p- 0“ ‘-.'.« é. . ft? } E39? _. «:3: 7‘ . . .11! Juan-“v § ,1 .04 . f‘ .3 ‘ V. bah" ‘um "'33. W33... 1'2"" I .2 's‘ ’i?‘ z '3“ '57:; »; {:3 fl . $51; " iii ...‘- LIBRARIEiIIVERSITY MICHIGAN STATE EAST LANSING, MICH 48824-1048 This is to certify that the dissertation entitled OSMIUM TETROXIDE AND OXONE: DEVELOPMENT OF AN ORGANOMETALLIC OZONOLYSIS REACTION, NOVEL OXIDATIVE METHODS AND PROGRESS TOWARDS AMPHIDINOLIDE T1. presented by Benjamin Ross Travis has been accepted towards fulfillment of the requirements for the Ph.D. degree in Organic Chemistry T W "‘“fi‘v —-. ””5“” ,_ . Z 1' ’ 4’ M. ~ 1‘; V7 " L" _ _.....--c- a 3" /' Major Professor's Signature Wis/Mi Date A...“*-.~_ MSU is an Affirmative Action/Equal Opportunity Institution PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE 6/01 cJClRC/DateDue.p65-p.15 OSMIUM TETROXIDE AND OXONE: DEVELOPMENT OF AN ORGAN OMETALLIC OZONOLYSIS REACTION, NOVEL OXIDATIVE METHODS AND PROGRESS TOWARDS AMPHIDINOLIDE T1. By Benjamin Ross Travis A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Chemistry 2004 ABSTRACT OSMIUM TETROXIDE AND OXONE: DEVELOPMENT OF AN ORGAN OMETALLIC OZONOLYSIS REACTION, NOVEL OXIDATIVE METHODS AND PROGRESS TOWARDS AMPHIDINOLIDE T1. By Benjamin Ross Travis Numerous oxidative and reductive processes are reported in literature. However, when it comes to oxidatively cleaving olefins to form aldehydes, ketones, carboxylic acids or esters, there are two primary methodologies, i) Transform the olefin into a 1,2 diol followed by cleavage with NaIO4 (or other oxidants),l’2 or ii) Ozonolysis, in which the olefin is directly transformed into a variety of functionalized products depending on the workup conditions.3’4 We have now developed a methodology that mimics ozonolysis; i.e., directly oxidize and cleave an olefinic bond to yield carbonyl compounds. We have pursued this goal using metal catalysts capable of activating the C-C scission under very mild conditions. Our results to date have been promising in terms of achieving the set goals. Osmium tetroxide mediated oxidative cleavage of olefins with Oxone (2KHSOs-KHSO4-KZSO4) as the preferred co-oxidant has led to oxidative cleavage of vinyl groups to yield aldehydes, carboxylic acids, methyl esters and lactones.5'6 Additionally, we have investigated the purification of the Oxone triple salt to KHSOS,7 which has been invaluable for our kinetic studies of the aldehyde oxidation to prepare carboxylic acids and esters.8 The oxidative cleavage methodology has now been applied to the total synthesis of tanikolde9 and erythromycin B10 and is currently a key step in our approach to amphidinolide T1. 10. References Kolb, H. C.; Vannieuwenhze, M. S.; Sharpless, K. B. Chem. Rev. 1994, 94, 2483. Schroder, M. Chem. Rev. 1980, 80, 187. Criegee, R. Angew. Chem. Int. Ed. 1975, I4, 745. Bailey, P. S. Chem. Rev. 1958, 58, 925. Schomaker, J. M.; Travis, B. R.; Borhan, B. Org. Lett. 2003, 5, 3089. Travis, B. R.; Narayan, R. 8.; Borhan, B. J. Am. Chem. Soc. 2002, 124, 3824. Travis, B. R.; Ciaramitaro, B. P.; Borhan, B. Eur. J. Org. Chem. 2002, 2002, 3429. Travis, B. R.; Sivakumar, M.; Hollist, G. 0.; Borhan, B. Org. Lett. 2003, 5, 1031. Schomaker, J. M.; Borhan, B. Org. Biomol. Chem. 2004, 2, 621. Hergenrother, P. J .; Hodgson, A.; Judd, A. S.; Lee, W.-C.; Martin, S. F. Angew. Chem. Int. Ed. 2003, 42, 3278. For Heather, Matthew, and Lucy iv ACKNOWLEDGEMENTS This dissertation would be incomplete without the mention of all those who contributed to my successful graduate career. Babak Borhan has been an enthusiastic advisor who continues to challenge each student to the limits of their ability. Over the past five years, I have seen Babak grow, change, learn, teach, and get tenure and I know that I too have done many of the same. He continues to be supportive of my decisions and has always let me be independent and explore my own ideas. I would also like to thank Profs. Maleczka, Baker, Smith and Weliky for serving on my committee at various times along with the advice they have provided over the years. The friends I have in the group and in the department have been a great source of support. I would especially like to thank Jim Salvador who carpooled or biked in with me; Jun Yan who helped me finish a couple projects along with several hours of typing as it got close to crunch time; and Meena who was an intellectual inspiration. I have greatly enjoyed the time I spent with Tao, Chryssoula, Courtney, Montse, and Marina who all worked in close, and I mean close proximity to me for several years. Also the past and new graduate students, Rhada, Qifei, Rachel, Stuart, Dan, Somnath and Shang were great colleagues. I am grateful for the support of my parents and the rest of the family, especially my loving wife, whom have been crucial to my success. Heather has endured long hours, grumpy moods, too much fast food, and basically just not seeing me without too much discontent. She was a constant encouragement every step of the way. Over the past year she has carried our baby who arrived August 16, 2004 at 5:31 am, just one week afier my defense. His name is Matthew Ross Travis and is the most precious thing in the world. My family (Heather, Matthew, and Lucy (the St. Bernard)) is what brings joy into my life and is the reason I could finish this thesis with my sanity intact. vi TABLE OF CONTENTS LIST OF TABLES ................................................................................... xi LIST OF FIGURES ................................................................................ xiii LIST OF SCHEMES ................................................................................ xiv LIST OF ABBREVIATIONS .................................................................... xvii Chapter 1. Osmium Tetroxide and Oxone: A Brief Review ..................................... 1 1.1. Introduction .................................................................................. l 1.2. Osmium Tetroxide .......................................................................... 2 1.3. Oxone ......................................................................................... 8 1.3.1. History ................................................................................. 8 1.3.2. Organic Transformations ........................................................... 10 1.3.2.1. Epoxidation of Olefins ...................................................... 11 1.3.2.2. Heteroatom Oxidations ...................................................... 13 Chapter 2. 2,3,5-Trisubstituted Tetrahydrofurans ............................................... 16 2.1. Introduction ................................................................................. 16 2.1.1. Annonaceous Acetogenins ......................................................... 17 2.1.2. Arachidonic Acid Metabolism .................................................... 18 2.1.3. Approaches to 2,3,5-Trisubstituted THF Diols ................................. 22 2.2. Oxidative Cyclization Approach to Trisubstituted THF Core ...................... 26 2.2.1. Initial Results ......................................................................... 29 2.2.2. Improvement Strategies ............................................................. 32 2.2.3. Optimized Reaction Conditions .................................................... 35 vii 2.2.4. Mechanistic Proposal ............................................................... 36 2.2.5. Other Substrates ...................................................................... 41 2.2.6. Final Improvements ................................................................. 42 2.2.7. Conclusions .......................................................................... 42 Chapter 3. Preparation of Purified Oxone and its Soluble Form by Simple and Efficient Methods ................................................................................................. 44 3.1. Introduction ................................................................................. 44 3.2. Initial Purification Methods ............................................................... 46 3.3. Purification Method Development ....................................................... 47 3.3.1. Preparation of Purified Oxone ..................................................... 47 3.3.2. Preparation of Soluble Oxone (TBA-OX). ...................................... 49 3.3.2.1. Background .................................................................... 49 3.3.2.2. TBA-OX Method Development: Preparation from Oxone ............ 50 3.3.2.3. TBA-OX Method Developnment: Preparation from KHSOs°HzO...51 3.4. Solubility ..................................................................................... 52 3.5. Peroxysulfate Salts as Oxidizing Reagents ............................................. 54 3.6. Work-up Protocols ......................................................................... 55 3.7. Conclusions ................................................................................... 56 Chapter 4. Osmium Tetroxide Promoted Catalytic Oxidative Cleavage of Olefins. An Organometallic Ozonolysis ......................................................................... 58 4.1. Introduction ................................................................................. 58 4.2. Initial Observations ......................................................................... 62 4.3. Results ....................................................................................... 63 4.4. Mechanistic Proposal ...................................................................... 67 viii 4.5. Other Examples ............................................................................. 69 4.6. Conclusions ................................................................................. 72 Chapter 5. Oxidative Cleavage Extensions ...................................................... 73 5.1. Introduction ................................................................................. 73 5.2. New Oxidative Cleavage Methods ..................................................... 73 5.2.1. Preparation of Aldehydes with KHC03 .......................................... 73 5.2.2. Finding a New Oxidant via OsO4 Complexes ................................... 78 5.2.3. Preparation of Aldehydes with H202 ............................................. 80 5.2.4. Preparation of Esters with KH805 ................................................ 91 5.2.5. Preparation of Lactones with Oxone .............................................. 95 5.3. Conclusions ............................................................................... 102 Chapter 6. Oxidation of aldehydes and a- and B-diones or a-ketoalcohols to provide carboxylic acids and esters ........................................................................ 103 6.1. Introduction ............................................................................... 103 6.2. Oxidations of Aldehydes ................................................................ 103 6.2.1. Preparation of Carboxylic Acids ................................................ 103 6.2.2. Preparation of Esters .............................................................. 108 6.3. Oxidations of a-diones, B-diones and a-ketols ...................................... 110 6.3.1. Preparation of Esters .............................................................. 111 6.4. Mechanistic Interpretation ............................................................. 116 6.4.1. Aldeyhde Oxidations ............................................................. 116 6.4.1.1. Initial Observations ......................................................... 117 6.4.1.2. Results ........................................................................ 120 6.4.1.2.]. NMR and GC Experiments .......................................... 120 ix 6.4.1.2.1. Kinetics ................................................................ 124 6.4.2. a-Diones, B—Diones and a-Ketols ................................................ 129 6.5. Conclusions ................................................................................ 133 Chapter 7. Experimental Details ................................................................. 135 7.1. General Information ..................................................................... 135 7.1.1. Orgins of Starting Materials ..................................................... 136 7.1.2. List of Compounds that were Compared with the Aldrich Database. 138 7.1.3. List of Compounds that were Compared to Literature Reports ............. 139 7.2. Data for Chapter 2 ....................... . ................................................. 140 7.3. Data for Chapter 3 ........................................................................ 148 7.4. Data for Chapter 4 ........................................................................ 153 7.4.]. Additional Data Related to Chapter 4 ........................................... 160 7.5. Data for Chapter 5 ........................................................................ 161 7.6. Data for Chapter 6 ........................................................................ 166 REFERENCES ...................................................................................... 174 LIST OF TABLES Table 11-1. Initial attempts to prepare 2,3,5-THF-diol 11-18 .................................. 31 Table 11-2. Solvent effects on the cyclization of ML .......................................... 33 Table 11-3. Co-oxidant effects on the cyclization of ML ...................................... 34 Table 11-4. Temperature and Oxidant Effects of ML Cyclization in DMF ................. 35 Table III-1. Solubility profiles of various XHS05 Salts ....................................... 53 Table 111-2. Oxidation of various functionalities with Oxone and soluble Oxone. . . . . ....55 Table IV-l. Oxidative cleavage of simple olefins ............................................. 64 Table IV-2. Oxidative cleavage of assorted olefins ........................................... 66 Table IV-3. Additional oxidative cleavage examples .......................................... 71 Table V-l. Oxidations of benzaldehyde in the presence of base ............................. 74 Table V-2. Oxidative cleavage of V-l with base ............................................... 75 Table V-3. Oxidative cleavage of aryl olefins to aldehydes .................................. 76 Table V-4. Osmate esters of V-l and V-4 ...................................................... 78 Table V-5. Varying amounts of additive in various solvents ................................. 81 Table V-6. Various oxidants and substrates .................................................... 83 Table V—7. Various osmium tetroxide sources ................................................. 85 Table V-8. Oxidative cleavage with various additives ......................................... 86 Table V-9. Oxidative cleavage of various olefinic substrates with H202 ................... 88 Table V-lO. Oxidations of Alkyl olefins with H202 ........................................... 90 Table V-11. Oxidations of alkyl olefins in the presence of Si02 ............................ 91 Table V-12. Oxidative cleavage of olefins to esters ........................................... 93 xi Table V-13. Oxidative lactonization of alkenols ............................................... 99 Table VI-l. Oxone oxidations of aromatic aldehydes ....................................... 104 Table VI-2. Oxidation of assorted aldehydes ................................................. 106 Table VI-3. Oxidation of VI-7 to VI-7a in various solvents ................................ 107 Table VI-4. Oxidation of aldehydes to esters ................................................. 109 Table VI-5. Oxidation of a-diones, B-diones and a-ketols in MeOH ..................... 113 Table VI-6. Oxidation of a-diones, B-diones and a-ketols in EtOH and iPrOH.......115 Table VI-7. Rate constants of the oxidation of benzaldehyde by KH805 at 298 K ...... 125 Table VI-8. Temperature effects on rate ....................................................... 126 Table VI-9. Substitutent effect at 298 K ........................................................ 128 Table VI-lO. Equivalents of Oxidant Necessary for Complete Conversion ............... 133 xii LIST OF FIGURES Figure [-1. Typical osmate ester structures and typical IR stretching bands ................. 3 Figure 1-2. Ligands for asymmetric dihydroxylation ............................................ 6 Figure I-3. Chiral ketone precursors for dioxirane epoxidations ............................. 13 Figure II-l. Representative examples of Annonaceous acetogenins ......................... 16 Figure II-2. Representative examples of implicated 2,3,5-AA-THF diols .................. 17 Figure II-3. Structure of adriamycin .............................................................. 18 Figure II-4. Bis-metaloxetane intermediate and resultant THF-diol ......................... 37 Figure II-5. Standard and 3-D projections of reactive intermediates II-43 and II-44. ....41 Figure III-1. Extraction of TBA-OX from Oxone into CH2Cl2 with various equiv. of nBu4NHSO4 .......................................................................................... 51 Figure IV-l. Structure of IV-21b ................................................................ 67 Figure IV-2. Side products from Table IV-3 entry 7 .......................................... 72 Figure IV-3. Desired products from Table IV-3 entries 11, 12 and 13 ..................... 72 Figure V-l. Products from the oxidative cleavage of methylcyclohexene .................. 74 Figure V-2. Proposed structure of one of eight cis complexes ............................... 79 Figure V-3. Structures of isolated products from Table V-lO ................................ 90 Figure VI-l. NMR study of hexanal oxidation ................................................ 123 xiii LIST OF SCHEMES Scheme 1-1. Dihydroxylation of olefms with osmium tetroxide ............................... 2 Scheme I-2. Initial cycloaddition—[2+2] versus [3+2] ....................................... 4 Scheme 1-3. Lemieux-Johnson oxidative cleavage of olefins ................................. 5 Scheme I-4. The second catalytic cycle ........................................................... 7 Scheme 1-5. Optimized AD conditions with cinchona alkaloid ligands ...................... 7 Scheme I-6. Known oxidative pathways for Oxone ............................................ 10 Scheme 1-7. Epoxidations with metalloporphyrins and Cqu ................................ 11 Scheme I-8. Iminium salts as epoxidation catalysts ............................................ 12 Scheme 1-9. General catalytic epoxidation with dioxiranes .................................. 13 Scheme I-lO. Generalized Baeyer-Villiger reaction with KHS05 ........................... 14 Scheme I-11. Baeyer-Villiger oxidation of aldehydes ......................................... 14 Scheme I-12. Oxidation of a- and B-diones or a-ketols ....................................... 15 Scheme I-13. Oxidation of a-nitro ketones via the Nef reaction ............................ 15 Scheme II-l. AA metabolites via three different enzymatic pathways ...................... 20 Scheme II-2. Proposed biosynthesis of AA-THF-diols ....................................... 21 Scheme II-3. Regiochemically controlled epoxide openings ................................. 23 Scheme II-4. Regiochemically controlled epoxide openings—competing nucleophiles.24 Scheme II-5. Trimethylsulfoxonium iodide epoxide opening to form oxetanes ........... 24 Scheme II-6. Trimethylsulfoxonium iodide epoxide opening to form THFs ............... 24 Scheme II-7. Conversion of syn diols to epoxides via an orthoester ........................ 25 Scheme II-8. Intramolecular trapping of an orthoester to prepare THFs .................... 25 xiv Scheme II-9. Oxidative cyclization of 1,5 and 1,6-dienes .................................... 27 Scheme II-lO. Scheme II-l 1. Scheme II-12. Scheme II-13. Scheme II-14. Scheme II-15. Scheme II-16. Examples of enantioenriched oxidative cyclizations ........................ 27 Preparation of C-21 to C-3O of salinomycin .................................. 28 Synthesis of (+)-anhydro-D-glucitol and D-chitaric Acid .................. 29 Putative oxidative cyclization pathway ........................................ 29 2,3,5-THF diols from bis-epoxides ............................................. 3O Diols do not oxidatively cyclize ................................................ 36 Proposed KMnO4 oxidative cyclization via an initial [3+2] cycloaddition ......................................................................................... 38 Scheme II-17. Scheme II-18. Scheme II-19. Scheme II-20. Scheme II-21. Scheme III-1. Scheme III-2. Scheme III-3. Scheme IV-l. Scheme IV-2. Scheme IV-3. Scheme IV-4. Scheme IV-5. Scheme IV-6. Scheme IV-7. Proposed 0504 oxidative cyclization via an initial [3+2] cycloaddition..38 Oxidative cyclization with stoichiometric 0504 and TMEDA ............ 39 Proposed mechanistic pathways for the 1,4 diene oxidative cyclization..40 Oxidative cyclization of 9,12-trans-methyl lineolate ........................ 42 Final improvements of the oxidative cyclization of ML .................... 42 Known oxidative pathways for Oxone ......................................... 44 Anhydrous oxidation of sulfides to sulfones with TBA-0X ............... 45 Selective oxidative deprotections with TPPB-OX ........................... 46 Various pathways of ozonolitic workup ....................................... 59 Reactions with Os, Mn, and Ru oxides ........................................ 60 General periodate oxidations ................................................... 61 Green oxidative cleavage of cyclohexene with Na2W04 .................... 61 Initial 0504—Oxone results ..................................................... 62 Requirement of 0304 for oxidative cleavage of olefms ..................... 62 Selective oxidative cleavage with 0304—Oxone—DMF ................... 63 XV Scheme IV-8. Diols are not intermediates ...................................................... 68 Scheme IV-9. Proposed catalytic cycle ......................................................... 69 Scheme V-l. Envisioned oxidative cleavage / kinetic resolution ............................ 87 Scheme V-2. One pot oxidative cleavage with two different oxidants ...................... 