$439818? LLBRARY t This is to certify that the MlCh‘gan Sta 6 dissertation entitled University Speed Disturbance, Absorption and Traffic Stability presented by Ruihua Tao has been accepted towards fulfillment of the requirements for the Doctoral degree in Civil Engineering k Major Professor’s Signature 4/ Isl/03 Date MSU is an Affirmative Action/Equal Oppodunity Institution PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 6/01 cJClRC/DateDue.p65-p.15 SPEED DISTURBANCE, ABSORPTION AND TRAFFIC STABILITY By Ruihua Tao A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Civil and Environmental Engineering 2003 ABSTRACT SPEED DISTURBANCE, ABSORPTION AND TRAFFIC STABILITY By Ruihua Tao Speed disturbance is a natural phenomenon of human-controlled vehicles. When vehicles follow one another the response action of a following vehicle to a speed disturbance from the lead vehicle can vary. The following vehicle may respond to a speed disturbance by reducing its speed immediately if following very close, or may respond to it at a later when the spacing between them is reduced to a certain level, or may not respond to it by its speed reduction but just reduce the spacing between the two vehicles. In the cases when the following vehicle does not respond to a speed disturbance immediately, a speed disturbance can be absorbed (completely or partially) through the reduction of spacing (i.e., distance headway). Limited research has been found on the issue of absorption of a speed disturbance and the effects on traffic stability as a result of speed disturbance absorption. The work explores driver behavior in a car following mode in response to a speed disturbance fiom the lead vehicle, and develops a concept of Expected State- Control Action Chains. Afterwards, the study identifies three scenarios of car-following behavior in response to a decrease in the speed of the vehicle immediately downstream. The impact of the responding behavior of the following vehicle on dynamic spacing between the lead-following vehicle pair was analyzed and minimum dynamic spacing for each scenario were obtained. The research conducted as part of this study first demonstrates the existence of an upper boundary on the magnitude of a speed disturbance that can be absorbed by a single spacing, or by multiple spacings if the speed disturbance is propagated backward through a line of following vehicles. Mathematical models were developed to enable the calculation of the upper limit of speed disturbance absorption. The conditions for local and asymptotic stability were also determined. Results from two simulation experiments confirm the boundary conditions proposed by the mathematical models. The work presented here sheds some light on the effect that a single speed disturbance of a lead vehicle has on the spacing and speed of the following vehicle in a car-following mode at the microscopic level. This establishes the foundation for further research on multiple speed disturbance absorption and its impact on traffic stability at the macroscopic analysis level. ACKNOWLEDEGEMENTS It has been a time to express one’s feelings when finishing the final page of his/her dissertation. It has been a place to leave his/her words for people to remember. It is a right time and a right place for me to write down something for lasting memories. Thinking about the years at Michigan State University, I am grateful to all of you, the faculty members of the transportation group, for giving me opportunities to study in its excellent program, which I am always proud of, and to learn fiom you, whom I always admire to. I am profoundly grateful to Dr. Virginia P. Sisiopiku, my advisor, for her always supports, encouragements and priceless advices; to Dr. William C. Taylor for his guidance, suggestions and assistance whenever I needed; and to Dr. Richard W. Lyles for value of the knowledge he taught and the example he set in his teaching and researching that I am going to follow. The years during which I studied were the years that my family worked together to support each other. I am grateful to my husband for his always supports in my career improvement; and to my daughter for her understanding, at her young age, of my absence sometimes from my duty to take care of her. Looking back the path I walked over, I saw the footprints left behind. Each of them filled with love, supports and efforts of my parents. And each of them costs part spans of their lives. A sincere appreciation is to extend to Mr. Thomas Hicks, Mr. Erik Tabacek and Mr. Robert Herstein. Without their supports and understanding, the dissertation could not be finished in time. Also a special thanks is to send to Mr. Edward Countryman for iv his reading the early part manuscript of the dissertation, and to Ms. Terri Tabash for her warmly friendship. Receiving so much loves, supports, understandings, advices, guidance, helps, and knowledge, I have been doing my best to contribute myself to science and engineering in hope to make the world more beautiful through a powerful stream combining each tiny effort from us. As a reward to what I received, I would dedicate this academic work to those whom I love and admire. TABLE OF CONTENTS LIST OF TABLES .......................................................................................................... viii LIST OF FIGURES ............................................................................................................. x CHAPTER 1 INTRODUCTION .............................................................................................................. 1 1.1 Background ................................................................................................................... l 1.2 Literature Review ......................................................................................................... 2 1.3 Objective ....................................................................................................................... 9 1.4 Contributions and Contents ........................................................................................ 10 References CHAPTER 2 HUMAN BEHAVIOR IN SIN GLE-LANE CAR FOLLOWING ................................... 14 2.1 Perceptive Variables and Expected States in Single-Lane Car Following ................. 15 2.2 Expected State-Control Action Chains in Single-Lane Car Following Process .......... 17 2.3 Normative Behavior Hypothesis ................................................................................ 21 2.4 Deviation of Assessment and Control Skill ................................................................ 22 2.5 Summary ..................................................................................................................... 28 References CHAPTER 3 SINGLE SPEED DISTURBANCE AND DYNAMIC SPACING ................................... 32 3.1 Dynamic Spacing with Acceptable-Acceptable Expected States ................................ 34 3.2 Dynamic Spacing with Acceptable-Unacceptable-Acceptable Expected States ............................................................................................................ 35 3.3 Dynamic Spacing with Unacceptable Expected States at Target-Risk Level ................................................................................................... 42 3.4 Summary ...................................................................................................................... 43 References CHAPTER 4 SPEED DISTURBANCE AND STABILITY .................................................................. 46 4.1 Value of Upper Limit of a Speed Disturbance that a Single Spacing Can Completely Absorb .............................................................................................. 47 4.2 Value of Upper Limit of a Speed Disturbance that a Single Spacing Can Partially Absorb ................................................................................................... 48 4.3 Local Stability ............................................................................................................. 57 4.4 Asymptotic Stability for a Single Speed Disturbance ................................................. 57 4.5 Summary ..................................................................................................................... 59 References vi CHAPTER 5 MODEL VERIFICATION ................................................................................................ 61 5.1 Description of the Experiments ................................................................................... 61 5.2 Data .............................................................................................................................. 63 5.2.1 Experiment One .............................................................................................. 63 5.2.2 Experiment Two ............................................................................................. 65 5.3 Case Study .................................................................................................................. 68 5.3.1 Cases for Scenario 1 - Acceptable-Acceptable Expected State ....................... 68 5.3.2 Cases for Scenario 2 - Acceptable~Unacceptable-Acceptable Expected State ................................................................................................. 71 5.3.3 Cases for Scenario 3 -Unacceptable Expected State at Target-Risk Level ..... 73 5.4 Summary ...................................................................................................................... 76 CHAPTER 6 FINDINGS AND RECOMMENDATIONS ..................................................................... 94 6.1 Findings ................................................................................................................. 94 6.2 Recommendations for Further Research ............................................................... 95 APPENDICES ................................................................................................................... 97 vii Table 2-1 Table 2-2 Table 2-3 Table 3-1 Table 5-1 Table 5-2 Table 5-3 Table 5-4 Table 5-5 Table 5-6 Table 5-7 Table 5-8 Table 5-9 Table 5-10 Table 5-11 LIST OF TABLES Basic Expected State-Control Action Chains and Three Scenarios .................................................................................................... 21 Driver’s Braking Behaviors under Three Situations ................................. 26 Earliest Perception-Reaction Time as a Function of Spacing and Deceleration Rates ............................................................................. 27 Formulas to Calculate Minimum Spacing for the Scenarios Defined in Chapter 2 ................................................................................. 44 Percentage of Driver Type in Two Experiments ....................................... 62 Driver Type and Minimum Time Headway of Each Vehicle in Experiment One ........................................................................................ 65 Driver Type, Approximately Constant Speed, and Minimum Time Headway of Vehicles 69, 70, 77, 81, 90, 93, 94, 96, and 97 during the Simulation+ ............................................................................................... 66 Driver Types and Minimum Time Headways of Vehicles 71 through 76 .............................................................................. 66 Driver Types and Minimum Time Headways of Vehicles 78 through 80 and Vehicles 82 through 89 ....................................................................... 67 Driver Types and Minimum Time Headways of Vehicles 91, 92, and 95 ............................................................................. 67 Cases in which speed Disturbances Were Absorbed Completely or Partially .................................................................................................... 68 Case Stud for Scenario 1-Acceptable-Acceptable Expected State ............ 70 Case Study for Scenario 2-Acceptable-Unacceptable-Acceptable Expected State ........................................................................................... 72 Values of the Develop, Absorbed, Propagated, and Calculated Speed Disturbance ................................................................................................ 73 Case Study for Scenario 3-Unacceptable Expected State at Target-Risk Level .......................................................................................................... 75 viii Table 6-1 Summary of Findings ................................................................................ 95 ix Figure 1-1 Figure 2-1 Figure 2-2 Figure 2-3 Figure 2-4 Figure 2-5 Figure 2-6 Figure 2-7 Figure 3-1 with Figure 3-2 Figure 4-1 Figure 4-2 Figure 4-3 Figure 5-1 LIST OF FIGURES Inter-Vehicle Spacings of a Platoon of Vehicles versus Time for Chandler’s Model .................................................................................. 4 Hierarchical Driver Modeling Framework ................................................ 14 Detailed Generalization of Car Following from Conventional Control Theory .......................................................................................... 15 Interactive Perception and Reaction Process of Single-Lane Car Following ............................................................................................ 16 Speed Diagram of Lead Vehicle and Its Two Phases of Speed Disturbance ................................................................................................ 