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DATE DUE DATE DUE DATE DUE g; l} films M1°79280i it: , "m3 4 233 C? ’1 3 MAY’Q 5 2&“5 mm mm.“ THE CHALLENGES OF IMPLEMENTING SUCCESSFUL ORGANIZATIONAL CHANGE: A STUDY OF COMMUNITY POLICING By Joseph Andrew Schafer A DISSERTATION Submitted to Michigan State University in partial fiilfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY School of Criminal Justice 2000 ABSTRACT THE CHALLENGES OF IMPLEMENTING SUCCESSFUL ORGANIZATIONAL CHANGE: A STUDY OF COMMUNITY POLICING By Joseph Andrew Schafer In recent decades, advocates of community policing have attempted to instill this philosophy in American police agencies. Experience has shown that the process of integrating a community policing philosophy in an organization is truly challenging. Police organizations which are attempting to adopt a community policing philosophy must do more than change their rhetoric. Using data from a case study of the implementation of generalized community policing in a medium-sized police agency, this study attempted to consider the various challenges which might serve as barriers to organizational change. Specifically, the author examined how individual socialization, organizational culture, and organizational determinism may intersect to prevent successfill change in police organizations. The major findings of the study indicate that supervisors, females, and officers with CPO experience held more positive attitudes about community policing. The respondents’ evaluations of community policing as instituted in the study agency were affected by their general attitudes about community policing and their perceptions of the organization’s culture. Beliefs about how the department Should organize community policing in the future were affected by perceptions of organizational culture, evaluations of community policing as implemented in the study agency, and attitudes about community policing as a philosophy. Officers who supported the idea of community policing, supported how it had been implemented, and perceived of the organizational culture as “healthy” believed that the study department should continue to organization community policing using the system under consideration. Extensive qualitative findings illuminate other salient issues relating to these major findings. These findings indicate that change in police organizations is a complex process which requires attention to a litany of issues. The success of a planned organizational change depends upon both these structural and humanistic elements. The study highlights a variety of diverse issues which police planners Should take into account in seeking to change the structure and/or philosophy of their parent organization. Copyright by Joseph Andrew Schafer 2000 To my parents, who loved enough to give me strong roots and then had the courage to give me wings. And to Shelby, my companion and colleague in all that truly matters. ACKNOWLEDGMENTS To acknowledge all of the people who have influenced the direction and development of this dissertation, as well as my graduate career, is a formidable task. The process of pursuing my graduate degrees has been aided by more people than I could possibly recognize in this short passage. The exclusion of some of these individuals in these pages in no way diminishes my appreciation for their influences. Dr. Dennis Payne has offered guidance and assistance throughout my graduate career. His support, insights, and advice have been invaluable. Dr. Chris Vanderpool and Dr. Daniel Kruger graciously served on both my guidance and dissertation committees. In the limited contact we had, they have taught me a tremendous amount about their disciplines. Dr. Timothy Bynum and Dr. Stephen Mastrofski directed me in the project which generated the data used in this dissertation. They always treated me as a colleague rather than a subordinate, allowing me to learn more than I realized at the time. They originally suggested I use this data as the basis for my dissertation and have kindly allowed me access to the project data. The original project was funded by the National Institute of Justice and I received generous financial support from the Robert Trojanowicz Community Policing Endowed Fund. I hope my work contributes to the ideas Dr. Trojanowicz believed in so deeply. I would also be remise if I did not thank the men and women of the Lansing Police Department for their cooperation, candor, and time. Countless peers have made my graduate education a richer and more enjoyable experience. I am particularly indebted to Elizabeth Bonello, Todd Brisker, Tracy O’Connell, and Sean Varano for their senses of humor, collaboration and comradery. Beth Huebner has been both a good friend and thoughtful critic in reviewing sections of this text. The men and women of the Ames (IA) Police Department must be thanked for all they taught me during my formative years. More recently, Geoff Hufl” and Jeff Hale have helped me keep my feet on the ground while I pursued lofiier goals (who’s up for a little ID BBQ?) My esteemed colleagues from Pour Richard’s in Cedar Falls (especially Canon, Grady & Jody) started me on this road and have periodically helped me relieve a little stress along the way. Now when you say it, it will be for real. “Long may you run...” I am greatly indebted to Dr. Clem Bartollas who has been tireless in serving as a mentor and fi’iend, offering essential encouragement, guidance and advocacy; it has meant more to me than you may know. I look forward to more visits by the roses in the years to come. It looks as if R.T. Lewis was right after all. The countless prayers and endless online encouragement and “ego-boosts” provided by my aunts, uncles and cousins have helped light the darker days of this journey. . .know that it is appreciated. Ben and Katie, the harassment and torment you subjected me to while growing up undoubtedly prepared me for the rigors of graduate school. I am grateful that you now ofi’er love and support, and wish you both success in your future endeavors. My graduate education has been greatly enhanced through my association with Dr. David Carter. David encouraged me to pursue a Ph.D. when I was a first-semester master’s student. Since that time, he has been a mentor, advocate, sounding board, counselor, co- author, and (most importantly) a good friend. He has been instrumental in my professional development and survival. I am honored to have been associated with him and am truly indebted for all he has done for me. vii Finally, I dedicate this dissertation to the three people who have been most instrumental in my life. My parents, John and Grace Schafer, never allowed me to place limits on what I could achieve through dedication and persistence. My wife, Shelby, has tolerated the selfish lifestyle of a graduate student and has sacrificed so much to help me realize this goal. Although I know they have not always agreed with the choices I have made, they have given me unwavering support, love and encouragement in this and all other endeavors I have pursued. I find words on paper inadequate to convey what I feel in my heart for you all. Thank you. viii TABLE OF CONTENTS LIST OF TABLES .................................................................................................................. xii CHAPTER ONE INTRODUCTION ..................................................................................................................... 1 Statement of the Problem .......................................................................................................... 3 Purpose of the Study .................................................................................................................. 4 Identifying Individual Socialization Factors ................................................................. 5 Identifying Organizational Culture Factors .................................................................. 5 Identifying Organizational Determinism Factors ......................................................... 6 Definition ofTerms .................................................................................................................. 7 Delimitations .......................................................................................................................... 10 Basic Assumptions ................................................................................................................. 12 CHAPTER TWO LITERATURE REVIEW ....................................................................................................... 14 Traditional and Community Policing Paradigms ................................................................... 1 5 A BriefNote on Traditional Policing and Organizational Structure ........................... 1 5 ABrief Overview of Community Policing .................................................................. 20 ABriefNote on Thoughts Against Community Policing ........................................... 28 Summary of Traditional and Community Policing Paradigms .................................... 33 Individual Socialization ........................................................................................................... 34 Race, Ethnicity, & GenderinPolicing ........................................................................ 3 5 Age& Seniority .......................................................................................................... 37 The Role ofEducation ................................................................................................ 39 The Psychological Contract ........................................................................................ 41 Distrust ofManagement .............................................................................................. 43 Perception of ChangeasaThreat ................................................................................ 44 Employee Attitude ...................................................................................................... 46 Individual Socialization and Community Policing ..................................................... 48 Organizational Culture ........................................................................................................... 49 What is Organizational Culture? ................................................................................. 49 The Transmission of Organizational Culture .............................................................. 52 The Role of Organizational Culture in Change .......................................................... 53 Key Elements of Organizational Culture in the Context of Police Organizations ...... 56 Labor-Management Tensions .......................................................................... 58 Image .............................................................................................................. 60 Traditional Police Operations ......................................................................... 6] ix Police Organizational Culture and Community Policing ............................................ 64 Organizational Determinism ................................................................................................... 65 Planning for Change ................................................................................................... 66 Planning Organizational ChangeinPolice Agencies ................................................. 68 Clarity .......................................................................................................................... 71 Unions and Key Actors ............................................................................................... 75 Accountability, Evaluations, & Reward Allocation Systems ...................................... 77 Changing the Role of Supervisors ............................................................................... 80 Summary of Organizational Determinism and Community Policing .......................... 8 1 Methodological ConsiderationsinEvaluation Research ........................................................ 82 Focus Groups .............................................................................................................. 83 Qualitative Research Interviews ................................................................................. 87 Survey Research ......................................................................................................... 91 The Case Study Approach to Organizational Research ............................................... 95 Analyzing Survey Data ............................................................................................... 98 Conclusion ............................................................................................................................ 101 CHAPTER THREE METHODOLOGY ............................................................................................................... 105 The Original Evaluation Project ........................................................................................... 105 Instrument Construction ....................................................................................................... l 1 1 Population ............................................................................................................................. 1 13 Procedures ............................................................................................................................ 1 l4 Hypotheses ............................................................................................................................ 1 16 Data Analysis& Key Variables ............................................................................................ 117 Summary ............................................................................................................................... l 19 CHAPTER FOUR ANALYSIS OF DATA ........................................................................................................ 121 AHistory of Community Policing inLansing ...................................................................... 121 Early Community Policing Efi’orts ........................................................................... 122 The Team-Based System .......................................................................................... 123 The Role of the Union .............................................................................................. 134 Concerns with Continuity ......................................................................................... 135 Resocialization ......................................................................................................... 13 7 The Effects of Community Policing on Officers ...................................................... 138 Survey Response Rate & Respondent Characteristics .......................................................... 141 Level of Community Policing and Problem Solving ............................................................ 146 Univariate and Bivariate Results and Qualitative Study Findings ........................................ 1 56 Individual Socialization & Organizational Culture .................................................. 1 5 6 Psychological Contract ................................................................................. 159 Distrust ofManagement ................................................................................ 162 Perception of Change as aThreat ................................................................. 164 Community Policing versus Traditional Policing ......................................... 166 Employee Attitudes Toward Community Policing ........................................ 169 Organizational Culture and Climate .............................................................. 180 Communication and Relationships with Supervisors .................................... 186 Supervisors aSChange Agents ...................................................................... 187 The Union and Key Actors ............................................................................ 189 Organizational Determinism ...................................................................................... 191 General Implementation and Reorganization Issues ..................................... 192 Stafling .......................................................................................................... 195 Clarity ............................................................................................................ 197 Team Integrity and GuidanceinProblem Solving Activities ........................ 199 Accountability, Evaluations and Rewards ..................................................... 201 Inferential Analysis ............................................................................................................... 205 Development of the Factors ...................................................................................... 205 Analysis onypotheses ............................................................................................ 210 Individual Socialization ................................................................................ 21 1 Organizational Culture ................................................................................. 215 Organizational Determinism ......................................................................... 222 Summary ............................................................................................................................... 229 CHAPTER FIVE CONCLUSIONS AND RECOMMENDATIONS ............................................................... 23 1 Summary of the Research Findings ...................................................................................... 231 Implications of the Research Findings ................................................................................. 239 Implications for Organizational ChangeinPolice Agencies ..................................... 239 Implications for the Implementation of Generalized Community Policing .............. 244 Implications for Future Studies of Organizational Change in Police Agencies ........ 248 Conclusion ............................................................................................................................ 25 1 Appendix A Methodology for Systematic Social Observation Data ..................................... 254 AppendixB Officer Survey Cover Letter .............................................................................. 259 Appendix C Officer Survey Instrument ................................................................................ 262 Bibliography .......................................................................................................................... 284 LIST OF TABLES Table 1 . Contrasted elements of traditional and community policing .................................... 29 Table 2. Sample Characteristics ........................................................................................... 144 Table 3. Frequency with which officers used various sources to obtain information about problemsintheir assigned beat .................................................... 149 Table 4. Length of time Since respondent last completed a problem solving efi’ort; all respondents and by precinct .......................................................... 1 50 Table 5. Percent of shift time officer spent in assigned team area by shift .......................... 152 Table 6. Percent of encounters in which officers exhibited problem-oriented approach ..... 15 5 Table 7. Level of agreement with statements about police work ......................................... 1 67 Table 8. Perception of importance of goals for patrol officers in the opinion of precinct management by precinct ............................................................. 169 Table 9. Perceived advantages of a CPO assignment by experience .................................... 1 75 Table 10. Perceived disadvantages of a CPO assignment by experience ............................. 1 76 Table 11. Percentage of respondents agreeing with statements about community policing by experience ............................................................................ 178 Table 12. The best way for LPD to organize community policing by experience ................ l 80 Table 13. Rating of supervisor by respondent rank .............................................................. 182 Table 14. Respondents’ assessments of their team sergeants ............................................... 1 83 Table 1 5. Perceptions of departmental leaders by respondent rank ..................................... 1 8 5 Table 16. Issues relating to community policing as organized in LPD; percent of respondents agreeing with items by rank .............................................................. 193 xii Table 17. Views on LPD efforts to implement generalized community policing ................ 195 Table 18. Factors contributing to the development of problem solving skills ..................... 200 Table 19. Factor composition: Attitudes about community policing asaphilosophy (CPATT) .......................................................................................... 207 Table 20. Factor composition: Evaluation of community policing as Instituted in LPD (CPINLPD) ................................................................................... 208 Table 21. Factor Composition: Perceptions of organizational cultureinLPD (ORGCULT) ..................................................................................... 210 Table 22. Regression of Individual Socialization on Attitude About Community Policing as a Philosophy (CPATT) ....................................................... 2 1 1 Table 23. Regression of Individual Socialization on Evaluation of Community Policing as Instituted in LPD (CPINLPD) ............................................. 213 Table 24. Regression of Individual Socialization on How the Lansing Police Department Should Organize Community Policing ....................................... 214 Table 25. Regression of Demographics on Perceptions of Organizational CultureinLPD (ORGCULT) .................................................................................... 216 Table 26. Regression of Perceptions of Organizational Culture on Evaluation of Community Policingasit Was Instituted in LPD ................................................. 218 Table 27. Regression of Perceptions of Organizational Culture on Beliefs About How LPD Should Organize Community Policing in the Future ............................... 220 Table 28. Regression of Perceptions of Organizational Culture on Attitudes About Community Policing as a Philosophy ............................................. 222 Table 29. Regression of Attitude About Community Policing as a Philosophy on Evaluation of Community Policing as Instituted in LPD ..................................... 224 Table 30. Regression of Attitude About Community Policing as a Philosophy on Belief About How LPD Should Organize Community Policing in the Future. . . .226 Table 31. Regression of Evaluation of Community Policing as Instituted in Lansing on Belief About How Community Policing Should Be Organized in the Future ...... 228 xiii CHAPTER ONE INTRODUCTION Any organization seeking to change its form and/or function is likely to face a number of internal and external challenges. Internally, organizations must be able to manage the needs of their employees, the logistics of planning, and finite resources. Externally, organizations exist in a broader environment which limits and constrains how they operate. Police agencies are not immune to such challenges when they seek to make major organizational changes. When police planners seek to bring change within their organization, they must negotiate a mine field of employee needs and motivations, structural and organizational restrictions, budgetary and personnel constraints, legal obligations, political obstacles, and community desires and demands. Community policing represents the most significant change to American policing Since the professionalization movement emerged in the first half of the twentieth century. Community policing is a major transformation in how the police interact with the public which they serve. Under traditional policing paradigms, the police maintain a distance from their community; the police are viewed as the experts on crime and, as such, take the lead in addressing issues of crime and community order. Community policing is a philosophy which turns this traditional paradigm on its head. The police work to empower citizens in order to allow them to address neighborhood problems; the public is placed in the proverbial driver’s seat as the citizens are given a voice in determining what the police role and agenda will be within their community. Community policing is a philosophy, not a program. Police organizations which wish to “do” community policing must do more than just create a small unit of officers who will be charged with working closely with the citizenry. Agencies which firlly embrace community policing must undergo a major transformation in terms of their structure, agenda, role orientation, and organizational culture. Adopting a community policing philosophy requires most agencies to rethink how they operate and to reorient their employees. While management and policing literature are replete with rhetoric on how organizations can empower their employees through organizational change, in reality, it may be very difficult to successfully change an organization in a positive direction. If community policing is ever going to become the dominant philosophical paradigm in American policing, it will be necessary to have an understanding of the common obstacles which may emerge during this transformation. Once obstacles have been identified and understood, it will be possible to develop more effective means by which community policing might be implemented. The proposed study will not explore the merits of community policing as a program or a philosophy. Instead, it will focus on those obstacles which might impede organizational change in police agencies attempting to implement community policing. Specifically, the study will be focused on a medium-sized police agency seeking to change fi'om a traditional to a community policing paradigm. Statement of the Problem There is a tendency for criminal justice scholars and practitioners to disagree as to whether the transformation to a community policing paradigm represents a firndamental shift in how police officers have historically performed their duties. This debate aside, in the past decade it has become apparent that police organizations wishing to adopt a community policing philosophy must undergo a certain degree of structural and cultural transformation in order to achieve this objective. While much has been written detailing the wonderful potential community policing may have for generating positive transformations in police- community relations and the quality of life in American cities, experience has shown that bringing this lofty vision to fruition has been a substantial challenge. A police organization which is seeking to adopt a community policing philosophy must do more than simply change itself on paper. Such a reorientation requires an organization to conduct a self-examination. Such introspective examination might indicate how the agency’s structure, organizational inertia, and employee culture, selection, and training might need to be altered if effective change is to be realized. Simply changing an organization’s rhetoric (its mission statement, alleged philosophy, goals, and motto) is insufiicient to ensure that a proposed change will become a reality. Thus, the problem is that if police organizations are to undergo a successfirl transformation to a community policing paradigm, police planners and executives need to have a clear understanding of the barriers to such an organizational change. Having a knowledge of the most common barriers to change does not guarantee that a new program, initiative, or philosophy will ultimately succeed. On the other hand, such knowledge will allow police planners to understand that successful change requires attention to a myriad of issues on all levels of an organization (structure, culture, socialization, operations, etc). This study seeks to identify the most salient factors which might impede organizational change in police agencies seeking to shift their operational and philosophical orientation from a traditional to a community policing paradigm. Purpose of the Study The study seeks to identify barriers to successful organizational change through the use of data from an evaluation of an attempted community policing implementation in a medium-sized police organization‘. The primary source of data is a self-administered survey completed by police ofiicers who were most affected by this planned organizational change. Survey results are supplemented by other findings from this case study, including field observations, semi-structured interviews, and focus group discussions. Specifically, the researcher will seek to: (1) identify those factors in the individual socialization of employees which might generate resistance to organizational change; (2) determine how organizational culture (collective values, tradition, and beliefs) might contribute to employee resistance to planned change; and (3) define the role organizational determinism might play in how a police agency adapts to change. The author draws upon quantitative and qualitative research findings to identify such factors in the context of a planned organizational change in a medium-Sized police force. Utilizing the results of this research, police executives may be ‘ This study analyzes data originally collected through a Locally Initiated Research Partnership grant funded by the National Institute of Justice (Grant no. 951] CX0093). Points of view or opinions expressed in this document are those of the author and do not necessarily represent the official position or policy of the Institute for Law and Justice, the National Institute of Justice, or the US. Department of Justice. 4 able to plan organizational changes in a more efficacious manner. Identifig'ng Individual Socialization Fagtors: Perhaps the greatest challenge facing managers planning organizational change is confronting the prior socialization of individual employees. An individual’s socialization is the product of a complex network of the employee’s personal values and beliefs, their background and past experiences, and their orientation toward the occupation, organization, and work environment. These factors are operationalized using the results of a survey of police officers in the study agency. Specifically, consideration is given to the backgrounds, demographics, and occupational orientations and beliefs of the respondents, and how these factors might relate to support for community policing in general and community policing specifically as it was implemented in the study agency. The available data does not allow for easy determination of the personal values and beliefs of respondents, making this potential factor very difficult to assess. Identifying Orglmgationflulmre Factors: In addition to being influenced by their own personal values and beliefs, employees may also be influenced by the culture of the organization in which they work. This culture may be composed of the attitudes of other employees, organizational tradition and beliefs, and the way in which new employees are selected, trained, and socialized. These factors are operationalized in two manners to determine the role organizational culture plays in the outcome of planned organizational change. The primary source of information about these factors is derived from focus group discussions, semi-structured interviews, and field observations. Second, to a lesser degree data from the survey of police officers is used to identify various aspects of the organizational culture at the time of the survey, in particular examining those collective beliefs and values toward both community policing and community policing as it was operationalized in the study organization. Combining these various sources allows for the development of a general picture of the organizational culture during the period of time immediately proceeding and during the planned change being studied. Identifydng Organizational Determinism Factors: Data were analyzed to assess in what way, if any, organizational determinism played a role in the outcome of the planned change under study. This analysis emphasizes the way in which the change was planned, introduced, and implemented in the study agency. Similar to the approach used in assessing organizational culture, organizational determinism is operationalized in two manners. Organizational determinism is evaluated using findings from the both the quantitative and qualitative aspects of the available data. In particular, attention was given to the role the implementation process may have played in the level of acceptance of the proposed change. In addition, these qualitative findings were complemented with data on employee attitude toward the implementation process derived from the patrol officer survey. The study relies on data from a case study made of a medium sized police force attempting to change from a traditional to a community policing philosophy. Two objectives will be of paramount interest. First, survey data provided by officers affected by an organizational change are used in order to assess how individual level concerns and attitudes may have acted as impediments to securing organizational change. Second, qualitative data (from focus groups, semi—structured interviews, and field observation) aid in the assessment of how organizational culture, as well as organizational action and planning, may have impeded successfiil organizational change. Findings from this research will allow police planners to be better informed as they begin to consider initiating planned organizational change. Knowing the factors which might impede successful change does not ensure that planned organizational change will be effective. However, by understanding that successful change requires attention to a variety of considerations existing on a number of levels in an organization, planners will be able to design programs which may be more responsive to the needs created by these various issues. The identification of the most salient obstacles to organizational change will enable police executives to be better informed as they seek to reorient their organizations. Definitions of Terms The following terms are operationally defined as applicable to the study and, therefore, require definition at the onset. Community Policing Officer (CPO). An officer assigned to coordinate and administer all community policing activities in a geographic area (significantly smaller than a normal patrol beat). This officer is general exempt from handling any call outside of his/her assigned neighborhood. In the Lansing Police Department (LPD), CPO’s were members of a unit outside of the Patrol Division. In the context of the officer survey, “CPO” refers to an ofiicer, sergeant, or lieutenant from the Patrol Division who was or had held a Community Policing Officer assignment. Evaluation of Community Policing as Implemented in the LysinLPolice Department. An oflicer’s view of how generalized community policing was operationally defined and implemented throughout the Lansing PD. This refers not to the presence of a community policing unit, but to the development of the team-based problem solving approach. This may be distinct from an individual officer’s perceptions of community policing as a philosophy. Line Officer. The base of an organization’s hierarchy; in police agencies “the line” is composed of employees holding the rank of “police officer.” Non-CPO. An officer, sergeant, or lieutenant assigned to the Patrol Division who had never held an assignment as a Community Policing Officer. Non-Supervisor. A sworn police employee holding the rank of “officer”; in most cases refers to an officer working in either a patrol or community policing capacity. Perceptions of Community Policing. How an officer views community policing as wigsophy;_ These perceptions may be separate from an oflicer’s attitude toward the use of CPO’s or other forms of community policing in the Lansing Police Department. They relate to the individual’s general reaction to the theory and practice of community policing. Road officer. A Lansing PD term for a sworn employee holding the rank of “police officer” and assigned to the Patrol Division. Shift Sergeant. A road officer’s immediate supervisor on a daily basis. Shift sergeants had temporal responsibility for a squad of patrol ofiicers assigned to a particular precinct. They were one of the two supervisors to whom an officer was accountable. In addition to their temporal responsibility for a squad of officers working the same shift, shift sergeants also had joint responsibility for officers assigned to a geographic area (a Team Area). Supervisor. A sworn police employee holding a rank above “officer”; in most cases, refers to a sergeant or lieutenant. Team Area. A geographic subdivision of the City of Lansing. Each member of the patrol division was assigned to a team area. While on duty and in service, this officer had primary responsibility for any calls for service in the team area (although the officer might handle calls for service throughout their precinct or the city). The long-term quality of life concerns and neighborhood problems in the team areas were addressed by a “team” of police officers under the supervision of a patrol sergeant. Team Sergeant. A supervisor from the Patrol Division with the responsibility of coordinating problem solving activities within a team area. Team sergeants had the dual responsibility of supervising road officers on a given Shift and overseeing their team area’s overall quality of life. The team sergeant was expected to facilitate problem solving endeavors using the team of officers who policed the team area around the clock. Temporal and Geggr_aphic Responsibility & Accountlability. The ideas that patrol officers and patrol sergeants might hold obligations based on both time and location. Patrol officers were temporally responsible to the sergeants who routinely supervised their shift and were geographically responsible to the sergeant who supervised their team area. Officers were also temporally responsible for handling calls for service throughout their precinct (and on occasion, the city) on a daily basis, while also being geographically responsible for the long-term problems in the team area to which they were assigned. Patrol sergeants were temporally responsible for a squad of officers on a given shift and were geographically responsible for a group of officers assigned to their team area. Sergeants were temporally responsible for making sure operations ran smoothly and that calls were handled during the course of their daily shift; they were also geographically responsible for the long-term quality of life in the team area they supervised. Delimitations The following limitations in the research design and analysis used in this study may limit the author’s results. While every effort has been made to minimize their repercussions upon the research findings, they may still have an unforseen impact. 1. The study Site was not selected using any form of probability sampling; rather, it was chosen out of convenience. These research findings may not be automatically generalized to other settings. 2. It is difficult to determine the degree to which the organization being used (the Lansing, Michigan, Police Department) represents what might be experienced in other police organizations. Lansing may not be atypical due to the size, diversity, economy, and geography of the community. In addition, the experiences in Lansing may not be found in agencies which differ in size, composition, or organizational culture 3. The data were collected during the course of a two and a half year research project. Consequently, the experiences in Lansing may be explained to some degree by history. While the study was being conducted, the Department was in the center of a number of controversies relating to the actions of officers and the general attitude and performance of the agency. It is possible that the attitudes of individual oflicers may have been shaped to an unknown degree by these controversies, rather than by the organizational change with which this study is concerned. 4. The time frame of this study may have been too narrow to reflect success with the organizational change. Data was collected within the first 24 months 10 after the change was initiated. It is not clear how practices and attitudes may have changed after this time. While success did not emerge during this 24- month study period, it may have been achieved later in time. The available data is not a perfect match with the conceptual framework developed through the literature review. It is difficult to determine the true strength of portions of the conceptual framework because ideal measures are not always available. Data are heavily reliant upon self-reported attitudes (thus the strength of the data is limited by the quality of the instrument and administration methodology) and qualitative research (which is subject to interpretive bias on the part of the research team). While steps were taken to maximize the integrity of the data, flaws may still exist to some degree. The survey data was only gathered at one point in time, limiting the findings and making them susceptible to a variety of validity threats. Furthermore, the survey instrument was developed and tested in part using a focus group of purposively selected officers; important dimensions may have been overlooked. Lansing had a long history of experimenting with various forms of community policing; a department attempting an analogous reform from a “fresh” starting point might not have faced an organizational culture with such deeply ingrained attitudes (be they good or bad) toward this philosophy. In the interest of protecting survey participants, participants were not identified, preventing follow-up inquiries of non respondents. While the 11 response rate was strong, the response distribution may still inject a degree of bias into the survey results. 10. Although the survey instrument was subject to a modified form of pretesting, it was not a validated instrument. Basic Assumptions The process of conducting social inquiry invariably requires that the researcher make certain basic assumptions. It is crucial that the researcher recognize and acknowledge those assumptions made in order to understand how they may modify or mitigate the research findings. In developing the conceptual and methodological framework for this study, the following assumptions were made: 1. That the LPD experience was a failure in the sense that the organization’s attempt to implement a structure compatible with a broad community policing philosophy was not successful. This conclusion was not empirically derived from outcome measures; rather, it was based on the overwhelming sentiment from within the organization that “this is not working.” 2. That the barriers and impediments identified in the LPD experience can be inferred to represent other settings and/or other forms of organizational change. 3. That the research methodology was able to accurately identify and diagnose the most salient issues in the organization. 4. That the primary survey instrument, although never systematically validated, 12 was an accurate and reliable means by which to assess employee opinions, experiences, and attitudes. 13 CHAPTER TWO LITERATURE REVIEW This study examines the role three concepts, individual socialization, organizational culture, and organizational determinism, play in the process of organizational change. The salient literature pertaining to these concepts will be reviewed and discussed in this section both in general terms and in the context of policing. It should be noted that while conceptually these ideas are each distinctive, analytically they may be difficult to separate. In particular, the socialization of individual employees and an organization’s culture may be linked in a nearly inextricable manner. These two concepts are part of a complex network of social phenomena which help to determine an individual’s work ethic, work-related behavior, occupational personality, etc. The relationship between the concepts of individual socialization and organizational culture may be strongly reciprocal in terms of how they impact an individual’s work-related attitudes, beliefs and values. AS such, separate analysis of their individual influences on such attitudes may be very difficult. Assessing the individual influences of these dimensions was not the objective of the evaluation project which generated the data used in the present study. The instrument used to collect attitude and opinion data was not designed to distinguish between these concepts. Therefore, the analysis will often treat their impact as a combined factor in shaping employee values, beliefs and attitudes. For the purposes of this literature review organizational culture and individual socialization will be treated and discussed as 14 distinctive concepts. This literature review is divided into five major sections. First, a brief discussion of traditional and community policing paradigms in law enforcement is provided to properly orient the reader with the type of organizational change examined in this study. Next, the three major concepts of importance in the study will be individually examined. The fifth section will provide a justification for the methodologies employed in the evaluation research project which generated the data used in this analysis. The literature review will conclude with a brief summary that will reiterate the major concepts and describe the theoretical framework guiding the analysis. Traditional and Community Policing Paradigms Although the instant study examines issues with broad implications for the process of change in any organizational setting, it is particularly interested in the process of implementing of community policing. Prior to examining the important dimensions of organizational change, it is necessary to provide a brief overview of the traditional structure found in American police agencies. It is also necessary to briefly describe community policing and how it differs from traditional modes of policing. The consequences of both traditional and community policing on the front-line police officer will also be described. A Brief Note on Traditiogtl Policinggnd Organizational Structure Police departments in the United States have traditionally been very close to purely mechanistic organizations (Kuykendall & Roberg, 1982). These authors note that 15 mechanistic organizations are characterized by: specialization: tasks and activities are compartmentalized so that they are only performed by employees in specific positions. hierarchy: status and rank differences are emphasized. authority: knowledge and influence are derivations of one’s organizational position. rule orientation: rights, obligations, and methods of operation are attached with each role; means are emphasized over ends. position orientation: accountability and rewards are based upon following directions, using accepted means, and displaying loyalty. Others have characterized traditional police organizations as bureaucratic, hierarchical, paramilitary organizations (Bittner, 1970; (Cordner, 1978; Franz & Jones, 1987; Jermier & Berkes, 1979; McNamara, 1967). This traditional organizational structure was not always in place. It has been suggested that during the early decades of their existence, American police officers enjoyed a close relationship with the citizenry they served (Fogelson, 197 7; Walker, 5., 1977). This close relationship is rooted in the core principles of law enforcement espoused by Sir Robert Peel (Radelet & Carter, 1994). Included in these core principles were the ideas that the police must seek public support, cooperation, and compliance. These principles are generally regarded as the ideals upon which early American policing was also based. Unfortunately, all too often this close relationship between the police and the community resulted in graft, misconduct, abuse and corruption. Efforts to reform corruption in police organizations, as well as politics in general, began to emerge during the latter decades of the nineteenth century. Consequently, during the first decades of the twentieth century there was a push to “professionalize” police officers and to remove them, at least symbolically, from the community they served. The traditional structure of police organizations emerged during this era. According to S. Walker: 16 By the end of the 19305 the dominant feature of modern American police administration had taken shape, large bureaucratic structures organized along hierarchical, semi-military lines, increasingly drawn into a tight knit subculture. Almost no new ideas or techniques were introduced in police administration from 19205 through the mid-19603. (1977, p. ix). This separation fi'om the community was reinforced by historical circumstances, including the development and proliferation of automobiles, telephones, and two-way radios. Supervisors in these traditional organizations sought to maintain a high degree of internal control by creating detailed policies to define what officers Should and should not do, and to control their discretion (W eisburd, McElroy, & Hardyman, 1988). One reason for these strict policies and rules was the widely scattered nature of a police work force. Unlike a factory setting, employees were not in one central location where their actions could be closely monitored. Because of this, supervisors employed written policies, procedures, directives and rules in an attempt to control officer conduct and action. Patrol officers make up the “backbone” of traditional police organizations (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998; Walker, 8., 1999). They have traditionally been viewed as being on the front line in the “war on crime.” On a daily basis, patrol officers have more direct contact with the public than any other member of a police organization (Crank, 1998). Despite media images and public impressions to the contrary, patrol work tends to be highly routinized and mundane. Extensive studies with widely varying methodologies have been employed to study police activities. The net result of these research endeavors is that their findings “in no way lend support to the headline news vision of police work as a violent running battle between police and criminals” (Greene & Klockars, 1991:283) Patrol officers in traditional police organizations spend most of their time waiting for 17 a call for service (Payne & Trojanowicz, 1985). While waiting to be sent somewhere to do something, officers typically engage in preventive patrol (Reiss, 1971); officers attempt to spot some Sign of trouble, be it a traffic violation or suspicious activity. When officers are given a call for service, they are typically sent to “take a complaint” from a citizen. All too often, police officers find themselves cast as the adversary in their contact with citizens (Wilson, 1968). When the police are called to intervene in a situation, the result is often that someone will be arrested or given a citation. The person on the receiving end of this sanction may feel animosities toward the officer, even though the officer is only doing his or her job by enforcing the law. AS a result, Officers often feel a sense of isolation from, and antagonism toward, the community they serve (Manning, 1997b; Rubinstein, 1973; Skolnick, 1994) Notable police scholars such as David Bayley, Egon Bittner, Carl Klockars, Peter Manning, Albert Reiss, Jerome Skolnick, and William Westley (to name just a few) have spent their careers attempting to describe the consequences of this tension between the police and the citizenry they serve. The elaboration of their writings is not fully germane to the instant study. Sufiice it to say that this tension may be a powerful force in socializing officers to adopt particular attitudes and behavioral patterns. By virtue of their social role, police oflicers are granted unique powers and rights which tend to set them apart from other members of society (Bittner, 1970; Kobler, 1975). This status also tends to reinforce the idea among police officers and organizations that the police have a monopoly on expertise about crime and community safety (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). The structure of traditional police organizations may have a negative impact on police officers and the quality of work they produce. Traditional police organizations are 18 paramilitary bureaucracies. AS such, patrol officers are at the bottom of the power hierarchy. Paramilitary bureaucracies stifle innovation among their members (Angell, 1977). Individual members are expected to conform to the organization’s expectations; rewards are enjoyed by those employees who engage in the activities supported by the bureaucracy (traditionally focused on the quantity of outputs in the form of arrests, citations, and calls for service handled). Supervisors at the top of the organization’s hierarchy focus on controlling and directing their subordinates, rather than supporting autonomy and innovation (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). The impact of this traditional structure on employees may lead to the emergence of a number of feelings which might prove to be counterproductive for the organization. As Cordner observed: ‘ Among these feelings are demoralization and powerlessness in the lower ranks, a conception of top command as arbitrary, a growing cynicism among supervisory and middle-management personnel, and the subsequent development of a we/they attitude toward top management. . .Ideas are stifled, officers are not confident of the support of top management, and the CYA syndrome takes hold (1978: 30). Suspicion is engendered between the ranks. Communication slows to a trickle. Distrust begins to grow, particularly of higher echelons in police departments. Morale problems emerge at all levels of the organization, most prominently among front-line officers (Franz & Jones, 1987). AS the educational level of employees increases, they experience a greater desire to be involved in the decision-making process of their organization (Angell, 1971). The traditional model does not allow for such autonomy and input, leaving officers frustrated, alienated, and resentful. Most people pursue a career in policing out of a sense of benevolence; they wish to help others in times of need (Meagher & Yentes, 1986). Unfortunately, this noble concept 19 may be stifled by the very nature of the occupation and organization which the individual wishes to join. The new employee soon finds that many of those people they wish to help are less than appreciative, despite good intentions and noble concepts. On a daily basis they work with peers, many of whom have become cynical and jaded. Rather than supporting their efforts, these peers may insist that callous indifference is the only way to survive the rigors of their occupation. This is compounded by an organizational structure which seeks to control their discretion, stifle their creativity and innovation, and demand their conformity. The once idealistic officer is trapped between a seemingly ungratefiil citizenry and an organization devoid of compassion and support. The essence of this Situation may be best captured by Trojanowicz, Kappeler, Gaines, & Bucqueroux (1998), observing that “thwarted idealists may struggle against becoming cynics, but cynicism toward the community and toward the police hierarchy may be so potent that few can resist” (p. 269). A Brief Overview of Community Policing If traditional policing approximated a purelyflmeclLanggiflcyorganization, community policing approximates a purely prgapig‘organization (Kuykendall & Roberg, 1982). These authors suggest that mechanical organizations are characterized by: generalization: Specialized jobs and tasks are de-emphasized. collegiality: Interactions between members of the organization (both horizontally and vertically) are informal and de-emphasize differences in status and rank. power: Personal status and influence are determined largely by one’s ability and reputation. situation-orientation: All members of the organization contribute to solving problems; ends are emphasized over means. goal-orientation: Accountability and rewards are linked to quality performance; commitment to the organization and its goals are 20 emphasized over personal goals and achievements. Although not limited to these characterizations, the organizational structure necessary for successful community policing is far more organic than the traditional police organizational structure. Before elaborating on the principles and outcomes of community policing, it is necessary to examine the history which surrounded its development. The first three-quarters of this decade saw several substantial efforts to modify police operations and practices. Despite attempts to professionalize policing, to improve police- community relations and to promote crime prevention, crime rates and public perceptions of safety seemed to move independently of these efforts. In the aftermath of the President’s Commission on Law Enforcement and the Administration of Justice of 1967, police practitioners and scholars had begun to question the fundamental assumptions upon which traditional police operations were based. The result of these inquiries was that the “research had shown repeatedly that traditional police strategies were not working effectively” (Skolnick & Bayley, 1986: 3). Although some have raised issues regarding the methodologies of individual studies, the overall message of this research was that it was difficult (if not impossible) to prove that those core policing methods were effective. Skolnick and Bayley (1986) reviewed the most prominent evaluative studies and identified what they believed to be the most Significant findings of these research endeavors: First, increasing the number of police does not necessarily reduce crime rates or raise the proportion of crimes solved...Second, random motorized patrolling neither reduces crime nor improves chances of catching suspects. . .Third, two-person patrol cars are no more effective than one-person cars in reducing crime or catching criminals...Fourth, saturation patrolling does reduce crime, but only temporarily, largely by displacing it to other areas...Fifth, the kind of crime that terrifies Americans most- mugging, robbery, burglary, rape, homicide— is rarely encountered by police on 21 patrol...Sixth, improving response time to emergency calls has no effect on the likelihood of arresting criminals or even in satisfying involved citizens...Seventh, crimes are not solved— in the sense of offenders arrested and prosecuted— through criminal investigations conducted by police departments. (pp. 4-5). If the accuracy and validity of these findings are accepted, the tried-and-true methods of policing employed by virtually every law enforcement agency in the county in the mid- 1970's were doing nothing to reduce crime or foster a feeling of safety among the public. A redefinition of American policing occurred during the last quarter of the Twentieth Century. Community policing has emerged on the tail end of this effort. In this time frame there has been a growing realization that professional policing inadvertently “left people out of policing” (Trojanowicz & Carter, 1988: 1), both in terms of the people police organizations served and the people they employed. Police-community relations, crime prevention, team policing...all attempted to reintegrate people into the process of policing. Each of these successive efforts have also moved police organizations closer to an organic structure. In addition, each effort was less programmatic and more philosophical than the preceding efforts. Community policing is a reform innovation which finally moved beyond a program and crossed over to the realm of organizational philosophy. In its pure form, community policing is carried out by an organization, not by select members. It is integrated into the beliefs, values and actions of all members of an organization. While community policing holds the promise to bring about a positive transformation in American policing, some View it with skepticism because it has emerged froma line of otherfai‘led evolutiong ‘(fl'llojanowicz & Carter, 1988). Perceived as the latest installment for managers who subscribe to the “paradigm of the month club,” many line-level officers do not take this philosophy seriously. 