. 453:: r v. r. :4. o. a... ..i z, u. E... I :01, . l «n. 5 gram»... ‘9: Af . {In .1!) 7. vii . 1‘ u ‘ 1&9. £51 13...! F:fi:’w¥i. . ism. . . inn.) 4 114,15...‘ .3 V n: . , . u.. _ . , , 3r Ira—3132.33}. Bu“ Lu”? 5.1!..E Artiunaf. Ex p. . . an. . . i . «is MICHIGAIVLSg‘fié'RIES E UNIVERSITY A EAST LANSING, MICH 48824-1048 This is to certify that the thesis entitled ANALYSIS OF THE ADOPTION AND PRODUCTION OF ORANGE-FLESHED SWEETPOTATOES: THE CASE STUDY OF GAZA PROVINCE IN MOZAMBIQUE presented by FELICIANO M. MAZUZE has been accepted towards fulfillment of the requirements for the MS. degree in _Agricultural Economics “law l/l. 3WD Major Professor’s Signature “42.1404 Date MSU is an Affirmative Action/Equal Opportunity Institution PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 6/01 c1/ClRC/DateDuep65-p. 1 5 ANALYSIS OF THE ADOPTION AND PRODUCTION OF ORANGE-FLESHED SWEETPOTATOES: THE CASE STUDY OF GAZA PROVINCE IN MOZAMBIQUE By FELICIANO M. MAZUZE A THESIS Submitted to Michigan State University In partial fiilfillment of the requirements For the degree of MASTER OF SCIENCE Department of Agricultural Economics 2004 ABSTRACT ANALYSIS OF ADOPTION AND PRODUCTION OF ORANGE-FLESHED SWEETPOTATOES: THE CASE STUDY OF GAZA PROVINCE IN MOZAMBIQUE By FELICIANO M. MAZUZE Vitamin A Deficiency is a major threat to women and children’s health in Mozambique. In 2000, the Ministry of Agriculture and Rural Development launched a program to multiply and widely distribute vines of orange-fleshed sweetpotato varieties (OFSVS) to smallholders throughout the country. Since sweetpotatoes are grown and consumed by almost all small farmers, it was anticipated that widespread farmer adoption of OFSVS would have a major impact on reducing vitamin A deficiency. Farmers (150) who had received vines in 2000 of recently-released OFSVs were surveyed to assess the adoption rate and investigate the key factors determining farmer adoption Of the nutritionally-improved sweetpotato varieties. Maj or factors associated with adoption include sweetpotato cultivated area, participation in field days/demonstration activities, number of OFSVs grown by farmers, and the number Of times the respondent received vines. To spur adoption of OF SVs, it is recommended that more resources should be allocated to post-harvest research to identify apprOpriate storage and processing techniques, market Opportunities for processed sweetpotato products, and effective ways to link OF SVs growers to potential processors and output markets, and funding to rehabilitate soil drainage systems in lowlands. ACKNOWLEDGEMENTS I sincerely express my gratitude to Dr. Richard Bemsten, my major professor, who tirelessly provided useful support, encouragement, and timely constructive comments and critically suggestions during all phases of the elaboration of the thesis. I also extent my gratitude to other members of my Committee, Dr. Eric Crawford and Dr. John Kerr, for their timely and useful comments and suggestions. I also thank the USAID/Mozambique (Grant 656-00-00-00050-00: Capacity Building in Public Sector Research and Extension) for financial support during my M.S. program degree at the Department of Agricultural Economics, Michigan State University, and for logistical support for my fieldwork in Mozambique. I also thank the International Sorghum and Millet Collaborative Research Support Program (INTSORMIL CRSP) Management Entity for the successful implementation of the INIA/CRSP graduate degree program in the US. I also thank my colleagues at National Institute for Agriculture Research for logistical support during my fieldwork, especially to Dr. Isabel Andrade and Dr. Tom Walker for their research support during the thesis process. I am deeply grateful for the support, sacrifice, love, and inspiration provided by my family. iii TABLE OF CONTENTS LIST OF TABLES ......................................................................... v LIST OF FIGURES ........................................................................ viii KEY TO ABBREVIATIONS ............................................................ x CHAPTER I: INTRODUCTION 1.1 Background ............................................................... 1 1.2 Problem Statement ........................................................ 6 1.3 Study Objective ............................................................ 7 1.4 Summary of Data and Research Methods .............................. 9 1.5 Thesis Outline .............................................................. 10 CHAPTER [1: DESCRIPTION OF THE STUDY AREA 2.1 Agroclimatic Features ..................................................... 11 2.1.1 Soils ................................................................... 11 2.1.2 Climate ................................................................ 15 2.1.3 Major Farming Systems ............................................ 17 2.2 Sweetpotato Production ................................................... 19 2.3 Historical Agriculture Development and Farmers’ Characteristics ................................................... 21 2.4 Sweetpotato Multiplication and Distribution Program ................ 24 2.5 Chapter Summary ................................. 1 ........................ 26 CHAPTER III: LITERATURE REVIEW 3.1 Beta-carotene as Precursor of Vitamin A ............................... 28 3.2 Impact of F ood-based Interventions to Mitigate Vitamin A Deficiency ...................................................... 32 3.3 Adoption of New Technologies .......................................... 36 3.4 Chapter Summary ........................................................... 42 iv CHAPTER IV: RESEARCH METHODS AND DESIGN 4.1 4.2 4.3 4.4 Technology Adoption Decision (Objective 2) ........................... 44 4.1.1 Theoretical Model ................................................. 44 4.1.2 Empirical Model ................................................... 49 Prices Traders Offer for Roots of Orange—Fleshed Sweetpotato Varieties (Objective 3) ...................................... 53 Description of Data and Sampling Approach .......................... 54 4.3.1 Key Informants Interviews ....................................... 54 4.3.2 Sweetpotato Growers Survey .................................... 54 4.3.3 Sweetpotato Traders .............................................. 55 Chapter Summary ........................................................... 56 CHAPTER V: DESCRIPTIVE ANALYSIS OF SWEETPOTATO 5.1 5.2 5.3 5.4 5.5 PRODUCERS, PRODUCTION AND FARMERS’ EVALUATION OF OFSVs Socioeconomic Characteristics of Sweetpotato Growers ............ 57 5.1.1 Education Level, Age and Gender .............................. 57 5.1.2 Household Size and Number of Children ..................... 58 5.1.3 Livestock Ownership and Total Farmland ..................... 60 5.1.4 Awareness and Extension Services Provided to Farmers 62 5.1.5 Land Tenure and Cropping Systems ........................... 65 Descriptive Statistics of Sweetpotato Production ...................... 66 5.2.1 Identified Varieties Grown by Households ..................... 66 5.2.2 Sweetpotato Cultivated Area .................................... 67 5.2.3 Planting Methods of Sweetpotato .............................. 71 5.2.4 Orange-fleshed Varieties Grew and Vines Received by Households ......................................... 72 Producers’ Evaluation of Orange-fleshed Varieties .................. 76 5.3.1 Producers’ Perceptions about Performance of Orange-fleshed Sweetpotato Varieties ......................... 76 5.3.2 Major Constraints to Sweetpotato Production ................ 79 5.3.3 Proposed Actions to Improve Orange-fleshed Sweetpotato Production .......................................... 81 Consumption and Commercialization of Sweet Potato ............... 82 5.4.1 Sweetpotato Consumption Patterns ............................ 82 5.4.2 Commercialization of Sweetpotato ............................ 87 Chapter Summary ......................................................... 91 CHAPTER VI: FACTORS INF UENCING F ARMER ADOPTION 6.1 6.2 6.3 6.4 OF OF SVs The Adoption of Orange-fleshed Varieties .............................. 95 6.1.1 Definition of Explanatory Variables ........................... 95 6.1.2 Results of the Probit Model ..................................... 98 Discussion of the Results ................................................ 101 Goodness-of Fit ............................................................ 102 Chapter Summary .......................................................... 103 CHAPTER VII: SUMMARY AND POLICY IMPLICATIONS 7.1 Summary .................................................................. 104 7.2 Policy Implications ......................................................... 109 7.2.1 Agricultural Research & Development .......................... 109 7.2.2 Rural Extension & Development ................................. 111 7.2.3 DDARDS and NGOs ............................................... 113 7.2.4 Health Institutions ................................................. 1 14 7.3 Limitations of the Study ................................................... 114 7.4 Further Research Needs .................................................... 1 15 APPENDICE A .............................................................................. 118 APPENDICE B .............................................................................. 132 APPENDICE C .............................................................................. 140 APPENDICE D .............................................................................. 157 APPENDICE E .............................................................................. 161 REFERENCES ............................................................................... 164 vi LIST OF TABLES Table 1: Average Yields of Principal Crops in Mozambique and Sub-Saharan Africa ............................................................ 1 Table 2: Characteristics of Eight Released OFSVs ................................. 4 Table 3: Descriptive Statistics of Total Annual Rainfall and Total Rainfall during Wet Season in Chokwe and Xai-Xai Districts ........ 15 Table 4: Farming Systems and Main Characteristics of R2 and R3 ................ 18 Table 5: Number of Farms, Total Area of Food Crops, Average Area and Sweetpotato Cultivated Area by Small, Medium, and Commercial Scale Farmers in Gaza Province (2000-2001 Cropping Season ......... 22 Table 6: Multiplication Plots, Districts Covered and Beneficiaries of Sweetpotato Vines .............................................................. 25 Table 7: Frequency, Sources and Type of Technical Assistance Received by Farmers .......................................................... 63 Table 8: Sweetpotato Plots Cultivation across Different Soil Types ............. 66 Table 9: Four Most Grown White/Cream and Orange-fleshed Varieties in Chokwe and Xai-Xai Districts .............................................. 67 Table 10: Sweetpotato Cultivated Area by Smallholders in Chokwe and Xai-Xai Districts ............................................................. 68 vii Table l 1: Table 13: Table 13: Table 14: Table l5: Table l6: Table 1'}; Table 1 8: Table 19. lable :0. T a", ‘\ Die ‘1: abi , re ‘2 "r1 OW n f/) Table 1 1: Table 12: Table 13: Table 14: Table 15: Table 16: Table 17: Table 18: Table 19: Table 20: Table 21: Table 22: Proportion of WFSVs Relative to OFSVS Planted by Smallholders in Chokwe and Xai-Xai Districts ........................... 69 Farmers’ Reasons for Planting Different Proportions of Sweetpotato Varieties ......................................................... 70 Adoption (%) of OFSVS in Each Zone Covered by NGO, and by Season in Chokwe and Xai-Xai Districts ..................................... 71 Major Causes of Loss of Planting Materials of OF SVs in the Chokwe and Xai-Xai Districts ................................................. 73 Frequency of OFSPV Vines Distribution, and Number of Varieties Each Household Received in Chokwe and Xai-Xai Districts ............. 74 Respondents’ First and Second Comments Regarding Performance Of OF SPVS in Chokwe and Xai-Xai Districts ............................. 76 Farmers’ Evaluation of Performance of OF SVs versus “Local” Cultivated Varieties ............................................................. 78 Constraints of Sweetpotato Production in Chokwe and Xai-Xai Districts ............................................................... 80 Main Actions Proposed by Respondents for Improving Sweetpotato Production in Chokwe and Xai-Xai Districts ................ 82 Consumption of Roots, Awareness and Household Experience in Processing Products out of Sweetpotato .................................... 83 Level of Awareness and Practice of Processing Techniques of OFSVS in Chokwe and Xai-Xai Districts ................................. 87 Indicators of Sweetpotato Commercialization in Chokwe and Xai-Xai Districts .............................................................. 88 viii —_‘,..‘. I. Table 23: Table 24: Table 25: Table 36: Table D]: A Table D3. I .\' \ \\ Table 23: Table 24: Table 25: Table 26: Table A: Table D-l: Table D-2: Table D3: Table E: Summary Statistics of Selected Explanatory Variables .................. 98 Maximum Likelihood Estimates of the Unrestricted (full) Model for Factors Influencing Adoption of OFSVS in Chokwe and Xai-Xai Districts ............................................................... 99 Maximum Likelihood Estimates of the Restricted Model for Factors Influencing Adoption of OFSVS in Chokwe and Xai-Xai Districts ............................................................... 100 Comparison of Observed and Predicted Outcomes of Adoption of OFSVS ............................................................ 103 Household, Cultivated Area and Average Cultivated Area in 2000/01 Cropping Season ...................................................... 131 Adoption (%) of OFSPVS in Villages Covered by Different NGOs Operating in Chokwe and Xai-Xai Districts, 2002-2004 ......... 158 Frequency of OF SPV Vines Distribution, and Number of Varieties Each Household Received from 2000/01 to 2003/04 Wet Season by Village, Chokwe and Xai-Xai Districts .................... 159 Levels of Awareness and Practice of Processing Techniques of OF SPVs in 2003/04 Wet Season, Chokwe and Xai-Xai Districts ....... 160 Correlation Matrix of Variables in the Probit Model ...................... 161 ix ‘LL- Figure 1: Tizure 2: iv 1 I (I J Tim 4: Flgure 5: Pi's’ure 6: Figme 7: Figure 8: figure 9; Figure 10 LIST OF FIGURES Figure 1: Monthly Average Precipitation in Chokwe and Xai-Xai Districts ....... 16 Figure 2: Area cultivated of Sweetpotato in Mozambique in 2000/01 Cropping Season ...................................................... 19 Figure 3: Area Cultivated (ha) by Cash Crops in Gaza Province in 2000/01 Cropping Season ..................................................... 23 Figure 4: Area Cultivated (ha) by Cash Crop in Gaza Province in 2000/01 Cropping Season ....................................................... 24 Figure 5: Distribution of Years of School Completed, Xai-Xai and Chokwe Districts ........................................................................... 57 Figure 6: Respondents’ Age Distribution, Xai-Xai and Chokwe Districts ............................................................................ 58 Figure 7: Respondents’ Family Size Distribution, Xai-Xai and Chokwe Districts ............................................................................. 59 Figure 8: Distribution of Young Children in Households, Xai-Xai and Chokwe Districts ........................................................................... 59 Figure 9: Distribution of Households’ Total Cattle, Xai-Xai and Chokwe Districts ........................................................................... 61 Figure 10: Distribution of Households’ Total Farmland, Xai-Xai and Chokwe Districts ........................................................................... 62 figure A: Figure B: Figure A: Figure B: Major Economic Sectors and Their Contribution to Mozambican GDP in 2002 .................................................... 122 Relationship among Different Types of Nutrition Interventions ........ 137 xi _. gull—h” ‘ MRDC CAP CEF (11’ (RC DDARD DNER HO GDP COM Hlfl ICRw 1er HA)! UTA [\IF [Vii 0'1 TE IPA ch AVRDC CAP CEF CIP CRC DDARD DN ER FAO GDP GOM HKI ICRW IF PRI IIAM IITA IMF INE INIA INIVE IPA IPC KEY TO ABBREVIATIONS Asian Vegetable Research and Development Center Agriculture and Livestock Census Center for Forestry Experimentation Centro Intemacional de la Papa (International Potato Center) Caritas Regional Chokwe District Directorate of Agriculture and Rural Development National Directorate of Rural Extension Food and Agriculture Organization (of the United Nations) Gross Domestic Product Government of Mozambique Helen Keller International International Center for Research on Women International Food Policy Research Institute Mozambique Institute for Agricultural Research International Institute of Tropical Agriculture International Monetary Fund National Institute of Statistics National Institute for Agronomic Research National Institute for Livestock Research National Institute for Animal Production International Potato Center xii L\\I-' IIIDER MAI IIISAL’ MSU .VGO OFSPVS PENI PROAG R1 SARRVET SNA SIN SE SAP SSA STC [NICE]: [SAID I‘m lTIM “TSPVS “THO “RS “1" LWF MADER MAF MISAU MSU NGO OFSPVS PEM PROAGRI SARRN ET SIMA SINSE SAP SSA STC UNICEF USAID VAD VITAA WFSPVS WHO Lutherans World Federation Ministry of Agriculture and Rural Development Ministry of Agriculture and Fisheries Ministry of Health in Mozambique Michigan State University Non-Governmental Organization Orange-Fleshed Sweetpotato Varieties Protein Energy Malnutrition National Agricultural Development Programme Southern African Roots Crops Research Network Agricultural Market Information System Integrated National Extension System Structural Adjustment Program Sub-Saharan Africa Save the Children United Nations Children’s Fund United States Agency for International Development Vitamin A Deficiency Vitamin A for Africa White-fleshed Sweetpotato Varieties World Health Organization World Relief Services World Vision xiii ..._..... _#., -—lM—.4-‘ ' - llozam'i‘bl ' 1992.). 1}ch policies. 110 aierage an!) annual rate production 1 rather than d {tier-age 1e\ e Table l: A' '------ Commodin \ Maize Beans COUQn n2: CHAPTER I INTRODUCTION 1.1 Background During the past three decades, the performance of the agricultural sector in Mozambique has been drastically affected by more than 15 years Of civil war (1975- 1992), frequent occurrence of drought, and inappropriate macroeconomic and agricultural policies. However, between 1992 and 1997, agricultural production grew at an estimated average annual rate of 6.3 %, while marketed surplus through formal markets grew at an annual rate of 34 % (PROAGRI 1997). This substantial recovery in agricultural production has mainly resulted from area expansion and favorable climatic conditions, rather than an increase in productivity. Yield levels continue to be low and below the average levels for Sub-Saharan Africa (SSA), as shown in Table 1 (Mucavele F, 1998). Table 1: Average Yields of Principal Crops in Mozambique and Sub-Saharan Africa. Average yield (tons / ha) Commodity Mozambique Sub-Saharan Africa Maize 0.3 — 1.3 1.2 Sorghum 0.3 — 0.6 0.8 Cassava 5.0 — 7.0 7.5 Rice 0.5 — 1.0 1.6 Beans 0.2 -— 0.4 0.7 Cotton 0.3 - 0.6 0.8 Source: Ministry of Agriculture and Fisheries, PROAGRI, 1997. On. 1135 been 11‘. Qpieall} l; At‘pcntlix .