LIBRARY Mlchlgan State Unlverslty PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. DATE DUE DATE DUE DATE DUE NOV 1 5 1999 APR 2 9 2005 1“ mm.“ ANTHROPOMETRIC AND BIOMECHANICAL ASSESSMENT OF SKELETAL STRUCTURAL ADAPTATIONS lN BlOARCHAEOLOGlCAL POPULATIONS FROM MICHIGAN AND WESTERN NEw YORK By David Arthur BarondeSS A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Anthropology 1 998 ABSTRACT ANTHROPOMETRIC AND BIOMECHANICAL ASSESSMENT OF SKELETAL STRUCTURAL ADAPTATIONS IN BIOARCHAEOLOGICAL POPULATIONS FROM MICHIGAN AND WESTERN NEW YORK By David Arthur Barondess This research investigates postcranial skeletal structural adaptations in archaeological populations derived from Michigan and western New York. It accomplishes this by examining differences in long bone structure that may have coincided with changes in physical activity between the prehistoric and historic periods in Michigan. Second, it explores long bone structural differences between groups of hunter»gatherers and agriculturalists in western New York state. Two separate yet complimentary data sets, both Of which measure dimensional and architectural characteristics Of the femur and humerus, but which are predicated on different methodological approaches, are used. One data set is derived from a whole bone anthropometric analysis of external bone dimensions, the other is derived from a biomechanical analysis Of computerized tomographic (CT) scan-generated diaphyseal cross-sectional size, shape and strength properties. The results Of this research demonstrate that there are significant differences in the femoral and humeral dimensions and biomechanical properties between the prehistoric and historic period groups in Michigan. For both males and females, most measures Of diaphyseal size are smaller in the historic period. Alternatively, the diaphyses are significantly stronger, arguing for increased biomechanical demand, for both sexes, in the Michigan historic period. The magnitude Of the femoral cross-sectional size and strength differences between the prehistoric and historic periods is generally greater for females than for males, suggesting that the level Of physical activity changed more dramatically for females between the two periods. For the New York hunter-gatherer and agricultural comparison, the results Of the biomechanical analyses do not argue for any significant increase (or decrease) in workload in one group compared to the other. WIth the aid Of the archaeological record and historical documentation, Patterns Of physical activity and their potential behavioral correlates within the context Of culture contact are examined. Specifically, the influence Of the fur trade on Native American subsistence pursuits during the historic period is addressed. Results are evaluated against a broad backdrop Of comparable research from other regions of North America, where similar analyses have brought to light the general patterns of skeletal structural adaptation that can be expected from modificatiOns in physical activity in a wide range Of biocultural contexts. Finally, suggestions for future research are proposed. This work is dedicated to my family, to whom my deepest gratitude can never be adequately expressed. TO my parents, whose ceaseless love, support, and encouragement sustained me throughout my many years Of schooling, to my sister Lisa, whose courage continues to be my greatest source Of inspiration, to my wife and best friend Margaret, without whose unlimited patience and balanced perspective on matters large and small this work would never have been completed, and to my son Jacob and daughter Abigail, whose lives strengthen mine in more ways than they will ever know. iv ACKNOWLEDGMENTS Throughout the course of my research, many individuals and institutions have supported my efforts, and I owe them all a great deal of thanks. This research was generously supported by a National Science Foundation Doctoral Dissertation Grant (BNS 9011522). I also want to thank the anthropology department at Michigan State University (MSU) for supporting me with numerous teaching assistantships and research and teaching awards. I wish to thank my dissertation committee members, Drs. Norman Sauer, William Lovis, Charles Cleland and Larry Robbins from MSU, Dr. Clark Larsen from The University Of North Carolina at Chapel Hill, and Dr. Lorraine Saunders Of the Rochester Museum and Science Center. TO be singled out from all Of those who have shaped my development as a physical anthropologist is my Chairman, Dr. Sauer. I am extremely fortunate that my emergence as a teacher and scientist has been cultivated in an atmosphere where his Office door knew no lock. Norm's patient, gentle, determined guidance never failed me. AS a mentor, he unselfishly shared with me his energy and wisdom about matters anthropological and otherwise. Thank you Norm. TO Dr. Lovis, I am especially thankful for the numerous archaeological fieldwork experiences he has shared with me, as well as for our discussions regarding anthropological issues too numerous to recount here. I have learned much by Observing Bill’s approach to research, which is based on a critical eye for detail, subtlety, and nuance. On many occasions over the years, Dr. Cleland has shared with me his thoughts on issues related to Michigan archaeology and ethnohistory. One of Chuck’s seminars captured my interest in the contact period Of Michigan, and l have gained much from his knowledge Of Great Lakes Indians, both past and present. I thank Dr. Robbins for encouraging me to broaden my geographical horizons, and for his willingness to always share with me his thoughts on a wide range Of anthropological topics. The broad perspective from which Larry approaches anthropology has greatly helped "round out" this study. I wish to thank Dr. Larsen, who encouraged me to consider a research project on contact period bone biology. Without Clark’s tireless commitment to the field of contact period bioarchaeology, there would be little intellectual and theoretical backdrop for this study. I also appreciate Clark’s invitation to participate in the St. Catherine’s Island bioarchaeology project. vi One Of the most exciting aspects Of this project was the collaboration that developed with the Rochester Museum & Science Center (RMSC), Rochester, New York. Foremost at this institution, I am deeply indebted to Dr. Lorraine Saunders. Without Lori’s deep interest in Seneca bioarchaeology, the New York portion of the research would not have been possible. In a climate where gaining access to Native American skeletal samples can be problematic, I am greatful for having had the opportunity to tap the scientific research potential of the collections examined in this study. From the RMSC, I am indebted to Charles Hayes, lll, former Museum Director, for helping to secure permission to transport material to my home institution for study. I also wish to thank the RMSC for naming me an Arthur C. Parker Fellow, which provided financial support to help defray expenses associated with my trips to Rochester. From the Henry Ford Hospital (HFH) in Detroit, I wish to thank Dr. Dianna D. Cody, Senior Research Scientist, who directly supervised all aspects of the CT study, and provided much needed assistance throughout this highly technical, often laborious and frustrating, phase Of data collection. I would also like to express my gratitude to Dr. Michael Flynn, Director of Radiologic Physics and Engineering at Henry Ford, for his attention to the details that helped move the CT scanning work along. I am forever grateful to James Ciarrelli, who patiently sat by my side for every CT scan and readied all Of the scan raw data for analysis. vii Several individuals at The University of Michigan were also helpful to me with regard to data collection. I thank Dr. John O’Shea for his helpful insights during the very formative stages Of the research, and Dr. Henry Wright, who helped me gain access to the Juntunen Site skeletal collection. Thanks tO Dr. Richard Wilkinson at the State University Of New York, Albany, for facilitating access to skeletal material at his institution. Dick was a gracious host on my trips to Albany, and our discussions on a wide range of bioarchaeological topics were an added bonus to my visits. I am also grateful for the extensive assistance Offered me by Dr. Christopher Ruff of The Johns Hopkins University School Of Medicine. I gained much knowledge from Chris’ willingness and enthusiasm to discuss any aspect of scanning archaeological bone with me. He has been a major figure in laying the groundwork for those with an interest in CT and archaeologically- derived skeletal remains, and his work provided a tremendously firm platform from which this study could be launched. I wish to thank Dr. Patricia Bridges of Queens College for her help with the anthropometric component Of the study; Dr. Susan Pfeiffer, SchOOI Of Human Biology, University of Guelf, Ontario, who graciously shared with me her age and sex data from the Frontenac Island site; and Dr. Dean Anderson, Office Of the Michigan State Archaeologist, whose enthusiasm to share with me his knowledge Of the archaeological and ethnohistorical records as pertain to the contact period in the Great Lakes region was immensely appreciated. viii I also want to express my deepest appreciation to Dr. Dorothy Nelson of the Wayne State University School of Medicine. I have benefitted immensely from my experience in Dorothy’s laboratory, having been afforded the Chance to work on the "extant side" Of skeletal biology. The knowledge I have gained in this regard has helped expand the perspective from which I pursue my interests in bone biology, and for this opportunity I am continually greatful. ix TABLE OF CONTENTS LIST OF TABLES .......................................... xiii LIST OF FIGURES ......................................... xiv CHAPTER 1 INTRODUCTION ............................................ 1 CHAPTER 2 BIOMECHANICS AND THE HUMAN SKELETON .................... 7 Wolff’s-Law..... ...................................... 7 . Animal. Models and Skeletal Adaptation ...................... 10 Computed Tomography (CT) Scanning ...................... 12 Theoretical and Practical Principles Of CT Scanning ............. 14 The Hounsfield Scale ................................... 17 CT Scanning vs. Radiography (X-Rays) ..................... 18 Biomechanical Principles ................................ 19 Skeletal Structure and Engineering Beam Theory .............. 22 Application Of CT to Bioanthropological Issues ................. 25 CHAPTER 3 BIOARCHAEOLOGY ........................................ 27 Previous Research .................................... 27 Current Research ..................................... 32 Michigan Prehistoric Period ................... . ........... 32 The Riviera aux Vase Site .......................... 32 The Juntunen Site ................................ 35 Michigan Historic Period ................................ 37 The Lasanen Site ................................ 37 , The Fletcher Site ................................. 39 New York Prehistoric Period .............................. 40 The Frontenac Island Site .......................... 40 The Harscher Site ................................ 41 New York Historic Period ................................ 42 The Tram Site ................................... 42 Hypotheses .......................................... 43 CHAPTER 4 MATERIALS AND METHODS ................................. 47 Skeletal Sample Selection ............................... 47 Femoral and Humeral Whole Bone Anthropometry .............. 53 Computed Tomography (CT) Scanning ...................... 55 Technicare 1440 control display parameters ............. 55 The role of the phantom in CT scanning ................ 58 The orientation box and CT scanning .................. 59 Femoral Orientation . . .' ................................. 64 The anteroposterior (A-P) axis ....................... 65 The mediolateral (M-L) axis ......................... 66 The rotational axis ................................ 68 Final positioning ................................. 68 Humeral Orientation .................................... 69 The anteroposterior (A-P) axis ....................... 69 The mediolateral (M-L) axis ......................... 69 The rotational axis ................................ 70 Processing the CT-Generated Cross-Sectional Image Data ....... 70 Biomechanical Properties ................................ 75 Normalization of Data .................................. 80 Statistical Approach .................................... 81 CHAPTER 5 RESULTS ................................................ 84 Anth ropometrics ...................................... 84 Michigan prehistoric vs. historic period: male femora ....... 84 Michigan prehistoric vs. historic period: female femora ...... 85 New York hunter—gatherer vs. agricultural groups: male femora ............................... 86 New York hunter-gatherer vs. agricultural groups: female femora .............................. 86 Michigan prehistoric vs. historic period: male humeri ....... 87 Michigan prehistoric vs. historic period: female humeri ...... 87 New York hunter-gatherer vs. agricultural groups: male humeri ............................... 88 New York hunter-gatherer vs. agricultural groups: female humeri .............................. 88 Biomechanics ........................................ 89 Michigan prehistoric vs. historic period: male femora ....... 89 Michigan prehistoric vs. historic period: female femora ...... 90 New York hunter-gatherer vs. agricultural groups: male femora ............................... 91 Michigan prehistoric vs. historic period: male humeri ....... 92 Michigan prehistoric vs. historic period: female humeri ...... 92 xi New York hunter-gatherer vs. agricultural groups: female humeri .............................. 93 Testing Of Hypotheses ............................. 93 CHAPTER 6 DISCUSSION ............................................ 100 Summary and Conclusions .............................. 110 Suggestions for Future Research ......................... 112 APPENDICES Appendix A: Femoral and Humeral Anthropometrics- Measurements, lnstrumentation and Explanations . . . 117 Appendix B: Results for Femoral and Humeral Anthropometric Data- Michigan and New York Samples ............... 125 Appendix C: Results for Femoral and Humeral Biomechanical Data- Michigan and New York Samples ............... 138 Appendix D: Figures to Anthropometric and Biomechanical Results- ‘ Michigan'and New York Samples ............... 157 Appendix E: Figures to CT Scanning ...................... 189 LITERATURE CITED ............. ' .......................... 194 xii Table 1 Table 2 Table 3 Table 4 Table 5 Table 6 Table 7 Table 8 LIST OF TABLES Femoral Sample for Anthropometric Analysis: Breakdown by Sex and Side ......................... 51 Humeral Sample for Anthropometric Analysis: Breakdown by Sex and Side ......................... 51 Femoral Sample for CT Analysis: Breakdown by Sex and Side ......................... 52 Humeral Sample for CT Analysis: Breakdown by Sex' and Side ......................... 52 Femoral and Humeral Whole Bone Anthropometry ......... 54 Example Of CT Scan Number Calculation ............... 57 Summary of Changes in Femoral Diaphyseal Dimensions and Biomechanical Cross-Sectional Measurements ............ 98 Summary Of Changes in Humeral Diaphyseal Dimensions and Biomechanical Cross-Sectional Measurements ............ 99 xiii LIST OF FIGURES APPENDIX D Figure D1 - Maximum length of the femur (mm): Michigan ............ 157 Figure DZ - Maximum trochanteric length of the femur (mm): Michigan . . . 158 Figure 03 - Subtrochanteric A-P diameter of the femur (mm): Michigan . 159 Figure D4 - Subtrochanteric M-L diameter Of the femur (mm): Michigan . . 160 Figure 05 -Femoral neck girth (mm): Michigan ................... 161 Figure D6 - Proximal epiphyseal breadth Of the femur (mm): Michigan . . . 162 Figure D7 - Midshaft A-P diameter Of the femur (mm): New York ...... 163 Figure D8 - Subtrochanteric A-P diameter of the femur (mm): New York . . 164 Figure 09 - Subtrochanteric M-L diameter of the femur (mm): New York . . 165 Figure D10 - Maximum length Of the humerus (mm): Michigan ......... 166 Figure D11 - Lesser tubercle-trochlear length of the humerus (mm): Michigan ...................................... 167 Figure D12 - Head-medial epicondylar length of the humerus (mm): Michigan ...................................... 168 Figure D13 - Maximum midshaft diameter Of the humerus (mm): Michigan ...................................... 169 Figure D14 - Humeral head girth (mm): Michigan .................. 170 Figure D15 - Cross-sectional medullary area Of the femur (mmz): Michigan ...................................... 171 xiv Figure D16 - Cross-sectional total area Of the femur (mmz): Michigan . . . . Figure D17 - lw (maximum bending strength Of the femur-mm‘): Michigan ..................................... Figure D18 - J (torsional strength Of the femur-mm“): Michigan ....... Figure 019 - PCA (% cortical area Of the femur-mmz): Michigan ....... Figure 020 - Cross-sectional medullary area Of the femur (mmz): Michigan Figure D21 - Cross-sectional cortical area of the femur (mmz): Michigan . . Figure D22 - Cross-sectional total area Of the femur (mmz): Michigan . . Figure 023 - lw (maximum bending strength Of the femur-mm‘): Michigan ..................................... Figure 024 - I (minimum bending strength of the femur-mm‘): min Michigan ..................................... Figure 025 - J (torsional strength Of the femur-mm‘): Michigan ....... Figure 026 - Cross-sectional total area Of the humerus (mmz): Michigan . . Figure 027 - lx (M-L bending strength of the humerus-mm‘): Michigan . . . Figure 028 - J (torsional strength of the humerus-mm‘): Michigan ..... Figure 029 - Cross-sectional total area Of the humerus (mmz): Michigan . . Figure 030 - lx (M-L bending strength of the humerus-mm‘): Michigan . . . Figure 031 - Cross-sectional medullary area of the humerus (mmz): New York .................................... 172 173 174 175 176 177 . 178 179 180 181 182 183 184 185 186 . 187 LIST OF FIGURES (continued) APPENDIX E Figure 1 - Technicare 1440 CT scanner ......................... 189 Figure 2 - Cross-sectional CT images (top to bottom 4 different left humeri) .................... 190 Figure 3 - CT long bone orientation box ......................... 191 Figure 4 - CT image Of long bone scanning apparatus ............... 192 Chapter 1 INTRODUCTION Anthropology has a deep history in attempting to understand human biological and cultural variability by examining data derived from the fossil record as well as from extant populations. Indeed, an appreciation Of the evolutionary forces that are responsible for mOlding the biocultural milieu within which humans are constantly Changing is 'an essential precondition for Characterizing the tremendOus biological diversity that typifies our species. As a logical extension to this fOCus on adaptation, the past two decades have witnessed a burgeoning interest, from a variety Of perspectives within biological anthropology, in the contributions that archaeologically-derived human skeletal remains can make with regards to fostering a more holistic understanding of the processes that help shape biocultural evolution. For example, bioarchaeological studies have addressed the impact Of dietary change on health ' and disease, as well as the association between nutritional adequacy and skeletal growth and development. Paleodemographic studies are also now numerous, especially those focusing on age- and sex-specific patterns Of population growth 2 and decline. Other important contributions have been made in the arena Of infectious disease research, where the sequelae Of morbidity and mortality experience can be examined. The evaluation Of skeletal pathological conditions with respect to trauma and osteoarthritis is also an area of research that has advanced our understanding Of the interaction between biology and culture. This dissertation makes an additional contribution to this growing body Of literature; that is, it examines postcranial skeletal structural adaptations in relation to physical activity. It accomplishes this by utilizing two separate case studies. First, it examines differences in long bone structure that may have resulted from concomitant Changes in physical activity between the pre- and post-contact periods in Michigan. Second, it explores long bone structural differences between groups Of hunter-gatherers and agriculturalists in western New York State. In order to test the hypotheses as outlined in Chapter 3, two separate yet complementary data sets, both Of which measure dimensions of the femur and humerus, but which are predicated on quite different methodological approaches, are used. One data set is derived from a whole bone anthropometric analysis Of external bone dimensions, the other is derived from a biomechanical analysis Of computerized tomographic (CT) scan-generated diaphyseal cross-sectional size, shape, and strength characteristics. As a means Of depicting skeletal anatomy, CT is unique in its ability to (1) precisely measure size and shape-related changes resulting from the application of biomechanical forces, (2) measure properties Of bone shape and strength that metric-based (e.g., anthropometric) studies cannot, 3 and (3) "visualize" the internal architecture Of bone non-invasively. A number of studies, including those of Bridges (1985, 19893, 1989b, 1991), Brock (1985), Brock and Ruff (1988), Larsen (1982, 1984, 1987, 1990, 1995, 1997), Larsen and Ruff (1991), Ruff (1981), Ruff and Hayes (1982, 1983a, 1983b), Ruff and Larsen (1990), Ruff and Leo (1986), Ruff et al. (1984), Sumner (1984), and Sumner et al. (1985), have utilized similar methods to evaluate human skeletal remains in terms of long bone adaptations to physical activity from a variety Of geographic contexts vis-a-vis the pre- and post-contact period transition, or in terms Of sUbsistence change between hunter-gatherer and agriculturally—based populations. These studies provide the methodological and theoretical foundation for the present research. This study, being the first of its~kind to examine femoral and humeral structural adaptations in skeletal samples derived from Michigan and western New York State, can provide answers to questions related to the biocultural adaptations Of the prehistoric and historic period Native American inhabitants of these two regions. It is also the first to explore the possibility that males and females from these two areas may have adapted differentially to the biocultural changes taking place in their respective environments. In order appreciate how it is that the mechanical demands to which humans are subjected throughout the course Of their lives leave an indelible mark on bone, it is important to clearly understand Wolff’s Law, the single most important organizing principle within the field of skeletal biology. 