18 Interactive Speeds of Following Vehicle with the States of Perceptual Variables Acceptable from t0 through T. ................................................... 20 Interactive Speeds of Following Vehicle with the States of Perceptual Variables Acceptable at t0 and Becoming Unacceptable at Sometime Between t0 and t0 + T. ................................................................................ 20 Interactive Speeds of Following Vehicle with the States of Perceptual Variables Unacceptable at t0 ................................................................... 21 Possible Control-Action Strategies that Following Vehicle Can Take Expected States of Acceptable-Unacceptable-Acceptable ........................ 36 Possible Control-Action Strategies that Following Vehicle Can Take with Expected States of Unacceptable at Target-Risk Level .................... 42 Absorption of Speed Disturbance under Given 56;“ ................................. 52 Control-Action Strategy of Following Vehicle with 56;” = if; .................. 55 Illustration of Car Following of the Vehicle Following the Following Vehicle ....................................................................................................... 58 Speed Interaction between Vehicles in Experiment One .......................... 77 Figure 5-2 Speed Interaction between Vehicles in Experiment Two .......................... 81 Images in this dissertation are presented in color xi CHAPTER 1 INTRODUCTION 1.1 Background It has long been recognized that the breakdown of traffic flow is a direct consequence of high traffic volume. In the Highway Capacity Manual (HCM, 2000), capacity is defined as “the maximum sustainable flow rate at which vehicles or persons reasonably can be expected to traverse a point or uniform segment of a lane or roadway during a specified time period under given roadway, geometric, traffic, environmental, and control conditions.” The definition of capacity implies that a breakdown occurs immediately after the capacity has been reached. However, numerous field observations confirm that breakdown does not always occur at the highest flow rate observed, nor does a speed drop always correspond to the highest observed flow. Another phenomenon observed in the field is that speed sometimes does not drop, even when flow is at a high rate. These phenomenon supports the hypothesis that breakdown is a probabilistic event (Elefteriadou 1995). If this is accepted, there is a need to determine what random factors can be used to describe the observed traffic behavior. A study by Hall et a1. (1993) examined the three types of speed drops suggested in previous studies of Athol, Banks and Koshi (Athol 1965, Banks 1989, Koshi 1983), and concluded that the speed drops seem to be related to the data collection locations or to environmental conditions. The data in Hall’s study were collected at different locations in the vicinity of congestion, and support his conclusions. His study provides an explanation of different types of breakdown. However, his study does not explain the phenomenon that speed sometimes does not drop, even when the flow rate is quite high. Therefore, there must exist some other factors that affect speed drop under such conditions. Many previous spot speed studies suggested that speed drop is not a continuous process. However, individual vehicular speed change is a continuous process both on the dimensions of time and distance. When a vehicle follows another vehicle closely, the individual vehicular speeds affect each other. A speed drop of a vehicle in a traffic stream can be propagated upstream, if vehicles in a traffic stream are close enough to one another. On the other hand, if traffic is not heavy, the following vehicles do not necessarily respond to temporary speed changes of leading vehicles, and small speed disturbance can simply be absorbed by the traffic stream. Lorenz and Elefteriadou provide the evidence of this phenomenon through their field observations (Lorenz and Elefteriadou 2000). The phenomenon and the evidence lead us to consider speed disturbance as a possible random factor leading to a breakdown. In this respect, two questions are raised: a) Does there exist an upper limit on the magnitude of a speed disturbance that can be absorbed by traffic at a certain flow rate without causing a breakdown, and b) if it does, what is it? This study addresses these issues through exploring driver’s behavior in response to a speed disturbance from a vehicle in the front and defines the upper limits on the magnitude of a speed disturbance that a single space ( or multiple spaces) can absorb, without causing a breakdown, and the conditions for local or asymptotic stability. 1.2 Literature Review Car-following theories were first introduced in 1950’s and still provide a good way to model speed and space interaction between vehicles. Most engineering-inspired car-following studies model car following behavior first and then analyze the conditions for model’s stability. As Boer (2000) comments, those models presumed that driving is equivalent to the continuous application of a single control law in a series manner. The earlier car-following models discuss speed-spacing relationships from a Newtonian kinetic point of view. For example, the car-following model in the Highway Capacity Manual (FHW A 1950) suggests a minimum spacing between two vehicles as the sum of a vehicle length, the distance that a following vehicle travels during the driver’s reaction time and the stop distance of the following vehicle. The car-following models proposed by Pipes (1953) and Forbes (1958) define a minimum headway between two consecutive vehicles as the sum of reaction time plus the time required for the following or lead vehicle to travel a distance equivalent to its length. A breakthrough in car-following theories took place when human factors were taken into account in stimuli-response car following models first proposed by the General Motor (GM) researchers (Chandler et al. 1958, and Herman et al. 1959). Chandler considered the car-following law to be x (t + At) = xiii... (t) - 59.0)] 1-1 where in (t + At) = the acceleration of the following vehicle at time r+ At , 5cm(t) , in (t) = speeds of vehicle n+1, vehicle n, and/i = a constant. Model l—l implied a velocity-headway relation of v = 2(k - k m) where k is the concentration and kid," the 1am concentration. Thrs shows that for xiAt > 2 any rnrtral disturbance of an equilibrium state will grow in time as it passes down a line of vehicles and, for a sufficiently long line of vehicles, will create stop-and-go conditions. However, this stability criterion was “slightly violated” in some cases when traffic should have been stable. Ferrari (1994) showed that when the flow is unstable, instability may take too long to manifest itself and the flow to break down, which partly demonstrates Hall’s conclusion (1993) described in the Section 1.1. Herman et al. (1959) continued the investigation of the stability of Chandler’s model and concluded that: for 11A! < e", an initial disturbance is non-oscillatory and . - 71' . . . . . . . exponentially damped; for e ‘ < 11A: < —2-, the Initial disturbance is oscrllatory wrth exponential damping; for Mt = 3, the initial disturbance lS oscrllatory wrth constant amplitude; and for MI > 2’ the initial disturbance is oscrllatory wrth increasmg amplitude. Figure 1-1 Shows the stability of Chandler’s model for three values of C th 20 —“ - I, 18 -l / n .’ 5.6 16 - 34 c =- 11. a 0.333 L I 14— "2 'ZUMM\ 0510326233635“ TIME(SEC) Figure 1-1 Stability of Chandler’s Model (Herman et (11.1958) Following the GM pioneers, Gazis et al. and Edie explored the sensitivity parameter in the GM models (Gazis er al. 1959, Edie 1961, and Gazis er al. 1961) and proposed non-linear car-following models. To represent quicker reactions for denser traffic, Gazis et al. suggested that x (t + At) = ’1 [xn,,(t) — in(t)] 1-2. x" (t) — x"+1 (t) k. This equation leads to the velocity-headway relationship v = ziln(—];’-) , which is identical to Greenberg’s flow-concentration curve (Greenberg, 1959). Edie found that another amendment should be made to the sensitivity constant, namely, the introduction of the velocity dependent term. This produced a new model of the form 56,0 +At) — Axel“) _ [x (0% (012 [gum—5c, (01 1-3 n n+1 which can be integrated to give a velocity-headway relationship as v = V] exp(-7k-) where vf = free flow speed and km = density at maximum flow. Further, Gazis et al. introduced the general scaling constant m and l to investigate the sensitivity of their macroscopic relationships to variations in the magnitude of the v and the x" (t) - x“, (t) terms respectively .. 15c" (t) . . x,(t + At) = [an (t) — x" (1)] 1-4. [19.0) - x,“ (01' l-m l _ l—m T ,ia 1)b + c]! 1 The integration of 1-4 produces a velocity-headway function v =[ where c = a constant of the solution of the differential equation 1-4. The stability condition of this model is the same as for Chandler’s model i.e., for xl'At < % , the system is stable (Holland, 1998). Newell (1961) considered consequences of non-linearity and postulated that the velocity of vehicle n+1 is some nonlinear function of the headway . xi. xn+1(t + At) = V[l — exp[—V(xn (t) — Jr"H (t)) - dj] 1-5 where V = maximum velocity or free flow speed of vehicle n+1, and d = minimum headway of vehicle n+1. Equation (5) implies a velocity-headway relationship of the form xi v — V[l - CXMV (k — k M H] Newell analyzed the stability of this system and found that for xiAt > $— , the system was unstable and the behavior was diffusive under stable conditions. After Newell’s work the engineering-inspired car-following models were less and less investigated until 1995 when Bando et at. (1995) suggested a new car- following law 55,,(t + A) = a[V(xMl (t) — x" (2)) -— xn(t)] 1-6 where a = an acceleration constant, V = a legal velocity which is a function of following distance of the preceding vehicle. Equation 1-6 leads to a velocity-headway relationship of v = tanh(k - 2) + tanh(2) and the similar stability condition for the system a > 2V'(k0) , where tanh(k) represents V(k) and k0 a concentration at steady state flow. With the exception of the recent work of Bando, all other models imply different velocity-headway relationships, but conclude the same criterion AAI <% for traffic stability. The definition of A in these models vary, but basically it is regarded as a driver-behavior-related parameter, which makes it difficult to envision what the 2. exactly represents in car-following theories. As mentioned at the beginning of this literature review, all of the models previously reviewed presupposed that driving is equivalent to the continuous application of a single control law in a series manner. Therefore it is not surprising that there is a single criterion for traffic stability for all models. However, it is commonly acknowledged that drivers use different criteria in different situations when carrying on a single-lane car following task, which inspired researchers to think beyond engineering models. In 2000, Boer’s commentary pointed out that that some important issues that characterize driver behavior are still ignored in engineering car-following models. This position ignited a debate between researchers. The issues raised by Boer include the following: (1) car following is only one of many tasks that drivers perform simultaneously and receives therefore only intermittent attention and control, (2) drivers are satisfied with a range of conditions that extend beyond the boundaries imposed by perceptual and control limitation, and (3) in each driving task drivers use a set of highly informative perceptual variables to guide decision making and control. On the basis of these three issues, Boer proposed a framework that seeks to depart from determinism and presents two approaches to further develop the area, namely satisfying behavior and task scheduling. The problem with this approach, as Brackstone and McDonald pointed out (2000) is obtaining data with which to calibrate the model. Since it is a new concept in modeling car-following behavior, more development is expected as the development of the conjunctive field of traffic psychology progresses. In the debate, Van Winsum (2000) showed how psychological knowledge about car following behavior by human drivers could be applied in a mathematical model that can be used in traffic engineering. Based on a wide variety of behavior studies, (Van Winsum 1998, Heino 1996, Van der Horst 1999, Fuller 1981, Steven 1957, Schiff and Detwiler 1979, McLeod and Ross 1983, Cavallo et al.1986, and Van der Horst 1990), Van Winsum established his human element-based model that describes the relation of psychological factors (time headway, distance headway, and deceleration) used by the driver in car following. Van Winsum’s model is established upon three rationales: (1) drivers use time headway as a safety margin; (2) if distance to the lead vehicle is larger than the preferred distance headway that drivers try to maintain (D p ), there is no safety-related reason for the driver to decelerate until the preferred distance headway is reached; and (3) the deceleration initiated by the driver is a function of the Time-to- Collision ('I'I‘ C) parameter, 55",, = ch‘Cm + d + a, with d < 0, 1-7 where: TIC“, =1.04T1'C°'72 , the TTC as estimated by the driver, c and d, constants; and E , a random error term. Back in the late 1950’s, Helly (1959) used a criterion similar to the second rationale of Van Winsum to develop a model conceptually close to the risk-threshold model of driving behavior. Both models have flaws in their methods to estimate actual distance headways. Helly’s model compares the driver’s estimation of spacing with the actual spacing, presumably not directly available to the driver. The truthfulness of the assumption of constant time headway proposed in Van Winsum’s model, which is the key variable in calculating distance headway, was also questioned. Similar to Boer’s model, Van Winsum’s model has not been tested with data. The debate between traffic engineering and psychology researchers finally focused on the question posed in the discussion of Hancock (2000) of whether car following is the real question and if equations are the answer. The answers to both questions by Brackstone (2000) are negative, however it has been acknowledged that the car following concept provided an acceptable tool for the job and equations are the most suitable answers for the task at hand. Brackstone’s statements concur with Ranney’s (2000) who also suggests that the development of better models of car- following behavior that are applicable to a well-defined situation is probably a more worthwhile approach to follow. The review of the literature clearly shows that both psychological and Newtonian kinetic principles play important roles in car-following theories. Although, the needs of traffic psychologists and traffic engineers have not yet met in a satisfactory manner, both groups agree that an effort should be made to consider both aspects in developing more understandable car-following models under well-defined situations. 