I I I, II I I I I I I I I I [I'L THEC'I‘j 1999 fllllHHJHIHIIIHIM!!!IIIIHIHHIHHIIIllIIIIHIIIUHH 31293 01810 3733 This is to certify that the dissertation entitled NARRATIVE & THE EXPLORATION OF CULTURE, SELF, & OTHER IN TEACHERS' BOOK CLUB DISCUSSION GROUPS presented by Mary Birgit McVee has been accepted towards fulfillment of the requirements for Ph. D. degree in Teacher Education Maj/Law —W fiajor professor Date 6’2' 9? MSU is an Affirmatiw Action/Equal Opportunity Institution 0-12771 LIBRARY Michigan State UnlversIty PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 69010? .r Q , g‘rEMonifi ma chIFICIDIoDqufi-p.“ NARRIT‘: NARRATIVE AND THE EXPLORATION OF CULTURE, SELF, AND OTHER IN TEACHERS' BOOK CLUB DISCUSSION GROUPS By Mary Birgit McVee A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Teacher Education 1999 NARRATI As. a multicultu called to q teaching a: multicultu ABSTRACT NARRATIVE AND THE EXPLORATION OF CULTURE, SELF, AND OTHER IN TEACHERS' BOOK CLUB DISCUSSION GROUPS By Mary Birgit McVee As a result of both the recent debates over literacy and the increasing multicultural nature of our society, teachers and teacher educators are being called to question their past efforts and prepare for future directions in teaching and teacher education. In particular, some advocates of multicultural education, critical theory, and culturally relevant pedagogy argue that teachers, especially, white teachers must learn to value difference as a strength and resource to be used in curriculum and instruction rather than as a deficit to be mediated. However, for teachers to do this, they must first explore and understand their own cultural identities. This is problematic for many white teachers who often claim to be "cultureless." In adopting such a perspective, because their own culture remains transparent, the teachers fail to see how cultural biases privilege certain forms of literacy instruction and ultimately, the success of certain groups of children. Recently narrative, and particularly autobiography, has been touted within educational circles as a means for teachers to explore their own identities and their perceptions of others as well as a way to explore their own knowledge, experiences, beliefs and theories about teaching. Although past research on narrative in education has revealed interesting and important insights into the lives of teachers, it has for the most part, privileged content over consideration of forms and function of narrative. Additionally, few of these studies have focused on narratives told in conversational context. The following 5 tell or writ: function. i discussions mmgm culture, rac Autobiogr; In an time with I they have c reveals the. self, other, Additional] important i exl‘loration following study extends past research by carefully considering what teachers tell or write stories about, how they craft those stories and how those stories function. These questions are researched in the context of teachers' discussions and written response to autobiographical literature and academic writings related to literacy. These texts were chosen to surface issues of culture, race, and identity within a masters course on "Culture, Literacy, and Autobiography." In analyzing the narratives, I found that teacher's stories change across time with multiple retellings allowing teachers to position themselves where they have opportunity to explore issues of race and culture. Analysis also reveals that not all narratives serve the function of furthering explorations of self, other, and culture. Some narratives reify stereotypes and positions. Additionally, I found that adopting the stance of a teacher-researcher was important in revealing how teacher educators can support narrative exploration for their students. Copyright by MARY BIRGIT MCVEE 1999 1hr: wm care, supp. and Charlr under This work is dedicated to Zhang Jian Hua, Zachary, and Jaden whose love, care, support, and patience made this all possible. And to my parents Marlene and Charles McVee whose unconditional love and support has allowed me to undertake many wonderful journeys far beyond my Montana home. For tl hmband. V possible. T1 for this PM cleaving 3” and laden tl away from being patier I am reading mu helping to c committee r Raphael for would not i assistantshi; experiences Jocelj (even acros: early memo 0f money tr The f dissertation Karla B E ‘ . ellin dWardS H ACKNOWLEDGMENTS For the completion of this work, I am indebted to Jian, my wonderful husband. Without your support this undertaking would not have been possible. Thank you for encouraging me to complete my Masters and go on for this Ph.D. Had you known how many hours you would spend cooking, cleaning and watching babies, you may have chosen differently! For Zachary and Jaden thank you for being patient all those weekends and nights I was away from home. To our families in Montana and China, my thanks for being patient with our being so far away and coming home so seldom. I am also indebted to my committee chair, Susan Florio-Ruane, for reading multiple drafts, providing wonderful feedback and criticism and for helping to craft this work into its final form. Thank you to my other committee members: Jenny Denyer, Lynn Paine, David Pearson, and Taffy Raphael for their thoughtful questions and comments. In addition, this work would not have been possible if David, Taffy, and Susan had not sponsored assistantships along the way that provided friendship, mentoring, and experiences in research, all of which made this dissertation possible. Jocelyn Glazier, my email corespondent, critical reader, and friend (even across the miles in Israel) deserves special acknowledgment for reading early memos, drafts, ideas, ramblings, analysis, and for putting spending lots of money to call me and encourage me and think through this analysis. The following people have been critical to the success of this dissertation by reading drafts, offering ideas and in providing moral support: Karla Bellingar, Devon Brenner, Cindy Brock, Kailonnie Dunsmore, Patricia Edwards, Helene and Khaled Furani, Jim Gavelek, Pat Norman, Cathy vi REISChl, Belt members of ' In add caioled me it PhD. 1 wou encouragem Finall) and who gra Reischl, Bette Shellhorn, Susan Wallace, The Women's Literary Circle, members of The Literacy Colloquy, and members of the Vygotsky Group. In addition, I owe a special debt to Rita Page and Nancy Price who cajoled me into pursuing a Masters and encouraged me to continue for a Ph.D. I would not have had faith in my abilities without their initial encouragement. Finally, I am indebted to all the teachers who participated in this study and who graciously shared their course work, ideas, and stories. vii CHAPTER 1 BTRODL'CT Literacy and Grand Narra1 literacy, C 111' Overview of Chapter Ove: marten 2 CLITL'RE, i introduction. Lingu; Cultur Teach. Explm SOdOCultura] Piarra‘ lCarra‘ NaI‘rat Memods ..... COUrsr TABLE OF CONTENTS CHAPTER 1 INTRODUCTION ............................................................................................................ 1 Literacy and the Contemporary Sociocultural Context ........................................... 1 Grand Narratives ............................................................................................................. 2 Literacy, Culture, and Autobiography ......................................................................... 4 Overview of the Study .................................................................................................... 6 Chapter Overview ........................................................................................................... 8 CHAPTER 2 CULTURE, NARRATIVE, THEORY 8: METHODS ............................................... 10 Introduction .................................................................................................................... 10 Linguistic, Cultural, and Ethnic Diversity .................................................... 10 Culture and Cultural Identity ......................................................................... 12 Teachers Exploring Culture ............................................................................. 14 Exploring Culture Through Narrative ......................................................... 16 Sociocultural Perspectives of Language and Narrative ......................................... 18 Narrative as Re-emplotment: The Construction of Self and Other ...... 19 Narrative as Cultural Therapy and Positioning ......................................... 21 Narrative as Ethics ............................................................................................ 23 Methods ........................................................................................................................... 25 Course Objectives, Readings , and Discussion Groups .............................. 25 A Case of Practitioner Research: Data Collection and Methods ............. 31 Theoretical Frameworks for Data Analysis .................................................. 38 viii CHAPTER T. ElllE'S SIOI Introduction. The V. Methods of .‘ Prelim Narrat Extending th- Evidence of I Sequences, ar Repeu R€peu Repen- Rtemplottin flies Final c Conclusion... CHAPTER THREE ELLIE'S STORY: THE BLACK JESUS ........................................................................ 43 Introduction .................................................................................................................... 43 The Vignette Assignment: Opportunity for Re-emplotment ................. 45 Methods of Narrative Analysis from Labov and Polanyi ..................................... 49 Preliminary Analysis Using Quantitative Comparisons Across Narratives ............................................................................................................ 53 Extending the Analysis to Include Examination of the Discourse ..................... 65 Evidence of Re-emplotment: Repetition Across Words, Questions, Flash Sequences, and Resolutions ........................................................................................ 68 Repetition Across Words ................................................................................. 68 Repetition Across Resolutions ....................................................................... 73 Repetition Across Questions ........................................................................... 75 Re-emplotting the Self: Questions, Flash Sequences, and Repetition Within Ellie's Final Oral Retelling ........................................................................................... 80 Conclusion ...................................................................................................................... 86 CHAPTER FOUR CATHY'S STORY: WHITE TEACHER, BLACK CHILD PLACED IN CRISIS .............................................................................................................................. 89 Introduction .................................................................................................................... 89 The Sociocultural Contexts of Narrative .................................................................. 93 Culture, Literacy, and Reflection: Exploring Self and Other ................... 98 Culture, Literacy, and Reflection: Avoiding the Hot Lava of Race....101 Examining Our Personal Perspectives Through Narrative ............................... 106 Black Child in Crisis: Cathy's Narrative .................................................... 107 Alternative Resolutions ................................................................................. 113 ix Dscussio Co. CHAPTE] REGAN'S LOTS" ..... lntroducti What Typr Qua Mu] Cra: Positioning Quasinarra INIEllECtUa] Conventior Com Mult; Discussion ...................................................................................................................... 116 Conclusion ........................................................................................................ 119 CHAPTER FIVE REGAN'S STORY: "I WANT TO BE SOMEBODY WHO MOVES THE LINES" ............................................................................................................................ 123 Introduction .................................................................................................................. 123 What Types of Talk Did Regan Use? ....................................................................... 125 Quasinarratives ................................................................................................ 129 Multi-voiced Narratives ................................................................................ 130 Grand Narratives ............................................................................................. 131 Positioning Regan as the Intellectual: Academic Discourse and the Quasinarrative .............................................................................................................. 132 Intellectual Discourse and the "Concept of Self" .................................................. 143 Conventional and Unconventional Narratives in Regan's Discourse ........... 147 Conventional Narratives .............................................................................. 148 Multi-voiced Narratives ................................................................................ 151 Grand narratives .............................................................................................. 154 Critiquing the Grand Narratives: A Discussion of The Kitchen God's Wife ................................................................................................................................ 157 Conclusion .................................................................................................................... 163 CHAPTER SIX CONCLUSION .............................................................................................................. 166 The Need to Examine Form, Function, Content and Context of Narrative...166 Significant Findings and Limitations of Narrative .............................................. 171 Narrative as Dynamic ..................................................................................... 171 Storytelling and Stereotyping: Essentializing the Other ........................ 173 Foster The lr L'ncoi Teachers ant Educative .\' Teach Narra APPENDICI Appendix A: Appendix B; AE‘Pfi’ndix C: APPendix 0 Appendix E; APPEndix F; APPEndix C At‘t‘endix H A‘PPEndiX l: ‘ ar”lites. h A. A Pend' . Pla 1X 1' Ced in Cr APPEndiX K A 0- o .... .v o n Fostering Multiplicity ..................................................................................... 174 The Influence of Context on Narrative ...................................................... 176 Uncovering Issues of Power In and Through Narrative ........................ 177 Teachers and Teacher Educators Learning Through Narrative ........................ 180 Educative Narratives, Literacy, Learning, and Experience ................................. 182 Teacher and Ethnographer as Learner ........................................................ 182 Narrative, Continuity, and Experience ....................................................... 183 APPENDICES Appendix A: Course Syllabus ................................................................................... 188 Appendix B: Narrative Vignette Activity ............................................................. 198 Appendix C: Ellie's Narrative #1 ............................................................................ 