.54.? . r. . as}? 3 "E__ w 1". ‘t .34 $2345 ' :1;- vizut. .. . . .1 .. ....I ‘I‘ ~‘Osuslk l: l.llA4l -\<-? . 3’v' . z! 7.3%“: . . $396M 9%.)! . 53",»...er h53n Butt?! 1.: 5k..- :3} ’ m... , . 9 "f D'- It 4'53, 712% 6 .i .3... .1. . . ‘ . 1:21.. . \S- . , 4 , V .2“. it}! . L351}... Ivst...|5a ii! ii\‘...‘41uw|v.n i... z: A .3...._\u . ‘ E ‘o\ x .. r ... ti! .1). :. I ICHIGAN STATE UNIVERS TY LIBRARIES mists WWWiiiliiiiiliiiiiili‘ii‘iWWW 3 1293 01387 1276 This is to certify that the dissertation entitled THE RELATIONSHIP BETWEEN LEADERSHIP TRAINING AND BEHAVIORAL CHANGE IN COMMUNITY COLLEGE DEPARTMENT CHAIRS presented by James M. Still has been accepted towards fulfillment_ . of the requirements for Ph.D. degree“, Educational Administration Date 5 ,I// 95 LIBRARY Michigan State University PLACE ll RETURN BOXtoromavothl-chodtomm yum 'ro AVOID FINES Mum on or before data duo. DATE DUE DATE DUE DATE DUE as. r 0* M80 is An Affirmative Action/Equal Opportunity instituion W1 THE RELATIONSHIP BETWEEN LEADERSHIP TRAINING AND BEHAVIORAL CHANGE IN COMMUNITY COLLEGE DEPARTMENT CHAIRS By James M. Still A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Educational Administration 1995 tr; pr a l jou l Chef. ABSTRACT THE RELATIONSHIP BETWEEN LEADERSHIP TRAINING AND BEHAVIORAL CHANGE IN COMMUNITY COLLEGE DEPARTMENT CHAIRS By James M. Still This study was designed to determine whether selected community college department chairs perceived any changes in their leadership behaviors as a result of participating in a leadership training program. The population for the study consisted of chairs who had completed one year of leadership training provided by the National Community College Chair Academy, a program initiated specifically for training community college department chairs in eladership skills. The training program consisted of an introductory week-long leadership development session, a two-semester practicum, a mentoring program, the development of a personal journal, and a concluding week-long leadership development session. Thirteen participants were selected forthe study. An instrument (Leadership Self-Rating Scale) was designed forthe purpose of assessing the participants’ level of understanding and degree of implementation of the eight topical units before and after the training. The eight units of the training were: The Complex Role of the Chair, Behavioral Styles, Strategic Planning, Curriculum Development, Classroom James M. Still Research, Conflict Management, Performance Standards, and Total Quality Management. Interviews were conducted with each respondent and were guided by their responses to the Self-Rating Scale. Participants described what they understood better in each unit and in what ways they were implementing leadership skills differently in the same units. An analysis of the data indicated that chairs did perceive that they had changed their leadership behavior as a result of the training. Participants reported that they experienced these changes in a variety of ways and attributed the changes both directly and indirectly to the Institute. Almost all (12) perceived themselves to be more effective leaders as a result of the training. Respondents often mentioned the formal sessions and networking opportunities, both integral parts of the Institute experience, as contributing to an improvement in their understanding of the eight topical units and the success of their efforts to implement what they had learned during the Institute. Many described the Institute experience as the event that significantly improved their self-confidence as academic leaders and as the catalyst that influenced them to study these topics further. Copyright by. JAMES M. STILL 1995 ca". dur To my wife, Phyllis Bail Still; my sons, Andrew, Joseph, and Matthew; and my daughter, Ashley, fortheir understanding of the many hours I spent away from them during this project. Thanks for your unending support. It's finally done, gang! Tt prr 80‘. “In HI Dr. enc: 'lakl dissr CONN aSUp thela ACKNOWLEDGMENTS Although it is true that only one name appears as the author of such a work, the reality is that the final product reflects the work and the perseverance of many. The individuals mentioned below all played significant roles in assisting me with this project and deserve to share in this accomplishment. At Michigan State University, Dr. Louis Hekhuis, my major professor and advisor on this study, was a continuous source of encouragement and assistance. Without his availability and advice, this dissertation could not have been completed. Dr. Howard Hickey, a member of my committee, was a source of continual encouragement throughout this whole advanced degree process. His advice to "take one little chunk at a time” helped me endure both the course work and the dissertation. Drs. Eldon Nonnamaker and Jim Bristor were valuable members of my committee who offered good suggestions and were very supportive. My employer during this eight-year process, Delta College, provided me with a supportive network and environment in which to complete the work. In particular, the late Darrell Berry, my dean, gave me substantial latitude to adjust my work schedule in order to conduct research and to meet with my advisors at Michigan State. He was also a constant source of encouragement until his death in December 1994. Dr. Gene Packwood, Director of Research and Development at Delta, played vi his wr; CO! forg QUE a significant role in my success throughout the program. His willingness to give of his time and expertise in guiding me through the process of logical thinking and writing contributed in a major way to the completion of this project. I am not convinced I could have done this without his help. The 13 department chairs who were the subjects of this study. I will never forget their willingness to participate and their candid responses to the interview questions. They are true friends and effective leaders. There are others who helped me and who need to be acknowledged. First, my friend and colleague, Dr. Marilyn Rhinehart, who gave of her time to proofread and make editorial suggestions on my dissertation. I will always be indebted to Marilyn for taking the time to assist me in the final stages of this dissertation. Second, Barbara Hair for transcribing the interviews of the 13 participants of this study. Third, Johanna Frohm for her computer expertise that resulted in the graphs used to indicate change in understanding and implementation. Fourth, the entire HPER staff of Delta College, especially my secretary, Emily Heil, for understanding that toward the end I just needed to be left alone in order to finish. They did understand, and their lack of interruptions helped more than they will ever know. Fifth, Drs. Al Seagren and Dan Wheeler from the University of Nebraska-Lincoln. Their advice and feedback during the early stages of this study were invaluable. And finally, all of my friends and colleagues here at Delta who continually asked me if I had finished yet. That question was an inspiration for me to keep going. vii en of' the rem I cannot comprehend that anyone could complete a dissertation without the encouragement, advice, and assistance of many people. I am deeply appreciative of the friendship and help those mentioned here gave me. They deserve much of the credit for any merit this paper may have. I will always be grateful to them for their many contributions and accept the responsibility for any shortcomings that remain. viii LIS Chi TABLE OF CONTENTS Page LIST OF FIGURES .............................................. xii Chapter I. INTRODUCTION ...................................... 1 Introduction to the Study ................................ 1 Statement of the Problem ............................... 5 Purpose of the. Study ................................... 7 Importance of the Study ................................ 8 Research Questions ................................... 9 Limitations of the Study ................................ 10 Definition of Terms ................................... 12 Organization of the Study .............................. 14 II. REVIEW OF RELATED LITERATURE .................... 16 Introduction ......................................... 16 The Administrative Structure of Community Colleges ......... 17 Profile of a Department Chair ........................... 19 The Complex Role of the Chair ........................ 21 Leadership Styles of Chairs ........................... 24 Strategic Planning .................................. 27 Curriculum Development ............................. 28 Classroom Research ................................ 29 Conflict Management ................................ 30 Performance Standards .............................. 32 Total Quality Management ............................ 34 How Chairs Come to Their Roles ........................ 35 Can Leadership Skills Be Taught to Community College Chairs? ........................................... 37 Are Leadership Training Programs Effective? ............... 40 Chapter Summary .................................... 44 ix METHODOLOGY .................................... 45 Introduction ......................................... 45 Research Methodology ................................ 45 The Population ...................................... 46 Selection of Participants ............................... 47 Instrumentation ...................................... 49 Collection of Data .................................... 52 The Interviews ....................................... 53 Analysis of the Data .................................. 55 RESULTS OF THE DATA ANALYSIS ..................... 57 Introduction ......................................... 57 Research Question 1 ................................. 57 Results of the Interviews ............................. 59 The Complex Role of the Chair ........................ 60 Leadership Styles ................................... 63 Strategic Planning .................................. 67 Curriculum Development ............................. 73 Classroom Research ................................ 79 Conflict Management ................................ 84 Performance Standards .............................. 91 Total Quality Management ............................ 95 Research Question 2 ................................ 100 Knowledge and Understanding of Leadership ............ 101 Increased Self-Confidence ........................... 102 Networking ....................................... 103 Research Question 3 ................................ 105 Two Formal Training Sessions ........................ 105 Individual Professional Development Plan ............... 106 Reflective Journal Writing ........................... 106 Mentorship Program ................................ 107 Two Conference Calls .............................. 108 Final Reports ..................................... 108 SUMMARY, CONCLUSIONS, AND IMPLICATIONS ........ 109 Summary .......................................... 109 Conclusions ........................................ 113 Implications for Practice .............................. 116 Implications for Further Research ....................... 117 Reflections ........................................ 1 18 APPENDICES A. The Leadership Self-Rating Scale ....................... 122 B. Letter of Approval From the University Committee on Research Involving Human Subjects .................. 125 C. Initial Letter to Study Participants ....................... 126 D. Informational Questionnaire ...................... V ..... 1 27 E. Participant Consent Form ............................. 128 F. Preinterview Letter to Study Participants ................. 129 BIBLIOGRAPHY ............................................... 130 xi Figure 10. 11. 12. 13. 14. LIST OF FIGURES Page Change in Understanding of the Complex Role of the Chair ........................................... 61 Change in Understanding of Leadership Styles ............. 64 Change in Understanding of Strategic Planning ............. 68 Change in Implementation of Strategic Planning ............ 71 Change in Understanding of Curriculum Development ........ 74 Change in Implementation of Curriculum Development ....... 77 Change in Understanding of Classroom Research ........... 79 Change in Implementation of Classroom Research .......... 82 Change in Understanding of Conflict Management .......... 85 Change in Implementation of Conflict Management .......... 89 Change in Understanding of Performance Standards ........ 92 Change in Implementation of Performance Standards ........ 94 Change in Understanding of Total Quality Management ...... 96 Change in Implementation of Total Quality Management ...... 99 xii CHAPTER I INTRODUCTION Introducticnjmhefludv Conventional wisdom suggests that the success of an organization may well rest with the quality of its leaders. Over the years, hundreds of writers have attempted to describe and explain the qualities of those individuals who have been perceived as leaders. Researchers have attempted to discover behaviors that characterize effective as opposed to ineffective leaders. What it is that successful leaders do and how they learned such skills are two topics that seem to dominate current research. According to Bennis (1985), today’s leader is an individual who is able to manage change effectively. Successful leaders are visionaries. They are able to create the future through anticipation and innovation. They are risktakers who have little fear of failure, for it is through setbacks that they often perceive opportunities for additional learning. The effective leader of today empowers those within the organization to make decisions and invites all employees to become actively involved in establishing and attaining the organization’s mission and goals. ab exc D03 eXar 2 A number of writers have indicated that effective leaders are lifelong learners. In fact, Bennis (1985) referred to this characteristic as the dominant focus of the leaders he studied. He argued that: learning is the essential fuel for the leader, the source of high-octane energy that keeps up the momentum by continually sparking new understanding, new ideas, and new challenges. It is absolutely indispensable under today’s conditions of rapid change and complexity. Very simply, those who do not learn do not long survive as leaders. (p. 188) Not only do leaders learn, but, more important, they are able to learn in an organizational context. They create organizations in which learning becomes part of the environment. All experiences become learning opportunities that are used to search for new ideas or reexamine present methods. Michael (1973) referred to this type of skill as "the new competence.