3%. Ma? Pa. . 1 JV). Snuvflfi u 3, ii. (A 1 1.1 pflufiquhr .Ou. 0. . V '1 ‘mmr. a mutual-"- .cJ THESIS '15??? ' RARIES ”can." \\\\\\\l ll llllllllll ill \ This is to certify that the thesis entitled Development, Evaluation and Application Casein-Based Edible Films presented by Jay Lyle Chick has been accepted towards fulfillment of the requirements for Masters degree in meme W #7 W“ ”WV Datejecember 19 , 199g 0-7639 MS U is an Afi‘irrnative Action/Equal Opportunity Institution LIBRARY Michigan State University PLACE II RETURN BOX to remove thie checkout from your record. TO AVOID FINES return on or bdore dete due. DATE DUE DATE DUE DATE DUE MSU I. An Amati-tho Action/Emil Oppommfly Inflation m1 DEVELOPMENT, EVALUATION, AND APPLICATION OF CASEIN-BASED EDIBLE FILMS By Jay Lyle Chick A THESIS Submitted to Michigan State University in partial fiilfillment of the requirements for the degree of MASTER OF SCIENCE Department of Food Science and Human Nutrition 1 996 ABSTRACT DEVELOPMENT, EVALUATION, AND APPLICATION OF CASEIN-BASED EDIBLE FILMS By Jay Lyle Chick This study was conducted to determine the effect of protein type, plasticizer type, and protein to plasticizer concentration on properties of casein-based films, and then applying films to a food system. Films were produced from lactic acid or rennet precipitated casein, and either sorbitol or glycerol, mixed in distilled water. A lactic acid casein and sorbitol film and a lactic acid casein and glycerol film were used to wrap processed cheese slices, with low density polyethylene (LDPE) wrapped and unwrapped samples used as controls. Films were tested for barrier properties, water vapor and oxygen permeability, and mechanical properties, elongation and tensile strength. The cheese slices and films were tested for moisture content and color change over a 30 day storage period (22°C, 88% relative humidity). Films produced displayed good oxygen barrier properties, but poor water barrier properties compared to synthetic films. Films made with sorbitol exhibited significantly better (p<0.05) water barrier and tensile properties than those made with glycerol. Higher protein concentrations also produced stronger films. Processed cheese slices wrapped in casein-based films lost a significant amount of moisture (p<0.05) as compared to the LDPE wrapped control slices, which was the cause of a significant color change (p<0.05) of the cheese slices. However, moisture lost by the cheese slices was retained in the casein-based films, shown by a large increase in moisture content of these films. Dedicated to my Parents, Lyle and Lois Ann Chick, for all their love, support, patience, and raising me to be the person I am today iii ACKNOWLEDGMENTS I would like to give a special thanks to my advisor Dr. Zeynep Ustunol, first for giving me the opportunity to continue my education and also for the tremendous amount of help and guidance she gave me throughout graduate program. Her friendship and guidance helped push me to expand myself educationally and professionally. I would like to thank my committee members Dr. J.P. Partridge, and Dr. B. Harte for their guidance throughout my graduate program. I would also like to thank the Michigan State Agricultural Experiment Station and the State of Michigan Research Excellence Funds via the Crop and Food Bioprocessing Center for their partial support of this research. New Zealand Milk Products Inc. is also acknowledged for providing me with the casein used in this study. A special thanks goes to my brothers and sisters Jeff and Lisa, Jackie and Russ, Jerry, and Jon. I also want to thank Dr. Luis Rayas, Gineth Trank, and Dr. Virginia Vega- Wamer for their much appreciated help with lab techniques, and my lab mates Chris, Renee, Xuemei, Han, Seong-Joo Kim, Dr. Jong Hwa Lee, Dr. H.K. Jeong, Dr. Choi Lan Ha, Julie, Heather, and Manee for making it fun to be in the lab. A big thanks to Eric Cole, Jamie Merritt, Alicia Orta-Ramirez, Chris Daubert, Anne Smyth, Sheau-shya Wu, and all my other good fiiends I have made during graduate school for their friendship and making my decision to go back to school one of the best ones I have ever made. iv TABLE OF CONTENTS page LIST OF TABLES .......................................................................... viii LIST OF FIGURES ........................................................................ x INTRODUCTION ......................................................................... 1 REVIEW OF LITERATURE ........................................................... 4 Formation of Edible Films and Coatings .................................... 4 Components of edible films ............................................... 4 Processes of edible film and coating formation ........................ 6 Properties of Films Important for Food Applications ...................... 7 Barrier ....................................................................... 7 Mechanical .................................................................. 13 Properties of Protein-Based Films .............................................. 14 Water vapor permeability ................................................. 14 Oxygen permeability ...................................................... 15 Tensile strength and elongation .......................................... 16 Properties of Milk Protein-Based Films ....................................... 17 Water vapor permeability .................................................. 17 Oxygen permeability ...................................................... 19 Tensile strength and elongation .......................................... l9 Milk protein-based edible film and coating applications .............. 20 Properties of Plasticizers ........................................................ 21 Properties of Milk Proteins ...................................................... 22 Casein ...................................................................... 22 The casein micelle .......................................................... 26 Casein manufacturing ...................................................... 28 MATERIALS AND METHODS ........................................................ 30 Film Components and Formation .............................................. 3O Thickness ............................................................................ 35 Water Vapor Permeability ...................................................... 35 Oxygen Permeability ............................................................. 36 Mechanical Properties ........................................................... 37 Storage Study ...................................................................... 38 Statistical Analysis ................................................................ 40 RESULTS AND DISCUSSION .......................................................... 41 Film Development ................................................................. 41 Barrier Properties ................................................................. 41 Water vapor permeability ................................................. 41 Oxygen permeability ...................................................... 46 Mechanical Properties ........................................................... SO Tensile strength ............................................................. 50 Elongation .................................................................. 54 vi Comparison to Other Films ..................................................... 58 Storage Study ...................................................................... 61 Moisture content ........................................................... 61 Color ........................................................................ 65 CONCLUSIONS ........................................................................... 71 RECOMMENDATIONS ................................................................. 72 LIST OF REFERENCES ................................................................. 73 vii LIST OF TABLES Table 1. Compositions of Caseins Used .................................................. 31 Table 2. Compositions of Casein-Based Edible Films Produced ..................... 33 Table 3. Formulations of Film Forming Solutions for Casein-Based Edible Films ................................................ 34 Table 4. Efi‘ect of Plasticizer Type on Water Vapor Permeability (WVP) of Casein-Based Edible Films (3 78°C, 90% RH.) ................... 43 Table 5. Effect of Casein Type on Water Vapor Permeability (WVP) of Casein-Based Edible Films (378°C, 90% RH.) ................... 44 Table 6. Effect of Plasticizer Type on Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) ....................... 47 Table 7. Effect of Casein Type on Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) ....................... 48 Table 8. Effect of Plasticizer Type on Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) ........................ 51 Table 9. Efi‘ect of Casein Type on Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) ......................... 52 Table 10. Effect of Plasticizer Type on Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) ......................... 55 Table 11. Effect of Casein Type on Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) ......................... 55 Table 12. Comparison of Selected Casein-Based Films and Synthetic Polymers 59 Table 13. Comparisons of Various Protein-Based Edible Films ...................... 6O viii Table 14. Table 15. Table 16. Table 17. Table 18. Table 19. Effect of Storage Time on Moisture Content of Processed Cheese Slices Packaged in Various Wraps ° (Stored at 22°C, and 88% RH.) ........................................ 62 Effect of Wrap Type on Moisture Content of Processed Cheese Slices (Stored at 22°C, and 88% RH.) ................................ 63 Efi‘ect of Storage Time on Moisture Content of Edible Films Used as a Processed Cheese Wrap (Stored at 22°C, and 88% RH.) ..... 64 Weight Gain of Processed Cheese in Different Wraps During Storage (Stored at 22°C, and 88% RH.) ............................. 66 Effect of Wrap Type on Color Changes in Processed Cheese During Storage (Stored at 22°C, and 88% RH.) .................... 67 Comparisons of Color Changes of Wraps After Storage on Processed Cheese (Stored at 22°C, and 88% RH.) ................. 69 LIST OF FIGURES Figure 1. The Diffusion Cell for Permeability Testing ................................. 10 Figure 2. Mass Transport Profile Curves ................................................ 11 Figure 3. The Casein Micelle (Slattery and Evard Model) ............................. 27 Figure 4. Schematic Diagram of the Film Forming Process ........................... 32 Figure 5. Packaging of Processed Cheese Slices Using Casein-Based Edible Films ............................................... 39 Figure 6. Water Vapor Permeability (WVP) of Casein-Based Edible Films (378°C, 90% RH.) ....................................... 45 Figure 7. Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) ........................................................... 49 Figure 8. Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) ......................................................... 53 Figure 9. Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) ......................................................... 