k. y .1. . . . ... A. . H21... . .352... by... . 5.... . £33 a. .119... .. .l. 3)}... .312...ng .iisvutv. 3 2 \9 41.31.; i... 1A (t I v!» “:3va xxx}..- 11. I ‘1 .1 niifhmt. 1 , , , ‘ ,, 1.9M»......=..J-..u.flugxsxaaafifiiymmimgac This is to certify that the thesis entitled I’M NO HOOSIER! EVIDENCE OF THE NORTHERN CITIES SHIFT IN ST. LOUIS, MISSOURI presented by JILL CHRISTINE GOODHEART has been accepted towards fulfillment of the requirements for the Master of degree in Linguistics Arts Major Professor’s Signature 5'//3'/o‘/ Date MSU is an Affirmative Action/Equal Opportunity Institution —a-u-n-n-o-n--Lugo-o-o-o-n—- — LIBRARY Michigan State University PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE put; a 5 DATE DUE DATE DUE 0 C 2 U6 6/01 cJClFIC/DateDuepssop. 1 5 I’M NO HOOSIER! EVIDENCE OF THE NORTHERN CITIES SHIFT IN ST. LOUIS, MISSOURI By Jill Christine Goodhean A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF ARTS Department of Linguistics and Germanic, Slavic, Asian, and African Languages 2004 IN I is null: ()I only Illh sm '1 “’18 CHI cmpli if Irtmlir Sllnltu Class II ,E nu ABSTRACT I’M NO HOOSIER! EVIDENCE OF THE NORTHERN CITIES SHIFT IN ST. LOUIS, MISSOURI By Jill Christine Goodheart According to the Atlas of North American English, the Northern Cities Shift (NCS) is making its way to St. Louis, Missouri. This claim is, however, based on a very limited set of only four speakers. The following thesis, therefore, more fully examines the existence of this speech phenomenon in St. Louis among young speakers there. To determine the presence (or absence) of the N CS in St. Louis, acoustic analysis was conducted on the speech of 29 young St. Louis residents. Statistical tests were employed to determine the extent of two early stages in the shift: /28/ raising and /(l/ fronting. In addition, two social variables were examined: sex and social class. Results showed that the NCS is likely in the beginning stages in St. Louis, and that upper middle class men and boys are resisting the NCS feature which was exhibited by most informants: /ae/ raising. Surprisingly, however, it is the upper working class men and boys who are leading :mother early stage in the shift: /a/ fronting. Why the NCS would be emerging in St. Louis is somewhat puzzling, since it has traditionally been a unique dialect region. However, attitudinal data from these young St. Lousians shows that they reject their local dialect, as well as associations with the state of Missouri. They also reject the nearby Southcm dialect region, which they associated with being a hoosier, a major insult in the Gateway City. Thus, it appears that these young residents of St. Louis must look elsewhere to find their linguistic identity. ACKNOWLEDGEMENTS This study would have been impossible without the assistance of many. I would first like to offer sincere thanks to my advisor Dr. Dennis R. Preston for his guidance, expertise, and patience throughout the course of this project. Thanks also to the other members of my committee, Drs. Barbara Abbott and Grover Hudson, for their advice and support. In addition, I would like to thank Judy and Paul Heaton for their generosity, hospitality, and incredible networking skills during my data collection. And, obviously, this thesis would never have been completed without the cooperation of many people in St. Louis who opened their homes, their places of business, and their mouths. Finally, for his help on some of the more tedious aspects of this project and for his emotional support, I thank Dave Heaton, who is neither ghetto nor hoosier. iii listol Listol Chapt 1.1 1.2 1.3 , 1.3.1 ;_ 1.3.2 | 1.3.2.1 1.3.2.."_ 1.3.3 1.3.1 1.1 Chaptt t) 1 $2 2.3 2.1 2.5 €113th 3.1 3.2 3.2.1 3.2.2 3.2.3 CO Q: m <2 o v - cc to I ." nus co co co 9° go 1 :4 I Q; . ‘- w w h h— ‘ Co . . - i ‘- 4 CO C u C C‘” ,_ . _ . -0 rg. '-- w it TABLE OF CONTENTS list of Tables ....................................................................................................... vi list of Figures. ..................................................................................................... vii Chapter 1.0 Introduction ................................................................................... 1 1.1 Research Questions and Aims ...................................................... l 1.2 The Northern Cities Shift. .............................................................. 3 1.3 St. Louis ........................................................................................... 7 1.3.1 Claims about St. Louis and the N CS .............................................. 7 1.3.2 St. Louis: linguistically unique from the rest of Missouri historically ..... 8 1 .3.2. l Phonology ......................................................................................... 9 1.3.2.2 “Hoosier” .......................................................................................... 10 1.3.3 Linguistic influences on St. Louis .................................................... 13 1.3.4 St. Louis becoming “Northern”? ...................................................... 16 1.4 Summary ........................................................................................... 17 Chapter 2.0 Methodology .................................................................................... 19 2. 1 Respondents ..................................................................................... 20 2.2 Data Collection ................................................................................. 20 2.3 Social Class ....................................................................................... 22 2.4 Data Analysis .................................................................................... 23 2.5 Summary ........................................................................................... 27 Chapter 3.0 Results .............................................................................................. 28 3.1 /2B/ raising .......................................................................................... 28 3.2 Social factors and /2e/ raising ............................................................ 31 3.2.1 Sex and /2B/ raising ........................................................................... 32 3.2.2 Social class and /ae/ raising ............................................................... 33 3.2.3 Sex & class interaction and /aa/ raising ............................................. 37 3.2.4 Age and /a:/ raising ........................................................................... 39 3.3 Linguistic factors and /28/ raising ...................................................... 39 3.4 /a/ fronting ......................................................................................... 43 3.5 Social factors and /(1/ fronting ........................................................... 47 3.5.1 Sex and /a,/ fronting .......................................................................... 48 3.5.2 Social class /(1/ fronting ..................................................................... 49 3.5.3 Sex & social class interactions and /(l/ fronting ................................. 50 3.6 Discussion .......................................................................................... 5 1 3.6.1 Inconsistencies with regard to social factors ..................................... 51 3.6.2 Inconsistencies with regard to linguistic factors ................................ 52 3.6.3 Possible explanation for inconsistencies ........................................... 53 3.7 Summary ............................................................................................ 54 iv Chapter 4.0 Language Attitudes ......................................................................... 56 4.1 The local dialect ................................................................................. 56 4.2 St. Louis vs. Missouri ......................................................................... 59 4.3 Hoosiers .............................................................................................. 65 4.4 Hoosier speak ..................................................................................... 69 4.5 Discussion ........................................................................................... 71 4.6 Concluding Remarks .......................................................................... 72 Appendices ............................................................................................................... 74 Appendix A: Index of Social Class ......................................................................... 75 Appendix B: Interview Questions ........................................................................... 77 Appendix C: Word List. .......................................................................................... 78 Appendix D: Reading Passage ................................................................................. 80 Appendix E: Individual Vowel Plots ...................................................................... 81 Appendix F: Supplemental Attitudinal Data. ......................................................... 110 Appendix G: Transcription conventions ................................................................. 115 References ................................................................................................................. 116 LIST OF TABLES Chapter 2.0 2.1 F1 index of the raising of/ze/ ....................................................................... 26 2.2 F2 index for the fronting of /a/ .................................................................... 27 Chapter 3.0 3.1 /2B/ index scores for all subjects ................................................................... 29 3.2 /33/ F1 index score by sex ............................................................................ 33 3.3 Normalized F1 values of /m/ by social class ................................................ 34 3.4 F1 index scores of /a%/ by class .................................................................... 