95 Scheme V-3, Intramolecular trapping of an aldehyde with an alcohol ...................... 95 Scheme V-4. Envisioned one pot oxidative lactonization .................................... 96 Scheme V-5. Oxidative lactonization: proof of concept ....................................... 97 Scheme V-6. Oxidative lactonization with TBA-0X ........................................ 101 Scheme V-7. Total synthesis of (+)-Tanikolide via an intramolecular oxidative lactonization ........................................................................................ 101 Scheme VI-l. Dakin products from electron rich aromatic aldehydes ..................... 105 Scheme VI-2. Prior studies with Oxone cleavages ........................................... 111 Scheme VI-3. Proposed mechanism of Oxone promoted oxidations ...................... 116 Scheme VI-4. Presumed structures, VI-52, of isolated acetal intermediates .............. 118 Scheme VI-5. Intramolecular epoxidation provides y-lactone .............................. 1 19 Scheme VI-6. Oxone does not epoxidize under identical conditions ...................... 119 Scheme VI-7. 180 Labeled oxidations of benzaldehyde ..................................... 121 Scheme VI-8. Not just a Fischer esterification ................................................ 130 Scheme VI-9. Probable mechanistic routes for the oxidative cleavage of a-diones. . . ..131 Scheme VI-lO. Probable mechanistic routes for the oxidative cleavage of B—diones. . . 131 Scheme VI-l 1. Probable mechanistic routes for the oxidative cleavage of a- hydroxyketones .................................................................................... 1 32 xvi 3» aq CH2C12 CI CSA DBU DCC DCM de DI DIAD DIBAL DIPEA DMAP DMDO LIST OF ABBREVIATIONS angstrom arachidonic acid acetyl acetonitrile asymmetric dihydroxylation Aryl aqueous dihydrobispyrazolylborate dichloromethane chemical ionization camphorsulfonic acid cyclohexyl 1 ,8-diazabicyclo[5,4,0]undec-7-ene dicyclohexylcarbodiimide dichloromethane diasteromeric excess deionized diisopropyl azodicarboxylate diisobutylalurninurn hydride diisopropylethyl amine 4-(dimethylamino)pyridine dimethyl dioxirane xvii DME DMF DMP DMSO 131350 ee EI eq equiv FAB GC HMPA HRMS HWE IBX KHMDS LiHMDS mCPBA Mes mL ML mmol dimethoxyethane N,N-dimethylformamide dess-martin periodinane dimethyl sulfoxide Effective Dose to 50 percent enantiomeric excess electric ionization equation equivalent fast atom bombardment gas chromatography hour hexamethyl phosphoramide high resolution mass spectrometry Homers-Wadsworth-Emmons reaction 2-iodoxybenzoic acid potassium bis(trimethylsilyl)amide lithium bis(trimethylsilyl)amide m-chloroperbenzoic acid mesityl milliliter methyl lineolate millimole xviii MS NaHMDS NBS NMM NMO NMR NMP NOE 0304 Ph PMB PPTS PTSA RT TBAF TBA-OX TBS THF THP TMEDA TMS mass spectrometry sodium bis(trimethylsilyl)amide N-bromosuccinimide n-methylmorpholine n-methylmorpholine-n-oxide nuclear magnetic resonance N-methyl-Z-pyrrolidinone nuclear Overhauser effect osmium tetroxide phenyl p-methoxybenzyl pyridinium para-toluenesulfonate p-toluenesulfonic acid room temperature tetrabutylammonium fluoride tetra-n-butylammonium peroxymonosulfate t-butyldimethylsilyl tetrahydrofuran tetrahydropyran tetramethylethylenediamine trimethylsilyl xix Chapter 1. Osmium Tetroxide and Oxone: A Brief Review 1.1. Introduction Over the past twenty-five years in organic chemistry an enormous amount of progress has been achieved. This includes numerous modifications for existing processes to make them milder, higher yielding, and cheaper not to mention catalytic and/or asymmetric. At the outset of the Ph.D. research that will be discussed herein we realized the obvious, oxidations and reductions are key reactions for organic chemists. In particular, our laboratory had an interest in oxidative chemistries to prepare 2,3,5- trisubstituted tetrahydrofuran (2,3,5-THF) diols, which are known metabolites of arachidonic acid (AA) metabolism. Additionally, an example of a natural product that contains such a substitution pattern exists in a class of compounds known as the Anneaceous acetogenins, specifically mucoxin (See Chapter 2). We were interested in examining various oxidative processes including chromium oxidations of alcohols and aldehydes (Jones, PCC, PDC, etc), hydroxylations, dihydroxylations, aminohydroxylations, epoxidations, aziridinations, metal assisted oxidative cleavage of alkenes and alkynes, the oxidative cleavage of diols, and ozonolysis.l 1'20 We believed that the importance of these reactions cannot be overstated, and that the need for new, more efficient, and milder reactions with unique properties would only increase the repertoire of tools organic chemists could use to tackle the syntheses of complex molecules on both laboratory and industrial scales or for high valued commodities and pharmaceuticals. It is with these ambitious aims that we approach organic synthesis methodology. The question, however, was with what approach we should tackle our specific problem: An efficient way to prepare 2,3,5-trisubstitutedtetrahydrofuran diols. Our answer to this question has led us down a wandering path that has allowed for the development of methodologies in several areas and focuses on two reagents, osmium tetroxide (0504) and Oxone® (2KHS05-KHSO4-K2SO4). These reagents, when used in conjunction, allow unique reactions to proceed with unexpected ease. It is interesting to note that individually, both 0504 and KH805 (the active peroxysulfate portion of Oxone) have had an interesting history of discovery and implementation and as such will be reviewed briefly throughout the remainder of this chapter. 1.2. Osmium Tetroxide Osmium tetroxide has long been known for its reactivity towards unsaturated species to provide cis-diols."2 Hofmann first demonstrated this using catalytic 0304 with sodium or potassium chlorate to dihydroxylate alkenes, and Milas later extended this work by demonstrating that hydrogen peroxide is also an effective oxidant for this process (Scheme 1- 1 ).21’23 Scheme l-1. Dihydroxylation of olefins with osmium tetroxide 0804 /=\ HO OH R1 oo-oxidant R R1 F1 and R‘ = numerous possibilities Co-oxidant = KCIOa, H202, tBuOOH, NMO, NaCIO,, oxygen, NalO,_ K3Fe(CN)6 Criegee was the first to demonstrate that the dihydroxylation pathway was directly linked to 0504 by performing stoichiometric reactions to generate diols.2425 He suggested that osmium(VI) ester complex was an intermediate, which could either be hydrolyzed directly to yield 0503 or reoxidized to the osmium(VIII) ester. The osmium(VI) ester complex is generally green and has infrared bands near 980 cm'1 (Os=0 stretching), 580 cm], and 630 cm'l (Os—O stretching) (Figure I-l). Crystal structures have revealed three predominate forms of osmate esters, two are dimeric monoesters and the other is a diester. All of these osmate ester forms predominate in a square pyramidal geometry. The addition of tertiary amines has been shown to increase the rate of osmate ester formation, and the resultant crystals are typically brown, octahedral complexes. Here the O=Os=0 asymmetric stretching frequency is typically near 840 cm’I (Figure I-l). Many related osmium crystal structures, along with numerous examples of normal dihydroxylation, have now been reviewed in the literature.”27 Figure I-1. Typical osmate ester structures and typical IR stretching bands 980 cm-1 o. ..... ......o H ...o__ _o. ...... .......... Os‘” 0: :O/: \ 0/ \ O_, _/° ‘°’O\ 630cm-1 840cm1 o of o :0. ................... .. _ r—o, ...... jg, ...... . . o/O L\:/|O|\O_ . '—O/H\L L=teniaryamine While the interrnediacy of an osmate ester has not been the subject of debate in dihydroxylation chemistry, the route by which the osmate is formed has been. The two schools of thought have been either a direct [3+2] cycloaddition 28 29 or a [2+2] cycloaddition followed by ring expansion. Sharpless et al in 1977 initially favored the [2+2] cycloaddition pathway based upon the observation that nucleophilic attack upon carbonyls occurs on carbon, not oxygen. Thus, by analogy, the more electropositive osmium center should favor attack (Scheme I-2).3O’3 ‘ Additionally, metallocyclobutanes are well known in olefin metathesis chemistry?”34 The differences in the two pathways potentially explain the differences in rate of dihydroxylation in the presence or absence of a tertiary amine whereby the ligand could potentially promote the osmium-carbon bond cleavage and the subsequent ring expansion. Twenty years later, Houk, Singleton, Sharpless et al essentially recounted the [2+2] cycloaddition pathway after comparing high-precision experimental kinetic isotope effects with high-level transition structure calculations in which their experimental results match quite favorably with their calculations with a [3+2] mechanism and not the [2+2] osmaoxetane or the ring 35 expansion. Scheme l-2. Initial cycloaddition—[2+2] versus [3+2] A ——O Zl- 0\ 4’0 [2+2] coco / \\ = s O o \..||\\o U . o / I-s I \\O +L L \ F6 0 ||/\°>//° ...... _ +_o., ,,,,, it ..... AOOSQO +7“- ' LO/||\L 0 1-7 a) Possible route of interconversion from osmaoxetane (I-5) to osmate ester (W) In addition to hydrogen peroxide and potassium chlorate, various other oxidants are effective co-oxidants including tBuOOH, NMO, NaClO4, oxygen, NaIO4 and K3Fe(CN)(, (Scheme I-l).21’22’3M3 Selectivity and over oxidation are known problems of the cis-dihydroxylation process but can generally be avoided by the appropriate choice of oxidant, solvent, and reaction temperature. In the case of NaIO4, this over oxidation is 4 most prominent and is referred to as the Lemieux-Johnson reaction (Scheme I-3).44’45 Here, in one pot, the normal resultant diol can independently be oxidatively cleaved into two respective aldehydes. Unfortunately, the NaIO4 reaction is not selective for just the newly formed diol but for any diol present in the molecule, making prior protection of vicinal diols a necessity. In addition, further over oxidation (to carboxylic acids) makes this reaction less desirable. Scheme l-3. Lemieux-Johnson oxidative cleavage of olefins '00 030 cat. NalO H04” OH O O Rm— ..1 “ ’“0 °” ‘ o/l'to JL + .JL Naio4 R R‘ >_/’< R H R H Ft R1 It has been noted that over the last two decades asymmetric reactions have become an invaluable asset to organic chemists. This has definitely been true for dihydroxylation chemistry such that numerous ligands have now been developed for asymmetric dihydroxylation.l Several general features and classes of ligands emerge as good asymmetric inductors (Figure I-2). The most prominent feature of such ligands is a tertiary amine. This element is crucial to enhance the rate of the dihydroxylation overall and was first noted by Criegee utilizing pyridine and stoichiometric amounts of 0304.24’25 Sharpless and Hentges began their asymmetric efforts based on the pyridine observation using chiral pyridine derivatives.46 However, these attempts failed due to low 0504 affinity, and changing to the chichona alkaloids proved to be essential for their research.46 1,4-Diazabicyclo[2.2.2]octane derivatives failed to give useful enantiomeric excess (<41% ee). More recently, chiral diamines have provided good to excellent enantiomeric excesses, but their bidentate nature provides stable chelates which are resistant to hydrolysis. Therefore stoichiometric oxidative conditions are required.4749 Figure l-2. Ligands for asymmetric dihydroxylation NRR1 ...OH fi‘v ...NRR‘ [Nikon CL OR N R=TBDPS R = H, R‘: neohexyl H.131: Me DHQD DHQ The first examples of chichona alkaloids as chiral auxiliaries for asymmetric dihydroxylation reaction were also stoichiometric in 0304 and were thus cost prohibitive to run on large scale. Introduction of NMO as a co-oxidant eliminated this problem but initially provided lower enantiomeric excesses than with the comparable stoichiometric 5° The problem was found to be a competitive second achiral catalytic cycle reaction. involving a bisosmate (Scheme I-4). Slow addition of the olefin substrate helped to alleviate the second catalytic cycle,51 but the real advance came by using K3Fe(CN)6 as the co-oxidant in a biphasic system.52 This modification essentially eliminated the second catalytic cycle because only 0504 remains in the organic phase while the co- oxidant and the reduced osmium(VI) species are found in the aqueous layer. Finally, utilization of K20804°2H20 as a nonvolatile source of osmium has allowed for the preparation and sale of a premixed system conventionally referred to as “AD-mix,” and the introduction of methanesulfonamide has greatly decreased reaction times. Additionally, reactions enantiomeric excesses remain unchanged or are even enhanced (Scheme 1-5).37 Moreover, complementary cinchona alkaloids can selectively dihydroxylate either the a or B face of the olefin which can be predicted using a reliable mnemonic.53’54 The substrate scope for this chiral cis-dihydroxylation is very general, and numerous examples can be found in the literature."2 Scheme 14. The second catalytic cycle HO;_( OH F1H Primary Cycle Secondary Cycle g'Os High ee Low ee 01: I3 0’?” O: 's. O I O F1>_4 Ft Scheme l-5. Optimized AD conditions with cinchona alkaloid ligands 20H 2H20 2Fe(CN)63‘ 2Fe(CN)e* 1.3. Oxone 1.3.1. History Caro’s acid (H2805), first reported in 1898, has had an intriguing 100 year history.55’56 For nearly a decade the constitution of Caro’s acid was not known, and several references debate various possible formulas, the most probable of which were H2S209 and H2805. Even after fifty years of research, the constitution of Caro’s acid was only “generally accepted” as H2S05. However, persistence prevailed, and in 1984 two independently obtained crystal structures of the potassium salt were published.”8 These results confirmed not only the constitution of Caro’s acid as H2805 but also the structure of the KH805 salt as a peroxysulfate unambiguously. Caro’s acid is a potentially explosive substance that proved to be difficult to isolate, purify, and identify, but it now exists as a shelf stable triple salt (2KHS050KHSO4-K2SO4) sold under the trademark name of Oxone.”63 While Oxone is a convenient and cheap triple salt (~810/Kg), there is only ~50% of active oxidant per mol of the triple salt. Several methods have been developed to prepare the pure potassium salt of peroxymonosulfate, yet these purified oxidants have not proven to be synthetically useful, most probably due to the less than convenient procedures necessary to purify the oxidant. For example, in 1985, Appleman et a1. isolated and characterized pure KH805 and KHSOs-H2O by passage of sodium peroxydisulfate (N a2S2Og) through a cationic ion exchange resin followed by hydrolysis of the peroxydisulfate at 50 °C to yield equal molar peroxymonosulfate and bisulfate. Adjustment of the pH with KHCO3 and lyophylization yielded the purified KHSOs-H2O.(’4 The purification of KHSOs°H20 was revisited by Connick et al. in the early 90's along with a modified method for its preparation.65 Essentially a straightforward filtration protocol starting from Oxone, followed by evaporation and crystallization, resulted in the isolation of analytically pure KHS05°H20. Again, this method received little attention from organic chemists, perhaps due to its limitations upon scale-up where the removal of large volumes of water is required. Prior to either Appleman or Connick’s attempts to purify KHSOs, Adam66 in 1979 utilized the bis(trimethylsilyl)peroxymonosulfate prepared from bis(trimethylsilyl)peroxide with S03 for the Baeyer-Villiger reaction of ketones to esters. In the mid 80’s, Dehmlow et al. reported a methodology to prepare several tetraalkyl ammonium salts of Oxone by cationic exchange of Oxone. These include ammonium peroxymonosulfate, tetra-n-butylammonium peroxymonosulfate (TBA-OX), tetra-n- pentylammonium peroxymonosulfate, and tetra-n-hexylammonium peroxymonosulfateffl’68 However, only in 1988 did Trost and coworkers popularize TBA- OX as an organic soluble form of Oxone that was capable of oxidizing sulfides to sulfones under anhydrous conditions.68 In 2000, Haj ipour developed a method to prepare Ph3PBnHSOs (TPPB-OX).69'71 This interesting phosphoniurn salt has been used for the oxidative deprotection of TMS and THP ethers, among other things. The active oxidant within the mixture of Oxone, peroxymonosulfate (HSOs'), has been the subject of study in various fields ranging from atmospheric science to physical, computational, and organic chemistry. For example, HSOs' is proposed to be an intermediate in atmospheric oxidation of sulfur, and it is hypothesized that 35% of the total sulfur species in clouds exist as HSOs'.72’73 The standard electrochemical potential of HSOs' and the mode of H80; decomposition have also been evaluated, but reaching “'79 Other physical characteristics numerical consensus have been issues of contention. have been less debatable, and in the mid-eighties the molecular and vibrational spectra of KH305 and KHSOs°H2O in aqueous solution were reported by IR and Raman along with two independently solved crystal structures.”’58 These data have been revisited and confirmed by computational experimentation. Organic chemists have also found peroxymonosulfate to be an intriguing molecule, especially since it has been utilized for numerous organic transformations. 1.3.2. Organic Transformations Over the past twenty years, Oxone has become a very popular oxidant for the preparation of dimethyl dioxirane in situ from acetone and buffered water to epoxidize olefins.”86 Additionally, Oxone has been quite remarkable for its effective oxidations of boron, sulfur, nitrogen, and phosphorous.68’87'93 However, the earliest use of the free acid (Caro’s Acid, H2805), before its constitution was fully understood, was in Baeyer- Villiger chemistry.66 This area has also grown significantly over recent years and now includes oxidations of a- and B-ketones, aldehydes, or a-amino acids with Oxone to name a few.”99 Scheme l-6. Known oxidative pathways for Oxone 69 e RaN—oo RCO2H R3P=O 10 1.3.2.1. Epoxidation of Olefms There are some examples of epoxidation in which KHS05 is simply the oxygen donor to an active metal complex that subsequently undergoes epoxidation. Meunier for one has used iron metalloporphyrins to epoxidize simple olefins where aqueous KH805 ”(“02 Copper dihydrobispyrazolylborate (Cqu) With PH 7 was the active oxidant. buffered Oxone proved to also be an efficient epoxidation protocol however, small amounts of oxidative cleavage were observed.103 Scheme I-7. Epoxidations with metalloporphyrins and Cqu KHso5 Cqu o : /= F + PhCHO Ph Oxone. pH = 7 Ph > 85 <5 °/o 70 % isolated G) H, .H 8”: O’EWO In addition to metal complexes that transfer oxygen, there are several examples where organic molecules themselves act as the oxygen electrophile. For instance, oxaziridinium salts are one such example and contain highly electrophilic oxygens that can be transferred effectively to alkenes or thioethers; however, the isolation of such salts can be quite difficult. Oxone has been shown to effectively oxidize the requisite iminium salt to the oxaziridinium salt104 in situ thus allowing the iminium salt to be used in substoichiometric quantities (10 mol %).1°5"°7 Modifications to prepare chiral iminium salts do indeed provide epoxidation products with varying levels of enantiomeric excess (% ee) (Scheme I-8).'08'109 11 The primary role of organic compounds to serve as oxygen donors has been in the area of DMDO epoxidation. A significant advance in this area was to move away from the acetone-derived oxidant DMDO and instead prepare dioxiranes of chiral ketones. Examples include fructose-derived ketones by Shi et al., [3.2.1] chiral ketobicycles by Armstrong et al., and modified 1,1’-biphenylketones that can now in situ generate chiral dioxiranes which in turn provide chiral epoxideslm'124 This asymmetric application has proven general and allows for a wide variety of olefins to be epoxidized with high % ee. Scheme l-8. Iminium salts as epoxidation catalysts KH805 (>3? a? R Ph ”‘9 R 1: 30% ee R 2 I 40°/o 96 + _. Br N‘R P] h oosoax m2“ Br— KHso4 I R )3...Me R 1 = J R 2 = ’3’. HO "'Ph Scheme I-9. General catalytic epoxidation with dioxiranes O R1JL R2 Rad/R4 KH805 Ra/\/R4 KHSO4 O-O R1XR2 3:501 88 is Shi Yang Armstrong 1.3.2.2. Heteroatom Oxidation Other advances include selective oxidations of boron, nitrogen, phosphorous, and 68'87'93 Most generally, boronic acids or sulfur containing compounds (Scheme I-6). boronic esters are oxidatively hydrolyzed to the corresponding alcohol, while nitrogen, phosphorous, and sulfur are oxidized to their respective oxides. Interestingly, with extra oxidant sulfur will fully oxidize to the corresponding sulfones. 1.3.2.3. Ketones, Aldehydes, and Acetals In the area of oxygen oxidations, first on the scene were Baeyer and Villiger, who noted Caro’s acid’s ability to convert a variety of ketones to esters.”125 Kennedy and coworkers126 and Robinson and coworkers127 also contributed to this body of knowledge utilizing Caro’s acid. In the late 70’s, Adam66 utilized the 13 bis(trimethylsilyl)peroxymonosulfate and noted remarkable reactivity towards ketones providing esters at low temperature, and in 1991 Hirano demonstrated that cyclic ketones could be converted to the corresponding lactones by absorbing Oxone onto wet alumina.128 Scheme l-10. Generalized Baeyer-Villiger reaction with KHSO5 O KHSOS H67 o-Gsoax 0 R1 R2 R. R2 ———. R1JLOR2+KHs04 Work by Baumstark in 1989 has demonstrated that aldehyde oxidations can be promoted by dimethyl dioxirane (DMDO) to generate carboxylic acids, while Webb’s group in 1998 also oxidized aldehydes to acids with Oxone in a manner that supposedly does not generate DMDO in situ.95’96 Related oxidations by Curini in 1999 demonstrated that acetals could undergo oxidation to esters with Oxone in acetonitrile at elevated temperature, and Wang demonstrated this again in 2001 utilizing an ethanolic Caro’s acid solution.129’l30 In a similar sense to an acetal oxidation, THP protected alcohols can be unmasked by Oxone in acetonitrile as shown by both Curini and Mohammadpoor- Baltork. 