OPTIMIZING THE ANALYSIS OF TRACE DNA FROM FINGERNAIL EVIDENCE By Ashley Elizabeth Doran A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of Forensic Science—Master of Science 2014 ABSTRACT OPTIMIZING THE ANALYSIS OF TRACE DNA FROM FINGERNAIL EVIDENCE By Ashley Elizabeth Doran During a physical assault, biological material can be transferred between an assailant and victim. When victims defend themselves with their hands, biological material from the assailant may accumulate underneath their fingernails. Currently, research on fingernail evidence is limited; there is no optimized method regarding fingernail evidence processing. It is unknown what type of packaging best prevents loss and degradation of DNA during transport, and what procedures are best for recovering the maximum amount of exogenous DNA while limiting the amount of nail DNA. In this research, exogenous DNA recovery was optimized. Factors investigated included: comparison of soaking solutions; length of soaking time; length of digestion; vortexing; the effect of pelleting exogenous material for extraction; and the comparison of improved organic and silica-based extractions. Female volunteers then scratched male volunteers, and the improved procedure was applied. Next, different kinds of packaging were compared, noting if DNA degradation and loss occurred. DNAs were quantified and autosomal and Y-STRs were analyzed. Soaking the fingernail for 15 min in digestion buffer prior to extraction removed most exogenous DNA. Pelleting exogenous material led to DNA loss, so exogenous material was not pelleted. Instead, DNAs were extracted from the soaking solutions, followed by a 2-h digestion and organic extraction. Mixtures were common when analyzing autosomal STRs, so Y-STR analysis is suggested. Microfuge tubes were better for transporting fingernail evidence, and there was little degradation after storage for 6 months. These optimizations helped increase exogenous DNA recovery from fingernail evidence. To my family for their love and support; particularly my grandparents, who always believed I could accomplish anything. I love you. iii ACKNOWLEDGEMENTS First and foremost, I would like to thank my advisor, Dr. David Foran, for all of his guidance throughout this process; I am forever grateful that I was given this opportunity to fulfill the dream I had since high school. I would also like to thank my committee members, Dr. David Carter and Ms. Bethanie De La Ossa, for taking time to offer me helpful comments and suggestions. This project was in part supported by Award No. 2010-DN-BX-K224, awarded by the National Institute of Justice, Office of Justice Programs, U.S. Department of Justice. The opinions, findings, and conclusions or recommendations expressed in this publication are those of the author and do not necessarily reflect those of the Department of Justice. Further, this research could not have been possible without the help of my many volunteers, including my former students from BS171 and BS172, as well as former and current members of the Michigan State University Forensic Biology Laboratory, including Amanda Fazi, Sarah Rambadt, Lisa Hebda, Michelle Metchikian, Mac Hopkins, Tim Antinick, Becca Ray, Drew Fischer, and Molly Lynch. Special thanks goes to Ellen Jesmok, Barb Fallon, and Ashley Mottar, who both supported me and kept me sane throughout my last year of graduate school. I am also deeply thankful for those who helped edit my thesis, including NSC 840, Dr. Renate Snider, and Lisa Hebda. Last but not least, I would like to thank my family and friends for their love and support throughout these past couple years. iv TABLE OF CONTENTS LIST OF TABLES ........................................................................................................................ vii LIST OF FIGURES .........................................................................................................................x INTRODUCTION ...........................................................................................................................1 Sources of DNA Mixtures from Fingernail Evidence .........................................................2 Techniques for Collecting DNA Evidence from Fingernails ..............................................3 Methods for Fingernail Evidence Processing ......................................................................4 DNA Isolation and Purification Techniques .......................................................................5 Quantitative PCR Analysis of Exogenous and Endogenous DNA ......................................6 Current Forensic DNA Analysis Methods: Autosomal and Y Chromosome STRs ..........11 Recovery of Exogenous DNA from Fingernails ...............................................................14 Packaging and Transportation of Fingernail Evidence ......................................................16 Study Objectives ................................................................................................................16 MATERIALS AND METHODS ...................................................................................................18 DNA Isolation and Purification .........................................................................................18 Quantification of DNAs .....................................................................................................19 Autosomal and Y-STR Analyses ......................................................................................20 Sample Collection .............................................................................................................21 Digestion Modifications for DNA Isolation ......................................................................22 Soaking Solutions for Exogenous DNA recovery .............................................................23 Soaking Times for Exogenous DNA recovery ..................................................................23 Silica-Based Kit Extraction vs. Organic Extraction with RNA-Pre-Treated Filters .........24 Exogenous Material Recovery from Pellets, Fingernails, and Soak Solutions .................24 Scratchings Utilizing Optimized Procedures for STR Analysis ........................................25 DNA Degradation in Microfuge Tubes .............................................................................25 Assessment of DNA Loss during Transportation ..............................................................26 Statistical Analyses of DNA Quantifications and STR Profile Percentages .....................27 RESULTS ......................................................................................................................................28 Soaking Modifications for Exogenous Cell Recovery from Fingernail Evidence ............28 Silica-Based Kit Extraction vs. Organic Extraction utilizing RNA-Treated Filters ..........32 Comparison of Digestion Modifications for Exogenous Cell Recovery ...........................32 STR Profiles from Scratchings using Optimized Procedures ............................................34 Assessment of DNA Degradation in Microfuge Tubes .....................................................38 Assessment of DNA Recovery from Scratchings after Transportation .............................39 DISCUSSION ................................................................................................................................41 APPENDICES ...............................................................................................................................53 APPENDIX A: DNA QUANTIFICATION DATA ..........................................................54 v APPENDIX B: AUTOSOMAL STR PROFILES FROM BLOOD DEPOSITION ON FINGERNAILS .................................................................................................................57 APPENDIX C: STR PROFILES FROM SCRATCHINGS ..............................................63 APPENDIX D: STR PROFILES OF TRANSPORTED SCRATCHINGS IN COIN ENVELOPES, BINDLE PAPERS, AND PLASTIC MICROFUGE TUBES ..................67 APPENDIX E: Y-STR PROFILES FOR DNA STORAGE AND DEGRADATION .....75 REFERENCES ..............................................................................................................................76 vi LIST OF TABLES Table 1. Components of the TaqMan® qPCR assay....................................................................... 8 Table 2. Median exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) for various soaking times (min) from fingernails harboring blood prior to digestion and extraction (n=48 total). Significant differences existed among exogenous (p=0.013) and endogenous (p=0.0003) DNA concentrations. ............................................................................. 31 Table 3. Pairwise comparisons (Mann-Whitney U; α=0.05) showing significance values among the average exogenous DNA concentrations (n=48 total). Significant p-values are in red. ......... 31 Table 4. Pairwise comparisons (Mann-Whitney U; α=0.05) showing significance values among the average total DNA concentrations (n=48 total). Significant p-values are in red. ................... 31 Table 5. Average exogenous DNA yields (pg) for commercial kit extractions and organic extractions coupled with RNA-pre-treated filters (n=28 total). T-test showed no significant differences between types of extraction methods or soaking times: ap=0.738734; bp=0.215766; c p=0.222789; and dp=0.7480818................................................................................................... 32 Table 6. Comparison of autosomal STR profiles from blood on fingernails for different digestion periods (h) utilizing a 15 min soak (n=7 total). The average % of alleles consistent with the exogenous profile was calculated, as was the % of loci that contained alleles not consistent with the exogenous DNA profile. ......................................................................................................... 33 Table 7. Summary of quantifications and STR analyses for scratchings utilizing optimized DNA collection and extraction procedures (n=18 total). Red italicized number indicates an outlier (Grubbs; α=0.05), and the numbers in parentheses indicate averages calculated without inclusion of the outlier. ................................................................................................................................. 35 Table 8. Median exogenous DNA concentrations (pg/µL) from fingernails stored for 1 week in microfuge tubes (n=15 total). After deposition, blood was allowed to dry for 0 min, 6 h, or 24 h prior to placement in microfuge tubes (Kruskal-Wallis; p=0.075). .............................................. 38 Table 9. Median exogenous DNA concentrations (pg/µL) from fingernails with 1 µL of male blood, stored at room temperature in microfuge tubes for various time periods (Kruskal-Wallis; p=0.617) (n=21 total). ................................................................................................................... 38 Table 10. Exogenous DNA recovered (pg/µL) and percent Y-alleles called consistent with the known exogenous profile from fingernail scratchings transported in coin envelopes, bindle papers, and microfuge tubes (Kruskal-Wallis; p=0.639) (n=45 total). Fingernails transported vii within the microfuge tubes were not transferred to fresh tubes for analysis. Red italicized number indicates an outlier (Grubbs; α=0.05), and the numbers in parentheses indicate averages calculated without inclusion of the outlier. ................................................................................... 40 Table A1. DNA recovered (pg/µL) from a 5 min soak in Tris/EDTA/SDS (n=12). …………..54 Table A2. DNA recovered (pg/µL) from a 15 min soak in Tris/EDTA/SDS (n=12). ……….…54 Table A3. DNA recovered (pg/µL) from a 30 min soak in Tris/EDTA/SDS (n=12). ………….55 Table A4. DNA recovered (pg/µL) from a 60 min soak in Tris/EDTA/SDS (n=12). ………….55 Table A5. Exogenous DNA concentrations (pg/µL) from fingernails containing 1 µL of male blood, stored at room temperature for various time periods (n=21). ……………………………56 Table A6. Exogenous DNA concentrations (pg/µL) from fingernails containing 1 µL of male blood, stored at room temperature for 1 week after allowing to dry for certain time periods (n=15). …………………………………………………………………………………………...56 Table A7. Exogenous DNA yields (pg) after a 15 min soak and extracted utilizing optimized kit protocol (Hebda et al. 2014) or an organic extraction with RNA-pre-treated filters (n=14). …...56 Table A8. Exogenous DNA yields (pg) after a 60 min soak and extracted utilizing optimized kit protocol (Hebda et al. 2014) or an organic extraction with RNA-pre-treated filters (n=14)…….56 Table B1. Autosomal STR profiles of fingernails containing blood that underwent a 15 min soak and had varying digestion times (n=7). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the exogenous DNA profile). ...57 Table B2. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 5 min soak period and a 2 h digestion (n=4). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile)………………………………………….59 Table B3. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 15 min soak period and a 2 h digestion (n=3). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile). ………………………………………...60 Table B4. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 30 min soak period and a 2 h digestion (n=4). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile)………………………………………….61 Table B5. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 60 min soak period and a 2 h digestion (n=4). Also viii includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile)………………………………………….62 Table C1. Autosomal STR profiles from the 18 scratchings that contained exogenous DNA (n=11). Samples not containing exogenous alleles were not included within the table. The % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile) are included. Each profile comes from exogenous DNA collected from a separate fingernail……………………………………………………………...63 Table C2. Y-STR profiles from the 18 scratchings (n=18). Sample number correlates with the sample number from Table 1C (above). Includes profiles from scratchings that quantified at 0 pg/µL and samples that did not contain any exogenous alleles in the autosomal profile. Includes the % of exogenous alleles called………………………………………………………………..65 Table D1. Autosomal STR profiles from fingernail clippings transported in coin envelopes (n=15). Includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that are not consistent with the exogenous DNA profile). Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed……………………..67 Table D2. Y- STR profiles from fingernail clippings transported in coin envelopes (n=15). Includes the % of exogenous alleles called………………………………………………………69 Table D3. Autosomal STR profiles from fingernail clippings transported in bindle papers (n=15). The % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile) are included. Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed…………………70 Table D4. Y- STR profiles from fingernail clippings transported in bindle papers (n=15). Includes the % of exogenous alleles called………………………………………………………71 Table D5. Autosomal STR profiles from fingernail clippings transported in microfuge tubes, with fingernail removed before processing (n=15). Includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles not consistent with the exogenous DNA profile). Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed………………………………………………………………………………..72 Table D6. Y- STR profiles from fingernail clippings transported in microfuge tubes (n=15). Includes the % of exogenous alleles called………………………………………………………74 Table E1. Y-STR profiles of exogenous DNA recovered from fingernail clippings containing blood after storage at room temperature for various time periods (n=7). Exogenous alleles were present for all samples. ………………………………………………………………………….75 ix LIST OF FIGURES Figure 1. The hyponychium, or the distal end of the fingernail. When scratching an assailant, exogenous material has the potential to accumulate on or under this part of the nail. Taken from Seidel 2013...................................................................................................................................... 3 Figure 2. Methods of fingernail evidence collection, including (a) clipping the fingernail, (b) swabbing the fingernail, or (c) scraping under the fingernail for exogenous material. .................. 4 Figure 3. The QIAamp® DNA Investigator Kit is an example of a commercial method that utilizes a silica-based extraction. The cells are lysed, DNA is bound to the silica filter, unwanted components are washed away, and DNA is eluted. Taken from QIAGEN 2012. .......................... 6 Figure 4. Diagram of the TaqMan® assay. The TaqMan® probe (purple) anneals to a specific DNA sequence between the forward (orange) and reverse (red) primers. As a new strand of DNA is produced, DNA polymerase cleaves the probe, separating the reporter dye (green ‘R’) from the quencher (blue ‘Q’), increasing fluorescence. The more DNA present, the more fluorescence detected. Taken from Kumar 2013. ................................................................................................ 9 Figure 5. Exemplary qPCR data. The y-axis shows the RFUs, and the x-axis shows the PCR cycle number. The horizontal green line represents the critical threshold. The more starting DNA present, the more fluorescence produced and the faster the Ct value is reached. ......................... 10 Figure 6. Exemplary IPC data. The y-axis shows the RFUs, and the x-axis shows the PCR cycle number. The horizontal green line represents the critical threshold. The close proximity of the curves to one another indicates that the assay is working correctly and the DNA samples do not contain PCR inhibitors. ................................................................................................................. 10 Figure 7. Exemplary IPC data displaying PCR inhibition. The y-axis shows the RFUs, and the xaxis shows the PCR cycle number. The horizontal green line represents the critical threshold. Two samples (represented by red and yellow lines) did not cross the threshold, and are not in close proximity to the other samples that crossed the threshold, indicating amplification was inhibited. ....................................................................................................................................... 11 Figure 8. Example of STR repeat units. This STR has a 3 bp repeat unit (GAC). The top example has 3 repeat units, while the bottom has 4 repeat units. This individual would type as a 3, 4 at this locus. ........................................................................................................................... 12 Figure 9. Exemplary STR profiles; (a) represents a mixed autosomal STR profile. The tall ‘X’ peak indicates a mixture predominantly originating from a female; (b) represents the same DNA sample after Y-STR analysis, and there is no indication of DNA mixture. In both instances, the x gray boxes above the peaks are the loci, and the numbers below the peaks are the number of repeats present. .............................................................................................................................. 13 Figure 10. Paternal lineage of Y-STRs. Squares indicate male, circles indicate female. The solid black fill represents the inheritance pattern. (A) shows that the Y-chromosome is passed down to the males in the lineage. (B) shows that the Y chromosome is not present. ................................. 13 Figure 11. Female volunteer scratching a male volunteer with her three center fingers, applying three pounds of force. ................................................................................................................... 22 Figure 12. Packaging used in transportation study; (from the left) coin envelope, bindle paper, and a plastic 1.5-mL microfuge tube. ........................................................................................... 26 Figure 13. Comparison of average exogenous DNA concentrations (pg/µL) after soaking in various solutions (n=11 total). TE, Tris/EDTA/SDS, and ATL buffer/Pro K recovered the most exogenous DNA. ATL buffer and PBS did not recover as much exogenous DNA as the other soaking solutions. .......................................................................................................................... 28 Figure 14. Comparison of average total (endogenous + exogenous) DNA concentrations (pg/µL) after soaking in various solutions (n=11 total). The addition of proteinase K greatly increased the total DNA concentration. .............................................................................................................. 29 Figure 15. Comparison of soak times (h) for exogenous DNA recovery using TE (n=4 total). DNA was extracted from the pelleted material; the figure shows that the longer the soaking time, the less DNA recovered from the pellet. A positive control (+) was also analyzed, containing 1 µL of blood. .................................................................................................................................. 30 Figure 16. Comparison of relative exogenous DNA recovery (%) after soaking in TE or Tris/EDTA/SDS from the pellet, fingernail, or soak solution, after a 5 min soaking period (n=12 total). ............................................................................................................................................. 30 Figure 17. The influence of digestion time on exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) after 0.5 h, 1 h, 2 h, and 24 h (n=4 total). A positive control (+) containing 1 µL of blood was also analyzed. The average exogenous DNA concentration after 0.5 h was the lowest; after a 1 hr digestion period, the average exogenous DNA concentration plateaued around 400 pg/µL. Total DNA concentration increased substantially at 24 h. ............ 33 Figure 18. Comparison of average exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) after implementing different amounts and frequencies of vortexing for a 2-h digestion period (n=6 total). Includes standard error bars. ..................................................... 34 Figure 19. Exemplary autosomal STR profile from scratchings. The gray boxes above the peaks represent the name of the locus. The boxes below the peaks represent the number of repeats for xi that allele. The endogenous (female) profile is dominant, as indicated by the tall ‘X’ peak at the amelogenin (AMEL) locus. .......................................................................................................... 36 Figure 20. Exemplary Y-STR profile of exogenous DNA following scratching. The gray boxes above the peaks represent the name of the locus. The boxes below the peaks represent the number of repeats for that allele. The peaks are consistent with the exogenous DNA profile. .... 37 xii INTRODUCTION In 2012, more than 1 million violent crimes occurred in the United States, over 62% of which were aggravated assaults, and more than 25% of which were committed using personal weapons such as hands, fists, and feet. Other reported violent crimes included forcible rape (6.9%) and murder (1.2%), both of which potentially included use of personal defense weapons by the victims (FBI Uniform Crime Report 2012). During such violent attacks, it is possible that the victim and the assailant exchange biological materials, including hairs, saliva, blood, and epithelial cells. In some instances the victim may scratch the attacker, resulting in the accumulation of the assailant’s skin beneath the fingernails. Depending on the amount of force exerted, blood from the attacker may be drawn as well. When exogenous (foreign) material is obtained from fingernails, the genetic information may be useful for identifying an assailant if enough of their DNA is present. Two problems exist that have the potential to complicate DNA analysis when collecting fingernail evidence. The first is lack of standardization for the collection of exogenous material. The most current edition of A National Protocol for Sexual Assault Medical Forensic Examiners (U.S. Department of Justice 2013) recommends that practitioners first ask if any scratching occurred, followed by a visual examination of the fingernails for loose fibers or exogenous biological material. Then, the nails may be clipped and collected, or either scrapings or swabbings of the nails may be obtained. These collection methods have not been systematically compared, so it is not known which is most advantageous for obtaining the maximum amount of exogenous cells/DNA while minimizing the amount of endogenous (from the fingernail itself) cells/DNA retrieved. 1 Transportation of fingernail evidence to the DNA testing facility also has the potential to impair analysis. There are many ways to package fingernail evidence: some practitioners use coin envelopes for transport (e.g., Sparrow Forensic Pathology), while others use bindle papers (Alaska Scientific Crime Detection Laboratory 2012). Since the evidence is not processed on site, it must reach the testing facility without being lost or compromised. During transportation, exogenous cells have the potential to become dislodged from the fingernail, and recovery from the packaging may be overlooked or impossible. Sources of DNA Mixtures from Fingernail Evidence From a forensic biology standpoint, a mixture exists when more than one source of DNA is present in a sample. A major source of DNA mixture from fingernail evidence is endogenous cells that are extracted along with the desired exogenous cells (Allouche et al. 2008, Bengtsson et al. 2011). The majority of endogenous DNA is likely derived from the keratinous part of the fingernail (the nail itself), however DNA consistent with the nail may come from epithelial cells that accumulate on or under the fingernail hyponychium (Figure 1) as it grows (Bengtsson et al. 2011), or from rubbing or scratching one’s self; therefore, the vast majority of DNA from fingernail evidence may come from the victim (Wickenheiser 2002). Foreign DNA beneath fingernails has been found to be rare except between intimate partners (Cook and Dixon 2006, Matte el al. 2011). However, during a violent attack, exogenous DNA may accumulate underneath the fingernails, the amount of which is dependent on the force of the scratches and whether or not the skin is broken (Matte et al. 2011). The biological material collected following an attack may provide genetic information useful for identifying an assailant. 2 Figure 1. The hyponychium, or the distal end of the fingernail. When scratching an assailant, exogenous material has the potential to accumulate on or under this part of the nail. Taken from Seidel 2013. Techniques for Collecting DNA Evidence from Fingernails Following a physical assault, qualified personnel such as sexual assault nurse examiners (SANEs) may collect fingernail evidence. If the victim is deceased, fingernail evidence is collected by the pathologist during autopsy. This evidence can be obtained through clipping (Figure 2a), swabbing (Figure 2b), or scraping (Figure 2c); the methodology used depends upon the agency (FBI 1999, Alaska Scientific Crime Detection Laboratory 2012, U.S. Department of Justice 2013). The evidence is then packaged and transported to the crime laboratory. There, forensic biologists may soak the nails in order to remove exogenous material for DNA isolation and analysis (Harbison et al. 2003, Alaska Scientific Crime Detection Laboratory 2012, Hebda et al. 2014). It is also common to swab the clippings, either individually or cumulatively (Alaska 3 Scientific Crime Detection Laboratory 2012). During cumulative swabbing, one swab is used for multiple nails, such as those from one hand. Figure 2. Methods of fingernail evidence collection, including (a) clipping the fingernail, (b) swabbing the fingernail, or (c) scraping under the fingernail for exogenous material. Methods for Fingernail Evidence Processing Swabbing, scraping beneath the nail, or clipping the fingernails each have advantages and disadvantages. Swabbing is most frequently used in crime laboratories, since it is easy to perform and the practitioner can visualize the exogenous material recovered from the nail. However, this can result in many swabs to process, and not all exogenous material may be recovered. Cumulatively swabbing fingernails/fingernail clippings requires less effort than processing each fingernail individually, and potentially increases DNA yields; however, it could also result in cross-contamination, mixtures, and DNA loss from one fingernail to the next (Cook and Dixon 2006, Hebda et al. 2014). Nail scrapings are processed directly, and the applicator may also be analyzed for any adhering genetic material. Hebda et al. (2014) found that less endogenous DNA is recovered through scraping than soaking or swabbing, reducing its contribution to the mixture. On the other hand, scrapings may also result in exogenous DNA loss when not all biological material is removed from the fingernail. Hebda at al. (2014) also discovered that soaking 4 fingernail clippings recovered the most exogenous DNA, however a large amount of endogenous DNA was recovered as well. The lack of standardization in collecting fingernail evidence is problematic, since the relative amount of DNA recovered using these methods has not been thoroughly examined. DNA Isolation and Purification Techniques The next step in nail evidence processing, DNA isolation, has four main goals: (1) minimize handling to prevent contamination, (2) maximize DNA yield, (3) remove any unwanted components, and (4) prevent degradation of DNA. A common DNA isolation technique is phenol/chloroform (organic) extraction (Comey et al. 1994). First, an aqueous solution containing a detergent and proteinase is used to lyse cells. Following an incubation period, phenol and chloroform are added to separate the water-soluble DNA from other organic compounds, including proteins, lipids, and other cellular components. Still, deleterious materials that interfere with DNA analysis can remain within the aqueous layer, although these can potentially be removed through further purification. One common technique for accomplishing this is centrifugal filtration (e.g., Edson et al. 2004, Bille et al. 2009); these filter devices purify DNA by allowing contaminants to pass through, while the DNA remains within the retentate. Another common DNA isolation and purification technique is silica-based extraction, which is included as part of some commercial