200 Appendix D: Ellie's Narrative #2 ............................................................................ 201 Appendix E: Ellie's Narrative #3 ............................................................................. 202 Appendix F: Ellie's Narrative #4 ............................................................................. 203 Appendix G: Ellie's Narrative #5 ............................................................................ 204 Appendix H: Ellie's Narrative #6 ............................................................................ 205 Appendix 1: Complete List of Words Coded for Repetition in Ellie's Narratives ..................................................................................................................... 208 Appendix J: Timeline for Class on 9-29 and Cathy's Story: "Black Child Placed in Crisis" ............................................................................................................ 209 Appendix K: Transcript of Maya Angelou's Poetry Reading ............................ 211 Appendix L: Questions Cathy Asked During Her Interviews With African American Educators .................................................................................................... 214 Appendix M: Example of a Narrative Written by Regan in a Conventional Form ............................................................................................................................... 216 xi REFERENCES ............................................................................................................... 218 xii Table 1 Table 2 Table 3 Table 4 Table 6 Table 7 Table 8 Table 9 Table 10 Table 11 Table 12 Table 13 Table 1.1 Table 1 Table 2 Table 3 Table 4 Table 5 Table 6 Table 7 Table 8 Table 9 Table 10 Table 11 Table 12 Table 13 Table 14 Table 15 Table 16 Table 17 Table 18 Table 19 LIST OF TABLES Course Participants ............................................................................... 25 Book Club Discussions Throughout the Semester ........................ 27 List of Data Sources Collected During the Study ............................. 32 Coding System for Narratives from Labov and Waletzky ........... 39 Narrative #1 ............................................................................................ 54 Narrative #2 ............................................................................................ 55 Narrative #3 ............................................................................................ 56 Narrative #4 ............................................................................................ 57 Narrative #5 ............................................................................................ 58 Narrative #6 ............................................................................................ 60 Summary of Ellie's Narrative Retellings by Number of Clauses Per Segment in Narratives #1 Through #6 ..................................... 63 Core Plots Composed of Main Line Events and Flash Sequence Events for Ellie's Six Narratives ......................................................... 64 Repetition of Selected Words in Ellie's Narratives ....................... 69 Comparison of the Word "Race" as Used in Narratives #4 and #5 ............................................................................................................... 71 Overview of the Resolutions Offered in Ellie's Six Narratives ................................................................................................ 74 Summary of Questions Ellie Asked Across Narratives #1 Through #6 ............................................................................................. 76 Comparison of Cathy's Written and Oral Narratives ................. 110 Forms and Features of Regan's Discourse ...................................... 126 Content and Context Surrounding Regan's Conventional Narratives .............................................................................................. 149 xiii Table 20 Table 20 An Example of a Conventional Narrative Told By Regan ......... 150 xiv Rpm] hguel rn ( LIST OF FIGURES Figure 1 Timeline for Ellie's Narrative Retellings Across the Semester ................................................................................................... 47 Figure 2 Cathy's Narrative in Context .............................................................. 94 XV p—‘ 000 A ‘ \J V P? oveda; dmnp bngp stresse donga // 000 0) m LIST OF SYMBOLS AND ABBREVIATIONS Transcription Conventions overlapping speech short pause (less than 1 second) long pause (more than one second) stressed for emphasis elongated vowel sounds dangling sentence, feeling of more to come speaker unidentified unintelligible speech falling intonation (marked over a word or phrase) rising intonation (marked over a word or phrase) xvi There is n literacy and th Cultural Americans (Ho education since QML Say but America, h utter....lt was a statement: "Ar "idea" America SChools and \‘c relevance and conflicting id e2 addition, in the mud] media a and how after Still YEcent in c Cit" bombing, CHAPTER ONE INTRODUCTION There is no theory that is not a fragment carefully prepared of some autobiography. Paul Valery1 nt m ra i ultural nt xt Cultural identity has always been a particularly problematic issue for Americans (Howarth, 1980); it has been a defining question for public education since the days of Horace Mann. Quoting F. Scott Fitzgerald in lie My; Sayre (1980) notes that "France was a land, England was a people, but America, having about it still that quality of the idea, was harder to utter....It was a willingness of heart " (p. 149) He concludes with the bold statement: "America is an idea" (p. 155). There is much debate about what "idea" America is about these days. Debates over affirmative action, charter schools and vouchers to equalize educational opportunities, and the relevance and place of bilingual and multicultural education reflect conflicting ideas of how we define ourselves as a people and a culture. In addition, in the context of this broader cultural, social, and historical context much media attention has focused on the shifting demographics in the U. S. and how after 2000, Caucasians will no longer be a majority. Other events still recent in our collective past-- O. J. Simpson, Rodney King, the Oklahoma City bombing, legislation against affirmative action and bilingual education, and violence in schools--have raised questions such as, What does it mean to be an American? What does it mean to live in America? How can we educate our children so they will make our democratic society a more equitable place? Who are we as a people? And who do we want to be? lPreface, MW 1. Olney, (Ed), 1980. Another way of ] want to tell abm defer? rand Narrativr At the he. encompassing s have become pa "primary discou White EurOpear articulating the: these stories in on experience, other events 8n for example, to by our media; 1md'SCiPlinecl e \ Zl am using tl Points thrOUgh IESearChe V Another way of phrasing such questions is to ask: What are the stories we want to tell about ourselves? Whose storieszwill we allow and whose will we defer? Graniblarratiles At the heart of these questions are the grand narratives, the all- encompassing stories, that represent us and our culture. These narratives have become part of our national landscape and identity. They are part of the "primary discourse" (Gee, 1989a) of an American culture that privileges its White European heritage. Such master stories are not reproduced by articulating them as "a story" with a character, setting, and plot. Like culture these stories infuse themselves into our lives, and we internalize them based on experience, stories, face-to-face interactions, and media information, and other events encountered in our daily lives. Shirley Brice Heath (1997) refers, for example, to the grand narratives about youth culture that are undergirded by our media: In the 1990's young people in our society are self-centered, undisciplined and think only of themselves. Based on research she 2I am using the terms: "story" and "narrative" interchangeably at various points throughout this dissertation. I am aware that some scholars and researchers make distinctions between these words. For example, Gudmundsdottir (1995) provides this summary: "Structuralist literary theorists make a clear distinction between narrative, story , and discourse (Culler, 1975). A narrative has two parts: story and discourse (Chatman, 1978). The story includes the events, characters, settings and so on that constitute the content of a narrative. The discourse is the telling, expression, presentation of the story...The end product is a narrative, an organized text....(p. 25). Others, particularly researchers in the social sciences, have adopted a more flexible definition of narrative, for example, narrative as "a series of verbal, symbolic, or behavioral acts sequenced for the purpose of 'telling someone else that something happened'" (Herrenstein-Smith, in Gudmundsdottir, 1995, p. 25). Much of the analysis in the following chapters deals directly with different definitions and constructions of personal narratives or personal stories. When necessary I have given specific definitions, but readers should be aware that throughout this work, I use the terms "narrative" and "story" interchangeably. conducted in j representation refers to the " narratives, the For me narratives anc our daily lives Ilhere do we : sedimented in students and c cultural, and r In contrast to force remains teachers are rr baCkgrounds t For may IIIQIT 0W1] exp. 7115' Ameficar addlllon’ thel,’ whEre their id conducted in youth clubs in urban areas, Heath takes issue with this representation, this story about young men and women in our society. Heath refers to the "'am'ness" and "'are'ness" that is a function of these grand narratives, the ways in which these narratives shape lives and identities. For most of us who are teachers or teacher educators, these grand narratives and controversies surrounding them may seem far removed from our daily lives. Or, we may simply feel overwhelmed in asking ourselves: Where do we start? How do we begin to critique, to challenge stories so sedimented in history? Instead we may choose to focus our attention on students and classrooms as we attempt to address the increasing linguistic, cultural, and ethnic diversity we are encountering in classrooms. In contrast to the students who increasingly attend our schools, the teaching force remains predominantly white, female, and Euro American. Thus teachers are more and more often teaching children who come from different backgrounds than their own. For many teachers, debates about culture may seem disembodied from their own experience. For example, white teachers often feel that they are "just Americans" and do not belong to any particular culture or race. In addition, they often think of schools and classrooms and "ungendered" places where their identity as women, or the gender of their students, is not an issue to be considered as long as the teacher adopts a stance of "treating everybody the same" or "being equal." However, it is unlikely that teachers will be able to assist students in examining their own cultural and literate practices or to prepare students to live in a multicultural society until teachers have a sense of themselves as participants in cultural practices of literacy. This awareness is of critical import in contemporary U. S. society when students come from diverse ethnic and linguistic backgrounds. itera ’ till It is cri more than we Literate practi accompanying to realize that implications f transferred, re We must stri\ confronted wi how are we to intertwined w With narrative becoming liter examine Cultu €Xisting in exc means 0f SQII-t RECently of teacher (19“ Published aut‘r HOrio- y. ICIIEQ’ & Wall EXP] Ruane ‘1 ore 155L195 ‘ lSSUeS 0f Culmr I engage in diScu e'. Emple, raCe C WWW It is critical that teachers come to recognize that literacy encompasses more than ways of reading and writing; literacy is a cultural artifact and tool. Literate practices are not limited to print decoding or the cognitive strategies accompanying comprehension or composition. We must expand our views to realize that ”literacy acquisition, particularly reading instruction, holds implications for cultural transmission, that is, for how knowledge is transferred, reproduced, and transformed” (p. 288, Roth in Ferdman, 1990). We must strive to understand what this means for students who are confronted with multiple and often conflicting interpretations of literacy. Yet how are we to do this if we as teachers do not recognize how culture is intertwined with our own literate practices? The answer, in part, may lie with narrative-stories of self and other--our own literate pasts. Stories of becoming literate-~of educational change or boundary crossings--allow us to examine culture in every day life, not just to think of culture as a construct existing in exotic locales (Florio-Ruane, 1997). Such stories function as a means of self-definition and self-representation (Soliday, 1994). Recently, teacher educators have begun to propose alternative models of teacher development which foreground the use of autobiography, both by published authors and by teachers themselves (see for example, Au, 1996; Florio-Ruane with deTar, in preparation; Florio-Ruane, Raphael, Glazier, McVee, & Wallace, 1997; Soliday, 1994), as one means to encourage teachers to explore issues of culture, self and other. Such an approach relies heavily on the power of narrative, the power of story. However, this process of exploring issues of culture and identity is not easy as participants can find it difficult to engage in discussions of narratives which address difficult issues , for example, race or gender (Glazier, McVee, Wallace, Shellhom, Florio-Ruane, a Kathie" discomeCtj Process5 of ' well underf narrative if previ contriliutior cont"?nt as e (Connelll' d: interpreting means 0f un (Gitlin & Me have focusec about literacl (see Lace}? ll has not explC content over 1990; Riessme attention to tl coUrses where Sociolir Bauman, I986 St Raphael, in press), and narratives can foster both connection and disconnection for participants (McVee, 1998). And, as Soliday notes, this process of how stories help develop a ”cultural sense of the literate self” is not well understood (p. 513 ), even though there are numerous studies of narrative in education. Previous studies on teacher narrative have made important contributions to educational research by focusing primarily on narrative content as evidence for beliefs that constitute a knowledge base for teaching (Connelly & Clandinin, 1986), a means of planning, understanding and interpreting curriculum (Egan, 1986; Connelly 8: Clandinin, 1988), or as means of understanding the beliefs and theories that shape teachers' practice (Gitlin & Meyers, 1993; Goodson & Cole, 1993). However, few of these studies have focused on the relationship between teachers' narratives and beliefs about literacy and its relationship to cultural identity. With few exceptions (see Lacey, 1991; Florio-Ruane, et a1., 1997; Swidler, 1995), most of this research has not explored narratives as a social performance. Thus it has privileged content over close analysis of the forms and function of narrative (Atkinson, 1990; Riessman, 1993). Additionally, the previous studies have paid little attention to the role that teacher educators or other participants play in courses where