129"” Scheme l-11. Baeyer-Villiger oxidation of aldehydes O KHSOS H6) oposoax 0 =2. >< _. JL R Q) RJLOH +KHSO4 R H Baeyer-Villiger oxidation of ketones that contain an 01- or [I -heteroatom substitution tend to promote the oxidative cleavage pathway. Oxidation of a-diones with Oxone was shown to be feasible in 1988 by Panda, but with a very limited scope.99 A study by Ashford and Grega94 reported that B-diones could be oxidatively cleaved to the corresponding one carbon deleted carboxylic acid using 14 Oxone—NaHCO3—acetone—water. Paradkar demonstrated that a-amino acids oxidatively decarboxylate generally providing a one carbon shorter acid, this oxidative cleavage is analogous to a-ketols that will be discussed in Chapter 6.98 Scheme l-12. Oxidation of a- and B-diones or a-ketols X O M KH805 R n R ——> HCOZH X = O or OH,H n = 0,1 Cyclic a-nitro ketones oxidatively cleave to provide diacids or diesters with Oxone or methanolic Caro’s acid and heat as shown by Ballini.132’133 Again, this process is analogous to the Nef reaction, which has been performed under milder conditions by Ceccherelli in a phosphate buffered methanol solution with Oxone.134 Scheme I-13. Oxidation of a-nitro ketones via the Net reaction 0 0 N02 KH805 OH —> COZH OMe OMe 15 Chapter 2. 2,3,5-Trisubstituted Tetrahydrofurans 2.1. Introduction The development of methodologies to prepare substituted 2,5-disubstituted tetrahydrofurans (THF’s) stereoselectively has become an area of great interest due to the increasing reports of their biological activity in areas such as polyether antibiotics and Annonaceous acetogenins!”136 Comparatively, 2,3,5-trisubstituted THF-diols are fairly rare subclasses of either the Annonaceous acetogenins or polyether antibiotics and are therefore much less studied. A notable exception includes the non-classical acetogenin mucoxin a bis-THF natural product where one THF ring is 2,3,5-trisubstituted. Figure "-1. Representative examples of Annonaceous acetogenins o‘“ 0‘“ OH OH Uvaricin(first isolated Acetogenin) Il-1 Mucoxin (nonclassical- Muconin (nonclassical-THP) Il-2 hydroxylated THF) "-3 Aside from the new reports within the Annonaceous acetogenins and polyether antibiotics a recent discovery within arachidonic acid (AA) metabolism suggests that 2,3,5-AA-THF-diols may have an important biological function within the cell.137 Here, the implicated 2,3,5-AA-THF-diols (II-4 to II-6), have as of yet undetermined relative regiochemistry and stereochemistry (Figure II-2); however, twenty four possibilities can be envisioned from the three possible vicinal diepoxides. In addition, the biological response of the AA-THF-diols seems significant (See section 2.1.2). Therefore, our 16 interest in 2,3,5-THF diols is promoted on two fronts that have previously been known to be both biologically rich and diverse: Annonaceous acetogenins and arachidonic acid (AA) metabolism. Figure "-2. Representative examples of implicated 2,3,5-AA-THF diols OH HOZC _ _ ’ ...0 OH H020 ’ .0 H020 _ o _ OH OH 2.1.1. Annonaceous Acetogenins Annonaceous acetogenins are typically found in tropical and sub-tropical regions and are derived from C32 or C34 fatty acids. Traditionally, extracts of many species belonging to this family have been used in folk medicines as insecticides, fungicides, antiparasitics, antimalarials, emetics, antitumor agents, and as a cure for snake bites. The natural products isolated, purified, and tested from within this family of compounds have proven to be highly bioactive, to be selectively cytotoxic against a variety of human tumor cell lines, and to posses sub-nanamolar ICso values. This has culminated in a wide variety of interest from researchers in chemical, biological, and medicinal sciences.l36"38' 141 Classical acetogenins (II-1) generally contain one or more 2,5-disubstituted THF rings within the long fatty acid chain. Much less common are the non-classical acetogenins, which contain THP (II-2) or hydroxylated 2,3,5-trisubstituted THF rings (II-3). 17 In the early eighties the first acetogenin uvaricin (II-1) was discovered from an ethanolic root extract of Uvaria accuminata and determined to be a potent antilukemic (P-388) agentm’143 Upon structural elucidation, a novel C34 scaffold was discovered. Since then biological studies of over 400 related compounds have allowed the Annonaceous acetogenins to emerge as a new class of highly potent bioactive compoundsm'146 Mucoxin (II-3) is the first non-classical acetogenin to contain a 2,3,5- trisubstituted THF ring. McLaughlin isolated it in 1996 from the bioactive leaf extracts of Rollinia mucosa. Mucoxin (EDso = 3.7 x 10'3 mg/mL) was found to be more potent and selective in vitro against MCF-7, a human tumor cell line, as compared to adriamycinm'149 (II-7) (EDso = 1.0 x 10'2 mg/mL), which is a well studied antitumor agent. Our interest in this 2,3,5-trisubstituted THF ring scaffold has made this molecule one of great interest in our laboratory such that we are pursuing its total synthesism’150 Figure "-3. Structure of adriamycin147 ll-7: Adriamycin, Synthesis: Smith 1977 2.1.2. Arachidonic Acid Metabolism Arachidonic acid (AA) is a C20 polyunsaturated fatty acid that plays an important role in the production of prostanoids (which include prostacyclins, prostaglandins, and thromboxanes) and leukotrienes.15 "153 Prostanoids and leukotn'enes have critical roles in pulmonary and vascular physiology (i.e. pain, fever, and regulation of blood pressure) as 18 4- . ‘5 '56 Prostan01ds and well as in the onset of inflammation, asthma, and cancer. leukotrienes are derived from the cyclooxygenase and lipoxygenase metabolic pathways. They have both been highly scrutinized over the years, and each contains a great number of compounds that are rich in biological activity and structural diversity. This has prompted much research focused on the enzymes and receptors involved in AA metabolism along with the total synthesis of many of these compounds. (Scheme II-l).'57' 160 The third least scrutinized metabolic pathway is that of P-450 epoxgenase (Scheme II-l). Biologically significant compounds such as 5,6 EET (5,6 epoxide of AA), a potent stimulator of prolactin release and an effective vasodilator, along with 11,12 DHET (11,12 diol of AA), a Na+/K+ ATPase inhibitor, are just two of the metabolites that have been well studied and synthesized!“167 The emphasis placed upon the P-450 metabolic pathway, however, has had a narrow focus, specifically on compounds that are derived from monooxygenation of AA. Metabolites derived from dioxygenation, their respective hydrolytic metabolites, and their presumed biological relevance have not been examined in detail.13 7’167'169 Recently, a new class of AA metabolite has been found that appears to be derived from the hydrolysis of an AA vicinal diepoxide along the P-450 pathway.137 The resultant compounds are termed arachidonic acid tertahydrofuran diols (AA-THF-diols) (Figure II-2). Since monoepoxides and their respective diols by way of hydrolysis are known, it is probable that the hydrolytic products of higher order epoxides exist. 19 Scheme "-1. AA metabolites via three different enzymatic pathways 5-HPETE LTA4 0H WCOZH S HlecozH LTE4 O lipoxygenase _ _ COOH _ _ _ __ W _ .... COOH II-8, arachidonic acid HO OH jk \ 11,12 DHET fl ,.\‘\=/\/\ '. C‘) W001 M‘WCOM ; - / HOZC cyclooxygenase _ HO 3 OH OH PGH2 PGan 0 OH WE“ : \\=/\/\/COZH OH OH PGE1 Txe2 Moghaddarn et al. have demonstrated through in vitro experimentation that, when AA-monoepoxides are exposed to clofibrate treated mouse liver microsomes, AA- diepoxides are generated. In addition, synthetically prepared AA diepoxides, when treated with the same microsomes, can produce AA-THF-diols.137 Here the AA-THF- diols were compared via derivitization and subsequent GC-MS fragmentation analysis to an authentic synthetically prepared sample. These in vitro studies in which AA-THF- 20 diols are prepared allow for a reasonable biosynthetic pathway to be proposed (Scheme II-2). Additionally, AA-THF-diols have now been found in vivo; lipids isolated from liver extracts of clofibrate treated mice were derivatized similarly to the in vitro experiments, and the AA-THF-diols were identified unambiguously by GC-MS fragmentation analysis. 170 Scheme "-2. Proposed biosynthesis of AA-THF-diols F 1 p.450 (01 o 0 AA, "-3 = o * Hz MR. epoxygenase R R 2 \/=\/-\/ 1 epoxide epoxide hydro/ase hydro/ass HO OH HO OH 0 R2)‘J\/=\/Rt R2 MR1 [01 HO OH 0 HO OH R2 MR1 R2 R1 L _J ._ _i OH OH 92 O 0 R1 5 2 Hi + H2 2 5 3 OH HO 3 : AA-THF-diols R1 = 02H4C02H R1 = CsHeCOzH R1 = CaH12C02H R2 = CgH14CH3 R2 = 06H10CH3 R2 = CaHsCHa Interestingly, the mixture of synthetic AA-THF-diols (100 mM) also exhibit a pronounced biological effect in that upon their incubation with rat pulmonary alveolar epithelial cells, a rapid increase in intracellular Ca+2 ion concentration was observed.170 Notably, this response appears to be close and time dependent. These are significant results in that intracellular Ca+2 ion levels play a crucial role in controlling physiological 21 processes such as signal transduction and cell homeostasis. Notably, AA and AA- monoepoxides did not exhibit an increase in intracellular Ca+2 at all while AA-diepoxides initially showed no increase, but after a few minutes of incubation intracellular Ca+2 ion levels began to increase with a slow, and transient rise in intracellular Ca+2 levels. This finding suggests that the AA-diepoxides are not initially active; however, as they are metabolized AA-THF-diols form by interconversion from the AA-diepoxides, and a modest level of activity is then detectable. This biological activity along with the unique structural feature of AA-THF-diols has been the thrust of our research group’s interest in devising a variety of new ways to prepare substituted THF rings, specifically 2,3,5- trisubstituted-THF-diols. Included in the next sections is the brief description of three of our group’s approaches, followed by my own. 2.1.3. Approaches to 2,3,5-Trisubstituted THF Diols Numerous strategies have been developed to provide quick and facile entry into 2,5-disubstituted THFs, 2,3,5-trisubstituted THFs, and 2,6-disubstituted tetrahydropyrans (THPs).m'182 183488 Perhaps the most common methods utilize a regiochemically controlled opening of epoxides (Scheme II-3). Synthetically, this is an excellent approach because of the relative ease in which innumerable substrates can be prepared in a chiral fashion. These substrates are generally prepared utilizing a variety of well precedented asymmetric methods including but not limited to asymmetric 1’2"” A regiochemically defining dihydroxylation and asymmetric epoxidation. substituent such as an alkyl or hydroxy group is introduced adjacent to the epoxide such that a Lewis acid promoted epoxide opening leads to preferential nucleophilic attack at C-5; therefore, it is possible to direct the path of ring opening in an exo fashion (II-9 to 22 Il-10). Conversely, when substituents such as an allyl, propargyl, or phenyl sulfide group can be introduced adjacent to the epoxide such that a Lewis acid promoted epoxide opening leads to preferential nucleophilic attack at C-6; therefore, it is possible to direct the path of ring opening in an exo/endo fashion (II-11 to II-12). By controlling the intramolecular regiochemistry in the cyclization of epoxy-alcohols, a very versatile strategy for stereodefmed THFs and THPs has been established.”"182 Scheme "-3. Regiochemically controlled epoxide openings LA H / y /\/\/:<(.?/\ PO 1 " O H :0“ PO 1 ; J ' OH 6 6 "-9 "-10 '2‘ /LA U 0 U W P01 : t \ PO 1 ; 5 6+\ _‘ 6U 5’OH "-11 "-12 Notably, most synthetic strategies have had a single hydroxyl group acting as the nucleophile, and thus product diversity from competing nucleophiles was not an issue. Our initial approach to 2,3,5-trisubstituted THFs addresses this issue specifically. Can a non-differentiated epoxy-diol (II-l3) participate in a selective regiochemically controlled epoxide opening? Our research has bourne out that this is indeed a viable option to produce 2,3,5-trisubstituted THFs or tetrahydropyrans (THPs) in good yield with excellent regio- and stereocontrol (Scheme II-4).l‘90 An alternative approach to THF rings that has been developed in our laboratory also utilizes a directed epoxide ring opening with trimethylsulfoxonium iodide. Generally this method is applicable to form oxetane rings (Scheme II-S), but when an allylic epoxyalcohol is subjected to the same reaction conditions, an initial Payne 23 rearrangement followed by nucleophilic ring opening provides the dianion (Scheme II-6). Here either alkoxide may attack to displace DMSO intramolecularly, but in these instances the formation of the THF core proceeds preferentially and in good yield. Scheme "-4. Regiochemically controlled epoxide openings—competing nucleophiles OH O TBDPSOWX patha _ H . H C \ HO 5—exo =CH20H. Et. OMe F‘ OH b TBDPSO o M X path b TBD PSO HO \/ < 5-exo / 6-endo "-13 U0 OH TBDPSOWSH‘ H‘ H K. "’OH l path c 7-endo / 6.exo Scheme “-5. Trimethylsulfoxonium iodide epoxide opening to form oxetanes o (CH3)3SOI e K? o 3.0 a. __, ___> n R tBuOK/SO'C RM I @— 3d/56—83°/o oxetane Scheme "-6. Trimethylsulfoxonium iodide epoxide opening to form THFs HONQA Base R Payne rearrangement HO R" o 24 A third approach to THF rings developed in our laboratory again utilizes an intramolecular ring closure. This particular idea stemmed from dihydroxylation chemistry where protection of syn diols as their orthoester is utilized as a method to generate an epoxide in a stereospecific fashion (Scheme II-7). We hoped that placement of a nucleophilic oxygen four carbons away (II-14) could serve as an intramolecular trap for the intermediate acetoxonium ion to provide an ester protected THF ring (Scheme 11- 8). Again this method was successful and proved very useful in the construction of the second THF ring in mucoxin. Scheme "-7. Conversion of syn diols to epoxides via an orthoester OM 0“ 2 MeC(OMe)3 X e ,L o o TMSX oqoo R‘ )_/ OH PPTS (cat) R, "’92 R, "’82 OAc X Base - O ’K/RZ 1' R2 R2 1 + 1 914’ MeOH R x R It: Scheme "-8. Intramolecular trapping of an orthoester to prepare THFs HO R? >§'(:R2 mg; R1 "-14 R2 R‘ 0,. OAc These powerful and compelling results are a definite addition to existing literature. The directed epoxide Opening methodology and the orthoester method have both been utilized in the total synthesis of the proposed structure of mucoxin. The ylide chemistry is currently being used for the preparation of haterumalide NA. However, our 25 underlying interest in these 2,3,5-trisubstituted THF substructures has prompted us to investigate other alternative routes to 2,3,5-THF-diols, as will be discussed in the remainder of this chapter. 2.2. Oxidative Cyclization Approach to 2,3,5-Trisubstituted THF Diol Core In 1965 Klein and Rojhan demonstrated that the oxidation of geranyl acetate with potassium permanganate (KMnO4) did not provide the expected tetraols but instead underwent a stereospecific oxidative cyclization to provide the 2,5-bis- hydroxymethyltetrahydrofiiran II-15 in 70% yield (Scheme II-9).'91 The oxidative cyclization of other related 1,5-dienes continues to be an intriguing approach for the synthesis of 2,5-disubstituted THF diols, and its synthetic utility has only gained interest over the past 40 years. This can be understood due to the excellent relative stereochemical control and the high degree of oxygenation that occurs in one simple transformation. Recently, the 1,5-diene oxidative cyclization has been reported with not only KMnO4,l9"195 but also 050.11%198 and RuO4 199"mas oxidants. The reaction generally provides the desired THF products in 40-80% yield with excellent stereoselectivity. A similar methodology has recently been reported for 1,6-dienes in which RuCl3 mediated oxidation stereoselectively prepares 2,6-disubstituted tetrahydropyran-diols such as II-16 (Scheme 11.9).199 Interestingly, the asymmetric potential of this reaction had not been explored at all until very recently. Brown and co—workers206 have demonstrated that the stoichiometric permanganate mediated oxidative cyclization of 1,5-dienes in the presence of chiral tertiary ammonium salts affords enantiomerically enriched THF rings (Scheme II-10). This reaction was substrate specific and required an aryl a,B-unsaturated ketone 26 to undergo a selective reaction. In this system, the degree of enantiomeric excess, was affected by changing the reaction temperature or solvent. As one may expect more polar solvents and higher temperatures led to decreases in the enantiomeric excess and the best conditions were determined to be in DCM at —30 °C with HOAc and mm. Previous to this study, there were only two reports that achieve control of absolute stereochemistry through oxidative cyclization of 1,5-dienes containing either Oppolzer’s chiral sultam or 193,207 Evans’ norephedrin based oxazolidone (Scheme II-lO). Scheme "-9. Oxidative cyclization of 1,5- and 1,6-dienes OAc KMnO4, I,“ OH: OH OAC 0304. or Ru04 "-15 OH OH RuCla O / \ ——> -“ NalO4 "-16 Scheme "-10. Examples of enantioenriched oxidative cyclizations O W KMnO4 (1.6 eq) > W” Ar 6 HO OH 0 Br /p@ Ar = p—CSH4F (50%, 72% ee) BnO ’ I \N 0 V 1. mm, .. .- N V \‘. : MesO _ __ 6:8“ 2. CH30MgBr O 40%, 931 de 0 )‘O KMnO4 .' ‘. A N\J~ T Ho ’0‘ i N 0 _ — .- "Ph 0H «.9 Ph 65°/o. 3 31 d6 27 The potential in this field lies in the highly stereoselective nature of the oxidative cyclization which yields functionalized oxygenated products from simple dienes. In addition, the added benefit of chiral induction has increased the value of this reaction tremendously. The popularity of such a 1,5—diene oxidative cyclization reaction can be seen in its recent utilization in the total synthesis of complex natural products such as salinomycin (Scheme II-11) and sugar derivatives including (+)-anhydro-D-glucitol and D-chitaric acid (Scheme II-12). These synthetic efforts demonstrate the utility of the oxidative cyclization of 1,5-dienes. Our synthetic interests of course lie in the area of 2,3,5-trisubstituted THF diols. We believed an analogous approach utilizing 1,4-dienes may provide an efficient entry to our desired THF core. Scheme "-11. Preparation of C-21 to C-3O of salinomycin Salinomycin 0 Xe KMnO4 (\0 540/ ‘I'. O O” 2 " o ‘ OH / a Xc = [(1% 30 28 Scheme "-1 2. Synthesis of (+)-anhydro-D-glucitol and D-chitaric acid. 050., (98.1 MeaNO 8110 3an H2, Pd-C HO :‘OH 3 CSA 4 o H ElOH i Q '; OBn DCM HO 9 OH 99% HO H H OH 34% (+)-anhydro-D-glucitol BnBr A920 ”$36.? 1. TEMPO N80102 BnO pan “$3,110 HO ..OH rzjfi ”Ck—bi ioi 2.H2,Pd-C io': HO H H OBn M 90H 0 H H OH 76% . . . D-chitanc acrd 2.2.1. Initial Results As previously mentioned we are interested in studying 2,3,5-trisubstituted tetrahydrofuran-diols (THF-diols) isolated from the oxidative metabolism of arachidonic acid (AA, II-S) (Scheme II-3).137 This has led us to investigate the feasibility of securing these structural motifs by the unprecedented oxidative cyclization of 1,4-dienes (Scheme II-13). As a starting point, we utilized protocols for the 1,5-diene and 1,6-diene systems. Methyl linoleate (II-17) was chosen as an initial substrate due to its structural similarities to the desired substrate AA. We believed that methyl linoleate would be an ideal model system since the THF-diols derived from the bis-epoxides were known. Moreover, the system is inherently simpler since there are only two oxidizable olefins. Scheme "-13. Putative oxidative cyclization pathway OH CH302CH1407'.5:3j/chj-111 KMnO4 or HO CH3020H1407/LVACSH" 0so4 +OH 11-17 CHaochucv/YZ'CSH” OH "-18 and ll-18-regiolsomer 29 Our initial attempts utilized KMnO4 in aqueous acetone (9:1) providing the desired 2,3,5-trisubstituted THF-diols (II-18 and II-lS-regiosomer) as a 1:1 regioisomeric mixture in a very modest 20% yield (Table 1) (referred to as II-18 only throughout the remainder of this chapter). Analysis of 1H, '3 C, HMQC, and COSY NMR identified the products as II-18, and the corresponding peracetylated compounds allowed the relative ring stereochemistry to be defined as 2-trans-3,5-cis. Similar to other 2,3,5- trisubstituted THF-diol stereoisomers obtained from linoleic acid oxidation and cyclization reported previously, these compounds were also inseparable using standard 8 Verification of the ring stereochemistry was also chromatographic techniques.20 established by simple bis-epoxidation of ML or 9,12-trans ML with mCPBA, subsequent HClO4 ring closure, and finally peracetylation as described in literaturezos’209 This provided easy access to all four relative ring stereochemistries either as free hydroxyls or the acetates as standards (Scheme II-14). Scheme "-14. 2,3,5—THF diols from bis-epoxides on on O 0,, ’ CH3OZCH1407 05H“ CHaochuc, . C5H1, 1. mCPBA M DCM no + no CH3°2CH1407 CSH” 2 THFH o "-19 R=H + regiosomer ii-20 R=H + regiosomer ".17 ' HCIO42 ll-21 R=Ac + regiosomer "-22 R=Ac + regiosomer 3- AC20. py OR OR 1. CPB H , O O 310M A C 302CH14C7 .. 