kits (e.g., Greenspoon et al. 1998). As shown in Figure 3, cells are lysed using a tissue lysis buffer and proteinase K to release DNA. The solution is transferred to the silica column; under high salt conditions DNA is bound to the silica (Melzak et al. 1996), while the other cellular components pass through when washed with ethanol-based buffers. Once the unwanted materials are removed, the DNA is eluted from the silica using a low 5 salt solution. However, DNA may remain on the silica filter, in which case multiple elutions can be implemented (e.g., Hebda et al. 2014). Unfortunately, the relative utility of any of these techniques for processing fingernail evidence has not been thoroughly investigated. Figure 3. The QIAamp® DNA Investigator Kit is an example of a commercial method that utilizes a silica-based extraction. The cells are lysed, DNA is bound to the silica filter, unwanted components are washed away, and DNA is eluted. Taken from QIAGEN 2012. Quantitative PCR Analysis of Exogenous and Endogenous DNA Before analyzing DNA from fingernail evidence, the forensic biologist needs to determine how much of it is present in the sample. The polymerase chain reaction (PCR) is a 6 technique that creates billions of copies of a target sequence of DNA, making its subsequent analysis possible. Quantitative PCR (qPCR) is an offshoot of PCR, and is used to estimate the amount of DNA present in a sample. One common qPCR method is a TaqMan® assay. Components of the assay (Table 1) include primers for target DNA amplification, and a TaqMan® probe for detection of the amplified sequence. As shown in Figure 4, the probe consists of a reporter dye, such as FAM® or VIC®, at the 5ʹ end, and a non-fluorescent quencher attached to the 3ʹ end. A laser is used to excite the dye, and its fluorescence can be detected. When the probe is intact, the close proximity of the reporter dye to the quencher results in the absorbance of the dye’s fluorescence. As target DNA is synthesized during PCR, the probe anneals to a complementary sequence located between the forward and reverse primers. The probe is cleaved in the presence of a DNA polymerase, separating the dye from the quencher, and fluorescence can be detected. As more PCR product is synthesized, the amount of fluorescent signal increases. Figure 5 shows an example of qPCR data. The fluorescent signal is measured in relative fluorescent units (RFUs) on the y-axis. The critical threshold (Ct) is placed above the background noise, and is used as a relative measure of the concentration of the target DNA within the PCR reaction. Another component of many TaqMan® assays is the inclusion of an internal PCR control (IPC), which is used to verify that the assay and detection instrumentation are working properly. The IPC includes a synthetic DNA sequence, to which a separate probe can anneal (Table 1) (Quantifiler® kit manual 2012). When the assay is working properly, the IPC will have a similar Ct value in all samples (Figure 6). If any samples are inhibited (something within the extract is slowing or prohibiting amplification), the IPC will not produce the expected result (Figure 7). 7 Examples of kits that utilize TaqMan® technology are the Quantifiler® Human DNA Quantification kit (for total DNA) and the Quantifiler® Y Human Male DNA Quantification kit (for male DNA). Even though these kits cannot be compared directly because they utilize separate reaction mixtures (Life Technologies 2012), relative amounts of male DNA to the total DNA can be compared to roughly determine how much female DNA is present. Table 1. Components of the TaqMan® qPCR assay. Template DNA Target Specific Assay Human DNA IPC Assay Synthetic DNA Primers Specific for amplification of human DNA Specific for amplification of synthetic DNA 8 TaqMan® Probe Dye FAM® VIC® Figure 4. Diagram of the TaqMan® assay. The TaqMan® probe (purple) anneals to a specific DNA sequence between the forward (orange) and reverse (red) primers. As a new strand of DNA is produced, DNA polymerase cleaves the probe, separating the reporter dye (green ‘R’) from the quencher (blue ‘Q’), increasing fluorescence. The more DNA present, the more fluorescence detected. Taken from Kumar 2013. 9 Figure 5. Exemplary qPCR data. The y-axis shows the RFUs, and the x-axis shows the PCR cycle number. The horizontal green line represents the critical threshold. The more starting DNA present, the more fluorescence produced and the faster the Ct value is reached. Figure 6. Exemplary IPC data. The y-axis shows the RFUs, and the x-axis shows the PCR cycle number. The horizontal green line represents the critical threshold. The close proximity of the curves to one another indicates that the assay is working correctly and the DNA samples do not contain PCR inhibitors. 10 Figure 7. Exemplary IPC data displaying PCR inhibition. The y-axis shows the RFUs, and the xaxis shows the PCR cycle number. The horizontal green line represents the critical threshold. Two samples (represented by red and yellow lines) did not cross the threshold, and are not in close proximity to the other samples that crossed the threshold, indicating amplification was inhibited. Current Forensic DNA Analysis Methods: Autosomal and Y Chromosome STRs Short tandem repeat (STR) analysis is undertaken after quantification, producing an individual’s DNA profile. STRs are repeated DNA segments 2 – 6 bp in length, exemplified in Figure 8. Amplification of STRs can be successful even when DNAs are degraded because of their small size. Each person has two STR alleles at a given locus (location on a chromosome), one from each parent. The number of repeats for each allele is variable among individuals. When multiple loci are analyzed, the level of differentiation between individuals increases. Thirteen core STR loci have been established by the FBI and are included within the national DNA database. When all 13 loci are tested, the probability of two unrelated people having a matching STR profile is roughly 1 in 100 trillion (Budowle et al. 1998). The probability becomes even less likely when additional loci are included in the analysis, resulting in STR profiles that are unique to each individual, excluding identical twins. 11 Figure 8. Example of STR repeat units. This STR has a 3 bp repeat unit (GAC). The top example has 3 repeat units, while the bottom has 4 repeat units. This individual would type as a 3, 4 at this locus. When a physical assault is committed, there is a possibility of DNA mixture within the autosomal STR profile, as exemplified in Figure 9a. Utilizing STRs found only on the Y chromosome increases the chance of obtaining a single profile consistent with the attacker (Figure 9b), if the attacker was male and the victim female. Y-STRs are particularly useful in instances where small amount of male DNA may be present in a background containing larger amounts of female DNA. However, unlike autosomal STRs, Y-STRs are not individualizing since they are passed down identically from father to son (Figure 10). 12 Figure 9. Exemplary STR profiles; (a) represents a mixed autosomal STR profile. The tall ‘X’ peak indicates a mixture predominantly originating from a female; (b) represents the same DNA sample after Y-STR analysis, and there is no indication of DNA mixture. In both instances, the gray boxes above the peaks are the loci, and the numbers below the peaks are the number of repeats present. Figure 10. Paternal lineage of Y-STRs. Squares indicate male, circles indicate female. The solid black fill represents the inheritance pattern. (A) shows that the Y-chromosome is passed down to the males in the lineage. (B) shows that the Y chromosome is not present. 13 Recovery of Exogenous DNA from Fingernails Researchers have studied various collection methods for fingernail evidence, but the majority did not directly compare multiple methodologies. Harbison et al. (2003) recovered fingernail evidence from two female homicide victims that had been submerged in water (one in bath water and the other in saltwater) for 2 to 3 hours. The fingernails were clipped and soaked in 1 mL of distilled water for 30 minutes, then centrifuged to pellet the exogenous material. The pellet was digested overnight to lyse any cells, and DNAs were isolated using a Chelex® extraction. Mixtures were present in both cases; the dominant profile belonged to a male, with the minor profile belonging to the victim. Soaking the clipped fingernails successfully removed exogenous DNA, although it was not determined if DNA remained in the soaking solution following centrifugation. Cook and Dixon (2007) focused on the frequency of mixed DNA profiles in the “general population,” based on 50 male and 50 female donors of varying occupations and ages. The underside of the fingernails were swabbed, and DNA was isolated from them using QIAGEN™ QIAamp Mini Kits. Background levels of exogenous DNA were assessed utilizing autosomal STRs to establish the likelihood of obtaining a mixed DNA profile. Out of 200 DNA profiles, 30 contained exogenous alleles. This included 12 swabs containing four or more foreign alleles and 18 swabs with less than four. The exogenous DNA was consistent with an intimate partner in the majority of these cases. The authors concluded that exogenous DNA underneath fingernails is rare unless the subjects have an intimate relationship. Matte et al. (2011) examined the frequency of exogenous DNA beneath fingernails, as well as its persistence. Nails from university students were either scraped or clipped and swabbed, and DNAs were isolated using an organic extraction. One objective was to compare the 14 amount of exogenous DNA from students who lived alone or with other individuals. Another was to determine the persistence of exogenous cells derived from scratching another person, in which DNA was either collected immediately or 5 – 6 h after scratching. Overall, foreign DNA under fingernails was uncommon; more than casual contact was required for fingernails to accumulate exogenous material. In addition, exogenous DNA rarely persisted beneath the fingernail 5 – 6 h after scratching. Cline et al. (2003) focused on retrieving exogenous material from fingernails and reducing or eliminating recovery of endogenous DNA. Fingernail clippings were soaked in sterile 25 mM ethylenediaminetetraacetic acid (EDTA), deionized water, 1% sodium dodecyl sulfate (SDS), or 5% Terg-A-Zyme® for one hour, vortexing the sample occasionally. The soaking solution was transferred to a new tube for digestion, followed by organic extraction. EDTA was most effective in reducing the amount of endogenous DNA as it did not break down the actual nail. Hebda et al. (2014) compared various methods for removal of exogenous material from nails in an effort to standardize techniques for collection and analysis. Soaking clipped nails directly in digestion buffer recovered more exogenous DNA than did swabbing or scraping. However, soaking was problematic for autosomal STR analysis because the endogenous alleles were more pronounced than exogenous alleles. Swabbing or scraping reduced the amount of endogenous DNA, but less exogenous DNA was recovered. Swabbing, and even more so scraping, resulted in loss of exogenous STR alleles, relative to soaking. 15 Packaging and Transportation of Fingernail Evidence Fingernail evidence must be packaged and transported to the crime laboratory following its collection, which has the potential to result in exogenous DNA loss and/or crosscontamination. The effects of packaging and transportation of fingernail evidence were investigated by Hebda et al. (2014). Applying two pounds of force, females scratched male volunteers three times with their three middle fingers. Immediately after scratching, fingernails were clipped, placed individually into coin envelopes, and carried in a backpack for 5 days. After transportation, the nails were removed and placed into separate microfuge tubes. Further, the coin envelopes containing the fingernails were swabbed. Nails and coin envelope swabs were processed using a QIAGEN QIAamp ® DNA Investigator Kit, followed by quantification and YSTR analysis. There was significant exogenous DNA loss from the fingernails (p<0.001), yet DNA was not recovered from the packaging. On average, only 25% of the possible exogenous alleles were present in Y-STR profiles. Study Objectives From the research presented above, it is clear that: (1) exogenous DNA is uncommon underneath fingernails; (2) there is not a standard method of collecting and analyzing fingernail evidence; (3) soaking fingernail clippings recovers the maximum amount of exogenous DNA, although a substantial amount of endogenous DNA can be recovered along with it; (4) exogenous DNA can be lost during transportation of fingernail evidence; and (5) methods of packaging other than coin envelopes need to be evaluated. The goals of this research were to continue to contribute to the study of Hebda et al. (2014) by: 16  Further optimizing soaking for exogenous cell recovery, including: o Comparison of different soaking solutions and soaking times for maximum exogenous DNA recovery; o Applying the optimized methodology to simulated forensic evidence, in the form of controlled scratchings.  Determine which type of packaging preserves fingernail evidence most effectively by: o Reducing DNA loss during transportation; o Preventing DNA degradation during transportation. By determining the best way to maximize exogenous DNA yields while minimizing endogenous DNA, the probative value of fingernail evidence increases. Further, by improving packaging and transportation methods, exogenous DNA loss will be reduced en route to the crime laboratory, potentially becoming more useful in forensic investigations. 