‘ 01-310mm? Pm Vitamin A ,. azure main; ”$1110 (8-- The Sing}. a, 361 had We . ~.~. I 1 One of the major challenges to Mozambique’s economy growth and development has been the absolute poverty1 Of the vast majority of the population (80%), who typically lack access to markets and are dependent on subsistence rainfed agriculture (see Appendix A for a brief description of the main agroclimatic and socioeconomic features of Mozambique). Poverty is a primary cause of widespread malnutrition in Mozambique, including Vitamin A Deficiency (VAD). For example, a multi-sectoral assessment, conducted in 2002 by several national and provincial Mozambican governmental institutions in selected areas of several provinces (e. g. Maputo, Gaza, Inhambane, Sofala, Manica and Tete) estimated that an average of 6.4 % of children 6 to 59 months old suffered from acute malnutrition. Gaza province exhibited the highest levels (11.2%), followed by Maputo (8%); and Sofala revealed the lowest level (4%), followed by Inhambane (4.6%). The study also found that 41 % of the targeted population (children 6 to 50 months of age) had received at least one dose of Vitamin A supplement during the second half of 2002. Sofala province exhibited the lowest percentage (27%) and Maputo the highest (56%)(GOM, 2003). For a detailed discussion of Nutrition Policy in Mozambique and recent studies that document the incidence of micronutrient deficiency, see Appendix B. It is important to point out that in order to be effective, Vitamin A supplementation programs must be implemented twice a year. However, in countries like Mozambique, where the majority of rural population lives in a very scattered pattern and characterized by poor network of roads and undeveloped health system, Vitamin A In Mozambique, poverty is defined as the “inability of individuals to ensure for themselves and their dependants a set of basic minimum conditions necessary for their subsistence and well-being in accordance with the norms of society”. The absolute poverty line is defined as the sum of a food poverty line (approximately 2,150 calories per person per day) plus an amount for non-food expenses per person per day that varies from province to province (GOM, 2001). supplemer Alternatix: production human bod rural popul III II oforange-f chemical c3 satisf} cons consumpm. eliminate or supplementation program is difficult to implement, expensive, and thus unsustainable. Alternatively, a food-based approach - which promotes a more diversified crop production including plants rich in B-carotene that is convertible to Vitamin A by the human body - has the potential to improve (qualitatively and quantitatively) the diet of rural population. In the 19905, scientists at the International Potato Center (CIP) identified a group of orange-fleshed sweetpotato varieties (OFSVS) with high content of B-carotene (a chemical element used by the body to generate Vitamin A) and sufficient dry matter to satisfy consumer preferences and taste. Subsequent studies demonstrated that the consumption of just small amounts of foods derived from the new OF SVs could eliminate or greatly reduce Vitamin A deficiencies in both young children and pregnant and lactating women (HarvestPlus, 2003). In 2001/02, an international crop-based initiative to combat VAD in Sub-Saharan Africa was launched —known as VITAA or Vitamin A for Africa— involving agronomists, health experts, and nutritionists. This initiative was aimed at expanding the impact of the OF SVs in seven countries: Kenya, South Africa, Tanzania, Ethiopia, Uganda, Ghana and Mozambique. During 1999/2000 and 2000/01 cropping seasons, the National Institute for Agricultural Research (INIA), with financial and technical support of Southern Africa Root Crops Research Network (SARRN ET), conducted two consecutive rounds of multi- location trials to evaluate different orange-fleshed sweetpotato clones with respect to total yield, commercial yield, weight of roots damaged by root rot, number of damaged roots, harvest index, dry matter content, and their adaptability across various agro ecological conditions of Mozambique. Based on the results Of these trials, eight clones were selected, which performed well across a range of different environments (Andrade and Ricardo, 1999; Andrade er al., 2002) (Table 2). Table 2: Characteristics of Eight Released OF SVs. Variety Name Total Total % of Dry Habit Virus yield yield marketable matter growth resistance (t/ha)a (t/ha)b roots content (%) Caromex l 5 .3 6.5 5 5.9 22.7 Prostrate Good CN 1448-49 15.7 8.4 48.3 22.7 Erect Good Japon Selecto 14.5 6.6 44.7 21.6 Erect Good Jonathan 1 6. l 6.0 43 .4 21 .2 Erect Moderate Kandee l 4.5 5 .5 3 6.6 2 5 .3 Prostrate Good L0 323 13.6 6.0 43.4 21.0 Erect Good Resisto 14.5 7.2 55 .9 27.2 Semi-erect Good Taimung 64 13.9 6.0 48.4 20.9 Prostrate Good Source: Adapted from IITA/SARRNET, 2003 and INIA/SARRNET (undated). Average total root yield of trials carried out in 14 locations from January to August 1999. Average total root yield of trials carried out in 7 locations from July 1999 to February 2000 in the dry season, but irrigated until the plants were established. b In 2001, a two-year project—supported by USAID through the INIA/SARRNET project with multiple sources of funding, including IITA and CIP—was launched to alleviate the negative impacts of the adverse cycle of floods/drought on the rural economy and on food security in the affected districts of Mozambique by increasing the production of improved cassava and sweetpotato varieties. The project’s target population was comprised Of 500,000 smallholders, distributed over 65 districts in nine provinces. The project had five Objectives: (i) to provide improved sweetpotato and cassava planting materials to farmers through the establishment Of a well-coordinated network of project and partners fields in selected districts across the country; (ii) to promote widespread cultivation and use of orange—fleshed sweetpotato, envisaged to reduce the processing machines .; variety tri.. Mozambic Ac. prox'inces . household i 7.] k’fifl I.‘ T‘ O 9 heel-'90 at. b," arrange: 8300 01‘ The“ I 3% sold m. 9013 sold 45 leaxe; Ah. rfleaSed UT Vaflfilleg‘ dL be 19516 Oil Elm OFSV “Ci-“I'M 3 \‘ul “ere 21A fin ‘ I reduce the risk of VAD in Mozambique; (iii) to promote household utilization and agro- processing of both crops through demonstrations of the use of improved tools and machines at workshops and field days, and (iv) to establish cassava and sweetpotato variety trials in order to select clones best adapted to the major agro ecological zones of Mozambique (INIA-IITA/SARRN ET, 2003). According to the baseline national survey, which was conducted in 2002 in five provinces Of Mozambique and included 1,476 respondents, sweetpotato-growing households averaged about nine persons and 53% of the growers were women. Of the sweetpotato-growing farmers interviewed, 50% acquired land through inheritance, 29% by arrangement with local authorities, 14% rented land, and only 5% bought land. About 83% of the sweetpotato producers consumed most of their harvested sweetpotato roots, 8% sold more of their harvested sweetpotato roots and leaves than they consumed, and 9% sold as much as they consumed. About 97% of producers consumed sweetpotato leaves. About 34% Of the sweetpotato producers interviewed planted the recently- released OF SVs. Approximately 68% reported that they did not grow orange-fleshed varieties, due to unavailability of planting materials and 43% or because they did not like the taste of OFSVS. Interestingly, about one-third of the respondents reported that they grew OF SVs because they wanted to grow a variety that was sweet and high-yielding, wanted a variety rich in pro-Vitamin A, wanted to mitigate hunger, or just because they were given the vines by an NGO (INIA-IITA/SARRNET, 2003). l minimize '. etiiciency household household ueaith. Tn. tolerant er... communit; ln.\ C0 ‘ i ‘. 0. 01'6ij in, r ‘1 1.2 Problem Statement Although it is fully recognized that agrarian societies have developed strategies to minimize the impact of adverse climatic conditions (e. g. floods and droughts), the efficiency of these coping and survival mechanisms is strongly dependent on a variety of household characteristics, including levels of knowledge and experience, gender Of household head, family labor availability, off-farm job Opportunities, and accumulated wealth. The main coping strategies applied by farmers include cultivating drought- tolerant crops, raising livestock for sale, fishing, seeking casual labor within their communities, and consuming wild fruits and tubers. In Mozambique, as part of their strategy to insure household food security, women grow mostly white-fleshed sweetpotato varieties (WFSVs)—primarily for household consumption but also to generate cash income. Recognizing the potential of OFSVS to reduce VAD, in 2000 the Ministry Of Agriculture and Rural Development (MADER) launched a program to multiply and distribute planting material (vines) of OFSVS to smallholders throughout the country. Since sweetpotatoes are grown and consumed by almost all small farmers, it was anticipated that widespread farmer adoption of these improved varieties would have a major impact on reducing VAD. While the goals Of the OFSVS program are laudable, there exists an on-going debate regarding whether or not African consumers would accept OF SVs. Some researchers argue that consumers will not adopt these varieties because they are either too watery and/or too sweet to meet local taste preferences (HarvestPlus, 2003). However, a recent study conducted by the International Center for Research on Women (ICRW) revealed that in Kenya, women would accept orange-fleshed varieties if the clones are arid inten socioeeor em'ironm adoption ( generati" 06V 1 eIopme ad 1111) d; 01 at ailakt. mod THNQQL sufficiently high in starch, low in fiber, and are introduced through community-level education programs that emphasized the health of young children. Furthermore, some recent studies in developing countries revealed that the level and intensity of farmer adoption of agricultural technologies are governed by farmer socioeconomic characteristics, institutional arrangements, agricultural policy, and environmental factors (Adesina and Moses, 1993, Sanders er al., 1996, Akhter and Rajah, 1992, Mbata, 2001 ). Thus, there is a need to investigate the key determinants of the adoption of OF SVs from both the supply and demand sides. This study is aimed at generating insights that will contribute to: (i) improving the reliability of technology development and transfer; (ii) strengthening the linkages between research and extension, and (iii) designing agricultural policy conducive to higher and more widespread adoption of available improved varieties--thereby increasing sweetpotato production, mitigating food insecurity, and reducing VAD. 1.3 Study Objective The objective of this study is to assess the socio-economic and institutional factors associated with the adoption Of OFSVS by smallholders in two districts Of the Gaza province. Although it is recognized that the promotion of OFSVs rich in pro- Vitamin A is likely to generate reasonable health impact, an analysis of these health effects falls outside the realm of this studyz. An on-going collaborative project involving the Nutrition Division ofthe Ministry of Health in Mozambique, Michigan State University, World Vision lntemational, Helen Keller lntemational, the National Institute for Agronomic Research and the Southern African Root Crops Research Network, is addressing VAD and inadequate caloric intake through dietary diversification, improved feeding practices and improved serum retinol status, particularly in young children under five years of age in Zambezia province. ll 4) ‘ The research questions to be addressed by this study are as follows: 1) 2) 3) 4) 5) What are the socioeconomic characteristics of sweetpotato-growing farm households? What is the adoption rate of the available OFSVS and what are the major determinants associated with farmer adoption/disadoption of the recommended nutritionally improved varieties (e. g., characteristics of the variety, contribution to cash income, perception of nutritional benefits of OF SVS, educational level, household size and composition)? Do traders offer sweetpotato sellers the same price, a lower price (price discount), or a higher price (price premium) for the roots produced from the improved OFSVS (compared to WFSVs) and why? What institutional and agricultural policy interventions are needed to spur the rate of technology adoption and thereby increase sweetpotato production and household income? Will increasing OFSV production sufficiently increase the bioavailability and conversion Of B-carotene so as to alleviate VAD, or are additional initiatives needed? collected .; the introd infomiari‘» sueetpotai I OFSVS. T2 collect dag emphasis t. nutritionaf I collected t» magnitude A tr c'F'ruzieteris: traders' kn. 1.4 Summary of Data and Research Methods In order to achieve the objectives above mentioned, existing secondary data were collected and analyzed in order to gain insights needed to better understand the history of the introduction and distribution Of OFSVS to farmers. Similarly, interviews with key informants were conducted to gain insights about the history of the OFSVS program, sweetpotato cropping patterns, and factors influencing farmers’ decision in adopting OFSVS. This background information was used to design the farmer questionnaire to collect data on farmers’ household characteristics, and production circumstances with emphasis on understanding the farmers’ decision-making process in adopting the nutritionally improved OF SVs. In addition, data on sweetpotato roots sales were collected to determine the structure of the marketing channel, and gain insights about the magnitude of marketed surplus and producer prices. A trader questionnaire was designed to collect data on basic sweetpotato trading characteristics, the retail prices of both orange and white-fleshed sweetpotato roots, and traders’ knowledge and acceptability of the improved OF SVs. A considerable amount of time was devoted to pretesting in the field both farmer level and trader questionnaires in order to improve the ability to gather the needed data. The data collected from the farmer questionnaire were used for descriptive analysis of socio-economic characteristics of sweetpotato growers and sweetpotato cropping patterns. In addition farm and farmers’ characteristics, and measures of the institutional environment in which sweetpotato growers operate were used as explanatory variables in the probit model to determine the key factors governing farmers’ adoption of improved OFSV. Fii analysis 0 price pren‘ 15 Th Th: of the agrit multiplica: bioavailabi based inter Chapter IV results and COHImercia influencjn : Finally, data collected through the trader questionnaire were used for a descriptive analysis of sweetpotato commercialization, and to determine whether or not traders paid a price premium for nutritionally improved OFSVs. 1.5 Thesis Outline This thesis is divided into six chapters. Chapter 11 provides a general description of the agriculture sector in Gaza province, and the orange-fleshed sweetpotato multiplication and distribution program. Chapter III briefly reviews the literature on the bioavailability and conversion of B-carotene to retinol (Vitamin A), the impact of food- based interventions to mitigate VAD, and adoption of new agricultural technologies. Chapter IV presents the research design and methodology. Chapter V reports survey results and descriptive analysis of sweetpotato production and producers, consumption, commercialization, and producers’ evaluation of OFSVS. Chapter VI presents the factors influencing farmer adoption of nutritionally improved OF SVs, the probit model specification for the adoption of OFSVs, and a discussion of the results of this binary- choice model. Finally, Chapter VII provides the summary of the major findings and draws policy implications. 10 Sc low at 311,. NC less extremel} 0986 i. In loulund .1: WW} 11C 110,}: CHAPTER II DESCRIPTION OF THE STUDY AREA 2.1 Agro-climatic Features 2.1.1 Soils Southern Mozambique is mostly characterized by light/coarse-textured soils with low available water content (AWC). Approximately 50% of the area has soils with an AWC less than 100 mm/m and 25% have less than 50 mm/m. Thus, the risk of drought is extremely high and most of the area has over 50% chance of dryland crop failure (Reddy (1986). In order to mitigate these adverse growing conditions, farmers exploit the lowland areas in which the residual soil moisture can be effectively used for crop production. While crop failure in the upland zone is due mainly to frequent soil water deficits throughout the year, yield losses in the lowland areas are also common—due to flooding and excessive soil moisture during the erratic and irregular rainy season. In addition, hydromorphic soils are found in areas. of water seepage, at the lower slopes of the escarpments, which form the transition between the beach ridges and coastal margins, and low areas (e. g., flat marshy zones and swampy depressions). These soils are saturated with water, either permanently or during most of the year. This results in lack of oxygen, which slows the process by which organic matter is broken down by bacterial activity. Although some mineralization is caused by anaerobic bacteria, this is much less than under dryland conditions (Bleeker, 1983). The accumulation Of organic matter gives rise to an organic peat horizon, which can vary from 0.4 to 1.0 m depth. 11 Two types of hydromorphic soils are found in southern Mozambique. First, the organic (peat) soils, called machongos3, are generally very fertile and continuously wet, as they receive fresh water all year round through seepage from the surrounding dune areas due to high infiltration and high recharge rates. These soils—which have very good soil structure for plant growth, a high water holding capacity, a high soil aeration, and good workability—are intensively used for small-scale agriculture. However, excessive drainage can contribute to mineralization of the peat, resulting in soil acidification. Second, the hydromorphic sandy soils are less rich in organic matter than the machongos, but their water table is closer to the soil surface. Due to the similarity of these soils, in terms of occurrence, wetness/drainage, land use, and vegetation, farmers also commonly call them machongos. Due to a high accumulation of organic matter and water saturation of those soils throughout the year, they commonly have an accentuated acid reaction (pH 3.8-5.5) due to the release of hydrogen ions (HT) during the decomposition of organic matter (Gomes et al., 1998). Once drained, a variety of crops can be successfully grown on machongos-- mainly rice, maize, beans, and vegetables. However, rice4 is the main crop grown on these soils, due to its rooting system which is well adapted to waterlogged conditions and since rice is grown during the hot and rainy season, when the peat soils are likely to be The importance of machongos for small-scale agriculture in southern Mozambique has been recognized for a long time. Between 1951 and 1957, a total of 2,800 ha were identified, surveyed (scale 1: 10 000), developed, and distributed among 4,200 farmers in Gaza province (Monteiro, 1957). 4 Some farmers recorded yields of 1.9-2.8 tons/ha for rice in the machongos of Gaza province (Monteiro, 1957). 