I WW I ) ' f = = 2 — — —" -'— '—_— '—— "— "' _ 2 949 THEGS lllllllllllllllllIlllllllllillllllllllllllllllllllllllllllllll 3 1293 01570 2503 This is to certify that the thesis entitled VOWEL DEVOICING IN JAPANESE presented by Terumi Imai has been accepted towards fulfillment of the requirements for M.A. degree in _Linguis.tics _, 1 , ll ajor pro or Date 5- / 7 / Q 7 07639 MS U is an Affirmative Action/Equal Opportunity Institution LIBRARY Michigan State University PLACE N RETURN BOX to romovo this chockout from your rocord. TO AVOID FINEQ rotum on or bdoro dot. duo. DATE DUE DATE DUE DATE DUE MSU In An Afflrmotivo AetiorVEquol Opportunity lnotituflon Wanna-9.1 VOWEL DEVOICING IN JAPANESE By Temmi Imai A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF ARTS Department of Linguistics and Germanic, Slavic, Asian and African Languages 1997 ABSTRACT VOWEL DEVOICTNG [N JAPANESE By Terumi Imai Japanese close vowels are devoiced when they occur between voiceless consonants or between a voiceless consonant and a pause. The goal of this study is to find the promoting and demoting environments for the devoicing of each vowel, in terms of place and manner of articulation of the adjacent segments. Natural conversation was recorded on a cassette tape and an acoustic analysis program “Si gnalyze” was used to determine the voicedness of all the vowels in the data. The encoded data were analyzed using a statistical program “VARBRUL.” It was found that each vowel has different promoting and demoting environments of its own, and the best promoter for the devoicing of /i/ is a preceding fricative, but the best promoter for the devoicing of other vowels is a preceding stop or the feature “stop.” It was also found that although the preceding pause promoted devoicing, the following pause demoted it. ACKNOWLEDGMENTS My sincere appreciation is extended to the following people for their contributions to this study: Dr. Dennis R. Preston, my advisor, who supported me throughout the process of completing this study. Without his patience and most invaluable advice, I would not have been able to complete this study. Dr. Grover Hudson and Dr. Mutsuko Endo Hudson for their most helpful advice. Dr. Timothy Vance for his kind suggestions, and Dr. Mary Beckman of Ohio State University for providing me with valuable articles, which I would not have been able to obtain without her generosity. My family and my friends for their support. iii TABLE OF CONTENTS LIST OF TABLES .............................................................................................................. vi LIST OF FIGURES .......................................................................................................... viii 1. mTRODUCTION ............................................................................................................ 1 2. PREVIOUS STUDIES ..................................................................................................... 4 2.1 Vowel Identity ........................................................................................................... 4 2.2 Preceding Segment .................................................................................................... 5 2.3 Following Segment .................................................................................................... 6 2.4 Following Vowel ....................................................................................................... 8 2.5 Accent ....................................................................................................................... 8 2.6 Gender ..................................................................................................................... 10 2.7 Data Type ................................................................................................................ 10 2.8 Summary ................................................................................................................. ll 3. METHODS .................................................................................................................... 12 3.1 Subjects ................................................................................................................... 12 3.2 Data Collection ....................................................................................................... 12 3.3 Encoding Data ......................................................................................................... l3 Codes .......................................................................................................................... 14 Si gnalyze ..................................................................................................................... 16 4. RESULTS ...................................................................................................................... 19 4.1 Cross-Tabulation ..................................................................................................... 19 4.1.1 Interaction .......................................................................................................... 21 4.1.1.1 Vowel Identity .............................................................................................. 21 4.1.1.2 Accent ........................................................................................................... 22 4.2 Knockouts ................................................................................................................ 23 4.2.1 First Knockouts .................................................................................................. 23 4.2.2 Second Knockouts ............................................................................................. 24 4.2.2.1 Vowel identity and place of articulation of the preceding segment ............. 24 4.2.2.2 Vowel identity and place of articulation of the following segment ............. 26 4.2.2.3 Vowel identity and manner of articulation of the preceding segment ......... 27 4.2.2.4 Vowel identity and manner of articulation of the following segment ......... 29 iv 4.2.2.5 Vowel identity and the identity of the next vowel ....................................... 30 4.2.2.6 Accent and place of articulation of the following segment .......................... 31 4.2.2.7 Accent and manner of articulation of the following segment ...................... 32 4.2.2.8 Summary of knockouts, and infrequent applications and occurrences ........ 34 4.3 Binomial Step Up & Down ..................................................................................... 35 4.4 Binomial One Level ................................................................................................ 37 4.4.1 Accent and Manner of Articulation of the Following Segment ......................... 39 4.4.2 Vowel Identity and Manner of Preceding Segment ........................................... 39 4.4.2.1 Fricatives ...................................................................................................... 42 4.4.2.2 Stops ............................................................................................................. 43 4.4.2.3 /r/s ................................................................................................................. 44 4.4.2.4 Vowels .......................................................................................................... 44 4.4.2.5 Summary ................................................................................... ' .................... 44 4.4.3 Voicedness of the Preceding and Following Segments ..................................... 44 4.4.4 Accent ................................................................................................................ 47 4.4.5 Vowel Length ..................................................................................................... 48 4.4.6 Gender ................................................................................................................ 49 4.5 Other Observations .................................................................................................. 50 4.6 Summary ................................................................................................................. 52 5. CONCLUSION .............................................................................................................. 57 APPENDICES .................................................................................................................... 59 APPENDIX A. Sample Transcription ........................................................................... 59 APPENDIX B. Sample Cross-Tabulation with No Interaction (Subject Identity and Vowel Identity) ............................................................................................................. 60 APPENDIX B. Sample Cross-Tabulation with Interaction (Vowel Identity and Place of Articulation of the Preceding Segment) ................................................................... 61 BIBLIOGRAPHY ............................................................................................................... 62 LIST OF TABLES Table 1 - Sample Coding ................................................................................................... 15 Table 2 - Cross-Tabulation (Subject Identity and Vowel Identity) ................................... 20 Table 3 - Cross-Tabulation (Vowel Identity and Following Place) ................................... 21 Table 4 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Preceding Place; Applications and Total Tokens) ........... 25 Table 5 - Infrequenst Applications and Occurrences (Vowel Identity and Following Place; Applications and Total Tokens) ........... 27 Table 6 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Preceding Manner; Applications and Total Tokens) ....... 28 Table 7 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Following Manner; Applications and Total Tokens) ....... 29 Table 8 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Next Vowel; Applications and Total Tokens) ................. 30 Table 9 - Knockouts and lnfiequent Applications and Occurrences (Accent and Following Place; Applications and Total Tokens) ....................... 31 Table 10 - Knockouts and Infrequent Applications and Occurrences (Accent and Following Manner; Applications and Total Tokens) .................... 33 Table 11 - Summary of Knockouts and Infrequent Applications ...................................... 35 Table 12 - Binomial One Level (Vowel Identity and Preceding Manner) ......................... 40 Table 13 - Binomial One Level (Vowel Identity and Preceding Manner - 2) ................... 