. 1 . A .. Rhfismifiwm .5 A .m. . firmunmaw m3. . rwmfiflwm.wum “ha: “Nita u n dim .. .efifi. Infifiuw. «.25.. an, LIBRARY Michigan State University This is to certify that the thesis entitled Numerical Study of Rotating Core Collapse Supernovae presented by Mark Tobias Bollenbach has been accepted towards fulfillment of the requirements for M. S. degree in Physics (lit V 5 Q Mg” Wt Date July 22, 2002 0-7639 MS U is an Affirmative Action/Equal Opportunity Institution PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 6/01 c:/ClRC/DateDue.p65-p. 15 NUMERICAL STUDY OF ROTATING CORE COLLAPSE SUPERNOVAE By Mark Tobias Bollenbach A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Physics and Astronomy 2002 ABSTRACT NUMERICAL STUDY OF ROTATING CORE COLLAPSE SUPERNOVAE By Mark Tobias Bollenbach The explosion mechanism of core collapse supernovae is still far from being un- derstood. In this work, an overview of the current understanding of core collapse supernovae and the history of numerical simulations that helped develop it is given. While it is widely believed that neutrino heating and convection above the neutrino sphere are the key processes to revive a stalled shock and thus obtain successful explo- sions, it is still possible that other phenomena are crucial for the explosion mechanism. For example, recent observations of the polarization of the light emitted by super- nova explosions indicate that there are large deviations from spherical symmetry in the very heart of the explosion. In contrast to most of the previous simulations which were performed in one or two dimensions, we use the different approach of a three dimensional test particle based simulation. The underlying microphysics is crudely simplified to make this computationally possible. A systematic study of the influence of rotation mainly during the infall phase of the collapse of a typical iron core is performed. Different equations of state and initial conditions are used. Indications for significant deviations from spherical symmetry are found in our simulations. ACKNOWLEDGMENTS Most importantly, I would like to thank Professor Wolfgang Bauer for giving me the opportunity to work at the National Superconducting Cyclotron Laboratory and for being my advisor for this research project during this fantastic year at Michigan State University. I enjoyed the relaxed work environment and the beauty of this place very much. Further, I would like to thank the German National Scholarship Foundation, the Studienstiftung des Deutschen Volkes, for the support I obtained during this year and for an unforgettable meeting in Washington, DC. in April 2002. Finally, I thank my family for supporting me throughout the years and thus making all this possible. iii Contents LIST OF TABLES vii LIST OF FIGURES viii 1 Introduction 1 2 Overview of Type II Supernovae 3 2.1 Presupernova Stellar Evolution and Supernova Progenitor for a 15M® Star .................................... 2.1.1 Stellar Evolution ......................... 2.1.2 Supernova Progenitor ....................... 6 2.2 Explosion Mechanism of Type II Supernovae .............. 10 2.2.1 Collapse .............................. 10 2.2.2 Core Bounce ............................ 14 2.2.3 Prompt Shock Mechanism .................... 15 2.2.4 Delayed Shock Mechanism .................... 17 2.3 Recent Numerical Studies of Core Collapse Supernovae ........ 22 2.3.1 Equation of State ......................... 23 2.3.2 One Dimensional Simulations .................. 26 2.3.3 Two Dimensional Simulations .................. 29 2.3.4 Three Dimensional Simulations ................. 33 3 Our Three Dimensional Simulation 35 3.1 Test Particle Method ........................... 36 3.2 Grid .................................... 37 3.2.1 Cells and Boundaries ....................... 37 3.2.2 Grid Coordinates ......................... 38 3.2.3 Calculation of Densities ..................... 40 3.2.4 Calculation of Derivatives .................... 42 iv 3.3 Equation of State ............................. 3.3.1 Cold Nuclear EOS and Polytrope EOS ............. 3.3.2 Calculation of Thermodynamic Quantities other than Density 3.3.3 Helmholtz E08 and Lattimer & Swesty EOS .......... 3.3.4 How the EOS Affects the Dynamics ............... 44 44 45 47 49 3.4 Symmetry Assumptions, Boundary Conditions, and Numerical Problems 52 3.4.1 Symmetry Assumptions ..................... 3.4.2 Derivatives at Grid Boundaries ................. 3.4.3 Background Density ....................... 3.4.4 Singularity Treatment ...................... 3.5 Time Development ............................ 3.6 Calculation of Observables ........................ 3.7 Advantages and Weaknesses of this Method .............. 3.8 Computational Requirements ...................... 3.9 Output Possibilities ............................ 3.9.1 Density Output .......................... 3.9.2 Test Particle Output ....................... Numerical Results and Interpretation 4.1 Angular Momentum Conservation .................... 4.2 Results of Simulation Runs ........................ 4.2.1 Cold Nuclear EOS without Electron Contribution ....... 4.2.2 Cold Core with Polytrope Electron Contribution ........ 4.2.3 Combination of Helmholtz E03 and Lattimer & Swesty EOS . 4.3 Possible Implications of these Results .................. Summary and Conclusion Source Code of the Simulation Program A.1 suno.cpp and suno.h .......................... A.2 testparticle.cpp and testparticle.h ................ A.3 vector_and-spherical.cpp and vector-and-spherica1.h ...... Source Code of the Output Programs B.1 output.vbp ................................ B.2 Suno Density 0utput.vbp ....................... C Abbreviations and Symbols 52 54 55 56 57 58 58 59 59 59 60 66 72 77 79 83 83 125 128 133 133 140 148 BIBLIOGRAPHY 151 vi List of Tables 2.1 4.1 4.2 4.3 4.4 4.5 4.6 Iron core masses of different supernova progenitors (taken from [56], all masses in units of MG) ........................ Simulation runs using the cold nuclear EOS. The abbreviations are explained in the text ............................ Key for figure 4.3. to through te are the times (in ms) corresponding to the density profiles labeled (a) through (e) in the figure. ra through re are the corresponding radii (in km) of the shown density plots. Simulation runs using the combination of the cold nuclear EOS and the polytrope EOS for the electron gas. The abbreviations are explained in the text. ................................ Key for figure 4.6. ta through te are the times (in ms) corresponding to the density profiles labeled (a) through (e) in the figure. ra through re are the corresponding radii (in km) of the shown density plots. Simulation runs using the combination of the Helmholtz and the LS EOS. The abbreviations are explained in the text ............ Key for figure 4.8. ta through te are the times (in ms) corresponding to the density profiles labeled (a) through (e) in the figure. pmmin and psama:c are the densities (in g/cm3) corresponding to the bottom end (color: light yellow) and top end (color: black) of the density key. vii 61 64 72 74 List of Figures 2.1 2.2 2.3 2.4 2.5 3.1 3.2 3.3 3.4 3.5 3.6 4.1 4.2 4.3 Structure of a 15M® star at the onset of core collapse (taken from [56]) 7 Composition of a 15M® star at the onset of core collapse (taken from [56]) .................................... 8 Infall velocity of the core matter V and local sound velocity A approx- imately one millisecond before core bounce (taken from [4] who used the results of [1] to create this plot). . . . .............. 13 Shock revival by neutrino heating after the shock wave has stalled (taken from [24]). The symbols are explained in the text ........ 18 Angular velocity profile used by Fryer and Heger [18] compared to that of different models used by Monchmeyer and Miiller (labeled “MM89”) [35] ..................................... 30 Smearing of test particles for density calculation ............ 41 Cold nuclear EOS and polytrope EOS for electron gas ......... 45 T(p) for the infall phase ......................... 47 Ye(p) for the infall phase ......................... 48 Combination of Helmholtz EOS and LS EOS used in our simulation . 49 Test particle j traveling from one grid cell to another ......... 51 Angular momentum as a function of time for a typical simulation run 60 Time development of the different energies in the late stages of simu- lation CNEOSO5 ............................. 62 Mass density in a slice in the x-z-plane at five different times for models CNEOSOB (left), CNEOSOS (center), and CNEOSO7 (right). Events at the respective times: (a) onset of simulation, (b) clumping and presence of centrifugal forces become apparent, (c) formation of “vortices” in CNEOSO7, ((1) core bounce, (e) shortly after core bounce. Note that the radii of the shown density profiles vary (see table 4.2 for more data). The black lines below each plot indicate a length of 43.5 km. The length scale for the plots labeled by (a) is much larger than this. Images in this thesis are presented in color ................ 65 viii 4.4 4.5 4.6 4.7 4.8 4.9 Initial mass density as a function of the radius calculated by Woosley and Weaver [56] (solid line) and the variant contracted by a factor of 5 we use in our simulation (dashed line).The location at which the enclosed mass is 0.7M® (edge of the inner core) is indicated for both distributions on the abscissa ........................ Time development of the different energies in simulation PCNEOS19 Mass density in a slice in the x-z-plane at five different times for mod- els PCNEOSO7 (left), PCNEOSI3 (center), and PCNEOSIQ (right). Events at the respective times: (a) onset of simulation, (b) after 2 ms, (c) presence of centrifugal forces and vortices become apparent, ((1) core bounce, (e) shortly after core bounce. Note that the plots have different radii. The black line below each plot indicates a length of 56.1 km. See table 4.4 for more data. Images in this thesis are presented in color ..................................... Time development of the different energies in simulation HLSEOSl3. Mass density in a slice in the x-z-plane at five different times for models HLSEOSO7 (left), HLSEOS16 (center), and HLSEOS22 (right). Events at the respective times: (a) onset of simulation, (b) after 2 ms, (c) presence of centrifugal forces becomes apparent (after 3 ms), ((1) core bounce, (e) shortly after core bounce. The density scale is only approx- imately valid: the highest density (indicated by the colors black and dark red) decreases from left to right. All plots have the same radius (123.42 km) indicated by the black line in the top left. See table 4.6 for more data. Images in this thesis are presented in color. ...... Density depletion along the z-axis after bounce in model HLSEOS22 at t = 5.21ms. The radius in this plot (measured from the center horizontally to the right) is 51.43km. Images in this thesis are presented in color. .................................. ix 67 69 71 73 75 Chapter 1 Introduction Supernova explosions are among the most spectacular phenomena that we know of. It seems that the supernova explosion is also one of the most challenging phenomena as far as the understanding of the underlying physics is concerned. The most famous recent supernova was observed in 1987 (therefore labeled SN 1987A). It could be seen with the naked eye and is particularly interesting because it was the first supernova whose progenitor star had been observed before the explosion. While such observations of supernovae (that we know of) date back almost 2000 years, the theory of core collapse supernovae has rapidly developed in the last decades. Several different explosion mechanisms have been suggested throughout the years. Most of these turned out to be fundamentally wrong. Apart from being remarkable optical events, supernovae are believed to play an important role in the synthesis of heavier elements in the mass range 16 5 A S 60 —— core collapse supernovae are especially relevant for the synthesis of oxygen. They are possibly also the origin of the mysterious 7-my bursts [8]. In chapter 2 of this work the state of the art of the knowledge of the physics of core collapse supernova explosions will be briefly reviewed. The relevant concepts and processes will be explained. Due to the complexity of the problem numerical studies play an outstanding role in the understanding of supernova events. An overview of the history of these studies with a special focus on recent developments will be given. Special attention will also be paid to the role of rotation in supernovae. Our new approach to simulate core collapse supernovae will be presented in chap- ter 3. The numerical techniques used, the necessary approximations and assumptions, the implementation, and the differences of this method in comparison to previous sim- ulations will be explained. The strengths and weaknesses of this technique will be pointed out. At the current state of the art our method can be considered a good model of reality only during the infall phase, i.e. until core bounce (these terms will be explained in chapter 2). In chapter 4 the results of several simulation runs (using different equations of state for the core matter and a variety of initial conditions) that were performed using the technique described in chapter 3 will be presented. Conclusions about the effects rotation may have on supernovae in reality will carefully be drawn. Possible improvements to our model will be suggested and discussed. This whole work will be summarized and reflected in chapter 5. A typographical convention will be to write important terminology in italic type at the place where it occurs for the first time in this work. We will further use standard symbols like 0 for the speed of light or .MG for the solar mass in text and equations. Other abbreviations and symbols will be introduced and used throughout this work. For convenience a summary of all these is given in appendix C. Images in this thesis are presented in color. Chapter 2 Overview of Type II Supernovae In this chapter the physics of type II supernovae will be briefly reviewed. Supernova explosions are labeled either type I or type 11 (yet both with several subdivisions). This distinction was established due to observable differences: the most important difference between the two is the absence of hydrogen lines in the spectrum of type Is while these are present in the case of type 115. The light curves1 of the two phenomena also differ significantly. From a theoretical point of view, type Is and 113 are almost utterly distinct phe- nomena. While the power source of type Is is believed to be thermonuclear burning initiated by the exceeding of a white dwarf ’32 Chandrasekhar mass3 due to the ac- cretion of matter from a companion star, type 113 are powered by the gravitational energy released during the collapse of a star’s iron core (note, however, that there are also subclasses of type Is that are powered by core collapse). We will only deal with type 118 in this work and most of the time only with the typical case of a star in the ZAMS4 mass region z 15MQ. For more information about type Is one may refer to [56, 11, 4]. Most of what will be said here remains 1i.e. the luminosity of the emitted light as a function of time 2a very dense star with a mass of approximately 1M0 but only the size of earth 3the maximum mass a white dwarf can have without collapsing (z 1.4MQ) 4Zero Age Main Sequence: denotes the star’s properties at the beginning of its stellar evolution valid for stars with a ZAMS mass between 2: 11M@ and a: 40M®. This separation is necessary because the pr0perties of stars during and at the end of their stellar evolution are essentially determined by their ZAMS mass (see [11, 4, 55, 20, 52] for details on stellar evolution). A very light star like our sun for example will never develop an iron core during its evolution and thus never produce a core collapse supernova. Also note that for stars in the ZAMS mass region 8M0 < Mata, < 11M® type II supernovae are believed to occur but the details of these stars’ presupernova evolution and the supernova event itself depend sensitively on their ZAMS mass and are somewhat different than what will be dealt with in the rest of this work (see e.g. [56]). Finally, stars more massive than z 40M® are believed to lose their hydrogen mantle before the end of their life which disqualifies them as type 113. For simplicity, we will refer to a star with ZAMS mass ...M® as just a ...M® star from now on. 2.1 Presupernova Stellar Evolution and Supernova Progenitor for a 15M® Star As already mentioned the evolution of a star during its so-called main sequence5 is mainly determined by its ZAMS mass. It is way beyond the scope of this work to give a detailed account of the events and processes during the main sequence. Instead we will briefly follow the evolution of a 15M® star to the point shortly before core collapse occurs. 5the long phase (possibly lasting billions of years) of the star’s life during which hydrogen-burning is its dominant power source 2.1 .1 Stellar Evolution Just like our sun all stars “burn” hydrogen from the beginning of their main sequence, i.e. sequences of nuclear reactions take place which ultimately lead to the fusion of hydrogen to helium, e.g. by the proton-proton chain which results in the reaction 4]H—+§He+2e++2I/e+27. (2.1) The intermediate steps have been omitted here. Other reaction chains also con- tribute to the conversion of hydrogen to helium. It is well known that during this fusion of hydrogen a lot of energy is released because (for nuclei lighter than iron) the binding energy per nucleon increases with increasing mass number of the nucleus. However, for fusion to occur the Coulomb barrier of the (positively charged) participating nuclei (e.g. two protons) has to be overcome which requires them to have large kinetic energies. Such energies are available in the interior of stars where the temperature during the main sequence is of the order of magnitude 107K. After significant amounts of helium have been produced and only if the tempera- ture in the core of the star has become sufficiently high helium itself starts “burning” by the triple alpha process: §He+§He +———> fiBe (2.2) fiBe + 3H8 —> 13,0 + 7. Similarly, given the needed prerequisites, “burning” of (most importantly) H, He, C, Ne, O, and Si occurs successively in the center of the star — sometimes even in its shells. Because of the increasing Coulomb barriers higher and higher temperatures (e.g. of the order of 4 x 109K for Si-burning) are needed for these fusion reactions and less and less energy is gained per participating nucleon. After carbon ignition the energy losses of the star are huge (compared to the previous stages) and dominated by neutrino emission since then the temperatures are high enough for the occurrence of (among other processes) the electron capture reaction: 10+ + e- ——> n + V6. (2.3) The neutrinos created in this reaction hardly interact with the matter of the star and just radiate away. This way, energy is “carried” out of the star. Thus the star develops a gigantic power using a much less effective power source than before. Consequently the time scale of the burning stages becomes smaller with increasing charge number of the fuel. For example, in a 20M® star the H burning lasts for approximately 107 years, He burning 106 years, C burning 300 years, O burning 200 days, and Si burning merely 2 days (these numbers were taken from [11])! The final product of these nuclear burning processes is either 56Ni or 54Fe after which no more energy can be gained by fusion. 2.1.2 Supernova Progenitor It shall be mentioned that the knowledge of main sequence stellar evolution is very sophisticated and in fact much more profound than that of the supernova phenomenon itself. An incredible effort has been put into numerical simulations of stellar evolution and there is wide consensus on the development which stars pass through during their main sequence. These efforts converged to the initial conditions for the core collapse event of a 15M© star illustrated in figures 2.1 and 2.2 and calculated by the simulations of Woosley and Weaver [52, 56]. I)” .l 501 Q r . i ' O. c. v P l" '7 M D a E s o __ '2 ‘° Q g " v- v- : x m X 8 X _ 35. .. a m " N‘ I " n 1: >34 —- °. :9 at. L“? v it 71 " “o g 2 g E :1 _ 3 3 a E a a b u .9 a“. 