“ It involves being able to acknowledge and share uncertainty, embrace error, respond to the future, become interpersonally competent, and gain self-knowledge. External forces in today’s world require those in leadership roles to be competent in a wide range of skills. It is no longer sufficient simply to occupy a position of power to be perceived as a leader. Much more is expected of the modern leader. Barker (1992) asserted that, in orderto survive, leaders must be able to anticipate the future, be innovative in their planning, and exhibit excellence in their performance. His advice to those who hold leadership positions was ”change or die.” Agreeing with both Bennis and Barker, this researcher was interested in examining the effects of leadership training. Specifically, he sought to determine III III ch Du The aye SDea Cage 3 whether leadership behaviors can be changed through an organized learning experience. The value of such an inquiry rests in the ability to determine whether a relationship exists between leadership training and behavioral change. Community college chairs were chosen as the subjects of this study as a result of their participating in a one-year leadership training program that began during the summer of 1992 and concluded in July 1993. The program, referred to as the Institute for Academic Leadership Development, was sponsored by the National Community College Chair Academy. The purpose of the Institute was to provide community college chairs with intensive training in the development of academic and transformational leadership skills. Through the Institute, academic leaders were exposed to the information, skills, and insight they needed to excel in their positions, which entail the dual roles of department manager and academic leader. The initial group of Institute participants comprised 40 community college chairs from the United States, Canada, and the United States territory of Guam. During the year-long Institute, they were involved in the following activities: 1. An introductory week-long leadership development session. The first week of formal training covered eight leadership topics or units and used a variety of active, collaborative, and learning techniques, including guest speakers, large- and small-group discussions, breakout sessions, role-playing, case studies, and informal discussions and dialogue. C( pa dlsl and DUn'l C000 4 2. A two-semester practicum, which included the development and implementation of an Individualized Professional Development Plan (IPDP). The IPDP incorporated goals, activities, and assessment processes focused on the leadership units presented during the first week-long session. Each participant developed a plan that included an action strategy for change in each of the eight topical units presented during the first week of formal training. The plans were to be carried out at their colleges, and progress on the implementation was to be recorded through weekly reflective journal writing. Also included as part of the practicum experience were two conference calls with Institute mentors and a written final report. 3. A mentorship program. Participants picked a college mentor who was to provide support, encouragement, and feedback during the process. In addition, an Institute mentor was assigned to provide support, guidance, and counsel to both the participant and his or her college mentor. 4. The development of a personal journal. In this journal, the participants recorded their activities, experiences, and strategies related to their lPDPs. The journal was to serve as a progress report, as well as a basis for discussions with mentors, who reviewed thejournal entries, commented on them, and provided feedback on a regular basis. 5. A concluding week-long leadership development session. During this second week of leadership development, participants revisited the concepts and principles from the first week of training while sharing and lea Vila inst; U703 Indig 5 comparing experiences from their practicums. They also were exposed to new topics designed to round out the essential skills for becoming an effective academic leader. Chairs who successfully completed all components of the program received professional certification. The first week of formal training took place in Prescott, Arizona, in July 1992. The eight leadership units presented in that session were: 1. The Complex Role of the Chair 2. Leadership Styles 3. Strategic Planning 4. Curriculum Development 5. Classroom Research 6. Conflict Management 7. Performance Standards 8. Total Quality Management Statementctthefimblem In community colleges, division or department chairs fill an important leadership role. In fact, Bennett (1983) suggested that the position of chair is vital to the well being of the institution. Roach (1976) estimated that 80% of institutional decisions are made at the department level. Chairs are regarded as those individuals within the institution who get things done. Bennett (1983) indicated that institutions with weak upper-level administrators but strong chairs F-“ nun-v ti V. ch cc. At (Tu ha‘l'e E the Che 6 can survive. However, those institutions with weak department chairs may experience major difficulties. The role ofthe department chair is both complex and stressful. Referred to as paradoxical by some and ambiguous by others, the position demands a wide range of leadership skills. It is in regard to these leadership skills that problems often arise. Researchers have claimed that the typical chair rarely is prepared to meet the demands of the position. People normally ascend to the chairmanship from a faculty position; however, there appears to be little correlation between performing well as an instructor and succeeding as a chair. At best, the majority of chairs learn their trade through on-the-job training (Tucker, 1992). Bennett (1990); Seagren, Creswell, and Wheeler (1993); and Tucker (1992) all indicated that community college chairs are expected to be leaders of their departments. This expectation is held by both the dean and the faculty. Chairs’ success may well depend on their ability to acquire and practice effective leadership behavioral skills. Assuming that chairs have a desire to be effective in their role, it may take them a significant amount of time to learn the behavioral skills necessary for success. To summarize, it may be erroneous to assume that department chairs have a clear understanding of their role as a leader. In fact, many may perceive the Chair’s role as a facilitator or manager of tasks and people, as opposed to one of real leadership. A number of researchers (Creswell et al., 1980; “Ne thlnl has] aQDH COmmL 7 Lombardi, 1983; Seagren, Wheeler, Mitchess, & Creswell, 1986) have addressed many aspects of the position of the department chair, especially at the college and university level. These researchers have suggested that, when appointed, a majority of chairs may fit the following profile. They have little, if any, training, receive little recognition, work long hours, perform many tasks, experience both stress and conflict, may have no job description, are caught in the middle between department members and administration, have major responsibilities, possess little authority, and are expected to lead. Many may argue that no rational person would want a position with the preceding description. Perhaps it is possible, however, to train individuals to be more effective in such a leadership role. The issue of leadership and leadership training for community college chairs was the focus of this study. Can leadership behaviors be changed as a result of training? What specific leadership behaviors changed as a result of chairs’ participation in thetraining program? Do chairs feel more effective in their role as a result of training? What components of the training program did chairs think had the greatest effect in stimulating behavioral change? In light of what has been written, undertaking a study to address the preceding questions is both appropriate and timely. W The researcher’s purpose in this study was to determine whether selected community college department chairs perceived any changes in their leadership I “mum i v" ' ' I“ " - t—i—a...“ W8 effe 106.7. 9X06 debs depa IGlatlo DErCGh exist. C lime in depart”) 8 behaviors as a result of participating in a leadership training program. The population for this study consisted of chairs who had completed one year of leadershiptraining provided bythe National Community College Chair Academy, a program initiated specifically for training community college department chairs in leadership skills. A secondary purpose in conducting the study was to determine whether chairs perceived certain components of the training program as being more influential than others in contributing to leadership behavioral change. Impedancecftbefitudv A basic assumption that the researcher made in undertaking this study was that community college administrators have a strong desire to appoint effective department chairs. Researchers have found that chairs usually rise to their positions from the ranks of the faculty, with little, if any, administrative experience. Further, a majority of institutional decisions are made at the department level. Accordingly, it may be safe to assume that effective department chairs make significant contributions to effective institutions. The importance of this study lies in determining whether a positive relationship exists between leadership training and behavioral change, as perceived by community college department chairs. If such a relationship does exist, community college administrators may want to invest both revenue and time in leadership training programs such as the one in this study for their department chairs. '1' re de loc the effer W88 perfor DaftlciI Irajm'ng a rEsull Were mt DIGSQM : 9 Besearchfluesticns The following research questions were posed to assist in the implementation of this study: 1. What specific behaviors did chairs perceive to have been modified as a result of their participation in the leadership training program? The focus here was to describe and explain what specific behavioral changes chairs thought had occurred as a direct result of their participating in the one-year Institute for Academic Leadership Development training program. The researcher assumed that, if change had occurred, chairs would be able to describe in what manner they were behaving differently. The researcher was looking for specific examples related to the eight topical units presented during the initial week of the program, as reflected in the participants’ journals, final reports. and interviews. 2. In what ways did chairs perceive themselves to be more effective leaders as a result of training? An important element of this study was an attempt to ascertain the relationship between training and job performance. The researcher sought to ascertain the perceptions of the participants regarding their understanding of their abilities as leaders following training. Did chairs believe they were more effective as department leaders as a result of the training? If so, in what specific situations did they believe that they were more effective? Both questions seemed appropriate and important forthe present study. _.—— f 9N“ It 3! gen CUSI' gene for mc Chafls 1O 3. What individual components of the program did chairs perceive to be most influential in contributing to their behavioral change? The Institute for Academic Leadership Development training program had seven major components: (a) receiving one week of formal training, (b) choosing and working with a mentor from the participant’s institution, (c) formulating an individual professional development plan, (d) keeping a weekly journal, (e) participating in two conference calls, (f) preparing a final report on 15 competencies, and (g) participating in a final week of training and follow-up. This researcher was interested in determining whether chairs perceived some components of the program to be more effective than others in bringing about change in their leadership behavior. I' 'I I' [ll SI | This study was ethnographic in nature. A limitation of field or ethnographic research is the tendency to make generalizations from the results. It should be understood that such studies are not conducted for the purpose of generalization, but rather to record accurately the realities of an event. As Cusick (1983) stated, "It can be legitimately argued that their chief use is not for generalizability, but for refining concepts that may be used by others in the future for more precise forms of research” (p. 134). This study was limited to a small group of community college department chairs who participated in a year-long leadership training program. Consequently, the results of the study may not be generalized to all community thel SUDC 30d r Studie Cusic 11 college department chairs in the United States. The data reported in the study represent the perceptions of 13 participants in the training program. Afurther limitation of the study lies in the method by which the study group was selected. The researcher’s selection of this group was based on access to the group, which is appropriate for ethnographic studies that are theoretical in nature. According to Glaser (1970), Theoretical sampling is done In order to discover categories and their properties and to suggest their interrelationships into a theory. Random sampling is not necessary for theoretical sampling. . . . The researcher who generates theory need not combine random sampling when setting forth relationships among categories and properties. These relationships are suggested as hypotheses pertinent to direction of relationships, not tested as description of both direction and magnitude. (p. 106) A final limitation of the study is the lack of any statistical data to support the validity and reliability of the findings. In qualitative studies, it is impossible to supply such data. However, the lack of statistics does not indicate that validity and reliability cannot be established. The validity and reliability of ethnographic studies are enhanced through the accurate recording of the event being studied. Cusick (1973) addressed this concern, stating: As one lives close to a situation, his description and explanation of it have a first-person quality which other methodologies lack. As he continues to live close to and moves deeper into that situation, his perceptions have a validity that is simply unapproachable by any so-called standardized method. Likewise, as his validity becomes better, so his reliability, which is an extension of his validity, becomes better. As the researcher is the actual instrument, as he becomes more aware, more valid, so he must of necessity become more reliable. (p. 232) an Th int th 80d YGar pr Ofe prOgr Unit WI 12 D [j 'l' [I The following