1.3 Objective The thesis presented here is an attempt to consider both the psychological and engineering aspects in modeling car-following behaviors. This effort explores driver’s behavior in response to a speed disturbance from a vehicle in the front and defines the upper limits on the magnitude of a speed disturbance that single space or multiple spaces can absorb, without causing a breakdown, and the conditions for local or asymptotic stability. 1.4 Contributions and Contents The major contributions of this work are the findings of the upper boundary theory of speed-disturbance absorption and the formulas to calculate this upper boundary. The thesis focuses on the boundary conditions when a speed disturbance occurs. This work is different from previous studies in that it starts from Boer’s psychological hierarchical framework to develop a well-defined problem questioned in Section 1.1, and then uses the Newtonian principle in the defined problem to establish equations that lead to the calculation of the boundary conditions of speed disturbance at the levels of either local or asymptotic stability. The thesis consists of five parts. Chapter 1 provides an introduction and a discussion of relevant literature. Chapter 2 discusses salient performance aspects of the human elements in carrying out the car following tasks in the defined problem. By exploring the discrete components of Boer’s hierarchically psychological model, including monitoring and controlling processes, perceptual variables and expected state in car following, the 10 chapter discusses the transiting chain of expected states and then obtains three scenarios in car following for further analysis. The chapter focuses on the characteristics of population and propounds a Normative Behavior Hypothesis, and also discusses the error of human beings in the assessment of the perceptual variables and control skills. Chapter 3 discusses the localized behavior of the following vehicle in response to a change in speed of the vehicle immediately in front and its direct impact on the dynamic spacing between them. Minimum dynamic spacing for each scenario defined in Chapter 2 is obtained, which establishes the fundamental work for the next chapter. Chapter 4 develops the concepts of speed disturbance absorption, and establishes an upper boundary theory of speed disturbance absorption. It presents the speed disturbance absorbed by a single spacing, and speed disturbance propagation and cumulative absorption by multiple spacing in a traffic stream. Mathematical models are developed that give descriptions on the upper limit of speed disturbance that a single spacing or multiple spacing can absorb. Furthermore the conditions for local and asymptotic stability are determined. Chapter 5 summarizes results from the use of Simulation data to test the validation of the models obtained in Chapter 4. Chapter 6 briefly states the most important findings from the study and offers recommendations for further research. References Athol, P. Interdependence of Certain Operational Characteristics Within a Moving Traffic Stream, Highway Research Record 72, HRB, National Research Council, Washington, DC, 1965, pp. 58-87. 11 Banks, J H Freeway Speed-Flow-Concentration Relationships: More Evidence and Interpretations, Transportation Research Record 1225, TRB, National Research Council, Washington, DC, 1989, pp. 53-60. Boer, E. R. Car Following from the Driver’s Perspective. Transportation Research Part F, Vol. 2, No. 4 (1999). Pp. 201-206. Brackstone M. and M. McDonald. What Is the Answer? And Come to That, What Are the Questions? Transportation Research Part F, Vol. 2, No. 4 (1999), pp. 221-224. Brackstone M. and M. McDonald. Car-Following: A Historical Review. Transportation Research Part F, Vol. 2, No. 4 (1999), pp. 181-196. Chandler, R.E., R. Herman, and E.W. Montroll. Traffic Dynamics; Studies in Car Following. Operations Research 6, 1958, pp. 165-184. Edie, L.C. Car Following and Steady State Theory for Non-congested Traffic. Operations Research 9, 1961, pp. 66-76. Elefteriadou, L., R. P. Roess, and W. R. Mcshane. Probabilistic Nature of Breakdown at Freeway Merge Junctions. Transportation Research Record 1484, 1995, pp. 80-89. Ferrari, P. The instability of Motorway Traffic. Transportation Research Part B, Vol. 28, No. 2. 1994, pp. 175 — 186. FHWA. Highway Capacity Manual. US. Government Printing Office, Washington DC. 1950. FHW A. Highway Capacity Manual. US. Government Printing Office, Washington DC. 2000. Forbes, T. W., H. J. Zagorshi, E. L. Holshouser, and W. A. Deterline. Measurement of Driver Reactions to Tunnel Conditions. Highway Research Board, Proceedings, Vol. 37, 1958, pp. 345-357. Gartner, N., G. C. Messer, and A. K. Rathi. Traffic Flow Theory. Chapter 4 of R. W. Rothery, Car Following Models. Transportation Research Board Special Report 165, Transportation Research Board, 2000, Page 4-6. Gazis, D.C., R. Herman, and RB. Potts. Car Following Theory of Steady State Traffic Flow. Operations Research 7, 1959, pp. 499-505. Gazis, D.C., R. Herman, and R. Rothery. Non-linear Follow-the-leader Models of Traffic Flow. Operations Research 9, 1961, pp. 545-567. 12 Greenberg, H. An Analysis of Traffic Flow. Operations Research 7, 1959, pp. 79-85. Hall, F. L., A. Pushkar, and Y. Shi. Some Observations on Speed-Flow and Flow- Occupancy Relationships under Congestion Conditions. Transportation Research Record 1398, 1993. PP. 24-30. Hancock, P. Is Car Following the Real Question - Are Equation the Answer? Transportation Research Part F, Vol. 2, No. 4 (1999), pp. 197-199. Helly, W. Simulation of Bottlenecks in Single Lane Traffic Flow. In Proceedings of the Symposium on Theory of Traffic Flow. Research Laboratories, General Motors, 1959, pp. 207-238. New York: Elsevier. Herman, R., E. W. Montroll, R. B. Potts, and R. W. Rothery. Traffic Dynamics: Analysis of Stability in Car Following. Operations Research, E. 17, 1958, pp. 86-106. Holland E.N. A Generalized Stability Criterion for Motorway Traffic. Transportation Research, Part B, Vol. 32, No. 2, 1998, pp. 141-154. Homberger, W. S., L. E. Keefer, and W. R. McGrath. Transportation and Traffic Engineering Handbook, 2“d Edition, Englewood Cliffs, NJ: Prentice-Hall, 1982. Koshi, M., M. Iwasaki, and I. Ohkura. Some Findings and an Overview on Vehicular Flow Characteristics. Proceedings 8‘“ International Symposium on Transportation and Traffic Theory, 1983, pp. 403-426. Lorenz, M., and L. Elefteriadou. A Probabilistic Approach to Defining Freeway Capacity and Breakdown. Fourth International Symposium on Highway Capacity Proceedings, Transportation Research Board, 2000. Newell, G.F. Nonlinear Effects in the Dynamics of Car Following. Operations Research 9, 1961, Pp. 209-229. Pipes, L. A. An Operational Analysis of Traffic Dynamics. Journal of Applied Physics, Vol. 24, No. 3, 1953, pp. 274-287. Ranney, T.A. Psychological Factors that Influence Car-Following and Car-Following Model Development. Transportation Research, Part F, Vol. 2, No. 4 (1999), pp. 213- 219. Van Winsum, W. The Human Element in Car Following Models. Transportation Research Part F, Vol. 2, No. 4 (1999), pp. 207-211. 13 CHAPTER 2 HUMAN BEHAVIOR IN SINGLE-LANE CAR FOLLOWING Drivers generally engage in multiple tasks on roads, such as lane changing, car following, over-taking, etc. In 1999, Boer attempted to consider elements of human decision-making and action-taking in the development of a hierarchical driver-modeling framework as shown in Figure 2-1. /\ Strategic Strategy Selection 6 Route w “ r Situatio Tactical Task Scheduler/Attention Manager Operational Car Following Figure 2-1. Hierarchical Driver Modeling Framework (Boer 1999) t Each vehicle control task consists of two processes, namely monitoring and controlling. The monitoring process once initiated by the attention manager is decomposed into several stages: (1) pay attention to the perceptual variables that characterize a particular task in the form of the present state, (2) use those variables to evaluate current and expected future states, (3) assess whether the present performance will most likely remain acceptable for a certain amount of time, and if so (4) determine when attention should be given to the task again. If the present performance is not 14 satisfactory, then the task scheduler initiates the appropriate control process that employs a suitable skill to bring the vehicle within a limited time into an acceptable state that is expected to remain acceptable for some time (Boer 2000). Consistently, the conventional control theory describes the car-following task as a process where drivers dynamically and interactively carry out perception and information collection, which is equivalent to the aforementioned stage (1), as well as decision making and execution tasks while following another vehicle in a single lane, which is equivalent to the stages (2) and (3). A detailed generalization of car following from the perspective of a conventional control theory is illustrated in Figure 2-2 (Gartner et al. 2000). Error Driver Output commands Followin . w _ g . . . : Vehicle vehlde Lead 7 Perception & Decrsron ; Dynamics State Vehicle \ Information Making & > State { Collection Execution (Feedback Loop) Figure 2-2. Detailed Generalization of Car Following from Conventional Control Theory 2.1 Perceptive Variables and Expected States in Single-Lane Car Following When carrying on a single-lane car following task, drivers pay attention to two major perceptual variables: spacing and speed. Drivers evaluate their current and expected future states by using these perceptual variables to assess whether they are acceptable. During the assessment process drivers do not always give an equal priority to each of them. If the degree of unacceptability of the spacing perceptual variable is 15 greater than the target risk level, which gives drivers a signal of an oncoming collision, this signal overwhelms speed perceptual variables and triggers the task scheduler to initiate an immediate brake-control action without evaluating speed satisfaction. For example, when following a vehicle in close proximity and observing a brake signal from the vehicle in the front, the driver of the following vehicle responds by applying the brakes immediately without thinking about speed. Sometimes the spacing perceptual variable is unacceptable but not at the target-risk level, and drivers apply comfort deceleration instead of reacting to an emergency. In this case, a new standard of satisfactory speed is adopted. The spacing perceptual variable is improved by trading off the satisfaction of speed. When the spacing perceptual variable is acceptable, drivers adopt a satisfactory speed and keep the current state until a new state emerges. Figure 2- 3 illustrates this interactive process. Evaluate the perceptual variables Unacceptable at target risk level Spacing perceptual variab ‘ acceptable? Acceptable not at t get risk level Una ceptable Acceptable V L i 1 1 Immediate Acceleration Comfortable Monitoring control action deceleration, or process ’ adoption of new satisfactory speed I Figure 2-3. Interactive Perception and Reaction Process of Single-Lane Car Following 16 The assessment of the perceived spacing variable produces three expected states that call for different mental models and control skills. An unacceptable state (at the target risk level) calls for an emergency-response model and skill. An unacceptable state, but not at the target risk level uses a mental model that predicts its new state based on its current state and decides when to take an action to achieve the new state. An acceptable state does not invite any controlling actions, just the monitoring process. The three expected states of the spacing perceptual variable can be represented by the following three spacing limits: a) minimum safety spacing between two consecutive vehicles, SW, , that requires an emergency-response model, b) a spacing that calls for a comfortable control skill, and c) a spacing that invites only the monitoring process. Unlike the spacing perceptual variable, the speed perceptual variable is assessed by different criteria in different States. A satisfactory speed in one state may not be satisfactory in another, as drivers adopt different satisfactory speeds based on their situation. 