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"? r Mi.” WW: ' " {I I .w “‘Th‘”- .'~(‘ '4: THESIS ((7:7) INTENTITI‘ITT‘IT‘ITIWI'I‘TII‘I'TNTTI 3 1293 01581 2187 LIBRARY Michigan State University T This is to certify that the dissertation entitled TEMPERATURE DEPENDENCE OF CONDUCTIVITY AND MOBILITY 0F t3- ANDcK:SiC FOR TEMPERATURE SENSORS presented by Nayef Muhamed Abu-Ageei has been accepted towards fulfillment of the requirements for Ph.D. degree in EleCtrica] Eng. fl! flaw Major professor Date [0/30/51 MS U is an Affirmatiw Action/Equal Opportunity Institution 0 12771 PLACE IN RETURN BOX to remove thie checkout from your record. TO AVOID FINES return on or before date due. DATE DUE DATE DUE DATE DUE -| i | -[____ MSU le An Affinnetive Action/Equal Opportunity Inetituion W m1 TEMPERATURE DEPENDENCE OF CONDUCTIVITY AND MOBILITY OF B- AND a-SiC FOR TEMPERATURE SENSORS By Nayef Muhammed Abu-Ageel A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Electrical Engineering 1996 ABSTRACT TEMPERATURE DEPENDENCE OF CONDUCTIVITY AND MOBILITY OF B- AND a-SiC FOR TEL/IPERATURE SENSORS By Nayef Muhammed Abu-Ageel Conductivity and Hall measurements of poly and monocrystalline B-SiC films prepared by laser ablation and commercial a-SiC wafers were conducted in a temperature range of 13-800 K. Polycrystalline B-SiC films and heavily doped a-SiC wafers showed mobilities in ranges of 0.3-3 cmZ/Vs and 2-50 cmZ/Vs and electron concentrations in ranges of IO‘9—4><1020 cm’3 and 5><10‘7-5><1019 cm'3, respectively, whereas lightly doped a-SiC wafers showed higher mobilities (10-280 cmZ/Vs) and lower electron concentrations (4>< 1012-1x10'9 cm'3) throughout the entire temperature range. Transport data of polycrystalline B-SiC films and heavily doped oc-SiC wafers exhibited a Shallow activation energy of 35 meV below 1100 K. In this temperature range, polycrystalline B-SiC data was analyzed in terms of impurity/defect band and hopping models. At higher temperatures, two activation energies (9-20 meV and 75 meV) were obtained for polycrystalline B-SiC and one activation energy (80—84 meV) for a-SiC. In case of heteroepitaxial B-SiC films deposited on Si substrates, two models were presented to extract the conductivity and Hall data of B-SiC films from measurements on the B-SiC/Si structure. Measurements of Seebeck coefficient were obtained for polycrystalline 3C-SiC films and monocrystalline a-SiC wafers in a temperature range of 300-533 K. The resistivity and Seebeck coefficient data were investigated to assess the potential of these SiC polytypes for thermal sensors such as temperature and heat flux measuring devices. ACKNOWLEDGEMENTS I would like to extend my sincere appreciation to Professor Dean M. Aslam, the principle adviser of this thesis, for his excellent guidance and constant encouragement and to Dr. Lajous Rimai from Ford Motor Company for his excellent and valuable supervision of this work. I would like to thank the members of my oral committee, Professor J. Asmussen, Professor D. Reinhard and Professor M. Thorpe for their time and comments. I would also like to thank the group at the Scientific Research Laboratories of Ford Motor Company for the technical assistance. In particular I wish to thank: R. Ager, R. Soltis, W. Vassell, A. Samman, D. Kubinski and J. Visser. Finally, I would like to extend my special appreciation to my parents, whom I have not seen for more than eight years, for their constant support since my early school days. iv TABLE OF CONTENTS LIST OF TABLES LIST OF FIGURES 1 Research Motivation and Goal 1 . 1 Introduction 1.2 Objective of this Work 1.3 Organization of Dissertation Background 2. 1 Introduction 2.2 SiC Properties 2.3 SiC Technology 2.3.1 Thin-Film Growth of SiC 2.3.2 Doping 2.3.3 Metallization 2.4 Characterization of SiC Films 2.4.] Structural Characterization 2.4.2 Electrical Properties 2.5 SiC Films as Temperature Sensors 2.6 Summary Laser Ablation Technology 3.1 3.2 3.3 3.4 Introduction Pulsed Laser Deposition Technique Sample Fabrication 3.3.1 Deposition of SiC Film 3.3.2 Deposition of Metal Contacts Summary ix woo—H 11 11 15 .. 16 17 .. 17 18 20 .. 21 22 22 23 23 23 26 .. 27 4 Measurement Techniques 4. 1 Introduction 4.2 Van der Pauw's Measuring Procedure 4.3 Seebeck Coefficient Measurement Technique 4.4 Summary 5 Conductivity and Mobility of SiC 5. 1 Introduction 5.2 Polycrystalline Cubic SiC Films 5.2.1 Experimental 5.2.2 Conductivity and Hall Measurements 5.2.3 Analysis of Intermediate and High Temperature Data 5.2.4 Analysis of Low Temperature Data 5.2.4.1 Hopping Conduction 5.2.4.2 Impurity/Defect Band Conduction 5.3 Monocrystalline SiC 5.3.1 Monocrystalline a-SiC Substrates 5.3.2 Monocrystalline B-SiC Films 5.4 Summary 6 Seebeck Coefficient of SiC 6. 1 Introduction 6.2 The Seebeck Coefficient 6.3 Results and Discussion 6.4 Applications 6.4.1 Thermoelectric Temperature Sensor 6.4.2 Heat Flux Sensor 6.4.3 Thermoelectric Generator 6.5 Summary 7 SiC Thennistors 7.1 Introduction 7.2 Resistivity of SiC 7.3 Summary 8 Summary and Future Research 8.1 Future Work Multiple-Layer Resistivity Model BIBLIOGRA PHY vi 28 ...28 ...28 ...30 ...33 34 ...34 ...35 ...35 ...36 ...39 ...50 ...51 59 ...64 ...65 ...70 85 87 ...87 ...89 ...93 100 100 102 106 .. 109 110 110 111 .. 121 122 .. 123 124 135 LIST OF TABLES 2.1. Comparison of semiconducting properties. 6 2.2. Lattice constants, energy gaps at 300K, stacking sequences, and thermal conductivity of common SiC polytypes. 10 2.3. Electronic parameters of B-SiC“. m0 is the electronic rest mass. 19 5.1. Activation energies: ei (conductivity) and Bi (Hall data) and constants: a- I (conductivity) and Ai (Hall data) for five samples. 42 5.2. Thicknesses, deposition temperatures, deposition times, and pulse rates for five SiC films. 71 5.3. Temperature range of n-type conductivity for samples of Table 5.2. 76 6.1. The electron concentration n=1/qRH, Fermi level location below E, and effective mass estimated at 300 K for some polycrystalline B-SiC and a-SiC monocrystalline samples. 97 6.2. Properties of some materials for thermoelectric generation applications. 11 is calculated using Thigh=600K and Tlow=3OOK. 108 7.1. The temperature coefficient a at 300 K for some alloys, oxides, hexagonal SiC, and polycrystalline SiC films. 118 7.2. Temperature coefficients of resistivity (TCR) of some polycrystalline 3C-SiC samples evaluated over the corresponding temperature range. 119 7.3. Temperature coefficients of resistivity (TCR) of some polycrystalline and single crystalline 3C-SiC films and heteroepitaxial 6H- and 4H-SiC samples evaluated over the corresponding temperature range. Thicknesses and available carrier concentrations obtained at room temperatures are also provided. 120 vii LIST OF FIGURES 2.1. A close-packed layer of spheres with centers at points A. A second layer of spheres can be placed over this, with centers over the points marked B. A third layer can be placed over A and the resulting sequence is ABAB... (2H structure) or it can be placed over C and the resulting sequence is ABCABC... (3C structure). 7 2.2. Possible respective orientation of Si and C atoms in tetrahedral bonding. (a) Si-C group with adhering carbon and silicon atoms. (b) Si and C atoms in eclipsed position (2H). (c) Si and C atoms in staggered position (3C). (d) The axes-system and the base of the unit cell. 7 2.3. Positions of atoms in (1120) planes. (a) Relative position of Si and C atoms. (b) Position of Si in 3C. (c) Position of Si in 2H. ((1) Position of Si in 6H. (e) Position of Si in 15R. (f) Position of Si in 4H. 9 3.1. A schematic diagram of the pulsed laser deposition system. 25 4.1. A sample of arbitrary shape with four metal contacts along the circumference for conductivity and Hall measurements. 30 4.2. Sample arrangement for Seebeck coefficient measurement. 31 5.1 Temperature dependence of conductivity of 3 polycrystalline B-SiC films with the fits shown as solid lines. 37 5.2 Temperature dependence of the inverse of measured Hall coefficient, NR“, and the corresponding carrier concentration, 1/qRH, of samples of Fig.5.] with the fits shown as solid lines. 38 viii 5.3 Temperature dependence of the mobility derived from the Hall and conductivity data as (SRH for samples of Fig.5.]. 40 5.4 The measured conductivity (hollow symbols) of 152B and fits (solid lines) obtained in 3 different temperature ranges using Eq.5.4. Slopes and intercepts of these lines represent activation energies and corresponding constants: (a) el and a1, (b) e2 and a2, and (c) e3 and a3. 43 5.5 The measured electron concentration (hollow symbols) of 1523 and fits (solid lines) obtained in 3 different temperature ranges using Eq.5.3. Slopes and intercepts of these lines represent activation energies and corresponding constants: (a) El and A,, (b) E2 and A2, and (e) E3 and A3. 44 5.6 Fermi level position computed using Fermi Statistics (Eqs.5.1-2) for 2 of the samples of Table 5.1. 47 5.7 Inverse of measured Hall coefficient, 1/RH, for samples of Fig.5.6, with carrier concentration fits obtained by the charge neutrality condition assuming no compensation and considering 3 independent donor levels represented by activation energies shown in Table 5.1. 49 5.8 Fermi level position computed by fitting the measured electron concentration n of 2 polycrystalline samples using Eq.5.5. In these fits, N,, N1] and Na: are treated as parameters and (Na/Nd2)=33%. 54 5.9 Effective carrier concentration, l/qRH, for samples of Fig.5.8, with carrier concentra- tion fits obtained by the charge neutrality condition assuming compensation ratio of 33% and considering two independent donor levels represented by activation energies E] and E2 as shown in Table 5.1. 55 5.10 Fermi level position for sample 194A computed using the charge neutrality condition for compensation ratios of 10%, 33%, and 90% and considering two independent donor levels represented by activation energies El and E2 shown in Table 5.1. 56 5.1 1 Inverse of measured Hall coefficient, 1/RH, for 194A with its fits using corresponding Fermi level locations for the 3 different compensation ratios of Fig.5.10. 57 5.12 Energy band of SiC with two donor levels located at El and E2 below the bottom of the conduction band EC. The impurity/defect band is located at (Ez-E3) below Be. The energy levels in this figure are not drawn to scale and the intrinsic level Ei should not be exactly in the middle of the bandgap. 6O ix 5.13 Inverse of measured Hall coefficient, I/RH, with corresponding electron concentration for some 4H- and 6H-SiC. The fits for samples A and H in the low temperature range are shown as solid lines. 66 5.14 The Hall mobility (u=oRH) as computed from Fig.5.13 and Fig.5.15. 67 5.15 The temperature dependence of measured conductivity for 7 samples of 6H-SiC and one 4H-SiC sample. 69 5.16 The measured Hall voltage of sample 362 in two temperature ranges. These results are obtained using an input current of 0.1 mA and magnetic field of 8 kGauss. Interface- Si structure represents the Si under the peeled off B-SiC film. 73 5.17 The measured Hall voltage in the high and low temperature ranges of some samples of Table 5.3. These results are obtained using an input current of 0.1 mA and magnetic field of 8 kGauss. 74 5.18 The measured resistance of two highly resistive films in the low and high temperature ranges. The measurement was done on SiC/Si structure (solid symbols) and on interface-Si structure after the removal of the SiC film (hollow symbols). 79 5.19 The measured resistance of 3 different films in the low and high temperature ranges. The solid symbols represent the data of the SiC/Si structure. The hollow symbols represent the data of interface-Si after removing the delaminated portion of the SiC film. The dotted line represents the data of the Si substrate that was underneath the shadow mask during deposition. 80 5.20 (a) A schematic of the sample used for Hall voltage measurement with 4 metal contacts at the corners of the sample. (b) Equivalent cicuit of (a). 82 6.1 (a) Top view of the sample under test showing the metal contacts and the thermocouples with T being the lower end temperature and AT being the temperature difference between the two ends. (b) A schematic of the band diagram of the sample showing the electrical field E and the Seebeck emf (i.e. qV). 91 6.2 Measured Seebeck coefficient for three polycrystalline 3C-SiC films (solid symbols) and three hexagonal samples (hollow symbols) . 94 6.3 The measured (solid symbols) and calculated (hollow symbols) electron concentration of 3 polycrystalline SiC samples. The calculated electron concentrations are obtained from the measured values of Seebeck coefficient using Eq.6.2. 99 6.4 The absolute value of the Seebeck emf for B-SiC (solid symbols) and a-SiC (hollow symbols) and a platinum thermocouple. 101 6.5 A schematic of n- and p-SiC cells connected serially. This schematic represents either a thermoelectric generator with Thigh-Tlow is large or a heat flux sensor with Thigh-TIOW=AT is very small. 105 7.] The resistivity of some B-SiC (solid symbols) and a-SiC (hollow symbols). 112 7.2 Two cycles of the resistivity of some polycrystalline B-SiC films. 114 7.3 (a) The sensitivity coefficient a for samples of Fig.7.]. (b) An expansion of the data shown in (a). 116 A] A top view of the sample used in our model. The two metal contacts are shown in dark color. 125 A2 A two dimensional plot of the imposed field in the Y direction at the surface (i.e. Z=0). 126 A3 A two dimensional plot of the imposed field in the X direction at the surface (i.e. Z=0). 127 A4 A three dimensional plot of the imposed field at the surface (i.e. Z=0). 128 A5 A three dimensional plot of the potential at the surface (i.e. Z=O) assuming that the conductivity of the three layers is the same. 129 xi CHAPTER 1 RESEARCH MOTIVATION AND GOAL 1.1 Introduction There is a growing research and interest in wide bandgap materials because of their potential use in high power, high temperature, and high frequency electronic device applications. Silicon-based devices have limited operating temperature (below 150°C) and their use for micromechanics is limited to temperatures below 600°C where Si starts to deform plastically”. There is a need for a semiconductor, operable in a wide temperature range, with high thermal conductivity and breakdown voltage. Although there are several interesting wide bandgap materials such as diamond, SiC, GaAs, and other III-V compounds, of these SiC is the most promising one. GaAs is not suitable for high temperature applications since its bandgap is close to that of Si. Diamond technology is still being developed and n-type doping and heteroepitaxy are not very successful7. Technology of other wide bandgap materials is not well developed”. SiC technology is much more advanced due to major improvements in bulk and film growth of SiC, capability of n- and p-type doping, physical stability in an oxidizing atmosphere, the 2 possibility to grow relatively low-defect-density oxides on its surface2 and some degree of compatibility with the existing Si technologys'g'm. SiC has strong potential for electronic devices and sensors operating at high temperatures and in chemically aggressive environments such as those prevailing in automotive and jet enginess. This is due to the unique physical, chemical and electrical properties of SiC such as its large band gap, large thermal conductivity and high breakdown voltage. Chemical vapor deposition (CVD) is the most successful technique so far for (hetero and homo) epitaxial growth of SiC films onto Si, 4H-SiC and 6H-SiC substrates. This technique usually requires a high growth temperature (1400°C) which is incompatible with the existing Si technology and may lead to film contamination in addition to the hydrogen incorporation inherent to the process”. Pulsed Laser Deposition (PLD) has ”"3 and monocrystallinews B-SiC films from been used recently to deposit polycrystalline ceramic SiC targets on Si substrates at 800°C and 900-1000°C, respectively, but these films have not been fully characterized. In this research the temperature dependence of conductivity and Hall coefficient in the temperature ranges of 13-1275 K and 17-800 K, respectively, are reported for the first time for laser-deposited polycrystalline B-SiC films. The temperature dependence of Seebeck coefficient in the temperature range of 300-550 K is reported for the first time for B-SiC and a-SiC. Furthermore, measurements of the conductivity and Hall coefficient of monocrystalline B- and a-SiC in a temperature range of 13-800 K are also reported. These results are analyzed to determine the potential of B- and a-SiC for temperature sensor applications. 1.2 Objectives of this Work The primary objectives of this research are to study the temperature dependence of conductivity, mobility and Seebeck coefficient of B- and a-SiC in a wide temperature range and to determine their potential for temperature sensor applications. This requires deposition of the metal contacts needed for the measurements and construction of the measurement systems. The obtained results have to be analyzed using appropriate models, in order to assess the potential of SiC for thermal sensor applications such as temperature and heat flux measuring devices. 1.3 Organization of Dissertation A review of SiC properties, technologies, and SiC use for temperature sensors is presented in chapter 2. The deposition process that we have used to prepare SiC films and their metal contacts is explained in chapter 3. A description of the conductivity, Hall, and thermoelectric measurements methods used in this research is presented in chapter 4. Chapter 5 presents the measured conductivity and Hall concentration for polycrystalline and heteroepitaxial 3C-SiC and monocrystalline a-SiC. Chapter 6 presents the measurement of the Seebeck coefficient for SiC in addition to a discussion of the potential application of SiC in thermoelectric sensors. Chapter 7 focusses on potential application of SiC as a thermistor. Chapters 3-7 deal with the work performed in the present research. Chapter 8 summarizes the results of this study. CHAPTER 2 BACKGROUND 2.1 Introduction The interest in SiC has been renewed since the introduction of the technology that allows the growth of SiC films on Si substrates in the 1980's. In the late 1980's, a major development in SiC technology was achieved as the commercial production of high- quality 6H-SiC wafers started. Although there has been some success in preparing SiC electronic devices, SiC technology still suffers from problems related to crystal growth, doping and metallization. A review of the progress that has been made in SiC technology is needed in order to investigate such problems. The SiC general properties such as physical, chemical, and structural properties compared to those of Si are discussed in section 2.2. In addition, this section contains a summary of the methods used for bulk growth of SiC crystals. In section 2.3, SiC thin film technology which includes thin film growth, doping, and metallization is discussed. Structural and electrical characterizations of SiC films are presented in section 2.4. The use of SiC films as temperature sensors is discussed in section 2.5. 