreme Court Justice Marshall were professional acquaintances, Justice Marshall wrote this author that he did not "remember in any detail the contribution he (Dr. Caliver) made to the research prior to the school case arguments."5 Dr. Edward Brice insists that Dr. Caliver was deeply involved in the case. Brice reported that he 1The Crescent, published by Phi Beta Sigma Fraternity. 2The Tuskegee Messenger, published by Tuskegee Institute, Tuskegee, Alabama. 3The Pittsburgh Courier, published at Pittsburgh, Pennsylvania. 4Dr. Ellis O. Knox, Professor Emeritus, Howard University, letter to Peyton S. Hutchison, May 12, 1971. 5Thurgood Marshall, Justice, United States Supreme Court, letter to Peyton S. Hutchison, January 26, 1971. 146 knew most of the persons associated with the case, and said, I think I am in a position to evaluate their con- tributions. I was that close to it. No person in the U.S. made a greater contribution . . . than Ambrose Caliver. He . . . did most of the research, if not all of it, on the education background state- ment, which was submitted by the United States in 1 support of the 1954 Supreme Court Decision . . . . Additional evidence that Dr. Caliver was centrally associated with the case was found in a letter to Dr. Caliver from Mr. Will Alexander, who wrote: "I have been thinking of our recent talk with the Assistant Attorney General about the possible reaction in the South to a Supreme Court decision setting segregation . . . ."2 Dr. Caliver's deep sense of purpose and commit- ment to Black peOple consumed much of his time and energy. He served as a member of the Citizens' Commission on Inte- gration of Negroes into the National Defense Programs; he headed literacy education projects; he served as chair- man and member of the committees and commissions; and he responded to numerous letters and requests of Negroes. Both in his Official capacity and in his personal prior- ities, he was devoted to improving the status of Black people. 1Brice, op. cit. 2Mr. Will Alexander, letter to Ambrose Caliver, September, 1953. 147 Perspective Dr. Caliver saw the interest of Blacks and little people within a larger perspective. He believed in an equal and integrated society, but he realized that Black people and others who were similarly disadvantaged, would have difficulty attaining equal status if programs appeared to be intended or designed solely for the bene- fit of racial groups or other special interests. As a minority person serving in a sensitive capacity in the Office of Education, he realized the importance of casting the welfare of Blacks and others in the context of the greater society rather than in the context of special interests. Dr. Caliver's purposes and his manner of Obtaining his goals were kept clearly in mind. As a Black person he felt it imperative to maintain, if at all possible, con- tact with the white race. Regarding his relationship with Dr. Caliver, a white associate said: . . . our personal relationships were very close and I was often at his home in Washington or at his beach cottage on the Bay (in those days) a kind of black (sic) beach resort because of segregation that still persisted, but in retrospect we seemed to ignore race problems since we had so much in common professionally1 and we both enjoyed the other Without thought of race. Further evidence that Dr. Caliver correlated the improve— ment of the welfare of Blacks and other minorities with the greater society can be supported. For example, he lSpaulding, op. cit. 148' stressed the importance of eliminating illiteracy because of its threat to the nation generally, to national defense, and to utilization of human resources regardless of race. He rarely supported programs for the sole benefit of his racial group. For example, regarding the Project for Literacy Education of Negroes, Dr. Caliver wrote that a bill (S. 2801) had been introduced in Congress to provide funds to help eradicate illiteracy. Although the project was designed to assist Negroes, he noted in his report that illiterates were to be found in every State and among all segments of the population regardless of color. Not only was the project of potential value to illiterates in the United States, but it was recognized by the United Nations Education, Scientific and Cultural Organization &UNESCO) for its potential worth in other countries where illiteracy among adults was significant. In keeping with his goal of a literate adult society, Dr. Caliver, in a speech drafted for Senator Kilgore, wrote that "this (illiteracy) is not a local problem, not a Southern problem. It is national in scope 1 Every opportunity to focus and non-racial in its reach." attention on the need for adult literacy was taken by Dr. Caliver. In 1948 Commissioner Studebaker directed Dr. Caliver, who at that time was Specialist in the Higher 1Dr. Ambrose Caliver, "Relation of Literacy to Civilian and Military Needs," Draft of Speech for Senator Kilgore, August 12, 1954. 149 Education of Negroes, to prepare for his review an opinion regarding S. 2801. The bill was intended to remove illit- eracy from the adult population. His response indicated that such a law would increase the nation's manpower potential in times of peace and war, it would help to reduce poverty with a commensurate reduction in welfare expenditures and it would reduce illiteracy without regard to race or residence. Our democratic way of life is weakened and becomes vulnerable to attack from foreign ideologies and native demogagues to the extent that our citizens are uninformed and lack the fundamentalltools of learning with which to become informed. That Dr. Caliver's purpose was the eradication of illiteracy among adults was revealed in his draft of a letter to Senator Irving Ives in which he presented his customary strong case for literacy education. He said: ". . . over a half million . . . men . . . 60 Army divisions, were rejected during the last World War because 2 Also memoranda they were functionally illiterate." regarding literacy education legislation originated in the office of Dr. Caliver. For example, on several occasions, he drafted memoranda related to literacy education as an administration measure. These recommendations, had they 1Dr. Ambrose Caliver, Draft of opinion on S. 2801 prepared for Commissioner Studebaker, June 14, 1948. 2Dr. Ambrose Caliver, letter to Senator Irving Ives, March 6, 1952. 150 been enacted, would have served all adults in need of literacy education. In 1940 the Specialist authored "Secondary Schools for Negroes" which was published in the July issue of School Life. In it he wrote that with improved education of Negroes, the general health and welfare of the nation, including military service, would be improved.1 Concerned with the education of Negroes and the elimination of illiteracy, Dr. Caliver again attempted to capitalize on the perspective of the cold war. In April, 1951, in the article "Illiteracy and Manpower Mobilization: Manpower Needs in Present Emergency," Dr. Caliver wrote: With the extent and complexity of the nation's man- power needs, illiteracy can neither be justified nor tolerated since the machines necessary to make war as well as to promote peace require the skills, flexi- bility and understanding usually associated with literacy. Dr. Caliver had definite purposes in mind when he accepted the Office of Education position. In addition, he had charted a mental course which he felt would lead to the fulfillment of his goals as a minority administrator. Dr. Caliver had a definite sense of purpose, direction and perspective which seems to have been one of his important qualities of leadership. 1Ambrose Caliver, "Secondary Schools for Negroes," School Life (July 1940). 2Ambrose Caliver, "Illiteracy and Manpower Mobili- zation: Manpower Needs in Present Emergency," op. cit. 151 Summary Upon entering Federal service Dr. Caliver set out to achieve two major goals. They were the improvement of Negro and adult education. Further, he developed plans which assisted him in the realization of his purposes. Dr. Caliver pursued Negro and Adult education interests by publishing in professional journals, by speaking to organizations which were interested in these fields, and by directing attention to Negro and adult education con- cerns through interviews, newspaper articles and by collaborating with other professionals who were interested in these areas of education. Dr. Caliver rarely sought goals or developed programs solely for the benefit of Negroes. He sought to help persons regardless of racial, cultural or national differences. Integrity Dr. Caliver was a man of the highest integrity whose reputation and behavior remained untarnished through- out his career. Evidences of his integrity are many and they fully demonstrate his honest views regarding the relationships among people regardless of race or color. Also, he expected quality performance from those who served under his supervision. Dr. Caliver did not openly criticize the established system of government even though he did not believe in many of the accepted practices which negatively affected the race. 152 Cognizant of harm caused by racial discrimination and segregation, Dr. Caliver deliberately but discreetly focused attention on the problems created for Negroes by members of the majority group. He attempted to do it without arousing majority group antagonism. He demon- strated his desire for racial equality by employing com- petent Negro and white persons to serve in his department. He was just human enough to want to get the best person he could . . . . It is just possible that . . . he probably would want to lean over backward (to hire white persons) because "I am not going to make this a Negro division: I am going to integrate. I am going to do this by example." On Dr. Caliver's biographical sketch he referred to himself as being the first Negro to be hired in a professional capacity and I said (to him) I was going to put on mine that I was the first white person to be hired by the first Negro to be hired.1 Regarding his staff, Dr. Spaulding, currently Director of the Department of School and Higher Education, United Nations Educational, Scientific and Cultural Orga- nization (UNESCO) and a former associate of Dr. Caliver, wrote that he "had an eye for young men with bright ideas, no matter what their color." "Further," wrote Spaulding, "he always selected a person because of his unique ability."2 Interesting observations were made by Black and white associates of Dr. Caliver. Dr. Brice, a Black and Dr. Caliver's successor, claimed that Dr. Caliver was more 1Dr. John B. Holden, Interview, August 19, 1970. 2Spaulding, op. cit. 153 demanding of Negroes than of whites because he understood what it meant to be a racial minority. Further, noted Brice, Dr. Caliver had to struggle due to a background of poverty and his efforts to improve himself. "He was the toughest task master I ever had to work with . . . ."1 Mrs. Betty Ward, also Black, revealed that Dr. Caliver frequently said, "you have to persevere, Betty. You're Black; you aren't going to get anywhere Betty, unless you persevere."2 Dr. Holden confirms Mrs. Ward's observation that Dr. Caliver demanded considerably more of Blacks than he did of whites. Dr. Holden feels that because of their situation in life, Dr. Caliver was of the opinion that they "must work harder, must study more, and must be above reproach . . . must be perfect . . . ." He adds, "I sometimes felt a little bit sorry because he was very demanding. He was a perfectionist of himself and others. He would demand more of a Negro than of me."3 Another Dr. Caliver associate lends credence to Holden's and Ward's perception of Dr. Caliver's expectations of Negroes. "He was harder on his secretary, Mrs. Dorothy Latham, than on whites . . . ."4 According to Ward and 1Brice, op. cit. 2Ward, Op. cit. 3Holden, op. cit. 4Dr. Roy Minnis, telephone interview, August 23, 1970. 154 Brice, a job was not well done until he gave his approval. In essence, Dr. Caliver established personal limitations beyond which he would not yield. He would "draw the line" if, in his judgement, he was being pushed too far. Dr. Caliver demonstrated his integrity very early in his career when he elected not to use the Office of Education dining facility that had been set aisde for Negroes even though he had been requested to do 50. Instead, he elected to bring his lunch from home and eat in his Office because of a viable option available to him.1 Dr. Caliver demonstrated on many occasions that he was fully aware of the problems which confronted Negroes. Therefore, he used his professional office to address some of the problems which impeded the progress of the race. There were times when he admonished Black professional educators and students to prepare well and to perform well. Consistent with this notion, Dr. Caliver assisted the American Teachers Association (ATA), a Black profes- sional group, to improve its professionalism. Based on his professional publications regarding Negro education, it can be assumed that Dr. Caliver believed that the National Education Association (NBA) was more advanced than the ATA. 1Brice, Op. cit. 155 Therefore, Dr. Caliver attempted to promote ATA causes and to develop its work to a level equal to that of the NEA.1 Dr. Caliver also maintained his candidness and honesty with the race when he wrote: Not only do Negro adults need special training in production and service occupations, but they also need such training in the distributive occupations, particularly in the organization and management of small businesses. For example, in keeping proper accounts, in purhcasing, in displaying and advertising and in salesmanship . . . . Cardinal virtues of accuracy, dependability, industry, and a sense of responsibility . . . personality, qualities of coop- eration and good manners . . . should not be over- looked . . . . While Negro students are being given the principles and techniques for success in present day American life, and being taught to accept the values in American culture, they must also be taught to admire the worthwhile values in their own race and to appreciate the contributions which these values may make to the general culture and welfare. And above all, they must be helped to understand that the prob- lems which have resulted from their minority group status cannot be solved overnight . . . . As a man of integrity who, whenever feasible, expressed himself in an honest fashion, Dr. Caliver wrote that "Negroes themselves should take some initiative . . . and better prepare themselves for new demands . . . (and) parent-teacher associations, churches and civic organi— zations (should) increase the interest of Negro adults in their self-improvement."3 1Ambrose Caliver, "Education of Negroes," School Life (June 1939). 