22 It is perceived as a temporary phase which will pass in favor of the next wave of innovative policing. This has made it difficult for many agencies to shift to a community policing paradigm, regardless of good intent on the part of police executives. Despite the abundance of attention it has received in the last 25 years, community policing is still a concept which many do not firlly understand. Wilkinson & Rosenbaum (1994) observe that: community policing represents a fundamental change in the basic role of the police officer, including changes in his or her skills, motivations, and opportunity to engage in problem-solving activities and to develop new partnerships with key elements of the community (p. 110). (Emphasis in original). Community policing is based on the concept that police officers and private citizens can work together to creatively solve community problems (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). While these problems may relate to crime, they may also relate to the fear of crime, neighborhood disorder (either social or physical), or quality of life conditions. Rather than viewing themselves as the resident experts on crime, community policing requires police organizations and officers to take a more democratic approach; organizations, officers, and community residents collaboratively identify problems, establish priorities, and develop and enact solutions. Community policing epitomizes a new organizational strategy which allows police agencies to decentralize services and realign the patrol function (Skogan & Hartnett, 1997). While police organizations have historically placed an emphasis on staffing specialized units (often at the expense of the patrol division), community policing places a renewed emphasis on the patrol division. By reallocating personnel from specialized functions into the more generalized patrol division, agencies engaging in community policing are able to support 23 more community-based efl‘orts (Greene, Bergman, & McLaughlin, 1994). The focus of this strategy is on supporting the line officer who is assigned to work closely with people and problems in a designated geographic area (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). Community policing may place a heavy emphasis on “establishing geographic responsibility and accountability to police officers, establishing relatively permanent Shifts and beats for personnel assignments, and limiting cross- dispatching of officers away from assigned areas” (W eisel & Eck 1994: 65). It is a way for the police to strengthen their ties with the citizens and community they serve (Greene, Bergman, & McLaughlin, 1994). Perhaps the late Robert Trojanowicz did more than any other scholar or practitioner to define what constitutes “true” community policing and to firrther the cause of community policing. According to his work (see generally, Trojanowicz & Carter, 1988 and Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998) , community policing is: v A philosophy and an organizational strategy, not just a tactic or a program: True community policing is reflected in the attitudes and actions of all officers in a police organization, not just a select few who are relegated to a specialized unit. It shapes all aspects of police operations, not just narrow tasks in limited geographical areas. > Problem-oriented: The police proactively seek out long-term solutions to the conditions which are contributing to crime and disorder. This problem focus cannot occur without input and involvement from the community. > Working together and sharing power: Citizens are viewed as partners in the process of bringing about positive change within a community. As such, they have knowledge and resources which can make cooperative efforts more successful than police efforts alone. v Developing trust: Incidents of corruption and abuses of power, no matter where they occur, can harm to image of the police in their community. Community policing gives a name and a face to the police so that residents will feel that the police are people they can 24 trust and work with. v Creativity and innovation: Community policing is not a static program; it is a fluid response to dynamically changing needs and issues. To be successfiil, it must seek out new and different ways to address these problems. > Broadly focused: While traditional policing was focused strictly on quantitative outputs (response time, arrests made, crimes reported, crimes cleared), community policing also considers qualitative outputs (the fear of crime, the level of neighborhood disorder, the quality of community life, the degree of citizen satisfaction). v Geographically focused: By placing officers in the same geographic area every time they work, it is expected that officers will come to know the people and problems in that area and will develop a feeling of ownership. As an officer becomes involved in the life of a neighborhood on a day-to-day basis, she will come to be more invested in that area and its quality of life. Despite the vast amount of literature which has been written about community policing in the last quarter century, there is still a great deal of confusion over what it is and is not. In addition to define what community policing is, Trojanowicz, Kappeler, Gaines and Bucqueroux (1998) also defined what it is not: > Community policing is not a technique: “Community policing is not a technique that departments can apply to a specific problem, but an entirely new way of thinking about the role of the police in the community” (p. 15). > Community policing is not public relations: Although improved relations with the public is a welcome by-product of community policing, it is not a conscious objective. Prior attempts at improving police-community relations were largely appearance, while community policing is substance. > Community policing is not soft on crime: Community policing does not restrict officers from making arrests or enforcing the law. Officers involved in community policing may make fewer arrests than their traditional counterparts, but this is because they are dealing with a broad range of community concerns and issues, not all of which are criminal in nature. 25 Community policing is not an independent entity within a police department: Although not every officers in a community policing organization will work an assigned beat area every day, they may still operate in a manner consistent with the philosophy. Community policing is not cosmetic: “Community policing broadens the police mandate to focus on proactive efforts to solve problems” (p. 17-18). Officers concern themselves not just with matters of crime, but also non-criminal matters of concern to the community they serve. Community policing is not just another name for social work: The police already perform a wide variety of services which have little to do with serious crime. Government as a whole has a moral obligation to serve its constituents; as the only government social agency in operation 24 hours a day, seven days a week, the police must be responsive to requests for information and service which are non- criminal in nature. Community policing is not a panacea: Social problems are dynamic, making it difficult to correct them with simple solutions. Although it will not fix every problem, community policing is the most responsive policing philosophy developed to date. In its ideal form community policing would be a generalized function within a police department. Every officer would have an assigned beat area which they would service every time they worked. Unfortunately, this is Simply not feasible in all but the smallest police organizations. Instead, agencies are forced to develop a strategy to integrate community policing Specialists with other organizational divisions (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). Specialization has a tendency to reduce communication between parts of an organization. It also tends to alienate officers who are removed from the mainstream. Experience has shown that officers working in community policing units tend to feel marginalized from the remainder of the organization because of the false perception that they are not engaged in “real police work” (Eck, 1992; Sadd & Grinc, 1994). This gives rise to a firndamental paradox of community policing. Where it is a 26 Specialized function, such community policing units may provide “fertile ground for the growth of resentment between traditional patrol officers and [community policing] officers” (Sadd & Grinc, 1994338). Pragmatically, however, it may not be possible to design a police department in which every member holds geographic responsibility. There will always need to be a certain number of patrol officers providing rapid-response emergency services. The challenge for police planners and executives is to find the balance within their organization which minimizes tension and foster a sense of cooperation. Within this challenge, showing every police officer that they have an obligation to operate with a community policing mind- set, regardless of their assignment, may be the most daunting. Despite periodic criticism of community policing by uninvolved officers, those who spend time working in such an assignment often find it to be a rewarding experience and may be more supportive of community policing as a philosophy of policing (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). Officers may find that a community policing assignment increases their overall job satisfaction (Wycoff & Skogan, 1994). Officers also report that they enjoy developing relationships with the community, appreciate the flexibility offered by community policing, and feeling that they have time to address problems they encounter (Trojanowicz & Pollard, 1986). Officers working in community policing assignments report that they get to know the “good people” on their beat and felt that they had better relationships with the community (Skogan & Hartnett, 1997). Relationships within police departments may also be enhanced by community policing (More, 1998). Cooperation and communication may increase between various units within a department as these units all work together to respond to neighborhood problems and community concerns. Supervisor-subordinate relationships may also improve. Line 27 officers may feel that they have a voice in their organization and may begin to feel that their contributions are being recognized. Community policing also affords the opportunity to exercise creativity and innovation, while developing a sense of ownership; however, it should be noted that not all police officers want to be creative or innovative. Based on evaluative and descriptive studies by others, it is generally expected that officers who have held a community policing assignment view this philosophy more favorably than do those who have only performed traditional policing duties. The professional model of policing dominated American policing for the majority of this century. Despite its virtues, this model had serious negative consequences for those officers on the receiving end of its command and control. Community policing has emerged as an alternative way for police organizations to operate. Table 1 contrasts elements of traditional policing with elements of community policing. The major differences between these two paradigms are clear. While it has been defined and operationalized differently from agency to agency, a community policing philosophy emphasizes partnership, prevention, and problem solving. Police officers with experience in community policing typically report greater sense of satisfaction in the job they perform and view citizens as partners rather than adversaries. A Brief Note on Thoughts Against Community Policing Support for community policing has been far from universal in both police and academic circles. This criticism can be divided into two camps: those who are critical of community policing as a theory and those who are critical of community policing in practice. While the theory behind community policing would seem to be sound, some have questioned 28 Table 1. Contrasted elements of traditional and community policing. Element of Traditional Policing Enforcing the law if the key end ofiicers/agencies pursue. Element of Community Policing Enforcing the law is one means to the ends. Paramount goal is enforcing the law. Paramount goal is improving quality of life in the community. Reactive. Proactive. Short response time is critical. Short response time is less important. Officers spend as little time as possible handling assigned calls for service. Officers invest as much time as is reasonably necessary to handle a call for service by “getting at” the root problem. Line officers must be controlled and directed. Line officers must be given freedom and discretion. Supervisors encourage obedience and conformity. Supervisors encourage creativity and innovation. No capacity to accept failure. Capacity to accept failures made in good faith. Evaluations quantitatively driven (arrests, citations, calls handled). Evaluations qualitatively driven (citizen satisfaction, problems addressed). Supervisors are there to command and control line officers. Supervisors are there to support efforts of line officers. Police view themselves as experts on crime in the community. Police view citizens as experts on crime in the community. Police limit information given to the public. Police share knowledge with the public. Police distrust the public. Police seek to work cooperatively with the pubhc. Police officers view themselves as crime fighters, law enforcers, and crook catchers. Police officers view themselves as community organizers, community activists, and providers of vital community services. Police agencies are closed systems. Police agencies are open systems. 29 its veracity. Community policing assumes that citizens want to work cooperatively with their police (Sadd & Grinc, 1994) and want their police to focus attention and resources on non- criminal matters (Gaines, 1993). Conversely, it might be argued that citizens pay taxes in order to fund police departments so that they themselves do not have to expend energy actively fighting crime and disorder. Community policing is also concerned with the extent to which citizens fear being the victims of crime in their community. While reducing fear of crime may be a noble endeavor, it is not necessarily correlated with a reduction in actual crime (Mastrofski, 1993). It has also been suggested that not only do communities need more responsive police agencies, but also more responsive municipal governments (Taylor, F ritsch, & Caeti, 1998). The police do not always have the necessary expertise to deal with certain types of neighborhood problems. At some point, they need other agencies to address some of these non-criminal matters. Agencies engaged in community policing often find that they must struggle to convince other government service providers to work with the best interests of the community in mind. With this being the case, the police may not be the proper arm of the government to spearhead these improvements. It has been observed that in many areas where community policing has been implemented “the police had to take the lead and [hope that] other agencies might follow along” (Sadd & Grinc, 1994:50) (emphasis in the original). Riechers and Roberg (1990) drew upon the works of a number of authors, as well as their own observations, to develop a list of ten underlying assumptions of community policing. These authors believed that these issues still need to be discussed and resolved before community policing was fully embraced by academicians practitioners. These assumptions include that (p. 107): 30 10. The point of this and other Similar arguments is not that community policing is implicitly a bad idea which Should be rejected (Hoover, 1992). Instead, these authors content that the assumptions which drive community policing have not been adequately debated on a The presence of the police through increased visibility reduces the public’s fear of crime. The public is of one mind, a homogeneous populace whose satisfaction or dissatisfaction with the police can be readily measured. The police should be responsible for actively helping to define and shape community norms. Public fear stems more from disorder than crime. Signs of neglect and decay in neighborhoods invite crime. Community policing programs are started at the initiative of the police with the aim of improving service, not to give influential citizens control over police services. Community policing can be done without violating the political neutrality of the police. Police organizations, given their current mechanistic characteristics, can readily adapt to a more organic model required to effectively implement community policing. Police organizations, given their current quality of personnel, can be responsive to the demands of community policing. The police are the proper agency to attempt to fillfill the goals of community policing. philosophical level. From an evaluation perspective, some contend that the vote is still not in on the effectiveness of community policing. supports the idea that community policing has a positive impact on community perception of the police or crime reduction” (Taylor, Fritsch, & Caeti, 1998: 3). In addition, those 31 “There is precious little empirical evidence that benefits which have been measured have been relatively modest and frequently come at a great monetary cost (Findley & Taylor, 1990). In all fairness, many evaluations are linked with community policing experiments firnded through federal grants; agencies might be more judicious when they are paying for community policing out of their operating budget. Another school of thought regarding community policing is composed of those who question the way in which community policing is often practiced. Manning (1997b) refers to community policing as the “Rhetorical Giant” and writes that community policing “is yet another ‘presentation strategy,’ a means of selectively highlighting some changes in urban policing while suppressing information about others” (p. 15). Klockars (1991) contends that community policing is merely another attempt by the police to obscure the reality of what they do— use force and coercion to deal with citizen problems. Kraska and Kappeler (1997) see part of the rise in police militarization as veiled under the legitimacy of community policing efforts. By relaxing control over police officers and reintegrating them into the community they serve, some fear that agencies may invite a return to the corruption police departments worked so hard to overcome during the first half of the twentieth century (Walker, 8., 1993; Wycofii 1991). The purpose for providing a brief review of literature critical of community policing is to illustrate that, even in the academic community, support for this innovation is by no means universal. This lack of a consensus does not appear to be hampering the idea of community policing from taking hold in American policing to any serious degree. It should be noted, however, that if community policing is going to transform American policing, there may come a time when some of these issues will need to be more firlly resolved. 32 Summgy of Traditional and Comqu Policing Paradigms During the past two decades, countless books, articles, and reports have been written about the community policing philosophy (see generally, Goldstein, 1990; Greene & Mastrofski, 1988; Rosenbaum, 1994; Skolnick & Bayley, 1986; Skolnick & Bayley, 1986; Sparrow, Moore & Kennedy, 1990; Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). Various “flavors” of community policing have been studied in cities throughout the country, including: Baltimore, Maryland; Boston, Massachusetts; Denver, Colorado; Detroit, Michigan; Flint, Michigan; Houston, Texas; Madison, Wisconsin; Newark, New Jersey; Oakland, California; Philadelphia, Pennsylvania; and San Diego, California...to name just a few. Many of these studies have been focused on how community policing was received and perceived by the local citizenry. Others have examined how community policing has impacted crime rates and quality of life in those neighborhoods in which is has been implemented. Still more studies have examined how community policing affects the perceptions of police officers charged with carrying it out, usually in a Specialized unit. What is absent from the overwhelming majority of these studies is an examination of how police organizations experience the implementation of community policing. This is typical of evaluation research in policing, which tends to focus on change outcomes (crime reduction, response time, clearance rates, etc.) while overlooking the change process itself (Greene, 1981). More attention needs to be given not just to the outcomes of community policing (i.e., greater citizen satisfaction with police services, enhanced quality of life, job enhancement and enrichment among police officers), but also to the process of change and implementation within the police organization. In other words, how is the shift from a traditional to a community policing organizational structure and philosophy experienced by 33 the agency and the oflicers most directly affected by this change? The instant study attempts to fill this void by examining such an organizational change. Specifically, it examines how three dimensions of a police organization (the individual employee, the collective culture, and the organization’s structure) may mitigate the success of community policing. The following review of literature will establish the conceptual framework within which the study’s analysis will occur. By looking at the problem in multiple dimensions, it is expected that the challenges facing community policing may be better understood. Individual Socialization There are a number of important dimensions of the individual socialization and experiences employees bring with them to their job which might mitigate how they behave in their occupational role and as a member of an organization. Traits of individual socialization are brought to an organization by an employee. These traits might include an employee’s: values and beliefs; expectations of what their occupation role will/should be; expectations of how they will/ should be treated within the organization; and, attitudes toward co-workers, supervisors, and the people being serviced by the organization (where applicable). An employee’s traits are a product of a complex blend of education, race, ethnicity, gender, family traditions and upbringing, age, and life experiences. As such, individual socialization is a very abstract phenomena, making its complete operationalization and measurement challenging, time consuming, expensive, and, perhaps, ultimately elusive. The following analysis will discuss some of the most basic elements of individual 34 socialization. Attention will first be given to elements which readily lend themselves to measurement, such as an employee’s race, ethnicity, gender, education, and seniority. Consideration will also be given to other aspects of an employee’s personality (the psychological contract, distrust of management, perceptions of change, and attitudes) which might be particularly salient in determining how individuals respond to change within their employing organization. Finally, a brief discussion of the possible relationship between individual socialization and community policing is provided. Rafice. Ethnicity and Gender in Policing Research on the gender-specific attitudes of police officers is relatively limited in light of the fact that females have only become active in all areas of policing in recent decades. Much of this literature focuses on how female police officers experience their occupation (Bartollas & Hahn, 1999), in particular examining sexism and the “glass ceiling” which may confront female officers in some police organizations. Anecdotally, many of the barriers which confronted early female police officers have disappeared in most departments; .many female police officers report that they are treated as equals by the majority of their peers (Fletcher, 1995). While these studies offer important insights, less abundant is research which examines job-related attitudes held by female police oflicers. Carpenter and Raza (1987) found little psychological difference in the attitudes expressed by male and female police recruits. Upon entering their new career, these officers had Similar outlooks on what their role and duty ought to be in the community they serve. Meagher & Yentes (1986) found that both genders pursued a career in policing for common reasons: job security and the desire 35 to help society. This limited body of literature would suggest that although female police officers may experience their career in a fashion somewhat different from their male counterparts, both genders hold Similar attitudes about what it does (or Should) mean to be a police officer. While specific components of such attitudes may be gender-specific, the overall outlook differs little between male and female officers. The last quarter century has also witnessed an increasing amount of literature into possible differences between white and minority police officers. As is the case in studies of attitudes held by female police officers, this body of literature is somewhat limited as truly meaningful career opportunities have only been extended to nonwhite police officers in recent decades. Buzawa (1981) found significant differences in the work attitudes of Afiican American and Caucasian police officers. The specific issues she explored included: pay and benefits, social prestige of policing as an occupation, job stress, quality of supervision, opportunities for advancement, and overall job satisfaction. Studies of attitudes of police officers toward community policing, however, have found no relationship between such attitudes and an officer’s race/ethnicity or gender (W eisel & Eck, 1994). “Neither race nor sex was more likely to be identified with support of community policing. . .White, black, and other persons of color were equally likely to feel positive about the future of community policing in their agencies” (p. 68-9). After conducting a review of the available literature on the Subject, Dantzker (1995) observes that “it would appear that there is little difference in attitude between genders before and after entering law enforcement” (p. 249). Similar conclusions are made by Bartollas and Hahn (1999) based upon their assessment of existing studies. Both sets of authors also find that based upon the works of other researchers there is not a significant difference in 36 attitudinal patterns among officers of different racial and ethnic backgrounds. While officers may hold different views or attitudes on narrow topics based upon their race or gender, the evidence does not suggest that race or gender affects an officer’s overall occupational personality, or policing-specific attitudes. Furthermore, there is no evidence that an officer’s race or gender has an impact on how an officer does their job as a whole, although there may be differences based on certain dimensions (i.e., the handling of certain types of calls, injury rates, accident rates, etc.) (Bartollas & Hahn, 1999). As a result of the studies reviewed by Dantzker and Bartollas & Hahn, there is no reason to expect that police ofiicers would hold differing views of organizational change based upon their gender, race, or ethnicity. Age and Seniority Anxiety over proposed organizational change may be more acute among employees who are older and/or have been with an organization for a longer period of time (Johns, 1973). Older and more senior employees have more invested in their occupation and their employing organization. They have spent longer periods of time attempting to be good employees with the expectation that they will be rewarded with advancement, raises, and continued employment. They have invested more time and energy into their employing organization than have their more junior counterparts. Older and more senior employees also have Spent a longer period of time growing accustom to the traditional way in which things were done in the organization. It may not be that you “can’t teach and old dog new tricks”; rather, the “old dog” may be content with the tricks they have done for so long. In addition, these older employees might be more likely to have a family, a Spouse with an established career, and established roots within their 37 community. They have more invested in their career, the organization, and the community in which they reside. If a proposed change threatens their job stability, these older employees are more likely to offer resistance than their younger counterparts because they potentially have more to lose. It should be noted that the change from traditional to community policing structures in police organizations probably produces less anxiety among employees than other more “typical” forms of corporate change. Typical corporate change, such as downsizing, may pose a very real threat to the fixture employment status of employees. Those workers who cannot demonstrate their worth and value to the corporation may be eliminated. Community policing does not really pose a threat to an officer’s future employment with his or her department. Many police officers are protected by civil service and/or union standards which make dismissal unlikely in the absence of criminal conduct or major rule infractions. While it may create doubts about future promotions or specialized assignments, the change to community policing does not create doubts that officers will still have a job next week, month, or year. In terms of community policing, an officer’s age and length of service may play a major role in their support for or opposition to community policing (Carter, Sapp, & Stephens, 1989; Skolnick & Bayley, 1988). Weisel and Eck (1994) surveyed officers in six police departments to determine their views on community policing. They found that officers’ attitudes toward community policing were significantly different based upon their seniority. Specifically, they found that “support for community policing is higher among newer or younger officers and declines for personnel in subsequent years of service” (p. 68). 38 The Role of Eduga‘tio_n One outgrowth of the President’s CommissiOn on Law Enforcement and Administration of Justice was a number of programs aimed at promoting college education ' for police officers. Calls for college education for police officers were first issued in the 193 0'5 by reformist administrators such as August Vollmer (Carte & Carte, 1975; Klockars, 1985), but this idea gained little inertia during the professionalization movement during the middle of this century. In the 1960's and 1970's, the number of university programs in criminal justice and criminology began to increase dramatically. In addition, from the late 1960's through the early 1980's, the federal Law Enforcement Education Program helped to fund college educations for thousands of active police officers (Skolnick & Fyfe, 1993). Although this program was Short-lived, its legacy fundamentally transformed educational standards in American policing. Although few departments currently require a fiill four-year college degree (more than 70 percent require only a high school diploma), in many areas it has become the unofficial norm (Dantzker, 1995). Researchers and police executives soon began to question if education did, in fact, make a difference among police employees. In other words, were there clearly identifiable difi’erences between officers with only a high school diploma and officers with some college experience? Subsequent research determined that significant differences can be found on a number of different outcome measures. In particular, a college education seems to provide officers with skills and attitudes which make them better able to function in an organization which has adopted a community policing philosophy. Officers with a college education tend to have the ability to see the “big picture” when they respond to a call for service. They may be better prepared to perceive the 39 underlying “illness” (lack of supervision during after-school hours) which is causing the “symptoms” they observe (delinquent behavior in teenagers). These officers also tend to seek out greater challenges, to fimction more independence, to behave more responsibly, and to exhibit greater innovation and flexibility in dealing with complex problems (Carter, Sapp, & Stephens, 1988). Ingaddition, college-educated police officers tend to generate fewer citizen complaints, perhaps because they are more likely to explore nonphysical options (whenever possible) when confronted with a challenge (Kappeler, Sapp, & Carter, 1992). A To accomplish these ends, research has Shown that an officer needs a college experience which goes beyond the traditional “nuts and bolts” of police training. Officers are best served when they take classes from a broad curriculum emphasizing exposure to the social sciences (sociology, psychology, anthropology, political science, etc), as well as principles of economics, management, and administration (Carter, Sapp, & Stephens, 1988). Such a curriculum exposes officers to a wide variety of ideas and expands their knowledge of how the “real world” operates. Furthermore, this broad curriculum helps the student to become a critical thinker, a problem solver, and a more open-minded individual. The college experience in general also develops important Skills, such as self-discipline, task management, improved communication skills, and more analytical thinking abilities. The result is an officer who may be more responsive to an organization which expects him or her to operate in support of a community policing philosophy. Research literature would suggest that education may play a major role in whether an officer supports community policing (Carter, Sapp, & Stephens, 1988; Skolnick & Bayley, 1986). In at least one study, however, an officer’s level of education was not found to impact support for community policing (W eisel & Eck, 1994). “Those personnel with a high school 40 degree were as likely to support community policing as were those with additional years of education, perhaps debunking the popular myth that officers with college educations might be more likely to embrace community policing” (p. 68). Although there is variation from one department to another, most research has indicated that officers with college education tend to be more supportive of community policing. The Psychological Contract An employee’s psychological contract is the set of beliefs that they hold “regarding promises made, accepted, and relied on between themselves and another” (Rousseau, 1995: 9). It specifies “what the individual and the organization expect to give to and receive from each other in the course of their working relationship” (Schermerhorn, Hunt, & Osborn, 1994: 51). A psychological contract consists of the expectations employees have regarding what they will contribute to an organization and what they will receive fi'om the organization in return (Moorhead & Griffin, 1998). Psychological contracts are subjectively defined by an individual and are best understood from the perspective of the employee, not the organization (Guzzo, Noonan, & Elron, 1994). The psychological contract is an implicit relationship between employees and employers and is essential in the functioning of an organization. “It materializes immediately upon the person’s joining the police department and affects his morale, motivation, job satisfaction, and job performance” (Trojanowicz, 1980: 245). While individuals may not always explicitly understand the elements of their own psychological contract, such expectations are held by all employees. For example, a police officer may be willing to contribute loyalty, Skills, time, effort, and expertise to the performance of her duties. In 41 return, she might expect pay, benefits, job security, career opportunities, and promotional opportunities. Surprisingly, the vast majority of the elements found in the psychological contracts of employees are pon monetary in nature. While employees seek pay and benefits, they also seek recognition for their achievements and contributions, security, respect, and a voice in their organization. Because the psychological contract is not explicit, identifying individual elements of importance to an employee may present a challenge for managers in an organization. An action which fulfills the contract of one employee may violate the contract of another. Unfortunately, it is all too common for employers to violate the psychological contracts of their employees with some frequency. These violations promote mistrust, anger, and attrition within organizations (Robinson & Rousseau, 1994); in extreme cases, violations might result in increased litigation from employees (Bies & Tyler, 1993). Employers must always be mindful of the psychological contracts held by their employees. Organizations must be constantly cognizant of the fact that their employees are human beings with human needs, desires, and motivations. Understanding the psychological contract can make a manager more effective. In addition, an employee’s commitment “may change rather abruptly as the result of a reevaluation of the psychological contract, a reevaluation precipitated by a change in work-related conditions” (Guzzo, Noonan, & Elron, 1994: 625). When organizations change, employees may change what they are willing to give and what they wish to receive. Those proposing organizational changes (for example, implementing community policing) should make efforts to incorporate such considerations into their plans. 42 Distrust of Management Currently, a key element of most organizational innovations is an attempted reduction in the tension existing between managers and line-level employees (Schermerhorn, Hunt, & Osborn, 1994). Such innovations seek to improve relationships, to foster a sense of team, and to solicit line-level input for upper-level decision making. American police departments have historically been characterized by a chasm between “street cops” and “management cops” (Reuss-Ianni, 1983). Line officers traditionally are accustomed to following orders and to having the sense that their superiors are out of touch with the realities they experience on the street (Crank, 1998; Rubinstein, 1973). Much of the tension and distrust between management and employees may have its roots in where each group Sits in the organization and the communication (or lack there of) between these two levels. Because they hold different positions in the organization, with different responsibilities, expectations, and demands, line employees and top management officials may not see eye-to-eye on many operational matters. Failing to understand the reasoning behind decisions made by “the boss,” a line-level employee may perceive such decisions as a reflection of how “out of touch” their boss is with employees. By not explaining the reason for their decisions, the actions of managers may seem capricious or whimsical (Blau, 1963). Bear in mind that this cuts both ways; employees might also try to contemplate a Situation fi'om the perspective of their manager in an attempt to better understand the logic behind the decision. Existing tendencies on the part of employees to distrust managers may be reinforced through the change process itself. It is a simple reality that some employees dislike being given orders (Johns, 1973); by its very nature, the change process has a tendency to increase 43 the flow of orders to employees. The very essence of planned organizational change is that managers tell subordinate employees how to do their job. The process of change “achieves the uncomfortable (and doubtless unintended) objective of emphasizing the subordinate status of subordinates” (Johns, 1973: 45). Employees who dislike managers, and orders in general, may feel increasingly hostile toward management during times of organizational change. Perception of Change as a Threat It is common for employees to resist organizational change (Barkdoll, 1998). Despite the fact that organizations are in a constant state of flux, employees often attempt to preserve the status quo, for better or for worse. Change threatens stability and patterns of conduct to which employees have become accustom (Greene, 1981); employees may resist change out of “fear of the unknown” (Johns, 1973). This resistance to change is separate from employee attitudes and perceptions of the proposed alterations. It is not a matter of employees resisting a particular proposed change within their organization; rather, it is the tendency of employees to resist change in general. It should be noted that this resistance, while common, is not an automatic response to changes in the status quo (Blau, 1963). In the context of the instant study, it may not be that officers tend to resist the principals of community policing (which they do), but officers may also tend to resist any change which deviates from traditional policing practices and operations (Sadd & Grinc, 1996). Individuals may enter policing with certain career aspirations (promotion and specialized assignments) and with certain expectations about the type of work they will be doing (fighting crime). The traditional police department, like most organizations, has 44 historically chosen to “select personnel to meet role requirements, train them to fill specific roles, and socialize them with sanctions and rewards to carry out prescribed patterns” (Katz & Kahn, 197 8: 714). When community policing is introduced into a traditional organization, employees may believe that they role requirements are being modified, regardless of whether this is actually the case. Consequently, officers may resist the implementation of community policing out of the belief that it is not the type of work they want to do, were hired to do, or have been trained to do. Because it represents a shift toward an organic organizational structure, community policing is said to “flatten” an organization’s hierarchy and decrease specialized assignments(Steinman, 1986). Officers may feel threatened by the implementation of community policing based on the perception that it might limit their fiiture prospects for promotion (W eisel & Eck, 1994) and/or special duty. Officers may also feel that community policing threatens their ability to do “real police work” as they assume new duties with the “grin and wave squad.” Any organizational change may also require that employees engage in a “relearning” process (Johns, 1973). Employees must “relearn” how to do their job, how to interact with their superiors, their peers, and their customers, and how they will be evaluated and rewarded under the new organizational structure. This relearning may generate feelings of anxiety and uncertainty, and also requires extra work on the part of employees. For these reasons, they may resist change in order to avoid having to relearn how to do their job and how to fiJnction in their organization. Although these perceptions of community policing as a threat may be a product of organizational culture, the beliefs of individual employees may also play an important role. 45 Perceiving community policing as a threat to the nature of one’s job or career ambitions are not limited to patrol officers (Skogan & Hartnett, 1997). “Changes in organizational patterns may threaten the expertise of Specialized groups. . . [or] the established power relationships in the system” (Katz & Kahn, 197 8: 714). Command staff may also feel that community policing threatens the power and territory they have acquired. Such emotions recall prior failures in innovative policing, in particular experiences many departments had with team policing during the 1970's (W ycoff & Kelling, 1978). Research on the efficacy of team policing indicated that one reason for the failure of such programs was that supervisory and middle-level managers felt that team policing reduced their power and control. Because this innovation modified the traditional hierarchical, command-and- obey relationship found in the study departments, passive and active sabotage efforts on the part of middle-level managers were not uncommon (Gaines, 1993; Walker, 8, 1993). Employee Attitude It has been suggested that employee attitudes and the organizational culture are the greatest obstacle to police innovation (Sparrow, Moore, & Kennedy, 1990). Police officers tend to view organizational change with a healthy dose of skepticism; community policing is in no way immune from this tendency. Management strategies, organizational structures, and department philosophies seem to come and go in police organizations. It is likely that employees with more tenure are likely to have picked up on such trends. It is common for officers to label community policing as the “management reorganization of the week” (Sadd & Grinc, 1994: 39). Given this labeling, many ofiicers see community policing as another “phase” which management is going through and which will pass with time. 46 Due to the structure of community policing units, the distribution of community policing responsibilities, and the lack of understanding of the goals of community policing, it is common for officers to View these programs with distrust. When community policing is conducted through a specialized unit, such units are seen as elite and engaging in tasks other than “real police work” (Eck, 1992; Wilkinson, Stemen, & Allen, 1997). Specialized units often grant officers the ability to flex their work hours, select their leave days, and work at their own direction, without being interrupted by routine calls for service (Wilkinson & Rosenbaum, 1994). Given this arrangement, other officers perceive community policing as a “flpfl’f assignment; the units are viewed with disdain and, in all likelihood, a healthy dose of jealousy by other officers within the organizations (Walker, S., 1993). Community policing requires police officers to make firndamental changes in their skills, motivations, and opportunities, and in their willingness to develop partnerships with the community which they serve (Sparrow, 1988; Wilkinson & Rosenbaum, 1994). Agencies which ignore personnel attitudes in planning an organizational change run the risk of ensuring failure. Officers forced to accept a new innovation without an understanding of the innovation are likely to respond with apathy, fi‘ustration, resentment, fear, and other factors which might impede successfirl change (Lurigio & Rosenbaum, 1994). Many police officers went into policing to be a “law enforcer” and a “crook catcher” (Gaines, 1993); as such, they may have difficulty adapting to the “service role” created by community policing. Until the beliefs, perceptions, attitudes, and behaviors of officers are transformed to levels more compatible with community policing, resistance is likely and its success will be limited (Lurigio & Rosenbaum, 1994). Planners and managers must attempt to predict the employees’ response to proposed change and to determine the best course of action in light 47 of such a response. Possible ways in which employee cooperation can be improved are through participation from those most likely to be affected (Wycoff & Skogan, 1994b), training, clarity (of goals and means), and education. Officer attitudes can shift from a traditional orientation to an orientation more consistent with community policing (Wycoff & Skogan, 1994a); however, such a transition takes time, forethought, and patients. Individual Socialization and Community Policing A number of demographic variables may mitigate how employees respond to change, including police officers being asked to embrace community policing. In addition, the ways in which employees have traditionally viewed their occupation and their employing organization may generate automatic responses to certain organizational initiatives. Police officers may resist community policing not because they disagree with this philosophy, but rather because it is a “knee-jerk” reaction to distrust managers, to be apprehensive over modifications in the status quo, to perceive change as a threat, and to fear the unknown elements (how do I do my job, to whom am I accountable, how will I be evaluated, how to I work cooperatively, etc.) which accompany major organizational change. Data in the present study only allow for limited assessment of the role individual socialization might play in organizational change. The quantitative findings provide the race, level of education, gender, and age (in this case, operationalized as years of service) of a group of police officers. These elements have been statistically examined to determine what, if any, affects they have on attitudes toward community policing. Additional insights into the role which individual socialization plays in organizational change may be obtained from various qualitative data sources, including field observations, focus group interviews, and 48 semi-structured interviews. Organizational Culture Scholars have given much attention to the idea of police culture and the “police subculture” in recent decades. Most of these studies have emphasized the extreme elements of police work, such as the use of force, coercion, danger, and corruption (Bittner, 1970; Kappeler, Sluder, & Alpert, 1998; Klockars, 1985; Skolnick, 1994; Skolnick & Fyfe, 1993). While these issues may be of great interest to social scientists, policy makers, and police planners, they overlook the broader themes which define the occupational culture of policing (Crank, 1998). Studies of police culture have tended to view this phenomenon in a pejorative fashion. Because they have been focused upon the “dark side” of policing, they have not emphasized that police officers, like virtually every occupational group, have an occupational culture. At its core, the organizational culture of policing differs little from that of most other occupations. This section will define and explore organizational culture as a concept important to the Social scientific study of organizations. Considerations will be given to the challenges associated with changing organizational culture. The culture of police organizations as it relates to community policing will also be discussed. What is Organizational Culture? Any organizational culture consists broadly of long standing rules of thumb, a somewhat special language and ideology that help edit a member’s everyday experience, shared standards of relevance as to the critical aspects of the work that is being accomplished, matter-of-fact prejudices, models for 49 social etiquette and demeanor, certain customs and rituals suggestive of how members are to relate to colleagues, subordinates, superiors, and outsiders, and a sort of residual category of some rather plain “horse sense” regarding what is appropriate and “smart” behavior within the organization and what is not (Van Maanen & Schein, 1977: 1-2). In the past two decades there has been an explosion of research into the role of organizational culture in the study of organizations and their behavior. Despite the emergence of interest in organizational culture across disciplinary lines, there is not a broadly accepted definition of this concept (Moorehead & Griffin, 1998). The quote from Van Maanen and Schein (197 7) at the opening of this section provides one possible definition. Other authors have opted for more succinct definitions of organizational culture. Ouchi defines it as “a set of symbols, ceremonies, and myths that communicates the underlying values and beliefs of that organization to its employees” (1981: 41). Peters and Waterman state it is “a dominant and coherent set of shared values conveyed by such symbolic means as stories, myths, legends, slogans, anecdotes, and fairy tales” (1982: 103). Schein provides that it is “the pattern of basic assumptions that a given group has invented, discovered, or developed in learning to cope with its problems of external adaptation and internal integration” (1985: 14). Deal and Kennedy simply suggest that it is “the way we do things around here” (1982: 4). In an attempt to provide a broader definition of organizational culture, Moorehead and Griffin (1998) examined the existing definitions and identified three comment attributes. Fifi}, definitions generally refer to the values held by individual members of an organization; these values delineate what is good and bad, right and wrong, and acceptable and unacceptable behavior within the context of the organization. Second, values comprising an organization’s culture tend to be taken for granted. In other words, the values are not 50 explicitly written; rather, they are “an implicit part of an employee’s [occupational] values and beliefs” (p. 511). Finally, organizational values are typically communicated through symbolic means; they are transmitted through stories, anecdotes, myths and legends. Merging these three attributes, Moorehead and Griffin offer that: Organizational culture is a set of shared values, often taken for granted, that help people in an organization understand which actions are considered acceptable and which are considered unacceptable. Often, these values are communicated through stories and other symbolic means. (1998: 513-514). Another important element of organizational culture is its tendency to endure (Trice & Beyer, 1993). Organizational cultures tend to exist independently of individual employees; it is a tradition which transcends the duration of an individual’s employment with the organization. While organizational cultures are not entirely static (they do transition in response to external pressures, changes in the law, changes in markets and industries, etc), sweeping cultural changes are difficult to realize in short periods of time. This differentiates organizational culture from organizational climate. An organization’s climate refers to “current situations in an organization and the linkages among work groups, employees, and work performance” (Moorehead & Griffin, 1998: 516). Organizational climate is more analogous to individual socialization; it refers to how individuals approach their occupation and interact with others. Organizational culture refers to how work is done in an organization and how employees interact in the context of their job. Through changes in recruitment and selection, organizational climate can be altered in a short period of time, while persons seeking to change an organization’s culture overnight are likely to encounter strong resistance. 51 The Transmission of Organizational Culture Organizational culture persists because it perpetuates itself from generation to generation. AS new employees enter an organization, they are “socialized” to adopt a particular role and operational style within the context of the work environment (Goodman, Bazerman, & Conlon, 1980). According to Van Maanen and Schein, “organizational socialization is then the process by which an individual acquires the social knowledge and skills necessary to assume an organizational role” (197 7 : 3). Socialization is the process by which an individual learns the customary, correct, and desirable behaviors, practices, and interactions for an organization. It is through this process that organizational culture may be transmitted from one generation of employees to the next. The socialization process may occur through both formal (educational and training programs) and informal (peer influences) mechanisms (Trice & Beyer, 1993). New police officers are in no way immune to socialization as they begin their career. From the academy to their field training program to the briefing room, officers are exposed to images and ideas about what it means to be a police officer in their organization. Police academies “continue to be psychological crucibles in which occupational identities are forged” (Bahn, 1984: 392). New officers are expected to dress and behave in a uniform manner. It quickly becomes apparent that the best way to survive the experience is to maintain a low profile (i.e., avoiding any behavior which will draw attention from instructors). New officers entering “the field” are then paired with more experienced peers who serve as mentor, instructor, guidance counselor, and critic. This field training process might firrther reinforce a set of occupational expectations in the new employee (Van Maanen, 1974). Once the officer has completed their training and probation, socialization is 52 reinforced by informal interaction with peers during pre-shift briefing, in the locker room, in the station house, on meal breaks, and outside of work (Pogrebin & Poole, 1988). While it is necessary to train and socialize employees (to teach them “how we do things around here”), efforts to change an organizational culture may to some degree be thwarted by these processes. A manager seeking to change an organization’s culture may initiate certain structural changes, such as instituting new policies or procedures, or making changes in the organization’s goals, mission, or philosophy. To reinforce these Structural changes, modifications might be made in the recruitment, selection, and (formal) training of new employees in an effort to bring “new blood” to the organization. Unfortunately, the success of these efforts may be tempered when this new blood mixes with the “old guard” and is taught “how we do things around here.” In the context of the implementation of community policing, new officers with a college education may be open to the idea of community collaboration and problem solving endeavors. If it is easier for these new employees to fit in with their peers by utilizing traditional police practices they may be less inclined to operate in a manner consistent with the philosophy of community policing. The Role of Culture in Organizational Change It should be remembered that organizational culture is not always a bad phenomenon. Culture in the workplace may create a sense of solidarity among employees; it may serve to strengthen an organization’s productivity and level of service. Most modern management books are filled with examples of how culture has improved organizations in all sectors of employment (see generally, Moorehead & Griffin, 1998; Peters & Waterman, 1982; Trice & Beyer, 1993). In many organizations, the work culture might be viewed as positive by 53 managers; in such a case, the goal of management would be to identify ways in which to reinforce and support the existing culture. At other times, organizational culture is viewed as something which must be altered in order to improve productivity and service. Organizational culture can be both an aid and a barrier in efforts to enact broader \/ organizational change (Moorehead & Griffin, 1998; Trice & Beyer, 1993). First, / organizational change might be realized through taking advantage of the existing organizational culture. Recognizing that an organization’s culture is deeply intrenched and resistant to change, a pragmatic manager might seek to work within this culture in order bring about change (although this only will work when the change is not contrary to the culture). Second, managers might bring about change by capitalizing on the informal socialization process. Once again, by recognizing that an embedded culture exists, a manager might attempt to ensure that new employees receive much of their socialization from certain co-workers. An example of this in policing is the use of Field Training Officers. New officers are assigned to work with experienced officers to receive fiirther formal training after the completion of a police academy. By carefirlly selecting training officers, police managers might be able to limit the negative socialization influences to which new employees are exposed. J ,1- At times a planned organizational change might require not only adjustments to an organization’s policies, procedures, and structures, but also to its culture. If a planned change runs contrary to the existing culture, managers have no choice but to attempt to bring about a change in this culture. Such cultural change may be the most difficult in which to realize success. Moorehead and Griffin note that: Culture resists change for all the reasons it is a powerful influence on behavior— it embodies the basic values in the firm, it is often taken for 54 granted, and it is typically communicated most effectively through stories or other symbols. When managers attempt to change a culture, they are attempting to change people’s basic assumptions about what is and is not appropriate behavior in the organization (1998: 530). For these reasons and more, changing an organization’s culture is a long, drawn out, slow, and difficult process (Trice & Beyer, 1993). Organizational culture plays a Significant role in organizational change. Ott (1989) identifies five basic assumptions about organizational cultures: 1) Organizational cultures exists; 2) each is relatively unique; 3) it is a socially constructed concept; 4) it provides organization members with a way of understanding and making sense of events and symbols; and 5) it is a powerful lever for guiding organizational behavior. (P. 52). These assumptions, if accepted as truth, demonstrate the powerful nature of organizational culture in the change process. Viewed in this manner, organizational change is not just about changing structure, policy, and process; it is also about changing the assumptions, beliefs, and attitudes of members of the organization. As such, culture may be one Of the most significant stumbling blocks on the road to successful change. An organization’s structure, policy, and process are tangible elements which can be identified, enumerated, and altered. An organization’s culture is intangible and far more resistant to attempted change. It Should be noted that there is not a consensus among scholars regarding resistance to organizational change. Blau (1963) examined change in the context of bureaucratic organizations. Based on his research, he concluded that “bureaucratic conditions engender favorable attitudes toward change, and not necessarily resistance to change, as is often assumed” (p. 232). While “ritualistic conformity” to traditional practices may be common, Blau found that resistance to change was not an automatic response in the organizations he observed. 