8 7'; *- e S E S 2 S In P P i.— P Q N D 3 , U JL 1' ll' 1"— r ; / s“ ’ -o q ,7’ r 2 u 8 colt/w: [' Jsfi -4 I H p. I 1 l 1 14’: l 1 L L l 1 1 1 l 1 1 4 o n-3,-“ 510 nor) 1 '9 50|.'(€_m3 a) doc-l Figure 2.1: Structure of a 15M® star at the onset of core collapse (taken from [56]) YITTI T I FTTIT T T I ITIYVTW T l .— H P- ‘3. P'- d‘ P f‘ -r 5 c 2""? o a o 0 Z _. I I I08 0 v If!) 2 '- ¢ PE '- F p O O 0 41b In 1 i'v t' z .1 3 16 16 o 0 2° No I ll interior mm (NI/Mo) ‘ if I Q o _.2 .5.’ 5 2 ° . o 0 " ' ““5 2 $3 " o :r: c, = K 1 ,t _ \ // s. O r—- o a 0) < 8 CI 0-“ ’ :e s 8 3 .5 ‘L N .2 N iii 3 x _ it _.o. a I— O : IL 0 p} S « 11111 I ILLILJLJ 1 [1111 L1 1 I o O. '7 ‘2‘ 'i’ F 9 S .9 none.» 352“ Figure 2.2: Composition of a 15M® star at the onset of core collapse (taken from [56]) Note that their progenitor was calculated using a one dimensional model assum- ing spherical symmetry and neglecting possible effects due to rotation, which is the case for almost all stellar evolution simulations (an exception including the effects of rotation is e.g. [20]). Instead of the distance r = [5| from the center of the star, the interior mass M (r) in units of M0 is used on the abscissa. If p(r) is the mass density of the star as a function of the distance from its center 1W(r) :2 /|‘|< d3xp(§:') 2 47r fr dr'r'2p(r'). (2.4) 0 Note that the iron core consisting of all the heavy nuclei (48 S A S 65) formed in the nuclear burning processes mentioned in 2.1.1 (denoted by “Fe” and 54Fe in figure 2.2) whose collapse will get the main focus in this work ends in a relatively abrupt way at an interior mass of approximately 1.35MG — a typical value as most stellar evolution simulations for stars of various ZAMS masses greater than 11M® yield iron core masses between 7%: 1.1MQ and z 2.5MG (see table 2.1). Apart from the heavy elements (“Fe”) very small amounts of free neutrons, protons and alpha-particles are present in the iron core. Above the iron core, lighter elements are stratified in an “onion-skin” structure. Before collapse the iron core is almost a perfect 7 = g polytrope, i.e. the pressure p inside the core is only a function of the density p satisfying 17 0< p7 (2-5) ZAMS mass ]] 12 15 20 25 35 50 100 Iron core mass [I 1.31 1.33 1.70 2.05 1.80 2.45 2.3 Table 2.12 Iron core masses of different supernova progenitors (taken from [56], all masses in units of MG) with 'y = g. This is just due to the fact that the pressure comes mainly from the gas of relativistic, degenerate electron gas inside the core for which it is known from statistical mechanics that the pressure is independent of the temperature and follows 4 equation 2.5 with 7 = 3 (y is usually called adiabatic indem, n z: #7 is called polytropic index). As pressure comes mainly from the electrons it is important to mention that the electron fraction6 Y; in the iron core has dropped (mainly by reaction 2.3) to about 0.44 at the onset of collapse. Reaction 2.3 also leads to a drastic decrease of the entropy per baryon in the iron core region where it is roughly just 1kg (where [is denotes Boltzmann’s constant) directly before collapse compared to a value of about 23kg at the beginning of the main sequence. Entropy is “carried” from the iron core to the envelope by neutrinos where an entropy per baryon of a: 40163 is typical directly before collapse (all these entropy values are taken from [56]). 2.2 Explosion Mechanism of Type II Supernovae In this section the predominating theories for the explosion mechanism of a typical core collapse supernova will be described. 2.2.1 Collapse During Si burning the iron core obviously gains mass (as iron is produced in this reaction). This essentially goes on until it reaches a mass that results in gravitational forces which can no longer be supported by the pressure of the present degenerate electron gas. Also note that the pressure at the edge of the iron core is not zero but the outer layers (mantle and envelope) of the star help “squeezing” its core. 6the number of electrons per baryon where “baryon” is used here as a generic term for protons and neutrons 10 Electron Capture and Photodisintegration As soon as collapse begins, two instabilities are of importance. Ongoing electron capture reduces the electron fraction in the core thus obviously further reducing the pressure created by the electron gas. The neutrinos created in the electron capture reactions are radiated away almost freely (at least before densities high enough for the occurrence of neutrino trapping are reached) which ultimately results in a reduction of entropy in the core — a phenomenon known as neutrino cooling. This helps the ongoing collapse even further as a reduction of entropy leads to a reduction of temperature which on its part implies a pressure decrease. The second instability is due to a process called photodisintegration that is pos- sible at the extremely high temperatures now present in the core: heavy nuclei are fragmented to their constituents by extremely high energetic photons, for example (and most importantly) by the following reactions: SgFe + 7 —> 13 gHe + 4 n (2.6) §He+7 ——> 2p++2n. These photodisintegration processes require a lot of energy (as they reverse the nuclear “burning” reactions by which the star was powered during its whole life). Therefore the temperature increase due to the increase of density in the core during its collapse is intensely weakened resulting again in a pressure decrement: gravity can no longer be compensated by pressure. In stars with ZAMS mass greater than z 20M® photodisintegration is considered to be the dominant cause of collapse while for lighter stars electron capture dominates. 11 Inner Core, Outer Core, and Neutrino Trapping Once core collapse has begun, things develop very rapidly. The iron core matter falls almost (never quite though) at free-fall velocity towards the center of the star. Hence, the time scale for collapse is merely z 100ms what justifies the assumption of an approximately adiabatic process. Two regions in the iron core must be separated: the inner core and the outer core. In the inner core, the infall velocity of the matter is proportional to the distance from the center at any given time which obviously causes all the matter in the inner core to finally arrive at the center of the star simultaneously. The collapse of the inner core is homologous in the sense that the radial distributions of all important quantities (like density, temperature, electron fraction etc.) remain similar to themselves during collapse — just the respective scales change. A typical mass for the inner core is 0.6 to 0.8M®, i.e. the iron core is almost equally split [56]. The inner core ends at the distance where the infall velocity of the matter exceeds the local sound velocity. Figure 2.3 illustrates this showing the infall velocity of the matter and the local sound velocity as a function of the radius approximately one millisecond before core bounce. Beyond that (obviously time-dependent) distance the outer core falls towards the center at supersonic velocities. It has decoupled from the inner core and arrives at the center of the star later. Contrary to what was believed before 1979 when the large heat capacities of excitations of heavy nuclei were found which cause the matter to remain relatively cool, this collapse does not stop before nuclear density is reached. It actually goes on till the nuclei touch each other and even beyond that: it is believed that roughly three times the density of isospin symmetric nuclear matter (i.e. 3 x 2.4 x 101435;, 2 12 50 IO l l l l l 5 IO 20 50 I00 200 500 Km Figure 2.3: Infall velocity of the core matter V and local sound velocity A approxi— mately one millisecond before core bounce (taken from [4] who used the results of [1] to create this plot). 7 x 10143513) is reached at maximum compression of the core7 [4, 3]. Note that the matter is not isospin symmetric in the present situation: significant amounts of protons have been converted to neutrons by electron capture. However, due to a phenomenon called neutrino trapping the matter is not as asymmetric as one might expect at first. Neutrino trapping occurs at densities higher than z 10116—53. As suggested by its name, it means that neutrinos can no longer escape the core freely but are trapped in there since at these densities elastic scattering of the neutrinos by the nuclei becomes relevant. The mean free path for the neutrinos is so small now that they can only diffuse through this high density region. For the density mentioned above the time scale for the diffusion of neutrinos out of the core clearly exceeds the collapse time scale meaning that the neutrinos cannot get out of the core fast enough — they are trapped. 7This value is just the result of most numerical simulations. 13 Note that because of the very low neutrino mass the presence of the trapped neu- trinos hardly affects the nuclei at all in the sense that their pressure contribution is negligible. However, they are able to heat the matter by neutrino-electron scattering events. The cross section for these is (under the given conditions) roughly two or- ders of magnitude smaller than that for neutrino scattering by heavy nuclei but the electrons are so highly degenerate that they can virtually only gain energy in these events (hence the matter can only be heated). As electron capture results in the production of neutrinos and these cannot es- cape anymore, their chemical potential rises rapidly thus obstructing further electron capture. In fact reaction 2.3 occurs in both directions until (dynamic) equilibrium is accomplished: 19+ + e‘ <—> n + V8. (2.7) Note that there are also positrons present which enable the reaction n+e+ +—>p++17, (2.8) also contributing to the neutrino production. After that, the total lepton fraction8 YL remains essentially constant (till core bounce, the end of collapse) at a value YL z 0.36 (according to [2]). A realistic value for the electron fraction in the core’s center at that time is Y}, z 0.3 (according to [13]). 