2.2 Expected State-Control Action Chains in Single-Lane Car Following Process For convenience, the discussion in this section starts at the time point to . At t0 the lead vehicle is traveling at a speed it" (to) and starts to reduce its speed. This vehicle needs a period of time, denoted as T, to recover its speed (it, (to + T) = 5C, (10)) as shown as in Figure 2-4. During T, there exist two phases: the speed disturbance development phase that extends from 10 to t], and the recovery phase, from II to to + T. 17 Spefid 5c x."(to)9xn(to+T) '-------—-----'T 5 E 456.. amt-z- --------- . “"~--...3'C.(t)i i to t, tO + T time Figure 2-4. Speed Diagram of Lead Vehicle and Its Two Phases of Speed Disturbance Evidence indicates that speed choice is fairly consistent over time for an individual driver (Haglund and Aberg, 2000). If the original Speed that the driver of the lead vehicle adopts is 5c(t0) in a given situation before a speed disturbance, the desired speed after the speed disturbance is recovered (in (t0 + T) ) is most likely to be identical to in (to) in the same situation. Thus to simplify the discussion, we assume that the speed of the vehicle that develops a speed disturbance will be recovered to its original level (Figure 2-4). At tO when the speed disturbance is initiated, the following vehicle could be at any of the three states previously described. The states of the following vehicle could either change or remain unchanged during T as the two consecutive vehicles interact with each other, which forms state-control chains. On one hand, if at to the initial state of the perceptual variables of the following vehicle is acceptable and it remains acceptable during T, then the following vehicle keeps its original speed unchanged, as illustrated in Figure 2-5. On the other hand, it is possible that at t0 the initial state of the perceptual variables is acceptable and during T the state of the spacing perceptual variable becomes unacceptable due to the speed drop of the lead vehicle (Figure 2-6). 18 In this case, a control action of deceleration is initiated to bring the unacceptable state of the spacing perceptual variable back to an acceptable level. The perception of acceptable or unacceptable for the spacing perceptual variable varies from driver to driver. The drivers who would like to use controlled deceleration may adopt a larger spacing as an acceptable threshold than the drivers who choose to hit the brake pedals harder. The braking action of the driver of the following vehicle can start as early as when the driver perceives the speed drop of the lead vehicle to as late as when he/She has reached the minimum braking distance to avoid collision. Moreover, the adoption of deceleration rates would differ by drivers. Some may just release the gas pedal to reduce the vehicular speed in response to the speed drop of the lead vehicle when a large enough spacing is available. Other drivers may apply “controlled braking” to control their speed and the spacing between the two vehicles, whereas some drivers may choose to brake at the last minute with “maximum braking force.” The reaction of the following vehicle to the speed disturbance from the lead vehicle varies with respect to time from the earliest to the latest possible action time, the region for the speed reduction, from the minimum to maximum, is shown by the dash-dot lines in Figure 2- 6. If at to the initial state of the perceptual variables of the following vehicle is unacceptable and at target risk level, an appropriate control action is immediately taken to bring them away from the target risk. In this case the interactive speeds of the two vehicles are shown in Figure 2-7. Through the above analysis, there are three basic Expected State-Control Action Chains: acceptable-acceptable, acceptable-unacceptable-control action-acceptable, and unacceptable at target risk level-control action-acceptable. Single—lane car following is a 19 process consisting of any combination-or repetition of these three basic chains. The basic Expected State-Control Action Chains are summarized in Table 2-1 along with the actions of the following vehicle in response to a speed reduction from the lead vehicle. Speedi ........................ xn+1(t) Aan (to):x.,,+l (to) ‘1 ........ r I | in (t1 ) 'O ‘- ~- '- n" ..... ‘5 '0 0. '- u I- i L x (t) )----J--------- t0 tl t0 + T time Figure 2-5. Interactive Speeds of Following Vehicle with the State of Perceptual Variables Acceptable from t0 through T Speed 5: A in (t0 )’ ‘x.II+I (t0) MSH i we: ii V tl 6'“, IO+T time Figure 2-6. Interactive Speeds of Following Vehicle with the States of Perceptual Variables Acceptable at t0 and Becoming Unacceptable at Sometime between time t0 and to+T 20 Spegl 5c in(to),*n+i(to) ------—-_£- - .a a .n o : ' : .0 : : : AX... = E 5 it") to r tI to+T time t : reaction time of the following driver Figure 2-7. Interactive Speeds of Following Vehicle with the States of Perceptual Variables Unacceptable at t0 Table 2-1 Basic Expected State-Control Action Chains and Three Scenarios Basic Expected State-Control Action Chains Action of the following vehicle Control action Control action time Acceptable-Acceptable No action N/A Acceptable-Unacceptable-Control action- Acceptable Minimum < 56;“ < maximum r < 5 < latest possible action time Unacceptable at target-risk level-Control action-Acceptable 5c” 5 maximum n+1 T 2.3 Normative Behavior Hypothesis Drivers have the tendency to react to speed disturbance when following another car. The predisposition of reacting behavior is assumed to be determined by individuals’ attitudes towards that behavior (Parker et al., 1992; Rothengatter, 1993). The personalities of human beings result in a variety of attitudes towards car following behaviors. Not every driver follows a vehicle in front in accordance to normative behavior nor tends to willingly deviate from that behavior. Although the modem 21 attitude theories assume a causal relation between attitudes and behaviors, only normative behavior is possibly describable for every given situation and every given interaction (Mcknight et al., 1970; Mcknight et al., 1971). In addition, normative behavior represents the behavior of the majority of the drivers. Therefore, it is assumed in this work that the drivers respond to a speed disturbance in single lane car following in a normative manner and have the tendency to react to specific situations predictably (Rothengatter, 1999). 2.4. Deviance of Assessment and Control Skill The normative behavior hypothesis establishes a ground for the further discussion. However, the hypothesis does not mean that the exact same values are produced in the perceptual variable assessment and control actions. Errors in both the assessment and skills are unavoidable due to the difference of physical and intelligence capabilities of human beings. Drivers estimate the distance and relative speed from the vehicle ahead through the visual angle change. Human visual angle transition changes from near linear to geometric in magnitude as an object is approaching at a constant velocity. As the rate of change of the visual angle becomes geometric, the perceptual system triggers a warning that an object is going to collide with the observer, or, conversely, that object is pulling away from the observer. This looming phenomenon is a function of distance from the object. If the rate of the change of visual angle is irregular, that provides information to the perceptual system that the object in motion is moving at a changing velocity (Schiff, 1990). 22 Human visual perception of acceleration of an object in motion is very gross and inaccurate; it is very difficult for a driver to discriminate a speed change from constant velocity unless the object is observed for a relative long period of time — 10 or 15 seconds (Boff and Lincoln, 1988). The delta speed threshold (i.e., change in relative velocity of the lead vehicle and the following vehicle) for detection of an oncoming collision or pull-away has been studied in collision-avoidance research. Drivers can detect a change in distance between the vehicles they are driving and the one in fi'ont when it has varied by approximately 12% (Mortimer, 1988). Mortimer notes that the major one is rate of change in visual angle. This threshold was estimated in one study as 0.0035 radians/sec (Gartner, 2000). This would suggest that a change of distance of 12 percent in 5.6 seconds or less would trigger a perception of an approach or pulling away. Mortimer concludes that: “. .. unless the relative velocity between two vehicles becomes quite high, the drivers will respond to changes in their headway, or the change in angular size of the vehicle ahead, and use that as a cue to determine the speed that they should adopt when following another vehicle.” This study implies that the perception time 2" of the following drivers during which the driver becomes aware that the distance between his/her vehicle and the vehicle in front is decreasing, depends on the spacing between them and the relative speed of the two vehicles. If we assume that the speed of the following vehicle is kept in a stable state during 1' the relative speed is determined by the speed of the lead vehicle. I The speed of the lead vehicle at time point t e [t0,r'] is mic) + I)?” (t). Rothery (1968) revisited the speed curves obtained by Ohio State University in their steady—state car following study (Todosiev, 1963) and concluded that the 23 acceleration/deceleration rate can be considered roughly to be constant (Gartner, 2000). Therefore, the integration equation above can be rewritten as I it,' (to) + If" (t) = x" (to) + ant , At = t — to. The dynamic distance S(t) between two ‘0 consecutive vehicles is as follows: S(t) = S(to) + J'cn(t0)At + i—k‘nazt — 5an (t0)At. The relative spacing change S(t.)—S_ 1 S(to) ‘ S(t.) [-i.(to)At-%5i..(to)42t+inn(to)At] 2-1. Based on Mortimer’s results, drivers can detect a change in distance between their own vehicle- and the one in front when it has varied by approximately 12%. Based on this observation we set Equation 2-1 equal to 0.12. The time that allows the driver of the following vehicle to become aware the speed change of the lead vehicle can be obtained as follows T._ (we) —5c..,<(tl —to)+5c‘; x(t—t,) Equation 3-4 can be reorganized and simplified as follows: S(t) = S(to) THEE; ><(tI «10)2 + 56; x(tI -to)x(t —i,)+-;—5i: X(t —t,)2 3-5. 2 Since dS(t) = J'r';x(tl —to)+5r';(t—t,) and d 32(1) = x'; >0, the S(t) has a dt dt minimum value in (t,,to + T]. Let fl = 0 , we solve t —t, = —f—:(t, -t0) = x"(t°)_:x"(t‘) = (t0 +T) -tl 3-6. x II II The S( t) has a minimum value: x" 00+ " Minimum S(t) = S(t0 +T) = S(to)+%5i;x(tl —t0)2x[l— ], at t = to +T 3-7. x" ou+ II Comparison of Equations 3-3 and 3-7 shows that, since [1 - ] > 1 and it; (t) < 0, S (t0 + T) < S (1,) . Thus in this scenario during the entire period of [t0,t0 + T] S(t) has a minimum value of Minimum S(t) = S(t0 +T) = S(t0)+-;-.ié; x(rl --t0)2 x[1-%] 3-8. 3.2 Dynamic Spacing with Acceptable-Unacceptable-Acceptable Expected States In this scenario, as illustrated in Figure 2-6, during the lead vehicle speed disturbance the expected states of the following vehicle changes from acceptable to 35 unacceptable, and it would take a speed control action from the following vehicle to keep a safe spacing. A control action can be taken as early as at time t0 + Perception- Reaction Time to the time at which the driver of the following vehicle is required to reduce its speed to avoid a collision. The deceleration rate as analyzed in Chapter 2 can be as small as 1 m/sec to a 7 m/sec. If 6 represents the beginning time of a control action and 6' its ending time, there exist three cases to be discussed: Case 1) 5 < t1 and §'> t1, Case 2) 6 < t1 and 5'< tl , and Case 3) 5 > t1 and 6'> tl . They are illustrated in Figure 3-1. Speed A ’, xn+1 ...... 1‘ _----- -....-| g i : 4141mm- 5c" 1: Case 1 : , l : 2:Casc2 : . g l : 3:Case3 I l I l r I l t ' 1 : : . i : 1 : 1 1 = u i l 4 - + to 6 6' 1, 6'6 6' to+T time Figure 3-1. Possible Control-Action Strategies that Following Vehicle Can Take with Expected States of Acceptable-Unacceptable-Acceptable Case 1. 6 < t1 and 6'> tl In [5,6] , the following vehicle keeps its original speed and the dynamic spacing between it and the vehicle in front follows the same way as described in 3-2, and Minimum S(t) = 5(6) = S(to) +éir'; x(§ - to)2 3-9. In (§,t,] , the following vehicle reduces its speed to keep a safe distance from the vehicle in front. The dynamic spacing between them is: 36 S(t) = 3(6) + jx,(i)di - [imam 3-10. 6 6 where S(6) = S(to) +le-x'; ><(6—t0)2 , Emu) = 59,45) + [iguana = 56....00) + 3;” x (r - 6), and 6 inc) = x,(6)+jx,(i)di = 51,00) +55; x(5-z,)+jx;di = 5c,(:,)+ie; x0 -i,). 6 6 Equation 3-10 can be rewritten and simplified as: S(t) = S(to)+-:—5é;x(t—to)2 gig, ><(i--§)2 3-11. dS(t) dt x (t — 6) < 0, which means that 3-11 monotonically =x;x(i—i,)-it; +1 decreases and has its minimum value at t = t, as: . . 1 .._ 2 1 .... 2 Minimum S(t) == 50,) = S(to) + ~2—xn (tl —to) — -2-xm,l(tl - 6) 3-12. In (t,,6'] , the following vehicle n+1 keeps reducing its speed and the lead vehicle 11 recovers its speed. The dynamic spacing between them is: S(t) = S(i,)+ Iin(t)dt - jx,,,(i)di 313. If substitute S(t,) , x" (t) = 12,00) + if; x(tl —to) + if: (t —t1), and x,,,(i) = EH00) + 56;“ x (t‘ — 6) + ii;+,(t — t,)into Equation 3-13, it becomes: 1 ...... 