35 3.5 /a3/ raising index scores for sex and class .................................................... 38 3.6 Influence of following manner of articulation on /tB/ raising across studies... 40 3.7 Influence of following place of articulation on /a=:/ raising across studies... 41 3.8 Influence of preceding place of articulation on /ae/ raising across studies... 42 3.9 Overall results for /a/ fronting ..................................................................... 44 3.10 /a/ fronting individuals via the Labovian measure ....................................... 45 3.11 Normalized F2 values of /(1/ by social class ................................................. 49 LIST OF FIGURES Chapter 1.0 1.1 Pre-NCS vowel system based on Peterson and Barney (1952) .................... 4 1.2 The Northern Cities Chain Shift. .................................................................. 5 1.3 Boundaries of the St. Louis Speech Island ................................................... 9 Chapter 2.0 2.1 Overview of Sample Design .......................................................................... 19 2.2 Map of the St. Louis, Missouri area .............................................................. 21 2.3 Example of Spectrogram ............................................................................... 24 2.4 Vowels of Laura (individual tokens) ............................................................. 24 2.5 Vowels of Laura (means) .............................................................................. 25 Chapter 3.0 3.1 Vowels of Maria (means) ............................................................................. 30 3.2 Vowels ofJackie (means) ............................................................................. 31 3.3 Percentage of /tB/ raising by class ................................................................. 35 3.4 Normalized Fl of /22/ values for sex and class ............................................. 38 3.5 Cassie’s vowel system ..................................................................................... 46 3.6 Nate’s vowel system ....................................................................................... 47 3.7 F2 values of/O/ in hertz by sex and social class ............................................ 50 vii 1.0 Introduction 1.1 Research Questions and Aims The Northern Cities Shift (hereafter, NCS) has been called the most robust sound change currently going on in the US. While there has been and continues to be extensive work done on the NCS throughout Michigan and Illinois (Callary 1975, Eckert 1989a, Labov 1994, Habick 1993, Hemdobler 1993, Ito 1999, Gordon 2000 and 2001, Evans 2003, Jones, 2003), the work done examining its presence in St. Louis, Missouri is quite limited. In fact, St. Louis as a region of linguistic study has been ignored by many, despite claims that it is a unique dialect area in the middle of robust change. There has been nothing published examining the N CS in any great depth in St. Louis, despite the evidence presented in the Atlas of North American English that the N CS is gaining a foothold in the St. Louis area, although not in the rest of the state. This is, however, based on a very limited study of St. Louisians, mostly over the telephone (Labov 2003). As there are a great many sociolinguists who find the N CS to be one of the most significant changes in American dialects in a century, it is of interest to many in the field that we examine just how quickly it is spreading and where it is headed, and perhaps gain some insight into why it is moving to particular regions. In addition, the northeast and southern parts of the US have received much more attention from linguists than most of the "middle" states, so this study will contribute to filling in a gap in our knowledge of Midwestern dialects. For those unfamiliar with Missouri and its politics, attitudes, and diversity, it may seem as though the state could have linguistic uniformity. In fact, one may even believe something like "Missouri speech" could possibly exist. Missouri, however, has both attitudinal and linguistic diversity. Urban and rural areas cannot agree on concealed weapons; many Missouri residents eschew the University of Missouri and look outside the state (Iowa, Kansas) for college sports teams to root for, and the two major cities of the state, Kansas City and St. Louis, cannot even agree on the infamous pop/soda controversy. St. Louis has the largest metro area in the state and is situated on the Missouri/Illinois border. And while suburbs continue to sprawl to the north and west, the city itself tends to be the geographical identifier of its residents (not their particular suburb) when traveling outside the area. These linguistic, social, and cultural facts bring up many questions regarding the current linguistic practices of the people of St. Louis. Are they content to sound like a St. Louisian? Or do people in the Gateway City instead look outside the state, to cities such as Chicago, for their linguistic identity? Or do they look towards the rest of Missouri or surrounding southern states? Ultimately, is there evidence of the Northern Cities Shift in St. Louis, Missouri which is replacing the receding, but historically unique speech of St. Louis? If so, how advanced is such a shift? Are there any attitudinal factors that would increase the likelihood of such a shift in St. Louis? The following study will focus on evidence of the NCS in young residents of the Gateway City and what regional attitudes may play a role in its adoption. Additionally, the social factors of sex and class will also be examined to determine what role they have in the presence (or absence) of the NCS in St. Louis. 1.2 The Northern Cities Shift As is well known among sociolinguists, the Northern Cities Shift is an urban sound change observed primarily in the northeastern part of the United States, noted especially in Rochester, Syracuse, Detroit, Buffalo, Cleveland and Chicago (Labov 2001: 7). Credit as the original "discoverer" of this shift has been given to Fasold, from an unpublished 1969 work. He first described the raising of /ae/ and the fronting of /o/ and /o/ in Detroit (Labov 1994: 178). These shifted vowels (fronted, raised, etc.) are given relative to an older American English vowel system, such as that described by Peterson and Barney (1952), which has become a baseline for American English vowel studies. Such a system can be seen in Figure 1.1. The NCS has been discussed in comparison to this model. The Peterson and Barney study does not, of course, give us definitive results on exactly how Americans sounded in 1952, as the research was based on a less-than-ideal set of 76 speakers from various pans of the US, and a total number oftokens of only 1520. However, since the use of Peterson and Barney's vowel system is so widespread, it will be used here as the benchmark of pre-shifted vowel systems. Unfortunately, there is a lack of data on older St. Louisians' speech. When comparing language changes in progress, researchers in the past have compared current language use to recordings of much older speakers, such as from the Dictionary of Regional English (DARE). Unfortunately, the only data collected for DARE from St. Louis were from African American speakers. And, as the current study focuses Oil the speech of European Americans, a comparison would be inconclusive. III addition, Missouri appears to have been neglected in linguistic atlas projects, so there is no data available from such sources On St. Louis speakers. Therefore, it is an unfortunate gap in this study that St. Louis speakers from generations gone by are not examined.' ' Although there are no European American DARE recordings for St. Louis, it is likely that other recordings of older generations are available for future researchers of the speech of St. Louis. It is possible, for example, that recordings have been made for the purpose of documenting oral histories, story telling, or family histories. 2400 2200 2000 1300 1600 1400 1200 1000 800 200 I I I I I I I I I beet soou boot 400. 500 - bought 600. 700 - hot Figure 1.1: a pie-NCS vowel system based on Peterson and Barney (19.52); these researchers did not include /o/ or /e/ in their study. Sociolinguist William Labov (1994: 178, 194) claims the N CS progresses in several continuous and connected steps. He claims the steps are as follows: the raising of /a:/, followed by the fronting of /a/, and the lowering and fronting of /o/. Later steps include /I/ lowering, /e/ backing or lowering, and /A/ backing. The claim of Labov is that the NCS is a chain shift: the space in the vowel system created by the raising of /23/ "pulls" /a/ to a more fronted position to [ill the void. Subsequently, /:)/ is "pulled" to a lower and more fronted position to fill the space left by /(1/. Figure 1.2 shows a vowel system with arrows indicating the movements of the vowels from pre-shifted to shifted positions: 8—-—-—>A———>3 $4— (1 Figure 1.2: The Northern Cities Chain Shili; from Gordon (2001: 197) alter Labov 1991. There have been some hypotheses that the Northern Cities Shift is not, in fact, a chain shift (Gordon 1997, 2001). Matthew Gordon, who makes some of the major arguments against the NCS as a chain shift, does concede that when one of these changes is occurring, it is accompanied by the other phonetic changes as well, despite the fact that he says the "relatedness of the NCS vowels can only be partially confirmed“ (Gordon 2001: 196). Despite this claim, there have been several studies to confirm that, indeed, the raising of/w/ is a very early step in the N CS (Labov, Yeager, and Steiner 1972, Labov 1994, Eckert 1988, Gordon 2001). There are some claims, however, that the fronting of /(1/ actually occurs before the raising and fronting of/tB/; thus, /a=:/ is "pushed" by /a/ to its new position (Gordon 2001: 207). Both /(1/ fronting and and /ae/ raising are examined in the present study. It is important to note that the raising of/ze/ primarily refers to its