4 Chapter 2 begins with a comprehensive overview Of Wolff’s Law, including a discussion on the response Of skeletal tissue to mechanical stimuli. The nature Of cortical and trabecular bone orientation with respect to long bone diaphyseal strength is discussed. The role of in vivo animal models in laying the foundation for skeletal structural analyses in humans is briefly described, as is previous research on skeletal function and mechanical adaptation in a host Of non-human primate and early hominid groups. Next is a short historical overview Of CT development. The theoretical and practical principles governing CT technology are discussed, including the Hounsfield scale in relation to skeletal tissue. The advantages of CT to conventional radiography in terms Of the three-dimensional imaging Of human long bones are laid out, and the influence of biomechanical forces, including a discussion that distinguishes loads from stresses, is presented. The distinction is made between those aspects of bone biology that are genetically, as Opposed to environmentally, determined. Engineering beam theory is introduced, and its application in studies involving skeletal adaptations and the influence Of mechanical loading is examined. Chapter 3 outlines the bioarchaeological background to the current study. It begins by summarizing the major conclusions from research into human long bone diaphyseal structural adaptations and levels Of physical activity in archaeological remains from North America. The focus here is on the prehistoric American Southwest, northwestern Alabama, and the Georgia coast. The 5 Michigan and New York archaeological sites from which the osteological data is derived for the current research are outlined. Each site is discussed in terms Of its geographical setting, temporal context, and major subsistence adaptation. Relevant previous physical anthropological work is summarized. Hypotheses, accompanied by alternative expectations based on the general patterns Of skeletal structural adaptation that have been elucidated in comparable studies, are presented independently for the Michigan and New York samples. For these regions, the anthropometric and biomechanical data sets are also evaluated independently. Chapter 4 discusses the specific criteria, and their rationale, for selecting the Skeletal samples. Sample sizes are provided for both the anthropometric and biomechanical analyses. A description Of all femoral and humeral anthropometric measurements is given, and issues related to long bone orientation in CT studies is laid out. The formulae used to derive the cross-sectional area and moments of inertia properties are derived, normalization Of the biomechanical data is discussed, and the statistical approach is given. Chapter 5 presents the results Of all statistical tests for both the anthropometric and biomechanical data sets. Major sections are broken down by state, skeletal element (i.e., femur or humerus), and sex (i.e., male or female). General patterns Of skeletal size, structure, and strength are presented, and all statistically significant results are discussed. Chapter 6 examines the anthropometric and biomechanical results 6 independently with respect to the Michigan and New York skeletal samples. Differences in long bone structure that may have resulted from changes in physical activity are addressed, and the sex-specific behavioral correlates associated with such changes are suggested. The hypotheses are evaluated, and the results are then discussed within the broader context Of comparable studies from other areas Of North America. Finally, suggestions for future research are considered. Chapter 2 BIOMECHANICS AND THE HUMAN SKELETON Wolff’s Law It has been 'said with regard to the human skeleton that nothing is as constant as change (Stein et al., 1955). Indeed, it is axiomatic in skeletal biology that the internal and external architecture Of human long bones are remodeled in response to the direction and magnitude Of mechanical stress (Burr, 1980; Enlow, 1968; Frost, 1964, 1973; Hayes and Carter, 1979; Hoyte and Enlow, 1966; Lanyon, 1984; Lanyon and Baggott, 1976; Lanyon and Rubin, 1984; Martin and Burr, 1989; Tate and Cam, 1982; Weinmann and Sicher, 1955). Skeletal remodeling, then, can be seen as the way in which bone adapts, by changing its size, shape, and structure, in response to externally applied loads, or forces (Carter and Spengler, 1978; Currey, 1968; Larsen, 1997). This remarkable and unique aspect of bone as a structural material is embodied in Wolff’s Law of Transformation (Wolff, 1892), or the "Law Of BOne Remodelling," which holds that bone tissue adapts to its mechanical environment in response to the stresses 8 placed upon it (Lovejoy et al., 1976). As such, Wolff’s Law provides the theoretical underpinning for understanding how it is that a skeleton’s final form provides a window through which the external stimuli (i.e., mechanical forces) to which an individual’s skeleton is subjected throughout life can be examined and interpreted. It follows that Changes (i.e., adaptation) in the strength and/or direction of force will be accompanied by concomitant changes in bone strength and/or structure. While the exact mechanism explaining the relationship between skeletal form and mechanical loading is not fully understood (Frost, 1995; Hert et al., 1969; Kannus et al., 1996; Liskova and Hert, 1971), it is known, for example, that in response to changes in mechanical demand, at the cellular level, a bone’s collagen fibers will orient themselves parallel to the direction of the greatest tensile and/or compressive forces to which they are subjected. Bone mass (a material property) is also influenced by mechanical stimuli and is an important factor in determining bone strength (Beck et al., 1993); however, the response of skeletal tissue to changes in the mechanical environment is predominately an architectural one, having to do with size‘and distribution (Ferretti et al., 1993; Larsen, 1997). Manifestations Of Wolff's Law extend throughout the entire human skeleton. As an example, one needs only point to the longitudinal cross-section Of a proximal femur to visualize the relative distribution of cortical bone and the intricate alignment of trabeculae with respect to the direction Of the lines Of force 9 acting along the metaphysis and epiphysis. In order to appreciate the fact that the physical forces generated by human activity leave an indelible mark on bone, it is worthwhile remembering that bone functions in the dual role Of serving both as the primary structural element Of the human body as well as an organ, and hence possesses both biomechanical and physiological properties important in the remodeling process. For example, bones help protect internal organs and soft tissues. Bones that serve a protective function are primarily found within the axial skeleton, and are composed Of two layers of cortex, in between which is found a layer Of cancellous or trabecular bone. This particular orientation enables bone to accommodate high levels Of mechanical force without incurring structural damage. Indeed, the skeleton Of all terrestrial vertebrates represents several million years of evolution having worked to maximize physical strength, structural support, efficiency of locomotion and mineral availability. Whether conducting empirical studies under carefully-controlled laboratory conditions designed to test bone strength and rigidity in relation to various extemalIy-applied loads (Enlow, 1968; Frost, 1964; Jones et al., 1977; Lanyon, 1986; Lanyon and Baggott, 1976; Lanyon and Boum, 1979; Lanyon and Rubin, 1984) or, as in the present study, generating research hypotheses designed to compare a broad spectrum Of morphometric change in bioarchaeological remains, skeletal structure and function research vis-a-vis morphological adaptation is predicated on the knowledge that bone is a dynamic, living tissue, with the ability to alter its structure in response tO changing mechanical requirements (Hayes, 10 1986; Hayes and Snyder, 1981; Martin and Atkinson, 1977; Martin and Burr, 1989; Townsley, 1948; WOO et al., 1981). Animal Mmgls ang Skeletal Adaptation There has been a plethora Of non-human—based research focused on the systematic manipulation of a long bone’s loading environment in order to measure the element’s response to mechanical demand (Lanyon and Rubin, 1983). The results of such studies not only support Wolff’s Law, but they provide a conceptual framework for interpreting the relationship between Skeletal remodeling and alterations in mechanical loading. Many of these investigations incorporate one or more Of the major principles addressed in the current research, including engineering beam theory, mechanical forces, and skeletal cross-sectional area and geometric properties. Two classic studies involving surgically-induced alterations to the loading environment illustrate the approach taken to examine skeletal modifications in response to changes in the mechanical environment. One of these studies examined laboratory dogs (Chamay and Tschantz, 1972), where removal Of the radius resulted in an approximately one-third compensatory increase in ulnar diaphyseal size within 16 days. After nine weeks, the ulnar diaphysis increased in size by a minimum Of 60 percent. Bone apposition was manifest on both the subperiosteal and endosteal surfaces, and it was apparent that an intermittent applimtion Of loads, as Opposed to loads applied statically, had the greatest 11 impact on skeletal remodeling. In another study involving pigs (Goodship et al., 1979), ulnar removal resulted in a rapid increased in bone apposition in the radius. Non-surgically induced approaches, including exercise regimes, have also been used to examine the response of skeletal tissue to alterations in mechanical forces (e.g., axial compression and mediolateral bending). A widely cited example is a study Of sub-adult pigs (WOO et al., 1981) where significant endosteal apposition and remodeling of bone, with a corresponding increase in bending strength, was documented. Other animal studies have involved horses (Piotrowski et al., 1983; Rybicki et al., 1977), rabbits (Hert et al., 1969) and rats (Ferretti et al., 1993). Numerous studies aimed at evaluating hypotheses regarding skeletal function and mechanical adaptation have also been accomplished in several groups of prosimians, monkeys, apes, and early hominids. Some specific examples include research on the extinct giant prosimian Megaladapis edwardsi and the largest extant prosimian Indri indri (Jungers and Minns, 1979), Malaysian leaf-monkeys (F leagle, 1977), macaques (Burr et al., 1981 ; Runestad et al., 1 993) and lesser bushbabys (Galago senegalensis), where femoral mechanics have been examined in order to elucidate the structural adaptations Of the hindlimb tO leaping (Burr and Piotrowski, 1982). Mechanical properties and their associated characteristics related to bending strength have also been examined in the mandibular corpus Of Otavipithecus namibiensis, a middle Miocene hominoid from 1-2 southern Africa (Schwartz and Conroy, 1996). Ruff (1989) has presented an overview of how long bone structural analyses in many Of these groups can be used to address issues Of body mass estimation, limb dominance, and cross- sectional shape differences. In terms Of early hominid evolution, cross-sectional material properties with respect to activity-related changes in femoral and humeral morphology have been studied in fossil specimens representing the remains Of Homo erectus, Neandertals, and archaic Homo sapiens (Ruff et al., 1993; Ruff et al. 1994; Trinkaus et al., 1994). While there is no shortage Of biomechanically-based studies on extant humans, as alluded to above, the level Of analysis has traditionally been that Of a single bone. This is appropriate, in that the primary goal Of such research has been to further the understanding of human locomotor biomechanics. Only relatively recently have such studies been extended to incorporate the anatomical and behavioral characteristics within and between archaeologically-derived populations, and an overview Of several Of these key works is presented in the next chapter. Computed Tomggraphy (CI) Scanning Today, the modality Of choice for examining the intricate three-dimensional structure Of skeletal elements is computerized tomography (CT) scanning. The theoretical basis for the first CT scanner was developed in the late 1960’s by Godfrey N. Hounsfield at the Central Research Laboratories Of EMI Limited, 13 London (Morgan, 1983). After initial experimentation with inanimate Objects, and subsequently with diseased brain tissue, Hounsfield demonstrated that a machine built to incorporate CT technology could produce cross-sectional images that previously had been difficult to visualize with conventional x-ray techniques (Ambrose, 1973; Ambrose, 1975; Ledley et al. 1974). These early machines, known as "brain scanners,” were only capable of producing images Of the head, and their primary use was in the production Of images Of abnormalities within the cranium, such as brain tumors. For his successful incorporation of the theoretical . and technological aspects of CT technology into a machine capable of providing a range Of cross-sectional images in living people, Hounsfield is widely credited with making CT scanning clinically feasible (Seeram, 1982). In 1972, he shared the Nobel Prize in Physiology and Medicine with A. M. Cormack, a Tufts University physicist who independently made significant strides while working with CT and cross-sectional imaging technologies. Shortly after Hounsfield’s early work, CT techniques were adapted to image other anatomical regions, and a generation Of "whole body scanners" emerged that were capable of producing transverse-oriented sectional images anywhere within the body. The first two Of these CT scanning units in the United States were installed at the Mayo Clinic and the Massachusetts General Hospital in 1973 (Gordon et al., 1975; Morgan, 1983), and within four years, some 760 CT scanners had been ordered by hospitals, clinics, and physicians (Computed Tomographic Scanning, 1977; Policy Implications Of the Computed Tomography 14 (CT) Scanner, 1978). CT was soon hailed as the most significant advance in radiologic science since the discovery of x-rays by Roentgen in 1895. Several more advanced generations of scanners have dramatically decreased both scanning and image reconstruction time through numerous modifications related to the x-ray source and radiation detectors. Today, CT technology is recognized as an integral component of diagnostic radiology, relying on the expertise Of a wide-range of professionals within the clinical and research communities. Theoretical and Practical Principles'of CT Scanning The word tomography is derived from the Greek "tomos," which means "a slice or section." It follows that the primary goal Of tomography is to depict several overlapping layers Of tissue selectively and distinctly (Gambarelli et al., 1977), leading to the reconstruction Of an image that accurately replicates the morphology Of a transverse cross-section, or slice, Of anatomy, be that structure of soft (e.g., fat or muscle) or hard (e.g., bone) tissue origin (Boyd and Parker, 1983; Morgan, 1983; Ter-Pogossian, 1983). The CT scanner is composed Of six basic elements: (1) a subject handling table; (2) a scanning gantry, a movable frame on the CT machine containing an x-ray source, collimators, which function to reduce the emergent radiation to the size of a fine beam, and detectors; (3) the data acquisition electronics; (4) the x- ray generator; (5) a computer, which collects, stores, and processes information from the detector; and (6) a viewing console, with a television-like screen on 1 5 which the reconstructed image produced by the computer is displayed for viewing and/or photographic recording. The primary theoretical achievement Of CT imaging is predicated on its ability tO direct radiation at an object from multiple angles. With the aid Of a computer capable Of storing and processing x-ray transmission data, a transverse section, or cross-sectional image, of that object, devoid of any superimposed structures, can then be reconstructed (Perry, 1980; Seeram, 1982). During CT scanning, the energy source emits a beam Of x-rays that passes through an Object, and is collected by the detector. The energy readings at each position of the scanning beam’s geometrical coordinates are stored by the computer, each reading reflecting the amount of energy lost by the beam of x-rays. This reduction in photon energy as the scanning beam passes through a given structure is known as attenuation. The computer then reconstructs an image and displays it on the screen as a cross-section, or "slice." The practical basis Of CT technology lies in the domain Of digital image processing, which involves the conversion Of raw data (e.g., from a human long bone cross-section) by a computer-applied algorithm, or reconstruction technique, into numerical data (T er-Pogossian, 1983). Specifically, structures are differentiated by their ability to absorb different energy levels. The more dense a structure is, the. more energy it will absorb. Since exposure to an energy source blackens x-ray film (i.e., the receptor), when relatively little energy reaches the x- ray film, the image of that structure will appear light. A structure such as bone, 16 which is dense relative to other body tissues, appears white on x-ray film; air, much less dense than bone, appears black. Structures with intermediate densities, such as fat and soft tissue, appear as shades of gray. CT images are capable Of showing extremely minute variations (i.e., spatial and contrast resolutions Of 51 line/mm and s 0.5%, respectively) in x-ray attenuation, and the computer and monitor have the technical ability to display CT images across a broad spectrum Of contrast and brightness values. In fact, it is customary tO view CT images at high contrast levels compared with conventional x-rays, and by varying the window level (brightness) and width (contrast), the viewer can visualize the entire density range Of the Object being scanned. The scanned images themselves are composed Of picture elements (pixels), small squares arranged in two dimensions (rows and columns) to form a matrix, which is typically 256x256 or 512x512 pixels in size. Each pixel corresponds to a small volume Of tissue (i.e., bone). For each pixel of tissue, the CT scanner measures the x-ray attenuation within that pixel, independently Of the remainder Of the picture. The reconstructed image represents not the image at the surface Of the slice, but rather an average Of the full thickness Of that slice (Winter and King, 1983). CT images are displayed as cross-sectional views oriented as if the scanned Object is "cut" horizontally. Since scans are always taken tO approximate as precisely as possible a horizontal plane through the Object Of interest, variation (i.e., an inaccurate image and, ultimately, the inability to confidently compare scans from one Object to the next) is potentially introduced 17 by tilting the gantry and/or the Object. Chapter 4, Materials and Methods, discusses how femora and humeri can be oriented relative to the CT table and scanning beam in order to ensure consistent, reproducible, horizontal slices. The Hounsfield Scale For the purposes Of CT scanning, a measuring scale, calibrated in Hounsfleld units, or HU, is used to represent a CT number. The HU, or CT number, is defined by the expression pm-pmm/pwam x K, where n represents the attenuation coefficient Of x-rays Of the imaged tissue, and um, represents the attenuation coefficient of water. The magnifying constant, K, is assigned a value Of +1 ,000, and is used tO'extend the HU scale so that a wide range of attenuation values can be incorporated onto the scale (T er—Pogossian, 1983). Each CT number designates the x-ray attenuation in each picture element Of the CT image, and the HU scale records Objects with increasing calcification at progressively higher densities; the units, or values, themselves represent a relative expression referenced to the attenuation Of radiation in water. X-ray attenuation values are thus used on an arbitrary numerical scale, where air is represented as -1000 HU, soft tissue ranges from -100 to +100 HU, water is 0 HU, bone ranges from +300 to +1000 HU (Hounsfield, 1973; Morgan, 1983), and particularly dense bone may measure more than +1000 HU. Using the Hounsfield scale, a change of 1 HU corresponds to a change Of 0.1% in the linear attenuation coefficient relative to water (Boyd and Parker, 1983). 18 CT Scannin vs. Radi ra h X-ra s For the purposes Of imaging the three-dimensional anatomy of skeletal tissues, CT scanning provides many advantages over conventional x-rays; only those that are directly applicable to this research are outlined here. First, on x-ray film, internal structures overlap, thereby obscuring each other’s image (Gordon et al., 1975). By rotating its source beam to produce cross-sectional images, the CT scanner eliminates this problem Of structural overlap. Additionally, conventional x~rays Often do not clearly differentiate between adjacent structures Of even moderately similar densities (e.g., the interface between cortical and cancellous bone surfaces). Hence, on x-‘ray, adjacent structures that appear as shades Of gray are not easily distinguishable from one another. By accomplishing numerous x-ray exposures from different angles to produce a well-defined, single image, extremely small density differences that are intrinsically present within a single structure can be accurately discriminated with CT imaging technology (Genant et al., 1981; Ter-Pogossian, 1983). The research in the present study is predicated on the ability to obtain precise measures Of femoral and humeral architecture. Radiographic techniques are not capable Of accurately producing the cross-sectional images necessary for evaluating the biomechanical properties examined in this study. The noninvasive nature Of CT scanning makes it an especially timely and appropriate modality for studying a broad range Of issues related to human biocultural adaptations at a time when the disposition and scientific treatment Of 19 archaeologically—derived skeletal remains are being actively debated by both Native and non-Native peoples. Given the sensitivity being accorded skeletal collections such as those examined here, it is unlikely that the present study could have been accomplished by utilizing a protocol that involved physically sectioning bone in order to examine cross-sectional diaphyseal anatomy. Biomechanical Principles It is clear that any skeletal structural analyses of human bone have at their core an appreciation Of the interaction between biology and engineering-based mechanical concepts. The amalgamation of these two fields is known as biomechanics, which has been described as the application Of engineering principles to biology and physiology (Frost, 1967) and, specifically, to the locomotor system of living animals who possess dynamic tissues that are modified in response to mechanical loading (Dickie et al. 1984; Frankel and Burstein, 1970; Larsen, 1997). As background for any discussion on how biomechanical forces influence human long bone structure, a brief review Of how forces, in general, act upon any Object in space, including bone, is worthwhile. A force represents a motion causing the acceleration Of matter, as well as the resistance of that matter to the acceleration (Frost, 1967). In biomechanical studies forces are generally divided into two major categories, loads and stresses. Loads represent a particular type of force that originate outside (i.e., external to) the structure in question, and either deform (Hayes, 1986) or are 20 sustained by that structure. The following example, albeit highly simplified, will help differentiate between what is meant by loads and stresses. In humans, synchronized movement between the legs and arms is necessary for coordinated bipedal locomotion. In order to accomplish the seemingly simple task of taking a forward step, major muscles Of the upper leg contract about the femur, and flexion of the hip is accomplished. In essence, a force, or a load, has been placed on the femur by soft tissues, including muscles, tendons, and ligaments. Likewise, contracting tissues Of the upper axial skeleton cause the humerus to flex about the shoulder, propelling the arm through space. Altemately, the intensities Of the forces that are generated within, or internal to, the structure, in response to loads are called stresses (Garn, 1970; Hayes, 1986; Hayes and Carter, 1979). Stresses represent a given load per unit area which develops on a plane surface within a structure in response to externally applied loads. Hence, at the microstructural level, stresses (the three principle types being tension, compression, and shear) can be thought Of as representing the resistance Of the intermolecular bonds within bone to deformation by the external (i.e., load) forces (Frost, 1967). In order to interpret the potential that differences in physical activity have in influencing skeletal structure, it is helpful to dichotomize those aspects of bone morphology that are genetically as Opposed to environmentally (i.e., functionally) determined. General bone type, that is, for example, whether a developing bone becomes a femur or a calcaneus, and the location of ligamentous attachment 21 sites on external bone surfaces, are genetically determined. As such, they will occur in the absence Of functional (i.e., load-bearing) influences (Lanyon, 1986). However, a bone’s unique characteristics, for example, its cross-sectional shape or its cortical or trabecular thickness at a given diaphyseal location, are largely dictated by the given load-bearing or activity-related conditions confronted by each individual during his/her lifetime. These non-genetically determined characteristics Of bone morphology will continue to be manifest if functional load- bearing is maintained with sufficient magnitude and/or duration. Indeed, a biomechanically competent bone can be said to be one in which skeletal structural and functional requirements are coordinated (Lanyon, 1986). In order to maintain this competence, the skeleton’s adaptive responses must actively match its structure to its load-bearing requirements (and hence the intricate relationship between form and function) by ensuring that enough skeletal tissue Of proper quantity and quality is maintained. At one extreme, a lack Of function (i.e., insufficient loading) may result in disuse atrophy, which may in turn lead to the loss of bone tissue, or osteoporosis (Kerr et al., 1996). At the other extreme, abnormally increased functional demands placed upon bone (i.e., overloading) may result in the formation Of more than a normal amount Of bone, which can lead to osteosclerosis (Ortner and Putschar, 1981). It is evident, then, that any functionally appropriate level of bone tissue is only maintained under the influence of adequate load-bearing stimuli. Finally, at the physiological level, a biomechanically competent bone also 22 represents an equilibrium having been attained between skeletal apposition and resorption, by osteoblasts and osteoclasts, respectively. Although influenced by factors other than weight bearing (e.g., Circulating hormonal levels associated with mineral metabolism), there is no physiological need, per se, for the skeleton to ultimately achieve any particular shape. Thus, it is logical that the primary stimuli capable Of organizing bone architecture are those provided by the stresses associated with load bearing itself (Lanyon, 1986, 1996). Skeletal Structure and Engingring Beam Theorv One approach to.the analysis Of the stresses, strengths, and rigidity associated with human long bone diaphyses is the use Of conventional civil and mechanical engineering beam theory. Here, the assumption is made that long bones are structurally analogous tO hollow beams (Ruff and Hayes, 1983a). Such beams are slender structures (hence the analogy tO long bones) that are designed to resist bending loads. From a structural standpoint, and most germane to the present study, is the fact that beams, like human long bones, are long in comparison to their cross-sectional dimensions (Lanyon, 1986). In the present study, two bones Of the appendicular skeleton, the femur and humerus, are examined. Like all Of the body’s major long bones, they are relatively long, tubular-like elements; as such, they tend to be dominated by bending and torsionally-oriented forces directed toward the joint surfaces. Long bone diaphyses, of course, are not replicas Of a perfect cylinder, which can be 23 thought of as representing an unloaded bone. Indeed, it is an interest in the degree and direction Of departure from this idealized shape that propels the analytical approach taken in studies Of human long bone biomechanical properties. As they are irregularly shaped, albeit to varying degrees, long bones, in vivo, are subject to a combination Of compressive and bending loads during normal activity (Hayes, 1986; Larsen, 1997). Under these conditions, the most efficient cross-sectional shape is the generalized cylindrical tube. A tubular structure can better distribute the stresses imposed by bending and torsional loading than can a solid structure Of the same cross-sectional area, since the material is distributed at a greater distance from the central axis. The functional significance Of these different forces from a biomechanical standpoint is discussed below within the context Of beam analysis. The above discussion Of mechanical loading suggests that there are key components Of bone geometry that are important for understanding the structural behavior of whole bones (Parfitt, 1988). These components can be measured through beam analysis, whereby cross-sectional geometric properties, which represent a measure of the amount and distribution of bone within a given section, are useful measures Of skeletal adaptation. The specific cross-sectional geometric properties included in this study represent measures Of cross-sectional area and moments of inertia (also known as second moments Of area). Long bone cross-sectional areas represent a measure of a section of bone "cut" perpendicular to its longitudinal axis. These areas are generally divided into 24 