55 Key Elements of Organizational Culture in the Context of Police Organizations AS noted earlier, much has been written about the various dimensions of police culture, in particular the “dark side” of policing (issues of force, coercion, deviance, and corruption). It is important to distinguish between these studies of the culture of police oflicers, and the instant study, which in part explores the organizational culture of police agencies. At times it may be difficult to distinguish between these two elements as they have a reciprocal relationship and a mutual dependence. Studies of the culture of police organizations tend to be focused on social elements which might be found in any organization. The instant study examines elements of organizational culture in the context of a police organization (i.e., the tension between line officers and managers, the image of policing, the way police officers perform their duties, etc). These elements might be generally observable in all members of a specific organization. They are also not limited to police organizations and analogous elements might be observed in studying the culture of virtually any organization. In contrast, studies of the culture of police officers tend to focus on behavioral traits and qualities which tend to be more unique to police officers (i.e., rationalizing the use of force, coercion, or authority in the pursuit of specific outcomes). The culture of police officers may also vary within an organization. While some “pockets” of a large police agency may be more accepting of these behavioral patterns, the larger agency may view them with disdain. Studies of the organizational culture of police officers may be concerned with a small subset of employees, rather than an entire organization. Certain dimensions of the culture of police officers carry over into the organizational culture of police agencies (i.e., socialization); the converse is also true. While studies of 56 police culture may hold important implications in a broader context, for the purpose of this study it is necessary to focus upon those facets of police organizational culture which relate most directly to organizational change. The shared occupational culture of a set of employees can represent the greatest barrier to enacting change within an organization (Stamper, 1992; Sparrow, Moore & Kennedy, 1990). Because elements of an organizational culture can be so deeply ingrained in the basic assumptions of employees (i.e., that as a police officer I am a law enforcer), organizational change can be very difficult to realize (Sparrow, 1988). When proposed change runs contrary to the organization’s culture, it may fail in any organization (a police force, Microsoft, GM, etc), regardless of intent, benevolence, and implementation strategies. While there is no one organizational culture for all police officers (Harrison, 1998), certain general observations may be made; most of these generalizations are not limited to police ofiicers or organizations. Some of the elements which may be most problematic might include: employee beliefs about their key function (law enforcer, public servant, community activist, etc.) beliefs and assumptions management and line personnel hold about one another employee orientation toward an organization’s “customers” (i.e., citizens) employee beliefs about how a particular occupational situation is best handled (i.e., domestic violence, public intoxication, or drug use) perceptions of a proposed change (be they accurate or incorrect) DDDDU Police agencies, as any other organization, have a rich and complex organizational culture. A discussion of this culture could fill a book in its own right. The following is a brief discussion of the key themes in the organizational culture of police agencies. This list 57 is not exhaustive; rather, it highlights the facets of this culture which are most important in the proposed study. While these themes may manifest themselves in the actions and conduct of individual employees, they are (at least to some extent) a product of the organizational culture of policing. Labor-Management Tensions A characteristic found in many organizations is a tension between line-employees and managers (Moorhead & Griffin, 1998). Police organizations are no exception as agencies struggle to deal with the tension between “street cops” and “management cops” (Reuss-Ianni, 1983). Social science research has yielded a substantial body of literature detailing the organizational culture of police agencies and how this culture plays out in the management and administration of these agencies (Manning, 1997b; Reuss-Ianni, 1983; Rubinstein, 197 3; Van Maanen, 1974; Wilson, 1968). These works have demonstrated the “ease with which rank-and-file officers dismiss efforts to influence their behavior” on the part of their supervisors (Goldstein, 1990: 29). Caught in the middle of this tension is the patrol sergeant, who becomes a defacto mediator between these two components of the organization (Trojanowicz, 1980). Street cops tend to express confirsion over the actions taken by “the bosses” (Reuss-Ianni, 1983). Faced with different pressures, obligations, and responsibilities, street and management cops develop different interests; in some situations, these differing interests can bring about competition (Steinman, 1986). The tension and “distance” between street cops and management cops tend to be proportional with the size of the agency (Greene, Alpert, & Styles, 1992). Larger organizations tend to have larger hierarchies, more centralization, and 58 more specialization, all of which can contribute to labor-management tensions. Harrison (1998) notes that “...tension played out due to the management vs. street cultural characteristic can be significant. It can become the root cause of distrust of new initiatives by the rank and file oflicers” (emphasis added). Because tension can lead to distrust, change may be impeded through the reflexive action of line personnel. Change fails not because it is change, but because it is proposed by management and is, therefore, automatically suspect. Considering the animosity and distrust which exist between “street cops” and “management cops,” the prospects for change can seem rather daunting. Within this setting, “many of the exhortations for change in policing do, indeed, look naive” (Goldstein, 1990: 29). Changing this relationship becomes particularly problematic with programs that seek to encourage participatory management or creativity by patrol officers. Traditionally, the role of police managers has been to stifle creativity and nonconforrnity among line personnel (Kelling & Bratton, 1993). Community policing may require supervisors to loosen the control they have held over the personnel they supervise. One possible way to overcome employee resistance and to loosen supervisory control is through employee participation. By integrating line personnel in the planning and decision making process, resistance due to labor-management tension may be minimized (Harrison, 1998). Such employee involvement is not always seen in police organizations (Weisel & Eck, 1994). Traditional managers may be uncomfortable with the idea of sharing their authority and control with subordinates (Moorhead & Griffin, 1998; Swanson, Territo, & Taylor, 1998). Despite the common perception that “participatory management” is an empty concept, research has Shown that this is not always the case. “When they are included, 59 officers can emerge as motivated planners and problem solvers” (Wilkinson & Rosenbaum, 1994: 124). Although police organizations have traditionally been oriented toward strictly one-way management, it may be possible for agencies to move toward a structure in which decision making and management are shared processes. Image I have repeatedly found that the greatest barrier in opening the minds of police officers to problem-oriented policing is that they continue to cling to notions of policing that have been abandoned by more progressive police agencies and officers (Goldstein, 1990: 178-179). One of the barriers in implementing community policing is the perception by police officers that this approach is “soft” on crime and that it does not involve “real” police work (Sadd & Grinc, 1996). This concern may be especially acute where community policing is a specialized firnction. Members of the specialized unit may become marginalized from the department as a whole; they may be viewed as “empty holsters” or the “grin and wave squad” by their peers (Skogan & Hartnett, 1997). From this perspective, community policing may only gain legitimacy among police officers where it is perceived as effective in controlling and preventing crime (Sadd & Grinc, 1994) Individualsflcommepc‘e. a career with a set of expectations about the work they will be doing and the role they will fulfill (Bahn, 1984). These expectations are a product of their early socialization and cultural images of what that career will entail (Katz & Kahn, 197 8). In the case of policing, individuals may have been acculturated, selected, and trained to fill a more traditional “crime fighting/crook catching” occupational role (Gaines, 1993; Lurigio & Rosenbaum, 1994). When their organization attempts to reorient itself toward community 60 policing, the role expectations of the individual employee may no longer be fulfilled. Officers might rebel against programs or policies which they perceive to place them in the roll of “social worker” rather than “crime fighter.” Many of the expectations neophyte employees hold about their new career are inaccurate and unrealistically high (W anous, 1977). Policing as an occupation is certainly not immune to this situation. It has long been noted that the image of police officers portrayed by the media is far different from the realities of this occupation (Haney & Manzolatti, 197 7). Police officers in the media spend the majority of their time investigating major cases as a vigilant “crime fighter.” To the contrary, research has shown that the vast majority of the work done by police officers is not related to crime (Reiss, 1971, Skolnick, 1994; Wilson, 1968). Even after a new employee has come to understand that the reality of their job is far from the image they had when they began their career, they may Still cling to the notion that they are a “crime fighter” and nothing else. Any task which does not fall under the classification of fighting crime is viewed with disdain (Manning, 1997a). Traditional police operations Earlier sections of this literature review have discussed police operations at length under traditional and community policing paradigms. Nonetheless, it may still be helpful to briefly reiterate the tension between these two orientations in the context of the organizational culture of police agencies. Traditional police operations were reactive and call driven. When a call for service was received, police oflicers responded rapidly and then spent as little time as possible handling the situation so that they could be available for the next call for service. When officers were not handling a call, they were expected to patrol 61 their assigned area in order to prevent crimes from occurring. Police officers viewed themselves as crime fighters, law enforcers, and crook catchers. AS such, they were the experts on crime and had little need for input from the community they served. Because they were hired, trained, and paid to enforce the law, police officers did not need citizens telling them how to perform their duties. Police agencies were closed systems; while some information may have flowed in from the community, very little information was ever released back out to the community. Agencies were structured in a bureaucratic and hierarchical fashion. Employees observed a strict command and control relationship between the ranks. Within the organization, communication followed up the chain of command, but rarely back down or across divisions. Police supervisors and executives viewed their subordinates as liabilities which needed to be controlled and managed. Policies and procedures were cumbersome and detailed in order to minimize the discretion exercised by line-level employees. Front line officers were expected to obey orders and follow established procedures in carrying out their duties; there was little room for creativity or innovation. Community policing does not completely eliminate some of these characteristics of traditional police operations. By its very nature, policing will always require a certain degree of deference to ranked officers and police agencies will always need to have the capacity to rapidly respond to emergency situations. Despite these factors, community policing alters some of the firndamental dimensions of how police officers and organizations operate. Community policing requires officers to proactively identify problems and quality of life issues in the neighborhood they patrol. Where there are numerous problems or issues, officers may turn to local residents to help them establish priorities (in effect, admitting that 62 the police are not always the experts on crime and safety). Once problems and issues have been identified, police officers are expected to collaborate with citizens and other governmental agencies to seek out and enact permanent solutions. Enforcing the law becomes a means, not an end, toward the goals the police are pursuing. Organizational structure must also be altered if community policing is to work. Most prominently, front-line officers need to exercise creativity and innovation in generating solutions to community problems. To do this, officers must also be given the freedom to exercise discretion and organizations must develop a capacity to accept some failure from their oflicer’s efforts. While supervisors still maintain authority over officers, the relationship becomes more reciprocal as officers look to superiors for support and guidance in their community policing endeavors. Communication ideally travels uniformly across all levels and divisions of the organization’s hierarchy. In addition, informagtiopyisppenlymshared Wimgmgsaétysrssideafi. .. The rub is this— if community policing is to succeed, there must be a dramatic change in the occupational culture of police organizations. Prospective employees will need to fully understand the nature of the job they wish to enter. Selection practices must be modified to ensure that new employees possess Skills which are complementary for the success of community policing. Formal training and informal socialization must be modified so that officers learn how to carry out community policing and come to accept that is it a better way for them to serve their community. Relationships with supervisors must shift from adversarial to collegial. Some of the firndamental dimensions of what it means to be a police officer must be redefined. For all of these reasons, implementing community policing requires attention to more than just the “nuts and bolts” of redesigning deployment plans and 63 altering the wording of an agency’s philosophy and mission statement. Police Organizatiorle Culture a_r_r_d Comrpunitv Policing AS one would find in any organization, police organizations have distinct cultures which help define how employees behave, interact, and carry out their occupational responsibilities. While this culture may be a benefit in general, it can present a significant obstacle in the pursuit of organizational change. “Police organizations have been some of the most intractable of public bureaucracies, capable of resisting and ultimately thwarting change efforts” (Greene, Bergman & McLaughlin, 1994: 93). The organizational culture of police departments is one of the greatest contributors to the resistance observed by Greene and his colleagues. Ideally, studying organizational culture as it relates to organizational change would be conducted using data from multiple agencies. This would allow the researcher to assess the culture in each agency and test if/how it impacted the subsequent success of organizational change. The instant study is limited because it only includes data from a single agency; this does not allow for such a comparison to be made. In the absence of data from multiple agencies, the role organizational culture plays in organizational change can still be assessed to a degree. Respondents in this study answered items which indicated their perceptions of the culture in their police agency (i.e., level of participatory management, degree of positive relations between rank and file, strength of management objectives). Respondents who report a “healthy” organization culture can be contrasted with those who report an “unhealthy” organizational culture. The researcher can determine if a respondent’s 64 assessment of the agencies organizational culture in any way predicts attitudes toward community policing. In this way, the relationship between these factors may be assessed and illuminated. Some scholars have contended that changing organizational culture is a relatively easy process if it is simply planned and carried out in a rational manner (Deal & Kennedy, 1982; Ouchi, 1981; Peters & Waterman, 1982). Despite these claims, others have asserted that when organizational culture changes (through either intentional efforts or as a result of unforseen circumstances), conflicts, firings, retirements, and power struggles often occur (Haught, 1997). These events are not adequately addressed by the “planned change” proponents. In reality, changes in organizational culture may be more accurately attributed to attrition, rather than a “sanitary” re—socialization process. As Kilmann, et al., note (1986): “Because they are unwilling to part with their own beliefs and submit to the ideology of the new leaders— hence relinquishing their power— the old guard is more often purged than socialized to a new set of beliefs” (p. 225). Weisel and Eck (1994) quote German physicist Max Plank, who observed that: “A new scientific truth does not triumph by convincing its opponents and making them see the light, but rather because its opponents eventually die, and a new generation grows up” (p. 72). Organizational Determinism Although elements such as individual socialization and organizational culture may be largely outside of the control of planners seeking to bring about change, there are certain 65 issues which may be determined and controlled. If proper attention is given to these deterministic issues, police organizations may exercise a certain degree of control over the outcome of change efforts. Prior sections of the literature review have reviewed the most salient “human” factors which might impede successfirl organizational change. This section will examine those factors within an organization’s structure, and the process it uses in implementation, which might also serve as a barrier to successful change. Specifically, it will examine those deterministic elements which experience has shown to be most problematic for police organizations trying to implement community policing. Planning for Change With any sizeable programmatic or organizational change there is always the risk of serious setbacks or delays in achieving the optimum level of implementation due to poor planning, employee or community resistance, or other factors (Wilkinson & Rosenbaum, 1994: 110). Organizational change can be seen as taking the form of either planned change or adaptation (Goodman & Kurke, 1982). Planned change occurs when an organization’s leaders intend to alter a specific facet of policy, procedure, structure, or operation. The impetus behind such change is internal. Hudzik and Cordner (1983) note that: The most important aspect of planning is that it takes place in advance of action. This may appear so evident as to be trivial, yet the need to act is often so compelling that we act before sufficient information and thought have been brought to bear on the issue. (p. 10) The pre-action thought referred to by Hudzik and Cordner would be the hallmark of planned organizational change. Adaptation, on the other hand, is “a purposive response by an organization to its external environment” (Zhao, 1996: 14). While internal planning may 66 occur, the impetus for the change is external. Research literature from the past fifteen years is replete with anecdotal examples of successful planned organizational change in police agencies in major American cities such as Madison (Wycoff& Skogan, 1994), Chicago (Skogan & Hartnett, 1997), Newport News (Eck & Spelman, 1987), Flint (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998), and other large communities (Skolnick & Bayley, 1986). Despite these success stories, organizational change in American policing is more accurately characterized by adaptation (Zhao, 1996). While it may be better if the impetus for organizational change is internal, purposive organizational change always runs the risk of falling into the trap laid out by Hudzik & Cordner (1983); too often, agencies may still be planning when a change has already commenced. Furthermore, police agencies exist in a very tenuous environment in which planned organizational change (or even well-formulated planned adaptation) is not always possible. Even where there is suflicient time and resources, pre-action planning may not be sufiicient to ensure effective organizational change. In the 1970's the Dallas Police Department initiated a comprehensive overhaul of its organization in an attempt to improve the quality of service it provided. The project was characterized by pre-action planning, implementation planning, financial support, expert consultants, and a relatively long (five years) time line for completion. Despite these beneficial characteristics, “[t]he Dallas department encountered problems at every stage of the innovation process” (Wycoff & Kelling, 197 8:76). In the final analysis, the principal investigators concluded that although the efi’orts had been admirable, there were still numerous human and organizational factors which had not been accounted for in the planning process. 67 Planning Organizational Change in Police Agencies There are a number of general reasons why planned organizational change may fail in police agencies. ,First,;even when agencies are attempting to decentralize authority and empower individual officers, they often plan the transition to such ideas using traditional methods. By relying on existing mechanisms of centralized planning, agencies may restrict officer input, thus creating resentment and withdrawal by those most likely to be affected by the change (Wilkinson & Rosenbaum, 1994). Analogously, when management handpicks employees to be involved in the planning process, the remainder of the workforce may mistrust those involved and view management’s efforts at involving employees as disingenuous (Polzin, 1997). Second, even where affected employees are allowed to participate in the planning process, there must be a sufficiently long implementation phase before results may reasonably be expected to materialize. Generally, the more rigid the organization and the more radical the change, the longer the implementation phase should be (Wilkinson & Rosenbaum, 1994). Seagrave (1996) surveyed police executives in Canada to assess their views toward community policing. She found that while leaders were supportive of the shift toward community policing, they argued for a gradual, slow, and incremental change process. When an organization and its personnel have a long history of operating in a specific fashion, it may take a great deal of time to change this manner of operation. The larger an organization (Greene, Alpert & Styles, 1992) and the more formal and complex its bureaucracy, the longer it may take for change to be realized (Wilkinson & Rosenbaum, 1994). In writing about organizational inertia, Sparrow (1988: 2) notes that “...a huge ship can nevertheless be turned by a small rudder. It just takes time, and it requires the rudder to 68 be set steadfastly for the turn throughout the whole turning period.” A third reason planned change may fail is simply because the proposed change cannot result in a realistic attainment of the desired outcomes. Planners may overestimate the outcomes their programs might achieve (Eck, 1992). Administrators may miscalculate how much they can produce with their resources and personnel. As Merton (193 6) noted, social action often yields unanticipated consequences (some good and some bad). Such unanticipated consequences may overshadow those results which had been intended by a planned organizational change. The question police agencies must ask themselves is: “How do we as an organization define success in the context of our planned community policing implementation?” The answer to this question is not clear and may be unique in each agency. Herman Goldstein suggests that an agency making even limited efforts toward long-term problem resolution is better than an agency which does nothing, writing that: “Any movement toward increased concern with substantive problems is better than none at all” (19902177). Perhaps the standard by which success is measured should not be the successful implementation of community policing (however an agency chooses to define this concept); perhaps it is more realistic to be satisfied if officers carry out their duties with a greater concern for substantive problems in the neighborhood which they police. A fourth reason change is difficult in American policing is a product of crime and justice in the 1990's. According to many police executives (Zhao, Thurman & Lovrich, 1995) and scholars (Goldstein, 1990; Kelling & Moore, 1988), organizational change is a more pressing issue now than at any other time during the history of modern policing. Unfortunately, in the current era of falling crime rates, it may be difficult to see the need for 69 such change. Police executives may have a difficult time convincing their officers that change is necessary; why should we redefine “the way we do things around here” when we seem to be experiencing some measure of success? City leaders and community residents may be reluctant to see the need to finance proposed change requiring the allocation of additional financial resources; again, why allocate additional money when there is no apparent need? For those who wish to believe that the police can have such a dramatic impact on crime rates, it might appear that there is no need for organizational change in American policing. Finally, community policing innovations fi'equently give rise to a fifth reason why organizational change fails: lack of clarity. A common complaint heard from patrol officers in agencies attempting to implement some form of community policing is that their organization has not been sufficiently clear about what the nature of their new job, how they will be evaluated, to whom they are accountable, and how they are to carry out their duties (Sadd & Grinc, 1996). Police agencies need to provide their officers with a clear idea of how they are operationalizing community policing in their organization. The operational parameters of community policing are intentionally vague in order to allow agencies sufficient latitude to determine the style most appropriate for the agencies. Unfortunately, this often leaves line officers with an insufficient understanding of their role and responsibility under a community policing paradigm. Officers affected by the implementation of community policing need to understand this concept, both in theory and in practice. They need to understand community policing goals and how they fit into the future of the organization (Walker, S., 1993). Agency structure needs to be designed to support community policing efforts. Accountability, performance measures, and reward 70 systems need to be fashioned to encourage officers to perform their duties in a manner which is consistent with community policing objectives. Changing police organizations is difficult and complex. “It is complex because alteration of a department’s philosophy of policing will simultaneously affects numerous other variables” (Oettmeier & Brown, 1988: 128). Change is difficult because it affects the Skills employees will use, the organization’s management style, and the values expressed by officers. Experience suggests that the process of planning for and implementing community policing is not an easy undertaking. There is no magic formula for successfully bringing about change in an organization; each agency will experience unique successes and failures (Goldstein, 1990). The key is for managers, planners, and executives to be prepared to encounter barriers to their efforts. They must also have realistic visions of what their efforts will accomplish and be prepared to deal with unforseen challenges and opportunities. It is also frequently the case that throughout transitional periods for organizations, police at all levels lack a clear understanding of the new role called for by community policing. Departments that are adopting community policing are likely, at the outset, to be uncertain or still experimental about many aspects of what they are doing, giving officers and their sergeants, at best, mixed messages. (Skogan & Hartnett, 1997: 73) Officers new to a community policing work environment are often critical of the lack of clarity by their organization in relation to the missionpgoals, and objectives of such innovations. Officers consistently reflect little understanding of the goals and means associated with community policing innovations; this lack of understanding can result in resistance as officers struggle to understand exactly what they are supposed to be doing (Sadd 71 & Grinc, 1996). Such confusion is common in the context of a changing organization (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998); problems arise when this confusion is not clarified in a reasonably timely manner. Officers who feel discombobulated due to insufiicient clarity may resist change or simply may be unable to carry out new responsibilities because they do not know how to do so. Officers need to have a sense of clarity about a number of key points: they need to understand community policing in theory and in practice; they need to be aware of resources and support which will enable them to operate in a community policing environment; they need to understand the nexus between their conduct and evaluations of their performance; and, they need to understand why their organization is adopting a community policing orientation (Sadd & Grinc, 1996; Skogan & Hartnett, 1997; Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998; Walker, S., 1993). In the absence of clear objectives and sufficient training in problem-solving methods, community policing officers tend to revert to the traditional operational styles with which they are most comfortable (Sadd & Grinc, 1996). “In general, firture behavior is predicted by past behavior; that is, circumstances being equal, people will go on doing what they have always done...This picture is neither cynical nor pessimistic; it is simply reality” (Territo, 1980: 396-3 97). Problems arise when officers attempt to use traditional strategies (citations, arrests, etc.) to solve community problems. Such strategies may be incongruent with the philosophical underpinnings of community policing. In addition, a perceived lack of clarity may generate confusion, resentment, resistance, and/ or apathy on the part of those employees afiected by an organizational change. Even though planners, managers, and executives may believe that sufficient clarity has been provided, if employees affected by change do not share 72 this sentiment, successfirl organizational change may prove to be elusive (Sadd & Grinc, 1996) Goffman (1959) describes how individuals learn “routines,” or procedures to handle complex situations. Routines are used by individual in an effort to negotiate uncertain social encounters in a predictable manner; they also assist the “performer” in presenting the desired image to the “audience.” Through the formal and informal socialization processes, new officers learn a set of routines which will guide them in performing their duties on a daily basis. Under a traditional policing paradigm, examples of such routines might include making a traffic stop, making an arrest, handling a neighborhood or family disturbance, and taking a report (Manning, 1997a). Problems arise when there is a shift from a traditional to a community policing paradigm within an organization. New routines must be developed in order to guide officers through salient community policing activities, such as planning and leading a neighborhood meeting, networking with employees in other agencies, critically analyzing a situation, and, perhaps most elusive, solving a community problem. If officers are not provided with adequate training and socialization (i.e., the SARA method, best practices, leadership by example), it may be very difficult for them to develop these new routines. If these new routines are not developed, the ofiicers might continue to use those routines with which they are the most familiar: £dm9jg_htiaa militate- At times, police executives and planners may wish to be somewhat ambiguous in describing the full nature of their plans; doing so gives them some flexibility as they “feel out” the specifics of an innovation. While innovation must preserve some flexibility to allow for fine-tuning, this must not be done at the expense of those officers most affected by 73 change. If oflicers are expected to produce under a new system, they must understand the goals, objectives, and mission of the innovation. Officers also need resources and training to support their efforts, and an understanding of for what, and to, whom they will be accountable. It is not reasonable to expect employees to change their work habits if the employees do not understand the “why, what, how, & for whom” of said change. Several authors have likened the transition to community policing to a battle for the very “hearts and minds” of the ordinary patrol officer (Lurigio & Skogan, 1994; Sadd & Grinc, 1994). It is a daunting task to take employees selected, trained, and socialized to perform one task, and to tell them they must now perform in a manner which firndamentally changes how they will operate and the ends they are to pursue. If community policing is to be successful in an organization, managers must truly win over the hearts and minds of their patrol officers. They must win their employee’s hearts so that officers have the desire to pursue goals associated with community policing (problem solving, collaboration with citizens, cooperative goal determination, etc). One way to do this may be to make sure employees understand why community policing is a better alternative to traditional policing practices and how it still allows them to be a “crime fighter” (Goldstein, 1990). Mangers must win their employee’s minds so that officers understand what community policing entails and how it is going to be operationalized within their department. Agencies must make it a priority to educate their officers in the theory and practice of community policing if they expect implementation efforts to succeed. “One of the primary reasons for the lack of support for...community policing in general among patrol offices was a simple lack of adequate knowledge” (Sadd & Grinc, 1994: p. 36). 74 Unions and Key Actors While police unionization is not universal, where unions are present, they pose a significant force with which organizations must reckon in planning for change. Originally, police unions were established to address concerns over wages, hours, benefits, and retirement (Guyot, 1991). In more recent years, unions have become increasingly concerned with grievance procedures and memos of understanding (More, 1998), as well as organizational policy and job bidding (Hewitt, 1978). Police unions can have tremendous impact on the efficacy of organizational change. One way to ensure program failure is to exclude unions from the planning process and to give no attention to whether or not a proposed change is consistent with the union contract (Skogan & Hartnett, 1997). Surprisingly, based on the limited available information, there is “little evidence of significant labor (or employee/supervisor) involvement in the design and implementation of community policing” (Polzin, 1997: 1). Police unions can be a blessing and a curse in organizations proposing change. Unions are adamantly opposed to some forms of change. For example, communities attempting to implement civilian review boards often face tough opposition from the local police union (Swanson, Territo, & Taylor, 1998). On the other hand, police unions can be a driving force to assist organizations in initiating change and securing officer support (Skogan & Hartnett, 1997). While involving a union in planning and implementing organizational change does not guarantee that management will receive union support, bypassing a union may ensure resistance and opposition from both the union and the employees which it represents. If an organizational change runs contrary to the desires of the union, or appears to violate a contractual right of employees, the union may have a legitimate 75 right to require that the change be resolved in the course of the collective bargaining process or by a third-party neutral. In police organizations with strong unions, managers must be constantly cognizant of the support (or lack there of) which their proposed change may receive from the union. Without such support, planned change may fail before it can be implemented. Employers must also be aware of the “key actors” within their organization. Like the “champions” discussed by Peters and Waterman (1982), key actors can help mitigate the disruption associated with the change process. Regardless of the presence or absence of a union, most organizations have employees who are viewed by their peers as leaders (whether or not they are manager/ supervisors). Other employees may look to these key actors to know how to react to management initiatives (Barker, 1999; Guyot, 1991). If these key actors can be involved in the planning process and/or brought “on board” with an organizational change, it may ease any difficulty in the implementation process. If the bulk of an organization sees key actors accepting a new policy, program, or initiative, they may be more likely to follow suit. If a department’s leaders work to ensure that key actors understand and support the implementation of community policing, they may mediate some degree of employee resistence among their work force (Territo, 1980). By taking a joint labor-management approach to the development of organizational change it is possible for police agencies to achieve greater success (Polzin, 1997). Working closely with unions makes it is possible for police executives to develop good relationships, to enforce their policies, and to secure organizational change (Hewlett, 1978). Unfortunately, labor-management relations are more often characterized by distrust and hostility (Guyot, 1991; More, 1998). This relationship does not have to be filled with animosity or tension. 76 If police organizations accept unions as partners and involve key actors, police managers may be able to function more effectively. Polzin’s assessment of labor involvement in the implementation of community policing is equally poignant for other forms of organizational change: Community policing is a process of organizational change that is most effective when it has the commitment and involvement of its key stakeholders. Employees are the stakeholder group most critical to the initiative’s success. Unionized police departments have a unique opportunity to make the use of the workforce’s knowledge and expertise through the collective voice of the union. A joint labor-management committee using a systematic approach. . .offers the greatest opportunity for community policing success (p. 5). Accountability, Evaluations. & Rewafl Allocation Systems As public employees, police officers have always been accountable for what they do and what they produce. Early officers and organizations were accountable to the political machine which they served (Fogelson, 1977; Walker, 8., 197 7). Evaluations were virtually nonexistent, but as a general rule, as long as the elected party maintained their control, the police were doing a good job. The bureaucratic model of police organizations removed accountability from political influence and vested it within the police agency. Under a hierarchical structure, each employee was held accountable to their immediate supervisor; for the average patrol offrcer, accountability started with their sergeant. Evaluations were quantitative measures which could be quickly and easily computed. Typically, officers were given numerical or Likert ratings which assessed their quantitative performance (citations, arrests, calls for service handled), their demeanor and appearance, their ability to follow orders, and their compliance with policies and procedures. Organizations implementing community policing will find that traditional 77 accountability patterns and evaluation techniques are no longer sufficient to meet their changing needs. Because it believes in community partnership, accountability under community policing becomes more complex than it has been in the past (Trojanowicz, Kappeler, Gaines, & Bucqueroux, 1998). Under community policing, officers and organizations accept a level of accountability to the public. Greater consideration is given to incorporating the community in the process of formulating policy and action plans (More, 1998). There are few clear models for how agencies may ensure that officers remain accountable under a community policing system. One of the greatest challenges to police managers and planners who seek to implement community policing is how they might ensure accountability that goes beyond simple rhetoric. Closely related to accountability and evaluation is the concept of the reward allocation system. Ideally constructed, such a system has the same effect on employee behavior as does accountability and evaluation. These all serve to push employees toward a specific pattern of behavior. Accountability and evaluation achieve this end by delineating the parameters of acceptable behavior and then measuring how well an employee is doing at living up to these standards. A reward allocation system achieves this end by providing extra benefits to employees who do an exceptional job operating within the parameters of acceptable behavior within their organization. For example, an officer working in an organization adopting a community policing philosophy may be recognized for a particularly innovative and successful problem solving endeavor. The reward given to the officer is not necessarily tangible; it may just be a certificate designating him or her as “problem solver of the month.” The important facet of this scenario is not on the tangibility of the reward, but on the fact that the organization took the time to recognize the contributions of the employee. 78 It is important to note that as organizations are in transitional phases, reward allocation systems may need to be redefined (Goodman, Bazerman, & Conlon, 1980). The type of behavior which the organization may choose to reward may be different from what it was during earlier times (i.e., from recognizing the officer who made the “bust of the mon ” to the officer who initiated the “problem solving activity of the month”). In addition, old rewards may no longer motivate employees to go “above and beyond the call of duty.” Unlike the evaluation process, which is really based on trying to coerce individuals to exhibit certain behavioral patters, the reward system serves as a way to motivate and compensate officers who do more than their peers; in this way, the reward system does not have a negative stigma. Organizations experiencing change must ensure that reward systems continue to recognize desirable behavior and provide a proper incentive. In making alterations to the reward system or in initiating organizational change, it is important to bear in mind the following warning from Katz and Kahn (1978): “changes may threaten those groups in the system that profit from the present allocation of resources and rewards. This applies not only to vertical strata of workers and supervisors but also to horizontal divisions of function” (p. 715). Planners must be conscious of the multitude of ways in which prosed change may pose a threat to employees through an organization. In addition, organizations experiencing change must also rethink accountability patterns and evaluation procedures. In the absence of changes in these latter dimensions, employees have little incentive to alter their behavioral patterns to support a new program or organizational philosophy. 79 Changing the Role of Supervisors Traditionally, supervisors in police organizations have been concerned with the prospect that their subordinates have been engaged in some form of misconduct (W eisburd, McElroy, & Hardyman, 1988). They have focused on ensuring that subordinates were not engaged in any forms of graft, corruption, or vice, and that they were obeying organizational policy. Perhaps this focus is an outdated response to the early years of American policing, when many officers were engaged in such inappropriate behavior. After more than a century of reform efforts, police supervisors must ensure that they have updated the issues upon which they are focused. In order for community policing to work, police supervisors must shift their attention from concerns over the legality of their subordinate’s conduct to the workmanship of their efforts (Bittner 1990). One of the primary objectives of supervisors under a community policing paradigm is to work to help their subordinates. Supervisors, especially front-line supervisors, can best serve their organization by ensuring that their subordinates are knowledgeable of, and involved with, the community they serve. In addition to focusing on whether officers have an adequate knowledge of laws and organizational policies, these supervisors might need to focus on the adequacy of the problem solving activities in which officers engage (W eisburd, McElroy, & Hardyman, 198 8). AS long as police officers are treated as employees who must be closely monitored and directed, they cannot be expected to develop the skills and values necessary to engage in successfirl community policing (Bittner, 1990). While supervisors must still be concerned with the legality of officer conduct, under community policing they must also concern themselves with the quality of the workmanship these officers exhibit. This workmanship “involves the maintenance of minimally acceptable levels of 80 knowledgeable, skilled and judicious performance” (Bittner, 1990: 350). If police officers are going to develop and execute the Skills necessary to solve community problems, their supervisors need to grant them sufficient flexibility and autonomy. “Allowing officers the fi'eedom to be creative problem solvers and resource facilitators will require a less rigid, less hierarchical organization with a new set of performance standards and rewards” (Wilkinson & Rosenbaum, 1994). Police supervisors, particularly those on the “front line” (such as patrol sergeants), can be an asset or a liability in the process of organizational change. When they understand community policing, why it is important, how it works, and how they can support the community policing endeavors of their subordinates, supervisors have the potential to mitigate some resistance in the implementation process. When they do not understand community policing and how its implementation changes their role within the organization, supervisors may revert to their traditional organizational role (Territo, 1980) rather than effectively doing their job (Trojanowicz, 1980). Summg of Organizational Determinism and Community Policing ...for community policing to become a central feature of American law enforcement, the institutional framework and organizational apparatus of police organizations must be altered if they are to accommodate the sweeping changes implied by community policing proponents. The success or failure of community policing, then, is in large measure affected by the organizational structures and processes that characterize modem-day policing (Greene, Bergman, & McLaughlin, 1994: 93). The success of an organizational change may also be mediated by certain facets of the organization’s existing structure, the degree of planning undertaken before the change 81 is initiated, and the process by which the change is implemented. All else held constant, the more a proposed change departs from an organization’s current structure or culture, the greater the likelihood that it will encounter resistance. When more time and energy are invested into planning for change, resistance may be minimized. This is in part because many “bugs” can be worked out of the system, providing for a smoother transition; when employees perceive that there are faults in a proposed change or a new policy/program, they may be more likely to develop an incredulous attitude. The process by which change is implemented may also play a key role in its success. When the logic behind a change is clearly explained to those it affects, when these employees are given proper training to meet new demands accompanying change, and when accountability and rewards are modified to support/encourage adaptation, it is more likely that change will succeed. Methodological Considerations in Evaluation Research Innovative police executives, such as August Vollmer, attempted to apply scientific principles to policing during the early decades of this century (Carte & Carte, 1975). Despite their efforts, social research endeavors have a relatively short history in criminal justice, dating back to the initiatives which emerged in the wake of the President’s Commission on Law Enforcement and Administration of Justice in 1965 (Walker, S., 1999). AS a result of the Commission’s preliminary findings, federal funding was made available to conduct evaluation research in criminal justice agencies. The subsequent policing research by innovative scholars such as Albert Reiss, Jerome Skolnick, and George Kelling, still stand as some of the seminal pieces of evaluative research in the field of criminal justice. 82 This study uses data derived in the process of conducting an evaluation of the reorganization of a police agency. The original analysis of this data was carried out in a manner consistent with the tenets of evaluation research, which Hagan (1997: 383) categorizes as “measurement of the effects of a program in terms of its specific goals, outcomes, or particular program criteria.” The research team used a number of outcome measures (in particular, attitudes and opinions of employees and citizenry, analysis of official data and documents, and field observation) to determine whether a planned reorganization yielded the expected/desired results. This study will move beyond a strict evaluative approach to analyzing the data generated by this evaluation. Using portions of the data derived in the original study the author develops a model detailing the barriers to effective change in police organizations. This section examines those methodological considerations most salient to the data under consideration. In particular, the author examines the strengths, weaknesses, and applications of focus groups, qualitative research interviews and survey data. The case study approach to social scientific inquiry is also discussed. The section concludes with a discussion of analyzing survey data using the statistical tests employed in this study. Focus Groups Focus groups, a tool used for years to assist in marketing research and political planning, are gaining increasing attention as a method to aid in social research. Conventional focus groups were designed to assess public reactions to a new product or a dimension of a political campaign by “testing” them before a group of people who were felt to represent the target audience of a product or issue (Hagan, 1997). A focus group is similar to a group 83 interview, but not in a traditional sense, where a researcher’s questions alternate with a participant’s response (Morgan, 1997). Organizers of focus groups bring together a purposively selected group of volunteers or participants (Kruger, 1994). These individuals are selected for a variety of reasons, including their demographics, personal beliefs, and willingness to share their ideas. A group moderator meets with the participants in an informal setting and guides them through a semi-structured discussion/interview about a designated topic (Carey, 1994). The defining characteristic of focus groups as a research tool is the use of group interaction to produce ideas and information which would be inaccessible in the absence of the interaction (Morgan, 1997). Focus groups are not intended to be a more efficient way of interviewing large numbers of people (although they may be). Rather, researchers use them as a way to both collect data from a large number of people and to find out information which might not emerge in a one-on-one interview. Carey (1994) provides one of the best descriptions of the underlying rationale of focus groups, describing it as the belief that: ...with proper guidance from the focus group leader, group members can describe the rich details of complex experiences and the reasoning behind their actions, beliefs, perceptions, and attitudes. The impact of the group setting can enhance the quality of the data elicited. (p. 226) Although focus group administrators may seek to direct the general flow of the dialogue, the analytical emphasis is placed on the interactions of the group members as well as their responses to particular questions. In other words, the focus group is intended to simulate a real life “bull-session” (Babbie, 1992) which citizens might have with one another about a topic. For the purposes of the original evaluation research project which generated this study’s data, focus groups have two important uses. First, they can be used as a means to 84 clarify matters and explore issues which emerged during preliminary individual interviews (Morgan, 1997). In other words, informal and semi-structured interviews can be used to generate early insights into the topic under examination. These preliminary individual interviews can generate ideas and information which can be invaluable in structuring subsequent focus groups. Individual interviews might also create seemingly contradictory information and insights which will require resolution (Carey, 1994). The focus group gives the researcher the opportunity to present contradictions for clarification and to delve deeper into matters of interest which might have emerged during the preliminary interviews. In addition, the focus group might be used as a self-check by a researcher; participants can verify that the researcher has “gotten to the root” of the social phenomena being examined. A second important use of focus groups is to develop and/or refine an interview or survey instrument. Group members may ensure that the instrument’ s vocabulary is culturally appropriate for the target population (Carey, 1994). Participants may review the issues an instrument addresses to ensure that the researchers are targeting the appropriate matters for further inquiry (in the appropriate fashion). Participants can also ensure that questions are worded in such a fashion that they will “effectively convey the researcher’s intent to the survey respondent” (Morgan, 1997: 25). In this way, thefpcp’sgrppppan be used as a check on both the validity and reliability of an interview or survey instrument. As a result, the integrity of subsequent data may be improved before the time and energy are devoted to an instrument’ s firll-scale administration. Instrument validity is enhanced (particularly in organizational research) because the researcher can be assured that the key issues are being addressed by the instrument. Instrument reliability is enhanced because the group review process helps the researcher 85 ensure that “differences in how the respondents interpret the questions” have been minimized (Morgan, 1997: 26). According to Kruger (1994), focus groups are appropriate tools in social science research when: the researchers are interested in developing preliminary or exploratory information about a subject; researchers are seeking information about complex behavior or motivations; the ideas generated by a group cannot be achieved by individuals alone (i.e., groups offer a unique synergy); capturing open-ended comments is of great value; and, researchers need information and insights in preparation for a large-scale study. Despite the strengths and merits of focus groups, they are not always appropriate. Kruger (1994) also stipulates that there are many circumstances under which focus group W should not be used, including: when research is being carried out in an emotionally charged environment (especially when conflict may be intensified through the interview process); when a researcher loses the ability to control critical aspects of the study (i.e., participant selection, question development, analysis protocol, etc); where a Study requires strong statistical projections (focus groups usually do not involve sufficient numbers of participants and their purposive nature makes their generalizability highly questionable); and where other methodological approaches can produce information which is either of a better quality and/or more economical. Focus groups are not without their limitations. The purposive nature of participant selection in focus group interviews may preclude researchers from generalizing their findings (Kruger, 1994). The intent of this research approach is to provide exploratory knowledge which may illuminate the appropriate direction to be taken during firrther analysis. In addition, while group dynamics may be synergistic, they also limit the researcher’s ability 86 to control the flow of the interview as compared to the control offered in individual interviews. Data derived from focus group interviews may be difficult to analyze, creating the risk of comments being taken out of context and/or interpreted incorrectly. Focus groups may also present logistical problems, as it may be dificult to assemble a desired group of participants in an environment which is conducive to open conversation. In summary, focus group interviews may be a valuable research tool in certain situations and this methodology may offer advantages which outweigh potential limitations and weaknesses. Focus groups may be an efficient and economical way in which to gather information which can serve as a foundation for further exploration. The social dynamics of the interview process may also result in important findings which might be difficult to obtain via other methodologies. In the case of the instant Study, this approach is particularly appropriate because it allowed the researchers to refine and test survey instruments before they were administered to an entire population. It is expected that this enhanced the overall validity and reliability of the survey findings. Mative Research Interviews Because the term “interview” may be used to refer to a number of slightly different methodologies for obtaining data, it is necessary to begin this section by defining the term as it applies to this study. For the purposes of this project, the interview method to be used is best termed the “qualitative research interview” (King, 1994). This approach differs from other forms of interviews in that it relies on open-ended questions, probing by the administrator, and a freely-flowing interview dialogue. The type of interview approach used in social scientific research is largely dependent upon the nature of the research question to 87 be addressed. According to King (1993) there are a number of Situations in which the qualitative research interview is most appropriate as a means of social inquiry. Chief among them is where “exploratory work is required before a quantitative study can be carried out” (p. 16). The qualitative research interview generally relies on a loose interview guide, rather than a formal schedule of questions asked verbatim in a Specified order during each interview session. The interviewer has a list of questions or general issues which might be addressed during the course of the interview. As sessions are conducted, the interview guide may be modified (i.e., adding probes to address issues as they emerge, dropping or reformulating items which are poorly worded or irrelevant, etc). Interviewing, like any other research methodology, offers a distinctive set of advantages and disadvantages for the collection of social data. A key concern is that the interviewer maintains the ability to remain neutral (Babbie, 1973). Much like field research, the interviewer must be conscious of how his or her actions, comments, or demeanor might influence the interviewee. If the interviewer is not conscious of this possibility, the interviewee may feel compelled to provide a socially acceptable answer to a question. Interviewers must also use care to avoid unintentionally “leading” the interviewee to provide certain answers (Hagan, 1997; Maxfield and Babbie, 1998). Interviewers must make sure that their appearance and mannerisms are appropriate for the group being studied (Hagan, 1997). In addition, the interviewer must be prepared to deal with interviewees who are too talkative, not talkative enough, wander OE topic, or attempt to turn every question back onto the interviewer. Although experience may best prepare interviewers to deal with difficult interviews, “classroom” practice may assist in the development of helpful interview 88 management skills (Babbie, 1992). There are a number of practical issues related specifically to qualitative research interviews (King, 1994). Interviewers must have the ability to operate flexibly as this is the key to the qualitative research interview process. Although interviews may begin with a few common questions, each session tends to be unique and the interviewer must be able to adapt and identify appropriate follow-up questions to probe for further information. The phrasing of the questions must be on the level of the interviewee; this may be particularly challenging when the interviewer is asking probing questions. Interviewers must also be prepared to deal with difficult interviews with subjects who do not wish to participate, become emotionally upset over the subject of the interview, or are Simply not responsive to open-ended questioning. Finally, the interviewer must make sure proper deference is shown to high-status interviewees. This final point is of particular importance in conducting evaluation research in organizations when interviews may be conducted with members of an organization’s leadership. Such individuals may be accustomed to being treated with a certain degree of deference and formality in their occupational role. An interviewer whose approach is too fiiendly and informal may offend the interviewee, unintentionally restricting the resulting information. Interviews, as any other form of social inquiry, must be conducted in such away to maximize reliability and validity. Reliability may be particularly problematic with the qualitative research interview. A reliable interview format would result in roughly the same interview data being obtained by any interviewer because the interview guide is consistent and the interviewer’s tone, appearance, and demeanor are (hypothetically) neutral factors in the process. Because they do not have a firm interview format that is consistent across all 89 interview sessions, qualitative research interviews can be particularly weak in terms of their reliability. Each researcher’s subjective determination of exact issues to be discussed and probing questions to be asked makes it unlikely that the same interview conducted by different interviewers would yield similar findings. The best remedy for this situation is to only use data obtained in these interviews for exploratory purposes. In light of this limitation, the data may not be appropriate for theory testing or other forms of rigorous qualitative data analysis (Miles & Huberrnan, 1984). In quantitative research, validity is a reflection of how well a measurement device actually measures what it claims to measure (Maxfield & Babbie, 1998); validity may be defined analogously in qualitative research (King, 1994). While quantitative research validity focuses on method, qualitative research validity focuses on interpretations. In valid qualitative research, a researcher’s conclusions and interpretations are accurate reflections of “reality.” One way to enhance validity in interpreting data obtained in a qualitative research interview is to engage participants in “feedback loops” (King, 1994). The researcher returns to interviewees with interpretations and conclusions to verify that they have correctly captured the “world” of the participants. The qualitative research interview can be a powerful exploratory tool in the process of conducting social research. These interviews enable researchers to obtain insights into meanings which are not available through quantitative approaches or other forms of qualitative techniques. Researchers may sort out complex patterns and develop firll understandings of contextual issues surrounding organizations and relationships between individuals. In an organizational setting, the qualitative research interview has an additional advantage because research participants might be open to engaging a researcher in such a 90 dialogue because “most people like talking about their work— whether to share enthusiasm or to air complaints— but rarely have the opportunity to do so with interested outsiders” (King, 1994: 33-34). Survey Resea_rc_hl The purpose of using a survey in social inquiry is very basic. Moser and Kalton write that “[t]he purpose of many surveys is simply to provide someone with information” (197 2: 2). Survey research allows for “systematic measurements [to be] made over a series of cases yielding a rectangle of data” (Marsh, 1982: 6). Babbie notes that although survey research is not an appropriate