2.2.2 Core Bounce As soon as a density greater than (the isospin dependent) nuclear matter saturation density is accomplished, the strong interaction between the nuclei becomes repul— sive as a consequence of the Pauli principle for neutrons (which are fermions). As mentioned above, at a density of typically z 7 x 10143:; this repulsion becomes so 8the number of leptons (here mainly electrons and neutrinos) per baryon 14 strong that the matter suddenly stiffens, the collapse is halted, and the inner core rebounds - a little bit like a spring that is first compressed and then released. In doing so, shockwaves are sent out to the infalling outer core. This event is known as core bounce. Theoretical predictions of the maximum density reached at bounce and its vigor- ousness (i.e. the energy of the created shockwave) are certainly dependent on factors like the inner core mass, temperature, electron fraction and others but most impor- tant is the equation of state (EOS) of nuclear matter above nuclear density. The nuclear matter EOS in the density and temperature region present at core bounce is still unknown since it is extremely difficult to mimic these conditions experimentally. However, an enormous theoretical effort has been invested in finding the correct EOS and several theoretical predictions exist (see e.g. [3, 28, 43, 41, 39, 30]). Numerical simulations have shown that a “softer” nuclear EOS results in the achievement of higher densities at bounce and more vigorous shock waves in comparison to those COmputed using a “stiffer” EOS — a somewhat intuitive result. 2.2.3 Prompt Shock Mechanism During collapse an enormous amount of gravitational energy is released. The main question is by which mechanism even a small fraction of this energy can be coupled to the mantle and the envelope of the star in order to eject them. The gravitational energy released is so immense that the coupling of just z 1% of it would be ample to eject the outer layers of the star and explain the observed supernova explosion energies of as 1051erg 2: lfoe. An appealing coupling mechanism, called the prompt shock mechanism was fa- vored till the mid 19808: after core bounce the created shockwave moves outward through the infalling matter of the outer core. Analytical arguments and numerical 15 simulations suggest that the energy of this shockwave is a: 4 to 7 x 1051erg [26] — completely sufficient to power the explosion. So, after this shockwave has reached the outer layers of the star, these get enough kinetic energy to escape, are ejected, and the star explodes. Unfortunately, things turned out to be not quite this simple: the problem is that the shock loses enormous amounts of energy while it beats its way through the infalling matter of the outer core. The densities and temperatures in the shock region are so high that again electron capture resulting in neutrino losses (at least when these can diffuse away fast enough) and photodisintegration occur massively. Large amounts of heavy nuclei are broken up completely to free nucleons. This costs gigantic amounts of energy (z 1.5 x 1051erg for every 0.1MQ thus converted) that is taken from the shock energy. Consequently, if the outer core is sufficiently large, the shock eventually completely stalls (approximately at a distance of 100 to 300km from the center) and never even reaches the outer layers — the explosion has failed. Note that possible energy losses of the shock wave in the outer layers of the star are a lot smaller than those suffered inside the core because densities and temperatures are too low there for photodisintegration to occur massively. This is why a successful explosion can be anticipated as soon as the shock wave managed to leave the iron core. The success of the prompt shock mechanism depends crucially on the iron core mass: only if the outer core is small enough (that is essentially the case if the total core mass is small enough) can the prompt explosion work. Numerical simulations indicate that prompt explosions can only occur in stars with iron core masses smaller than z 1.25MQ. Stellar structure calculations indicate that there are stars with such light iron cores. The majority of type II progenitors however has iron cores too massive for a successful prompt explosion. 16 The prompt mechanism is more likely to succeed if a “softer” nuclear EOS is used as it results in greater shock energies. 2.2.4 Delayed Shock Mechanism So what happens once the shock has stalled? There is still an enormous amount of energy in the core, mainly in the form of thermal excitations and neutrino and electron chemical potentials. Due to large number density gradients the neutrinos diffuse outward. As they reach regions with lower densities their mean free path becomes larger and larger until they can finally radiate away almost freely. Consequently, the whole matter above the neutrino sphere9 (located at z 40km from the center) is bathed in a very intense neutrino flux. This can actually help to revive the stalled shock that, by now, has turned into a so-called accretion shock (caused by the infalling outer core matter) in the following way (called the delayed shock mechanism): the shocked matter above the neutrino sphere now contains a lot of free nucleons which can absorb some of the neutrinos (the cross section for these processes is small but not negligible). This ultimately leads to the heating and expansion of the matter (neutrino heating) so that the shock can resume its way outward. It shall be mentioned that neutrinos can also be absorbed by nucleons inside nuclei but (for reasons that will not be discussed here in more detail) are re-emitted shortly afterwards so that these events do not help in reviving the shock. 9the distance at which the optical depth for neutrinos is 1. The neutrinos can be considered to radiate away freely approximately from there. More precisely, all this is dependent on the energy of the neutrinos. 17 E. 3%. Q) Q a 92, an 0o a: it) To O c. 3 " m R118 PNS (convective) gain radius I M shock Figure 2.4: Shock revival by neutrino heating after the shock wave has stalled (taken from [24]). The symbols are explained in the text. 18 Figure 2.4 schematically shows the situation after the shock wave has stalled: the gain radius is the distance from the center at which neutrino cooling is dominated by neutrino heating (i.e. more neutrinos are captured than emitted), overturn means essentially the same as convection, M denotes the infalling mass of the outer layers, R", is the radius of the proto-neutron star10 (“PNS”), and RV denotes the neutrino sphere. This delayed mechanism was first suggested by Wilson in 1985 [53]. Today it is the commonly accepted theory for core collapse supernova explosions. Still, there is a lot of trouble with it: it depends crucially on the cross sections for neutrino capture on nucleons, the neutrino production rates, the details of the neutrino transport, and other factors many of which are not known with great certainty. In particular, the simulation of neutrino transport in the “gray” region, i.e. at densities where neutrinos are neither trapped nor able to freely radiate away is most problematic. Depending on these input parameters, simulations of the delayed mechanism (performed by several different groups) yielded successful explosions even for stars with very massive iron cores while in other cases the explosions “fizzled” again. A more detailed overview of these simulations will be given in 2.3. A very good summary of the delayed mechanism and the skepticism about its correctness was recently done by Janka [24]. Convection As just mentioned, the delayed mechanism is most likely not a completely satisfactory explanation for supernova explosions as it has lead to failures in several (mostly one dimensional) simulations that were performed since Wilson suggested it. That is why the quest for a reliable explosion mechanism went on. Given the more powerful computers that became available in the 19903, it was 10the innermost part of the core that is believed to form a neutron star later 19 an obvious approach to go to higher dimensions: several two dimensional simulations have been carried out (see for example [23, 18, 22]) in which especially the impact of convection has been studied. Convection is going to occur for sure in the region between the shock and the neutrino sphere where the shock leaves behind an entropy profile that is instable to convection. This convection takes place very rapidly: large amounts of matter move up and down between the hot proto—neutron star and the colder outer regions —- a little bit similar to the convection occurring when cold water in a pot is put on a hot plate, yet on entirely different scales. A detailed discussion of convection is clearly beyond the scope of this work. It shall be mentioned, however, that it is widely believed today that convection helps the success of the explosion by transporting energy from above the neutrino sphere (where the matter can be heated by neutrino absorption in a relatively easy way) to the outer layers of the star. Thus a larger fraction of the gravitational energy that was released during collapse is made available for the explosion. Two dimensional simulations done by Herant et a1. [23, 22] for example resulted in successful explosions while their one dimensional ones, that did not include convection but used the same microphysics otherwise, failed. Apart from the convection between the neutrino sphere and the stalled shock there is a possibility that convection in the proto—neutron star may help the explosion by intensifying the neutrino luminosities [24]. Still, this is not necessarily the final solution to