2 H. l ..+ 2 S(t) = S(to)+-2—xn x(tl -to) +xn ><(t1 —to)x(t-t,)+5xn x(t—t,) - fix. x11. —6)2 —5r';.. x0. —6>><(t 40556;” ><(t -t.>’ 3-14. Since in the time interval of t e (il ,6'] the differentials of Equation 3-14 are: 37 flaw x(i -t0)+x'; x(t—t)— “Tm-1X01" 6-) xn+lx(t_ t)=x,."(t) xn +510) 0 dt dS2 t ,, d E ) = x; —- 56;“ > 0, and S (t) is continuous on t, Equation 3-14 has its minimum t value at t = 6' as: S(6') = $0,) + é—x'; x(tl -t0)2 + x'; x(tl —to)X (6'—-t,) +—:-x; x(6'—-t,)2— - x (6'-—-6) xn+1 =S(t0)+-:-x°;><(tl-to)(6'—t0)——25&;+1X(6'-§-)(t —6) 3-15. At t = 6 ' , the speed of the vehicle n+1 is reduced to roughly the same speed as that of the vehicle 11 and in the period (6 ',to + T] this vehicle keeps following the lead one at roughly the same speed. Therefore the spacing in this time interval can be roughly regarded as constant. If subtract Equation 3-9 from 3-12, we have: S(t,)-S(6) = x; x(tl —6)x(6—t0)+-:-x';x(tl -6)2— — x(i —6) in+1 _(r.—6) [xnl—(t) xn+,(t)+x; x(6— to),]<0 which means that in the time interval of (t0,t,] Minimum S(t) = 50,). Again, if subtract Equation 3-12 from 3-15, we have: x;+lx(t 6—)(6’—t,)—— x;,lx(6' —t)] S(6')—S(t,)=(6'-t,)[x‘;x(t —to)+;x'; x(6'—i)— . Since in (6 ') = xn+,(6') as assumed in the definition of this scenario, i.e., xn0(t)+x; x(t,o—t)+x'; x(6'—t)=x x,,,(i,‘)+x' x(t,— 6x”)+ x(6'—t,),and n+1 xn+1 x (t0 )= x M,(t ), S (6 )— S (t ) can be rewritten and simplified as. 38 S(6') — 50.) = $164012, 0.) — 5r,..(t.)] < 0. which means that in the time interval of (t0,6'] Minimum S( t) = S (6 ’) . Thus in this scenario Minimum S(t) = S(6') 3-16. Case 2. 6 < t1 and 6'< tl In [t0,6] , the following vehicle keeps its original speed and the dynamic spacing between it and the vehicle in front follows the same way as described in 3-2. In this time interval Minimum S(t) = 8(6) = 50,) +—:-5e; x(6—to)2 3-17. In (6, 6 '] , the speed disturbance is continuously developed and vehicle n+1 reduces its speed starting at t = 6 to keep a safe distance space in front until t = 6 ' at which time its speed is reduced to about the same as that of vehicle 11. The dynamic spacing between them is: S(t) = 5(6) + jxnuyiz — jx,,,(i)dt 3-18 6 6 where S(6) = S(to)+%x'; x(6_,0)2 ’ xn+1(t) = in+l(6) + jin+101dt = xn+1(t0)+ 2;“ X0 ‘- 5) , and 6 inc) = x,(6)+jx,(i)dz = = xn(t0)+5c';X(6-to)+5€;x(t-6). 6 If substitute them into Equation 3-18, we have: S(t) = 5(6) + x; X(6-t0)x(t —6)+%x'; X(t —6)2 —%x;,, x(t — 6)2 3-19. 39 Since in the time interval of IE (6 ,6 '] the differentials of Equation 3-19 are: 111(1). = x;x(5_zo)+x;x(i—6)—x;,,x(:—6) = x,(t)—x,...(t)50. 1152 t .._ ..- . . . . . . ( ) = x — x"+1 > 0 , and S (t) is continuous over t, Equation 3-19 has its rrnnimum dt2 " value in the time interval of (6,6‘] as: Minimum S(t) = S(6') = S(to) +éx; x(6'—to)2 --;—x;,, X(6'—6)2, at t = 6' 3-20. In (6 ',t0 + T], the following vehicle keeps roughly the same Speed profile as that of the vehicle directly in front. The dynamic spacing between them can be regarded as constant. Therefore, the minimum value of dynamic spacing in this scenario is: Minimum S(t) = S(6'). Case 3. 6 > t1 and 6'> II In [t0,t,] , the following vehicle keeps its original speed and the dynamic spacing between it and the vehicle in front follows the same way as described in 3-2 and reaches its minimum value at t = t1, i.e., MinimumS(t) = S0,) = S(t0)+—;-x';><(tl -to)2 3-21. In [t1,6] , vehicle 11 recovers its speed. The Expected States of vehicle n+1 have been kept acceptable and the following vehicle travels at its original speed until t = 6 . The dynamic spacing between the two vehicles is: S(t) = 301 ) + j x, (t)dt - j 51",, (t)dt 3-22. ‘1 '1 40 As we did above, substitute in (t) = 51,00) + it; (t — to) and x,,,(i) = 62",,00) + ii;+,(t - to) into Equation 3-22, we have: S(t) =S(t0)+%x; x(tl —t0)2 +56; x(tl —to)(t—tl)+-;—x'; x(t—t1)2 3-23. Since dS(t) dt = if; x (tl — to) + if; x (t - t,) < 0 the S( t) in this time interval monotonically decreases and has its minimum value at t = 6 as : . . 1 u. 2 n. 1 ..+ 2 Minimum S(t) = S(to)+3xn x(tl -to) + x" x(t1 —t0)(6—t1)+§xn x(6—t1) 3-24. In (6 , 6 '] , vehicle 11 continuously recovers its speed and vehicle n+1 reduces its speed to keep a safe distance headway from the vehicle in front. The dynamic spacing is: S(t) = 3(6) + j x, (t)dt — j 5c“, (t)dt 3-25. 6 6 Since x,(i)=x,(6)+5e; x(z-6)=x,(io)+x; x(tl —i,)+x; x(t—tl), and x"+1 (t) = x,” (to) + 56;“ x (t — 6), the above equation can be rewritten and simplified as: 1 .., 2 1 ..- 2 .._ 1 .._ 2 S(t): S(t0)+-2-xn x(t—t,) +2x" x(tl -to) +xn x(tl —t(,)(t-t,)----2-x,,+l x(t—6) 3-26 It is: d8 (1‘) dt =i;x(t—t,)+x;x(tl—to)-jc" x(t—6)=x;x(t—6')—x‘ x(t-6') n+1 n+1 = (6'—i)(ie;,, — it; ) < 0. The S(t) monotonically decreases and reaches its minimum value at t = 6 'as: Minimum S(t) = S(6') = 41 =S(t,)+%x; x(6'--t,)2 +éx; x(tl —t0)2 +x;x(t1—t0)(6'-t,)-—:-x;+lX(6'-§)2 3-27. In (6 ',t0 + T], the two vehicles keep the same speed profile and the spacing between them is roughly constant. If subtract Equation 3-21 from 3-24, we have: S(6)—S(t,) = (6—:,)[x; x(t, 4.0-€55; x(6—i,) < (6-:,)[x; x(tl —i,)+x; x(6—t,) <0, i.e., S(6) t1 and 6'< tI , shown in Figure 3-2. 42 Speed --------- ........... 1:Cmml 2: Case 2 ------_---.T---- H : E ' - ' > to r 6' t1 6' to+T time Figure 3-2. Possible Control-Action Strategies that Following Vehicle Can Take with Expected States of Unacceptable at Target-Risk Level Case 1. 6'> tl This case is similar toCase 1 in Section 3.2 except for the beginning time of a control action of the following vehicle. In this case the beginning time of a control action ist = r , while in the Case 1 of Section 3.2 the beginning time of a control action is t = 6 . If 6 is replaced by 2' , the equations in the Case 1 of Section 3.2 are applicable in this case. Therefore the minimum spacing in this case becomes: Minimum S(t) = S(6') = SUCH-:46; x(tl —t.,)2 +56; x(tl —to)><(6'-t.)+-12-5r'.’.’ ><(6'-t.)2 "£55.11 x (5-7)2 329. Case 2. 6'< t1 This case is similar to the Case 2 in Section 3.2. As pointed out in the above case that the beginning time of a control action of the following vehicle in this case is t = 1' , in stead of t = 6 . If 6 is replaced by T , the equations derived for the Case 2 in Section 3.2 are applicable in this case. Therefore the minimum spacing in this case becomes: 43 Minimum S(t) = S(6') = S(to) + ix; x (6'—to)2 —%x';,, x (6'—r)2 at t = 6' 3-28. 3.4 Summary Localized behavior of the following vehicle, in response to a speed disturbance of the vehicle directly in front, changes the spacing in a continuous and dynamic manner. Minimum values of the dynamic spacing for each case analyzed in Sections 3.1, 3.2 and 3.3 have been derived and are summarized in Table 3-1. These values are of interest in the discussion of upper boundary conditions for stabilities. This discussion is presented in detail in Chapter 4. References Gartner, N. Traffic Flow Theory. Chapter 4 of R.W. Rothery, Car Following Models. Transportation Research Board Special Report 165, Transportation Research Board, 2000. PP. Todosiev, EP. The Action Point Model of the Driver Vehicle System. Report No. 202A-3. Ohio State University, Engineering Experiment Station, Columbus, Ohio, 1963. :. N .. N NAF'.%VX_ lmlfill A°~I.QVXIMM+AO~VM. .%" {v.b ~0>3 meEomahue N _ c N _ o _ c a _ c N o I 7... l- T .m1+ T T ..m T . -mli e «A.» .3x 1. ~ "A 8x _ A @va ex + "A vx g u. .% u c Arc 0383883 e 2% 3.. v 3 .ex .2 3 ; Em G. ex Emie «Glrcx iml rfix l i. u luxim...N ..Q +.._ m. .%H -A.%U§_~A% Gr .3 x 37m 1 31 .8 x .xm. +13. “0388834.- N . 1.. fl N . 1.. m .% n N mu V.%U§ {VQ 0338823 _ 2.. W o o _ .. 1N1 o $1 ExGJSx -.x _ L 7.4va T Ex». H i e» Eons «635.3% 83383. .N i :x 3 1 S x .xm + 3:. mm a 3. u h + e n a oBSao8<éE8mo8< SEEMS Em. 855252 .wfioam SEES 828—3 9 2280..— m_ 9.6QO memauuafim 3083 0:533 523 “a 083. N 332.0 E Eamon— moteeoom 05 .8”. 95an 82552 82330 9 weigh—om ._.m 035. 45 CHAPTER 4 SPEED DISTURBANCE AND STABILITY During the interaction of the following vehicle in response to a speed disturbance the minimum dynamic spacing is a key restrictive parameter to safely carry out a single-lane car-following task. Therefore it becomes of interest to discuss the upper boundary conditions for speed-disturbance absorption and stability. On the basis of the Chapter 3, the existence of an upper boundary will be demonstrated and the magnitude of a speed disturbance that a single spacing can absorb will be quantified. Moreover, the conditions for local and asymptotic stability will be discussed. The following definitions will be found useful for the discussion that follows. Definition 4-1: The value of a speed disturbance is expressed as Aft" = 2,0,) -5cn(t1) = x; x (tl — to). Definition 4-2: A generated speed disturbance is defined as the speed reduction of the following vehicle in response to the speed disturbance of the vehicle direct in front. It can be quantified by At 11+ x(6'—6). 1 = 55.3.1 Definition 4-3: The amount of a speed disturbance absorbed by the spacing between the lead vehicle 11 and the following vehicle n+1 is defined as A2,, -Ax,,,, = |x;|x(il —to) -ix‘ x(6'—6). n+1 Obviously, Ax" — Ax"+1 is a function of the speed change of the two vehicles, and the control-action time of the following vehicle. 46 Definition 4-4: The upper boundary on the magnitude of a speed disturbance that a single spacing can absorb is defined as Aif,’ = Maximummx, — An 2;, n+1 x(6'-6)}. ) = Maximum{ 5:; x (tl — to) — 4.1 Value of Upper Limit of A Speed Disturbance that a Single Spacing Can Completely Absorb As illustrated in Figure 2-5, when a speed disturbance from a lead vehicle occurs. the following vehicle may not need to reduce its speed in response to it during the period of the speed disturbance development and recovery. In this case, the speed disturbance does not have any impact on the speed of the following vehicles, but reduces the spacing between them. In other words, the speed disturbance is completely absorbed by the single spacing. The minimum dynamic spacing in this scenario is at t=5+Ta Minimum S(t) = 500 +T) = S(to) +%x; x(t1 -t0)2 x[1-if"T]. x n The above equation has to be equal to or greater than a minimum safe distance, SW, , for safety reason, i.e., 4-1. safe S(t,)+%x°; x(il -t0)2 x[1—%—]2 s x" Equation 4-1 can be rewritten as S(to)—Smf, 2 -%x; x(tl -—t0)2 ><[1— f1] ’1 47 =%Axnx(tl —t0)><[1—x ]. n 00+ II 1 . x sup-SW, = Em, x(z,-i,)x[1—_—j';]. fl Solving the above equation, we get S 2[S(IO) — Smfe] 456.. 4-2. x (t. -to)[1- 73-] xn Since tl — t0 = _._" , we can substitute into 4-2 Equation and obtain 455.. S — 2x,I [S (‘01‘ S We] 5 2[S (if) — Slmfe] 43. x N [1 - {:1 V _ it: + 7,- x" xn xn One can easily find that the upper boundary on the magnitude of a speed disturbance that a single spacing can completely absorb, denoted as Air: , can be obtained when M0 = 2[S(t0) - Ssafe] 4-4 " l 1 l - ~—— + E xn xi! Equation 4-4 gives the upper boundary on the magnitude of a speed disturbance that a single spacing can completely absorb. It confirms that when the acceleration and deceleration rates are chosen, a larger spacing absorbs greater speed disturbance. 48 4.2 Value of Upper Limit of A Speed Disturbance that A Single Spacing Can Partially Absorb When a speed disturbance is larger than Ax: in Equation 4-3, the spacing between the two vehicles cannot completely absorb the speed disturbance. The following vehicle reduces its speed at sometime t = 6 to maintain an acceptable spacing in front. When taking a control action, the driver will decide when and how to do this, i.e., will decide on 6 and 56;, . If a control-action strategy is denoted by 52 it can be described by Q( 56’ 6 ). n+1 ’ Definition 4-5: A control-action strategy 9( 56;, , 6 ) is feasible if its corresponding dynamic spacing defined in Section 3.2 is equal to or greater than Sm. Theory 4-1: For any control-action strategy 9( 56;, , 6 ) there exists an equivalent control-action strategy 5 (52;, , 6 ) where 12;, = 56; such that the an“, = Aft". Proof: By definition, Ax;, =1 56;, |x(6,'-6,) . When S2( 56;, ,6) is given, Ax;, =| 55;, |><(6,'—6,) is determined. For a given Ax n+1 due to the contiguity of Ax;, on both I and the deceleration rate 56;, , one can always find a ‘6 (56;,- , 6 ) such that | it}, |x(6'—6) =| x; |x(6'—6). I! Now we come to prove the feasibility of :2- (56; , 6 ), i.e., its Minimum S(t) safe ' 49 Case 1 in Section 3.2 a. First we consider the case when 57;, = |5i; |> |5c' ;.,| The minimum dynamic spacing for the control strategy fi (56" , 6 ) can be determined by Equation 3-15 as Minimum S( t) 80,) fix; x(t, —t0)(6'—t0)— - 56;, x (6'— 6)(t — 6) S(t,)+%x;x(t,-t,)(6'—t,)—2—2 x;,,x(6'—6')(i,— —6') =S(t0)——Ax x(6'—to)+21Ax; ,,x(t —6) 4-5. Likewise, the minimum dynamic spacing for the control strategy £2 (56,,+1 , 6 ) is Minimum S(t)= S(to)+%5r';x(t,—t0)(6'-to)--:- 5&;,x(6'— —6)(t, —6) = S(to)+%5t';x(t, —t,,,,)(6'-t)— in; ,x(-6' 6)(t, —6) = S(t0 )——Ax x(6'-t,, )+% Ax;,x(t,— —6) 4-6. If the control-action time of 5 (x'; , 6 ) starts at 6 = 6 its ending time will be 6' < 6'. Then Equation 4-5 can be rewritten as Minimum S(t)=-S(to)—-1-Ax x(6' —t0)+% Ax;, x(t, —6) >S(t0 )——Ax,, x(6'—t0 )+— Ax;,><(t,- 6—) 4-7. Since the control- action strategy £2 (56 x;, , 6 ) is feasible Equation 4-6 2 SW. Thus, Equation 4-5 2 Equation 4-5 > S — safe ' 50 b. Secondly consider the case when 56;, = |56; | < |56;, I. If we let the control-action E2— (56; , 6 ) end at 6' , the starting time 6 < 6 . The minimum dynamic spacing for E (56; , 6 ) is Minimum S(t) = S(to) —%Aic,l X(6'—t,,) + gm“, x (t, - 6) =S(t,,) €132; x(6'—t,,) +%Ax;, x(t, —6') 4-8. Since 6 < 6 , (t, — 6 ) > (t, — 6). Equation 4-8 2 Equation 4-72 SW; , i.e., Minimum S(t) = sag—$1316; x(6'-t,,) +£13th x(t, -3) 2 S safe ‘ Thus, the existence of 32- (56; , 6 ) is true for the situation of Case 1 in Section 3.2. Case 3 in Section 3.2 If we replace the 6 in Equation 4-6 by 1' , the Proof that Theory 4-1 is true for the Case 3 is similar to that for Case 1. Case 2 in Section 3.2 In Case 2, all of the control-action strategies start and end before 1,. If Q( 56;, ,6) is a control-action strategy defined in Case 2 and 56;, > 56; , its minimum dynamic spacing can be determined by Equation 3-20 as shown below Minimum S(t) = S(6') = S(to) +%x; x(6'—t,,)2 —-;—56;, x(6'—6)2, at t = 6' 4-9. Equation 4—9 must be greater than SW, , otherwise, the speed reduction of the following vehicle, Ax;, should equal the speed reduction of the lead vehicle, Ax; , which is not a case defined in this scenario. 