three types: cortical, medullary, and total subperiosteal (or simply total), each representing the amount Of space taken up by skeletal tissue (or empty space in the case Of medullary area) in the given cross-section. As a relatively simple example Of the importance Of cross-sectional area in maintaining skeletal integrity is the recognition that, when subjected to pure axial loading, a bone with a larger cortical area will less easily fracture (i.e., is stronger) compared with a bone Of smaller area because the former is able to distribute internal forces over a larger area. Also, under in vitro, carefully controlled laboratory conditions, the mechanical properties of cortical bone have been tested by artificially loading small, uniform specimens (Hayes and Carter, 1979; Hayes, 1986). Such testing produces known stresses throughout the specimen, and bone deformation can be measured and the stresses calculated. The mechanical properties Of the bone can thus be determined for the specific loading conditions imposed. This general engineering approach to biological materials, and to skeletal tissues in particular, has elucidated the nature Of skeletal tissues under conditions Of tension, compression, bending, and torsion (Burstein ef al., 1972; Burstein et al., 1975; Hayes and Carter, 1979; Reilly and Burstein, 1974). From this work we have Ieamed, for example, that cortical bone is stronger when oriented longitudinally than it is when oriented transversely. Long bone moments of inertia reflect a measure Of torque or the quantity Of force necessary to angularly accelerate the bone through space. Moments Of inertia are always expressed in relation to a reference axis; for example, one 25 situated at the center, or centroid, Of the area in question. Moments Of inertia calculated with respect to transverse and vertical axes are denoted IX and l,, respectively. The moment Of inertia is highly sensitive to the distribution Of the bone area with respect to the reference axis. For example, Skeletal tissue that is situated a greater distance from the neutral axis is more efficient in resisting bending with respect to that axis. Hence, an area moment Of inertia (designated l,) refers to a quantity Of force, and takes into account the cross-sectional area and distribution Of material around a given axis during loading. The polar moment Of inertia (designated J) also represents a quantity which takes into account the cross-sectional area and distribution Of material around a neutral axis, but specifically in torsional loading. These and other biomechanical properties are discussed in greater detail in Chapter 4, Materials and Methods. Appligtion Of CT to Bioanthropolpgical Issues In a clinical setting, CT scanning has primarily been used to provide information that contributes to the formulation of a diagnosis. This goal is Often achieved when CT is used in conjunction with other diagnostic applications, such as ultrasound, conventional x-rays, and radioisotope scans. Today, many scientists outside Of clinical medicine utilize CT’s unique imaging abilities, and there now exists a flourishing literature on the relationship between CT technology and mathematics, engineering, physics, and to a lesser extent, to biological anthropology. Research-based CT provides an opportunity for biological 26 anthropologists tO examine, from an evolutionary perspective, the synergism between the biological and cultural (i.e., behavioral) forces that give each human (and non-human) primate skeleton its unique architectural characteristics. Chapter 3 BIOARCHAEOLOGY In order to examine the postcranial skeletal structural adaptations associated with the femora and humeri from the archaeological samples utilized in this study, a comparative bioanthropological framework is needed. As outlined below, there now exists a fairly extensive body of literature that can be used to help generate a series of hypotheses and expectations for the current research. Previous Research One of the earliest attempts to study human long bone diaphyseal structural adaptations in archaeological remains with the use Of computed tomography was the work on the Pecos Pueblo sample from the prehistoric southwestern United States (Ruff, 1981; Ruff and Hayes, 1983a,b; Ruff and Hayes, 1982). This research showed that with a large enough archaeological sample it was possible to identify differences in femoral and tibial geometric properties, and to infer certain patterns Of human behavior based upon those differences. For example, this work documented that cortical bone area in the 27 28 Pecos sample is greatest between midshaft and the proximal end for both the femur and tibia, and that total subperiosteal and medullary areas are greatest in cross-sections closest to the knee joint. In terms Of strength, the maximum principal second moments Of inertia are greatest between midshaft and the proximal end of the tibia. In the femur, the maximum bending strength (IN) is found at the proximal and distal extremities; it is least at midshaft. Locational differences in the femoral and tibial cross-sectional geometry generally corresponded to those predicted from in vivo loading experiments, whereby bone area is distributed so as to minimize loading stresses (see Chapter 2). In terms of sex-specific differences in cross-sectional geometric properties, Ruff found that male femora and tibiae were stronger in the direction Of anteroposterior (A—P) bending, whereas female femora and tibiae were stronger in a mediolateral (M-L) direction (Ruff, 1981). With respect to cross-sectional areas, males were shown to have relatively greater cortical area (CA) in the mid- distal femora and in the mid-proximal tibia, diaphyseal sites Of probable greatest A-P bending stress, while females had relatively greater CA in the proximal femur and distal tibia, sites of high ML and torsional stresses, respectively. These differences were interpreted as likely being due to a combination Of pelvic sexual dimorphism (i.e., variability in bending moments based on anatomical differences), and to sex-specific differences in habitual activity levels within the Pecos population. Here Ruff (1981) sites ethnohistorical and historic evidence indicating that many groups Of the American Southwest, including the inhabitants Of Jemez 29 Pueblo, who are most closely allied to the Pecos males, participated in activities (e.g., long distance running in the context Of informal races, institutionalized ceremonial events, and formal betting races between individuals) that would have placed high A-P bending stresses on the lower limb. Also working with skeletal remains from the prehistoric Southwest, Brock (1985) and Brock and Ruff (1988) have investigated femoral and tibial adaptations from a biomechanical perspective by quantifying bone robusticity in terms Of shifts in activity levels with respect to time, space, and inter- and intra-sexual differences. The skeletal samples were derived from a temporally diverse series Of archaeological sites represented by numerous Mogollon, Anasazi, Anasazi- Chaco, and Anasazi-Gallina cultures spanning from AD. 900 to AD. 1540. The primary hypothesis tested was that, through time, the shift from a hunting and gathering to an agricultural adaptive strategy should produce associated adaptive skeletal remodeling that reflects different mechanical needs. Specifically, measures Of skeletal robusticity (e.g., size and cross-sectional moments Of inertia) should be lower in the more sedentary agricultural groups. Their results indicate that there was considerable temporal fluctuation with respect to skeletal robusticity, and that the more mobile late prehistoric farming groups demonstrated greater than expected lower limb strength, arguing against a reduction in physical workload in these groups. Sumner (1984) and Sumner et al. (1985) has utilized anthropometric, computerized tomographic, and photon absorptiometric techniques to examine 30 femoral growth and aging in the prehistoric Grasshopper Pueblo population (A.D. 1275-A.0. 1400) from Arizona in order to examine the relationship between changes in whole bone cross-sectional geometric properties and bone mineral content. His results‘show that, during growth, the structural properties Of the femur increase more than its material properties, that proximal femoral diaphysis morphology depends more upon the angle of antetorsion than on the cervicodiaphyseal angle (two angles related to femoral biomechanics), and that the femur may structurally compensate for the loss Of bone mass with aging. In another study, Bridges (1985, 1989a, 1989b, 1991) used computerized tomography tO examine all of the major long bones Of the upper and lower appendicular skeleton in archaeological populations from the prehistoric southeastem United States. The primary focus Of this work was to examine biomechanically-relevant skeletal structural adaptations accompanying the transition from hunting and gathering (Archaic period) to agriculture (Mississippian period) in the Pickwick Basin area Of northwestern Alabama. Bridges’s research demonstrates that some diaphyseal external dimensions, for both sexes, are larger in the Mississippian group, as are a number Of the biomechanical variables of the femur and humerus. Taken in combination, the results indicate larger, stronger, long bone shafts in the Mississippian compared with the Archaic groups, and argue for an increased work load in the former. Over the past several years, copious studies have been undertaken by Larsen and co-workers that have sought to document human long bone skeletal 31 structural adaptations from prehistoric preagricultural, prehistoric agricultural, and historic period agricuturalists from the Georgia and Florida Atlantic coast region (Fresia et al., 1990; Larsen, 1982, 1984, 1987, 1990, 1995, 1997; Larsen and Ruff, 1991; Ruff et al., 1984). In summary, this research has shown that femoral structural strength declines between the precontact preagricultural and precontact agricultural periods for both males and females. This trend is then reversed for the contact period agriculturalists, where femoral strength increases. Increased long distance travel in the post-contact (mission) period, is one Of the specific behaviors implicated to help explain high strength-related cross-sectional properties in the femoral midshaft of some males. This contention is supported by ethnohistorical accounts from the region indicating that the Spanish in the area sometimes forced some males into the repartimiento labor system, and subsequently ordered them to make long distance trips tO St. Augustine and elsewhere (Bushnell, 1981; Ruff and Larsen, 1990). Other important factors that undoubtedly impacted the activity patterns (and hence the skeletal structure) of the contact period inhabitants in the area included epidemics, labor demands, retaliation by the Spanish following revolts, attacks by the English-occupied Carolina colony, increased population centralization, and an overuse Of already marginal soils (Larsen, 1990). The pattern Of decrease, then increase, in diaphyseal strength between the three time periods also holds for male humeri; for females, the initial decrease in the precontact agricultural period holds, but does not reverse in the postcontact 32 agricultural group. It is also worthy of note that, in general, the results Of Bridges’s work discussed above are contradictory (Ruff and Larsen, 1990) tO those from the Georgia coast. This is especially true for changes in measures Of long bone length and for cross-sectional geometric properties relative to length. These differences likely reflect regionally-based adaptations to local environmental and biocultural circumstances (Ruff and Larsen, 1990). mm Seven separate Native American skeletal samples were used in the current research. Four are from Michigan, two each from the prehistoric and historic periods, and three are from New York. State, with two from the prehistoric period and one from the historic period. Within each geographical area, the sites are presented from earliest to latest. Only a brief review of each site is given below. Numerous aspects Of the activity-related behaviors that may pertain to the types Of long bone skeletal adaptations focused on in this research are more fully examined in Chapter 6, Discussion. Michigan Prehistoric Period The Riviera aux Vase Site The Riviera aux Vase Site (ca. A.0. 1000-1300) is an extensive Late Woodland mortuary locale in Chesterfield Township, Macomb County, in southeastern Michigan. The site is located north Of the city of Mount Clemens, 33 just inland from the western shore Of Lake St. Clair. Geologically, Riviera aux Vase lies within the Port Huron morainic system Of the Huron-Erie ice lobe, which dates to the last stage Of Pleistocene glaciation (Harper, 1945). The site was excavated by the University Of Michigan during two separate field seasons in the summers of 1936 and 1937. The remains Of some 370 individuals from 145 burials were excavated (Wilkinson and Van Wagenen, 1993), with many having associated grave goods (Bender, 1979). Riviera aux Vase represents a multicomponent occupation, consisting of several burials from the early Late Woodland (ca. AD. 800) period. The principal Late Woodland occupation from which the burials examined for this research were derived have been dated by means Of ceramic typology and assigned a date of AD. 1000-1300 (Fitting, 1965; Fitting and Zurel 1976; Krakker, 1983). Subsistence was likely a mixture Of hunting, gathering, and agriculture. The site’s temporal position places it solidly within the rise Of agricultural pursuits in the Great Lakes area (Bender, 1979; Wilkinson and Van Wagenen, 1993), and Krakker (1983) has argued that the settlement pattern data points to agriculture as being the prominent subsistence activity at the site. Fitting (n.d.) believes that the site was revisited from time to time for the purpose Of mortuary ceremonialism. The settlement pattern associated with the individuals using the site as a cemetery is not known; no archaeological remains Of structural features, save for burials and refuse pits, were recovered (Greenman, 1957). However, based on analogy with roughly contemporaneous sites located in Ontario, a 34 seasonal settlement pattern is suggested, with groups concentrated along rivers and lakes in spring and summer. Much Of what can be learned from the site’s archaeological context must be gleaned from the field notes of the 1936 and 1937 excavation seasons. Although the total number Of individuals excavated appears to be 377, a more reasonable estimate Of the total number Of individuals in the skeletal collection available for study is actually 300-325, based on an examination of burial photographs, and on a reconstruction Of age and sex (Raemsch, 1993). Adults, children, and infants are all represented within the skeletal collection. The burials were in a mixed state of preservation, ranging from excellent to too poorly preserved to excavate. The burial types were numerous, in various positions and arrangements. Burials were primary (both extended and flexed), single and multiple, the latter with their heads oriented in the same direction or at opposite points Of the compass. Some burials were nearly complete, others consisted of only a cranium. Numerous crania and long bones exhibited post- mortem modification, including drill holes and disc removal; some had clay placed within and/or over the facial cavities and bones. Numerous femora had shaved heads placed within the Obturator foramina, perhaps modified for the purpose of re-articulation. Also, the ends Of numerous humeri and femora were perforated by drilled holes. Bender (1979) has reported on the paleodemography of the site, and Wilkinson and Van Wagenen (1993) have examined evidence for cranial trauma 35 and interpersonal violence. Raemsch (1993) has generated a classification Of cutrnarks based on postmortem skeletal modifications, their anatomical location and morphology, discussing how cutmarks, disarticulation, and defleshing can be used to reconstruct certain mortuary behaviors related to the Riviera aux Vase population. A more general consideration Of these and other potentially related post-mortem skeletal modifications, including their specific morphological characteristics and geographical distribution, can be found in Hinsdale and Greenman (1936), Hinsdale and Cappannari (1941), Raemsch (1993), and in Wilkinson and Van Wagenen (1993). The age and sex Of the Riviera aux Vase remains were determined by standard gross morphological Observations, including pelvic morphology and associated auricular surfaces and pubic symphyses, general patterns Of sexual dimorphism, dental wear, ectocranial suture closure, and Observations Of tooth loss and vault thickness and density in older individuals. Where cranial and post- cranial elements were not associated (i.e., were found in multiple intemments), craniO-facial and dental Observations were used to determine age and sex. Five- year age categories were used for individuals between 16 and 50; 10 year intervals were used for older individuals (Wilkinson and Van Wagenen, 1993). The Juntunen Site The Juntunen site (20MK1) is a Late Woodland period occupation located along the northwestern edge Of BOis Blanc Island in the Straits Of Mackinac 36 between Lakes Huron and Michigan, Mackinac County, Michigan. The site was excavated by the University Of Michigan Museum of Anthropology in 1960—61. The occupation Of the site spans some 600 years, with radiocarbon dates ranging, by occupation zone, from AD. 830 to AD. 1330. The skeletal remains examined in this research come from the later time period. McPherron (1967) has written the seminal work on the Juntunen site, wherein he provides extensive discussions Of the archaeological background, paleoecology, and subsistence economy. The site has been termed a typical woodland adaptation, with the utilization Of a diversity Of the local fauna but with emphasis on fishing (McPherron,'1967). Yamell (1964) has addressed the paleoethnobotonical aspects Of the site, and has emphasized the relationship between the site’s location, climatic factors, seasonality Of occupation, and subsistence. He reconstructs a summer fishing and winter hunting and trapping subsistence economy, supporting his model by ethnographic analogy with the Round Lake Ojibwa and Mistassini. Also, Wright (n.d.) has written on the paleO-ecology of the site, Hamilton at al. (1984) has reported on the perishables, and Cleland (1965) has examined animal burials as evidence for ceremonial activity and has assessed the site’s paleoecology from plant and animal remains. There are some 55 individuals available for research. This group Of burials dates to approximately AD. 1331 1 120 years (manuscript on file, University Of Michigan Museum Of Anthropology). The initial Juntunen site physical anthropology was done by Eyman and 37 Betteral (1965). Their determination of sex was primarily based on Giles and Elliot discriminant function formulae, and all results were compared with non- metric indicators of sex. Adult age categories were assigned as young, middle and Old (nine young, 23 middle, and three Old), or 35 individuals. Of particular interest to the present study are three observations made by the authors. One, Eyman and Betteral (1965) feel that in terms Of stature, body build, and general morphological attributes, the Juntunen Skeletal remains are quite similar to other Michigan Woodland skeletal samples (e.g., Norton Mounds). Second, they note that the Juntunen humeri display a marked hypertrophy in the region Of the deltoid muscle attachment. They leave open-ended the question as to whether this might reflect a specific skeletal adaptation to a lacustrine subsistence economy. Finally, they report that the Juntunen people are moderately short, at least compared to an Early Historic period ossuary sample from St. Ignace, with robust faces and upper arms. Michigan Historic Period The Lasanen Site The Lasanen site (20MA21) is located in Mackinac County, Michigan, within the city limits Of St. Ignace in Michigan’s upper peninsula. The site was excavated by the Michigan State University Museum in 1966 under the direction of Charles Cleland. Much Of what has been published on the Lasanen site can be found in 38 Cleland (1971), where there is a particularly useful discussion on the burial excavations, the rich array of grave artifacts, and the time period Of the site with respect to northern Michigan’s early post-contact period. Also, O’Shea (1988) has reanalyzed the mortuary practice from the site, examining burial behavior within the wider context of other Michigan mortuary sites. Although the subsistence regime Of the Lasanen site inhabitants is difficult to establish, it can be inferred from subsistence practices in the St. Ignace region that the 1670-1700 time period is most likely represented by the site. Subsistence practices in that region likely were based on hunting and fishing in the late fall and early winter, with agriculture playing an important role during the late summer and early fall seasons (Cleland, 1971). There are numerous accounts in The Jesuit Relations (T hwaites, 1896-1901), indicating that agriculture, and specifically the production of corn, beans, peas, and squash, was practiced in the region extensively. By the time Of the Lasanen site occupation, the agricultural pursuits were likely at least partially dependent on European implements (Cleland, 1971). Overall, an AD. 1670-1700 date has been established for the site (Cleland, 1971). This determination is based on artifact evidence (both European and Native), comparative site studies (especially to the AD. 1685 - 1696 Pan site from Onondaga County, New York), and burial type (Cleland, 1971). The Lasanen site physical anthropology has been reported by Clute (1971). In general, the skeletal material from the site is in excellent condition. 39 The Fletcher Site The Fletcher Site (203Y28) is a large, multicomponent mid- to late- eighteenth century burial site located on the western bank of the Saginaw River in Bay City, Michigan (Lovis, 1985). The site has been dated primarily on the basis Of comparative artifact evidence and on ethnohistorical grounds with respect to population dynamics (Mainfort, 1977, 1979). The human remains from the Site represent a northern or central Algonquian people (Sauer, 1974; Mainfort, 1977; Nelson, n.d.). The site yielded relatively few faunal or floral remains, hence the diet of the people represented by the Fletcher remains cannot be reconstructed with any degree of certainty. Based on ethnohistorical analogy to the Ojibwa or Ottawa, the groups likely represented in the cemetery, Mainfort (1977) has constructed a generalized subsistence model involving the hunting and gathering of wild foodstuffs during the summer and winter, with the spring planting and fall harvesting of cultigens such as squash and corn. Given the inclusion Of cultigens in the diet, it has been argued by Nelson (1985) that subsistence at the Fletcher site can be thought of as primarily agricultural. Lovis (1985) and Brashler and Holman (1985) have discussed the role Of the Fletcher site within the larger Saginaw Valley geographic zone with respect to seasonality, settlement patterns, and cultural adaptation during the Late Woodland period. Some 93 middle Historic Period (A.0. 1750-1770) individuals were excavated by archaeologists from Michigan State University from 1967 to 1970; 40 these individuals represent the potential sample for the current study. Sauer (1974) has reported on the physical anthropology Of the site, and Mainfort (1977, 1985) and O’Shea (1988) have addressed Fletcher site mortuary behavior. Sauer’s (1974) major findings are that the Fletcher inhabitants were impacted by nutritional stress as a consequence Of European contact, exemplified by a high incidence Of osteoporosis, short stature, and decreased life expectancy. New York Prehistoric Period The Frontenac leland Site The Frontenac Island site is located in Cayuga County, New York. An extremely large site given its early time-frame, the Island (the only one in New York’s Finger Lakes region) is located in Lake Cayuga. It was excavated in 1939- 40 and, in conjunction with the Lamoka Lake and Brewerton sites, it provided the background for Ritchie’s reconstruction Of central New York’s Archaic period (Ritchie, 1944, 1945, 1965). Radiocarbon dates for the Frontenac Island site range from 2980 BC. 1 260 through 2013 BC. 1 80 to 1723 BC. 1 250. Excavations produced 159 burials, all belonging to the Archaic period. Just under 100 Of these burials were available for study at the Rochester Museum and Science Center (RMSC), Rochester, New York. Bone preservation was generally good; however, for the present study the potential sample was greatly reduced due to numerous "restorations" to the long bones (also see Pfeiffer, 1977). Many Of the long bones 41 have been altered (not by current RMSC staff) by having fragments glued together and/or missing bone filled in with plaster. Given the Obvious potential problems these artificial alterations might have on accurately determining external morphometry and internal cross—sectional geometry, any such bone was eliminated from study. The Frontenac Island demographic data were taken from Pfeiffer (1977), who was kind enough to share with me her assessment of age and sex, independent from those data on file at the RMSC. Adult ages were divided into four broad stages, primarily based on cranial suture closure. The sex ratio for the sample is 54% male and. 46% female (Pfeiffer, 1977). The Harscher SE a The Harscher site (Can 38-1) is located in the town Of East Bloomfield, Ontario County, New York. Most Of what is know Of the archaeology of the site has been reported by Wray and Cameron (1968). All age and sex data have been determined by Lorraine Saunders at the Rochester Museum and Science Center. The site consists Of a village and cemetery, and having been dated to AD. 1500, it represents a Late Prehistoric lroquoian site. NO evidence Of European trade goods were recovered from the site. Thirty-three burials, 32 single, and one multiple (two individuals), were excavated by Charles Wray and others during the summer and fall Of 1968. Burials were found in sandy loam at depths ranging from 12 to 46 inches, with an average depth of 29 inches. Most 42 Of the individuals in the cemetery were oriented with their heads facing either east or south. All Of the burials except one (that of an infant, which was extended) were in the flexed position. Approximately one-third Of the burials were oriented on their stomachs with the legs partially-flexed, with most Of the remaining burials flexed on their sides. Several burials had evidence Of ornamentation (e.g., jaws probably associated with a ceremonial bobcat headdress, small mammal jaws, teeth and bones (weasel) as ornamentation for a pipe pouch, small mammal teeth from clothing, heron bills near the head-probably headdress ornaments). Only two Of the burials had associated grave offerings per se, consisting Of worked deer antler and cutting tools Of flint. It is assumed that at Harscher there was no formal custom to include burial Offerings with the dead (Wray and Cameron, 1968). New York Historic Period The Tram Site The Tram site (Hne 6-4) is located near the village of Livonia in Livonia Township, Livingston County, New York. The site has been known since at least 1848, when E.G. Squier mapped Indian fortifications of western New York State for the Historical Society Of New York and the Smithsonian Institution (Wray and Cameron, 1970). The village portion of the site encompasses about 20‘ acres. The stockaded enclosure is about 16 acres in size, consisting Of a long oval earthwork with four gates, and is positioned on the summit Of a prominent hill, 43 with steep embankments and deep entrenchment ditches constructed for defense. The cemetery portion Of the site is sandy clay loam, with pit depths ranging from 20 inches to 58 inches; the average depth is 38 inches. Portions Of the site have been excavated over the years; the burials reported on here were excavated by Wray and Cameron in 1970, revealing some 62 individuals. Slightly over one-half Of the burials had grave goods; 11 (18%) had European goods. These were likely brought to the site through trade; there is no evidence Of European peoples having visited the site (Saunders, personal communication). At least 51 Of the burials were single, five were double, and one was triple. Most were tightly flexed; approximately 60% had heads facing west. Establishing the temporal position Of the site has been the subject of much discussion and research for many years (see for example, Houghton, 1927; Wray at al., 1991). The most recent estimation dates the site to A0. 