1...!)
.51... H
:55» 09.4.
:3 a). 2:2:
‘33:.
'3.1....
A! . (3
0|. 5 51¢.
1!.
Izwftr: 4
3 all D. )2...
I}???
.ISLIT
.51 £31
1!...) 1. A .1.
ggléxéig
.11.." an.
raw»
t .1) . K It t—
.mwaw:
f
3.2.. 4,11% 7
7.39... .ulslr.50_xa
- t. 3.
ll
. 4. .. .
.23!
Latina“!
.onh!...:.tunga.ic«~
0.55.... !
. 'adrhutaup :
Influenza-p :
J .3530
1“
lit).
$9
1.. b ‘21:. p
{22:13,
Luau!!! a
:5 9
‘uwhllg \l~'r
.atvnutria. $.01
15:21..
n. .A. .
Kiev?!
‘
t . ’l
(IRM‘S.J~\.J¥.
to.‘l.s.:~1.
Jill:
apttb? -.
.t 1' 5113.99... 5
. 1.5.2.3.." 3519:.
{finals .57.... 7?
‘3‘ 3 , .S
v! :a
It!
. la‘1‘1. I
h. (I ‘5
.1.
.353...
1.2.:
. I ‘
4. lit»! .33?)
1 ~ . w . 4?; ,t
t 15!».- ra I“)! 1.1).: 2‘}...
13.....‘v .
flux-a
(I
4O!\Ih:.
)p.
(
zivnwxlo v
.15..
123;)le 53.3.!!!5‘}.
V
‘1
3m).
THESIQ
Will/ll]?lllli/Iflllllillljlli/l
This is to certify that the
thesis entitled
Maximal Commutative Subalgebras
of n by n Matrices Over a Field
presented by
Young Kwon Song
has been accepted towards fulfillment
of the requirements for
Ph.D. _degree in Mathematics
WW
Major professor
April 18, 1996
MS U is an Affirmative Action/Equal Opportunity Institution
LIERARY
Michigan State
University
PLACE IN RETURN BOX to roman this checkout from your rocord.
To AVOID FINES return on or bdoro data duo.
DATE DUE DATE DUE DATE DUE
L__I::J
MAXIMAL COMMUTATIVE SUBALGEBRAS
OF n BY n MATRICES OVER A FIELD
By
Young Kwon Song
A DISSERTATION
Submitted to
Michigan State University
in partial fulfillment of the requirements
for the Degree of
DOCTOR OF PHILOSOPHY
Department of Mathematics
1996
ABSTRACT
MAXIMAL COMMUTATIVE SUBALGEBRAS OF 11 BY n MATRICES OVER A
FIELD
BY
Young Kwon Song
The existence of RC Courter’s counterexample to M. Gerstenhaber’s conjecture
suggests some interesting questions about the isomorphism classes of local algebras
in the ring of 14 by 14 matrices. It was conjectured for a long time that Courter’s
example is unique up to isomorphism.
In Chapter 2, we will show that the class of maximal, local, commutative algebras
which are isomorphic to 8 K N 2 has only one isomorphism class. Next, we will show
the class of pairs (R, V) which are (a, T)-isomorphic to (3 IX N 2, 82 EB N) has only one
isomorphism class.
In Chapter 3, we will construct a new algebra S which is maximal, local, commuta-
tive, index of Jacobson radical 3, and dimension 13. We will use 8 to show the (B, N )-
construction depends on the field It. The algebra S is not a (B, N)-construction if k
is the real numbers and is a (B, N )-construction if k is an algebraically closed field.
Finally, we will answer the above conjecture by showing the algebra S is not isomor-
phic to the Courter’s algebra.
DEDICATION
To my parents, brother, sisters, loving wife, and pretty daughter,
Christina.
iii
ACKNOWLEDGEMENTS
I would like to give heartfelt thanks to my advisor, Professor William C. Brown for
his helpful guidance, encouragement, patience, and understanding. I would also like
to thank Professors Wei-Eihn Kuan, Christel Rotthaus, Charles Seebeck, and Bernd
Ulrich for their helpful advice.
iv
TABLE OF CONTENTS
1. Notation and History
2. Uniqueness of Algebras in fig and 901
2.1 Algebras in 9
2.2 Classification of Isomorphism Classes in fig and QC;
3. Nonuniqueness of Algebras in Q
3.1 Construction of New Algebra 8 in O
3.2 The Algebra 8
APPENDIX
BIBLIOGRAPHY
13
42
42
50
65
84
LIST OF TABLES
1. Multiplications of 6,’s.
2. Multiplications of Ai’s.
vi
49
57
Mn(k)
CT" (5)
(R, J, k)
(a, r) : (G, H) —> (G’,H’)
H0mG(H,H)
pg : H —+ H
(p : G —* HomG(H, H)
MX
LIST OF SYMBOLS
a field
the natural number
set of m x n matrices over It
Mnxn(k)
k-algebra
k-vector space dimension of R
the set of maximal, commutative, k-subalgebras of Tn
the centralizer of S in Tn
the Schur algebra of size 4
the Courter’s algebra
local k-algebra with maximal ideal J
and residue class field It
category whose objects are ordered pairs (G, H), where G
is a finite dimensional, local, commutative, k-algebra and H
is a finitely generated, faithful G-module
a morphism of X
the set of G-module homomorphisms from H to H
the G—module homomorphism given by ug(h) = hg
k-algebra homomorphism given by
My) = #9 for g E G
full subcategory of X whose objects are (C, H) E X
for which H has a small endomorphism ring G
vii
ubnhrhh
LIST OF SYMBOLS (continued)
[R]
{(R, V)]
(0) 1v J
L(a1, . . . , an)
Soc(R)
MBUV)
M lxn(k)
H0mk(V, V)
the canonical basis of k”
matrix representation
right R—module V
index of Jacobson radical of R
idealization of M
{(R, J, k) E M14(k)ldimkR = 13, 2(1) = 3}
the category of all finitely generated, faithful,
B—modules of dimension 4
{(R, J, k) E DIR -—"-’ B x N2 for some N E MB(4)}
{(R, V) E MX|(R,V) go”) (8 o< N2, 82 x N)
for some N E MB(4)}
the k-algebra isomorphism class containing R
the (a, r)—isomorphism class containing (R, V)
{v E Vle = 0}
the linear span of 011, . . . ,0;n
AnnRU)
the minimal number of generator of B—module N
the k-algebra defined on Equation (104)
O1
mNNUIU‘CflCfl
10
10
11
18
48
Chapter 1
Notation and History
In this thesis, I: will denote an arbitrary field. We will let N denote the natural
numbers, i.e. N = {1,2, 3, . . ..} If m,n E N, then men(k) will denote the set of all
m x n matrices with entries in k.
If m = n, then we will abbreviate menUc) by T". We will assume n 2 2
throughout this thesis. An associative ring R will be called a k-algebra if R is a
k-vector space and a(rr’) = (ar)r’ = r(ar’) for all a E k and r, r’ E R. In this
thesis, all k-algebras will be assumed to contain a (multiplicative) identity 1 7e 0. In
particular, if R is a k-algebra, then dimk(R) Z 1. Tn is an example of k-algebra.
A k-subspace R0 of a k-algebra R will be called a k-subalgebra of R if R0 is closed
under multiplication from R and R0 contains the identity of R. We will assume all
k-algebra homomorphisms take the identity to identity.
Let R be a commutative, k-subalgebra of Tn. Thus, my = yr for all 2:,y E R.
R is called a maximal, commutative, k-subalgebra of Tn if R satisfies the following
property : If R’ is a commutative, k-subalgebra of Tu and R _C_ R’, then R = R’. Thus,
a maximal, commutative, k-subalgebra of Tn is a maximal element with respect to
inclusion in the set of all maximal, commutative, k-subalgebras of Tu. We will let
Mn(k) denote the set of all maximal, commutative, k-subalgebras of Tn.
1
Thus, if CTn(S) = {A 6 Tu I As = 3A, for all s E S} is the centralizer of a
set S in T n, then a commutative, k—subalgebra R of Tn is maximal if and only if
Cum) = R.
Maximal, commutative, k-subalgebras of Tn come in many different shapes and
sizes. Here are a few examples.
Example 1: Let p,q E N such that Ip— q |g 1. Set n =p+q. Let
_ 31,, Z
(1) R_{(Oq)
G’ is a k-algebra
homomorphism, 7' : H —-+ H’ is a k-vector space homomorphism and T(hg) =
T(h)a(g) for all h E H and g E G. We will use the notation (0,7) : (G, H) ——r
(G’, H’) to indicate the morphism (0,?) from (G, H) to (G’, H’). We call a morphism
(0,7) : (G, H) ——r (G’, H’) an isomorphism if a is a k-algebra isomorphism and 'r
is a k-vector space isomorphism. In this case we will use the notation (G, H) EMT)
(G’, H’). The reader can easily check that (a, T) is an isomorphism if and only if (a, 7')
is an isomorphism in the category X.
Let (G, H) E X. We denote the set of G-module homomorphisms from H to
H by H omG(H, H ) Since G is a commutative ring, each 9 E G determines a G-
module endomorphism pg of H given by pg(h) = hg for h E H. We then have
a map cp : G —2 HomG(H, H) given by
’H be the representation given
by u(A)('u) = 12A. Notice that p is an anti k—algebra isomorphism of Tn onto ’H. For
each i = 1,2,...,n, set 5,- = (0,...,1,...,0) E V. We will calI§_= {€1,...,5n} the
canonical basis of V. Let I‘ : ’H ——» Tn denote the matrix representation of elements
of H via g. Thus, if f E ’H and f(5.-) = zy=10ij5jai = l,...,n, then I‘(f) = (a,,-).
1" is an anti k-algebra isomorphism of ‘H onto Tn. The reader can easily check that
I‘p = 1T", the identity map of Tn. We have now constructed the following sequence
of k-algebras and anti k-algebra isomorphisms.
(5) T, i) H L Tn with 1m = 1T".
For any commutative, k-subalgebra R Q Tn, u(CTn(R)) = CH(u(R)). Here,
CH(,u(R)) is the centralizer in 'H of [J(R). Likewise, I‘(Cu(p(R))) = CTn(P/J(R)) =
CTn(R). Now, suppose R E Mn(k). Then, R = CTn(R) and Cn(u(R)) = HomR(V, V).
Since R is commutative, p : R —> MR) is a homomorphism. Hence, the map
(6) R = CT..(R) A #(R) = u(CT,.(R)) = Cu(u(R)) = H 077mm V)
given in Equation (6) is a k-algebra isomorphism. This map is just the regular
representation of R afforded by V. Therefore, VR (the right R-module V) has a small
endomorphism ring. Thus, if R is local and R E Mn(k), then (R, V) E MX.