21bid. 3 156 A study of these statements demonstrates Dr. Caliver's unique role. He felt it imperative not to offend the white decision makers. He also found it imperative to maintain his integrity and his loyalty to members of his race. His ability to be faithful to both of these imperatives, especially that of integrity, pro- vides one major explanation of his durability and effective- ness. Teaching78kill Ordway Tead lists teaching skill as a necessary quality of leadership. It is clear that Dr. Caliver was exceptional in this area. Dr. Caliver was an exemplary model of the profes- sional administrator and teacher. Because he maintained the highest professional standards and because the tasks for which his unit was responsible, most of which were marginal to the principal commitments of USOE and required an inordinate amount of time and energy, Dr. Caliver expected each person in his division to be well prepared and to work to his maximum capacity to achieve desirable goals in Negro and adult education. Dr. Caliver conveyed his beliefs through his behavior. For example, he was a demanding supervisor who expected the best from colleagues and he demanded no less of himself. He exemplified his belief in integration by employing competent persons regardless of color. Two of 157 the outstanding white persons hired by Dr. Caliver were Dr. Holden and Dr. Spaulding. Dr. Caliver believed that it was imperative that Blacks work within the established system of government to achieve the group's goals and that for an individual to be obtrusive was defeating to himself and to group goals. According to Dr. Brice "he had the speech, the mannerisms, the composure . . . to blend into . . . the mold of a white professional who was sophisticated, suave and always in possession of himself. He was a very reserved and professional person."1 Brice also revealed that Dr. Caliver appreciated people who were "intel- lectually sharp, alert, responsive and responsible."2 According to Holden and Daniel, Dr. Caliver was "diligent and assiduous in his workmanship."3 A profes- sional educator, Dr. Rufus Clements, wrote that Dr. Caliver steadfastly refused to participate in parties or scheduled periods of relaxation until he had "finished all of his assignments and until his work was well done . . . ."4 Dr. Caliver was a man who knew where he wanted to go; he charted a course he felt would lead to a given goal. For example, he believed in literacy education for adults and he worked extremely hard to establish and 2 1Brice, op. cit. Ibid. 3Daniel and Holden, op. cit., p. 24. 4Ibid. 158 improve such programs. There was never any doubt regarding Dr. Caliver's dedication to Negro and adult education and he prepared persons who would determine the fate of pro- grams in these important areas. He did his teaching in a number of ways including publications, supervisory leadership and other personal contacts, and by using com- mittees and commissions as learning groups. Through these and other methods, Dr. Caliver sought to develop workers and decision makers both inside and outside his unit who would contribute to the betterment of education for his race and for all adults. That Dr. Caliver had sufficient and practical teaching skills was demonstrated by his performance in a variety of teaching and administrative positions he held at the common school and higher education levels and in his work with the Federal education agency. Technical Mastery Dr. Caliver possessed the technical mastery to accomplish most of the tasks he set for himself. However, when he recognized that he lacked the expertise to accom- plish a certain task, he sought assistance from qualified persons. Evidence to support this assertion is plentiful. Dr. Caliver directed parts of a large bureaucratic orga- nization for many years. For twenty years he served as head of the division of Negro Education. This was later 159 followed by seven years as Chief of the Adult Education Section of the Office of Education. In addition to his ability to supervise the work of two divisions of the USOE, Dr. Caliver demonstrated his technical mastery by serving as chairman of a number of committees, commissions, conferences and projects. For example, he served as the Chairman of the Project for Literacy Education of Negroes from 1946 to 1950. This project was sponsored by the USOE in cooperation with the National Conference on Adult Education and the American Association for Adult Education. Very early in his career the National Advisory Committee on the Education of Negroes was organized on the recommendation of Dr. Caliver. At that time he was appointed the Committee's chairman. During the second World War the Committee was inoperative but in 1948, Dr. Caliver received Commissioner Studebaker's approval to revive the committee. Once approval was obtained, he began making contacts with various associations concerning the Committee's composition.1 The revived Committee also was headed by Dr. Caliver. Implied in the term "technical mastery" is the recognition of other individuals who pos- sess the skills necessary to realize success in an under- taking. In the case of the revived National Advisory 1Ambrose Caliver, memorandum to Commissioner Studebaker, January 23, 1948. 160 Committee on the Education Of Negroes, Dr. Caliver speci- fied the details regarding the body's personnel, the duration of terms and the associations from which members might be selected. He was appointed also to the chair— manship of the National Survey of Vocational and Educational Guidance of Negroes. As chairman he conceptualized the survey and organized and directed all of its activities. Further, he served as Chairman of the National Conference on Fundamental Problems in the Education of Negroes. Dr. Caliver enlisted and worked with persons of superior qualifications and experience in given areas. Dr. Paul A. Witty, who had served as Chief of Special Training for the functionally illiterate men in the U.S. Army, was invited by him to assist in the development of programs for functionally illiterate civilians.l This was because of the specific talent he had acquired as a result of his armed services literacy education work. Dr. Seth Spaulding, as reported earlier in this chapter, emphasized that Dr. Caliver sought persons for positions in his orga- nization who were talented and uniquely qualified. Not only did he seek such persons for official professional assignment within his unit, but he also capitalized upon the expertise of acquaintances and associates wherever 1Dr. Paul A. Witty, letter to Peyton S. Hutchison, November 20, 1970. 161 they were. He sought, when necessary, the counsel of persons qualified to provide it. In 1952, while serving as Chairman of the AEA-USA Fundamental Education Committee, Dr. Caliver was informed that his request that a coordinator be assigned to assist him was denied. However, he was given permission by Mr. Paul H. Durrie to make changes in personnel of the committee and to continue to develop plans and activities related to the work of the body. In a subsequent letter to Mr. Durrie, he wrote that Robert Luke and Lee Bradford would very likely have suggestions to make concerning personnel and activities of the Committee. Once again it was obvious that Dr. Caliver recognized technical mastery where it existed and he requested the assistance of others. The evidence demonstrates that Dr. Caliver was technically qualified, both in himself and in his ability to recognize and enlist the technical abilities of others, to master his many assignments. m The quality of faith is necessary for leadership for it implies commitment to followers and to causes, sometimes over an extended period. Faith requires sacri- fices on the part of the leader. There are occasions, according to Tead, "when leaders must stand alone. These 162 occasions require spiritual faith . . . ."1 Dr. Caliver had extreme faith in God, in himself, in his causes and in members of his racial group. Dr. Caliver, as was pointed out in Chapter III, was born into a religious family; he retained his religious connections and convictions throughout his life. For many years he served as an Officer in the Congregational Church. In addition, Mrs. Caliver revealed that when circumstances were somewhat difficult, or at times when there was illness or when decisions were difficult to make, she and Dr. Caliver would say, "have we told God about it?"2 He had a very large measure of hopeful anticipation about his causes. He was of the opinion, according to Mr. Robert Luke, that one day Federal literacy education legislation would be enacted by the Congress.3 Toward the end of his career, the Chief of the Adult Education Section refused to lose his enthusiasm or to abandon hope of realizing a national adult education program. On July 7, 1961, the Urbana Courier reported that Dr. Caliver predicted that there would be a national effort to eradi- cate functional illiteracy among the nation's 10 million illiterates within the near future.4 lTead, op. cit., p. 259. 2Mrs. Rosalie Caliver, interview, August 27, 1970. 3Mr. Robert Luke, dictaphone recording, March 4, 1971. 4Urbana Courier, Urbana, Illinois, July 7, 1961. 163 He recommended that Negroes prepare themselves well for the day when more appointments would be available to them. In his judgement, the most important ingredient necessary for Negro success was education. He believed that there were members of the race who were educationally prepared to accept much greater responsibility both in and out of government. He had confidence in Blacks, he seized opportun- ities to open doors for those who made themselves qualified. He assisted worthy Black youth to get an education. The fact that Negroes were victims of circumstances in many ways served as the incentive for him to provide as much assistance and service as possible to this group. In 1936 Dr. Caliver was selected by Dr. Stude- baker to serve as the Director of the National Survey of Vocational Education and Guidance of Negroes. Before he began the project he realized that, due to his heavy schedule, he would need the services of an administrator to provide leadership in the field. To obtain cooperation in identifying and selecting a well qualified person, Dr. Caliver proceeded to contact several influential edu- cational administrators. In addition to indicating the necessary job qualifications, his statement to the admin- istrators read in part: I am writing to request your assistance . . . He or she should be acceptable to the public school authorities as well as to the colored citizens in the community . . . . The person selected must be 164 acceptable, also, to the State Department of Edu— cation . . . we should prefer a colored person inasmuch as the primary purpose of this studylis to put to work "white-collar" Negroes . . . . Dr. Caliver was concerned with the staffing of Office of Education administrative positions whenever possible, with qualified Negroes. Dr. Caniel recalled that Dr. Caliver recommended him for a position in the Division of Higher Education, Office of Education, a position in which he served for several years.2 He took advantage of numerous opportunities to employ Negroes as Office of Education consultants. Mrs. Ward revealed that since Dr. Caliver could not hire an adequate full-time staff, he made certain that Negroes received a fair share of these special and part-time positions.3 In addition, Dr. Caliver was responsible for placing Negroes in many other leadership positions, both in and outside of education. As a Black man with great faith in his fellow Blacks, he realized the importance of his role in assisting members of his race who were pre- pared to assume responsible roles. Believing in the ability and talent of Negro youth, and recognizing their difficulty in securing higher edu- cation, Dr. Caliver was not willing to relax in his secure position and refuse to assist those who were academically 1Ambrose Caliver, letter to Mr. Edwin A. Lee, March 31, 1936. 2Daniel, Op. cit. 3Ward, op. cit. 165 qualified and willing to devote the required number of years of study to become prepared professionally. He "accommodated many Southern students by arranging for them to attend (colleges and universities) in the North 1 and such places as Iowa and Nebraska." Not only did he direct Negro students to institutions of higher education, but he and his wife paid the educational expenses of several Negro students who, without financial assistance, would not have been able to afford college or university training. They always referred to these young people as "our sons and daughters." Mr. Caliver stated that "we gave eight different children, not related to us, college “educations."z Toward the end of his Office of Education career, he realized that he had not seriously considered anyone as a successor. Once he fully recognized this problem, he began to search in earnest for that person. Mrs. Caliver said that Dr. Caliver sought a man who had the "training, the integrity and the desire to work with him in order to thoroughly learn the job . . . (and he) must be a Negro."3 Dr. Caliver selected and recommended Dr. Edward Brice as 1Holden, Op. cit. 2Mrs. Rosalie Caliver, Interview, August 18, 1970. 3Mrs. Rosalie Caliver, Interview, August 23, 1970. 166 his successor.1 Former Commissioner McMurrin disclosed to this author that: . . . sometime before Dr. Caliver's death I appointed an outstanding Negro, Mr. Edward Bryce (sic), to a rather high position in Dr. Caliver's division. This was Dr. Caliver's recommendation. When Dr. Caliver died, three of the top ranking men in the Division, all of them white and all of them outranking Mr. Bryce (sic) came to me and requested that I appoint Mr. Bryce to Dr. Caliver's position. In this case, as no doubt in others, his faith seems to have been justified. Friendliness and Affection During most of Dr. Caliver's career he was known to be friendly with his associates and others. There were occasions, however, when he elected not to be overly friendly. There were occasions when situations made it extremely difficult for this quality to be noticeable. Mr. Loy LaSalle, an acquaintance of Dr. Caliver, recalled that the Negro specialist loved people and con- stantly exhibited a sense of brotherly love. "When I was introduced to him I felt I had known him for years. His warm humanity was evident in his friendly handclasp and his beaming smile . . . ."3 llbid. 2Dr. Sterling McMurrin, letter to Peyton S. Hutchison, December 21, 1970. 3Mr. Loy LaSalle, letter to Peyton S. Hutchison, December 12, 1970. 167 Dr. Caliver's association with some of the Com- missioners of Education were on very friendly terms. Former Commissioner Studebaker wrote that Dr. Caliver was 1 "a delight to be associated with," while Dr. Samuel Brownell recalled that he was "cOOperative, open-minded, 2 Former Commissioner Objective, effective and friendly." McGrath noted that Dr. Caliver "got along well with all kinds Of people, even with those with whom he did not agree. He had a kindly spirit and his quick intelligence and general ability were infused with a desire to advance the human enterprise in any way possible."3 These assess- ments of Dr. Caliver were in keeping with his admiration for former Commissioners Studebaker, McGrath and Brownell. Mrs. Caliver revealed that these were three of the several Commissioners under whom her husband believed that he had made his greatest contributions.4 Mr. Lloyd E. Blauch concurs that Dr. Caliver "was most gracious in his personal relations"5 when working with other USOE employees. Dr. Holden contends that Dr. 1Dr. John M. Studebaker, letter to Peyton S. Hutchison, October 15, 1970. 2Dr. Samuel M. Brownell, letter to Peyton S. Hutchison, September 11, 1970. 3Dr. Earl J. McGrath, letter to Peyton S. Hutchison, September 17, 1970. 4Mrs. Rosalie Caliver, Interview, August 18, 1970. 5Mr. Lloyd E. Blauch, letter to Peyton S. Hutchison, February 20, 1970. 