4 2.2 SiC Properties SiC is a vvide-band-gap semiconductor with outstanding physical and chemical characteristics. Table 2.1 shows the properties of B- and 6H-SiC compared with those of diamond, Si, and GaAs. This material possesses high hardness, high thermal conductivity, superior resistance to fracture and deformation at elevated temperatures, excellent resistance to corrosion, thermal shock and radiation damage, and is chemically inerts'zw. Junction isolation problems limit the operation of silicon based devices to less than 150°C.2 SiC based devices would remove this limitation. The electrical properties of B-SiC films compare favorably with Si for minority, as well as majority carrier device applications. SiC is a stable compound of silicon and carbon. Each Si (or C) atom is surrounded by four C (or Si) atoms tetrahedrally with sp3 hybrid bonds (covalency is about 88%)”. Most of the valence electron-charge density in SiC is located near the carbon atom, because of this asymmetric charge density SiC looks like a polar compound. SiC exhibits a form of one-dimensional polymorphism called polytypism. Different stacking sequence of double layers of Si and C atoms results in different polytypes structures. Each double layer consists of a plane of close-packed Si atoms over a plane of close-packed C atoms; one Si atom lies directly over each C atom in a double layer. Each successive double layer is stacked on the previous double layer in a close-packed arrangement that allows for only three possible relative positions for the double layers as shown in Fig.2.] and Fig.2.2. These positions are normally labeled A, B, and C. Cubic, hexagonal, or rhombohedral structures are produced as a result of different stacking sequence. According 6 Table 2.1. Comparison of semiconducting properties°'°. Properties 3C-SiC 6H-SiC Diamond Si GaAs Lattice constant (A) 4.358 3.567 5.430 5.65 Thoma] expansion 4.63 1.1 4.16 5.9 (XIO°°C) Density (g.cm'3) 3.216 3.515 2.328 Melting point (°C) 2540* ** 1420 1238 )1800 Bandgap (eV) 2.2 2.9 5.45 1.1 1.43 Saturated electron 2.5 2.7 1.0 2.0 velocity VS (XI07cm s") ’ Mobility (cmZV"s") Electron 1000 600 2200 1500 8 500 Hole 40 1600 600 400 Breakdown voltage 40 100 3 40 EB(X105V cm) Dielectric constant K 9.7 5.5 11.8 12.8 Thermal conductivity 5 4.9 20 1.5 0.46 O'T(W cm"K") Absorption edge (mm) 0.4 0.2 1.4 Refractive index 2.65 2.42 3.5 3.4 Hardness (kg mm'z) 3500 10000 1000 600 Z, (XI023W Q 5-2) 10240 73856 9.0 62.5 zK (x102w cm"s"°C) 90.3 444 13.8 6.3 Physical stability excellent excellent very good good fair Bandgap type indirect indirect indirect indirect direct "' Sublimes ** Phase change ZJ =(EBVS/Tr)2 ZK =O'T(Vs/K)U2 Fig.2.]. A close-packed layer of spheres with centers at points A. A second layer of spheres can be placed over this, with centers over the points marked B. A third layer can be placed over A and the resulting sequence is ABAB... (2H structure) or it can be placed over C and the resulting sequence is ABCABC... (3C structure). [>130 >23 1 if g /‘Q (if %\. lo 1!] K \. O 6 Fig.2.2. Possible respective orientation of Si and C atoms in tetrahedral bonding”. (a) Si-C group with adhering carbon and silicon atoms. (b) Si and C atoms in eclipsed position (2H). (c) Si and C atoms in staggered position (3C). (d) The axes-system and the base of the unit cell. to Ramsdell the different polytypes can be characterized by their local symmetry (C=cubic, H=hexagonal or R=rhombohedral) and the number of double-layers after which the layer sequence is repeated. Thus, we have 3C for cubic SiC (known as B-SiC) and all of the other polytypes are known as a-SiC. In these structures all atoms lie on symmetry axes, and all symmetry axes lie in (1120) planes (in this notation the c (cubic 11]) axis is (0001)) as shown in Fig.2.2(d). A (1120) plane therefore represents these structures as shown in Fig.2.3(a). The different crystallographic polytypes of SiC are formed by different zig-zag sequences of Si-C double layers as shown in Fig.2.3. The band structure, and thus important electronic and optical properties vary significantly from one polytype to another. The most important polytypes for applications are 3C-, 4H-, and 6H-SiC due to layer production in pure form. Cubic SiC has the zincblende lattice arrangement of GaAsS. Table 2.2 shows Ramsdell notation, lattice constants, stacking sequences and energy gaps of some polytypes. Acheson's method was the first process to produce bulk crystals of silicon carbide (for grinding and cutting purposes). In this process a mixture of silica and carbon (sand and coal) is heated according to a definite temperature-time cycle in air to produce silicon carbide”. The development of a sublimation process for growing higher purity a-SiC single crystals was reported by Lely in 1955. This process as it had been developed by the early 1970's involves the heating of a polycrystalline SiC charge to about 2500 °C to sublime the SiC which condensed on the slightly cooler parts of an inner hollow graphite cavity. This cavity was formed initially inside the charge and lined with a porous graphite tube. 3C CIRCAOCAaCA A3 A \\ ABCABCAOCAJCABC i n {Z n u _LJA/- / //.Aw “ s . ,1._r/ A. [1.3 I . m .1 // //./A/; /. n o ..x /. ../ 4.... -- .u an r :fll flJ. [/1 [1‘ \x . AIA m / // //... .- - .w .. 1c / 4/ //. .../ f” \.. .. _,\ 7.... Wm -. 1-7.;qu Kr. unvxwlcyn m a . t t; Uncnnmn n 3 2 6 1 4 \. .. L c .mmmmmmm of; L/ L/ ,.. mmssssa \\//. .//\ //.. mmdpmcmtmf . _ / f- \f -u f e n 0 \\// -/./\ 7%... o ..v. .m m m m m H}: m - .../\/..m mm m. m m m m x . .7 #11771... ”w... m m m .m m m it: ---P. nmmmmmm e. 3” 2. .w. F 10 Table 2.2. Lattice constants, energy gaps at 300K, stacking sequences, and thermal conductivity of common SiC polytypes.5'18 Type Constants (A) Gap Stacking sequence Conductivity (eV) (W/cm.K) a c 2H 3.076 5.048 3.3 ABAB 4.9 4H 3.073 10.053 3.3 ABACABAC 4.9 6H 3.08] 15.117 2.9 ABCACBABCACB 4.9 3C 4.360 ------ 2.2 ABCABC 5.0 Nucleation of individual crystals was uncontrolled, and the resulting crystals were randomly-sized hexagonally-shaped a-SiC platelets. The platelets often exhibited a layered structure of various 0L polytypes with the stacking direction of the atomic planes of these polytypes being along the {0001} directions. Transition region of random stacking of double layers (one-dimensional disorder) occurred between polytypes. Since these polytypes have different energy bandgaps, undesirable heterojunctions were produced in the crystals”. A seeded-growth sublimation process developed by Tairov et al.‘9'2°, Ziegler 21 I 22 et a] , and Carter et a produced bulk crystals of a single polytype of SiC at tempera- tures of the order of 2200°C. The size of the crystals is limited not by the technique, but by the ability to cut large diameters of this very hard materialg. This sublimation process has been taken over by the groups at Siemens AG23 and by a group at the North Carolina State University from which an industrial activity at Cree Research was derived. Highly doped n-type 25 mm wafers of 6H-SiC and 4H-SiC 11 are now commercially available”. Since this sublimation growth technique produces highly doped (up to 10‘9 cm") n-type wafers, an epitaxial layer has to be grown onto them in order to realize active microelectronic devices. Recently, growth of bulk crystals of B- (124.25. The seeds for the sublimation SiC by the sublimation technique has been reporte process were 6H-SiC substrates (Acheson- and Lely-grown) and free-standing monocrystalline B-SiC films. Chemical vapor deposition technique was used initially to grow monocrystalline B-SiC films on Si(100) substrates and subsequently the Si substrate was removed. 2.3 SiC Technology 2.3.11 Thin-Film Growth of SiC Because controllable quality SiC substrates are not available, the growth of SiC thin films on foreign substrates in amorphous (a—), polycrystalline (pc-) as well as in heteroepitaxial (c-) forms has been investigated extensively. Polycrystalline and amorphous SiC have been grown on Si, thermally oxidized Si, glass and sapphire substrates. Heteroepitaxial growth of B-SiC has been achieved on Si as well as on TiCx. Single crystal growth of B- and 6H-SiC was achieved on 6H-SiC substrates (Acheson, Lely and boule wafers)°. Silicon substrates have been most frequently used as the substrate of choice for the heteroepitaxial growth of B-SiC thin films because of the availability of the former in well characterized and reproducible defect free and large area forms of controlled purity9. Another interesting feature of Si substrates is that in spite of the large lattice 12 mismatch (20%) the cubic structure of the Si lattice automatically selects the cubic polytype B-SiC. The heteroepitaxial growth of SiC on Si still has the following major problems. (1) The high defect density, which includes misfit dislocations, twins, stacking faults, and antiphase boundaries (APB's), is present. The APB's are created because of the growth of a non centrosymmetric (B-SiC) onto a centrosymmetric substrate (Si) from a random distribution of nucleation sites. The density of defects is higher at the interface where misfit dislocations and twins are usually found and might extend to few pm from the interface. On the other hand the stacking faults as well as APB's generally extend all the way to the film surface. These defects might be caused by the mismatches in the coefficients of lattice parameters (20%) and thermal expansion (8%) between the Si and SiC, or probably by the nucleation processzw‘. (2) The high concentration of residual donors and compensating acceptors. Hall measurements indicate that while the net electron carrier concentration in un- intentionally doped material could be as low as 5><10'°cm'3 , the actual donor and acceptor impurity concentrations are often as high as 10'8 cm“3 (i.e. there is greater than 90% compensation of the donors by acceptors). So far the evidence regarding the origin of the donors and the source of the compensating acceptors points to nitrogen and point defects in the material, respectivelyzg’”. (3) Chemical vapor deposition (CVD) growth of B-SiC films on Si often requires very high substrate temperatures (1360°C in many cases) which can lead to film 13 contamination by other impurities. Also some hydrogen incorporation inherent to the process. The high substrate temperatures are close to the melting temperature of Si (1412°C). Thus the compatibility with the existing Si technology is hard to fulfill. There have been numerous studies regarding the elimination of the above problems. In order to reduce the high defect density caused by the lattice mismatch, TiCx (less than 1% mismatch) substrates were investigated. Somewhat improved growth was achieved, but great difficulties (3140°C growth temperature at pressure greater than 10 atmospheres) in producing defect-free single-crystal TiCx has hindered its use as a substrate for SiC growth“. Another way attempted to overcome the large lattice mismatch between SiC and Si is to convert the Si surface layer of the substrate to a thin B-SiC layer by flowing a dilute mixture of a hydrocarbon in H2 over the substrate as its temperature is ramped from room temperature to the growth temperature (near 1400°C). This carbonization step (buffer layer) is followed by the film growth using a flowing mixture of silane and a hydrocarbon carried in hydrogen. This two-step B-SiC CVD process has been initially reported by Nishino et al.32'33 and subsequently by numerous authors34'37. Heteroepitaxial growth of B-SiC at “00°C on Si(] 11) and Si(100) has been recently reported by Takahashi et 31'8_ Golecki et al.38 have recently reported heteroepitaxial growth of B-SiC on Si at about 750°C using a single stoichiometric precursor (H3SiCH3) in their thermal CVD process. New deposition techniques of B-SiC films are now being investigated to determine 14 if the film quality can be improved. Fuyuki et a].39 have reported atomic layer-by-layer control using gas source molecular beam epitaxy (Gas-source MBE) of the deposition of B-SiC within the temperature range 1250-1320K on B-SiC(100) substrates previously 1.40 have reported the growth prepared on Si(100) by the two-step CVD process. Sugii et a of B-SiC(l]1) on Si(lll) oriented 4° toward <21_l_> using gas-source MBE at 1173K. Photostimulated epitaxial deposition of B-SiC on sapphire (or-A1203)(000]) has been achieved by Nakamatsu and coworkers“"2 using an ArF laser, C2H2: and Si2H6 within the temperature range of 1253-1425K, and a pressure of 10'2 Pa. Deposition of polycrystalline B-SiC films on Si using an electron cyclotron resonance (EAR) plasma (v=2.45 Hz) discharge in a gas mixture of Sh4, C4, and H2 in the temperature range 680-K have been reported by Cohere et al.43. Electron beam evaporation of a-SiC has been used to deposit polycrystalline SiC films on [11]] Si and sapphire substrates, within a temperature range of 600-900°C, but these films contain a-SiC‘4'45. Other techniques such as sputtering can also produce SiC films on Si or some other substrates, at lower temperatures than those used in the CVD process, but the films are usually amorphous or microcrystalline“. The laser ablation technique more recently has been used to deposit polycrystalline”l3 and epitaxial”IS SiC films from ceramic SiC targets on Si substrates at 800°C and 900-] 150°C, respectively. In an attempt to substantially reduce the concentrations of all defects simultaneously, growth of B-SiC(l 11) on the Si(0001) and C(OOOI) faces of commercial (Acheson-derived) 6H-SiC single crystals substrates has been investigated within the temperature range of 1683-K at l aim total pressure‘7‘50. In contrast to films grown on Si 15 substrates, few defects were observed in these films when examined by cross sectional transmission electron microscopy (XTEM), however, examination in plan view revealed the presence of double positioning boundaries (DPB's). DPB's are usually created when the orientation of the film growth is not the same at all nucleation points. High quality 6H-SiC films have been grown on "off-axis" 6H-SiC wafers that were produced from sublimation-grown boulessms. The low defect density was verified by extensive plan view TEMSI. 2.3.2 Doping The capability of shallow n- and p-type dopings of SiC is essential if the material is to reach its full potential for electronic device applications. SiC film growth by various techniques including chemical vapor deposition (CVD) leads usually to highly n-type doped films with no intentional introduction of dopants. Analysis of the temperature dependence of the experimental Hall data shows an activation energy of 15-22 meV. Some authors have suggested that the residual shallow donor is nitrogen56 and others related the presence of the shallow activation energy to structural defects that behave as shallow donors9. Although SiC films are unintentionally doped, controlled n- and p-type dopings can be achieved by in situ doping (gas phase during growth or diffusion sources) or ion implantation. Al and P are usually used to dope SiC p-type and n-type, respectively. Nitrogen is used also to obtain n-type conductivity by replacing a C-site. For 6H-SiC the shallowest acceptor observed is Al on Si-site with an activation energy of 200 meV’. For l6 3C-SiC the activation energies for A] acceptors3o and nitrogen donors57 are 160 and 34-37 meV, respectively. 2.3.3 Metallization High temperature stable and low resistive contact structures are essential for development of SiC devices. Several contact structures have been investigated to date, however most results point at difficulties to fabricate low resistivity ohmic contacts with good adhesion. Although diffusion of the metal and chemical reaction produces good mechanical adhesion, excessive diffusion at the high temperatures results in spiking and might cause electrical shorting of the device”. Evaporation and sputtering techniques are usually used to metallize Sing’“. Ni is widely used to form ohmic contacts to SiC upon high temperature annealing (900°C). This results in formation of Ni silicides“. Ni, Au-Ta, Ti, Mo and Cr form ohmic contacts on n-type B-SiC upon annealing. Mo/B-SiC contact has been reported to be thermally stable up to 970°C with contact resistivity of 4.02><10'2 flcm2 after annealing at 970°C“. For p-type B-SiC, Al,64 Al-TaSi2 and Ni form ohmic contacts upon annealing with contact resistivity of Ni/B-SiC contact of 3.l9><10'2 (1cm2 after annealing“. Several metallic elements (e.g. Ta, Ti, Mo), refractory silicides (eg. TaSiz, TiSiz, MoSiz), and interstitial compounds (i.e. carbides, nitrides, and borides) have been developed as ohmic contacts for 6H-SiC with somewhat high specific contact resistivity (10'3-10“ Q.cm2)°7. Ti-W alloy makes a good high temperature low resistance ohmic contact to n-type Si face of 6H-SiC°8. MeSi2/n-6H-SiC contact has been reported69 to be stable at high temperatures 17 with contact resistance less than 10" Q.cm2. 2.4 Characterization of SiC Films 2.4.1 Structural Characterization There are several methods to identify polytypes in SiC. One simple method is to observe the luminescence under ultraviolet light at liquid nitrogen temperature and then again as the sample warms up. Although this method determines only the predominant polytype in a mixed polytype crystal, it is useful as a quick way to examine a large number of films in a short time. Electron and x-ray diffraction methods can be used to identify a single polytype and provide more exact information about the presence of multiple polytypes in a film. X-ray and reflection electron diffraction techniques are used to obtain information about the surface being examined. Transmission electron microscopy (TEM) is used to study and identify the buried layers of the material. Furthermore, TEM is used to provide information about the epitaxial relation between film and substrate in case of heteroepitaxial growth. However, TEM, x-ray and electron diffraction techniques give little or no information about the non-crystalline phases that might be present in the material”. Further information about the non-crystalline phases can be obtained from Raman spectroscopy. Cubic (3C) SiC film shows the characteristic Raman peak position of the transverse-optic (TO) and longitudinal-optic (LO) at relative wave numbers of 796 and 973 cm", respectively. Well ordered graphitic material has only one Raman peak at z1600 cm" and the presence of disorder or small crystallite size gives rise to peak at 1355 cm‘ l8 ‘.”’"'" Although TEM, Raman spectroscopy, and x-ray and electron diffraction techniques are used to study the crystalline nature of the films and to identify polytypes, they are not useful for studying the morphology of SiC films. Scanning electron microscopy (SAM) is a very useful tool for morphology and visual analysis and provides information about films in terms of voids, cracks, dislocations, uniformity of surface, and film-substrate interface, etc. Optical-absorption spectra can be used to estimate the lowest indirect gap of the material being studied and thus to identify polytypes”. 