A. . , . ..,. . .‘ .. . . . . . . .. ‘ . . . .. .;‘ . . . . , _ . . I'IIII'II'IIILIII’. LIBRARY Michigan State University This is to certify that the thesis entitled BUILDING REHABILITATION: A PROMISING TOOL FOR URBAN REVITALIZATION IN DETROIT, MICHIGAN presented by ’ LOGAN ANJANEYULU has been accepted towards fulfillment of the requirements for MASTER'S degree in BUILDING CONSTRUCTION MANAGEMENT MJW Major professor Date MAY 14, 2003 0-7639 MSU is an Affirmative Action/Equal Opportunity Institution v— »———- _________ fivv—fl _,—- PLACE IN RETURN Box to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE A‘PII 528 @665 {AN} 0 2005 IRT‘ 6/01 cJCIRC/DatoDuo.p65-p.15 ABSTRACT BUILDING REHABILITATION: A PROMISING TOOL FOR URBAN REVITALIZATION IN DETROIT, MICHIGAN By Logan Anjaneyulu In United States, due to the augmented rate of development pattern, urban areas are now undergoing urban sprawl, in which the cities begin to extend into surrounding areas as low-density development. Despite the fact that there is a great concentration of people in urban areas in United States, many cities are reported to be losing population. This is more evident in many older cities that were developed during the early 1800’s and 1900’s. Since 1950, Detroit has lost nearly half of its population. Revitalization of these urban centers is essential to sustain valuable urbanization. As development occurred in these major cities in the early urban era, most of the existing building stock, a vital component of the built environment, are now aged and are in dilapidated condition. The goal of this research is to identify and demonstrate the potential of promoting urban revitalization through rehabilitation of old, vacant and underutilized building stock adopting the new Michigan Building Rehabilitation Code in the City of Detroit and to expand the existing urban revitalization models by incorporating this new component called the built environment along with the existing social, economic, political and cultural factors. For this purpose, a case study building was identified in Detroit and a comprehensive code-based rehabilitation cost analysis was performed to identify the potential savings of using the new rehabilitation code. Based on the identified impacts, an expanded urban revitalization model was developed to achieve successful urban revival. Dedication This thesis would be incomplete without a mention of the support given to me by the below mentioned people, to whom this thesis is dedicated. They have always sown the seeds of confidence in me and kept my spirits up when ever it was really needed. Without their lifting me up when this thesis seemed intemtinable, I doubt it should ever have been completed. My heartfelt dedications to the people mentioned below for the support and encouragement provided to me at the right time, in the right manner and in the right magnitude. I wish I could write more... Dedicated to “The Syal Family” Dr. Matt Syal, Ms. Dianne, Sita, Neil, and Leila For always reminding me a home away from home & Dedicated to my Professors at Anna University, Guindy Engineering College, Chennai (Undergrad) For providing me the enthusiasm to achieve higher goals & Dedicated to my most loving Mom, Dad and Brother For always being there with me for ever iii ACKNOWLEDGEMENTS I would like to express my sincere gratitude to all those who gave me the possibility to complete this thesis. First and foremost, I would like to thank Dr. Matt Syal for his continued support, advice, guidance and valuable thoughts, during my time as a graduate student at the portals of Michigan State University, which helped me to mold myself into a confident person both in my personal and professional life. His continued thoughts and guidance through out this research work and thesis writing were greatly appreciated. I sincerely thank Dr. Matt Syal for supporting me as a graduate student for the complete two-year study at MSU without which this would have been a distant dream for me. I also thank two other members who served on my committee, Mr. Paul Streng and Mr. Faron Supanich-Goldner. I sincerely appreciate their interest, enthusiasm and confidence in the research and their taking the time to participate and actively serve on my committee. I also thank Professor Tim Mrozowski and Dr. Tariq Abdelhamid for their valuable time and knowledge that helped me during the times I was filled with doubts. My sincere thanks and appreciation goes to Mr. Howard M. Schwartz and Ms. Elisabeth Knibbe for accommodating and providing me with required information and taking time to talk with me during my research study. I found them to be very cooperative and genuinely interested in my research topic. I also thank the Urban Affairs Programs for extending their support and funding for this research. I also thank Ms. Kennetha McFadden for her support whenever needed. Most importantly, I thank my family and friends who have been very helpful and supporting me in achieving my accomplishments and for always understanding and being with me. I also thank my CM friends and research team for their active participation and support. TABLES OF CONTENTS LIST OF FIGURES ................................................................................ x LIST OF TABLES .............................................................................. xii CHAPTER ONE: INTRODUCTION AND PROPOSED RESEARCH ................. 1 1.1 OVERVIEW ................................................................................. 2 1.2 NEED STATEMENT ....................................................................... 5 1.2.1 AGING OF EXISTING BUILDING STOCK ........................ 6 1.2.2 AGING HOUSING STOCK AND GROWING ..................... 9 DEMAND 1.2.3 NEED FOR DOWNTOWN REVITALIZATION ................... 1 1 1.2.4 BUILDING CODES ..................................................... 12 1.2.5 REHABILITATION COSTS ............................................ 14 1.2.6 TECHNOLOGY AND EDUCATION ................................ 17 1.3 EXISTING RESEARCH .................................................................. 18 1.3.1 URBAN REVITALIZATION .......................................... 19 1.3.2 BUILDING REHABILITATION ..................................... 22 1.3.3 BUILDING REHABILITATION CODE ............................. 23 1.4 SCOPE AND UNIQUENESS OF RESEARCH ....................................... 26 1.5 GOALS AND OBJECTIVES ............................................................. 27 1 .6 METHODOLOGY ........................................................................ 28 1.6.1 PROPOSED RESEARCH ACTION PLAN ......................... 29 1.6.2 COMPREHENSIVE MODEL OF .................................... 31 METHODOLOGY 1.7 CASE STUDY PROJECT TO BE STUDIED ......................................... 36 1.8 DELIVERABLES/OUTCOME ......................................................... 38 1.9 SUMMARY ................................................................................ 38 CHAPTER TWO: LITERATURE REVIEW ............................................... 40 2.1 2.2 2.3 2.4 2.5 2.6 INTRODUCTION ......................................................................... 41 URBAN REVITALIZATION ............................................................ 42 2.2.1 COMPONENTS OF URBAN REVITALIZATION ................ 43 DESIGN 2.2.2 STRATEGIES OF URBAN REVITALIZATION ................... 47 2.2.3 REVITALIZATION EFFORTS IN NEW JERSEY ................. 50 2.2.4 REVITALIZATION EFFORTS IN MARYLAND .................. 52 BUILDING REHABILITATION ....................................................... 56 2.3.1 PRE REHABILITATION CODE INITIATIVE ..................... 56 2.3.2 POST REHABILITATION CODE PERSPECTIVE ............... 59 BUILDING CODES ....................................................................... 60 2.4.1 SUMMARY OF HISTORY AND DEVELOPMENT OF BUILDING CODES ..................................................... 60 2.4.2 CHRONOLOGICAL LITERATURE OF REHABILITATION SUBCODE DEVELOPMENT ......................................... 64 2.4.3 MICHIGAN REHABILITATION CODE ............................. 79 TERMINOLOGY .......................................................................... 80 SUMMARY ................................................................................. 88 CHAPTER THREE: CURRENT REHABILITATION PRACTICES AND 3.1 3.2 NEW REHABILITATION PROVISIONS ................ 89 INTRODUCTION ......................................................................... 90 TRADITIONAL APPROACHES TO BUILDING REHABILITATION ......... 91 3.2.1 REHABILITATION PRACTICES USING PERCENTAGE VALUES .................................................................. 91 3.2.2 BENCHMARKING OF EXISTING STRUCTURES WITH NEW STRUCTURES ................................................... 96 vi 3.3 3.4 3.5 3.6 3.7 3.2.3 SUMMARY OF CRITICAL ISSUES IN TRADITIONAL PRACTICE ............................................................... 98 NEW JERSEY REHABILITATION CODE .......................................... 100 3.3.1 MATERIALS AND METHODS ..................................... 102 3.3.2 NEW BUILDING ELEMENTS ...................................... 103 3.3.3 BASIC REQUIREMENTS ............................................ 103 3.3.4 SUPPLEMENTAL REQUIREMENTS ............................. 106 3.3.5 CATEGORIES OF WORK DEFINED BASED ON SCOPE OF REHABILITATION .................................... 108 3.3.6 ACTUAL PROCESS OF USING THE REHABILITATION SUBCODE .................................... 122 PROVISIONS OF INTERNATIONAL BUILDING CODE: CHAPTER 34 ............................................................................. 132 INTERNATIONAL EXISTING BUILDING CODE (IEBC) ...................... 133 3.5.1 ORGANIZATION OF WORK CATEGORIES IN IEBC..... . ..134 3.5.2 COMPLIANCE REQUIREMENTS FOR SUBSECTIONS. . ....137 MICHIGAN REHABILITATION CODE ............................................ 142 SUMMARY ............................................................................... 144 CHAPTER FOUR: REHABILITATION CASE STUDY IN URBAN 4.1 4.2 MICHIGAN — DETROIT ........................................ 146 INTRODUCTION ........................................................................ 147 OVERVIEW OF DETROIT AND ITS EXISTING BUILDING STOCK ..................................................................................... 148 4.2.1 EXISTING BUILDING STOCK 1N DETROIT — DATA COLLECTION .................................................................. 1 50 vii 4.2.2 POTENTIAL REHABITABLE BUILDING STOCK ..................... 161 4.3 REHABILITATION CODE AND COST ANALYSIS IN IDENTIFIED CASE STUDY BUILDING ............................................................. 162 4.3.1 CASE STUDY BUILDING DETAILS .............................. 162 4.3.2 SCOPE OF THE REHABILITATION PROJECT ................. 171 4.3.3 REHABILITATION WORK SCOPE ANALYSIS ................ 175 4.3.4 COMPREHENSIVE COST ANALYSIS OF REHABILITATION ................................................... 21 1 4.4 ASSUMPTIONS FOR CASE STUDY ANALYSIS ................................. 222 4.5 LIFE CYCLE OF REHABILITATED BUILDINGS ................................ 223 4.6 SUMMARY ............................................................................... 224 CHAPTER FIVE: IMPACT OF BUILDING REHABILITATION ON URBAN REVITALIZATION ...................................... 225 5.1 INTRODUCTION ........................................................................ 226 5.2 URBAN REVITALIZATION POTENTIAL BASED ON MARKET STUDY OF REHABILITABLE BUILDINGS ....................................... 227 5.2.1 STUDY OF EXISTING DEMAND FOR BUILDINGS .......... 228 5.2.2 MAGNITUDE OF POSSIBLE REHABILITATION ............. 230 5.2.3 MARKET CAPTURE RATE FOR REHABILITATED BUILDINGS ............................................................ 231 5.2.4 IMPACT OF CODE-BASED COST SAVINGS .................. 241 5.3 EXPANDED URBAN REVITALIZATION MODEL .............................. 242 5.3.1 INTRODUCTION TO THE BUILT ENVIRONMENT FACTOR .......................................... 243 5.3.2 EXISTING URBAN IUEVITALIZATION MODELS ............ 245 viii 5.3.3 EXPANDED URBAN REVITALIZATION MODEL ........... 250 5.3.4 IMPACT OF SUCCESSFUL REVITALIZATION MODEL .................................................................. 255 5.4 SUMMARY ............................................................................... 257 CHAPTER SIX: SUMMARY AND CONCLUSIONS ................................... 258 6.1 OVERALL SUMMARY ................................................................ 259 6.2 SUMMARY BY OBJECTIVES ........................................................ 262 6.2.1 OBJECTIVE 1 ................................................................. 262 6.2.2 OBJECTIVE 2 ................................................................. 263 6.2.3 OBJECTIVE 3 ................................................................. 263 6.2.4 OBJECTIVE 4 ................................................................. 264 6.2.5 OBJECTIVE 5 ................................................................. 265 6.2.6 OBJECTIVE 6 ................................................................. 266 6.3 LINGERING EFFECTS AND RECOMMENDATIONS ........................... 267 6.4 LIMITATIONS OF RESEARCH ...................................................... 270 6.5 AREAS OF FUTURE RESEARCH ................................................... 271 6.6 CONCLUSIONS ......................................................................... 273 APPENDICES 1. APPENDIX A: REHABILITATION CODE ANALYSIS ....................... 277 II. APPENDIX B: DETROIT MSA MAP .............................................. 340 BIBLIOGRAPHY ................................................................................ 342 ix FIGURE 1: FIGURE 2: FIGURE 3: FIGURE 4: FIGURE 5: FIGURE 6: FIGURE 7: FIGURE 8: FIGURE 9: FIGURE 10: FIGURE 11: FIGURE 12: FIGURE 13: FIGURE 14: FIGURE 15: FIGURE 16: FIGURE 17: FIGURE 18: FIGURE 19: LIST OF FIGURES UNITED NATIONS, WORLD URBANIZATION PROSPECTS AGE OF COMMERCIAL BUILDING STOCK IN UNITED STATES AGE OF HOUSING STOCK IN UNITED STATES AGE OF HOUSING STOCK IN US AND MICHIGAN CALCULATED USING HISTORICAL CENSUS DATA URBAN REVITALIZATION MODEL PROPOSED RESEARCH ACTION PLAN COMPREHENSIVE MODEL OF METHODOLOGY PHASE 1- CALCULATE COST SAVINGS USING REHABILITATION CODE PHASE 2 - MARKET ANALYSIS AND REHABILITATION RECOMMENDATION URBAN REVITALIZATION MODEL COMPONENT MODEL FOR THE LITERATURE STUDY HISTORIC BUILDINGS THAT ARE VACANT AND ABANDONED IN DETROIT PICTORIAL REPRESENTATION OF DOWNTOWN DETROIT’S EXISTING BUILDING STOCK A VIEW OF THE ARCHITECTURAL DETAILS OF THE CASE STUDY BUILDING FRONT ELEVATION OF THE CASE STUDY BUILDING CASE STUDY BUILDING (A& B) IN DOWNTOWN DETROIT, PICTURED IN AUGUST 2002 THIRD FLOOR PLAN OF THE EXISTING BUILDING DAMAGED EXISTING FLOOR COVERING IN THE CASE STUDY BUILDING THIRD FLOOR PLAN OF NEW AFTER-REHAB USE FIGURE 20: FIGURE 21: FIGURE 22: FIGURE 23: FIGURE 24: FIGURE 25: FIGURE 26: FIGURE 27: FIGURE 28: SIXTH FLOOR LEVEL OF THE CASE STUDY BUILDING, SHOWING THE EXISTING OPENNESS OF PAST USE GROUP B, PICTURED IN SEPTEMBER 2002. SEVENTH FLOOR LEVEL OF BUILDING A WITH LOW CEILING HEIGHT OF JUST AROUND 7 FEET, MAKING IT NOT COMPLIANT WITH THE MBC MINIMUM OF 7’6” TWO OPTIONS DEVISED BY THE RESEARCHER TO RECONFIGURE THE EXISTING F LOOR-TO-FLOOR HEIGHT TO MAKE THE CEILING HEIGHT COMPLIANT EXISTING WALL AND CEILING FINISHES IN THE CASE STUDY BUILDING AS USED DURING THE EARLIER OCCUPANCY GROUP B, PICTURED IN SEPTEMBER 2002. MAJOR COMPONENTS OF EXISTING URBAN REVITALIZATION MODELS INTERACTION BETWEEN EXISTING URBAN REVITALIZATION COMPONENTS EXISTING URBAN REVITALIZATION MODEL URBAN REVITALIZATION MODEL: BUILT ENVIRONMENT AS A SIGNIFICANT FACTOR URBAN REVITALIZATION MODEL: OUTCOME OF SUCCESSFUL REVITALIZATION xi TABLE 1: TABLE 2: TABLE 3: TABLE 4: TABLE 5: TABLE 6: TABLE 7: TABLE 8: TABLE 9: TABLE 10: TABLE 11: TABLE 12: TABLE 13: TABLE 14: TABLE 15: LIST OF TABLES CITY OF DETROIT POPULATION FROM 1850 TO 2000 NEW CONSTRUCTION, REHABILITATION, AND DEMOLITION FOR ONE AND TWO FAMILY DWELLINGS IN THE CITY OF DETROIT SUMMARY OF BUILDING PERMITS ISSUED IN CITY OF DETROIT OVER 30 YEARS HISTORY OF CODE ORGANIZATIONS ESTIMATED COST OF REHABILITATION CONSTRUCTION AUTHORIZED BY BUILDING PERMITS STATEWIDE AND IN SELECTED NEW JERSEY CITIES: 1996, 1997, AND 1998 REHABILITATION PROCESS WITH PERCENTAGE VALUES CLASSIFICATION OF BUILDINGS BASED ON OCCUPANCY HAZARD CATEGORY FOR OCCUPANCY CLASSIFICATION GROUPS HAZARD CATEGORY FOR SUBSECTION MEANS OF EGRESS HAZARD CATEGORY FOR SUBSECTION HEIGHT AND AREA CLASSIFICATION OF REHABILITATION WORK AND ISSUES ADDRESSED IN EXISTING STRUCTURES HAZARD CATEGORY FOR SUBSECTION HEIGHT AND AREA CITY OF DETROIT AND SOUTHEASTERN MICHIGAN OFFICE MARKET AS OF DECEMBER 2002 COMPREHENSIVE LIST OF EXISTING VACANT BUILDINGS IN THE CITY OF DETROIT THAT ARE DECLARED TO BE IN THE VACANT / NOT IN USE CATEGORY UNDER THE REGISTER OF WAYNE COUNTY, MICHIGAN BY THE NATIONAL REGISTER OF HISTORIC PLACES FLOOR AREA DESCRIPTION OF THE CASE STUDY BUILDING xii TABLE 16: TABLE 17: TABLE 18: TABLE 19: TABLE 20: TABLE 21: TABLE 22: TABLE 23: TABLE 24: TABLE 25: TABLE 26: TABLE 27: TABLE 28: DETAILS OF CEILING HEIGHTS IN BUILDING “A” IN CASE STUDY BUILDING HAZARD CATEGORY FOR SUBSECTION LIFE SAFETY AND EXITS HAZARD CATEGORY FOR SUBSECTION HEIGHT AND AREA HAZARD CATEGORY FOR SUBSECTION EXPOSURE OF EXTERIOR WALLS SUMMARY OF CRITICAL DIFFERENCES IN THE PROVISIONS OF THE MBC AND THE MEBC RELATED TO STAIRWAYS, A MEANS OF EGRESS COMPONENT SQUARE FOOT COST OF APARTMENT (8-24 STORY) NEW CONSTRUCTION VS REHABILITATION COST COMPARISON TABLE IN CASE STUDY BUILDING SUMMARY OF COST SAVINGS IN REHABILITATION USING MEBC OVER MBC DRAW AREA DISTRIBUTION OF MARKET POTENTIAL IN THE CITY OF DETROIT DELINEATION OF ANNUAL MARKET POTENTIAL FOR DOWNTOWN DETROIT MARKET POTENTIAL FOR NEW MARKET-RATE HOUSING UNITS IN DOWNTOWN DETROIT CHARACTERIZED BY GENERAL HOUSEHOLD TYPE AND HOUSING UNIT TYPE ANNUAL CAPTURE OF THE MARKET POTENTIAL FOR DOWNTOWN DETROIT DEPENDING ON HOUSING TYPE RANGE OF RENTS, PRICES, AND SIZES FOR NEW DEVELOPED MARKET—RATE RESIDENTIAL UNITS IN DOWNTOWN DETROIT xiii CHAPTER ONE INTRODUCTION AND PROPOSED RESEARCH 1.1 OVERVIEW Over the centuries, cities worldwide have served as centers of economic development in terms of fiscal growth, quality of life and new opportunities. In the year 2000, over 47% of the world’s population resided in urban areas, and researchers predict that by 2025, over 60% of the Earth’s people will live in urban areas [Gow and Pidwimy 1996]. A fast paced urbanization is o ccurring in d eveloping c ountries w hen c ompared to the c urrent development rate of developed countries. While urban growth in developing countries is around 3.5% per year, the developed countries have a dawdling growth of less than 1% per year, as these areas underwent urbanization almost a century ago. The fact that over 70% of the population in the United States and Europe live in urban areas rationalizes the kind of development that occurred in the early 1900’s. Figure 1 signifies the level of world urbanization comparing some of the most developed countries with that of the developing countries. I [311950 I 1970 El 2000 El 2015 30 Population (in millions) Figure 1: United Nations, World Urbanization Prospects [Modified from PRB 2000] In United States, due to the augmented rate of development pattern, urban areas are now undergoing urban sprawl, in which the cities begin to extend into surrounding areas as low-density development. Almost three quarters of the United States’s population lives in urban areas while one quarter lives in rural settings. Despite the fact that there is a great concentration of people in urban areas in United States, many cities are reported to be losing population. This is more evident in the older cities that were developed during the late 1800’s to the early 1900’s. For example, since 1950, Detroit has lost nearly half of its population. Similarly, between 1980 and 1990, the following cities became smaller: Pittsburgh (-12.8%), St. Louis (-12.4%), Cleveland (-1 1.9%), New Orleans (-lO.9%), Buffalo, (-8.3%), Chicago (-7.4%), and Atlanta (-7.3%). Other shrinking cities include Philadelphia, Baltimore, Washington, DC, Toledo, Cincinnati, Denver, Memphis, and Kansas City [WRI 2002]. Why is this happening? Revitalization of these old is needed to sustain this valuable urbanization. The focus of this study is to look at these dying cities and explore the feasible measures to revitalize them. For example, someone who has not been in Detroit cannot imagine the wild disparity between the potential beauty of structures like the old Michigan Central Station, the Cadillac Hotel and the Broderick Tower and how they look now in their boarded—up, vacant state [Detroit 2002]. Detroit is the economic Cap ital of Michigan with job and business opportunities. However, it is surprising to note that Detroit has become the first major city in US history to have fallen below a population of 1,000,000. Newly released 2000 US Census data shows the city to have a population of 951,270, down 7.5 % from the 1,027,974 registered in the 1990 census. This is in contrast to other large Eastern and Midwestern central cities that experienced a k . population turnaround (such as New York, Boston, Chicago, and Minneapolis). Detroit reached its population peak at 1,850,000 in 1950. Table 1 shows the wide range of population fluctuations in the city over the period, 1850 to 2000 [DEM 2002]. Table 1: City of Detroit Population from 1850 to 2000 [DEM 2002] Year Population Increase % 1850 21, 000 1860 46, 000 25, 000 1 19.0% 1870 80, 000 34, 000 73.9% 1880 116, 000 36, 000 45.0% 1890 206, 000 90, 000 77.6% 1900 286, 000 80, 000 38.8% 1910 466, 000 180, 000 62.9% 1920 994, 000 528, 000 113.3% 1930 1,568, 000 574, 000 57.7% 1940 1,623, 000 55, 000 3.5% 1950 1,850, 000 227, 000 14.0% 1960 1,670, 000 -(180, 000) -9.7% 1970 1,514, 000 -(156, 000) -9.3% 1980 1,203, 000 -(311, 000) -20.5% 1990 1,028, 000 -(175, 000) -14.5% 2000 951, 000 -(77, 000) —7.5% Many social, economical and physical factors contribute to this out-migration of population from downtown cities, a critical issue. Similar to social and economic factors like higher central city crime rates, declining neighborhood quality, poor central school education, higher c entral city p ublic s ervice c osts, and inferior q uality o f s crvices, the built environment factors such as poor infrastructure and 01d, dilapidated building stock alSO contribute to this out-migration from cities. Availability of healthy infrastructure, k increased economic activities; good schools, low crime rate, quality of life and new opportunities contribute to the overall model of urban revitalization. This study’s focus is on the built environment factors, especially the old, vacant and/or underutilized building stock, as a significant physical pull factor in achieving urban revitalization in Michigan. 1.2 NEED STATEMENT One key resource for urban development is the availability of infrastructure. As development occurred in these downtown urban centers in the early urban era (during the late 1800’s to the early 1900’s), most of the available infrastructure is now aged and in dilapidated condition. The important infrastructure segment left unnoticed or ignored is the valuable commercial buildings along the majestic downtown crossings. There is a great potential in rehabilitating this ignored infrastructure, and converting them to suitable uses that can attract people back to these historically significant downtowns. A possible solution for this urban revitalization is the economical conversion of old/vacant office buildings and commercial centers into a large residential use. This study is focused on reducing the wide disparity that exists in the usage of old, vacant building stock in Detroit. The potential is high for economically converting smaller, mid-block, and high- rise office buildings no longer reasonable for office use into residential units. The greatest physical asset offered by most older buildings is location. In many major cities, older buildings occupy prime downtown locations while industries are located near the Central Business District (CBD). The existing old/vacant buildings were built in the early 1900’s and most of these buildings are either not in use or underutilized. This commercial building stock may be converted into residential use at an affordable cost using the new Michigan Building Rehabilitation Code, which incorporates the factor of economical feasibility in rehabilitating the stock of older buildings. The significant element of this research work is to identify the potential of building rehabilitation adopting the new Michigan rehabilitation code in encouraging urban revitalization in overlooked downtown areas of Detroit. The cost—benefit factors in adopting the new rehabilitation code over the existing building codes are analyzed and its impact on urban revitalization is investigated. 1.2.1 AGING OF EXISTING BUILDING STOCK In United States, the stock of existing commercial, residential and industrial buildings continues to age. In 1995, the median age of the housing stock was nearly 30 years, and almost 34% of housing units were constructed before 1950. The situation of commercial and industrial buildings is no different from that of the residential stock. Figures 1 and 2 represents the age of the commercial and residential building stock in the United States, categorized as built before 1945/1950, from 1945/1950 to 1980, or after 1980. AGE OF U.S. COMMERCIAL BUILDING STOCK: 1999 so EIBefore 1945 E 50 r ' [31946-1980 " CIAfter1980 ‘ LU 0 40 < E I u, 30 A i g 473 ‘ E 20 ' 32.9 10 ~ 19.8 , 0 .. -_ YEARBUILT Figure 2: Age of Commercial Building Stock in United States [Energy 2001] I If, EH, ,, ,7, , l AGE OF U.S. HOUSING STOCK 60 ~ 3 lrrrrrfi'ée‘feiét—QSSO l 50 . [31950-1980 I I . DAfter1980 l m [7“ ”"7 7.7..7... ‘ I g 40 i I- i E 30 ——~ I o E l 20 43.9 ,A H“ _ 10 .. ______ 22.5 .__..._fi. 0 l I YEAR BUILT Figure 3: Age of Housing Stock in United States [US Census 2000] These residential and commercial buildings represent a national asset vital to meeting the demand for housing and commercial development. In almost all of the developed U.S. states, the primary cities that facilitated development in the early 1900’s began to lose population as people started migrating out of cities in search of better living conditions. This left most of the city buildings deserted due to improper maintenance and upkeep. As there were no occupants, these buildings deteriorated in quality over time, leaving the concrete blocks aged without rehabilitation. Michigan’s case is no different. Detroit, Michigan’s only city with a population over 250,000, lost 76,707 or 7.5% of its 1990 population, as shown in Table 1 earlier. Meanwhile, the suburbs of the Detroit/Flint/Ann Arbor metropolitan region increased by 7%, and suburban districts of other urban counties (for example, Kent, Ingham, and Ottawa) increased by 12.6% (Suburbs of Detroit metro) [Menchik 2002] This sprawl left most of the historically important buildings unoccupied. Most of elegantly lined-up high-rise buildings along Woodward Avenue in downtown Detroit are currently vacant for more than twenty consecutive years. The majority of these structures that are aged need to be rehabilitated to attract people to move back into the cities. On a fifty-year life cycle theory of buildings, almost half of the available building stock in Michigan is aged, and in Detroit, more than 70% of the existing stock is aged and needs rehabilitation. Similar situations prevail in most developed areas like Boston, Chicago, Minneapolis, New York, New Jersey, and Cleveland, which also need revitalization of aged building stock. 1.2.2 AGING HOUSING STOCK AND GROWING DEMAND For a sustainable urban model, housing is one key element that keeps people intact with the urban neighborhoods. As the existing U.S. housing stock ages, the need to update and modernize becomes critical to continued use. Figure 4 demonstrates that around 43.9% of housing units currently available in the U.S. were built during the period 1950 — 1980, and around 33.6% of the units were built before 1950. Michigan’s housing conditions are similar to those of the nation. The need and opportunity for rehabilitation work is even greater in older cities such as New York, where almost 75% of the cost associated with building permits was for work on existing houses [Syal et a1. 2002] Age of Housing Stock in US and Michigan Percentage of Housing Stock N 01 Before 1950 1950 - 1980 After 1980 13 us Stock Year Ran e g I Michigan Stock Figure 4: Age of Housing Stock in US and Michigan Calculated Using Historical Census of Housing Table Data [US Census 2000] In Michigan, there are 3.85 million housing units, and around half of these were built in 1959 or earlier [MI-Census 1990]. Around 1.23 million housing units have already crossed the fifty-year age threshold and may be candidates for rehabilitation. However, the cost of rehabilitation is often so significant that it precludes the reuse of aging housing stock, leaving it abandoned to deteriorate further. As shown in table 3, according to the Southeast Michigan Council of Governments, the city of Detroit issued 20,676 building permits for new residential building construction over a thirty-year period from 1970 to 2002, whereas 165,012 permits were issued for the demolition of residential buildings during the same period [SEMCOG 2002]. This indicates significant potential for rehabilitation-related work in the city. If even a small percentage of these buildings could have been rehabilitated as affordable housing, it would have made a huge difference in the affordable housing crisis in the city. Population growth has always been recognized as a primary driving force for housing demand, but new recognition has centered on the vital factor of an aging stock of available housing. At present, there is a great move to bring population back to the cities as a revitalizational move. The crucial factor in achieving success in revitalization is providing healthy homes in the cities. This aging housing stock needs to be rehabilitated to provide better living conditions. In addition to the existing housing stock, cities have a great potential for converting vacant or underutilized commercial buildings to market-rate residential structures, thereby increasing the housing stock in the commercial center. For example, Detroit has an amazing stock of buildings ranging from high-tech office and commercial structures to luxury condominiums. Detroit’s developmental problems are well known, and the city reached its depths of despair in the 1980’s. Numerous 10 commercial buildings in the Detroit downtown area are still vacant and underutilized. These b uildings c an b e converted to h ousing units to s erve the d emand for a ffordable housing for people at varied income levels. This conversion encourages mixed use of buildings, bringing more harmony to the urban lifestyle. The aging stock and growing demand for housing instigate the need for revitalization through rehabilitation. 1.2.3 NEED FOR DOWNTOWN REVITALIZATION Downtown areas are dying as people are moving to the suburbs in large numbers. These historically significant downtowns must be revitalized to bring back the charms of downtown living. Downtown revitalization may call up visions of new stores and buildings rising from decaying downtowns. In reality, downtown revitalization is a people process. Through it, people make decisions about their community and work to make those decisions bear fruit. It is more realistic to envision downtown revitalization as a progression of decision-making steps that, through commitment and work, finally result in a dynamic downtown. In downtown Detroit, the new and large projects like Compuware‘s Headquarters, sports 3 tadia, c asinos, the R enaissance C enter (under G M o wnership), and s o o n h ave received a lot of attention. The Stuber-Stone, the Venn, the Garfield Building, Canfield Lofts, the Gem Theatre, the "Good Housekeeping" building, the Addison, the CPop Gallery, Brush Park mansions, Ferry Street mansions, and too many more to mention are all welcome additions [Detroit 2002]. Nevertheless, there is an immense need to bring the decaying buildings along the historic downtown corridors back to use. 11 1.2.4 BUILDING CODES Building codes govern the way buildings may be built and used. Building codes are primarily developed to protect the life, safety and health of the public. When these codes were first developed, they were used principally for new construction, thereby eliminating unsafe buildings from use. Adaptive re-use of existing buildings is an effective tool in fighting urban sprawl and revitalizing urban centers, bringing peOple back to cities. Building rehabilitation increases the available housing stock and fosters new businesses in central city areas. Most building codes, however, actually discourage building rehabilitation, as they are primarily intended for new construction and minor changes to existing structures. While it is relatively straightforward to set out requirements for the design and construction of new buildings, predictable regulations for the rehabilitation of older buildings have proven a challenge. Building officials generally have wide discretion in determining the nature and extent of improvements required when buildings are renovated or converted to new uses [Hicks 2000]. The traditional building codes are formulated for new construction with little emphasis on rehabilitation work, forcing b uilding o fficials to impose e xcessive, non-cost—effective regulations for rehabilitation permits. There are set laws for building rehabilitation, which in most cases make it more cost effective to pull down the existing building and construct a new building. Due to the lack o f u niforrnity in regulations, (1 evelopers o ften avoid renovating b uildings b ecause they are unsure of the cost of the project. As a result, existing buildings, usually found in 12 older urban centers, become underutilized. New Jersey became the first state to address this problem in January 1998 when the Department of Community Affairs created the Code for Rehabilitation of Existing Buildings, or the rehabilitation subcode [Hicks 2000]. Any prospective buyer of a building will calculate the economies of scale in purchasing it, keeping in mind the investment that must be made in the building for it to become a viable, income-producing piece of property. This factor, requiring owners to spend in excess to rehabilitate the property, has discouraged development through rehabilitation. The application of existing building codes for such rehabilitation proves to be highly uneconomical in rehabilitating buildings and bringing them back to use. The drive for a separate code for rehabilitation, started by New Jersey and then followed by the U.S. Department of Housing and Urban Development (HUD), which published the Nationally Applicable Recommended Rehabilitation Provisions (NARRP), inclined states to think about the need for rehabilitation of old buildings to achieve revitalization. The International Code Council (ICC) made efforts to unite different building codes into one single code, the International Building Code (IBC), as a national move to adopt a unified c ode system in the U nited States. Different states adopted this unified code, with specific amendments made to the IBC suiting their local conditions and needs. Surprised at the pace of the move for rehabilitation of existing buildings, the ICC more recently felt the need for a separate unified code for rehabilitation of existing buildings, forming the International Existing Building Code (IEBC), which will be in place from the year 2003. The final draft of this IEBC is now available. Following the national move, Michigan felt the importance of this existing building code, as evident from the article, “Implementing a Building Rehabilitation Code in Michigan” [Syal and Shay 2001]. 13 A unique building code for rehabilitation that can bring existing structures back to use less expensively will encourage owners and developers to rehabilitate buildings instead of demolishing them. In many cases, it is simple to make a turn-of—the-century building comply with this rehabilitation code. Foreseeing the above stated need, this work is intended to investigate the potential of Michigan’s new building rehabilitation code to achieve the greatest savings in building rehabilitation, thus revitalizing urban areas. 1.2.5 REHABILITATION COSTS Modern building codes treat unique older structures like outlaws. Surviving building elements in existing structures, such as the windows, stairways, and ceilings, are often ripped out and replaced to conform with the modern codes. In most cases, this replacement is performed even though the existing elements are perfectly safe and sound. Local codes requiring entire existing buildings to meet modern standards ultimately make rehabilitation highly non-lucrative. The elevated cost of rehabilitating the structures, in many cases, impels building owners to tear down the entire structure. More often, these costs make rehabilitation a less profitable investment and potentially leave structures abandoned, causing urban uncohesiveness. Table 2 demonstrates the number of building permits that were issued in the City of Detroit over thirty years and the cost involved for each type of permit: new construction and demolition. Table 3 depicts the number of structures that were demolished over the past thirty years. The critical factor in this immense demolition is the cost of rehabilitating these structures. 14 Table 2: New Construction, Rehabilitation, and Demolition for One and Two Family Dwellings in the City of Detroit [Detroit 1999] New Cost Additions & Cost Demolition Type Construction (In Millions) Alterations (In Millions) Permits Permits Permits One Faimly 163 $16.94 4,808 $42.99 1,914 Dwellings TWO FEM” 2 $0.01 479 $4.54 566 Dwellings Total 165 $16.95 5,287 $47.53 2,488 New Jersey took a lead in identifying the need for, developing and adopting the nation’s first rehabilitation sub-code to successfully remove this major impediment to redevelopment in most of its cities and downtown areas. For example, William A. Connolly, a key person in New Jersey rehabilitation code development as director of the division of codes and standards for the state, explains the impact of rehabilitation-specific code on the cost of rehabilitation in New Jersey. It is demonstrated that there is as much as 50% savings by using rehabilitation code over the codes for modern buildings. In an article published by Ben Forest, it is validated that a four-story senior citizen complex and day care center at 203 Academy Street in Jersey City saved $391,000 in building costs compared to those under the existing code [Forest 1999]. 15 Table 3: Summary of Building Permits Issued in City of Detroit over 30 Years [SEMCOG 2002] New Units Permitted Demolition Permits Totals Year Single Two Multi Single Two Multi New Demo Net Family Family Family Family Family Family Units Units 1969 350 14 222 0 0 1.339 586 1.339 -753 1970 828 20 801 683 836 939 1,649 2.458 -809 1971 788 36 861 1,011 1.130 912 1.685 3.053 -1.368 1972 379 12 1,747 3,001 2,690 1,014 2,138 6,705 -4,567 1973 61 2 956 3,583 2,222 1.592 1.019 7,397 -6.378 1974 20 4 868 2,016 1.644 2.021 892 5,681 -4,789 1975 13 O 1.193 1,594 1 252 2.366 1,206 5.212 -4.006 1976 11 0 577 2,741 1,428 2,786 588 6,955 -6.367 1977 19 0 377 1,922 1.296 2,733 396 5,951 -5.555 1978 9 0 610 2,423 1.464 1,784 619 5.671 -5.052 1979 0 775 2,178 1,032 1,228 781 4.438 -3,657 1980 13 0 915 2,165 2.236 1,104 928 5,505 -4,577 1981 0 1,365 2,482 3,340 1,850 1,372 7,672 -6.300 1982 40 1,238 1,497 1,216 1.304 1,281 4.017 ~2,736 1983 9 O 156 1,173 2.272 1.728 165 5.173 -5,008 1984 12 0 57 1,192 1,598 1.566 69 4,356 -4.287 1985 2 4 213 1,097 2.004 1.736 219 4,837 -4._618 1986 1 0 123 1,548 2,080 2,428 124 6,056 —5,932 1987 2 0 298 1,821 1.562 1,413 300 4.796 -4.496 1988 3 0 362 1,609 1,420 3,272 365 6,301 -S,936 1989 1 0 345 2,936 1,954 1,028 346 5,918 -5,572 1990 0 0 659 1,945 1.512 1,274 659 4,731 -4,072 1991 18 0 338 1,163 920 1,624 356 3,707 -3,351 1992 163 4 333 1,702 998 740 500 3,440 -2,940 1993 40 2 201 1,296 748 1.160 243 3.204 -2,961 1994 39 0 356 964 682 627 395 2.273 -l,878 1995 67 0 138 2,391 1,414 2.144 205 5,949 -5,744 1996 35 20 31 1,223 864 6,345 86 8,432 -8,346 1997 68 2 25 2,167 1.156 1,515 95 4,838 -4.743 1998 79 2 235 1,984 928 1,541 316 4,453 4137 1999 176 4 374 1,914 1.132 1.771 554 4,817 —4,263 2000 84 18 216 1,517 768 2.225 318 4.510 4192 £01 62 4 155 2,345 1.120 1.212 221 4,677 -4,456 2002 0 0 0 223 162 105 0 490 490 Totals 3,368 188 17,120 59,506 47,080 58,426 20,676 165,012 -144,336 l6 Under the old code, the rehabilitation would have cost $1,536,000; under the new rehabilitation code, it cost $1,145,000. Before the rehabilitation, the building — formerly an apartment and retail complex — had been vacant for eight years. The success of the rehabilitation code in New Jersey, followed by its success in Maryland and other states, has encouraged Michigan to develop its own building rehabilitation code, which is based on the International Existing Building Code (IEBC) developed by the International Code Council (ICC). This new Michigan rehabilitation subcode should promote renovation of older buildings, thereby affecting the over all model of urban revitalization. The demolitions permits that total more than 8 times the amount of the new construction, as seen in Table 3, can be radically decreased in number, bringing effective revitalization to Michigan, and Detroit in particular. 1.2.6 TECHNOLOGY AND EDUCATION Rehabilitation of existing buildings is an imperative mechanism to revitalize and to meet the growing demands of urban centers. Scores of research are conducted on technologies and processes to reduce the cost of rehabilitation. Even though the rehabilitation industry tends to be very slow in adopting new technologies, a survey of new technologies could help promote more cost-effective practices. This includes advances in materials, products, tools, equipment and systems and their applications, methods used during the design and construction process, and new and improved equipment used in diagnostics or construction activities. In addition to rehabilitation code research, such technology innovations could also significantly impact changes in revitalization. While there is a 17 clear move for new technologies, advances and innovations in the existing rehabilitation, technologies should be brought by amplified research activities for materials, products, tools, equipment and existing systems. Some of the major technology innovations in terms of rehabilitation construction methods and materials, design manuals for rehabilitation, innovative site utilities, Cost Effective Energy Conservation Standards (CEECS) in existing buildings, innovations in rehabilitating septic systems, electrical and plumbing technology guidelines, thermal compliance for old buildings, and on-site waste water treatment and disposal systems for existing urban structures can cause accelerated revitalization in terms of technological back up for innovative codal solutions [HUD 1995]. Rehabilitation technology training must be initiated to implement successful research in real rehabilitation fields. Owners of old, dilapidated, unused and under used buildings in urban corridors must be educated of the need for revitalization through rehabilitation to bring real change in existing urban settings. Developers, owners, and city officials must be made aware that Rehabilitation subcode reduces project costs in order to encourage them to implement it. Training programs, continuing education for contractors and developers, and published research -results will initiate this mass building rehabilitation. 1.3 EXISTING RESEARCH The three major research areas that initiated this study are the need for building rehabilitation, manifestation of the building rehabilitation codes, and urban revitalization with growing demand for urban infrastructure. As urban problems result from intertwined l8 social and economic factors, combating these problems requires a collaborative effort from various entities involved in the urban conglomerate. No extensive research has been performed investigating building rehabilitation as a vital tool to achieve urban revitalization. This is the unique target 0 f t his research w ork. T he s econd c hapter, the literature review, details various literature contributing to this discussion. A variety of research articles and reports related to urban revitalization and building rehabilitation code serve as sources of existing research. 