terms are used frequently in this dissertation. These definitions reflect the context in which the terms were used in this study. Behavinmhangfi. Aself-reported perception of a difference in leadership behavior as a result of the Institute for Academic Leadership Development training program. W. One of the eight topical units of the Institute. This unit focused on a variety of informal strategies that instructors can use on a continual basis to solicit feedback from students as to their mastery of concepts and content, in order to modify and improve the teaching-learning process. These methods are used in an attempt to determine what is and is not working in the classroom. \___ W. A publicly funded, two-year, postsecondary institution of higher education. These institutions are accredited and offer both certificate and associate degree programs. Componentscfibejrainingpmgram. The individual elements of the one- yeartraining program. These included two weeks offormal training, an individual professional development plan, a weekly reflective journal, a mentorship program, two conference calls, and a final report. W. A person who is either appointed by a dean or elected by fellow faculty members, and is responsible for leading an academic unit within the institution. [I St 8C3 afle «fies flafifi was; COOdL UnG’er VQKK 13 Eormaflrajnjng. A program designed to prepare a designated group of individuals in skills the program directors deem necessary to increase job- perforrnance effectiveness. In this study, formal training refers to the two weeks of training in Prescott, Arizona. WW. Participants’ self-reported implementation of behavioral skills related to the following six topical units of the Institute for Academic Leadership Development: Strategic Planning, Curriculum Development, Classroom Research, Conflict Management, Performance Standards, and Total Quality Management. WM. A year-long series of activities designed to improve participants’ academic leadership skills. Leadershmbehavm. Those acts in which leaders engage as they attempt to coordinate or direct a group in achieving commonly accepted goals. . Leadershipjraming. A program designed to help individuals in leadership roles acquire leadership skills or enhance their present skills. In this study, the training was designed specifically for community college department chairs and was provided at the Institute for Academic Leadership Development, which was conducted from July 1992 to July 1993. WWW. An organization established under the sponsorship of the Maricopa Community College system in Phoenix, Arizona. The goal of the academy is to provide opportunities for the development of academic leaders in community colleges. 14 Participants. The community college chairs who participated in the year- long leadership training program sponsored and presented by the National Community College Chair Academy. Perception. Participants’ consciousness or awareness of changes in their leadership behavior as a result of completing the one-year leadership training program sponsored by the National Community College Chair Academy. We. The units that were included in the formal training portion of the one-year program. Presentations and group discussions were the primary components of the formal training sessions. The topical units were: The Complex Role of the Chair, Leadership Styles, Strategic Planning, Curriculum Development, Classroom Research, Conflict Management, Performance Standards, and Total Quality Management. Undefiandmmmadmhmbeham. Participants’ self-reported understanding of behaviors related to the eight topical units included in the Institute for Academic Leadership Development. C . I' [ll SI | Chapter I contained an introduction to the study, a statement of the problem, purpose and importance of the study, the research questions, limitations of the study, and definitions of key terms. Chapter II contains an overview of the administrative structure of community colleges, followed by a review of literature pertaining to the varied roles and responsibilities of community college chairs. Also examined are writings on the leadership skills 15 needed by community college chairs, as well as leadership training programs designed for theSe individuals. The methodology used in conducting the study, as well as the procedures used to gather and analyze the data, are explained in Chapter III. The results of the data analysis are presented in Chapter IV. Chapter V includes a summary of the study, a discussion of the findings, conclusions drawn from the findings, and recommendations for further research. 1L 0'6 (65 ear of if univ. Ther IOCayil deCISic “QSHM CHAPTER II REVIEW OF RELATED LITERATURE IDILQdIJQIIQIl The focus of this study was the issue of leadership and leadership training for community college department chairs. The researcher’s purpose in conducting the study was to determine whether selected community college department chairs perceived any changes in their leadership behaviors as a result of participating in a leadership training program. Included in this chapter is an overview of the development of the administrative structure of community colleges and how the academic structure of these institutions was patterned after the structure of four-year colleges and universities. An aspect of that structure is the position of the department chair. There is a wealth of literature on the historical role of the department chair as the liaison between faculty and administration, and that relationship also is reviewed. Writings on the role community college chairs are expected to play in today’s environment are discussed. Specifically, the importance of chairs in the decision-making process and their leadership responsibilities are addressed. Finally, how chairs normally rise to their positions and how chairs acquire the skills they need to perform effectively are discussed. Also examined are 16 col tot HOV. dr'sci In Cre of the a Chair leaderSI 17 writings on the leadership skills needed to be an effective community college chair. In the final section, leadership training programs are reviewed in an effort to determine whether leadership behavior can be changed as a result of such training. II 9|"ll' S! I [C 'ICII The administrative structure of community colleges is patterned on that of colleges and universities (Cohen, 1989). As America’s early institutions of higher education grew in both size and diversity of curriculum, it became increasingly difficult to manage them. The solution was to divide these institutions into manageable units. Consequently, the academic units of colleges and universities were divided into departments or divisions. The number of departments often depended on the size of the institution and the number of disciplines being taught within particular departments. For example, in smaller colleges, the range of classes taught may have required a variety of disciplines to be part of one department, therefore limiting the total number of departments. However, in larger universities, a department may have consisted of only one discipline, and, according to Cohen (1989), the number of departments often increased as the number of instructors in each discipline increased. In community colleges, departments or divisions are the building blocks of the academic structure. These instructional units traditionally are headed by a chairperson. Accordingly, it is the chair who assumes the responsibility for leadership of the division. Tucker (1992) referred to the chair’s job as both an Ho I’l'ir four (16;); 1983 Dosltl 39965 that R: made; DIGSIde 0. XI) 18 difficult and complex, yet extremely important to the well-being of the institution. He emphasized the importance of chairs, saying that an institution with strong administrators and weak chairs is an institution in trouble. Conversely, according to Tucker, institutions with strong chairs can survive regardless of the strength of the administration. Little has been written on the topic of community college division chairs. A review of the literature showed that even less has been written on the relationship between leadership skills and effectiveness as a community college chair. In fact, there is a dearth of both literature and research on this topic. A majority of the literature and research on chairs has concerned four-year colleges and universities, and much of what has been written is anecdotal in nature. However, according to Tucker(1992), Seagren (1993), Knightand Holen (1985), Winner (1989), and Bennett (1990), it is the department chairs in both two- and four-year institutions who play a key role in getting things done. ”It is at the department level that the real institutional business gets conducted" (Bennett, 1983, p. 1). As early as 1942, the chairmanship was characterized as the "key position" in a department and in the institution (Jennerich, 1981). The position appears to be pivotal to the well-being of the institution. It is so pivotal, in fact, that Roach (1976) estimated that 80% of the decisions made in an institution are made at the department level. "An institution can run for a long time with an inept president but not for long with inept Chairpersons," according to Peltason (1984, p. xl). .. .J .4 ' 1"- r V. pc ex ea 80C 199. ways Q) 19 Because so little has been written about community college chairs, this review of literature was centered on the position of department chair. Although there are occasional references to community college chairs, a majority of the review refers to chairs in general. As Tucker (1992) pointed out, there are some differences between the perceived roles and responsibilities of community college chairs and their counterparts at four-year institutions. However, when considering leadership and administrative roles and responsibilities, ”community college chairpersons will find that their institutions may have more in common with four-year institutions than they realize" (Tucker, 1992, p. 31). Wait The roles and responsibilities chairs must assume are important to the well-being of the department and the institution. Chairs normally rise to the position from faculty status. Usually with little if any formal training, they are expected to administer and lead their departments. Considered ”first among equals,” these individuals are expected to represent the interests of the faculty and to be the link between the administration and the department (Seagren et al., 1993). The chair’s role has been described and characterized in many different ways. According to Jacobs (cited in Seagren et al., 1993): The Chair’s job has been characterized as a "militarist" who uses power, authority, resources, and sanctions to command; a "malcontent" who delegates, defers, decides slowly, and acts defensively; a ”masochist” who nags others to get tasks done; a “mediator" who cajoles, pacifies, rewards, and tends to complicate matters; a "messiah” who exhorts, inspires, and shames; and a ”mentor" who leads with maturity, wisdom, and skill. (p. 5) to 1 rep; to b. for A IOij tODIC 00m, 20 There is general agreement that department chairs are busy people. Daily, they must make difficult decisions about budget matters, recruiting and evaluating faculty, solving and resolving conflict, establishing and attaining department goals, resolving student complaints, making changes in curriculum, and meeting students’ needs (Creswell et al., 1990). In accepting these and many other responsibilities, chairs are expected to be leaders, yet they receive little recognition, are required to work long hours, and often find themselves caught in the middle between the administration and the department. Bennett (1990) summarized the plight of the department chair as follows: Until quite recently, chairpersons at many institutions have toiled in relative obscurity and isolation. Without much institutional recognition or support, they have attended to the multiplicity of activities for which they typically have responsibility. Frequently they have labored alone, not realizing that other chairs have many of the same problems, vexations, and uncertainties. Often they have been sustained more by their own convictions about the importance of the position than by the attentions paid to it or to them by key campus administrators. Colleges and universities have been the beneficiaries, for no institution can succeed with poor chairpersons. (p. ix) The literature contains numerous references to the importance of chairs to the well-being of the departments they serve and the institutions they represent. Also described are the many roles that chairs must assume ifthey are to be perceived as effective by both the faculty and administration. The Institute for Academic Leadership Development (Seagren & Filan, 1992) identified eight topics related to the issue of leadership for department chairs and included these topics as the emphasis of its training program. These topics are: (a) The Complex Role of the Chair, (b) Leadership Styles, (0) Strategic Planning, (d) mr set on am cha COl'l 21 Curriculum Development, (e) Classroom Research, (f) Conflict Management, (9) Performance Standards, and (h) Total Quality Management. The literature relating to each of the above-mentioned leadership roles of department chairs is reviewed in the following pages. WWW Researchers have reported that the complexity of the role of department chair may well be attributed to the ambiguous and paradoxical nature of the position (Bennett, 1983; Brann & Emmet, 1972; Gmelch & Burns, 1991; Prucnal, 1982; Tucker, 1992). Assuming the chairmanship involves a major transition for most faculty. Chairs must change from specialists to generalists and attempt to see the big picture. Their loyalty must now center on the institution rather than on the discipline they just left. The chairmanship is an ambiguous role, and this ambiguity has both political and psychological dimensions (Bennett, 1983). As chairs’ relationships change because of their new position of leadership, it is common for them to ask who they are and to search for where they fit as a chair (Bennett, 1983). The ambiguous nature of the role is further complicated by the lack of administrative and leadership experience that most chairs bring to the position. According to Tucker (1992), a period of confusion is common as new chairs attempt, to some degree at one time or another, to perform the numerous roles he identified in his study. Perhaps even more confusing to chairs is the paradoxical nature of the role. Caught between the faculty and the administration, chairs are required to .53? er (in Cha Chat TGSpI maria Dace; 22 meet the demands of both groups. Gmelch (1991) referred to the position as the "Janus Job.