onset. III the most advanced speakers, /£B/ usually raises to close to /1/ position with an inglide. The resulting vowel is something such as /I°/. Therefore, only the onset will be considered for the purposes of this study. Interestingly, this speech phenomenon is (and historically has been) on the move. Labov calls it "one of the most vigorous sound changes now in progress in the United States" (1994: 178). His claim is that the N CS began in New York state and made its way westward to urban areas (2001: 7). Callary's research also supports this sound change as an urban one; he found that in Illinois, the larger the community, the more raised /a3/ was in that community (1975). However, there has also been some work done which shows that in the regions where the N CS is most advanced, it is also making its way to less populous areas (Ito 1999, Gordon 2001). l The NCS is a language change in progress that is below the level of consciousness of its speakers. There are several predictions made about such "change from below.” One such prediction is that women should lead this change. Much evidence done on N CS has supported this claim, as females tend to lead males in the use of the innovative NCS forms (Fasold 1969, Eckert 1988, 1989a). III fact, Labov claims that "women are very much in the lead" in this particular speech phenomenon (2001: 285). It is predicted that lower middle class and upper working class speakers are more likely to embrace changes from below. And while class appears to play a role in the NCS phenomenon, evidence is not all OII the same page (Fasold 1969, Hemdobler 1993, Eckert 1988, 1989a). It appears, however, that middle class and lower middle class individuals, especially women in these groups, tend to lead this change. It is also the case that young people, such as young adults and youth in late adolescence, tend to lead changes from below, and this is borne out in NCS research as well (Labov 2001, Ito 1999). The vast majority of research‘done on the NCS has included primarily European Americans (with the exception of J ones 2003 and Gordon 2000). N CS is considered primarily (or, at least, initially) a European American phenomenon. This is home out by Gordon (2000), who did not find African Americans or Mexican Americans participating in the NCS in a community where the sound change was at the beginning stages. J ones found some evidence of African Americans using N CS features, but her investigation was in a region where the shift is well advanced. According to Labov (1994: 100), there are certain phonetic environments which promote or favor the raising of /x/ more than others; for example, before word-final apical nasals (e.g. man). He gives the following hierarchy in regards to the manner of articulation of the following phone, starting with the most favorable to /a:/ raising: nasals, voiceless fricatives, voiced stops, voiced fricatives, voiceless stops. He also gives a hierarchy for the following place of articulation: palatal, apical, labial, velar. Certain proceeding consonant clusters, however, such as obstruent + liquid (as in the word black), have been shown to retard the process (Labov 1994, Ito 1999, Jones 2003). 1.3 St. Louis 1.3.1 Claims about St. Louis and the NCS According to work done on the Atlas of North American English, the Northern Cities Shift has begun to make its way to St. Louis (Labov 2003). Of the four St. Louis individuals interviewed by project researchers, three are said to have characteristics of N CS in their speech. It is important to note that the Atlas of North American English is a telephone survey, which is not the optimal environment for collecting speech data. Despite this small data set, Labov makes the claim that "St. Louis is undergoing a massive shift towards the pattern of the Inland North, including the Northern Cities Shift" (2003). Another claim is that St. Louis is "transitional" in the spreading of the NCS to more southern states and the southern expansion of the Northem Cities Shift (Labov 2003). 1.3.2 St. Louis: linguistically unique from the rest of Missouri historically Traditionally, dialectologists have viewed most of Missouri as a Midlands dialect area, though the Midlands is often defined by the lack of defining dialect features of those regions which surround them - a kind of transitional area between the north and the south (Labov 2003, Murray 2002, Lance 1974, 2003). Most of the time, as in Donald Lance's dialect map, Missouri is simply divided into North and South Midland. Indeed, Lance called this particular region 'ambiguously midland" in 1974 (9-10). And while the dialects of east coast cities such as Philadelphia, New York, and Boston have been studied extensively, many Midlands cities, such as St. Louis, have been largely neglected. From what has been published, it appears that all of Missouri does not fit into the same dialect category. In addition to claims that St. Louis comprises its own unique dialect region and claims of Missouri being a Midland region, there are also pockets of southern speech in Missouri (Labov 2003). Based primarily OII lexicon, and confirmed by an analysis of "pronunciation," Frazer (1979) argued that the western part of Illinois opposite St. Louis, as well as several Missouri counties surrounding the city, comprise a "speech island." In his most recent. research, much of which is over two decades old, this pocket of unique speech was aligned in both pronunciation and lexicon with the North and North Midlands, "contrasting sharply with the region speech of the surrounding area" (Frazer 1979: 186). A rendition of this speech island is given in Figure 1.3: ILLINOIS MISSOURI Figure I .3. Boundaries of the Northem/North Midland speech island surrounding St. Louis. (Murray 1.993, based on Frazer 1979: [92111) It is also notable, however, that Labov and others assert that, although larger regions of the US are "becoming increasingly differentiated from each other," this does not "apply within the major regions" (2003). Thus, although there is increased diversity from one region to another (such as between the North and the South), speech within those larger regions is becoming more homogenized. 1.3.2.1 Phonology As anyone would know who has spent much time there, St. Louis has a dialect characteristic which is quite recognizable, as it is often the butt of jokes about the region. III fact, Labov calls this St. Louis' "most distinctive traditional feature" (2003). It is the merger of words such as cord/ card (to card) and for/far (to far) while four remains distinct (Murray 2002). Since two major highways in St. Louis are interstate 40 and state highway 44, a common way of poking fun at this dialect feature is to exaggerate its presence in the word "forty" and (incorrectly) in "four.” Due to the fact that this speech phenomenon is highly stigmatized, however, it appears to be receding (Murray 2002, Labov 2003). Regardless, this merger is still recognized by most inhabitants of St. Louis and is "strong enough to act as a defining feature of St. Louis dialect" (Labov 2003). Indeed, every individual interviewed for the purposes of this study was aware of this speech characteristic, even though none exhibited it and few said they knew many young people who spoke this way. Despite the fact that the cord/card merger appears to be dying out, St. Louis' dialect still remains distinct, at least from the rest of the state of Missouri; for example, there is evidence that the widespread caught/cot merger is occurring in nearly every part of the state, except St. Louis, which keeps this distinction (Majors 2003, Labov 2003). This is also noteworthy because a resistance to the caught/cot merger is a feature of the Northern Cities Shift, as the fronting of /(1/ and the fronting and lowering of/o/ are some of the first stages in the shift. 1.3.2.2 'Hoosier' Another distinct speech characteristic of St. Louis is not a feature of phonology, but is a lexical item: the word hoosicr. For most Americans familiar with this term, it is usually associated with inhabitants of Indiana, as it is Indiana's nickname: The Hoosier State (Graf 2000). For the most Americans, it canies no derogatory overtone (Seely 2003). For some reason, however, St. Louisians have, in their collective lexicon, a unique definition of hoosier which aligns itself with terms such as hick or hillbilly. The use of this term in St. 10 Louis has been of interest to researchers for at least a few decades. Crinklaw said in a 1976 article that inhabitants of St. Louis associate hoosier with a "displaced country man who moves into a city neighborhood and tears it up” (60). Murray found that his informaan associated this term with characteristics such as "lazy, slow moving, derelict, and irresponsible" (1987: 3). Historically, the origin of this term is unclear, though there are dozens of hypotheses. Indiana historian Jeffrey Graf, who has done extensive research on the temI, explains some of these accounts: Like bamacles, a thick crust of speculation has gathered over the word ”Hoosier" to explain the origin of Indiana's nickname. The popular theories, diligently and often sincerely advanced, form a rich, often amusing body of folklore. Those theories include: "Who's here P” as a question to unknown visitors or to the inhabitants of a country cabin; Hussar, from the fiery European mounted troops; 'Huzzah!" proclaimed after victory in a fight; Husher, a brawny man, capable of stilling his opponents; Hoosa, an Indian word for corn; Hoose, an English term for a disease of cattle which gives the animals a wild sort of look; and the evergreen "Who's ear?" asked while toeing a tom-off ear lying on the bar room floor the morning after a brawl (2000: 1). Graf also points out that when lroosier originally came into use, it was probably "a term of contempt and opprobrium common in the upland South and used to denote a rustic, a burnpkin, a countryman, a roughneck, a hick or an awkward, uncouth or unskilled fellow" (2000: 1). And despite the fact that this meaning has largely fallen off, he points out that St. Louis is an "important