A COMPARATIVE ANALYSIS OF COMMERCIALLY AVAILABLE LIFE CYCLE ASSESSMENT SOFTWARE By Ricky Lee Speck A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of Packaging – Doctor of Philosophy 2014 ABSTRACT A COMPARATIVE ANALYSIS OF COMMERCIALLY AVAILABLE LIFE CYCLE ASSESSMENT SOFTWARE By Ricky Lee Speck Against a backdrop of increasing demand for products, the packaging industry is continually searching for ways to meet the needs of consumers while simultaneously improving the environmentally sustainability of packaging. This requires making informed decisions based at least in part on knowledge of the environmental impacts attributable to the different packaging options being considered. Many companies have turned to using Life Cycle Assessment (LCA) to obtain the necessary environmental impact information. To support this effort, several software programs have been developed to aid in doing an LCA. These programs vary considerably in complexity and focus, leading to questions of how similar are the results they provide. To study the consistency of results across LCA software programs, nine common packaging systems were modeled in each of five different programs: GaBi, SimaPro, openLCA, COMPASS, and Package Modeling. Comparison of the LCA information provided by these programs for the packaging systems showed several significant differences. To better understand why the differences occurred, four simplified systems were created with the intent of minimizing the number of variables involved in the system models. Each of these systems consisted of obtaining and disposing of a single basic packaging material: aluminum, glass, corrugated board, and polyethylene terephthalate (PET). Once again a comparison of results showed significant differences. Using information from these basic material comparisons, and making use of the transparency in LCA calculations provided by GaBi and SimaPro, a study was done that traced the causes of the inconsistencies in results back to how implementations of assessment methods differed between the two programs. A comparison of 14 combinations of basic materials and impact categories involving 3 different assessment methods found 98 instances of characterization factors differing between GaBi and SimaPro. These differences in characterization factors accounted for all the discrepancies in results between the two programs. No errors in calculations were found with either program, and there were no significant differences in the type or amount of inputs and emissions in the life cycle inventories from the two programs. ACKNOWLEDGMENTS I wish to thank the Center For Packaging Innovation and Sustainability for funding the study that forms the basis of this paper, the Sustainable Packaging Coalition for providing the COMPASS software, and Thumbprint LTD for providing the Packaging Modeling 3 software. I would like to thank Dr. Susan Selke, Dr. Rafael Auras, and Dr. Diana Twede of the School Of Packaging at Michigan State University, along with Dr. Satish Joshi of the Department of Agricultural, Food, and Resource Economics at Michigan State University, for being members of my academic guidance committee. Furthermore, I would like to thank Dr. Selke and Dr. Auras for their support in doing the study. I would also like to acknowledge James Fitzsimmons for his contribution to generating LCA data for the study. iv TABLE OF CONTENTS LIST OF TABLES ......................................................................................................... viii LIST OF FIGURES......................................................................................................... xii 1. INTRODUCTION ......................................................................................................... 1 2. PACKAGING GROWTH CONSIDERATIONS ............................................................ 3 3. SUSTAINABILITY and LIFE CYCLE ASSESSMENT ................................................ 8 4. PUBLICATIONS ON LIFE CYCLE ASSESSMENT.................................................. 13 4.1 Introductions To Life Cycle Assessment ......................................................... 13 4.2 Life Cycle Assessment Procedural References .............................................. 14 4.3 Impact Methodologies ....................................................................................... 17 4.4 Journals and Other Publications ...................................................................... 21 5. REVIEW OF BASIC LIFE CYCLE ASSESSMENT PRINCIPLES ............................ 23 5.1 Goal Definition and Scope ................................................................................ 24 5.2 Life Cycle Inventory (LCI) .................................................................................. 27 5.3 Life Cycle Impact Assessment (LCIA) .............................................................. 29 5.4 Life Cycle Interpretation .................................................................................... 31 6. LIFE CYCLE ASSESSMENT SOFTWARE .............................................................. 34 6.1 SimaPro .............................................................................................................. 34 6.2 GaBi..................................................................................................................... 35 6.3 openLCA ............................................................................................................. 36 6.4 COMPASS ........................................................................................................... 36 6.5 Package Modeling .............................................................................................. 37 7. RESEARCH SUBJECT ............................................................................................ 38 8. RESEARCH METHODS ........................................................................................... 41 9. PACKAGE SYSTEM COMPARISONS ..................................................................... 50 9.1 Beverage Containers ......................................................................................... 50 9.2 Flexible Versus Rigid Containers ..................................................................... 57 v 9.3 Single Use Box Versus Reusable Crate ........................................................... 62 9.4 Comparison Summary for Package Systems .................................................. 73 10. BASIC MATERIAL COMPARISONS ...................................................................... 75 10.1 COMPASS, SimaPro, and GaBi Comparisons ............................................... 76 10.2 SimaPro and openLCA Comparisons ............................................................ 83 10.3 Other Impact Categories ................................................................................. 87 10.4 Comparison Summary For Basic Materials ................................................... 93 11. UNDERLYING CAUSES OF DISSIMILAR RESULTS ........................................... 94 11.1 IMPACT 2002+ .................................................................................................. 97 11.1.1 Aquatic Ecotoxicity ................................................................................... 98 11.1.2 Global Warming ....................................................................................... 105 11.1.3 Mineral Extraction.................................................................................... 110 11.1.4 Ozone Layer Depletion ............................................................................ 115 11.1.5 Respiratory Organics .............................................................................. 118 11.2 ReCiPe ............................................................................................................ 122 11.2.1 Human Toxicity ........................................................................................ 122 11.2.2 Ionizing Radiation .................................................................................... 127 11.2.3 Marine Ecotoxicity ................................................................................... 129 11.2.4 Marine Eutrophication ............................................................................. 134 11.2.5 Water Depletion ....................................................................................... 138 11.3 TRACI 2 ........................................................................................................... 140 11.3.1 Ecotoxicity ............................................................................................... 140 11.3.2 Global Warming ....................................................................................... 147 11.3.3 Non Carcinogens ..................................................................................... 150 11.3.4 Respiratory Effects .................................................................................. 155 11.4 Summary Of Underlying Causes Of Dissimilar Results ............................. 158 12. RESEARCH SUMMARY & CONCLUSIONS ........................................................ 159 APPENDICES ............................................................................................................. 162 APPENDIX A: Population, MSW, and Oil Consumption Data ............................. 163 APPENDIX B: Container Modeling Assumptions ................................................ 165 APPENDIX C: Container Compositions and Material Weights ........................... 169 APPENDIX D: Product LCA Flow Diagrams......................................................... 179 APPENDIX E: Test Parameter Combinations For Containers ............................ 188 APPENDIX F: Database Files Used In Software Modeling.................................. 197 APPENDIX G: Packaging Systems Comparison Data ........................................ 209 vi APPENDIX H: Basic Materials Comparison Data ................................................ 214 BIBLIOGRAPHY ......................................................................................................... 218 vii LIST OF TABLES Table 1: Emerging markets ............................................................................................. 7 Table 2: Packaging systems compared ........................................................................ 42 Table 3: Parameters for basic material test scenarios .................................................. 47 Table 4: Parameters for beverage container comparison ............................................. 51 Table 5: Parameters for truck and rail transport comparison ........................................ 55 Table 6: Parameters for flexible versus rigid container comparison .............................. 58 Table 7: Parameters for reuse comparison ................................................................... 63 Table 8: Parameters for corrugated box recycled content comparison ......................... 67 Table 9: Parameters for air and ship transport comparisons ........................................ 71 Table 10: Parameters for comparison of four basic materials ....................................... 77 Table 11: Parameters for recycled content comparison of basic corrugated board. ..... 80 Table 12: Aluminum impact assessment data, 50% recycled content .......................... 88 Table 13: Corrugated board impact assessment data, 50% recycled content .............. 89 Table 14: Glass impact assessment data, 55.5% recycled content .............................. 90 Table 15: PET impact assessment data, 0% recycled content ..................................... 91 Table 16A: SimaPro / Impact 2002+ aquatic ecotoxicity for aluminum ....................... 101 Table 16B: GaBi / Impact 2002+ aquatic ecotoxicity for aluminum ............................. 102 Table 16C: SimaPro / Old Impact 2002+ variant aquatic ecotoxicity for aluminum ..... 103 Table 17A: SimaPro / Impact 2002+ global warming for corrugated board, part 1 ..... 106 Table 17B: GaBi / Impact 2002+ global warming for corrugated board, part 1 ........... 107 Table 18A: SimaPro / Impact 2002+ global warming for corrugated board, part 2 ..... 108 viii Table 18B: GaBi / Impact 2002+ global warming for corrugated board, part 2 ........... 109 Table 19A: SimaPro / Impact 2002+ mineral extraction for glass ............................... 112 Table 19B: GaBi / Impact 2002+ mineral extraction for glass ..................................... 114 Table 20: SimaPro naming differences for mineral extraction ..................................... 114 Table 21A: SimaPro / Impact 2002+ ozone layer depletion for PET ........................... 116 Table 21B: GaBi / Impact 2002+ ozone layer depletion for PET................................. 117 Table 22: SimaPro naming differences for ozone depletion........................................ 117 Table 23A: SimaPro / Impact 2002+ respiratory organics for PET ............................. 119 Table 23B: GaBi / Impact 2002+ photochemical oxidation for PET ............................ 120 Table 24: SimaPro naming differences for respiratory organics ................................. 121 Table 25A: SimaPro / ReCiPe human toxicity for PET ............................................... 124 Table 25B: GaBi / ReCiPe human toxicity for PET ..................................................... 126 Table 26A: SimaPro / ReCiPe ionizing radiation for glass .......................................... 128 Table 26B: GaBi / ReCiPe ionizing radiation for glass ................................................ 128 Table 27A: SimaPro / ReCiPe marine ecotoxicity for corrugated board ..................... 131 Table 27B: GaBi / ReCiPe marine ecotoxicity for corrugated board ........................... 133 Table 28A: SimaPro / ReCiPe marine eutrophication for aluminum ........................... 136 Table 28B: GaBi / ReCiPe marine eutrophication for aluminum ................................. 137 Table 29A: SimaPro / ReCiPe water depletion for aluminum ..................................... 139 Table 29B: GaBi / ReCiPe water depletion for aluminum ........................................... 139 Table 30A: SimaPro / TRACI 2 ecotoxicity for glass ................................................... 143 Table 30B: GaBi / TRACI 2 ecotoxicity for glass ........................................................ 145 Table 31A: SimaPro / TRACI 2 global warming for corrugated board ........................ 148 ix Table 31B: GaBi / TRACI 2 global warming for corrugated board .............................. 149 Table 32A: SimaPro / TRACI 2 non carcinogens for PET........................................... 152 Table 32B: GaBi / TRACI 2 non carcinogens for PET ................................................ 154 Table 33A: SimaPro / TRACI 2 respiratory effects for aluminum ................................ 157 Table 33B: GaBi / TRACI 2 respiratory effects for aluminum ...................................... 157 Table 34: Summary of differences in GaBi and SimaPro characterization factors ...... 158 Table A1: World population estimates ........................................................................ 163 Table A2: U.S. Population and waste generation estimates ....................................... 163 Table A3: World, U.S., and China oil consumption in thousands of barrels per day ... 164 Table C1: Weight of aseptic carton components ........................................................ 170 Table C2: Packaging material used for aseptic carton ................................................ 170 Table C3: Weight of flexible pouches.......................................................................... 172 Table C4: Packaging material used for flexible pouch ................................................ 172 Table C5: Weight of bottle components ...................................................................... 173 Table C6: Packaging material used for beer bottle ..................................................... 173 Table C7: Label areas for printing estimate ................................................................ 174 Table C8: Packaging material used for PET bottle ..................................................... 175 Table C9: Weight of PLA bottle components .............................................................. 176 Table C10: Packaging material used for PLA bottle ................................................... 176 Table C11: Weight of steel food can components ...................................................... 178 Table C12: Packaging material used for steel can ...................................................... 178 Table E1: Aluminum beverage can test parameter combinations ............................... 188 Table E2: Aseptic carton test parameter combinations ............................................... 189 x Table E3: Corrugated box test parameter combinations ............................................. 190 Table E4: Flexible pouch test parameter combinations .............................................. 191 Table E5: Glass bottle test parameter combinations .................................................. 192 Table E6: PET bottle test parameter combinations ..................................................... 193 Table E7: PLA bottle test parameter combinations ..................................................... 194 Table E8: Plastic (PP) crate test parameter combinations .......................................... 195 Table E9: Steel food can test parameter combinations............................................... 196 Table F1: GaBi library/database files used ................................................................. 197 Table F2: openLCA library/database files used .......................................................... 201 Table F3: SimaPro library/database files used ........................................................... 202 Table G1: Beverage container comparison data ......................................................... 209 Table G2: Truck and rail transport comparison data for glass bottle ........................... 210 Table G3: Steel can and flexible pouch comparison data ........................................... 210 Table G4: Reuse comparison data on a per use basis ............................................... 211 Table G5: Recycled content comparison data for corrugated box .............................. 212 Table G6: Air and ship transport comparison data for corrugated box and PP crate .. 213 Table H1: Basic material comparison data ................................................................. 214 Table H2: Basic corrugated board recycled content comparison data ........................ 215 Table H3: openLCA basic material comparison data .................................................. 216 Table H4: openLCA corrugated board recycled content comparison data .................. 217 xi LIST OF FIGURES Figure 1: Estimate of world population from 1804 to 2028. ............................................ 3 Figure 2: Population and waste material generation in U.S. from 1960 to 2010. ........... 4 Figure 3: Oil consumption for China and the U.S. from 1980 to 2010. ........................... 6 Figure 4: Journal articles using LCA specific software for LCIA. .................................. 39 Figure 5: Greenhouse gas emissions for selected beverage containers. ..................... 52 Figure 6: Fossil fuel/non-renewable energy for selected beverage containers. ........... 52 Figure 7: Eutrophication for selected beverage containers. ......................................... 53 Figure 8: Water depletion/consumption for selected beverage containers. .................. 54 Figure 9: Greenhouse gas emissions for glass bottle using truck transport. ................ 55 Figure 10: Greenhouse gas emissions for glass bottle using rail transport. ................ 57 Figure 11: Greenhouse gas emissions for steel cans and flexible pouch. .................. 59 Figure 12: Fossil fuel/non-renewable energy for steel cans and flexible pouch. ......... 60 Figure 13: Eutrophication for steel cans and flexible pouch. ....................................... 61 Figure 14: Water depletion/consumption for steel cans and flexible pouch. ............... 62 Figure 15: Greenhouse gas emissions for reuse comparison. .................................... 64 Figure 16: Fossil fuel/non-renewable energy for reuse comparison. .......................... 64 Figure 17: Eutrophication for reuse comparison. ........................................................ 65 Figure 18: Water depletion/consumption for reuse comparison. ................................. 66 Figure 19: Greenhouse gas emissions for corrugated box comparison. ..................... 68 Figure 20: Fossil fuel/non-renewable energy for corrugated box comparison. ........... 69 Figure 21: Eutrophication for corrugated box comparison. ......................................... 69 xii Figure 22: Water depletion/consumption for corrugated box comparison. .................. 70 Figure 23: Greenhouse gas emissions versus air transport distance. ........................ 72 Figure 24: Greenhouse gas emissions for ship transport of plastic (PP) crate. .......... 72 Figure 25: Greenhouse gas emissions for basic material comparison........................ 77 Figure 26: Fossil fuel/non-renewable energy for basic material comparison. ............. 78 Figure 27: Eutrophication for basic material comparison. ........................................... 79 Figure 28: Water depletion/consumption for basic material comparison..................... 79 Figure 29: Greenhouse gas emissions for basic corrugated board............................. 80 Figure 30: Fossil fuel/non-renewable energy for basic corrugated board. .................. 81 Figure 31: Eutrophication for basic corrugated board. ................................................ 82 Figure 32: Water depletion/consumption for basic corrugated board.......................... 82 Figure 33: openLCA greenhouse gas emissions for basic materials. ......................... 83 Figure 34: openLCA non-renewable energy for basic materials. ................................ 84 Figure 35: openLCA eutrophication for basic materials. ............................................. 84 Figure 36: openLCA water depletion for basic materials. ........................................... 85 Figure 37: openLCA greenhouse gas emissions for corrugated board. ...................... 86 Figure 38: openLCA non-renewable energy for corrugated board. ............................. 86 Figure 39: openLCA eutrophication for corrugated board. .......................................... 86 Figure 40: openLCA water depletion for corrugated board. ........................................ 87 Figure D1: Flow diagram for aluminum can used for carbonated beverages. ........... 179 Figure D2: Flow diagram for aseptic carton. ............................................................... 180 Figure D3: Flow diagram for corrugated box. ............................................................ 181 Figure D4: Flow diagram for flexible pouch used for packaging tuna. ....................... 182 xiii Figure D5: Flow diagram for glass (amber) beer bottle. ............................................ 183 Figure D6: Flow diagram for PET carbonated beverage bottle. ................................ 184 Figure D7: Flow diagram for PLA water bottle. .......................................................... 185 Figure D8: Flow diagram for plastic (PP) crate. ......................................................... 186 Figure D9: Flow diagram for steel food can used for packaging tuna. ...................... 187 xiv 1. INTRODUCTION The world’s natural resources are under intense pressure to meet the growing needs and desires of its inhabitants. World population continues to increase, while at the same time demand for goods of all types increases as undeveloped regions become more modernized. Over the years conservation efforts have pushed their way to the forefront of product and packaging development in an attempt to reach a balance between resources and demands. For the packaging industry this has become an effort to provide packaging that is environmentally sustainable while still meeting all of the performance requirements needed to package a given product. A key requirement in creating sustainable packaging is being able to compare the environmental impacts of different packaging options. Without a common basis of comparison there is no credible means of determining that any option is more environmentally sustainable than the others available. An approach to estimating environmental impact that is seeing increasing use in packaging is Life Cycle Assessment (LCA). In conducting an LCA the contribution of each step in a product/package life cycle, from getting the raw materials all the way through to disposal at end of useful life, can be looked at and combined to give a picture of the overall environmental impact. While LCA can provide a clearer picture of the environmental impact of a product/package, the task of conducting an LCA can be difficult and time consuming. It is often impractical for individuals and companies to obtain first hand all the pertinent data needed for an LCA on a package design, and the effort required increases proportionally when looking at multiple packaging options utilizing different materials 1 and processes. To overcome this difficulty several software systems have become available with the intent of reducing the amount of effort needed to do an LCA, or some subset of a full LCA that the software creators deem appropriate for packaging applications. The advent of multiple LCA software systems, while offering the promise of expedited LCA, also creates questions about their use. Foremost is the question of consistency in results between software systems; are the results from different software similar, or does the choice of software affect the results in some manner? As LCA is becoming a key tool in package design, it is important to know if the selection of software affects the analysis in ways that can impact the decision making process. This research is intended to aid in determining if the choice of LCA software may affect results, and thereby influence decisions based on these results. 2 2. PACKAGING GROWTH CONSIDERATIONS Packaging is tied to environmental concerns by the immense amount of resources required to provide packaging for the distribution of products throughout the world, and by the makeup of the packaging materials. There are other ties between packaging and the environment, a key function of a package can be to protect the environment from the package contents, but it is generally the volume and content of material going into packaging that creates the larger environmental concerns. One of the driving factors for the volume of packaging material being used is the size of the population being served. Figure 1 shows the estimated population of the world since 1804 based on United States (U..S.) Census Bureau data (U.S. Census 2002). There were approximately one billion people in the world in 1804; 118 years later the number had doubled to 2 billion in 1922; 52 years after that the population had doubled again to 4 billion in 1974; and it is estimated the population will double again to 8 billion people by 2028. With the increase in population comes an increase in demand for products to support the population. Unfortunately, the earth’s resources have not Billions of people increased, so as population grows there is increased strain on the environment. 9 8 7 6 5 4 3 2 1 0 1800 1825 1850 1875 1900 1925 1950 1975 2000 2025 2050 Year Population (billions of people) Figure 1: Estimate of world population from 1804 to 2028. Data Source: U.S. Census Bureau (U.S. Census 2002). 3 Trends in U.S. population and waste generation over several decades provide an example of how increasing population can impact the amount of packaging material required. Figure 2 shows how U.S. population, annual municipal solid waste (MSW) generation, and annual packaging waste generation have changed since 1960, based on U.S. Census Bureau and U.S. Environmental Protection Agency (EPA) data (U.S. Census 2012, 2013; EPA 2011). U.S. population increased 71% over the 50 year time period shown, while annual MSW generation increased 184% and packaging waste generation increased 176%. Clearly MSW waste generation and packaging waste generation have increased with population in the U.S., and at rates significantly greater than the rate of population increase. Please note that the waste material being discussed here is the total material entering the waste stream; this includes 250 350 200 300 150 250 100 200 50 150 0 1960 1970 Millions of people Millions of tons compostable, recyclable, and non recyclable material. 100 2010 1980 1990 2000 Year Total Generated Municipal Solid Waste (millions of tons) Total Containers & Packaging In Waste Stream (millions of tons) Population (millions of people) Figure 2: Population and waste material generation in U.S. from 1960 to 2010. Data Sources: U.S. Census Bureau and U.S. EPA (U.S. Census 2012, 2013; EPA 2011). For interpretation of the references to color in this and all other figures, the reader is referred to the electronic version of this dissertation. 4 Another factor that can influence the volume of packaging material being used is demand for products from countries with emerging industrial economies. As incomes increase, more consumers can afford items that were previously too expensive for them to purchase. In these situations it is not just the increase in population driving increased use of natural resources, there is also the pent-up demand of the existing population that now expects to be satisfied. New car sales in China is an excellent example of how pent-up demand that is released by economic growth can affect product demand, and thereby increase stress on available resources. China’s economic growth has resulted in the Chinese market for new cars surpassing the U.S. market in sales in 2009 (Lin 2012), a position it is expected to retain. With this growth in car sales go all the items needed to produce, maintain, and operate the vehicles. These items in turn need some form of packaging to enable them to reach the end user in acceptable condition. An example of how economic growth impacts resource utilization can be seen in the changes that have occurred in China’s consumption of oil. Figure 3 shows oil consumption in China and the U.S. over 3 decades as reported by the U.S. Energy Information Administration (EIA 2013). While China’s total daily oil usage in 2010 was approximately half that of the U.S., China had a 429% increase in oil consumption over the 30 year period from 1980 to 2010, compared to a 12.5% increase for the U.S. Furthermore, while oil consumption in the U.S. may be stabilizing, the rate of increase for China appears to be accelerating. This implies that increasing demand for oil and other resources to fuel Chinese economic growth will cause more strain on the environment in years to come. 5 Thousands of barrels per day 22000 20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 1980 1985 1990 1995 Year China 2000 2005 2010 U.S. Figure 3: Oil consumption for China and the U.S. from 1980 to 2010. Data Source: U.S. EIA (EIA 2013). China is not the only economy expected to see significant sustained growth. Table 1 provides a list of the top 20 emerging markets (Bloomberg Markets 2013) combined with the 2010 estimates of their populations (UN ESA 2013). All of these countries are expected to have gross domestic product (GDP) growth over the next 4 years of 15.6% to 45.9%. While China is clearly the biggest emerging market in terms of both expected GDP growth and population, the other 19 countries identified in the table represent another 1.25 billion people in markets expected to see significant GDP growth. As these markets mature they will likely drive the demand for products, and therefore packaging, even higher. 6 Table 1: Emerging markets Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 1 2 Country China South Korea Thailand Peru Czech Republic Malaysia Turkey Chile Russia Indonesia Colombia Poland Namibia Zambia South Africa Mexico Brazil Hungary Morocco Philippines Percent GDP Growth, 2013 1 to 2017 45.9 22.9 25.9 27.4 21.1 21.8 21.2 24.2 26.6 31.3 21.9 21.2 22.3 31.3 19.9 17.5 22.3 15.6 27.7 20.4 Population 2 Estimate, 2010 1,341,335,000 48,184,000 69,122,000 29,077,000 10,493,000 28,401,000 72,752,000 17,114,000 142,958,000 239,871,000 46,295,000 38,277,000 2,283,000 13,089,000 50,133,000 113,423,000 194,946,000 9,984,000 31,951,000 93,261,000 Data Source: Bloomberg (Bloomberg Markets 2013) Data Source: United Nations, Department of Economic and Social Affairs (UN ESA 2013) 7 3. SUSTAINABILITY and LIFE CYCLE ASSESSMENT Given that increasing demand for products will drive the need for more product packaging, and given that the earth’s resources are finite, it is clear that packaging must evolve to a state where it is sustainable by the earth’s resources. What is meant by saying something is “sustainable”? The EPA (2013) states that “Sustainability creates and maintains the conditions under which humans and nature can exist in productive harmony, that permit fulfilling the social, economic and other requirements of present and future generations.” An alternate definition comes from the World Commission on Environment and Development (WCED 1987): “Sustainable development is development that meets the needs of the present without compromising the ability of future generations to meet their own needs.” To put it simply, packaging must be able to meet the needs of the present without compromising the ability to meet the needs of the future. There are several approaches to improving package sustainability: material reduction, reuse, recycling, and composting, to name a few. Each approach has merit and in some cases the approaches can be combined, but how can their effectiveness be determined in a given situation? The environmental impact of different packaging options must be quantified to provide a true understanding of the benefits and/or costs associated with each option. Without such an understanding it is possible for design changes to do more harm than good. One of the simplest concepts in packaging sustainability is to use less material, the rationale being that less packaging material means less environmental impact. Even this simple concept has caveats; the overall environmental impact cannot always be 8 judged by the weight or volume of the packaging material alone. Different types of material can have different environmental impacts, and the effects of reuse and recycling need to be taken into account. For instance, a glass container intended to be refilled may need to be stronger, and therefore heavier, than a single-use version, but being used multiple times can result in a more environmentally friendly option. As an example, while single-use beer bottles are common in the U.S., refillable glass bottles are common in Canada. With an average return rate of 97%, Canadian brewers claim the refillable bottle system is responsible for an annual reduction of 187,000 metric tons in greenhouse gas emissions (CNW 2005). Wever (2009) proposed that environmental sustainability of packaging is tied to the transportation efficiency of the product. In essence, improving the cube utilization for transporting a given product results in less packaging material and energy being required per item shipped. This is another simple concept that has merit, but also has the same caveats as using less material. Cube utilization as an indication of sustainability does not by itself take into account that different materials can have different environmental impacts, nor does it account for the effects of reuse and recycling. If the type of packaging material is not being changed, and reuse or recycling is not affected, then the amount of material being used or the cube utilization obtained can give an indication of a relative change of environmental impact, but not an absolute magnitude of the impact. Furthermore, neither approach takes into account any change in the amount of product damage that can occur due to the reduction of packaging. A small increase in product damage can cause more environmental impact than what is 9 avoided by using less packaging. Material reduction and cube utilization improvement are viable relative improvement indicators when used in proper context, but something more is needed to address comparisons of different types of packaging materials and processing methods. Sand (2010) recommends incorporating sustainability as part of the packaging value chain. In this context sustainability is looked at in terms of added value provided to customers at each stage in the packaging cycle. While this may be a useful business model for evaluating different packaging alternatives, it does not provide the means of obtaining the necessary information on sustainability. Sand does note that decisions regarding sustainability require environmental impact information from raw materials through to disposal, a reflection of the cradle-to-grave philosophy that has become a cornerstone of sustainability. The idea of estimating the environmental impact of a product or package by looking at its entire life cycle, from obtaining raw materials (the “cradle”), through manufacturing, distribution, end use, and disposal (the “grave”) has been around at least since the 1960s (ALCAS 2013). Harry E. Teasley, Jr. is credited with conceiving the concept of doing a study covering the entire life cycle of a package when he worked for The Coca-Cola Company managing their packaging function in 1969 (Hunt and Franklin 1996). At the time the company was looking at issues related to packaging beverages that included whether to self-manufacture cans, use plastic bottles (new at the time), or use refillable bottles. Teasley envisioned a study that would quantify the energy, material, and environmental impacts of the very different container options being considered. The study was carried out, becoming the first life cycle assessment of 10 packaging on record, though at the time it was referred to as a Resource and Environmental Profile Analysis (REPA). A similar resource and environmental release quantification method practiced in Europe was called Ecobalance (EPA 2006). According to Hunt and Franklin (1996), it was not until 1990 that the term Life Cycle Assessment (LCA) was first used in the U.S. The Coca-Cola study was not published in full due to the proprietary nature of its contents, but was used by the company to aid packaging and business decisions in the early 1970s. One aspect to come out of the study was that the poor environmental image plastics had at the time was not supported by the findings; thus this first study showed the power of LCA to dispute an accepted notion. It is interesting that even today plastics often have a bad environmental reputation that may not be justified in a given situation. A recent occurrence of this can be found in the carry bag debate where local governments are banning the use of plastic bags (Lin 2010; Karp 2011). One of the arguments often used to support such a ban is that plastic is less environmentally friendly than paper, yet LCA shows the opposite (Lewis et al 2010). Another study setting ground work for what would later become LCA was done in the United Kingdom in 1972 by Ian Boustead (EEA 1996). Boustead’s work involved estimating the total energy used in production of glass, plastic, steel, and aluminum beverage containers. In this early work the emphasis was on the single issue of energy; looking at wastes and other emissions was not a priority. Over the years other environmental concerns besides energy have come to the spotlight. As each new concern came to prominence, the concept of estimating a product’s contribution to 11 environmental impacts by looking at the entire life cycle of the product found growing acceptance. One reason LCA has grown in use is that it offers more than just knowing the total contribution, or impact, a product has regarding an environmental issue. The ability of LCA to show where in a product life cycle environmental contributions occur is of significant value, too. Armed with this information, efforts to reduce environmental impacts can be concentrated in the areas that will yield the greatest benefit. LCA can also be used to identify burden shifting, which occurs when a design change reduces impact in one stage of the product’s life cycle at the expense of increasing it as much, or more, in another stage. Thus LCA can provide both a guide for improving the environmental impact of a product and a check on the results. The practice of reviewing a product’s life cycle for ways to optimize overall environmental performance has come to be referred to as Life Cycle Thinking, or LCT (EC-JRC 2013). The systematic approach provided by LCA for estimating environmental impacts has been found useful in supporting informed decision making across a broad range of products and issues. Whether it is looking at the production of biodiesel (GonzalezGarcia et al. 2013), determining the carbon footprint for honey production (Kendall et al 2013), or debating the environmental benefit of buying locally produced food (Saunders et al. 2006), LCA has become a method of choice for environmental sustainability analysis. The use of LCA is expanding in the packaging industry as well. With the focus on reducing the environmental impacts of packaging in today’s world, LCA is being turned to increasingly as a support tool to aid in evaluation of packaging designs (Sonneveld 2000). 