1580 - 1600 (Wray at al., 1991), with European contact in the region at about AD. 1550. The site, then, represents a very early Seneca Historic, or post-contact site. The physical anthropology on the Tram Site skeletal remains has been presented in great detail by Saunders (Wray at al., 1991). W As indicated in the Introduction and earlier in this chapter, differences in femoral and humeral size, shape, and strength have been documented for numerous skeletal populations from a wide range of temporal and geographic 44 contexts within North America. lmportantly, the results Of these past studies have brought to light the general patterns Of skeletal structural adaptation that can be expected to result from modifications in physical activity in a variety Of biocultural contexts. These studies can provide an interpretive backdrop against which the results and expectations of the present research can be evaluated. In keeping with the fact that the Michigan and New York skeletal samples are being treated as two separate case studies, the anthropometric and biomechanical data sets are also evaluated independently, as follows. The first set Of hypotheses relate to the anthropometric and biomechanical data sets, respectively, for the Michigan skeletal samples. Hypothesis 1 There will be no difference between the Michigan prehistoric and historic period samples with respect to anthropometric measures Of long bone size. Expe_ct_a1ion If this hypothesis is rejected, the results Of the previously discussed research will not help explain the direction Of change in femoral and humeral size in the historic period sample. The only other comparable work to the current study in terms Of specifically examining pre- and postcontact skeletal adaptations is that from the Georgia and Florida coast (see the above discussion, and especially Larsen, 1990). Many Of the behavioral factors that have been implicated to explain the skeletal structural changes in these regions Of the country do not have direct parallels in Michigan. 45 Hypothesis 2 - There will be no difference between the Michigan prehistoric and historic period samples with respect to long bone cross-sectional biomechanical properties. Expectation The expectation, as outlined for Hypothesis 1, is repeated here, except that "change in femoral and humeral size” is replaced with "Change in femoral and humeral cross-sectional dimensions and strength-related properties." The second set Of major hypotheses relate tO the anthropometric and biomechanical data sets, respectively, for the New York skeletal samples. Hypothesis 3 There will be no difference between the New York hunter-gatherer and agricultural samples with respect to anthropometric measures of long bone size. Exmctation If this hypothesis is rejected, the results Of the previously discussed research support the expectation that femoral and humeral size will be greater in the agricultural sample (see for example, Bridges, 1985, 1989a, 1989b, 1991; Brock, 1985; Brock and Ruff, 1988). Hypothesis 4 There will be nO difference between the New York hunter—gatherer and agricultural samples with respect to long bone cross-sectional biomechanical properties. 46 mm The expectation, as outlined for Hypothesis 3, is repeated here, except that "femoral an humeral size” is replaced with "long bone cross-sectional biomechanical properties." Chapter 4 MATERIALS AND METHODS Skeletal Sample Selection In selecting the data for the femoral and humeral anthropometric and biomechanical analyses, several important decisions had to be made regarding inclusion and exclusion criteria for these two separate but complimentary data sets. Initially, only adult'individuals were included, "adult" meaning that all proximal and distal epiphyses were fused. Also, at least one bone, right or left, had to be complete enough for measurement. By "complete" is meant that the bone had to be intact to the extent that there was a reasonable degree of confidence in discerning the majority Of the appropriate external anthropometric and biomechanically-related anatomical landmarks. As such, fragmentary remains were included, but no measurements were taken from those portions Of femora or humeri manifesting a pathologic condition on any external surface, and hence possibly altering one or more external dimension(s). Because the long bone size, shape, and strength characteristics examined in this research are potentially influenced by sex and age (i.e., 47 48 genetic) and/or lifestyle factors (i.e., activity-related), the skeletal sample was further reduced by eliminating those individuals for whom sex could not confidently be determined. Additionally, it must be kept in mind that the number Of age categories, as well as the age range encompassed within each Of those categories, are different for some of the sites because different physical anthropologists have been responsible for each of the samples (the exception being the Tram and Harscher sites, where the age and sex data was provided by Lorraine Saunders). In order to control for age and yet achieve a respectable sample size in light of the demands on the data as outlined above, age ranges were collapsed into two broad categories. The younger group is comprised Of individuals approximately 20-40 years Old, and the Older group is composed Of individuals 40+ years Old. The decision to use the younger group was made for both statistical and biological reasons. Specifically, (1) using this group resulted in a larger sample size and (2) overall, the long bones comprising the younger subsample are potentially less affected by the type of age-related bone loss (i.e., due to osteoporosis) that might make the results Of certain Of the CT measurements (e.g., the cross-sectional cortical and medullary area dimensions) difficult to interpret. Since human long bones may also manifest dimensional differences based on side, the decision was made to include only one side, the left, thereby eliminating the potential effects Of bilateral asymmetry within individuals. The decision to use a single side for analytical purposes is 49 supported by both historical and pragmatic considerations. For example, in most studies Of human skeletal morphometry, if one side Of a bilaterally- occurring element is Chosen for study, traditionally it is the left. For the present study, it was possible to examine a total Of 383 femora derived from 225 different individuals. This represents 85% (383l450-the total number Of possible femora from 225 individuals) Of the total potential sample of individuals. Also, based on the inclusion criteria outlined above, a nearly identical number Of femora by side (192 right and 191 left) were available for examination (Table I). This tOO constitutes approximately 85% (191 left femora/225- different individuals) Of the total possible femora; hence, there is no femoral sample selection bias based on choosing the left side for study. It was possible to measure a total Of 347 humeri derived from 187 different individuals. This represents 93% (347/374-the total number of possible humeri from 187 individuals) Of the total potential sample Of individuals. Similar to the case for the femora, a nearly identical number of humeri, by side (170 right and 177 left), could potentially be examined after the selection criteria were applied (T able II). This represents approximately 95% (177 left humeri/187 different individuals) of the total possible humeri; hence, there is no humeral sample selection bias based on using the left side for study. Both long bone subsamples are representative of the larger skeletal samples from which they are derived, there being approximately 10% more individuals from whom humeri compared with femora could be studied. 50 AS such, this sample constituted the data for the first phase of the study; that is, a whole bone anthropometric comparison Of changes in the external dimensions Of femora and humeri between the prehistoric and historic period Michigan groups, and between the hunter-gatherer and agricultural New York State groups. Given the need to establish a consistent orientation with respect to CT scanning. and cross-sectional geometric property determination, the long bone sample available for the biomechanical phase Of research was comprised Of a selective subset utilized for the anthropometric analyses. Tables Ill and IV provide a breakdown, by sex and side, Of the potential bomechanical sample Of femora and humeri, respectively. These Tables demonstrate that, for femoral and humeral side comparisons, within sex, in all but one case (i.e., that for left vs. right male femora), left femora and humeri provided a larger sample size compared to the right side. Comparing Table 1 with Table 3, and Table 2 with Table 4, it can also be seen that, based on bone, sex, and left side, 51% (50/98 for male left femora), 56% (51l91 for female left humeri), 57% (53/93 for female left femora), and 63% (54/86 for male left humeri) Of the anthropometric sample could be used for biomechanical analysis. Further details concerning the manipulation Of both data sets for analytical purposes is discussed below. 51 Table 1 Femoral Sample‘ for Anthropometric Analysis: Breakdown By Sex and Side Males (n=1 18) Females (n=107) Left I Right Left I Right Site2 (n=98) i (n=102) E (n=93) i (n=90) Michigan Historic 22 21 24 24 Prehistoric 4O 44 37 31 New York State Agricultural 22 22 25 27 _Hunter-Gatherer ._ 14 15 7 8 _= ‘ After selection criteria applied — see text. 2 Michigan historic period: Fletcher and Lasanen sites; Michigan prehistoric period: Juntunen and Riviera aux Vase sites; New York agricultural: Tram and Harscher sites; New York hunting—gathering: Frontenac Island site. Table 2 Humeral Sample‘ for Anthropometric Analysis: Breakdown By Sex and Side Michigan y Males (n=99) Females (n=88) Left 5 Right Left ' Right I ‘ Alter selection criteria applied - 2 See Table 1 for explanation. see text. Historic 23 26 21 29 I Prehistoric 39 33 36 31 E New York State fl Agricultural , 18 20 25 25 Hunter-Gatherer . 10 9 6 52 Table 3 Femoral Sample‘ for CT Analysis: Breakdown By Sex and Side — L Malcs (n=111) - :males (n=101) Left I Right Left I Right (n=50) i (n=61) (n=53) : (n=48) Historic 1 1 I 7 6 5 Prehistoric 15 I 26 24 15 New York State 19 19 23 ‘ Alter selection criteria applied - see text. . 2 See Table 1 for explanation. Table 4 Humeral Sample‘ for CT Analysis: Breakdown By Sex and Side Males (n=91) Females (n=83) Left I Right Left I Right Site2 (n=54) i (n=53) (n=51) I (n=45) Michigan f Historic 9 l 10 7 6 Prehistoric 28 I 23 21 19 New York State Agricultural 13 15 I 17 I 17 Hunter-Gatherer 4 5 i I 6 l 3 ‘ After selection criteria applied - see text. 2 See Table 1 for explanation. 53 Femoral and Humeral Whole Bpne Anthropometgy Each Of the specific long bone measurements included in the present study were chosen based upon both methodological and pragmatic criteria. First, all measurements were associated with well-established, easily recognizable, anatomical landmarks. The ability to precisely define and describe measurement endpoints is critical to maximizing the consistency (and hence minimizing intra- and inter-Observer error rates) required for these measurements to be replicated by other researchers, and represents a sine qua non for studies that rely heavily upon anthropometric analyses. Second, there exists a growing body Of similarly-derived whole bone anthropometric data from studies (e.g., Bridges, 1985, 1989a,b, 1991; Brock and Ruff, 1988; Fresia at al., 1990; Larsen, 1995, 1997; Larsen et al., 1996; Larsen and Ruff, 1991; Ruff, 1981, 1984; Ruff and Hayes, 1982, 1983a,b; Ruff and Larsen, 1990; Ruff at al., 1984) against which the results Of this research are to be compared. Several standard anthropometric instruments were utilized in the present study, including a sliding caliper, flexible tape, osteometric board, and the first segment of an anthropometer. All measurements were recorded tO the nearest millimeter (mm), and most can be found in Bass (1987) or White (1991). Nineteen femoral and 14 humeral measurements were taken (Table 5 below). Femoral and Humeral Whole Bone Anthropometry Femoral Metrics Measurement length maximum bicondylar biomechanical maximum trochanteric midshaft anterOposterior diameter mediolateral diameter circumference subtrochanteric anteroposterior diameter mediolateral diameter head maximum diameter horizontal diameter girth neck minimum height horizontal breadth girth condylar length medial lateral breadth proximal epiphyseal biepicondylar Humeral Metrics Measurement length maximum biomechanical lesser tubercle-trochlear greater tubercle-medial epicondylar head medial epicondylar midshaft maximum diameter minimum diameter circumference head maximum diameter horizontal diameter girth breadth anterior trochlear posterior trochlear biepicondylar 55 Com uted Tom ra h . C Scannin For the present research, a fourth generation Technicare 1440 high performance scanner (Figure 1), manufactured by the Johnson & Johnson Company, was used to generate all of the femoral and humeral cross-sectional images. The CT unit’s gantry circumference measures approximately 176 cm, with a diameter of approximately 57 cm at the center. Although a considerable amount Of time and effort was expanded in order to ensure that each long bone was properly positioned prior to scanning (see below), the actual scanning time necessary to Obtain each "slice," or cross-sectional image, was only about four seconds. At theonset Of each scanning session, a series Of iterative scanner readings were manually entered into the CT machine’s control display. For each femur and humerus that was scanned, the following 18 control display parameters were used (CT machine-prompts are denoted in capital letters and the operator’s responses are in quotes, followed by explanations where appropriate). Technicare 1440 control dieplay parameters 1. AGE: "none": not applicable; used for the purpose Of patient identification. 2. SEX: "m": denotes an arbitrarily defined male; also for patient identification. 3. CONTRAST: "0": relevant only for patient scanning. 4. DIRECTION: "feet/supine" (for femora) and "head/supine" (for humeri). 56 These designations pertain to the orientation Of the long bones relative to the scanning gantry. For each femur and humerus, the protocol was set to accommodate the bone lying on the scanning box anterior surface up with its distal and facing the gantry. NUMBER OF SLICES: "1-3; 1-2” for all femora and "1-5" for all humeri. Because the phantom is not long enough to fit under the most proximal and distal scan positions for most adult femora, the CT machine was initially set to take three scans, beginning distally and moving toward midshaft. After the phantom was repositioned, the machine was set to complete the remaining‘two scans, moving from midshaft toward the proximal end Of the bone. Because the maximum distance needed to perform all five hUmeral scans fell within the phantom’s length, the CT machine was preset to complete all five scans, and nO repositioning Of the phantom was necessary. Figure 2 illustrates, from top tO bottom, CT images Of the left humerus from four different individuals. TABLE DIRECTION: "in": the cross-sectional images were taken with the scanning table mOving through (and not retracted from) the gantry. DYNAMIC MODE: "no" ALTER OTHER SPECIFICATIONS: "yes" Since all femora and humeri were scanned at five locations, each separated by a factor Of 15% Of biomechanical length (i.e., 20%, 35%, 50%, 65%, 80%), the computer was set to automatically scan at 57 precisely the correct distance along each long bone shaft. Not having to manually enter all Of the five scanning distances saved considerable time. Table 6 illustrates this point: Table 6 Example Of CT Scan Number Calculation humeral length: 300 mm scan it: 1 2 3 4 5 % of total bone length: 20% 35% 50% 65% 80% scanning positions (mm): 60 105 150 195 240 4 scan increments (mm): 45 45 45 45 (#1 -#2/#2-#3I#3-#4/#4-#5) In this example, the scanning increments (i.e., the distance from one scan to the next) are all 45 mm; hence, the positions for the first two scans (60 mm and 105 mm) were entered into the computer, the increment set to 45 mm, and the CT machine automatically and sequentially (from scan #1 through scan #5) repositioned the movable table (and hence the scanning box and bone-see below) to the correct positions for the remaining three scans (i.e., at 150, 195, and 240 mm). SLC: "1.0 mm": refers to the thickness of each slice or cross-sectional image being generated. 10. 11. 12. 13. 14. 15. 16. 17. 18. 58 TLT: "0.0”: i.e., vertical, with no tilt to the gantry. As described in Chapter 2, the scan beam is directed as perpendicular as possible to the long axis Of the bone (see orientation box section below). DIA: "202" TBL-POSITION: locates the "zero" point from which the scanning locations are calculated. NO actual scan is taken at this position, rather, it refers to the anatomically-defined point (see bone orientation section below) on the distal femur and humerus from which the first scan position is determined. SCAN NUMBER: "1-5": the total number Of scans performed on each bone (Figure 2). See discussion below under Statistical Approach for choice Of scans for analytical purposes. PROTOCOL: "#308": performs a 400 mill‘iamp-seconds (MAS) scan. SITE #: i.e., "Lasanen": the provenience Of the skeletal remains. ID #: i.e., "4123-L-femur”: refers to the bone number (catalog/museum number), side (left or right) and bone type (femur or humerus). DATE: the format "xx-yy-zz"; the day, month and year Of the scan. TIME: the format "xx-yy-zz"; the time Of the scan. The role of the phantom in CT ecanning The primary purpose Of the phantom is to allow for the calculation of bone densities derived from the CT-generated cross-sectional images. Although the analysis Of bone density was not within the immediate aims Of 59 this research project, relatively little extra time was needed in order tO have the density data recorded onto disk. This was consistent with an important goal Of the study, which was to maximize, within time and budget constraints, the research potential Of the skeletal samples, given the possibility Of repatriation for one or more Of the collections. The CT phantom used throughout the entire study was approximately 300 mm long x 155 mm wide x 35 mm thick (at center). The phantom has permanently embedded within it four calibration columns, each about 20 mm in diameter. Each column is composed Of a different density, arranged in the following sequence (viewed left to right in cross-section): 200, 100, 50, 0 (open space, i.e., the phantom density itself), and -100. These numbers are. in HU (Houndsfield Units). Along the bottom Of the phantom (between the 200 and 100 and 0 and -100 density columns) are positioned two permanently fixed tin (Sn) wires. These wires, which can be readily seen on the computer monitor as it displays the reconstructed cross- sectional image, allow the scanned Object to be reoriented relative to the position of the phantom and its calibration columns. The ability to re-establish the position Of each image in terms Of its original orientation on the scanning box is important for accurately calculating the cross-sectional area properties as well as the strength-related moments Of inertia. The orientation box and CT sgnning One Of the most challenging aspects of generating accurate cross- sectional images from archaeologically-derived human long bones is devising a 60 consistent, reproducible, method for ensuring that all bones are scanned with the same three-dimensional orientation in space. There are several different ways by which human long bones from archaeological contexts have been scanned in the past (see, for example, Ruff, 1981, and Bridges, 1985), each investigator designing the scanning protocol to suite his/her particular study. Because of the large number of scans (i.e., five) performed on each bone in this study, an apparatus had to be built that would accommodate not only the physical characteristics of the skeletal remains being examined, but also take into consideration the number Of scans to be taken. After considerable trial and error with respect to the most efficacious scanning system, and taking into account both time and personnel considerations, the following orientation apparatus (Figure 3 and Figure 4) and scanning protocol was devised, and . ultimately proved to be a highly efficient and accurate means by which to accomplish the CT scanning goals Of this project. The primary purpose Of the orientation box developed for this study was to provide a highly dependable means by which all femora and humeri could be consistently oriented and safely propelled through the CT scanner. The physical make-up Of the box itself (manufactured by N. Sauer)had to take into account not only the highly sensitive nature of the scanning procedure in terms of cross-sectional image generation and quality, but also the need for proper long bone orientation with respect to three pre-determined reference axes. The orientation box is composed Of numerous "layers" (Figure 4), each 61 providing an essential function and without which the entire scanning protocol would be compromised. It is perhaps easiest to understand the nature Of the box’s construction relative tO the goals Of CT scanning human long bones by "taking" the reader through the entire scanning process. The scanning box was constructed entirely Of wood. Because all femora and humeri to be scanned would ultimately be placed on top Of the box’s plexiglass platform (see description below), the orientation box would itself be directly in the path Of the CT scan. Thus, it was essential that no metal/steel fasteners Of any kind be used in the box’s construction. These and other very high density Objects cause-"artifacts," or "streaking,” as the X-ray beam passes through the Object being scanned. In order to avoid these problems, all box corners were fitted with wooden dowels. The physical construction Of the orientation box proved to be effective beyond expectation. The first step in scanning each long bone involved retracting the movable (patient) table from within the gantry to its fullest extent. Because the table was conwve or "cup-shaped" in the middle, the orientation box did not easily rest in a level plane across the tabletop. Hence, a rectangular sheet of plywood (hereafter referred to as the platform), cut with straight edges so that in width it was wide enough to securely hold the orientation box on top Of it, but narrow enough to fit through the gantry Opening, was used. Several centimeters from one edge of the platform was affixed a thin line Of black marking tape. This line was carefully oriented parallel to the edge Of the 62 platform. Its purpose was to ensure that the platform could be properly and consistently oriented relative to the X-ray beam at the beginning Of each scanning session. This orientation was accomplished by turning the overhead lights down in the scanning room, turning on a light that illuminated the scanning path from within the gantry, and manually superimposing this beam Of light onto the line Of black tape. Once the platform was properly aligned relative to the scanning beam, it was fixed into position with straps that were permanently attached to the movable scanning table. Care was taken not to move the platform once it had been fixed into proper position. If accidentally moved, the entire sequence described above had tO be repeated. Directly on top Of the plexiglass platform was placed a phantom Slide. This slide comprised one of the more unique features Of the overall scanning apparatus. The phantom slide consisted of a roughly square section Of thin plywood that rested directly on the top Of the platform. Two holes were drilled into the ends of the slide that faced toward and away from the gantry opening. Strong chords, long enough so that their ends were accessible when the orientation box was in place (see below), were attached tO these holes and pulled taut through square openings at each end of the box. On tOp Of the phantom slide was placed a piece Of black felt measuring 20 mm long x 16 mm wide, the purpose Of which was to provide a modest amount Of friction between the phantom slide and the phantom to prevent the latter from moving once scanning commenced. The phantom was then centered on the slide with 63 the calibration columns parallel to the platform. The purpose Of the phantom slide was to allow the phantom to be moved underneath the section Of femur being scanned without moving either the platform or the box itself (see above explanation for #5, NUMBER OF SLICES, under