1.3.3 URBAN REVITALIZATION Urban revitalization is an economic and social strategy that has been necessitated by decreased interest in both residential and commercial buildings within major cities. Throughout the United States, many major metropolitan cities have witnessed this decreasing interest pattern over the years. Revitalization initiatives have been created and are being effectively implemented in various cities across the United States. These initiatives are described as comprehensive, integrated strategies and initiatives, multidimensional and holistic in n ature, with a focus 0 n s ocial, economic, p hysical o r political components of community development [Kadushin 1996]. The study performed by Abraham Kadushin [1996] on the Neighborhood Transformation Design Model at the University of Michigan illustrates a comprehensive community revitalization design model highlighting planning processes, neighborhood stabilization, children and families, sustenance, shelter and security, and culture and spirit. The author synthesized all these components to constitute a comprehensive strategy for the diagnosis and treatment of 19 many dysfunctional segments and systems of a declined neighborhood, such as housing, human services, health care, education, employment, and safety. Figure 5 modifies the ideas of Kadushin [1996] into a model form of urban revitalization encompassing social, physical and economic fabrics, which are the essential ingredients of a neighborhood transformation design model. Scholars in urban studies who feel the need for urban revitalization have performed in-depth research identifying the social, economical and political factors hindering the growth of distressed cities. The study performed by Sherie Mershon [2000] on corporate social responsibility for effective urban revitalization highlights the need for participation of private, business-sponsored civic associations to participate in revitalizing deprived cities. In addition to transforming the city’s social image and growing its economy, this study was also focused on defending the local autonomy that hinders revitalization. Another case study by Richard Kujawa [1990] highlights the local social and political efforts with strong emphasis on economic restructuring, critical components of urban revitalization. This study examines these comprehensive revitalization ingredients and models and analyzes key factors that affect revitalization. Based on the existing information, the author proposes to improve the existing urban model by adding a physical factor called building rehabilitation to the various parameters affecting revitalization (Figure 5). 20 Process & Stabilization Community Rebuilding and Stabilization of the Existing Physical, Social and economic fabric Culture and Spirit Rebuilding communities b restoration of an ethical culture — Human Values with worth, dignity, respec Children, Youth and Families - Human services Community Centered activities, facilities and programs \ V URBAN REVITALIZATION FACTOR Sustenance Regenerate healthy local economic system — Urban Economic self- sufficiency and Sound, safe shelter in secure environment to all - Homeownership to promote urban stability Shelter and Security ll BUILT ENVIRONMENT Rehabilitation of Old/vacant building stock and stimulate economic growth inviting people back Exfifing Proposed Figure 5: Urban Revitalization Model [Modified from Kadushin, 1996] 21 1.3.4 BUILDING REHABILITATION As buildings age, the need to rehabilitate them and keep them up to occupancy standards necessitates the proper tools and techniques to perform building rehabilitation. Even though much research has been performed to identify technological solutions for building rehabilitation, very little emphasis has been placed on identifying the effect on and worth to urban revitalization. Providing new building stock is not the only way to meet the growing demand for commercial infrastructure. Rehabilitation, renovation, or improvement in the value of vacant and underutilized commercial buildings can contribute considerably to overall urban revitalization. “Innovative Building Rehabilitation T echnologies" [HUD 1995], a study performed by the U.S. Department of Housing and Urban Development (HUD), explored new opportunities for cost-effective rehabilitation techniques. This study also identified the most effective ways to regulate the rehabilitation of existing buildings. In “Innovative Rehabilitation Provisions” [NAHBRC 1999], another HUD study, research efforts recognized the need for a new and predictable approach to rehabilitation regulations, identifying the prevailing difficulties for building rehabilitation as interpreting and dealing with the current inconsistent and unrealistic requirements that discourage renovation. The increased interest in and initiatives for building rehabilitation are a positive signs for urban revitalization. 22 1.3.5 BUILDING REHABILITATION CODE The volume of rehabilitation work is growing throughout the United States. Rehabilitation expenditures have steadily increased from $11.4 billion in 1962 to over $120 billion in 1998 [Census 1999]. These numbers clearly indicate the need to develop a nationwide building strategy that includes a focus on rehabilitation. One major aspect of this strategy is to create a building rehabilitation code independent of the code for new modern buildings. Rehabilitating dilapidated building stock will pave the pathway for better 11 rban infrastructure. N ew Je rsey b rought the b uilding rehabilitation issue to the forefront due to its own growing need; based on a fifty-year life cycle; about half of all houses were candidates for possible rehabilitation within the next ten years [Syal and Shay 2001]. New Jersey’s initiative in developing a rehabilitation code was also due to years of ambiguity in traditional building codes. From the early years of building codes until the late 19705, the three major building codes (BOCA, SBBCI, and ICBO) used a formula called the 25/50 rule to determine the acceptability of proposed rehabilitation work [NAHBRC 1999]. The 25/50 rule allowed a considerable amount of latitude for the local building official to make changes to a proposed plan. Many building professionals cited this latitude as an obstacle to rehabilitation work. Without knowing the work’s exact scope and associated requirements, the rehabilitation project’s cost could not be estimated accurately. As a result, the estimators were forced to apply additional safety factors to their estimates and the resulting estimated cost numbers were often high enough to discourage rehabilitation. The building industry strongly felt that, by 23 developing rules that could be accurately applied, rehabilitation projects would have realistic costs [NAHBRC 1999]. During the 1970's, there was a growing awareness that building codes would have to be adjusted somehow to address rehabilitation. In 1978, the U.S. Congress recognized the need for and entrusted the Department of Housing and Urban Development (HUD) with the task of developing guidelines to assist with the rehabilitation industry. These guidelines were not meant to be adopted as a building code; instead, they were meant to supplement the current building codes. In 1995, HUD organized a symposium and, later, a survey on the rehabilitation guidelines in order to assess their effectiveness. The final analysis indicated that the guidelines were not sufficient for rehabilitation use and would need to be substantially expanded in order to be effective [Survey 1995]. The analysis of guidelines provided an impetus for the development of independent rehabilitation building codes. New Jersey began developing a separate rehabilitation subcode [Connelly 1998, Forrest 1999] which was the basis for the national version of the rehabilitation subcode, developed by HUD. The final HUD subcode is referred to as the Nationally Applicable Recommended Rehabilitation Provisions (NARRP) [NAHBRC 1999]. This version of the code is used as a basis to develop independent rehabilitation codes for many states, including Michigan. Nationwide recognition of the need for a separate code for existing buildings encouraged the International Code Council (ICC) to expand Chapter 34 of the International Building Code (IBC), which covered existing buildings, into a separate exhaustive code called the International Existing Building Code (IEBC). This code will be available for use by January 2003. Many states started developing statewide existing building codes based on 24 the available final draft ofthe IEBC. Michigan is no exception in c apitalizing o n this outcome of the ICC. Michigan has already developed a detailed statewide code called the Michigan Existing Building Code (MEBC), which is based on the final draft of the IEBC. The author will focus on analyzing the impact of Michigan’s new rehabilitation subcode on building rehabilitation leading revitalization in urban Michigan. Some of the key research publications used by the author are: 0 National Survey of Rehabilitation Enforcement Practices, UIUC and HUD, 1995 0 Uniform Construction Code — New Jersey rehabilitation subcode developed and implemented in 1998 by the New Jersey Department of Community Affairs, Division of Codes and Standards 0 Innovative Rehabilitation Provisions - Demonstration of the Nationally Applicable Recommended Rehabilitation Provisions (NARRP), prepared by HUD and the NAHB Research Center, 1999 0 Implementing a Building Rehabilitation Code in Michigan - policy paper, Community and Economic Development, Michigan State University. Published by Matt Syal and Chris Shay, 2001. 0 Smart c odes in Your C ommunity — A G uide to B uilding R ehabilitation C odes. Prepared by HUD, 2001. 0 Other research articles about the rehabilitation code and urban revitalization. 25 1.4 SCOPE AND UNIQUENESS OF RESEARCH The scope of this research is to identify and demonstrate the significance of building rehabilitation as an effective urban revitalization tool. In addition, this research work will attempt to look at the e ffect o frehabilitating v acant b uildings o n the entire urban revitalization cycle. The author will attempt to investigate the economic issues in rehabilitating old/vacant buildings in downtown Detroit using the new Michigan Rehabilitation Code as compared to the traditionally used Michigan Building Code. The author will not attempt to investigate the social and cultural factors of urban revitalization. The author will address the issues related to the traditional code parameters that increase the cost of rehabilitation, thus creating more obstacles to rehabilitation of buildings in urban centers. The author plans to conduct a detailed case study with an old/vacant abandoned mid-rise building in downtown Detroit for the purpose of validating the cost parameters involved with the new rehabilitation code versus the traditional building code and then project the new code’s impact on renaissance in downtown Detroit. The author plans to modify the existing urban revitalization models by incorporating the built environment revitalization factor (i.e., building rehabilitation). Although Detroit and similar cities feel the need for rehabilitation, the process has not sped up to meet the growing demands due to many factors, including the cost involved in rehabilitation. This defines the uniqueness of this research, as the author explores the opportunities for economical rehabilitation p ooled with s upportive factors like market dynamics and available incentives in Detroit facilitating rehabilitation of uninhabited structures. The built environment, non-social dimension to urban resurgence and its effect on economical factors makes the author’s research unique. 26 H 1.5 GOALS AND OBJECTIVES The overall goal of this research is to identify and demonstrate the potential of promoting urban revitalization through cost effective rehabilitation of old, vacant and underutilized building stock. The major objectives of the work are categorized as below: To study the pattern of existing old and vacant building stock in the City of Detroit and analyze the current market trend in rehabilitated residential units converted from old existing building stock. To study the c urrent c ode regulations in the u rban Michigan for rehabilitation and reuse of existing old and vacant buildings and investigate the scope and potential of using the new Michigan Rehabilitation Code. To develop a set of specifications for rehabilitation and conversion of old/vacant buildings into residential units with the help of a case study in Detroit. To calculate and analyze the cost savings for the rehabilitation of the selected case study building in Detroit based on both the Michigan Building Code and the Michigan Existing Building Code. To illustrate existing building rehabilitation as a critical factor in overall urban revitalization by performing a market analysis based on the case study project. To modify existing models of urban revitalization by incorporating the built environment factor into them based on lessons learned from objectives four and five. 27 1.6 METHODOLOGY Methodology for this research work is categorized based on the objectives defined by the author to accomplish the specified goal. Detailed models have been prepared to illustrate the working procedure to accomplish each of the author’s objectives. A comprehensive model representing the methodology for each specified objective is presented in the next sections. A detailed action plan of how the work is to be accomplished is shown in figure 6, outlining the sequence of activities set up to achieve the goal. The author has categorized the entire work into three phases. Objective one is accomplished with the general data collection and literature review. Objectives two through four are realized by adopting phase 1 of the comprehensive methodology model. Phase 2 of the methodology accomplishes objective 5, while Phase 3 is adopted to achieve the last objective. Each of the methodology models is explained. Objective I : T 0 study the pattern of existing old and vacant building stock in the C ity of Detroit and analyze the current market trend in rehabilitated residential units converter! from old existing building stock. Data c ollected from D etroit is c ompiled a nd c ategorized b y t abulating b uilding type, year built, historic usage, current occupation status, physical condition of the structure, and any available rehabilitation history of the structure. 28 1.6.1 PROPOSED ACTION PLAN c IEBC 2002 o NARRP - HUD 0 NJ Rehab Subcode 0 Urban Revitaliza’n 0 Building Rehab 0 Building Codes Data Collection Existing Building Stock in the City of Detroit (Age, Quality, Location) ‘P Specifications for Current market scope for rehabilitated residential units in Detroit ZVA Detroit Figure 6: Study the Provisions / 1 Identify a vacant Office Bldg. in Detroit-Develop Rehabilitation and Estimate the Rehab Cost 1 Perform Cost Analysis for the Selected Case Study Michigan Existing Building Code 1 Identify the potential for Solutions in Detroit 1 _> SCOPE Of the New Detroit Downtown Michigan Building Building Rehab Rehabilitation Code Pattern Analysis / Past - Rehab Projects Study Market Analysis — . Literature Review ‘___ The Potential Market for Housing in Downtown Detroit Michigan Building Rehabilitation Code [Based on the IEBC Final Draft 2002] Input from the code __> Building Applying *— analysis performed for the case study building Urban Revitalization Market Study . the Proposed Rehab ‘ _' Models - Literature Modified Urban Revitalization Model Incorporating BE Factors (Building Rehabilitation) PROPOSED RESEARCH ACTION PLAN 29 . .3 . ,7 .. - x! ' ... . s; I5 .1 . \ \ c \. ' l . . I ~\,‘,. ..4. ‘v. ~-. . \ .,‘ “J. Rehabilitated vacant structures in downtown Detroit that have been converted to a different use are studied to identify the market potential of such rehabilitated structures. Also, demographic data for Detroit will be collected. Objective 2: T 0 study the current code regulations in the urban Michigan for rehabilitation and reuse of existing old and vacant buildings and investigate the scope and potential of using the new Michigan Rehabilitation Code. Phase 1 of the comprehensive methodology model is adopted to achieve objective two. The codes that are currently in use in Michigan, and particularly Detroit, will be studied. The detailed model for this objective is shown in figure 7. This model is a graphical representation of the methodology with a sequence of yes or no questions. More efforts will be rendered to understand the Michigan rehabilitation code and to determine the scope of adopting this new code in rehabilitation works in Detroit. Objective 3: T 0 develop a set of specifications for rehabilitation and conversion of old/vacant buildings into residential units with the help of a case study in Detroit. Objective three is also achieved through phase 1 of the comprehensive methodology model. To study the real dynamics of rehabilitation code, a case study building is identified in downtown Detroit. This building is of the required category: a Commercial building that is vacant, old and underutilized over several years. The scope of the rehabilitation that needs to be done is defined and based on this scope, detailed SPecifications necessary for rehabilitation are deveIOped. A complete code analysis and COSt analysis is performed based on these specifications. 3O 1.6.2 COMPREHENSIVE MODEL OF METHODOLOGY [OBJECTIVE 2 to 6] Phase 1: Calculate Cost Savings Using Rehabilitation Code [OBJECTIVE 2,3,4] Identify a potential old/vacant office building and develop a set of specifications -— arrive at the rehab cost using the new Michigan Building Rehabilitation Code 0 Study the Michigan Rehab Code’s provisions and limitations in rehabilitation ' Develop a set of specifications for rehabilitation intended to performed ' Scope of rehabilitation of old/vacant office buildings into residential units 0 Cost of rehabilitation (direct & indirect costs) — use case study to find savings percentage in comparison with the traditional building codes 11 Phase 2: Cost Analysis and Rehabilitation Recommendation Perform proposed cost analysis and literature market study of rehabilitated residential units from old/vacant commercial buildings in Detroit (viability). Comprehensive rehabilitation cost analysis Market area dynamics (proposed use with surrounding land uses) Study of demand and supply — Draw areas (ZVA 2002) Analysis of competition and capture rate (rehab market segmentation) Study the potential available for rehabilitated units in relation to the market available and analyze the potential for revitalization ll Phase 3: Expand Existing Models of Urban Revitalization [OBJECTIVE 5, 6] Expand existing models of urban revitalization by incorporating built environment factor based on lessons learned from phases one and two above. 0 Study the existing urban revitalization models and identify the key components that influence urban revitalization and the magnitude of their effects. 0 Modify the existing model of urban revitalization by incorporating the built environment factor, with focus on the subcomponent, existing building stock. Figure 7: COMPREHENSIVE MODEL OF METHODOLOGY 31 Objective 4: To calculate and analyze the cost savings for rehabilitation of the selected case study building in Detroit based on both the Michigan Building Code and the Michigan Rehabilitation Code. As above, phase 1 of the comprehensive model addresses this objective. See figure 8 for a flow chart of the process that will be followed to achieve this objective. Based on the specification developed in objective 3, detailed code analysis and cost analysis is performed. The code analysis includes evaluating the building to meet the code requirements. This is p erfonned u sing b 0th the Michigan B uilding C ode and the new Michigan Rehabilitation Code. Based on the code requirements, rehabilitation cost estimates are prepared for this case study project. Then the costs will be tabulated into two categories: the costs with the regular code and the costs related to the new rehabilitation code. This cost then serves as an input to the market analysis that is to be performed to achieve objective 6. This objective also validates the cost savings factor of the new rehabilitation code over the available modern building code or the Michigan Building Code. This objective, accomplished with the case study project, forms a vital part of the further analysis. 32 1.6.2.1 DETAILED METHODOLOGY FOR OBJECTIVE 2, 3, & 4 - Select a Samnle Identify Old/Vacant Office Buildings In Detroit That Are Potential Candidates for Rehabilitation Select a Samnle —" Specifications Residential Unit Rehab Cost V Traditional Code (BOCA) —> Viability of Using Traditional Code. If It N0 Bldg Unfit for Rehabilitation required for rehab ’ W Study the provisions/ Limitations of Michigan Rehab Code and Apply Them to the Building Under Study I— Codc Provisions—‘ l-_C0(IC Limitations I Perform Cost Analysis Using Traditional Code and New Michigan Rehabilitation Code 1- Direct Cost I" Indirect Cost 1v Cost Comparison (Direct & Indirect Costs) vy: Michigan Rehab ‘ Code Is Not Economical, — Is the Cost of Rehab Economical with the new code? Figure out the Cost of Rehabilitation Using the New Michigan Rehabilitation Code and Prepare Detailed Estimate for Rehab I Calculate the Savings Percentage in Rehabilitating Old/Vacant Commercial Buildings Using Smart Codes over Traditional Codes I Rehab Cost Serves as Input to Phase 2 — Market Analysis Figure 8: Calculate Cost Savings Using Rehabilitation Code 33 Objective 5: T 0 illustrate existing building rehabilitation as a critical factor in overall urban revitalization by performing a market analysis based on the case study project. Phase 2 of the comprehensive model accomplishes this objective. A market analysis and feasibility study is performed for the proposed building rehabilitation to identify the demand that exists in Detroit for residential units rehabilitated from old/vacant commercial buildings. The market analysis study conducted by Zimmerman Volk Associates on behalf of Greater Downtown Partnership in identifying the potential market for housing in downtown Detroit will be used as an important resource for this phase of study. Market Study based on ZVA 2002 I Draw Area I Housing Type 1 Household Type I Annual Capture Rate 1 Rent, Price and Size of units Figure 9: Market Study based on Zimmerman Volk Associates study [ZVA 2002] 34 Also, interviews will be conducted to identify different private and public funding sources such as the commercial banks’ flexibility in rehabilitation lending, the Small Business Administration Loans (SBA Loans), Business Development Center loan programs, local banks and financial institutions lending, Real Estate Investment Trust (REIT), and Limited Partnership funds [ULI 2000] and equity opportunities available for building rehabilitation projects are identified by conduction interviews. Urban revitalization programs will be successful only if there is a cumulative effort from various participants in the urban centers. Considering this as a significant part, objective 5 will help the researcher to identify the market dynamics of rehabilitated buildings and their effect on overall urban revitalization in Detroit. Objective 6: To modify existing models of urban revitalization by incorporating the built environment factor into them based on lessons learned from objectives four and five. Objectives one through five will help to validate whether the new Michigan Building Code is a viable solution that will bring about an economical rehabilitation process. Once the structures are rehabilitated and converted to residential use and other mixed-use types of developments, the market available in Detroit need to be determined. The market analysis performed earlier for downtown Detroit is also used to accomplish this objective. The changes that this element, building rehabilitation, will bring the overall urban revitalization model is then studied to measure the significance of this process. Incorporating the identified built environment factor, building rehabilitation, 35 modifies the urban revitalization model from literature with varied socio-economic factors. In addition, the effect of this input on the urban revitalization cycle is studied and documented. Figure 6 illustrates the proposed modification to the existing urban revitalization model. 1.7 CASE STUDY PROJECT TO BE STUDIED For this research work, a case study building has been identified. The case study building selected is a commercial building (office building) built around 1910 on the historically significant Woodward Avenue in downtown Detroit. This building is lying vacant without any use for more than 15 years excepting a very small first floor area that is occupied by retail shops. The owner of this building permitted the researcher to access the building to estimate rehabilitation costs in order to accomplish objectives three and four. The total area of this commercial office building is around 80,000 Sq. Ft. The building is structurally sound and architecturally very pleasing. The researcher selected this building as a case study candidate based on the codal complications that this building has in terms of rehabilitation. The rehabilitation plans have been obtained from the architect and these drawings are used to develop the specification as defined in objective three. The Michigan Rehabilitation Code- and the traditional Michigan Building Code-based cost estimates are calculated with these drawings obtained from the architect through the owner of the case study building. 36 Process & Stabilization Community Rebuilding and Stabilization of the Existing Physical, Social and economic fabric Culture and Spirit Rebuilding communities b restoration of an ethical culture —- Human Values wi worth, dignity, respect Children, Youth and Families — Human services Community Centered activities, facilities and programs V URBAN REVITALIZATION FACTORS Sustenance Regenerate healthy local economic system - Urban Economic self- sufficiency sustainability Sound, safe shelter in secure environment to all - Homeownership to promote urban stability Shelter and Security H BUILT ENVIRONMENT Rehabilitation of Old/vacant building stock and stimulate economic growth inviting people back to urban centers Existing Proposed Figure 10: Urban Revitalization Model [Modified from Kadushin, 1996] 37 1.8 DELIVERABLES / OUTCOME As an outcome of this thesis, the author plans to produce a comprehensive model for urban revitalization with building rehabilitation as a key instrument. The author will depict the urban resurgence cycle in the form of an Urban Revitalization Model. The other major deliverables would be: 1.9 Compilation of the specifications and rehabilitation cost estimates of selected case study project in Detroit. Code analysis report presenting the differences between using the regular Michigan Building Code and the new Michigan Existing Building Code, with tabulated values of cost savings. Literature based market study for the pr0posed rehabilitation process and identification of building rehabilitation as a potential factor for urban revitalization in the City of Detroit. Deliver an expanded urban revitalization model incorporating the Built Environment factor and compile the recommendations for potential revitalization based on the rehabilitation of existing buildings, a defined component of the built environment. SUMMARY Many old cities like Detroit understand the necessity of revitalization and have initiated the process. However, despite continued efforts for urban revival through social 38 transformation, incredibly little emphasis has been placed on the economic factors such as the cost of revitalization. The one such crucial factor probed in detail in this work is building rehabilitation, encompassing all the supportive factors such as innovations in codes, new technologies, increased incentives, the growing market and accelerated demand. No attempts have been made to understand the social and affordability issues in urban renaissance even though they have considerable impact on the overall revival life cycle. This thesis is an attempt to better understand this issue of revitalization through rehabilitation. Through this proposed research, the author has tried to emphasize the need for implementation of innovations that are taking place to bridge the gap between the growing demand and the declining s upply to m eet p eople’s n eeds. The objectives and methodology of this research will result in better understanding of the building codes and the ways and means of achieving an unblemished urban society through urban revitalization. 39 CHAPTER TWO LITERATURE REVIEW 40 2.1 INTRODUCTION The literature in this chapter can be divided into three major categories: urban revitalization, building rehabilitation and building codes as shown in Figure 11. The author has used the wide domain of urban renewal and revitalization research encompassing social, economical, political and other built environment parameters in introducing the research community with terminology and literature related to urban revitalization. As this thesis illustrates various urban revitalization parameters, the author has detailed issues such as community rebuilding and stabilization, community centered human services, regeneration of local economic system, shelter and security, and neighborhood regeneration, which form a substantial cluster of the urban revitalization model developed in this research. /URBAN REVITALIZATION \ Main Component BUILDING REHABILIE’D Sub Component BUILDING CODES > ,, Sub - Sub Component ‘__—/ Figure 11: Component Model for the Literature Study 41 This section will introduce the reader to various building rehabilitation procedures, recommended rehabilitation provisions and rehabilitation projects. The author has used literature with more emphasis on the impact of the building codes on the process of building rehabilitation. Shay (2001) explored the need and implementation of a building rehabilitation code in Michigan, and the author has used this work as the baseline literature detailing the evolution and impact of the new building rehabilitation subcode. The author will present both terminology and existing literature related to all these three fields. 2.2 URBAN REVITALIZATION The concept of “urban revitalization” is the need to address the concerns of people who live in cities and urban centers that have been undergoing a process of decline characterized by urban sprawl leading to continuing population loss, higher levels of poverty, increasing unemployment, rising fiscal stress, degrading environmental quality, and overall physical deterioration of the existing physical infrastructure. It is not only a conflict between the emotional-spiritual and the social—economical—political; instead, revitalization has to meet the overall collective neighborhood objectives of the people b y improving their quality of l ife. Urban 5 cientists and s ocial researchers h ave explored the cause and signs of urban distress and identified the opportunities for urban renaissance by defining the social, economical, political, emotional and spiritual factors contributing to urban decline. The author has looked at each of these revitalization factors detailed in various research studies and hopes to expand the existing urban revitalization models. 42 2.2.1 COMPONENTS OF URBAN REVITALIZATION DESIGN The basic urban parameters that constitute effective urban renewal (such as social, economical, cultural and political factors) are further broken down and organized under these terms: Planning Process, Stabilization, Children and Families, Sustenance, Shelter and Security, and Culture and Spirit [Kadushin 1996]. The urban regeneration model is woven through all of these components as a social, economical, cultural and political thread. If one closely observes all of the above components it is interesting to note that a constant physical thread, building, which facilitates and supports all of these revitalization components, is present. For better understanding of how these components can constitute a comprehensive strategy for the diagnosis and treatment of distressed urban communities and ultimately lead to revitalization, the author has used the literature to detail each of these components as detailed by Kadushin (1996) in the following sections: 2.2.1.1 Planning Process The planning process is a basic part of towards achieving successful urban community regeneration, including organizational development, envisioning and goal setting, leadership training and development, community organizing, collaboration, coalition and capacity building as strategies for successful and meaningful urban planning and rebuilding process. It begins with an understanding of existing physical, social and economic conditions, assets, opportunities, and human needs people have in the urban community. This planning process then helps to set priorities and prepare the required 43 physical, social and economic programs and designs [Kadushin 1996]. The planning process in an urban revitalization lifecycle facilitates creation and adoption of a comprehensive urban revitalization strategy that provides a framework for solving the puzzle 0 f urban revitalization. T his b asic planning p rocess h elps the u rban scientist to define the problems persisting in a distressed urban community in terms of social, economical, p olitical and other p ull factors and to generate s olutions to achieve u rban renaissance. 2.2.1.2 Stabilization Stabilization of the existing physical, social and economic conditions is a major step towards achieving revitalization. Two of the primary factors, physical and economic stabilization, can be achieved to a considerable magnitude through rehabilitation of the existing residential and commercial structures. These rehabilitation projects seem to have a small and inconsequential impact on revitalization; however, their real economic impact will be great [Kadushin 1996]. The value of the existing structures, once rehabilitated, will begin to stabilize, thereby also stabilizing overall property values, and resulting in increased investment in the designated urban neighborhood. This will bring a change in the pattern, which ultimately brings in physical and economical stabilization. A secondary stabilization factor that determines success or failure of revitalization is social stabilization. Local institutions such as churches, schools and many CDCs, can serve as mediating bodies to bring social stabilization into a distressed urban community [Kadushin 1996]. Because increased support of church leaders, school districts and CDCs will foster effective urban stabilization, efforts are already in place to promote 44 Detroit’s church-based leadership organizations in order to bring in new momentum to the revitalization process. 2.2.1.3 Children, Youth and Families Children, youth and families form the most vital part of any society. Programs and services targeted at promoting child development, youth development and family functioning contribute critically to the success of any revitalization design. Facilities such as parks, libraries and community centers and services targetting such issues as child welfare and family health care should be provided to meet the needs of the children, youth and families who form the most integral part of the successful urban community. Community-centered development activities supporting the future of these groups will promote people-friendly urban regeneration. 2.2.1.4 Sustenance Sustenance has many different interpretations but generally alludes to economic development in a manner which can be sustained in the long run. This component of the urban regeneration model seeks to rebuild a healthy local economic system with individual, family and community economic self-sufficiency as primary goals. Kadushin (1996) states that a ‘sustainable urban community’ is one that meets the basic needs of all its inhabitants. One major goal in achieving sustenance is to provide employment Opportunities and training suitable to secure them to urban residents, leading to greater financial security and a higher standard of living. Economic stimulus can be brought to distressed communities by the active participation of financial institutions and 45 community development banks. Sustaining all these economic developments will support urban rebuilding, giving it endurance and strength. Sustenance requires a constant improvement and an effort-based approach to achieve regeneration. 2.2.1.5 Shelter and Security In a stable, secure, safe and sound urban environment, it is possible for the urban population to engage in the usual activities of life with less worry and stress [Kadushin 1996]. To achieve this stability, this safe place to live, Shelter is a primary need. Irrespective of the structural stability and spatial conforrnability of a living space, the external security of the urban setting and safety of the neighborhood is equally important. Ensuring livable, secure buildings and ending the worry of homelessness are main objectives in promoting urban revitalization and bringing people back to cities that are now considered to be neither safe nor secure. Developments should occur in such environments promoting a sense of security. The revitalization model should incorporate factors related to achieving this sense of security, such as the condition, value and type of developments that are revitalized; the type of ownership; the investments planned for promoting existing infrastructure; and investments related to increasing the public safety and policing powers of the regenerated urban center. Programs such as comprehensive crime prevention, reduction, and control programs; community—oriented policing programs; and existing building and infrastructure maintenance programs can lead to an increase in individual, family and neighborhood safety in an urban locality, which will serve as a key to successful urban regeneration [Kadushin 1996]. Even though these factors may seem more like social 46 scientists’ thoughts, the author is attempting identify to the relation of these factors in the overall urban revitalization model as one valuable outcome of this research. 2.2.1.6 Culture and Spirit The cultural and spiritual values of a neighborhood define the way one should behave and the way one can lead a happy life. It brings a sense of oneness with the neighborhood, which is almost totally absent in the current city lifestyle. Cultural and spiritual values in to these distressed cities will answer the questions such as: “What should city life be like?” and “What sort of life should be lived?” [Kadushin 1996]. These questions will cause urban residents to think and generate better living conditions. Religious institutions — often termed church-based community development corporations — provide the cultural and spiritual v alues in the c ommunity. T hese have b ecome o ne 0 ft he m ost e ffective vehicles for urban revitalization. 2.2.2 STRATEGIES OF URBAN REVITALIZATION Successful urban revitalization experiences have been achieved with innovations in the strategies adopted. Christopher Howes (1986) at the University College of London identified some successful strategies for achieving urban revitalization encapsulating social, economical and political programs, which the author will be using to define the urban revitalization model in the later part of this research. 47 Inner City Redevelopment Inner city redevelopment can be achieved through extensive measures initiated to improve the economic, social and functional urban structural fabric. Some of the strategies that are adopted to achieve this redevelopment are [Howes 1986]: 0 Developing more retail space and promoting retail businesses with incentives and motivation; 0 Creating more residential space within the inner city, thereby inviting new population into the distressed city; 0 Modernizing old and historic buildings, giving them new life and new use; 0 Creating diversified play areas for children, recreational facilities and public community gathering centers; 0 Removing existing slums and unsafe inhabited buildings and providing better and safer living conditions; and 0 Initiating intensive public participation through awareness programs and community gatherings. Brownfield Redevelopment in Inner Cities A brownfield is an abandoned, unused, or underused industrial or commercial facility where expansion or redevelopment is complicated by a real or perceived environmental contamination [MBR 2002]. Brownfield redevelopment forms an important urban revitalization component as it helps in recycling devastated industrial properties for v arious p urposes. This improves and facilitates the o verall revitalization process. 48 Urban Neighborhood Environmental Improvement Strategy Increasing the pedestrian areas of the existing city road networks, improving and increasing public and private green spaces will facilitate environmental improvement of existing urban neighborhoods. Creation of Low-Rental Public and Private Housing In order to bring people back to cities in large numbers, it is very important to create large amounts of low-cost public and private rental housing with safer living conditions. The absence of affordable, quality rental housing can adversely impact both the labor m arket, b y reducing geographic m obility, a nd equality, b y h urting the u rban poor. Based on the lessons learned from past successful revitalization projects, it is evident that creation of low-income rental housing promotes better and faster urban revitalization. Rehabilitation and Conservation of historic buildings and landmarks Abandoned, unused and dilapidated buildings pose a threat to the rebuilding of the city. These old buildings must be rehabilitated because of their historical importance. They must be assigned new uses, thereby promoting increased investments in rehabilitating and conserving landmark historical structures. The author has divided the urban revitalization literature study into two major parts. Part one identifies the various important components of and strategies for urban revitalization, which will be used in the later part of the research to develop a 49 comprehensive revitalization model. Part two focuses on literature related to the urban revitalization efforts taken by major U.S. cities and on the lessons learned in revitalization. T his 8 econd p art in p articular d etails the e fforts taken b y these cities in achieving revitalization by defining new uses for older or dilapidated buildings (i.e., building rehabilitation). The author uses this literature as an important support for his definition of rehabilitation as a vital tool for urban revitalization. Looking at successful urban revitalization strategies that are practiced in many cities in the U.S. and other developed countries, the author delves into the strategy of rehabilitation and conservation of old, dilapidated historic buildings as a tool for revitalization. Revitalization that occurred in major cities in New Jersey, Maryland, and other states through the process of building rehabilitation is studied and analyzed in detail as part of this literature study. 