means to study many topics, survey methods “can be especially effective when combined with other methods” (1973: 45). In examining survey research, it is important to remember that “surveys record either expressed attitude or claimed behavior and seldom the behavior itself” (Hagan, 1997: 141). According to Babble (197 3) there are a number of characteristics which define survey research. Survey research is logical— it is aimed “at the rational understanding of social behavior” (p. 28). Through the use of logic and rationale, it is believed that complex propositions may be effectively tested through empirical means. Survey research is deterministic; researchers attempt to use survey results “to explain the reasons for and sources of observed events, characteristics, and correlations” (p. 46). When a survey is used 1Strictly speaking, the original evaluation study conducted a census of community policing officers and lieutenants, sergeants and officers assigned to the Patrol Division of the Lansing (MI) Police Department in the spring of 1997. Every member of this narrowly defined population was given the opportunity to complete the questionnaire. Although this was a census in the technical sense, it will be referred to as a survey. The instrumentation and methodological issues used in a census and survey are largely the same; the primary difference is whether a sampling scheme is used. 91 to elaborate a logical model, cause and effect may be determined in order to explain the observed phenomena. Survey methods are especially usefirl in the “academic quest for knowledge and understanding” because they allow for the collection and analysis of data of “immediate policy relevance” (p. 359). Survey research is general. Coupled with rigorous sampling techniques, researchers hope to draw conclusions about an entire population, while only dealing with a portion of its members. Survey research is parsimonious; unlike other research methods, a survey researcher can “construct a variety of explanatory models and then select the one best suited to his aims” (Babbie, 1973: 47). Finally, survey research is specific. By their very nature, research results are very explicit and generally quantitative, lending themselves to highly detailed results and great specificity in analysis. Surveys may be administered in a number of different fashions (generally either face- to-face, via telephone, or self-administration). For the purposes of this study it is necessary to give extra attention to self-administration, as this approach is most relevant. Self-report surveys gather data by asking respondents to disclose their attitudes, opinions, and behavior. Self-report surveys have the advantage of being efficient (requiring far less personnel than telephone or face-to-face surveys), cost effective, and less sensitive to biases introduced through survey administration (Salant & Dillman, 1994). An additional advantage of this approach is that “respondents make critical comments and report the less socially acceptable responses somewhat more readily” than they might in responding to other forms of surveys (Moser & Kalton, 1972: 258). Despite these merits, there are disadvantages to using self-administered surveys; this study may be most affected by two specific categories of disadvantages. First, because 92 respondents generally complete the survey instrument without any assistance (although this might not always be the case), reliability of the responses may be weakened. In the absence of qualified assistance, respondents encountering a question they do not understand are forced to guess as to the question’s meaning (Maxfield & Babbie, 1998; Reynolds & Sponaugle, 1982). Consequently, different respondents may interpret a question in differing manners, resulting in answers which are not entirely congruent with one another (Hagan, 1997). Second, validity is always a problem with any form of survey research. People may not provide correct responses due to blatant lying, subtle exaggeration, a faulty memory, or the desire to provide socially acceptable answers to sensitive or controversial inquiries (Hagan, 1997; Reynolds & Sponaugle, 1982). Although a researcher may never completely overcome these threats to validity and reliability, steps may be taken to minimize their impact. The reliability of an instrument may be enhanced through the use of focus groups (Carey, 1994; Morgan 1997; Salant & Dillman, 1994) and/or the pretesting of an instrument (Babble, 1973). The merits of focus groups as a means to enhance reliability were discussed previously in this manuscript. Pretesting an instrument allows a researcher to work the “bugs” out of the survey and its planned administration before firll-scale administration is initiated. Difi’erent drafts of a question may be used to see which version is the most “readable” to the target population. Contradictory or confirsing questions may be identified and corrected. Ambiguous terms may be properly defined to ensure consistent interpretation by respondents. In general, pretesting allows the researcher to maximize the reliability of their survey by ensuring that it is both written in a manner which will allow for maximum consistency in interpretation and administered in a manner which will maximize the response rate. 93 The validity of an instrument can be improved when that instrument is administered through some form of self-completion. When a survey is in some way administered by someone other than the respondent, undesirable reactions may occur, particularly when the survey is dealing with sensitive or controversial material. Respondents may provide the answer they think the administrator wants to hear or the answer they think they ought to provide in order to be socially correct. In addition, administrators may unintentionally offend the respondent or in some other way bias their answers (Reynolds & Sponaugle, 1982). Self- administration may overcome this potential validity threat by partially removing the respondent’s self-imposed desire to alter how they are presenting themselves to the administrator; there is no need to embellish or lie, particularly when anonymity has been extended to respondents. Basic social research ethics might have the unintended consequences of bolstering survey validity. One of the most basic principles of ethical research is protecting the interests of research participants (Babbie, 1992). If revealing survey responses may result in harm or injury to participants, anonymity or confidentiality ought to be offered to participants. This is certainly true when conducting research in organizations, where a participant might face negative repercussions if they speak out against certain ideals, beliefs, programs or people (King, 1994). Survey responses are anonymous where the researcher is unable to match a particular response with a particular respondent; responses are confidential when is able to match a respondent with a response, but promises not to do so (Babbie, 1992; Hagan, 1997). When respondents know that their identity is being protected by the researcher, they may be more likely to provide truthful answers, thus enhancing validity. While respondents may still choose to lie in answering a question or may still make a human error, self-administered 94 surveys using either confidentiality or anonymity offer the greatest protection against other threats to the validity of survey responses. The Case Study Approach to Organizational Reswh: Merging Qpalitative and Quantitative Approaches to Social Inguig Case study research is a valid form of social inquiry “when the phenomenon under study is not readily distinguishable from its context” (Yin, 1993: 3). Examples of such phenomena might include projects or programs being examined in an evaluation study. Yin contends that using the case study method under such circumstances has advantages, including the ability to have a broader focus, the capacity to include contextual conditions related to the phenomena in question, and the capability of using multiple sources of evidence. He also notes that these advantages may become a proverbial double-edged sword for the researcher. The broad focus of such studies may result in an overload of data, making it difficult to extract the contextually relevant information. The richness of the findings may necessitate the use of multiple sources of evidence, making a simple data collection protocol out of the question. It is worth noting, however, that the case study technique allows the researcher to blend qualitative and quantitative forms of data collection, which may enhance the validity and reliability of the research findings. Case study research, like qualitative research, may be subject to criticism because data collection may be undertaken prior to the development of the study questions and hypotheses (Yin, 1993). Some view this approach as sloppy, unstructured, and unscientific. Unfortunately, there are times when not enough is known about the phenomena researchers seek to study. When this is the case, “qualitative methods can be used to uncover and understand what lies behind any phenomenon about which little is yet known” (Strauss & 95 Corbin, 1990: 19). Thus, an exploratory case study may use flexible approaches in order to obtain firrther descriptive information about a phenomenon; this information may then be used to structure a more rigorous research project (Ogawa & Malen, 1991). Strong similarities may be noted between exploratory case study research and “grounded theory” (Glaser & Strauss, 1967) approaches to social scientific inquiry. Both approaches allow a researcher to generate hypotheses using a flexible strategy, loosely structured methodologies, and descriptive accounts. Both may also rely on qualitative findings to aid in the generation of knowledge which may then be used to develop controlled, structured techniques through which assumptions may be systematically tested. These initial qualitative methods may not yield findings with the objective precision of quantitative methods. These qualitative approaches, however, may provide significant insights into a phenomenon and may serve as the foundation for the identification of critical variables, the generation of hypotheses, and the construction of theory (Dey, 1993; Miles & Huberman, 1984; Strauss & Corbin, 1990). Advocates of grounded theory warn that researchers must avoid using existing theoretical or conceptual models in approaching a new study (Glaser & Strauss, 1967). Although it is helpfirl to have a working knowledge of the relevant literature relating to the area of study, this knowledge should not cloud the researcher from seeing emergent issues in the study at hand. Properly designed, exploratory case study research may lend itself to the inductive construction of knowledge. An initial broad exploratory approach to a social phenomenon allows for the emergence of important research questions. Again, this approach is much like grounded theory, which Strauss and Corbin (1990) describe as follows: A grounded theory is one that is inductively derived from the study of the phenomenon it represents. That is, it is discovered, developed, and 96 provisionally verified through the systematic data collection and analysis of data pertaining to that phenomenon. Therefore, data collection, analysis and theory stand in reciprocal relationship to each other. One does not begin with a theory, then prove it. Rather one begins with an area of study and what is relevant to that area is allowed to emerge. (p. 23) A similar approach was used to develop the data under consideration in the instant study. A research project was initiated to explore a very broad topic (how well is a planned organizational change working in the Lansing Police Department?) Initial research efforts were exploratory and descriptive in nature (field observations, informal and formal interviews, analysis of official records, etc). This allowed for the emergence of the most relevant issues. Once identified, these issues could be clarified (through the use of focus groups) and then addressed in a more systematic manner (self-administered surveys) to allow for quantitative analysis in order to further understand the phenomena. AS this illustrates, when done properly, the case study method may be a valid scientific approach to understanding a social phenomenon. One of the reasons the case study method has such a high degree of utility is because it allows for improved reliability through the use of multiple modes in inquiry (Blau, 1963). Individual modes of inquiry each have their own strengths and weaknesses (Hagan, 1997); the use of an assortment of research methods in examining a social phenomenon allows a researcher to maximize the overall integrity of their research findings (Babbie, 1973). While Survey methodologies allow for the quick and easy collection of data, they tend to be rather one-dimensional; where possible, such approaches should be used with other methods to provide greater depth to research findings. As Babbie wistfully notes “few researchers employ a variety of methods in their inquiries” (p. 361). By its very nature, the case Study approach encourages the use of multiple methods and provides an overall picture of a social 97 phenomenon which has greater depth and, perhaps, greater accuracy. Because case study research may utilize both qualitative and quantitative methods and because it is a scientific approach to understanding a social phenomenon, reliability and validity are issues which must be addressed by those employing this method. Reliability can be preserved by using standardized protocols whenever possible; for example, interviewers might be required to ask the same questions every time. Validity can be strengthened by using multiple indicators to assess specific issues (thereby compensating for weaknesses in individual approaches to collecting data) and by ensuring that instruments are properly constructed. Because case study research may be based upon findings in only one setting, the generalizability of the findings may still be an issue; it is difficult to know if the findings would be the same in a similar environment. It should be noted that proponents of the case study method do not view generalizability as a limiting characteristic of this methodology (Yin, 1993). Analyzing Survey Data The survey data collection process can produce either open-ended or close-ended responses (Maxfield & Babbie, 1998). For the purposes of data analysis, closed-ended responses allow for more efiicient analysis as the possible responses are finite in nature. Even where researchers use open-ended responses, it is usually necessary to go through the data and classify responses into a finite number of categories. The categorical nature of survey results lends these data to a wide range of statistical analysis. One of the most basic ways in which to analyze a single variable is through examining its frequency distribution. Through the use of contingency tables (or cross-tabs) it is possible to examine the basic 98 relationship between two or more variables. This relationship may be elaborated upon through the use of tests of significance and measures of association “to verify the existence and strength of any apparent relationship between variables” (Rea & Parker, 1997: 166). This study makes use of a number of descriptive and inferential techniques for quantitative data analysis. Descriptive techniques include frequency analysis and contingency tables. Frequency analysis provides a simple count of individuals in each response category for a given variable. Although this information may seem simplistic, it provides important insights about the distribution of responses for the given variable, which can then be used as a guide for conducing firrther analysis. Contingency tables order the frequency distribution of two or more variables. For example, we might want to know how many survey respondents had served as a community policing officer cross-tabulated with the respondent’s rank. The cells of the contingency table would reflect how many respondents had expressed a co-occurrence of these two variables (i.e., how many sergeants had never served as a community policing officer). In addition to these descriptive measures, this study will also employ a number of inferential statistical measures. In most cases involving survey data, the variables are measured at the nominal or ordinal level (Rea & Parker, 1997). In cases where a survey variable is measured at the ordinal level, the Independent Samples Test may be used to compare responses between two groups of respondents (Bachman& Paternoster, 1997). The Independent Samples Test determines if the “mean of a single variable for subjects in one group differs from that in another” (SPSS, 1997: 103). For example, the mean evaluations respondents gave of their supervisors may be compared based upon the respondents’ gender. This test allows a researcher to determine if observed variation in responses between 99 different groups is statistically significant. One limitation of survey data is that it may not measure the firll range of concepts of interest to a researcher, For a variety of reasons, some important concepts may not be measured either because they do not lend themselves to assessment through a survey instrument or the authors of a survey instrument were not concerned with such concepts. There may be situations, however, when elements of such concepts have been estimated through survey questions. Factor analysis allows such elements to be merged. Factor analysis is a “combination of a group of variables (items) combined to represent a scale measure of a concept” (Walker, J .T., 1999: 234). This scale measure may then be examined through other statistical tests to examine the relationship between the concept and other salient variables. Factor analysis is a form of data reduction which allows a researcher to create a single variable to reflect a number of other theoretically and/or mathematically related items. Where necessary, factors are developed in this study to measure social phenomena which were not directly measured by the existing variables. Where data are measured at the ordinal, interval or ratio level, analysis of variance may be used to measure the amount of variability of the dependent variable that can be attributed to differences among categories of the independent variable (Rea & Parker, 1997; SPSS Inc, 1997). In this study, analysis of variance is used in conjunction with regression analysis to determine to what extent (if any) the independent variable(s) values of a particular case might be used to predict the value of the dependent variable (Vito & Latessa, 1989). In this way, relationships between multiple variables may be better understood by determining the extent to which an independent variable predicts a dependent variable (while controlling for the effects of other variables). 100 This study will employ a variety of statistical measures to test for relationships between data derived through a survey instrument. In examining complex relationships between multiple variables it is necessary to employ a variety of statistical tests. By analyzing data through a variety of statistical means (some basic and descriptive, others complex and inferential), the researcher is best able to balance the risks of committing either a Type I or Type 11 error (Bachman & Paternoster, 1997). Conclusion The literature on community policing has largely overlooked the implementation process as it relates to contemporary change in American police organizations. “Such an oversight has resulted in the tendency to focus on ‘Successful’ programs (defined as those which demonstrate efiicient service delivery) rather than acquire important knowledge about the process of COP implementation” (Zhao, Thurman, & Lovrich, 1995: 12). If community policing is going to become an innovation which redefines American policing, planners and executives need to have a better understanding of the various issues which must be addressed in the implementation process. While existing literature may be correct in suggesting that community policing has tremendous potential, it has often been misleading by not portraying this simple reality: implementing community policing is very difficult. The instant study examines the implementation process in order to develop a more firll understanding of associated challenges as they relate to three key concepts: individual socialization, organizational culture, and organization determinism. This conceptual framework provides robust insights 101 into the change process by examining the dynamics behind change and resistance on multiple levels (such as planning, socialization, and demographics). Individual socialization is the “baggage” an employee brings with them to their job. It is a complex web of demographics, life experiences, education, upbringing, and prior socialization. It impacts upon how employees view their job, their peers, their supervisors, and their organization. Organizational culture consists of the traditions, values, beliefs and attitudes collectively held by an organization’s employees. It is distinct from individual socialization because it generally endures with few alterations across generations of employees. Together, these concepts form the “human” issues which must be dealt with during the change process. The biases, perceptions, opinions, attitudes, and fears of employees must be confronted and addressed, regardless of how irrational they may seem to planners and executives. These concepts lead to some of the most challenging dimensions of the implementation process which planners must confront. They may be most difficult to deal with because they are intangible and often seem outside of an organization’s control. Other elements that make change a daunting process are more deterministic in nature. Issues of training, clarity, policy, procedure, structure, accountability, and evaluation are clearly within a planner’s control. These are the “bread and butter” of the police planner’s world. Hypothetically, if a planner pays enough attention to the detail of these deterministic elements, they should not serve as a barrier to successfirl organizational change. What makes these elements difficult is that they are simultaneously linked to more human elements. For example, involving select employees in the planning process may help produce important ideas and insights; at the same time, it may make management’s efforts to instill participatory management seem ingenious and hollow to those employees who are not given a voice. 102 Thus, while these three core ideas are conceptually distinct, they are all analytically interrelated. The goal of this study is to merge qualitative and quantitative measures to develop a more holistic understanding of the challenges to effective organizational change. The author uses data derived through a variety of methodologies to better understand these experiences in the context of the conceptual framework derived in this literature review. Specifically, examining how individual socialization (demographics, the psychological contract, distrust of management, perceptions of change as a threat, and employee attitudes), organizational culture (tensions between labor and management, the image of traditional and community-oriented policing, and attitudes toward change), and organization determinism (planning, clarity, accountability, evaluations, rewards, unions, key actors, and the changing role of supervisors) may intersect to create barriers to effective organizational change in police agencies. In the context of the proposed study it is important to remember that an officer’s attitudes toward community policing may be distinct from their evaluation of how community policing was instituted in the Lansing Police Department. Much of the resistance encountered in the LPD may not have been because officers resist the principals of community policing, but that officers tend to resist any change which deviates from traditional policing practices and operations. The change process forces employees to “relearn” how to do their job, how to interact with their superiors and peers, and how they will be evaluated and rewarded. This relearning may generate feelings of uncertainty and also requires extra work on the part of employees. Perhaps one of the greatest challenges in studying issues of police practice and operation is created by the very nature of the occupation. Although this challenge will not 103 be directly addressed in the proposed Study, its impact should be recognized. In an occupation in which uncertainty, ambiguity, confrontation, and animosity are daily staples, many endeavors designed to enhance police services and modify occupational practices seem horribly “academic” in nature. Herman Goldstein best described the dilemma when he noted that: “One takes on a heavy burden in exploring theories, principles, and organizing concepts in a field in which there is an ever-present, urgent need to provide immediate relief from threatening problems” (1990: xi-xii). 104 CHAPTER THREE METHODOLOGY The literature review provided justification for the various methodologies employed to gather data in the original evaluation research project. The primary research methods used for the quantitative analysis portion in the study will be described in this section. Descriptions of the research methodology employed to obtain other data used in this analysis may be found in Appendix A. In keeping with the case study method, the study draws upon data gathered through a number of different means to reach its conclusions. The first portion of this section will describe how these data were derived. Quantitative analysis will be focused upon data gathered through a survey of police officers, therefore those portions describing the research methodology will be focused upon this particular process. The Original Evaluation Project This study performs secondary analysis on existing data derived through a research partnership between the School of Criminal Justice at Michigan State University and the Lansing (MI) Police Department. The project was conducted under the joint direction of Dr. Timothy Bynum and Dr. Steven Mastrofski. In January of 1996, the Lansing (MI) Police Department (LPD) was awarded a Locally-Initiated Research Partnership (LIRP) grant from the National Institute of Justice. The School of Criminal Justice (SCJ) at Michigan State 105 University was the research partner on the project. LIRP grants were designed to encourage collabOration between police agencies and local research institutes by awarding monies to allow the two parties to study matters of mutual interest. The intent of the Lansing LIRP project was for the School of Criminal Justice to provide insight and guidance pertaining to recent organizational changes initiated by the LPD. Specifically, LPD was in the process of attempting to make the transition from specialized to generalized community policing. Lansing had been one of the first police departments in the country to experiment with community policing and they had continued their efforts for more than five years. They were now seeking to generalize community policing and problem solving so that all road officers would be involved in these activities. To that end, the city had been divided into twenty patrol areas and each officer was assigned to a team of officers who were responsible for addressing the long-term quality of life issues in that geographic area. In addition, these officers were supposed to be the primary providers of emergency services within that area. On the surface, the responsibilities held by LPD employees did not change dramatically, despite the restructuring. Patrol officers still answered routine calls for service and answered to the sergeant(s) who happened to be in charge of their Shift in their precinct on any given day. The teams were, in essence, secondary responsibilities for all of the parties involved; officers were still focused on handling emergency calls for service. AS a team, the members were expected to address medium and long-term neighborhood problems within their geographic area. It was believed that by bringing together members of different units (investigations, canine, traffic, CPO and patrol), neighborhood level problems could be addressed in a more efficient and effective manner. 106 The research team from SC] consisted of four faculty members and a graduate assistant who would handle the day-to-day operation of the project; the author was selected to serve as the project graduate assistant. During the next two and a half years, the research team collaborated with key planners and managers from LPD to assess how the organizational change was perceived by line officers, to study the “state of affairs” in the Department, and to determine how the community viewed the agency and its employees. A wide array of research methodologies was employed to carry out this research initiative. Initially, key leaders in the Department were interviewed about changes within the organization’s structure and operational style. These oflicials also provided insight into the state of the Department (from a management perspective) and where the Department envisioned itself in the future. These findings were augmented by the analysis of basic call- for-service data. This initial research efi’ort allowed the research team to develop a loose set of issues and questions which seemed to be particularly salient to the state of affairs in LPD. Armed with this information, the graduate assistant was sent on the streets to conduct field observations/interviews with the patrol officers, CPO’S and sergeants in a purposive sample of the twenty team areas. LPD research partners selected two areas in each precinct for closer study. These areas were selected not because they represented the “best” or the “worst” adaptation to the organizational change, but because LPD partners believed the personnel working these areas would be particularly open and honest with the graduate assistant. The SC] research team felt that it was best to use the graduate assistant to conduct these field observations/interviews for two reasons. First, it was believed that the officers 107 would be more open and honest with someone adopting the role of “student” as opposed to the role of “expert” (a role into which officers might automatically cast a professor). Perceptions of the student would minimize reactivity among the research subjects. Second, it was more pragmatic to utilize a graduate assistant. The life of a student was more conducive to working varied hours in order to conduct all of the necessary “ride along” sessions. Faculty members had less flexibility and fewer hours to devote to conducting field interviews and observations. The field observations/interviews provided the research team with invaluable insights and information about those issues which were most salient to the research project. The observer’s duties were twofold: to note how officers did their job in the context of the organizational change and to talk with officers to better understand their opinions, attitudes, and experiences as they related to the change. Using a loose set of interview questions, augmented by questions probing key issues as they emerged, the next step of the research project began to clarify itself. The field observations allowed for the collection of information about both attitudes and actions of the officers assigned to the four study teams. Once initial suspicions had subsided, officers began to open up to the graduate student. The informality of loose interview questions and casual conversation “in the field” enhanced the level of honesty by the officers being studied. In addition, by accompanying officers in the field for ten hour blocks of time, the researcher was able to also interact with countless other officers. This allowed the researchers to identify key issues based on the attitudes and actions of a far larger group of officers. The insights gained during the field observation/interview period allowed the SCJ research team to identify those issues which required further systematic elaboration. The 108 research team wanted to conduct a survey of those officers most affected by the organizational change to ascertain their attitudes, beliefs, opinions, and experiences. Specifically, the research team wished to target those sworn police employees holding the ranks of officer, sergeant and lieutenant who were assigned to perform patrol and community policing functions. To aid in the process of developing a research instrument, two sessions of focus groups were conducted with a purposive group of patrol officers and sergeants. Again, participants were purposively selected; this was not done to exclude the bad or include the good, but to ensure that participants would be vocal (and constructive) about their beliefs, opinions, attitudes, and experiences. The first focus group sessions were used to ensure that the SCJ research team had accurately assessed the “big picture” of how the change had affected LPD officers. With this knowledge, the SCJ team developed a self-administered survey instrument; focus group participants were asked to review this instrument. During the second set of focus group sessions, participants provided feedback about wording, instrument construction, and administration procedures. It is believed that these focus group sessions greatly enhanced the validity and reliability of the officer survey. This second iteration of the survey instrument was the version which was ultimately administered. The research team also conducted a series of systematic field observations using 17 undergraduate and graduate students from MSU. These students were being trained to carry out systematic social observations in conjunction with another grant held by SCJ. This process was facilitated by one faculty member from the SCJ research team; the graduate assistant participated as a student observer. Observers took brief field notes and used these notes to write a detailed and structured narrative account of what they witnessed. The 109 students then used their narrative accounts to answer a fixed set of questions about the encounters and activities officers engaged in, and the citizens with whom officers interacted. Thus, each student produced in-depth qualitative and quantitative data for each “ride along” they performed. Because the students were Still being trained to use this highly customized systematic technique, analysis of the data was limited. These findings were primarily used to assess how patrol officers in Lansing spent their time while on duty. In addition to these two major data sets (the officer survey and observation data), a community survey and a limited number of departmental records were examined to further augment the research findings. The officer survey was ultimately administered to approximately 140 patrol officers, sergeants, lieutenants, and CPO’s. Participation was voluntary and responses were anonymous; the response rate was nearly 85 percent. Despite the wealth of information collected from this survey, it was subjected to only minimal descriptive analysis (primarily frequencies, with a few crosstabs). The same was true for the other sources of information used by the research team. The evaluation project was primarily conducted to provide LPD administrators and City officials with descriptive information about the state of the Department. The “consumers” of the research results were not interested with in—depth causal analysis; instead, they just wanted to know if the organizational change was succeeding in terms of employee attitudes and citizen perceptions. The study results were provided through a series of written reports and oral presentations. Consequently, this data set contains a wealth of information which has been largely untapped. The author believes that the methodology employed during the initial evaluation project gives the data sets a high level of validity and reliability. The instant 110 project re—analyzes portions of the data derived in the original study using a conceptual framework heretofore ignored. Primarily, the results of the officer survey have been subjected to analysis in order to provide descriptive insights. The survey data have also been used to test hypotheses about the possible relationships between variables deemed important in light of the study’s conceptual framework. The author seeks to understand the relationship between organizational culture, individual socialization, and organizational determinism, and attitudes toward community policing both specifically (as instituted in LPD) and generally (as a philosophy). Qualitative findings from structured interviews, field observations/interviews and focus group sessions are used to provide supplemental information about the implementation process in LPD. These findings are also used to make sense of the results of the tested hypotheses. Other data sources derived in the original study have been used as need, primarily to provide further elaboration of the qualitative results. Instrument Construction The officer survey instrument was developed in collaboration with officers who participated in the focus group sessions. Based upon interviews, field observations/ interviews, data analysis, and the first session of focus groups, the SCJ research team developed a draft instrument. This instrument was provided to the focus group participants prior to the second session of meetings. This allowed the participants to review the wording of questions and response options; in addition, they provided feedback to ensure that the instrument addressed the most salient issues in the department relating to the organizational lll change. In effect, this review by the focus group participants was very similar to a pretest, strengthening the reliability, face validity, and construct validity of the survey instrument. Specifically, the officer survey instrument was designed to gauge a number of factors, including the respondents’: > attitude toward the principles of community policing > attitude toward the process by which the organizational change was structured and implemented in LPD > views on the proper role of police officers and what constitutes a “good” police officer > opinion on citizen-police cooperation V r involvement in problem solving efforts and other endeavors supportive of a community policing philosophy > stance on the proper role of supervisors > opinion on the current role of supervisors in LPD > belief about what departmental priorities ought to be Respondents also provided demographic information (years of service, education, gender, and race) and experiential information (rank, CPO experience). Critical survey construction techniques were used in the process of designing all of the instruments used in the evaluation project. This was done to gather data which would be both valid and reliable (making this data suitable for the testing of hypotheses) and to ensure an adequate response rate (thereby maintaining external validity). Among the most important survey construction techniques employed were: 1. The use of closed-ended questions (to the extent possible) and response options which were both mutually exclusive and exhaustive. 2. Utilizing common wording and terminology. 3. Ensuring that questions and their associated responses were neutral and did not “lead” the respondent. 4. Ordering questions to avoid asking questions which might affect response to subsequent questions. 112 5. Asking only those questions which were germane to the research objectives. 6. Limiting the amount of demographic information requested and avoiding questions which might allow for the identification of individual respondents. 7. Providing simple and sufficient instructions on how to complete and, where relevant, return the survey. 8. Ensuring that it was convenient and confidential for participants to respond and that doing so required a minimal investment of time. Population The officer survey was administered approximately one year after the organizational change was initiated in LPD. During this year, it became apparent that several groups of personnel assigned to the team area were not active members of these units. Because their duties required them to work on a precinct or city level, officers assigned to the canine and traffic units were never able to focus their thinking on a smaller area. In addition, members of the detective unit had actively resisted being assigned to handle all of the investigations in their assigned team area; this required employees accustom to working as a specialist (i.e., auto theft, burglary, domestic assault, etc.) to operate as a generalist (handling all but the most serious crimes in their area). While there were isolated exceptions, as a rule members of these three units never became integrated members of their teams. AS a result of these historical events, officers assigned to these three units were excluded from participating in the survey. The survey was administered to every officer, sergeant and lieutenant assigned to the Patrol Division, and also every officer currently designated as a Community Policing Officer. Therefore, the population is defined as all 113 CPO’s and all road officers, sergeants, and lieutenants assigned to the Patrol Division of the Lansing Police Department. This definition targeted the survey at those employees most affected by the organizational change initiated by LPD. Because the population was finite and relatively small (approximately 140 individuals), a sampling protocol was not deemed to be necessary. Every member of the population was given the Opportunity to complete the instrument, in effect making the “survey” a “census.” Because a sampling protocol was not used, the data resulting fi'om this endeavor is free of errors associated with sampling. Procedures The instrument was constructed based upon the findings of earlier research efforts, on the prior experiences of the SCJ research team, and, to a small degree, drawing upon other efforts to assess similar issues in agencies experimenting with community policing. Upon completing the instrument construction and taking steps to enhance its reliability (via focus group review), data collection commenced. The officers who participated in the focus groups were given a set of survey packets and a list of officers to whom they were to deliver the packets. These lists were carefirlly checked to ensure that no members of the population were either omitted or double counted. Officers were given the names of other officers working in their precinct and on their own shift; this was done to maximize the likelihood that they would see everyone on their list without going to any extra trouble. The packets consisted of the survey instrument (see Appendix C) and a cover sheet (see Appendix B) which: (1) explained the purpose of the study; (2) provided them with assurance that their responses were anonymous and that individual responses would not be 114 provided to LPD to firrther protect their identity; (3) provided the name and phone number of an SCJ research team member whom they could contact if they had any questions or concerns; (4) provided instructions for completing and returning the survey. These items were in an unsealed standard manilla envelope. Upon completing the survey, the respondent was to seal it in the envelope. The sealed envelop was then returned to the officer who had given them the survey (the survey was not to be completed in the presence of this administrating officer). Completed surveys were given to a specific patrol lieutenant who was a member of the LPD research team. Surveys were picked up periodically from the lieutenant by the SCJ research team. The logic behind this unusual administration process was as follows. Members of the LPD research team expressed concern over providing officers with their surveys via traditional departmental channels (i.e., placing them in each officer’s mailbox). They preferred that each officer be given the survey in person. For this reason, it was necessary to develop a way to deliver the survey packets so that every member of the population received one and only one packet. In addition, it was believed that the focus group participants were generally respected by their peers. This respect might lead to an increased response rate because respondents would be receiving the survey from a respected peer who explained the purpose of the study and encouraged the respondent to participate. The focus group participants did not keep track of who had returned the surveys. They were instructed to refrain from aggressively following-up to ensure instruments were completed and returned. Although this would have enhanced the response rate by making sure surveys were completed and returned, it would also appear that officers had to respond. Participation was voluntary and it was felt that officers should not be coerced into 115 completing the survey. No member of LPD was allowed to view completed copies of the survey and they were not provided a copy of the coded data file. The survey responses were entered into the Statistical Package for Social Sciences (SPSS) by the project’s graduate assistant. All subsequent reports to LPD consisted only of aggregated responses to protect the identity of individual respondents. Hypotheses Based upon the review of critical issues derived from literature review, the following hypotheses have been tested in the instant study: Individual Socialization Hol: Measures of individual socialization will not significantly affect the respondents’ attitude about community policing as a philosophy. H02: Measures of individual socialization will not significantly affect the respondents’ evaluation of community policing as it was instituted in the Lansing Police Department. H03: Measures of individual socialization will not significantly affect the respondents’ belief about how the Lansing Police Department should organize community policing in the future. Organizational Culture H04: Respondent demographics will not significantly affect perceptions of the organizational culture in the Lansing Police Department. Hos: Perceptions of the organizational culture of the Lansing Police Department do not have a significant effect on the respondents’ evaluation of community policing as it was instituted in the Lansing Police Department. 116 H06: Perceptions of the organizational culture of the Lansing Police Department do not have a significant effect on the respondents’ beliefs about how LPD should organize community policing in the fixture. H07: Perceptions of the organizational culture of the Lansing Police Department do not have a significant effect on the respondents’ attitude about community policing as a philosophy. Organizational Determinism H08: Attitude about community policing as a philosophy does not have a significant effect on the respondents’ evaluation of community policing it was instituted in the Lansing Police Department. H09: Attitude about community policing as a philosophy does not have a significant effect on beliefs about how the Lansing Police Department should organize community policing in the future. How: Evaluations of community policing as instituted in the Lansing Police Department Perceptions do not have a significant effect on the belief of how LPD should organize community policing in the future. In addition, these and other salient issues illuminated by the literature review will be considered in the context of qualitative research findings. Data Analysis & Key Variables Data analysis consists of both descriptive and inferential statistics conducted using the Statistical Package for Social Sciences (SPSS). Frequency distributions and contingency tables are used to provide descriptive information about select variables. In addition, the Independent Samples Test was used to compare mean responses between categories of respondents. Predictive relationships have been tested using regression analysis. Because some conceptually relevant variables were not directly measured in the survey instrument, 117 factor analysis was used to construct appropriate scales. The original evaluation research project which generated the data used in this study was evaluative/descriptive in nature. This study has subjected the original survey research data to inferential testing to determine if the results might be generalized to other settings. In addition to the quantitative analysis, qualitative research findings are discussed within the conceptual framework established in the literature review. Descriptive results of other quantitative methodologies (described in Appendix A) are employed throughout the study to illuminate salient points. Critical variables have been identified for each of the hypotheses proffered above. These independent variables (IV) and dependent variables (DV) have been derived based upon the review of prior research literature. Control variables (CV) are included where relevant. The following list identifies the salient variable for each hypothesis: H01: IV- Attitude about community policing as a philosophy DV- CPO experience, rank, gender, years of service, education, race/ ethnicity CV- Precinct H02: IV- Evaluation of community policing as instituted in LPD DV- CPO experience, rank, gender, years of service, education, race/ ethnicity CV- Precinct H03: IV- Belief about how LPD should organize community policing DV- CPO experience, rank, gender, years of service, education, race/ ethnicity CV- Precinct H04: IV- Perceptions of the organizational culture in LPD DV- CPO experience, rank, gender, years of service, education, race/ ethnicity CV- Precinct 118 H06: H08: Hog: How: Summary IV- Evaluation of community policing as instituted in LPD DV- Perceptions of organizational culture in LPD, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity IV— Belief about how LPD should organize community policing DV- Perceptions of organizational culture in LPD, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity IV- Attitude about community policing as a philosophy DV— Perceptions of organizational culture in LPD, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity IV- Evaluation of community policing as instituted in LPD DV- Attitude about community policing as a philosophy, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity IV- Belief about how LPD should organize community policing DV- Attitude about community policing as a philosophy, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity IV- Belief about how LPD should organize community policing IV— Evaluation of community policing as instituted in LPD, CPO experience, rank, gender CV- Precinct, years of service, education, race/ethnicity This chapter described the methodology (description of the original evaluation project, instrument construction, survey procedures, etc.) used to develop the data used in this study. These data are the focus of the most rigorous quantitative analysis undertaken in the instant study. Other relevant methodological approaches are described in Appendix A. Data obtained through these alternative means are used as needed to provide a descriptive and contextual setting for the study findings. Hypotheses which are most relevant in light 119 of the review of the literature have been presented with their respective independent, dependent and control variables. The next chapter will provide the results of the analysis of this data and the hypotheses testing. 120 CHAPTER FOUR ANALYSIS OF DATA The analysis of data incorporates both quantitative and qualitative data to provide a more thorough understanding of barriers to effective change in police organizations. This chapter is divided into several sections to organize the results it presents. The first section provides the reader with a history of community policing in Lansing. This is followed by a description of the survey response rate and respondent characteristics. The third section examines the level of community policing and problem solving occurring within the Lansing Police Department. The fourth section presents relevant univariate and bivariate survey results, along with key qualitative study findings. The final section details the development of factors and tests the hypotheses proffered in the previous chapter‘. A History of Community Policing in Lansing This study is focused upon an organizational change initiated by the Lansing Police Department in the mid-1990's. Prior to undertaking an analysis of data relating to the effects 1 It should be noted that, although this chapter may seem very critical, it is not the author’s intent to besmirch the image or reputation of the Lansing Police Department. The organization’s experiences with the challenges of implementing successfiil organizational change were nearly universal. The Department serves as an example of the problems which arise when planners and managers do not learn from the lessons of the past. 121 of this change, it is important that the reader have a basic understanding of certain preceding events. The following history was developed using Annual Reports published by the Lansing Police Department for the years I990-1996. Additional information was also obtained through interviews with (current and former) LPD executives and patrol officers who had been given early community policing responsibilities in the Department. Early Community Policing Efforts The Lansing Police Department began its community policing initiative in the fall of 1990. At that time, a number of inner city neighborhoods were experiencing problems with “crack” cocaine. The sale of crack took place largely from open air markets, which had a disruptive and disturbing effect on community residents and the integrity of the affected neighborhoods. The Department determined that they would deploy officers to work directly with community residents in developing and implementing solutions to this rapidly emerging crime problem. Initially, two small areas were chosen in which to pilot test the impact these “community policing officers” (CPO’s) would have in the community. The original CPO’s were embraced by the neighborhoods in which they worked. Although the drug problem persisted, it improved a great deal in a short period of time. Over the course of the next few years, one CPO working on the westside of Lansing was able to “shut down” (have residents evicted or otherwise forced from a rented property) more than 150 drug houses. The crack problem still existed, but it had been disrupted and displaced. As it became clear that the efforts of the CPO’s were successful, the Department began to expand the community policing program by adding more officers in new areas throughout the community. Each community policing officer was assigned to a specific area (usually 122 a fraction of a square mile) where they were given sole responsibility for improving the quality of life for that neighborhood and its residents. By the end of 1990, the Community Policing Program (CPP) consisted of five officers and one sergeant (Lansing Police Department, 1990). In 1991, the CPP added two more officers and established its first “network center” (a facility which brought various police, government, and social services under one roof to facilitate communication and cooperation) (Lansing Police Department, 1991). The CPP became the Community Policing Unit (CPU) in 1992. The CPU was led by a lieutenant and a sergeant, who directed the activities of twelve officers; a member of the investigations division (who was still under the control of investigations division supervisors) was given the designation of “community policing detective” with the responsibility of handling investigations within the community policing areas (Lansing Police Department, 1992). In 1993, CPO’s were once again moved within the organization. The CPU merged with the former Community Services Unit (responsible for school education programs, neighborhood watch, and senior citizen programs) to create the Community Bureau (CB). The CB consisted of 23 officers (13 designated as community policing officers), three sergeants, and a lieutenant (Lansing Police Department, 1993). The 1994 Annual Report contains no record of how many officers held a community policing officer designation, nor does it reflect where they were organized within the Department (Lansing Police Department, 1994) Both the Department and the community believed that community policing was making a difierence. Neighborhoods which received CPO’s generally welcomed them with open arms. It was very common for strong ties to develop between neighborhood residents 123 and their CPO. One neighborhood was so enamored with their CPO that he became the namesake for their neighborhood association (Fab Acres). All of these early CPO’s have since moved on to other responsibilities within the Department. Despite this, even a decade later, many still maintain ties with residents and organizations in the neighborhoods they once served (ofien volunteering their free time to work with after-school programs, neighborhood cleanups, and neighborhood association meetings). Almost from the outset, those officers given community policing assignments were granted flexibility in scheduling their hours and determining which tasks they would address on a given day. This was done to enable officers to adjust their availability in order to best serve the needs of their neighborhood. Officers in the Patrol Division, while assigned to a specific beat, handled emergency situations, routine calls for service, and provided back up for other officers throughout the city. In contrast, the CPO’s rarely handled any incident occurring outside of their assigned neighborhood. This specialist approach to community policing was one that was adopted by many law enforcement agencies around the county. Although it kept the CPO’s in a fixed area during most of their working hours (which served the ends of community policing), specialization tended to create tension between these “specialists” (CPO’s) and “generalists” (road officers). There was little stability in where these CPO’s were located within the organizational structure. From 1990-1995, CPO’ s were housed in no less than four units/bureaus/programs within LPD. This continual shifting only contributed to the perception that the community policing initiative was in chaos. Regardless of the reason for these changes, the informal message sent to patrol oflicers was that the Department did not know what it was doing with community policing. Although there was logic behind each shifi, to road officers, it 124 appeared that upper management did not know what it was doing with community policing. To officers working as CPO’s, the continual shifiing did not have an impact on day-to-day operations, but made their duties less certain. The Team-Based System In late 1994, after pursuing this specialist approach to community policing for approximately four years, it became apparent to the Department that many changes needed to be made. The Department was organized in a manner which was typical for police agencies in cities of Lansing’s size. There was a dense organizational hierarchy in a central police headquarters; all officers and activities originated fiom this central facility. Communication patterns were up and down the chain of command; request for information “went through the channels.” Decision making was highly centralized and it was felt that the Department was too far removed from the community which it served. During this same time period (1994-1995), three significant events were taking place. First, after a period of introspective evaluation, upper management was coming to the realization that LPD was operating in a very inefficient fashion. There was a great deal of redundancy as officers in various branches of the organization attempted to address the same problems without any cooperation. The cliche description of the “right hand not knowing what the left hand was doing” aptly described the state of affairs within the Department. For example, the crack cocaine problem was being targeted by a multi-jurisdictional task force, a Departmental drug enforcement unit, the Patrol Division, and Community Policing Officers. All of these groups were working on the same problem at the same time, but with little communication and coordination of effort. 