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' . ‘ i )3. tu'a}%\: 1.1:» .v 3 1293 01417 2070 was ltlll'llllllllllllllllllll\illlllllllll J This is to certify that the dissertation entitled Assessing the Potential for Vegetative Cover in Harsh, Tropical Environments: A Case Study from the Dominican Republic presented by Charlotte Gaye Burpee has been accepted towards fulfillment of the requirements for PhD degree in _flr_ap__&_So.il Science ,Aflnaa /O€£fi (42 U a or professor July 28, 1995 Date MS U i: an Affirmative Action/Equal Opportunity Institution 0-12771 LIBRARY Michigan mate 1 University PLACE ll RETURN BOX to remove thle checkout from your record. TO" AVOID FINES return on or before dete due. DATE DUE DATE DUE DATE DUE l l 1 l l I | I l I | I l —— —- —< Ell I Fl I [D II MSU leAn Affirmative Action/Equal Oppommtty lrutltuion W i ASSESSING THE POTENTIAL FOR VEGETATIVE COVER IN HARSH. TROPICAL ENVIRONMENTS: A CASE STUDY FROM THE DOMINICAN REPUBLIC BY Charlotte Gaye Burpee A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Crop and Soil Sciences 1995 ABSTRACT ASSESSING THE POTENTIAL FOR VEGETATIVE COVER IN HARSH. TROPICAL ENVIRONMENTS: A CASE STUDY FROM THE DOMINICAN REPUBLIC BY Charlotte Gaye Burpee Vegetative cover is a key to protecting soil from degradation, but is not used extensively in tropical agricultural systems, due in part to socio—economic and technical constraints. This research addressed physiological (weather and soil), ecological and socio-economic constraints to the use of vegetative cover for food production and erosion control in a rural village in the tropics. Specifically, there were four phases: 1) characterizing boundary conditions of temperature and water for germination of eight tropical species and two temperate benchmark species in growth chambers, 2) evaluating reliability of laboratory germination tests as a rapid screening technique for soil surface germination at a semi-arid field site, 3) investigating sociO-economic factors with potential to affect dry-season cover crop adoption and use and 4) reviewing patterns of land use and marine ecosystem change and their relationship to human activity systems to address possible constraints and advantages to the use of vegetative cover. Boundary condition experiments clearly identified species with potential for harsh surface soil environments like those found in the village of Buen Hombre (vegetable amaranth, jack bean, tropical kudzu, lablab bean, sunnhemp, tepary bean, and tropical velvet bean). Two species, vegetable amaranth and tepary bean, germinated well under a wide range Of temperatures and water potentials, and sunnhemp performed well at all but the driest water potentials. Jack bean, Iablab bean and tropical velvet bean were only able to germinate within a narrow window of near-saturation water potentials, but tolerated a wide range of temperatures. Field germination was reduced 19 to 44% compared to lab germination and was severely limited by biological interference from birds and insects. Biotic factors were equally or more important to germination success and early survival than soil or weather factors. In combination with key informant and group interviews, traditional socio- economic survey instruments yielded valuable data. Villagers barely subsist in a non-cash farming-fishing economy, which is based on intricately related, fragile marine and terrestrial ecosystems. Vegetative cover, if introduced at no cost to farmers and evaluated in collaboration with them, has great potential to diversify agricultural production activities, extend the growing season and protect marine ecosystems from potentially damaging erosion. To my husband and children, John A. Siebs, Jr., Cameron Burpee Siebs and Alexis Burpee Siebs; to my mother and father, Charlotte Bates Burpee and W. Atlee Burpee Ill; and to the people of Buen Hombre. ACKNOWLEDGEMENTS I am indebted to my official committee members, above all for friendship and scientific mentoring -- to Dr. Francis J. Pierce for unusual commitment from a major professor in time, creative input, lab support and exceptionally high scientific standards; to Dr. Kenneth L. Poff for unusual commitment from a committee member in intellectual stimulation, moral support and the Opportunity to collaborate in the design and teaching of an innovative course; to Dr. Rich Stoffle for collegial acknowledgment since 1985 at the lnstitute for Social Research, for collaborative Opportunities in the Dominican Republic and for understanding the obstacles of conducting research in a remote village; to Dr. Jim Crum for advice and literature on tropical soil management; and to Dr. Richard R. Harwood for support through a Mott Sustainable Agriculture Fellowship and for providing the opportunity to attend a Farming Systems Research and Extension Symposium. I am also indebted to my unofficial committee member, Dr. Stuart Gage, for introductions to systems methodology for biological systems and to remote sensing technology, for access to expertise and equipment in his Spatial Analysis Laboratory and for support in the difficult process Of combining disciplines in systems research. In addition, I owe thanks to Mr. Luc St.-Pierre of the Centre d’Applications et de Recherches en Télédétection, Canada, for sharing methodology and remote sensing data; to Dr. Phil Robertson for advice on ecological aspects of proposals, research and reports; to Mr. Amos Ziegler for assistance with computer cartography; to Dr. Roland Fischer for training in applied entomology and for Offering to classify tropical specimens before his death; to Dr. John Beaman for training in botanical techniques of plant collecting; to Dr. Tom Wagner and Dr. Ray Laurin at ERIM for sharing remote-sensing and land use data; to Dr. Tom Williams at the Michigan Department of Public Health for providing expertise and water analyses free of charge; to Dr. Dale Harpstead and MUCIA for an internship in Costa Rica; to Dr. Thomas Zanoni of the National Botanical Gardens, Dominican Republic (D.R.), for identification of plant specimens; to Mr. Tomas Montilla of DIRENA, D.R., for field research assistance; to Rector Benito Ferreires and Professor Yocasto Soto at ISA, D.R., for an office and field plot space; to lngeniero Rafael and Senora Aida Serulle Of Santiago for friendship, transportation, lodging and logistic support; to Dr. Jose Serulle and Dr. Jacqueline Boin of the Science and Art Foundation of Santo Domingo for publicity about the natural resource situation in Buen Hombre; to Lic. Ivonne Garcia, subdirector of the National Forest Commission, D.R., Maria Eugenia Recio, Director Of the Office of Technical Coordination, Marina Tejera, Director of Fisheries and Cecilio Valdez, subsecretary of the Ministry of Natural Resources, D.R., for meeting with villagers and dealing effectively with degradation of natural resources in Buen Hombre; to Pedro Canela and Tuba Perez for field plot space and expertise; to Genio Burgo for a water burro; to Ramon Cabrera and Apolinar Burgos, presidents of the Farmer's Association, for advice and expertise; to Narciso Gomez, president of the Fisherman's Association for labor and expertise; to Tuba Perez and Carmen Perez for lodging, wisdom and friendship and finally to the children of Buen Hombre for collecting insect specimens, especially their proudest contribution, a seven-inch tarantula. I am most grateful for funding that permitted me to complete doctoral research and coursework: O a National Science Foundation doctoral dissertation grant (BSR-901 6597) O a C. S. Mott Foundation Doctoral Fellowship in Sustainable Agriculture, 0 a Doctoral Dissertation Completion Fellowship from the Graduate School, Michigan State University, 0 a private grant from Orris Bell Lewis 0 and funding for equipment from the Office of Research and Graduate Studies, Michigan State University. vii TABLE OF CONTENTS LIST OF TABLES LIST OF FIGURES INTRODUCTION List of References CHAPTER 1. Boundary conditions of germination for eight species Of vegetative cover with potential for the tropics Introduction Overview of Seed Germination Seed dormancy Germination and water uptake Germination and temperature Germination and light Temperature-water-light interactions and germination Laboratory data as a predictor of field germination Materials and Methods Species selection Germination test procedures Temperature experiments Water potential experiments Pre-treatment experiment Substrate experiment Dormancy-breaking experiment Use Of thermal time Statistical design and analyses Results and Discussion Temperature and water potential experiments: benchmark species Temperature and water potential experiments: eight tropical species Seed moisture percent at germination Pro-treatment experiment Substrate experiment Conclusion viii xi xiii NM-I-I—I—I-I—I-I—I—A—I-I—I OO‘DQ‘I‘IU‘IhUNN-‘OO‘DGNNG Ct 20 22 26 27 28 28 List of References CHAPTER 2. Field germination response of seven tropical species of vegetative cover Introduction Materials and Methods Introduction Characterization of soil resources and weather Seed germination experiments Species selection Use of thermal time Statistical design and analyses Results and Discussion l. Agricultural context: soil resources and weather ll. Field germination response and comparison to laboratory data Field germination response of benchmark species: lettuce and wheat Field germination response of tropical species Weed competition and insect damage in field experiments Reporting of laboratory vs field germination data Field data as actual germination percent Comparison of field and laboratory data Conclusions List of References CHAPTER 3. SociO-economic factors related to use of vegetative cover at a tropical field site Introduction Materials and Methods Results and Discussion Introduction Demographic information Agriculture and farming Gardening Health and nutrition Quality of life Vegetative cover Conclusions List of References CHAPTER 4. Ecological and remote sensing analyses of a Caribbean village: a case study from the Dominican Republic 30 56 56 57 57 58 60 61 61 62 62 62 64 64 65 66 67 68 69 70 71 97 97 98 99 99 99 100 102 102 103 103 104 106 110 Overview of international development and argument for a new approach Buen Hombre: a tropical case study Marine and terrestrial ecosystems I. Reef and coastal mangrove ecosystems: general background ll. Reef and coastal mangrove ecosystems of Buen Hombre A. Population 1. Low population 2. Low population density 8. Physical environment C. Conservation ethic III. Terrestrial Ecosystems of Buen Hombre A. Land use B. Soil resources C. Transacts IV. Human Factors V. Relationships between ecosystems and human activity systems VI. The natural resource situation in Buen Hombre Conclusions List of References SUMMARY AND CONCLUSIONS APPENDIX 1. Buen Hombre survey questionnaire 110 114 116 116 118 119 119 119 120 121 122 123 125 126 128 130 131 134 137 162 166 LIST OF TABLES CHAPTER 1 Table 1. Selected species with potential as cover crops in harsh environments, characterized in laboratory germination studies Table 2. Experimental conditions for germination W experiments, water not limiting (w = near-saturation) Table 3. Experimental conditions for germination W experiments, temperature not limiting (20—30°C) Table 4. Seeds per replication by species for substrate experiment Table 5. Reported and experimentally determined base temperatures for selected species Table 6. Seed moisture %: initial and final in W experiments (near-saturation) Table 7. Seed moisture %: initial and final in water pgtential experiments l20-30°C night-day temperatures) Table 8. Maximum germination percent as affected by substrate medium in growth chamber experiments (20-30°C, near-saturation water potential) CHAPTER 2 Table 1. Selected species with potential as cover crops in harsh environments, characterized in field germination studies Table 2. Buen Hombre field experiments: species and number of seeds per replication Table 3. Soil profiles of "black" and "yellow" soils, Buen Hombre Table 4. Classification of black and yellow soils, Buen Hombre xi 35 36 37 38 39 40 41 42 73 74 75 76 Table 5. Soil fertility of the three major Buen Hombre soil types, as designated by farmers Table 6. Maximum cumulative germination, a comparison of field and laboratory data Table 7. Maximum cumulative germination, a comparison of laboratory experiments using Buen Hombre soil medium to field experiments in Buen Hombre CHAPTER 3 Table 1. Household composition of farming families, Buen Hombre Table 2. Factors that would improve life for families and village as a whole, Opinions of farmers and wives, first five mentions CHAPTER 4 Table 1. Quality of drinking water in Buen Hombre district, sampled April 15, 1992 Table 2. Land use classification system for Buen Hombre (based on CEUR- CARTEL system) (Source: St.-Pierre, personal communication) Table 3. Land use distribution, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) Table 4. Type of land use by general category, Buen Hombre District (Source: St.-Pierre, unpublished data) Table 5. Population for Buen Hombre District', 1935-1981 (Source: Castillo, National Census, Dominican Republic, 1936, 1951, 1961 , 1971, 1982) Table 6. Degree of intensity of land use, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) Table 7. Degree of erosion risk potential, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) Table 8. Plant species identified by villagers, Buen Hombre Table 9. Tree species identified by villagers, Buen Hombre xii 77 78 79 107 108 141 142 144 144 145 146 146 147 150 LIST OF FIGURES CHAPTER 1 Figure 1. Germination rate by temperature for jack been with base temperature estimated from x-intercept Figure 2. Mean cumulative germination percent and standard deviation (5) of m in response to a) temperature, b) water potential Figure 3. Mean cumulative germination percent and standard deviation (s) of M95]: in response to a) temperature, b) water potential Figure 4. Mean cumulative germination percent and standard deviation (3) of W in response tO a) temperature, b) water potential Figure 5. Mean cumulative germination percent and standard deviation (5) Of W in response to a) temperature, b) water potential Figure 6. Mean cumulative germination percent and standard deviation (5) of W in response to a) temperature, b) water potential Figure 7. Mean cumulative germination percent and standard deviation (S) of Wildly in response to a) temperature, b) water potential Figure 8. Mean cumulative germination percent and standard deviation (5) of MILDRED in response to a) temperature, b) water potential Figure 9. Mean cumulative germination percent and standard deviation (3) of Will]! in response to a) temperature, b) water potential Figure 10. Mean cumulative germination percent and standard deviation (3) of W in response to a) temperature, b) water potential Figure 11. Mean cumulative germination percent and standard deviation (3) of W in response to a) temperature, b) water potential xiii 43 44 45 46 47 48 49 50 51 52 53 Figure 12a. Mean cumulative germination percent of Wm!) as affected by pro-treatment at 20-30°C and 30-40°C Figure 12b. Mean cumulative germination percent of we; as affected by pro-treatment at 20-30°C and 30-40°C Figure 13. Cumulative germination of Mailbag as affected by blotter paper substrate and soil substrate CHAPTER 2 Figure 1. Photographs of: (top) experimental field plots, Buen Hombre, Dominican Republic, and (bottom) M. Perez, watering one microplot Figure 2. Average daily surface soil and air temperatures, Buen Hombre: a) March-April, 1992 b) September-October, 1991 Figure 3. Mean solar radiation, Buen Hombre: March-April, 1992, and September-October, 1991 Figure 4.Mean density (N) and standard deviation (5) of germinated and ungerminated Meat seeds in the field: a) March-April and b) September- October Figure 5. Mean density (N) and standard deviation (5) of weeds and germinated and ungerminated Iablab seeds in the field: a) March-April and b) September-October Figure 6. Mean density (N) and standard deviation (3) of weeds and germinated and ungerminated bird-rgsistan; sgrghum seeds in the field: a) March-April and b) September-October Figure 7. Mean density (N) and standard deviation (5) of weeds and germinated and ungerminated sunnhemp seeds in the field: a) March-April and b) September-October Figure 8. Mean density (N) and standard deviation (s) of weeds and germinated and ungerminated mm seeds in the field: a) March-April and b) September-October Figure 9. Mean density (N) and standard deviation (3) of weeds and germinated and ungerminated W seeds in the field: a) March-April and b) September-October Figure 10. Photographs of: (top) white velvet bean seeds that have turned black and subsided into the soil, and (bottom) sunnhemp seedlings with insect damage xiv 54 54 55 80 81 82 83 84 85 86 87 88 89 Figure 11. Actual vs. cumulative germination percent of tropical velvet bean in the field Figure 12. Mean percent (%) and standard deviation (3) of germinated and ungerminated wheat seeds in the field: a) March-April and bl September-October Figure 13. Mean percent (%) and standard deviation (s) of germinated and ungerminated Iablab seeds in the field: a) March-April and b) September-October Figure 14. Mean percent (%) and standard deviation (5) of germinated and ungerminated WM seeds in the field: a) March-April and b) September-October Figure 15. Mean percent (%) and standard deviation (s) of germinated and ungerminated MIME seeds in the field: a) March-April and b) September-October Figure 16. Mean percent (%) and standard deviation (5) of germinated and ungerminated tepary seeds in the field: a) March-April and b) September-October Figure 17. Mean percent (%) and standard deviation (5) of germinated and ungerminated W seeds in the field: a) March- April and b) September-October CHAPTER 3 Figure 1. Seasonal labor and precipitation calendar, Buen Hombre CHAPTER 4 Figure 1. Map of Dominican Republic with study site of Buen Hombre on northwest coast (redrawn from tourist brochure) Figure 2. 1985 Landsat satellite image of northwest coast of Dominican Republic, showing bleached off-shore reefs (photo provided by T. Wagner, Environmental Research Institute of Michigan) Figure 3. Map of Buen Hombre Census District, showing fresh water sources, mangrove and coral reef systems (boundaries based on census map boundaries) Figure 4. Graphic representation of combined factors of slope, land use and vegetative cover, used to determine erosion risk potential 90 91 92 93 94 95 96 109 153 154 155 156 Figure 5. Buen Hombre land use: 1958. 1966 and 1984. (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierrel Figure 6. Buen Hombre land use intensity: 1958, 1966 and 1984. (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierrel Figure 7. Buen Hombre erosion risk potential: 1958, 1966 and 1984. (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierre) Figure 8. Transact Of developed agricultural land, village of Buen Hombre Figure 9. Transact of undeveloped agricultural land, village of Buen Hombre 157 158 159 160 161 INTRODUCTION Much of the cultivated land in the world is subjected to varying degrees of physical, chemical and biological degradation in the forms of erosion, acidification, salinization, compaction, nutrient and organic matter depletion (Lal and Stewart, 1990; Postal, 1989). The control of these processes and amelioration of their effects is critical to long-term sustainability of agricultural ecosystems globally. Key among the technical solutions to problems Of land degradation is the maintenance of vegetative cover on the soil, particularly during non-crop periods when rates of degradation are high. Though conceptually simple, vegetative covers are not used extensively in agricultural management systems. While the reasons for this are Often related to SOCiO-cultural factors, a major technical limitation is correlated with poor germination of vegetative cover species when seeded on the soil surface, rather than sown in traditional ways. Aerial, or broadcast, seeding Of cover crops is critical, since it is Often necessary to seed into an existing crop and/or the economics do not favor sowing cover crops by traditional methods. In developing regions, for example, lack of available labor and the mechanics of shifting agriculture may require cover crops to be seeded on the soil surface. Another problem in the utilization of cover crops is that plant species currently being used for vegetative cover may be inappropriate, particularly if surface seeding is the primary method of establishment. Though cover crops have long been used in crop rotations in the tropics, until recently most research on cover crops has been conducted in temperate regions with temperate species (Kretschmer, 1989). 2 Research methodology developed for temperate species "generally has not been successful” with tropical species due to ”lack of knowledge of the diversity, adaptability and reasons for persistence in tropical species" (Kretschmer, 1989). An additional concern is that of the research conducted in developing countries, "far too much has been done on fertile experimental stations, or with chemical fertilizers, thereby making it virtually useless to small farmers” (Bunch, 1987). Most green revolution innovations depend on high external inputs applied in low-risk environments. The resulting technology has been inappropriate for subsistence farmers tilling small-scale, complex, diverse farms in risk-prone environments (Chambers at al., 1989). Two major technical problems limit the use of vegetative cOvars in controlling land degradation and restoring productivity to degraded lands. The first is identification Of plant species for use as cover crops, and the second is improved germination of seeds sown on the soil surface. The ideal plant species must be able to germinate under harsh environmental conditions, particularly since water is often limiting at the soil surface, and availability of water is one of the most important factors affecting seed germination (Berkat and Briske, 1982). Though Optimum conditions for germination are known for many species (AOSA, 1988; ISTA, 1985), boundary conditions are known for only a few (J. A. Zeevart, personal communication). The purpose of this research was fourfold. One objective was to determine boundary conditions for germination in a controlled laboratory environment. Species selected for testing were under-researched, tropical species with potential for harsh, limiting environments. Because subsistence villagers Often lack food at the and of 3 the dry season and because erosion can be severe with the first intense reins of the rainy season, when the ground is bare and unprotected, species selected for testing as part of the first objective also had to have potential for providing ground cover during the dry season and for producing human food, stock forage or income. Since germination and early growth are critical to the establishment of vegetative cover in degraded environments, the investigation was limited to those two growth stages as a rapid screening technique. Therefore, the second Objective was to develop a rapid screening method of species selection for full-scale testing in the field. This addressed the question as to whether surface germination experiments in the lab could be used to establish minimum threshold levels for species establishment and subsequently be used as a general predictor of surface germination and early growth in the field. Because of the multidisciplinary nature Of problems of soil degradation, the third objective was to ascertain whether local problems of marginal land use and subsistence farming in the vicinity of the field test site (village of Buen Hombre, Dominican Republic), could be alleviated by dry season cover crops and whether sociO-aconomic factors would lead to acceptance or rejection of cover crop technology. Finally, the fourth objective was to characterize ecological and human environments at the tropical field site to determine whether use of vegetative cover was appropriate at a macro-level. This dissertation addresses each of the four Objectives in a chapter, with boundary conditions for germination of selected species, based on controlled laboratory experiments, summarized in Chapter 1, field germination response and a comparison Of field and laboratory data in Chapter 2, the sociO-economic context 4 into which vegetative cover crops would be introduced, described in Chapter 3 and key ecosystems and their related human activity systems characterized in Chapter 4. An overall summary and conclusions ties the four Objectives and their corresponding research projects together in a brief final discussion. LIST OF REFERENCES Association of Official Seed Analysts (AOSA). 1988. Rules for testing seeds. J. Seed Technol. 12(3): 1-122. Bunch, R. 1987. Green manure crops. In Price, M.L., ed., Echo Development Notes 12: 1-8. North Fort Myers, FL., ECHO. Chambers, R., A.J. Pacey, and LA. Thrupp. eds. 1989. Farmer first: farmer innovation and agricultural research. London, England: Intermediate Technology Publications. International Seed Testing Association (lSTA). 1985. International Rules for Seed Testing. Seed Science and Technology 13: 299-51 3. Kretschmer Jr., A.E. 1989. Tropical forage legume development, diversity and methodology for determining persistence. In Marten, G.C. et al., eds. Persistence of forage legumes. Madison, WI: American Society of Agronomy, CSSA, SSSA. Lal, R. and B.A. Stewart. 1990. Soil degradation, a global threat. In Lal, R. and B.A. Stewart. (Editors). Advances in Soil Science, Volume 11: Soil Degradation. New York, NY.: Springer-Verlag. Postal, S. 1989. Halting land degradation. In Brown, L.R. at al., (Editors). State of the World 1989. New York, NY.: W.W. Norton and Co. CHAPTER 1 BOUNDARY CONDITIONS OF GERMINATION FOR EIGHT SPECIES OF VEGETATIVE COVER WITH POTENTIAL FOR THE TROPICS INTRODUCTION Traditional, applied agronomic research generally includes four phases: defining an agricultural problem, developing hypotheses related to potential solutions, testing those hypotheses in laboratories, greenhouses or field plots and than evaluating their effectiveness at increasing yield, reducing erosion, reducing economic, labor or energy costs, etc. In this chapter, several constraints to the use Of vegetative cover crops in the tropics are inveStigatad using the traditional approach. There are a number of under-researched cover crop species with great potential for use by subsistence farmers in the tropics for erosion control and dry season food production. However, use of vegetative cover is restricted, partly due to a lack of data on suitability of specific crops for specific environments. The Objective Of this study was to develop a screening procedure for species selection for harsh environments. Species chosen for use as aerial-seeded cover crops had to be able to withstand harsh conditions at the soil surface. Thus, the screening procedure involved determining boundary conditions for germination of a minimum parameter set (temperature and water), under light conditions approximating those at a tropical field site. Laboratory data were later compared to 7 field data (Chapter 2), and the laboratory procedure was evaluated for effectiveness as a rapid screening technique. A brief review of seed germination is presented below as background context for a discussion of experimental data that follows. Germination response to temperature and water potential under controlled laboratory conditions will then be discussed. OVERVIEW OF SEED GERMINATION Seed Dormancy Seed dormancy, the state in which mature imbibed seeds fail to germinate, is an evolutionary safeguard against unpredictable natural environments (Hillel, 1972; Meyer and Poljakoff-Mayber, 1975). As a survival mechanism, dormancy allows seeds to avoid potentially destructive environmental stresses. Under natural conditions, the breaking Of dormancy generally results in a range of germination times for the population of individual seeds of a species (Hillel, 1972). This strategy Of non-uniform germination prevents local extinction of a species due to severely detrimental conditions (Mayer, 1980/81 ). Before dormancy is broken and germination begins, the environment must provide a set of physical and chemical cues, indicating that optimal conditions for germination exist. These conditions are specific to each species. In addition, water must be imbibed and the physiological blocks of dormancy must be removed by certain metabolic events (Heydecker, 1977; Hillel. 