the supernova problem. In partic- ular, it is conceivable that phenomena that can only occur in three dimensions play a role. Rotation It is well known that stars carry angular momentum. The impact of this rotation on the core collapse and the explosion mechanism has been studied relatively little 20 (note however that studies including possible effects of rotation date back to 1970). On the other hand, in the beginning there were ideas (now considered wrong) that the explosion might actually be powered by the conversion of rotational energy via magnetic fields [29]. As simplifications are almost always a necessity to model real phenomena, it was a most reasonable approach to neglect rotation for the beginning. Another reason why relatively little attention has been given to rotation so far is a lack of computer power that is needed because it can only be simulated sensibly in more than one dimen- sion. Simulating convection and neutrino transport is computationally so expensive that simulations including these effects are still restricted to one and two dimensions nowadays. There is also a lack of rotating progenitor models, so the precise initial conditions for simulations of rotating core collapse are relatively uncertain. Some studies were made, however, that will be presented in 2.3. Indications have been found by several groups that rotation does not affect the ex- plosion mechanism dramatically (see for example [18, 57]). It appears that explosions are slightly delayed and a little bit weaker if rotation is included. It must be mentioned, however, that often rotation is mimicked in questionable ways necessary because most simulations are performed in two dimensions. Well known phenomena from earth such as vortices in flowing liquids or tornadoes in the atmosphere could hardly occur in less than three dimensions. We would also like to point out that rotation can become extremely rapid in the late stages of core collapse because the inner core contracts more and more. This enforces higher angular velocities as its angular momentum is essentially conserved which can at smaller radii and equal mass only be assured by faster rotation. Another argument for studying the impact of rotation are recent observations 21 of the polarization of the light emitted by supernovae made by Wang and Wheeler [50, 49, 51]. Using a method in which they observe the polarization and the wavelength of the light simultaneously (“spectropolarimetry”), they found that the light emitted by type II supernovae (and actually all core collapse supernovae which also include e. g. types Ib and Ic) is significantly polarized while this is not (or not nearly as strong) the case for supernovae not powered by core collapse. They draw the conclusion that there must be large asymmetries in the explosion mechanism to cause this polarization. They also found that the polarization of the light gets greater the closer to the center of the explosion they measure it. This gives even more support to the conclusion that the asymmetry originates in the very heart of the explosion. Rotation is a very good candidate (and the only obvious one) to explain such deviations from spherical symmetry as it defines a direction — that of the rotation axis. 2.3 Recent Numerical Studies of Core Collapse Su- pernovae The separate treatment of previous numerical studies of supernovae is a bit artificial as it was hopefully made clear in the previous sections that the currently predominating theories for the explosion mechanism were chiefly developed by the excessive use of numerical simulations. This section will mainly be focused on the techniques, assumptions, and simplifi- cations used in specific recent simulations (performed in the last ten years) while the previous sections primarily dealt with their results. Here, this can hardly be done in great detail for which one may refer to the respective citations. This is not meant to be a complete overview of the work that was done in the last decade, we just want to 22 exemplify different approaches. It shall be mentioned that there are also some attempts to deal with the supernova problem on a more analytical level (not completely relying on numeric). The works of Burrows and Goshy [9] or the very recent one of Janka [24] are examples for this. 2.3.1 Equation of State An EOS describing the thermodynamic properties of the matter is a necessary input for all supernova simulations. The purpose of an EOS is to make use of the fact that the star is in (local) thermodynamic equilibrium. Thus only three thermodynamic quantities (in core collapse simulations usually the temperature T, density p, and electron fraction Y6) have to be calculated locally, all other quantities (the most important among these the pressure and the specific internal energy) are given by the EOS. A great theoretical effort has been invested into finding a correct EOS, especially the correct nuclear part of it (see for example [28, 42, 41, 43, 44]). The theory for this is virtually a whole separate science (like several aforementioned aspects of supernova theory). So we will again just give a brief account of the state of the art in this field. Electron-Positron EOS The electron-positron part of the EOS is less problematic than the nuclear part. Its contribution is often just modeled by the EOS for a relativistic degenerate ideal fermion gas, neglecting the Coulomb interaction, for which statistical mechanics pre- dicts the temperature-independent pressure-density relation pox.) = §(§)§hc(7:)§p%. (2.9) 23 where m3 is the baryon mass [59]. If an adiabatic change (662 = 0) is assumed (which is reasonable at least for the infall phase) and the conversion of particle species is also neglected (dN, = 0, where N, denotes the number of particles of species i), the first law of thermodynamics reduces to dU = 6Q — pdV + Z p,dN,~ .—_ —pdV (2.10) and an expression for the internal energy density as? = Q5“ can easily be derived from equation 2.9 by integration: u:,:;>
2.8 x 101431;?) the stiffening of the nuclear matter is modeled by 7 = 2.5. Their
EOS also contains an ideal-gas-like temperature dependence.
The main purpose of their model is to find deviations from spherical symmetry in
a two dimensional hydrodynamic simulation . They study the impact of rotation on
the collapse of the iron core by artificially adding angular velocity to a (non-rotating)
15M® progenitor calculated by Woosley and Weaver.
According to their results, the maximum density at core bounce, the explosion
energy, and the ejected mass all decrease monotonically with increasing angular mo-
mentum of the core.
32
Zwerger and Miiller [59]
The approach of Zwerger and Miiller [59] is very similar to that of Yamada and Sato as
far as the EOS and the treatment (or rather “non-treatment”) of neutrino transport is
concerned. However, as initial models Zwerger and Miiller use 7 = g - polytropes11 in
rotational equilibrium whose collapse is initiated by suddenly decreasing the adiabatic
index below 3‘:- (to values between 1.325 and 1.28).
Their main focus is on the gravitational wave signal of the supernova event, a topic
also studied by several other groups (e.g. [5, 58, 38]) that will not be discussed here
any further. An interesting result is that in some of their rapidly rotating models core
bounce occurs due to huge centrifugal forces even before nuclear density is reached.
This work must be seen in the context of a series of similar studies (among these
[38, 15, 25]) performed by different people at the Max Planck Institut fiir Astrophysik
in Garching, Germany.
2.3.4 Three Dimensional Simulations
Very few core collapse simulations have been done in three dimensions. The ones
we know of mainly deal with the gravitational wave signal [5, 38] emitted by the
explosion and use the simplified polytropic EOS described above (mimicking key fea-
tures by manipulating parameters in one way or another). The effects of rotation
are included in these models. To our best knowledge, there is currently no three
dimensional simulation of a core collapse supernova in which a realistic EOS, a real-
istic progenitor model, or even neutrino transport (to say nothing of convection) is
included. This situation is naturally due to the immense computational requirements
of such a simulation.
11equilibrium solutions of the polytrope EOS 2.5
33
It shall be mentioned, however, that Chris Fryer is currently working on such a
model [16, 17] but has not published any results yet.
34
Chapter 3
Our Three Dimensional Simulation
As pointed out in 2.3.4 there were hardly any core collapse simulations in three
dimensions so far. The basic idea of our own simulation is to simplify the underlying
microphysics, mainly by using input from one and two dimensional simulations, in
order to be able to follow the core’s dynamics in three dimensions during collapse
and bounce. The main focus is put on the impact of rotation during collapse. Our
hope was to thus find deviations from spherical symmetry that are so significant that
they may deliver alternatives to the currently favored complicated convection-driven
explosion mechanism. After all, it is well known that much weaker pressure gradients
(than those present during core collapse) and slower rotation can lead to very major
phenomena like tornadoes in the atmosphere or vortices in flowing liquids (yet on a
much larger time scale).
We think that the effects of rotation can truly only be studied in three dimensions
because adding rotation in a two dimensional model is always somewhat artificial. A
three dimensional approach is further motivated by the aforementioned polarization
observations by Wang and Wheeler [50, 49, 51] for which no satisfactory explanation
could be obtained from two dimensional simulations so far. The dependence of many
one and two dimensional models on such (uncertain) parameters as the viscosity of
35
the matter and neutrino cross sections also raised our hope that there might be a
solution to the supernova problem that is largely independent of these details.