pocket of linguistic resistance" to embracing the current use of the term in Indiana and elsewhere. Graf points out that lroosier in its original sense may be heard infrequently by those familiar with the term. However, it appears to be quite widespread in the Gateway City. In 11 fact, Murray points out in his 1987 study of lroosier that "few epithets in St. Louis carry the pejorative social connotations or the potential for eliciting negative responses that hoosicr does" (3). In the current study, and all but one of the respondents in the entire corpus of 47 were very familiar with the term, and all associated it negatively. The most common synonyms given were: hick, hillbilly, white trash, redneck, and country person. In Murray's study, hoosicr was the insult of choice for white males, though its use for women and African Americans was also robust. He defined St. Louisians' use of hoosicr with the following analogies: If the driver of another car swerves in front of a St. Louisian who is also driving, the person who swerved is a Hoosier. Similarly, if someone attends a social event or even merely appears in public and is inappropriately underdressed, that person is a Hoosier. In short, any person whose behavior is perceived as nonstandard by a St. Louisian in any way is a prime candidate for Hoosier status. (1987: 3). Murray also found that when he played recordings of speakers from various social classes for his infonnants, they could accurately distinguish upper and lower class speakers (his labels). Lower class speakers were most often assigned the label hoosicr. When asked where the lroosiers were likely from, respondents claimed they were likely from southern Missouri (Murray 1987). And interestingly, according to the Atlas of North American English, southern Missouri, most notably southwest Missouri and the so—called boot heel, is the only section of the state included in the southern speech reg'on (Labov 2003). Murray predicted that, despite being ”alive and well” in 1987, hoosicr would soon "die the ignoble death at the hands of Father Time" (1987: 7). However, evidence from popular culture and the current study prove use of the derogatory hoosicr is still thriving. In addition to the data from the present study which supports this fact, evidence from a less 12 academic realm also shows lroosier is not going to die an "ignoble death" any time soon. For example, MU330, a St. Louis ska band popular in the late 19905, has a song entitled "Hoosier Love" on their 1993 album, which contained lyrics such as: We don't need no high school/No high school! I don't want to go/We'll have kids at 17/ Gettin' laid at Dairy Queen/Hoosier love, Hoosier love, southside city Hoosier love." Such lyrics indicate that the image of a hoosicr as a working class, less educated person with low morals is still a salient one for listeners of the song. In addition, Mike Seely, a columnist for St. Louis' weekly paper The Riverfront Times, has written about the term as recently as 2003. Moreover, a short film by two St. Louisians entitled Hoosiers Are From Mars addresses the St. Louis hoosicr. In this film, hoosiers drive beat-up pickup trucks, date ugly women (or are ugly women themselves), and wear mullets (the short on top, long in the back hairstyle often the object of much ridicule). In the opening clip of the film, a hoosicr is defined: "St. Louisians agree that hoosicr is a noun but use the term negatively to describe individuals a step above white trash" (Henroid and Shah). 1.3.3 Linguistic Influences on St. Louis’ Historically, St. Louis has had diverse linguistic input from the immigrants and migrants who settled in and near the city in the mid and late 19th century. During this time, St. Louis saw a large growth in population from individuals moving to the Gateway ' It should be noted that this examination into immigration and migration to St. Louis focuses primarily on Europeans and European Americans. This is not to say there was a lack of African American presence in St. Louis. However, despite the city being aligned with the union cause against southern secession and slavery, there was not a large population of African Americans just before the Cisil War, at which time African Americans comprised just two percent of the population (Kamphoefner 2003: 89). And after the Civil War, the number of African Americans in the state as a whole dropped even further, as many former slaves left Missouri to find work elsewhere (Holland 2003: 68). Much like the rest of the country, there was enforced and de facto segregation in St. Louis between whites and blacks for decades. Indeed, the largest number of African Americans who live in the St. Louis metropolitan area today live in the nearly all-black community of East St. Louis, Illinois which lies across the Mississippi River from St. Louis, Missouri. Thus, any linguistic influences African Americans have historically had on the speech of St. Louis is unclear. l3 City, primarily from other countries, including England, Ireland, Switzerland, Alsace, the Austro-Hungarian Empire, Germany, various Slavic countries, and Canada. In fact, by the 18505, the majority of St. Louisians had been born abroad (Kamphoefner 2003). The earliest European settlers in St. Louis were largely French and Irish immigrants, initially bringing with them linguistic influences, including the introduction of numerous French creoles. According to some dialectologists, however, these groups did not leave a lasting impact on the speech of St. Louis (Frazer 1979). The most sigrificant group of immigrants was from Germany, who began to arrive around 1830; their immigration to St. Louis increased at a rapid rate throughout the mid-19th century. Germans, who were concentrated primarily in the north and south sides of St. Louis, had considerable linguistic and cultural influence on St. Louis (Marckwardt 1980, Lance 1993). By the time fighting during the Civil War broke out in'the United States, there were ten languages spoken in St. Louis, the predominant one being German, which was taught in schools and was nearly part of the cultural mainstream (Kamphoefner 2003). Most likely, direct influence of GemIan linguistic heritage in St. Louis is evident most strongly in certain lexical items, although there has been some evidence that some phonological features from German were not so quick to die out (Marckwardt 1980, Lance 1993). However, according to Frazer (1979), the most dramatic influence of the German immigrants was not their use of the German language features, but their embracing of a more "Yankee" style of , speech, not the speech of any Southerners they encountered. Frazer's claim is that North and North Midland speech was most likely the preferred speech variety due to the fact that "Yankee” settlers to the St. Louis region "regarded themselves as representatives of a superior culture, and their prejudice extended to language as well" who viewed individuals 14 from the South Midlands as "their linguistic inferiors" (1979: 188-189). And indeed, the majority of school teachers in St. Louis were not of Southem heritage, and most likely spoke a dialect that Frazer calls the "prestige model" of more northern speech (1979: 190- 192). He even claims that Germans living in the rural areas surrounding St. Louis “did not feel comfortable with [their Southeml neighbors as cultural or linguistic models," and thus adopted a more "Yankee" style of speech (Frazer 1979: 190). During and after the Civil War, immigration to St. Louis steadily declined, much to the dismay of its inhabitants there. In fact, losing population growth to Chicago by the turn of the 20th century gave St. Louis what one historian called an ”inferiority complex" (Meyer 1963: 501). Indeed, St. Louis has never seen immigration like it saw in the 19th century; even when other large immigration waves came to the US, they "largely bypassed St. Louis" (Kamphoefner 2003: 97). III addition to immigration from foreign lands, St. Louisians saw a migration from their fellow countrymen during the mid-19th century. At this time, large numbers of both northern and southem Americans migrated to St. Louis, impacting the speech of the Gateway City. The largest number of migrants coming to the state of Missouri and western Illinois came from southern states; the majority of them came from Kentucky, Tennessee, and Virginia (Kamphoefner 2003, Frazer 1979). However, by 1860, most migrants coming to St. Louis were from "Yankee" states: New York, Pennsylvania, Ohio, and Illinois (Kamphoefner 2003: 89). In fact, as one Missouri historian explains, "in temIs of its population, St. Louis remained a Northern city in a Southern state” (Kamphoefner 2003: 89). This was indeed the case for most residents during the Civil War, as most St. Lousians aligned themselves with the union cause, including a vast majority of Gennan l5 immigrants and German Americans (Kamphoefner 2003: 85). According to Frazer, there was also an interesting class split based on these regional differences in the city of St. Louis and surrounding areas: N ortherners tended to be more educated and live in the urban areas, while Southerners tended to have less education and live in the more rural surrounding communities (1993, 1979: 188-192). Migrants from the North also tended to have more political and economic power than those from southern states (Frazer 1993: 63-64). As has been noted, southern speech is generally a stigmatized dialect in the United States (Preston 1993). This general tendency is the case in St. Louis as well, as discussed in Frazer 1979 and Murray 1993. Murray claims that St. Louisians are aware of "more correct" or "more standard" language use, especially with younger informants (1993: 129). Although this data was collected in 1986, the tendency appears for the trend to continue. III addition, there also seems to be a desire in St. Louis not to sound like a hoosicr. 