12 4. PUBLICATIONS ON LIFE CYCLE ASSESSMENT In 1997 the International Organization for Standards (ISO) released the first version of ISO 14040 in an attempt to bring consistency to the methodology of conducting an LCA. An updated version of ISO 14040, in combination with the more recent ISO 14044, provides the general framework for conducting an LCA today (ISO 2006). While these standards provide the basis for doing an LCA, there are many publications available that seek to explain, expand on, or aid in the use of these standards. Such publications can be useful in understanding the fundamentals of LCA; however, they can quickly seem redundant since they are often covering very similar material. This sense of redundancy can be viewed as an indication of the success ISO 14040 and 14044 have had in standardizing the approach to LCA. 4.1 Introductions To Life Cycle Assessment A useful introduction to LCA can be found in Environmental Life Cycle Analysis (Ciambrone, 1997). The book is easy to read and relatively short, allowing it to hold a reader’s attention from start to end. Readers gain insight into the basic principles of inventory analysis (gathering data), impact analysis (translating data into environmental impact categories), and improvement analysis (how LCA results can be used to improve the product). Setting boundary conditions to define what will be included and excluded from analysis, developing flow diagrams and process diagrams to identify the data that will be needed, and how the quality of the data can affect the LCA results are all covered. While a useful starting point in obtaining a general understanding of LCA, this book is limited on application examples and may not be suited to someone looking for 13 detailed information on a specific topic. As a side note, the author did try to coin the term “MANPRINT” to refer to the impact of a product on the environment, something which thankfully did not catch on. Another publication that is a good starting point for learning about LCA is Life Cycle Assessment: Principles and Practice (SAIC 2006). Created by an EPA funded research project, it is now available as an EPA document. Again this is a short document, 80 pages total, that gives a straightforward presentation of the basic tenets of LCA. This publication is newer than the first book mentioned, allowing it to reference more recent information covering LCA development. It does share a similar limitation of application examples, so it too may not be suitable for anyone looking for something beyond an introduction to LCA. One advantage of this publication is that it is available for free on line from the EPA website. 4.2 Life Cycle Assessment Procedural References For a general reference on LCA one choice is the Handbook on Life Cycle Assessment: An Operational Guide to the ISO Standards, commissioned by the Dutch Government Ministry of Housing (Guinée 2002). The book provides a short discussion of the background and purpose of LCA, a guide to creating an LCA, an operational annex that provides support information, and a section on the scientific background supporting LCA. It is in the last two sections that this book extends beyond being just an introduction to LCA. Supplying practical support information regarding issues that come up in conducting an LCA, along with background information on the science behind LCA, makes this book a useful application reference. Of particular note is the example 14 provided for creating a PEDIGREE MATRIX to aid in determining the quality of data being used in an LCA. The other publications mentioned so far talk about the importance of data quality, but do not discuss in any detail a method for determining it. An alternative reference for LCA practitioners is International Reference Life Cycle Data System (ILCD) Handbook – General Guide for Life Cycle Assessment – Detailed Guidance (EC JRC-IES 2010). This publication provides step by step guidance in understanding how to perform an LCA. Its purpose is to bring consistency to the practical implementation of LCA methodology based on accepted best practices. Recommendations are provided for conducting an LCA from initial planning all the way through to reporting results. The annex (appendix) on data quality is one of many useful features. Another good feature is the discussion of frequent errors that have occurred in doing the various steps of an LCA, an attempt to help people learn from the mistakes made by others in the past. The guidance provided, while detailed, is not focused on any specific product or service; it is a general reference with concepts that are easily adaptable. One thing this publication is not intended to be is an introduction to LCA, people should first read one of the introductory publications already mentioned before attempting to use this one. People who are interested in the efficient performance of LCA calculations may want to read The Computational Structure of Life Cycle Assessment (Heijungs and Suh 2002). The authors go into great detail about performing LCA calculations using matrix arithmetic. Solutions to problems such as how to handle cutoff of flows or closed loop recycling with matrix arithmetic are covered. While not for everyone, this book is worth considering if a spreadsheet, or similar program, is being used to do LCA calculations. 15 Spreadsheets generally have standard matrix arithmetic functions built in, and the savings in computation time over a more linear calculation approach are reported to be significant. When using software programs specifically developed to assist in LCA, such as the ones looked at in this paper, the LCA calculations are performed by the software. For an overall picture of how LCA and sustainability can affect packaging decisions, a useful reference is Packaging for Sustainability (Verghese et al. 2012). With only a single chapter on LCA, one that is geared toward an executive overview, this book is not about how to do an LCA. Instead, a much broader look is taken at how sustainability impacts business decisions, and how LCA is a tool that provides information that can influence these decisions. Emphasis is put on companies needing to include sustainability as part of their corporate strategy. Marketing, regulatory compliance, consumer perceptions, and infrastructure availability are all shown to play a part in how a company includes sustainability in its thinking. Among the many subjects discussed are that consumers do not necessarily support sustainability with their purchasing habits, and that a recyclable package will only get recycled if there is infrastructure in place to handle the task. A section on packaging materials is included with information covering representative life cycles, general environmental impact considerations, and recovery and disposal options. This is a worthwhile book to read for anyone involved in packaging sustainability, which should be anyone involved in packaging design and decision making. 16 4.3 Impact Methodologies One area where there are many differing publications is in impact assessment methodologies. ISO 14040 and 14044 provide a framework for doing LCA, but purposely leave out specifics on identifying impact categories. It has been left to the LCA practitioner to identify what impacts are significant to the study being done, and how best to map inputs and emissions to these impact categories. In order to help fill this void, work groups of scientists and LCA practitioners have created various impact methodologies for many common environmental issues. Individual methods are based on available scientific information and best practices, and are peer reviewed. However, this does not mean that two methods will agree. In order for LCA practitioners to understand how an impact assessment methodology works, papers are published describing the impact categories provided, the conversion of inputs and emissions to these categories, and the scientific basis behind it all. While there are many different assessment methods available, the three that are pertinent to this work are Impact 2002+, ReCiPe, and TRACI 2. The Impact 2002+ assessment method is described in IMPACT 2002+: A New Life Cycle Impact Assessment Methodology (Jolliet et al. 2003). Impact 2002+ converts inputs and emissions into 15 midpoint environmental impact categories, and then maps combinations of midpoint indicators into 4 damage (endpoint) categories. The 4 damage categories are Human Health, Ecosystem Quality, Climate Change, and Resources (mineral and non-renewable energy use). Some midpoint categories map into multiple damage categories. Each midpoint category is expressed in terms of a reference substance. For instance, an emission that affects global warming is converted into the 17 amount of CO2 emissions to air that produces an equivalent impact. All the inputs and emissions that affect a midpoint impact category can be converted to an equivalent amount of the reference substance for that category, and then added together to determine the midpoint indicator value. For each damage category, midpoint values that map into the category are multiplied by damage characterization factors to convert them into a common unit, allowing the midpoint values to be summed into a single value representing the impact of the damage category. In an attempt to further aid analysis of the results, normalization factors are provided that convert damage category values into ratios referenced to the emissions associated with one person for one year, based on Western Europe. An interesting side note about Impact 2002+ is that while the authors recommend considering the 4 damage categories separately, which is in line with ISO 14044, they also state the categories can be aggregated into a single result with proper weighting factors. This is a departure from ISO 14044 which states “It should be recognized that there is no scientific basis for reducing LCA results to a single overall score or number” (ISO 2006). While not supported by ISO 14044 due to the lack of scientific basis, coming up with a single LCA score is in essence what companies are doing when they make decisions based on more than one environmental impact category. Whether it is applying a formal set of weighting factors, or informally deciding that one impact category is more important than another, companies implicitly aggregate category results when setting the course they will follow for a product or service. The ReCiPe assessment method is covered in ReCiPe 2008: A life cycle assessment method which comprises harmonized category indicators at the midpoint 18 and the endpoint level, First edition (revised), Report I: Characterization (Goedkoop et al. 2013). ReCiPe has 18 environmental midpoint categories and 3 endpoint categories, most of which are similar to those found in Impact 2002+, but that does not mean they are identical. While using more than one assessment method to verify trends is advisable when performing an LCA, variation in the methodologies used to determine indicators can be a source of differences in the values obtained from multiple methods. Another reason for using multiple assessment methods is that one method may not cover all the environmental impact categories of interest for a given project. One midpoint indicator pertinent to this paper that ReCiPe supplies, and for which there is no counterpart in Impact 2002+, is water depletion (usage). One feature of ReCiPe is that three different scenarios are provided for grouping assumptions that can affect the analysis of data. Each scenario provides a distinct perspective on time-frame and other issues that contribute to uncertainty in the LCA results. The individualist (I) perspective is based on short-term interest, where impacts are not being disputed. The hierarchist (H) perspective assumes that the most common policy principles are followed, and is viewed as the default model to use when a specific perspective has not been chosen. The egalitarian (E) perspective looks at the longest time-frame and considers impacts that may not be fully understood yet, but that do have some basis for characterization. Clearly the egalitarian perspective is likely to have the greatest uncertainty in analysis results, while the individualist perspective provides a limited time over which any analysis can be considered valid. The hierarchist perspective falls somewhere in between, trying to strike a balance between uncertainty, available knowledge, and useful time-frame. While these different scenarios add some 19 flexibility to using ReCiPe, one must be careful to ensure comparisons are done using a common scenario. One interesting part of the discussion of architecture for ReCiPe deals with the variations that can occur on a regional basis when trying to quantify potential damage from emissions. Hygienic conditions, weather conditions, background concentrations, and population density are all examples of issues with significant regional variability that can influence the effect of emissions on the environment. ReCiPe often uses environmental models based on Europe, and although attempts have been made to generalize these models within ReCiPe, the authors do note that “the ReCiPe method has limited validity for all regions that cannot be defined as well-developed temperate regions” (Goedkoop et al. 2013). This is an excellent cautionary note for any assessment method; the validity of the results are only as good as the assessment model being used, which in turn is dependent upon the appropriateness of the information the model is based on. The TRACI 2 assessment method is an updated version of the original TRACI method developed by the EPA in 2002, with TRACI 2.0 released in 2011 and TRACI 2.1 released in 2012. The TRACI methodology is discussed in the paper TRACI: The Tool for the Reduction and Assessment of Chemical and Other Environmental Impacts (Bare et al. 2002). TRACI differs from Impact 2002+ and ReCiPe in that it was developed specifically for use in the U.S., coming after the conclusion was reached that no tool in existence at that time was sufficiently applicable to the U.S. to meet the EPA’s needs. TRACI also differs in that it deals only with category midpoints, leaving it to the user to convert the midpoint information into desired endpoints. Information provided in the 20 referenced paper does show examples of how different endpoints can be affected by the impact category midpoints provided. The updated TRACI 2 methodology is covered in the paper TRACI 2.0: the tool for the reduction and assessment of chemical and other environmental impacts 2.0 (Bare 2011). TRACI 2 covers 9 impact categories, with 3 of these (Particulate, Cancer, and Non Cancer) being sub categories listed under Human Health. The user’s manual for TRACI 2.1 (Bare 2012) does list Fossil Fuel Use as a tenth impact category; however, the implementations of TRACI 2 found in the commercial LCA software used for this paper did not include this category. 4.4 Journals and Other Publications The publications discussed so far are only a small sample of what is available. Books, papers, and journal articles on LCA abound. Several articles from the International Journal of Life Cycle Assessment are referenced in this paper, as are articles from the journal Packaging Technology and Science. Another source of LCA information is the Journal of Industrial Ecology, which has recently tightened its policy on what is expected in an LCA paper submitted for publication (Lifset 2013). This has been done because the editors believe LCA has evolved to the point where there is now widespread use and that basic case studies are now common. For a paper to be accepted by the journal now, it must advance the practice of LCA by providing new and important data that challenges established views, use a novel methodology, or provide new information on a topic of significance. This change in policy reflects the success that has been achieved in the development of LCA under ISO 14040 and 14044. 21 A general discussion of LCA publications would not be complete without mentioning the ongoing publication of research papers that contribute to debates on how best to model various substance flows within an LCA. One example is the paper Critical aspects in the life cycle assessment (LCA) of bio-based materials – Reviewing methodologies and deriving recommendations (Pawelzik et al. 2013). The authors of this paper are concerned that current LCA standards do not adequately address biogenic carbon storage associated with bio-based materials, and that failing to do so can have a significant effect on estimating greenhouse gas emissions for products using these materials. Papers like this are intended to widen the scope of thought on an environmental impact issue, in this case the effect of carbon sequestration when accounting for greenhouse gas emissions, and over time can result in changes being made to what is considered accepted best practices for performing an LCA. The research presented in these papers is what drives the continued evolution of LCA. 22 5. REVIEW OF BASIC LIFE CYCLE ASSESSMENT PRINCIPLES LCA is a method by which environmental impacts can be identified, quantified, and evaluated to provide information for guiding decision making about a product, process, or service. The information from an LCA may be used for various purposes including comparison of design options, product improvement, monitoring environmental regulatory compliance, and providing a basis for product environmental claims. An LCA will not provide information on parameters such as production costs, product performance ratings, marketing considerations, and consumer acceptance, to name a few. Thus LCA is one of many sources that feed information into the decision making process for businesses today, and the information niche it fills is that of aiding in understanding the environmental consequences associated with a decision. An LCA is divided into four phases: goal definition and scope, inventory analysis, impact assessment, and interpretation. While these phases are laid out to be performed sequentially, LCAs often become iterative in nature, with information from a later phase getting fed back to reevaluate the work done in an earlier phase. For example, it may be that data from the inventory phase is not as specific as originally desired and the goal or scope of the LCA has to be modified accordingly. The interpretation phase may reveal more questions that need to be answered, requiring additional inventory data and impact assessment. Newer or more product specific data may become available that replaces older or estimated data, requiring another pass through the LCA to see if results are affected. In essence, an LCA does not have a flat one dimensional flow; instead the flow through an LCA is dynamic in nature, with review and updates occurring for the different phases as new information becomes available. 23 5.1 Goal Definition and Scope Adequately defining the goal and scope of an LCA is key to having an efficient LCA process and a useful result. The goals of the LCA determine what information is needed to fulfill the purpose of the LCA, the information needed drives the type of assessments that have to be made, which in turn defines the type and quality of the data that must be acquired. Having clearly defined goals serves to focus effort in subsequent LCA phases onto what is needed, minimizing wasted effort. The first step in performing an LCA is to understand who the LCA is being performed for and how they are going to use the information that is provided. An LCA can be initiated by various parties for different reasons; one may want information to support a public policy decision, another may need guidance on selection of the best option for a new product, someone else may want to know how an existing product compares to others for a specific type of environmental impact. Trying to do everything for everyone can result in an overly complex, time consuming, and expensive LCA. Recognizing what information is actually needed by the stakeholders who initiated the LCA, how specific that information has to be to meet their needs, their expectations on the timeliness of the information, and how best to report the information to them can significantly streamline the LCA process. After the goals of the LCA are sufficiently defined to insure the information expectations of the stakeholders will be met, the functional unit and system boundaries the LCA will be based on must be set. The functional unit is simply a quantifiable amount of a product, service, or process that can serve as a basis of reference for 24 comparing the environmental impacts of different options. For example, laundry detergent can be powder or liquid, so kilograms of powder detergent or liters of liquid detergent are not good units to use for evaluating these options since they cannot be directly compared to each other. Even when comparing just powder detergents, weight would not be an appropriate functional unit if the detergents being considered require differing amounts to be used. A better choice for a functional unit would be to use a fixed number of loads of laundry. This can then be related back to the amount of detergent, powder or liquid, needed to do the loads of laundry. Once an appropriate functional unit has been selected, then the environmental impacts of the different options being considered can be scaled to reflect the amount of impacts associated with producing one functional unit, thus allowing comparison of dissimilar options. System boundaries define the limits of what will be included in an LCA. An LCA can be an all inclusive cradle-to-grave study, extending from the acquisition of raw materials for a product all the way through to disposal at end-of-life, or it can be the “gate-to-gate” contribution of one or more processes in producing a product. The needs of the stakeholders are what drive the setting of system boundaries. If someone wants to know the total environmental impact of a product, say a glass bottle filled with beer, then a cradle-to-grave LCA is called for. On the other hand, if the intent of the LCA is to help select a cleaning method for the bottles before filling them with beer, then it is the contribution of the cleaning process options that need to be looked at, not the entire life cycle of a bottle of beer. System boundaries may have to be expanded to account for production of coproducts. When dealing with multiple products produced from a common process, it is 25 necessary to fairly allocate the inputs and emissions associated with the process among the resulting co-products. Since allocation based on characteristics such as weight, volume, or monetary value of the co-products do not necessarily reflect the true distribution of environmental burdens, it is preferable to find a way to separate the coproducts. One way to achieve this separation is to subdivide the common process into sub-processes associated with the various co-products. Where this is not practical, the principle of avoided burden can be used to separate the environmental burdens of a coproduct from the product of interest. To do this, the co-product is viewed as reducing the need for the same item generated by more direct means, so the system boundary is expanded to include production of an equivalent amount of the undesired co-product, and the environmental burdens associated with this generation are subtracted from the process that produces the co-products. Ideally this leaves only the burdens associated with the product of interest; however, care must be taken when applying this method. Any type of emission associated with equivalent production of an undesired co-product that does not have an offsetting emission in the original multi-product process will result in a negative emission being reported. Assumptions, rules, and methodologies guiding the implementation of the LCA, such as the use of system expansion, should be stated as part of the scope of the LCA. Anything that affects what data is collected, how the data is collected, and how the data is analyzed should be included and updated as needed. Everyone involved with the LCA, whether it be with implementation, reviewing, or using the results, must work from a common reference point. 26 5.2 Life Cycle Inventory (LCI) Performing an LCI amounts to collecting and quantifying all of the inputs and emissions associated with the product, process, or service being studied. It is from this inventory that the environmental burdens associated with the product, process, or service will be determined. In its simplest form, an LCI produces a list of all the substances involved with the production, use, and disposal of a product, along with the amount required of each substance. In practice, a product is made from components, which may have several levels of subcomponents, which are made from materials, which are comprised of substances. Added to this is that each step of the way from obtaining raw materials to disposal at end-of-life involves more energy and material usage for transportation and processing, resulting in additional environmental burden. Performing an LCI from cradle-to-grave can be a very daunting task; fortunately there are ways to minimize the effort. The starting point for an LCI is to generate a flow diagram of the processes within the system being studied. You must know a system before you can perform an LCA on it, and if you cannot diagram the system, then you do not know the system well enough. The system boundaries are established when defining the goal and scope of the LCA study. The flow diagram then builds on this by linking the input and emissions of the system to the individual unit processes within the system, and by showing how the unit processes interconnect to produce the product. Once a system flow diagram is in place, the next step is to create a plan for collecting data. What data will be needed and where the data will come from is driven by the data requirements set down when defining the goal and scope of the LCA. Some 27 data may be generic in nature and found in commercially available databases such as Ecoinvent (Ecoinvent Center 2013), or government sponsored databases such as the U.S. Life Cycle Inventory (NREL 2013). Other data may be in the form of industry averages for the region of interest and found in industry or government publications. Product or process specific data may require that time and effort be allocated to field surveys. Each of these sources has advantages and disadvantages. The generic database approach is relatively easy and fast, but will lack specific information about the product being studied, and the generic information may not be sufficiently timely. Industry averages may be more specific and timely than generic information, but will require more time to locate and evaluate. Product specific information is the most relevant, but can require substantial effort to obtain. When collecting data for an LCA, a practical approach to balancing cost versus data quality involves using a combination of product specific, industry, and generic data. Product specific data may be collected for key information that differentiates the product, industry averages may be used for common processes, and generic data used to fill in data gaps. One way to minimize the data collection effort in comparing multiple alternatives for a product is to do an initial LCA based on generic data to look for the most promising options, then gather industry and product specific data only for those options. In this way the effort associated with data collection becomes more focused on the better possibilities. Another aspect of data collection that must be addressed is when to exclude processes because they do not make a significant contribution to the environmental burden. Ideally, an LCA includes all processes no matter how small their contribution, 28 but realistically it is not cost effective to spend valuable time collecting data for something that has little bearing on the final results. Furthermore, as an LCA becomes cluttered with insignificant processes, it may detract from the analysis of significant contributions. If it is clear that a process does not make a significant contribution to the LCA results, then it should be excluded; however, the reasons for excluding it should be documented. If it is not clear that a process contribution is insignificant, then the process should be included at least through a first pass of the LCA with generic data. 5.3 Life Cycle Impact Assessment (LCIA) The LCIA phase of an LCA can be thought of as the processing phase, where the raw inventory data collected during the LCI phase is converted into estimates of environmental impact. There are many ways in which the environment can be affected: global warming, ozone depletion, acidification, eutrophication, and nonrenewable energy use, to name a few. Each of these environmental issues represents an impact category that has been studied, and for which there is reasonable scientific basis to establish a quantifiable causal relationship between human activities and the severity of the impact to the environment. An LCIA employs impact assessment methodologies consisting of agreed upon models of quantifiable relationships to convert the inputs and emissions involved with producing a product, process, or service into indicators representing the estimated levels of impact that will occur in the environmental categories of concern. Conversion of input and emission substances starts with applying characterization factors, conversion values developed from scientific study, that relate 29 the effect a substance has on an impact category to the amount of a reference substance required to produce an equivalent effect. Multiplying the input and emission substances in the inventory by the appropriate characterization factors, and then summing the results for an impact category, produces the impact indicator for that category. Midpoint indicators generally represent impact categories directly related to specific environmental mechanisms, such as global warming or ozone depletion. Endpoint indicators often represent damage to systems, such as human health or marine life, and may be based on multiple midpoint indicators, making the models the endpoint calculations are based on more complex. This increase in complexity, and the associated increase in assumptions and simplifications that have to be made, can cause greater uncertainty in the results for endpoints versus midpoints (SAIC 2006). Impact category indicators initially have units that are based on the reference substance for each category. It may be desirable for comparison purposes to modify this to something else. Normalization can be used to change the indicators to be a ratio relative to a desired reference point. One reference point might be an original base line LCA for a product, allowing subsequent LCAs for new versions to have their impact indicators expressed as being more than, or less than, the original version. Another common reference point is to express an indicator as relative to the amount of emission one person generates in a specific area over a specific amount of time, such as the amount associated with one European over one year of time. Using, or not using, normalization depends on the requirements for analyzing and communicating the LCA results back to the stakeholders in a manner they find useful, something that should be determined when the goal and scope of the LCA is being defined. 30 Weighting is another means by which the results of an LCA can be adjusted to aid interpretation or improve communication. Weighting is simply a formal way to apply a ranking of importance to different impact categories. Each impact category indicator is multiplied by a weight factor representing its relative importance, and then the weighted results are summed together into a single value representing the total environmental impact of the product, process, or service. Weighting is what a company effectively does when it decides on one product option over another based on multiple impact categories. The problem with weighting is that there is generally no scientific basis for saying that one impact category is more important than another. This makes weighting a judgment call, and something that is significantly more open to questioning than category indicators. If weighting is used, it should be applied in a consistent manner and the basis of the weighting must be documented. 