05H" CHSOZCH1‘C717ACSH" CHaochuC‘rM/CsHi 1 + 2. THF-H20 RC R6 "-23 HCIO. 3 A020 py "-18 R=H + regiosomer "-24 R=H + regiosomer ' ’ "-25 R=Ac + regiosomer "-26 R=Ac + regiosomer Attempts to increase the yield in this system by adjusting the pH were unsuccessful. However, TsOH-HZO and C02 did not reduce the yield and provided 18% and 23% respectively. BF3°Et20 did reduce the yield of the cyclized products to 10% 3O and DIPEA and NaHCO3 produced no cyclized product at all. Other cyclization attempts were performed with KMnO4 and ML using TsOH-Hzo as an additive in various solvents, EtOH, DCM, H20, and THF. Unfortunately, no reaction occurred most likely due to the lack of solubility of KMnO4 (Table II-l). Table "-1. Initial attempts to prepare 2,3,5—THF—diol ll-18 Entry Oxidant Solvent Additive Yield "-1 8 (%) 1 KMnO. Acetone-H20 (9:1) 20 2 KMnO4 Acetone-H20 (9:1) CO2 23 3 KMnO, Acetone-H20 (9:1 ) BFa-Etzo 10 4 KMnO4 Acetone-H20 (9:1) DIPEA 0 5 KMnO4 Acetone-H20 (9:1) NaHCO3 0 6 KMnO4 Acetone-H20 (9:1 ) TsOH-HZO 18 7 KMnO4 EtOH TsOH-HZO NR 8 KMnO4 DCM TsOH-H20 NR 9 KMnO4 E120 TsOH-HZO NR 10 KMnO4 THF TsOH-HZO NR 1 1 0504 Acetone-H20 (9:1) NalO4 21 12 RuCla-nHZO EtoAc/ACN/l-120 NalO4 12 With promising results we chose to move away from KMnO4, primarily due to the great amount of excess reagent needed, and shifted our focus toward other metal-0x0 oxidants. Attempts to cyclize ML with catalytic 0304 and NaIO4 did provide II-l8 in 21% yield while oxidative cyclization with catalytic RuCl3 and Nan4 was an inefficient process, providing only a 12% yield of II-18 (Table II-l).199 Detailed analysis of all of these initial reactions revealed that 1,2-diols and tetraols were present in the crude reaction mixture. We suspected that these alcoholic byproducts could have come from a competitive hydrolytic pathway of the intervening osmate ester. Aldehydes were also 31 found in both MO, and N310; reactions. Such reagents are known to oxidatively cleave diols to yield the aldehydic products.2 10-212 2.2.2. Improvement Strategies In an attempt to hinder the hydrolysis of the intermediate osmate ester, numerous anhydrous solvents were used with 0304 and different co-oxidants. With only a few exceptions, compound “-18 was formed to no appreciable degree (Table II-2). To summarize these results, using standard conditions (ML, NaIO4, 0504 1:4:0.05), no product was observed with CHzClz, toluene, ethyl acetate, diethyl ether, t-BuOH, and hexanes. In all cases starting material was recovered with trace amounts of diols being produced. THF and acetonitrile respectively yielded 8% and 10% of the desired product II-18. Notably, DMF provided compound II-18 in an improved yield of 30%. Two possible explanations for the modest reactivity of the more polar solvents such as acetonitrile, THF, and DMF is that there is a charge stabilizing effect, assuming the mechanism involves a charged species. The higher yield could also be due to better solvation of the reagents in the more polar solvents. With 0504 as the oxidant we attempted to vary the co-oxidant in acetone-water. These results showed that only a few of these provided the desired compounds in greater than 10% yield (Table II-3). Primarily, the products obtained were diols and/or aldehydes. NMO with or without TsOH°H20, K103, t-BuOOH, H202, and DMP did not yield any THF-diol products. Using AD-mix-B in the presence of methanesulfonamide also did not provide any desired cyclization product. The co-oxidants that did yield products were KClO3, 2-iodoxybenzoic acid (IBX), K104, and Oxone. Interestingly, Oxone, a mono potassium peroxysulfate salt, was unique not only because it provided 32 yields comparable to the initial KMnO4 and OsO4-NaIO4 systems, but also this reaction had fewer number of byproducts, thus making the work-up more facile. Table "-2. Solvent effects on the cyclization of ML Entry Oxidant Solvent Additive Yield "-18 (%) 1 (.3504 NaIO4 Acetone-H20 (9:1) 21 2 030, NalO4 DCM 0 3 0504 NaIO. EtZO O 4 0504 NalO4 t-BuOH 0 5 OsO4 NaIO4 ACN 1 0 6 0504 NalO4 Hexanes O 7 0504 NalO4 EtOAc 0 8 0504 NalO4 Toluene 0 9 OsO4 NalO, DMF 30 1 1 050., NaIO4 THF 8 Various other co-oxidant/solvent reactions variations provided no improvement. For instance when ML was treated with 0504 and Oxone in THF the reaction proceeded providing II-18 but in only 17%. Using t-BuOH-HZO had no effect on the yield as compared to standard NaIO4 conditions (Table II-3, entry 1), and changing to a purely biphasic system (toluene-H20) even with Adogen 464 as a phase transfer catalyst provided no cyclized product. The rate of addition of the co-oxidant NaIO4 was also varied from the standard one portion addition. This was achieved by dissolving the co- oxidant in either DMF or acetone-H20 and then slowly adding the solution via syringe pump over the course of 10 h. These attempts had absolutely no effect on the yield of the isolated product, which remained at 30% and 20%, respectively. 33 Table "-3. Co-oxidant effects on the cyclization of ML Entry Oxidant Co-oxidant Solvent Additive Yield "-18 (%) 1 0804 NalO4 Acetone-H20 (9:1) 21 2 0304 NMO Acetone-H20 (9:1) 0 3 0504 NMO Acetone-H20 (9:1) TsOH-HZO 0 4 050, t-BuOOH Acetone-H20 (9:1) 0 5 0504 KIO3 Acetone-H20 (9:1) 0 6 0504 KlO4 Acetone-H20 (9:1) 20 7 0804 KCIO3 Acetone-H20 (9:1) 8 8 0504 IBX Acetone-H20 (9:1) 5 9 0504 DMP Acetone-H20 (9:1) 0 1 0 030, Oxone Acetone-H20 (9:1 ) 20 1 1 0504 Oxone THF 17 1 2 0304 Oxone DM F 30 13 0304 AD-mix b t-BuOH-HZO (1 :1) Methane sulfonamide 0 14 0504 NalO4 t-BuOH-Hzo (1 :1 ) 20 15 0804 NaIO4 Toluene—H20 (1 :1) Adogen 464 O 16 050, NaIO4 DMF syringe pump 30 17 0504 NaIO4 Acetone-H20 (9:1) syringe pump 20 With DMF as the solvent, Oxone-based reactions also yielded 30% of the desired oxidatively cyclized products. Changing the temperature in the DMF-Oxone system with hopes of reducing the rates of competing reactions and to increase the yield of the desired product II-18 did not result in any improvements (Table II-4). Experiments at both 0 °C and —40 °C actually lowered the yield of II-l8 providing 20% and 12%, respectively. Elevating the temperature to 50 °C was also ineffective and lowered the yield to 13%. Adding 4A molecular sieves reduced the yield to 9%, and other 0804 34 reactions in DMF utilizing IBX or DMP resulted in little or no conversion 10% and 0%, respectively. Table "-4. Temperature and oxidant effects of ML cyclization in DMF Entry Oxidant Co-Oxidant Solvent Additive Yield "-18 (%) 1 0304 NalO. DMF 30 2 0504 Oxone DMF 30 3 0304 Oxone DMF 4A Sieves 9 4a P-OsO4 Oxone DMF 30 5 050. Oxone DMF -40 °C 14 6 0304 Oxone DMF 0 °C 22 7 0504 Oxone DMF 50 °C 13 8 0504 IBX DMF 10 9 0504 DMP DMF 0 a) P-0504: Polymer bound 0304 where the polymer is derived from 4—vinylpyridine 2.2.3. Optimized Reaction Conditions While the results of our optimization studies did not increase the isolated yield, we still believe this to be an intriguing reaction since it sets four stereocenters in a simple, one pot reaction. This prompted us to see if the reaction was scaleable. Using our best reaction conditions for the oxidative cyclization, i.e., Oxone (4 equiv.) and 0804 (0.05 equiv. 2.5% in t-BuOH) in DMF (0.2 M), we scaled the reaction up to 5 mmol (1.5 g) of ML. This did indeed provide “-18 in 30% yield. Detailed analysis of the reaction byproducts in this instance showed no diol or aldehyde products as seen with NaIO4 or KMn04. Instead, this reaction revealed only the formation of carboxylic acids from oxidatively cleaved olefins. The 0804 assisted oxidative cleavage of olefins will be discussed more in subsequent chapters. As a final note the amount of catalyst need not 35 be 5 mol%. Successful reactions were carried out with as little as 0.5 mol%, a ten-fold decrease in catalyst providing an identical yield of II-18 in 30%. 2.2.4. Mechanistic Proposal Again noting the potential usefulness of this reaction we felt that it was necessary to analyze the reaction mechanism as compared to others reported.194"97’2l3'216 A very simple explanation for the oxidative cyclization could be based on Walba’s research. Walba reported an oxidative cyclization using a Cr(VI) compound to prepare 2,5- disubstituted THF rings from 5,6-dihydroxyalkenes.213 Analogous to Walba’s observations, we thought that the diol of one of the olefins in II-27 might be a possible intermediate, so it was independently synthesized from the corresponding monoepoxide. While Walba's mechanism with Cr(VI) might be an alternative explanation for the observed cyclization in our systems, treatment of II-27 with conditions that yield oxidative cyclization did not produce any THF-diol product (Scheme II-15). This was true not only for the DMF-Oxone system but also for the Na104—acetone—H20 system. This suggests that the diol is not involved as a possible reaction intermediate to the oxidatively cyclized products II-18. Scheme "-15. Diols do not oxidatively cyclize HO OH 0504 R2’ V _ R1 +> ll-18 “-27 Oxone/DMF R1 = (CH2)7COzCH3 Rz = (CH2)4CH3 Our second hypothesis was based conjointly on the works of Walba, Baldwin, and Piccialli. In 1979, Walba and coworkers proposed that the 2,6-octadienes they were working with underwent a double [2+2] cycloaddition of ma; to form II-28, and this 36 putative bis-metaloxetane can rearrange and eliminate to yield diol II-29 (Figure 11- 4).214,215 Figure “-4. Bis-metaloxetane intermediate and resultant THF-diol fl W 0' M n '0 'IO\‘ 0 HO OH I -28 "-29 In our case with 0804 we did not discount the bis-metaloxetane theory out of hand. Several studies by Sharpless were highly in favor of an 0304 [2+2] reaction with olefins.216 More recently, however, experimental and theoretical calculations by Houk, Sharpless, and Singleton favored the [3+2] cycloaddition of 0304 to olefins and found that the [2+2] formation of the osmaoxetane and the subsequent ring expansion are prohibitively high energy processes (~42 kcal/mol and ~30 kcal/mol, respectively).35 Baldwin’s mechanistic proposal in 1979 was based on an initial Mn04' [3+2] cycloaddition to II-31 followed by a second [3+2] cycloaddition to provide II-32 (Scheme II-16).194 Hydrolysis would then provide the desired THF diol II-33. Piccialli and coworkers, using 0304 as a catalyst, also propose a concerted [3+2] cycloaddition to form the THF diol core. The relative stereochemistry of their products is analogous to that of 1,5-dienes reported previously (Scheme II-17).197 The first step of their mechanism involves formation of the isolated oxidized bis-osmate ester II-34. Then a [3+2] cycloaddition followed by oxidation of the osmate provides II-35. It is postulated that this intermediate also undergoes a [3+2] cycloaddition to yield II-36, and finally, hydrolysis of the his osmium complex “-37 yields the cyclized product II-15 and regenerates 0804 after reoxidation of the metal. 37 Scheme "-16. Proposed KMnO4 oxidative cyclization via an initial [3+2] cycloaddition H o o '9 O'M'IQO '2'” o o l "-30 "-31 o H D H H + H H'" o o 0 1° 0 OH ., ‘lyln HO ’H _o 0 "-33 "-32 Scheme "-17. Proposed 0504 oxidative cyclization via an initial [3+2] cycloaddition _ 050 Mi : OAc >—/——>':\7 4 0‘ IO OAC [3+2] W 0Ac 0.0seo O 0’ ‘0 OAc \ OAc W "-34 Wow 0 O z o [3+2] : OAC "MW hydrolysis H O>05=/—>=\_ DCM.-78'C NH : >rCC|3 then MeOH, ”N o HCI, RT 0J‘CCI3 In our reactions with 1,4-dienes we have obtained no evidence for or against a bis-osmate but can find no initial fault with this interpretation. Assuming, however, that the reaction proceeds in an analogous mechanism to that proposed by Piccialli mono- osmate, II-38 would be oxidized generating II-39 (Scheme II-19). A [3+2] rearrangement could provide “-40. At this point hydrolysis, or oxidation followed by hydrolysis, provide the desired product II-18. We believe that, based on a mono-osmate, that an alternate mechanism may still exist where intermediate II-39 is further activated by the co-oxidant Oxone (Scheme II-19). II-41 could then undergo a [3+2]-like rearrrangement in which the last step is the expulsion of bisulfate. The intermediacy of II-41 may be responsible for the solvent dependence of the reaction. Alternatively, Donohoe’s interpetation could be equally as valid whereby II—38 could directly cyclize via a [3+2] in the presence of a coordinating ligand to prepare II- 42. This proposed intermediate could be hydrolyzed, or oxidized and then hydrolyzed, to provide the desired product II-18 (Scheme II-19). Unfortunately, a similar experiment conducted with ML did not provide the desired cyclized product but instead cleanly afforded the normal dihydroxylation product (II-27). 39 Scheme "-19. Proposed mechanistic pathways for the 1,4 diene oxidative cyclization R JOSO4 R (3,01;D O R R IS§ \ . \ 0 Ln. [3+2] -rearrangement \ R / "-38 ".42 1101 l [0] 0 “,0 303‘: R O 0/ 9 [3+2]- rearrangement Oi .R — / ' oaOg—O R v. "-39 "-40 KHSOS [0] 0-1940 R R 98%9 0 03K [3+2]-Iikerearangement 0‘" 0 ..R o H. = \ ': 0=/(/)s\--O / ," O \O R ‘. "-41 l OH 0 . RM" R OH "-18 Figure II-5 illustrates a three-dimensional representation of two pr0posed reactive intermediates obtained from a 1,5-diene, II-43, and a 1,4-diene, II-44. The approach of the olefinic carbon to the osmate ester oxygen, which will eventually become the THF ring oxygen, is hindered by the neighboring alkyl group. This is not the case with the 1,5-diene in which the neighboring group is a methylene and does not pose a bulky presence. In the 1,5-diene example, there is good overlap between the olefin and both oxygen atoms that are incorporated into the 2,5-THF-diol product. However, the strain of the 1,4-diene, II-44, hinders the approach of the olefinic carbon towards the osmate ester oxygen and thus could prevent a good overlap of the atoms participating in the cycloaddition (Figure II-S). The relatively hindered approach and the overcoming of steric congestion could very well be the cause for the reaction to proceed with 1,4-dienes, but only in modest yields. Flgure "-5. Standard and 3-D projections of reactive intermediates "-43 and "-44 approach of olefinic carbon could be hindered due to the neighboring substituent effect Q ’0 R 0=‘Os ’H As compared to 1.5. this 0" ‘0 'H bond has hindered rotation. \ and thus produces an / inherent strain in the better alignment of 1 5 1 4 approach of the osmate to atoms with olefinic 0 Q 0 0.. ,9 carbons ”Os“ 0=0s-0 0’ '0 0' W \ R R R R "-43 "-44 2.2.5. Other Substrates Based on the aforementioned [3+2] cycloaddition pathway and the observed stereoselectivity in the oxidative cyclization of II-l7 we predicted that under the same reaction conditions 9,12-trans-methyl lineolate, II-23, would produce II-21 with an all cis relative stereochemistry. This reaction did unambiguously provide the known all-cis THF-diol 11-21 in a comparable 30% yield (Scheme 11.20).208 41 Scheme "-20. Oxidative cyclization of 9,12-trans-methyl lineolate (ll-23) \ 0H — o 0 CH 0 H c o S 4 3 2C 14 7w05H11 cozue oxg’flfi gm H0 "-23 "-19 2.2.6. Final Improvements During the course of our efforts to improve the selectivity of the oxidative cleavage of olefins to aldehydes (See chapter 5.2.3) we came across several systems that we believed were applicable to perform an oxidative cyclization of a 1,4-diene. While most of these new systems failed or provided no improvement, the utilization of acetonitrile with DMF, H202, and 0804 provided the desired product in an improved 50% yield (Scheme II-21). Again, attempts to further optimize these conditions did not increase the yield. Scheme "-21. Final improvements of the oxidative cyclization of ML 0804 (0.01 eq) 0H /=_-\/=\ ”202 (4 9‘1“”) CH3020H1407.., o CH302CH14C7 C5H1 1 > C5H11 DMF (20 equiv.) CH3CN . 4 'c. 50% H0 "-17 "-18 2.2.7. Conclusions In summary, the oxidative cyclization of 1,4-dienes is a feasible reaction and proceeds stereoselectively through a predictable [3+2] rearrangement and has both a solvent and temperature dependence. Currently, a maximum of 50% yield has been obtained. This result has been attributed to the strain of the proposed transition state of II-44 and the competing oxidative pathways, notably, the oxidative cleavage of the olefins, which will be discussed in the subsequent chapters, and the hydroxylations yielding diols and tetraols. The reaction is amenable to scale up with the oxidative 42 cyclization of II-l7 (1.5 g, 5 mmol) providing a 30% yield of II-l8 following our initially developed protocol. 43 Chapter 3. Preparation of Purified Oxone and its Soluble Form by Simple and Efficient Methods 3.1. Introduction As discussed earlier, Caro’s acid (H2805) has had an intriguing history.”217 A potentially explosive substance that proved to be difficult to isolate, purify, and identify now exists as a shelf stable triple salt (2KHSOs-KHSO4-K2804) sold under the trademark name of Oxone.”63 The focus of this chapter is on the active oxidant within the triple salt mixture, potassium peroxymonosulfate (KHSOs). Over the past twenty years, Oxone has become a popular oxidant for the preparation of dimethyl dioxirane in situ from acetone and buffered water to epoxidize olefins.80 Other advances include selective oxidations of boron, nitrogen, phosphorous, and sulfur containing compounds, while it has also been shown to oxidize acetals and 68,87,89-92,95,96,129,218-221 Generally these 9 aldehydes to acids or esters (Scheme III-1). oxidations are performed in water, methanol, acetone, DMF, or a miscible mixture including one of the latter solvents. The need for aqueous and/or pH controlled reactions is perhaps the most significant drawback in the use of Oxone for applications in organic chemistry. Scheme Ill-1. Known oxidative pathways for Oxone 0 e Rani—.0 RCOZH R3P=0 (RO)3B To overcome the need for aqueous conditions, several tetraalkyl ammonium salts of Oxone have been reported. These include ammonium peroxymonosulfate, tetra-n- butylammonium peroxymonosulfate (TBA-0X), tetra-n-pentylammonium peroxymonosulfate, and tetra-n-hexylammonium peroxymonosulfate.67’68 In 1985, Dehmlow and coworkers. reported a methodology to prepare TBA-0X (67.5% w/w) and other tetraalkyl ammonium salts of peroxymonosulfate by cationic exchange from Oxone. However, only in 1988 did Trost and coworkers popularized TBA-0X as an organic soluble form of Oxone that was capable of oxidizing sulfides to sulfones under anhydrous conditions (Scheme III-2). This reagent was prepared from cationic exchange of the bulk potassium ions, and thus yielded a soluble version of the triple salt; i.e., tetra- n-butylammonium salts of sulfate and bisulfate were also formed. The oxidative activity of this soluble Oxone was 37.5% of the actual weight. Scheme Ill-2. Anhydrous oxidation of sulfides to sulfones with TBA-0X Oxone nBu4NHSO4 TBA-OX O (37.5%» W/W) ll R1—S‘R2 R1‘§“R2 DCM A second type of soluble peroxymonosulfate has been recently described by 69‘" The reported benzyltriphenylphosphonium Hajipour and coworkers. peroxymonosulfate (TPPB-OX) has the ability to perform some of the oxidative reactions that are well developed for Oxone (Scheme III-3). These include various oxidations of alcohols the deprotection of acetals, trimethylsilyl ethers and tetrahydropyranyl ethers to yield the corresponding alcohols. 45 Scheme Ill-3. Selective oxidative deprotections with TPPB-OX o 0THP 0 Ohms TPPB-Ox.DCM; ©)LH GK TPPB-0x.DChL ©/N\ microwave microwave 90% 85% 3.2. Initial Purification Methods While Oxone is a convenient and cheap triple salt (~$10/Kg), there is only ~50% of active oxidant per mol of the triple salt. Several methods have been developed to prepare the pure potassium salt of peroxymonosulfate, yet these purified oxidants have not been used in synthesis, most probably due to the less than convenient procedures necessary to purify the oxidant. Appleman and coworkers isolated and characterized pure KHSOS and KH8050H20 by passage of sodium peroxydisulfate (Na28203) through a cationic ion exchange resin followed by hydrolysis of the peroxydisulfate at 50 °C to yield equal molar peroxymonosulfate, KHSOs, and bisulfate, KHSO4. Adjustment of the pH with KHC03 and lyophylization yielded the purified KHSOs'H20.222 This resulted in one of two reported crystal structures of KHSOs-H20. Interestingly, both reports were published within months of each other.”’223 The purification of KHSOs°H20 was revisited by Connick et al. in the early 90's along with a modified method for its 65 Essentially a straightforward filtration protocol starting from Oxone, preparation. followed by evaporation and crystallization resulted in the isolation of analytically pure KHSOs-H20. Again, this method received little attention from organic chemists perhaps due to its limitations upon scale-up where the removal of large volumes of water is required. 3.3. Purification Method Development We have developed a modified, straightforward, and stepwise procedure for the preparation of pure KHSOs-H20 (>98% activity) from Oxone that does not require laborious water removal. Additionally, a method for the preparation of analytically pure tetra-n-butylammonium peroxymonosulfate (TBA-0X) from KHSOs-H20 has been developed, along with a one step procedure to purify and solubilize the commercial Oxone triple salt with nBu4NHSO4. Furthermore, the chemical reactivity of commercially available Oxone has been compared with that of pure KH805°H20 and two soluble forms of the oxidant. 3.3.1. Preparation of Purified Oxone. From a preparative point of view, comparison of the two reported methods to obtain KHSOs-H20 in pure form favors the method described by Connick et al.‘55 The procedure is easier since the starting material is Oxone, which contains the active oxidant and does not lose activity over time. This method provides the desired pure KHSOs-H20, but requires a laborious removal of water, which is followed by crystallization of the product. This limits the scale on which the procedure can be performed easily. In order to satisfy our need for large amounts of purified Oxone, we have devised a preparative scheme that is not only facile, easy, and reproducible, but also amenable to large scale production (0.5 mol). To prepare the purified oxidant, commercially available Oxone was added to deionized (DI) water (1:1 w/w) and swirled for 5 min until the noticeable fizzing subsided. Molecular oxygen is the gas evolved during the mixing of Oxone with water. This was shown by bubbling the gas through a suspension of Cul in aqueous NH4OH. 47 The solution turned blue immediately as Cu+2 was generated through oxidation of Cu+ with oxygen. The overall loss of oxidant is less than 2% (measured via iodometric titration of the solution after the evolution of gas had ceased), and is probably due to the decomposition of Oxone by trace metal ions present in the solution?”24 Potassium peroxymonosulfate is more soluble in H20 than the corresponding sulfate salts and is dissolved preferentially. However, keeping the slurry for a prolonged time allows the salts to equilibrate and lower yields are obtained. The cold slurry (~10 °C) was filtered and washed with minimal amounts of cold DI H20. The initial pH of this clear solution was about 1.0. The pH of the filtrate was adjusted to 3.5 using solid KHC03 while continuously stirring the solution. At the endpoint a noticeable pink color was observed along with the formation of some precipitate. We found that overshooting the endpoint resulted in a reduced yield of the purified material. If need be, the pH can be readjusted with a few drops of concentrated H2804. This pink slurry was filtered and the solid was washed with MeOH (2 volumes) and combined with the original water filtrate resulting in the formation of more precipitate. The precipitate was again filtered and washed with MeOH (1 volume). The slightly cloudy solution containing water and MeOH (1:3 v/v) was placed in a freezer overnight to crystallize the purified product. The thick slurry was filtered and washed with Et20 to provide KHSOs-H20 in 45% yield (based on oxidative equivalence as compared to Oxone). The crop was found to be 99.1% pure after triplicate iodometric titration. A second crop (4%) could be obtained if the filtrate containing the water, methanol, and ether mixture was again place in the freezer overnight. This material showed negligible loss of activity over a prolonged period of time (6 months) when stored on the bench top in an amber bottle. The hydrated 48 pure KH805 can be dried under vacuum at room temperature to yield pure anhydrous KHSOs. Although we have not had any incidents of rapid decomposition or explosion with Oxone (triple salt or purified) when heated, the oxidizing activity is lost at 70 °C, and thus drying the sample should be carried out at room temperature. Also noteworthy is that dry KH805 does not seem to be a contact explosive. This was tested by repeatedly hammering a sample on a smooth flat surface. The two major advantages of the latter procedure are the immediate crystallization of KHS05°H20 that provides analytically pure product, and the fact that large volumes of water need not be removed via evaporation. The only limit to perform this procedure effectively on a large scale is the need for a few large erlenmeyers. There is a significant advantage for converting the commercially available Oxone to purified KHSOs-H20 since less weight of salt is required. Oxone's (2KH8050KHSO40K2SO4) molecular weight of 615 g/mol is equivalent to 307 g/mol of oxidizing equivalence. This is significantly more than that of KHSOs-H20, 170 g/mol. Thus, the use of purified Oxone results in more oxidant per mol of salt. This significantly reduces the amount of oxidant needed, which could be a major factor when doing large- scale chemistry. 