1.3.4 St. Louis Becoming 'Northern'? III addition to evidence regarding the uniqueness of St. Louis' dialect region, and influences of the early preference for "Yankee" speech, it has also been suggested for decades that St. Louis continues to align itself dialectically with northern dialect areas. Thomas Murray, who has done some extensive data collection on St. Louis speech, though not the NCS specifically, has also made a claim that the speech of St. Louis is becoming more 'northem" with each generation. And while Murray initially worries that ”one could easily surmise that the language of St. Louis is a hopeless amalgam of Northern, Southern, and North and South Midlands speech traits," he also claims that patterns towards l6 'northernness" are evident (Murray 1993: 129). Based on his collection of data from 1986, which included an examination of lexicon, syntax, and phonology, Murray concludes that St. Innis aligns itself with Northern and North Midland dialect regions, more so than Southern or South Midlands. In a more recent study, where he compares his older data with another collection from the 213i century, St. Louisians are moving to an even more Northern dialect. He says that both "culturally and psychosocially, the Northern/North Midland standard seems to be growing more robust, further displacing that of the South/South Midlands" in St. Louis (Murray 2002: 349). In the youngest generation of speakers from his newest. data collection, all of the linguistic factors he examined have become more "northern," most robustly in ”pronunciation" (Murray 2002). According to Labov, Ash, and Boberg, St. Innis "has long been recognized as a center of Northern linguistic influence" (1997). III fact, based on a very small number of informants, Labov claims St. Innis is undergoing a "massive shift towards the pattern of the Inland North, including the Northem Cities Shift" (2003). Here Labov also claims that the embracing of the NCS in St. Innis differentiates it from the surrounding Midland area. This continues to keep St. Innis distinct from other areas of Missouri. 1.4 Summary In addition to giving the background on the speech phenomenon examined in the present study, this chapter has shown how St. Innis is historically a unique dialect region, based on both phonology and lexicon. It has also provided a historical reference for the speech of the region as well as given an update on the allegedly increasing "northem' speech exhibited by the inhabitants of St. Innis. l7 The following chapters will explain how data was collected, analyzed, and interpreted in an attempt to address the question of whether the NCS is making its way further south to St. Innis. l8 2.0 Methodology 2.1 Respondents Since it has only recently been documented that the N CS may be making its way to St. Innis, it is likely that the speakers of this new dialect will be young individuals. Therefore, this study focused on young St. Inuisians, ages 15-26. Two social factors were used to further examine the social embedding of the Northem Cities Shift if evidence of its presence is found: sex and social status. Attitudes about St. Innis, American English dialects, and Missouri were also examined. The data examined in this study are taken from a larger set of collected data. A total of 47 individuals were interviewed during November of 2003 and January of 2004. From this data set, 29 will be examined in the current study. Inforrnants were excluded from acoustic analysis because they have lived for several years outside of St. Louis, are currently attending college in another city, live in Illinois, or because their social class was diffith to determine. Those respondents who were chosen for acoustic analysis are distributed nearly evenly with respect to three social classes (upper working class, lower middle class, and upper middle class) and both sexes. The distribution of informants is summarized in Figure 2.1. As is clear from the figure, five informants were sampled for each cell except for upper working class males. Male (4) Upper Working Class (9) Female (5) Male (5) Respondents Inwer Middle Class (10) Female (5) / Male (5) Upper Middle Class (10) Female (5) Figure 2. I : Overview of Sample Design (Total N -29) _19 III addition to the variable demographic information of social class and sex, and the static demographic of age, informants were selected based on their status as St. Innis natives and their ethnicity. All respondents in this study are natives of the St. Innis area or moved there as young children.’ The vast majority of respondents' parents were also born in St. Innis. And as the NCS is historically a European American phenomenon, all respondents grew up in European American families and communities? 2.2 Data Collection Young speakers from various neighborhoods in the St. Innis, Missouri metropolitan area were interviewed in order to determine the existence of the Northern Cities Shift. By its inhabitants, St. Innis is divided into two major areas: the city and the county. Oddly, St. Innis city proper withdrew from St. Innis county in 1875 (Meyer 1963: 425). Therefore, residents of St. Innis are quite aware of the boundaries between the city of St. Innis and the county of St. Innis. These two regions, of course, have many smaller divisions. For example, "north county" and "south county” are working and lower middle class areas, while "west county" is much more affluent. East St. Innis lies across the Mississippi in Illinois; it is its own incorporated city and is primarily an African American working class city. In addition, there are some suburbs of St. Innis, Missouri which lie across the river in Illinois, but are not part of East St. Innis. ’ Two of the 29 respondents were not born in St. Innis: one was adopted, one moved to St. Innis during elementary school. i All respondents but one were European American; the one exception is a Korean-American respondent who was born in Korea, but adopted by European American parents as an infant. He grew up in a European American family, neighborhood, and church. 20 The quantitative data for this study was gathered from inhabitants of St. Innis city, north county, south county, west county, and Fenton (which lies in both "south county" and Jefferson county, just south of St. Innis county); attitudinal data was gathered from inhabitants of these areas as well as some of the Illinois suburbs. All such areas are considered part of the St. Innis metro area. The basic regions and neighborhoods of St. Innis can be seen in the following map (Figure 2.2): b Hilly?" stalling 1'” GI‘Anile- , I. T I Cnllinsville t. . , , rat ............. = ‘13. 1363;": . lurk , BEDW (19“ 0:2 3‘1 I 'I H- '\".\l I. ,. Tillman Swén "walk: .‘v, 3' ..~\ Mehfiilille Du "pt- 1. Imhs. ' ‘ 3! TR '“n°°_.\ . ,_.,-:A Birth °/ 1 . ’ I I s- , .3... ------ 1}" Murphy. ‘Ltioit ille N's» \ ‘I , ,3- Q 1'93: . ' F 6*: Kiopp'Fld Millsudt \ T ' 1 {cliff Caves- Columbia 1 Figure 2.2: Map of the St. Louis, Missouri area Inforrnants were contacted in a variety of ways, primarily through the "friend of a friend" method described in Milroy (1980) and Milroy and Gordon (2003). In addition, some respondents were approached, usually by the researcher, and simply asked if they would like to take part in a linguistic study. Interviews were conducted at individuals' homes or the homes of friends, a high school, a bowling alley, and respondents' workplaces (including fire stations, a construction site, an elementary school, and a university). 21 workplaces (including fire stations, a construction site, an elementary school, and a university). Respondents were first interviewed in order to obtain demographic information which was used to determine social class (e .g. occupation and education of individual or parents). Questions were also asked in order to elicit the informant's attitudes about the city of St. Innis (in comparison to other large cites, to the rest of the state, etc.), hoosr'ers and hoosicr speech, and their future plans. In addition, informants read a word list and a reading passage. The word list, which consisted of 105 words presented to individuals on flashcards, predominantly contained words with the vowels of the first three steps of the Northern Cities Shift: /a=:/, /a/, and /o/. Other vowels and diphthongs were also elicited through the word list and reading passage. Data on vowels not involved in the shift were collected so that the targeted N CS vowels could be examined with regard to their relative position in the respondent's entire vowel space. 2.3 Social Class One of the two demographic variables examined for the purposes of this study was social status. Three social class groups were examined: upper working, lower middle, and upper middle. Class was determined based on Warner's Index of Social Characteristics (1960). In his research, Warner determined which economic and social factors are most indicative of an individual's social class in the United States. This model has been used by various linguistic researchers in determining social status (Ito 1999, Evans 2003, Jones 2003). Therefore, the individuals in this study were assigned a social class index based on their occupation, type of dwelling, education, and reputation of neighborhood. If the respondent was a high school or undergraduate student or a non-working spouse, the characteristics of the main wage earner in their household were used. Each of these categories was given a scale of 1-7, then the categories were weighted, and finally they were added together to determine social status. See Appendix A for a full explanation and breakdown of social class features and categories. 2.4 Data Analysis According to Labov, chain shifts, such as the N CS, require acoustic analysis to be adequately detected (2003). Therefore, the first stage in data analysis for this study involved extracting the first (F l) and second (F2) formant frequencies of the respondents' vowels. This was done through computerized linear predictive coding (LPC) analysis on the word list data. For the most part, the word list provided enough data for a robust analysis, though a few tokens were taken from the reading passage to supplement data for some individuals. It has been shown that there is no stylistic variation for the N CS in controlled speech such as word lists, as it is below the level of consciousness and not stigmatized (Ash 1999). The LPC analysis was perfomred using the computer program Praat (version 4.1.23), designed by Paul Boersma and David Weenink of the Institute of Phonetic Sciences at the University of Amsterdam for the purposes of speech analysis. The spectrogram of each vowel was examined in order to extract the vowel frequency scores. Such a spectrogram can be seen in Figure 2.3. The vowels' fomrant frequencies were extracted at the onset of the steady state of each vowel. 