2.4.2 Electrical Properties Although epitaxial and amorphous films have been the focus of many studies” 7929‘”, less work has been reported on polycrystalline SiC‘s'so'”. Polycrystalline SiC is easy to prepare at lower temperatures than epitaxial SiC, and is more stable than amorphous SiC”. In earlier studies of electrical properties of polycrystalline SiC, the films were 45'8"”. The reported parameters are conductivi- deposited directly on insulating substrates ties, charge carrier concentrations and Hall mobilities. The carrier concentrations are generally computed assuming one type of carriers in the conduction band that contributes to the electrical transport. Polycrystalline n-type SiC films with no intentional doping, grown on thermal oxidized SaO2 and fused quartz glasses by plasma enhanced chemical vapor deposition (PECVD)8', showed Hall mobility, carrier concentration and conductivity in the ranges of 10 cmZV"s", 10‘°- 10‘8 cm“3 and 0.1-1 Q"-cm", respectively. Hall mobility showed a weak dependence on deposition temperature from 600 to 900 C, but the deposition temperature had no effect on the room 19 temperature carrier concentration. In another study, polycrystalline SiC films deposited on sapphire by electron beam evaporation”, showed n-type conduction with no impurities added intentionally. Carrier concentrations and Hall mobilities were in the ranges of 5.0x10‘°-5.0x10l7 cm’3 and 2-20 cm2V“s", respectively. The Hall mobility and room temperature carrier concentration increased with the deposition temperature for deposition at 700-900°C and were independent of temperature for deposition at 600 - 700 °C‘5'32. The conduction mechanism in polycrystalline SiC and the temperature dependence of conductivity and Hall coefficient have not been reported. Single crystalline B-SiC has electron mobility of 1000 csz"s‘l in spite of its wide-bandgap energy (2.3 eV)“, and a calculated saturation drift velocity of 2.7x 107 cm.s‘ ' (at 2><105 V.cm") for electrons”. Table 2.3 shows the electronic parameters of B-SiC. Table 2.3. Electronic parameters of B-SiC“. m, is the electronic rest mass. Transverse mass of electrons (m,) 0.247m0 Longitudinal mass of electrons (ml) 0.677mo Density of states effective mass of electrons [m,‘=(m,m,)"3] 0.346mo Number of equivalent minima in the conduction band (MC) 3 Effective mass of holes (mh') unknown The electrical properties of single crystalline B-SiC were reported by many author329‘30'45‘58'87‘". For single crystalline B-SiC films grown on Si substrates by chemical 20 vapor deposition, formation of an impurity band was observed. These films are highly compensated and show electron concentration, Hall mobility and conductivity at room temperature in the ranges of 10‘°-10”cm'3, 200-600 csz"s" and 1-10 Q'cm", respectively. The reported activation energies computed from Hall data are in the range of 0014-0025 eV58'87'88. The values reported for conductivity data are in the range of 0025-0032 eV”. The activation energy associated with the hopping conduction was not observed. 2.5 SiC Films as Temperature Sensors SiC single-crystal thermistors were developed by the Carborundum Company as a high-temperature sensor. These thermistors exhibit high electrical stability under conditions of continuous 1000-h exposure to 450°C and repeated thermal shocking from - 100 to 450°C. SiC thin films are considered to be applicable for manufacturing SiC thermistors as a hi gh-temperature sensor while the silicon carbide thermistors are not easy to manufacture because the silicon carbide single crystals cannot be precisely cut and polished due to their hardness”. A thermistor using an RF-sputtered SiC film has been developed as a temperature sensor for cooking products with stable thermistor properties over a temperature range of 0-500C89'92. There have been no reports about SiC-based heat flux sensors and thermoelectric generators. 21 2.6 Summary Laser ablation technique has been recently used to deposit B-SiC films. Studying the electrical properties of these films is essential to determine their potential for temperature sensor and electronic device applications. Consequently, this study may indicate the potential of the laser ablation technique for deposition of high quality B-SiC films. CHAPTER 3 LASER ABLATION TECHNOLOGY 3.1 Introduction Pulsed-laser deposition (PLD) technique has been used to produce high-quality films of high-Tc superconducting oxides and a number of other materials such as metals, ”'9‘. However, deposition of epitaxial layers of piezoelectrics and ferroelectrics semiconductors by PLD has not received the same attention, although there is potential for growth of high-quality (hetero)epitaxia1 films at moderately lower temperatures (near 1000°C) than those of other techniques'5'95. The laser ablation technique has been used to 3 and epitaxial'“5 SiC films from ceramic SiC targets on Si deposit polycrystalline'z" substrates at substrate temperatures lower than those generally used in the CVD process. Since this technique has been employed for the deposition of thin SiC films in this research, features of this technique and details of the deposition system are discussed in this chapter. The characteristics of laser ablation technique for thin film deposition are explained in section 3.2. Deposition and metallization of SiC films and sample 22 23 fabrication are presented in section 3.3. 3.2 Pulsed-Laser Deposition Technique PLD is an attractive technique for thin film deposition because it has the following advantages over other standard techniques: (a) The localization of the ablation process at the target surface due to the very short pulse duration (nanosecond) and to the very small size of the laser spot (2X3 mmz)‘3 provides a well controlled ablation of the material and high growth rate (0.2 nm/pulse)”. (b) This technique has the advantage of producing highly energetic species that can lead to (hetero)epitaxial growth of high-quality films‘s's’s'96 and provides control over the kinetic energy of the evaporated particles (10-200 eV) by changing the laser parameters and the external bias. This large kinetic energy of ablated species is comparable to that of charged particles obtained by the ion beam technique. Compared with other thermal growth techniques such as molecular beam epitaxy (MBE), this one produces species with kinetic energies 2-3 orders of magnitude larger97'98. (c) This technique is suitable for growth of multicomponent and multilayered thin films and for in-situ deposition and metallization of semiconductors94‘99. 3.3 Sample Fabrication 3.3.1 Deposition of SiC Films A schematic diagram of the PLD system for the growth of SiC thin films is shown in Fig.3.]. A stainless steel vacuum system is equipped to prevent cratering of the target 24 surface by allowing the rotation of the target. The vacuum chamber is evacuated by a turbomolecular pump to a base pressure of 5><10'6 Torr before starting the deposition process. The surface of the target is illuminated by the laser beam over areas ranging from 2X]0 to IXS mm2 at a variable angle of 0-90° from an excimer laser of wavelength 193 nm (ArF) or 35] nm (XeF). The pulse energy at the target can be adjusted between 100 and 400 m] corresponding to fluences from 2 to 8 J/cmz. The angle between the target and the substrate normal can be adjusted in a range of 0-90°. The distance between the target and the substrate is another variable to be optimized. The ablation targets are 99.5% pure SiC stoichiometric ceramics (Angstrom Corp). The substrates are Si wafers, fused quartz microscope slides approximately 0.5 mm thick, and slightly thicker sapphire R-cut plates. Immediately before use they are ultrasonically cleaned for 15 min each in (i) distilled water with detergent (liquinox); (ii) distilled water; (iii) 2-propanol, and finally dried in flowing nitrogen. The substrate and a boron-nitride-coated graphite resistive heater (trade name lBoralectric, from Union Carbide) are enclosed in a tantalum radiation shield with a square opening, 2.5 cm on the side for plume access”. Temperature during deposition is monitored with near-IR (Ircon model V-15C10) through a sapphire access window to the vacuum system. The pyrometer has a relatively narrow wavelength passband, from 1.0-0.9 pm. It views a circle of less than 1 mm diameter, over which one expects relatively constant film thickness. The viewing aperture is small (leSO) implying small beam divergence. Under these conditions oscillations corresponding to standing waves in the growing film can be clearly observed in the pyrometer reading. Such oscillations allow the monitoring of the film growth rate,”100 but 25 H: Heater R: Radiation Shield S : Growing Film M: Shadow mask Fig.3.]. A schematic diagram of the pulsed laser deposition system. 26 alter the interpretation of the signal in terms of temperature. Thus, the temperatures are taken from the readings just prior to start of deposition. Whereas for Si substrates, which is optically thick, this initial pyrometer reading (using the appropriate emissivity of Si) yields the actual substrate temperature for the optically thin quartz and sapphire substrates, after correction for the substrate reflectivity and using the emissivity of boron nitride it yields the heater temperature. A tantalum shadow mask can be placed on top of the substrate to pattern the deposited film. 3.3.2 Deposition of Metal Contacts The in-situ deposition of SiC films and metal contacts by pulsed laser deposition method eliminates the required cleaning steps prior to deposition of the ohmic contacts and might lead to a better adhesion to SiC films due to the large kinetic energy of the ablated atoms and molecules upon arrival at the film surface. This attractive method is described as follows. Once the SiC film is deposited the metal contacts can be deposited either in the pulsed laser deposition system described above. The ablation targets are high purity metals and are irradiated from an ArF or XeF excimer laser. Radiation is focused near the surface of the target. The substrate rests on a boron-nitride-coated graphite resistive heater (or a flat alumina heater) and the substrate normal is either at 0° or 45° to the target surface. A shadow mask is placed on substrate surface to allow selective deposition of the contacts. Ni and Pt are deposited (base pressure 5XI0'° Torr) in a range of deposition temperatures between room temperature and 500°C. Cleaning of the films is not needed as long as the replacement of the targets and the placement of a shadow 27 mask is done in a short period of time. The temperature is monitored either with a thermocouple attached to the alumina heater or with near-IR pyrometer as described earlier. 3.4 Summary The potential of the pulsed-laser ablation technique for deposition of high-quality SiC films is great. In addition, the deposition system and SiC sample fabrication process are simple. CHAPTER 4 MEASUREMENT TECHNIQUES 4.1 Introduction This chapter deals with the experimental techniques used in this research to measure conductivity, Hall coefficient, and Seebeck coefficient of SiC. In section 4.2, van der Pauw's procedure for conductivity and Hall coefficient measurement is explained. In section 4.3, the methods that are usually used for Seebeck coefficient measurement are explained. 4.2 Van der Pauw's Measuring Procedure It was shown by van der Pauw in 1958 that four electrodes are needed along the circumference of a plane-parallel sample with arbitrary shape to perform conductivity and Hall measurements. Two transfer resistances R1 and R2 can be evaluated in the following way. If a current 1,2 is applied between electrodes 1 and 2, a voltage V3,, will appear between electrodes 3 and 4 (see Fig. 4.1). In a similar way, applying a current I23 between electrodes 2 and 3, a voltage V” 28 29 will appear between electrodes 1 and 4. This leads to R1=V3,,/I12 and R2=V,4/123. According to van der Pauw the resistivity p is given by‘o' =< p= )(RllR2)f<%), ...<4.1) 1! d 1n2 2 2 OIH where d is the sample thickness in cm; 0 is the conductivity in Q'cm"; RI and R2 are in Q; and f(R,/R2) is a dimensionless and monotonically decreasing function with the increasing RIIRZ. f(R,/R2) values range between 0 and 1 depending on R,/R2 where f(1)=1 and f(oo)=0. If the sample has a square shape and homogeneous, f(R,/R2) will be equal to 1. The same electrodes can be used to evaluate the Hall coefficient RH. If a current IB is passed between 1 and 3, a voltage V24 appears between 2 and 4. Considering this situation if a magnetic field perpendicular to the sample is applied, an additional voltage VH between 2 and 4 appears. The total voltage between 2 and 4 with the presence of magnetic field is V*=V24iVH. When the magnetic field is reversed, the same voltage VH appears between 2 and 4 with opposite polarity. The total voltage between 2 and 4 with the presence of opposite magnetic field is V'=V2,, TV". This voltage V“, the Hall voltage, can be expressed as VH=(V*-V‘)/2. The Hall coefficient RH is related to the current II3 and the magnetic induction B by av, BI13 RH=10° , ...(4.2) where d is in cm, VH is in volts, B is in Gauss, RH is in cm3Coulomb'l and I,3 is in Amps. 30 Fig.4.l. A sample of arbitrary shape with four metal contacts along the circumference for conductivity and Hall measurements. 4.3 Seebeck Coefficient Measurement Technique There are two methods for measurement of Seebeck coefficient. In one technique, one end of the sample under test is held at a certain temperature such as boiling helium or nitrogen during the measurement. The temperature of the other junction is changed to the required temperature T and the Seebeck emf E(T) is measured. The Seebeck coefficient Q(T) is calculated as 6E(T)/6T '02. The other technique is the so called differential technique. In our work, we used the differential technique”? In this case, both ends are first 3] brought to the required temperature T and then the temperature of one end is further increased by a small increment AT~1K. Measurement of the small Seebeck emf AB between the two ends leads to the Seebeck coefficient Q at T+(AT/2)Wthh is given by AT _AE Q(T+-—2— —AT' ...(4.3) The first technique requires only the measurement of T and E(T) whereas T, AT, and AE are to be determined in the second one. On the other hand, the first technique requires more data processing to obtain Q(T). A B Pt Pt Sample X T T+AT D Pt+13%Rh Pt+13%Rh Fig.4.2. Sample arrangement for Seebeck coefficient measurement”)? 32 One experimental arrangement to obtain T, AT, and AB is shown in Fig.4.2. Two thermocouples (e.g. Pt and Pt+13%Rh) are connected to the two ends of the sample through metal contacts. The metal contacts have negligible effect on the measurements since the Seebeck coefficient of metals is one order of magnitude lower than that of semiconductors. A small heater can be used to raise the temperature of one end of the sample by AT relative to that of the other end. The temperature of the entire sample can be brought to T by inserting the sample into a low or high temperature measurement system. T and (T+AT) can be obtained using the thermocouples A-D and B-C, respectively, while holding their outside junctions at a constant temperature. This leads to an estimate of AT. The Seebeck emf AE between the two junctions can be measured directly using a voltmeter. The Seebeck coefficient can be evaluated using Eq.4.3. T, AT, and AE can be obtained in another way where two Seebeck emfs can be measured between the two ends of the sample (i.e. AEAB and AEDC). The difference between these two measurements leads to AEAB_AEDC= [ (QPt-QX) ‘— (QPt+13%Rh_QX) ] AT! ’ [Qpc'QPunsRh] AT! =QPC,Pt+13%Rh AT! - ' - (4 ° 4) where , Qp,,,3%R,,, and Qx are the absolute Seebeck coefficients of Pt, Pt+13%Rh, and sample X, respectively. Since the relative Seebeck coefficient of Pt and Pt+13%Rh (i.e. Qp,‘p,,,3./,Rh) is available, AT can be evaluated using Eq.4.4. QX can be obtained using 33 MAB-Ag”; (Opt-Ox) AT, .. . (4 .5) since OP, is also available in standard charts. 4.4 Summary The measurement techniques used in this research are explained in this chapter. The measurement of the conductivity and Hall coefficient allows the calculation of the mobility and carrier concentration using a suitable model. The Seebeck coefficient measurements coupled with the Hall measurements are used to explain the conduction process in SiC and thus to determine the potential of SiC for temperature sensor applications. CHAPTER 5 CONDUCTIVITY AND MOBILITY OF SiC 5.1 Introduction Measurements of fundamental electrical properties, such as carrier concentration, conductivity, mobility, etc., of SiC are essential in evaluating its potential for electronic device applications. Low temperature measurements are useful in determining types and precise locations of shallow impurity levels. High temperature measurements are needed in locating deep impurity levels and studying conduction process at such temperatures. Electrical properties of B-SiC (i.e. cubic SiC) films deposited on either Si or insulating substrates by laser ablation of ceramic stoichiometric SiC targets have not been reported. On the other hand, there have been many reports about conductivity and Hall carrier concentration of monocrystalline a-SiC. In this chapter, measurements of conductivity and Hall voltage of polycrystalline B-SiC and monocrystalline B- and a-SiC are discussed. For polycrystalline B-SiC films deposited on insulating substrates and for a-SiC (6H and 4H) wafers, carrier concentra- tions and mobilities are evaluated from the measured data assuming that carriers in a 34 35 single band are responsible for electrical transport. For monocrystalline B-SiC films deposited on Si substrates, the measured conductivity and Hall voltage represent the combined structure of the B-SiC film, interface and Si substrate. Multiple-layer conductivity and Hall voltage models are used to obtain a simple understanding of the relation between the conductivity and Hall data of the B-SiC film and those of the Si substrate. 5.2 Polycrystalline Cubic SiC Films 5.2.1 Experimental Polycrystalline B-SiC films were deposited on 3x2 cm2 quartz substrates using laser deposition method as described in chapter 4. The film thicknesses and deposition temperatures ranges are 1000-4500A and 1189-1298°C, respectively. These polycrystalline films show the optical properties characteristic of the 3C polytype of SiC (i.e. B-SiC). Analysis of optical transmission spectra of these films shows a lowest-energy gap near 2.2 eV which is the value for cubic SiC. The films deposited above 800°C show (111) and (222) x-ray-diffraction bands from crystal planes parallel to the substrate. Selected-area electron-diffraction transmission patterns of these films show predominant crystallite orientation with the 1]] axis normal to the substrate. The crystallite dimension for the films deposited at ~1150°C is in the order of 50 nm'°°. Samples were cut in l><10"‘eV/°K, T is temperature, and Nc is the density of states in the conduction band. The number of terms in the sum of Eq.5.1 is equal to the number of the donor energy levels. Each term gives the number of ionized donors at the corresponding energy level. 40 3TIIIIIIIIITIITIIIIIIII _ A A A _ A “A '- $% A A - '7: £52 _ N 2 _ E - O 1523 - 3 — A 194A - E - D 164B - :1 0 ‘ m 1 —- . a o D _ 2 Cl [:1 @ 0%0 [U .. D 1 IE] 1 - O 200 400 600 800 TEMPERATURE (K) Fig.5.3 Temperature dependence of the mobility derived from the Hall and conductivity data as (SRH for samples of Fig.5.]. 41 For a nondegenerate semiconductor with (nfiJZZ, a special case of Eq.(5.1) can be written as”° E. n=ZAjCXp(—-k—'}')l ...(5-3) where A,= BiNdiexp(-n). Thus a set of activation energies Ei can be obtained by fitting the measured carrier concentration with Eq.(5.3) if we assume that Ai are temperature independent If we could define a temperature independent effective mobility u, the same set of activation energies e,- should be obtained by fitting the measured conductivity data with132 o =Zaiexp(-%), ...