125 Second, community policing had evolved to a point where the bulk of the department viewed it as a “bastard child.” Given the nature of their duties, the CPO’s had little direct supervision or accountability. In addition, they had been granted considerable flexibility in making their own schedule and deciding how they would spend their work hours. These issues were a source of contention for patrol oflicers, supervisors, and the union. Many officers resented having to spend eight hours “running from call to call” and writing multiple incident reports in order to allow CPO’s to spend eight hours “planting flowers” or taking a group of children to watch a Detroit Tigers game. The third significant event was a shift in the City’s leadership. A new mayor was elected in 1992 and the city leadership was shifting from conservative to liberal tendencies. Many oflicers saw the new mayor as the proverbial “bleeding heart liberal.” He was perceived by many as a micro-manager who wanted to approve everything done by all city departments. This was contrary to a long-standing tradition of allowing the police chief to be the “king of his castle.” Persons employed by the city or active in city government began to sense that there was a strong underlying tension between the Chief of Police and the Mayor. It was common knowledge in certain sectors that community support was the only thing which was keeping the Chief, an at-will employee, from being fired. The Department was highly committed to their community policing strategy. The Chief of Police and other top executives wanted to see all of the organization’s personnel actively engaged in community policing endeavors. The Department believed that the CPO’ s were effective and efficient in “cleaning up” their assigned neighborhoods and improving police-citizen relations. Unfortunately, it was also becoming apparent that much of what the CPO’s were accomplishing was achieved through displacement. Problems were migrating 126 out of CPO neighborhoods and into neighborhoods that had previously been safe and quiet. LPD administrators began to realize that if community policing was ever going to be effective on a broader scale (i.e., throughout Lansing), it could not just be delegated to specialists operating in select areas of the city. Such an effect would only be realized through the collective efforts of every officer in the Department. A Reorganization Committee (consisting of officers and supervisors below the rank of lieutenant) was formed to develop possible means by which the Department could be realigned so that all officers were working together in order to target community problems. The Committee was told that its recommendations would be reviewed by the Mayor and the Department’s administration, who would ultimately decide upon the future structure and operation of the Department. The Mayor gave his endorsement to the Committee and promised to do his best to ensure that their recommendations would become a reality. Efforts were made to keep the Committee’s activities “in the light” as much as possible by publishing meeting minutes. The patrol officers’ union (a lodge of the Fraternal Order of Police) and civilian staff representatives also sat on the Committee so that all voices in the organization would be heard. After several months of research and debate the Committee submitted three proposals to the administration for consideration. In the end, the Department’s administration selected a plan that required them to give patrol officers temporal and geographic responsibilities within the beat they policed. This plan was also designed to strengthen the traditionally weak ties between the Detectives Bureau and the Patrol Division. It was a large leap fiom where the Department was at the time the Committee issued its report to where it would have to go to make the selected plan a reality. LPD administrators formed another committee to facilitate this transformation 127 process. This Implementation Committee was not allowed to change the theme of the reorganization. Instead, their task was to move the department from organizational structure A (community policing as a specialized responsibility) to organizational structure B (community policing as a generalized responsibility). Members from the lower ranks of the Department made up the bulk of this Implementation Committee, with seats for civilian and union representatives. The Department instituted plans to adopt a strategy in which all officers would have responsibilities as problem solving generalists (while keeping the designation of Community Police Oflicer for some individuals). Patrol oflicers would still have responsibilities for handling incoming calls for service in an assigned geographic area during the course of their shift. At the same time, the officers were expected to develop collaborative ways in which they could solve long-term neighborhood problems within this same area. Every officer would be assigned to a “permanent” area which they would patrol each time they came to work. Officers would respond to routine calls for service, while also seeking out more informal and proactive ways to come into contact with the public. One way in which officers would build ties with area residents was through attending meetings of “neighborhood associations.” One by-product of the early community policing efforts was an explosion in neighborhood associations— coalitions of area residents who would meet periodically to discuss neighborhood events and issues. These neighborhood associations were concerned not only with crime, but also with quality of life and community building. While meeting topics might include drug dealing and wayward youth, they could also involve neighborhood beautification and social activities. A high priority under the team-based system would be to ensure that team officers routinely attended the meetings of 128 the various neighborhood associations within their area to facilitate improved communication and relations between the Department and the community. Thus, in addition to patrolling their area, officers would also work closely with area residents to identify and solve neighborhood problems (both criminal and non-criminal). These solutions would be the collective effort of a “team” of patrol officers and detectives who were responsible for policing a given area around the clock. In other words, officers had responsibilities to handle the immediate problems which occurred on their shift, as well as the long-term problems which might occur in their assigned area at any time of the day. This was the basis of, and impetus behind, the reorganization plan that was placed into effect in March of 1995. The purpose of the reorganization was to remove structural obstacles to the effective and complete implementation of a community policing philosophy. This philosophy would make community policing a generalized (something done by every employee), rather than a specialized (something done by a select few) function within the Department. The reorganization plan was based upon this new strategy of taking a team approach to community policing. The plan specified that the Department was to be divided into two precincts, North and South (each covering approximately 1/2 of the city). Rather than working out of a centralized facility located in downtown Lansing, team members would be relocated into new facilities located more centrally within each precinct. For deployment purposes, each of the precincts was firrther subdivided into ten patrol districts, or team areas, for a total of 20 team areas city wide. This new configuration was a departure fiom the Department’s traditional way of organizing and deploying personnel. Previously, the Department had deployed officers into 129 l4 patrol districts. Generally, senior officers were assigned to a specific patrol district on an on going basis; every shift they worked would be in the same district. Officers with less experience would work a different district every day, covering for co-workers who had the day off. While there were informal and voluntary mechanisms through which officers covering a patrol district could share information across shifts, such collaboration was not the norm. The new organizational structure would improve upon this existing deployment method (in which only senior officers policed the same area every time they worked), while also requiring collaboration across shifts. In addition, communication would be improved between patrol, investigative, traflic, canine, and community policing personnel. The number of sergeant positions in the Patrol Division was increased to twenty so that each sergeant could oversee the operations of one team area. The sergeants oversaw a “team” of four to six officers from the Patrol Division, one (in rare cases, two) traffic officers, one or two detectives, and, in some instances, an ofi'rcer from the canine unit. If a team encompassed an area which had historically been serviced by a Community Policing Officer, this situation was not modified. Although there was originally discussion of removing all CPO’s from the neighborhoods, this idea met quick opposition from the community and was abandoned. While team members outside of the Patrol Division (i.e., canine, traffic, detectives and CPO’s) still “answered” to the supervisors within their unit, they were expected to work with their team sergeant to address long-term neighborhood issues. Patrol officers were responsible for providing primary policing services for their team area during their hours of duty. Unfortunately, personnel limitations precluded having a team officer actually working in each team area around the clock. This meant that officers would 130 still handle calls for service and provide back up in team areas other than their own. For example, three adjacent team areas (A, B, and C) might each have an officer assigned to the day shift. During any given shift, the officer assigned to team A might have the day off and the officer assigned to team B might be in training, testifying in court, or handling a call for service. This left the officer assigned to team area C with the responsibility of handling incoming calls for service in not only her own team area, but also in team areas A and B. This increase in the workload of officer C made it diflicult for her to find the time to engage in long-term problem solving efforts. Despite this restriction, LPD administrators hoped that officers would be able to spend much of their time in their assigned team area or at least a smaller sector of their precinct (3 -4 team areas). Under the supervision of the team sergeant, each team identified and targeted team- specific problems which needed to be solved. Teams also worked closely with neighborhood associations and a concerted effort was made to send officers to the meetings these associations held. Each officer had a voice mailbox to facilitate communication within the team, and between officers and citizens. These voice mailbox numbers were widely advertised within the team areas. This was done to encourage residents to bring persistent neighborhood problems directly to the attention of a member from the team which policed their area. Initially, teams also included detectives. Detectives in Lansing, as in most police organizations, had historically been specialists, focusing most of their time on the investigation of a specific category of offenses (i.e., robbery, auto theft, sex crimes, etc). Under the new organizational plan, investigators would be assigned to a team area where they would work as generalists, providing all investigative services needed in that area 131 (although homicides were still investigated on a city wide basis by a small group of detectives). Even before the reorganization was officially implemented tension emerged between the Detective Bureau and the Department’s administration. Investigative personnel felt that it reduced the Bureau’s overall effectiveness to have each detective focus their energy on a geographic area rather than a specific category of offenses. The original logic for having one or two investigators handle the investigation of incidents of a specific offense was twofold. First, to allowed investigators develop a degree of specialization in the investigation and case formulation necessary to successfully arrest and prosecute a certain type of offender. Second, it allowed the investigators to track serial offenders who were committing crimes throughout Lansing. By having investigators focused on handling all the investigations in a specific geographic area, these elements were lost. Although the detectives may have simply disliked being involved in community policing, there was a logical rationale behind their argument. The detectives were worried that offending patterns (which rarely limit themselves to a specific beat) would be lost because investigators handling different team areas would not know that they were possibly tracking the same offender. In addition, detectives assigned to “slow” team areas had little to do, while detectives assigned to “hot” team areas were forced to select which cases would receive their attention and which would be ignored. Although having the detectives working closely with the teams improved communication between investigators and patrol officers, it was believed that this was occurring at the expense of communication within the Detective Bureau (consequently compromising the overall integrity and quality of criminal investigations). After a 12—month trial, it was decided that this generalist approach to investigations was not yielding the expected results. 132 The detectives were relieved of team-based duties and were once again given responsibility for the investigation of specific crimes. Officers from the canine and traffic units were also assigned to teams. Even after detectives were removed from the teams, this practice persisted, although these officers generally had little involvement with team matters. Members of both units had duties that required them to devote their efforts on a scale larger than a standard police beat. Although at times members of the canine unit would spend a shift assigned to a particular beat, the nature of their function necessitated that they travel throughout the precinct (and at times, the City). Members of the traffic unit often had daily obligations which resulted in them traveling throughout the entire City. Although these officers had some “free” time in which they could engage in targeted traffic enforcement, many of their efforts were devoted to special events and directing traffic. Consequently, most members of both of these units never developed any type of psychological attachment to their assigned team area. Their involvement was primarily on paper and team sergeants were generally reluctant to push them to become more active in their assigned team area. When the reorganization was implemented in 1995, there were twelve CPO’s in Lansing. Seven were assigned to areas in the newly created North Precinct and the remaining five served areas in the newly created South Precinct (Lansing Police Department, 1995). The CPO’s were no longer a part of the Community Bureau (which was moved from the Patrol Division to the Central Services Division), but they were not firlly integrated into the precincts. Throughout the course of the original evaluation study there was confusion over how CPO’s “fit” with the remained of the Department. While not a completely separate unit, CPO’s were never firlly integrated into the team system. Each CPO served a neighborhood 133 within a larger team area. They worked with the supervisor and officers who policed this area, but had few formal obligations to this team. In addition, because they were granted a limited ability to “flex” their schedule, CPO’s were not accountable to a particular shift. Given this arrangement, CPO’s were still on the fringe of the Department. They were perhaps less integrated within the Department after the team system was implemented because they were not formally a part of any larger unit within the organization. The Role of the Union LPD administrators made several efforts to work cooperatively with the police union in negotiating changes in the process by which officers selected the precinct and shift they wished to work. Traditionally, every third scheduling cycle (every twelve weeks) officers were allowed to “bid” (based on seniority) for the shift they wished to work. By splitting the Department into two precincts, it became necessary to allow officers to also select the precinct in which they wished to work. This created a troubling situation in that an officer could now switch both her shift and precinct every three months, which might seriously erode the cohesion and integrity of the teams. The union agreed to allow officers to continue to choose their shift on a quarterly basis and consented to limit officers to one precinct change per year. In other words, once an officer selected a precinct, he had to remain there for at least one year. The only exceptions would occur if the officer were transferred to another unit within the Department or if the Department needed to reassign him to balance the distribution of officers. In exchange for this agreement, the Department consented to deploy officers on a “four & ten” (four ten-hour shifts per week) schedule. Although the annual hours worked by an officer 134 were not significantly impacted, officers could now enjoy an extra fifty days off every year (something which they found very desirable). This agreement was reached in order to maintain stable team assignments. Allowing officers to change shifts and precincts every three months would force the Department to continually shuffle team assignments. Not only would they have to accommodate the movements of senior officers, but a certain number of new officers, because of their low seniority, would also have to be displaced to balance out personnel deployment. It was recognized that this would make it much more difficult for oflicers to get to know the area in which they worked. In addition, the active citizens in a neighborhood would be continually learning the new names and faces of the officers policing their neighborhoods. By keeping officers in a precinct for a year, a certain amount of movement across shifts could occur without disrupting team assignments. It meant that two officers from a given shift might be assigned to the same team, while another team might have no one from that shift. The Department weighed the advantages and disadvantages of this approach and felt that it was the best possible compromise. Although this agreement occasionally resulted in a team which was rather “lopsided” for a few months, it seemed to be the best way to balance the demands of the union with the needs of the Department. If the team deployment plan was going to work, mechanisms had to be in place so that officers would be working within the same geographic area on an ongoing basis. Concerns With Continuig Community policing is based upon the idea that an officer will work in the same neighborhood on a daily basis. This allows the officer to get to know the “in’s and out’s” of 135 that section of the community. By attending the meetings of neighborhood associations and working with community leaders, officers can build alliances with the citizens, while citizens put a name and a face with their police department. Although they recognized the contractual and pragmatic limitations which necessitated the shift/precinct selection compromise, some team sergeants still felt the arrangement detracted fiom team accomplishments. Every time officers bid for the shift they wanted to work, a small percentage of officers would be reassigned to a new team or precinct. This had to be done in order to balance where and when officers were working. While efforts were made to keep changes to a minimum, a certain number of changes were always necessary. This concern over continuity emerged repeatedly in interviews with command officers and during focus group sessions with patrol sergeants. A patrol lieutenant remarked that the turn over of officers (and, to a lesser extent, sergeants) hampered the progress of the teams. Each time someone rotated out of a team, it was a small step backward. When the turn over issue came up during the focus groups, sergeants expressed great concern over this issue. They indicated that the rapid turn over eroded team stability and made it difficult to foster a sense of continuity. Every time the teams shifted (typically every third month) community residents had to develop a relationship with a new officer (and vice versa). Just when things were beginning to work well within the team and within the area, one or two officers would be shifted out and new replacements would arrive. Sergeants felt that the situation forced them and their officers to continually devote time and energy into developing relationships with the community. One sergeant reported that in the first year of the reorganization he had eight officers rotate out of his team (in addition to several officers who were permanent fixtures). Consequently, this sergeant was constantly introducing new 136 officers to neighborhood associations and community leaders, a task which he found embarrassing. Concerns with stability were also expressed by officers. Some feared that turn over allowed some officers to escape from team responsibilities. By shifting teams every three months, officers could avoid becoming integrated into team efforts and sharing in any of the extra work created by the team-based system. Resocialization The process of changing from a traditional to a team-based community policing organizational structure and policing style involved two key elements. First, the organizational structure of LPD had to change. Deployment, training, and supervision structures would need to be modified in order to allow officers to function as a team to solve on going problems in their assigned geographic area. Second, there would need to be a resocialization process within the organization. Officers would have to learn how to “do” community policing and why it was important to do so. While organizational structure can “push” officers to do community policing, resocialization can “pull” them to do so. The structural elements can force officers to do their duties in a certain manner, while resocialization can make officers want to perform their duties in this fashion. Both elements are important. Officers needed to have a structure which supported team-based operations; at the same time, they needed to have the desire to succeed in carrying out problem solving in a team-based setting. Unfortunately, LPD made only half-hearted attempts at changing their structure in support of team-based community policing; resocialization efforts, on the other hand, were almost nonexistent. Examples of resocialization in support of the team-based 137 system might have included many elements; most important, changing the organizational culture to place a collective value on successful problem solving and embracing a community policing orientation in policing Lansing. This resocialization could have occurred through a variety of mechanisms. The Department might have solicited union support for efforts to bringing about organizational change; this support could have served as one “seal of approval” to encourage officers to accept the restructuring. Key actors could have been involved; if the organization had taken the time and initiative to bring central employees “on board” with the changes, other employees might have followed suit. Mid-level supervisors could also have played a key role in the resocialization process. Sergeants and lieutenants could have become leaders within the Department and within their own teams. Seeing their team sergeant embracing a community policing orientation might have encouraged oflicers to take the reorganization seriously. In the process of bringing about successfirl organizational change, police planners need to give due considerations to resocialization. Too often, police planners may focus their energies on the structure of a change. While this structure can help “push” officers toward new patterns of occupational behavior, it is only half of the change equation. Tactics aimed at modifying officer behavior and attitude need to account for those elements which can “pull” officers to exhibit desired occupational conduct. The Effects of Communin Policing on Officers The reorganization plan represented a major shift in the approach the Department was taking toward community policing. Problem solving activities were no longer limited to 138 those officers holding CPO assignments and the small geographic areas which they policed. Instead, problem solving activities were expanded to the whole Department and the whole city. The Department hoped that the “team” approach would capitalize on the benefits of task specialization (e.g., developing strong skills in “bonding” with the community, instilling officers with a sense of ownership) without incurring the usual costs such specialization brings (e. g., alienation of generalists from specialists and the marginalization of specialists from the core functions of policing). LPD’s prior history with specialization issues in community policing was typical of many departments where such problems have arisen. Community policing had traditionally been a specialized assignment which was not taken seriously by most line officers. The constant shifting of community policing within the organization in the early 1990's contributed to this situation. To line employees, the constant shifting was an indication that community policing should not be taken seriously. Community policing was not viewed as “real” police work and officers actively avoided CPO assignments. By the mid-1990's, few officers were willing to volunteer for a CPO position; the Department had to “draft” rookie officers to work as CPO’s. CPO’ 3 reported that their peers often treated them differently (which was one reason officers were reluctant to volunteer for the position). CPO’s were perceived as “glorified babysitters” who planted flowers and took kids to amusement parks while “real cops arrested dopers.” One newly appointed CPO remarked that her co-workers treated her differently as soon as she began her CPO assignment (even though she had been “drafted” into the position). According to this officer, it was not that her peers disliked her as a person, they just disliked her current position within the organization. Her co-workers were not treating 139 her in an overtly hostile fashion— they simply ignored her. The team approach was an attempt to create a community policing design which would overcome these common, but persistent, problems with how community policing had been organized. The Department hoped that the team approach would better serve the community, while making the work experience for all police officers better than (or at least as good as) the previous community policing system The Department also recognized that the firll potential of community policing would only be realized by integrating community policing into the organizational philosophy. It was felt that LPD’s success in integrating specialists (CPO’s) with generalists (patrol officers) depended upon the ability to convince personnel in all units of the interrelatedness and interdependency of specialized and generalized operations. The evaluation project which produced the data used in this study was initiated by LPD administrators in order to better understand whether the change process was working. The administrators were also seeking input on what they might do in order to successfirlly make community policing a fiinction of every employee of the organization. The reorganization took place in stages over the course of a year. The SCI research team first began to study the change process near the end of this year when the final transitions were being made. The project continued for approximately two and a half years. At that time, a new Chief of Police entered the scene and altered the organizational structure (in a fashion inconsistent with the research team’s recommendations). The analysis that follows is based upon interviews, surveys, and observations made by the SCJ research team during their two and a half year involvement with the Lansing Police Department. The author will focus on data which relates to those barriers which 140 prevented the organization from successfirlly adopting a community policing philosophy. Many of the issues addressed in this study were addressed in project reports that were collaboratively prepared by the author and SCJ faculty members. However, the following analysis is set in a conceptual framework independently developed by the author. Any errors, conceptual short comings, or analytical faults are the sole responsibility of the author and should not be imputed on the SCJ researchers involved in the original project. Survey Response Rate & Respondent Characteristics During the spring of 1997, the survey instrument (Appendix C) was administered to all patrol officers, Community Policing Officers, patrol sergeants and patrol lieutenants in the Lansing Police Department. Administration was carried out by those officers and sergeants who had participated in the initial focus groups. These personnel were selected because it was believed that they were respected by their co-workers and they represented the broad range of beliefs and views held by the Department’s employees. There still appeared to be a certain degree of paranoia within the agency in the relationship between line officers and upper management. It was unclear how officers would respond to a survey administered by SCJ staff. While it might not matter, an external administration could be viewed as a way to identify officers who were not “on the band wagon” with the new organizational structure. By utilizing internal personnel to administer the survey, it was hoped that officers would be open in their responses and that the response rate would be improved. One hundred and forty-three officers were eligible to complete the survey at the time 141 of its administration. Participation was voluntary. Officers who administered the survey were instructed not to pressure their co-workers into completing the survey. Respondents were also supposed to be given the opportunity to complete the survey in private. Officers not wishing to complete the survey were told to simply seal the blank instrument in an envelope (provided with the survey) and return it to the administering officer. Using this protocol allowed officers to “save face” by appearing compliant in the eyes of their co- worker (if that was their desire). The SCI research team received 128 surveys from LPD officers; eight blank surveys were returned. One hundred and twenty (120) usable surveys were received, yielding a response rate of 84 percent. In recent years there has been considerable debate among criminal justice scholars about the adequacy of survey research response rates (Hagan, 1997; Neuman & Wiegand, 2000). Hagan (2000) describes how response rates for survey research have declined in the second half of this century, making the determination of adequacy more complicated. Despite this growing uncertainty, most scholars categorize response rates above 70 percent as “very good” (Babbie, 1992: 267) and those approaching 90 percent as “excellent” (N euman & Wiegand, 2000: 23 9). The response rate in this study appears to be well within the normal range for this approach to survey research (Hagan, 2000), particularly in light of the limited amount of follow-up by the research team. The characteristics of the survey respondents (years of service, gender, race/ethnicity, assigned shift, assigned precinct) were in general proportion with the characteristics of the eligible population. There is not an identifiable subsection of the population who declined to participate in the survey process. Therefore, the author assumes the survey data is a general reflection of the attitudes, beliefs, and characteristics of the eligible study population. 142 This section provides a brief description of the characteristics of the survey respondents. This information also provides the best indicator of the overall individual socialization in the Lansing Police Department. Although the conceptual framework presented in the literature review presented a broader view of individual socialization, more thorough information about employee backgrounds and experiences were not available. Given this limitation, this research has relied on those measures (demographics, education, years of service, etc.) more readily accessible through the survey data. Table 2 provides univariate descriptions of the survey respondents. While many survey respondents had been employed with the Lansing Police Department for a long time, 40 percent had less than five years of experience with the agency. Almost one quarter (22.6%) had less than two years of experience. This verified the concern many officers expressed about the relative youth of the Department. In particular, officers with more seniority indicated concern that newer officers did not have the training and experiences to be effective problem solvers without extra supervision and direction by their peers and command officers. The majority of all officers reported having worked for more than six months in the area to which they were currently assigned. Approximately two-thirds (65.7%) of all patrol officers and supervisors indicated that they had routinely worked in their present geographic assignment for over a year. About one in six respondents had experience as a Community Policing Officer (past or present assignment). Respondents were well-educated. Consistent with the Department’ 3 minimum hiring standards, all respondents had some level of college education. Over one-third (35.7%) had a college education which had not (yet) resulted in being awarded a bachelor’s degree. 143 Table 2. Sample Characteristics. 1 Years with LPD (n=115) less than 1 year 4.3% 1-2 years 17.5% 3-5 years 16.7% 6—10 years 19.2% 11-15 years 17.5% 16 or more years 20.8% How long assigned to current geographic area (n=108) 1-6 months 14.8% 7-12 months 19.4% 13-18 months 25.9% 19-24 months 39.8% Ever been a Community Policing Officer (n=120) Yes 17.5% No 82.5% Level of Education (n=1 15) Some college (>bachelors) 35.7% Bachelors 53 .0% Some graduate/law school 2.6% Graduate/law degree 8.7% Rank (n=113) Officer 80.5% Supervisor (sergeant/lieutenant) 19.5% Race/ethnicity (n=99) White 86.9% Black 7. 1% Hispanic 3 .0% Asian 1 .0% Other 2.0% Gender (n=106) Female 10.4% Male 89.6% 1 Figures in parentheses indicate the number of valid responses for each item. Percentages are based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. 144 Over half (53%) had a bachelor’s degree. Approximately one in ten respondents had taken courses in law school or a graduate program; most of those with graduate/law school experience had been awarded an advanced degree. It is interesting to note that newer officers were more likely to have a bachelor’s degree, while older officers tended to have less college experience. Although the Department only required the completion of 60 credit hours (the equivalent of an associate degree), newer employees often had twice this level of education. It is not clear if this is due to a high level of education among applicants or if the Department favored hiring those candidates who surpassed this minimum standard. In addition, most officers with advanced degrees were in the mid-career range (6-15 years with LPD). This would suggest that many officers were entering the Department with a bachelor’s degree and then pursuing graduate education (if they were so inclined) after they had obtained some experience. The race/ethnicity, gender, and rank of the respondents were all approximately proportional with the Department as a whole. As is common in American policing, the Department was predominantly white and male. According to the 1990 census, Lansing was 73.9 percent white and 18.6 percent black; 7.5 percent of the residents were classified as “other”. Although the Department was not entirely homogeneous with the City, these demographic figures reflect a certain degree of racial/ethnic diversity. Census data also indicate that only 47.4 percent of Lansing residents were males. Few American police agencies reflect the race/ethnicity and gender distribution of the community they serve (Walker, 8., 1999), therefore, these observed disparities do not necessarily reflect poor 2 Information found online through the Lansing Chamber of Commerce; accessed 12/04/99 at http://wwwlansingchamber.orgiecon/demograph.htm#rd. 1 45 recruitment, selection, or retention practices on the part of the Department. Although not reflected in Table 2, respondents appeared to be distributed across the precincts and shifts in the same proportions found in the population. These similarities suggest that the survey respondents were representative of the eligible population in terms of these demographic and experiential characteristics. Survey findings may be safely generalized to represent the attitudes, beliefs and opinions of the entire population (patrol officers, sergeants, and lieutenants, and community policing officers in the Lansing Police Department). Level of Community Policing and Problem Solving An important question researchers must confront (but often ignore) in studying community policing is whether agencies really “do” community policing. In other words, are officers operating in the spirit of a community policing philosophy, or is community policing just so rhetoric? This study is focused upon attitudes more than action. Therefore, the level of community policing and problem solving in the Lansing Police Department does not necessarily enhance or diminish subsequent research findings. Nonetheless, the degree to which officers were involved in community policing and problem solving efforts serves to set the context within which data were collected. Patrol officers and sergeants issued frequent complaints about the difficulty of engaging in problem solving activities. By its very nature, police work has an inherent reactive element— police officers will always have to be prepared to respond to certain emergency situations in a rapid fashion. While community policing may reduce this 146 necessity, it cannot be eliminated. Even in a police department attempting to focus on proactive problem solving efforts, it is difficult to overcome this reactive, call-driven approach. When an agency is oriented toward call-driven policing officers may find it difficult to create time to engage in problem solving efforts during the course of their normal working hours (especially when faced with staffing shortages, as discussed below). Consequently, one of the greatest fi'ustrations LPD officers and sergeants expressed was their inability to set aside time for problem solving efforts. The Patrol Division had a strong orientation toward the notion that “the radio has to come first.” As long as the public was calling upon the police to perform certain services, other efforts should be secondary considerations’. Even when officers were attempting to engage in problem solving activities, they often had to set aside their efforts to handle calls for service. Because they did not feel that officers had been given the resources (sufficient personnel and time) to carry out problem solving, sergeants did not seem to expect their officers to produce much in this area. The common sentiment expressed throughout the evaluation project was that a team had to produce enough to avoid drawing scrutiny fi'om Department administrators. Sergeants did not push officers to produce any more than this “subsistence” level. Elements of the officer survey attempted to determine whether LPD officers were really “doing” community policing. Survey respondents were asked a series of questions about their recent problem solving efforts and other activities which might indicate whether officers were operating in a fashion consistent with a community policing philosophy. Because community policing is uniquely operationalized in each organization, it is difficult 3 The author does not wish to imply that a call-driven approach is inappropriate. Rather, it is suggested that such an approach may create certain tensions when an organization is also attempting more proactive policing strategies. 147 to interpret the following results. Rather than providing a firm indication of whether LPD officers were operationally committed to community policing, these findings simply set the context within which data were collected. The Lansing Police Department did not have predetermined quantitative goals which would allow them to determine the effectiveness and success of the reorganization. In addition, there are not absolute thresholds which indicate whether an agency and its employees are “doing” community policing. Activity which might be viewed as “success” by one organization may be viewed as “failure” by another. Rather than reflecting success or failure, these results must be considered as a whole to indicate if community policing and problem solving were actually integrated into the activities of patrol officers in the Lansing Police Department. A central tenet of community policing is the belief that the police should work with citizens to identify and resolve neighborhood problems. Table 3 presents sources of information which respondents used “often” or “sometimes” to find out about public safety problems in their assigned beat. Caution must be used interpreting this table. Because the data were collected at a “snapshot” point in time, there is no way to know how these frequencies differ (if at all) with officer behavior before the reorganization. In addition, as previously mentioned, these findings are neutral. There is no baseline for determining how appropriate it is for patrol officers to rely on various information sources. Table 3 suggests that officers tended to rely more on their co-workers and informal contact with citizens to obtain information about problems in their beat. Less emphasis was placed on using crime data and formal contact with community groups as a means to find out about neighborhood problems. Analyzing the answers by respondents’ rank and experience 148 yields expected patterns. Respondents who were current or former CPO’s were more likely to “often” use citizens and community groups as sources of information. Respondents holding supervisory positions were less likely to obtain information from their own supervisors and were far more likely to rely on crime data. Table 3. Frequency with which officers used various sources to obtain information about problems in their assi ned beat. 1 Source Often Sometimes Rarely Never Respondent’s supervisor (n=108) 30.6% 50.9% 15.7% 2.8% Citizens living in beat (n=108) 48.1% 40.7% 10.2% 0.9% Co-workers (n=108) 66.7% 31.5% 1.9% 0.0% Crime statistics and other data 13.9% 43.5% 28.7% 13.9% (n=108) Community meetings (n=108) 25.9% 35.2% 30.6% 8.3% 1 Figures in parentheses indicate the number of valid responses for each item. The table reflects row percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. Respondents were asked how long it had been since they had completed a problem solving effort. The distribution of results for this response yielded surprisingly polar responses. Well over one-quarter (27.9%) of the respondents claimed not to have completed a problem solving efl’ort. Alternatively, more than 40 percent reported completing such an efi‘ort within the month preceding the administration of the survey. When these rates are broken down between the two precincts, unexpected differences emerge. As Table 4 indicates, respondents working in the North Precinct were much more likely to report having completed a problem solving effort within the month before the survey than were their 149 counterparts in the South Precinct (51.8% versus 33.4%, respectively). South Precinct respondents were more likely to report having completed no problem solving efforts. Length of time since respondent last completed a problem solving effort; all respondents and by precinct. * All North South Length of time respondents Precinct Precinct (n=] 1 l) (n=58) (n=45) Completed no problem solving efforts 27.9% 20.7% 35.6% Within the last week 18.0% 19.0% 15.6% Within the last month 24.3% 32.8% 17.8% Within the last two months 9.9% 10.3% 6.7% Within the last four months 3.6% 5.2% 0.0% Within the last six months 9.0% 3.4% 17.8% Within the last twelve months 7.2% 8.6% 6.7% 1 Figures in parentheses indicate the number of valid responses for each column. The table reflects column percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. The explanation for this disparity is not readily evident. Based on informal interviews and focus groups, there was no indication of a significant disparity between the problem solving activities in the two precincts. One possible explanation might lie in how “problem solving” was defined in the survey instrument. Respondents were told that problem solving meant “doing something to reduce the frequency or seriousness of an ongoing problem in a given area” (see Appendix C, text box between items 63 and 64). It is possible that officers in the two precincts interpreted this definition in different fashions, resulting in their reporting analogous behavior in disparate fashions. 150 Officers who had recently completed a problem solving effort were asked a series of questions to provide additional information about such endeavors. Respondents reported that their most recent problem solving efforts were aimed at a variety of different problems, the most common of which were drugs (35.7% of completed problem solving efforts). Respondents reported spending anywhere from one to forty hours working on these most recent problems during the average work week (the mean reported time was eight hours per week). Most problem solving efforts involved the respondents doing much of the work independently. Respondents indicated that on average they only spent about one third of their time working closely with one or more officers. On average, four other officers made significant contributions to the most recent problem solving effort. These latter indicators suggest officers were working independently on an operational level, while coordinating their overall efforts to address problems; tasks were presumably divided to address issues in the most efficient manner. Survey respondents overwhelmingly indicated that their most recent problem solving endeavor was a success, with 48.8 percent classifying it as “somewhat successfirl” and 46.3 percent classifying it as “very successful.” The basis for these assessments was largely informal. Almost half of the respondents (45.1 %) made the assessment based on their personal impressions; other common sources included feedback from citizens (32.4%) and feedback from supervisors (14.1%). Supervisors were far more likely to make “success” assessments based on data or a study than were non-supervisors (30.8% versus 2.1%, respectively). Although many respondents (39.7%) felt their project was as successful as possible, one third (32.1%) believed it would have been more successful if additional time and/or resources had been devoted to the problem. Among supervisors, there was a 151 noticeable perception that greater success would have been achieved if there had been more participation from other government agencies. As previously discussed, implicit in the reorganization plan developed by LPD was the notion that officers would spend a good portion of their time patrolling and solving problems in their designated team area. Despite this implicit assumption, the reality of how officers spent their time was very much to the contrary. The student observers (see Appendix A) recorded approximately how long officers spent in and out of their team area during the course of the observation period. Table 5 displays the percent of shift time officers spent within their assigned team area. The reader is reminded that the observation periods were not random, that observer-officer assignments were not randomized, and that students might not have always known the boundaries of an officer’s beat (see Appendix A for a through discussion of the observation data and its limitations). Table 5. Percent of shift time officer spent in assigned team area by shift. Day Shift (6:30 am - 4:30 pm) 64% Special Shift (11:00 am to 9:00 pm) 33% Afternoon Shift (4:30 pm to 2:30 am) 40% Night Shift (9:00 pm to 7:00 am) 37% Source: Mastrofski, Schafer, DeJong & Bynum, 1997. With the exception of oflicers on the Day Shift, officers were spending very little time in their assigned team area. It cannot be stated for certain that officers were spending 152 time outside of their shift for official reasons, rather than personal choice. There are, however, two indicators which would suggest that the former, rather than the latter, was the case. The observational data suggest that officers had only a small amount of free time during the course of their shift. The average officer spent about 20 percent of their shift engaged in “general patrol” (Mastrofski, Schafer, DeJong & Bynum, 1997). Within the operational parameters of the coding system used by the student observers, general patrol would be a close analogy to “free time”; this was time when an officer was not handling a call for service, engaged in directed activity, or handling adminiStrative manners. It must be noted that this time would occur intermittently throughout an officer’s shift. The second indicator was the daily staffing level for the two precincts. The SC] research team reviewed all of the stafling records for 1997 for both precincts. Useable data was obtained for 727 of the 730 “staffing days” in the department (365 days for each precinct). These records were used to compute the number of hours each precinct was staffed on a given day by officers in the patrol division. It must be remembered that LPD executives never claimed that each team area would be staffed 24 hours a day. Ideally, each precinct would staff 240 personnel hours each day (24 hours for each of the ten team areas in each precinct). This would ensure that most calls for service would be handled by the officer assigned to that beat. Put another way, most calls for service an oflicer handled would be in their team area. The staffing analysis indicated that this was rarely the case. The precincts only staffed 240 (or more) personnel hours on 12.9 percent of the days in 1997. One-quarter (25.9%) of the time they were staffing less than 200 personnel hours, meaning that during most of the day at least two beats were not staffed. While this analysis may be somewhat convoluted, the implications are simple. Because it was rare for each beat 153 to be staffed at any given time, officers were frequently directed to handle calls for service outside of their own team area. As a result, officers were spending less time in their team area and had less discretionary time to devote to solving problems within their beat. This staffing study does not take into account the time officers might spend involved in on—duty court time or training, which would further diminish the number of officers working. One final element indicates the degree to which community policing and problem solving efforts were being carried out in the Lansing Police Department. In coding data from their observations, student observers answered several questions relating to the degree to which officers engaged in problem solving activities in encounters with the public. Although there is not a baseline for “acceptable” levels of problem-oriented actions, Table 6 suggests that few encounters with the public reflected a long-term orientation on the part of the police. This table only accounts for encounters with citizens and not actions officers took outside of the presence of a community member. In addition, some encounters may have fit one or more of the following criteria without the observer being aware of that fact (i.e., no obvious cues of that fact). In the absence of a clear baseline defining high and low levels of problem solving approaches, it is difficult to firlly assess the results in Table 6. These percentages may seem to be rather low. It cannot, however, be assumed that every contact the police have with the public relates to a long-term issue requiring a more complex police response. It is not clear whether police officers could attempt a problem-oriented approach in a larger proportion of their contacts with citizens. What this table does suggest is that the overwhelming majority of encounters between the police and the public occur without apparent consideration for underlying problems (assuming such conditions exist in most encounters). 154 Table 6. Percent of encounters in which officers exhibited problem-oriented approach. Action taken by officer Percent of encounters in which action was observed Indicated situation was part of a larger problem 7% Tried to determine nature, extent or causes of the 1% larger problem Tried to prevent a recurrence of the problem 11% Encounter was part of a long-term plan or project 7% Source: Mastrofski, Schafer, DeJong & Bynum, 1997. The rub of this section on problem solving and community policing in the Lansing Police Department is this: a) although most survey respondents were engaged in problem solving, a sizeable number were not involved in this process; b) most officers developed information about neighborhood problems through informal means; c) when oflicers were involved in problem solving, they usually worked independently, but in coordination with others; (I) oflicers had a limited amount of free time and spent a good portion of their committed time outside of their assigned beat; e) an overwhelming proportion of police- citizen encounters did not seem to involve any consideration of broader problems. As indicated in the beginning of this section, it is difficult to truly determine when an organization or employee is “doing” community policing or problem solving. Expected outcomes are unique to individual organizations and few agencies give any forethought to such desired outcomes in organizing for community policing. Taken as a whole, however, these data do suggest that only a limited amount of problem solving activities were occurring 155 in the Lansing Police Department at the time of this study. Although many officers were involved in these problem solving activities with some frequency, such considerations were only reflected in a very small proportion of the calls for service they handled. Even those officers wishing to engage in community policing and/or problem solving activities would have to face very real restrictions on their ability to do so vis-a-vis a low amount of free time in their beat. Univariate and Bivariate Results and Qualitative Study Findings Prior to testing the hypotheses laid out in the methodology chapter, it is necessary to first consider univariate and bivariate responses to specific survey items, as well as salient qualitative research findings. Responses and findings are divided into two categories: individual socialization & organizational culture and organizational determinism. Although individual socialization and organizational culture are conceptually distinct, the author contends that they are analytically interrelated (especially in the context of this study’s data sources). Both categories will be discussed in turn, with relevant qualitative findings included in order to elaborate on the conceptual fiamework and to provide the reader with a context for the survey responses. Individual Socialization & Organizational Culture The sample characteristics presented earlier in this chapter provide the best quantitative indicators of the overall background and experiences of the survey respondents. Although the available measures only offer a limited picture of individual socialization as 156 conceptualized in the literature review, no other measures are readily available. The author has attempted to use qualitative findings to provide additional insights into the possible role of individual socialization in the change process. Ideally, in studying the effects of organizational culture on planned change, data would be collected from multiple agencies. Using this procedure, organizations with different cultures could be compared and contrasted to determine if such differences were associated with different experiences in the change process. The single-agency used in this study precludes such comparative analysis; however, an alternative approach still allows for the assessment of organizational culture as a factor in the change process. By evaluating each respondents’ perceptions of the culture in the organization being studied (i.e., was it a “healthy” organization with open communication and little distrust between labor and management), the attitudes, opinions and beliefs of respondents can be examined to determine if these are affected by cultural perceptions. This latter approach will be used in the instant study to account for organizational culture in the change process. To reiterate the sample characteristics, respondents were mostly white males. Most respondents had a Bachelors degree, although there were a variety of reported levels of education. The respondents indicated having been employed with LPD for anywhere from a few months to several decades. Overall, their years of service were (approximately) evenly distributed, indicating survey respondents who were very new, to mid-career, to veteran employees. Although years of service is not a perfect measure for age, it may serve as an approximate representation; presumably respondents ranged in age from officers in their early twenties to officers in their late fifties. Many of the salient issues and concerns mentioned by the officers seemed to 157 transcend their demographic characteristics. Reactions to the attempted reorganization of the Lansing Police Department seemed to be consistent across demographic attributes. Officers seemed to have consistent reactions regardless of their race/ethnicity, age (approximated by their years of service), and education. It is less certain if other elements of individual socialization might have played a role in mollifying an employee’s response to organizational change. The following sections discuss qualitative findings relating to dimensions of individual socialization other than demographic characteristics. In addition, select survey items and qualitative findings relate to the organizational culture which existed in the Lansing Police Department at the time of the original evaluation study. Dimensions of organizational culture can be divided into two categories. The first category consists of the degree to which the organizational culture (as reflected by the survey respondents) was oriented toward either a community policing or traditional policing philosophy. The second category consists of elements which indicate the overall culture and climate of the organization (relationship between labor and management, nature of supervision, degree of communication, etc). Elements of individual socialization and organizational culture are discussed in the following sections. Consideration will be given to the psychological contract, distrust of management, perceptions of change as a threat, the contrast between community policing and traditional policing, employee attitudes toward community policing, organizational climate, communication and changing relationships with supervisors, supervisors as change agents, and unions and key actors. All of these discussions relate to individual socialization and organizational culture as they pertain to change in the Lansing Police Department. 158 Psychological C ontract As described in the literature review, an employee’s psychological contract specifies what an employee expects to contribute to, and receive from, their employer. While monetary considerations are important, many non-monetary elements are also crucial. These elements might include an employee’s need for recognition, security, respect, and involvement. The officers in the present study were never directly asked to identify the elements of their psychological contract with the Department; however, based upon existing literature it is possible to impute common elements onto these employees. Such an exercise suggests that numerous violations of the psychological contract may be identified in the course of this case study. The structural processes of the reorganization resulted in numerous violations of the psychological contracts existing between LPD and its line employees. Many employees felt that the Department never clarified what it expected to achieve through the reorganization and how officers were supposed to do their job under the team-based system. To the oflicers, this lack of clarity (discussed more firlly later) could be viewed as a lack of respect by the organization. The Department was not respecting their employees’ need to understand the expectations being placed upon them. Officers felt that the Department’ 3 administration was out of touch with the pressures and challenges confi'onting patrol officers. They believed administrators did not understand what tools, resources, and training the officers needed in order to do their job. Employees felt that their voices were not being heard. Although the Department made pretenses of involving employees in the change process, most officers felt that their needs and opinions were being overlooked. Officers were not recognized for contributing 159 to the team-based system. There was no incentive to do any extra work to firrther the success of problem solving or team-based community policing in the organization. Overall employee morale appeared to be very low. Although every organization has problems, longtime employees felt that morale had rarely been as low as it was during the time of the evaluation study. Officers also felt that they were not being supported in the aftermath of critical incidents. There had been several sensitive situations resulting in public/media scrutiny of the officers and the Department. Some felt that during these trying periods they had not received enough support from top Department leaders and the Mayor. At the onset of the reorganization, many oflicers were led to believe that they would have the time to do problem solving under the team-based system. Some employees felt that the Department had implicitly promised to provide them with the resources they would need to make a positive difference in their team area. These implicit promises had failed to materialize. As a result, officers were disillusioned with the team-based system. The organization had implied that the changes would make the Department a better place to work, but the reality (at least in the early years) was far more harsh. Some questioned whether the Department was also misleading the public about their efforts and outcomes within the community. They believed that the Department and city were selling the public a lot of gloss about enhanced community service and improved public safety, while there was little truth or substance behind such images. Employees were also disappointed with community policing as a whole. They saw that the Department’s had been attempting community policing for more than five years, while the rest of the city government had remained indifferent. The police had become the defacto caretakers of all of Lansing’s ills, while support from the rest of the city was never 160 forthcoming. The fact that other branches of city government had not “jumped on the bandwagon” left officers feeling very alone. While they indicated support for the overall idea of community policing, they were disappointed that other service providers had not taken a more active role in improving the quality of life in Lansing. Officers also questioned whether the police (armed with “band aid” solutions) could address massive social ills (which required surgery). While the Department could create an image of getting to the root of crime problems, some believed the best they could do was displace crime problems. Cumulatively, these violations of the psychological contract had left employees feeling cynical about community policing and their job. They questioned whether any police efforts could do anything more than displace crime. In looking at LPD’s organizational efforts over time, many veteran officers felt that structure followed money; the Department would claim to support the philosophy or program currently being funded by the federal government. When money for one initiative dried up, the Department’s philosophy would change to support the next “cash cow” philosophy. In keeping with their belief that they did not have a voice in how the Department was run, many officers questioned whether anything would come of the research and reports prepared by the SCJ research team. Within the Department, they saw a historical pattern of ignoring feedback from officers. Given this pattern, many questioned if the Department would do anything to respond to the issues and concerns raised in the evaluation project. Unfortunately, to some extent, their concerns that the feedback would be ignored were well founded (although this was more a matter of a transition in LPD leadership, rather than a product of systematically ignoring line employees). 