narrative may be a primary pedagogical method. Sociolinguists, folklorists, and psychologists (e.g. Tannen 1989; Bauman, 1986; Polkinghorne, 1991) have argued that narratives are social performances created within social contexts, contexts which include a teller's relationship with listeners / readers. Narratives thus function to identify or position both teller and audience in relation to one another. They can also serve as means by which people alternatively reify and reinvent social reality. In privileging content, researchers risk "ignoring the complex interrelations between the ind development an P305). The put} analysis Of the 5 function to hell‘ educate teacherS involl'lng cultUl .em w , flit” As a me and linguistic bi currently face tt prepare teacher: mitigated. Unli advantage of sp Although my 0' Montana-er fair attending univc This experience about how I vie enhanced the o Challenged my Ourselves and I'm Particular interact, It Was El'ehtually led l Unforttm PenOdS of time between the individual, social, and textual” necessary for ”understanding the development and deployment of oral and written discourse” (Michaels, 1991, p.305). The purpose of the following research study is to provide close analysis of the social performances in terms of their content, form and function to help us understand how telling stories of cultural experience may educate teachers by furthering our understanding of the complex interactions involving culture, narrative, self and other. Wrong As a teacher who has worked with students of diverse cultural, ethnic, and linguistic backgrounds, I am cognizant of the many challenges that currently face teachers. As a teacher educator, I wonder about how I can help prepare teachers see diversity as an advantage rather than a problem to be mitigated. Unlike many of the teachers I work with, I have had the advantage of spending a lengthy amount of time immersed in other cultures. Although my own public school education was in an isolated rural setting in Montana--a fairly homogeneous environmental had the opportunity after attending university to live for six years in mainland China and Hong Kong. This experience taught me to examine my own cultural identity and to think about how I viewed my self and others around me. Traveling in Asia further enhanced the opportunities I had for interacting with many cultures, and challenged my thinking about cultural identity and issues of how we position ourselves and those around us with respect to culture. As an English teacher, I was particularly interested in how issues of language, literacy, and culture interact. It was these broad issues that drew me toward graduate studies and eventually led to the dissertation topic explored here. Unfortunately, most teachers do not have the luxury to spend extended periods of time experiencing first hand the cultural contexts and communities of opportunity to connection and More sophisticz enables us to be culture, race, ar educator worki Euro American about culture a in the context ( The data- was IIIStructor AutobiOgraph) course were sir Alaska and ha‘ SCh001 full-rim amtOb'bgl’aphie 0' Culture, self having the Ica. class and “an; Raphael, 1997- communities of the students they teach. However, story offers us an opportunity to travel beyond our limited views of self and other, explore connection and disconnection, to cross boundaries without crossing oceans. More sophisticated understandings of our own cultural identities as teachers enables us to better serve our students because we become more aware of how culture, race, and gender may affect their lives and learning. As a teacher educator working with literacy teachers, who are predominantly female and Euro American, I set out to explore how literacy teachers might learn more about culture and to encourage them to examine their views of self and other in the context of a literacy masters course for practicing teachers. The data presented here were collected during the fall of 1997 while I was instructor for a literacy masters course, "Culture, Literacy, and Autobiography" at a midwestern university. Participants in this elective course were six practicing teachers and one student who had been teaching in Alaska and had recently returned to the area who was preparing to return to school full-time. The purpose of the course was to read and respond to autobiographies by published authors to encourage teachers to explore issues of culture, self and other as these relate to literate practices. This included having the teachers (participants) respond to narratives shared orally in the class and narratives written by their peers. Using Book Club (see McMahon 8: Raphael, 1997; Raphael, Pardo, Highfield, 8: McMahon, 1997) as a model for discussion and drawing on a model of teacher development outlined by Florio-Ruane 8: Raphael (see Florio-Ruane 8: deTar, in preparation; Florio- Ruane, et al., 1997), teachers read autobiographies or autobiographical fiction by ethnic minorities or white teachers who had examined their own practice. The autobiographies were alternated weekly with discussions of research articles related to culture and literacy. Ifocused that were sharec around narrativ framed the stud I. How: constrair do the p. 2. What around 3. Wha‘ about id As I undertool these question ha t r \‘er I begin national COnte rePresentnttor Culture. IaISc inveStit'iatiort : PolkinghOme OvenriEW Of t' methods Used Chapte organized a re I focused my attention on the group interactions around narratives that were shared orally in class discussion or discussion of literature and also around narratives written in student work. Initially, three broad questions framed the study: 1. How do written and oral narratives function to create, sustain, or constrain a learning-oriented dialogue among participants? What part do the participants play in these interactions? 2. What part does the teacher educator play in discussions constructed around narrative? 3. What do these narratives reveal about the participants' learning about identity, culture and views of self and other? As I undertook the study and began collecting and analyzing data, I refined these questions as will be explained in the following chapters. W I begin Chapter Two by overviewing the increasing diversity in our national context and its importance to teachers. I then discuss various representations of culture and how narrative can assist teachers in exploring culture. I also describe the theoretical perspectives that framed this investigation including perspectives from Vygotsky (1978;1986) , Polkinghorne (1988, 1991) and Davies and Harré (1990). I conclude with an overview of the methods and data collection procedures and preview the methods used in analyzing the data. Chapters Three, Four and Five present three cases of narrative analysis organized around three course participants Ellie, Cathy, and Regan3 . Chapter Three explores how narratives change as they are retold over time. During the course, Ellie retold one narrative, in oral and written form, six times 3For the purposes of confidentiality, pseudonyms are used for all participants. across the semest and how and uh Chapter Ft introduced to the an oral narrative. participants leadi The fifth a something of an ' returning to grac Indians in Alaska stories that Rega content, and fun and explores her In Chapte Wilmer for life e(hicator and M Cathy, and REga teachers in their across the semester. I analyze these narratives to determine what changes and how and what this indicates about Ellie's learning. Chapter Four focuses on Cathy and one particular narrative which she introduced to the class in written form but later had opportunity to share as an oral narrative. I analyze Cathy's narratives and the discussion of group participants leading up to and following her oral retelling. The fifth and final analysis chapter focuses on Regan who was something of an "outlier" in this data set. As a recent graduate who was returning to graduate school after an experience working with native Tlingit Indians in Alaska, Regan was unlike the other participants in the group. The stories that Regan shared with the group were also unusual, often in form, content, and function. This final analysis chapter presents Regan's narratives and explores her role in the group. In Chapter Six I explore implications of the study for education and in particular for literacy instruction. In addition I focus on my role as teacher educator and what I have learned as well as what we can learn from Ellie, Cathy, and Regan about how narrative functions in powerful ways to assist teachers in their exploration of culture. CI As the I teacher educatt future directior growing conce female, Euro 15 & Sclan, l996)-- the needs of so Emmy, and r whO are respor lhmkilig that u A5 We er "mEUage and c Educate "Other PUbliShed book Cultural and lin connecfiOnS’ an most educatorS find wal’s I0 Va mainstream SOc- mulnmlmral Cu education, arguj 3551mmahon ratl 1mm the schoc CHAPTER TWO CULTURE, NARRATIVE, THEORY AND METHODS Introduction I . . . C l I I E I . 12' . As the US. becomes an increasingly diverse society, teachers and teacher educators are being called to question their past efforts and prepare for future directions in teaching and teacher education. I In particular, there is growing concern about how a non-diverse teaching force-~one that is 90% female, Euro American and predominantly middle-class (Darling-Hammond 8t Sclan, 1996)-can prepare students for a multicultural society and address the needs of students who are increasing diverse in cultural background, ethnicity, and mother tongue. It is especially important for literacy teachers who are responsible for educating students in ways of reading, writing, and thinking that undergird democratic ideals. As we enter a century where our schools will be ever more diverse in language and culture, educators appear to be taking seriously our charge to educate "other people's children" (Delpit, 1995). Authors of recently published books, articles, and conference presentations use key words such as: cultural and linguistic diversity, culturally relevant pedagogy, home-school connections, and multicultural literature to situate their work. Although most educators are in agreement that teachers and teacher educators must find ways to value all languages and cultures in the classroom, not just that of mainstream society, there is also opposition, for example, to adopting multicultural curricula. Some groups are opposed to multicultural education, arguing that educational and economic success depends on assimilation rather than on maintenance of linguistic or cultural diversity within the school and classroom. And, while this assimilationist view is not 10 a new one in I resurgence. f California's Pr instruction der multilingual A be successful, must learn En; only environm lncreasi: come under th experts have t; legislatures in Example, the It leMatures, dt PTOgrams suct programs irnpr monolithic, sta to Consider, in literacy @3595 becomes an im the Indivdeal a new one in U. S. educational history, it has recently had an apparent resurgence. For example, recent challenges to bilingual education such as California's Proposition 227, which mandates intensive English-only instruction demonstrate how difficult it can be to celebrate a multicultural, multilingual America. Those backing Proposition 227 argue that in order to be successful, immigrants, and particularly children of those immigrants, must learn English. To accomplish this they must be immersed in English- only environments as soon as possible (Proposition 227, 1999). Increasingly not just education, but in particular, literacy education has come under the scrutiny of policy makers. In recent years, many literacy experts have faced off against one another and sided with or against state legislatures in passing measures that mandate particular literacy practices, for example, the teaching of phonics. In addition to such mandates from state legislatures, districts are increasingly requiring teachers to use skill-based programs such as "Success for All." Often implicit in the requirements and programs imposed upon teachers is the notion of both literacy and culture are monolithic, static practices which locate literacy in the individual. They fail to consider, in Ferdman's words, that "In a culturally heterogeneous society, literacy ceases to be a characteristic inherent solely in the individual. It becomes an interactive process that is constantly defined and renegotiated, as the individual transacts with the socioculturally fluid surroundings” (1990, p. 187). This view portrays both culture and literacy as dynamic and interactive. From this perspective, students' cultural knowledge is seen as an asset rather than a hurdle to be overcome; students can use their "funds of knowledge" (M011, 1992) as a powerful starting point for literacy acquisition. Drawing on the knowledge that students posses, particularly the literate practices of their homes and communities has provided much insight 11 for educator: culturally ref Jordon, 1981 press). Althr have led to 5 race, and lin and its respc race, social c between teac education in 1999) Thus i out, in both : For example] Americans IT racial group African Arne little extra he teachers to 0 uncover the 1 Situated in th Emmy, anc nit-or an cl ‘ Here, I 3550clated WI Iéhvah his: l-lE'ws of it,‘ a S for educators in recent decades and has assisted in the development of culturally relevant teaching practices (see for example, Heath, 1983; Au 8: Jordon, 1981; M011, 1992; for a brief review see Florio-Ruane 8: McVee, in press). Although the previous research does attend to issues of culture which have led to some changes and improvements in policy and teaching, culture, race, and linguistic diversity persist as challenges to our educational system and its responsibility to educate all children. The increasing disparities--in race, social class, level of educational attainment, and mother tongue-- between teachers and their pupils and families increase the complexity of education in a multicultural society (Florio-Ruane, 1997; Sleeter 8: Grant, 1999) Thus while some progress has been made, we must continue to seek out, in both research and educational reform, ways of attending to culture. For example, Ladson-Billings (1994) writes: "While it is realized that African Americans make up a distinct racial group, the acknowledgment that this racial group has a distinct culture is still not recognized. It is presumed that African American children are exactly like white children but just need a little extra help" (emphasis in the original, p. 9). Not only is it critical for teachers to consider their students' cultures, but teachers must examine and uncover the ways in which their own beliefs and instructional practices are situated in their culture, and to explore their beliefs about students and class, ethnicity, and linguistic diversity (Banks, 1998). W Here, I am using the term culture, not in the static where culture is associated with "facts" about various people such as holidays, foods and festivals. Instead, as Clifford and Marcus (1986) write, "culture, and our views of 'it,‘ are produced historically, and are actively contested" (p. 18). As such culture is dynamic, not static and does not fit into neat categories for 12 description. They go on to state that "If 'culture' is not an object to be described, neither is it a unified corpus of symbols and meanings that can be definitely interpreted. Culture is contested, temporal, and emergent" (p. 19). According to another