3.3.2. Preparation of Soluble Oxone (TBA-OX). 3.3.2.1. Background As mentioned previously anNHSOs (TBA-0X) has been prepared by both the Dehmlow and Trost groups with 61% and 37.5% activity, respectively.“68 While the preparative methods are similar, it is necessary to explain the differences to better understand how it has led us to obtain >98% active TBA-0X with only minor 49 modifications. Dehmlow’s procedure requires the preparation of two solutions, a concentrated aqueous solution of Oxone and a solution of nBu4NHSO4. The latter two solutions were mixed together overnight and the TBA-0X was isolated by extraction into CH2C12. In contrast, Trost’s procedure utilizes 5 equiv of nBu4NHSO4 per each equiv of Oxone. The two reagents are mixed for 30 min in water, which is followed by extraction into CH2C12 to provide 37.5% active TBA-OX. The recovered activity is less than the activity of the starting Oxone. The latter two examples yield products with different activities, probably due to two factors; time of mixing prior to extraction and the ratio of nBu4NHSO4 and Oxone used for preparation of soluble Oxone. Optimization of both factors should lead to the isolation of a more pure product with higher activity. 3.3.2.2. TBA-OX Method Development: Preparation from Oxone. We have found that the solubility of nBu4NH805 in CH2C12 (352 mg/mL) is higher than the solubility of anNHSO4 in the same solvent (168 mg/mL). Thus, it should be possible to preferentially extract nBu4NH805 in favor of nBu4NHSO4. It is plausible that the excess amount of nBu4NHSO4 used in Trost’s extraction procedure counterbalances the higher solubility of TBA-OX and leads to the extraction of nBu4NHSO4 along with TBA-0X. To illustrate this point Oxone (1 equiv) and varying ’ amounts of nBu4NHSO4 were used to extract TBA-OX into CH2C12. As can be seen from Figure III-1, lowering the equivalence of nBu4NHSO4 used in the extraction greatly enhances the purity of the extracted TBA-0X (range of 35% to 91%), presumably due to the higher solubility of anNHSOs in CH2C12. Therefore, by utilizing 1 equiv of nBu4NHSO4 in a single extraction, 88% of the oxidative equivalence is obtained in soluble form (TBA-0X). Overall, much higher extraction efficiencies are realized with 50 less nBu4NHSO4. Additionally we do not find it necessary to mix the solids for an extended amount of time, but instead simply mixing both solids in water followed by an immediate extraction provided reproducible results. We attribute the success of this procedure to the fact that KHSO5 dissolves preferentially over KHSO4 and K2804, and that nBu4NHSOs is more soluble in CH2Cl2 as compared to nBu4NHSO4 in the same solvent. Figure Ill-1. Extraction of TBA-0X from Oxone into CH2CI2 with various equiv of nBu4NHSO4 ”BU4NHSO4 + 2KHSOS'KHSO4'K2504 =—"—-— "BU4NHSOS "l' (I‘BU4N)2SO4 (Oxone) I more soluble in CH2C12] 100 . 90« 80‘ 704 Activlty (96) 0 4o. 30 . . . . . . o 1 2 3 4 5 6 Equlv of nBu4NHSO4 3.3.2.3. TBA-OX Method Development: Preparation from KHSOs-H2O Utilizing the same extraction technique, the preparation of analytically pure TBA- OX is feasible simply by extracting pure KHSOs°H2O (1 equiv) with nBu4NHSO4 (1.2 equiv). In fact, single extraction with purified KHSOs-H20 yields >98% active TBA- OX. The two methods described above use stoichiometric amounts of nBuNHS04 to easily prepare pure TBA-0X. The highly purified TBA-OX (>98%) has been stable for 51 more than 6 months at room temperature in an amber vial. Moreover, removal of residual water from the purified TBA-0X under vacuum has met with no problems. This should allow for the use of TBA-0X in anhydrous form for oxidations in organic solvents without the necessity for using a great excess of oxidant or mixed tetrabutylammonium salts. It should be noted that heating of TBA-OX at 70 °C in order to speed up the drying led to the decomposition of the oxidant (complete loss of activity). 3.4. Solubility The latter experiments strongly suggest that solubility plays a major role in obtaining pure nBu4NHSOs. To demonstrate this further we have compared the solubility of KHSOs-H2O and TBA-0X. KHS05°H20 possesses very poor solubility in CH2C12 such that a 1:6 (w/w) mixture of KHSOs-H2O and TBA-OX resulted in 99% recovery of the KHSOs-H20 after filtration. To ensure that the oxidative equivalence measured by iodometric titrations of the organic phase are not a result of KHSOs°H20’8 partial solubility in CH2C12, purified KHSOs-H2O was vigorously stirred with CH2Cl2 and the filtrate was titrated for oxidizing activity. The iodometric titrations showed less than 1% activity present in the organic filtrate based on the starting amount of KHSOs-H2O. The soluble salt forms of Oxone have a good solubility profile with various organic solvents, therefore, making it possible to use a large number of organic solvents for the oxidations (Table 111-1). This is clearly an advantage over traditional Oxone chemistry, which uses water in a large number of the reported reactions. Oxone (triple salt) is practically insoluble in all solvents except water, although, the KH805 portion of Oxone does have solubility in other solvents such as DMF. KHSOs-H2O is also soluble 52 in water, however, it exhibits notable solubility in DMF (100 mg/mL) and slight solubility in MeOH. TBA-0X is completely soluble in DMF, acetone, water, CHCl3, CH2C12, CH3N02, CH3CN, and MeOH at 100 mg/mL (this is not to say the solutions are saturated). Other solvents such as EtOAc, hexanes, CCl4, benzene, THF, and B20 were not able to dissolve TBA-0X. Comparably, Ph3BnPH805 was soluble only in MeOH, CHCl3, CH2C12, and DMF and insoluble in all other solvents tested. Since these salts all exhibit a lack of solubility in solvents such as hexanes or ether, we feel that this could perhaps be beneficial since it can provide an easy route to remove the oxidant and its by- products (usually XHSO4) by simple precipitation from the reaction mixture upon addition of hexanes or ether. Table Ill-1. Solubility profiles of various XHSO5 salts Solvent Oxone KHSOs-HZO TBA-0X TPPB-OX DMF A B C C Acetone D D Water C C C D CHCIa D D C C CHZCI2 D D C C CH3N02 D D C D CH3CN D D C D MeOH D B C C EtOAc D D D D Hexanes D D D D Benzene D D D D CCI. D D A D THF D D A D Et20 D D D D A) slightly soluble; B) ~100 mg/mL; C) >100 mg/mL; D) insoluble 53 3.5. Peroxysulfate Salts as Oxidizing Reagents As discussed above, Oxone is an effective oxidant in many types of transformations. Having at hand a simple method to secure both pure KHSOs-H20 and its pure soluble form, TBA-OX, a comparison of their reactivity was pursued. Through a set of simple experiments Oxone, KHSOs-H2O, TBA-OX, and Ph3PBnH805 (TPPB-OX) were compared directly in five different reaction manifolds. The results are summarized in Table 111-2. Essentially, Oxone and KHSOs°H2O showed no significant differences in reactivity or yield of isolated products in the reactions studied, namely, oxidation of benzaldehyde to benzoic acid, oxidative cleavage of trans-stilbene to benzoic acid, oxidation of triphenylphosphine to triphenylphosphine oxide, oxidation of thioanisol to methylphenylsulfone, and oxidative cleavage of phenylboronic acid to phenol. 0n the other hand, TBA-0X was ineffective in oxidizing benzaldehyde to benzoic acid and not very effective in cleaving the OB bond of phenylboronic acid providing phenol in only 40%. However, as reported by others for the less pure TBA-0X, it was efficient in oxidation of both phosphorous and sulfur. Use of TBA-0X for oxidative cleavage of olefins was attempted with trans-stilbene. Although, both Oxone and KHSOs-H20 yielded benzoic acid as the oxidation product, TBA-OX led to the isolation of benzaldehyde as the sole product in 88% yield. Clearly, the soluble form of Oxone has attenuated activity. This is a beneficial outcome since selectivity can be exercised based on the oxidant utilized for the reaction. TPPB-OX is a rather poor oxidant for the reactions illustrated here except for the oxidation of triphenylphosphine, which resulted in a 98% yield of triphenylphosphine oxide. 54 Table Ill-2. Oxidation of various functionalities with Oxone and soluble Oxone.al CHO Oxidant C02H O Oxidant DMF O 0so4 (cat) / DMF Ill-1 Ill-1a Ill-2 Oxidant 0 O Q‘ ICHS Phap ———-> Ph3P=O OSCHa ’0 am be THF / MeOH MeOH ,Hzo Ill-3 Ill-3a III-4 Ill-4a 03“)le Oxidant OOH NaOH IH20 7 111-5 meme Ill-5a Substrate Product Oxone KHSOs TBA-0X TPPB-OX benzaldehyde III-1 benzoic acid Ill-1 a 97% 94% NR." N.R. b trans-stilbene Ill-2 benzoic acid Ill-1 a 95% 97% 88% ° 25%° triphenylphosphine III-3 "'pheng'gggsi’mne III-3a 98%" 99% 97% 98% thioanisol Ill-4 methylphenylsulfone Ill-4a 95%‘1 90% 91 % 52% phenylboronic acid Ill-5 phenol Ill-5a 86%" 80% 40% 30% a) See experimental for reaction details. b) Starting material was recovered (90% for TBA-0X, 85% for TPPB-0X). 0) Yield of III-1. d)Y1eId reported in literature. 3.6. Work-up Protocols During the course of our study we found that using purified reagents showed only minor reactivity differences, and that the work-up was facile for all substrates on a 1 mmol scale. However, extraction and chromatography are more tedious upon scale-up. To investigate this further we evaluated the oxidation of triphenylphosphine with Oxone, KHSOs-H2O, anNHSOs (30%, containing other nBu4N-sulfate salts) and anNHSOs (98%) on a 10 mmol scale. Not surprisingly, the starting material was cleanly converted to the corresponding triphenylphosphine oxide over a 2 h period with all the oxidants utilized. In a typical experiment, removal of the organic solvent under reduced pressure 55 by 50% was followed by precipitation of the salts with Et20. The precipitation was completed upon storing of the filtrate in the freezer for 3 h, and the salts were removed by filtration to provided excellent yields of the product (>95 % in all cases after removal of solvent). Oxidation with pure nBu4NH805 led to only 3% of the tetrabutylammonium salts left over in the final product. However, when 30% active nBu4NH805 was used the product was contaminated with 35% of tetrabutylammonium salt. Both Oxone and KHSOs-H2O yielded clean products, but less 320 was required for precipitation and washing using the purified reagents. Thus, for large-scale reactions it is advantageous to use purified oxidant to reduce the amount of solvent needed for purification. Also, use of pure soluble oxidants yields products of higher purity after a simple filtration of the tetrabutylammonium salts. 3.7. Conclusions Oxone is a cheap commercially available oxidant that easily oxidizes numerous functional groups. In this study, we have developed a facile procedure for the preparation of pure KHSOs-H2O in a straightforward and efficient manner, which is amenable to large-scale production. An improved procedure for the preparation of nB u4NH805 (soluble Oxone) has also been developed that requires much less nBu4NHSO4 and delivers high purity in a single extraction from either Oxone or KHSOs-H20. The purified Oxone (KHSOs-H2O) was as effective as Oxone, but only required half the mass of oxidant, thus making the reaction work-ups more facile. Column chromatography was generally not necessary with either Oxone or KHSOs-H2O reactions. The high purity of TBA-OX led to easier purification since less tetrabutylammonium ions were present. TBA-0X was also unique in that it does not oxidize aromatic aldehydes, but remained as 56 effective as Oxone in the oxidative cleavage reaction, thus providing an alternate oxidant for procuring aldehydes instead of carboxylic acids. 57 Chapter 4. Osmium Tetroxide Promoted Catalytic Oxidative Cleavage of Olefms. An Organometallic Ozonolysis 4.1. Introduction Oxidative cleavage of olefins is one of the paramount reactions developed in organic chemistry. Many oxidative pathways discussed in the literature can be summarized into two main methodologies; i) Transformation of olefins into 1,2-diols followed by cleavage with NaIO4 or other oxidantsm, or ii) Ozonolysis, in which the olefin is directly cleaved into a variety of fiinctionalized products depending on the workup conditions.”226 The standard method for the direct oxidative cleavage of olefins is ozonolysis. This reaction has been well-developed and yields aldehydes or carboxylic acids upon reductive or oxidative workup, respectively.226 Simple modification of the workup also gives rise to terminally differentiated functionality, such as combinations of ester- aldehydes, acetal-aldehydes, acetal-esters, and carboxylic acids in combination with acetals and alcohols.”’20 A lingering problem with ozonolysis is the major concern for safety; serious (1.227'231 Under normal conditions, accidents due to explosions have been reporte ozonolysis reactions form ozonides and can also produce peroxides. These by-products are hazardous and can lead to explosions upon concentration. This has been a point of concern for the pharmaceutical industry during large-scale reactions, and also the paper recycling industry, which utilizes ozonolysis during the decolorization process of recycled paper. 58 Scheme lV-1. Various pathways of ozonolitic workup 0 O 4 l (R0)2/\1vrlLon 4 a) 1. 03, CH3C0002Me, -78°C 2. PPha b) 1. 03, ROH, NaHC03 2. A020, TEA c) 1. 03, ROH, T80H 2. DMS. NaHCOa d) 1. 03, ROH, TsOH 2. Ac20, TEA e) 1. 03, CH300C02Me. -78°C 2. TEA f) 1. 03, CH300002Me, -78°C 2. LiBH, 3. PPh3 A8 important as ozonolysis has proven to be in synthetic chemistry, there are relatively few alternate reactions that duplicate the same transformation; i.e., the direct cleavage of olefins in one step without the intermediacy of 1,2-diols. Ruthenium catalyzed oxidative cleavage of olefins with RuCl3 or Ru04 to aldehydes with various co- oxidants has been reported, although it is not clear whether or not diol intermediates are (1232'234 Direct oxidative cleavage of olefins with 0804, without the generate intermediacy of 1,2-diols, has been suggested by using either hydrogen peroxide or (- butyl hydrogen peroxide as co-oxidants, albeit in low yields.”’36 In these instances mixtures of over oxidized products such as a-hydroxy ketones, aldehydes, and carboxylic acids are present. 59 Alternatively, the Lemieux-Johnson reaction, which typically uses NaIO4, and its variants are widely used for the one pot oxidative cleavage of 1,2-diols, and can be coupled to the dihydroxylation of olefins with 08, Mn, Ru, and W oxides. Potassium permanganate (KMnO4), for example, is a cheap and useful oxidant but is not soluble in many organic solvents and is often non-specific.”’212’235'237 Much work in this area has focused on the use of various phase transfer catalysts and solid supported reagents to modify the reactivity and selectivity of permanganate, but while these reactions are all milder and more selective than permanganate itself, this has not proven to be a general solution to the problem (Scheme IV-2).236’238'243 Scheme lV-2. Reactions with 08, Mn, and Ru oxides 0H 0 KMno4 (cat) (IDA Nal04 o 0 CG N l0 (:0 H ”OM a 4 2 RuCl3-3H20 (cat) 3 K2003 if if QAC QAC COZH H ‘ silica-geI-KMn04 Ru02, Na104 m Benzene Y ; : H ecu, ACN, H20 0 O C02H o O O O 0804(081) N = N —>= Jones reag —>=0 0 0 Acetone ll Sodium periodate (Na104) is another useful reagent for oxidations including cleaving diols.16 This reagent is also limited by its insolubility in organic solvents. 244345 potassium metaperiodate along with phase Quaternary alkyl ammonium periodate, transfer catalysts,246 and silica gel supported NaIO42"'7 are reported examples that increase the solubility and reactivity of the oxidant. These modifications have been successful to some extent; however, the drawback of these reactions is the necessary intermediacy of diol precursors to the cleavage. Alternatively, catalytic 0804 and NaIO4 have been used 1 Unfortunately, this together to oxidatively cleave olefins in a one-pot procedure.21 reaction often produces undesirable byproducts. This fact necessitates that the diol precursor is independently prepared before a separate periodate cleavage. Ultimately, this becomes a two-step process instead of a more desirable one-pot method. Also, other 1,2-diols within target molecules need to be protected. Scheme lV-3. General periodate oxidations O 8 Ni /©/\ C 02H ( “)4 O4 2 /©/tLH Cl dioxane, reflux Cl ..~0H silica gel-Nal04 o o ph 0604 (cat) 0. M /=/ = 4 H Ph Nal04, dioxane OH DCM H Noyori and coworkers have also developed a “green” route for the direct oxidation of olefins to carboxylic acids with catalytic Na2W04 and hydrogen peroxide as the terminal oxidant (Scheme IV-4). This is an elegant procedure for production of high valued compounds such as adipic acid from cyclohexene in large quantities using cheap oxidants, however, it is not very general in its scope and is not tolerant of many functional groups.248 Scheme lV-4. Green oxidative cleavage of cyclohexene with Na2W04 Nawo,, H202 o o O T HOMOH Me(n'OCI)3NHSO4 4 78 °/o Development of the many oxidative cleavage methodologies is a testimony to the importance of this reaction for synthetic chemists. Ultimately, organic chemists will utilize the most appropriate conditions for their particular transformation amongst the large body of possible reaction tools. Thus, it is very important to pursue other reaction 61 manifolds that could be more efficient, milder, and act as a substitute for established transformations. 4.2. Initial Observations Our interest in this area stemmed from previous work in the oxidative cyclization of 1,4-dienes, in which 0804 and various co-oxidants were used to promote the desired cyclization pathway.249 Low yields of the cyclized products were attributed to a large number of side reactions including diol and tetrol formation, oxidative cleavage to aldehydes when Na104 was used as a co-oxidant, and the formation of carboxylic acids especially when Oxone was used as the co-oxidant (Scheme IV-5). We noted early on that 0804 was necessary for the cleavage reactions with Oxone because subjecting either methyl lineolate or its diol to the reaction conditions without 0804 did not provide oxidized products, but instead returned the starting material untouched (Scheme IV-6). Scheme IV-5. Initial 0804—Oxone results OH 0504, Oxone 0 .R2 1 R1/=\/:R2 > R1 - + R C02H R2C02H DMF, 3 h \ v J OH R1 = (CHzl'ICOzCl'la 3O % ~70 % R2 = (CH2)4CH3 Scheme lV-6. Requirement of 0804 for the oxidative cleavage of olefins HO OH R?- — R‘ xo or R‘COZH + R2C02H F, l'I R1 _ V — R2 R1 = (CH2)7COaCH3 F12 = (CH2)4CH3 Further investigation into the nature of the over-oxidized products and optimization of that side reaction has led to a selective oxidative cleavage of olefins to 62 yield carboxylic acids using catalytic 0804 and Oxone in DMF (Scheme IV-7). Herein, we report initial observations on a mild, organometallic alternative to ozonolysis. Scheme lV-7. Selective oxidative cleavage with 0804—Oxone—DMF 0804 (0.01 equiv) Oxone (4 equiv) R1 R2 DMF 3h RT .7 R1C02H + R2C02H 4.3. Results Initially, we investigated the oxidative cleavage of olefins in simple alkyl and aromatic compounds (Table IV-l). Both cis- and trans-stilbene, IV-l and IV-2, cleanly provided two equivalents of benzoic acid, IV-l a, in 95% yield. trans-Cinnamic acid IV- 3, styrene IV-4, and methyl cinnimate, IV-5, were also easily converted to IV-la in 97%, 94%, and 96% yields, respectively. Cyclohexene, IV-6, and cyclooctene, IV-7, provided the corresponding adipic acid, IV-6a, and suberic acid, IV-7a, in good yields. Additionally, simple alkyl olefins such as l-decene, IV-8, l-nonene, IV-9, and trans-2- nonene, IV-10, all provided the appropriate alkyl carboxylic acids in 93%, 90%, and 93%, respectively. Similarly, methyl oleate IV-ll, provided a clean conversion to nonanoic acid, IV-8a, and nonanedioic acid monomethyl ester, IV-lla. 63 Table IV-1. Oxidative cleavage of simple olefinsa 050., (0.01 equiv) o H/VR t Oxone (4 equiv) H 0” DMF. 3 h, RT Entry Substrate Product Yieldb (%) 1 cis-stilbene, lV-1 benzoic acid, lV-1 a 95 2 trans-stilbene, lV-2 lV-1a 95 3 trans-cinnamic acid, IV-3 IV-1 a 97 4 styrene, lV-4 lV-1a 94 5 methyl cinnimate, lV-5 lV-1 a 96 6 cyclohexene, IV-6 adipic acid, lV-6a 50 (94)c 7 cyclooctene, IV-7 suberic acid, lV-7a 82 (92)c 8 1-decene, IV-8 nonanoic acid, IV-8a 93 9 1-nonene, lV-9 octanoic acid, lV-9a 90 1 0 2-trans-nonene, IV-1 0 heptanoic acid, lV-10a 93 1 1 methyl oleate, lV-1 1 IV-8a + lV-11a 80 (93)c a) All reactions were performed with olefin (1 equiv), Oxone (4 equiv), and 080, (0.01 equiv) in DMF for 3 h at RT. b) Isolated yields. 0) G0 yield. A number of mono-substituted, 1,1-disubstituted, 1,2-disub8tituted, tri-substituted, and tetra-substituted olefins containing a variety of functional groups were also subjected to the oxidative cleavage (Table IV-2). In most cases a yield of 80% or greater of the desired ketene or carboxylic acid was obtained. Acetate IV-12 reacted smoothly to provide the carboxylic acid IV-12a in 93% yield. (-)-Isopulegol, IV-13, was oxidized to furnish the desired hydroxyketone IV-l3a and formate IV-13b in 78% total yield. The formate could be easily hydrolyzed with base; therefore, it is clear that the alcohol functionality is immune to oxidation. The benzyl-protected isopulegol IV-14 provided 80% of the desired ketone IV-14a. Substituted stilbenes, IV-15 and IV-16 were also cleanly converted into the corresponding acid products, IV-15a and IV-l6a without difficulty in 91% and 95% yield, respectively. Interestingly, (Jr-methyl cinnamic acid, IV-l8, and l-methyl cyclohexene, IV-l9, (examples of trisubstituted olefins) did not deliver the desired product in high yields under standard conditions. Seemingly, the hydrolysis of the osmate intermediate leads to the formation of the observed diol side product, presumably as a result of the acidity of Oxone. However, addition of solid NaHCO; to the reaction substantially improved the results, leading to high yields of the oxidatively cleaved trisubstituted olefins IV-l8 and IV-l9. Cleavage of the tetrasubstituted olefin IV-20 in presence of NaHCO; was also successful in yielding acetophenone, IV-20a. a,[3-Unsaturated systems pose an interesting case since their cleavage would yield an a-dicarbonyl functionality. Oxidation of 2-cyclohexenone (Table IV-2, entry 6) provided pentanedioic acid, most probably via the a-dicarbonyl intermediate which decarboxylates under the oxidative conditions. Baeyer-Villiger like oxidative cleavage of a-dicarbonyls have been reported previously with peroxy compounds, and is likely the operative route in the latter oxidation.”250 1,2-Cyclohexanedione, subjected to the same reaction conditions (without 0804) was also oxidized to adipic acid (See Chapter VI), thus demonstrating the lability of the a-dicarbonyl functionality. In a similar fashion, (+)-pulegone, IV-21, yielded the dicarboxylic acid IV-21a via the intermediacy of an a- diketone along with small amounts of lV-21b (16%), the simple hydrolyzed Baeyer- Villiger product. 