168 Caliver's friendly disposition prevented many difficult problems which might have arisen due to his race and role. At the outset of Dr. Caliver's career it appears that he was very formal in his behavior. Dr. Minnis recalled that when Dr. Caliver entered Federal service he was addressed by his first name, which he appeared to resent. After rapport had been established, a more infor- mal atmosphere prevailed.1 Minnis is of the opinion that initially Dr. Caliver perceived the informal greeting as being somewhat demeaning. There were other occasions when Dr. Caliver was not considered a friendly administrator. Dr. Brice recalled that Dr. Caliver was a man of strong likes and dislikes. With persons he liked, reported Brice, "he would permit liberties and was quite tolerant; however, he had a very low boiling point for the educated 'un- 2 O 0 There were other occa5ions when Dr. Caliver bright'." elected not to be the friendly Black administrator. "Dr. Caliver didn't cotton to people . . . who tended to slight him or downgrade him by word or deed or practice."3 Further, Dr. Caliver resented paternalistic treatment, and at times it was difficult for him to mask his true feelings. lMinnis, Op. cit. 2Brice, op. cit. 31bid. 169 Although most of Dr. Caliver's relationships during his career were friendly, there were times when it was not appropriate, nor was it realistic, to expect him to act in this manner. For example, Mrs. Ward revealed that some of Dr. Caliver's relationships were not amicable since the USOE was dominated during much of his career by white people who were antagonistic toward Negroes generally and more specifically toward those who thought that they were equal to whites or who were considered well educated.1 It can be concluded that the degree of Dr. Caliver's estrangement from whites can be attributed to the fact that as a Black man he had to tread a narrow line in these relationships for fear of violating the cultural mores of society. Dr. Caliver carefully selected the kind of behavior which, in the context of the nation's history regarding race relations, enabled him to raise Blacks to a position of respectability. It is clear that the quality of friendliness and the cultural symbols of our society which determined Dr. Caliver's behavior are, Of necessity, intertwined. Energy and Enthusiasm Ordway Tead, in his book The Art of Leadership, maintains that effective leaders have a "generous and unusual" amount of physical and nervous energy. In his lWard, op. cit. 170 judgement the role of leader is very demanding and at times requires extremely long working hours. This quality of leadership was not lacking in Dr. Caliver, who was, as reported earlier, a demanding and exacting administrator. Dr. Caliver normally approached his work with tre— mendous energy and personal enthusiasm because of his belief in the value of his assignments. On a few occasions, problems resulting from his race and his marginal goals caused a temporary diminuation of these qualities but his reduced energy and enthusiasm for a given program or pro- ject was soon rejuvenated because they were efforts in which he believed. There were times during the latter part of Dr. Caliver's career when physical ailments affected his energy level but not his enthusiasm. There were times when his enthusiasm was deliberately crushed by professional colleagues. His high energy was evident by the manner in which he travelled to distant cities and states to fulfill commitments and responsibilities. Because of racial segregation and discrimination, he usually found it diffi- cult to locate suitable hotel accommodations and, accord- ing to Dr. Holden, he was reluctant to request assistance from white associates. Therefore, he would complete an assignment and, if possible, immediately return to his Washington, D.C. home. This required over night travel on many occasions. COping with problems created by racial 171 segregation and discrimination demanded energy that could have been better spent on concerns more beneficial to his programs. The uncertainty of necessary support for his goals and lack of adequate finances for programs and pro- jects also required an inordinate amount of attention and energy. His minority status, coupled with his marginal tasks, required more sustained energy in order to achieve success than white persons were required to expend on behalf of other programs which were more acceptable to persons in authority. The ability and desire to pursue goals which seem distant or sometimes unobtainable, as discussed by Tead in Chapter II, mark the outstanding leader. This insati- able desire is an indication also of one's energy or capacity to accomplish a specific objective. Dr. Caliver spent many years working within the system to secure Federal support for adult education and equal educational opportunities for Blacks. Although pub- lic school segregation was declared unconstitutional in 1954, millions of Negroes still were not recipients of educational opportunities comparable to those of whites at the time of Dr. Caliver's death in 1962. The first Federal support for public school adult education, after Dr. Caliver's many years of working toward it, became a reality two years after his death. 172 There were some occasions when Dr. Caliver was greatly disappointed. For example, a high ranking Office of Education official frequently opposed him and the pro- grams he recommended on grounds which were not justified. Dr. Holden referred to this administrator as the "spokes- man and leader for the segregationists in the Office of Education . . . ."1 During this period, such attitudes were rather common in most branches of the Federal Govern— ment. That Dr. Caliver was required to face both dis- appointments and opposition was not unusual for Tead claims that at times all leaders confront such problems. However, Dr. Caliver's problems were compounded by two factors. The first was his minority status as a Black. The second was that matters with which he was concerned were regarded as being marginal in importance to the institution in which he worked. The many disappointments experienced by Dr. Caliver, the lack of needed support for goals, the unnecessary Opposition he confronted, the extra effort demanded to sustain marginally accepted programs for which he was responsible and the ever-present necessity to "take a back seat when talking to people"2 required unusual energy and the ability to manifest resiliency after what often appeared to be failure. This recuperative desire, the 1Holden, op. cit. 2Ward, Op. cit. 173 capacity not to succumb to major problems, is another characteristic of outstanding leadership which Dr. Caliver modelled. Dr. Caliver's ability to fulfill many roles and to honor requests for his services further indicates the measure Of his energy. He served on numerous committees; he lectured at colleges and universities; he taught gradu- ate courses at institutions of higher education; he addressed many groups and official organizations; he was a prolific writer; he was the originator of a number of innovative programs; he was widely travelled; and he met the special requirements imposed by his role and his race. Clearly he was endowed with an abundance of energy. Toward the latter part of his career he was plagued by ill health. He was hospitalized several times at the National Institutes of Health (NIH). Also during his final years at the Office of Education his sight began to fail. Although Dr. Caliver was vitally concerned with the success of his department, his poor health and reduced energy level did not permit him to work to the capacity to which he had become accustomed. It was during this period that an increasing amount of the Adult Edu- cation Section's work became the responsibility of his successor, Dr. Brice. A study of Dr. Caliver's many roles as an Office of Education administrator, the fact that he was devoted 174 to the develOpment of programs for disadvantaged segments of the population, the fact that he confronted expected and unexpected opposition and disappointment, and the fact that he dealt with programs which required inordinately long periods before the realization of progress, illustrate Tead's contention that leadership required unusual con- centration skills as well as the desire to persevere. Dr. Caliver's enthusiasm was exemplified when in January, 1955, he appointed Dr. Homer Kempfer, Director of the National Home Study Council and three other persons to plan a commission to direct attention to the problems of illiteracy. Dr. Kempfer's letter to the committee members indicated Dr. Caliver's driving enthusiasm, his high expectations, his confidence of success and his ability to surround himself with persons who accepted responsibility. Its first sentence read, ”Dr. Caliver said for us to come up with a plan for a commission by March 1."1 Dr. Kempfer's letter conveyed both the serious- ness and urgency of Dr. Caliver's charge and a number of his ideas and plans relative to the establishment of a National Commission on Literacy. Even though he was hospitalized he continued to work on projects and programs which he considered essential. While he was recovering from a serious illness at the 1Dr. Homer Kempfer, Chairman of the Committee to Plan Literacy Advisory Commission, Memorandum to Committee Members, January 31, 1955. 175 National Institutes of Health (NIH) he called a conference of 24 outstanding men to discuss an idea he had been con- sidering privately for quite some time. The idea and the meeting with this group led to the "Great Debate"1 which later led to the "American Forum Series."2 Dr. Eva C. Mitchell, Professor Emeritus, Howard University and a former associate of Dr. Caliver, said that he was "so ebullient and optimistic . . . that co-workers seemed willing to expend extra effort to achieve a stated 3 Dr. Caliver's deep interest in, and eager- objective." ness to pursue his commitment to Negro and adult education led him to write extensively, to organize conferences and commissions and to develop projects related to his goals. Perhaps the most revealing episode which attested to Dr. Caliver's enthusiasm and concern for his work occurred the day prior to his death. Dr. Brice and he were preparing supporting documentation for a piece of literacy legislation which was to be presented to a Con- gressional subcommittee. Brice recalls, It was Saturday and getting on to four or five o'clock and I was in my office across the fall, and I could hear him clearing his throat and trying to say something to me and his voice started to collapse, so I went over to his office 1For Great Debate brochure, see Appendix D. 2 . . . Mrs. Rosalie Caliver, InterView, August 17, 1970. 3Dr. Eva C. Mitchell, letter to Peyton S. Hutchison, February 5,1971. 176 and said, "Dr. Caliver, why don't you go home and let me finish up? Dr. Brice assured him that he would remain at the office as long as necessary to complete the work and, if Dr. Caliver wished, he would deliver the work to his home that evening. Although Dr. Caliver's condition was deteriorating to the point where he could "barely speak above a whisper,"2 he still refused to go home. Sometime later Brice looked up from his desk to see him standing in his office door- way. "Ed," said Dr. Caliver, "I think I'll take your advice and go home." "All right, Dr. Caliver," said Brice, "I think that's being wise. You know I have to get on you from time to time to make you do the right thing . . . . I was just getting ready to call Mrs. Caliver to tell her to make you come home."3 Upon leaving the office, Dr. Caliver's last words to Brice were, "I leave it with you."4 Mr. Halperin talked with Dr. Caliver as he left his office that day before his death, for he relates, I think that I am possibly the last person who worked in the Office of Education ever to see Dr. Caliver alive. I was working on a Saturday and when I left the office to go home . . . he was also leaving and we chatted briefly. During that meeting Dr. Caliver encouraged to "to keep working on these 3 4 1Brice, Op. cit. 2Ibid. Ibid. Ibid. 177 bills because they have been around a longltime but they are going to pass one of these days." Both his faith and his enthusiasm, if not his full energy, persisted to the very end. Initiative Dr. Caliver was a man of considerable initiative. He voluntarily and independently initiated projects and activities for the benefit of Negro and adult education and more generally for the Office of Education. Since the United States Office of Education was consistently underfinanced, and since these particular programs were not of first priority, money with which to support essential Negro and adult education activities and programs was never adequate. In order to supplement his severely limited funds, Dr. Caliver used his initiative and ingenuity to secure funds or services for several important projects. For example, the radio program ”Freedom's People"2 was granted free air time by the National Broadcasting Company (NBC) at the request of Dr. Caliver. Funds with which to prepare the programs were contributed by the Julius Rosenwald Fund and the Southern lHalperin, Op. cit. 2For copies of actual "Freedom's People" programs, see Appendix E. 178 Education Foundation.1 Program participants, as indicated earlier, were selected by Dr. Caliver. In 1945 Dr. Caliver again requested financial assistance from the Rosenwald Fund to underwrite a pub— lication related to post-war education of Negro veterans and war workers. Funds were also requested for consultant services. Mr. Edwin R. Embree, President of the Rosenwald Fund, informed Dr. Caliver that while the Fund probably could not provide money for consultants, it would "without attempting to appraise the bulletin . . . contribute up to $400 toward its publication as you requested."2 Lack of money was not, in Dr. Caliver's judgement, a valid reason not to pursue a worthy project. In 1945, the first year of the Project for Literacy Education of Negroes, he requested financial support from the Carnegie Corporation. According to Miss Florence Anderson, the Carnegie Corporation of New York made two grants totalling $49,940 to support the literacy education project.3 For many years Dr. Caliver and other concerned persons encouraged the establishment of a National Com- mission on Adult Literacy. He and Dr. Holden approached er. Harold Queen, National Broadcasting Company, letter to Peyton S. Hutchison, January 20, 1971. 2Mr. Edwin R. Embree, letter to Ambrose Caliver, April 7, 1945. 3Miss Florence Anderson, Carnegie Corporation, letter to Peyton S. Hutchison, January 19, 1970. 