contemporary anthropologist Renato Rosaldo (1993), in this view of culture as process, "Culture lends significance to human experience by selecting from and organizing it. It refers broadly to the forms through which people make sense of their lives, rather than more narrowly to the opera or art museums....all human conduct is culturally mediated" (p. 26). The all-pervasiveness of culture implies that for many of us, it is transparent; we do not become aware of culture until some invisible border is crossed and our order of perceiving things is disturbed. Rosaldo writes, for example, that "A classic concept of culture seeks out the 'Mexican' or the 'Anglo-American,‘ and grants little space to the mundane disturbances that so often erupt during border crossings" (p. 29). This process of essentialization is one of the pitfalls of autobiography (Zuss, 1997). The "classic norms of anthropology" have contributed to the problem of essentialization by attending "more to the unity of cultural wholes than to their myriad crossroads and borderlands" (Rosaldo, 1989, p. 30). In portraying this classic view of culture and its essentializing nature, Rosaldo, using examples from the Philippines, Mexico, and the U. S. describes how in each national context the group that sees itself as "cultureless" has a great deal of institutional power; those groups that have "authentic culture" wield less power. He elaborates in the following extended quote: In practice, the emphasis on difference results in a peculiar ratio: As the "other" becomes more culturally visible, the "self" becomes correspondingly less so. Social analysts, for example often assert that subordinate groups have an authentic culture at the same time that 13 they moc view sub middle-c allow th the ratio wields. have an undersc that at I "oursel‘ The im The many wt Flaltltenberg, like” Unawa: inSh’uctiort a1 transParent. pedagogical ; Mehan's Wm is 8Uided by imphdtly 50) tat ' Becomir and teach is they mock their own upper-middle—class professional culture. In this View subordinate groups speak in vibrant, fluent ways, but upper- middle-class people talk like anemic academics. Yet analysts rarely allow the ratio of class and culture to include power. Thus they conceal the ratio's darker side: the more culture one has, the less power one .Wields. If "they" have an explicit monopoly on authentic culture, "we" have an unspoken one on institutional power. This ration's dark side underscores the urgency of rethinking social analysis in such a manner that at once consider the interplay of culture and power and makes "ourselves" more culturally visible" (p. 202). The implication of Rosaldo's observation for teachers in profound. The many white teachers who often believe they "do not have a culture" (see Frankenberg, 1993; King, 1991; Florio-Ruane, et al., 1997; McIntyre, 1997), are likely unaware that their definitions of literacy and choices of literacy instruction are colored by their own experience. For these teachers culture is transparent. For example, they may feel that their role is simply to make pedagogical and curricular decisions, without realizing, in Cazden and Mehan's words, that "Like all culturally-based behavior, classroom behavior is guided by rules or norms established by convention, which means they are implicitly taught, tacitly agreed upon, and cooperatively maintained" (1989, p. 50). Becoming aware that they "have culture," that what they learn, know, and teach is shaped by and embedded with social norms and cultural practices, takes teachers a step closer to examining the interplay of culture and power in their classrooms. W The relationships between culture, language and power are critical for literacy teachers to explore. Attending to these issues encourages teachers to 14 reflect t the hist and by view lit critical ; cultural I teachers needed ‘ tools (en recognit are of cr for authr and their Vygotskj Be 0i their 5 their ow; reflect on how literate practices and forms of literacy instruction are bound by the historical, cultural and social contexts within which they are carried out and by the social cultural and historical lenses through which individuals view literacy. The recognition of literacy as a culturally constructed tool is a critical recognition if teachers are to prepare their students to live in a culturally heterogeneous society. Unfortunately, the culturally situated beliefs and values of many teachers go unexamined as they and teacher educators focus on the tools needed to conduct literacy instruction on a day to day basis. For teachers, such tools (e.g., how to conduct a writers' workshop, teach phonics and word recognition skills, to assist students in developing comprehension strategies) are of critical importance, but these tools and their appropriation by students for authentic purposes must be understood culturally as well. These tools and their appropriation by teachers are mediated by culture (Rosaldo, 1993; Vygotsky, 1978; Wertsch, 1991). Because teachers' cultural backgrounds increasingly differ from those of their students, it is important that teachers consider how culture mediates their own beliefs about literate practices and literacy instruction and how this affects students' opportunities to learn. For literacy researchers who work with teachers this means that we must explore our own positionings and understanding of self and other, and as teacher educators, we must realize that the study of self and other is a critical undertaking for both preservice and inservice teachers who often assume that "treating all students the same" or being "colorblind" (Paley, 1979; Cochran-Smith, 1995) is the answer. But, as Ladson-Billings (1994) explains, colorblindness is a limited response. She argues that it is only when teachers have explored and gained understanding of their own cultural identities can we expect teachers to "capitalize on 15 students' indiv engage in cultt pedagogy mea. emotionally, ar skills, and attiti means that edt classrooms and "on an underst.‘ identities of the cultural expert-e Au (1996 issues of prima r literacy POTlfOllt Ofmllufe and Ii that explore our Students, P aTI’ICL influence IangUa Rum, Et al., 199 through teachers diSCussion STOUP students' individual, group, and cultural differences" (p. 11) in order to engage in culturally relevant pedagogy. To engage in culturally relevant pedagogy means finding ways to empower "students intellectually, socially, emotionally, and politically by using cultural referents to impart knowledge, skills, and attitudes" (p. 18). To engage in culturally relevant pedagogy also means that educators must recognize the inequities possible in their classrooms and in society. Such recognition depends, according to Au (1998) "on an understanding of their own cultural identities as well as the cultural identities of their students" (p. 308). This is why study of teachers' own cultural experience is foundational to learning to teach diverse youngsters. Au (1996) has helped her students who are preservice teachers explore issues of primary language and ethnicity by scaffolding their development of literacy portfolios. Soliday (1994) suggests that one means of exploring issues of culture and literacy in our own lives is through the use literacy narratives that explore our own literacy learning. These literacy narratives can assist students, particularly minority students, in exploring the deep cultural influence language has in their daily life (Au, 1998). Others (see Florio- Ruane, et al., 1997) have explored connections between literacy and culture through teachers' discussions of multicultural literature in Book Club discussion groups. Each of the previous projects relies upon the use of autobiographical narratives to explore issues of self and other and ultimately of culture as related to literacy. E I . C I I] l I I . Narrative, and language in general, function as tools which mediate teachers' understandings and beliefs about culture and beliefs about literacy and literacy instruction (Vygotsky, 1978; Wertsch, 1998). As such, narrative acts as both a means of exploring, expressing, and organizing meaning- 16 making (Polkinghorne, 1988; Bruner, 1990; Wertsch, 1990). A social constructivist perspective is useful in exploring teachers' interactions because it emphasizes "active engagement in processes of meaning-making, text comprehension as a window on these processes, and the varied nature of knowledge, especially knowledge developed as a consequence of membership in a given social group" (Au, 1998, p. 299). In the reading, writing, and telling narratives teachers actively engage in meaning making. The texts they create, both written and oral, are windows into both how and what they learn. This knowledge, Au notes, is situated within a both social and cultural contexts. In a social constructivist perspective of learning and language, narrative holds forth the potential of scaffolding teachers' interactions and learning around volatile cultural issues such as race, gender, class, and culture. Scholars in a variety of disciplines (e.g. literary criticism, psychology, folklore) have addressed issues of narrative and suggested that narrative, in particular autobiographical narrative, is an effective means of encouraging teachers to explore their own cultural identities and additionally, to help them understand and explore the cultural identities of their students. In the field of education, narrative, particularly personal narrative or autobiography, have been highly touted for all that it can do for teachers in encouraging them to construct knowledge (Nespor 8: Barylske, 1991), in helping them with in curriculum theorization and planning (Connelly 8: Clandinin, 1988; Egan, 1986; Pinar 8: Grumet, 1976) and teaching and learning (McEwan 8: Egan, 1995), in helping them explore constructions of self and other (Witherell 8: Noddings, 1991), but few have used narrative as a form of inquiry into culture. Concomitantly, few researchers and theorists attend to the linguistic aspects of narrative (Cook-Gumperz, 1993; Turski, 1994). There is an overemphasis on the extracting of content to the detriment of 17 examining issu neglect examir information co the relative ob contexts, it is r on how the va and how narra So Along w Wrgotsky, 197; teachers' storie teacher develo] and must be vj 0f Critical impc For Vygotsky, between Indivi the COME)“ of t puhhShEd auto 506211 baclcgroL bOok clubs in V both exéun p 195 Personal l'igner dficouraged’ In The 50:1. written or SPOI- c OHSITUcted art IE“. 4.9“ a nd She; examining issues of context (Swidler, 1995). Even ethnographers are apt to neglect examination of story forms while placing heavy reliance on the information contained within narratives of culture (Atkinson, 1990). Given the relative obscurity of research on narrative's forms, functions, and contexts, it is not surprising that very little educational research has focused on how the various forms that narrative takes in teacher discussion groups and how narrative form and content function within conversational settings. Sociocultural Perspectives of Language and Narrative Along with narrative theory, a social constructivist perspective (Vygotsky, 1978, 1986) will be used to frame the study and to investigate how teachers' stories about--and in response to--cultural experiences might serve teacher development. Vygotsky argues that all learning is socially-mediated and must be viewed within its social, historical, and cultural contexts--a point of critical importance when studying teachers' explorations of self and other. For Vygotsky, learning occurs first as social or interpersonal processes between individuals and then as psychological or intrapersonal process. In the context of this study, teachers are engaged in a course in which they read published autobiographical narratives by writers from diverse cultural and social backgrounds. They respond to these autobiographies primarily within book clubs in which they are encouraged to talk and write about the texts, both examples of socially mediated learning. In this context, the offering of personal vignettes in response to the autobiographical texts is not discouraged, but rather elicited. The social context allows for the creation of new "text" in the form of written or spoken narratives. These texts are interpersonal in that they are constructed around interactions with others and intrapersonal because they reflect and shape the internalized thought or learning of participants. As 18 such, perso organizing internally ft glimpses of as tools, prt participants between dis narrative en Therefore, it content, but individuals 2 imagery, anc Smith, 1995,) W Activi: embodied na that Polkjngp narratjyes' bc explore and u events but an future- Such underStind th teaChErs to be historical, SOCi gendered natu Emmott narrative. Con such, personal narrative is a "tool" that mediates human activity by organizing and interpreting experience whereas the "sign" (e.g., thought) is internally focused. Although we cannot see the internal sign, we receive glimpses of it in external tool use. Therefore, both written and oral narrative, as tools, provide reflections of the internalized thought or Teaming of participants (Gavelek 8: Raphael, 1996). In other words, it is in the interplay between discourse and narrative that events are formed, and it is not just the narrative emplotrnent of these events that deserves important consideration. Therefore, it is critical to examine not only a story's event structure or content, but also to examine how discourse is shaped and reshaped by the individuals interacting within the groups at the level of words, phrases, imagery, and the like. (Florio-Ruane et a1, 1997; Marshall, Smagorinsky, 8: Smith, 1995). Lai'! ‘-. i:-m:o,ou_:n. Th 0 utioon lfa 00h!