57 INTRODUCTION In 1909 Dr. Leo Hendrick Baekland reacted phenol and formaldehyde together to form a polymer which was called Bakelite, and this is known as the first synthetic plastic. Soon to follow was the development of many other new synthetic polymers, like cellulose acetate and polyvinyl chloride in 1927. Polyethylene, the major food packaging plastic, was developed in 1935 by Imperial Chemical Industries in England. The ability to extrude plastic into films was developed in the mid 1940’s (Hanlon, 1992). As these synthetic polymers have been further developed to perform useful, packaging and other, functions their use has become widespread. One possible alternative to synthetic polymers that has gained increased attention, due to their value added properties they can impart, is the use of edible films. Edible films have actually been in use for centuries, for example, the coating of firm with wax or coating food with lard for longer preservation. There are a number of advantages to be gained through the use of edible films. First, they can enhance firnctional and nutritional properties of a food. They can be used to protect small pieces or portions of food, or can be used inside heterogeneous foods to separate components. Finally, since they are edible there is little to no waste generated (Guilbert, 1986). Edible films will probably never be able to replace the qualities that synthetic materials possess, but they still can perform many of the same functions to a lesser extent. 2 The fimctions desirable in these films consist of lowering the migration of moisture, fats, and oils. They also decrease the transport of gases like oxygen and carbon dioxide, while forming a barrier against the contamination from outside microorganisms (Kester and Fennema, 1986; Donhowe and Fennema, 1994). The formation of edible films has been accomplished using high molecular weight polymers, which are necessary in order to form a polymer matrix with enough cohesive strength. The types of high molecular weight polymers used in the making of edible films fall into three categories, being hydrocolloids, lipids, and a composite of both a hydorcolloid and lipid. Lipids used are fatty acids, fatty alcohols, or a combination of both, common types being acetoglycerides, surfactants, and waxes. Hydrocolloids used can be either proteins or polysaccharides, common ones being corn, soy, wheat, and milk proteins or pectin, starch, and cellulose derivatives (Kester and Fennema, 1986). In this research we will develop edible films using casein from milk. Casein was chosen because it is abundant, inexpensive, and are extensively used in the production of adhesives and coatings. Their firnctional properties make them very suitable for film production, of which they have not been as extensively studied as whey proteins from milk. The objectives of this research will be to develop optimal formulations and processes for the formation of these casein edible films. These films will be comprised of either rennet or lactic acid precipitated casein, and either sorbitol or glycerol as a plasticizer. Once the films are developed they will be tested for their mechanical properties (tensile strength and elongation) and barrier properties (oxygen and water permeability). Comparisons will be made to determine the effect of protein type, plasticizer type, protein to plasticizer concentration. Then compare these properties with 3 those of other protein-based films and synthetic polymers whose properties are known. The casein-based films with the best overall properties will then be selected for further evaluation in an actual food system to determine their effectiveness as an alternative packaging material. LITERATURE REVIEW Formation of Edible Films and Coatings There are three basic steps usually followed in the formation of a protein edible film or coating. The mixing of the film forming constituents in the solvent must be done to obtain a dispersion of the high molecular weight polymer. This is followed by casting a thin layer of the film forming solution onto a smooth level surface or the food item in the case of coatings. This then undergoes a drying process to allow the solvent to evaporate, allowing the protein to fi'om a matrix and subsequently the coating or fiee standing film (Cuq et al., 1995). Components of edible films A high molecular weight polymer is the one basic requirement for the formation of an edible film or coating. This is needed because films with enough cohesive strength require long chain polymeric structures (Banker, 1966). Two types of high molecular weight polymers used in the formation of edible films and coatings, which are hydrocolloids and lipids. There are two categories of hydrocolloids used, polysaccharides and proteins. The polysaccharides consist of starches, gums, and modified starches. These include alginate, carrageenan, amylose, and cellulose derivatives. Proteins used in edible films and coatings include com, soy, wheat, collagen, peanut, and milk protein among others (Donhowe and Fennema, 1994; Kester and Fennema, 1986). The lipids fall into two categories, neutral lipids of glycerides that are esters of glycerol and fatty acids, and waxes which are esters of long chain monohydric alcohols and fatty acids (Hemandez, 4 5 1994). Acetylated monoglycerides, natural waxes, and surfactants are the common lipids used in the manufacturing of edible films and coatings (Kester and F ennema, 1986; Hernandez, 1994). These have included lauric, oleic, and stearic acid, carnauba, candelilla, and beeswax, and corn, soybean, and palm oil to name a few. A solvent system is often used in the formation of edible films and coatings, usually when a hydrocolloid or a composite film is being produced. This makes it possible to solubilize and spread the high molecular weight polymer into a thin layer. The two primary solvents used for these are water and ethanol (Kester and Fennema, 1986). There are a number of additives that can also be incorporated into the film or film forming solution that alter the properties of the edible film or coating. There purpose is to impart more desirable properties to the film or coating, or to give an added value to the food system. These additives can include plasticizers, crosslinkers, vitamins, antioxidants, flavors, colors, and antimicrobials (Donhowe and Fennema, 1994; Guilbert, 1986). Plasticizers are widely used in hydrocolloid and composite films. These reduce brittleness and increase flexibility by interfering with intermolecular bonding between adjacent polymer chains (Koelsch, 1994; Guilbert, 1986; Kester and Fennema, 1986). Common plasticizers used in edible films and coatings are glycerol, polyethylene glycol, sorbitol, and sucrose. Crosslinkers have been used to impart an increase in cohesive strength by enhancing intermolecular bonding. These have included such things as transglutarninase, tannic acid, and formaldehyde. Formaldehyde, not being edible imposes some limits on it’s use for edible packaging. Antioxidants are incorporated to prolong the food degradation by way of oxidation. Ascorbic acid, citric acid, butylated hydroxyanisole (BHA), and butylated hydroxytoluene (BHT) are commonly used food antioxidants. 6 Antimicrobials are used to hinder the growth of microbes, that can cause spoilage of the food product. These include sorbic acid and potassium sorbate among others. Processes of edible film and coating formation One of several processes can be used to form an edible film or coating. These include solidification of melt, coacervation, and solvent removal. Solidification of melt is the common process by which lipid films and coatings are produced. This involves the melting of the lipid followed by it’s subsequent cooling to resolidify (Donhowe and F ennema, 1994). Coacervation is the separation of the film forming material from solution by heating, changing pH, adding solvents, or changing the charge. This can be simple, where only one high molecular weight polymer is involved, or complex, where two oppositely charged high molecular weight polymersare used (Donhowe and Fennema, 1994', Kester and Fennema, 1986). The most common process used to form hydrocolloid edible films is by solvent removal. In this process the film forming constituents are dispersed in an aqueous phase, which then undergoes a drying process to remove the solvent (Donhowe and F ennema, 1994). Casting involves spreading the film forming solution in a thin layer, so evaporation of the solvent and formation of the film can occur. Numerous surface types have been used to cast edible films. The requirements for these surfaces is that it be smooth and level, it is able to contain the film forming solution during drying, and that the film is able to be peeled intact fiom it’s surface afier drying. Materials used for casting protein films have included glass, teflon (polytetrafluoroethylene), polystyrene, plexiglass (polymethacrylate), polyethylene (PE), and polyvinyl chloride (PVC). 7 A glass surface has been successful for the production of cereal protein films (Rayas, 1996; Gennadios eta1., 1993a). PE, plexiglass, and PVC have also been used for wheat gluten films, while PE and teflon have been used with soy films (Herald et al., 1995; Gontard et al., 1992; Redl et a1. , 1996; Stuchell and Krochta, 1994; Brandenburg et al., 1993). Teflon has been used in the production of caseinate, whey protein, and non-fat dry milk films. Polystyrene has also been successful with the caseinate and the whey protein films (Banerjee and Chen, 1995). Whey protein films have also been cast on plexiglass and non fat dry milk films have been cast on high density polyethylene and teflon surfaces (McHugh et al., 1993; Maynes and Krochta, 1994). Properties of Films Important for Food Applications m I The quality of many food products is dependent on their loss of or exposure to vapors and gases. These include water (H20), oxygen (02), carbon dioxide (C02), or volatiles (flavors, antioxidants, etc.). One of the roles of polymers used in packaging is to control the migration of these gases and vapors (mass transport) into or out of the package. The rate at which these vapors or gases pass through a polymer is known as permeation. There are three steps involved in the action of permeation, adsorption of the vapor or gas into the polymers surface, followed by it’s difi'hsion through the polymer, and finally by it’s desorption through the opposite surface (Sperling, 1992; Birley er al., 1992). This is expressed by the equation: P=DxS where P is the permeability coefficient, D is the diffusion coefficient, and S is the solubility constant. Solubility is based on the fact that like dissolves like, so gases and vapors with similar solubility parameters to the particular polymer will dissolve more easily into the polymer. Henry’s law expresses this action as: CD = Sp where CD is the dissolved equilibrium concentration, and Sp is the gas solubility constant. This expression holds true if Sp is a linear function of the volumetric proportion of the amorphous phase, but a temperature dependence and the presence of polymer crystallinity can affect sorption (Sperling, 1992; Birley er al., 1992). To compensate for this a dual sorption model has been developed, based on Henry’s law. This expression states: C' = CD + CH where C. is the total efi‘ective gas concentration, and Cu is the gas concentration assumed to be adsorbed into the holes of the polymer (Birley et al., 1992). Diffusion is the transport of the gas or vapor molecules through the polymer. This occurs in a direction from high concentration to that of low. This process is expressed by Fick’s laws, F ick’s first law of steady state transfer states: J = -D (SC/5x) where J is the flux, the rate of transfer per unit area, D the diffusion coefficient, and 5C/6x is the concentration gradient of the perrneant in the x-direction. The difl‘usion coeflicient is very temperature dependent. For unsteady state diffusion Fick’s second law states: 5cm: = D(62C/6x2) 9 where the change in rate is proportional to the change in concentration gradient with permeant penetration depth (SIC/65x2 = O at steady state) (Sperling, 1992; Birley etal., 1992) There are two basic processes for determining the permeation of the gas or vapor, this is by either the isostatic or quasi-isostatic method. In both cases you have the permeant flowing over one side of the film, which will then permeate through the film and collected. The difference in the two methods is that with the isostatic method the permeant is constantly swept out of a diffusion cell (Figure 1) and carried to a sensor, while with the quasi-isostatic method the permeant is allowed to collect in the diffusion cell and is sampled at certain time periods. Typical profile curves are shown in Figure 2. The test is generally run until steady state is reached. Protein used alone as the high molecular weight polymer in edible films have generally not displayed good water vapor barrier properties as compared to many synthetic polymers, this is due primarily to their being hydrophilic in nature. Water vapor transmission rate (WVTR) is generally tested using one of two established methods under the ASTM guidelines (ASTM, 1990). The first, ASTM standard E 96-80, is a cup method, while the second, ASTM standard F 1249-90, is a method using an infrared sensor. In the cup method WVTR is determined by the amount of water weight gained or lost depending if the cup is filled with dessicant or water salt solution respectively. In this method you place a layer of film over a non-corroding water impermeable cup and observe weight change over a period of time. This is continued until a steady rate of weight 10 Carrier gas in + Upper cell half: collection of permeant Carrier gas out Permeation through material Lower cell half: permeant source Figure 1. The Diffusion Cell for Permeability Testing 11 a) Isostatic Method Quantity Perrneated Time b) Quasi-Isostatic Method Quantity Permeated Time Figure 2. Mass Transport Profile Curves 12 change is observed. McHugh et al.