12 ”at: ('o r ‘UEU'I - l-ra ....4 __- flooded.l prodUCIlO 1i. componei agricultur 1n properties Xlahgueat “ETC Colic and others basic print 01.111998) ’ Si“. fai Cur; hm 0rdg flooded. During the dry season, these soils are especially desired for vegetable production, including sweetpotato cultivation. However, since these soils are quite fragile, due to the absence of the mineral component, mismanagement can lead to their degradation and permanent loss for agriculture (Dykshoorn er al. , 1988, Gomes et al. , 1998). In order to investigate the impact of excessive field drainage on peat soil properties and to monitor the changes in pH values, a detailed soil survey in Manguenhane (Gaza province) was conducted in which samples at different soil depths were collected and exposed to a drying process (Mafalacusser er al. , 1997). This study, and others carried out previously (Monteiro, 1957; Dykshoom er al., 1988), identified basic principles for a sustainable management of these soils, as described by Gomes et aL,(1998): > Shallow drainage must be encouraged in order to prevent the water table from falling lower than 0.2-0.4 m in depth; drain spacing and depth should be determined for each case, according to the physical conditions of each site. Drains should be dug by hand and artisanal gates can be used to control the water table at the farm level; > Fields should be irrigated as frequent as possible in order to maintain high water content in the upper layers and decrease soil temperature, especially during the hot season. The water should flow from the high to the low end of the field in order to lixiviate the salts downwards and avoid adverse salinization; l3 ‘r Cr. sh IL: ax \\ ‘r ( S ) SK SI 3: 33's: > Technology based on intensive use of manual tools should be promoted, since the potential for mechanization is limited due to the low carrying capacity of these soils; > Land clearing should avoid burning vegetation and crop residues, as it also destroys the peat topsoil; and burning should occur outside the machongo area or in selected places with high water table levels to avoid its spread. Ashes can then be spread on the soil surface to improve the soil nutrient status; V Crop selection and rotation should consider the conditions of these soils (e.g. shallow water table and soil acidity). Rice is the most suitable crop during the rainy season, and vegetables (with shallow rooting system and with tolerance to acidity) are most suitable during the dry season. Depending on the depth of the water table, crops such as maize and beans can also be considered. ‘9 Cultivation in mounds or hills permits the farming of some crops (for example sweetpotato) while the soil is still poorly drained. > Mulching with crop or vegetation residues will reduce the effect Of solar radiation in the oxidation and decomposition of peat layers. It is important to point out that since there is always a risk of floods during the wet season, which if not taken into account, all investments will likely be lost. Thus, intensive maintenance of the drainage system is crucial for the sustainable use and development of these important soil resources. 14 I -:- -“H' q. Nansen-'13 21:750-] Steon A Table 3; L /,- DlStrici Choke \ 2.1.2 Climate In the southern provinces of Mozambique, the mean annual rainfall pattern decreases from 800-1,000 mm along the coastline to less than 400 mm in the interior of Gaza province (Pafuri), with the rainy period concentrated between October and April (Reddy, 1986). Due to this spatial and temporal rainfall pattern, the coastal zones are the most heavily populated and characterized by high land use intensity (Snijders, 1986). This high land use intensity associated with light/coarse-textured soils, low soil fertility and low water holding capacity, leads to progressively lower yields over time. Analysis Of more than a 30-years time-series data Of Chokwe (1961-2000) and Xai-Xai (1951-2002), indicates that those two districts have different patterns of precipitation (Figure 1). Xai-Xai had relatively more total annual precipitation and more total precipitation during rainy season than Chokwe (Table 3). Although sweetpotato is considered to be a drought-resistant crop, optimum annual total precipitation is estimated at 750 -1,000 mm, with approximately 500 mm Of rainfall registered during the growing season (Woolfe, 1992; Salunkhe et al., 1998). Table 3: Descriptive Statistics of Total Annual Rainfall and Total Rainfall During Wet Season in Chokwe and Xai-Xai Districts (mm). Standard District Description Minimum Maximum Mean Error Chokwe Total Annual Rainfall 179.7 986.5 604.5 34.5 Total during Wet Season 145.0 1009.8 500.4 31.5 Xai-Xai Total Annual Rainfall 355.1 1744.3 1004.1 41.5 Total during Wet Season 293.8 1395.0 748.7 36.8 Source: Survey 2004 15 mi: A initial Sta during th. paribus. s has both 1 than C hoi 1.40 120 1C Precipitation (mm) 8 40 20 The (The gr0“u» dBVejopmer EXCegSiVe \ . er a1" 1998 / AM .. [éLOrqu ‘. Tespgk, According to Bouwkamp (1985), sweetpotato requires 18 mm/week during the initial stages of crop establishment, increasing gradually to approximately 44 mm/week during the midstage of the crop’s vegetative cycle. Therefore, it is expected that ceteris paribus, sweetpotato farming in Xai-Xai would be relatively less constrained--given it has both higher total annual precipitation and more rainfall during the growing season than Chokwes. Figure 1 : Monthly Average Precipitation in Chokwe and Xai-Xai Districts 160 - 140 . 120 J 100 - 80 ~ 60+ Precipitation (mm) 40* 201 Months + Xai-Xai + Chokwe Source of data: National Institute of Meteorology The optimum temperature amplitude for obtaining good root yield and abundant vine growth is 20-30° C. Temperatures lower than 10° C negatively affect root development and cause chilling injury whilst temperatures above 300 C promote excessive vegetative growth of aerial parts at the expenses of root development (Salunkhe et al., 1998). According to the agroecological zoning of Mozambique, Xai-Xai and Chokwe are classified as R2 and R3, respectively (MAF, 1996). [g -I.vr..xY-"'I ' 7‘ ecologiCJ A, belongs. tt Sate Rix c to norther: central an. 2.1.3 Major Farming Systems The southern region of Mozambique covers essentially three major agro- ecological zones, namely: . Inland Maputo Province (R1) 0 South Save Coastal Region (R2) and o Central-North Gaza and Western Inhambane (R3) Agroecological zones R2 and R3 cover Gaza province. The district of Xai-Xai belongs to R3 and Chokwe mostly falls within R3. The Coastal Region South of the Save River (R2), which comprises an extensive zone from southern Maputo province up to northern Inhambane province, has the highest country’s population density. In contrast, central and northern Gaza province and the western part of Inhambane province, which are the most arid regions of the country, have a relatively low population density (Snijders, 1986). In 1995, the Gaza’s Provincial Land Use Planning team identified in Xai-Xai, 6,802 hectares of lowland alluvial fertile soils (Bilene system) and 3,363 hectares of peat soils that were potentially suitable for crop production by smallholders, but lacked drainage system rehabilitation (N yamuno et al., 1995). However, due to the severe flooding that took place in recent years in Gaza province and because very little or no investment has been made in the rehabilitation of drainage systems, the exploitation of these land resources with high potential for agricultural production has been hampered. Furthermore, frequent cases of flooding do occur in the region, due to the inadequacy of the drainage systems and poor management Of those land resources. 17 aw . e' «.2 Av in uplanc depletion Table 4: F ‘ Fanning ‘ Mixed cereal cams: and cashext Peat soils st Bilene 5} 5k. koconut and mp5 5.15mi: Chokwe jm' scheme 5‘ stj SOUTCe; Mm] 3L _ _77 _._fi _._. Farmers in R2 and R3 follow several farming systems, depending on soil characteristics and access to irrigation (Table 4). Although farmers cultivate sweetpotato in upland sandy soils, the risk of crop failure is high due to drought and soil fertility depletion as a result Of shorter or no fallow periods. Table 4: Farming Systems and Main Characteristics of R2 and R3. F arming Systems Main Characteristics Mixed Upland sandy soils are cultivated with intercropped maize, cassava, cereal/cassava/pulse cowpea, pigeon pea, groundnut, and pumpkin, along with cashew trees. and cashew Peat soils subsystem Main crops are maize, rice, vegetables, banana, and sugar cane. Drainage is the most determinant factor for use and management of these soils. Bilene system Alluvial fertile soils used for maize grown in both cropping seasons, including other crops such as beans, cowpea, pumpkin, sweetpotato, sugar cane, and cotton. Coconut and annual Sandy and loamy soils used to grow maize, cassava, sorghum, crops system groundnut, cowpea, sweetpotato, coconut, and citrus. Chokwe irrigation Traditionally rice is the most important annual crop with maize grown as scheme system a second crop. Farmers grow maize, groundnut, cowpea, groundnut, and sweetpotato in plots other than the irrigation scheme. Source: Ministry of Agriculture and Fisheries, 1996 Alluvial fertile soils of bilene farming system are Often heavy clay in texture. Consequently, a lack of access to animal traction or a tractor for land preparation and drainage are major constraints for sweetpotato farming. Conversely, the cultivation of peat soils is labor demanding for manual land preparation and is constrained by a lack of 18 investm perform prod ucti S“ eetpol “ illCl'l \t'.‘ CUlIl1aIc( followed 50m. investment in drainage system improvement and a lack of organization among farmers to perform the regular maintenance of drainage systems. 2.2 Sweetpotato Production Although there exists no current information regarding trends in sweetpotato production by province, available data indicates that in the 2000/01 cropping season, sweetpotato was cultivated on 7% of the total area devoted to roots and tubers crops, which was equivalent to approximately 1% (48,000 hectares) of the country’s total area cultivated. Gaza province was the country’s major sweetpotato cultivated area (29%), followed by Zambezia (21%), Maputo (10%), and Manica (9%) (Figure 2). Figure 2: Area Cultivated of Sweetpotato in Mozambique (2000/01 Cropping Season) Inhambane 1— Sofala i Manica . Tete Zambezia . : ‘- Nampula ,, C. Delgado " Niassa im'ltmmilfiflm‘.’ r I r I I T 0 2.000 4.000 6,000 8.000 10,000 12,000 14,000 16,000 hectares Source: INE, 2002 19 mama indw Acom' Theme "u ’n ‘ .‘LJicE OI j her i sif‘ “ll-:7" iit Moreover, data from Agricultural and Livestock Census 1999/2000 (CAP) indicated that Mozambique produced a total of 196,646 metric tons (mt) of sweetpotato in the 1999/2000 cropping season. Zambezia province accounted for 21%, followed by Manica (16%), and Tete, Sofala and Gaza (12% each). In recent years, there has been little change with respect to the sweetpotato area. A comparison of data from Agriculture Survey 1996 (TIA 96) and the Agricultural and Livestock Census 1999-2000 (CAP 2000) indicates that the total sweetpotato area —as a percentage of total country’s cultivated area--was 1.3 and 1.2%, respectively. The estimated percentages Of total holdings that cultivated sweetpotato apparently increased slightly from 9.4% (TIA 96) to 12.3% (CAP 2000). Sweetpotato plays an important role in smallholder farming systems. The 2002 baseline national survey on cassava and sweetpotato production, processing and marketing-conducted in five of Mozambique’s ten provinces and covering a total of 1,467 respondents--identified sweetpotato as the third most important crop after maize and cassava--based on their use for food (57% of respondents) and its value as either a source of household income (19%) or for use in exchange (1 1%). A total of 59 varieties were identified in the 43 districts of the five provinces surveyed. According to this baseline survey, 50% of the surveyed sweetpotato-growing farmers acquired land through inheritance, 29% by arrangement with local authorities, 14% rented land and only 5% bought land (INIA-IITA/SARRNET, 2003). 20 irrigation Ponugue: reflected 1 Fl: the large-: Which u c] combinati (I? (1 occurred U -. 01 Cljuun I lie. 5011th of labor \x' PIOtlUCllor USPS. Fi :’ “LIT 1k Ullurg Cl”Q'l’fi‘rati: v I l {3' A1 i‘lc. 2.3 Historical Agricultural Development and Farmers’ Characteristics Historically, smallholders in the region practiced rainfed agriculture because the irrigation scheme were exclusively devoted to large-scale plantations or cropped by Portuguese farmers. Over the past 50 years, the southern region of Mozambique reflected the various phases of rural development that characterized Mozambique. First, a differentiated peasantry was highly involved in providing forced labor for the large—scale, monoculture export crop plantations (e. g., sugar, tea, copra, and cotton), which were controlled by foreign capital, petty producers of cash crops, or often a combination Of both. Second, changes in the pattern of labor utilization in the peasant economy occurred at the expense of subsistence production. As a consequence of the introduction of cotton production, farmers switched from a more labor-demanding subsistence crop (i.e. sorghum) to a less labor-consuming one (i.e. cassava). Also, changes in the division of labor within the family occurred--women became responsible for subsistence production and men became responsible for supplying wage labor or producing cash crops. Finally, successive changes have been implemented in post-independence agricultural policy, from the organization and mobilization of people into state farms and cooperatives to today’s emphasis on agriculture reform and increased market orientation (Hermele, 1988; Wuyts, 1978). According to a recent Agriculture and Livestock Census6 (CAP)-- conducted from September 2000 to March 2001--the numbers of smallholder farms, medium-scale farms, 6 CAP did not collect data on land with permanent trees, pasture. land under fallow, forestry land, and forestry areas used for social purposes. 21 and com: estimatet arproxin 190 0 01. 11 pro\ ince crops. an Table 5: \ Fists "Lang Heldmgy Area Cdlll\a[¢d (Ullnalcd FC‘Od CTOF‘ Area 1 ha 1 Cash Crop. Area I: ha 1 SI." Bet p‘fll! at. Area 1 h a .1 >0ur¢ e; [\l and commercial farms (during the 2000/2001 cropping season) in Gaza province was estimated at 216,917; 2,544; and 80, respectively. Gaza province accounted for approximately 7% Of the country’s smallholders, 25% of its medium-scale farms, and 19% of its commercial holdings. During the same cropping season, smallholders in Gaza province cultivated 99% of total farms, accounted for 11% of the total area in basic food crops, and 29% of the total cultivated sweetpotato area, as shown in Table 5 (INE, 2002). Table 5: Number of Farms, Total Food Crop Area, Average Area, and Sweetpotato Cultivated Area by Small, Medium, and Commercial-scale Farmers in Gaza Province, 2000-2001 Cropping Season. Small-scale Sector Medium- Commercial Gaza’s scale Sector Total Share of Number Sohare Sector National U0) (Number) (Number) (Number) Total (%) Plots/Land 216. 917 98.8 2, 544 80 219, 541 7.1 Holdings Area 435,865 94.8 20,792 3,282 459,939 11.9 Cultivated (ha) Average Area 2.0 NA 8.2 41.0 2.1 NA Cultivated (ha) Food Crops 340,550 10.8 14,793 2,574 357,917 11.2 Area (ha) Cash Crops 871 0.54 32 0 903 0.42 Area (ha) Sweetpotato 13,407 29.0 412 16 13,835 29.3 Area (ha) Source: INE, 2002 22 NA: Not applicable 1r. cash crop importan‘. fanning r C ompanii cotton an. market 11' .\.1 province. percentag- security 1:” ll.\'E .\1.-\; and mu : In terms of area cultivated in the 2000/01 rainy season, sugar cane was the major cash crop grown by small-scale farmers, followed by sunflower, cotton, and tobacco. It is important to point out that the absence of a commercial sector engaged in cash crop farming reflects the recent shift from the large concession companies (Joint Ventures Companies) towards contract farming in which small-scale holders cultivate primarily cotton and tobacco. The main role of the companies is to provide inputs and a secure market for cotton. Maize was the most important food crop grown by small-scale farmers in Gaza province, followed by cassava, peanut, cowpea, beans, and sweetpotato. The highest percentage of land devoted to food crops reflects the paramount importance given to food security through subsistence agriculture, due to failures in rural output markets (INE/MADER, 2002). Thus, the small-scale farming sector is by far the most important and most representative agriculture activity in Gaza province (Figures 3 and 4). Figure 3: Area Cultivated (ha) of Cash Crops in Gaza Province (2000/01 rainy season) Tobacco Soya 4 Sisal I Sunflower A ., f . . UCommercial I IMedium scale Ginger ‘ DSmall scale Tea Sugar caneE 1..- g . - T Cotton L j . 0 100 200 300 400 500 ha Source: INE, 2002 23 .~ “Hi-i SC';: Ca: 1 E- I CC: PeI Sweet Lil 2.4 S“ In I apmelma Mature, 9' CiOSe C0113 I Wham-V t... LIIOn 3'"? «1' Our , U 3:111 Figure 4: Area Cultivated (ha) of Food Crops in Gaza Province (2000/01 Rainy Season) Rice Corn Millet Sorghum Cassava Beans Cowpea Peanut Sweet potato 0 20.000 40.000 60.000 80,000 100,00 120,00 140,00 160,00 180.00 M 0 0 0 0 0 E1 Small scale I Medium scale I Commercial Source: INE, 2002 2.4 Sweetpotato Multiplication and Distribution Program In February and March 2000, Mozambique experienced floods that devastated approximately 92,000 ha of cultivated land in the southern and central provinces of Maputo, Gaza, Inhambane, Manica, and Sofala. Soon after the floods, SARRNET (in close collaboration with INIA and other relevant stakeholders) launched a program to multiply and distribute planting materials of sweetpotato and cassava. This program was primarily targeted towards flood-affected rural people in an effort to boost agricultural production and mitigate the scourge of hunger, malnutrition, and food insecurity by encouraging farmers to plant improved varieties of sweetpotato and cassava. It is 24 coordin: sweetpol ha of cas source 01 (fig, uni \aneues institutioi imT‘rox ed managed :nultiplic: ngram C which dat. Table 6: \ ReElfin Reuben] emral ' 0rthem Smite: IN .4' . “Slab. . ““011 To produce sufficient planting material, the program developed a well- coordinated network of 124 partners who planted both conventional (222 ha of sweetpotato, 218 ha of cassava) and rapid multiplication plots (3.2 ha of sweetpotato, 5.1 ha of cassava) (INIA-IITA/SARRNET, 2003). First, research stations identified the best source of planting materials of improved varieties and multiplied them in primary plots, (e. g., uniformity, purity, physical and pathological characteristics). Subsequently, these varieties were multiplied at secondary plots, which were managed by district agriculture institutions or NGOs. Finally, as the volume of planting materials increased, these improved varieties were further multiplied at tertiary plots, which were operated and managed by farmer groups or individual farmers. The estimated areas of these multiplication plots, districts covered, and beneficiaries of the massive distribution program of vines of improved sweetpotato varieties, varied by region (see Table 6, in which data for Gaza province is in parentheses). Table 6: Multiplication Plots, Districts Covered, and Beneficiaries of Sweetpotato Vines. Multiplication plots (ha) Region Districts covered Beneficiaries Rapid Conventional Southern 8.2 (2. 