23 l‘t Figure 2.3: An example ot‘a spectrogram: this is the word pat as said by Laura. The lower ofthe two dark bands is the lirst formant tirquency (F I) and the higher is the second formant frequency (F2). The formant frequencies were recorded and next inputted into PLOTNIK (version 7.0). This vowel system analysis program was designed by William Labov at the University of Pennsylvania and allows the researcher to visualize informants' vowel spaces by plotting individual vowel tokens. Samples of vowel plots are given in Figure 2.4 and 2.5: mnzs 00 26.00 2100 22:00 2000 1a00 16100 1100 12:00 1000 890 600 "0 bad 400 1 "R70 m... d' a boot 0" pool . I horse 500‘ o ' OflSh o ood K<>°" ”'9 Qlflis’t 9 Kb "0"“ K0 0. 0p: 0 '°9i° from Ofoot 3 "°'° 600 . Q) 0 h" ‘7' hope 0 pull 0 ”'"d v lost 7'30 ' & nap 0 mesh . I I tab A dust V f 06) bet A bun V ”903.050 800 - A duck A sub A I I watch I bade. I “W1; mewful <> fl 5 I no A I u 900 - I I u ""9" I cabin hon! I mo ( P 1000 - T I P“ I 1 00 - Figure 2.4. Laura's vowels (individual tokens) as plotted in PLOTNIK. 24 [E‘Zl 2:000 2:;00 2e00 2100 2:300 2000 1e00 16300 1100 17.00 1000 800 600 .0. ® ® 600 ~ (I) (9:) 700. 900 1 © 1000 .. ® @ @@ ® 1100-. Figure 2.5. Lamas vowels (mean) as plotted in PLOTNIK In the figures above, F1 and F2 frequencies of Laura's vowels are superimposed on a traditional vowel chart. The F1 frequencies are associated with the height of the tongue in vowel production; the lower the frequency, the higher the tongue is raised when the vowel is produced. The F2 frequencies are associated with the front-back dimension. The higher the frequency, the more front the vowel is produced in the mouth of the speaker. The mean scores of the speakers' vowel systems were then plotted, creating a map for each respondent's vowel system. (See Appendix E for vowel plots of all respondents). As detecting whether an individual is a speaker of the NCS cannot be done simply by eyeballing the vowel system of the speaker, an index system was used in the current study to determine any divergence from a non-shifted vowel system. Such an index system "allows for the quantification of the position of each vowel relative to other vowels in the individual's system" (Evans 2003). Therefore, discrete differences are observable, which are not necessarily seen when simply examining vowel formant data or even individual vowel plots. This kind of assignment of index scores requires comparing a stable vowel to a vowel which may have shifted. The vowels chosen for this study were /8/ as in bet, and /A/ as in but; the movement of these vowels occurs in a later stage of the NCS. And, as this speech phenomenon is presumably a recent arrival in St. Innis, it is likely that /e/ and /A/ remain stable. Thus, the data from acoustic analysis of respondents' /a/ and /a/ vowels were examined statistically relative to other vowels in the system using the objective statistical measure of a t-test. The raising of /a/ was determined via a comparison of the F1 of /ae/ to the F1 of / 8/ . The fronting of /(1/ was determined by comparing the F2 of /(1/ to the F2 of /A/. Indices of both raising of /EB/ and fronting of /a/ were determined by the following means, as employed by Ito (1999), Evans (2003), and Jones (2003): Table 2.1: Fl index of the raising of /m/ /w/ is significantly lower than /6/ /ze/ is not significantly different from /8/ /ae/ is significantly higher than /e/, and closer to /1/ than /8/ l 2 3 /tB/ is significantly higher than /E/, but closer to /8/ than /t/ 4 5 22/ is not significantly different from /I/ 26 Table 2.2: F2 index of the fronting of /a/ /0,/ is significantly back of /A/ 0 170/ is not significantly different from /A/ 2/(1/ is significantly different from /A/, but closer to /A/ than /8/ 3 4 /a/ is significantly front of /A/ but closer to /8/ than /A/ /a/ is not significantly different from /t-:/ After respondents' vowels were plotted and t-tests run on the /EB/ and /a/ vowels relative to /e/ and /A/, F1 and F2 values were nonnalized, also via PLOTNIK, which includes a system for such a task, developed by Neruy (1977). Nomralization allows researchers to compare the vowel formant data across speakers, regardless of vocal tract size (Evans and Preston 2001). Social and linguistic factors were analyzed statistically via t-tests, analysis of variance (ANOVAs), and/or regressions. Such tests were run on SYST AT for Macintosh. Data from these statistical tests were also compared to the index scores on prenormalized data from PLOTNIK in terms of social factors. In addition, normalized data for /a,/ fronting was also subjected to a measurement proposed by Labov (see Section 3.4). 2.5 Summary This chapter explained the methods used in the present study, which includes how respondents were approached to be a part of the study, how their social class was determined, how data was elicited, and how the collected data was analyzed to detemrine participation in the NCS. The following chapters will discuss both the qualitative and quantitative results of the research described. 3.0 Results Chapter 3 examines the extent to which St. Innis respondents are exhibiting features of the Northern Cities Shift. Although there are as many as six vowels involved in this shift, only the raising of /z£/ and fronting of /(1/ will be treated in the present study, as they are considered to be the earliest st. res in the shift (Labov 1994, Gordon 2001). These NCS features were examined statistically in terms of social factors; the linguistic factors of /&:/ raising of the present study were also compared to findings from previous researchers. 3.1 lae/ raising When examining the indices resulting from t-tests comparing the F l of /2B/ versus the F1 of / 8/ of individuals' pre-nomralized vowel plots, one sees there is a general tendency for the young people of St. Innis to raise /as/. The majority of respondents in the study, 22 out of 29 (75.86%), exhibit /aa/ raising in relation to /e/. And of those respondents with a raised /ae/, two respondents raised /a:/ to the index level of 3, and two raised /ae/ to the index level of 4. Indices for all respondents are given in Table 3.1: Table 3.1: /m/ index scores for all subjects Respondent /m/ index score sex Class age Cassie 4 female LMC 21 Daisy 2 female LMC 24 Jackie 2 female LMC 15 Jennifer 2 female LMC 15 Kathy 2 female LMC 16 Anne 3 female UMC 18 Carrie 2 female UMC 25 Laura 1 female U MC 21 Sally 2 female UMC 23 Sara 2 female UMC 17 Amanda 3 female UWC 19 Billie 2 female UWC 25 Karen 2 female UWC 19 Maria 4 female UVV C 21 Terri 2 female UWC 17 Bob 2 male LMC 24 Craig 2 male LMC 26 J arnes 2 male LMC 16 Michael 2 male LMC 25 Peter 1 male LMC 22 Aaron 1 male UMC 22 Jacob 1 male UMC 25 Luke 2 male UMC 18 Rex 2 male UMC 16 Timothy 1 male UMC 1 7 Dan 2 male UVV C 26 Nate 1 male UWC 23 Rob 1 male UWC 21 William 2 male UWC 26 Social class abbreviations are as follows: UM C - upper middle class; LM C - lower middle class; UW C = upper working class. One of the respondents with the most raised /ze/ is Maria, who received a value of 4 for her Fl index score. Her (mean) vowel system is shown below in Figure 3.1: [171 1000 2800 2600 2400 2200 2000 1800 1600 1400 1200 1000 800 600 l L l l l l l l L l L l 500% 6004 © © ® © 900-‘ (::> 21 B 1000‘ O I 1100 Figure 3.1 The vowel system of Maria, who has an F 1 index score of 4. As you can see, the position of her mean value for /ze/ is over 100 hertz higher than /e/. Since the majority (18 of 22; 81.82%) of individuals who raised /$/ in St. Innis, raised to an index level of 2 in relation to /8/, a much more typical /'ce/ raiser of the St. Inuis respondents is Jackie, who received an index score of 2. In her mean vowel system, there is no significant difference between /&/ and /8/, as they are practically on top of one another. Jackie's vowel system is shown in Figure 3.2: 30 F El 303000 2am 2§00 2100 22:00 2000 12.100 115.00 1100 Igoo 1900 800 60G '°°“ G) 5004 Q“ ® @ ... 1100-1 Figure 3. 2: Jackie's vowel system; she received a 2 index score for /ce/ raising. 3.2 Social Factors and /ae/ raising In order to shed some light on the social embedding of /83/ raising in St. Innis, various social factors were examined statistically. Analysis of variance (AN OVA) tests and t-tests were run on the normalized vowels of informants to determine the effect of these social categories on /2£/ raising. In addition, chi-square calculations were done on the /m/ raising index scores of respondents. 