Conversely, suppose R is a commutative, k-subalgebra of Tn such that VR has a
small endomorphism ring. Then, CH(u(R)) = u(R) and CTn(R) = I‘(Gn(u(R))) =
I‘u(R) = R. Thus, R E Mn(k). Hence, if (R, V) E MX, then R is a local and
R E Mn(k). In summary, if R is a local, k-subalgebra of Tn, then R E Mn(k) if and
only if (R, V) E MX.
Isomorphism classes in the category MX correspond to isomorphism classes of
local, k-algebras in Mn(k). Local algebras in Mp(k) with p S n are the fundamental
building blocks of algebras in general in Mn(k). To see this, let
R E Mn(k). Since dimk(R) < 00, R is an artinian ring. It follows from [9:
Theorem 3, p205] that R = 69.2134, a finite direct sum of artinian, local rings R4,
2' = 1,. . . ,6. Since R contains the identity, V = VR = EBf=1VR,-. Set V, = VR;,i =
1,. . . ,6. Then, V = $f=1V.-. and each V,- is a finitely generated, faithful, Ri-module.
Notice R 9-5 HomR(V, V) g Hf’j=1H0mR(V,-,Vj) = f=1HomR,-(V,-,V,-). It follows
that R,- E HomR,(V,-,V,-). Hence, R,- E Mn,(k), where n,- = dimk(V,-), z' = 1,...,€.
Thus, R,- E Mn(k) can be decomposed into local, maximal, commutative subalgebras
of smaller dimensions. Thus, it suffices to study maximal, commutative subalgebras
which are local to understand the structure of maximal, commutative subalgebras in
general. We will use the notation (R, J (R), k) E Mn(k) to denote a local, commu-
tative, k-algebra R E Mn(k) which has J (R) as its Jacobson radical and k as its
residue class field. If R is clear, then we will use J instead of J (R)
In [7], M.Gerstenhaber conjectured that dimk(R) Z n for any R E Mn(k). In [6],
RC. Courter constructed an algebra C E M1406) which is’local, dimk(C) = 13, and
i(J(C)) = 3. Here, i(J(C)) is the index of nilpotency of the ideal J (C) Courter’s
counterexample to Gerstenhaber’s conjecture is minimal with respect to both n and
i(= i(J(R))). In [8], T.J. Laffey showed that dimk(R) Z n for R E Mn(k) if n S 13.
Thus, n = 14 is the smallest integer for which dimk(R) can be less than n. In [6],
RC. Courter showed that 11(J (R)) S 2 implies that dimk(R) 2 n for any R 6 Mn(k).
Thus, 2' = 3 is the smallest index of nilpotency for which dimk(R) can be less than
n for R E Mn(k). The existence of Courter’s example in M14(k) suggests some
interesting questions about the isomorphism classes of local algebras in M14(k). For
example, one could ask if Courter’s example is unique up to isomorphism. To be
more specific, is (C, V) unique up to (a, T)-isomorphism in MX? It turns out the
Courter’s example is not unique and we will construct another example in this thesis.
Let B be a commutative ring and M a right B-module. The direct sum B EB M of the
B-modules B and M can be given the structure of a commutative ring by defining
multiplication in the following way.
(7) (b1,m1)(b2,m2) = (b1b2,m2b1+ m1b2),bi E B,m,~ E M,i = 1, 2.
The commutative ring thus defined is called the idealization of M and will be denoted
byBxM.
Suppose R E Mn(k). We say R is a (B, N )-construction if R is k-isomorphic to
B o< N f for some (B, N) E X and 8 E N. Here, N 5 denotes the direct sum of 3 copies
of B-module N. The B-module Bf EBN is a B x N ’-module with'scalar multiplication
defined as follows.
I
(8) (b1, . . . ,bg,n)(b,n1, . . . ,n()=(b1b, . . . , bgb,nb + 2mm).
t=l
It is easy to check that B‘ EB N is a finitely generated, faithful, B x N ‘-module. In
[3: Theorem 2], WC. Brown and F.W. Call showed that the B x N ‘-module B‘ 69 N
has a small endomorphism ring. Thus, (B (X N‘, B‘ 69 N) E MX for all (B, N) E X.
We call (G, H) E X a Cl-construction if (G, H) Em” (B x N‘,B’ 69 N) for some
(B,N) E X and K E N. In [3], W.C.Brown and F.W.Call showed that Courter’s
algebra C is a (B,N)-construction. In [4], W.C.Brown proved that (C,V) is a Cl-
construction. In fact, (C ,V) ’="(a,,) (B D_ 1. In
[8: p 203], T .J . Laffey showed that
>qw+l)
(10) dimk(R) _ 1 +123 + 1 +123.
Let
dp+0
1+p€
14(p + K) + (p2 -1)(€2 — 1)
1 E:
+ +1) 1+p€
OD fwmflh=
Since dimk(R) = 13, f (8, p, q) S 13. An easy computation shows (3 = p = 2 and q = 10
are the only positive integers satisfying the inequality in (10). Since dimk(V1) =
p = 2, V = L(al,a2), i.e. V is a linear span of two linearly independent vectors
011,02. Similarly, V2 = L(al, . . . ,(112) and V = L(oz1, . . . ,014) for some k—basis A =
{(11, . . . ,oz14} of V. Then, for any a E V,a = ofilaix, for some x,- E k,i = 1,. . . , 14.
Ifr E J, then air = 0 for i = 1,2,a,-r E V1 for i = 1,...,12, and air E V2 for
i = 13, 14. Thus, each 1' E J has the following matrix representation with respect to
the basis A.
02 O O
(12) FA(R) = ( AU) 010 0 ) -
C(r) B(r) 02
11
Here, A(7’) E M10x2(k), B(7‘) E M2x10(k), and C(T) 6 T2.
Let R1 = I‘A(R). The matrix representation of each 7‘ E R with respect to
g is r and with respect to A is I‘A(R). Hence, there exists P E GL(14,k) such
that P‘er = I‘A(r) for all r E R. Thus, P'lRP = R1. Since R g R; as k-
algebras, dimk(R1) = 13 and i(J(R1)) = 3. By Lemma 2.1, R1 E M14(k). Thus,
(R1, J (R1), k) E Q and the elements in J (R1) have the form given in (9). E]
For an algebra R E (2, Theorem 2.3 has the following. interpretation. Any algebra
conjugate to R lies in the isomorphism class [R] of R. Hence, in studying [R], we
can assume the elements in J (R) are described as in Equation (9). We will use those
ideas to study the socle of an algebra R in 9.
Let R be a commutative, k-algebra with Jacobson radical J and dimk(R) < 00.
The socle of R, Soc(R), is the annihilator of J. Thus, Soc(R) = AnnR(J) = {r E R |
rJ = (0)}. The following Lemma is obvious from the definition.
Lemma 2.4: Let R and R1 be finite dimensional, commutative, k-algebras. If
R E R1 as k-algebras, then Soc(R) E Soc(Rl). El
Theorem 2.5: Suppose (R, J, k) E (2. Then, dimk(Soc(R)) = 4. Furthermore,
R is conjugate to an (R1, J (R1), k) E 9 such that each element of Soc(Rl) has the
following form.
02 O 0
(13) 7": 0 010 0 .
C(T) 0 02
Proof: Using Theorem 2.3, we may assume that each r E J has the form in
Equation (9). Let V = k”. Since i(J) = 3, we have the following strict containments.
(14) (O)<(0).VJJ<(k4)2. This leads to a natural question about the role 1:4 is playing
in this example. One can ask whether other finitely generated, faithful, B-modules
N E M B(4) give algebras B x N 2 which determine other isomorphism classes in 93?
In this section, we will show QB has only one isomorphism class [C]. Thus, varing N
in M B (4) yields no new isomorphism classes in Q.
The reader will also recall that $201 = {(R, V) E MXI (R, V) EMT) (BMNZ, B2 69
N) for some N E M B(4) }. In this section, we will show that the set {201 has only
one (o, r)-isomorphism class [(C, 1:14)].
The questions above make sense because M B (4) has at least two isomorphism
classes. To see this, we first need a B—module presentation of k4. We will denote the
i,j-th matrix unit of T, by E,,~. Notice that Eij E B ifi = 1, 2,j = 3, 4.
Lemma 2.6: Let
_ E23 E24 E13 E14 0 0
(21) A‘(—E13 -E14 0 0 323 E2.)EMM(B)'
Then, B2/CS(A) E MB(4).
Proof: Obviously, B2 / CS (A) is a finitely generated, B—module. Since dimk(B2) =
10 and dimk(CS(A)) = 6, dimk(Bz/CS(A)) = 4. Suppose r E Ann3(BZ/CS(A)).
Then, r I4 ,r 0 E CS(A). Thus, r , O E CS(A) which implies
0 I4 0 1‘
that for some x,,y,- E B, 1 S i,j S 6
T = $1E23 + $2E24 + $3E13 + $4E14
(2 ) 0 = —$1E13 - $2E14 + $5E23 + $6E24
2
0 = y1E23 + y2E24 + y3E13 + 314E”
7‘ = "ylEia — y2Ei4 + 315523 + 3165324
15
Since J(B)2 = (0), we can assume x,,yj E k = k1,, for 1 S i,j S 6. The sec-
ond and third equations in (22) imply x1,x2,x5,x6,y1,y2,y3,y4 are all zero. Thus,
r = x3E13+x4E14 = y5E23+y6E24. Therefore, 1' = 0. Hence, AnnB(Bz/GS(A)) = (0)
and B2 / GS (A) is a faithful, B-module. C]
Lemma 2.7: Let A be the matrix in Equation {21). Then B2 / CS (A) is B-module
isomorphic to k4.
Proof: Let f : 82 ——> k4 be the map defined by f ( :5 ) = 5225 + 813/. Here,
81 = (1,0,0, 0) and 52 = (0,1,0,0). Then, f is a surjective, B—module homomor-
phism. If ( I: ) E ker f, then 2 = alI4 + a2E13 + a3E14 + a4E23 + a5E24 and
w = b114 + b2E13 + b3E14 + b4E23 + b5E24 for some a,,b,- E k,i = 1,. ..,5. Since
(C(17) ) =52z+51w= 0,a1 = b, = 0,b2=—a4, and b3: —a5.
Thus,
(23)
Hence, ( 1: ) E CS(A). It is easy to check that CS(A) Q kerf. Therefore, CS(A) =
kerf. Hence, 82/05 (A) E k4 as B-modules. D
We can now construct a faithful, B-module of dimension 4 which is not isomorphic
to k4 as B-modules.
Theorem 2.8: Let
(24) C: ( E13 E14 E23 E24 0 0
Mx 8.
E24 E23 0 0 E13 E14)€ 26‘)
Then, Bz/CS(C) E M 8(4) and Bz/CS(C) is not B-module isomorphic to 19“.