4) 69.3 (45.8) 20 (11) 29,074 (10,150) Central 3 .6 125 .6 3 7 74,677 Northern NA 30.55 25 46,765 Source: INIA-IITA/SARRNET, 2003 NA = Not Available In Gaza province, ten institutions were actively involved in the multiplication and distribution program: Chokwe Research Station, Rural Extension, the Foundation for Community Development (F DC), Lutheran World Federation (LWF), Caritas Regional 25 (16 C110}: i Chfldrer Tecnico> cohabor. impnne. edunqu. hrpnnL. “ hi¥h I‘kIt iPVIA-lli ZS (jj IT: Tecem pus: mBJorin 0 P’C‘ducrio: Ekha)€t. de Chokwe (CRC), World Relief Services (WRS), World Vision (WV) and Save the Children (STC), Christian Council of MOzambique (CCM), and “Associacao dos Tecnicos Agro-Pecuarios” (ATAP). In addition to providing leadership to the program, SARRNET in close collaboration with its partners, conducted several training sessions to teach farmers about improved sweetpotato agronomic practices, their nutritional value, agro-processing techniques options for sweetpotato; developed teaching materials on nutritional concepts for primary school curriculum; and sponsored field days/demonstration activities at which food products made out of the roots of orange-fleshed sweetpotato were displayed (INIA-IITA/SARRNET, 2003). 2.5 Chapter Summary The Mozambican economy had shown relatively high GDP growth rate over the recent post-war years (11.6% from 1998 to 2002). However, the livelihood of the majority of the population relies on subsistence agriculture. Thus, the low levels of production and productivity in conjunction with the relatively high population growth rate have contributed substantially to increased unemployment and widespread poverty. The small-scale farming sector is by far the most important and most representative agriculture activity in Gaza province. The absence of a commercial sector engaged in cash crop farming reflects the recent shift from the large concession companies towards contract farming in which small-scale holders cultivate primarily cotton and tobacco. The main role Of the companies is to provide inputs and a secure market for cash crops. 26 multipli. was laur: ' addition. sessions ' nutrition. materials dais den. fleshed 5 Gaza pro: hléh risk 1 Varieties j. conditiom 50:15 1mm. Gaza province has experienced a cycle of droughts and flooding. A program of multiplication and distribution program of OF SVs targeted to flood-affected rural people was launched in 2000 aimed at mitigating the hunger, malnutrition and food insecurity. In addition, SARRNET in close collaboration with its partners, conducted several training sessions to teach farmers about improved sweetpotato agronomic practices, their nutritional value, agro-processing techniques Options for sweetpotato; developed teaching materials on nutritional concept for primary school curriculum; and sponsored field days/demonstration activities at which food products made out of the roots of orange- fleshed sweetpotato were displayed. One of the major constraints for crop production in Gaza province is the low and irregular rainfall during the growing season, resulting in high risk Of crop failure. Thus, the development of short-duration (early-maturing) varieties is crucial towards an increased crop production under rainfed growing conditions. Furthermore, the lack Of investments in drainage systems on lowland fertile soils threatens the use Of these soils for agricultural development. 27 CHAPTER III LITERATURE REVIEW This chapter reviews the literature related to the potential contribution of 13- carotene to alleviating VAD (the rationale for Mozambique’s OFSVS distribution program), summarizes the findings of studies that have analyzed the impact of food- based interventions on mitigating VAD in developing countries, and highlights factors that have been found to affect farmer’s adoption of new agricultural technologies in order to gain insights regarding constraints to the adoption of nutritionally improved OFSVS in the study area. 3.1 B-Carotene 7 as Precursor of Vitamin A VAD results in various diseases, including follicular keratosis in the skin and pathological drying of the eye, leading to xerophthalmia8 and sometimes keratomalacia9 (Sommer, 1982, Davidson er al., 1979). 7 Beta-carotene is one of the sources of Vitamin A widely found in plant substances namely dark green leaves such as amaranth, sweetpotato and cassava leaves, mangoes, papaws, tomatoes, carrots, yellow, maize, and red palm oil (Lathan, 1979, West and Damton-Hill, 2001). Xerophthalmia is an extreme dryness and thickening of the conjunctiva resulting from VAD, characterized by lesions appearing as spots, either white or yellow, scattered along the sides of the blood vessels (Davidson et al., 1979). Keratomalacia is an advanced form of xerophthalmia frequently associated with protein-energy malnutrition (PEM) in young children and is characterized by softening and dissolution of the comea (Davidson er al., 1979). 28 43.x! \ n" . 1 '( 1—'~L' precu: Rhich contrc the ab 1979 l. \V Vitam 1H0 alloua of retin ofage, Eears 01 Inc} _ 1111“]ch Several studies have been conducted to elucidate the role of B-carotene as a precursor of Vitamin A10 in human health. The conversion of B-carotene into Vitamin A, which takes place in the walls of the intestines and liver, is strongly determined and controlled by Vitamin A levels. Intestinal diseases (common in the tropics) tend to reduce the ability of the body to convert carotene to Vitamin A (Davidson et al., 1979, Lathan, 1979). While the daily requirement for an adult female ranges from 750 to 1,200 ug of Vitamin A, children (0-59 months Of age) require 250 to 300 ug Of Vitamin A (FAO/WHO, 1967). However, some countries have their own recommended daily allowances (RDA). For instance, the RDA for adult women in the United States is 800 ug of retinol, while for children the RDA is estimated at 375 ug from birth to about one year of age, 400 ug from one to three years. and 500 pg of retinol per day from four to six years of age (NRC, 1989). Bioavailability of dietary carotenoids and their conversion to retinol are influenced by several factors, including the type of carotenoid; amount of carotenoid in a meal; matrix in which the carotenoid is incorporated; presence Of absorption modifiers (e. g., fiber which inhibit carotenoid absorption, and dietary fat which enhances absorption); nutritional status of population groups; and human-related factors (e. g. age, gastro-intestinal infections and parasites (West, 2000; de Pee er al., 1998, van het Hof et al., 2000). 10 . . . . . . Vitamin A is an Important component of the Visual purple of the retina of the eye and appears to play an important role in immune competence at the level of both the surface tissue (i.e., skin and mucous membranes) and the immune system (Jamison, 2003). 29 De Pee and West (1996) suggested that studies are required to quantify the impact of these factors, especially related to the matrix, human-related factors, and absorption modifiers. According to Lathan, (1979), if no animal products are being consumed and the human body entirely relies on carotene as a precursor Of Vitamin A, larger quantities should be consumedl 1. Secondly, carotene is poorly utilized in a low fat diet and, in most cases, diets that are deficient in Vitamin A are also deficient in fat. Thirdly, intestinal diseases limit the conversion of carotene and the absorption of Vitamin A. Finally; infants and young children do not convert carotene to Vitamin A as readily as adults. In the human body, provitamin A carotenoids are converted to retinol by a cleavage enzyme (located in the intestinal cells) that is directly exposed to various consumed food components. However, the properties Of this cleavage enzyme are not yet well known and the regulatory mechanism Of the dioxygenase still needs to be examined in terms of the nutrition of pro-Vitamin A carotenoids (Olson and Hayaishi, 1965). A study which evaluated the effects of dietary components on metabolism of B- carotene in intestinal cells revealed that intestinal infection levels of young children heavily hamper the absorption and conversion of sources of B-carotene to Vitamin A in most developing countries (Nagao, er al., 2000). A study conducted in Indonesia revealed that B-carotene fortified wafer significantly improved the serum retinol concentrations in lactating women. However, no improvement in Vitamin A status occurred when the same amount Of B-carotene was ” About one third of B-carotene in food is absorbed and available. Due to losses occurring during the conversion of carotenes into Vitamin A, one pg of absorbed B-carotene has the biological activity of half pg of retinol. Thus, one pg of B-carotene in a mixed diet is equivalent to one-sixth pg of retinol (FAO/WHO Expert Group, 1967; Lathan, 1979, NRC, 1980). However, other scientists argue that 21 pg of B-carotene from fruits and vegetables are required to provide one pg of retinol (West, 2000). 30 provided in the form of dark-green leafy vegetables. The authors suggested that B- carotene from dark-green leafy vegetables is not readily absorbed because it is trapped in a complex matrix within plant cells (de Pee er al., 1995, de Pee et al., 1998). Recent studies revealed that Vitamin A plays an important role in a number of nutrient-nutrient interactions. Excessive doses of Vitamin K may reduce absorption of Vitamin A. Vitamin C may impair the toxic effects of hypervitaminosis A. By protecting against the oxidative destruction of Vitamin A, the therapeutic efficacy of this vitamin is enhanced by Vitamin E. Zinc deficiency reduces the bioavailability of Vitamin A and thus, limits its functionality (Jamison, 2003). According to Rahman et al., (2002), combined zinc and Vitamin A supplementation improved Vitamin A nutriture in Vitamin A-deficiency young children. Similarly, significant protein deficiency may impair the impact of Vitamin A in mitigating related diseases, since protein plays an important role in transporting Vitamin A from liver stores to target cells. Several studies revealed that the presence of Protein Energy Malnutrition (PEM) increases the risk of xerophthalmia by approximately the same order of magnitude, as does the occurrence of diarrhea and respiratory diseases (Davidson er al., 1979). Thus, successful prevention and treatment of VAD and its adverse consequences, requires a careful consideration of the targeted population’s protein status (Sommer and West, 1996). 31 3.2 Impact of Food-based Interventions to Mitigate VAD Several studies have documented the impact of food-based initiatives envisaged to prevent VAD. In many developing countries, pro-Vitamin A carotenoids are the major source of dietary Vitamin A, contributing more than 80 % of the total Vitamin A intake. However, the lower bioavailability of Vitamin A in vegetables and fruits, and probably also the seasonal variability of production of vegetables and fruits in household gardens, are factors underlying the causes of VAD in these regions (Bloem et al., 1998). Studies conducted in developing countries, such as Bangladesh and India, documented low dietary Vitamin A intakes by preschool-age children and found that most Of the nonbreast milk Vitamin A intake was derived from plant sources (Zeithin et al. , 1992). Although mothers declared that their young children had frequently consumed dark-green leafy vegetables, the amounts consumed were considered too small to satisfy their Vitamin A requirements. In addition, it was Observed that young children were likely to consume exorbitant quantities Of mangoes and papayas, which were available for short period of time. Thus, given the poor and seasonal patterns of dietary Vitamin A intakes, low fat intakes, parasitic infections, and the reduced bioavailability of Vitamin A from dark-green leafy vegetables, these diets were inadequate to meet the Vitamin A requirements of preschool—age children (one to three years Old) without the inclusion of animal-based sources Of Vitamin A and prolonged breast-feeding (Ramakrishnan et al. , 1999). 32 SW6: Sout by II: who. intcgm 4' . clear} Ol‘VOun CODITOI) lb? 11m, T“-\ A. Boil, fRAE 1RD‘ URL I Gui-it, ’0 i_"-f rile: f lion , Fear, A study, aimed at determining the efficacy of boiled and mashed orange-fleshed sweetpotato'2 in improving the Vitamin A status of 5-10-year-old school children in South Africa, concluded that the Vitamin A status of the targeted population (measured by the modified relative dose response (MRDR13) improved relative to the control group, who received boiled and mashed white-fleshed sweetpotato (van J aarsveld et al. , 2003). A study conducted in South Africa showed that fortification of a biscuit14 with iron, iodine, and B-carotene significantly improved the micronutrient status of primary school children-- 40% of whom exhibited subclinical VAD at the baseline assessment, due to low availability of B-carotene in the dark-green leafy vegetables which they consumed on a regular basis (van Stuijvenberg et al., 1999). A study carried out in South Africa, designed to determine the effect Of an integrated home—gardening program plus primary health care program on improving dietary intake of yellow and dark-green leafy vegetables and serum retinol concentrations of young children, concluded that school children in both villages (experimental and control) had comparable serum retinol concentrations. Consequently, it was assumed that the two groups of 2-5-year-old children would have the same mean serum retinol Boiled and mashed orange- fleshed sweetpotato provided 1,031 pg of Retinol Activity Equivalent (RAE’Z) per 125 grams serving, which corresponds to 250% of Recommended Dietary Allowance (RDA) (van Jaarsveld er al.. 2003). MRDR value is the ratio of the serum concentrations of vitamin Az/vitamin A. as described by Tanumihardjo er al., 1996. Although this MRDR is considered as the most practical method for field collection is more sensitive to changes in vitamin A status (by distinguishing between normal (DR:R <0.060) and abnormal (DR:R >0.060) vitamin A status) than in serum retinol concentrations alone. The fortified biscuit was designed to provide 50% of the recommended daily dietary requirement of iron (5 mg of ferrous fumarate), iodine (60 pg potassium iodate), and B-carotene (2.1 mg) to 7-10- year-old school children. 33 9. - .. run-nu.- i COIlC anthr xerop group consu hem e garder all frui concentrations. Furthermore, a follow-up study found no significant difference in anthropometric indexes of nutrition between children in both Villages (Faber et al., 2002). A study by Shankar et al., (1998), designed to compare the relationship between access to home gardening and animals among households with and without xerophthalmic children in rural Nepal, found that although access to gardens for both groups was high and not significantly different, there was no difference in the consumption of Vitamin A-rich vegetables. This suggested that there was no relationship between the frequency of consumption Of carotenoid-enriched vegetables'5 and home garden size. Conversely, there was an increase of non-carotenoid-enriched vegetables and all fruits. In Bangladesh an integrated homestead gardening program, which also promoted primary health care and nutritional education, demonstrated the potential impact of a comprehensive program. Among 2-5-year-old children, the serum retinol concentrations were strongly associated with increased intake of dark-green leafy vegetables (Bloem et aL,1996) Furthermore, West and Darnton-Hill (2001), argued that food—based interventions that are implemented with the active participation of women with community engagement through social marketing16 approaches are likely to introduce food habit changes, improve Vitamin A intakes, and eventually enhance Vitamin A status. However, In this study, carotenoid-enriched vegetables included dark-green leafy vegetables and ripe pumpkin and carotenoid-rich fruits included papayas, mangoes, and jackfruit. Social marketing is defined as “the design, implementation, and control of programs calculated to influence the acceptability of social ideas, involving considerations of product, planning, pricing, communications and market research” (Kotler and Zaltman, 1971). This approach requires the community participation in the identification of problems and needs, implementation, monitoring and evaluation of the programs. This approach increases the community responsibility in planning, monitoring and assessment of collective actions that were agreed upon and proved necessary to be undertaken (Neill, 1992). 34 . . ..~ g—u—-‘———— W . V."..E"fl‘.'ovn _——- Nei had done comn rdanx 0 E3 ’3‘ (L Hudies cfiEcU\ unprOI; 2000 ,_ Neill, (1993) found no clear evidence that the Indonesian nutritional education project had a long-term impact on the mortality of children under five years of age and continued implementation of such a program is unlikely without long-term financial support from donors. De Pee and West (1996), in their review of the literature (a total Of sixteen studies conducted in developing countries) regarding dietary carotenoids and their role in combating VAD, pointed out that while many cross—sectional, case-control, and community-based studies have shown that increased intake of fruits and vegetables is related to improved Vitamin A status, this does not entirely prove causality. Furthermore, many experimental studies that indicated a positive effect of fruits and vegetables intake can be criticized for their poor experimental design. Furthermore, recent experimental studies have found no effect of vegetable intake on Vitamin A status. Thus, the effectiveness Of carotene-rich foods in improving Vitamin A status and ways of improving carotene bioavailability need further investigation (de Pee et al., 1996, West, 2000) Currently, researchers utilize the food frequency method, developed by the Helen Keller International (HKI), to identify people at-risk of suffering from VAD. For example, using this method, researchers (based on a positive change in HKI scores) concluded that food-based interventions in Ethiopia, Kenya, and Tanzania enhanced Vitamin A status (Johnson—Welch, 1999). However, findings Of research in other countries showed that improvements in HKI scores, as a result of an increase in consumption of dark-green leafy vegetables alone, did not result in improvement of Vitamin A status. 35 countri F; ,.J n—— . $4.. — In fact, due to a variety of foods, HKI scores were improved (de Pee et al., 1995). Thus, Johnson-Welch (1999) emphasized the need to develop methodologies to better assess the nutritional impact of food-based intervention trials conducted in developing countries. 3. 3 Adoption of New Technologies Many studies have sought to explain farmer adoption of new technologies, including specific traits of improved varieties. A Kenyan study, which evaluated the effect of women farmers’ adoption of OF SVs in raising Vitamin A intake, found that several of the new OFSVS grown in on-farm trials were adapted to the agro-ecological conditions with respect to yield, pest and disease tolerance, as well as having reasonable beta carotene content. This study found that women farmers were likely to adopt the OFSVS if the clones were sufficiently high in starch, low in fiber, and if they were introduced through community-level education programs that focused on the health of young children (Hagenimana and Oyunga, 1999). According to this study, the new OF SVs were widely accepted (with respect to their appearance, taste, and texture) by both producers and consumers, and substantially contributed to the alleviation of VAD. Furthermore, a recent ex ante impact case study by economists from Michigan State University and the International Potato Center estimated that widespread distribution Of the new orange-fleshed cultivars could benefit an estimated 50 million children under age six, who currently suffer from VAD in Sub-Saharan Africa (Low et aL,2001) 36 e . v -. . L “). ‘Ihfl'“'- ' \ F» r . 