“ He wrote: In Roman mythology, the god Janus was depicted as the god who had two faces. Simultaneously, one face turned to the front and the other to the back. Though department chairs are not in danger of deification, they also have two faces. One is that of an administrator, the other the face of a faculty member. (p. 4) Further evidence of the paradoxical nature of the role is the fact that the chair is expected to lead, yet rarely is given the authority to do so (Tucker, 1992). Although the chair is considered first among equals, his or her ability to bring about change can be severely restricted by a strong coalition of those equals. Deans look to the chair as the one who is responsible for shaping the department’s future, yet it is almost impossible to effect change without the support of the faculty. Tucker wrote, "The chairperson, then, is both a manager and a faculty colleague, an advisor and an advisee, a soldier and a captain, a drudge and a boss" (p. 33). Alexander (1981) analyzed the perceived role, preparation, and needs of chairs in Massachusetts community colleges. She concluded that the chairmanship is no longer a faculty position with a few administrative responsibilities. Rather, Alexander found that chairs perceived their role as a management position with major leadership expectations. Further, chairs perceived those leadership tasks to be directed primarily toward the care of the curriculum and the supervision and evaluation of full- and part-time instructors. comm by fra perforl lnvohw inforrr facult: from ' slude Issue: requlr alsoh 23 Burke (1985) also studied the managerial roles and activities of community college chairs. He found that the work of the chair was characterized by fragmentation, variety, discontinuity, and brevity; many activities were performed daily. The majority of the Chair’s activities were unplanned and involved verbal contact for the purpose of gathering or using information. This information exchange involved interacting directly and frequently with the college faculty, primarily in one-to-one, unscheduled meetings. Like most educational leaders, chairs face many demands and requests from those who have a stake in the institution. Faculty, administrators, and students almost daily ask chairs to make decisions regarding a wide range of issues (Pappas, 1989). Students may want a voice in establishing curriculum requirements or may lodge a complaint against a faculty member. The faculty also have many needs, ranging from approving travel requests to increasing the course requirements for a curriculum. Deans have policy and procedural requests that range from budget proposals to class schedules. The chair thus becomes a ”fulcrum in the balancing act" (Tucker, 1984, p. 6) among all of these rival forces (Seagren et al., 1993). Seagren et al. stated: This fulcrum has no clear pivot point, however. Chairs suffer from role ambiguity because they have no clear mandate for their position. They seldom are supplied with clear job descriptions or clear criteria for performing theirjobs. They come to the position without training (Waltzer, 1975), though they might have experience in quasi-administrative roles (such as chairing an important departmental committee) before assuming the responsibilities of a chair (Creswell et al., 1990). Unfortunately, a chair’s experiences before taking the position seldom include any formal orientation. (p. 11) 24 Chairs, then, often find themselves serving dual roles. Due to the nature of the position, chairs must represent the perspectives of both the faculty and administration. They continually are faced with conflicts involving the resolution of issues "both horizontally (forthe department) and vertically (forthe institution)" (Seagren et al., 1993, p. 11). However, they are the only professionals on campus who must attempt to "interpret the department to the administration and the administration to the faculty" (Booth, 1982, p. 4). W A review of the literature supported the assumption made in this study that chairs are appointed or elected on the basis of their ability to provide leadership to an academic department (Bennett & Figuli, 1990; Seagren et al., 1993; Tucker, 1992). In fact, Tucker characterized the chairmanship as a key position in college administration. He asserted that the chair "must provide leadership to the faculty and at the same time supervise the translation of institutional goals and policies into academic practice" (p. vi). At the heart of the department is the chair. However, most chairs are drawn from the faculty ranks and assume the position with little, if any, formal administrative or leadership experience. In addition, few opportunities for leadership training or orientation are available to them. For most people, the move from faculty member to the position of chair is a major transition. It requires a change in perspective from a specialist to a generalist who must now focus on the big institutional picture. The transition SR or \wa knc lea: OHM DFOI Lear IElatt Furihl 25 requires changing from an individual viewpoint to leading a group of colleagues in a direction guided by a clear vision. Further, it requires a change in loyalty from a discipline to the institution. Finally, according to Bennett (1983), chairing a department requires a significant change in behavior. In this new position, chairs need to develop a consistent leadership style that will allow them to interact more effectively with all members of the department. There is a wealth of literature on leadership. Numerous studies have been conducted and theories developed in an attempt to determine the differences between those who are perceived as leaders and those who are not. Researchers have argued for years about how leaders acquired their leadership skills. Whether leaders are born or whether leadership skills can be developed or learned has been the genesis of the discussions. Yukl (1989) suggested that leaders learn about leading in several major ways. Experience in a leadership role enables an individual to build a valuable knowledge base and precedent. Through a series of trials and errors, a leader learns to reflect on the effectiveness of particular actions. Also, by observing others perceived as leaders and by working with a mentor or role model, one is provided with a continuous source of new ideas, observations, and examples. Leaders also learn through education and skill building, especially in terms of relationships with people, communication, teamwork, and strategic thinking. What are the leadership goals and expectations of department chairs? Further, how will those who accept the role of chair learn to lead effectively? And 26 what leadership style will be most productive to success as a chair? These are appropriate questions, according to Seagren et al. (1993), and some researchers have begun to address them. Today, most people expect educational institutions to be run well in terms of efficiency and accountability, and to be places In which it is safe and stimulating to work and study. Chairs play a major role in ensuring that the above-mentioned conditions exist in their departments. Seagren et al. (1993) thought that the primary leadership goal of each department chair should be to help both the faculty and students develop their knowledge and skill to the best of their ability. They wrote: This concept, the strengthening or empowering of others, is related to the long-standing tradition of individual academic autonomy, requiring the chair to develop a vision beyond immediate tasks and challenges toward longer-term aims and achievements. Such transformational leadership is essential if higher education is to cope with the challenges it currently faces. The leader’s responsibility is then to ensure that the workload of each member of the department is designed to strengthen his or her professional status through the achievement of the shared vision. Only through such achievement can the standing of the individual, the department, the chair, and the institution be seen to have grown through leadership. Department chairs, arguably more than any other leader in higher education, are best able to work with individuals toward these shared goals. (pp. 24-25) Few researchers have examined the leadership styles of effective department chairs. However, Cameron and Ulrich (1986) suggested that those who are perceived as effective in leadership roles develop styles that are transformational in nature. They are able to create a need for change, help their colleagues overcome resistance to change, articulate a clear vision, and stimulate others to commit to and implement that vision. 27 SI I . El . Planning is an activity that all organizations must do. Businesses spend large amounts of time planning in an attempt to meet the needs of consumers. Governments must plan as the social and economic conditions of the population change. Like business and government, educational institutions must take part in the planning process. As the demographic and economic status of their potential student populations change, colleges and universities need to develop strategies to both recruit students and meet students' needs. Further, college and university planning also should address methods to ensure student success, provide necessary services, address student diversity issues, provide quality instruction, and maintain fiscal responsibility (Tucker, 1993). Planning in colleges and universities, as well as community colleges, involves those at the department level. According to Tucker (1993), the primary planner in each department is the chair. Who else would take the lead in asking where are we, where do we want to be, and how do we get there? These are questions that effective leaders in all organizations must ask. And from questions of this nature emerge mission statements, department goals, and plans. Although little has been written regarding chairs’ specific role as strategic planners, researchers have supported the important part chairs play in a variety of planning processes. Often referred to as academic planners, chairs are perceived as the leaders in developing and achieving a departmental mission tr' th What eachr are al. 'CUsto & Ft; edUcatl Chairs 28 (Bennett & Figuli, 1990). In a survey of community college chairs in the United States and Canada, 91% ofthe respondents reported that developing long-range plans and integrating unit plans with institutional plans was either important or very important (Creswell et al., 1993). Jennerich (1981), who queried 300 department chairs, found that these individuals ranked planning skills high on their list of skills/competencies necessary for success. Tucker (1992) described the chair’s role in the planning process as follows: Many of the chairperson’s standard functions automatically make him or her the department’s chief planner. This role is an almost imperceptible one, because seldom does any of these standard functions appear to be solely a planning function. The sum of these standard functions, pursued almost on a daily basis, makes the chairperson the chief architect of the department’s future. (p. 35) WW Yet another responsibility of department chairs centers on the curriculum. What classes should be taught, how they should be taught, who might best teach each course, and what courses require modification to better meet student needs are all questions that chairs regularly must consider. Referred to by some as ”custodians of academic standards“ or "caretakers of the curriculum" (Bennett & Figuli, 1990; Tucker, 1992), department chairs must lead the faculty in answering these questions. In a 1992 study conducted by Seagren and Filan that focused on educational beliefs and values, roles, skills, tasks, challenges, and strategies that chairs thought were important, the respondents consistently mentioned Fir the COI dee and Ge; last SIDE; gag 29 curriculum issues. For example, when asked to rate 32 tasks for which chairs are responsible, 93% of the respondents rated updating the curriculum as important to very important. When rating 34 challenges they might face in the next five years, more than 90% of the responding chairs strongly agreed or agreed that managing program quality, maintaining quality faculty, and strengthening and changing the curriculum represented their major challenges. Finally, when asked to select which strategies might be most useful in addressing these challenges, 90% of the respondents strongly agreed or agreed that conducting curriculum reviews to maintain relevance would assist them in dealing with their roles and responsibilities as chairs. It is the chair, then, who must monitor the curriculum of the department and, in the process, ensure that the curriculum reflects the mission of both the department and the institution. Who else is in a position to accomplish such tasks? As Bennett (1990) wrote, "no dean, provost, or president can easily speak to this issue. All are dependent upon chairs" (p. xi). CIassmmBeseach Just as department chairs have indicated a strong belief in their role as "caretakers of the curriculum," they have expressed as strong a commitment to and responsibility for ensuring quality instruction in the classroom. In analyzing the role of the community college chair, Lombardi (1974) observed that chairs ranked curriculum and instruction among the most frequently performed and most important areas of responsibility. Seagren and Filan (1992) found similar f -——-— *— ———— f ——— '— 7 ‘r co I lea 09/ hold. Strate pfObIe Howel I”Prov nfli UGO/bled one the f; 30 results in their study. When asked to what extent they valued each of 17 educational beliefs and value statements, 97% of the respondents strongly agreed or agreed with using a wide variety of teaching methods. In fact, this item received the highest rating in the beliefs and values section of that study. Department chairs are responsible for encouraging quality instruction within their departments (Tucker, 1992). With today’s emphasis on quality, it would be catastrophic for department members to learn that students or the community perceived them as presenting less than quality in the classroom. When addressing this issue, there are a number of strategies that chairs might consider using. Developing mentoring programs, asking the department’s best teachers to take a leadership role in changing attitudes, providing professional development funds forteachers to attend teaching workshops and seminars, and holding department retreats focused on identifying and discussing new teaching strategies are some approaches that may be implemented (Tucker, 1992). The problem of how to improve the quality of instruction is not a simple one. However, it is a major responsibility of each chair to attempt to lead the effort to improve the quality of instruction in his or her department. ConflisLManagement Department