42 Table 14 - Binomial One Level (Voicedness of the Preceding Segment) ......................... 45 vi Table 15 - Binomial One Level (Voicedness of the Following Segment) ......................... 46 Table 16 - Binomial One Level (Voicedness of the Following Segment - 2) .................... 46 Table 17 - Binomial One Level (Accent) ........................................................................... 47 Table 18 - Binomial One Level (Accent - 2) ..................................................................... 48 Table 19 - Binomial One Level (Vowel Length) ............................................................... 48 Table 20 - Binomial One Level (Gender) .......................................................................... 49 vii LIST OF FIGURES Figure l - Sample Wave Forms .......................................................................................... 18 viii 1. INTRODUCTION It is a widely known phenomenon that the Japanese close vowels (/i/ and /u/) are devoiced or deleted when they occur between voiceless consonants or between a voiceless consonant and a pause (Sakuma 19292264, Kindaichi, eta]. 1988296 and 247-8, Maekawa 19882136, Sugito and Hirose 1988221, Sugito 198821, Jun and Beckman 19942479, Kondo 1994261, and 19952238, Nagano-Madsen 19952564). It was long assumed that the devoiced vowel was not accented, which turns out not to be correct (Han 1962, Sugito and Hirose 1988). In the literature it has been noted that open vowels (/a/, /e/ and /o/) can also be devoiced in certain cases, although rarely (Shimizu 19292229, Han 1966282, Kindaichi, et. a1. 1988:248, Maekawa 19882136, Sugito 198829). The devoicing of open vowels, however, seems to happen more frequently than is discussed in the literature, especially in casual conversation. In most of the literature it is neglected because of the low frequency of occurrence, partially because earlier researchers used a reading passage to elicit their data, which is not a natural speech style. I hypothesize that, even within such low frequency, we could still find the promoting and demoting factors for the devoicing of open vowels. On the other hand, the devoicing of close vowels does not occur categorically even in the environment described above. In the most favored environment, devoicing appears to be variable. There are some earlier reports on the environments that seem to promote and demote the devoicing of close vowels (Han 1966:88-89, Maekawa 1983:70-71, 2 Maekawa 1988:144-149, Sugito 1988:] and 9, Jun and Beckman 19942479, Nagano- Madsen 19952564); however, most of them were not statistically well supported. There are also earlier reports of the devoicing of close vowels after a voiceless consonant but before a voiced segment. For example, Maekawa (1983 and 1988) and Sugito ( 1988) mentioned cases in which close vowels were devoiced before a voiced segment, but some details of their findings, discussed below, contradict one another. It is assumed that devoicing usually occurs after a voiceless consonant. Although there is no integrated report on the environments that promote and demote the devoicing of each vowel separately, I hypothesize that there may be such environments. Thus, although the study of vowel devoicing in Japanese has been discussed frequently in the literature, it is still a controversial issue in terms of the promoting and demoting factors. Furthermore, a careful study of the devoicing of open vowels has not been done. In this research I investigated the preceding and following environments of all the vowels in terms of manner and place of articulation, voicedness of the segment, and the place of an accent within a phrase, as well as the identity of the vowel itself, length of the vowel, and gender difference, utilizing a sophisticated statistical program “VARBRUL.” I used natural conversation to investigate these environments since it is the style that seems to promote the overall occurrence of the devoicing but has not been used for this kind of study before. The goal of this study is to find the promoting and demoting factors for each vowel and the relative significance of those factors. In the next section, I will review previous research on vowel devoicing in Japanese and recent findings of the researchers who have investigated this phenomenon. Section 3 3 describes the methodology, and Section 4 describes and explains the results of the statistical treatment in detail. Finally, Section 5 concludes with a summary of this research. 2. PREVIOUS STUDIES The devoicing of the Japanese close (or high) vowels /i/ and /u/ has been well studied (Sakuma 1929:227-234 and 262-269, Miyajima 1961, Arisaka 1964, Shimizu 1965, Maekawa 1983 and 1988, Kindaichi et. al. 1988296 and 247-8, Sugito 1988, Sugito and Hirose 1988, Jun and Beckman 1993 and 1994, Kondo 1995, Nagano-Madsen 1995, Beckman 1996). However, the devoicing of the open vowels (/a/, /e/ and /o/) has not been fully discussed. This section provides a review of the discussion in the previous research. 2.1 Vowel Identity In most of the literature the devoicing of open vowels is not discussed (Kindaichi 1967) or it is mentioned that the devoicing of open vowels is so rare that it could be ignored (Han 1962, Maekawa 1988, Sugito 1988, Jun and Beckman 1994). Kindaichi, et. a]. (19882248) note the devoicing of open vowels, but only the fact that it can be observed in such words as /k§taéi/ and /kgkoro/ (underline indicates the devoiced vowel), and no explanation is given. Maekawa (1983) states that no devoicing of open vowels was found in his study. However, Maekawa (19882136) states that the devoicing of /a/ and /o/ is also possible in such words as /kakaji/ (‘a scarecrow’), lkgkoro/ (‘spirit’), Argka/ (‘a grave’) and /h_qkori/ (‘dust’), but that /e/ is less likely to be devoiced than /a/ and /o/, although he 5 states that Sakuma (1929) provides such examples as /k§j'jite/ (‘never’) and /sgkkaku/ (‘especially, purposely’) in which the vowel /e/ can be devoiced. Even within discussion of the close vowels, there are some conflicting arguments. Han (1962: 84) argues that /u/ is more readily devoiced than /i/ in standard Japanese. However, Sugito (198826) argues that /i/ is more frequently devoiced than /u/ in western Japan. On the contrary, Maekawa (1983 and 1988) states that he found no difference between the devoicing of /u/ and that of /i/ (1983:71and74, 19882144). Maekawa (19882142) discusses the social importance of the devoiced close vowels. For example, if a person does not devoice the final vowel /u/ in /so:desg/ (‘it is so’), which did not occur in this study because the data were taken from casual conversation, speakers of the Tokyo dialect would not think the person as a speaker of the Tokyo dialect. In other words, the final vowel must be devoiced in the Tokyo dialect. The degree of importance of devoicing, however, is very low, if any, for the Open vowels (Maekawa 19882137). Therefore, it may be reasonable to draw a line between the devoicing of close vowels and that of open vowels according to some social requirement. The social consequences of devoicing (or failure to devoice) are not taken up in this study. 2.2 Preceding Segment Han (1962:89) argues that fricatives have a greater effect on the devoicing of the vowels than affricates, which, in turn, have a greater effect than stops. Particularly, /s/ has the strongest effect on the devoicing of /u/. In general, she argues that the fricatives 6 /s/ and /j/ have such a strong effect that following close vowels are devoiced even in an accented syllable, as in ljiku/ (‘four by nine’). However, she does not mention the possibility of other environments promoting the devoicing of /i/ and /u/ differently. While Han ( 1962291) groups affricates and fricatives as non-stops as opposed to stops and argues that non-stops promote devoicing, Maekawa (1983271 and 77) groups stops and affricates together as opposed to fricatives, which, like Han, he argues promote devoicing most. Maekawa ( 19882145) reconfirms that fricatives promote devoicing more than stops and affricates do. In any case, the common conclusion is that fricatives promote the devoicing of vowels most, but the relation of this argument to vowel identity has not been mentioned. In all the literature it is assumed that the segment preceding a devoiced vowel is a voiceless consonant. In fact, Maekawa (1988:136-7) states that the only condition for vowel devoicing is that the preceding consonant be voiceless; I will show in a later section that this is not always the case. 2.3 Following Segment Han (1962:87) argues that when a vowel is preceded by a voiceless consonant and followed by a voiced consonant, the vowel is not devoiced, and the only exception is when a close vowel is preceded by /s/ or /j/ and followed by a semi-vowel /y/. However, Maekawa (1983277 ) mentions the devoicing of vowels followed by a voiced consonant. According to Maekawa, following nasals promote the devoicing of close vowels in the 7 Tokyo dialect, and he reconfinns this in Maekawa 19882145 in other dialects. Maekawa (19882145) also states that the following /r/ also promotes the devoicing of the vowel /i/. On the other hand, Sugito (198829) argues that following nasals demote the devoicing of close vowels. She further argues that the devoicing of close vowels when preceded by a voiceless consonant and followed by a voiced consonant is so rare that it can be ignored (198827). Contrary to Maekawa and Sugito’s argument, Nagano-Madsen (1995) states that most studies agree that the following consonant is the most decisive factor for vowel devoicing and argues that a following stop promotes the devoicing more than fricatives do. Nagano-Madsen further argues that there are differences among fricatives and that /s/ and /h/ behave the same as stops and affricates. Jun and Beckman ( 1994) also argue that the following consonant is one of the factors that determine the devoicing of high vowels in Korean; stops promote devoicing more than fricatives and fortis consonants promote devoicing more than lenis ones. Thus, there are conflicting arguments regarding the importance of the following segment to vowel devoicing in the literature. It seems that there are different arguments in different linguistic subfields, namely phonetics and sociolinguistics. Phoneticians (e.g., Nagano-Madsen, Jun and Beckman) argue that the following segment is the decisive factor for devoicing while sociolinguists (e. g., Maekawa and Sugito) argue no such importance for the following segment. Most phonetic studies used words in isolation, and sociolinguistic studies used a reading passage. Since this study used natural conversation, which is closer in style to a reading passage than to a word list, it is 8 predicted that this study will show results similar to those obtained by the sociolinguistic 01165. 