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DATE DUE DATE DUE DATE DUE 91 1JBL91§3 2005 6/01 cJCIRClDdoDuepes-pjs UNDERGRADUATE STUDENT RECRUITMENT: THE ROLE OF THE FACULTY By Kevin Alexander Pollock A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Higher, Adult, and Lifelong Education 2001 ABSTRACT UNDERGRADUATE STUDENT RECRUITING: THE ROLE OF THE FACULTY By Kevin Alexander Pollock Admissions officials nationwide, under pressure to reach enrollment goals, now ask faculty members to actively assist in the recruiting of undergraduate students to their institutions. Faculty members, attempting to balance teaching, research, and service activities, are trying to determine their role in recruiting students. While the overall role of faculty member’s teaching and research has been intensely studied, there has been a significant gap of information concerning the faculty role in recruiting students. This study begins to fill that gap of information by confirming the participation of faculty in recruiting activities and addressing the question of what factors might influence the involvement of the faculty in student recruitment. Copyright by KEVIN ALEXANDER POLLOCK 2001 This dissertation is dedicated to my wife D’Lynn, my children Sean and Brendan, and in memory of my parents Alexander and Irene Pollock, and an inspirational teacher, Dave Cobb. iv ACKNOWLEDGMENTS I would like to acknowledge the time and effort of my original advisor Dr. Moses Turner, and my dissertation committee members: Dr. John Dirkx, Dr. Michael Mintrom, and Dr. Steve Weiland. I would especially like to acknowledge the time and effort of my advisor, Dr. James Fairweather. This dissertation would not have been possible without his guidance and expertise. TABLE OF CONTENTS List of Tables ..................................................................................................................... .v Introduction ....................................................................................................................... . 1 Chapter I] Literature Review and Project Model ................................................................................ .9 Institutional Goals, Faculty Roles, & Faculty Rewards ................................................ 22 Chapter III Variables, Instrumentation and Data Collection ................................................................ 40 Definition of Survey Measures ...................................................................................... 40 Sampling and Design ..................................................................................................... 42 Sampling Framework .................................................................................................... 44 Sample #1: Admissions Directors ...................................................................... 44 Sample #2: Faculty ............................................................................................. 45 Data Collection .............................................................................................................. 47 Telephone Interview with Admissions Directors ................................................ 47 Mailed Survey to Faculty Respondents ............................................................... 50 Chapter IV Results ............................................................................................................................. 58 Results of the Admissions Director Telephone Surveys ............................................... 58 Results of the Faculty Survey ........................................................................................ 67 Description of the Faculty Respondents ............................................................. 67 Faculty Perceptions of Institutional Trends and Priorities Overall Enrollment .............................................................................................. 71 Faculty Participation in Undergraduate Student Recruiting ............................... 73 Faculty Perceptions of the Faculty Role in Undergraduate Recruiting ............... 75 Responses of the Participants in Undergraduate Recruiting ............................... 75 Origination of Requests for Assistance ............................................................... 76 Conflicts .............................................................................................................. 77 Motivation ........................................................................................................... 78 Rewards ............................................................................................................... 78 Regression Analysis ...................................................................................................... 79 Chapter V Conclusions and Recommendations .................................................................................. 82 Research Question 1 ...................................................................................................... 82 Research Question 2 ...................................................................................................... 84 Research Question 3 ...................................................................................................... 90 Perception of the faculty role in recruiting ......................................................... 9] A service activity ................................................................................................. 9] vii A Responsibility .................................................................................................. 96 Not a faculty function .......................................................................................... 99 Non-enrollment factors ................................................................................................ 102 Requests for faculty participation in recruiting ................................................. 102 Conflicts ............................................................................................................ 103 Motivation ......................................................................................................... 105 Rewards ............................................................................................................. 109 Recommendations ....................................................................................................... 1 l4 Admissions Directors ........................................................................................ 114 Faculty ............................................................................................................... 1 l7 Appendices ...................................................................................................................... I 19 Appendix A .................................................................................................................. 120 Cover letter for Admissions Directors ...................................................................... 120 Consent form ............................................................................................................ 121 Survey for admissions directors ............................................................................... 122 Appendix B .................................................................................................................. 123 Cover letter for faculty ............................................................................................. 123 Second cover letter for faculty ................................................................................. 124 Faculty survey .......................................................................................................... 125 Appendix C .................................................................................................................. 129 Please check ALL of the activities in which you have participated that assisted in recruiting UNDERGRADUATE students to your institution over the past three years: .......................................................................................... 129 Appendix D .................................................................................................................. 131 Means and Standard Deviations ............................................................................... 131 Appendix E .................................................................................................................. I32 Correlations .............................................................................................................. 132 Bibliography .................................................................................................................... 133 vii LIST OF TABLES Table I Study Population ............................................................................................................... 43 Table 2 Total Population by Department ........................................................................................ 46 Table 3 Mailed Survey Response Rate ........................................................................................... 56 Table 4 Response Rate by Institution ............................................................................................. 57 Table 5 Response Rate by Program ................................................................................................ 57 Table 6 Tenure ............................................................................................................................. 68 Table 7 Rank ............................................................................................................................. 69 Table 8 Years of Service at the Current Institution ........................................................................ 69 Table 9 Number of Classes Taught ................................................................................................ 71 Table 10 Faculty Perception of the Overall Undergraduate Enrollment .......................................... 71 Table 11 Faculty Perception of Departmental Enrollment ............................................................... 72 Table 12 Has your department launched any new programs in the past three years? ...................... 72 Table 13 Faculty Respondents Participation in Recruiting .............................................................. 74 Table 14 Number of Recruiting Activities ....................................................................................... 74 viii Table 15 Is your perception of faculty assisting in undergraduate recruiting a: .............................. 75 Table 16 Office or individual that originated the request for faculty assistance .............................. 77 Table 17 Did recruiting cause a conflict with other duties? ............................................................. 77 Table 18 Key motivating factor for participating in recruiting activities ......................................... 78 Table 19 Were you rewarded in any manner for your participation in recruiting activities? ........... 79 Table 20 Variables in the equation ................................................................................................... 80 Table 21 Omnibus Tests of Model Coefficients ............................................................................... 80 Table 22 Model Summary ................................................................................................................ 80 Table 23 Classification Table (a) ...................................................................................................... 81 ix I. INTRODUCTION Admissions officials at public comprehensive colleges and universities nationwide, under pressure to reach enrollment goals, now ask faculty members to actively assist in the recruiting of undergraduate students to their institutions. This means that many faculty members are now expected to add student recruitment to their list of responsibilities, along with teaching, research, and other service activities. In turn, this has created a difficulty among faculty as they try to determine what their role should be in recruiting students, or if they should even have a role. Although the overall role of faculty members’ teaching and research has been intensely studied, there has been a significant gap of information concerning their participation in student recruitment. This study begins to fill that information gap by confirming the participation of faculty in recruiting activities and addressing the question of what factors might influence the involvement of the faculty in student recruitment. To study this problem from a regional context, rather than nationally, faculty from selected Michigan institutions were surveyed and asked about their role in undergraduate student recruiting. In addition, the admission directors from each of the selected institutions were interviewed to provide information concerning the enrollment situations at each institution and additional information concerning faculty involvement in recruiting activities. The institutions studied were bachelors and masters public universities in Michigan. These institutions had undergraduate populations between 3400 and 17,529 students and full-time faculty headcounts from 114 to 707 members. They were selected for this study because they faced similar challenges related to their enrollments. These institutions were “under pressure from legislators and faced with growing competition from distance- education and for-profit institutions. Their enrollments (would) rise and fall with the local population and economy. They faced increasing challenges as costs rose for colleges and universities” (Gilmour, 2000). “They lacked large endowments and had less flexibility to retrench or create new programs to meet the needs of job seekers in the new economy due to their population of heavily tenured faculty” (Selingo, 2000, p. A- 40). In addition, they faced a shifting marketplace, competition among themselves for the same student population, and sometimes, questionable enrollment objectives. These institutions had to actively recruit students to their campuses. Dependent upon the revenue generated by tuition they were at risk financially if they were unable to attract enough students to their campuses. In Michigan, only about 56 percent of the operating budgets of public colleges is financed by state revenues, with the remainder of the operating budget coming from tuition (The Chronicle of Higher Education, September 1, 2000). In 2000-2001 budget requests to the state of Michigan, the average requested increase for the four-year public institutions was 12.2 percent. This request exceeded the actual increase, 7 percent (Schmidt, 2000). This ranged from a 6.3 percent increase request from the University of Michigan to a 29 percent increase request from Ferris State University. However, the governor “may initially propose giving the public colleges just enough additional money to stay ahead of inflation, and then add to their appropriations in the spring” (Hebel, 2001, p. A27). Again, this puts pressure on administrators at the institutions to raise a substantial amount of revenue through tuition, which is tied directly to enrollment. The financial future for Michigan’s public universities could become bleaker. The 2000-2001 budget remains intact, but the revenue growth for the state has slowed dramatically. Indications are that the next fiscal budget will be flat and that state officials are “watching Michigan’s economy ‘month by month’ to determine which way it is heading” (The Chronicle of Higher Education, 2001, February 2). Therefore, the institutional enrollments at these colleges and universities, as well the size of tuition increases, plays a role in the amount of money each institution receives in state appropriation money. Appropriations for Michigan public four-year higher education institutions for 1999 were approved in Enrolled House Bill No. 4302,. The bill stated that appropriations were, in part, determined by whether or not the institution kept tuition hikes at 3 percent or below (1999, Enrolled House Bill No. 4302). It should be noted that institutions that kept tuition increases below 3 percent needed to increase their student body to raise additional funds. The public universities in Michigan were divided into five separate groups, representing the funding floors for each institution. The funding floors ranged from $4,500 to $9,000 per fiscal-year—equated (FYE) student. The FYE was determined by a formula based, in part, on the enrollment figure provided each institution (1999, Enrolled House Bill No. 4302). The funding floors, and respective universities were: Funding floor of $4,500 for Grand Valley State University, Lake Superior State University, Northern Michigan University, Saginaw State University, and the University of Michigan-Flint. 