161 Distrust of Management The literature review described the common distrust of management exhibited by line level employees in many organizations. There seemed to be no shortage of such distrust in the instant study. It was very common for oflicers to indicate that t0p leaders were out of touch with line employees. These patrol oflicers felt that top leaders did not understand the general challenges and concerns which confronted them as police officers. In the context of the team-based system, they believed that administrators did not appreciate how difficult it was for officers to create time for problem solving efforts. They also felt top management did not understand the training, resources, and support that would be required for the team- based system to be successfirl and effective. This perceived divide between management and line employees was enhanced by the decentralization process. Historically, LPD had experienced the typical tensions between “street cops” and “management cops” which are observable in many police organizations. For officers working in the South Precinct, this sense of isolation from management was only enhanced by their newfound physical separation“. While officers felt distant from top leaders under the old system, they at least had some casual interactions with one another (the offices of top leaders were on the same floor as the “briefing” room where officers began their shifts). With the move to the South Precinct, even these informal contacts were lost for half of the employees. For officers in the South Precinct, the divide with top management became even more pronounced; the only “contact” they had was through one-sided orders and paper memos which would periodically “trickle down” from headquarters. Top leaders ‘ Patrol and investigation operations for the South Precinct were moved out of police headquarters in early 1996. 'North Precinct operations remained housed in police headquarters until the fall of 1999. 162 rarely appeared in the South Precinct, making officers feel even more removed and neglected, and reinforcing the notion that management could not be trusted. Recent hiring, assignment, and promotion patterns also gave officers another reason to distrust the actions and decisions of management. Officers questioned whether merit mattered anymore within the organization. There was a perception that the Department was so concerned with increasing diversity, that more qualified candidates were being overlooked. Some felt that top administrators favored their “golden people” over the person best suited for a position. It should be noted that although some oflicers felt the best candidates were not always selected for promotion, officers rarely expressed dissatisfaction with their supervisors. Two final examples reflect the degree to which some officers distrusted the actions and intents of management. During the initial observational interviews conducted by the author, officers frequently questioned if the author was a “spy sent by the Chief.” Although these comments were invariably made in a joking tone, there also seemed to be a legitimate underlying concern. Officers feared being singled out as someone who was not a “team player” in the team-based system. This was reinforced during the administration of the patrol officer survey. Several respondents did not provide answers to demographic questions, noting on the survey that they wondered if management was seeking to link officers with responses (again, presumably to identify officers who were not team players for punishment of “re-indoctrination”). This fear of “Big Brother” (top management) seemed very real for those it affected. 163 Perception of Change as a Threat Officers reflected traditional sentiments and perceptions that change was threatening, although their comments were not so overt. Clearly, the intended structure of LPD under the team-based system was a significant departure from the Department’s conventional way of operating. Historically, LPD had been a traditional police organization, with quantitative evaluation measures, separation from the community, and a merit-based system for making promotion and special-assignment decisions. The team-based system, if fully adopted, would have challenged and disrupted this status quo. Employees no longer knew what mattered within the organization. Traditionally, employees were evaluated using quantitative assessments; under the team-based system it was unclear how employee conduct would be measured. Employees who were trying to be a “good officer” were fi'ustrated when they saw people being promoted (presumably) because of demographic traits rather than merit. Employees who exhibited the traits which traditionally were valued in making decisions about promotions and specialized assignments were fearfirl when such decisions were apparently made based upon other considerations. Oflicers were left wondering what mattered to top leaders and whether or not members of non-protected groups (white males) could compete in the promotional process. Officers indicated a belief that the general trends in the Department in recent years had adversely affected the quality of the organization. Officers felt that the increased desire to work closely with the community had forced the Department to become too political. They felt that the City (in particular, the Mayor) were too concerned with micro-managing the Department and second-guessing the actions of officers. Some stated that certain community policing specialists were working in neighborhoods that did not need a dedicated 164 officer, while more deserving neighborhoods were not receiving CPO’s. When the Department tried to reassign CPO’s out of certain neighborhoods, the residents would complain so much that the Department often simply left an officer in their area. The proverbial squeaky wheel (the vocal and politically active neighborhood) got the grease (a CPO), while other areas were left unserved, regardless of relative need. Although there was no indication of intentional sabotage aimed at the team-based system (as was observed with “team policing” in the 1970's), sergeants seemed to dislike how the reorganization had modified the command structure. The rank of lieutenant had traditionally been a position sought by many officers in the Department. In the Patrol Division, a lieutenant helped run a shift and had a great deal of freedom and autonomy (in other words, the proper balance of firn and work). The team-based system drastically modified the roles and responsibilities of this position. Lieutenants held a great deal of administrative responsibilities and enjoyed fewer “perks” than they had in the past. When a promotional opportunity arose during the course of the SCJ evaluation project, every lieutenant applied for a promotion to the rank of captain, while less than one- quarter of the sergeants applied for a promotion to the rank of lieutenant. To many officers, this signified that the rank of lieutenant was no longer desirable. The restructuring and reallocation of responsibilities had diminished the luster of being a lieutenant within the organizations. Again, although there was no indication of intentional sabotage on the part of the supervisors, it was clear many sergeants and lieutenants were upset that this position had lost so much of its original appeal. In response to these perceptions of the change process, and community policing in general, a few supervisors reported developing innovative ways of mollifying employee 165 resistance. One lieutenant believed that his officers had come to distrust anything labeled as community policing. In order to get his officers to engage in problem solving, he believed that alternative labels had to be applied to such activities. In developing a new program for dealing with residences which were chronic problems in their precinct, a very traditional label was developed for the program (C.O.P.P.E.R.). This lieutenant also worked very hard to portray the program as “firn” out of fear that it would be rejected by officers if it was in any way associated with community policing or problem solving. Community Policing versus Traditional Policing Respondents rated their level of agreement with a series of statements which addressed a variety of general topics related to police work. The distribution of these responses suggests that the organizational culture found in LPD had traditional elements, but also reflected attitudes which might support a community policing philosophy (see Table 7). Although officers indicated support for enforcing the law and active patrol tactics, these elements are not necessarily incompatible with a community policing philosophy. Furthermore, ofiicers showed high levels of support for assisting citizens and finding out what neighborhood problems concern community residents. Officers also indicated modest levels of distrust for citizens and low (but perhaps not low enough) support for overlooking the law in the pursuit of just ends. Reflections of the organizational culture can be seen in the goals respondents identified as important for patrol officers and precinct managers. Respondents were provided with a list of seven goals which sometimes are considered to be important for police officers and organizations to accomplish. The respondents were first asked to choose the two goals 166 which they believed were most important for patrol officers. From the remaining five goals, the respondents then chose the two which they believed were the least important for patrol officers. Table 7. Level of agreement with statements about police work. 1 Agree Agree Disagree Disagre Strongly Somewhat Somewhat e Strongly Enforcing the law if by far a patrol 42.0% 42.0% 15.1% 0.8% oflicer’s most important responsibility (n=119) Police officers have reason to be 7.6% 28.8% 54.2% 9.3% distrustfirl of most citizens (n=118) A good patrol officers is one who 29.4% 57.1% 12.6% 0.8% patrols aggressively by stopping cars, checking out people, running license checks, etc. (n=119) Assisting citizens is just as important 59.3% 37.3% 3.4% 0.0% as enforcing the law (n=118) A good patrol officer will try to find 54.6% 41.2% 4.2% 0.0% out what residents think the neighborhood problems are (n=119) In order to do their jobs, patrol 5.1% 10.2% 40.7% 44.1% officers must sometimes overlook search and seizure laws and other legal guidelines (n=118) 1’ Figures in parentheses indicate the number of valid responses for each item. The table reflects row percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. The most important goal identified by most officers was handling calls for service in their assigned area. An overwhelming 7 1.8 percent of the respondents indicated that this was one of the two most important goals for patrol officers. Tying for a distant second in 167 important were the goals of making arrests and issuing citations, and seizing drugs, guns, and other contraband. Each of these goals were identified as one of the two most important for patrol officers by 32.5 percent of the respondents. Respondents tended to identify three goals as two of the least important for patrol officers. Almost two-thirds (60.7%) identified reducing the public’s fear of crime as one of the two least important goals. Similar rankings were given to involving the public in improving neighborhoods (identified by 46.2% of the respondents as one of the two least important goals) and reducing the level of public disorder (identified by 29.9% of the respondents as one of the two least important goals). Officers were also asked to consider these seven goals and how important they were to their precinct’s managers. Once again, respondents identified the two most important and least important goals for patrol officers, this time from the perspective of their precinct’s management. While the magnitude of individual items was slightly variable, officers in both precincts tended to identify the same items as most/least important (see Table 8). Respondents felt that managers in both precincts believed that important goals included getting the public involved in improving neighborhoods, reducing the fear of crime, and having officers handling calls in their beat. Less important goals included making arrests and issuing citations, and seizing guns, drugs, and contraband. Clearly these rankings indicate a disparity between the goals which were important to patrol officers and the goals patrol officers thought were important to their precinct’s managers. Officers identified with goals more traditionally associated with police work, such as making arrests, issuing citations, seizing contraband, and handling the calls in their beat. Oflicers believed their managers wanted them to identify with goals which were more consistent with a community policing phiIOSOphy, such as reducing fear of crime and 168 involving the public in improving neighborhood conditions. The survey data does not indicate which of the listed goals, if any, officers actually pursued in performing their duties throughout the City of Lansing. Table 8. Perception of importance of goals for patrol officers in the opinion of precinct management by precinct. North Precinct South Precinct Most Least Most Least Handling the calls for their assigned area 36.2% 24.1% 32.7% 14.3% Making arrests and issuing citations 13.8% 46.6% 16.3% 42.9% Reducing the number of repeat calls to the 20.7% 8.6% 12.2% 16.3% same address Seizing drugs, guns, and other contraband 12.1% 25.9% 2.0% 30.6% Reducing the level of public disorders 5.2% 27.6% 10.2% 28.6% Getting the public involved in improving 51.7% 12.1% 71.4% 6.1% the neighborhood Reducing the public’s fear of crime 60.3% 19.0% 46.9% 28.6% Employee Attitudes Toward Community Policing One of the greatest barriers which may have prevented the successful development and implementation of generalized community policing in the Lansing Police Department was the attitudes held by its employees. Officers expressed all of the stereotypical beliefs and perceptions about community policing: it was a waste of personnel, police officers are not social workers, the police should not be doing the job of other governmental agencies, community policing is not “real” police work. While some officers saw the value and 169 potential of community policing, the Department was never fully able to win over the “hearts and minds” of its employees. Even those who were not opposed to community policing as an idea questioned whether LPD’s approach was truly effective or merely “lip service.” Officer survey respondents were invited to write any comments or concerns they had at the end of the instrument. Several officers took this opportunity to voice concerns about these points. On the subject of community policing in general, respondents wrote (unedited comments): “Community policing is a good idea, but most of the function is the ‘feel good’ not to effectively use your manpower.” “Community Policing in this City is a joke. Has never been done right. Taking kids to pro sporting events is not the answer.” “These problems are usually not police related and should be handled by other departments in the city.” Comments of this nature were common throughout the course of the evaluation project. Many officers believed that community policing was not an effective way for the police to allocate their resources. They believed that at best community policing displaced crime, rather than really addressing root causes. On the subject of community policing as implemented in LPD, different respondents commented that (unedited comments): “The Department has pushed upon the public the perception of being safe, instead of making the public really safe.” “I sometimes think that the Administration thinks that public perception of the department, and the politicians, and our effect on crime, is more important than the reality.” (emphasis in the original) Even officers who supported the notion of community policing were critical of the way it was being generalized in LPD. They felt that the main objective of the team-based system was 170 to create an image of a safe community, even though this may not have been a reality in Lansing. The city/Department were viewed as selling the public on the idea of proactive, problem solving police officers; however, the city/Department was not willing to “put its money where its mouth is” by providing the resources to make this idea a reality. A further problem omcers confronted was thinking both “vertically” and “horizontally” about crime and safety issues. Traditionally, police officers were used to confronting “horizontal” issues— problems they routinely encounter on their shift. To be successfirl, the team-based approach required them to think “vertically”-— to think about crime and safety problems that confronted their area around the clock. At best, this vertical approach required officers to rethink how they performed their duties and what ends they ought to pursue. Some officers challenged the idea that they could think vertically, insisting that many crime and safety issues tended to be shift-specific, making a team response impossible. In other words, the problems confronting a day shift officer (truancy and speeding) differed from the problems confronting a night shift officer (drug dealing and domestic violence). This incongruence made it difficult for these oflicers to work cooperatively to resolve problems. Sergeants were especially critical of the team-based system; their criticism was especially salient because many of them were, in fact, among the original CPO’s in Lansing. They understood how community policing worked, how to solve community problems, and what community policing could achieve. At the same time, they saw inherent limitations in LPD’s approach to organizing generalized community policing. These sergeants also questioned why other government and social service agencies were not more active in providing community services. One sergeant pointedly asked “why must we do everything 171 for everyone?” Sergeants were also acutely aware of the complex nature of crime and the displacement problem. They tended to believe that the problems they were confronting could not be easily resolved with the resources at their disposal. The deep-rooted social ills could not be addressed through a few hours of intervention by the police. As a result, all the teams could really do was displace problems and this “get ‘em out” tactic became their key goal, even when it created a new problem for another team of officers. As one sergeant remarked during a focus group session: “we’re shitting on one another— we aren’t making Lansing any better.” Sergeants expressed that displacement was perhaps the only achievable goal they could pursue. Officers clearly had deeply ingrained attitudes toward community policing in general and the team-based system in particular. These attitudes seemed to go a long way in determining an officer’s view of community policing and the firture directions the Department ought to be taking. Despite the fact that these attitudes were readily apparent, they were overlooked in the process of implementing the team-based system. Although only speculation, it is possible that if the Department had confi'onted these attitudes more directly and worked to educate offrcers more about community policing, some of the resistance resulting from this barrier may have been mollified. The officer survey asked respondents a variety of questions pertaining to their attitudes toward community policing as a general philosophy. These questions were in addition to the items discussed below, which were measures of opinions specific to community policing as it was instituted in the Lansing Police Department. It was unclear to what degree these opinions were distinct from one another (if at all). Conceptually, it is 172 possible that an officer’s views of community policing could be distinct from their views of community policing as operationalized in LPD. An officer could support the basic philosophy of community policing, while disliking the way in which LPD attempted to generalize it in the Department. Interesting disparities were found in the perceived workload of CPO’s based upon whether the respondent had ever held a CPO assignment. Officers who had experience as a CPO (either currently or formerly) tended to view the CPO workload as higher than other officers. More than one-third (35.0%) of the CPO’s (current and former) felt that their workload was greater than it should be; only 11.9 percent of non-CPO’s held such perceptions. In contrast, half (52.7%) of the non-CPO’s felt that the workload of Community Policing Officers was lower than it should be; only one-quarter of the CPO’s shared this perception. Respondents were asked how they would feel if they received a CPO assignment at some point in the following year. One-quarter of both the CPO’s and non-CPO’s expressed neutral feelings about such a prospect (23.8% and 22.4%, respectively). Most (57.1%) respondents who were/had been a CPO indicated that they would feel positive about receiving a similar assignment (versus 5.1% of non-CPO’s). In contrast, a majority (72.4%) of non-CPO’s indicated that they would feel negative about receiving a CPO assignment (versus 19.0% of CPO’s). Respondents were given a list of possible advantages and disadvantages of being a CPO in order to provide insights into specifically why they developed certain feelings about these assignments. The lists were developed using prior research into perceptions of community policing and based upon findings from the interviews and focus group 173 discussions. For each list, respondents were asked to indicate which items they believed applied to having a CPO assignment. Tables 9 and 10 display the perceived advantages and disadvantages of working as a CPO, separated based upon the respondent’s experience as a community policing officer. The tables present the percentage of respondents in each category (CPO or non-CPO) who indicated that a specific item was an advantage or disadvantage of receiving a CPO assignment. Table 9 indicates that non-CPO’s believed some advantages of a CPO assignment included having a good work schedule, independence on the job, and leeway to try new things. CPO’s also cited independence and leeway as advantages of a CPO assignment, along with having time to work on long-term projects and the opportunity to work closely with the public. The greatest disadvantages patrol officers cited included spending too much time on work that isn’t police work, low job status, having to pay too much attention to keeping the public happy, and inadequate training to fulfill job expectations. CPO’s indicated that they felt low job status, insuflicient department directions about expectations, and inadequate training were all disadvantages of their assignment. Significant differences were found between the categories on six of the nine items presented in Table 9. Officers who were or had been a community policing officer tended to perceive these items as greater advantages of holding a CPO assignment. Respondents with CPO experience were more likely to believe that advantages included: independence, time to work on long-term projects, the opportunity to work closely with the public, leeway to try new things, and getting positive feedback from the public. Those with CPO experience were also far more likely to perceive that the diversity of tasks and skills required by community policing were an advantage of being a CPO. 174 Table 9. Perceived advantages of a CPO assignment by experience. 1 Advantages of working as a CPO: Non- CPO’s CPO’s (n=21) (n=99) Independence to do the job as you see fit * 63.6% 81.0% Good work schedule 74.7% 57.1% Enough time to work on long-term projects ** 39.4% 66.7% Opportunity to work closely with the public ** 41.4% 66.7% Leeway to try new things to get the job done ** 46.5% 71.4% Getting positive feedback from the public ** 27.3% 52.4% High status of the job among other police 3.0% 0.0% Diversity in the kinds of tasks and skills required *** 22.2% 61.9% Opportunities for promotion and career advancement 35.4% 19.0% l The value in each cell represents the percent of the category of respondents (CPO’s or non—CPO’s) who indicated that the respective item was an advantage of being a CPO. Differences between the categories were significant at *p<.10, ** p<.05, and *** p<.01 using Independent Samples Test. Table 10 presents the percentage of respondents who perceived of select items as disadvantages of being a CPO (presented by experience). Respondents with CPO experience viewed many of the disadvantages of a CPO assignment as more profound than their non- CPO counterparts. While both groups perceived that unclear expectations and inadequate training were disadvantages, a significantly larger proportion of CPO’s expressed this belief. In addition, significantly fewer CPO’s felt that working closely with the public and trying to keep the public happy were disadvantages of a CPO assignment. As Tables 9 and 10 indicate, there was little agreement between CPO’s and non- CPO’s, perhaps reflecting the tension between perceptions and reality. The responses of non-CPO’s paints an image of community policing far different from the image portrayed 175 Table 10. Perceived disadvantages of a CPO assignment by experience. 1 Disadvantages of working as a CPO: Non— CPO’s CPO’s (n=21) (n=99) Insufficient department direction about expectations *** 41.4% 76.2% Poor work schedule * 7.1% 28.6% Not enough time to get the work done 81% 19.0% Having to work closely with members of the public * 24.2% 9.5% Inadequate training to do the job expected * 41 .4% 61.9% Not enough leeway to get the job done 8.1% 19.0% Having to pay too much attention to keeping public happy *** 70.7% 33.3% Low status of the job among other police 75.8% 81.0% Spending too much time on work that isn’t police work 74.7% 57.1% Poor prospects for promotion or career advancement 4.0% 9.5% 1 The value in each cell represents the percent of the category of respondents (CPO’s or non-CPO’s) who indicated that the respective item was a disadvantage of being a CPO. Differences between the categories were significant at *p<.10 and *** p<.01 using Independent Samples Test. by CPO’s. Non-CPO’s felt that such an assignment provided a good work schedule and independence, but also involved having to keep the public happy and spending too much time on tasks other than police work. CPO’s liked working with the public, addressing long term problems, and the independence and leeway of being a CPO, but disliked their low status (among peers), lack of training, and insufficient direction. Non-CPO’s reflected beliefs which are consistent with many of the stereotypes police officers tend to hold about community policing. The beliefs and attitudes reported by the CPO’s reflected common themes found in prior studies assessing how community policing officers feel about their job (both the advantages and frustrations it entails). I76 The respondents assessed various dimensions of the efficacy of community policing and citizen involvement in the problem solving process. As exhibited earlier, respondents with experience as a CPO tended to be more confident in the outcomes of the process. As Table 11 indicates, although both CPO’s and non-CPO’s indicated that community policing made important contributions, those with experience did so to a significantly greater magnitude. It is interesting to note that those with CPO experience were also significantly more critical of the willingness of citizens to involve themselves in improving their neighborhoods. Because CPO’s are more intimately involved in problem solving and attempts to improve the quality of life on the neighborhood level, they may have also experienced more frustrations in attempting to work in collaboration with citizens. A significant question which emerged during the initial stages of the research project was whether members of neighborhood associations accurately reflected the concerns of the area they represented. Some officers were concerned that associations were dominated by only the most active and vocal residents of the community; some likened associations to a “click” where only the privileged few were allowed any power. In part, this perception may have emerged because there was not an established criterion for defining associations. A group of fiiends living in close proximity could create their own association and define its geographic parameters. The Department (and the City) attempted to work with these self- identified groups without ever questioning if they actually represented the concerns of their area. Despite these early concern, both CPO’s and non-CPO’s felt that associations accurately represented the views of most of their neighborhood in terms of the priorities that the police should set in that area (see Table 1 1). CPO’ 8 indicated a higher level of agreement 177 on this item (71.4%) than did non-CPO’s (55.4%), although the difference did not achieve statistical significance. This higher rating by CPO’s may indicate that this concern is generally unsubstantiated in most associations. CPO’s would have a more intimate knowledge of both neighborhood associations and neighborhood residents (including those not active in the association). This knowledge could help them determine if association goals were accurate reflections of the goals held by the neighborhood at large. Table 11. Percentage of respondents agreeing with statements about community policing by experience. 1 CPO’s Non- CPO’s CPO’s make an important contribution toward reducing crime and 85.7% 52.0% disorder in the neighborhoods where they are assigned *** (n=21) (n=98) CPO’s make an important contribution toward improving attitudes 90. 5% 71.4% of neighborhood residents toward the police department *** (n=21) (n=98) The neighborhoods that complain the loudest are the ones most 52.4% 74.5% likely to receive a CPO *** (n=21) (n=98) There are not enough citizens in my district who are willing to 85.7% 60.2% exercise the necessary initiative to make their neighborhood a nicer (n=21) (n=98) place to live ** Citizens in my district do not call upon the police nearly as much 52.4% 23.7% as they should to solve neighborhood problems *** (n=21) (n=97) Neighborhood associations accurately reflect the views of the 71.4% 55.4% majority of citizens in my district have about police priorities (n=21) (n=92) Doing community policing means officers will be unable to do 10.0% 66.3% more important tasks *** (n=20) (n=92) T The value in each cell represents the percent of the category of respondents (CPO’s or non-CPO’s) who indicated that they “agree strongly” or “agree somewhat” with the respective item. Differences between the categories were significant at **p<.05 and *** p<.01 using Independent Samples Test. 178 The final item in Table 11 indicates a substantial (and significant) disparity in how CPO’s and non-CPO’s prioritize their tasks and responsibilities. Despite the fact that they believe community policing may make positive contributions in the community, non-CPO’s indicate that there are more important things which officers could be doing. Respondents with CPO experience expressed a very different View on this item. Only a small minority (10%) of current and former CPO’s believed that “doing” community policing meant that an officer could not do more important tasks. A final item of importance in this section summed up the respondents’ overall attitudes toward community policing and how it ought to be carried out in LPD. Officers were asked what would be the best way to organize community policing in the Lansing Police Department in the firture. Table 12 presents the distribution of their responses by CPO experience. While approximately equal proportions of both groups agreed that community policing should be the responsibility of specialists or general patrol officers, strong disagreement emerged in the last two categories. The majority of CPO’s (52.6%) believed community policing was being properly organized, with responsibilities being shared by specialists and general patrol officers. Only 5.3 percent of the CPO’s felt that in the firture LPD should not do community policing. Alternatively, over one-third of the non- CPO’s felt that LPD should not do community policing at all. Only 14.6 percent of the non- CPO’s felt that the existing system was the most appropriate way to organize community policing in the Department. 179 Table 12. The best way for LPD to organize community policing by experience. 1 “What would be the best way for the Lansing Police CPO’s Non- Department to organize community policing?” (n=l9) CPO’s (n=96) Make it the responsibility of specialists 21.1% 28.1% Make it the responsibility of all patrol officers 21.1% 21.9% Make it the responsibility of both specialists and patrol officers 52.6% 14.6% Do not do community policing at all 5.3% 35.4% 1 Numbers in parentheses indicate the number of valid responses for each item. The table reflects column percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. Organizational Culture and Climate A substantial portion of the survey was devoted to asking respondents about their perceptions and beliefs relating to supervision and leadership within the Lansing Police Department. These items provide insight into the relationship between front line officers and immediate supervisors, as well as the relationship between front line officers and upper management. For the purpose of analysis, these questions can be divided into three categories’: items about the respondent’s relationship with their shift supervisor, items about the respondent’s relationship with their team supervisor, and items about the respondent’s perceptions of upper management. Each category will be considered in turn. The first group of questions probed the respondents’ assessment of the supervisor 5 The author ran extensive bivariate tests to determine if perceptions of elements of the organizational culture differed based upon officer characteristics. Although significant disparities were found on some specific items, consistent patterns were not evident. Findings of these bivariate tests are not included in this manuscript in the interest of space. The relationship between officer demographics and their overall perception of organizational culture are considered more firlly in the hypotheses section of this chapter. 180 with whom they had the most contact. For patrol officers, this was the shift sergeant with whom they interacted most fiequently. For sergeants and lieutenants, this was the immediate supervisor with whom they interacted most frequently. Respondents were asked to rate their supervisor on a number of criteria relevant to the typical relationship between a patrol officer and his/her shift sergeant. Several items also reflect issues salient under the Department’s reorganized structure. For comparison purposes, Table 13 presents these responses based upon the rank of the respondent. Some of the differences between the ranks may be explained by the nature of what various police supervisors do and how different members of police organizations relate to one another. The relationship between patrol officers and sergeants may be more formal and distant than the relationship between various supervisors. Table 13 does reveal some surprising differences between the rankings patrol officers and patrol supervisors gave their supervisors. Patrol officers gave their shift sergeants higher marks for working with the public and coordinating team-based initiatives. Supervisors, however, gave their own supervisors better ratings for providing feedback on performance. The second labor-management area examined in the survey dealt with the relationship between officers and the sergeants who supervised their team. The respondents were asked to assess their team sergeant”. These assessments were made based upon six criteria. Respondents were asked to indicate their level of agreement to statements about their team sergeant using a four-point scale. Table 14 presents the responses to these items. 6 A set of eight questions asked patrol officers to evaluate their team sergeant. Because sergeants and lieutenants do not have an analogous supervisor, they were asked to assess the immediate supervisor with whom they had the most contact. Because these latter ratings do not pertain to this section, only the responses of patrol officers are included in Table 14. 181 Table 13. Rating of supervisor by respondent rank. 1 “How good a job is your supervisor doing on each of Non- Supervisors the following criteria?” Supervisors Being present at the scene when a subordinate is involved 87.8% 60.0% in a potentially dangerous or difficult situation *** (n=90) (n=20) Reviewing subordinates’ written reports *** 90.0% 40.0% (n=90) (n=20) Dealing directly with citizens who are complaining about 80.0% 59.1% problems in their neighborhood (n=90) (n=20) Dealing with personnel matters (paperwork, discipline, 82.0% 81.8% counseling) (n=89) (n=22) Attending meetings with the public and giving talks to the 64.4% 68.2% public (n=87) (n=22) Coordinating & scheduling the work of team members 72.4% 42.9% *** (n=87) (n=21) Getting other public and private organizations to cooperate 54.0% 54. 5% with the police to solve community problems (n=87) (n=22) Identifying projects for subordinates and monitoring their 62.5% 54.5% progress with those projects (n=88) (n=22) Evaluating the performance of individual officers and 53.4% 68.2% giving them feedback (n=88) (n=22) l The value in each cell represents the percent of the category of respondents (supervisors or non-supervisors) who indicated that their supervisor was “good” or “very good” at the respective item. Differences between the categories were significant at *** p<.01 using Independent Samples Test. As a whole, these results indicate that most respondents thought favorably of their team sergeant. On the team level, officers felt that they knew what was expected by their sergeants. Most also reported that the management approach taken by this supervisor was not critical or discouraging. Team sergeants also received favorable ratings for their level of experience and professionalism. 182 Respondents’ assessments of their team sergeants. Table 14. T Agree Agree Disagree Strongly Strongly Somewhat Somewhat Disagree The decisions or judgements I make 69.3% 26.1% 3.4% 1.1% are seldom criticized or modified by my supervisor (n=88). My supervisor lets officers know 46.6% 40.9% 11.4% 1.1% what is expected of them (n=88). My supervisor’s approach tends to 2.2% 7.9% 36.0% 53.9% discourage me from giving extra effort (n=89). My supervisor has a lot of 56.8% 33.0% 9.1% 1.1% professional experience to help officers do their jobs (n=88). My supervisor looks out for the 60.7% 31.5% 6.7% 1.1% personal welfare of his/her subordinates (n=89). I have complete faith in my 56.3% 31.0% 10.3% 2.3% supervisor (n=87). 1 Figures in parentheses indicate the number of valid responses for each item; table only presents responses of non-supervisors. The table reflects row percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. Two other survey items related to the evaluations patrol officers gave to their team sergeants. An overwhelming majority (88.1%) stated that when they tried a new approach to doing their job which results in failure, their team sergeant treats this as an honest effort and does not discipline them. Respondents were also asked the following question: “When your team has a problem that higher-ups could straighten out, how often is your supervisor able to get those higher-ups to actually do something about the problem?” Responses indicated that this was the case “much of the time” (40.5%) or “some of the time” (42.9%), but that it “never” happened with some frequency (16.7%). 183 In considering the efficiency and efficacy of team sergeants, it is also important to examine issues more closely related to the day-to-day management of a team. One issue frequently raised during interviews and the focus groups was the challenge team sergeants faced in coordinating, scheduling, and communicating with a team of officers working in a variety of duty assignments around the clock. In considering their own team, two-thirds (67.8%) of non-supervisors agreed with the statement that activities and projects were well coordinated across shifts; over half (54.6%) of supervisors gave a similar rating to the team they supervised. Alternatively, when asked how often their team sergeant provided adequate guidance in problem-solving projects, most non-supervisors indicated that this was usually (32.9%) or always (38.8%) the case. Respondents were asked if they felt that, in general, sergeants were unable to effectively supervise officers on another shift. Most non-supervisors (58.9%) and a majority of supervisors (77.3%) agreed with this statement. These findings present an interesting contradiction. On the one hand, oflicers indicated that there was adequate guidance and coordination in their team. Alternatively, they felt that sergeants were not able to effectively supervise across shifts. To assess the level of communication between team sergeants and team members, respondents were asked how often their team sergeant communicated with them about team projects. Almost half (44.7%) of the non-supervisors reported such communication occurred on at least a weekly basis; an additional 41.2 percent reported it occurred at least one or two times a month. Although it is difficult to determine if such levels are adequate, these findings do suggest that a moderate amount of communication is taking place between team officers and sergeants. 184 The final organizational climate area addressed in the officer survey were items which reflected how officers viewed upper management in the Lansing Police Department. The percentage of respondents agreeing with statements relating to upper management are presented by rank in Table 15. As would be expected, while the general direction of the responses are similar, differences in magnitude were found based upon rank. In general, responses suggest that rank-and-file officers felt detached fi'om top management and upper- level decision making in LPD. Respondents also reported that expected outcomes of the reorganization were unrealistically high and that priorities under the new structure had not been made sufficiently clear. Table 15. Perceptions of departmental leaders by respondent rank. l Non- Supervisors Supervisors Top department management has a good understanding of 27.5% 22.7% what the work of the rank-and-file police oflicer is like (n=91) (n=22) Rank-and-file officers do not have enough opportunity to 86.5% 68.2% participate in developing policies and planning strategies (n=89) (n=22) ** Rank and file oflicers are kept well-informed of 18.9% 36.4% management’s policies and plans (n=90) (n=22) Top department leadership has unrealistically high 89.0% 77.3% expectations about how much the current organizational (n=91) (n=22) strategies will reduce crime and disorder in the neighborhoods Top leaders have made the department’s priorities clear 41.1% 50.0% (n=90) (n=22) 1 The value in each cell represents the percent of the category of respondents (supervisors or non-supervisors) who indicated that they “agree strongly” or “agree somewhat” with the respective item. Differences between the categories were significant at ** p<.05 using Independent Samples Test. 185 Communication and Relationships with Supervisors The interviews and observations indicated communication and changing relationships with supervisors were a significant problem in the aftermath of the reorganization. The transition to two precincts created tremendous communication problems for the Department. Because officers were not routinely interacting with their peers in the opposite precinct (in the locker room and at pre-shift briefings) there was a sense of separation. As one oflicer noted on the officer survey: “Communication between officers of the north and south precinct is practically non-existent.” Some oflicers “affectionately” referred to I-496 as the “Great Wall of Lansing” because it effectively eliminated communication between the precincts. It was common for officers to remark that they learned about major crimes in the opposite precinct through the local news media. Employees were also ill-prepared to deal with the dual supervision structure used in the team-based system. This structure created “ghost supervisors” for many officers. Unless an officer happened to work the same shift as their team sergeant, the two would rarely have face-to-face contact with one another. Instead, sergeants had to supervise their employees using voice-mail. For officers, this meant that on a daily basis their team supervisor was less a person and more a disembodied voice giving them orders from the beyond. Sergeants were equally frustrated by their inability to have regular interactions with their team members. The loss of the “human” element of supervision presented a situation to which many officers were not accustom. This was compounded by the confusion associated with the dual supervision system. An officer’s team sergeant was not someone with whom they had routine contact. As a result, officers seemed to work harder to satisfy the sergeant(s) who supervised their shift. As a team sergeant, this limited what a supervisor could accomplish 186 within their own team. As a shift sergeant, this benefitted supervisors because the officers whom they supervised on a daily basis were more eager to please them. The result was a situation which encouraged officers to be more focused on pleasing their shift supervisors (the traditional orientation for an officer). Supervisors as Change Agents Despite the general perception that the team-based system did not work, the story of Lansing’s reorganization efforts does contain some successes. There were teams which appeared to firnction very well and seemed to be improving the quality of life for the residents of the area they served. Anecdotally, the original SCJ research team observed that the degree to which a team exhibited behavior consistent with the team-based system seemed to be dependent upon the attitude and actions of its sergeant. This matter was a general observation, not a definite rule. Some teams exhibited problem solving productivity despite the apparent apathy or indifference of their sergeant. Additionally, even productive teams tended to have members who were not “team players” and who did little to contribute to the team’s accomplishments. It must also be conceded that although these teams produced outputs which were consistent with the team-based approach, the attitudes of individual members were not necessarily pro-community policing. The observation that team sergeants played a key role in setting the tone for their team of oflicers has crucial implications. It appeared that team sergeants had the ability to pacify some of the resistance exhibited by their team officers. In the case of Lansing, this pacification did not appear to have involved threats of undesirable consequences for road officers who did not work with their team. Rather, these select sergeants set a tone of 187 acceptance within their team. They did not spend a great deal of time bemoaning the implementation problems or questioning the utility of a community policing philosophy. Instead, they simply tried to “make do” with the little direction they were given and the resources which were at hand. Unfortunately, top leaders overlooked the key position team sergeants (and, to a lesser extent, lieutenants) might have played in resocializing the road officers. These supervisors were in a unique position given the routine contact they had with the officers charged with carrying out generalized community policing. They had the capacity to “push” officers to work within the team-based system. In addition, they could have opened channels of communication between road oflicers and top leaders. Such communication could have given top leaders feedback on the resources, structural changes, and clarification which might have been needed for the reorganization to be a success. There was little evidence that LPD leaders attempted to capitalize on the potential benefits mid-level supervisors might have offered in the implementation process. If these supervisors had been “brought on board” to understand the logic behind the reorganization and the merits of taking a team-based approach to community policing, their support might have “trickled down” into the front line of the organization. Mid-level supervisors were in a unique position to help make the Department’s efforts more successfirl. While they did not appear to impede the change process in Lansing, the potential benefits of using sergeants and lieutenants as change agents was clearly overlooked. 188 The Union and Key Actors As the literature review suggested, organizations may sometimes mollify resistance to change through involving key actors and, where applicable, unions. In this case study, the Lansing Police Department did involve representatives from the patrol oflicers’ union (a local “lodge” of the Fraternal Order of the Police) throughout the planning phase. Union representatives sat on both the Planning Committee and the Reorganization Committee which provided the union with a voice in the change process through these mechanisms. The researchers, however, found no other evidence of substantial union involvement in either the formal implementation efforts or the informal resocialization process. Although the author can only speculate, it might have been possible for the LPD to use the union as a means to encourage road officers to embrace the change. Had the union been vocal in its support of the reorganization effort, more officers might have accepted the change as a good idea. The union’s neutrality did not prevent success in the implementation process. But by not coming out in support of the change (or even against the change) the union sent a silent message to its members. To some, the silence might have indicated that the union felt the change was not even worth commenting upon; the transition to team-based community policing was just a passing fad which would go away with time. The union’ 3 apparent indifference implied that the restructuring was not a serious and enduring issue in the Department. If the union felt that the reorganization would affect the long-term occupational environment for its members, it certainly would have been more visible in the aftermath of the reorganization. Its inactivity implied that it did not view the change as an enduring issue. Therefore, union members may have been more likely to not take the reorganization as a serious mandate for them to change how they performed their 189 duties. While union members had to do enough to avoid attracting attention, they did not have to take the change effort seriously. Officers could simply “ride out” the restructuring until the next “paradigm of the month” emerged to replace the team-based system. Top LPD managers also failed to capitalize on the potential benefits key actors might have offered in the implementation and resocialization process. Key actors are those employees who are informal leaders within an organization. Although they might not hold formal rank, their peers respect them and look to them for direction. In the context of the LPD experience, key actors might have helped to mollify some of the resistance to change and community policing in general. The Department could have taken the time and initiative to sit down with key employees and to explain why the team-based community policing system would allow the Department to better serve the community. The employees could have been given a chance to express concerns, provide ideas, and ask questions. Although not every actor might have been “brought on board” in accepting community policing and the restructuring, it is possible that many might have come to support management’s efforts. The support of such key employees could have translated into broader support within the organization. Other employees would see that these key actors endorsed the changes and believed that community policing was a better way to serve Lansing. Again, although not every officer would follow the lead of the key actors, it is possible that many might have done so, aiding the resocialization process. The idea of using key actors emerged during the field observations and interviews. One mid-career female officer reflected the common sentiment about this issue. She indicated that if the Department had taken the time to meet with key oflicers (she named 190 several specific officers) the reorganization might have been accepted by a larger segment of the Department. She felt that the majority of her peers looked up to a small number of officers on their shift. If the importance of the team-based structure and the utility of community policing was proven to the key actors, she believed most other officers would have come to embrace the changes. Because the key actors were not involved, restructuring and resocialization was seen as coming from the top of the organization rather than from within the line. In the case of the Lansing Police Department’s efforts, the informal resocialization of patrol officers could have been aided through both visible union support and the involvement of key actors. It must be conceded that the author can only speculate as to the impact such support and involvement might have had. The absence of such forces in the instant study make their true impact uncertain; however, prior research and comments from oflicers suggest that the resistance to change might have been mollified through these resocialization mechanisms. Because these sources of direction where silent, the reorganization was seen as coming from the top of the Department. Had these sources been involved in the resocialization process, officers might have perceived that support for the change was coming from within their own ranks, making them less likely to reject community policing “just because” it was being pushed on them from above. Organizational Determinism A strong theme which emerged throughout the course of the study was frustration and uncertainty with the organizational structure put in place by Lansing Police Department leaders. There was a perception that top LPD leaders had not been sufficiently clear in 191 explaining how officers were supposed to operationalize community policing under the team- based system. Officers felt that community policing and problem solving training were largely inadequate or non-existent. Accountability, evaluation procedures, and the reward system were not altered to encourage officers to adopt an occupational style consistent with the expectations of LPD executives. The role of mid-level supervisors was not modified to support the non-traditional policing practices which the team-based system would have involved. Officers indicated that the organization seemed to be floundering— that it had “lost its rudder.” Even former CPO’s did not seem to completely understand the nexus between the Department’ 5 previous community policing approaches and community policing/problem solving under the team-based system. Although Department leaders believed that sufficient direction had been provided, line officers and mid-level supervisors did not share this perception. Criticism was primarily focused on several key issues, including: general implementation and reorganization issues, staffing, clarity, team integrity and guidance in problem solving activities, and accountability, evaluations, and rewards. Each issue is considered individually. General Implementation and Reorganization Issues A number of issues addressed in the officer survey assessed the efficacy of problem solving and supervision in the team-based organizational structure. The responses to these items are presented in Table 16. Responses are reported by rank because prior research suggests that an employee’s position within an organization may determine how that employee views the organization and its management. Employees who hold supervisory 192 position may tend to be more supportive of management strategies and practices than non- supervisory employees Table 16. Issues relating to community policing as organized in LPD; percent of respondents agreeing with items by rank. 1 Non- Super- Supervisor visor There are not enough officers assigned to the patrol functions to 88.8% 86.4% handle the demands for calls for service (n=112) It is rare for the activities and projects of my team to be well 67.8% 54.6% coordinated across shifts (n=112) Sergeants working on another shift are unable to effectively 58.9% 77 .3% supervise officers who work on this shift (n=112) Decentralization to the precincts has improved communication 11.1% 36.4% between patrol officers and detectives (n=] 12) ** Top leaders have made the department’s priorities clear (n=1 12) 41.2% 50.0% 1 Figures in parentheses indicate the number of valid responses for each item. The value in each cell represents the percent of the category of respondents (supervisors or non—supervisors) who indicated they “agree strongly” or “agree somewhat” with the respective item. Difference between the categories was significant at ** p<.05 using Independent Samples Test. A critical concern frequently expressed during the focus groups and informal interviews was that, regardless of the merits or promises of the team system, there were not enough officers to staff such an endeavor at a level which would result in success. The logic was that if there were not enough officers in the Patrol Division, there would not be any time for problem solving. Those officers assigned to the Patrol Division would spend most of their time answering calls for service throughout their precinct. There would be little free time (and it would come intermittently throughout the course of their shift) so devoting several hours to a specific problem simply would not be feasible. As the first item on Table 193 16 demonstrates, the overwhelming majority of the respondents felt that there were not enough officers to handle calls service. Presumably, if staffing levels are not sufficient to handle incoming calls for service, it is likely that they are too low to routinely allocate officers for problem solving projects. Although there were some differences in the magnitude of agreement expressed by supervisors and non-supervisors, the direction of their attitudes were similar. The two groups only differed significantly on one of the items reported in Table 16. Supervisors were significantly more likely to think that decentralization had improved communication between patrol officers and detectives (although both groups indicated relatively low levels of agreement). Overall, supervisors were slightly more likely to view these issues relating to community policing in LPD in a more positive fashion. One exception was that supervisors were more likely to agree that it was difficult for sergeants to effectively supervise officers working on another shift. The dual supervision system (where officers were accountable to two sergeants and sergeants supervised two sets of officers) led to a great deal of tension within the Department. Both supervisors and non-supervisors believed that the dual supervision system was flawed because sergeants could not effectively supervise officers working on other shifts. Supervisors agreed with this issue at a rate nearly twenty percentage points higher than non-supervisors, although this difference was not statistically significant. In addition, both groups also agreed that it was rare for team activities to be well coordinated across shifts. Respondents rated efforts to implement generalized community policing made by the Lansing Police Department using a 4-point Likert scale (Table 17). The distribution of 194 responses suggests that officers generally ranked implementation efforts as having been “fair” or “poor.” On average, only about 20 percent of the officers rated the various implementation efforts as having been “excellent” or “good.” Respondents gave higher ratings to how well LPD had done providing officers the information they needed to engage in problem solving (over 40% providing a rating of “excellent” or “good”). Lower ratings were given to how well management had done in rewarding officers who engaged in problem solvin 'ust over 10% rovidin aratin of “excellent” or “ ood”). g P g g 8 Table 17. Views on LPD efforts to implement generalized community policing. 1 How well has LPD done in... Excel- Good Fair Poor lent clarifying the role of regular patrol officers in 2.5% 19.5% 43.2% 34.7% problem solving? (n=1 18) distributing the workload fairly between problem 1.7% 17.2% 44.0% 37.1% solving specialists and officers who are responsible for taking calls? (n=116) giving officers enough time for problem solving? 