2.2.3 Revitalization Efforts in New Jersey Though the fourth smallest state in the country, New Jersey is the eighth highest populated state, constituting almost 4% of the nation’s population. New Jersey’s population has grown by almost five times in the last 100 years, which is an alarming rate for an urbanized U.S. state. New Jersey’s population is expected to increase from 8.15 million people in 2000 to 9.1 million by the year 2020—an increase of approximately 12%. [NJ State 2002]. With a negative migration trend found in most cities and developed states, New Jersey’s efforts to revitalize its urban centers have proven successful in bringing in new people and new life. This growing trend is a sure effect of the revitalization efforts that 50 are in place in the state, meeting the growing demands of the population. Many of New Jersey’s cities are experiencing a renaissance, including Jersey City, Hoboken and Perth Amboy [NJ Online 1999]. People in New Jersey’s cities are rediscovering the advantages of urban life: the opportunity for broader cultural, social, economic and political experiences. With the ease of getting to Wall Street and the other businesses and benefits of New York, New Jersey had always been successful in attracting residents and maintaining the attracted population in order to make a living in its cities. The urban planners and state developers have taken steps forward in formulating various Urban Enterprise Zones (UEZ), which have become a hallmark for urban revitalization and a cornerstone for economic growth and development. In the state of New Jersey, the number of Urban Enterprise Zones has expanded from an original 10 in 1984 to the 30 zones in 35 municipalities today. Moreover, the program has helped create 65,070 full-time and 5,000 part—time jobs within the zones. This represents an estimated $13.8 billion in private investment by these businesses [NJ Commerce]. The investments generated through these revitalization zones are in turn offered as incentives for further developments. Revitalization efforts carried out by the state of New Jersey adopted all of the major strategies discussed above such as inner city redevelopment, turning brownfields into greenfields, making the state revitalization plan work through regional partnerships, creating urban redevelopment partnerships, protecting sensitive environmental resources, creating homes for working families, creating housing that makes sense in locations and addressing the need, promoting economic diversity and revitalization, building communities near jobs, providing special housing for those with special needs, helping low-income families save for the future, 51 revitalizing New Jersey's older cities and suburbs, community-based neighborhood planning, providing financial resources and incentives to rehabilitate old commercial and residential buildings in cities and towns, revitalizing traditional mixed—use centers, encouraging city living, ensuring the safety of urban residents, and being more responsive to meet urban demands. One of the significant efforts taken towards revitalization is the investments that have targeted defining new uses for old existing buildings, which in turn served the growing demand for both residential and commercial space in the urban centers. Even though this mode of achieving revitalization through bringing old buildings to new use was slow, there was a clear increase in the later 1990’s, starting from 1996 when the state initiated this mode of revitalization at a greater magnitude. The outcome of these significant efforts was the development of a separate code for building rehabilitation called the Rehabilitation Code for the State of New Jersey. This research work is based on success achieved in New Jersey in developing a separate rehabilitation code, which created a unique momentum for urban revitalization that was later followed by many other dying U.S. cities. The literature relevant to the development and impact of the new building rehabilitation code and its effects on rehabilitation costs and overall revitalization is discussed in the later part of this literature study. 2.2.4 Revitalization Efforts in Maryland Maryland has demographical and geographical characteristics very similar to New Jersey. Maryland is the seventh smallest state in United States, yet it has almost 2% of the country’s population (5,296,486 people spread over 12,4066 square miles of area) [Facts 52 2002]. Maryland, being located at the economic hub of the eastern coast, has experienced quick growth as well as fast urban decline over the past 100 years. This dynamic change in gaining and losing population in Maryland’s major cities initiated the need for effective revitalization and regeneration plans for the dying cities. The fundamental goal of the state planning and development agencies was to assure that Maryland's unique quality of life would be preserved for generations to come. This move brought vivid changes in the pattern of urban design and revitalization in Maryland. Maryland began several Smart Growth initiatives to return the dying cities to healthy, livable communities and centers of economic momentum. Maryland was the first state to attempt and to achieve success at using incentive-based efforts to reverse the costly, inefficient, and often unsightly patterns of development known as "sprawl" by investing in old cities and towns and brining people back to cities [Maryland 2002]. Some of the main goals that were set and achieved by the state as a part of the revitalization plan are [Maryland 2002]: 0 To strengthen and revitalize older towns and cities; 0 To permanently preserve the state's most beautiful historic buildings, commercial centers, and natural landscapes and most valuable environmental resources; 0 To save taxpayers the high cost of building new infrastructure required to support sprawl deveIOpments; 0 To bring new uses to old, vacant buildings; 0 To generate a focused economic momentum in distressed cities and urban centers 53 0 To sharply increase state spending on school renovation and expansion in older communities; 0 To encourage cleanup and redevelopment of contaminated "brownfields"; 0 To spur j ob d evelopment b y o ffering tax c redits for j ob c reation within targeted growth areas; 0 To fight crime by targeting "hot spots," particularly cities like Baltimore, where crime is the worst a To resolve economic and social problems caused by the abandonment of older cities and urban centers; and 0 To assure that Maryland's unique quality of life is preserved for generations to come. The Smart Growth initiatives addressed multifaceted urban needs in cities such as Baltimore, Columbia, and Silver Springs, which were facing problems of urban decline. In the case of Baltimore, most of these strategies were adopted at a higher level of importance as the city was losing population at an alarming rate in the late 19805 and early 19905. During the 19905, Baltimore lost nearly 85,000 people (11.5%), the largest absolute decline and the fourth largest percentage decline of any city in the country of 100,000 or more in population. This decline corresponded to a loss of more than 18,000 households [Maryland Planning]. The state development and planning department identified various corrective measures to prevent urban decline and bring people back to the city, adopting the aforementioned strategies for the problems identified in the historical downtowns and cities. 54 One of the important and effective strategies adopted by Maryland and Baltimore in particular was to revitalize and reuse the old, deserted and dilapidated buildings along the downtown corridor. Based on the analysis and detailed study performed by the Downtown Partnership of Baltimore, it was found that there existed a great potential to renovate the old structures and bring them into new use. On analyzing the number and kind of old unused buildings in the city, it was noted that a large number of vacant buildings were in the commercial building category. Class A office buildings were relatively new and were in great demand, while the class B and class C buildings were lying vacant and posing a sense of death to the city atmosphere. As a part of the revitalization, the city and the state made efforts to identify the scope of rehabilitating these vacant structures and make use of them to fill the available demand in the city. As developmental activities increased both socially and economically, people started migrating to the city (a reverse phenomenon), and these vacant buildings found a great a scope of renewal if converted to residential units. This rehabilitation activity gave a great momentum to urban revitalization in Baltimore, which is very evident from the fact that the population in Baltimore has increased from 2,382,172 in 1990 to 2,552,994 by the year 2000 with a net increase of 7.2%, showing a positive trend in population growth after a long period of declining population [Census Scope]. Further discussion of the kind of rehabilitation performed and investigation of the lessons learned in terms of urban revitalization and the cost related to rehabilitation are covered in the next part of the literature study, focused on exploring building rehabilitation with a focus on building codes. 55 2.3 BUILDING REHABILITATION The process of building rehabilitation not only serves spatial and functional needs, but also acts as a tangible symbol of regeneration and new growth, which supports healthier urban life [Kadushin 1996]. In areas of slow growth and accelerated deterioration, rehabilitation can act as a catalyst and a motivator for sustained development that would include reuse of old diversified building groups such as commercial, educational, industrial, institutional, mercantile, residential, storage, utility and other miscellaneous structures. 2.3.1 PRE REHABILITATION CODE INITIATIVE Any building or structure erected prior to November 6, 1975, is designated as an existing building as per the International Building Code. This is because, before 1975, structures that were erected did not follow a prescribed, nationally or regionally accepted standard building code. Different regions were using different model codes developed by three major code agencies in the United States: the Building Officials and Code Administrators (BOCA), the International Code of Building Officials (ICBO), and the Southern Building Code Congress International (SBBCI). Discussion of the code agencies and a brief history of building codes is offered in the later part of this literature. The local building departments validated and offered acceptance based on whichever model code was used in that region, or, in a few cases, using their own set criteria either based on experience or locally documented technical specifications. This discussion of the pre-rehabilitation code period is further divided into two parts: rehabilitation before the 1970’s and rehabilitation between 1970 and 1998. 56 2.3.1.1 Building Rehabilitation before the 1970’s Rehabilitation works performed prior to 1970 were based on the three model building codes developed by the BOCA, the ICBO, and the SBBCI. These building codes adopted the 25/50 rule to determine the kind of rehabilitation work and the acceptability of the proposed work. If the rehabilitation project’s value was lower than 25% of the building’s value, the local building official had the flexibility to determine how much of the rehabilitation must conform to current codes. If the rehabilitation value was detemiined to be between 25% and 50%, then the entire rehabilitation work scope had to conform to all new building codes. If it was greater than 50%, the entire building had to be brought up to the current building codes [NAHBRC 1999 and Shay 2001]. As per the research study performed by the NAHB Research Center, it is found that rehabilitation works carried out with the 25/50 rule often end up with estimates that are not realistic with higher costs without knowing the exact work scope and associated requirements. The lack of standard rules and methods to determine the scope of rehabilitation often resulted in costs that were enough to strongly discourage rehabilitation, leaving old structures without any reuse. In many cases, when owners plan to rehabilitate some parts of a building, they end up as victims of this 25/50 rule. They are forced to spend many times more than what is needed for that planned renovation, leaving them without any further option other than leaving the building vacant. The author strongly feels that this might be one of the main reasons for so many vacant buildings in urban areas to stay unused. 57 2.3.1.2 Building Rehabilitation between I 970 and 1995 Based on the growing need for and awareness of the need f or rehabilitation of existing old structures, efforts were made to replace the system that linked the compliance of rehabilitation work to the model building codes. The inefficient 25/50 rule was revisited in many ways to formulate a better system to meet the requirements of rehabilitation in a way that could be accurately applied to realistically estimate costs associated with the rehabilitation work [NAHBRC 1999]. In the late 1970’s, the U.S. Congress asked HUD to provide leadership in this regard. As a result, HUD introduced a set of guidelines to streamline and simplify the approval of rehabilitation work. These guidelines were not meant to be adopted as a building code. Instead, they were meant to supplement the three existing model building codes. As an outcome of this move, HUD initiated a study, the National Survey of Rehabilitation Enforcement Practices [Shay 2001, Survey 1995]. Following the survey performed in 1995, HUD prepared rehabilitation guidelines from the lessons learned and these guidelines were used in conjunction with local building officials’ building codes. Since these guidelines were not comprehensive enough to meet the diversified rehabilitation needs across the country, there was some dissatisfaction and numerous concerns were raised. These concerns lead to a detailed study initiative by HUD, organized along with the University of Illinois Urbana- Champaign to c onduct a thorough study 0 f the guidelines and their enforcement. This study identified the need for comprehensive guidelines and enforcement practices standardized throughout the nation. This survey acted as the first stepping—stone towards the formation of a separate subcode for rehabilitation works. This era between 1970 and 58 1995 was the crucial period for the identification of the need for a separate rehabilitation code. 2.3.2 POST-REHABILITATION CODE INITIATIVE The National Survey of Rehabilitation Enforcement Practices performed in 1995 gave a good head start to the rehabilitation initiative in some state code organizations. One of the imperative p layers was New Je rsey, which took a clear lead in analyzing the n ational survey and identifying the need for extensive rehabilitation code research to meet the growing needs of rehabilitation in the state. The New Jersey State Department of Community Affairs ~ Codes and Standards Division began in 1996 to develop a comprehensive rehabilitation subcode called the New Jersey Uniform Construction Code - Rehabilitation Sub Code, which was adopted statewide in 1998. Following the success of rehabilitation economics in New Jersey, many states that faced similar problems of aged existing buildings began to develop rehabilitation codes. Parallely, based on New Jersey’s success, HUD developed the Nationally Applicable Recommended Rehabilitation Provisions (NARRP). Later, NARRP served to make various states aware of the need to develop a separate rehabilitation code. Before chronologically detailing the rehabilitation code development process, the author offers a summary and a brief history of building codes and code development organizations for better understanding of rehabilitation code development discussions. 59 2.4 BUILDING CODES 2.4.1 SUMMARY OF HISTORY AND DEVELOPMENT OF BUILDING CODES A brief definition of building codes and standards is given in the terminology section of this literature review. Codes are the standards, the set of regulations, with which a building must comply in order to protect the life, safety and health of the public. Building codes w ere first u sed in B abylon around 2 000 B .C. T hese codes w ere c rude instruments used to associate building failures with the death of the builder. Since that time, many different codes have been developed, often being spurred on by major tragedies within a society. The first building code used in the United States was in New Amsterdam, New York (now New York City), in 1625. Likewise, the first construction code was established in New York City in 1862. [Shay 2001]. Awareness of the need for more comprehensive building codes increased in the early 1990’s, which lead to the development of various model code organizations that developed model building codes that were used in many states either directly, to regulate the construction process, or indirectly, as a guideline for developing their own building codes. The BOCA, the SBCCI, and the ICBO are the three model code organizations that still exist and work to develop standards and regulations in building construction. The model codes developed by these organizations were used by various states and local governments in the United States until a national move made it possible to develop an international building code encompassing the knowledge and expertise of these three 60 major model code organizations through the formation of the lntemational Code Council. Table 4 details the history of code organizations. Table 4: History of Code Organizations [Shay 2001] (Yatt 1997, ASCE 1999, ACI 1999, ANSI 1999) Year of . . S.No . Code Organization Formed Formation 1 1852 American Society of Civil Engineers (ASCE) 2 1894 United Label (UL) American Society of Testing and Materials 3 1896 (ASTM) 4 1896 National Fire Protection Association (NF PA) 5 1905 American Concrete Institute (AC1) 6 1915 Building Officials and Code Administrators (BOCA) 7 1918 American National Standards Institute (ANSI) 8 1922 International Code of Building Officials (ICBO) Southern Building Code Congress 9 1940 International (SBCCI) Council of American Building Officials 10 1972 (CABO) 11 1994 International Code Council (ICC) The three model code organizations were brought to the same platform through the formation ofthe lntemational Code Council (ICC) in 1994. The first draft ofthe IBC was 61 prepared in 1997 by five drafting committees appointed by the ICC, which held one public hearing in 1998 and two in 1999. The final IBC was published and released nationwide in 2000. This was a major successful move as the lntemational Building Code (IBC) was developed more generically, which enabled most states to modify the IBC to suit local needs and conditions and to use it as the state building code. Following are brief descriptions of each of the three model building code organizations in the U.S. and of the ICC: Building Officials and Code Administrators — BOCA Building Officials and Code Administrators (BOCA) was started on May 14, 1915 in New York City. The first conference of the BOCA was an informal meeting that focused on floor loads, hollow tile for outside and bearing walls, automatic sprinklers, enclosure of stairways, and certificates of occupancy [Becker 1975, BOCA 1999, Shay 2001]. Later BOCA developed the detailed BOCA code that is used even today by some states and local governments. International Code of Building Officials — ICBO The lntemational Conference of Building Officials (ICBO) was started in 1922 with the expressed purpose of creating a code that all communities could accept and enforce. The first 0 fthe o rganization’s m odel c odes was released in l 927 as the U nifonn B uilding Code. The code was adopted by governments around the United States, many of the Caribbean island nations, and other governments worldwide [Shay 2001]. This was the 62 first successful move to develop international code regulations and was successful in reaching across the globe. Southern Building Code Congress International - SBCCI The Southern Building Code Congress lntemational (SBCCI) was created in 1940 and included forty original southern cities within its ranks. By 1999, these 40 cities had expanded to include 2300 cities. The area covered by the SBCCI includes almost the entire Southeast United States. It had wide recognition and acceptance from a diversified group of architects, engineers, owners, developers and city departments. International Code Council — ICC These three model code developers have joined to work under an umbrella organization called the lntemational Code Council (ICC). The ICC was formed in 1994 and was assigned the task of developing a comprehensive building code to replace the three organizations’ existing codes. The ICC also developed a series of international codes such as the lntemational Energy Conservation Code, the Fire Code, the Fuel Gas Code, the Mechanical Code, the Plumbing Code, the Private Sewage Disposal Code, the Maintenance Code, the Residential Code, the Zoning Code and the International Electrical Code. 63 2.4.2 CHRONOLOGICAL LITERATURE RELATED TO REHABILITATION SUBCODE DEVELOPMENT Congressional Action During the 1970’s and Follow-up in 1995 The Status 0 f B uilding Regulations for H ousing Rehabilitation prepared by the HUD Office of Policy Development and Research (1995) National Survey of Rehabilitation Enforcement Practices prepared by Housing Research and Development and Building Research Council at the School of Architecture, University of Illinois Urbana-Champaign (1995-1998) New Jersey Uniform Construction Code - Rehabilitation Subcode developed and adopted by the State of New Jersey, Department of Community Affairs — Division of Codes and Standards (developed in 1996 and adopted in 1998) Nationally Applicable Recommended Rehabilitation Provisions (NARRP), Prepared for HUD by NAHB Research Center and Building Technology, Inc. (1997-1998) Innovative Rehabilitation Provisions — A Demonstration of Nationally Applicable Recommended Rehabilitation Provisions (NARRP), prepared by the HUD Office of Policy Development and Research (1999) Maryland Building Rehabilitation Code — Smart Codes developed by the State of Maryland for rehabilitation works [adopted in 2001] Smart Codes in Your Community — A Guide to Building Rehabilitation Codes, prepared for the HUD Office of Policy Development and Research, by Building Technology, Inc. (2001) 64 o lntemational Existing Building Code — an expanded version of chapter 34 of the International Building Code, developed by the ICC (final draft prepared and released August 2001, final publication expected in 2003) 0 Rehabilitation Subcode Initiatives by various states based on New Jersey’s and the national trend. (2002 to Future) Congressional Action During the 1970’s and Follow-up in 1995: [1970 — 1995] In the late 1970’s, the U.S. Congress identified the need to develop a systematic process to address the growing issue of aged buildings. HUD was appointed to perform research to develop rehabilitation requirements and formulate guidelines for the rehabilitation process. HUD performed some interesting studies during this period even though the magnitude of action taken was smaller. As a result of them, HUD introduced a set of guidelines in the late 1970’s to streamline and simplify the approval of rehabilitation work. These guidelines were not meant to be adopted as a building code. Instead, they were meant to supplement the three existing model building codes [SURVEY 1995]. Though the guidelines developed by HUD were useful in addressing the issues of rehabilitation, there was a great factor of dissatisfaction among the users, and this lead to the revision of these guidelines. In the course of revising the guidelines, HUD joined hands with the University of Illinois Urbana-Champaign to conduct a national survey of rehabilitation enforcement practices in 1995. 65 The Status of Building Regulations for Housing Rehabilitation [1995] To meet the growing demand for housing and to resolve many regulatory issues pertaining to housing rehabilitation, HUD published Residential Rehabilitation Guidelines. However, these guidelines did not achieve success as each of the model building codes addressed the subject of building rehabilitation in different ways. In response to the need to regulate rehabilitation in a more consistent manner, HUD sponsored the first National Symposium on the Status of Building Rehabilitation Regulations in May 1995. The meeting established the status of and trends in rehabilitation regulation, and it resulted in recommendations for follow-up activity by industry, the three model code organizations, and HUD [Report 1995]. Even though this symposium addressed only issues related to housing rehabilitation, the ideas generated served as a catalyst for further U.S. research on various areas of rehabilitation. HUD made five action recommendations in the report published as an outcome of this symposium: 0 To develop a national policy on housing rehabilitation To conduct a national survey of code enforcement practices related to rehabilitation 0 To develop a national model rehabilitation code 0 To formulate a compendium of acceptable compliance alternatives for rehabilitation - To develop methods of complying with legislative mandates related to rehabilitation 66 Out of these five, the National Survey of Code Enforcement Practices related to rehabilitation achieved immediate attention. Thus the symposium conducted to address the Status of Building Regulations for Housing Rehabilitation became the vital base for future efforts in building rehabilitation by identifying the need for the national survey. National Survey of Rehabilitation Enforcement Practices [1995 — 1998] The national survey is one of the 5 recommendations made by the National Symposium on Housing Rehabilitation conducted by HUD in 1995. The model code organizations as well as some individual states (Massachusetts and Georgia) have developed and adopted some regulations that encourage rehabilitation. The enforcement of earlier rehabilitation regulations relied on the extensive exercise of discretion by code enforcement personnel. The code organizations had no information on how this discretion was exercised at the state and local levels and whether the objective of encouraging rehabilitation was achieved or not. To address this question and concern of the model code organizations, a national survey was performed to identify all regulatory constraints to rehabilitation so that they could be removed. The Building Research Council at the University of Illinois Urbana-Champaign performed the survey for HUD between 1995 and 1998. One of the important findings of this survey was that the extent of code enforcement varies from one jurisdiction to another. The HUD survey also found that different regions tend to focus on different code provisions. Some of the interesting findings about code enforcement brought out by the national survey are [Survey 1998]: 67 o In some communities, code administration and enforcement for rehabilitation follows the same procedures that exist for new construction. Others have developed processes and procedures specifically tailored to rehabilitation. o More than three-fourths of the administrators responded that their local processes provided for pre-application reviews that are a part of the review process for rehabilitation construction projects. 0 Rehabilitation professionals had a more positive view of pre-application reviews than did the code administrators. o Twenty-nine percent of the administrators indicated that building permits are always required while 40% always required construction documents. 0 If there was a change of use in the existing building, the entire building had to meet the code requirements for new construction in 35% of the cases; another 35% invoked the new construction code if the new use was more hazardous than the old use. The survey results HUD published provided important perspectives that were useful in future efforts to revise building codes and practices to accelerate the conservation of the nation’s existing building stock. This survey’s results were also useful for the three model code organizations, and state and local code agencies in developing efficient rehabilitation construction codes. New Jersey took a lead in capitalizing on the lessons learned in the national survey and started developing a comprehensive rehabilitation code. This code was greatly successful in terms of revitalization and savings in rehabilitation expenditures, as discussed in detail in the next section. 68 New Jersey Uniform Construction Code - Rehabilitation Sub Code [1996 — 1998] New Jersey issued building permits authorizing construction valued at over $7 billion in 1996. Additions to and alterations of existing structures accounted for about 47% of this amount, and this rate kept increasing as more structures aged [NJ code]. These old buildings, which were built to comply with an earlier building code or with no code, were often still safe and sound. However, the new building codes penalized owners deciding to improve existing structures by requiring compliance with regular building codes at s hitting, unpredictable levels, c ausing rehabilitation c 0515 to be irrational a nd unpredictable. The building codes that were prepared to meet the requirements of new construction had very little room for existing structures, which in turn resulted in either a costlier rehabilitation process or the owners choosing just to abandon the building to avoid huge investments in rehabilitating the structure. This challenged New Jersey to develop provisions for existing buildings that were rational and predictable and that delivered safe, sound rehabilitated structures [NJ Code]. Capitalizing on the knowledge gained and the lessons learned from HUD’s national survey to identify enforcement of rehabilitation regulations in the United States, a rehabilitation subcode committee was formed by the Department of Community Affairs with guidance from a 30—member committee under the coordination of the Center for Urban Policy Research at Rutgers University. The committee was composed of code officials, fire officials, architects, historic preservationists, advocates for people with disabilities, and government representatives [NJ Code]. This committee, formed to work with the rehabilitation guidelines to develop a exclusive rehabilitation subcode, was the first of its kind in the entire nation. The 69 committee published its first draft of the rehabilitation subcode in the New Jersey Register on August 18, 1997, for public comments and opinions. After conducting two public hearings, the rehabilitation subcode was finally released and adopted throughout the state on January 5, 1998. The published code became the first comprehensive code for existing buildings. The new rehabilitation subcode achieved overwhelming success as it made restoration and reuse of old dilapidated buildings possible at reasonable costs, which inspired numerous building owners to rehabilitate their vacant buildings and bring regeneration to the state. As a reward for its success, the rehabilitation subcode or "rehab code" won the national “Innovations in American Govemment” award in 1999, earning the code’s creator, the New Jersey Department of Community Affairs, a $100,000 prize [NY GORR]. The effect of the new subcode was amazingly positive, increasing the total rehabilitation spending dramatically in the state’s largest cities as shown in Table 5. 7O Table 5: Estimated Cost of Rehabilitation Construction Authorized by Building Permits Statewide and in Selected New Jersey Cities: 1996, 1997, and 1998 [NJ DCA] Year 1996 1997 1998 Percent Change Area (million $) (million $) (million $) 1996-97 1997-98 Newark Housing rehab 22.2 19.3 15,2 _ 12,9 — 21.2 Nonresidential rehab 36.4 48.8 93.3 34,2 90.9 Total rehab 58.6 68.1 108.5 16.4 59.2 Jersey City Housing rehab 22.5 16.7 17.6 — 25.7 5.5 Nonresidential rehab 29.0 31.8 71.4 9.8 124.4 Total rehab 51.5 48.5 89 — 5.7 83.5 Trenton Housing rehab 14.4 8.0 10.3 — 44.4 27.8 Nonresidential rehab 18.1 12.9 19.1 — 28.5 47.7 Total rehab 32.5 21.0 29.4 — 35.6 40.1 New Jersey Housing rehab 1,274.3 1,395.6 1,561.3 9.5 11.9 Nonresidential rehab 2,028.9 2,401.7 2,527.3 18.4 5.2 Total rehab 3,303.2 3,797.3 4,088.6 15.0 7.7 L 71 The Codes and Standards Division of New Jersey’s Department of Community Affairs (DCA) estimated that rehabilitation costs were lowered by around 50%, varying between 10 and 60% depending upon the condition of the structure. The long-felt need to address the issue of rehabilitation cost was duly addressed by this new rehabilitation subcode. As an example of the success and benefit of the rehabilitation code, as stated by William Connolly, Director of New Jersey DCA [Forest 1999], “a four-story senior citizen complex and day care center at 203 Academy Street in Jersey City saved $391,000 in building costs thanks to the new code. Under the old code, the rehabilitation would have cost $1,536,000; under the new code, it cost $1,145,000. Before the rehab, the building- fonnerly an apartment and retail complex—had been vacant for eight years”. Many similarly triumphant projects have been completed in the state under the new subcode. Attracted by the economic and implementational successes, many other states (such as New York, Massachusetts, and Maryland), the lntemational Code Council (ICC) at the national level, and local governments started developing rehabilitation codes. Nationally Applicable Recommended Rehabilitation Provisions [1997 — 1998] The NARRP was a continuation of the efforts of HUD in sponsoring the National Symposium on the Status of Building Regulations for Housing Rehabilitation, convened by the NAHB Research Center in May 1995. One of the symposium’s five major recommendations was to develop detailed national rehabilitation recommendations. Simultaneously, New Jersey was developing its rehabilitation subcode based on the need identified by HUD’S national survey. New Jersey’s Code for Rehabilitation of Existing Buildings served as the starting point for the development of the NARRP. The important 72 focus of the NARRP was to make the existing rehabilitation regulations addressed in the model codes more comprehensive such that an existing building in which work is to be undertaken need not be brought up to full compliance with the code requirements for new construction [NARRP 1999]. In general, the model codes (BOCA, ICBO and SBBCI) categorized work related to existing structures into four categories: repair, alteration, change of occupancy and addition. The level of flexibility that was offered by these four categories often left most buildings with few options for rehabilitation. Identifying this factor, the NARRP expanded alteration (most important in many rehabilitation projects) into three parts, thereby increasing the total number of categories to six instead of four. They are: 0 Repair 0 Renovation o Alteration 0 Reconstruction 0 Change of occupancy 0 Addition Rehabilitation work on existing structures is classified into these categories in order to facilitate structuring proportional requirements for additional work instead of penalizing owners with additional regular building code compliance requirements. Following the New Jersey Rehabilitation Subcode’s success, the NARRP gained valuable recognition among various states and local governments in the nation. The NARRP helped to set forth a recommended framework for addressing all types of rehabilitation work in all types of buildings (residential, commercial, etc.). These provisions were developed to be suitable for use by any state, local jurisdiction or model code organization with a 73 minimum of adaptation [NARRP 1999]. Some states and cities that benefited immediately from this were New York State; Massachusetts; Maryland; Minnesota; Rhode Island; Wichita, Kansas; and Kansas City, Missouri. Also, some of the major code development organizations such as the ICC, the Uniform Code for Building Conservation (UCBC), and the National Fire Protection Association (NFPA) adopted the NARRP as a revision to their w ork o n e xisting b uilding c odes. The U CBC w as revised in the year 2000 based largely on the NARRP’s concepts of work area and categorization of rehabilitation work, changing its name to Uniform Code for Existing Buildings (UCEB). The ICC used various resources in 1999 when it established a code drafting committee to develop a code exclusively for building rehabilitation, called the International Existing Building Code [SMART CODES], primarily the New Jersey Rehabilitation Subcode and the NARRP. Thus, these two major innovations served as the base for all future research, development and deployment related to building rehabilitation codes in the United States. In these past five years since the implementation of the New Jersey Rehabilitation Code and the NARRP, rehabilitation of existing structures widely has been more lucrative. 74 Innovative Rehabilitation Provisions by HUD [1999] HUD received an overwhelming response to the NARRP publication that followed the New Jersey Uniform Construction Code - Rehabilitation Subcode. To address a wide audience about the need for and importance of the rehabilitation code, HUD decided to p repare a p ublication as a follow-up to the N ARRP with a real-time rehabilitation p roject e ncompassing the c osts related to rehabilitation u sing the regular model building codes and the new NARRP guidelines. HUD requested that the NAHB Research Center conduct this study in conjunction with a remodeling group based in New Jersey, Asdal Builders. As a case study project, a 200 year old home in Chester, New Jersey, was selected [HUD 1999], and a complete study was performed identifying the cost 0 f rehabilitating this h ome with the 0 1d New Jersey Uniform Construction Code (NJUCC) and the NARRP/New Jersey Rehabilitation Subcode. The case study project in Chester, built 200 years before, had a variety of code issues to comply with in the NJUCC. It had been in need of remodeling for a long time and had been lying vacant for more than ten years. This project was selected as it met the requirements of the study in terms of code issues, age of structure and study location, New Jersey. The old code, the NJUCC used the 25/50 rule for rehabilitation requirements and, as per this rule, if renovations exceeded 50 percent, the structure was required to comply with the regular building code. This project exceeded more than 50% of the value of the building and, hence, the entire structure would have had to comply with the code requirements for new structures [HUD 1999]. On the other hand, the study revealed that the new rehabilitation subcode took a lead over the old Unifomr Construction Code with the new benefits to rehabilitation. This study, sponsored by HUD, had some interesting 75 findings in terms of identifying key areas of cost in rehabilitation of existing structures using the rehabilitation code, such as: 0 Cost of compliance of the existing Foundations 0 Cost of compliance of the existing Egress Windows 0 Cost of compliance of the existing Corridor Width 0 Cost of compliance of the existing Stair Geometry 0 Cost of compliance of the existing Ceiling Heights On completion of this study, it was found that there was a net savings of 20.6% in rehabilitation cost using the new rehabilitation code over the NJ Uniform Construction Code [HUD 1999]. Cost related benefits were made evident through this study performed by HUD and the NAHB Research Center. Maryland Building Rehabilitation Code [1998-2000] The Maryland Building Rehabilitation Code (MBRC) was created as a part of the Smart Codes Initiative during Maryland’s 2000 General Assembly session after seeing the success of the New Jersey Rehabilitation Code. The Maryland Department of Housing and Community Development, along with the Maryland Rehabilitation Code Advisory Council, proposed the rehabilitation regulations in February 2001; the final version of the code became effective throughout the state on June 1, 2001 [MBRC 2001]. The code is organized in a manner very similar to the NARRP, excepting a few changes in terms, redefining the NARRP’s “alterations” as “modifications.” These changes were made to suit Maryland’s local amendments. 76 Smart Codes in Your Community by HUD [2001] This study, performed for the HUD Office of Policy Development and Research by Building Technology, Inc., serves as a guide to the building rehabilitation codes that were developed in the late 1990’s, including HUD’s effort, the NARRP. Though this study was not very comprehensive, it helped to examine the aspects of the current regulatory system and identify some areas of complexity in the existing provisions and new codes that may act to impede the rehabilitation of existing buildings [SMART CODES]. This study also reviewed the major provisions of HUD’s NARRP, issued in 1997, which established a model regulatory framework for possible adoption at the state or local level throughout the nation. This study was a part of HUD’s continued effort to encourage the local communities to address the need for revitalization through rehabilitation of existing buildings that are dilapidated and abandoned. International Existing Building Code followed by Chapter 34 of IBC [2001-2003] The ICC successfully united all three model codes and formed a comprehensive international code called the International Building Code (IBC). The IBC followed a pattern similar to the three model codes and did not have much emphasis on work related to existing structures. Chapter 34 of the IBC, meant for existing structures, was addressing the same four categories (alteration, repair, addition and change of occupancy) as the three model codes. Chapter 34 failed to address all the complex issues related to work in existing structures, as the work’s flexibility was limited. The ICC came to see the importance of work in existing structures based on rehabilitation code development in New Jersey, followed by HUD’s NARRP. This lead to the ICC ’5 formation of a technical committee to develop a draft of a comprehensive existing building code consistent with 77 the family of similar international codes developed by the ICC [IEBC 2001]. Thus, Chapter 34 of the IBC was drafted into a comprehensive existing building code, and the final draft was released for public hearings and comments in August 2001. At this stage the issues addressed by the IEBC are more related to the IBC and future work will be carried out by ICC to make it more comprehensive in relation to its other codes, such as the Fire Code, the Mechanical Code, the Electrical Code and others. A comparison between the New Jersey Code / NARRP and the IEBC is shown below. The IEBC categorized as three levels of alteration what the NARRP called renovation, alteration, and reconstruction. Definitions related to these terms are compiled in the terminology section that follows this literature review. Categories of WormNJ Code / NARRP Categories of Work 1g IEBC 0 Repair 0 Repair 0 Renovation o Alteration - Level I o Alteration - Alteration - Level 2 0 Reconstruction o Alteration - Level 3 0 Change of occupancy 0 Change of occupancy 0 Addition 0 Addition 78 2.4.3 MICHIGAN REHABILITATION CODE The State of Michigan adopted a single statewide building code, named the Michigan Building Code, based on State Public Act 245 of 1999. This code is based on the lntemational Building Code with some minor changes suiting the state’s needs. The level of benefits that the state code offered for rehabilitation of existing structures was similar to the ICC code’s Chapter 34. The study by Shay and Syal [2001] identified the need for implementing a building rehabilitation code in Michigan, which is facing a similar situation in terms of rehabilitation of existing structures to other states such as New Jersey and Maryland. Having seen the success of rehabilitation codes and having felt the need for and importance of a rehabilitation code for the state, the Michigan Department of Consumer & Industry Services (CIS) formed a rehabilitation code committee to consider the adoption of a rehabilitation code for Michigan. The committee began its work by looking at three nationally accepted options for rehabilitation of existing buildings, such as: 1. The New Jersey Rehabilitation Subcode 2. HUD’s Nationally Applicable Recommended Rehabilitation Provisions 3. Chapter 34 of the lntemational Building Code The efforts that started in November 2000 lead to the active participation of many experts in the State of Michigan and to the release of a detailed rehabilitation code for discussion. Meanwhile, the ICC released the IEBC final draft in August 2001; later, this became the primary source for the Michigan Rehabilitation Subcode. C IS recently filed the Michigan 79 Rehabilitation Code for Existing Buildings with the Secretary of State to become effective as of October 2002. Michigan Department of Consumer & Industry Services Director, Noelle Clark, during the code release session said, “Without these new rules, our communities would undoubtedly continue to see property owners and developers investing in new construction rather than using existing buildings. This would mean more aging buildings would be left abandoned, which would only exacerbate the development of valuable farm land, increase urban blight and decay, and reduce the tax base that is necessary to make Michigan cities economically viable” [CIS 2002]. The need for applying this code is more acute in the old cities of Michigan, such as Detroit, which have a large stock of old, dilapidated buildings. This research is intended to identify the effectiveness of the new Michigan Rehabilitation Code to bring urban revitalization to the state, particularly Detroit, which needs early attention. 