16
Proof: Obviously, Bz/GS(C) is a finitely generated, B—module. Since
dimk(Bz) = 10 and dimk(CS(C)) = 6, dimk(Bz/CS(C)) = 4. Suppose
r e AnnB(B2/CS(C)). Then, ( 8 ) ,( 0
r ) E CS(C’) which implies that for some
xiiyj 68,132,]. S 6
7" = $1E13 + 11321314 + $3E23 + $4E24
(2 ) 0 = $1E24 + $2E23 + $5E13 + $6E14
5
0 = ylEl3 + 2125714 + y3E23 + 314E211
7’ = y1E24 + y2E23 + y5E13 + y6E14
Since J(B)2 = (0), we can assume x,,yj E k = 1:14 for 1 S i,j S 6. The sec-
ond and third equations in (25) imply x1,x2,x5,x6,y1,y2,y3,y4 are all zero. Thus,
r = x3E23+x4E24 = y5E13+y5E14. Therefore, r = 0. Hence, AnnB(B2/CS(G)) = (0)
and B2/GS(C') E MB(4).
Suppose BQ/CS(C) is B—module isomorphic to 16‘. Then, there exists a B—module
isomorphism g : Bz/CS(C) ——» 16‘. Let ,61 = (8) = (g) + C'S'(C) E
0
I4
523,9(51) = 812:1 + 621:1 and 9(fl2) = 613:2 + 62312 for some why.- 6 B, i = 1,2.
Bz/CS(G). and B2 = ( > . Then, B2/C'S(C’) = BIB+figB. Since k4 = 518 +
Notice that x1 or 3;; is unit. To see this, suppose x1,y1 E J(B). Then, gwl) =
51x1 + 52y} E k4J (B). The inclusions
(26) k4 = 9(fllll3 + 903le E k4J(B) + 9(fi2)J(3) 9 k4
imply k4 = k4J(B) + g(fl2)J(B). By Nakayama’s Lemma, k4 = g(flg)J(B). This
implies B is isomorphic to k4 as B-modules and hence dim,c (B): 4. Since dimk(B)= 5,
' this is impossible. Hence, x1 or yl is unit in B. Similarly, $2 or yg is unit.
Let A be the matrix given in Equation (21) and let f be the B—module homomor-
17
phism given in the proof of Lemma 2.7. If ( j} ) E CS(C), then
f ( :1: : 3:3 ) = 510512 + a32w) + 62(y1z + yzw)
= (515151 + €2yllz + (51132 + 52312)“)
(27) = 9(fiilz +glfl2l'w
= 9(512 + B210)
= 9(0) = 0-
Thus,
3/1 92 Z _ 3112 + 29210 _
(28) ($1 x2)(w)_(xlz+x2w)€keTf—CS(A)'
Now, there are two cases to consider.
Case 1: Suppose x1 is a unit. Since ( E13 ) e CS(C), ( yl 3’2 ) ( E13 )
E CS(C') by the Equation (28). Hence,
311 312 E13 _ E23 E24 E13
(., ME.) -aI(-E.)+a2(—E.)+as( )
(29)
for some a, E k,1 S i S 6 (See the comments after Equation (22)). Thus,
ylEia + y2E24 = aiE23 + a2E24 + a3E13 + 04E”
(30)
$1E13 + $2E24 = “015313 — 02E14 + 05E23 + (165724-
Let x1 = t114 + 31 with t1 E k and 31 E J(B). The first equation in (30) then
implies a1 = a4 = 0. The second equation in (30) then implies t1 = 0. Thus,
x1 E J (B) Since we are assuming x1 is a unit, this is impossible.
18
Case 2: Suppose yl is a unit. Since ( £3023
v
m
0
£2
£3
A
ES
as
v
A
as
V
E C'S’(G) by the Equation (28). Hence,
311 92 E23 _ E23 E24 E13
(,1,2_)(0)..b.(_,,m)+b.(_m)+b.(0)
(31)
for some b,- E k, 1 S i S 6. Thus,
311E23 = blE23 + 52321 + 535313 + b4E14
(32)
$1E23 = -blE13 - b2E14 + bsE23 + b6E24-
The second equation in (32) implies bl = 0 and the first equation in (32) implies
y; E J (B) This is impossible. We conclude there is no B-module isomorphism g
between Bz/CS(C’) and k“. C]
Thus, M B(4) has at least two isomorphism classes [Bz/CS(A)] and [B2/CS(C)]
But as we will see, the idealizations of these modules are k-algebra isomorphic.
To classify the isomorphism classes in the sets fig and 901, we need Theorem 2.9.
We will denote the minimal number of generators of B-module N by u3(N).
Theorem 2.9: Let N E MB(4). Then, u3(N) = 2.
Proof : Since dimk(N) = 4,1 S uB(N) S 4. Suppose u3(N) = 1. Then, N = (1B
for somea E N. Letf : B—r Nbeamap defined byf(b) = ab for b E B. Then,f isa
B-module epimorphism. If b E kerf, then ab = 0. Thus, b E Ann3(a) = Ann3(aB).
Since N is a faithful, B-module, Ann3(aB) = (0). Therefore, b = 0 and hence f is
a B-module isomorphism. Thus, 5 = dimk(B) = dimk(aB) = 4. This is impossible.
Hence, 2 S uB(N) S 4.
Suppose uB(N) = 4. By Nakayama’s Lemma, u3(N) = dimk(N/NJ(B)). There-
fore, dimk(N J (B)) = 0. Thus, N J(B) = (0). Since N is a faithful, B-module, we
19
conclude J (B) = (0). This is impossible.
Suppose uB(N) = 3. Then, N = alB+agB + 0138 for some 01,-,i = 1, 2,3. After
relabeling the a,’s if need be, we can assume (11,02, 03 satisfy precisely one of the
following four conditions :
Case 1: a,J(B) = (0) for i = 1,2,3.
Case 2: a,J(B) = (0) for i = 1,2 and a3J(B) 75 (0).
Case 3: oz,J(B) = (0) and a,J(B) # (0) for i = 2, 3.
Case 4: a,J(B) 75 (0) for i = 1, 2, 3.
We will show all four cases lead to a contradiction.
Case 1: Suppose a,J(B) = (0) for all i = 1, 2, 3. Then, NJ(B) = (0). Since N is
a faithful, B-module, J (B) = (0). This is impossible.
Case 2: Suppose a,J(B) = (0) for alli = 1, 2 and 03.](3) 79 (0). Suppose aab = 0
for some b E B. If b is a unit, then 013 = 0. This is impossible. Thus, b E J (B)
Hence, b E Ann3(N). Since N is a faithful, B-module, we conclude b = 0. Thus,
Ann3(ag) = (0) and hence B E a3B§ N as B-modules. Since dimk(B) = 5, this is
impossible.
Case 3: Suppose alJ(B) = (0) and a,J(B) 51$ (0) fori = 2,3. Since
I4 0 0
B1 = O , B2 = I4 ,,B3 = 0 is a free B—module basis of B3, the map
0 0 I4
cp : B3 -—> N defined by MEL, ,bi) = L, a,b,-,b,- E B,i = 1, 2, 3 is a well defined
B-module epimorphism. Thus, B3/kercp E N as B-modules. Since dimk(Ba) = 15
and dimk(N) = 4, dimk(kergo) = 11. Hence, kercp has the following form.
3i
11
(33) kergo=2(y,-)B, x,,y,-,z,-EB,i=1,...,11.
i=1
Zi
20
x
Furthermore, if ( y ) E kercp, then x, y, z are not units in B. For example, suppose
z
x
x is a unit in B. Since 31 E kercp, a1 = (—1/x)(a2y + 0132). Thus, u3(N) < 3
2
which is impossible.
Since J (B)2 = (0), kercp can be written in the following form.
171'
(34) kerr = 23:11: [ y.- ) .
21'
Here, x,,y,-,z,- E J(B),i = 1,...,11. Since alJ(B) = (0)1(fi1 + kergp)J(B) = (0) in
J(B)
B3/kercp. Thus, ( 0 ). Since a,J(B) 79 (0) for i = 2,3, 1 S dimk(Ann3(a,-)) <
0
4 for i = 2, 3. Therefore, we have the following six subcases to consider.
Subcase 1: dimk(Ann3(a,-)) = 1 for i = 2, 3
Subcase 2: dimk(Ann5(a2)) = 2 and dimk(Ann3(a3)) = 1
Subcase 3: dimk(Ann3(a,~)) = 2 for i = 2, 3
Subcase 4: dimk(Ann3(ag)) = 3 and dimk(AnnB(a3)) = 1
Subcase 5: dimk(Ann3(a2)) = 3 and dimk(AnnB(a3)) = 2
Subcase 6: dimk(Ann3(a,~)) = 3 for i = 2, 3
We will show all six subcases lead to a contradiction.
Subcase 1: Suppose dimk(Ann3(a,-)) = 1 for i = 2, 3. Let Ann3(a,-) = k5,, s, E
0 0 J(B)
J(B),i = 2, 3. Then, 32 , 0 E kergo. Since a1_J(B) = (0), 0 g
0 S3 0
21
E13 E14 E23 E24 0
0 , 0 , 0 , 0 2 S2 1 i
0 0 0 0 0 33
x1 x2 $3 $4 $5
311 i 312 , 313 . 94 . 95
zl 22 23 24 25
be a basis of kercp. Since dimk(J(B)) = 4 and x,- E J(B) for i = 1,...,5,x,- E
L(E13, E14, E23, E24) for Z = 1, . . . , 5. Thus,
E13 E14 E23 E24
61: O ,62= 0 ,63= 0 ,64= O ,
0 0 0 0
0 O 0 O
(36) 65 = 32 , 66 = 0 a 67 = y]. i 68 = y2 :
0 83 21 22
O 0 0
59 = ya i 510 = 314 ,511 = 315
23 Z4 Z5
is a basis of kergo. Therefore, kercp can be written in the following form
‘ J o o 5 o
(37) ker56r>55-
31
Here, 317 = alyl + a3y3 + am. The ordered pair (1,4) is one of three ordered pairs
appearing in (55). We can assume (1, 4) = (p, q). Since b2 75 O, we can write ken!) as
follows.
<555-5-4“)55(“)55(Em)5k(’3w>540>540)-
y7 ya 313 .714 95 ye
Here, ya = b2y2 + b3y3 + b4y4. Setting 21 = y7,22 = y8,23 = y3,z4 = y4,z5 =
315,26 = ya, (a, b) = (m,n), and (c,d) = (u,v), we have (54). Note that, 21 75 0.
For, if not, then ( 38 ) , ( Z ) E ken/J. This implies 315 E Ann3(N) = (0) which
is impossible. By the same argument, 22 3:9 0. Furthermore, {z1, 22, 25, 26} is linearly
independent. For, if not, then there exist t, E k,i = 1, 2, 3, 4, not all zero such that
tlzl + t222 + t3Z5 + t425 = 0. Thus,
t125+t225 _ Z5 25 O 0
(57) ( 0 )—t1(zl)+t2(z2)+t3(z5)+t4(z6)Eke'l‘w.