179 Mr. Murray Lincoln, President of the Nationwide Insurance Company who agreed to provide several thousand dollars to underwrite the commission.1 Dr. Caliver's initiative was evidenced in other substantial ways. For example, the revision Of the National Advisory Committee on the Education of Negroes, the many conferences, projects, and committees he estab- lished and his voluntary and independent pursuit of goals that were paramount to him, though marginal to his agency, are indications of initiative which is a necessary quality of leadership. Empathy Dr. Ambrose Caliver survived and contributed to the Office of Education because he had a high level of empathy which extended to the majority group, the skill necessary to identify with that group, and orientation toward its value system. Successful minority leaders, as noted in Chapter II, tend to be oriented toward the value system of the larger society. Also, it seems that they tend to separate them- selves, to some degree, from the minority group. Dr. Lloyd Cofer reported his understanding that during the period when Dr. Caliver was associated with Fisk Univer- sity, Black staff members voiced the opinion that he 1Holden, Op. cit. 180 tended to dialogue and associate more with whites than Blacks. Dr. Brice and Mrs. Ward feel that Dr. Caliver "was more popular before white audiences than he was before Black audiences because he was the intellectual . . . ."1 Chapter II suggested that to be successful, a minority leader's identification with lower status persons decreases consequently, the minority leader's tendency is to remain distant from minority group members. Given the above information, evidence suggests that Dr. Caliver related well to most whites. It suggests also that he remained distant but not unaware of the group's concerns. Dr. Caliver was an empathic man. He possessed the unusual ability to view images through the eyes of others, both Black and white. The role performed by Dr. Caliver, because of his position, raised problems for him. Dr. Caliver's capacity to cope with those prob- lems, to see whites as Blacks saw them and Blacks as whites saw them, and to build foundations of understanding and cooperation between them, was one of Dr. Caliver's great strengths as a leader. Responsibility and Perseverance Dr. Caliver accepted the responsibility to work for two very unpopular causes. To advance his causes, 1Brice, op. cit. 181 Negro and adult education, required patience and per- sistence. Dr. Caliver was amply endowed with each of these qualities. As a Black man, who was considered marginal with marginal responsibilities, Dr. Caliver realized that slow but appreciable progress in his endeavors would require patience coupled with persistence. Dr. Joseph Douglass recalled that Dr. Caliver was "a most perceptive, keen, clear thinking, dedicated human being who never compromised the ideals for which he stood, but frequently was forced to face the fact that it was simple impossible, under the circumstances, to accomplish but little . . . ."1 Regarding his plans and proposals, Dr. Douglass recalled that Dr. Caliver frequently was very sad due to unwarranted Opposition to his plans and goals. Even though he faced substantial opposition, Dr. Caliver continued to seek his chosen goals though the likelihood of their attainment appeared remote. For example, Dr. Caliver worked for the enactment of literacy education programs for many consecutive years; hills which addressed this matter were introduced; and although each bill failed to gain approval by the Congress, he continued to work for their enactment. 1Dr. Joseph Douglass, letter to Peyton S. Hutchison, August 19, 1970. 182 Dr. John Holden recalled that Dr. Caliver "would wait for years with an idea . . . to keep from antagonizing anybody."1 Similarly, Dr. Brice disclosed that "I used to get irritated sometimes because be (Dr. Caliver) would con- sider an idea . . . for a long period and refuse to turn it loose."2 Mrs. Betty Ward pointed out that it would not have been to Dr. Caliver's advantage, nor would it have pro- moted his causes, if he had been too aggressive. He had to wait for the right opportunity to attempt to achieve a given objective otherwise opposition or failure would have been assured. In essence, Dr. Caliver elected to wait for the most propitious opportunity to pursue legitimate goals for Negroes and adults. Dr. Caliver's patience and persistence eventually resulted in positive dividends for, shortly after his death, the Congress enacted national literacy education legislation. According to Robert S. Laubach, Dr. Caliver was asked to write the "literacy bill."3 Many people believed that Congress should have named it "the Caliver Bill" because of the many years he sought its enactment. Of the same opinion is Dr. Malcolm Knowles who stated that "no lHolden, op. cit. 2Brice, op. cit. 3Robert S. Laubach, News for You, February 21, 1962. 183 doubt Dr. Caliver was the father of adult basic education in this country."1 Dr. Roy Minnis said: . . . it is sad that Dr. Caliver was not alive when Adult Basic Education became law. He created it, he knew the central idea, the content. Others may wish to take credit for it but it was primarily Dr. Caliver's idea. Burton R. Clark speaks of the marginality of adult education. He sees it as a "peripheral activity" because traditionally it is poorly financed and of little concern to society at large.3 Education for Blacks has also been a peripheral activity for the same and other reasons. Inadequate financial and societal support failed to lessen Dr. Caliver's interest and confidence in either field or his responsibility for them. Courage and Creativity The goals which Dr. Caliver sought were Of such importance that he felt totally responsible for their attainment. He knew that their realization would require creative approaches as well as personal courage. Given the history of Negro and adult education in the Office of Education and the nation generally, it can be understood why it called for a person dedicated and responsible to see that they were accomplished. lDr. Malcolm S. Knowles, Interview, October 28, 1970. 2Minnis, op. cit. 3Clark, op. cit., p. 59. 184 Dr. Caliver felt it his responsibility to publish articles and monographs on issues which were extremely unpopular, especially to a large segment of the white population. A number of these publications concerned the inadequacy of public schools and public school programs for Negro children and the need for adult literacy edu- cation. He continually stressed that Black people, chil- dren and adults, were not provided educational opportun- ities comparable to those of white people.1 Further, he expressed a courageous attitude when he wrote articles relative to the desegregation of the public schools. Further, he spoke to some of the real concerns of both Blacks and whites. For example, he considered some of the problems that might be experienced by both races should school desegregation become a reality. His goal was to benefit both groups. -Dr. Caliver was a courageous indi- vidual. He sought and attained the presidency of the Adult Education Association (AEA-USA) even though no other Negro had held that office. As noted earlier, he adhered to his convictions regarding the use of the Office of Education's racially segregated dining facilities. Rather than eat in the segregated facility he took a courageous stand; he elected to eat in his office. He set out to to select his own successor within the USOE and he 1For copy of Dr. Caliver's notes to Washington,D.C. Junior High School Class, see Appendix F. 185 insisted that he be a Black man. Subsequently, Dr. Edward Brice, a Black man, did succeed him in the position. At other times Dr. Caliver appeared not to be a very courageous man. He often declined to speak out on issues. It is difficult to know whether he feared Oppo- sition and perhaps ostracism, or whether he was watching and waiting for more propitious moments. In view of the socio-temporal milieu in which he performed his services, it could have been either. Success for most outstanding leaders, requires creative talents. It may be that out- standing Negro leaders find creative ability more important for success in white controlled organizations than do white leaders in similar organizations. Dr. Caliver was heavily endowed with this talent. As an example of his creative leadership, state- ments and positions ostensibly drawn up by committees were often circulated in educational journals and other organs. Dr. Caliver, according to Dr. Daniel, usually prepared these statements and suggested that they be released "as kind of platform from which to launch, dis- cuss Or bring to the attention of the public matters of importance . . . ."1 This tactic was employed because unpopular issues, such as equality of educational Oppor- tunity for Negroes and adult literacy education, could be addressed without identifying them as authored by a Negro. 1Daniel, op. cit. 186 Dr. Caliver developed a number of other creative and effective methods of disseminating pertinent infor- mation. He initiated the American Education Week Program on the Education of Negroes. This radio broadcast origi- nated in 1930. Its purposes were to encourage Negroes, especially high school and college students to become more knowledgeable about the race's contributions, and to encourage them to strive for success, and to call attention of the majority group to the accomplishments of Negroes. He also initiated "Freedom's People" and the "American Forum Series." Dr. Caliver took advantage of most opportunities to gain support for his causes. He recognized the need for allies if his goals were to materialize; therefore, he involved educators and others who were sympathetic to his causes in conferences as panelists, committees and commissions and in projects. He felt a deep responsibility to his causes; therefore, he used all of his skill and talent to achieve Negro and adult education goals. Imperturbability Dr. Caliver was invulnerable and resistant to affronts to his person and to his role. A minority person, especially a member of a racial minority in a majority group controlled organization, in order to serve and con- tribute to that organization for an extended period, must have the personality to withstand unnecessary and 187 potentially harmful affronts on his person. In most instances of this nature, Dr. Caliver elected not to react in a typical fashion. For example, Dr. Roy Minnis recalled that at a meeting Dr. Caliver was seated between two white persons, both from the South, who were engaged in conver- sation during which one of them used the term "nigger." Although Dr. Caliver was not oblivious to the statement, he chose not to respond or react.l He not only faced affronts to his person, he also faced affronts to his unit at the Office of Education. Mrs. Betty Ward recalled that the Office frequently was referred to as the "Nigger Section."2 Earlier reference was made to the difficult times experienced by Dr. Caliver in securing hotel accommo- dations. He had difficulty arranging for transportation, also. Mr. C. W. Hayes, recently retired Director of Negro Schools for Birmingham, Alabama, wrote that: Dr. Caliver was a very serious minded man, but had a sense of humor. Many years ago, when he was on a professional visit to Birmingham, I went with him to purchase a railroad ticket and pullman reservation. The latter was hard to come by at that time because of "the law." When Dr. Caliver presented his government travel credentials, the agent looked them over and said, "Dr. Caliver, we are letting you have these accommodations because of Prof. Hayes." As we walked down the street . . . Dr. Caliver said, "Hayes, please take me to a hat store." I asked him if he needed a hat and he said, "No, but I do want to buy you one because 1Minnis, op. cit. 2Ward, op. cit. 188 what that ticket agentljust said has probably given you a big head . . . . Dr. Caliver's ability not to become overly per- turbed by such incidents very likely aided his survival as a public official. Occasionally, however, he expressed his opinion without regard for his welfare. These occasions appeared to be very infrequent. Dr. Brice recalled that Dr. Caliver had once asked his supervisor why people who had joined the Office of Education more recently than he and with less experience and education than his, were being promoted. His purpose was not to request an increase in salary or a promotion. The supervisor said that he had never seen a Negro in all his life who was worth more than $5,000 a year.2 There was some ambivalence among whites regarding the acceptability of Dr. Caliver on a social basis. Dr. Caliver was told by an Office of Education administrator that he was not expected to attend a picnic for Office of Education personnel. Pursuing the matter Dr. Caliver discovered that the affair had been arranged for the next day, but he had not been informed of the plans. His response to the administrator who "suggested" that he not er. C. W. Hayes, letter to Peyton S. Hutchison, December 19, 1970. 2Brice, op. cit. 189 attend the picnic was, "I am particular with whom my family and I associate."l A close associate, Dr. John Holden, is of the opinion that Dr. Caliver "was reluctant to admit he was discriminated against."2 This is in keeping with the belief of Kardiner and Ovesey that successful racial minorities may deny the existence of conflict (discrimi- nation). Apparently Dr. Caliver conducted himself much like his contemporary E. Frederick Morrow, who reported that when treated as a second class citizen and subjected to humiliating racial remarks, "I remembered that I am supposed to be impervious to these things."3 Conflict Management Dr. Caliver developed strategies which included skill in diplomacy and the ability to maneuver in order to survive and contribute to Negro and adult education. As a Black man facing sometimes unreceptive and unsympathetic administrative superiors and associates with goals and aspirations considered by the majority group as being marginal, Dr. Caliver learned that it was essential that he develop and employ strategies which would enable him to overcome or circumvent obstacles. ers. Rosalie Caliver, Interview, November 14, 1974. 2Holden, op. cit. 3Morrow, Op. cit., p. 101. 190 One of the common strategies employed by Dr. Caliver was that of not publicly debating controversial issues. The rationale for this kind of decision was that the issue under discussion could very likely concern an unpopular cause which would have meant that he would have but limited support. Dr. Holden revealed that Dr. Caliver would not seek out controversy, even on crucial matters, for fear of arousing antagonism. When controversial issues were discussed and agree- ment could not be reached, Dr. Caliver attempted to avoid conflict through intellectual means as opposed to argument and demonstration.2 He made certain that dogmatic exhortation was avoided. Further, he avoided extremism; he was a middle of the road advocate.3 Other associates and acquaintances described Dr. Caliver's behavior in different ways. Dr. Holden observed that Dr. Caliver attempted to resolve problems "in a very charming way. He was friendly, affable, honest and Open."4 Mr. C. W. Hayes revealed that Dr. Caliver resolved conflict . . . through his calm, gentlemanly ways and his rather quiet and unobtrusive personal nature; he sought to persuade--on an individual basis . . . Holden, Op. cit. Dr. Lloyd Cofer, Interview, January 30, 1972. Ibid. hWNI—J Holden, op. cit. 191 (persons) he was associated with to work in any way that they could for his overall ideals. "He would visit people who disagreed with him . . . ."2 "He resolved conflict situations . . . in a quiet, peace— ful and scientific way."3 One strategy usually resorted to by Dr. Caliver, revealed Dr. Douglass, was that he would very often write profusely in professional educational journals through which he hoped to build support for his ideas and positions on issues of importance to Negroes.4 On some occasions, when serious problems were being dis- cussed and agreement seemed unlikely, Dr. Caliver would suggest that the parties get together and talk about it.5 Dr. Caliver "tried not to rock the boat"6 (upset the status quo) for he recognized that Negroes, and he as a Black Office of Education administrator, were practically powerless to make or cause significant changes in con- ditions unless they were sanctioned by the majority group. Dr. Edward Brice reported that Dr. Caliver's "chief methodology was that of a supreme negotiator . . . he might best be characterized as an educational mediator lHayes, op. cit. 2Holden, Op. cit. 3Dr. Walter Gaumnitz, letter to Peyton S. Hutchison, January 12, 1971. 4Dr. Joseph Douglass, letter to Peyton S. Hutchison, February 1, 1971. (For partial listing of publications, see Appendix G.) 5Daniel, op. cit. 6Dr. Lloyd Cofer, Interview, January 3, 1972. 