31 3.2.1 Sex and /m/ raising A t-test run on the nonnalizcd F1 values of /8e/ for sex indicated that there was no significant difference between males turd females (p<0.6530). In fact, the difference between the Flof /a:/ between males and females was less than five hertz in the normalized data. This result is surprising, given the fact that historically women tend to lead linguistic change, including change in the NCS (Labov 1994, Hemdobler 1993, Eckert 1989a, Ito 1999, Evans 2003, Gordon 2001, Jones 2003). However, according to Evans and Preston (2001), discrete differences of individualsf'vowel systems can be lost in normalized data. In addition, these normalized data only show F1 values of /ae/ in isolation; the data on /20/ raising is not compared relative to other vowels of the system. Therefore, a t-test was run on each individual's pre-nomralized vowel system (as described in Section 2.4), comparing F 1 values of /EB/ and /8/. These results show that Fl index scores for /$/ raising indicate that young women in St. Innis do have a tendency to raise /a=:/ in relation to /t-:/ more so than young men in the Gateway City. In fact, only females scored higher than an index of 2 for /m/ raising (4 out of 15 total or 26.67% of females received an index score above 2). And only one female received an index score of 1 (only 6.67%), indicating no signs of /EB/ raising in relation to /8/. In contrast, six males received an index score of l (42.86% of total males) and no oun men scored above an index of 2, which would indicate more , advanced /a:/ raising. This data is summarized in Table 3.2 below: Table 3.2 /w/ Fl index score by sex F - kB/ 1 females males index score 1 6 10 2 2 1503501— To determine the significance of these results, a chi-square (non-parametric test) was employed. In the comparison of males and females who raised /m/ to those who did not via this statistical test, the result is significant (chi-square: 5.179, DF=1, p<0.025). This result is therefore in keeping with the other work on language change and the NCS that indicates females would be more likely to raise /a=:/. Importantly, this phenomenon of women leading change is not unique to the N CS; Labov states that "in most vowel shifts ...women are considerably more advanced than men" (1994: 156). A striking example of this is Cassie and Peter. Cassie has an /$/ raising index score of 4, and Peter only 1. This is noteworthy because they are brother and sister and only a year apart in age. 3.2.2 Social class and /ae/ raising In contrast with the data on sex, an ANOVA statistical test did indicate a significant difference between the three social status groups of upper working class, lower middle class, and upper middle class (p<0.00005) for /m/ raising when examining normalized F1 values. Because there are three groups examined here, a Tukey post hoc analysis was also run to see if the three social class groups were statistically different from one another individually. And, in fact, all three groups are significantly different from one another 33 (p<0.04l7 for UWC versus LMC, p<0.00005 for UWC versus UMC, p<0.0209 for LMC versus UMC). This is not surprising, given that the F1 hertz values for social class are nearly equidistant apart, going from lowest to highest social class. Mean F1 values in hertz are given for the normalized data in Table 3.3: Table 3.3: Normalized F1 values of /a:/ by social class UWC 681.11 hz LMC 700.14 hz UMC 720.61 hz From this data, a conclusion could be made that lower social status indicates a more raised /$/ for individuals. And though not as evenly distributed as the AN OVA findings, /28/ raising index scores appear to correlate with the AN OVA findings. From Table 3.4 below, it appears that fewer upper middle class respondents raise /a%/. In fact, only 60% of upper middle class individuals raise /2e/, compared to the lower middle class (90% of whom are /£e/ raisers) and the upper working class (77.78% of whom are /E/ raisers). In addition, of those individuals who raise beyond the index level of 2, half of these are upper working class individuals, while the lower middle class and upper middle class have only one respondent each who raised above this level. Raw values for index scores can be seen in Table 3.4. The percent. res of these values are represented graphically in Figure 3.4. 34 Table 3.4: Fl index scores of /1e/ by class F 1 Index Score UWC LMC U MC 1 2 1 4 2 5 8 5 3 1 0 l 4 l 1 0 Figure 3.3: Percentage of /tel raising by class IUVVCTi ILMC . DUMC l 2 lie! index score As the NCS has been dubbed a change from below (Labov 1994), it makes sense that working class and lower middle class individuals would exhibit more evidence of /a3/ raising than the upper middle class. Although previous N CS data has not come to a unified conclusion on leaders of change and social status, what has been shown is that there is a tendency for upper middle class individuals to be lagging behind those individuals from lower classes (Fasold 1969, Hemdobler 1993, Eckert 1988, 1989a). Therefore, if St. Innis /a:/ raising is indeed caused by the NCS, most likely lower status speakers and women would lead the change there. 35 It is also worth noting that there may be some explanation as to why at least one of the upper working class individuals is not raising /2e/ like the rest of his social status group. Both of these respondents are males, who would be more likely to resist such a shift, but there may be a more nuanced explanation for Rob's lack of /ae/ raising. Like the rest of the sample, Rob is European American; however, through the interview, it became clear that he aligns himself much more with the African American cormnunity in St. Innis. This was evident not only in the topics he discussed during the interview, but also through his speech, which included features of African American Vernacular English (such as habitual be, copula deletion, and various AAVE lexical items). An excerpt from his interview appears below in which he is discussing his brother and his brother's manner of speaking (see transcription conventions in Appendix G): F." :e‘rugefie poi-.1 J: R: yeah, he come in here. He's, uh, he's (pause) I'm not gonna say he's a - you ever heard of a wiger? yeah OK. He's kinda - he's ghetto, but lroosier yeah He's (unintelligible). I’m the same way, but I'm more - I'm not gonna say I'm higher class, but I'm more proper. yeah, you're less hoosier (laughs) You know, I talk a little more proper. I mean, you wouldn't could tell by the way I dress, but I'm more - kinda - 'cause I graduated from high school and he didn't, you know? And I went with a lot of black people. I learned the slang and the country talk, you know. That's all slang is. yeah counU‘y talk. And since the N CS is a speech phenomenon more likely to be exhibited by European Americans, it is understandable that an individual who aligns himself outside the European 36 American corrununity would not exhibit NCS features, especially since this speech phenomenon is most likely new to the area. 3.2.3 Sex & class interaction and /2e/ raising Statistically, there are possible interactions between social factors that may help shed light on the speech phenomenon at hand. Therefore, an ANOVA statistical test and Tukey post hoc analysis were run on normalized F1 /33/ values to detemrine if there was any interaction between sex and social class. And it turns out that there is a significant interaction between social status and sex (p<0.0059), even though sex was not significant in the normalized t-tests on F1 of /&/. When sex and class were examined together, the only group that was significantly different from any other social group was upper middle class males, who were significantly different from every other social category'. The comparative results in hertz are graphed in Figure 3.5 below. Upper middle class males exhibit far less /2e/ raising than any other social group, regardless of sex or class: 5 A Tukey post-hoe analysis determined that UMC males were significantly different from other groups as per the following probabilities: versus UWC females p<0.000l, versus LMC females p<0.0395, versus UMC females p<0.0428, versus UWC males p<0.00005, versus LMC males p<0.0021. 37 Figure 3.5: Normalized F1 of /a:/ values for sex 8: class Upper \Vorking Class Inwer Middle Class Upper Middle Class 610 650 660 670 680 5 690 E 700 7 10 720 730 740 750 7"“ _, . rile-females This is also apparent from the t-tests run on individuals' pre-normalized vowel spaces. Notice in Table 3.5 below that it is the upper middle class males who have the most instances of individuals with an /ze/ raising score of 1, indicating no evidence of raising. Table 3.5: /m/ raising index scores for sex and class UWC UWC LMC LMC UMC UMC males females males females males females 1 2 0 1 0 3 1 2 2 3 4 4 2 3 3 0 1 o o O 1 4 o 1 0 1 0 0 Again, given what we know about the N CS and language changes in general, especially changes from below, it stands to reason that upper middle class males would be the least likely to raise /a/. 38 3.2.4 Age and /ae/ raising Although age was not the primzn'y focus of the present study, there is still a range of 11 years (15 year-olds - 26 year-olds) among the infonnants. Therefore, a regression analysis was run on the nomralized vowel system in order to determine if there were any age effects on the data. Age, however, is not significant. in this population in terms of /33/ raising. 3.3 Linguistic factors and /3/ raising The following and preceding segments were examined in this study to determine which environments promoted and inhibited the raising of /a:/ in these young St. Inuisians. Adjacent phones were coded in PLOTNIK for following manner, following place, following voicedness, and preceding segment. The coding was done for the normalized vowels of all 29 respondents. Following place and manner were recoded in SYSTAT to include i voice. Analysis on adjacent segments has been done extensively by sociolinguists investigating the NCS (Labov 1994, 11.0 1999, Evans 2003, Jones 2003). A comparison was made of the results of the present study and those of previous research. Although all researchers' findings are not identical, they illustrate a tendency for certain features to promote and inhibit /&/ raising. And the results for adjacent phones in this study do not stray too far from the previous research. The comparative data on the influence of following manner of articulation is illustrated in Table 3.6 below: 39 Table 3.6: Influence of following manner of articulation on IE / raising across studies most promoting are the farthest left, most inhibiting are farthest right Detroit Labov (1994) nasal VI. fricative V stop V fricative VL stop Rural Mid-Michigan V fricative VL fricative Ito (1999) nasal V stop VL fricative VL stop V affricate V stop Ypsilanti Appalachian V fricative VL stop Exams (2003) nasal lateral VL fricative African Americans in Lansing, MI ones (2003) nasal V stop V fricative VI. fricative VL stop V affricate V stop VL stop St. Innis nasal V fricative VI. fricative lateral It can be seen that all researchers found following nasals to be the most