2.4 Following Vowel Maekawa (19882145) argues that the vowel in the following syllable has an effect on the devoicing of close vowels, and it is open vowels that promote the devoicing of the close vowels in the preceding syllable. Therefore, the identity of the vowel in the following syllable is included in this study. 2.5 Accent Japanese has a pitch accent system (high and low) (Kindaichi 1966240-47, Shibatani 1990:177-184) and stress (or an accent) is usually considered to be on a syllable which has a high pitch followed by a syllable that has a low pitch (where a drop of pitch accent occurs). Once the drop of a pitch in a word is known, the pitch accent (high or low) of the remaining syllables is predictable (Shibatani 1990:177-184). It has been assumed in the literature that devoicing does not occur in accented syllables (Sakuma 1929:227-234, Han 1962, Shibatani 19902161). Han (1962:85—6) argues that pitch accent has a strong effect on vowel devoicing, and when a close vowel is in an accented (or stressed) syllable, devoicing is not common. However, Maekawa ( 1983) also examines the effect of pitch accent and argues that it does not have effect on vowel devoicing except for /j‘i/ and /su/. He also argues that /ji/ and /su/ in copula forms are devoiced at a high frequency. Han considers only accented syllables, where a drop of 9 pitch accent occurs; however, it is not clear if Maekawa means “an accented syllable” by “high pitch” or any high pitched syllable, and “a syllable after the accent” by “low pitch” or any low pitched syllable. Maekawa (1988) states that although it is believed that vowel devoicing cannot occur in accented syllables (or that when it occurs, the accent is shifted to the following syllable), it has been observed that accented syllables can be devoiced and still bear the accent (Sugito and Hirose 1988). They argue that the reason that we can perceive the accent in devoiced syllables is that there is a sharp descending FO—contour in the following vowel (i.e., of the fundamental frequency or “pitch”). Nagano-Madsen (1995 ) states that the influence of the accent is quite strong, and the accent is shifted to either the preceding or the following vowel if the underlyingly accented syllable is devoiced, or, once the devoiceable vowel is accented, it resists devoicing, at least in the studies using words in isolation. Other studies, which use “longer words and sentence databases” (Kondo 1993, Nagano-Madsen 1994) on the contrary, found no influence of the accent in resisting devoicing. Thus, there are contradictory statements in the literature between those studies which used isolated words and those which used more natural data. Since this study used natural data, it was predicted that the accent will not have a strong influence on devoicing. 10 2.6 Gender Since most of the sociolinguistic studies of vowel devoicing have only female or male subjects, there is no literature that deals with gender difference in this phenomenon. It is well known that female speech and male speech are different (Wardhaugh 19922312- 345) and, especially, that women are more advanced (i.e., the promoters of a change) than men in certain vowel shifts (Labov 19942156). Women are also “leaders” in the use of language standards and the adoption of new ones (Wardhaugh 19922312-345). Therefore, it is reasonable to hypothesize that there may be a gender difference in the frequency of vowel devoicing and that those differences may help us determine the “standardness” of vowel devoicing in general. 2.7 Data Type In most of the sociolinguistic studies of vowel devoicing, the data come from reading passage style (including TV news programs) (Maekawa 1983 and 1988, Sugito 1988). On the other hand, most of the phonetic studies use more manipulated data such as words in isolation, nonsense words, and controlled dialogue (Jun and Beckman 1993 and 1994, Kondo 1994, Nagano-Madsen 1995). Natural data, however, has not been used in the study of vowel devoicing in Japanese. All the data in this study were taken from spontaneous speech between friends, which is most likely to be casual and rapid It is known that in careful speech, which is rather slow, vowel devoicing is less likely, but in rapid casual speech, it is more likely (Han 1966, Kondo 1994). 1 1 2.8 Summary As shown in the previous subsections, there are conflicting statements in the literature regarding the devoicing of open vowels, the frequency difference in the devoicing of close vowels, the importance of the following segment, and the influence of accent. There seems to be an agreement that the preceding fricative promotes the devoicing of close vowels. However, we do not know to what degree preceding fricatives promote devoicing in comparison to preceding stops and affricates. We do not know if the preceding fricative is a promoter for the devoicing of the vowel /i/ or /u/, or for both. This study aims to investigate the promoting and demoting factors for the devoicing of each vowel and the degree of significance of those factors in the natural data. 3. METHODS 3.1 Subjects The subjects in this study were two females and two males in their late twenties’ from Tokyo and Yokohama, who speak the Tokyo dialect. Maekawa (19882151) found that younger subjects had more devoicing than older respondents in some dialects, but he did not find this age difference in others. I chose younger subjects because the younger generation may provide evidence of linguistic change (Labov 1994247), and Maekawa confirms this age effect in at least one dialect. I chose as my subjects those who speak the Tokyo dialect because it is one of the dialects in which devoicing is likely to occur, although it is not the one with the greatest frequency]. The frequency of devoicing seems to vary in different dialects (Maekawa 1988, Sugito 1988). 3.2 Data Collection Casual conversations of the subjects were recorded on a cassette tape using a walkman-type recorder, SONY TCM-47 Cassette—Corder. The subjects were asked to carry on a conversation with their friends or with the researcher. Therefore, the conversations are informal, casual ones and seem to have generally avoided the “observer’s paradox” (Labov 19722209). 1. According to Sugito (1988:6-7), devoicing occurs most frequently in Nagoya. 12 13 Each conversation used as data is about five minutes in length. There are approximately 500 tokens (vowels) per subject. 3.3 Encoding Data First, each conversation was transcribed (refer to APPENDIX A for a sample transcription). Then each potentially influencing environment was coded into a spreadsheet (Microsoft Excel), for every vowel in the data, in terms of the following categories. 0 Subject identity 0 Gender of the subject 0 Vowel identity 0 Place and manner of articulation and voicedness of the preceding segment 0 Place and manner of articulation and voicedness of the following segment 0 Identity of the following vowel 0 Location of accent o Voicedness of the target vowel 0 Length of the vowel 14 Codes (Table 1 illustrates a sample coding.) Subject identity Since there are four subjects, the codes are the numbers 1, 2, 3 and 4. Vowel identity The codes are the 5 vowels; a, e, i, o and u. Place of articulation of the preceding and following segment There are four codes; ‘1’ (labial), ‘a’ (alveolar), ‘p’ (palatal), and ‘v’ (velar). When the syllable is preceded or followed by a pause, it was left blank, which was later coded as ‘x.’ Manner of articulation of the preceding and following segment There are twelve codes for this category; ‘5’ (stop), ‘f’ (fricative), ‘a’ (affricate), ‘n’ (nasal), ‘g’ (glide), ‘r’ (/r/), ‘p’ (pause), and the numbers 1, 2, 3, 4 and 5 for the vowels (a = 1, i = 2, u = 3, e = 4, o = 5). /r/ is treated as an independent category in Maekawa 1988, and he reports that it promotes the devoicing of the preceding /j'i/. Therefore, it is treated separately as one category here. Voicedness of the preceding and following segment Codes are ‘-‘ and ‘+’. Identity of the following vowel Same as Vowel Identity above; a, e, i, o and u. Location of accent There are six codes; 1 = accent on this segment (i.e., on the segment which is potentially devoiced), 2 = accent on the preceding segment, 3 = accent on the following segment, 4 = none of above (accent not on this segment nor on the preceding or following segment), 5 = accent on the preceding segment and following segment, 6 = accent on this segment (in phrase final position). The location of the accent is based on the actual utterances recorded on the tape, not on the lexical word accent. 15 .« + N a + a a u m > a v m + ~ a .. m > + p a s v m + m s + u a + m o v m + v o + v - m > o v m - w o - m > - m > _ v m + v m + m > u m > o m m - v o - m > - m > o m a + N a + m _ m m + E _ + m + m > o m a - m o + m > - m m s m + E + E o - m m - m a o m E + m o + a > t m a o N E .+. V 0 r u— s + w _ m N E + v a + w _ - m > a m E + v a - m > - m a a m E + v _ + m - m a a E E + v e .. m a m s E E + m + E > + m _ a _ E .. E a + m _ - a a _ fl E + m _ - a a m _ _ law—BA 5980 36> Eooo< _oBo> 36> 6582 33m 86> BEBE com—m 3:52 Sufism 32:5 :82 EoEwom wage—Em Eo§m 9:385 _o>»o> 9:80 295E - E 2%; 16 o Voicedness of the target vowel Same as the voicedness of the preceding and following segment; ‘-‘ and ‘+.’ 0 Gender of the subject There are two codes; ‘m’ (male) and ‘f (female). 0 Length of the target vowel When the vowel was long, ‘+’ was coded and when it was short, it was left blank. Signalyze The data were transferred into the computer, and acoustic analysis was done on each vowel to identify its voicedness using the speech analysis program “Signalyze.” The recorded sounds were transformed into sound wave forms in Signalyze (see sample wave forms in Figure 1). Although vowels have a more sinusoidal (“fishbone”) shape than obstruents, nasals and semi-vowels also have a sinusoidal shape which resembles that of vowels. Figure 1 shows sample wave forms for the phrases; 1. /~tatte#kara/ (“after ~ period of time has passed”), 2. /taijita#koto#nai/ (“it is nothing”), and 3. /kikoeru#kana/ (“I wonder if this can be heard”). In 1, the second vowel is between voiceless consonants and in a position in which devoicing is likely to occur. However, the vowel /e/ was pronounced, although very softly, as we can see from the small sinusoidal peak. On the other hand, the vowel /i/ in the syllable /ji/ in 2 is completely devoiced. There is not even a trace of a voicing. The same can be said of the syllable /to/. We can barely see the wave. The first syllable in 3, /ki/, is also devoiced. Although 17 we can see some amplitude, it came from the stop /k/, not from the vowel /i/, because we cannot see the sinusoidal shape. Whenever the judgment between the sinusoidal shape contributed by a vowel or a nasal or a semi-vowel was difficult, spectral analysis was done to obtain F1 and F2 numbers using LPC (Linear Predictive Coding), because vowels usually have good peaks of F1 and F2, whereas non-vowels, including nasals and semi-vowels, do not have such clear peaks. Spectrographic analysis was not used since it is too time-consuming to obtain a spectrogram of each vowel, although a few samples were examined to confirm the above techniques. The resulting data were interpreted by “Goldvarb,” a statistical analysis program, to determine the factors that have significant effects on vowel devoicing in Japanese and the precise degree of those effects. The next section discusses the procedures and results of the statistical operation as well as the findings obtained through the operation. 