1972). Germination and Water Uptake Germination is quantifiable, begins with imbibition Of water by the seed and ends with protrusion of part of the embryo, usually the radicle, through the seed coat (Mayer, 1980/81). Water uptake is essential to germination and involves three distinct phases: an initial phase of rapid water uptake, which then decreases and plateaus into a transition or lag phase Of negligible uptake, followed by a third phase Of rapid, increased water uptake (Bradford, 1986; Hadas, 1982; Haigh and Barlow, 1987; Hegarty, 1977). This last phase, the growth phase, ends with radicle emergence, occurs only in viable, non—dormant seeds and occurs only when the seed has reached a threshold water content, as opposed to a specific seed water potential, that is specific to the species (Bradford, 1986; Hunter and Erickson, 1952; Prokof'ev et al, 1983). However, individual seeds within a seed lot vary somewhat both in the substrate water potential and in the moisture percent at which germination occurs, and low vigor seeds may require higher seed moisture contents for germination (Hegarty, 1978). In the initial phase, viable and non—viable seeds with very low water potentials (down to about -1OO MPa) imbibe water equally well (Barrie, 1984; Hegarty, 1978; Villiers, 1972). The process is purely physical and results from a large gradient for water uptake (Bradford, 1986; Meyer and Poljakoff-Mayber, 1975: Villiers, 1972). During the second, or transition, phase of steady water content, there is metabolic activity, respiration begins and new cells are formed (Hegarty, 1977). During the third phase, water uptake depends more on osmotic and pressure potential. In order for germination to occur at the end of this phase, the seed's metric potential muSt be greater than about -1.5 to -2.0 MPa in most species, though seed water 9 content is the critical variable for radicle emergence (Bradford, 1986; Kaufman and ROSS, 1970). Germination and Temperature Nomdormant seeds germinate over a wide range of temperatures. The relationship during germination between rate of germination and temperature is not the O"J Of a simple chemical reaction (Heydecker, 1977). The relationship is linear between a minimum "base” temperature and an optimum temperature, at which the highest percent of seeds germinate in the shortest time (Garcia-Huidobro at al, 1982; Haydecker, 1977; Hillel, 1972; Meyer and Poljakoff-Mayber, 1975). Beyond the Optimum up to maximum temperatures, percent germination decreases. Below the base temperature and above a maximum temperature, germination simply does not occur. Base temperature may vary for seed lots of the same variety, depending on conditions under which the parent plant produced seed (Hardwick (1972), Harrington (1972) and Hegarty (1972) in Heydecker, 1977). Some data suggest that the base temperature for germination is genotypic, that all seeds Of a species have a common base temperature and that the difference lies in the amount of thermal time, or the accumulated temperature, required for germination (Ellis and Butcher, 1988; Garcia-Huidobro at al., 1982). Seed physiological age also affects temperature requirements for germination, with optimum temperature becoming broader and higher with age of seed (Langridge and McWilliam, 1967). Additionally, some seeds germinate at a specific temperature, while others require diurnal fluctuations in temperature (Garcia-Huidobro at al, 1982; Meyer and 10 Poljakoff—Mayber, 1975). Germination and Light The environmental conditions under which a parent plant produces seeds affects light sensitivity within a seed lot. Thus, germination response to light varies greatly both by and within species (Vidaver, 1977). As a prerequisite to germination, some species require long exposures to light. Others require darkness, intermittent light exposure or different length photoperiods. Other species germinate regardless of light conditions (Mayer and Poljakoff-Mayber, 1975; Vidaver, 1977). When red light exposure is required to break dormancy and initiate germination, the light effect depends on both light intensity and duration (Mayer and Poljakoff-Mayber, 1975). Temperature-Water-Light Interactions and Germination Stress to seeds due to temperature or water alone can trigger a dark or light requirement for germination, as can interactions between light and water stress, temperature and water stress or between temperature and light (Heydecker, 1977). Certain light conditions can also permit germination at unfavorably high temperatures for some species (Mayer and Poljakoff-Mayber, 1975). And interactions between water and temperature are such that a seed's threshold water potential is lowest at the seed's Optimum temperature (El-Sharkawi‘and Springuel, 1977; Fyfield and Gregory, 1988). 1 1 Laboratory Data as a Predictor of Field Germination When laboratory data is used as a predictor of seed germination response in the field, it can serve only as a general indicator of possible germination success or failure in specific environments. The laboratory conditions under which seeds are usually studied do not exist in fields, and constantly changing field conditions in the seed-soil-water-atmosphere micro-environment cannot be duplicated in laboratories (Koller, 1972). In lab experiments, constant temperatures and unnatural water cycles varying from near total water immersion to no water, accompanied by complete aeration, are standard. In nature, interactions between environmental factors control germination in a number of ways. For example, diurnally alternating temperatures, the time factor involved in amplitude of temperature cycles and the damping of amplitude with soil depth provide seeds with complex temperature information and conditions, compared to that provided by one constant lab temperature (Koller, 1972). "The temperature relations of germination observed under laboratory conditions are not simple, straightforward indicators of the degree to which germination is temperature-regulated under natural conditions. In fact, they can at times be quite misleading” (Koller, 1972). In addition, environmental stresses do not occur singly in nature, but as a complex, and seed response to environmental Stress varies, even for seed lots of the same genus (Pollock and Roos, 1972). Hades (1982) describes the environment of a seed in terms of seed-soil water relations. As soil metric potential (4!...) decreases, there is a substantially greater decrease in seed germination, because a decrease in soil rpm in the seed's micro- environment causes a decrease in water conductance to the seed. On the other 1 2 hand, seed swelling during imbibition may increase seed-soil contact to some extent, because Hades (1977) found good correspondence between similar osmotic solution potentials in laboratory experiments and soil metric potentials in the field. MATERIALS AND METHODS Several sets Of germination experiments were conducted in a growth chamber to characterize germination response of selected species to temperature, water potential and pre-chilling treatments. Species Selection Plant species (Table 1) were selected for inclusion in this study based on specific criteria and information gathered from five different sources (Martin and Ruberte, 1980; McLeod, 1982; National Academy of Science, 1979; Price, 1981- 1989; Ritchie, 1979). Each tropical species was selected because it was under- utilized and under-researched, had low management requirements, made efficient use Of water, was adapted to either marginal lands or dry lands and had high nutritional value if it was a food/ forage-producing species. In addition, a number of species were selected for their nitrogen-fixing ability and production of multiple, edible plant parts. One species (sunnhemp) was inedible, but had many of the above traits and was selected for its income-producing potential. Two temperate species, Grand Rapids lettuce and wheat, were also selected for testing because they were wall-researched cultivars in germination work (Barrie, 1985; Meyer and Poljakoff-Maybar, 1975). They were used as benchmark species to test the validity of the experimental methods used. Seeds Of seven indigenous species were 1 3 collected at the field site for testing and comparison to introduced species. Seeds were ordered from the US. Department of Agriculture, Ferry-Morse Seed Company, Native Seeds/Search (Tucson, Arizona), Setropa Limited (Bussum, Holland), M/S Inland and Foreign Trading Company (Singapore) and the College of Tropical Agriculture (University of Hawaii). Germination test procedures All germination experiments were conducted in a Conviron1 growth chamber with a Conviron CMP 3244 Controller (Conviron Products of America, Pembina, North Dakota 58271 ), programmed for a constant relative humidity of 65% and 12- hour night/day periods of 10-20°C, 20-30°C, 30-40°C, or 35-45°C, with low temperatures in darkness and high temperatures accompanied by a photoperiod of 1,270 nM sec" of light. Because relative humidity may influence relative growth rates, and because relative growth rates characterize competitiveness (K. A. Renner, personal communication), percent relative humidity, as well as photoperiod length, were maintained at levels approximating conditions at the Dominican Republic field site as much as possible. Seeds selected for germination experiments were not visibly damaged and were selected without regard to size or color. Seeds were germinated in either 150 mm- or 100 mm-diameter Petri dishes, or in 30.5 x 30.5 x 2.5 cm plexiglass trays, on one thickness of standard blue germination blotter paper moistened with distilled 1 Mention of the trade name, proprietary product or vendor does not constitute a guarantee or warranty for the product by Michigan State University or the author, and does not imply its approval to the exclusion Of other products or vendors that may be suitable. 14 water. At twice daily intervals for the first five days and daily intervals afterwards, lids and sealed plastic wrap covering germination containers were removed to aerate, count and remove germinated seeds. Moldy seeds were removed as they occurred. Seeds were considered germinated upon radicle protrusion from the seed coat. In most cases, experiments lasted until no germination had occurred for five successive days. Germinated seeds were counted, rinsed, air-dried for one hour (amaranth, hierba more, lettuce) or dried with a vacuum funnel, weighed, ra-dried and re-weighed in a 70°C oven for 48 hours to Obtain seed water content at germination as a percent of seed dry weight. Initial seed water content prior to the beginning of germination experiments was also determined for each species. Initial seed moisture percent was determined only once on seed samples Of 50 (jack been, Iablab bean, tropical velvet been), 200 (tropical kudzu, sunnhemp, tepary been, wheat) and approximately 1,000 (amaranth, lettuce) seeds. Temperature experiments An experiment of germination response to four temperature regimes was conducted at the alternating temperatures listed above. Distilled water was added daily to germination containers to maintain water content at near—saturation throughout the experiment. Each temperature treatment consisted of four replications of varying numbers of seeds by species, depending on availability (T able 2). 15 Water potential experiments An experiment investigating germination response to four different water potentials was conducted at 20-30°C (approximate field site night-day temperatures) with daily additions of distilled water to approximate near-saturation and at -0.5, -1.0 and -1.5 MPa of water potential with high molecular weight solutions. Four replications of each species of seeds for each treatment (Table 4) were germinated at 20-30°C in 150 mm Petri dishes on blotter paper, or in 30.5 x 30.5 x 2.5 cm plexiglass trays, on 64 mm-thick styrofoam board wrapped in 2 layers of cheesecloth with a hole and cotton wick inserted in the center of the board and cheesecloth, with two rectangular pieces of blotter paper resting on top. The styrofoam board floated on a reservoir of polyethylene glycol [H(OCH,CH,)00H], or PEG, solution. Initially, blotter paper at the surface was wet thoroughly with PEG solution and then rewet in sections where the wick system failed to keep blotter paper sufficiently wet. One of the major successes in germination research involves simulation of seed-soil water conditions. Very high molecular weight osmotic solutions have been used as a laboratory substrate to apply moisture stress to germinating seeds and simulate soil metric potentials in the field (Hades, 1977; Hades, 1982; Pollock and Boos, 1972). It is assumed that because osmotic potential in most agricultural soils is negligible, the osmotic stress of non-reactive, high molecular weight solutions can be used to simulate metric potential. This is, in fact, the case. Hades (1977) germinated three large- and small-seeded species in PEG solutions of different water potentials and found good agreement between final germination percent in the field and that predicted by performance in the lab. 1 6 In the water potential experiments conducted for this study, PEG, with an average molecular weight of 8,000 (Aldrich Chemical Company, Milwaukee, Wisconsin 53201), was mixed with distilled water, according to the following formula, to produce solutions at -0.5, -1.0 and -1.5 MPa of water potential: I”: o.130u=rsc;12 T - 13.7 [PEGl’ where w is solution water potential in MP3, [PEG] is PEG concentration in 9 PEG g" or ml" of water and T is temperature in °C (Hardegree and Emmerich, 1990). Because growth temperatures alternated between equal 12-hour periods at 20 and 30°C, calculations were made for each temperature and the mean of the two calculated 9 PEG ml" H20 for each temperature was taken. These calculations resulted in 0.2122 9 PEG ml" water for -0.5 MPa, 0.3098 g PEG ml" water for -1.0 MPa and 0.3794 9 PEG ml" water for -1.5 MPa. When used as a germination substrate, filter or blotter paper may concentrate PEG solution and decrease water potential in the solution-paper matrix (Hardegree and Emmerich, 1990). The magnitude of this effect depends both on original PEG solution concentration and the ratio of solution volume to paper dry weight. However, if the ratio of PEG solution volume to dry substrate paper weight is greater than 12 and if measures are taken to prevent evaporation from Petri dishes, the concentration effect of the paper substrate can be minimized (Emmerich and Hardegree, 1990; Hardegree and Emmerich, 1990). Accordingly, the ratio of PEG solution volume to dry substrate paper weight in these experiments was maintained at or above 14. In addition, to inhibit evaporation of water from the PEG solution, germination trays/dishes were tightly covered with polystyrene lids (in the case of Petri dishes) 1 7 or commercial household plastic wrap (in the case of plexiglass trays). Germination trays/dishes were replenished with PEG solution as needed to dampen the blotter paper and prevent zones of solute accumulation with lower water potential near germinating seeds and to simulate daily watering of field plots. Lids and plastic sealing wrap were removed daily for aeration. Pro-treatment experiment In the temperature experiment discussed earlier, lettuce, amaranth and wheat seeds (Table 2) were pre-treated to break dormancy, according to AOSA procedures (Association of Official Seed Analysts, 1988). This was done for comparison to previous germination research, in which standard practice involved the pre- treatment of certain species. Wheat pre-treatment involved pro-chilling for 3 days at 4°C on dampened blotter paper. Amaranth pre-treatment also involved pre- chilling, however blotter paper was dampened with a 0.2% KNO3 solution, rather than distilled water (Association of Official Seed Analysts, 1988). A separate pre-treatment study was completed to compare response of amaranth and wheat with and without pre-treatments at 12-hour periods of 20-30°C and 30-40°C under 1,270 nM sec" of light during the high temperature period. Lettuce was not included in the pre-treatment studies, as it responded poorly at these temperatures. Four replications of each species were germinated in Petri dishes with one layer of blotter paper at each temperature regime. Substrate experiment All germination experiments described above were completed on blotter paper. 1 8 A substrate experiment was conducted to ascertain whether a soil substrate, using soil taken from the Dominican Republic field site, would affect germination response in the growth chamber. A plastic box 48 x 36 x 5 cm was filled to a depth of 3 cm with surface (0-7.6 cm) soil taken from a composite of 30 soil samples collected at the perimeter of experimental plots in the village of Buen Hombre (Chapter 3). The box was sectioned into 4 quadrants, each representing one replication. A specific number of seeds (Table 5) from each species was placed at the surface and grown at 20-30°C. Data from this experiment were compared to germination data for seeds germinated on blotter paper in Petri dishes at near-saturation under identical growth chamber conditions. Dormancy-breaking experiment Seeds from six of seven species collected at the field site did not germinate under laboratory conditions. Therefore, in a final experiment to investigate dormancy of indigenous species, a series of pre-treatment tests were conducted on one of the six species, cardo santo (Argemone mexicana), in order to break dormancy. Pre-treatments included treatment with 0.2% KN03, mechanical scarification, acid treatment (a two minute soaking in concentrated sulfuric acid, rinsed in tap water and pre-chilled at 4°C for 12 hours), pre-heating at 104°C for 45 minutes and pre-treatment with gibberellic acid (concentration of 1,000 mg I"). None of these pre-treatments succeeded in breaking dormancy, so only experiments with the indigenous species hierba more were successful in terms of the occurrence of germination. 19 Use of thermal time Germination data in this chapter are reported in thermal time, or accumulated temperature. Between the base and optimum temperatures for a species, the relationship between germination rate, or the time to 50% of final germination, (t") and temperature is linear (Angus et al., 1980/81a; Garcia-Huidobro et al., 1982; Kanemasu et al., 1975; del Pozo et al., 1987). In most cases, time to 50% germination is directly proportional to temperature. Since the seed's time scale is strongly related to its thermal environment, thermal time can be defined as a seed's view of time (Ritchie and NeSmith, 1991). Thermal time is useful for comparing germination within and between species in different regions and climates. The mathematical formula for thermal time, "growing degree days," or °Cd (Ritchie and NeSmith, 1991), is based on the sum of the mean daily temperature minus the base temperature of a particular species for the total number of days to germination: °Cd = {WM - Tb...) Base temperature was calculated for each species in the study, using a mathematical relationship described by Monteith (1977), in which rate of germination (or inverse of time in days to germination of a percentage of the germinating population) was plotted against mean temperature at which germination occurred (Covell et al., 1986; del Pozo et al., 1987; Lawlor et al., 1990; 0ng and Monteith, 1985). Linear regressions fitted to the data points produced base temperature as the x-intercept. Normally, this calculation is based on multiple points of data obtained from germinating seeds on a thermogradient plate having small increments of temperature over a wide range of constant temperatures. However, one of the objectives of this study was to develop general indicators of 20 germination response based on a minimum dataset of variables. Therefore, temperature data were obtained in most cases for only three or four points, and base temperature determinations were considered to be no more than rough estimates. Base temperatures were based on values reported in the literature or data determined from this study (Table 5). As an example, Figure 1 illustrates the determination of the base temperature of 14°C used for jack bean thermal time calculations in this study. Statistical design and analyses In the experiments above, there were four replications of each species in a factorial design with species, time, temperature or water potential and pre-treatment or substrate as factors in the analyses of variance. The data in the temperature, water potential, substrate and pre-treatment experiments showed highly significant differences between species, times and substrate or pre-treatment and between time by species. RESULTS AND DISCUSSION Temperature and water potential experiments: benchmark species In this study, wheat and lettuce have been designated as model species for characterization of germination in stressful environments. The entire lettuce population, in the top graph of Figure 2a, germinates immediately at optimum temperatures for lettuce (10-20°C). These data agree with previous research (Khan et al., 1978). At higher temperatures (20-30°C), rate of germination is slowed, and final cumulative germination percent is reduced. Inability of lettuce to germinate at 21 temperatures above 25-35°C, with threshold temperature depending on cultivar, variety and seed lot (Hegarty and Ross, 1979: Saini et al., 1986), is characteristic (Berrie, 1984; Heydecker, 1977; Khan, 1977). The percent standard deviation plotted at the bottom of Figure 2a, with one standard deviation point corresponding to each data point in the plot above shows that as lettuce seeds experience temperature stress at temperatures above 25°C, variance increases. At even higher temperatures of 30-40°C and 35-45°C, lettuce fails to germinate entirely. For this reason, lettuce serves as an inadequate benchmark species for germination research in the tropics. At temperatures of 20-30°C, with decreasing water potential, lettuce germination rates and amounts drop and variance increases dramatically (Figure 2b). The second baseline species is wheat. Figure 3 shows that wheat performance is better at lower temperatures and higher water potentials, with decreases in rate, decreases in final amounts and increases in variance under stress due to temperature or water. These wheat data correspond well to previous research (Ashraf and Abu-Sharka, 1978; Hanson, 1973; Kaufman and Ross, 1970). Because germination occurs at all but the highest temperatures and lowest water potentials, wheat is a good benchmark species for germination research of tropical species. Analysis of the data in these two graphs suggests that variance provides information about a seed under stress and the stability of its response that may be just as important to characterization of a seed's response as germination variables are. For that reason, graphs in this chapter were designed to display both means and standard deviations clearly. 22 Temperature and water potential experiments: eight tropical species Germination rates for amaranth (Figure 4a) at all temperatures between 10 and 45°C are high, but variance is highest at low temperatures, indicating the seed is under more stress at these temperatures. Though decreases in a: (Figure 4b) result in decreases in both cumulative germination percent and rate of germination, amaranth germinates at even the most severe water deprivation of -1.5 MPa of «I. An indigenous species harvested from the tropical field site, hierba mora (Figure 5), germinates most quickly at lower temperatures, has highest cumulative germination percent at moderate temperatures (approximating those of its native environment) and fails to germinate at temperature regimes above 30°C. In addition, hierba mora does not germinate unless saturated conditions are present and have persisted for more than 50°Cd of thermal time (Figure 5b). Then it germinates quickly. These data show that hierba mora possesses a survival mechanism appropriate to its native, semi~arid environment of irregular, infrequent rainfall. If one combines the water requirement with hierba mora’s temperature restriction, it is possible to predict that hierba more will germinate in its native environment only in years when there is persistent rain during the rainy season. Rainy season at the Buen Hombre field site begins in November or December and lasts until February or March, which is also the only time of the year that daily air temperatures do not exceed 29 or 30°C. Surface soil temperatures would be slightly higher, but would follow air temperatures. This may also indicate that only buried seeds, where soil temperatures are cooler, will germinate. Jack bean (Figure 6a) germinates well at all temperatures, but has a much 23 faster rate at 10-20°C, which would be important in a highly competitive environment, for example, one with many indigenous weed species. As temperature and stress to the seed increase, variance increases. And at all temperatures, there is increased variance as germination percentage first increases. This is followed by a decrease to minimal variance as final germination percentage is approached, except at 30-40°C temperatures, which have high final variance. Jack bean tolerates only mild water stress during germination (Figure 6b). Jack beans resisted mold growth under experimental conditions much longer than any other species. Tropical kudzu (Figure 7) demonstrates a common survival mechanism, in which there is great variability in the germination times of individual seeds, so that germination of the population as a whole occurs over an extended period of time. Rate and final cumulative germination percent are highest at 30-40°C and saturated water conditions. Maximum final germination percentage occurs at near-saturation and 30-40°C, with 49.5% :t 3.0%. It should be noted that maximum germination percentage did not occur at 20-30°C until accumulated thermal time reached 612°Cd, or 68 days. This time-spread of germination is much longer than any of the other species tested. At 35-45°C temperature regime, only seeds that germinated quickly escaped mold growth and rotting. Highest germination rates and final percentages for Iablab bean occur at temperatures of 10-20°C and 30-40°C (Figure 8a) and at higher water potentials (Figure 8b). Thirty-six percent of the seeds in the 20-30°C experiment (Figure 8a) and the near-saturation experiment (Figure 8b) succumbed to a fungal pathogen, resulting in unusually low germination rates and percentages for the near-saturation 24 41 seeds and those in the middle temperature range. Had those 36% of seeds germinated, germination rates would presumably have been similar to rates at 10- 20°C and 30-40°C, and final germination percent would have been about 88%. Again, variance is initially high in the temperature experiments and later drops, with the exception of the 20—30°C seeds, which are under fungal pathogen stress. Variance at all ws except -1.5 MPa, where minimal germination occurs, is high, with greatest variance at the most stressful w of -1.0 MPa. Sunnhemp reaches maximum germination percentage at all but the highest temperatures, with only rate and standard deviation varying by temperature (Figure 9a). Fastest initial rate occurs at lowest and highest temperatures, with a lag in rate at about 50% germination for the lowest temperatures. Variance is initially high at 10-20°C and 30-40°C, with final standard deviation being lowest for the lower temperatures and higher for the high temperatures. Each increase in water stress results in substantial decreases in cumulative germination percent with variance highest at higher metric potentials (Figure 9b). This increase in variance under the least stressful water conditions is atypical for the species studied. In some sunnhemp seeds, cotyledons emerged before radicles. Therefore, for sunnhemp, as is true for some species, germination needs to be defined more broadly as radicle 91 cotyledon emergence, whichever occurs first. Tepary been responds well to higher temperatures, and has decreased germination at 10-20°C, with a corresponding increase in variance at the coolest temperature regime, indicating more stress and a less stable germination response (Figure 10a). This species germinates well at all but the very driest conditions, and variance shows the pattern of initial higher values that decrease upon reaching final 25 germination percentage and small increases in standard deviation with increasing water stress (Figure 10b). At 35-45°C, approximately 90% of tepary seeds were covered with mold by the third day of the study. Unlike tepary, velvet been does poorly under even minimal (-0.5 MPa) water stress and germinates best at the coolest temperatures tested. There is an unexplained delay in germination rate and increase in variance at 20-30°C, compared to temperatures just above and below 20-30°C (Figure 1 1). Velvet bean was susceptible to fungi at 30-40°C and only those seeds quick to germinate escaped senescence due to rotting. Variance was generally high for all treatments and may be due to small sample size. In summary, based on these experiments, amaranth and tepary are highly adaptable species in terms of germination and are able to germinate at a wide range of temperatures and water levels, from 10 to 45°C and 0.0 to -1.5 MPa. Sunnhemp germinates at all temperatures tested and at all but the driest water potentials. One would expect amaranth, sunnhemp and tepary to do well in tropical, water-limited environments during the germination phase of growth. Jack been, velvet bean and Iablab all require wet conditions for germination, though all germinate in tropical temperatures. These three bean species are large- seeded and once they have imbibed sufficient water and have germinated, are able to put down roots rapidly and survive in very dry environments (Bunch, 1987; Fenner, 1985; National Academy of Sciences, 1979). In fact, in a pilot experiment (data not reported) at the tropical field site, a jack bean seedling that received rain at Day 1, 3 and 5 after planting, produced a bush and 5 filled seed pods 3 months later with no further precipitation. 