promoting of /ae/ raising. This is the most striking example of agreement of the influence of adjacent phones on /&/ raising. In addition, the overall results for the promotion of /EB/ raising in the present study are roughly in keeping with Ito (1999), Evans (2003), and Jones (2003), with the exception of laterals, though only Evans (2003) included laterals in her investigation. And, with the exception of Labov (1994), all researchers found voiced fricatives, affricates (if included), and stops promote /w/ raising, which is in keeping with the findings of the current study. The picture for both following place and preceding phone is a bit rnurkier. The comparative results of following place are given in Table 3.7 below: Table 3.7: Influence of following place of articulation on /2/ raising across studies most promoting are the farthest left, most inhibiting are farthest right DCU'OII labial 1.me ( 1994’ palatal apical velar Rural Mid-Michigan Ito (1999) no significant results V velar V apical V labiodental VL interdental V palatal VL labial Ypsilanti Appalachian VL palatal VL apical Evans (2003) V labial VI. labiodental VL velar African Americans tin Lansing, MI ones (2003) no significant results V labio-dental V apical VL interdental VL apical V velar VL palatal VL velar St. Innis V labial V palatal VL labial VL labiodental Clearly following place of articulation is not nearly as salient a feature in influencing the raising of /a:/ as manner of articulation, as two researchers presented here found no statistical difference with regard to following place, and for those studies which found significant results, there is often significance only between large groups. But while the evidence presented here is at first somewhat inconsistent, tendencies across studies can be observed. First, it is likely that the reason the results of the Labov (1994) study are inconsistent with the Ypsilanti Appalachian and St. Innis speakers is that Labov did not include voicing in his investigation. This is important because a primary tendency for both the St. Innis and Ypsilanti speakers is that they are more likely to raise /ee/ when the following phone is voiced. The most salient finding between the St. Louis and Appalachian speakers is that they both show voiced labials to promote /m/ raising 41 significantly more than other feature pairs. This distinction is lost in the Labov data since voicing was not included. Results for preceding segment are also somewhat inconsistent between studies, but again, there appear to be some general tendencies. Table 3.8: Influence of preceding segment on /2e / raising across studies most promoting are the farthest fell, most inhibitingare farthest right Detroit Labov (1994) notes obst + liquid inhibits raising Rural Mid-Michigrur apical Ito (1999) velar obst + liquid liquid labial velar apical palatal labial liquid Ypsilanti Appalachian nasal obst. + liquid Evans (2003) velar apical nasal labial African Americans in Lansing, MI Jones (2003) No significant results, but notes obst + liquid inhibits raising /W/ liquid labial nasal apical St. Inuis palatal velar obst + liquid As can be seen in Table 3.8, Ito (1999) and Evans (2003), are the only two studies, besides the present study, to have found significzurt results; they both showed that preceding velars have a promoting effect on /&/ raising. This supports the assertions of Stevens (1998) that velar phones either in following or preceding position tend to lower the Flof/m/ (573). However, this was not. the result for the St. Innis speakers, who show a tendency to raise when preceded by a liquid, nasal, and palatal more than velars. A possible explanation for this is that there is a small number of tokens for both velars and nasals in the St. Innis study (29 and 27 respectively, which is roughly one token per speaker). A more consistent 42 . 1a E1 .l . . .. finding is that the preceding segment obsmient + liquid inhibits raising. With the exception of the rural mid-Michigan group, there is a consensus on this cluster among these studies, even those that did not find much statistical significance with regard to preceding phone. Though seemingly muddled at first glance, this compiled evidence shows that, for the most part, there are tendencies as to 110w adjacent segments will affect /83/ raising. Clearly in terms of acoustic properties, however, manner of articulation is the most influential. Such effects, therefore, look as if they are based on physiological acoustic facts and universal phonetic laws, not variation from one speech cornmnnity to another. 3.4 /a/ fronting The fronting of /0/ within the speech of young St. Inuisians was examined for a vmiety of reasons. The first of these is that, despite the fact that there is disagreement as to whether /(1/ fronting happens before or after /a‘:/ raising, /(1/ fronting is, by all accounts, one of the early st. res in the shift (Labov 1994, Gordon 2001). In addition, a region-specific baseline for the vowel system of St. Innis speakers was unable to be established. And, unlike many other recent studies on the NCS (Ito 1999, Evans 2003, Gordon 2001, Jones 2003), the present study does not explore accommodation to a local norm, as St. Innis historically has a unique dialect. Thus, an examination of /CI,/ fronting is done in order to detemiine if the /a‘:/ raising in St. Innis is indeed due to the N CS. /c1/ fronting was examined by the same mezms as /m/ raising; that is, through an index of pre-normalized vowel systems (as described in section 2.4) and through statistical tests such as ANOVAs 43 and t-tests on the nomralized vowels of all respondents. The overall results of the /a,/ fronting index (juxtaposed next to the /28/ raising index) can be seen in Table 3.9: Table 3.9: /u/ fronting results for all subjects Respondent /3/ index /0/ index sex class age Cassie 4 0 female LMC 21 Daisy 2 1 female LMC 24 Jackie 2 0 female LMC 15 J ermifer 2 1 female LMC 15 Kathy 2 1 female LMC 16 Anne 3 1 female UMC 18 Carrie 2 0 female U MC 25 Laura 1 1 female UMC 21 Sally 2 1 female U MC 23 Sara 2 1 female U MC 17 Amanda 3 1 female UWC 19 Billie 2 1 female UWC 25 Karen 2 1 female UWC 19 Maria 4 1 female UWC 21 Terri 2 1 female UVV C 17 Bob 2 1 male LMC 24 Craig 2 1 male LMC 26 James 2 1 male LMC 16 Michael 2 1 male LMC 25 Peter 1 1 male LMC 22 Aaron 1 0 male UMC 22 Jacob l 1 male UMC 25 Luke 2 1 male UMC 18 Rex 2 0 male UMC l6 Timothy 1 1 male I lMC 17 Dan 2 1 male UWC 26 Nate 1 1 male UWC 23 Rob 1 1 male UWC 21 William 2 1 male UW C 26 It appears from this table that /(1/ fronting is not occurring to a large extent within the vernacular of young St. Inuisians, since none of the informants fronted /(1/ beyond the level of l, and five respondents actually have /a,/ in back of /A/ . This result is quite curious given the fact that /a/ fronting is supposed to occur so early in the NCS. This, combined with the fact that four respondents have an /2e/ raising score over 2, suggests that perhaps if these respondents are indeed participating in the NCS, they may actually have a backed /A/, making the index values somewhat inconclusive, although /A/ backing is a very late move in the shift, one we would not expect to encounter in St. Innis. Nevertheless, an additional criterion for /0/ fronting that Labov (2003) lays out was employed. His claim is that in a normalized vowel system, /(1/ is fronted if the F2 of /(1/ is less than 375 hertz back of /£/ . Therefore, such measurements were made on all respondents. By this gauge, seven respondents are shown to have a fronted /(1/. The data from this test is summarized in Table 3.10: Table 3.10: /a/ fronting individuals (via the Labovian measure for normalized vowel systems) hertz /(l/ is Respondent /a=:/ index /0/ index back of /8/ Sex class age Anne 3 l 359 Female UMC 18 Cassie 4 l 28 1 female LMC 21 Dan 2 1 312 male UWC 26 Luke 2 l 332 male UMC 18 Maria 4 1 343 female UWC 21 Nate 1 1 29.5 male UWC 23 Peter 1 l 341 male LMC 22 Of the four respondents with an /m/ index score over 2, three have evidence of /a/ fronting via the Labovian strmdard. And two respondents with an /2e/ index score of 2 also showed evidence of /a/ fronting. Interestingly, however, two of the individuals who showed evidence of /0/ fronting show no signs of /a'-:/ raising, including Nate, who has one of the smallest distances between /a/ and /€/. Figures 3.5 and 3.6 show the mean vowel plots of the two respondents with the most fronted /a/, Cassie and Nate respectively. It is noteworthy that Cassie has a very raised /m/, with an index score of 4, while Nate does not raise /w/, as his index score is only 1. [r2] , 3000 2800 2600 2400 2200 2000 1800 1600 1100 1200 1000 800 ‘500 l l l l I l l l 1 ""°' (D @ "M" (9 ® @ ?00~ LIEU @ soot 900 . Q I000! 1|00u Figure 3.5: Cassie's pre-norrnalizcd vowel system; she has both a raised /w/ and a fronted /a/. In Cassie's vowel system, /w/ is significantly more raised than /€/. It is also clear that /a/ is approaching /e/. Nate's vowel system, on the other hand, shows that his /ae/ is lower than 46 his /e/. Despite this, he has a fronted /u/ in relation to /€/. Such inconsistencies will be discussed in detail in section 3.6. Nate's vowel system can be seen in Figure 3.6 below: g [F2] 300mm 2§00 211.00 2100 2&00 2:300 tqoo 1§00 1100 1.300 1000 800 600 400. o o @ .... @ ® 7004 ‘:iEI) 8009 900- 1000~ 1100~ Figure 3. 6: Nate's pie-normalized vowel system; he has a fronted /a/, but a non-raised /ce/. 3.5 Social factors and /a/ fronting In order to get a more complete picture of who is fronting /a/ in St. Inuis, social class and sex were examined statistically with regards to this feature. Once again, AN OVAs and t-tests were run on all the normalized vowels of respondents. Chi-square calculations were also employed where relevant. 47 3.5.1 Sex and /a/ fronting The distribution of /0/ for sex, using the Labovian determination, is quite even. Four males and three females fronted /(1/ in this population. Therefore, it is not surprising that, according to a chi-square calculation on this variable, sex was found to be insignificant (p