2.5 TERMINOLOGY This section details the terminology that is used in the later part of the thesis to explain rehabilitation code use and analysis. These terms are adopted from the lntemational Building Code (IBC) and the final draft of the lntemational Existing Building Code (IEBC). A few important terms related to the research discussion are detailed in this section; the remaining terminology is attached as an appendix in the last part of this report. 80 BUILDING: “Building” means a combination of materials, whether portable or fixed, forming a structure affording a facility or shelter for use or occupancy by persons, animals, or property. The term does not include a building incidental to the use for agricultural purposes of the land on which the building is located if it is not used in the business of retail trade. BUILDING OFFICIAL: “Building official” means the person who is appointed and employed by a governmental subdivision charged with the administration and enforcement of the state code or codes and who is registered in accordance with the requirements of 1986 PA 54, MCL 338.2301 et seq. BUILDING CODE: Building codes, as defined by the National Fire Protection Agency (NFPA 1999): “A standard that is an extensive compilation of provisions covering broad subject matter or that is suitable for adoption into law independently of other codes and standards.” BUILDING STANDARDS: Building standards, as defined by the National Fire Protection Agency (NF PA 1999): “A document the main text of which contains only mandatory provisions using the word “shall” to indicate requirements and which is in a form generally suitable for mandatory reference by another standard or code or for adoption into law. Non mandatory 81 provisions shall be located in an appendix, footnote, or fine print note and are not to be considered a part of the requirements of a standard.” DWELLING: A building that contains one or two dwelling units used, intended, or designed to be used, rented, leased, let or hired out to be occupied for living purposes. DWELLING UNIT: A single unit providing complete, independent living facilities for one or more persons including permanent provisions for living, sleeping, eating, cooking and sanitation. EXISTING STRUCTURE: A structure erected prior to the date of adoption of the appropriate code, or one for which a legal building permit has been issued. REPAIR: The restoration to a good or sound condition of materials, systems and/or components that are worn, deteriorated or broken, using materials or components identical to or closely similar to the existing. RENOVATION: The removal and replacement or covering of existing interior or exterior finish, trim, doors, windows, or other materials with new materials that serve the same purpose and do 82 not change the configuration of space. Renovation shall include the replacement of equipment or fixtures. ALTERATION: The rearrangement of any space by the construction of walls or partitions or by a change in c eiling height, the addition 0 r elimination o f any (1 oor o r window, the e xtension o r rearrangement of any system, the installation of any additional equipment or fixtures, and any work which reduces the loadbearing capacity of or which imposes additional loads on a primary structural component. The IEBC breaks alteration down into three levels: 0 Altergtion Level 1: Level 1 alterations include the removal and replacement, or the covering of existing materials, elements, equipment or fixtures using new materials, elements, equipment or fixtures that serve the same purpose. . Altergtion Level 2: Level 2 alterations include the reconfiguration of space, the addition or elimination of any door or window, the reconfiguration or extension of any system, or the installation of any additional equipment. 0 Altergtion Level 3: Level 3 alterations apply where the work area exceeds 50% of the aggregate area of the building RECONSTRUCTION: Any project where the extent and nature of the work is such that the work area cannot be occupied while the work is in progress and where a new certificate of occupancy is required before the work area can be reoccupied. Reconstruction may include repair, renovation, alteration or any combination thereof. 83 CHANGE OF OCCUPANCY: A change in the purpose or level of activity within a structure that involves a change in application of the requirements of the building code or of these provisions. EQUIPMENT OR FIXTURE: Any plumbing, heating, electrical, ventilating, air conditioning, refrigerating and fire protection equipment, and elevators, dumb waiters, escalators, boilers, pressure vessels and other mechanical facilities or installations, which are related to building services. Equipment or fixtures shall not include manufacturing, production or process equipment, but shall include connections from building service to process equipment. HISTORIC BUILDING: Any building or structure that is: 1) 2) 3) 4) Listed in the state or National Register of Historic Places, Designated as a historic property under local or state designation, law, or survey, Certified as a contributing resource within a National Register-listed or locally designated historic district, or Certified or judged by the State Historic Preservation Officer or the keeper of the National Register of Historic Places to be eligible to be listed on the state or National Register of Historic Places either individually or as a building contributing to a historic district. 84 CONSTRUCTION DOCUMENTS: Written, graphic and pictorial documents prepared or assembled for describing the design, location and physical characteristics of the elements of a project necessary for obtaining a building permit. FIRE PARTITION: A vertical assembly of materials designed to restrict the spread of fire in which openings are protected. FIRE-PROTECTION RATING: The period of time that an opening protective assembly will maintain the ability to confine a fire as determined by tests prescribed in Section 714. Ratings are stated in hours or minutes. FIRE RESISTANCE: That property of materials or their assemblies that prevents or retards the passage of excessive heat, hot gases or flames under conditions of use. FIRE-RESISTANCE RATING: The period of time a building element, component or assembly maintains the ability to confine a fire, continues to perform a given structural function, or both as determined by the tests, or the methods based on tests, prescribed in Section 703. 85 FIRE WALL: A fire-resistance—rated wall having protected openings, which restricts the spread of fire and extends continuously from the foundation to or through the roof, with sufficient structural stability under fire conditions to allow collapse of construction on either side without collapse of the wall. SHAFT: An enclosed space extending through one or more stories of a building, connecting vertical openings in successive floors, or floors and roof. Shaft enclosures are the walls or construction forming the boundaries of a shaft. HABITABLE SPACE: A space in a building for living, sleeping, eating or cooking. Bathrooms, toilet rooms, closets, halls, storage or utility spaces and similar areas are not considered habitable spaces. IMPORTANCE FACTOR, I : A factor that accounts for the degree of hazard to human life and damage to property. MEANS OF EGRESS: A continuous and unobstructed path of vertical and horizontal egress traveling from any point in a building or structure to a public way. A means of egress consists of three separate and distinct parts: the exit access, the exit and the exit discharge. 86 MEZZANINE: An intermediate level or levels between the floor and ceiling of any story with an aggregate floor area of not more than one-third of the area of the room or space in which the level or levels are located BUILDING PERMIT: An official document or certificate issued by the authority having jurisdiction which authorizes performance of a specified activity. EXIT: That portion of a means of egress system which is separated from other interior spaces of a building or structure by fire-resistance-rated construction and opening protectives as required to provide a protected path of egress travel between the exit access and the exit discharge. Exits include exterior exit doors at ground level, exit enclosures, exit passageways, exterior exit stairs, exterior exit ramps and horizontal exits. REHABILITATION: Any work, as described by the categories of work defined herein, undertaken in an existing building. TECHNICALLY INF EASIBLE: An alteration of a building or a facility that has little likelihood of being accomplished because the existing structural conditions require the removal or alteration of a load- 87 bearing member that is an essential part of the structural frame, or because other existing physical or site constraints prohibit modification or addition of elements, spaces or features that are in full and strict compliance with the minimum requirements for new construction and which are necessary to provide accessibility. UNSAFE BUILDINGS OR EQUIPMENT: Buildings or existing equipment that are unsanitary or deficient because of inadequate means of egress facilities, inadequate light and ventilation, or which constitute a fire hazard, or are otherwise dangerous to human life or the public welfare, or which involve illegal or improper occupancy or inadequate maintenance, shall be deemed an unsafe condition. 2.6 SUMMARY In this chapter, a detailed review of the literature and the terminology used in urban revitalization, building rehabilitation and building rehabilitation codes have been provided. The chronological explanation of rehabilitation code development in the United States provides the reader with a clear understanding of the need for and use of building rehabilitation code. The next chapter serves as the foundation to the use and application of rehabilitation code as it introduces the current practices and a comparison with the new rehabilitation code provisions. 88 CHAPTER THREE TRADITIONAL REHABILITATION PRACTICES AND NEW REHABILITATION PROVISIONS 89 3.1 INTRODUCTION The rehabilitation practices currently adopted in Michigan for existing structures are highly unpredictable and left to the discretion of the local building official. Given the state’s growing supply of vacant and deteriorating structures, efforts are underway to implement a building rehabilitation-specific code in the state. In this chapter, the author has made an attempt to summarize the existing building rehabilitation practices with the regular building codes and compare them with the provisions developed in the new rehabilitation code. Specific benefits offered by the new rehabilitation code over the regular building codes are discussed in this chapter with suitable examples. The New Jersey Rehabilitation Code, which is the first of its kind, is used to introduce this chapter and later illustrations based on international code and Michigan’s code are offered for better understanding. This chapter is divided into five sections: 0 Traditional approaches to building rehabilitation o The New Jersey Rehabilitation Subcode 0 Provisions of the lntemational Building Code — Chapter 34 0 lntemational Existing Building Code (IEBC) o The Michigan Rehabilitation Subcode The p urpose o f these c odes and p rovisions is to e ncourage rehabilitation a nd r euse o f legally existing buildings, permitting repairs, renovations, alterations, reconstructions, additions, and change of occupancy. Each of these processes is illustrated with suitable examples for the benefit of the reader. 90 3.2 TRADITIONAL APPROACHES TO BUILDING REHABILITATION This section is categorized into three sub divisions, two detailing the traditional rehabilitation approaches that were practiced in various states and local governments in the United States, and the third division summarizing the critical issues in traditional rehabilitation practice. 3.2.1 REHABILITATION PRACTICES USING PERCENTAGE VALUES Traditionally rehabilitation works in existing buildings are primarily dependent on the cost of rehabilitation associated with the project. The higher the cost of rehabilitation, the greater the need for the entire structure to comply with the standards that are enforced for new construction. This system of rehabilitation adopted in many states is widely known as the 25/50 rule. For example, in New Jersey before the rehabilitation subcode was introduced, the Uniform Construction Code (UCC) was used statewide for all works related to existing structures. The UCC used the same 25/50 rule to determine the level of compliance of the structure with the code requirements for newly built structures [NAHBRC 1999 and Shay 2001]. Under this rule, the total value of a building was determined and then compared with the total estimated cost of the rehabilitation work by calculating the percentage of value (PV). Percentage of Value (PV) = Cost of Rehabilitation * 100 Cost Value of the Building 91 Based on the PV calculated for the structure, the required degree of compliance to the requirements for new buildings is determined. Three areas of threshold percentage values are determined based on the relation of the cost of rehabilitation to the cost value of the building: (a) PV less than 25% ofthe building’s value (b) PV between 25% and 50% ofthe building’s value (c) PV over 50% ofthe building’s value In case of a percentage value less than 25 percent, where the cost of the work is under 25% of the value of the structure, the building code provides flexibility to the local building code official to determine the degree to which the alteration work should meet code requirements similar to those for new construction. In many such cases, to avoid the risk of liability that may fall on the shoulders of the building code official in the future, it was found that usually the structures were rehabilitated with the new structure requirements. This situation offered the building code officials greater levels of discretionary powers, leaving the owners with very little predictability of the costs involved in rehabilitation and often resulted in a very high cost for rehabilitation. In the second case, where the percentage value of rehabilitation is between 25% and 50%, the building code requires all altered or repaired portions to meet the requirements of the new construction. This requirement of the alteration to comply with the new code was often not permitted or was technically infeasible with the existing configuration of the structure. As a result of this infeasibility, projects result in high levels of variation in the existing parts of the structure that are not altered of changed. 92 The owner who wanted to add a small thing like a storeroom or a restroom to the existing building was forced to rework most of the parts of the building; that made rehabilitation a costly issue. In addition, it lead to increased levels of unpredictability for the owner in investing in smaller rehabilitations to improve the conditions of the structure to new construction standards. Table 6: REHABILITATION PROCESS WITH PERCENTAGE VALUES Disadvantage of PV Less PV Between PV Greater S.No using Model Codes than 25% 25% - 50% than 50% . Code requires . Code requ1res the . Code Offic1al (CO) . that the entire Procedure . alterations made decrdes degree of . structure 1 Adopted for . to comply w1th . compliance of the comply w1th Compliance . new structure pr0j ect to code _ new structure Requirements requ1rements . requ1rements Higher cost as CO Project penalized Very high 2 Effect on Cost of _ . . 1ncreases scope to w1th very hlgh cost of Rehabilitation _ _ . . . . . . . reduce liability rehab1lrtatron cost rehabilitation Low predictability lnfeasibility of Often owners 3 Effect on Rehab of rehab cost by project often avoid rehab, Process (Owner) owner — increased results in high afraid of cost L variation levels of variation associated 93 In the third case, where the percentage value of the rehabilitation work exceeded 50%, the building code declared the building unfit for reuse and forced the entire building to be rehabilitated as per the requirements for new construction. This not only affected the rehabilitation scope of the project, but also affected the portions of the building that were not planned for rehabilitation. For example, a building which has three stories and has an occupant load of 200 people, built in the early 1900’s, would often have one means of egress. Assume that the owner submits a proposal to add a extra floor to the existing building to meet increased demand, and a building evaluation process is performed on the structure. If the percentage value is more than 50 percent, then the entire building has to comply with the new structure requirements. In this case, the building that had only one means of egress is forced to be rehabilitated with two means of egress as per the building code, and this leaves the owner with higher costs of rehabilitation. Because of this, many structures that have potential for reuse are left vacant and allowed to dilapidate over time. In addition to the percentage value-based code compliance regulations for existing structures, there were three other major limitations of using the regular building codes such as: 0 Area modification in existing structures during the rehabilitation process when additions were made to the existing configuration 0 Accessibility requirements in existing structures 0 Change of occupancy compliance requirements, where the change of use is made in the existing structure 94 This can be more vividly explained with an example of an existing structure. Let us consider a structure that was built 50 years ago, used as an Educational facility and classified as a Group E building. If the owner decides to rehabilitate this old educational facility and has two options: to rehabilitate the building to the same use again or to convert this school building into a institutional facility under Group I, an occupancy group including hospitals, penal or correctional facilities or day care and child care facilities. For option two, the code requirements under the regular building codes are very severe. Let us first consider first the option of rehabilitating the structure to the same use. As this structure was erected prior to November 6, 1975, and did not follow any prescribed standard building code, the area limitations and the accessibility requirements of the new code are not similar to the state of the building. When additions to such old structures during rehabilitation exceed 5% of the area of the existing building, then the existing structure is required to meet current building code for items such as interior finishes, lighting, ventilation, means of egress, sizes of windows, open space, seismic requirements, and fire protection and safety. If the value of the rehabilitation of the existing structure is more than 50% of the actual building value, then the accessibility compliance imposed by the modern building code during rehabilitation is considerably strong. The new rehabilitated structure needs to address accessibility requirements such as elevators, platform (wheelchair) lifts, stairs and escalators, ramps, dining areas, performance areas, assembly areas, toilet rooms, sales and service counters and, maximum height of thresholds at the doorways. 95 Now, let us consider the second option in which the owner decides to change the use of the existing building from an educational use to an institutional use. As per the model building codes, whenever a change in use is proposed for an existing structure, then the e ntire structure n eeds to c omply with the p roposed n ew u se group’s b uilding code requirements, Group I’s requirements in this case. When an entire building must be brought to compliance with the new code requirements, the scope of rehabilitation is very high, and this situation often leaves the owner with highly unpredictable rehabilitation costs. Many existing structures have had rehabilitation plans shelved in the past because of these code complications and higher rehabilitation costs, leaving behind old and dilapidated structures. 3.2.2 BENCHMARKING OF EXISTING STRUCTURES WITH NEW STRUCTURES The method of benchmarking an existing structure with a similar new structure to determine the scope of rehabilitation was widely found in the model codes, in particular the BOCA National Building Code. This method is outlined in detail in Chapter 34 of the BOCA code. This method is an alternative approach to the percentage value method. The benchmarking method [Connolly 1999] is based on an extensive evaluation of the existing structure for its condition and features. Benchmarking is performed with the standards of a new structure and points are designated during the evaluation process. These points are then used to determine the scope of rehabilitation. 96 Various features in the existing building such as the general building height and area, type of construction, fire protection systems, interior finishes, means of egress, accessibility, energy efficiency, condition of exterior walls, roof assemblies, structural design, condition and stability, windows and doors, glazing, electrical systems, mechanical systems, plumbing systems, elevators and conveying systems, the encroachment of structures into the public right-of-way, and standards and quality of the materials used in the building, are compared to the existing levels in new structures and points are assigned to the existing structure. Let us consider an example with one of the features of the existing structure, the means of egress. In the old building under rehabilitation, the design, construction and arrangement of means of egress components, which are required to provide an approved means of egress from the structure, are studied and benchmarked with the same qualities of the new structure’s means of egress standards. If the structure has sufficient features that either meet or exceed the code requirements for a new structure, then positive points are assessed to the existing structure. Negative points are assessed for the features in the existing building that are evaluated as hazardous and not safeguarding public health and safety. Zero points are awarded for those features that neither have a positive effect nor have a negative effect [Connolly 1999]. If the net cumulative points of the evaluation are positive, then the building code official has the authority to decide upon the level and scope of rehabilitation to be performed on the structure. If the evaluation yields negative points, then without any further option, the entire structure must comply with the code requirements for new structures. In this case, means of egress features such as egress width per occupant 97 served, door openings into the path of egress travel, egress ceiling height, minimum headroom, type of walking surfaces of the means of egress, changes in elevation, egress continuity, exit signs, and the openness of the egress to minimize the accumulation of smoke or toxic gases during emergencies contribute to the points assessed in the evaluation. This system was widely used in determining the scope of rehabilitation, but often penalized owners by requiring additional costs to improve the standards and features of the existing building to make them similar to those of new structures. 3.2.3 SUMMARY OF CRITICAL ISSUES IN TRADITIONAL PRACTICE Some of the critical issues in traditional building rehabilitation practice, that often increased the scope and cost of rehabilitation and were not addressed by the model building codes or the state and local codes are as follows: (a) The primary critical issue is the code compliance related to change of occupancy in an existing building. When there is a change of use in the proposed rehabilitation, the entire structure must comply with the requirements of the proposed new use as per the regular building code. (b) There is a possibility that the building materials and methods used in old structures built over the past 100 years not meeting the current building codes’ material and method standards. These codes often impose change in the building’s existing materials to meet the current standards, thereby increasing the cost of rehabilitation. 98 (c) (d) (6) Compatibility of the geometry of the existing structure with the current building codes’ geometric standards is often not possible because of the change in people’s tastes and architectural styles over time. For example, the new requirements for stairway geometry with the minimum tread (11 inches / 279 mm minimum) and maximum riser (7 inches / 178 mm maximum) dimensions causes existing stairs to be declared too steep and forces replacement as per the new stair standards. The stair rooms that were (1 esigned for the e xisting stairs c annot accommodate the n ew stair dimensions, which often results in complete demolition of the existing stairs and provision of new stairs, a massive investment for the owner Enforcement of new building requirements and regulations on existing structures generates a strong barrier to the rehabilitation of historic structures. Most historic structures lose their important historical value when remodeled with the code requirements of new buildings. This serves as a barrier to historical preservation efforts [Connolly 1999]. Some building code parameters that often pose danger to historical structures are the stairways, doorway width, corridor width, interior and exterior finishes, and the materials used in the building. The dimensional requirements of existing structures such as minimum room widths, minimum ceiling heights, room sizes, dead-end corridor 99 3.3 (f) (8) lengths and dimensions of the structural elements necessitate change in the existing structures to a magnitude which is close to building a new structure. Changing these dimensions in the existing structure results in very high costs of rehabilitation. Uncertainty among different building code officials in the same region in defining the scope of rehabilitation that is necessary to improve the safety of the existing structure. Because of this uncertainty, building owners are left with minimal information about the costs associated with the rehabilitation process, which often results in shelving the project without rehabilitation. One other critical issue in the traditional rehabilitation procedure is the absence 0 f p reliminary discussions and m eetings b etween b uilding c ode officials, designers and building owners to define the scope of the proposed rehabilitation work, which will decrease the level of uncertainty that exists in rehabilitation projects. NEW JERSEY REHABILITATION CODE New Jersey adopted the Uniform Construction C ode (UCC) in January 1977 for all new construction in the state. Until recently, the same code was used for both new construction and existing structures. The UCC used the 25/50 Percent Percentage Value (PV) rule for all the works related to rehabilitation. As explained in the previous section, 100 the 25 and 50 percentages refer to the cost of the building’s rehabilitation work, which determines the required degree of compliance to the Uniform Construction Code. If the value of the rehabilitation work is within 25% of the total building value, then the code official has the authority to decide the level of compliance. If the value of work is between 25% and 50% of the structure’s value, then the sections of the building that undergo alteration should comply with the new building requirements, and if the cost is more than 50% of the total value, then the entire structure must comply with the requirements of a new structure. In New Jersey, out of the total $7 billion spent on construction works, about 48% is spent for works related to alterations and additions to existing structures. This percentage has grown over the years as more and more structures are aging and requiring rehabilitation. The 25/50% rule in many cases made it very difficult for owners to afford rehabilitation, as the new additions or alterations that were made often exceeded 50% of the value of the building. As the need for rehabilitation in the state grew, the Department of Community Affairs - Codes and Standards Division formed a 30-member Rehabilitation S ubcode C ommittee u nder the guidance 0 f t he C enter for U rban P olicy Research at Rutgers University [NJ CODE]. This committee worked over a period of two years starting in 1995 and releasing the first complete draft of the rehabilitation subcode for public hearing in 1997. The rehabilitation subcode was finally approved and adepted throughout the state in January 1998. This became the nation’s first individual rehabilitation. The core concept of the rehabilitation subcode was to designate the compliance requirements for rehabilitation of existing buildings based on the nature of the work 101 instead of cost of the work to be executed. The compliance requirements of existing buildings are entirely different from the requirements of new construction, which caused the rehabilitation code committee to formulate four different sets of compliance requirements for works related to existing buildings [Connolly 1999]. The four sets of requirements categorized by the rehabilitation code are: 0 Materials and methods 0 New building elements 0 Basic requirements 0 Supplemental requirements These five sets of requirements form the skeleton of the rehabilitation project and determines the compliance standards of the work to be executed. 3.3.1 Materials and Methods: The materials used in new construction and the methods adopted for executing particular work in new construction are very different from the ones used many years ago. The new rehabilitation code specifies the material requirements and explains how to use the materials for the selected project. The scoping requirements (provisions that define what must be done for compliance) that model codes adopted for new buildings were revised, developing new material and method requirements for rehabilitation projects. These requirements were developed considering the standards and materials used in the late 1800’s and the early 1900’s for construction. For example, the fire protection systems that are required as per the regular code use 102 advanced materials and methods. Changing the materials and methods to those used in new buildings will impose very high rehabilitation costs. This problem is addressed in the requirement section of the rehabilitation code. 3.3.2 New Building Elements: Any new building element that is added to the existing building as a part of the rehabilitation project shall comply with the requirements of the new construction without affecting the existing building elements. Examples of new building elements defined in this section of the code are new corridors, installation of a new floor system which did not previously exist, new additional stories put up without increasing the height of the building, new floor openings, new door openings, newly created exit stairways, fire escapes, newly constructed mezzanines, new stages and platforms, newly installed electrical service equipments, and new window openings. 3.3.3 Basic requirements: These are the most fundamental scoping requirements, which are essential as health and safety standards. The basic requirements are only imposed on the areas of the project that are under rehabilitation, which is very different from traditional practices. Some of the important parts of a rehabilitation project covered under these basic requirements are: 1. No. of Exits: Exit requirements for a defined story level and occupant load in an existing building in the presence of the existing exits and newly planned exits. 103 . Egress Doorways: Minimum number of egress doorways required for a given number 0 f rooms for a specified 0 ccupant load and a p articular travel distance from the farthest point in the building to the nearest exit. Capacity of Means of Egress: Detemrination of the minimum and allowable capacity of the means of egress for the given occupant load in a building to serve emergency exit needs. . Dead End Corridors: L ength and dimension requirements 0 f the e xisting d ead ends and corridors. Means of Egress Lighting: Artificial lighting requirements in the means of egress path with specifications on intensity of the light and the spacing of the lighting elements. The requirements also specify the need for electrical system compliance with the National Electrical Code (NEC) NFPA 70. . Illuminated Exit Signs: Illuminated exit signs required for all means of egress, rooms and spaces leading to exits. Requirements of exit sign visibility and supplemental directional signs when necessary are covered in this section. . Handrails: Stairways having three or more risers which are not provided with handrails or have existing handrails that are in danger of collapsing when used for 104 10. II. 12. emergency must be supplied with handrails complying with the requirements of this section. Guards: Guard requirements exist for every portion of a stair, landing or balcony which is more than 30 inches above the floor grade, including new provisions and existing areas which have guards in danger of collapsing when used in emergency conditions. Vertical Opening: V ertical o pening p rotection in the interior 5 tairways a nd the openings connecting different floor levels. Structural Elements: Compliance requirements for structural elements that are uncovered during the course of rehabilitation and found to be unsound or otherwise structurally deficient. The load carrying capacity and deflection allowed are specified in these requirements. Plumbing Fixtures: Requirements for the substitution or omission of fixtures as specified in the plumbing code, such as water closets, lavatories, drinking water facilities, and service sinks, based on the total serving occupancy load. Mechanical Requirements: Need for either natural or mechanical ventilation systems in the existing building. Natural ventilation includes provision of openable doors, windows, louvers, and other openings in the building with 105 requirements specifying minimum openable area with respect to the floor area being ventilated. Mechanical ventilation includes provision of HVAC systems with minimum Cubic Feet per Minute (CF M) of ventilation air per person. 13. Interior Finishes: Flame spread rating requirements for existing interior finishes of walls and ceilings. Materials permitted for interior finishes and treatment procedures for the existing materials to secure compliance with code requirements are detailed in this section. 14. Specific occupancy areas: Specific occupancy areas such as paint shops that contain chemicals, incinerator rooms, physical plant maintenance shops, and laundries in excess of 10 square feet in area shall comply with the requirements specified in this section. 3.3.4 Supplemental Requirements: Supplemental requirements are the additional work scoping requirements that are essential to meet health and safety standards in any building in which the work area exceeds a certain size. Each supplemental requirement is designated with its own threshold values dependent upon the existing building under rehabilitation. These requirements are developed as an alternative to the 50% and above characteristics of the percentage value approach to building rehabilitation. 106 Automatic Fire Suppression System: Installation of an automatic fire suppression system throughout the building for the work area exceeding the threshold work area limit (gross enclosed floor area) is required. Automatic Alarm Systems: When the work area exceeds a certain percentage of the gross enclosed floor area of the building, installation of an automatic fire alarm system that complies with NFPA 72 is required in the area under rehabilitation. The percentages are calculated for each occupancy. Manual Alarm Systems: Based on the number of stories, work area percentage and occupant load, manual alarm systems are made essential as per the requirements imposed for each occupancy group. Vertical Opening Protection: When the work area exceeds 50 percent of the gross enclosed floor area of the building, vertical opening protection requirements are enforced and are assigned based on occupancy group. Requirements for High-Rise Buildings: Any building or structure having one or more floors used for human occupancy located either more than six stories or more than 75 feet above the lowest level accessible to a fire department vehicle is designated as a high rise building. If rehabilitation works in existing high rise buildings are m ore than a specified p ercentage ofthe total w ork area, then the supplemental requirements such as approved smoke control or smoke removal 107 systems, emergency control devices in elevators and others are necessitated as per the condition of the existing hi gh-rise structure. The fourteen basic requirements and five supplemental requirements detailed above are formulated in the new rehabilitation code based on the lessons learned by the expert committee studying various constraints that exist in the work related to the existing buildings. Each of these basic and supplemental requirements is explained in detail for all the ten groups of buildings (as shown in Table 7) classified based on the occupancy type and use. One of the occupancy groups is chosen for discussion of all the above- mentioned requirements with suitable examples for better understanding. 3.3.5 CATEGORIES OF WORK DEFINED BASED ON SCOPE OF REHABILITATION Before the rehabilitation subcode’s formation, all rehabilitation projects fell into three categories: minor alterations, major additions and change of occupancy. The scope of each category of work was defined by the 25/50 rule. 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The first task in any rehabilitation project is to define the work as one or more of the above categories and then follow the basic and supplemental compliance requirements for each category as defined in the rehabilitation subcode. For better understanding of the categories of work, the following definitions are adopted from the New Jersey Rehabilitation Subcode: Rehabilitation as defined by the subcode is the process that comprises repairs, renovations, alterations and reconstruction depending upon the condition of the existing building under consideration. These four categories of rehabilitation are defined in the rehabilitation subcode [NJ CODE] as follows: REPAIRS: Repair is the restoration to a good or sound condition of materials, systems and/or components that are worn, deteriorated or broken, using materials or components identical to or closely similar to the existing. 111 RENO VA T ION: AL TERA TION: RECONSTRUCTION: 3.3.5.1 REPAIRS Renovation is the removal and replacement or covering of existing interior or exterior finish, trim, doors, windows, or other materials with new materials that serve the same purpose and do not change the configuration of space. Renovation shall include the replacement of equipment or fixtures. Alteration is the rearrangement of any space by the construction of walls or partitions or by a change in ceiling height, the addition or elimination of any door or window, the extension or rearrangement of any system, the installation of any additional equipment or fixtures and any work which reduces the load bearing capacity of or which imposes additional loads on a primary structural component. Reconstruction is any project for which the extent and nature of the work is such that the work area cannot be occupied while the work is in progress and for which a new certificate of occupancy is required before the work area can be reoccupied. Reconstruction may include repair, renovation, alteration or any combination thereof. Reconstruction shall not include projects comprised only of floor finish replacement, painting or wallpapering, or the replacement of equipment or furnishings. Asbestos hazard abatement and lead hazard abatement projects shall not be classified as reconstruction solely because occupancy of the work area is not permitted. Repairs of existing buildings should not cause any diminution of existing structural strength, system capacity, and existing mechanical ventilation. For the works in this 112 category, new introduced fixed loads should not exceed the load criteria as defined by the standard building code. For better understanding, some of the works that are considered renovation, alteration, and or reconstruction and do not fall into the category of repairs are given below [NJ CODE]: The cutting away of any wall, partition, or portion thereof; The permanent, partial or complete removal of any primary structural component; The removal or rearrangement of any part of a required means of egress; Addition to, alteration or relocation of: (1) Any fire protection system piping; (2) Water supply, sewer, drainage, gas, oil, waste, vent, or similar piping; (3) Electrical wiring, other than wiring for a low voltage communication system in a one or two family dwelling; (4) Mechanical system components such as ductwork; or (5) Elevator devices. The products and practices that are not allowed as per the rehabilitation code are detailed in a manner so as to avoid confusion of the materials and methods to be used. For example, in repair works of potable water systems in existing buildings, solder having more than 0.2% of lead may not be used. Similarly, existing electrical materials and supplies in a building can be used for repair works provided they are approved by the standard testing laboratories for safety issues. Existing systems and materials in the 113 building are a ccepted b y the n ew code p rovided they are a ccepted a 3 per the n ational standards as defined by the rehabilitation subcode. 3.3.5.2 RENOVATIONS Unlike repairs, renovations facilitate the replacement of materials in the existing building to a certain level to restore the building for improved use without reconfiguring the existing space. Renovation works include replacement of interior finish materials and replacement of worn out doors and windows. For example, in renovation works, windows may be replaced with windows like those existing without meeting the size requirements of the building subcode. In an example where the size of window openings is being changed, as per the rehabilitation code at least one window shall: 0 Be openable; 0 Have a sill height of not more than 44 inches; 0 Have a width of at least 20 inches, 3 height of at least 24 inches with a minimum total area of 5.7 square feet measured from head to sill. Exception: New window openings in sleeping rooms shall not be required to meet these requirements in buildings where the sleeping room is provided with a door to a corridor having access to two remote exits or in buildings equipped throughout with an automatic fire suppression system. 