3.4% 22.2% 31.6% 42.7% (n=117) providing the information officers need on the 11.2% 31.0% 37.9% 19.8% problems in their assigned areas? (n=l 16) rewarding officers who do a good job with problem 2.6% 7.8% 27 .6% 62.1% solving? (n=116) TNumbers in parentheses are the number of valid responses for the respective item. The table reflects row percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. Stafling As previously mentioned (see Table 16), a common complaint heard from officers and sergeants was that the Patrol Division was insufficiently staffed to support the team- 195 based system. At the time of the reorganization, the Patrol Division was, on paper, allocated approximately 110 patrol officers; this was a decrease over the staffing level from earlier years. The authorized size of the Division had been slowly eroded during the 1980's and 1990's. Veteran officers reported that personnel were pulled from the Patrol Division to staff new units created within the Department. For example, as the community policing program was expanded many of the CPO positions were taken from positions allocated to the Patrol Division. As a result, the overall number of officers working in the Patrol Division had diminished in the decades leading up to the reorganization. Officers also estimated that the Patrol Division was understaffed by approximately twenty-five officers. On paper the Division was allocated more than one hundred and ten officers, but only eighty to ninety were typically available to work the road during any scheduling cycle. Some of this shortage was a result of officers who were on light duty (due to injury or pregnancy). In addition, the Department experienced a large number of retirements during the 1990's and had trouble training and replacing officers to fill these positions. Also, when an officer retired from a specialized unit or command position, they were immediately replaced from within the organization. This eventually resulted in officers from the Patrol Division being shifted into other parts of the organization. Consequently, while other units were always at or near a 100 percent staffing level (meaning there was an actual officer working for every allocated position), the Patrol Division was continually at a 70 to 80 percent staffing level. The net result of these diminished staffing levels (both on paper and in reality) was a genuine shortage of officers available to share in handling calls for service and problem solving initiatives. As discussed elsewhere in this chapter, officers spent only a small portion 196 of their shift working in their team area and typically had only a small amount of free time during the course of their shift. It was common for oflicers to complain that there were not enough “bodies” to handle all of the calls for service. Based upon the available data sources, this complaint seemed to be well founded. Although the Department had created a structure in which officers would collaboratively address neighborhood problems, officers did not believe that they were being provided with sufficient resources. There is not an absolute standard which dictates appropriate staffing a team-based system, making it difficult to firmly evaluate whether LPD had provided officers with sufficient resources to succeed. It is clear is that oflicers believed that resources were inadequate. The Department provided only limited overtime budgets for teams to engage in problem solving outside of their regular working hours. In addition, observational and deployment data support that officers were spending much of their shift outside of their team area. These findings would tend to support the idea that it was difficult for officers to find time for problem solving during the course of their regular shift. Clarity A final issue of importance contained in Table 16 is the clarity of the department’s goals. If an organization expects a reorganization to be successfirl, it is important that employees understand why the changes are being made, what the organization’s new priorities are, and, through the reorganization, what outcomes will be achieved. These issues needed to be clarified at the beginning of the change process and elaborated upon (as needed) with the passage of time. Only half of the respondents (41.2% of non-supervisors and 50.0% of supervisors) agreed that priorities had been made clear by LPD leaders. Although there 197 is no absolute for evaluating these results, the fact that only half of the respondents reported that sufficient clarity had been provided could serve as a “red flag” for LPD management. A persistent complaint throughout the course of the evaluation study was that top leaders had provided insufficient direction on the specifics of the team-based system. In brining about organizational change, it is common for planners to be intentionally vague in certain aspects of planning and implementation. This leaves planners with a certain amount of “wiggle room” to define issues and confront emerging challenges. In this case study, officers indicated that the lack of clarity was a tremendous stumbling block in the implementation process. Officers felt that the team system had created a high degree of ambiguity within the Department. There seemed to be no consensus on several key issues, including: what is community policing? What is successful problem solving? How are neighborhood problems defined and identified? How should problems be resolved? There was a lack of a coherent understanding of what the Department was trying to achieve through the generalized community policing approach. Veteran officers were confused by the “team” label. For them, calling the new structure a “team-based” system harkened back to earlier failures with “team policing.” The distinction was never made clear by the organization. Officers did not firlly understand what they were expected to achieve, how they were to do so, or what management want from them. They had not been consistently trained in the philosophy or methods of community policing or problem solving. Many officers indicated they did not know how to recognize a successful problem solving effort or a properly functioning team of officers. Officers were never told how to balance the temporal and geographic responsibilities and demands created by the team-based system. They did 198 not understand for whom they ultimately worked under a system of dual supervision. Sergeants had not been told how to operate under the dual supervision system. They did not know whether the wishes of a team sergeant came before the wishes of a shift sergeant. They were never told how to supervise officers with whom they had very limited human contact. They were never told how to evaluate officers performance on non- traditional measures, nor were they given the tools to do so. There were dramatic inconsistencies in how active teams were based upon the actions of sergeants. This lack of clarity was a tremendous barrier preventing the success of the team-based system. Even if all other barriers (attitudes, culture, resources, etc.) were eliminated, this matter was so pronounced in LPD that it is uncertain if the reorganization could have succeeded. This issue was persistently visible throughout the SCJ research team’s involvement with the Department. The problem emerged during the first interviews and was still evident when the team was making its final reports. Although readily evident, the matter was never directly resolved by Department leaders. Team Integrity and Guidance in Problem Solving Activities Despite criticisms of the team system, the problem seemed to lie outside of the individual teams. While officers were occasionally critical of a particular team member or (in rare cases) their team sergeant, most survey respondents provided positive feedback about their team. The majority of both non-supervisors (85.7%) and supervisors (82.3%) stated that they could depend on all or most of their team members to contribute to problem solving efforts. Nearly three-quarters (71.7%) of non-supervisors stated that their team sergeant always or usually provided adequate guidance for problem solving projects. Supervisors 199 (sergeants and lieutenants) rated their supervisors (lieutenants and captains) slightly lower on this item, with 56.3 percent providing such a rating. A number of survey items asked officers to report the degree to which various factors had contributed to the development of their problem solving skills. This is an important issue as it reflects whether officers felt that their problem solving skills were being developed through formal means (training) or informal means (through interaction with peers). The distribution of responses speaks to how well the Department was doing in providing formal instruction in problem solving to members of the Patrol Division. As reflected in Table 18, most officers felt that their problem solving skills had developed through more informal means. It should be noted that only those oflicers who reported completing a problem solving effort answered these items. Table 18. Factors contributing to the development of problem solving skills. 1 Very Somewhat Not Not Factor Helpfirl Helpfirl Helpful Received Formal training in department (n=82) 9.8% 35.4% 6.1% 48.8% Formal training outside department 14.6% 22.0% 8.5% 54.9% (n=82) College coursework (n=81) 3.7% 43.2% 32.1% 21.0% Field Training Officer (n=80) 20.0% 38.8% 10.0% 31.3% Supervisor (n=82) 22.0% 58.5% 6.1% 13.4% Informal from other officers (n=81) 23.5% 55.6% 6.2% 14.8% Personal experience (n=82) 63.4% 34.1% 2.4% 0.0% T Figures in parentheses indicate the number of valid responses for each item. The table reflects row percentages based upon the number of valid responses for the respective item. Percentages for some items may not total to 100.0 due to rounding. 200 Personal experience, informal contact with co-workers, supervisors and Field Training Officers all appeared to contribute to the development of problem solving skills. More formal means, such as training and college coursework, were either not very helpful or never received. In other words, officers felt that their problem solving skills had been developed through various informal mechanisms, rather than through structured training programs. Because the officers were relying on these informal means to develop their skills, it is less certain if they were using consistent and successfirl means to address community problems. Table 18 also holds important implications which relate to how community policing was operationalized in Lansing. The SCJ research team often heard protestations by some administrators that officers had received sufficient training in problem solving and community policing issues. Based on the interviews and focus groups, as well as the survey responses, those officers who had received problem solving training felt that it was at least somewhat helpful in the development of their skills. Unfortunately, around half of the survey respondents reported that they had not received training relevant to the development of their problem solving skills. Clearly, officers indicated a lack of training in problem solving methods, contradicting the management belief that enough training had been provided. Accountability, Evaluations and Rewards In the process of bringing about change, organizations need to provide employees feedback about performance. Such assessments benefit both the employer and the employee. They allow the employer to assess the status of a transition and may provide insight into areas requiring improvement on the part of management. They also benefit employees 201 because they help them better understand what is expected of them under the new organizational structure. This process of accountability and evaluations can be enhanced through the use of rewards. While evaluations serve as a warning to those employees who need to be doing a better job, rewards are a way to recognize exemplary service. Accountability patterns were complicated by the transition to the team-based organizational structure. Police officers are generally held accountable only within their organization, with responsibility vested in their immediate supervisor. Traditionally, officers have focused their energies on producing the outputs demanded by their organization (arrests, citations, field contacts, parking tickets); little consideration has been given to the outputs desired by others. Officers had a responsibility to follow the orders of their immediate supervisor. While an officer must ultimately answer to any superior officer, on a daily basis they strive to please those supervisors directly above them in the organization (typically a sergeant). A primary concern for line officers is pleasing their supervisor. As discussed in the literature review, community policing complicates accountability patterns in police organizations; this complication was even more pronounced in LPD. Under a community policing philosophy, officers are accountable not only within their organization (to their superiors) but also within a broader context (the community they serve). Officers must work to satisfy the demands of a variety of individuals; contradictions may arise as these various demands may be in conflict with one another. The team-based structure developed by LPD made accountability even more complicated. As discussed elsewhere, officers (and supervisors) had trouble with the dual supervision created by the team-based system because it bifurcated accountability. The challenge of this bifurcation was complicated by the organization’s failure to delineate whether one supervisor (shift 202 versus team) superceded the other. The Lansing Police Department had historically used quantitative means to evaluate their employees. The traditional outputs demanded of employees (arrests, citation, field contacts) allowed supervisors to make simple assessments of ofiicer productivity. Unfortunately, these traditional quantitative measures are insufficient for evaluating employees operating under a community policing philosophy. A community policing philosophy makes it far more difficult for agencies to evaluate their employees; qualitative measures must often be incorporated with quantitative indicators. Faced with a need to restructure their evaluation mechanisms, leaders in the Lansing Police Department simply ceased providing officers with regular evaluations. One survey respondent noted that they “haven’t had an evaluation in ms” (emphasis in original). In the summer of 1999 one mid-career officer related to the author that she had not been evaluated since well before the initial stages of the reorganization (in early 1995). She indicated that she believed this was the norm among most of her veteran peers. For reasons which were never completely clear to the SCJ research team, evaluations simply fell by the wayside in LPD in the mid-1990's. In implementing the team-based system, LPD did not attempt to devise a reward system that would recognize officers for exemplary service. Several respondents made note of this on the officer survey. Unedited comments relating to rewards included: “Officers are not formally recognized for doing a good job on some incidents as much as they should be.” “They want to reward their ‘golden children’ and do not recognize others.” “There is no reward.” 203 “Few rewards can be provided except informally through supervisors on shift.” Agencies are limited in their capacity to provide formal rewards (awards, monetary prizes, etc.) to their employees. However, agencies can do a great deal at virtually no cost by taking the time and initiative to recognize officers for their contributions. In the context of this case study, the Department could have published periodic “best practices” bulletins which might have highlighted innovative problem solving strategies employed by officers. Such bulletins would have served a twofold purpose. First, they would have provided a mechanism by which the Department could have recognized commendable behavior by employees. Second, they would have demonstrated successful problem solving, which would have been an important learning tool and training resource given the difficulty the Department was facing in these areas. Supervisors were especially fi'ustrated that top leaders were not doing more to recognize those officers who were diligently trying to make the team-based system a success. In focus groups and interviews they indicated the Department needed to be doing more to recognize employees who were innovative in their problem solving initiatives. Lacking evaluation protocols and in the absence of a reward system, mid-level supervisors had little leverage in trying to modify the behavior of the officers on their team. As one lieutenant observed, officers were paid the same amount no matter what they did on duty. Without an impetus (evaluations) or incentive (rewards), what reason would there be for an officer to do something extra to attempt to reduce problems within the community? 204 Inferential Analysis Based upon the findings from the literature review and the results of qualitative and (initial) quantitative analysis, it is possible to consider the survey data in a more systematic manner. This final section of the analysis will use the results of the officer survey to test the hypotheses proffered in the previous chapter. These hypotheses were developed to better understand how the various elements of the study’s conceptual framework intersected in the available data. This section will first discuss the development of those factors used in hypotheses testing. Specifically, factors were developed to represent attitudes about community policing as a philosophy, perceptions of organizational culture, and evaluations of community policing as implemented in the Lansing Police Department. Using these factors and other salient survey variables the hypotheses are individually tested in the final portion of this chapter. These hypotheses are designed to assess how measures of individual socialization, organizational culture, and organizational determinism intersect in determining respondent attitudes toward three key issues. Specifically, the issues being targeted are beliefs about how community policing should be organized in the future, perceptions about how community policing was implemented in the Lansing Police Department, and attitudes respondents held about community policing as a philosophy. Development of the Factors Prior to testing the hypotheses, it was first necessary to construct several factors for use in the analysis. Several concepts of importance in this study (i.e., perceptions of community policing as a philosophy) were not directly addressed through the survey completed by the patrol officers. The authors of the officer survey instrument were 205 concerned about these concepts; however, the nature of the concepts was such that direct measurement was deemed to be ill-advised. The authors felt that the controversial nature of the concepts would cause respondents to provide answers based on emotions, rather than their actual beliefs. Although the concepts were not directly measured in the survey, important elements were reflected in select items. Through the use of factor analysis, a group of variables may be combined to represent a single concept (\Valker, IT, 1999). Factor analysis was used in this study to create measures of concepts not assessed through individual survey items. Given the emotional nature of the term “community policing,” the oflicer survey did not ask the respondents to provide a direct evaluation of this concept. The officer survey authors were concerned that respondents would not be able to separate their attitudes about community policing from their evaluation of community policing as it was instituted in the Lansing Police Department. Despite the absence of a direct measure of such attitudes, several survey items asked officers to evaluate elements of community policing. Using these elements, a factor was developed for use in the instant study. Table 19 displays the variables (including their response options, means, and standard deviations) used to create a factor to reflect attitudes about community policing as a philosophy (CPATT). These four variables were used to create an overall community policing attitude scale (Cronbach’s alpha = .8093). Factor scores ranged from -1.87 to 2.14; higher scores indicated a more positive attitude about community policing as a philosophy. Factor analysis produced one significant factor with an eigenvalue of 2.583; all remaining factors had eigenvalues at or below .620. 206 Table 19. Factor composition: Attitudes about communitypolicing as a philosophy (CPATT). Variable Response Options Mean SD. Q58 How would you feel about receiving 1= Very negative 2.13 1.26 an assignment to work as a Community 2= Somewhat negative Policing Officer during the coming year? 3= Neutral 4= Somewhat positive 5= Very positive Q123 CPO’s make an important 1= Disagree strongly 2.57 .95 contribution toward reducing crime and 2= Disagree somewhat disorder in the neighborhoods where they 3: Agree somewhat are assigned. 4= Agree strongly Q124 CPO’s make an important l= Disagree strongly 2.90 .86 contribution toward improving the 2= Disagree somewhat attitudes of neighborhood residents 3= Agree somewhat toward the police department. 4= Agree strongly Q145 Doing community policing means 1= Agree strongly 2.68 .98 that officers will be unable to do more important tasks. 2: Agree somewhat 3= Disagree somewhat 4= Disagree strongly Once again, it is unclear if a respondent’s attitudes about community policing as a philosophy are separate from their evaluation of community policing as it was instituted in the Lansing Police Department. There was no single survey item which measured the respondents’ evaluation of community policing in LPD. Despite the absence of a direct measure of such evaluations, several survey items asked officers to evaluate elements of community policing as it was instituted in LPD. Using these elements, a factor was developed for use in the instant study. The variables used to create a factor reflecting evaluations of community policing as it was instituted in LPD (CPINLPD) are displayed in Table 20 (along with variable response options, means, and standard deviations). These five variables were used to create an overall 207 community policing in LPD evaluation scale (Cronbach’s alpha = .7850). For this factor, scores ranged fiom -1.50 to 3.27; higher scores indicated a more positive evaluation of community policing as it was instituted in the Lansing Police Department. Factor analysis produced one significant factor with an eigenvalue of 3.100; all remaining factors had eigenvalues at or below .861. Table 20. Factor composition: Evaluation of community policing as Instituted in LPD (CPINLPD). Variable Response Options Mean S.D. Q81 How well has LPD done in clarifying 4= Excellent 1.90 .80 the role of regular patrol oflicers in 3= Good problem solving? 2= Fair 1= Poor Q82 How well has LPD done in 4: Excellent 1.84 .77 distributing the workload fairly between 3= Good problem solving specialists and officers 2= Fair who are responsible for taking calls? 1: Poor Q83 How well has LPD done in giving 4= Excellent 1.86 .88 officers enough time for problem solving? 3= Good 2= Fair 1= Poor Q84 How well has LPD done in providing 4= Excellent 2.34 .92 the information officers need on the 3= Good problems in their assigned areas? 2= Fair 1= Poor Q85 How well has LPD done in 4= Excellent 1.51 .75 rewarding officers who do a good job 3= Good with problem solving? 2= Fair 1: Poor The officer survey did not attempt to directly measure perceptions of organizational culture held by the respondents. For the purpose of the following analysis, it is important to 208 examine the relationship between perceptions of organizational culture and other variables within the study’s conceptual framework. Specifically, are there significant differences on community policing-related measures based upon a respondent’s perception of the organizational culture (“healthy” or “not healthy”) in the Lansing Police Department. Although direct measures of such perceptions are absent in the officer survey data, several survey items reflected perceptions of organizational culture in LPD. Using these elements, a factor was developed for use in the instant study. Table 21 presents the variables (along with variable response options, means, and standard deviations) used to create the factor reflecting perceptions of organizational culture (ORGCULT). These five variables were used to create an overall perception of organizational culture evaluation scale (Cronbach’s alpha = .7013). For this factor, scores ranged from -1.49 to 2.99; higher scores indicated a more “healthy” perception of the organizational culture in the Lansing Police Department. Factor analysis produced one significant factor with an eigenvalue of 2.305; all remaining factors had eigenvalues at or below .970. These three factors (CPATT, CPINLPD, and ORGCULT) will be used to reflect their underlying concepts in the following hypotheses testing. By combining variables which are theoretically and mathematically related, the following analysis will allow for a better understanding of the relationship between the study’s key concepts. 209 Table 21. Factor Composition: Perceptions of organizational culture in LPD (ORGCULT). Variable Response Options Mean S.D. Q127 Top department leadership has 1= Agree strongly 3.34 .74 unrealistically high expectations about 2= Agree somewhat how much the current organizational 3= Disagree somewhat strategies will reduce crime and disorder 4: Disagree strongly in the neighborhoods. Q138 Top department management has a 1= Disagree strongly 1.88 .90 good understanding of what the work of 2= Disagree somewhat the rank-and—file police officer is like. 3= Agree somewhat 4= Agree strongly Q139 Rank-and-file officers do not have 1= Agree strongly 3.17 .76 enough opportunity to participate in 2= Agree somewhat developing policies and planning 3= Disagree somewhat strategies. 4= Disagree strongly Q140 Rank-and-file officers are kept 1= Disagree strongly 1.81 .86 well-informed of management’s policies 2: Disagree somewhat and plans. 3= Agree somewhat 4= Agree strongly Q143 Top leaders have made the 1= Disagree strongly 2.17 .92 department’s priorities clear. 2= Disagree somewhat 3= Agree somewhat 4= Agree strongly Analysis of Hypotheses The following section contains the data analysis of the hypotheses in each of the three conceptual areas examined in the study. The reader is reminded that all hypotheses are present in the null form. All of the regression models contained herein originally included the respondents’ precinct. This variable was not found to be significant in any of the models. It has been left out of the final models to ensure they were parsimonious. 210 Individual Socialization H01: Measures of individual socialization will not significantly affect the respondents’ attitude about community policing as a philosophy. OLS regression was employed to estimate the efl’ects of individual socialization on attitudes about community policing. The dependent variable was a four-item factor score (CPATT); higher values on the factor reflected more positive attitudes about community policing as a philosophy. Four measures of individual socialization (education, years of service, race/ethnicity, and gender) were entered into the regression model as independent variables. In addition, based upon their significance in prior research it was necessary to control for rank and experience as a community policing officer. A significant relationship was found between individual socialization and the attitude about community policing held by the respondents. The analytical model was significant with a moderate/ strong predictive value. The individual effects of the independent variables are presented in Table 22. Table entries are unstandardized regression coefficients with corresponding t—ratios. Table 22. Regression of Individual Socialization on Attitude About Community Policing as a Philosophy (CPATT). I Variable b t-ratio CPO experience -1.3 74 -5 .700* * * rank .760 2933*“ gender -.833 -2.888*** years ofservice -.155 -2.133** education -.086 -.770 race/ethnicity -.047 -.461 TF= 8.336,ps .001, R2= .370 **p< .05, ***p< .01 211 Both of the control variables (CPO experience and rank) were significant at the p=. 01 level and were the strongest predictors in the model. Two of the four individual socialization predictors were significant. Gender was significant at the p=.01 level and years of service was significant at the p=.05 level. The respondents’ attitudes about community policing as a philosophy were more favorable if the respondent had experience as a CPO, held a rank (sergeant or lieutenant), was a female, or had fewer years of service with the Lansing Police Department. Based on the results of this analysis, the null hypothesis is rejected at the p<.001 level. Measures of individual socialization have a significant effect on attitudes about community policing as a philosophy. H02: Measures of individual socialization will not significantly affect the respondents’ evaluation of community policing as it was instituted in the Lansing Police Department. OLS regression was used to estimate the effects of individual socialization on the respondents’ evaluation of community policing as it was instituted in LPD. The dependent variable was a five-item factor score (CPINLPD); higher values on the factor reflected greater support for community policing as it was instituted in LPD. Four measures of individual socialization (education, years of service, race/ethnicity, and gender) were entered into the regression model as independent variables. Rank and experience as a CPO were controlled for in the model based upon their significance in prior research. A significant relationship was not found between individual socialization and the respondents’ evaluation of community policing as instituted in LPD. The analytical model was not found to be significant. The individual effects of the independent variables are 212 presented in Table 23. corresponding t-ratios. Table entries are unstandardized regression coefficients with Table 23. Regression of Individual Socialization on Evaluation of Community Policing as Instituted in LPD (CPINLPD). 1 Variable b t-ratio * CPO experience -.228 -.806 rank .112 .382 gender -.246 -.7 19 years of service -.048 -.582 education -. 1 17 -.943 race/ethnicity -. 1 15 .988 T1== .519,p= .792 i No values achieved p5 . 10 In addition to the regression model failing to achieve statistical significance, none of the model’s independent variables were found to have significant values. The level of significance achieved with both the regression model and individual independent variables still failed to achieve statistical significance, even when the model controlled for the respondents’ precinct. Based on the results of this analysis, the author fails to reject the null hypothesis. The regression model is not significant at or below either the p=.05 level or the p=.10 level. Measures of individual socialization (taken individually or collectively) do not appear to influence the respondents’ evaluations of community policing as it was instituted in the Lansing Police Department. H03: Measures of individual socialization will not significantly affect the respondents’ belief about how the Lansing Police Department should organize community policing in the firture. 213 The effects of individual socialization on the respondents’ belief of how LPD should organize community policing in the future were estimated using OLS regression. The dependent variable was a single survey question; respondents were asked “what would be the best way for the Lansing Police Department to organize community policing?” Possible responses (recoded from lowest to highest support for the LPD approach to community ’3 (C policing) were: “do not do community policing at all,” “designate specialists to do it, make it the responsibility of all patrol officers” and “make it the responsibility of both specialists and general patrol officers.” The regression model consisted of four measures of individual socialization (education, years of service, race/ethnicity, and gender) and two control measures (rank and experience as a community policing officer). A significant relationship was found between individual socialization and beliefs about how community policing should be organized in the firture. The analytical model was found to be significant with a moderate predictive value. The individual effects of the independent variables are presented in Table 24. Table entries are unstandardized regression coefficients with corresponding t-ratios. Table 24. Regression of Individual Socialization on How the Lansing Police Department Should Organize Community Policing. I Variable b t-ratio CPO experience -1 .264 -4.044*** rank .982 3.026*** gender -.611 -1.735* years of service -.164 -1.790* education .077 .568 race/ethnicity -.027 -.207 1F: 5.014,ps .001, R2= .266 *p<.10, ***p< .01 214 The two control variables (CPO experience and rank) were both found to be significant at the p=.01 level; these variables were the strongest predictors in the model. Of the four individual socialization predictors, none were significant at the p=.05 level; gender and years of service were found to be significant at the p=. 10 level. The respondents’ belief about how the Lansing Police Department should organize community policing in the future was more supportive of the current strategy if the respondent had experience as a CPO or held a rank (sergeant or lieutenant) and, to a lesser extent, if the respondent was a female, or had fewer years of service with the Department. Based on the results of this analysis, the null hypothesis is rejected at the p<.001 level. Measures of individual socialization do appear to influence beliefs about how the Lansing Police Department should organize community policing in the firture. Organizational Culture H04: Respondent demographics will not significantly affect perceptions of the organizational culture in the Lansing Police Department. Using OLS regression, demographics were used to estimate perceptions of the organizational culture in the Lansing Police Department. The dependent variable was a five- item factor score (ORGCULT); as the value of the factor increases, the organizational culture in the Department was perceived as being more “healthy.” The regression model consisted of six independent variables which reflected the respondents’ demographic characteristics. These measures were: level of education, years of service, race/ethnicity, gender, rank, and experience as a community policing officer. Demographics were not found to have a significant effect on respondents’ perceptions of organizational culture. The analytical model 215 was not found to be significant. The individual effects of the demographic measures are presented in Table 25. Table entries are unstandardized regression coefficients with corresponding t-ratios. Table 25. Regression of Demographics on Perceptions of Organizational Culture in LPD (ORGCULT). * Variable b t-ratio CPO experience -.283 -l .040 rank .502 1728* gender -. 362 -l .062 years of service -.124 -1.514 education .021 -.172 race/ethnicity . 145 1 .254 TF=1.165,p=.332 *p<.10 In addition to the regression model failing to achieve statistical significance, none of the independent variables were found to have significant values at the p=.05 level. This is consistent with the earlier findings which failed to yield consistent relationships between individual demographic variables and elements of organizational culture. One variable (rank) was significant at the p=. 10 level. Based on the results of this analysis, the author fails to reject the null hypothesis. Perceptions of the organizational culture in the Lansing Police Department are independent of an individual’s demographic characteristics. Hos: Perceptions of the organizational culture of the Lansing Police Department do not have a significant affect on the respondents’ evaluation of community policing as it was instituted in the Lansing Police Department. 216 A basic comparison of perceptions of organizational culture (ORGCULT) and evaluation of community policing (CPINLPD) can be made by calculating their bivariate correlation. The two factors were significantly related (p=.000) and highly correlated (r=.659). These findings suggest a strong positive relationship between the variables. Employees who perceived of the organizational culture as “healthy” gave a higher evaluation of community policing in LPD. Employees who gave high evaluations to community policing in LPD perceived of the organizational culture as “healthier.” In order to determine if perceptions of the organization’s culture affected evaluations of community policing in LPD, the factors were analyzed using OLS regression. In light of the results of the first three hypotheses and prior research studies, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Initial models included other measures of individual socialization (years of service, level of education, and race/ethnicity); however, these variables were not significant predictors and were eliminated to ensure that the final model was parsimonious. The final regression model was run with the evaluation of community policing in Lansing (CPINLPD) as the dependent variable. Perception of organizational culture (ORGCULT) was the independent variable; the control variables were CPO experience, rank, and gender. Analysis indicated that perceptions of organizational culture have an affect on evaluations of community policing as it was instituted in LPD. The analytical model was found to be significant with a strong predictive value. The individual effects of the independent and control variables are presented in Table 26. Table entries are unstandardized regression coefficients with corresponding t-ratios. 217 Table 26. Regression of Perceptions of Organizational Culture on Evaluation of Community Policing as it Was Instituted in LPD. l Variable b t-ratio ORGCULT .650 8.722*** CPO experience -.070 -.356 rank -.164 -.913 gender . 165 .63 8 T F= 19.092,ps .001, R2: .448 ***IK .01 Evaluation of community policing as it was instituted in the Lansing Police Department (CPINLPD) was strongly predicted by the respondents’ perception of organizational culture. The three control variables (CPO experience, rank, and gender) were not found to be significant predictors in this model. Respondents who perceived of LPD’s organizational culture as “healthy” tended to provide higher evaluations of the Department’s approach to community policing. Based on the results of this analysis, the null hypothesis is rejected at the p<.001 level. Perceptions of organizational culture have a significant effect on how respondents evaluated community policing as it was instituted in the Lansing Police Department. H06: Perceptions of the organizational culture of the Lansing Police Department do not have a significant affect on the respondents’ beliefs about how LPD should organize community policing in the future. Perceptions of organizational culture (a factor: ORGCULT) and beliefs about how the Lansing Police Department should organize community policing in the future (a recoded version of variable q63) can easily be compared by calculating their bivariate correlation. The two items were significantly related (p=.001) with a low correlation (r=.304). These 218 findings reflect a strong positive relationship between the items. Employees who perceived of the organizational culture as “healthy” believed that the Lansing Police Department should continue to organize community policing in its current fashion (making it the responsibility of both specialists and general patrol officers). Employees who believed that LPD should continue to organize community policing in its current fashion also perceived of the organizational culture as “healthier.” In order to determine if perceptions of the organization’s culture affected beliefs about how community policing should be organized in the future, the items were analyzed using OLS regression. Based upon the outcome of the first three hypotheses and prior research studies, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Initial models included other measures of individual socialization (years of service, level of education, and race/ethnicity). These variables were not found to be significant predictors and were eliminated to ensure that the final model was parsimonious. The final regression model was run with beliefs about how community policing should be organized in the future as the dependent variable. The five-item factor score reflecting perception of organizational culture (ORGCULT) was the independent variable; the control variables were CPO experience, rank, and gender. Perceptions of organizational culture affect beliefs about how LPD should organize community policing in the future. The analytical model was found to be significant with a moderate predictive value. The individual effects of the independent and control variables are presented in Table 27 . Table entries are unstandardized regression coefficients with corresponding t-ratios. 219 Table 27 . Regression of Perceptions of Organizational Culture on Beliefs About How LPD Should Organize Community Policing in the Future. 1 Variable b t-ratio ORGCULT .281 2.791*** CPO experience -1.101 4054*" rank .661 2.685*** gender -.269 -.807 1 F: 8.501,ps .001, R2: .266 ***p< '0] Beliefs about how the Lansing Police Department should organize community policing in the future were strongly predicted by experience as a community policing officer, perceptions of organizational culture, and rank. Gender was the only control variable which was not found to be a significant predictor in this model. Supervisors (sergeants and lieutenants), those with CPO experience, and those who perceived of the organizational culture as “healthy” tended to believe the Department should continue to organize community policing in the contemporary manner (making it the responsibility of both specialists and general patrol officers). The null hypothesis is rejected at the p<.001 level based upon the results of this analysis. Perceptions of organizational culture have a significant effect on beliefs about how the Lansing Police Department should organize community policing in the future. H07: Perceptions of the organizational culture of the Lansing Police Department do not have a significant affect on the respondents’ attitude about community policing as a philosophy. Calculating the bivariate correlation for these two factors (ORGCULT and CPATT) allows for a simple exploration of their relationship. The two factors were significantly 220 related (p< .001) and moderately correlated (r=.409). This calculation reflects a strong positive relationship between the factors. Employees who perceived of the organizational culture as “healthy” evaluated community policing as a philosophy in a more positive fashion. Employees who gave positive evaluations of community policing perceived of the organizational culture as “healthier.” OLS regression was employed to determine if perceptions of the organization’s culture affected attitudes about community policing as a philosophy. Based upon the outcome of the first three hypotheses and prior research studies, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Initial models also included other measures of individual socialization (years of service, level of education, and race/ethnicity). These variables were not found to be significant predictors of attitudes about community policing as a philosophy. They were eliminated from the final model to ensure that it was parsimonious. The final regression model was run with respondents’ attitude about community policing as a philosophy as the dependent variable. The factor reflecting perception of organizational culture (ORGCULT) was the independent variable; the control variables were CPO experience, rank, and gender. According to the regression analysis, perceptions of organizational culture affect how respondents evaluate community policing as a philosophy. The analytical model was found to significant (F=20.307, pg .001) with a strong predictive value (R2: .461). Table 28 provides the individual effects of the independent and control variables. Table entries are unstandardized regression coefiicients with corresponding t- ratios. 221 Table 28. Regression of Perceptions of Organizational Culture on Attitudes About Community Policing as a Philosophy. 1 Variable b t-ratio ORGCULT .368 4707*“ CPO experience -1.294 -6.480* a: * rank .422 2.231** gender -.575 -2.237** I F= 20.307,ps .001, R2: .461 **p<.05, ***p< .01 Evaluations of community policing as a philosophy were strongly predicted by all of the independent variables in this model. Experience as a community policing officer and perceptions of organizational culture were the strongest predictors; both were highly significant (pg .000). Gender and rank were also strong predictors and both were significant at the p=.05 level. Respondents gave higher evaluations of community policing as a philosophy when they were a supervisor (sergeants and lieutenants), had experience working as a CPO experience, were female, or perceived of the organizational culture as “healthy.” Based upon the results of this analysis, the null hypothesis is rejected at the p< .001 . Perceptions of organizational culture have a significant effect on the evaluation of community policing as a philosophy. Organizational Determinism Hog: Attitude about community policing as a philosophy do not have a significant affect on the respondents’ evaluation of community policing it was instituted in the Lansing Police Department. The relationship between these two factors (CPATT and CPINLPD) may be explored by computing their bivariate correlation. Calculation of the correlation indicated that the two 222 factors were significantly related (p= .001) with a low correlation (r=.318). This calculation reflects a positive relationship between the factors. Employees who expressed a more positive attitude about community policing as a philosophy were more favorable in evaluating community policing as it was instituted in LPD. Employees who gave positive evaluations of community policing as implemented in LPD held more positive attitudes about community policing as a philosophy. OLS regression was used to determine if attitudes about community policing affected evaluations of community policing as it was implemented in the Lansing Police Department. Given their significance in prior research studies and in earlier stages of this analysis, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Initial regression models also included other measures of individual socialization (years of service, level of education, and race/ethnicity) as control variables. These variables were not found to be significant predictors of evaluation of community policing as it was instituted in LPD. In order ensure a parsimonious model, these variables were eliminated from the final analysis. The final regression model was run with respondents’ evaluation of community policing as instituted in the Lansing Police Department (CPINLPD) as the dependent variable. The independent variable was the respondents’ attitude about community policing as a philosophy (CPATT); control variables were CPO experience, rank, and gender. Attitude about community policing affect how the respondents evaluated community policing as instituted in LPD. The analytical model proved to be significant with a low predictive value. Table 29 presents the individual effects of the independent and control variables. Table entries are unstandardized regression coefficients with corresponding t-ratios. 223 Table 29. Regression of Attitude About Community Policing as a Philosophy on Evaluation of Community Policing as Instituted in LPD. l Variable b t-ratio CPATT .397 3.549*** CPO experience .417 1.461 rank -.235 -1.004 gender .143 .451 TF= 3.243,ps .05, R2= .124 ***p< 0] A respondent’s attitude about community policing as a philosophy was a strong predictor of the evaluation of community policing as instituted in LPD. In this model, the control variables (CPO experience, rank, and gender) did not exhibit a significant effect on the dependent variable. Employees with a favorable attitude about community policing gave more positive evaluations of the Lansing Police Department’s efforts to implement generalized community policing. The results of this analysis allow for the rejection of the null hypothesis at the p<.05 level. Perceptions of community policing as a philosophy have a significant effect on the evaluation of community policing as instituted by the Lansing Police Department. H09: Attitude about community policing as a philosophy do not have a significant effect on beliefs about how the Lansing Police Department should organize community policing in the future. These two items (CPATT and community policing in the firture) may be compared simply by calculating their bivariate correlation. The two items were found to be significantly related (p< .001) and highly correlated (r=.611). This calculation reflects a strong positive relationship between the items. Employees who expressed a positive attitude 224 about community policing as a philosophy tended to believe that LPD should continue to organize community policing as it had been doing (making in the joint responsibility of specialists and general patrol officers). Employees who believed that LPD should continue with its contemporary approach to community policing tended to have a more positive attitude about community policing as a philosophy. OLS regression was used to determine if attitudes about community policing as a philosophy affected beliefs about how community policing should be organized in the firture. Based upon their significance in the first three hypotheses and prior research studies, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Other measures of individual socialization (years of service, level of education, and race/ethnicity) were included in initial models, but were not found to be significant predictors of beliefs about how LPD should organize community policing in the future. They were excluded from the final model to ensure that it was parsimonious. The final regression model was run with the survey item measuring belief about how LPD should organize community policing in the future as the dependent variable. The factor reflecting attitude about community policing as a philosophy (CPATT) was the independent variable; the control variables were CPO experience, rank, and gender. According to the regression analysis, perceptions of organizational culture affect how respondents evaluate community policing as a philosophy. The analytical model was found to be significant with a moderate/strong predictive value. Table 30 provides the individual effects of the independent and control variables. Table entries are unstandardized regression coefficients with corresponding t-ratios. 225 Table 30. Regression of Attitude About Community Policing as a Philosophy on Belief About How LPD Should Organize Community Policing in the Future. * Variable b t-ratio CPATT .603 5 244* * * CPO experience -.288 -.981 rank .414 1 .73 6* gender -.061 -. 199 1F: 14.326,ps .001, R2: .386 *p<.10, ***p< .01 The respondents’ belief about how community policing should be organized in the firture were strongly predicted by their attitude about community policing as a philosophy. One control variable, rank, was also found to be significant at the p=.10 level; the other control variables did not exhibit significant effects. Respondents were more likely to believe that LPD should continue to organize community policing as it had been doing if they were a supervisor (sergeant or lieutenant) or expressed a positive attitude about community policing as a philosophy. Based upon the results of this analysis, the null hypothesis is rejected at the p<.001 level. Attitude about community policing as a philosophy has a significant effect on the respondent’s belief about how the Lansing Police Department should organize community policing in the future. How: Evaluations of community policing as instituted in the Lansing Police Department Perceptions do not have a significant effect on the belief of how LPD should organize community policing in the future. Calculating the bivariate correlation for these two items (CPINLPD and how to organize community policing in the future) allows for a simple exploration of their 226 relationship. The bivariate correlation indicates that the two items are not significantly related (p=.375). A respondent’s evaluation of community policing as instituted in the Lansing Police Department was independent of their belief about how LPD should organize community policing in the future. OLS regression was used to reconfirm that evaluations of community policing as instituted in LPD did not affect beliefs about how LPD should organize community policing in the future. Based upon the outcome of the first three hypotheses and prior research studies, three independent variables were controlled for in the final regression model (CPO experience, rank, and gender). Initial regression models also included other measures of individual socialization (years of service, level of education, and race/ethnicity). These variables were not found to be significant predictors of beliefs about how community policing should be organized in the firture by the Department. They were eliminated from the final analysis to ensure that the model was parsimonious. The final regression model was run with belief about how the Lansing Police Department should organize community policing in the future as the dependent variable. The factor reflecting the respondents’ evaluation of community policing as instituted in LPD (CPINLPD) was the independent variable; the control variables were CPO experience, rank, and gender. A respondent’s evaluation of community policing as instituted in LPD did not affect their belief about how LPD should organize community policing in the future. The analytical model was found to be significant with a low predictive value; however, CPINLPD did not have a significant effect on the respondents’ belief about how community policing should be organized in the firture. Table 31 provides the individual effects of the independent and control variables. Table entries are unstandardized regression coefficients 227 with corresponding t-ratios. Table 31. Regression of Evaluation of Community Policing as Instituted in Lansing on Belief About How Community Policing Should Be Organized in the Future. 1 Variable b t-ratio CPINLPD .043 .379 CPO experience -1.006 -3,393*** rank _727 2.800*** gender -.456 -1.296 TF= 5.282,ps .001, R2: .188 ***p< .0] Belief about how community policing should be organized in the firture was predicted by experience as a community policing officer and rank. There was not a significant relationship between this dependent variable and evaluation of community policing as instituted in LPD (CPINLPD) or gender. Respondents tended to believe that the Lansing Police Department should continue its current strategy for organizing community policing (making both specialists and general patrol officers responsible for this activity) if they had experience working as a CPO or if they were a supervisor (sergeant or lieutenant). Based upon the results of this analysis, the author fails to reject the null hypothesis at the p<.05 level. Although the overall analytical model was significant, evaluation of community policing as instituted in Lansing does not affect beliefs about how the Lansing Police Department should organize community policing in the firture. 228 Summary The literature review was used to develop a three-prong conceptual framework through which the “big picture” of organizational change in police agencies might be examined. These analyses have considered data fi'om a planned change in a police organization (specifically, fi'om a specialized to a generalized form of community policing) in the context of this framework. Qualitative and quantitative data have been employed to develop a more thorough understand of the complex nature of resistance to organizational change. The variables and findings reported in this analysis Were selected to address both the hypotheses being tested and other areas of interest which either supported these hypotheses or were not suitable for statistical testing. Police planners and administrators have historically focused their energies on structural issues in initiating organizational change. More “human” considerations have frequently been overlooked in the change process. Studies examining community policing have tended to focus on the outcome of community policing efforts, rather than the process of implementing such programs. In addition, community policing has typically been a program, rather than a philosophy in American police agencies. As such, little is known about how officers experience efforts to introduce generalized community policing in their work environment. This study has attempted to overcome these various limitations experienced by both practitioners and members of the academy. It has tried to examine the process of implementing community policing in a broader context. It has focused on an agency which was seeking to make the transition from community policing as a program to community policing as a philosophy. Because few studies have incorporated these elements together, 229 the efforts of the author are, in a sense, largely exploratory. This study has considered an emerging problem (the transition to generalized community policing) in a broader context. As such, the study holds important implications for both scholars and practitioners. The final chapter of this text will provide conclusions, policy implications, and recommendations for firture research in light of the results of this study. 230 CHAPTER FIVE CONCLUSIONS AND RECOMMENDATIONS This chapter will consider the overall research findings and their implications in light of the conceptual framework put forth in the literature review. It will first summarize the most significant research results presented in the previous chapter. Implications of the results will then be discussed in three distinct contexts. First, the author will address key issues for organizational change in police agencies. Second, the author will describe key issues which police planners and administrators should consider in implementing broader variations of community policing. Finally, the author will discuss the implications this study might have for future research endeavors relating to community policing and organizational change in police agencies. Summary of the Research Findings Quantitative findings were developed from a survey administered to a large group of Lansing Police Officers; this group was demographically representative of the Department as a whole. The survey respondents were mostly white males. Most respondents had a Bachelors degree, although the reported level of education varied from some college through graduate degrees. The respondents had been employed with LPD for anywhere from a few months to several decades. Approximately one in five was a supervisor (sergeant or 231 lieutenant) and nearly one in six had been or was a CPO. Officers indicated dissatisfaction with their general work environment and their relationship with their supervisors. Employees reported violations of their psychological contracts through the Department’s failure to clarify goals/objectives, give employees a voice, and provide employees with the training, resources, and support required for generalized community policing to succeed. Many ofiicers seemed to distrust the Department’s management. The transition to a two-precinct department had increased the psychological (and physical) distance between line officers and top leaders. A few officers demonstrated clear suspicion of the SCJ research team, suggesting that they were the Chief s spies. The reorganization left officers uncertain about the Department’s values and beliefs. They felt that they no longer knew “what mattered” within the organization and were not clear what behaviors were valued by the organization. Officers were uncertain how the transition to generalized community policing would alter the criteria upon which promotion and special assignment were allocated. Beyond the transition to team-based community policing, some respondents were worried that the Department was becoming too political in general. They were specifically concerned that the agency was catering too much to the demands of the community and that decisions relating to promotions and specialized assignments were being made based on diversification, rather than merit. Supervisors recognized that certain structural changes had modified the roles and responsibilities of some management positions, making them less desirable. Both quantitative and qualitative data were concerned with assessing respondents’ attitudes toward community policing, both as a general philosophy and as implemented in 232 the Lansing Police Department. Some officers questioned whether community policing was a valid firnction for the police. Others believed it was a valid function, but that it was not being done “right” in the Lansing Police Department. There were also questions about the capacity of community policing to alter entrenched social problems. Many officers, including former CPO’s, felt that the Department was attempting to address serious community ills (which required “surgery”) with overly simplistic responses (“band-aid” solutions). Disparities were observed between the attitudes of respondents based upon their experience as a CPO. Although both CPO’s and non-CPO’s believed that community policing officers made an important contribution in the neighborhoods they served, non- CPO’s indicated that an officer could be spending their time engaged in more important tasks. CPO’s and non-CPO’s also indicated diverse perspectives on the advantages and disadvantages of having a CPO assignment. Non-CPO’s held perspectives which seemed to be more “romantic” than those reported by officers with CPO experience. Overall, officers felt that CPO’s were not being given sufficient direction or training, but did have the advantage of working independently, addressing long-term problems, and working closely with the public. One of the most significant items from the oficer survey asked respondents how the Lansing Police Department should organize community policing in the fixture. This provided one of the most pointed assessments of community policing obtained in the evaluation project. vaerall,rgne in three respondents felt that theDepartrnent should not do community,” V policing in the firture. Those respondents with CPO experience were much less likely to hold alt-”t this sentiment, instead feeling that the Department’s current strategy was the best approach 233 for the future. Respondents were critical, and at times contradictory, in their perceptions of the organizational culture and climate in the Lansing Police Department at the time of the officer survey. When asked to rate their immediate supervisors respondents provided positive evaluations on both traditional and community policing criteria, including criteria which were specific to the team-based system. On the other hand, both supervisors and non- supervisors felt that sergeants were unable to effectively supervise officers on another shift. Respondents were satisfied with the specific supervision they were receiving, but were critical of the general ability of supervisors to be effective under the Department’s contemporary structure. Respondents were less positive in their perceptions of top LPD leaders. Their responses to several items present an image of a Department which did not seem to exhibit “health.” Respondents felt that top management did not understand rank and file employees. They did not think that ofiicers had a chance to participate in making decisions and were not kept informed of the rationale behind such decisions. In addition, respondents indicated that the department’s priorities had not been made clear by top leaders. Communication, both within teams and between precincts, generally received low ratings. Respondents felt that there was poor communication between precincts and units (i.e., patrol and detectives) within the Department. Many respondents felt there was insufficient communication within their team. The communication which was occurring took place through impersonal mechanisms, such as voice mail, rather than via face-to-face interaction. On the whole, these assessments of the relationship between line employees and top management indicate that the organizational climate and culture were not as “healthy” 234 as they might be. The Lansing Police Department did not capitalize on the potential benefits key actors and mid-level supervisors might have offered in the change process. Because not efforts were made to incorporate these elements in the change process, it is difficult to conclusively state that they would have helped facilitate change. Based on existing literature, it is possible that they might have helped mollify some of the resistance officers exhibited. However, the fact that they were overlooked does not appear to have had a deleterious effect on the change process in the instant case study. The mechanics of the team-based system also presented problems in the eyes of the study participants. A critical issue was that staffing levels were perceived as too low to support the team-based system. Oflicers and supervisors felt that there were not enough personnel to handle reactive policing (calls for service), making it very challenging to undertake more proactive efforts (problem solving). The analysis of various data sources seemed to support the contention that oflicers had little free time during the course of their shifts and spent little time in the team areas. This does not allow for a clear determination of whether staffing levels were sufficient, but does indicate that ofiicers had few opportunities to engage in problem solving during the course of their routine shifts. The team system itself posed numerous problems for officers and supervisors. Officers had to balance the temporal and geographic responsibilities which the team-based community policing system created. Supervisors and officers had to deal with the tension created by the dual supervision system. Survey respondents indicated that coordination, communication and supervision across the shifts were difficult. The implementation process itself was criticized on several levels. Respondents indicated that in the course of the 235 reorganization, top leaders had provided poor clarity and insuflicient information. They also felt that the team-based system suffered from a poor distribution of the workload, insufficient time for problem solving endeavors, and inadequate rewards. Officers were unsure how to operate under the team-based system. They felt that top leaders had not been clear about what the Department expected to achieve, how officers were supposed to work under the system, how they were to balance their temporal and geographic responsibilities, how they were to deal with the tension of dual supervision, and what criteria would indicate “good” performance on their part. Respondents indicated that their problem solving training was inadequate to prepare them to operate under the new system, forcing them to rely on informal (and inconsistent?) means by which to learn these skills. A final element of organizational determinism which was absent in the Lansing experience was a modified system of accountability, evaluations, and rewards. Community policing alters accountability patterns within police organizations; this alteration necessitates a change in evaluation tools. The quantitative measures traditionally employed by organizations to evaluate police employees do not assess the range of behaviors and actions that need to be captured to make evaluations in a community policing setting. Alternative reward mechanisms may also help encourage employees to make behavioral modifications. In the case of the Lansing Police Department, these elements were largely overlooked in the transition to team-based community policing. This makes it difficult to determine the role they played in the process of change. Based on prior studies, it might be speculated that the use of these three tools might have aided the Department in realizing a more successfirl change within their organization. The results of the review of the literature and these initial study findings facilitated 236 the development of ten hypotheses which were tested using the results of the officer survey. These hypotheses were produced to allow for a better understanding of how the elements of the conceptual framework intersected in the instant case study. The hypotheses were designed to assess how measures of individual socialization, organizational culture, and organizational determinism intersected in determining respondent attitudes toward three issues. Specifically, the issues being targeted were beliefs about how community policing should be organized in the future, evaluation of community policing as implemented in the Lansing Police Department, and attitudes respondents held about community policing as a philosophy. The following observations and conclusions may be made based upon the results of the hypotheses testing. The respondents’ attitudes about community policing as a philosophy were affected by experience as a CPO, gender, and rank (and, to a lesser extent, years of service). Females, supervisors, and those with CPO experience held more positive attitudes (as did newer officers). In addition, respondents who perceived of the organizational culture as “healthy” also had more positive attitudes about community policing as a philosophy. Other measures of individual socialization were not found to have an impact on attitudes about community policing as a philosophy. Measures of individual socialization had an effect on beliefs about how community policing should be organized in the future. EERQIMPB‘EFWQE QBQ.