3.1 Test Particle Method
The method we use is similar to the so called test particle method or pseudoparticle
method that has been used extensively in nuclear physics [54]. Its original purpose
is to approximate the time-dependent Hartree-Fock equations in a way that allows
classical interpretation.
While in nuclear physics usually several thousand test particles represent one
nucleon, things are vice versa in our model for the collapse of an iron core with
a mass around 1.3MQ: (assuming that we use 106 test particles) one test particle
represents a mass of 1.3 x 10’6MQ z 2.5857 x 1024kg — just a little less than the mass
of the entire earth!
In our model all th particles have the same mass MIC/Nu, 2: mtp, where M [C
denotes the mass of the whole iron core. For each individual particle, position 7‘}
and momentum p‘, are tracked (as classical three vectors). The equations of motion
for the test particles are the relativistic versions of the Newtonian ones known from
classical mechanics:
. d". -'.
Ti; : -d—T£J— : p] .. (3'1)
mt. + (’35)2
:4 dfi. -o -o -o _.
Pj = % " F0001, MN...) + FEOSJ(TJ) (3 2)
j : 13"‘3th’
where Eag- denotes the force on particle j due to gravity and fieosg the force due
to the equation of state. Gravity is modeled assuming spherical symmetry by using
36
the Newtonian monopole approximation. This means that FIGU- is the gravitational
force test particle j would experience if the mass of all test particles located closer
to the center of the iron core (which is identical to the origin of the coordinates) was
combined in a point mass located at the center:
- mg, #{ie {1,...,N,,,} : [m < [73]}
Gt:— Im3
77,-. (3.3)
This approximation is only good as long as the deviations from spherical symmetry
(of the mass distribution) are sufficiently small. The calculation of FEOSJ is a bit
more complicated and will be explained in 3.3.4.
3.2 Grid
In order to be able to locally define thermodynamic quantities, most notably the local
mass density, we introduced a spherical coordinate grid.
3.2.1 Cells and Boundaries
The boundaries between the cells of this grid are defined by the surfaces of constant
r, constant d), and constant 0 in spherical coordinates (r, (19,0) using the standard
notation (r = [is], (b = azimuth angle, 6 = polar angle). For the 45 coordinate the
boundaries are located at
27r 27r 27r
0 1 — 2 —,..., N —1 x ——
where N¢ denotes the total number of boundaries (for the a) coordinate). For the
0 coordinate the boundaries are chosen so that the difference between cosd of two
arbitrary neighboring boundaries is constant, i.e.
[cos 01 — cos 02[ = const.
37
if 61, 62 are neighboring boundaries (for the 0 coordinate). This is made so to make
the volume of a grid cell independent of 9. Finally, for the r coordinate the boundaries
are usually chosen equidistant so there are boundaries at
R R
— 2 —... —=
ler, er, ,erNr R,
where R denotes the radial location of the edge of the spherical grid and N, the
number of boundaries for the r coordinate. Note that this way the volume of the cells
depends only on r (not on d or 0) and increases with increasing distance from the
center.
Radial Cell Width Feature
However, an option which enables us to use non-equidistant r-boundaries is included
in our code: a monotonic growing function f (y) : [0 : 1] —> [0 : 1], y I——) f (y) satisfying
f (0) = 0 and f (1) = 1 can be defined. The boundaries are then located wherever
(f (fi) x N.) E N. For example, f (y) = 3109 yields a higher grid resolution near the
center. f (y) = id(y) = y gives equidistant r-boundaries as before.
3.2.2 Grid Coordinates
Recapitulating, we have a spherical grid consisting of Nee”, :2 N, x N4, x Ncos0 cells.
These are conveniently labeled by three integers n, E {1, . . . , N,}, n¢ E {1, . . . , N¢},
ncosg E {1,...,Ncosg} where increasing nx corresponds to increasing X for X E
{r, (1), cos 6}1. These three integers (nr, n¢, ncosg) will be referred to as grid coordinates
from now on.
Given a point inside the grid in spherical coordinates (r, (15, 9), we can find its grid
1In the C++ code, these integers run from 0 to N x — 1.
38
coordinates using the following trivial relations:
FT
r z —N,.] 1 3.4
n .R + ( )
"(b
= —N] 1 .
71¢ 2” ¢ + (3 5)
r 0 1
”cost? COS 2+ NeosO] + 1: (36)
where the squared brackets [Y] denote truncation of the quantity Y. Note that
increasing ncosg corresponds to increasing cos 6 but to decreasing 6.
Cell Volume
Using this, we can now explicitly give the volume of a grid cell as a function of its
grid coordinates:
Vol(nr,n¢,ncosg) = V0102.) = fl {f-1(fl)3 — f-1(3’;1)3}, (3.7)
3N¢Ncosg N, N,
or for the most important case f(y) = f‘1(y) = id(y) = y:
Vol(nr) = Egg; {(1%)3 — ("N— 1)3}. (3.8)
Innermost Cell
The volume of the cells with n, = 1 is usually very small. Numerical problems
also arise from the “wedge shape” of these cells. These problems will become more
transparent in 3.2.3 and 3.2.4. Anyway, all these cells at the center are treated as one
(spherical) cell.
Grid Scaling
During a core collapse simulation an enormous change in the length scale occurs: the
inner iron core contracts roughly by a factor of 102 to 103. Even if N, is chosen very
39
large2 (e.g. N, = 500) the inner core at core bounce would still be almost completely
in the innermost cell if the grid were fixed in space (as long as f (y) = id(y) is chosen).
This way an appropriate resolution of core bounce and other phenomena would be
destroyed. That is why we chose to scale down the grid simultaneously with the core.
More precisely the size of the grid (which is given by R, the distance of its outer
edge from the center) is modified during collapse as follows: in every time step, the
distance of the %gth outermost test particle is determined and multiplied by a factor
slightly larger than 1 (e.g. 1.12). The advantage of this apparently odd procedure
is that it proved to be very functional: almost all test particles remain in the grid
during collapse and fill a reasonable portion of it, and if a few particles are “lost”
(what this means more precisely and how it can happen will be illuminated in 3.4)
the simulation is not ruined (which can be the case if just the outermost test particle
is used to define the size of the grid).
3.2.3 Calculation of Densities
A mass density p(n,, n¢, ncosg) can be calculated for each cell of the grid using the
following evident way. The number of test particles in the cell th(n,,n¢,, ncosg) is
counted, multiplied by the mass of a test particle mtp, and divided by the cell volume
Vol (n,):
N (nryn 7nC080) m
p(nran¢ancos(9) : tp V:l(n ) tp. (39)
In order to minimize errors due to fluctuations and to smooth the density distribution,
we decided to use a slightly more sophisticated method in which the test particles’
mass is smeared over the cell it is in and the seven (well-defined) neighboring cells
which are located nearest to the test particle. Figure 3.1 illustrates this method for
the two dimensional case: first, the cells which are closest to the test particle are
2Note that the total number of cells is clearly limited by the condition Nee", << NW.
40
Figure 3.1: Smearing of test particles for density calculation
determined by detecting in which of the sub cells I.a through I.d it is located. Then
the number fractions X of the test particle these cells “get” are calculated as follows:
x: = (1-%.;Z’f.,)(1-%f;¥;%) (3.10)
xu —-— (l-éfifléfrfil (311)
= <;.;:T:.><:.4:Is;) «12>
= 6.17;)(1-éif’ti-ile «m»
where r and 43 are the coordinates of the test particle and r3, rc, (b3 and dc denote the
coordinates of the boundaries of cell I.a (with r3 > re and d3 > ¢c)- 21:, x.- = 1 is
ensured. It is obvious how this generalizes to three dimensional spherical coordinates.
The method yields for example that a test particle that is located exactly in
41
the corner of a cell is uniformly shared among the eight adjacent cells (in the three
dimensional case), and belongs completely to the cell it is located in if it is exactly in
its center.
The procedure may seem artificial and unjustified because if you visualize the
smearing as being caused by giving the test particles a finite size, the technique just
described implies that the size of the test particles depends on the distance from the
center (as the cell size depends on it). But the use of the grid is only sensible if the
grid resolution can be chosen high enough for the variations of the density (and other
quantities defined for each cell) in neighboring cells to be small. Thus the smearing
is just a technique to smooth possible fluctuations the details of which should not
significantly affect our results.
3.2.4 Calculation of Derivatives
To follow the dynamics of core collapse, the calculation of (spacial) derivatives of
thermodynamic quantities is necessary. More precisely, this is needed to calculate
fieosy from equation 3.2 which will be explained in 3.3.4.