192 and negotiator."l Dr. Holden claims that Dr. Caliver used a problem solving approach; he would ask, "what is our problem, where are we in agreement, where are we in dis- agreement?"2 A major plan employed by Dr. Caliver was that of circumventing, if possible, unwarranted opposition. For example, if he determined that some of his colleagues had strong feelings regarding some of his plans and pur- poses, "he could find some other way to go around, to make an oblique rather than a direct attack . . . if he could not succeed there or ran into opposition elsewhere, he would retreat and form at another place, and again he might withdraw . . . ."3 There were times when Dr. Caliver became resigned to accomplishing little or nothing. His attitude, as indicated earlier, was "well, I have to be here, I'm going to look forward to better times so I'll just ride this one out."4 At other times, according th Mrs. Ward, Dr. Caliver elected to "take a back seat when talking to certain people; he'd have to go slowly on what he did."5 Dr. Caliver, as a Black man, "took a great deal . . . (he) had to select . . . times to be humble and he had to select times to Speak."6 "The necessity to exercise 1 . . 2 . Brice, op. Cit. Holden, Op. Cit. 3Ibid. 4Daniel, op. cit. 5 . 6 . Ward, op. Cit. Ibid. 193 control" according to Kardiner and Ovesey, "is distractive and destructive of spontaneity and ease."1 Mrs. Caliver revealed that Dr. Caliver, on numerous occasions, had a note on the Commissioner's desk before his arrival for work. This strategy made it unnecessary for Dr. Caliver to express his views before audiences which might be unreceptive or antagonistic; they kept the Commissioner abreast of matters of importance to Dr. Caliver so that when discussions were held, the essential facts would be available.2 This strategy was also used by Dr. Caliver when it was essential to keep other parties in decision making capacities aware of pertinent information. As a Black administrator with marginal assignments, Dr. Caliver develOped contacts with political officials as well as with important persons from other professions. Brice said, He (Caliver) knew, on a personal basis, most of the important political figures, educators and civic leaders all over the country. He introduced me to Presidents Eisenhower and Truman, Vice President Nixon, Senators Russell, Sparkman, Ellender . .3. Adam Clayton Powell . . . and a host of others. Dr. Caliver was known for establishing task forces and commissions. Groups of this nature could "lay your lKardiner and Ovesey, op. cit., p. 81. 2Mrs. Rosalie Caliver, Interview, August 22, 1970. 3Dr. Edward W. Brice, letter to Peyton S. Hutchison, March 12, 1971. 194 groundwork and thereby your support for goals and programs and in the process public and official attention would not be focused on the individual who created the idea."1 Dr. Caliver, to be successful, was required to outwit and out plan his opposition. Had he not done so, he would not have been a success. Loyalty Dr. Caliver was a cooperative, loyal and devoted worker whose survival can be attributed in part to these qualities. The fact that he served more than thirty-one years at one Federal agency is testimony to this assertion. One of the major reasons Dr. Caliver remained effective in his position is that he was a moderate who believed in working within the established system. He believed that needed changes could occur only if they were Obtained through means that society considered legitimate. Upon accepting the Office of Education position, Dr. Caliver recognized that were he to elect unacceptable means, moderate or extreme militancy, for example, to achieve his ends, his tenure with the Federal education agency would have been terminated. Dr. Seth Spaulding wrote that Dr. Caliver was of the opinion that the proper way to resolve problems was to do so "within the tent of the ruling elite"2 as opposed to alternative kinds of action. 1Ward, Op. cit. 2Spaulding, op. cit. 195 A review of his assignments1 and publications are indicative of Dr. Caliver's loyalty to the Federal insti- tution. For example, Dr. Caliver, a Black man concerned with improving educational Opportunities for mankind but especially for members of his race, was requested by the U.S. Government to conduct a three—month study for the Displaced Persons Commission. The request for an Office of Education representative to undertake the study was made by Mr. Ugo Carusi, Chairman of the Commission. Dr. Caliver's study, during which he visited Germany, Austria and Switzerland, resulted in a comprehensive report on an orientation program for persons qualified for admission to the United States.2 This responsibility was undertaken by Dr. Caliver despite possible repercussions from Negro spokesmen, a matter which he apparently considered, because of the Negroes' situation in this country. It is likely that Dr. Caliver, given a choice, would have elected not to reject this assignment because he had arrived at, as Kramer discussed in The American Minority Community, a rational solution to any conflict he might have had over his role and his race.- Another indication of his loyalty to the Federal Government was recalled by Dr. Brice who said that Dr. 1For example of special assignment, see Appendix H. 2Oscar R. Ewing, Administrator, Federal Security Agency, Office of Education, Press Release, April 6, 1949. 196 Caliver served for many years in "key capacities saving face for the agency and spearheading projects . . . he didn't even get credit for . . . ."1 Not only did he "save face for the agency," but he was also expected to "represent a more moderate point of View. Had they (his supervisors) thought he was going to be too aggressive he would not have been chosen (for the position)."2 Further evidence that Dr. Caliver was a devoted employee was Offered by Dr. Gaumnitz, a former colleague who wrote: Although we both condemned these evils (segregation and discrimination) . . . we did all we could to break them down . . . (but) as government servants and under Civil Service injunction, we would have felt disloyal to be too partisan and too aggressive. Dr. Caliver's position regarding institutional policies was similar to that of E. Frederick Morrow's who, regardless of the problems resulting from his race and his assignment, felt that since he was an appointee of the Eisenhower administration, his loyalty belonged to the President and to the administration. Very likely there were occasions when Dr. Caliver felt some consternation over his role in view of the second class treatment Negroes were accustomed to receiving. 1Dr. Edward W. Brice, Interview, August 17, 1970. 2Daniel, Op. cit. 3Dr. Walter H. Gaumnitz, letter to Peyton S. Hutchison, January 12, 1971. 197 It would have been very difficult for Dr. Caliver's peers and administrative superiors to see him as being anything but loyal to the Federal government. Whenever he made an unflattering statement about the government in relation to Blacks, he counterbalanced it with an appropriate remark about the race. For example, during one of his addresses he criticized the government for many of the Negroes' problems, but at the same time he chastized Negroes for creating some of the problems which retarded their progress. That he believed in the rational process to resolve differences was demonstrated in his address to the gradu- ates at Tuskegee Institute. He admonished the graduates "not to be radical . . . (but) they should be bold, 1 Although Dr. Caliver adventurous and determined." believed in equal rights for all citizens, he Opposed violent or radical means through which to achieve these full rights and privileges. He informed his audience that the principles of democracy should be utilized in the guidance of the races. The loyalty of Dr. Caliver to the Federal govern- ment was demonstrated in other ways. For example, just prior to the 1954 Supreme Court Decision regarding the unconstitutionality of racial segregation in the public 1Dr. Ambrose Caliver, "The Power Within," The Tuskegee Messenger (May-June, 1936). 198 schools Dr. Caliver wrote two articles regarding the issue. In the article, "Education of Negroes--Segregation Issue Before the Supreme Court," he reviewed the history of public education in this country as it related to Negroes. Additionally, he discussed the probable obstacles that might arise should the Court rule racial segregation in public education unconstitutional.l In "Education of Negroes: Some Factors Relating to Its Quality," Dr. Caliver and Dr. Douglass, also a Black professional, considered a number of problems related to the integration of Negroes into the mainstream of American life, specifically the integration of Negroes into the educational life of the country.2 Dr. Caliver probably felt obligated to address the subject due to its impor- tance to the large number of professional educators, boards of education, state officials and others who would normally be involved in matters related to the issue. Dr. Caliver was spokesman for the Office of Edu- cation in matters concerning Negro affairs also. He received correspondence from colleges, foreign countries and private citizens. Letters sent to the President of the United States were frequently forwarded to him for reply. lAmbrose Caliver, "Education of Negroes--Segregation Issues Before the Supreme Court," School Life 36, 5 (February 1954). 2Ambrose Caliver and Joseph H. Douglass, "Edu- cation of Negroes: Some Factors Relating to Its Quality," SchoolLife (June, 1954). 199 His loyalty to the Federal government was recog- nized in 1955 when Secretary of the Department of Health, Education and Welfare, Oveta Culp Hobby, recognized him, as one of a few outstanding men and women of the Depart- ment, for superior service. That he was faithful to his profession was recognized when Howard University honored him at a banquet for his loyalty and contributions to education generally but particularly to Negro higher education. Intelligence Dr. Caliver was an extremely sensitive, perceptive and intelligent Black man who thoroughly understood his unique role in the United States Office of Education. That Dr. Caliver was a highly intelligent person does not require voluminous supporting data. Without consider- ing other training and experiences, the fact that Dr. Caliver was only the third Negro to be awarded the Doctor of PhilOSOphy Degree from Teachers College, Columbia Uni- versity, attests to this assertion. Further, the fact that he survived for more than thirty-one continuous years as an USOE official, despite Opposition and other impedi- ments, speak to his ability to satisfactorily cope with difficult situations. He was able to circumvent as well as outwit and outmaneuver many contemporaries who were not supportive of him or his goals. He knew and understood the perspectives or views of others. 200 Earlier in this chapter were listed nineteen other qualities and characteristics necessary for leadership. Each of these qualities and characteristics could very easily be placed under the canopy of "intelligence." Evidence to support this assertion may be found in preced- ing parts of this chapter. Without the quality "intel- ligence," or knowing and understanding, Dr. Caliver would not have been able to effectively and advantageously meet the qualities and characteristics necessary for leadership. It can be assumed that without Dr. Caliver's superior intellect, Negro and adult education, in all probability, would not be as advanced nor would they enjoy their current status. Among the many programs and activities initiated by Dr. Caliver to enhance his major causes and which reflect intelligent approaches were: 1. His serving as a member of the Black Cabinet; 2. His support for Negro institutions of higher education; 3. His objective and constructive criticism of Negro institutions of higher education; 4. The conceptualization and development of the radio program "Freedom's People" for which he selected outstanding participants including Dr. Mordecai Johnson, an educator; Mrs. Marion Anderson and Mr. Roland Hayes, concern artists; Dr. John 201 Studebaker, Commission of Education; and Dr. George Washington Carver, a scientist.1 5. His initiation and development of the Project for. Literacy Education of Negroes; and 6. His numerous professional publications on the subjects of Negro and adult education.2 Dr. Caliver recognized that regardless of the legitimacy of Negro and adult education, they could not be achieved unless thoughtful and intelligent approaches were utilized in pursuit of these goals. Summary This chapter has provided insight into how a Black, marginally accepted administrator conerned with marginal assignments, Negro and adult education, was able to survive and successfully contribute within a large white dominated organization, the USOE. The chapter examined the unique qualities and skills which were dis- played by Dr. Caliver. These qualities and skills were essential and made him and his role unique models of successful, competent Black leadership. Dr. Caliver demonstrated that he possessed each of the qualities of leadership as outlined by Ordway Tead in The Art of Leadership. He was a decisive individual ers. Rosalie Caliver, Interview, August 22, 1970. 2For Presidential recognition of Dr. Caliver's contributions to adult education, see Appendix I. 202 who made a rational decision to become formally associated with the USOE. This was a crucial decision in view of the manner in which Negroes were perceived in the 19305. The primary reason for Dr. Caliver's decision to serve within the USOE was that he would be in an advantageous position to provide services to Negroes as well as to other under- educated persons. Dr. Caliver was an honest man who taught by example the philosophy in which he believed even though he did not, on many occasions, receive democratic treat- ment. Further, he had faith in himself, in the United States and in members of his race. His faith was demon— strated in many ways including activities as a church Official and by his financial assistance to support young Negro scholars at various colleges and universities. Normally Dr. Caliver was a very friendly indi- vidual. There were occasions when he elected not to be. friendly with either Blacks and whites. Dr. Caliver assumed assignments with tremendous enthusiasm and energy, although at times these qualities were somewhat diminished due to illness as well as to opposition to him as a Black man and to the causes he supported. Many of the Obstacles which confronted Dr. Caliver and many of the programs and projects undertaken by him, required the application of his superior intelligence and strategies that would not create unnecessary conflicts. 