Suppose t1 = t2 = 0. Then, (57) implies t3 = t4 = 0. This is impossible. Thus, t1 # 0
or t2 aé 0 and hence t125+t226 75 0. Equation (57) implies t125+t2z5 E Ann3(N) = (0)
which is impossible. Therefore, {21, 22, 25, 26} is linearly independent. Thus, a basis
for [rent can be given as in (54) with {21, 22, 25, 26} is linearly independent.
Now, we are ready to define an isomorphism between 8x622 and B x (13’2 / kerzb)’.
For simplicity, we will denote cosets ( f: ) + OS (A) in Q by ( : )—. We will write
elements in thQ2 as orders triples (b, qhqg). Here, b E B,q1,q2 E Q. It is easy to
check that the following 13 elements form a k-vector space basis of 8x622.
32
:61 = (14:0: 0):/82 = (El3a03 0):fi3 = (E1430: 0)
54 = (E23,0,0)555 = (E241), (”.56 = (0, ( g ) ,0)
(58) fi7=(0,(104) ,0),fis=(0,(%3) ,0),,69=(0,(E024 )-,0)
I - 0 - E23 .—
510 =(0v0a(04) )afill=(0:0s(l4) )afil2=(0:0a( 0 ) )
E24 _-
513 —(0v02( 0 ) )
We will denote cosets ( Z ) + ken/1 in Bz/kerz/J by ( j: ) . It is easy to check that
the following 13 elements form a k-vector space basis of B x (15'2 / ken/2)?
61 = (I4: 0: 0): 62 = (_zl:010)a63 = (—22a0:0)
0
5 H W )5 Mm
510 =(0,0,(8)_),6u= (0,0, (104)),612=(0, o, (0 ))
613 =(o,o,(206)-).
Define a map a : 8x622 —-> B l>< (Hz/kerw)2 by
64 = (25,0,0),65= (26,0, 0), 66 = (0, (I46) ,0)
13 13
(60) 01254): 2236,, t.- e In = 1,. . . ,13.
i=1
i=1
Then, obviously, a is a k-vector space isomorphism. Notice that
[Bifij =0=6,-6_,- for 23i35, j=2,3,4,5,8,9,12,13
(61) flifij = O = 6‘65; for 6 _<_ Z,j S 13
fl? =0=¢§i2 for 2SiSI3.
I.
33
Furthermore, owl/6,) = 0(6) = 6,- = 616.- : 0(fil)a(fi,) for i = 1, . . . , 13. Thus, to
show 0 is a k-algebra isomorphism it remains to show the following.
0(51'56) = 0(fli)0(fl6), 0(5ifl7) = 0(fli)0(fl7)
0(fii1610) = 0(fii)0(fi10), 0(51'511) = 0(fli)0(511) for i: 2,3,4,5-
(62)
Notice that the third and fourth equations in (62) are actually the same as the first
and second equations in (62) but in the third slot. Thus, we will finish the proof by
verifying the first and second equations in (62).
563237) = 0(0, ( b5; )—,0) =50 ( ”233 )-.0) = (0, ( 0 )-,0)
0
(0, ( _,1 ) ,0) = <—zl.o,0>10): 0(0,0,0) = (0,0,0) = (0, ( Z )_ ,0)
= (Z5,0,0)(0, ( [04 )- ,0) = (5467 = 0'(,84)0'(fi7)
34
(63)
26
E24 - _
arms/36> =a(0,( ) ,0)=<0,(0) ,0)
= (25,0,0)(0,( 0 )— ,0) = 6566 = 0(fl5)0(fl6)
Q
0(6567) =0(0,< £4 >10) =a(0,0,0) = (0,0,0) = (0, ( Z )-,0)
0
= (261 0:0)(0: ( I4 ) ,0) = 5557 = “500(57)-
Thus, 0(fi,~flj) = 0(fi,)0(fij), 1 S i, j S 13 and hence a is a k-algebra isomorphism.
Therefore, B [X Q2 g B x (Eff/hemp)?
Notice that BQ/kerz/J E N as B-modules. Let f : Bz/kerzb —> N be a B-
module isomorphism. Then, the map 0’ : l3 o< (13’2/lce1‘zb)2 ——» B x N 2 defined by
0’(b,n1,n2) = (b,f(n1), f(n2)) is a k-algebra isomorphism. Thus, 8x622 ’5 Bt> M be a B-module isomorphism. Define amap 0‘ : BxN‘ —>
B D< M‘ by o(b,n1,...,ng) = (b,f(n1),...,f(m)) for b E B,n,- E N,i = 1,...,2. It
is easy to show 0 is a k-vector space isomorphism. If (b, m, . . . ,ng), (b’, n’l, . . . ,n}) E
35
B x N‘, then
(64)
0((b,n1,.. .,ng)(b’,n’1,...,n2)) = 0(bb’,n’1b + nlb’, . . . ,ngb + ngb’)
= (bb’,f(n§ b + n, b’), . . . ,f(n§b + ngb’))
= (bb’,f(n§)b +f(n1)b’,~.,f(n2)b+f(nz)b’)
= (b,f(n1),--5,f(ne))(b’,f(ni),~<,f(n2))
= 0(b,n1,.. .,ng)0(b’,n’1,...,n2).
Thus, a is a k-algebra isomorphism. If we define a map 1' : 3‘ EB N -—> B‘ 69 M
by r(b1,...,bg,n) = (b1,...,bg,f(n)). Then, T is a k-vector space isomorphism.
Obviously,
(65) T((b1, . . .,bg,n)(b,n1, . . .,Tlg» = T(b1, . . . ,b¢,n)0(b, n1, . . . ,ng).
Thus, (B x N’,B‘ 69 N) EMT) (B l>< M‘,B‘ 69 M). [I]
Now, we are ready to classify the isomorphism classes in QC).
Theorem 2.12: Let Q and N be as in Theorem 2.10. Then, (BxQQ, 8269Q) 9.7”)
(B x N2,B2 69 N).
Proof: Let
£1 = (14,090): {2 = (E13,0’0)) £3 = (E141010)
£4 = (E23: 0:0): 65 = (E241010)3 £6 = (031430)
E7 = (09 E13,0), £8 = (01E14)O)a £9 = (0,E23,0)
(65)
£10 =(0’E24)0), £11=(0303( 8 ) )3612 = (0:0: ( IO) )
4
513 = (0,0, ( L33 )3, 514 = (0:0, ( £84 )3
36
Then, {51, . . . ,{14} is a k-vector space basis of 82 EB Q and let
771 = (14:0:0)? 772 = (—Z11010)3 773 = (—22’ 0’ O)
774 = (Z5: 0: O), 775 = (‘36: 0: O): 776 = (091430)
777 = (0a —Zl: 0): 778 = (07 -Z2: 0)) 779 = (0: 25: O)
I - 0 -
7’10 = (0: 26:0): 7711 = (010’ 4 )1 7712 = (0:01 )
0 I4
1713 = (0.0, ( f; )3, m4= (00(3)).
Then, {171, . . . ,n14} is a k-vector space basis of 82 EB (BZ/kerzb), where 1b is a map in
Theorem 2.10. Let 7' : 32 EB Q -—+ B2 EB (132 /ker11)) be the map defined by
14 14
(68) T(Z tifi) = Ztinz’: ti 6 k, 1 S 2 S 14.
i=1 i=1
Then, T is a k-vector space isomorphism.
Let 0 be the k-algebra isomorphism in Theorem 2.10. Let b,-, n, E B for
i = 1,2,3,j = 1,2, 3,4, 5, 6. Then,
bi = 7214 + aiEl3 + biEM + CiE23 + diE24
(69)
”j = 33'14 + PjEis + qu14 + qu23 + vjE24
for some r,,a,,b,-,c,-,d,-,sj,pj,qj,uj,vj E k,i=1,2,3,j = 1,2,3, 4,5,6. Since ( E13 ),
0
(%4),(E2,),(E3,)ecm
n1 - = 8114 + P1E13 + 91E14 + 111323 + 7115324 - = 3114 + U1E23 + 111324 -
8214 + P2313 + 921314 + 71521323 + 7121324 8214 + P2E13 + (12314
37
Since E23 , E24 E CS (A), Equation (70) becomes
-Eis _E14
(71) 3214
(nl )— = ( 8114 + (U1 +p2)E23 + (’01 + Q2)E24 )— .
(72) n3 _ = 8314 + (U3 + p4)E23 + (113 + Q4)E24 —
n4 .9414 °
and
(73) n5 — = 3514 + (“5 +p6)E23 + (””5 + QG)E24 _
”6 8614 '
Notice that
r(b1,b2, ( Z; ) ) = T(b1,0,0)+T(0,bg,0)+1’(0,0,( Z; ) )
= (T114 — 0.121 - 0122 + C125 + d125, 0, 0)
(74) +(0, T214 — 0.221 — 0222 ‘1‘ C225 + d226, 0)
+(0, 0,( 8114 + (U1 +p2)z5 + ('01 + Q2)26 )-).