5.4 Life Cycle Interpretation Understanding the results of an LCA is not as simple as saying one option is better than another. Even if the relative performance of options show a consistent pattern favoring one option across all the impact categories being considered, there are still questions about assumptions, uncertainties, and the significance of results that must be considered. An LCA generally involves a set of assumptions, as well as limits on the availability, timeliness, and applicability of data used, all of which must be reviewed to ascertain what affect they may have on the results. The starting point for life cycle interpretation is to identify where the greatest contributions to impact categories are coming from. If a few processes account for the 31 majority of an impact in a category, then these are the processes that should be focused on in the interpretation phase. For example, if one process contributes 90% of the impact in a category, then any variations in this process caused by changes in assumptions or issues with data quality will likely produce more pronounced changes in the impact category result than variations in all the other processes combined. LCAs generate a lot of data, so being able to focus effort on major areas of contribution is important to an efficient and cost effective LCA. Identifying the major contributors to an impact category also provides guidance on where future effort to reduce the impact should be concentrated. The next task is to review the LCI and LCIA results to verify they are consistent with the scope of the study and that they are sufficient to allow the goals of the study to be met. The quality of the data collected should be verified against the expectations set forth at the beginning of the LCA. The extent to which LCI data measurement error affects the inherent uncertainty associated with LCIA results should be checked, as well as the sensitivity of LCIA results to small changes in data. Anomalies in the data and results should be identified and explained. How well the collection and assessment of data meets the needs of the study should be documented, along with the course of action taken to deal with any deficiencies that were found. Each deficiency must be addressed as to how it will affect the LCA, and whether more data collection and analysis is warranted. Once it is established that the LCI and LCIA results meet the needs of the LCA, they should be reported along with any caveats, conclusions, and recommendations required. The report should include all assumptions, limitations, methods, data, and an 32 adequate discussion of the analysis being done. Reporting the assumptions and limitations of the LCA are just as important as reporting the results, as these define the context under which the results can be viewed. The report must take into account the expectations of the stakeholders in regard to the type of information expected, as covered when defining the goals and scope of the LCA. While the needs of the stakeholders may dictate a summary form of report be presented to them, this should always be backed up by a complete report that is intended to go through a peer review process. 33 6. LIFE CYCLE ASSESSMENT SOFTWARE The complex and time consuming nature of LCA has prompted the development of several software programs aimed at reducing the effort involved in performing an LCA. While general purpose software such as MS Excel, Matlab, or Mathematica can be set up to do LCA calculations, software specifically designed for LCA facilitates assembling the LCI data as well as coming preconfigured to do LCIA calculations. These programs simplify initial modeling of products by providing access to databases of generic LCA material and process information. Having the product models then flow as input to the assessment methodologies included with the software eliminates the effort normally associated with entering and verifying an assessment method in a spreadsheet or math program. LCA software programs can be broad-based fully ISO 14040/14044 compliant packages, or they can be simplified versions geared toward specific applications. The broad-based packages allow access to multiple databases and impact assessment methods, allowing them to be more general purpose. The simplified programs are streamlined versions of LCA, often having only a single database and assessment method available. Some LCA software is proprietary, others are commercially available. The LCA software programs discussed in this paper are all commercially available. 6.1 SimaPro SimaPro (PRé Consultants 2011) is a general purpose LCA software program that is fully compliant with ISO 14040/14044, providing complete LCI and LCIA capabilities. A product life cycle is modeled as a collection of assemblies, processes, 34 and waste or disposal scenarios. An assembly is made up of a collection of substances (minerals, chemicals), materials, processes, and other assemblies (subassemblies). Disposal scenarios can include reuse, disassembly, and waste scenarios. Multiple libraries (databases) containing predefined substances, materials, processes, and waste treatments for modeling products can be installed. Various impact assessment methodologies can be installed, modified, or created. A high degree of flexibility and visibility is provided in doing LCA calculations, with all impact characterization factors accessible, and contributions to an impact category traceable down to a substance level. This flexibility does make SimaPro more complex than the streamlined LCA software offerings. SimaPro versions 7.2.4 and 7.3.3 were used for this paper. 6.2 GaBi GaBi (PE International 2011) is another general purpose LCA software program that is fully compliant with ISO 14040/14044, providing complete LCI and LCIA capabilities. A product life cycle is modeled as a plan consisting of processes, material/energy flows, and other plans. Having plans within plans provides a nesting capability similar to the use of assemblies and subassemblies in SimaPro. Gabi can provide access to multiple commercial databases of predefined LCA data, though they have to be merged into a single database to be used at the same time. GaBi provides access to multiple LCA impact assessment methods. Flexibility and visibility in doing LCA calculations in GaBi is on par with SimaPro. All impact characterization factors are visible and contributions to an impact category are traceable down to a substance level. 35 Like SimaPro, Gabi is significantly more complex to use than streamlined LCA software offerings. GaBi version 5 was used for this paper. 6.3 openLCA openLCA (openLCA 2011) is an attempt at providing a free open source software package for doing LCA. The intent is a software package with LCA capabilities similar to SimaPro and GaBi. Unfortunately it was found that openLCA was very much a work in progress at the time it was reviewed. Documentation was poor and several problems with using the program were encountered. One significant issue found was that the sequential calculation method could not be made to work properly. Some analysis was done using the alternative matrix calculation method. The ability to trace contributions to an impact category down to a substance level was missing. Open LCA version 1.2 was used for this paper. 6.4 COMPASS COMPASS (SPC 2011) is a web-based streamlined LCA software program designed for packaging applications. COMPASS does not provide true LCI capabilities; instead a limited dataset of impact indicators previously agreed upon by the members of the Sustainable Packaging Coalition (SPC) has been generated and made available to users of COMPASS. No other datasets can be accessed through the user software, and the methodology for generating the dataset is fixed. Thus multiple assessment methods are not permitted. COMPASS is easier to use than either SimaPro or GaBi, but is also 36 far less flexible. It is not possible to trace contributions to an impact category down to a substance level. COMPASS 2.0 was used for this paper. 6.5 Package Modeling Package Modeling is the underlying software on which the WalMart Scorecard is based. Like COMPASS, it is intended for packaging applications, does not provide true LCI capabilities, and allows for only a single proprietary assessment method. It generates a single weighted score based on 9 categories of information. The categories include generalized indicators such as cube utilization and energy innovation, but provide little or no information on most environmental emissions other than greenhouse gases. There is little flexibility in application, and no traceability of impact contributions back to substance level emissions. Package Modeling 3.0 was used for this paper. 37 7. RESEARCH SUBJECT Every LCA is based on a combination of assumptions and data, so there is always some room for variability in results. Examples available in literature confirm LCAs using different sets of assumptions and data for a common topic can have disparate conclusions (Villanueva and Wenzel 2007). What has not been well studied is whether or not the selection of an LCA software program can contribute significantly to differences in the conclusions that are reached. To get an idea of the extent software specific to LCA has been used, a review of three LCA and packaging industry related journals was conducted to identify the software used for LCIA. Included in the review were all issues published in 2010 through 2012 of International Journal of Life Cycle Assessment, Journal of Industrial Ecology, and Packaging Technology and Science. Figure 4 shows the number of articles each year that were found to use software specific to LCA for impact assessment. A total of 73 articles over the 3 year period used SimaPro for LCIA, 21 articles used GaBi, and 5 articles use other LCA software. No articles were found to use more than one program for LCIA. In addition, no articles were found that used COMPASS, Package Modeling, or openLCA. When commercial LCA software was used, SimaPro and GaBi were the preferred choices for LCA practitioners submitting articles to these journals. It is also clear that it is common for LCA practitioners to use only one software package when doing an LCA, likely selecting the one they are most versed in. 38 Number of Articles SimaPro 25 20 15 10 5 0 2010 2011 Other GaBi 2012 2010 2011 2012 2010 International Journal of Life Cycle Assessment 2011 2012 Year Journal of Industrial Ecology Packaging Technology and Science Figure 4: Journal articles using LCA specific software for LCIA. By using only a single LCA software package in a study, an implicit assumption is being made that the choice of software does not affect the outcome of the study. This assumption is further compounded if, as is often the case, only one impact assessment method is being used as well. There has been only limited investigation into whether LCA software and associated impact methodology implementations significantly influence results. Aissani et al. (2009) presented a comparison of SimaPro and GaBi that was basically a discussion of the features available in the two software packages. Lee and Shan (2000) compared SimaPro and GaBi to EcoPro, using corrugated paperboard and different impact assessment methods, finding that EcoPro reported 50 times the greenhouse gas emissions and 80 times the eutrophication values of the other programs. The studies mentioned so far cover only SimaPro and GaBi; no good source of comparison has been found for streamlined LCA software. There is no information available as to how consistent results are between streamlined and fully ISO compliant LCA software, nor is there information comparing just streamlined LCA software. As the 39 use of LCA software becomes increasingly common place, there is a need for reliable information as to whether or not LCA software choices affect the results obtained, and how conclusions drawn from those results may be affected. In addition, it would be useful to develop guidelines as to when it is reasonable to employ streamlined LCA software versus using fully ISO compliant software. The research proposed for this paper is intended to help fill the gap in knowledge that currently exists concerning comparability of LCA software. The basic presumption made by companies using LCA software to guide decisions is that environmental impact estimates will be sufficiently consistent between LCA software as long as assumptions, system boundaries, and other conditions affecting the study remain consistent. To test this presumption, a common set of packages and distribution systems was defined and used as the basis for comparison of multiple LCA software programs. 40 8. RESEARCH METHODS The main interest when considering the comparability of LCA software is whether or not the conclusions reached about environmental preference of possible alternatives in a product design will be consistent across the different software. Every software program has the potential to influence the way environmental impacts are assessed. The most obvious factors affecting impact assessments of product systems are differences in data quality and impact assessment methodologies; however, other less obvious factors can come into play, too. It may be that limits in available datasets dictate substitutions, deletions, simplifications, or detailed expansions be made to a product model in one software that would not be done in another. A more subtle possibility is having the functionality of available modeling tools influence the implementation of a model by making some things easier to do in one software than in another. Another aspect is that streamlined LCA software gets that way by limiting available choices, meaning that some decisions are pre-made in the attempt to simplify operation, and details of those decisions may not be readily visible to the user. To study the different LCA software programs, three sets of common packaging systems were chosen as the basis for comparison. Each set consisted of two or more containers that could be used for a similar purpose. Table 2 presents a summary of these packaging systems. Beverage containers were selected for one set as they have been widely studied and allow for a variety of materials to be considered (RomeroHernández et al. 2009; Mourad et al. 2008). This set included aluminum cans, glass bottles, polyethylene terephthalate (PET) bottles, aseptic cartons, and polylactic acid (PLA) bottles. The functional unit for comparison of this set is one liter of fluid 41 (beverage). The second set of containers explores flexible versus rigid packaging options by comparing multilayer pouches and steel cans used in packaging tuna. This sets utilizes one kilogram of tuna as the functional unit. The third set of containers is aimed at studying the effect of reuse by comparing reusable polypropylene (PP) crates to single-use corrugated boxes for distribution of cut flowers. Each PP crate and corrugated box can carry an amount of flowers equivalent to ½ flower box, a standard unit of measure in the cut flower industry and the functional unit for this comparison. Table 2: Packaging systems compared Functional Unit Containers Per Functional Unit Aluminum Carbonated Beverage Can, 12 fluid ounces (354.9mL) 1.00 lt fluid 2.82 Glass Beer Bottle, 12 fluid ounces (354.9mL) 1.00 lt fluid 2.82 Polyethylene Terephthalate (PET) Carbonated Beverage Bottle, 12 fluid ounces (354.9mL) 1.00 lt fluid 2.82 Aseptic Carton, 200mL 1.00 lt fluid 5.00 Polylactic Acid (PLA) Water Bottle, 500mL 1.00 lt fluid 2.00 Multilayer Pouch, 74g net weight 1.00 kg tuna 13.51 Steel Can, 142g net weight 1.00 kg tuna 7.04 Corrugated Box, 1/2 flower box 1/2 flower box 1.00 Polypropylene Crate (PP), 1/2 flower box 1/2 flower box 1.00 Container Type Flow diagrams representing simplified product life cycles were created for the nine packaging systems selected as a basis of comparison for this study. Simplified life cycles were used to facilitate comparison of the software systems; consequently the information presented in this paper should not be construed as providing valid 42 comparisons of the actual packaging systems themselves. The assumptions made to simplify these systems are listed in Appendix B. Data on the physical characteristics needed to model the nine containers in the LCA software programs are given in Appendix C. Some of this data has been taken from previous studies; the rest was obtained by measuring samples of the different containers. The simplified flow diagrams are presented in Appendix D. To keep the number of tests that needed to be conducted down to a manageable level, it was decided to study the effects of varying transport distances, recycling rates, recycled content, and number of reuses only in selected comparisons. Appendix E provides details on how test parameters were varied to obtain the comparison data of interest. U.S. datasets were used wherever possible in creating software models of packaging systems. Using the flow diagrams and associated data as common references, models of the packaging systems were created in SimaPro 7.2.4, GaBi 5, COMPASS 2.0, and Packaging Modeling 3.0. Problems encountered with using the version of openLCA that was available when these tests were conducted led to it being dropped from this portion of the testing. It quickly became apparent that some software offered choices that could significantly reduce the amount of work involved, while other software did not. For example, SimaPro had available data files from Franklin Associates for aluminum, glass, and PET containers that rolled the entire set of processes for the container, from getting raw material in the ground to producing a finished container, into a single cradleto-gate file. Thus an LCA practitioner using SimaPro could do either a detailed model for producing one of these containers where each required process is represented 43 individually, or they could use a single cradle-to-gate file. GaBi did not have these cradle-to-gate files available, necessitating more detailed and time consuming models be implemented. COMPASS was the opposite of GaBi, generally providing only one appropriate conversion (manufacturing) process for each container, with no means for the LCA practitioner to do their own detailed model. Package Modeling did not provide a means of adding conversion processes. Faced with this inconsistency in the way product system models could be implemented across the different LCA software, it was decided to allow the models to be implemented in the manner that provided the simplest approach for each software. Clearly this can cause differences in inventory data that may affect the results, but it does create valid models for each software. Furthermore, it is believed that the simplest method of implementing a model reflects the most likely approach users will take in using a software program. The lack of comparable impact categories is an obvious difficulty when evaluating LCA software. The impact assessment methodology used for SimaPro and GaBi in this part of the study was Impact 2002+ version 2.1, supplemented by ReCiPe Midpoint (H) version 1.04 in SimaPro and version 1.05 in GaBi for water consumption. SimaPro and GaBi have 15 midpoint categories using Impact 2002+, and 18 with ReCiPe, but only global warming, non-renewable energy, aquatic eutrophication, and water depletion can be matched to output indicators in COMPASS. Once Package Modeling is added, global warming becomes the only category of impact information common to these 4 software programs. Things are further complicated when trying to include openLCA. Its implementation of Impact 2002+ reports only 2 of the standard 15 midpoint categories, neither of which is global warming. The other impacts are 44 translated directly to damage (endpoint) categories and reported in “points”. Among the other software being studied, only SimaPro and GaBi have the option of viewing impact categories in units of “points”, a technique for normalizing results in terms of the average impact to one person in one year for a specified region (Humbert 2005). Thus openLCA results using Impact 2002+ could not be compared directly to COMPASS or Package Modeling. Both COMPASS and Package Modeling report impact categories that have no comparable counterpart in the other software, examples are a “Material Health” score reported in COMPASS and the “Innovation Different from Energy Standard” metric used in Package Modeling. With the wide variation in the type and presentation of impact information available, the potential exists for software to influence decision making not only by the impact category results presented, but by which categories are included. Evaluations of this type of influence would be subjective and are not within the scope of this paper. However, the lack of common impact categories does create limitations for this study that must be addressed. All comparisons in this paper will be based on the values of an impact category indicator common to the software being included, meaning that some evaluations will involve only a subset of the software programs being studied, the others being eliminated from specific comparisons due to the absence of the impact category under consideration. Using packaging system flow diagrams as the starting point, while allowing for a useful broad comparison, does not provide the means to easily track down the cause of differences that may occur. Any variation in impact assessment can be the result of an amalgamation of the different data, assumptions, and modeling choices dictated by, or at least influenced by, the functionality of the software being compared. For example, 45 SimaPro and GaBi can use commercially available datasets of LCA information while streamlined LCA software such as COMPASS does not. What COMPASS makes available to users is a web based set of impact indicators that were previously compiled using a proprietary assessment method and SimaPro. An attempt to duplicate the process outlined for COMPASS, using the input datasets identified for COMPASS along with information about the proprietary assessment method, resulted in significant differences in impact values compared to those reported by COMPASS. Without access to the actual inventory database used to produce the impact indicator dataset for COMPASS, it was not possible to definitively determine the causes of any differences involving COMPASS. Attempts to trace differences in impact results between SimaPro and GaBi for the packaging systems also proved difficult. As a means of providing a base line of comparison, one that would aid the effort in exploring causes of any impact differences that might be encountered, it was decided to do another series of comparisons using more minimalistic systems to cut down on the number of variables involved. Each system would consist of obtaining and disposing of 1 kg of a single basic packaging material. Four materials were selected: aluminum, corrugated board, glass, and PET. Table 3 shows the parameters used with these basic material test scenarios. SimaPro 7.2.4, GaBi 5, openLCA 1.2, and COMPASS 2.0 were used for the basic material comparisons. Packaging Modeling was not included as it is designed specifically for packages, not for obtaining and disposing of materials. Values for recycling rate, landfill, and waste-to-energy at end-of-life (EOL) for the base materials were chosen to match those used in COMPASS, as COMPASS did not allow modification of these parameters. Input data for openLCA, SimaPro and GaBi was 46 limited to files from the Ecoinvent 2.2 database, with efforts made to identify and use the same data files called out in reference documentation as being used in creating the COMPASS dataset (Mistry 2010). Because many U.S. datasets are adapted from European datasets by adjusting energy inputs to match U.S. energy production averages, European datasets originating in the EcoInvent 2.2 database were chosen for the base materials to eliminate potential variations that might have occurred in doing the energy conversions. The impact assessment methodology used with SimaPro and GaBi for the basic material tests was Impact 2002+ version 2.1, supplemented by ReCiPe Midpoint (H) version 1.04 in SimaPro and version 1.05 in GaBi for water consumption. The methodologies used with openLCA were Impact 2002+ and ReCiPe; however, no information was found that identified the versions being used. Table 3: Parameters for basic material test scenarios Basic Material Aluminum Corrugated Board Corrugated Board Corrugated Board Packaging Glass Polyethylene Terephthalate (PET) Functional Unit (kg) Recycled Recycled Content At End of (%) Life (%) Landfill At End of Life (%) Waste To Energy At End of Life (%) 1 1 1 1 1 50 12 50 87 55.5 67.9 76.4 76.4 76.4 63.8 32.1 10.7 10.7 10.7 36.2 0 12.9 12.9 12.9 0 1 0 26.1 45.1 28.8 The final part of this study involved tracing any discrepancies in results between software to their root causes. SimaPro and GaBi lend themselves well to examining differences in impact assessment values coming from the basic material tests. Both 47 software programs provide complete transparency in all calculations, and in the characterization factors used to implement impact assessment methodologies. COMPASS and openLCA were less transparent, which can make tracing impact contributions back to input sources difficult, if not impossible. For SimaPro and GaBi, built-in functions allow all the substances contributing to an impact assessment category indicator value to be viewed, as well as the characterization factors used to implement the assessment method. To trace how differences in impact assessment values occur, the approach used was to start with the LCIA output and work backward to the inputs. While there can potentially be hundreds, or even thousands, of substances contributing to an impact category, generally only a small number are significant. By sorting on total contribution to an impact category, it is easy to see which substances contribute the most to the category. To minimize time, it was originally decided to look at the substances that combined for the first 90% of an impact indicator value, but it was often found that the number of significant contributors was small enough to make it practical to look at substances responsible for 95% or more of the total contributions. Once the significant contributors were identified, the amount of each input substance could be found, as well as the characterization factor used to convert the input substance to the common reference substance of the impact category. With the significant inputs, input amounts, characterization factors, and impact category contributions known, all the pertinent information was available for pointing to the cause of any important discrepancy in impact category indicator values between software programs. 48 Due to an upgrade, SimaPro 7.3.3 was used for this last part of the study, with the impact assessment methodologies for SimaPro and GaBi being Impact 2002+ version 2.1, ReCiPe Midpoint (H) version 1.06 in SimaPro and version 1.05 in GaBi, plus TRACI 2. TRACI 2 methodology was added for both SimaPro and GaBi as a third point of reference when looking for inconsistencies in results. 49 9. PACKAGE SYSTEM COMPARISONS The stated goal of the packaging system comparisons was to evaluate whether the choice of LCA software was likely to influence decisions based on the LCA results. Since some variation in magnitude of impact indicators was likely due to differences in datasets and modeling, tests were created that looked at the relative order each software would rank a group of similar containers, as well as provide a comparison of impact indicator magnitudes across software. While the life cycle scenarios of containers were varied between tests to study different facets of how impact assessment was affected, the key point for data presented in this paper is that every software program was presented the same set of container scenarios for a given comparison. A note of caution is in order regarding impact category results presented here; no representation is being made as to what constitutes an environmentally significant amount of emissions or energy use for any impact category. Determining if the value of an impact category indicator represents a significant environmental impact for a given situation is beyond the scope of this paper. What is being investigated here is the consistency of results between LCA software programs. The data for all graphs presented in this section can be found in Appendix G. 9.1 Beverage Containers The parameters used in the beverage container comparison presented here are given in Table 4. This represents a small subset of the comparisons conducted for this study; a more complete listing of test parameter combinations explored is given in 50 Appendix E. All beverage container comparison data is based on a functional unit of 1 liter of fluid (beverage). Table 4: Parameters for beverage container comparison Container Type Recycled Content (%) Aluminum can PET bottle Glass bottle Aseptic carton PLA Bottle 1 70 10 25 0 0 Recycled 1 At EOL (%) 50 30 40 0 0 Composted 1 At EOL (%) 0 0 0 0 0 Truck (km) Rail (km) Air (km) Ship (km) 100 100 100 100 100 0 0 500 0 0 0 0 0 0 0 0 0 0 0 0 EOL = End of Life. The results obtained for the global warming impact category are shown in Figure 5. While the relative ranking order (lowest to highest) of the beverage containers was the same in COMPASS and SimaPro, the rankings of the aluminum can versus PLA bottle differed in GaBi. Further, the results for the beverage containers did not maintain the same ratios to each other when moving from COMPASS to SimaPro, indicating that changes in weights of the containers being compared could affect the relative rankings differently in each software. Package Modeling differed substantially from the other software. While COMPASS, SimaPro, and GaBi all ranked the aluminum can, glass bottle, and PET bottle in that order relative to each other for lowest to highest emissions, Package Modeling had the aluminum can and glass bottle approximately equal, with both at twice the emissions of the PET bottle. Package Modeling had the emissions for the aluminum can being greater than any of the other software, and the emissions for the PET and glass bottles significantly less than the other software. 51 0.7 kg CO2 equiv 0.6 0.5 0.4 0.3 0.2 0.1 0.0 COMPASS SimaPro GaBi Package Modeling Al can PET bottle Glass bottle Aseptic carton PLA bottle Figure 5: Greenhouse gas emissions for selected beverage containers. MJ Primary Energy 12 10 8 6 4 2 0 COMPASS Al can PET bottle SimaPro Glass bottle GaBi Aseptic carton PLA bottle Figure 6: Fossil fuel/non-renewable energy for selected beverage containers. Figure 6 shows the comparison results for fossil fuel/non-renewable energy use. The COMPASS fossil fuel category did not include electricity generated from nuclear energy, part of the standard U.S energy mix, while the Impact 2002+ non-renewable energy category used in SimaPro and Gabi did include it. Despite this, COMPASS fossil fuel results were 6% higher for PET bottles and 18% higher for glass bottles than the corresponding non-renewable energy values from SimaPro. The relative rankings of the containers also differed. While glass and PET bottles in this comparison required roughly the same amount of energy in COMPASS, glass required less energy than PET 52 in SimaPro and more energy than PET in GaBi. PLA bottles required approximately the same energy in COMPASS and SimaPro, yet GaBi reported less than half as much energy required. Distinctly different results arose from the three software programs used to look at eutrophication in the beverage container comparison, as shown in Figure 7. COMPASS and GaBi reported significantly higher impact values than SimaPro, with ratios ranging from 1.39 to 140. There was little agreement between software on how the containers should be ranked relative to each other for this impact category. COMPASS and SimaPro ranked the PLA bottle as the highest impact, but disagreed on the order for the remaining containers. COMPASS and GaBi only agreed that PET had the second highest impact; there was no agreement between them for the remaining containers. 0.0008 0.0007 kg PO4 equiv 0.0006 0.0005 0.0004 0.0003 0.0002 0.0001 0.0000 COMPASS Al can PET bottle SimaPro Glass bottle Aseptic carton GaBi PLA bottle Figure 7: Eutrophication for selected beverage containers. Results of the beverage container comparison for water depletion, or water consumption as it is referred to in COMPASS, are shown in Figure 8. Notice that the vertical scale for this graph is logarithmic; this is necessitated by GaBi reporting water 53 depletion that was several orders of magnitude greater than COMPASS or SimaPro. The greatest difference occurred for the aluminum can; COMPASS and SimaPro reported less than 1.0 liter of water depletion while GaBi reported over 4,200 liters. Even the smallest relative difference was sizable, occurring for the aseptic carton with COMPASS reporting 3.6 liters, SimaPro 2.3 liters, and GaBi 376 liters. In addition, the relative ranking of the containers for water depletion varied with software; COMPASS had the glass bottle requiring the most water, in SimaPro it was the aseptic carton, and there was a tie in GaBi between the aluminum can and the glass bottle 1.0E+04 1.0E+03 liters 1.0E+02 1.0E+01 1.0E+00 1.0E-01 1.0E-02 1.0E-03 COMPASS Al can PET Bottle SimaPro Glass bottle Aseptic Carton GaBi PLA Bottle Figure 8: Water depletion/consumption for selected beverage containers. The effect of truck and rail transport on impact indicators was looked at using beverage container scenarios as the basis of comparison. Package Modeling was removed from consideration in these tests after it was discovered that the available transport distance selections had no effect on the greenhouse gas emissions reported by this software. Table 5 lists parameters for the truck and rail comparisons for the glass bottle. 54 Table 5: Parameters for truck and rail transport comparison Container Type Recycled Recycled Composted Truck 1 1 Content At EOL At EOL (km) (%) (%) (%) Rail (km) Air (km) Ship (km) Truck Tests Glass bottle Glass bottle 25 25 40 40 0 0 100 1000 500 500 0 0 0 0 Rail Tests Glass bottle Glass bottle Glass bottle 25 25 25 40 40 40 0 0 0 100 100 100 0 500 4000 0 0 0 0 0 0 1 EOL = End of Life. 0.7 kg CO2 equiv 0.6 0.5 0.4 0.3 0.2 0.1 0.0 0 100 200 300 400 500 600 700 800 900 1000 km COMPASS SimaPro GaBi Figure 9: Greenhouse gas emissions for glass bottle using truck transport. Figure 9 shows the plot of greenhouse gas emissions versus truck transport distance for the glass bottle; all other parameters were held constant. SimaPro and GaBi produced basically identical slopes, 4.87x10 -5 kg CO2/km and 4.88x10 CO2/km respectively, while the slope from COMPASS was 1.04x10 -4 -5 kg kg CO2/km, more than double the others. Given the initial starting points at 100 km, COMPASS results 55 grew increasing larger than those of SimaPro from the start, but it would take approximately 1,600 km of truck transport distance before COMPASS would report higher greenhouse gas emissions than GaBi. The change in emissions from 100 km to 1,000 km represented a 15.5% increase in COMPASS, an 8.4% increase in SimaPro, and a 6.9% increase in GaBi. Figure 10 shows how greenhouse gas emissions varied with rail transport distance for the glass bottle. Rail transport distance was the only variable; all other parameters were held constant. The slope produced by SimaPro, 2.81 x10 CO2/km, was similar to that from GaBi at 2.63 x10 -5 -5 kg CO2/km, while the 1.15 x10 -5 kg kg CO2/km slope from COMPASS was less than half the others. Given the initial offset points, GaBi results grew increasing larger than COMPASS from the start, but it took approximately 2,250 km of rail transport distance before SimaPro reported higher greenhouse gas emissions than COMPASS. The change in emissions from 0 km to 4,000 km represented a 9.2% increase in COMPASS, a 24.2% increase in SimaPro, and an 18.1% increase in GaBi. 56 0.8 kg CO2 equiv 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 0 500 1000 1500 2000 2500 3000 3500 4000 km COMPASS SimaPro GaBi Figure 10: Greenhouse gas emissions for glass bottle using rail transport. 9.2 Flexible Versus Rigid Containers The parameters used in the flexible versus rigid container comparison presented here are given in Table 6. All data are based on a functional unit of 1 kilogram of tuna. A difficulty arose in trying to account for recycled content of steel when comparing results from different software. The database used with GaBi fixed the recycled content of steel at 25%, Package Modeling fixed it at 28%, COMPASS fixed it at 37%, and the database used with SimaPro allowed 0% to 100%. Since it was not possible to compare results from all the software with the same amount of recycled content for steel, it was decided to compare GaBi to SimaPro at 25%, and COMPASS to SimaPro at 37%. With Package Modeling only able to provide a comparison to the other software for global warming, it was further decided to group it with the GaBi and SimaPro comparison for this single impact category. 