1 ., .2 '....- enxirt had be in Eth techno conclus Constrdg conditit a need 1 ent'imn A study by Maredia and Minde (2002), which explored the relationship between profitability of agricultural technologies and its adoption by farmers in Eastern Africa, identified three groups Of technologies: First, some profitable technologies were widely adopted, such as improved cassava varieties in Uganda and improved coffee varieties in Kenya. Second, some technologies were profitable under researcher-controlled environments, including technologies that were not as fully adopted as expected, and/or had been restricted to on-farm demonstration plots (e. g., wheat variety and hybrid maize in Ethiopia and the application of inorganic fertilizer on maize in Kenya). Third, some technologies were unprofitable under specific circumstances, such as animal draught- power technology for weed control when applied on farms less than 2 hectares. In these studies, profitability was estimated using partial budget analysis, gross margin analysis, net present values, and value cost ratios. Furthermore, the authors drew two major conclusions: i) the productivity gap in Africa is heavily determined by non-technological constraints (6. g. infrastructure, policies, input/output markets, and adverse climatic conditions), which reduced profitability and adoption of new technologies, and ii) there is a need for continuous efforts to supply technologies that are adapted to the prevailing environmental conditions in order to make them profitable for farmers. A study of the key factors associated with the adoption of hybrid maize in Latin America and the Caribbean region by Kosarek et al., (2001), reported that farmers’ decision to adopt hybrid maize was determined by the expected returns (i.e. profitability) of the technology, the availability of hybrid seed, and risks associated with uncertainty regarding the expected outcomes of the new technology. Moreover, they found that the structure of the seed market, the organization of the seed industry, and the cost of 37 technology generation and development were key determinants of the profitability of supplying hybrid maize seed. One of the major conclusions of this study was that public research plays a vital role in insuring that the needs of small-scale and subsistence- oriented farmers are met in zones where the welfare of the population is entirely dependent on maize production. Exploring the key determinants of the adoption of technologies by farmers growing upland rice and soybeans in Central—West Brazil, Strauss er al., (1991), reported that farmer adoption of technology is an economic decision based upon discounted expected marginal benefits and costs. Furthermore, the major findings of this study included: (i) farmer’s education level contributed positively to the probability of soybean farmers performing soil sample analysis to'determine the quantity of fertilizer that they should apply on their rice fields; (ii) time of residence in the region was positively related to rice growers’ adoption of blast control and to the probability of adopting certain planting techniques for soybeans; and (iii) the use of certified rice seed, soil sample analyses, type and quantity of fertilizer application per hectare, and inoculation of soybean seeds were positively related to availability and quality of the extension and research. Similarly, a study by Rahm and Huffman (1984), designed to evaluate the role of human capital and factors that affected the adoption of reduced tillage in corn production, found that farmers’ education and experience play a crucial role in enhancing the efficiency of the adoption decision. Moreover, they concluded that the probability of farmers adopting reduced tillage practices was strongly depended on soil characteristics, the cropping systems, and farm size. 38 -.'l C'.. ’7' I bq'w‘w “11h; adOFE thCP‘ .(D m l 1' ddfnl ”£15017 ndmfi theUN¥ Dune? inJHO\ KeHye remnn: mabet hafibu human damni cereals Various studies reported that risk aversion is likely to be negatively associated with adoption and for any level of farmer’s risk aversion, the likelihood of technology adoption is positively correlated with the availability and accuracy of information about the performance Of the specific new technology (Feder and Slade, 1984, F eder er al., 1985, Kristjanson, 1987). Recent studies conducted in Eastern Africa, designed to better understand key determinants of farm-level technology adoption/disadoption, revealed that the major reasons for technology non-adoption were: (1) farmer’s unawareness of the improved technologies or a lack of information regarding potential benefits accruing from them; (2) the unavailability of improved technologies; and (3) unprofitable technologies, given the farmer’s agro ecological conditions and the complex set Of constraints faced by farmers in allocating land and labor resources across farm and off-farm activities (Doss, 2003). In recognition of two decades of on-going market reforms in Sub-Saharan Africa, Kelly etal., (2003), suggested the need to assess the profitability of input use and potential explanations of non-profitability before drawing any conclusion regarding market failure or the limited impact of government intervention, such as input distribution programs oriented towards smallholders. Profitability studies carried out in Mozambique and Ethiopia revealed that, after adjusting for the effects of market distortions (i.e., taxes, subsidies and currency overvaluation), application of fertilizers on cereals was unprofitable--given existing input and output marketing costs. Notwithstanding the limited availability of empirical data on the potential role played by farmer associations in absorbing some Of the transaction’s costs of input procurement, Kelly er al., (2003) reported that farmer associations in the irrigated rice 39 2011': pTOCi 10 SU outp: farm: tarme growl Seque: pidnti: are ea: “ere n Tami l } prCen: head 0 . (1 -~' fl , «1ng £1) 33in, :11 zone of Mali have reduced costs for their members by using transparent bidding procedures for sourcing inputs and by securing bank loans to guarantee timely repayment to suppliers. Additionally, to decrease the transaction costs of inputs acquisition and output marketing, some NGOs have promoted the establishment of and consolidation of farmer associations. A study by Adesina and Sanders (1991), designed to evaluate the adoption and farm-level effects of cereal technologies in Niger, documented the ability of peasant farmers to adapt their cropping strategies to the low and erratic rainfall patterns by: (i) growing a mix of varieties with different maturity lengths and (ii) making appropriate and sequential decisions based on rainfall expectations, such as applying several different planting densities, planting in different dates, and/or applying fertilizers when the rains are early. They concluded that, in general, small farmers in Sub-Saharan Africa (SSA) were more likely to adopt labor intensive technologies, as they used relatively more family labor which had a low opportunity cost. Furthermore, Kristjanson (1987), using an econometric model to determine the relationship between rainfall variables and crop yields, found similar farmer behavior in Burkina Faso. A study designed to estimate the effect of key exogenous sociO-economic characteristics on the adoption of animal traction technology in Maseru, Lesotho (Mbata, 2001) showed that while two-thirds of female farmers adopted animal traction, only a low percentage of male farmers did so. This was explained by the recognition that men, as the head of household, bear responsibility for Obtaining income from Off-farm activities-- such as working in South African mines. Consequently, women in rural areas relied on animal traction to alleviate the burden Of the heavy farm workload. Due to the high 40 in: $01 prc CID ado interest rates charged by private moneylenders and the non-eligibility of many small farmers for receiving loans from the Lesotho Agricultural Development Bank, the main source of capital for adopters Of animal traction was personal savings. Feder et al. , (1985) argued that off-farm income might affect adoption by providing a source of cash flow to buffer the risk associated with the introduction of new crop management practices. Moreover, the existence of effective extension services, adequate provision Of inputs, timely credit availability, transportation, and functional marketing channels are Of paramount importance to foster the adoption of new technologies (F eder eta]., 1985, Mbata, 2001, Rauniyar and Goode, 1992). A study designed to assess the role of agricultural technology in improving food security and providing more employment in Bangladesh evaluated the welfare implications of the irrigation-induced technological change (i.e. modern varieties, fertilizers, and pesticides) in rice production. This study found that irrigation-induced technological change could substantially reduce the percentage of the rural population below the poverty line by increasing the income of the poor population through augmented employment opportunities. However, rapid expansion of irrigation was deemed as a condition sine qua non for farmer adoption and achieving high productivity (Akhter and Sampath, 1992). 41 COD bun «I '~ Ldft CDUH Turti' FIUBT 3.4 Chapter Summary Several studies highlighted the importance Of B-carotene as predominant source of pro-Vitamin A in preventing VAD in developing countries. However, the bioavailability, conversion Of B-carotene into Vitamin A, and effective utilization Of this Vitamin A by humans is conditioned by a complex set of factors--including type and amount of carotenoid in a meal, matrix in which the carotenoid is incorporated, presence of absorption and conversion modifiers, health status of the target population, and the presence of other micronutrients. Studies aimed at assessing the impact of food-based interventions in developing countries revealed that these initiatives yielded different results from country-to-country. Furthermore, the seasonal availability of enriched sources of B-carotene, the low bioavailability and conversion of B-carotene into Vitamin A, and the prevalence of infectious diseases hampers the efficacy Of home-gardening initiatives to mitigate VAD in developing countries. Currently, a multidisciplinary study, which is being conducted under the auspicious of VITAA (Vitamin A for Africa), is evaluating the potential for reducing VAD and inadequate caloric intake through dietary diversification, improved feeding practices, and improved serum retinol status--particularly in young children under five years of age in Zambezia province. This study will provide more insight regarding the impact of this food-based intervention in mitigating VAD. Recent studies have identified many socioeconomic and policy related factors that affect farmers’ technology adoption decisions, including access to farm labor, farm machinery, storage and distribution facilities. inputs and output markets, credit 42 " “‘90 . #3 V1: mu. "guy-'4.-.“— availability, farm size, level of education, land tenure, profitability of the technology, farmer’s awareness of existing technologies, and government policies. However, the effect of those explanatory variables and interactions among them on farmer’s technology adoption varies from region to region. Thus, extrapolation of results from one farming system to a completely different one should be avoided. Rather, country-specific studies need to be carried out to understand factors associated with farmer adoption of a specific technology in a specific location. 43 i ' h A . . I.“ 3" r“. " (“my-+— ' _ 3d0f inthi 41 house! adopti Rubnn [ethncd link-j l‘; \‘ Hti‘l‘m _ uvilt’re I AF}! , ““1301. CHAPTER IV RESEARCH METHODS AND DESIGN This chapter presents the theoretical and empirical model used to analyze farmers’ adoption decision and describes the sampling approach and data collection methods used in this study. 4.1 Technology Adoption Decision (Objective 2) 4.1.1 Theoretical Model Qualitative response models--also called binary-choice, discrete or dichotomous models--are Often used to evaluate the farmer’s decision-making process concerning the adoption of agricultural technologies. Those models are based on the assumption that households and farmers are faced with a choice between two alternatives (adoption or no adoption) and the choice depends upon identifiable characteristics (Pindyck and Rubinfeld, 1997). Based on the assumption that the decision made by farmers, regarding adoption of a particular technology, is guided by a utility maximization objective, a technology 2 (t2) is preferred to technology 1 (t1) as long as the utility derived from technology 2 is greater than the utility derived from technology 1.The utility function ranking the in, farmers’ preference for technologies is represented as follows (Rahm and Huffman, 1984): U (Ru; Au) Where utility U depends on a vector Ru , describing the distribution of net returns for technology tj and a vector A“ ,corresponding to other attributes associated with the technology tj. The variables Ru and A, are not observable, but a linear relationship is postulated for the i", farmer between the utility derived from the tj technology and a 44 \‘e’C’t distt quaii a, . ‘ a... Y. _' - [y ks‘uw -‘n_—._.- _ rt r._ _‘ L. .V and f. Pi Where 1:31.311,10 I vector of Observed farm and farmer characteristics X, and a zero mean random disturbance term pt: U" = X" + p, wheret=l,2and i=1,2,....n. (1) As mentioned previously, the i", farmer adopts t; if Utz is greater than U”. A qualitative variable Y can represent the farmer’s adoption decision. Y =1 if U12 > U” and new technology t; is adopted replacing t1 and Y = 0 otherwise (2) The probability that Y, is equal to one is expressed as a function of specific farm and farmer characteristics: Pi = Pr (Y = 1) = Pr (UH < Ut2) Pf (Xi Oil + llii x2 = 0.0000 * significant at 10 % Source: Survey 2004 Excluded in restricted model :1 signs inconsistent with adoption theory and/or were not jointly significant likely due to the absence of variability among the respondents, including offarm (household off-farm activities in 2003), female (respondent gender), motes (frequency of household consumption of sweetpotato roots), and procexp (representing the experience of the respondent in processing sweetpotato products). 99 Table 25: Maximum Likelihood Estimates of the Restricted Model for Factors Influencing Adoption of OF SVs in Xai—Xai and Chokwe districts (N=150) Coefficient Standard Error Marginal33 p-value Variable Effect intercept -2.7868 1.3628 NA 0.041 age -0.0145 0.0129 —0.0051 0.262 educ -0.0151 0.0818 -0.0053 0.854 young -0.6659 0.4642 -0.2028 0.151 extvis 0.3722 0.3363 0.1307 0.268 fdemo 1.3005 0.7071 0.3211 0066* tbov -0.0247 0.0183 -0.0087 0.176 vinrec 0.7977 0.2584 0.2801 0.020** varexp 0.9877 0.4476 0.3468 0.027M famsize 0.0766 0.0610 0.0269 0.209 sparea 0.0030 0.0013 0.001 1 0.023" praware 0.2049 0.3458 0.0734 0.553 distpr -1.0746 0.4808 -0.3806 0.025” rsold -0.0076 0.0109 -0.0027 0.485 tland 1.6489 0.1019 0.0579 0.106 Log Likelihood for restricted model= -59.1658 Prob > x2 = 0.0000 * significant at 10 % Source: Survey 2004 In order to check whether the coefficients of the excluded explanatory variables were indeed zero (jointly are not statistically significant), a subsequent likelihood ratio ** significant at 5% Likelihood Ratio {(14 dt) = 89.59 Pseudo R2 = 0.4309 *** significant at 1% NA = Not Applicable statistic was computed. This likelihood ratio statistic has an asymptotic chi-square distribution with degrees of freedom equal to the number of restrictions being tested (Wooldridge 1., 2003). The test indicated that the restricted model performed similarly to the full model. The likelihood ratio test of the restricted model shows that the coefficients are jointly significant at the 5% level. 33 100 The marginal effects were computed using the average values of the explanatory variables. 6.2 Discussion of the Results Five variables included in the restricted model were statistically significant. The dummy variable fdemo (participation of respondent in field days and demonstrations activities regarding processed products derived from OFSVS roots and leaves) is statistically significant at the 10% level. Its positive coefficient indicates that farmers who participated in these events were more likely to have planted OFSVS in the 2003/04 wet season. The variable varexp (number of OF SVs grown by the respondent) is statistically significant at the 5% level. Its positive coefficient indicates that farmers who planted more than one OFSPV were more likely to have grown nutritionally improved varieties in the most recent season. This suggests that the probability of a farmer obtaining an OF SPV that meets her/his tastes and preferences increases with the number of alternative varieties at his/her disposal. The variable vinrec (number of times the respondent received vines of OF SVs) is statistically significant at the 5% level. Its positive coefficient indicates that farmers who received OF SVs more times were more likely to have grown them in the most recent season. This result could be partially explained by the high risk of crop failure in the study area. For instance, most of the respondents in Punguine and Cuamba had recently received vines (August 2003 and/or February 2004) and grew them in the 2003/04 wet season. The variable sparea (sweetpotato-cultivated area) is statistically significant at the 5%. Its positive coefficient indicates that farmers who planted a larger area of sweetpotato were more likely to have planted OF SVs in the most recent season. This 101 result suggests that farmers who considered sweetpotato an important crop were more interested in improved sweetpotato technologies. The distpr (difference in terms of average precipitation between the two districts) is statistically significant at the 5% level. Its negative coefficient (i.e., lower adoption in Xai-Xai versus Chokwe) is consistent with farmers’ observation that the consequences of erratic precipitation (i.e., drought, flooding) are problematic for sweetpotato farming. As mentioned in Chapter II, sweetpotato is mostly grown in lowland alluvial and peat soils where drainage is a serious constraint. The occurrence of high and relatively intense rainfall during the wet season, combined with poorly drained soils, increases the risk of flooding in the region. This risk is exacerbated in the coastal district of Xai-Xai, which is characterized by low altitude, extensive lowland alluvial and peat soils, and poorly functioning drainage systems. However, in both districts, farmers reported having lost their OF SVs planting material due to flooding in the lowlands—which is due to a lack of investments in rehabilitation of the drainage systems. 6.3 Goodness-of Fit Using STATA, the estimated probability of each respondent being an adopter was computed. Using 50% as the cut-off probability34 of being an adopter, a comparison of the observed numbers of adopters and disadopters versus the estimated numbers was made (Table 26). The model correctly predicted 78% of the total outcomes, correctly predicted 71% of adopters and 85% of disadopters). This measure of goodness-of fit indicates that the model has relatively good explanatory power, although disadopters are more accurately predicted than adopters. 