Technicare 1440 control display parameters). On tOp of the phantom was placed a bolus bag, measuring approximately 385 mm long x 190 mm wide. The bag has a density Of zero, and functions to reduce scanning artifact as the beam passes through the density Of the phantom and through the density Of air. Next, the orientation box was placed on top of the platform. Initially, the box was positioned to only. roughly fit within the inside edges Of four wooden Chocks that had been permanently affixed to the platform and situated to correspond with the four sides Of the box. Approximately one centimeter below the tOp edge Of the box a single sheet Of plexiglass (hereafter referred to as a plexiglass platform), upon which an individual bone was placed, was fixed into all four Sides. The phantom slide, black felt, phantom and bolus bag all fit under this plexiglass platform on tOp Of the wooden box platform. The top Of the bolus bag was situated just below the underside surface Of the plexiglass platform. Several centimeters from the end Of the apparatus facing into the scanning gantry, a small section Of millimeter-scale graph paper was taped to the plexiglass surface. This scale allowed the operator to find the precise location or the "zeroing point" (see above explanation for #12, TBL POSITION), that corresponded to the proximal and distal ends Of the 64 biomechanical length landmarks for each femur and humerus. Finally, a fixed black tape line on the surface of the plexiglass platform was aligned relative to the scanning beam in a procedure identical to that described above for orienting the box. .Once the scanning light was superimposed onto this black tape line, the box was secured into place relative to the platform with a wooden wedge placed between the edge Of the box and the inside edge Of one Of the wooden Chocks. At this point, the plexiglass platform and the orientation box essentially functioned as a single unit when moving in and out Of the scanning gantry. The scanning apparatus was thus ready to accept a long bone. The next step was to orient each long bone on top of the plexiglass platform, and the rather complex measurements needed tO do so are described in detail below. Femorel Orientation When one considers the highly precise association between the beam Of X-rays generated by a CT scanner and the unique nature Of a human long bone’s orientation vis-a-vis that beam that is necessary to achieve an accurate cross-sectional image, it becomes patently clear that the complex three- dimensional morphology Of the adult human femur presents several major Obstacles. A femur’s proximal (head) and distal (condylar) articular surfaces do not lie in the same horizontal plane, nor do its most posterior-projecting contact points with respect to a flat horizontal surface. Positioned on a level 65 reference surface, posterior side down, the shaft of a femur can by no means be considered to be level. Also, due to its-anterior curvature, the full length of the diaphysis does not lie within the same coronal plane. Since one Of the overriding considerations involved in deriving accurate CT cross-sectional images from long bones is the assurance that the scanning beam is as perpendicular as possible to the point on the bone being scanned (in theory, the X-ray beam should intersect the bone surface at 90° to the scanning location), a number Of external reference points and orientation axes have to be defined that allow the femur to be consistently positioned as it is being scanned. Toward this and, three separate but overlapping planes or axes (sagittal or anteroposterior (A-P), mediolateral (M-L) and rotational) were determined with the aid Of well-defined, easily reproducible (albeit after considerable practice) reference points. How the precise orientations were accomplished will be discussed within the context of describing how these reference points were determined. A record Of an entire scanning cycle, beginning with turning on the machine and including the orientation Of the bones with respect to the three reference axes, was recorded on videotape. The anteroposterior (A-P) axis "Levelling" the femur involved manually raising the proximal end Of the bone while allowing the distal end to lie directly on the plexiglass platform. In order to determine how high to raise the proximal end, two reference points (marked by small erasable pencil dots, and placed on the lateral edge Of the 66 bone while completing the whole bone anthropometrY). were established. The proximally-positioned reference point was determined by measuring, with sliding calipers, the A-P midpoint, just distal to the lesser trochanter. The distally-positioned reference point was determined by taking the midpoint, also in the A-P direction, just proximal to the distal condyles. Because the femoral surface is concave just proximal to the most proximally projecting aspects Of the condyles, spreading calipers were used. Once these two points were established, the actual ”levelling" of the femur took place by placing a small wedge of modelling clay under the proximal extremity, roughly under the lesser trochanter. A hand-held, transparent quilting ruler, measuring 60 cm long x 13 cm high, with numerous parallel horizontal lines permanently affixed to its surface, was placed against the lateral side of the bone, and the two reference points were aligned by gently pressing the proximal end Of the bone into the clay until the two orientation points were aligned with respect to one of the fixed lines on the quilting ruler. Since the entire bone still had to be moved on the plexiglass platform to its proper zeroing position, the modelling clay was carefully separated from the platform, yet still left adhering to the underside Of the bone. In this way, the bone, clay in tow, could be accurately repositioned. The mediolateral (M-L) axis The next step involved properly aligning the femur side-tO-side, or in an M-L plane. As with the A—P orientation, two reference points were needed to effect proper positioning. The proximal point corresponded to the 67 biomechanical length reference points as described above in the whole bone anthropometry section. Briefly, the proximal fixed point is located along the superior surface of the femoral neck, just medial to where the neck joins the greater trochanter (near the point Of insertion Of the Obturator intemus muscle). The distal reference point is located at the midpoint Of the intercondylar notch. In order to understand how these two M-L reference points were aligned, additional features Of the orientation box and plexiglass platform must be described. Extending from both sides Of the center Of the box were two vertical pieces Of wood. Near the tOp Of these extensions were drilled small holes through which a length of monofilament fishing line was passed. At one end Of the box (facing the gantry) the line was knotted and secured so that it would not move. At the opposite and Of the box, a small wedge Of wood, also with a small hole in it, was placed flush with the top Of the extension. The line was sent through both Of these sections and knotted, snugly but not so tightly that the wooden wedge could not be moved. Once connected, the line ran down the center Of the orientation box, some 25 centimeters above the plexiglass platform. Directly beneath this monofilament, a thin line Of black tape was secured to the platform, and positioned along its center. By standing above the box, one could superimpose the monofilament line onto the black tape by gently pulling the movable wooden section side-tO-side. The femur was then slid into place directly beneath the monofilament line, and the two reference points were aligned with respect to the monofilament and black lines. 68 T r tational axis This was by far the easiest alignment to accomplish. The posterior edges Of the condyles were laid directly on the plexiglass platform (the need for this specific placement constituted the primary reason that any femora with evidence Of erosion on this surface were eliminated from the CT protocol—see section on sample exclusion criteria above), and the proximal end was left to rest on the base of modelling clay. flrLaLDQSJILOMIQ Having achieved the three axes as described above, the final step was to move the bone to its zeroing point so that scanning could begin. The bone was "zeroed" by sliding it into final position by aligning the midpoint Of the most projecting edges Of the condyles with the small section Of graph paper affixed to the plexiglass platform. Once this was done, the bone was ready for scanning. The bone number and Side were relayed to the CT scanner operator from a sheet previously prepared with the five cross-section locations. The operator entered these positions into the console; after the first three scans were completed (20%, 35% and 50%), the phantom was slid to the proximal end of the bone so that the 65% and 80% positions could be scanned. Again, this step was necessary because the distance between the 20% and 80% femoral scanning locations was greater than the overall length Of the phantom. 69 W Most Of the Obstacles outlined above regarding proper femoral orientation do not hold for the humerus. Although it is also necessary to establish three separate axes in order to properly orient the humerus on the plexiglass platform, the sagittal (A-P) axis, in particular, is easier to orient, in that the humeral diaphysis is not curved like that Of the femur. W NO true "levelling" of the humerus was necessary. The bone was simply laid on the plexiglass platform, posterior side down. In this position, the diaphysis presents itself as nearly parallel to the platform, and as such approaches perpendicularity with respect to the CT scanning beam. Also, because no modelling clay was needed, a final repositioning like that described above for the femur was not necessary. The mediplateral (M-L) axis Two reference points were needed to properly orient the humerus along the M-L axis. Both points were represented by M-L midpoints along the shaft, one located proximally at the level of the surgical neck, the other located distally at a point just proximal to the most superior aspect of the olecranon fossa. Once established, these two reference points were aligned relative to the monofilament line positioned above the orientation box. The line was then superimposed against the black tape and secured to the plexiglass platform. 70 The rotational axis The humerus, properly positioned, rested on the head and greater tubercle proximally, and on the anterior surface of the capitulum and trochlea distally. As such, the bone was not free to rotate out Of proper orientation. Processing the CT-Genereted Cross-Segional Image Data Approximately 2.5 megabytes Of disk memory were needed to store the raw data that comprised each cross-sectional image. Given that the research protocol designed for the present study called for all femora and humeri to be scanned at five separate locations, a total Ofapproximately 12.5 megabytes (2.5 megabytes/scan x 5 scans) Of disk memory were needed to store the raw data for a single long bone. In order to prepare each image for analysis, the raw data images needed to be reconstructed. The image reconstruction process reduced the amount of disk space needed per image by about four- fifths, in that a single reconstructed image occupied approximately 0.5 megabytes Of memory. Thus, each long bone’s reconstructed images potentially totalled 2.5 megabytes of memory (0.5 megabytes Of memoryfimage x 5 images). Numerous steps are necessary to process the raw CT data so that the areal and biomechanical properties can be calculated. All Of the raw CT data was collected using a small field Of view and a high kilovoltage (KV) protocol. Acquisition time for the CT data was approximately 40 seconds for each axial 71 slice. The total acquisition interval included time for the x-ray tube to cool prior to further scanning (about 20 seconds per axial slice); the remaining time was allocated for data transfer from the analog to the digital converters, then to a virtual disk and, finally, to an actual raw data file. Each of these files contains the information needed to accomplish the axial reconstructions with a host Of specified parameters. The final version Of the axial images (about 0.5 megabytes each) were reconstructed from the raw data set by application Of a "sinc500" filter (Cody and Flynn, 1989). The reconstruction process took approximately 60 seconds per axial image, or typically five minutes per study, given that each long bone was scanned at five separate locations. All reconstructed cross-sectional images were archived onto 3M DC (data cartridge) tapes, each with 60 megabytes of storage capacity. The next step was to transfer the cross-sectional image data from the PDP—11 based CT scanner to a Sun Microcomputer via an ethemet link. This transfer took approximately one minute per axial slice. The large size Of each raw data file (approximately 2.5 megabytes/slice) and the relatively small amount Of disk space available on the CT scanner resulted in a relatively slow processing rate for each specimen. TO analyze the cross-sections, each image was initially converted into a data format compatible with the software created for the analysis routine. The original cross-sectional image format was inherent to the Technicare HPS 1440 scanner, and contained a descriptive header Of 2048 bytes and a 512 pixel by 72 512 pixel by 2 words per pixel raw image (512x512x2 bytes). The conversion software transformed each image into a standard format used by the Physics and Engineering Division at Henry Ford Hospital (HFH), known as HFH format. A 128 byte descriptive image header was created for each image using the actual information found in the HPS image. The data were then appended to this header to create a HFH format image. The next step was to convert the cross-sectional image’s pixel units (in Houndsfield Units) to a measure that has more physical relevance, such as physical density (mg/cm3) or concentration of bone mineral, calcium hydroxyapatite. This conversion was performed using the known densities within the calibration phantom (Image Analysis Inc., Columbia, Kentucky), with respect to two fine tin guide wires. These wires were located relative to each Of the cross-sectional images, the distance between them was calculated, and the value was compared to the actual value in order to determine a scaling constant for all phantom-related measures. Once each cross-sectional image’s actual distance relative to the guide wires was known, the position Of each region in space was found using a combination Of both known distances, the scaling constant, and the guide wire positions. Once the calibration regions were determined for each axial image for an individual specimen, a linear regression was applied to each image. This regression produced a direct relationship between the measured Houndsfield Units and the known physical density of the calibration phantom’s regions. 73 The regression was then applied to each pixel value on each image. In this way, the long bone diaphyses did not have to be sectioned, and the cross- sectional outlines did not have to be traced and manually digitized in order to calculate the biomechanical properties. By using a "thresholded” raw CT number to determine the presence or absence Of cortical bone (see below), potential errors due to image distortion in relation to discriminating between the periosteal surfaces is eliminated. Finally, each image was reduced from the 512 pixel x 512 pixel image size to a 128 pixel x 128 pixel image size (or, for several larger cross-sectional images, a 180 pixel x 180 pixel image size) containing the region Of interest (i.e., bone tissue). Analysis Of the cross-sectional images began by isolating each individual region of interest, which included the cortical area (CA), the medullary area (MA), and the total subperiosteal area (TA) within the bone. All "salt and pepper noise," or drop-out pixel values, were screened by applying a 3x3 median filter. The purpose Of the filter was to eliminate any individual spurious values that might alter the next, or segmentation step, which was performed in order tO threshold the image at a value Of 60% Of the maximum pixel value. This produced a binary image with a background value of zero, and the regions of interest (i.e., bone tissue) with a value of one. The binary image was then dissected into the two components of interest, cortical and medullary regions. This separation utilized the unique properties Of each component. For example, a line bisecting any portion Of the 74 medullary cavity of the cross-sectional image of a long bone will pass from the periosteal surface, through the cortex, to the endosteal surface of the medullary cavity, through the medullary cavity, to the endosteal surface of the other side Of the medullary cavity, through the cortex, and to the periosteal surface Of the other side. Hence, the cortical component is characterized by a continuous "shell" with four transitions along a line bisecting the bone. It follows then, that a measurement with four transitions would imply the presence Of both medullary and cortical bone. The total area between the first and second, and the third and fourth transitions, is the total cortical bone area (CA) component; the'area between the second and third transitions comprises the total medullary area (MA) component. The sum Of the two components represents the total subperiosteal area (TA). Each Of the two components was given a unique region defining number (i.e., 0=background; 1=cortical; 2=medullary). The assignment of these numbers completed the process Of segmentation and the classification Of the region(s) Of interest (ROI). Each moment Of inertia calculation was performed on both the binary and binary-masked gray scale images. This delineated the cross-sectional area components and the centroids necessary for determining the biomechanical properties, as described below. 75 Biomechanical Properties Cortical Area (CA) describes the total area occupied by cortical bone in a given one millimeter cross-section. CA is calculated by summing the total number of pixels whose CT numbers are above the given threshold value, then multiplying this number by the size Of each pixel within the matrix superimposed on the cross-section. Mada/lazy Araa (MA) describes the total area occupied by the medullary cavity in a given one millimeter cross-section. TA is calculated by summing the total number Of pixels whose CT numbers are below the threshold value, then multiplying this number by the size Of each pixel within the matrix superimposed on the cross-section. Total Area (IA) represents the total subperiosteal area in a given one millimeter cross-section. It is determined by summing the values for CA and MA, as described above. The ability of a given long bone cross-section to resist axial or compressive loads is directly proportional to its cross-sectional area. It is too simplistic, however, to assume that the cross-section in question is primarily subject to pure compressive loadings. Human long bones are irregular, in that they depart from a perfectly smooth cylindrical shape, due to the muscular forces that are placed upon them. Hence, bending and torsional forces must be accounted for, and to do so for biomechanical analyses, it is necessary to determine the centroid for each cross-sectional image. 76 The centroid, or "balancing point" for a cross-section, was calculated using the relative density Of each pixel according to the following formulae. C, = 2(CT)(d,,)/zcr Cy = z(CT)(d,)/zCT In the above equations, the symbols are represented as follows: - C), is the position Of the centroid relative to the X axis, - C, is the position Of the centroid relative to the Y axis, 0 CT is the CT number of each pixel, a measure Of relative density, - d, is the distance Of the centroid from the X axis, - d, is the distance Of the centroid from the Y axis. Additionally, it is necessary to understand the stress generated by the bending forces along a given cross-sectional axis. The relationship is described by the following equation: a = (M)(Y)/l. In this equation, the symbols are represented as follows: - 0 denotes stress, - M represents the bending moment of inertia along the given axis, . Y represents the maximum fiber length - I, represents the area moment Of inertia. It follows that the degree Of stress is inversely proportional to l,, the area moment Of inertia, which is in turn a good estimate Of the strength Of the cross-section with respect to the forces applied relative to the axis in question. We can thus derive a formula to calculate area moments Of inertia for any 77 particular axis as: I. = 2mm?) In this equation, the symbols are represented as follows: - Ill represents the area moment Of inertia, - A represents the area Of each pixel, - d represents the perpendicular distance from each pixel’s center to the axis Of the centroid. The equations for determining the area moments about the X (mediolateral) and Y (anteroposterior) axes can now be derived as follows: I, = Z(A)(d,‘°') In this equation: - I, = the area moment Of inertia about the X (mediolateral) axis, - A represents the area Of each pixel, - d, represents the perpendicular distance from the center Of each pixel to the X axis Of the centroid. Similarly, for the Y axis: I, = Z(A)(dy2) In this equation: - IV = the area moment of inertia about the Y (anteroposterior) axis, 0 A represents the area Of each pixel, - d, represents the perpendicular distance from the center Of each pixel to the Y axis of the centroid. Although it is theoretically and technically possible to determine the moments Of inertia for an infinite number Of horizontal and longitudinal axes, it 78 is more useful, and conventional, to determine what are known as the maximum and minimum moments Of inertia of a given cross-section with the following formulae: 1,“, = (I, + i,)/2 + (l, - 1,)12 + i; IIt'lin = (Ix + ly)l2 - (Ix - Iy)2 + lxyz In these equations: = the maximum area moment Of inertia, = the minimum area moment of inertia, the area moment of inertia about the X axis, the area moment of inertia about the Y axis, = a measure Of regularity Of distribution between quadrants. max mi X II II: - I - l - l s |y s Ixy lxy itself can be calculated from the following equation: 1., = i/(A)(d)(d,)] In this equation: - A = the area Of each pixel, - d, = the perpendicular distance from pixel center tO the X axis, 0 d, = the perpendicular distance from pixel center to the Y axis. In addition to the equation above that describes bending forces, it is necessary to derive an equation that will provide a good estimate Of shear, or torsional loading. The formula representing the maximum shear stress within a given cross-section is: S=£Dm J 79 Here: - 8 denotes maximum shear stress, - T denotes the applied torque, - Y denotes the maximum fiber length (i.e., the distance between the centroid and the most distal point on the cross-section), - J denotes the polar moment Of inertia (torsional strength). Similar to the case for bending stress (a), shear stress is inversely proportional to a moment Of inertia-4n this case to J. J is therefore a good estimator Of torsional loading, and can be derived from the following equation: J=L+g Here: . J denotes the polar moment Of inertia, - I, denotes the area moment Of inertia along the X axis, 0 I, denotes the area moment Of inertia along the Y axis. In addition to the calculation Of CA, MA, TA, lm, lmm, I,, l,, and J, three "shape" ratios, PCA, l,,,,,/l,,,,,, and IJI, (Ruff and Larsen, 1990) were calculated. One Of these expresses the amount of cortical bone in a cross-section relative to the total subperiosteal area, and is defined as: PCA = (CA/TA) x 100 Where: - PCA = percent cortical area, 0 CA = cortical area, - TA = total subperiosteal area. FOr the two other ratios, we have: 80 [ma/Imin and All, Where: - IWII",in = the ratio of the maximum to the minimum bending strength; - IJI, = the ratio Of the area moments Of inertia about the x and y axes. Normalization Of Data Prior to a statistical analysis of the biomechanical variables, it is necessary to account for the effect Of overall body size on individual long bone dimensions. This process Of compensating, or "standardizing," for size differences is known as normalization. It is not a simple task to accommodate for the potential influence Of body size on bone size in studies Of bioarchaeological remains (Albrecht et al., 1993; Bridges, 1985; Ruff and Larsen, 1990). Body weight has been used for this purpose, but archaeological samples Obviously preclude this approach. Long bone length has been used, and while incorporating this relatively simple measure into a statistical protocol is not difficult, it is by no means Clear that length per se is a good "adjuster" for overall bone size. Several studies have demonstrated that in biomechanical analyses the best way to accommodate for size differences is to divide the dimension in question by the same power as the units Of the moments of inertia, or mm‘ (Bridges, 1985; Lovejoy at al., 1976; Ruff, 1984; Ruff et al., 1984). Additionally, Bridges (1985) has tested various methods Of normalization, 81 including dividing the biomechanical properties by maximum fiber length, femur length, and (femur length)“. The results indicate that while changing the denominator does alter the differences between the Archaic and Mississippian groups for some variables, the overall pattern Of change remains the same (Bndges,1985) A relatively new method Of normalization for the femur has been developed (Ruff at al., 1993) whereby cross-sectional areas and second moments of area are divided by (length)3 and (Iength)5'33, respectively. Normalization in the present study, however, was accomplished by dividing cross sectional areas by (biomechanical length)”, and also by dividing second moments of area by (biomechanical length)‘- Cross-sectional area and moments Of area variables are thus reported in min2 and mm‘ units, respectively (see key to Table C1). This particular method Of normalization is consistent with that Of Bridges (1985) and Ruff and Larsen (1990), two important comparative Native American bioarchaeological samples against which the results of the current research are evaluated. tatistical A roach As discussed previously, seven separate skeletal samples were examined in this study, four from Michigan and three from New York. Of the four Michigan samples, two were derived from the prehistoric period (Riviera aux Vase and Juntunen) and two from the historic period (Lasanen and 82 Fletcher). Of the three New York samples, two were derived from the prehistoric period (Frontenac Island