57 Table 6: Parameters for flexible versus rigid container comparison Container Type Flexible Pouch Recycled Recycled Composted 1 1 Content At EOL At EOL (%) (%) (%) 0 0 0 Steel Can Steel Can 1 25 37 70 70 0 0 Truck (km) Rail (km) Air (km) Ship (km) 100 0 0 0 100 100 0 0 0 0 0 0 EOL = End of Life. The comparison of greenhouse gas emissions for the global warming impact category is given in Figure 11. It can be seen in Figure 11A that while the relative ranking of the 37% recycled content steel can versus the flexible pouch was the same in SimaPro and COMPASS, SimaPro reported significantly higher greenhouse gas emissions for the steel can than COMPASS did, 62% higher. Emissions for the flexible pouch had better agreement, with SimaPro 5% lower than COMPASS. Figure 11B shows the 25% to 28% recycled content steel can was consistently ranked by all three software programs as having higher greenhouse gas emissions than the flexible pouch. The variation of greenhouse gas emissions reported for the steel can was less, as shown Figure 11B, with SimaPro results 26% higher than Package Modeling. On the other hand, variation of greenhouse gas emissions for the flexible pouch was higher, as shown in Figure 11B, with SimaPro results 73% higher than Package Modeling. For both containers, GaBi results fell between those of SimaPro and Package Modeling. 58 kg CO2 equiv 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 kg CO2 equiv 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 COMPASS SimaPro SimaPro GaBi Package Modeling Steel Can - 37% recycled content Steel Can - 25% to 28% recycled content Flexible Pouch Flexible Pouch Part A Part B Figure 11: Greenhouse gas emissions for steel cans and flexible pouch. Figure 12 presents results for the fossil fuel/non-renewable energy impact category. COMPASS and SimaPro reversed rankings for the 37% recycled content steel can versus the flexible pouch, as can be seen in Figure 12A. COMPASS reported the steel can 20% lower than the pouch while SimaPro placed the can 8% higher. SimaPro was 58% higher in reported equivalent energy for the steel can when compared to COMPASS, and 17% higher for the flexible pouch. Figure 12B shows the results for the 25% recycled content steel can versus flexible pouch in SimaPro and GaBi. There was a reversal in ranking between the software; SimaPro reported the steel can 13% higher than the pouch while GaBi placed the can 5% lower. SimaPro reported higher equivalent energy requirements compared to GaBi, 43% higher for the steel can and 20% higher for the flexible pouch. 59 12.0 10.0 10.0 MJ Primary Energy MJ Primary Energy 12.0 8.0 6.0 4.0 2.0 0.0 8.0 6.0 4.0 2.0 0.0 COMPASS SimaPro SimaPro GaBi Steel Can - 37% recycled content Steel Can - 25% recycled content Flexible Pouch Flexible Pouch Part A Part B Figure 12: Fossil fuel/non-renewable energy for steel cans and flexible pouch. Eutrophication results are shown in Figure 13. It can be seen in Figure 13A that COMPASS and SimaPro agreed on the ranking order of the 37% recycled content steel can versus the flexible pouch; however, COMPASS results were considerably larger in magnitude, by a multiplication factor of 4.7 for the steel can and 5.6 for the pouch. SimaPro and GaBi reversed the ranking order for the 25% recycled content steel can versus the flexible pouch, as shown in Figure 13B. SimaPro reported emissions for the steel can were 14% lower than the pouch, while GaBi had the can 22% higher. GaBi reported eutrophication results that were 2.8 times those of SimaPro for the steel can, and 2.0 for the flexible pouch. 60 0.0005 0.0004 0.0004 kg PO4 equiv kg PO4 equiv 0.0005 0.0003 0.0002 0.0003 0.0002 0.0001 0.0001 0.0000 0.0000 COMPASS SimaPro SimaPro GaBi Steel Can - 37% recycled content Steel Can - 25% recycled content Flexible Pouch Flexible Pouch Part A Part B Figure 13: Eutrophication for steel cans and flexible pouch. Water depletion/consumption results for the steel cans and flexible pouch are shown in Figure 14. The results reported by GaBi greatly exceed those from SimaPro and COMPASS, forcing the use of a logarithmic scale for the comparison graphs, just as happened in the beverage container comparison for water depletion. GaBi reported 502 liters of water required for the 25% recycled content steel can, compared to 6.4 liters reported by SimaPro. GaBi had the flexible pouch requiring 1,460 liters of water, SimaPro estimated 0.69 liters, and COMPASS 1.0 liter. GaBi also reversed the ranking order compared to the other software, with lower water usage reported for the steel can instead of the flexible pouch. 61 1.0E+04 1.0E+03 1.0E+03 1.0E+02 1.0E+02 1.0E+01 1.0E+01 liters liters 1.0E+04 1.0E+00 1.0E+00 1.0E-01 1.0E-01 COMPASS SimaPro SimaPro GaBi Steel Can - 37% recycled content Steel Can - 25% recycled content Flexible Pouch Flexible Pouch Part A Part B Figure 14: Water depletion/consumption for steel cans and flexible pouch. 9.3 Single Use Box Versus Reusable Crate Test parameters for exploring how the software handled comparison of a single use corrugated box to a reusable plastic (PP) crate are given in Table 7. All data is based on a functional unit of ½ flower box, a standard unit of measure for the cut flower industry. For this comparison all containers were subject to 200 km of truck transport and 2,500 km of air transport on the out going journey, with the return trip involving 2,100 km by ship (ocean) transport and 1,200 km additional truck transport. This loop is based on a model for shipment of cut flowers which required air shipment for quick delivery, but the return of the empty reusable PP crate was done by more cost effective means. Please note that there is no return of the PP crate from its last use, meaning that a single use crate did not go through a return cycle. 62 Table 7: Parameters for reuse comparison Container Type PP Crate, 1 use PP Crate, 10 uses PP Crate, 100 uses Corrugated Box, 1 use 1 2 Recycled Recycled Composted 2 1 1 Truck Content At EOL At EOL (km) (%) (%) (%) 2 2 2 Rail (km) Air (km) Ship (km) 0 10 0 200 0 2,500 0 0 10 0 1,400 0 2,500 2,100 0 10 0 1,400 0 2,500 2,100 50 80 0 200 0 2,500 0 EOL = End of Life. Transport distances are on per use basis, except no return transport on last use. Results of the reuse comparison for the global warming impact category are presented in Figure 15 in terms of average emissions per use, where each use constitutes one trip through the distribution cycle. As previously stated, it was found that Package Modeling did not vary reported greenhouse gas emissions with changes in shipping distance; thus it did not provide a means to account for the contribution to emissions made by each pass through the distribution cycle. For this reason, the results from Package Modeling are shown only for reference as single use values. Looking at results from the other software, it can be seen that each software produced a different result. GaBi had the single use corrugated box having 19% lower greenhouse gas emissions than the 100-use PP crate, SimaPro reversed the order with the corrugated box having 73% more emissions, and COMPASS rated them approximately equal with only a 2% difference. 63 kg CO2 eqiv 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 COMPASS SimaPro GaBi Package Modeling PP crate PP crate PP crate Corrugated Box 1 use 10 uses * 100 uses * 1 use * Values are average per use. Figure 15: Greenhouse gas emissions for reuse comparison. Figure 16 shows the reuse comparison for the fossil fuel/non-renewable energy impact category, again in terms of average per use values. Here SimaPro and GaBi agreed on the ranking order of the results, though not on magnitudes. GaBi had the corrugated box taking 30% more energy than the 100-use PP crate, while SimaPro had the corrugated box taking 62% more energy. COMPASS ranked the corrugated box and MJ Primary Energy 100-use PP crate about equal, with only a 6% difference in energy between them. 225 200 175 150 125 100 75 50 25 0 COMPASS PP crate 1 use SimaPro PP crate 10 uses * GaBi PP crate Corrugated Box 100 uses * 1 use * Values are average per use. Figure 16: Fossil fuel/non-renewable energy for reuse comparison. 64 The eutrophication results for the reuse comparison are given in Figure 17. Notice that the vertical scale of the graph is logarithmic; this is due to the results reported by SimaPro being substantially smaller in magnitude than results from COMPASS or GaBi. COMPASS values are 7 to 136 times those of SimaPro, and GaBi values are 5 to 24 times those of SimaPro. The three software programs differed on where they ranked the corrugated box relative to the PP crate options; SimaPro ranked the corrugated box as having the highest emissions, GaBi ranked it as second highest, and COMPASS ranked it as third highest. kg PO4 equiv 1.0E-02 1.0E-03 1.0E-04 1.0E-05 1.0E-06 COMPASS PP crate 1 use SimaPro PP crate 10 uses * PP crate 100 uses * GaBi Corrugated Box 1 use * Values are average per use. Figure 17: Eutrophication for reuse comparison. Water depletion/consumption results for the reuse comparison are given in Figure 18. Note the vertical scale of the graph is logarithmic, a consequence of GaBi producing numbers several orders of magnitude greater than the other software. As an example, GaBi reported approximately 11,200 liters of water depletion associated with the single use PP crate, COMPASS put the number at 12.6 liters, and SimaPro at 8.6 65 liters. These water depletion/consumption magnitude differences are consistent with those obtained for the other packaging systems considered in this paper; GaBi always reported significantly higher water depletion than the other software. In addition to differences in magnitudes, GaBi also differed from the other programs by reporting the single use PP crate required more water than the corrugated box. 1.0E+05 1.0E+04 liters 1.0E+03 1.0E+02 1.0E+01 1.0E+00 1.0E-01 1.0E-02 COMPASS PP crate 1 use PP crate 10 uses * SimaPro PP crate 100 uses * GaBi Corrugated Box 1 use * Values are average per use. Figure 18: Water depletion/consumption for reuse comparison. The corrugated box package system was also used to explore how the software compared when dealing with varying amounts of recycled content in a package. Table 8 lists the parameters associated with this series of tests. The only parameter being varied is the recycled content; all other parameters remained constant. As originally conceived, the tests called for recycled content of 0%, 25%, 50%, and 100%. However, it was discovered that COMPASS only allowed recycled content of corrugated board to be 12% to 87%. Rather than alter the basis of comparison in the middle of collecting data, it was decided to look at this as an LCA practitioner trying to model a package as 66 closely as possible to a set of requirements s/he has been given. Under this premise, 12% and 87% are substituted in the COMPASS model as the closest match possible to the desired values of 0% and 100%. Table 8: Parameters for corrugated box recycled content comparison Container Type Corrugated Box - 1 use Corrugated Box - 1 use Corrugated Box - 1 use Corrugated Box - 1 use 1 2 Recycled Content (%) 2 Recycled Composted 1 1 At EOL At EOL (%) (%) Truck (km) Rail (km) Air (km) Ship (km) 80 0 200 0 2,500 0 25 80 0 200 0 2,500 0 50 80 0 200 0 2,500 0 80 0 200 0 2,500 0 0 (12) 100 (87) 2 EOL = End of Life. Values in parentheses are for COMPASS. Greenhouse gas emissions reported by COMPASS, SimaPro, and GaBi for corrugated boxes with varying amounts of recycled fiber content are shown in Figure 19. Package Modeling had no means of varying recycled content of corrugated board, so it could not be included in this comparison. While there are differences in magnitudes of the emissions reported by the remaining three programs, the most striking result of the comparison is the complete reversal of ranking order between software. COMPASS and GaBi reported the lowest greenhouse gas emissions occurred when recycled content was small, meaning large virgin fiber content, and the highest emissions occurred when recycled content was large. SimaPro reported the exact opposite order, with highest emissions coinciding with the smallest recycled content. The implication of 67 this discrepancy is that COMPASS and GaBi would drive a design toward using less recycled fiber content to reduce greenhouse gas emissions, while SimaPro would direct designs toward using more recycled fiber content to accomplish the same goal. 1.2 kg CO2 eqiv 1.0 0.8 0.6 0.4 0.2 0.0 COMPASS 0% (12%)* SimaPro 25% 50% GaBi 100% (87%)* Percent Recycled Content *Values in parentheses are for COMPASS Figure 19: Greenhouse gas emissions for corrugated box comparison. Fossil fuel/non-renewable energy results for the corrugated box recycled content comparison are given in Figure 20. All the software were in agreement regarding ranking order; there was no reversal for this impact category. There was some variation in the magnitudes of the reported emissions, with SimaPro ranging from 15% to 27% higher than COMPASS, and 28% to 35% higher than GaBi. 68 MJ Primary Energy 18 16 14 12 10 8 6 4 2 0 COMPASS SimaPro GaBi 0% (12%)* 25% 50% 100% (87%)* Percent Recycled Content *Values in parentheses are for COMPASS Figure 20: Fossil fuel/non-renewable energy for corrugated box comparison. Figure 21 shows the results of the corrugated box recycled content comparison for eutrophication. The software agreed on the ranking order, however, there was noticeable disagreement in the reported magnitudes of emissions. SimaPro emission numbers ranged from 6% to 21% of those from COMPASS, and from 11% to 23% of kg PO4 equiv the values from GaBi. 0.0018 0.0016 0.0014 0.0012 0.0010 0.0008 0.0006 0.0004 0.0002 0.0000 COMPASS SimaPro GaBi 0% (12%)* 25% 50% 100% (87%)* Percent Recycled Content *Values in parentheses are for COMPASS Figure 21: Eutrophication for corrugated box comparison. 69 Water depletion/consumption for the corrugated box recycled content comparison is given in Figure 22. Once again the vertical scale of the graph is logarithmic to accommodate GaBi consistently reporting water depletion more than two orders of magnitude greater than either COMPASS or SimaPro. All the software agreed on the ranking order for this impact category. 10000 liters 1000 100 10 1 COMPASS 0% (12%)* SimaPro 25% 50% GaBi 100% (87%)* Percent Recycled Content *Values in parentheses are for COMPASS Figure 22: Water depletion/consumption for corrugated box comparison. The effect of air and ship (ocean) transport on impact indicators was looked at using the corrugated box and PP crate reuse scenarios as the basis of comparison. As with the truck and rail comparisons earlier, Package Modeling was removed from consideration in these tests after it was discovered that the available transport distance selections had no effect on the greenhouse gas emissions reported by this software. Table 9 lists parameters for the air and ship transport comparisons. The only parameters varied in these tests were the transport distances, and only one mode of transport was varied at a time for a given packaging system. 70 Table 9: Parameters for air and ship transport comparisons Container Type Air Corrugated Box - 1 use Corrugated Box - 1 use PP Crate - 10 uses PP Crate - 10 uses Ship PP Crate - 10 uses PP Crate - 10 uses 1 2 Recycled Recycled Composted 2 1 1 Truck Content At EOL At EOL (km) (%) (%) (%) 2 2 2 Rail (km) Air (km) Ship (km) 50 80 0 200 0 500 0 50 80 0 200 0 2500 0 0 10 0 1,400 0 500 2,100 0 10 0 1,400 0 2,500 2,100 0 10 0 1,400 0 2,500 500 0 10 0 1,400 0 2,500 2,100 EOL = End of Life. Transport distances are on per use basis, except no return transport on last use. Figure 23 gives the greenhouse gas emissions reported for the air transport comparisons. It can be seen in Figure 23A that the slopes of the plots for the corrugated box were all similar, ranging from 4.18x10 -5 kg CO2/km to 4.42x10 -5 kg CO2/km. Figure 23B shows the slopes of the plots for the PP crate had good agreement, ranging from 1.07 x10 -4 kg CO2/km to 1.09 x10 -4 kg CO2/km. The difference in slopes between the corrugated box versus the PP crate was due primarily to the difference in weight, the corrugated box was 0.7kg and the PP crate was 1.8kg. Figure 24 gives the greenhouse gas emissions reported for the ship (ocean) transport comparisons. The slopes of these 71 plots were also very similar, ranging from 2.89x10 -5 kg CO2/km to 2.92x10 -5 kg 1.4 1.2 1.2 kg CO2 equiv 1.4 1.0 0.8 0.6 0.4 1.0 0.8 0.6 0.4 0.2 0.2 0.0 0.0 0 500 1000 1500 2000 2500 km COMPASS SimaPro 0 GaBi 500 1000 1500 2000 2500 km COMPASS SimaPro GaBi Part A – Corrugated Box Part B – Plastic (PP) Crate Figure 23: Greenhouse gas emissions versus air transport distance. 1.4 1.2 kg CO2 equiv kg CO2 equiv CO2/km. 1.0 0.8 0.6 0.4 0.2 0.0 0 500 1000 1500 2000 2500 km COMPASS SimaPro GaBi Figure 24: Greenhouse gas emissions for ship transport of plastic (PP) crate. 72 9.4 Comparison Summary for Package Systems Significant discrepancies were found in the results reported by the various LCA software programs for the packaging system comparisons. Notable among them were the large magnitudes of water depletion/consumption reported by GaBi relative to COMPASS and SimaPro for every package system comparison, and the complete reversal of ranking order that COMPASS and GaBi had relative to SimaPro when looking at how greenhouse gas emissions varied with recycled content of a corrugated box. All four impact categories studied had variations in magnitudes and ranking order of results at some point in the comparisons, and all packaging systems studied had multiple inconsistencies in results between software programs. In work contemporary to what was done here for package system comparisons, researchers from the Laboratory for Manufacture and Sustainability at the University of California, Berkeley, performed a study comparing various LCA software (Simon et al. 2012). Their approach involved doing detailed LCAs on 19 products in each of 5 LCA software programs: GaBi, SimaPro, COMPASS, Wal-Mart Sustainable Packaging Scorecard (Package Modeling), and Sustainable Minds. They came across many discrepancies in results, concluding “that each tool has advantages and opportunities for improvement” and recommending “users select the tool that best suits their needs.” While providing guidance in what could be expected in using the various LCA software, their published research ends at this point. In contrast, the package system comparisons in this paper represent the start of the research. With the presence of significant discrepancies in using the various software established, work then turned to 73 finding an effective and efficient way to isolate and identify the causes of the discrepancies. 74 10. BASIC MATERIAL COMPARISONS The package system comparisons, while providing a high level look at the consistency of results across several LCA software programs, do not directly address the question of where discrepancies in the results come from. Differences could be due to several things, including choices made when implementing system models. To reduce the human factor in the comparisons, and to provide a more consistent basis for further exploration of inconsistencies, another series of tests was performed using simple systems, ones that minimized the number of variables even more than the package system comparisons. To accomplish this, four basic packaging materials were selected: aluminum, corrugated board, glass, and PET. Each basic system studied consisted of obtaining and disposing of a single material. No additional materials, converting, distribution, or other processes were included. The functional unit for each system was 1 kilogram of the selected material. It was decided to limit SimaPro and GaBi to using only files from the Ecoinvent 2.2 database, with every effort made to use the same database components for both software programs. The intent was to create a set of results that could be used to identify likely areas for further research in tracing any discrepancies down to the level of how specific input files from the database were handled. COMPASS was included in the basic material comparisons to see how a streamlined LCA program would stack up against the fully ISO 14040/14044 compliant programs, though the proprietary nature of the COMPASS dataset precluded it from being part of the effort to determine the causes of any differences. Package Modeling is designed for complete packages, not materials, so it was not included in these tests. 75 Consideration of using openLCA in the basic material comparisons faced a set of pros and cons. Pros included that openLCA could use the Ecoinvent database, as well as the Impact 2002+ and ReCiPe impact assessment methods. Cons included that openLCA was found to be a work in progress, documentation was poor, several operational problems were encountered, and the implementation of Impact 2002+ for openLCA would only produce endpoint values for many impact categories, not the desired midpoint values. Another issue was that no reference could be found to identify the versions of Impact 2002+ and ReCiPe that were available to use with openLCA. In the end, it was decided that some openLCA results would be compared with SimaPro separately for reference purposes, but openLCA was not included in the analysis of causes of differences in results. The data for all graphs presented in this section can be found in Appendix H. 10.1 COMPASS, SimaPro, and GaBi Comparisons The parameters used for the comparisons of the four basic materials are listed in Table 10. The greenhouse gas emissions reported for 1 kg of each of these materials are shown in Figure 25. All three software programs reported aluminum as having the highest emissions, and PET as the second highest. There was some variation in the magnitude of emissions reported for aluminum, with GaBi numbers being 19% greater than SimaPro and 21% greater than COMPASS. The magnitudes of emissions for PET varied less than 4% across the three software programs. The ranking order of corrugated board and glass did vary between the software. COMPASS had emissions for corrugated board 13% lower than the emissions for glass, while SimaPro reported 76 corrugated board 9% higher than glass, and GaBi reported corrugated board 28% higher. Table 10: Parameters for comparison of four basic materials Functional Unit (kg) Basic Material Recycled Recycled Content At End of (%) Life (%) Landfill At End of Life (%) Waste To Energy At End of Life (%) 1 1 1 50 50 55.5 67.9 76.4 63.8 32.1 12.9 36.2 0 10.7 0 Polyethylene Terephthalate (PET) 1 0 26.1 45.1 28.8 kg CO2 equiv Aluminum Corrugated Board Packaging Glass 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 COMPASS SimaPro GaBi Aluminum Corrugated Board Glass PET Figure 25: Greenhouse gas emissions for basic material comparison. The comparison of fossil fuel/non-renewable energy requirements for the four basic materials is given in Figure 26. All software reported the same ranking order, with aluminum having the greatest energy requirements and corrugated board the lowest. There was some variation in reported magnitudes across the software, most notably that COMPASS reported lower magnitudes than either SimaPro or GaBi. COMPASS 77 only reported fossil fuel use; it did not include nuclear energy, which may be a factor MJ Energy here. 100 90 80 70 60 50 40 30 20 10 0 COMPASS SimaPro GaBi Aluminum Corrugated Board Glass PET Figure 26: Fossil fuel/non-renewable energy for basic material comparison. Eutrophication emissions for the basic materials are presented in Figure 27. SimaPro and GaBi had the same ranking order for the materials, placing aluminum as having the highest emissions and PET as second highest. COMPASS reversed the order of the first two, placing PET higher in emissions than aluminum. There were differences in magnitudes of emissions, with GaBi reporting emissions for aluminum that were a multiplication factor of 3.6 of those reported by COMPASS, and 6.1 of those reported by SimaPro. At the same time, GaBi reported emissions for the other materials that were only 52% to 67% of what COMPASS reported. Emissions reported by SimaPro were consistently lower than the other software, 10% to 27% of what COMPASS reported and 19% to 40% of what GaBi reported. Water depletion/consumption results for the basic material comparisons are given in Figure 28. Note the use of a logarithmic vertical scale; this is due to GaBi reporting water use that was orders of magnitude greater than what was reported by 78 either COMPASS or SimaPro. As an example, GaBi reported 165,000 liters of water associated with producing and disposing of 1kg of aluminum, compared to 32 liters reported by both COMPASS and SimaPro. This is similar to results for water depletion/consumption found in the comparisons of packaging systems; estimates from kg PO4 equiv GaBi were consistently orders of magnitude higher than estimates from other software. 0.010 0.009 0.008 0.007 0.006 0.005 0.004 0.003 0.002 0.001 0.000 COMPASS SimaPro GaBi Aluminum Corrugated Board Glass PET Figure 27: Eutrophication for basic material comparison. 1,000,000 100,000 liters 10,000 1,000 100 10 1 COMPASS SimaPro GaBi Aluminum Corrugated Board Glass PET Figure 28: Water depletion/consumption for basic material comparison. The effect recycled content can have on impact category indicators was explored for the basic materials using corrugated board. The parameters used for the recycled 79 content comparison are listed in Table 11. The estimates of greenhouse gas emissions for varying recycled fiber content of corrugated board are given in Figure 29. COMPASS and GaBi had emissions increasing as recycled content increased, similar to what was found for the corrugated box in the packaging systems comparisons. Results from SimaPro had a nearly flat response to varying recycled content, clearly disagreeing with COMPASS and GaBi, but somewhat different than what was found for the corrugated box in the packaging systems comparison. The flat response effect was traced to energy usage data coming from European datasets for the basic materials, while energy data for comparisons of packaging systems came from U.S. datasets. . Table 11: Parameters for recycled content comparison of basic corrugated board. Basic Material Functional Unit (kg) Corrugated Board Corrugated Board Corrugated Board 1 1 1 Recycled Recycled Content At End of (%) Life (%) 12 50 87 76.4 76.4 76.4 Landfill At End of Life (%) Waste To Energy At End of Life (%) 12.9 12.9 12.9 10.7 10.7 10.7 1.4 kg CO2 equiv 1.2 1.0 0.8 0.6 0.4 0.2 0.0 COMPASS SimaPro GaBi 12% 50% 87% Figure 29: Greenhouse gas emissions for basic corrugated board. 80 Results for fossil fuel/non-renewable energy requirements when varying recycled content of corrugated board are given in Figure 30. COMPASS and GaBi reversed ranking order, with COMPASS having energy requirements increasing as recycled content increased, and GaBi having energy requirements decreasing. SimaPro had a flat response, keeping energy use nearly constant as recycled fiber content varied. SimaPro reported magnitudes of energy usage that were 6% to 14% higher than GaBi, MJ Energy and 15% to 36% higher than COMPASS. 16.0 14.0 12.0 10.0 8.0 6.0 4.0 2.0 0.0 COMPASS SimaPro GaBi 12% 50% 87% Figure 30: Fossil fuel/non-renewable energy for basic corrugated board. Figure 31 covers the effect of varying recycled fiber content on eutrophication emissions for corrugated board. While all three software programs had the same ranking order, with emissions decreasing as recycled content increased, there are noticeable differences in the magnitudes of emissions reported by SimaPro versus the other software. The values from SimaPro are 20% to 32% of those from COMPASS, and 24% to 32% of the values obtained from GaBi. 81 kg PO4 equiv 0.0020 0.0018 0.0016 0.0014 0.0012 0.0010 0.0008 0.0006 0.0004 0.0002 0.0000 COMPASS SimaPro GaBi 12% 50% 87% Figure 31: Eutrophication for basic corrugated board. Water depletion/consumption results versus recycled fiber content for corrugated board are shown in Figure 32. Note that the vertical scale of the graph is logarithmic, as once again GaBi reported significantly higher water depletion than COMPASS and SimaPro. GaBi had water consumption ranging from 1,480 liters to 4,080 liters, while COMPASS ranged from 7.7 liters to 40.2 liters and SimaPro ranged from 12.5 liters to 37.0 liters. All three software programs reported the same ranking order, with water depletion decreasing as recycled fiber content increased. 10,000 liters 1,000 100 10 1 COMPASS SimaPro GaBi 12% 50% 87% Figure 32: Water depletion/consumption for basic corrugated board. 82 10.2 SimaPro and openLCA Comparisons The SimaPro and openLCA basic material comparisons used the same test parameters listed in Table 10 of section 10.1 for the COMPASS, SimaPro, and GaBi comparisons. The difference is that some of the impact categories are expressed in points rather than equivalent amounts of reference substances. Figure 33 shows the comparisons for greenhouse gas emissions. The ranking orders from the programs were the same, but SimaPro did have corrugated board and glass more evenly matched than openLCA. SimaPro results were consistently higher in points than openLCA. Similar results for non-renewable energy can be seen in Figure 34. 0.0007 0.0006 points 0.0005 0.0004 0.0003 0.0002 0.0001 0.0000 SimaPro openLCA Aluminum Corrugated Board Glass PET Figure 33: openLCA greenhouse gas emissions for basic materials. Eutrophication results are shown in Figure 35. SimaPro again had higher magnitudes, with openLCA values only 17% to 39% those of SimaPro. There was a slight change in ranking order of aluminum and corrugated board between the two software programs, with SimaPro placing emissions for aluminum 4% higher than emissions for corrugated board, while openLCA reversed the order with corrugated board 15% higher than aluminum. 83 0.0007 0.0006 points 0.0005 0.0004 0.0003 0.0002 0.0001 0.0000 SimaPro openLCA kg PO4 equiv Aluminum Corrugated Board Glass PET Figure 34: openLCA non-renewable energy for basic materials. 0.0016 0.0014 0.0012 0.0010 0.0008 0.0006 0.0004 0.0002 0.0000 SimaPro openLCA Aluminum Corrugated Board Glass PET Figure 35: openLCA eutrophication for basic materials. Water depletion results are given in Figure 36. The vertical scale is logarithmic, this time due to the significantly smaller amount of water depletion reported by openLCA for glass. SimaPro had 9.0 liters of water being depleted for 1 kg of glass, while openLCA placed the amount at 0.08 liters. There was a reversal of ranking order for aluminum and corrugated board; SimaPro reported aluminum needed 34% more water than corrugated board, while openLCA indicated aluminum used 25% less water. 84 1.0E+02 liters 1.0E+01 1.0E+00 1.0E-01 1.0E-02 SimaPro openLCA Aluminum Corrugated Board Glass PET Figure 36: openLCA water depletion for basic materials. Tests looking at the effects varying recycled content had on impact assessment indicators were done with openLCA, similar to the comparisons for COMPASS, SimaPro, and GaBi reported in section 10.1. The same set of parameters listed in Table 11 for the earlier tests were also used with openLCA. Greenhouse gas emissions for these openLCA tests are shown in Figure 37, along with results from SimaPro for comparison. The emissions estimates from openLCA increased slightly as the recycled fiber content increased, while SimaPro estimates remain flat. The magnitudes of openLCA estimates were 50% to 60% of the estimates from SimaPro. Similar results were obtained for non-renewable energy, shown in Figure 38. Eutrophication estimates, shown in Figure 39, have values reported by openLCA that are 11% to 26% of those reported by SimaPro. The two programs did provide the same ranking order, with emissions going down as recycled content increased. Ranking order for water depletion was also the same between the two programs, as can be seen in Figure 40. 85 0.00012 points 0.00010 0.00008 0.00006 0.00004 0.00002 0.00000 SimaPro openLCA 12% 50% 87% Figure 37: openLCA greenhouse gas emissions for corrugated board. 0.00012 points 0.00010 0.00008 0.00006 0.00004 0.00002 0.00000 SimaPro openLCA 12% 50% 87% Figure 38: openLCA non-renewable energy for corrugated board. kg PO4 equiv 0.0015 0.0010 0.0005 0.0000 SimaPro openLCA 12% 50% 87% Figure 39: openLCA eutrophication for corrugated board. 86 liters 45 40 35 30 25 20 15 10 5 0 SimaPro openLCA 12% 50% 87% Figure 40: openLCA water depletion for corrugated board. 