51 Now let us keep 56;, unchanged but increase 6. As 6 increases, the 6' and the (6' - 6) increase, but Equation 4-9 is monotonically decreases if 6' < t,. During the increase of 6 Equation 4-7 cannot become equal to S before 6' becomes greater safe than t, since it is not a case defined in this scenario. Therefore, the increment of 6 until 6 ’ becomes greater than t, results in either Case 1 or Case 3. For both of these cases it has just been proven that there exists an equivalent control-action strategy 5 (56; , 6 ) such that |x°;,, |x(6'—6) =| 56; |x(6'—6) . Thus, Theory 4-1 is true for the all of cases in this scenario. Definition 4-6: For any given 56;, , a control-action strategy £2 (56;, , 6 i) is superior than another control-action strategy S2,- (56;, , 6 ,-) if 25,553,, < A .x and j n+l’ subject to Minimum S(t) 2 S safe Lemma 4-1: For any given 56; +1 there exists a control-action strategy £20( 56;, , 60) such that A563,, 3 {Aim In, (56;, .69, i = 1,2,3 ........ Minimum S(t) .2 SW, }. Proof: Case 1 and Case 3 in Section 3.2 As illustrated in Figure 4-1, for the given 56;, , the speed reduction of the =| J6 |x(5,'—6,)=x; x(t,, +T-6,') , where i = 1, 2, 3, ....... n+l following vehicle is A,x 13+] 52 ‘ 51 52 53 *nUoMnqu) I I I , I to t. 6; Figure 4-1 Absorption of speed disturbance with a certain 56’ but different 6 n+1 Since the 56’ and 56; can be regarded as constants (Rothery 2000) and as 6,’ n+1 increases, the (6,'—6,)decreases, and Ad: =| 56;, |x(6,.'—6,) monotonically decreases. n+1 The minimum dynamic spacing for the any control-action strategies in Case 1 and Case 3 discussed in Section 3.2 is continuous on 6 and decreases as 6 increases and (6,. '-6,. ) decreases. Thus there must exist a 60 such that Minimum S( t) = Sm]; , and -o Axn+l +1 v 2 Minimum { Ax;, | £2( 56; 6,), i = 1,2,3, ...... , Minimum S(t) = Sm], }. Similar to the analysis in Theory 4-1 for Case 2, any control-action strategies in Case 2 can be either transferred to an equivalent one in either Case 1 or Case 3. Therefore Lemma 4-1 is true for all of the cases in this scenario. Definition 4-7: A control-action strategy is optimal if its A56;, = Minimum { A6,,“ }. there will be a £2( 56’ n+1 ’ According to Lemma 4-1, for any given 56’ 6 0) such n+1 that Ax° M, = Minimum { 1356;, I52( 56;, ,6,), i = 1,2,3, ...... , Minimum S(t) = S }. Thus, safe 53 an optimal control-action strategy must be one among the control-action strategies of S2( 56' n+1 ’ 6 o), and the A563,, of which is minimal of the all A563,, . If we denote an optimal control-action strategy as 90( 56;, , 6 o) and its speed reduction in response to a speed disturbance from the lead vehicle as A0560 n+1 respectively, then - 0 on . . .0 n,, = Minimum { Ax;, }. Theory 4-2: If $20( 56" n+l ’ 6 o) is optimal, its equivalent control-action strategy 62’ (56; , 6) is also optimal and | 55;, |x(6’—6) =| 56; |x(6'—6) =on3,, . Proof: We use the method of reduction to absurdity. We assume that the equivalent control-action strategy 5 (56; , 6 ) is not optimal. If thefi (56; , 6 ) is not optimal, the-S3 (56; , 6 ) is not a control—action strategy of $2( 56; , 6 0) that belongs to {£2( 56;, , 6 0)] for any given 56;,, }. Otherwise, the assumption at the beginning of the proof is not correct, and the Theory 4-2 is true. If thefi (56; , 6 ) is not a control-action strategy of $2( 56; , 6 0) that belongs to {Q( 56;, , 6 o)| for any given 56;,, }, according to the Lemma 4-1 there exists an fi (56; , 6 0) such that A563,, 2 | 56; |x(6,,'—6,,) = Minimum { 1356;, | for all 52 (56; , 6 ) and subject to Minimum S(t)? S }. Thus there exists a 5 (56;,60) such that I56; |x(6,,'—60) < |56; |x(6'—6) .—. safe | 56;,, |x(6'—6) , which is contradictory to the assumption at the beginning that the equivalent control-action strategy 5 (56; , 6 ) is not optimal. Thus, the equivalent control-action strategy 33 (56; , 6 ) is also optimal and the Theory 4-2 is true. 54 According to Definition 4-4, Ax: = Maximum(A5cn - Aim) = Air" - Minimum {Airn+l }. Theory 4-1, Lemma 4-1 and Theory 4-2 demonstrate not only the existence of an upper limit on the magnitude of a speed disturbance that can be absorbed but also indicate that this upper boundary condition can be obtained by discovering an optimal control-action strategy of £2( 56; , 6 o) . Therefore the discussion regarding the finding of an upper boundary on the magnitude of a single speed disturbance that spacing can absorb is simplified to the condition when if; = 56;“ Case 1 in Section 3.2 If it" n '- xn+l’ the minimum dynamic spacing given in Equation 3-15 can be simplifiedas Minimum S(t)= S(to)+%ir';x(t —t 00)(6'—t)— ix; H'x(6 —6)(t 6—) =S(t,)— ’° MW ..1 + A1,.) 4-10. As shown in Figure 4-2, Line cd is parallel to the Line hg and Line bd is parallel to Line eg. Thus, the length of Line bd is equal to the length of Line eg which is equal to Air" — Ax“. Since it; 2 5g?“ , it is easy to calculate that the length of Line c- -—b - Ax—i and the length of Line b- a =w. Therefore we get In xn 6— t0 =(b— a)+(c— b)= (—__—-——)x(Ax —Ax+,) 4-11. I: n 55 Aa lb c h Ax" — Mn“ I”: -------------------- _. a E E ,g “““ 1 J ’ t0 5 t, C.- Figure -4-2 control-action strategy of the following vehicle with it; = m If we substitute Equation 4-11 into 4-10, we get Minimum S(t) = S(to) — ‘5 ’ ’0 x (Axn+1 + Air") =S(t0)——;-x(%—_.i_)x[(AJ'rn)2 —(A5cn+,)2] = Sm], 4-12. By solving Equation 4-12, we obtain 2 S t —S (Ax'n)2 = [ (10) Isa/t] + (Mn+1)2 4_13. 3'? ”if Equation 4-13 suggests that square of the single speed disturbance produced by the lead vehicle 11 is composed of two parts, one of which is absorbed by the single spacing and another that is transmitted backward through the speed reduction of vehicle n+1. If we let the Ax"+1 = 0 , the speed disturbance that the single spacing absorbs is [2[S(t0) — Ssafe] 0= .. AX. 3“}— 414 x; x; which is concurrent to the Equation 4-3. 56 Case 3 in Section 3.2 If x; = 516;” , the minimum dynamic spacing given in the Equation 3-27 can be simplified as follows Minimum S(t) =S(to)+%5c'; ><(6'—t1)2 +%Jr'; x(t1 -to)2 +56; x(tl —t0)(6'-tl)-%5c" x(6'—6)2 n+l = S(to) + £55; x (tl — to)(6'-to) — gig” x (6'—6X:1 — 6) 6—t0 =S(to)— x(Aich +Axn) 4-15. This is exactly the same as in Equation 4-10. Therefore its solution is the same as the Equation 4-13. 4.3 Local Stability According to the definition of Rothery (Gartner, 2000), local stability is concerned with the response of a following vehicle to a fluctuation in the motion of the vehicle directly in front. Equation 4-3 shows that an initial speed disturbance Mo< [2[S(t0)_ssafe] ""1 L__1__ ou+ on— x x n n will be absorbed by the spacing and the localized interaction of car-following is stable. 57 4.4 Asymptotic Stability for a Single Speed Disturbance Asymptotic stability is concerned with the manner in which a fluctuation in the motion of any vehicle, say the lead vehicle of a platoon, is propagated through a line of vehicles (Gartner, 2000). When a speed disturbance cannot be absorbed, it is propagated backward through the speed reduction of the following vehicles. This generated speed reduction has an impact on the vehicle following the following vehicleas shown in Figure 4-3. n+2 n+1 n L_) _> __> Sn+l (to) 5:100) I l r I Figure 4-3 Illustration of car following of the next-nearest coupling vehicle According to the analysis in Section 4.2 if the generated speed disturbance is . 2[Sn+l(to) — Ssafe] < Axnfl — l 1 ’ ..+ — ..— V xn+l xn+l the spacing between vehicle, n+1, and its following vehicle, n+2, can absorb the rest of the speed disturbance originally produced by vehicle n and propagated through the speed reduction of the vehicle n+1, Afc Otherwise, the vehicle n+2 has to reduce its n+1 ° speed to respond to the generated speed disturbance Aim, and in this way the original speed disturbance produced by the vehicle n is further transmitted backward through speed reductions of vehicle n+1 and its next nearest coupling vehicle n+2. The propagation of the generated speed disturbance is similar to that analyzed in Section 4.2, thus 58 2[SIM] (t0) — Ssafel+ l 1 03+ 00— x X n n+1 (A&M!)2 : +(Axn +2)2 4'16. If we substitute Equation 4-16 into 4-15, the original speed disturbance produced by the vehicle n is ZSt -S S t -S (Mn)2= [ (10) lsafe]+2[ n+ll(0)l safe]+ +(Axn +2)2 4-17. E7;— E_E Likewise, if the spacing behind vehicle n+2, Sn+2(t0) , cannot absorb the speed disturbance propagated by vehicle n+2, the transmitting process will be can'ied on backward resulting in 2[S(t0)—Ssafe] + 2[Sn+l(t0)-Ssafe] + 2[Sn+2(t0)—Ssafe]+ - 2_ - (Ax,)- _1-__1_ __1___1__ i_l ...... 418. If we assume that there are N vehicles in a vehicular platoon, the upper boundary on the magnitude of the single speed disturbance produced by the leading vehicle that a vehicle platoon can absorb is 21$ (1: )— 155...] 449 N (Ax) =Z(Ax.°) )=2 1 x1? x.- Therefore, Equation 4-19 gives the upper boundary condition of asymptotic stability for a single speed disturbance. 4.5 Summary The existence of the upper boundary on magnitude of a speed disturbance has been demonstrated by means of the minimum dynamic spacing obtained in Chapter 3. 59 here, we obtain the formulas required to calculate the upper boundary of the magnitude of a speed disturbance that a single spacing (or multiple spacings) can completely absorb. Moreover, the conditions for local and asymptotic stability are provided. References Gartner, N., G.C. Messer, and AK. Rathi, Traffic Flow Theory, Chapter 4 of R.W. Rothery, Car Following Models, Transportation Research Board Special Report 165, Transportation Research Board, 2000, pp. 4-6, and 4—9. Todosiev, ‘E.P. The Action Point Model of the Driver Vehicle System. Report No. 202A-3. Ohio State University, Engineering Experiment Station, Columbus, Ohio, 1963. 60 CHAPTER 5 MODEL VERIFICATION The results obtained in Chapter 4 can be tested by field, laboratory or simulation experiments. The verification of the model requires dynamic data including individual vehicular speed, spacing, and acceleration/deceleration data. In order to capture the entire process of the interaction of a following vehicle to a speed disturbance of its lead vehicle, data need to be collected over a sufficient length of a segment of a roadway and over a sufficient time period and on a group of vehicles that are following one another without lane-changing. To meet the data requirements of a model demonstration, a field or a laboratory experiment would require specialized equipment and be very costly and time consuming to perform. Therefore, a simulation approach is used. 5.1 Description of the Experiments The simulation software used for the experiments was Traffic Simulation Integrated System (T SIS) Version 5.0 published by the FHWA in March 2001. Two experiments were conducted. All input parameters for the two experiments were the same except the ratio of Driver Type. The experimental site was a one-mile long, straight, level, single-lane basic freeway segment with dry concrete or dry asphalt pavement. A passenger car was selected as the test vehicle type with an average occupancy of 1.3 persons per car. Simulated drivers were grouped into 10 types by their driving behavior from the least aggressive (ranked as 1) to the most aggressive (10). A variety of car- following sensitivity multipliers were assigned to different types of drivers with less 61 sensitivity and larger following headways assigned to less aggressive drivers and more sensitivity and smaller following headways assigned to more aggressive drivers. The first experiment used the default values of the sensitivity factors, which assigned a ratio of 10% to each of the 10 Driver Types. To obtain a better observation of car-following behavior at the boundary conditions discussed in the previous chapters, the second experiment was conducted with the percentage of aggressive drivers increased. The distributions of Driver Types in the two experiments are summarized in Table 5-1. Table 5-1 Percentage of Driver Types in Two Experiments Percentage of Driver Types Lease Egressive More aggressive Driver Types 1 2 3 4 5 6 7 8 9 10 Experiment 1 10 10 10 10 10 10 10 10 10 10 Experiment 2 0 0 0 0 10 10 10 20 20 30 Vehicles were generated by the simulation program with a Pearson I distribution and discharged into the experimental segment through an entry link. The hourly vehicle discharge rate was 2400 vph and the free flow speed was set at 88 ft/sec (60 mph). Vehicle performance in acceleration/deceleration was determined according to the values for driver braking behavior under three situations (planned, anticipated but unsure when, and unexpected situations) given in Table 2-2 in Section 2.5. When the driver of a following vehicle anticipates its Expected State is unacceptable and takes a control action, the driver is most likely to perform an “anticipated but 62 unsure when” control action. Therefore according to Table 2-2 the average deceleration rate of 15 ft/sec2 for the “anticipated but unsure when” is used as the deceleration rate of a following vehicle in response to a speed disturbance. When a vehicle develops a speed disturbance of its own, the driver is most likely to perform a “planned” braking. Thus, according to Table 2-2 a deceleration rate 8 ft/sec2 for a “planned” situation was assigned. To obtain as-detailed-as-possible dynamic data, the time interval for a single step was set as 0.3 sec in the first experiment. Since the program updates speed and acceleration/deceleration data every second, to record more vehicular data the second experiment uses one second as the time interval of a single step. The total time of the simulation for each experiment was 15 minutes (900 sec). 