chairs have been likened to the Roman god Janus, who was depicted as having to faces, because chairs at times also must wear two faces-- one the face of an administrator and the other the face of a faculty member. It 31 is from this dual role that arises much of the conflict that department chairs experience (Gmelch & Burns, 1991). Chairs must learn to manage conflict in their positions (Gmelch & Burns, 1991). Conflict is an accepted part of the job and perhaps a result of the demands made by diverse groups. Administrators, faculty, and students all contribute to the dilemma. In their study of more than 800 department chairs from 101 research and doctorate-granting institutions, Gmelch and Burns (1991) identified confrontations with colleagues as a leading cause of conflict for the respondents. This conflict-management role was the most stressful one for chairs and had a major influence on their decision whether to seek another term. Tucker (1992) wrote that conflict is a subject that many chairs either do not want to talk about or perceive as happening in other departments. He warned, however, that chairs must accept the fact that conflict does occur in almost every department at some time, and it must be addressed. Tucker commented: The chairperson ought to be concerned about conflict within the department, because once it occurs, it tends to fester and grow. Conflict is divisive; it pits individual faculty members against each other and wastes time and effort that are best used in more creative endeavors. It often develops a dynamic and logic of its own. A conflict can polarize a department, forcing members into competing groups. In extreme cases, destructive and hostile behavior can destroy a department’s effectiveness. Chairpersons who learn to identify and diagnose conflict at an early stage and who help their departments deal with it effectively fulfill one of the most difficult requirements of their role. (p. 397) In another study, Gmelch and Burns (1991) reported that chairs found themselves pressured to perform effectively as both administrators and faculty DOV. mer one found progre resDOr QUallty 32 members. They said, "This paradoxical situation of trying to fill a ’swivel’ position causes department chairs to feel double pressure to be an effective manager and productive faculty member. The cost of this paradox appears to be excessive stress" (p. 5). Finally, in her study of the relationship between training and role strain for community college chairs in Iowa, Wenzel (1987) identified a number of stressors for chairs. She concluded that chairpersons experienced role strain as a result of role ambiguity, work overload, lack of a clearjob description, and participation in collective bargaining. EertQLmancsLStandaLds The quality of a program or programs within a department depends greatly on the quality and performance of the faculty. Performance reviews provide powerful opportunities for chairs to judge and develop quality in their depart- ments (Seagren et al., 1993). Tucker (1992) described performance review as one of the Chair’s most difficult yet most important responsibilities. He wrote, "Probably no other activity has more potential for strengthening or weakening the department over a period of years" (p. 216). In their survey of community college chairs, Seagren and Filan (1992) found that 97% of the respondents strongly agreed or agreed that managing program quality was a major challenge of the chairmanship. Further, 95% of the respondents strongly agreed or agreed that it also was a challenge to maintain quality faculty. Although performance reviews do create anxiety for both the 5% ml. eve fish cfifla the n make Shouk impon. Should feEdbac Suggest 1993). Ir 33 chair and the faculty member, they do provide "the platform for ln-depth communication and the occasion to shape the direction of the department and the priorities of the faculty member" (Seagren et al., 1993, p. 45). There is general agreement that some form of faculty evaluation is necessary for the development of quality instruction, and that it is the department chair who is responsible for the evaluation process (Bennett & Figuli, 1990; Seagren et al., 1993; Tucker, 1992). Much has been written to assist chairs with this task. According to Seagren et al. (1993), the literature on performance evaluation centers on the following questions: What is to be measured? How is it to be measured? Who is to measure it? What are the quality indicators or criteria? The answers to these questions depend on "the nature ofthe institution, the mission of the department, and the interests of the faculty members" (p. 46). Creswell (1985) wrote that decisions or recommendations that chairs make on promotion, tenure, merit pay, sabbatical leaves, and contract renewals should all be based on some form of evaluation. Because these decisions are important to faculty members, all aspects of departmental and faculty activities should be examined. The evaluation process should also provide valuable feedback to faculty members in terms of their overall professional progress and suggested areas of growth, development, and improvement (Seagren et al., 1993). In conjunction with the faculty, the chair needs to develop a process to effectively measure the quality of instruction in the department. Most such 34 processes include some form of self-evaluation, student feedback on teaching effectiveness, and peer review. Tucker (1992) summarized the importance of the Chair’s role in the evaluation process as follows: One of the most important components of faculty evaluation is communication with each faculty member regarding what is expected and what will be evaluated. This communication can be in the form of a contract, a written memorandum of understanding, or an official assignment statement. A verbal understanding not in writing may not be enough. Handled properly, evaluation can improve faculty morale and result in a strong, effective department. Handled improperly evaluation can destroy morale, decrease the chances for the department’s success in meeting objectives, and place the chairperson on the receiving end of a long succession of grievances. (p. 216) IotalflualitiLManagemem Little has been written on the chair’s role in implementing the concepts of Total Quality Management (TQM). Because this is a relatively new concept in higher education, the lack of literature on this topic is not unexpected. However, as the concepts of TQM are adopted in institutions of higher education, and the move has begun, department chairs will assume important roles in implementing those concepts. If it is true, as Bennett (1990) stated, that "it is at the departmental level that the real business of the institution--teaching, research, and service--is conducted" (p. xi), it is probably safe to assume that chairs will be actively involved in TQM. When looking atthe key themes of TQM, a relationship can be established between the present roles of chairs and the goals of this new initiative. Chairs .4 ‘5‘ T). de th. the de' Knig Dost 35 are responsible for the quality of the curriculum and instruction, as well as for meeting the many needs of students. With their responsibility for performance reviews, chairs continually are addressing the issue of improvement. Strategic planning demands vision and a strong commitment to teamwork within the department. Empowerment must be present if faculty are to be trusted to do their best and take pride in their performance. Finally, it is the chair who accepts the task of assisting and encouraging staff members to fulfill their professional development and training needs. I | GI . G I II . B I Tucker (1992), Seagren et al. (1993), Bennett and Figuli (1990), and Knight and Holen (1985) all characterized department chairs as rising to the position in a similar way. The majority of chairs were faculty members who were either elected by their peers or selected by their dean. Few chairs had any administrative or leadership experience before the appointment; however, most have a strong desire to succeed. Finding themselves in a position representing both faculty and administrative interests, chairs initially spend a significant amount of time attempting to define their role. Knight and Holen referred to the responsibilities of the chairperson as complex. This is probably a fair description of the job when the many roles, duties, and responsibilities described in the literature are considered (Lombardi, 1974; Seagren & Filan, 1992; Tucker, 1992). Seagren et al. (1986) described the complexity of the chairmanship and the difficulty of the transition from faculty member to administrator. Because l‘ _ _.u. "hang" 7 (1) IE Tt DE lee 80. Ha. dor (19 (19; con} Shot ”Btu Engb leads. COIIeg! 36 most chairs assume the position with little, if any, formal leadership or administrative training, how do they learn to be effective in their role? Traditionally, chairs learn their role by performing in that position (Seagren et al., 1993). Chairs do the management tasks that administrators demand and take care of the concerns and needs of their faculty colleagues. In many respects, they toll in relative obscurity and isolation (Bennett & Figuli, 1990). However, much more is expected of department chairs today than in the past. The chair of today is expected to be the leader of the department. Institution personnel are beginning to realize that success is difficult without strong leadership at the departmental level. According to Bennett and Figuli (1990), some institutions have begun to help chairs by providing access to leadership training in the form of workshops, conferences, and seminars. But more must be done to help chairs develop the skills they need to succeed as leaders. Tucker (1992), Bennett and Figuli (1990), Seagren et al. (1993), and Knight and Holen (1985) cited the general lack of leadership training for department chairs. A number of writers have addressed the issue of training for university and community college department chairs. Engbretson (1986) concluded that deans should communicate to their division chairs that definitive role expectations, training, and orientation programs should be arranged for all new chairs. Further, Engbretson recommended that mutually planned, ongoing, and evaluated leadership development programs should be initiated at all Wyoming community colleges. He concluded that similar studies were needed on a wider scale to 0i Cl' ION skill OCq COm‘ Centr SIUC'I'e TGIalln 37 determine other factors related to the need for increased leadership training for department chairs. The findings from McCarthy’s (1986) study of staff development needs for community college chairs in Massachusetts confirmed those of Tucker, Bennett, Hammons, and others—that chairpersons generally are drawn from faculty ranks and have little or no administrative experience when they assume the position. McCarthy identified chairs as holding a "key" leadership role affecting the success and growth of the department and the institution, yet she found that few opportunities for training were available to them. She concluded that department chairs need and deserve both preservice and inservice staff development in specific areas. Cemmunitxfielleeefihaitsl The focus of this study was the issue of leadership and leadership training for community college chairs. Can individuals in leadership positions acquire the skills they need to be perceived as effective in their role? How might this process occur? Might the education and training method be effective for training community college chairs and others in leadership roles? These questions were central to the present study. The topic of leadership and the acquisition of leadership skills has been studied extensively. Bennis and Nanus (1985) reviewed a number of theories relating to the way such skills are acquired. According to the authors, leadership " ‘ Lfltfi ' 3C tae Ler to ; leac defi: at it H3eri has it theoq “99: I0 IranS DOV/er: leadersl 38 skills once were thought to be a matter of birth. That is, people thought that effective leaders were born, not made. This notion often was referred to as the "Great Man" theory. "Those of the right breed could lead; all others must be led. Either you had it or you didn’t. No amount of learning or yearning could change your fate" (Bennis & Nanus, 1985, p. 5). Other theories of leadership were developed when theorists generally acknowledged that the Great Man theory failed to define leadership. Many believed that leaders evolved out of great events. For example, George Washington was available when the colonies sought their independence, and Lenin was present at the time of revolution. But this "Big Bang" theory, too, failed to provide a true definition of leadership (Bennis & Nanus, 1985). So, "like love, leadership continued to be something everyone knew existed but nobody could define. Many other theories of leadership have come and gone. Some looked at the leader. Some looked at the situation. None has stood the test of time" (Bennis & Nanus, 1985, pp. 5-6). Bennis and Nanus (1985) described the present-day leader as one who has the power and skill to transform his or her organization. They modeled their theory on the lacocca phenomenon; according to theirtheory, "power is the basic energy needed to initiate and sustain action or, to put it another way, the capacity to translate intention into reality and sustain it. Leadership is the wise use of this power: Transforrnative leadership" (p. 17). They further described their view of leadership as follows: lher sug accz lead. Other SUQQI educa 00mm Ieaders intherr ShOuld j de'v’elop, when as beha"tier, 39 Effective leadership can move organizations from current to future states, create visions of potential opportunities, instill within employees commitment to change and instill new cultures and strategies in organizations that mobilize and focus energy and resources. These leaders are not born. They emerge when organizations face new problems and complexities that cannot be solved by unguided evolution. They assume responsibilities for reshaping organizational practices to adapt to environmental changes. They direct organizational changes that build confidence and empower their employees to seek new ways of doing things. They overcome resistance to change by creating visions of the future that evoke confidence in and mastery of new organizational practices. (pp. 17-18) How, then, are leadership skills acquired? There is evidence in the literature that leaders learn about leading in several major ways. Yukl (1989) suggested that leaders learn through (a) experiences, allowing individuals to accumulate a knowledge base and precedent; (b) trial and error, enabling leaders to learn appropriate responses based on previous