18 av. mEuom 3a? 295% - _ Bsmfi E o B 86v. 3 9. HE 4. RESULTS “Goldvarb” is a Macintosh version of the statistical analysis program “VARBRUL,” which makes it possible to identify the influence of various factors (arranged in “factor groups”) on a dependent variable. When one feature of the dependent variable is chosen (here devoicing) it is said that the “rule” applies. The degree to which individual elements within a factor group influence rule application (i.e., the probability) is identified on a “weight” range from 0.0 to 1.0. Weights below .50 “disfavor” or “retard” application of the rule; those above .50 “favor” or “promote” it. Goldvarb also permits the study of interactions among the factor groups requiring them to be rearranged as a new (single) complex group. In the first Goldvarb run, there were several factors that were “knocked out.” If a factor shows no variation, that is, no devoicing occurred or devoicing always occurred in that environment, the factor is excluded. I will discuss these knockouts in more detail in 4.2. 4.1 Cross-Tabulation After the initial knockouts were eliminated, Cross-Tabulation was done to discover possible interaction between factor groups. Every possible combination of the twelve factors was examined for possible interaction. For example, the Cross-Tabulation of factor groups 1 (subject identity) and 2 (vowel identity) showed no interaction (Table 2). The relative order of the frequency of devoicing (derived from percentages) is given in Table 2, instead of the actual number of occurrences and percentages, for 19 20 simplification. (See APPENDIX B for the actual numbers and percentages.) Number 1 identifies the most frequent and number 5 the least. If the table shows (generally) the same order, there is no interaction between the two factor groups under consideration. Table 2 - Cross-Tabulation (Subject Identity and Vowel Identity) Subject #1 Subject #2 Subject #3 Subject #4 i 2 2 2 1 a 5 5 5 5 u 1 1 l 2 e 3 3 4 3 o 4 4 3 4 The vowel /u/ was most frequently devoiced by all of the subjects except Subject #4, and it was in second place for her. /i/ was next, then /e/ and /o/, and /a/ was most unlikely to be devoiced for all the subjects, which confirms Han’s (1966) claim that /u/ is more often devoiced than /i/, but contradicts Maekawa’s (1988) statement that /e/ is less likely to be devoiced than /a/ and /o/. Subjects showed very similar patterns for the devoicing rate of each vowel (which was expected from a linguistic point of view). If the nature of the vowel itself is one of the factors for devoicing, then it should not vary individually. Therefore, it is reasonable to conclude that there is no interaction between vowel identity and subject identity. However, the Cross-Tabulation of factor groups 2 (vowel identity) and 3 (place of articulation of the preceding segment) showed interaction (Table 3). Palatals promote the devoicing of /i/, but not the other vowels. Labials are the second most powerful 21 promoter of devoicing for the vowel /u/, but it demotes the devoicing of other vowels. We do not see any similarity in the order; therefore, we suspect an interaction between vowel identity and the place of articulation of the preceding segment. Table 3 - Cross-Tabulation (Vowel Identity and Following Place) 1 a u e 0 none 4 3 5 3 4 palatal 1 5 4 4 3 labia] 5 4 2 5 5 affricate 3 2 3 1 1 velar 2 1 1 2 2 It is interesting that the Cross-Tabulation showed that vowel devoicing might be influenced by the interaction of the place of articulation of the preceding segment and vowel identity, a possibility which has never been reported in the literature. However, the complex factor group based on this interaction turned out not to be significant. 4.1.] Interaction 4.1.1.1 Vowel identity As a result of these Cross-Tabulations, several interactions were observed. Vowel identity interacted with place of articulation of the preceding segment, as illustrated above. It also interacted with manner of articulation of the preceding segment. The importance of the manner of articulation of the preceding segment has been discussed in the literature, but there are no reports on the manners of articulation influencing the vowels differently. 22 Place and manner of articulation of the following segment also showed an interaction with vowel identity. Again, there are some reports and claims in the literature about the importance of manner of articulation of the following segment to vowel devoicing (see pages 6 and 7), but there is no report on the place of articulation of the following segment which promotes or demotes devoicing. Also, although following stops and fricatives are claimed to promote vowel devoicing, the Cross-Tabulation implies that there is a possibility that each vowel is promoted and demoted differently in terms of place and manner of articulation in the following segment. The last group that interacted with vowel identity is the identity of the following vowel. It is noted in Maekawa 1988 that the devoicing of close vowels is likely to occur when the vowel in the next syllable is an open vowel. This tendency was obtained in the present research, but the difference among the five vowels is not large and it does not seem significant. 4.1.1.2 Accent Accent was found to interact with two factor groups; place and manner of articulation of the following segment. This is rather surprising since it is not very easy to imagine the influence of the accent on the place or manner of articulation of the following segment from a linguistic point of view. I’ll leave discussion of this possibility for a later section. Whenever a possible interaction was observed, the two factor groups were combined. Each factor within a group was combined with each factor in the other group. _ 23 Thus, if one group (X) has five factors in it and another (Y) has four, the result of the combination of each factor should be twenty new factors in the new factor group, i.e., a combination of factor groups X and Y. The new factor groups underwent a second statistical run and a new Result file was obtained, in which quite a few additional knockouts were found. The next subsection explains the knockouts and infrequent applications, which are all demoting environments for vowel devoicing. 4.2 Knockouts 4.2.] First Knockouts Those factors that showed no variation are knocked out. There were several knockouts in the first Result file (before Cross-Tabulation). These knockouts were all instances of the environment in which no devoicing occurred The following is a list of all the knockouts in the first run. 0 Preceding /i/ 2 Devoicing never occurred after the vowel /i/ out of 22 total occurrences. o Preceding /u/ 2 Devoicing never occurred after the vowel /u/ out of 19 total occurrences. o Preceding /o/: Devoicing never occurred after the vowel /0/ out of 32 total occurrences. 0 Following /a/ 2 Devoicing never occurred before the vowel /a/ out of 20 total occurrences. 0 Following /u/ 2 Devoicing never occurred before the vowel /u/ out of 13 total occurrences. 0 Following /e/ 2 Devoicing never occurred before the vowel /e/ out of 8 total OCCIIITBI'ICCS. 24 0 Accent Type 6: Devoicing never occurred on a stressed phrase final vowel out of 115 total occurrences. Thus, vowel devoicing is not likely to occur next to the most prominent sound, namely a vowel, and in the syllable that has a phrase final stress. Both results naturally follow from the fact that the environment in which devoicing typically occurs is between voiceless consonants and that a vowel with phrase final stress is usually associated with the elongation of the vowel, which is not likely to be devoiced. These factors were eliminated before Cross-Tabulation 4. 2.2 Second Knockouts After Cross-Tabulation was done and interacting factor groups were combined, there were quite a few new knockouts. I will discuss the specific environments in which no devoicing was observed (i.e., knockouts) in the following subsections. 4. 2. 2. l Vowel identity and place of articulation of the preceding segment Table 4 shows the actual number of devoiced vowels and the number of occurrences of the environment for the complex factor group which consists of vowel identity and place of articulation of the preceding segment. (The first number is the number of devoicings, and the second number is the total occurrences. The number in parentheses is the percentage.) “x” in the table means either a pause or another vowel, which I did not code for place of articulation. Darkly shaded boxes are the knockouts, lightly shaded boxes are the environments with a very small number of devoicings (5 or 25 below), and boxes with diagonal shading are the environments with a low frequency of occurrences (20 or below). Table 4 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Preceding Place; Applications and Total Tokens) alveolar l 5. velar 1 8/1 1 l 2 73/ 1 67.6 labial 3/1 x When the vowels /u/, /e/ and /0/ were preceded by either a pause or another vowel, no devoicing occurred. However, I did not obtain the same results for /a/ and /i/, although the number of rule-applications (i.e., devoicings) is very small. Further, if /e/ or /0/ was preceded by a labial consonant, no devoicing occurred. Also, when /a/ and /i/ were preceded by a labial consonant, the devoicing was retarded as we can see from the small number of rule-applications. Since all these environments have a good number of occurrences, except “x” for /e/ and /u/ and “labial” for /i/, we can reasonably conclude that a preceding pause and vowel are demoting environments for the devoicing of all vowels and a preceding labial is also a demoting environment for the devoicing of all vowels, except /u/. The last knockout is the vowel /e/ with a preceding palatal. However, since there were no occurrences of the environment in my data, we cannot conclude that a preceding palatal is a demoting environment for the vowel /e/. If we look at the number of 26 rule-applications for the other vowels, however, it is small, except for /i/, and it indicates that a preceding palatal might demote devoicing, although the amount of data for /u/ is unfortunately small. As for the other environments, velars do not demote the devoicing of /a/, /i/ and /u/, but somewhat demote the devoicing of /e/ and /o/, and alveolars demote the devoicing of /i/ only. The interesting fact in the Table 4 is that the preceding palatal demoted the devoicing of all the vowels except /i/, and the preceding labial demoted the devoicing of all the vowels except /u/. The vowel /i/ is usually considered to be associated with the feature “palatal” and the vowel /u/ with the feature “labial.” Therefore, it seems that there is a correlation between the vowel and the preceding segment, namely, when a vowel shares a place feature with the preceding consonant, the devoicing of the vowel is demoted. 