“ Activities and experiences mediated by language, culture, and the embodied nature of being play a part in construction of life narratives, an act that Polkinghorne (1991) refers to as "emplotrnent." The sharing of narratives, both fictional and autobiographical, enable literacy teachers to explore and understand the self. This process is not a fixed recollection of past events but an active construction of the self in past, present and into the future. Such exploration and construction of the self is important if we are to understand the self in relation to others. It is an endeavor that allows teachers to be viewed an individuals but also allows situates them within historical, social, cultural, and political contexts and acknowledges the gendered nature of teaching. Emplotment is explains what autobiographers do when they craft their narrative. Complex events are woven into a single story, and events are 19 interpreted in relation to each other across time. Polkinghorne (1991) writes that "the historical and social contexts in which events take place exert influence on the understanding of the story....Although emplotment can consist of a single thread that serves to draw elements together, it often consists of multiple threads of subplots woven together into a complex and layered whole" (p. 141). Not only does emplotment apply to writers of autobiography and autobiographical fiction, it applies to the personal narratives told by group members within their small and large group discussions and to their written narratives. Polkinghorne explains that the historical and social contexts of action influence the understanding of a story's events. This is true on two levels. First, there is the historical, social context of the story itself and the events in it, and second, there is the historical, social context of the setting where the story is told. In the latter case, the setting is the group's history--that stories are written or told within a course setting, perhaps in response to an assignment. Other elements of this setting that must be attended to are that all participants (hearer and tellers) are educators, college students, professionals, females, and of middle-class and Euro American background. Polkinghorne (1991) cites the work of Scheibe (1986) and Crites (1986, 1987) who "linked the self-concept with narrative configuration" (p. 144). Such self- stories are dynamic, and they are also "embedded in and constructed out of a person's particular cultural environment-- that is, the specific vocabulary and grammar of its language, its 'stock of working historical conventions' and the pattern of its belief and value system" (p. 144). These ideas seem to provide insight into some ways narratives, in this case published autobiographies and personal narratives, shared in a group setting might be useful. First, the studies cited recognize that narrative is linked to 20 self-identity. inservice teat position, then cultural and locate our sc Polkin exploring the connections tr Polkinghorne 14:9- He goes the loss of idr Sequence of e' recollected ou person's chara W COnsm killing the stor manaITVes Hot Colllact. In ad. Namath-ES to t W911 as paSl 9X Values! and dis 5 therapy" (Spinc t o explore their self—identity. Second, it seems that if we are to encourage preservice and inservice teachers to think about others' cultures, ethnicities, and social position, then we must first encourage them to think about their own cultural and ethnic backgrounds, those larger landscapes within which we locate our selves. Polkinghorne's work is useful is that he points out the relevance of exploring the past. In our group discussions of autobiography, we often make connections to texts and authors as we tell stories about our pasts. Polkinghorne notes that, "Self—knowledge is an appropriation of the past" (p. 144). He goes on to suggest that, "Disconnectedness with the past results in the loss of identity, with experience becoming no more that the mere sequence of events passing one after the other, a bare chronicle. Identity, recollected out of the past, is the depth dimension of the self that contains a person's character" (p. 144). Construction of the self and interpretation is an ongoing process, and telling the story of lives need not be a narcissist process. We draw into our narratives not just our self but the selves of others with whom we come in contact. In addition, we need not focus only on our past, but can rely on narratives to transcend temporal constraints, envisioning future prospects as well as past experiences. The process of bring one's own cultural beliefs, values, and discourse into focus and holding it up against other cultures to sharpen one's awareness of ourselves and others is a practice of "cultural therapy" (Spindler 8: Spindler, 1993) and has been used as a way for teachers to explore their own culture and the ways in which culture biases their relationships with children. Cultural therapy, with its intentional focus on examining one's sociocultural position, implies that it is important to pay 21 attent this It COI'ITIT stereo are re. spealr Harte, the pe about 35 Gee and dc even b POSitic ‘lu95tic attention not just to what an individual says but to how she says it and how this reflects culturally sedimented "assumptions, goals, values, beliefs, and communicative models" (p. 28). For teachers, this requires detailed reflection of how their discourse positions both self and other. For example, in the context of teachers' discussions about culture and literacy, "one speaker can position others by adopting a story line which incorporates a particular interpretation of cultural stereotypes to which they [other participants] are 'invited' to conform, indeed are required to conform if they are to continue to converse with the first speaker in such a way as to contribute to that person's story line." (Davies, 8: Harte, 1990, p. 50). As such, all participants must chose whether to engage in the perpetuation of such stereotypes (e.g. parents of poor children don't care about education), to challenge the stereotype, or to remain silent. However, as Gee indicates above, if we are functioning within our primary discourse and do not have other discourses to offer us a "meta-language," we may not even be aware of how we are positioning others or how we are being positioned by them. Because of this, teachers may respond without questioning such stereotypes. However, this does not mean that stories are meaningless or should not be shared because "conversations with other people will give rise to new stories because different people will ask different questions. In line with positioning theory, those questions can be regarded as forcing the addressee in certain positions" (p. 97, Van Langenhove 8: Harré, 1993). Not only can questions cause a participant to revisit, and possibly reinterpret, her position, but the context may also encourage participants to reinterpret or revisit their interpretations of events or actions. For example, telling a story to a different set of conversational participants might mean 22 telling a particular story in a different way. Or having just read or heard someone else's story may assist someone in reinterpreting their own story. The revisiting of narrative events and examination of one's position in relation to those narratives, is a critical enterprise in understanding one's cultural identity and the position it represents, are phenomenon "generated in discourse" (Van Langenhove 8: Harre, 1993, p. 82). II . E I . Examining the what and how of stories, implies attention to "narrative as ethics: the ethical consequences of narrating 'story...and the reciprocal claims binding teller, listener, witness, and reader in that process" (Newton, 1995, emphasis in the original, p. 11). In addressing a similar ethical issue in autobiography Mandel (1980) notes that telling and reading are both problematic because part of what constitutes "truth" in autobiography is the context--how intent the writer is on telling the truth of his / her life and how that truth is laid out by choice of word, style, tone, organization. Not only do the writer's assumptions underlie the narrative, but the narrative is influenced by a reader's "willingness to experience and cocreate this context that allows autobiography to speak the truth" (p. 72). Such cocreation, where reader or hearer acts as interpreter, lies at the heart of narrative ethics. It is in the act of interpretation that we see the social nature of the construction of self and the potential for re-emplotment. No self, even that within a text, is constructed outside of the social setting: "It is, finally, the sign of interpretation which identifies the reader’s share in the act of telling the self to others, the dialectic of revelation and concealment, of looking home and looking away, of knowing and acknowledging..." (Newton, p. 285). The ethical responsibilities embedded in a reader's or listener's response to narrative are problematic for teachers because the acts of reading 23 or sharu Narrativ stance is own dis that prir commur Speakers groups 5 Addition "grand n how it CE Olltside ( vaUired Ne tExt lies 1 or sharing stories do not in and of themselves qualify as narrative ethic. Narrative ethic requires a critical, reflective stance toward narrative. Such a stance is difficult to maintain because it is difficult to step outside of one's own discourse to think, talk, and learn in new ways (Gee, 1989a). Gee argues that primary discourses--ways of thinking, believing, valuing, communicating which we are first socialized into--often "contain implicit and explicit racism and classism" and "they cannot carry out an authentic criticism, because they cannot verbalize the words, acts, values, and attitudes they use, and they cannot mobilize explicit meta-knowledge" (emphasis in the original, p. 10). Even when attempts are made to interact with stories in critical fashion, speakers may avoid discussions of "hot-lava" topics, those topics like race or gender (Glazier, et al., in press) which speakers, through their primary discourse, have been socialized to avoid. In other cases, speakers sometimes silenced talk about difficult issues in order to maintain a group's sense of community and avoid conflict (Florio-Ruane 8: de Tar, 1995). Additionally, critique is limited to the extent that participants share cultural "grand narratives" which organize and bound what can be narrated as well as how it can be narrated; to critique these grand narratives requires stepping outside on one's primary discourse and mobilizing the "meta-knowledge" acquired through secondary discourses. Narrative ethics also posits that the ethical nature of response to the text lies not just with the interpreter but with the text (oral or written) itself. Teacher educators must be aware that there are ”Narratives that bind and narratives that release, ’the stories that help and the stories that hurt’: in each case, texts tax readers with ethical duties ” (Newton, p. 292). A current trend in narratology is to emphasize that no one story is worse or better than another (Rosenwald 8: Ochberg, 1992) but to hold such a view ignores the 24 ethical I that son helpful. story le. we mus this stor T of a mas participe EXperien Table 1 Name ethical nature of reading any narrative. Such a view does not acknowledge that some stories are not allowed to be told or that stories can be hurtful or helpful. It discounts the role that others have played in constructing this story leaving only the teller's interpretation. It ignores cautionary questions we must ask about all narratives: "Who is served by this story? How does this story distort, even as it represents?" (Florio-Ruane, 1996). Methods 'v a in an i u i n r The data presented in the following study were collected in the context of a masters literacy course "Culture, Literacy, and Autobiography." Course participants were seven Euro-American women. All but one were experienced teachers who were teaching at the time of the course (see Table 1). Table 1 C E . . I Name Grade Teaching Setting Students Cass K Urban charter school 75% African American, socially 8: economically diverse Cathy 1 Urban charter school 75% African American, socially 8: economically diverse Ellie K Urban charter school 75% African American, socially 8: economically diverse Jaime 6 Rural community predominantly white, socially 8: economically diverse Marsha K Urban, inner-city predominantly African American, high joverty Regan multi- Literacy Coalition-- African American 8: aged Urban, inner-city 8: Latino migrant Tom 4 Rural community predominantly white, socially 8: economically diverse 25 Most w childrer represei flammc three pt narrativ necessai T linguist autobio Cultural within i peer-lec OUrselvt develo: Most worked in elementary school settings and most were working with children in the primary grades. Being white and female, these teachers were representative of 90% of the elementary school teaching force (Darling- Hammond 8: Sclan, 1996). As explained later in this chapter, I will focus on three participants, Ellie, Cathy, and Regan as case examples; however, the narratives and discourse of other participants will also be drawn upon as necessary. The course was specifically designed to help teachers teach in linguistically and culturally diverse settings. In the course we used ethnic autobiography and readings about literacy and culture to explore issues of cultural and linguistic diversity, to explore the multiple views of literacy within its social and cultural contexts, to experience and practice dialogue in peer-led discussions of literature, and to explore how we perceive both ourselves and others within cultural contexts. The course was originally developed by Susan Florio-Ruane, and I adapted her syllabus of course readings and assignments (see Florio-Ruane 8: deTar, in preparation for details on the creation of this course). Originally, course readings consisted of ethnic autobiographies in three categories--white teachers exploring ethnicity, American-born members of "involuntary immigrant" groups (see Ogbu, 1992), and "voluntary immigrants." However, in adapting the course, I replaced the autobiography of Mike Rose (1989) with Amy Tan's (1991) The W (see Table 2 for a listing of books / film). As a member of the Literary Circle, 26 and LE kfimg mecol Table 2 TE UTHOR 8 t. te ea t. e ou w 6 Ho an Lost in Trans ation ez un o emo 0v. 3 an Ki '5 W' art 0v. 1 an e Ki en 3 ' art Nov. 17 wa Roa oorain ov. 14 Av on a woman's book discussion group, I had read The Kitchen God's Wife the previous year. I had been struck by how artfully Tan blurred the elements of fact and fiction. In a lecture to our university campus, Tan had addressed this blurring of the fictional world with her own history when she shared how her mother, after Tan had finished the book, had asked her how she knew about her grandmother's suicide, a family secret that Tan had imagined and written about as a "fictional" event within the text. Tan's "fictionalized biography" reveals that categories like "autobiography," "biography" and "fiction," are not mutually exclusive. Given my own interests and experiences in China, I was also interested to observe what these teachers could learn from Tan's book about Chinese history and the lives of Chinese Americans. In addition to the autobiographical works, I also chose a set of readings related to the following themes: Implications of Culture and Ethnicity for Teachers' Work, Ethnic Autobiography, Cultural Perspectives on Teaching and Learning Literacy, Teaching and Teacher Education in Multicultural Settings, and The Role of Narrative and Dialogue in Literacy Learning, and Cultural Understanding. (A complete listing of all readings is presented in the Course Syllabus in Appendix A.) 27 ll Two articles in particular figure prominently in participants' discussions as presented in the following chapters. One is a an article by John Ogbu (1992), "Understanding Cultural Diversity and Learning," where Ogbu presents a summary of his classification of minority groups as "(a) autonomous, (b) immigrant or voluntary, and (c) castelike or involuntary" (p. 8). Ogbu also presents some strategies that African American use in adapting to school and addresses the question: "What can be done [to help minority students succeed in school]?" Another article that figures prominently in the following chapters is "A Good Place to BeginnExamining Our Personal Perspectives" Abt-Perkins and Gomez (1993). This example of practitioner research uses narratives of the authors' teaching experience as they attempted to address issues of culture in their classrooms. It was a powerful article for participants to read because it provided classroom examples of teachers' successes and their mistakes. Originally, I had anticipated focusing primarily on the discussions of the autobiographies. However, given the numerous opportunities where speakers wove narratives in and around their discussions of the research and theoretical readings, it was important to explore forms, functions, and content of narrative in both the discussions of the readings and the autobiographies. As Florio-Ruane had also done in discussing each autobiography, we followed the Book Club model (Raphael, Goatley, McMahon, & Woodman, 1995; McMahon & Raphael, 1997). As is discussed in Florio-Ruane, et