65 Table IV-2. Oxidative cleavage of assorted olefinsa 0804 (0.01 equiv) O R/VR > Oxone (4 equiv) R DMF, 3 h, RT Entry Substrate Product Yield (%)b 1 MOM Iv-12 AcO/WcozH lV-12a 93 0 2 ”'13 IV-13b R=CHO 34 OR 0% ° 3 IV-14 ”W Iv-14a so an 080 ° 4 O \ IV-15 D/KOH IV-15a 91 N02 0 5 O \ O lV-16 Dim IV-16a 95 02N O2N 0 6 lV-17 HOZCMCOZH lV-17a 92 \ C02H C02H 7 m IV-18 O IV-1a 82 0 v- - 8 I 19 M002“ IV 19a 80 Ph 0 9 )—(Ph lV-20 Q/K IV-20a 85 H0 C 10 IV-21 2 \AfcozH IV-21a 67 0 11 M22 m IV-22a 60 ' o 12 MOM 1v-23 Recovered SM lV-23 96 8All reactions were performed with olefin (1 equiv), Oxone (4 equiv), and 080, (0.01 equiv) in DMF for 3 h at RT. bIsolated yields. Figure lV-1. Structure of IV-21 b 0 W0, 0 lV-21b Treatment of nootkatone, IV-22, containing dissimilar olefins under standard conditions furnished ketone, IV-22a, showing that selectivity in oxidation is also obtainable. Lastly, alkyne IV-23 was subjected to the cleavage conditions, however, it proved immune to oxidation and starting material was recovered, thus indicating selectivity for alkenes vs. alkynes. 4.4. Mechanistic Proposal Oxone, a mono potassium peroxysulfate salt, is known to be an effective oxidant for numerous transformations. For instance, Oxone is well known to prepare sulfones or sulfoxides from sulfides, oxides of both phosphorous and nitrogen, and several reports have shown that Oxone can also be used to oxidize aldehydes to carboxylic acids.68’87' 92’95’963'8’221’25 I We believe that in this system Oxone functions in three distinct oxidizing roles: I) oxidizes the initially formed osmate back to 08(VIII), 2) promotes the oxidative cleavage to an intermediate aldehyde, and 3) independently oxidizes the aldehyde to the carboxylic acid. We are not certain as to the mechanism of the oxidative cleavage, however, we do propose the intermediacy of an osmate ester, which undergoes the cleavage. We do not believe that the 1,2-diol is an intermediate of this reaction for two reasons: i) The oxidation of olefins with the 0804-Oxone system proceeds just as well under anhydrous conditions; i.e, there is no hydrolysis of the osmate ester. ii) Submission of 1,2-diols to this reaction does not yield products, and in fact starting diol is recovered quantitatively. 67 To highlight the fact that 1,2-diols do not oxidize under our reaction conditions to yield product, and thus are not intermediates during the cleavage, two test reactions were performed with both styrene glycol and methyl 9,10-dihydroxyoctadecanoate. In both cases, their corresponding olefin counterparts: i.e. styrene and methyl 9,10-octadecanoate were also subjected to the oxidative cleavage reaction simultaneously [Oxone (2 equiv), 0804 (0.01 equiv), 3 h, RT]. The reactions were monitored by 1H NMR, TLC and GC and clearly showed that the olefins were cleanly oxidized to their corresponding carboxylic acids; however, the diols in both cases remained untouched and were recovered in quantative yields. 0804 does not cleave 1,2-diols independently either. From the latter experiment and literature precedent it is clear that Oxone also does not cleave or oxidize alcohols or 1,2-diols without other co-factors present. Thus it is reasonable to assume that this oxidative cleavage proceeds without the formation of an intermediate 1,2-diol, and in fact the osmate ester is activated for the direct cleavage of the C-C bond. Scheme lV-8. Diols are not intermediates OH GA 0804, Oxone OCOZH 0W9 DMF, 3 n M C 3 0H 94 % (SM 96 °/.) 0804, Oxone B‘COZH Os ,O ne HO? OH 1— R2 > + : R1l— Oxone (4 equiv) R 0” DMF, 3 h, RT Entry Substrate Product Yield (%)” \ 1 m IV-27 benzoic acid lV-1a 93 o 2 GM lV-28 benzoic acid lV-1 a 83 \ 3 W Iv-29 benzoic acid lV-1a 9o 4 lV-30 benzoic acid IV-1 a 93 O 5 WH IV-31 benzoic acid IV-1 a 41 \ 0H 6 W IV-32 benzoic acid IV-1 a 34 7 We lV-33 benzoic acid lV-1a 98 r o 8 W lV-34 lV-34a 44 0 0H 0H 0 9 \ lV-35 IV-35a 95 W1 HOJLMM OAC OAC _ 0 10 W1 IV 36 W1 iv-36a 86 OH 11 HOW IV-37 pentanoic acid IV-37a 98 0H 0 12 M was HOJLM/ mm: 93 / 1 1 11 0Ac 0 13 M lV-39 H0164? Iv-35a 97 11 alAll reactions were performed with olefin (1 equiv), Oxone (4 equiv), and 0804 (0.01 equiv) in DMF for 3 h at RT. bIsolated yields. 71 left hand portion of the eneyne, but this product could not be found for either the free alcohol, IV-38, or the acetate, IV-39, yet the long chain acid, IV-35a, was recovered in good yield for both substrates, 93 % and 97 % respectively Figure IV-2. Side products from Table lV-3 entry 7 0H 0 0%.. IV-34b lV-34c Figure lV-3. Desired products from Table IV-3 entries 11, 12 and 13 \Vfl\;i0/\/kUH >‘;=.%) HO OH R = H, Ac 4.6. Conclusions During the course of our investigation we have been able to show that a simple, mild, and efficient oxidative cleavage of olefins takes place with 0804 and Oxone in DMF, to provide ketones or carboxylic acids. Modification of the reaction to deliver aldehydes exclusively is in progress. This reaction can be considered as an organometallic alternative to ozonolysis 72 Chapter 5. Extension of the Oxidative Cleavage Methodology 5.1. Introduction In the ozonolysis of olefins, aldehydes, carboxylic acids, and esters can be obtained depending on the work-up procedure. In our previous studies on the oxidative cleavages of olefins, carboxylic acids were obtained exclusively by using an 0804—Oxone—DMF system (See Chapter 4).6 Our laboratory was interested in developing a suitable oxidative cleavage system that would provide easy access to aldehydes, esters, and lactones as well. These attempts are described below. 5.2. New Oxidative Cleavage Methodologies 5.2.1. Preparation of Aldehydes with KHCO3 In the oxidations of olefins with 0804—Oxone—DMF we noted that the immediate products of oxidation were aldehydes, which could be observed via GC.6 However, the reactions did not stop at the aldehyde oxidation state and simply reducing the amount of Oxone to less than equivalent amounts did not provide the aldehydes either. Instead carboxylic acids were the major products. We believed that by increasing the rate of the oxidative cleavage of the intermediate osmate ester that we may overcome the facile oxidation of aldehydes, thus being able to isolate the desired aldehyde products. One way we thought to promote the rate of oxidative cleavage was through the use of additives. This idea came about from the fact that the addition of NaHCO; to tri and tetra 6In substituted olefins had improved the yield of the desired acid cleavage reactions. those instances we believed that the problem was also the oxidative cleavage rate because the major byproducts were the hydrolyzed osmate and the structurally related formylated diol (Figure V-l). Additionally, additives such as methanesulfonamide and pyridine are 73 frequently used in dihydroxylation reactions to increase the rate of hydrolysis of the intermediate osmate ester.l Figure V-1 . Products from the oxidative cleavage of methylcyclohexene 0804 o O/ CEOH + OH + /u\/\/\ KHSOsDMF 0H 0CHO COZH For an initial screen we wanted to know if simply adding enough base as an additive would prevent the oxidation of benzaldehyde, V-la to benzoic acid V-lb. When we added 1 to 4 equiv of NaHC03 and 1 equiv of Oxone to benzaldehyde in DMF the over-oxidation was not prevented and clean conversion to V-lb occurred. Interestingly, by changing the additive to KHC03 (1 to 4 equiv), a majority of the starting material could be maintained overnight with using 4 equiv of base (Table V-l). Table V-1. Oxidations of benzaldehyde in the presence of base‘I Entry Substrate Solvent Base Equivalents V-1 a” V-1 b" 1 Benzaldehyde, V-1 a BM F NaHCO3 1 0 100 2 V-1a DMF Ncho3 2 o 100 3 V-1 a DMF NaHCO3 3 0 100 4 V-1a DMF NaHCO3 4 0 100 5 V-1a DMF mm, 1 o 100 6 V-1a DMF KHco, 2 o 100 7 V-1a DMF KHco3 3 20 80 3 V-1a DMF mm, 4 33 17 a) All reactions were performed with olefin (1 equiv), Oxone (1.2 equiv), Base and 080, (0.01 equiv) in DMF (0.1 M) for 18 h at RT. b) Conversions determined as compared to the relative areas of all peaks from a GC analysis. With this result we chose to now directly investigate the oxidative cleavage of trans-stilbene, V41 with KHC03 and NaHCO3. Using KHCO3 as an additive, no carboxylic acid products could be detected in the reactions with one or more equivalents of base. With half an equivalent, however, the reaction showed a majority of the acid 74 product. Reactions with NaHC03 again showed no carboxylic acid products, but lower conversions. The success with KHC03 could not be extended to the alkyl olefin, 1- decene, V-2, where a mixture of the starting material, nonanal, V-2a, and nonanoic acid, V-2b, were obtained (Table V-2 entry 14). Table V-2. Oxidative cleavage of V-1 with base‘3 Entry Substrate Solvent Base Equivalents V-1 b V-1a" V-1 b” 1 trans-stilbene. V-1 DM F None — 23 ND 77 2 V-1 DM F KHC0a 0.5 15 5 80 3 V-1 DMF KHC03 1 ND 100 ND 4 V-1 DMF KHCO3 2 ND 100 ND 5 V-1 DMF KHC03 3 ND 100 ND 6 V-1 DMF KHC03 4 ND 100 ND 7 V-1 DM F KHC03 5 ND 100 ND 8 V-1 DMF NaHC0a 2.5 12 88 ND 9 V-1 DM F NaHCO3 5 45 55 ND 10 V-1 DM F Me803NH 1 2 98 ND 1 1 V-1 MeOH None — 40 ND 60c 1 2 V-1 MeOH KHCO3 5 400 60 ND 13 V-1 MeOH MeS03NH2 1 20 98 ND 1 4 1 -decene, V-2 DM F KHC0a 5 1 4 9 77 15 V-2 DMF MeSOaNH 1 10 13 77 a) All reactions were performed with olefin (1 equiv), Oxone (1.2 equiv), Base and 0804 (0.01 equiv) in the appropriate solvent (0.1 M) for 18 h at RT. b) Conversions determined as compared to the relative areas of all peaks from a GC analysis. 0) 60 % refers to methyl benzoate. A few of other additives were also tried with mixed success. The choice of these additives, methanesulfonamide and imidazole, was based on Shi’s observation that the Baeyer-Villiger decomposition of their ketone catalyst is prevented under basic conditions.”8’120 While methanesulfonamide provided V-la for aryl olefins, it was again not successful in stopping the cleavage of V-2 at the aldehyde stage. Imidazole proved to be more basic or reactive than desired and decomposed the active KHSOs very rapidly 75 resulting in no oxidative cleavage at all. It is plausible that the imidazole was oxidized to the corresponding N oxide. Oxidations of various substrates under our optimized conditions provided benzaldehyde in varying yields. Trans-stilbene, styrene, methyl cinnimate and V-5, provided high yields of the desired product at 96%, 92%, 94%, and 94%, respectively. V-9 and V-10 along with cinnamyl aldehyde and cinnamyl alcohol provided somewhat lower yields at 70%, 68%, 80%, and 73%, respectively. In the third subgroup, however, the yields drop off precipitously providing only 56% and 60% product from the two cinnamic acid derivatives, and only a 45 % and 47 % yield from 1,4-diphenylbutadiene, V-ll, and the long chain alkyl-aryl olefin, V-12. Table V-3. Oxidative cleavage of aryl olefins to aldehydes 0804 (0.01 equiv) 0 R2 Oxone (1.2 equiv) \ 4 H R R3 dodecane(1 equiv) R‘ 101003 (1.2 equiv) DMF, 1.5 11. RT .A Entry Substrate Product 00 Yield (%)b O V-1 V-1 a 1 00 \ 2 ©/\ v-3 V-1a 92 O 3 WOMe V-4 V-1a 94 \ O V-5 V-5a 94 O 5 WH V-6 V-1a 30 6 W0” v-7 V-1a 73 76 Table V-3. cont'd. Entry Substrate Product GC Yield (%)° 0 7 Wm V-8 V-1 a 56 o 8 Wm V-9 V-1a 60 \ 9 m v-1o V-1a 7o / 1 0 V-1 1 V-1 a 68 Br 0 V-1 2 V-1 a 47° 11 O \ \ \ 12 W v-13 V-1a 45 a) All reactions were performed with olefin (1 equiv), Oxone (1.2 equiv), KHCOa (1.2 equiv), dodecane (1 equiv) and 0804 (0.01 equiv) in DMF (0.1M) for 18 h at RT. b) Welds determined as compared to a GC standard curve with dodecane as an internal standard. c) Oxone (2.4 equiv) and KHC0a (2.4 equiv) were added in for this substrate Currently, we attribute the differences in the selectivity between aryl and alkyl olefin cleavages to a difference in the relative rates between the 0804 promoted cleavage and Oxone promoted oxidation of aldehydes. We think that for alkyl olefins the rate of oxidation of the aldehyde is much faster than the rate of cleavage of the osmate ester. The exact role of KHC03 in preventing the over-oxidation of aryl aldehydes is not clear at present but possibly the slightly increased bacisity, due to the added KHCO3, slows down the Baeyer-Villiger oxidation. Overall, we feel that Oxone is well suited for the complete oxidation of olefins to carboxylic acids, but may generally be less suited for the preparation of aldehydes. This has led us to study and search for other oxidants to affect an oxidative cleavage and this is discussed in subsequent sections of this chapter. 77 5.2.2. Finding a New Oxidant via OsO4 Complexes Our initial strategy to find a new oxidative cleavage oxidant was to prepare a few stoichiometric osmium complexes of t-stilbene.23'27’252 This was easily accomplished at low temperature in THF with 0s04, t-stilbene, and an appropriate ligand (none, DMF or pyridine) (Table V-4). Table V-4. Osmate esters of V-1 and V-4' Entry Substrate Ligand Product Weld (%)" Ph Q ,0 1 v-1 — I 9s; v-14 95° Ph‘“ 0 0 Ph 0 2 V-1 DMF Ph“.&g;gs-DMF V-15 64 P“ o _ o. .. .Py _ 3 V1 Py PM. 0,9,“ V 16 36 0 Ph 0 ,o O 6 a) All reactions were performed with substrate (1 equiv), ligand (3 equiv) in THF (0.2 M) at 0 °C and then precipitated at —20 °C. b) Isolated yields. c) 1H NMR yield The ligand free complex was not isolable, but could be identified by UV and NMR. This complex showed good stability as a cold solution, but upon warming it decomposed to provide benzaldehyde as the sole product. The DMF complex could be isolated under nitrogen as a brown solid and was determined to contain only one DMF ligand by NMR. However, when stored under nitrogen the solid compound remained stable either cold or at room temperature. When left to stand in an air atmosphere the brown solid turned to a black solid and no complex remained, only benzaldehyde. The DMF complex was also stable as a cold solution, but decomposed slowly when left at room temperature. The pyridine complex showed two pyridine ligands for every one stilbene by NMR and this isolable brown solid was stable in air and in solution at room 78 me 016 be Oli (J temperature. All three complexes could be cleaved via addition of KH805 to a solution of the complex in DCM providing only benzaldehyde. Furthermore, the DMF complex could very quickly and cleanly be converted to benzaldehyde with NMO, H202, or even air. These intriguing results provided our first insight into the fact that other oxidants may be suitable for the desired oxidative cleavage reaction and in various solvents. In addition to the complex with trans-stilbene we also prepared a complex of methyl cinnimate with DMF. After isolating the pure complex of methyl cinnimate the 1H NMR was recorded. Interestingly, it showed eight distinctive doublets for both olefinic protons (H4 and Hb) and eight doublets (Mec) for the methyl ester, which we believe could suggest a cis conformational relationship between a bidentate DMF and the olefin. We have no evidence for the structure drawn in Figure V-2, however this picture Figure V-2. Proposed structure of one of eight cis complexes IIIIIII could potentially describe why there are eight different doublets and eight different methyl groups. The reasoning is as follows: there are two distinct rotations for the olefin, two distinct faces of the olefin and two rotations for a bidentate DMF, this would provide 23 possibilities which is eight. There are of course alternatives including a bisosmate, or dimeric/polymeric osmate, but they are perhaps as unlikely as our proposal. To investigate this further a stable DMF containing osmium complex needs to be prepared and crystallized. A possible substrate for this work would be 4-nitro-methyl cinnimate. 79 Again our complex, V-17, was susceptible to oxidative cleavage with a variety of oxidants including NMO, H202, and air. 5.2.3. Preparation of Aldehydes with H202 A drawback of the earlier described Oxone/DMF system to promote oxidative cleavage is its utility in large-scale synthesis. The need to remove large volumes of DMF together with the large amounts of inorganics will result in the system being unattractive for the isolation of products at the end of the reaction especially in the case of small molecules. To circumvent this problem, several modifications were attempted with the hope to develop a more convenient and suitable system for the use in a large-scale preparation. We also wanted to see if the direct oxidative cleavage of the osmate ester intermediate was a unique property of the Oxone—DMF combination or if the cleavage would be promoted by other oxidants as well. This section describes the results of our modifications on the Oxone/DMF system. As can be seen from Table V-S, our test reaction with H202—DMF with methyl cimmimate at RT led to the recovery of starting material. We surmised that this was most probably due to the rapid decomposition of H202 in the presence of 0804 and DMF, which was observed as the evolution of oxygenm’254 Cooling to 0 “C did not prevent decomposition completely but did provide a 27% conversion to benzaldehyde. Encouraged by this result, we decided to carry out the cleavages in ACN at 0 °C. We reasoned that ACN would be more convenient to use and facilitate easy work-up protocols. In the case of ACN at 0 °C, an 18% conversion to benzaldehyde was observed while the remaining was unreacted starting material (Table V-5). 80 To improve the yield of the oxidative cleavage, the reaction was carried out in varying amounts of DMF. ACN would remain the primary solvent, DMF would now be considered as the “additive” and H202 would be used at a slight excess to gauge the reaction outcome. As can be seen from Table V-5, addition of DMF up to 20 equiv steadily improved the percent conversion of the benzaldehyde product. More surprising was the decrease in conversion when the amount of DMF was further increased to 100 equiv. We surmised that the decomposition of H202 again became rapid with the increased equivalents of DMF and thusly provided a decrease in conversion. Since the addition of a relatively small amount of DMF seemed to promote the cleavage effectively, different commonly used organic solvents with varying amounts of DMF were pursued. These results are summarized in Table V-5. Thus, all the solvents showed appreciable amounts of benzaldehyde, although, the best results were observed in DCM or ACN. In most cases increasing DMF beyond 20 equiv proved to be detrimental, therefore, we decided to carry out further cleavages with 20 equiv. of DMF in ACN. Table V-5. Varying amounts of additive in various solvents‘ Entry Solvent DM F SM" Aldehyde” 1 DM F — 1 00° ND 2 DMF — 73 27 3 Acetonitrile 0 46 54 4 Acetonitrile 1 64 36 5 Acetonitrile 5 1 1 89 6 Acetonitrile 1 0 1 3 87 7 Acetonitrile 20 4 96 8 Acetonitrile 50 6 94 9 Acetonitrile 1 00 56 44 10 DCM 5 59 41. 11 DCM 10 45 55 1 2 DCM 20 4 96 81 Table V-5. cont’d.