17 MATERIALS AND METHODS The Michigan State University Institutional Review Board approved the procedures for the collection and use of biological samples in this study (IRB# 08-526). All samples were deidentified. Fingernails and buccal swabs were collected from volunteers, and anonymity was maintained through randomly assigned numbers and letters. Blood from a single male donor was used throughout all optimization-related studies. Scratchings were implemented to simulate forensic evidence, in which female volunteers scratched male volunteers. DNA Isolation and Purification A QIAamp® DNA Investigator Kit (QIAGEN, Hilden, Germany) was used for DNA isolation, following the modified protocols used in Hebda et al. (2014). Supplies and kit buffers were UV irradiated for 5 min (approximately 2.5 J/cm2) before use. Four hundred microliters of the kit tissue lysis buffer (ATL) and 10 µL of proteinase K (provided in the kit) were added to each tube and incubated at 55ºC. Once digestion was complete, 400 µL of buffer AL plus 1 µL of carrier RNA (provided in the kit) were added to the tubes, which were vortexed for 15 sec and incubated at 70ºC in a water bath for 10 min. Two hundred microliters of 200 proof ethanol was added and incubated for 3 min at room temperature. The lysate was transferred to a silica filter containing a 2 mL collection tube, provided by the kit manufacturer. DNAs were washed with 500 µL of buffer AW1, 700 µL of buffer AW2, and 700 µL of 200 proof ethanol (not included in the kit), respectively, and centrifuged for 1 min at 6000 x g. The column membrane was dried by centrifugation at full speed (21,130 x g), followed by incubation at room temperature for 10 min. Twenty microliters of buffer ATE was added to the center of the membrane, incubated for 5 min 18 at room temperature, and centrifuged at full speed (repeated 3 times), to elute DNAs from the column. Supplies and solutions for organic extractions were also UV irradiated prior to use (5 min, approximately 2.5 J/cm2). In 1.5-mL microfuge tubes containing the samples, 400 µL of digestion buffer (20 mM Tris, pH 7.5; 50 mM EDTA; 0.1% SDS) was added, followed by the addition of 5 µL of proteinase K (20 mg/mL). A reagent blank was produced by adding 400 µL of digestion buffer and 5 µL of proteinase K. Samples were incubated at 55ºC for 2 h, after which 400 µL of phenol was added, vortexed for 20 sec, and centrifuged at full speed for 5 min. The aqueous layer was transferred to 1.5-mL microfuge tubes containing 400 µL of chloroform. Samples were vortexed for 20 sec and centrifuged for 5 min at full speed. The aqueous layer was transferred to 30 kDa Amicon® Ultra-0.5 centrifugal filter devices (Millipore, Billerica, MA) and centrifuged at 14,000 x g for 10 min. Filter devices were pre-treated with 1 µL of 10 µg/mL RNA in 499 µL of low TE, and centrifuged at 14,000 x g for 10 min (previously validated in our laboratory). The filters were washed with 300 µL of low TE (10 mM Tris, pH 7.5; 0.1 mM EDTA) and centrifuged at 14,000 x g for 10 min, for a total of three washes. The flow-through was discarded each time. The filters were inverted and placed into clean Amicon® tubes, and centrifuged at 1000 x g for 3 min to collect the retentate. The final volume of the DNA extracts was approximately 28 µL. Quantification of DNAs Total (endogenous and exogenous) DNA and male (exogenous) DNA were quantified using Quantifiler™ and Quantifiler™ Y Human Male DNA Quantification kits (Life Technologies, Foster City, CA), respectively. Standards were created through serial dilution of 19 the Quantifiler™ Human DNA Standard, according to the manufacturer’s protocols. Reactions were comprised of 7.5 µL of the Quantifiler™ PCR reaction mix, 6.3 µL of either the Quantifiler™ Human Primer mix (for total DNA) or the Quantifiler™ Y Human Male Primer mix, and 1.2 µL of either DNA extract or standard, for a total reaction volume of 15 µL. An iCycler™ Thermal Cycler (Bio-Rad, Hercules, CA) was used for qPCR, and fluorescence was detected with an iQ™5 Multicolor Real-Time PCR Detection System (BioRad). Cycling parameters were set per the manufacturer’s protocol. Data were analyzed using the iQ™5 Optical System Software (Bio-Rad). Autosomal and Y-STR Analyses Autosomal STR analysis was performed using an AmpFISTR® Identifiler® PCR Amplification kit (Life Technologies), while Y-STR analysis was completed using an AmpFISTR® Yfiler® PCR Amplification kit. Reactions for both PCR methods were modified to 10 µL, which was previously validated at the Michigan State University Forensic Biology Laboratory (data not shown). The Identifiler® PCR buffer volume was scaled down to 2 µL per sample, and the primers were scaled down to 1 µL per sample. The Yfiler® PCR buffer was reduced to 1.85 µL per sample, with the primers at 1 µL per sample. Both STR kit manufacturers recommend the addition of 1 ng of template DNA; the volume of DNA extract added to the PCR reaction for both types of STR analyses was based on the male DNA yield. The DNA input volume had to be maximized in some instances (particularly the samples from the scratching experiments) because of low DNA quantities. PCR products were electrophoresed on a 3500 Genetic Analyzer with a 50 cm 3500 Capillary Array (Applied Biosystems). Nine microliters of Hi-Di formamide (Applied 20 Biosystems) and 0.3 µL of GeneScan™-500-LIZ™ Size Standard (Applied Biosystems) were added to 1 µL of PCR product. Allelic ladders were included for each injection (AmpFISTR® Identifiler® Allelic Ladder or AmpFISTR® Yfiler® Allelic Ladder). POP-7™ (384) Performance Optimized Polymer (Applied Biosystems) was utilized for electrophoresis. GeneMapper v4.1 was used for data analysis. The threshold for both STR analyses was set at 150 RFUs; alleles lower than this value were not included in analysis. Sample Collection Optimizations of the fingernail evidence collection and DNA isolation were performed on clipped female fingernails, with 1 µL of male blood (from a single donor) deposited on the clipping. Prior to blood deposition, all sides of the fingernail clipping were cleaned with a Kimwipe (Kimberly-Clark, Irving, TX) wetted with 40 µL of distilled water. Once dirt and other exogenous materials had been removed, male blood was deposited and left to dry overnight. A positive control was run along with each experiment, and consisted of 1 µL of male blood which was thawed and directly added to the microfuge tube for digestion. Scratchings were implemented after DNA isolation optimization. Male volunteers placed their forearms across an Eat Smart Precision PRO Kitchen Scale (Health Tools LLC, Wyckoff, NJ), with their palms facing up, and the scale was zeroed. Females scratched male volunteers with their three center fingers, three times, applying three pounds of force. The amount of force applied to the volunteer was enough to redden, but not break the skin. Force was measured using the kitchen scale, which was zeroed after each scratch (Figure 11). The fingernails from the female volunteer were cut with scissors and placed in separate packaging. 21 Figure 11. Female volunteer scratching a male volunteer with her three center fingers, applying three pounds of force. Digestion Modifications for DNA Isolation Digestion times for exogenous DNA isolation were examined utilizing a DNA Investigator Kit. Fingernail clippings with blood were placed in 400 µL of ATL buffer and 10 µL of proteinase K, and incubated at 55ºC for 30 min, 1 h, 2 h, or 24 h. A positive control, consisting of 1 µL of male blood directly added to a 1.5-mL microfuge tube with 400 µL of ATL buffer and 10 µL of proteinase K, was incubated for 24 hours at 55ºC. A reagent blank (400 µL of ATL buffer and 10 µL of proteinase K) was also incubated at 55ºC for 24 h. DNA isolation was performed as described above. Subsequently, total and male DNAs were quantified. Agitation during a 2-h digestion period was also investigated. The basic digestion parameters were as described above, only differing in the amount of agitation during the digestion period, which were as follows: (1) no agitation during the digestion period, (2) brief agitation every 30 min of the digestion period, and (3) agitation only at the end of the digestion period. DNA isolation was performed, followed by quantification of total and male DNAs. 22 Soaking Solutions for Exogenous DNA recovery Fingernail clippings containing 1 µL of blood were soaked in various solutions; distilled water, 1x phosphate buffered saline (PBS) (0.9%, 10mM), Tris/EDTA (TE) (10 mM Tris, pH 7.5; 1 mM EDTA), Tris/EDTA/SDS (digestion buffer) (20 mM Tris, pH 7.5; 50 mM EDTA; 0.1% SDS), ATL buffer without the addition of proteinase K, and ATL buffer plus proteinase K. Two hundred microliters of each solution was added to 1.5-mL microfuge tubes containing a fingernail clipping, and were soaked at room temperature (~25ºC) for 1 h, during which they were briefly agitated every 15 min. The clippings were transferred to clean microfuge tubes. The soaking solution was centrifuged for 5 min at full speed to form a pellet, after which the liquid was removed. DNAs were extracted from the pellet as described above, implementing a 2-h digestion period. DNAs were also extracted from the microfuge tubes containing the fingernails to determine if any residual exogenous DNA remained after soaking. Total and male DNAs were quantified, followed by autosomal STR analysis. Soaking Times for Exogenous DNA recovery Soaking times were initially tested using female fingernail clippings with 1 µL of male blood deposited on them, and were soaked in 400 µL of TE, sufficient to submerge the entire nail. Fingernails were soaked for 5 min, 10 min, 15 min, 20 min, 30 min, 1 h, 1.5 h, or 2 h, and briefly agitated four times during the soaking period. The clippings were transferred to clean microfuge tubes, and the soaking solution was centrifuged at full speed to pellet the exogenous material. The liquid was removed, and DNAs were extracted from the pellet. Total and male DNAs were quantified. 23 Female fingernail clippings containing 1 µL of male blood were soaked in 400 µL of digestion buffer for either 5 min, 15 min, 30 min, or 1 h. Samples were briefly agitated four times during soaking. Fingernails were removed and 5 µl of proteinase K was added to the solution. Samples were incubated at 55ºC for 2 h, followed by organic extraction (as outlined above). Total and male DNAs were quantified. Silica-Based Kit Extraction vs. Organic Extraction with RNA-Pre-Treated Filters DNAs were extracted from fingernails containing blood utilizing the silica-based kit extraction (described above) or with an organic extraction incorporating RNA-pre-treated centrifugal filtration devices (also described above). Positive controls of 1 µL of male blood were run along with the fingernail samples. Male DNA was quantified, and yields were converted to picograms (pg) per volume. Exogenous Material Recovery from Pellets, Fingernails, and Soak Solutions Fingernails with 1 µL of male blood were soaked in 400 µL of TE or digestion buffer for 5 min, with brief agitation every min. The fingernails were transferred to clean 1.5-mL microfuge tubes. Exogenous material left in the soaking solution was pelleted by centrifugation at full speed for 5 min. The soaking solution was removed from the pellet and placed in a clean 1.5-mL microfuge tube. Four hundred microliters of digestion buffer and 10 µL of proteinase K were added to the pellets. Proteinase K (10 µL) was added to the digestion-buffer soaking solution. Digestion buffer and proteinase K (400 µL and 10 µL, respectively) were also added to the fingernails that had been removed after pelleting. Ten percent SDS (4.2 µL) was added to the samples containing TE, followed by 10 µL of proteinase K. A positive control containing 1 µL 24 of male blood, 400 µL of digestion buffer, and 10 µL of proteinase K was also created. All samples were incubated at 55ºC for 2 h, followed by an organic extraction. Total and male DNAs were quantified. Scratchings Utilizing Optimized Procedures for STR Analysis Female volunteers scratched male volunteers as described previously. Fingernails were cut with scissors and individually placed into 1.5-mL microfuge tubes. Four hundred microliters of digestion buffer was added to each tube and the fingernails were soaked for 15 min, with brief agitation every 4 min. The fingernail clipping was discarded. Proteinase K (5 µL) was added to the soaking solution, which was incubated at 55ºC for 2 h. DNAs were isolated via organic extraction. Total and male DNAs were quantified, and autosomal and Y-STRs were analyzed. DNA Degradation in Microfuge Tubes Fingernails containing 1 µL of blood were prepared as described above, placed into individual 1.5-mL microfuge tubes, and stored at room temperature for 0 d, 2 d, 1 wk, 2 wk, 1 mo, 3 mo, and 6 mo. DNAs were extracted after each time period using a DNA Investigator Kit, followed by male DNA quantification and Y-STR analysis. Fingernails containing male blood were allowed to dry for 0 min, 6 h, or 24 h prior to storage. Samples were stored at room temperature for one week. A positive control was created, consisting of 1 µL of male blood directly added to the digestion buffer. DNAs were extracted by organic extraction, followed by male DNA quantification. 25 Assessment of DNA Loss during Transportation Female volunteers scratched male volunteers, using the scratching protocol described above. Fingernails were clipped and placed into coin envelopes, bindle papers (folded at the time of packaging), or 1.5-mL microfuge tubes (Figure 12), which were placed in a brown paper bag and carried in a backpack for 5 days. Fingernails were removed from packaging and placed into new 1.5-mL microfuge tubes. The coin envelopes and bindle papers were swabbed, and DNAs were extracted by organic extraction. DNAs were extracted from both the empty microfuge tube and the fingernail. Fingernail clippings were also transported in microfuge tubes and DNAs were extracted directly from the nail in the tube. Exogenous material was recovered from the fingernail, following the optimized procedure described above, and isolated via organic extraction. Male DNA was quantified, followed by autosomal and Y-STR analysis. Figure 12. Packaging used in transportation study; (from the left) coin envelope, bindle paper, and a plastic 1.5-mL microfuge tube. 26 Statistical Analyses of DNA Quantifications and STR Profile Percentages Kruskal-Wallis was used to calculate significance; in the event of a significant difference (p<0.05), the Mann-Whitney U test was utilized for pairwise comparisons. Outliers were detected using Grubb’s Test (α=0.05) from graphpad.com (GraphPad Software, Inc.). A t-test was used to determine significance (p<0.05) between the mean DNA yields of kit and organic extractions. The percentage of exogenous alleles called (autosomal and Y-STRs) was calculated by dividing the number of alleles called by the total number of alleles from the known exogenous profile, multiplied by 100. The percent of mixture for autosomal STR analysis was calculated by dividing the number of loci containing endogenous alleles by the total number of loci and multiplied by 100. 27 RESULTS Soaking Modifications for Exogenous Cell Recovery from Fingernail Evidence Among soaking solutions (Figure 13), ATL buffer and PBS resulted in the lowest exogenous DNA recovery from blood on nails, while water, TE, Tris/EDTA/SDS, and ATL buffer/proteinase K, respectively, recovered more. Addition of proteinase K to the ATL buffer greatly increased the concentration of endogenous DNA (Figure 14), while water recovered the least. Tris/EDTA/SDS and TE were utilized to recover exogenous DNA from fingernails in Average Exogenous DNA Concentration (pg/μL) further experiments. 500 450 400 350 300 250 200 150 100 50 0 Soaking Solution Figure 13. Comparison of average exogenous DNA concentrations (pg/µL) after soaking in various solutions (n=11 total). TE, Tris/EDTA/SDS, and ATL buffer/Pro K recovered the most exogenous DNA. ATL buffer and PBS did not recover as much exogenous DNA as the other soaking solutions. 28 Average Total DNA Concentration (pg/μL) 6000 5000 4000 3000 2000 1000 0 -1000 Soaking Solution Figure 14. Comparison of average total (endogenous + exogenous) DNA concentrations (pg/µL) after soaking in various solutions (n=11 total). The addition of proteinase K greatly increased the total DNA concentration. Pelleting exogenous material following soaking led to DNA loss. Figure 15 shows that less exogenous DNA was recovered after increased soaking time in TE. Further, the concentration of the positive control was higher than any of those recovered from the fingernails. An ancillary study showed that soaking fingernail clippings with blood in TE for 5 min resulted in 75% of exogenous DNA recovered from the pellet, 16% came from the fingernail, and 9% was from the soaking solution (Figure 16). When soaked in Tris/EDTA/SDS, 33% of the exogenous DNA existed within the pellet, 7% on the fingernail, and 60% in the soaking solution. Additional experiments utilized Tris/EDTA/SDS as the soaking solution. 