experiences; (c) others who have preceded them in similar roles and are willing to provide ideas, suggestions, and information; (d) the use of mentors or role models; and (e) education and training, especially in skills associated with people, better ways of communicating, and strategic thinking. Hammons (1984) suggested that if it is desirable to have chairs who are leaders, great care must be exercised in the selection process. Once chairs are in the role, a better job must be done of orienting them to that role; also, they should be provided with continuous opportunities for training and professional development. Bennett (1983) wrote that chairs experience a major transition when assuming the role, and this necessitates significant changes in their behavior. He warned that chairs’ leadership styles will play a significant part in ant fin; Ina fort fiafifi rmes educ Ofpal resea Skills_ desigr Chairs that Iast Ieaders. leaderst 40 their success or failure. It is crucial, therefore, that chairs develop leadership abilities, but, unfortunately, most of them learn through trial and error. A number of writers have presented strong cases supporting department chairs’ need for leadership skills. Seagren et al. (1993), Tucker (1992), Bennett and Figuli (1990), Bennett (1983), and Hammons (1984) all portrayed chairs in important leadership roles that require a wide range of specific leadership skills. In addition, these authors stressed the need for leadership training opportunities for department chairs. EIII'I"E Eflil'7 The remainder of this literature review is a discussion of education and training programs available for community college chairs or others in leadership roles. Do leadership development programs exist both in and outside of education? If such programs exist, has leadership behavior changed as a result of participation in those programs? A search of the literature revealed limited research on the actual effectiveness of programs designed to develop leadership skills. No studies were found that focused on the effectiveness of programs designed to improve the leadership skills of community college department chafls. Gardner (1989) wrote that leadership development is a learning process that lasts a lifetime. The workplace remains the most effective arena for personal leadership growth, despite a growing movement toward and dependence on leadership development programs and centers for advanced training. pr pe. obj. prof Cour: comp the fut prOIESS and mill loll 0WI 09 Who fem- C0 mPIEIjn‘ Get Sill/ls 41 Geiger(1990) studied the effectiveness ofthe Administrators’ Leadership Training Academy, which was designed to provide knowledge and skills in management, instructional leadership, and community resources for more than 800 employees of the District of Columbia Public Schools. The training was conducted in six cycles from 1981 to 1984. Participants indicated that the program significantly improved their knowledge, skills, attitudes, and work performance. Geiger concluded that the program achieved its goals and objectives, as well as having a positive influence on the personal and professional growth of the participants. Liebman (1990) studied the effects of a "visionary leadership" training course on nine college student leaders at the University of Maryland. Upon completing the course, all of the participants expressed positive feelings about the future and their ability to influence it. Playko and Daresh (1990) reviewed a study examining the personal and professional transition of four classroom teachers who participated in experiential and reflective leadership programs sponsored by the Danforth Foundation. All four teachers reported that they had a more positive view of administration following the program and referred to themselves as leaders. Those participants who remained as teachers assumed more leadership roles in their schools after completing the program. Gehrke (1991) investigated methods of improving teachers’ leadership skills. She stated that teachers often learn new roles just by doing the tasks 42 demanded of the role. She used as examples such roles as department chair, team and grade leader, and committee chair. Gehrke suggested that a more systematic approach be followed to help teachers develop the necessary skills to be effective as leaders. She recommended that a more concerted effort be made to develop and evaluate programs designed to improve teachers’ leadership skills. Schmuck (1993) reported on a two-year experimental administrator- preparation program that was implemented with 24 participants in Oregon beginning in 1988. The first summer, the institute focused on the development of administrative skills and concepts of instructional leadership for secondary school principals. The following summer, the focus was on developing management skillsthrough participation in four school-management courses, the National Association of Secondary School Principals Assessment Program, a mentoring experience, and five seminars for mentoring pairs. In four evaluation substudies, it was found that (a) most participants were able to articulate a leadership philosophy and showed evidence of applying skills learned during their mentorship; (b) participants expressed more favorable attitudes toward the training program and a deeper understanding of leadership than did nonparticipants; and (0) experimental participants were more successful in obtaining administrative positions than were their traditional counterparts. Thirteen of the participants who completed the program became administrators during the school year immediately following their field-based 43 mentorships. When Schmuck (1993) asked those participants whether they believed the program had helped them learn the skills they needed to be more effective administrators, they responded affirmatively. In particular, they mentioned the skills of problem solving, including strategic planning and conflict management, communication skills, and team building. The group also referred to the contribution the program had made to their ability to facilitate and organize meetings. This included a perception of using more group or consensus techniques in formulating meeting agendas and procedures. Finally, all 13 participants believed that the program had prepared them well for their leadership roles as principals. Vomberg (1992) studied the components and outcomes of the Meadows Principal Improvement Program, which was designed to improve the leadership skills of secondary school principals in Texas. He found that the program had a major influence on "involving new principals in instructional improvement, coordinating the instructional program, and in providing an orderly school environment" (p. 17). Also, participants evidenced a high degree of peer cohesion and group dynamics, along with an increase in instructional and curriculum leadership and planning. Vomberg concluded that: effective inservice programs are necessary to maintain principals’ development as instructional leaders. These should focus on a variety of instructional issues and leadership processes which serve to motivate and focus the professional principal on instructional improvement. Inservice principals perceived that such activities are helpful. (p. 19) 44 ChapteLSummary The literature contains a wealth of information on department chairs. Some research has been undertaken on college and university department chairs, but little has been directed at their community college counterparts. Much of what has been written is anecdotal in nature. There appears, however, to be consensus in the literature that department chairs occupy positions of leadership that are strategic to the well-being of colleges and universities. Many writers have presented strong cases for the need to provide chairs with opportunities for learning to lead, replacing the traditional approach of learning on the job. In reviewing the literature in terms of department chairs and leadership, this researcher noted that there is some interest, on a national level, not only in developing programs to increase chairs’ leadership skills, but also in evaluating the success of such programs. A review of this nature may enhance both the programs and the leaders who emerge from them. As a result of the review of literature on the position of department chair and leadership, the researcher developed a methodology to determine whether leadership behaviors can be modified as a result of participating in training such as that offered by the Institute of Academic Leadership Development. This research methodology is presented in Chapter III. CHAPTER III METHODOLOGY Intraduatinn The methodology used in conducting this study is explained in this chapter. The population is described, as is the selection of participants for the study. The instrument developed to gather data for the study and the interview process are discussed. The data-collection and data-analysis procedures also are described. Reseanchetlndclogv The research methodology forthis study involved participant observation and interviewing. This investigative methodology is acceptable in field or ethnographic research, the purpose of which is to develop theory based on the reality of an event. The researcher’s problem is to accurately describe and explain the reality of the event or unit being studied (Cusick, 1983). Because this researcher’s primary purpose was to determine whether community college chairs perceived any changes in their leadership behaviors as a result of participating in a leadership training program, the methodology described above was appropriate for the study. 45 46 The researcher decided to use the participant observation/interview method to gather the data for this study because he was a participant in the event and had access to the population. In addition, the logistics and costs of the data gathering appeared to be reasonable. According to Cusick (1983): Participant observation is an appropriate way to undertake studies of social subsystems or their components because the subsystem is itself a participative venture created and sustained by the members as they pursue their endeavors. According to the logic of the method, the researcher must not only witness and describe the events under study, but by conducting himself properly come to participate in the creation and sustenance of those events. Ideally he will share the perspective of the participants, and come to understand the events just as they do. The results will be much more than a third-person account of the events; it will be a description and an interpretation of the events from the point of view of those who create and sustain them. (p. 132) The majority of data for the study were collected through interviews with the participants. Additional data were acquired through an instrument designed for the study and a short informational questionnaire developed to supply data related to behavioral change, or lack thereof, on the part of the participants. IbeEqulaticn The population for this study included 40 community college department chairs who had been selected to participate in the first Institute for Academic Leadership Development sponsored by the National Community College Chair Academy. The year—long Institute began in July 1992 and concluded in July 1993. The participants were selected by Gary Filan, Executive Director of the National Community College Chair Academy. Of the 40 chairs who were selected, 36 were employed by community colleges in the United States. Of the 47 remaining four chairs, three were from Canada and one was from Guam. A number of participants were from the same institution. Eight other instructional leaders also were selected to participate in the initial Institute, but they were not a part of this study. Among them were one vice-president of academic affairs, five deans, one associate dean, and one assistant dean. According to Filan, selection of participants was based on their colleges’ understanding of the purpose ofthe Institute and commitment to host an Institute beginning in summer 1994. At the conclusion of the Leadership Institute in July 1993, the population of 40 chairs had dwindled to 30. Some of those who did not complete the program had previous commitments for the summer of 1993, others chose to withdraw from the program, and a few were unable to receive funding to finish the program. Of the 30 participants who completed the year-long Institute, 11 were males and 19 were females. Removing the researcher from the population left 29 chairs who finished the training program and were eligible to be selected as participants for the study. Of those individuals, 8 had been chairs for less than 1 year, 19 had been chairs for fewer than 5 years, and 11 had held the position from 5 to 20 years. 5 l I' [E I' . I The 15 participants for this study were chosen by a panel of experts consisting of the three Institute staff members who were the primary developers 48 of the year-long training program, as well as the two Institute facilitators. They were: Gary Filan Executive Director ofthe National Community College Chair Academy Alan Seagren Professor of Educational Administration, University of Nebraska-Lincoln Dan Wheeler Coordinator of Professional and Organizational Development, University of Nebraska-Lincoln Ruth Guzley Institute Facilitator Mike McHargue Institute Facilitator During the one-year practicum that followed the initial week of formal training, the above-mentioned panel members served as Institute mentors for all participants. Participants were divided into five groups, each of which was assigned to one of the panel members. The mentors received each participant’s Individual Professional Development Plan (IPDP), weekly journal entries, and final report, as described in Chapter I. They were responsible for providing feedback and suggestions on a regular basis to each participant in their group. The feedback and suggestions were supposed to be connected to the progress participants were making on achieving their lPDPs. These five Institute staff members were also available to alleviate any confusion that participants were experiencing with the practicum. Finally, all were present during both weeks of formal training in Prescott, Arizona. During those two weeks of formal training, some were presenters whereas others acted in an advisory capacity. 49 The researcher asked each member of the panel of experts to select three chairs from his or her group to participate in this study. Selection was to be based on the following criteria: 1. Quality of participant’s work. 2. Timeliness of participant’s work. 3. Participant’s completion ofall components of the training program. 4. Evidence of participant’s commitment to the mission of the training program. 