(1993) modified this procedure for use with hydrophilic edible films. This was developed to account for the water vapor partial pressure gradient that is present in the stagnant airspace of the test cup between the salt or water solution and the film. This is expressed by the equation: WVTR = slope / A where slope = slope of line of weight loss vs. Time, A = area of test film. This is then used to calculate the corrected water vapor partial pressure of the films inner surface in the cup (p2) by: WVTR=PxDan[(P-p2)/(P-p1)]/(RxTxAz) where P = total pressure, D = diffusivity of water through air at the testing temperature, R = the gas law constant, A2 = mean stagnant air gap height (this should be < 14 mm), p1 = water vapor partial pressure at the solution surface in the cup. You can then use p; to determine the true water vapor permeance by: Permeance = WVTR / (p2 - p3) where p2 = water vapor partial pressure at the films outer surface. The method using an infrared sensor, ASTM standard F 1249-90, does not take into account weight gain or loss, but rather directly by the amount of a water vapor present in a sample of air. For example, in the isostatic method you would have a carrier gas constantly sweeping out the upper chamber of the diffusion cell, carrying that gas to a sensor which determines the amount of water in it. With the quasi-isostatic method you would inject a certain quantity of an air sample into a sensor which would then determine the amount of water in it. 13 To obtain the water vapor permeability (WVP) you take into account the WVTR thickness of the film, and the partial pressure. This is shown by the equation: WVP = (WVTR x l) / Ap where l = thickness, and Ap = partial pressure of water at the test conditions. Oxygen permeability (OP) is tested in basically the same way that as the infrared method for determining WVP, established under the ASTM standard D 3985-81. First, by obtaining the oxygen transmission rate (OTR) accomplished again by continuously passing a known amount of oxygen containing gas through the lower portion of a diflirsion cell and either collecting and sampling, at certain time intervals, the permeant in the upper portion of the diffusion cell, or continuously sweeping out the permeant in the upper portion of the cell, with carrier gas, into a sensor. This is performed until, as in WVTR steady state is reached. Again, the thickness of the film and the partial pressure is taken into account shown by the equation: OP=(OTRxl)/Ap where l = thickness, and Ap = partial pressure of oxygen (2 1% 02 being 1 atmosphere). Mechanical The main mechanical properties most commonly tested for in edible films are tensile strength (TS) and elongation (E%). Tensile strength is a measure of the force per unit area required to pull apart the film (F / A), and is an indicator of how strong a film is. Elongation is the length of displacement per original length when a force acts to pull a film apart (Al / I) reported as a percentage, and is an indicator of the films toughness and flexibility. Speed at which the force is applied to the sample will affect it’s mechanical 14 properties. The higher the speed at which the force is applied the sample will act more brittle and stiff (Birley et al., 1992). These same results will occur as temperature and RH. decreases (Birley et al., 1992). The established method for the testing of tensile strength and elongation is ASTM standard D-882-3. Properties of Protein-Based Films Water Vgor PerrneaLilig Proteins display hydrophilic tendencies so on their own they have not shown to be very good water vapor barriers. These properties can be affected by different parameters which include protein type and concentration, plasticizer type and concentration, pH of the film and film forming solutions, environmental conditions, and crosslinking agents. Corn zein films are typically made using ethanol as the solvent. Park and Chinnan (1990) made 83.1% zein protein, 16.9% glycerol films (all film percentages based on dry weight unless otherwise specified) and reported their WVP to range from 7.69-11.49 g mm/m2 day kPa (tested at 21°C and 85% RH.) Aydt et a1. (1991) observed corn zein films made with glycerol as a plasticizer and ethanol as the solvent to display a WVP of 35.15 g mrn/m2 day kPa (tested at 26°C and 100% RH. inside the test cup and 50% RH. outside the test cup). 9 Soy protein films are typically made using distilled water as the solvent. Gennadios et al. (1993a) tested the WVP of soy protein isolate (SP1) films as they are efi'ected by pH. They reported that WVP decreased as pH increased above the isoelectric point (pI) of soy protein (pl = 4.5). Stuchell and Krochta ( 1994) tested the effect of varying amounts of plasticizer (glycerol) on WVP and observed that as plasticizer 15 concentration increased WVP increased. They also studied the effect of pH change and had the same results as Gennadios et al. (1993 a). Wheat gluten films use both ethanol and distilled water as a solvent, because it contains both water and alcohol soluble proteins. Park and Chinnan (1990) tested a wheat gluten film, 75.6% wheat gluten and 24.4% glycerol, and reported it to have a WVP range of 52. 1-54.4 g rum/m2 day kPa (tested at 21°C and 85% RH.) Aydt et al. (1991) observed a WVP of 108.4 g mm/m2 day kPa (tested at 378°C and 100% RH. inside the cup and 50% RH. outside) using a film consisting of 71 .4% wheat gluten and 28.6% glycerol. It was concluded that wheat gluten films give the lowest WVP’s at the extreme pH’s, again away from the isoelectric point (p1 = 7.5, average for wheat glutens) (Gennadios et al., 1993a). 60an et a1. (1992) demonstrated that the amount of ethanol in the film forming solution and it’s pH had an important role in WVP. They found that a neutral pH and a low ethanol content gave the lowest WVP’s. @1an Permeability Protein films have generally possessed good oxygen barrier properties as compared to synthetic films. These properties haven’t been as widely studied as WVP or mechanical properties. Again, as with WVP factors that can effect these values are protein type, plasticizer, and environmental conditions. Park and Chinnan (1990) with films comprising of 83.1% corn zein and 16.9% glycerol observed OP’s that ranged from 13.0-44.9 cc urn / m2 day kPa (tested at 30°C and 0% RH.) Aydt er a1. (1991) reported an OP of 76.63 cc um / m2 day kPa (tested at 378°C and 0% RH.) l6 Brandenburg et a1. (1993) with a 62.96% SP1 and 37.04% glycerol film observed an OP of 4.75 cc um / m2 day kPa (tested at 25°C and 0% RH.) They also concluded that as pH increased fiom 6-12 OP decreased. Gennadios et al. (1993b) obtained an OP of 3.82 cc um / m2 day kPa with a film consisting of 71 .4% wheat gluten and 28.6% glycerol (tested at 23°C and 0% RH), and concluded that OP increased as temperature increased. This was verified by Aydt et a1. (1991) using a film of the same composition, but tested at 378°C and 0% RH, where the OP was observed to be 7.78 cc um / m2 day kPa. This was also demonstrated by Rayas (1996) with commercial bread flour, who also showed that the use of crosslinkers (cysteine, formaldehyde, and glutaraldehyde) increased OP, and an increase in pH, from 4 to 11, also increased OP. Tensile Strength and Elongation Gennadios et al. (1993c) showed that changes conditioning environments (RH. and temperature) had an effect on tensile strength. They concluded that as RH. increased, with no change in temperature TS decreased. As temperature increased, with no change in RH., TS increased. They relate this to the moisture content in the films, with more moisture at higher RH. ’s, acting as a plasticizer, and less moisture present in films at higher temperatures. They observed these film to have a very low E%, ranging fi'om 3- 7%. Gennadios er al. (1993a) showed T8 for SP1 films (62.5% SP1 and 37.5% glycerol) to be 3.0-3.6 MPa at a pH of 6-11 and fiom 1.9-2.3 at a pH in the range of 13 MPa. E% peaked for these films between pH 7 and 11, which ranged from 130- 17 190%. Stuchell and Krochta (1994) showed in SPI films that TS decreased as plasticizer % increased. They found that as plasticizer increased E% increased, films with 20% glycerol had an E% of 16.8%, while films with 23% glycerol had an E% of 23.8%. Gennadios er al. (1993a) observed that as pH of the film increased TS increased, 0.5, 1.9, and 4.4 MPa at pH’s of 4, 9, and 13 respectively for films containing 73.2% wheat gluten and 26.8% glycerol. No significant difi’erences were detected in E% at different pH’s, ranging from 156.7 to 259.6%. It was demonstrated that as temperature increased, so did TS for wheat protein films. Rayas (1996) showed that the addition of the formaldehyde, a crosslinker, caused and increase in TS, fiom 2.35 MPa to 4.33 MPa, while cysteine and glutaraldehyde (crosslinkers) had no effect. The addition of the crosslinker decreased the observed E%. Properties of Milk Protein-Based Films Wator Vapor Permeabilig Distilled water is typically used as the solvent for the formation of edible films from milk proteins. Edible films made from non-fat dry milk (NFDM) incorporate all the milk proteins into the film. Maynes and Krochta (1994) produced edible films from various NFDM types. These included commercial blends varying in protein content fi'om 85%-87%, a lactose extracted blend (63.8% protein), and an ultrafiltered (UF) NFDM blend (82.5% protein). The films were consisted of 75% protein mix and 25% glycerol. They observed that the UF-NFDM films gave the best WVP’s, at 70.3 g mm/m2 day kPa, while the rest were not significantly different, ranging from 80.1-86.3 g mm/m2 day kPa (tested at 30°C with 100% RH. in the cup, and 0% RH. outside the cup). 18 Several groups have studied the properties of whey protein-based edible films. Banjeree and Chen (1995) compared properties of whey protein concentrate (WPC), 76.6% protein, and whey protein isolate (WPI), 93.6% protein. The films consisted of 66.7% protein and 33.3% glycerol. They reported that the WPC films gave a lower WVP then WPI, 10.64 g mm/m2 day kPa and 12.12 g mm/m2 day kPa respectively (tested at 23°C with 100% RH. in the cup, and 55% RH. outside the cup). McHugh er al. (1994a) concluded that both plasticizer type and plasticizer concentration effect the WVP of a film. They demonstrated that sorbitol, as a plasticizer, displayed better water barrier properties than either polyethylene glycol (PEG) or glycerol at the same concentration, with glycerol having the worst barrier properties. Values of 50% WPI, 50% plasticizer being 3.53, 5.61, and 6.44 g mm/m2 day kPa for sorbitol, PEG, and glycerol respectively (tested at 25°C and z 77% RH. inside the cup and 0% outside). They also showed that as the concentration of plasticizer increased WVP of the films increased. Films with 62.5% protein an 37.5% sorbitol had a WVP of 2.58 g mm/m2 day kPa, while films with 50% wpr and 50% sorbitol had a WVP of3.53 g rum/m2 day kPa. Various caseinates have been studied in the production of films (including sodium, calcium, potassium, and magnesium caseinates). Banjeree and Chen (1995) reported that calcium caseinate (CC) films gave a lower WVP than sodium caseinate (SC) and potassium caseinate (PC) films, values being 7.91, 12.90, and 12.12 g mm/m2 day kPa respectively (tested at 23°C and 100% RH. inside the cup and 55% outside). Avena- Bustillos and Krochta (1993 a) also obtained the same results, with CC films providing a better water barrier than SC films. They also tested the effect of calcium crosslinking and pH adjustment on WVP properties, and showed that soaking SC films in a calcium l9 chloride solution (calcium crosslinker) or in buffers to lower pH to 4.6 (pl of casein) decreased the WVP of the film. Ho (1992) produced films out of 80% magnesium caseinate and 20% glycerol, and 80% rennet casein and 20% glycerol, and obtained _‘ WVP’s of 43.9 and 56.0 g mm/m2 day kPa respectively (tested at 25°C and a corrected RH. of 77%). 