5.2 Data TSIS does not provide step-by-step individual vehicular speed, spacing, and acceleration and/or deceleration data in the reports. To meet the data requirement for the model verification, data were recorded manually. 5.2.1 Experiment One During the 15 minutes of the simulation period 519 vehicles entered the experimental site. Each vehicle had at least 150 step-by-step records. Each record has three data values, namely speed, position, and acceleration/deceleration rate. If all of the vehicles are recorded the total data that needs to be recorded would be at least 519* 150*3 = 233,550, which is difficult to record by hand. Therefore, a vehicle ID (number 166) was randomly selected. The dynamic movement of vehicle 166 and its following vehicles were monitored. The observation of the vehicle 63 movements showed that vehicle 167 responded to a speed disturbance of vehicle 166. Moreover, vehicle 168 responded to the speed disturbance of vehicle 167 and so on until vehicle 171. Vehicle 171 was not in a car-following state with vehicle 170 and never responded to the speed change of vehicle 170. To obtain a picture of the car-following behavior of the vehicles following vehicle 171 (that are not in a car-following state) with the vehicle in front, three additional vehicles (172 through 174) were also monitored. Therefore, the speed, position and acceleration/deceleration of vehicle 166 through vehicle 174 were recorded in a step-by-step manner (Appendix 1). The step-by-step spacing between each pair of vehicles, the step-by-step time headway of each vehicle, the minimum time headway of each vehicle during the 15- minute simulation, and the minimum safe distance headway maintained by the vehicles were calculated by: Spacing = position of the lead vehicle - position of the immediately following vehicle (ft) 5-1 Time headway = spacing lspeed (sec) 5-2 Minimum time headway for each vehicle during the simulations = Minimum {Time headways of the vehicle} (sec) 5-3 Minimum distance headway maintained by each vehicle during the simulations = the minimum time headway * the speed 5-4. The driver type and the minimum time headway of each vehicle during the first experiment are listed in the Table 5-2. The speed interactions between each pair of adjacent vehicles are illustrated in Figure 5-1 at the end of the chapter. Table 5-2. Driver Type and Minimum Time Headway of Each Vehicle in Experiment One VehicleID 166 167 168 169 170 171 172 173 174 Driver Type 7 7 7 5 10 2 2 10 7 Minimum Time Headway during the Unknown 0.88 0.90 1.15 0.61 2.31 1.48 0.65 0.92 Simulation (sec) 5.2.2 Experiment Two During the 15 minute period of the experiment two, 597 vehicles entered the experimental site. Since the experiment two took 1 second as a single step, each vehicle took approximately 50 steps to travel through the site. A sample size of 30 vehicles was selected starting from a randomly selected vehicle II) 69. The speed, position, acceleration/deceleration rates of vehicle 69 through 98 were recorded in a step-by-step manner and the spacing between each pair of adjacent vehicles was calculated by using Equation 5-1 (Appendix 2). The observation of the 30 vehicle movements showed that vehicles 69, 70, 77, 81, 90, 93, 94, 96, and 97 had roughly stable speeds, kept relatively large spacing from the vehicles in front, and did not respond to any speed disturbances from the leading vehicles. Their approximately constant speeds, Driver Types, and minimum time headway during the simulation are listed in Table 5-3. 65 Table 5-3 Driver Types, Approximately Constant Speeds, and Minimum Time Headway of Vehicles 69, 70, 77, 81, 90, 93, 94, 96, and 97 during the Simulation Vehicle ID 69 7O 77 81 9O 93 94 96 97 Driver Types 7 7 7 7 8 9 8 8 7 Approximately 86 86 86 86 89 94 89 89 83 Constant Speed (ft/sec) Minimum Time Unknown 2.28 4.06 2.42 1.10 0.86 1.28 1.57 1.40 Headway during Simulation (sec) Vehicles 71 through 76 followed one another during the simulation. Each of them kept small gaps from the vehicle immediately in front once it entered a car- following mode and responded to a speed disturbance from its leading vehicle. The driver types and the minimum time headways during the simulation are listed in Table 5-4. Table 5-4 Driver Types and Minimum Time Headways of Vehicles 71 through 76 Vehicle ID 71 72 73 74 75 76 Driver’s types 9 9 9 10 9 9 Minimum time headway 0.70 0.76 0.76 0.64 0.76 0.73 during the simulation (sec) Vehicle 78 developed speed disturbances of its own and vehicle 79 responded to them, which transmitted the speed disturbances from vehicle 78 backward. Vehicle 80 responded to these generated speed disturbances from vehicle 79 when the spacing between them became small. Vehicle 82 followed Vehicle 81 closely and developed 66 speed disturbances that were transmitted backward through vehicles 83, 84, 85, 86 and 87. Vehicle 88 maintained a stable speed and large spacing from vehicle 87 until step 66 when the spacing became small. Vehicle 89 developed a speed disturbance when it moved closely to vehicle 88. The driver types and the minimum time headways of vehicles 78 through 80 and vehicles 82 through 89 are listed in Table 5-5. Table 5-5 Driver Types and Minimum Time Headways of Vehicles 78 through 80 and Vehicles 82 through 89 Vehicle ID 78 79 80 82 83 84 85 86 87 88 89 Driver Types 8 9 8 9 10 10 10 10 10 9 10 Minimum Time Headway during 0.86 0.75 0.85 0.76 0.66 0.50 0.59 0.62 0.52 0.71 0.64 Simulation (sec) Vehicles 91 and 95 developed speed disturbances of their own. Vehicle 92 responded to the speed disturbance from vehicle 91when the spacing between them was reduced to less than 75 feet, but vehicles 96, 97 and 98 did not respond to the speed disturbances from vehicle 95 because of a large spacing. The driver types and the minimum time headways of vehicles 91, 92 and 95 are listed in Table 5—6. Table 5-6 Driver Types and Minimum Time Headways of Vehicles 91, 92, and 95 Vehicle ID 91 92 95 Driver Type 9 9 9 Minimum Time 0.73 0.75 0.73 Headway during Simulation (sec) 67 The speed interactions between each pair of the adjacent vehicles except vehicles 69 and 70, and vehicles 93 and 94 are illustrated in Figure 5-2 at the end of the chapter. 5.3 Case Study By examining Figure 5-1 and Figure 5-2 thoroughly, one can find some cases in the experiments in which speed disturbances were absorbed completely or partially. They are identified and listed in Table 5-7 and will be discussed in the case study sections of 5.3.1, 5.3.2, and 5.3.3. Table 5-7 Cases in which Speed Disturbances Were Absorbed Completely or Partially Case for Scenario 1 Case for Scenario 2 Case for Scenario 3 Experiment One Figure 5-2 c Figure 5-2 a Figure 5-2 d Experiment Two Figure 5-3 k Figure 5-3 i Figure 5-3 (1 Figure 5-3 y Figure 5-3 q Figure 5-3 e Figure 5-3 11 5.3.1 Cases for Scenario 1 - Acceptable-Acceptable Expected State This scenario describes a car-following behavior under which the lead vehicle has a speed reduction and its nearest following vehicle does not take any control action to respond to it. Thus a reduction of the spacing between the two vehicles takes place. Therefore, the speed disturbance is completely absorbed by the spacing between the first two vehicles. In Experiment One, Figure 5-1 e shows that vehicle 170 developed speed disturbances at steps 66-76, 82-93 and 111-118 and vehicle 171 did not respond to any of them. In Experiment Two, Figures 5-2 k and y show that vehicles 80 and 95 68 developed speed disturbances at steps 34-37, 43-47, 51-55, and at steps 56-58, 65- 67, and 78—80. Vehicles 81, 96 did not reduce their speed to respond to them. Those speed disturbances were completely absorbed by the spacing between the vehicles. Table 5-8 summarizes the values of the speed disturbances developed by vehicle 170 in Experiment One, and by vehicles 80 and 95 in Experiment Two, the average acceleration/deceleration rates in each speed disturbance, and the spacing between vehicles 170 and 171, 80 and 81, and 95 and 96 at the beginning of the speed disturbances, the minimum distance headways during the experiments, and the upper boundary condition for speed absorption in Scenario 1 obtained by Equation 4-16. From Table 5-8 one can confirm that the speed disturbances discussed in this section are less than the upper boundary conditions calculated by Equation 4-16. 69 Table 5-8 Case Study for Scenario 1 - Acceptable-Acceptable Expected State Experiment, Vehicle ID, and Speed Disturbance Summary of Fata 1 2 3 Steps in which a speed disturbance took 66 — 76 82 - 93 111 - place 1 18 Minimum distance headway of vehicle 198 198 198 o 171 (ft) 5 Acceleration (ft/secz) 2.0 3.0 1.0 E Deceleration (ft/secz) 1.5 4.0 1.3 O E 170 § Initial spacing between 170 and 171(ft) 467 467 467 K m Speed reduction (ft/sec) 4.0 5.0 1.0 Upper speed reduction boundary 22.0 30.0 17.4 condition for speed absorption (ft/sec) Steps in which a speed disturbance took 34 — 37 43 - 47 51 — 55 place Minimum distance headway of vehicle 208 208 208 81 (ft) Acceleration (ft/secz) 4.0 3.5 4.0 Deceleration (ft/secz) 2.0 2.0 1.7 80 Initial spacing between 80 and 81(ft) 334 334 334 Speed reduction (ft/sec) 4.0 4.0 4.0 o [E Upper speed reduction boundary 29.0 29.0 28.1 ‘5 condition for speed absorption (ft/sec) D .g Steps in which a speed disturbance took 56 - 58 65 — 67 78 — 80 8 place [33 Minimum distance headway of vehicle 139 139 139 96 (ft) Acceleration (ft/secz) 1 2 1.0 Deceleration (ft/secz) 1.5 2 1.5 95 Initial spacing between 95 and 96 (ft) 181 181 181 Speed reduction (ft/sec) 1.0 1.0 1.0 Upper speed reduction boundary 7.0 9.0 7.0 condition for speed absorption (ft/sec) 70 5.3.2 Cases for Scenario 2 - Acceptable-Unacceptable-Acceptable Expected State As defined in Chapter 2 this scenario describes a car-following behavior such that when the lead vehicle has a speed disturbance (speed reduction), the Expected State of its following vehicle is acceptable, but during the recovery of this speed the Expected State of the following vehicle becomes unacceptable and the following vehicle takes a control action until the Expected State of the following vehicle returns to acceptable. In this speed interaction, the following vehicle generates a speed disturbance in response to the speed disturbance of the lead vehicle. In this case a speed disturbance of the lead vehicle can only be partially absorbed by the spacing between the first and second vehicle. Figure 5-1 a of Experiment One shows that vehicle 166 developed a speed disturbance at steps 49-63. After a two-second delay vehicle 167 responded to it at steps 55-66. Figures 5-2 i and q of Experiment Two also show that vehicle 79 and vehicle 87 developed speed disturbances at steps 37 —40, and 63-70 respectively. After a time delay vehicle 80 and 88 responded to them respectively at steps 40-42, and 65-72. From the figures one can see that the speed disturbances identified in this section were partially absorbed and partially transmitted backward. Table 5-9 summarizes the acceleration/deceleration rates, the minimum distance headways during the experiments, the spacing, the speed reductions and the upper boundaries on the magnitude of a single speed disturbance that a single spacing can absorb obtained by Equation 4-17. For reader convenience in locating the cases, Table 5-9 also gives the steps during which the speed disturbances took place and the steps during which they were responded to by the following vehicles. 