5. Observation of participant during the two weeks of formal training in Prescott, Arizona. Instrumentation The researcher’s purpose in this study was to determine whether community college chairs perceived any change in their leadership behaviors as a result of training. To help participants reflect on whether their leadership behavior had changed as a result of the Institute, the researcher developed an advance organizer instrument. This instrument, referred to as the Leadership Self-Rating Scale (Appendix A), also was used to provide structure and guidance during the interview process. The Leadership Self-Rating Scale was divided into three sections. The first section concerned participants’ understanding of the eight units covered during the first week of formal training in Prescott, Arizona. Those eight units were: 50 The Complex Role of the Chair Leadership Styles Strategic Planning Curriculum Development Classroom Research Conflict Management Performance Standards Total Quality Management @NP’P‘PP’N.‘ Participants were asked the following question: Reflecting on the eight topical units covered during the first week of formal leadership training in Prescott in July of 1992, how would you rate your understanding of each unit before the Institute as compared to your understanding of each unit alter the Institute? Ratings were based on the following scale: 5 Understand Well --I could teach others this topic. 4 Understand Adequately --I am pretty clear on this topic. 3 Understand Somewhat -I understand enough about this topic to get by. 2 Understand a Little -I have a very limited grasp of the topic. 1 Understand Nothing --I have no grasp of this topic. In the second section of the instrument, participants were asked how differently they perceived they were implementing six of the eight units presented during the first week of formal training in Prescott, Arizona. Only six units were used in this section because two of the units, The Complex Role of the Chair and Leadership Styles, did not lend themselves to implementation. The six units used in the implementation section of the Self-Rating Scale were: 51 Strategic Planning Initiatives Curriculum Development Initiatives Classroom Research Measures Conflict Management Methods Performance Standards for Instruction Total Quality Management Principles @9995)? Participants were asked the following question: The following six units covered in Prescott during the first week of training (July 1992) all lend themselves to direct implementation. Reflecting on these units, how differently are you implementing these leadership skills today compared to before the Institute? Ratings were based on the following scale: Dramatically Different Considerably Different Somewhat Different Very Little Difference No Difference N/A Not Implementing ANw-FU'I In the third section of the Self-Rating Scale, participants were given an opportunity to explain other events and/or experiences, besides the Institute, that they thought may have influenced their level of understanding or degree of implementation of the units covered in the Institute. The question read as follows: There may be events or experiences other than the Institute that have played a role or been a factor in your understanding and implementing the above eight topics. Therefore, in order to further clarify your responses, would you please indicate below any factors that you think have had an effect on either your level of understanding or degree of implementation. Before the Leadership Self-Rating Scale was sent to the participants, it was pilot tested and retested with three randomly selected participants who agreed to help in testing and retesting the instrument. The scales were sent to 52 the three participants, who completed both the understanding and implementa- tion sections and returned them to the researcher within one week. Two weeks later, identical instruments were sent to the participants; again they completed the instruments and returned them within one week. When comparing the results from both test administrations, the researcher noted that in no case did a participant change a rating in either section by more than one number from the first to the second iteration. Results of this pilot test were accepted as a measure of the test-retest reliability of the instrument and indicated its readiness for use in the study. W The plan for conducting this study was submitted to the Michigan State University Committee on Research Involving Human Subjects (UCRIHS) fortheir review. The study was deemed to conform to proper legal and ethical standards and was approved by the committee (see Appendix B). In July 1994, the researcher sent a letter to the 15 chairs whom the panel of experts had selected, asking them to participate in this study (see Appendix C). They were informed that participating in the study would involve completing a short informational questionnaire (Appendix D); sending the researcher their Institute journals, lPDPs, and final reports; and completing the Leadership Self- Rating Scale. In addition, potential participants were asked to sign the enclosed consent form (Appendix E) and to agree to a later interview with the researcher. They were assured that the information they provided would remain strictly 53 confidential and that neither their name nor the location of their institution would be used in the study. Fourteen of the 15 participants completed and returned the Self-Rating Scale along with the other requested materials. One of those participants was dropped from the study because of failure to complete a journal and a final report. Thus, the study group included 13 participants. IheJmeLviews In November 1994, the researcher sent a letter to the participants, thanking them for returning the requested materials and explaining the interview process that would follow (Appendix F). The researcher enclosed a copy of respondents’ completed Leadership Self-Rating Scales with the letter to assist them in preparing their responses to the interview questions. Participants were told that, based on their responses to the Self-Rating Scale and their general perceptions of the training program and the effect it had on their leadership behavior, they would be asked to respond to the following questions: Understanding 1. What is it you understand better in each of the units? 2. To what do you attribute this increased understanding? Implementing 3. What is it that you are doing differently in these six areas? 4. To what do you attribute this change of behavior? 54 General Questions 5. Do you perceive yourself to be a more effective leader as a result of the training? Why or why not? 6. What component or components of the program do you perceive was most influential in contributing to your behavior change? A few weeks after sending participants the above-mentioned letter, the researcher called each one to schedule a telephone interview. Participants were informed that the interview would last no more than an hour and would be recorded and transcribed. The same format was followed for each of the 13 interviews. As noted, each participant had a copy of his or her responses to the Leadership Self-Rating Scale. Using these responses as a guide, the researcher asked the respondents to explain what they understood better in each of the categories if, in fact, they had indicated an increase in their level of understanding. Interviewees were then asked to what they attributed this change in their level of understanding. In cases in which participants reported no increase in level of understanding, they were asked to explain why they indicated that their level of understanding in that particular unit had not increased. The researcher used the same method for questioning in the six implementation categories. When respondents indicated that they were implementing their leadership skills differently, the researcher asked them to describe what they were doing differently. As was the case in the understanding section, interviewees were asked to what they attributed this change of behavior. 55 In instances in which they reported no difference in their degree of implementation, the participants were asked why they had not changed. Each interview was concluded by asking respondents to answer the two general research questions cited above. All participants were encouraged to use as much detail as necessary to answer the questions adequately. During the interviews, the writer occasionally asked participants to say more about a particular topic--for example, "Can you tell me a little more about some of the methods you have implemented in your department to address conflict management?" He was careful not to ask leading questions of the participants. Most of the interviews lasted from 40 to 50 minutes; no interview lasted more than an hour. Analysispttbeuata The researcher read the participants’ IPDPs, journals, and final reports. Responses to the Leadership Self-Rating Scale were analyzed, and graphs were designed in both the understanding and implementation sections. The graphs were used to compare the differences in levels of understanding from before to after the Institute and to indicate how differently respondents perceived that they were implementing leadership skills today as compared to before the training. Individual responses from the Self-Rating Scales were further used to develop lead-ins to the questioning during the interviews. Responses to the short informational questionnaire also were compiled. 56 After completing the interviews, the researcher transcribed all of thetapes and read the responses. He reviewed the interview transcripts to identify common responses and trends; these were highlighted for identification purposes. Of special interest were responses that indicated changes in leadership behaviors that, according to the respondents, were a result of their participation in the Institute. The researcher also noted responses that seemed to be related to the literature reviewed in Chapter II. Results of the data analysis are reported in Chapter IV. CHAPTER IV RESULTS OF THE DATA ANALYSIS 101mm The researcher’s purpose in this study was to determine whether selected community college department chairs perceived any changes in their leadership behavior as a result of participating in a leadership training program. The following three research questions were posed: 1. What specific behaviors did chairs perceive to have been modified as a result of their participation in the leadership training program? 2. In what ways did chairs perceive themselves to be more effective leaders as a result of training? 3. What individual components of the program did chairs perceive to be most influential in contributing to their behavioral change? The results of the study are organized around each of the three research quesfions. BeseambfiuesflonJ What specific behaviors did chairs perceive to have been modified as a result of their participation in the leadership training program? 57 58 At the outset, it should be noted that the leadership behaviors that were investigated in this study were limited to behaviors related to the following eight topical units of the leadership training program, as defined in Chapter I: The Complex Role of the Chair Leadership Styles Strategic Planning Curriculum Development Classroom Research Conflict Management Performance Standards Total Quality Management 9°?‘9’S1‘5‘9’Nr‘ As noted in Chapter III, the researcher developed an advance organizer instrument for use in this study. The purpose of the instrument, the Leadership Self- Rating Scale, was twofold. First, the researcher used the chairs’ responses to the scale to help structure and guide the interviews. Second, the results were used to indicate where change in participants” levels of understanding and degrees of implementation of each of the eight topical units had or had not occurred. Graphs are included as part of the summary of each of the units, to depict the reported changes. The Leadership Self-Rating Scale was divided into categories of understanding and implementation. In the understanding category, participants rated their level of understanding of each topical unit, both before and after the Institute, using the following five-point scale: 5 = Understand Well 4 = Understand Adequately 3 = Understand Somewhat 2 = Understand a Little 1 = Understand Nothing 59 The data presented in the graphs indicate how participants perceived their level of understanding of each of the eight units, before and after the Institute. In the implementation category, participants rated how differently they perceived they were implementing leadership skills in six of the eight units at that time, as compared to before the Institute. The six units were: Strategic Planning Initiatives, Curriculum Development Initiatives. Classroom Research Measures, Conflict Management Methods, Performance Standards for Instruction, and Total Quality Management Principles. The researcher determined that the other two units of study (The Complex Role of the Chair and Leadership Styles) did not lend themselves to implementation, and therefore he did not include them in this section of the Rating Scale. Participants rated the six units using the following five-point scale: 5 = Dramatically Different 4 = Considerably Different 3 = Somewhat Different 2 = Very Little Difference 1 = No difference Again, the data in the graphs indicate the degree to which participants perceived they were implementing the six leadership skills at that time as compared to before the Institute. BesultsottbeJntemiews Results of the interviews regarding understanding of each of the eight behavioral categories are reported in the following order: 60 - Summary of change in understanding - Trends in understanding - Factors contributing to changes in understanding - Other factors related to changes in understanding For six of the eight behavioral categories, the following information regarding implementation is reported: - Summary of change in implementation - Trends in implementation - Factors contributing to changes in implementation - Other factors related to changes in implementation The following pages contain an analysis of the respondents’ self-reported changes in their level of understanding and degree of implementation of the units of study. Each section begins with a graph showing the changes that occurred. WW .nn-J - lql!‘ 'I I0‘ «.10:- I‘ out a o - o I‘ l- . The changes respondents’ reported in their level of understanding in the behavioral category of the complex role of the chair are shown in Figure 1. As shown in the graph, a majority of participants (eight) indicated that they understood the complex role of the chair at least somewhat before the Institute. However, all participants reported that upon completion of the Institute, they understood the unit adequately to well. The large increase in understanding for some individuals may have been due, in part, to the fact that they were in their first year as a department chair. In contrast, those participants who indicated a greater level of understanding before the Institute were all experienced chairs. 