8214
Let
L1 = T114 — (1121 — 0122 + C125 + (1125
, L =rI—az—bz+cz+dz
(75) 2 2 4 2 l 2 2 2 5 2 6
L = 8114 '1“ (U1 +p2)25 + (’01 + Q2)25 -
3 S214 .
38
Then, T(b1,b2, ( :1 ) ) = (L1, L2, L3). Notice that
2
(76)
0(b3, ( :3 )1 ( Z: )) = 0(b3,0,0) +0(0, ( Z: )-,0) +0(0,0, ( Z: ))
= (7.314 _ (1321 — b322 + 6325 "l' (1326: 0: 0)
+(0, ( 3314 + (“3 +P4)25 + (03 + Q4)26 )- ,0)
S414
+(0 0 8514 + (“'5 +p6)25 + (715 + gs)26 -)
a a 8614 -
Let
M1 = T314 — (1321 — 0322 '1' C325 ‘1' ((325
_ 3314 + (U3 + p4)z5 + (03 + (1“,);6 ‘
(77) M2 — ( 8414
M = 8514 + (“as + P6)25 + (’05 + (16)Zs _
3 8514
Then, 0(b3, ( :3 ) , ( n5 ) ) = (M1,M2,M3). Thus,
4 ”6
(78) T(b1,b2, ( Z; ) )0(b3, ( Z: ) , ( :1: ) )= (L1,L2,L3)(M1,M2,M3)
=(L1M19 L2M11L3M1+ M2111 + M3112),
Since y,- E J(B) for i = 5,6, 7, 8, we have
39
(79)
L1M1 = T1(T3I4 — (1321 — b322 + C325 + d326) — T3(a121 + b122 — C125 — (1126)
= r1r3I4 - (T103 + r3a1)zl — (rlb3 + r3b1)22 + (r1c3 + r301)z5 + (T1d3 + r3d1)26
L2M1 = T2(T3I4 — 0.321 — b322 + C325 + d326) —- T3(a221 + b222 — C225 — (1226)
= T2T3I4 — (T203 + T302)21 — (T2b3 + T3b2)22 + (T2C3 + T3C2)25 + (T2613 + T3d2)26
_ 31(T314 - 0321 — 19322 + 0325 + daze) + r3((u1 +P2)25 + (’01 + €12)26) —
L3M1 —
82(T3I4 — 0.321 — b322 + C325 + (1326)
S1T3I4 +(r3u1+ T3172 + 3103 + S203)25 + (T301 + T3Q2 + 81d3 + 82b3)26
32r31;
M L r1(s3I4 + (U3 + p4)25 + ('03 + q4)26) — 33(alzl + b122 — c125 — dlzs) _
2 1 84(T1I4 — 0.121 — b122 + C125 + d125)
713314 + (71713 + T1194 + 8301+ 840025 + (71113 + 7194 + 83611 + 84b1)25_
347114
M L T2(S5I4 + (115 + p5)z5 + (115 + q6)26) — 85(0221 + b222 — C225 — (1225) _-
3 2 86(T2I4 — G221 - b222 + C225 + (1226)
:( T2S5I4 + (T2115 + 72“; + 8502 + 860.2)25+ +(T2’U5 + T2q6 + S5d2 + 86b2)26 )—
36T21h
On the other hand,
(80)
n1 - n3 - n5 _ _ n1b3 _ n3b1 '— n5b2 _
(bl:b2, ( n2) )(b3a ( n4) ’(n6) )— (biba,b2b3, ( 71253) +( n4b1) +( 71652) )
Equation (71),(72),(73) imply that
(81)
blba = 7‘1(T314 + 03513 + b31314 + 031323 + (13324) + 73011513 + 51314 + 611323 + 611524)
= 1‘17‘3I4 + (T103 + T301)E13 + (T1b3 + T3b1)E14 + (T1C3 + T301)E23 + (1‘1d3 + T3d1)E24
5253 = 72(7314 + 03313 + 531314 + 631323 + 6131324) + T3(02313 + 521314 + 62323 + d2E24)
= 1'21'314 + (T203 + r3a2)E13 + (7‘2b3 + T3b2)E14 + (T263 + T362)E23 + (T2d3 + r3d2)E24
40
81(7‘314 + 03313 + b3E14 + 631323 + 613324) + r3((u1 + P2)E23 + (v1 + <12)Ez4) )—
S2(7‘3I4 + a3E13 + b3E14 + C3E23 + d3E24)
817‘314 + (8103 + T3111 + T3192 + 3203)E23 + (31d3 + T‘31)1 + 7'302 + 82b3)E24 )-
32T31h
84(7'114 + 01313 + 1711314 + 011323 + 611324)
331‘114 + (3361 + Tlua + T1114 + 3401)E23 + (33d1 + T103 + T194 + 8450324 )—
84T114
85(7‘214 + 02313 + 52514 + 62523 + d2E24) + 72((1‘5 + P6)E23 + (“Us + (16)Ez4) )-
86(7‘214 + 02E13 + b21314 + 62323 + (12324)
857'214 + (3502 + T2115 + T2136 + 8602)E23 + (85612 + T205 + 7206 + 36b2)E24 )—
n3b1 _- _ 33(7'114 + 01513 + b1E14 + C11323 + d1E24)+ T1((u3 +104)E23 + (2);, + Q4)E24) —
n4b1 —
( 861’214
Horn Equation (80), we have
(82)
7((b1,b2, ( 2: )-)(b3, ( ”'3 )1 ( ”5 )3) = T(b1b3,0,0) +T(0,b2b3,0)
nlbs — n3bl _
+r(o,o, ( ”2,3 ) )+T(o,o, ( "4,1 ) )
n5b2 _—
+T(0,0, ( nebz) ).
Since
(83)
1'(b1b3, 0,0) - = (r1r314 — (r103 + r3a1)zl — (r1b3 + r3b1)22 + (T103 + r3cl)zs + (r1d3 + r3d1)26,0,0)
T(0, b2b3,0) = (0, 7'21'3I4 — (T203 + T302)Z1 - (T2b3 + 7‘3b2)22 + (T263 + T362)25 + (1‘2d3 + T3d2)26, 0)
710,0, n1b3 _) = (0,0, 811314 + (8163 + mm + T3172 + 8203)25 + (sld3 + r3121 + r3q2 + 32(13):;6 ')
MI)" 827314
710,0, n3b1 -) ___ (0, O, 331‘114 + (3361 + r1113 + T1124 + 8401)25 + (33d1 + 1‘1'03 + 7104 + 84b1)zs -)
71451 847‘114
n5b2 _) ___ (0 0 351'214 + (8562 + rzus + 1‘ng + 36a2)25 + (85612 + T2115 + Tzqe + 86b2)26 -)
n6b2 , , 867214 '
710,0, (
41
Therefore, from Equation (78) to (83),
(84)
T((b1,b2,(,’;;) )(b3,(::j) ,(Zg) ))=T(b1,b2,(:;) )o(b3,(::) ,(Zg) ).
Thus,
(85) (B o< Q2, 132 ea Q) 210,) (B v< (Bz/kerw, 132 as (B2/ker¢)).
Since B2/ker2/z ’5 N as B-modules, (B [X (l3""'/lce1'¢)2,l3’2 EB (B2/ker¢)) EWJI)
(BKN2,B2$N) by Lemma 2.11. Therefore, (BxQ2,B2€BQ) $701.71) (BxN2,Bz®N),
where 01 = 0’0 and 7'1 = 7’7. [:1
We have now proven the following assertion. If N E M 8(4), then
(B x N2,l32 GB N) E1“) (8 IX (k4)2,82 EB 16“) $0,571) (C, k”). Thus, 901 has exactly
one (a, T)-isomorphism class [(C, k14)].
Chapter 3
Nonuniqueness of Algebras in 9
3.1 Construction of New Algebra 8 in Q
It has been conjectured for a long time that the set 9 = {(R, J, k) E
M14(k)| dimkR = 13 and i(J) = 3} has only one isomorphism class [C]. It turns
out the isomorphism class [C] is not unique. In this section, we will construct a new
k-algebra (8, J, k) E 52 such that [S] sé [C].
If (R, J, k) E Q, then by Theorem 2.3, we may assume every 1" E J has the form
in (9). From Theorem 2.5, we may assume every 1" E Soc(R) has the form in (13).
We can then write R = k[)\1, . . . , A8, E11, E12, E21, E22], where
02 0 0
(86) A1: Ai 010 0 , Z=1,....,8
Conversely, suppose R is a commutative, k-subalgebra of T14 of the form
R = k[)\1, . . . , A3, E11, E12, E21, E22], where dimkR = 13 and A1, . . . , A8 have the form
given in Equation (86). (We are not assuming R is maximal). Then, R is a local ring
with Jacobson radical given by J = (A1, . . . , A3, E11, E12, E21, E22) and residue class
field It. We will give a necessary and sufficient condition on the A,’s and B,’s which
will imply R E Q.
42
43
For a matrix A 6 menUc), we will let her A = {u E Mlxm(k)|uA = 0} and
NS(A) = {v E Mnx1(k)|Av = 0}.
Theorem 3.1: Let R = k[/\1,...,/\8,E11,E12,E21,E22] be a commutative,
k-subalgebra of T14. We assume dimkR = 13 and each A,- has the form given in
Equation (86). Suppose {)le ker(A,-) = (0) and (18:1 N S(B,-) = (0). If r E 07,,(R),
then 1' has the following form.
02 0 0
(87) 1‘ = P 010 O + a114, a E k.
( Z Q 02 )
X1 X2 X3
Proof: Let r = X4 X5 X6 6 CT,,(R). Here, X1,X9 6 T2 and X5 6 T10.
( X7 X8 X9 )
Then, TEL-J- = Eij r and
X1X2 X3 020 O 020 O X1X2 X3
(88) X4 X5 X6 A5 010 0 = Ai 010 0 X4 X5 X6
X7 X8 X9 W B; 02 W Bi 02 X7 X8 X9
for all i = 1,. . . ,8. Thus, we have the following equations.
(a) X2141 + X3W = 0 (8) AiX3 = 0
(89) (b) X38, = 0 (f) XgAi + XgW = WX1 + BiX4
(C) XSAi + XGW = AiXI (g) X9Bi = WX2 + BiXS
(d) XGB, = A,-X2 (h) WX3 + B,X6 = 0.
These equations hold for all i = 1, . . . ,8 and all W 6 T2. We also have the equations
obtained by replacing A,- and B,- in (a) through (h) with the zero matrix. Since
X3W = 0 for all W 6 T2, we have X3 = 0. Then, (a) implies X2A, = 0 for all
i = 1,. . . ,8. Thus, X2 6 “i=1 ker(A,~) = (0). Hence, X2 = 0. Equation (h) implies
13,-Xe = O for all i = 1,. . .,8. Thus, X5 6 (19:1 NS(B,) = (0). Hence, X5 = 0. Since
X 9W = WX1 for all W 6 T2, we have the following equations.
44
X9E11 = E11X1 X91312 = E12X1
X91321 = E21X1 X9E22 = E22X1-
(121 (I22 b2l (’22
Then, (90) implies an = an = bu = by and an = 0.21 = b12 = b21 = 0. Thus,
Let X1 = (all a”) and X9 = (bll b” ) Here, a,,-,b,-, e k, i,j = 1,2.
X1 = X9 = 0.1112. In (C), 1813 W = 0. Then, X5145 = A1X1 = A,(a1112) = 011.41.
Hence, (X5—a11I10)A,' = 0, for alli = 1, . . . ,8. Thus, X5—011110 E 018:1 k€T(Ai) = (0)
which implies X5 = anI 10. Therefore, 1' has the form in (86). [I]
Let R = k[)\1, . . . , A8, Eu, E12, [3321, E22] be as in Theorem 3.1. Theorem 3.1 implies
any 7‘ e CT,,(R) has the form given in (87). Notice that all matrices of the form
02 0 0
(91) O 010 O and a1”
are elements in CT,,(R). In the next theorem, we characterize those P’s and Q’s for
which 1' E CT,4(R).
Theorem 3.2: Let R = k[/\1,...,A8,E11,E12,E21,Ezg] be the k-subalgebra in
02 0 0
Theorem 3.1. Let r = P 010 0 + a1” 6 T14. Then, 1' E CT,,(R) if and
Z Q 02
(RolelT
only if (RODESV E NS(A). Here, Rom-Q is the i-th row of Q, Col,P is the i-th
I COl2P
column of P, and A E M32x4o(k) is the following matrix.