(5.4) where o=qpn, a,=qu, and e,=E,. Three exponentials were needed to fit the measured effective Hall carrier concentrations and conductivities using equations 5.3 and 5.4, respectively, leading to three sets of values for E,, A,, ei and ai as shown in Table 5.1. The activation energies ei and constants ai are obtained as follows. The smallest activation energy e3 and the constant a3 are obtained from the slope and intercept of log(o) versus ]/'T in the temperature range of 17-40 K as shown in Fig.5.4(a) for sample 1528. Next, the calcu- lated values of o3=a3exp(-e3/kT) are subtracted from the actual experimental conductivities at corresponding temperatures, and the slope and intercept of log(G-0’3) versus I/T in the 50 to 150K temperature range yield e2 and a2 (see Fig.5.4(b)). Repeating this once more 42 Table 5.1. Activation energies: ei (conductivity) and Ei (Hall data) and constants: a, (conductivity) and Ai (Hall data) for five samples. Sample Activation energies (meV) Constants (dimensionless) (Coulomb) e1 32 63 E1 E2 E3 31 32 as in qu qAa 140A 76 8 0.8 75 7 0.8 40 9 12 45 3.7 8 152B 80 9 0.4 80 9 0.9 42 8.5 18 65 9.5 28 194A 74 14 1.5 74 11 1.4 30 14 11 11 2 5 164B 69 12 1.7 69 12 2.5 45 ll 10 T 70 7 20 ]93A 69 19 1.9 69 20 3.8 30 l7 13 15 7 9 yields el and al for the conductivity component activated above 250K as shown in Fig.5.4(c). The activation energies Bi and constants Ai are obtained in the same way. The corresponding slopes and intercepts are shown in Fig.5.5 for sample 1523. With three terms Eq.5.4 yielded the fit shown by the solid line in Fig.5.]. The data could not be fitted with two terms and no clear improvements was seen with more than three terms. Hall data are also fitted in the same way using Eq.5.3 and yielded three pairs of constants A, and E,. The fits of the Hall data are not as good as those of the conductivity data, but still they are acceptable as shown by solid lines in Fig.5.2. These fits, shown by solid lines, are valid if it is assumed that the density of states is temperature independent. Within the data accuracy, E,=e,=74.5i5.5 meV for all films and the quality of the fits is quite good. This result indicates that at the higher temperatures electrons in the conduction band with temperature independent mobility are 43 010) 00 00-5 OO N O CONDUCTIVITY (Ohm‘1.cm'l) .3 O 20 40 60 80 1000/r (K") (b) (C) V'U'UUUIY'UIIEU IUIT ....r. O -L .3 O A T T TTTITi'I 100 _x O O T rrnm] jlllllllLLLllll 10 20 30 4o 0 5 10 1000/T (K") 1000/F (K") CONDUCTIVITY (ohnr'l.cm'l) CONDUCTIVITY (ohm‘1.cm'1) _r1 Q Q Fig.5.4 The measured conductivity (hollow symbols) of 1528 and fits (solid lines) obtained in 3 different temperature ranges using Eq.5.4. Slopes and intercepts of these lines represent activation energies and corresponding constants: (a) el and a,, (b) e2 and a2, and (c) e3 and a3. ELECTRON CONCENTRATION (cm 3) A O .5 (D ELECTRON CONCENTRATION (cm'3) Fig.5.5 The measured electron concentration (hollow symbols) of 1523 and fits (solid lines) obtained in 3 different temperature ranges using Eq.5.3. Slopes and intercepts of these lines represent activation energies and corresponding constants: (a) EI and A,, (b) 5x1 020 (a) 44 TIITTFTIIIITIIII WWUU‘ O ..( f1111l1111l1111 E3'A3 1020 1 1 1 1 11 1 1 1 O 11 1 l 0 15 30 45 1000/T(K'1) (b) I I l l I T Pl 1 I I I l T _ Q .1 O 1020 @ IIJllll O 4 8 12 1000/T (K'l) E2 and A2, and (c) E3 and A3. ) e? 1020 ELECTRON CONCENTRATION (cm —8 O _L (D (C) JIIIIIIIIITTLfi I 0 Z _ o _ : OE"A‘ : O Illllllllllll 1 2 3l 4 1000rr(1<‘) 45 mainly responsible for the conductivity. Polycrystalline films deposited by different techniques‘s'so's' had mobilities below 10 cmst even at carrier concentrations below 1018 cm'3. The low mobility and large carrier concentration in our samples even at temperatures as low as 17 K, seem to imply large concentrations of electrically active impurities or defects leading to concentrations in the range of 10'9-1020cm’3 and a short carrier mean free path. For example, at 800 K, Rutherford scattering by such densities of singly charged centers107 yields mean free paths in the range of 6-20 A, which become even shorter at temperatures below 800 K. Surface states associated with the grain boundaries change the bulk properties of the grains to depths of 4 to 27 A (Debye screening length) at effective carrier concentrations found in these films. Therefore, in our films with grain sizes'°° of 150 to 500 A the effect of surface scatterring on bulk transport may be negligible. However, our results do not rule out the possibility of grain boundary conduction. The energy E, which activates conduction above 250K might be related to transitions from donors to conduction band. This being the case, before extracting El using Eq.5.3, the data should be corrected for the T3’2 dependence of the density of states. The data corrected for this yields E,=55:t:5 meV. As SIMS analysis of our films showed a density of nitrogen donors in excess of 1019 cm", this activation energy may be related to nitrogen donors. Activation energies in the range of 53-54 meV have been seen in the transport and electron paramagnetic resonance (EPR) data of high mobility monocrystalline SiC” ”"32, even at nitrogen donor concentrations in the range of 10'7-1019 cm”. Our 13I values are also comparable to the values obtained by photoluminescence 46 ”4 and to those obtained from Seebeck spectroscopy for nitrogen donors in single crystals coefficient measurements (see chapter 6). The activation energies E2 and e2, although the same for each film except 194A, exhibit some variation among the films and the quality of the fits is not as good as those of E,=e,. For 194A,E2¢e2, which might be due to the dependence of its mobility on temperature in this range. E3 and e, differ from each other and vary appreciably from film to film, ranging from 0.4 to 3.8 meV. These results indicate that conduction at low temperatures may not predominantly take place in the conduction band and the mobility may not be temperature independent and therefore the assumptions made in the above analysis may not be valid in this temperature range. To investigate the validity of the assumption of single band conduction, the location of Fermi level was determined through out the entire temperature range by fitting measured effective carrier concentration with Eq.5.1. Fermi statistics was used since the lowest activation energy is in the order of 1 meV and, thus, degeneracy is expected at least at low temperatures. Fig.5.6 shows that the computed Fermi level Eris located within the conduction band, indicating degeneracy, even at the lowest temperature, and Er moves deeper in the conduction band as temperature increases. The strong temperature dependence of measured 11 and 0 especially at high temperatures is hard to explain if our films become strongly degenerate as temperature increases suggesting that the fitted it might be exaggerated. Using the obtained locations of 13,, the measured effective carrier concentration was fitted with Eq.5.l assuming that 3 independent impurity levels exist. A degeneracy 47 I I I I I I I I I I I I I I I I I I I I I I I I 9 l 0 15213 - _ °’ e E - ‘ 194A - _ m" . m 100 -— O - > E e E o : : at: _ e . <1 _ _ 5'3 ‘1 ' l > Lr-l T A . - J T— ‘ —. E _ _ ES _ A e _ g A 10 :- j :1 l l l l l 1 1 1 I l l l I I l l l l I L‘, l 1‘ 0 10 20 30 40 50 1000/TEMPERATURE (K'l) Fig.5.6 Fermi level position computed using Fermi Statistics (Eqs.5.1-2) for 2 of the samples of Table 5.1. 48 of 2 was used for each of the energy levels given by the activation energies of Table 5.1 and the donor densities were treated as parameters. The resulting fits are only good in the high temperature range as shown in Fig.5.7 and require very high donor densities (N,,,==N,,2=1021 cm" and N,l3 in the order of 1022 cm'3 for both 1643 and 1523) for the heavily doped films, with the total donor density of the 3 donor levels being in the range of 1022 cm’3. These donor densities seem to be comparable to the densities of atoms in SiC (9.7><1022 cm'3) as the x-ray-diffraction studies indicate a crystalline structure within the grains of our SiC films‘°°, such high donor densities are unreasonable and might indicate that the measured carrier concentrations are too high. On the other hand, the fits for the films with lower electron concentrations yield reasonable donor densities in the order of 1020 cm'3 (N,,1=N,,,2=1020 cm'3 and Nd3=2.8><102° cm’3 for 194A). Generally, the fits are best in the high temperature range (See Fig.5.7, sample 194A) indicating that the contributing carriers are in the conduction band. The low temperature fits are generally unacceptable and attempts to increase the donor density Nd3 do not alleviate this problem indicating that single band conduction assumption is not valid in the low temperature range. For example, in case of 194A, taking Nd3=4><1022 cm‘3 leads to a carrier concentration of 5.2><10’8 cm‘3 at T=23K which is one order of magnitude less than that derived from the Hall constant. The low temperature data seem to indicate more complicated conduction processes ”9. Hopping conduction requires such as impurity/defect band formation and hopping compensation to occur whereas impurity/defect band conduction does not. In what follows we present our analysis Of the low temperature data for both of these mechanisms. 49 O 1523 A 194A —— Fitted data —. . fl . . t . 4 q n 70 : T > . ‘ w . E ... 0 :11 "g 0 :1 c A 1020 0 '3' 4 O c I 2 U 10 ,- ~ ('3 "1’ ; i E E». ’ i g I > E d I 3 1019 ,3 1 i 1 act» 0 10 ~ 20 1000/TEMPERATURE (K'l) Fig.5.7 Inverse of measured Hall coefficient, l/Rn, for samples of Fig.5.6, with carrier concentration fits obtained by the charge neutrality condition assuming no compensation and considering 3 independent donor levels represented by activation energies shown in Table 5.1. 50 5.2.4 Analysis of Low Temperature Data The phenomenological analysis introduced above was implicitly based on the assumptions of temperature independent mobility and single band conduction. The inconsistency of low temperature results shows that these assumptions might not be valid in the low temperature range. Assuming that 3 independent impurity levels exist, the location of Fermi level and thus the corresponding carrier concentration in the conduction band can be determined for any set of donor densities, activation energies and degeneracy factors using the charge neutrality condition. A degeneracy of 2 was used for each of the energy levels represented by the activation energies of Table 5.1. The donor densities were treated as parameters in order to fit the measured carrier concentrations. Boltzmann statistics can be used only if the Fermi level Ef is several kT below the bottom of the conduction band 13,. Since the lowest activation energy is in the order of 1 meV, degeneracy is expected at least at low temperatures. Using Fermi statistics, 3 fit to the effective carrier concentrations obtained from the Hall data of some of the films requires very high donor densities (Ndlr—Ndf—IO‘Zl cm'3 and Nd3 in the order of 1022 cm'3 for both 1643 and 1523) for the heavily doped films, with the total donor density of the 3 donor levels being in the order of 1022 cm‘3. These donors are either impurities or electrically active defects and should be less than the densities of atoms in the host crystal in order to preserve the crystalline structure. The atomic density in a SiC crystal is 9.7><1022 cm'3 and x-ray-diffraction Studies indicated the crystalline structure of our polycrystalline SiC films within the grains'“. Therefore, such high donor densities are unreasonable and might indicate that the 51 measured carrier concentrations are too high. Even with such high donor densities the obtained fits are only good in the high temperature range. On the other hand, the fits for the other films yield more reasonable donor densities (N,,,=N,,2=1020 cm'3 and Nd3=2.8><102° cm‘3 for 194A), with their total being in the order of 1020 cm'3. Generally, the fits are best in the high temperature range as shown in Fig.5.7 indicating that there the contributing carriers are in the conduction band. The corresponding Fermi level Eris located within the conduction band, indicating degeneracy, even at the lowest temperature and increases monotonically with temperature as shown in Fig.5.6 for samples 1523 and 194A. The low temperature fits are generally unacceptable and attempts to increase the donor density Nd3 do not alleviate this problem (For 194A, taking Nd3=4><1022 cm'3 leads to a carrier concentration of 5.2><1018 cm'3 at T=23K which is one order of magnitude less than that derived from the Hall constant) indicating that single band conduction assumption is not valid in the low temperature range. The possibility of impurity/defect conduction either by hopping or impurity/defect band formation is considered below. 5.2.4.1 Hopping Conduction Hopping conduction might proceed by direct or thermally activated tunneling. Thermally activated hopping occurs when an electron tunnels from one localized and occupied state to another localized and unoccupied state which has a different energy by exchanging energy with the lattice vibrations. In direct hopping, an electron will tunnel from an occupied state to an unoccupied state of some energy with no need for assisting phonons. If hopping is thermally activated, conductivity tends to zero at very low 52 temperatures. In our measurements, it was not possible to go to such low temperatures to check this condition and thus the scatter in the low temperature data prevents an unambiguous conclusion about the type of hopping that might exist. The presence of empty donors is a necessary condition for hopping conduction. At low temperatures this condition can be fulfilled only by compensation. As the concentration of compensating sites goes to zero, so does the concentration of empty sites leading to zero conductivity at the lowest temperature. Hopping conduction does not occur unless Fermi level is in the vicinity of the impurity/defect band or hopping level. Therefore, one way to exclude some of these possibilities without getting involved in details of the conduction process is by determining the location of Fermi level'°7"°8. Assume that in addition to El a level E2 of lower activation energy exist, with the smallest activation energy B, being responsible for hopping. Since we do not have any information about the density of compensating acceptors, we investigate the effect of acceptor concentration on the location of Fermi level. Probability of hopping from full to empty sites depends on densities of both full and empty sites, being highest when full and empty sites have, approximately, equal occupations (E2 ~Ef). The charge neutrality condition now has to include as a parameter an acceptor concentration N, as follows: 53 N . mi: _1 d1 +N, ...(5.5) 1 1451 exp(n+€i) This acceptor level will be occupied by electrons from the donor states or the valence band requiring an increase in the donor density to fit the measured carrier concentration in the high temperature range. Fermi level IEf locations are determined by fitting the measured carrier concentration using Eq.5.5. N,, Nd], and Nd2 are treated as parameters. E3 contributes to conduction in the hopping band but not in the conduction band. The obtained Fermi level locations Ef and the corresponding fits of the measured carrier concentration for two samples are shown in Fig.5.8 and Fig.5.9, respectively. Both samples show degeneracy above 100 K where Ergoes deeper within the conduction band. For TSIOOK, the Fermi level stays in the vicinity, in terms of kT, of the intermediate energy level E2 for compensation ratio N,/Nd2near 33%. As temperature increases above 100K, Fermi level moves away from E2. For sample 194A, the effect of the compensation ratio on Ef is shown in Fig.5.10. The obtained fits which correspond to these Fermi level locations are shown in Fig.5.] 1. As the compensation ratio moves away from 33% the pinning of the Fermi level at E2 disappears. As compensation ratio increases more electrons fall into the acceptor states from the conduction band or the donor states requiring an increase in the donor density to fit the high temperature effective carrier concentrations. The pinning of Ef even at 100K shows that donor sites at B2 are, approximately, half empty indicating that in this model even at this high temperature there is significant 54 N .3 O —i — — —( ‘ Ill] 1 A G) O I.- l " 164B 194A ..L 01 o I F 120 NO) CO C I ’lllllllllilllllllllllllllllllllll11 AA FERMI LEVEL RELATIVE TO Ec (meV) CO C IIIIIITTIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIT’ I I ll .— _ 1— 11111111 10 1000/TEMPERATURE (K'l) do 0 A Fig.5.8 Fermi level position computed by fitting the measured electron concentration 11 of 2 polycrystalline samples using Eq.5.5. In these fits, Na, Ndl and Nd: are treated as parameters and (Na/Nd3)=33%. 55 1021IIIIIIIIIIIII1IIIIIIII1: 'E '2 e, I 164B ‘ g A 194A ‘ E- I ' 5 E AAA ‘ I - o ‘ ‘ Z A O 19.. _ o 10 5 s a: : I E _ .. z _ _ K _ _. < 01018111]lllllllllllllllllll 10 20 30 40 50 1000/TEMPERATURE (K'l) Fig.5.9 Effective carrier concentration, l/qRH, for samples of Fig.5.8, with carrier concentration fits obtained by the charge neutrality condition assuming compensation ratio of 33% and considering two independent donor levels represented by activation energies EI and E2 as shown in Table 5.1. 56 E 60 E ..l I I I I 17 II I I I E E 50 :7 l 0 10% I E 9 : I. . I 3 4° F I I 33% E ' I: 3° 5' A . A 90% T; > 20 E A "o E "" E A : E; 10 :_ I O _: v-l - I : m E A . . Z "'1 E A I . : E -10 :- A I I I E ‘33 E A: i '20 :— ‘ A 'E 2 a. A A 3 a: '30 : A E E _40 : I I I I I I I II I I I - 1 1O 1000/TEMPERATURE (K‘) Fig.5.10 Fermi level position for sample 194A computed using the charge neutrality condition for compensation ratios of 10%, 33%, and 90% and considering two independent donor levels represented by activation energies E] and E2 shown in Table 5.1. 57 I I I I l I I I I - O E s _ 53 A E A A A A ‘ 8 a A“ 2 «9 A Q IE 194A _ 2 e, ---- 10% E g: -— 33% : .... \ ............ 90% — 1019 a \\ g \ - u I\ I I I l I I I I V 5 1O 15 1000/TEMPERATURE (K'l) Fig.5.]] Inverse of measured Hall coefficient, l/RH, for 194A with its fits using corresponding Fermi level locations for the 3 different compensation ratios of Fig.5.lO. 58 contribution to conduction from this level. The exact location of the acceptors energy level below midgap has no significant effect on the Fermi level location. The donor density Ndl at energy level EI has to be in the order of 1022 cm’3 and 1021 cm‘3 for 140A, 1523, and 1643 and for both of 193A and 194A, respectively. The donor density Nd2 at E2 has to be in the range of 4x 1019-1 ><102°cm'3 for all samples. Such high donor densities are unreasonable (1022 cm'3) or exaggerated (102' cm") probably indicating that the carrier concentration can not be directly derived from Hall effect in the hopping region. In the high temperature range the fits of the effective carrier concentra- tions were acceptable as shown in Fig.5.11 whereas in the low temperature range the discrepancy is much larger than the previous case shown in Fig.5.7 due to the introduction of compensation and elimination of the smallest energy level E3. Thus, for the lightly doped samples, 193A and 194A, hopping conduction might account for the discrepancy between measured and calculated carrier concentrations at TsIOOK with a compensation ratio of about 33%. Whereas as in the high temperature range the data can be explained by single band conduction of carriers mainly activated from E, and E2 energy levels with donor densities being in the range of lOz'cm'3. For the other films, a fit to the high temperature data with two energy levels requires unreasonably large donor densities on the range of 1022cm'3 and thus single band conduction in this case is ambiguous. The carrier concentrations in the conduction band at low temperatures might be much lower than those calculated from the measured Hall coefficient as l/qRH if hopping conduction is taking place. Calculation of hopping electrical parameters such as Hall 59 coefficient and mobility is not possible since hopping theory provides only a qualitative description of the conduction mechanism. A quantitative model requires the development of the Hall coefficient considering the effect of magnetic field on carrier wave functions as they tunnel from occupied sites to empty ones"5"'9. 