al. (1997), the merging of ethnic autobiographical context with the Book Club pedagogy was intended to support teachers' learning of book discussions, culture, and literacy. As instructor, typically I opened the initial large group discussion or First Community Share by inviting participants to talk about what they had included in their sketch books related to the books or by 28 identif discuss respon other i any to] su ‘95 (1'4 '1’) write. this th identifying themes or topics within the texts or within our preliminary discussion. This sharing time was usually followed by a brief in-class writing response either to the discussion and themes or ideas we had identified or to other issues which had interested participants. I allowed students to write on any topic related to the book or discussion; however, I would also make suggestions for writing to assist students who had difficulty deciding what to write. The writing time usually merged with a break which was necessary in this three-hour course. Originally, I had anticipated having two peer-led book club groups, but after our first discussion of Paley with three students in one group and four in the other, the students elected to stay together as one group for their discussions because they felt groups of three and four were too small, and they wanted to hear what everyone had to say. Thus, after the first night we remained together as a whole class for each segment. The first night the entire class was together for First Community Share, Book Club, and the Second Community Share I realized keeping the group together meant that transitions between these different parts of the evening were awkward because physical markers that indicated the transitions (e.g., forming small groups, rearranging ourselves into a larger group) were removed when we stayed together around one table for the entire evening. Although I could introduce each segment and try to focus our discussion in a slightly different manner, the lack of physical change affected our discourse and our discussion merged together over the evening. For example, it was difficult to transition to a Second Community Share where, in one sense, there was no need to "share" what we had discussed because everyone had been part of the same discussion, and we were already sitting together, so there was no physical shift accompanying the shift in focus. However, it was still important to me to 29 have a time like a Second Community Share to reflect on what we had been talking about and to think about what we had discovered or uncovered during our book club discussion as well as to think about issues we had not discussed. To help solidify transitions, I designed physical shifts to accompany each of the different parts of class and adapted the Second Community Share time. We began our First Community Share seated around a table where we talked about the autobiographies, shared from sketch books and laid out themes in the autobiographies. We followed this with a short writing time and a break. During the break, I arranged pieces of lounge furniture in the room into a circle where we held our book club discussions. After the book club, we would take a second short break and return again to the tables often doing some brief writing before we had our Second Community Share. All books, except Wwere the focus on only one book club. Because we read WM near the end of the semester and because it was a longer book, I rearranged our discussion at the students' request to span two nights where we read and discussed half of the text in addition to several articles. Students also participated in one "film club" discussion after watching "Avalon" a film which tells the story of an East European Jewish immigrant family. Our discussions of the articles followed a similar pattern to our book club nights. We would typically begin class seated around the table. We would have time to share from our sketch books to talk bout what we had written or thought about and students often shared items they had heard in the news media or brought in clippings from the newspapers or magazines that they felt pertained to the course. Most of the time their discussion of these articles remained on a factual level with students sharing information, 30 reading excer; clarification o: engagement is this see chaptt two smaller gr as a whole grc it and holding played a role i beginning of a Write about wl about (e.g. sun artides, etc), b C01158 reading reading excerpts from their clippings and other students asking for clarification or addition information. There was seldom critical reflection or engagement with the grand narratives that framed these stories (for more on this see chapters 4 and 5). Frequently in discussing the articles, we broke into two smaller groups to concentrate on articles we had read. We then reunited as a whole group giving a synopsis of the articles for others who had not read it and holding discussion among all participants. Reflective writing also played a role in our discussions of the articles. At the beginning of class or beginning of a large group discussion time, I would often ask the students to write about what they had read. I let them choose what they wanted to write about (e.g. summarizing or critiquing an article, raising questions across articles, etc.), but I also offered themes or writing suggestions. I have listed all course readings in the course syllabus (see Appendix A). ‘ 9 ' - 1'99 r 1- ar :Iaa 91-191 .19 -th99 As a case of practitioner research (Cochran-Smith & Lytle, 1990), I acted as both teacher educator and ethnographer. In addition to the data that would typically be collected within a masters course by a teacher (e.g. in class writing, mid-term essay, final project, Sketch Books) I also wrote memos about my class planning, and I collected data as a participant-observer in the course. After each class session I wrote field notes using ethnographic techniques (e.g. Hammersley 8: Atkinson, 1983). For each class I also collected audio tape and later completed tape catalogs. In addition to field notes and audio tape, I also video taped many class sessions. 31 Table 3 Data Sources ourse Assi ents urse ection writm Mi -Term Assi ent ' course re ection ta 'c memos o ow-u interviews notes emos ranscri t eo a Students completed several types of assignments throughout the course At the beginning of the course students completed a written reflection on their beliefs about literacy, autobiography and culture. At the end of the course, students completed a similar final course reflection which also incorporated reflection on course themes and their sketch books. As described in the course syllabus the sketch book was a place to "trace our thinking and explore how the autobiographies, book clubs, research articles, and discussions have affected our thinking..." I encouraged students to "explore multiple formats and multiple entries for each week...[such as] personal responses to the readings, reflective or analytical responses, poetry, titles of books you wish to read in the future, thoughts on your final project, newspaper magazine, teaching articles relevant to the course, your project or interests" (Course Syllabus, 1997; see Appendix A). A second assignment which I asked students to complete was to write a narrative vignette about a border-crossing experience. To prepare students for this assignment I gave them two examples of short vignettes and a handout 32 with question would revisit we would rei In addi completed tw were to choos themes would teaching, To , a handout wit Preparation fr- OPPOFtunities discuss their 1 offered five su Students to de finahling thei Due to 1 with questions to think about (see Appendix B). I also told them that we would revisit their personal narratives later in the course and if time allowed we would rewrite them. In addition to the assignments described above, students also completed two graded assignments. One was a mid-term essay where they were to choose a theme or themes in the course and write about how these themes would might relate to their views of language, culture, literacy, or teaching. To assist students in thinking about the mid-term essay, I prepared a handout with "Ideas for getting started" and "Ideas for writing." In preparation for both the mid-term assignment and final projects I built in opportunities during class time for students to write about their ideas or to discuss their ideas in large and small groups. For students final projects, I offered five suggestions (see Course Syllabus, Appendix A) but also allowed students to design alternative projects if they talked to me about them before finalizing their plans. Due to the need to protect students from loss of privacy or bias toward their course work which might come from analyzing it as research data, I conducted the bulk of my analysis following the course. In addition, after the course was complete, I conducted follow-up interviews with Ellie, Cathy, and Regan. The criteria for selecting these students for follow-up interviews and as case examples will be explained below. As I began revisiting my field notes, listening to audio tapes and video tapes, I also began writing analytic memos to identify categories and themes (Strauss & Corbin, 1990). I then tested and refined my analyses against other parts of the data set, engaging in grounded theory development (Glaser & Strauss, 1967). Because I was the course instructor as well as a participant-observer, I could not analyze the data until the course was completed. However, in the 33 strictest sense, descriptions and reflections included in field notes and tape catalogs can be considered a first pass at analyzing the data since both are filtered through the ethnographer's lens (Hammersley 8r. Atkinson, 1983). Acting as both course instructor and course ethnographer caused me to "see with a new set of eyes and hear with a new set of ears." For example, early on in the course, I reflected that I was uncomfortable with many of the narratives that students were telling. I wrote: "Several aspects of this discussion made me uncomfortable. One, I don't agree with the generalization about what we (Americans) do and what other cultures do. These comments are loaded with assumptions, and often inaccurate. What do I do? Say anything or not. Also, I think the assumptions made about stay at home moms or welfare moms are disturbing." (field notes, 9-8—97). On another night I wrote: "I felt really uncomfortable here like things were falling apart into a sort of 'swapping stories mode' and I was wondering if I should let this go on or cut it off. Listening on tape it seems much shorter than what it seemed when I was sitting there" (field notes, 9-15-97). These stories made me uncomfortable, in part, because the highlighted the tension between my roles as researcher and teacher. As a researcher who had set out to explore the form, function, and content of personal narratives within discussions of culture, literacy, and autobiography, I knew that I should have been overjoyed at all the data-- multiple storiesuthat I was collecting. Yet at the same time, as a teacher educator, some of these narratives made me uneasy because the appeared to reify stereotypes or position culture as exotic or embodied only in others. I faced the dilemma of being a researcher who wanted to celebrate the "rich data" and being a teacher who wondered whether that "rich data" reflected narratives that were educative or miseducative for students. I began to feel 34 that the resear interfering wit commented th more objective I slowly began and my resear of practice" or and a research. and told by stu had I not been appeared to rei have been pron n:‘il’ratives? Ho Oblefiives? In t are we position As I COnti dllEmmas that c that the research was interfering with my teaching and my teaching was interfering with the research. In an audiotaped memo to myself I commented that if I were the observer and not the teacher, I could be much more objective about these stories. In contemplating this dilemma, however, I slowly began to realize that the dilemma could enhance both my teaching and my research by assisting me in uncovering and developing my ”theories of practice" or "theories in practice" (Cochran-Smith, 1995). Acting as teacher and a researcher forced me look much more closely at the narratives written and told by students and the responses of other participants. For example, had I not been the teacher, I might not have noticed that the narratives appeared to reify stereotypes or the definition of culture as exotic. I might not have been prompted to ask: What is educative about this discussion, these narratives? How do these stories support our exploration of course objectives? In telling these stories, how are we positioning ourselves? How are we positioning others? As I continued to take field notes, I continued to note questions and dilemmas that confronted me. Upon completion of the course, I was able to begin extensive analysis of the data and to actively refine questions and generate grounded theory (Glaser 8: Strauss, 1967; Strauss 8: Corbin, 1990). A first step in this process was to prepare transcripts of all sessions; tapes were transcribed by a professional transcriber. After the first pass at transcription, I listened to tapes and read through transcripts making changes, additions and deletions as necessary. Where close analysis of the discourse was necessary, I marked overlapping speech, stress, pauses and occasionally other aspects of prosody like rising, falling, or flat intonation. (A Transcription Key is provided in the preface, page xvi). Working from field notes and catalogs, I first identified segments of talk that appeared to be narrative. I then read 35 transcrij wrote rt interpre sketch b B. identifyi hot-lava data, I d hypothe construc and wit} al50 atte: (Strauss 35 a lens Categoriz to (level. In attem reflecliloi “Sent, Was exp A the C011 r t' . ellEcm.e transcripts to code for narrative talk. As I worked through the data set, I wrote memos about the narratives I was finding and commentary and interpretation on other forms of discourse as well as other data sources, e. g. sketch book entries and assignments. Being steeped in the data assisted me in coding narratives and identifying themes across narratives (e.g. stories that avoided discussion of hot-lava topics, stories that positioned culture as exotic). In approaching the data, I drew on what I knew about narrative theory and teacher discussions, to hypothesize about how narratives were constructed and why and how the construction and content of these narratives functioned within conversation and within student's learning. While I attended to both data and theory, I also attempted to think beyond the data and theoretical knowledge I possessed (Strauss 8: Corbin, 1990). For example, rather than using one narrative theory as a lens through which to view all the data, I worked from my coding and categorization of narrative and discussion to identify features of narrative and to develop explanations and interpretations of how narrative functioned. In attempting to think outside existing theories, it was helpful to engage in reflections about what the data would mean if the narratives were not present, in other words, to think against the narrative forms, the "it" that I was exploring (Lather, 1998). As I engaged in preliminary analysis of the narratives and talk within the course, I realized that using case examples was the most efficient and effective means of organizing the exploration of narrative and generation of grounded theory. I used