26 Seed moisture percent at germination Bradford (1986) and Hunter and Erickson (1952) report that seed moisture percent, not seed water potential, is the trigger for germination and that each species has a unique threshold level. Most germination literature reporting seed moisture percent, reports the change in seed moisture percent from its initial, pre- experiment value to its final moisture percent at germination (Bradford, 1986; Hegarty, 1978), rather than just final germination moisture percent. Tables 6 and 7 report two values -- initial moisture percent on a dry weight basis and moisture percent at germination, also calculated on a dry weight basis, for both the temperature experiments (Table 6) and the water potential experiments (Table 7). The smallest seeds tend to have high variation in weights. The nature of germination studies often results in only a few seeds germinating on a particular day, and when the seeds are very small, it is difficult to obtain accurate weights. A possible solution to the problem would be to have large numbers of seeds per replication for the smallest-seeded species. All the small-seeded species in this study (amaranth, hierba mora, lettuce, wheat), except tropical kudzu, tend to have lower moisture percents at germination, all less than 80% on a dry weight basis. Large-seeded species and kudzu all have seed moisture percents above 88%. These figures are lower than that reported by McDonough (1975), who found that water content of tested grass seeds at germination ranged from 77 to 97% and that water content of legume seeds ranged from 162 to 168%. Also, there is a tendency for some species (Iablab, sunnhemp, tepary and velvet been) to show a trend toward increased seed moisture percent with increased environmental stress. Wheat tends toward decreased moisture percent with stress, though variance tends 27 to be high for these data. Pro-treatment experiment Prior to the temperature studies, wheat, lettuce and amaranth were pre-treated (Table 2) to break dormancy and provide comparability to previous germination research. In the pro-treatment study to examine the effects of pro-treatment on germination rate and percent germination of amaranth and wheat, lettuce was excluded because of poor germination response at study temperatures. These data show that at 20-30°C, suboptimal germination temperatures for amaranth, germination of untreated amaranth decreases 14% from pre-treated, and untreated wheat has a slower germination rate, but similar final germination percentage, to that of pre-treated wheat (Figure 12). At 30-40°C, an optimum temperature for amaranth, untreated and pre-treated amaranth have similar germination rates and percentages; while untreated wheat, under supraoptimal wheat temperatures, shows reduced rates and germination percentages compared to pre-treated wheat. The point is that pro-treatment tends to increase germination rate and/or final germination percentage only when the seed is subjected to stressful germination conditions. For comparison of laboratory data to other laboratory experiments, pre- treatment should be done for comparability of results. But for comparison of lab to field data, pre-treatment should be done only if it is possible and practical to treat seeds in both laboratory and field studies. (It should be noted that while wheat, lettuce and amaranth were pre-treated in laboratory temperature studies, they were not pre-treated in the water potential experiments, because the date were to be compared to field data and pre-treatment was not possible at the field site). 28 Substrate experiment Figure 13 compares growth chamber germination of Iablab on blotter paper to germination on soil from the Dominican Republic field site. Lableb response is typical of that of all but one of the other species tested - faster germination rate, but lower final germination percentage on the soil medium. What varies from species to species is the magnitude of reduction in final germination percentage and rate of germination. Lettuce was the only exception to this trend, with a 59% increase in final germination percent on the soil medium. This may be a result of lettuce seeds falling into surface soil cracks and a reduction in seed temperature over that of seeds on the blotter paper medium. These substrate data can be used as a species- specific rate reduction factor in predicting field response from laboratory data (Table 8). Although not investigated in this study, possible reasons for the reduction of germination on soil are the activity of soil pathogens, fungi or microbes; high soil pH; variation in pore size; hydraulic conductivity or soil metric potential. CONCLUSION Using a traditional research approach to the use of vegetative cover in tropical environments, the studies discussed above focused on one key constraint -- the lack of basic data characterizing germination of tropical species at different temperatures and water potentials. Though laboratory data collected in these experiments are not exhaustive or extensive, they provide initial insight into species characterization of selected under-researched tropical species for two of the three key variables controlling germination response. Data demonstrate that under either 29 temperature or water stress, germination rate slows and/or final germination percentage decreases for each of the eight species studied. These changes in germination response are usually accompanied by increases in variance, which generally occur before and during a large shift in the mean, and treatment variance comparisons indicate when conditions for the germinating seed. To summarize, these data successfully and rapidly characterize the eight tropical species studied, over a wide range of temperatures and water potentials, defining harsh to optimum conditions for each. So the method proved effective as an initial characterization tool. The question remains, given prior knowledge of macro-level temperature and water conditions at a field site, will it serve as an effective screening procedure for field testing? LIST OF REFERENCES Angus, J.F., R.B. Cunningham, M.W. Moncur and D.H. Mackenzie. 1980/81a. Phasic development in field crops: l. Thermal response in the seedling phase. Field Crops Research 3: 365-378. Ashraf, CM. and S. Abu-Shakra. 1978. Wheat seed germination under low temperature and moisture stess. Agron. J. 70: 135-139. Association of Official Seed Analysts (AOSA). 1988. Rules for testing seeds. J Seed Technol 12(3): 1-122. Berkat, O. and DD. Briske. 1982. 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Plant Physiol. 14: 485-492. Hanson, AD. 1973. The effects of imbibition drying treatments on wheat seeds. New Phytol. 72: 1063-1073. Hardegree, SP. and W.E. Emmerich. 1990. Effect of polyethylene glycol exclusion on the water potential of solution-saturated filter paper. Plant Physiol. 92: 462- 466. Hegarty, T.W. 1977. Seed activation and seed germination under moisture stress. New Phytol. 78: 349-359. Hegarty, T.W. 1978. The physiology of seed hydration, and the relationship between water stress and the control of germination: a review. Plant, Cell and Environment. 1: 101 -1 19. 32 Hegarty, T.W. and H.A. Ross. 1979. Effects of light and growth regulators on germination and radicle growth of lettuce seeds hel under high-temperature stress and water stress. New Phytol. 82: 49-57. Heydecker, W. 1977. Stress and seed germination: en agronomic view. In A.A. Khan, ed. The physiology and biochemistry of seed dormancy and germination. Amsterdam: North Holland Publishing Co. Hillel, D. 1972. Seed moisture and seed germination. In T.T. Kozlowski, ed. Water deficits and plant growth. Vol III: Plant responses and control of water balance. New York and London, Academic Press. Hunter, J.R. and A.E. Erickson. 1952. Relationship of seed germination to soil moisture tension. Agron. J. 44: 107-109. Kanemasu, E.T., D.L. Bark and E. Chin Choy. 1975. Effect of soil temperature on sorghum emergence. Plant and Soil 43: 41 1-417. Kaufman, MR. and K.J. Ross. 1970. Water potential, temperature and kinetin effects on seed germination in soil and solute systems. Amer. J. Bot. 57(4): 41 3-41 9. Kay, Daisy E. 1979. Food Legumes. Tropical Products Institute, London, 413 pp. Khan, A.A. 1977. Preconditioning, germination and performance of seeds. In Khan, A.A. (Editor). The physiology and biochemistry of seed dormancy and germination. Amsterdam, North Holland Publishing Company. Khan, A.A., K-L. Tao, J.S. Knypl, B. Borkowska and L.E. Powell. 1978. Osmotic conditioning of seeds: physiological and biochemical changes. Acta Horticulturae 83: 267-278. Koller, Dev. 1972. Environmental control of seed germination. In T.T. Kozlowski, ed. Seed Biology Vol. II: Germination control, metabolism and pathology. New York and London, Academic Press. Langridge, J. and J.R. McWilliam. 1967. Heat responses of higher plants. In Anthony H. Rose, ed. Thermobiology. London and New York, Academic Press. Lawlor, D.J., E.T. Kanemasu, W.C. Albrecht Ill, and DE. Johnson. 1990. Seed production environment influence on the base temperature for growth of sorghum genotypes. Agron. J. 82: 643-647. Martin, W.F. and RM. Ruberte. 1980. Techniques and plants for the tropical subsistence farm. US Department of Agriculture: New Orleans, LA. Mayer, A.M. 1980/81. Germination research- the state of the art. Israel J. of Botany 29: 1-3. 33 Mayer, A.M. and A. Poljakoff-Mayber. 1975. The germination of seeds. Second Edition. Oxford: Pergamom Press.McLeod, E. 1982. Feed the soil. Organic Agriculture Research Institute: Graton, CA. McDonough, W.T. 1975. Water potential of germinationg seeds. Bot. Gaz. 136(1): 106-108. Monteith, J.L. 1977. Climate. In Alvim, Paulo de T. and T.T. Kozlowski, eds. Econhysiology of Tropical Crops. New York: Academic Press. Murtagh, G.J. and AB. Dougherty. 1968. Relative yields of Lab lab and velvet bean. Trop. Grasslands 2: 57-63.National Academy of Sciences. 1979. Tropical legumes: resources for the future. National Academy of Sciences: Washington, DC. National Academy of Sciences. 1979. Tropical Legumes: Resources for the Future. National Academy of Sciences: Washington, D.C. National Research Council. 1984. Amaranth: Modern Prospects for an Ancient Crop.‘ National Academy Press, Washington, D.C. 80pp. Nuttonson, MY. 1955. Wheat-Climate Relationships and the Use of Phenology in Ascertaining the Thermal and Photo-Thermal Requirements of Wheat. Amer. Institute of Crop Ecology, Wash., D.C. 388pp. Ong, C.K. and J.L. Monteith. 1985. Response of Pearl Millet to light and temperature. Field Crops Research 11: 141-160. Owen, P.C. 1952. The relation of germination of wheat to water potential. J. Experimental Bot. 3(8): 188-203. Pollock, B.M. and E.E. Roos. 1972. Seed and seedling vigor. In T.T. Kozlowski, ed. Seed Biology Vol.l: Importance, Development, and Germination. New York and London: Academic Press. Price, ML. 1983. Starch derivative may improve survival of transplants and germination of seeds. ECHO Development Notes 4:3. ECHO: North Fort Myers, FL. Prokof'ev, A.A., N.V. Obrucheve, L.S. Kovadlo, L.K. Kulieve, and LS. Kozhemyakina. 1983. Level of seed water content critical for the outset of germination. Soviet Plant Physiology. 30: 144-148. Putnam, D.H. 1990. Agronomic practices for grain amaranth. In Proceedings of the 4th National Amaranth Symposium: Perspectives on production, processing and marketing. Minnesota Extension Service, University of Minnesota Agriculture. 200pp. 34 Ritchie, G.A., ed. 1979. New agricultural crops. AAAS Selected Symposium 38. Westview Press, Inc.: Boulder, CO. Saini, H.S., P.K. Bassi, E.D. Consolacion and MS. Spencer. 1986. Interactions among plant hormones, carbon dioxide and light in the relief of thermoinhibition of lettuce seed germination: studies in a flow-through gaseous system. Can. J. Bot. 64:2322-2326. Scully, B. and J.G. Waines. 1988. Ontogeny and Yield Response of Common and Tepary Beans to Temperature. Agron. J. 80: 921-925. Singh, N.T. and 6.8. Dhaliwal. 1972. Effect of soil temperature on seedling emergence in different crops. Plant and Soil 37: 441 -444. Skerman, P.J. 1977. Tropical forage legumes. Rome, Italy. Food and Agric. Organic. 612 pp. Thompson, P.A., S.A. Cox, and R.H. Sanderson. 1979. Characterization of the germination responses to temperature of lettuce (Lactuca sativa L.) Achenes Ann. Bot. 43: 319-334. Vidaver, William. 1977. Light and seed germination. In A.A. Khan, ed. The physiology and biochemistry of seed dormancy and germination. Amsterdam, New York, Oxford: Elsevier/North-Holland Biomedical Press. pp. 181-192. Villiers, T.A. 1972. Seed dormancy. In T.T. Kozlowski, ed. Seed Biol. Vol. II: Germination control, metabolism and pathology. New York and London, Academic Press. 35 Table 1 . Selected species with potential as cover crops in harsh environments, characterized in laboratory germination studies Common Name (Variety) Latin Name Vegetable amaranth (Hijau) Hierba more“ Jack bean Tropical kudzu Lableb bean Lettuce (Grand Rapids) Sunnhemp Tepary bean Tropical velvet been Wheat (Frankenmuth) Amaranthus cruen tes L. Solanum americanum Miller Canava/ia ensiformis IL.) DC Pueraria phaseoloides Lab/ab purpureus IL.) Sweet: Dolichos Iablab Lactuca sa tiva Cro tolaria ochroleuca Phaseolus acutifo/us A. Gray Mucuna deeringia Triticum aestivum ' Indigenous species collected from Dominican Republic field site 36 Table 2. Experimental conditions for germination We experiments, water not limiting (w=near-seturation) 190'2909 ZQO'QQOQ 390'4909 3§o_4§og Species S/R‘ C2 S/R C S/R C S/R C Amaranth 50° P7 50" P 50° P 50° P Hierba more 50 T° 50 T 50 T -° --° Jack been 20 T 10 T 20 T 20 T Tropical kudzu --‘ --‘ 100 P 50 T 50 T Lableb been 50 P 50 T 50 T 50 T Lettuce 50° P 50° P 50° P -° -° Sunnhemp 50 T 50 T 50 T 50 T Tepary been 50 T 50 T 50 T 50 T Velvet bean 20° P 15° T 20° T 20° T Wheat 505 P 505 P 505 P so5 P 1 Number of seeds per replication 2 Container in which germination experiment conducted; see notes 7 and 8 3 Seeds pre-chilled 3 days at 4°C on blotter paper moistened with 0.2% KNO; solution to break dormancy 4 Seeds not available for this experiment 5 Seeds pre-chilled on damp blotter paper 3 days at 4°C to break dormancy 6 Seed coats knicked opposite hilum and micropyle to promote germination 7 P: sterile Petri dish 8 T = plexiglass tray 9 Not included in this experiment (failure to germinate at 30°-40°C temperatures) 37 Table 3. Experimental conditions for germination manual experiments, temperature not limiting (20°-30°C) Q Q Mpg -Q,§ MPa -1,Q MPa -] ,5 MPa Species S/R1 C2 S/R C S/R C S/R C Amaranth 50 P3 1 00 P 1 00 P 50 T Hierba more 50 T‘ 100 T 50 P 50 T Jack been 10 T 40 T 40 T 20 T Tropical kudzu 1 00 P 50 T 50 T 50 T Lableb been 50 T 40 T 50 P 50 T Lettuce 50 P 50 T 50 T 50 T Sunnhemp 50 T 50 T 50 T 50 T Tepary bean 50° T 50 T 50 T 50 T Velvet bean 15° T 50 T 20 T 50 T Wheat 50 P 50 P 1 00 P 50 T 1 Seeds per replication 2 Container in which germination experiment conducted; see notes 3 and 4 3 P= sterile Petri dish 4 T = plexiglass tray 5 Seed coats knicked opposite hilum and micropyle to promote germination 38 Table 4. Seeds per replication by species for substrate experiment Species N m r f r Ii i Amaranth 50 Hierba more 50 Jack been 15 Tropical kudzu 50 Lableb been 25 Lettuce 50 Sunnhemp 50 Tepary been 50 Tropical velvet been 10 Wheat 50 39 Table 5. Reported and experimentally determined base temperatures for selected species Reported base Base temperatures temperature assigned in this Species (°C) Reference study (°C) Amaranth 8 National Research 10 Council, 1984 8 Putnam, 1990 11.9 Angus et al., 1980/81a Hierba mora -- 10' Jack bean -- Kay, 1979: "does 14" not tolerate frost" Tropical kudzu 12.5 Skerman, 1977 16 Lableb been 3 Murtagh and 7 Dougherty, 1968 9.6 Angus et al., 1980/81a Lettuce 2 Thompson et al., 19769 2 7,10 Thomas and Miller, 1979, in Lawlor et al., 1990 Sorghum 10 Kanemasu et al., 10 1980/81a Angus et al., 1980/81a > 10 Singh and Dhaliwal, 1972 Sunnhemp -- 10 ' “ Tepary been > 8 Kay, 1979 8 8 Scully and Waines, 1988 Tropical velvet > 5 Kay, 1979 10 been >10 Skerman, 1977 Wheat 0 Gallagher, 1979 3 2 Del Pozo et al., 1987 2.6 Angus et al., 1980/81a 3.3-5.6 Nuttonson, 1955 5 Cudney et al., 1989 > 5 Singh and Dhaliwal, 1972 ' Base temperature assigned arbitrarily, no existing data * ' Base temperature assigned based on data collected in this study 40 Table 6. Seed moisture %: initial and final in W experiments (near- saturation) Moisture % at germination Initial 1 0°-20°C 20°-30°C 30°-40°C Mom 16 Std. Std. Std. Species Mean Mean Dev. Mean Dev. Mean Dev. % Amaranth 9.5 35.1 15.9 24.5 8.5 76.5 29.2 Hierba more --‘ 16.5‘ 7.9‘ 49.9‘ 27.8‘ ---3 —-3 Jack been 18.2 129.4 7 1 117.4 13.3 141.6 11.8 Tropical kudzu 11.3 ---’ ---’ 128.9 5.7 143. 2 12.2 Lableb bean 12.4 96.5 10.9 88.5 10.0 116. 7 14. 8 Lettuce 2.8 61.3 18.3 70.1 40.3 ---° --° Sunnhemp 11.6 129.4 18.1 98.7 23.4 127.1 9. 9 Tepary bean 11.8 100.6 5.9 95.9 5.3 111.2 7. 9 Velvet been 10.0 107.0 13.7 99.2 9.6 120.7 13.0 Wheat 10.1 58.3 4.7 77.9 12.9 55.7 19. 4 1 Sample size too small for reliable results 2 No seeds available for this experiment 3 No germination at this temperature Table 7. Seed moisture %: initial and final in W experiments (20°-30°C night-day temperatures) 41 Moisture % at germination Initial 0.0 MPa -0.5 MPa -1.0 MPa Moistute _% Std. Std. Std. Species Mean Mean Dev. Mean Dev. Mean Dev. % Amaranth 9.5 30.6 14.2 34.9 14.9 18.2 9.5 Hierba mora --‘ 49.9 27.81 62.2 17.31 --’ ---’ Jack bean 18.2 117.4 13.3 104.0 5.0 97.7 1.8 Tropical kudzu 11.3 128.9 5.7 102.0 21.5 98.3 17.6 Lableb been 12.4 88.5 10.0 110.2 11.4 103.6 5.7 Lettuce 2.8 70.1 40.3 47.6 28.3 ---2 ---’ Sunnhemp 11.6 98.7 23.4 133.3 23.8 122.6 17.0 Tepary been 11.8 95.9 5.3 118.0 9.7 113.6 4.8 Velvet bean 10.0 99.2 9.6 105.3 7.7 --’ ---’ Wheat 10.1 51.5 16.9 39.4 6.6 46.3 8.0 1 Sample size too small for reliable results 2 No germination at this water potential 42 Table 8. Maximum germination percent as affected by substrate medium in growth chamber experiments (20°-30°C, near-saturation water potential) Maximum germinatign percent Species 31mm 5.911 L512 Vegetable amaranth 98.0 86.5 NS‘ Hierba more 97.0 59.5 NS Jack bean 95.0 92.0 NS Tropical kudzu 49.5 23.0 9.9 ' * Lableb bean 57.5 45.0 NS Lettuce 33.0 92.0 23.0' ' Sunnhemp 89.0 81.5 NS Tepary bean 93.5 68.5 19.6' Tropical velvet been 71.5 65.0 NS Wheat 99.0 89.5 NS 1 Not significant at LSD = 0.05 " Significant at LSD= 0.05 ” Significant at LSD = 0.01 43 7o - Jack Bean 8 ° 60 - - - f- + 20% of germinating ‘_ population '0) 50 _ + 50% g + 80% E —v— 100% 3 40 - as n: c .. .9 30 in! 2 e— 20 .— E L a: 0 1o - 0 I T I I I I T I I I I I I I l I I I I I I T I I 0 10 20 30 40 Mean Daily Temperature (°C) Figure 1. Germination rate by temperature for jack been with base temperature estimated from x-Intercept 50 44 Goev 2:: .952: com omv oov omm com omw com 02 cop on o «as. m._.. zrl «as. 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Cumulative germination of Iablab bean as affected by blotter paper substrate and soil substrate CHAPTER 2 FIELD GERMINATION RESPONSE OF SEVEN TROPICAL SPECIES OF VEGETATIVE COVER INTRODUCTION The majority of seed germination studies have been conducted in laboratories with temperate species under highly controlled, and often moderate, conditions of light, temperature and water (Khan, 1977). Many fewer studies have been conducted under field conditions where multiple detrimental environmental factors decrease rates and final germination percentages. These factors include too little or too much light/water, suboptimal or supraoptimal temperatures, limiting soil fertility or soil physical structure, pathogens, harmful microbial activity, and predacious birds, insects and rodents (Khan, 1977; Roundy et al., 1985). Low water potential alone directly inhibits seed germination in the field. Indirectly, low soil matric potential decreases soil hydraulic conductivity and water movement to the seed, decreasing seed imbibition (Hadas, 1982; Hadas and Russo, 1974a; Hades and Russo, 1974b). This can cause lower field germination rates for some species under identical field and laboratory matric potentials (Roundy et al., 1985); though Hades (1977) found good germination correspondence from lab to field matric potentials for chickpea, sorghum and vetch. The relationship between germination and soil matric potential is not simple, 56 57 especially when seeds are placed at the soil surface. Seed size, rate and amount of seed swelling during imbibition, nature of seed surface and seed mucilage content all influence seed-soil—water contact area and eventual germination in the field and Black, 1983). In an early study, Swanson and Hunter (1936) compared lab and field germination of 17 sorghum varieties. Mean lab germination was 95%, and mean field germination was 50%, with a range of 30 to 50% reduction in field germination. Still remaining within the confines of the traditional approach to agronomic research (Chapter 1), this study goes one step beyond laboratory germination research and addresses an important hypothesis regarding seed germination in the field - that boundary conditions for germination established in growth chamber experiments are useful in predicting performance in high stess environments occurring in the field. Therefore, the objective of this study was to field test surface germination and early growth of seven tropical species with potential for use as vegetative cover crops at a specific tropical field site. Field data are compared to previously collected laboratory data (Chapter 1) to ascertain the effectiveness of lab data in predicting field germination response. MATERIALS AND METHODS Introduction Between 1990 and 1993, a series of initial exploratory (data not reported) and then full-scale field seed germination experiments were conducted in the village of Buen Hombre in the Dominican Republic, which shares the Caribbean island of Hispaniola with Haiti to its west. Hispaniola lies east of Cuba and west of Puerto 58 Rico. Buen Hombre is located on the northwest coast of the Dominican Republic, near the Haitian border at approximately 19° 51' N latitude and 71° 24' W longfiude. Characterization of Soil Resources and Weather Soil resources and weather conditions were characterized prior to the initiation of field experiments. Soil resources in Buen Hombre were characterized in a non- traditional way, based on methods suggested by Pawluk et al. (1992). No detailed information exists for soils of Buen Hombre, or in fact for many soils in the Dominican Republic. Local research institutions generally have not existed long enough, or lack the time and money, to collect and interpret soil data. However, Pawluk et al. (1992) recommend that in developing countries where little previous data exist, soil scientists should work with farmers to identify general soil types of importance to local agriculture and then locate typical examples of each type. Data collection efforts are then focused only on soils of local importance. This technique seemed appropriate and was used in Buen Hombre. Farmers described three general soil types, "black,” "yellow," and ”mixed." Accordingly, soil profile pits were dug in the black and yellow soils at valley and hill slope locations, respectively, designated as being representative locations for these two soils by the current president of the farmer's association. Horizon depths were measured and characterized as to soil color, soil structure and soil texture, which was determined from soil samples taken from each horizon, using the Bouyoucos hydrometer method (Gee and Bauder. 1986). Soils were classified into taxonomic subgroups using standard criteria (Soil Survey Staff, 1990). 59 Soil fertility tests were performed on what villagers defined as the three main soil types of Buen Hombre -- ”black," ”yellow," and "mixed” -- to verify villagers' descriptions of relative soil fertility. Composite surface (0 to 7.6 cm) soil samples were collected from forty locations in each of three fields, designated as having soil that was representative of one of the three soil types by the president of the farmer's association. Samples were thoroughly mixed, subsampled, air-dried in the village (relative humidity of 65 to 75%), air-dried again under laboratory conditions (27% relative humidity) and sieved through a 6.25 mm screen. Soil fertility tests were performed at the Michigan State University soil testing laboratory, using Olsen’s sodium bicarbonate extraction for available phosphorus, ammonium acetate extraction for potassium, calcium and magnesium and ammonium bicarbonate-DTPA extractable for manganese, zinc, copper and iron (Council on Soil Testing and Plant Analysis, 1980). 