203 Other qualities or characteristics essential to competent Black leadership and which were displayed by Dr. Caliver, though not discussed by Ordway Tead, were considered in this chapter. Due to Dr. Caliver's initiative a number of programs to enhance both Negro and adult edu- cation were begun and provided with financial support. Part of his success can be attributed to his empathy with both majority and minority groups and to his highly re5ponsible behavior. He was a persevering person. He was imperturbable. He developed strategies for coping with many other problems which he confronted as a USOE official. Despite the many problems he experienced as a marginal man with marginal missions, he provided an unusually long term of service as an administrator within the Federal agency. Throughout 31 years he remained loyal to his race, his cause, his associates and to the United States Government. Dr. Caliver left a legacy for the continuing support and advocacy of adult education. He provided considerable leadership in the field. He was the first Black president Of ABA-USA. Two of his colleagues and administrative subordinates, Dr. John Holden and Mrs. Betty Ward, were elected to the presidency of the same adult education organization. CHAPTER VII SUMMARY, CONCLUSIONS AND IMPLICATIONS Summary This study has been an investigation of the career of Dr. Ambrose Caliver, a Black man and first adminis- trator of Negro and adult education in the United States Office of Education. It has inquired into the setting in which he worked and the leadership traits with which he survived and contributed throughout more than thirty-one years. Its special focus has been upon Dr. Caliver as a minority person in a middle level administrative position with an institutionally marginal mission, Negro and adult education, in a white controlled, racially biased Federal institution. It was undertaken within the context of expanding national interest in interpersonal and inter- group relationships and in adult education. It is based on four assumptions: first, that members of ethnic, racial and other minorities can provide qualified and effective leadership both within their respective groups and in society as a whole; second, that such leadership will enable minority groups to secure a more equitable share of the nation's resources, have a greater voice in the affairs 204 205 of government and contribute to the quality of life in the entire United States; third, that the most logical and acceptable method to bring about necessary changes and improvements in the status of minorities is to work within the established system of government and other bureauc— racies; and fourth, that adult education is a major instru- ment of both social equity and social progress. Literature related to formal and informal orga- nizations, role theory, qualities and characteristics of leadership, the concept of marginality as related to adult education and to racial minorities and the special experiences of Blacks as administrators was reviewed. The organizational literature emphasized that an individual leader is a member of a social group and therefore cannot be studied in isolation. Although Dr. Caliver functioned in a formal organization, the informal organization, or interpersonal relationships aspect of his work, greatly affected his behavior. This is especially so as it applies to racial minorities who are employed in bureaucratic organizations. Attention was given to the concepts of control and authority. Control, it was pointed out, may be expressed by virtue of one's position or by persuasion. Racial minorities, however, have tra- ditionally had virtually no authorized control or author- ity over others and have therefore been considered 206 powerless. The concept of "powerlessness" is usually associated with social isolation. Role theory was also considered as a basis for understanding an individual's status and interaction with others. Although a substantial amount of literature con— cerning Blacks as leaders was not uncovered, it was observed that minorities in leadership positions fre- quently suppress their identification with low status mem— bers of their respective races. In the course of the inquiry a list of twenty traits was developed. Ten of these traits were drawn from Ordway Tead who posed them as essential to effective leadership. The others were drawn from the study of Dr. Caliver. The complete list follows: 1. Decisiveness 2. Sense of purpose and direction 3. Perspective 4. Integrity 5. Teaching skill 6. Technical mastery 7. Faith 8. Friendliness and affection 9. Energy 10. Enthusiasm ll. Responsibility 12. Empathy 13. Responsibility l4. Perseverance 15. Courage 16. Creativity l7. Imperturbability 18. Conflict management 19. Loyalty 20. Intelligence 207 Dr. Caliver was born in Saltville, Virginia in 1894. His father was killed in an accident before his birth; his mother died while he was a very young boy. Due to these circumstances, he and his brother and sister were reared by an elderly aunt. He attended common school in Virginia, West Virginia and Tennessee. Before reaching his teenage years, he worked full-time in order to supple- ment the family's income. He earned his high school diploma in 1911, a baccalaureate degree from Knoxville College in 1915, a masters degree from the University of Wisconsin in 1920 and his doctorate from Teachers College, Columbia University in 1930. He married his childhood sweetheart, Miss Rosalie Evelyn Rucker in 1916. Prior to his formal association with the USOE, Dr. Caliver held teaching and administrative positions in public schools and in institutions of higher education. During his USOE career, he held five positions, published numerous articles, participated as chairman or member of various committees and commissions, and directed several literacy education projects. He also received many awards and other forms of recognition, including election as president of the Adult Education Association-USA. He died, still in Office, in January, 1962. He entered Federal services at a time when the nation was experiencing the Great Depression. The Depression seriously impinged upon the lives of all 208 Americans, but it was especially devastating to the country's Negro population since most were very poorly educated, and many were unemployed or held low level jobs. Important steps were taken, however, and much progress was made toward achieving educational equality and civil rights for Negroes and other minorities in the United States during the period of Dr. Caliver's association with the USOE. Though the progress was not highly visible at the time, it laid the foundation for the more visible improvements which immediately followed his death. President Hoover, under whom he first served, took little action to advance civil rights, but his successor, Mr. Roosevelt, originated programs which were designed to lessen social inequities as well as the effects of the Great Depression. Some of his programs were of specific value to Negroes for they reduced the employment and civil rights disparities between Negroes and whites. In addition, Mr. Roosevelt's New Deal programs recognized that members of the Negro race lacked significant educational opportun- ities. Mr. Roosevelt sought advice from influential Negroes, and during his administration the United States government became more involved in social welfare legis- lation. President Truman was a forceful proponent of civil rights. During his term in office he appointed the Com- mission On Civil Rights and the President's Commission on 209 Higher Education recommended the desegregation of insti- tutions of higher education. His successor, President Eisenhower, though politically conservative, insisted that the Constitution and Supreme Court decisions should be honored. Before he completed his second term as President, Mr. Eisenhower came to believe that all persons should enjoy equal rights and much progress was made during his administration. Mr. Eisenhower's successor, President John F. Kennedy, was a staunch advocate of civil rights. It was during Mr. Kennedy's administration, just before some of his long-time goals were achieved, that Dr. Caliver died. The United States Office of Education was estab- lished in 1867. The need for such an agency had been clearly demonstrated by statistics which were gathered in the U.S. Census of 1840. In 1860 the U.S. Census Bureau verified that 6,000,000 persons were engaged, in some capacity, in education. In recent years the USOE has been charged with managing many Federally supported programs; it has also provided much more leadership in the field. As late as 1972, however, the USOE faced another financial crisis. The concern, in the USOE, for adult education was developed under the leadership of Dr. Ambrose Caliver. His first title, "Specialist in the Education of Negroes,” did not limit his work to children and youth. Very early in his 210 USOE career, he recognized the significance of continuing education for both white and Negro adults. The major task of this study has been a search for insight into how Dr. Caliver, a Black marginally accepted USOE official who was responsible for Negro and adult education, both marginal causes, survived and contributed within a large bureau- cratic institution. The declared purposes of the USOE, from its inception until very recently, were to collect statistics and facts relative to the status of education in the nation. From its beginning, the Office of Education was just marginally tolerated as an agency of Federal government. On several occasions there have been recommendations that it be abolished; and it has generally been understaffed and under-financed. Education, as a Federal concern and as demonstrated by the Congress, has been a marginal enterprise throughout most of American history. Negro and adult education have, until recently, been doubly marginal. Conclusions This study has revealed that Dr. Caliver performed the classical functions that are expected of administrators and did, in fact, possess each of the traits of effective leadership as noted by Ordway Tead in The Art of Leader- ship. Several of Tead's ten qualities and characteristics of leadership appear to have had more applicability to 211 Dr. Caliver's behavior than have others. For example, the inquiry indicates that Dr. Caliver felt, more than nor- mally, an extremely deep sense of purpose and direction in his quest for expanded Negro and adult education. His insatiable quest for these two causes was supported by his unrelenting determination and enthusiasm which were no less extensive than the goals themselves. Because of the nature of his major assignments, Negro and adult edu- cation, Dr. Caliver determined that it was necessary and advantageous to present both charges in a broad social context and he avoided the suggestion that either field would be of benefit to a particular group. He elected to demonstrate and emphasize the notion that society and the nation would be the ultimate beneficiaries of improved education for each of these groups. That Negro and adult education goals would come about required more than the usual amount of faith and confidence. Throughout most of Dr. Caliver's life there were firm indications that he was a person of extreme faith, for he had faith in God, faith in his fellow man, faith in the worthiness of his mission and faith in himself. In addition to Tead's qualities of leadership, there were other traits which distinguished Dr. Caliver from his contemporaries, especially those with whom he was associated at the USOE. Dr. Caliver was a man of unusual empathy. He was able to conceptualize and 212 appreciate the significance of perceptions of both majority and minority group members. Further, very likely more so than other administrators, Dr. Caliver was talented in managing conflict situations which seemed to occur in varying degrees throughout much of his career. Also, his race and his marginal mission required that he be imper- turbable, to biased attitudes, slighting remarks and other forms of negative behavior. The determination to persevere to achieve his goals appeared to help mold Dr. Caliver into an unusual administrator. The pursuit of two unpopular causes without a substantial base of power, coupled with a lack of funds with which to adequately support his mission, required the ability and the desire to pursue his goals, confident that they would materialize in the future. A sense of purpose and direction, a sound and realistic perspective, undaunted enthusiasm, the utmost faith, sincere empathy, determined imperturbability, able conflict management skills and unmatched perseverance are the traits which best describe Dr. Caliver. These traits, or qualities and characteristics of effective leadership, were essential to his success as a minority administrator during his more than thirty-one year career as a USOE Official. It is realistic to assume that non-minority administrators would not have been required to possess these several traits, at least to the degree that they were 213 possessed and practiced by Dr. Caliver, to be effective leaders. Although Dr. Caliver possessed each of the ten qualities and characteristics of effective leadership as outlined by Ordway Tead, there are two qualities of leadership which were not fully realized simply because of Dr. Caliver's race. They were the qualities of friend- liness and decisiveness. The fact that Dr. Caliver was a Black man had a tendency to restrict the manner in which he associated with others, especially whites. His expe- rience taught him that his role and race would not allow, at times, for extreme friendliness. Also, the fact that he was Black determined those occasions when he could realistically be as decisive as necessary; there were occasions when being decisive would have been injurious to the attainment of his causes. The inquiry into the professional career of this minority edministrator has resulted in several con- clusions relative to minority persons functioning within bureaucratic organizations. Based on the evidence, it is concluded that members of such groups who are desirous of realizing reforms in institutions, must make clear and decisive decisions regarding where they will work to achieve changes considered desirable. They must also realize the consequences of their actions and it is 214 essential that they have a realistic conception of what can and cannot be accomplished. Such persons, as administrators desirous of orga- nizational changes, may elect one of several approaches in an attempt to realize those changes. They include radical as well as more socially acceptable means. How- ever, persons who attempt to change any complex insti- tution will be required to function within that insti- tution's framework. If there is a clear intent to either reform organizational structures or to realize chosen ends within organizations and through them, minorities will need to develop special tactics and strategies to assist in their attainment. This is very essential when minorities feel uncomfortable with established procedures or rules of the game. To be successful in creating changes in institu- tions or bureaucracies, minorities will need to learn how to marshall supportive services both within and out- side of the organizations. For example, Dr. Caliver maintained close contact with Black institutions of higher education which were supportive of his goals. Further, it can be concluded from this study that the environment in which minorities, especially racial minorities, served in the 19605, varies greatly from that of the 19305. The general attitude of the larger society 215 toward racial minorities, Federal civil rights legislation and improved Negro education are a few of the factors which distinguished the above periods. The study indicated that Dr. Caliver contributed substantially, as measured by standards of the 19305 and 19405, to the acquisition of minority rights. His work in Negro and adult education and his work in helping to eliminate educational segregation are among his major contributions. Further, his ability to know when to tolerate second class treatment as well as his contributions in terms of developing survival strategies for minorities are also major contributions. Finally, it can be concluded that efforts to improve Negro rights, by Dr. Caliver and others, eventually led to Dr. Caliver playing a more obvious role in the area of Negro rights as noted by his becoming more aggressive as his tenure in office increased. Minorities who function in administrative capac- ities in formal organizations must have a clear under- standing of the possible cost or personal penalties of performing such roles. For example, restricted or slow professional advancement and being subjected to inap- propriate and derogatory terminology in reference to race, are indicative of the cost to minority group members in past years and in many cases, at present. Minorities who function in bureaucratic organi- zations may emphasize the value of their efforts and 216 goals to their own races or other minority groups, but to survive and be successful they will need to demonstrate that their efforts will benefit the larger society. The inquiry into the professional career of Dr. Caliver had led to several conclusions regarding white administrators who employ, supervise or interact with Black administrators in formal organizations. It is clear that it is not sufficient merely to hire minorities to serve in white, bureaucratic institutions. It is neces- sary that white administrators should have a clear recog- nition of the problems and legitimate concerns of minOrity personnel if maximum success and survival are to be achieved. Administrators who are supportive of, and sensi- tive to, the problems of minorities in formal organizations, should attempt to delineate where changes could be made and where opposition to minorities and their services may lead to unwarranted difficulties. White administrators, who supervise or perform services with minority administrators, should realize that members of this category will require more latitude than majority group administrators for effective functioning. Administrators who elect not to initiate changes in the status quo of bureaucratic organizations or who are desirous of not changing the existing situation, should not bring minorities into the organizational structure. 