Let Q be a thermodynamic quantity defined on the grid (meaning that for each
cell (n,, n¢, ncosg) a real number Q(n,, n¢, ncosg) E R is defined). To approximate the
gradient VQ(r, (b, 0), we use a modification of the standard technique for calculating
numerical derivatives described in [36] and the well known expression for the gradient
in spherical coordinates [6]:
8f)
VQ(r, 45,0) = 5; (Mme, +
100 1652 _,
— " — ' 6 —— .14
rsin06¢ (r,¢,0)e¢+( sm ) r8(cos 6) (r,¢,9)69’ (3 )
where 5,, é}, é}; denote the orthonormal basis vectors for spherical coordinates. These
are dependent on the coordinates (r, (b, 0). What remains to be done is the numerical
42
definition of
(99
, an .
(we) 0(608 0) (me)
if}
Br
69
may 8(1)
Linear Interpolation of Derivatives
We will exemplarily describe our technique for this for 96%. Let (r, (b, 6) be located in
the cell with grid coordinates (n,, n45, ncosg). Then two obvious approximations for
(Ii—(1? are
80 Q( r ’ ’ C05 )—9( r: I cos )
(5; (r,¢,6))right : ;x+{lf:¢(:%l:) _ f_7:(:):;r;) }9 (3.15)
89 Q( T: acos)_Q(r" a 3 cos)
(I)? (r,¢,6))left = gxnff71(:rN——ri) ff_11(:%%n)}0 a (3.16)
where the denominators are just the distances in the r coordinate between the centers
of the neighboring cells (2 NA: for f (y) = id(y) ). We decided to linearly interpolate
the derivative between these two values:
09 _ r—rs X(6f2
51: rB—rx(8§2
E
(3.17)
87" (rm?) — TB — 7‘s (r,¢,9))ri9ht TB — 7’3 (man) left,
where rs and r3 denote the r-coordinates of the cell boundaries of cell (n,, n¢, ncosg)
with r5 3 r 3 r3 (just as in figure 3.1). 3::- and
80
6 cos 6
are in principle interpolated
the same way. For 6320 note that
an _ —1 99
6cos6 (r,¢>,6) ‘ sin6 66 (gas)
which was already used in equation 3.14.
Problems at Grid Boundaries
At the boundaries of the grid and the z-axis, boundary conditions for the derivatives
have to be fixed. To a certain extent these are always arbitrary and physical reasoning
43
is needed. Other problems may arise from the fact that test particles can be located
outside the grid. We will explain in 3.4 (when the physical meaning of the spatial
derivatives will have become clear) how these problems are dealt with.
3.3 Equation of State
Once we have defined the needed thermodynamic quantities on the grid, an appro-
priate EOS can be used to obtain remaining ones.
3.3.1 Cold Nuclear EOS and Polytrope EOS
As a first approximation to a realistic EOS for supernova matter we used the following
well-known parameterization for the energy per baryon of cold (isospin symmetric)
nuclear matter [30] which only depends on the density:
p p "
unuc = a. — + b — 3.18
(p) m (p0) ( >
with pa = 2.4 x 10143517 2 nuclear matter density, a = —218MeV, b = 164MeV, and
0 = g. This EOS yields such realistic features as a minimum of the energy per baryon
at p0, a slight attraction for the matter at densities below p0, and a strong repulsion
at densities higher than p0.
Once an electron fraction is defined (see 3.3.2), the presence of electrons can be
modeled by adding equation 2.11 (multiplied by mp2 to get the internal energy per
baryon) to equation 3.18:
p p 0 9 7r § 1 p %
umt(p, Y6) = a Ed + b (3;) + 1(3) the3 (577;) . (3.19)
Note that an electron fraction other than 0.5 implies that an asymmetry energy term
should be added to the nuclear part. As the correct shape of this term does not stand
firm yet [30] and the isospin asymmetry of the matter remains relatively small (as
44
58-11 . . -....., . .. ..., . . ......, 4 -
TotalEOS—
NuclearPart -------
ElectronPart --------
4e-11
36-1 1
29-11
Energy per Baryon [J]
1e-11
Mass Density in Units of Nuclear Matter Density
Figure 3.2: Cold nuclear EOS and polytrope EOS for electron gas
described in 2.2.1), it is neglected here. Figure 3.2 shows the different contributions
to this EOS (using an electron fraction as defined in 3.3.2).
Equation 3.19 is obviously a crude approximation because (among other things)
temperature does not even appear.
3.3.2 Calculation of Thermodynamic Quantities other than
Density
More sophisticated EsOS generally need more input than just the density of the
matter. The ones that will be used in this work will be described in 3.3.3 and need
the temperature T, electron fraction Y8, and the composition of the matter (the latter
is given by the average charge and mass numbers of the present nuclei). A realistic
calculation of these quantities is not nearly as simple as that of the density: for the
45
electron fraction, for example, one has to use proper electron capture rates (such as
the ones calculated in [45]) and once the produced neutrinos are trapped, neutrino
diffusion has to be dealt with.
Knowing that in a three dimensional simulation including all these detailed calcu-
lations is not yet feasible, we decided to circumvent these difficulties by mapping data
from one dimensional simulations on our model. More precisely, the data calculated
by Cooperstein and Wambach [14, 13] was used. Their tabulated data enables us to
define the temperature T(p) and electron fraction Y8(p) as a function of density and
should yield a good approximation for the state of the matter until core bounce3.
Temperature
The tabulated data obtained from Cooperstein’s work was interpolated using appro-
priate fit functions. The relation T(p) that was finally used in our simulations is
shown in figure 3.3 together with Cooperstein’s values.
Electron Fraction
The electron fraction as a function of density Y8(p) was obtained from Cooperstein’s
data and interpolated just like the temperature. The resulting relation for our sim-
ulation is shown in figure 3.4. Note that Ye(p) is continued relatively arbitrarily for
p > 10125353, yet the convergence of Ye to a value Ye z 0.31 for very high densities is
realistic as described in 2.2.1.
Further Thermodynamic Quantities
More thermodynamic quantities such as the entropy per baryon or the electron chem-
ical potential could be defined using Cooperstein’s data but this is not necessary
3Our simulation can currently only be considered realistic until core bounce as will be further
explained in 3.7.
46
6 I- — —-4
5 .— -_
5'
O
a. 4 » -
2
3
‘5
8
E 3 u. m ..
0
'—
2 ~ ~ ~-
. Cooperstein Data1 +
Cooperstein Data 2 X
Used in Simulation
0 . 1 1 1 . . . 1 L . . l . . . l . . A
0.1 1 10 100 1000 10000
Density [10“ g/cm3]
Figure 3.3: T(p) for the infall phase
because the E808 we use do not need more input. Au contraire — virtually any
imaginable quantity of interest can be returned by the E508.
3.3.3 Helmholtz EOS and Lattimer & Swesty EOS
As a more realistic EOS (than the one presented in 3.3.1) we used a combination of the
nuclear EOS by Lattimer & Swesty and the Helmholtz EOS by T immes (mentioned
in 2.3.1). The former is used for p Z 1011:53’ the latter for p < 10110—55 where the
nuclear contribution to the pressure is negligible. Note that the LS EOS also includes
an electron gas contribution. Moreover, there are different parameter sets for the LS
EOS which mainly affect the behavior of the matter at densities above nuclear. We
used the parameter set in which the nuclear compressibility is K = 180 MeV.
Both 13508 are available as FORTRAN-programs [27, 46]. The input for the LS EOS
47
0.44 V V V I —r V V r Y f 1 I V —V_ ‘ Y r. I .
Used In Simulation
Cooperstein Data +
0.42 r
0.4 --
0.38 -
0.36
Electron Fraction
0.34
0.32
0.3 A l A l A A 4 l A I A l A L A l A_ L
0.1 1 10 100 ~ 1000 10000
Density [10" g/cm3]
Figure 3.4: Y6(p) for the infall phase
is p, T, and Y... The Helmholtz EOS gets the composition of the matter instead of
Y... This composition is defined by the mass and charge numbers of an arbitrary
number of different ions present in the matter and their respective number fractions.
We used a small constant hydrogen fraction of 2.69 x 10'4 (taken from [14]). The
rest of the matter got a charge number Z = 26 and a mass number A(p) = Z / Y6(p)
mimicking the change of the matter composition due to ongoing electron capture
while taking into account that most of the nuclei present are iron isotopes. Note that
this approximation does not lead to absurd isotOpes (with extreme neutron excess)
because the Helmholtz EOS is only used for densities at which Y; z 0.41 which yields
A g 63.