4. 2. 2.2 Vowel identity and place of articulation of the following segment Although no knockouts were found in this complex factor group, there were some factors that had a very small number of applications and/or occurrences. Table 5 shows the number of rule-applications and the total tokens. 27 Table 5 - Infrequent Applications and Occurrences (Vowel Identity and Following Place; Applications and Total Tokens) e o alveolar l . . 23/91 .3 24/1 1 velar 13/14] 22/5 40. ll 1 14.] 10 1 labial 1 9 x A following pause, vowel, labial, or palatal all seem to demote the devoicing of all the vowels. A following velar also demotes the devoicing of the vowel /e/, but following alveolars and velars, in general, do not demote devoicing. It is interesting that the orders of the factors, which I deliberately ordered according to the numbers of devoicings with higher numbers on the top and smaller numbers on the bottom, in Tables 4 and 5 are the same. It might indicate the general tendency of the place of articulation to promote and demote vowel devoicing in both preceding and following environments. 4. 2.2.3 Vowel identity and manner of articulation of the preceding segment No vowels were devoiced when preceded by another vowel, except the vowel /i/. (See Table 6; please note that vowels /i/, /u/, and /0/ were knocked out in the first run; therefore, they are not included in the table. See page 20.) Even though /i/ was devoiced when preceded by /a/ or /e/, the number of the rule-applications is very small. Therefore, it may be safe to conclude that a preceding vowel demotes devoicing, which is the same 28 result obtained from the place of articulation of the preceding segment. However, it should be noted that the vowel /i/ was devoiced even after the strongest demoter. Table 6 — Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Preceding Manner; Applications and Total Tokens) r 1 40.4 fricative 4 affricate 21/41 51 nasal /r/ Also, no vowel was devoiced alter a pause, except /a/. Again, the devoicing of /a/ after a pause occurred only once, and it is reasonable to say that a preceding pause also demotes vowel devoicing, which is consistent with the results obtained from the place of articulation of the preceding segment. A preceding glide is the same as a preceding pause; it demotes the devoicing of all the vowels. In addition, a preceding sonorant consonant (i.e., nasal and /r0 seems to demote or knockout devoicing. Since vowels, glides and sonorant consonants are all voiced, it is natural to think of them as demoters in the manner of articulation of the preceding segment. Also, it is obvious from the table that only a preceding stop does not demote the devoicing of any vowel, but preceding fricatives and affricates do not demote the 29 devoicing of /i/ and /u/. This reflects the fact that the close vowels (/i/ and /u/) are more often devoiced than the open vowels (/a/, /e/, and /o/). 4. 2.2.4 Vowel identity and manner of articulation of the following segment Knockouts in this complex factor group are mainly by a following vowel and pause, with the exception of the vowel /i/ which is also knocked out by a following glide. (See Table 7; please note that vowels /a/, /u/, and /e/ caused knockouts in the first run; therefore, they are not included in the table. See page 20.) However, if we include the environments in which vowels were devoiced 5 or fewer times, we can arrive at a better generalization. Table 7 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Following Manner; Applications and Total Tokens) u 6 35/81 43 15.] 19/1 12.] fricative 1 1/41 9/21 1 1 /r/ l 1 nasal A following vowel, pause, glide or affricate demotes the devoicing of all the vowels. A following nasal or /r/ also demotes the devoicing of la/ and /e/, but not of /i/, 30 /u/ and /o/, and a following fricative demotes the devoicing of /a/ only. Finally, a following stop does not demote the devoicing of any vowel. 4. 2. 2.5 Vowel Identity and the identity of the next vowel Only two lmockouts were observed in this complex factor group; /a/ and /e/ before a pause. (See Table 8; please note that “x” means a pause.) However, if we again include “marginal” devoicing (5 or below), a following pause demotes the devoicing of all the vowels. This conflicts with the claim that following pause promotes devoicing (Maekawa 19882147-8, Sugito 198825). However, it is reported that the /u/ in /~desg/ (copula), before a sentence final pause, is almost categorically devoiced, but a phrase final pause demotes devoicing (Maekawa 1988:147-8, Sugito 198825). Since the data in this study is taken from casual conversation between friends, they do not contain the formal sentence final copula, /~desu/. This seems to be the reason that a following pause retards devoicing in this study but is found in others. Table 8 - Knockouts and Infrequent Applications and Occurrences (Vowel Identity and Next Vowel; Applications and Total Tokens) a l 1.1 e 0 /a/ 15/198(7.6) 27/115035) 19/62(30.6) 11/71055) 16/96(16.7 /O/ 3/73(4.1) 18/71(25.4) 24/59(40.7) 17/76(22.4) 13/120(10.8 /e/ 7/95(7.4) 33/62(53.2) 6/25(24.0) 2/27(7.4) 6/59(10.2 /i/ 9/151(6.0) 16/45(35.6) 9/40 22.5 3/35(8.6) 7/74(9.5) /u/ 3/54(5.6) 4/24(16.7) 8/42(19.0) 3/32(9.4) x jig/45(0), 4/25(16.0) 5 0/26(0) 3/58(5.2) 31 Following /u/ seems to demote the devoicing of /a/, /i/ and /o/. Also, the vowel /e/ is not likely to be devoiced when the next vowel is /e/ or /i/, and the vowel /a/ is not likely to be devoiced before /o/. However, these observations do not tell us about the demoting environments for the following vowel. We cannot find any significant generalization about following vowels from this table. Therefore, I will leave the discussion open until the section in which the results of VARBRUL are discussed. 4. 2. 2. 6 Accent and place of articulation of the following segment If the syllable under investigation is not accented and neither the preceding nor the following syllable has an accent (i.e., accent type 4), devoicing is not demoted by any environments. (See Table 9; please note that the accent type 6 [phrase final stress] was knocked out in the first run and, therefore, not included in this table. See page 20.) On the contrary, if the syllable is between accented syllables (accent type 5), devoicing was always demoted. Table 9 - Knockouts and Infrequent Applications and Occurrences (Accent and Following Place; Applications and Total Tokens) 2 alveolar 12/] 8.6 34/11 velar 9/1 . 1 8/71 labial 5/21 x 32 It is interesting that the other accent types (1, 2 and 3) show variation according to the place of articulation of the following segment. If the accent is on that syllable, devoicing never occurred before a pause, and the following palatal and labial also demoted devoicing. If the accent is on the preceding syllable, a following pause, palatal and labial demoted devoicing. However, if the accent is on the following syllable, a following pause and labia] demoted devoicing, but a following palatal did not demote the devoicing. Finally, a following alveolar or velar did not demote devoicing in any accent type, except 5 and 6. There is no good linguistic reason, however, to assume that accent location is related to the place of articulation of the following segment and this interaction will turn out to be insignificant. 4. 2. 2. 7 Accent and manner of articulation of the following segment The interaction of accent and manner of the following segment is very similar to that of the accent and place of the following segment discussed in the previous subsection. (See Table 10; please note that the vowels /a/, /u/, and /e/, and the accent type 6 [phrase final stress] were knocked out in the first run; therefore, they are not included in this table. See page 20.) 33 Table 10 - Knockouts and Infrequent Applications and Occurrences (Accent and Following Manner; Applications and Total Tokens) 36/1 . .3 1 . 21/] 19.3 8/5] 15. 19/1 11. l 17. If the accent is not on the syllable under investigation and neither the preceding nor the following syllable is accented (i.e., accent type 4), only a following vowel or a glide demoted devoicing. If the syllable is between accents (accent type 5), devoicing was always demoted. A following affricate and pause demoted the devoicing of the vowel of accent type 1, 2, and 3, but not 4, and a following /r/ demoted the devoicing of the vowel of accent type 1 and 2, but not 3 and 4. Also, a following nasal and fricative demoted the devoicing of the vowel of accent type 1, but not 2, 3, and 4. Finally, a following stop did not demote the devoicing of the vowel of any accent type. We may conclude that when the syllable has a phrase final stress (accent type 6), devoicing is demoted most, when the syllable is between accents (accent type 5), devoicing is also demoted, and when the syllable is not accented and neither the preceding nor the following syllable has an accent (or an accent is not around it; accent type 4), devoicing is not demoted 34 However, if we look at the numbers of occurrences of accent type 4, the number of devoicings is large because the number of occurrences of the environment is large. If we look at the knockouts, the number of occurrences is small, except /i/ with a following /i/. Also, if we look at the ordering of the environments, it is very similar to that of Table 7. Therefore, it may be the case that the manner of articulation of the following segment does not interact with accent location but just reflects its influence on vowel devoicing. The same can be said of the factor group of accent and place of articulation of the following segment (Table 9). Since the ordering in Table 9 is identical to that of Table 5, we can say that the influence of the following segment in terms of the place of articulation is reflected in this factor group, and they do not interact linguistically. They will not be treated as interactive groups in the following statistical work. (See 4.4.] below.) 