“ Entry Solvent DM F SMb Aldehydeb 1 3 DCM 50 ND 1 00 1 4 DC M 1 00 ND 1 00 1 5 Hexanes 20 47 46 1 6" Hexanes 50 1 97 17d Hexanes 100 48 17 18° EtOAc 20 51 45 1 9e EtOAc 50 65 3O 20 EtOAc 1 00 97 3 21 Toluene 20 14 86 22 Toluene 50 34 66 23 Toluene 1 00 53 47 a) All reactions were performed with methyl cinnimate, V-4, (1 equiv), H202 (3 equiv), DMF (0- 100 equiv), and 030, (0.01 equiv) in solvent (0.1M) for 18 h at 0—4 ’0. b) Conversions determined as compared to the relative areas of all peaks from a GC analysis. c) Reaction carried out at RT d) Diol contaminant: entry 16, 2%; entry 17, 35 % e) Acid contaminant: entry 18, 4%; entry 19, 5 % We had observed the best cleavage reactions for our model system in ACN with 20 equiv. DMF and 3 equiv. H202 at 0 °C, and therefore, this system was chosen as our standard reaction condition. We preferred this to DCM and toluene where the reactions were biphasic and very efficient stirring was necessary. In fact, we observed significantly different conversions for the same reaction in DCM based on the stirring rate. We next decided to screen a series of oxidants other than H202 to affect the cleavage in ACN with 20 equiv DMF. The oxidants chosen were NMO, AcOOH, tBuOOH, urea H202, KHSOs, and NaIO4. Some of these were chosen in order to keep the system completely anhydrous. We felt that in an anhydrous system the potential hydrolytic pathway would be shut down resulting in exclusive oxidative cleavage. Here 82 in addition to our standard methyl cinnimate we also chose four other olefins to do simultaneous comparisons. As can be seen in Table V-6, KH805 and tBuOOH led mostly to over oxidation providing the carboxylic acid, while NMO was not generally a very efficient oxidant and yielded unreacted starting material or diol. AcOOH, urea H202, NaIO4, and H202 were also evaluated in this system and again gave mixed results. All four oxidants provide significant amounts of aldehyde for the aromatic olefins tested, V-3, V-4, and V-17. The alkyl cases, V-2 and V-18, remained most difficult except for NaIO4, but distinguishing an osmate oxidative cleavage from in iodate oxidative cleavage would be difficult. Otherwise, only H202 looked promising for alkyl aldehyde production. Hence we chose H202 as the oxidant of choice for further studies. Table V-6. Various oxidants and substrates Entry Oxidant Substrate SM Aldehyde Acid Diol 1 30% H202 V-3 28 72 ND ND 2 30% H202 V-7 ND 100 ND ND 3 30% H202 V-4 ND 100 ND ND 4 30% H202 V-2 4 19 6 71 5 30% H202 V-18 ND 26 17 56 6 AcOOH V-3 ND 100 ND ND 7 AcOOH V-7 ND 1 00 ND ND 8 AcOOH V-4 ND 100 ND ND 9 AcOOH V-2 14 10 26 50 10 AcOOH V—18 33 ND ND 67 11 tBu00H V-3 ND 28 72 ND 12 tBu00H V-7 23 9 7 61 13 lBu00H V—4 ND ND 100 ND 14d tBu00H V-2 94 ND ND ND 15 tBu00H V-18 93 ND ND 7 16 urea H202 V-3 ND 70 30 ND 17 urea H202 V-7 ND 100 ND ND 83 Table V—6. cont’d. Entry Oxidant Substrate SM Aldehyde Acid Diol 18 urea H202 V-4 ND 100 ND ND 19 urea H202 V-2 28 ND ND 72 20 urea H202 V-18 30 ND ND 70 21 KHSO5 V-3 ND 26 74 ND 22 KHSO5 V-7 ND 46 54 ND 23 KHSO5 V-4 ND 86 14 ND 24 KHSO5 V-2 5 ND 95 ND 25 KHSO5 V-18 ND ND 100 ND 26 NMO V-3 ND 70 30 ND 27 NMO V-7 50 30 20 ND 28 NMO V-4 100 ND ND ND 29 NMO V-2 20 ND ND 80 30 NMO V-18 7 ND ND 93 31 NaIO, V-3 ND 100 ND ND 32 Nal04 V-7 ND 100 ND ND 33 NaIO, V-4 ND 100 ND ND 34 NaIO, V-2 ND 58 16 26 35 Nal04 V-1 8 ND 38 15 47 a) All reactions were performed with substrate (1 equiv), oxidant (3 equiv), DMF (20 equiv) and 0804 (0.01 equiv) in ACN (0.1M) for 18 h at 0—4°C. b) Conversions determined as compared to the relative areas of all peaks. c) V-18 is 2-trans-nonene. d) Epoxide contaminant: entry 14, 6%. With several factors clearly scoped out, i.e. solvent, amount of DMF, and oxidant, we chose to investigate the source of osmium that may promote cleavage (Table V-7). If effective, OSC13 and K20804-H20 would prove to be cheaper and easier to handle sources of osmium. Additionally polymer bound 0804 would facilitate an easier work- up. As seen in Table V-7 when our previous oxidative conditions were used (DMF—Oxone), all reactions behave well providing the desired carboxylic acid V-lb or V-2b. However, with the modified conditions (ACN—DMF—H2O2) only OSCl3 was effective in the cleavage of methyl cinnimate as compared to the original 0804. However in the oxidative cleavage of decene 0803 and 0804 provided mixtures of 84 products while potassium osmate and polymer bound 0804 provided no cleaved products and returned only starting material. With these results we felt that using other osmium sources for the oxidative cleavage reaction was potentially valuable but not worth pursuing further at this time. Table V-7. Various osmium tetroxide sources Entry Substrate Osmium Source Conditions“ Product Yield (%)° 1 V4 K2080, ° 2H20 A V-1 b 87 2 V4 08Cl3 A V-1 b 90 3 v.4 Pyridine polymer A V-1 b 88 4 v.4 0804 A V-1 b 96 5 v.4 K20804 - 2H20 B — NR 6 v.4 08Cl3 B V-1a 100° 7 v.4 Pyridine polymer B — NR 3 v.4 030, B V-1a 100c 9 v-2 K2080, - 2H20 A V-2b 72 1 0 V-2 OsCl3 A V-2b 83 11 v-2 Pyridine polymer A V-2b 72 12 v-2 0804 A V-2b 93 13 V-2 K20804 - 2H20 B - NR 14 V-2 08CI3 B _ _d 15 v-2 Pyridine polymer B — NR 16 v.2 OsO. B — —“ a) Condition A: All reactions were performed with substrate (1 equiv), Oxone (4 equiv), and osmium source (0.01 equiv) in DMF (0.1M) for 3 h at RT. B: All reactions were performed with substrate (1 equiv), H202 (3 equiv), DMF (20 equiv) and osmium source (0.01 equiv) in ACN (0.1 M) for 18 h at 0—4 °C. b) Isolated Yields 0) Yields of aldehydes determined as compared to a GC standard curve with dodecane as an internal standard. d) Conversions determined as compared to the relative areas of all peaks and the reactions provided a comparable mixture of products as Table V-6 entry 4. The only other variant that needed to be explored before testing the standard condition as an alternative to the initial Oxone/DMF system was to change the “additive” which as previously mentioned in this section is DMF. We chose to study other amide based ligands as the exact role of DMF in these reactions was not clear. However, our previous results on solvent changes demonstrated that several amide based solvents 85 promoted either oxidative cleavage or aldehyde oxidation. The results were compared in ACN and can be seen in Table V-8. A much smaller amount of ligand (0.4 equiv) was chosen to determine if there was indeed a ligand effect. Additionally, the reactions were carried out using methyl cinnimate as the model substrate and H202 (3 equiv) as the oxidant. We observed what does appear to be a ligand effect and in fact several ligands Table V-8. Oxidative cleavage with various additives“ Additive Conversion (%) Additive Conversion (%)" 0 CN \NJLH 12 O 3 | o i Cl \/lL NH2 1 0 \T 1 8 CN 0 4 \ 1 9 .. é o 0 HzNM/YNHZ 6 HN 28 I2 Cg. C) 3; O 0 (Dim? 17 WED 31 0 0 \/IL 23 NH 5 NH2 0 0 NH 7 0 a) All reactions were performed with V-4 (1 equiv), H202 (3 equiv), ligand (0.4 equiv) and 080, (0.01 equiv) in ACN (0.1 M) for 18 h at 0—4 °C. b) Conversions determined as compared to the relative areas of all peaks. performed equal to or better than DMF. However, when the “better” ligands (v- caprolactam and pyrolidinone) were evaluated with varying amounts of ligand the reaction did not proceed cleanly to the aldehyde and instead carboxylic acids began to 86 form. This is an intriguing area to investigate because of its potential to start an oxidative cleavage / kinetic resolution project. For instance, if an appropriate chiral ligand, perhaps amide based, could bind to 0804 and then create a preference for the face of attack, a kinetic resolution / oxidative cleavage may be realized (Scheme V-l). Scheme V-1. Envisioned oxidative cleavage I kinetic resolution 0504, Oxone O 2 HOMOH chiral Ligand i 0 solvent Based on all of the above considerations a system comprising of ACN (0.1 M), DMF (20 equiv), H202 (2 — 3 equiv.) and 0804 (0.01 equiv.) at 0 — 4 °C was chosen to study the cleavage of various types of olefins (Table V-9). Having chosen ACN—DMF—0804—H202 as the standard system we subjected a series of aryl and alkyl olefins to cleavage under these conditions (Table V-9). The reactions were primarily monitored by GC. Most aryl olefins showed benzaldehyde in quantitative yield (measured with an internal standard) except styrene, V-3, and cinnamyl aldehyde, V-6, which provided 72% and 55% of benzaldehyde, respectively. In cases where the disubsituted olefin contained mixed aryl and alkyl components (Table V-9, entries 10,12 and 15) the 1H NMR spectra of the crude reaction showed a 1:1 mixture of benzaldehyde and the corresponding alkyl aldehyde. This was an interesting finding because alkyl olefins did not work well in this system previously. Alternatively, significant amounts of diol resulting from the hydrolysis of alkyl olefins were observed. We felt that the hydrolysis of alkyl osmate esters was a facile reaction and overshadows the desired cleavage process. On the other hand, in the case of aryl olefins the cleavage process seems to be more facile than hydrolysis and hence the water present in the 30% 87 H202 had no deleterious effect on the cleavage process of aryl and mixed aryl-alkyl olefins. Table V-9. Oxidative cleavage of various olefinic substrates with H202“ 0504 (0.01 equiv) 0 F12 H202 (3 SQUIV) \ = H R, R3 dodecane, ACN R, DMF (20 equ1v) 13 h, o - 4 '0 Entry Substrate Product GC Yield (%)“ 1 O \ O V-1 V-1a 97 \ 2 GA v-3 v-1 a 72 o 3 WOMe v-4 v-1 a 100 4 0 \ O V-5 V-5a 100 o 5 ©/Vum V-6 V-1 a 55 6 Wm V-7 V4" 100 o 7 Wm v-3 V-1a 100 o 3 Won v-9 “1“ 100 \ 9 m v-1o v-1 a 100 / 10 V-11 V-1a 100 Br 11 O \ \ O V-12 V-1a 50° \ 12 W v-13 V-1a 96 88 Table V-9. cont’d.“ Entry Substrate Product GC Weld (%)b 13 w v-19 V-1a 100 \ 14 ©/\/ v-2o V-1a 1oo \ 15 (:va v-21 V-1a 70 a) All reactions were performed with olefin (1 equiv), H202 (3 equiv), DMF (20 equiv), dodecane (1 equiv) and 080., (0.01 equiv) in ACN (0.1 M) for 18 h at 0-4 °C. b) Yields determined as compared to a GC standard curve with dodecane as an internal standard. 6) H202 (6 equiv) was added in for this substrate. Not unexpectedly, alkyl olefins performed poorly under these conditions (Table V-10) providing a mixture of oxidized products. An interesting result, however, was the reaction with cyclohexene V-22, and cyclooctene V-23 (Table V-10, entry 3,4). In the reaction with V-22 the observed products were the (it-hydroxyketone (15%) and the dione (85%) (Figure V-3). Notably, V-25 was isolated as its dimer and V-26 was isolated in good yield. There was no observable cleavage to adipaldehyde. Cyclooctene, V-23, and methylcyclohexene, V-24, again provided the (it-hydroxyketone, V-25, and the a-dione in good yield (Table V-10 and Figure V-3). In an attempt to stop the hydrolysis process we exchanged DMF for silica in hopes that it would be an effective absorbent and ligand simultaneously (Table V-l 1). Additionally, we thought that silica supported peroxide may be a stronger oxidant than peroxide itself because the silica would provide a large oxophilic leaving group and that the resultant water would then stay bound to the silica. Under these conditions V-22 afforded the (Jr-hydroxyketone V-25 exclusively in 95 % yield. A control experiment without silica or DMF provided only 8 % of V-25 along with starting material. 89 Table V-10. Oxidations of Alkyl olefins with H202“:b Entry Substrate SM Aldehyde Acid Diol Hydroxyketone Dione Epoxide 1 M V-2 4 19 6 71 2 WI; we 26 17 56 3 O V-22 15 (12)“ 85 (80)c 4 O v-23 4 73 (70)c 1o (7)c 3 a) All reactions were performed with olefin (1 equiv), H202 (3 equiv), DMF (20 equiv), dodecane (1 equiv) and 080, (0.01 equiv) in ACN (0.1 M) for 18 h at 0-4 °C. b) Conversions determined as compared to the relative areas of all peaks from a GC analysis. c) Numbers in parenthesis represent isolated yields. Flgure V-3. Structures of isolated products from Table V-10 6003 (I: V-25 V-26 O O V-27 V-28 Noting that the conversion of cyclohexene to V-25 could be achieved easily without DMF we subjected a number of alkyl olefins to these new oxidative conditions ACN—OsO4—H202—Si02 (Table V-11). It was observed that cyclopentene, V-30, could be cleanly cleaved to glutaraldehyde, V-30a, but was isolated in only 50% yield, while the higher order cyclic olefins again provided good yields of the (it-hydroxyketone and or-dione. The selectivity for the cleavage of linear alkyl olefins was not improved with the silica modification (Table V-l 1, entry 1 and 2). Table V-11. Oxidations of alkyl olefins in the presence of Si02 Entry Oxidant Substrate SM Aldehyde Acid Diol Hydroxyketone Dione Epoxide 1 M V-2 32 15 52 2 W v-13 33 12 54 3 O v-22 100 (95)° 4 O v-23 4 53 (55)c 26 (20)c 12 5 0/ M4 100 (97)c 6 6 V-30 100 (50)c a) All reactions were performed with olefin (1 equiv), H202 (3 equiv), Si02 (1 g/mmol) and 080, (0.01 equiv) in ACN (0.2 M) for 18 h at 0-4 °C. b) Conversions determined as compared to the relative areas of all peaks from a GC analysis. 0) Numbers in parenthesis represent isolated yields. 5.2.4. Preparation of Esters with KHSOs Prior investigations in our laboratory have successfully used Oxone coupled with 0804 to oxidatively cleave olefins to prepare carboxylic acids. We have also demonstrated that Oxone can effectively oxidize aldehydes to carboxylic acids or esters by a simple change in the solvent. Additionally, we have developed practical methods to prepare analytically pure KHS05 or n B u4NHS05, which simplify mechanistic undertakings, and we have since realized the added advantage of differences in reactivity between the two purified salt forms. We felt that we could further expand our oxidation chemistry by coupling the esterification and oxidative cleavage reactions to perform an oxidative cleavage / esterfication in one pot. As stated earlier, our observation that MeOH effectively transformed aldehydes into esters allowed us to consider the possibility of oxidatively cleaving an olefin in MeOH to an ester. To this end under standard reaction conditions (0804 (1 mol %), KHS05 (6 equiv), MeOH), V-l and V-3, were cleanly converted to the corresponding 91 esters in 90% and 72%, respectively. Other aromatic olefins were successfully transformed into the corresponding aryl ester without difficulty (Table V-12, entries 4,5,7-12). Analysis by 1H NMR and GC/MS showed that the alkyl portions for V-ll and V-l3 were cleanly converted to their corresponding esters in a 1:1 ratio as compared to methyl benzoate, but these compounds were not isolated. Surprisingly t-cinnamic acid, V-8, did not cleave, instead it provided an 80% yield of methyl 2-hydroxy-3-methoxy-3- phenylpropionate, V-31. Interestingly, only starting material was obtained when V-8 was subjected to identical conditions without 0804. Methyl cinnimate, V-4, was again surprising in that it did not react even at elevated temperatures. Currently we do not understand the significant reactivity differences with the latter two aromatic olefins. Primary alkyl olefins such as V-2 and IO-acetoxy-l-decene, V-32, subjected in the same way were also cleanly converted into alkyl esters in 70% and 68% yield, respectively. Notably the acetate was hydrolyzed off during the reaction affording V-33. However, attempts to broaden the scope were met with limited success. Cyclooctene, V- 23 only provided 26% of the desired diester. Reaction with 2-nonene or methyl oleate provided no oxidatively cleaved product, but instead analysis by NMR showed that the products were the regioisomeric hydroxy-methoxy 1,2 addition products, V-34a/b and V- 36alb. Table V-12. Oxidative cleavage of olefins to esters“ 0s04 (0.01 equiv) 0 \ R2 KH805 (6 equiv) , 0Me Wm MeOH, 13 11, RT 11‘ Entry Substrate Product Weld (%)b / O f 1 O V-1c 90 \ 2 @ v-3 V-1c 72 O 3“ Waive V-4 V-4 — o 4 WH V-6 V-1c 69 5 m0” v-7 V-1c 74 OMe 0 0 Ph OM 6 WOH v-3 0,, ° 30c v-31 0 7 Wm V-9 V-1 c 83 \ 3 m v-1o V-1c 73 / 9 v-11 V-1c 66 Br 10 O \ \ O V-12 V-1c 66° \ 11 W v-13 V-1c 90 O 12 W v-19 V-1c 7o MeOZCMCOZMe 13 O v-23 6 26 V-23c 93 Table V-12. cont’d. Entry Substrate Product Yield (%)b M302C M v_2 H: 14 V-2c 70 Mom MeochOH 15 7 V32 63 V-33 OMe 0H 16“ v-13 0H 0Me 30° V-34a 34b OMe 0H — M30 0 MeOsz 17d F4377 V'35 2 W 6 7 52° M902C OH 0M6 V-366 V-36b a) All reactions were performed with olefin (1 equiv), KHSOS (6 equiv), and 0804 (0.01 equiv) in MeOH (0.1 M) for 18 h at RT. b) Isolated yields. c) No reaction was seen even when the reaction was elevated to 50 °C. d) Regioisomeric mixtures of the hydroxy and methoxy. Attempts to do the oxidative cleavage / esterification on alkyl substrates in mixed solvents i.e. DMF/MeOH resulted in a mixture of products including carboxylic acids, esters and the hydroxy-methoxy addition product. Additional studies in this area are ongoing to determine if the cleavage reaction can be accelerated in alcoholic solvents such that the addition byproduct is minimized. As an alternative strategy, one could oxidatively cleave the olefin to prepare aldehydes and then modify the oxidation state by adding the appropriate solvent and an additional amount of oxidant. A proof of concept experiment was performed along this line where methyl cinnimate, which notably did not react under the latter cleavage conditions, was converted to the aldehyde with nBu4NHS05 and 0804 in DCM. Subsequent dilution with MeOH and addition of KHS05 cleanly provided the desired 94 methyl benzoate (Scheme V-2). This modification is currently not applicable to alkyl olefins because their selective oxidation to aldehydes has not been accomplished. Scheme V-2. One pot oxidative cleavage with two different oxidants 0 0 0 KHSO WORM 0504 Q/ILH 5 G/IKOMG TBA-0X MeOH, 94% DCM 5.2.5. Preparation of Lactones with Oxone Previously we had noted that the oxidative cleavage of (-) isopulegol in Oxone—DMF furnished formate ester, V-37, along with the desired hydroxyketone, V- 38. By performing this reaction in d7-DMF we were able to unambiguously establish that the formate of V-37 did not come from the solvent. Therefore, the formate must be obtained from an intramolecular formate transfer reaction and by a presumed hemiacetal oxidation (Scheme V-3).6 In Scheme V-3 please note that the label on the olefinic carbon is for carbon tracking purposes and not a 13 C labeling of that carbon. Scheme V-3, Intramolecular trapping of an aldehyde with an alcohol C'Hz cso4 (0.01 equiv) 9 9 Han : ’C: + Ith- . H H . a Oxone (4 equiv) 3 0” erMF, 3 h, RT 0” The formation of hemiacetals and their subsequent oxidation to esters has also been observed in the low temperature NMR experiments of oxidation of benzaldehyde to methyl benzoate with Oxone in d4-Me0H (See Chapter 6). These observations led us to 95 believe that suitably positioned hydroxyolefins could be converted to their corresponding lactones by an intramolecular trapping of the intermediate hemiacetals. The envisioned reaction is shown in Scheme V-4 (direct conversion of V-39 to V-40). Scheme V-4. Envisioned one pot oxidative lactonization 0 0804 (cat) M0” = O n Oxone / solvent V39 V-40 Other methods that have been reported for the conversion of hydroxy olefins to lactones via oxidative cyclization require stoichiometric chromium or permanganate reagents. Schlecht and Kim”5 have used chromium trioxide in acetic acid/acetic anhydride and Chandrasekaran and co-workersm’257 have used a pentavalent (BiPyH2)Cr0C15 reagent to effect the transformation of various y- and 6-hydroxy olefins to the corresponding lactones. However, these particular sets of reaction conditions are only useful for hydroxy olefins containing a tertiary alcohol group, otherwise, oxidation of the alcohol to the corresponding carboxylic acid or ketone is a major problem. Chandrasekaran and co-workers soon devised a solution to this problem in the form of cetyltrimethylammonium permanganate, which can be used in the oxidative cyclization of primary, secondary, or tertiary alkenols to the corresponding lactones.258 Chandrasekaran also reported the use of MO; in the presence of copper sulfate and a small amount of water as effective in the oxidative cyclization of w-hYdl'OX)’ alkenes to 259 We wish to report on our success in developing a (D-laCIOI'lCS under mild conditions. new and mild system for effecting this transformation involving catalytic 0804 in the presence of Oxone as the oxidant. 96 Our initial efforts centered on the proof of concept depicted in Scheme V-5. Bis- (hydroxymethyl) biphenyl V-41 was mono-protected and the free hydroxyl was oxidized to yield aldehyde V-42. Upon treatment of V-42 with either Oxone in DMF or in MeOH, in situ deprotection of the silyl group occurred concomitantly with oxidation of the hydroxy aldehyde intermediate to the lactone V-44. Olefination of V-42 to deliver V-43 provided the prerequisite silyl-protected alkenol poised for a tandem oxidative cleavage/oxidative lactonization to deliver V-44. Treatment of V-43 with catalytic 0804 (1 mol %) and Oxone in DMF led to the isolation of V-44 in good yields, thus demonstrating the intramolecular trapping of the unmasked hydroxyl upon oxidative cleavage of the olefin. Scheme V-5. Oxidative lactonization: proof of concept “0 1. TBDMSCI (1 eq) CHO Imw/DMF O 2. TPAP I NMO O OH ores v-41 CHZC'“ v-42 or Oxone / DMF l MeOH /0xone PhaPCstr nBuLi/THF 4h/rt 18h/rt 76°43 73%» \ O o O 0804 / Oxone O DMF/ 45 min 6 b 0TBS 75% V-44 V-43 DMF was chosen as the initial solvent to study due to fast reaction times and higher yields of product as compared to other solvents. It was found that the use of a 0.1 M solution of the alkenol in DMF with 4.0 equivalents of Oxone and 1.0 mol % 0804 was effective at converting primary, secondary, and tertiary alcohols to the corresponding lactones in good yields (Table V-l 3). Subsequent experiments focused on the conversion of alkenols to their corresponding lactones. The remainder of the work presented here regarding oxidative lactonizations has been performed by Jennifer Schomaker, a graduate student in our laboratory, and is being shown and discussed for completeness of the oxidative story. Specifically, the conversion of 4-penten-l-ol and 5-hexen-1-ol to butyrolactone and valerolactone were initially investigated (Table V-13, entries 1 and 2). These lactones were obtained in good yields, thus demonstrating that alkyl-substituted olefins can also undergo the lactonization in preference to oxidation to carboxylic acids. While the formation of five- and six-member lactones was facile as expected, the yield dropped precipitously on formation of caprolactone (Table V-l3, entry 3). Longer chain alken-l-ols gave no discemable amounts of lactone, and the carboxylic acids were isolated as the sole products. This is likely due to the small equilibrium presence of the cyclized hemiacetals for larger rings. Therefore, following oxidative cleavage, the oxidation of the intermediate aldehyde to carboxylic acids predominates. The yield of seven-member lactones could be improved provided conformational freedom was restricted (Scheme V-5 and Table V-13, entry 4). Attempts to form an eight-member lactone (Table V-13, entry 5) was unsuccessful and led only to the carboxylic acid product V-49a, albeit in good yield. We were disappointed with these results, since we had hoped that this protocol could be extended to the formation of macrocyclic ring systems, thus providing the opportunity for masking a carboxylic acid as an alkene during the course of a synthesis. While this might still prove a viable strategy for more highly substituted systems with preferred conformations that could increase the cyclic hemiacetal intermediate necessary for lactonization, another route to larger macrocycles 98 can be pursued by tethering an alcohol functionality to an endocyclic double bond (Table v-13, entry 6).260 Table V-13. Oxidative lactonization of alkenols Entry Substrate Product Yield (%)“ o 1 MOH v-45 g0 V-45a 73° 0 o 2 Mon V-46 U V-46a 63° 0 o 3 M0“ v-47 U V-47a 42° .1“W '0‘ 4 V-48 V-48a 59 OH 0 o / co H 2 5 W0” v-49 @NOH V-49a 69 O OH 6 m V50 (:12? v-soa 45 O /\> CH20|2 / reflux / 12 n OTBS 64% V-60 V-61 The oxidative lactonization has now been applied in an eight step total synthesis of (+)—Tanikolide. This elegant synthesis, which was executed by Jennifer Schomaker, begins with alkylation of the ylide V-62 to prepare V-63. HWE reaction and DIBAL-H reduction provide the alcohol V-64. SAE, benzyl protection and a copper mediated grignard addition provide V-66. This substrate is now poised for the oxidative lactonization to prepare V-67 in 70% yield. Hydrogenation affords the desired natural product (+)-Tanikolide (Scheme V-7).9 Scheme V-7. Total synthesis of (+)-Tanikolide via an intramolecular oxidative lactonization \ (EIO)20P/\COZEI NaH /THF > 1% 1. K2003 lCHzO 4; 2. DIBAL-H MBr (510)201D 00251 V-62 V-63,88% L-DET/Ti(i0Pr)4 AA/E), 1. NaH/BnBr M0,, tBuOOH/CHZCIZ : / .. 