29 Exogenous DNA Concentration (pg/µL) 500 450 400 350 300 250 200 150 100 50 0 0.5 1 1.5 Soak Time (h) 2 (+) Figure 15. Comparison of soak times (h) for exogenous DNA recovery using TE (n=4 total). DNA was extracted from the pelleted material; the figure shows that the longer the soaking time, the less DNA recovered from the pellet. A positive control (+) was also analyzed, containing 1 µL of blood. 80 Exogenous DNA Recovered (%) 70 60 50 40 TE 30 Tris/EDTA/SDS 20 10 0 Pellet Fingernail Soak Solution Figure 16. Comparison of relative exogenous DNA recovery (%) after soaking in TE or Tris/EDTA/SDS from the pellet, fingernail, or soak solution, after a 5 min soaking period (n=12 total). 30 Soaking time had a significant influence on both exogenous and total DNA recovery from nails harboring blood (Table 2; p=0.013 and 0.0003 respectively). Pairwise comparisons (Mann-Whitney U; α=0.05) showed that more DNA was recovered after 30 min than 15 or 60 min, and almost significantly more than 5 min (Table 3). Total DNA concentrations were also significantly higher after 5 and 30 min compared to 15 and 60 min (Table 4). Table 2. Median exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) for various soaking times (min) from fingernails harboring blood prior to digestion and extraction (n=48 total). Significant differences existed among exogenous (p=0.013) and endogenous (p=0.0003) DNA concentrations. Median Exogenous DNA Median Total DNA Time (min) Concentration (pg/µL) Concentration (pg/µL) (Kruskal-Wallis; p=0.013) (Kruskal-Wallis; p=0.0003) 555 1885 5 263 878 15 824 2000 30 302 675 60 Table 3. Pairwise comparisons (Mann-Whitney U; α=0.05) showing significance values among the average exogenous DNA concentrations (n=48 total). Significant p-values are in red. Time (min) 15 30 60 p=0.237 p=0.061 p=0.371 5 p=0.004 p=0.885 15 p=0.012 30 Table 4. Pairwise comparisons (Mann-Whitney U; α=0.05) showing significance values among the average total DNA concentrations (n=48 total). Significant p-values are in red. Time (min) 15 30 60 p=0.002 p=0.583 p=0.002 5 p=0.004 p=0.954 15 p=0.004 30 31 Silica-Based Kit Extraction vs. Organic Extraction utilizing RNA-Treated Filters There was no statistical difference between commercial kit and organic extraction DNA yields from blood on fingernails, nor between the soaking times (Table 5). However, the organic extraction using treated filters had higher average exogenous yields after both soaking times. The 15 min soak prior to organic extraction resulted in less endogenous DNA recovery than the 60 min soak (see Appendix A for individual DNA quantifications). Given this, 15 min soaking times were utilized for further experiments. Table 5. Average exogenous DNA yields (pg) for commercial kit extractions and organic extractions coupled with RNA-pre-treated filters (n=28 total). T-test showed no significant differences between types of extraction methods or soaking times: ap=0.738734; bp=0.215766; c p=0.222789; and dp=0.7480818. Soak Time (min) Average Exogenous DNA Yield (pg) Kit Extraction Organic Extraction a,d 4640 5100a,c 15 b,d 5080 6900b,c 60 Comparison of Digestion Modifications for Exogenous Cell Recovery Digestion time impacted both exogenous and endogenous DNA recovery from fingernails containing blood (Figure 17). The 0.5-h time frame had the lowest exogenous and total DNA concentrations. The total DNA concentration increased with time, which was accentuated after a 24-h digestion period. The amount of exogenous DNA recovered never reached that of the positive control. 32 Exogenous and Total DNA Concentrations (pg/µL) 4000 3500 3000 2500 2000 Exogenous DNA 1500 Total DNA 1000 500 0 0.5 1 2 24 Digestion Time (h) (+) Figure 17. The influence of digestion time on exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) after 0.5 h, 1 h, 2 h, and 24 h (n=4 total). A positive control (+) containing 1 µL of blood was also analyzed. The average exogenous DNA concentration after 0.5 h was the lowest; after a 1 hr digestion period, the average exogenous DNA concentration plateaued around 400 pg/µL. Total DNA concentration increased substantially at 24 h. Comparison of autosomal STR profiles following different digestion periods is shown in Table 6. All digestion times resulted in almost 100% of autosomal alleles present. The 1-h and 24-h periods had slightly higher percent mixtures (66 and 57%, respectively) than the 2-h digestion, which had 54% mixture. All samples contained some loci with mixtures (primarily alleles from the fingernail donor); however, there was no indication that an increased endogenous DNA concentration resulted in a higher percentage of loci containing mixture (See Appendix B). Subsequent experiments utilized a 2-h digestion period. Table 6. Comparison of autosomal STR profiles from blood on fingernails for different digestion periods (h) utilizing a 15 min soak (n=7 total). The average % of alleles consistent with the exogenous profile was calculated, as was the % of loci that contained alleles not consistent with the exogenous DNA profile. Digestion Period (h) 1 2 24 Exogenous Profile 100 100 99 (Average % alleles) Mixture 66 54 57 (Average % loci) 33 Exogenous DNA concentrations did not change substantially with brief vortexing, all falling within 400 – 550 pg/µL (Figure 18). Briefly vortexing after digestion resulted in a slightly higher average total DNA yield than did samples that were not vortexed, whereas vortexing every 30 min greatly increased the concentration of endogenous DNA recovered. Vortexing after Average DNA Concentrations (pg/µL) digestion was utilized in further experiments. 3000 2500 2000 1500 Exogenous DNA 1000 Total DNA 500 0 None Briefly every 30 Briefly after min of digestion digestion Amount and Frequency of Vortexing Figure 18. Comparison of average exogenous and total (endogenous + exogenous) DNA concentrations (pg/µL) after implementing different amounts and frequencies of vortexing for a 2-h digestion period (n=6 total). Includes standard error bars. STR Profiles from Scratchings Using Optimized Procedures Following scratchings, on average 209 pg/µL of exogenous DNA was recovered from individual fingernails utilizing the optimized methodology, ranging from 0 to over 600 pg/µL (Table 7). Forty-eight percent of profiles contained autosomal alleles consistent with the exogenous DNA (range = 0 – 100%). There were seven instances when no exogenous alleles 34 were detected despite relatively high exogenous DNA concentrations. Sixty-one percent of Yalleles consistent with the exogenous donor were detected (range = 18 – 100%). All samples that underwent Y-STR analysis had alleles present, including those that had exogenous DNA concentrations of 0 pg/µL. In most autosomal STR profiles, mixtures were dominated by the endogenous DNA profile (e.g., Figure 19). When Y-STRs were analyzed for the same samples, (e.g., Figure 20) the resulting profile contained only a single source of DNA consistent with the exogenous DNA profile (see Appendix C for more information). Table 7. Summary of quantifications and STR analyses for scratchings utilizing optimized DNA collection and extraction procedures (n=18 total). Red italicized number indicates an outlier (Grubbs; α=0.05), and the numbers in parentheses indicate averages calculated without inclusion of the outlier. Autosomal Alleles Y-Alleles Endogenous DNA Exogenous DNA Consistent with Consistent with Sample Concentration Concentration Exogenous Exogenous (pg/µL) (pg/µL) Profile (%) Profile (%) 529 23 52 94 1 197 97 0 18 2 244 345 0 47 3 403 260 0 47 4 270 609 68 88 5 279 356 97 100 6 857 443 0 100 7 569 223 79 76 8 4360 367 72 65 9 1900 409 79 29 10 307 273 69 65 11 426 158 0 41 12 380 3 90 71 13 133 0 0 24 14 411 128 100 100 15 412 4 80 29 16 595 30 80 76 17 431 26 0 29 18 Median 412 191 69 65 Average 706 (491) 209 48 61 35 Figure 19. Exemplary autosomal STR profile from scratchings. The gray boxes above the peaks represent the name of the locus. The boxes below the peaks represent the number of repeats for that allele. The endogenous (female) profile is dominant, as indicated by the tall ‘X’ peak at the amelogenin (AMEL) locus. 36 Figure 20. Exemplary Y-STR profile of exogenous DNA following scratching. The gray boxes above the peaks represent the name of the locus. The boxes below the peaks represent the number of repeats for that allele. The peaks are consistent with the exogenous DNA profile. 37 Assessment of DNA Degradation in Microfuge Tubes There was no significant difference in exogenous DNA concentrations for blood deposited on fingernails (Kruskal-Wallis; p=0.075) among the blood-drying time periods (Table 8). However, when allowed to dry for 24 h, there was a higher median DNA concentration than when they were placed immediately into microfuge tubes after deposition. Zero minutes had the lowest median exogenous DNA concentration. Table 8. Median exogenous DNA concentrations (pg/µL) from fingernails stored for 1 week in microfuge tubes (n=15 total). After deposition, blood was allowed to dry for 0 min, 6 h, or 24 h prior to placement in microfuge tubes (Kruskal-Wallis; p=0.075). Drying Time Period 0 min 6 hr 24 hr Median Exogenous 2120 3410 3520 DNA Concentration (pg/µL) Storing fingernails with blood up to 6 months (Table 9) did not produce significantly different exogenous DNA concentrations (Kruskal-Wallis; p=0.617). Median exogenous DNA concentrations ranged from 97 – 320 pg/µL. However, the median concentration of exogenous DNA after 6 months was the lowest. The median concentration for 1 week was also lower than the other time periods. One-hundred percent of Y-STR alleles from the exogenous profile were present for all samples (Appendix E). Table 9. Median exogenous DNA concentrations (pg/µL) from fingernails with 1 µL of male blood, stored at room temperature in microfuge tubes for various time periods (Kruskal-Wallis; p=0.617) (n=21 total). 0 2 1 2 1 3 6 Time Period days days week weeks month months months Median Exogenous DNA 218 320 200 226 234 234 97 Concentration (pg/µL) 38 Assessment of DNA Recovery from Scratchings after Transportation Table 10 shows DNA concentrations recovered from fingernails transported in coin envelopes, bindle papers, or microfuge tubes following scratchings; exogenous DNA concentrations did not differ significantly (Kruskal-Wallis; p=0.639). The average and median exogenous DNA concentrations from fingernails transported in microfuge tubes were higher than those transported in coin envelopes or bindle papers. Additionally, the average percent of Yalleles present was higher for those transported within the coin envelopes than those transported in bindle papers or microfuge tubes. However, fingernails transported in microfuge tubes had the highest median percent of Y-alleles detected. DNA recovered from fingernails transported in the bindle papers had the lowest average DNA concentrations (with inclusion of the outlier) and Yalleles called (see Appendix D for details). 39 Table 10. Exogenous DNA recovered (pg/µL) and percent Y-alleles called consistent with the known exogenous profile from fingernail scratchings transported in coin envelopes, bindle papers, and microfuge tubes (Kruskal-Wallis; p=0.639) (n=45 total). Fingernails transported within the microfuge tubes were not transferred to fresh tubes for analysis. Red italicized number indicates an outlier (Grubbs; α=0.05), and the numbers in parentheses indicate averages calculated without inclusion of the outlier. Sample Coin Envelope Bindle Paper Microfuge Tube DNA YDNA YDNA YConcentration Alleles Concentration Alleles Concentration Alleles (pg/µL) (%) (pg/µL) (%) (pg/µL) (%) 10 82 10 24 30 100 1 240 100 0 0 10 88 2 10 100 30 35 10 0 3 0 12 0 12 0 6 4 0 100 0 0 0 6 5 0 71 0 100 530 100 6 166 100 182 100 420 100 7 0 53 18 24 42 100 8 0 6 7 18 100 100 9 7 94 0 18 0 0 10 55 82 3 47 0 18 11 5 100 12 59 3 82 12 22 59 0 88 53 94 13 0 18 44 76 313 100 14 62 100 188 100 0 6 15 Median 7 82 7 35 10 88 Average 38 (24) 72 (70) 33 47 101 60 40 DISCUSSION The goal of the research presented here was to further optimize DNA extraction and analysis techniques from fingernail evidence. During earlier research at the Michigan State Forensic Biology Laboratory, Hebda et al. (2014) noted several things:  Soaking fingernail clippings recovered more exogenous material than did swabbing or scraping.  A silica-based extraction utilizing three elutions recovered more exogenous DNA than did an organic extraction coupled with centrifugal filtration.  Transporting fingernails together within a package did not result in cross-contamination but did result in DNA loss, particularly when the exogenous material was loosely adhering to the fingernail clippings, such as epithelial cells from scratching.  Y-STR analysis was more effective than autosomal STR analysis at distinguishing the exogenous DNA profile when male DNA was underneath a female fingernail. It was important to have a systematic way to analyze exogenous DNA in order to address the aforementioned points and quantitatively compare exogenous cell recovery. This could not be done via scratching as the quantity of exogenous material that accumulates is highly variable, but instead was accomplished by depositing a consistent amount of cells on the fingernails. Placement of 1 µL male blood onto female fingernails allowed for differentiation of exogenous (male) and endogenous (female) DNA. Note that this procedure does not mimic all assaults; instead, it was utilized because it provided a simple and direct way to measure exogenous DNA recovery through Y chromosome quantification. 