45
(COI1A1)T —R0’wlB1 0 O
(COZ2A1)T 0 0 —Row1B1
O "RO’LU2B1 (001114071 0
O 0 (0012241)T —ROIU2B1
(92) A:
((0011A8)T —R0’UJ1BS 0 0 \
(COI2A3)T 0 0 —R0wlBg
0 —R0’U)2B8 (COI1A3)T 0
_ \ O 0 (COI2A8)T —R0’I.U2Bg) ‘
Proof: Suppose r e CT,4(R). Then, for all i = 1, . . . , 8,
02 0 0 02 0 0 02 O O 02 0 0
(93) P 010 O A.- 010 0 = A,- 010 O P 010 O .
Z Q 02 W B,- 02 W B,- 02 Z Q 02
Therefore, QA, = B,P for i = 1,... ,8. Let
(i) a“)
011012 bu) . . . b6)
A,= ' 3‘ Bi=(b(lil) 5(1‘1)0),f0ri=1,...,8
.51. an 21
(94)
P11 P12 q g
P = : : = 11 ° " 110 .
' ° Q ( 921 ° " (1210
P101 P102
Here, a111,, bmn, pm", q"m E 19. Since QA, = B,P for all i = 1,. . . ,8, we have
j: -—l glJaj1L-21‘01 bl?Pj1= 0, 1:1 quaJa-(B) —21-0=1b(13)pj2= O
(95)
21-0 1 qzja-(i) _2101 b91931: O 2101 (1210(1) :101b(i)pj2__ 0.
46
It is easy to check (95) is equivalent to
(Role)T
0,01113
(96) A (Row2Q)T
. 00l2P
=0.
Conversely, if P and Q satisfy Equation (96), then QA, = B,~P for all i = 1,. . . ,8.
Hence, by Equation (93), r E 07,,(R).
Theorem 3.3: Let R = k[/\1, . . . , A3, 1311,5312, 321, E22] be a commutative,
k-subalgebra of T14. We assume dimkR = 13 and each A,- has the form given in
(86). Then, the following two statements are equivalent.
(a) R E M14(k)
(b) §=1 ker(A,-) = (0), L1 NS(B,) = (O), and rank(A) = 32.
In Theorem 3.3, A is the 32 x 40 matrix given in (92).
Proof: (a) => (b) Let u = (111,. . . ,ulo) 6 {18:1 ker(A,-). Then,
02 0 0
(97) 0 010 0 6 Soc(R).
o (.., 02
0
Theorem 2.5 implies dim,c Soc(R) = 4. The elements 1.3),), i, j = 1, 2 are clearly in
Soc(R). Hence, Soc(R) = L(E11,E12,E21,E22). Thus, it = 0 and hence
13:1 Iced/4:) = (0).
Let U = ('01,...,v10)T E 0:; NS(Bi). Then,
02 0 0
(
(v0) 010 0 ESoc(R).
0 O 02
47
Since Soc(R) = L(E11,E12,E21,E22), v = 0. Therefore, 0le NS(B,) = (0).
Let
(R01111Bi)T
__ COI1A,‘ . __
(99) (2,-— (W213i? , i—1,...,8.
COl2A.‘
Since A,- E R = CT,,(R), oz,- 6 N S(A) by Theorem 3.2. Since A1, . . . , A8 are linearly
independent, (11,. .. ,as are linearly independent. Hence, dimkNS(A) Z 8. Let
w E NS(A). Since w E M40x1(k), we can write w as follows;
(RolelT
COllp
(R0102QlT
COZ2P
(100) w =
for some P E M10x2(k) and Q E M2x10(k). Let
02 O 0
(101) T: P 010 0 .
OQ02
Then, by Theorem 3.2, r E 07,,(R) = R. Thus, r = clAl + + CgAg for some
6,- E k, i = 1,. . .,8. Hence, w = 01011 + ---+ C8/\3. Therefore, dimkNS(A) S 8 and
hence dimkN S (A) = 8. We conclude rk(A) = 32.
(b) => (a) Since rank(A) = 32, dimkNS(A) = 8. Let 02,-, i = 1,...,8 be the
vectors defined by (99). Since dimkR = 13, A1, . . . , A8 are linearly independent over
1:. It easily follows that al, . . . ,as are linearly independent over It. Thus, {ab . . . , a8}
is a basis of N S (A) If r 6 07,,(R), then Theorem 3.1 implies r has the form given
in (87). Thus, by Theorem 3.2,
(RowinT
(102) (12311201215?
COZ2P
e NS(A).
48
This implies
02 O O
(103) P 010 0 E L()\1, . . . , A3).
0 Q 02
Therefore, r E R and hence CTI,(R) = R. We conclude R 6 M1409). E]
Thus, we can easily check whether a k—subalgebra R = k[)\1, . . . , A8,
E11, E12, E21, 322] of the type given in Theorem 3.3 is in 9.
Now, we will construct a new k-algebra (S, J, k) E Q with the following matrices.
Let
02 0 0
(104) 5,:(10, 010 o ), i=1,...,8.
0 Q1 02
Here,
I2 02 02 ) Q2 )
02 I2 02 2
P1: 02 1 P2: O2 1 P3“ I2 1 P4: 02 1
Q2 02 02 I2
02 02 02 j 02 f
02 O2 \ 02 \ 02
02 02 02 02
P5 = 02 1 P6 = Q2 1 P7 — Q2 , Pa = 02 ,
02 Q2 02 02
E11 E12 f E21 f E22
and
Q1 = (12 02 02 02 Eu), Q2 = (02 I2 02 02 En)
Q3 = (Q2 Q2 [2 02 E21), Q4 = (Q2 Q2 02 I2 E22)
Q5 = (E11 02 E21 02 02), Q6 = (E12 02 E22 02 02)
Q, = (02 E11 02 E21 02), (28 = (02 E12 02 E22 02).
49
Throughout the rest of this thesis, we will let S = k[61, . . . , 63, E11, E12, E21, E22] with
61, . . . , 68 given by (104). Notice that S is a k-subalgebra of T14. The multiplication
table for J (S ) is as follows:
Table 1: Multiplications of 635
51 62 (53 54 65 (55 67 68
(51 E11 + E22 0 O 0 E11 E12 0 O
62 0 E11 '1' E22 0 O O 0 E11 E12
(53 O 0 E11 '1' E22 0 E21 E22 0 O
64 O O 0 E11 + E22 0 0 E21 E22
55 Eu 0 in o o o o o
56 E12 0 E22 0 o o o o
6-, o 157,, 0 E21 0 o o o
53 0 E12 0 E22 0 O O O
We don’t include the multiplications for Eij’s since E,jJ(S) = (O) for all i, j = 1, 2.
Theorem 3.4: Let S = k[61, . . . ,63, E11, E12, E21, E22] be the k—subalgebra of TM
defined by the equations in (104). Then,
(a) S E M14013)
(b) (S, J, k) e 52
Proof: (a) It is easy to check that S is a local, commutative, k—subalgebra of T14
with dimkS = 13. Obviously, {P1, . . . , P3} is linearly independent. Furthermore,
8 kerm) = (0) and (1:. NS(Q.) = (0). Let
i=1
50
(0011P1)T —R0le1 0 0 q
(COI2P1)T 0 0 —R0’UI1Q1
0 —Row2Q1 (C'ollPl)T 0
O 0 (001213 1)T —Row2Q1
(105) A =
(COZ1P8)T —R0’le8 0 0
(0012P8)T o o —Roles
0 —R0’U)2Q8 (COl1P8)T 0
0 0 (COl2P8)T -R0’w2Q8 -
Then, A E M32x4o(k) and rank(A) = 32. Thus, by Theorem 3.3, 8 E M1406).
(b) We can easily check that dimkS = 13 and i(J) = 3. Thus, (8, J, k) E Q by
(a). C]
In Theorem 3.4, we constructed a new k-algebra (S, J, k) E Q. In the next section,
we will show [8] 75 [C]. Hence, 8 determines a new isomorphism class in 9.
3.2 The Algebra 5
In this section, we will prove the k-algebra S constructed in Theorem 3.4 is not
a (B, N )-construction if k = R and is a (B, N )-construction if k is an algebraically
closed field. We will prove that 8 is not k-algebra isomorphic to C. Therefore, we can
conclude that Q has at least two k—algebra isomorphism classes [8] and [C]. It also
follows that (S, k”) is not (a, T)-isomorphic to (C, k“). Furthermore, we will prove
(S, k“) is not a (II-construction.
Theorem 3.5: Suppose k = IR. Then, S is not a (B, N)-construction.
51
Proof: Suppose S is a (B, N )-construction. Then, by [3: Theorem 4], 8 contains
an ideal I which satisfies the following two properties.
(106)
(a) Ann5(I) = I
(b) O —» I ——+ S Li 8/ I —* 0 splits as k-algebras, i.e., there exists a k-algebra
homomorphism V6 = 15/].
Since 13,-I = 0 for 1,3' = 1,2, 1.53,,- e I, i, j = 1,2 by (a). Notice that a, e 1.
Otherwise, 6? = 0 by (a). Since 6? = E11 + E22, this is impossible. Thus, 61 ¢ I. Let
6 : S/I —» S be a splitting map. Then, 0(61+ I) = 61+ r, where r E I. Since 0 is a
k-algebra homomorphism, we have
6% + 261r = 6% + 2617' + r2
= (61 +1")2 = (0051+ 1))2
= 6((61 + 1)?) = 0(En + E22 + I)
= 9(0 + I) = 0.
(107)
Let r = ?=1t151 + Ziezi Sngjg, t,, 31-; 6 IR. Then, (107) implies
(108) (1 + 2t1 + 2t5)E,1+ 2t5E12 + (1 + 2m}?22 = 0.
Thus, t1 = —-,:;, t5 = t6 = 0. Hence, we have
1 2 -
(109) T = —§61 + t262 + t363 + t464 + t767 + t863 + Z Sngjg.
j,(=l
Since r E I, r2 = 0 by (a). Thus,
(1 +153 + t3 + t3 + 2t2t7)Eu + 2t2t3E12 + 20,1753,
.(110) _
+(fi + t3 + t3 + ti + 2t4ts)E22 = 0.
52
Therefore, we have the following four equations.
t2t8=0
t4t7=0
fi+t§+t§+ti+2t2t7=0
§+t§+t§+t§+2t4tg=0
(111)
We will show that there is no real solution of the equations given in (111). Since
t2t8 = 0, t2 = 0 or t8 = 0. Thus, we have the following two cases to consider.
Case 1: t2 = 0
Case 2: t3 = 0
We will show both cases lead to a contradiction.
Case 1: Suppose t2 = 0. Then, from the third equation in (111), we have
i + t3 + ti = 0. This is impossible since t3, t4 6 R.
Case 2: Suppose t8 = 0. Then, the fourth equation in (111) implies
% + t3 + t3 + t} = 0. This is again impossible since t2, t3, t4 6 R.
Thus, the equations in (111) have no real solutions. This implies that there is
no r E I such that 0(61 + I) = 61 + r. Thus, there is no splitting map of the exact
sequence given in (106). Therefore, 8 is not a (B, N )-construction. [I]
It was conjectured that every R E M1409) is a (B, N )-construction. Theorem 3.5
implies this conjecture depends on k. If k = R, then S is not a (B, N )-construction.