5.2.4.2 Impurity/Defect Band Conduction Impurity or defect band conduction is an alternative mechanism to hopping without the requirement of compensation. Impurity/defect band formation requires sufficient overlap of the localized electron wave functions of the defect or impurity centers to cause significant energy broadening. It may be assumed that the excited states of impurities/defects form this impurity/defect band. At absolute zero, this band and the conduction band are assumed to be empty. In this band the density of states including degeneracy of excited states should be large enough to accommodate the excited carriers so they can move with finite mobility. Although we assume that the impurity/defect band is located between Ec and E2 as shown in Fig.5.l2, it may also be between E2 and E,. In the former case electrons can be excited from El and E2 into the impurity/defect band whereas in the latter case only electrons at EI can be excited into the impurity/defect band. In both cases electrons can be excited into the conduction band from both E, and E2 levels. The smallest activation energy E3 is assumed to be the activation energy needed to excite carriers from E2 (considering the former assumption) or E1 (considering the latter assumption) into the lower edge of the impurity/defect band. According to our measurements, the largest 60 Impurity/defect band >1 31K— A5 {11 —>1 re" .55 Intrinsic level E V Fig.5.12 Energy band of SiC with two donor levels located at El and IE2 below the bottom of the conduction band EC. The impurity/defect band is located at (El-E3) below Be. The energy levels in this figure are not drawn to scale and the intrinsic level B, should not be exactly in the middle of the bandgap. 61 activation energy E1 is equal to 74.5:l:5.5 meV. The intermediate E2 and smallest E3 ones are in ranges of 7-20 meV and 0.8-3.8 meV, respectively. In order to study the two cases mentioned above, the measured electron concentration n=1/qRH has to be fitted with the following equation as obtained using the charge neutrality condition9'”9: n= Ndl 1+9;1 exp (11 +6011) +95; exp (fl+€d23) + _1 ”dz _1 , ...(5.6) 1+B2 exp (n+ed2) +323 exp (New) where 2 °° 1/2 n= NC 6 d5 . . . (5 .7) vf'ff 0 1+exp(e-n) is the carrier concentration in the conduction band and n=(ErEc)/kT. N, is the density of states in the conduction band. There are Nd, and Ndz donor (ground) states per unit volume of degeneracies B, and [32 at El=ed,kT and E2=ed2kT, respectively. The energy separation between the ground state of E2 and the impurity/defect band (or the excited state of E2 ) is given by E3=ed3kT Thus, the impurity/defect band is located at E23=(ed2- ed3)kT=ed23kT below Ec with its degeneracy being [323. The Fermi level may be any where above midgap. Nd, and Ndz are used as parameters to fit the measured carrier concentration. The density of electrons in the impurity/defect band is equal to the density of donors with electrons trapped in the excited state E23, which is given by”9 : 62 _ [[33 exp (n+ed23] Ndl nd_ —1 -1 1+[31 expm +ed1) +stexpm+€dzal [Br-a; exp<fl+€d23H Nd; + . 1+Bglexp (n+ed2) +l3§§exp (n+6d23) ...(5.8) The impurity/defect band will contribute to conduction only if Fermi level is in the vicinity of this band. The location of the Fermi level can be calculated using the charge neutrality condition (i.e. Eq.5.6) with the donor density and degeneracy factor [323 being used as parameters. As the donor density increases the degeneracy factor has to be increased also in order to have the Fermi level in the vicinity of the impurity/defect band (e.g. for donor density Nd in the order of 10‘5cm'3, B2328 whereas for Nd ~10'9cm'3, (32321000). Considering that the impurity/defect band is above E2, fitting the effective carrier concentrations of samples 1528, 1643 and 140A (Nd is in the range of 102°-1022cm'3) leads to Ef far from the location of the impurity/defect band at low temperatures unless degeneracy of the excited state is extremely high and unreasonable. Furthermore, it was not possible to fit the measured carrier concentration at high temperatures (even if B2321000) since most of the excited carriers tend to stay in the impurity/defect band even at high temperatures. For samples l94A and 193A, fitting the carrier concentration at the lowest temperatures resulted in Nd] in the order of 102°cm'3 and carrier concentrations in the impurity/defect and conduction bands at high temperatures in the order of 102°cm’3 and 10'9cm'3, respectively, with the effective carrier concentration l/qRH at high temperatures 63 being several times larger than the one calculated using Eqs.5.6-8. Thus, this case is ruled out. Considering that the impurity/defect band is between E2 and E,, fitting the effective carrier concentrations is not possible with donor densities NH and Nd2 in the range of the atomic density in SiC (9.7x 1022cm'3) even at high temperatures. Therefore, impurity/defect band model does not explain our results. Impurity/defect band conduction requires high degeneracy to provide enough empty states for the carriers so they can move with finite mobility whereas hopping conduction requires compensation to produce such empty states. The existence of either conduction mechanism in our case depends on the compensation and donor density. Impurity/defect band mechanism leads to an unreasonably large degeneracy and seems to indicate that the effective carrier concentration is exaggerated. Hopping mechanism does provide a reasonable explanation of part of our data but with exaggerated donor densities indicating the need for a quantitative analysis to obtain the actual carrier concentration from the measured Hall coefficient in the hopping range. Measured Hall coefficient of highly compensated semiconductors might lead to an exaggerated estimate of the carrier concentration. Therefore, this case is considered here. When both electrons and holes contribute to conduction, the Hall coefficient RH can be expressed as 2- 2 RH=-1- p“ ““9 ...(5.9) CI (puunueV' where u, and uh are the electrons and holes mobilities, respectively, and n and p are the 64 electron and hole concentrations, respectively. According to the above equation the Hall coefficient will be smaller than 1/qn if puzh is comparable to npzc. Therefore, the Hall coefficient associated with highly compensated films (i.e. the Fermi level is near the intrinsic level and accordingly electron concentration is, approximately, equal to the concentration of intrinsic carriers) leads usually to an exaggerated carrier concentration if estimated as l/qRH‘”. If electron and hole concentrations are near the intrinsic concentration, fitting the measured conductivities of our films with o=q(u,n+u,,p) will require unreasonably large mobilities (2106 cm2 V's"). Therefore, this phenomenon does not explain the existence of high effective carrier concentration. 5.3 Monocrystalline SiC In addition to depositing polycrystalline B-SiC films, laser ablation technique was used to grow monocrystalline B-SiC films on Si substrates. As these monocrystalline films (thickness 3 lum)‘“ have wide potential device applications, measurements of their conductivity, mobility and carrier concentration is needed to assess that potential. Since the polycrystalline B-SiC films were deposited on insulating substrates, their electrical properties were measured with no need for separating the film from the substrate. Usually B-SiC films (0.7-50 pm thick) grown on Si by chemical vapor deposition (CVD) are prepared for electrical characterization by chemically etching the Si substrate30'87. However, etching the substrate is not needed in case of laser-deposited monocrystalline B-SiC on Si since these films seem to be isolated from the substrate by a highly resistive (porous) interface‘“. 65 Since the quality of monocrystalline a-SiC substrate wafers is good, studying their electrical properties might shed some light on the results obtained for polycrystalline B- SiC and the potential of both poly and monocrystalline B-SiC prepared by laser ablation for certain applications such as temperature sensors. In the next section, measurements of conductivity, mobility and carrier concentration of both of these monocrystalline SiC polytypes are presented. 5.3.1 Monocrystalline a-SiC Substrates Van der Pauw measurements were conducted on commercially available 6H- and 4H-SiC wafers. The wafers were cut in l><1 cm2 sizes to obtain square samples suitable for the available measurements systems. The thickness of these samples is in a range of 0.0569-0.1 143 cm. The measurement systems and method of measurement were similar to those described earlier in 5.2.1. Fig.5.13 shows the temperature dependence of the inverse Hall coefficient l/RH and electron concentration (n=l/qRH) of one 4H-SiC sample and some 6H-SiC samples in a temperature range of 50-300K. The electron concentration increases monotonically with temperature and ranges between 10'2 and 102° cm'3. As shown in Fig.5.l4, the mobility of these samples (u=oRH) increases with temperature reaching its maximum then goes down as temperature increases due to lattice scattering. The maximum of the mobility for all samples ranges between 25 and 280 csz"s’l and occur in a temperature range of 150-300K. It is obvious that the mobility 66 ‘ A(6H) O D(6H) V G(6H) O B(6H) O E(4H) I EH63) _ D C (6H) A F(6H) —— Fits 100 _ 10-1 1o-2 10-3 10-4 l/Rll (cm'3Coul0mb) 10-5 106; _ i r: 10—7.....IHH1....1....1....1 ~1~'~=1O12§. 0 3 6 9 12 15 18 V“ 1000/ma) Fig.5.13 Inverse of measured Hall coefficient, l/R“, with corresponding electron concentration for some 4H- and 6H-SiC. The fits for samples A and H in the low temperature range are shown as solid lines. 67 O A (6H) 0 D (611) V G (611) 0 B (6H) 0 E (4H) I H (6B) Cl C (6B) A F (6H) 350 ’- T—I I I l I I I I l I I I I 1 I I -1 t 1 300 :— o o ‘2 : 0,6 v0 : 7A 250 C' ' O 1 ~m - C] V 3 N5 : V ' " E 200 r o 1 3 : : E 150 :— -3 ._-_J : D [:1 I 2 g 100 3' C] 0 j _ A A . 2 - A v _ ; Cl .2 50 : co 0 4| : .- .. . . .1 0 Z. . . Q I.“ : l l l 1 1 l L l l l J 1 l l l l l : O 5 10 15 1000/UK") Fig.5.l4 The Hall mobility (u=oR”) as computed from Fig.5.l3 and Fig.5.15. 68 values decrease as the donor density increases due to the increase in impurity scattering. For example, sample A has the lowest mobility and highest donor density compared to other samples. The temperature dependence of the conductivity 0’ for samples of Fig.5.13 is shown in Fig.5.15. 0' increases with the increasing temperature for Ts300K and starts decreasing as temperature exceeds 300K due to the sharp decrease in mobility at those temperatures. The activation energy for these substrates can be obtained by fitting the data using Eq.5.3 with two activation energies for samples A and B or one activation energy for the rest of the samples. The obtained fits shown as solid lines for samples A and H in Fig.5.l3 are good except at very low (below 60K for sample H) temperatures which might be due to impurity/defect conduction. The shallow activation energy E2 for samples A and B is 5 meV which is comparable to the shallow activation energy of the polycrystalline B-SiC films reported in this chapter. These polycrystalline films have high carrier concentrations and low mobilities with values comparable to those of samples A and B especially at low temperatures. The deep activation energy El for all samples is in a range of 80-84 meV assuming temperature independent density of states. Recalculating this deep activation energy assuming T3’2 dependence of the density of states leads to values in a range of 58-60 meV. The activation energies calculated using Hall measurements in a temperature range of 90-1000K are 81-84 meV and 52.1 meV for 6H-SiC and 4H-SiC, 28,229.88 respectively whereas photoluminescence (PL) studies indicated a higher value of 170 meV'”. Activation energy of 81-84 meV was obtained from Hall electron concentration 69 O A (6H) 0 D (6H) ' G (6H) 0 B (6H) 0 E (411) I H (6H) D c (an) A F (6H) T T I I f 102 ‘= A O 1' 101 O i o : "r ' , 5100 fi -= I 2 0 ’ 3 :101 A T 5 :10“2 ~ 0 -: 8 ‘ ' D 510’3 F “ 8 E - 2 104% v E. L- D 3 AID-Si .1 .mn. J . .4 1 .i i 1 i. 4 8 12 16 20 1000/T (K‘l) Fig.5.15 The temperature dependence of measured conductivity for 7 samples of 6H-SiC and one 4H-SiC sample. 70 of (10”cm'3 at 100K“. In our case, wafers (samples C to H) that showed a single activation energy (80-84 meV) have comparable electron concentration of (10‘7cm°3 in the same temperature range. On the other hand, samples A and B that showed a shallow activation energy have electron concentration of at least one order of magnitude larger than that of other samples especially at T_<_100K. It seems that the shallow activation energy is associated with impurity conduction at low temperatures as it was found for polycrystalline B-SiC earlier in this chapter. This impurity conduction is noticed at TSéOK in case of sample H (low donor density) and extends to 120K for samples A and B (large donor density). Impurity conduction and dependence of activation energy on the donor density have been reported in earlier studies of B-SiCm”. 5.3.2 Monocrystalline B—SiC Films Epitaxial B-SiC films were deposited on single-crystal Si wafers by laser ablation of ceramic stoichiometric SiC, carbon, or alternating silicon and carbon targets l03,l44 described elsewhere . X-ray diffraction spectroscopy and transmission electron microscopy indicated the crystalline cubic structure (i.e. B-SiC) of these films and alignment with the Si substrate'“ . The film thicknesses, deposition temperatures and times, and pulse rates are shown in Table 5.2. Even though the deposition time of 177 is approximately one order of magnitude larger than that of other samples, the thickness of 177 is comparable to the thickness of 71 Table 5.2. Thicknesses, deposition temperatures, deposition times, and pulse rates for five SiC films. Sample Thickness Dep. Temperature Dep. Time Pulse Rate (A) (°C) (min) (H2) 177 10000 1 166 60 5 306 5 500 l 188 7 20 307 6000 1 193 4 20 315 5500 1195 5.5 20 362 6500 1216 2.5 20 other samples. This discrepancy might be due to the lower pulse rate (5 Hz) and deposition temperature (1166°C) of 177 compared to those (20 Hz and 21 188°C) of other samples. Since shadow masks were used for selective area deposition, SiC growth occurred only within the openings of the shadow mask. The portion of the Si substrate underneath the mask did not receive any of the ablated material (i.e. the plume) and no SiC growth was noticed on the surface of this portion. The initial stages of epitaxial growth of SiC on Si seem to proceed by the reaction of carbon in the plume with Si outdiffusing from the substrate. As the growth of the film on top of the Si substrate continues, voids are left behind and the contact between the growing SiC film and the substrate is maintained over a progressively reduced area. Thus, some thick portions of the SiC film peel off due to the loss of contact surface with the substrate‘“ leaving part of the film-substrate interface on top of the Si substrate. 72 Three different samples of each Si substrate were prepared for resistance and Hall measurements. First sample was cut from the part of the substrate that was exposed to the plume. This sample has the sandwich structure, SiC-interface-Si, with the metal contacts being on the surface of the SiC film. A second sample was prepared from the part of the Si substrate that was underneath the shadow mask during deposition. A third sample was prepared from the remaining Si after the removal of the delaminated SiC film from the top. This SiC film broke into small pieces and was too thin to be used for the measurement. In our discussion, we will refer to these 3 samples as SiC/Si, interface-Si and Si, respectively. Samples were cut in l> n-type O O E ’ o E O O 3 O S 4 O O O > O 1 j 0 < =1 O -1 1 1 ‘ ‘ ‘ 1 2 3 1000/TEMPERATURE (K'l) V—fi r r f l r 102 E o o O - S‘ E O E. L O m 101 E O . . fl 3 $9 . ' p-type E- L {g o . -l 100 0 a O a > if . :3 10-1 > ‘= < - I 0 10-2 1 l i i i i 1 4 i i i 10 20 30 1000/TEMPERATURE (K") Fig.5.16 The measured Hall voltage of sample 362 in two temperature ranges. These results are obtained using an input current of 0.1 mA and magnetic field of 8 kGauss. Interface-Si structure represents the Si under the peeled off B-SiC film. 74 1oo_....,....,.T.: 5‘ E. E 5 50 I .0 . 8 o :— I E 29 I I---I--~§ E5 E % 2 5‘ -50 '— Q ' -E > .. 1 j -100 _— O -: E = - -150 _- O " g 00 ‘ O interface-Si (307B) -200 1 . 1 _ . 1 2 3 4 . SiC/S1 (307A) K-l . . 1000/TEMPERATURE( ) D Interface-SI ( 17 7B) 5 _. ' SiC/Si (177A) 10 1 1 11 [1 1 1 6 1 1 1 161 ‘6' A 80 O w v interface-Si (306B) > 104 88 v V O . . 3 v V SIC/SI (306A) (1.1 U ........... Si (177C) 3 g 10 .. .. 51 vi ..1 C] . Cl . S 102 D _ .1 O 3 :21 : = 101 j 100 411111111111 1 iii 1 1 "‘ 4 1O 16 22 28 1000/TEMPERATURE (K4) Fig.5.l7 The measured Hall voltage in the high and low temperature ranges of some samples of Table 5.3. These results are obtained using an input current of 0.1 mA and magnetic field of 8 kGauss. 75 As temperature increases above 300K, the Hall voltage values decrease and become negative (n-type conductivity) at temperatures given by Table 5.3. For both the interface-Si and SiC/Si structures of samples 362 and 307, these negative values exhibit a minimum with the lower values (larger magnitude) being those of the interface-Si structure. As temperature increases above 500°C, Hall voltage values for both structures approach the same value (-10uV). Even though the Si substrate had n-type conductivity, after deposition the conductivity of the SiC/Si, interface-Si and Si (front and back sides) was p-type for temperatures below 345 K and above 35 K (see Table 5.3). This indicates the formation of a p-type layer on the outer surface of the n-Si substrate. The formation of this p-type layer on the front and back sides of the n-Si substrate might be due either to loosing enough phosphorous from the outer surface of the substrate so that the native acceptor concentration becomes relatively larger or to doping the substrate with an acceptor available in the deposition system. This acceptor might be coming out of the resistive boron-nitride-coated graphite heater used in the deposition system to heat the n-Si substrate. Since the diffusion coefficient of boron and phosphorous in Si is very small (2.51><10‘l2 cmz/s at 1200°C), this p-type Si layer is expected to be very thin (few 1000 A). As temperature decreases below 300K, the positive Hall voltage shows a maximum then decreases for all samples and becomes negative at TS35K for some samples. Usually, the Hall voltage increases as the carrier concentration decreases with the decreasing temperature. Therefore, the decrease in the Hall voltage at low temperatures might be due 76 Table 5.3. Temperature range of n-type conductivity for samples of Table 5.2. Sample Temperature range 177A [SiC/Si] T2631K , 100K STS 130K and TSB4K 177B [interface-Si] T2544K 177C [Si] low temperature data shows p-type" 306A [SiC/Si] low temperature data shows p-type* 306B [interface-Si] at T=28K* 307A [SiC/Si] T2393K 307B [interface-Si] T2393K and TS35K 315A [interface-Si] T2363K and TS31K 315B [SiC/Si] T2363K 362A [SiC/Si] T2379K and T=23K 362C [interface-Si] T2345K * No high temperature data is available. 