3.3.5.3 ALTERATIONS While w orking o n a rehabilitation p roject, i ft here is a n eed to reconfigure the existing space in any part ofthe building to suit changed needs or to improve the existing 114 configuration, then the work is categorized as alteration. The requirements (both basic and supplemental) for works related to alterations are higher than those for repair and renovation. Similar to repair and renovation, alteration work should not cause any diminution of existing structural strength, system capacity or mechanical ventilation. The replacement or addition of fixtures, equipment or appliances should not increase loads on the existing systems unless the system is upgraded in accordance with the applicable Uniform Construction Code (UCC) subcode to accommodate the increased load. During alteration works, the existing fire alarm, fire suppression and standpipe systems should not be removed without replacement and these systems should be maintained as per the requirements specified in the rehabilitation code. Some of the factors in an existing building that are affected by alterations should comply to the requirements put forth in the rehabilitation code. For example, n an existing building where the existing space is altered, an accessible path of travel to the altered space should be provided up to the point at which the cost of providing accessibility is disproportionate to the cost of the overall alteration (a cost is considered disproportionate if it exceeds 20% of the cost of the alteration work). The accessible path of travel should include an accessible parking space, an accessible exterior route, an accessible building entrance, an accessible interior route to the altered area, accessible restrooms, accessible drinking fountains, and accessible telephones serving the altered primary function space. Under primary circumstances, priority should be given to providing an accessible entrance or accessible restrooms where possible. 115 3.3.5.4 RECONSTRUCTION In a rehabilitation project, if the work performed or to be performed in phases is so extensive that the project would require a new certificate of occupancy, and if the work were performed at one time, then as per the rehabilitation subcode, the construction official has the right to designate the project a reconstruction project. The structure should comply with the requirements (basic and supplemental) of the reconstruction section of the rehabilitation code for the respective occupancy classification. Generally, a reconstruction-type rehabilitation project involves extensive work on facets of the interior of a building such as doors, windows, electrical receptacles, floor coverings, plumbing materials, water closets, bathrooms or toilet rooms, room fixtures, entrance steps into the building, vertical access (elevators or platform lifts), existing appliances and their circuits, handrails and guardrails at the means of egress and vertical openings, mechanical and electrical systems, and changes in the permissible dimensions of building elements such as corridor width, egress width, the longest path of travel to egress and others. The primary responsibility of code officials or building owners is to clearly define a rehabilitation project into one of the above-explained four categories. Once the right category of work has been chosen, the requirements for code compliance are detailed as per the respective section of the rehabilitation subcode for the structure’s corresponding occupancy group. If the owner decides either to change from the existing use or to add more structure to the existing building, the compliance requirements specified by remaining the two categories, change in use and additions, are followed. 116 3.3.5.5 CHANGE OF USE Change of use in an existing building usually is based on two parameters: if the occupancy group of the building is changed from one group to the other, or if there is a change in the nature or intensity of the same use group. For example, if a building that was used for an institutional purpose (Group I) such as an hospital or a child care facility is planned to have a change in use to a educational facility (Group E), then the project is designated to have a change in use. Traditionally, all the projects that have a change of use should comply to the code requirements similar to that of a new building irrespective of the type of change made and the magnitude of hazard involved. This attempt to address the change of use is considered one of the best in the entire rehabilitation subcode’s efforts. The rehabilitation code categorizes the occupancy groups into certain hazard levels by assigning numerical values to each group. The relative use group hazard ranges from 1 to 5, where l designates the highest hazard level and 5 the lowest h azard level. Also, the rehabilitation c ode c ategorizes the o ccupancy groups with some specific subsections to address the specific requirements raised by that subsection. The subsections for which basic requirements of compliance have been established are: means of egress, enclosure of vertical openings, height and area limitations, exterior wall fire resistance, fire suppression systems, fire alarm systems, fire detection systems, accessibility, structural soundness, and plumbing, electrical, and mechanical systems. Table 8 illustrates the relative use group hazard for the ten occupancy groups. 117 Table 8: Hazard Category for Occupancy Classification Groups [NJ CODE] RELATIVE USE GROUP HAZARD Relative Hazard Occupancy Group I Hi hest ( g ) H-1, H-2, H-3 2 A-l, A-2, H-4,F-1, 1-3, M, S-1 3 A-3, A-S, B, F-2, 1-2, R-l, S-2 4 A-4, E, H , R-2 more than two stories in height or more than four dwelling units 5 (Lowest) R-Z two stories or fewer in height and four dwelling units or fewer, R-3, R-4, U In general, all the work related to rehabilitation will be based on the relative use group hazard rating of each hazard level. If when the change of use is executed the building remains in the same hazard level or moves to a lower hazard level, then the rehabilitation code specifies the compliance requirements for the change, which are very flexible. When the use of a building is changed to a higher relative use group hazard as shown in Table 8, then the basic requirements of Uniform Construction Code should be applied throughout the building for the new use group, unless otherwise provided. This relative use group hazard is used for determining all compliance requirements, but certain 118 important subsections, as mentioned previously, are further researched and the specific relative hazard values pertaining to that particular subsection (element) were tabulated in the rehabilitation code. For all work related to means of egress in a change of use rehabilitation project, the relative hazard value for the corresponding occupancy group is specified by the specific relative hazard table, Table 9, and all the work executed related to means of egress must comply to the code specifications for a respective change in the hazard category. Table 9: Hazard Category for Subsection MEANS OF EGRESS [NJ CODE] MEANS OF EGRESS HAZARD CATEGORIES AND CLASSIFICATIONS Relative Hazard Occupancy Group 1 (Highest) H-1, H-2, H-3 2 1—2, 1-3 3 A, E, I-1,M, R-1,R-2 4 B, F-1,R-3, R-4, S-l, 1+4 5 (Lowest) - F-2, 5.2, u For e xample, w hen a change 0 fu se to a higher h azard c ategory is m ade 3 s s hown in Table 9, vertical opening protection should be provided for all stairs that are part of a 119 required means of egress serving the proposed floor of work all the levels of exit discharge. Some of the elements of the buildings are made essential as a part of means of egress when the change in use to higher hazard is made. For example, when a change of use is made to any residential use group (R-l, R-2, R-3 or R-4) or to use group I-l, every sleeping room below the fourth story should have at least one openable window or exterior door that can serve as an means of egress in case of emergency. Table 10 illustrates the relative hazard category developed based on the height and area limitations in a rehabilitation project involving change of use. Table 10: Hazard Category for Subsection HEIGHT AND AREA [NJ CODE] HEIGHT AND AREA LIMITATIONS HAZARD CATEGORIES AND CLASSIFICATIONS Relative Hazard Occupancy Group 1 (Highest) A-2,H-1,H-2, 1—2, 1-3 2 A-1,A-3, E, F-l,H-3, H-4, M, I-1,S-1 3 A-4, B, R-l, R-2 4 (Lowest) F-2, R-3, R-4, 3.2, U 3.3.5.6 ADDITION Any additional structure built to the existing structure changing the overall building area and dimensions (height, width, frontage etc.) must comply with the 120 requirements imposed by this section of the rehabilitation subcode as similar to new buildings, while changes caused in the existing structure because of this addition are addressed by the aforementioned rehabilitation code work categories (such as repair, renovation, alteration, and reconstruction). Based on the magnitude of the addition being constructed, it is essential to identify the work category under which the existing structure is rehabilitated to suit the new addition. The compliance requirements for the identifified work category are then followed for rehabilitation. Some of the primary criteria set forth by the rehabilitation code address change in overall height and area of the existing structure due to the addition. No addition shall increase the height of an existing building beyond that permitted under the applicable provisions of the building subcode for a new building of the same use group. Also, no addition shall increase the area of an existing building beyond that permitted under the applicable provisions of the building subcode unless a fire wall is provided in accordance with fire protection requirements of the building subcode. The new rehabilitation subcode offers some interesting exceptions to these requirements in certain groups of occupancy. For example, existing one and two story buildings may be expanded beyond what is permitted by the local building code / regulations by up to 25% of the existing floor area without providing fire separation. This exception may be applied only once in the life of the building or may be used in increments that total not more than 25% over the life of the building. 121 3.3.6 ACTUAL PROCESS OF USING THE REHABILITATION SUBCODE In any rehabilitation project using the new rehabilitation code, the primary task is to designate the building under consideration within one of the six categories of rehabilitation (repair, renovation, alteration, reconstruction, change of use and addition). Once the category of work is identified, the compliance requirements, both basic and supplemental, are detailed for the intended scope. Based on these requirements, the detailed scope (specifications) for rehabilitation are prepared. This process reduces factors of uncertainty by clearly defining the scope of work in the intended work area. To facilitate better understanding of the rehabilitation code provisions, the author explains the basic requirements for a particular occupancy group and for a defined work category. As an example, let us assume we are rehabilitating a old office building which was traditionally used for professional services. This building is classified under the occupancy group B. Based on the existing conditions, it is assumed that building rehabilitation work is categorized as alteration. For this defined scope, a complete set of basic requirements as per the rehabilitation code compliance requirements is detailed in tabular format in the next section. For each of the basic requirements, the corresponding exceptions and suitable examples are provided for better understanding. 122 BASIC REQUIREMENTS (For Occupancy Group “B”) Exceptions Allowed (With examples) (a) Exits: Two exits shall be required for less than 500 stories with occupants. Three exits shall be required for stories with 501 to 1,000 occupants. Four exits shall be required for stories with more than 1,000 occupants. Two means of egress are also required from all mezzanines with an occupant load greater than 50 and with exit travel distance greater than 75 feet. Exceptions Permitted: 1. When more than one exit is required, existing fire escapes shall be accepted as Providing one of the required means of egress unless judged to be dangerous for use under emergency exiting conditions. For use of fire escapes, access shall be through a door except when serving an occupant load of 10 or fewer. All occupants shall have unobstructed access to fire escapes without having to pass through a room subject to locking. i. When more than one exit is required and there is not sufficient space for an exterior stair within the lot line, a new fire escape shall be accepted as providing one of the required means of egress. 2. A single exit is permitted in the story at the level of exit discharge when the occupant load of the story does not exceed 50 and the exit access travel distance does not exceed 75 feet. 3. A single exit shall be permitted in buildings of not more than two stories in height, with not more than 3,000 square 123 feet per floor when the exit access travel distance does not exceed 75 feet and a minimum fire resistance rating of one hour is provided for the exit enclosure and the opening protection. (b) Egress Doorways: A minimum of two egress doorways shall be required for all rooms and spaces with an occupant load greater than 50 or in which the travel distance exceeds 75 feet. All egress doors serving an occupant load greater than 50 shall swing in the direction of exit travel. Example: The existing one egress doorway is accepted if the automatic sprinkler system is installed in the building. This system helps to retards the rate or slower the rate of spread of fire and under this provision one egress doorway is permitted for occupant load greater than 50 or in which the travel distance exceeds 75 feet. Exception: Storage rooms with a maximum occupant load of 10 shall not be required to have two egress doorways. (c) Capacity of Means of Egress: The capacity of the means of egress in each work area shall be determined in accordance with Table 1 in Section 6.11(b) of the New Jersey rehab Code (Page 40). Example: In a class B building, the egress capacity is validated based on the number of occupants it is serving. This varies with building with and without fire suppression system. In case of egress stairways for every 60 occupants, a unit of egress width (22 inches) should be provided. If there is a fire suppression system, then the for same width 90 occupants can be served. 124 ((1) Dead End Corridors: Existing dead end corridors shall not exceed 35 feet in length. Exceptions are allowed as follows: 1. Dead end corridors may be up to 50 feet in length in a building with an automatic alarm system installed in conformance with the building code in effect at the time of its installation. 2. Dead end corridors may be up to 70 feet in length in a building with a suppression system installed in conformance with the building code in effect at the time of its installation. Example: Assume in a building that was built before 50 years, the dead end corridors were built with a length of 45 feet. However, as per the regular code this need to be demolished and rebuild costing huge amounts. Whereas the new code permits this to be set at 50 feet if a automatic alarm system is installed. This is a major benefit in the rehab code. (e) Means of Egress Lighting: 0 Artificial lighting with an intensity of not less than one foot candle at floor level shall be required during all times that the conditions of occupancy of the building require Example: Most of the existing buildings does not meet the lighting standards required in the means egress such as the stairways, corridors, closed passages serving as means of egress. The requirement for 125 that the exits be available. 0 In all buildings, rooms or spaces required to have more than one exit or exit access, means of egress lighting shall be connected to an emergency electrical system conforming to NFPA 70 (NEC) to assure continued illumination for not less than one hour in the case of primary power loss. providing proper lighting for the means of egress is necessitated in this subsection of the rehabilitation code. Number and location of lighting are determined based on the dimensions of the egress (width, length) and also the serving occupant load. (f) Illuminated Exit Signs: Illuminated exit signs shall be provided for all required means of egress in all buildings, rooms or spaces required to have more than one exit or exit access. Exit signs shall be visible from the exit access and supplemented by directional signs when necessary. Exception: Approved main exterior doors that are clearly identified as exits are not required to have exit signs. Exit signs shall meet the following criteria: 1. Red or green letters at least six inches high; minimum width of each stroke 3/4 Inch on a white background or in other approved distinguishable colors. Arrows, if provided, shall be such that the direction cannot readily be changed. The word “Exit" shall be clearly discemible when the sign is not energized. 2. Exit signs shall be illuminated at all times when the building is occupied by a 126 source providing at least five foot candles at the illuminated surface or shall be approved self luminous signs which provide evenly illuminated letters with a minimum luminance of 0.06 foot (g) Handrails: Every required exit stairway having three or more risers and not provided with handrails or in which the existing handrails are in danger of collapsing when used under emergency exiting conditions, shall be provided with handrails for the full length of the run of steps on at least one side. All exit stairways more than 66 inches wide shall have handrails on both sides unless the full width of the stairway is not needed to accommodate the design occupancy. Example: In old group B buildings handrail provisions are not standard and in few cases the geometric design doesn’t permit Safer handrails. These complications must be resolved with the provisions of this section based on the stairway dimensions and occupant load served by the stairway (h) Guards: Every open portion of a stair, landing or balcony which is more than 30 inches above the floor or grade below and is not provided with guards or those in which the existing guards are in danger of collapsing when used A Example: In earlier rehabilitation cases, based on the regular building code, if the guards are not of the safety standards as per the code then the entire stairway rehabilitation is affected. In some cases, it is up to the magnitude of removing and replacing the 127 under emergency exiting conditions shall be provided with guards. 9 existing egress with new one. With the provisions in rehab code, the guards can be replaced with similar materials complying with the safety standards of the regular building code. (i) Vertical Opening Protection: Vertical opening protection for interior stairways and other vertical openings should be provided in the existing structure. Compliance Requirements: 1. For vertical openings connecting more than six floor levels, approved assemblies having a fire resistance rating of not less than two hours with approved opening protectives shall be required. 2. For vertical openings connecting four to six floor levels, approved assemblies having a fire resistance rating of not less than one hour with approved opening protectives shall be required. 3. For vertical openings not exceeding three stories, a minimum 30 minute fire barrier shall be required, with the following exception: i. No vertical opening protection shall be required for vertical openings of up to three stories in buildings not exceeding 3,000 square feet per floor or in buildings with suppression throughout. 128 (j) Structural Elements: Structural elements which are uncovered during the course of the rehabilitation and which are found to be unsound or otherwise structurally deficient, shall be reinforced, supported or replaced in accordance with the applicable structural design criteria of the building subcode. Exception: Where structural elements are sound, there is no excessive deflection {defined as deflection in excess of the standards set forth in section 6.7(c).}, and fixed loads are not changing in a way that will increase the stresses on existing structures beyond that which is permitted by 6.7(c), existing structural elements shall be permitted to remain. (k) Plumbing Fixtures: Plumbing fixtures shall be provided as per the plumbing code, where the plumbing subcode allows for the substitution or omission of fixtures. Such substitutions or omissions shall also be permitted under this section in compliance with the Plumbing Code. Example: In a class B building plumbing fixtures will be provided based on Total Occupancy. For determining the plumbing fixture requirements, total occupancy calculated for the building under normal use conditions and based on this calculation, fixtures such as water closets (Unisex, male and female), lavatories, drinking water facilities, and service sinks, are determined. (1) Mechanical Requirements: All spaces intended for occupancy shall be provided with either natural or mechanical ventilation. Example: For Natural ventilation: 0 Spaces intended to be naturally ventilated shall be provided with openable doors, windows, louvers, 129 or other openings to the outdoors. The minimum openable area to the outdoors shall be 4 percent of the floor area being ventilated. The rooms without openings to the outdoors are ventilated through an adjoining room, the unobstructed opening to the adjoining room shall be at least 8 percent of the floor area of the interior room or space, but not less than 25 square feet. The ventilation openings to the outdoors shall be based on the total floor area being ventilated. For Mechanical ventilation: Newly installed HVAC systems shall comply with the requirements of ASHRAE 62-89. Existing systems that are altered or extended shall not reduce the amount of outside air below the existing rate per person or the rate included in ASHRAE 62-89, whichever is lower. As a minimum, mechanically ventilated spaces shall be provided 130 with 5 CFM per person of outdoor air and 15 CFM of mechanical ventilation air per person (m) Interior finishes Interior finishes shall comply with flame spread ratings determined by ASTM E84 into three classes such as: 0 Class I Flame Spread — 0 to 25 0 Class II Flame Spread — 26 to 75 0 Class II Flame Spread — 76 to 200 In all of the above three classes, the Smoke developed rating determined by ASTM E84 should not exceed 450. The specifications of the materials used in the interior finishes contain these test values. Example: The interior finish materials used in old buildings in the work area defined for rehabilitation shall comply to the flame spread ratings and for new finishes that are added in the work area, the flame spread ratings are usually kept in the class I and 11 unless the existing condition forces to use a Class III material. (n) Specific Occupancy Areas: Specific occupancy areas within the work area, as listed in Section 6.30(h) {paint shops, soiled linen collection rooms, incinerator rooms, maintenance shops), shall comply with the requirements established this section of specific occupancy areas. Example: If there is an incinerator room present in the building, then a two-hour fire separation assembly should separate it from other portions of the building and also it should be provided with an automatic sprinkler and/ or fire suppression system. 131 3.4 PROVISIONS OF INTERNATIONAL BUILDING CODE — CHAPTER 34 The ICC developed the IBC, used by many different states and local governments for any new construction. Based on the need felt and identified in many states and cities for work related in existing buildings, rehabilitation, a separate chapter was introduced in the IBC 2000 named “Chapter 34 — Existing Structures.” The provisions of this chapter were intended to address the four major work categories in the rehabilitation process: alteration, repair, addition and change of occupancy. This rehabilitation work was made to comply with the provisions for alterations, repairs, additions and changes of occupancy in the lntemational Fire Code, International Fuel Gas Code, lntemational Plumbing Code, lntemational Property Maintenance Code, lntemational Private Sewage Disposal Code, International Mechanical Code, lntemational Residential Code and ICC Electrical Code leaving very little room for flexibility. This forced rehabilitation of existing structures to comply with code requirements similar to those for new construction. Chapter 34 of the IBC addressed existing structure issues similar to those addressed by the New Jersey Rehabilitation Code: additions, alterations or repairs, fire escapes, glass replacement, change of occupancy, historic buildings, moved structures, and accessibility. As the provisions detailed in Chapter 34 of the IBC were very similar to the provisions for new buildings, the ICC formed a Rehabilitation Subcode Committee, which lead to the development of the lntemational Existing Building Code final draft in 2001 and its complete adoption in 2003. 132 3.5 INTERNATIONAL EXISTING BUILDING CODE (IEBC) The ICC developed the IEBC with the knowledge gained from the New Jersey Rehabilitation Subcode and the Nationally Applicable Recommended Rehabilitation Provisions (NARRP). The concepts adopted in the lntemational Existing Building Code are quite similar to that of the New Jersey Rehabilitation Subcode, except the organization, the categorization of the work scope and the definitions given to the rehabilitation work categories. The categories of rehabilitation formulated by the New Jersey Rehabilitation Subcode were repair, renovation, alteration, reconstruction, change of use and addition. The work categories defined by the lntemational Existing Building Code (IEBC) are as follows: 0 Repair o Alteration - Level 1 REHABILITATION o Alteration —- Level 2 o Alteration - Level 3 0 Change of occupancy 0 Addition Even though the terms coined by the IEBC for the rehabilitation categories sound different, the scope of work defined by them is very similar to that of the New Jersey Rehabilitation Subcode. Instead of renovation and reconstruction, the IEBC expanded alteration into three levels based on the intent of work to be performed and the level of applicability of code regulations: 133 Alteration Level 1: Level 1 alterations include the removal and replacement or the covering of existing materials, elements, equipment or fixtures using new materials, elements, equipment or fixtures that serve the same purpose. Alteration Level 2: Level 2 alterations include the reconfiguration of space, the addition or elimination of any door or window, the reconfiguration or extension of any system, or the installation of any additional equipment. Alteration Level 3: Level 3 alterations apply where the work area exceeds 50% of the aggregate area of the building 3.5.1 ORGANIZATION OF WORK CATEGORIES IN THE IEBC The IEBC committee developed fourteen chapters addressing the general issues and classification of rehabilitation work based on the scope as categorized below: Chapters 1 and 2: Chapter 3: Chapter 4: Chapter 5: Chapter 6: Chapter 7: Chapter 8: Chapter 9: Chapter 10: Chapter 1 l : Administration and Definitions Classification of Work Repairs W Alterations — Level 1 Alterations — Level 2 Alterations — Level 3 Chapter 4 ’0 11 > CLASSIFICATION OF Change of Occupancy REHAB WORK Additions Historic Buildings Relocated Buildings J 134 0 Chapter 12: Compliance Alternatives 0 Chapter 13: Construction Safeguards 0 Chapter 14: Referenced Standards Similar to the New Jersey rehabilitation code, first a project is to be identified and designated as one of the rehabilitation work categories based on the existing condition and the future scope of the building. Once the work category is identified, the compliance requirements of the project are then defined pertaining to that particular work category (chapter), which is used to detail the scope of rehabilitation based on the intent and extent of work involved rather than the traditional cost based percentage value or benchmarking approach. Each work category, herein also referred to as a “chapter,” is then divided into various subsections addressing various critical rehabilitation factors such as heights and areas, special use and occupancy, building elements and materials, fire protection, means of egress, accessibility, structural, electrical, mechanical, plumbing, energy conservation, and other requirements. Depending upon the work category, each of the above factors is further detailed for compliance requirements. These requirements are developed specifically to address the rehabilitation needs of the existing structure, which differentiate them from the requirements for a new building. Table 11 shows the list of critical issues addressed in each work category. Subsections in each work category vary dependent on the scope of work to be executed once the existing building is identified as a specific category. The subsections are similar to the issues addressed under the basic and supplemental requirements in the New Jersey Rehabilitation Subcode. 135 Table 11: CLASSIFICATION OF REHABILITATION WORK AND ISSUES ADDRESSED IN EXISTING STRUCTURES [IEBC 2001] Work Category Subsections - Issues Addressed Special Use & Occupancy, Building Elements & Materials, Fire Protection, Means of Egress, Accessibility, Structural, Repairs Electrical, Mechanical, and Plumbing Alteration — Level 1 Special Use & Occupancy, Building Elements & Materials, Fire Protection, Means of Egress, Accessibility, & Structural Alteration — Level 2 Special Use and Occupancy, Building Elements and Materials, Fire Protection, Means of Egress, Accessibility, Structural, Electrical, Mechanical, and Plumbing Alteration — Level 3 Special Use and Occupancy, Building Elements & Materials, Fire Protection, Means of Egress, Accessibility, & Structural. Special Use and Occupancy, Building Elements and Materials, Fire Protection, Means of Egress, Accessibility, Change of Structural, Electrical, Mechanical, Plumbing, Change of Occupancy . . Occupancy ClaSSIficatron. Heights and Areas, Structural, Smoke Alarms, Accessibility, Additions and Energy Conservation Historic Buildings Repairs, Fire Safety, Change of Occupancy, Alterations, Structural Relocated Buildings General Requirements 136 3.5.2 COMPLIANCE REQUIREMENTS FOR SUBSECTIONS The subsections detailed under each work category have specific compliance requirements based on the existing building’s characteristics. These requirements vary from building to building depending on the building’s condition, existing materials, its systems’ mechanisms and its architectural significance. For better understanding, this section explains these subsections for a general work category. Heights and Areas: The heights and areas of existing buildings and structures shall comply with the requirements of the rehabilitation code based on the hazard categories defined in the rehabilitation code. For example, if a building is undergoing a change of use to higher hazard category as defined in the rehabilitation code, then height and area requirements need to comply with the regular lntemational Building Code. If the change is made to an equal or a lesser hazard category, then the allowable heights and areas of the rehabilitation is detailed in the rehabilitation code. Special Use and Occupancy: Any special use and occupancy building other than the standard classification should comply to the requirements specified in the lntemational Building Code. The degree of compliance is dependent on the category of rehabilitation. In other words, compliance requirements are more severe for higher categories of work such as Alteration Level 3 (additions) when compared to the lowercategories such as repair or Alteration Level 1. 137 Building Elements and Materials: Materials in the existing building that are permitted during rehabilitation are specified in this subsection. For example, hazardous materials such as asbestos and lead-based paints are no longer permitted in the rehabilitation process, while existing old glass block walls, louvered (an opening provided with one or more slanted fixed or movable fins to allow flow of air but to exclude rain or sun or to provide privacy) windows and jalousies (adjustable glass louvers) can be repaired with similar materials even though they are not permitted as per the regular building code. Fire Protection: Compliance requirements for the fire protection systems that exist in the building such as automatic sprinkler systems, fire suppression systems, fire alarm systems, smoke detection systems, fire escapes, standpipes, and the Fire Resistance Rating (PR) of various building elements such as partition walls, vertical shafts, egress walls, etc. are detailed in this subsection for different work categories. Means of Egress: Existing buildings’ means of egress requirements, such as number of exits, number of fire escapes, egress requirements at mezzanines, egress doorways (location, travel distance, door swing, door closing, panic hardware), openings in corridor walls (corridor doors, transoms [horizontal crossbar in a window, over a door, or between a door and a window], wall widths), dead end corridors, means of egress lighting, and exit signs, are defined for each category of rehabilitation work. For example, as per the building code, dead end corridors in any work area shall not exceed 345 feet in length. The new requirements for existing buildings permit dead 138 end corridors to be 50 feet and 70 feet for specific occupancy groups. Greater lengths are accepted with the provision of automatic fire alarm systems in the existing structure. Accessibility: Accessibility requirements such as elevators, platform (wheelchair) lifts, stairs, escalators, ramps, dining areas, performance areas, assembly areas, toilet rooms, sales and service counters, and the maximum height of thresholds at the doorways are addressed in this subsection based on the work category identified. As most of the existing buildings are 50 years old or more, the accessibility compliance requirements are relatively more stringent than other subsections in this rehabilitation code. Structural: Rehabilitation work should be performed on a structure without decreasing the structural strength or the stability of the building. If the existing structural elements are subjected to additional loads, the compliance requirements are set based on the category of work. Important load factors addressed by this subsection include gravity loads, lateral loads, and snow drift loads. Electrical: In a given work area, the regular b uilding c ode would require the existing electrical equipments and wiring to be changed, while this requirement is relaxed somewhat in the new rehabilitation code. Correction of existing unsafe electrical connections, required service upgrades of existing systems, and the number of electrical outlets permissible are covered in this subsection. The work categories for which the electrical subsection is defined can be seen in the previous table. 139 Mechanical: Mechanical requirements such as ventilation systems (both manual and automatic) and local exhaust units and openings (windows, doors, wall openings) must be met to avoid any adverse effect on occupants, including impaired health and discomfort. Plumbing: This subsection details the minimum number of fixtures that are required in a structure based on the service needed for the defined occupant load. If in a building, the rehabilitation work results in increased or different plumbing fixtures or increased water supply and sewage needs, then the compliance requirements are generally based on the lntemational Plumbing Code and not the rehabilitation code. Energy Conservation: In rehabilitation projects, if there is any addition to the existing structure then the rehabilitation code requires that the new addition comply with the requirements of the lntemational Energy Conservation Code, as this code is developed only for new construction. Some provisions exist to facilitate existing buildings’ compliance with the lntemational Energy Code, but they are not mandatory. Other Requirements: Some of the requirements addressed by the relocation subcategory include the location of the existing building on the lot in accordance with the code requirements, wind loads, structures in flood hazard areas and inspection requirements. One of the major differences between the IEBC and the New Jersey Rehabilitation Code is in the change in occupancy section. The New Jersey rehabilitation code categorized the relative hazard levels both for general hazard and for different 140 subsections such as means of egress, height and area limitation, exposure of exterior walls, fire suppression, structural load categories, and ventilation rates. On the other hand, the IEBC has only one three hazard categorization subsections: life and safety exits, heights and areas, and exposure of exterior walls. This reduces the scope of rehabilitation in crucial elements such as fire suppression, structural load categories, and ventilation rates. Table 12: Hazard Category for Subsection HEIGHT AND AREA [IEBC] HAZARD CATEGORIES AND CLASSIFICATIONS: LIFE SAFETY AND EXITS Relative Hazard Occupancy Group 1 (Highest) H-1, H-2, H-3, H-4, H—5 2 1-2, l—3, 1-4 3 A, E, H, M, R-l, R-2, R-4 4 B, F-l, R-3,S-1 5 (Lowest) 112, 5-2, U Based on the author’s observations, it is found that the relative hazard levels assigned by the IEBC and the New Jersey Rehabilitation Code for the change in occupancy work category are very different. For example, in the hazard category classification for heights and areas in the New Jersey Rehabilitation Code, the occupancy groups business B and residential R-2 are in the same relative hazard level and hence this change in occupancy need not comply to the regular building code, whereas, in the IEBC, the occupancy 141 groups business B and residential R-2 are in two different relative hazard levels. The most critical factor is that the relative hazard level of group B is 4 (lowest hazard) and the relative hazard level of group R-2 is 2 (second highest hazard). In this case, if an existing building of group B is changed for use in group R-2, then the entire change must comply with new construction requirements as per the regular building code for occupancy group- R—2. This difference between the New Jersey rehabilitation code and the lntemational Existing Building Code makes the relative hazard classification inconsistent. Since Michigan is adopting the lntemational Existing Building Code with minor amendments as the Michigan Existing Building Code, all future code analysis is performed with the provisions detailed in the lntemational Existing Building Code. 3.6 MICHIGAN REHABILITATION CODE Efforts have been under way in Michigan to develop a separate rehabilitation code for work related to existing buildings. The Michigan Department of Consumer and Industry Services (CIS), Division of Codes and Standards formed a Rehabilitation Code Committee chaired by Tom Martin, Director of CIS, Office of Policy and Legislative Affairs, to d evelop a rehabilitation c ode. T he c ommittee w as c omposed o f i ndividuals and experts knowledgeable about rehabilitation issues both nationally and statewide. The committee began its work by looking at the three nationally accepted options for rehabilitation of existing buildings: 142 0 The New Jersey Rehabilitation Subcode 0 HUD’s Nationally Applicable Recommended Rehabilitation Provisions (NARRP) 0 Chapter 34 of the lntemational Building Code (IBC) Michigan adopted a single statewide code, based on State Public Act 245 of 1999 and known as the Michigan Building Code. This code is a version of the IBC with amendments made to suit Michigan’s needs. This expert committee developed a detailed Rehabilitation Code Matrix, which addressed issues pertaining to rehabilitation work in existing buildings using the Michigan Building Code. During the same period, the lntemational Code Council (ICC) was developing the lntemational Existing Building Code (IEBC) which was very similar to but more comprehensive than the rehabilitation code m atrix that C IS d eveloped and o ffered for p ublic h earings. Once the IEBC final draft was published by the ICC, Michigan decided to adopt this code as the Michigan Rehabilitation Code for Existing Buildings, effective on October 31, 2002 [CIS 2002]. The changes that were made to the IEBC to suit the specific needs of Michigan include: 0 Section 104.8 : Liability of code officials - Sections 108.2 through 108.6 : Schedule of permit fees, building permit valuations, commencement of work before permit issuance, and related fees 143 0 Section 112.2 : Limitations on authority 0 Section 112.3 : Qualification of members 0 Section 114.3 : Unlawful continuance 0 Sections 506.1 through 506.2 : Accessibility and alterations affecting an area containing a primary function 0 Sections 1005.1.1 through 1005.1.5 : Accessibility requirements related to site arrival points, multilevel buildings and facilities, entrances, toilet and bathing facilities and ramps. A detailed version of the changes and amendments made to IEBC for adoption as the Michigan Existing Building Code can be found in the Appendix section of this report. 3.7 SUMMARY In this chapter, the author has made an effort to present major changes in the process of rehabilitation over time and the efforts taken to address the growing demand for rehabilitation in United States by development of a separate building code for existing structures. The traditional approaches, such as the Percentage Value method (PV) and the benchmarking methods that were used previously to rehabilitate buildings have also been discussed. Two major rehabilitation codes, the New Jersey Building Rehabilitation 144 Subcode and the lntemational Existing Building Code, were discussed with explanations and suitable examples from the rehabilitation process. Finally, the Michigan Rehabilitation Code for Existing Buildings has been discussed. This code will be used further for the case study analysis in the next chapter detailing the various rehabilitation benefits offered by the new Michigan rehabilitation code. 145 BUILDING REHABILITATION: A PROMISING TOOL FOR URBAN REVITALIZATION IN DETROIT, MICHIGAN Volume II By Logan Anjaneyulu A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Construction Management Program 2003 CHAPTER FOUR REHABILITATION CASE STUDY IN URBAN MICHIGAN - DETROIT 146 4.1 INTRODUCTION In Chapter 3, traditional rehabilitation practices and the new rehabilitation provisions adopted for works related to existing buildings were discussed. In addition, the New Jersey Rehabilitation Subcode and the lntemational Code Council’s (ICC), lntemational Existing Building Code (IEBC) were detailed with specific examples. The Michigan Existing Building Code (MEBC), the provisions of which were explained in the previous chapter, will be used for the rehabilitation case study in this chapter. This chapter attempts to document the downtown Detroit area’s stock of existing buildings that are potential candidates for rehabilitation and reuse, and, further, to perform a comprehensive rehabilitation analysis. The rehabilitation analysis discussed in this chapter includes: definition of rehabilitation scope in the selected case study building; formulation of the rehabilitation specifications based on the rehabilitation code analysis; comparison of rehabilitation cost based on a cost analysis using both the Michigan Building Code (MBC) and the MEBC; and finally, tabulation of cost savings for the case study project’s rehabilitation process. As discussed in the research methodology and in the previous chapters, a typical old, vacant and underutilized structure in the downtown Detroit area was selected as a case study building, encompassing all of the earlier discussed social, political, cultural, economical and cost related issues. Of these, the cost factor related to rehabilitation is explored further. The new Michigan Existing Building Code (MEBC), based on the lntemational Code Council’s lntemational Existing Building Code (IEBC), is used for this research study. The rehabilitation cost analysis and the results of using the MBC and the MEBC for the case study project are summarized in the forthcoming 147 sections of this chapter. To offer better understanding, an overview of Detroit’s urban growth and existing building stock is described below. 