@§L€9¥...E§§§ significant Egg-ctofiflwhile gender and years of service exhibited smaller effects. When other factors were controlled for in regression models, the impact of these individual socialization elements was less pronounced. When controlling for perceptions of organizational culture or evaluation, of community policing as instituted in LPD, only CPO experience and rank 237 were found to be significant. When controlling for attitude about community policing, only \rgnyk. was found to be significant (at a questionably low level). Taken as a whole, these results suggest that beliefs about how community policing should be organized in the firture were most closely related with attitudes about community policing as a philosophy. Finally, measures of individual socialization were not found to be related with the evaluation of community policing in the Lansing Police Department. Respondents’ evaluation was related with their attitudes about community policing and their perceptions of organizational culture. As might be expected, this evaluation was correlation with attitudes about community policing as a philosophy. Surprisingly, this evaluation was highly \ correlated with perceptions of organizational culture; respondents’ who perceived of the t culture as “healthy” were more satisfied with how community policing was instituted in V LPD. This might suggest that oflicers who were content with their work environment and their relationship with top leaders were less critical of change. 1 Taken as a whole, supervisors, females, and officers with CPO experience held more positive attitudes about community policing as a philosophy. Evaluations of community policing as instituted in LPD were independent of individual socialization; instead, they were affected by general attitudes about community policing and, more profoundly, by perceptions of organizational culture. Officers who perceived of the organizational culture as “healthy” were more supportive of community policing, both specifically (in LPD) and generally (as a philosophy). Beliefs about how the Lansing Police Department should organize community policing in the future were affected by perceptions of organizational culture, evaluations of community policing as implemented in LPD, and attitudes about community policing as a philosophy. Officers who supported the idea of community policing, supported 238 how it had been implemented, and perceived of LPD’s organizational culture as “healthy” believed that the Department should continue to organization community policing using the team-based system. In conclusion, it should be noted that the problems experienced in the Lansing Police Department should not be viewed as an indication that it was/is a “bad” organization. As the literature review would suggest, the difficulties and barriers they encountered are extremely common. Unfortunately, the Department did not learn from prior failures and incorporate their lessons into their reorganization efforts. Implications of the Research Findings This study holds important implications for both practitioners and members of the academy. These implications can be derived from two primary sources: (1) based upon the analyses presented in the previous chapter; and (2) based upon the experiences of the SCJ research team and the author. The implications of these research findings may be divided into three categories. First, the study illuminates implications for general organizational change in police agencies. Second, the research findings are of importance for the implementation of generalized community policing. Third, the experiences of the SCJ research team and this author hold implications for firture research in the area of community policing and planned change in police agencies. Each category will be considered separately in this section. 239 Implications for Organizational Change in Police Agencies Care must be exercised in generalizing the findings of the instant study. The data under consideration only represents the experiences of a single police agency. Issues which were important in the Lansing Police Department may not be important in other agencies; analogously, matters which were not important in LPD may be important elsewhere. There are, however, a number of consistencies between these research findings and the results of other studies presented in the literature review. These consistencies would suggest that it might be possible to generalize these findings to other poliCe agencies (particularly those agencies of similar size and composition serving similar communities). Based upon the issues which emerged in the literature review and the results of this study, it is possible to offer some tentative elements of a general model for organizational change in police agencies. The following model is far from exhaustive, but should serve as a starting point for firture planning and research efforts. The applicability of individual elements will vary between agencies; however, on the whole, they would seem to be germane in discussing organizational change. 1. Planners and administrators need to take employee attitudes and perceptions into account in the process of planning and implementation organizational change. It is not enough to focus on structural issues. While organizations may be able to “force” change on employees (through strict accountability, evaluations, policies, procedures, etc), there may be other alternatives to ensuring success. By taking employees into account, employers may be able to ensure that employees embrace organizational change, thus enhancing the likelihood of achieving success. By working with employees so that they understand why a change is being initiated and by giving time 240 to hear their questions and concerns, organizations may be able to garner more support from those most directly affected by change, thus mollifying one source of resistance. Prior research has shown (and this research supports) that employers tend to ignore the psychological contracts held by their employees. It is important for employers to note that many elements of the psychological contract are non-monetary in nature. In other words, it will not cost an employer anything (other than time and effort) to firlfill these expectations of their employees. While individual elements will certainly vary between employees, general elements may be noted. Employers need to legitimately listen to employee needs and concerns; they need to respect an employee’s need for clarity, respect, involvement, and understanding. In the instant study, the Department’s lack of clarity not only presented structural challenges, but it was also viewed by some as a violation of their psychological contract. To some, the Department’ 5 failure to clarify expectations, demands, and processes was viewed as a sign that the agency did not respect the needs of its employees. In seeking to bring about change, employers must be conscious of how such changes intersect with the elements of their employees’ psychological contracts. The preceding discussion of the psychological contract is closely related to organizational culture. As the analysis revealed, employee perceptions of organizational culture are closely related with their views on organizational change (in the context of community policing). The exact reason is not indicated through this analysis. It might be supposed that employees who feel that they have a good relationship with their supervisors and are respected by their employer may be more 241 open to new approaches to doing their job. Employees who are less satisfied with their employer may resist change simply because it is initiated by their employer. Thus, agencies with a “healthy” organizational culture may have fewer barriers to> \/" overcome in seeking to bring about change. As evident in earlier experiments with team policing, change alters traditional reward systems in organizations. Such rewards may include informal benefits granted to officers exhibiting desirable conduct and formal patterns of promotions and specialized assignments. Although this did not appear to make a significant difference in the outcome of this study, there was evidence that this issue was of concern to some oficers. The transition to the team-based system modified the role and function of the patrol lieutenant, making this position less desirable. In a more general sense, many officers reported that they no longer knew “what mattered” to the organization. Many transitions in police organizations require agencies to rethink how they will reward desirable behavior by their employees. While organizations must allow time for employees to adjust to new reward patterns, they must also recognize that such changes can be a powerfirl tool in resocializing employees to adopt new patterns of behavior. As a product of their excitement to initiate a transition in their organization, planners and managers sometimes rush into and/or do not allow enough time to implement change. The more dramatic the impact of a new program, structure, or philosophy, the longer it will take for successful change to be realized. Change often challenges the status quo within an organization. Given this fact it takes time to reorient employees and to modify organizational structure. By giving sufficient forethought 242 to change, implementation, and their impact on an organization it may be possible to avoid errors, contradictions, resistance, and mistakes. Organizations should not expect overnight results in the process of implementing change. Mangers need to have realistic expectations of what change will achieve. Modification of individual socialization and organizational culture may take a great deal of time. The more dramatic the change, the longer this process may take. As some have suggested, the introduction of a new paradigm may take generations to become firmly entrenched. Police managers need to be realistic in what they hope to achieve in the short-term through change. By not setting standards which are too high and by continuing to stay on track in pursuing change, police departments may bring change to fiuition with time. If standards are unrealistic and/or change is expected overnight, potentially successful and beneficial efforts may be abandoned with too much haste. Success often takes time. Police organizations need to do a better job involving key actors in the resocialization process. By involving those employees who set a tone within an organization and who are formal or informal leaders, other employees may support a new idea, program, or philosophy. If employers take the time to identify key actors and help these employees understand why change is necessary, broader support may be realized within the organization. Too often, employers do not take the time to explain the rationale for change to their employees. Armed with such an understanding, employees may be more likely to support change. By targeting employees who have the respect of their peers, employers may create general support for their efforts with the least amount of effort. In addition, employees may View 243 support for change as having originated among their peers, rather than be forced upon them from the top levels of an organizational hierarchy. 8. In attempting to modify officer behavior, actions and attitudes, employers need to consider how they can incorporate methods which both “push” and “pull” employees. Techniques for “pushing” employees to change their behavior might include structural controls on behavior and actions (i.e., modified evaluation techniques, articulated accountability patterns, new policies and procedures). Methods of “pulling” employees to change their attitude focus on changing employee perceptions and beliefs. In other words, how can an employer make their employee see the value in change so that the employee wants to support that change? It is possible greater success may be realized in implementing change by incorporating both these “pushes” and “pulls” on employees. Not only will employees be compelled to modify their behavior, but they will also want to do so. Implications for the Implementation of Generalized Community Policing The previous section outlined several key issues which ought to be considered in implementing change in police organizations. Beyond these general issues, these research results hold implications specifically for police agencies seeking to implement generalized community policing. Community policing was conceptualized as a philosophy which should influence how every officer in a police department performs their duties on a daily basis. This generalized form of community policing is something few agencies have attempted to achieve. Instead, American police departments have used community policing as a program carried out by specific employees within their organization. If generalized community 244 policing is going to be realized in a law enforcement agency, the following issues (and others) will need to be considered and addressed. 1. Mid-level supervisors may be an important lynchpin in implementing generalized community policing. By bringing sergeants and lieutenants “on board” with the philosophy of community policing, departments may be able to overcome much of the resistance offered by line employees. In many police agencies, these mid-level supervisors are the only command officers with whom line officers have routine contact; they represent the administration to the majority of the department. If these supervisors exhibit pro-community policing behavior and set a problem solving tone for the officers whom they supervise, success may be realized more readily. Mid- level supervisors are in a position to not only enforce new policies and procedures, but also to lead by example. As such, they have a unique capacity to facilitate change in their agency. One of the most important lessons from the Lansing experience is that organizations need to take the time to explain change to their employees. Officers need to understand why an agency is adopting a community policing philosophy, why changes in structure are necessary, how employees should operate under the new structure, and what the organization expects to achieve through its approach to community policing. If officers do not understand why a change is being initiated they have no reason to alter their behavior. If officers have not been told how to operate under a generalized community policing paradigm then they are likely to resort to traditional policing tactics to do their duties. If expectations are not explicit, officers will not know what ends they are supposed to pursue. If success is not 245 defined prior to implementing a change, the department will not know how to assess its progress and make structural adjustments. If sufficient explanation is not provided on these and other issues, employees will have a difficult time operating under a generalized community policing structure (even if they want to do so). Agencies implementing generalized community policing need to first ensure that they have sufficient resources to do so. Community policing can be a resource-intensive endeavor. To be done well, it may tax a department’s personnel and financial resources. Although community policing may reduce an organization’s workload in the long run, in the short term it involves a high number of personnel hours. Beyond these financial and personnel resources, agencies might also question if they have suficient support resources to aid community policing activities. Examples of such support resources might include crime analysis, employee training, active community residents, and support fi'om other governmental and social service agencies. These financial, personnel, and support resources provide oflicers with the time, facilities, and tools to engage in successful community policing and problem solving efforts. Prior to attempting to implement generalized community policing agencies need to give advance consideration to their future structure and how to best bring about a successful organizational change. As mentioned above, planned change should only occur after sufficient planning and consideration; in addition, the process of actually implementing change should not be rushed. If change is forced, resistance is more likely. If change is slow and incremental, employees have the opportunity to learn new techniques and skills over time while slowly acclimating to a new organizational philosophy. Agencies might consider what types of employees will succeed under 246 their new philosophy. If these types of employees are not abundant within the organization, this might modify how the agency chooses to go about recruiting, selecting, and training employees in the firture. Community policing requires that officers adopt new patterns of behavior; traditional “scripts” and “routines” may not support the goals and objectives community policing entails. Officers need sufficient training so that they can learn alternative ways to perform their duties. In the absence of such training, officers must turn to peer socialization. While peer socialization is not inherently bad, it may be inconsistent across an organization. In LPD, in the absence of uniform and consistent training, many officers indicated that they learned how to do problem solving primarily fi'om their peers. Based on this and other studies, it does not appear that community policing is something which police officers can effectively teach to themselves. Agencies which wish to pursue generalized community policing need to make sure that they provide their employees with sufficient training in the theory and practice of community policing. Such training not only ensures that employees are operating in an informed and consistent manner, but may help resolve issues of clarity and misunderstanding which might further hamper the implementation. Community policing requires that police agencies rethink their accountability patterns, evaluation mechanisms, and reward structures. This is required both to ensure that organizational structure is consistent with organizational demands and to provide another means by which agencies may “push” officers to exhibit certain behaviors in the performance of their duties. Community policing alters to whom and it what ways police officers are accountable. It also modifies the criteria upon 247 which employee performance ought to be based. By rewarding and recognizing officers who exhibit pro-community policing behavior, employers may be able to encourage other employees to exhibit similar actions. These issues must be modified so that they are consistent with the needs of a police organization operating under a generalized community policing paradigm. Their modification may also serve to help agencies encourage officers to embrace a community policing approach in the performance of their duties. Implications for Future Studies of Organizational Change in Police Agencies This section will describe several implications for future research efl‘orts attempting the study organizational change in police agencies, in particular, future studies of generalized community policing. These implications are derived from two sources: (1) the experiences of the SCJ research team in the initial evaluation research project; and (2) the experiences of the author in attempting to assess the strength of the conceptual framework developed in the literature review. This study has attempted to understand how a broad set of issues intersects in the process of changing police organizations. Further research will be needed to better understand this phenomenon. l. The data available in the present study were not a perfect fit with the conceptual framework developed through the literature review. One of the greatest limitations was the lack of a full range of measures which might reflect individual socialization. Future research might attempt to better assess the role individual socialization might play in the process of organizational change. Such efforts present practical challenges to a researcher as it may be pragmatically difficult to separate 248 socialization on individual and organizational levels in studying police officers. Despite this challenged, future research might consider how can elements of individual socialization might be assessed in a more comprehensive manner. As eluded to in the previous implication, firture research efforts using this conceptual framework might consider how individual socialization and organizational culture can be analytically separated to allow better understanding of their relative impact. Simply assessing an employee’s expressed attitudes, beliefs, and values is not sufficient to understand how these expressions have been molded through various socialization processes. Ideally, a researcher could assess attitudes, beliefs and values before an employee began a new job; such an assessment would provide the most complete picture of individual socialization experiences. Pragmatically, this would rarely be possible in this type of research. As an alternative, firture studies could attempt to structure questions in such a way that a respondent’s individual socialization could be separated from the impact of organizational socialization and culture on attitudes, beliefs and values. The method of operationalizing organizational culture in the present study allows one way to assessing the impact of this factor on the process of change. Future studies might seek to compare multiple agencies attempting analogous change. This would allow for another way of assessing of the role of organizational culture. The advantage of using a single agency is study organizational culture is that it limits reliability concerns which may arise in a multiple-agency study. Using data from difl’erent agencies does create methodological concerns as each agency will have a different “starting point” for their culture, organizational climate, efforts to bring 249 about change, etc. By using only one agency there is not a question of whether the way in which agencies move through the change process may complicate this conceptual model. Future research needs to give more consideration to how generalized community policing is experienced by those charged with carrying it out? In the present study it is not clear if Lansing Police Department officers were actually “doing” generalized community policing. In agencies where this is not an issue, studies might assess how this alternative philosophy affects how police officers experience their jobs. Do these officers experience the same benefits reported by specialized community policing ofiicers in prior research? What new challenges and stresses might this paradigm create for officers operating under this approach to community policing? How can agencies pursuing generalized community policing better meet the needs of their employees? These and other issues will need to be addressed if generalized community policing is going to take hold in American law enforcement agencies. A key implication of the SCJ research project was the need for researchers and police organizations to engage in long-term projects to better understand the “big picture” of organizational change. Outside evaluators cannot enter an organization, make a quick assessment of select factors, and produce an accurate report about the “state of affairs” in that organization. Although there was a time when this latter approach was the norm, it is becoming evident that if academics are going to understand organizations and the process of change, research involvements need to be longer in duration. An enduring presence allows researchers to better understand the nature 250 and scope of problems, demonstrates commitment to employees, and provides a more thorough and accurate understanding of the issues under consideration. In pursuit of an understanding of the “big picture” of organizational change firture research might consider attempting to assess changes in attitudes, beliefs and values over time. The present study involved longitudinal interviews and focus groups, but the quantitative data were gathered as a snapshot in time. Administering a variation of this study’s officer survey several times during the course of a planned organizational change might provide researchers with a more thorough understanding of the change process. Such an approach would allow a researcher to understand trends and changes in employee attitudes which might occur during the course of the implementation process. Armed with a more thorough understanding of the implementation of organizational change, managers might be able to mollify resistance from their employees. Conclusion Based upon the findings of this study, the reader should not view the Lansing Police Department pejoratively. While the Department and its leaders made mistakes, their behavior was typical of managers planning for change. The agency’s most serious shortcoming was its failure to learn from the lessons of the past. If more attention had been payed to the issues illuminated by this research, it is possible the Department’s efforts to implement generalized community policing might have been more successfirl. Although the data used in this study were derived from a specific agency attempting 251 a specific change, the author suggests that the findings have broader implications. Departments which are analogous to the Lansing Police Department (i.e., size of agency, size and nature of jurisdiction, resources, etc.) may have similar experiences in the process of attempting to introduce planned organizational change. In addition, these challenges may create barriers in attempts to initiate other forms of change in police organizations. Above all else, police planners and administrators need to understand the myriad of structural and humanistic issues which must be addressed in the process of bringing about change. Failure to give due consideration to these issues may result in the failure of future efforts. Research which takes some of the preceding factors into consideration will greatly contribute to the understanding of planned change in police organizations. The author is realistic in understanding that it is difficult to study change in depth while accounting for diverse elements such as individual socialization, organizational culture, and organizational determinism. It may often be difficult to do so in the course of conducting research. If, however, the issues addressed in this research are of genuine importance then this is a challenge which researchers must bear in the firture. Some might label community policing as a concept which is a “simple theory” but a “harsh reality.” Although the ideas associated with the philosophy would seem to be laudable goals for police organizations to pursue, realizing these ideas can be very difficult, as the present study has demonstrated. For a variety of reasons, police officers tend to resist efforts to implement community policing within their agencies; where implementation has been attempted, true success if often illusive. If the promise of community policing is ever to come to fruition in America, this study has attempted to identify those challenges and barriers which must first be understood, confronted and overcome. 252 APPENDIX A 253 APPENDIX A Methodology for Systematic Social Observation Data Three instruments were used in the original LIRP study: the officer survey, systematic social observation tools, and a community survey. The methodology section of this text provided a detailed description of the processes used to obtain data in the officer survey. This appendix provides a brief discussion of the methodologies used to develop the systematic social observation data. The community survey is not used in the instant study. While not providing the same depth found in the methodology section, it should orient the reader with the means by which these data were derived. Systematic Field Observations Student observers were used to conduct a series of field observations of LPD road officers during the course of their normal shifts. The central purpose of these observations was to obtain data about where officers were spending the bulk of their time (in their team area or in other team areas). Officers were not informed of this purpose as the issue of where officers spent their time was of significant concern in determining if the team area idea would be successful. A consistent complaint heard from officers was that they could not support the problem solving needs in their team area because they were continually being dispatched to handle calls for service in other portions of the City. Also of interest was general information on what officers did during the course of their shifts and how they 254 interacted with the public. Instrument construction Student observers being trained for another research project operated by SCJ were used to conduct systematic social observations of Lansing police officers. The student used a customized data program and instruments developed for a separate research project being operated in part by SCJ faculty (the Project On Policing Neighborhoods, firnded by the National Institute of Justice). Based on decades of collective experience in conducting systematic social observations of police officers in the field, researchers from the four institutes operating POPNl had developed a standardized instrument which had been used by project observers for over a year; no significant instrument modifications were made. This instrument was designed to provide both quantitative and qualitative data about where police officers spend their time, the types of activities in which they engage, with whom they interact, and how they interact with citizens. Population and sample The population for this portion of the study was Lansing (MI) police officers assigned to the patrol division. Due to logistical problems, it was not possible to establish a systematic sampling protocol. Ideally, students would have been assigned to a random date, shift, and officer to provide truly randomized sampling. Observations were being done during the academic year, making it impossible to randomize the date and shifts during ‘ Albert Reiss at Yale University, Roger Parks at Indiana University, Robert Warden at the State University of New York— Albany, and Stephen Mastrofski at Michigan State University. 255 which students made their observations. In addition, the Department was not willing to allow students to be assigned to random officers. Instead, they felt it would be better if students were assigned to officers whom shift sergeants felt would be open to having a student observer. These officers were not selected because of the area they worked, their operational style, or their views or attitudes. They were simply selected because it was felt that they would “be nice” to these neophyte observers who were not necessarily ready to deal with difficult observees. Procedures At the beginning of each ride along, student observers provided their assigned officer with a cover letter from the SCJ POPN director. This letter briefly explained the purpose of the student’s presence and assured the officer that confidentiality would be maintained under all circumstances. During the course of the ride along, the student observer took short- handed field notes about where the officer went, what the officer did, with whom the officer interacted, and how the officer carried out their duties. Students went with their assigned officer on the vast majority of that officer’s activities, only “hanging back” when officers were handling an activity which might have posed an imminent threat to the observer’s safety. After the ride along was over, the observers used these field notes to write a detailed narrative report describing what was observed. This narrative report was then used to complete a computerized data entry program. A customized program had been written for the POPN project to guide observers through a series of questions for each activity, encounter, and citizen observed. The program prompted students to provide specific information to ensure that the data were consistent and reliable. 256 For each citizen contacted, and for each activity or encounter engaged in, by the officer being observed, the observer answered a series of questions which captured a vast amount of information about how officers spend their time, do their job, and interact with the public. Once completed, these narrative reports and data files were reviewed by senior project staff (doctoral students at another institution) for accuracy. Observers were required to correct any errors or deficiencies found in their work. 257 APPENDIX B 258 APPENDIX B Officer Survey Cover Letter LANSING POLICE DEPARTMENT PATROL OFFICER SURVEY Who is conducting the survey? The survey is being conducted by Michigan State University’s School of Criminal Justice for the Lansing Police Department. The study is firnded by the National Institute of Justice, the research agency of the United States Department of Justice. It is being directed by Professor Timothy Bynum. The survey questions were developed with the assistance of a panel of police officers and sergeants of the Lansing Police Department. Survey’s Purpose This study is intended to obtain a comprehensive picture of the views and experiences of Lansing Police Department’s patrol officers and their supervisors. It asks a wide variety of questions about police work, the Lansing Police Department, and the community it serves. Who is being surveyed? The survey is intended for all police officers, sergeants, and lieutenants working in the patrol division, both the North and South Precincts. Survey Procedure Your participation is completely voluntary. You may decline to participate entirely. If you do participate, you may still decline to answer any questions on the survey. Please keep this sheet for your information. Once you have completed the survey, place it in the unmarked envelope provided and seal the envelope. Return the envelope to the person who distributed it. He or she will deliver all of the surveys unopened to Lieutenant Kim Lawrence. Lieutenant Lawrence will deliver the unopened surveys to the Michigan State University research team. If you do not wish to participate, please place the blank survey form in the envelope, seal it, and return it to the person who distributed it. Confidentiality of survey responses is guaranteed. All survey responses are anonymous and will be kept in confidence. Do not write your name or any other identification number on the survey. The results of the survey will be presented in statistical groupings. No individual’s responses will be singled out for 259 reporting. The data will remain in the possession of the research team. Only the summary report will be given to the department. Uses of the Survey The survey will be delivered to the department to assist in assessing existing policies and practices and to develop or modify new ones. A short summary of the report will be prepared for all officers who participated. Contact Persons If you have any questions, call: Dr. Timothy Bynum (355-2197) or Dr. Stephen Mastrofski (3 53-0765). 260 APPENDIX C 261 APPENDIX C Officer Survey Instrument First we would like to learn your views on topics about police work generally. For each item, please check the box of the response that best indicates your opinion about the statement. 1 2 3 4 Agree Agree Disagree Disagree Strongly Some- Some- Strongly j what what 1. Enforcing the law is by far a patrol officer’s most important responsibility. 2. Police officers have reason to be distrustful of most citizens. 3. A good patrol officer is one who patrols aggressively by stopping cars, checking out people, running license checks, etc. 4. Assisting citizens is just as important as enforcing the law. 5. A good patrol officer will try to find out what residents think the neighborhood problems are. 6. In order to do their jobs, patrol officers must sometimes overlook search and seizure laws and other legal guidelines. Here are some different kinds of incidents or conditions citizens sometimes ask police to handle. We’d like to know how often, in your view, patrol officers should be expected to do something about each of these situations. For each one, please check the box indicating how often patrol officers should be expected to do something about that situation. 262 1 2 3 4 Always Much of Some- Never the time times 7. Public nuisances 8. Neighbor disputes 9. Family disputes 10. Litter and trash 11. Parents who don’t control their kids 12. Nuisance businesses that cause lots of problems for neighbors 13. How frequently would you say there are good reasons not to make an arrest or issue an appearance summons to someone who has committed a minor criminal offense? 1 often 2 sometimes 3 rarely 4 never Here is a list of goals that police are sometimes expected to accomplish. Please look these over and mark with an “X” the TWO that you believe are the MOST important for patrol officers. Then please mark with an “O” the TWO that you believe are the LEAST important for patrol officers. 14. Handling the calls for their assigned area 15. Making arrests and issuing citations 16. Reducing the number of repeat calls to the same address 17. Seizing drugs, guns, and other contraband 18. Reducing the level of public disorders 19. Getting the public involved in improving the neighborhood 20. Reducing the public’s fear of crime For the questions in this section please think about the district or other geographic area in which you have worked the most in the last 6 months. If you were not assigned to a district or other geographic area during the last 6 months, please skip this section and go to Question 49. 263 21. 22. What kind of geographic area are you referring to? 1 District 2 Team area 3 Other (Please describe) Over the last 2 years, how many months have you routinely worked in this geographic area? Less than 1 month 1 - 2 months 3 - 4 months 5 - 6 months 7 - 12 months 13 - 18 months 19 - 24 months \fChUt-wa—t Here are some conditions that might be problems in some neighborhoods. For each one, please check whether YOU think that it has been a major problem, a minor problem, or not a problem in the geographic area you’ve routinely worked over the last 6 months. 1 2 3 Major Minor Not a Problem _ 23. Theft or burglary 24. Litter and trash 25. Vandalism of cars & property 26. Drug dealing 27 . Gangs 28. Loitering 29. Abandoned buildings 30. Assaults in public 31. Domestic violence 32. Traffic violations L—w 264 3 3. In this geographic area, what kind of reputation is it better for a patrol oflicer to have? 1 a reputation for being hard-nosed 2 a reputation for being approachable 3 don’t know For each of the following, please indicate how many citizens in this geographic area would fit the described action or situation. How many citizens: Most Some Few None 34. Would call the police if they saw something suspicious? 35. Would provide information about a crime if they knew something and were asked about it by police? 36. Are afraid to cooperate with the police because of what other citizens might do to them? 37. Are willing to work with the police to try to solve neighborhood problems? 38. In most districts there are people who repeatedly cause trouble or make work for the police. How many of these people in your geographic area could you identify by name if you saw them on the street? Here is a list of some ways to get information about public safety problems. For each one, please check the number that best indicates how frequently you find out about problems in your geographic area. 265 Often Rarely Some- Never times 39. From your supervisor 40. and work there By talking with citizens who live 41. By talking with other officers 42. and calls for service By looking at statistics on crime 44. 45. 46. 43 . community groups By attending meetings of On a typical busy shift, what portion of your work shift do you spend in your team area? 1 0-20% 2 21 -40% 3 41 -60% 4 61 — 80% 5 81 - 100% On a typical slow shift, what portion of your work shift do you spend in your team area? 1 0-20% 2 21 -40% 3 41 -60% 4 61- 80% 5 81 - 100% How many members of your assigned team do you know well enough to feel that you can depend upon them when working on team projects? 1 All 2 Most 3 Some 4 A few 5 None 266 47. The supervisor for my team provides subordinates adequate guidance on problem- solving projects: 1 Always 2 Usually 3 Sometimes 4 Rarely 5 Never 48. How often does your supervisor communicate with you about team projects? 1 Daily 2 One or two times a week 3 One or two times a month 4 Less than once a month 5 Never Here are some questions about your work unit—the officers who work in your precinct on your shift. For each item, please indicate the number that best indicates your opinion. 49. Compared to other police shifts, how would you rate the job your shift does? 1 better than most others 2 about the same as most others 3 not as good as most others For each of the following, please check the box that shows how many officers on your shift best fit the description. .1.— l 2 3 4 How many officers on your shift: All or About A Few None Most Half 50. Would you consider to be your fiiend? 51. If you obtained some hard-to-get information about the identity of an offender causing a lot of trouble in your precinct, with how many ofiicers on your shift would you share this information? 267 52. Would say that enforcing the law is by far a patrol officer’s most important responsibility? 53. Would say that police officers have reason to be distrustfirl of most citizens? 54. Would say that assisting citizens is just as important as enforcing the law? 55. Would say that in order to do their jobs, they must sometimes overlook legal guidelines? Here are some questions about the role of Community Policing Officers. 56. In your opinion, which of the following best describes the workload of Community Policing Officers? 1 It is greater than it should be. 2 It is at about the level it should be. 3 It is lower than it should be. 4 Don’t know 57. Are you now or have you ever served as a Community Policing Oflicer? 1 yes 2 no 58. How would you feel about receiving an assignment to work as a Community Policing Officer during the coming year? 1 Very positive 2 Somewhat positive 3 Neutral 4 Somewhat negative 5 Very negative 59. Below is a list of things which are sometimes mentioned as advantages of working as a Community Policing Officer. Please place an “X” by any of these that you think apply to those who receive assignments as Community Policing Officers in Lansing. Check as many as apply. 268 60. 61. 62. Independence to do the job as you see fit Good work schedule Enough time to work on long-term projects Opportunity to work closely with the public Leeway to try new things to get the job done Getting positive feedback from the public I-Iigh status of the job among other police Diversity in the kinds of tasks and skills required Opportunities for promotion and career advancement Below is a list of things that are sometimes mentioned as disadvantages of working as a Community Policing Officer. Please place an “X” by any of these that you think apply to those who receive assignments as Community Policing Officers in Lansing. Check as many as apply. Insufficient department direction about what you are expected to do Poor work schedule Not enough time to get the work done Having to work closely with members of the public as “partners” Inadequate training to do the job expected Not enough leeway to do the things that are necessary to get the job done Having to pay too much attention to keeping the public happy Low status of the job among other police Spending too much time on work that is not really police work Poor prospects for promotion or career advancement When a crime problem is displaced from one neighborhood to another inside the city of Lansing, what impact do you believe that has on the city of Lansing as a whole? 1 2 3 Reduces over all crime and related problems for a time by disrupting the criminal activity No effect on overall crime and related problems; it just moves the problem from one area to another. Makes it harder to monitor and track criminals for a while in the new neighborhood Where is the greatest need for coordination among police officers who are working on a problem-solving effort? 1 2 3 Among officers working different shifts Among officers working the same shift About the same for both 1 and 2 above 269 63. What would be the best way for the Lansing Police Department to organize community policing? Designate specialists to do it Make it the responsibility of all patrol officers Make it the responsibility of both specialists and general patrol officers Do not do community policing at all AWN-d Now we have some questions about your experiences with problem solving in the Lansing Police Department. By “problem solving,” we mean doing something to reduce the frequency or seriousness of an ongoing problem in a given area. That area may be an address, a street or block, a team area, or the entire precinct. Please think about the last problem-solving effort you have completed. A completed effort is one on which you are no longer working, regardless of how successful it was. Do not select something that is currently under way. Answer each of the following questions with this effort in mind. 64. How long ago did you complete this effort? I have completed no problem-solving effort [GO TO Q-81] Within the last week Within the last month Within the last two months Within the last four months Within the last 6 months Within the last 12 months Longer than 12 months ago OO\)O\UIJ>-UJN'-* 65. How long a time period did this effort last? 1 A day 2 A week 3 2-3 weeks 4 A month 5 2-6 months 6 Longer than 6 months 270 66. 67. 68. 69. 70. 71. What was the problem that this effort was aimed at? Select the one that best describes the problem if more than one applies. mQQMbWNv—I Drugs Burglary and Breaking & Entering (residential) Burglary and Breaking & Entering (business) Larcenies Auto theft Loud parties Retail fraud Physical deterioration of neighborhood Traflic problems Disorderly people in public places Violent crime against strangers Domestic violence Other (Please describe): In a typical work week, how many hours did you devote to working on this effort? Number of hours: What percent of the time that you worked on this effort did you work closely with one or more other ofiicers? Percent of project time: To the best of your knowledge, how many other ofiicers made a significant contribution to this effort? Number of ofiicers: What was the scope of this effort? QMAWNI—d Single address or streetcorner Block 2-4 blocks A quarter to half of your assigned district or area More than half of your assigned district or area An area larger than your district or assigned area How would you assess the success of this effort? 1 2 3 Very successful Somewhat successful Not at all successfirl 271 72. 73. On what basis do you form your view of the degree of effort success? Select the most important if more than one applies. GUI-AWNW Personal impressions Views of other officers Feedback from supervisor or manager Feedback from citizens Feedback from public officials outside the department Data or study What would have made the effort more successfirl? Select the gig that would have had the biggest effect. OOHOM-bMN-d More police time or resources devoted to it. Better analysis of the problem before implementing solution Different tactic for solving the problem More citizen participation More participation from other government agencies Better coordination of police efforts Clearer definition of project goals and objectives None of the above. The project was as successful as possible Please indicate how useful each of the following has been to you in developing problem- solving skills. 1 2 3 4 Not Not Some— Very Received Helpfirl what Helpful Helpfirl 74. Formal training in department 75. Formal training outside department 76. College coursework 77. Field Training Officer 78. Supervisor 79. Informal training from other officers 80. Personal experience 272 Below are a few questions about Lansing Police Department’s efforts to implement problem solving. For each item, please select the response that best reflects your view. 81. How well has LPD done in clarifying the role of regular patrol officers in problem solving? 1 excellent 2 good 3 fair 4 poor 82. How well has LPD done in distributing the workload fairly between problem solving specialists and officers who are responsible for taking calls? 1 excellent 2 good 3 fair 4 poor 83. How well has LPD done in giving officers enough time for problem solving? 1 excellent 2 good 3 fair 4 poor 84. How well has LPD done in providing the information ofiicers need on the problems in their assigned areas? 1 excellent 2 good 3 fair 4 poor 85. How well has LPD done in rewarding ofiicers who do a good job with problem solving? 1 excellent 2 good 3 fair 4 poor Following is a list of functions that supervisors are sometimes expected to perform. Please indicate how much effort you believe sergeants in the Lansing Police Department should give each of these. 273 1 2 3 4 Much Some A None Little % 86. Being present at the scene when a subordinate is involved in a potentially dangerous or difiicult situation. 87. Reviewing subordinates’ written reports. 88. Dealing directly with citizens who are complaining about problems in their neighborhood. 89. Keeping superiors advised of what is going on during their shifts. 90. Dealing with personnel matters (paperwork, discipline, counseling) 91. Attending meetings with the public and giving talks to the public. 92. Coordinating and scheduling the work of team members. 93. Getting other public and private organizations to cooperate with the police to solve community problems. 94. Identifying projects for subordinates and monitoring their progress with those projects. 95. Evaluating the performance of individual officers and giving them feedback. FOR POLICE OFFICERS: Think about the sergeant on this shift with whom you have the most contact. How good a job do you think that sergeant is doing on each of the following things? FOR SERGEANTS & LIEUTENAN TS: Think about the immediate supervisor with whom you have the most contact. How good a job do you think that supervisor is doing on each of the following things? 274 Very Good Fair Poor Very Good Poor 96. Being present at the scene when a subordinate is involved in a potentially dangerous or difficult situation. 97. Reviewing subordinates’ written reports. 98. Dealing directly with citizens who are complaining about problems in their neighborhood. 99. Keeping superiors advised of what is going on in their shifts. 100. Dealing with personnel matters (paperwork, discipline, counseling). 101. Attending meetings with the public and giving talks to the public. 102. Coordinating and scheduling the work of team members. 103. Getting other public and private organizations to cooperate with the police to solve community problems. 104. Identifying projects for subordinates and monitoring their progress with those projects. 105. Evaluating the performance of individual officers and giving them feedback. FOR POLICE OFFICERS: Now we would like you to think about your team sergeant. For each of the following statements, please check the box that best indicates your experience or opinion about your team sergeant. FOR SERGEANTS & LIEUTENANTS: Now we would like you to think about the immediate supervisor with whom you have the most contact. For each of the following statements, please check the box that best indicates your experience or opinion about that immediate supervisor. 275 1 2 3 4 Agree Agree Disagree Disagree Strongly Somewhat Somewhat Strongly 106. The decisions or judgments I make are seldom criticized or modified by my supervisor. 107. My supervisor lets officers know what is expected of them. 108. My supervisor’s approach tends to discourage me from giving extra effort. 109. My supervisor has a lot of professional experience to help officers do their jobs. 110. My supervisor looks out for the personal welfare of his/her subordinates. 111. I have complete faith in my supervisor. Please check the box that indicates for each of the following how often the statement is applicable to the supervisor you selected in the previous section. 1 2 3 4 Always Much of Some— Never the time times 1 12. When you try a new approach to doing your job and it doesn’t work, how often does your supervisor treat it as an honest efl’ort and not a disciplinary matter. 113. When your team has a problem that higher-ups could straighten out, how often is your supervisor able to get those higher-ups to actually do something about the problem? 276 Now we have a few questions about your precinct’s management. First think about the priorities of the precinct’s management here. Please look these over and mark with an “X” the TWO that you think Precinct MANAGEMENT would say are the MOST important for patrol officers. Then please mark with an “O” the TWO that you think Precinct MANAGEMENT would say are the LEAST important for patrol officers. 114. Handling the calls for their assigned area 115. Making arrests and issuing citations 116. Reducing the number of repeat calls to the same address 117. Seizing drugs, guns, and other contraband 118. Reducing the level of public disorders 119. Getting the public involved in improving the neighborhood 120. Reducing the public’s fear of crime For the following items, please indicate how likely each is to occur. 1 2 3 4 Very Somewhat Somewhat Very Likely Likely Unlikely Unlikely 121. When there is an alleged rule violation, how likely is it that an officer will be treated fairly? 122. When an officer contributes to a team effort rather than look good individually how likely is it that top management here will recognize it? Below are statements about a variety of issues concerning the Lansing Police Department and the community of Lansing. For each one, please check the box that best indicates your opinion. 277 1 Agree Strongly Agree Some- what 3 Disagre e Some- what 4 Disagree Strongly 123. Community Policing Ofiicers make an important contribution toward reducing crime and disorder in the neighborhoods where they are assigned. 124. Community Policing Ofiicers make an important contribution toward improving the attitudes of neighborhood residents toward the police department. 125. The neighborhoods that complain the loudest are the ones mot likely to receive a Community Policing Officer. 126. There are not enough officers assigned to patrol functions to handle the demands from calls for service. 127. Top department leadership has unrealistically high expectations about how much the current organizational strategies will reduce crime and disorder in the neighborhoods. 128. It is rare for the activities and projects of my team to be well coordinated across shifts. 129. Sergeants working on another shift are unable to effectively supervise officers who work on this shift. 130. A precinct lieutenant is usually available when he/ she is needed on this shift. 131. Precinct lieutenants do not have enough contact with the officers and sergeants on the street. 278 132. There are not enough citizens in my district who are willing to exercise the necessary initiative to make their neighborhood a nicer place to live. 133. Citizens in my district do not call upon the police nearly as much as they should to solve neighborhood problems. 134. Most of the time, neighborhood associations pretty accurately reflect the views of the majority of citizens on my district about what police priorities for the district should be. 135. Decentralization to the precincts has improved communication between patrol officers and detectives. 136. The department should put more resources into the general patrol firnction and less into specialist functions. 137. Rookie officers should have their assignments rotated through different districts around the city before receiving a permanent assignment. 138. Top department management has a good understanding of what the work of the rank-and-file police officer is like. 139. Rank-and-file officers do not have enough opportunity to participate in developing policies and planning strategies. 140. Rank and file oflicers are kept well-informed of management’s policies and plans. 141. On the whole, the department’s system of promotion to sergeant selects the best qualified people. 279 1 2 3 4 Agree Agree Disagre Disagree Strongly Some— e Strongly what Some- what 142. On the whole, the department’s system of promotion to lieutenant selects the best qualified people. 143. Top leaders have made the department’s priorities clear. 144. Commendations are given too easily for tasks and accomplishments that really do not contribute to improved police service. 145. Doing community policing means that officers will be unable to do more important tasks. Finally, we have a few questions about your background. This information is for statistical purposes only. Individual responses will not be reported. 146. How many years have you worked as a sworn officer for the Lansing Police Department? 1 less than 1 year 2 1 - 2 years 3 3 - 5 years 4 6 - 10 years 5 11 - 15 years 6 16 years or more 147. How many years have you worked elsewhere as a sworn law enforcement officer? 1 not applicable - have only worked in LPD 2 less than 1 year 3 1 - 2 years 4 3 - 5 years 5 6 - 10 years 6 ll - 15 years 7 16 years or more 280 148. 149. 150. 151. 152. 153. How important to you is getting promoted? very important somewhat important somewhat unimportant very unimportant kwNfl How important to you is moving from patrol to a specialized unit, such as special operations, Metro, or motorcycle? very important somewhat important somewhat unimportant very unimportant AWN-d What is the highest level of formal education you have completed? high school or lower (include GED) some college, but did not earn a bachelors (4-year) degree bachelors (4-year) degree some graduate or law courses but did not earn a degree graduate or law degree (masters, doctorate, J .D., L.L.D.) MANNF‘ To what precinct are you assigned? 1 North 2 South What shift are you currently working? 1 0630 - 1630 2 1100 - 2100 3 1630 - 0230 4 2100 - 0700 5 Other What is your rank? 1 Police officer 2 Supervisor (sergeant or lieutenant) 281 154. What is your race/ethnicity? White/Caucasian Black/Afiican-American Hispanic/Latino Asian-American/Pacific Islander Native American Other OMAUJNr—o 155. What is your gender? 1 Female 2 Male Thank you very much for completing the survey. If you have any other comments to make, please do so in the space provided below and on the reverse side. Then place the questionnaire in the plain envelope, seal the envelope, and give it to your supervisor. 282 BIBLIOGRAPHY 283 BIBLIOGRAPHY Angell, J.E. (1971). Toward an alternative to the classic police organizational arrangements: A democratic model. Criminology, 9, 185—206. Babbie, ER. (1973). Survey research methods. Belmont, CA: Wadsworth. Babbie, ER (1992). Practicing social research (6th ed.). Belmont, CA: Wadsworth. Bachman, R., & Paternoster, R. (1997). Statistical methods for criminology and criminal justice. New York: McGraw-I-Iill. Bahn, C. (1984). Police socialization in the eighties: Strains in the forging of an occupational identity. 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