3" Estimated probability of adoption less than 50% is considered as being disadopter. 102 Table 26: Comparison of Observed and Predicted Outcomes of Adoption of OFSVS, Xai-Xai and Chokwe, Mozambique (N=150) Predicted Adopters Predicted Disadopters Total Observed Adopters 54 (71%) 22 (29%) 76 (100%) Observed Disadopters 1 1 (15%) 63 (85%) 74 (100%) Total 65 85 150 Correctly Classified (l 17 out of 150) = 78% Source: Survey 2004 6.4 Chapter Summary The restricted model identified five factors that influenced the adoption of OF SVs among farmers in Xai-Xai and Chokwe districts. These factors include: (1) participation in field days and demonstration activities, (2) the number of OF SVs received by the respondent, (3) the number of times the farmer received vines, (4) the household’s sweetpotato cultivated area, and (5) the district where the respondent resided. These results suggested that in order to increase adoption, there is a need to: (1) provide farmers with several different varieties; (2) provide vines several times to farmers; (3) continue to conduct field days and demonstration activities, and (4) invest in improving drainage in lowland areas. 103 CHAPTER VII SUMMARY AND POLICY IMPLICATIONS 7.1 Summary In Mozambique, the majority of the population relies on subsistence agriculture. Thus, the low levels of production and productivity, in conjunction with the relatively high population growth rate, have contributed substantially to a high unemployment rate, extensive poverty, and widespread VAD--especially among children and pregnant and lactating women. In early 2000, Mozambique experienced a severe flood that devastated cultivated land throughout the southern and central provinces of Maputo, Gaza, Inhambane, Manica and Sofala. Soon after the floods subsided, the government launched a program of to multiply and distribute OFSVS. The program, which targeted the flood-affected rural people, was aimed at mitigating hunger and food insecurity, and reducing VAD. In addition, SARRN ET, in close collaboration with its partners, conducted training activities to teach farmers about improved sweetpotato agronomic practices, the crop’s nutritional value and agro-processing techniques for sweetpotato; developed teaching materials on nutritional concepts for the primary school curriculum; and sponsored field days/demonstration activities at which food products made out of the roots of OF SVs were displayed. Several studies have highlighted the importance of B-carotene as the predominant source of pro-Vitamin A in preventing VAD in developing countries. However, the bioavailability (conversion of B-carotene into Vitamin A and effective utilization of this 104 Vitamin A by humans) is conditioned by a complex set of factors, including the type and amount of carotenoid in a meal, the matrix in which the carotenoid is incorporated, the presence of absorption and conversion modifiers, the health status of the target population, and the presence of other micronutrients. Studies aimed at assessing the impact of food-based interventions in developing countries revealed different results from country-to-country. Furthermore, the seasonal availability of enriched sources of [3- carotene, the low bioavailability and conversion of B-carotene into Vitamin A, and the prevalence of infectious diseases hamper the efficacy of food-based initiatives to mitigate VAD in developing countries. The willingness of farmers to grow OFSVS will greatly affect the program’s impact on reducing VAD. Recent studies have identified many social and economic factors that affect farmers’ technology adoption decision--including access to farm labor, farm machinery, storage and distribution facilities, inputs and output markets, credit availability, farm size. level of education, land tenure, profitability of the technology, farmer’s awareness of existing technologies, and government policies. However, since the effect of those explanatory variables (and interactions among them) on farmer’s technology adoption varies from region to region, location-specific studies are required to understand factors that affect adoption of a new technology in a given country. In Gaza province--one of the provinces targeted by the OFSVS multiplication and distribution program and the focus of this study--small-scale farming is by far the most important sector. The absence of a commercial cash crop sector reflects the recent shift from large concession companies towards contract farming, in which small-scale holders cultivate primarily cotton and tobacco. The main role of the companies is to provide 105 inputs and a secure market for cash crops. One of the major constraints to crop production (including sweetpotato) in Gaza province is the low and irregular rainfall during the growing season, resulting in high risk of crop failure. Thus, the development of short-duration (early-maturing) varieties is crucial to increasing crop production under rainfed growing conditions. Furthermore, the lack of investments in drainage systems, which are required to farm lowland fertile soils, discourages the use of these soils for agricultural development. To assess the adoption of OF SVs in Gaza province, a multi-stage sampling approach was used to select a sample of 150 sweetpotato growers in Chokwe and Xai-Xai districts. Respondents were drawn at random from lists of farmers who received OF SVs vines in 2000. A structured questionnaire was used to collect data on the socio-economic characteristics of the sampled household, agronomic practices followed, labor used in sweetpotato production, farmers’ assessment of traits of some of the new OFSVS, access to output markets, and access to extension services. In the study area, middle-aged women mostly grow sweetpotato. Due to the lack of local opportunities. few households engaged in off-farm activities in 2003. However, most of respondents’ spouses worked away from home, primarily in South Africa or in Xai-Xai and Maputo cities. All respondents cultivated family-owned family land averaging 2.4 ha per household. On average, farmers planted approximately 200 m2 of sweetpotato. Most farmers cultivated lowland alluvial and peat soils. However, due to the lack of investment in drainage improvement, farmers reported that their fields were frequently flooded resulting in crop losses. 106 Only 27% of households owned cattle and the livestock distribution was highly skewed in both districts. Thus, while farmers needed draft power for land preparation, especially when cultivating heavy-clay lowland soils, only one third of the respondents used animal traction in 2003/04 wet season. While public and NGO extension services have promoted orange-fleshed sweetpotato cropping practices, few farmers (20%) received technical information related to OFSV cropping. However, most respondents (83%) were aware of the nutritional benefits of consuming OFSVS for young children and pregnant and lactating women. Although few respondents (15%) participated in field days/demonstration activities, most of the respondents (70%) reported having heard about the products made out of OF SVs (e. g., cakes, juice, flour, chips) from SAARN ET staff, extensionists, health workers and the media. Unfortunately, there was little relationship between awareness and adoption of these products by households--likely due to a lack of know-how and/or insufficient production of OFSVS roots for purposes other than the traditional methods (boiled, roasted or porridge). Farmers assessed two OF SVs3 5 (Jonathan and Resisto) varieties positively (compared to their WFSVS) in terms of root size; taste of fresh and boiled roots, and cooking time. Conversely, the same varieties were ranked negatively with respect to dry matter content of roots, tolerance to rainfed growing conditions (drought), pests and diseases. The farmers reported several constraints to increasing sweetpotato production, including frequent drought and flooding, no market for sweetpotato roots in the villages, 35 Other OF SVs were assessed. However, few responses were gathered regarding Japon Selecto (8), Taimung 64 (6), and L0 323 (2). 107 a lack of animal traction, and low off-season propagation capacity of OF SVs due to the low rainfall during the dry season. While most respondents reported having consuming sweetpotato leaves, they did not like the reddish stem color of some of OFSVs--which is likely to affect the adoption of these varieties for leaves consumption. Sweetpotato roots were rarely commercialized. Only 19% of the respondents sold sweetpotato roots (mostly white-fleshed roots) in 2003. Poor road infrastructure linking the remote sweetpotato-producing areas to the nearest semi-urban and urban markets increases the transaction costs for sweetpotato commercialization, which hampers the potential contribution of this commodity to overall household cash income. A huge gap existed between farm-gate and retail prices. For instance, in Xai-Xai district the retail price averaged 125% higher, compared to the farm-gate price; while in Maputo markets, the consumer price averaged 493% higher than the producer price in Xai-Xai district. Despite the superior nutritional value of OFSVS, there is no difference in price between white and orange-fleshed roots. All farmers received one or more OF SV in the 2000 wet season from an NGO and some again received OFSVS in a subsequent season. However, the percentage of farmers who continued to plant OF SVs varied by season, ranging from 71% in 2002/03 wet season to 51% in 2003/04 wet season. Most farmers planted only a small percentage of their sweetpotato area to OFSVs--ranging from 10% in 2002/03 dry season to 20% in 2002/03 and 2003/04 wet seasons. Reasons farmers reported for not planting a larger area to OF SV in 2003/04 wet season low off-season propagation capacity and low drought- tolerance of OFSVS, and abundant planting materials of WFSVs. While many farmers 108 lost their OF SV to flooding and/or drought, they were able to rescue their WFSVs suggesting that they valued their WFSVs more than OFSVS. A probit model was used to identify factors affecting farmer adoption of OFSVS. Five factors were statistically significant and positively associated with adoption-- participation in field days and demonstration activities, the number of OFSVS received by the respondent, the number of times the farmer received vines, the household’s sweetpotato cultivated area, and the district where the respondent resided (e. g. higher adoption in Chokwe due to relatively less frequent flooding). 7.2 Policy Implications The findings of this study have policy implications for agricultural research institutions, rural extension and development, agricultural and rural development directorates, NGOS, and health institutions. 7.2.1 Agricultural Research & Development36 Firstly, this study revealed a significant positive relationship between the number of different OF SVs received by farmers and adoption of improved varieties. Sweetpotato is used for two purposes «root and leaf consumption. Farmers reported preferences for varieties based, on both their leaf and root characteristics, and likely continued to plant 36 . . . . . . By enhancmg the nutrlent quality of sweetpotato, agricultural research can play an important role in improving the diet diversification. However, breeding programs face several challenges, including developing varieties with: (i) high nutrient-density with little or no yield trade-off to guarantee their widespread adoption by farmers, and (ii) traits desired by consumers (e.g., storability, cooking time, appearance and taste (Hazell et al,. 2001). 109 the varieties that met their preferences. Thus, crop scientists should develop OF SVs with traits that better meet farmers’ tastes and preferences for both roots and leaves. Secondly, many respondents reported that they received vines more than once because they lost the OFSVS, which they originally received, due to drought. Thus, research institutions should develop OFSVS that are both suitable37 for farmers’ rainfed growing conditions (characterized by erratic and irregular rainfall) and meet farmers/consumers’ tastes and preferences. This suggests the need for on-farm research trials in which farmers participate in evaluating and selecting OFSVS38 for multiplication and distribution. To implement this initiative, the program could utilize its existing partnership with researchers, extensionists, and NGOs to establish a network of on-farm research trials. Farmers’ active participation at an early stage in assessing the performance of promising improved OFSVs would provide useful feedback to researchers, regarding relevant traits that need to be incorporated into OFSVS to insure that released varieties are suitable for the region’s agroclimatic conditions and have other traits that are desired by farmers/consumers. Furthermore, the participation of farmers at the early stage of technology generation and dissemination would give farmers a greater sense of ownership of future improved varieties--and thereby increase the likelihood of adoption. 37 Goldman R. et al., 1981, argued that evidence from the Green Revolution revealed that the key determinant of new technology adoption is the adaptability/compatibility of the new seed variety/planting material and associated cultivation practices with the site-specific agroclimatic environment. 38 Some studies reported that orange flesh color and dry matter content are negatively associated. Thus, the development of nutritionally enriched pro-vitamin A orange-fleshed sweetpotato variety that meets the consumers’ preference for high dry matter will be a challenge to research institutions (Jones, 1977; Collins, et al., 1995). 110 Thirdly, most of the surveyed sweetpotato growers reported that the market for orange-fleshed sweetpotato was very limited, particularly in villages far away from markets. Notwithstanding the limited resources available for research, a post-harvesting research program on sweetpotato should be incorporated into the national research agenda. The research should focus on identifying potential orange-fleshed sweetpotato- based products for agro-enterprise development. The creation of new market for value- added orange-fleshed sweet potato-based products would raise sweetpotato from subsistence to a cash crop, and thereby play an important role in promoting increased adoption and production of OFSVS. Finally, most of the respondents reported only consuming sweetpotato roots during 3 to 5 months per year. Thus, seasonal availability of sweetpotato roots constrains the potential of this commodity to mitigate VAD. Post-harvesting research should investigate and test appropriate methods of storing sweetpotato roots in order to extend the availability of sweetpotato roots for human consumption. 7.2.2 Rural Extension & Development First, since the majority of sweetpotato growers are women, who have a low level of literacy (average of 1.7 years of school), extension materials written in Portuguese are not appropriate for them. Thus, there is a need to produce good quality and understandable extension materials, which are written in local languages. Furthermore, the rural extension network (provincial level, in close collaboration with NGOs and community-based associations) should disseminate those materials to sweetpotato growers. While interpersonal contacts (e.g. field days and demonstrations) should be 111 relied on as much as possible to promote OFSVS, there is also a need to continue to produce and broadcast awareness programs via radio using local languages (e. g., nutritional value of OFSVS, market opportunities in urban areas). Second, women are both the decision-makers regarding orange-fleshed sweetpotato farming and are responsible for child feeding practices in their households. To date, food-based interventions have focused on women. However, men’s tastes and preferences affect what women feed the family and men strongly influence the household purchase of food and/or health services”. Thus, there is a need to target messages about the nutritional value of OFSVs towards men in order to increase their awareness about nutritional issues. Third, few respondents reported having made any of the disseminated processed orange-fleshed sweetpotato products that were promoted through field days and demonstration events. In order to enhance the adoption of processing techniques, special attention should be paid to assessing the practicability and feasibility of making these products-- taking into account locally available ingredients, specific local food preparation knowledge, and consumer’ preferences. In addition, at demonstration sessions, the consumption of alternative sources of micronutrients that are locally available and accepted should be equally promoted. For instance, some of the villages covered by this study are suitable for the production of pumpkins, pineapple, papaya, banana, citrus and mangos. Thus, the integrated promotion of production, agro- processing, and consumption of these commodities, as alternative sources of 39 . . . . . . . Results from Kenyan and Tanzanian studies on food-based interventlons showed that mvolvrng men in the process enhanced the adoption of orange-fleshed sweet potato varieties, solar drying technology, and related nutritional messages (JohnsomWelch, 1999). 112 micronutrients, should be emphasized in order to ensure that households have access to an improved and balanced diet, throughout the year given the seasonal availability of different crops40 in the farming systems. 7.2.3 DDARDS and NGOs First, due to the lack of investment in drainage systems, the frequent occurrence of flooding is a serious bottleneck for sweetpotato production. Thus, the District Directorates for Agriculture and Rural Development (DDARDS) and NGOs should search for financial resources to improve drainage systems in the lowlands. This investment would make more fertile land available for agricultural development in general, and particularly for sweetpotato farming. Second, the heavy texture of alluvial soils limits the effectiveness of manual land preparation. Thus, DDARDS and NGOs should facilitate the formation of farmers’ associations, aimed at promoting animal husbandry (mainly cattle) by providing credit to members on a rotational basis among members. In the long run, greater access to draft power would contribute substantially to increasing the average area cultivated per household. This would contribute to supporting an integrated food-based intervention by providing rural households access to a more diversified and balanced diet. 40 According to Agriculture and Livestock Census 1999/2000, of the total number of holdings (219,541) in Gaza province. 64.5% had mango trees, papaya (50.6%), orange (35.1%), banana (31.7%), pineapple (25.8%), and mandarin (23.9%). In addition, approximately 6%, 5.0%, and 4% of the total holdings sold mango. oranges. and pineapples, respectively. 113 7.2.4 Health Institutions First, from the nutritional standpoint, there is a strong relationship between the health status of a person and the bioavailability and conversion of pro-Vitamin A. Thus, food-based interventions should be complemented by the provision of health services to the rural people--particularly to young children and pregnant and lactating women, as well as improved sanitation. These health services should address reducing bacterial infections, intestinal infections, and parasitism in order to avoid negative impact of these health disorders on the bioavailability and efficacy of utilization of B-carotene provided by food—based nutritional interventions. Second, in accordance with the Food Security and Nutritional Strategy of Mozambique, food-based interventions should be encouraged and enhanced to prevent VAD. However, since the effectiveness of food-based intervention is still uncertain, health institutions should continue to implement complementary strategies, including curative supplementation of Vitamin A and other micronutrients. 