77 to an increasing contribution to conduction from the n-Si substrate as the thickness of the depletion layer of the p-n junction decreases with the decreasing temperature. The change of the conduction type from p to n at temperatures 33 SK might be due either to predominant contribution to conduction from the n-Si substrate or to impurity/defect band conduction within the p-SiC film and the p-Si thin layer. It seems that predominant conduction takes place in the n-type Si substrate at high temperatures (above 300K) as the steep decrease in the Hall voltage shows in Figs.5.16- 17. For temperatures below 300K, more conduction seems to occur in the SiC film as a result of the existing pn junction and the highly resistive interface between the SiC film and the n-Si substrate. The SiC/Si structure of sample 177 shows lower Hall voltage values compared to those values of the same structure of other samples for T53 00 K. This might indicate that the SiC film of 177 is more isolated from the substrate compared to other samples and thus the measured low Hall voltage values of the SiC/Si (177A) is mainly that of the SiC film for TS300K. Table 5.3 shows that only for sample 177, the change from p- to n-type conductivity for the SiC/Si structure occurs at a higher temperature compared to that for the interface-Si structure (631K and 544K for 177A and 177B, respectively) supporting the view that the SiC film is well isolated from the substrate. A better isolation between the film and substrate is obtained for longer deposition times as the contact surface between the SiC film and Si substrate reduces and the thickness of the p-n junction increases with deposition time, respectively. Thus, this isolation might be due to a longer deposition time of 60 minutes for 177 compared to that 78 of 37 minutes for other samples (Table 5.2). The low values of the measured Hall voltage of 177A indicate that this SiC film is highly compensated and therefore shows n-type conductivity in a temperature range of 100-130K whereas the interface-Si shows p-type conductivity in this temperature range. The transfer resistance was measured using van der Pauw method as described in chapter 4. Figs.5.18-l9 show the measured resistances of the SiC/Si (solid symbols) and interface-Si (hollow symbols) structures for samples of Table 5.3 in addition to the measured resistance of the Si structure for sample 177 (dotted line). The measured resistance of both the SiC/Si and interface-Si structures is at least one order of magnitude larger than that of the Si structure at temperatures below 300 K which might be due to defects and voids that exist in the SiC film and the interface, respectively. These voids in turn lead to an increase in the resistance of interface-Si structure compared to that of the SiC/Si structure (few times) for all samples at TS300K. Above 300K, the SiC/Si and interface-Si resistances for all samples show sharp decrease with temperature and approach the same value. The resistance data coupled with the Hall voltage data indicate that conduction takes place predominately in the n-type Si substrate above 300K. At lower temperatures, SiC film contributes more than both the p-type interface and the n-Si substrate to conduction. Therefore, the low temperature data of the SiC film needs to be extracted from the combined measured data of the SiC/Si structure using appropriate resistivity and Hall coefficient models. Multiple-layer models for Hall coefficient and resistivity are discussed below. 79 105 . . . fl 1 1 1 ' 1 ‘ 1 T ' T 5 E o 3 104 :— O Q -: I O O E g Q .0 O i <3. 103 z ‘= m I E U . z . f. . :2 1o2 , ‘= a : 0 interface-Si (3 15A) 3 a: O SiC/Si (31513) 3 101 ” O interface-Si(362C) = . SiC/Si (362B) 100 l r 1 1 L L 1 1 1 1 10 20 30 1000/TEMPERATURE (K4) Fig.5.l8 The measured resistance of two highly resistive films in the low and high temperature ranges. The measurement was done on SiC/Si structure (solid symbols) and on interface-Si structure after the removal of the SiC film (hollow symbols). 80 ' SiC/Si (307A) v SiC/Si (306A) 0 interface-Si (3078) v magmas, (306B) . l SiC/Si (177A) ........... Si (177C) , Cl interface-Si (177B) : ' ' ' ' ' ' ' 'F i' ‘ : E 8 08 3 _ v o V , E M9999 q: A i o o ‘ 1 an .. E ” 00“. ‘ O 2 _ D - g; 10 s O. u E . D 1 .2. D * 1- % C1D “ V) DD g 101 ,- CED I I I. ‘= ‘3‘ E I 5 : l.-'-' 3 10° :- 7: DD 2 10-1 1 1 1 1 1 1 1 1| 1 1 1 10 1000/TEMPERATURE (K‘l) Fig.5.l9 The measured resistance of 3 different films in the low and high temperature ranges. The solid symbols represent the data of the SiC/Si structure. The hollow symbols represent the data of interface-Si after removing the delaminated portion of the SiC film. The dotted line represents the data of the Si substrate that was underneath the shadow mask during deposition. 81 When the Hall voltage of two-layer structure such as SiC/Si is measured, the Hall voltage of the SiC film need to be extracted from the measured data. This section presents a model that deals with two layers with a resistive interface between them. Fig.5.20(a) shows a schematic diagram of a symmetrical two-layer sample prepared for Hall voltage measurement using van der Pauw method. The equivalent circuit of this sample during the application of a magnetic field perpendicularly to the surface of the sample. The input current I AC is applied between A and C. The effective Hall voltage of both layers is measured between B and D. As shown in Fig.5.20(b), R, and V, represent the resistance and Hall voltage of the upper layer, respectively, whereas R2 and V2 represent those of the lower layer. The interface resistance coupling the two layers together is represented by R3 and R,. If the interface is homogeneous, R3 will be equal to R,. If the two layers are not identical, the Hall voltages developed within each layer will be different (i.e. V,¢V2) leading to a current flow between the upper and lower layers through the interface. This current is negligible for very large values of R3 and R, compared to R, representing a case of well isolation of the upper layer (p-type and n-type layers with nonleaky p-n junction). Large current flows through the interface if R3 and R4 are very small compared to R, representing a case of a conducting interface (two n-type layers with different resistivities). Intermediate current flows through the interface if R3 and R4 are comparable to R, corresponding to a case of leaky p-n junction when it is reverse-biased. This p-n junction becomes conducting if it is forward-biased. 82 I I I I B C Cb) UPPer Layer (Hype) E R1 : D Interface 5: R, 5: R, R, ' : + Lower Layer (n-typc) Fig.5.20 (a) A schematic of the sample used for Hall voltage measurement with 4 metal contacts at the corners of the sample. (b) Equivalent circuit of (a). 83 Using the equivalent circuit of Fig.5.20(b), the effective Hall voltage is given by = V1 [R21'1‘-"3+R‘1:I “V2 [R1] V DB R1 +R2 +R3 +R4 (5.10) The applied current IAC splits between the upper and lower layers as I, and 12, respectively, with their values being dependent on the resistance of both layers and that of the interface. The ratio of these currents can be obtained using the equivalent circuit of Fig.5.20(b) with zero magnetic field (V,=V2=0) as A=—l=—‘"‘—i—i, ...(5.11) The Hall voltages of the upper and lower layers are given by _ BI A VI-EWRHJI I I I (5.12) and _ BI A V2_—d-2_' A+1RHZI I I I (5.13) where B is the applied magnetic field. d, and d2 are the thicknesses of the upper and lower layers, respectively. RH, and RH2 are the corresponding Hall coefficients. Substituting Eqs.5.l l-13 into Eq.5.10 leads to R3112_R32 d d2 VD=BI 1 . 5.14 D (1+1), ( ) Since the thickness and Hall coefficient of n-type Si and the thickness of the B-SiC film are known, the measured Hall voltage can be fitted with Eq.5.14 to obtain the Hall 84 coefficient R,,, of the B-SiC film. It was not possible to fit the measured data using this model. This might be due to using a temperature independent interface resistance (R3 and R4) and ignoring the p-type silicon thin-layer on top of the n-Si substrate. This model needs to be developed in order to include voltage and temperature dependent resistance to represent the nonlinearity of the p-n junction. The possibility of extracting SiC data from sandwich measurements is enhanced by considering "spreading resistance" effects. These effects require model like that in appendix which provides a more accurate estimate of 71. The measured resistance of a multiple-layer structure can be calculated using van der Pauw method (see chapter 4 for details) as R1 p=Y( £12,) f(%), ...(5.15) 1 where y is the thickness correction factor, R, and R2 are the measured transfer resistances, and f(R2/R,) is a known correction factor for symmetry. For single layer structures, y=(1td/ln2) where d is the film thickness. As shown in the appendix, this correction is given by: y: , ...(5.16) mls where E is the applied potential at two adjacent contacts (E=I/0' where I is the applied current and o is the conductivity) and V is the potential at the other two contacts calculated using the model in the appendix. 85 In case of SiC/Si structure, the resistance (or resistivity) of the Si substrate is known and that of the interface can be treated as a parameter. One way to model the resistivity of this interface is to consider it as an intrinsic or doped layer of a semiconductor. By varying the bandgap and d0ping level of this layer, the interface resistivity varies. The measured resistance of the SiC/Si structure can be fitted now to obtain the resistance of the SiC layer. The results of the fit show that the resistance of the SiC film dominates (RS,C«R5,) below room temperature whereas the Si substrate dominates above room temperature. 5.4 Summary Measured conductivity and Hall coefficient of polycrystalline SiC films deposited on quartz by laser ablation of SiC targets showed strong temperature dependence even at carrier concentrations in excess of 102°cm‘3. Phenomenological analysis produced three well separated activation energies, high carrier concentration and low mobility over the whole temperature range. Fits of the high temperature data of the films that show effective carrier concentrations in the order of 1020 cm'3 at high temperatures require unacceptable donor densities (i.e. ~1022cm’3). Hopping mechanism does provide a reasonable explanation for films that show effective carrier concentration in the order of lO'S’cm'3 but with exaggerated donor densities. For those films hopping process seems to be associated with the intermediate energy level E2 with the smallest activation energy E3 being the hopping activation. 86 The resistance and Hall voltage data of the 3C-SiC heteroepitaxial films grown on Si substrates show that the Si substrate dominates conduction for temperatures larger than room temperature. The electron concentration of a-SiC substrates varies between 10‘2cm'3 and 2><10'8cm'3 in a temperature range of 50-800 K. Our Hall measurements of a-SiC showed for the first time a very shallow activation energy of 5 meV which seems to be responsible for impurity conduction. CHAPTER 6 SEEBECK COEFFICIENT OF SiC 6.1 Introduction SiC has strong potential for sensors operating at high temperatures and in chemically aggressive environments such as those prevailing in automotive and jet engines“. The progress that has been achieved in bulk and thin-film SiC preparations, n- and p-type doping, and 8102 growth coupled with some degree of compatibility between SiC and Si technologies makes SiC an attractive material for microsensor applications. In particular, thermal microsensors which utilize the Seebeck effect to measure nonthermal signals are very promising due to both their reliability and functional simplicity. In this case, a nonthermal signal such as heat transfer rate, gas flow velocity, pressure, kinetic energy and radiant energy is first converted into an on-chip temperature gradient inducing an electrical signal that can finally be measured'”. Metal or alloy thermocouples and thermistors are most frequently used to measure 132 the temperature. Metal or alloy thermocouples have large temperature range (-240 to 2300°C), linear response, and low sensitivity whereas thermistors90“"2"33'134 have lower 87 88 temperature range (-100 to 900°C), nonlinear response, and high sensitivity. Semiconductor thermistors such as diamond also have been investigated. Although diamond thin film thermistors have high sensitivity and fast response time, they suffer from oxidation problem at temperatures above 600°C”. Other types of temperature sensors show either poor sensitivity (resistance temperature detectors) or very limited temperature range (IC sensors). Most of the surface heat flux measurement techniques suffer from slow response times which do not allow the measurements of transient heat fluxes. In addition, heat flux gages might cause surface disruptions leading to significant flow and thermal disturbances. These disturbances are compounded when gage cooling is required at high temperatures. Higher response times and less surface disruptions have been obtained using thin film technology. In this case, a thin metal film is deposited on a material surface where the transient heat flux is measured by measuring either the dissipated power in or the resistivity of the film. To measure the dissipated power, an external current is passed through the thin film which is maintained at a constant temperature using a feedback control system such as a constant temperature anemometer controller. This technique suffers from a limited frequency response (i.e. below 100Hz)”8. In addition, the transient response of the gage might be degraded if the resistance of the gage does not cover the entire gage surface”. Using thin film technology a layered heat flux microsensor has been recently developed'”. The total thickness of this gage is less than 2 pm and its time I36 response is, approximately, 20 usec . Therefore, this microsensor can be used to measure both transient and steady components of the heat flux. 89 There is current interest in developing temperature and heat flux sensors that have large temperature range, linear response, high sensitivity, fast response time, and high chemical stability. As the Seebeck emf of semiconductors is higher and the response time for thin-film temperature sensors is faster than that of metal and alloy combination, it is important to determine the possible advantages of using SiC thin films as the active material for thermoelectric temperature sensors. There have been some reports about SiC temperature sensors based on the measurement of SiC resistance”92 but there have been no reports about the measurement of SiC Seebeck coefficient versus temperature. In this chapter, measurements of the Seebeck coefficient of polycrystalline B-SiC films and monocrystalline a-SiC substrates in a temperature range of 300-533 K are presented for the first time. It is found that Seebeck emf of the B- and a-SiC is larger than that of the standard platinum thermocouple. Application to temperature and heat flux sensors and thermoelectric generators is investigated. 6.2 The Seebeck Coefficient When a temperature gradient is established along an extrinsic semiconductor slab (film), corresponding gradients in the carrier concentration and diffusion coefficient usually appear in the same direction. Carriers (either electrons or holes) in the presence of this temperature gradient will diffuse from the hot to the cold ends under open circuit and will establish an electric field which tends to force carriers motion in the opposite direction. At equilibrium, the flux of carriers caused by this field is equal to that caused by the diffusion process. Although the number of carriers passing through any cross- 90 section of the semiconductor in a unit time in both directions are equal, carriers coming from the hot end will have higher energies than those coming from the cold end. Phonons and charge carriers contribute to the continuous transfer of heat from the hot end to the cold one. However, heat is mainly transferred by phonons in SiC in the temperature range of interest due to its high thermal conductivity'”. Since measurement of the Seebeck emf is a steady state measurement, heat conductivity does not matter. However, phonons may contribute to the Seebeck emf by dragging a larger number of electrons from the hot end to the cold end. This drag effect was discovered by Gurevich in metals'”. In semiconductors, phonon contribution to the Seebeck emf is negligible in the transition and intrinsic ranges compared to the electronic contribution. This drag effect has very large values below room temperature at least in Si and Gem'm. For example, the contribution of this effect to Seebeck coefficient in Si at temperatures of 100K and 300K is as large as 6 mV/K and 0.43 mV/K, respectively. If an intrinsic semiconductor (concentrations of electrons and holes are equal) is subjected to temperature gradient, still an electrical field will be established due to differences in the effective masses, energies and mobilities of electrons and holes, respectively. In this case, more electrons than holes diffuse toward the cold end due to the higher electrons mobility establishing an electrical field that accelerates the holes and decelerates electrons. This process continues until the drift and diffusion currents of holes and of electrons all add up to zero leading to equilibrium. As shown in Fig.6.], the potential (Seebeck emf) that appears between the hot and cold ends is equal to qV where 91 T T+AT Fig.6.] (a) Top view of the sample under test showing the metal contacts and the thermocouples with T being the lower end temperature and AT being the temperature difference between the two ends. (b) A schematic of the band diagram of the sample showing the electrical field E and the Seebeck emf (i.e. qV). 92 q is the electron charge. The Seebeck coefficient is defined as the potential difference between the two ends per 1°C. Assuming that electrons are the sole carriers that contribute to the Seebeck emf (n-type semiconductor) and the mean free time between carrier collisions I can be expressed as t~E" where E is the carrier energy, and s=l/2 for phonon scattering and S:- l22 l22,123 3/2 for ionized impurity scattering , the Seebeck coefficient Q can be evaluated as =_1t2k kT i_i Q —q (—Ep)(2 38), ...