41 Once exogenous cell recovery methods were optimized, scratchings were investigated. The amount of exogenous material recovered potentially depends on multiple factors, such as the time of year (dryer skin in the winter compared to the summer), the force behind the scratches, and the size of the nails. Loss of exogenous material could also occur during nail clipping or transfer to the microfuge tubes for extraction. Several strategies were or potentially could be implemented to mitigate these variables. First, scratchings for each experiment should ideally be collected around the same time of year to reduce variation based on climate. However, since volunteers were limited, samples were collected when available, and could have been a source of variation. Second, the force of scratchings was measured with a kitchen scale in an attempt to standardize it. However, an individual with small nails will necessarily be distributing that force onto a smaller area of skin, thus scratching harder. To overcome this, nails could have been measured prior to scratching, and fingernails similar in size could have been utilized if/when there were multiple volunteers available. Another option would be to figure out a correction factor for the force applied and utilize that for all scratches to standardize them. Third, if the exogenous material adhered loosely to the fingernail, it might fall off when clipped or transferred. Fingernails should have been clipped over clean paper, which would collect any exogenous material that had fallen off of the nails; the paper could then be emptied into the transportation container (ideally a tube or similar) containing the fingernail. Additionally, swabbing the clippers and extracting DNA from the swabs along with DNA from the fingernails could overcome some of this loss, however this technique was not implemented in this research. The primary goal of the current study was to optimize the soaking technique for recovery of exogenous biological material. Hebda et al. (2014) soaked fingernail clippings in Tris/EDTA/SDS buffer and proteinase K overnight. The current research showed that after 2 h, 42 the amount of exogenous DNA recovered plateaued, and that vortexing slightly helped with exogenous material recovery. However, exogenous DNA concentrations from the fingernails were at least 100 pg/µL less than the positive control, indicating that either the exogenous DNA was not being fully recovered, or that it was lost. As seen in the pelleting experiment, after soaking fingernails in TE and Tris/EDTA/SDS, over 7% of the exogenous material remained on the fingernails, even though none was present visually. It is possible that the exogenous material was not being dislodged, or it somehow became integrated into the fingernail, preventing recovery. On the other hand, DNA may have degraded while the blood was drying either because of bacterial contamination or exposure to nucleases, resulting in consistently lower exogenous DNA yields from nails than positive controls. The blood used for the positive control was stored in a freezer until the day of extraction, then immediately deposited into digestion buffer once thawed, providing little or no opportunity for DNA to degrade. Endogenous DNA recovery, which greatly increased after longer digestion times, was problematic during autosomal STR analysis. Overnight digestion released so much nail DNA that exogenous alleles were often undetectable. Endogenous DNA concentrations almost quadrupled following a 24-h digestion, most likely because the proteinase K continued to break down the keratin of the fingernail. Vortexing during digestion also increased endogenous DNA, presumably by further breaking down the nail and releasing DNA. Since one goal of this research was to minimize endogenous DNA retrieval, it was important to assess methods that prevent the further breakdown of keratin. One way to accomplish this was to control the sizes of fingernail clippings used for each experiment. Fingernails differ in width and often length among fingers. Some donors had fingernails that were longer and thicker, while others had nails that were brittle and thin. It is possible more 43 endogenous DNA was released from one set/type of fingernails than others. Fingernails similar in size were utilized within experiments in an attempt to minimize such differences, however nails from multiple individuals had to be used to increase sample size. Using nails that were similar in size likely decreased endogenous DNA variation among nails from a donor, but there was still substantial variation among individuals. Endogenous DNA was also minimized in the optimized protocol by removing the fingernail after exogenous material was loosened from the nail by soaking, then adding proteinase K to break down cells that were in solution. Another option for reducing endogenous DNA release from the nail would be to decrease the digestion incubation temperature. In the current study, all samples were incubated at 55°C, which helps unfold proteins, ultimately making it easier for proteinase K to break down the keratin and contribute to the inactivation of nucleases that degrade DNA. Lowering the temperature may reduce endogenous DNA recovery, but it also could reduce exogenous DNA recovery. There might also be degradation from nucleases if they are not inactivated. Addition of proteinase K to the soaking solution also contributed to the release of endogenous DNA from the fingernail, which was noted by Cline et al. (2003). Proteinase K is able to digest keratin, which is why it is used by forensic biologists to break down hair for DNA analysis. Proteinase K predominately cleaves peptide bonds of hydrophobic amino acids. When in solution with the fingernail, nail DNA is released. Further, when proteinase K is in solution with a denaturing agent such as SDS, its activity increases (Wolfgang et al. 1974). An option that could be explored in future research would be to utilize proteases other than proteinase K. The proteases investigated should not be inactivated when in solution with detergents, such as the alkaline proteases found in Bacillus cereus (Mohan Banik and Prakash 2004). In contrast, proteolytic enzymes from fruit juices such as papain, bromelain, etc. should be avoided since it 44 appears that they increase the breakdown of keratin (Yoshida-Yamamato et al. 2010). Other proteases can be investigated as well, such as serine and cysteine proteases, which come from plants, fungi, or various animals and are commonly used by biologists (Mótyán et al. 2013). Pelleting cells from fingernail evidence has been used in casework (e.g., Harbison et al. 2003), and was reportedly successful. However, the current study showed that not all DNA remained within the pellet. This was particularly true for soaking solutions that contained detergents, such as the Tris/EDTA/SDS digestion buffer or potentially the ATL buffer. In a DNA extraction, SDS helps lyse cells, so when the fingernail was soaked in buffer to remove exogenous material, cells were likely being lysed at the same time. The kit’s ATL buffer chemical composition is unknown, but based on its foaming it was surmised that it contained some type of detergent. Here again, the DNA could have been in the soaking solution and not in the pellet. When TE was further examined as a soaking solution, results showed that the longer a fingernail soaked in it, the less exogenous DNA was recovered from the pellet, meaning it was likely that the cells were lysed in solution. PBS was used in an attempt to prevent cell lysis; however, less exogenous DNA was recovered, possibly due to degradation of DNA in solution, as there was no EDTA or proteinase K to help prevent DNase activity. This could also explain the low levels of exogenous DNA recovery from the ATL buffer. Given these results, it is clear that it is better to extract DNA from the entire soaking solution rather than the pellet, especially since utilizing a soaking solution containing a detergent recovers more exogenous DNA from the nail. Soaking solutions containing EDTA recovered more exogenous DNA than those without. Further, the Tris/EDTA/SDS soaking solution recovered more exogenous DNA than the TE solution, likely because the concentration of EDTA within the former differs greatly from the 45 latter (50 mM in Tris/EDTA/SDS, 1 mM EDTA in TE). EDTA chelates free magnesium, which prevents nucleases from degrading DNA; therefore, an increased concentration of EDTA should provide better protection against nucleases (Yoshida-Yamamato et al. 2010). Addition of SDS in the soaking solution could also explain the higher amount of exogenous cells recovered. As mentioned, SDS is used to help lyse cells; however detergents are also used in many cleaning products. Along with lysing cells, SDS was probably loosening exogenous material from the fingernail. It was surprising that significantly more exogenous DNA was recovered after 30 min of soaking in Tris/EDTA/SDS digestion buffer than was recovered after 15 and 60 min, because one would assume that exogenous DNA recovery would plateau after a certain time period, similarly to what was seen following various digestion times (exogenous DNA recovery plateaued after an hour). It is possible that prior to 30 min, not all of the exogenous material was recovered from the fingernail. After an hour, the DNA could have started to degrade while in solution, resulting in significantly lower recovery. Another possibility is that that the samples with higher yields were not cleaned thoroughly prior to blood deposition, and male cells were already on them. Even though no exogenous material was visually nor microscopically present after cleaning, traces could have still been adhering to the fingernail. Exogenous DNA recovered could also have been variable because all samples for each time point were not analyzed together. Initially, just a few samples were analyzed for each time period to see if a trend emerged. Later, sample size was increased so significance could be evaluated. When sample sizes were increased, there were multiple samples soaking for each of the four time periods. Because there were so many samples soaking at one time, fingernails may not have been removed after exactly 5 min, 30 min, et cetera, potentially causing an increase in DNA 46 quantifications. Generally, the DNA quantifications of the initial time points were lower than those that were analyzed later. After both sets of extractions, all samples were re-quantified together using the same qPCR master mix. Variation within time points was reduced, however extracting and quantifying all time points at the same time would have been a better option. Soaking for 5 min in the Tris/EDTA/SDS buffer resulted in significantly higher total DNA recovery than when soaked for 15 and 60 min. Further, after 60 min there was significantly less total DNA recovered than after 30 min. Analysis of the IPC curves indicated that there was not any inhibition at any of the time points, and the assay was working properly. Increasing the sample size, as discussed above, could have produced the higher quantifications if those samples had soaked longer than the necessary time frame. There also could have been some DNA degradation after 60 min (also discussed previously), since several of the quantifications were under 1000 pg/μL. However, it seems more probable that both of these could have resulted from variation among fingernails, particularly because they were not all from the same individual. Previous experiments showed that the longer a fingernail soaked in Tris/EDTA/SDS buffer, the more endogenous DNA was recovered (see Appendix A). Even though precautions were taken to ensure the experiments were as controlled as possible (such as size of the fingernail clipping), it is likely that disparities among nails led to higher endogenous DNA recoveries at 5 and 30 min. Revisiting DNA extraction methods was also important to assure that the most exogenous DNA was being recovered from the fingernail evidence. Hebda et al. (2014) compared the optimized silica-based kit extractions to organic extractions, and found that the former recovered more DNA. However, other research in the Michigan State Forensic Biology Laboratory (Doran and Foran 2014) has shown that there is DNA loss when utilizing centrifugal filtration devices because the DNA becomes trapped within the filter. To mitigate this, the filtration devices were 47 pre-treated with yeast RNA prior to the addition of the DNA extract, which coated the filter device and lessened the adhesion of DNA. The RNA did not interfere with PCR amplification, since it cannot act as a template. DNA recovery greatly improved, and the pre-treatment step was implemented into laboratory protocols when extracting trace or touch DNA. The current research compared the organic extraction with RNA treated centrifugal filtration devices to the optimized kit extraction. Although there were no significant differences between the two extraction methods, the organic extraction with treated filters improved DNA yields for both 15 and 60 min soakings. Since there was not a statistical difference between 15 and 60 min exogenous DNA yields, 15 min soaks were used in the improved protocol. After exogenous DNA recovery, autosomal and Y-STRs were analyzed for a subset of fingernails that contained blood and were soaked for 15 minutes, but had variable digestion times. Results showed that every sample examined resulted in complete exogenous profiles, indicating that digestion time did not impact STR analyses. However, this was not the case when analyzing autosomal STRs from fingernails after scratching. In some instances, exogenous DNA was not detected during qPCR, but a few exogenous autosomal alleles were present. Even more exogenous alleles were detected when Y-STR analysis was utilized. A validation study of the Yfiler™ assay by Gross et al. (2008) showed that it was more sensitive than Quantifiler® and Quantifiler® Y qPCR assays for male DNA detection. Quantifiler® and Quantifiler® Y only reliably detects DNA down to 23 pg/µL (QIAGEN 2012), which means exogenous DNA that did not amplify during qPCR might still produce detectable Y-alleles. As noted earlier, exogenous DNA yields from scratchings varied, ultimately affecting the detection of exogenous alleles during autosomal STR analysis. Manufacturers of Identifiler® and Yfiler® STR assays suggest input of around 1 ng of template DNA. For this research, the 48 maximum volume of DNA extract needed to be added to PCR reactions. In instances where the endogenous DNA concentration was much higher than the exogenous, maximizing the DNA template led to detection of the endogenous profile, while alleles from the exogenous donor were sometimes not detected. Similarly, it has been found that in many instances of sexual assaults, the female contribution to the mixture is much greater than the male contribution, and sometimes the male component is undetectable (Prinz et al. 1998, Wallin et al. 1998). There was one nonsensical result where the exogenous DNA quantified higher (345 pg/µL) than total DNA (244 pg/µL). Upon autosomal STR analysis, only the endogenous DNA profile was detected. The IPC curves for both assays were close together, indicating that the sample was not inhibited, and that the assays were working properly. This sample was only quantified once; if it had been run in duplicate, or if it had been re-quantified, the exogenous DNA concentration may have been lower (or the total DNA concentration may have been higher). As mentioned previously, the quantification assays for total and male DNA cannot be directly compared because they utilize different reaction mixtures, so it is likely that the exogenous DNA quantification was artificially high. Re-quantifying the sample, or running it in duplicate would have provided a more reliable quantification. One problem with standard Y-STR analysis is that male relatives cannot be distinguished from one another. Because of this, Y-STRs are not typically utilized initially; instead crime laboratories depend on autosomal STR analysis (Roewer 2009). However, new Y-STR kits (such as PowerPlex® Y23 [Promega] and Y-Filer® Plus [Life Technologies]) which incorporate additional Y-STR loci are being implemented into standard operating procedures, since they are more discriminatory than the original Y-STR kits. According to Kayser and de Knijff (2011), the higher mutation rates of these Y-STRs provide greater differentiation between related males. In a 49 study by Ballantyne et al. (2010), 13 rapidly mutating Y-STRs were used to differentiate over 70% of closely and distantly paternally related males; the same samples analyzed with the standard 17 Y-STRs were only able to differentiate 13%. Throughout the current study, 61% of Y-STRs consistent with known exogenous alleles were detected, as opposed to only 48% of autosomal STRs. By using these new Y-STR kits, more loci will be incorporated into analysis, potentially increasing the percent of Y-STRs detected. Further, males that are related