7.3 Limitations of the Study The findings reported in this study strictly apply to the study area and should not be generalized to other regions with different agroclimatic and socio-economic characteristics. The marketing system for sweetpotato roots was not analyzed in detail due to the existence of few traders involved in sweetpotato marketing during the survey period. This fact was partially due to the limited sweetpotato supply, as a result of flooding that devastated most lowland fields, including sweetpotato plots. 114 Farmers” assessment of two out of nine OF SVs was carried out and reported in Chapter V. While a few respondents assessed three other varieties, these results were not reported because they might not be representative, due to the small sample size. Most of data gathered in this survey were based on recall information provided by the sweetpotato growers. In addition, most of the respondents were illiterate and improved OFSVS were quite new in their farming systems. All of these factors may have affected the accuracy of the data collected. 7.4 Further Research Needs First, this study used cross-sectional data to analyze the factors influencing adoption of OFSVS in a certain point in time (2003/04 wet season). However, the technology adoption process is inherently dynamic--decisions made in one period are strongly dependent on the consequences of decisions made in previous periods. Thus, there is a need to select and periodically survey a panel of sweetpotato growers in order to monitor changing patterns in the use of nutritionally improved orange-fleshed varieties--including trends in the partial or total replacement of white-fleshed varieties, area cultivated, and the rate of adoption of new varieties by farmers over time. Additionally, these panel data could be used to assess the impact of new OFSVs on the well-being of farmers and whether or not the benefits of being an early adopter are preserved, even when many farmers have adopted the technology. As discussed in the previous chapter, poor marketing is a major bottleneck to increasing sweetpotato production, particularly OF SVs. Therefore, post-harvesting research aimed at assessing ways to establish linkages between sweetpotato-growing 115 farmers and sweetpotato processors4| is vital for identifying potential markets, especially for farmers in the remote and isolated production zones that are disconnected from potential urban markets. To address the limited demand and seasonal availability of OF SVs, studies should be carried out to investigate the present and potential demand for fresh and processed sweetpotato products. The focus of these studies should include assessing the following: ‘1) Potential processed sweetpotato products that are highly acceptable for human consumption and are likely to be traded on a commercial basis; Attributes that determine product quality, as judged by consumers (i.e. consumer’s tastes and preferences); Feasibility of utilizing sweetpotato as a raw material in existing or 142 processes and appropriateness of available food potential industria processing technology to produce these products and; Assessment of the potential fresh sweetpotato supply, relative to the projected demand. 41 For instance, the processing industry in Taiwan revealed that up to 15% of wheat flour can be replaced with sweetpotato without altering its physical properties. Thus, the development of an effective industry of sweetpotato flour to satisfy the demand was considered as a vehicle of increasing sweetpotato production and consumption (Tsou and Hang, 1992, Espinola et al., 1998, Hagenimana et aL,l999) 42 It is hypothesized that the successful development of a processing industry is likely to contribute to increased utilization of sweetpotato by reducing the losses during storage and marketing. Although the relative importance of key factors conducive to achieving this goal is not well known yet, it seems that economic and cultural constraints are of the same magnitude or greater than the technical limitations towards development of successful processing industry (Bouwkamp .1. 1985). 116 The results of these studies would provide important insights regarding the constraints to and opportunities for developing a sweetpotato-based agro-industry, which would serve to increase the consumption of orange-fleshed processed products throughout the year, increase farmers’ incomes, and improve household nutrition. 117 APPENDIX A PHYSIOGRAPHY AND SOCIOECONOMIC FEATURES OF MOZAMBIQUE 118 ill ll fl..- Diplnslo M. . 2‘! .0. . A.l Geography and Agroclimatology The Republic of Mozambique is located 10° 27 N, 26 52 S, 40 51 E and 30° 12 E on the eastern coast of Southern Africa, occupying an area of 799,380 square kilometers. The country shares its 4,571 Km of land borders with Tanzania to the north; Malawi, Zambia, Zimbabwe, and the South African province of Mpumalanga to the west; and Swaziland and the South African province of Kwazulu Natal to the south. Mozambique’s Indian Ocean coastline stretches over approximately 2,470 Km (IN E, 2002). Mozambique is divided into ten agroecological zones-- from mostly coastal lowland and uplands of 200-600 meters of altitude in the south and center regions to high plateaus and mountains more than 1,000 meters in the northwest and west. The highest point is Mount Binga (2, 436 meters) located in Manica province (MAF, 1996). The climate of Mozambique is strongly influenced by the warm Indian Ocean currents (moving south from the Equator) and the altitude of the Mozambican plateau. The climate of Mozambique is predominantly tropical, with a cool (dry) season from May to August. However, the climate in Maputo, which lies just south of the Tropic of Capricorn, is subtropical with a substantial maritime influence. Most rainfall normally falls between November and February and the humidity is high for most of the year and n averaging 70%. Although the annual average mean temperature is 235° C, temperatures above 43° C are common (Pereira L. and Omar F., 2001). Mozambique is very exposed to natural disaster caused by climatic irregularities, as nine of the main rivers in the Southern African region flow to the Indian Ocean through the country. However, none of the previous droughts, floods or cyclones was as 119 rapid and severe as the heavy rains and floods that occurred across Southern Mozambique during early 2000 and caused widespread destruction. Although the spatial and temporal precipitation patterns-- modulated by latitude, topography and coastal shape --are highly irregular, there are some identifiable homogeneous regions (e. g. semi-arid, moist, and intermediate regions. Except for Tete province, south of Zambeze River, annual precipitation averages above 1,000 mm north of parallel 20° S and below 1,000 mm south of this parallel. Rainfall is highest in the coastal zone and decreases rapidly towards the interior of Gaza province-- attaining a maximum of 400 mm in Chicualacuala (Pereira L. and Omar F., 2001). The temporal distribution of precipitation across the year is governed by the motion of two wind patterns, one coming from the south and other from the north. The former, which begins in September, reaches its peak in the second week of February as the rainfall moves from the coastal zone to the interior. This phenomenon leads to a very short cropping season in the south interior. The north wind, which is very active, persistent and extends inland to 20° S. Consequently, the rainfall in the northern region of Mozambique has a more regular pattern (Pereira L. and Omar F., 2001). 120 A.2 Population Growth According to the national population census of 1997, the population of Mozambique was estimated at 16.1 millions --corresponding to an average population density of approximately 20 inhabitants/kmz. Almost 44% of the Mozambican Republic’s population is less than 14 years of age, and 53 % is between 15 and 64 years of age. Approximately 70% of population lives in rural areas (INE, 1999). Population in Mozambique increased at an average national growth rate of 2.3 % annually during the early 19803 to late 19905. Approximately 45% of the population is currently economically active. Of this total, approximately 75% carry out subsistence agriculture, 19% are employed as waged workers, and 5% are self-employed outside of agriculture. Internal migration from the countryside to the three major cities of southern provinces of Mozambique (Maputo, Gaza and Inhambane) was 32%, 18% and 17 % in 1997, respectively (INE, 1999). Although population growth declined to 1.9 % in the late 1990, population continued to grow to 18.8 millions in 2003 (World Bank, 2004). Unfortunately, the high rate of rural and urban population growth leads to a high demand for food and increasingly higher rates of unemployment and poverty. A.3 Macroeconomy According to recent macroeconomic indicators, the performance of the Mozambican economy has been satisfactory over the recent post-war years. The GDP growth rate was 12.6 % in 1998, 13.0 % in 2001 and 7.7% in 2002 compared to an annual rate of only 0.1 % from 1980-1990 and 6.9 % from 1990-2001. At constant prices of 1996, Mozambique’s annual GDP growth rate averaged 11.6 % from 1996 to 2002 (INE, 121 2004). However, inflation is an issue of concern, as the GDP implicit price deflator averaged 4.6 % in 1998, 10.6 in 2001 and 11.2 % in 2002. Furthermore, Mozambique faces a substantial trade deficit of goods and services, estimated at 17.4 % of GDP in 1998, 13.6% in 2001, and 14.7 % in 2002 (World Bank, 2004). Mozambique’s economy is dominated by three sectors -- Manufacturing and Mining Industry, Commerce and Repair Services, and Agriculture and Fisheries. In 2002, these three largest economic sectors contributed 22.3 %, 17.2 and 17.6 % respectively, to the Mozambican GDP (Fig. 1). In contrast, from 1996-2002, the fastest growing sectors (in constant prices of 1996) were Electricity and Water (49.2%), Construction (26.8%), Public Administration and Defense (23.8%). During the same period, growth in Manufacturing and Mining Industry, Commerce and Repair Services and Agriculture and Fisheries averaged only 15.4%, 7.3%, and 5.2 %, respectively (INE, 2004). Figure A: Major Economic Sectors and their Contribution to Mozambican GDP in 2002 .P-ubl1c. Other Serv1ces Agriculture & Admmlstratlon & 14% . . D f ‘1 /,. Flsherles e ense ‘ 18% 5% Transportation & / Communications 1 . Manufacturlng and 9V 0 i \W‘ Mining Industry Construtlon / Commerce & Repair 22% 15% Services 17% Source: INE, 2004 122 A.4 Agriculture Sector in Mozambique A.4.l Agricultural Policy & Strategies In 1995, the Government of Mozambique (GOM) developed a policy framework - - Agricultural Policy and Strategy for Implementation-- which identified the main agricultural development policy “the recovery of agricultural production in accord with self-sufficiency and food reserve, and the promotion of increases in the levels of commercialization of export products” (GOM, 1995). In the context of GOM agricultural policy, agricultural development is defined as the progressive transformation of subsistence agriculture into agriculture more integrated into the functions of production, distribution and processing towards provision of surplus to the market, food self- sufficiency and primary materials for national industry and its contribution to the balance of payments. Mozambique is still one of the poorest among the group of least developed countries - - characterized by a food deficit and a huge dependency on emergency food aid while local production satisfies only 80% of minimum daily calorie requirements (MAF, 1996). The predominance of subsistence agriculture -- characterized by traditional technology, frequent drought, diseases and pests, and the lack of inputs and improved technology-- have contributed substantially to low levels of production and productivity. However, improving the agricultural sector is vital to the country’s economic development and recovery, as it is mainstay of food security, economic growth, and employment. 123 Consequently, the GOM has launched initiatives to improve its agricultural policies and the institutional setting which are aimed at creating an enabling environment for agricultural growth, including (GOM, 1995): o Restructuring of commercial state farms through privatization and joint ventures; 0 Implementing a balanced phasing-out of food aid in order to promote and boost domestic production; 0 Promoting rural marketing through liberalization of domestic trade and improvement of access to credit and to agricultural inputs; 0 Developing adequate land tenure policies and systems aimed at protecting propriety rights and to provide incentives for national and foreign investment in commercial agricultural related activities; and 0 Providing timely and accurate information on input and commodity prices to support the decision-making process of producers. These agriculture policy reforms, implemented within the broader context of the Structural Adjustment Program (SAP), have been largely completed and maintained through a broad and more comprehensive National Agriculture Development Program (PROAGRI). Implemented since the beginning of 1999, PROAGRI is envisaged to strengthen capacity within MADER to provide efficiently and effectively core public services and to develop improved institutional arrangements for the financing and delivery of agricultural services for the family sector. Agricultural input and output markets have been liberalized and prices have been decontrolled for most crops. 124 Since the mid 19903, the GOM has introduced several incentives to agriculture development, including eliminating import taxes on agricultural inputs and the establishment of special fiscal and customs regions with extensive exemptions from import duties and consumption and circulation taxes on building materials, and equipment deemed necessary for implementing an approved investment project. In zones endowed with minerals and high agriculture potentials, the GOM has established specialized entities to coordinate the resource development-related activities in these regions. For instance, in order to boost the harmonious development of the Zambezi valley, the GOM established the Gabinete do Plano do Zambeze (GPZ). Investors are assured security and legal protection of property and rights in connection with the investments made, export of foreign investors‘ profits, repatriation of capital invested upon sale, as well as freedom to import equity capital or secure loans locally. A.4.2 Agricultural Research & Development Institutions Increases in agricultural production and land productivity are the key components for stimulating economic growth and improving the welfare of the present population and future generations in Mozambique. This will require increasing farm-level production and productivity through the development and transfer of improved, and profitable technologies. 125 A.4.2.1 Agricultural Research Under the auspicious of the Ministry of Agriculture and Rural Development, there are four research institutesl, namely: 0 National Institute for Agronomic Research (INIA) 0 National Institute for Veterinary Research (INIVE) 0 Institute for Animal Production (IPA) and, 0 Center for Forestry Experimentation (CEF) The overall goal of agricultural research is “to develop, test, and disseminate agricultural technology to producers that enhances national and farm level production, provides food security and self-sufficiency, maintains the natural resource base, provides a surplus for industry and export, and generates employment and income in an equitable fashion” (MAF, 1996). The agricultural technology improvement and socio-economic research are two of the six major categories given priority in the Agricultural Research Strategy for Mozambique. The later should investigate problems and constraints at the farm level, improving farm management, and identify ways to increase rates of technology adoption, as well as emergent sectoral opportunities and threats for producers. Although this agricultural research strategy was elaborated and approved in 1996, little socio-economic research has been carried out, due to lack of qualified personnel and funds. It is important to point out that GOM investments in agricultural research have been decreasing over time and accounting for less than 4% of its agricultural sector budget (MAF, 1996). This ' Recently the GOM Council of Ministers approved the creation of the Instituto de Investigacao Agraria de Mocambique (11AM), which amalgamates these four research institutes, Agricultural Training Center (CFA), and Agricultural Documentation Center (CDA) (GOM, 2004). 126 low level of investment in agricultural research—compounded by the frequent turnover of top-level scientists and research program managers, as well as year-to-year fluctuations in the budget allocated for research» has substantially hampered the research institutes in fulfilling their mandates (MAF, 1996). A.4.2.2 Extension Services Due to its importance and the contribution of smallholders’ agricultural production in the country’s economy, public sector extension targets smallholders. Developed under the auspicious of the National Agricultural Development Program (PROAGRI), the National Extension Master Plan (1999-2003) provided for the development of an Integrated National Extension System (SINSE). The National Directorate of Rural Extension (DNER) is expected to provide public services to the priority districts and to promote the active participation of other stakeholders potentially interested in providing extension services, such as private commercial farmers, NGOS, farmers’ organizations, and other private sector institutions. Due to limited availability of financial, human, and material resources to meet the extension demand throughout the country, the National Extension Master Plan accommodates multiple financial and delivery arrangements, including outsourcing and cost sharing with private extension entities. Through outsourcing, extension services are provided to some of the targeted population by private sector extension institutions, but these services are coordinated and regulated by the public sector. Thus, in addition to being one among several extension providers, the GOM acts as regulator, evaluator, and 127 facilitator of a more comprehensive and integrated extension service network (Gemo H. et al, 2001). A.4.2.3 Market Information Systems In recognition of the importance of timely market information organization to agricultural growth and development, the Ministry of Agriculture and Rural Development has developed the Agricultural Market Information System (SIMA), to collect, process, and disseminate weekly information on prices of basic commodities at the major markets to potential users including, producers, NGOs, traders, governmental officers, and policy makers. Since SIMA it has developed a price database and has published numerous bulletins and papers annually (Mabota A. et al, 2003). Presently, the market systems for export and industrial crops are relatively better developed than those for food crops. Thus, farmers have a strong incentive to devote their scarce resources in generating marketable surpluses of these crops. While it is imperative that farm gate prices are high enough to create incentive for farmers to increase production, there is also a need to guarantee that the urban population has access to an adequate and inexpensive food supplies. Thus, as markets are being liberalized, the GOM should address the institutional and marketing constraints in order to prevent an eventual disastrous erosion of urban purchasing power until increased supply from the rural areas contributes to price stabilization. 