0 Funding floor of $4,600 Central Michigan University, Eastern Michigan University, Ferris State University. 0 Funding floor of $4,700 for Oakland University, the University of Michigan- Dearbom. 0 Funding floor of $5,700 Michigan Technological University, Western Michigan University. 0 Funding floor of $9,000 for Michigan State University, the University of Michigan-Ann Arbor, Wayne State University (1999, Enrolled House Bill No. 4302) With such a diverse funding base, and competition for the same student population, the administrators at public bachelors and masters institutions faced additional challenges in enrolling students: “Hyper competition, smarter and more active customers, advancing technology, and a quickening pace of change force today’s institution to focus on ‘sensing and responding’ to rapidly changing market forces” (Alfred, 2000, p.1). For these institutions the recruitment of students was potentially a matter of survival. These universities have largely moved beyond the “good old days” of being in the role of “gatekeeper”, picking through more applications than needed to fulfill their needs. They face questions concerning the quality of their programs (Sperber, 2000). These selected Michigan universities, according to their admissions directors, recently have had difficulty meeting specific departmental needs or goals that were set for minority enrollment. They also faced a constant battle in student retention; the national freshman- retention rate for these types of institutions was 73 percent (Selingo, 2000). In all senses they were competing among themselves, as well as other institutions, for the same pool of students. They also competed with more “prestigious” institutions for the elite students, where it was more difficult for a student to be admitted. For example, one competitor for students, the University of Michigan, a research-based state institution, had 23,000 applicants for the fall 2000 freshman class and only enrolled 5,400 new students (Lords, 2000). These universities also competed with the local community colleges where lower tuition costs attracted students. They were fighting new competition for students by colleges and universities that had instituted distance-leaming programs to offer courses practically anywhere (Farrington and Roland, 2000; Hawkins, 2000). In Michigan, two private for-profit schools, The University of Phoenix and Baker College, offered a variety of online courses and degree programs (Wowk, 2000). The University of Phoenix, “the fastest growing educational institution in the world” (Alfred, 2000, p.3) and a recognized threat to established four-year institutions, (University Business, 2000) directly competed with Michigan public institutions for students. The University of Phoenix used articulation agreements, special recruiting efforts, scholarships, and systematic placement of “campuses” in an effort to draw students away from public four-year institutions (Blumenstyk, 2000). Another problem facing these Michigan four-year public universities was increasing applications for admission, but smaller yields of enrolled students from their applicant pools. In many cases the Internet allowed students to apply at multiple institutions with the push of a button (Raisman, 2000). Interviews with the admissions directors at the selected institutions revealed diverse enrollment situations, and unique challenges, even for institutions that were able to record an enrollment increase. For example, one university in the study had a single year new student enrollment increase of 19 percent, only to experience a 20 percent decrease in new students the following year. An admissions director at another of the selected universities, after successfully completing the enrollment goal that was set for this year, now found her office challenged by a goal to increase the student body by 5000 students, or roughly 60 percent, by the year 2005. Another university, with a declining enrollment and located in an isolated regional area, had an enrollment goal set by the president to increase the student population by over 40 percent over a three—year period. The admissions directors were pressured to become more innovative in their recruiting methods. To help accomplish their enrollment goals several admissions directors saw their admission’s budgets exceed a million dollars. This did not include additional money that the institution had set aside for marketing purposes under a separate budget. The admissions officers, under pressure to meet enrollment goals and attract new students, were venturing down less explored avenues of recruiting techniques such as enrollment management. Enrollment management is best described as a total effort by an institution to influence the size and shape of its enrollment by utilizing all possible resources on the campus to recruit and retain students (Hossler, 1986). This includes the use of faculty members to recruit students. The concept of enrollment management is explored in more detail in the literature review section of this paper. As faculty members were asked to assist the institution in meeting enrollment goals, what factors influenced the involvement of the faculty in student recruitment? This research examined this question. This research also addressed the question of whether enrollment concerns were the main motivating factor for faculty involvement in recruiting activities and reviewed other factors that influenced faculty participation. Chapter 2, the Literature Review and Project Model, reviews the literature pieces on enrollment management, including faculty involvement in student recruiting. The literature review also includes information related to recruiting activities, a listing of actual recruiting events in which faculty participated, faculty influences on students, factors that influence a student’s decision to select a college, and top recruiting activities. The chapter culminates with the Project Model, which examines factors potentially related to faculty participation in undergraduate student recruiting. In Chapter 3, Variables, Instrumentation and Data Collection are examined. This includes measurement issues, the sampling and design used for the project, the telephone and the mailed survey used for the data collection, and the response rates for each data SCI. Chapter 4, Results of the Surveys and Statistical Analysis, examines findings from the telephone interviews with the admissions directors and the mailed surveys to faculty respondents. Chapter 5, Conclusions and Recommendations, presents conclusions about the project’s model, and makes recommendations concerning future studies in the area of the faculty role in undergraduate student recruiting. II. LITERATURE REVIEW AND PROJECT MODEL For the past fifteen years there has been a growing call for admissions offices to ask faculty members to assist in the recruiting of undergraduate students. Initially, this call began as administrators realized that faculty might affect prospective students’ selection of a college or university. Later, the faculty/prospective student connection was actively promoted as a new concept called enrollment management. This concept surfaced during the increasing competition for students among the public and private sectors, selective and less selective institutions, and two— and four-year institutions (Hossler, 1986). Enrollment management is “a process or an activity that influences the size, the shape, and the characteristics of a student body by directing institutional efforts in marketing, recruitment, and admissions, as well as pricing and financial aid. In addition, the process exerts a significant influence on academic advising, the institutional research agenda, orientation, retention services, and student services” (Hossler, 1986, p. 6). This process meant that administrators at universities and colleges in the United States should use all of the “tools” available to them on their campuses, including faculty, to control and influence enrollment (Williams, 1986; Ingold, 2000). Faculty members have the largest contact with the student body through teaching, advising, and course placement (Hossler, 1987). Most of the available literature focused on the faculty impact on areas other than the recruitment of students. Many of them dealt with such areas as diversity (Bents and Haugen, 1992), enrollment stability (Erdmann, 1990; Merante, 1987), the enhancement of quality (Krotseng, 1992), advising (Hardee, 1970; Hossler, 1987), attrition (Bean, 1986), retention (Dunply, Miller, Woodruff and Nelson, 1987; Graff, 1986; Stodt, 1987), leadership (Astin, 2000), and the ability to influence institutional marketing strategies (Gilbralter, 2000). However, in 1985 Frank Kemerer (1985) published an article detailing the role of Deans, department chairs, and faculty in enrollment management. The concept of enrollment management was still fairly new and Kemerer’s concepts specifically targeted the use of faculty members to assist in recruiting undergraduate students. Kemerer stated the need for faculty participation in enrollment management as follows: “It is essential that the faculty be involved with enrollment management for success over the long haul. There can be no substitute for faculty involvement because it is the faculty that develops programs, establishes articulation agreements with feeder institutions, publicizes departmental programs, and is directly involved with students daily through teaching and advising” (Kemerer, 1985, p. 5). It was this familiarity with the programs, and the contacts with faculty at other institutions, that made the faculty members a prime resource for recruiting new students. This thought was echoed by Craig Green (1990), who noted that, when higher education institutions target new markets, “the faculty is at the center of any successful marketing effort” (Green, 1990, p. 89). 10 Kemerer suggested that key faculty members engage in activities in feeder institutions of potential students, such as high schools and community colleges (Dennis, 1998; Keller, 1997; Kemerer, 1985). These simple contacts with potential students, teachers, and counselors might influence a student’s choice of college. The faculty member had the opportunity to discuss the overall concepts, ideals, and programs of his or her particular institution. In essence, the faculty member potentially could recruit students. For example, say a college or university wanted to increase the enrollment in the fine arts. Direct faculty contact with the local high-school teacher in charge of the drama department might yield a better result then an admissions counselor contacting the high school counseling department. A high school counselor with between 400 and 600 counselees would probably not know each individual student as well as the teacher that saw a smaller number of students for a specific class every day. Once initial contact was made with the high school teacher, follow-up arrangements could be made for the students and teacher to visit the campus, meet with faculty, and tour the fine arts department. The faculty member, preferably from the same academic discipline, should make the initial contact with the teacher (Mudie, 1978). In addition, Kemerer suggested that faculty should review publications, work with alumni, host student events on campus, write letters and make phone calls to prospective students, and establish contacts with counterparts in feeder institutions (Kemerer, 1985). These recruiting activities were not as subtle and involved direct faculty members in 11 more “traditional” admissions office recruiting methods. These concepts put faculty on the “front lines” of recruiting and took them out of more traditional faculty roles that allowed for interaction with prospective students. Potential roadblocks to this concept of faculty involvement in recruiting abounded (Ross-Black, 2000). Kemerer mentioned the lack of credit in a campus reward system for faculty efforts to assist in student recruitment and retention. He stated that, “often it is younger, non-tenured faculty who realize that their job security depends on sustained enrollment but are so pressed with community service, research, and publication that they cannot devote much time to enrollment management” (Kemerer, 1985). Kemerer raised the question about the importance of tenure status or seniority in influencing faculty participation in undergraduate student recruiting. Kemerer (1985) also suggested that the reward system be altered to include student recruitment and retention activities as one category for merit pay and tenure decision-making. Kemerer’s article effectively touched on a multitude of activities that faculty could do to assist in undergraduate recruiting. Many of these activities were a reality for some programs and are reviewed later in detail. Charles Pollock and WC. Wolf, Jr. (1989) noted that advocates of enrollment management recommended that it focus on campus-wide student recruitment, admissions, and retention. There was a strong implication that all members of the campus community, including faculty, become involved in the enrollment concept, which would include recruiting students. Campbell went so far as to suggest that faculty become adjunct members of the admission offices (Campbell, 1978, p.57). 