4. 2. 2. 8 Summary of knockouts, and tnfiequent applications and occurrences Whether vowels, glides or a pause were in preceding or following environment, they were either knocked out or had a very small number of applications; therefore, they can be considered as the principal demoters for vowel devoicing. If we include nasals and /r/, which were also always knocked out or had a very small number of applications when they were in the preceding segment (and also were demoters for the vowels /a/ and /e/ when they were in the following segment), all voiced segments were demoters for vowel devoicing. Other factors, however, showed some variation. In place of articulation, palatals seem to be the principal demoter for devoicing, and labials are the 35 second. Table 11 is a summary of all the knockouts and small number of applications and occurrences. (‘x’ means a knockout or a small number of applications [i.e., demoting environments].) As indicated above, the complex factor groups of accent and place and manner of the following segment, and of vowel identity and the next vowel do not seem to make linguistic sense or to be significant. Therefore, they are not included in the table. Table 11 - Summary of Knockouts and Infrequent Applications When the following Precedes the vowel Follows the vowel factor a i u e o a i u e o vowel x x x x x x x x x x pause x x x x x x x x x x glide x x x x x x x x x x nasal x x x x x x x /r/ x x x x x x x affricate x x x x x x x x fiicative x x x x palatal x x x x x x x x x labial x x x x x x x x velar x x x alveolar x 4.3 Binomial Step Up & Down After all the knockouts were eliminated, a Binomial Step Up & Down was done to see which factor groups were significant out of the 12. The groups selected were the following: 36 0 complex factor group of vowel identity and manner of articulation of the preceding segment, 0 voicedness of the preceding segment, 0 complex factor group of accent and manner of articulation of the following segment, 0 voicedness of the following segment, 0 vowel length, and 0 gender. The factor groups that were not selected by Binomial Step Up & Down as significant were excluded. They were the following: 0 subject identity, 0 complex factor group of vowel identity and place of articulation of the preceding segment, 0 complex factor group of vowel identity and place of articulation of the following segment, 0 complex factor group of vowel identity and manner of articulation of the following segment, 0 complex factor group of vowel identity and the next vowel, and 0 complex factor group of accent and place of articulation of the following segment. Although there were many complex factor groups that consist of interacting factors, most of them turned out to be not significant. In Table 8, we were not able to make any generalizations about vowel identity and the next vowel, and this factor group 37 was not significant. Also, we suspected that the complex factor groups that include accent showed interaction between place and manner of the following segment, but it merely reflected the influence of the place and manner of the following segment, and the complex factor group of accent and place of the following segment turned out not to be significant. However, the complex factor group of accent and manner of the following segment survived the Binomial Up & Down. The discussion on this factor group is provided in 4.4.]. Although we found interesting interactions between vowel identity and place and manner of the following segment and place of the preceding segment, these factor groups turned out not to be significant. Finally, subject identity was not significant, which is natural from a linguistic point of view. The next subsection discusses the results of the actual VARBRUL run, called “Binomial One Level.” 4.4 Binomial One Level As a result of the Binomial One Level, we get a list of the environments of the factor groups with a weight for each factor. If the number is above .50, the environment “promotes” devoicing, and if the number is below .50, the environment “demotes” devoicing. The higher the number, the more the environment promotes or favors devoicing, and the lower the number, the more the environment demotes or disfavors devoicing. 38 “Input” is the overall application of the devoicing “rule,” regardless of environment or identity. The input obtained in this study was 0.079. This means that about 8 percent of all the vowels in the data were devoiced. The chi-square in the first Result file was 850.69, which suggested considerable interactions, but the final chi- square after combining factors, which is discussed below, was 118.37, which was still not optimal, because it should be below 24.00 to be not significant, but much better than the first one. We significantly improved the chi-square by combining factors to make better generalizations. Also, the “chi-square per cell” must be under 1.00 to indicate that we are studying the right factors controlling the variation. The smaller the number, the better. In the first Result file, the chi-square per cell was 1.14, but the final one was 0.77, which is well under 1.00. There are several possible reasons for the bad chi-square and chi-square per cell. First, since we had only 4 subjects, there might have been idiosyncratic effects from each subject. Secondly, we had only a small number of cells. The total tokens (vowels) were over 2,000, but, since only 8 percent of the vowels were devoiced, there were less than 200 tokens for rule-applications (i.e., devoicing). These factors caused some large errors, in which the environment occurred only once or twice. If we had more tokens, these errors could have been eliminated to a certain degree. Third, there may be some other factors that were not included in this study. We basically focused on the potentially devoiced vowel and the nearby environments; i.e., preceding and following segments, and did not consider the syllable structure (i.e., if the following consonant is a coda or not), the prosodic structure, or the effect of devoicing in successive syllables. These 39 factors may have effects on devoicing. However, even though the total chi-square was significant, we obtained reasonable generalizations by combining factors, and by doing so, improved the chi-square significantly. This indicates that we are on the right track. The following subsections discuss each factor group that was selected as significant. 4. 4. 1 Accent and Manner of A rticulation of the Following Segment The complex factor group of accent and manner of articulation of the following segment was selected as significant. However, if we consider the linguistic plausibility and significance of the interaction of these two factors, we cannot find any. Therefore, these groups were nm as separate factor groups. A Binomial Up & Down was done again to choose factor groups that are significant, and accent was selected as significant but manner of the following segment was thrown out. Manner of the following segment was deleted from subsequent tests. 4. 4.2 Vowel Identity and Manner of Preceding Segment Table 12 is a list of the factors in the complex factor group of vowel identity and manner of articulation of the preceding segment. Promoting factors are at the top and demoting ones at the bottom. Note that the vowels from position 1 to 8 are either /i/ or /u/. We can improve in the general nature of this detail, however, by combining the environments that have common linguistic characteristics and similar weights, reducing the number of factors and improving the generalizations. 40 Table 12 - Binomial One Level (Vowel Identity and Preceding Manner) Simbol Number Precedi Manner .994 fricative .914 affricate .895 nasal .859 affricate .835 .81 1 .750 fricative .635 ‘ /r/ .586 .581 affricate .571 .565 /e/ .564 /r/ .482 /r/ .401 .355 nasal .306 fricative .276 .272 ide .267 fricative .240 nasal .225 la/ .22 1 fricative .219 /r/ .214 nasal ”TJOOwI'Tlcr-w I 1 2 3 4 5 6 7 8 9 10 1] 12 ”:3 wmaoooor—r,wmo NI—I—fih—I—I—lhd OOOOQONM-b NNN WNi—t omn—-mommo-moc—-ooo—-c--::::::-.-- NM MA Ui<-1G. 41 First, we combined factors 2 through 6, because the weights were close, all had a stop feature in the preceding segment, and the vowels were either /i/ or /u/ (close vowel). By re-coding factors 2 through 6 as “”,b we reduced the number of total factors by 4. Whenever we combined factors, a Binomial One Level was re-run, and we subtracted the old log likelihood from the new one. For example, the log likelihood that was obtained in the first Binomial One Level run was 500.919, and the one in the second run, after re- coding factors 2 through 6, was 502.929. The difference was 2.01, and it was multiplied by 2 (4.02). We checked the chi-square at 4 degrees of freedom, and found that 4.02 was not significant (at .05). Since there was no significant difference when these factors were combined, combining 2 through 6 was justified. This procedure was followed whenever possible to arrive at greater generalization. Second, we combined factors 9 through 11, because the weights were close, all have a stop feature, and the vowels were either /e/ or /0/ (mid vowel). Again, the result of combining these factors was not significant. Then, factors 12 through 14 were combined, since the preceding segment was either a vowel or /r/, although the vowels were /i/, /u/ and /o/. However, the result was not significant. Then factors 18, 19, 21, 23, and 24 were combined, because all the vowels were /a/. This group is /a/ with all the preceding environments except stop, which seems to promote even the devoicing of /a/ (number 15 in Table 12). Again, the result was not significant. Then, 17 and 20 were combined because the preceding manner was the same (fi'icative) and the vowel was a mid vowel. Again, the result was not at all significant. Finally, the new factor ‘h’ (12, 13 and 14) and 8 were combined because the weights 42 were close and the preceding manner included /r/. The result was not significant. Thus, we could reduce the number of factors from 25 to 11. Table 13 is the new list. Table 13 - Binomial One Level (Vowel Identity and Preceding Manner - 2) S bol Number ’ Manner Vowel .943 fricative i .866 + close vowels .755 fricative u .607 + mid vowels .534 /e/ i /r/ ' o .412 a .335 nasal i .326 fricative mid vowels .230 a .227 nasal o .208 /a/ i I would like to discuss the promoting and demoting environments for each vowel in terms of the manner of articulation of the preceding segment according to each feature. 