4.2 OVERVIEW OF DETROIT AND ITS EXISTING BUILDING STOCK Detroit is well known as the “Automobile Capital of the World, " which grew very fast during the early 19005 due to the high rate of industrialization. Detroit’s development can be categorized into seven eras (the first five are excerpts from Fischhoff, 1983): 0 Birth Era : The Village is Born (1701 — 1815) 0 Early Era : The City Emerges (1816 — 1865) 0 Modern Era : Modern Detroit Emerges (1866 — 1900) 0 Automotive Era : The Automotive City (1901 — 1945) o Metropolitan Era : The Metropolitan Area (1946 — 1965) 0 Out Migration Era : Wake of the 1967 Riots (1967-1994) - Redevelopment Era : Urban Redevelopment (1994 — Present) The period of the city’s development lifecycle between 1901 and 1945 was named the Automotive Era as Henry Ford's Model T automobile rolled off the first moving assembly line in 1915, catapulting Detroit, Michigan, to the international spotlight and declaring Detroit the city of modem industrial production and innovation. The assembly line that revolutionized manufacturing was an outstanding innovation by Ford. When 148 Ford announced that workers would make $5 for an 8-hour shift-in contrast with the standard w age 0 f5 2.75 for a 1 0-hour s hift, c rowds o fe ager w orkers b esieged factory doors. Job seekers came not only from neighboring states but also from as far away as Ireland and Eastern Europe. Large numbers of both whites and blacks came from the deep South in search of jobs and opportunities [Woodford 1979]. Paradoxically, the automobile, the best means of mobility, innovated and established in great numbers by the “Automobile Capital of the World,” also served as the primary cause and heart of a new urban transition after the 1970’s: suburban flight, or the well-known urban sprawl. As people moved out of the city in search of better living standards and safer lifestyles, the central city of Detroit (downtown) constantly struggled to revitalize itself. This condition blemished Detroit’s central city with abandoned buildings, spray-painted graffiti (researcher witnessed various inscriptions and drawings on many public surfaces and buildings), and other signs of the hopelessness and frustration of poverty [WRI 2000]. As people abandoned cities and moved to nearby suburbs, the city had more vacant lots and buildings than occupied ones, and these vacant structures pose a threat throughout the year as a haven for drug users and as targets for arsonists. A major portion of Detroit’s building stock was built during the automotive era, prior to World War II. The majority of these buildings are older and in a state of decay and abandonment. The amount of new construction has declined rapidly, in particular after the wake of the 1967 riots, as people who could afford housing elsewhere left the central city. Despite the fact that this rate of new construction did not decline as rapidly 149 as the city's population (as stated earlier, Detroit has become the first major city in US history to have fallen below a population of one million). Many historically well-built structures stood as symbols of despair as people abandoned these structures and fled to the safer suburban life styles. Between 1970 and 1990, some 119,000 Detroit houses were torn down, leaving 410,000 units in 1990. The city of Detroit issued 20,676 building permits for new residential building construction over a thirty-year period from 1970 to 2002, whereas 165,012 permits were issued for the demolition of residential buildings during the same period [SEMCOG 2002]. The state of commercial buildings is no different from that of the residential structures, as the same effect was felt in the commercial building market, as more businesses started moving outside the city to the suburbs. 4.2.1 EXISTING BUILDING STOCK IN DETROIT — DATA COLLECTION The Central Business District (CBD) of the city served as an epicenter of all business activities in the southeastern part of the state. However, as people slowly started moving out of the city area, so did the businesses, leaving a lot of commercial structures either vacant or underutilized. Table 13 below shows the commercial office market area as of 2002 existing in the City of Detroit and its suburban neighborhoods. 150 Table 13: City of Detroit and Southeastern Michigan Office Market as of December 2002 [GDP 2003] Southeastern Michigan Office Market Area (Total Square Feet) Office Submarket Total Sq Ft. Troy 19,672,660 Detroit 19,025,152 (Detroit CBD) 12,952,913 (70% of City) Southfield 18,020,730 I-275 Corridor 8,051,792 Birmingham/Bloomfield 7,723,574 Farmington/Farmington Hills 6,113,894 Ann Arbor 5,482,907 Dearbom / Romulus 4,348,538 Southern Macomb 3,609,989 Flint 669,500 Total and Southeastern Michigan 92,718,736 From the table above, it is evident that more business moved to the suburbs, leaving behind less interest among investors in the CBD area. This also had a great impact on the existing buildings that were previously used for office and commercial purposes. These buildings started aging, faster than expected due to lack of maintenance and occupation. For example, the century-old Madison-Lenox hotel shown in figure 12a was built in l901[Freep 2002]. The old hotel, with its broken out windows and boarded up doorways has the architectural value typical of such buildings. All its inhabitants were 151 evicted 10 years ago so the building could be transformed into a luxury hotel, but the transformation never happened. This building was abandoned from 1987 and has been lying vacant for the past fifteen years. mm... "‘I'HI:::: nun , II .M A III!!! Figure 12a: The old Madison Building opened in 1901 at Harmonie Park. It is open to vagrants and totally abandoned. Figure 12b: The vacant 1917 Fort Shelby Hotel. Built in 1917, it closed in 1998 and finally became completely vacant. Figure 12: Historic Buildings that are Vacant and Abandoned in Detroit [Preservation 2003] Many efforts to rehabilitate this building in the past have failed for various reasons, one of which was the cost factor. Similarly, the historical famous Fort Shelby 152 hotel shown in Figure 12b was built in 1917 by the then-famous design firm of Richard E. Schmidt, Garden, & Martin at a cost of $890,000 [Kohrrnan 2003]. This hotel was used until 1973 after which it was closed and abandoned. This was right around the time of onset of the 1967 riots in Detroit. For many years, the only tenant of the building was a bar named Shelby's. It occupied part of the lobby space. This building was totally closed in 1998 and the Fort Shelby Hotel finally became completely vacant and turned into a place of public threat in terms of safety and surrounding livability. There are numerous buildings in Detroit’s CBD of similar abandoned conditions which are lying vacant. As per Table 13, almost 70% of the total office market area in the City of Detroit is in the Central Business District, which is full of abandoned buildings thereby opening up asylums for drug users and creating social insecurity for the public living in the CBD areas. Of the many factors (social, cultural, political, economical, etc.) the researcher studied in investigating the reasons for this mass abandonment, it is evident that the cost of bringing these deteriorating buildings back to use was a critical factor. One of the cost- related issues widely felt is the cost of rehabilitation in order to make the building comply with the current code standards. The existing buildings that were built almost 100 years ago many times do not comply with the standards and requirements of the new building codes, as these structures were not built to a specific building code. This results in high rehabilitation expenditures in order to make the building comply with the current code, leading to a higher factor of uncertainty among the building owners whether it is more economical to invest in rehabilitating the building or just to abandon it without spending excessive amounts on rehabilitation. This section shows a compilation of such existing 153 vacant structures in downtown Detroit that have potential for rehabilitation and reuse but have not been rehabilitated. The distinctive pattern of streets and the alignment and function of buildings and public spaces in relation to one another make Detroit’s urban design a unique one. Judge Augustus B. Woodward envisioned this characteristic honeycomb pattern as early as 1807 and this pattern still forms the base pattern for all urban developments in Detroit even today [GDP 1997]. Woodward’s honeycombed urban development pattern resulted in the formation of several well-defined business districts in the city, one of which is the Central Business District of Detroit. Each of the developed districts was focused to serve a particular market niche, gradually growing from the edge of the Detroit River. Based on these developments, many avenues were formed, of which the main one is named as Woodward Avenue. 0 n the east p art 0 f W oodward Avenue w as the E ast District that housed the industrial sectors, marketplaces, and housing for the immigrants to the automotive city. Government facilities, utility providers, financing organizations and upper-end housing dominated the west district [GDP 1997]. This fast paced development along Woodward Avenue brought in numerous buildings and much infrastructure for the various public and private sector operations. Most of these buildings were built in the early 1900’s when the automotive-based growth in the city was alarming. Let us consider the CBD section of Detroit for this research study, identifying those among the existing building stock that are either vacant or on the drawing boards waiting for investments for rehabilitation and reuse. Figure 13 shows a detailed representation of the condition of the existing building stock in downtown Detroit along 154 o -' 6 111111;- (3.1ka it" aging; ‘3; $3 9 (.5 flirt-2R3 9} O . -— .m- , , .st 5‘ use if _ p , ._ ,3." ,,,,,,, _ ‘ Li . . , , en‘auuuma oneness». , - . a ewe, - it, -* m: _~"’- um w . _. o -_-: u; i (44.4?» ”a .- .._-._ .._.‘._.T———n;‘- -5..- ~ - :' I:‘ Category l :l Category 3 :| Category 2 :1 Category 4 Figure 13: Pictorial Representation of Downtown Detroit’s Existing Building Stock [GDP — 1 2003] 155 east and west corridors of Woodward Avenue. The figure indicates existing vacant lots and buildings in downtown Detroit, divided into four different categories [GDP-1 2003]: Category 1: Category 2: Category 3: Category 4: Existing vacant buildings that are either planned and financed for rehabilitation, or under construction by bringing down the existing building on the same site Existing vacant and long standing abandoned city-owned buildings Existing vacant and deteriorated buildings that have potential for rehabilitation into lofts and market rate residential units based on their location and existing conditions. Existing vacant and abandoned privately owned buildings waiting for 50/50 matching funds from public and private funding agencies for rehabilitation or redevelopment on the existing building lot. Even though new developments are coming up in the downtown Detroit area, more than 50% of the existing buildings are vacant without any proper use. This is evident from the figure detailing the existing vacant building stock along the eastern and western districts of Woodward Avenue. Most of these buildings are being planned for reuse as a part of the city’s movement for revitalization of the downtown area but remain without rehabilitation due to various parameters discussed in the earlier chapters related to building rehabilitation. 156 Table 14 gives a comprehensive list of existing buildings in the City of Detroit that are declared to be in the vacant / not in use category under the register of Wayne County, Michigan by the National Register of Historic Places [NRHP 2003]. The buildings that are listed in the table are of historical importance and were built during the period of urban growth in the automotive capital of the world. These structures were mostly used for commercial purposes and the details of their respective historical use and current function / status are given in the listing. Most of the buildings categorized are high-rise structures that form the skyline along the elegant avenues of the city. Most of these existing buildings are privately owned and in some cases jointly owned by the local government and the private sector. The periods of significance for these structures mentioned in the table are the periods when they experienced the complete use of the building for the specified historical use. After these periods of significance, the buildings were either underutilized or completely abandoned for various reasons discussed in the earlier chapters of this report. Very few of these existing buildings are currently in use, and even if in use, they are highly underutilized as small retail shops and businesses occupy hardly 20% of the structure. The buildings tabulated are in two formats: individual buildings and groups of buildings declared part of a historic district that are lying vacant and unused (see the “number of buildings” section of the table). 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SEE 283m .. 033$ am“: I mt: mm mam—339 03:5 33m 332803 new 03:3 £03355 9833335m 8.23 Jogm 580% 6330809 an BEBOm 0>80|M~C=nv02 160 The total list of 839 vacant and historical buildings in the City of Detroit listed under the National Historic Register are so identified because most of these structures are of historical significance and carry a peculiar architectural importance of olden times. Most of these buildings are high-rise structures and vary from a few hundred square feet in area to almost as high as a million square feet in a few high-standing structures in the city’s skyline. A large group of buildings is planned for rehabilitation under various city development programs with a target of the 2006 Super Bowl in Detroit [GDP 2003]. 4.2.2 POTENTIAL REHABITABLE BUILDING STOCK The existing unutilized or underutilized buildings are growing in number, as more and more owners are reluctant to invest in existing structures and bring them back to use. The reasons for this d aunted e nthusiasm v ary from b uilding to b uilding, b ut there are primary factors in common such as the market demand for commercial buildings in Detroit, social factors, political factors, and also economic factors such as the cost of rehabilitation. Major parts of the existing stock of buildings are structurally sound and are potential candidates for cost-effective rehabilitation. However, the buildings’ style, kind of architecture and dimensional standards are very different from those found currently under standard building codes. This often results in higher costs of rehabilitation. In this chapter, one such building with these complications and with historical significance is considered as a case study building. A complete rehabilitation code analysis and cost analysis is performed using the new Michigan Existing Building Code in comparison 161 with the regular Michigan Building Code. The larger group of buildings tabulated above carry physical and historical characteristics similar to the case study building used for this research and hence all are potential candidates for rehabilitation and reuse. Rehabilitating these vacant buildings and bringing them back to use would have a huge positive impact on urban revitalization in Detroit. 4.3 REHABILITATION CODE AND COST ANALYSIS FOR CASE STUDY BUILDING Among the old and vacant existing building stock in Detroit, a case study building, hereinafter referred to as “the building,” was identified for a code and cost analysis 0 f u sing the new Michigan E xisting B uilding C ode (MEBC) o ver the regular Michigan Building Code (MBC) for the process of building rehabilitation. The selected building holds all the characteristic properties of old, vacant and underutilized buildings in downtown Detroit, as they were almost all built during the same period of historical significance. This is evident from Table 14 earlier, which shows a unique period of historical significance between 1850 and 1950. 4.3.1 CASE STUDY BUILDING DETAILS: Detroit’s development has been triggered in a positive direction with the fresh additions to the city such as the new Tiger Stadium and the proposed Campus Martius Development. The building identified for this case study is located in this strategic 162 development area identified by the city, which is in the Lower Woodward National Register Historic District. This building is listed on the historic register as it contributes to the historical value of the district and the city. This building consists of two buildings, “building A " and “building 8, " tied together to form a single case study building. Building A is on the northern side while building B occupies the southern lot. Building A is a six-story structure with a two-story penthouse on top of the sixth floor. Building B is an eight-story structure having almost equal ceiling heights between all the floors. On the other hand, building A ’5 original sixth floor has a relatively tall ceiling height. An over-story was constructed creating a seventh floor within the volume of the sixth floor. As a result, the seventh floor of building A has two floor levels, 7 and 7A, equivalent to only one seventh floor in building B. The total area of the building is 113, 966 square feet (Building A = 61, 958 sq. ft; B = 52, 008 sq. ft). Table 15 details the floor area of the buildings A and B. The floor areas in bold print are the planned rehabilitation floor areas, while the italicized floor areas are not considered under the defined rehabilitation scope. Based on the scope defined in the next section, the total area considered for the case study is 90,518 sq. ft. (A = 49,958 sq. ft. and B = 40,560 sq. ft.). In the case of work related to all vertical shafts (stairs), the entire building, including the basement, is considered. 163 Table 15: Floor Area Description of the Case Study Building [Schwartz 2002] EXISTING FLOOR AREAS OF THE CASE STUDY BUILDING Building A Building B Floor Level (Square Feet) (Square Feet) Basement 6, 000 5, 724 15’ 6, 000 5, 724 Mez (Lobby + Stairs) 1,958 492 2nd 6,000 5,724 3rd 6,000 5,724 4th 6,000 5,724 5th 6,000 5,724 th 6 6,000 5,724 7th 6,000 5,724 7A 6,000 - 8th 6,000 5,724 Subtotal of Area 61, 958 52, 008 (In Bold Print) Subtotal of Area Affected by this 49, 958 sq. ft. 40, 560 sq. ft. Rehabilitation (Mez + 2nd to 8‘h floor) (61958 — 1200) (52,008 — 11448) Total Area of Building 113,966 sq. ft. Total Area Affected by this Rehab Project: [49, 958 sq. ft. + 40, 560 sq. ft.] 90, 518 sq. ft. 164 Constructed around 1910, the building has been historically used for commercial / business purposes and is classified as a Group “B” use structure according to the classification specified by the building code (see the discussion of building classifications in Chapter 3). A single business used both buildings A and B with some retail use on the first floor. About fifteen years ago, the users vacated the building and now it is lying vacant with very little retail use in the first floor. When the researcher inspected the building, it was evident that the building was relatively clean and structurally sound. The building also carries a unique architectural value evident from Figure 14 depicting the pleasing, carefully designed architectural styles. Figure 14: A View of the Architectural details of the Case Study Building 165 Buildings A and B are tied together into a single building sharing a common set of three elevators opening into building A at each floor level with doorway access from building A to B at the side walls next to the elevator. Except for the seventh floor, A and B’s adjacent floor levels are relatively even, making for an easy transition from one building to the other. The difference in floor heights is approximately 4 '8" between floor 7 of building A and floor 8 of building B, requiring a half flight of stairs to connect these two floor levels in the structure. This can be witnessed from Figure 15, an elevation drawing of the buildings. In building A, all floor levels up to the fifth floor are of similar heights, around 13 feet, while the ceiling heights of floors 6, 7 and 7A are different, as detailed in the elevation drawing. A photographic view of the case study building (including both A and B) is shown in Figure 16. Building A and B are separated completely for the first two floors with separate egress access and entrances. After the second floor, access to each of the buildings is provided through a doorway across the dividing wall. The existing windows (seen in both photographs) in elevation above the second floor at the front facade and at all floors at the rear facade and penthouse are original windows of historical value with single pane glass. The ninth floor in building A is the mechanical room and has the highest roof level in this building. The total building height above the ground level is 135 feet and overall height of the structure including the basement is 149 feet. See Figure 15 for details. 166 FRONT ELEVATION OF THE CASE STUDY BUILDING Two Buildings "A" and ”B" Tied Together into One Case Study Building AF10 El, .7 AFQ ‘J‘ . .T T ' T AFB 31‘.) ‘53 BF8 , , i I ”7" T ‘ f? a :0 :2 SW AF7 ;' .I . I ° :0 " l AF6 2 $ E? are '7— “I AFS 'm ‘i E": BFS *- _ _. m '1’ '7 p, 32 BF4 - TI 1" ‘i‘ AFB ,1, '72 an AF2 ft“ '53 4 .I an _ “.2 MEZ - A I: a" . MEZ AFt °’ 53 I I 8H ‘1’ '1 I 'n 'n BASE T T BASE I [CASE STUDY BUILDING - "A"! i CASE STUDY BUILDING — "B" FIGURE 15: FRONT ELEVATION OF THE CASE STUDY BUILDING 167 NIH. figs. 1% .. Nan:...fi.7.~i~w..1 .awflwmgflfiamnfiwm . Case Study Building (A& B) in Downtown Detroit, Pictured in August 2002 Figure 16 168 The type of construction found in the building, based on the classification defined in Section 602.3 of Chapter 6 (types of construction) of the Michigan Building Code (MBC), is type I-B. According to the code, type I-B construction is that type of construction in which the building elements listed in Table 601 of the MBC are of noncombustible materials and are permitted according Section 603.1 of MBC. There are two means of egress stairways in the entire building, one in building A and the other in building B. Figure 17 shows the existing third floor plan of the building. The openness of the existing structure makes it a potential candidate for rehabilitating it to any suitable use. The three elevator shafts run across all the floor levels from basement to the top floors. The building also has a fire escape stairway at the rear side providing an emergency escape facility for both the buildings, A and B. The structural elements are of reinforced concrete, and the exterior and load bearing walls are built of brick masonry as is typical of the buildings built during this historically significant period. The floor area at each floor level of building A is 6,000 square feet, and 5,724 square feet in building B. The existing windows and window trim in the building hold good architectural value and can be retained in the rehabilitated structure, based on their condition and value. The stairs at the rear of building B are made of cast iron with decorative cast iron risers and architecturally significant guards/railings. The stairs at the rear of building A have minimal wood railings and are of marginal architectural significance [Knibbe 2002]. Most of the existing walls and ceilings in both the buildings are of a plaster finish and, on observation, it is evident that this plaster is non-decorative in most places and completely damaged on a few floors. The existing floor coverings on the sixth and seventh floor levels are damaged severely as the plumbing systems underneath the floors broke due to 169 . n. . m _ W; _ m u m._ _ . .. n. a Iim ..... ..t- ........ Wm B D W a _ 5 a w “lain...“ III M 5 .5 5 m 5 . “Nuanonuiu u u .5 a D D 5 a m TL J— _ " ““ “'1. J- - — (~._K_-;;-._.._,_. i 3 3 ’LJ- IIII. IIIJ WCm #Nmmmiw ..m.. L0 002 L02... m Em Good n ..<.. Lo 8.2. 50cm * L 170 THIRD FLOOR PLAN OF EXISTING BUILDING FIGURE 17 4.3.2 SCOPE OF THE REHABILITATION PROJECT The scope of rehabilitation of the case study building is defined in this research based on the owner’s needs, available market potential in downtown Detroit, and the architect’s input and suggestions. With these parameters in mind, the existing business use (group B) of the vacant building is planned to be changed to a new use group and occupancy, group R-2 (multilevel residential dwelling units), at the existing second floor level and above. Definitions of and details about various use groups, as described by the Michigan Building Code, were discussed in chapter three. The existing retail use of the first floor is retained as the same mercantile use group (M) without any change. The areas affected by the proposed rehabilitation are marked in bold in Table 15, shown in a previous section of this chapter. This change of occupancy from use group B to group R- 2 results in conversion of the vacant building into efficient market rate apartment units, averaging about ten units per floor. The proposed floor plan of the new residential use is shown in figure 19, detailing the third floor plan after rehabilitation. Based on the existing code complications in the building, some of the existing building components such as the stairs, mechanical rooms, and bathrooms with raised floors are removed and redesigned in new locations to meet the code standards. For example, in the new proposed design, when compared to the existing floor plan shown in figure 17, the existing stairs have been completely removed from its 0 urrent location and h as b een m oved along the sidewalls (party w alls) o f t he structure. This new location of stairs shown in figure 19 is designed to offer more efficient dwelling units, in terms of both number of units and their design, without 171 . .. L. .— IF'.8 I— IN .8 InV 0.1 m. - * b. m m n 0 m _. - I s. b I I / L .6..B I /‘lu—l.O—Idr |.VI.8 d. Em emmfi n ..m.. 5B 002 L00: Em 000.0 N ..<.. *0 00.2. .60.... w u L L FIGURE 19: THIRD FLOOR PLAN OF NEW AFTER-REHAB USE 172 leaving units too large or too small. The photographic view of the existing floor in the building, shown in figure 20, demonstrates the openness of the existing floors and the ease of defining a new use for the building. Figure 20: Sixth Floor Level of the Case Study Building, Showing the Existing Openness of Past Use Group B, Pictured in September 2002. The floor plan shown in figure 19 details the location of the units and other building components. When observed in detail between figure 17 and figure 19 it can be noted that of the three elevators that are in the existing building, the center elevator is removed in the new use, as two elevators are sufficient to serve the occupant load of 2-4 occupants per dwelling unit. This creates the increased corridor space in the new R-2 use. 173 The change of occupancy of the building from group B to R-2 requires approval and a change of occupancy certificate from the Buildings and Safety Department. Since the existing structure is mostly Open, all the new building components that are added for the new R-2 use will comply with the regular building code. The existing components are checked for compliance with the code, which is the one of the important areas of concentration of this research work, and approved based on their physical and dimensional conformity to standards. Other than the major change of occupancy rehabilitation, existing exterior and interior components will be rehabilitated to conform to the health and safety standards in the local building code. The existing masonry work must meet rehabilitation standards requiring the use of gentle cleaning techniques, custom mortar, and matching masonry. Since the building is listed in the National Historic Register and located in one of the City of Detroit’s local historic districts, the rehabilitation scope will meet and incorporate the requirements of the historic preservation standards to gain the benefits offered by the respective historical preservation programs. All the code-related issues in the existing building are explored in detail and for the defined scope of change of occupancy, rehabilitation specifications are developed complying with the requirements of the regular Michigan Building Code and the new Michigan Existing Building Code. The code and cost analysis results are summarized in the later sections of this chapter. Since this building is registered under the national and local historic registers, the scope of rehabilitation will conform to these standards to be eligible for Federal Investment Tax Credits and also to qualify for the Michigan Historic Preservation Tax Credits [Knibbe 20021 174 4.3.3 REHABILITATION WORK SCOPE ANALYSIS Rehabilitation projects are of two major types, rehabilitation for the same existing use and rehabilitation for a new use, involving a change of occupancy. Generally, the first type of rehabilitation involves minor repairs, renovations, restorations and in some cases additions to the components of the existing structure. The second type of rehabilitation demands substantial change to the existing components of the building, in some cases even resulting in higher dollar values for rehabilitation than for new construction. When rehabilitation work is performed within the same use, the compliance requirements are not as severe as for a change of use. The use categories are defined based on the type of use and its relative hazard to life and safety. The compliance requirements for a change of use from a lower to a higher use hazard category are entirely different from those for a change from a higher to a lower use hazard category. The respective building code adopted in that region states these requirements. In this case study building, a change of occupancy is proposed from use group B to group R-2. This change of occupancy places the building in a higher hazard category as per the building code. All the code analysis performed in this chapter focusing on making the building comply with the code requirements is based on this proposed occupancy change. The suitable sections relevant to this change from group B to group R-2 are studied in detail. As per the proposed goal and related objectives of this research, the code analysis for the defined rehabilitation scope is performed under two categories using: 175 0 Michigan Building Code (MBC) - Regular Construction Code 0 Michigan Existing Building Code (MEBC) — Rehabilitation Code A comprehensive code analysis using both the MBC and the MEBC was performed and the results have been summarized in this subsection, detailing the code related issues in the proposed rehabilitation along with some critical findings. The more detailed version of the code analysis is presented as an appendix (Appendix A). 4.3.3.1 MICHIGAN BUILDING CODE (MBC) BASED ANALYSIS By passing State Public Act 245 of 1999, the State of Michigan adopted as its single statewide building code the Michigan Building Code (MBC), which is adapted from the lntemational Building Code (IBC) developed by the lntemational Code Council. In the MBC, a separate chapter (Chapter 34) is dedicated to work in existing structures, but this chapter is not very comprehensive in addressing the issues that prevail in existing structures built during historical periods. The provisions of this chapter control the alteration, repair, addition and change in occupancy o f existing structures to a smaller magnitude. As per the MBC, the portions of the structure that undergo additions, alterations or repairs need to conform to the requirements of the code for new construction. Additions or alterations that will cause an existing structure to be in violation of any provisions of the MBC should not be made. Chapter 34 permits portions of the structure that are not altered and not affected by the alteration to avoid complying with the code requirements for new construction of a similar kind. 176 According to Section 3405 in Chapter 34 of the MBC, no change will be permitted in the use and occupancy of the building that would place the building in a different division of the same occupancy group (for example, changing from group R-l to R-2 or R-3) or in a different occupancy group (for example, changing from group B to group R) unless such building is made to comply with the requirements of the MBC for such division or occupancy group. However, if the new or proposed occupancy use is less hazardous (refer to hazard categories for different use groups discussed in chapter 3) than the existing use (based on the life and fire risk), the building official has the authority to permit the change in use without conforming to all the requirements imposed by the MBC for that respective use group. If this benefit of approval is offered by the building official, a certificate of occupancy should be obtained, where it has been determined that the requirements for the new occupancy classification have been met as per the requirements put forth to address the health and safety issues. If a change of use made to an existing structure raises the building to a higher hazard category, then the entire building must comply with all the requirements of the MBC that are similar to new construction for the proposed use group. In the case study building, the proposed use group results in change of the existing group B lower hazard use to group R-2, a new, higher hazard use. This change makes it compulsory for the entire building to comply with the MBC and meet all requirements similar to a new group R-2 type construction. In the case study building, all the existing components and elements were analyzed for their condition and conformity with the standards defined by the MBC for 177 group R-2 construction. Since the existing structure is fairly open with only the exterior enclosures enclosing the structural elements, all the new components that will be added for the new R-2 use will comply with the MBC standards in any case. All existing elements are considered for this code analysis. Some of the existing building elements identified for further analysis are (see figure 17 for plan): 0 Existing exterior enclosure masonry walls (party walls at North and South ends) 0 Continuous wall separating building A and building B (see plan) 0 Existing windows, window frames and window glass panes - Existing floors and ceilings along all the floor levels in both buildings A and B 0 Existing means of egress stairs — this includes: > Continuous stairs in Building A (see plan) )‘v‘ Continuous stairs in Building B (see plan) ‘P Mezzanine stairs in Building A > Fire escape stairs in the rear side common to buildings A and B 0 Existing structural elements (columns, beams, joists and slabs) 0 Existing three elevators opening into building A 0 Existing mechanical, electrical and plumbing fixtures 0 Existing floor and ceiling finishes and other building materials 0 Existing vertical enclosures running along the height of the building (All the above elements also been studied for dimensional conformity with code.) Based on the code analysis performed in the case study building using the MBC, four major categories (in terms of cost impact) of non-compliance have been identified: 178 0 FIRE PROTECTION: F IRE-RESISTANCE-RATED CONSTRUCTION > SECTION 703: Fire-Resistance Ratings ‘9 SECTION 704: Exterior Walls 3* SECTION 707: Shaft and Vertical Exit Enclosures 0 MEANS OF EGRESS r SECTION 1003.2 System Design Requirements 93° 1003.3.3 Stairways ‘i 100333.] Stairway Width. ‘i 1003.332 Stairway Headroom 1003.333 Stair Treads and Risers. > 10033331 Dimensional Uniformity 1003.334 Stairway Landings 1003.336 Vertical Rise v o INTERIOR ENVIRONMENT ‘2 SECTION 1207: Interior Space Dimensions °2° 1207.2 Minimum Ceiling Heights. 0 INTERIOR FINISHES 3* SECTION 803: Wall and Ceiling Finishes These four major categories identified from the code analysis performed on the existing building were critical in terms of cost involved for making these non-complying building elements comply with the MBC. This limited list of items is a summary based on the cost 179 impact analysis performed by the researcher in the later part of the research. Based on the existing conditions of the case study building, all the remaining components for the new R-2 use will be new anyway and will comply with the MBC. A detailed description of these four identified components and their non-compliance is furnished in this section of the report. Each main section is detailed with the subsections mentioned above, and each sub-section is explained in three categories: 0 Compliance requirements as per the MBC (CR-MBC) 0 Existing condition of the building component (EC -BC) 0 Rehabilitation work scope to make the component comply with the MBC (RCC) 4.3.3.1.1 FIRE PROTECTION: FRR CONSTRUCTION In any building construction, fire-resistant materials and assemblies should be used for resisting the spread of fire and smoke within a building and the spread of fire to or from other buildings. Fire-resistance-rated construction is adopted to create the required separation of adjacent spaces and critical building components such as structural members and load carrying members from continuing fire spread and to safeguard against collapse and disaster. This section illustrates the fire protection and the fire resistance of the existing building components in the case study building. F ire-Resistance Ratings (MBC Section 703) Fire Resistance Rating (FRR) is the period of time a building element, component or assembly maintains the ability to confine a fire, continues to perform a given structural function, or both, as determined by the tests or the methods based on tests, prescribed in 180 Section 703 of the MBC. FRR is calibrated as the number of hours of resistance that a particular component or assembly offers during fire. The fire-resistance rating of building elements shall be determined in accordance with the test procedures set forth in ASTM E 119. As per the MBC, engineering analysis perfomred on similar building element designs having fire-resistance ratings as determined by the test procedure set forth in ASTM E 119 can be used to determine the FR of the existing old assemblies that does not have FRR records. Based on the researcher’s discussion with practicing architects in the Detroit area, it is assumed that all the buildings of a similar type built in the city during the same period as the case study building have a FRR of one hour. Assuming this fact is applicable for the case study building, the primary components of rehabilitation (by cost impact) such as exterior walls, shaft and vertical enclosures and fire partitions, are analyzed based on the MBC. Exterior Walls (MBC Section 704) The existing exterior walls in the building are open to the main street and common alley on the east and west sides of the building. The north and south walls are party walls, joined with adjacent buildings. According to the assumption above, all the exterior walls in the building have a one-hour FRR. Following is the analysis using the MBC: 0 Compliance requirements as per the MB C .' According to Section 704.5 of the MBC, all exterior walls should be fire-resistant rated in accordance with Tables 601 and 602 of the MBC. Based on Table 601 and 602, as detailed in section 4.3.2 of this chapter, the case study building is classified under 181 “Type I-B” construction. According to Section 704.5 and Table 601 and 602 of the MBC, the exterior walls and their components that are load bearing need to have a minimum two hour FRR. The fire-resistance rating of exterior walls with a fire separation distance of greater than 5 feet (1524 mm) should be rated for exposure to fire from the inside. Any wall located on a property line between adjacent buildings which is used or adapted for joint service between the two buildings (party wall), shall be constructed as a fire wall without openings in accordance with Section 705 and shall create separate buildings. This section requires the party walls have a minimum two hour FR. 0 Existing condition of the building component: All the exterior walls of the case study building are rated with just a one—hour FRR, including the party walls on the north and south sides of the building. Since it is assumed that all the buildings of a similar type built in the city during the same period as that of the case study building have F RRs of one hour, the building is not conforming to the requirements of the MBC as specified in Sections 704 and 705 and this fire-resistance rating must be increased to the current minimum of two hours. 0 Rehabilitation work scope to make the component comply with the MBC: The existing exterior walls of the case study building do not comply with the requirements set forth by the MBC; their fire-resistance rating must be increased from one hour to two hours. Various methods can be adopted to increase the existing FRR of the walls by a minimum of one hour. For example, to achieve a one-hour fire-resistant 182 rating for the existing brick masonry walls, a minimum of 5/8” thick gypsum wall board can be fixed on the existing walls by furring and lathing with minimum 7/8” channels, galvanized and placed at 12” DC. This will provide the existing wall with an additional layer of protectiveness, adding an additional one hour to the FRR, making it a two-hour fire-rated wall. Details on the particular building materials used for this process can be obtained from section 4.3.5.5. In some cases, any protective coating such as cement mortar, pure plaster, vermiculite plaster or cement can be used to increase fire resistance. Also, fire resistance can be increased in the existing walls by grouting with certain fire- resistant chemicals. For the purposes of cost analysis, this research work assumes the gypsum board with furring on the existing masonry wall is used. Shaft and Vertical Exit Enclosures (MBC Section 707) The existing vertical enclosures in the case study building such as the stairwell enclosures, elevator room enclosures and utility shafts are of one-hour fire resistance rated materials. Similar to the exterior walls, the vertical shafts also need to comply with the MBC. 0 Compliance requirements as per the MBC: Section 705 of the MBC is applicable to all vertical shafts in a building where such shafts are required to protect openings and penetrations through floor/ceiling and roof/ceiling assemblies. According to Section 707.4 of the MBC, shaft enclosures 183 including exit enclosures shall have a fire-resistance rating of not less than 2 hours where connecting four stories or more, and 1 hour where connecting less than four stories. Shaft enclosures shall have a fire-resistance rating not less than the floor assembly penetrated, but need not exceed 2 hours. The continuity of the vertical shafts and enclosures is an important compliance requirement as per the MBC. According to Section 707.5 of the MBC, shaft enclosure walls should extend from the top of the floor/ceiling assembly below to the underside of the floor or roof slab or deck above and should be securely attached thereto. These walls should be continuous through concealed spaces such as the space above a suspended ceiling. The supporting construction should be protected to afford the required fire-resistance rating of the element supported. Hollow vertical spaces within the shaft enclosure construction wall should be fire stopped at every floor level. 0 Existing condition of the building component: All the existing vertical shafts and enclosures in the case study building are rated with an FRR of just one hour, including the existing stairwell enclosures in buildings A and B, because of the assumption that all the buildings of a similar type built in the city during the same period have the same FRR. This one hour FRR must be increased to the current minimum of two hours in order to meet MBC Section 705 requirements. In building A the stair shaft is discontinuous for one floor level at the second floor level, where the mezzanine stairs and second floor stairs of building B provide access to further floors of building A. This also is not compliant with the MBC requirements. 184 0 Rehabilitation work scope to make the component comply 1-1«'ith the MBC: The existing vertical shafts and enclosures of the case study building do not comply with the requirements set forth by the MBC; it is essential to increase the fire resistance rating of vertical shafts and enclosures from one hour to two hours. Methods described in the earlier section can be adopted to increase the FR of the vertical shafts and enclosures by a minimum of one hour. For example, to achieve a one-hour fire- resistant rating for the existing vertical shafts and enclosures, a minimum of 5/8” thick gypsum wall board can be fixed on the existing vertical shafts and enclosures with furring and lathing on the inner sides of the shafts with minimum 7/8” channels, galvanized and placed at 12” 0C. This will add an hour to the FR, making it a two-hour fire-rated enclosure. Details of the particular building materials used for this process can be obtained from section 4.3.5.7. To address the issue of continuity of the stairs (vertical shaft) new stairs may be constructed in the place of discontinuity or the whole stairway may be demolished and rebuilt. This issue is addressed in the cost analysis part of this chapter. 