10.3 Other Impact Categories Up to this point the comparisons between software were limited to four impact categories due to the inclusion of COMPASS. However, additional comparisons can be made between SimaPro and GaBi. Impact 2002+ and ReCiPe impact assessment methods have been used with SimaPro and GaBi throughout this paper. Impact 2002+ has 15 different midpoint impact categories, and ReCiPe has 18. Therefore, the question of how many of these impact categories might show significant differences for the basic materials being considered was examined. Table 12 shows all Impact 2002+ and ReCiPe impact category results for aluminum as used in the earlier basic material comparisons. Rows that are highlighted in bold text indicate impact categories where the result from one software program is at least twice the result from the other. This factor of 2 equates to a difference value in Table 12 of either less than or equal to -50%, or greater than or equal to 100%, where % Difference = 100% x (GaBi - SimaPro) / SimaPro. It can be seen that 7 of the Impact 2002+ categories fit this criteria for aluminum, and 5 categories from ReCiPe also fit. 87 Table 13 shows that 9 Impact 2002+ categories fit the factor of 2 criteria for corrugated board, while 4 categories fit for ReCiPe, with marine eutrophication falling out of the group. The same 9 categories for Impact 2002+ fit the factor of 2 criteria for glass as shown in Table 14; however, marine eutrophication replaced terrestrial ecotoxicity for the ReCiPe group. For PET, as shown in Table 15, the same 9 Impact 2002+ categories fit the criteria, and the number of categories that fit the criteria for ReCiPe stays at 4, though terrestrial ecotoxicity replaced marine eutrophication. Table 12: Aluminum impact assessment data, 50% recycled content Impact Category Impact 2002+ Aquatic acidification Aquatic ecotoxicity Aquatic eutrophication Carcinogens Global warming Ionizing radiation Land occupation Mineral extraction Non-carcinogens Non-renewable energy Ozone layer depletion Photochemical oxidation - Respiratory organics Respiratory effects Respiratory inorganics Terrestrial acid/nutrification Terrestrial ecotoxicity ReCiPe Agricultural land occupation Climate change Fossil depletion Freshwater ecotoxicity Freshwater eutrophication Human toxicity Unit SimaPro GaBi % Difference kg SO2 eq kg TEG water kg PO4 P-lim kg C2H3Cl eq kg CO2 eq Bq C-14 eq m2org.arable MJ surplus kg C2H3Cl eq MJ primary kg CFC-11 eq 3.013E-02 1.217E+03 1.523E-03 3.040E-01 5.845E+00 1.790E+02 2.701E-02 1.416E+00 3.645E-02 9.169E+01 3.181E-08 2.225E-02 1.230E+06 9.270E-03 9.620E-02 6.959E+00 1.708E+02 3.216E-06 1.779E+00 1.290E+00 8.839E+01 4.430E-07 -26 100,960 509 -68 19 -5 -100 26 3,439 -4 1,293 kg C2H4 eq 1.477E-04 1.126E-03 662 kg PM2.5 eq 5.735E-03 7.821E-03 36 kg SO2 eq kg TEG soil 8.596E-02 8.598E-02 7.669E+01 1.451E+02 0 89 m a 8.306E-02 0 kg CO2 eq kg oil eq kg 1,4-DB eq kg P eq kg 1,4-DB eq 6.812E+00 6.812E+00 1.752E+00 1.752E+00 7.355E-02 6.239E-02 3.059E-03 3.059E-03 3.218E+00 1.111E+00 2 88 8.306E-02 0 0 -15 0 -65 1 Table 12 (cont’d) Ionizing radiation Marine ecotoxicity Marine eutrophication Metal depletion Natural land transformation Ozone depletion Particulate matter formation Photochemical oxidant formation Terrestrial acidification Terrestrial ecotoxicity Urban land occupation kg U235 eq kg 1,4-DB eq kg N eq kg Fe eq Water depletion m 1 2 m kg CFC-11 eq 1.705E+00 7.843E-02 1.056E-03 3.964E-01 1.243E-03 5.988E-07 5.637E-01 6.096E-02 4.979E-03 3.925E-01 1.243E-03 5.988E-07 -67 -22 371 -1 0 0 kg PM10 eq 1.319E-02 1.319E-02 0 kg NMVOC 1.703E-02 1.703E-02 0 kg SO2 eq kg 1,4-DB eq 2.787E-02 7.209E-04 3.806E-02 2.787E-02 1.917E-04 3.806E-02 0 -73 0 3.174E-02 1.651E+02 520,108 2 2 m a 3 % Difference = 100% x (GaBi - SimaPro) / SimaPro Rows in bold text have at least a factor of 2 difference between SimaPro and GaBi. Table 13: Corrugated board impact assessment data, 50% recycled content Impact Category Impact 2002+ Aquatic acidification Aquatic ecotoxicity Aquatic eutrophication Carcinogens Global warming Ionizing radiation Land occupation Mineral extraction Non-carcinogens Non-renewable energy Ozone layer depletion Photochemical oxidation - Respiratory organics Respiratory effects Respiratory inorganics Terrestrial acid/nutrification Terrestrial ecotoxicity Unit SimaPro GaBi % Difference kg SO2 eq kg TEG water kg PO4 P-lim kg C2H3Cl eq kg CO2 eq Bq C-14 eq m2org.arable MJ surplus kg C2H3Cl eq MJ primary kg CFC-11 eq 4.244E-03 2.341E-03 1.701E+02 3.938E+03 3.955E-04 1.363E-03 2.288E-02 5.583E-03 9.455E-01 5.892E-01 1.927E+01 1.838E+01 4.154E-01 3.336E-05 1.546E-02 1.341E-01 6.085E-03 6.505E-02 1.520E+01 1.380E+01 5.042E-09 8.844E-08 kg C2H4 eq 5.769E-05 3.726E-04 546 kg PM2.5 eq 8.385E-04 9.012E-04 7 kg SO2 eq kg TEG soil 1.881E-02 1.886E-02 4.826E+00 2.970E+01 89 -45 2,215 245 -76 -38 -5 -100 768 969 -9 1,654 0 515 1 Table 13 (cont’d) ReCiPe Agricultural land occupation Climate change Fossil depletion Freshwater ecotoxicity Freshwater eutrophication Human toxicity Ionizing radiation Marine ecotoxicity Marine eutrophication Metal depletion Natural land transformation Ozone depletion Particulate matter formation Photochemical oxidant formation Terrestrial acidification Terrestrial ecotoxicity Urban land occupation Water depletion 1 2 2 m a 3.133E+00 3.133E+00 0 kg CO2 eq kg oil eq kg 1,4-DB eq kg P eq kg 1,4-DB eq kg U235 eq kg 1,4-DB eq kg N eq kg Fe eq m kg CFC-11 eq 1.142E+00 1.116E+00 3.091E-01 3.090E-01 1.021E-02 8.118E-03 4.500E-04 4.491E-04 4.561E-01 8.425E-02 1.837E-01 6.179E-02 8.375E-03 5.806E-03 1.300E-03 2.153E-03 3.946E-02 3.907E-02 5.513E-04 5.523E-04 8.860E-08 8.857E-08 -2 0 -21 0 -82 -66 -31 66 -1 0 0 kg PM10 eq 1.458E-03 1.460E-03 0 kg NMVOC 3.660E-03 3.656E-03 0 kg SO2 eq kg 1,4-DB eq 3.758E-03 2.899E-04 5.432E-02 3.761E-03 1.041E-04 5.424E-02 0 -64 0 2.462E-02 2.763E+00 11,123 2 2 m a m 3 % Difference = 100% x (GaBi - SimaPro) / SimaPro Rows in bold text have at least a factor of 2 difference between SimaPro and GaBi. Table 14: Glass impact assessment data, 55.5% recycled content Impact Category Impact 2002+ Aquatic acidification Aquatic ecotoxicity Aquatic eutrophication Carcinogens Global warming Ionizing radiation Land occupation Mineral extraction Non-carcinogens Non-renewable energy Unit SimaPro kg SO2 eq kg TEG water kg PO4 P-lim kg C2H3Cl eq kg CO2 eq Bq C-14 eq m2org.arable MJ surplus kg C2H3Cl eq MJ primary 90 GaBi 7.771E-03 5.470E-03 1.309E+02 1.963E+04 1.494E-04 6.620E-04 1.514E-02 5.632E-03 8.655E-01 8.020E-01 1.554E+01 1.482E+01 3.126E-02 2.640E-06 6.366E-03 5.229E-02 9.931E-03 8.118E-02 1.558E+01 1.434E+01 % Difference -30 14,896 343 -63 -7 -5 -100 721 717 -8 1 Table 14 (cont’d) Ozone layer depletion Photochemical oxidation - Respiratory organics Respiratory effects Respiratory inorganics Terrestrial acid/nutrification Terrestrial ecotoxicity ReCiPe Agricultural land occupation Climate change Fossil depletion Freshwater ecotoxicity Freshwater eutrophication Human toxicity Ionizing radiation Marine ecotoxicity Marine eutrophication Metal depletion Natural land transformation Ozone depletion Particulate matter formation Photochemical oxidant formation Terrestrial acidification Terrestrial ecotoxicity Urban land occupation kg CFC-11 eq 6.444E-09 1.005E-07 1,460 kg C2H4 eq 2.435E-05 2.379E-04 877 kg PM2.5 eq 1.181E-03 1.227E-03 4 kg SO2 eq kg TEG soil 2.433E-02 2.434E-02 3.898E+00 8.731E+00 Water depletion m 1 2 2 0 124 m a 2.516E-01 2.516E-01 0 kg CO2 eq kg oil eq kg 1,4-DB eq kg P eq kg 1,4-DB eq kg U235 eq kg 1,4-DB eq kg N eq kg Fe eq m kg CFC-11 eq 8.985E-01 3.267E-01 5.612E-03 2.236E-04 3.637E-01 1.480E-01 5.724E-03 2.267E-04 2.602E-02 2.833E-04 1.006E-07 8.985E-01 3.267E-01 4.462E-03 2.183E-04 1.438E-01 5.050E-02 4.362E-03 1.372E-03 2.567E-02 2.833E-04 1.006E-07 0 0 -21 -2 -60 -66 -24 505 -1 0 0 kg PM10 eq 2.191E-03 2.191E-03 0 kg NMVOC 4.121E-03 4.120E-03 0 kg SO2 eq kg 1,4-DB eq 7.004E-03 2.627E-04 9.111E-03 7.004E-03 2.374E-04 9.111E-03 0 -10 0 8.641E-03 1.652E+00 19,021 2 2 m a 3 % Difference = 100% x (GaBi - SimaPro) / SimaPro Rows in bold text have at least a factor of 2 difference between SimaPro and GaBi. Table 15: PET impact assessment data, 0% recycled content Impact Category Impact 2002+ Aquatic acidification Aquatic ecotoxicity Aquatic eutrophication Unit SimaPro kg SO2 eq kg TEG water kg PO4 P-lim 91 GaBi 1.054E-02 7.063E-03 5.689E+02 1.003E+04 5.818E-04 3.040E-03 % Difference -33 1,663 423 1 Table 15 (cont’d) Carcinogens Global warming Ionizing radiation Land occupation Mineral extraction Non-carcinogens Non-renewable energy Ozone layer depletion Photochemical oxidation - Respiratory organics Respiratory effects Respiratory inorganics Terrestrial acid/nutrification Terrestrial ecotoxicity ReCiPe Agricultural land occupation Climate change Fossil depletion Freshwater ecotoxicity Freshwater eutrophication Human toxicity Ionizing radiation Marine ecotoxicity Marine eutrophication Metal depletion Natural land transformation Ozone depletion Particulate matter formation Photochemical oxidant formation Terrestrial acidification Terrestrial ecotoxicity Urban land occupation kg C2H3Cl eq kg CO2 eq Bq C-14 eq m2org.arable MJ surplus kg C2H3Cl eq MJ primary kg CFC-11 eq 1.307E+00 1.616E-02 3.266E+00 3.270E+00 6.499E+01 6.195E+01 1.232E-02 1.297E-06 6.255E-02 5.740E-01 2.665E-02 2.321E-01 8.238E+01 7.618E+01 1.134E-08 1.448E-07 -99 0 -5 -100 818 771 -8 1,177 kg C2H4 eq 1.527E-04 1.922E-03 1,158 kg PM2.5 eq 1.702E-03 1.922E-03 13 kg SO2 eq kg TEG soil 3.472E-02 3.473E-02 8.800E+00 1.944E+01 0 121 Water depletion m 1 2 2 m a 5.022E-02 kg CO2 eq kg oil eq kg 1,4-DB eq kg P eq kg 1,4-DB eq kg U235 eq kg 1,4-DB eq kg N eq kg Fe eq m2 kg CFC-11 eq 3.514E+00 3.514E+00 1.745E+00 1.745E+00 4.449E-02 4.047E-02 1.003E-03 1.003E-03 1.133E+00 3.869E-01 6.185E-01 2.115E-01 4.416E-02 3.803E-02 3.317E-03 3.133E-03 2.025E-01 2.007E-01 3.649E-04 3.649E-04 1.450E-07 1.450E-07 kg PM10 eq 3.409E-03 3.409E-03 0 kg NMVOC 8.445E-03 8.299E-03 -2 kg SO2 eq kg 1,4-DB eq 9.719E-03 2.725E-04 1.347E-02 9.719E-03 1.308E-04 1.347E-02 0 -52 0 1.476E-02 6.990E+00 47,257 2 m a 3 5.022E-02 0 0 0 -9 0 -66 -66 -14 -6 -1 0 0 % Difference = 100% x (GaBi - SimaPro) / SimaPro Rows in bold text have at least a factor of 2 difference between SimaPro and GaBi. 92 10.4 Comparison Summary For Basic Materials Even with the test scenarios reduced to nothing more than the creation and disposal of a basic packaging material, significant differences were found in the results provided by the LCA programs being studied. Notable among these differences were the large magnitudes of water depletion/consumption reported by GaBi, and the ranking orders reported by the various software for greenhouse gas emissions when varying recycled fiber content of corrugated board. These results were similar to what was found in the higher level packaging systems comparisons, indicating that at least some of the issues causing differences in the higher level comparisons are likely rooted in how the basic materials are handled. Combined with the sheer number of discrepancies found in the limited testing done so far, there was reason for concern that the choice of LCA software may affect the results obtained. This raised the question of why are these discrepancies happening? Could it be firmly established that the issues encountered were truly with the software, and not how the systems were implemented in the software? This was the next challenge to be addressed. 93 11. UNDERLYING CAUSES OF DISSIMILAR RESULTS Having established that using the same impact assessment methods in SimaPro and GaBi can produce dissimilar results in several impact assessment categories, attention now turned to establishing why this was happening. The information presented so far was not sufficient to rule out any cause. Human error in modeling, software errors in calculations, implementation differences for the assessment methods, or some issue not yet thought of were all possibilities. The task at hand was to isolate the causes in order to ascertain why the differences were occurring. SimaPro and GaBi both allow users to view life cycle inventories (LCI) down to a basic substance level, covering all the inputs and emissions that are associated with a system. Both software programs also provide a means to see the contribution each substance makes to an impact category indicator, and the characterization factors used to convert inputs and emissions to impact indicators. These capabilities, when used in conjunction with the Ecoinvent database and basic material models of the earlier tests, allow common inputs to be traced through to impact indicators, providing a basis for comparing what is happening in the software. In practice, things are made difficult by SimaPro and GaBi categorizing inputs in different manners. SimaPro appears to map Ecoinvent data on a one-to-one basis, while GaBi may combine items. For example, in one test it was found that SimaPro had 4 varieties of copper ore as input, while GaBi combined the mass of these 4 ores into a single entry for copper. Other differences in the way inputs are handled between the two software programs also exist. SimaPro maps information from the Ecoinvent database into compartments such as air, raw, soil, and water. Air, soil, and water generally contain emissions, while the 94 “raw” compartment covers raw materials used in production, including things like ore mined from the ground. Each of these compartments can be divided into subcompartments. For example; groundwater, groundwater long-term, lake, ocean, and river are all sub-compartments of water. A given emission to water can be assigned to a sub-compartment, or it can be allocated to the general compartment, in which case it is referred to as unassigned. A substance or emission can have a unique characterization factor assigned to it for each compartment and sub-compartment. If a substance does not have a characterization factor assigned to a sub-compartment, then the software defaults to using the characterization factor of the substance assigned for the general compartment. Zero is considered a valid characterization factor for a substance in a SimaPro sub-compartment, and in this case there is no defaulting to the compartment value. If a substance has no characterization factors assigned at all, either in the general compartment or the sub-compartments, then zero is used. GaBi often combines one or more of the inputs for a substance into a single entry in the LCI, whereas SimaPro typically places them in separate sub-compartments. There does not appear to be a great deal of consistency in how this is done; in some cases all the mass of a substance is combined together, and in other cases it may be split between two or more categories. For example; an amount of a substance SimaPro places in the groundwater long-term sub-compartment may end up in GaBi under the category “ecoinvent long-term to fresh water”, or it may be combined with other amounts of the same substance and place in a category such as “Heavy metals to fresh water” or “Inorganic emissions to fresh water”. The only way to accurately compare inputs and emissions between SimaPro and GaBi is to trace out and match the total 95 amount of a substance for each type of input and emission, and then examine what characterization factors are used in converting the mass to an impact assessment indicator. In this way it can be established whether both programs are dealing with the same amount of input for a given substance, what characterization factors are used with the substance, and what contribution the substance makes to the impact indicator in question. This can be time consuming to do, but is a viable method of ensuring a consistent comparison of the software programs. A total of 14 impact assessment categories were examined covering 3 different impact assessment methodologies: Impact 2002+, ReCiPe, and TRACI 2. All comparisons were done using SimaPro 7.3.3 and GaBi 5. Comparisons between software were made using pairs of tables, each pair consisting of a table for SimaPro (Table xxA) and a table for GaBi (Table xxB). Even with the simple basic material systems being used as the basis for comparison, there can be hundreds, possibly thousands, of substances included in a life cycle inventory. However, generally only a small subset are significant to the final impact indicator value, and it is these subsets that are included in the tables. Item numbers in tables have been arranged so there is a one-to-one correspondence between tables within a pair; meaning that item 5 in the SimaPro table corresponds to item 5 in the GaBi table. Any differences in characterization factors between SimaPro and GaBi are highlighted in bold text in the tables. 96 11.1 IMPACT 2002+ Up to this point, the implementation of Impact 2002+ version 2.1 being used for SimaPro was one downloaded via an internet link contained in the methods library manual for SimaPro (Goedkoop et al. 2008). When SimaPro was upgraded to version 7.3.3, another copy of Impact 2002+ version 2.1 was included. While both files indicated they were the same version, a check of the comments included in the files found the one from the software upgrade was last modified in 2010, while the one from the download link had no changes listed since 2005. After downloading the methods manual again, a follow up check found that the original file is still the one accessed via the internet link. Faced with two potentially different variants of Impact 2002+ version 2.1 being available, it was decided to do the tests in this section using both for completeness. Unless otherwise noted, all SimaPro Impact 2002+ data presented in comparison tables in this section came from the software upgrade variant, or “new” Impact 2002+ version 2.1. Any differences found with the original variant, or “old” Impact 2002+ version 2.1, are noted in the discussion of the results accompanying each pair of tables. All GaBi Impact 2002+ data comes from the Impact 2002+ version 2.1 method included with GaBi 5. One issue that does exist for the old variant of Impact 2002+, but not the new one, is an error in the downloaded installation file. The file contained an inadvertent blank line in the middle of the data for the terrestrial ecotoxicity impact category. A blank line represents the end of a impact category in the installation file, so SimaPro stopped loading impact characterization factors for terrestrial ecotoxicity when it encountered the blank line. No warning was issued because SimaPro saw this as a proper indication of 97 the end of the category. It was not until investigating differences in results between software packages that it was discovered that 671 (48.3%) of the 1389 impact characterization factors for terrestrial ecotoxicity never got installed. The blank line was removed from the installation file and the old variant of Impact 2002+ was reinstalled to fix the problem. This problem was still present in the file posted on the download website at the time this paper was being written. 11.1.1 Aquatic Ecotoxicity Impact 2002+ data for the aquatic ecotoxicity impact category when obtaining and disposing of 1 kg of aluminum with 50% recycled content is given in Table 16A for SimaPro, and Table 16B for GaBi. The first thing to note at the bottom of the tables is that SimaPro reported 2,385 kg TEG (Tri Ethylene Glycol) to water versus 1,229,700 kg TEG to water reported by GaBi, meaning the two software programs differed by a multiplication factor of 516. The next thing to note at the bottom of the tables is that the 19 items in each table account for 2,357 kg TEG to water for SimaPro and 1,229,643 kg TEG to water for GaBi, or in simpler terms 98.8% of the total impact reported by SimaPro and effectively 100% for GaBi. This establishes that SimaPro and GaBi differed significantly from each other for this impact category, and that the 19 items contained in each table were the significant contributors to the impact category results. Looking at the far right column in the two tables, the total contribution each item made to the impact indicator value can be seen. Item 1, aluminum (U.S. spelling) or “aluminium” (English spelling), clearly had a significant difference in impact contribution between SimaPro and GaBi. This was caused by the Impact 2002+ implementation in 98 SimaPro setting the characterization factor for aluminum in the “groundwater, long term” sub-compartment (item 1A) to zero, effectively removing it from making any contribution. The Impact 2002+ implementation in SimaPro did have a characterization factor for aluminum in the “river” sub-compartment (item 1B), the same factor that GaBi used for “aluminum (+III)”. The total mass of aluminum for items 1A and 1B in SimaPro (Table 16A) matched the mass GaBi had for item 1 (Table 16B), showing that total aluminum emissions to water were identical for the two programs. It should also be noted that GaBi assigned all the aluminum mass to the category “Inorganic emissions to fresh water”, even though GaBi did use the category “ecoinvent long-term to fresh water” for other substances. While item 1 was clearly the dominant issue in this comparison of SimaPro and GaBi, it was not the only problem. Items 2 through 11A had characterization factors of zero in SimaPro and non zero in GaBi. Examination of the method file in SimaPro found that all the characterization factors for substances assigned to the “groundwater” and “groundwater, long-term” sub-compartments were set to zero. When the characterization factor for an impact category is set to zero, a substance makes no contribution to the reported impact indicator value. While these items were not significant in this comparison due to their limited mass, they could easily be significant in other comparisons where one or more of them has greater emissions to water. The roles were reversed for items 12, 13, 16, 17, and 18. These items had nonzero characterization factors in SimaPro, but did not contribute to the impact reported by GaBi, even though the mass was accounted for. A check of the Impact 2002+ implementation in GaBi showed no characterization factors for these substances in the 99 stated categories, which for GaBi means an effective characterization factor of zero. Again this is a case where any of these items could be significant in other comparisons where they have greater emissions to water. The Impact 2002+ method file in SimaPro did include a comment that while characterization factors for “groundwater” and “groundwater, long-term” were set to zero for aquatic ecotoxicity and some other impact categories, it did not mean there were no impacts, just that such characterization factors were not currently available. The GaBi version of Impact 2002+ referred those seeking information on Impact 2002+ to an internet link that returned an error when accessed. There were two significant differences between the new Impact 2002+ variant for SimaPro, used in Table 16A, and the old Impact 2002+ variant. In the old variant, shown in Table 16C, the name “aluminium” (English spelling) was used as the substance name, while “aluminum” (U.S. spelling) was used for the characterization factor. Because the names differed by a single character, SimaPro could not match the characterization factor to the input substance, resulting in an effective value of zero for the characterization factor of items 1B, 13, 16, and 17. In addition, items 2, 3, 6, 7, 9, 10, and 11A had characterization factors in the old SimaPro Impact 2002+ variant that matched those of GaBi, allowing them to contribute to the reported impact indicator value, while the new SimaPro Impact 2002+ variant had characterization factors of zero. 100 Table 16A: SimaPro / Impact 2002+ aquatic ecotoxicity for aluminum 50% Recycled Content Characterization Substance Amount Item Factor (kg) Name Compartment Sub-compartment (kg TEG water) 1A Aluminium Water groundwater, long-term 0.34044 0 1B Aluminium Water river 0.00052 3.60E+06 Total Aluminum In Water: 0.34096 kg 2 Antimony Water groundwater, long-term 4.68E-06 0 3 Barium Water groundwater, long-term 8.74E-05 0 4 Cobalt Water groundwater, long-term 6.44E-05 0 5 Copper, ion Water groundwater, long-term 8.73E-05 0 6 Lead Water groundwater, long-term 1.82E-05 0 7 Mercury Water groundwater, long-term 6.05E-07 0 8 Nickel Water groundwater, long-term 2.10E-04 0 9 Selenium Water groundwater, long-term 1.37E-05 0 10 Zinc, ion Water groundwater, long-term 5.76E-04 0 11A Arsenic, ion Water groundwater; groundwater, long-term 1.98E-05 0 11B Arsenic, ion Water river 2.13E-05 3.88E+05 Total Arsenic, Ion In Water: 4.10E-5 kg 12 Chromium VI Water river 3.31E-05 4.53E+05 13 Aluminium air (combined) 4.36E-04 4.93E+05 14 Copper air (combined) 9.78E-06 2.94E+06 15 Zinc air (combined) 7.92E-05 2.04E+05 16 Aluminium soil agricultural 6.21E-07 3.50E+06 17 soil industrial 1.89E-05 3.50E+06 Aluminium 18 Chromium VI soil (combined) 9.60E-06 4.49E+05 19 Copper soil (combined) 6.00E-06 2.04E+07 Total kg TEG Water For Items In Table Reported kg TEG Water 1 Items in bold text differ in characterization factors between SimaPro and GaBi. 101 Impact (kg TEG water) 0 1879 0 0 0 0 0 0 0 0 0 0 8.25 15.00 215 28.76 16.15 2.17 66.20 4.31 123 2357 2385 Table 16B: GaBi / Impact 2002+ aquatic ecotoxicity for aluminum 50% Recycled Content Characterization Substance Amount Item Factor (kg TEG to (kg) water per kg) Category Name 1 Inorganic emissions to fresh water Aluminum (+III) 0.34096 3.60E+06 2 ecoinvent long-term to fresh water Antimony 4.68E-06 2.10E+06 3 ecoinvent long-term to fresh water Barium 8.74E-05 8.05E+04 4 ecoinvent long-term to fresh water Cobalt 6.44E-05 3.86E+06 5 ecoinvent long-term to fresh water Copper (+II) 8.73E-05 2.06E+07 6 ecoinvent long-term to fresh water Lead (+II) 1.82E-05 2.64E+05 7 Heavy metals to fresh water Mercury (+II) 6.22E-07 1.58E+07 8 Heavy metals to fresh water Nickel 2.11E-04 1.27E+06 9 ecoinvent long-term to fresh water Selenium 1.37E-05 3.40E+06 10 ecoinvent long-term to fresh water Zinc (+II) 5.76E-04 1.40E+06 11 Heavy metals to fresh water Arsenic (+V) 4.10E-05 3.88E+05 12 Heavy metals to fresh water Chromium (+VI) 3.37E-05 0 13 Particles to air Aluminum 4.36E-04 0 14 Heavy metals to air Copper (+II) 9.78E-06 2.94E+06 15 Heavy metals to air Zinc (+II) 7.92E-05 2.04E+05 16 Inorganic emissions to agricultural soil Aluminum 6.21E-07 0 17 Inorganic emissions to industrial soil Aluminum 1.89E-05 0 18 Heavy metals to industrial soil Chromium (VI) 9.60E-06 0 19 Heavy metals to industrial soil Copper (+II) 6.00E-06 2.04E+07 Total kg TEG To Water For Items In Table Reported kg TEG To Water 1 Items in bold text differ in characterization factors between SimaPro and GaBi. 102 Impact (kg TEG to water) 1,226,263 9.84 7.04 249 1,794 4.79 9.82 268 46.52 808 15.93 0 0 28.76 16.15 0 0 0 123 1,229,643 1,229,700 Item 1A 1B 2 3 4 5 6 7 8 9 10 11A 11B 12 13 14 15 16 Table 16C: SimaPro / Old Impact 2002+ variant aquatic ecotoxicity for aluminum 50% Recycled Content Characterization Substance Amount Factor (kg) Name Compartment Sub-compartment (kg TEG water) Aluminium Water groundwater, long-term 0.34044 0 Aluminium Water river 0.00052 3.60E+06 Total Aluminium In Water: 0.34096 kg Antimony Water groundwater, long-term 4.68E-06 2.10E+06 Barium Water groundwater, long-term 8.74E-05 8.05E+04 Cobalt Water groundwater, long-term 6.44E-05 0 Copper, ion Water groundwater, long-term 8.73E-05 0 Lead Water groundwater, long-term 1.82E-05 2.64E+05 Mercury Water groundwater, long-term 6.05E-07 1.58E+07 Nickel Water groundwater, long-term 2.10E-04 0 Selenium Water groundwater, long-term 1.37E-05 3.40E+06 Zinc, ion Water groundwater, long-term 5.76E-04 1.40E+06 Arsenic, ion Water groundwater; groundwater, long-term 1.98E-05 3.88E+05 Arsenic, ion Water river 2.13E-05 3.88E+05 Total Arsenic, Ion In Water: 4.10E-5 kg Chromium VI Water river 3.31E-05 4.53E+05 Aluminium air (combined) 4.36E-04 4.93E+05 Copper air (combined) 9.78E-06 2.94E+06 Zinc air (combined) 7.92E-05 2.04E+05 soil agricultural 6.21E-07 3.50E+06 Aluminium 17 soil Aluminium 18 Chromium VI soil 19 Copper soil Total kg TEG Water For Items In Table Reported kg TEG Water industrial (combined) (combined) 103 1.89E-05 9.60E-06 6.00E-06 3.50E+06 4.49E+05 2.04E+07 Impact (kg TEG water) 0 2 0 9.84 7.04 0 0 4.79 9.56 0 46.52 808 7.67 8.25 15.00 2 0 28.76 16.15 0 2 2 0 4.31 123 1089 1217 Table 16C (cont’d) 1 2 Items in bold text differ in characterization factors between old and new variants of SimaPro. Difference between substance and characterization factor names caused a zero. 104 11.1.2 Global Warming Impact 2002+ data for the global warming impact category when obtaining and disposing of 1 kg of corrugated board with 12% recycled content is shown in Table 17A for SimaPro, and Table 17B for GaBi. The tables show that SimaPro reported 1.008 kg CO2 equivalent while GaBi reported only 0.140 kg CO2 equivalent, meaning the two software programs differ by a factor of 7.20. The 9 items in the table account for 1.006 kg CO2 equivalent of the impact reported by SimaPro, or 99.8%, and 0.137 kg CO2 equivalent of what GaBi reported, or 97.7%, again giving good coverage of the significant contributors to the impact category. The most significant difference occurred with item 3 in the tables. GaBi effectively gave a credit for the sequestration of carbon in the biomass used to produce the corrugated board, and SimaPro did not. The second difference between the programs is item 1, where GaBi included biotic carbon dioxide while SimaPro did not. GaBi also included biotic carbon monoxide in item 5 while SimaPro did not. GaBi and SimaPro both included variants of methane in items 8 and 9, but with different characterization factors. The old variant of SimaPro Impact 2002+ had different characterization factors for items 4, 8, and 9. “Carbon dioxide, land transformation” (item 4) and “methane, biogenic” (item 8) both had zero as characterization factors in the old variant. “Methane, fossil” (item 9) had a characterization factor in the old variant of 7.00, the same as used by GaBi. Checking comments in the new variant SimaPro Impact 2002+ method file, a statement was found that characterization factors for “methane, biogenic” and “methane, fossil” were changed to their current values in 2010. There was also a 105 comment that “carbon dioxide, land transformation” was included in 2008. There were no comments available with the GaBi implementation of Impact 2002+. Table 17A: SimaPro / Impact 2002+ global warming for corrugated board, part 1 12% Recycled Content Compartment Amount (kg) Characterization Factor (kg CO2 per kg) Impact (kg CO2 Equiv.) air 1.48E+00 0 0 air 9.15E-01 1.00 0.91490 raw 2.35E+00 0 0 air 4.13E-04 1.00 0.00041 air 8.06E-05 0 0 air 4.41E-03 1.57 0.00693 air 5.70E-05 156 0.00890 Substance Item 1 2 3 4 5 6 7 Name Carbon dioxide, biogenic Carbon dioxide, fossil Carbon dioxide, in air Carbon dioxide, land transformation Carbon monoxide, biogenic Carbon monoxide, fossil Dinitrogen monoxide 8 Methane, biogenic air 7.19E-03 7.60 0.05465 9 Methane, fossil air 1.92E-03 10.35 0.01984 Total kg CO2 For Items In Table 1.006 Reported kg CO2 1.008 1 Items in bold text differ in characterization factors between SimaPro and GaBi. 106 Table 17B: GaBi / Impact 2002+ global warming for corrugated board, part 1 12% Recycled Content Substance Item 1 2 3 Characterization Factor (kg CO2 per kg) Impact (kg CO2 Equiv.) Category Name Inorganic emissions to air Inorganic emissions to air Renewable resources Carbon dioxide (biotic) 1.50E+00 1.00 1.50000 Carbon dioxide 9.15E-01 1.00 0.91500 Carbon dioxide 2.35E+00 -1.00 -2.35000 4.13E-04 1.00 0.00041 8.49E-05 1.57 0.00013 4.41E-03 1.57 0.00692 5.72E-05 156 0.00892 6.00E-03 7.00 0.04200 1.92E-03 7.00 0.01344 4 Inorganic emissions to air 5 Inorganic emissions to air Carbon dioxide, land transformation Carbon monoxide (biotic) Carbon monoxide Nitrous oxides (laughing gas) Inorganic emissions to air Inorganic 7 emissions to air Organic 8 emissions to air Methane (biotic) (group VOC) Organic 9 emissions to air Methane (group VOC) Total kg CO2 For Items In Table 6 0.137 0.140 Reported kg CO2 1 Amount (kg) Items in bold text differ in characterization factors between SimaPro and GaBi. In order to look at how the differences between SimaPro and GaBi influence reported impacts when recycled content is varied, the Impact 2002+ global warming data for creating and disposing of 1 kg of corrugated board with 87% recycled content is given in Table 18A for SimaPro, and Table 18B for GaBi. SimaPro and GaBi came close to reporting the same impact value, 1.007 kg CO2 equivalent for SimaPro and 107 1.026 kg CO2 equivalent for GaBi. This was due primarily to items 1 and 3 in GaBi, where the amount of biotic carbon dioxide and the amount of sequestered carbon from carbon dioxide in the air both decreased with the increase in recycled content. At 12% recycled content these two items combined for 1.50 - 2.35 = -0.85 kg CO2 equivalent, but at 87% recycled content the combined value decreased to 0.468 – 0.429 = -0.039 kg CO2 equivalent, so the net carbon credit given by GaBi for using virgin fiber was reduced, bring the results reported by the two programs into better agreement. Table 18A: SimaPro / Impact 2002+ global warming for corrugated board, part 2 87% Recycled Content Substance Item 1 2 3 4 5 6 7 8 9 Name Compartment air 4.41E-01 0 0 air 9.17E-01 1.00 0.91664 raw 4.29E-01 0 0 air 4.27E-04 1.00 0.00043 air 4.14E-05 0 0 air 2.47E-03 1.57 0.00388 air 6.46E-05 156 0.01007 air air 7.07E-03 1.98E-03 7.60 10.35 0.05373 0.02050 1.005 Carbon dioxide, biogenic Carbon dioxide, fossil Carbon dixoide, in air Carbon dioxide, land transformation Carbon monoxide, biogenic Carbon monoxide, fossil Dinitrogen monoxide Methane, biogenic Methane, fossil Total kg CO2 For Items In Table 1.007 Reported kg CO2 1 Characterization Impact Factor (kg CO2 (kg CO2 per kg) Equiv.) Amount (kg) Items in bold text differ in characterization factors between SimaPro and GaBi. 108 Table 18B: GaBi / Impact 2002+ global warming for corrugated board, part 2 87% Recycled Content Substance Item 1 2 3 Characterization Factor (kg CO2 per kg) Impact (kg CO2 Equiv.) Category Name Inorganic emissions to air Inorganic emissions to air Renewable resources Carbon dioxide (biotic) 4.68E-01 1.00 0.46800 Carbon dioxide 9.17E-01 1.00 0.91700 Carbon dioxide 4.29E-01 -1.00 -0.42900 4.27E-04 1.00 0.00043 4.57E-05 1.57 0.00007 2.47E-03 1.57 0.00388 6.47E-05 156 0.01009 5.88E-03 7.00 0.04116 1.98E-03 7.00 0.01386 4 Inorganic emissions to air 5 Inorganic emissions to air Carbon dioxide, land transformation Carbon monoxide (biotic) Carbon monoxide Nitrous oxides (laughing gas) Inorganic emissions to air Inorganic 7 emissions to air Organic 8 emissions to air Methane (biotic) (group VOC) Organic 9 emissions to air Methane (group VOC) Total kg CO2 For Items In Table 6 1.025 1.026 Reported kg CO2 1 Amount (kg) Items in bold text differ in characterization factors between SimaPro and GaBi. 109 11.1.3 Mineral Extraction Impact 2002+ data for the mineral extraction impact category when obtaining and disposing of 1 kg of glass with 55.5% recycled content is given in Table 19A for SimaPro, and Table 19B for GaBi. SimaPro reported 0.00645 MJ equivalent while GaBi reported 0.0523 MJ equivalent, differing by a factor of 8.11. The 11 items in each table combine for effectively the entire impact. There are several issues causing the difference between reported values from the software; each has the potential of being significant in comparisons that include larger amounts of the substances involved. The most significant contribution to the difference in this comparison came from item 9. The characterization factor for nickel ore in SimaPro was 16.32 MJ per kg, but GaBi used 163 MJ per kg, a factor of 10 greater. According to literature, mineral extraction characterization factors for Impact 2002+ were taken from the Eco-indicator 99 assessment method (Jolliet et al. 2003). A check of Eco-indicator 99 in GaBi revealed a characterization factor for nickel ore of 16.32 MJ per kg, matching the factor SimaPro had for Impact 2002+, making it appear the factor used for Impact 2002+ in GaBi may have been entered incorrectly. Interestingly, a check of Eco-indicator 99 in SimaPro found the characterization factor for nickel ore to be 23.75 MJ per kg, which matched the factor found in Eco-indicator 99 literature (Goedkoop and Spriensma 2001), but not anything else. Another problem dealing with nickel ore in SimaPro occurred in item 9A of Table 19A. Here the substance name differed somewhat from the closest name assigned a non zero characterization factor, resulting in a factor of zero being used. See Table 20 for the difference in names. 110 Item 4 in the Table 19 A and B was the next problem. SimaPro distributed copper ore among 4 types, but had a characterization factor assigned only to the type in item 4A; the remaining 3 types of copper ore did not contribute to the reported impact. GaBi combined all the copper under a single entry and applied a characterization factor that matched what SimaPro had for the more general “copper, in ground” substance name. A similar problem occurred with molybdenum ore in item 8. Here SimaPro distributed the ore among 5 types, but had no effective characterization factor. The closest SimaPro came was for the ore type in item 8E, but again a mismatch of characterization and substance names caused a factor of zero to be used. Table 20 shows the difference in names. GaBi combined all the molybdenum into one entry and applied a characterization factor that matches what SimaPro had for the more general “molybdenum, in ground” substance name. Item 11 of Tables 19 A and B was another case of SimaPro not matching substance names to characterization factor names, this time for zinc ore, with the result that a factor of zero was used (see Table 20). The characterization factor that GaBi applied did not match any for zinc in the new variant of SimaPro Impact 2002+, but did match what the old variant had for “zinc (in ore)”. Item 6 in Tables 19 A and B was a case of SimaPro not having a characterization factor for any specific type of lead ore that came close to matching the substance name. The closest SimaPro came was the more general “lead, in ground” which had a factor of 7.35, matching what GaBi used. 111 Item 3 in Tables 19A and B shows SimaPro had a characterization factor for cinnabar while GaBi did not. A check of a spreadsheet version of Impact 2002+ obtained from the same internet link that the old variant came from did not have an entry for cinnabar, yet the old variant of Impact 2002+ had the same entry as the new variant. One additional naming difference was found between the old and new variants of SimaPro Impact 2002+ version 2.1. When dealing with chromium ore, item 2 in Table 19A, the old variant left out a percent sign in the characterization factor name, causing another mismatch that resulted in a factor of zero being used. See Table 20 for the difference in names. Table 19A: SimaPro / Impact 2002+ mineral extraction for glass 55.5% Recycled Content Item 1 2 3 4A 4B 4C 4D Substance 2 Name Aluminium, 24% in bauxite, 11% in crude ore, in ground Chromium, 25.5% in chromite, 11.6% in crude ore, in ground Cinnabar, in ground Copper, 0.99% in sulfide, Cu 0.36% and Mo 8.2E-3% in crude ore, in ground Copper, 1.18% in sulfide, Cu 0.39% and Mo 8.2E-3% in crude ore, in ground Copper, 1.42% in sulfide, Cu 0.81% and Mo 8.2E-3% in crude ore, in ground Copper, 2.19% in sulfide, Cu 1.83% and Mo 8.2E-3% in crude ore, in ground Total Copper Ore: 2.46E-04 kg 112 Amount (kg) Characteri zation Factor (MJ per kg) Impact (MJ Equiv.) 4.63E-04 2.38 0.001102 9.39E-05 0.9165 0.000086 1.00E-08 165.5 0.000002 1.61E-05 36.80 0.000593 8.88E-05 0 0 2.36E-05 0 0 1.17E-04 0 0 Table 19A (cont’d) 5 6 7 8A 8B 8C 8D 8E 9A 9B Iron, 46% in ore, 25% in crude ore, in ground Lead, 5.0% in sulfide, Pb 3.0%, Zn, Ag, Cd, In, in ground Manganese, 35.7% in sedimentary deposit, 14.2% in crude ore, in ground Molybdenum, 0.010% in sulfide, Mo 8.2E-3% and Cu 1.83% in crude ore, in ground Molybdenum, 0.014% in sulfide, Mo 8.2E-3% and Cu 0.81% in crude ore, in ground Molybdenum, 0.022% in sulfide, Mo 8.2E-3% and Cu 0.36% in crude ore, in ground Molybdenum, 0.025% in sulfide, Mo 8.2E-3% and Cu 0.39% in crude ore, in ground Molybdenum, 0.11% in sulfide, Mo 4.1E-2% and Cu 0.36% in crude ore, in ground Total Molybdenum Ore: 4.26E-06 Nickel, 1.13% in sulfide, Ni 0.76% and Cu 0.76% in crude ore, in ground Nickel, 1.98% in silicates, 1.04% in crude ore, in ground Total Nickel Ore: 2.52E-04 kg Tin, 79% in cassiterite, 0.1% in crude ore, in ground Zinc, 9.0% in sulfide, Zn 5.3%, Pb, Ag, 11 Cd, In, in ground Total MJ Equivalent For Items In Table Reported MJ Equivalent 10 1 2 3 5.76E-03 0.051 0.000294 6.41E-06 0 0 1.91E-05 0.313 0.000006 2.18E-06 0 0 3.09E-07 0 0 2.11E-07 0 0 1.13E-06 0 0 4.22E-07 37.14 0 1.28E-06 16.32 0 2.50E-04 16.32 0.004086 4.73E-07 600.00 0.000284 1.39E-04 3.8367 0 3 3 3 0.00645 0.00645 Items in bold text differ in characterization factors between SimaPro and GaBi. Substances are from the SimaPro compartment "Raw". Difference between substance and characterization factor names caused a zero. 113 Table 19B: GaBi / Impact 2002+ mineral extraction for glass 55.5% Recycled Content Item Substance 2 Name Amount (kg) Characterization Factor (MJ per kg) Impact MJ Equiv.) 