If k = C (complex numbers), then S is a (B, N )-construction. More generally, we
prove S E M14(k) is a (B, N )-construction if k is an algebraically closed field.
Theorem 3.6 Suppose k is an algebraically closed field. Then, S is a (B,N)-
construction.
53
Proof: Since k is an algebraically closed field, the polynomial f (1:) = :02 + 1 E k[:r]
has a root i. Set 021 = 61 — i152, (12 = 63 — 1'64, (13 = 65 — i157, and a4 = 66 —
i68. Then, c1165 = E11, (1166 = E12, (1265 = E21, (1265 = E22. Thus, the ideal
I generated by a1,qg,ag,a4 contains Emu for all m,n = 1,2. It is easy to check
I = L(a11a21a31a41E111E121E211E22)‘ Thus1 dzmk(I) = 8'
Let )6 E Ann5(I). Then, 6 = 28=1tn6n + 23nm=l smnEmn for some tmsmn E k.
Since an E I for all n = 1,2, 3,4, anfl = 0 for all n = 1, 2,3,4. From alfl = (123 = 0,
we have
( ) (t1 — it) + t5 — 11:7)E'11 + (16 — it3)E12 +(t1 — my?” = 0
112
(t3 — 2'14)E11 + (:5 — it7)E21 + (t3 - it4 +16 — its)E22 = 0.
Equation ( 112) implies
tl—it2+t5—it7=0
t3—it4+t5—’lt8=0
t —it =0
(113) 6 .8
t1-1t2=0
t3-it4=0
t5—lt7=0
Thus, we have t1 = itg, t3 = it4, t5 = ity, and t6 = its. Hence,
,8 = ’lt261 + t262 + 11463 '1' L164 '1' ’lt765 + #366
(114) +t767 + t868 + Zgnm=l SmnEmn
= “201 + 71402 + “703 + ”304 + £31m=1 SmnEmn-
Therefore, B E I and hence Ann5(I) g I . Since 12 = 0, I ; Ann5(I). Thus,
Ann5(I) = I.
Notice that A = {114 + 1,61 + I, 63 + I, 65 + 1,66 + I} is a k-vector space basis of
S/I. Since dimk(I) = 8 and dimk(8) = 13, we have dimk(S/I) = 5. Since ion 6 I
54
for all n = 1,2, 3,4, we have
62+I=—i61+1
64+I=—i63+1
67+I=—i65+I
68+I=—i65+l.
(115)
Let 0 be the k-vector space homomorphism from S / I to 5 defined as follows:
0(114 + I) = 1,,
6(61 + I) = 161 + 5‘62
(116) 0(63 + I) = §63 + $64
(9(65 + I) = §65 +1167
6(66 + I) = 1,66 +1168.
Then,
(9(62 + I) 6(— )= —i9(61 + I ) = §62 — #6,
0(6., + I): 6(— 2'63 + I): —i6(63 + I) = §64 — 5163
0(67 + I): 6(— —i65 + I) —i6(65 + I ) = §67 — £165
6(68 + I): 0(— 456 + I) = 40056 + I): §68 — 12°66
—’l(51+I
(117)
Furthermore, 6 is a k-algebra homomorphism. To see this, we proceed as follows. Let
7,7’ E 8/]. Then, 7 = (tIM + a) + I and 7’ = (t’IM + a’) + I for some t,t’ 6 k and
a, a’ E J(S). Note that
9(77’) = “(@114 + a) + I)((t'114 + 0’) + 1))
= 0(tt’Il4 +ta’ +at’ + aa’ + I)
= 0(tt’Il4 + ta’ + at’ + I)
= 6(tt’Il4 + I) + 0(ta.’ + I) + 6(at’ + I)
= tt’0(Il4 + I) + t6(a’ + I) + t’0(a + I)
= tt’Iu + t0(a’ + I) + t’0(a + I).
(118)
55
and
9(7)9(’Y’) =6((t114+a)+I)0((t’Il4+a’)+I)
=(0 (tI14+I)+0(a+I))(0 (t’I14+I)+6(a’+I))
= (tIM + 6(a + I))(t’Il4 + 0(a’ + 1))
=tt ”Il4+t6(a +I)+t’0(a+I)+9(a+I)6(a’ +1).
Thus, it remains to show 6(a + I)6(a’ + I) = 0. Let a = 2:1 un6n + an,n=1vmnEmn
and a’ = _1 u’ 6,, + Zmn_ lvmnEmn,un,ufi,,vmn,vfi,m E 1:. Then, we have
a + I = (U1 — 2U2)61 + (U3 — 2U4)63 '1" (U5 — 2U7)65 '1' (U6 — 2U3)65 + I
(119)
a’ + I= (u’l — iu2)61+(—iuf,)63 + (113 — iu§)65 + (112s — iu’8)65 + I
Therefore, by ( 116)
0(0 + I) ='2-(U1 — 2U2 (61 + 262)+ 3(U3 — 2U4)(63 + 264)
)
+3(u u5 — iu7)(65 + i67)+ 3(u6 — iu3)(65 + i68)
(120)
0(0’ + I) = 3(U’1—2U’2 (61+262)+3(U§—2UQ)(63 + 264)
(
+3(u’5 — iu ’) 65 + i67) + 3(14; — iué)(6t + i621)-
By using Table 1, we have
6(0. + [)0 (a + I): 3((U1 — 2U2)(61 + 262) '1" (U3 — 2U4)(63 + 264)
(121) +(u5 — iu7)(65 +167) + (06 — 2U3)(65 + i68))((u’1 — iu’2)(61 +162)
+(ug-iuf1)(63 + i6.;) + (u;3 — iu7)(65 + i67) + (u;5 — iug)(65 + i63))
=0
Recall u : S ——> 8/ I is the natural homomorphism defined by v(r) = r + I for r E S.
Then,
v0(114+I) =v(Il 4)=114+I
v9(61+I) — (361+ 3i62)= 361+3i62+I
-(361+1-i62)+ (-361—3i62)+1
—61+I '
(122)
56
06(63 + I) = 11(363 + 3i64) = 363 + 3i64 + I
= (363 '1' 37:54) + (353 ‘ 3254) + I
= 63 + I
226(65 + I) = ’U(365 + 3267) = 365 ‘l' 3267 + I
= (365 + 3167) + (365 — 3267) + I
= 65 + I
210(65 + I) = 21(366 + 3268) = 365 + 3263 + I
356 + 3268) + (356 — 3268) + I
= 66 + 1.
Thus, it is easy to check u0(r + I) = r + I for all r E S. This implies the exact
sequence
(123) O——*I—-18-—>S/I—-+O
splits as k-algebras. Therefore, the ideal I of 8 satisfies the two conditions in
[3:Theorem 4] and S is a (B, N )-construction. C]
Theorem 3.5 and 3.6 show that the question: “When is (R, J, k) E Q a (B, N )-
construction?” depends on the field 1:. From Theorem 3.6, one could conjecture that
every (R, J, k) E Q is a (B, N)-construction if k is an algebraically closed field. At
present, this conjecture is still opened.
Next we show 5 is not k-algebra isomorphic to C. In what follows, we will need a
multiplication table for C. Let
02 o o
(124) 1,: A,- 010 o ,i=1,...,8.
O B, 02
57
Here,
(In (02 on (on
02 12 02 02
A1 = 02 1 A2 "" 02 a A3 — [2 a A4 — 02 a
02 02 02 12
w.) \02 02) \02/
r02 on (02 (on
()2 ()2 ()2 ()2
A5 "' 02 , A6 = 02 3 A7 _ 02 7 A8 = 02 a
02 02 02 02
\ E11 E12 J \ E21 \ E22 )
and
Bl = (02 02 02 02 E11), B2 = (02 02 02 02 E12)
Ba = (02 02 02 02 E21), B4 = (02 02 02 02 522)
B5 = (E11 02 E21 02 02), 35 = (E12 02 E22 02 02)
B7 = (02 E11 02 E21 02), Ba = (02 E12 02 E22 02).
Then, C = k[/\1, . . . , A3, B11, B12, B21, B22] and the multiplication table for J (C) is as
follows:
Table 2: Multiplications of A,’s
A1 A2 /\3 A4 A5 A5 A7 A8
A1 0 O O 0 E1 B12 0 0
A2 0 O O O O 0 B11 B12
A3 0 O O 0 B21 B22 0 0
A4 0 O O O O 0 B21 B22
A5 E11 0 E21 0 O O O 0
A6 B12 0 B22 0 O O O 0
A7 0 E11 0 E21 0 O O 0
A8 0 B12 0 B22 0 O O O
We don’t include the multiplications for Bij’s since EU J (C ) = (O) for all i, j = 1, 2.
58
We will now prove that the set 9 = {(R, J, k) E ./\/114(k)|dim;c R = 13,i(.I) = 3}
has at least two isomorphism classes [8] and [C].
Theorem 3.7: Let (S, J, k) E Q be the k-algebra given in Theorem 3.4. Then, S
is not k-algebra isomorphic to the Courter’s algebra C.
Proof: Let X, . . . ,X be indeterminates over It and set A = k[X1, . . . ,Xg]. Let I
be the following ideal (in A):
I = (X12,X§,X§,X},X52,X§,X72,X82,X1X2,X1X3,X1X4,X2X3,
X2X4,X3X4, X5X6,X5X7,X5X8,X6X7, szs, X7X8, X1X7,
X1X8,X2X5, X2X6, X3X7. X3X8,X4X5, X4X6, X1X5 — X2X7,
X1X5 — X2X3, X3X5 — X4X7, X3X6 — X4X3).
(125)
Let 1r : A ——+ C be the map defined by 7r(X,) = A, for all i = 1,. . .,8. From Table
2, it is easy to check 7r is a surjective, k-algebra homomorphism. Table 2 also implies
I g kervr. Thus, the map 7'r : A/I —, C defined by 1'r(f + I) = 7r(f) is a well-
defined k-algebra epimorphism. Let m = (X1, . . . ,Xg). Then, m3 (_I I and hence
{1 + I, X1 + I, . . . ,X8 + I, X1X5 + I,X1X6 + I,X3X5 + I, X3X6 + I} is a k-vector
space basis of A/I. Thus, dimk(A/I) = 13. Since dika = 13, 1? is a k-algebra
isomorphism. Thus, C E’ A / I as k-algebras.
Let L be the ideal of A defined as follows:
(126)
L: (X52,X62,Xg,X3,X1X2,X1X3,X1X4,X2X3,X2X4,X3X4,X5X6,
X5X7,X5X8,X6X7, X6X8,X7X8,X1X7,X1X8, X2X5,X2X6,X3X7,X3X8,
X4X5, X4X6, X? - X3, X12 — X§,Xf — X3, X1X5 — X2X7,X1X5 — X2X3,
X3X5 - X4X7, X3X5 — X4X3, X12 — X1X5 - X3X6).