8qu densities were determined on intact soil cores (7.6 cm in diameter, 7.6 cm in length) sampled in quadruplicate at depths of O-7.6 cm and 7.6-15.2 cm for the black soil only. Bulk density was determined on a mass per volume basis after oven-drying cores for 48 hours at 105°C in a forced air oven (Blake and Hartge, 1 986). Weather data were obtained from a centrally located LICOR data logger, which operated between 1990 and 1993 for separate 3- or 4- week periods in January, 1991; February, 1991; March, 1991; March, 1992; April, 1991; April, 1992 and a 15-week period from July to October, 1991. The data logger recorded mean hourly temperature at one meter above the soil surface, mean hourly surface soil temperature at 2.5 cm beneath the soil surface and mean solar radiation every 15 60 minutes in Watts m’. Precipitation was measured manually with a rain gauge at the center of the village. Relative humidity was measured twice daily with a sling psychrometer at 7:00 am. and 4:00 pm. Seed germination experiments Experimental field plots were centrally located in the valley on the black soil designated by villagers as being representative of other black soils in the village. Plots were prepared by clearing weeds and plant debris from the surface with machetes, clearing rocks away, manually cultivating the top 5 cm of soil and constructing small bordered plots 50.8 x 101.6 cm with a 7.6 cm embankment on all four sides to concentrate and control water applications. The entire plot area was fenced and gated with posts and barbed wire to provide further control and protection against intrusions by cattle, goats and curious children (Figure 1). Full-scale germination field experiments were conducted in March and April, 1992, to investigate germination response at the end of the rainy season, and in September and October, 1991, to follow germination response at the end of the dry season. Seeds were planted at the soil surface in evenly spaced rows, and a colored plastic toothpick was inserted in the soil adjacent to each seed to mark its location. Seeds selected for planting were not visibly damaged and were selected without regard to size or color. Species planted and number of seeds per replication for both the March-April and September-October studies are listed in Table 2. Plots were hand-watered daily with 4 L per plot, using water transported by burro from the Buen Hombre well (Figure 1). Visible, ungerminated seeds remaining at the surface were counted daily, as 61 were germinated seeds. Seeds were not removed upon germination, and seedlings were monitored for height, leaf number and extent of insect damage throughout the experiment. Weed seedlings were counted daily in the September-October, 1991, experiment. The duration of the March-April experiment was 19 days. The September-October experiment lasted 24 days. Species Selection Plant species (Table 1) selected for inclusion in the field experiments did not overlap entirely with those tested in laboratory experiments (Chapter 1). Seed propagation plots at a research institute in Santiago failed due to irrigation pump failure. Therefore, some species used in the laboratory experiments were not available for field testing. An indigenous species, Hierba Amarga (Parthenium hysterophorus L.), did not germinate in lab or field experiments. Also, a bird- resistant sorghum variety was field tested, but was unavailable for laboratory experiments. Use of thermal time Germination data are reported in thermal time (Ritchie and NeSmith, 1991), or accumulated temperature, for ease of comparison to laboratory data, using the formula for thermal time in growing degree days, or °Cd (Ritchie and NeSmith, 1991k °Cd= {Wm-Tb...) [1] Base temperatures used were those defined in Chapter 1. 62 Statistical design and analyses Field experiments were conducted as a randomized complete block design with four replications of each species separated in time. Analyses of variance were performed on all data. There were highly significant differences between species and between times in all these experiments and oftten between time by species, as well. RESULTS AND DISCUSSION l. Agricultural Context: Soil Resources and Weather Buen Hombre soils (”black,” “yellow” and "mixed') are all reported to be productive for a wide variety of crops, when there is rain. Black soils tend to be clustered in the valley, while yellow soils are generally located on mountain and hill slopes. Table 3 shows soil profile characterization for both soils, and Table 4 lists taxonomic descriptions. Buen Hombre soils are calcareous mollisols (developed soils with high pH) or entisols (soils with an ochric epipedon and little development of subsurface horizons). The semi-arid climate greatly slows soil development. Soil texture is coarse at the lower horizons of all three black profiles (gravelly sand, sandy gravel). The upper horizons are fine- and moderate-textured (sandy loam, loam, silt loam and clay loam), but tend to be rocky at the surface. There is some surface crusting and cracking under repeated high intensity watering. Soil fertility tests validate farmers' reports of productive soils. Soils are moderately fertile and high in pH (Table 5). Both black and yellow soils have high potassium levels and soil phosphorus levels above 24 kg ha“, which is the level at which there is no crap response to additions of fertilizer phosphorus (Council on Soil 63 Testing and Plant Analysis, 1980). Manganese and copper levels are adequate. Cation exchange capacity is high, indicating the soil's ability to retain nutrients for plant growth. However, soils with free calcium carbonate in the top 50 cm and pH values above 7.3, like those in Buen Hombre, ”are often deficient in micro-nutrients, particularly Fe and Zn" (Sanchez and Logan, 1992). Zinc levels are low in these Buen Hombre soils, though iron levels are adequate. Mean bulk densities for the black soil are 1.04 Mg m‘3 at a depth of 0-7.6 cm and 1.06 Mg m” at 7.6-15.2 cm. These are relatively low bulk density values, indicating the likelihood of ample pore space for aeration and root growth near the surface. In conclusion, soil fertility and soil physical properties for the soils tested do not appear to be limiting for agriculture. Historical accounts (Halmo et al., 1991) and records (Portman et al., 1991) report average rainfall between 600 and 700 mm annually. Temperatures in the village range from 19 to 33°C, with relative humidity generally between 60 and 70%. Figure 1a shows mean daily soil and air temperatures for a 4-week period from mid-March to mid-April, 1992. March and April are at the end of the rainy season, when vegetative cover of drought tolerant species would be planted so that germination and initial root growth could take place while there was still rainfall. Species planted in March and April could provide food during the dry season and could provide ground cover for erosion protection at the beginning of the rainy season. Figure 2b shows temperature data for a 4-week period from mid-September to mid-October, 1991, at the end of the dry season. Mean daily air temperature for March and April is 261°C :1: 1.6°C, and mean daily soil temperature is 283°C :2 64 1.8°C. Mean daily air temperature for September and October is 29.0°C :l: 1.7°C; mean daily soil temperature is 28.1 °C :l: 0.9°C. For thermal time calculations, a mean daily temperature of 27°C was used for March-April data and 28.5°C was used for September-October data. Mean solar radiation for both experiments, calculated every 15 minutes over a 4-week period from mid-month to mid-month, resulted in similar diurnal solar radiation cycles and variance in data for March-April and September-October (Figure 3). ll. Field Germination Response and Comparison to Laboratory Data Field germination response of benchmark species: lettuce and wheat Lettuce did not germinate in field experiments, as temperatures were too high for this cold—season species. Field germination data of wheat on a surface area basis shows the number of visible, but as yet ungerminated seeds per square meter of soil surface, as well as the number of visible, germinated seeds at the surface for March-April (Figure 4a) and for September-October (Figure 4b). Figures 4a and 4b each have a variance graph beneath, showing standard error values corresponding to each data point in the corresponding graph above. In Figure 4a, the number of ungerminated seeds at 0°Cd thermal time reflects seed density at planting, which decreases prior to germination as seeds fall into cracks, subside into soil with watering, are eaten by birds and insects, etc. The lines in Figure 4a representing germinated and ungerminated seeds cross when ungerminated seeds below the surface disappear from view and later germinate. Wheat reached 90 germinated seeds In2 in March-April, with almost no germination in September-October. Wheat plots were attractive to ants, and many 65 seeds were lost to ant predation. The first insect damage to seedlings was noted on day 11. Seedlings that survived insect damage in March-April grew to 16.0 cm and appeared robust. September-October seedlings were spindly and weak by the close of the experiment. Although it will be discussed more thoroughly later in this chapter, March-April wheat germination in the field in the tropics is reduced 57.5% from growth chamber germination, though rates are similar when germination is carried out on the field site soil in a growth chamber. Field germination response of tropical species Hierba amarga, the species indigenous to Buen Hombre, and tropical kudzu did not germinate in the field in either March-April or September-October. In the March- April study, a rapid initial decrease in visible Iablab seeds at the surface was the result of seeds falling into cracks and subsiding into the soil with watering (Figure 5a). Germination was much lower at the end of the dry season (Figure 5b), never reaching 20 seeds m”, than it was at the end of the rainy season (Figure 5a), when maximum levels reached 50 germinated seeds m". Figure 5b includes number of weeds per square meter as a simple indicator of competition from indigenous species. As in Figures 6b to 9b, weed growth increases with time in all the September-October experiments. Germinated Iablab seeds were not affected by insect damage until seedlings reached a mean height of 5.8 cm. As seedlings increased in size, insect damage also increased. Bird-resistant sorghum plots had high weed populations, and sorghum germinated poorly in both field experiments (Figure 6). Original planting density was 297 seeds m'2 in March-April and 77 seeds m" in September-October. 66 Ungerminated seeds were too small for easy visibility at the surface and thus were not plotted in the figures. Sorghum plots were the subject of much ant activity, and many sorghum seeds were eaten shortly after planting. Of the sorghum that did germinate, insect damage was not noted until nine days after planting. Sunnhemp also germinated better in March-April, reaching a maximum density of 124 germinated seeds m", compared to 43.5 seeds m" in September-October (Figure 7). Visible seeds at the surface decreased rapidly, and the earliest germinators germinated from surface cracks. Ants ate sunnhemp seeds. but not to the same extent as sorghum. As early as day 5 post-planting, insect damage to seedlings had begun. Seedlings were subjected to several kinds of insect damage, including decapitation of main stem and top leaves, deformity and yellowing of leaves and "excavation” of the top palisade leaf layer. Goats also dug under barbed wire fencing to eat sunnhemp seedlings. Velvet been reached maximum germination of 96 seeds In2 in March-April, with almost no germination at the end of the dry season (Figure 8). Seeds rapidly subsided into the surface with watering, but remained visible, and seed coats turned black. The earliest germinators were those that had fallen into small crevices at the soil surface. Some seeds were eaten at the soil surface prior to germination. Earliest insect damage occurred at day 8, ultimately killing all seedlings through decapitation of stem and leaves, leaf curling, leaf holes and leaf blackening. Also, local goats were fond of young velvet bean plants. Weed competition and insect damage in field experiments It is interesting to note that indigenous weed species growing in microplots 67 were also damaged by insects. It is clear from these experiments that once water is no longer limiting, biological activity in the form of bird, insect and goat predation is the single greatest limitation to success of surface germination and seedling survival at this tropical field site at this time of year (September-October), when there is very little else growing. Though insecticides could have been applied in the experiments, it is not realistic to expect villagers to buy insecticides for cover crops during large-scale field implementation. Therefore, they were not used here. Hand broadcast seeds that remain at the surface until germination are those shunned by ants and birds, or those that subside quickly, such as velvet bean (Figure 10). In harsh subsistence environments like Buen Hombre, broadcasting at the surface appears to put seeds at too great a risk for successful establishment. Hand broadcast seeds may need to be selected based on their ability to germinate quickly, subside or fall into cracks quickly, or seeds may need to be trampled into the soil at planting. In March-April, several species originally planted at a rate of 50 per microplot were replanted at a rate of 100 per plot in order to get successful germination. Thus, another management strategy to deal with tropical biological activity is overseeding. Dark seeds, such as sunnhemp, may have an advantage in surface seeding, if dark soil acts as camouflage protecting them from birds and goats. Hand broadcasting may be an inappropriate management technique for tropical environments, but insect damage to seedlings after germination can be just as severe as seed loss at the surface from predation prior to germination. Reporting of laboratory vs field germination data Laboratory germination data were reported in Chapter 1 as cumulative 68 germination percent. Figure 1 1 shows field data for tropical velvet been, reported both as cumulative germination percent and the actual germination percent of still visible seedlings recorded in the field each day. A key issue in field germination, where water, temperature and light are not limiting, is post-germination senescence due to insect, pathogen or predatory damage. It is clear from Figure 11 that reporting field data as cumulative germination percent obscures information about day-to-day attrition of seedlings. For this reason, actual germination percent is the format used to present field data in Figures 12 to 17. Field data as actual germination percent Wheat has low germination in March-April (Figure 123) and lower germination in September-October (Figure 12b), but seedlings persist. Lablab (Figure 13) has low germination, but ungerminated seeds persist relatively well at the surface. On a density basis, more Iablab seeds germinated in March-April (Figure 5a) than September-October (Figure 5b). But as a proportion of initial seeds planted, Iablab germinates at a maximum 26% in September-October, compared to 20% in March- April. Sorghum (Figure 14) germinates poorly in both experiments. All other species perform better at the end of the rainy season (Figures 15 to 17), and tepary has a slower rate of seed loss in September-October. Comparison of field and laboratory data Maximum cumulative germination percent in the laboratory on blotter paper at mean daily temperatures of 25°C under near-saturation water conditions is compared to cumulative germination percent of field data at mean daily 69 temperatures of 27°C, with daily watering (Table 6). These data show similar thermal times to maximum germination for Iablab. Though thermal time a]; maximum cumulative germination percent is greater for sunnhemp and tepary in laboratory experiments, these species first reach near-maximum germination percents of 87.0% (sunnhemp) and 88.5% (tepary) at 120°Cd (sunnhemp) and 119°Cd (tepary) (data not shown), which is very similar to field thermal time data for maximum cumulative germination percent in Table 6. Velvet bean and wheat show greatly delayed germination rates in the field, compared to laboratory results. And all species show reduced maximum germination percent in the field. However, soil taken from the field test site and used to replace blotter paper as a substrate, reduces laboratory germination. Therefore a more realistic comparison between field and laboratory data is one in which laboratory experiments are conducted on field site soil as the germination medium. When such a comparison is made (using soil substrate), maximum germination percent is reduced 19 to 57.5% from laboratory to field, depending on the species (Table 7), as compared to reductions ranging from 31.5 to 63.5% from laboratory (using blotter paper substrate) to field (Table 6). Though further testing is needed to ascertain whether the species-specific reduction factor (rightmost column, Table 7) is relatively consistent from year to year, lab data in this study provides useful information about field germination and early growth response under limiting conditions. For the benchmark species, laboratory data predicted lettuce would probably not germinate under field conditions unless mean daily temperatures remained at or below 25°C, but that wheat would germinate. Also from laboratory data, one would have expected amaranth and tropical kudzu to do well in the field under Buen 70 Hombre weather conditions. Yet they did not germinate at all, due perhaps to harsh physical conditions at the surface or surface exposure to birds and insects. For jack bean, Iablab, sunnhemp, tepary and velvet bean, laboratory data accurately predicted success in the field, though jack bean could not be included in full-scale testing, due to lack of seed availability. CONCLUSIONS Boundary conditions for germination, established in growth chamber experiments, can in fact be used to predict germination in high stress field environments. Whether the specific reductions in final germination percent from lab to field (in this case, reductions of 19% for Iablab, 44% for sunnhemp, 24% for tepary and 32% for tropical velvet bean) are relatively consistent from year to year remains to be tested. What is clear is that based on laboratory characterization studies (Chpater 1), successful germination performance was predicted for the field for all but two species. Based on these data and data for jack been from a preliminary field study, the next step would be field trials of jack bean, Iablab bean, bird-resistant sorghum, sunnhemp, tepary bean and tropical velvet been for an entire dry season. Objectives would be to monitor crop response to physical conditions at the site beginning in May, ascertain whether biotic interactions are reduced with large plots or are confined to edges and monitor labor and economic factors, as well as villager reponse to cover crops at several levels (adoption, use, management, incorporation into diets, etc.). LIST OF REFERENCES Bewley, J. Derek and Michael Black. 1994. Seeds: Physiology of Development and Germination, Second Edition. Plenum Press, New York and London. Blake, G.R. and K.H. Hartge. 1986. Bulk density. In: Klute, A. (Editor), Methods of Soil Analysis, Part 1. Physical and Mineralogical Methods - Agronomy Monograph no. 9 (second edition). American Society of Agronomy, Soil Science Society of America, Madison, Wisconsin, 1 18 pp. Council on Soil Testing and Plant Analysis. 1980. Handbook on Reference Methods for Soil Testing (revised edition). University of Georgia, Athens, Georgia, 130 Pp- Gee, G.W. and J.W. Bauder. 1986. Particle-size analysis. In: Klute, Arnold (Editor), Methods of Soil Analysis, Part 1. Physical and Mineralogical Methods - Agronomy Monograph no. 9 (second edition). American Society of Agronomy, Soil Science Society of America, Madison, Wisconsin, 1 18 pp. Hades, A. and D. Russo. 1974a. Water uptake by seeds as affected by water stress, capillary conductivity and seed-soil water contact. I. Experimental study. Agron. J. 66: 643-647. Hades, A. and D. Russo. 1974b. Water uptake by seeds as affected by water stress, capillary conductivity and seed-soil water contact. II. Analysis of experimental data. Agron. J. 66: 647-652. Halmo, David, Andrew Williams, C. Gaye Burpee and Brent Stoffle. 1991. Ethnohistory of Buen Hombre. In: Richard W. Stoffle and David B. Halmo (Editors), Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network), Saginaw, Michigan. pp. 74—92. Khan, Anwar A. 1977. Preconditioning, germination and performance of seeds. In A.A. Khan, (Editor). The Physiology and Biochemistry of Seed Dormancy and Germination. North Holland Publishing Co., Amsterdam. Pawluk, Roman R., Jonathan A. Sender, and Joseph A. Tabor. 1992. The role of indigenous soil knowledge in agricultural development. J. Soil Water Conservation 47(4): 298-302. 71 72 Portmen, Donald, David Wilson, and William Kuhn. 1991. Climate history of Buen Hombre. In: Richard W. Stoffle and David B. Halmo (Editors), Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network, Saginaw, Michigan, 269 pp. Roundy, Bruce A., James A. Young and Raymond A. Evans. 1985. Germination of basin wildrye and tall wheatgrass in relation to osmotic and matric potential. Agron. J. 77:129-135. Sanchez, Pedro A. and Terry J. Logan. 1992. Myths and science about the chemistry and fertility of soils in the tropics. In: R. Lal and P.A. Sanchez (Editors), Myths and Science of Soils in the Tropics, SSSA Special Publication Number 29. Soil Science Society of America, Inc., Madison, Wisconsin, pp. 35- 46. Soil Survey Staff. 1990. Keys to Soil Taxonomy, fourth edition. SMSS technical monograph no. 6, Blecksburg, Virginia, 422 pp. Swanson, A.F. and Robert Hunter. 1936. Effect of germination and seed size on sorghum stands. Agron. J. 28:997-1004. 73 Table 1 . Selected species with potential as cover crops in harsh environments, characterized in field germination studies Common Name (Variety) Latin Name Vegetable amaranth (Hijau) Hierba amarga' Tropical kudzu Lablab bean Lettuce (Grand Rapids) Bird-resistant sorghum Sunnhemp Tepary bean Tropical velvet been Wheat (Frankenmuth) Amaranthus cruen tes L. Parthenium hysterophorus L. Pueraria phaseoloides Lablab purpureus IL.) Sweet: Dolichos Iablab Lac tuca sa tiva Sorghum bicolor Cro to/aria ochre/euca Phaseolus acutifolus A. Gray Mucuna deeringia Triticum aestivum " Indigenous species collected from Dominican Republic field site 74 Table 2. Buen Hombre field experiments: species and number of seeds per replication M r h - il $291M Number of seeds Number of seeds Species per replication per replication Hierba emerge 25 50 Tropical kudzu 25 -‘ Lableb been 25 40 Lettuce 50 50 Sorghum 25 100 Sunnhemp 50 100 Tepary been 50 100 Velvet been 25 100 Wheat 50 100 1 Species not tested in this experiment 75 Table 3. Soil profiles of "black” and ”yellow” soils, Buen Hombre Buen Hombre "black" valley soil Structure Horizon Depth (cm) Texture Color Shape Grade Ap 0-18 Clay Loam 10YR 3/3 SAB Mod A 18-36 Clay Loam 10YR 5/3 AB Mod E 36-53 Loam 10YR 6/2 SAB Mod B 53-70 Clay Loam 10YR 4/3 SAB Mod C 70-99 Extremely ......" m -- cobbly sand and gravel 2Cbk 99-132 Clay Loam 10YR 4/3 SAB Mod 119mg: Heploxeroll; 0% slope; solum = 53 cm; 8.0 pH for Ap horizon; effervescence for all horizons with 1.0 N HCI, no effervescence with 0.1 N HCI Buen Hombre “yellow“ hill soil Structure Horizon Depth (cm) Texture Color Shape Grade A1 0-9 Loam 2.5Y 4/4 SAB Mod A2 9-20 Loam 2.5Y 3/2 SAB Mod Bw 20-44 Silt Loam 2.5Y 4/3 SAB Mod C 44+ Silty Clay 2.5Y 5/4 Plety Mod Loam 1101953 Torriorthent; 7% slope; solum =44 cm; 7.8 pH for A1 horizon; effervescence for all horizons with 1.0 N HCI, no effervescence with 0.1 N HCI 76 «005.0...0h 0.8.05.00800. 0008.00.00. 00.08 0080800.. .95 >800_-00.... 0005.080... 28.05.0083. 0000.00.00. 00.08 00000800.. .0>0 >800_-00.000 __0.0x0_00.._ 0.8.05.00800. 0000.00.00. 00.08 00000800.. .0>0 >800_-00.u_ __0.0x0.00I 08.05.002.00. 000080200. 00.08 $800.. 0.0.0.08 _.00 0.0.3 0 00.30.0082 8.0.5 0 000800.080 00800 05.. ._.00 0000.» >.0> e .0055 e 0.00.08 _.00 0.0.2 0 00.30.0083 802, e 808020.60 000.00 050.. ...00 0000.» >0) e 8055 0 00.0.0 0000 00.: 0 00.20.0083 8.0>> 0 80802080 0080: e .0052). 0 00.00 0000 00.: 0 00.30.0082 802. e 500802050 000.0... 0 _00_=0_2 e =8 82...... 25...; ”3.0.0 _.00 >0_.0> x00_0 500880550. 005083 .0300 "aimed _.00 >0=0> 5.00.0 600820.22 "a _.00 >0=0> v.00_0 00008805000. 00.00>0.0 .000... ... _..aw 0800 3.80.. 005000008000 >3. _.om 0.0801 000m .260 26:0.» 000 0.00.0 .0 005000.0006 .0 0.00 .r 77 Table 5. Soil fertility of the three major Buen Hombre soil types, as designated by farmers Soil test ”Black” "Yellow" ”Mixed" Soil Soil Soil Soil pH 7.6 8.1 8.0 Cation exchange capacity 39 32 41 (cmols (NH,+) kg" soil) MACRONUTRIENTS Olsen phosphorus (kg ha") 30 25 20 Potassium (kg ha") 1,664 1,375 637 Calcium (kg ha") 15,279 12,167 15,845 Magnesium (kg ha") 780 1,295 1,344 MICRONUTRIENTS Zinc (mg kg") 0.7 0.7 0.5 Manganese (mg kg") 46.4 14.4 12 Copper (mg kg") 1.7 0.6 7.4 Iron (mg kg") 7.5 6.5 7 Nitrate-N (mg kg") 12.9 3.5 8.2 78 0.0080098 0.0.. .0 0000.000. 00 .000 00.=.00.0.0 00. .0002, 00.00.00.000 .0. 0.0 0.00 0 0000.00 00000.8.00 050.0800 808088 0. 000000. 0.0 0000 0.0.“. N .0000000 .0003 00.00.300.000 .0 0000800000 80200.0 0.00-00 .0. 0.0 0.00 380.000.. F 0.0 0.00 0 .0 0... 0.00 0: 080.5 0000 0.0 0.00 000 0.0. 0. K 00 . 82.5 .800... 0.0 0.0.. 00. 0.0 0.00 .0. :80 .080» 0.0 0.00 0 . . 0.0 0.00 00 F 052.550 0.0 0.00 00. 0.0 0.00 00. :80 0203 :00: :00: :60.-- I..... :00: :60.-- 00.00300 00008800 08.. 00.00300 00008800 08.. 00.000m 0.000000 050.0800 .0800 .0 0.00005 02.05800 .0800... 80808.2 808.x0.2 .20.. 3.220000 0000 8000.002 000 0.0.. .0 000000800 0 00008800 050.0800 80806.2 .0 0.00... 79 Table 7. Maximum cumulative germination, a comparison of laboratory experiments using Buen Hombre soil medium to field experiments in Buen Hombre Maximum cumulative germination Laboratory, Field, Lab Buen Hombre Standard Buen Standard minus Species soil deviation Hombre deviation field % Lablab bean 45.0 1 1.1 26.0 3.0 19.0 Sunnhemp 81.5 13.7 38.0 3.0 43.5 Tepary bean 68.5 11.3 45.0 6.8 23.5 Tropical 65.0 1 1.2 33.0 2.3 32.0 velvet bean Wheat 89.5 9.6 32.0 6.4 57.5 8O Figure 1 . Photographs of: (top) experimental field plots. Buen Hombre. Dominican Republic, and (bottom) M. Perez, watering one microplot Mean Temperature (°C) Mean Temperature (°C) Figure 2. Average daily surface soil and air temperatures. Buen Hombre: a) March- 81 42‘- 40‘- 38‘- 36‘- 34‘- 32‘- 30‘- 28‘- March - April Buen Hombre A I 26 24 22‘- + Air Temperature l I ._ my + Soil Temperature 42‘- 40'- 38‘- 36'- 34-- 32‘- 30 - September - October Buen Hombre 28 - b M, * + Soil Temperature + Air Temperature ‘I I I I I 0 4 8 12 16 20 Time (hours) April, 1992 b) September-October, 1991 1200 I 8 1000- 3 900- (U E 800- 5 700- :0 .92 600- '3 m 500- 5 400- 0 a) 300- 5 200 Q) 5 100- - o “.‘ E g 200- ‘3“ >' 100- 0 a :9} m 0 o 82 Buen Hombre + March - April —0— September - October ll 2 4 6 81012141618202224 Time (hours) Figure 3. Mean solar radiation. Buen Hombre: March-April. 1992. and September-_ October. 1 991 83 35° ‘ Wheat a 300 { (Mar-Apr) “-' 250 — \ . zoo - \ + Germinated I Z 150 _ \ —l— Ungerminated Wheat b (Sept-Oct) '2 150 ‘ + Germinated m of F [W.— O 50 100 150 200 250 300 350 400 Thermal Time (°Cd) Figure 4. Mean density (N) and standard deviation is) of germinated and ungerminated whaat seeds in the field: a) March-April and bl September-October 84 120 J a -. Lablab 100 - l (Mar-Apr) E 80 " - ' 60 - Iz " 1 .0—4 0 4o - '2’ V" 20 _ + Germinated i.// --I-- Ungerminated NA 0 q—oo—o—o I 15 l l l l l l l l l l E 10 .I. . E 5 ,' -. [\A‘Afl" m 0 +83 120 - b Lablab 100 - (Sept-Oct) N 80 .I.. + Germinated _ 60 - --I-- Ungerminated '2 _ —-b-- Weeds / 40 ‘. /A 20 Ill" '14”. ' 000’ kt. ------ I-I ..... /; ...—_ I I". ": NA 0 4” , 15 I I I T I I I I I I 10 E5 8 “Hrs-44:. 1:344".— ID I I I I r I I I I I I 0 50 100 150 200 250 300 350 400 450 500 Thermal Time (°Cd) Figure 5. Mean density (N) and standard deviation is) of weeds and germinated and ungerminated Jada; seeds in the field: a) March-April and bi September-October 85 100 - Sorghum a 0'1 30 .. (Mar-Apr) E ' 60- lz 4O - + Germinated 20 - A 0 *4.” .‘.‘.- ’F—+. 6" 20 I l I l l l l E: 10 ‘0), O _...o—o..3-~o—o—-’——+’ 100 - Sorghum b 80 - (Sept-Oct) ‘7‘ .I" 8 60 - .I """ ' _ .- z .- " 40 - I..-'1‘ —o— Germinated .' --I-- Weeds 20 - ,' .I N .520 I l ....Il"-..ll'"”.!' ----- [mu-E at10 ...... v 0 -—-—'--'-——-O—0—0—0-0-0—0—0—o-0——0—H—. in F 1 I I I I I I 0 50 100 150 200 250 300 350 400 Thermal Time (°Cd) Figure 6. Mean density (N) and standard deviation (8) of weeds and germinated and ungerminated WM seeds in the field: al March-April and bl September-October 86 300 _~ Sunnhemp a '. (Mar-Apr) 250 - , .E '- + Germinated I - Ungerminated r r l l 300 _ Sunnhemp b (Sept-Oct) N 250 '- - + Germinated _E 200 ' --I-- Ungerminated '21504 -Ir--Weeds 100'- H.A.—_..; 5° ‘ Ml.“ .//-:‘ 1. '~ E 33 -....- a. 0 turn-t“..- 0 50 100 150 200 250 300 350 400 450 500 Thermal Time (°Cd) Figure 7. Mean density (N) and standard deviation is) of weeds and germinated and ungerminated m seeds in the field: a) March-April and b) September- October 87 240 j ' "-0 Tepary N 200 ... . (Mar'APr) + Germinated IE 0 I - Ungerminated 16 - ~ I -—-—0—0—-0.\ 1 ..... . \0.. fl ' u '- Tepary (Sept-Oct) + Germinated I - Ungerminated —&-- Weeds ..I 4 I" '-I- -. *- "'"— H 40 -H_1—'I—.-: 4" .. H , 0 -—=-’—-——I-o—I--o-0—o—o—o—0—1—_j4_-'= E 45 ' ' (n """""""" 4"...0LI....44_ ------ .14 o T— ...