The internal energy per baryon uint(p) = um, (p, T (p), Y8(p)) this ultimately yields
using T(p) and Ye(p) from 3.3.2 is shown in figure 3.5. There is no longer a density
48
160 V I 7" V U I] V I 'l V V 7" V V II V Y " V V 7'
140 l-- _,__, - --—~—
120 -
100 - ~ --
80 -. ...._._
so - - -1-
lntemal Energy per Baryon[MeV]
20b
L Al A A Al I A l A A A1 A I ‘1
0.0001 0.001 0.01 0.1 1
Density [Pol
0 A - 1 x 1 1
1 9-07 1 9-06 1 9-05
Figure 3.5: Combination of Helmholtz EOS and LS EOS used in our simulation
region in which the EOS is attractive.
3.3.4 How the EOS Affects the Dynamics
One major question still needs to be answered: how does the EOS affect the dynamics
of our core collapse simulation? This happens through F303,], the force due to the
EOS on test particle j as introduced in equation 3.2.
The EOS is used to calculate the internal energy per baryon um for every grid cell.
This is easily converted into an internal energy per test particle by multiplying with
mtp/mB =: V, the number of baryons per test particle. A gradient of this quantity
at the location of test particle j is calculated using the technique described in 3.2.4.
Then
F - = -l/ Vuin 3.20
E03,] t (T,¢,9)j ( )
49
where (r, (19,0)j are the spherical coordinates of test particle j’s position.
This technique is justified by energy conservation: during the infall phase it is a
good approximation to neglect energy losses due to neutrinos (and photons) radiating
away from the core because the magnitude of these losses is relatively small. Thus the
sum of the core’s kinetic energy Ekm, gravitational energy E0, and thermal (internal)
energy Em
Etot = Ekin + Ea + Em: (3.21)
should be approximately constant during collapse. After bounce this is no longer
valid as neutrino losses cannot be neglected anymore.
We will now explain how our method of calculating F1303 ,3- implies the (approxi-
mate) conservation of E“. For simplicity, assume the situation shown in figure 3.6:
two neighboring cells (n,, 7145.71.20.29) and (n, + 1, 72¢, ncosg) with the respective internal
energies per test particle ul and 712. Moreover let uz > ul, a test particle j located in
cell 1, and the internal energy per test particle in all remaining neighboring cells of
cell 1 be equal to ul so that FEOSJ only gets a contribution from the gradient between
u} and 11.2. Let gravity be “turned off” for the moment. Then, the force on j due to
the EOS is approximately
U2*U1..
6.-
Ar
FEOS,j '2 —Vu z —
where Ar is the radial cell width. Now assume that j travels from cell 1 to cell 2 as
indicated by the dashed arrow. In doing so, due to the action of 13” 303,33 its kinetic
energy is reduced by
112—111
Ar
AT 2 11.1—11.2.
2
AEkz'n =/ FEOS,j ° dl‘ z -
1
Thus, the internal energy j gains (it is now located in a cell with a higher internal
energy per test particle) is (approximately) compensated by its loss of kinetic energy.
50
Figure 3.6: Test particle j traveling from one grid cell to another
In this derivation, the way gradients are calculated was simplified and the fact that
the appearance of j in cell 2 (and its disappearance in cell 1) affects ul and U2 was
neglected.
One might consider using the pressure as returned by the EOS used (instead of
the internal energy) to calculate FEOSJ. However, there is no evident way of doing
this in our model without making further assumptions about the size and shape of
the test particles. We wanted to avoid this because the test particles are after all
completely imaginary objects.
In our simulations, energy (and angular momentum) is kept track of to assure that
the method just described works properly and the conservation of these quantities
is not destroyed by numerical limitations, a too large time step size, a too low grid
resolution, or other effects.
51
3.4 Symmetry Assumptions, Boundary Conditions,
and Numerical Problems
Like in almost all numerical simulations there are certain subtleties in ours that
require special attention. It is also desirable to make simplifications wherever possible
to invest the available CPU time where it does most good.
3.4.1 Symmetry Assumptions
The total number of grid cells News is limited by the condition Nceu, << th because
otherwise there are inevitably many cells which contain very few, just one, or no test
particles. This leads to unphysical density fluctuations on a length scale essentially
given by the cell size. Most of the time we used th = 106 and found that this kind of
trouble occurs when News 3 2 x 104 is used. To get a good resolution of interesting
features, it is thus desirable to make use of symmetries. Two symmetries can be
anticipated almost a priori:
o equatorial symmetry: there is virtually no imaginable reason (other than fluc-
tuations or numerical errors) why equatorial symmetry should be broken in our
model. Nevertheless, we ran several simulations in which it was not enforced
without finding significant deviations therefrom. Therefore equatorial symme-
try is enforced by averaging the thermodynamic quantities in grid cells mirror
symmetric about the equatorial plane.
0 cylindrical symmetry: exactly the same way, it was found that there are no
significant deviations from cylindrical symmetry (about the rotation axis) in
our model. Hence this symmetry is enforced by setting N¢ = 1.
52
Note that no symmetry whatsoever was enforced for the positions and momenta of
the test particles (i.e. these are not located in positions mirror symmetric about the
equatorial plane or something of the kind).
3.4.2 Derivatives at Grid Boundaries
z-Axis
The %2— derivative at the z-axis is simply set to zero. This causes the test particles
initially located near the z-axis to tend to “stick” to it. This is not good and only
done this way because we could not think of a better way to deal with it. Note,
however, that this affects just a small fraction of the test particles. Those particles
near the z-axis are initially rotating very slowly around this axis so that there is at
least no obvious reason why they would move away from it. This treatment can also
be seen as a consequence of assuming cylindrical symmetry.
Grid Surface
At the radial edge of the grid, % is calculated by assuming that the density of
the matter outside the grid has a value pm,” slightly lower than that present at the
outermost layer of the iron core at the onset of the simulation. Thus the presence of
the star’s mantle and envelope beyond the surface of the iron core is imitated in a
simple way.
Center
The derivative 9%! at the center is also set to zero. This is reasonable because matter
should not traverse the core’s center in large amounts.
53
3.4.3 Background Density
As described in 3.2.2 the grid is usually chosen a bit larger than the space region
in which the vast majority of the test particles is located. Hence, empty cells may
occur. To assume p = 0 in these would be completely unrealistic as even outside the
iron core (in the star’s mantle) densities are high. Thus a minimum density pmz-n (the
magnitude of which is determined as described in 3.4.2) is enforced throughout the
grid by setting p to pm,-n wherever p < pmm.
3.4.4 Singularity Treatment
The force on particle j due to gravity 130,]- calculated as in equation 3.3 has a (nu-
merical) singularity at IFJI = 0. This can cause numerical trouble for very small |1"'j|
which yield extremely large forces. Thus these particles can be vigorously accelerated
and more or less “shot” out of the core’s center. This is unrealistic and not desirable.
Therefore we decided to “switch off” gravity for the 11551 or 110‘; innermost particles.
Note that IFGJ| is relatively small for the innermost particles anyway because the
mass they enclose is comparatively small.
3.5 Time Development
The time development of the collapsing core is essentially obtained by numerically
integrating the system of 2 x 3 x th coupled first-order ordinary differential equations
3.1 and 3.2. This is done using a fourth-order Runge-Kutta algorithm, a standard
method precisely described e.g. in [36]. The whole simulation program (except for
the E808 mentioned in 3.3.3 which are written in FORTRAN) is written in OH.
This algorithm as such uses a constant time step size. As it is clear that the core’s
matter will be continuously accelerated during collapse we implemented a very simple
54
way to adapt the step size nonetheless: once the core has contracted by a certain
factor (e.g. 10) the step size is suddenly made sufficiently smaller (e.g. divided by
10) to guarantee a good resolution of the further time development. Depending on
the initial conditions used in the simulation this step size modification can be done
several times.
3.6 Calculation of Observables
Several physical observables are kept track of during the time development of the
collapsing core. Among these are the total kinetic energy Ekin, (Newtonian) gravi-
tational energy EC, internal energy Em, and the total angular momentum E of the
core. It is important to do this in order to make sure that the core’s total energy and
angular momentum are (at least approximately) conserved. It is also instructive to
follow the conversion of the different energy types into one another. The observables
are calculated as follows:
0 E0 is calculated assuming spherical symmetry:
MP ' 1,.. .,N ,
E0 2 -ZG#{Z 6{ ..}]Ir1