'Let 7r1 : A ——» S be a map defined by 7r1(X,-) = 6,- for all i = 1,...,8. Then, 7r is
a surjective, k-algebra homomorphism. Using Table 1, L g ker7r. Hence, the map
59
in : A / L —> 8 defined by 7T1 (g+L) = 7r1(g) is a well-defined k-algebra epimorphism.
Since m3 g L, {1 +L,X1+L,...,X8+L,X,2+L,X1X5 +L,X1X6+L,X3X5+L}
is a k-vector space basis of A/ L. Thus, dimk(A/ L) = 13. Since dimkS = 13, 7T1 is a
k-algebra isomorphism. Hence 8 g A / L as k-algebras.
Suppose 8 is k-algebra isomorphic to C. Since 8 E A/L and C E A/I, there
is a k-algebra isomorphism go : A/ I —) A/ L. Notice that A/ I , A/ L are standard
graded rings. Since J(C)3 = (0) and J(S)3 = (0), we have A/I = Co 69 C1 69 C2 =
k EBCI Elan and A/L = So €981 6982 = It €981 €982. Here, Cu and 8,, are the n—th
homogeneous components of A/ I and A/ L, respectively. Since C and S are local
rings, J(A/I) = m/I and J (A/L) = m/L. Since w is a k—algebra isomorphism,
cp(m/I) = 0.
We can now define amap 2p : grm/1(A/I) —> grm/L(A/L) given by 1/)(a+(m/I)"+1) =
0, d)
is well-defined, k-vector space homomorphism. Since (p is surjective, w is surjective.
Hence, 1,!) is a k-vector space isomorphism.
Next we will show 1/J is a k-algebra homomorphism. Let al 6 (m/I)" and let
(12 E (m/I)‘. Then,
(127)
112((01 +(m/1)"+‘)(a2 + (Tn/Um» = Waiaz + (m/I)"+‘+‘)
= M01102) + (m/L)"+‘“
= Mam/9&2) + (m/ 10W“
= (Mal) + (m/L)"+1)(
A/ L is a
k-algebra isomorphism which is homogeneous of degree 0. Since
A/ L be natural homomorphisms. Then the
following diagram commutes.
A .91. A/I
(129) 771 190
A _61_, A/L
61
To see this, we proceed as follows. The four maps in (129) are homogeneous of degree
0. Hence, it suffices to show that A204-+A296->A266—>A136—>A32—)A—)A/I—+O
O—>A4-¥A26->A87—+A197—2A293—)A266->A136-+A32—>A—’A/L—+0.
These resolutions were computed using Macaulay. Notice the resolutions have
different betti numbers. By [5: Proposition 1.5.16], this is impossible. Thus, A/ I
is not k-algebra isomorphic to A / L. We conclude that S is not k-algebra isomorphic
to C. C]
62
By Theorem 3.7, we conclude that the set 0 = {(R, J, k) E M14(k)|dimkR =
13, i(J) = 3} has at least two isomorphism classes [C] and [8].
Since 8 is not k-algebra isomorphic to C, (8, V1) is not (0‘, T)-isomorphic to (C, V2)
for any finitely generated, faithful, S—module V1 and for any finitely generated, faithful
C—module V2.
In our last theorem in this thesis, we will prove that (S, k”) is not a
Cl-construction. Let B be the Schur algebra of size 4 given in (2). Let B be a
k-algebra which is k-algebra isomorphic to B. Suppose f : B —* B is a k-algebra
isomorphism. Let N be a finitely generated, faithful, B-module. Then, N is a finitely
generated, faithful, B—module via f. Hence, we can form the pairs (B x N‘, 8‘ 69 N)
and (B x N‘,B‘€BN) in MX.
Theorem 3.8: With the notation given above, suppose dimk(N) = 4. Then, f
induces a (a,T)-isom01phism(a,7') : (8 IX N‘,B‘ 63 N) -2 (B x N‘,B‘ GB N).
Proof: Recall N is a B—module via nb = nf(b). Let a : B o< N‘ —-> B l>< N‘ be the
map defined by
(133) a(b,n1,...,ng) = (f(b),n1,...,ng).
Then, it is easy to check a is a k-vector space isomorphism. Let (b, n1, . . . ,ng),
(c,m1, . . . ,mg) 6 8 IX N‘. Then,
0((b, n1, . . . ,ng) (c,m1, . . . ,mg)) = a(bc,m1b+ nlc, . . . ,mgb + 72(6)
= (f(bc),m1b+ nlc, . . . ,mgb+ 12(0)
(134) = (f(b)f(C), m1f(b) + n1f(C),- - . ,mzf(b) + nef(C))
= (f(b),n1,-..,ne)(f(C),m1, . - . ,me)
= a(b,n1, . . . ,n()a(c,m1, . . . ,mg).
Thus, a is a k-algebra isomorphism.
63
Letr:B‘EBNHBZEBNbeamapdefinedby
(135) T(b1,...,b£,n) = (f(b1),....,f(bg),n)
Then, it can be easily checked that r is a k-vector space isomorphism. Let
(b,n1,...,ne) 68x Ne and let (b1,...,bg,n) EB‘EBN. Then,
T((b1, . . . ,b(, n) (b, n1, . . . ,ng)) = r(b1b, . . . ,bgb, nb + 25:1 nibi)
= (f(b1)f(b)a - - - a f(b£)f(b), nf(b) + Zi=1nif(bi))
(136)
= (“51), ° ° - af(bl)1n)(f(b)inla ° - ° 1”!)
= T(b1,...,bg,n)a(b,n1,...,ng).
Thus, we conclude (B t>< N‘,B‘ 69 N) 20”) (B o< N‘, B‘ 69 N). D
We can now prove that (8,1914) is not Cl-construction by using the result in
Theorem 3.8.
Theorem 3.9: Let (S, J, k) 6 Q be the k-algebra constructed in Theorem 3.4.
Then, (S, k“) is not a Cl-construction.
Proof: Suppose (S, k“) is a Cl-construction. Then, (S, k”) is (a, r)-isomorphic to
(BKN‘, B‘®N) for some (B, N) E X and E E N. Let d = dimk(B) and n = dimk(N).
Since 8 is k-algebra isomorphic to B x N t and k” is k-vector space isomorphic to
B‘ 83 N, dimk(8) = dimk(B D< Ne) and dimk(k”) = dimk(B‘ G} N). Thus, we have
13 = d + Zn
(137)
14 = Ed + n.
The only solution (d, n,€) E N3 for Equation (136) is d = 5,n = 4,2 = 2. Thus,
(5, k“) Ea”) (B x N2,B2 69 N).
Notice that J(B o< N2) = J(B) x N2. From this, it easily follows that
i(J(B x N2)) = i(J(B)) + 1. Since 8 is k-algebra isomorphic to B x N2 and
64
i(J(S)) = 3,i(J(B)) = 2. Since dimk(B) = 5 and i(J(B)) = 2, B is k-algebra
isomorphic to B. Theorem 3.8 implies (B l>< N2, B2 69 N) afimm) (B o< N2,B2 EB N).
Thus, (S,k14) Em”) (B D< N2,B2 69 N), where 02 = 01 o a and 7'2 = 7'1 0 7'.
By [4, Proposition 1], (B x (lc“)2,B2 EB 16’) 910,333) (C, k”) and by Theorem 2.12,
(B x N’",B2 EB N) Em“) (B M (lc“)2,B2 EB k4). Thus, (8, k”) E’ww) (C, k”), where
0’ = 03 o 04 o 02 and r’ = 7'3 0 r4 0 r2. Therefore, 8 is k-algebra isomorphic to C. This
is impossible by Theorem 3.7. We can conclude that (S,k14) is not Cl-construction.
D
Theorem 3.9 implies that if (R, J, k) E Q, then we can not conclude (R, It”) is a
Cl-construction.
Appendix
65
Appendix
We will prove Subcase 1 through 9 in Case 4 of the proof of Theorem 2.9.
Subcase 1: Suppose dimk(Ann3(a,-)) = 1 for i = 1, 2, 3. Let dimk(Ann3(a,-)) =
S] O 0
ks,,s,~ E J(B),i = 1,2,3. Then, 0 , $2 , 0 e kerz/J. Let
0 0 83
$2 $3 $4 $5
(138) 55 = 92 ’66 = 213 ,57 = 314 ,58 = y5
22 Z3 Z4 Z5
be a basis of kercp. Here, z,,y,~,z,- E J(B). Since dimk(J(B)) = 4, {$1,11,$2,$3,.’II4,
x5,$6,x7,x8} is linearly dependent. Thus, there exist d,c,- E k,i = 1,...,8, not
all zero such that d31+ z§=,c,z,- = o. If c.- = 0 for all i = 1,...,8, then at 7A 0
and dsl = 0. This implies 31 = 0. This is impossible. Hence, some c,- is not
zero. We can assume cs 96 0. Thus, $3 6 L(sl,:1:1,...,:1:7). We can repeat this
argument four times and assume $4, $5,186,137,“ 6 L(sl, $1,232, 2:3). Therefore, :84 =
dsl + c1231 + 02.732 + 03233 for some d,c1,c2,c3 E 1:. Since {61,64,65,66,67} is linearly
0
independent, dbl +c164 +c265 +c366 — 67 = ( u; ) 79 0. Since {61, . . . ,67} is linearly
’01
66
0
independent, ( ul ) ¢ kbg + [£63. Thus,
91
81 O 0 $1
61: 0 :62: 32 $63: 0 ’64: 3’1
0 0 83 231
- $2 $3 0 $5
(139) 55 = 92 :66 = 93 ’57 = “1 ,58 = 95
22 23 v1 25
$5 $7 $8
59 = 96 ,510 = 97 ,511 = 98
26 27 23
is a basis of kergo. We can repeat this argument four times and assume
81 0 0 $1
51: 0 ’52: S2 ’53: 0 ’54: 91
O 0 83 251
$2 $3 0 0
(140) 55 = 92 , 56 = 93 ,57 = 91 :68 = “2
2'2 Z3 ’01 ' ’02
0 0 0
59 = Us , (510 = U4 ,511 = Us
’U3 U4 U5
is a basis of kercp.
Since dimk(J(B)) = 4, {32,u1,...,u5} is linearly dependent. Thus, there exist
d,c,- E k,i = 1,. . . ,5, not all zero such that (182 + 2L1 cm,- = 0. We can assume
0
Cs 7&4 0. Since 0162 + c167 + 0268 + c369 + 04610 - 611 = ( 0 J for some d, c,- E k,i =
v
1, 2, 3, 4, v E J(B) and (62,67, 63, 69,610, 611} is linearly independent, v 75 0. If v = ts3
for some t E k, then d62 + c167 + c268 + c369 + c4610 — 611 — t6;; = O. This is impossible.
0 0
Thus, v ¢ ks3. Therefore, ( 0 ) E ker