-E 0 50 100 150 200 250 300 350 Thermal Time (°Cd) Figure 8. Mean density (N) and standard deviation (s) of weeds and germinated and ungerminated tapm seeds in the field: a) March-April and b) September-October 400 88 250 1.. ', Velvet Bean a 200 - I 6'. (Mar-Apr) E 150 - i.‘ . "*IL. '2100- "Cl—r" 50 _ ”.00 + Germinated / --I-- Ungerminated .. 0 Leo-or. 0'] 30 l I I I I I T I I I 10 5 k .0—44 , 3*. 0 ' ”0" H ‘0 250 - Velvet Bean b 200 - (Sept-Oct) + Germinated fill 150 .. --I-- Ungemllnated _... Weeds x‘ .H'T“ 11...... -I-l-I-l... . . . .- -'='-'- Mum—WH—a I I I I I I I I I I I I I I I I I 0 50 100 150 200 250 300 350 400 450 500 550 Thermal Time (°Cd) Figure 9. Mean density (N) and standard deviation ls) of weeds and germinated and ungerminated W seeds in the field: a) March-April and b) September-October Figure 10. Photographs of: (top) white velvet bean seeds that have turned black and subsided into the soil, and (bottom) sunnhemp seedlings with insect damage 90 20 Velvet Bean Field Data 15 - ... 0-0——0+0—0-0-—-0 é / o; i .2 / '0' 10 - ”—0 E / ,II--. 8 f I: a"; / .. -' ' 5 - / '. I I ll / I I .. / —-—- Cumulative % '-_ / ----- Daily, visible % ~_. 0 ¥ I I I I I T I I “.I— 0 50 100 150 200 250 300 350 400 450 500 Thermal Time (°Cd) Figure 1 1 . Actual vs. cumulative germination percent of tropical velvet bean in the field 91 100$ Wheat 3 3° " (Mar-Apr) 60 - + Germinated °\° I - Ungerminated 40- ,4’400—+———0—0 2° - in. ..I "-17. NA 04——.“( . I“. 'E 15 II I I I I I I *1: 151 ."-:__")--G-—".".—+—_F. I; 0 ' —o—-O’ 'I- I 100 - Wheat b 30 " (Sept-Oct) 6O - 0° 40 ‘ + Germinated 20 - // /’.__.’.\.——+‘.—'.—H_— A O // ”E 15 f I I I I I 10 4* 5150 .I—H—— .. 0 ——————-—-—.—0~0—0-—-+-e m l I l I l 100 150 200 250 300 350 400 Thermal Time (°Cd) Figure 12. Mean percent (96) and standard deviation (s) of germinated and ungerminated wheat seeds in the field: a) March-April and bl September-October 92 100 I a . Lablab 80 - '- (Mar-Apr) 0 60 - + Germinated °\ 40 _ ' I - Ungerminated b . Lablab 80 - (Sept-Oct) 0 60 _ + Germinated °\ '. --I-- Ungerminated 40 - I I Ill-ll 20- ”(N \l "' """ "'1.- / ' l °°°° ‘- (LL/i .‘—*H~o+0.\. ‘1. 15 I I I j I I 1 E10 .. 5 ..... m 0 --JWImwwmu. I I_fi I I I 50 100 150 200 250 300 350 400 450 500 Thermal Time (°Cd) Figure 13. Mean percent (%) and standard deviation (3) of germinated and ungerminated Iablab seeds in the field: a) March-April and b) September-October 93 12 " a Sorghum 1O - (Mar-Apr) 8 ... 0° 6 - 4 —I— Geminated 2 _ o—o ,0-—0—o—o——-0-0 0 «re—00V V NA 4 I I I I I I I I E 2 it. 4*... 0.....-—0——-0—o (D 12 ' Sorghum - b 10 - (Sept-Oct) ,o-o—o—o—o-o-o.\ 8 - /—0 \0—0\ e\° 6 - \. 4 "‘ // \ 2 " / + Germinated i - 0 1/ . 4 I I I I I I j :2 ///'\0—0—0+0-H—o—0-—--0-*"’.+ v 0 (0 I I T I I I I I O 50 100 150 200 250 300 350 400 Thermal Time (°Cd) ' Figure 14. Mean percent (96) and standard deviation (3) of germinated and ungerminated bird-raaiatant aarghum seeds in the field: a) March-April and b) September-October 94 100 a { Sunnhemp 30 _- l (Mar-Apr) 60 _ - —-0— Germinated °\° --I-- Ungerminated 4o - ' . f‘nfl“. 20 _ IJ 0 A r ....i... ‘1‘ 1?) I I I I I I I l E 10 v g -I"-.¢fi"‘-‘4I—-I——.J (0 100 b _ Sunnhemp 80 - (Sept-Oct) a so - + Germinated °\ N --I-- Ungerminated 4o - -_ 20 - // '11:... 'I- , \ .0 o-«l/ ”Wm“... I 15 I “.I. I l I I fir—T—r— E 10 .. ' '-. v 5 ." . .. ° ' ’7’7‘ ."."".""‘.’""0.—1—.——-W~* I 0 50 100 150 200 250 300 350 400 450 500 Thermal Time (°Cd) Figure 1 5. Mean percent (%) and standard deviation (5) of germinated and gngeLminated aannhamp seeds in the field: a) March-April and b) September- cto er 95 100 I Tepary a (ManApd 80 - —I— Germinated -- I -- Ungerminated 60- % ”E I I I I I I I». . _— . __ _______.a. in . 10° Tepary b so - (Sept-Oct) 0 -. + Germinated °\ 60 - ‘1 --I-- Ungerminated ‘1. 40" "I l 20- .l-I. I.. ....... c..." Of’”’4—'++*FH+F‘4J—l E15 l I I I I I I £152 _____ I"-"."I-....-I-I. I I I I I I I O 50 100 150 200 250 300 350 400 Thermal Time (°Cd) Figure 16: Mean percent (96) and standard deviation (s) of germianted and ungerminated tam seeds in the field: a) March-April and b) September-October 96 100 in. a Velvet Bean 80 - (Mar-Apr) + Germinated \° 60 - I" ""‘ Ungerminated e u ...-.1 i ..... I 40- ... ..... . ........ . e———e—___.,I kfr / l l I -I'°. ---- "' """ ' """""" I I KB“-¢-—¢————e—e . Velvet Bean b 80 - (Sept-Oct) I." + Germinated ..I...I ""' Ungerminated o 60 - .I‘ e .I. ‘I. 40 - I ...... '11.... 20 - ‘0—__ NA 0 ——--" We...” FN-e—t IE1O .. ...... . I..”. .. fi 5 ".... _. . .- .. m l l 1 l l l . .7 0 50 100 150 200 250 300 350 400 Thermal Time (°Cd) Figure 1 7. Mean percent (96) and standard deviation is) of germinated and ungerminated WM seeds in the field: a) March-April and bl September-October CHAPTER 3 SOClO-ECONOMIC FACTORS RELATED TO USE OF VEGETATIVE COVER AT A TROPICAL FIELD SITE INTRODUCTION Socio-economic factors influencing adoption of technology in small-scale agriculture of the tropics have been ignored in the past in the search for solutions to land degradation (Conway, 1986). The result has been that often technology with great potential has not been adopted by subsistence farmers, because agricultural professionals have made inaccurate assumptions about what farmers want or need, or they have concentrated on the wrong problems (Chambers at al., 1989). Therefore, research summarized in this chapter moves one step beyond the traditional scientific approach to agronomic problems. The research presented here makes use of survey research techniques (Alreck and Settle, 1985; Casley and Lury, 1987) to gather information both about what is happening in the aggregate in farmers' fields at the Dominican Republic field site and about what is hapening outside their fields that may affect what happens within their fields. The hypothesis of this study is that quantitative and qualitative analyses of agronomic practices and socio-economic factors at the tropical field site will provide an understanding of both that will aid in making cover crop technology site- 97 98 appropriate. Thus, the objective of the research was to identify local agronomic practices and problems and identify socio-economic factors with potential impact on adoption or use of vegetative cover. MATERIALS AND METHODS A sample of farming households was interviewed in April, 1992, with two sets of survey questions (Appendix I), one for the head of the household dealing with farming and one for the spouse dealing with gardening, family health and nutrition. The study population for the survey included all those families living in housing units within the village of Buen Hombre, whose head of household was a member of the local farmer’s association. Each farming household had an equal probability of being selected for participation in the survey. The overall sampling rate for a farming household family unit was .67 or 1 in 1.50. The list of farming association members prepared by the secretary of the association included 30 names. Twenty households were randomly selected for interviewing. Final response rate for the study was r= 20/20 = 1.00. Questionnaires were edited, open-ended questions were grouped into like categories and responses were recorded on coding sheets. Data were entered into a computer analysis package in a rectangular format, sorted, checked for “illegal,” or incorrect, codes and inconsistencies. Since there was a uniform sampling fraction, taking 1/1.5 of farming households in the village, a weight of 1.5 could be used to estimate the entire population of farming families. 99 RESULTS AND DISCUSSION Introduction Although survey questionnaires are used successfully in many developed countries to elicit a wide range of socio-economic and political data, this technique posed some problems for people in Buen Hombre. People in this village do not normally view the world or interact with it in terms of quantifiable data and information. Questions about how often and how many were difficult for villagers, especially with retrospective questions that referred to an entire year. In spite of this, villagers appeared to enjoy the extra attention and gave meaningful answers to many questions. Data from formal interviews were supplemented with key informant interviews on specific topics, informal walks through the village with small groups of villagers to survey agriculture, trees or plants and group meetings with relevant adults to construct a seasonal calendar and draw a village map. Demographic information The survey questionnaire provides a useful perspective on villagers and village life. Farming families range in size from small to large, with approximately four children and two adults per family (Table 1). Only 45% of household heads were able to respond to a question about annual income. Mean agricultural income for the 35% of respondents with incomes below $715 U.S. was 8284. Ten percent of respondents had annual farm incomes above $2,860, with a mean of $4,100. To a question about ma] family income over the past year, a year of drought, 45% responded, ”Don’t know;" 25% said none or very little and the mean for those responding with an amount was $381 . Key informant interviews elicited the 100 information that during the month of December and sometimes January, when crops had just been planted and the sea was too turbulent for spear-fishing, many villagers simply slept. They were not taking in enough calories to do anything else (T. Perez, personal communication). Agriculture and farming Fifty percent of household heads never attended school, 30% attended for two or three years and none completed more than 6 years of schooling. Nineteen percent of the remaining adults sampled had no schooling, 27% attended one or two years of school and 14% finished seventh or eighth grade. Fifty percent of farmers farm one plot, 35% farm two and 15% farm three. Thirty-three percent inherited their land, 43% obtained it from the state by cultivating the land over a number of years, 5% bought their land and 10% received it through some combination of the above. Ten percent rented the land they work. The mean size of land owned was 69.4 tareas, or 4.37 hectares. Sixty percent farm flat land, 10% farm slopes and 30% farm both. Slopes are 6-12% (farmed by 10% of respondents), 12-18% (5% of farmers), 18-25% (10% of farmers) and 5% of farmers work slopes greater than 25%. Fifty-five percent farm more than one soil type. Eighty-five percent farm black soil, 40% farm yellow, 10% farm red, 15% work sandy soils and 15% stony. Only 15% use soil amendments (manure, ashes and undecomposed organic matter), but 85% use insecticides, provided by the tobacco company, for tobacco. Ninety-five percent save seeds from one year to the next, and 35% exchange seeds or cuttings with other farmers. All farmers surveyed grow tobacco for cash, as well as beans; 95% grow corn, 101 70% pigeon peas, 65% a tropical sweet potato variety and 60% grow cassava. Farmers also mentioned eggplant, tomatoes, broad beans, onions, watermelon, carrots, and cucumber. Seventy-five percent of farmers sow the same crops each year, and 80% sow more than one crop per field. By their own account, only 10% of farmers do any experimentation and that is to test which crops do better on different soils. Ninety- five percent save seeds from one year to the next. and 35% exchange seeds or cuttings with other farmers. I Because rainy season onset varies annually, the timing of field clearing with machetes, hoes, a government tractor or the tobacco company tractor also varies and is often completed over a period of several months. Fifty-five percent of respondents clear fields in November, 35% also work in October and 25% in December. Tilling and planting generally occur between October and December, with some harvesting as early as February. Sixty percent of farmers harvesting some crops in March and 40% in April. Seasonal labor requirements, in a calendar based on information gathered during group meetings with 90% of adult villagers, shows average monthly precipitation and gives a rough indication of time use in the village by gender (Figure 1). Months of greatest rainfall are accompanied by high farming activity. Low rainfall tends to be paired with increased fishing activity, as heavy rainfall causes coastal turbulence and impedes fishing. Ninety-five percent of families give some of their harvest to others. Eighty percent were unable to attach a monetary value to those gifts, but 8104 was the mean value given by those who responded. Eighty percent own farm animals, chickens, goats, pigs or cows; seventy percent give farm animals or farm animal 102 products to others and 25% sell to others. Sixty percent gather wild plants for use as medicine, Spices or in the home. Gardening A separate set of questions was asked of the spouse of the head of household. Fifty-three percent of the 19 sampled wives responded that they had had a garden the previous year. Ninety-five percent said they plant a garden when it rains. Seventy-five percent of these gardens are flower gardens, and 20% are a mix of flowers and vegetables. Thirty-seven percent of the women amend their soils with manure, ashes and fertilizer; and 37% add insecticides. Twenty-six percent buy seeds. 68% save seeds from year to year and 95% exchange seeds or cuttings. Health and nutrition When there is sufficient food, 79% prepare three meals a day. When food is insufficient, 53% prepare two meals and 42% prepare only one. Village women cook white rice, beans and sometimes fish, when there is little food. Vegetables. bread and milk are added to meals in good times. Forty-two percent of women supplement their family's diet with wild plants, such as leafy greens and chicory. Women report their children are ill anywhere from several times a month (37%) to several times a year (37%) with flu, diarrhea, fever and anemia. AdUlts are ill less often, generally two to four times a year with flu, headaches and various infections. The responses from both men and women verified by observations during field work, portray a harsh subsistence existence with malnutrition, ill-health and infectious diseases for many villagers much of the year. Because their parents 103 can no longer support them, children are often sent out of the village to work by age 12. Quality of life One way of ascertaining quality of life indirectly is to ask respondents how they would improve their lives. Responses to this type of question vary somewhat by gender, as Table 2 shows. For improving family life, men mention employment most frequently and women mention education. Both men and women agree that water and roads are the most important factors in improving conditions for the village as a whole. Agriculture projects are mentioned by only 10%, either because of a failed tobacco project in 1984, with a resulting lack of hope by villagers for agriculture. or because agricutlural projects will need to be tied to other projects (R. Stoffle, personal communication). Vegetative cover In the survey, no direct questions were asked of villagers about the use of vegetative cover crops in the dry season. Because of interpersonal ties that had developed between villagers and the interviewer, there was a strong possibility that answers would be biased toward what villagers perceived the interviewer would want to hear. Instead, key informants (two different presidents of the farmer's association) were asked if they thought villagers would be interested in or willing to grow drought-tolerant crops during the dry season, providing the crops produced food or animal feed. Both men responded with a definite yes (R. Cabrera and A. Burgos, personal communication). 1 04 In another indirect approach to assess village attitudes to specific cover crops. seedlings were left to survive on their own when field experiments were completed. Jack bean, from an early hillslope experiment (data not reported). grew to maturity and produced seed with no rain beyond that which fell in the first week after planting. Farmers called the plant ”the miracle bean." Tepary been also grew to maturity with whatever rain fell during the dry season at the end of the March-April experiment. Beans were subsequently harvested and cooked by the landowner's wife in a dish that the entire family was said to have enjoyed (T. Perez, personal communication). This farmer requested that every villager be given access to tepary seeds for dry season planting. The situation in the village late in the dry season and early in the rainy season is so severe, that even though villagers generally do not experiment with ways to improve agriculture, there is great potential for crops like tepary and jack bean. If such crops are introduced carefully, and villagers are shown when to plant, the necessity of overseeding and protecting plots from goats. etc., the species tested in this study could make a positive difference in villagers lives' and ecosystems. CONCLUSIONS Survey responses indicate there would be great demand for off-season, food- or income-producing species in Buen Hombre. Also, vegetative cover would be likely to prevent at least some erosion. as 30% of farmers cultivate land with a 6% or greater slope. Most farmers in the village fish, as families who depend entirely on farming migrated out of the village by late 1993. due to an extended drought and 105 persistently low tobacco prices (A. Burgos, personal communication). Yet wives' responses indicate that combined fishing and farming activities do not provide enough food for three meals a day throughout the entire year, even when taking into account villagers’ proclivity to share what they have with others. In addition, responses of household heads indicate minimal cash income each year. The two leading responses of sampled adults on how to improve fmily life are employment and education. Presumably education is perceived as a path to employment. These socio-economic, diet and health variables indicate the need for additional food and income in the village. The findings of this study suggest that villagers would be eager to plant off-season crops and would willingly incorporate at least one of the tested species into their diet. A seasonal labor calendar (Figure 1) indicates that March and April are already very demanding in terms of male labor, with heavy commitments to harvesting and spear fishing. May appears to be the best month for planting of vegetative cover, both in terms of labor commitments and precipitation. Additionally, there are lower labor commitments for males in the months right after May, when weeding and harvesting would occur. Thus, a traditional survey, has provided initial information about local agronomic practices and problems and socio-economic factors. These data indicate that certain species of off-season vegetative cover would be likely to be adopted and used by villagers. especially with more extensive field testing in collaboration with villagers and professionals. The process of change needs to include research and development, in which change is evaluated as it occurs. LIST OF REFERENCES Alreck, Pamela L. and Robert B. Settle. 1985. The Survey Research Handbook. Richard D. Irwin, lnc., Homewood, Illinois, 429 pp. Casley, D.J. and DA. Lury. 1987. Data Collection in Developing Countries, Second Edition. Clarendon Press. Oxford, England, 225 pp. Chambers, Robert, Arnold Pacey and Lori Ann Thrupp. 1989. Farmer First: Farmer Innovation and Agricultural Research. The Bootstrap Press, New York, New York, 218 pp. Conway. Gordon R. 1986. Agroecosystem Analysis for Research and Development. Winrock International, Bangkok, Thailand, 1 10 pp. 106 107 Table 1. Household composition of farming families, Buen Hombre r h I Mean Range ..#.. ..#.. Total 5.9 1-13 Males 3.1 1-7 Females 2.8 09 Age 21 or over 2.0 1-3 Under age 21 3.9 0-11 108 Table 2. Factors that would improve life for families and village as a whole. opinions of farmers and wives, first five mentions Factors that would Factors that would improve life for improve life for respondents family1 village’ Factor Males Females Males Females % mentioning factor Employment 60 1 6 1 1 Education 35 53 10 1 1 Water 1 6 85 79 Food and health 20 11 Roads 1 1 75 79 Electricity 1 0 45 68 Agriculture project 10 1 Question respondents were asked: If anything were possible, what would you like to see for the future of your family? 2 Question respondents were asked: If anything were possible, what would you like to see for the future of Buen Hombre? 109 Buen Hombre, Seasonal Labor Calendar ASONDJFMAMJ 80 ‘” Joint 60 -- Harvest “hot: 40 ‘" Land Planting, (II Wk") .... preparation Land preparation, weeding. / 20 planting harvesting I ASONDJFMAMJ so __ Women 60 Tending children (1).”),ch 40 Laundry, sewing ( W ) 20 Cleaning, gathering water. gardening Cooking A S O N D J F M A M J Men :3 :: Only (hwlc') 4o -— ___J_L 20 -- Spearfishing W Spear fishing A S O N D J F M A M J Mean 100‘- Monthly -.. Rainfall 80 (1934- 60'- 1990) __ (mm) 40 20-- 1 Months of the year starting with August 2 75-85% contribution from men; 15-25% contribution from women Figure 1 . Seasonal labor and precipitation calendar. Buen Hombre CHAPTER 4 ECOLOGICAL AND REMOTE SENSING ANALYSES OF A CARIBBEAN VILLAGE: A CASE STUDY FROM THE DOMINICAN REPUBLIC OVERVIEW OF INTERNATIONAL DEVELOPMENT AND ARGUMENT FOR A NEW APPROACH For many years. the approach to international development has involved the imposition of solutions and technologies of the northern hemisphere on countries of the South (Korten, 1990: Reintjes et al, 1992). Traditional development efforts have generally involved importing technologies to deal with specific, individual development problems, ignoring environmental and socio-economic heterogeneity of indigenous systems (Conway, 1986). Attempts to simplify complex, local subsistence management systems by introducing costly, non-renewable, external inputs have failed to improve subsistence life in the tropics (National Research Council, 1993). As an example, technological change introduced to agriculture has usually involved mechanization, improved seeds and the use of pesticides and fertilizers, and has emphasized large-scale production by large landowners. Specifically, in 110 111 Latin America, it has resulted in countries becoming net importers of agricultural chemicals and machinery, with increases in production of export/commercial crops (Altieri, 1992). For many subsistence farmers who have converted to cash crops, the conversion has been accompanied by ”loss of food self-sufficiency, genetic erosion, loss of traditional farming knowledge. [and] permanence of rural poverty" (Altieri, 1992). High-input development approaches have fostered dependency and instability, while increasing risks, rather than reducing them (Lightfoot and Noble, 1993). Again in Latin America, there has been a trend toward diminished government involvement in technological change and increasing private sector involvement. The private sector's focus has been on technology that increases profits (fertilizers. pesticides, biotechnology). rather than on technology that promotes sustainability and stability (mixed cropping systems, biological insect control, green manure) (Altieri, 1992). Increasingly today. however, traditional development perspectives are being replaced by more sustainable approaches that are participatory and multi-disciplinary and based on indigenous tropical cultures and environments. The reasons for this shift are well-documented (Chambers at al, 1989; Conway, 1986; Eswaran et al, 1993; Lal and Ragland, 1993; Senanayake, 1984). Senanayake (1984) gives an example of substituting tractors for buffaloes in Sri Lanka in order to save time and labor. Direct losses to villagers, due to the replacement of buffaloes, included loss of milk and manure. Indirect losses stemmed from the disappearance of buffalo wallows, which provided, among other things, refuge for fish in the dry season, when rice paddies were dry. The fish were 1 12 a protein source for landless villagers and were predators of the larvae of malaria- carrying mosquitoes. In order to shift successfully from traditional development approaches to more sustainable approaches, scientists, development professionals and government officials need a basic understanding and knowledge of local human systems and ecosystems. The key to understanding complex, local systems and to developing management systems that increase ecosystem production, while conserving and sustainably exploiting them, is indigenous participation and knowledge. By involving local communities in assessing their natural resource environments and in deveIOping more productive systems, fragile socio-economic and environmental conditions can be strengthened and enhanced (Lightfoot and Noble. 1993). Change based on indigenous systems can ensure cultural and ecological compatibility. Critical to the development and introduction of new technology that is also sustainable is an emphasis on innovations that are ecologically appropriate, such as dryland agronomic management techniques and xerophytic cultivars for arid regions (Lightfoot and Noble, 1993). rather than high-cost irrigation, chemical and machinery inputs. The advantage of particpatory approaches is that they can contribute to sustainable development by adapting external technologies to local conditions through collaboration with local people, or through simple refinement and improvement of already existing local technologies. The disadvantage of the use of participatory methods alone (to the exclusion of technological methods) is that the result may be too simplistic for the situation. Throughout the world, natural resource problems are frequently intensified by population pressure on the environment. increasing the rate and severity of 113 degradation. Problems are further complicated by diverse human groups with widely divergent Opinions about what the problems are, what the causes are and how to solve them. For difficult, multiple-issue problems, technological solutions alone can also be insufficient to deal with complex, dynamic interactions between people and their environments. Wilson and Morren (1990) describe a comprehensive, practical procedure for dealing with complex agriculture and natural resource problems. It combines participatory methods used in international development in countries of the South (Chambers at al., 1989; Haverkort et al., 1991) with soft systems methods used in industry and government in countries of the North (Checkland and Scholes. 1990). Wilson and Morren present a strong case in favor of what might be called a ”participatory-systems" approach to "messy," multi-faceted population-environment problems. Briefly and very simply, this approach requires participation of all relevant parties to a specific situation. Through examining the situation from different perspectives and by using a systems approach, the goal is to reach agreement on what the problem is, what would constitute improvement and what methods and technologies would achieve agreed-upon goals. This technique is participatory, holistic and multidisciplinary. The method combines basic and applied science with 'hard" and 'soft" systems science, using participatory methods. The first step in the participatory-systems process involves conducting quantitative and qualitative inventories of relevant ecosystems and related human systems (Wilson and Morren, 1990). These inventories form the basis of subsequent steps in the process. They are used to define specific human- environment problems in a region, design appropriate research; propose and put into 114 practice feasible. sustainable and equitable solutions; monitor change and evaluate alternative solutions prior to field testing. If done properly. initial inventories and resulting analyses can explain a few critical relationships in both ecosystems and human activity systems, focusing limited research and development resources on a few key areas where significant improvements can be made. The careful use of existing resources is particularly important in developing countries where institutional and professional human resources are often inadequate. BUEN HOMBRE: A TROPICAL CASE STUDY In 1985. Stoffle (1986) conducted research in an isolated farming-fishing village on the northwest coast of the Dominican Republic. There were two key findings in that initial and subsequent research: 0 first, a development project that was highly successful from a technological standpoint and was appropriate from a socio-cultural perspective, but failed because of competition between the development agencies involved (Stoffle et aL,1991) O and second, villagers modified and improved introduced technology based on expertise with and knowledge of local species and ecosystems. Subsequent to that research and the project failure, village leaders stated that they would not agree to any further development projects in the village unless they were actively involved, had veto power and strong leadership roles (N. Gomez and T. Perez, personal communication). Another study (Stoffle and Halmo. 