12 Some evidence suggested that undergraduate student development could be substantially affected by interactions with both peers and faculty (Astin, 1993, p.4). Based on this type of evidence, one could ask if it was possible that faculty could positively affect students even before they enrolled at an institution. Some studies indicated the answer was yes. One such study, conducted at Washington University in St. Louis, indicated that faculty members could be extremely influential in their impact on prospective students: “faculty and the students that make up the heart of the collegiate experience, and prospective students are rightfully concerned about the nature of their prospective faculty” (Turner, 1978, p.34). Additional articles reinforced the notion that faculty could assist in undergraduate student recruitment. Departmental faculty members could write letters to prospective students or make telephone calls and provide students with comprehensive information on departmental offerings and career opportunities. The driving force behind this thought behind was that faculty members had the greatest knowledge about their own programs and, thus, interested students could ask more probing questions concerning curriculum and course offerings (Barton and Treadwell, 1978; Enrollment Management, 2000; Kemerer, 1984; Kreutner and Godfrey, 1980; Walker, 2001). Why have admission’s counselors place calls to students and attempt to provide answers to specific questions about programs, when faculty members could provide more in-depth information and answers to prospective students? Faculty member’s responses to telephone requests could make a difference in the successful recruitment of an undergraduate student (Green, 1990, p. 89). In sum, the “greater college community (students, faculty, 13 administrators, and alumni) multiplied the reach and influence of the admissions office” (Barton and Treadwell, 1978, p. 82). By the 19808 service on enrollment or recruitment teams was more common for faculty members (Kreutner, 1980). In some cases, this service involved utilizing faculty expertise in marketing and marketing research to supervise staff research into enrollment, recruitment, and institutional marketing (Green, 1990). In addition, faculty could contribute to student recruitment by attending Open Houses, Scholarship or Honors Days, hosting Departmental Open Houses, attending prospective student receptions, hosting campus programs for high school teachers, and organizing departmental Phon-a-thons (Keller, 1997). Again, the idea was that faculty members could provide more detailed information to students about their programs than others on the campus (Ihlanfeldt, 1980). After all, what would have more impact on a prospective student and his or her parents, a meeting with an admissions officer or a tour of a laboratory by the faculty member that would actually teach the course the student would take? This also held true for visits by high school counselors as they met faculty members and learned in-depth information about specific academic programs (Turner, 1978). An additional method of recruiting students by faculty focused on the adult, or non- traditional, student population (Enrollment Management Report, 2000, November). Marguerite Dennis suggested that faculty who had contacts in the corporate world reach 14 out to employees that might need technological or remedial training. In particular, the “non-traditional” or adult student represents the largest growth segment in college enrollments (Jacobs, 1990, p. 49; McKinley, 2000; Paulsen, 1990, p. 30). By 1990, for example, the population of traditional 18 to 24 year old students on campus had fallen from 70 percent in 1970 to 57 percent. The rest of the students were older, commuted, or studied part time (Green, 1990, p.79). As faculty involvement in undergraduate recruiting grew, some questions arose. Did faculty members actually affect a student’s decision about attending one particular institution above another? Did different types of recruiting efforts have distinct results? The difficulty in answering these questions was the complexity of student choice of college. A 1976 study showed that the most common reason student’s gave for selecting a college was the importance of getting a good job. Secondary reasons mentioned by students included academic reputation and special education programs (Brown, 1978, p.5). More recently, students tended to select a college and university based on a number of reasons: cost, financial aid, availability of a specific program, size, safety, quality of faculty, quality of teaching, friendliness of the campus, the location, family ties to an institution, social atmosphere, athletics, and religious influence (Huddleston and Batty, 1978; Kappler, 1997, p.14-16; Paulsen, 1990; Wilcox, 1991). Vincent Tinto’s retention model identified family background, skills and abilities, prior schooling, student intention 15 and goals, academic performance, extracurricular activities, faculty and peer interactions, and academic and social integration as important factors in student’s decisions to remain in school (Wilcox, 1991, p. 49). These reasons can be broken down into two categories: environmental factors beyond the institution’s control and institutional characteristics controlled by the institution (Pagano and Terkla, 1991; Paulsen, 1990). 1 Environmental factors include demographic shifts in the programs that student’s desired. Such a shift occurred between 1968 and 1972 when the traditional arts and sciences programs became less desirable to students then vocational and professional studies programs (Paulsen, 1990, p. 5). Other external factors include interest rates that affect a student’s ability to pay for college, parental encouragement, and student characteristics such as race, sex, and ability to learn (Paulsen, 1990, p. 13). One study showed that, “among individuals who potentially influence a student’s college selection, parents have the strongest influence, particularly mothers” (Pagano and Terkla, 1991, p. 39). Specific student characteristics that influenced the decision process included ability, socioeconomic background, input from influential advisors, aspirations and values, geographic considerations, high school characteristics, and expectations (Dolence, 1991, p. 14). When marketing the institution, administrators realized that the interpretation and promotion of a college’s program, the “marketing”, was as important as the content and structure of the program. It played a vital role in attracting and keeping students (Brown, 1978, p.2). Institutional characteristics that affect a student’s decision making included 16 the percentage of students that were part-time, the percentage of in-state versus out-of- state students, and the percentage of liberal arts degrees. In addition, the admission’s selectivity and the school’s urban or rural setting could influence a student’s decision to attend an institution (Paulsen, 1990, p. 13). Finally, other institutional characteristics that influence student choice include price (Litten, 1978), location, reputation, academic program orientation, sponsorship and control, and physical plant (Dolence, 1991, p. 14). Given the complexity of student choice, targeting faculty involvement in recruitment is difficult. Christopher Keller stated that “personal contact from college faculty members now more than ever plays a critical role in influencing student decisions regarding college choice, particularly among the best students and among those pursuing difficult programs of study” (Keller, 1997, p. 10). He also noted that, “unfortunately, the number of faculty members at most colleges that truly understand the admissions process and are willing to invest the time and effort to assist are relatively few” (Keller, 1997, p.10). An article by Leonard Kreutner and Eric S. Godfrey (1980) detailed a successful enrollment management program at California State University, Long Beach. In the article the authors provided several examples of how faculty members at Long Beach assisted in the recruitment of students. Fifty-eight academic departments made use of applicant listings and contacted potential students, extending invitations for visits and on- campus advisement. In addition, the faculty provided applicants with factual and 17 comprehensive information on departmental offerings and career opportunities (Kreutner and Godfrey, 1980). The authors stated that the driving belief motivating those activities was that individual faculty members were the most effective recruiters of students. In addition, Kreutner and Godfrey stated that it was much more difficult for a student to break ties with a department that he or she felt a part of than it was to leave a university. The departmental connection with the student was much stronger then the student’s connection with the university as a whole (Kreutner, 1980). William Ihlanfeldt (1980) reported that about 150 Northwestern University faculty members were involved in on-campus programs. He stated that faculty members appeared to be most effective in discussing their disciplines, not as interviewers or as general representatives of the institution. In addition, he questioned the use of faculty members in any capacity other than to represent their disciplines. “They can best assist the institution’s marketing efforts by meeting the intellectual needs of students” (Ihlanfeldt, 1980, p. 128). Marguerite Dennis (1998), Vice-President for Development and Enrollment at Suffolk University in Boston, provided evidence that faculty members did contact prospective students through phone calls and letters. She described a funnel of contacts with students, where the funnel was a systematic flow of information to prospective students including faculty letters, departmental newsletters, and faculty phone calls to 18 accepted students. She noted that this “funnel” was one that she has used over the years and had modified to suit the needs of the students and the market position of the school (Dennis, 1998, p.48-49). Dennis later remarked, “Throughout the recruitment cycle. . .the admissions office should send to each departmental chairperson a list of prospective students in their major. Faculty can contact applicants and play a significant role in the admissions process while at the same time helping to increase the number of students in their major” (Dennis, 1998, p.57). Dennis also stated that there was no enrollment and retention success without faculty input and cooperation. “Without faculty support for new ideas and programs and without faculty willingness to assist in the recruitment and retention programs, the best enrollment and retention managers will undoubtedly fail. One thing is certain: enrolling students and retaining them cannot succeed without faculty assistance and cooperation” (Dennis, 1998, p.56-57). Don Hossler (1999) supported the concept that faculty affect student college choice. Hossler suggested that when potential students were ready to choose a college they would want specific, detailed, information. At this point “campus visits and opportunities to visit with faculty or learn more from student affairs staff become important parts of the conversion process” (Hossler, 1999, p.19). In his view, “The admissions office should be the expert in developing the applicant, but that once prospective students are ready to apply, the faculty, student affairs, and other campus representatives can play a key role in converting the applicant pool” (Hossler, 1999, p. 19). 19 A simple form of faculty involvement in undergraduate student recruiting happened at North Dakota State University. The faculty developed departmental fact sheets that were used by the admissions office in mailings to prospective students. The academic departments were responsible for providing the basic subject matter for the fact sheets and identifying post-college accomplishments of alumni (Kuh and Wallman, 1986). This relatively simple task was one method of assisting in undergraduate student recruiting. The faculty members in the department were able to provide more detailed information concerning their programs than admission officers. This detailed information was then dispensed to potential students. In May, 2000, DePaul University initiated a high tech form of faculty involvement in recruiting undergraduate students, a Virtual Open House: “The Virtual Open House consisted of 22 chat rooms, representing each of the colleges and schools plus student life, admissions, financial aid and career services. They were staffed by 63 faculty and staff members, some of whom participated in shifts, others worked all six hours” (Kahn, 2000, p. 4). The admissions director noted that, “It was a very easy sell internally”. Visitors could post questions, watch a discussion, and interact with faculty and students. “In a subtle way, it helps to demonstrate that DePaul is a technologically savvy institution” (Kahn, 2000, p.4). An evaluation of institutional contacts with prospective students by Marian Pagano and Dawn Geronimo Terkla in 1991 reviewed the usefulness of a variety of recruiting contacts made by Tufts University. A specific type of contact used by Tufts included 20 letters from faculty to students. Institutions that had students visit classes, or meet faculty, ran the risk of having a negative experience (Pagano and Terkla, 1991). Tufts administrators learned to carefully select the faculty members that meet prospective students. Studies that rank the top ten recruiting strategies used by colleges and universities suggested that a campus visit, along with meeting faculty, was the top recruiting tool for an institution in search of larger class sizes (Keller, 1997). Admissions officers and enrollment managers were asking faculty members to create time to meet with students that took campus tours. In addition, faculty members were being asked to make use of application listings and extend invitations for on-campus visits to prospective students (Kreutner, 1980). Joyce E. Smith (1998) noted that successful on-campus visits by students only happened when faculty members were part of the program. To support this statement Smith charted the increase of the campus visit as a recruiting tool used by admissions personnel. In 1979 she noted that 38 percent of institutions surveyed reported a very frequent use of this “tool”. By 1992 the percentage of institutions that used on-campus visits as a very frequent “tool” increased to 82 percent (Smith, 1998, p.129-131). Another study, the 1997 Annual Stamats National College Choice Study, a survey of admissions offices, listed letters written by faculty to students as one of the top ten recruiting tools utilized by institutions (Kapper, 1997). In most cases, faculty were asked 21 to help with recruitment because of declining enrollment, (Hossler, 1986) or potential enrollment problems (Krotseng, 1992). Concerns over enrollment were the one constant that ran through each article that suggested faculty could assist in undergraduate recruiting, yet little was written about enrollment problems, which made it difficult to judge the effectiveness of faculty efforts. Accordingly, I reviewed additional literature areas, including institutional goals or missions, historical faculty responsibilities, motivation and vitality of faculty members, and rewards for the faculty. Qtitutiml Goals, Faculty Roles, & Faculty Rewards What would happen if enrollment concerns became a major part of an institution’s mission statement? Chait (1990, p. 25) suggests that attention to enrollment becomes a greater part of an institution’s mission as trustees intensify calls for “accountability that promote ‘business-like behaviors’ such as marketing, strategic planning, and performance appraisal, areas where trustees have considerable expertise”. This pressure is most evident when colleges and universities are in direct competition for resources — students, dollars, faculty, and equipment. Consider Sterling College, which faced an enrollment crisis that threatened the institution. Administrators and faculty reviewed the institution’s mission, including Sterling’s residential model, liberal arts curriculum, and religious makeup. Programs were altered or dropped, lowering the number of offerings from thirty majors to seventeen. Part of the new mission statement indicated that, “faculty members 22 and even the president are also expected to call potential students to encourage them to come” (Van Der Werf, 1999, p. A34). This episode suggests that an institutional enrollment crisis might influence the faculty role in recruiting Since most academics lack a detailed job description, the best way to see how institutional missions and goals affect faculty is to examine university policies and procedures for academic appointments, tenure, promotion, and dismissal (Knapper, 1997, p. 41). Robert Diamond noted that the system for promotion and tenure of faculty members ideally should be compatible with the mission statement of