have the potential to be differentiated from each other. Previous research on transportation of fingernail evidence (Hebda et al. 2014) only investigated use of coin envelopes. However, not every agency uses those; some use bindle paper (Alaska Scientific Crime Detection Laboratory 2012), which can be tailored to any size. It was surmised that having a smaller package for fingernails might decrease the amount of DNA lost, because there would be less movement within the package. Another option, suggested by Hebda et al. (2014), was use of microfuge tubes for nail transportation, which could both contain the fingernail during transportation and be used for the DNA extraction. There was exogenous DNA loss across all methods of transportation in the current research; however, there was less when nails were transported within microfuge tubes. A potential problem with transporting fingernail evidence in microfuge tubes is degradation of the biological material, since the plastic tubes could create an environment for bacteria to grow and decay to occur. It is standard protocol to transport biological evidence in breathable packaging so it can dry, preventing decay and DNA degradation. The FBI’s Handbook of Forensic Services (2011) suggests not utilizing plastic containers when collecting biological evidence. However, DNA concentrations from fingernail evidence stored long-term in microfuge tubes did not degrade significantly. Further, the exogenous DNA concentrations did not change regardless of blood-drying time prior to 50 placement in microfuge tubes. It is possible that the space within the 1.5-mL microfuge tube was enough to allow the fingernails to dry without causing significant degradation. For this research individual fingernails were placed in tubes, and it is unknown if storing a set of five fingernails in one tube would result in degradation. An advantage of the tube storage method was that DNA loss was minimized because extractions were performed within the microfuge tube, where the majority of exogenous material was contained throughout transportation and extraction. Further, fingernail evidence can be examined microscopically within the tube, again minimizing handling and potentially preventing DNA loss. Throughout this research, several techniques for improving the success of exogenous DNA recovery were implemented into fingernail evidence analysis:  Soaking the fingernail in Tris/EDTA/SDS buffer for 15 min prior to DNA extraction, with brief vortexing throughout, removed the majority of exogenous DNA from the fingernail, while minimizing the amount of endogenous DNA.  Removing the fingernail after soaking and adding proteinase K to the Tris/EDTA/SDS buffer recovered more exogenous DNA than pelleting, since exogenous DNA is lost to the soak solution.  Short digestion periods of 1 or 2 h are efficient for lysing exogenous cells instead of utilizing an overnight digestion.  A standard organic extraction coupled with centrifugal filtration recovers more exogenous DNA than a silica-based kit extraction when the filtration devices are pretreated with RNA.  Y-STR analysis is beneficial when there is a male/female mixture. 51  Fingernail evidence can be packaged and transported in microfuge tubes, where they can remain for microscopic analysis and DNA extraction. Fingernail evidence can be an important part of an investigation in the event of a physical assault when collected and analyzed properly. After an assault, fingernail evidence should be collected so that exogenous DNA recovery is maximized. Maximizing exogenous DNA while reducing the amount of endogenous DNA is extremely important for successful DNA profiling. Implementing these improved methods for exogenous DNA recovery will increase the value of fingernail evidence within the criminal justice system by making exogenous DNA recovery and analysis more successful. 52 APPENDICES 53 APPENDIX A DNA QUANTIFICATION DATA Table A1. DNA recovered (pg/µL) from a 5 min soak in Tris/EDTA/SDS (n=12). Sample Number Total DNA (pg/µL) Exogenous DNA (pg/µL) 3920 274 1 2560 162 2 977 194 3 1370 183 4 2150 805 5 958 791 6 4200 843 7 1830 949 8 1510 537 9 1570 574 10 1940 682 11 2010 329 12 Table A2. DNA recovered (pg/µL) from a 15 min soak in Tris/EDTA/SDS (n=12). Sample Number Total DNA (pg/µL) Exogenous DNA (pg/µL) 2140 360 1 1130 323 2 814 45.4 3 341 129 4 350 189 5 395 184 6 376 203 7 1380 826 8 1510 721 9 942 851 10 420 148 11 1070 573 12 54 Table A3. DNA recovered (pg/µL) from a 30 min soak in Tris/EDTA/SDS (n=12). Sample Number Total DNA (pg/µL) Exogenous DNA (pg/µL) 725 508 1 740 266 2 2190 897 3 2910 658 4 2830 666 5 1700 777 6 1810 902 7 1670 963 8 1090 871 9 9510 1160 10 4790 935 11 7240 641 12 Table A4. DNA recovered (pg/µL) from a 60 min soak in Tris/EDTA/SDS (n=12). Sample Number Total DNA (pg/µL) Exogenous DNA (pg/µL) 543 122 1 937 151 2 570 302 3 608 302 4 726 317 5 623 226 6 581 195 7 814 398 8 140 44.1 9 4050 896 10 1310 973 11 1700 816 12 55 Table A5. Exogenous DNA concentrations (pg/µL) from fingernails containing 1 µL of male blood, stored at room temperature for various time periods (n=21). Exogenous DNA Concentration (pg/µL) 0 Days 2 Days 1 Week 2 Weeks 1 Month 3 Months 6 Months 474 ------(+) 171 320 200 234 234 234 90 A 218 274 36 171 190 344 97 B 313 441 344 226 301 72 320 C Table A6. Exogenous DNA concentrations (pg/µL) from fingernails containing 1 µL of male blood, stored at room temperature for 1 week after allowing to dry for certain time periods (n=15). Exogenous DNA Concentration (pg/µL) 0 min 6 hr 24 hr 4370 --(+) 1980 3610 2160 A 2630 3410 3910 B 2120 1790 3520 C 3010 3130 3120 D 2000 3560 3760 E Table A7. Exogenous DNA yields (pg) after a 15 min soak and extracted utilizing optimized kit protocol (Hebda et al. 2014) or an organic extraction with RNA-pre-treated filters (n=14). Exogenous DNA Yield (pg) Kit Extraction Organic Extraction 6660 10 080 1 1180 9040 2 6960 1270 3 6480 3610 4 3700 5290 5 2360 5150 6 4430 5680 7 Table A8. Exogenous DNA yields (pg) after a 60 min soak and extracted utilizing optimized kit protocol (Hebda et al. 2014) or an organic extraction with RNA-pre-treated filters (n=14). Exogenous DNA Yield (pg) Kit Extraction Organic Extraction 1480 3420 1 1370 4230 2 5160 8460 3 2080 8460 4 5830 8880 5 6120 6330 6 9120 5460 7 56 APPENDIX B AUTOSOMAL STR PROFILES FROM BLOOD DEPOSITION ON FINGERNAILS Autosomal STR profiles from fingernails containing blood. Italicized red numbers indicate alleles not consistent with the known exogenous profile. An asterisk (*) indicates allelic dropout. Table B1. Autosomal STR profiles of fingernails containing blood that underwent a 15 min soak and had varying digestion times (n=7). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the exogenous DNA profile). Locus Digestion Time (h) Exogenous 24A 24B 2A 2B 2C 1A 1B Amel X, Y X, Y X, Y X, Y X, Y X, Y X, Y X, Y 13, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 D8 13, 14 13, 14 13, 14 28, 29, 30, 29, 30, 31, 28, 29, 30, 29, 30, 31, 28, 30, 31, 30, 31, 31.2, 31, 31.2, 31.2, 32.2, 31, 31.2, D21 31, 32.2 32.2 31.2, 32.2 31.2, 32.2 32.2 33.2 32.2 32.2 8, 10, 11 8, 10, 11 8, 10, 11 8, 10, 11 8, 10, 11 D7 10, 11 10, 11 10, 11 10, 11, 12 10, 11, 12 10, 11, 12 10, 11, 12 10, 11, 12 CSF 11, 12 11, 12 11, 12 15, 16, 17, 15, 16, 17, 14, 15, 16 14, 15, 16 14, 15, 16 14, 15, 16 14, 15, 16 D3 15, 16 18 18 6, 7, 9.3 6, 7, 9.3 Tho 6, 7 6, 7 6, 7 6, 7 6, 7 6, 7 D13 12 12 12 12 12 12 12 12 9, 11, 12, 13 9, 11, 13 9, 11, 12 9, 11, 12, 13 9, 11, 13 D16 9, 11 9, 11 9, 11 22, 23, 24, 23, 24, 25 23, 24, 25 23, 24, 25 D2 23, 25 23, 25 23, 25 23, 25 25 13, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 D19 14, 15 14, 15 15, 16, 17, 15, 16, 17, 15, 16, 17, 15, 16, 17, 15, 16, 17, 15, 16, 17 15, 16, 17 vWA 15, 16 18 18 18 18 18 8, 10, 12 TPOX 8, 10 8, 10 8, 10 8, 10 8, 10 8, 10 8, 10 14, 15, 16, 14, 15, 16, 14, 15, 16, 14, 15, 16, 14, 15, 16, D18 16, 18 16, 18 16, 18 18 18 18 18 18 11, 12, 13 11, 12, 13 D5 11, 12 11,12 11, 12 11, 12 11, 12 11, 12 57 Table B1 (cont’d) FGA 23, 25 Exogenous Alleles (% Called) Mixture (% Loci) 23, 25 22, 23, 25 22, 23, 25 18, 23, 25 23, 25 22, 23, 25 22, 23, 25 97 100 100 100 100 100 100 44 69 69 56 38 63 69 58 Table B2. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 5 min soak period and a 2 h digestion (n=4). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile). Locus Sample Exogenous A B C D DNA Amel X, Y X, Y X, Y X, Y X, Y 12, 13, 14, 15 10, 12, 13, 14 10, 12, 13, 14 10, 12, 13, 14 D8 13, 14 28, 30, 31, 32.2 31, 31.2, 32.2 30, 30.2, 31, 32.2 30, 30.2, 31, 32.2 D21 31, 32.2 10, 11, 12 10, 11, 12 D7 10,11 10, 11 10, 11 10, 11, 12 11, 12, 13 10, 11, 12 CSF 11, 12 11, 12 14, 15, 16 14, 15, 16 14, 15, 16 D3 15, 16 15, 16 6, 7, 9.3 6, 7, 9.3 6, 7, 9.3 6, 7, 9.3 Tho 6, 7 12, 13, 14 9, 12, 13 9, 12 9, 12 D13 12 9, 11, 13 9, 11, 12 9, 11, 12 D16 9, 11 9, 11 17, 23, 25 20, 23, 25 19, 23, 24, 25 19, 23, 24, 25 D2 23, 25 10.2, 13, 14, 15 10.2, 14, 15, 15.2 D19 14, 15 14, 15 14, 15 15, 16, 17, 18 14, 15, 16, 18 14, 15, 16 14, 15, 16 vWA 15, 16 8, 10, 11 8, 9, 10 8, 10, 11 8, 10, 11 TPOX 8, 10 12, 16, 17, 18 13, 14, 16, 18 13, 16, 17, 18 13, 16, 17, 18 D18 16, 18 9, 11, 12 10, 11, 12 10, 11, 12 10, 11, 12 D5 11, 12 23, 24, 25 20, 23, 24, 25 20, 23, 25 20, 23, 25 FGA 23, 25 Ratio of endogenous 15:1 5:1 1.25:1 4:1 DNA: exogenous DNA Exogenous Alleles 100 100 100 97 (% Called) Mixture (% Loci) 88 100 59 81 100 Table B3. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 15 min soak period and a 2 h digestion (n=3). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile). Locus Sample Exogenous DNA A B C Amel X, Y X, Y X, Y X, Y 10, 12, 13, 14 10, 13, 14 D8 13, 14 13, 14 31, 31.2, 32.2 30.2, 31, 32.2 D21 31, 32.2 31, 32.2 10, 11, 12 8, 9, 10, 11 D7 10,11 10, 11 11, 12, 13 10, 11, 12 CSF 11, 12 11, 12 14, 15, 16 15, 16, 17 14, 15, 16 D3 15, 16 7, 9.3 6, 7, 9.3 Tho 6, 7 6, 7 9, 12, 13 9, 12 D13 12 12 9, 11, 12, 13 9, 11, 12 D16 9, 11 9, 11 20, 23, 24, 25 19, 23, 24, 25 D2 23, 25 23, 25 14, 15, 15.2 14, 15, 16 D19 14, 15 14, 15 15, 16, 18 15, 16, 18, 19 vWA 15, 16 15, 16 8, 9, 10 8, 10, 11 8, 10, 11 TPOX 8, 10 13, 14, 16, 18 12, 14, 16, 18 D18 16, 18 16, 18 10, 11, 12 D5 11, 12 11, 12 11, 12 20, 23, 24, 25 22, 23, 25 20, 23, 25 FGA 23, 25 Ratio of endogenous DNA: 6.7:1 20:1 1:1 exogenous DNA Exogenous Alleles (% Called) 97 100 100 Mixture (% Loci) 100 69 50 60 Table B4. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 30 min soak period and a 2 h digestion (n=4). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile). Locus Sample Exogenous A B C D DNA Amel X, Y X, Y X, Y X, Y X, Y 10, 13, 14 10, 12, 13, 14 10, 13, 14 10, 13, 14 D8 13, 14 30, 31, 32.2 30, 30.2, 31, 32.2 30, 30.2, 31, 32.2 D21 31, 32.2 31, 32.2 D7 10,11 10, 11 10, 11 10, 11 10, 11 CSF 11, 12 11, 12 11, 12 11, 12 11, 12 15, 16, 17 14, 15, 16 14, 15, 16 D3 15, 16 15, 16 6, 7, 9.3 6, 7, 9.3 Tho 6, 7 6, 7 6, 7 11, 12 9, 12 9, 12 9, 12 D13 12 9, 11, 12 9, 11, 12 9, 11, 12 D16 9, 11 9, 11 19, 23, 25 19, 23, 24, 25 19, 23, 24, 25 D2 23, 25 23, 25 12, 14, 15 D19 14, 15 14, 15 14, 15 14, 15 15, 16, 17 14, 15, 16 14, 15, 16 vWA 15, 16 15, 16 8, 10, 11 8, 10, 11 8, 10, 11 TPOX 8, 10 8, 10 13, 16, 17, 18 13, 16, 17, 18 13, 16, 17, 18 D18 16, 18 16, 18 10, 11, 12 10, 11, 12 D5 11, 12 11, 12 11, 12 23, 24, 25 20, 23, 25 20, 23, 25 20, 23, 25 FGA 23, 25 Ratio of endogenous 2:1 1:1 9:1 5:1 DNA: exogenous DNA Exogenous Alleles 100 100 100 100 (% Called) Mixture (% Loci) 44 56 81 81 61 Table B5. Autosomal STR profiles for various exogenous: endogenous DNA concentration ratios (listed below each sample), utilizing a 60 min soak period and a 2 h digestion (n=4). Also includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile). Locus Sample Exogenous A B C D DNA Amel X, Y X, Y X, Y X, Y X, Y 10, 13, 14, 15 D8 13, 14 13, 14 13, 14 13, 14 28, 31, 32.2 28, 30, 31, 32.2 30, 31, 31.2, 32.2 D21 31, 32.2 31, 32.2 10, 11, 12 D7 10,11 10, 11 10, 11 10, 11 10, 11, 12 10, 11, 12 CSF 11, 12 11, 12 11, 12 15, 16, 17 15, 16, 17, 18 D3 15, 16 15, 16 15, 16 6, 7, 9 6, 7, 9.3 6, 7, 9.3 6, 7, 9.3 Tho 6, 7 11, 12 12, 13, 14 12, 13 D13 12 12 9, 11, 12, 13 9, 11, 12 D16 9, 11 9, 11 9, 11 17, 22, 23, 25 22, 23, 25 17, 23, 24, 25 17, 23, 25 D2 23, 25 12, 14, 15 13, 14, 15 13, 14, 15 13, 14, 15 D19 14, 15 15, 16, 17 15, 16, 17 15, 16, 17, 18 15, 16, 17, 18 vWA 15, 16 8, 10, 11 8, 10, 12 8, 10, 11 TPOX 8, 10 8, 10 13, 15, 16, 18 15, 16, 18, 21 12, 16, 17, 18 12, 16, 17, 18 D18 16, 18 11, 12, 13 9, 10, 11, 12 9, 11, 12 D5 11, 12 11, 12 21, 22, 23, 25 18, 23, 25 23, 24, 25 23, 24, 25 FGA 23, 25 Ratio of endogenous 5:1 3:1 2:1 1:1 DNA: exogenous DNA Exogenous Alleles 100 100 100 100 (% Called) Mixture 88 81 69 63 (% Loci) 62 APPENDIX C STR PROFILES FROM SCRATCHINGS Autosomal and Y-STR profiles of epithelial cells from scratchings. Italicized red numbers indicate alleles consistent with the known endogenous profile. Italicized green numbers indicate alleles not consistent with known endogenous or exogenous DNA. Numbers in parentheses were present but fell below the 150 RFU threshold. An asterisk (*) indicates allelic dropout. Table C1. Autosomal STR profiles from the 18 scratchings that contained exogenous DNA (n=11). Samples not containing exogenous alleles were not included within the table. The % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile) are included. Each profile comes from exogenous DNA collected from a separate fingernail. Locus 1 5 6 8 9 10 11 13 15 16 17 Amel X, Y X, Y X, Y X, Y X, Y X, Y X, Y X, Y X, Y X, Y X, Y 10, 12, 10, 12, 10, 13, 10, 12, 8, 13, 8, 13, 8, 13, 10, 13, 10, 14, 10, 13, 10, 13, 14 D8 14, 15 14, 15 14, 15 14 13 14 13, 14 13, 14 14 13, 14 30, 30, 30, 30, 30.2, 28, 29, 28, 29, 28, 29, 28, 29, 30, 30, 30.2, D21 29, 31 33.2 33.2 30.2 31 30.2 31.2 30, 31.2 31.2 30, 31.2 31.2 9, 10, 8, 9, 11, 10, 12 10 10 10 (11) 10 8, 11, 12 8, 11 8,11, 12 D7 9, 12 12 12 9, 10, 10, 11, 10, 11, 10, 11, 9, 10 10, 11 CSF 10, 12 11, 12 11, 12 11, 12 11, 12 12, 13 12, 13 12 12 15, 16, 15, 16, 15, 16, 14, 15, 14, 15, 14, 15, 14, 15, 14, 15, 14, 15, 14, 15, 14, 15 D3 17, 18 17, 18 16, 17 18 16 17 16 16 16 16 5.3, 5.3, 5.3, 6, 9, 6, 9.3 6, 9.3 6, 9.3 6, 7, 9.3 6, 7, 9.3 6, 7, 9.3 Tho 6, 9.3 7.3, 10 7.3, 9.3 9.3 9.3 9, 10, 9, 10, 9, 10, 8, 9, 8, 9, 8, 9, 11, 8, 9, 12, 8, 9, 12, 8, 9, 12, 9, 11, D13 11 11 11, 12 11, 12 11, 12 11, 12 12 12, 14 14 14 14 D16 9, 10, 12, 13 9, 10, 12 9, 13 11, 12 11, 12 11, 12 63 11, 12 11, 12, 13 11, 12, 13 11, 12, 13 11, 13 Table C1 (cont’d) 13, 14, 15, 16.2 16, 17, 18, 19 8, 11 12, 13, 14, 17 17, 20, 21, 23, 25 13, 14, 15, 16.2 17, 18, 19 8, 11 12, 13, 14, 17 17, 20, 21, 23, 25 13, 14, 15, 16.2 17, 18, 19 8, 11 12, 13, 14, 17 13, 14, 15, 16.2 17, 18, 19 8, 11 12, 13, 14, 17 10, 12 11, 12 9, 11, 12 11, 12 11, 12 20 20 20, 21, 22, 25 20, 21, 22, 25 20, 21, 22 20, 21, 22, 25 72 79 69 90 100 80 80 63 69 75 93 87 87 93 D2 17, 18 17, 18 20, 25 17, 19, 24 17, 19, 24 17, 19, 24 17, 19, 24 D19 13, 15 13, 15 13, 15 13, 14 13, 14 13, 14 14, 16 vWA 16 TPOX 8, 11 16, 17, 18 8, 11 16, 17, 18 8, 11 14, 16, 17, 18 8, 11 12 12 13, 15 D5 10, 11, 12 10, 11, 12, 13 10, 11, 12, 13 14, 16, 17, 18 8, 11 13, 17, (18) 10, 12, 13 14, 16, 17 8, 11 D18 14, 16, 17, 18 8, 11 13, 17 (18) 10, 12, 13 FGA 20 20, 23 20, 21, 23 20 18.2, 20.2, 31, 32 52 68 97 79 88 88 50 75 Exogenous Alleles (% Called) Mixture (% Loci) 13, 17, 18 10, 12, 13 64 13, 17 17, 20, 23, 25 17, 20, 23, 25 Table C2. Y-STR profiles from the 18 scratchings (n=18). Sample number correlates with the sample number from Table 1C (above). Includes profiles from scratchings that quantified at 0 pg/µL and samples that did not contain any exogenous alleles in the autosomal profile. Includes the % of exogenous alleles called. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 15, 15, 14, 456 * * * 16 16 16 15 15 15 15 * 15 * * * 16 16 16 13, 13 389I 13 * * 13 13 13 14 14 13 14 13 * 13 * 13 13 14 22, 23, 20 390 24 * 24 24 * 23 * 23 23 23 * 23 * 23 * 24 24 29, 29, 29, 29 389II 30 * 30 30 30 30 29 29 29 * 29 29 29 * 31 30 30 17, 17 17 458 15 * * * 15 15 18 17 17 17 * 17 * 17 * 18 13, 13, 14, 14 19 15 * * 15 15 15 * 13 14 14 14 14 * 14 14 14 15 11, 11, 11, 11, 11, 11, 13, 11, 11, *, *, 11, 13, 11, 11, 11, 11, 11, 11, 385 13, 14, *, * 14 * 14 14 14 14, 13 * 15 14, 14 14 * 14 * 14 15 15 15 12, 13, 12, 393 * * * 13 13 13 13 13 13 13 * 13 * 13 * 13 14 13 10, 9, 9, 10, 10 391 11 11 11 11 11 9 11 * 11 11 11 11 * 10 11 10 11 10, 10, 12 439 11, * 10 10 10 10 11 12 12 12 12 * 12 * 12 12 12 12 23, 21, 21, 21, 21, 26 635 * * * 25 25 * 23 * 23 23 23 * 26 25 26 26 26 11, 11, 11, 13 12 392 * * * 11 11 11 13, 13 * * 13 * 13 * 13 12 14 65 Table C2 (cont’d) 12, GATA H4 13 12 12 12 12 12 12, 13 8, 13 8, 13 12, 13 14 437 14 * 14 * * 14 14 14 14 438 11 * * 10 11 11 10, 12 10, 12 448 20 * 20 * * 20 20 20 10, 12 19, 20, 21 Exogenous Alleles (% Called) 94 10 47 47 88 100 100 76 65 66 12 12 14, 15 10, 12 13 13 * 13 * * * 14 * * 15 * * * 12 12 * 12 * 12 * 19 19 19 18 * 18 * 18 18 29 65 41 71 24 100 29 76 29 APPENDIX D STR PROFILES OF TRANSPORTED SCRATCHINGS IN COIN ENVELOPES, BINDLE PAPERS, AND PLASTIC MICROFUGE TUBES Autosomal and Y-STR profiles of epithelial cells from scratchings. Italicized red numbers indicate alleles consistent with the known endogenous profile. Italicized green numbers indicate alleles not consistent with known endogenous and exogenous DNA. An asterisk (*) indicates allelic dropout. Dashes indicate there was not sufficient exogenous DNA quantifications, so samples were not analyzed. OL indicates that there were off-ladder alleles present. Table D1. Autosomal STR profiles from fingernail clippings transported in coin envelopes (n=15). Includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that are not consistent with the exogenous DNA profile). Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 -- -- -- -- -- -- -- -- -- -- -- -Amel X, Y X, Y X, Y 12, 13, 15 12, 13, 15 8, 10, 13, 15 -- -- -- -- -- -- -- -- -- -- -- -D8 29, 30, 32.2 28, 29, 30, 32.2 28, 29, 31, 33.2 -- -- -- -- -- -- -- -- -- -- -- -D21 8, 10, 12 8, 10, 11, 12 9, 10, 12 -- -- -- -- -- -- -- -- -- -- -- -D7 10, 12 10, 12 -- -- -- -- -- -- -- -- -- -- -- -CSF 10, 12 15, 16, 17 15, 16, 17 14, 16, 18 -- -- -- -- -- -- -- -- -- -- -- -D3 6, 8, 9.3 -- -- -- -- -- -- -- -- -- -- -- -Tho 7, 9.3 7, 9.3 8, 10, 13, 14 8, 10, 13, 14 -- -- -- -- -- -- -- -- -- -- -- -D13 10, 12 9, 11, 13 -- -- -- -- -- -- -- -- -- -- -- -D16 11 11 17, 25, 26 17, 25, 26 18, 20, 22, 25 -- -- -- -- -- -- -- -- -- -- -- -D2 13, 15.2 13, 14, 15.2 14, 15, 16 -- -- -- -- -- -- -- -- -- -- -- -D19 16, 17, 18 16, 17, 18 16, 17, 18 -- -- -- -- -- -- -- -- -- -- -- -vWA 8, 12 -- -- -- -- -- -- -- -- -- -- -- -TPOX 8, 11 8, 11 12, 14, 17, 18 12, 14, 17, 18 12, 13, 15 -- -- -- -- -- -- -- -- -- -- -- -D18 9, 12, 13 9, 12, 13 11, 12, 13 -- -- -- -- -- -- -- -- -- -- -- -D5 19, 21, 23, 24 19, 21, 23, 24 -- -- -- -- -- -- -- -- -- -- -- -FGA 21, 23 67 Table D1 (cont’d) Exogenous Alleles (% Called) Mixture (% Loci) 90 97 94 -- -- -- -- -- -- -- -- -- -- -- -- 75 75 75 -- -- -- -- -- -- -- -- -- -- -- -- 68 Table D2. Y- STR profiles from fingernail clippings transported in coin envelopes (n=15). Includes the % of exogenous alleles called. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16, *, 17 456 16 16 16 16 * 16 16 16 * 16 16 16 16 18 389I 13 13 13 * 12 * 13 13 * 13 13 13 13 13 13 *, 25 390 24 24 24 * * 24 24 24 * 24 24 24 * 25 389II 29 29 30 * * 30 30 * * 30 30 30 30 * 29 458 16 16 15 * * 15 15 15 * 15 15 15 15 * 15 13, 19 14 14 15 * * 15 15 15 * * 15 15 * 15 15 11, 11, 11, 11, 11, 11, 11, 11, 11, 11, 14, 385 *,* *,* *,* 11, * *,* 14 14 14 14 14 18 14 14 14 18 393 13 13 13 * * * 13 * * 13 13 13 13 * 13 10, 10, * 391 11 10 11 * * 11 11 11 * 11 11 11 10 11 10, 439 * 12 10 * * 10 10 10 * 10 10 * * 10 11 635 23 23 25 * * * 25 * * 21 25 25 * * 23 11, 392 13 11 * * * 11 * * 11 11 11 * * 11 13 *, 13 GATA H4 12 12 12 * * 12 12 * 12 12 * 12 12 13 437 * 15 14 * * * 14 * * * 14 14 * * 14 10, 438 12 11 11 * 11 11 * * 10 11 11 11 * 11 12 448 * 19 20 * * 20 20 * * 20 20 20 20 * 20 Exogenous Alleles 82 100 100 12 100 71 100 53 6 94 82 100 59 18 100 (% Called) 69 Table D3. Autosomal STR profiles from fingernail clippings transported in bindle papers (n=15). The % of exogenous alleles called, as well as the % of loci that contain mixture (alleles that do not match the known exogenous DNA profile) are included. Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 ---------------Amel ---------------D8 ---------------D21 ---------------D7 ---------------CSF ---------------D3 ---------------Tho ---------------D13 ---------------D16 ---------------D2 ---------------D19 ---------------vWA ---------------TPOX ---------------D18 ---------------D5 ---------------FGA Exogenous ---------------Alleles (% Called) Mixture ---------------(% Loci) 70 Table D4. Y- STR profiles from fingernail clippings transported in bindle papers (n=15). Includes the % of exogenous alleles called. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 456 * * 16 * * 16 16 16 * * 16 * 16 16 16 389I * * * * * 13 13 * * * * 13 13 13 13 390 * * 24 * * 24 24 * 24 24 * * 24 * 25 389II * * * * * 30 30 * * * * 30 30 30 29 458 * * * * * 15 15 * * * 15 * 15 15 15 19 14 * * * * 15 15 * * * * 15 * * 15 11, 11, 11, 11, *, 12, 11, 11, 11, 385 *,* *,* 14, *, 14 *,* 11, * *,* *,* 14 14 14 14 14 14 14 18 393 * * * * * 13 13 * * * 13 * 13 13 13 391 10 * 11 11 * 11 11 10 11 * * 11 11 11 10 439 * * * * * 10 10 * * 11 10 10 10 10 10 635 * * * * * 25 25 * * * * * 25 25 23 392 13 * 11 * * 11 11 11 11 * * 11 11 * 11 GATA H4 12 * * * * 12 12 * * 12 * 12 12 12 13 437 * * * * * 14 14 * * * 14 14 14 14 14 9, * 438 * * * * * 11 11 * * * * 11 * 11 448 * * * * * 20 20 * * * 20 * 20 20 20 Exogenous Alleles 24 0 35 12 0 100 100 24 18 18 47 59 88 76 100 (% Called) 71 Table D5. Autosomal STR profiles from fingernail clippings transported in microfuge tubes, with fingernail removed before processing (n=15). Includes the % of exogenous alleles called, as well as the % of loci that contain mixture (alleles not consistent with the exogenous DNA profile). Dashes indicate there were not sufficient exogenous DNA quantifications, so samples were not analyzed. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 - -- -- -- -- -- -Amel X, Y X, Y X, Y X, Y X, Y X, Y - - 12, 13, 15 12, 15 10, 14, 15 10, 14, 15 10, 15 10, 14, 15 -- -- -- -- -- -D8 - 28, 29, 30, - 27.2, 28, 30.2, 28, 30.2, 28, 33.2 -- -- -- -- -- -D21 28, 30.2 - 29.2 33.2 33.2 32.2 8, 10, 11, - 9.2, OL 9, 10 9, 10 9, 10 -- -- -- -- -- -D7 9 12 - - 10, 12 OL 10, 12 8, 10, 12 -- -- -- -- -- -CSF 8, 10 8, 10 - - - 14, 15, 16, 14, 15, 16, 14, 15, 16, 15, 16, 17 15, 16 14, 16 -- -- -- -- -- -D3 - 17, 18 18 18 - 6.3, 9.3 6, 7, 9.3 6, 7, 9.3 6, 9.3 6, 7, 9.3 -- -- -- -- -- -Tho 7, 9.3 - 8, 10, 13, - 8, 10, 12, 8, 10, 12, 13, 14 8, 12, 13 10, 12 -- -- -- -- -- -D13 14 - 13 13 - 9, 11, 12, 9, 11, 12, 10 9, 11, 13 -- -- -- -- -- -D16 11 9, 12 - 13 13 - 17, 18, 19, 17, 25, 26 17, 25 18, 22 -- -- -- -- -- -D2 17, 19 17, 19 - 22 13, 14, - 12, 14, 14.2, 14, 14.2, 14, 14.2, 14, 15 -- -- -- -- -- -D19 15.2 - 14.2 15 15 15 - 16, 17, 18 17, 18 -- -- -- -- -- -vWA 17 17 17 17 - - 8, 12 8, 12 8, 12 -- -- -- -- -- -TPOX 8, 11 8, 11 8 - D18 12, 14, 17, 18 - - 12, 17.2 - 17, 18 17, 18 72 12 12, 17, 18 -- -- -- -- -- -- Table D5 (cont’d) - - 100 - - 33 80 - - 87 D5 9, 12, 13 FGA 19, 21, 23, 24 Exogenous Alleles (% Called) Mixture (% Loci) 9, 12 23.2, 24.2 - 9, 12 9, 12 9, 12, 13 9, 11, 12, 13 -- -- -- -- -- -- 23, 24 23, 24 21, 23 21, 23, 24 -- -- -- -- -- -- - 100 100 48 100 -- -- -- -- -- -- - 33 60 93 93 -- -- -- -- -- -- 73 Table D6. Y- STR profiles from fingernail clippings transported in microfuge tubes (n=15). Includes the % of exogenous alleles called. Locus 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 456 16 16 * * * 16 16 16 16 * * 16 16 16 16 389I 13 13 * * * 13 13 13 13 * * * 13 13 * 390 24 24 * * * 24 24 24 24 * * 24 24 24 * 389II 29 29 * * * 29 29 29 29 * * 30 30 30 * 458 16 16 * * 17 17 17 17 17 * * 15 15 15 * 19 14 14 * * * 14 14 14 14 * * 15 15 15 * 11, 11, 11, 11, 11, 11, 11, 11, 11, 385 *,* *,* *,* *,* *,* *,* 14 14 14 14 14 14 14 14 14 393 13 13 * * * 13 13 13 13 * * 13 13 13 * 391 10 10 * * * 11 11 11 11 * 11 11 11 11 * 10, 439 12 * * * 12 12 12 12 * 10 10 10 10 * 12 635 23 23 * * * 23 23 23 23 * * 25 25 25 * 392 13 13 * * * 13 13 13 13 * * 11 11 11 * GATA H4 12 12 * * * 13 13 13 13 * * 12 12 12 * 437 15 15 * 15 * 15 15 15 15 * 14 * 14 14 * 438 12 * * * * 12 12 12 12 * * 11 11 11 * *, 23 448 19 * * * * 18 18 18 18 * * * * 20 Exogenous Alleles 100 88 0 6 6 100 100 100 100 0 18 82 94 100 6 (% called) 74 APPENDIX E Y-STR PROFILES FOR DNA STORAGE AND DEGRADATION Table E1. Y-STR profiles of exogenous DNA recovered from fingernail clippings containing blood after storage at room temperature for various time periods (n=7). Exogenous alleles were present for all samples. 0 2 1 2 1 3 6 Locus Exogenous days days week weeks month months months 16 16 16 16 16 16 16 16 456 13 13 13 13 13 13 13 13 389I 25 25 25 25 25 25 25 25 390 29 29 29 29 29 29 29 29 389II 15 15 15 15 15 15 15 15 458 15 15 15 15 15 15 15 15 19 11, 14 11, 14 11, 14 11, 14 11, 14 11, 14 11, 14 11, 14 385 13 13 13 13 13 13 13 13 393 10 10 10 10 10 10 10 10 391 10 10 10 10 10 10 10 10 439 23 23 23 23 23 23 23 23 635 11 11 11 11 11 11 11 11 392 GATA 13 13 13 13 13 13 13 13 H4 14 14 14 14 14 14 14 14 437 11 11 11 11 11 11 11 11 438 20 20 20 20 20 20 20 20 448 75 REFERENCES 76 REFERENCES Alaska Scientific Crime Detection Laboratory. Forensic biology procedures manual. 2012. Allouche M, Hamdoum M, Mangin P, Castella V. 2008. Genetic identification of decomposed cadavers using nails as DNA source. Forensic Sci Int-Gen. 3: 46 – 49. Ballantyne KN, Goedbloed M, Fang R, Schaap O, Lao O, Wollstein A, Choi Y, van Duijn K, Vermeulen M, Brauer S, Decorte R, Poetsch M, von Wurmb-Schwark N, de Knijff P, Labuda D, Vézina H, Knoblauch H, Lessig R, Roewer L, Ploski R, Dobosz T, Henke L, Henke J, Furtado MR, Kayser M. 2010. Mutability of Y-chromosomal microsatellites: rates, characteristics, molecular bases, and forensic implications. Am J Hum Genet. 87: 341 – 353. Bengtsson CF, Olsen ME, Ørsted Brandt L, Bertelsen MF, Willerslev E, Tobin DJ, Wilson AS, Gilbert MTP. 2011. DNA from keratinous tissue. Part I: hair and nail. Ann Ant. 194: 17 – 25. Bille TW, Cromartie C, Farr M. 2009. Effects of cyanoacrylate fuming, time after recovery, and location of biological material on the recovery and analysis of DNA from post-blast pipe bomb fragments, J. Forensic Sci. 54: 1059 – 1067. Budowle B, Moretti TR, Niezgoda SJ, Brown BL. (1998, June). CODIS and PCR-based short tandem repeat loci: law enforcement tools. Proceedings of the Second European Symposium on Human Identification, Innsbruck, Austria. Cline RE, Laurent NM, Foran DR. 2003. The fingernails of Mary Sullivan: developing reliable methods for selectively isolating endogenous and exogenous DNA from evidence. J Forensic Sci. 48(2): 1 – 6. Comey CT, Koons BW, Presley KW, Smerick JB, Sobieralski CA, Stanley DM, Baechtel FS. 1994. DNA extraction strategies for amplified fragment length polymorphism analysis. J Forensic Sci. 39(5): 1254 – 1269. Cook O, Dixon L. 2006. The prevalence of mixed DNA profiles in fingernail samples taken from individuals in the general population. Forensic Sci Int-Gen. 1: 62 – 68. Doran AE and Foran DR. 2014. Assessment and mitigation of DNA loss utilizing centrifugal filtration devices. Forensic Sci Int-Gen. 13: 187 – 190. Edson SM, Ross JP, Coble MD, Parsons TJ, Barritt SM. 2004. Naming the dead—confronting the realities of rapid identification of degraded skeletal remains. Forensic Sci. Rev. 16: 64 – 90. 77 Federal Bureau of Investigation (FBI). Forensic science communications: trace evidence recovery guidelines. 1999. 1(3). Federal Bureau of Investigation (FBI). 2012 Uniform Crime Report. Website: http://www.fbi.gov/about-us/cjis/ucr. Accessed March 6, 2014. Greenspoon SA, Scarpetta MA, Drayton ML, Turek SA. 1998. QIAamp spin columns as a method of DNA isolation for forensic casework. J Forensic Sci. 43 (5): 1024 – 1030. Gross AM, Liberty AA, Ulland MM, Kuriger JK. 2008. Internal validation of the AmpFlSTR Yfiler™ amplification kit for use in forensic casework. J Forensic Sci. 53 (1): 125 – 134. Harbison SA, Petricevic SF, Vintiner SK. 2003. The persistence of DNA under fingernails following submersion in water. Int Congr Ser. 1239: 809 – 813. Hebda LM, Doran AE, Foran DR. 2014. Collecting and analyzing DNA evidence from fingernails: a comparative study. J Forensic Sci. 59 (5): 1343 – 1350. Kayser M, de Knijff P. 2011. Improving human forensics through advances in genetics, genomics, and molecular biology. Nat Rev Genet. 12: 179 – 192. Kuman AM. 2013. Bio-Resource. http://1.bp.blogspot.com/y2ZyenfQow0/UZpShbDEJQI/AAAAAAAAB8/jxO4F5M7e2I/s640/TaqMan+GX+cartoon.jpg Life Technologies Corporation. 2012. AmpFlSTR® Identifiler® PCR Amplification Kit User Guide. Carlsbad, CA. Life Technologies Corporation. 2012. Quantifiler Kits User’s Manual. Carlsbad, CA. Matte M, Williams L, Frappier R, Newman J. 2011. Prevalence and persistence of foreign DNA beneath fingernails. Forensic Sci Int-Gen. 6: 236 – 243. Melzak KA, Sherwood CS, Turner RFB, Haynes CA. 1996. Driving forces for DNA adsorption to silica in perchlorate solutions. J Colloid Interf Sci. 181 (0421): 635 – 644. Mohan Banik R, Prakash M. 2004. Laundry detergent compatibility of the alkaline protease from Bacillus cereus. Microbiol Res. 159: 135 – 140. Mótyán JA, Tóth F, Tözsér J. 2013. Research applications of proteolytic enzymes in molecular biology. Biomolecules. 3: 923 – 942. Prinz M, Boll K, Baum H, Shaler R. 1997. Multiplexing of Y-chromosome specific STRs and performance for mixed samples. Forensic Sci Int. 85: 209 – 218. QIAGEN. 2012. QIAamp DNA Investigator Handbook. Germany. 78 Roewer L. 2009. Y chromosome STR typing in crime casework. Forensic Sci Med Pathol. 5: 77 – 84. Seidel A. 2013. Ask Ana: See through nails—can I fix it? http://www.nailcarehq.com/seethrough-nails/ U.S. Department of Justice. Federal Bureau of Investigation: Laboratory Division. Handbook of forensic services. 2011. U.S. Department of Justice. A national protocol for sexual assault medical forensic examinations. 2013. Wallin JM, Buonchristiani M, Lazaruk KD, Fildes N, Holt CL, Walsh PS. 1998. TWGDAM validation of the AmpFISTR Blue PCR amplification kit for forensic casework. J Forensic Sci. 43: 854 – 870. Wickenheiser RA. 2002. Trace DNA: a review, discussion of theory, and application of the transfer of trace quantities of DNA through skin contact. J Forensic Sci. 47: 442 – 450. Yoshida-Yamamato S, Nishimura S, Okuno T, Rakuman M, Takii Y. 2010. Efficient DNA extraction from nail clippings using the protease solution from Cucumis melo. Mol Biotechnol. 46: 41 – 48. 79