(6.1) and =_£ 2- =__§ §__EF Q ql2 s+ln : I I l 2 'c L I. a '20 - I o 0 °9 3’ I33 . - a: _ w v V. a m t v _ B _ O _ -40 — O _ 2 : o : 2 Z I a: - — _ E- 60 _ fl 0 - I l94C d 1:: - O V 164A ‘ A - .. g -80 :- O 0 14013 -—_ E _ O sample6 (4H) - a: I 0 sample1 (6H) I r$3400 _— O sample5(6H) f [— "1 1 O 1 1 1 1 L 1 1 1 1 i 1 1 1 1 '1 300 400 500 600 LOWER END TEMPERATURE (K) Fig.6.2 Measured Seebeck coefficient for three polycrystalline 3C-SiC films (solid symbols) and three hexagonal samples (hollow symbols) . 95 agreement with the conduction type obtained from Hall measurements in this temperature range. The Seebeck coefficient of the monocrystalline hexagonal samples is higher than that of the polycrystalline 3C-SiC samples near room temperature. However, as temperature increases the absolute value of the Seebeck coefficient of the hexagonal samples decreases due to the increase in the electron concentration and approaches that of the polycrystalline samples. The hexagonal sample A with the highest electron concentration (~10‘9 cm'3 at 23°C) has the lowest Seebeck coefficient of -30 uV/K compared to -80 uV/K and -108 uV/K for samples E (~10'7 cm‘3 at 23°C) and D (~1016 cm’3 at 23°C), respectively. Analysis of the measured Seebeck coefficient data coupled with the analysis of the Hall data is crucial in understanding the electronic properties of SiC for sensor applications. The phonon drag effect is negligible in our case since as we will see the measured Seebeck coefficient can be fitted assuming only electronic contribution (using Eq.6.2 with n being the measured Hall electron concentration). Since the electron concentration of the polycrystalline B-SiC films is as large as 1018 cm'3 even at 20 K, these films might be degenerate. If this case, so. Eq.6.l can be used to obtain the location of EF. As the measured Q ranges from -9 to -30 uV/K, Eq.6.l leads to (BF-E,) in a range of 17-50 kT for phonon scattering and 33-100 kT for ionized impurity scattering. Using Fermi distribution, the carrier concentrations in the conduction band 11 for the above locations of the Fermi level are found to be in the range of (l - 4)><102| cm'3 96 and (4 - 10) XIO‘” cm'3 for phonon scattering and ionized impurity scattering, respectively, in a temperature range of 300-550 K. These values of carrier concentration are one order of magnitude larger than the ones obtained from the Hall data and they require donor densities in the range of the atomic density of SiC (i.e. 9.7><1022 cm”). As the conduction process seems to be predominately within the grains (chapter 5) and since x-ray-diffraction studies indicate the crystalline structure of our films within the grains, the possibility of having degenerate SiC films has to be excluded'“. The Fermi level EF location for samples of Fig.6.2 is estimated at 300 K using Eq.6.2 with s=l/2. For the polycrystalline samples, EF-E, ranges from -l.7 kT to -l.9 kT (~-45 meV at 300 K) whereas for the hexagonal samples it ranges from -l.42 kT to - 1.92 kT (from -27.6 meV to -42.9 meV at 300 K) as shown in Table 6.1. Boltzmann approximation can be used as long as (E,-E,.)»kT. For the polycrystalline samples, Boltzmann and Fermi statistics were used with the obtained results in both cases being very close. The values of EF obtained from the measured Seebeck coefficient and the electron concentration 11 obtained from the measured Hall coefficient RH as l/qRH can be used to estimate the quantity m,/m,, where m, is the density-of-states effective mass and m, is the free electron mass, by fitting 11 with N,exp(-E,./kT). For sample D, EF-E, ranges from -0.74 kT to -1.92 kT in a temperature range of 300-533K and thus Fermi statistics is used in the fitting. At 300 K, the obtained values of mn/m, are shown in Table 6.1. These values are different from the ones determined by cyclotron resonance measurements for single crystalline B-SiC (mu/m,=0.346) and a-SiC (mn/m,=0.45)88. For B-SiC samples and 6H- 97 Table 6.1. The electron concentration n=l/qR,,, Fermi level location below E, and effective mass estimated at 300 K for some polycrystalline B-SiC and a-SiC monocrystalline samples. Sample 11 EF-E, mn/m, (c133) (meV) a-SiC: sample 1 (6H) 1><10'9 -42.9 0.787 sample 5 (6H) 6XI0'° -19.2 0.0156 sample 6 (4H) 2x10” -27.6 0.0391 B-SICI 1403 1 x1019 -48.6 0.912 164A 1 x1019 -43.2 0.794 1949 1x10” -45 0021 SiC (sample A), having a large effective mass (mn/m,=0.787 to 0.912) might be due to the very large donor/defect concentration ()1020 cm"). In addition, the anisotropy of the a-SiC crystals might lead to variations in the measured values of the effective mass. For sample 1 (6H-SiC) and sample 6 (4H-S1C), the estimated effective mass values mn/m, are 0.0156 and 0.0391, respectively. These values are much lower than the measured one for a-SiC (m,/m,=0.45) and this might be caused by the anisotropic a—SiC crystal where the effective mass varies between the basal plane of the crystal and the c- axis'39'”°. This means that the angle between the temperature gradient along the sample and the c-axis affects the values of the measured Seebeck coefficient and the effective mass. The analysis of the Hall data of the polycrystalline 3C-SiC films (see chapter 5) shows that the electron concentration obtained as l/qR,, might be exaggerated. Therefore, 98 using such electron concentrations in fitting the measured Seebeck coefficient will lead to a high estimate of the effective mass (m,/m,=0.79 to 0.91) as shown in Table 6.1. In this situation, the measured Seebeck data can be used to estimate the electron concentration assuming that the electron effective mass is known. Fig.6.3 shows the estimated electron concentration for some polycrystalline 3C-SiC films using Eq.6.2 assuming that the effective mass of electrons is equal to that of single crystalline B-SiC (mn=0.346m,) and phonon scattering is predominant (s=1/2). The obtained electron concentration increases monotonically with temperature and is in the range of 2X10”- 7><10'8 cm'3. The activation energy E, obtained from the calculated electron concentration of Fig.6.3 is, approximately, equal to 54 meV. Correcting the data of Fig.3 for the T3’2 dependence of the density of states leads to an EszO meV. This activation energy agrees with the obtained value of E, from Hall data (chapter 5) and is very close to the binding energy of nitrogen (i.e. 53-54 meV) reported in earlier studies of monocrystalline SiC’“. This result might indicate that measured Seebeck coefficient can be used to'obtain the carrier concentration in the conduction band in cases where Hall data provides an exaggerated one. 99 A - I I I I I I I T I I I I I I I I I I I _ E ' v ‘ Z 1020 _ . V .' ‘ . ‘— O : 2 Id -- -1 g : : E ' El 194C d 8 r v 164A ‘ O 1403 Z __ 8 1019 :— Z : O I Z ~ 53 o r 3 : °® a ‘ 1. °E .3 U ,_ — m :1 1018 1 1 1 L I 1 1 1 L l 1 1 1 1 i 1 1 1 1 1.5 2.0 2.5 3.0 3.5 1000/T (K') Fig.6.3 The measured (solid symbols) and calculated (hollow symbols) electron concentration of 3 polycrystalline SiC samples. The calculated electron concentrations are obtained from the measured values of Seebeck coefficient using Eq.6.2. 100 6.4 Applications 6.4.1 Thermoelectric Temperature Sensor Metal-alloy thermocouples measure temperature by measuring the Seebeck emf between two junctions where one junction is held at a known reference temperature such as room temperature and the other junction is exposed to the unknown temperature. Each junction consists of two metals (or alloys) that have different Seebeck emf values. If the Seebeck emf values of the two metals are the same, both emfs generated between the two measuring leads will cancel out and the net emf detected will be zero. This means that the difference in the work functions of the two metals at one junction relative to that at the reference junction (A¢(T)—A¢(T,,,)) is used to measure the Seebeck emf. The measured Seebeck emf between two ends coupled with a reference temperature such as the temperature of the cold end can be used to obtain the unknown temperature of the other end. The Seebeck emf E(T) of thermocouples and semiconductors reflects their potential for temperature sensors. F ig.6.4 shows the obtained output voltage E(T) of some polycrystalline B-SiC and monocrystalline a-SiC and that of a platinum thermocouple (Pt- lOIr versus Ptm). The Seebeck voltage E(T) of SiC is obtained by integrating the Seebeck coefficient Q(T) over the corresponding temperature range assuming T,,,=300 K. a-SiC has higher Seebeck emf compared to B-SiC and platinum. Two B-SiC samples show higher Seebeck emf than that of the platinum thermocouple. This indicates that SiC has a good potential for temperature sensing at least in a temperature range of 300-533 K. 10] 100 I I T I I I I T I I I I I I l I I I I I . I I-I : Pt : - 0 1403 ~ ’ (Q O V 164A ‘ .— 0 .. A (p O O I l94C > " -1 E h- E Q S; O o 10 ~— 63 1 a: . g - u _ - 1:3 - . a - . a: I 0 A (6H) . m I' l O D (6H) - _ O E (4H) - 1 1 1 1 1 J 1 1 1 1 l L 1 L 1 l L 1 1 r I 1 1 200 400 600 800 1000 TEMPERATURE (K) Fig.6.4 The absolute value of the Seebeck emf for B-SiC (solid symbols) and a-SiC (hollow symbols) and a platinum thermocouple'z“. 102 6.4.2 Heat Flux Sensor Heat Flux sensors measure the heat transfer per unit area that usually takes place between two materials if their temperatures are different. The application of this sensor is limited to the case where one material is a solid body such as a metal plate and the other one is a fluid material such as water or air. The sensor is usually placed at the surface of the solid material. Measuring the gradient of temperature at the surface provides information about the heat flux if the appropriate analytical model is used. Therefore, the resistivity or Seebeck effect of SiC can be used to obtain the temperature and thus the heat flux. There are three modes of heat transfer: radiation, conduction, and convection. Radiation heat transfer occurs when heat is transferred through electromagnetic radiation with no need for a material medium. Heat transfer by conduction occurs when a temperature gradient exists within a material. The heat flows from the high-temperature region to the low-temperature region. Convection heat transfer takes place when a moving fluid contacts the surface of another material. In this case the rate of heat transfer depends on the velocity of the fluid. The velocity of the fluid is reduced to zero at the surface of the material due to viscousity. Thus the heat is transferred only by conduction at the surface. Since heat transfer rate and temperature gradient below the surface depend on the velocity of the fluid, measurement of the heat transfer at the surface gives not only the conduction heat transfer but the overall convection heat transfer. 103 The overall heat flux is given by Newton's law: q=h (Ts-T1.) +qmd, . . . (6 .4) where h is the convection heat-transfer coefficient. (T,-T,) is the temperature difference between the surface and the fluid. The radiation heat flux qrad is usually negligible compared to convection heat flux and can be ignored. A direct measurement of the heat flux requires measurement of the temperature difference (T,-T,). Measuring the temperature only at the surface leads to indirect measurement of the heat flux using the appropriate analytical model. A layered heat flux microsensor with a fast response time has been recently developed'”. Heat flux is obtained directly by measuring the temperature difference between the surface and the flowing fluid above it (T,-T,). This microsensor consists of a thin thermal resistance layer sandwiched between two temperature sensors. Each temperature sensor consists of two thin metal strips which overlap at the middle of the resistor's width forming one thermocouple. These two thermocouples (i.e. above and below the resistor) are connected in series outside the resistor to obtain the temperature difference across the resistor. The layered heat flux microsensor suffers from some problems. This microsensor consists of five layers, one thin film resistor layer sandwiched between two thermocouples where each thermocouple consists of two layers. Since the heat flux passes through the gage itself into the surface of the material, flow and thermal disruptions result. These disruptions can not be eliminated completely but can be minimized significantly by reducing the thickness of the sensor which in turn improves the time response. For 104 thicknesses above 25 pm, the time response of the layered heat flux microsensor is larger than 20 ms'“ and for thicknesses less than 1 pm, the time response is less than 100 115'”. Since SiC can be used for high temperature applications, its thin film technology is well developed and its Seebeck coefficient is higher than that of metal thermocouples, investigating simpler structure of this microsensor to improve its performance utilizing thin film SiC technology is of interest. Our proposed structure has not been fabricated, however, it is discussed here in order to highlight its potential for a better performance. The new structure uses many pairs of n- and p-type SiC cells connected serially as shown in Fig.6.5 in order to obtain a larger output signal. This is also the structure of a thermoelectric generator (see next section). In this structure only three layers are needed compared to five layers in the original structure. Having only 3 layers leads to a smaller thickness and thus thermal and flow disturbances are reduced. In addition, a thin layer of an insulating material that has a high thermal conductivity such as undoped polycrystalline diamondM3 can be deposited on the bottom and the top of this microsensor. This leads to homogeneous distribution of the temperatures T, and Tf on the top and the bottom of the microsensor, respectively, and thus to a more accurate measurement. The fabrication of this proposed structure requires only 4 major steps using laser ablation technology (see chapter 5). Firstly, a patterned metal layer is deposited using a shadow mask. Secondly, p- and n-SiC layers are deposited in sequence using appropriate shadow masks to obtain the p-type and the n-type cells. Thirdly, an insulating layer is deposited between the n- and p-type cells. SiC is insulating if deposited at room temperature and thus can be used for deposition between cells. Finally, a patterned metal 105 Meta] contacts T... // /. / n-SiC p-SiC low Fig.6.5 A schematic of n- and p-SiC cells connected serially. This schematic represents either a thermoelectric generator with Th,g,,-T is large or a heat flux sensor with T1031: T =AT is very small. low low 106 layer is deposited on the top of the structure. The fabrication process of this structure is easier than that of the original structure since the former has less number of layers. Laser ablation technology, in particular, can be used for in-situ deposition of the metal layers and the SiC layer. In this case, the high energy of the ablated plume usually leads to better adhesion between the deposited metals and the SiC film compared to other techniques. Moreover, the Seebeck emf signal of SiC films is usually larger than that of alloys and metals at least at high temperatures. 6.4.3 Thermoelectric Generator A thermoelectric generator utilizes the fact that the Seebeck effect allows the generation of electrical power from thermal power. A thermoelectric device consists of a serial connection of cells as these of Fig.6.5. These cells might be made of similar or different semiconducting material. A metal contact at the top connects both cells. At the bottom, a metal contact is attached to each cell separately as shown in Fig.6.6. This device can work as a current generator or as a cooling couple. If a temperature difference (ngh-wa) is maintained between the two ends of the device, this device will function as a voltage generator. On the other hand, if a current is externally supplied through this device, this device will function as a cooling couple. 107 The ratio M of the optimum load resistance R, to the internal resistance R,- of the device will be given by126 R 59:12,: [14”; (Thigh—T103!) ] 1/2’ ' ' ' (6 '5) 1 where Z=Q20/K, o is the electrical conductivity, K is the thermal conductivity and Q is the Seebeck coefficient. If load resistance is equal to R,, a current I flows in the circuit leading to maximum transfer of electrical power (I2 R,). The ratio of electrical power lost in the optimum resistance R, to the thermal power supplied at the heated end is defined as the efficiency. Assuming that both cells have the same properties (i.e. o, x, and. I Q I ), the efficiency of a thermoelectric generator is given by'mI27 Thigh- Tlow M—l , . . . (6 .6) Thigh M+ [Tlow/ Thigh] n: The efficiency 11 of a thermoelectric generator increases as the Seebeck coefficient and the ratio of electrical to thermal conductivities (i.e. o/K) of the material increase. Since the ratio O/K for metals is five orders of magnitude higher than that for SiC, the potential of having an efficient SiC thermoelectric generator is weak. Table 6.2 shows 0, Q, 1:, Z, and 11 of monocrystalline 4H- and 6H-SiC, polycrystalline 3C-SiC and some other materials that are used for thermoelectric generation. Since K for our polycrystalline SiC films has not been measured, the efficiency of these films is calculated using the thermal conductivity of monocrystalline SiC. This might lead to a smaller efficiency since thermal conductivity of monocrystalline 108 Table 6.2. Properties of some materials for thermoelectric generation applications. 1] is calculated using Th,,,,=600K and T,,,,=300K. Material 6 IQ I K Z 11 (Q'lcm'l) (uV/K) (w/cm K) (K') Metals'25 105-10° 10 0.2-4.0 55 ><10“4 (1.2% Boron 400 320 0.05 8.2x 10" 1.9% Carbide'26 4H-SiC l 80 5 l.28><10'9 3.2><10'°% 6H-SiC 1-100 110 5 2.42><10'7 6.1><10“°/o 3C-SiC 30 10-30 , 5 5.4x10'9 1.4x10'5% materials is usually higher than that of polycrystalline materials. However, even if thermal conductivity of polycrystalline 3C-SiC films is two orders of magnitude lower than that of monocrystalline films, the efficiency of our 3C-SiC films will be 3 orders of magnitude lower than that of metals. The efficiency of 6H-SiC is larger than that of 4H-SiC and 3C-SiC by at least two orders of magnitude due to its high electrical conductivity and Seebeck coefficient. However, this high efficiency is still two orders of magnitude less than that of metals. Therefore, the potential of SiC for thermoelectric generators is not promising compared to the other materials that are currently used (e.g. metals) or investigated (e.g. semiconductors). 