the institution. He also stated that colleges and universities differ in their goals and that their reward structures should reflect these differences (Diamond, 1993, p.8). John Centra stated that the “goals of the institution and the responsibility of a particular faculty member determine the importance given to research, student advising, and public service” (Centra, 1979, p. 119). Centra implies that faculty involvement in recruiting undergraduate students must be made part of stated expectations and policies for faculty members. Moreover, if goals shift over time the faculty must support these changes or internal conflict will result (Kashner, 1990, p. 24). Diamond also noted that an institutional mission statement “should (1) describe the desired institutional balance of teaching, research, and service activities; (2) identify major characteristics, strengths, and priorities of the institution; and (3) define the operational philosophy of the college or university” (Diamond, 1993, p.14). In this context, enrollment shifts at an institution could result in changes in the identification of 23 institutional strengths, and priorities, especially for colleges and universities whose budgets are tied to enrollment. Diamond (1993) continued by stating that recent studies suggest that tying mission and priorities to rewards can increase faculty productivity in high priority tasks. Diamond also postulated that unit or department-specific missions statements were needed to identify discipline-specific criteria and procedures for use in the promotion and tenure process (Diamond, 1993, p.16-18). Bronwyn Adam and Alton Roberts demonstrated the wide range of goals set by various departments. They noted “scholars are not all the same” while reporting details of departmental goals from such areas as Chemistry, the Arts, and Geography (Adam and Roberts, 1993, p.24). Of particular interest was the statement that “some disciplines value professional service or outreach activities because they serve a critical function in the life and development of the field. One notes that the departmental goal set by the Chemistry task force included an outreach program that targeted minority and gender-based recruitment and retention of students (Adam and Roberts, 1993, p.47). Their findings suggest the possibility of including specific departmental expectations for a faculty member’s participation in student recruitment. The assumption that shifts in institutional priorities, goals, or mission, result in a shift in a faculty member’s job responsibilities rests on faculty perceptions about their jobs. Richard Chait (1979) noted that faculty work in a freedom field: “Independence and autonomy are hallmarks of the academic profession. Personnel practices have been 24 traditionally slipshod and supervision historically loose. Organizational demands for conformity are few. There are no dress codes and no time clocks. More fundamentally, there is no insistence upon allegiance to institutional goals as determined by management” (Chait, 1979, p. 38). Frederic Jacobs also commented, “For a generation, college and university faculties have been unusually stable, in role and responsibility, in size, and in membership. There has been a pervasive feeling that the faculty’s role, variable as it may be from institution to institution, is known and knowable, stable and stabilizing, predictable to individual faculty members and their institutions” (Jacobs, 1990, p.43-44). However, the 19903 brought new expectations for faculty, new requirements for activity and involvement, and changes in institutional resource allocations (Jacobs, 1990). Translating these shifts into new faculty responsibilities requires faculty cooperation. For any success, faculty must “have a clear idea of what is going on and why” (Jones, 1990, p.54). In particular, additions to faculty work that affect traditional functions are most suspect: This historical review of the faculty role is necessary to gauge the impact that changes in institutional conditions and goals might make in faculty assistance in recruiting students. “Policy specifies that the primary responsibility of faculty is teaching and research and scholarship, and in most cases teaching is listed first” (Knapper, 1997, p. 41). The debate over how much time is allocated for these three functions is one that has raged for years. The debate over faculty time recently has focused on enhancing the value of teaching and learning (Boyer, 1990; Chait, 1979; Diamond, 1993, Fairweather, 1996; Knapper, 1997; Shuster, 1990; Ward, 1998). 25 A 1997 study of the teaching workload of full-time postsecondary faculty revealed that in 1992 faculty members spent 54.4 percent of their work hours teaching, 17.6 percent conducting research, and 13.1 percent performing administrative tasks. Professional growth accounted for 4.6 percent of the faculty’s time. Outside consulting or freelance work represented 2.7 percent of the faculty work experience. Service and other work accounted for 7.4 percent of faculty time, an increase from 5.4 percent in 1987 (http://nces.ed. gov/pubs/ce/c9743a01 .html). The debate over faculty time has spilled into a critique of the faculty reward system. Rewards reflect institutional priorities. They determine which faculty are promoted or granted tenure, and serve as the basis for judging job performance. “With fewer faculty members being awarded tenure and promotions, research and scholarship as well as teaching performance are receiving close scrutiny, focusing in particular on the quality and impact of an individual’s wor ” (Centra, 1979, p.119). Junior faculty members, in particular, learn that they must “publish more and publish quickly” (Wilson, 2000, p. A12). Perhaps Ernest Boyer was best able to cut to the heart of the matter: “Almost all colleges pay lip service to the trilogy of teaching, research, and service, but when it comes to making judgements about professional performance, the three rarely are assigned equal merit" (Boyer, 1990, p.15). Robert Diamond echoed the same sentiment: “No process in higher education receives more attention, generates more debate on individual campuses among faculty and administrators, or creates more frustration than the promotion and tenure system” (Diamond, 1993, p.5). Diamond also commented that faculty assignments and workloads needed to be equitable to allow faculty members 26 “adequate time to provide effective instruction, advise and evaluate students, continue professional growth, and participate in scholarship, research, and service compatible with the mission and purpose of the institution” (Diamond, 1993, p. 10). These findings suggest that faculty participation in recruiting undergraduate students depends, at least in part, in the activity being acknowledged in personnel decisions. In 1985 Shelia Slaughter suggested that university and state leaders change the role expectations they held for faculty. She raised three questions: 1) what kinds of new role behaviors are involved in increasing productivity; 2) how do faculty respond to shifting expectations; and 3) how do changing expectations affect the traditional tripartite faculty role - teaching, research and service (Slaughter, 1985)? Slaughter defined Eternal service within the university as faculty participation in academic governance. She noted that in 1972 many faculty members refused to participate in this type of service until institutions began to include it in the merit structure (Slaughter, 1985). Might faculty also balk at assisting in undergraduate student recruitment if it is not recognized by their institutional administration as an internal service and part of the merit structure? Service has not been at the forefront of the argument over faculty work allocation when compared with research and teaching. Service is mentioned in a majority of college and university-mission statements but can cover a wide variety of possible responsibilities for faculty, both on and off the campus. One thing seems certain: institutions continue to require more from their faculties in their service commitment (Jacobs, 1990, p. 48). 27 External service includes efforts by faculty that can benefit the local community, or professional outreach such as consulting in the field of the faculty member’s expertise (Ward, 1998). External service also means service to the discipline or profession and includes such tasks as serving on committees related to a faculty member’s professional affiliation (Ward, 1998, Knapper, 1997). Internal service often means taking on administrative duties such as serving on committees on the faculty member’s campus (Knapper, 1997, Ward, 1998). Boyer noted that service covered “an almost endless number of campus activities—sitting on committees, advising student clubs, or performing departmental chores. It is not unusual for almost any worthy project to be dumped into the amorphous category called ‘service’” (Boyer, 1990, p.20). One wonders whether placing faculty assistance in recruiting students under “service” can be effective. Service is but a small portion of the faculty role, compared to teaching and research. Faculty members might balk at this responsibility if it takes time away from teaching or research. James Faiweather’s (1996) work reinforces this concept. He noted the public perception of faculty as teachers spending too much time doing research, all the while being protected by the tenure system. He also recognized that academics have “invented and reinforced a reward system and socialization process that increasingly encourages faculty to think more about research than teaching, that stresses publishing volume more than quality, and that treats the publication of research as the principal, perhaps the only, 28 measure by which faculty can claim to have achieved high status” (Fairweather, 1996, p. xiii). The premise of Fairweather’s 1996 work was that teaching, research, and public service compete for faculty time. Administrators and faculty that want to increase the value of teaching and public service must recognize that there will need to be a compensatory decrease of faculty time spent on research to achieve this goal (Fairweather, 1996). Yet this shift runs counter to reward structures that increasingly emphasize research and scholarship regardless of type of four-year institution. In 1994 Larry A. Braskamp and John C. Ory defined faculty work as teaching, research and creative activity, and practice and professional service (Braskamp and Ory, 1994). A fourth category, citizenship, reflected many types of faculty work, including memberships, interactions, interdependencies, and partnerships. Braskamp and Ory defined three specific forms of citizenship: 0 Institutional contributions including work that facilitated and promoted the growth and development of the institution. 0 Disciplinary/professional contributions including work in professional, scholarly, and disciplinary associations and organizations. 0 Private and community contributions including work in community, political, religious, and civic organizations. (Braskamp and Ory, 1994, p. 49-50) 29 It is the first form of citizenship that best fits institutional service for those that assist in student recruitment. Their assistance in undergraduate recruiting could be considered work that facilitates and promotes the development of the institution. Jack Shuster noted that, “faculty performance is the most influential factor bearing on an institution’s efforts to fulfill its teaching, research and public service missions. All that is accomplished by the Academy is a product of the competence, enthusiasm, and energy of its faculty” (Shuster, 1990, p.33). Motivation and vitality of the faculty member also might influence faculty participation in student recruitment. For example, age, job responsibilities, and departmental concerns could affect a faculty member’s motivation to participate in such non-traditional work as student recruiting. This might be especially true today, when nearly half of the respondents to The American Faculty Poll indicated that their academic work is impinged by their workload (Leatherman, 2000). Robert T. Blackburn and Janet H. Lawrence defined motivation as the “tendencies to initiate and sustain a given activity” (Blackburn and Lawrence, 1995, p. 18). They examined the motivational process for faculty members through a variety of historical theories including personality and career development, reinforcement, dispositional, expectancy, attribution, efficacy, and information processing (Blackburn and Lawrence, 1995). Blackburn and Lawrence presented a theoretical framework for faculty role performance and achievement with four key premises: 30 0 Academic institutions are achievement-laden environments in which the evaluation of faculty, student, and administrator performance is ongoing; 0 Faculty use assessments of themselves and their social contexts to make meaningful decisions about their actions; 0 Experience over time leads individuals to modify their understandings of their work environments as well as their self-images. These changes can affect the subjective incentive value of engagement in different facets of work, and consequently a faculty member’s level of engagement in different activities can shift; 0 Some types of self-referent thought and perceptions of the work environment are fairly enduring, whereas others change frequently on the basis of personal feedback and vicarious experience. (Blackburn and Lawrence, 1995, p.26) Blackburn and Lawrence defined work allocation for faculty members by breaking down job responsibilities into three basic areas: Research, Teaching, Service and Scholarship. They determined that research was equated with the number of published materials created by the faculty member and that teaching was defined as the number of classes taught. Service was defined as “the catchall name for everything that is neither teaching, research, nor scholarship” (Blackburn and Lawrence, 1995, p.222). External and internal service was specifically defined without reference to requests for faculty assistance in the 31 recruitment of students. Blackburn and Lawrence defined scholarship as keeping up-to- date with literature and intellectual activity (Blackburn and Lawrence, 1995). In their research concerning faculty incentives and vitality, Baldwin and Krotseng defined vitality as “those essential, yet intangible, positive qualities of individuals and institutions that enable purposeful production” (Baldwin and Krotseng, 1985, p. 7). They noted that for faculty members, vitality is characterized by enthusiasm and curiosity. The authors also stated that faculty motivation was complex and could not be explained by a simple materialistic view (Baldwin and Krotseng, 1985). Braskamp and Ory suggested that setting goals based on expectations significantly affects continuing faculty motivation. By setting attainable, challenging goals, administrators can enhance faculty motivation to excel by “examining their challenges and skills and the competencies that are required to meet the challenges” (Braskamp and Ory, 1994, p. 67). The authors then listed several suggestions and guidelines that might assist in the setting of goals and increasing faculty motivation. Among them: 0 Remember, not everybody can be judged by the same yardstick. Different criteria and standards of excellence are needed for different faculty members; 0 Campuses should consider their culture and ethos in determining how faculty develop and communicate their expectations and how they are reviewed by others; 0 Formative assessment during the beginning years of a faculty members career is critical; 32 0 Allow the opportunity for each faculty member to meet with the chair or academic head to discus plans to contribute to the departmental