04¢an Permeability McHugh and Krochta (1994b) studied the efi’ect of plasticizer type, plasticizer concentration, and relative humidity on OP of WPI-based films. They concluded that films , containing sorbitol will give lower OP’s than films containing glycerol, at equal concentrations. At 70% WPI and 30% plasticizer the OP of the film using sorbitol had an OP of 4.3 cc um / m2 day kPa, compared to 76.1 cc um / m2 day kPa for glycerol (tested at 23°C and 50% RH.) They demonstrated that as plasticizer concentration increased OP increased, and as relative humidity increased OP increased. Tgsilo Strength and Elongation Maynes and Krochta (1994) observed TS’s up to 9.1 MPa with 75% protein and 25% glycerol NFDM films. 'UF-NFDM films displayed the lowest 15% at 5.2%, the lactose extracted NFDM film had an 13% of 12.2%, while the commercial brands ranged from 22.1-38.5%, with E% increasing as protein content decreased. McHugh and Krochta (1994b) reported TS increased as plasticizer concentration decreased in WPI and glycerol films. 85% WPI and 15% glycerol films had a TS of 29.1 MPa, while 70% WPI and 30% glycerol films had a TS of 13.9 MPa. As plasticizer concentration increased E% 20 increased. Banjeree and Chen (1995) demonstrated that WPI films produced stronger films than WPC, with TS’s of 5.94 and 3.36 MPa respectively (66.7% protein and 33.3% glycerol). E% for the WPC film was 20.84% and 22.74% for the WP1 film. Banerjee and Chen (1995) observed that CC films produced stronger films than SC or PC, TS’s of 4.25, 2.98, and 2.97 MPa respectively. The PC film had the largest E% followed by SC and CC, elongations being 42.80, 29.89, and 1.45%, respectively. Motoki et a]. (1987) used transglutarninase as a crosslinker, which increased TS of out-casein films from 4.1 to 10.6 MPa. Milk protein-based ediolo film and ooating applications The ultimate goal for developing these protein edible films is for their possible application into a food system. There has been numerous studies using these protein solutions as a coating on either meat, seafood, nuts, fi'uits, and vegetables (Baker etal., 1994). These studies have shown the ability to reduce spoilage problems, like degradation from oxidative rancidity and browning, in these foods. These coatings are either brushed on, sprayed on, or the food item is dipped into the coating. ‘ Stuchell and Krochta (1995) used a WPI and acetylated monoglyceride coating on frozen king salmon and found it to delay lipid oxidation, decrease peak peroxide value, and reduce the amount of moisture loss. Lerdthanangkul and Krochta (1996) observed that SC coatings caused an increase in internal C02 and a decrease in internal 0; in green bell peppers, showing their good gas barrier properties. Avena-Bustillos et al. (1993b) showed that SC-lipid and CC-lipid coatings reduced white blush on minimally processed carrots, and also reduced water vapor transmission. Most of this research dealt with 21 composite (protein/lipid) coatings, because the protein coatings on their own do not provide good water barrier properties. There has been little reported research with free- standing protein edible films, this is due largely to the fact that a way to seal these films has not yet been reported. Properties of Plasticizers Glycerol and sorbitol are naturally occurring carbon backboned polyhydric alcohols. Besides use as plasticizers they are often used as sweeteners, humectants, and pharmaceutic aids. Glycerol originates from oils and fats, usually as a by-product in the manufacturing of soaps and fatty acids. It has a molecular weight of 92.09 daltons and is a three carbon molecule with one hydroxyl group (C3HsOg) (Merck, 1989). It is a liquid at room temperature, possessing a melting point of 178°C. It is miscible in water and alcohol and have the ability to absorb moisture from the air. It’s viscosity at 20°C is 1.143, 2.095, 6.050, and 22.94 centipoise for solutions of 5, 25, 50, and 70% glycerol respectively (Merck, 1989). Sorbitol was discovered in 1872 in the berries of mountain ash (Sorbus aucuparia L.) and now are produced by high pressure hydrogenation or electrolytic reduction of D- glucose, or by catalytic hydrogenation of dextrose (Merck, 1989). It has a molecular weight of 182.17 daltons, consisting of a 6 carbon chain with 4 hydroxyl groups (C5111406) (Merck, 1989). It is mainly found in the stable crystalline (y-) form, with a melting point of 96°C. It is highly soluble in water (solubility at 25°C being 234g/100g water), but insoluble in most other organic substances (Sicard and Leroy, 1983; Sicard, 22 1982). It is stable and chemically unreactive. It is more viscous than lower weight polyhydric alcohols, with viscosities at 20°C being 1.230, 2.689, 11.09, and 185 centipoise for solutions of 5, 25,50, and 70% sorbitol respectively (Merck, 1989). At equal RH.’s the water content of sorbitol will be lower than that of glycerol. Sorbitol is also more resistant to changes in water content as relative humidity changes (Sicard and Leroy, 1983) Properties of Milk Proteins Milk is comprised of 3.3-3.9% protein, of which 20% are whey proteins and 80% are casein proteins (Swaisgood, 1985). Caseins possess many desirable characteristics that make them suitable for the production of edible films. mo On average, 38-45% of the caseins are comprised of oat-casein (Leman and Kinsella, 1989; Swaisgood, 1985; Dalgleish, 1982). This protein has been determined to be 199 fatty acid residues long, with a calculated molecular weight of about 23,000 daltons, depending on the variant (Swaisgood, 1985; Dalgleish, 1982). The C-terrninal is comprised of some or—heliccs, B-sheets, B-tums, and unordered structure, while the N- terrninal is mainly random coil in structure (Swaisgood, 1985). The secondary structure is limited due to the presence of proline, making up about 8.5% of the residues (Kinsella, 1984) There are two variants of this protein, with the difference being in the number of phosphoseryl groups, either 8 or 9 (Swaisgood, 1985; Dalgleish, 1982; Fox and Mulvihill, 23 1982). The variant with 9 phosphoseryl groups is referred to as coo-casein. Even though threonine, which is present, is capable of phospohorylation, this occurrence is uncommon (Dalgleish, 1982). These phosphoseryl groups allow the protein to bind Ca2+. oat-casein can bind up to 8-10 moles Cay/mole of protein under normal circumstances and up to 20 mole Cay/mole protein at high Ca2+ concentrations (Swaisgood, 1985; Dalgleish, 1982; Fox and Mulvihill, 1982). In both variants all but one of the phosphoseryl groups are found between residues 41 and 80. Three hydrophobic regions are present in out-casein, from residues 1-40, 90-110, and 130-199 (Fox and Mulvihill, 1982). The overall charge being -21mV at pH 6.8, with a hydrophobicity of 1172 cal/residue (Kinsella, 1984; Dalgleish, 1982). The org-caseins comprise 10-12% of the casein proteins (Leman and Kinsella, 1989; Swaisgood, 1985; Dalgleish, 1982). It consists of a 207 amino acid residue chain, with a calculated molecular weight of 23,000-25,000 daltons, depending on the variant (Swaisgood, 1985; Kinsella, 1984; Dalgleish, 1982). Due again to the presence of proline, about the same amount as oat-casein, any secondary structure is limited (Kinsella, 1984; Dalgleish, 1982). There are 4 variants of org-casein, again differing in the number of phosphoseryl groups, ranging fi'om 10-13, termed as out-casein, org-casein, org-casein, and org-casein respectively (Kinsella, 1984; Dalgleish, 1982; Fox and Mulvihill, 1982). These phosphoseryl groups are fairly evenly distributed throughout the protein. However, the C- terminal, residues 160-207, is hydrophobic. There are two cysteine residues in the protein, which could participate in disulfidebonds. It is the most hydrophillic of the casein proteins, with a hydrophobicity of 1111 cal/residue, and thus the most ionic strength 24 dependent. The overall charge ranges from -16 to -22mV at pH 6.8, depending on the variant (Kinsella, 1984; Dalgleish, 1982). B-casein makes up 31.3—36% of the casein proteins (Leman and Kinsella, 1989; Swaisgood, 1985; Dalgleish, 1982). This protein is 209 residues in length, with a molecular weight of 23,900-23,980 daltons (Swaisgood, 1985; Kinsella, 1984; Dalgleish, 1982). B-casein is comprised of 10% or-helix, 13% B-sheet, and 77% unordered structure (Andrews er al., 1979). This random structure is again the result of the presence of 16% proline residues (Kinsella, 1984). There are five phosphoseryl groups which are all located in the N-terrninal. It can bind 4-5 mole Cap/mole of protein (Swaisgood, 1985). B-casein is the most hydrophobic of all the casein proteins, with an overall hydrophobicity of 1334 cal/residue, but the hydrophobic C-terrninal, residues 30-209, has a hydrophobicity of 1408 cal/residue, and carries a net charge of -12mV at pH 6.8 (Kinsella, 1984; Dalgleish, 1982). It is the most temperature dependent of the caseins (Swaisgood, 1985) There is a class of casein derived fiom the proteolysis of B-casein. These are referred to as y-casein, and represent 35% of the total casein fraction (Swaisgood, 1985; Fox and Mulvihill, 1982). The variants of this protein yt-casein, yz-casein, and yg-casein have chain lengths of 181, 104, and 102 residues respectively, with molecular weights of 20,520, 11,822, and 11,557 Daltons (Swaisgood, 1985). B-casein can be hydrolysed at 1 of 3 lysyl residues, 28, 104, and 106, forming 1 of three pairs of polypeptide chains, of which one half of each pair is lost into the serum, with the other half making up the y-caseins (Fox and Mulvihill, 1982). Of these yl-casein is the only one containing a phosphoseryl group. 25 The final casein protein is x-casein, which is found at levels of 10-13% (Leman and Kinsella, 1989; Swaisgood, 1985; Dalgleish, 1982). It contains 169 fatty acid residues, with a molecular weight of 19,000 daltons (Swaisgood, 1985; Kinsella, 1984; Dalgleish, 1982). Loucheaux-Lefebvre er a1. (1978) determined that x-casein consisted of 26% or- helix, 31% B-sheet, and 24% B—tums. They determined that residues 105-106 probably formed either an or-helix or B-sheet, between two stable B—tums and another B-tum at residues 113-116, making that linkage accessible to proteolysis. There is only one phosphoseryl group and two cysteine residues (Swaisgood, 1985; Dalgleish, 1982). x- casein can contain from 0-3 oligosaccharide chains. The carbohydrate moiety exists as either a tri- or tetrasaccharide, composed of N-acetyl-neuraminic acid, galactose, and N- acetylgalatosamine. The main point of attachment is at threonine 133, with attachment occurring at threonine 131 and threonine 135 (Fox and Mulvihill, 1982). Due to the presence of only 1 phosphoseryl group x-casein can only bind 1-2 mole Cazilmole protein at pH 6.8 (Swaisgood, 1985). The overall hydrophobicity is 1224 cal/residue, with an overall charge of -4 mV (Swaisgood, 1985; Dalgleish, 1982). Due to the structure of x- casein the bond between the phenylalanine (105) and methionine (106) residues is susceptible to proteolysis by rennet (or chymosin). This gives rise to the hydrophobic N- terrninal portion, known as para-x-casein, with a hydrophobicity of 1310 cal/residue and a charge of +5 mV, and the more hydrophilic macropeptide containing the oligosaccharides, with a hydrophobicity of 1082 cal/residue, carrying a charge of -8 mV (Dalgleish, 1982). The macropeptide at this occurrence is then lost into the serum. 