109 6.5 Summary As the Seebeck coefficient of B- and a-SiC in temperature range of 300-533 K is large their potential for temperature and heat flux sensor applications is excellent. Further investigation of the Seebeck coefficient of SiC in a larger temperature range is needed especially for applications at high temperatures. In addition, studying the effect of anisotropy of a-SiC on the Seebeck coefficient will permit its maximization. CHAPTER 7 SiC THERMISTORS 7.1 Intruduction The change of resistivity with temperature of semiconductors can effectively be used for temperature sensing through devices known as thermally sensitive resistors (i.e. thermistors). Materials that are usually used to sense temperatures include metals, alloys, insulators, and semiconducting materials such as compressed metal oxides, Si, diamond, ...etc. The magnitude of the sensitivity of metal oxides is larger by approximately an order of magnitude than that of metals or alloys. Alloys usually have higher resistivities and better physical properties compared to metals but these improvements are usually achieved at the expense of reduced sensitivity. The platinum resistance thermometer is still a temperature standard in range of 0-600°C‘23. Thermistors (i.e. semiconductor-based temperature sensors) have a limited use as compared to alloys-based temperature sensors in spite of their higher sensitivity. This is due to some disadvantages related to the properties of the host material of the thermistor compared to those of alloys. Those disadvantages include a limited temperature range (e. g. 110 111 Si), oxidation of the host material which prevents reproducibility of resistivity (e.g. Diamond at T2600°C), and not withstanding high pressure that might change the structure and thus the resistivity of the material (e.g. compressed metal oxides). Although the resistance range of insulators is very high (i.e. 21010 (2), it is possible to use them as temperature sensors at very high temperatures (T2600°C) as their resistance becomes practically measurable. Since the available temperature sensors operate over limited temperature ranges, it is of interest to investigate some other materials such as SiC that can operate in harsh environments and over a wider temperature range. In this chapter, the resistivities of polycrystalline and single crystalline 3C-SiC and heteroepitaxial 4H- and 6H-SiC are discussed to determine the potential of these SiC polytypes for temperature sensors. Among those materials, polycrystalline 3C-SiC films showed a unique potential for temperature sensing over a wide temperature range of 13- 1277 K. 7.2 Resistivity of SiC The resistivity of SiC is measured using van der Pauw method (see chapter 4). Fig.7.] shows the measured resistivity of polycrystalline and single crystalline 3C-SiC and monocrystalline a-SiC in a temperature range of 20-900 K. The single crystalline 3C-SiC film (6000 A thick) was deposited on Si substrate using laser ablation technique (see chapter 5 for more details). The measured resistance of the combined structure SiC/Si is an effective resistance of both the SiC film and the Si substrate. The resistivity of this SiC/Si structure is calculated from the measured resistance assuming that the thickness 112 105 _ . . . . , . . . - , . . . - , f , : ,3 V 152B (polycrystalline 3C- SiC) 3 105 F 0 307B (single crystalline 3C- SiC/Si) ‘; D 0 sample E (4H-SiC) ‘ E 1 04 r C] sample H (6H-SiC) _: q D 0 sample B (6H-SiC) j E :0 : 5 103 E— j .2 .02: i z : ‘. : 9 101 5 1:1 . ‘I (I) E 3 Ii] 00 .. 1:] [I E] C] O: O D *3. U D 1 O O O O O .5. p O 10‘ o 0 GD 0 0 I —. w V V V V V 10-2........OQOOOOQ'..OO 0 200 400 600 800 TEMPERATURE (K) Fig.7.] The resistivity of some B-SiC (solid symbols) and a-SiC (hollow symbols). 113 is equal to the sum of the SiC film and Si substrate thicknesses (~0.04 cm). The resistivity of polycrystalline B-SiC decreases monotonically with the increasing temperature over the entire temperature range whereas the resistivity of the single crystalline B-SiC decreases with temperature in general but sometimes increases slightly with temperature over short temperature ranges. The resistivity of a-SiC decreases with the increasing temperature for TS3OO K and increases as temperature goes above 300 K. In the low temperature range (i.e. below room temperature), a-SiC resistivity varies over a wider range (10"-106 Qcm) compared to single crystalline B-SiC (~101 (2cm) and polycrystalline B-SiC (~10'l Qcm). In the high temperature range, single crystalline B-SiC (307B) has strong temperature dependence (10"-102 (1cm) whereas all other samples have weak temperature dependence. This might be due to the low resistivity of the Si substrate which shorts the SiC film at high temperatures. The resistivity of all a-SiC samples shows strong temperature dependence below room temperature whereas weak temperature dependence is obvious above room temperature. Sample B, in particular, shows weaker temperature dependence than the other two samples. This might be due to the large carrier concentration (~1018 cm‘3 at 300 K) of this sample compared to that of the other two samples (10‘6 and 10‘7 cm‘3 for samples H and B, respectively, at 300 K). Fig.7.2 shows two cycles of the resistivity of some polycrystalline B-SiC films in a temperature range of 13-1277K. The hollow symbols show the cycle that starts from the low temperature and goes to the high temperature whereas the solid symbols show the cycle that goes from high to low temperatures. The resistivity of these films has stronger 114 #IIIWTIW—TIIIIIITIIIIITTITITIIITIIIll )— -4 A V O 1523 g V 193A 5 0.10 ~37 :- E _ 2. .. [_ _ m a _ In] a: _ 0.011111i1111i111111111i1111i1111i1111 0 200 400 600 800 1000 1200 1400 TEMPERATURE (K) Fig.7.2 Two cycles of the resistivity of some polycrystalline B-SiC films. 115 temperature dependence at TSZOOK. Their resistivity is very low (0.01-0.4 (1cm) compared to the single crystalline B-SiC and a-SiC samples especially at temperatures below 200 K. This might be due to the large carrier concentration of these films even at very low temperatures ()10'8 cm'3). Even though some films were not initially annealed, the results were reproducible. The resistivity of the single crystalline B-SiC and or-SiC is also reproducible in the entire temperature range. Resistivity of SiC can be used in temperature sensing. An important figure-of-merit of temperature sensors is their sensitivity to temperature change. This sensitivity can be studied in terms of the temperature coefficient or defined as120 259 poT’ a = ...(7.1) where p is the resistivity and T is the temperature. The temperature coefficient or is suitable for sensitivity comparison of materials that have comparable resistance R values. Otherwise, the quantity AR/AT can be used as a figure-of-merit. Fig.7.3(a) shows the temperature coefficient or for the samples of Fig.7.]. All polycrystalline and single crystalline B-SiC samples exhibit a negative or through out the entire temperature range whereas a-SiC shows a negative or at low temperatures and exhibits a change of sign near room temperature. This is not a desirable characteristic of a temperature sensor since it limits its use to either the positive or negative temperature range of at to insure obtaining a single calculated value of temperature for a single value of measured resistivity. 116 0.02 I l l l I l l 1 l I l l I I I l 1 l 1 TE : E- - . E 000 5% v 1523(3c-51C) g r O 193A(3C-SiC) Ln - . . . E: o“. O 3O7B(3C-SlC/S1) 8 002 V BE] .. LU sampleE(4H-SiC) a ' - P6013 .‘ -0 sampleH(6H-SiC) a [OCH . :0 sampleB(6H-SiC) é - fl - E -0.04 — — E >— .. ._ . - E- R i _006 l l l 1 i l 1 l l L l l l l i l l 1 l 0 200 400 600 800 TEMPERATURE (K) A0.004_111U]111T8ED11111_ "E 5 [35b OED?) 8:ng f: 0.002 :— Cl —_ E : O O O O : .. — O O .. 2 0.000 ;— D ‘ ‘1 E: 5 . v';§""¥o°'o"o “ : g -0.002 r:— v 0" ‘09 T: U :o' ’ CI 0 : g; -0 004 _—. v [3 O . -; D Z O . I E- _' Q .. E E ‘ 0 a :5 '0.008 5 . O . T: E—_O_O1OE_1_91114111144111411: 0 200 400 600 800 TEMPERATURE (K) Fig.7.3 (a) The sensitivity coefficient a for samples of Fig.7.]. (b) An expansion of the data shown in (a). 117 In general, all samples show higher sensitivities at lower temperatures due to the steep change in their resistivity at those temperatures. These sensitivities do not show any scattering throughout the whole temperature range except for single crystalline B-SiC. This scattering in sensitivity is not desirable and might be due to changes in resistivity values of SiC-Si interface. Fig.7.3(b) shows that the temperature coefficient for a-SiC at T23OOK (0.002- 0.004K'l for samples B and E) has a larger magnitude than that of polycrystalline B-SiC (0.0005-0.002K"). Since or for the former material becomes very small and approaches zero within a temperature range of 200-3OOK, the use of this material for temperature sensing in this temperature range should be avoided. Table 7.1 shows that or-SiC and B-SiC have temperature coefficients comparable to those of platinum and tungsten. Therefore our polycrystalline SiC films can be a potential alternative for the commercially available platinum and tungsten temperature sensors since they have comparable sensitivity, negligible oxidation rate even at 1000°C, chemical inertness to corrosive atmospheres, radiation immunity and excellent mechanical properties. Hexagonal SiC suffers from a limited temperature range compared with our polycrystalline SiC films which have negative or through out the temperature range. 118 Table 7.1. The temperature coefficient at at 300 K for some alloys, oxides, hexagonal SiC, and polycrystalline SiC films. Material or (/°K) Material 0t (/°K) Platinum +0.0037 4H-SiC (sample B) -0.0015 Tungsten +0.0052 6H-SiC (sample B) -0.004 Nickel oxide -0.044 B-SiC (307B) -0.0l44 Manganese oxide ~0.044 193A (poly. [3-SiC) -0.0026 6H-SiC (sample H) +0.00014 1528 (poly. B-SiC) -0.0028 For comparison of sensitivity of other semiconductor temperature sensors, the temperature coefficient of resistivity TCR is usually used. TCR is basically a crude average of or over the specified temperature range (i.e. an-T) and defined asm TCR_ 1 p(T)-p(T,,f) 1’0") (T—T,, , ...(7.2) where p(Tmf) is the measured resistivity at a reference temperature, usually taken as the lowest temperature in the operating temperature range of the sensor. p(T) is the measured resistivity at the highest temperature T in that range. Table 7.2 shows TCR for some polycrystalline 3C-SiC films over the entire temperature range. The sensitivity of sample 1528 is one order of magnitude smaller than that of 193A and 160A as shown in Table 7.2. Samples 1528 and 193A have comparable carrier concentrations in the entire temperature range, comparable thicknesses (Table 7.3) 119 and large difference in their sensitivities (one order of magnitude). For sample 193A, evaluating TCR over a narrower temperature range of 13-774 K leads to higher TCR values since the sensitivity of polycrystalline B-SiC films decreases with temperature. Since TCR exhibits a change of sign with temperature for a-SiC samples, it is necessary to evaluate TCR in this case over a temperature range where sensitivity has no sign change. Taking this range to be the high temperature range (i.e. above room temperature) provides a possibility for us to compare our results with the published data which is only available in this temperature range. Table 7.3 shows TCR for the polycrystalline and single crystalline 3C-SiC, heteroepitaxial 4H- and 6H-SiC, and Si with the corresponding temperature range and carrier concentration. Table 7.2. Temperature coefficients of resistivity (TCR) of some polycrystalline 3C-SiC samples evaluated over the corresponding temperature range. Sample TCR (%/K) Temperature (K) 1523 (poly. B-SiC) 0.069 13-1277 160A (poly. B-SiC) 0.111 295-1016 193A (poly. B-SiC) 0.130 13-774 Table 7.3 shows that above room temperature the sensitivity of our polycrystalline 3C-SiC films is comparable (160A) or one order of magnitude less (1528 and 193A) than that of Si. This difference in sensitivity might be due to an approximately three orders of 120 Table 7.3. Temperature coefficients of resistivity (TCR) of some polycrystalline and single crystalline 3C—SiC films and heteroepitaxial 6H- and 4H-SiC samples evaluated over the corresponding temperature range. Thicknesses and available carrier concentrations obtained at room temperatures are also provided. Sample TCR (%IK) Thickness Concentration Range (K) (A) (cm‘3) 1523 (poly. B-SiC) 0.049 3500 1020 295-1277 160A (poly. B-SiC) 0.111 1200 295-1016 193A (poly. B-SiC) 0.092 3000 1020 293-774 H (6H-SiC) 0.202 1121 x10“ 5x1016 294-757 B (6H-SiC) 0.084 845.82x10‘ 6.8x1018 498-738 E (4H-SiC) 0.227 568.96x10‘ 3.2x10l7 314-735 3C-SiC* 0.091 10S »1017 623-823 Si“ substrate 0.72 10'7 300-923 *[lzll 121 magnitude variation in the carrier concentrations. These polycrystalline films have comparable (1528 and 193A) or larger (160A) sensitivities than the single crystalline 3C- SiC as shown in Table 7.3. In addition, they have a major advantage over Si and single crystalline 3C-SiC since they can be used as temperature sensors over a much wider temperature range with an acceptable sensitivity. The hexagonal samples show the same potential but over a smaller temperature range compared to the polycrystalline 3C-SiC films. 7.3 Summary Polycrystalline 3C-SiC shows a negative temperature coefficient on over the entire temperature range which permits its use for temperature sensing over a wide temperature range (13—1277 K) with a single sensor. a-SiC exhibits a sign change in or in a temperature range of 200-300 K which limits its use to either high or low temperature range. The temperature coefficient of the single crystalline 3C-SiC shows some scattering in a temperature range of 200-600 K which prevents its use as a temperature sensor in that range. CHAPTER 8 SUMMARY AND FUTURE RESEARCH The objective of this research was to provide an understanding of the transport properties of SiC films deposited by Pulsed Laser Deposition technique and to study the potential of these films for temperature and heat flux sensors. Conductivity and Hall measurements were conducted in a temperature range of 13- 800K. In case of polycrystalline 3C-SiC films deposited on insulating substrates, Hall mobilities, carrier concentrations, and activation energies were obtained from these experimental measurements using a phenomenological model. Furthermore, the low transport data for polycrystalline 3C-SiC films were analyzed in terms of impurity/defect band and hopping models were used for the first time. In case of heteroepitaxial 3C-SiC films deposited on Si substrates, conductivity and Hall voltage models were used to extract the conductivity and Hall voltage of 3C-SiC films from measurements on the 3C- SiC/Si structure. In addition, data and analysis are also presented in chapter 5 for commercially available 6H- and 4H-SiC substrate wafers. The Seebeck coefficient was also investigated for polycrystalline 3C-SiC films and 122 123 monocrystalline 4H- and 6H-SiC wafers to determine the potential of these SiC polytypes for thermoelectric generators and temperature and heat flux sensors. The measured Seebeck emf of our polycrystalline SiC films is comparable or larger than that of platinum thermocouple and thus has a good potential for temperature sensing as well as surface heat flux sensing. However, polycrystalline SiC films show a weak potential for thermoelectric generation compared to other materials. 8.1 Future Work The Seebeck coefficient of polycrystalline 3C-SiC and monocrystalline a-SiC was obtained over a limited temperature range and the results showed good potential for temperature and heat flux sensors. Therefore, it would be interesting to measure the Seebeck coefficient of SiC over a wider temperature range including investigation of anisotropy for or-SiC polytypes. In addition, fabricating the proposed heat flux sensor using SiC technology is of interest. Further development of the presented conductivity and Hall coefficient models considering the nonlinearity of the p-n junction is needed to extract accurately the conductivity and Hall data of the B-SiC thin film from the SiC/Si structure. APPENDIX APPENDIX Multiple-Layer Resistivity Model In this model, it is assumed that we have a three-layer rectangular sample with 26,326, size. The thicknesses and conductivities of the top, intermediate, and bottom layers are t,, t:, and t3, and 00, 0,, and 0'2, respectively. The current I is applied into the top layer through rectangular contacts with 2c><2d size as shown in Fig.Al. A two dimensional plots of the imposed field in the y and x directions are shown in Figs.A2 and A3, respectively. A three dimensional plot of the same field is shown in Fig.A4. Fig.AS shows the potential ¢(X,Y,Z=0) for the applied field of Fig.A4. The amplitude of this potential varies between -0.1 and 0.1 for 00=01=02 and from -0.9 to 0.9 for 61:62 and (ol/o(,)=0.1, respectively. 124 125 7r 28, AL 11 \l l‘ ’l 28,. Fig.A.l A top view of the sample used in our model. The two metal contacts are shown in dark color. 126 The imposed field E,(X,Y) through the contacts at the top layer can be expressed in terms of Fourier series in two dimensions as E,(X,Y)=F(Y)G(X). In the Y direction the applied field F(Y) is an even function at both contacts whereas this field in the X direction G(X) is an odd function at both contacts. Fig.AZ and Fig.A3 show Fourier expansion of the imposed field in the Y and X directions, respectively, using 200 terms. The imposed field E,(X,Y) is shown in Fig.A4. .F- - {1.1-All. E(Y) L l J ‘1 '0.5 0 0 S 1 Y Fig.A.2 A two dimensional plot of the imposed field in the Y direction at the surface (i.e. Z=O) 127 (3in 0 Fig.A.3 A two dimensional plot of the imposed field in the X direction at the surface (i.e. Z=0). 1’- 128 Fig.A.4 A three dimensional plot of the imposed field at the surface (i.e. Z=0). 129 Fig.A.5 A three dimensional plot of the potential at the surface (i.e. Z=0) assuming that the conductivity of the three layers is the same. 130 Since the space charge is assumed to be zero, Poisson's equation reduces to Laplace's equation: v2¢(X,Y.Z)=0, ...(1) where ¢(X,Y,Z) is the potential at any point, X=x/5x, Y—jI/Sy, and Z=z/5x. Solving this differential equation by separation of variables leads to: (b1 (X) =alsin(1cX) +blcos(1cX) , ... (2a) ¢2(Y) =azsin(lY) +b2cos(AY) , . . . (2b) (1);, (Z) =a3exp(-yZ) +b3cos (yZ) . . . . (2c) where K)», and y are constants with yz=1<2+23 Since the current is applied through one contact and comes out of the other one, (1)1(X) and ¢2(Y) are odd and even functions of X and Y, respectively, leading to bl=a2=0. Imposing zero current at the boundaries of the sample (i.e. thi)l(:1:25x):0 and v,,¢2(125y)=0) leads to: x=(2m+1)%-51;, .(3a) 1 112 by, . (3b) ’5 2 2 Y2=[ ((421721): +:2]1t2, ...(3C) x y where m and n are integers 20. The general solution of Laplace's equation can be written as: (,X Y, 2):;215’," nsin[ (2m+1)%X] cos(nrtY) , ...(4) where 131 Fm,n-¢;,n<1)exp+(0), ¢‘(0), ¢+(1), (13(1), and <|>'(2)) to be determined by the boundary conditions. The 5 boundary conditions are: at z=0, the imposed field E,(X,Y,Z=O) is equal to EZ(X,Y,Z=0). at z=dl, the tangent field is continuous. at z=d2, the tangent field is continuous. at z=d,, the perpendicular current is continuous. at z=d3, the perpendicular current is continuous. Applying these boundary conditions lead to the following set of equations: _61[¢;m(o)-¢;,'n(0)]=AmBn, . . . (10a) [¢,;,n<0) exp(YT1) +;,n(0) exp(-Y T1)] = 1012,).(1)exp(YT1)+¢£.,n(1)exp(-yT1)] , . - . (10b) [¢;,n(l) exp;z,n(1) eXP(-YT2)1 = [;.,n(2)exp(-yT2)1, ...(10c) 133 001(1),}...(0) exp;z,n(1) exp(-Y T2) 1 = [-02¢;,n(2)exp(-7T2)], ...(10e) where T,=t,/5x and T3=t:/5x. Solving the above 5 equations leads to: ¢*(O) =(b‘(2) K‘exp(—2~{T1) , . . . (11a) ¢'(O)=¢’(2)K‘, ...(11b) ¢+<1>=—:-¢-(2)<1-—:3)exp<-2yrz), ...(llc) ¢~<1>=§0‘<2) (1+ :2 ), ...(11d) 1 134 5.. (Amen) —- ¢‘(2)= Y , ...(1le) K*exp(-2'yT1) -K‘ where +_'_1_ O _O _ K ——4-[(1+—O—:) (1 B—jlexpmym T2)) +(1-$)(1+°2)], ...(12a) (’0 1 -—1r —3l —3_2. — K —Zt(l OO)(1 allexp(2y(T1 T2)) +(1+—°—1)(1+3%)l, ...(12b) 00 1 The solution of Laplace's equation is now complete. The thickness correction factor is given by: = Cd C.F. ¢(—6x,6y,0)-