217 Implications The conclusions derived from the study of Dr. Ambrose Caliver have serious implications for Blacks as well as other minorities, racial or otherwise, who aspire to leadership positions and who wish changes in bureau— cratic systems. Minority persons who espouse minority causes normally work to achieve their goals within the established legal and governmental system. To do other- wise is likely to result in failure regardless of the merit of the mission or goals. The larger society is not likely to allow minorities to survive in a formal, bureau- cratic agency if normal and established procedures are disregarded. Although the goals or Objectives of a minority may be legitimate and warranted, the larger society must conceive the end product as being both legitimate and socially tolerable, though not necessarily desirable. Further, a marginal person, or a group with a marginal mission, very likely will not realize the maturation of sought Objectives forthwith. Patience is necessary. Adversity and lack of support should be antici- pated. Advocates should develOp appropriate strategies to overcome or circumvent illegitimate and unwarranted obstacles. Such persons and organizations seeking recognition must not only persevere, but they may expect and be willing 218 to work harder and longer than their counterparts in pur- suit of their goals. Finally, minorities seeking legitimate goals would profit from the leadership of persons of Dr. Caliver's qualifications for he was intelligent, qualified and pre- pared to accept a leadership position. It would behoove aspiring leaders to become familiar with the twenty qual- ities and characteristics of effective leadership, as exemplified by Dr. Caliver, and to cultivate them in the quest of their own goals and objectives. Dr. Caliver was a major forerunner in the gen- eration of leaders who sought equality of education and civil rights for minorities. He was a leader also in the pre-dawn period of Federally supported general adult edu- cation in the United States. Dr. Caliver's many years of dedicated work and contributions were the precursors of what was to become Federally enacted legislation for important new developments in adult education. Dr. Caliver's work was usually performed in a semi-hostile environment for neither Negro or adult education were viewed as being of major import to society by many of the nation's leaders. Dr. Caliver was a marginal man with a marginal mission. He was an extraordinary person with extraordinary qualities of courage, independence, intelligence and sensi- tivity. His highly developed sense of self led him to 219 assume for many years a modest but highly effective role in government and to work for the changes within the estab- lished system which he knew had to come about for the advancement of minorities and the well being of the whole society. His race was well represented and both his race and his cause were well served by his long and faithful tenure in the United States Office of Education. BIBLIOGRAPHY BIBLIOGRAPHY Adult Education Association - USA. Committee on Literacy and Fundamental Education, AASA Meeting. Report of the Chairman. Atlantic City, February 16, 1954. Albertson, Dean (ed.). Eisenhower as President. New York: Hill and Wang, 1963. Alexander, Will. Letter to Ambrose Caliver, September 19, 1953. American Rolling Mill Company. Letter to Peyton S. Hutchison, January 15, 1971. Anderson, Florence. 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Fisk University, Nashville, Tennessee. Fleming, Harold C. "The Federal Executive and Civil Rights — 1961-1965." In The Negro American. Edited by Talcott Parsons and Kenneth Clark. Boston: Houghton Mifflin Co., 1960. Follett, Mary Parker. Creative Experience. London: Longman's, Green and CO., 1924. Franklin, John Hope. "The Two Worlds of Race: A Historical View." In The Negro American. Edited by Talcott Parsons and—REnneth Clark. Boston: Houghton Mifflin Co., 1960. Graumnitz, Walter H. Letter to Peyton S. Hutchison, January 12, 1971. Geschwender, James A. Black Revolt: Strategies. Englewood Cliffs: Prentice—Hall, Inc., 1971. Golden, Harry. Mr. Kennedy and the Negroes. Cleveland: The World—Publishing Company, 1964. Griffiths, Ernest S. The Impasse of Democracy. New York: Harrison and Hilton, 1939. Griffiths, Daniel E. Administrative Theory. New York: Appleton-Century-Crofts, 1959. 226 Gross, Bertram M. The Managing of Organizations. New York: The Free Press of Glencoe, 1964. Halperin, Samuel. Telephone interview with Peyton S. Hutchison, January 5, 1971. Hayes, C. W. Letter to Peyton S. Hutchison, December 19, 1970. ‘ Holden, John B. Interview with Peyton S. Hutchison, August 19, 1970. Hughes, Everett Cherrington. Men and Their Work. Glencoe: The Free Press, 1958. Ions, Edmund S. The Politics of John F. Kennedy. New York: Barnes and Noble, Inc., 1967. Jennings, Eugene. The Executive. New York: Harper and Row, 1962. Jensen, Glenn. Letter to Peyton S. Hutchison, October 9, 1970. Johnson, George M. Letter to Peyton S. Hutchison, May 8, 1971. Journal of Negro Education 31 (Spring 1962). Kahn, Robert, et a1. "Organizational Stress: Studies in Role Conflict and Ambiguity." New York: John Wesley and Son, Inc., 1964. Kardiner, Abram and Ovesey, Lionel. The Mark of Oppression. Cleveland: World Publishing CO., 1962. Kempfer, Homer. Memorandum to Committee to Plan Literacy Advisory Committee, January 31, 1955. Kleis, Russell J. Address at Adult Basic Education Institute, Northern Illinois University, DeKalb, Illinois, 1971. Knowles, Malcolm S. Letter to Peyton S. Hutchison, October 3, 1970. . Interview with Peyton S. Hutchison, October 28, 1970. Knox, Ellis 0. Letter to Peyton S. Hutchison, May 12, 1971. 227 Knoxville College. Letter to Peyton S. Hutchison, May 14, 1971. Koenig, Louis. The Chief Executive. New York: Harcourt, Brace and World, 1964. Kramer, Judith R. The American Minority Community. New York: Thomas Y. CroweIl Company, 1970. Krislow, Samuel. The Negro in Federal Employment. Minneapolis: University of Minnesota Press, 1967. Kursh, Harry. The United States Office of Education. Philadelphia: Chilton Books, 1965. La Salle, Loy. Letter to Peyton S. Hutchison, December 12, 1970. Lee, Charles. Letter to Peyton S. Hutchison, November 18, 1970. Leuchtenburg, William E. Franklin Delano Roosevelt and the New Deal. New York: Harper and Row, 1963. Lewis, Hyland. Black Ways of Kent. 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Moeller, Gerald, and Charters, W. W. "Relations of Bureaucratization to Sense of Power Among Teachers." Administrative Science Quarteriy 10 (1967). Morgan, John Smith. White Collar Blacks. New York: American Management Association, 1970. Morrow, E. Frederick. Black Man in the White House. New York: Coward-McCann, 1963. Muzzey, David, and Link, Arthur. Our Country's History. Boston: Ginn and Company, 1965. National Advisory Committee on Education. Federal Relations to Education, Part II, Ba5ic Facts. WaShington, D.C.: National Capital Press, Inc., 1931. Report of the Committee. Federal Relations to Education, Part I, Committee Findings and Recommendations. Washington, D.C.: National Capital Press, Inc., 1931. Negro Handbook. Chicago: Johnson Publishing Company, Inc., 1966. Newcomb, Theodore M. Social Psychology. New York: The Dryden Press, 1950. News for You. Edition B. Syracuse: New Readers Press, February 21, 1962. Niebuhr, Reinhold. Moral Man and Immoral Society: A Study in Ethics and Politics. New York: Scribner Publishing Company, 1960, as quoted in Inter- national Encyclopedia of the Social Sciences. Parsons, Talcott. Structure and Process in Modern Societies. New York: The Free Press, 1960. 229 Parsons, Talcott, and Clark, Kenneth B. (eds.). The Negro American. Boston: Houghton Mifflin Co., 1960. Pelz, Donald C. "Leadership with a Hierarchical Organi- zation." In Leadership in Action: Selected Read- ings Series Two. Edited by Gordon L. Lippitt. Washington, D.C.: National Training Laboratories, National Education Association, 1961. Petrullo, Luigi and Bass, Bernard M. Leadership and Inter- personal Behavior. New York: Holt, Rinehart and Winston, Inc., 1961. Pettigrew, Thomas. Profile of the Negro American. New Jersey: Prentice-Hall, 1964. Phi Delta Kappan. "The Washington Report." 53, 50 (January 1972). Pittsburgh Courier. Powdermaker, Hortense. After Freedom. New York: Atheneum, 1968. Queen, Harold. 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Studebaker, John M. "Letter to Persons Particularly Interested in Negro Life." February 15, 1941. Sutherland, Robert L. Color, Class, and Personality. Washington: American Council on Education, 1942. . Letter to Peyton S. Hutchison, October 15, 1970. Sweet, Franklin H. Strategic Planning. Austin: Bureau of Research, University of Texas, 1964. Tead, Ordway. The Art of Leadership. New York: McGraw- Hill Book Company, 1935. The Crescent. Phi Beta Sigma Fraternity. The Southern Workman. Hampton, Virginia: Hampton Insti- tute 62, 5 (May 1933). The U.S.‘Office of Education Handbook: Organization and Function. Washihgton, D.C.: U.S. Government Printing Office, 1968. Tuskegee Messenger. May-June 1936. United States Displaced Persons Commission. "Study of Orientation of Displaced Persons." Washington: National Archives, June 30, 1949. United States General Services Administration. National Personnel Records Center, St. Louis, Missouri. United States Office of Education. Annual Report. 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Wilkins, Theresa Birch.- Letter to Peyton S. Hutchison, December 5, 1972. Witty, Paul. Letter to Peyton S. Hutchison, October 5, 1970. . Letter to Peyton S. Hutchison, November 20, 1970. World Book Encyclopedia. Chicago: Field Enterprises Educational Corporation, 1966, Vol. 19. Young, Whitney. To Be Equal. New York: McGraw-Hill Book Company, 1964. Laws, Statutes and Executive Orders Morrill Act, 12 Stat., 503-505 (1862). Freedman's Bureau, 13 Stat., 507-509 (1865). 14 Stats. L. 434, An Act to Establish the Department of Education, March 2, 1867. 232 U.S. Office of Education, 15 Stats. 106 (1867). P. L. 73-67. P. L. 75-163. 39 Stat. L 1070, March 3, 1917. Executive Order 6420 establishing Civil Works Administration within FERA, November 9, 1933. Executive Order 7034 establishing Works Progress Adminis- tration, May 6, 1935. Executive Order 8802 establishing Federal Fair Employment Practices Commission, June 25, 1941. APPENDICES APPENDIX A GENERAL SERVICES ADMINISTRATION RECORD OF DR. CALIVER'S FEDERAL SERVICE APPENDIX A GENERAL SERVICES ADMINISTRATION RECORD OF DR. CALIVER'S FEDERAL SERVICE Date: January 19, 1971 Reply to Attn of: NCPCR Subject: Dr. Ambrose Caliver Mr. Peyton S. Hutchison Project R.E.A.D. Board of Education Room 301 Stevenson Bldg. Detroit, MI 48204 This refers to your January 13 letter requesting a copy of the employment record of Dr. Ambrose Caliver, a former employee of the Office of Education. Dr. Ambrose Caliver, date of birth February 25, 1894, was appointed in the Office of Education on September 2, 1930, and was continuously employed until his death on January 29, 1962. During this period he served in the following positions: 9/2/30 - 5/19/46 Specialist in Negro Education, $3800 P/A to $6020 P/A 5/20/46 - 7/13/50 Specialist for Negro Higher Edu- cation, $6230 P/A to $8000 P/A 7/14/50 - 4/23/55 Educationist (General) Assistant to the Commissioner) $8800 P/A to $10,200 P/A 4/24/55 - 10/31/59 Assistant to the Commissioner of Education and Chief, Adult Education Section, $10,200 P/A to $12,555 P/A 233 234 11/1/59 - 1/29/62 Education Research 8 Program Specialist and Chief, Adult Edu- cation Section, $13,070 P/A to $14,380 P/A Under present rules of the U.S. Civil Service Commission, we are not permitted to furnish copies of any employment documents. Dr. Caliver's personnel folder does contain a biographical sketch with list of published articles. Enclosed is a COpy which may be of some assistance. M. D. Davis Chief, Civilian Reference Branch Enclosure APPENDIX B MORGAN STATE COLLEGE CITATION APPENDIX B MORGAN STATE COLLEGE CITATION Citation of Ambrose Caliver Ambrose Caliver, teacher, administrator, author and public servant. Your career in the Federal service epitomizes the rapidly changing social scene in the area of race relations. When you began your work in the United States Office of Education, just a quarter of a century ago, as Senior Specialist in the Higher Education of Negroes, you were the only Negro on the professional level in the entire classified Federal services. You have pro- gressed from a position designed to render specialized service to a minority group to the high positions of Assistant to the Commissioner and Chief of the Adult Education Section of the United States Office of Education, where you are responsible for a broad, nationwide program. By your efforts and your achievements you have attained a recognized position among the top educational leadership of this nation. As an author you have published more than seventy books, monographs and articles. As an administrator you have directed a number of important surveys and studies 235 236 including the National Survey of Vocational Education and Guidance of Negroes, the National Survey of Higher Edu- cation of Negroes, the Literacy Education Study and the Intergroup Education Project. You have served as consultant to the United States Displaced Persons Commission, as edu- cational advisor to the United States Delegation to the United Nations' Special Committee on Non-self—governing Territories, as chairman of the Secretariat of the Edu- cation Section of the National Conference on Aging, as a member of the United States Office of Education staff to study the educational system of the Virgin Islands, as a member of the United States delegation to the Inter- American Cultural Council held in Mexico City, and as chairman of the Adult Education Association Section on Literacy and Fundamental Education. Through these achievements you have played an important role in the development of education not only in this nation but throughout the world. For your life, your example, and your achievements, and by authority of the Board of Trustees of Morgan State College, I now confer upon you the degree, Doctor of Laws, with all the rights, duties and privileges thereto apper- taining. Morgan State College June Fourth Nineteen Hundred and Fifty-Six APPENDIX C UNITED STATES COMMISSIONERS OF EDUCATION 1867-1962 UNITED STATES COMMISSIONERS OF EDUCATION Henry Barnard John Eaton N. H. R. Dawson William T. Harris Elmer E. Brown Philander P. Claxton John James Tigert William John Cooper George F. Zook John W. Studebaker Earl James McGrath Lee M. Thurston Samuel Miller Brownell Lawrence G. Derthick Sterling McMurrin 1 APPENDIX C 1867-1962 3/14/67 3/16/70 8/6/86 9/12/89 7/1/06 7/8/11 6/2/21 2/11/29 7/11/33 10/23/34 3/16/49 7/2/53 9/16/53 12/19/56 4/4/61 3/15/1870 8/5/86 9/3/39 6/30/1906 6/30/11 6/1/21 8/31/28 7/10/33 6/30/34 7/15/43 4/23/53 9/4/53 8/31/56 1/20/61. 