1991). that overlapped with the initial stages of research conducted by this author and involved collaborative research 1 1 5 efforts, found that along the northwest Dominican coast. local ecosystem change and the human dimensions of that change could be monitored and predicted through interdisciplinary applications of remote sensing research. Further, such research could be used in planning and protection of coastal ecosystems. These two studies indicated that the village of Buen Hombre (Figure 1) and the situation occurring there would provide an excellent example of the dynamic and complex natural resource crises for which a participatory-systems approach to problem-solving is appropriate. A potential crisis is developing in Buen Hombre, involving people and their natural resources. Decisions being madeover the next few years may have irreversible consequences for the future of this region. The situation is complex and constantly changing. It involves subsistence villagers who depend on fragile marine and terrestrial ecosystems for survival, outsiders who are encroaching on the resources in these ecosystems illegally and destructively, a potentially harmful government edict declaring the region a tourist zone (J. Serulle, personal communication). and apathetic, corrupt local government officials. This paper presents a case study of Buen Hombre within the framework of the participatory-systems model described by Wilson and Morren (1990). More specifically, it presents summaries of collaborative research and of previous research in the village (Stoffle and Halmo, 1991) and analyses of preliminary inventory data collected as a first step in the participatory-systems process. To that end, using quantitative and qualitative tools from several academic disciplines. data were collected between 1990 and 1993 during six research trips to this coastal village to assess critical human and ecosystem resources. Central issues of the situation in Buen Hombre will be presented from a multi- 116 disciplinary perspective. The expectation is that this background information will be used by relevant groups of people to test and evaluate the participatory-systems approach in developing a comprehensive ecosystem management system for the region. Buen Hombre would serve as an excellent pilot project for the Caribbean, because it is representative of a situation common to the islands, in which human groups are engaged in intricate. survival-based interactions with closely linked, stressed ecosystems that serve as a buffer between land and sea. MARINE AND TERRESTRIAL ECOSYSTEMS Coastal marine and terrestrial ecosystems along the northwest coast of the Dominican Republic are intricately related ecologically and to human subsistence activity. Both ecosystems and related human activity systems are discussed. I. Reef and Coastal Mangrove Ecosystems: General Background Mangroves are tropical, forested, coastal wetlands that ”thrive in the shelter of coral reefs” and provide a spawning ground for fish, as well as a home for crabs, shrimp and mussels among the mangrove roots (Weber, 1993). Mangroves serve to stabilize coastlines from weather damage, protect coral reefs from silt due to erosion and are in turn buffered from the ocean by coral reefs. In coastal areas where mangroves have been cut, fish populations have dropped, due to the key role mangroves play in the life cycle of fish (Weber, 1993). Coral reefs support algae and grasses, which in turn support diverse populations of marine animal life. Reefs are considered second only to tropical rainforests in biological diversity, with considerable potential to contribute to 1 17 science and medicine (Weber, 1993b). However, coral reefs are easily stressed (or 'bleached") and can be killed by overfishing, abnormal temperatures, excessive fresh water, excessive human activity or high rates of sedimentation due to erosion. Because humans "disrupt and destroy reefs too often for the corals to recuperate fully" (Weber, 1993b). human disturbances are more difficult for reefs to recover from than natural disasters. When reefs are stressed, coral polyps expel zooxanthellae, the red, yellow or orange algae which live symbiotically in the translucent coral tissue. providing food and oxygen from photosynthesis to the coral and receiving structural protection from the coral in return (Weber, 1993b). When zooxanthellae are expelled, reefs appear white. as the white calcium carbonate coral skeletons become exposed. Because of this change in color, the process of reef degradation, or ”reef bleaching,” can be monitored, using satellite images (Figure 2). The worldwide trend for reef systems, documented by reef scientists over the last two decades, is that generally only remote reefs with little human activity have remained healthy (Weber, 1993b). The Dominican Republic is one of 18 countries, including neighboring Haiti, Cuba, and Jamaica, with seriously devastated reef systems, due to dense coastal populations and heavy coastal development (Weber. 1993b). Sediments resulting from deforestation, especially from mangrove clearing, wash into the sea and block the sunlight needed by zooxanthellae to complete photosynthesis. The sedimentation begins a chain reaction that leaves coral weakened and more vulnerable to disease and other stresses. Coastal development, often for tourism, drives mangrove destruction. The destruction results not only in increased siltation in coastal waters, but the 1 18 destruction of shellfish habitats and fish spawning grounds. Sewage and urban runoff are introduced, which degrades coastal water quality, fostering eutrophication (influx of nutrients from soils and sewage), which in turn overfertilizes zooxanthellae, which multiply to toxic amounts inside coral polyps (Weber, 1993b). ll. Reef and Coastal Mangrove Ecosystems of Buen Hombre The village of Buen Hombre, "Good Man,” lies 44 km northeast of the Haitian border (between 19°51 '0" and 19°52’10” N latitude, 71 °23’10" and 71 °25’30' W longitude). offshore from a triple reef system in the middle of one of the longest stretches of coastal mangrove growth in the Caribbean (Figure 3). The isolated Buen Hombre reef system is one of the most vital, biologically diverse and ecologically complex systems remaining in the Caribbean (Luczkovich, 1991). It has been fished sustainably for a hundred years by Dominicans descended from Cuban immigrants, and four hundred years before that by pre-Colombian Indians. The northwest coast's triple reef system has (an inner, middle and outer reef, with a break in the long reef system just offshore from Buen Hombre, permitting boat passage to and from the village. Through ground-truthing and interpretation of time series Landsat satellite data (1975, 1985, 1989) for the northwest coast, Wagner et al. (1991) and ERIM (1994) reported "early indications of environmental stress due to human factors [fishing and tourism)" in neighboring reef systems east of Buen Hombre. These reefs, approximately 40 km to the east of Buen Hombre, at Punta Rusia, have substantial tourist activity and very few mangroves. Reefs to the west, 1 19 approximately 40-45 km away, near the larger Dominican city of Monte Cristi, are ”fished out.” Reefs just across the Haitian border to the west are dead. The obvious question is: what is different about Buen Hombre? Why are its reefs healthier than those of its neighbors? There seem to be three related reasons: A. Population 1 . Low population: The 1981 census reports 397 people in 82 occupied dwellings in Buen Hombre (Castillo, 1991). Eleven years later, in the middle of a 4-year drought, an unofficial census completed under the direction of the author showed population had fallen to 329 occupants (188 males, 141 females) in 83 dwellings. Population in the village traditionally fluctuates with rain, or anything that affects subsistence activity. In periods of contracted drought. there is permanent and temporary migration to cities and towns inland. Migration is the traditional method of relieving population pressure on limited natural resources. Women tend to emigrate in greater numbers. perhaps due to the ease with which they can find domestic employment. 2. Low population density: The census mapping area that includes Buen Hombre is the Buen Hombre District and includes three other villages with a total 1981 population of 929 (Table 8) over a total of 4,091 hectares, resulting in a population density of 32.4 people per km’, or approximately one person for every 3 hectares (7.4 acres). This figure is relatively low, compared to 277.6 peOple per km’ in El Salvador, the most densely populated Central American country, or 65.1 people per km2 in Costa Rice, with the second lowest population density in Central America. 1 20 8. Physical environment: Buen Hombre is isolated and separated from the rest of the island to the south by the Cordillera Septentrional mountains (Figure 1). The topography is mountainous and hilly, with a gradual descent to the sea. The rugged, dirt road north from the main highway (Highway 1, Carretera Duarte) is a one-hour drive to Buen Hombre. The climate is semi-arid, as the village lies in the rain shadow of the mountains. Annual rainfall is 600 to 700 mm, with an unpredictable rainy season between October and January to March, with the driest months falling between July and September (Portman et al, 1991). Droughts are common. “Potable" water must be brought in by burro or motor during most of the year. ' A few houses have aljibes, simple roof water catchment systems with cement block cisterns. The lagoon also catches and stores rainwater. for a few months after the rainy season. The Buen Hombre well, with agua salada, saline water. is used for watering stock and kitchen gardens, and for laundry and bathing. The closest drinking water source, when filled by government water trucks, is the government cistern (3 km away). Most villagers pay local moped owners to transport water from at least 4km away in Las Canas. Water samples from three of the four fresh ("sweet") water sources used by villagers were sampled by the author according to standard Michigan Department of Health (MDPH) procedures in 500ml containers provided for that purpose and were later analyzed by the MDPH Water Supply Division. Test results validate villagers' perceptions of local well water as being muy mal, very bad (Table 1). It is highly mineralized. with unacceptable levels of nitrates and sulfates. Lead levels are somewhat high, but could be naturally occurring (Williams, personal 1 21 communication). Water from district lagoons falls within acceptable limits for tested characteristics. though bacteriological tests for coliform bacteria were impossible to perform within the required time frame from source to testing laboratory. Intestinal problems are common among villagers. Farm animals use the lagoons freely as their water source and siesta spot. C. Conservation ethic: Village fishermen know their survival depends on reef health and conservation of marine flora and fauna. Villagers display a strong conservation ethic, which results from a long-term relationship between villagers and their ecosystems. involves a sense of ownership toward local ecosystems and involves sophisticated knowledge of the ecosystem (Stoffle et al., 1994). lnformally, fishermen avoid fishing species with low populations for a year or two and ban the use of diving equipment. because of the advantage it provides humans over fish. To illustrate anecdotally, a fisherman from the neighboring village of Las Canas was told he could not fish in Buen Hombre with his diving tank. He was then told, ”If you are willing to fish with fins and a spear, as we do. you can swim beside us, and we'll welcome you as a brother" (T. Perez, personal communication). In summary, isolation, low rainfall and lack of potable water all control population and tourism, which are also responsible for keeping human activity on the coral reefs low. Currently, low rainfall is the main factor preventing erosion and reef degradation due to siltation, and local norms prevent unsustainable fishing practices. City fishermen from Monte Cristi to the west do not have the direct survival link to the health of their reefs, as village fishermen do. Based on the 1 22 behavior of these city fishermen in Buen Hombre, cultural norms in favor of sustainable practices are weak or absent among outsiders. lll. Terrestrial Ecosystems of Buen Hombre Inland from the reef and coastal mangrove ecosystems is the valley of Buen Hombre (Figure 3). flanked to the south, east and west by mountains and hills. The main north-south road cuts through the horseshoe valley on the east edge, with houses. shops and bars clustered along the road. There is farmland up hillsides to the east of the road. and in the valley west of the houses. Before the road drops to the sea at the north edge of town, branches of the road split east and west, running parallel to the coast, with more houses and farmland adjacent to the road. As in much of the rainfed tropics, the small-scale. low resource agriculture of Buen Hombre occurs in a complex, diverse environment and depends on the whim of weather, or more precisely, whether or not, when and how much it rains. Temperatures are tropical, moderated by near constant ocean breezes, and are not limiting for agriculture. Weather data obtained from historical accounts (Halmo et al, 1991), historical records (Portman et al, 1991) and field research (Chapter 2) indicate that lowest annual temperatures are approximately 19°C. Highest temperatures reach 33°C in July and August, with mean daily temperatures of 25 to 28°C. Relative humidity generally ranges from 60 to 70%. As villagers report, the most limiting agronomic factor in this region is low rainfall. The goal of village agriculture, past and present, has been to reduce risk and maintain subsistence production. Of necessity and like most subsistence farmers worldwide, the approach of village farmers to management of their agroecosystems 123 has been multidisciplinary and holistic. Agriculture (data collected through ethnographic interviews with two farming association presidents) is a combination of a tobacco (Nicotiana tabacum) cash crop grown in monoculture. with a mixed cropping system of subsistence root vegetables, including cassava/yuca (Manihot esculenta), sweet potatoes/batatas (Ipomea batatas), yams/flame (Dioscorea spp.), potatoes/papas (Solanum tuberosum) and tannia/yautla (Xanrhosoma mafaffa), as well as dry beans (Phaseolus vulgaris). broad beans/babe (Vicia faba), corn (Zea mays). pigeon peas (Cajanus cajan) and an assortment of vegetables and fruits. Crops are rarely chemically treated or fertilized. though some pesticides are applied to tobacco. Labor is generally manual, involving all but the youngest family members. Village livestock include pigs, goats. sheep, cattle, burros. chickens and turkeys. Every family owns a few chickens. A. Land Use Satellite image data analyzed by Wagner et al. (1991) delineate two types of mangroves, permanently and intermittently submerged. These analyses also show that the most common terrestrial ecosystem surrounding Buen Hombre farmland is forest, ranging from light to dense, varying between degraded, cactus and dry forests. Rangelands and savannahs are the next most common land use category. with some bare soils west of the village on mountaintops and hilltops. In a second unpublished remote sensing project by CEUR-CARTEL (Centro de Estudios Urbanos y Regionales - Centre d’AppIications et de Recherches en Télédetection). aerial photos taken in 1958, 1966, and 1984 were used to generate 1 24 land use maps, land use intensity and erosion risk maps (St.-Pierre, personal communication).1 PAMAP-GIS maps of unpublished data were provided by St.- Pierre in machine-readable disk format and then translated to ERDAS. reformatted and redrawn in ATLAS-GIS by the author (Figures 5, 6, 7). Table 2, based on information provided by St.-Pierre, was modified and translated from Spanish by the author and lists different land use categories used in Figure 5. Categories in Figure 6 were based on subjective ranking of land use categories in Figure 5, with forests ranked as low intensity land use and rainfed agriculture as high intensity (St.-Pierre, personal communication). Categories in Figure 7 for erosion risk potential were based on relative risk factors of slope, vegetative cover and land use type (Figure 4). Detailed land use distribution (Table 3) and total land area for each major land use type (Table 4) between 1958 and 1984 for the Buen Hombre census district, which is 7.6 km south, 3.0 km west and 5.0 km east of the bay, were quantified based on CEUR-CARTEL data. Over the 26-year period beginning in 1958. there was a decrease in farmland and a corresponding increase in grazing lands, with a constant 25 to 26 km2 of forested area, or 62% of total district (and. Temporal differences occurred not so much in total land area per category, but in the spatial distribution of different land use categories (Figure 5). The classification system (Table 2) used in Figure 5 highlights the different types of agriculture practiced in the Dominican Republic. In Buen Hombre, for example, no land is allocated to irrigated agriculture (Category 2.2 in Table 2). 1The author is collaborating with St.-Pierre on a paper for publication. References to St.-Pierre’s portion of that collaborative effort are cited here as unpublished data. 125 indicating that district producers are small-scale, agriculture is low input and there is no water source. Nationwide, increased population between 1958 and 1984 corresponded to decreases of land area in forested land and increases in agriculture and pastureland (St-Pierre, unpublished data). In Buen Hombre, where district population increased 87% between 1960 and 1981 (Table 5), the total forested area remained constant from 1958 to 1984 (Table 3). but there was a 304 hectare increase in land allocated to moderate intensity land use, with a 270 hectare decrease in land under high intensity use (Table 6). Figure 6 illustrates the spatial distribution of these data, showing substantial change over the 26-year period. The CEUR-CARTEL data for erosion risk potential show 40% and 55% decreases in land area at moderate and high risk of erosion, respectively, between 1966 and 1984, and a 36% increase in land at very high risk of erosion (Table 7). Due to the permanency of slope locations, Figure 6 shows less change in the location of susceptible areas, compared to the figure for land use intensity, but substantial spatial change back and forth between the four risk categories over time. Land area at very high risk for erosion decreased from 508.5 hectares in 1958 to 421.0 hectares in 1966, increasing again to 570.5 hectares in 1984. These data show clearly that erosion risk potential in this region fluctuates with changing environmental conditions and human activity. B. Soil Resources Buen Hombre has three general soil types of agronomic importance to villagers -- “black,” ”yellow” and "mixed.” Generally, black soils are located in the valley and yellow soils on slopes. All are moderately fertile, calcareous and productive for 1 26 a wide variety of crops when there is rain. None appear to have physical or structural limitations for agriculture (Chapter 2). C. Transocts Two parallel North-South transects of developed and undeveloped lands were completed on walks with key informant villagers for comparison of indigenous ecosystems to local agroecosystems. Each transect was approximately 1,250 meters in length. Land use and vegetation changes were noted as elevation increased with distance from the sea, and composite soil samples made up of 15 samples from a 10 m’ area from the surface 0 to 0.05 m were taken at the approximate midpoint of each major elevation/vegetation change. Soil samples were analyzed for pH, texture and color. The agricultural, or developed land transect, followed the main N-S road and was surrounded by village houses and farm plots. The transect of undeveloped land was to the west of the main road, beginning at the sea, approximately 500 m west of the north tip of the road, and followed an alternating SW-NW pattern of four 250-meter segments to the base of and then up the village mountain, bordering the valley farmland on the west. (See Figure 3 for transect path.) The mountaintop (lat. 19°51’58.4" N, long. 71 °25'4.3" W) had an elevation of 144 m, lay 1,250 m due west of the village road and 650 m due south of the sea. As part of the transect data, a collection of indigenous botanical specimens was started, using standard plant collection procedures (Jones and Luchsinger, 1986), in February, 1991, during the last month of the rainy season. A few specimens were collected at each of the major elevation changes from beach to 127 foothills. A total of 23 specimens were collected initially, with the intent of increasing the collection on a subsequent trip. However, an extended drought prevented collection of additional specimens. Specimens were identified by the Michigan State University Herbarium and by Dr. Thomas Zanoni. National Botanical Gardens. Santo Domingo, Dominican Republic. In addition. ethnobotanical interviews, using methods described by Stoffle et al. (1990). were conducted in Buen Hombre with key informants, selected for their knowledge of indigenous species. Data were collected on walks with key informants, from sea level to an elevation of 140 meters. Plants and trees were photographed; interviews were recorded. Six sets of on-site ethnobotanical interviews were conducted on dates representing the end of the rainy season. a few months after the rainy season, and the dry season. Interview topics included common name, specimen location, micro-ecological zone, general soil type, growth habit, striking botanical features, height of specimen, maximum possible height, seasonal color variations and medicinal and non-medicinal uses. Species were identified using two Dominican botanical dictionaries (Geilfus, 1989; Liogier, 1974), and tolerance/adaptation to environmental limitations was noted for each. Briefly, the results of those interviews indicated that villagers use terrestrial vegetation (plants, cacti, scrub, bushes and trees) in multiple ways, and utilitarian knowledge of approximately 95% of local species is comprehensive, sephisticated and passed on orally between generations. Indigenous plant species are many and varied (Table 8). with 38 species belonging to 26 families identified in initial inventories as being important to villagers for stock forage, spices, human or bird food, fence posts, medicine, lumber. etc. Adaptive strategies exhibited by these 1 28 species are rich and varied (Geilfus, 1989; Liogier, 1974), implying that to compete effectively, introduced species need to possess tolerance and avoidance/resistance mechanisms for dealing with the specific ecosystem limitations of this region (herbivorous insects, low rainfall, high pH soils). ln tree inventory walks, key informants identified 55 species from 33 botanical families (Table 9). Most, if not all, of the most common tree species (including bushy plants and cacti) are also adapted in one or more ways to harsh environments (Geilfus, 1989; Liogier, 1974). Many are leguminous. Many tolerate drought, insects or high temperature; infertile, alkaline, calcareous or saline soils; and rocky soils or sandy soils. The mix of native vegetation (Tables 8 and 9) in undeveloped lands (Figure 9) suggests a more ecologically appropriate agricultural management system for developed lands (Figure 8) of the region - multi-story mixing of diverse, high pH- tolerant. drought-tolerant/resistant grass, plant and tree species. Concerted management efforts along these lines have potential to increase agroecosystem diversity and stability, production and income. IV. Human Factors The human factors discussed here are potentially critical factors in the success or failure of sustainable ecosystem management in the region. Human activity systems in Buen Hombre are based on productive (farming and fishing) aspects of the two main ecosystems. Listed below are six cultural elements observed in the village that appear to be both a response by villagers to their human and natural environments, and an explanation of or motivation behind villagers' behavior in 129 interactions with both environments: 0 My - Sovereignty is highly valued throughout the Caribbean because of the colonial history of European domination in the region. Freedom from external control and an intense interest in and involvement with politics are pan-Caribbean cultural elements (Stoffle, 1986). e MOE! - There is also a conflicting tendency by many islanders to look externally for solutions to local problems (while simultaneously resenting foreign intervention or assistance). This is due partly to the colonial history of enforced dependence and partly to the nature of high populations on small islands, in which all the resources needed by inhabitants cannot be provided locally. 0 MW - There is a need among islanders to be engaged in a variety of activities to reduce risk and ensure survival under severe constraints (Burpee and Morgan, 1986; Comitas, 1973). 0 W - This strategy maintains some production every year, compared to the strategy of cash crop production, which is generally characterized by instability, with high production in some years and none in others. e W: - Multiple, complex kinship/community networks are maintained to reduce risk, by sharing individual good fortune with a maximum number of family/community members (Rubenstein, 1987). 