71 Table 5-9 Case Study for Scenario 2 — Acceptable-Unacceptable-Acceptable Expected State Experiment, Summary of Data Vehicle ID Steps in which a speed disturbance took place 49-63 Steps in which the speed disturbance responded 55-66 8 6 Minimum distance headway of vehicle 167 (ft) 77 16 % Acceleration (ft/secz) 1.5 E Deceleration (ft/secz) 2.0 'c 8. Initial spacing between vehicles 166 and 167 (ft) 84 >< m Speed reduction of 166 (ft/sec) 2.0 Upper speed reduction boundary condition for 4.0 Partial absorption of speed disturbance (ft/sec) Steps in which a speed disturbance took place 37-40 Steps in which the speed disturbance responded 40-42 79 Minimum distance headway of vehicle 80 (a) 73.1 Acceleration (ft/secz) 4.0 Deceleration (ft/secz) 3.5 Initial spacing between vehicles 79 and 80 (ft) 77 Speed reduction of 80 (ft/sec) 4.0 o [E Upper speed reduction boundary condition for 4.0 {3 Partial absorption of speed disturbance (ft/sec) {8: Steps in which a speed disturbance took place 63-70 é Steps in which the speed disturbance responded 65-72 B1 87 Minimum distance headway of vehicle 88 (ft) 60.0 Acceleration (ft/secz) 3.3 Deceleration (ft/secz) 4.3 Initial spacing between vehicles 87 and 88 (ft) 80 Speed reduction of 88 (ft/sec) 13 Upper speed reduction boundary condition for 13.3 Partial absorption of speed disturbance (ft/sec) 72 From Table 5-9 one can find that in each case the upper boundary on the magnitude of a speed disturbance which can partially be absorbed by a single spacing obtained by Equation 4-17 is larger than the corresponding speed disturbance. The values of the speed disturbances developed by vehicles 166, 79, and 87, the values of the speed disturbances absorbed by the spacing, the values of the speed disturbances propagated through their immediately following vehicles, and the upper boundary conditions for each case calculated by Equation 4-17 are listed in Table 5-10. Table 5-10 Values of the Developed, Absorbed, Propagated, and Calculated Speed Disturbance Vehicle Speed Disturbance ID Developed Propagated Absorbed Calculated (ft/sec) (ft/sec) (ft/sec) (ft/sec) 166 l 2.0 2.0 0.0 4.0 79 4.0 1 3.0 4.0 87 13.0 11.0 2.0 13.3 5.3.3 Cases for Scenario 3 - Unacceptable Expected State at Target-Risk Level Scenario 3 defined in Chapter 2 describes a situation where a vehicle follows its lead vehicle at a minimum headway and the driver of the following vehicle is always alerted and can be triggered to take an immediate control action at anytime once receiving a brake signal from the vehicle in front. By observing Figures 5-1 and 5-2, one can find that when a vehicle is following its leading vehicle at a minimum headway, most of the time it responded to 73 a speed disturbance from its leading vehicle with a larger speed reduction than that of the leading vehicle. In those cases Equation 4—17 can always be met. Four cases in the simulations were found where the following vehicles followed the leading vehicle at approximately minimum time headway and responded to a speed disturbance with one-second perception-reaction delay and their speed reductions were either less than or equal to that developed by their leading vehicles. In Experiment One, Figure 5-1 d shows that when vehicle 169 developed a speed disturbance at steps 64-75 vehicle 170 maintained a small spacing from it and responded to it at steps 67-76, with a one-second perception- reaction delay. In Experiment Two, Figures 5-2 (1, e, and n show that vehicles 74, 75 and 84 developed speed disturbances at steps 33-36, 40-49, and at steps 35-39 and 43-47. Vehicle 75 kept the spacing from vehicle 74 almost at its minimum safe headway and responded to the speed disturbance at steps 34-37. Vehicle 76 and vehicle 85 kept small spacing and responded to the speed disturbances at steps 42- 50, and at steps 36-41 and 44-49. The perception-reaction delay for vehicles 170, 75, 76, and 85 was one second. The features of the speed disturbances and the speed interaction between vehicles 169 and 170, 74 and 75, 75 and 76, 84 and 85 and the boundary conditions calculated by Equation 4—17 are listed in Table 5-11. From Table 5-11 one can find that in each case the speed reduction is less than the corresponding upper boundary conditions calculated by Equation 4-17. 74 Table 5-11 Case Study for Scenario 3 - Unacceptable Expected State at Target-Risk Level Vehicle ID Summary of Data Steps in which a speed disturbance took place 64-75 5 Steps in which the speed disturbance responded 67-76 ‘5 Speed reduction of 169 (ft/sec) 3.0 E 169 Acceleration (ft/secz) / Deceleration (ft/secz) 2.0 / 3.0 g Initial spacing between vehicles 169 and 170 (ft) 58 133 Minimum distance headway of vehicle 170 (ft) 53 Upper boundary condition for Speed absorption (ft/sec) 4.6 Steps in which a speed disturbance took place 33-36 Steps in which the speed disturbance responded 34-37 74 Speed reduction of 74 (ft/sec) 4.0 Acceleration (ft/secz) / Deceleration (ft/secz) 3.0 / 4.0 Initial spacing between vehicles 74 and 75 (ft) 68 Minimum distance headway of vehicle 75 (ft) 65 Upper boundary condition for Speed absorption (ft/sec) 4.5 Steps in which a speed disturbance took place 41-48 Steps in which the speed disturbance responded 42-50 75 Speed reduction of 75 (ft/sec) 7.0 Acceleration (ft/secz) / Deceleration (ft/secz) 1.8 I 3.0 0 Initial spacing between vehicles 75 and 76 (ft) 77 E? Minimum distance headway of vehicle 76 (ft) 63 E Upper boundary condition for Speed absorption (ft/sec) 7.0 '1: Steps in which a speed disturbance took place 35-39 1% Steps in which the speed disturbance responded 36-41 Speed reduction of 84 (ft/sec) 6.0 84 Acceleration (ft/secz) / Deceleration (ft/secz) 3.2 / 3.2 Initial spacing between vehicles 84 and 85 (ft) 64 Minimum distance headway of vehicle 85 (ft) 53 Upper boundary condition for Speed absorption (ft/sec) 7.7 Steps in which a speed disturbance took place 4347 Steps in which the speed disturbance responded 44-49 Speed reduction of 84 (ft/sec) 8 84 Acceleration (ft/secz) / Deceleration (ft/secz) 4.0 / 3.7 Initial spacing between vehicles 84 and 85 (ft) 66 Minimum distance headway of vehicle 85 (ft) 53 Upper boundary condition for Speed absorption (ft/sec) 9.2 75 5.4 Summary Two experiments of car-following behavior were simulated by using TSIS. The dynamic speed, position and acceleration and/or deceleration data of randomly selected lines of individual vehicles were collected in a step-by-step manner. The cases in which speed disturbances were absorbed completely or partially by spacing were identified from the experimental data and studied. The upper boundary on the magnitude of the speed disturbance that the spacing can absorb in each case was calculated by either Equation 4-16, or 4-17. The cases studied verified the models obtained in Chapter 4. 76 Figure 5-1 Speed Interaction between Vehicles in Experiment One speedWs) Veh. 166 Veh. 167 110 1 21 41 61 81 101 121 5-1 3 Vehicles 166 and 167 speed (ft/S) ——veh. 167 —veh. 168 110 5-1 b Vehicles 167 and 168 77 Figure 5-1 Speed Interaction between Vehicles in Experiment One (continued) speed (ft/s) —veh. 168 110 Veh 169 1 21 41 61 81 101 121 5-1 c Vehicles 168 and 169 speed(ft/s) Veh 169 —veh 170 110- - - - , 100 90 80 7 step 1 21 41 61 81 101 121 5-1 d Vehicles 169 and 170 78 Figure 5-1 Speed Interaction between Vehicles in Experiment One (continued) speed(fi/S) ——veh 17o -—\eh 171 110 100 9° H1 {'1 til 30 _ _. . step 1 21 41 61 81 101 121 5-1 e Vehicles 170 and 171 spee(fl/s) —\eh 171 ———\eh 172 110 100 90 JL U \_l ste 80 p 1 21 41 61 81 101 121 5-1 f Vehicles 171 and 172 79 Figure 5-1 Speed Interaction between Vehicles in Experiment One (continued) speed(ft/s) ————veh 172 —veh 173 100 90 80 _ 7 7 ,, ,,_ 7_ 7‘ step 1 21 41 61 81 101 121 5-1 g Vehicles 172 and 173 speed(ft/s) —veh 173 —veh 174 90 80 .. step 1 21 41 61 81 101 121 5-1 h Vehicles 173 and 174 80 Figure 5-2 Speed Interactions between Vehicles in Experiment Two speed (ft/sec) 105 95 75 —veh70 —veh71 BSA/\AAAAAAAAVM vVVVVVVVVV V‘ step 1 1 1 21 31 41 5-2 a Vehicles 70 and 71 veh 71 web 72 105 A 95 6 E i 85 75 steps 11 21 31 41 51 5-2 b. Vehicles 71 and 72 81 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 72 ten 73 105 8 0) g i 75 , steps 1 11 21 31 41 51 5-2c Vehicles 72 and 73 veh 73 veh 74 105....., W-, A” ., n. _, ,, A , ,, A 95 .9, g 85 steps 75 , 1 11 21 31 41 51 5-2 (1 Vehicles 73 and 74 82 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 74 veh 75 105 A 95 6 E, ”’ 85 steps 75 - , - 1 1 1 21 31 41 51 5-2 e Vehicles 74 and 75 veh 75 van 76 105 A 95 l :3, g" 85 steps 75 1 1 1 21 31 41 51 5-2 f Vehicles 75 and 76 83 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 76 veh 77 105 95 speed (ft/sec) / 85 75 steps 5-2 g Vehicles 76 and 77 veh 77 veh 78 105 g 95 «E-L i x \n. 85 steps 75 4 14 24 34 44 54 5-2 h Vehicles 77 and 78 84 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 78 veh 79 105 A 95 6 e g 85 75 ,, , - ~ , - - - ~ 5 15 25 35 45 55 steps 5-2 i Vehicles 78 and 79 veh 79 veh 80 105 7 - - - - - - - - speed (ft/sec) 75 6 16 26 36 46 56 “995 5-2 j Vehicles 79 and 80 85 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 80 web 81 105 i. \AMA/‘x, .5 VVVV 7s 7 17 27 37 47 57 67 steps 5-2 k Vehicles 80 and 81 veh e1 veh 82 105 g 95 g g 85 75 9 19 29 39 49 59 69 Steps 5-2 1 Vehicles 81 and 82 86 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 82 veh 83 105 g 95 E, g- 85 75 , , , r , 1 1 21 31 41 51 61 steps 5-2 m Vehicles 82 and 83 veh 83 veh 84 105 7 , - l g 95 g . 1 x * (I) 75 steps 13 23 33 43 53 63 5-2 11 Vehicles 83 and 84 87 Figure 5—2 Speed Interactions between vehicles in Experiment Two (continued) veh 84 veh 85 1 15 105 i 95 . / 85 \ 75 ’ ’ ' ' steps 14 24 34 44 54 64 5-2 0 Vehicles 84 and 85 veh 85 veh 86 1 10 100 g g 90 (I) 80 70 step 15 25 35 45 55 65 5-2 p Vehicles 85 and 86 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 86 veh 87 1 10 100 61 g 90 i I 80 7O __ I I, step 1 8 28 38 48 58 68 5-2 q Vehicles 86 and 87 veh 87 veh 88 1 10 100 3:; 90 V i 80 70 step 19 29 39 49 59 69 5-2 r Vehicles 87 and 88 89 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 88 veh 89 105 A 95 8 m e "’ 85 75 ~ ~ - 20 3O 40 50 60 70 step 5-2 8 Vehicles 88 and 89 veh 89 veh 90 105 - A 95 6 s \ . - 6 u v U’ 85 75 21 31 41 51 61 71 step 5-2 t Vehicles 89 and 90 90 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 90 veh 91 105 g 95 5 "’ 85 75 22 32 42 52 62 72 step 5-2 u Vehicles 90 and 91 veh 91 veh 92 105 95 ‘ g I (D E. g 85 75 23 33 43 53 63 73 step 5-2 v Vehicles 91 and 92 9| Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 92 veh 93 105 A 95 8 / (I) 9 g" 85 75 , - 25 35 45 55 65 75 step 5-2 w Vehicles 92 and 93 veh 94 veh 95 105 g 95 s "’ 85 75 step 28 38 48 58 68 78 5-2 x Vehicles 94 and 95 92 Figure 5-2 Speed Interactions between Vehicles in Experiment Two (continued) veh 95 veh 96 105 A 95 6 e g 85 75 30 40 50 60 70 80 step 5-2 y Vehicles 95 and 96 93 CHAPTER 6 FINDINDS AND RECOMNIENDATIONS 6.1 Findings The study discussed the single-lane car following behavior when a speed disturbance from a lead vehicle occurs. A concept of Expected State-Control Action Chains and three scenarios of single-lane car-following behavior situations were developed (Table 2-1). The minimum dynamic spacing for each scenario was analyzed and defined (Table 3-1). The existence of an upper boundary of a speed disturbance that a spacing can absorb was proved through Theory 4-1, Lemma 4-1 and Theory 4-2. The mathematical models were obtained to calculate the upper boundary of the magnitude of a speed disturbance that a single spacing or multiple spacings can absorb (Equations 4-4, 4-13. Moreover, the conditions for local and asymptotic stability were determined (Equations 4-16 and 4-17). Two simulation experiments were conducted and studied. The cases identified from the experimental data verified the models obtained in Chapter 4. The most important findings of this work are summarized in Table 6-1. The findings of this work demonstrate that speed fluctuations of individual vehicles do play a role in traffic stability, and can be used in car-following analysis to find upper boundary conditions for the stability at the microscopic level. 94 Table 6-1 Summary of Findings Findings Reference Numbers of Figures, Tables, or Equations in the Contents Concept of Expected State-Control Action Table 2-1 Chain (Car-Following Prcess) Minimum Dynamic Spacing Table 3-1 Existence of an Upper Boundary of 3 Speed Disturbance that a Spacing Can Absorb Definitions 4-1 through 4-6 Theories 4-1 and 4-2, Lemma 4-1 Mathematical Models to Calculate an Upper Boundary of the Magnitude of a Speed Disturbance that a Single Spacing Can Absorb Equations 44, 4-13 Conditions for Local and Asymptotic Stability Equations 4-16 and 4-17 Model Verification Sample Cases from the Two Simulation Experiments 6.2 Recommendations for Further Research This work discussed a single speed disturbance and its absorption at microscopic level. The findings established a basic framework for the research on multiple speed disturbances and their absorption. As we pointed out in Chapter 2, errors and deviation from the assessment or control skill of human beings are unavoidable. When a following vehicle, n+1, reduces its speed in response to a speed disturbance from the lead vehicle, 11, vehicle n+1 may create a speed disturbance of its 95 own because of the errors. In other words the speed reduction of a following vehicle includes two parts: speed reduction in response to the speed disturbance from the lead vehicle and speed disturbance from its assessing and/or controlling errors. The errors of assessment and/or control can be regarded as a speed disturbance produced by the following vehicle n+1. Therefore, further research is needed to understand the phenomenon of multiple speed disturbances and their absorption in'a group of vehicles that follow one another. The upper boundary conditions of multiple speed disturbances that can be absorbed by a vehicular platoon will result in a macroscopic model for traffic stability. 96 APPENDICE 97 APPENDIX 1 DATA OF EXPERIMENT ONE 98 Am cos 0 some one em 0 Foo, mm cm 6. Fem? mm mm o mNmA mm o NAON mN mm 00— o News No? em 0 one, em om 4. Name mm mm o mam? mm 0 meme mN mm For _- name no? em o mmmw mm. am e- FmNF mm Nm o meme mm A- «we. NN No For _- vaF ems em 0 meme om em 6. omNA mm Nm o cams mm _- eNmA eN am so? A- mevA war em 0 mmms .6 am e- ONNF Nm Nm 0 Arm, mm .. mam? mN Am No? A- N942 am? am 0 none em Nm o News mm mm N- .mNF No A- meme 4N em Nos A- mNmA nee as o NNe_ Na Na 0 meme mm mm N- NmNA Nm A- cam, mN am Now A- man? Nms em o Fees co? Na 0 mNeA mm an N- NNNA No A- Fem, NN me nor A- oAmF For ea c mow? no? mm o can? mm Am 6. new? mm o .mNF AN No. new A- eNNF mNP em 0 mNm. mos mm o Name mm Am a- new? mm o NmN. 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