61 Legend V§ Beforelnstnute \\\\ After Institute U1 /////////% A ////////////////////¢ (A) M Level of Understanding 1 Number of Particrpants U1 _ _s _g _ Key: 5 = Understand Well 4 = Understand Adequately 3 = Understand Somewhat 2 = Understand a Little 1 = Understand Nothing Figure 1. Change in understanding of the complex role of the chair. ILendLmndeLstandngbeJompleLmlLQUherair Many of the participants reported that the role of the chair is partially self-imposed but is also imposed by others within the institution. This resulted in different groups having entirely different expectations of the chair. Faculty have one set of expectations, whereas administrators often have another. Students have yet another concept of what the role of the chair should be, and support staff may have still another. Thus, many chairs felt caught in the middle. 62 Writing ajob description and communicating it to others helped with the push- pull situations in which many chairs found themselves at times. Development of a job description opened lines of communication with faculty and others with whom the chairs interacted regularly. It appeared that understanding the complexities inherent in the role helped build confidence in the participants’ abilities to perform their leadership responsibilities. Many realized that all chairs faced the complexities of the job and that it was not a failing on their part to view the role as complex. Another theme or trend that was evident in the participants’ responses was a realization that there are some commonalities in the role of chair from institution to institution. However, there are also some major differences. Therefore, it is important for chairs to understand the environment in which they are working and leading because it may place restrictions on leadership methods they can use. An analysis of participants’ responses yielded additional findings. Many chairs understood the need to maintain an institutional focus while dealing on a daily basis with individuals motivated primarily by a self-centered focus. One participant expressed her thoughts on self-centered faculty and institutional focus by stating: I guess probably I understand that a lot of the faculty are very self-centered and they are not very interested in the division as a whole as they are in protecting or advancing their own turf. I almost feel that there should be a state for chairs to be in which is not administration and not faculty. They don’t have a lot of alliance with either side and they are just kind of sitting on the fence. I have always felt strongly that whatever your role is, you should be looking at the good of the institution as number one, and then to the division, and then down to your own personal area. I found that most of the people in the division are working in the opposite direction. 63 A final trend that emerged reflected the participants’ recognition of the need to balance the leadership and management roles. A sense of confidence was evident as participants realized the differences between the two roles and the importance each played in the context of performing successfully as a chair. Participants also developed a clearer understanding of the importance of serving as a liaison between administrators, faculty, and students, as well as community groups such as advisory committees. «on 0| ' . II o I-.Io.‘ 'I .II' qlil! o I‘ OH. -. o ‘ o l‘ chair. Length of tenure as a chair and the networking that occurred as part of the training were the two factors that participants mentioned most often when asked to describe the most significant reasons for the change in understanding they had experienced. Much of the networking took place at the Institute. Many respondents described the Institute as the catalyst that started them thinking more about the role of the chair. They described the activities of the program as ”sparking" their interest in the topic. Or {on ‘1‘. o Iql!‘ 'I I!‘ qul! I‘ IIII‘. 0‘0 I‘ chair. Participants identified no other factors related to changes in understanding the complex role of the chair. Leadershipfitvles Summammanguuummndmwmrsbmm The changes participants reported in their levels of understanding in the behavioral category of leadership styles are shown in Figure 2. As shown in the graph, a majority of 64 participants (nine) reported understanding leadership styles at least somewhat before the Institute. Almost all of the chairs (12) reported understanding the unit adequately to well following the Institute. Those participants who reported having little to no understanding of leadership styles before the Institute had less than one year of experience as department chairs. Legend \‘ Before Institute After Institute U1 //////////2 A // ////////. ///////// // // LA.) // //////////// r\J Level of Understanding \ \ § § \ // _b t C) mWWW/fl ”WW -—‘ ._L .—i Number of Participants Key: 5 = Understand Well 4 = Understand Adequately 3 = Understand Somewhat 2 = Understand a Little 1 = Understand Nothing Figure 2. Change in understanding of leadership styles. 65 Wigs. A number of trends emerged as a result of the data analysis. Participants reported gaining confidence in their leadership styles, along with an increased understanding of the differences in behaviors and how those differences affected communications within their departments and the college in general. Other themes that emerged in their responses demonstrated respondents’ recognition of the need to be tolerant of others and to develop patience when leading, as well as the importance of continuously attempting to improve communications. In terms of confidence, many chairs reported discovering that their leadership behavior or style was all right. Many reported that it was important for them to realize that there was no one best leadership style. Rather, they learned that different environments and/or situations required different leadership behaviors. One chair commented that the unit: . . . helped me to see that my particular leadership style is okay, and that servant leadership, which I apparently discovered that I’m a believer in, isjust as valid as other forms of leadership. So, the DiSC1 was the vehicle that made me see that there are all different types of leadership styles and there isn’t one that is right. Different situations may require different styles. Another participant reported increased self-confidence in her leadership behavior by stating: I guess most of all I understood my leadership style and I probably have always had the same style. No matter how I try to change and do something differently, I always come back to the same style. I think I understood myself better, and I knew exactly where l was coming from. The increase in self-confidence and understanding of behavioral differences enabled chairs to interact more effectively with those they supervised and to whom 66 they reported. Many participants indicated that they were no longer surprised when faculty and staff acted differently than they, themselves, did. They tolerated these behavioral differences more easily and thus saw themselves as developing better communication skills as a result. Some respondents also remarked that as a result of an increased understanding of leadership styles, they displayed greater patience. One chair said, “I’m more accepting of behaviors that may have annoyed me before. I can accept now that this is a person and because they are that way, I don’t expect to change their behavior." A number of the participants made a similar discovery. They spoke of their realization of the need to adapt to varying behavioral styles in order to lead effectively rather than attempting to change those around them. It follows that this required great patience on their part. Finally, as a result of their training in this area, participants recognized that leadership behavior is often situational. In general, they developed an appreciation of the need to adjust their leadership behaviors to the situation in which they found themselves. As an example, the degree of security of one’s position may affect how one might attempt to lead. Those whose colleagues elected them to the position of chair may lead differently from those whom a dean appointed to the position. The one participant who indicated he had not changed as a result of this unit stated that he had not yet developed the confidence to lead. .010 0| 't'I.Io. I lql!‘ 'I ,l.‘ quI!‘ ‘90.: II . For most of the participants, the Institute provided the impetus or motivation to learn 67 more about differences in behavioral styles. Some reported spending significant amounts of time reflecting on the different behaviors of their colleagues and how they might apply what they had learned to communicate better. Other chairs reported attending conferences or doing additional reading in the area of behavioral differences. A few mentioned that experience had also helped them learn how to communicate more effectively and to work with different behavioral styles. .I‘ «on ‘-.‘o I lql!‘ 'I IO‘ .IoIIo ‘J‘LII .Four participants indicated having previous experience with this and other behavioral-style instruments. For this reason, they reported less change in understanding as compared to the other chairs who participated in the study. SI l . El . Summamtcbangemunderstandingbfstrategicplanning. The changes that participants reported in their levels of understanding in the behavioral category of strategic planning are shown in Figure 3. The majority of participants (eight) reported that they understood strategic planning only "a little" before attending the Institute, but almost all (11) understood it adequately to well after the training experience. This was one of the units in which the participants reported the highest level of understanding after the Institute. WW9. Many participants indicated that they had broadened their definition of planning to include not only an examination of conditions within their institutions, but also a study of conditions in the external environment. Correspondingly, they had incorporated into their planning 68 Legend \‘ Before Institute After Institute |'\) u) A Level of Understanding _. 3 Number of PartICIpants Key: 5 = Understand Well 4 = Understand Adequately 3 = Understand Somewhat 2 = Understand a Little 1 = Understand Nothing Figure 3. Change in understanding of strategic planning. processes an evaluation of their strengths and weaknesses within the context of both the internal and external environments. They also stated that they better understood the differences between daily operational planning and strategic planning. One participant summed it up by stating, "I have been able to separate what is called strategic from tactical and daily operational stuff." 69 Interviewees articulated most often the importance of ”buy-in” by the faculty and others connected to the department. The participants viewed this "buy-in“ as a necessity if the plan was to have any chance of successful implementation. They also expressed a general understanding that such "buy-in“ occurred when chairs involved faculty and staff in developing the plan. One participant said, "The training taught me to get a lot more grass-roots faculty involved with the plan and to keep them involved afterthe plan has been in place." Another stated, “Definitely the more people involved, the better it is . . . but definitely representatives from groups of people. It does need to involve as many pe0ple as possible." Many of the other chairs made similar comments. They frequently used the term "team-building" in describing those things that they understood better about the process of strategic planning. Another important finding or trend that was evident in the participants’ responses was the critical need for vision and development of a mission statement for the department. Almost every interviewee emphasized the importance of developing a mission statement that could both guide the planning process and communicate the department’s purpose and direction to others. A majority of the chairs referred to the need within their own departments or divisions either to produce a mission statement or to revise the one they had. One participant responded: I have a better idea of the process; establishing and developing a mission statement and from that a goal and an action plan. I understand about looking at where we are going and what things we want to try to accomplish 70 to get there and how we go about doing this. That represents a level of more precise understanding than I had prior to the Institute. Another chair described the importance of a mission statement with the comment: "What we do is this: We start with a mission statement. We are totally revising our mission statement because we’ve got to know where we are going.” Other participants responded in a similar manner. .919 9I '9.I0. 9 I._I9‘ I.I9‘ «IO'IQO .‘9' 9III'9.MOSt ofthe participants attributed their change in understanding either directly or indirectly to the Institute. For some, the Institute provided the tools to undertake strategic planning. One chair commented that the Institute provided the tools to do what the institutional environment required. For others, the Institute became a stimulus to learn more about strategic planning. They viewed the training as a catalyst that sparked their interest in increasing their knowledge of the topic. And they did this through a variety of means. They attended other conferences, read additional material on the subject, networked with others involved In such planning, and learned from others’ experiences in developing strategic plans. For these participants, the Institute motivated them to learn more. .I‘ -_9I9 ‘9'9 9 I-.I9‘ 'I .IO‘ -.I9'I9_ 9 .‘9' 9..II'I9.. Respondents identified no other factors related to changes in understanding of strategic planning. 71 Summamombangmmplemematimgfstrategnplannmg. The degree to which participants reported they were using their leadership skills in relation to strategic planning differently today as compared to before participating in the Institute is shown in Figure 4. Almost all of the participants (11) reported that they were implementing strategic planning at least somewhat differently, and almost half indicated that they were implementing strategic planning principles considerably to dramatically differently. This was one of the units in which participants perceived they had experienced substantial change in terms of implementation. 8 f— 7 F— 6 — m o—O C «a _ 95 .2 Q—J L «3 a r— ‘5 4 L.