mission, provide a framework and context for the assessment of work, and establish a means for self-development and improvement. Perhaps a short-term and a long-term professional development plan can be established (Braskamp and Ory, 1994, pg. 68-71). Unfortunately, none of these recommendations anticipated new faculty responsibilities such as involvement in student recruiting. One could question whether or not Braskcamp and Ory’s suggestions would change if recruitment were taken into account. For example, one wonders about the opportunity of making sure that creative formative assignments during the beginning years of a faculty member’s career is possible if they are asked to assist in student recruiting. No studies related enrollment pressures with faculty motivation. Would enrollment pressures decrease or increase faculty motivation and vitality? Rewards and incentives influence a faculty member’s decision to assist in undergraduate recruiting (Fairweather, 1996). Frank Kemerer touched on this subject when he raised concerns that the reward mechanisms on campuses did not emphasize faculty efforts to assist in the recruiting of students (Kemerer, 1985). Christopher Knapper suggested that rewards could be extrinsic or intrinsic. Extrinsic rewards include such things as money or a larger office while intrinsic rewards come in the form of job satisfaction. Additional forms of faculty rewards could include such things as tenure, 33 promotion, academic appointment, the awarding of a sabbatical, or teaching awards (Knapper, 1997, p. 42). Baldwin and Krotseng noted that incentives are tangible and intangible. Most tangible rewards take the form of extrinsic rewards such as salary increases, promotions, more interesting assignments, fringe benefits, and status symbols (Baldwin and Krotseng, 1985, p.11). Additional rewards come in such forms as a flexible teaching schedule, or release time, that allows time for research or service (Baldwin and Krotseng, 1985). This thought is echoed in the observation that deans and department chairs have a major influence in the motivation and rewarding of faculty members. They can influence faculty member’s perceptions of priorities and rewards, development departmental norms concerning the importance of teaching, and allocate institutional resources (Roberts, 1993,p.75) Knapper postulated that it was more likely that subtle rewards play “a significant role in motivating faculty behavior and that extrinsic and intrinsic rewards interact with each other to affect faculty values and effort”. In addition, Knapper noted that “studies of human motivation show that we will often strive for such overt rewards (such as financial compensation), but that the most powerful reinforcers are psychological, in particular prestige and self-esteem” (Knapper, 1993, p. 42-45). Baldwin and Krotseng noted the impact of rewards on faculty members as they referred to studies that showed that faculty found incentives in the belief of influencing 34 others minds, contributing to student development, and enjoying the intellectual interchanges characteristic of academic life. Faculty members also enjoyed the freedom and autonomy available in the faculty position. Baldwin and Krotsen noted that these types of awards were often intangible. Other intangible rewards included approval, praise, and feelings of competence or self-actualization generated by their work (Baldwin and Krotseng, 1985, p.8). Craig Green stressed the importance of recognizing faculty involvement in undergraduate student recruiting by stating that, “whatever faculty members do that is helpful needs to be valued and publicly recognized” (Green, 1990, p. 89). W.J. McKeachie, in “The Rewards of Teaching”, suggested that “intrinsic satisfactions are derived from such things as satisfying relationships with students and colleagues, from intellectual stimulation, and from a sense of freedom and autonomy in carrying out one’s job with a sense of personal control and efficacy” (McKeachie, 1982, p. 12). Mihaly Czikszentmihalyi wrote that intrinsic motivation comes not from some outside goal such as becoming a good teacher, or making more money, but from the experience that is an end in itself. “The point is that for a professor, intrinsic motivation is both the product of the activity and the means by which the product is realized. The intrinsic rewards and the meaning of the activity must be discovered on one’s own” (Czikszentmihalyi, 1982, p. 16 and 21). Robert Froh suggested that intrinsic motivation was perhaps the higher of the two motivators for faculty members. He noted that, “many faculty chose careers in academia for reasons other than fiscal rewards. They enjoy 35 working with younger people, they find the vigor of scholarly activity stimulating and the work with colleagues in their disciplines challenging, and they love teaching” (Froh, Menges, Walker, 1993, p. 87). In all of these discussions one fact remains clear: faculty are not homogeneous. No literature examines rewards for faculty that assisted in undergraduate recruiting. It seems highly doubtful that many colleges and universities have altered their reward systems to include the efforts of faculty in recruiting students. It does seem possible that some faculty members need some form of acknowledgement to encourage participation in recruiting. The most likely rewards for faculty that assist in recruiting are intrinsic. The self- satisfaction of making an impact on the departmental enrollment, meeting new students, or helping the university might be the only reward available to the faculty. This is not to say that an institution requiring faculty to assist in recruiting, such as at Sterling College, might not have found some method of rewarding faculty by altering workloads, or providing time off from teaching responsibilities. However, at this time, there was no evidence that administrators at institutions are altering the reward structures on campuses to include the work faculty members might be doing to try and increase enrollment. Starting with the previous literature, I developed a model to explain faculty involvement in recruiting students. This literature suggests four potential influences on faculty involvement: 36 Institutional goals or mission: The detailed description of the university’s mission and faculty responsibilities. This included the university’s plan to recruit undergraduate students. Historical faculty responsibilities: Teaching, Research, and Service. This included such traditional faculty areas as tenure, rank, and number of classes taught. Motivation and vitality of the faculty: Tendencies to initiate and sustain a given activity (Blackburn and Lawrence, 1995, p. 18). In this case that would include recruiting undergraduate students. Rewards — extrinsic and intrinsic: Something that stimulates action or effort (Baldwin and Krotseng, 1985, p.6). Extrinsic rewards included such things as money or a larger office while intrinsic rewards included such things as job satisfaction, or the satisfaction of a job well-done. This initial model did not address the question of why faculty members were asked to assist in the recruiting efforts of undergraduate students. To fill out the model I developed three enrollment scenarios that potentially could influence a faculty member’s decision on whether or not to assist an admissions office. The first scenario involved uncertain institutional enrollment. This uncertainty may take one of many forms. For example, there may have been a decline in the overall institutional enrollment. This institutional vulnerability might have caused a financial problem. Perhaps the overall enrollment of the institution was sound but the institutional administration desired an increase in enrollment. Another possibility 37 “~\_ ,/ was that the institutional administration wanted to attract a higher quality of student, a or increase a targeted population. Perhaps there was a drive to enroll more valedictorians, or students with a higher grade point average or standardized test score. Many institutions have been attempting to increase the number of minorities or women that enroll. The second scenario suggested there was a departmental decline in enrollment, or a departmental struggle to maintain a desired enrollment. This might have included the actual survivability of a program and could have impacted a faculty member’s employment. The third scenario suggested that the department might have been launching a new program and had a desire to begin classes with a minimum number of enrolled students. These enrollment situations might influence a faculty member’s decision to assist in the recruiting efforts to attract undergraduate students. For example, a faculty member may have felt more loyalty to the department, and willingness to help, if the enrollment problem was situated in the home department. If the enrollment problem was located across the campus the urgency to assist might have been diminished and the faculty member may not become involved in the recruitment process. Perhaps the launching of a new program in the department was tied to a specific faculty member or colleague. This might have motivated the faculty member to assist in recruiting students to make sure the launching of the program was successful. As noted 38 earlier, faculty attitudes about campus goals were a contributing factor to the success or failure of an enrollment plan (Hossler, 1986, Dennis, 1998). The final model incorporated institutional and departmental enrollment scenarios with institutional goals, faculty responsibilities, motivation and rewards. I also added whether or not the faculty member was asked to participate. This model formed the basis for subsequent analysis. 39 III. VARIABLES, IN STRUMENATION AND DATA COLLECTION Admissions directors at the selected institutions were surveyed to verify faculty involvement in undergraduate student recruiting and to provide information concerning institutional enrollment and enrollment goals. I surveyed faculty members to gather data on faculty involvement in undergraduate student recruiting, perspectives on institutional and departmental enrollment, job responsibilities, motivation, and rewards. Three research questions guided data collection and analysis. These were: 0 Research Question 1: Do faculty members assist admissions offices in the recruitment of undergraduate students? 0 Research Question 2: Do enrollment concerns motivate faculty members to assist in recruiting students? 0 Research Question 3: Besides enrollment concerns, what influences faculty participation, in recruiting undergraduate students? Definitions of Survey Measures The following definitions were used in this study: 0 Faculty workload: The area of work allocation for faculty members broken down into research, teaching, service and scholarship as identified by Blackburn and Lawrence 40 (1995). In addition, professional growth, administrative duties, and outside work were considered as part of the faculty workload. Historical faculty responsibilities: Teaching, research, and service and scholarship as identified by Blackburn and Lawrence (1995). Also included were: tenure, rank, years of service at an institution, and the number of classes taught. Faculty motivation: Tendencies to initiate and sustain a given activity (Blackburn and Lawrence, 1995). Faculty rewards: Extrinsic rewards such as the recognition of faculty involvement in student recruiting through the realignment of the faculty workload, the reduction of other faculty responsibilities, or the recognition of student recruitment as part of the promotion and tenure process. Additional extrinsic faculty rewards for assisting in student recruitment could be as little as a token gift from the admissions office. Rewards could also be intrinsic and involve such things as satisfaction for a job well- done, enjoyment of working with students, or pride in assisting the institution. Faculty Participation: Identification of involvement in at least one of the sixteen recruiting related activities identified in the literature review. These included visiting high schools or community colleges, calling prospective students, serving on retention or enrollment committees, attending receptions or open houses, or creating recruiting materials that are used by the admissions office (Dennis, 1998, Green, 1990, Hossler, 1999, Ihlanfeldt, 1980, Keller, 1997, Kemerer, 1985, Kreutner, 1980, Kuh and Wallman, 1986, Smith, 1998). Faculty Participation Level: The number of recruitment activities in which the faculty member participated. 41 0 Valid Response: Returned surveys from full—time faculty members. Invalid surveys were those where the faculty member was not longer at the selected institution, had moved into an administrative position, did not work with undergraduate students, had incorrect addresses, or had died. Sampling and Design This study focused on public universities in Michigan facing the greatest likelihood of enrollment competition and decline. Among the challenges faced by these institutions was competition for the same student population, concerns over state funding, a shifting marketplace, and questionable enrollment objectives. Overall, Michigan has fifteen public four-year institutions of higher education. Five of the universities are considered research-oriented institutions based on the Carnegie classification system. These institutions face different enrollment situations then the other ten based on name recognition, state funding, and other factors. Because of these factors they were eliminated from the study. The remaining ten fell under the Master’s Comprehensive Colleges and Universities I and II in the Carnegie Classification system and constituted the population understudy. These ten institutions are considered predominantly teaching-oriented. The undergraduate student population varied by institution and ranged between 3400 and 17,528 students. The undergraduate student population was determined by the self-reported enrollment figure provided by the institution for the 1999 edition of Peterson’s Guide (Peterson’s Guide, 1999). 42 The number of faculty in these institutions ranged froml9l tol202. The range of self-identified full-time faculty members was lower and ranged from 114 to 707 faculty members. The combined number of full-time faculty members, at all ten institutions was 3733 (Peterson’s Guide, 1999). The selected institutions, with Carnegie classification, total number of undergraduate faculty, and total number of full-time faculty are illustrated in Table 1. Table 1 Study Population Institution Carnegie Total number of Total number of Classification Faculty Full-time Faculty Central Michigan Masters 1 859 707 University Eastern Michigan Masters I 1202 707 University Ferris State Masters II 494 434 University Grand Valley State Masters I 818 508 University Lake Superior State Masters II 191 114 University Northern Michigan Masters I 354 296 University Oakland University Masters I 666 355 Saginaw Valley Masters I 466 191 State University University of Masters I 411 230 Michigan-Dearbom University of Masters I 242 191 Michigan-Flint 43 Sampling Framework _S_2_Imple #1: Admissions Directors The purpose of sample #1 was to use a telephone survey to identify, from the institutional (i.e., administrative) perspective, factors related to faculty involvement in recruiting students as well as university enrollment concerns and objectives. The admissions directors at the ten selected institutions were selected as representatives of the institutional perspective. Data from these administrators also provided additional verification of faculty perceptions about being requested to assist admissions in recruiting activities. Specifically, Sample #1 addressed eight areas: 0 Did the admissions directors in the sample request faculty to assist in undergraduate student recruiting? 