128 A.5 Trade Policy and Strategy Improving access to output markets (for the majority of rural people engaged in subsistence agriculture) is important for increasing agricultural production and rural incomes. Key trade policy interventions that are relevant for agricultural development are as follows: Rehabilitation and further expansion of the commercial network, including: (i) establishment of appropriate physical market facilities and provision of fiscal incentives for investments in market infrastructure, particularly in the remote rural areas; and (ii) institutional co-ordination for rehabilitation of the road network in most populated and major agricultural production areas. Creation of an enabling environment for the private sector to progressively increase its contribution in developing the agro-industry sector in order to create employment opportunities and stabilize the food supply. Improvement of agricultural marketing systems, including (i) promotion of farmers or groups association which are based on common and shared interests; (ii) gathering, processing, and dissemination of information on major agricultural commodities in domestic and external markets on a periodical basis; (iii) promoting investments in improved handling, storage, and road/rail transportation services, and (iv) stimulating export of agricultural commodities. These strategies are aimed at developing a market-friendly policy environment for agriculture and rural development, whilst recognizing and emphasizing the role of civil society, the private sector, and NGOs in meeting the challenging tasks of stimulating 129 more equitable and sustainable growth in the rural areas. In addition, agriculture research can be expected to contribute substantially to economic growth and thereby to long-term poverty reduction in countries with liberalized markets and highly developed rural infrastructure. Furthermore, farmers can benefit from greater opportunities derived from diversifying their agricultural production into higher-value products, if they are properly connected to larger and efficient domestic and international markets (Hazell P. and Haddad L., 2001). A.6 Land Use Mozambique has 36.1 million hectares of land suitable for agriculture, of which only 5 million are presently cultivated, and 46 million hectares of forest. While Mozambique’s resource-base for agriculture development includes 3.3 million hectares of irrigable land, which presently only 50,000 are exploited for irrigated agriculture (GOM, 1995). The smallholder sector is by far the largest, accounts for 97% of total cultivated area in 2000/01 (3.9 million of hectares), of which 83% were for basic food crops. The average farm size varies from one agro-ecological region to another, but 84% of all holdings have an area below two hectares (INE/MADER, 2002). Although the commercial agricultural sub-sector is expanding as a consequence of new government agricultural policies envisaged to promote private investments in agriculture sector, it is still small. The large public state farms, which produced all of the county’s cash crops (e.g. sugar cane, tea, sisal, copra and cotton) in the 19803, have been completely privatized under the IMF and World Bank- promoted Structural Adjustment Program. 130 According to Agriculture and Livestock Census 1999-2000, the average cultivated are per household is 1.12 ha (Table 3). Gaza province had the highest average cultivated area per household (2.0 ha) in 2000/01 cropping season, followed by Inhambane (1.6), and Manica province (1.5 ha). However, Nampula province had the highest share of total cultivated area (19.2%), followed by Zambezia (14.1%), and Gaza (12%). Table A: Households, Cultivated Area and Average Cultivated Area in 2000/01 Cr0pping Season. Households Cultivated % of Total Cultivated Area Province Area Area per Household (1000) (1000 ha) Cultivated (ha) Gaza 228.3 460 11.9 2.01 Inhambane 259.6 414 10-7 1.59 Manica 201.9 307 7-9 1.52 Tete 268.0 396 10-2 1.48 Niassa 189.9 234 6-1 1.23 Cabo Delgado 336.5 376 9.7 1.12 Sofala 275.8 278 7.2 1.01 Nampula 794.4 741 19-2 0.93 Zambezia 726.3 546 14.1 0.75 Maputo 174.8 115 3.0 0.66 TOTAL 3,455.5 3,867 100 1.12 Source: INE (2002) 131 APPENDIX B MICRONUTRIENT DEFICIENCY AND NUTRITION POLICY IN MOZAMBIQUE 132 B.l Micronutrient Deficiency Several studies conducted in Mozambique revealed that micronutrients deficiency is a public health concern, especially among young children and woman at reproductive age (MISAU, 1999; MISAU, 2003). The recent Demographic and Health Survey (1997) indicated that approximately 36 % of young children (less than three years of age) suffered from chronic micronutrient malnutrition. Furthermore, seven out of Mozambique’s 11 provinces exhibited levels of chronic malnutrition that were greater than the average national: Cabo Delgado (57%), Niassa (55%), Tete (46%), Manica (41%), Sofala (39), Nampula (38), and Zambezia (37%). In addition, data collected through the Questionnaire on Welfare Basic Indicators (QUIBB) showed that chronic micronutrient malnutrition among children increased to 44% in 2001, and that Zambezia province had the highest level of micronutrient deficiency (INE, 2002). Unfortunately, from the food security perspective, results of the QUIBB 2002 revealed that 38% of households felt that their economic status had deteriorated relative to previous year, 35.1% reported no changes at all, and 26% felt that had improved. Shrimpton R. (2002), identified three main causes of malnutrition in Mozambique as follows: 0 Household food insecurityl 0 Limited availability of health care and basic sewage and ' “Food insecurity exists when the availability of nutritionally adequate and safe foods, or the ability to acquire acceptable foods in socially acceptable ways, is limited or uncertain.”(United States of America General Accounting Office, 1999:1-2). “Food security means access by all people at all times to the food needed for a healthy life. Sustainable food security aims to achieve this goal without compromising the productive capacity of natural resources, the integrity of biological systems, or environmental quality.”(FAO and UNDP, 1994). 133 0 Limited availability and provision of health care to infants and pregnant and lactating women. Furthermore, a study of micronutrient deficiency carried out in 1998 indicated that there is a high probability of VAD in Maputo, Gaza, Manica, and Cabo Delgado provinces, due to a low level of consumption of both animal and vegetal enriched sources of Vitamin A (Fidalgo et al, 1999; MISAU, 1999). In early 2002, a nation-wide survey was carried out in 21 randomly selected districts to determine the serum retinol levels in children 6 to 59 months and their mothers. This survey revealed that 69% of children and 11% of their mothers suffered from VAD, and approximately 14 % of children and 1% of their mothers evidenced severe VAD. In addition, this study indicated a strong relationship between VAD and the risk of Plasmoa'iumfalciparum infection (Odds Ratio = 3.19; CI 95%; 2.2 —4.5) (Ismael et al, 2003). B.2 Nutrition Policy & Strategy Malnutrition is a major contributor to the alarmingly high infant and child mortality in developing countries. Governments, international agencies, and research institutions have increasingly recognized that malnutrition has multiple causes and complex interrelationships with health, economic, environmental and social conditions (Austin I. et al, 1981, Sommer A. et al, 1996). Thus, there is a need for greater and more concerted nutrition intervention that channels additional resources more quickly and effectively to nutritionally at-risk groups (Austin I. et al, 1981). 134 Designing and implementing a comprehensive national nutrition plan is a complex and organizationally difficult task, since many institutions and disciplines are involved. In some countries, there are strong nutrition planning units. However, it seems more feasible to have individual governmental institutions incorporating nutritional considerations into their activities rather than establishing a totally integrated national nutrition plan with power concentrated in a single and separate nutrition planning unit (Austin 1. et al, 1981). Seven types of nutrition programs are envisaged to mitigate malnutrition in developing countries, namely: 1) Supplementary feeding 2) Nutrition education 3) Fortification2 4) Formulated foods 5) Consumer food price subsidies 6) Agricultural production, Technical change and Nutritional goals 7) Integrated nutrition and Primary Health Care programs. These nutrition programs are viewed as component of a broader and more comprehensive effort, aimed at adjusting basic socioeconomic infrastructures to remove inequities and poverty. These interrelated types of nutrition programs are directed at addressing the consequences of different causal factors at different stages, as depicted in Figure 2. The interventions, which are indicated in dotted lines in Figure 2, should be implemented simultaneously, due to their complementarities. For instance, the 2 Fortification is defined as being “the process whereby nutrients are added to foods to maintain or improve the quality ofthe diet ofa group, a community or a population” (FAO/WHO, 1971). 135 introduction of formulated foods into the diet, requires an intervention to educate people about their importance and /or how to prepare them. By the same token, formulated foods could be used as commodities in supplementary feeding programs or they might be subsidized in order to increase their accessibility to the lower—income segments of the population (Austin I. et al, 1981). The National Policy for Micronutrient Supplementation is a crucial component of the more comprehensive National Strategy for Mitigation of Micronutrients Deficiencies, including: (1) the promotion of production and consumption of micronutrients enriched and fortified foods: (2) the promotion of appropriate child feeding practices (provision of complementary foods to young child and duration of breastfeeding during the first two years); and (3) the control of levels of infectious and parasitic worms diseases (MISAU, 2003; Martins, H., 2004). Based on the recommendation of the World Health Organization, International Vitamin A Consultative Group, and the United Nation Children’s Fund (1988), the Ministry of Health of Mozambique adopted a Vitamin A supplementation program envisaged to prevent and cure Vitamin A deficiencies in the short and medium run, especially among young children and women. 136 .52 Na 3 ._. eumz< ”8.50m cog—zoom :osfimcem 530m >595 3:530 meotoomfi wEmEPSm coon voom OHUMmHE t 2922828 Alll 20552.55 Al, oEmmmooE All zofiosooma mO33 see 22.. ea: 2 >320 :6 a; >33 as: 22.. 2:: as. e >33 no 33.332424: >mmn§9 :2: 0.8.: 083 32 mm >mmmo .«o 3:39.82. :95 >mmn§9 :2: b3:— oacn: 2:3 32 mm >mmmo mo 5% >mmm3 :2: .3893 2:3 E23» 9.2: 2 >mmm0 m0 323. .3 23h. >mmm>9 :2: .3qu 2:3 «093 39. mm ~3me mo 03m 33— :23 55 twee. 25.... 5:3... e >33 :6 3 Pawn? 55 .5393 2:3 .522? mm >mmmo mo SEE: 3.3—8% 25> >mmm3 :2: .5833 2:3 893 32 mm >mmmO mo :22: 25> «33¢. 32 28.. 69:2— ..e 22¢. >mmm>> :2: .5893 2:3 333 32 m: >mmm0 do any... .3 22;. >mmm>> :2: 3.83 2:3 .539: a >mmm0 mo 3 >mmn§> :2: Luuzfi 2:3 22.83 m_ >mmm0 .«o .5333. no.5 >33 55 =ng 25... are. 3 >333 “aisles Beacons? 3:32.832: as; 39.6 33.5 3832.5.» 5mm? 3 €22.83 3.2.2:: awn—O 22:56 :9» 3. 3:: «id 147 3625 3:5 148 >33» 55 22: «a: a >330 :0 g >mmn§> :2: 9:2: 2:3 3:— mm >mmmO :0 32339.28; >mmn§> :2: 2::— 023 30. mm >mmm0 mo 3:322-..— :95 >mmm>> :2: b3:— o..::_ «E3 32 mm ~3me mo 3% >mmn§> :2: :2023 983 E23» 9.2: 2 >mmmO :0 32.3. >mmn§> :2: .535 2:3 323 3:. mm >mmmO mo 02m «:3— >33 5.: .522 as: .233 : >38 :0 3 >mmn§> :2: :2093 :23 :2::3 mm >mmmo :0 52:3: 3.3.53 28> >mmm3 :2: :2333 2:3 893 32 fl >mmm0 a: 523:: 25> 89.3 32 2:9. 3:2. a: 22¢. >mmn§> :2: :2023 2:3 823 32 fl >mmm0 mo 22: :9: .2: 22? >mmhr$ :2: 3:95 2:3 :28: 2 >mmm0? :cznwnmch: ma >25; :2: 32:2 :83 :2::3 mm >mmmo mo a >3; 55 .233 2:: :32 : >35 :0 3 3309223 :oamouéwfizO 33,—. AQ—Ohmu OmNQT—v thmHOmhfl> mmha Ow fiuhfln—EOU £030MLG> gumbo Oua=_fl>0 Ba?» 63 Bay: "£N~.N Respondent Number 2.13 IF THE F ARMER GREW MORE THAN ONE OFSP variety: Ask which one was the best in terms of: Name of OFSPV First Second Higher total yield Shorter crop duration Preferred root size (Circle): small or (Circle): small or big roots? big roots? More root consistency IFS—— Better taste of fresh roots Better taste of boiled roots Shorter coming time Better taste of leaves Other (specify) 2.14 Who decides whether or not to grow a OFSP variety? (1 = male 2 = female 3 = decide together) 149 Respondent Number 2.15 How did you obtain your OFSP vines in each season that you planted OFSPs? Year Season Variety Name Source 2000/01 WS DS 2001/2002 WS DS 2002/03 WS DS 2003/04 WS ws= Wet Season DS= Dry Season Sources 1 = Received from Agriculture Office 2 = Received from INIA/SARRNET 3 = Purchased 4 = Received from NGOs 5 = Retained from own harvest 6 = Received from relatives 7 = Received from neighbors 8 = Village multiplication plot 2.16 IF THE FARMER RECEIVED VIN ES MORE THAN ONCE FROM A NGO: Why? Why didn’t he/she save OFSP planting material? 2.17 Did you sell any sweetpotato roots from your 2002/03 or your 2003/04 wet season crop? (O=No l = Yes) 150 Respondent Number IF YES:Ask Name of Variety Type Amount Sold OF W ( or F) Quantity Unit IF NO SALES: Why not? 2.18 If you wanted to sell sweetpotato roots, where/how would you sell them? 1 = Take to the District market and sell to consumers 2 = Take to District market and sell to market vendors 3 = Sell to traders who come to this village 4 = Other (specify) Selling Method: 2.19 Have you ever sold or given OF SP vines to anyone? (0 = No 1= Yes) IF YES: Go to the table below Year Season To whom Person’s village Quantity Given or Sold 2.20 Why did she/he/they want OF SP vines? 151 Respondent Number 111. Sweet Potato Consumption 3.1 How many months during the year does your family eat/consume sweetpotato roots? 3.2 When sweetpotato roots are available, how many times a week do you eat them? 3.3 How do you prepare/eat sweetpotato roots for adults? Most common methods: Other ways: 3.4 Have you heard of preparing food from sweetpotato, such as: Product Have you heard of it (No/Yes) Have you made it (N o/Y es) Juice Cake Flour 3.5 When sweetpotato roots are available, how many times a week do you feed them to your children? 152 Respondent Number 3.6 How do you prepare sweetpotato roots for young children to eat? Most common methods: Other ways: 3.7 What type of sweetpotato varieties do you feed your children? 1 (0=WF 1 = OF 2 = both) 3.8 Have you heard that OFSP varieties are nutritionally better for I women/children, than WFSP varieties? (O = N0 1 =Yes) IF YES: From whom did you hear this information? Why are they nutritionally better? 3.9 Do you eat the leaves of OFSP varieties (O = NO 1 =Yes) IF NO: Why not? IV. Institutional Factors 4.1 During the past m years, have you attended an agricultural field day or an on- farm demonstration (0 =No l =Yes) IF YES: Who sponsored the event What did you learn 153 Respondent Number 4.2 During the past _tw_o years, how many times has an extension technician assisted you? IF AT LEAST ONCEI Ask: Agency of the technician What type of assistance did he/she provide 4.3 During the past two years, have you participated in an agricultural training course? (0 =No 1 =Yes) IF YES: Who was the sponsor What did you learn 4.4 Are you or your spouse, a member of any association? (0: No 1=Yes) IF YES: Name of the Association How does the association benefit you or your spouse? 154 Respondent Number V. Farmer Characteristics 5.1 Respondent=s gender (0 = Male, 1= Female) 5.2 How old are you? 5.3 How many years of school have you completed? 5.4 How many years have lived in this village? 5.5 How many years have you grown sweetpotato? VI. Household Members 6.1 How many people live in your household at least 9 months of the year? 6.2 How many adults (18 or older) live in your household? 6.3 How many adult members of your family live away from home? 6.4 How many children do you have? 6.5 What are the ages of your children? Age Age Age Age Age Age 6.6 In 2003, did you work off farm? (1 =Yes O =No) 6.7 In 2003, did your souse work off farm? (1 =Yes 0 =No) 155 Respondent Number VII. Comments/Suggestions 7.1 Do you have any comments/suggestions about the OFSP varieties that you have grown? 7.2 What are the main problems that limit your potato production? 7.3 Do you have any suggestion about what needs to be done to help farmers increase their sweetpotato production? Thank you very much for your participation. 156 APPENDIX D ADOPTION (%) OF OFSVS, FREQUENCY OF VINES DISTRIBUTION AND AWARENESS OF PROCESSED OFSVS PRODUCTS BY VILLAGES IN CHOKWE AND XAI-XAI DISTRICTS. 157 Sea .825 HooSom 8:5 253 u >3 56:6 as 23 n 05 822% E3. 233 "ea 25.26 359x 8:5 u omo 8:808“ 233 £553 u “:5 :Ommom SW 98 OS 3 3 3:. 3:. 3m 98 a? 2: a; 588 COmflOm 3m 35 98 S 3 3m 3:. o 3.... 2m Ex 5 $88 COWMOm 2: Se 3” on 2:. S» S” 2... Se 2: 2: as 388 2:3 0:50; 9580 on vm mu ~o> 22m 36E 2.3252 ococsom—z omen—com £35322 2.59:5 3:50 >mmm0 cease/x an>E=U 58. Ohm >3 mm? 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OMO ".34 .00..< :0:0>oO 002 01.5533). £00.30:— .aX-.aX 6:: 0.5.0.5 .::0a0m 00>? vofioon a. 002 .3 @2025 0::N seam 5 00.00.05» .520 a: mosamuagh w:.00009.m a: 00.002.— 15 000:0..ak< a: «.054 "MA— 030,—. 160 APPENDIX E CORRELATION MATRIX OF VARIABLES IN THE PROBIT MODEL 161 mde dived- mom—d- wmmmd mvvmd mi ~d Sm _ d- vwm d d 2.x d d- meg d anNd and: 23d 3m _d mumdd 33d wde wddmd mmodd omddd nmmdd Emdd- 32d 989a wvmvd- dedd- 33d mowed- 38d- Snood- Swmd :hdd- 38d domed 33d- EOE 3 8d- mandd- Nde mmcdd 53d- 83d Rodd fifld wvwdd duodd- dhddd- 25808 ddmmd- 3m _d nvwmd mmdmd- 33d- mmmdd thmd mnmdd- gdmd m _ 8d- Edmd- 029me moddd SS d- vmmmd omwmd dandd mm _ Nd mvw _ d- E. d dd- 3 _ Nd- 33 d Knmd 0838a mdomd- wmomd owodd- 32d Smfio omddd dowdd vwmdd- a? _d good 32d 83% thdd odmdd 33d vo_~d «vomd d2 dd 38.0 mwdmd ddddd dedd- dommd 368$ 82: o d m _ d- caved dam _ d thdd vmwod mamvd- Non ~ d 0mm _ d- mm Rd- wdhdd £95m ddddd cdmdd- Smdd ommdd- Smdd mmmmd dmwdd omfid nmwdd- Smdd 83cc ddddd adw _ d m d mod- 5mm d d d? _ d Rudd 35d mmmdd mow _ d 985» dddd._ Rmmd owned nod _ d- m _ mod ”3 _d wooed- 30m d 88$ 82: moved doc _ d- 3d _ d m Sod- mmmdd- m Edd >9: dddd._ vm 8d mmmod Seed 35d 3mmd 0808 dddd._ SE d- a _ dmd add d d Ndvdd- £33 88._ 38¢ ammo- 223 3.5% code; w mm m d- dded. .60 88; $8.? own ddddd > 0225 Santa 985$ 02:3 >08 0803 33x0 395% :3 am“ > .352 .595 2: fi 833...; .3 5.5:: 5:29.39 "H 033—. 162 884 385 3:3 $85 ~83- Rad 88.0 983 as: 884 M230- M: :3 ”Rod- #85 8mg so; 325 88; $55 325 MES- 88d- $8.? 20a 88; ES $8.? 285 £86 £888 88; Emma- 38.? ~23- 029% 88; $85 523 Egg 884 S85 83% 88; 8E3 was: 988m 202 30308 02966 oSBEQ 33% 368$ .8288 a 2...; 163 REFERENCES Adesina A.A., and Sanders J.H., 1991. 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