26 The casein micelle The casein proteins along with colloidal calcium phosphate (CCP) interact with each other to form spherical complexes known as micelles. The size of the micelles range fi'om 10-300 nm, with a molecular weight of 108 to 109 daltons (Swaisgood, 1985; Kinsella, 1984; Dalgleish, 1982). The composition of the micelle is 92-94% casein protein and 6-8% CCP (Swaisgood, 1985; Fox and Mulvihill, 1982). The structure of the micelle is based on either of two generally accepted theories, both involving the concept of subrnicelles, 1020 nm in size, aggregating to form the micelle (Swaisgood, 1985; Kinsella, 1984; Fox and Mulvihill, 1982). The first casein micelle model was presented by Slattery and Evard (1973) and updated (1979). In this model the submicelle is formed containing a partially hydrophobic, or.— and B-caseins, portion and a partially hydrophilic portion, rc-casein. It is then probable that a tetrahedral arrangement is formed, which will keep growing until there is enough 1(- casein on the surface to prevent any further hydrophobic interactions (Figure 3). The micelle is stabilized by the collective presence of the hydrophobic interactions of 01.1- and B-caseins, and through the formation of calcium phosphate salt bridges within the interior (Slattery, 1976). The second model was presented by Schmidt (1980). His model also uses the submicelle theory stemming from the interaction of 01.1- and x-casein, the self-associations of 01.1- and B—casein by hydrophobic bonding, and also through the self-association of 0.2- casein by electrostatic interactions. The subrnicelles are spherical particles with a hydrophobic core and a surface layer with the phosphate groups of our, our, and B- casein and the polar macropeptide portion of x-casein. Micelle formation begins with the 27 115-, B-, y-caseins - x-casein Figure 3. The Casein Micelle (Slattery and Evard Model) 28 aggregation of tertiary colloidal calcium phosphate and the subnricelles. Growth will continue until, as in Slattery’s model, the surface is mainly x-casein. Submicelles deficient in x-casein will be located in the core. The CCP consists of ions of calcium, phosphate, and some magnesium and citrate, comprising an average of 2.8-2.9, 4.3-5.2, 0.1, and 04-05% of the total micelle respectively (Brunner, 1977; Schmidt, 1980). It is found in an apatite-like complex of tertiary calcium phosphate, with some calcium citrate (Schmidt, 1980). Magnesium prevents the calcium phosphate from transforming into a more stable hydroxyapatite form, while the casein prevents flocculation (Schmidt, 1980; Swaisgood, 1985). Calcium acts to neutralize some of the repulsive electrostatic (-) charges and facilitates hydrophobic interactions. Calcium also plays a compacting role in the micelle, through the salt bridges. The casein micelle is rather porous and thus is highly hydrated, containing from 2- 3.7 grams H20/gram dry protein (Swaisgood, 1985; Kinsella, 1984; and Fox and Mulvihill, 1982). The presence of some x-casein in the interior, as much as 30% of the x- casein in the nricelle, probably allows the hydrophobic interior to stay stable (Slattery, 1976) Casein manufacturing The manufacturing of casein for use as a food ingredient is accomplished by one of two ways, lactic acid or rennet precipitation. In lactic acid casein, pastuerized skim milk is inoculated with the lactic starter culture and allowed to incubate for 14-16 hours at 22-26°C. The fermentation of lactose causes the pH to reduce to about 4.6, causing the casein to coagulate and form a curd. 29 With rennet casein, calf rennet or chymosin is added to pasteurized skim milk at 29°C. This enzyme cleaves the x—casein, causing it to lose the macropeptide into the serum and destabilizing the micelle, bringing on the clotting of the casein. This process takes about 30 minutes under a pH of 6.6 (Southward and Walker, 1980). The remaining processing required is the same for both types of precipitated caseins. First, the curd is cooked at 50-55°C to firm it up to withstand the rest of the processing (Muller, 1982). The curd and whey then go through several separation and washing stages. The casein is then dewatered, dried, milled, sieved, blended, and packaged (Muller, 1982; Southward and Walker, 1980). Properties of these caseins include insolubility at pH 7.0 and 4.6-4.7 for rennet casein and lactic acid casein respectively. Acid caseins are able to be solubilized at pH 4.6-4.7 with the use of alkalis or alkaline salts, these are referred to as caseinates (Kirkpatrick and Walker, 1985). The common alkalis and alkaline salts used are calcium, sodium, and potassium. Both types of precipitated casein are heat stable and have good nutritive qualities. MATERIALS AND METHODS Film Components and Formation Casein samples were obtained from New Zealand Milk Products (N. America) Inc., (Santa Rosa, CA). Lactic acid casein being Alacid 710, 30 mesh and rennet casein being Alaren 771, 30 mesh (Table 1). Protein and ash content of the casein samples were verified by standard methods (AOAC, 1990). Sorbitol was purchased from Sigma Chemical Co., (St. Louis, MO), and glycerol was purchased from Mallinckrodt Specialty Chemicals Co., (Paris, KY). Figure 4 shows a schematic diagram of the fihn forming process. The various casein based edible films were prepared by first mixing lactic acid or rennet casein (3,5, or 7% w/w) with sorbitol or glycerol (5% w/w), distilled water, and 1M NaOH (to adjust pH to 10.0) for final mixtures of 150 g (Table 2 and Table 3). These were then heated and stirred, using the “Magna-4” magnetic stirrer and hot plate, model 4820-4 from Cole- Parmer (Chicago, IL), to a final temperature of 65.5 :1: 25°C (150°F) for 30 minutes, and then held at that temperature for 15 minutes. The final pH of the film forming solution was measured using the Coming pH meter 240 (Corning, NY). These were the conditions upon which the best solubility of the caseins were obtained. Next, samples were filtered twice, through 1 layer of cheesecloth. Then they were stored at 20 :t 2.0°C ( 68°F) for 4 hours to allow any foaming created during the mixing process to settle. A vacuum was applied to solutions for 30 minutes, using a hydrometric vacuum system, to remove any residual air in the solution. The film forming solution was 30 Table 1. Compositions of Casein Protein Powders Used1 31 Percent Lactic Acid Casein Rennet Casein (%) Alacid 710 Alaren 771 Protein (N x 6.38) % 87.3 80.6 Ash % 1.8 7.8 Moisture % 9.6 11.0 Fat % 1.2 0.5 Lactose % 0.1 0.1 H (5% at 20°C) 4.6 7.1 ' Values based on company specifications (New Zealand Milk Products (N. America) Inc.) 32 Mix film forming components (150g total) protein (3, 5, 7% w/w) plasticizer (5% w/w) distilled water 1M NaOl—I (adjust pH to 10.0) 1 Heat / Stir 45 min. total (to 656°C and hold for 15 min.) 1 Filter (cheesecloth 2X) Equilibriate (4 hr at 20°C) l Vacuum (30 min) 1 Cast solution (teflon pan) 1 Dry (8-18 hr at 550C) 1 Peel Test Figure 4. Schematic Diagram of the Film Forming Process 33 Table 2. Compositions of Casein-Based Edible Films Protein, Plasticizer o/oprotein powder/ %protein powder] Typel ‘Voplasticizer %plasticizer wet weight dry basis L.A. Casein, S 3.0/5.0 37.5/62.5 L.A. Casein, S 5.0/5.0 50/50 L.A. Casein, S 7.0/5.0 58.3/41.7 L.A. Casein, S 3.0/5.0 37.5/62.5 L.A. Casein, S 5.0/5.0 50/50 L.A. Casein, S 7.0/5.0 58.3/41.7 R. Casein, G 3.0/5.0 37.5/62.5 R. Casein, G 5.0/5.0 50/50 R. Casein, G 7.0/5.0 58.3/41.7 R. Casein, G 3.0/5.0 37.5/62.5 R. Casein, G 5.0/5.0 50/50 R. Casein, G 7.0/5.0 58.3/41.7 ' L.A. Casein=Lactic acid casein, R Casein=Rennet casein; S=Sorbitol, G=Glyoerol. 34 Table 3. Formulations of Film Forming Solutions for Casein-Based Edible Films Casein Type Protein Plasticizer Distilled H20 N aOH (% w/w) Powder (5% w/w) 1g) 181 (Q (g) Lactio Acid low (3%) 4.5 7.5 133.2 4.8 medium (5%) 7.5 7.5 127.0 8.0 high (7%) 10.5 7.5 120.7 11.3 Rennot low (3%) 4.5 7.5 136.8 1.2 medium (5%) 7.4 7.5 132.9 2.1 . high (7%) 10.5 7.5 129.1 2.9 35 then cast on a 7.5 in diameter teflon coated pan. A teflon coated pan was chosen because upon drying on glass, films were unable to be peeled. The amount of film forming Solution cast varied depending on the protein content, 52.5 i 2.5 ml of the medium and high protein content films and 90 i 5 ml of the low protein content films. These casting volumes were used to obtain dried films with an average thickness of 0.203 mm (8 mils). Films were dried in a gravity convection incubator, Blue M Electric Co., (Blue Island, IL), at 55 : 2°C (130°C) until they were able to be peeled from the casting surface. The greater amount of solution cast the longer the drying time was, because of the increased solvent amount. Drying times were about 8 hours for the high and medium protein content solutions and about 18 hours for the low protein content solutions. Once peeled from the casting surface, films were kept at 20 i 2°C (68°F) until testing was performed. Thickness Thickness measurements was measured using a micrometer, TMI model 549M micrometer from Testing Machines Inc,. (Amittyville, NY). For barrier testing, thickness was the average of 5 measurements, for mechanical testing it was the average of 3. Barrier testing was done on film samples of 0.203 t 0.038 mm (8.0 mils), while thickness for mechanical testing was 0.203 i 0.089 mm (8.0 mils). Water Vapor Permeability WVTR was tested according to ASTM standard F 1249-90, “Water vapor transmission rate through plastic film and sheeting using a modulated infrared sensor.” They were tested using the Perrnatran-W (MoCon Inc., Minneapolis, MN). The samples 36 were tested at 37.8 i: 05°C (100°F) and 90 i 3% RH. A saturated salt solution of potassium nitrate (NH4H2P04) was used to obtain the desired RH. Samples which were placed in a 50 cm2 diffirsion cell with the absorbent pad in the bottom half of the cell soaked with the salt solution, with dry air sweeping out the top half of the cell going to the sensor (Figure 1). The testing surface area of the casein film samples were reduced from 50 cm2 to 5 cm2 with the use of a foil backing. Otherwise, they would adsorb all the water from the salt solution. Samples were conditioned for 10 hours at the testing conditions before testing was conducted. A calibration sample, with a known WVTR , was run with all test samples. The calibration sample was 1 mil thick Mylar, with a WVTR of 21 g H20/ m2 . day. Tests were run until steady state was reached at which point 12 readings were taken over a 30 minute period. These readings (in mV) were then averaged then adjusted according to the calibration sample to get WVTR. WVP was then calculated by the equation: WVP = WVTR x l / Ap l = thickness of film Ap = partial pressure of water at test conditions WVP values were the average of samples done in triplicate. Oxygen Permeability OTR was measured according to ASTM standard D-3985-81, “Oxygen gas transmission rate through plastic film and sheeting using a coulometric sensor.” Tests were run at 23 i 2°C, 0 % RH., and 21% oxygen, using the Oxtran 200 (MoCon Inc., Minneapolis, MN). All samples were conditioned for 10 hours at the same conditions 37 prior to testing. Temperature was maintained using a water bath system, Endocal water bath (Neslab Instruments Inc., Newington, NH). The testing area of the sample was 50 cm2, with compressed air at 21% oxygen sweeping the bottom half of the cell and nitrogen sweeping the top half, going to the sensor. OP was calculated by the equation: OP = OTR x l / Ap l = thickness of film Ap = partial pressure of oxygen OP values were the average of samples done in triplicate. Mechanical Properties TS and B were tested according to ASTM standard D-882-83, “Tensile properties of thin plastic sheeting.” Tests were run using the Instron Universal Tester, model 2401 from Instron (Canton, MA), with a lkN static load cell and crosshead speed of 20 in./min. Conditions of testing were 23 i 2°C (73.4°F) and 50 :1: 5% RH. All samples were conditioned for 48 hours at the same conditions prior to testing (Banerjee and Chen, 1995). Testing sample size was 2 in. x 1 in. TS was determined by the equation: TS = load / area load = peak force area = sample width x sample thickness E was determined by the equation: E = All 1 (expressed as a percentage) 38 A1 = distance sample stretched l = original length of sample TS and E values are the average of triplicate samples. Each sample was tested in duplicate. Storage Study Two representative treatments of the casein-based edible films developed in this research were firrther tested in a storage study using American processed cheese slices to investigate their effectiveness as a packaging wrap. Casein-based edible films used for this study were the 50% lactic acid casein/50% sorbitol and 58.3% lactic acid casein/41.7% glycerol films (percentages on a dry basis). These films were chose due to their similar barrier and mechanical properties they possessed, which were best the overall among the treatments evaluated in this research. Thickness of the films varied from 5.19 to 8.01 mils (0.131 to 0.203 mm). Slices unwrapped and in the original LDPE wrapper were used as controls. The processed American cheese slices used for this storage study, were purchased at a local retail outlet (East Lansing, MI). Cheese slices (3.25 in. x 3.5 in.) were placed between two layers of casein based film, sealed together by rubber cement, then dipped in paraffin wax to minimize water loss through the seal (Figure 5). The cheese samples were stored at 2.2 i 10°C (36°F) and 88 i 5% RH. Triplicate samples of each treatment were tested every 5 days over a 30 day storage period. Both the cheese and the wrap were tested for color change and moisture content during storage. Color tests were performed using the HunterLab colorimeter fiom (Hunter Associates Laboratory, Inc., Reston, VA), using a black and a white standard tile for 39 l—— 3.5” ——l Seal area (wax and rubber cement) 3.25” Cheese Figure 5. Packaging of Processed Cheese Slices Using Casein-Based Edible Films. 40 calibration, and the black tile as the background when testing samples. Values of L (black to white), a (green to red), and b (blue to yellow ) were determined. Moisture content of the cheese was performed according to the “Standard Methods for the Examination of Dairy Products,” (Marshall 1992). Cheese was shredded and approximately 3.0 i 0.5 g was placed in an aluminum weighing dish and dried at 80 i 3°C (176°F) using a gravity convection oven from Precision Instruments (Chicago, IL), until a constant weight was reached (approximately 16 hours). After the samples were dry they were placed in a dessicator for 30 minutes to cool and reweighed. Moisture content (%Moisture) was calculated by the following equation: %Moisture = [(wt. initial - wt. final)/wt. initial] x 100 Moisture content of the films were determined by drying 3.0 i 0.5 g of the edible film for 16 hours at 100 i 3°C (212°F), moisture of the samples were calculated similar to the cheese. Statistical Analysis Statistical analysis of the effect of protein type, plasticizer type, protein to plasticizer concentration on film properties, and the efi‘ect of wrap type on moisture content and color of processed cheese and their wraps during storage were made using Sigma Stat 1.0 from the Jandel Corp, (San Rafael, CA) performing multiple comparisons with the Student-Newman-Keuls method. RESULTS AND DISCUSSION Film Development Verification analysis of the protein powders showed that the specified values in Table 1 were within reason, protein content upon analysis being 90.18% and 83.4% for the lactic casein powder and rennet casein powder respectively, and ash being 1.28% and 8.02% respectively. Upon drying all films were smooth, flexible, and transparent. However, films containing low protein content, 37 .5% protein and 62.5% plasticizer (all percentages in results and discussion are on a dry basis unless otherwise specified), displayed a tackiness that the high and medium protein content films did not. Films made with a plasticizer content higher than 62.5% were too tacky and fell apart upon peeling fi'om the casting surface, thus were not used in this study. The film solution made with rennet casein and glycerol, 58.3% protein and 41.7% plasticizer, gelled shortly after the heating process, thus it had to be cast immediately following heating and filtering. Films rrrade with any higher protein content were too brittle and could not be peeled fi'om the casting surface. Barrier Properties Wator vapor permeabilig (WVP) A WVP of 34.0 g-mm/day-mz-kPa was observed with lactic acid casein and sorbitol, 58.3% protein and 41.7% plasticizer, films. This was the lowest WVP observed in this study. Films made with lactic acid casein and glycerol, 50% protein and 50% plasticizer, displayed a WVP of 59.3 gtmm/day-mz-kPa, which was the highest observed 41 42 (Table 4, 5; Figure 6). In general, films made with sorbitol displayed lower WVP’s than films made with glycerol, at same protein plasticizer ratios, with a wider difference among the lactic acid casein films. A significant difference (p<0.05) was witnessed among the high protein, lactic acid casein films, 34.0 g-mm/day-mz-kPa and 54.7 g-mm/day-mz-kPa for films containing sorbitol and glycerol respectively (Table 4). Protein type did not play a significant role in the WVP of the films (Table 5). No trends were found pertaining to protein concentration. It had been shown in other studies using sorbitol and glycerol as the plasticizer that films made with sorbitol displayed lower WVP’s then those made with glycerol (McHugh and Krochta 1994). This is due to the ability of glycerol to adsorb water more than sorbitol, probably stemming from the more crystalline structure of sorbitol, making it more stable (Sicard and Leroy, 1983). It was thought that as protein content increased in the films a significant decrease in WVP would occur, due to more protein-protein interactions in the films matrix. Even though this trend did occur, however not statistically significantly, the high plasticizer content in the films was probably high enough to counteract the significance of these interactions in preventing the passage of water vapor. WVP’s didn’t vary between the two protein types, even though protein content in the powder was substantially higher with the lactic acid casein (87.3% to 80.6% for rennet casein). This was probably counteracted by higher portion of fat, being hydrophobic, and ash, containing calcium that can promote crosslinking of the proteins. 43 Table 4. Effect of Plasticizer Type on Water Vapor Permeability (WVP) of Casein-Based Edible Films (378°C, 90% RH.) Treatmentl Lactic Acid Caseinz'3 Rennet Casein” (Protein Powder%/ Plasticizer%) S(37.5/62.5) 44.9 i 98'” 49.7 :i: 8.3'” S(50/50) 45.0 i 9.0“ 49.6 :l: 6.6'” S(58.3/41.7) 34.0 i 5.2" 39.6 :1: 3.6" G(37.5/62.5) 54.9 i 1.6' 57.9 s: 4.9‘ 0(50/50) 59.3 s 6.5’ 58.2 :t 2.5' G(58.3/4l.7) 54.7 :t 6.2' 45.2 i 68'” ‘ Letter denotes plasticizer type: L=Lactic acid casein, R=Rennet casein; Protein powder%/p1asticizer% is reported as a dry basis. 2 Different letters columnwise denote significant difi'erence (p<0.05). 3Mean:l:s.d.arereportedasg-mm/day-mz-kPa. 44 Table 5. Effect of Casein Type on Water Vapor Permeability (WVP) of Casein-Based Edible Films (378°C, 90% RH.) ' Treatmentl Sorbitol” Glycerolz'J (Protein Powder%/ Plasticizer%) L(37.5/62.5) 44.9 i 9.8' 54.9 :t 1.6' L(50/50) 45.0 i 9.0‘I 59.3 i 6.5' L(58.3/41.7) 34.0 i 5.2'I 54.7 :1: 6.2' R(37.5/62.5) 49.7 i 8.3' 57.9 i 4.9‘I R(50/50) 49.6 i 6.6‘I 58.2 :1: 2.5' R(58.3/4l.7) 39.6 :t 3.6' 45.2 i 6.8' rLetter denotes casein type: L=Lactic acid casein, R=Rennet casein; Protein powdero/o/plasticizerf/o is reported as a dry basis. 2 Difl‘erent letters columnwise denote significant difference (p<0.05). 3Meanisd. arereportedasg-mm/dayomztkPa. 45 WVP (g mm/m2 day kPa) '9 A A Lactic Acid Casein Type 3 E In. B. 8 8 C A 8 a E g g 3 m % .3 a g Treatments 0 g Figure 6. Water Vapor Permeability (WVP) of Casein-Based Edible Films (378°C, 90% RH.) Treatment: S=Sorbitol. G=Glycerol; (Protein Pmdewpnstiem) 46 mgen permeability (OP) Films made with lactic acid casein and sorbitol, 37 .5% protein and 62.5% plasticizer, gave the lowest OP of 0.653 cc-um/day-mz-kPa. Films made with rennet casein and glycerol, 37.5% protein and 62.5% plasticizer, gave an OP of 7.057 cc-um/day-mz-kPa, which was the highest OP observed (Table 6, 7; Figure 7). Plasticizer type had an effect on OP only when rennet casein was the protein used (at low and medium concentrations) and when glycerol was the plasticizer. These values were significantly higher (p<0.05) than the rest (Table 6). Films made with lactic acid casein and glycerol, 50% protein and 50% plasticizer, displayed a significantly higher (p<0.05) OP than the rest of the lactic acid casein films. Protein type had a significant effect (p<0.05) on OP when glycerol was used as the plasticizer. The rennet casein (low and medium concentrations) and glycerol films displayed higher OP’s than those made with lactic acid casein and glycerol, and rennet casein (high protein content) and glycerol (Table 7). Protein to plasticizer ratio did not play a significant role in OP of the films. Since these tests were evaluated at 0% RH. we didn’t see a possible efi‘ect of water to act as a further plasticizer. At elevated RH.’s we could probably expect to see glycerol effect OP more than sorbitol because of it’s greater afiinity towards water. Due to these dry conditions OP differences based on protein concentration and type were not seen because proteins are generally not reactive with oxygen. OP for the films made with rennet and glycerol might have been elevated due to some trapped water, because these films did gel quicker than the others, especially the higher protein concentration films. 47 Table 6. Effect of Plasticizer Type on Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) Treatmentl Lactic Acid Caseinz‘3 Rennet Casein” (Protein Powder%/ Plasticizer%) S(37.5/62.5) 0.653 i 0.122‘I 0.713 i 0.155‘I S(50/50) 0.733 t 0.133‘I 1.017 t 0.267‘ S(58.3/41.7) 0.813 :1: 0202‘ 0.963 :1: 0.153‘I G(37.5/62.5) 0.880 :1: 1.101‘ 7.057 :1: 1831" G(50/50) 2.177 :1: 0.544" 5.553 :1; 2842" G(58.3/4l.7) 0.727 :t 0272‘ 1.837 t 0.791' I Letter denotes plasticizer type: S=Sorbitol, G=Glycerol; Protein powder%/plasticizer°/o is reported as a dry basis. 2 Different letters columnwise denote significant difl'erence (p<0.05). 3Meanis.d. arereportedascc-um/day-mz-kl’a. 48 Table 7. Effect of Protein Type on Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) Treatmentl Sorbitolz'3 Glycerol” (Protein Powder%/ Plasticizer%) L(37.5/62.5) 0.653 i 0.122' 0.880 i 1.101' L(50/50) 0.733 i 0.133' 2.177 i 0.544'l L(58.3/41.7) 0.813 i 0202‘I 0.727 2|: 0272'I R(37.5/62.5) 0.713 3: 0.155'I 7.057 i 1.831" R(50/50) 1.017 1- 0267‘ 5.553 i 2.842b R(58.3/4l.7) 0.963 t 0.153' 1.837 i 0.791' ‘ Letter denotes casein type: L=Lactic acid casein, R=Rennet casein; Protein powder%/plasticizer% is reported as a dry basis. 2 Difl‘erent letters columnwise denote significant difference (p<0.05). 3Mean:1:s.d.arereportedascc-11.111/day-m2-kPa. 49 OP (cc pmlmz day kPa) Rennet ................. ................... ........ :7 A S '3 e g at g s g 6‘ w :3 g c, g to V o h Treatments 0 8’ Figure 7. Oxygen Permeability (OP) of Casein-Based Edible Films (23°C, 0% RH.) Treatments: s-Sorbitol, G=Glycerol; (Protein Putnam/Plasticizer%) 50 Mechanical Properties W Upon conditioning, at 23°C and 50% RH, films made with rennet casein and sorbitol had a white film layer form on their surface. It is not known what the white film that formed on the surface was, possibly a by-product of the hygroscopic properties of sorbitol. However, this film layer, did not seem to affect the TS of these films. Films made with rennet casein and sorbitol, 58.3% protein and 41.7% plasticizer, displayed a TS of 15.117 MPa, which was the highest observed. Films made with lactic acid casein and sorbitol, 37.5% protein and 62.5% plasticizer, displayed a TS of 0.415 MPa, which was the lowest observed (Table 8, 9; Figure 8). Films made with sorbitol as the plasticizer in all cases had significantly higher (p<0.05) TS’s than those made with glycerol, at equal protein to plasticizer concentrations (Table 8). Rennet casein films tended to produce stronger films than lactic acid casein with either type of plasticizer, being more significant (p<0.05) at higher protein concentrations (Table 9). As Protein to plasticizer ratios increased TS increased significantly (p<0.05). As expected films containing sorbitol displayed a higher TS than films formulated with glycerol, at the same protein to plasticizer contents. This is probably due to their greater crystallinity, and higher viscosity which it possesses, and the ability of glycerol to hold more water at equivalent RH.’s, decreasing protein-protein interactions (Sicard and Leroy, 1983). More calcium crosslinking, possibly being stronger than the direct protein- protein bonding, in the rennet casein films, because of the larger ash content, could be the main factor in the higher TS of rennet films compared to lactic acid films. The increase in 51 Table 8. Effect of Plasticizer Type on Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) TreatmentI Lactic Acid Casein"3 Rennet Casein” (Protein Powder%/ Plasticizer%) S(37.5/62.5) 2.427 :t 00751" 3.827 :1: 0.307‘ S(50/50) 7.483 i 0.7457” 9.527 :1: 1.405b S(58.3/41.7) 11.647 t 0.3800" 15.117 i 2.270c G(37.5/62.5) 0.415 1 0.0603‘l 0.830 :1: 0.290‘l G(50/50) 1.243 :1: 0.0273° 2.423 :1: 0.166“I G(58.3/41.7) 2.507 i 0.0666' 4.497 a 0.698' ILetter denotes plasticizer type: S=Sorbitol, G=Glyccrol; Protein powdefi/dplasticizefl/o is reported as a dry basis. 2 Different letters columnwise denote significant difference (p<0.05). 3 Mean 1: s.d. are reported as MP3. 52 Table 9. Effect of Protein Type on Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) Treatment’ Sorbitol” Glycerol” (Protein Powder%/ Plasticizer%) L(37.5/62.5) 2.427 a 0.075“ 0.415 i 0060‘ 150/50) 7.483 i 0.746” 1.243 i 0.047“ L(58.3/41.7) 11.647 : 0.380c 2.507 :1: 0.067c R(37.5/62.5) 3.827 a 0307' 0.830 i 0.290“ R(50/50) 9.527 i 1.405“ 2.423 :1: 0.166c R(58.3/41.7) 15.117 3: 2.270“ 4.497 :1; 0.698“ Letter denotes casein type: L=Lactic acid casein, R=Rennet casein; Protein powdefi/dplasticizef/o is reported as a dry basis. 2 Different letters columnwise denote significant difference (p<0.05). 3 Mean 1 s.d. are reported as MPa. 53 Lactic Acid Casein Type 6.86.50 Haw” A8 anvmv E $5.86 . , 38‘3an 89¢me Treatments 4. .................................... . . ANFVB.$Vm Anus: wk Figure 8. Tensile Strength (TS) of Casein-Based Edible Films (23°C, 50% RH.) Treatments: S=Sorbitol. G=Glycerol; (Protein Pwder‘lb/Plasticizer‘lt) 54 TS as protein content increased is most likely due to an increase in protein-protein interactions. Elongation (E%) Again films made from rennet casein and sorbitol had a white film form on their surface upon conditioning, this appeared to make the film brittle reducing the E%. Films made with lactic acid casein and sorbitol, 50% protein and 50% plasticizer, displayed an E of 253.6%, which was the highest observed. Those made with rennet casein and sorbitol, 58.3% protein and 41.7% plasticizer, displayed an E of 17.9%, being the lowest observed (Table 10, 11; Figure 9). Films made with glycerol displayed significantly higher (p<0.05) E%’s than those made with sorbitol at the same protein to plasticizer ratio, except for the lactic acid casein (low protein content) and glycerol films which had a lower E% than lactic acid casein (low protein content) and sorbitol films (Table 10). Protein type did not contribute significantly to the E%, except when sorbitol was used. This being due to the white film that formed on the surface of the rennet casein and sorbitol films (Table 11). No significant trends in E% were present based on protein to plasticizer ratio. Films containing glycerol had the higher E%, as expected, again because of the ability of glycerol to absorb more water than sorbitol, acting to further plasticize the films, making them less brittle. Due to the higher crystallinity present in sorbitol would tend to make them more rigid. However, as protein content increased a decrease in E% was not observed, which was not expected. It was thought that E% would decrease because of the increased protein-protein interactions increase, making them film more resistant to stretching. 55 Table 10. Effect of Plasticizer Type on Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) Treatmentl Lactic Acid Casein2’3 Rennet Casein2'3 (Protein Powder%/ Plasticizer%) S(37.5/62.S) 170.7 a 2.0“ 4.9 :1: 9.8‘ S(50/50) 156.0 :1: 6.1' 7.6 :1: 22.5“ S(58.3/41.7) 50.6 :1: 7.5“ 17.9 :1: 4.6' G(37.5/62.5) 121.4 i 10.2“ 123.2 :1: 22.4“ G(50/50) 253.6 :1; 16.3“ 185.4 i 22.8“ G(58.3/41.7) 194.1 s. 20.6“ 223.5 :1: 22.7“ Letter denotes plasticizer type: S=Sorbitol, G=Glycerol; Protein powder%lplasticizeP/o is reported as a dry basis. 2 Difl‘erent letters columnwise denote significant difierence (p<0.05). 3 Mean :t s.d. are reported as %. 56 Table 11. Effect of Protein Type on Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) Treatmentl Sorbitol2'3 Glycerol2'3 (Protein Powder%/ Plasticizer%) L(37.5/62.5) 170.7 i 2.0' 121.4 3: 10.2“ L(50/50) 156.0 : 6.1‘I 253.6 s 16.3“ L(58.3/41.7) 150.6 i 7.5' 194.1 i 20.6““ R(37.5/62.5) 34.9 i 9.8b 123.2 a 22.3“ R(50/50) 77.6 a 22.5“ 185.4 i 22.8““ R(58.3/41.7) 17.9 :1: 4.6" 223.5 1“ 22.7““ TLetter denotes casein type: L=Lactic acid casein, R=Rennet casein; Protein powdefi/dplasticizefi/o is reported as a dry basis. 2 Difl‘erent letters columnwise denote significant difference (p<0.05). 3 Mean i s.d. are reported as %. E A -- Rennet Casein Type S S 3 r: A 13' ‘15 3. ; fr? Dr «'3 3 g «71’ 18 6 h Treatments 5 8 Figure 9. Elongation (E%) of Casein-Based Edible Films (23°C, 50% RH.) Treatment: S=Sorbitol, G=Glycerol; (Protein Powder%lPlesticizer‘lt) 58 Comparisons to Other Films Properties of casein-based edible films developed in this study compared favorably to synthetic polymers in some aspects, while in others they were inferior (Table 12). The casein-based films from this study included in Table 12 were chosen because they possessed good properties in the various categories. These casein-based films also compared favorably to other protein-based films that have been developed (Table 13). Casein-based films were very poor water vapor barriers as compared to synthetic films. Low density polyethylene (LDPE) is considered a good water barrier, while nylon 6 is considered rather poor one. The WVP of casein-based edible films is approximately 7 times greater than that of the nylon 6. This is most likely due to the hydrophilic characteristics that proteins possess. The water barrier properties of these films compared rather favorably to other edible protein films that have been developed. However, direct comparisons cannot be made due to the different experimental conditions, film composition, and thickness. The only protein-based films reported that possessed lower WVP’s than our films were the caseinate films developed by Banerjee and Chen (1995) and Park and Chinnan (1990). However, films from those studies contained higher protein concentrations and tested under less severe conditions. Typically, as temperature or relative humidity rise so will the WVP. The casein-based films developed in this study possessed good oxygen barrier properties compared to both synthetic and other protein-based edible films. Ethylene vinyl alcohol (EVOH) is considered a very good oxygen barrier and nylon 6 a good barrier. The OP of our casein—based films were comparable to that of EVOH. The OP’s of our films were also lower than any of the values reported for other protein-based films. The 59 Table 12. Comparison of Selected Casein-Based Edible Films and Synthetic Polymers Protein- Thickness WVP2 0P3 TS" E4 Reference Plasticizerl (mm) (g-mm/ (cc-um/ (MPa) (%) m2-d-kPg m2-d-kPa) LA-S Film 0.203 45.03 0.71 7.48 156.0 Present (50/50) LA-G Film 0.203 54.69 0.77 2.51 194.1 Present (58.3/41.7) R-S Film 0.203 49.68 0.71 3.83 34.9 Present (37.5/62.5) R-G Film 0.203 58.15 3.95 2.42 185.4 Present (so/50) Synthetic Polymers LDPE 0.0254 - 1870“ 8.6-17 500 Salame (1986) HDPE 0.0254 0.02 427“ 17-35 300 Smith (1986) EVOH 0.0254 - 0.066 39.2-68.7 235-325 Foster (56% von) (1986) Nylon 6 0.0254 7.1 10.1 69-828 400-500 Tubrity & Sibilia (1986) ' Numbers in parenthesis denotes protein powder%lplasticizer %; L.A.=Lactic Acid Casein, R=Rennet Casein, S=Sorbitol, G=Glycerol, LDPE=Low density polyethylene, HDPE=High density polyethylene, EVOH=Ethylene vinyl alcohol (VOH-Vinyl alcohol). 2 Evaluated at 378°C and 90% RH. 3 Evaluated at 23°C and 0% RH. ‘ Evaluated at 23°C and 50% RH. Table 13. Comparisons of Various Protein-Based Edible Fihns 6O Film TypeT Thickness WVP OP T83 Ez Reference (Protein- (mm) (g-mm/ (cc-um/ (MPa) (%) Plasticizer) m2-d-kPa) mz-d-kPa) c'z-c 7.69-11.49 13.0-44.9 - - Park and (SIM/16.9) (21°C, (30°C, Chinnan (1990) 85% 11.11.) 0% 11.11.) srr-c 0.064 - 4.75 3.13-5.23 66.5-90.3 Brandenburg et (sac/37.0) (25°C, 01. (1993) 0% 11.11.) WG-6 3.82 Gennadios et (HA/28.6) 108.4 (23°C, al.(l993b) 0.140 (378°C, 0% 1111.) 1.8 25 Aydt er al. 100% RH.) (1991) NFDM-G 0.069 81.0 - 5.1 12.2 Maynes and lactose (30°C, Krochta(l994) extracted 61% RH.) (mo/25.0) NFDM-G 0.071 70.3 - 9.1 5.2 Maynes and ultra-filtered (30°C, Krochta (1994) (75.01250) 65% 11.11.) WPl-G 0.121 119.8 . - - McHugh and «2.5/37.5) (25°C, Krochta (1994) 65% 11.11.) Tvrr-s 0.129 61.92 - - - McHugh and (625/375) (25°C, Krochta(l994) _ 79% 1111.) WPl-G 0.110 - 61.92 13.9 30.8 McHugh and (70.0/30.0) (23°C, Krochta (1994) 50% RH.) wrr-s 0.110 - 8.3 14.7 8.7 McHugh and (sac/50.0) (25°C, Krochta (1994) 79% 11.11.) 801; 0.109 12.90 - 2.98 29.89 Banerjee and (66.7333) (23°C, Chen (1995) 72% RH.) cc-c 0.105 7.91 - 4.25 1.45 Banerjee and (66.71333) (23°C, Chen (1995) 72% 11.11.) (an-casein - - - 4.1 38.0 Motoki er al. -G (1987) (988/20) tau-casein - - - 10.6 77.0 Motoki er al. (1987) transglnt. (sen/2.0) ' Numbers in parenthesis denotes protein %lplasticizer %; CZ=Com Zein, SPI=Soy protein isolate, WG=Wheat gluten, NFDM=Non fat dry milk, WPI=Whey protein isolate, SC=Sodium caseinate, CC=Calcium caseinate, G=Glycerol, S=Sorbitol, n'ansglut.=transglutaminase. 2 Evaluated at 23°C and 50% 11.11. 61 TS and E% of these casein-based films were considerably lower than the synthetic polymers. TS’s were approximately 2 to 10 times weaker than the synthetic polymers, while the E% was approximately 1.5 to 2 times lower. These casein-based films were very comparable to the other protein-based films in TS, while they possessed much higher E%’s than any of the reported protein-based edible films. Storage Study Moisture Content The casein-based edible films proved to be ineffective in preventing moisture loss in processed cheese slices. Moisture content of the cheese began at 39.32%, and those slices wrapped in LDPE did not lose any significant amount of moisture over the duration of storage. However, cheese slices wrapped in the casein-based films and the unwrapped controls lost a significant amount (p<0.05) of moisture, dropping to about 30% (Table 14). In fact, these films didn’t even delay the loss of moisture. Both casein-based wraps performed similarly to unwrapped controls, in retaining moisture in the cheese slices, throughout storage (Table 15). This can be attributed to the poor moisture barrier properties these films possess. Also, this was probably a worst case scenario for evaluating these films due to the high moisture content of the cheese, and because of the high RH. of the storage environment, which was 88%. There was a dramatic increase in the moisture content of the casein-based films, when used as a cheese wrap (Table 16). The lactic acid casein and sorbitol film had a moisture content of 9.02%, while the lactic acid casein and glycerol film had an initial moisture 62 Table 14. Effect of Storage Time on Moisture Content of Processed Cheese Slices Packaged in Various Wraps (22°C, 88% RH.) Percent Moisture Wrap 'ije Storage LDPEW L.A.