4.3.3.1.2 MEANS OF EGRESS Means of egress is a continuous and unobstructed path of vertical and horizontal egress travel from any point in a building or structure to a public way. A means of egress consists of three separate and distinct parts: the exit access, the exit and the exit discharge. The means of egress is designed based on the number of persons (occupant load) the building is designed to support. Chapter 10 of the MBC specifies the 185 general requirements for means of egress applicable to all elements of the means of egress system, in addition to those specific requirements for the exit access, the exit and the exit discharge detailed in other sections of the building code. System Design Requirements (MBC Section 1003.2) The means of egress system design requirements include various design factors such as multiple occupancies in the building, design occupant load, egress width, ceiling height, floor surface of egress path, elevation change, egress continuity, exit signs, egress illumination, accessible means of egress, elevators, escalators, and moving walks. One of the primary sources of egress is the building’s stairs. The case study building has two continuous stairways, one in building A and one in building B. Both of these stairways have a code complication that makes them not compliant with the MBC. Some of the major design requirements related to stairs in this section of the building code include stairway width, headroom, stair treads and risers, stairway landings, stairway construction (including walking surface of the stairs), vertical rise of the stairways (also defining the slope of the stairs), handrails (height, continuity, clearance), design requirements related to roof access of stairs, dimensional uniformity and profile of treads and risers. Out of the various design components of the existing means of egress in the case study building, code issues related to the existing stairways were felt by the researcher to be prominent; those components that have a critical cost-based impact on the process of rehabilitation are discussed in detail in the following subsections. 186 Stairways (MBC Section 1003.3.3) In the MBC, Section 1003.3.3 details the requirements for stairways that include the design of various stairway components, the materials to be used in construction and the positioning requirements. Existing stairways A and B in buildings A and B are studied for all these code requirements and the key issues are discussed. Both the stairways in the case study building must comply with Sections 1003.331 through 100333.121 ofthe MBC. Stairway width (MBC Section 1003.331) 0 Compliance requirements as p_er the MBC: The allowable width of stairways in a building is determined as specified in Section 1003.2.3 of the MBC. According to this section, the total width of means of egress in inches (mm) shall not be less than the total occupant load served by the means of egress multiplied by the factors in Table 1003.2.3 and not less than specified elsewhere in the building code. Follow the calculations as per this section: According to Table 1003.2.3 of the MBC, the minimum stairway width in inches per occupant for a building with a sprinkler system is 0.2. Based on a building capacity assumption of a total of 500 occupants for both the buildings A and B, each stairway has an occupant load of 250 each. 187 Occupant load per stairway = 250 Width per occupant = 0.2 Total width of stairs = 250 * 0.2 = 50 inches = 4’ 2” minimum These calculations are based on the occupant load for the new use in the case study building after rehabilitation, occupancy group R-2, with an assumption of three occupants per dwelling unit at a rate of 11 dwelling units per floor. In addition, according to Section 1003.33] of the MBC, no stairway may be less than 44 inches (1118 mm) wide as a base minimum. Considering these two design values, it is recommended that the stairs be no less than 50 inches wide, but it is required for the stairs to be a minimum of 44 inches wide. For this research purpose, 44 inches is used as the minimum width. 0 Existing condition oLthe building component: The existing stair width in the case study building is not in conformance with the new standards. The existing stair width is 40 inches in both buildings A and B, which is not compliant with the minimum requirement of 44 inches in the Michigan Building Code. 0 Rehabilitation work scope to make the component comply with the MBC: The stair width must be increased from 40 inches to 44 inches. The existing stairwell does not support this change, as the existing dimensions of the stairwell cannot accommodate the increased width. This necessitates the removal of the existing stairs, including the stairwell enclosures, and the introduction of new, compliant stairways. This 188 defines the scope of the rehabilitation work to make the building comply with the Michigan Building Code. Stairway Headroom (MBC Section 1003.332) 0 C ornpliance requirements as per the MBC: According to Section 1003.332 of the MBC, stairways shall have a minimum headroom clearance of 80 inches (2032 mm) measured vertically from a line connecting the edge of the nosing. Such headroom should be continuous above the stairway to the point where the line intersects the landing below, one tread depth beyond the bottom riser. The minimum clearance should be maintained along the full width of the stairway and landing. If in a building there are spiral stairways complying with Section 1003.339, a headroom clearance minimum of 78inches (1981 mm) is allowed by the MBC. 0 Existing condition of the building component: In the case study building, headroom clearance is less than the minimum requirement of 80 inches. In building A the headroom clearance varies because the building’s floor heights vary on higher floors (see the elevation drawing of the building detailed in the previous section). 0 Rehabilitation work scop_e to make the component comply with the MBC: To make the existing stairs compliant with the MBC’s headroom clearance requirements, they must be removed, including the stairwell enclosures, and rebuilt. 189 Stair Treads and Risers (MBC Section 1003.333) 0 Compliance requirements as per the MBC: According to Section 1003.333 of the MBC, stair riser heights shall be 7 inches (178 mm) m aximum and 4 inches ( 102 mm) minimum. Stair tread d epths shall b e 1 1 inches (279 m m) minimum. T he riser h eight 5 hall b e m easured v ertically b etween the leading edges of adjacent treads. The tread depth shall be measured horizontally between the vertical planes of the foremost projection of adjacent treads and at right angle to the tread’s leading edge. 0 Existing condition of the building component: This is a very critical problem found in most vacant buildings that were built before modem-day building codes were established and used. Designers at that time usually designed the risers more than 8 inches high and the treads less than 11 inches wide. This resulted a smaller number of risers between different floor levels. But as new codes came to use, the riser and tread requirements were changed to reduce climbing strain. In the case study building neither the riser heights nor the tread depths meet the MBC standards, as the risers are 8 inches high and the treads are 10 inches wide in most places in building A and building B. Some parts of the stairs in Building B, metal stairs carrying rich architectural value, comply with the MBC standards. 0 Rehabilitation work scope to make the component comply wit/1 the MBC: 190 To make the existing stairs compliant, riser heights and tread dimensions must be altered, which means that the existing stairs and stairwell enclosures must be removed and rebuilt. Dimensional Uniformity (.MBC Section 10033331) 0 Compliance requirements as per the MBC: According to Section 10033331 of the MBC, stair treads and risers shall be of a uniform size and shape. The tolerance between the largest and smallest riser or between the largest and smallest tread shall not exceed 0.375 inch (9.5 mm) in any flight of stairs. In addition, Section 10033332 details the profile requirements. The radius of curvature at the leading edge of the tread shall be not greater than 0.5 inch (12.7 mm) and beveling of nosings shall not exceed 0.5 inch (12.7 mm). Risers in the stairs should be solid and vertical or sloped from the underside of the leading edge of the tread above at an angle not more than 30 degrees from the vertical. The leading edge (nosings) of treads shall project not more than 1.25 inches (32 mm) beyond the tread below, and all projections of the leading edges shall be of uniform size, including the leading edge of the floor at the top of a flight. 0 Existing condition of the building component: A certain level of dimensional non-uniformity was noted in the case study building’s stairs. This must be modified to meet the code standards. 191 0 Rehabilitation work scope to make the component comply with the MBC: Parts of existing stairs that do not meet MBC standards must be removed and rebuilt to make the building compliant. Stairway Landings (MBC Section 1003.334) 0 Compliance requirements as per the MBC: According to Section 1003.334 of the MBC, there should be a floor or landing at the top and bottom of each stairway. The width of landings should not be less than the width of stairways they serve. Every landing should have a minimum dimension measured in the direction of travel equal to the width of the stairway. Such dimension need not exceed 48 inches (1219 mm) where the stairway has a straight run. According to the minimum stair width requirements of 44 inches set by the MBC, the stairway landing also takes the same minimum requirement of 44 inches. 0 Existing condition of the building component: The existing stairway width in buildings A and B, including landings, is 40 inches, as mentioned in the previous section detailing stairway width. Since the stairway width does not comply with the MBC requirements, the existing landing too does not comply with the MBC’s minimum width requirement of 44 inches. 0 Rehabilitation work scope to make the component comply with the MBC: 192 Existing stairway landings must be demolished and reconfigured according to the MBC’s dimensional requirements of a minimum of 44 inches. As the previous code parameters necessitated the removal of existing stairs, this becomes a part of the same scope of rehabilitation work. Vertical Rise (MBC Section 1003.336) 0 Compliance requirements as per the MBC: According to Section 1003.3.6 of the MBC, no flight of stairs should have a vertical rise greater than 12 feet (3658 mm) between floor levels or landings. 0 Existing condition gf the building component: On most floors, the stairs meet the vertical rise requirement of the MBC. But on three stories of building A (floor levels 6, 7 and 7 A), the stairs have non-confirming vertical rises due to story heights different from the other floors of buildings A and B. 0 Rehabilitation work scope to make the component comply with the MBC: In the case study building, many code complications are observed in the upper floors of building A, including the stairway and its components. The existing stairway at the sixth and seventh floor levels of building A must be demolished and reconfigured according to the MBC’s dimensional requirements as detailed above. As the previous code parameters necessitated the removal of the existing stairs on these floor levels of building A, this becomes a part of the same scope of rehabilitation work. 193 4.3.3.1.3 INTERIOR ENVIRONMENT In any building it is highly essential to comply with the building code provisions that govern requirements related to the interior spaces of buildings, including ventilation, temperature control, lighting, yards and courts, sound transmission, room dimensions, surrounding materials and rodent proofing. According to the natural ventilation requirements, any occupied space should be provided with ventilation through windows, doors, louvers or other openings to the outdoors. The operating mechanism for the ventilation systems and other openings should be easily accessible so that the openings are readily controllable by the building occupants as required. In the case study building, the existing huge, decorative windows meet all the requirements for lighting (the minimum net glazed area shall not be less than 8 percent of the floor area of the room served) and ventilation. Since the walls, partitions and door assemblies separating dwelling units in the new rehabilitated residential use will be new, sound transmission from dwelling units or from public or service areas shall meet sound transmission class requirements as defined by the MBC. The primary component detailed under this section of the code that has compliance complications is related to minimum ceiling height. This has a considerable cost impact on the rehabilitation project. Interior Space Dimensions (Section 1207) Primary parameters addressed by this section of the MBC include minimum room widths, minimum ceiling heights, room areas, and the efficiency of dwelling units. Of these parameters, the most critical one related to the case study building is the ceiling height. 194 Minimum Ceiling Heights (MBC Section 1207.2) 0 Compliance requirements as per the MBC: According to Section 1207.2 of the MBC, any occupiable spaces, habitable spaces and c orridors shall have a c eiling h eight 0 f not less than 7 feet 6 inches (2286 mm). Bathrooms, toilet rooms, kitchens, storage rooms and laundry rooms shall be permitted to have a ceiling height of not less than 7 feet (2134 mm). The 7 feet 6 inches is the net ceiling height available for living. 0 Existipg condition of the building component: Complications related to the minimum ceiling height requirements are very severe in Building A. Table 16 shows the ceiling heights of the upper floors of building A. In the floor details, A — F 6 means the sixth floor of Building A. Figure 21 shows the real picture of the seventh floor level of the case study building, the ceiling of which is around 7 feet high, less than the code requirement. Thus, two floors in building A have ceiling heights less than the minimum requirements and must be reconfigured to comply with code. T able 16: Details of Ceiling Heights in Building “A” in Case Study Building Floor Level of Building A Height of Ceiling in Feet Floor A — F 6 7 Feet Floor A - F 7 8 Feet Floor A - F 7A 7 Feet FIoorA-F8 11 Feet I95 Figure 21: Seventh Floor Level of Building A with Low Ceiling Height of Just around 7 Feet, Making it Not Compliant with the MBC Minimum of 7’6” 0 Rehabilitation work scope to make the component comply with the MBC: The researcher identified two options for working with the existing floors of building A to make them comply with the MBC. Option 1 is to demolish and reconfigure the existing floors 7, 7A and 8 of building A and space the three floors with a equal floor-to-floor height of 10 feet each. This option will result in four floors of 10 feet floor-to-floor height, for which the minimum ceiling height of 7’6” can be obtained after deducting 2’ 6” for the ducting and flooring. See figure 22. 196 OPTION 1 EXISTING OPTION 2 Newly Reconfigured Existing Floor Newly Built Floors 6. Floor Levels 6, 7, 7A, Levels 6, 7, 7A, 8 7, 8 by Removing the of Building A of Building A Entire Floor 7A "7 “r- “P A — F 8 10’ j 13* A—F8 13’ A~F8 10’ __ ATP” 8’ A—F7A ‘” l3 A — F 7 10’ 4 A—F7 10’ A—F7 __ . T 13’ A — F 6 10’ A — F 6 9’ A - F 6 13’ A—F5 13’ A-FS 13’ A—FS 5L. __ __ Figure 22: Two Options Devised by the Researcher to Reconfigure the Existing F loor-to-Floor Height to Make the Ceiling Height Compliant Option 2 is to demolish the complete floor level 7A and reduce the number of floors to three with equal floor-to-roor heights of 13 feet each. This will change floors 6. 7, 7A and 8 to floor 6, 7 and 8, resulting in the loss of six dwelling units in building A. For this research purpose, option 1 is selected for further analysis. Based on the option selected, the scope of rehabilitation work involves demolition of existing three floors and rebuilding the same with new floor-to-floor heights as shown in figure 22. This will involve the removal of existing floor slabs, floor finishes, ceiling finishes and related duct works. 197 4.3.3.1.4 INTERIOR FINISHES Interior finishes form a primary part of the completed, usable building. This division of the building code governs the use of materials as interior finishes, trim and decorative materials. These provisions limit the allowable flame spread and smoke development based on location and occupancy classification. As per Section 805.1.2, the permissible amount of flame-resistant decorative materials shall not exceed 10 percent of the aggregate area of walls and ceilings. Material used as interior trim shall have a minimum Class C flame spread index and smoke-developed index. Combustible trim, excluding handrails and guardrails, shall not exceed 10 percent of the aggregate wall or ceiling area in which it is located. According to the Michigan Building Code, interior wall and ceiling finishes are grouped in the following classes in accordance with their flame spread and smoke- developed indexes. 0 Class A: flame spread 0-25; smoke developed 0-450. 0 Class B: flame spread 26-75; smoke developed 0-450. 0 Class C: flame spread 76-200; smoke developed 0-450. As per Table 803.4 of the MBC, detailing interior wall and ceiling finish requirements by occupancy, in a group R-2 use building with a sprinkler system, interior finishes of Class C material or higher must be used for all rooms and enclosed spaces, vertical exits and exit passageways, exit access corridors and other exit ways. In the case study building. most of the floors need new floor finishes, as the existing floor finishes are damaged and 198 need to be changed for the new R-2 use. Existing wall and ceiling finishes in the building are usable, but they need to be checked for code compliance. Wall And Ceiling Finishes (Section 803) 0 Compliance requirements as per the MBC: As per section 803 of the MBC, interior finish materials should be applied (materials like paints for example) or otherwise fastened (for example if a vinyl or gypsum board is fastened to furring on the wall) in such a manner that these materials will not be detached or destroyed when subjected to room temperatures of 200°F (93°C) and above for more than 30 minutes. According this section of the building code, it is essential for the walls and ceilings to be fire-resistance-rated and made of noncombustible construction materials. The interior finish material should be applied directly against existing superstructure materials or to furring strips not exceeding 1.75 inches (44 mm) in width applied directly against such surfaces. The intervening spaces between the furring strips used to fix the interior finish materials can be filled with inorganic or Class A material. It can also be fire blocked at a maximum of 8 feet (2438 mm) in any direction in accordance with Section 716. An interior wall or ceiling finish that is not more than 0.25 inch (6.4 mm) thick can be applied directly against a noncombustible backing. For the new group R-2 occupancy use, it is essential that all the interior finish materials are non-combustible and Class C or higher, based on their flame spread and smoke-developed indexes. 199 0 Existing condition ot the building component: The wall and ceiling finishes that were initially installed in the building need to be tested for flame spread and smoke developed indexes, as historical data for these tests are not available for the case study building. However, irrespective of the class of materials existing, the conditions of the finishes needs to be altered significantly. Figure 23 shows the existing condition of the ceiling and wall finishes in the case study building. Figure 23: Existing Wall and Ceiling Finishes in the Case Study Building as Used During the Earlier Occupancy Group B, Pictured in September 2002. 200 67111 of. on (It! 01 0 Rehabilitation work scope to make. the component comply with the MBC: On most floors of the building, the existing wall and ceiling finishes are damaged extensively, as seen in the previous figure. The main reason for this deterioration is lack of maintenance, as the building has been lying vacant for more than fifteen years. In order to make this building suitable for habitation by use group R-2, all the existing damaged wall and ceiling finishes must be ripped off and reapplied in accordance with the current flame spread and smoke-developed index standards. According to Table 803.4 of the MBC, for a use group R-2 use building with a sprinkler system, Class C material or higher (based on flame spread and smoke-developed index) must be used for all rooms, enclosed spaces, vertical exits, exit passageways, exit access con‘idors and other exit ways. 4.3.4.1.5 RECAP OF CODE ANALYSIS USING THE MBC This code analysis, performed using the Michigan Building Code, discussed components that were critical in terms of adding cost to the rehabilitation budget. In the case study building, existing components that have code compliance issues were detailed in three categories: '1' Compliance requirements as per the MBC ’3' Existing condition of the building component '3' Rehabilitation work needed to make the component comply with the MBC The third category details the scope of work or the specifications for rehabilitation that must be performed to make the building comply with the MBC’s requirements. A 201 cost analysis for the related scope is given in later sections of this chapter. Also, a detailed code analysis has been performed for the case study building and attached in the appendix of this research report. Though the code analysis provided in the appendix is based on the new Michigan Existing Building Code (MEBC), for each code issue discussed, its suitable comparison with the regular Michigan Building Code has been developed and detailed in the Allowable / Required Limits section of the code analysis table. Refer to appendix for details on this code analysis. Since the Michigan Building Code is a replica of the lntemational Building Code (IBC), the sections identified in the appendix analysis report will mention MBC sections as sections from the IBC. In addition, sections that are marked with “88$” in the code analysis report have a related cost impact. Detailed notes corresponding to each cost impact are furnished in the code analysis worksheets provided in the appendix. 4.3.3.2 MICHIGAN EXISTING BUILDING CODE-BASED ANALYSIS A comprehensive discussion of the new Michigan Existing Building Code’s (MEBC) history, reasons needed, development and implementation has been fumished in chapters two and three of this research report. The ICC developed an exclusive code for addressing the issues related to rehabilitation in existing buildings, called the lntemational Existing Building Code (IEBC) which was very similar to but more comprehensive than the rehabilitation code matrix that was developed and opened up for public hearings by the Michigan Department of Consumer and Industry Services (CIS), Division of Codes and Standards. The State of Michigan adopted this code as “Michigan 202 Existing Buildings Code” (MEBC) effective October 31, 2002 [CIS 2002]. Since the IEBC has been almost completely adopted as the MEBC, with very few changes as detailed in section 3.5 of this research report, all the rehabilitation code analysis performed in this chapter is based on the final draft of the IEBC. A detailed rehabilitation code analysis has been performed and tabulated as a primary outcome of this research. The rehabilitation code analysis is attached in the appendix of this research report. It is essential to follow the code analysis worksheet in detail for this part of the MEBC-based code analysis. Important cost-based code impacts of the MEBC in comparison to the regular MBC are discussed in the following section. The researcher recommends following the code analysis worksheet for better understanding. 4.3.3.2.] DESCRIPTION OF MEBC ANALYSIS IN CASE STUDY BUILDING The MEBC is categorized into thirteen different chapters, discussing rehabilitation procedures based on the identified scope. The first, most important consideration using the MEBC is to define the scope of rehabilitation. Once the scope is defined, then the relevant chapters of the MEBC are followed to check the compliance requirements of the existing building as per the code standards. In the case study building, based on the scope of rehabilitation detailed in section 4.3.3 of this chapter, all the compliance requirements need to be met as per Chapter 8 of the MEBC, (“Change of Occupancy”). The case study building has been completely 203 analyzed for compliance requirements as per the MEBC and the same has been detailed in the code analysis worksheet provided in the appendix of this research report. Since there is a change of occupancy from group B to group R-2 in the proposed scope of rehabilitation of the case study building, all the sections of Chapter 8 and other related sections required by Chapter 8 are summarized in the notes and remarks column of the code analysis table in the appendix. CHANGE OF OCCUPANCY AND RELATIVE HAZARD AS PER THE MEBC When there is a change of occupancy in a rehabilitation project, the change must comply with the standards set forth by Section 812.2 of the MBC, detailing “hazard category classifications.” The relative degree of hazard of different occupancy groups shall be as set forth in the hazard category classifications, shown in Table 17, 18 and 19. The change of hazard groups can be of two types : 0 Change of occupancy classification to an equal or lesser hazard (Section 812.2.1 ofthe MEBC) 0 Change of occupancy classification to a higher hazard (Section 812.2.2 ofthe MEBC) An existing building shall comply with all the applicable requirements of Chapter 8 ofthe MEBC based on the respective hazard groups into which the change intended falls. The three major hazard category classifications detailed in the MEBC are: 204 Means of egress: Hazard categories in regard to life safety (refer to Table 17) Heights and areas: Hazard categories in regard to heights and area (refer to Table 18) Exterior wall fire resistance ratings: Hazard categories in regard to fire resistance ratings of exterior walls (refer to Table 19) Table 17: Hazard Category for Subsection Life Safety and Exits [MEBC 2002] HAZARD CATEGORIES AND CLASSIFICATIONS: Life Safety and Exits Relative Hazard Occupancy Group 1 (Highest) H-1, H-2, H-3, H-4, H—5 2 I-2, 1-3, 1-4 3 A, E, H, M, R-l, R-2, R-4 4 B, F-1,R-3, S-1 5 (Lowest) F-2, S-2, U 205 Table 18: Hazard Category for Subsection Height and Area [MEBC 2002] HAZARD CATEGORIES AND CLASSIFICATIONS: Height and Area Relative Hazard Occupancy Group 1 (Highest) H-l , H-2, H-3, H-4, H-5 2 A-l, A-2, A-3, A-4, I, R-l, R-2, R-3 R-4 3 E, F-l, S-l, M 4 (Lowest) B, F -2, A-S, R-3, S-2, U Table 19: Hazard Category for Subsection Exposure of Exterior Walls [MEBC 2002] HAZARD CATEGORIES AND CLASSIFICATIONS: Exposure of Exterior Walls Relative Hazard Occupancy Group 1 (Highest) H-1, H-2, H-3, H—4, H-5 2 F -1, M, S-1 3 A, B, E, I, R 4 (Lowest) F -2, S-2, U In the case study building, based on the scope of the project, the change in occupancy is from group “B” to group “R-2”. For this change, the first two categories of relative hazard related to means of egress and heights and areas are raised from a lower hazard 206 category to a higher hazard category, whereas the third relative hazard category, related to exterior wall fire resistance ratings, remains at the same level. All the provisions related to the above detailed relative hazard classifications must comply with the MEBC provisions. For detailed comments on these sections of analysis, refer to the code analysis worksheet. 4.3.3.3 CRITICAL FINDINGS OF CODE ANALYSIS Some of the critical findings of the code analysis of the case study building using both the Michigan Building Code (MBC) and the Michigan Existing Building Code (MEBC) define the clear difference in the scope of rehabilitation between using the MEBC and using the MBC. In this section, the major findings are summarized under four different categories that have a significant cost impact on the overall process of rehabilitation work: 0 FIRE PROTECTION: FIRE-RESISTANCE-RATED CONSTRUCTION o MEANS OF EGRESS o INTERIOR ENVIRONMENT o INTERIOR FINISHES 207 To facilitate better understanding, these critical findings are summarized under two major subsections: requirements of the MBC and requirements of the MEBC. 0 FIRE PROTECTION: F IRE-RESISTANCE-RATED CONSTRUCTION Requirements of MBC: Refer to section 4.3.4.1.1 of this chapter for MBC requirements related to Fire Protection and FR construction. Requirements of MEBC : Refer to section 804 of Rehabilitation Code Analysis, attached in the appendix of this research report, for the MEBC’s requirements related to fire protection and FRR construction in the case study building. 0 MEANS OF EGRESS Requirements of MBC : Refer to section 4.3.4.1.2 of this chapter for the MBC requirements related to means of egress. Requirements of MEBC : Refer to section 805 of Rehabilitation Code Analysis, attached in the appendix of this research report, for the requirements of the MEBC related to means of egress. 208 Table 20: Summary of Critical Differences in the Provisions of the MBC and the MEBC Related to Stairways, a Means of Egress Component (Cost Impact) Differences in the Provisions of MBC and MEBC Related to Means of Egress Stairway Components As Per the MBC As Per the MEBC Means of Egress Width Min 50" for 500 occupants, but not less than 44” At least 22” (559 mm) Stair Riser Heights Not more than 7” and not less than 4” Not more than 8” (203 mm) Stair Tread Depths Not less than 1 1” Not less than 8” (203 mm) Stairway Landings Not less than 44” wide by 44” long. Not less than 40” wide by 36” long Stair Slope Maximum of 1:1.5 Maximum of 1:1 o INTERIOR ENVIRONMENT Requirements of MBC: Refer to section 4.3.4.1.3 of this chapter for MBC 209 requirements related to the interior environment. Requirements of MEBC: Refer to section 601.3.4 of Rehabilitation Code Analysis, attached in the appendix of this research report, for the requirements of the MEBC related to the interior environment requirements (particularly ceiling height). 0 INTERIOR FINISHES Requirements of MBC : Refer to section 4.3.4.1.4 of this chapter for requirements of the MBC related to interior finishes. Requirements ofMBC: Refer to section 803 of Rehabilitation Code Analysis, attached in the appendix of this research report, for the MEBC requirements related to building elements and materials (interior finishes). The code analysis critical findings furnished in the above section are related to the change in occupancy made in the case study building. Since, in two out of the three hazard classifications (as per the MEBC) the proposed scope of rehabilitation raises the building to a higher hazard category, the above summarized findings were only identified as cost critical in the entire process of proposed rehabilitation. In any general rehabilitation that does not involve a change of occupancy, or if there is a change of 210 occupancy and the change of occupancy is made to an equal or lesser hazard category (as per section 812.2.1 of the MEBC), then many more benefits can be achieved in the the rehabilitation process using MEBC over the regular MBC. In the rehabilitation code analysis attached in the appendix of this research report, few such cost critical benefits of the MEBC for rehabilitations without a change of occupancy are mentioned. If there is no change of occupancy in a rehabilitation project, then based on the scope of the project, any one of the four categories of work (repairs, levels 1 to 3 of alterations, renovations, and reconstructions) would have increased benefits from these cost—effective rehabilitation provisions that help to save costs significantly in rehabilitation of old and vacant structures. 4.3.4 COMPREHENSIVE COST ANALYSIS OF REHABILITATION Based on the code analysis performed, key cost elements have been identified. Using the RS. Means Square Foot Costs Construction Data — 2000 [Means 2000] and RS. Means Repair and Remodeling Cost Data — 2002 [Means 2002], rehabilitation costs of the case study building have been calculated and tabulated in Table 21. This table summarizes the total costs of rehabilitation of the case study building using the MBC and the MEBC in comparison with the cost of constructing a new building similar to the existing case study building. The general costs of construction and related elements for an apartment building similar to the rehabilitated case study building are shown in Table 21, 211 and this data is used for the overall cost analysis summarized in Table 22 and Table 23. This cost analysis section is divided into four major sections: 0 Cost for construction of a new structure similar to the case study building 0 Cost of rehabilitating the case study building using the MBC 0 Cost of rehabilitating the case study building using the MEBC 0 Cost comparisons and summary of rehabilitation cost analysis The different cost parameters adopted for each respective code analysis (MBC and MEBC) are discussed it nder e ach related 5 ection. The c osts o f rehabilitation items are taken from the Means construction cost data book, and the related explanation is offered in this section of the research report. As per the design proposed for conversion of current use group B to new use group R-2, building A and B together result in 10 to 11 dwelling units per floor, totaling around 70 dwelling units in the entire building after the proposed rehabilitation and conversion. Based on the geometry of the existing building, dwelling unit floor plans have been designed by the architect (see Figure 19 for an example). The floor area of each dwelling unit averages around 1000 square feet, thereby creating a total of around 80, 000 square feet of dwellable area in a building that is currently old, vacant, and abandoned without any use or value. In the cost analysis performed for the scope of this research, the researcher used the unit square feet costs of entire residential units and the unit line item costs for the rehabilitable building components from the 212 Means books. Based on the detailed estimates prepared, the costs obtained are summarized in the cost analysis tables, Table 21, Table 22 and Table 23. 4.3.4.1 COST FOR NEW CONSTRUCTION OF SIMILAR BUILDING In order to better understand the costs involved with the rehabilitation and reuse of existing buildings, the costs for constructing a new building similar to the case study building in terms of type, size, area and location (Detroit) for the proposed use (group R-2) are calculated and summarized in Table 21. For this exercise, model costs are calculated for an apartment building (Group R-2) that is 15 stories high with a 10’6” story height and 162,000 square feet of floor area using R. S. Means Square Foot Costs building cost data. The unit square foot cost of a building similar to that of the case study building is identified and with this unit square foot cost, the cost of a new building for an area of 108,000 sq. ft. (the area of case study building) was calculated to be $9,238,320.00 (approximately 9.3 million dollars). For details, refer to section C of the summary cost comparison shown in Table 22. Table 21 details the cost of new construction under twelve subsections. Based on the unit costs table, new construction will cost $80.70 per square foot, excluding the contractor’s and architect’s fees. The price of construction before these additional fees is considered for the cost analysis in this research. Since the case study building is located in Detroit, the City Cost Index of 106.5 is added to the base national cost. With this, the new construction will cost $85.54 per square foot, excluding the contractor and 213 architect’s fees. The unit square foot cost is used for further cost analysis in the research work. The various sections under which the new construction costs categorized include: site work, foundations, substructure, superstructure, exterior enclosures, roofing, interior construction, conveying systems, mechanical systems, electrical systems, and related special construction. The related percentages of costs involved with each section is tabulated and these percentages are used to define the rehabilitation cost percentages in comparison with new construction in the later sections of this cost analysis. In addition, the existing b uilding m ust b e d emolished to u se the site 0 fthe c ase study b uilding to construct a new structure. Hence the costs of demolishing the existing structure, with a gross a rea o f 1 08,000 sq uare feet, and clearing the d ebris are included along with the construction cost of the new building in the cost comparison (Table 22, under Section E). The demolition costs are taken from the RS. Means Repair and Remodeling Cost Data 2002 [Means 2002]. The total cost of constructing a new structure similar to the case study building in the same location is obtained by adding the new structure construction cost ($9,238,320) and the existing structure demolition cost ($945,000), resulting in about $10,183,320 or approximately 10.2 million dollars. This construction value is used in the cost comparison and cost savings Table 22 and 23 for further cost analysis. 214 Table 21: SQUARE FOOT COSTS OF APARTMENT (8-24 STORY) [MEANS 2000] Model Costs Calculated for a 15 Story building with 10'-6" story height and 162, 000 SF 7' of floor area Unit Unit Cost % of Sub- Coet Per SF total ITEO Foundations 0.1 Footings 8. Found. Poured concrete; strip and Spread footing and 4‘ wall S.F.Ground 11.55 0.77 0.4 Piles 8. Caissons N/A - - - 1.00% 0.9 Excavat. & Backfill Site preparation for slab 8 trench for found. wall 8. footing S.F.Ground 0.96 0.06 "Substructure 0.1 Slab on Grade 4" reinforced concrete with vapour barrier S.F. Slab 3.27 0.22 ' 0.30% .2 Specral Substructures N/A - - - 3.0 'Sgperstructure 01 Columns and Beams Gypsum board fireprooting on columns S.F. Floor 2.68 2.68 0.4 Structural Walls N/A - - - 0.5 Elevated floors Open web steel joists. slab form, concrete. steel columns S.F. Root 9.66 9.02 16.10% 0.7 Roof Open web steel jolstswith rib metal deck. steel columns S.F. Floor 3.77 0.25 0.9 Stairs Concrete tilled metal pan Flight 3900 1.04 IO "Eisner Closure 0.1 Walls Ribbed precast concrete panel 87% of wall S.F. Wall 16.21 6.58 0.5 Exterior wall finish N/A - - - 11 00% 0.6 Doors Aluminium and glass Each 1527 1.16 ' 0.7 Windows and glz wall Aluminium horizontal sliding 13% o! well Each 293 1.15 "L - 0.1 Roof coverings Built-up tar and gravel flashing S.F. Roof 2.55 0.17 0.7 Insulation Periite I EPS composite S.F. Roof 1.29 0.09 0.30% 0.8 Openings 8. Specials N/A - - ~ .0 Interior Construction 0.1 Partitions Gypsum board on concrete block and metal studs S.F.Partition 8.24 8.24 0.4 Interior Doors 15% solid core wood. 85% hollow core wood Each 456 5.7 0.5 Wall finishes 70% paint. 25% vinyl wall covering. 5% ceramic tile S.F.Surface 1.09 2.17 29 90% 0.6 Floor finishes 60% carpet. 30% vinyl composition tile. 10% ceramic tile S.F. Floor 4.22 4.22 ' 0.7 Ceiling Finishes Painted gypsum board on resilient channels S.F.Ceiiing 2.74 2.74 0.9 Interior/Exterior surf. Painted gypsum board on furfing 80% of wall S.F. Wall 3.01 1.07 i. . ConveyInL 0.1 Elevators Four geared passenger elevators Each 228.420 5.64 7 00% 0.2 Special conveyors N/A - - - ' [5.0 ischanlcel - , . ‘ v - 0.1 Plumbing Kitchen. bathroom fixtures. supply and drainage Each 1692 8.06 0.2 Fire Protection Standpipe and wet pipe sprinkler system S.F. Floor 2.01 2.01 0.3 Heating oil fired hot water. baseboard radiation S.F. Floor 3.84 3.84 23.80% 0.4 Cooling Chilled water. air cooled condenser system S.F. Floor 5.28 5.28 0.5 Special Systems N/A - - - ' "Electrical ‘ Service 8. Distribution 1200 ampere service. panel board and feeders SF. Floor 0.46 0.46 Lighting 8 Power Incandescent fixtures. receptacles. switches. and AC. SF. Floor 4.73 4.73 8.20% Special Electrical Alarm systems. emergency lighting. antena and secrity S.F. Floor 1.43 1.43 ,. Sficthonm on ' v -. .. ' 0.1 Specialities [Kitchen cabinets I S.F. Floor I 1.92 ] 1.92 [ 2.40% . ‘ te ork 0.1 Earthwork N/A - - - 0.3 Utilities N/A - - - 0.5 Roads and parking N/A - - - 0.00% 0.7 Site Improvements N/A - - - 303- TOTAL 80.70. 100% Contractor Fees (General Reg: 10%. Overhead: 5%, Profit: 10%) 25% 20.18 Architect Fees 6% 6.07 TOTAL BUILDING COST 106.95 L 215 ___II 4.3.5.2 COST OF REHABILITATING CASE STUDY BUILDING USING MBC The discussion in this section is based on Table 22, the cost comparison table developed for the case study building. Follow the “Rehabilitation using MBC” section of Table 22 for related cost analysis of using the MBC for rehabilitation projects. As shown in section A of Table 22, the total percentage of new construction in the case study building for new use group R—2 is around 71.60%; this is obtained by excluding all existing c omponents o f the b uilding that c an b e u sed for the n ew residential u se. The components of the existing building that constitute the remaining 28.40% include site work, foundations, substructure, superstructure and the exterior enclosures. All the remaining components such as roofing, interior construction, conveyiqg, mechanical, electrical and special construction for the R-2 use need to be built new, as the existing building is mostly open without any interior partition walls or other related systems. This is irrespective of rehabilitation using the MBC or the MEBC. In order to make the case study building comply completely with the standards of the MBC, some of the existing building components in the 28.40% category need to be worked on. These components were discussed in detail in earlier section 4.3.4.1, “Michigan Building Code (MBC) Based Analysis, ” detailing the requirements of rework to make the structure comply with the MBC. The major components that have a substantial cost impact in terms of rehabilitation are estimated to determine the rehabilitation costs using the MBC. For preparing rehabilitation estimates, RS. Means Repair and Remodeling Cost Data 2002 [Means 2002] and RS. Means Square Feet Cost Data 2 000 [Means 2 000] w ere u sed. T he four major c ost i mpactive p arameters in the 216 rehabilitation process identified in the MBC code analysis include these costs of rehabilitation and building reconstruction (as required by MBC and detailed in code analysis): 0 Means of egress (existing stair demolition and stair reconstruction) - $1,106,290 0 Improving FRR of exterior enclosures and existing walls - $ 22 7,590 o Altering ceiling heights for compliance (Section 4.3.4.131. I) - .8 307,5 70 0 Improving FRR of vertical shafts and enclosures - $ 34,440 These costs add up as part of the 71.60% new construction cost in defining the cost of rehabilitation. In addition to these two costs shown in Section D and F of Table 22, the costs of improving the appearance of and repairing the existing building components are compiled in section G of Table 22. The cost of improvement includes cost of improvement of existing materials (such as windows, doors, and wall finishes) and cleaning and restoration of the existing masonry walls. Based on the existing condition of the case study building, this cost was estimated at $930,000. Accounting for all these cost components, the total rehabilitation cost of the case study building using the MBC sums up to $9,220,528, approximately 9.2 million dollars. The major benefit that the process of rehabilitation brings over demolition and new construction is that the historical value of the building is retained and this in turn helps in maintaining the rich historical status of the city. These costs are further used in Table 23 to determine the cost savings of rehabilitation using the MBC and the MEBC. 217 02.0.5.5 >03hw wm<0 z. w4m<._. ZOmE ZOFDUKHmzoo >>mz "NN 030k *0un $00.00 $03 8 +.._ + m + n. 0 IV . . . . . . 