and Harscher) and one (Tram) from the historic period. Analyses were carried out independently for the whole bone anthropometric and biomechanical data sets. Nineteen femoral and 14 humeral measurements were tested. For the biomechanical data, 11 measurements at each Of three separate CT scanning locations (i.e., 20%, 50% and 80% Of biomechanical length) were tested. These three sites correspond to scan #1, #3 and #5, respectively, as described above. All statistical work was performed with SPSS for Windows (NorUSIS, 1990, 1993). Two-tailed t-tests (non-directional) for independent (pooled) samples were utilized to test whether there are any long bone size, shape or strength differences between the pooled temporal groups, controlling for sex and age. Test variables consisted of the femoral and humeral anthropometric and biomechanical measurements discussed above. For the two data sets combined, 30 separate femoral (19 anthropometric and 11 biomechanical) and 25 separate humeral (14 anthropometric and 11 biomechanical) variables were analyzed. For the independent samples routine, grouping variables consisted Of the recoded or combined archaeological sites. For all anthropometric analyses, the data was filtered for bone side, sex, age and site. For all biomechanical analyses, the data were filtered for bone side, sex, age, site and 83 scan position. For statistical purposes, the four Michigan samples were collapsed into two groups based upon prehistoric (i.e., Riviera aux Vase and Juntunen sites) and historic (i.e., Fletcher and Lasanen sites) contexts, and the New York samples were grouped such that the Archaic period Frontenac Island site was compared to the two protohistoric (i.e., Tram and Harscher)“ Seneca sites. For each significance test, a variable mean, standard deviation, standard error Of the mean, and a mean difference (between the two sample means) was calculated. T values and their corresponding two-tailed probabilities, for both equal (i.e., pooled) and unequal (i.e., separate) variance estimates, were also calculated (Norusis, 1990, 1993). Results for all tests were considered statistically significant for p<0.05, on the basis that the findings Of this research are compared to studies that all report their results significant (although not exclusively so) at a p<0.05 level. Chapter 5 RESULTS The following is a summary Of the results for the femoral and humeral anthropometric (see Appendix B, Tables B1-B8) and biomechanical analyses (see Appendix C, Tables C1-C12). Each Of these two data sets is addressed separately for males and females for all femora and humeri. For Michigan, results are discussed for prehistoric vs. historic period comparisons. For the New York samples, results compare the hUnter-gatherer vs. agricultural groups. Overall trends in the measurements (i.e., increases or decreases) are examined (Table 7 and Table 8), and statistically significant differences are indicated. Due to insufficient sample sizes, no biomechanical results are available for female femora or for male humeri within the New York sample. Anthropometrics Michigan prehistoric vs. historic perigz male femora There is a consistent pattern of decreased femoral dimensions when 84 85 historic and prehistoric period Michigan males are compared (T able B1; Figures 01-06). This pattern is not localized, but is seen along the diaphysis in nearly all measures Of length, circumference, and breadth. The only ‘ exceptions are in the midshaft A-P diameter, where there is no change, and in the midshaft M-L and subtrochanteric A-P diameters (Figure 03), where the Historic period males have larger diaphyseal dimensions. For all four length measurements, the subtrochanteric M-L diameter, and the proximal epiphyseal breadth, there is a statistically significant decrease in the historic period. Michigan prehistoric vs. hi§t_oric period: female femora Similar to the case for males, the Michigan female sample also shows a statistically significant decrease for all measures of femoral length in the historic period (T able B2; Figures 01 and 02). However, the remaining pattern Of femoral change within the female sample is quite different compared with that seen for the males. Specifically, the general pattern of decreased size and robusticity experienced by historic period males is not repeated. In fact, the general pattern along the femoral diaphysis, other than for midshaft A-P diameter and circumference, subtrochanteric M-L diameter (Figure 04), lateral condylar length, and proximal epiphyseal breadth (Figure 06), is that of increased size (significantly so for neck girth-Figure D5) in the historic vs. prehistoric period female sample. 86 New York hunter;gatherer vs. agricultural groups: male femora The general pattern of Change seen when comparing the New York hunter-gatherer and agricultural groups is one Of slightly increased size in the latter (T able B3), although the changes are not as large or as consistent across the femur compared with the Michigan male sample. For example, while all of the femoral head measurements are smaller in the agricultural group, all Of the neck measurements are larger. However, none Of these differences reach statistical significance. The two measurements that do significantly differ between the two groups also do so in opposite directions. Specifically, the subtrochanteric A-P and M-L diameters show a significant decrease (Figure 08) and increase (Figure 09), respectively, in the agricultural compared with the hunting-gathering group. New Yprk hunter;gatherer vs. agricultural groups: female fempra The pattern borne out in the New York male femora sample is largely repeated for females (T able B4; Figures 07-09). All femoral length, neck, and - condylar length measurements are larger in the agricultural group, while the femoral head measurements show either no change, as is the case for maximum diameter, or a decrease in size. While there is a statistically significant increase in the midshaft A-P diameter in the agricultural group (Figure 07), there is a statistically significant decrease in the subtrochanteric A-P diameter (Figure 08). This latter difference parallels that seen in the male sample in terms of statistical significance and direction Of change. 87 Michigan prehistoric vs. historic period: male humeri There is a generally consistent pattern of decreased humeral dimensions in the historic vs. prehistoric Michigan male humeri sample (T able B5; Figures 010-014). This holds for all of the diaphyseal length, head, and breadth measurements, however, this pattern of change is reversed for all Of the midshaft dimensions (Figure 013), although not significantly SO. All lengths (maximum, biomechanical, lesser tubercle-trochlear, greater tubercle-medial epicondylar, head-medial epicondylar) and head girth are significantly smaller in the historic period sample. There is also a striking parallel between the changes seen in the femora and humeri within the Michigan male sample. Not only are both bones shorter in the historic period, but the majority of the remaining measures Of size show a pattern Of decreased robusticity in the historic period. Michigan prehistorie vs. historip period: female hpmeri The pattern Of change in the female humeri sample is similar to that for the males, with all length (Figure 010-012) and head (Figure 014) measurements decreasing in the historic period (T able B6). The major difference is that, unlike for the males, the magnitude Of the differences between prehistoric and historic period females is not as large, and none Of the length differences are statistically significant. 88 New York hunter:gatherer vs. agricultural groups: inele mimeri The pattern of change Observed in the New York male humeri sample is mixed (T able B7). While all Of the length measurements are larger in the agricultural group, all of the midshaft diaphyseal, head (save girth) and breadth measurements are smaller in the agricultural group. None of the differences in the humeri measurements between these two groups reach statistical significance. It is interesting to note that compared to the Michigan male prehistoric group, the New York male hunter-gatherers have much (on an absolute basis) shorter humeri. Alternatively, when the same comparison is made between the New York agriculturalists and individuals from the Michigan historic period, the reverse is true, i.e., the post-contact Michigan males have shorter arms. New York huntergatherer vs. agricufiural groups: female humeri In the New York female humeri sample, there is no clear pattern to the direction Of the differences between the hunter-gatherer and agricultural groups (T able B8). For example, two Of the five length measurements are smaller in the agricultural sample, while three are larger. There is little change in the midshaft measurements, and evidence for a slight increase in the anterior and posterior trochlear breadth measurements. Humeral head measurements are all smaller in the agricultural sample. However, like all Of the Changes between these two samples, none are statistically significant. 89 BorrLctha Michigan prehistoric ve. hietorigperioi male femora As can be seen from the top Of Table C1, at the distal location (i.e., at scan site #1; Figures D15-D19), nearly all of the geometric and biomechanical properties in the Michigan male sample are larger in the historic group, indicating a pattern Of increased robusticity and strength compared with the prehistoric sample. Two measurements, MA and TA, are significantly larger in the historic period, while PCA (Figure 019) is significantly smaller. At the midshaft position (i.e., scan site #3-top Of Table C2), the cross- sectional areas Show the same general pattern Of change as they do for the distal region, that is, a decline in CA and increases in MA (Figure 020) and TA dimensions in the historic period group. This argues for a larger cross-section with relatively less cortical bone as a percentage Of total area. Additionally, as ' is the-case for scan #1, MA and PCA are significantly smaller in the historic period. Unlike the distal location, at midshaft all but one (i.e., lmin) Of the strength measures, and all but one (i.e., IJIY) of the strength indices, decrease in the historic period. Proximally (scan site #5-top Of Table C3), the general pattern Of change (Figures 021-025) is more similar to that seen at midshaft than it is to that at the distal location in that historic period males manifest relatively weaker femoral diaphyses compared with the prehistoric sample. Only MA and the 90 two strength indices, l,,,,,/l,,,,,, and lle, are larger in the historic period Michigan male group at this subtrochanteric femoral location. None Of the geometric or biomechanical measures are significantly different between the two groups. Michigan prehistoric vs. historic period: femele femora Paralleling the general increase seen for the male sample, the female group (bottom Of Table C1) also have larger and stronger femora at the distal location in the historic period (Figures 015-019). The magnitude of the differences, however, is generally much larger in the female sample, and, unlike their male counterparts, many more Of the geometric and strength measures reach statistical significance in the female sample. Interestingly, the only three measurements for the male sample that decreased in the historic period, namely CA, PCA (Figure 019) and l,/I, (a measure Of bending strength about the x and y axes) are also the only three that decrease in the historic period female sample. At midshaft, the male and female (bottom Of Table C2) results depart considerably. For the females, all but two of the femoral measurements increase in the historic period, with only I, (bending strength about the y axis) significantly larger, whereas the general pattern for the males is one of decreased midshaft diaphyseal strength in the historic period. As the bottom Of Table C3 indicates, the most striking differences for the prehistoric and historic period femoral data are seen at the subtrochanteric 91 location. First, for females, two Of the three area measurements, CA (Figure 021) and TA (Figure 022), and all of the strength-related geometric properties (Figures 023-025), are significantly larger/stronger in the historic period. This general pattern Of increase is also Observed at the distal and midshaft locations, but the male-female comparison, by scan site, is quite different. For example, at scan #1, both males and females are larger/stronger in the historic period, with females more so in terms Of more measures reaching statistical significance. At midshaft, historic period female femora are larger and stronger compared with prehistoric period females, but the males demonstrate a trend in terms of weaker diaphyses during the historic period. New York hunter;gatherer vs. agricultural groups: male femora The New York hunting-gatherer and agricultural groups do not Show the same level Of significant differences compared to the Michigan samples. For example, at the distal location (scan #1 -Table C4), while there is a general pattern Of decline in proximal femoral strength for the male agricultural group, none Of the biomechanical measures are significantly different. The same holds at midshaft (T able CS), with two fewer measures (i.e., In, and l,) decreasing in the agricultural group. At the subtrochanteric location (T able C6), only lmflmm, an index Of bending strength, is significantly different, in a negative (i.e., weaker) direction, in the agricultural vs. hunting-gatherer group. 92 Michigan prehistoric vs. historic period: mele hemeri As the top Of Table C7 demonstrates, for the Michigan male humeri sample at the distal location (Figures 026-028), there exists an overall pattern Of positive change (i.e., larger cross-sectional areas and stronger diaphyses) during the historic period. TA (Figure 026), lmin, and I, (Figure 027) are significantly larger, indicating an increase in total cross-sectional size and increased resistance tO bending forces about the M-L axis. The same overall pattern Of change is observable at midshaft (top Of Table C8), with TA (Figure 029), I, (M-L bending strength-Figure 030), and l,/ly (the area moment of inertia index) showing significant increases in the historic period. At the proximal humeri scan position (Table C9), once again the historic period male sample is larger and stronger above the elbow, however, none Of the differences reach statistical significance. Michigan prehistoric vs. historic period: female humeri The results for the Michigan female humeri sample are presented at the bottom Of Table C7 for the distal scan location (Figures 026-028). It can be seen that the overall pattern Of change mirrors that for the males, with only PCA and the lJl, strength index showing a decrease in the historic period. In the female sample, TA is also Significantly larger in the historic period, as is J (Figure 028), a measure Of torsional or twisting strength. Compared to the distal humeral site, there are more significant differences at midshaft (bottom Of Table C8). At the latter location, MA and TA 93 (Figure 029) are larger, and law, I, (Figure 030), J, and the M, index are all significantly stronger in the historic period. Proximally (bottom Of Table 09) once again the historic period female humeri sample is larger and stronger compared to the prehistoric period sample, yet only with the lmazflmin strength index significantly so. New York hunter;gatherer vs. agricultural groups: female humeri At all three cross-sectional locations along the humeral diaphysis for the New York females, the agriculturalists have generally smaller cortices and weaker measures of humeral strength (T ables C10-C12). The notable exception to this pattern can be seen with respect to medullary areas at the ‘ distal (Figure 031) and midshaft locations (Tables C10 and C11, respectively), where there are significant increases in the agricultural group (and significant decreases in PCA). None of the other biomechanical properties (save for CA at midshaft), although smaller in the agricultural group, are significantly so. Testing of Hypotheses To reiterate, the primary research goal Of the present study was to examine postcranial skeletal structural adaptations in bioarchaeological populations from Michigan and western New York. It accomplished this by utilizing two separate case studies. First, it examined differences in long bone structure that may have resulted from concomitant changes in physical activity between the prehistoric and historic periods in Michigan. Second, it examined 94 the long bone structural changes accompanying the transition from a hunting- gathering to an agricultural subsistence economy in western New York State. In order to test the hypotheses as outlined in Chapter 3, two separate yet complimentary data sets, both of which measure dimensions Of the femur and humerus, but which are predicated on quite different methodological approaches, were used. One data set was derived from a whole bone anthropometric analysis of external bone dimensions, the other was derived from a biomechanical analysis Of computerized tomographic (CT) scan- generated diaphyseal cross-sectional Size, shape, and strength characteristics. The following hypotheses can now be evaluated in light Of the results as presented above. Hypothesis 1 There will be no difference between the Michigan prehistoric and historic period samples with respect to anthropometric measures of long bone Size. The anthropometric data for the Michigan sample demonstrate that male and female femora are significantly shorter, and have generally less robust diaphyses, in the historic period. Hence, for the femora of both sexes, the null hypothesis is rejected. Male humeri are also significantly shorter in the historic period. The remaining measurements present a mixed pattern Of change demonstrated by the diaphyseal and articular breadth measurements. For the male humeri sample, then, the hypothesis is also rejected. Although the 95 female humeri are generally smaller in the historic period, the differences do not reach statistical significance, save for a single diaphyseal measurement, which is significantly larger in the historic period sample. For the Michigan female humeri sample, then, the null hypothesis is accepted. Hypothesis 2 There will be no difference between the Michigan prehistoric and historic period samples with respect to long bone cross-sectional biomechanical properties. The biomechanical data for the Michigan samples indicate that male femora are generally larger and stronger at the distal site, yet generally smaller and weaker at the midshaft and subtrochanteric locations in the historic period. Very few Of the strength measures are statistically different between the two periods, hence the null hypothesis is provisionally accepted. At all three locations along the diaphysis, the female femora are larger in the historic period, and the magnitude Of this increase is generally greater compared to the male samples. At the distal and subtrochanteric positions, nearly all Of the measures of size and strength are significantly larger in the historic period. Hence, the null hypothesis is rejected. In terms Of the humeri, both males and females Show a general pattern of larger size and strength in the historic period. This pattern is seen across the diaphysis (i.e., at scan locations 1, 3 and 5). For all comparisons at all scan sites, the historic period females show the most significant differences (at 96 midshaft) when compared to their prehistoric counterparts. For both males and females, the null hypothesis is rejected for the distal and midshaft locations. However, since none Of the area or strength differences are statistically Significant proximally, the null hypothesis is accepted for that location. wile—sis; There will be no difference between the New York hunter-gatherer and agricultural samples with respect to anthropometric measures of long bone size. For the New York samples, the morphometric data indicate a slight bias in the direction of longer femora in the agricultural group for both sexes, although none Of the measures is statistically significant. Also for both sexes, the diaphyseal dimensions Show a mixed pattern Of change, with some measures larger in the agriculturalists, while others are smaller. For the New York male and female femoral data, the null hypothesis is accepted. Additionally, the expectation (based on previous work-see Chapter 3) that the agriculturalists would have larger femora compared to the hunter-gatherer group was not met with this New York data. . Also in the New York samples, male humeri are longer, but less robust, in the agricultural group; there is no discernable trend for females between the two populations. None Of the New York humeral measurements, for either sex, are statistically significant when the hunter-gatherer and agricultural groups are compared, hence the null hypothesis is accepted. 97 Hypothesis 4 There will be no difference between the New York hunter-gatherer and agricultural samples with respect to long bone cross-sectional biomechanical properties. The biomechanical data for the male New York samples indicate that for measures Of size and strength at all three locations along the femoral diaphysis, agriculturalists are generally smaller and weaker. However, at the distal and midshaft locations, none of the differences are significant; at the subtrochanteric location, only l,,,,,,/lmin is significantly different (smaller) in the agricultural group. Hence, for the New York male sample, the null hypothesis is accepted. For the female humeri, the agriculturalists are also generally smaller and weaker across the diaphysis. At the distal location (scan #1), PCA is significantly less, and at midshaft CA and PCA are significantly less, in the agriculturalists. However, at both Of these locations, MA is larger in the agricultural sample. For these two locations, the null hypothesis is rejected. For the proximal humerus, the general pattern Of smaller and weaker diaphyses continues, but none Of the comparisons are significantly different. Hence, at this location, the null hypothesis is accepted. These results suggest that the female agricultural sample changed more at the elbow and in the midshaft region of the arm compared to the shoulder. 98 Table 7 Summary of Changes in Femoral Diaphyseal Dimensions and Biomechanical Cross-Sectional Measurements ‘ New York2 female male female VARIABLE maximum A-P midshaft diameter M-L midshaft diameter circumference A-P subtroch diameter M-L subtroch diameter CT3 CA MA TA + J + + ‘ Michigan comparisons are for the prehistoric vs. historic period sample; 2 New York comparisons are for the hunter-gatherer vs. agricultural sample; 3 CT scan locations ("1" = distal; "3" = midshaft; "5" = proximal). A "+" and a "-" indicate a significant increase or decrease, respectively, in the historic period or in the agricultural sample, as appropriate. A blank box denotes no statistically significant change in either direction. Shaped area signifies no data is available. 