0 Why did the directors request faculty assistance? 0 If the directors did not request faculty assistance, had others on campus done so? 0 If the directors did not request faculty assistance, would they be doing so in the future? 0 How did the admission directors utilize the faculty members to assist in the recruiting process? 0 Did faculty members decline the invitation to assist in recruiting? 0 What were the reasons that were given by faculty members that declined the invitation to assist in recruiting? o What types of enrollment goals and objectives were identified at the institution? Sample #2: Faculty The purpose of the second sample was to use a mailed questionarie to obtain information directly from the faculty about their participation (or lack of it) in recruiting undergraduate students. This information was compared and contrasted with the results of the administrative perspectives obtained in sample #1. The total number of 3733 available full-time faculty members representing the ten selected institutions was too large a number for the study because of time and financial constraints. I selected a subset of departments at each institution that represented the full range of disciplines, based on a method devised by Anthony Biglan. Biglan used a multidimensional scaling of subject matter to determine if academic areas could be grouped based on the characteristics of subject matter. His study viewed the subject matter in various forms such as “hard”, or science-orientated areas and humanities, pure- applied, and areas concerning living or organic objects of study (Biglan, 1973). Biglan’s study compared large and small college data. Three characteristics of academic subject matter held for both the university and small college setting. The first distinguished hard sciences, engineering, and agriculture from social sciences, education and humanities. The second dimension viewed academic areas with application to practical problems. Education, engineering, and agriculture were distinguished from hard sciences, social sciences, and humanities. The final dimension distinguished biological sciences and social areas from those that dealt with inanimate objects (Biglan, 1973). 45 For this study I used two groups: -- (1) hard sciences, engineering, and agriculture and (2) social sciences, education, and humanities -- as a basis for selecting faculty members. The selected departments, as identified by Biglan in his research, were for Group 1, Biology, Physics, Chemistry, and Engineering. For Group 2 I included Business, English, History, and Education. The number of faculty members in those disciplines at the ten selected institutions resulted in a total population of 1431 members. (Table 2) Forty percent of that population created a sample size of approximately 575 faculty members. I used a forty percent sample because of budget constraints and because a presumed fifty-percent return rate from the 575 surveys would equate to a twenty-percent sample. Table 2 Total Population by Department Eng. Hist. Educ. Bio. Chem. Phys. Bus. Engin. Total CMU 51 20 27 21 18 7 62 0 206 EMU 44 24 58 20 21 10 74 0 251 FSU 33 3 5 14 5 4 66 0 130 GVSU 36 15 24 l3 l4 5 49 15 171 LSSU 8 3 4 9 5 3 l3 13 58 NMU 29 9 19 12 8 4 22 0 103 0U 18 12 43 19 22 10 32 30 186 SVSU 23 8 12 8 6 4 21 9 91 UM-D 13 7 15 12 10 6 20 66 149 UM-F 19 5 13 14 8 4 20 3 86 TOTAL 274 106 220 142 l 17 57 379 136 1431 46 Faculty members were proportionally randomly selected from each of the eight selected programs from each of the ten identified institutions. The survey results were used to represent the faculty population as a whole, rather then institution or by department. To achieve maximum response from the mailed survey I used Dillman’s (1978) M and Telephone Surveys: The Total Design Method, with modifications from Rea Parker’s Designing and Conducting SurLev Research (Parker, 1997). One week after the initial survey was mailed I sent a postcard to each potential respondent as both a reminder and a thank you. Three weeks after the initial mailing I sent a letter and replacement survey to non-respondents. This second mailing had a shorter cover letter then the original mailing (Dillman, 1978, p. 183). One week after the second mailing I sent an e-mail to all non- respondents reminding them of the survey and requesting their assistance in the project by returning a completed survey. The use of the Total Design Method (TDM), when followed without modification generally generated a return rate range of fifty to seventy- five percent. Dillman recognized that the TDM, when modified, generally generated a fifty- to sixty -percent return rate (Dillman, 1978). Data Collection Telephone Interview with Admissions Directors There were two separate sets of data collection. Telephone interviews with the admission directors at the ten institutions provided information about the first two 47 research questions, evidence of, and motivation for, faculty participation in undergraduate student recruiting. These interviews also provided verification of enrollment goals and objectives of the institutions. An initial consent form was sent to each of the ten admissions directors with a cover letter outlining the study. Upon the return of a signed consent form, I conducted a telephone interview with the director concerning that particular institution’s use of faculty in undergraduate recruitment. The cover letter, consent form, and questionnaire used for the admissions directors survey can be found in Appendix A. It is important to note that this group of admissions directors drives the requests for undergraduate student recruitment assistance at each campus. The admissions directors from all ten of the selected Michigan universities positively responded to the request to be interviewed by telephone. The interviews took place over the course of five weeks, from March 13‘“, 2000 to April 18‘", 2000. The interviews ran in length from twenty minutes to approximately an hour. Each interview began with a description of the project and a reaffirmation of the confidentiality statement. In addition, I verified that any information collected would be presented in an aggregate format. Each director was also provided with the phone numbers and e-mail addresses of the interviewer and the chair of the University Committee on Research Involving Human Subjects at Michigan State University. 48 The interviews gathered information about the type of recruiting assistance requested of faculty, tasks actually performed by faculty, the perceived amount of time faculty were involved in each project, as well as why faculty were asked to participate. The telephone interviews were broken into three segments covering personal data, overall institutional enrollment information, and the use of faculty to assist in undergraduate student recruitment. Questions about faculty participation in undergraduate student recruitment included a question that asked if faculty participated in undergraduate student recruitment at the request of the admissions office. If answered positively, I asked the director why faculty members were asked to participate in undergraduate student recruitment, as well as the specific tasks were assigned. The directors were read a list of sixteen potential tasks that might involve faculty members and asked to indicate if they did or did not use faculty for each task. The directors were allowed to comment on each task listed. They were also asked if they had faculty participate in any other recruiting activities, other then those listed. In the event of a negative response to the question concerning faculty participation, I asked why faculty did not participate, and if there were plans for future participation on the campus. Prior to the interviews I carried out two pre-test interviews with selected directors of admissions at other Michigan colleges and universities not part of the study. I modified the interview protocol based on the pre-test findings. 49 I did not record the interview but took notes during the conversations with each admission director. At the end of the interview I read the written responses to the director for verification of the data. The results of the interviews were entered onto a Microsoft Excel spreadsheet and compared and contrasted with the second data collection from the faculty surveys. In addition, comments made by admissions directors were entered onto a Microsoft Word document so that they could be retrieved and used to augment the numeric data. I compared administrator and faculty responses on faculty participation and tasks, and the reasons that faculty were or were not involved in undergraduate student recruiting. Mailed Survey to Faculty Respondents The second data collection was a mailed questionnaire sent to sampled faculty. The survey was designed following a method that combined suggestions by Rea Parker, in Designing and Conducting Survey Research, Don Dillman in Maud Telephone Surveys: The Total Design, Earl Babbie’s Survey Research Methods, and Arlene Fink’s How To Conduct Surveys (Babbie, 1973, Dillman, 1978, Fink, 1985, Parker, 1997). Parker suggested that written surveys should follow several rules. First among those suggestions was that there should be clear instructions. In addition, there should be adequate spacing between questions, with no questions divided by pages. The questionnaire should have an identification number for purposes of non-respondent 50 follow-up. There should also be a cover letter that explained to the respondent the use of the identification number, along with assurances of privacy and confidentiality (Parker, 1997, p. 68). I followed all of these suggestions in creating the survey and cover letter sent to the selected faculty members. To provide for a maximum response rate to a mailed survey Parker suggested that, two weeks after the initial mailing, a postcard be sent to non-respondents encouraging completion of the survey. Four weeks after the initial mailing a second mailing should be sent to non-respondents. Additional processes past the second mailing could include a reminder phone call or a third mailing sent certified mail (Parker, 1997, p. 69). This process followed very closely that of Dillman’s in Liail and Telephone Surveys: The Total Design Method, and reinforced the modified version of the format used for this project’s survey. The final mailing method was described in the Sampling Methods segment of this paper for Sample #2. I pre-tested the survey with ten faculty members that were not included in the final faculty selection. These ten faculty members were asked to complete the survey and return it. In addition, they were asked to comment on the questions and layout design of the survey. I modified three questions based on their responses. The test subjects were also asked to time how long it took to complete the survey. Their responses showed an average time of fifteen minutes or less. I incorporated the 51 information about the amount of time required to complete the survey in the cover letter for the survey. After modification, the mailed survey was four pages in length broken into four sections: Instructions, Background Information, Enrollment, and Activities. A cover letter described the project and provided contact phone numbers and e-mail address for questions about the survey or about being a research subject. In addition, the cover letter explained the use of an identification number on the survey for follow-up with non- respondents. It also provided assurances of privacy and confidentiality. A postage-paid reply envelope was provided with each survey. The cover letter, survey, and follow-up contact information for the faculty survey can be found in Appendix B. The background segment of the survey consisted of six questions concerning the respondent’s tenure status, rank, age, and number of years at the current institution. In addition, the respondent was asked what percentage of time was spent on teaching, research, service, professional growth, administration, and outside consulting or freelance work. Another question asked about employment status and was used to verify that the respondent was a full-time employee. The enrollment segment of the survey consisted of seven questions about the respondent’s perception of departmental and institutional enrollment trends and about undergraduate enrollment goals of the institution. In addition, questions were asked concerning the faculty member’s perception of assisting in undergraduate student 52 recruitment including institutional mission statements and goals, and whether or not the respondent was required to partake in the undergraduate recruiting experience. The activities segment of the survey contained eight questions. It began with a list of sixteen potential recruiting activities. Faculty members were asked to mark all the activities on the list in which they had participated. Respondents were given the opportunity to add activities not listed. The respondents indicating they participated in recruiting activities were also asked where requests for undergraduate student recruitment assistance originated, if participation created a time conflict with other responsibilities, and their motivations for participation. The final survey questions, asked of all faculty members sent the survey, asked for information concerning feelings towards recruiting undergraduate students. They also allowed for the respondent to express opinions to an open-ended question concerning the topic. The results of the surveys were entered into an SPSS software package for statistical analysis. To prepare these variables for the regression analysis I created a new code system for study variables as follows: 0 PARTICIP (Participation) Did the faculty member participate in recruiting? 0=no, l=yes 53 OVERALL (Overall institutional enrollment) The faculty member’s perceived institutional enrollment trend: -l=declining, 0=stable, 1=increasing DEPART (Departmental enrollment) The faculty member’s perceived departmental enrollment trend: -l=declining, 0=stable, 1=increasing PROGRAMS (New programs) Did the faculty member’s department launch a new program? 0=no, l=yes TENURE (Tenure status of the respondent) Was the respondent tenured? 0=No, 1=Yes YEARS (Years of service) Number of years the faculty member has spent at the current institution: (actual number) CLASSES (Classes taught) The number of classes taught per semester: (actual number) CONFLICT (Conflict with other duties) Did recruiting cause a conflict with other duties? 0=no, l=yes MOTIVATE (Motivation of the faculty member) The main motivating factor, as identified by the respondent, for participating in recruiting activities: 1=enrollment, 2=service, 3=other REQUEST (Where the request for participation in recruiting originated) From where did the request for participation originate? 1=Department (Dean, chair, other faculty member, departmental secretary) 2=Admissions, 3=other PERCEPT (Respondent’s perception of the faculty role in recruiting) What was the faculty member’s perception of the faculty role in recruiting? 0=not a faculty function, l=is a faculty function REWARD (Reward, either intrinsic or extrinsic, given to the respondent) Was the respondent rewarded for participating in recruiting activities? 