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The benefits offered by the MEBC over the MBC are discussed in the same section, based on which the scope of rehabilitation and related costs have been identified. The major existing problems the case study building had with the requirements of the MBC, such as means of egress (stairs), fire-resistance ratings of building components, interior dimensions (ceiling height) and the vertical shafts and enclosures, are relaxed under the provisions of the new Michigan Existing Building Code. As per section F of Table 22, these costs of rehabilitation are not needed under the MEBC as the existing components comply with the MEBC’S requirements. However, since the building was vacant and not used for more than fifteen years, general improvement of the existing building components to acceptable and livable standards is highly essential. The cost of improvement of these components was estimated to be $930,000 (See section G of Table 22 under the MEBC category). Therefore, adding the costs of new additions and changes suiting the use group R-2 (71.60% as s hown in s ection A o f T able 2 2), a nd the c osts o f i mprovement, the total rehabilitation expenditures for the case study building using the MEBC for compliance requirements are estimated at $7,544,638, approximately 7.5 million dollars. The cost of rehabilitation using the MEBC is 81.82% of the new construction cost, as shown in Table 22. 219 4.3.4.1.1 REHABILITATION COST SAVINGS BY ADOPTING THE MEBC OVER THE MBC-ANALYSIS BASED ON SUMMARY COST TABLE The comprehensive rehabilitation cost saving analysis was performed as an outcome of the code based cost analysis. The rehabilitation cost savings are then categorized as under the MBC or under the MEBC. These costs are then compared with the cost of new construction similar to the case study building, and with each other to determine the cost benefits and savings of using the MEBC over the MBC for the rehabilitation of existing old, vacant and / or underutilized buildings. The detailed cost savings are shown in Table 23. Rehabilitation using the MBC accounted to savings of around $962,792 over new construction, which is about 9.45% Savings in terms of cost of using the building for use group R-2. On the other hand, rehabilitation using the MEBC accounted for savings of around $2,638,682 over new construction, which is about 25.91% savings. One of the imperative objectives of this research was to identify and tabulate the rehabilitation cost savings of using the new MEBC over the regular MBC to address the growing rehabilitation needs in Michigan. In the selected case study building, a total savings of 18.18% of rehabilitation costs was achieved even with a change of occupancy from a lower hazard use group to a higher hazard use group. The savings achieved in the proposed rehabilitation project based on the code and cost analysis performed was to the tune of about $1.7 million, which can be witnessed from the rehabilitation cost savings Table 23 developed to meet the defined research objectives. In the case study building, existing first floor is used for retail purposes and 220 $3.3. 0:_0> 000m m..m<0_._n_n.< #02 .x. 3.0m $00.0 «.0... 0000......0000. .0. 003. 00.0: 0.. 0020...... 00000 2...... 00.00500 0.0 00.03. 050: 000.300 .000 0.... .00.. 0.5 00“.... 02.0: 8:300 & 002_><0 ._.000 05.51 m0<0 ._.000 w0 0000 0000000000 .s02 - 5000.00 .000 00000.... 0... 0. 00.0.0. ..... 00.00800 002_><0 ._.000 ._<._.0._. N . 0.. I . J. i ._.t JD......I.,J.U.J. l. ..u ,..r 5. .i If: . ... kl]. .- 00930.00 wumduud» ondm—uo; 000.2 050: «.0 2.20 on: 3 505.3200 00.2 050: mi. .000.W. 00: 3 00.005305”. 0.50:3 0030.200 3 .0=E_0 0030.50.30 .502 Hi .1. .Hi 4. N-”— 03010 10... 02.0450 m1... 020: ..._0 ._.000 4<._.0._. —. a. .l EINBH.§ .gfifiubafl «000 00 .20.:000 00.2 mm>0 0mm: 02.0: 20_._.<._._.=m<_._mm z. 00z_><0 ._.000 “.0 >m ECONOMIC FACTORS FACTORS A A 0 POLITICAL CULTURAL FACTORS FACTORS Figure 25: Interaction Between Existing Urban Revitalization Components Based on the interaction between these primary components, revitalization effects in terms of community rebuilding and stabilization; community-centered activities, facilities and programs; a self-sufficient and sustainable economic system; and, above all, a safe and secure urban environment are created as an outcome of urban revitalization 246 [Kadushin 1996]. Figure 26 shows the existing urban revitalization model, embracing all four primary components as discussed and their effects on urban revitalization. Process and Stabilization Community rebuilding and stabilization of the existing social and economic fabric Social / annnmir Cultural ISocial Children, Youth and Families — Human services & community- centered activities, facilities and programs Culture and Spirit Rebuilding communities b) restoration of an ethical culture — human values witl worth, dignity, respect V URBAN REVITALIZATION Social lPolitical Sustenance Regenerate healthy local economic system - urban economic self-sufficiency and sustainability Shelter and Security Sound, safe shelter in secure environment to all - homeownership to promote urban stability Economic Economic / anial Figure 26: Existing Urban Revitalization Model [Modified from Kadushin, 1996] 247 The factors emphasized to achieve revitalization in a sustainable approach as detailed by Kadushin [1996] include: o The basic process of stabilizing the community, which in turn stabilizes the social, economic and cultural fabric of the system 0 Sustenance of the local economic system to generate a higher level of economic stability and self-sufficiency in the community, 0 Shelter and security for a better kind of life in the urban centers, 0 Last is the factor of culture and spirit that strengthens community rebuilding by promoting human values with worth, dignity and respect. While Kadushin’s urban model did not focus on the political component that impacts the revitalization process, Nicel Yilmaz-Saygin [Yilmaz 2002] deveIOped a conceptual model for downtown development with a case study of downtown Denver, Colorado. This study enveloped four main components and defined them as the model for redevelopment, or in other words, revitalization. They are: 0 Broader effects (national e conomic p olicies and p rograms, global e conomic structure, and the local economic structure of the urban center under revival) 0 Local political culture and redevelopment process (mayoral leadership, political power, and so on.) 0 Urban character (land use, economy, and morphology), and o The public and the private realm 248 Yilmaz [2002] emphasized the political and economic components of the overall model more, while his focus on social and cultural components was minimal. In terms of secondary sources of existing urban models, the study performed by Sherie Mershon [2000] on corporate social responsibility for effective urban revitalization highlights the need for participation of private, business-sponsored civic associations in revitalizing deprived cities, and based on the author’s understanding, Mershon defined the social and economic components related to the process of urban revitalization with very little emphasis on other primary components. However, in addition to economic growth and transforming the city’s social image, this study was also focused on defending local autonomy hindering revitalization. In an other case study by Richard Kujawa [1990], the local social and political efforts needed for revitalization and a strong emphasis on economic restructuring were identified as critical components of urban revitalization. Even though these urban revitalization models defined by various experts are elaborate, the author feels that they are not as comprehensive and consistent in addressing the issues of the revitalization process as they could be. While some models emphasize social and economic factors more, others focus on political and combined components. But none of the urban revitalization models detailed in the literature incorporated the “built environment” factor, w hich also forms a vital c omponent o f the overall 3 ystem with a level of impact similar to that of the existing components. This leads to a need to expand existing revitalization models. 249 5.3.3 EXPANDED URBAN REVITALIZATION MODEL The existing urban revitalization literature overlooked one of the primary resources for urban growth, development and sustainability, which is the built environment factor. After looking at the importance of the built environment component and its contribution to the overall process of urban revitalization, it is highly essential to check for this component’s potential in relation to the other existing social, economic, political and cultural components. An expanded urban revitalization model is developed in two phases: 0 Phase 1: Formulation of the link between the existing components (social, economic, political and cultural) and the new component, built environment — see Figure 27 for details. 0 Phase 2: Developing a complete input (components), process (changes) and output (effects) urban revitalization model with primary focus on the built environment component — see Figure 28 for details. Based on the literature studies, it is has been apparent that any component that is defined as a primary element in a revitalization model interacts with all the other components to define the scope of revitalization. For example, let us consider the case of the social 250 component in the model. This interacts with the economic component and defines a revitalization process called “socio-economic” changes that are necessary to achieve revitalization in 0 urban setup. Similarly, interactions with political and cultural components are also defined as socio-political and socio-cultural, which creates a multi- dimensional approach to the overall process of urban revitalization. In the same manner, the four vital components all interact with one another and the outcome of interaction is characterized by a combined effect of two or more components at any given stage of revitalization. When we define any new component that has a significant impact on the revitalization process and the existing vital components, the first responsibility lies in defining the new component in relation with the existing four components. To accomplish this task, it is essential to formulate a interaction model detailing the interface of the new component with all the existing components. In this research, the author identified the built environment as one of the vital components that is equally as important as any of the existing components that currently define the revitalization model. Figure 27 illustrates this essential interaction of the built environment factor with the existing social, economic, political and cultural factors. Of the three sub-components of the built environment, the “existing old, vacant and underutilized buildings and dilapidated infrastructure" factor is taken further, and the interaction of this sub- component with the primary revitalization components is detailed in the model shown in Figure 2 7. A s the initial step towards d esignating the b uilt e nvironment as o ne 0 fthe primary components of the model, this stage of defining interaction is highly essential. 251 m0hu5 ogogmgfim 30C 60 mo>wm O 00000—050 0000000000000 00.0.00. o $00.0 8000.003 w0_>: 0.0000 0% 000m 6 3.03508. 0.3% .068 00.8... A 0002.030 000800.300 :05 05 .«0 0000.:5000M o my 30.205 .0000>-20 000008 .00 0003:3003. AV 000.000.0000. 000 000— 000.: 6 0000000000. 000 000.205 300 .00 0000000000 000 0080 6 0.300000%... 00.03.03. 000 00.03.50 .0000: \ 30 00.0030 \0 00000000000 6 MOHUAE HZHZZOw—szm RAE:— §--—— D 0050.. 000350 002020.000 200.5 0.5 000.0 .000. 0.0080005. 00003005 00000:... 0000.5 00.0? 0.020.000 00.2.6.0 .30 .000. E $3.00. 0m. .0000? 600—00 .0350 0.00.000— 00003000. 3000 0000.0. 002.3 0.00.00 0000.000 0.0000 000 0000.0 0020., 00.3.00 w0000.0.0 00500.0 mflOHU0w 00.0200 Roam—00 6 $0.00. 00.0000 0000200 00000 530.0 0000:0000 . 00.000000 530.0 000.0 0. 00.0.0. 00002000. 0.00200 0 00.0 000.0 0. 00000.00 0000200 _000_ 00 00%00000 o meHU0 00.00000 00. 0.008.000. 6 00000000300 032000.00. 0:068 0508000000 6 300000.030 000 003.020. 0003-05.00.00 6 0.0.0000 00000 000 000000090 00000 0. 0.00000 6 mmOHUAQ 2000 0.0003000 00.000.005.00“ 000.5 0500...: I 0000005000 =000~m~0000- 000.5 000.00% 252 The built environment component’s imperative interaction with the primary existing components validates the expansion of the existing revitalization model incorporating the b uilt environment 0 n a so ale similar to that o fthe s ocial, economic, political and cultural factors. Figure 28 demonstrates a comprehensive, expanded urban revitalization model integrating the built environment as one of the input factors. The model shown in Figure 27 is developed in the form of an “Input — Process — Output” modeling format, in which the input elements are the Built Environment (BE) and Social (S), Economic (E), Political (P) and Cultural (C) factors. The process is the actual interaction between the primary components. The model shown in Figure 27 describes only the interaction of the built environment factor with the remaining four primary factors. As the interactions between the other four components are explored in detail by various researchers, those interactions are not detailed in the model developed here. This process of individual interaction between factors results in an overall process called “urban revitalization,” the outcome of which is defined in the output part of the model. In addition to the primary inputs to the model, some external factors create a considerable impact on the revitalization process. The two major such external factors identified by the author include: 0 Programs that support revitalization (tax credits, incentives, investments, and providing assistance for building rehabilitation) 0 Funding availability for revitalization (loans, support from public and private bodies, and funding from banks and mortgage agencies) 253 20..—.mm Ann—mmmoozm “.0 NEOOSO ...NOOE 20....mm z.. 0.0000 00 0.00 0...... ....o .8... .o 00...... . . .. .4 ....J . .... .0... 00030.00... 00.00020000z .. 0000000005 ... 00000005 ... 0.00.0 00$ .. $033001.— . 0 . u y u w. . _ ...... ...... .1.. . .. . . .. . L, s < . .... , .u (Vi. . hi ...... . ... . , out,” . . . Rs . . . . . ...1 . , .1 . (.0. . .0 . ...... .0... 2.. ... Siam ... 0.30% ... 0.0.0....K 0 00000 ... 07:975.. €58.02... Base 000...... .2330 ._ 008.02.00.00 0.003. _. 03.0.0003. 3.000.800 ... .8880Em 0.30 .0000 ‘T f 0.300008%... 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SEEM 0.0.2.000 .0000... .0. 0400202000 3000.00.00 00.0.3.0 0... 0.0.2.030. .0. 0:000 .002 + 0.000% .2... 20.30.33... a .0... 0200.20.00.20 84—Da— 254 5.3.4 IMPACT OF SUCCESSFUL URBAN REVITALIZATION MODEL One of the key impacts that the new expanded urban revitalization model creates is that it opens u p scope for p robing into possibilities o fd efining new c omponents as primary components of revitalization (similar to what is done here with the built environment factor) and/or identifying new sub-components within the existing primary factors, which will advance the knowledge of how successful regeneration of declined urban centers is achieved. With respect to these research findings, the impact of a successful urban revitalization model as discussed in this section of the report focuses on the built environment and, specifically, the rehabilitation of existing old, vacant and underutilized buildings. Some of the significant impacts fostered by this element of revitalization model include: 0 Rehabilitation of existing old, vacant and underutilized buildings adds new resources to the built environment, which promotes the rebirth of the declined inner city, once considered the eminence of developments 0 Built environment revitalization, in interaction with the social, economic, political and cultural factors, facilitates a safe and secure living environment in the reborn inner city as an outcome of revitalization. o The buildings that are aging due to lack of maintenance and non-utilization, once rehabilitated, give a new look to the declined urban center, thereby actively inviting new population 255 Changes in the built environment (rehabilitation of buildings) will enhance the city’s tax base by bringing new, active additions to the existing tax rolls (building taxes), and also creating a positive momentum in the local economic structure due to increased commercial activities in the city The buildings that are rehabilitated increase the existing building stock in the city, opening up broad opportunities for home and business ownership in the economic hubs ofthe city Incorporating building rehabilitation as a component of overall urban revitalization efforts achieves significant cost savings in providing new buildings and infrastructure for growing needs The e conomic m omentum c reated as a result 0 f revitalization c an b e utilized for further developments in the city, and this urban strength in turn plays a vital role in drawing new households to the city by improving facilities and providing flexible options. One such example is the availability of diverse housing options (the resulting rehabilitated buildings) to accommodate the populations showing an in- migration trend to the city. 256 5.4 SUMMARY This chapter presented an expanded urban revitalization model depicting the potential impact of building rehabilitation on the revitalization process. The first section described the market available in the City of Detroit for rehabilitation and adaptive re-use of existing old and vacant buildings. Different types of market parameters that define the capture rate of the rehabilitated units were discussed. Finally, a detailed model representing the urban revitalization process was explained, and discussions detailing its potential impacts were presented. 257 CHAPTER SIX SUMMARY AND CONCLUSIONS 258 6.1 OVERALL SUMMARY The primary goal of this research was to identify and demonstrate the potential of achieving urban revitalization in the City of Detroit by rehabilitation and adaptive re-use of vacant and underutilized buildings with a promising building rehabilitation code. This goal was achieved by defining six major objectives, and the results were summarized under two principal sections. The first principal section documented the impact of code- based potential cost savings in building rehabilitation, and the second principal section was developed and expanded the existing urban revitalization models by incorporating the new “built environment” component. A case study building with characteristic properties of the defined research scope was identified in the study area, a complete cost- based code analysis was performed, and the results were used to expand the existing urban revitalization models. The Urban Affairs Programs at Michigan State University funded this research as part of its Housing and Infrastructure Initiative. The entire research report was organized into five chapters. Chapter 1 starts with an overview of the prOposed research, detailing the goals, objectives and methodology to be adopted. The need statement, scope and uniqueness of the research work were presented in this chapter of the report. Chapter 2 provided a detailed literature review and an overview of the terminology used in three key areas: urban revitalization, building rehabilitation procedures and process, and the building codes that are used for the rehabilitation 259 process. The area of building codes was further subdivided into two major sections: the regular building codes (in this case, the regular Michigan Building Code or MBC) and the new rehabilitation code (in this case, the new Michigan Existing Building Code or MEBC). The key temiinology related to the research discussion was presented in this chapter. In Chapter 3, a detailed description of the different rehabilitation practices adopted traditionally and in the current scenario was presented. This was done mainly to investigate the historical practices that influence the process of building rehabilitation in the current scenario in terms of both methods and practices. A few of the popular traditional rehabilitation practices, such as the percentage value analysis of rehabilitation work and the system of benchmarking existing structures with new structures, were discussed to give a better insight into the impact of traditional practices on current-day systems. The specific developments and innovations achieved by the State of New Jersey in developing the nation’s first code exclusively for building rehabilitation, were then discussed, including the categories of work defined by the new rehabilitation code. A detailed summary of how the New Jersey Rehabilitation Code’s requirements were formulated and adapted for compliance requirements was presented with suitable illustrative examples. In addition, the provisions of the lntemational Building Code (IBC) and the lntemational Existing Building Code (IEBC) for the rehabilitation process were discussed. Since the State of Michigan adopted the IEBC with a few amendments as the state’s rehabilitation code, naming it the new Michigan Existing Building Code (MEBC), the discussion of the MEBC is presented in common under the IEBC section. This 260 rehabilitation code discussion fomis the vital base for chapter four’s case study project, a rehabilitation code-based cost impact analysis. Chapter 4 was divided into two major sections. In the first section, a detailed compilation of Detroit’s vacant, historically registered building stock was made, including details such as the name of the building, its location in the city, its historic use, and its current status. The second section holds the most vital role in the research as it details the complete code analysis performed for the defined scope of rehabilitation in the selected case study building adopting both the MBC and the MEBC. A comprehensive code analysis and code-based cost analysis were performed, and the results were documented with tables summarizing cost savings and analysis. The complete rehabilitation code analysis for the case study project is presented in the appendix section of the report. The cost savings impact of the building rehabilitation process adopting the new MEBC was then taken as the prime source of discussion to identify the impact of this on the overall process of urban revitalization discussed in chapter 5. Based on the rehabilitation code-based cost impact on building rehabilitation and ultimately urban revitalization, a new component called the built environment factor was defined by the author and incorporated into the existing urban revitalization models. A comprehensive expanded urban revitalization model was developed and presented in chapter 5, and discussions related to its impact on the renaissance of the City of Detroit were summarized. 261 6.2 SUMMARY BY OBJECTIVES The overall goal of this research was to identify and demonstrate the potential of promoting urban revitalization through cost effective rehabilitation of old, vacant and underutilized buildings by adopting the new Michigan Existing Building Code in the City of Detroit. This section discusses the results achieved for each of the defined objectives as a summary by objectives. 6.2.] T 0 study the pattern of existing old and vacant building stock in the City of Detroit and analyze the current market trend in rehabilitated residential units converted from old existing building stock. This objective was addressed and achieved in two different sections of the research. The first part to study the pattern of existing old and vacant building stock in the City of Detroit was presented in detail in Chapter 4 under the Detroit urban overview and existing building stock discussion. Also, a detailed compilation of the existing old, vacant and underutilized building stock data was tabulated projecting the kind and number of the existing rehabilatable building stock in the City of Detroit. The second part detailing the market trend in rehabilitated residential units converted from old existing building stock is discussed in detail in Chapter 5, which illustrates the market capture rate and potential market available for the rehabilitated residential units in the city. In addition to market capture rate, discussion related to the potential draw area, house type, household type and size and prize ranges of the rehabilitated units were tabulated. 262 6.2.2 To study the current code regulations in the urban Michigan for rehabilitation and reuse of existing old and vacant buildings and investigate the scope and potential of using the new Michigan Rehabilitation Code. Based o n the b uilding rehabilitation p ractices and b uilding c odes literature, the author had detailed the current code regulations adopted in urban Michigan for the process of rehabilitation and adaptive re-use of existing old and vacant buildings. Comprehensive code analysis was performed for the process of rehabilitation in the selected case study building using both the regular Michigan Building Code and the new Michigan Existing Building Code, and the analysis was documented in the form of a comparison table and presented in the appendix section of this research report. 6. 2.3 T 0 develop a set of specifications for rehabilitation and conversion of old/vacant buildings into residential units with the help of a case study in Detroit. The case study building was identified such that it possessed all possible characteristic c ode-based c omplications w ith rehabilitation. T he s cope o f r ehabilitation was then defined based on the available market in Detroit, the building owner’s interests, and the views of city planners, practicing architects, real estate professionals and downtown development analysts. This scope was to convert the vacant case study building, historically used for business (use group B) purpose into multi-story residential rental units (apartments). 263 The author then performed a comprehensive code analysis using both the MBC and the MEBC, and based on the code compliance requirements, a detailed set of specifications was prepared for the case study building. This discussion is presented under the rehabilitation investigation section of chapter 4 and also in the appendix detailing the rehabilitation code analysis in comparison with the regular building code. 6.2.4 To calculate and analyze the cost savings for the rehabilitation of the selected case study building in Detroit based on both the Michigan Building Code and the Michigan Existing Building Code. Based on the detailed code analysis performed using both the MBC and the MEBC, specifications for the rehabilitation work were developed based on the compliance requirements defined by each building code. For the respective rehabilitation specifications, the corresponding cost of rehabilitation was calculated and used for the cost analysis. In order to better understand the importance of retaining the existing buildings, the cost comparisons were made on the basis of three different parameters: the cost 0 f n ew c onstruction for a structure similar to the c ase study b uilding, the c ost o f rehabilitation using the MBC, and the cost of rehabilitation using the MEBC. These three costs were analyzed and the vitality of rehabilitating the structures is documented. Later, the cost 0 f rehabilitation o f t he c ase study building u sing the M BC w as taken as the base value and compared with the cost of rehabilitation using the MEBC. 264 This analysis was then used to derive the actual benefits and cost savings of adopting the new MEBC over the regular MBC. (Results were tabulated in Chapter 4 under the comprehensive rehabilitation cost analysis section.) In the case study project, around 18% cost savings was achieved by using the MEBC over the MBC for the defined scope of rehabilitation. The code-based cost analysis performed as part of this objective was focused on major cost savings components in the defined scope of rehabilitation using both the codes, ignoring minor cost-related factors that do not make a substantial impact on the cost savings in order to adhere to the broader scope of the research. 6.2.5 T 0 illustrate existing building rehabilitation as a critical factor in overall urban revitalization by performing a market analysis based on the case study project. As an outcome of the code-based cost analysis, the building rehabilitation factor is seen as potentially playing a significant role in the city’s overall renaissance. Based on the cost analysis results, the author emphasizes with strong validation that the 18% savings achieved forms a substantial portion of the rehabilitation cost, which is understood to impact the overall process of building rehabilitation widely, which in turn affects the process of urban revitalization. The sheer number of buildings that are characterized as old, vacant and underutilized buildings in the City of Detroit illustrates the potential that they possess to create a wide-felt impact through rehabilitation. When more buildings are made available along with better infrastructure, people start moving into the city, which in turn creates an 265 increased economic momentum and a revived outlook for and on the urban center. Discussions detailing the impact of building rehabilitation on the revitalization process are presented in chapter 5 of the research report. 6.2.6 T o modify existing models of urban revitalization by incorporating the built environment factor based on lessons learned from objectives four and five. A vital research component that completes this study was to expand the existing urban revitalization model to encompass various factors that affect revitalization in one single comprehensive model, helping to achieve successful revitalization through a more thorough explanation of how revitalization works. Based on the literature study, primary factors constituting the existing urban revitalization models were studied in detail and the interactions between these primary factors were understood as an opening stride. A new factor called the built environment was then defined and checked for its critical interaction with all the four primary existing revitalization factors (social, economic, political and cultural). Once the interaction between the existing components and the new component was illustrated, a detailed input, process, output model was developed as an expansion of the existing revitalization models. The input elements were the Built Environment (BE), Social (S), Economic (E), Political (P), and Cultural (C) factors. The interaction between the new BE component and the existing components were detailed in the model, and the related process results in successful revitalization, which is shown as the output component of the model. This is a conceptually expanded model and is primarily based on the rehabilitation of existing buildings as a subcomponent of the built 266 environment factor. Though the other two subcomponents of the built environment factor (design and construction of new buildings and infrastructure, urban land use planning and management) w ere n ot explored in this m odel, it o pens wide areas 0 f potential future research that may lead to the refinement of this expanded revitalization model with more validation and substantiation. 6.3 LINGERING EFFECT OF BUILDING REHABILITATION ON URBAN REVITALIZATION Building rehabilitation as discussed in detail, creates a vivid impact on the process of urban revitalization. However, one should also look at various other associated factors that are initiated by rehabilitating the deteriorated building stock. Some of the factors are, the existing infrastructure, utility systems, transportation networks, business activities, recreational and cultural centers and other services that are directly associated with the population that these resources serve. Detroit had its population peek in 1950 with over 1.85 million people during which all the above said resources were developed to serve this huge urban population. However, Detroit lost population at an alarming rate as shown in Table 1 resulting in reduced usage of the available resources, which intum resulted in higher costs for the current users as well as lesser revenue for the city. The process of building rehabilitation to achieve revitalization brings in new population, which sequentially increases the rate of usage of the available resources. This not only increases the revenue of the city, but also culminates in an overall revitalized successful urban center. Thus rehabilitating the existing vacant buildings creates a “Snow Ball Effect” on the overall process of urban revitalization. 267 6.3.1 RECOMMENDATIONS FOR URBAN REVITALIZATION THROUGH BUILDING REHABILITATION Based on the in-and-out migration trends experienced by the City of Detroit, revitalization is the strategy m ost vital to regenerating the lost p ride and v alue o f t his historically famous automotive city. Amongst various revitalization activities discussed earlier, building rehabilitation plays a significant role in achieving successful urban revitalization. Some of the recommendations for urban revitalization through building rehabilitation are: Restoration and preservation of the existing built environment by creating an adaptive new re-use for the deteriorating structures in relation to the available market potential Creation of incentives for rehabilitating the existing building stock, thereby encouraging building owners to define new markets for the abandoned properties that stand as symbols of hopelessness along in the majestic downtowns Development and implementation of innovations related to cost-effective rehabilitation processes and related technologies. One important rehabilitation innovation that was rewarded for its success was the rehabilitation subcode or "rehab code" developed by the State of New 268 Jersey, Department of Community Affairs that earned them the national “Innovations in American Government” award in 1999 and a $100,000 prize [NY GORR 2003]. Planning and phasing of the building rehabilitation projects based on the existing demand and the condition of the abandoned structures (accommodating developer interest) Active participation by various private, public, and non-profit organizations at various levels such as planning, development, execution and maintenance of the rehabilitation of structures that are growing old and lying vacant without any proper use. In addition, commitment by these groups to strengthen the local economic system with the impetus created by the growing building stock in relation to the market dynamics and demand. Information dissemination to the target groups holding the control over the aging building stock, primarily the building owners, encouraging them to rehabilitate their vacant, abandoned buildings by providing them support and flexible options. 269 6.4 LIMITATIONS OF THE RESEARCH One of the major limitations faced in this research was the insufficient information available about the old buildings’ components and materials. A series of assumptions was made during the code analysis of the case study building for some of the important parameters that depend upon the properties of the building materials and assembly systems that were originally used in the existing buildings, which were usually built in the late 1 800’s and the early 1 900’s. For example, the Fire-Resistance Rating (FRR) value of building materials and assembly components varies based on the type and system of the respective element. When checking the building for fire-resistance compliance requirements, there was no documentation available to show the fire- resistance parameters of the existing building components. Hence, the author ended up using standard fire-resistance rating values as stated for the buildings that were built in the same region, of the similar kind and during the same period of historical significance. Based o n this assumption, in the c ase study b uilding analysis, the a uthor a ssumed the F RR for all the wall components to be one hour. The author, in places where there was no specific information available for the case study building analysis, used similar reasonable assumptions that were validated by his discussions with many Detroit-area professionals. Secondly, the load carrying strengths of the building were assumed to be within the permissible limits in the code analysis based on the author’s experience and not based on any standard structural testing results. Since there were no standard test results available to be readily used by the researcher, assumptions were made for 270 structural stability as the case study building is converted from higher load requirement (100 psf for Class B) to lower requirements (50 to 60 psf for Class R). The third important limitation in the research is related to the urban revitalization components. The author did not attempt to explore social, economic, political and cultural parameters from the literature beyond a certain level and as a result, in the urban revitalization model developed, only the interaction between the new component, built environment, and the existing components was shown, whereas the interaction between the existing components was not discussed. In addition, only one major subcomponent of the built environment, existing vacant buildings, was explored in detail, and this opens up scope for future research. 6.5 AREAS OF FUTURE RESEARCH 6.5.1 Validation of the expanded urban revitalization model: One of the most significant areas of future research based on this work is validation of the expanded urban revitalization model. The built environment factor that is defined as one of the primary components in this research work needs to be validated in coherence with the other primary components in the revitalization model. This validation can be performed as a case study using the input, process and output urban revitalization model. The qualitative analysis performed in this research to develop a expanded model can be used as a base for validating the model quantitatively in a real- 271 time situation in the process of revitalizing a city like Detroit. The effects of the model could be studied and the results that are different from the predicted outcome of revitalization should be documented. 6. 5.2 Investigation and Expansion of the Built Environment Component: The built environment component that is defined by the researcher in the expanded urban revitalization model was investigated to define three primary sub- COHIpOIICIIISI 0 Existing old, vacant and underutilized buildings and dilapidated infrastructure 0 Design and construction of new buildings and infrastructure 0 Urban land use management Out of these three subcomponents, the first was investigated in detail by the researcher, and its interactions with the four identified primary revitalization components were illustrated. Similarly, future research can investigate the other two components; the design and construction of new buildings and infrastructure and urban land use planning and management can be expanded further, and detailed interactions between these elements can be brought out, which can facilitate a faultless urban revitalization model incorporating the built environment factor. The following are some of the possible areas for future research under these two subcomponents: 272 0 Design and Construction of New Buildings and Infrastructure: )9 Innovative building materials and methods that can save money and increase structures’ usage capacities > Adopting improved construction management techniques such as proper management of projects and having clear control over construction of buildings and infrastructure. 0 Urban Land Use Planning and Management: r Land use patterns that will address the social, economic, and cultural issues on a higher scale of importance than what is currently followed ‘r Environmental impact assessment of the land use pattern on the urban setting, incorporating the built environment aspect of land use 6.6 CONCLUSIONS The cycles of peak growth and sudden declines are characterized by the natural law of stability and sustainability. Urban growth and decline is not unique as part of this natural phenomenon. Detroit, which had a swift urban growth during the early 1900’s geared by the automotive development, faced its declining stages between the 1960’s and the 1980’s. The reasons for this decline were numerous and constantly investigated by 273 various groups of urban scientists. This work is an outcome of one such research group that is clustered under the term the “Built Environment.” In this research, the author viewed the urban growth and decline factors from a built environment perspective and investigated if this component called the built environment would have any significant impact on the process of urban revitalization. One of the subcomponents of the built environment factor (the existing old, vacant and underutilized building stock) was explored in depth and the results obtained were used as the primary stepping stone to define the new built environment component as a the vital entity that can be defined as at a similar level of importance to the existing components of urban revitalization (social, economic, political and cultural factors). The following section presents the major conclusions from this research work: 0 The author strongly believes that the code-based cost savings achieved in the process of rehabilitation adopting the new rehabilitation code can have a substantial impact in terms of creating interest and excitement among the building owners in rehabilitating and revitalizing old and vacant buildings in the urban centers. 0 The process of rehabilitation not only saves money but also helps to create an increased economic momentum. The cost saved by rehabilitating existing buildings and infrastructure could be used more effectively for other developmental activities. For example, the 18% savings that rehabilitation of the 274 case study building under the rehabilitation code would achieve amounts to almost $1.7 million. Based on the existing vacant building stock data compiled in chapter 4, overall rehabilitation savings for the entire city can be over $1.5 Billion which is very significant in on a large scale for the entire City of Detroit. 0 Declining urban centers in other states will be infomied by and made aware ofthe success achieved in terms of cost savings and the impact of rehabilitation on urban growth. The documented cost savings serves as a tool for inspiring thought about rehabilitation over demolition and reconstruction. o The expanded urban revitalization model developed in this research work opens up a n ew platform for research to investigate a nd incorporate new c omponents into the urban revitalization model, similar to how the built environment was incorporated. This research can significantly impact the overall success of the revitalization process. This research provides insight into and an understanding of a critical component and the overall urban revitalization model. Urban scientists can use this expanded revitalization model to identify various parameters that define success of a revitalization project, which in turn leads to successful urban rebirth. 275 REFERENCE PAGES 276 APPENDIX A CODE ANALYSIS OF CASE STUDY PROJECT‘ 277 The code analysis performed in this research work is based on the International Existing Building Code 2003 (IEBC) The analysis report attached in this appendix starts at the eight chapter of the IEBC and this is based on the procedure of using this code. 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ZOFUmw 098: 0. :08. .00.....00. 0:...00 0:0 .95.. v. ..000. m¥m<2mm . mwhOZ th... Omm_30wm . mfl..m<>>0._..< 2w: ...0 20.803.0me .oz . 8800 0000 «cow 0mm. .. hum—.5 v3.0.5 w.m>n_ V H Oakland UTICA N .l’,§I~I-‘.:l!;‘l’ n 1. g: BLOOMFIELD TO 4 K p FRI SE! Ltvl ngaon" BRIGHTON _ .1 4:?“ LSEA VILLAGE. _____ ‘ Waimnaw 195‘ SALI NE Figure 29: Metropolitan Statistical Area of City of Detroit [FRBC 1998] 341 BIBLIOGRAPHY 342 Bibliography: [Census 1999] [CIS 2002] [Census Scope] [Connolly 1998] [Connolly 1999] [DEGC 2003] [DEM 2002] [Detroit 1999] U.S. Census Bureau, 1999. [http://www.census.gov/pub/const/] Michigan Department of Consumer & Industry Services. “Extracts from the press releases section as viewed in March 2003”. State of Michigan. 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