99 Table 8 Summary of Changes in Humeral Diaphyseal Dimensions and Biomechanical Cross-Sectional Measurements ‘ New York2 female male female VARIABLE maximum maximum midshaft diameter minimum midshaft diameter circumference CT“ J See bottom of Table 7 for key. Chapter 6 DISCUSSION The results of this research clearly demonstrate that there are numerous significant differences in the external dimensions Of the femora and humeri derived from the prehistoric and historic period samples in Michigan. Specifically, for both males and females, all measures of long bone length, some measures Of diaphyseal size, and most measures along the proximal and distal articular surfaces are shorter/smaller in the historic period. The exception tO this is the pattern Of change seen in the female femoral data, where the head and neck measurements are larger, but not significantly so, in the historic period. The biomechanical results reveal a different pattern of change for both male and female femora. Whereas the anthropometric data reveal a fairly consistent pattern Of decreased dimensions for the femora and humeri within both sexes between the prehistoric and historic period samples, the biomechanical properties for the male femora indicate greater size and strength at the knee, but general decreases in both' moving along the diaphysis toward the hip. Alternatively, female femora from the historic period are larger and stronger along 100 101 the entire length of the diaphysis, and especially so near the hip (i.e., subtrochanteric). The direction Of change for the humeral biomechanical sample is even more consistent than that for the femur in that, with few exceptions, all Of the measures Of area and strength are larger/stronger for both males and females in the historic period. This pattern holds across the entire diaphysis and, in terms Of measures of statistical significance, is most striking distally (i.e., toward the elbow) and at midshaft. Quite in contrast to‘the differences documented for the Michigan skeletal samples, the results for New York demonstrate that there are few size differences, for either bone or for either sex, when the hunter-gatherer and agricultural groups are compared. Even within the few significant differences that are evident, there is little consistency with respect to the direction Of change. In terms of long bone cross-sectional area and strength, there is also little significant change between the two groups. In fact, for male femora and female humeri (there are nO female femoral and male humeral samples), none Of the measures Of diaphyseal strength per 89 are significantly different. In studying archaeologically-derived human remains, it is difficult to establish with certainty parallels between the biomechanical forces acting upon bone and specific patterns Of physical activity. However, with the aid of the archaeological record and historical documentation, and with analogy to comparable studies from other geographic regions, a broad behavioral framework 102 for interpreting the results Of this study can be constructed. It is within this context that one can most instructively elucidate the patterns Of physical activity, and potentially the sex-specific behavioral correlates associated with them, that "link" the biological (i.e., skeletal) and cultural (i.e., behavioral) data examined in this research. TO begin, as a general guide for interpreting the results Of the Michigan case study where prehistoric and historic period skeletal samples are compared, one can lOOk to the bioarchaeological studies being conducted for the Georgia coast. As indicated in Chapter 3, in this region research has documented human long bOne skeletal structural adaptations in prehistoric preagricultural, prehistoric agricultural, and historic period agricultural populations (Fresia et al., 1990; Larsen, 1982, 1984, 1987, 1990, 1995, 1997; Larsen and Ruff, 1991; Ruff et al., 1984). For the present discussion, it is the relationship between the prehistoric and historic period samples that is Of most interest for comparison with the Michigan data. Briefly, the Georgia coast research has shown that femoral structural strength declines between the precontact preagricultural and precontact agricultural periods for both males and females. This trend is then reversed for the contact period agriculturalists, where femoral strength increases, and especially SO for females (Ruff and Larsen, 1990). Increased long distance travel in the post-contact (mission) period is one Of the activity-related behaviors implicated to help explain high strength-related cross-sectional properties in the 103 femoral midshaft of some males. This contention is supported by ethnohistorical accounts from the region indicating that the Spanish in the area sometimes forced some males into the repartimiento labor system, and subsequently ordered them to make long distance trips to St. Augustine and elsewhere (Bushnell, 1981; Ruff and Larsen, 1990). Other important factors that undoubtedly impacted the activity patterns (and hence the skeletal structure) of the contact period inhabitants in the area included epidemics, retaliation by the Spanish following revolts, attacks by the English-occupied Carolina colony, increased population centralization, and an overuse Of already marginal soils (Larsen, 1990). For the Georgia coast humeri sample, the pattern Of decrease, then increase, in diaphyseal strength between the three periods also holds for males; for females, the initial decrease in the precontact agricultural period persists, but does not reverse, and continues to decline, in the postcontact agricultural group. Here, the suggestion is made that male participation in agricultural responsibilities may have increased in the contact period, thereby increasing the mechanical demands on the upper limb. The results for the Michigan prehistoric vs. historic period comparison are generally consistent with the prehistoric agricultural and historic period agricultural results as described for the Georgia coast. In both regions, at least in terms Of the data for male and female femora and for male humeri, individuals were experiencing increased biomechanical demands postcontact. The departure between the two studies can be seen with respect to the female humeri, where 104 on the Georgia coast there is a decline in strength in the historic period, compared to Michigan, where there continues to be an increase. Although the directions Of change for the Georgia coast and Michigan are broadly similar, the reasons, as outlined above, that have been postulated to explain the Georgia coast results are potentially quite different from those that might explain the results from Michigan. Accordingly, it is useful to turn to the archaeological and historical records in order to "tease out" those aspects Of human activity (especially as relate to subsistence pursuits) that are consistent with the skeletal results for the prehistoric and historic period comparison in Michigan. The Michigan prehistoric samples consist of the Juntunen and Riviera aux Vase sites. The Juntunen site has served as a type site for late prehistoric settlement-subsistence systems in the northern upper Great Lakes (Fitting and Cleland, 1969). Cleland (1966) has characterized the Juntunen site as a primarily fishing village occupied by individuals who were (perhaps) only marginally agricultural. The site is situated well north Of the limits for effective agriculture in the Great Lakes region (Cleland, 1983), where at least 140 frost-free days are needed for reliable corn production (Yamell, 1964). However, the results of the faunal analysis from the site indicate that fish bone (mainly sturgeon) account for only 66% Of the meat in the refuse from the Site (Cleland, 1966). The other 34% consists Of a variety Of local fauna (McPherron, 1967) including beaver, dog, porcupine, moose, and bear. The inhabitants of the Riviera aux Vase site were primarily agricultural-based (Krakker, 1983), however, they too significantly 105 supplemented their diet with a broad range Of subsistence-related activities that included hunting, gathering and some fishing (Bender, 1979; Wilkinson and Van Wagenen, 1993). The historic period Michigan samples are derived from the Lasanen and Fletcher sites. Both are primarily agricultural but, similar to the situation described above, here too the primary subsistence activities were likely Often- times supplemented with hunting, gathering, and fishing. The point to emphasize here is that in the Great Lakes region none Of major subsistence patterns (e.g., agriculture, fishing, or hunting-gathering) were entirely exclusive Of one another (Tanner, 1987). In fact, Cleland (1983) has commented that the Great Lakes area is characterized by a large diversity Of subsistence-settlement strategies. Hence, the picture that emerges, during both the prehistoric and historic periods, is one where a broad range Of physical activities related to food procurement were carried out. Related to this discussion Of food procurement is the important issue of the extent to which European contact may have altered the subsistence pursuits (and hence the activity patterns) of individuals in the historic period. There have been many attempts to examine the impact Of Euro-Indian culture contact in the upper Great Lakes; most of these have centered on the influence that the fur trade had on aboriginal lifeways. Gerrnane to the present research is the work Of Fitting (1976), who has addressed the phenomenon Of acculturation in the Straits of Mackinac region by examining whether the introduction Of European trade goods, 106 particularly axes, kettles, knives, and guns, altered the subsistence patterns Of the area. TO do this, he compares the faunal remains from the Juntunen site to those from the early historic period Tionontate site in St. Ignace, which may well represent the village associated with the Lasanen site burials. When adjusted for differences in human population size, the faunal collections from the Juntunen site and the Tionontate village are not only found to be comparable in size, but the same species are dominant in both assemblages. Moreover, the trends in species utilization at the Juntunen site are amplified at the Tionontate site in that fish account for 99% Of the entire food refuse. Accordingly, Fitting (1976) argues that if the introduction Of European trade goods had any effect at all on the prehistoric subsistence strategy in the region, it was to amelijy the trends already present. Hence he rejects the hypothesis that European trade goods drastically altered the subsistence base of the pre-contact peoples in the Straits Of Mackinac. This general thesis is supported by historic period literature indicating that postcontact period Great Lakes Indians continued their traditional methods Of food procurement, and that despite the introduction of European-made items related to subsistence such as guns, traps, and metal fishing gear, the pressures Of contact only intensified the precontact principal subsistence regimes (Tanner, 1987). The results Of the biomechanical analyses are consistent with these archaeological and documentary data, and it is argued that this idea Of "amplifying" subsistence-related (and hence activity-related) trends that were 107 already present precontact may help explain why postcontact individuals are significantly stronger compared with those from the prehistoric period. In addition, as has been previously described, the results Of the skeletal analyses also indicate that the mechanical demands on females, even more so than for males, increased after contact. The biomechanical data documenting large increases in female femoral strength, especially at the articular ends Of the bone, are consistent with female-related activities that emphasize bending and/or squatting, such as corn hoeing and corn pounding. If the Fitting/Tanner theses are-correct, it would follow that the amount Of time spent by females performing these type Of activities would have significantly increased in the historic period. An independent line Of evidence supporting this changing (in terms Of total work effort spent on agricultural-related activities) role for historic period females is presented below. As noted in Chapter 3, Bridges (1985, 1989a,b, 1991) has clearly documented greater biomechanical demand in female Mississippian agriculturalists compared to Archaic hunter-gatherers form northwestern Alabama, indicating that subsistence agriculture is not less physically demanding compared with hunting-gathering. In fact, it has long been documented by anthropologists that an agricultural way Of life is more labor intensive and time-consuming than is hunting-gathering (see, for example, Lee and DeVore, 1968 and Sahlins, 1972). The humeral biomechanical data, especially at midshaft, also argues for an increased workload for postcontact females. Compared to the forces generated at the major joint surfaces, it is difficult to reconstruct, in a behavioral sense, the 108 types Of specific activities that might place increased mechanical stress on the humeral midshaft. Nevertheless, we can speculate that a broad range Of lifting behaviors, likely in conjunction with the subsistence-related activities described above (e.g., corn production and/or the lifting Of heavy fish-laden nets associated with the inland shore fishing subsistence adaptation well-documented for the straits Of Mackinac region (Cleland, 1982)), is consistent with the increased humeral strength results. Other tantalizing evidence that may shed light on the skeletal results can be found in Anderson (1994), who has recently examined the flow of European (and especially French) made-trade goods into the western Great Lakes region between A0. 1715 and AD. 1760. To do this, he uses data from the Montreal Merchants’ Records (MMR), which consist Of the business records and invoices Of numerous Montreal merchants. These merchants sold trade goods and supplies to fur traders about to embark on their journey to trading outposts (eight were examined) in the interior; hence the MMR represent an important record Of the sale Of goods by European merchants to European traders. If the traders purchased their items in accordance with their understanding Of Indian interests in the trade goods, Anderson has argued that the MMR should accurately reflect the types and quantities Of items most desired by the Indians. In order to designate an item on the invoice as a trade good, archaeological and documentary evidence was used such that if the item has been found on a French-period Indian site, or if the item appeared on French-period trade lists in 109 documentary sources, it was designated a trade good. lmportantly, archaeological evidence came from the Lasanen and Fletcher sites, the two historic period sites examined in this research. When all trade goods were ranked by functional category (e.g., cooking and eating, hunting, clothing, weapons, amusements, adornment, etc.) it was found that there was a very strong demand for clothing, which accounted for nearly two- thirds Of the expenditure for all Of the goods shipped to all eight Of the trading outposts. This finding has potentially important implications for the present study in that it may help to illuminate the changing role for females in the historic period. Specifically, Anderson argues that access to ready-made clothing, along with pins, needles, and thread may have reduced the amount of time and labor that women spent in the actual production of clothing. Perhaps this savings in time was "reinvested" in physical activities related to the production Of trade items important to the fur trade, for example garden produce. Evidence in support Of this suggestion can be found in numerous Great Lakes historical references that document the importance Of providing Europeans with Native American-generated agricultural products. Among the Ottawa, for example, while hunting and fishing was done by males, women planted and tending fields Of corn, beans, and squash, gathered and dried wild berries, harvested and dried cultivated crops, and made clothing and trade goods, such as rush mats, baskets, birch bark boxes, and leather bags (Clifton et al., 1986). These items not only added to the diversity Of the native foods, but they were also 110 traded in order to provision the French at Mackinac and Detroit (Feast and Feast, 1978). The Ottawa were also able to create wealth (and in turn prestige) in the eyes Of the French by growing corn and by doing other jobs that the French did not do themselves (Clifton et al., 1986). Additionally, McClurkin (1988) has documented that the Ottawa were able to compensate. for lost revenue due to their diminished role as middlemen in trade by selling provisions to French traders passing trough the Straits of Mackinac area on their way westward. Whatever the case, these lines Of evidence support the direction Of biomechanical Change seen in long bone strength and architecture comparing individuals between the pre- and postcontact periods. Taken together, they also place a heightened emphasis on the already-important role that females played in a wide range of activities within prehistoric and historic period Native American society. Summapy and Conclusions ' Interpreted within the context Of physical activity, the increases in the cross- sectional area and strength measures provide evidence for increased biomechanical demand, for both sexes, in the Michigan historic period. These biomechanical differences are found across the femoral and humeral diaphyses, and point toward a generalized increased workload on both the arms and legs. It is also worth noting that the magnitudeof the femoral cross-sectional size and strength differences between the prehistoric and historic periods is generally greater for females than for males. This finding suggests that the level Of activity 111 Changed more dramatically for females than for males between the two periods. Alternatively, for the New York hunter-gatherer/agricultural comparison, the results Of the biomechanical analyses do not argue for any significant increase (or decrease) in workload in the latter group. These results are not in keeping with those predicted from previous research on the hunter-gatherer agricultural subsistence transition (Bridges, 1985, 1989a,b, 19991); as such much more work is needed to identify the reasons for this unanticipated departure. This research has attempted to document postcranial skeletal structural adaptations in Native American populations from Michigan and New York and tO relate the observed variability in long bone size and strength to the activity-related behaviors Of these past peoples. The analyses attempted here for the prehistoric vs. historic period comparison in Michigan, and for the‘ hunter-gatherer vs. agricultural comparison in western New York, Of course, in no way constitute a definitive study Of the skeletal structure-function relationship within each Of these skeletal samples. It is hoped, however, that in some small way the results Of this research have helped lay the groundwork for future studies aimed at elucidating the biological and cultural changes that may have coincided with the contact period in Michigan and the hunter-gatherer subsistence transition in western New York. From this perspective, the results Of the current research, in some substantive way, will add to what is known about the history of each region. Not unexpectedly, this research has raised many questions that warrant further investigation. It is hoped that the results of this study provide a basis for 112 interpreting the relationship between skeletal structure and behavior in a wider regional context. As such, this study will help to broaden the perspective from which anthropologists are able to address the complex synergistic relationship between human activity, biocultural evolution, and associated modifications in skeletal form and function. Wr Fugue Research ( 1) Further interpretation Of biomechanical properties Although the current research has gone far in documenting patterns Of skeletal change in the two case studies, the most logical next step is to unravel the functional significance of more Of the biomechanical properties. For example, in comparative studies, the polar second moment Of inertia (J) has been used as a measure Of overall long bone strength. A decline in the Irma/Imin ratio, a measure of cross-sectional circularity, has been interpreted to indicate a decline in activity level. The I,,IIy ratio represents a measure of relative bending strength in the anteroposterior direction. Bending strengths about this plane, in the distal humerus for example, are generated by flexion and extension at the elbow. In future research efforts, it will be Of interest to see if the ethnohistorical record can shed additional light on any male/female differences in the types of activities that might reflect sexually dimorphic tendencies in these measurements. 113 (2) Bone mineral density Although an analysis of bone mineral density (BMD) was beyond the scope of this research, BMD data was collected at the time of CT scanning. This was accomplished by including a phantom in the path of every CT scan taken. Although absorptiometric modalities have more traditionally been used for measuring BMD, CT scanners can also measure BMD if the appropriate accommodations are made to the scanning protocol. The details of just such a methodology are discussed in Chapter 4 under "The role of the phantom in CT scanning." BMD is a material property of bone that is influenced by nutrition, metabolic factors and mechanical stimuli. In tandem with the architectural properties examined here, BMD is an important component of bone strength, although in bioanthropological contexts it is more often used to evaluate dietary-based hypotheses related to sex-specific patterns of cortical bone loss with aging. In this respect, BMD data would potentially complement the physical activity data by addressing questions that are more directly related to diet and nutrition. (3) Histomorphometry, mechanical loading and diet This suggestion is perhaps more "intellectual" than practical. The anthropometric and biomechanical analyses performed in the current research measure skeletal adaptation at the macroscopic level. Anthropometry is done on the external surfaces of bone, and CT allows the internal structure of bone to be 114 examined for biomechanical properties without materially compromising the physical integrity of the bone. However, the dynamic nature of skeletal tissue, as seen through its ability to continually modify itself throughout the course of an individual’s lifetime, ultimately manifests itself at the cellular level. This involves a delicate balance between the action of bone deposition, accomplished by osteoblasts, and bone resorption, accomplished by osteoclasts. The microscopic structures associated with this remodeling process, for example osteons and Haversian systems, can be quantified, revealing important information about the health of archaeological populations. However, these structures can only be seen by a microscopic examination of bone thin sections, which involves an invasive process. Stout (1983, 1989) has previously examined skeletal remodeling in hunter-gatherers and agriculturalists from archaeological sites in the midwestem United States, and his results demonstrate greater remodeling rates in the latter. It is possible that these differences reflect responses to both activity-related mechanical stimuli as well as to specific nutritional components (Martin et al., 1985) characteristic of different subsistence regimes (for example, the low calcium, high phosphorous ratios of maize-based diets) (Larsen, 1995). It would be of interest to reveal the relative contribution that each of these factors makes with respect to the skeletal populations examined in this research. APPENDICES APPENDIX A Femoral and Humeral Anthropometries Measurements, Instrumentation and Explanations APPENDIX A FEMORAL AND HUMERAL ANTHROPOMETRICS Femoral Anthropometrics 1. Maximum length Instrument: osteometric board Explanation: The posterior surface of the bone is placed facing the osteometric board. The measurement represents the greatest distance from the most distal projection of the medial condyle, resting against the fixed upright, to the farthest distance obtainable while maneuvering the proximal end of the bone from side to side along the board’s surface. 2. Bicondylar length Instrument: osteometric board Explanation: Also known as oblique or physiological length. The bone is positioned posterior side down, with both condyles placed against the fixed upright, and the movable block is positioned against the head. 3. Biomechanical length (FBL) Instruments: osteometric board and first segment of anthropometer Explanation: This measurement, used to calculate the locations of the five CT scans, is referred to as femoral biomechanical length (FBL) for the purposes of this study. The landmarks used to define this measurement are identical to those described in detail in Ruff and Hayes (1983a). With the posterior side of the bone positioned away from the observer, FBL is represented by the average distance between the most distally-projecting contact points of the medial and lateral condyles and the superior surface of the femoral neck, just medial to where the neck merges joins with the greater trochanter. This proximal endpoint is located near the insertion of the Obturator intemus muscle. Gray (1976, p. 501) describes the Obturator intemus muscle as being "inserted into the anterior part of the medial surface of the greater trochanter proximal to the trochanteric fossa." 117 118 4. Maximum Trochanteric Length Instrument: osteometric boa rd Explanation: This measurement is also known as trochanter-condylar length. Wrth the posterior side of the bone facing down, the greatest distance from the most sUperior projecting aspect of the greater trochanter to the most distal projection of the medial condyle is obtained. The measurement is most readily taken by placing the medial condyle against the fixed upright of the osteometric board and then aligning the movable block against the highest point on the greater trochanter. The distance is then read off millimeter graph paper affixed to the osteometric board. 5. Anteroposterior (A-P) midshaft diameter Instrument: sliding caliper Explanation: This measurement is based on a maximum length-derived midpoint (as opposed to bicondylar or FBL length) and is taken in the sagittal plane, at a right angle to the bone’s anterior surface, and perpendicular to the mediolateral midshaft diameter (see below). The Iinea aspera is not avoided when taking this measurement. 6. Mediolateral (M-L) midshaft diameter Instrument: sliding caliper Explanation: This measurement is also based on a maximum length-derived femoral midpoint. It is taken in a transverse plane, at a right angle to the sagittal plane, and perpendicular to the anteroposterior midshaft diameter. 7. Midshaft circumference Instrument: flexible tape Explanation: This measurement is also based on maximum femoral length. It is taken along a plane corresponding to both the A-P and ML midshaft diameters, and it represents the greatest distance around the exterior surface of the femoral shaft. 8. Anteroposterior (A-P) subtrochanteric diameter Instrument: sliding caliper 119 Explanation: This measurement is taken in the sagittal plane, distal to the lesser trochanter. It is not represented by a well-defined, fixed, anatomical landmark. In taking the measurement, the gluteal tuberosity (the lateral ridge of the linea aspera) is avoided. It is taken three centimeters inferior to the center of the prominence of the lesser trochanter, along the pectineal line, which is represented by the intermediate ridge of the linea aspera. A-P subtrochanteric diameter also demarcates the location, marked temporarily with pencil on the lateral side of the bone, needed to "level" the femur in the longitudinal, or A-P plane, for the purposes of computerized tomography scanning orientation. 9. Mediolateral (M-L) subtrochanteric diameter Instrument: sliding caliper Explanation: This measurement is taken in the transverse plane, distal to the lesser trochanter. It is recorded in the same location, but perpendicular to, the A-P subtrochanteric diameter, which is located as described above. 10. Maximum (Vertical) head diameter Instrument: sliding caliper Explanation: This measurement represents the greatest distance obtainable along the articular surface of the femoral head. 11. Horizontal (Transverse) head diameter Instrument: sliding caliper Explanation: This measurement represents the greatest distance obtainable across the articular surface of the femoral head. It is most readily taken when oriented with respect to an anteroposterior plane (i.e., perpendicular to the plane established for the vertical head diameter measurement). The bone is oriented such that the measurement can be taken while viewing the fovea capitis. 1 2. Head girth Instrument: flexible tape Explanation: This measurement represents the maximum distance around the articular surface of the head. 120 13. Minimum neck height Instrument: sliding caliper Explanation: This is a measurement of the minimum distance, taken in the vertical plane, across the femoral neck. 14. Horizontal neck breadth Instrument: sliding caliper Explanation: Also a measurement of minimum femoral neck distance, taken in a parasagittal plane, at the same location, but perpendicular to, the orientation used to determine minimum neck height. 15. Neck girth Instrument: flexible tape Explanation: This measurement describes the minimum distance around the exterior surface of the femoral neck. When taking this measurement, care is taken to pull the tape taught across the entire outer neck surface. 16. Anteroposterior (A-P) medial condylar length Instrument: sliding caliper Explanation: This measurement, representing the greatest distance across the medial condylar surface, is taken with the femur oriented in a horizontal plane relative to the observer. The measurement is defined as the distance from the posterior edge of the tibial articular surface to the most forwardly (i.e., highest) projecting aspect of the condyle. 