-S Film L.A.-G Film No Wrap “3““ (Days) (so/50) ““5 (58.3/41.7) 1.2.3 0 39.32 a 0.64“ 39.32 a 0.64“ 39.32 a 0.64“ 39.32 i 0.64“ 5 39.62 a 4.77“ 31.10 : 2.23b 34.04 i 0.54b 30.75 s 4.77“ 10 41.41 i 1.39“ 28.19 i 0.44““ 32.32 s 0.48““ 29.39 a 088" 15 41.86 1. 0.39“ 28.01 a 2.39““ 27.73 i 1.20“ 29.69 1: 0.22“ 20 40.29 1 1.00“ 26.48 s. 0.75“ 31.55 i 0.69““ 28.24 i 1.71“ 25 39.59 :t 0.23“ 25.70 1 0.64“ 29.30 1: 0.91“ 28.86 1 0.77“ 30 42.75 i 0.15“ 28.92 i 2.18““ 29.85 :r 1.35“ 30.77 a 0.51“ ‘ LDPE=Low density polyethylene, L.A.=Lactic acid casein, S=Sorbitol, G=Glycero1; numbers in parenthesis (protein powdefl/dplasticizefi/o). 2 Different letters columnwise denotes a significant difierence (p<0.05). 3 Mean :t s.d. Table 15. Effect of Wrap Type on Moisture Content of Processed Cheese Slices 63 During Storage (22°C , 88% RH.) Percent Moisture Storage Time (Days) Wrap 0"3 5"“ 10’“ 15 2'“ 20 2“ 25 2’ 30 ’3 1 Type LDPE 39.32 1 0.64“ 39.62 1 4.77“ 41.41 1 1.39“ 41.86 1 0.39“ 40.29 1 1.00“ 39.59 1 0.23“ 42.75 1 0.15“ L. A.-S 39.32 1 0.64“ 31.10 1 2.23“ 28.19 1 0.44“ 28.01 1 2.39“ 26.48 1 0.75“ 25.70 1 0.64“ 28.92 1 2.18“ Film (SO/50) L. A.-G 39.32 1 0.64“ 34.04 1 0.54“ 32.32 1 0.48“ 27.73 1 1.20“ 31.37 1 0.69‘ 29.30 1 0.91“ 28.85 1 1.35“ Film (58.3l4r.7) N0 Wrap 39.32 1 0.64“ 30.75 1 1.03“ 29.39 1 0.88“ 29.69 1 0.22“ 28.24 1 1.71“ 28.86 1 0.77“ 30.77 1 0.51“ 3 LDPE=Low density polyethylene, L.A.=Lactic acid casein, S=Sorbitol, G=Glycerol; numbers in parenthesis (protein powder°/n/plasticizer°/o). 2 Different letters columnwise denotes a significant difference (p<0.05). 3 Mean 1 s.d. 64 Table 16. Effect of Storage Time on Moisture Content of Edible Films Used as a Wrap for Processed Cheese Slices (22°C, 88% RH.) Percent Moisture Wrap Type Storage L.A.-S Film L.A.-G Film (Days) (50/50) W gas/41.7) W 0 9.02 11.21“ 17.80 1 3.86“ 5 37.60 1 2.58“ 45.47 1 1.59“ 10 37.85 1 3.76“ 42.73 1 1.43““ 15 36.69 1 2.73“ 37.46 1 0.72“ 20 37.96 11.08“ 44.12 11.71““ 25 37.29 1 0.12“ 43.10 1 0.24““ 30 35.72 14.16“ 38.14 14.27“ I L.A.=Lactic acid casein, S=Sorbitol, G=Glycerol; numbers in parenthesis (protein powder%/ plasticize1%). 2 Different letters columnwise denotes a significant difference (p<0.05). 3 Means i s.d. 65 content of 17.80%. In the first 5 days of storage these quickly rose to 37.60% and 45.47% for the casein and sorbitol, and casein and glycerol films respectively, then stayed relatively constant throughout the rest of storage. Which is due to the hydrophilic nature of both the casein and the plasticizer (Swaisgood, 1985; Sicard, 1982). This was the same trend that was observed with the moisture loss of the cheese slices. If we look at the weight change of the cheese slices and wrap (package system) over the period of storage we see that the water lost by the cheese in retained in the film (Table 17). The package system of cheese slices with the casein and sorbitol film maintained a constant weight throughout storage, while the package system of the cheese slices wrapped with the casein and glycerol film actually gained weight during storage. This is most likely attributed to the ability of glycerol to absorb moisture from the air (Merck, 1989). Casein-based films were ineffective at retaining color in processed cheese slices also (Table 18). Cheese slices wrapped in LDPE retained their original, creamy orange, appearance throughout the duration of storage. A significant change (p<0.05) was observed in the Hunter L-Value for cheese slices wrapped in the casein-based films and the unwrapped controls occurring shortly after being packaged (Table 18a). This value shows a darkening of the cheese, decreasing in value fiom 71.07 to about 56.0. There was no significant difference in L-Value among the cheese slices wrapped in the casein- based films and the unwrapped slices. The unwrapped and casein-based film wrapped slices also witnessed a significant change (p<0.05) in redness during storage (Table 18b). This is shown by the a-value increasing from 8.60 to around 11.0, indicating a slight 66 Table 17. Weight Gain of Processed Cheese Slices and Wrap During Storage (22°C, 88% RH.) Storage (Days) LDPELZ-3 L.A.-S Film L.A.-G Film (so/so) u: (58.3/4l.7) “3" 0 0.000 1 0.000“ 0.000 1 0.00“ 0.000 1 0.00“ 5 0.016 1 0.002“ 0.731 1 0.17“ 3.342 1 0.76“ 10 0.017 1 0.003“ -0054 1 0.37“ 2.791 1 0.77“ 15 0.005 1 0.002“ 0.383 11.31“ 3.587 1 1.59“ 20 -0.026 1 0.035“ 0.995 1 0.03“ 4.148 1 0.45“ 25 0.020 1 0.017“ 0.206 1 0.39“ 2.856 1 1.02“ 30 -0.006 1 0.004“ 0.600 1 0.94“ 1.916 1 1.06“ ' LDPE=Low density polyethylene, L.A.=Lactic acid casein, S=Sorbitol, G=Glycerol; numbers in parenthesis (protein powdefl/dplasticizefi/o). 2 Difi'erent letters columnwise denotes a significant difference (p<0.05). 3 Means :t s.d. reported in grams. 67 Table 18. Effect of Wrap Type on Color Changes in Processed Cheese Slices During Storage (22°C, 88% RH.) 11) L-Value (0 black to 100 white) Storage Time (Days) Wrap 0"“ 5"“ 10“ 157““ 20"“ 25"“ 30" Type' LDPE 71.07 1 70.80 1 71.33 1 71.37 1 69.97 1 69.80 1 69.70 1 0.60“ 0.95“ 1.36“ 0.50“ 0.15“ 0.35“ 0.60“ L.A.-S 71 .07 1 59.73 1 57.87 1 58.07 1 56.20 1 54.93 1 55.53 1 Film 0.60“ 1.50“ 0.47“ 3.89“ 1.32“ 1.10“ 3.36“ (50/50) L.A.-G 71.07 1 67.17 1 63.70 1 57.33 1 63.33 1 60.90 1 58.13 1 Film 0.60“ 1.19“ 1.22“ 2.82“ 2.1 1“ 1.56“ 2.42“ (583/417) No Wrap 71.07 1 61.30 1 60.53 1 60.33 1 56.10 1 55.67 1 55.23 1 0.60“ 0.60“ 1.21““ 0.32“ 2.86“ 0.80“ 1.45“ b) a-Valne (- green to + red) Storage Time (Days) Wrap 0"“ 5"“ 10"“ ' 15"“ 20“” 25““ 30““ Type1 LDPE 8.60 1 9.10 1 8.93 1 8.33 1 9.00 1 8.70 1 8.10 1 0.35“ 0.36“ 0.38“ 0.61“ 0.70“ 0.10“ 0.72“ L.A.-S 8.80 1 10.67 1 11.57 1 10.57 1 10.03 1 11.47 1 10.93 1 Film 0.35“ 1.04“ 0.15“ 0.55“ 0.21“ 0.75“ 0.61“ (50/50) L.A.-G 8.60 1 10.43 1 10.33 1 11.43 1 9.60 1 11.13 1 10.63 1 Film 0.35“ 0.31“ 0.47“ 0.65“ 0.27“ 0.47“ 0.21“ (SSS/41.7) No Wrap 8.60 1 11.30 1 11.30 1 10.73 1 11.67 1 12.10 1 11.43 1 0.35“ 0.44“ 0.76“ 0.31“ 0.81“ 0.46“ 0.61“ c) b-Value (- blue to + yellow) Storagé Time (Days) Wrap 0"“ 5"“ 10" 15"“ 20" 25““ 30"“ Type' LDPE 33.93 1 34.60 1 34.87 1 33.90 1 34.30 1 34.37 1 34.77 1 0.58“ 0.17“ 0.55“ 0.27“ 0.10“ 0.06“ 0.49“ L.A.-S 33.93 1 33.50 1 32.47 1 32.00 1 31.30 1 30.87 1 31.10 1 Film 0.58“ 0.87“ 0.65“ 1.83“ 0.61“ 0.74“ 1.74“ (50150) L.A.-G 33.93 1 35.30 1 33.73 1 31.77 1 33.40 1 33.27 1 32.20 1 Film 0.58“ 0.53“ 1.42“ 1.30“ 1.32““ 0.71““ 1.14““ (583/417) No Wrap 33.93 1 33.73 1 34.10 1 33.77 1 31.77 1 32.13 1 31.77 1 0.58“ 1.59“ 1.33“ 0.59“ 1.16“ 0.71““ 0.67“ I LDPE=Low density polyethylene, L.A.=Lactic acid casein, S=Sorbitol, G=Glycerol; numbers in parenthesis (protein powdefi/dplasticizer‘h). 2 Different letters columnwise denotes a significant difference (p<0.05). 3 Means :1: s.d. 68 reddening of the cheese. No significant difference was observed between the cheese slices wrapped in the casein-based film or the unwrapped slices, again occurring shortly after being packaged. A significant change (p<0.05) in Hunter b-value occurred towards the end of storage in cheese slices wrapped in the casein-based films and the unwrapped controls (Table 18c). Values decreased from 33.93 to around 32.0 at the 20 day period and remaining relatively constant, indicating a slight loss of yellowness in the cheese. This color change is attributed to the loss of moisture in the cheese slices, because this color change (L-value and a-value) occurred at the same rate as did moisture loss. As with moisture loss following the initial change values tended to remain constant for the rest of storage. The color of the casein-based film itself afier being used to wrap processed cheese slices changed significantly (p<0.05) during storage (Table 19). Casein-based films were significantly more transparent (p<0.05) than the LDPE film. This is shown by the Hunter L-value at day 0 of storage, where LDPE has a value of 23.63 and casein-based films have values of 13.40 and 11.83 for the films containing sorbitol and glycerol, respectively (Table 19a), values closer to 0 being more transparent since the black tile was used as the background tile. However, by the end of storage there was no difierence in transparency among the films. Hunter a-value were similar for all the films and remained constant throughout storage (Table 19b). Films at the beginning of storage were similar (being slightly bluish), with the casein-based films significantly changing (p<0.05) to a slight yellowish color during storage, while the LDPE films remained unchanged (Table 19c). This is observed in the similar changes of the Hunter b-values of the casein-based films Table 19. Comparison of Color Changes of Wraps After Storage on Processed a) L-Value (0 transparent to 100 white) Cheese Slices (22°C, 88% RH.) Storage Time (Days) Wrap 0"" 5“ 10"" 15"" 20"" 25"J 30“ Type1 LDPE 23.63 :t - - - - - 24.47 :1: 0.35'I 0.75' L.A.-S 13.40 i 20.60 :t 21.93 i 21.93 :1: 20.33 :1: 20.93 i 20.83 1 Film 1.64“ 1.05“ 2.12“ 1.35“ 1.52“ 0.67“ 2.97“ (SO/50) L.A.-G 11.83i 21.17: 22.9031: 19.17: 20.703: 21.67: 21.6721: Film 1.07“ 1.37“ 1.77“ 3.19“ 1.18“ 2.71“ 3.36“ (58.3/41.7) b) a-Value (- green to + red) Storage Time (Days) Wrap 0“ 5“ 10‘: 15“ 20“ 25“ 30“ Type1 LDPE 0.13 :1: - - - - - 0.67 :1: 1.25' 1.36' L.A.-S -0.80 i -0.30 i -0.60 :t -0.567i 0.67 d: 0.33 i -0.37 :1: Film 0.36'I 0.20'I 0.85' 0.32' 0.29'I 0.21' 0.50II (50150) L.A.-G -0.50 :t -0.367 i -0.53 i -0.87 i -0.33 i -0.73 :l: -0.23 1 Film 030' 0.45' 045| 057' 0.25' 0.16' 0.58' (58.31417) c) b-Value (- blue to + yellow) Storage Time (Days) Wrap 0“ 5"J 10” 15“ 20“ 25" 30" Type1 LDPE -1.47 1 - - - - - -1.73 1 0.85' 0.90' L.A.-S -1.87 i 0.50 i 0.30 i 0.60 i -0.60 :1: 0.10 i 0.63 :1: Film 0.85“ 0.20“ 0.446“ 0.44“ 0.61“ 0.36“ 0.51“ (50/50) L.A.-G -l.50 i 0.50 :1: 0.73 :t 0.57 i 0.30 i 0.73 i 0.67 1 Film 0.78'I 0.56' 0.60'l 0.35' 0.20'I 0.21'| 0.21" (583I4l.7) LDPE=Low density polyethylene, L.A.=Lactic acid casein, S=Sorbitol, G=Glycerol; numbers in parenthesis (protein powder°/o/plasticizer%). 2 Difi‘erent letters columnwise denotes a significant difference (p<0.05). 3 Means i s.d. 70 from about -1.50 to about 0.65. These color changes in the film might be attributed to some residual cheese sticking to the film. CONCLUSIONS . Casein-based films developed in this study possess poor water barrier properties. . They do possess good oxygen barrier properties, similar to synthetic polymers with good oxygen barrier properties. Sorbitol used as a plasticizer will provide films with better overall properties than if glycerol were used as the plasticizer. . Casein-based films tend to have inferior properties compared to synthetic films, except for oxygen barrier properties. . Overall properties of casein-based films from this study compare favorably to properties of other protein-based films. . These casein-based films did not act as good wrap for processed cheese slices. 71 RECOMMENDATIONS Work needs to be done on these films to improve their WVP properties. This could be accomplished with the use of crosslinking agents, or the incorporation of lipids into the films or as part of a bilayer film. Studies need to be done to determine the properties of these films at different environmental conditions, temperature and RH. Biodegradation studies should be conducted to determine biodegradability of these films and to establish testing methods for this. Further studies need to be done incorporating these films into other food systems, especially oxygen sensitive food items where these films could provide their greatest utility. Processes to seal these films must also be developed if they are to be used as an alternative packaging material. 72 LIST OF REFERENCES LIST OF REFERENCES Andrews, A.L., Atkinson, D., Evans, M.T.A., Finer, E.G., Green, J .P., Phillips, J .C., and Robertson, RN. 1979. The conformation and aggregation of bovine B-casein A. 1. Molecular aspects of thermal aggregation. Biopolymers 18: 1105-1121. AOAC 1990. Meat and Meat Products. In “Oficial Methods of Analysis,” 15th ed. Association of Official Analytical Chemists. Ch. 39. Arlington, VA. ASTM 1990. 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