the original coding of narrative to identify three case examples which I explored more in-depth. I chose the first case, Ellie, because of the unusual number of times that she revisited one compelling narrative, retelling and rewriting it approximately six times throughout the course. The 36 ————- multipl Ellie pt Althou one nai because narrati‘ multiple narratives she performed presented opportunities to explore how Ellie positioned herself and others through multiple retellings of a story. Although other participants retold or rewrote some stories, none revisited one narrative as many times as Ellie. The second case, Cathy, was chosen because of the deep engagement that other participants showed with her narrative and because of the narrative's content and form. The high engagement is reflected in the length of time Cathy held the floor in sharing this narrative, the physical and verbal encouragement from other participants, and the discussion around Cathy's narrative. I also chose Cathy's case because I thought it would be useful in exploring the ties between the discussion of readings, narratives, and other course curriculum. Regan, the third case, was included in part because her discourse and experiences, and the response of others to her set her apart from other participants. Regan used a great deal of academic discourse, for example, analyzing and synthesizing ideas, in her talk and writing. Her comments were often met by silences from other students. As the teacher and researcher, I was particularly intrigued by Regan because although her comments often represented ways of thinking and types of engagement I was hoping to foster in the course, the lack of uptake by her peers heightened my awareness of the dilemma teachers face in trying to foster peer-led discussion of "hot-lava topics" (Glazier, et al., in press). Although data collected from the other four participants in the course: Cass, Jaime, Marsha, and Toni has not been developed in individual cases, I did code their narratives and consider how their participation, discourse, and narratives could contribute to the analysis and findings. Given the repetition of patterns across the narratives (e.g. similar form, function, and content), I did not choose to develop a case for each participant. The cases of Ellie and 37 Cathy provic narrative anc exemplified i highlight nar Regan, in the participants v either as liste: In preli narrative was, definition of r relating of an Heritage Dictj. (1943) “OHOn < a Scene, and a the elements 0 to 100k across 0' events and ction, and me We. wider}. Cited in Labov 3, Wale COmpllCating ‘ Cathy provide insight into and reflections of many of the same features of narrative and conversational discourse typical of narratives and discourse as exemplified in Cass, Jaime, Marsha, and Toni. Although the case analyses highlight narratives and other forms of discourse shared by Ellie, Cathy, and Regan, in the following chapters, there are also examples in which all seven participants were present and participated in conversations or discussions either as listeners or speakers. W In preliminary data analysis I relied on an intuitive sense of what a narrative was. Essentially, as I read and listened to transcript I used a definition of narratives that Polkinghorne described: '"The narrating or relating of an event or series of events, either true or false'" (American Heritage Dictionary in Polkinghorne, 1988, p. 13). I also found that Burke's (1945) notion of a well-formed story composed of an Actor, an Action, a Goal, a Scene, and an Instrument was also a simple, but useful way to think about the elements of a story. However, as I proceeded with the analysis it was critical to construct a more elaborate definition of narrative because I wished to look across narratives for examples of change, particularly re-emplotment of events and interpretation. This required close analysis of narrative form, function, and content. The work of Labov and Waletzky (1967) and Labov (1972) is most widely cited in regard to definitions of narrative. As indicated in Table 4, Labov 8: Waletzky defined narrative as constituted by Abstract, Orientation, Complicating Action, Evaluation, Resolution, and Coda. 38 Table 4 Coding E Abstrac Orienta Compli ' Evaluat \ Resolut Table 4 99'; _ :11 9. . .9v~ .9 ab9 an9 al zk Element Definition from Labov 8: Waletzky (1967) Abstract statement that indicates what the story is about Orientation: statement that orients the "listener in respect to person, place, time, and behavioral situation" (p. 32) Complication: "main body of narrative clauses usually comprises a series of events" (p. 32) Evaluation: "that part of the narrative which reveals the attitude of the narrator towards the narrative by emphasizing the relative importance of some narrative units as compared to others" (p. 37) Resolution: the "result" of a narrative, follows the evaluation and establishes a break between the complicating and resolving action" (p. 39) Coda: "a functional device for returning the verbal perspective to the present moment" (p. 39) Although Labov and Waletzky's definition is helpful in defining narrative, their definition and the constraints surrounding this model of analysis are also somewhat problematic. Labov elicited narratives in interviews. For example, he asked participants to respond to the question: "Were you ever in a situation where you thought you were in serious danger of getting killed?" In analyzing those narrative episodes, Labov carefully broke down each narrative clause by clause. Although this is an extremely rigorous way to analyze narrative, this detailed analysis did not work well with my data because the narratives were often extremely long. Another significant problem was that many of the narratives I wished to analyze were embedded in conversation. Whereas Labov's narratives were free of back channel comments, interruptions, and multiple turns. I have used Labov's definition and the elements of an abstract, orientation, complicating action, evaluation, resolution, and coda in the following chapters for a general analysis of narrative structures. However, for a detailed analysis of narrative, particularly within conversation, I have sought other models. 39 1%31‘ again p more tl detailec most lit narratii What I examini narratii l 2 I adapt. S‘Ory E x0n~slt I looked at a number of other means of analyzing narrative (e.g. Gee, 1985, 1989, 1991; Riessman, 1993) and although I found these interesting, they again proved cumbersome because the narratives I was analyzing contained more than one speaker, multiple turns or long turns. In conducting a detailed analysis of narratives, I found the work of Livia Polanyi (1985) to be most helpful because she extends Labov's work, applying it to the analysis of narratives within conversation. Polanyi's model was useful in extracting what I call a "core plot" which could then be compared, for example, to examine how a speaker changes the same story over time. To extract a core narrative, Polanyi proposes five steps: 1. Divide the story into individual clauses or utterances 2. List separately: a. Main Line Story Event Clauses b. Crucial Contextualizing Information c. Non-Storyworld Clauses/ utterances 3. Roughly calculate the amount of evaluation for mainline story event clauses. 4. Combine the most heavily evaluated events into a "core plot". I adapted these steps to extract core narratives and then compared Main Line Story Event Clauses, Crucial Contextualizing Information 8: Evaluation, Non-Storyworld Clauses / Utterances to analyze how narratives shift as they are retold. I used this analysis in only one chapter (Chapter 3) where I explain the procedure in more detail. In exploring how narratives function, I have drawn upon Polkinghorne's (1991) theory of re-emplotment and Davies 8: Harre's (1990) notion of positioning, both outlined earlier in this chapter. To demonstrate position and re-emplotment and to explore these as functions of narrative, I 40 drew upon ml (Schiffren, 199 anthropology, Gumperz and 'situatedness" construct of pt constructs of ft also compatibh Vygotsky 1986 "Cumperz's so la“guage as a s Tamien is anot "interactiona1 5 important in 10 within one Sp 8‘, toes 0f repetitn Speakers using create and "56V to emphasize a drew on Tanne: explained in Ch In the he: PolkinghOme.s ‘ r i flom LabOv and anal}'5ls bV inc . O; drew upon methods of discourse analysis often described as "sociolinguistic" (Schiffren, 1994). These methods which draw from the disciplines of anthropology, linguistics, and sociology are heavily reliant on the work of Gumperz and Goffrnan (Schiffren, ibid). Since they emphasize the "situatedness" of language interaction, they mesh well with Davies 8: Harre's construct of positioning which Harre has argued is alternative to Goffrnan's constructs of footing and frames (Davies 8: Harre, 1990). This perspective is also compatible with a sociocultural theory of language (Vygotsky, 1978; Vygotsky 1986) and the notion of language as a tool. As Schiffren explains: "Gumperz's sociolinguistics of interpersonal communication is a view of language as a socially an culturally constructed symbol system" (p. 102). Tannen is another discourse analyst whose work Schiffren labels "interactional sociolinguistic." Tannen's (1989) work on repetition was important in looking at both the conversational discourse across speakers and within one speaker's sharing or writing of a narrative. Among the possible uses of repetition in conversational settings, analysis here focused on speakers using repetition to demonstrate active listening, to sanction topics, create and "savor" humor. Repetition was also important within a narrative to emphasize a speaker's point and to position the speaker and others. I also drew on Tannen's work in developing a definition for "quasinarratives" as explained in Chapter 5. In the next chapter I begin my analysis of narrative by introducing Polkinghorne's theory of re-emplotment to look at changes in events and interpretation across narratives as indicated by methods of analysis adapted from Labov and Polanyi. I extend this preliminary and primarily structural analysis by incorporating the methods from discourse analysis and 41 positic changt positioning theory to explore not only what changes but how narratives change over time. 42 Our l'iian Pal experience of the Ldbt before, so ' shared the 950155 wt Wanted "to llltlr sketcl ideas. HOP their sketcl "‘9 StUdent ‘0 hear Whg Our ll‘heir Site from the ne CHAPTER THREE ELLIE'S STORY: THE BLACK JESUS Introduction Our second class meeting was our first book club, a discussion of Vivian Paley's (1979) Weber: where Paley described her early experiences in teaching Kindergarten in a racially diverse classroom. Because of the Labor Day holiday, our initial class meeting had been held two weeks before, so I asked the participants to introduce themselves again. They briefly shared their names and the grades they were teaching before we went on to discuss what they had included in their sketch books. I told the students that I wanted "to give people an opportunity to share how they were working with their sketch books"1 and to explore how people organized their questions or ideas. Hoping that students would explore many topics and genres through their sketch books, I had not given strict guidelines for what to include, and the students were tentative about their responses as Cathy said, "I'm anxious to hear what some of the rest of you decided to do with yours [sketch book]." Our discussion began with brief descriptions of what students included in their sketch books. Cathy noticed that Cass had included some articles from the newspaper in her sketch book, and when she commented on this, Cass responded that she just "wrote little things" about the articles. Jaime shared how reading Paley's book was a "re-reading" experience for her because she had already read the book as an undergraduate. During her "re- reading" of Paley, she attempted to make connections to the sixth grade classroom where she was teaching. Immediately following Jairne's 1Words in quotes are taken from audio tapes of the class meetings unless otherwise specified. 43 comments, Ellie beg and she shared the Ellie: The fir was tl irnme white thong if itb otJes they? Afric look, That partr with Mary; That Ellie; This Mary; In F Ellie; Yeah! 1mm~ Conn. can t; dowT after? had 11 it. . haw . comments, Ellie began to talk about what she included in her sketch book, and she shared the following story2: Ellie: The first time I walked into the building I taught in Finley, there was this big picture, a 16 x 20 of the whole school. And I immediately noticed, of course, how there was absolutely no white faces in the whole thing except teachers. And my first thought was ”Oh, I thought this would never bother me. What if it bothers me?” And then I turned around and there’s a picture of Jesus in African garb and all the Apostles are African and they're all in their African huts and they're all on the plains of Africa and that just bothered the heck out of me. ’Cause I’m like look, ”It says right there he’s in Jerusalem. He wasn’t in Africa.” That just drove me nuts and then um I was talking to my partner that I ended up teaching with and this is us, right here, with one of my classes. Mary: That’s when you were doing your Ellie: This is when I was wor.. in Finley Mary: In Finley, okay Ellie: Yeah, this is one of my classes in Finley and um she said, "You know, it used to bother me too, but if it makes them feel a closer connection to Christ because they see him like they look, how can that, how can that harm anything?" And then I just wrote down here Life magazine there was an article that came out right after that Life magazine did on, magazine did on Jesus. And it had like 15 different pictures of Jesus. It had like the Russian Jesus, the Chinese Jesus, the this Jesus, the that Jesus and it kind 2A transcription guide is provided on page xvi under List of Symbols. 