17. Anteroposterior (A-P) lateral condylar length Instrument: sliding caliper Explanation: This measurement is taken with the femur oriented as described above, but for the lateral condyle. 18. Proximal epiphyseal breadth Instrument: sliding caliper 121 Explanation: This measurement represents the maximum distance between the lateral edge of the greater trochanter and the articular surface on the femoral head. It is taken by holding one end of the caliper fixed against the medial edge of the greater trochanter and pivoting the bone mediolaterally until the maximum distance on the (medial) articular surface is obtained. 19. Biepicondylar breadth Instrument: sliding caliper Explanation: This measurement represents the greatest distance obtainable between the outer most projections of the medial and lateral epicondyles. Humeral Anthropometrics 1. Maximum length Instrument: osteometric board Explanation: This measurement is taken from the most superior portion of the humeral head to the most distal aspect on the medial edge of the trochlea. The head is placed against the fixed vertical, and the bone is rotated in all directions until the maximum length is obtained. 2. Biomechanical length (HBL) Instrument: first segment of anthropometer Explanation: This measurement, used to calculate the locations of the five CT scans, is referred to as humeral biomechanical length (HBL) for the purposes of this study. The anatomical landmarks associated with this measurement, described in Ruff and Larsen (1990, p. 97), are the proximal surface of the humeral head and the distal edge of the lateral lip of the trochlea. 3. Lesser tubercle-trochlear length Instrument: first segment of anthropometer Explanation:th the bone lying posterior side down, the maximum distance from the highest point on the lesser tubercle to the most distal projection of the trochlea, generally lying along its medial lip, is obtained. 122 . Greater tubercle-medial epicondylar length Instrument: first segment of anthropometer Explanation: This measurement represents the greatest distance from the most superior aspect of the greater tubercle to the inferior edge of the medial epicondyle. . Head-medial epicondylar length Instrument: first segment of anthropometer Explanation: With the bone oriented posterior side down, this measurement represents the greatest distance from the most superior aspect of the humeral head to the inferior margin of the medial epicondyle. . Maximum midshaft diameter Instruments: sliding caliper and osteometric board Explanation: This measurement is based on maximum humeral length. The midshaft location is marked at the time the maximum length measurement was taken. The measurement is obtained by rotating the shaft in an anteromedial direction (Bass, 1987), until the maximum diameter is obtained. . Minimum midshaft diameter Instrument: sliding caliper Explanation: After establishing the midshaft position according to the method described above, this measurement is taken at 90° to the maximum midshaft diameter. . Midehaft circumference Instrument: flexible tape Explanation: Again with the midshaft position located as described above, this measurement represents the greatest distance around the external surface of the bone. . Maximum (Vertical) head diameter Instrument: sliding caliper 123 Explanation: The measurement represents the greatest distance obtainable along the articular surface of the humeral head. 10. Horizontal (Transverse) head diameter Instrument: sliding caliper Explanation: This measurement represents the greatest distance obtainable across the articular surface of the humeral head, viewed in an A-P plane, that is, perpendicular to the plane established for the vertical head diameter measurement. 11. Head girth Instrument: flexible tape Explanation: This measurement represents the maximum distance around the articular surface of the head. 12. Anterior trochlear breadth Instrument: sliding caliper Explanation: Positioned posterior side down with the distal end of the bone facing the observer, this measurement represents the greatest distance between the medial and lateral trochlear margins. 13. Posterior trochlear breadth Instrument: sliding caliper Explanation: This measurement is taken with the bone positioned posterior side down with the distal end of the bone facing the observer. The measurement represents the greatest distance between the medial and lateral trochlear margins. 14. Biepicondylar breadth Instrument: sliding caliper Explanation: The humerus is positioned posterior side down with the distal end facing the observer. The measurement represents the greatest distance between the medial and lateral epicondyles. APPENDIX B Results for Femoral and Humeral Anthropometric Data Michigan and New York Samples Tables 81-88 APPENDIX B Table B1 Femoral Anthropometrics: Michigan Males Length 460.3 1 20.9 438.4 1 24.6 -21.9 * 455.7 1 21.2 434.6 1 26.5 -21.1 * 438.2 1 21.1 416.9 1 25.1 -21.3 * 450.8 1 22.2 431.6 1 24.1 -19.2 * Maximum Bicondylar P I Biomechanical Maximum Trochanteric Midshaft Diameter Anteroposterior II 29.8 1 2.7 29.8 1 2.8 0 Mediolateral 26.6 1 2.2 27.0 1 2.4 0.4 Circumference 88.7 1 6.8 88.5 1 7.6 -0.2 Subtrochanteric Diameter Anteroposterior 27.1 1 2.6 29.3 1 2.2 2.2 * Mediolateral 32.0 1 3.0 29.4 1 3.4 -2.6 * Head Diameter Maximum 46.9 1 2.4 46.1 1 3.6 ~0.8 Horizontal 45.9 1 2.2 44.8 1 3.0 -1.1 Girth 147.6 1 7.1 142.9 1 9.9 -4.7 Neck Minimum Height 32.0 1 2.5 31.2 1 2.1 -0.8 Horizontal Breadth 26.8 1 2.3 26.4 1 2.2 -0.4 126 Table B1 (continued) Variable‘ I Condylar Length - [I Medial 63.9 1 4.3 I 62.9 1 5.3 -1.0 “ Lateral 64.4 1 3.5 I 62.4 1 2.8 -2.0 Breadth Proximal 98 4 1 4 9 93.9 1 7 5 -4 5 Epiphyseal . Biepicondylar 81.6 1 3.9 ‘ All measurements are in millimeters (mean 1 SD). 2 Juntunen and Riviere aux Vase sites. 3 Lasanen and Fletcher sites. ‘ Difference and direction of change ("+" or "-") between sample means. 5 Significance level for two-sided t-tests at p<0.05. Femoral Anthropometrics: Michigan Females “PW—”Changer— Variable_‘_ I Table 32 Length , II Maximum 436.3 1 22.7 414.8 1 18.4 -21.5 A” Bicondylar 430.5 1 22.9 410.4 1 17.3 -20.1 Biomechanical 413.2 1 21.5 395.0 1 15.7 -18.2 ll Maximum 424.5 1 22.7 409.2 1 16.3 -15.3 ll Trochanteric Midshaft Diameter %l Anteroposterior 26.8 1 2.9 25.5 1 1.8 -1.3 Mediolateral 25.0 1 1.7 25.1 1 1.9 0.1 Circumference 81.8 1 6.0 80.1 1 4.8 -1.7 Subtrochanteric Diameter Anteroposterior 25.0 1 2.1 25.3 1 2.5 0.5 Mediolateral 29.2 1 3.0 29.0 1 2.6 -0.2 Head Diameter Maximum 41.8 1 2.7 43.1 1 2.9 1.3 Horizontal 40.9 1 2.8 42.4 1 2.9 1.5 Girth 130.0 1 8.5 134.8 1 8.2 4.8 Neck Minimum Height 28.1 1 2.1 29.1 1 2.1 1.0 Horizontal Breadth 23.3 1 2.3 24.2 1 1.8 0.9 Girth 85.3 1 6.0 89.3 1 5.1 4.0 Condylar Length Medial 56.9 1 4.5 57.3 1 3.0 0.4 58312.2 128 Table B2 (continued) Prehistoric’ Historic3 Change4 p'5 Variable‘ Breadth Proximal ' 88.4 1 5.3 86.6 1 4.1 -1.8 Epiphyseal See bottom of Table B1 for key. 1 29 Table 33 Femoral Morphometrics: New York Males Hunt-Gach 191611116163 Change _Vari_able___ Length LMaximum 456.1 1 12.1 458.0 1 24.5 1.9 Bicondylar 450.8 1 13.1 453.0 1 26.0 2.2 Biomechanical 430.3 1 13.6 431.9 1 24.1 1.6 II Maximum _ 442.9 1 15.7 439.0 1 23.8 -3.9 Trochanteric II Midshaft Diameter Anteroposterior 28.6 1 1.7 30.0 1 2.2 1.4 Mediolateral 26.6 1 1.6 25.5 1 1.8 -1.1 Circumference 86.9 1 4.6 87.1 1 5.2 0.2 Subtrochanteric Diameter 29.7122 I 25212.1 I -4.5 I * 30.3125 I 32311.9 I 2.0 I * Anteroposterior Mediolateral Head Diameter Maximum 46.4 1 2.1 46.2 1 2.7 -0.2 Horizontal 45.6 1 1.8 45.4 1 2.9 -0.2 Girth 145.9 1 6.0 144.5 1 8.6 -1.4 ll Neck Minimum Height 31.9 1 1.4 32.2 1 2.8 0.3 Horizontal Breadth 26.8 1 2.1 27.4 1 2.5 0.6 Girth 97.8 1 4.6 97.8 1 8.3 0 Condylar Length - ' Medial I 61.6 1 3.4 62.2 1 2.7 0.6 I , Lafe'a' I 642 i___3 54;} 2_2 __ __ _ ___1 #_ _ ._*_7, ____. 130 Table B3 (continued) Femoral Morphometrics: New York Males -_.—_____.1 Hunt-Gath2 . Agriculture” Change‘ p5 Variable‘ II Breadth Proximal . 98.0 1 2.9 96.2 1 6.6 -1.8 Epiphyseal I Biepicondylar ‘ 79.6 1 2.8 79.7 1 3.7 0.1 ‘ All measurements are in millimeters (mean 1 SD) 2 Frontenac Island site. 3 Tram and Harscher sites. ‘ Difference and direction of change ("+" or "-") between sample means. 5 Significance level for two-sided t-tests at p<0.05. 131 Table B4 Femoral Anthropometrics: New York Females Variable‘ I Length I Maximum 423.4 1 16.5 425.7 1 19.1 2.3 I Bicondylar 419.0 1 19.4 420.5 1 19.1 1.5 I Biomechanical 400.3 1 18.0 405.4 1 15.6 5.1 II Maximum 408.4 1 16.9 481.4 1 14.3 10.0 Trochanteric Midshaft Diameter I» Anteroposterior [ 25.3 1 2.1 27.3 1 1.8 2.0 * Mediolateral 25.0 1 1.7 24.2 1 1.6 -0.8 Circumference 78.2 1 5.4 80.8 1 4.6 2.6 Subtrochanteric Diameter Anteroposterior ll 25.6 1 1.1 I 23.8 1 1.3 I -1.8 * 1 Mediolateral 27.8 1 3.9 I 30.9 1 3.1 I 3.1 Head Diameter 7 I Maximum 42.1 1 1.3 42.1 1 2.1 0 Horizontal 41.7 1 1.5 41.5 1 2.1 -0.2 Girth 132.2 1 4.4 132.1 1 6.3 -0.1 Neck Minimum Height 28.7 1 1.2 29.2 1 1.9 0.5 Horizontal Breadth 24.0 1 1.1 24.9 1 2.1 0.9 Girth 86.5 1 3.4 89.2 1 5.4 2.7 Condylar Length Medial 55.0 1 4.3 57.5 1 3.5 2.5 II Lateral 132 Table B4 (continued) Hunt-Gath2 Agriculture“ Variable‘ [Breadth Proximal 90.0 1 4.7 85.7 1 5.1 -4.3 Epiphyseal Biepicondylar 68.0 1 0.0 4.4 See bottom of Table 83 for key. 1 33 Table B5 Humeral Anthropometrics: Michigan Males Variable‘ I Length Maximum 333.7 1 16.8 314.2 1 16.0 -19.5 * II Biomechanical 330.4 1 16.5 307.9 1 15.3 -22.5 * II Lesser Tubercle- 320.4 1 15.8 297.1 1 12.9 -23.3 * II Trochlear Greater Tubercle- . 322.3 1 16.5 298.7 1 13.9 -23.6 * II Medial Epicondylar Head-Medial 325.2 1 16.5 304.7 1 15.3 -20.5 * Epicondylar Midshaft Diameter Maximum 23.4 1 1.7 23.7 1 1.4 0.3 II Minimum 16.9 1 1.3 17.2 1 1.6 0.3 II Circumference 67.5 1 4.3 68.6 1 4.6 1.1 II Head Diameter Maximum 45.2 1 2.2 44.1 1 2.8 -1.1 Horizontal 42.3 1 2.7 40.8 1 2.0 -1.5 I Girth 136.5 1 5.4 129.6 1 6.5 -6.9 * . Breadth Anterior Trochlear 44.4 1 2.1 43.5 1 1.9 -0.9 24.0 1 1.4 23.9 1 1.9 -0.1 Posterior Trochlear Biepicondylar See bottom of Table B1 for key. 1 34 Table 86 Humeral Anthropometrics: Michigan Females l— _—_ m h I L____.W__ _______-____ __ - _______________ ____ . ______ __ _- ___I ' Length Maximum 305.3 1 17.3 296.7 1 10.6 -8.6 IL Biomechanical 302.9 1 16.5 292.7 1 10.1 -10.2 in IL Lesser Tubercle- 294.9 1 16.5 285.4 1 9.7 -9.5 Trochlear GreaterTubercle- ' 296.8 1 17.1 288.6 1 9.3 -8.2 Medial Epicondylar Head-Medial 299.6 1 17.4 291.6 1 9.3 -8.0 Epicondylar Midshaft Diameter Maximum Y 20.2 1 1.7 21.2 1 1.7 1.0 * Minimum 14.3 1 1.6 14.8 1 1.6 0.5 Circumference 58.3 1 5.0 60.7 1 4.9 2.4 Head Diameter Maximum 40.7 1 2.4 40.3 1 1.4 -0.4 Horizontal 37.6 1 2.2 37.3 1 1.6 -0.3 Girth , 121.4 1 7.5 120.8 1 3.5 -0.6 II Breadth Anterior Trochlear 39.5 1 2.6 40.7 1 2.2 1.2 Posterior Trochlear 22.2 1 1.8 22.3 1 1.6 0.1 Biepicondylar 56.0 1 4.2 54.1 1 4.0 See bottom of Table B1 for key. 1 35 Table B7 Humeral Anthropometrics: New York Males Variable‘ Length Maximum 312.5 1 30.7 318.4 1 15.3 5.9 Biomechanical 308.3 1 30.4 314.2 1 15.1 5.9 Lesser Tubercle- 296.0 1 28.6 307.5 1 14.9 11.5 Trochlear Greater Tuberclev ' 301.8 1 30.3 . ‘ 304.9 1 14.9 3.1 Medial Epicondylar Head-Medial 305.0 1 30.1 ' 309.1 1 15.0 4.1 Epicondylar Midshaft Diameter Maximum 22.8 1 3.2 21.7 1 1.5 -1.1 16.8 11.9 15.7 11.4 -1.1 66.2 1 9.3 62.2 1 4.6 4.0 Minimum Circumference Head Diameter Maximum El 43.8 1 3.2 43.1 1 3.2 -0.7 Horizontal 40.8 1 4.0 40.6 1 2.7 -0.2 Girth 128.8 1 11.3 131.2 1 7.6 2.4 Breadth Anterior Trochlear 43.8 1 4.2 43.2 1 2.1 -0.6 Posterior Trochlear 25.7 1 15.4 22.9 1 1.2 -2.8 Biepicondylar 60.0 1 5.8 59.4 1 3.5 -0 6 _h-—=§==J_ See bottom of Table B3 for key. 1 36 Table BS Humeral Anthropometrics: New York Females Hunt-Gath2 Agriculture" Maximum 306.8 1 19.6 303.8 1 14.0 -3.0 Biomechanical 302.7 1 19.0 299.9 1 13.5 -2.8 Lesser Tubercle- 291.7 1 16.3 293.8 1 12.3 2.1 Trochlear Greater Tubercle- 300.8 1 17.2 292.4 1 12.8 8.4 Medial Epicondylar Head-Medial 304.2 1 16.2 295.3 1 13.4 8.9 jl Epicondylar Midshaft Diameter Maximum ‘ 20.5 1 1.7 20.2 1 1.1 -o.3 Minimum 14.1 1 2.0 14.4 1 1.2 0.3 Circumference 57.9 1 5.4 57.9 1 3.4 0 Head Diameter Maximum 42.0 1 3.3 40.1 1 2.2 -1.9 Horizontal 38.8 1 3.8 36.8 1 1.7 -2.0 Girth 123.8 1 10.0 119.1 1 5.9 -4.7 Breadth Anterior Trochlear 39.3 1 2.5 40.1 1 2.3 Posterior Trochlear 21.8 1 1.1 22.2 1 1.6 Biepicondylar 57.1 1 5.4 54.9 1 3.2 See bottom of Table B3 for key. APPENDIX C . Results for Femoral and Humeral Biomechanical Data Michigan and New York Samples Tables C1-C12 APPENDIX C Table C1 Biomechanical Data: Scan #11 Michigan-Male and Female Femoral Samples _.——_.__.—__. l l I Cross-Sectional Change5 Properties2 A._. Males CA 154.0 1 26.2 145.0 1 31.9 90 MA 299.6 1 48.9 368.1 1 64.3 68.5 n TA ‘ . 453.6 1 41.11 . 513.1 1 68.7 59.5 lm . 112.6 1 24.3 126.5 1 41.9 13.9 Imin 77.9 1 12.9 83.4 1 18.4 5.5 Ix 79.6 1 13.3 85.5 1 18.1 5.9 ly 111.0 1 24.5 124.4 1 42.1 ~ 13.4 J 190.5 1 35.2 209.9 1 58.4 19.4 PCA 34.2 1 6.4 28.5 1 5.9 -5.7 Imllm 1.44 1 0.14 1.51 1 0.27 0.07 If LII, 0.73 1 0.12 0.72 1 0.13 -0.01 I Females n CA 136.4 1 17.5 133.6 1 18.8 -2.8 247.5 1 44.8 360.0 1 31.2 112.5 383.9 1 45.5 493.7 1 25.5 109.8 86.4 1 17.7 121.3 1 17.1 34.9 56.8 1 13.0 68.9 1 10.5 12.1 58.0 1 13.2 71.0 1 9.5 13.0 85.2 1 18.2 119.2 1 18.0 34.0 143.2 1 28.5 190.2 1 25.3 47.0 i _ 35.9 1 5.5 27.1 1 4.1 -8.8 138 139 Table C1 (continued) Cross-Sectional Prehistoric3 Historic‘ Changes p6 Properties2 Imllm 1.54 1 0.25 1.78 1 0.23 0.24 LII, 0.69 1 0.14 0.60 1 0.06 -0.09 1Scan taken at 20% (i.e., femoral distal location) of biomechanical length (see text for explanation). 2CA = cortical area; MA = medullary area; TA = total subperiosteal area; Imax and 'm = maximum and minimum second moments of area, respectively; Ix and I, = second moments of area about the x and y axes, respectively; J = polar second moment of area; PCA = percent cortical area (CA/T A) x 100; lelm and lle represent cross- sectional shape indices. All area measurements are in mm’; all second moments of area measurements are in mm‘. For norrrializatibn, areas (CA. MA and TA) are divided by (biomechanical length)2 and then multiplied by 105; second moments of area (IN, I”, Ix, l,, J) are divided by (biomechanical length)‘ and then multiplied by 10 . 3Juntunen and Riviere aux Vase sites. ‘Lasanen and Fletcher sites. 5Difference and direction of change ("+" or "-") between sample means. 6Significance level for two-sided t-tests at p<0.05. 140 Table CZ Biomechanical Data: Scan #31 Michigan Male and Female Femoral Samples I 1 CA 211.5 1 23.1 186.3 1 50.0 -25.2 1| 1. MA 85.8 1 27.4 125.5 1 36.4 39.7 II TA 297.3 1 42.2 311.8 1 45.3 14.5 II I“, 78.0 1 23.7 74.8 1 27.6 -3.2 All I", 57.4 1 13.7 59.1 1 20.3 1.7 I, 69.6 1 16.7 69.3 1 25.1 -0.3 II Iy 65.7 1 21.5 64.6 1 23.4 -1.1 II J 135.3 1 36.8 133.9 1 47.5 -1.4 u PCA 71.6 1 5.7 69.4 1 12.1 -12.2 Inn/IN 1.35 1 0.14 1.27 1 0.13 -0.08 1,11, 1.06 1 0.15 1.07 1 0.18 0.01 Females J CA 191.3 1 17.9 192.3 1 18.7 1.0 MA 81.2 1 32.6 101.5 1 19.0 20.3 1] TA 272.5 1 30.1 293.8 1 27.9 21.3 I... 63.1 1 12.6 72.5 1 14.3 9.4 1",, 48.0 1 8.6 53.2 1 7.4 5.2 i, 54.5 1 11.7 56.4 1 8.9 1.9 1y 56.6 1 9.4 69.3 1 12.9 111.1 119.8 125.7 1 21.5 J 141 Table C2 (continued) --- ~——————————~————~-——~-— — ——————————————— — _,_ A —— - F=== 1 Cross-Sectional Prehistoric3 Historic4 Change5 p6 Properties2 'mflm 1.31 1 0.20 1.36 1 0.13 0.05 ‘ 0.96 1 0.13 0.81 1 0.06 -0.15 _—__ _ .___—______..__A_____ _—___ -—_—_—‘_—__—-w_————. _ . *_ .__ ______ 1Scan taken at 50% (i.e., femoral midshaft location) of biomechanical length (see text for explanation). See bottom of Table C1 for key. 142 Table C3 Biomechanical Data: Scan #5‘ Michigan Male and Female Femoral Samples Cross-Sectional %Change; Properties Males CA 217.4 1 26.2 204.2 1 39.8 -13.2 ll MA 152.9 1 54.5 165.0 1 36.6 12.1 ll TA 370.3 1 59.5 369.2 1 40.4 -1.1 II I“, 123.4 1 28.1 119.5 1 29.0 -3.9 I“, 70.1 1 22.3 65.0 1 17.5 -5.1 I" 93.0 1 25.3 92.1 1 24.8 -0.9 I, 100.5 1 28.1 92.4 1 29.7 -8.1 J 193.5 1 48.8 184.4 1 45.8 -9.1 PCA 58.7 1 9.0 55.3 1 8.9 -3.4 lm/lm 1.76 1 0.40 1.84 1 0.21 0.08 LII, 0.93 1 0.23 1.00 1 0.39 0.07 Females ll CA 201.9 1 28.0 234.0 1 21.0 32.1 * ll MA 124.2 1 36.2 140.2 1 41.2 16.0 TA 326.1 1 40.1 374.2 1 53.1 48.1 * lm 106.2 1 22.5 138.7 1 33.7 32.5 * I“, 51.4 1 14.1 69.3 1 17.9 17.9 * Ix 71.0 1 16.6 92.2 1 26.7 21.2 * I, 86.5 1 22.7 115.7 1 34.7 157.5 1 35.1 208.0 1 51.1 143 Table C3 (continued) Cross-Sectional Prehistoric3 Historic‘ Properties2 2.00 1 0.15 1Scan taken at 80% (i.e., femoral subtrochanteric location) of biomechanical length (see text for explanation). See bottom of Table C1 for key. 144 Table C4 Biomechanical Data: Scan #1‘ New York Male Femoral Sample CrossSectional Hunt-Gath3 Agriculture‘ Change5 I Properties2 f f __ - - _I Males i CA I 159.6 1 15.6 145.2 1 21.5 -14.4 I MA 303.7 1 65.3 309.5 1 77.4 5.8 I TA , 463.4 1 62.5 454.8 1 82.7 -8.6 II 1m . 120.3 1 31.8 108.2 1 34.1 -12.1 1",, I 81.6 1 9.9 75.8 1 21.1 -5.8 I i" 83.4 1 9.2 79.2 1 23.2 -4.2 I I, 118.6 1 32.1 104.9 1 32.7 -13.7 J I 202.0 1 40.5 184.1 1 54.1 -179 PCA 34.4 1 6.0 31.9 1 5.6 -2.5 rum/1,1,, 1.47 1 0.23 1.43 1 0.18 0.04 0.70 1 0.11 0.76 1 0.12 1Scan taken at 20% (i.e., femoral distal location) of biomechanical length (see text for explanation). 2See bottom of Table C1 for key. 3Frontenac Island site. ‘Tram and Harscher sites. 5Difference and direction of change ("+" or "-") between sample means. “Significance level for two-sided t-tests at p<0.05. 145 Table CS Biomechanical Data: Scan #3‘ New York Male Femoral Sample | I I Cross-Sectional . Properties’ Males CA 217.2 1 17.5 205.5 :1: 24.4 -11.7 MA 74.1 1 22.4 79.5 1 20.8 5.4 TA 1 291.3 1 25.7 285.1 1 27.8 -6.2 I“, 72.3 1 13.4 72.4 1 13.1 0.1 L... 57.3 1 9.4 53.0 1 11.5 -4.3 Ix 64.2 1 9.5 69.6 1 14.6 5.4 I, 65.3 1 12.9 55.7 1 10.3 -9.6 J 129.6 1 21.5 125.3 1 23.5 -4.3 PCA 74.6 :1: 6.3 72.1 1 6.3 -2.5 1,111“, 1.26 1 0.16 1.37 1 0.16 0.11 0.98 1 0.11 1.25 1 0.18 1Scan taken at 50% (i.e., femoral midshaft location) of biomechanical length (see text for explanation). See bottom of Table C4 for key. 146 Table C6 Biomechanical Data: Scan #51 New York Male Femoral Sample Cross-Sectional Hunt-Gath3 Agriculture‘ Change5 Properties2 233.9 1 22.7 211.1 1 28.4 II MA 114.2 1 29.3 136.3 1 38.4 22.1 If TA 348.1 1 38.9 347.5 1 34.2 ’ -0.6 II I... 128.4 1 25.9 108.6 1 22.1 -19.8 1",, I 59.5 1 12.1 62.7 1 12.7 3.2 I, I 89.9 1 18.2 83.9 1 18.9 -6.0 II I, I 98.0 1 20.1 87.4 1 16.6 -10.6 J I 187.9 1 37.2 171.3 1 30.3 -16.6 , PCA I 67.2 1 5.6 60.7 1 8.4 -6.5 II I lm/lm I 2.16 1 0.19 1.73 1 0.40 -0.43 * I LII I 0.92 1 0.10 0.96 1 0.21 0.04 ‘Scan taken at 80% (i.e., femoral subtrochanteric location) of biomechanical length (see text for explanation). See bottom of Table C4 for key. 147 Table C7 Biomechanical Data: Scan #11 Michigan Male and Female Humeral Samples Properties CA 182.2 1 22.3 197.5 1 40.7 15.3 MA 73.1 1 28.0 98.3 1 46.3 25.2 TA 255.3 1 30.3 295.8 1 45.1 40.5 In, 63.4 1 14.0 85.6 1 34.4 22.2 In," 41.6 1 9.2 51.4 1 12.6 9.8 L 42.9 1 9.8 54.7 1 15.3 11.8 I, 62.1 1 13.5 82.3 1 31.8 20.2 J 104.9 1 21.9 137.0 1 46.5 32.1 PCA 71.9 1 8.6 67.4 1 14.1 -4.5 'n-mflrrh 1.54 1 0.21 1.62 1 0.27 0.08 LII, 0.70 1 0.12 0.69 1 0.10 —0.01 Females CA 153.5 1 32.7 167.2 1 27.0 13.7 MA 73.1 1 33.7 94.6 1 32.3 21.5 TA 226.6 1 32.3 261.8 1 47.8 35.2 IN 48.0 1 13.9 68.7 1 30.1 20.7 I“, 33.0 1 9.5 41.1 1 11.2 8.1 L 34.0 1 9.9 41.9 1 12.2 7.9 L 47.1 1 13.5 68.0 1 29.2 20.9 J 81.1 1 22.4 109.8 1 41.0 28.7 68. 0 1 12.6 = 64.6 1 8.0 -3.4 148 Table C7 (continued) Cross-Sectional Prehistoric‘ Historic‘ Change5 p6 Propertiesz lm/Im 1.47 1 0.21 1.62 1 0.31 0.15 0.73 1 0.11 0.65 1 0.12 -0.08 1Scan taken at 20% (i.e., humeral distal location) of biomechanical length (see text for explanation). See bottom of Table C1 for key. 149 Table C8 Biomechanical Data: Scan #3‘ Michigan Male and Female Humeral Samples I Cross-Sectional Changes . I Properties2 _ _, ____ _ I Males II CA 175.9 1 27.5 183.1 1 35.8 7.2 MA 110.9 1 40.2 134.9 1 41.3 24.0 TA 286.8 1 39.1 318.1 1 23.4 31.3 I“, 76.0 1 19.8 88.0 1 14.5 12.0 'm 44.6 1 10.5 51.1 1 11.1 6.5 . L 55.5 1 14.6 68.4 1 13.1 12.9 I I, 65.1 1 14.5 70.7 1 10.6 5.6 J 120.6 1 28.0 139.1 1 22.6 18.5 PCA 62.0 1 9.8 57.8 1 12.0 -4.2 lm/lmin 1.72 1 0.30 1.76 1 0.29 0.04 IJI, 0.85 1 0.11 0.97 1 0.10 0.12 Females CA 154.3 1 32.9 158.7 1 24.8 4.4 MA 95.7 1 34.1 131.1 1 45.0 35.4 TA 250.1 1 32.0 289.9 1 49.1 39.8 I“, 59.5 1 14.5 77.4 1 21.0 17.9 Imin 32.1 1 8.4 38.5 1 12.4 6.4 L 43.9 1 11.0 60.3 1 16.9 16.4 I, 47.6 1 12.9 55.5 1 16.5 7.9 J 91.5 1 22.4 115.8 1 33.0 24.3 61.9 1 11.5 55.7 1 10.1 -6.2 1 50 Table C8 (continued) Cross-Sectional Prehistoric3 Historic‘ Change5 p6 Propertiesz IMO/In." ' 1.87 1 0.19 2.06 1 0.27 0.19 0.95 1 0.16 1.10 1 0.09 . 1Scan taken at 50% (i.e., humeral midshaft location) of biomechanical length (see text for explanation). See bottom of Table C1 for key. 151 Table 09 Biomechanical Data: Scan #5‘ Michigan Male and Female Humeral Samples M CA 139.5 1 20.4 143.7 1 19.5 4.2 MA 240.2 1 46.8 256.4 1 54.5 16.2 TA 379.7 1 55.4 400.1 1 46.0 20.4 IN 80.1 1 20.1 84.5 1 17.6 4.4 I“, 63.5 1 16.9 69.4 1 9.7 5.9 lx 72.6 1 18.5 81.6 1 18.1 9.0 I, 71.0 1 19.1 72.3 1 8.9 1.3 J 143.6 1 36.2 153.8 1 26.4 10.2 PCA 37.1 1 5.2 36.5 1 7.4 -0.6 lmflmin 1.28 1 0.16 1.21 1 0.12 -0.07 lJl, 1.04 1 0.13 1.12 1 0.13 0.08 Females CA 134.7 1 25.9 135.6 1 25.2 0.9 MA 192.8 1 37.7 223.5 1 59.7 30.7 TA 327.5 1 43.9 359.1 1 71.5 31.6 I“, 65.2 1 16.0 71.8 1 25.7 6.6 lm 51.3 1 14.9 60.0 1 22.6 8.7 I, 57.9 1 15.8 64.3 1 24.7 6.4 I! 58.5 1 15.4 67.4 1 24.9 8.9 J 116.5 1 30.1 131.7 1 48.2 15.2 41.3 1 7.3 38.5 1 7.5 -2.8 1 52 Table C9 (continued) Cross-Sectional Historic‘ Changes p‘5 Properties2 lmllmh 1.30 1 0.17 1.20 1 0.07 -0.10 * 1,71y 1Scan taken at 80% (i.e., humeral proximal location) of biomechanical length (see text for explanation). 1.00 1 0.16 0.96 1 0.16 -0.04 See bottom of Table C1 for key. 1 53 Table C10 Biomechanical Data: Scan 11111 New York Female Humeral Sample Cross-Sectional Hunt-Gath3 Agriculture‘ Change5 I Properties’ __ __ _ __ _ - ___ __ Females CA 172.0 1 28.9 147.2 1 27.0 -24.8 MA 51.4 1 15.0 83.1 1 33.5 31.7 * TA 230.3 1 29.6 223.4 1 36.5 -6.9 I"m 49.1 1 16.1 48.8 1 12.5 —0.3 I", 34.5 1 10.3 31.9 1 7.3 -2.6 lx 35.2 1 10.7 32.5 1 7.5 -2.7 I, 48.4 1 15.6 48.1 1 12.2 -0.3 J 83.6 1 26.2 80.6 1 19.1 -3.0 PCA 77.1 1 5.1 64.5 1 11.8 -12.6 lmflm 1.42 1 0.11 1.53 1 0.18 0.11 0.73 1 0.05 0.68 1 0.08 -0.05 ‘Scan taken at 20% (i.e., humeral distal location) of biomechanical length (see text for explanation). See bottom of Table C4 for key. 154 Table C11 Biomechanical Data: Scan #31 New York Female Humeral Sample Cross-Sectional Hunt-Gath3 Agriculture‘ Change5 7.] Properties” T Females CA 178.2 1 29.7 141.5 1 30.6 -36.7 * MA 3 61.9 1 16.6 105.8 1 40.4 43.9 * TA ’ 240.1 1 33.0 247.3 1 32.1 7.2 I... 64.9 1 16.8 55.7 1 14.1 -9.2 I", 1 30.7 1 8.6 29.3 1 6.9 -1.4 1,. 1 I 46.5 1 13.3 43.4 1 10.8 -3.1 11 49.1 1 15.1 41.6 1 10.3 -7.5 .1 ; 95.5 1 24.7 85.0 1 20.1 -10.5 PCA ' 74.2 1 6.2 57.9 1 12.9 -16.3 * 1mm“, 5 2.13 1 0.27 1.91 1 0.25 -0.22 I 0.98 1 0.26 ‘Scan taken at 50% (i.e., humeral midshaft location) of biomechanical length (see text for explanation). See bottom of Table C4 for key. 155 Table C12 Biomechanical Data: Scan #51 New York Female Humeral Sample Cross-Sectional Hunt-Gath3 Agriculture‘ Changes Properties2 Females CA 139.4 1 13.8 124.8 1 23.1 -14.6 MA 204.0 1 74.9 191.2 1 47.2 -12.8 TA 343.4 1 75.2 316.0 1 50.3 -27.4 lm 71.1 1 20.6 57.9 1 15.1 -13.2 1,“." 55.4 1 18.7 47.4 1 13.2 -8.0 I" 60.0 1 19.0 52.1 1 15.1 -7.9 1y 66.5 1 19.9 53.3 1 13.3 -132 J 126.5 1 38.3 105.4 1 27.7 -21.1 PCA 42.6 1 11.7 40.2 1 8.2 -2.4 lw/Im 1.30 1 0.15 1.24 1 0.16 -0.06 0.90 1 0.09 = 0.97 1 0.14 0.07 ‘ 1Scan taken at 80% (i.e., humeral proximal location) of biomechanical length (see text for explanation). See bottom of Table C4 for key. APPENDIX D Figures to Anthropometric and Biomechanical Results Michigan and New York Samples Figures D1-D31 Maximum Femoral Length (mm) - Michigan Prehistoric 1 Michigan Historic Males Females l Figure D1-Maximum length of the femur (mm): Michigan 157 158 Maximum Trochanteric Length (mm) & ‘6’ 409 . .Michigan Prehistoric 400 . Michigan Historic Males Females Figure D2-Maximum trochanteric length of the femur (mm): Michigan 159 c .n 10.. .5 h m P n a .nla h .nlv M AEEV .9955 croucacoobnzm n..< Figure D3-Subtrochanteric A-P diameter of the femur (mm): Michigan 160 M-L Subtrochanteric Diameter (mm) - Michigan Prehistoric / .Michigan Historic i Males Females 1 Figure D4-Subtrochanteric M-L diameter of the femur (mm): Michigan 161 Neck Girth (mm) - Michigan Prehistoric , // .Michigan Historic Males Females Figure DS-Femoral neck girth (mm): Michigan 162 Proximal Epiphyseal Breadth (mm) - Michigan Prehistoric Michigan Historic Figure D6-Proximal epiphyseal breadth of the femur (mm): Michigan 163 // .New York Agriculture Z a? - New York Hunt-Gath E25 6.265 c.2822 m.< Figure D7-Midshaft A—P diameter of the femur (mm): New York 164 31- A-P Subtrochanteric Diameter (mm) - New York Hunt-Gath , V/// .New York Agriculture Males Females figure D8-Subtrochanteric A-P diameter of the femur (mm): New York 165 mm mm mm mm n//////////////////2 AEEV .2955 2.2550955 .32 Males Females Figure D9—Subtrochanteric M-L diameter of the femur (mm): New York 166 Maximum Length (mm) Males Females - Michigan Prehistoric Michigan Historic Figure D1 O-Maximum length of the humerus (mm): Michigan 167 I 330 -] w 320« Lesser Tubercle-Trochlear Length (mm) 290. .Michigan Prehistoric 280 .Michigan Historic Figure D11-Lesser tubercle-trochlear lengfl1 of the humerus (mm): Michigan 168 330 - Head-Medial Epicondylar Length (mm) - Michigan Prehistoric Michigan Historic Males Females L Figure D12-Head-medial epicondylar length of the humerus (mm): Michigan 169 .m .m .m .m m m h. D. H .m. .11. M M, I m m7////// E a n n m m. w AEEV 86:35 c5525. 825885. Figure D13-Maximum midshaft diameter of the humerus (mm): Michigan 170 Head Girth (mm) - Michigan Prehistoric Michigan Historic Males Females Figure D14wHumeral head girth (mm):.Michigan 171 CT Scan #1 (Distal) 360 _ 368 I - Michigan Prehistoric Cross-Sectional Medullary Area (mm2) //// Michigan Historic L Males Females Figure D15-Cross-sectional medullary area of the femur (mm2): Michigan 172 CT Scan #1 (Distal) 540- Cross-Sectional Total Area (mm2) - Michigan Prehistoric Michigan Historic Males Females Figure D16-Cross-sectional total area of the femur (mm2): Michigan 173 CT Scan #1 (Distal) 130- —-l N \r .31 N .1 ”J \\V .1 .4 (a) \\\\\\\\\\\\\\\\\\\ \‘ . 1001 Imax-Maximum Bending Strength (mm4) 8 k\\\\\\\ . - Michigan Prehistoric 1 Bi . . . . 80 .Mrchrgan Hrstonc Males Females Figure D17-lmax (maximum bending strength of the femur-mm4): Michigan 174 CT Scan #1 (Distal) Males Females I I 220. I _ I .2101 / 3‘ 2001 // I E ‘ 1 g 7191 I 5 I ‘ *5, 180 C I g I (D I I 2 160