0=No, 1=Yes The variables TENURE, RANK, CLASSES, YEARS, PERCEPT, represented institutional goals and missions and historical faculty responsibilities, the first two of the additional influencing factors put forth in the model. The variable MOTIVATE 54 represented faculty motivation in the project’s model and REWARDS represented faculty rewards. REQUEST, CONFLICT, and REWARD were omitted from the regression model because they only applied to individuals who participated in the recruitment of students. The variables used in the regression analysis were TENURE, RANK, YEARS, CLASSES, OVERALL, DEPART, PERCEPT, and PROGRAMS. The dependent measure was PARTTCP, or participation in student recruitment. In addition to coding the variables used in the statistical analysis, the faculty responses were entered onto Microsoft Excel spreadsheets to track participation in activities, time allocated at work, perception of enrollment goals, and the origination of the requests for recruiting assistance. The data from the surveys was then compared and contrasted with those answers provided by the admissions directors. Written comments of faculty members were compiled on a Microsoft Word document and used to augment the numeric data that was collected. The initial mailing of the survey to the 575 selected faculty generated 224 valid responses. A second mailing of the survey to non-respondents, with a shorter cover letter, generated an additional 68 returned surveys for a total of 292 valid responses. A follow-up e-mail to all non-respondents of the second mailing generated an additional 20 returned surveys for a combined final total of 312 valid responses. The final response rate to the 575 mailed surveys was 54.26 percent. The 312 responses equated to 21.80 percent of the overall population of 1431 faculty members. (Table 3) 55 Table 3 Mailed Survey Response Rate Response Total Percent Overall Percent of Overall Response Response percent total percent of (575 (575 response population total Mailed) Mailed) (575 (1431 population Mailed) Faculty) (143 1 Faculty) First 224 224 38.95% 38.95% 15.65% 15.65% Mailing Second 68 292 1 1.83% 50.78% 7.83% 20.40% Mailing E-mail 20 312 3.48% 54.26% 1.40% 21.80% Total 312 Twenty-four surveys were not valid (e. g. death, moved, changed positions). When the twenty-four non-valid members were subtracted from the 575 overall number used for the study, the number of available faculty members became 551 and the 312 valid responses equated to a 56.62 percent return rate (Babbie, 1973, p. 165; Fink, 1985, p, 62). When the twenty-four non-valid members were removed from the overall population the number of potential faculty members dropped from 1431 to 1407. The return of 312 valid surveys then represented 22.18 percent of the overall population. This response rate falls between adequate and good according to Babbie (1973, p. 165) and Parker (1997, p.69). The response rate to the survey varied by institution and department. The average institutional response rate was 57.12 percent. The response rate by institution is found in Table 4. 56 Table 4 Response R@ by Institution Institution Response Rate Central Michigan University 45.12% Eastern Michigan University 45.55% Ferris State University 42.31% Grand Valley State University 60.87% Lake Superior State University 91.30% Northern Michigan University 62.79% Oakland University 65.33% Saginaw Valley State University 55.55% University of Michigan-Dearbom 50.84% University of Michigan-Flint 51.42% The departmental response rate to the survey varied by program. The lowest response rate was from the physics faculty members at 41.66 percent. The highest response rate was 71.74 percent from the Chemistry faculty. The average response rate for the eight programs was 54.03 percent. Response rates for each program are found in Table 5. Table 5 Respopae Rate by Program Program Response Rate Biology 63.79% Business 54.61% Education 64.04% Engineering 44.44% English 43. l 1% Chemistry 71.74% History 48.83% Physics 41.66% 57 IV. RESULTS Results of the Admissions Director Telephone Surveys The directors had a wide range of work experience in the admissions field. Two of the directors worked in admissions for five years, representing the low end of the experience range. At the high end one institutional representative had twenty-eight years of admission’s experience. The average tenure of the ten directors was fourteen years of experience in admissions. Most admissions directors felt they had sufficient experience to provide current data about faculty assistance in recruiting, as well as relating the information in a historical perspective. Only one director reported an overall decline in the number of undergraduate students over the past three years. Two other respondents described their institution’s enrollment as stable. The enrollments at seven other institutions had increased over the past three years. Eight of the admissions directors indicated that the main enrollment goal for their institution was to increase the overall number of undergraduate students. One respondent stated that the enrollment goal at his institution was not to increase the student population but to maintain the overall size of the institution. The tenth admissions director noted that he had never received direction from his superiors concerning enrollment goals. However, he suspected that the answer would be to increase the overall number of students. 58 The most mentioned secondary enrollment goal of the directors was the desire to increase the diversity of the entering student body. Increasing the quality of the incoming students followed diversity as another secondary goal. The admissions directors from all ten universities acknowledged that faculty members were asked to assist in recruiting undergraduate students. All ten directors verified that he or she had faculty that worked with the admissions office in some recruiting capacity. In addition, the directors noted that faculty involvement in recruiting students was increasing. One went so far as to acknowledge that faculty involvement with recruiting had become a “hot topic” on her campus. Each director was read a list of sixteen potential faculty activities. The list included such items as faculty visits to high schools and community colleges, calls to prospective students, attendance at open houses and receptions, the writing of letters to students, service on enrollment or retention committees, assistance in the application process, and review of admissions literature (Dennis, 1998, Green, 1990, Hossler, 1999, Ihlanfeldt, 1980, Keller, 1997, Kemerer, 1985, Kreutner, 1980, Kuh and Wallman, 1986, Smith, 1998). The recruiting activities were discussed one at a time and the directors were allowed to comment on each activity. The data collected from the admission’s directors revealed the following: 59 0 50 percent of the institutions had faculty visit high schools; 0 100 percent of the institutions had faculty visit community colleges; 0 60 percent of the institutions had faculty place calls to prospective students; 0 100 percent of the institutions had faculty attend open houses; 0 90 percent of the institutions had faculty members attend admission’s receptions for prospective students; 0 Faculty served on enrollment committees at 60 percent of the institutions; 0 Faculty served on retention committees at 70 percent of the institutions; 0 50 percent of the institutions had faculty members involved in the admission decision process for new students; 0 90 percent of the institutions had faculty members review, and provide input, on the admission’s literature pieces. The information provided by the admissions directors confirmed that many of the suggested recruiting activities and ideas noted in the literature were occurring. The data supplied by the directors supported Williams’ (1986), and Ingold’s (2000) beliefs that the resolution of enrollment issues required a campus—wide effort. The data also supported recommendations from the literature about having faculty participate in writing letters to students (Barton and Treadwell, 1978; Enrollment Management 2000; Green, 1990; Kemerer, 1985; Kreutner and Godfrey, 1980,), serving on enrollment and recruitment teams (Kreutner, 1980), visiting high schools and 60 community colleges (Dennis, 1998; Keller, 1997), and attending Open Houses (Keller, 1997). The directors also listed recruiting activities other than those listed. One noted that faculty on his campus worked on creating a CD Rom sent to prospective students. Several directors commented that faculty assisted with high school and junior high school students’ visits to campus. This involvement included organizing tours of classrooms and providing laboratory demonstrations for students, as well as meeting with parents and teachers that toured with the students. Four directors also noted that faculty members provided valuable input as they sat on scholarship committees and career panels. Seven admission directors felt that the role of faculty assisting their offices had grown over the past three years, while three directors felt that it had stayed fairly stable. One of the latter three directors remarked that because the university already had faculty involved in so much, it would have been difficult to ask them to do more. The directors provided a variety of reasons for why they asked faculty to participate in undergraduate student recruiting activities. Several of the admissions directors said that they that considered faculty members effective recruiters, especially when dealing with students interested in their academic programs. These comments supported Kreutner and Godfrey’s (1980) assertion that faculty were the most effective recru iters, as well as Dennis’ (1998) and Hossler’s (1999) points that faculty could effectively recruit students. One director stated that, “We use faculty because it helps in the 61 conversion of applicants to enrolled students. The role of faculty is very beneficial to converting a student, particularly in the faculty’s own field of interest”. The directors felt that faculty members who assisted in recruiting were more believable than admissions officers in relating information to students, had more credibility than admissions officers, and had more impact than anybody else in influencing students and parents. A director noted, “We ask faculty to assist because of their experience of working with undergraduate students, their interest, and their high school contacts. They are eager to recruit the best students”. Another director stated, “Our University recognized that student relationships with faculty were critical and thus an important reason for requesting faculty help. We can have the faculty meet students earlier and build an advising relationship with them”. He continued, “I wish I had a commitment from a faculty member to speak to parents and students for every campus tour we give. Nothing underestimates the impact of the faculty. Schools our size need faculty involvement”. The admissions directors provided a number of reasons for why they felt that faculty assisted in the recruiting process. The issue of enrollment (Krotseng, 1992, Hossler, 1986), especially departmental enrollment (Diamond, 1993) was a major factor for faculty participation in the eyes of the directors. The director of one of the larger institution stated that, for his university, “enrollment and departmental survival is the reason for faculty giving time. There are programs that are not here now where faculty 62 were asked to assist but believed the role of recruiting to be solely the admissions office responsibility. Unfortunately those faculty are no longer here since their programs didn’t survive”. One director commented that the faculty members at his particular university were “being held more accountable for their (enrollment) numbers”. The admission director at another large institution was straight to the point: “They help because they are building their programs. It’s very Darwinian with self-preservation in mind”. One respondent mentioned enrollment concerns as an issue, but also brought out several other reasons why she believed faculty assisted her office. “Some faculty members do it because it is important to the survival of the institution. Other faculty members are involved due to program conservation, but many are involved because they believe recruiting is everybody’s job. Some do just because they enjoy it”. When asked why some faculty members turn down requests for assisting in recruiting, one director from an institution whose enrollment had grown by more then 33 percent over the past three years said: The faculty don’t see it as their mission. They turn us down due to time constraints and ask why would I benefit from this? They say it is not their role. Sometimes they don’t understand the impact they have in the selling of the school and the image they project. If I have a blue-chip prospect I go for it and contact faculty immediately. It is hard when it is the same faculty members over and over again but people that care will always participate, it is part of their make up. 63 These thoughts were echoed by other directors who noted that time constraints were an issue with faculty. They replied that many faculty members stated they were just too busy. They also noted that some faculty negatively refused requests to assist with recruiting by stating it was not their job. At one university this response was especially common among the senior faculty. The director at that particular institution said, “They say no because they believe recruiting is the job of the university. When pushed they ask ‘What’s in it for me?’ We in admissions need to inform our colleagues on campus why enrollment is important to them”. One director believed that faculty sometimes refused the requests to help with recruiting because of “latent hostility towards administrative types”. At another institution where the admissions director received good faculty assistance requests were very open-ended. This finding raised the possibility that the manner in which faculty members were asked for assistance affected their response. The respondents noted that most requests for recruiting assistance came directly from the admissions office. It was not uncommon, however, for the requests to come from the president, vice president of student affairs, or a chancellor. The latter administrators were more likely to make requests during a special event or program, or during a critical recruiting time. At one institution faculty became involved in recruiting because assistance was made part of the academic review process. At this university an academic affairs committee identified programs with enrollment “stress”. The committee, staffed predominantly by faculty members, had a pool of approximately $50,000 that it could award to programs in need of additional funding to assist in recruiting students. The programs identified as at risk had the opportunity to present a plan to the committee to bolster their enrollment. The committee would then select five or six programs and allocate $4000 to $6000 per program, sometimes not using their entire pool of money. The faculty members of these programs could then initiate their proposed recruitment plan to augment the admissions office’s effort and bolster their enrollments. The committee would also try to partner with faculty members that had done outstanding recruitment efforts in the past to recognize their work publicly and present evidence of the need for faculty participation. The directors all lamented that there were no significant rewards that came directly from either the admissions office, or from the administration, for faculty members that assisted in recruiting. One director commented, “We are not rewarding them for this kind of service. We give appreciation lunches and some trinkets but it is not enough. As a university, to be successful with this endeavor, we need to have this written into the tenure or promotion process”. Several directors used the opportunity to provide additional feedback during the open comment segment of the survey. All mentioned communication difficulties with faculty. Among the concerns was the inability to provide the faculty with detailed information explaining the need for faculty assistance in recruiting. In addition, some directors felt 65 that many faculty members had misconceptions of the recruiting process and didn’t understand the reasons certain recruiting events or programs were held. The lack of an opportunity to train the faculty members for the recruiting activities was mentioned, as was a problem with allowing the faculty to volunteer for programs. “Let’s be realistic here,” stated one director, “there are certain faculty that I would not want to talk to students or parents. Of course, those are the ones that sometimes volunteer the most. They then spend their time with students and parents complaining about the school, or venting their frustrations. The problem is, how do tell them you don’t want their help, without causing an even bigger problem?” Another director had a different problem: Sometimes, my biggest problem is dealing with departments when I call and ask for somebody to talk to a parent or student. They don’t understand that, many times, parents and students just walk into our office without an appointment. When they ask to talk to a faculty member I really can’t say no to them. This is especially difficult when parents mention that they are visiting several colleges and you worry that your school won’t provide the same level of service as the other colleges. This is a situation that has caused some grief. Overall, however, the admission directors were grateful for faculty participation in recruiting activities, and appreciated the assistance given by their faculty. 