2.38 0.917 0 36.7 0.051 7.35 0.313 41.0 163 600 1.89 0.001102 0.000086 0 0.009023 0.000294 0.000047 0.000006 0.000175 0.041015 0.000284 0.000263 0.0523 0.0523 1 Aluminum 4.63E-04 2 Chromium 9.39E-05 3 Cinnabar 1.00E-08 4 Copper 2.46E-04 5 Iron 5.76E-03 6 Lead 6.41E-06 7 Manganese 1.91E-05 8 Molybdenum 4.26E-06 9 Nickel 2.52E-04 10 Tin 4.73E-07 11 Zinc 1.39E-04 Total MJ Equivalent For Items In Table Reported MJ Equivalent 1 2 Items in bold text differ in characterization factors between SimaPro and GaBi. Substances are from the GaBi category "Non renewable elements". Table 20: SimaPro naming differences for mineral extraction Substance Name Characterization Factor Name Impact 2002+ Variant Affected Chromium, 25.5% in chromite, 11.6% in crude ore, in ground Chromium, 25.5 in chromite, 11.6% in crude ore, in ground Old Molybdenum, 0.11% in sulfide, Mo 4.1E-2% and Cu 0.36% in crude ore, in ground Nickel, 1.13% in sulfide, Ni 0.76% and Cu 0.76% in crude ore, in ground Zinc, 9.0% in sulfide, Zn 5.3%, Pb, Ag, Cd, In, in ground Molybdenum, 0.11% in sulfide, Mo 0.41% and Cu 0.36% in crude ore, in ground Old and New Nickel, 1.13% in sulfides, 0.76% in crude ore, in ground Old and New Zinc 9%, Lead 5%, in sulfide in ground Old and New 1 Differences between names are highlighted in bold text. 114 11.1.4 Ozone Layer Depletion In earlier work for this paper using the old SimaPro Impact 2002+ variant, Table 15 (section 10.3) showed GaBi reported an impact for ozone layer depletion that was different from what SimaPro had by more than a factor of 10 when obtaining and disposing of 1kg of PET with 0% recycled content. Data in Tables 21A and 21B using the new SimaPro Impact 2002+ variant show both software reported 1.448E-07 kg CFC_11 equivalent. This difference between variants was investigated. It was found that for items 4, 5, and 6 in the tables, the old variant of SimaPro Impact 2002+ had a single character difference in the names of characterization factors versus names of substances. In each case a hyphen (“-“) was substituted for a space in the characterization factor name between “Halon” and the number at the end of the name. This mismatch led to factors of zero being used, which had the effect of eliminating most of the impact from being reported. Table 22 shows the difference in names. 115 Table 21A: SimaPro / Impact 2002+ ozone layer depletion for PET 0% Recycled Content Item Substance 1 Name Amount (kg) Characterization Factor (kg CFC-11 per kg) Impact (kg CFC-11 Equiv.) 0.120 2.773E-13 0.730 7.364E-10 0.0200 1.315E-12 6.00 7.409E-08 12.00 5.935E-08 0.380 9.371E-18 1.000 1.012E-12 1.000 9.432E-11 0.940 7.677E-09 1.000 2.898E-10 0.0400 2.495E-14 0.0500 2.537E-09 Ethane, 1,1,1-trichloro-, 2.31E-12 HCFC-140 Methane, tetrachloro-, CFC2 1.01E-09 10 3 Methane, monochloro-, R-40 6.58E-11 Methane, 4 bromochlorodifluoro-, Halon 1.23E-08 1211 Methane, bromotrifluoro-, 5 4.95E-09 Halon 1301 6 Methane, bromo-, Halon 1001 2.47E-17 Methane, trichlorofluoro-, 7 1.01E-12 CFC-11 Ethane, 1,1,2-trichloro-1,2,28 9.43E-11 trifluoro-, CFC-113 Ethane, 1,2-dichloro-1,1,2,29 8.17E-09 tetrafluoro-, CFC-114 Methane, dichlorodifluoro-, 10 2.90E-10 CFC-12 Methane, dichlorofluoro-, 11 6.24E-13 HCFC-21 Methane, chlorodifluoro-, 12 5.07E-08 HCFC-22 Total kg CFC-11 Equivalent For Items In Table Reported kg CFC-11 Equivalent 1 1 Substances are from the SimaPro compartment "Air". 116 1.448E-07 1.448E-07 Table 21B: GaBi / Impact 2002+ ozone layer depletion for PET 0% Recycled Content Item Substance 1 Name Amount (kg) Characterization Factor (kg CFC-11 per kg) Impact (kg CFC11 Equiv.) 0.120 2.773E-13 0.730 7.364E-10 0.0200 1.315E-12 6.00 12.00 0.380 1.000 1.000 7.408E-08 5.935E-08 9.371E-18 1.012E-12 9.432E-11 0.940 7.677E-09 1.000 0.0400 0.0500 2.898E-10 2.495E-14 2.537E-09 1.448E-07 1.448E-07 1 1,1,1-Trichloroethane 2.31E-12 Carbon tetrachloride 2 1.01E-09 (tetrachloromethane) Chloromethane (methyl 3 6.58E-11 chloride) 4 Halon (1211) 1.23E-08 5 Halon (1301) 4.95E-09 6 Methyl bromide 2.47E-17 7 R 11 (trichlorofluoromethane) 1.01E-12 8 R 113 (trichlorofluoroethane) 9.43E-11 R 114 9 8.17E-09 (dichlorotetrafluoroethane) 10 R 12 (dichlorodifluoromethane) 2.90E-10 11 R 21 (Dichlorofluoromethane) 6.24E-13 12 R 22 (chlorodifluoromethane) 5.07E-08 Total kg CFC-11 Equivalent For Items In Table Reported kg CFC-11 Equivalent 1 Substances are from GaBi category "Organic emissions to air (group VOC)". Table 22: SimaPro naming differences for ozone depletion Substance Name Characterization Factor Name Impact 2002+ Variant Affected Methane, bromochlorodifluoro-, Halon 1211 Methane, bromochlorodifluoro-, Halon-1211 Old Methane, bromotrifluoro-, Halon 1301 Methane, bromotrifluoro-, Halon-1301 Old Methane, bromo-, Halon 1001 Methane, bromo-, Halon-1001 Old 1 Differences (spaces versus hyphens) between names are highlighted in bold text. 117 11.1.5 Respiratory Organics Simapro referred to this impact category as “Respiratory Organics”; however, GaBi referred to it as “Photochemical Oxidation”. In earlier work for this paper using the old SimaPro Impact 2002+ variant, Table 15 (section 10.3) showed GaBi reported an impact for photochemical oxidation/respiratory organics that was different from what SimaPro had by more than a factor of 10 when obtaining and disposing of 1 kg of PET with 0% recycled content. The data in Tables 23A and 23B using the new SimaPro Impact 2002+ variant show a much smaller difference, 0.00185 kg C2H4 equivalent for SimaPro and 0.00192 kg C2H4 equivalent for GaBi. Investigating the difference between the two SimaPro Impact 2002+ variants uncovered two more cases of mismatched names for characterization factors and substances, item 3 for “aldehydes, unspecified” and item 16 for “NMVOC, non-methane volatile organic compounds, unspecified origin”. One additional mismatch of names was discovered that is common between the variants, item 13 for “methane, fossil”. In all 3 cases the mismatch caused a characterization factor of zero to be used, resulting in no contribution to reported impact. Item 16 was the dominant impact contributor, causing most of the difference between Impact 2002+ variants in SimaPro. Item 13 accounted for most of the difference between the new SimaPro Impact 2002+ variant (Table 23A) and GaBi (Table 23B). See Table 24 for the difference in names. Tables 23A and 23B show that for items 3, 5, and 6 GaBi had zero for the characterization factors while SimaPro had non-zero values. The lack of any contribution from these 3 items to the impact reported by GaBi accounts for the remainder of the difference between SimaPro and GaBi. Item 5 is interesting in that 118 while GaBi assigned the mass to “Butane” which had no characterization factor in GaBi for this impact category, GaBi did have a characterization factor assigned to “Butane (nbutane) [Group NMVOC to air]” which matched the factor SimaPro used. Table 23A: SimaPro / Impact 2002+ respiratory organics for PET 0% Recycled Content Item Substance 2 Name Amount (kg) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Acetaldehyde 1.12E-06 Acetic acid 2.22E-04 Aldehydes, unspecified 1.40E-08 Benzene 9.77E-06 Butane 1.64E-05 Ethane 5.01E-05 Ethene 6.41E-05 Ethyl acetate 3.56E-06 Formaldehyde 4.07E-06 Heptane 1.83E-06 Hexane 6.02E-06 Hydrocarbons, aromatic 3.59E-04 Methane, fossil 1.36E-02 Methanol 1.24E-04 Methyl ethyl ketone 3.56E-06 NMVOC, non-methane volatile 16 organic compounds, 2.24E-03 unspecified origin 17 Pentane 2.14E-05 18 Propane 2.42E-05 19 Propene 2.67E-06 20 Toluene 4.81E-06 21 Xylene 6.47E-06 Total kg C2H4 Equivalent For Items In Table Reported C2H4 Equivalent 1 2 3 Characterization Factor (kg C2H4 per kg) 0.638 0.100 0.657 0.220 0.355 0.124 1.000 0.216 0.521 0.521 0.479 0.9859 0.00601 0.132 0.380 Impact (kg C2H4 Equiv.) 0.0000007 0.0000222 9.20E-09 0.0000021 0.0000058 0.0000062 0.0000641 0.0000008 0.0000021 0.0000010 0.0000029 0.0003535 3 0 0.0000163 0.0000014 0.601 0.0013450 0.400 0.180 1.117 0.638 1.038 0.0000085 0.0000043 0.0000030 0.0000031 0.0000067 0.001850 0.001855 Items in bold text differ in characterization factors between SimaPro and GaBi. All substances are from the SimaPro compartment "Air". Difference in substance and characterization factor names cause a zero. 119 Table 23B: GaBi / Impact 2002+ photochemical oxidation for PET 0% Recycled Content Characterization Substance Amount Factor Item 2 (kg) Name (kg C2H4 per kg) 1 Acetaldehyde (Ethanal) 1.12E-06 0.638 2 Acetic acid 2.22E-04 0.100 3 Aldehyde (unspecified) 1.40E-08 0 4 Benzene 9.77E-06 0.220 5 Butane 1.64E-05 0 6 Ethane 5.01E-05 0 7 Ethene (ethylene) 6.41E-05 1.000 Ethylene acetate (ethyl 8 3.56E-06 0.216 acetate) Formaldehyde 9 4.07E-06 0.521 (methanal) 10 Heptane (isomers) 1.83E-06 0.521 11 Hexane (isomers) 6.02E-06 0.479 Hydrocarbons, 12 3.59E-04 0.986 aromatic 13 Methane 1.36E-02 0.00601 14 Methanol 1.24E-04 0.132 Butanone (methyl ethyl 15 3.56E-06 0.380 ketone) 16 NMVOC (unspecified) 2.24E-03 0.601 17 Pentane (n-pentane) 2.14E-05 0.400 18 Propane 2.42E-05 0.180 19 Propene (propylene) 2.67E-06 1.117 Toluene (methyl 20 4.81E-06 0.638 benzene) Xylene (dimethyl 21 6.47E-06 1.038 benzene) Total kg C2H4 Equivalent For Items In Table 2 0.0000008 0.0000021 0.0000010 0.0000029 0.0003535 0.0000816 0.0000163 0.0000014 0.0013450 0.0000085 0.0000043 0.0000030 0.0000031 0.0000067 0.001919 0.001922 Reported C2H4 Equivalent 1 Impact (kg C2H4 Equiv.) 0.0000007 0.0000222 0 0.0000021 0 0 0.0000641 Items in bold text differ in characterization factors between SimaPro and GaBi. All substances are from the GaBi category "Organic emissions to air (group VOC)". 120 Table 24: SimaPro naming differences for respiratory organics Substance Name Characterization Factor Name Aldehydes, unspecified Aldehydes Methane, fossil Methane NMVOC, non-methane volatile organic NMVOC compounds, unspecified origin 1 Differences between names are highlighted in bold text. 121 Impact 2002+ Variant Affected Old Old and New Old 11.2 ReCiPe All comparisons for this section were done using ReCiPe Midpoint (H) version 1.06 with SimaPro 7.3.3, and ReCiPe Midpoint (H) version 1.05 with GaBi 5. These are the versions of ReCiPe that were supplied with the released versions of SimaPro and GaBi software available at the time of this study. 11.2.1 Human Toxicity ReCiPe data for the human toxicity category when obtaining and disposing of 1 kg of PET with 0% recycled content is given in Table 25A for SimaPro, and Table 25B for GaBi. Amounts listed at the bottom of the tables show that SimaPro reported 1.133 kg 1,4-DB equivalent while GaBi reported 0.3869 kg 1,4-DB equivalent, differing by a factor of 2.93. Totals for the 20 items in each table show they account for 97.8% of the impact reported by SimaPro, and 95.7% of the impact reported by GaBi. The majority of the difference between SimaPro and GaBi for human toxicity had to do with manganese emissions to water, items 12 and 19. SimaPro had non zero characterization factors for these items, allowing them to contribute to the reported impact. GaBi had no impact factors assigned, causing zeros to be used and resulting in no contribution to reported impact. The characterization factors used by SimaPro are the same as found in spreadsheet versions of ReCiPe 1.05, used by GaBi, and the more recent ReCiPe 1.08 files that were downloaded from the ReCiPe website (ReCiPe 2013). Items 1 through 7 in SimaPro had mass split between two different characterization factors, while GaBi had only a single entry for each item that accounted 122 for the same amount of mass. Furthermore, GaBi had a characterization factor for only one of these items, phosphorus (item 6). The remaining 6 emissions to air did not contribute to the impact reported by GaBi, yet they did contribute in SimaPro. All the characterization factors used by SimaPro were found to match the spreadsheets for ReCiPe 1.05 and ReCiPe 1.08. The last difference comes from item 8, phosphorus emissions to agricultural soil. GaBi did not have a characterization factor for this item, however, this had to do with the version of ReCiPe being used. There is no characterization factor for phosphorus emissions to agricultural soil in the spreadsheet for ReCiPe 1.05, but it is present in the spreadsheet version of ReCiPe 1.08. 123 Table 25A: SimaPro / ReCiPe human toxicity for PET 0% Recycled Content Substance Name Item 1A 1B 2A 2B 3A 3B 4A 4B 5A 5B 6A 6B 7A Name Compartment Arsenic air Sub-compartment(s) (unspecified), high. pop. low. pop.; low. pop., longArsenic air term Total arsenic in air: 6.14E-07 Cadmium air (unspecified); high. pop. low. pop.; low. pop., longCadmium air term Total cadmium in air: 2.39E-07 kg Lead air (unspecified); high. pop. low. pop.; low. pop., longLead air term Total lead in air: 1.91E-06 kg Mercury air (unspecified); high. pop. low. pop.; low. pop., longMercury air term Total mercury in air: 5.92E-08 Nickel air (unspecified); high. pop. low. pop.; low. pop., longNickel air term Total nickel in air: 9.26E-06 kg Phosphorus air (unspecified); high. pop. low. pop.; low. pop., longPhosphorus air term Total phosphorus in air: 1.43E-07 kg Vanadium air (unspecified); high. pop. 124 6.23E-08 Characterization Factor (kg 1,4-DB eq per kg) 51,300 3.20E-03 5.51E-07 72,000 3.97E-02 8.27E-08 36,000 2.98E-03 1.57E-07 45,200 7.08E-03 3.36E-07 15800 5.30E-03 1.57E-06 16200 2.55E-02 3.02E-08 518,000 1.56E-02 2.90E-08 56,600 1.64E-03 8.24E-06 439 3.62E-03 1.05E-06 66.9 7.02E-05 1.26E-07 18,800 2.36E-03 1.73E-08 14,800 2.56E-04 6.82E-06 3,490 2.38E-02 Amount (kg) Impact (kg 1,4DB eq) Table 25A (cont’d) low. pop.; low. pop., longterm Total vanadium in air: 6.91E-06 kg 8 Phosphorus soil agricultural 9 Phosphorus soil industrial 10 Antimony water groundwater, long-term 11 Barium water groundwater, long-term 12 Manganese water groundwater, long-term 13 Molybdenum water groundwater, long-term 14 Selenium water groundwater, long-term 15 Vanadium water groundwater, long-term 16 Zinc, ion water groundwater, long-term (unspecified); 17 Antimony water groundwater; river (unspecified); groundwater; 18 Arsenic, ion water groundwater, long-term, river (unspecified); 19 Manganese water groundwater; river 20 Selenium water groundwater; river Total kg 1,4-DB eq For Items In Table Reported kg 1,4-DB eq 7B 1 Vanadium air 9.10E-08 1,070 9.74E-05 2.43E-07 2.55E-07 4.64E-05 6.57E-05 8.62E-04 5.42E-06 4.85E-06 2.41E-04 2.41E-04 9,440 9,440 574 412 700 1,300 10,600 372 36.2 2.30E-03 2.40E-03 2.66E-02 2.71E-02 6.03E-01 7.05E-03 5.14E-02 8.96E-02 8.71E-03 2.05E-05 574 1.18E-02 9.31E-06 14,900 1.39E-01 5.25E-06 700 3.67E-03 3.76E-07 10,600 3.98E-03 1.108 1.133 Items in bold text differ in characterization factors between SimaPro and GaBi. 125 Table 25B: GaBi / ReCiPe human toxicity for PET 0% Recycled Content Substance Item Category 1 Heavy metals to air 2 Heavy metals to air 3 Heavy metals to air 4 Heavy metals to air 5 Heavy metals to air 6 Inorganic emissions to air 7 Heavy metals to air 8 Inorganic emissions to agricultural soil 9 Inorganic emissions to industrial soil 10 ecoinvent long-term to fresh water 11 ecoinvent long-term to fresh water 12 ecoinvent long-term to fresh water 13 ecoinvent long-term to fresh water 14 ecoinvent long-term to fresh water 15 ecoinvent long-term to fresh water 16 ecoinvent long-term to fresh water 17 Heavy metals to fresh water 18 Heavy metals to fresh water 19 Heavy metals to fresh water 20 Heavy metals to fresh water Total kg 1,4-DB eq For Items In Table Reported kg 1,4-DB eq 1 Name Arsenic (+V) Cadmium (+II) Lead (+II) Mercury (+II) Nickel (+II) Phosphorus Vanadium (+III) Phosphorus Phosphorus Antimony Barium Manganese (+II) Molybdenum Selenium Vanadium (+III) Zinc (+II) Antimony Arsenic (+V) Manganese (+II) Selenium Amount (kg) 6.14E-07 2.39E-07 1.91E-06 5.92E-08 9.29E-06 1.43E-07 6.91E-06 2.43E-07 2.55E-07 4.64E-05 6.57E-05 8.62E-04 5.42E-06 4.85E-06 2.41E-04 2.41E-04 2.05E-05 9.31E-06 5.25E-06 3.76E-07 Characterization Factor (kg 1,4-DB eq per kg) 0 0 0 0 0 18,800 0 0 9,440 574 412 0 1,300 10,600 372 36.2 574 14,900 0 10,600 Items in bold text differ in characterization factors between SimaPro and GaBi. 126 Impact (kg 1,4-DB eq) 0 0 0 0 0 2.69E-03 0 0 2.41E-03 2.66E-02 2.71E-02 0 7.05E-03 5.14E-02 8.96E-02 8.72E-03 1.18E-02 1.39E-01 0 3.98E-03 0.3701 0.3869 11.2.2 Ionizing Radiation ReCiPe data for the ionizing radiation category when obtaining and disposing of 1 kg of glass with 55.5% recycled content is given in Table 26A for SimaPro, and Table 26B for GaBi. SimaPro reported 0.1480 kg U235 equivalent while GaBi reported 0.0505 kg U235 equivalent, differing by a factor of 2.93. Totals for the 3 items in each table show they account for 99.6% of the impact reported by SimaPro, and 99.4% of the impact reported by GaBi. The only difference between software for this impact category was item 3, radon222 long-term emissions to air. SimaPro had a characterization factor that matched the one in the spreadsheets for ReCiPe 1.05 and ReCipe 1.08, GaBi had no characterization factor assigned. It should be noted that GaBi did assign the same factor as SimaPro for item 2, radon-222 emissions to air (short-term). 127 Table 26A: SimaPro / ReCiPe ionizing radiation for glass 55.5% Recycled Content Substance Item Name Compartment 1 Carbon-14 air 2 Radon-222 air 3 Radon-222 air Total kg U235 Equiv. For Items In Table Reported kg U235 Equiv. 1 Sub-compartment(s) low. pop. low. pop. low. pop., long-term Characterization Amount Factor (kBq) (kg U235 Equiv. per kBq) 4.79E-03 1.00E+01 2.04E+00 1.14E-03 8.53E+01 1.14E-03 Impact (kg U235 Equiv.) 4.79E-02 2.33E-03 9.72E-02 0.1474 0.1480 Items in bold text differ in characterization factors between SimaPro and GaBi. Table 26B: GaBi / ReCiPe ionizing radiation for glass 55.5% Recycled Content Substance Amount (kBq) Item Category Name 1 Radioactive emissions to air Carbon (C14) 2 Radioactive emissions to air Radon (Rn222) 3 ecoinvent long-term to air Radon (Rn222) Total kg U235 Equiv. For Items In Table Reported kg U235 Equiv. 1 4.79E-03 2.04E+00 8.53E+01 Characterization Factor (kg U235 Equiv. per kBq) 1.00E+01 1.14E-03 0 Items in bold text differ in characterization factors between SimaPro and GaBi. 128 Impact (kg U235 Equiv.) 4.79E-02 2.33E-03 0 0.0502 0.0505 11.2.3 Marine Ecotoxicity ReCiPe data for the marine ecotoxicity category when obtaining and disposing of 1 kg of corrugated board with 50% recycled content is given in Table 27A for SimaPro, and Table 27B for GaBi. SimaPro reported 0.008375 kg 1,4-DB equivalent while GaBi reported 0.005806 kg 1,4-DB equivalent, differing by a factor of 1.44. The 18 items in each table account for 97.4% of the impact reported by SimaPro, and 97.9% of the impact reported by GaBi. The majority of the difference between software came from item 9, manganese emissions to long-term groundwater. SimaPro had a non zero characterization factor for this item, allowing it to contribute to the reported impact. GaBi had no characterization factor assigned, causing a zero to be used and resulting in no contribution to reported impact. The 4.14 kg 1,4-DB equivalent per kg characterization factor used by SimaPro matched the factor found in the spreadsheet versions of ReCiPe 1.05 and ReCiPe 1.08. Another source of difference between software was that GaBi did not have characterization factors for any of the heavy metal emissions to air, items 1 through 4, so these did not contribute to the impact value reported by GaBi. The impact factors used by SimaPro matched those in the spreadsheet versions of ReCiPe 1.05 and ReCiPe 1.08. It should also be noted that SimaPro split the mass of each of these 4 items between two characterization factors; GaBi accounted for the mass of each item in a single entry per item. GaBi did not have a characterization factor for item 5, Chlorothalonil emissions to agricultural soil, resulting in no contribution to the impact reported by GaBi. The impact factor used by SimaPro matched the one in the spreadsheet versions of ReCiPe 1.05 129 and ReCiPe 1.08. GaBi did have a characterization factor for Chlorothalonil emissions to industrial soil. GaBi did not have a characterization factor for item 16, tributyltinoxide emissions to sea water, resulting in no contribution to the impact reported by GaBi. The impact factor used by SimaPro matched the one in the spreadsheet version of ReCiPe 1.05 for tributyltin compounds, and the one in the spreadsheet version of ReCiPe 1.08 for tributyltin-oxide to ocean. 130 Table 27A: SimaPro / ReCiPe marine ecotoxicity for corrugated board 50% Recycled Content Substance Name Item 1A 1B 2A 2B 3A 3B 4A 4B 5 6 7 8 9 10 11 12 Name Compartment Copper air Sub-compartment(s) (unspecified); high. pop. low. pop.; low. pop., Copper air long-term Total copper in air: 5.85E-7 kg Nickel air (unspecified); high. pop. low. pop.; low. pop., Nickel air long-term Total nickel in air: 9.63E-07 kg Vanadium air (unspecified); high. pop. low. pop.; low. pop., Vanadium air long-term Total vanadium in air: 3.02E-06 kg Zinc air (unspecified); high. pop. low. pop.; low. pop., Zinc' air long-term Total zinc in air: 1.16E-06 kg Chlorothalonil soil agricultural Barium water groundwater, long-term Beryllium water groundwater, long-term Cobalt water groundwater, long-term Manganese water groundwater, long-term Selenium water groundwater, long-term Vanadium, ion water groundwater, long-term Zinc, ion water groundwater, long-term 131 3.43E-07 Characterization Factor (kg 1,4-DB Equiv. per kg) 270 2.41E-07 388 9.36E-05 8.00E-07 87.8 7.02E-05 1.63E-07 125 2.04E-05 2.99E-06 71.8 2.15E-04 2.34E-08 102 2.38E-06 5.96E-07 22.4 1.33E-05 5.60E-07 32.3 1.81E-05 1.82E-05 2.69E-05 7.49E-07 9.06E-06 4.47E-04 1.55E-06 3.49E-06 6.63E-05 4.20 2.77 453 33.1 4.14 89.3 94.7 6.01 7.64E-05 7.45E-05 3.39E-04 3.00E-04 1.85E-03 1.38E-04 3.31E-04 3.99E-04 Amount (kg) Impact (kg 1,4-DB Equiv.) 9.27E-05 Table 27A (cont’d) 13 Arsenic, ion water 14 Bromine water 15 Nickel, ion water Tributyltin 16 water compounds 17 Zinc, ion water 18 Phosphorus water Total kg 1,4-DB Equiv. For Items In Table Reported kg 1,4-DB Equiv. 1 combined (unspecified); groundwater; river combined 2.23E-06 15.1 3.36E-05 3.66E-06 4.65 1.70E-05 3.94E-05 95.9 3.78E-03 ocean 8.42E-09 2060 1.74E-05 ocean river 1.99E-06 2.11E-05 69.6 6.71 1.38E-04 1.42E-04 0.008158 0.008375 Items in bold text differ in characterization factors between SimaPro and GaBi. 132 Table 27B: GaBi / ReCiPe marine ecotoxicity for corrugated board 50% Recycled Content Substance Amount (kg) Item Category 1 Heavy metals to air 2 Heavy metals to air 3 Heavy metals to air 4 Heavy metals to air 5 Pesticides to agricultural soil 6 ecoinvent long-term to fresh water 7 ecoinvent long-term to fresh water 8 ecoinvent long-term to fresh water 9 ecoinvent long-term to fresh water 10 ecoinvent long-term to fresh water 11 ecoinvent long-term to fresh water 12 ecoinvent long-term to fresh water 13 Heavy metals to fresh water 14 Inorganic emissions to fresh water 15 Heavy metals to fresh water 16 Pesticides to sea water 17 Heavy metals to sea water 18 Inorganic emissions to fresh water Total kg 1,4-DB Equiv. For Items In Table Reported kg 1,4-DB Equiv. 1 Name Copper (+II) Nickel (+II) Vanadium (+III) Zinc (+II) Chlorothalonil Barium Beryllium Cobalt Manganese (+II) Selenium Vanadium (+III) Zinc (+II) Arsenic (+V) Bromine Nickel (+II) Tributyltinoxide Zinc (+II) Phosphorus 5.85E-07 9.63E-07 3.02E-06 1.16E-06 1.82E-05 2.68E-05 7.45E-07 9.06E-06 4.47E-04 1.58E-06 3.50E-06 6.52E-05 2.22E-06 3.66E-06 3.94E-05 8.42E-09 1.99E-06 2.11E-05 Items in bold text differ in characterization factors between SimaPro and GaBi. 133 Characterization Factor (kg 1,4-DB Equiv. per kg) 0 0 0 0 0 2.77 453 33.1 0 89.3 94.7 6.01 15.1 4.65 95.9 0 69.6 6.71 Impact (kg 1,4-DB Equiv.) 0 0 0 0 0 7.44E-05 3.37E-04 3.00E-04 0 1.41E-04 3.31E-04 3.92E-04 3.35E-05 1.70E-05 3.78E-03 0 1.38E-04 1.42E-04 0.005684 0.005806 11.2.4 Marine Eutrophication ReCiPe data for the marine eutrophication category when obtaining and disposing of 1 kg of aluminum with 50% recycled content is given in Table 28A for SimaPro, and Table 28B for GaBi. SimaPro reported 0.001056 kg N equivalent while GaBi reported 0.004979 kg N equivalent, differing by a factor of 4.71. The 12 items in each table account for 99.9% of the impact reported by SimaPro, and effectively 100% of the impact reported by GaBi. The majority of the difference between software came from the characterization factors for item 2, nitrogen oxide emissions to air. GaBi used a factor of 0.389, 10 times the value of 0.039 that SimaPro used. The characterization factor used by SimaPro matched the one in the spreadsheet versions of ReCiPe 1.05 and ReCiPe 1.08. The next issue between the software was the characterization factors for items 5 and 11, organic bound nitrogen emissions to long-term groundwater and to ocean water. SimaPro used characterization factors of 1.00, which matched the factors in the spreadsheets for ReCiPe 1.05 and ReCiPe 1.08. GaBi had no characterization factor assigned, so these items did not contribute to the impact reported by GaBi. GaBi did use a characterization factor of 1.00 for organic bound nitrogen emission to fresh water (short-term), item 12. SimaPro used a characterization factor of 0.23 for item 9, nitrate emissions to ocean (sea) water, which matched the factor in the spreadsheet version of ReCiPe 1.08. The spreadsheet version of ReCiPe 1.05 had a factor of 0.226, making it appear that at some point between the 1.05 and 1.08 versions the factor was rounded off or adjusted upward. GaBi did not have a characterization factor assigned for nitrate 134 emissions to sea water; however, it did use the 0.226 factor for nitrate emissions to fresh water, item 8. GaBi did not have a characterization factor for item 7, cyanide emissions to fresh water, which is in agreement with the spreadsheet version of ReCiPe 1.05. SimaPro used a factor of 0.54, which agrees with the spreadsheet for ReCiPe 1.08. 135 Table 28A: SimaPro / ReCiPe marine eutrophication for aluminum 50% Recycled Content Substance Name Item 2.08E-04 0.092 1.92E-05 1.13E-02 0.039 4.39E-04 1.61E-06 2.21E-03 0.780 0.230 1.26E-06 5.08E-04 2.63E-06 1.00 2.63E-06 9.59E-06 0.780 7.48E-06 2.18E-06 1.10E-04 8.64E-06 2.62E-05 0.540 0.230 0.230 1.00 1.18E-06 2.53E-05 1.99E-06 2.62E-05 ocean 2.15E-06 1.00 2.15E-06 river 2.11E-05 1.00 2.11E-05 Compartment 1 Ammonia air 2 Nitrogen oxides air 3 4 Ammonium ion water water (unspecified); high. pop.; low. pop. (unspecified); high. pop.; low. pop. groundwater, long-term groundwater, long-term water groundwater, long-term 6 7 8 9 10 2 Nitrate Nitrogen, organic bound Ammonium ion, to water, river Cyanide 2 water water water water water Nitrate Nitrate Nitrogen Nitrogen, 11 water organic bound Nitrogen, 12 water organic bound Total kg N Equiv. For Items In Table Reported kg N Equiv. 2 Impact (kg N Equiv.) Name 5 1 Amount (kg) Characterization Factor (kg N Equiv. per kg) Sub-compartment(s) (unspecified); groundwater; river river groundwater, river ocean river 0.001055 0.001056 Items in bold text differ in characterization factors between SimaPro and GaBi. Characterization factor appears rounded to two digit accuracy versus 3 digit in GaBi. 136 Table 28B: GaBi / ReCiPe marine eutrophication for aluminum 50% Recycled Content Substance Item Amount (kg) Characterization Factor Impact (kg N Equiv. per (kg N Equiv.) kg) 0.0920 1.92E-05 Category Name 1 Inorganic emissions to air Ammonia 2.08E-04 2 Inorganic emissions to air Nitrogen oxides 1.13E-02 0.389 4.38E-03 3 ecoinvent long-term to fresh water 1.61E-06 0.778 1.25E-06 4 ecoinvent long-term to fresh water 2.21E-03 0.226 4.99E-04 5 ecoinvent long-term to fresh water 2.63E-06 0 0 6 Inorganic emissions to fresh water 9.59E-06 0.778 7.46E-06 7 8 9 10 Inorganic emissions to fresh water Inorganic emissions to fresh water Inorganic emissions to sea water Inorganic emissions to fresh water 2.21E-06 1.10E-04 8.64E-06 2.62E-05 0 0.226 0 1.00 0 2.49E-05 0 2.62E-05 11 Inorganic emissions to sea water 2.15E-06 0 0 12 Inorganic emissions to fresh water 2.11E-05 1.00 2.11E-05 Ammonium / ammonia Nitrate Nitrogen organic bounded Ammonium / ammonia Cyanide Nitrate Nitrate Nitrogen Nitrogen organic bounded Nitrogen organic bounded Total kg N Equiv. For Items In Table Reported kg N Equiv. 1 0.004979 0.004979 Items in bold text differ in characterization factors between SimaPro and GaBi. 137 11.2.5 Water Depletion ReCiPe data for the water depletion category when obtaining and disposing of 1 kg of aluminum with 50% recycled content is given in Table 29A for SimaPro, and Table 29B for GaBi. SimaPro reported 0.03174 m3 of water while GaBi reported 165.1 m3, differing by a factor of 5,200. The 7 items in each table account for 100% of the impact reported by both programs. The greatest difference between results occurred due to item 6, “water, turbine use, unspecified natural origin/m3”. Tracing this resource backward through SimaPro, it appears to be water flowing through electrical power generation turbines. GaBi had a characterization factor of 1.00 for this item, and as such it is included in the impact reported by GaBi. SimaPro had a characterization factor of zero, so it did not contribute to the impact reported by SimaPro. Water going through a turbine had a zero characterization factor in the spreadsheet for ReCiPe 1.05, the version used with GaBi, but was changed to a factor of 1.00 in the spreadsheet for ReCiPe 1.08. SimaPro split the volume of item 1 into two parts, one part with a characterization factor of 1.00 and the other with a zero factor, while GaBi combined the volume into a single entry with a characterization facto of 1.00. The spreadsheet for ReCiPe 1.05 agreed with SimaPro; however, the spreadsheet for ReCiPe 1.08 agreed with GaBi. This seems strange since the GaBi version is stated as being ReCiPe 1.05, while the SimaPro version is stated as being ReCiPe 1.06. Items 4 and 5 in the tables had characterization factors of 1.00 for GaBi, and factors of zero for SimaPro. In both cases the spreadsheets for ReCiPe 1.05 and ReCiPe 1.08 matched SimaPro. 138 Table 29A: SimaPro / ReCiPe water depletion for aluminum 50% Recycled Content Substance 2 Name Item Water, cooling, unspecified natural origin/m3 3 Water, unspecified natural origin/m , raw 1A 1B Total Water, unspecified: 1.31E-01 m 2 Water, lake 3 Water, river 4 Water, salt, ocean 5 Water, salt, sole Water, turbine use, unspecified natural 6 origin/m3 7 Water, well, in ground, raw Total m3 For Items In Table Reported m3 1 2 Amount 3 (m ) Characteriza tion Factor 3 3 (m per m ) Impact 3 (m ) 1.22E-01 0 0 9.47E-03 1.00 0.009472 8.38E-05 1.80E-02 2.37E-03 4.78E-04 1.00 1.00 0 0 0.000084 0.018023 0 0 1.65E+02 0 0 4.16E-03 1.00 0.004157 0.03174 0.03174 3 Items in bold text differ in characterization factors between SimaPro and GaBi. All substances are from the SimaPro compartment "Raw". Table 29B: GaBi / ReCiPe water depletion for aluminum 50% Recycled Content 6 7 1.31E-01 8.38E-05 1.80E-02 2.37E-03 4.78E-04 0.131352 0.000084 0.018023 0.002371 0.000478 1.65E+02 1.00 164.9 4.16E-03 1.00 0.004157 165.1 Amount 3 (m ) Water Water (lake water) Water (lake river) Water (sea water) Water, salt, sole Water, turbine use, unspecified natural origin Water (ground water) Item 1 2 3 4 5 Characterization Factor 3 3 (m per m ) 1.00 1.00 1.00 1.00 1.00 Substance 2 Name 3 Total m For Items In Table Reported m 1 2 3 Impact 3 (m ) 165.1 Items in bold text differ in characterization factors between SimaPro and GaBi. All substances are from the GaBi category "Renewable resources". 139 11.3 TRACI 2 All comparisons for TRACI 2 were done using versions of the methodology supplied with the released versions of SimaPro and GaBi software available at the time. Comments in the SimaPro 7.3.3 method file for TRACI 2 state a version number of 4.00, with the last change occurring in 2012. There were no accessible comments or notes for the GaBi 5 implementation of TRACI 2. A spreadsheet containing the characterization factors for TRACI 2.1 was obtained for reference purposes from the EPA, the U.S. governmental agency responsible for the development of the TRACI methodology. 11.3.1 Ecotoxicity TRACI 2 data for the ecotoxicity category when obtaining and disposing of 1 kg of glass with 55.5% recycled content is given in Table 30A for SimaPro, and Table 30B for GaBi. SimaPro reported 0.850 CTUe (Comparative Toxic Units, ecotoxicity potential) while GaBi reported 4.811 CTUe, differing by a factor of 5.66. The 43 items in each table account for 98.5% of the impact reported by SimaPro, and 99.8% of the impact reported by GaBi. A total of 24 of the 43 items in each table differ significantly in impact contribution between SimaPro and GaBi. The largest contributors to the difference in reported results came from items 31, 25, 30, and 39, in order of largest difference first. These were all metal ion emissions to water: zinc, copper, vanadium, and nickel. In all 4 cases GaBi had a non zero characterization factor assigned, while SimaPro had no factors assigned. The result was that these items contributed to the impact reported by GaBi, but not to the impact reported by SimaPro. For zinc, copper and nickel (items 31, 25, 140 and 39) GaBi matched the characterization factors assigned to the substances in the spreadsheet version of TRACI 2.1. For vanadium, item 30, GaBi used the characterization factor for vanadium (V) from the spreadsheet version of TRACI 2.1. These same relationships between GaBi and the spreadsheet hold true for items 43, 37, and 42, which were smaller emissions of zinc, copper, and vanadium to other classifications of water. While the aforementioned substances account for the large majority of difference in results between software for this comparison, there are 7 more instances where GaBi had non zero characterization factors while SimaPro used zeros. These could become significant in other comparisons as the mix of substances involved shift. For cobalt emissions to water in item 24, GaBi used the TRACI 2.1 characterization factor for cobalt (II). For silver ion, or silver, emissions to water in items 27 and 40, GaBi used the TRACI 2.1 characterization factor of silver (I). For cadmium ion, or cadmium (+II), emissions to water in item 35, GaBi matched the characterization factor for this substance in TRACI 2.1. For tin ion, or tin (+IV), emissions to water in items 29 and 41, GaBi used the TRACI 2.1 characterization factor of tin (II). For tin emissions to agricultural soil in item 15, GaBi again used the characterization factor of tin (II). There are 5 instances shown in the tables where SimaPro had non zero characterization factors while GaBi used zeros. Two of these, items 3 and 12, were for chromium emissions to air and agricultural soil. In both cases it appears SimaPro used the average of the TRACI 2.1 spreadsheet characterization factors for chromium (III) and chromium (VI). The remaining 3 cases where GaBi had a zero characterization 141 factor, items 10, 17, and 21, all involved barium. SimaPro used the TRACI 2.1 spreadsheet factor for barium (II). There are 4 instances where SimaPro and GaBi both have non zero characterization factors that do not match; these all involved antimony. For items 1, 9, 20, and 32 SimaPro used the TRACI 2.1 spreadsheet characterization factors for antimony (V), while GaBi used the factors for antimony (III). The characterization factors for antimony (V) are approximately 155 times those of antimony (III). 