44 Al many otl However reading 5 the book duomg th. retold this multiple c Interpret t of just, um, came out in my mind. So I kind of just jotted that down.... Although Ellie's story was interesting, it did not stand out from the many other narratives introduced into the group's talk on this night. However, over time I recognized the importance this event had to Ellie. In reading students' in class writing on this night and in listening to the tapes of the book discussion groups, I realized that she shared this story three times during this first evening, and by the end of our fifteen-week course Ellie had retold this story six times which, as I demonstrate in this chapter, provided multiple opportunities for her to not only construct this narrative but to interpret the events of the story. As explained in the previous chapter, I provided opportunity throughout the course for participants to share narratives through their writing in course assignments and sketch books and orally in their discussion of articles and books. Although students had the option of using their sketchbooks and written assignments to develop their mid-term and final projects-providing opportunities for students to revisit narratives they had written-~only one assignment required that students would revisit and revise a narrative. The assignment that required this was the narrative vignette. Because I had adapted this assignment from Florio-Ruane's course, "Culture, Literacy, Autobiography," where I had been a participant-observer, I had my own vignette to share with students. I included this narrative and an example from Florio-Ruane on a handout for the students (see Appendix B). As I shared the handout with the students, I asked them to think of a border- crossing that they or a family member experienced in relation to school. I told them that they could write this as a piece of "free writing" in their sketch 45 book, or they could overly concerned w responses to abOUt h iiscussed our narrat The assignmer and discuss their nar (at the original draft: the original vignettes revised written vi grit some participants sh while others like Elli Data collected from 1 participants because story multiple times who chose to write h 51W! book and oral {spically had two or iterations of Ellie's n. book, or they could type their narrative, and I also cautioned them not to be overly concerned with revising, editing, or polishing and to keep their responses to about half a page. The week after giving the assignment, we discussed our narratives using questions on the hand out as a starting place. The assignment provided opportunities for students to write, revise, and discuss their narratives. Data collected around this assignment included (a) the original drafts of students' narrative vignettes, (b) discussion around the original vignettes, (c) the revised vignettes, and (d) discussion around the revised written vignettes. Discussions around the vignettes varied with some participants sharing additional information about their narratives while others like Ellie retold their vignettes elaborating and extending them. Data collected from Ellie throughout the course stands in contrast to other participants because she was the only participant to voluntarily share one story multiple times and in multiple settings. She was the only participant who chose to write her vignette about a story she had already shared in her sketch book and orally with the entire class. Compared to other students who typically had two or three iterations of their narratives, I identified six iterations of Ellie's narrative (three written and three oral) (see Figure 1) and two occasions where Ellie did not retell the narrative but referred to it by retelling some details or by adding additional information. The multiple tellings of Ellie's narrative come from several sources: her sketch book, large group community share, book club discussion around Paley's (1979) Whig Ieaehex, written vignette assignment, discussion of the vignette, rewriting the vignette, and discussion of the rewritten vignette. Figure 1 presents a chronological tirneline for the story retellings across the semester (see Appendices C-H for the complete narratives). 46 ' twrittent ; As indicatioi 58ng. he Charter 54 another I Stidents We cut hmad tilt at her PTEV fifiud Eigmel. Timeline of Ellie's Narrative Retellings Across the Semester. week 2 week 2 week 2 week 4 week 11 week 11 l | _ I _______ I _______ l _______ | ___ 9-8-97 ' 9-8—97 9-8-97 9-29-97 11-10-97 11-10-97 sketch large small vignette revised small book group group assign- vignette group (written) (oral) (oral) ment assign- (oral) (written) ment (written) As mentioned above, the number of times Ellie told this story is one indication of its importance to her. At the time of the study Ellie had just begun her fifth year of teaching. It was her second year of teaching at the charter school. (Cathy, whose narratives are presented in Chapter 4, and Cass, another participant, also taught in this school). Approximately 75% of the students at Ellie's school were African American, and the remaining 25% were culturally and ethnically diverse, and all students at the school come from a diverse array of social and economic backgrounds. Ellie had chosen to teach at this charter school because of its diverse student population, and in her previous teaching position, which was her first job as a full-time teacher, she had worked with African American students and their parents. However, before this first teaching position she had little direct experience with students of other ethnic or linguistic backgrounds. The narrative that Ellie retold at various points during the semester dealt directly with this lack of experience. Although the narrative accounts vary in how much detail and interpretation are offered, the basic story events were similar across the retellings. In each version, Ellie recounted entering a private Catholic school to attend her first job interview, how unsettling it was for her to see Christ portrayed as Black, and how unsettling it was to see a picture of the entire school where all the students were African American and where the only white people were teachers. Although the school was located in a small city 47 not far from where Ellie grew up, the school's urban and predominantly African-American community stood in contrast to Ellie's own suburban upbringing and her university experience where most of her peers were Euro- American. As I looked through the data set and read and listened to multiple versions of Ellie's story, several questions emerged, and I wondered: What was it that remained the same over the course of the retellings? What changed as Ellie revisited her story? What could these changes tell me about Ellie and what she was learning or exploring through her narratives? How did they help her understand herself and others? To explore these questions, I began using Labov's (Labov 8: Waletzky, 1967; Labov, 1972) segments of Abstract, Complicating Action, Evaluation, Resolution, 8: Coda to look at Ellie's narratives to determine what remained the same over time and what changed. More specifically, in examining the narratives I hoped to find changes in the events and the interpretation of those events, an act that Polkinghorne refers to as "re-emplotment." Polkinghorne argues that as we narrate life experiences, we emplot and re-emplot events, giving new meaning to those experiences and constructing and redefining the self. Emplotrnent is the act which configures events "into a whole by 'grasping them together' and directing them toward a conclusion or ending. Thus emplotment transforms a list or sequence of disconnected events into a unified story with a point or theme" (Polkinghorne, 1991, p. 141). Major events, e.g. birth, adolescence, marriage, can disrupt the already existing plot an individual is constructing which "leaves the person to 'experience the profound insecurity, self-doubt and inner conflict which we associate with anxiety" (p. 148). Although Polkinghorne writes about this disruption in relation to "life events," others have argued (e.g. Rosaldo, 1993; 48 DIET Florio-Ruane, 1996; Clifford, 1988) that crossing cultural boundaries can also disrupt the stories we are constructing about ourselves causing us to re- emplot our experiences. Because such re—emplotment is a dialectical process between the events being recalled and the theme or purpose of the story, changes in narrative (e.g. additional details or commentary), are not simple embellishments but hold forth the possibility to reflect changes in the Self. Essentially Polkinghorne's notion of re-emplotment implies a change in self over time and a repositioning of the self in relation to life events or circumstances. Thus, examining how Ellie's stories changed over time has the potential to reveal changes in the narrative re-emplotment (the relationship of events and their interpretation) and changes in the narrator (how she positions the Self and Others). Methods of Narrative Analysis from Labov and Polanyi Preliminary analysis of Ellie's narratives using Labov's categories indicated a striking increase in the number of evaluative statements--that part of the narrative where Ellie revealed her feelings about the narrated event or the narration of that event. In identifying and analyzing evaluative sequences, I have relied on Labov and Waletzky's (1967) definition of an evaluative clause as "that part of the narrative which reveals the attitude of the narrator towards the narrative [either the telling of it or the events themselves] by emphasizing the relative importance of some narrative units as compared to others" (p. 37). These evaluative clauses appeared to assist in re-emplotting the narrative by providing an interpretation, or as Polkinghorne said a "point or theme." Although Labov's model provided an overall feel for the structure of the narrative, the categories (abstract, orientation, complicating action, evaluation, and resolution) were problematic primarily for two reasons. Labov's analysis had been carried out 49 l'uiIl' IIIUC on narratives that were elicited within the context of interviews, thus conversation between participants played a minimal role in the construction of the narratives he studied. In contrast, several of Ellie's narratives were shared in conversational settings where other speakers contributed to the narrative's construction. In addition, narratives analyzed by Labov were much shorter often around 30 clauses--one unusual example which Labov calls a "long story" is 53 clauses long (Labov, p. 371, 1972). Ellie's longest narrative is approximately 154 clauses. Using Labov's coding system on these long narratives was helpful in revealing the increased evaluation, but it was difficult to extract the main events, contextual information, and evaluation in a systematic fashion. In searching for methods of narrative analysis, I realized that I needed to use a coding system that would allow me to (a) analyze longer oral and written narratives, (b) analyze narratives told in conversation, and (c) analyze narratives to distinguish evaluative commentary and contextual information from key events that formed the main story line. The work of Livia Polanyi (1985) was very helpful in this regard. Polanyi's analysis was based on Labov's original categories; however, she adapted his work and developed her own coding system to examine narratives told in one on one settings (e.g. interview) and in conversational settings where speakers jointly constructed a narrative. She also analyzed some longer narratives which, though still shorter than many of the narratives I examined, provided a helpful model. Polanyi's work was also useful because, it demonstrated a "methodology for abstracting from the surface structure of a text those propositions about the storyworld which, if taken together, are the essence of the story as told (1985, p. 9). This method allowed me to cull the main events and formulate a "core plot" for each 50 narrative in a systematic manner by attending to those events that were most heavily evaluated. This was a necessary step in preparing for cross—narrative analysis that would allow me to look for evidence of re-emplotment. Similar to Labov, Polanyi develops an extremely complicated and rigorous coding system where preliminary analysis involves separating the narrative into clauses. Polanyi's method relies heavily on linguistic markers to indicate main events, descriptive clauses, and evaluation in a narrative, but also allows for other indicators such as pronunciation, stress, volume, repetition, flashbacks or flash ahead, gestures. As reflected by the linguistic markers, evaluation is "highly-orchestrated" by the narrator (Polanyi, 1985, p. 15). In the following analyses, I have drawn from and adapted Polanyi's method using only five steps whereas her original model included fourteen steps. In adapting her work to identify and compare key elements of Ellie's narratives, I followed these steps: 1. Divide the story into individual clauses or utterances 2. List separately Main Line Story Event Clauses--An event is "an occurrence in some world which is described as having an instantaneous rather than a durative or iterative character" (emphasis in the original, p.10, Polanyi, 1985). Crucial Contextualizing Information--"Descriptions of characters, settings, and motivations are durative-descriptive [crucial contextualizing information], along with habitual, iterative, or noninstantaneous actions and events which are semantically interpreted to be off the main time line" (p. 12, Polanyi, 1985). Flash ahead and flash back sequences and evaluation are part of 51 the crucial contextualizing information. I have listed them separately to assist in later analysis. Non-Storyworld Clauses/utterances" These are um's, false starts, parentheticals (e.g. you know, I mean) and repetition. I have also included comments from other speakers here, if their talk not crucial contextualizing information or a main line story event clause. Although Non-storyworld clauses do not form the "core plot" of a narrative, they are still important, and after breaking down a narrative, Polanyi urges readers to revisit these clauses in further analysis. 3. Roughly calculate the amount of evaluation for mainline story event clauses. 4. Combine the most heavily evaluated events (main events) into a eere plet. 5. Look across the texts "globally" for repetition of words, phrases, clauses, flash sequences, and so on. Tables 5 through 10 present the analysis of Ellie's six narratives. (A complete set of the original narratives in their unanalyzed form is attached in Appendices C-H). Just a glance across the tables reveals some differences which I will analyze more in detail in the following section. I have chosen to analyze all six narratives, thus conducting a cross-genre analysis including both oral and written narratives. Obviously, there are important differences between the oral and written forms which may raise questions about the feasibility of a cross-genre analysis. A critical difference is the contexts within which the narratives texts were constructed. Whether a narrator is writing alone for her own purposes or for an assignment or whether a narrator is speaking to a group shapes form, function, and content. Even the preliminary analysis highlights some of these differences. For example, 52 during the beginning states of analysis, I noticed that written narratives aligned closely with Labov's model while in contrast spoken narratives, even conventional narratives (see Chapter 4), were more complicated to analyze because they were constructed in conversational settings where there was opportunity for others to participate, interrupt, and otherwise share in the story and its construction. Another difference apparent by simply scanning Tables 5 through 10 on following pages is that written narratives do not contain Non-storyworld talk. This is not surprising given that writers have more opportunity to craft their words and that the immediacy of face to face conversation and concern for the "presentation of self" (Goffman, 1959) results in more Non-storyworld talk such as repetition, false starts, and side sequences in oral discourse. While I recognize that differences exist between the written and oral texts, comparing only like genres is also problematic because it provides a limited view of how Ellie re—emplots her narrative. Examining both spoken and written discourse provides a more detailed picture of how narrative functions over time and the role it plays in constructing both Self and Other. In recognition of the differences between the oral and written forms, I will indicate possible limitations on my analysis as I proceed with the comparison of Ellie's narratives. ' - _'11'1 9. 1 ;_1- ' ' g 0 11 i a 'v 9m9ari m A vs Narraiv- As a preliminary step in the analysis across all six narratives, we can scan Tables 5 through 10 looking for readily seen changes in the narratives structure. As mentioned above, readers will notice that there is no Non- storyworld talk included in the written narratives. 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