66 Results of thcfiaculty Survey The first section of the survey provided background information about the respondents. Among the data collected were the respondent’s tenure status, rank, and number of years of service at the current institution. In addition data were collected on the faculty members’ job responsibilities and the number of classes they taught. Lastly, the respondent’s participation, or lack of participation, in recruiting activities was .9- tracked. The second area of data collection provided the faculty member’s perception of institutional and departmental enrollment trends. The respondent’s perception of the role of the faculty in undergraduate student recruiting was also recorded. Finally, the respondents that indicated they had participated in student recruiting activities identified the office that asked for their assistance in recruiting, and the primary motivation for assisting in recruiting activities. They also provided data concerning conflicts caused by their participation, and whether or not they were rewarded for their work. Description of the Faculty Respondents The data collected from the faculty members first verified that all of the respondents were full-time faculty members at their institutions. All of the respondents to the survey 67 answered the questions concerning tenure, rank, and the number of classes they taught. A few skipped the question concerning the faculty member’s number of years at their current institution. The data concerning the background information about the faculty showed that about three-quarters of the respondents, nearly 78 percent, were tenured. (Table 6) Table 6 Tenure Frequency Percent Valid Percent Cumulative Percent Non-tenured, tenure not 10 3.2% 3.2% 3.2% available Non-tenured, on tenure 63 20.2% 20.2% 23.4% track Tenured 239 76.6% 76.6% 100.0% Total 312 100.0% 100.0% Faculty members from all ranks participated in the project. Nearly 42 percent of the respondents had achieved the rank of professor, while 55.1 percent were associate or assistant professors. (Table 7) 68 Table 7 m Frequency Percent Valid Percent Cumulative Percent Professor 130 41.7% 41.7% 41.7% Associate Professor 108 34.6% 34.6% 76.3% Assistant Professor 64 20.5% 20.5% 96.8% Instructor 0 0% 0% 96.8% Adjunct Faculty 2 .6% .6% 97.4% Lecturer 4 1.3% 1.3% 98.7% Other 4 1.3% 1.3% 100.0% Total 312 92.3% 100.0% Missing 0 0% Total 312 100.0% Slightly less than half of the faculty respondents, 43 percent, had been at their current institution for ten years or less. Ten faculty members were in their first year of service at their current university while one faculty member was in his thirty-seventh year at his institution. (Table 8) Table 8 Years of Service at the Current Institution Years at the current Frequency Percent Valid Percent Cumulative Percent institution 1-10 124 39.7 43.0 43.2 11-20 89 28.5 31.0 74.0 21-30 48 15.4 16.6 90.6 31 or more 27 8.7 9.4 100.0 Total 288 92.3 100.0 Missing 24 7.7 Total 312 100.0 69 The faculty members were asked “Please give the percentage of your time spent on the following activities: Teaching, Research, Service, Professional Growth, Administration, Outside Consulting or Freelance work, and Other (The total should be 100%)”. The results for the average time spent for each activity for the respondents is presented below: 0 Teaching represented an average of 52.45% of the faculty’s time; 0 Research comprised an average of 15.84% of the faculty’s time; . i 0 Service comprised an average of 13.71% of the faculty’s time; 0 Administration represented an average of 11.96% of the faculty’s time; 0 Professional growth only represented an average of 4.17% of the faculty’s time; 0 Outside Consulting or Freelance Work comprised an average of 1.37% of the faculty’s time; 0 Other duties comprised an average of .41% of the faculty’s time. Twenty-two respondents were not teaching during the time they completed the survey. A majority of the respondents, 44.6 percent, were teaching three classes. (Table 9) 70 Table 9 Numfir of Classes Taught Number of classes Frequency Percent Cumulative Percent 0 22 7.1 7.1 1 28 8.9 16.0 2 47 15.1 31.1 3 139 44.6 75.7 4 55 17.6 93.3 5 21 6.7 100.0 Total 312 100.0 Eaculty Perception_s of In_stitutional Trends and Priorities Overai Enrollment Faculty members were asked to describe enrollment trends at their institutions and departments as having increasing, decreasing, or stable enrollments. Over 90 percent of the faculty perceived their institution’s overall enrollment as increasing or stable. (Table 10) Table 10 Egulty Perception of the Overall Undergraduate Enrollment Frequency Cumulative Percent Increasing Enrollment 198 Decreasing Enrollment 28 Stable Enrollment 61 Total 287 Missing 25 Total 3 12 Percent Valid Percent 63.5% 69.0% 9.0% 9.8% 19.6% 21.3% 92.0% 100.0% 8.0% 100.0% 69.0% 78.7% 100.0% 71 Over 18 percent of the faculty respondents felt that their department was experiencing an enrollment decline. In contrast to the 70 percent of the faculty respondents who felt that their institutional enrollment was growing, only 46.9 percent of the faculty felt that their own departmental enrollment was increasing. (Table 11) Table 11 Faculty Perception of Departmental Enrollment Frequency Percent Valid Percent Cumulative Percent Increasing Enrollment 134 42.9% 46.9% 46.9% Decreasing Enrollment 52 16.7% 18.2% 65.0% Stable Enrollment 100 32.1% 35.0% 100.0% Total 286 91.7% 100.0% Missing 26 8.3% Total 312 100.0% Over two-thirds of the respondents indicated that their department had started a new program over the past three years. (Table 12) Table 12 Has your department launched any new prgrams in the past three years? Frequency Percent Valid Percent Cumulative Percent Yes 185 59.3% 68.5% 68.5% No 83 26.6% 30.7% 99.3% Don’t know 2 .6% .7% 100.0% Total 270 86.5% 100.0% Missing 42 13.5% Total 312 100.0% 72 FaculfiParticipation in Undergraduate Student Recruiting Faculty were asked to mark all of the sixteen activities in which they had participated. The responses to this question indicated faculty participation in undergraduate student recruiting. If a faculty member marked any box, indicating participation in an activity, the respondent was considered a participant in his or her institution’s recruiting effort. Using this method of tracking responses, a total of 264 of the 312 (84.6 percent) faculty members indicated that they participated in at least one of the undergraduate recruiting activities listed in the mailed survey. (Table 13) Faculty responses verified participation in all sixteen of the listed recruiting activities pulled from the literature. In order, the top five recruiting activities involving faculty WCI'CZ 0 Attending Open Houses; 0 Meeting with parents and students taking campus tours; o Hosting prospective student events on the campus; 0 Serving on an enrollment or retention committee; 0 Developing departmental fact sheets, brochures, or newsletters to be sent to prospective students. Interestingly, the top five responses indicated that faculty favored the activities that allowed them to remain on campus. Visiting high schools and community colleges, and 73 other off-campus activities, fell far down the line of those in which faculty participated. All of the responses to the question can be found in Appendix 3. Table 13 Faculty Respondents Participation in Recruiting Participated in Recruiting Activities Percent Cumulative Percent Yes 264 84.6 % 84.6 % No 48 15.4 % 100.0% Total 312 100.0 % Faculty members that participated in one to three activities comprised 44.7 percent, or 118, of the respondents. At the other end of the spectrum five faculty members indicated that they participated in thirteen or more of the listed recruiting activities. A total of 75 percent of the faculty members participated in between one and six recruiting activities. (Table 14) Table 14 Number of recruiting activities Frequency Percent Cumulative Percent 1-3 118 44.7% 44.7% 4-6 80 30.3% 75.0% 7-9 43 16.3% 91.3% 10-12 18 6.8% 98.1% 13 + 5 1.9% 100.0% Total 264 74 Faculty Perceptions of the Faculty Role In Undergraduate Recruiting Several questions related to the faculty role in undergraduate student recruiting. The first asked the respondent to indicate whether faculty assistance in recruiting was a service activity, other faculty responsibility, not a faculty function, or something else. The responses showed that most faculty members, nearly 62 percent, felt that faculty assisting in student recruiting should be viewed as a service activity. Nearly one—fifth, 19.3 percent, felt that recruiting should not be a faculty function. (Table 15) Table 15 Is your perception of faculty assisting in undergraduate recruiting a; Frequency Percent Valid Percent Cumulative percent Service Activity 186 59.6% 61.8% 61.8% Responsibility 52 16.7% 17.3% 79.1% Not a faculty function 58 18.6% 19.3% 98.3% Other 5 1.6% 1.7% 100.0% Total 301 96.5% 100.0% Missing 1 1 3.5% Total 312 100.0% Responses of the Participarnts in Undergradgrte Recruiting Forty-eight faculty members not participating in undergraduate student recruiting activities were told to skip four questions on the survey and move directly to the final set of questions. The questions they skipped concerned rewards and conflicts, for those that assisted in recruiting efforts on their campus. The final set of questions, asked of all those taking the survey, dealt with the participant’s personal feelings towards faculty 75 participation in student recruitment and were to be answered by all respondents taking the survey. Origination of Requests for Assistance The first question for those that indicated participating in recruiting undergraduate students asked, “Which office or individual asked you to participate in the activity or activities you checked?” By far, most requests originated from the respondent’s own department. Nearly two-thirds of the respondents, 65.5 percent, mentioned that the request for assistance in recruiting came from their own departmental area. Departmental requests came from the Dean, department head, other faculty, or the departmental secretary. The directors of admission indicated that most of the requests for faculty assistance originated from their offices. In contrast, only 18.5 percent of the faculty respondents indicated the requests came from admissions. This apparent conflict may result from the communication path. Many of the projects and activities originated from the admissions office and were given to departments, which then asked faculty to participate. A variety of other areas were mentioned as sources of requests for participation, such as local high schools, the athletic department, Provost, President of the institution, minority office, or cultural affairs office. The number of responses for each these areas were very small and were combined under the category “other”. (Table 16) 76 Table 16 Office or individual that origin_ated the recprest for faculty assistance Frequency Percent Valid Percent Cumulative Percent Department 163 52.2% 65.5% 65.5% Admissions 46 14.7% 18.5% 83.9% Other 40 12.8% 16.1% 100.0% Total 249 79.8% 100.0% Missing 63 20.2% Total 312 100.0% Conflicts The second question asked of faculty participants in recruiting was, “Do you feel that your participation in the activity or activities created a time conflict with your other responsibilities?” Of the valid responses, 58.3 percent of the faculty felt that their participation in recruiting activities caused a time conflict with other their responsibilities; 41.7 percent of the respondents did not feel so. (Table 17) Table 17 Did recruiting cause a conflict with other duties? Frequency Percent Valid Percent Cumulative Percent No 103 33.0% 41.7% 41.7% Yes 144 46.2% 58.3% 100.0% Total 247 79.2% 100.0% Missing 65 20.8% Total 312 100.0% 77 Motivation The main motivating factor for faculty members that participated in recruiting activities was concern about enrollment. These responses supported suggestions made by Hossler (1986) and Krotseng (1992) and verified the comments made by the admissions directors. Respondents mentioned institutional and departmental enrollment concerns as motivating factors. Another enrollment concern that was frequently mentioned was the desire to enroll quality students. The second most mentioned motivating factor was related to service. Many comments fell into the category of other. Some of the other motivating factors mentioned by respondents included assisting others in the department, a desire to work with students, and enjoyment in participating in the activities. (Table 18) Table 18 Key motivating factor for participating in recruiting activities Frequency Percent Valid Percent Cumulative Percent Enrollment 100 32.1% 41.5% 41 .5% Service 53 17.0% 22.0% 63.5% Other 88 28.2% 36.5% 100.0% Total 241 77.2% 100.0% Missing 71 22.8% Total 312 100.0% Rewards More than three-quarters of faculty respondents, 78.3 percent, indicated that they were not rewarded for their assistance in recruiting undergraduate students. (Table 19) 78 Table 19 Were you rewarded in ary manner for your participation in recruiting activities? Frequency Percent Valid Percent Cumulative Percent No 191 61.2% 78.3% 78.3% Yes 53 17.0% 21.7% 100.0% Total 244 78.3% 100.0% Missing 68 21.8% Total 312 100.0% figression mlysis The regression analysis showed three variables significantly influenced a faculty member’s participation in undergraduate student recruiting. The strongest predictor, positively related to likelihood of participation in student recruitment, was the perception that recruitment is part of the faculty job. The number of classes taught was negatively related to participation in recruitment. The perceived decline in departmental enrollment was positively related to participation in student recruitment. The variables can be found in Table 20. 79 v<"}'.l_ Table 20 Variables in the equation B S.E. Wald df Sig. Exp(B) Step a l TENURE -.1 11 .708 .024 .876 .895 RANK -.314 .310 1.031 .310 .730 YEARS .025 .028 .828 .363 1.026 OVERALL -.437 .419 1.088 .297 .646 DEPART* -.640 .347 3.403 .065 .527 PERCEPT*** 2.033 .434 21.985 .000 7.638 PROGRAMS .585 .450 1.685 .194 1.794 Constant 3.663 1 .961 3.490 1 .062 38.964 a. Variable(s) entered on step 1: TENURE, RANK, YEARS, CLASSES, OVERALL, PERCEPT, PROGRAMS *=p