4. 4.2.1 Fricatives It was confirmed that a preceding fricative promotes the devoicing of close vowels, but it was found that it promotes the devoicing of /i/ more than /u/ (1 and 3 in Table 13). Although a preceding fricative promotes the devoicing of /i/ and /u/ (close vowels), it demotes the devoicing of other vowels (8 and 9 in Table 13). 43 4. 4. 2.2 Stops A preceding stop, including nasals and affricates, promotes the devoicing of close vowels (2 in Table 13). A preceding stop or affricate also promotes the devoicing of /o/ more than a preceding fricative does, and a preceding stop relatively promotes the devoicing of /a/, even within the small devoicing rate for that vowel. However, a preceding fricative rather retards the devoicing of la/ (23 in Table 12), ranked below pause, glide, and nasal (18, 19 and 21 in Table 12). Therefore, a preceding stop can be considered as the best promoter for all the vowels except /i/; the best promoter for /i/ is a preceding fiicative, and the second best is an affricate, which has a fricative feature. On the other hand, the best promoter for /u/ is a nasal, which has a stop feature, and the second best is an affricate, which also has a stop feature, and ‘stop’ itself comes in the third place for the vowel /u/. Therefore, we can conclude that a stop feature promotes the devoicing of /u/ most. A preceding stop also promotes the devoicing of /a/ and /e/ most. Actually, a preceding stop is the only promoter for the devoicing of /e/ in Table 12. Since affricates have both fricative and stop features, they are ranked high for both close vowels. A preceding affricate is also the best promoter for /o/. However, affricates were knocked out for the vowels /a/ and /e/, although the best promoter for those vowels is a stop. It is interesting that, although the preceding nasal promotes the devoicing of /u/, it retards the devoicing of other vowels, including /i/. A preceding nasal for /e/ was even knocked out. 44 4. 4.2.3 :‘r's It was also found that the preceding /r/ slightly promotes the devoicing of /i/, /u/ and /o/, but retards the devoicing of /a/ and /e/. The influence of the preceding /r/ on the devoicing of /i/ has never been reported in the literature. 4.4.2.4 Vowels It should be noted that all the preceding vowels were knocked out for all the vowels except for /i/. Preceding /e/ is in the 5th place and preceding /a/ is in the 11th place in Table 13, but these are the only instances of a preceding vowel influencing devoicing. It is interesting that the vowel /i/ could be devoiced even after the strongest demoter, namely another vowel. 4. 4. 2.5 Summary Although it was noted in the literature that a preceding fricative promotes vowel devoicing, this study shows that that is true only for close vowels, not for open vowels. It is also found in this study that a preceding stop (or a stop feature) promotes the devoicing of open vowels more than a preceding fricative. 4. 4.3 Voicedness of the Preceding and Following Segments Previous research shows that most typical environment in which vowel devoicing occurs is between voiceless consonants. We can expect, therefore, that voiceless 45 consonants will promote vowel devoicing, and this was confirmed in the present study. Table 14 provides the weight of each factor for the voicedness of the preceding segment. Table 14 - Binomial One Level (Voicedness of the Preceding Segment) Voicedness Wei Voiceless .666 Pause .576 Voiced .333 A preceding voiceless consonant promotes devoicing most, as expected, but a preceding pause also promotes devoicing. The important thing to be noted here is that a vowel can be devoiced even after a voiced segment. This conflicts with Maekawa’s claim that a necessary condition for vowel devoicing is a preceding voiceless segment (1988:136-7). However, it should be noted that in many cases the preceding voiced segment was actually devoiced before the devoiced vowel. In other words, the devoiced vowel had an influence on the preceding voiced segment and made it voiceless, but we had calculated i voice on the basis of the “underlying” segment in all cases, except, of course, for the dependent variable itself. Table 15 provides the weights of each factor of the voicedness of the following segment. 46 Table 15 - Binomial One Level (Voicedness of the Following Segment) Voicedness Wei Voiceless .727 Voiced .354 Pause .338 Here, a following voiceless consonant promotes vowel devoicing even more than a preceding one. A following pause demotes vowel devoicing as much as a voiced segment does. A following pause has the same effect as a following voiced segment on vowel devoicing, although a preceding pause behaves more like a preceding voiceless segment. Since a following pause and a following voiced segments are very similar in weight, these two factors were combined. The log likelihoods were checked and the result was not significant. Therefore, we have only two factors for this group; voiceless and voiced + pause. Table 16 shows the final weight of each factor. Table 16 - Binomial One Level (Voicedness of the Following Segment - 2) Voicedness I Weight Voiceless I .727 Voiced + Pause I .353 —L— 47 Thus, a following voiceless segment promotes vowel devoicing and a following voiced segment or a pause demotes devoicing. However, it should be noted that devoicing can occur before a voiced segment or a pause since neither was knocked out. 4. 4.4 Accent Accent turned out to be significant as an independent factor group. Table 17 shows the weight of each factor. Table 17 - Binomial One Level (Accent) Accent Type Weight 4 (not on this syllable nor preceding or following syllable) .642 2 (on thejreceding syllable) .578 3 (on the following syllable) .530 5 (on both precedirg and following syllable) .462 1 (on this syllable) .264 Accent type 4 promotes vowel devoicing slightly more than accent type 2, which promotes it slightly more than accent type 3, but there is not much difference. The only factor that strongly influences devoicing is accent type 1, which demotes vowel devoicing. It is easy to understand that the accented syllable resists vowel devoicing because, if the vowel is devoiced, it is difficult for it to carry the accent. It was long assumed in the literature that an accented syllable could not be devoiced, or if an underlyingly accented syllable is devoiced, the accent is shifted to the following syllable, until Sugito and Hirose (1983) showed the mechanism of an accented devoiced vowel. 48 Since there is not much difference among the promoting factors, they were combined. The result was not significant, and now we have only two factors for this group; 1 (accent is on this syllable) and 2 (accent is not on this syllable). Table 18 shows the final weight of each factor. Table 18 - Binomial One Level (Accent - 2) I Accent Type I Weight I I l (on this segment) I .264 I I 2 (not on this segmerm I .561 I Thus, vowel devoicing is demoted if the vowel is accented, but is not demoted if the vowel is not accented, and it does not matter where the accent is. 4. 4. 5 Vowel Length Vowel length showed the strongest demoting influence on vowel devoicing. The weight of each factor is shown in Table 19. Table 19 - Binomial One Level (Vowel Length) I Vowel Length I Weight I I Short | .530 l r Long L .098 I 49 The weight of a long vowel is the smallest of all the factors considered in this study. It is reasonable to expect that a long vowel should not be devoiced, but there was one instance of devoicing of a long vowel in the data of subject #2. The second long vowel /ii/ was devoiced in /nyuuifirando/ (“New Zealand”). The preceding /2'/ was also devoiced and became /I/, and the long vowel /ii/ was shortened and became more like /i/. Since /i/ is a close vowel and the preceding segment is a fricative, which is the best promoter for /i/, this is a promoting environment for devoicing. However, the important thing to note here is that the environment was altered. 4. 4.6 Gender Although gender differences did not seem significant, the Binomial Up & Down run selected them as significant. The weights are provided in Table 20. Table 20 - Binomial One Level (Gender) Gender I Weight I Male | .555 I Female I .435 I Males devoice their vowels more than females do. If this phenomenon is a “standard” feature, a gender difference is expected, in which case females should be the promoters of the phenomenon. However, it is not the case here. Therefore, if any 50 “standardness” is involved in this phenomenon, it should be “nonstandardness” since men promote the phenomenon rather than women. 4.5 Other Observations There are several things to be mentioned before concluding this section. First, the avoidance of vowel devoicing in successive syllables is often discussed in the literature although it was not dealt with in this study. Han (1966291) even states that “in normal speech, the unvoicing of vowels in two succesive syllables is rare, and the unvoicing of three succesive vowels do not occur.” Maekawa (1988: 148-9) also discusses the tendency to avoid devoicing in successive syllables, mentioning that when there are two or more devoiceable vowels in sequence, it is not known what determines which vowels are devoiced. Maekawa reports instances of devoicing in two successive syllables, even though in small numbers. In this study, devoicing of two successive syllables was seen frequently, as in /topikkgsu/ (“topics”) and /tsggi#no#tr_)jj(#ka)/ (“next year”; “#” indicates a morpheme boundary), and devoicing of three successive syllables was also observed several times, as in /tanajj#ji#51_rki/ (“I like Tanashi city”) and /(mabuta#)ng# fgc'i(#ka)/ (“edge of [eyelid]”). Even devoicing of four successive syllables, as in /hont9_#kisgtsg#roodooja/ (“a real seasonal worker”), was observed once per subject except for subject #3, whose overall devoicing rate was the lowest among the four subjects. 