0 mjgmflgn - This is the traditional, ultimate response to extremely limiting environments. Caribbean emigrants are usually the healthiest. best educated and most highly motivated citizens. causing "brain drain" and slowed economic 1 30 development at home (Pastor, 1985). To summarize. the significance of these human cultural factors is that any changes proposed as solutions to people-environment problems in Buen Hombre must foster sovereignty, but provide apprOpriate support, maintain occupational multiplicity, increase production through increasing diversity and protecting stability, foster equitable distribution of production to avoid community divisiveness, and generate local or regional income-producing activities to prevent migration abroad or to already overburdened cities. V. Relationships between ecosystems and human activity systems In Buen Hombre, human survival is tied to interdependent relationships and complex balances between terrestrial, marine and human ecosystems. As an example, fishing adds stability to village subsistence systems by increasing diversity of food and income sources. However, when rough weather. overfishing by outsiders, failure of boat motors or turbulent sea conditions curtail fishing, villagers depend on agricultural produce or agricultural ”savings accounts" in the form of farm animals. On the other hand, when crops fail, villagers increase fishing activities, hunt forest fowl, take advantage of external social support networks, etc. Another example of the complex human-ecosystem balance in coastal areas like Buen Hombre concerns the mangrove ecosystem. During droughts, the absence of terrestrial runoff to the mangroves results in higher proportions of salt to fresh water in mangrove swamps. slowing mangrove growth, and causing extremely low mangrove water levels that restrict mangrove use as fish breeding and spawning grounds. Alternately, excessive fresh water runoff into new-growth 1 31 mangrove swamps takes away the competitive advantage of slower growing salt- tolerant, mangrove species over faster-growing non-salt tolerant tree seedling species. However, once established. mangrove trees grow faster in greater fresh water concentrations. And without periodic additions of organic matter and nutrient-carrying clay sediments, nutrient-poor coastal sands slow mangrove growth. Yet an excess of clay sediments impedes mangrove root aeration and soil drainage and causes coral reef damage (Hutchings and Saenger, 1987). Thus, mangroves serve as a checkpoint between marine and terrestrial ecosystems, regulating coastal physical and biological interactions, providing biological habitat for birds and insects, fish and shellfish, and adding stability to human subsistence activity by supporting marine and terrestrial fauna, and by providing lumber. Changes occurring in either the human activity systems, the marine or terrestrial ecosystems can affect the mangrove interface and ultimately the whole system. VI. The natural resource situation in Buen Hombre During the last fifty years. two major changes in Buen Hombre have jeopardized village subsistence activity - one affecting the terrestrial ecosystem and one, the marine ecosystem. Village reports, verified by regional rainfall records, indicate that since the 1940's, agricultural production has changed both in terms of the species planted and in decreasing overall production. Elder villagers tell of "sufficient” rain prior to the 1940's. Many crops were grown, including bananas and upland (dryland) rice. Both these crops require an annual minimum of approximately 1,000 mm of evenly distributed precipitation for moderate yields (Da Mata, 1980; Stansel, 1 32 1980; Soto. 1985). These crop rainfall requirements coincide with available climatic records for the region. which report average annual rainfall amounts of 1,200 mm for an unspecified 7-year period, sometime between 1900 and 1926. as well as separate estimates of average annual amounts of 1,000 to 1,500 mm prior to 1941 (Portman et al., 1991). But since the 1940’s, precipitation has decreased to an average of 600 to 700 mm per year (Portman et al, 1991), making cultivation of bananas and rice. as well as many other crops, impossible under rainfed conditions. During the period of this study, the region underwent a four-year drought. Whether or not the higher annual rainfall of the early 1900's will return, is debatable. According to Huke (1976), the period between 1890 and 1945 was the most benign period for world climate in the last thousand years. It encouraged humans to extend cultivation into areas that were previously beyond the outer limits of production. Cuban immigrants settled the village of Buen Hombre at the beginning of the benign period in 1897. By 1950, when precipitation levels in Buen Hombre had gone from marginal to unacceptable for rice and bananas, villagers began cultivating species requiring less water, such as tobacco, pigeon peas and cotton. Many villagers expect an increase in precipitation at some point, but the past, not the present, may be the meteorological aberration. Thanks in part to possibly erroneous expectations of future climate trends, village response to recent droughts has been decreased reliance on terrestrial ecosystems and increased reliance on marine ecosystems. There is no evidence of a conscious shift among villagers to dryland agriculture as a viable, permanent mode of production, with the exception of the selection of some drought-tolerant species. 1 33 Under such circumstances, maintenance of healthy reefs as productive fisheries has become vital to village well-being. Unfortunately, a shift to increased fishing is problematic from several perspectives. Fishermen from towns and cities east and west of Buen Hombre have been encroaching on local fishing grounds since before 1985, using large nets with illegally small netting to catch relatively profitable shrimp. Though Buen Hombre reef systems are healthier than reefs directly to the east and west, the chinchorro nets have damaged marine vegetation and decreased fish and shellfish populations by entrapping the youngest and smallest of many fish and shellfish species. By 1987, populations of certain species were severely diminished or had disappeared entirely. Although the degradation was reversed, at least temporarily, through an intervention effort in 1993, the productive capacity of these reef and mangrove ecosystems appears to be easily overstressed. The second major factor that may jeopardize village subsistence activity, specifically village fishing activity, is related to a 1990 government edict declaring the northwest coast between Puerto Plate and Monte Cristi a tourist zone (Dr. J. Serulle, personal communication). Local sources predict construction of a coastal access highway within approximately ten years (Ing. R. Serulle, personal communication). Beyond the possible negative short-term impacts of mangrove destruction and increased human activity resulting from this declaration, there is an additional long-term factor with potential to affect local coastal ecosystems adversely. Global warming has been predicted. and its effects include rising sea levels. differential ocean warming. stronger storms, and increased, harmful ultraviolet radiation in equatorial regions (Weber. 1993b). These changes are 134 expected to threaten existing tropical reef systems worldwide. CONCLUSIONS Significant findings of this initial analysis of the Dominican coastal district of Buen Hombre include the following: 0 Due to the combined factors of isolation, low rainfall, low population, lack of potable water, and conservation-conscious villagers, local reef and mangrove ecosystems are currently biologically diverse and productive, unlike degraded and deteriorating coastal ecosystems in the remainder of the island of Hispaniola. 0 Local terrestrial ecosystems include a diverse mix of trees and plants (adapted to local climate and soils) within diverse landscapes. 0 Diversity in subsistence production depends on vitality and diversity in a continuum of near-shore marine to near-shore terrestrial ecosystems. 0 Stability of village subsistence production depends on some measure of success in both fishing and farming activities. Neither activity alone is sufficient for survival under significant perturbations to either relevant productive ecosystem. O Districtwide, population has doubled over the two decade period beginning about 1960 and was accompanied by shifts in land under moderate and high intensity land use. 0 Village agricultural production of moderately fertile entisols and inceptisols has recently been constrained by recent droughts and has resulted in out-migration of non-fishing, farming-only families. 0 Illegal net fishing by ”outside” fishermen has caused visible harm to coastal reef flora and fauna populations in Buen Hombre. 135 O Socio-cultural, anthropological, economic, historical and political factors, as well as eloquently-stated opinions by village leaders, indicate the necessity of village involvement and/or leadership in any further research and development efforts. These findings indicate that in Buen Hombre key relationships between humans and their most economically productive ecosystems are threatened by increased population, increased human activity, the vagaries of local weather and most likely global climate change, as well. These findings also suggest two areas where a few key changes have the potential to make a significant positive impact on the productivity, stability, equitability and sustainability of human-ecosystem interactions: 0 With training provided by local agricultural scientists in simple techniques of experimental design, theory and statistics (as has been done successfully in Bolivia and Ecuador by Ruddell and Beingolea (1995)), villagers could evaluate and test low-input. sustainable dryland agronomic techniques for local use. 0 A mariculture project involving ”farming" of non-aggressive shellfish and algal food supplies in sea cages could provide subsistence and market production. Villagers have expertise in this technology (Stoffle, 1986), readily available markets, and an operating fishermen’s association for oversight and leadership, but lack loans/funding for initial costs. These improvements are recommended in response to specific local conditions: previous and potential climate change, increased human pressure on coastal ecosystems and difficulty of villagers in meeting basic survival requirements. Taken into account are issues of sovereignty, dependency, occupational multiplicity, diversity and stability of production, sustainability of ecosystems, equitability, 136 income generation and empowerment. In the final analysis. though, successful improvement of the situation in Buen Hombre will depend on the ability of villagers. scientists and policy makers to agree on both the nature of the problem and on what constitutes improvement, as well as their ability to evaluate and test the solutions they propose. The National Research Council (1993) has stated that worldwide, any unmanaged ecosystems will be lost through overuse. In cases like Buen Hombre, where human activity systems are extensively and intricately involved in complex, dynamic local ecosystems, the participatory-systems model has potential as an effective vehicle for improvement and change. LIST OF REFERENCES Altieri, Miguel A. 1992. Sustainable agricultural development in Latin America: exploring the possibilities. Agriculture, Ecosystems and Environment 39: 1-21. Anderson, James. 1976. Land use mapping and data compilation in the United States Geological Survey. In: W. Dando and G. Johnson (Editors), Innovations in Land Use Management. University of North Dakota Press. Grand Forks, North Dakota. Birnie, R.V., R.A. Robertson and G.C. Stove. 1982. Remote sensing for agricultural research and monitoring operations. Agriculture and Environment 7: 121-134. Burpee, C. Gaye and James N. Morgan. 1986. 1985 Household Survey of Grenada: Findings and Documentation of Procedures. Survey Research Center. Institute for Social Research, Ann Arbor, Michigan, 168 pp. Castillo, Rafael. 1991. Census data for 1935. 1950, 1960, 1970 and 1981 provided by Rafael Castillo through Tomas Montilla, DIRENA, Department of Natural Resources Inventory, Santo Domingo, Dominican Republic. Chambers, Robert, Arnold Pacey and Lori Ann Thrupp. 1989. Farmer First: Farmer Innovation and Agricultural Research. The Bootstrap Press, New York, New York, 218 pp. Checkland, Peter and Jim Scholes. 1990. Soft Systems Methodology in Action. Chichester: John Wiley and Sons, 329 pp. Comitas. Lambros. 1973. Occupational multiplicity in rural Jamaica. In: L. Comitas and D. Lowenthal (Editors). Work and Family Life: West Indian Perspectives. Anchor, New York, New York, pp. 170-174. ' Conway, Gordon. 1985. Agroecosystem analysis. Agricultural Administration 20: 31-55. Conway, Gordon R. 1986. Agroecosystem Analysis for Research and Development. Winrock International. Bangkok. Thailand, 110 pp. DaMota, PS. 1980. Meteorological aspects of rice production in Central and South America: current and future. In: World Meteorological Organization and International Rice Research Institute (Editors), Agrometeorology of the Rice 137 138 Crop. International Rice Research Institute, Los Banos, Philippines. pp. 9-18. ERIM (Environmental Research Institute of Michigan). 1993. Change 1994. ERIM, Ann Arbor, Michigan. Erlich, Paul R. and Anne H. Erlich. Eswaran, H., S.W. Virmani and LO. Spivey, Jr. 1993. Sustainable agriculture in developing countries: constraints, challenges and choices. In: John Ragland and Rattan Lal (Editors), Technologies for Sustainable Agriculture in the Tropics, ASA Special Publication Number 56. American Society of Agronomy, Inc., Madison, Wisconsin, USA, pp. 7-24. Geilfus, Frans. 1989. El Arbol: al Servicio del Agricultor. Vol. 2: Gul'a de Especies. ENDA-CARIBE, Santo Domingo, Dominican Republic, 777 pp. Halmo, David, Andrew Williams. C. Gaye Burpee and Brent Stoffle. 1991. Ethnohistory of Buen Hombre. In: Richard W. Stoffle and David B. Halmo (Editors). Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network). Saginaw, Michigan, pp. 74-92. Haverkort. Bertus. John van der Kamp and Ann Waters-Bayer. eds. 1991. Joining Farmers' Experiments: Experiences in Participatory Technology Development. Intermediate Technology Publications, London, 269 pp. Hutchings, Patricia and Peter Saenger. 1987. Ecology of Mangroves. University of Queensland Press, St. Lucia, Queensland, Australia, 301 pp. Jones. Samuel B. and Arlene E. Luchsinger. 1986. Plant Systematics, Second Edition. McGraw-Hill Publishing Company, New York, New York, 512 pp. Korten, David C. 1990. Getting to the 21st Century: Voluntary Action and the Global Agenda. Kumarian Press, Inc., West Hartford, Connecticut, 253 pp. Lal, Rattan and John Ragland. 1993. Agricultural sustainability in the tropics. In: John Ragland and Rattan Lal (Editors). Technologies for Sustainable Agriculture in the Tropics, ASA Special Publication Number 56. American Society of Agronomy, Inc., Madison, Wisconsin, USA, pp. 1-6. Lightfoot. Clive and Reg Noble. 1993. A participatory experiment in sustainable agriculture. J. Farming Systems Res-Ext. 4(1): 11-34. Liogier, Alain Henri. 1974. Diccionario Botanico de Nombres Vulgares de la Espafiola. lmpresora UNPHU. Santo Domingo, Dominican Republic. 813 pp. Luczkovich, Joseph. 1991. Marine ecology of the Buen Hombre coast. In: Richard W. Stoffle and David B. Halmo (Editors). Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network), Saginaw, Michigan. 269 139 DP- National Research Council (Committee on Sustainable Agriculture and the Environment in the Humid Tropics). 1993. Sustainable Agriculture and the Environment in the Humid Tropics. National Academy Press, Washington, D.C., 702 pp. Olsen, S.R. and L.E. Sommers. 1986. Phosphorus. In: Page, A.L, R.H. Mlller and D.R. Keeney (Editors). Methods of Soil Analysis, Part 2. Chemical and Microbiological Properties - Agronomy Monograph no. 9 (2nd Edition). American Society of Agronomy, Soil Science Society of America, Madison, Wisconsin, USA, 1159 pp. Pastor, Robert A. 1985. Migration and Development in the Caribbean. Westview Press, Boulder, Colorado. 455 pp. Portmen, Donald, David Wilson, and William Kuhn. 1991. Climate history of Buen Hombre. In: Richard W. Stoffle and David B. Halmo (Editors), Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network. Saginaw, Michigan, 269 pp. Postel, Sandra. 1994. Carrying capacity: the earth’s bottom line. In: L.R. Brown et al (Editors). State of the World 1994. W.W. Norton and Company: New York, NY, 265 pp. Rubenstein, Hymie. 1987. Coping with Poverty: Adaptive Strategies in a Caribbean Village. Westview Press. Boulder, Colorado. 389 pp. Ruddell, Edward D. and Julio Beingolea. 1995. Towards farmer scientists. lLElA Newsletter for Low External Input and Sustainable Agriculture 11(1): 16-17. Senanayake, R. 1984. The ecological, energetic and agronomic systems of ancient and modern Sri Lanka. ln: G.K. Douglass (Editor), Agricultural Sustainability in a Changing World Order. Westview Press. Boulder, Colorado, pp. 227-238. Soto, M. 1985. Bananos: Cultivo y Comercializacidn. Universidad de Costa Rica, San Jose, Costa Rica. Stansel, J.W. 1980. The impact of world weather change on rice production. In: World Meteorological Organization and International Rice Research Institute (Editors), Agrometeorology of the Rice Crop. International Rice Research Institute. Los Banos, Philippines, pp. 143-151. Stoffle, Brent W., D.B. Halmo, R.W. Stoffle and C.G. Burpee. 1994. Folk management and conservation ethics among small-scale fishers of Buen Hombre, Dominican Republic. In: C.L. Dyer and J.R. McGoodwin (Editors). Folk Management in the World's Fisheries: Lessons for Modern Fisheries 140 Management. University Press of Colorado, Niwot, Colorado, 347 pp. Stoffle, Richard W. 1986. Caribbean Fishermen Farmers: A Social Assessment of Smithsonian King Crab Mariculture. Survey Research Center, Institute for Social Research, Ann Arbor, Michigan, 152 pp. Stoffle, Richard W. and David B. I-Ialmo (Editors). 1991. Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network, Saginaw, Michigan, 269 pp. Stoffle, Richard W., David B. Halmo and Brent W. Stoffle. 1991. Inappropriate management of an appropriate technology: a restudy of Mithrax crab mariculture in the Dominican Republic. In: John J. Poggie and Richard B. Pollnac (Editors), Small-Scale Fishery Development: Sociocultural Perspectives. International Center for Marine Resource Development, University of Rhode Island, Kingston, Rhode Island, 158 pp. Stoffle, Richard W., David B. Halmo, Michael J. Evans and John E. Olmsted. 1990. Calculating the cultural significance of American Indian plants: Paiute and Shoshone ethnobotany at Yucca Mountain, Nevada. American Anthropologist 92: 416-432. Wagner, Thomas W., Jeffrey L. Michalek and Ray Laurin. 1991. Remote sensing applications in the coastal zone. In: Richard W. Stoffle and David B. Halmo (Editors), Satellite Monitoring of Coastal Marine Ecosystems: A Case from the Dominican Republic. CIESIN (Consortium for International Earth Science and Information Network, Saginaw, Michigan, 269 pp. Weber, Peter. 1993a. Missing mangroves. WorIdWatch 6(2): 30-32. Weber, Peter. 1993b. Reviving coral reefs. In: Lester R. Brown et aI, (Editors), State of the World 1993. W.W. Norton and Company, New York, New York, 268 pp. Weniger, Bernard and Lionel Robineau. 1988. Elements for a Caribbean Pharmacopia (TRAMIL 3 Workshop: Scientific Research and Popular Use of Medicinal Plants in the Caribbean). Ministerio de Salud Publica, Havana, Cuba, 319 pp. Wilson, Kathleen and George E.B. Morren. 1990. Systems Approaches for Improvement in Agriculture and Natural Resource Management. Macmillan Publishing Company, New York, New York, 360 pp. 141 Table 1 . Quality of drinking water in Buen Hombre district, sampled April 15, 1992 Chemical Las Canas Las Huberas Unacceptable Element or Buen Hombre lagoon lagoon levels for Compound well (mg L") (mg L") (mg L") drinking water (mg L") NO, (nitrate) 12.3 ND‘ ND > 10 Cl (chloride) 1 908 10 1 3 > 250 FI (flouride) 1.1 0.1 0.1 >4.0 Hardness 1945 132 95 > 250 as CaCO3 Fe (iron) ND ND ND >O.5 so3 (sulfate) 916 ND ND > 5002 Na (sodium) 1043 ND ND > 250 Ca (calcium) 194.5 40.6 28.3 ---3 Mg (magnesium) 277.0 7.5 5.7 «- Pb (lead) 0.024‘ 0.004 ND pH 7.0 7.1 7.2 1Not detectable. ’T he EPA (Environmental Protection Agency) is considering a sulfate limit of 400 to 500 mg L". 3Non-toxic element, water softening may be appropriate. ‘Unacceptable Pb level for municipal well. 142 Table 2. Land use classification system for Buen Hombre (based on CEUR- CARTEL system) (Source: St.-Pierre, personal communication) 1. HUMAN SETTLEMENTS 1.1 W 1.2 W: Villages, towns, etc. 2. AGRICULTURE 2.1 2.2 2.3.1 2.3.2 2.3.3 2.4 2.5 2.6 2.7 MW: Typical subsistence cultivation on small landholdings, generally intercropped; minimum of 50% land area in production. No irrigation equipment identified. MW: Crops in constant production. Irrigation equipment identified. W: Small cultivated parcels surrounded by forest. At least 75% of area is forested. WW: Intensified use of soils, the fallow cycle has been shortened and does not allow re-establishment of forest. At least 75% of area is covered with bushy vegetation. WW: Cultivation cycles are shortened, fallow is reduced to less than 5 years, and bushy vegetation cannot re-establish. At least 75% of total area is covered with pasture/grazing lands. W: Coffee, cocoa, coconut are found in forested patches, often interspersed with human settlements. Also found are lengthwise gullies of running water. WWW: Export crops. managed with industrialized technology. Em: All types of terrain are in production, landholdings greater than 8 hectares. ngg: Predominantly monoculture, different field sizes and forms of production. 143 Table 2. (Cont'd.) 2.8 W: These fields are used only for sugar cane production: large- scale production. PASTURELANDS 3.1 MW: Areas that have been cleaned, developed, maintained for grazing, normally fenced. 3.2 MW: Areas that have not been cleaned for cultivation or grazing and show no evidence of being maintained. Usually unfenced and found within areas that contain patches of bushland and/or forests. Used extensively by cattle ranchers in the mountains, with an initial fallow period. Less than 25% covered by bushy vegetation. 3.3 W: Generally natural, permanent pasture with approximately 25% scattered trees (e.g., palm trees). FORESTS 4.1 mm: Canopy cover of 50% or more, does not include cultivated perennials. Includes coniferous, mixed and dry forests. 4.2 magmas: Coastal woodlands. 4.3 W: Land with a wide variety of bushes and small trees. Normally this type of tree has little or no commercial value. Generally used for household consumption, such as for firewood. Usually natural vegetation in the process of recuperation. Canopy cover greater than 50%. WATER 5.1 W: Includes rivers, lakes, lagoons, dams. Natural or man-made. WETLANDS, LAND SUBJECT TO FLOODING: (Swampland, marshes) Can be connected to the sea. Frequently associated with lowlands. Aquatic, water-tolerant vegetation as a result of flat, lowlands. BARREN LANDS: (Includes saline soils, highly eroded areas, etc.) Areas barren of vegetation, not including land devastated by mines. OUARRIES, MINES: Includes rock/mineral deposits, areas where vegetative cover and soils removed to expose rocks, limestone, bauxite. 144 Table 3. Land use distribution, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) 1958 1966 1984 TYPE OF LAND USE km2 % krn2 % km’ % Non-irrig. agriculture' 13.2 32.4 11.9 29.0 9.3 22.6 Temp. agric./scrubland 0.1 0.3 Temp. agric./pasture 0.8 1.9 1.2 2.9 3.7 9.0 Perennial tree crops 0.3 0.6 Natural pastureland 1.2 3.0 Pastureland with trees 0.9 2.2 0.1 0.2 Forest 25.6 62.6 24.7 60.4 25.3 61.8 Mangroves 0.9 2.3 0.9 2.3 0.9 2.2 Bushy vegetation 0.2 0.6 1.0 2.5 Wetlands 0.2 0.4 0.2 0.4 0.2 0.5 'See Table 2 for complete descriptions of land use categories. Table 4. Type of land use by general category, Buen Hombre District (Source: St.- Pierre, unpublished data) 115311651935 Type of land use (km’) (km’) (km’) Farmland, non-irrigated 13 12 9 Forest 26 25 25 Pastureland, grazing lands 1 1 Grassland with trees 0 1 0 Mangroves 1 1 1 145 Table 5. Population for Buen Hombre District“, 1935-1981 (Source: Castillo, National Census, Dominican Republic, 1936,1951 , 1961 , 1971 , 1982) Population 1935 1950 1960 1970 1981 Males 141 1 55 390 No data 739 Females 125 123 320 No data 587 TOTAL 266 278 710 1,053 1,326 “Buen Hombre Census District includes Buen Hombre, Los Conucos, Las Canas and Las Brigidas (Figure 3). 146 Table 6. Degree of intensity of land use, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) 1.9.53 4 193.6 1.933 Degree (hectares) (hectares) (hectares) Low 2,713.76 2,677.29 2,642.68 Moderate 78.37 213.24 517.60 High 1,299.47 1,201.06 931.33 Table 7. Degree of erosion risk potential, Buen Hombre District: 1958, 1966, 1984 (Source: St.-Pierre, unpublished data) 1_S_53 1.9.6.6 1.9.83 DEGREE (hectares) (hectares) (hectares) Low 3,282.39 3,360.75 3,360.76 Moderate 147.63 140.34 83.84 High 153.09 169.50 76.55 Very High 508.49 421 .02 570.46 147 Table 8. Plant species" * identified by villagers, Buen Hombre Family' ‘ " Botanical Name Common Name Acanthaceae Justicia sessilis Jacq.“9 Carpintera Rue/lie tuberosa L.‘ Guaucf Amaranthaceae Philoxerus vermicularis Verdolaga (L.) R. Br.° del Mar Amaryllidaceae Frucraea hexapetala Cabuya (Jacq.) Urb.° Apocynaceae Echites umbellata Jacq." Curamaguey Asclepiadaceae Mate/ea maritime (Jacq.) Guanabanita Woodson°° Asteraceae Artemisia domingensis Urb.“9 Altamisa Mikania papillosa Klatt" Bejuco Blanco Parthenium hysterophorus L. " 3" Hierba Amarga Boraginaceae Heliotropium angiaspermum Alacrancillo Murray"6 Brassicaceae Lepidium virginicum L." Matuerso Chenopodiaceae Chenopodium ambroisioides Caledonia L.'458 Euphoribiaceae Jatropha gossypifolia L."° Tuatua Chamaesyce hirta L.‘ Malcasa Lamiaceae Leucas martinicensis (Jacq.) Molenillo R. Br.°2 Leguminosae- Senna angustisiliqua (Lam.) Carga Agua Caesalpinioideae Woodson & Barneby'” Cassia occidentalis L." Bruca Liliaceae Aloe vera (L.) Burm. f.” Sébila Table 8. (Cont'd.) 148 Malpighiaceae Malvaceae Nyctaginaceae Orchidaceae Papaveraceae Plumbaginaceae Poaceae Rubiaceae Scrophulariaceae Solanaceae Verbenaceae Stigmaph yllon periplocifolium (Desf.) Juss.6 Abutilon abutiloides (Jacq.) Garcke'1 Gaya occidentalis IL.) HBK.’ Boerhaa via scandens L. " Vanilla barbella ta Rchb. F.‘ Argemone mexicana L.’1 Plumbago scandens L. " Cenchrus spp.’ Digitara decumbens Stent’ Eragrostis spp.’2 Panicum maximum Jacq.3 Spermacoce assurgens Ruiz & Pavon ‘ Capraria biflora L.°‘5 Scoparia dulcis L.‘ Datura inoxia Miller'1 Lycium americanum Jacq." Salanum americanum Miller'3 Salanum polyacanthum Lam.‘ Lanata sp."‘° Lanata camara L.° Stach ytarphe ta jamaicensis L.‘ Bejuco de Cascarita Escoba Blanca Escoba Dulce Bejuco de Lombriz Cardo Santo Pega Pollo Cadillo Pangola Grama Hierba de Guinea Juana La Blanca Feregosa Cancharagua Cornicopio Gri Gri Hierba Mora Doncella Oreganillo Dona Sanica Verbena *Plant species collected in Buen Hombre, and subsequently identified by Dr. Thomas Zanoni, National Botannical Gardens, Santo Domingo "Botanical references: Geilfus, 1989: Liogier, 1974: Weniger and Robineau, 1988. 149 Table 8. (Cont’d.) * * " The Code of Botanical Nomenclature was adhered to for family names (those with -aceae suffixes) of plants in this table, except in the case of the Fabaceae family. For this family, the traditional name of Leguminosae was used to emphasize the nitrogen-fixing capabilities of certain species. Numeric superscripts indicate ecozones where specimens were encountered (species may occur in other ecozones): 'Cleared agricultural field ’Edge of agricultural field 3Fallow field ‘Sandy coastal, or beach, zone I5Coastal salt flats aFoothills, scrub vegetation 7Roadside “Household yard/garden “Mountain 150 Table 9. Tree species“ identified by villagers, Buen Hombre Family Botanical Name Common Name Anacardiaceae Anacardium occidentale L.9 Cajuil Annonaceae Annona muricata L.” Guanabana Annona squamosa L. Andn Boraginaceae Cordia curassavica Juan Prieto (Jacq.) R. & S. Cordia laevigata Lam. = Muileco Cordia nitida Va hl° Burseraceae Bursera simaruba = Bursera El Almacigo gummifera = Elaphrium simaruba9 Cactaceae Cereus jamacaru DC.267 Cayuco Harrisia divarica ta (Lam.)° Yaso Nopalea cochenillifera Tuna de (L.) Salm-Dick” Espai’la Capparaceae Capparis flexuosa L.‘ Mostazo Combretaceae Conocarpus erectus Mangle Prieto (Vahl) R. & S.‘5 Laguncularia racemosa (L.) Mangle Gaerth. f.‘ Blanco Euphorbiaceae Jatropha Curcas L. Pinon de Leche Ja tropha multifida L.“ Pinon Extranjero Leguminosae Leguminosae- Caesalpinoideae Leguminosae- Mimosoideae Diph ysa r'obinoides5 Parkinsonia aculeata L3” Peltophorum berteroanum Urb.2 Tamarindus indica L.“ Acacia farnesiana IL.) Willd."’ Prosopsis juliflara (Sw.) DC Samanea saman (Willd.) Merrill" Palo Amarillo Cambron Guatapanal Tamarindo Aroma Bayahonda Saman Table 9. (Cont'd.) 151 Leguminosae- Papilionoideae Liliaceae Malpighiaceae Malvaceae Meliaceae Moringaceae Myrtaceae Oxalidaceae Palmaceae Phytolaccaceae Polygonaceae Punicaceae Rhamnaceae Rhizophoraceae Adenanthera pa vonia L.9 Rh ynchosia pyramidalis (Lam.) Urb.’ Sesbania grandiflora (L.) Pars.8 Yucca aloifolia L.” Bunchosia glandulosa (Cam) L. C. Rich” Malpighia domingensis Small° Abutilon american L.“ Trichilia pallida Sw. Azadirach ta indica = Malia azadirach ta8 Moringa oleifera Lam.8 Cryptorrhiza haitiensis Urb.‘ Eucalyptus deg/up ta" Eugenia foe tida Pers.’ Eugenia glabrata (Sw.) DC.9 Oxalis barrelieri L. Cocco thrinax argentea (Lodd.l Sarg.’ Petiveria alliacea L. Coccoloba diversifolia Jacq.“ Coccoloba uvifera (L.) L.‘ Punica grana tum L.’ Krugiodendron ferreum (Vahl) Urb.” Ziziphus reticulata (VahII‘ Cassipourea obtuse Urb.’ Coralillo Pega Palo Gallito Jenco Cabra Cereza Cimarrona Yerba Blanca Palo Amargo Nim Libertad Canelillo Bagras Escobdn Arraijan Vinagrillo Guano Anamu Uvero Uva de la Playa Granada Ciguamo Sopaipo Parrilla Table 9. (Cont’d.) 152 Rosaceae Rubiaceae Rutaceae Sapindaceae Solanaceae Staphyleaceae Ulmaceae Zygophyllaceae Cra taegus mexicana‘ Antirhea lucida (Sw.) Benth. 8: Hook.‘ Chiococca alba (L.) Hitchc.’ Exostema caribaeum (Jacq.) R. 81 S.9 Ste vensia buxifolia Poit.