142 Table 30A: SimaPro / TRACI 2 ecotoxicity for glass 55.5% Recycled Content Substance Item Name Compartment 1 Antimony 2 Arsenic 3 Chromium 4 Copper 5 Nickel 2 2 2 7 Vanadium 8 Zinc air air 2 Selenium 9 10 11 12 13 14 15 16 17 18 19 20 air 2 6 air air air 2 2 Antimony Barium Chlorothalonil Chromium Copper Nickel Tin Zinc Barium Copper Zinc Antimony air air soil soil soil soil soil soil soil soil soil soil soil water Sub-compartment(s) high. pop.; low. pop.; low. pop., long-term high. pop.; low. pop.; low. pop., long-term (unspecified); high. pop.; low. pop. (unspecified); high. pop.; low. pop.; low. pop., long-term (unspecified); high. pop.; low. pop.; low. pop., long-term high. pop.; low. pop. high. pop.; low. pop.; low. pop., long-term (unspecified); high. pop.; low. pop.; low. pop., long-term agricultural agricultural agricultural agricultural agricultural agricultural agricultural agricultural industrial (unspecified) (unspecified); industrial groundwater, long-term 143 Amount (kg) Characterization Factor(s) (CTUe per kg) Impact (CTUe) 7.78E-08 76,200 to 76,800 0.0059 1.61E-07 16,900 to 17,100 0.0027 4.11E-07 21,200 to 21,300 0.0087 4.95E-07 23,100 to 23,300 0.0115 4.06E-07 6,080 to 6,140 0.0025 7.36E-06 2,960 0.0218 5.41E-07 46,200 to 46,700 0.0250 7.73E-07 16,700 to 16,900 0.0130 1.01E-07 1.92E-06 9.82E-08 1.70E-07 2.60E-07 1.36E-07 1.98E-07 2.78E-07 2.02E-06 5.07E-08 2.35E-07 5.47E-07 95,800 763 57800 26,600 29,200 7,660 0 21,100 763 29,200 21,100 190,000 0.0096 0.0015 0.0057 0.0045 0.0076 0.0010 0 0.0059 0.0015 0.0015 0.0050 0.1039 Table 30A (cont’d) 21 22 23 24 25 26 27 28 29 30 31 32 Barium Beryllium Chromium VI Cobalt Copper, ion Lead Silver, ion Thallium Tin, ion Vanadium, ion Zinc, ion Antimony water water water water water water water water water water water water 33 Arsenic, ion water 34 Barium water 35 Cadmium, ion water 36 37 Chromium VI Copper, ion water water 38 Mercury water 39 Nickel, ion water 40 Silver, ion water 41 Tin, ion water 42 Vanadium, ion water 43 Zinc, ion water Total CTUe For Items In Table Reported CTUe groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term (unspecified); groundwater; river groundwater; groundwater, longterm; river river (unspecified); groundwater; groundwater, long-term; river groundwater; river (unspecified); groundwater; river (unspecified); groundwater; groundwater, long-term; river (unspecified); groundwater; groundwater, long-term; river (unspecified); groundwater; river groundwater; river groundwater; ocean; river (unspecified); groundwater; river 144 1.06E-05 3.06E-07 2.45E-06 5.26E-06 1.35E-05 1.35E-05 2.65E-08 1.16E-07 1.37E-06 4.75E-06 6.34E-05 4.49E-07 1,530 3,720 105,000 0 0 375 0 35,400 0 0 0 190,000 0.0163 0.0011 0.2568 0 0 0.0051 0 0.0041 0 0 0 0.0853 3.12E-06 40,400 0.1262 4.76E-06 1,530 0.0073 7.38E-07 0 0 9.03E-07 3.17E-07 105,000 0 0.0948 0 6.22E-08 22,100 0.0014 2.49E-05 0 0 5.22E-09 3.70E-07 3.30E-08 1.07E-06 0 0 0 0 0 0 0 0 0.837 0.850 Table 30A (cont’d) 1 2 Items in bold text differ in characterization factors between SimaPro and GaBi. Characterization factors vary with sub-compartments, maximum variation does not exceed 2%. Table 30B: GaBi / TRACI 2 ecotoxicity for glass 55.5% Recycled Content Item Substance 1 2 Category Heavy metals to air Heavy metals to air 3 Heavy metals to air 4 5 6 7 8 9 10 11 Heavy metals to air Heavy metals to air Heavy metals to air Heavy metals to air Heavy metals to air Heavy metals to agricultural soil Inorganic emissions to agricultural soil Pesticides to agricultural soil 12 Heavy metals to agricultural soil 13 14 15 16 17 Heavy metals to agricultural soil Heavy metals to agricultural soil Heavy metals to agricultural soil Heavy metals to agricultural soil Inorganic emissions to industrial soil Name Antimony Arsenic (+V) Chromium (unspecified) Copper (+II) Nickel (+II) Selenium Vanadium (+III) Zinc (+II) Antimony Barium Chlorothalonil Chromium (unspecified) Copper (+II) Nickel (+II) Tin (+IV) Zinc (+II) Barium 145 Amount (kg) Characterization Impact Factor (CTUe) (CTUe per kg) 7.78E-08 1.61E-07 491 17,000 0.0000 0.0027 4.11E-07 0 0 4.95E-07 4.06E-07 7.36E-06 5.42E-07 7.73E-07 1.01E-07 1.92E-06 9.82E-08 23,200 6,110 2,980 46,400 16,800 615 0 57,800 0.0115 0.0025 0.0219 0.0251 0.0130 0.0001 0 0.0057 1.70E-07 0 0 2.60E-07 1.36E-07 1.98E-07 2.78E-07 2.02E-06 29,200 7,660 1,710 21,100 0 0.0076 0.0010 0.0003 0.0059 0 Table 30B (cont’d) 18 Heavy metals to industrial soil 19 Heavy metals to industrial soil 20 ecoinvent long-term to fresh water 21 ecoinvent long-term to fresh water 22 ecoinvent long-term to fresh water 23 ecoinvent long-term to fresh water 24 ecoinvent long-term to fresh water 25 ecoinvent long-term to fresh water 26 ecoinvent long-term to fresh water 27 ecoinvent long-term to fresh water 28 ecoinvent long-term to fresh water 29 ecoinvent long-term to fresh water 30 ecoinvent long-term to fresh water 31 ecoinvent long-term to fresh water 32 Heavy metals to fresh water 33 Heavy metals to fresh water 34 Inorganic emissions to fresh water 35 Heavy metals to fresh water 36 Heavy metals to fresh water 37 Heavy metals to fresh water 38 Heavy metals to fresh water 39 Heavy metals to fresh water 40 Heavy metals to fresh water 41 Heavy metals to fresh water 42 Heavy metals to fresh water 43 Heavy metals to fresh water Total CTUe For Items In Table Reported CTUe 1 Copper (+II) Zinc (+II) Antimony Barium Beryllium Chromium (+VI) Cobalt Copper (+II) Lead (+II) Silver Thallium Tin (+IV) Vanadium (+III) Zinc (+II) Antimony Arsenic (+V) Barium Cadmium (+II) Chromium (+VI) Copper (+II) Mercury (+II) Nickel (+II) Silver Tin (+IV) Vanadium (+III) Zinc (+II) 5.10E-08 2.35E-07 5.47E-07 1.06E-05 3.06E-07 2.45E-06 5.26E-06 1.35E-05 1.35E-05 2.65E-08 1.16E-07 1.37E-06 4.75E-06 6.34E-05 4.49E-07 3.16E-06 4.77E-06 7.38E-07 9.22E-07 3.17E-07 6.22E-08 2.49E-05 5.22E-09 3.70E-07 3.30E-08 1.07E-06 Items in bold text differ in characterization factors between SimaPro and GaBi. 146 29,200 21,100 1,222 0 3,720 105,000 4,100 55,200 375 194,000 35,400 2,980 113,000 38,600 1,220 40,400 0 9,710 105,000 55,200 22,100 14,900 194,000 2,980 113,000 38,600 0.0015 0.0050 0.0007 0 0.0011 0.2573 0.0216 0.7452 0.0051 0.0051 0.0041 0.0041 0.5368 2.4472 0.0005 0.1277 0 0.0072 0.0968 0.0175 0.0014 0.3710 0.0010 0.0011 0.0037 0.0413 4.801 4.811 11.3.2 Global Warming TRACI 2 data for the global warming category when obtaining and disposing of 1 kg of corrugated board with 50% recycled content is given in Table 31A for SimaPro, and Table 31B for GaBi. SimaPro reported 0.984 kg CO2 equivalent while GaBi reported 0.734 kg CO2 equivalent, differing by a factor of 1.34. The 6 items in each table account for 99.8% of the impact reported by SimaPro, and 99.5% of the impact reported by GaBi. The differences for this impact category came from GaBi including biotic carbon dioxide, biotic methane, and a credit for carbon sequestration in its reported impact, while SimaPro did not. The credit was taken in item 1, where carbon dioxide removed from the air and sequestered in the biomass used to produce the corrugated board got an effective characterization factor of -1.00 from GaBi, and a factor of zero from SimaPro. Item 2 covered biotic carbon dioxide where GaBi assigned a characterization factor of 1.00, and SimaPro a zero. Item 5 covered biotic methane where GaBi assigned a characterization factor of 25.0, and SimaPro another zero. The spreadsheet version of TRACI 2.1 had characterization factors of 1.00 for carbon dioxide, and 25.0 for methane; however, there were no references for biotic carbon dioxide, biotic methane, or providing a credit for carbon sequestration. The only guideline for including biotic carbon, biotic methane, and carbon sequestration credit given in the paper discussing the TRACI 2 methodology (Bare 2011) was a reference to a 100-year time horizon for global warming potential. 147 Table 31A: SimaPro / TRACI 2 global warming for corrugated board 50% Recycled Content Name Compartment Sub-compartment(s) Amount (kg) Carbon dioxide, in air Carbon dioxide, biogenic Carbon dioxide, fossil Dinitrogen monoxide Methane, biogenic Methane, fossil air (combined) -1.36E+00 Characterization Factor (kg CO2 Equiv. per kg) 0 air (combined) 9.53E-01 0 0 air air air air (combined) (combined) (combined) (combined) 9.16E-01 6.09E-05 7.13E-03 1.95E-03 1.00 298 0 25.0 Total kg CO2 Equiv. For Items In Table 0.916 0.018 0 0.049 0.983 Reported kg CO2 Equiv. 0.984 Substance Item 1 2 3 4 5 6 1 Items in bold text differ in characterization factors between SimaPro and GaBi. 148 Impact (kg CO2 Equiv.) 0 Table 31B: GaBi / TRACI 2 global warming for corrugated board 50% Recycled Content Characterization Factor (kg CO2 eq per kg) Impact (kg CO2 eq) Carbon Dioxide 1.38E+00 -1.00 -1.380 Substance Item Category Name Amount (kg) 1 Renewable Resources 2 Inorganic emissions to air Carbon Dioxide (biotic) 9.79E-01 1.00 0.979 3 Inorganic emissions to air Carbon Dioxide 9.16E-01 1.00 0.916 4 Inorganic emissions to air 6.10E-05 298 0.018 5 Organic emissions to air (group VOC) 5.94E-03 25.0 0.149 6 Organic emissions to air (group VOC) 1.95E-03 25.0 Total kg CO2 eq For Items In Table 0.049 0.730 Reported kg CO2 eq 0.734 1 Nitrous Oxide (laughing gas) Methane (biotic) Methane Items in bold text differ in characterization factors between SimaPro and GaBi. 149 11.3.3 Non Carcinogens TRACI 2 data for the non carcinogens category when obtaining and disposing of 1 kg of PET with 0% recycled content is given in Table 32A for SimaPro, and Table 32B for GaBi. SimaPro reported 4.43E-07 CTUh (Comparative Toxic Units, human toxicity potential) while GaBi reported 7.96E-07 CTUh, differing by a factor of 1.80. The 17 items in each table account for 99.0% of the impact reported by SimaPro, and 99.1% of the impact reported by GaBi. SimaPro characterization factors for chromium emissions to air in item 3 appear to be the average of the TRACI 2.1 spreadsheet factors for chromium (III) and chromium (VI), GaBi had no factor assigned for this item. SimaPro impact factors for barium emissions to water in items 9 and 14 were the same as the TRACI 2.1 spreadsheet factor for barium (II) to freshwater; GaBi had no factor assigned for these items. All 3 of these items contributed to the impact reported by SimaPro, but not to the impact reported by GaBi. The GaBi characterization factor for vanadium ion, or vanadium (+III), emissions to water in item 10 matched the TRACI 2.1 spreadsheet factor for vanadium (V) to freshwater. No factor for vanadium (+III) was found in the TRACI 2.1 spreadsheet. SimaPro did not have a factor assigned for this item, so it did not contribute to the impact reported by SimaPro. GaBi characterization factors for zinc ion, or zinc (+II), emissions to water in items 11 and 17 matched the TRACI 2.1 spreadsheet factor for zinc(II). The GaBi characterization factor for cadmium ion, or cadmium (+II), emissions to water in item 15 matched the TRACI 2.1 spreadsheet factor for cadmium(II). SimaPro did not have 150 factors assigned for these items, so they did not contribute to the impact reported by SimaPro. . 151 Table 32A: SimaPro / TRACI 2 non carcinogens for PET 0% Recycled Content Substance Item Name Compartment 2 1 Arsenic 2 Cadmium 3 Chromium 4 Lead 5 Mercury 6 Zinc air 2 air 3 air 2 air 2 2 air air 7 8 9 10 11 12 Zinc Antimony Barium Vanadium, ion Zinc, ion Antimony soil water water water water water 13 Arsenic, ion water Sub-compartment(s) (unspecified); high. pop.; low. pop.; low. pop., long-term (unspecified)l high. pop.; low. pop. (unspecified)l high. pop.; low. pop. (unspecified); high. pop.; low. pop.; low. pop., long-term (unspecified); high. pop.; low. pop.; low. pop., long-term (unspecified); high. pop.; low. pop.; low. pop., long-term agricultural groundwater, long-term groundwater, long-term groundwater, long-term groundwater, long-term groundwater; river groundwater; groundwater, longterm; river 152 Amount (kg) Characterization Factor(s) (CTUh per kg) Impact (CTUh) 6.14E-07 1.65E-02 to 1.71E-02 1.02E-08 2.38E-07 4.45E-02 to 4.65E-02 1.09E-08 8.05E-06 4.15E-5 to 2.08E-4 1.55E-09 1.91E-06 9.32E-03 to 9.57E-03 1.82E-08 5.92E-08 8.15E-01 to 8.55E-01 4.98E-08 3.55E-06 1.52E-02 to 1.60E-02 5.60E-08 4.33E-08 4.64E-05 6.57E-05 2.41E-04 2.41E-04 2.05E-05 4.35E-02 3.64E-04 9.82E-05 0 0 3.64E-04 1.88E-09 1.69E-08 6.46E-09 0 0 7.47E-09 9.31E-06 2.74E-02 2.55E-07 Table 32A (cont’d) 14 Barium water 15 Cadmium, ion water 16 Mercury water 17 Zinc, ion water (unspecified); groundwater; river groundwater; groundwater, longterm; river groundwater; groundwater, longterm; river (unspecified); groundwater; river 5.21E-06 9.82E-05 5.11E-10 4.55E-06 0 0 2.99E-07 1.42E-02 4.25E-09 2.67E-06 0 0 Total CTUh For Items In Table Reported CTUh 1 2 3 4.39E-07 4.43E-07 Items in bold text differ in characterization factors between SimaPro and GaBi. Characterization factors vary with sub-compartments, maximum variation does not exceed 5%. Characterization factors vary with sub-compartments by a multiple of 5. 153 Table 32B: GaBi / TRACI 2 non carcinogens for PET 0% Recycled Content Item Substance 1 2 Category Heavy metals to air Heavy metals to air 3 Heavy metals to air 4 Heavy metals to air 5 Heavy metals to air 6 Heavy metals to air 7 Heavy metals to agricultural soil 8 ecoinvent long-term to fresh water 9 ecoinvent long-term to fresh water 10 ecoinvent long-term to fresh water 11 ecoinvent long-term to fresh water 12 Heavy metals to fresh water 13 Heavy metals to fresh water 14 Inorganic emissions to fresh water 15 Heavy metals to fresh water 16 Heavy metals to fresh water 17 Heavy metals to fresh water Total CTUh For Items In Table Reported CTUh 1 Name Arsenic (+V) Cadmium (+II) Chromium (unspecified) Lead (+II) Mercury (+II) Zinc (+II) Zinc (+II) Antimony Barium Vanadium (+III) Zinc (+II) Antimony Arsenic (+V) Barium Cadmium (+II) Mercury (+II) Zinc (+II) Amount (kg) Characterization Factor(s) (CTUh per kg) Impact (CTUh) 6.14E-07 2.39E-07 1.68E-02 4.55E-02 1.03E-08 1.09E-08 8.05E-06 0 0 1.91E-06 5.92E-08 3.55E-06 4.33E-08 4.64E-05 6.57E-05 2.41E-04 2.41E-04 2.05E-05 9.31E-06 5.21E-06 4.55E-06 3.00E-07 2.67E-06 9.44E-03 8.35E-01 1.56E-02 4.35E-02 3.64E-04 0 1.94E-04 1.28E-03 3.64E-04 2.73E-02 0 4.27E-04 1.42E-02 1.28E-03 1.80E-08 4.94E-08 5.54E-08 1.88E-09 1.69E-08 0 4.68E-08 3.08E-07 7.46E-09 2.54E-07 0 1.94E-09 4.26E-09 3.42E-09 7.89E-07 7.96E-07 Items in bold text differ in characterization factors between SimaPro and GaBi. 154 11.3.4 Respiratory Effects TRACI 2 data for the respiratory effects category when obtaining and disposing of 1 kg of aluminum with 50% recycled content is given in Table 33A for SimaPro, and Table 33B for GaBi. SimaPro reported 0.0120 kg PM10 equivalent while GaBi reported 0.0210 kg PM10 equivalent, differing by a factor of 1.75. The 5 items in each table account for 100% of the impacts reported by SimaPro and GaBi. Perhaps the most interesting aspect of how this category was handled in SimaPro and GaBi isn’t a difference that occurred between them, but rather it is a similarity; both software programs reported the impact for this category in terms of kg PM10 equivalent. This is surprising because the TRACI 2.1 spreadsheet only provides characterization factors that use kg PM2.5 equivalent as the reference substance. A check of the user’s manual for TRACI 2 (Bare 2012) confirmed that the expected reference is kg PM2.5 equivalent. After further investigation, a comment was found in the paper introducing TRACI 2 (Bare 2011) that stated the original TRACI methodology for this impact category was changed for TRACI 2, going from PM10 based to PM2.5 based. GaBi assigned a characterization factor of 1.00 to item 1, particles > 10 μm, while SimaPro had no factor assigned, so this item only contributed to the impact reported by GaBi. Item 2, particles between 2.5 μm and 10μm, is assigned a characterization factor of 1.00 by SimaPro, and a factor of 1.67 by GaBi. This means the mass for this item had proportionally more effect on the impact reported by GaBi than the impact reported by SimaPro. SimaPro and GaBi agreed the characterization factor for item 3, particles < 2.5 μm, should be 1.67. Since the spreadsheet for TRACI 2.1 listed a different reference 155 substance, it did not provide any insight regarding the discrepancies in characterization factors between SimaPro and GaBi for this impact category. 156 Table 33A: SimaPro / TRACI 2 respiratory effects for aluminum 50% Recycled Content Substance Item Name Compartment Sub-compartment(s) Amount (kg) 0 Impact (kg PM10 Equiv.) 0 1.00 3.80E-03 1.67 0.0265 0.167 4.39E-03 2.99E-04 3.51E-03 0.0120 0.0120 Characterization Factor (kg PM10 Equiv. per kg) Particulates > 10 μm air (combined) 6.45E-03 Particulates > 2.5 μm 2 air (combined) 3.80E-03 and < 10 μm 3 Particulates < 2.5 μm air (combined) 2.63E-03 4 Nitrogen oxides air (combined) 1.13E-02 5 Sulfur dioxide air (combined) 2.11E-02 Total kg PM10 Equiv. For Items In Table Reported kg PM10 Equiv. 1 Items in bold text differ in characterization factors between SimaPro and GaBi. 1 Table 33B: GaBi / TRACI 2 respiratory effects for aluminum 50% Recycled Content Item Substance Category Name 1 Particles to air Dust (>PM10) 2 Particles to air Dust (PM2,5 - PM10) 3 Particles to air Dust (PM2,5) 4 Inorganic emissions to air Nitrogen oxides 5 Inorganic emissions to air Sulphur dioxide Total kg PM10 Equiv. For Items In Table Reported kg PM10 Equiv. 1 Amount (kg) Characterization Factor (kg PM10 Equiv. per kg) 6.47E-03 3.80E-03 2.63E-03 1.13E-02 2.11E-02 1.00 1.67 1.67 0.0265 0.167 Items in bold text differ in characterization factors between SimaPro and GaBi. 157 Impact (kg PM10 Equiv.) 6.47E-03 6.35E-03 4.39E-03 2.99E-04 3.52E-03 0.0210 0.0210 11.4 Summary Of Underlying Causes Of Dissimilar Results A total of 14 combinations of basic materials and impact categories from 3 different impact assessment methods were examined, with the end result that all significant discrepancies between impact assessments from GaBi and SimaPro were traced to differences in the characterization factors used to implement the assessment methods. Table 34 summaries the 98 differences in characterization factors that were found. No differences were found in the LCI of the two programs for the type and amount of significant contributors to the impact assessments examined, and all calculations performed by the programs to convert LCI data to impact assessments were verified as being correct. Table 34: Summary of differences in GaBi and SimaPro characterization factors Characterization Factor Data Impact 2002+ ReCiPe TRACI 2 Number of impact categories/material combinations examined 5 5 4 Instances where GaBi had a characterization factor of zero while SimaPro had non zero. 9 21 9 Instances where GaBi had a non zero characterization factor while SimaPro had zero. 22 4 22 Instances where GaBi and SimaPro both had non zero characterization factors that differed by more than 10%. 2 0 5 Instances where SimaPro had spelling differences between substance and characterization factor names, resulting in zero being used. 4 0 0 158 12. RESEARCH SUMMARY & CONCLUSIONS Through a series of tests, several life cycle assessment software programs were compared to each other to establish how consistent the results are from one program to the next. Comparisons were made involving complete packaging systems and basic packaging materials, as well as an examination of how individual substances contribute to reported environmental impact estimates. It was found that impact assessments can vary widely between software programs. While an argument might be made that variation is to be expected when dealing with programs based on different impact assessment methodologies, comparisons done here show that even when the same methodology is used and the inputs are matched as closely as possible, implementations of a supposedly common methodology in different software can provide different results. One example of this is the global warming category in the Impact 2002+ version 2.1 assessment method; GaBi included biotic carbon dioxide and a credit for carbon sequestration while SimaPro did not. A similar issue was found between GaBi and SimaPro for the global warming category in the TRACI 2 methodology. Another example is the water depletion category in ReCiPe; GaBi includes water going through electrical generation turbines and SimaPro does not, causing GaBi to report a result that is several orders of magnitude larger than that reported by SimaPro. For the small set of basic materials and impact categories examined, the most common cause of differences between implementations of impact assessment methods in SimaPro and GaBi is one software including characterization factors for substances that the other software excludes. There is no consistency as to which software includes 159 a substance and which excludes it; this varies with impact category and substance. There are also instances where both SimaPro and GaBi have non-zero characterization factors for a substance, but the factors differ significantly. Whether or not a difference in characterization factors has a significant effect on reported impacts depends on the amount of the substance in the life cycle inventory. The aforementioned issue with global warming was much more noticeable when the comparison included corrugated board with a low percent of recycled fiber, meaning higher virgin fiber content, than when the percent of recycled fiber was high. The water depletion issue comes into play more as hydroelectric power use increases. Whenever there is a difference in characterization factors between software, there is the inherent possibility that impacts reported by the software will significantly disagree for some conditions and not for others. Life cycle assessment software has the potential to simplify the often complex and time consuming task of doing life cycle analysis. For it to fulfill that potential there needs to be consistency in results that users can rely on. This is particularly true when using a common impact assessment methodology. If the implementations of an impact assessment methodology vary, then expectations of consistent results are lost, diminishing the usefulness of the software. Providers of life cycle assessment software have commercial interests in selling their own programs, so the task of identifying differences in assessment methods between software and promoting consistency in results falls on the users. It is recommended that as new versions of software are released they should be subjected to comparison testing. For fully ISO 14040/14044 compliant software such as SimaPro 160 and GaBi, the use of basic materials and a common database, when combined with the practice of accounting for all the mass of each substance that makes a significant contribution to the reported results, can provide a basis for such comparisons. This paper has used a broad study of impact categories to establish that the choice of LCA software can significantly affect results. What is needed in future work on this subject is to focus on how these inconsistencies affect different areas of research that rely on LCA. Many assessment methods cover multiple environmental impact categories, yet only a subset of impact categories may be used in research on a given subject. For example, researchers on carbon footprint would be far more interested in the Global Warming impact category of Impact 2002+ than either the Ozone Layer Depletion or Terrestrial Ecotoxicity categories. Key items of interest in LCA for different subject areas need to be identified, and studies conducted to identify and rectify any inconsistencies between LCA software programs that can affect research in each subject area. 161 APPENDICES 162 APPENDIX A: Population, MSW, and Oil Consumption Data Table A1: World population estimates Population (billions of people) 1 2 3 4 5 6 7 8 9 Year 1804 1922 1959 1974 1987 1999 2013 2028 2048 Source: U.S. Census Bureau (U.S. Census 2002) Table A2: U.S. Population and waste generation estimates Year 1960 1970 1980 1990 2000 2010 Percent Change 1960 to 2010 Total Generated Municipal Solid Waste (millions of tons) Total Containers Population & Packaging In (millions Waste Stream of people) (millions of tons) 88.12 121.06 151.64 208.27 242.54 249.86 27.37 43.56 52.67 64.53 75.84 75.64 180.67 205.05 227.73 250.13 282.39 309.33 184% 176% 71% Sources: U.S. Census Bureau (U.S. Census 2012, 2013) U.S. Environmental Protection Agency (EPA 2011) 163 Table A3: World, U.S., and China oil consumption in thousands of barrels per day Year 1980 1985 1990 1995 2000 2005 2010 Percent Change 1960 to 2010 World 63,120 60,085 66,550 70,132 76,788 84,089 87,314 U.S. 17,056 15,726 16,989 17,725 19,701 20,802 19,180 China 1,765 1,885 2,296 3,363 4,796 6,695 9,330 38.3% 12.5% 429% Source: United States Energy Information Administration (EIA 2013) 164 APPENDIX B: Container Modeling Assumptions Process Assumptions 1. Liners in caps were omitted from the study. 2. Label adhesives were omitted from the study. 3. Printing of labels and containers was included for selected products. 4. Filling of containers was omitted from the study. 5. Distribution center handling was omitted from the study. 6. Retail sales handling was omitted from the study. 7. Consumer use (end use) was omitted from the study. 8. Production scrap and shipping/handling damage was omitted from the study. 9. Affect of varying transport distances was included for selected products. Functional Units and Units Of Measure 1. Functional unit for tuna in steel can and tuna in pouch was 1kg of product. 2. Functional unit for PLA bottle (water), aseptic carton (juice), glass bottle (beer), PET bottle (carbonated beverage), and aluminum Can (carbonated beverage) was 1 liter of fluid. 3. Functional unit for plastic (PP) crate (flowers) and corrugated box (flowers) was ½ box dry pack flowers. 4. Analysis was done in metric units. Reuse 1. PP crates were modeled for 1, 10, and 100 uses. 165 Product Specific Assumptions 1. Refrigerated truck transport of flower boxes/crates was modeled as truck transport combined with a separate refrigeration function based on volume of material and time for transport. A transport speed of 100km per hour (62.1 miles per hour) was assumed when determining time for refrigerated truck transport. The volume of material (PP or corrugated board) used to produce the box/crate was used as shipping volume, not the volume of the container. The interior volume of the container was allocated to the product (flowers), not the package. 2. Air transport distance used for flower boxes/crates on the out going trip was 500km and 2500km. Ship transport distance used for flower crates on the return trip was 500km and 2100km. Standard truck transport distance used for flower crates on the return trip was 1200km. Air, ship, and truck transport distances between cities came from an unpublished report on distribution of cut flowers done at MSU School of Packaging. Air transport distance from Bogota, Colombia to Miami, FL is 2446km. Ship transport distance from Port Everglade, FL to Cartagena, Colombia is 2043km. 3. Rail transport distance for beer bottles was 0, 500km, and 4000km. Chicago to St. Louis by rail is 459km, or 285 miles, and Chicago to San Francisco by rail is 3927km, or 2440 miles (Rail Passenger USA 2011). 166 Recycling and Waste Disposal 1. At least two recycling rates, or composting rates in the case of PLA, were used with various products to see if different LCA software produced results that tracked each other (correlated). 2. Where available, typical recycling rates in US for a product, rounded to the nearest 10%, were used as one reference point. 3. What was not recycled or composted went to landfill/incineration, with the U.S. averages of 82% to landfill and 18% to incineration being used (EPA 2009). Recycled Content In United States 1. Aluminum can (beverage): 68% (Aluminum Association 2011). 2. Aseptic carton (juice): No recycled content data found. 3. Corrugated box (flowers): 41.85% (Corrugated Packaging Alliance 2010). 4. Flexible pouch (tuna): No recycled content data found. 5. Glass bottle (beer): 27% (Glass Packaging Institute 2010). 6. PET bottle (beverage): 3% (EPA 2010). 7. PLA bottle (water): No recycled content data found. 8. PP crate (flowers): No recycled content data found. 9. Steel can (tuna): 25% (American Iron and Steel Institute 2010). Recycling and Composting Rates For United States 1. Aluminum can (beverage): 50.7% Recycled (EPA 2009). 2. Aseptic carton (juice): 6.5% Recycled (EPA 2009). 167 3. Corrugated box (flowers): 81.3% Recycled (EPA 2009). 4. Flexible pouch (tuna): 0.0% Recycled (Bumble Bee Foods 2011). 5. Glass bottle (beer): 39.0% Recycled (EPA 2009). 6. PET bottle (beverage): 28.0% Recycled (EPA 2009). 7. PLA bottle (water): No composting or recycling data found. 8. PP crate (flowers): 7.4% Recycled (EPA 2009). 9. Steel can (tuna): 66.0% Recycled (EPA 2009). 168 APPENDIX C: Container Compositions and Material Weights Aluminum Beverage Can Weight information for a 12oz (354.9ml) aluminum beverage can taken from an unpublished study done at MSU School of Packaging. Can dimensions: 12.1cm high x 6.5cm diameter (at widest point). Cube utilization: 69.4% (based on volume occupied by fluid). Average weight of can based on 5 samples: 13.018g Functional unit is 1 liter of fluid (beverage). There are 2.818 cans per functional unit. Weight of aluminum for functional unit: 36.68g. No area estimate for printing. 169 Aseptic Carton 6 cartons of juice, 200ml each, were acquired for this project. Carton dimensions: 10.6cm high x 5.6cm long x 3.8cm wide. Cube utilization: 88.7% (based on volume occupied by fluid). Table C1: Weight of aseptic carton components Carton 1 2 3 4 5 6 Unopened Weight (g) 219.9 220.1 220.1 219.8 219.8 220.0 Weight Of Empty Carton (g) 9.333 9.286 9.407 9.306 9.352 9.363 Weight Of Straw (g) 0.372 0.373 0.374 0.371 0.375 0.373 Weight of Straw Bag (g) 0.159 0.140 0.156 0.148 0.148 0.137 Average St. Dev. 220.0 0.1 9.341 0.043 0.373 0.001 0.148 0.009 Functional unit is 1 liter of fluid (juice). There are 5.000 cartons per functional unit. Table C2: Packaging material used for aseptic carton Item Type of Material Percent By Weight Box SBS PE aluminum foil PP PP 75 20 5 100 100 Straw Straw Bag Weight Per Container (g) 7.006 1.868 0.467 0.373 0.148 Weight Per Functional Unit (g) 35.029 9.341 2.335 1.865 0.740 2 Carton area for printing estimate: 0.200m long x 0.155m wide = 0.0310m . 170 Corrugated Box Weight information for corrugated box taken from an unpublished study on distribution of cut flowers done at MSU School of Packaging. Cube utilization: assume 100% for the purposes of this study. Average weight of box based on 2 samples: 700g Functional unit is ½ flower box (common unit in flower industry). There is 1 corrugated box per functional unit. Weight of corrugated board for functional unit: 700g. No area estimate for printing. 171 Flexible Pouch 6 pouches of 74g net weight tuna were acquired for this project. Pouch dimensions: 16cm long x 11.5cm wide, thickness varies. Cube utilization: assume 100% for the purposes of this study. Table C3: Weight of flexible pouches Pouch 1 2 3 4 5 6 Unopened Weight (g) 80.42 83.03 82.16 78.11 77.77 83.04 Emptied Weight (g) 6.223 6.460 6.378 6.384 6.245 6.433 Average St. Dev. 80.76 2.38 6.354 0.098 Functional unit is 1kg net weight of tuna. There are 13.514 pouches per functional unit. Table C4: Packaging material used for flexible pouch Item Type Of Material Percent By Weight Pouch PET PP aluminum foil nylon 40 40 15 5 Weight Per Container (g) 2.542 2.542 0.953 0.318 Weight Per Functional Unit (g) 34.345 34.345 12.879 4.293 2 Pouch area for printing estimate: 2 x 0.160 long x 0.115m wide = 0.0368m . 172 Glass Beer Bottle 6 bottles of beer, 12oz (354.9ml) each, were acquired for this project. Bottle dimensions: 23cm high x 5.9cm diameter (at base). Cube utilization: 44.3% (based on volume occupied by fluid). Table C5: Weight of bottle components Bottle 1 2 3 4 5 6 Average St. Dev. Unopened Weight (g) 530.0 529.7 529.9 531.0 530.2 529.9 Weight of Empty Bottle (g) 187.362 187.012 187.231 188.292 187.493 187.218 Total Weight Of Labels (g) 0.385 0.391 0.340 0.393 0.410 0.407 Weight of Cap (g) 2.106 2.152 2.103 2.122 2.099 2.126 530.1 0.451 187.4 0.450 0.388 0.025 2.118 0.020 Functional unit is 1 liter of fluid (beer). There are 2.818 bottles per functional unit. Table C6: Packaging material used for beer bottle Item Type of Material Bottle Label Cap glass (brown) bi-axially oriented PP steel Weight Per Container (g) 187.434 0.388 2.118 Weight Per Functional Unit (g) 528.133 1.093 5.969 2 Surface area of sheet steel needed for cap: 0.00168m . 173 Table C7: Label areas for printing estimate Item Front label Back label Neck label Length (m) 0.064 0.048 0.038 Total area Width (m) 0.076 0.052 0.017 Area (m2) 0.004864 0.002496 0.000646 0.008006 174 PET Carbonated Beverage Bottle Weight information for a 12oz (354.9ml) PET bottle taken from an unpublished study done at MSU School of Packaging. Bottle dimensions and cube utilization for 12oz bottle estimated from dimensions of 20oz bottle by assuming height as the only variable. Bottle dimensions: 15.4cm high x 7.0cm diameter (at base). Cube utilization: 47.0% (based on volume occupied by fluid). Functional unit is 1 liter of fluid (carbonated beverage). There are 2.818 bottles per functional unit. Table C8: Packaging material used for PET bottle Item Type of Material Bottle Label Cap PET PP PP Weight Per Container (g) 24.221 2.707 2.870 Weight Per Functional Unit (g) 68.247 7.628 8.087 2 Label area for printing estimate: 0.064m long x 0.029m wide = 0.00186m . 175 PLA Water Bottle 6 bottles of water, 500ml per bottle, were acquired for this project. Bottle dimensions: 21.3cm high x 6.4cm diameter (at base). Cube utilization: 57.3% (based on volume occupied by fluid). Table C9: Weight of PLA bottle components Bottle Unopened Weight (g) 473.4 474.1 474.3 478.1 473.0 473.6 Weight Of Empty Bottle and Label (g) 24.399 24.540 24.619 24.550 24.471 24.491 Weight Of Cap and Tamper Evident Ring (g) 2.207 2.183 2.161 2.200 2.191 2.163 1 2 3 4 5 6 Average St. Dev. 474.4 1.9 24.51 0.076 2.184 0.019 Functional unit is 1 liter of fluid (water). There are 2.000 bottles per functional unit. Table C10: Packaging material used for PLA bottle Item Type Of Material Bottle and Label Cap PLA HDPE Weight Per Container (g) 24.512 2.184 Weight Per Functional Unit (g) 49.023 4.368 2 Label area for printing estimate: 0.185m long x 0.076m wide = 0.0141m . Label weight per container assuming 1 mil thick PLA at 1.24g/cm3 density: 0.443g. Estimated weight of PLA per container without label: 24.1g. 176 Plastic (PP) crate Weight information for plastic crate taken from an unpublished study on distribution of cut flowers done at MSU School of Packaging. Cube utilization: assume 100% for the purposes of this study. Weight of plastic crate: 1.8kg. Functional unit is ½ flower box (common unit in flower industry). There is 1 plastic crate per functional unit. Weight of PP for functional unit: 1.8kg. No area estimate for printing. 177 Steel Food Can 6 cans of 142g net weight tuna were acquired for this project. Can dimensions: 3.4cm high x 8.5cm diameter (at top). Cube utilization: 78.5%. Table C11: Weight of steel food can components Can Unopened Weight (g) Emptied Weight Of Top Lid (g) 6.830 6.818 6.841 6.841 6.833 6.778 Weight Of Paper Label (g) 169.1 170.6 171.5 174.1 173.2 172.5 Emptied Weight Of Can Without Lid (g) 21.818 21.903 21.607 21.606 21.882 21.855 1 2 3 4 5 6 Average St. Dev. 171.8 1.8 21.78 0.136 6.824 0.024 0.683 0.006 0.679 0.693 0.687 0.682 0.679 0.678 Functional unit is 1kg net weight of tuna. There are 7.042 cans per functional unit. Table C12: Packaging material used for steel can Item Type Of Material Can Lid Label steel steel paper Weight Per Container (g) 21.779 6.824 0.683 Weight Per Functional Unit (g) 153.370 48.053 4.810 2 Label area for printing estimate: 0.275m long x 0.027m wide = 0.00743m . 178 APPENDIX D: Product LCA Flow Diagrams Aluminum Sheet For Can Bodies (3004/ 3104) Truck Draw and Iron Process to Form Can Bodies Interior Coating (Liner) Process Printing Process Landfill Recycled Content Aluminum Sheet For Tab (5082/5182/ 5042) Truck Truck Stamping Process To Form Stay-Tab Attachment Of Stay-Tab To End Truck Cleaning, Filling, and Sealing Warehousing, Distribution, Sales, and Use Truck Incineration Truck Recycled Content Aluminum Sheet For Can Ends (5052/ 5082/5182) Truck Not modeled in this study. Recycling Truck Coating (Liner) Process Stamping Process To Form Ends May Be Modeled In Some LCA Software As One Process Notes: 1. Ink and sealing compound are not included in this study. 2. Cleaning, filling, and sealing are not modeled in this study. 3. Warehousing, distribution, sales, and use functions are not modeled for this study. 4. Truck transportation distances to be determined. Figure D1: Flow diagram for aluminum can used for carbonated beverages. 179 PP Resin Truck Truck LDPE Resin Truck Cast Film Process For Film To Contain Straw Extrusion Process To Form Straw LLDPE Resin Truck Aluminum Truck Rolling Process To Form Foil Truck Flexographic Printing Notes: 1. 2. 3. 4. Form/Fill/Seal To Create Straw In Packet Truck Landfill Extrusion Process Extrusion Process Paper Truck Truck Lamination To Form Multilayer Material Truck Sterilization, Forming, Filling, and Sealing Warehousing, Distribution, Sales, and Use Truck Incineration Truck Recycling Not modeled in this study. Printing ink is not included in this study. Sterilization, container forming, filling, and sealing are not modeled for this study. Warehousing, distribution, sales, and use functions are not modeled for this study. Truck transportation distances to be determined. Figure D2: Flow diagram for aseptic carton. 180 C-Flute Corrugated Board Truck Converstion Process To Form Box Landfill Truck Filling Truck Air Distribution Center Refrigerated Truck Destination Truck Incineration Truck Recycling Notes: 1. 2. 3. 4. No printing process or ink is included in this study. Filling, distribution center, and destination processes are not modeled in this study. Truck transportation distances to/from airports are rolled into other truck distances for modeling simplicity. Air and truck transportation distances to be determined. Figure D3: Flow diagram for corrugated box. 181 PET Resin Truck Cast Film Process (Printable Outer Layer) Nylon Resin Truck Cast Film Process (Middle Layer) Truck Reverse Gravure Printing Truck Truck Aluminum Truck Rolling Process To Form Foil Truck Lamination To Form Multilayer Material Truck Conversion Process To Form Pouches Landfill Truck PP Resin Truck Truck Cast Film Process (Food Contact Layer) Cleaning, Filling, Sealing, and Retorting Adhesives For Laminating Layers Together Truck Warehousing, Distribution, Sales, and Use Not modeled in this study. Notes: 1. 2. 3. 4. Printing ink is not included in this study. Cleaning, filling, sealing, and retorting are not modeled for this study. Warehousing, distribution, sales, and use functions are not modeled for this study. Truck transportation distances to be determined. Figure D4: Flow diagram for flexible pouch used for packaging tuna. 182 Truck Incineration PP Resin Truck Blowen Film Process To Form Labels Truck Flexographic Printing Truck Landfill Truck ECCS Sheet Steel Truck Stamping Process To Form Cap Insertion Of Cap Liner Truck Cleaning, Filling, Sealing, and Applying Label Warehousing, Distribution, Sales, and Use Truck Incineration Truck Silica (White Sand) Cap Liner Recycling Rail Not modeled in this study. Soda (Sodium Bicarbonate) Lime (Limestone) Cullet (Recycled Glass) Iron Sulphide (Colorant) Rail Rail Truck Glass Furnace Press and Blow Process To Form Bottle Rail Notes: 1. 