5 1 The second point is that devoicing even occurred between voiced segments as in /~kedg#z'jssai/ (“~, but actually”). The second vowel /o/ is between voiced consonants, but still it was devoiced. As I discussed above, the preceding and the following voiced consonants were devoiced and became voiceless. This is also an instance of the influence of the devoiced vowels on the preceding voiced segment. A possible explanation is that the third vowel /i/ was devoiced due to the following voiceless consonant /s/; the preceding voiced consonant /i/ was devoiced by the influence of the devoiced /i/ , then the devoiced /z’/ influenced the preceding mid vowel /o/ and devoiced it, and finally the preceding voiced consonant /d/ was devoiced because of the devoiced /o/. If this is the case, a devoiced vowel has an influence on the preceding segment, which, in turn, has an influence on the preceding vowel. However, it is important to note that those consonants are underlyingly voiced, and those sounds are perceived as voiced sounds. These phenomena may have been observed because the present study used natural conversation, which is very rapid and casual, and in which vowel devoicing is most likely to OCCUR 52 4.6 Summary The followings are the lists of the factors that promote and demote vowel devoicing in Japanese. The most significant one is at the top and the least significant one is at the bottom. (1) Promoting factors for overall vowel devoicing (The complex factor group of vowel identity and manner of articulation of the preceding segment id excluded here.) Following voiceless segment Preceding voiceless segment Preceding pause Unaccentedness Male Short vowel 9}”:BP’I‘JT‘ (2) Demoting factors for overall vowel devoicing (The complex factor group of vowel identity and manner of articulation of the preceding segment is excluded here.) Phrase final stress Long vowel Accentedness Preceding voiced segment Following pause and voiced segment Female 9MPP’N?‘ (3) Promoting factors for each vowel (In terms of manner of articulation of the preceding segment.) A. /i/ fricative +stop (affricate and stop) /r/ and /e/ nasal /a/ .V'PP’N.” . +stop (nasal, affricate and stop) . fricative 3. /r/ N1— 53 C. /o/ +stop (affricate and stop) /r/ fricative nasal PP’N!‘ D. /e/ 1. stop 2. fricative E. /a/ . stop . others (pause, glide, nasal, fricative, and /r/) Nr—i The most significant factor for vowel devoicing in Japanese is the length of the vowel. Long vowels most strongly demote devoicing. On the other hand, the vowel /i/ with a preceding fricative most strongly promotes devoicing. This confirms the claim made by previous researchers that preceding fricatives promote the devoicing of close vowels, but adds that this is true only for the vowel /i/, since the greatest promoter for the vowel /u/ is the feature ‘stop.’ This fact seems to have caused some confusion in the literature regarding the status of fricatives, affi’icates and stops as promoters for devoicing. However, this study clearly showed their different rankings in significance for each vowel. The feature ‘stop’ also seems to promote the devoicing of mid vowels (/e/ and /o/), not only /u/. Finally, the best promoter for the devoicing of /a/ is also a preceding stop. In general, preceding stop is the best promoter for the devoicing of all the vowels, except /i/, whose principal promoter is a preceding fricative. Another fact that was observed in this study, but has never been reported, is that the preceding voiceless segment more strongly promoted overall vowel devoicing than 54 the following voiceless segment. This fact was also relevant to the observation that a devoiced vowel, which was devoiced due to the preceding voiceless consonant, had an influence on the following voiced consonant and devoiced it, and the devoiced consonant, in turn, devoiced the vowel that followed it, as in /~tgk2_1#iibun(#de)/ (“[she said] something like ~ by [her]self’). It was also observed, however, that a devoiced vowel, which was devoiced due to the following voiceless segment could have an influence on the preceding voiced segment and devoice it. A devoiced vowel could have an influence in both direction. Scherre and Naro (199221) claim the “serial effect on internal and external variables,” which is “a preference for similar forms to co-occur in sections of discourse, even if this results in redundancy or lack of economy.” Although Scherre and Naro claim this effect in morphology, we can also expect the same effect in phonology. However, this conflicts with the claim made by the previous researchers of Japanese vowel devoicing, which is the avoidance of devoicing in successive syllables. To determine which effect is at work in this phenomenon, we need to include this in the factors. Accent was found to be significant in this study, confirming most of the previous researchers’ report that accented syllables strongly resist devoicing, although this study used natural data, in which accent does not seem to have a strong effect according to previous research. However, the place of accent (before and/or after the segment in question) was not found to be significant. Although the following vowel is claimed to have an influence on the devoicing of the close vowels, no significance was observed in this study. Also, the following 55 segment was not found to be significant in terms of place and manner of articulation, contrary to previous researchers’ reports. Although it was not significant, some variation was found which makes it seem that following stops and fricatives promote devoicing. Gender difference was also found to be significant, which has never been reported in the literature. “Males” promote devoicing and “females” demote it, which implies the nonstandardness of this phenomenon. However, whether or not this phenomenon is a “nonstandard” feature is still a question. To determine this, we need more subjects. The phenomenon of vowel devoicing was probably first mentioned in Collado 1632 (“Art Grammaticae Iaponicae Linguae”), and does not seem to be a recent change. To see if the younger generation devoices more vowels than the older generation, in which case it could be interpreted as a slow but ongoing change, we need data from the older generation. Furthermore, it is not clear that the reason why we had extremely rare instances of devoicing, such as devoicing in four successive syllables, is because we used spontaneous casual data, because the subjects were from the younger generation, or because of the “serial effect” mentioned above. To answer this question as well, we need data from different generations. Dialect difference in this phenomenon is well known, and there are many studies focused on such variation (e. g., Sugito 1988 and Maekawa 1988). It was not dealt with in this study because the purpose of this study was to find out the basic promoting and demoting environments for vowel devoicing and such variation would have made such generalizations very difficult to come by. However, differences in dialects should be 56 investigated to support the general tendency of the promoting and demoting environments, or to find out different environments for other dialects. 5. CONCLUSION This study showed that each vowel has different factors which promote and demote their devoicing rates, which was the researcher’s hypothesis. A secondary hypothesis, that open vowels also have promoting and demoting environments even within their small number of occurrences, was also confirmed. One of the major findings in this study is that it is the preceding segment that have a significant effect on vowel devoicing in casual speech in Japanese. Although the following segment is claimed to be significant, it turned out not to be true in this study. Another finding that is of interest, which has never been reported in the literature, is that the common feature of the preceding consonant and the vowel demotes devoicing; namely, the feature ‘palatal’ for the vowel /i/ and the feature ‘labial’ for the vowel /u/. This might indicate that phonology is also involved in this phenomenon, not only phenotics. The answer to this question needs a further study. Another interesting finding is that, although a preceding pause was found to promote devoicing, a following pause was found to demote it, as discussed in 4.4.3. This confirms Sugito’s statement that the sentence final pause promotes devoicing, but the phrase final pause demotes it (198829). This makes a good sense if the high frequency of devoicing before the sentence final pause is caused by the sentence final copula /~desu/, because the data in this study were taken from the casual conversation that soes not contain formal sentence endings (/~desu/). 57 58 Guy 1980 claims a dialect difference in the effect of pause on final /t,d/ deletion. A following pause was like a following consonant, and promoted the deletion for the New Yorkers, but for the Philadelphians, a following pause was even more conservative than a following vowel, and strongly demoted it. In this study, the difference in the position of a pause (i.e., preceding or following) showed an influence on devoicing, and dialect difference can also be expected. Now that we have set a statistical standard from young Tokyo speakers, it is hoped that more careful comparison (based on acoustically measured data and treated in a statistically sophisticated way) can be made within the social variation of Tokyo Japanese and among the regional dialects of the language as well. APPENDICES APPENDIX A R4: R3: R4: R3: R4: R3: R4: Note: APPENDIX A Sample Transcription J aa, - kyoo no t0pikkusu wa ((pause)) nani kashira.= well today’s topics TOP what I-wonder “Well, I wonder what today’s topic is.” l 1 Un. Yes. = Nani kashira yappari atashi no me no shujutsu no koto kana. -- (Moo) = what I-wonder after-all I of eye of surgery of matter I-guess “I wonder what (it is). It should be about the surgery of my eyes, I guess.” [ Aa, soo soo 500. Yeah, right, right, right. = itakattanda kara hontoni. painful-PAST P truely “It was painful, truely.” I Nanda masui nai no?= what-cop. anesthesia NEG Q “What! No anesthesia?” =(Ya), masui mo itai shi, demo masui (utsu kara) (why) anesthesia also painful SFP, but anesthesia (shoot because) “Why, anesthesia was also painfirl, but (since I was given) anesthetic [ Ne, masui tte me ni sasu no? listen, anesthesia eye to stick Q “Wait, did they give anesthetic in your eye?” cop. = copula P = particle SFP = sentence final particle 59 APPENDIX B APPENDDI B Sample Cross-Tabulation with No Interaction (Subject Identity and Vowel Identity) L “T erum12.Cel” o 4123.39702 : 49 PH 0 Token file: TerumiS-Goldvarb 0 Conditions: Terun12.Cnd Group #1 -- horizontally. Group #2 -- vertically. 1 x 2 X 3 X 4 X E x i - 37 32 27 36 12 15 26 37 102 30 + 77 68 48 64 7O 85 45 63 240 70 E 114 75 82 71 342 a - 11 6 8 6 9 5 9 8 37 6 + 180 94 123 94 166 95 110 92 579 94 2 191 131 175 119 616 u - 20 35 25 38 13 27 11 25 69 32 + 37 65 41 62 35 73 33 75 146 68 2 57 66 48 44 215 e - 14 17 12 21 7 13 8 10 41 15 + 70 83 46 79 46 87 74 90 236 85 2 84 58 53 82 277 o - 15 11 13 10 13 15 7 8 48 11 + 125 89 112 90 76 85 78 92 391 89 E 140 125 89 85 439 Z - 97 17 85 19 54 12 61 15 297 16 + 489 83 370 81 393 88 340 85 1592 84 E 586 455 447 401 1889 60 61 APPENDIX B Sample Cross-Tabulation with Interaction (Vowel Identity and Place of Articulation of the Preceding Segment) ‘k g] “TerumiZJZel” o 4t23l9702249 PM o Token tile: Tertmi3-Goldyarb 0 Conditions: TeruniZ.Cnd Group #2 -- horizontally. 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