9/9/621 The U.S. Office of Education Handbook: Organi- zation and Function (Washington: U.S. Government Printing Office, 1968). 237 APPENDIX D SAMPLE COPY OF THE "GREAT DEBATE" APPENDIX D SAMPLE COPY OF THE "GREAT DEBATE" THE GREAT DEBATE NIXON-KENNEDY DISCUSSIONS A Project to Realize the Civic Adult Education Potential of the Debates Sponsored by The Adult Education Association of the USA in cooperation with other Educational Organizations Purpose of Project --To encourage, promote, and organize listening and view- ing groups throughout the nation. --To follow up the debates with discussion of the issues, facts, arguments and proposed action presented by the candidates. §pecific Objectives --To encourage citizens throughout the land to consider the problems and issues of our times. --To encourage citizens to discuss the problems and issues as they are presented by the candidates. --To relate conclusions of the discussions beyond per- sonal concerns to the welfare of the community, nation, and the world. --To develop in citizens that sense of personal commit- ment to good and responsible government which will motivate them to choose and vote wisely. 238 239 How The Project Will Operate --National Organizations will -—alert their local units concerning the Project. --encourage local members to form and/or join viewing or discussion groups in homes, schools, churches, etc. --urge their locals to request newspapers to carry the study outline and news stories. —-National news services have been requested to carry the stories over their wires on the days of the debates. --Radio and TV networks have been asked to carry spot announcements concerning the Project. --Each individual is asked to write letters to the editor, and invite their friends and acquaintances to join or form a discussion group. A study outline to guide the discussions has been developed. Hopefully, all local papers will carry it on the days of the debates, and each participant will use it. What Leaders Say Leaders in every walk of 1ife--from the founding of the Republic to the present, have emphasized the need for civic education. George Washington "In proportion as the structure of Government gives force to public Opinion, it is essential that public opinion should be enlightened." Herbert Hoover "Self Government can succeed only through an instructed electorate." Dwight D. Eisenhower "SO, this campaign is nothing less than a vast edu- cational endeavor--presenting to the citizens the evidence needed in order to arrive at their individual judgements on the issues and the candidates." 240 Eleanor Roosevelt "Here at home, Education that is known as adult edu- cation, is most important. It is needed by people who are going to be leaders in every community." For further information about this Project or to purchase a booklet for $.60 on how to organize and lead a discussion group write: The Adult Education Association of the USA 743 N. Wabash Avenue, Chicago 11, Illinois APPENDIX E SAMPLE "FREEDOM'S PEOPLE" RADIO SCRIPTS APPENDIX E SAMPLE "FREEDOM'S PEOPLE" RADIO SCRIPTS Program Title: FREEDOM'S PEOPLE Starting Date: April 21, 1941 Closing Date: April 19, 1942 Program Description: RED 9/21/41 12:30-l:00 PM RED 10/19/41 12:30-1:00 PM ‘Program dedicated to, and conceived by the American Negro--presented by NBC in coop- eration with the U.S. Office of Education in the Federal Security Agency. The pro- gram showed how negro spirituals originated. Heard on the program were: Paul Robeson; Joshua White, famous singer of negro spirituals, who sang, accompanying himself on the guitar; V. W. Handy, author of the St. Louis Blues, who was interviewed; Noble Sissle and his orchestra; the de Paur chorus. Today's program was devoted to Science and Discovery. It showed a picture of the outstanding Negro scientists in this country from before the Revolution to the present day. Dramatizations were done of the stories of Matt Hensen, who was with Perry's expedition to the North Pole, and of Dr. George Washington Carver, one of today's most distinguished research scien- tists. From Tuskegee, Alabama, Dr. Carver spoke briefly, and there was music by the Tuskegee 241 RED 2/15/42 12:30-l:00 PM 3/15/42 12:30-l:00 PM 242 Today's program devoted to the development of educational facilities for Negroes from pre—Civil War days to the present will be traced by "Freedom's People." The story of the Negro's attempt to acquire educa- tion and learning prior to the Emancipation Proclamation; the formation in 1832 of Oneyney Teacher's College, oldest insti- tution of higher learning for the Negro; the beginning of many other famous uni- versities and the story of Booker T. Washington and Tuskegee College, all dramatized. Dorothy Maynor, colored SOprano, guest Howard University Women's Glee Club (from Washington 1 1/2 min) John W. Studebaker, United States Com- missioner of Education (from Washington) *Program presented with the assistance of the Julius Rosenwald Fund and the Southern Education Foundation, in cooperation with the U.S. Office of Education. Today's program entitled "The Arts" features the rise and flowering of Negro art in America, with special emphasis on litera- ture, painting and sculpture and Henry 0. Tanner, negro painter whose works are exhibited in the Louvre; WEB DuBois, former editor of "The Crisis," Richard Wright, author of "Native Son”; and James Weldon Johnson composer of anthem "Lift Ev'ry Voice and Sing." Dramatization of life of Phyllis Wheatley, a negro poetess kidnapped from Africa at the age of 7, during the 18th century and educated in Boston. Artists were: Lawrence L. Whisonant, baritone Hazel Harrison, negro pianist Raleigh N. Carolina A & T College Chorus-—from Raleigh N.C. also the 12 voice De Paur Chorus and the 25- piece NBC Concert Orch. APPENDIX F DR. CALIVER'S NOTES TO JUNIOR HIGH SCHOOL CLASS APPENDIX F DR. CALIVER'S NOTES TO JUNIOR HIGH SCHOOL CLASS 1x457 ' . i'M/v“ £07 (d'flme-I/ “4"." .:(~/7 J... ;? QMM/fi «raga CM,“ .7: I?“ x: ”,l . {I [/2301 ”(4'44 J 22" [z x: q, I". . M Cit/L ”Vial/wet: (10,... “(5,,“1‘7/ as ‘(l/ :t-f" «fl I 44- “'JL/ 45.49195113fwd 03f” 2"»- ”Aida/pf; )14-7 0" / I :1.c»/_..’ -_,,, ,’ EW/m// M a"), {/M/ 1 . /O:r,/. :fladx‘ w I?! if Jun» /rc//‘5’%£v~ ,«tM/,/ 01.! J.,/1’: 74/(1’461 (jqfli/Jcc/l.’ 243 APPENDIX G PARTIAL LISTING OF DR. CALIVER'S PUBLICATIONS APPENDIX G PARTIAL LISTING OF DR. CALIVER'S PUBLICATIONS Ambrose Caliver Revised July, 1957 Articles . Journal of Negro Life. "Some Tendencies in Higher Education and THeir Application to the Negro College.” Vol. 6:6; January 1928. Crisis. "Deans and Registrars.” Vol. 36:304, 332; April 1928. Biennial Survey of Education, 1928-30. "Education of Negroes." U.S. Office of Education, Bulletin 1931, No. 20, Chap. 17. National Education Association. Bulletin of the Depart- ment of Rural Education. "Some Phases of Edu- cation Among Negroes in Rural Communities." February, 1931. Bulletin (American Teachers Association). "The Inte- gration of Secondary and Higher Education." Vol. 12:7-8, October 1931. School Life. "The Largest Negro High School." Vol. 17: 73-74, December 1931. School and Society. ”Progress of the National Surveys of Education Among Negroes." Vol. 35:894, Feb- ruary 13, 1932. School Life. "Negro Education in the Depression." Vol. 18:111-12, February 1933. The Broadcaster. ”Some Unseen Problems and Obligations of Education." Vol. 5:50-54, May 1933. Southern Workman. "The Office of Education and Negro Schools." Vol. 62:218-31, May 1933. 244 245 The Journal of Negro Education. "The Negro Teacher and a Philosophy of Negro Education." Vol. 2:432-47, October 1933. The Journal of Negro Education. "Negro College Students and the Need of Personnel Work." Vol. 2:359-78, July 1933. School Life. "Negro Education and the Emergency Educa- tional Program." Vol. 19:101, January 1934. Talladegan (Supplement of May Issue--The College and the Social Process). ”Liberalizing the Liberal Arts College for Negroes." April 3-4, 1934. School Life. "Negro Education." Vol. 19:165, April 1934. School Life. "The Outlook for Negro Education." Vol. 20: 40-41, Octiber 1934. The Journal of Negro Education. "Some Problems in the EducatiOn and Placement of Negro Teachers.” Vol. 2:99—112, January 1935. School Life. "Federal Aid and the Negro." Vol. 21:40, October 1955. The Journal of Negro Education. ”The Role of the Teacher in the Reorganization and Redirection of Negro Education." Vol. 5:506-16, July 1936. Fifty Years of Programsfiin Public Education of Negroes. (Reprintedfrom Pittsburgh Courier,Il950.) Literacy Education--A Series of Reprints. (School Life articles, l951-52.) Literacy Education, Circular No. 376, June 1953. National Statistics and Other Related Data. Fundamental Education. The What, How, Where and Why of It? (In cooperatiOn with the Committee on Literacy and Fundamental Education of the Adult Education Association of the USA.) Reprinted 1958. Guide for using a kit of materials on Intergroup_Education. Prepared by Sub-committee on Intergroup Education of which Dr. Caliver was Chairman, 1951. (Joint Committee, ATA-NEA.) 246 Leaders'_Guide to use and study of materials on Intergroup Education. Prepared by Joseph H. Douglass under the supervision of Ambrose Caliver, 1954. (ATA- NEA, Joint Committee, OE.) School Life articles on School Segregation: "Education of Negroes: Segregation Issue Before the Supreme Court. February 1954. "Education of Negroes: Successful Transition From Segregated to Non-segregated Situations." (Co- author, Theresa Wilkins) May 1954. "Education of Negroes: Progress and Present Status in the Segregated Pattern." (Co—author, Emery M. Foster) March 1954. ~ Education of Negroes: Some Factors Relating to the Quality of Education of Negroes.” (Co-author, Joseph H. Douglass) June 1954. Pittsburgh Courier. ”Negro Educational WOrker." In four installments, beginning October 16, 1954. The Crescent. "Education, the Key to Freedom.” (Official organ of Phi Beta Sigma Fraternity) June 1955. "Services and Resources of Federal Agencies Relating to the Education of the Aging." In Education for Later Maturity, a handbook compiled by Wilma Donahue, 1955. "The National Concern for Adult Education." School Life, May 1957. "Government's Concern for Adult Education." School Life, June 1957. (Co-author, John B. Holden.) "_________Learning for a Changing World." Adult Leader- ship. September 1957. "Needed: Another Crash Program.” Adult Leadership. October 1958. "Adult Education Activities of Government." Adult Leadership. June 1959. The Fisk College: Its Aims and Its Work. Nashville, Tennessee. Sunday School Union, the Fisk University Bulletin, Vol. 2, No. 2, March 1957, 40pp. 247 Orientation (Mimeographed). Ann Arbor, Michigan, Edward Brothers, 1928. A Study of Negro College Students. Doctor's Thesis, 1956, Teachers College, Columbia Univer- sity, New York City, l46pp. Bibliography on Education of the Negro. U.S. Office of Education Bulletin, 1931, No. 17, 34pp. Negro Schools and American Education Work. U.S. Office of Education. Circular No. 43, 1931, lOpp. Rural Elementary Education Among Negroes Under Jeanes Supervisors. U.S. Office of Education Bulletin, 1933, No. 5, 57pp. Secondary Education for Negroes. U.S. Office of Education Bulletin, 1932, No. 17, Monograph No. 7, 121pp. Background Study of Negro College Students. U.S. Office of Education Bulletin, 1933, No. 8, 133pp. Education of Negro Teachers in the United States. U.S. Office of Education Bulletin, 1933, No. 12, Vol. IV, 123pp. Fundamentals in the Education of Negroes. U.S. Office of Education Bulletin, 1935, No. 6, 90pp. Availability of Education to Negroes in Rural Communities. U.S. Office of Education Bulletin, 1935, No. 12, 86pp. Statistics of the Education of Negroes, 1929-30 and 1931-32 (joint author). U.S. Office of Education Bulletin, 1935, No. 13, 47pp. Negro High School Graduates and NoneGraduates. U.S. Office of Education, 1940. Pamphlet No. 87, 19pp. Education of Negroes: A Five-Year Bibliography, 1931-1935. U.S. Office of Education Bulletin, 1937, No. 8, 63pp. Vocational Education and Guidance of Negroes. U.S. Office of Education Bulletin, 1937, No. 38, 137pp. Statistics of the Education of Negroes, 1933-34 and 1935-36 (joint author). U.S. Office of Education Bulletin, 1938, No. 13, 67pp. 248 Good Reference Bibliography on the Education of Negroes. U.S. Office of Education Bibliography, 1940, No. 68, l3pp. Supervision of the Education of Negroes as a Function of State Departments of Education. U.S. Office of Education Bulletin 1940, No. 6, Monograph No. 11, 45pp. National Survey of the Higher Education of Negroes: A Summary. U.S. Office of Education Bulletin, 1945, Misc. No. 6, Vol. IV. Education of Teachers for Improving Majority Minority Relationships. U.S. Office of Education Bulletin 1944, No. 2, 64pp. Teacher Education of Negroes. U.S. Office of Education, 1945, 71pp. Sources of Instructional Materials on Negroes. U.S. Office of Education, 1946, 23pp. Education of Negro Leaders. U.S. Office of Education Bulletin, 1948, No. 3, 61pp. APPENDIX H CERTIFICATION OF DR. CALIVER AS ADVISOR TO UNITED STATES DELEGATION TO UNITED NATIONS SPECIAL COMMITTEE OF INFORMATION APPENDIX H CERTIFICATION 01'. DR. CALIVER AS ADVISOR TO- UNITED STATES DELEGATION TO UNITED NATIONS SPECIAL COMMITTEE OF INFORMATION ”Angin- :. I. ' . - ll.-- ( :.m T v ‘ .l r... 11.. I........u .1. a a o a... o .4 o a o . . .... ...”... ..r...".ru..:..~. ......t: C an ..x.O..h...~.KSn.........r '- I 3’-.- III- \I .S’.‘ \lfll‘ll. \ \Itx. \\f\f|.|o|(. uA‘Wv\‘.\\N V . .\\ n \\ -..... .. \ u. .«..A..Lr.l. ..wnw .Fflnlflnhfivnruhflmr. ”fig ”may.” ,Il 1‘ " I'lu‘l 1|-I'|.'l . ".||l In, D. " I. .1' 5.. II. III ul'l'"l."li|'10l I'— 'l .03. «m. 3%.... .3325 3.3 .3828 9532 no.8... o: p. .o ...IIIII' 'lzllu .82. 363.3 .395 Um wadsucwam coaumfiducH co omaudsrsoo .3?on 30.33“ 03......) O "|'O -I .1... am In. imamwlmaon no. .33 33.5 on. :0 902.64 ca \mm.\~»~auw.\»nm\\ Rm.“ 3\ EYE \.~\»\.§u. Q. a.» .QNW. §.£\m§\3§99 QRfiSsKmQRV .RQ .» o\\\§ WW. 2 .... 22m... .1... 2.... 2...... .mmg ..nAv .2222... «.... 2.2. 22.22 mqudo mmommr4 249 APPENDIX I LETTER FROM FORMER PRESIDENT TRUMAN APPENDIX I LETTER FROM FORMER PRESIDENT TRUMAN HARRY S TRUMAN INDEPENDENCE . MISSOURI February 22, 1971 Dear Mr. Hutchinson: In reply to your letter, I regret that I can be of no help to you on the subject of your thesis. I have had no occasion to meet with Dr. Ambrose Caliver, but know of his important work in Adult Education. Smcerely you1}3/,/.---' / . . S ' 7.1;" , /~7/-A/u7 6’,“ (Ill L [ "WV" 1" t I. Mr. Peyton S. Hutchinson Administrative Assistant Project R: E. A. D. 10100 Grand River Avenue Detroit, Michigan 48204 250 "IIEIEIINEII“filflfll'lfiflflr