‘ Amyris elemifera L.’ Melicoccus bijugatis Jacq.‘ Solanum umbella tum Mill.‘ T urpinia panicula ta Vent.” Ph yllostylon brasiliensis Ca pa nema” Guaiacum officinale L.“ Manzanilla Aguacatillo Timaque Ouina Cuabilla Guaconejo Limoncillo Friega Platos Violeta Baitoa Guayacan *Botanical references used: Geilfus, 1989: Liogier, 1974; Weniger and Robineau, 1988. Numeric superscripts indicate ecozones where specimens were encountered (species may occur in other ecozones): ‘Cleared agricultural field 2Edge of agricultural field 3Fallow field ‘Sandy coastal, or beach,zone sCoastal salt flats °Foothills, scrub vegetation 7Roadside °Household yard/garden 9Mountain 153 35:35 3.58 E2. ESE—.2. «noon 3035.6: co 2..on :26 he 3.» >93» 5.? 23:9: 525560 to gas. . P 2:2... ow 04 o nHHHHUlIIII _tx Dom coonntoo ... ... ..hmozcom \DC o .1 or M ‘3’ \¢.\Q ‘ 0 3 «fl? 1. .00 W at . le‘l‘omssfiflu a . .35 2.3: 23: 2:3... 4! 6.5on :25 0.0530 U 9.03:...) 22¢ otoam .... Ea: 93959.. earn! 0.333. .I.. >:o\c;o_ . 9:256: a x O 3 L 9 I oznaom :mo_c_Eon_ ozuam; 154 .caufog. M... 33sz 30583. Enos—.235 c.2525 .... >3 .525... 22.... 9.3.. 0.65-26 noses... 3.32.» 6.32.2. :uu.c.Eoo .o «mace 3255.0: .6 ounE. 8....33 «amt—.3 mmmw .N 05...... v.5... 1...... ...v v . av. éfi. ...... .. Iv- 155 30.5052. 00.... 50:00 :0 0000.. 00.5050... 2:300 .00. .050 0:0 0.65:2: .000500 .0003 000.. 0:.3000 .5505 50:00 03.50: :25 .0 00.... .m 050.“. 000.95 00.. I 00000 00.. l 0.00.0... 003m I 0003000 00. I FUEHmE .00 mo No .0 00.:om .203 :00... 0.0... 30000.— 0000 Concaom .0305 005.000! 0.00". .050 QZmOuA % 0» 00000 2.00:4. 0.000 0.00.2 .920 020303. 00200000 wmmZOI zwsm 156 EROSION RISK POTENTIAL { HI , . TR??? ’ figs-Ila}, . J-‘( .1 [RI iii! U“, :9 , : .I 3 : : LOW E MODERATE ; MODERATE VERY HIGH Figure 4. Graphic representation of combined factors of slope, land use and vegetative cover, used to determine erosion risk potential maul-cow---- --I...I-mun. -----_--—- 157 LAND USE: 1958 Buen Hombre . 1.1 I...“ «one. . 1.8.3 W”. D e.l loner I 0.1 Bowen u Sew . 3 Islet LAND USE: 1966 Buen Hombre 3.1 lean“. 0.0:. 3.3.1 ”(0001...” I 3.3.) Mum 3.) '00..." e In“ a 0.1 has I 0.2 800.10.. a.) m .9000: LAND USE: 1984 Buen Hombre Figure 5. Buen Hombre land use: 1958, 1966 and 1984. (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierre) 158 LAND USE INTENSITY: 1958 Buen Hombre D I. I.. I 1. more“ I 1. It... LAND USE INTENSITY: 1966 Buen Hombre LAND USE INTENSITY: 1984 Buen Hombre Figure 6. Buen Hombre land use intensity: 1958, 1966 and 1984. (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierre) 159 EROSION RISK: 1958 Buen Hombre 0‘. .‘ . . r J. isn‘t-q"? J' EROSION RISK: 1966 Buen Hombre EROSION RISK: 1984 Buen Hombre Figure 7. Buen Hombre erosion risk potential: 1958, 1966 and 1984. (See Figure 3 for factors used in category designations.) (Modified and redrawn from unpublished CEUR-CARTEL data provided by St.-Pierre) ‘ 160 0.0.00... :000 .0 000:... .000. 35:00.50 0000.500 .0 «000:0; .m 05...“. 000.08 00 000.0 " 9020000000. .0>..0> 0003.2. " .000 00.0.0805 03.0.. 00.00203 . .20. 00.0000 2.0.0.0. 0000830000.... 50.000 . 00.0.00 00 0.... 0 . 0 0.08 n .0000... . 0. 0:: 0.000 0000.0. 000 000.0 m 0.00.00 .0. 00000.00 000 .0090 .0>8 .0000 " 000.000 A8000. .0200: .0>8.00.0.00.-._.m=05 00.22-030.05 " .0008. 00.0 0000 302 .0. 00000.00 00m 0.0.00.0 .0..:00 . . - . . - _ . . u . — . . . - . . . . . . . q . c - c . . . . . . . . - 00.020 " n n " mZO—FDI—Om 0.9.00.0. 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" €51.20. \‘ . :53 m: 20>. ..000m 0.0.00: 000». .00001. 000203000: ..00000.... 0.0.0.0080 3.300000... 0.0000307. .. 0 K S... 7 00.< 0000m. 000.0. -----.-------- 0.0... ..0m 0030000.0> 0000000 0030302 0030.00.03: 300.030.0030 0000000000. 0030.000 00000.0.0< 0030.00.00.00< 08833.5 000000.000... 000.. 00.00000 .000000 .000.» ...000 ”00.00 0000030000 .21.... 0.38 0.000 0......000 0000000 00000:... 0030.000 000.. .000000 .000.» 30:0 0 6T0... 028 .E000 00 . _... 0.0.0 00.005 30:0 ... m 000005.00 " 0030.....2 _ 0030300,. . 080.82....0 " 000030.000. . 08283.: " 000030.003 . 00300000> 300.050.0030 " 00300.5 00003.50“... ” 0030.040 0030.005... H 00000.03. 000000.083. “ 00008000035. 00000.0.0< . 003000.05. 000000000< ” 00000000300 00000.0.0000< " 0000000 000000.000... " 0.002... 000.323.. " 000000 .000.» .03.. " 000.0,. .00 .0000.000 .0800... ” 20.05009 . . u a H . G 00...?” . .0000: u . " 300.000 $00.0 . 80.000 . 0.00.3000 " .500. 00000 " A—Om . . 0.0.0003. . .. w . . . ..0 .00". . 4 0.0.0003. .I- 0.. 3:060. SUMMARY AND CONCLUSIONS This research addresses the use of vegetative cover in harsh tropical environments. similar to those found in the semi-arid farming-fishing village of Buen Hombre in the Dominican Republic. Three major constraints to the introduction and use of vegetative cover in tropical subsistence agriculture are -- technical agronomic constraints. socio-economic constraints and ecological constraints. A key technical constraint for aerial broadcast seeds is species selection for limiting conditions of high temperature and insufficient water at the soil surface. Therefore, the first goal of this research was to develop a rapid screening technique in the laboratory to identify species that would be suitable for such environments. The second goal was to conduct field tests of species showing promise in growth chambers and evaluate the effectiveness of the rapid screening procedure as a selection tool. Laboratory germination experiments, which were conducted over a wide range of temperatures and water potentials. characterized boundary conditions of germination for eight tropical species and were reasonably good at predicting germination response in the field. Subsequent field tests identified six species with potential for the Dominican Republic field site -- jack bean, Iablab bean. sorghum, sunnhemp, tepary bean and tropical velvet been. The laboratory technique worked well, and with some modifications, the rapid screening technique could be adapted for use as an on-Iocation screening procedure 162 163 at small research institutes in the tropics. (Large, costly growth chambers would be replaced by small, inexpensive, simply designed ones for germination studies.) In another modification, the negative effects of biotic interactions in field studies could be avoided or decreased by overplanting, insecticide applications or by conducting large-scale field studies lrelegating biotic interference to edges). Assuming that the technical constraints above are surmountable, the next level of constraints to the use of vegetative cover in subsistence agriculture include sociological, cultural and economic factors. Initial survey research indicated that in this village, mean annual income of responding farmers was $381 or less, subsistence conditions for families in terms of food. health and nutrition were severely limiting and villagers were very open to the possibility of change. Current constraints to the use of vegetative cover include lack of knowledge and expertise on use and management within the village, lack of previous experimentation by village farmers, lack of access to seeds and possible labor constraints during certain months of the year. There appear to be no cultural norms against the use of beans of different colors in the diet. though incorporation of leafy greens might be problematic, as they are considered a condiment, rather than a crucial part of the diet. Food-producing vegetative cover planted in the off-season has great potential to alleviate food shortages and malnutrition. it also has potential to diversify and increase subsistence production, increase villagers' self-sufficiency and reduce emigration. Villagers appear eager to adopt this technology. If given some assistance, in my opinion, villagers are capable of conducting both simple selection studies and larger field-scale experiments. evaluating results and fine-tuning this 1 64 technology for their environment. Ultimately, the effects of increased use of vegetative cover in this village would be better land management, modest increases in productivity and greatly increased ecological stability. From an ecological perspective, constraints to the use of this technology are related to the interdependence and delicate balance that exists between land-based and marine-based ecosystems. Pressure applied to one ecosystem (e.g., through drought or unsustainable fishing by outsiders) results in excessive strain to the productive capacity of the other. This causes negative consequences within the ecosystems and for villagers who cannot survive on one ecosystem alone. The fragile balance between subsistence agriculture, an undependable water supply and subsistence fishing can be strengthened and stabilized by drought-tolerant vegetative cover, which would prevent excessive, damaging erosion to mangrove and reef ecosystems and would relieve some fishing pressure on reefs by providing an additional food source for villagers. Because change, possibly dramatic change, is imminent in this region, villagers must improve their ability to manage local ecosystems. Strategic directions for the future include combined research and development in the village, possibly using the participatory-systems model to define problems, design research, propose solutions and evaluate resulting projects. A combined project involving the two key ecosystems and their related human activity systems is recommended: a fish mariculture project (to relieve marine ecosystem pressure, provide dry season sustenance and increase cash income) with vegetative cover and mixed-system dryland agriculture project (to provide stable, increased yields over a longer time period). 165 This recommendation would meet the implicit objectives of the author to strengthen subsistence production and stabilize the local environment. It would also be consistent with the high priority placed by villagers on income generation. Future research needs to address rates of change, ecosystem management by villagers, indicators villagers could use to monitor ecosystem change, issues of adoption of sustainable technology and use by villagers, as well as agronomic issues (surface and below-surface germination, monocropping versus intercropping with species of introduced and indigenous vegetative cover, planting times and labor requirements). Critical to the success of future intervention in this village is development combined with research and strong village involvement. APPENDIX I: BUEN HOMBRE SURVEY QUESTIONNAIRE 166 ENTREVISTAS EN BUEN HOMBRE BUEN HOMBRE INTERVIEWS BUENOS DIAS/BUENAS TARDES: 'ME GUSTARIA BACERLE ALGUNAS PREGUNTAB SOBRE AGRICULTURA, LAS PLANTAB, LOS ANIMALES Y SU VIDA AQUI EN BUEN HOMBRE. aTIENE USTED TIEMPO DE HABLAR CONMIGO Y RESPONDER ALGUNAS PREGUNTAS? NO NECESITA DARME SU APELLIDO, ASI SUS RESPUESTAS SERAN CONFIDENCIALES. LAS RESPUESTAS SERAN COMBINADAS CON LAS RESPUESTAB DE OTRAB PAMILIAB, LO QUE RACE DIPICIL IDENTIFICAR EL ORIGEN. (GOOD MORNING/GOOD AFTERNOON: I WOULD LIKE TO ASK YOU SOME QUESTIONS ABOUT AGRICULTURE, PLANTS, ANIMALS AND YOUR LIFE HERE IN BUEN HOMBRE. DO YOU HAVE A LITTLE TIME TO TALK TO ME AND I ANSWER SOME QUESTIONS? I WILL NOT ASK FOR YOUR LAST NAME, SO YOUR REPLIES WILL BE KEPT CONFIDENTIAL. YOUR ANSWERS WILL BE COMBINED WITH ALL THE OTHER FAMILIES AND WILL NOT IDENTIFIED.) IDENTIFICACION DE LA ENTREVIBTA (INTERVIEW IDENTIFICATION) Nunoro do In ontrovista (Interview i) Hombre del ontrevistador (I’vwr’s name) Pocba do 1: ontrovista (Date of i'vw) 167 C1. aCual as an nombra? (What is your name?) C2. aCuantos afios tiana Ud.? (Age?) C3. Baxo (Sex) aQuian mas viva aqui? Bolamanta tiana qua dacirma sus nombras tianan, sus adadas, su saxo y qua ralacion con ustad. (Who else lives here? Just tell me their first names, ages, sex and how they are related to you.) (LLENE LAB RESPUESTAS EN LA CAJA ABAJO.) C3. aNombra? (First name) C4. aCuantos anos tiana (an qua aio nacio)? (Age) C5. Baxo (Sex) cs. aQua ralacion tiene el/ella con Ustad? (How is he/she related to you?) C7. aAlguian mas? (Anyone else?) 80 SI (RBPITA C3 - C7) C8. anay otras persona: tamporalmanta ausanta, pare qua ragrasaran a vivir aqui pronto, parsonas qua no tianan case an otro lugar? (Are there others who are away for awhile, but will return to live here soon, people who do not have a main home anywhere else?) NO SI CONTINUE A 58: al/alla un miambro da la familia, tambian? C9 (Then he/she is really a part of your family, too.) (REPITA C3 - C7 Y ENTRE EN LA CAJA ABAJO.) Nombra Afio Nacio Ralacion con Primaro o Edad Baxo Informanta ahgricultor? azsposa? 168 BUEN HOMBRE INTERVIEW ANONYMOUS COVER SHEET (To replace original cover sheet after interviewing) Interview Number Name of Interviewer Date of Interview Anyone listed, but temporarily away? 1. No 2. Yes Relisting of this family only, with farmer first and relation to farmer. (Put youngest children laSt.) Relation Check in row if: Line Informant Farmer Spouse Number Age Sex to farmer 1 Farmer 2 10 ll 12 169 ENTREVISTA oz acnrcanroa (FARMER’S INTERVIEW) 9.1. 533 ad. un miambro da la asociacion da agricultOIOS? (Are you a member of the agricultural association?) 1. NO 5. SI a o cultiva una parcala de tiarra? 9.2. adiana Ud. suLpropia finc e a parcel of land?) (Do you have your own farm or do you cultivat 1. NO 5. SI VAYA Ni PIN 9.2a. aCuantas parcalas tiana Ud.? have?) (How many plots do you I”. 1. UNO 2. DOS 3. TEES (. CUATRO S. CINCO O MAS l_______, L_____—— 9.3. 5Como obtuvo la tiarra farmland?) qua cultiva? (How did you obtain your cual as al tamano total da sus parcalas? (In 9.4. aEn taraas, r all your plots together?) tareas, what is the total size 0 9.5. aSon suyas todas las parcalas qua cultivo asta ano? (Do you own all the plots you farmed this year?) ' 1. NO 5. SI 9.5.? (81 38 TERRATENIENTB) aAlquila algunas parcalas a otras parsonas? (IF A LANDOWNER: Do you rent any of your other land to other people?) 1. NO 5. SI b 9.5b. aCuantas taraas alquila Ud.? 9.5:. aPaga al alquilar an pasos, parta da su cosacha, animalas o algo mas? varn a 9.6 varn a 9.7 170 9.6. (BI CULTIVA PARCELAB QUE PBRTENBCEN A OTRA PERSONA) D: 0d. algo al duano an intarcamhio por cultivar 1a tiarra? (IF RESPONDENT CULTIVATES LAND BELONGING TO SOMEONE ELSE: Do you give anything to the landowner in exchange for farming the land?) 1. NO 5. SI 9.6*L Paga an pasos, da parta da la cosacha, animalas o algo mas? (Do you pay cash, give part of your harvest, animals or something else?) I! 1. neon] [2. coascm I; mmzs B.ALGO m \ , 9.7. Son sus tiarras, 0 Ian tiarras qua 0d. cultiva, planes 0 cuaatas o anhos? (Is your land flat, sloped or both?) 1. PLANAB 2. CUESTAS 3. AMBOB 9.7a. Aqui‘hay cuatro éfiadroa da cuaatas con difaranta cantidadaa da inclinacion. aPuada moatrarna cual sa paraca mas a la mayoria da las cuastas an su tiarra? (Here are 4 pictures of slopes with different amounts of steepness. Can you tell me which is like most of the slopes on your land.) 5. MRS QUE 25* a. mo (upliqua) : \V' Ahora voy a hacarla algunas praguntaa acarca da los cultivoa qua ustad sianbra. 9.8. LCuando hay lluvia, cualaa cultivos sianbra Dd. usualnanta? (When there is rain, which crops do you plant?) ! dal Nombra dal I dal no-hra dal 171 9.8a. ahlguna mas? (are there more?) 9.0b. acuando no hay nucha lluvia, cualas cultivos aiambra 04.? (When there’s not much rain, what crops do you plant?) 9.9. aCualaa oultivoa paracan craoar major aqui an Buan Hombra ouando hay lluvia? (Which crops seem to grow better here in Buen Hombre when there is rain?) 9.9a. (81 EA! CULTIVOB SSCRITO an 9.9 ARRIBA) aPorqua pianaa qua astoa oultivoa oraoan major qua otroa an Buan Hombra? (Why do you think these crops grow better than other crops in Buen Hombre?) 9.9b. a! cuando no hay nuoha lluvia, cualas cultivoa paracan craoar najor an Buan Hombra? (And when there isn't much rain, which crops grow better in Buen Hombre?) Q.9c. (BI KAY CULTIVOB BBCRITO EN Q.9b ARRIBA) {Y porqua piansa qua astoa cultivoa oraoan major cuando no hay nucha lluvia an Buan nolbra? 9.10. Leia-pro sianhra 0d. aus oultivoa al nismo tialpo dal afio o oanbia al tialpo da Ila-bra? (Do you always plant your crops at the same time of year, or do you change the time of planting?) [1. :1. ratio umo s. ovum: umo a. mo '172 9.10a. aPorqua? 9.11. asiambra los nismos cultivos an las mismas parcalas cada ano, o cambia loo cultivos qua aiambra an cada parcala? (Do you plant the same crops in the same fields each year, or do you change the crops that you plant in each field?) [1: nos xrsxoa cunrxvoii][§:nxrsnsumns conrzvoa].[§. 01307] 9.11A. aPuoda dacirma porqua siambra aus cultivos asi? (Can you tell me why you plant your crops this way?) 9.12. asianbra Dd. solamonto un oultivo por parcala o oiambra mas do un cultivo por parcala? (Do you plant only one crop in a field or more than one crop in the same field?) 1. an cunrrvo][s. MAB our on cunrrvo_]|_7. omno ] 9.12a. LPorqua sianbra 9.12b. aporquo loo siambra juntos? un solo cultivo? 9.12c. 1Canbia algunas vaoas la conbinacion do cultivos? (Do you change the combination of crops somet' es? d. a orquo? 0.12 9.12o. aCualao cultivoo aianbra juntoa? (Which crops do you plant together?) 173‘ 9.13. asianbra todas sus parcolas cada ano o parnito la tiorra a quadar ariasa algunos anos? (Do you plant each field every year or do you let the land lie fallow some years?) [1. arm» can moJ [5. annzo memos mos] La. 01110 ] 9.13a. aCon qua froouoncia as la tiarra oriasa? (How often is the land fallow?) 9.13b. Leo-o dacida 0d. ouando cultivar y cuando no cultivar? (How do you decide when to cultivate and when not to cultivate?) \l/ 9.14. Leonaralnanto, an oualas moses dal ano haco astas taraas -- (Generally, in what months of the year do you do these tasks --) 9.14a. linpia los oampos? (clear the fields?) 9.14b. labra al sualo? (till the soil?) 9.14s. dashiarba? (weed?) 9.14d. oosacha? (harvest?) 9.15. 19uo notodos usa Ud. para linpiar los campos antas do sombrar los cultivos? (What ways do you use to clear land before planting crops?) 9.15a. arorqua usa astos notodos para limpiar? (Why do you clear the land this way?) 9.15b. zuorlalnanta quian linpia sus oanpos? (Usually, who clears your plots?) 174» 9.1a. Leo-o cultiva al sualo antos do oambrar sanillas? (How do you cultivate the soil before planting seeds?) 9.16a. arorquo propara los sualos asi? (Why do you prepare the soil this way?) 9.1ob. Normal-onto, quian labra la tiorra antos do sambrar? (Usually, who tills the land before planting?) 9.16c. aHay alguian mas? (Is there anyone else?) 9.17. aCono siambra sus sanillas? (How do you plant your seeds?) 9.17a. aCuando sianbra sus sanillas, qua distanoia hay antro las sanillas? anay un disano rogular o no? anay surcos? (When you plant your seeds, what distance is there between seeds? Is there a regular pattern or not? Are there rows?) 9.17b. aHornalnonta, quian siambra las sonillas? (Usually, who plants the seeds?) 9.17o. clay alguion mas qua ayuda? (Is there anyone else who helps?) 9.18. aCono doshiorba sus cultivos -- a lano, con una asada o do qua otra nanara? (How do you weed your crops -- by hand, with a hoe or what?) . 9.18a. arorqua doshiarba an asta Ianara? (Why do you weed in this way?) 175 9.10b. 1Cuantas vooas duranta la ostacion do crociondo doshiarba Ud. sus cultivos? [1. nun vzz][g. 2 vzcss][§. 3 vscss] 4. 4 veers ] [}. MAB gas 5 vscss "7. NUNCAJ 9.10s. aUsualnanta, quian doshiarba los cultivos? zAlguion mas? 9.19. 1Cono cosocha sus cultivos? 9.19a. aUsualnonta, quian ayuda con la oosacha? 9.20. 19ua tipos do tratanionto haco a sus cultivos daspuos do Is cosacha? (How do you process your crops after harvest?) 9.20. 19uion haco ol tratanianto do los cultivos? 9.21. Leo-o al-acana sus cultivos? (How do you store your crops?) 9.21a. LPor ouanto tianpo duran? 9.21b. 19uo problolas tiana con almaconaja? (What problems do you have with storage?) 9.22. aVonda algo do on cosacha? 9.22a. alas o nanos, cuanto dinaro gana do la cosacha tipioananto an un ano? 10 176 9.22b. aDa algo do la cosacha a otras parsonas? 9.22s. aCuanto pionsa as al valor do la parta do la cosacha qua da a otras parsonas? 9.23. anay tipos difarantas do sualos da tiarra an ol campo qua labra Ud.? (Are there different types of soils in the fields you work? ) 9.23a. aruada dascribir los tipos difarantas? ggglo [1 gualo [2 Sualo t3 Suglo I4 9.23b. aCambia sus matodos do labrar o los cultivos qua siambra do acuardo al tipo do sualo? 9.23s. aComo? VI’ 9.24. aAfiada algo al sualo a majorarlo, como astiarcol, hojas, canizas, plantas muartas o abono? (Do you add anything to improve the soil, like manure, leaves, ashes, dead plants or fertilizer?) 9. 4a. LQua anada? L1. ssnsnconj 2. 30.1173] [1 cmzasj [4. 21mm nonsuj Ls. nos?) [3. om COBA](Bspacifiqua:) 9.24b. (81 USA A3080) aCuanto cuasta al abono y donda la compra? 9.24s. anaca algo mas para protagar o najorar al sualo an sus parcalas? 11 177 9.25. aUsa Ud. algunos pasticidas/quimicos para matar insactos of dashiarbas? 9.25a. aCualas quiniooa usa, y los usa contra los insactos o para dashiarbar o qua? 9.25b. Lcuanto ouastan? v 9.25. 19ua tipo do aquipo usa para labrar al sualo? 9.2sa. zoo donda viana astos aquipos -- do vacinoa, do familia o ya los tania o qua? 9.27. annsaya Ud. algunas vooas matodos nuavos do oultivo, como diforantas matodos do sambrar o dasharbar o nuavos oultivos? (Do you ever try out new methods of farming, like different ways of planting or weeding or new crops?) 9.27s. aPuada pansar do un ajamplo do un natodo nuavo qua uso? I, 9.20. aConoca algunos agricultoras quianas ansayan matodoa nuavos do hacar sus taraas an la finca, o qua pruaban matodos difarontas do labrar? (Do you know any farmers who try out new ways of doing their farm tasks, who test different methods of farming?) m— 9.20a. aQuian? 9.29. ariana animalas, como vacas, ovajas, ohivos o pollos? 9.29a. 9ua tipos, y ouantos do oada tipo? [ 12 ‘ 178 9.29b. 19ua coman, sus animalas, duranto al tiampo do lluvia? 9.29s. 19ua coman duranto los nosas ouando no hay lluvia? 9.29d. aaiambra Ud. algo qua los animalas puadan coaor? 9.29a. 1Cuando ooapra aliaantos para los animalas, cuanto ouaatan? ' 9.29f. aVanda los animalas o cosas qua los animalas producan, coao huavos o locha? 9.299. alas o manos, ouanto dinaro gana Ud. an un ano tipioo por sus animalas? 9.299. aDa algunos animalas, o cosas producido por los animalas, a otras parsonas? m— 9.29h. aCuanto piansa as al valor an pasos do astas cosas an un afio? 9.30. aQuian o quianas on la familia haco las dacisionas para la finca -- ouando haoar las taraas agrioolas, cuantas saaillas so siaabran, ouando sambrarlos, atc.? 9.31. anaooga Ud. plantas silvastraa, utilas, qua oraoan an otros lugaras? 1.xo 9.31a. aCon qua fraouanoia racoga plantas - cada dia, una vas por samana, una vas por aaa, duranto ostacionos aspaoialas o qua? 13 179 9.31b. aQua tan lojos do Buan Hombra va a racogarlas? 9.31s. anay algunos plantas silvastros qua Ud. oonsidara utilas para sambrar oarca do la oasa? 9.31d. aCualas, y porqua son importantas? 9.31a. 13a sambrado Ud. algunas coroa do su oasa? aCualas? \I/ 9.31f. aHay plantas silvastras qua son mas importantas duranta ciartos pariodos dal ano? 9.319. aCualas, y ouando? ' 9.31h. arorqua son importantas, astas plantas? \V 9.32. 181 podria Ud. pudiara saabrar un cultivo qua fuara parfacto para Buan Hombra, parfaoto para al olima, loo sualos y los problamas do Duan Hombro, qua caractaristicaa tandria asta planta? Por ajamplo, podria crooar con auy pooo agua, podria produoir.aliaantoa para parsonas, animalas o qua piansa? 9.33. LPodria dacirmo do donda o do quian obtiana sus saaillas? 9.33a. ariana qua pagar laa saaillas? 14 (9.34 Q33" 180 ' i 9.33b. aCuanto cuastan? W 9.34. aIntorcambia algunas samillas o racortos con otros agricultoras? m— 9.34s. aQua tipos do samillas o racortos? 9.35. aGuarda algunas samillas do un ano para otro? 9.35a. aCualas? Ahora, quisiara hablar un poco do la aducacion do las parsonas an la familia y dal ingraso familiar. 9.36. aHasta qua grado asistio a la ascuala? 9.36a. aCual qua ol ultimo grado do las otras parsonas an la familia con 16 o mayoras do 16 aios? Hombra Grado final do ascuala 9.37. axas o manos, cual fua su ingraso total on ol afio pasado? 9.37a. aCualas fuoron las mayoros fuantas do osta dinaro? 9.38. 181 cualquiara cosa fuara posibla, qua quisiara Ud. var para al futuro do su familia? 15 181 9.39. a! s1 cualquiora cosa fuara posiblo, qua quisiara var para al futuro do Buan Hombra? No hay mas praguntas por ahora. Huchas gracias para su tiampo y su colaboraoion rapondiando a las praguntas. 16 182 0.40. ariene Ud. o tuvo un jardin este ano? rm: 1 0.40a. Tiene un jardin en anos cuando hay lluvia? 1. NO 0.40b. aCuales plantas siembra Ud. en su jardin? 0.40c. aCuando hay bastante lluvia, siembra plantas diferentes que cuando no hay mucha lluvia? 0.40d. aCuales plantas siembra cuando hay lluvia, y cuales plantas siembra cuando no hay mucha lluvia? W l 0.41. aDurante que moses tiene un jardin? 0.42. aComo prepara el sualo en su jardin antes de sembrar? 0.43. aOuien trabaja en el jardin? aAlguien mas? 0.44. aAnade algo al suelo a mejorarlo, coma estiercol. hojas, canizas, plantas muertas o abono? (Do you add anything to improve the soil, like manure, leaves, ashes, dead plants or fertilizer?) 0.4ka. aoue anade? 1. ESTIERCOL 2. HOJAS 3. CENIZAS 4. PLANTAS HUERTAS 5. ABONO 8. OTRA COSA (Especifiqua:) 17 Jr 183 0.44b. (81 USA ABONO) gCuanto cuesta el abono y donda la compra? 0.44c. aHace e190 mas para proteger o mejorar e1 suelo en su jerdin? 0.45. aUsa Ud. algunos quimicos o pesticides para meter insectos o deshierbar? 1. NO 0.45a. aCualea quimicoa usa, y los usa contra los insactos 0 para deshierbar o que? 0.45b. LCuanto cuastan? 0.46. aoue tipo de tretamiento hace a sus plantas despues de la cosecha? (How do you process your craps after harvest?) 0.46s. acuien haco a1 tratamiento de las plantas? 0.47. aComo almecana sus cultivos? (How do you store your crops?) 0.47s. aPor cuanto tiempo duran? 0.47b. Laue problemas tiana con almacenaje? (What problems do you have with storage?) 0.48. avande algo do so cosacha? [:Jx-«o 0.4: . aflas o manos, cuanto dinero gana de la coaacha tipicamanta en un ano? W 18 184 0.48b. 5Da elgo de la coseche e otres parsonas? 0.4Ec. aCuento piensa es el valor de la parte de la coseche que de a otres parsonas? 0.49. 5Com que frequencie trabeja en su jardin? 0.50. aoue es el probleme mas grande que tiene creciendo plantas en su jerdin? 0.50e. aComo treta este probleme? 0.51. aCueles otros problemes tiene creciendo cosas en su jerdin?_ 0.51a. aComo treta estos problemes? 0.52. 451 Ud. pudiera sembrar una plente que era perfecte pare Buen Hombre, perfecto para el clima, los suelos y los problemes de Buen Hombre, que ceracteristices tendrie esta planta? Por ejemplo, podrie crecer con muy poco agua, podrie producir alimentos para parsonas, enimeles o que piensa? 0.53. aPodria decirme de donde 0 de quien obtiene sus semillas? 19 185 0.53a. aTiene que pager las semillas? 0.53b. aCuento cuastan? 0.54. alntercambie elgunes semilles o recortes con otres parsonas? 0.54e. aoue tipos de semilles o recortes? bf 0.55. aGuarde elgunas semillas de un ano para otro? mm- 0.55e. aCuales? 0.56. aHey elgo mas respecto a su jardin que quisiera decirme? 0.57. aCuendo hay bastante alimento, cuantas comidas prepare Ud. cede die? 0.58. a? normelmente, para estes comidas, que cosas prepare? 0.59. aY cuando no hay mucho alimento, cuantas comidas prepare pare cada dia? 0.60. acne cosas prepare para comer cuando no hay mucho alimento? 20 186 0.61. aPrepara elimentos diferentes para los muchechos? (SI SI) aoue prepare? 0.62. aAlgunes veces prepare plantas silvestres que colegio Ud. pare comer? (SI SI) aCuales? 0.63. aCon que frecuencie tienen enfermededes los muchechos en la femilie? 0.64. a? los adultos, con que frecuencia tienen enfermededes? 0.65. aoue tipo de enfermededes tienen los muchechos? 0.66. aQue tipo de enfermedades tienen los adultos? 0.67. aOuien o quienes en la familie hecen las decisiones para la familia -- cosas como donde gaster e1 dinero, como cuidar los nines enfermos, cuando arreglerla 1e case, cuando visietar al medico, etc.? 0.68. 181 cuelquiera cosa fuere posible, que quisiere Ud. ver para el futuro de su femilia? 0.69. a? si cuelquiera cosa fuere posible, que quisiere ver para el futuro de Buen Hombre? Huches gracies para su tiempo y su colaborecion repondiendo a les preguntas. 21 "‘Tlilli'lllllWilli“