2. 3. 4. Ink and adhesive are not included in this study. Cleaning, filling, sealing, and applying label are not modeled for this study. Warehousing, distribution, sales, and use functions are not modeled for this study. Truck and rail transportation distances to be determined. Rail Figure D5: Flow diagram for glass (amber) beer bottle. 183 PP Resin Truck Cast Film Process To Form Labels Truck Flexographic Printing Truck Landfill Truck Truck Injection Molding To Form Closure Cleaning, Filling, Sealing, and Applying Label Truck Warehousing, Distribution, Sales, and Use Truck Incineration Truck PET Resin Truck Injection Stretch Blow Molding To Form Bottles Truck Not modeled in this study. Recycled Content Notes: 1. 2. 3. 4. Ink and adhesive used on label are not included in this study. Cleaning, filling, sealing, and applying label are not modeled for this study. Warehousing, distribution, sales, and use functions are not modeled for this study. Truck transportation distances to be determined. Figure D6: Flow diagram for PET carbonated beverage bottle. 184 Recycling PLA Resin Truck Cast Film Process To Form Labels Truck Flexographic Printing Truck Landfill Truck Truck Injection Stretch Blow Molding To Form Bottles Cleaning, Filling, Sealing, and Applying Label Truck Warehousing, Distribution, Sales, and Use Truck Incineration Truck HDPE Resin Notes: 1. 2. 3. 4. Truck Injection Molding To Form Closure Truck Not modeled in this study. Ink and adhesive used on label are not included in this study. Cleaning, filling, sealing, and applying label are not modeled for this study. Warehousing, distribution, sales, and use functions are not modeled for this study. Truck transportation distances to be determined. Figure D7: Flow diagram for PLA water bottle. 185 Industrial Composting PP Resin Truck Injection Molding To Form Crate Landfill Truck Truck Filling Air Distribution Center Refrigerated Truck Destination Truck Incineration Truck Truck Recycling Truck Cleaning Notes: 1. 2. 3. 4. Ship Port No printing process or ink is included in this study. Cleaning, filling, distribution center, destination, and port processes are not modeled in this study. Truck transportation distances to/from airports and port are rolled into other truck distances for modeling simplicity. Air, ship, and truck transportation distances to be determined. Figure D8: Flow diagram for plastic (PP) crate. 186 Paper For Label) Truck Flexographic Printing Truck Stamping Process To Form Lid Landfill Truck Truck Truck Tin Free Sheet Steel Truck Organic Coating Application Process Truck Draw-Redraw Process To Form 2 Piece Can Truck Cleaning, Filling, Sealing, Retorting, and Applying Label Warehousing, Distribution, Sales, and Use Adhesive To Attach Label Recycled Content Not modeled in this study. Notes: 1. Ink and adhesive for label are not included in this study. 2. Cleaning, filling, sealing, retorting, and applying label are not modeled in this study. 3. Warehousing, distribution, sales, and use functions are not modeled for this study. 4. Truck transportation distances to be determined. Figure D9: Flow diagram for steel food can used for packaging tuna. 187 Truck Incineration (Label) Truck Recycling APPENDIX E: Test Parameter Combinations For Containers LCA Software Study Test Parameter Combinations For Aluminum Beverage Can Test Parameters Aluminum recycled at end-of- life (EOL): Aluminum recycled content: Transport distance, rail: Transport distance, standard truck: 0, 50, and 100% 0, 10, 70, and 100%. 0 km. 100 and 1000 km. Note: Doing all combinations would require 3 x 4 x 1 x 2 = 24 combinations. Parameter Combinations To Be Used See Table E1 below. Table E1: Aluminum beverage can test parameter combinations Parameter Aluminum Recycled At EOL (%) Aluminum Recycled Content (%) Rail (km) Standard Truck (km) 1 50 70 0 100 188 2 0 70 0 100 3 100 70 0 100 Test 4 50 0 0 100 5 50 10 0 100 6 50 100 0 100 7 50 70 0 1000 LCA Software Study Test Parameter Combinations For Aseptic Carton Test Parameters Aseptic cartons recycled at end-of-life (EOL): Aseptic carton recycled content: Transport distance, rail: Transport distance, standard truck: 0, 10, 50, and 100% 0%. 0 km. 100 and 1000 km. Note: Doing all combinations would require 4 x 1 x 1 x 2 = 8 combinations. Parameter Combinations To Be Used See Table E2 below. Table E2: Aseptic carton test parameter combinations Parameter Aseptic Carton Recycled At EOL (%) Aseptic Carton Recycled Content (%) Rail (km) Standard Truck (km) 189 1 10 0 0 100 2 0 0 0 100 Test 3 50 0 0 100 4 100 0 0 100 5 10 0 0 1000 LCA Software Study Test Parameter Combinations For Corrugate Box Test Parameters Number of uses for each box: Corrugate recycled at end-of-life (EOL): Corrugate recycled content: Transport distance, outgoing air: Transport distance, outgoing refrigerated truck: Transport distance, outgoing standard truck: Transport distance, return ship: Transport distance, return standard truck: 1. 0, 80, 100% 0, 25, 50, and 100%. 500 and 2500 km. 100, and 1000 km. 100 km. Not Applicable. Not Applicable. Note: Doing all combinations would require 1 x 3 x 4 x 2 x 2 x 1 x1 x 1 = 48 combinations. Parameter Combinations To Be Used See Table E3 below. Table E3: Corrugated box test parameter combinations Parameter Number Of Uses Corrugate Recycled At EOL (%) Corrugate Recycled Content (%) Outgoing Air (km) Outgoing Refrigerated Truck (km) Outgoing Standard Truck (km) Return Ship (km) Return Standard Truck (km) 1 1 2 1 3 1 4 1 Test 5 1 80 0 100 80 80 80 80 80 50 50 50 0 25 100 50 50 2500 2500 2500 2500 2500 2500 500 2500 100 100 100 100 100 100 100 1000 100 100 100 100 100 100 100 100 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 190 6 1 7 1 8 1 LCA Software Study Test Parameter Combinations Flexible Tuna Pouch Test Parameters Flexible pouch recycled at end-of-life (EOL): Flexible pouch recycled content: Transport distance, standard truck: 0% 0%. 100 km. Note: Doing all combinations would require 1 x 1 x 1 = 1 combination. Parameter Combinations To Be Used See Table E4 below. Table E4: Flexible pouch test parameter combinations Parameter Flexible Pouch Recycled At EOL (%) Flexible Pouch Recycled Content (%) Standard Truck (km) 191 Test 1 0 0 100 LCA Software Study Test Parameter Combinations For Glass Beer Bottle Test Parameters Glass recycled at end-of-life (EOL): Glass recycled content: Transport distance, rail: Transport distance, standard truck: 0, 40, 100% 0, 25, 50, and 100%. 0, 500, and 4000 km. 100 and 1000 km. Note: Doing all combinations would require 3 x 4 x 3 x 2 = 72 combinations. Parameter Combinations To Be Used See Table E5 below. Table E5: Glass bottle test parameter combinations Parameter Glass Recycled At EOL (%) Glass Recycled Content (%) Rail (km) Standard Truck (km) 1 2 3 4 Test 5 40 0 100 40 40 40 40 40 40 25 25 25 0 50 100 25 25 25 500 100 500 100 500 100 500 100 500 100 500 100 0 100 192 6 7 8 9 4000 500 100 1000 LCA Software Study Test Parameter Combinations PET Bottle Test Parameters PET recycled at end-of-life: PET recycled content: Transport distance, rail: Transport distance, standard truck: 0, 30, and 100% 0, 10, 50, and 100%. 0 km. 100 and 1000 km. Note: Doing all combinations would require 3 x 4 x 1 x 2 = 24 combinations. Parameter Combinations To Be Used See Table E6 below. Table E6: PET bottle test parameter combinations Parameter PET Recycled At EOL (%) PET Recycled Content (%) Rail (km) Standard Truck (km) 1 30 10 0 100 2 0 10 0 100 193 3 100 10 0 100 Test 4 30 0 0 100 5 30 50 0 100 6 30 100 0 100 7 30 10 0 1000 LCA Software Study Test Parameter Combinations PLA Bottle Test Parameters PLA composted at end-of-life (EOL): PLA recycled content: Transport distance, rail: Transport distance, standard truck: 0, 10, and 50% 0%. 0 km. 100 and 1000 km. Note: Doing all combinations would require 3 x 1 x 1 x 2 = 6 combinations. Parameter Combinations To Be Used See Table E7 below. Table E7: PLA bottle test parameter combinations Parameter PLA Composted At EOL (%) PLA Recycled Content (%) Rail (km) Standard Truck (km) 194 1 10 0 0 100 Test 2 0 0 0 100 3 50 0 0 100 4 10 0 0 1000 LCA Software Study Test Parameter Combinations For Plastic (PP) Crate Test Parameters Number of uses for each crate: PP recycled at end-of-life (EOL): PP recycled content: Transport distance, outgoing air: Transport distance, outgoing refrigerated truck: Transport distance, outgoing standard truck: Transport distance, return ship: Transport distance, return standard truck: 1, 10, and 100. 10, 50, and 100% 0%. 500 and 2500 km. 100, and 1000 km. 100 km. 500 and 2100 km. 1200 km. Note: Doing all combinations would require 3 x 3 x 1 x 2 x 2 x 1 x 2 x 1 = 72 combinations. Parameter Combinations To Be Used See Table E8 below. Table E8: Plastic (PP) crate test parameter combinations Parameter Number Of Uses PP Recycled At EOL (%) PP Recycled Content (%) Outgoing Air (km) Outgoing Refrigerated Truck (km) Outgoing Standard Truck (km) Return Ship (km) Return Standard Truck (km) 1 Test 1 2 3 4 5 10 1 100 10 10 10 10 10 50 100 0 0 0 0 0 2500 2500 2500 2500 2500 6 10 10 0 500 7 8 10 10 10 10 0 0 2500 2500 100 100 100 100 100 100 1000 100 100 100 100 100 100 100 100 100 2100 0 1 2100 2100 2100 2100 2100 500 1 1200 1200 1200 1200 1200 1200 1200 0 Distances for Return Ship and Return Standard Truck are set to 0km in Test 2 because it is assumed a single use crate will not be returned. 195 LCA Software Study Test Parameter Combinations Steel Food Can (Tuna) Test Parameters Steel recycled at end-of- life (EOL): Steel recycled content: Transport distance, rail: Transport distance, standard truck: 10, 70, and 100% 25 and 37%. 0 km. 100 km. Note: Doing all combinations would require 3 x 2 x 1 x 1 = 6 combination. Parameter Combinations To Be Used See Table E9 below. Table E9: Steel food can test parameter combinations Parameter Steel Recycled At EOL (%) Steel Can Recycled Content (%) Rail (km) Standard Truck (km) 196 1 70 25 0 100 2 10 25 0 100 Test 3 100 25 0 100 4 70 37 0 100 APPENDIX F: Database Files Used In Software Modeling Table F1: GaBi library/database files used File Name Aluminum Beverage Can CH: disposal, aluminium, 0% water, to inert material landfill CH: disposal, aluminium, 0% water, to municipal incineration RER: aluminium, primary, at plant RER: aluminium, secondary, from old scrap, at plant RER: cold impact extrusion, aluminium, 2 strokes Library/Database US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent RER: sheet rolling, aluminium US Ecoinvent US: Transport, combination Truck, average fuel mix Aseptic Carton CH: disposal, aluminium, 0% water, to municipal incineration CH: disposal, aluminium, 0% water, to sanitary landfill CH: disposal, packaging paper, 13.7% water, to municipal incineration CH: disposal, packaging paper, 13.7% water, to sanitary landfill CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill RER: Aluminium foil RER: extrusion, plastic film RER: extrusion, plastic film RER: extrusion, plastic film RER: kraft paper, bleached, at plant RNA: Linear low density polyethylene resin, at plant RNA: Low density polyethylene resin, at plant RNA: Polypropylene resin, at plant US: Transport, combination truck, average fuel mix Corrugated Box CH: disposal, packaging cardboard, 19.6% water, to municipal incineration CH: disposal, packaging cardboard, 19.6% water, to sanitary landfill RER: corrugated board, fresh fibre, single wall, at plant USLCI/PE 197 US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent PE International US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent USLCI/PE USLCI/PE USLCI/PE USLCI/PE US Ecoinvent US Ecoinvent US Ecoinvent Table F1 (cont’d) RER: corrugated board, recycling fibre, single wall, at plant RER: packaging box production unit US: Transport, aircraft, freight US: Transport, combination truck, diesel powered US: Transport, combination truck, diesel powered Flexible Tuna Pouch CH: disposal, aluminium, 0% water, to municipal incineration CH: disposal, aluminium, 0% water, to sanitary landfill CH: disposal, polyethylene terephthalate, 0.2% water, to municipal incineration CH: disposal, polyethylene terephthalate, 0.2% water, to sanitary landfill CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill RER: Aluminium foil RER: extrusion, plastic film RER: nylon 6, at plant RER: polyethylene terephthalate, granulate, amorphous, at plant RNA: Polypropylene resin, at plant US: Transport, combination truck, average fuel mix Glass Bottle (Beer) CH: disposal, glass, 0% water, to inert material landfill CH: disposal, glass, 0% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill CH: disposal, steel, 0% water, to inert material landfill CH: disposal, steel, 0% water, to municipal incineration RER: cold impact extrusion, steel, 1 stroke RER: extrusion, plastic film RER: packaging glass, brown, at plant RER: packaging glass, green, at plant RER: tin plated chromium steel sheet, 2mm, at plant RNA: Polypropylene resin, at plant US: Transport, combination Truck, average fuel mix US: transport, freight, rail, diesel PET Bottle 198 US Ecoinvent US Ecoinvent USLCI/PE USLCI/PE USLCI/PE US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent PE International US Ecoinvent US Ecoinvent US Ecoinvent USLCI/PE USLCI/PE US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent USLCI/PE US Ecoinvent Table F1 (cont’d) CH: disposal, polyethylene terephthalate, 0.2% water, to municipal incineration CH: disposal, polyethylene terephthalate, 0.2% water, to sanitary landfill CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill RER: extrusion, plastic film RER: injection moulding RER: polyethylene terephthalate, granulate, bottle grade, at plant RER: stretch blow moulding RNA: Polypropylene resin, at plant US: Plastic resin secondary (unspecified) US: Transport, combination Truck, average fuel mix PLA Bottle CH: compost, at plant CH: disposal, polyethylene terephthalate, 0.2% water, to municipal incineration CH: disposal, polyethylene terephthalate, 0.2% water, to sanitary landfill CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill RER: extrusion, plastic film RER: injection moulding RER: polyethylene, HDPE, granulate, at plant RER: stretch blow moulding US: Ingeo Polylactide (PLA) biopolymer production NatureWorks US: Transport, combination truck, average fuel mix Plastic (PP) Crate CH: disposal, polyethylene, 0.4% water, to municipal incineration CH: disposal, polyethylene, 0.4% water, to sanitary landfill RER: injection moulding RNA: Polypropylene resin, at plant US: Transport, aircraft, freight US: Transport, combination truck, diesel powered US: Transport, combination truck, diesel powered US: Transport, ocean freighter, average fuel mix 199 US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent PE International USLCI/PE US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent US Ecoinvent PE/NatureWorks USLCI/PE US Ecoinvent US Ecoinvent US Ecoinvent USLCI/PE USLCI/PE USLCI/PE USLCI/PE USLCI/PE Table F1 (cont’d) Steel Food Can (Tuna) CH: disposal, packaging paper, 13.7% water, to municipal US Ecoinvent incineration CH: disposal, packaging paper, 13.7% water, to sanitary US Ecoinvent landfill CH: disposal, steel, 0% water, to inert material landfill US Ecoinvent CH: disposal, steel, 0% water, to municipal incineration US Ecoinvent RER: cold impact extrusion, steel, 1 stroke US Ecoinvent RER: cold impact extrusion, steel, 1 stroke US Ecoinvent RER: kraft paper, bleached, at plant US Ecoinvent RER: Steel ECCS worldsteel PE/World Steel US: Transport, combination truck, average fuel mix USLCI/PE Basic Material Comparison - Aluminum CH: disposal, aluminium, 0% water, to sanitary landfill US Ecoinvent RER: aluminium, primary, at plant US Ecoinvent RER: aluminium, secondary, from old scrap, at plant US Ecoinvent Basic Material Comparison - Corrugated Board CH: disposal, packaging cardboard, 19.6% water, to US Ecoinvent municipal incineration CH: disposal, packaging cardboard, 19.6% water, to US Ecoinvent sanitary landfill RER: corrugated board, fresh fibre, single wall, at plant US Ecoinvent RER: corrugated board, recycling fibre, single wall, at US Ecoinvent plant Basic Material Comparison - Glass CH: disposal, glass, 0% water, to municipal incineration US Ecoinvent CH: disposal, inert material, 0% water, to sanitary landfill US Ecoinvent RER: packaging glass, brown, at plant US Ecoinvent RER: packaging glass, green, at plant US Ecoinvent Basic Material Comparison - PET CH: disposal, polyethylene terephthalate, 0.2% water, to US Ecoinvent municipal incineration CH: disposal, polyethylene terephthalate, 0.2% water, to US Ecoinvent sanitary landfill RER: polyethylene terephthalate, granulate, bottle grade, US Ecoinvent at plant 200 Table F2: openLCA library/database files used File Name Library/Database Basic Material Comparison - Aluminum Aluminium, primary, at plant/RER Ecoinvent unit process Aluminium, secondary, from old scrap, at plant/RER Ecoinvent unit process Disposal, aluminium, 0% water, to municipal Ecoinvent unit process incineration/CH Disposal, aluminium, 0% water, to sanitary landfill/CH Ecoinvent unit process Recycled Aluminum For CPIS Test Empty Process Basic Material Comparison - Corrugated Board Corrugated board, fresh fibre, single wall, at plant/RER Ecoinvent unit process Corrugated board, recycling fibre, single wall, at Ecoinvent unit process plant/RER Disposal, packaging cardboard, 19.6% water, to Ecoinvent unit process municipal incineration/CH Disposal, packaging cardboard, 19.6% water, to sanitary Ecoinvent unit process landfill/CH Recycling Corrugate For CPIS Test Empty Process Basic Material Comparison - Glass Disposal, glass, 0% water, to municipal incineration/CH Ecoinvent unit process Disposal, inert material, 0% water, to sanitary landfill/CH Ecoinvent unit process Packaging glass, brown, at plant/RER Ecoinvent unit process Packaging glass, green, at plant/RER Ecoinvent unit process Empty Process Recycling Glass For CPIS Test Basic Material Comparison - PET Disposal, polyethylene terephtalate, 0.2% water, to Ecoinvent unit process municipal incineration/CH Disposal, polyethylene terephtalate, 0.2% water, to Ecoinvent unit process sanitary landfill/CH Polyethylene terephthalate, granulate, bottle grade, at Ecoinvent unit process plant/RER Recycling PET For CPIS Test Empty Process 201 Table F3: SimaPro library/database files used File Name Aluminum Beverage Can Aluminum can 100% recycled FAL Aluminum can FAL Disposal, aluminium, 0% water, to municipal incineration/CH with US electricity U Disposal, aluminium, 0% water, to sanitary landfill/CH with US electricity U Incineration/CH with US electricity U Landfill/CH with US electricity U Recycling aluminium/RER with US electricity U Transport, combination truck, average fuel mix/US Aseptic Carton Aluminium foil B250 Cutting rolls CF Disposal, aluminium, 0% water, to municipal incineration/CH with US electricity U Disposal, aluminium, 0% water, to sanitary landfill/CH with US electricity U Disposal, packaging paper, 13.7% water, to municipal incineration/CH with US electricity U Disposal, packaging paper, 13.7% water, to sanitary landfill/CH with US electricity U Disposal, paper, 11.2% water, to municipal incineration/CH with US electricity U Disposal, paper, 11.2% water, to sanitary landfill/CH with US electricity U Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity U Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U Extrusion, plastic film/RER with US electricity U Flexography CF Incineration/CH with US electricity U Kraft paper, bleached, at plant/RER with US electricity U Landfill/CH with US electricity U Linear low density polyethylene resin, at plant/RNA Low density polyethylene resin, at plant/RNA Polypropylene resin, at plant/RNA Recycling aluminium/RER with US electricity U 202 Library/Database Franklin USA 98 Franklin USA 98 US-EI US-EI US-EI US-EI US-EI USLCI BUWAL250 BUWAL250 US-EI US-EI US-EI US-EI US-EI US-EI US-EI US-EI US-EI BUWAL250 US-EI US-EI US-EI USLCI USLCI USLCI US-EI Table F3 (cont’d) Recycling paper/RER with US electricity U Recycling PE/RER with US electricity U Recycling PP/RER with US electricity U Transport, combination truck, average fuel mix/US Corrugated Box Disposal, packaging cardboard, 19.6% water, to municipal incineration/CH with US electricity U Disposal, packaging cardboard, 19.6% water, to sanitary landfill/CH with US electricity U Incineration/CH with US electricity U Landfill/CH with US electricity U Packaging, corrugated board, mixed fibre, single wall, at plant/RER with US electricity U (Note: Modified into two new files, one using FRESH fiber, and one using RECYCLED fiber.) Recycling cardboard/RER with US electricity U Refrigerator, big, A Transport, aircraft, freight/US Transport, combination truck, diesel powered/US Flexible Tuna Pouch Aluminium foil B250 Disposal, aluminium, 0% water, to municipal incineration/CH with US electricity U Disposal, aluminium, 0% water, to sanitary landfill/CH with US electricity U Disposal, polyethylene terephtalate, 0.2% water, to municipal incineration/CH with US electricity U Disposal, polyethylene terephtalate, 0.2% water, to sanitary landfill/CH with US electricity U Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity (Note: Also used for disposal of polypropylene and nonspecific plastics) Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U (Note: Also used for disposal of polypropylene and nonspecific plastics) Extrusion, plastic film/RER with US electricity U Gravure printing CF Incineration/CH with US electricity U 203 US-EI US-EI US-EI USLCI US-EI US-EI US-EI US-EI US-EI US-EI LCA Food DK USLCI USLCI BUWAL250 US-EI US-EI US-EI US-EI US-EI US-EI US-EI BUWAL250 US-EI Table F3 (cont’d) Laminating solvent free (Note: Modified to use US electricity.) Landfill/CH with US electricity U Nylon 6, at plant/RER with US electricity U Polyethylene terephthalate, granulate, amorphous, at plant/RER with US electricity U Polypropylene resin, at plant/RNA Production of pouch 100 g Transport, combination truck, average fuel mix/US Glass Bottle (Beer) Crown caps (1 million) (Note: File modified to use US electricity.) Disposal, glass, 0% water, to municipal incineration/CH with US electricity U Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity U (Note: Also used for polypropylene.) Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U (Note: Also used for polypropylene.) Disposal, steel, 0% water, to municipal incineration/CH with US electricity U ECCS steel sheet Extrusion, plastic film/RER with US electricity U Flexography CF Glass bottles FAL Glass bottles recycled FAL Incineration/CH with US electricity U Landfill ECCS steel B250(1998) Landfill Glass B250 (1998) Landfill/CH with US electricity U Linear low density polyethylene resin, at plant/RNA Polypropylene resin, at plant/RNA Recycling glass/RER with US electricity U Recycling PE/RER with US electricity U Recycling PP/RER with US electricity U Recycling steel and iron/RER with US electricity U Transport, combination truck, average fuel mix/US Transport, freight, rail, diesel/US with US electricity U PET Bottle 204 BUWAL250 US-EI US-EI US-EI USLCI BUWAL250 USLCI BUWAL250 US-EI US-EI US-EI US-EI BUWAL250 US-EI BUWAL250 Franklin USA 98 Franklin USA 98 US-EI US-EI BUWAL250 US-EI USLCI USLCI US-EI US-EI US-EI US-EI USLCI US-EI Table F3 (cont’d) Disposal, polyethylene terephtalate, 0.2% water, to municipal incineration/CH with US electricity U Disposal, polyethylene terephtalate, 0.2% water, to sanitary landfill/CH with US electricity U Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity U (Note:Also used for polypropylene.) Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U (Note:Also used for polypropylene.) Extrusion, plastic film/RER with US electricity U Flexography CF Incineration/CH with US electricity U Landfill/CH with US electricity U PET bottles FAL PET bottles recycled FAL Polypropylene resin, at plant/RNA PP caps FAL Recycling PET/RER with US electricity U Recycling PP/RER with US electricity U Transport, combination truck, average fuel mix/US PLA Bottle Composting organic waste/RER with US electricity U Disposal, polyethylene terephtalate, 0.2% water, to municipal incineration/CH with US electricity U (Note: Polyethylene terephtalate files used for PLA.) Disposal, polyethylene terephtalate, 0.2% water, to sanitary landfill/CH with US electricity U (Note: Polyethylene terephtalate files used for PLA.) Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity U Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U Extrusion, plastic film/RER with US electricity U Flexography CF Incineration/CH with US electricity U Injection moulding/RER with US electricity U Landfill/CH with US electricity U Polyethylene, HDPE, granulate, at plant/RER with US electricity U 205 US-EI US-EI US-EI US-EI US-EI BUWAL250 US-EI US-EI Franklin USA 98 Franklin USA 98 USLCI Franklin USA 98 US-EI US-EI USLCI US-EI US-EI US-EI US-EI US-EI US-EI BUWAL250 US-EI US-EI US-EI US-EI Table F3 (cont’d) Polylactide, granulate, NatureWorks Nebraska/US with US electricity U Recycling PE/RER with US electricity U Stretch blow moulding/RER with US electricity U Transport, combination truck, average fuel mix/US Plastic (PP) Crate Disposal, polyethylene, 0.4% water, to municipal incineration/CH with US electricity U Disposal, polyethylene, 0.4% water, to sanitary landfill/CH with US electricity U Incineration/CH with US electricity U Injection moulding/RER with US electricity U Landfill/CH with US electricity U Polypropylene resin, at plant/RNA Recycling PP/RER with US electricity U Refrigerator, big, A Transport, aircraft, freight/US Transport, combination truck, diesel powered/US Transport, ocean freighter, average fuel mix/US Steel Food Can (Tuna) Cold impact extrusion, steel, 1 stroke/RER with US electricity U Disposal, packaging paper, 13.7% water, to municipal incineration/CH with US electricity U Disposal, packaging paper, 13.7% water, to sanitary landfill/CH with US electricity U Disposal, paper, 11.2% water, to municipal incineration/CH with US electricity U Disposal, paper, 11.2% water, to sanitary landfill/CH with US electricity U Disposal, steel, 0% water, to municipal incineration/CH with US electricity U ECCS steel 100% scrap ECCS steel sheet Flexography CF Incineration/CH with US electricity U Kraft paper, bleached, at plant/RER with US electricity U Landfill ECCS steel B250(1998) Landfill/CH with US electricity U Recycling paper/RER with US electricity U 206 US-EI US-EI US-EI USLCI US-EI US-EI US-EI US-EI US-EI USLCI US-EI LCA Food DK USLCI USLCI USLCI US-EI US-EI US-EI US-EI US-EI US-EI BUWAL250 BUWAL250 BUWAL250 US-EI US-EI BUWAL250 US-EI US-EI Table F3 (cont’d) Recycling steel and iron/RER with US electricity U US-EI Transport, combination truck, average fuel mix/US USLCI Basic Material Comparison - Aluminum Aluminium, primary, at plant/RER U Ecoinvent unit process Aluminium, secondary, from old scrap, at plant/RER U Ecoinvent unit process Disposal, aluminium, 0% water, to municipal Ecoinvent unit process incineration/CH U Disposal, aluminium, 0% water, to sanitary landfill/CH U Ecoinvent unit process Incineration/CH U Ecoinvent unit process Landfill/CH U Ecoinvent unit process Recycling aluminium/RER U Ecoinvent unit process Basic Material Comparison - Corrugated Board Corrugated board, fresh fibre, single wall, at plant/RER Ecoinvent unit process U Corrugated board, recycling fibre, single wall, at Ecoinvent unit process plant/RER U Disposal, packaging cardboard, 19.6% water, to Ecoinvent unit process municipal incineration/CH U Disposal, packaging cardboard, 19.6% water, to Ecoinvent unit process sanitary landfill/CH U Incineration/CH U Ecoinvent unit process Landfill/CH U Ecoinvent unit process Recycling cardboard/RER U Ecoinvent unit process Basic Material Comparison - Glass Disposal, glass, 0% water, to municipal incineration/CH U Ecoinvent unit process Disposal, inert material, 0% water, to sanitary landfill/CH U Ecoinvent unit process Incineration/CH U Ecoinvent unit process Landfill/CH U Ecoinvent unit process Packaging glass, brown, at plant/RER U Ecoinvent unit process Packaging glass, green, at plant/RER U Ecoinvent unit process Recycling glass/RER U Ecoinvent unit process Basic Material Comparison - PET Disposal, polyethylene terephtalate, 0.2% water, to Ecoinvent unit process municipal incineration/CH U Disposal, polyethylene terephtalate, 0.2% water, to Ecoinvent unit process sanitary landfill/CH U Incineration/CH U Ecoinvent unit process Landfill/CH U Ecoinvent unit process 207 Table F3 (cont’d) Polyethylene terephthalate, granulate, bottle grade, at plant/RER U Recycling PET/RER U 208 Ecoinvent unit process Ecoinvent unit process APPENDIX G: Packaging Systems Comparison Data Table G1: Beverage container comparison data Impact Category Aluminum Can Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion PET Bottle Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Glass Bottle Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Aseptic Carton Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion PLA Bottle Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Unit COMPASS SimaPro GaBi Package Modeling kg CO2 equiv 0.1826 0.1849 0.2437 0.3044 MJ Energy 2.3295 2.9253 3.4024 kg PO4 equiv Liters 7.494E-05 9.569E-01 2.775E-05 1.075E-02 3.819E-04 4.201E+03 kg CO2 equiv 0.4050 0.3313 0.3218 MJ Energy 8.1255 7.6478 8.1523 kg PO4 equiv Liters 3.886E-04 9.274E-01 4.738E-06 4.218E-02 5.069E-04 1.234E+03 kg CO2 equiv 0.5072 0.4780 0.5946 MJ Energy 8.1489 6.9304 10.1460 kg PO4 equiv Liters 3.555E-04 5.216E+00 4.220E-06 1.346E-01 5.898E-04 4.180E+03 kg CO2 equiv 0.0958 0.1252 0.0498 MJ Energy 1.9329 2.7602 1.8314 kg PO4 equiv Liters 0.3149 0.0926 2.190E-04 2.676E-05 5.449E-05 3.570E+00 2.277E+00 3.767E+02 kg CO2 equiv 0.1988 0.2416 0.0644 MJ Energy 3.9037 3.8169 1.7235 kg PO4 equiv Liters 0.1448 6.955E-04 7.797E-05 1.086E-04 1.082E+00 1.022E+00 2.802E+02 209 0.0964 Table G2: Truck and rail transport comparison data for glass bottle Transport Mode Distance (km) Unit COMPASS SimaPro GaBi Truck 100 kg CO2 equiv 0.5072 0.4780 0.5946 Truck 1000 kg CO2 equiv 0.6004 0.5218 0.6386 Rail 0 kg CO2 equiv 0.5014 0.4640 0.5814 Rail 500 kg CO2 equiv 0.5072 0.4780 0.5946 Rail 4000 kg CO2 equiv 0.5473 0.5765 0.6868 Table G3: Steel can and flexible pouch comparison data Impact Category Steel Can - 25% to 28% recycled 1 content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Steel Can - 37% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Flexible Pouch Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 1 SimaPro GaBi Package Modeling kg CO2 equiv 0.8221 0.7096 0.6512 MJ Energy 10.5972 7.4115 Unit COMPASS 7.588E-05 2.100E-04 6.413E+00 5.021E+02 kg PO4 equiv liters kg CO2 equiv 0.4796 0.7768 MJ Energy 6.4595 10.1941 kg PO4 equiv liters 3.470E-04 7.352E-05 4.524E+00 6.413E+00 kg CO2 equiv 0.4073 0.3889 0.3466 MJ Energy 8.0531 9.4005 7.8355 4.904E-04 1.014E+00 8.805E-05 6.866E-01 1.719E-04 1.459E+03 kg PO4 equiv liters 25% recycled content for SimaPro and GaBi, 28% for Package Modeling. 210 0.2248 Table G4: Reuse comparison data on a per use basis Impact Category PP crate 1 use Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion PP crate 10 uses Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion PP crate 100 uses Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Corrugated Box 1 use Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Unit COMPASS SimaPro GaBi Package Modeling kg CO2 equiv 6.6544 5.9228 5.3822 2.5706 186.9295 200.8648 181.6887 kg PO4 equiv liters 9.040E-03 1.259E+01 1.865E-04 8.590E+00 4.466E-03 1.119E+04 kg CO2 equiv 1.3747 1.1062 1.0102 MJ Energy 28.6723 27.4957 24.9602 kg PO4 equiv liters 1.630E-03 2.252E+00 2.292E-05 8.593E-01 4.466E-04 1.119E+03 kg CO2 equiv 0.8467 0.6245 0.5995 MJ Energy 12.8465 10.1588 9.6540 kg PO4 equiv liters 8.892E-04 1.219E+00 6.560E-06 8.619E-02 4.466E-05 1.119E+02 kg CO2 equiv 0.8642 1.0803 0.4868 MJ Energy 13.6383 16.5080 12.5507 1.379E-03 1.788E+01 2.027E-04 1.879E+01 1.065E-03 2.215E+03 MJ Energy kg PO4 equiv liters 211 0.6095 Table G5: Recycled content comparison data for corrugated box Impact Category 0% Recycled Content 1 (12% for COMPASS ) Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 25% Recycled Content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 50% Recycled Content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 100% Recycled Content (87% for COMPASS 1) Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 1 Unit COMPASS SimaPro GaBi kg CO2 equiv 0.5405 1.1821 0.0276 MJ Energy 13.9916 17.6705 13.0990 kg PO4 equiv liters 1.616E-03 2.920E+01 3.356E-04 3.113E+01 1.467E-03 3.559E+03 kg CO2 equiv 0.6512 1.1312 0.2572 MJ Energy 13.8707 17.0892 12.8248 kg PO4 equiv liters 1.535E-03 2.533E+01 2.692E-04 2.496E+01 1.266E-03 2.887E+03 kg CO2 equiv 0.8642 1.0803 0.4868 MJ Energy 13.6383 16.5080 12.5507 kg PO4 equiv liters 1.379E-03 1.788E+01 2.027E-04 1.879E+01 1.065E-03 2.215E+03 kg CO2 equiv 1.1793 0.9784 0.9460 MJ Energy 13.2944 15.3454 12.0024 1.148E-03 6.855E+00 6.978E-05 6.447E+00 6.635E-04 8.704E+02 kg PO4 equiv liters COMPASS limited recycled content of corrugated board to range of 12% to 87%. 212 Table G6: Air and ship transport comparison data for corrugated box and PP crate Container Corrugated Box 1 use Corrugated Box 1 use Transport Distance Mode (km) 1,2 Unit COMPASS 3 SimaPro 3 GaBi 3 Air 500 kg CO2 equiv 0.7805 0.9919 0.4019 Air 2500 kg CO2 equiv 0.8642 1.0803 0.4868 PP Crate 10 uses Air 500 1.1600 0.8878 0.7921 PP Crate 10 uses Air 2500 kg CO2 equiv kg CO2 equiv 1.3747 1.1062 1.0102 PP Crates 10 uses Ship 500 1.3285 1.0594 0.9634 PP Crate 10 uses Ship 2100 kg CO2 equiv kg CO2 equiv 1.3747 1.1062 1.0102 1 2 3 Air distances are out going transport on per use basis. Ship distances are return transport on per use basis, except no return on 10th use. kg CO2 equivalent values are average per use. 213 APPENDIX H: Basic Materials Comparison Data Table H1: Basic material comparison data Impact Category Aluminum 50% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Corrugated Board 50% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Glass 55.5% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion PET 0% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Unit COMPASS SimaPro GaBi kg CO2 equiv 5.7539 5.8449 6.9588 MJ Energy 71.5823 91.6934 88.3941 kg PO4 equiv liters 2.600E-03 1.523E-03 9.270E-03 3.171E+01 3.174E+01 1.651E+05 kg CO2 equiv 0.6838 0.9455 1.0262 MJ Energy 12.2068 15.2014 13.2740 kg PO4 equiv liters 1.464E-03 2.371E+01 3.955E-04 2.462E+01 9.804E-04 1.484E+03 kg CO2 equiv 0.7831 0.8655 0.8020 MJ Energy 13.2333 15.5838 14.3383 kg PO4 equiv liters 1.066E-03 8.377E+00 1.494E-04 8.641E+00 6.620E-04 1.652E+03 kg CO2 equiv 3.1510 3.2656 3.2698 MJ Energy 70.1882 82.3845 76.1822 5.800E-03 1.151E+01 5.818E-04 1.476E+01 3.040E-03 6.990E+03 kg PO4 equiv liters 214 Table H2: Basic corrugated board recycled content comparison data Impact Category 12% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 50% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion 87% recycled content Global Warming Fossil Fuel/NonRenewable Energy Eutrophication Water Depletion Unit COMPASS SimaPro GaBi kg CO2 equiv 0.0927 0.9457 0.1405 MJ Energy 11.2234 15.2289 14.3315 kg PO4 equiv liters 1.765E-03 4.018E+01 5.628E-04 3.703E+01 1.755E-03 4.077E+03 kg CO2 equiv 0.6838 0.9455 0.5892 MJ Energy 12.2068 15.2014 13.7957 kg PO4 equiv liters 1.464E-03 2.371E+01 3.955E-04 2.462E+01 1.363E-03 2.763E+03 kg CO2 equiv 1.2594 0.9453 1.0262 MJ Energy 13.1644 15.1745 13.2740 1.172E-03 7.669E+00 2.325E-04 1.254E+01 9.804E-04 1.484E+03 kg PO4 equiv liters 215 Table H3: openLCA basic material comparison data Impact Category Aluminum 50% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion Corrugated Board 50% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion Glass 50% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion PET 0% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion Unit SimaPro openLCA kg PO4 equiv liters 5.903E-04 6.033E-04 1.523E-03 3.174E+01 4.603E-04 3.733E-04 2.524E-04 1.600E+01 points points 9.549E-05 1.000E-04 5.283E-05 5.522E-05 kg PO4 equiv liters 1.464E-03 2.371E+01 2.908E-04 2.137E+01 points points 8.781E-05 1.029E-04 1.512E-04 8.995E+00 2.506E-05 4.213E-05 5.920E-05 7.580E-02 3.298E-04 5.421E-04 5.818E-04 1.476E+01 1.545E-04 3.737E-04 1.511E-04 4.898E+00 points points kg PO4 equiv liters points points kg PO4 equiv liters 216 Table H4: openLCA corrugated board recycled content comparison data Impact Category 12% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion 50% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion 87% recycled content Global Warming Non-Renewable Energy Eutrophication Water Depletion Unit SimaPro openLCA points points 9.551E-05 1.002E-04 4.812E-05 5.084E-05 kg PO4 equiv liters 1.765E-03 4.018E+01 4.522E-04 3.255E+01 points points 9.549E-05 1.000E-04 1.464E-03 2.371E+01 5.283E-05 5.522E-05 2.908E-04 2.137E+01 9.547E-05 9.985E-05 1.172E-03 7.669E+00 5.743E-05 5.949E-05 1.337E-04 1.048E+01 kg PO4 equiv liters points points kg PO4 equiv liters 217 BIBLIOGRAPHY 218 BIBLIOGRAPHY Aissani L, M. 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