0H Bu4Nl/Tl-IF : 4AMSI-23'C , 2. CionngBr V-64, 71 % V35, 94% (93% ee) LizCuCl4 ITHF 1 0 0 0804 (1 %)I DMF 60’ H2/ EtOH ESQ» Oxone (4 eq) T 08" Pd /C OH M 91% M OBn . . V-66, 78% V-67, 70% (+)-Tanikolide 101 5.3. Conclusions In our initial study (See Chapter 4) we found that Oxone is an excellent oxidant for the oxidation of aldehydes, for the re-oxidation of 08(VI) to 08(VIII) and that the solubility of Oxone in DMF played a key factor in the overall process. We have now seen throughout this chapter that small changes (i.e. KHCO3 or MeOH) in our initial reaction conditions can provide different products selectively such as aldehydes or esters. Additionally, appropriate placement of an oxygen nucleophile can successfully prepare lactones. Furthermore we have now determined that successful oxidative cleavage does not require Oxone or DMF specifically, but that the reaction can be successful with H202 in ACN utilizing small amounts of a coordinating ligand. All of these conditions are mild and use environmentally friendly co-oxidants and small amounts of 0804 (as little as 0.02 mol %) such that large-scale reactions are feasible. 102 Chapter 6: Oxidation of Aldehydes and a- and B-Diones or a-Ketoalcohols to Provide Carboxylic Acids and Esters. 6.1. Introduction Carboxylic acids and esters may seem to be fairly innocuous targets for novel synthetic methodology given the numerous methods already available. However, with our intent to pursue “green oxidations” we believe there still is a lot of room for potential growth. Oxone is a mild and green oxidant that is useful for numerous synthetic transformations.80’87’89‘90‘”’95’97’'29’220’22I’240‘263’264 We have found that it is quite effective in complete oxidative cleavage of olefins to carboxylic acids in one pot.8265 Our data suggests the intermediacy of aldehydes in this oxidation, and thus we began to probe the aldehyde oxidation independently. We have now completed the optimization of this aldehyde oxidation to carboxylic acids and in the process have also discovered a new route for the direct conversion of aldehydes, or- or B-diones and or-ketols to esters.5’6‘8’249 The scope and limitations for these oxidative processes and our current mechanistic understanding are presented. These methods are quite attractive, since as opposed to most methodologies that utilize Cr, Mn, Re, Ru, or other transition metal oxides, the environmentally benign reagent Oxone mediates these highly efficient oxidations.263’266'273 6.2. Oxidations of Aldehydes 6.2.1. Preparation of Carboxylic Acids Initially, oxidation of aryl aldehydes to carboxylic acids with Oxone in DMF were investigated, the results of which are summarized in Table VI-l. In most cases the desired carboxylic acids were obtained in >85% yield. Electron withdrawing (N02, CF3, and CN) and electron neutral (C02Me, Ph, Me, H) benzaldehdyes were oxidized 103 efficiently (Table VI-l , entries 1-10). Halogenated benzaldehydes, including both Br and C1, were also oxidized effortlessly to their corresponding halogenated benzoic acids in good yields (Table VI-l, entries 9-11). However, electron rich substrates such as 4- hydroxybenzaldehyde and p-anisaldehyde provided the formate esters VI-l3b and VI- 15b as the major products in 62% and 58% yield, respectively (Scheme VI-l). This is consistent with previous observations for the oxidation of electron rich aromatic rings that are presumed to undergo a Baeyer-Villiger reaction where the phenolic or Dakin products were obtained. Conversely, the electron rich p-acetoxybenzaldehyde VI-14 proceeds smoothly to the desired carboxylic acid (Table VI-l , entry 14) in 90% yield. Table VI-1. Oxone oxidations of aromatic aldehydes“ I \ CHO Oxone O/COZH XI/ DMF // x Entry X Product Weld (%)b 1 2-N02 V” VI-1a 90 2 34102 v1-2 Vl-2a 95 3 4-No2 v1-3 Vl-3a 95 4 4-CF3 v1-4 Vl-4a 95 5 4-CN VI-5 VI-5a 85 6 4-002Me Vl-6 VI-68 95 7 H VI-7 VI-7a 97 8 4-Me VI-8 Vl-8a 97 9 2-Cl VI-9 VI-98 90 1 0 4-Cl Vl-10 VI-1 08 97 1 1 3-Br VI-11 VI-11a 97 1 2 3-OH VI-12 Vl-123 63 1 3 4-OH VI-13 Vl-13a 1 9° 1 4 4-OAC VI-1 4 VI-1 4a 90 1 5 4-0Me VI-15 VI-158 31 d 1 6 Ph VI-16 Vl-1 68 90 a) Aldehyde (1 equiv), Oxone (1 equiv), DMF (0.2 M), 3 h, RT. b) Isolated yields. c) 62% yield of VI-13b. d) 58% yield of VI-15b. 104 Scheme VI-1. Dakin products from electron rich aromatic aldehydes CHO OCH0 3V. 0 hydrolysis OOH R oxidation R O R VI-13, H = OH VI-13b, R = OH Vl-18, R = OH VI-15, Fl = OMe VI-15b, R = OMe VI-19, Fl = OMe The potential scope of this method was evident when the protocol was extended to simple aliphatic aldehydes (Table VI-2, entries 1-7). In most cases the oxidation proceeds with high efficiency and yields of greater than 90% were obtained. While affording clean reactions, smaller aliphatic aldehydes (Table VI-2, entries 3 and 4), provided low yields due to isolation difficulties from DMF. 1,2,3,4- tetrahydrobenzaldehye, which contains a double bond, oxidized effectively to VI-26a in 93% yield. Conversely, cis-4-decenal, VI-27, which also contains a double bond, was a unique substrate in that in addition to providing the desired acid, (V I-27a, 53%) a significant amount of the y-lactone (VI-28, 32%) was isolated (Table Vl-2, entry 8). Oxidation of the electron rich aldehydes VI-29 and VI-31 again provided primarily the Dakin products (Table VI-2, entries 9 and 10). Interestingly, the oxidation of 5-(4- bromophenyl)-furfural VI-3l leads to the 1,4-dicarbonyl system VI-33 through a simple oxidative process upon hydrolysis of the dehydrolactone VI-32 (>70% yield). A key feature of the oxidation protocol to carboxylic acids is its inherent simplicity. A mixture of the aldehyde (1 equiv) and Oxone (1 equiv) in DMF (0.1 - 1.0 M) is stirred for 3 h at RT. There is no need for rigorous exclusion of air or moisture in order to affect a clean oxidation, however, the reactions continue to work even with these added precautions. In most cases, a simple pass through a plug of silica is enough to obtain highly pure products. 105 Table VI-2. Oxidation of assorted aldehydes“ o Oxone (1 equiv) 0 FIJLH DMF,3 n. RT 7 RJLOH Entry Substrate Product Yield (%)“ 1 “HfHO vr-2o Vfoz” VI-20a 99 2 177°” VI-21 117°C?” VI-21a 97 CHO CO H 3 \r v1-22 Y "’ Vl-22a 33 CHO CO H 4 >1” vr-23 >r 2 Vl-23a 47 5 OHCHfHO v1-24 ”02°11’92“ Vl-24a 34 CHO COZH 6 0’ was 0’ VI-25a 97 CHO C02H 7 U Vl-26 U VI-26a 93 O ”0 VI-27a 53 4 _ 8 MCHO Vl-27 o 4 O ' v1-23 32 4 OH O 0 W002“ VI-29a 34 CH0 9 W mm 8 O OH W Vl-30 52 0 Br v1-32 42 Br %0 10 ‘0/ CH0 v1-31 8, W002“ was 30 O a) Aldehyde (1 equiv), Oxone (1 equiv), DMF (0.2 M), 3 h, RT. b) Isolated yields. Previous reports concerning the oxidation of aldehydes with Oxone were performed in aqueous acetone or acetonitrile. However, we have found that DMF is also effective for the oxidation; and in some cases superior to aqueous conditions. To test the 106 range of solvents that may promote this oxidation, a number of cyclic and linear hydrocarbons, ethers, esters, and amides were screened against benzaldehyde, VI-7 (Table VI-3). Surprisingly, very few solvents provided the desired carboxylic acid product even after extended reaction times of up to 36 h. The absence of reactivity is not attributed to the lack of solubility of Oxone because a comparable study using TBA-0X (nBu4NHSOs), a soluble version of Oxone, provided similar results. Interestingly, other amide based solvents such as NMP, HMPA, and DMA were as effective as DMF in the oxidation of VI-7 with Oxone providing >96% yield of VI-7a in all cases. Table VI-3. Oxidation of Vl-7 to Vl-7a in various solvents“'“ o Oxone (1 equiv) 0 RJLH Solvent, 18 h, RT 7 F1 011 Entry Solvent Weld (%)° 1 DMF 97 2 HMPA 99 3 NMP 97 4 DMA 96 5 tBuOH 99 6 MeOH 96° 7 H20 85 8 Acetonitrile 52 9 DCM 20 1 0 Et20 0 1 1 THF 0 1 2 Benzene 0 1 3 Hexane 0 1 4 EtOAc 0 a) Vl-7 (1 mmol), Oxone (1 mmol), solvent (5 ml), RT b) Reactions were run for 6 h and checked by GC. Reactions that still showed Vl-7 were then checked after 18 h and 36 h. All reactions were then worked-up according to the standard procedure and the yield of VI-7a (or Vl-7b entry 6) was calculated. c) Isolated yields d) Isolated product was Vl-7b not Vl-7a. 107 6.2.2. Preparation of Esters As a fortuitous extension of the solvent study, the oxidation of aldehydes with Oxone in alcoholic solvents cleanly provided high conversion to esters. Thus, the oxidation of benzaldehyde in methanol did not yield the expected carboxylic acid, but instead the methyl ester was obtained (Table VI-4 entry 1). This oxidative pathway complements other known methods that directly convert aldehydes to esters such as oxidation in presence of alcohol with Br2 or 12, NBS/AIBN, PDC, HCN/Mn02 or performed electrochemically.274'278 Additionally, we found that other alcohols such as ethanol, propanol, and isopropanol could also provide esters in excellent yields, although tert-butanol exclusively provided the acid product (Table Vl-4, entries 1-9). The direct oxidation of a variety of aryl and alkyl aldehydes to their corresponding methyl esters is also listed in Table VI-4 (entries 10-21). In the case of electron rich aromatic substrates, as with the oxidations to carboxylic acids in DMF (Scheme VI-l), the Dakin products were observed. Thus, 4-hydroxybenzaldehyde, VI- 13, and p-anisaldehyde, VI-l3, provided primarily phenols VHS and VI-19 in 77% yield (Scheme VI-l, Table VI-4) for both along with small amounts of the corresponding esters (Table 4, entries 14 and 15). Additionally, VI-31 provided 75% yield of the 1,4- dicarbonyl ester product, VI-34 (methyl ester of VI-33). On the other hand, electron withdrawing substituents showed slow conversion to the esters (Table VI-4, entries 10 and 11) initially providing mixtures of the presumed monomethyl and dimethyl acetals in addition to the ester products. The identity of the acetals was proven to be incorrect and will be discussed later in this chapter. However, by heating the reactions to reflux 108 overnight the observation of incomplete reaction was overcome and clean conversion to the desired methyl esters VI-3b and VI-Sb occurred. Table Vl-4. Oxidation of aldehydes to esters“ Q Oxone (1 equiv) O RJLH R‘OH, 13 11.31 R 091 Entry Substrate Solvent Product Weld (%)“ 1 VI-7 MeOH VI-7b 96 2 Vl-7 EtOH VI-7c 90 3 VI-7 n-PrOH Vl-7d 94 4 VI-7 i-PrOH Vl-7e 95 5 VI-7 t-BUOH Vl-7a 98 6 VI-20 MeOH Vl-20b 93 7 VI-20 EtOH VI-2OC 95 8 VI-2O i-PrOH VI-206 90 9 Vl-20 f-BUOH VI-ZOa 98 1 0 VI-3 MeOH Vl-3b 98° 1 1 Vl-5 MeOH VI-5b 98° 1 2 VI-8 MeOH VI-8b 94 1 3 Vl-10 MeOH Vl-10b 98 14 VI-13 MeOH VI-13b 9d 1 5 VHS MeOH VI-14b 1 9° 1 6 VI-21 MeOH VI-21 b 92 1 7 VI-22 MeOH VI-22b 91 ° 1 8 Vl-23 MeOH VI-23b 76° 1 9 VI-24 MeOH Vl-24b 98 20 VI-25 MeOH Vl-25b 98 21 Vl-31 MeOH VI-34f 75 a) Aldehyde (1 equiv), Oxone (1 equiv), ROH (0.2 M), 18 h, RT. b) Isolated yields. c) These reactions were carried out at 50 °C for 18 h. d) The phenol products VI-18 (77%) and VH9 (77%) were isolated as the major products for entries 14 and 15. e) 00 yield. 1) Methyl ester of Vl—33. Noteworthy, is the fact that iso-propyl esters are made with ease. However, as mentioned above, tert-butyl esters cannot be accessed, most probably due to the sterics of the bulky alcohol. Although at this time conversion of aldehydes to esters proceed best if the reaction is performed in the alcoholic solvent (in order to prevent the formation of 109 carboxylic acids), studies are underway with mixed solvents and show promising indications that the oxidation to carboxylic acids could be retarded in favor of esterification. Thus it could be possible to lessen the amounts of alcohol used in the oxidation. 6.3. Oxidations of a-Diones, B-Diones and a—Ketols We have further extended our esterification protocol to include substrates such as a-diones, B-diones and a-ketols which represent a common structural motif in organic molecules. We noted that oxidative cleavage of a-ketoalcohols, or-diones, and B-diones to their corresponding dicarboxylic acids is a well precedented process with reagents such as calcium hypochlorite, sodium percarbonate, copper perchlorate, basic peroxide, bisthmuth and rhenium and in Ashford and Grega’s report, B-diones could be oxidatively cleaved to the corresponding one carbon deleted carboxylic acid using Oxone-NaHC03- acetone-H2O.94°66'27“279 Additionally vanadium based systems have been reported to convert a-ketoalcohols or or-diones into the corresponding methyl or ethyl esters in presence of the appropriate alcohol (Scheme VI-2).280‘28' Our own results in the related area of oxidative cleavage of olefrns indicated that neither 01,8-unsaturated carbonyls nor or-hydroxyolefins provided the expected or- ketoacids or or-hydroxyacids, but instead the one carbon deleted product. Moreover, 1,2- cyclohexanedione when treated with Oxone—DMF provided adipic acid exclusively (Scheme VI-2). 110 Scheme VI-2. Prior studies with Oxone cleavages O 0504 (cat) > HOZCMCOZH Oxone/DMF OH 0504(081.) HO O \ = 2 W Oxone/DMF I“): O O Oxone DMF O o Oxone/NaHCOa M > R1CO2H + R2C02H R1 Rz acetone/water Since the data suggested that oxidative conversion of ot-ketoalcohols, ct-diones, and B-diones to carboxylic acids was well precedented there was little need for our group to pursue it further, but the preparation of esters seemed to be less general. We thought that these same classes of molecules may provide the corresponding diesters using ROH as an interactive solvent. We have now developed a methodology to effectively oxidatively cleave ot-diones, B-diones and a-ketols to diesters in one simple transformation using the environmentally benign reagent KHSOs, prepared easily from Oxone, 6.3.1. Preparation of Esters To test this hypothesis we have now subjected several a-diones or B-diones and or-hydroxyketones to our oxidative protocol. Under normal conditions, the oxidations were performed in the chosen alcoholic solvent at RT for 18 h with the purified (>95%) dry version of Oxone, KHS05 (4 equiv). It should be noted that even though KH805 was used in all the studies cited in this report, similar reactivity and yield were obtained if Oxone (triple salt containing KHSOs) was utilized. 111 As can be seen from Table IV-5, oxidation of ot-hydroxyketones, and 01- and [3- diones in methanol provided good to excellent yields of the desired dimethyl esters. For instance ketoalcohols, (Table IV-S, entries 1 and 2) provided products in 98% and 69% yield, respectively, and cyclic or-diones (Table IV-5, entries 3 and 4) convert efficiently to their corresponding dimethyl esters. Various other cyclic B-diones afforded the desired dimethyl esters in 78-99% yield. or-Branching did not affect the reaction (Table IV-5, entry 6); however, his (it-branching in the 1,3-dione IV-41 did hinder the reaction significantly providing the tertiary ketoalcohol IV-4la in a modest 65% yield. Interestingly, IV-4la does not undergo further oxidation without heating, presumably due to steric constraints that hinder nucleophilic attack of the oxidant at the carbonyl carbon. Heating the reaction to 50 °C, however, did initiate the oxidative cleavage, but with poor conversion leading to only 54% of the desired diester with 22% of the starting material being recovered (Table IV-5, entry 16). The structurally related cyclic tertiary hydroxyketone, IV-50, reacted at room temperature providing an inseparable 4:1 mixture of the dimethyl ester and the keto ester in a modest 50% yield. Benzil and benzoin (IV- 46 and IV-47) were also notable because they required heating to 50 °C for a facile reaction. Additionally, the a-dione IV-48 did not yield the expected diester, providing anhydride IV-48a in 98% yield, while IV-49 did not provide the diester exclusively affording both the dimethyl and monomethyl esters in 19 and 64% yield, respectively. Conversion of IV-48 to the cyclic anhydride IV-48a and not the diester (and conversely the oxidation of IV-49 to IV-49a and IV-49b) is probably related to the observations made by Blanc in acetylation of 1,5 and 1,6-dicarboxylic acids, and in particular the differences in the reaction of the latter two compounds.282283 112 Reactions in EtOH and iPrOH (Table IV-6) proved to be quite reluctant to yield diesters exclusively, and instead a reproducible mixture of mono- and di- esters were obtained. Notably, the overall yield of these products remains high (51-86%). Benzil and benzoin (IV-46 and IV-47) again proved to be more difficult substrates requiring heating to 50 °C. Generally the yield of diethyl esters were higher than the corresponding diisopropyl esters, however, significant amounts of monoesters were isolated in all reactions. Reactions with tBuOH provided the diacid exclusively. This is in agreement with our previous observations, which demonstrated that oxidation of aldehydes in tBuOH with Oxone provided carboxylic acids without any trace of the desired ester.8 Table Vl-5. Oxidation of a-diones, B-diones and a-ketols in MeOH“ O KHso5 )n L Meozc’ tvrficoznne r MeOH, 13 11, RT m( l O Entry Substrate Product Weld (%)“ O 1 (I611 VI-3s M°O°°Mf°°M° VI-35a 93 (dimer) 0 2 Ci Vl-36 M°O°°WEO°M° VI-36a 69 OH 0 M60 C CO Me 3 CE v1-37 2 M, 2 Vl-35a 90 O O 4 CI v1-33 MeOZCMfOWe VI-36a 79 O O 5 b“) VI-39 M°°2°M2°O°M° VI-39a 35 O 6 6:0 v1.40 M°°°°MEO°M° Vl-39a 30 O O 7 0 mm 002MB VI-41a 65 HO O 3 W Vl-42 ”02°56‘32”“ VI-42a 36 113 Table VI-5. cont’d. R=0Mma=4fl Entry Substrate Product Yield (%)b O 0 M30 0 co Me 9 U vr-43 2 M, 2 VI-42a 99 o o M3020 cognac 10 864 v1.44 M, VI-42a 36 O O 1 1 a VI-45 M°O2°MfO2M° VI-35a 73° 0 12 FMS/P“ Vl-46 Pocozue Vl-46a 73 OH O 13 Ph/lkn/ph Vl-47 PhCO2M9 VH7“ 77 O O O O O O 14 E'E Vl-48 O c Vl-48a 93 O C02Me 0 O Vl-49a R=Me 19 .5 a. v... O 0 R020 VI-49b R=H 64 0 M90 C 00 Me VI—43a 54 16 COZMe VI-49a 2 H; 2 Ho Vl-49a 22 O OH MeOZCHCOR 17 6L/ WM 4 Vl-35a:VI-51 50 a) Dione (1 equiv), KHSO5 (4 equiv), MeOH (0.2 M), 18 h, RT. b) Isolated yields. reactions were carried out at 50 °C for 18 h. 114 c) These Table Vl-6. Oxidation of a-diones, B-diones and a—ketols in EtOH and iPrOH“ o KH )1" 805 fig H‘ozc”tvtn?cozn2 m(°l 0 ”011130“ b: R‘=Et, 1:12:51 d:R‘=’Pr,R2=’Pr c:R‘=Et,R2=H e:R‘=’Pr,R2=H Entry Substrate Solvent (ROH) Product Yield (%)“ 1 Vl-35 EtOH VI-35b: VI-35c 49:25 2 VI-37 EtOH VI-35b: Vl-35c 44:28 3 VI-39 EtOH Vl-39b: VI-39c 61 :25 4 Vl-4O EtOH Vl-39b: Vl-39c 42:38 5 VI-44 EtOH VI-42b: Vl-420 61 :1 4 6 VI-45 EtOH VI-35b: VI-350 35:48 7° Vl-46 EtOH VI-46b: VI-46c 25:37° 8° VI-47 EtOH Vl-46b: VI-46c 44:37° 9 Vl-48 EtOH V1488 98 1 0 Vl-35 i-PrOH VI-35d: Vl-356 34:45 1 1 Vl-37 i-PrOH VI-35d: Vl-356 33:18 1 2 VI-39 i-PrOH VI-39d: Vl-39e 31 :31 1 3 VI-4O i-PrOH VI-39d: VI-396 30:38 14 VI-44 i-PrOH Vl-42d: VI-42e 24:45 1 5 Vl-45 i-PrOH Vl-35d: VI-356 40:43 1 6° VI-46 i-PrOH Vl-46d: V1466 15:51 1 7° VI-47 i—PrOH Vl-46d: VI-46e 38:43 1 8 Vl—48 i-PrOH VI-48a 90 a) Aldehyde (1 equiv), KHSO5 (4 equiv), ROH (0.2 M), 18 h, RT. b) Isolated yields. c) These reactions were carried out at 50 °C for 18 h. 115 6.4. Mechanistic Interpretation 6.4.1. Aldehyde Oxidations Studies in our laboratory demonstrated Oxone’s effectiveness in the oxidative transformations of aldehydes to carboxylic acids and esters. While related studies had been conducted for the preparation of carboxylic acids from aldehydes, or esters from acetals our modified protocols now easily provids carboxylic acids or esters directly from aldehydes. Interestingly, the focus of prior work provides little insight into the oxidative role of Oxone. Baumstark demonstrated that the aldehyde oxidation was promoted by dimethyl dioxirrane (DMDO), which could be either distilled away from Oxone or made in situ, and proceeded through a radical process.” Webb’s oxidative protocol of aldehydes was said not be able to generate DMDO in situ; therefore, he attributed the oxidation purely to Oxone.9° Additionally, Curini demonstrated that acetals could undergo oxidation to esters with Oxone but provided no mechanistic insight.129 Herein, we discuss several experiments that allow us to propose a singular putative mechanism for the oxidation of aldehydes to their corresponding carboxylic acids or esters. Scheme VI-3. Proposed mechanism of Oxone promoted oxidations H0;<0G803K i R H A —" R OH +KHSO4 KHso5 11 KHSO O 5 H0 OMe MeO OMe R H R> H0 DMF 4 — 4 — VI-27 l VI-278, 53% O l 9 ° <——- M00211 4 O OH VI-28, 32% While, the lactone VI-28 is most probably derived from the intramolecular ring opening of an intermediate epoxide (based on the stereochemistry of the product, which was determined by decoupling experiments), it certainly is not derived from an intermolecular epoxidation event. We hypothesize that an intermediate peroxy species could intramolecularly epoxidize the olefin (Scheme VI-S), as has been observed in unsaturated fatty peroxyacids.286 Scheme Vl-6. Oxone does not epoxidize under identical conditions 0 o Oxone H DMF 0” Vl-26 VI-26a Oxone M M 5 DMF 5 MCHO + PhA/ Ph Oxone ‘MCOZH ... PhA/ Ph 4 DMF 4 v1-2o V1420!I 119 6.4.1.2. Results 6.4.1.2.1. NMR and GC Experiments To better understand the mechanism of the two reactions discussed here, preparation of carboxylic acids and esters from aldehydes, the oxidation of 18O-labeled benzaldehyde to benzoic acid and methyl benzoate were studied and the products were analyzed by mass spectrometry. 18O-Labeled aldehyde was obtained with case from H2180 and benzaldehyde, and was used in oxidative studies with 1 equiv of anhydrous KHSOs. Scheme VI-7 depicts the possible routes for the oxidation of an aldehyde to carboxylic acid (routes a, b and c) and ester (routes d and e). In short, if the oxidation to benzoic acid involves either the formation of a dioxirane (route c) or the gemdiol of the aldehyde (route b), the isolated product would contain 50% of the original 18O-Iabel. However, the nucleophilic attack of Oxone in route a and subsequent Baeyer-Villiger rearrangement of intermediate VI-53 will lead to benzoic acid with full retention of the label. The isolated benzoic acid, obtained from the oxidation of the labeled benzaldehyde in DMF, was analyzed by GC/MS and was shown to have fully retained the oxygen label, thus suggesting route a as the path to carboxylic acids. Similarly, the oxidation of benzaldehyde to methyl benzoate was investigated with the 18O-labeled aldehyde. In the oxidations with MeOH, as in the previous examples, the intermediacy of a dioxirane would lead to the product with 50% of the original 18O-label (route e, Scheme VI-7). However, formation of the hemi-acetal, and either the direct conversion to peroxide VI-54, or its formation through the dimethyl acetal, followed by a Baeyer-Villiger rearrangement would yield the product with no retention of the label (route d). The oxidation of 18O-labeled benzaldehyde was 120 performed with 1 equiv of KHSOs in dry methanol, and the isolated methyl benzoate was analyzed by GC/MS. The product did not exhibit any [M+2]+ peak, thus suggesting that route d was operative in this reaction. Scheme Vl-7. 1"0 labeled oxidations of benzaldehyde ' 1 180H 0 180-0 0 0H_’ C H _, OH )——> 50% 1‘20 ’- 18 7 O H 0 0H 6 ©> —> @011 v1 .53 100% 12‘0 180 KHSOSUeq) GAO}, 150 / DryDMF m/Z=IM+2I* 0 ©JLH\__’ KHso5 (1 eq) @OMe Gloria 0% 1‘30 m/z= [M]+ Further proof for temperature NMR studies. Dry MeOH T (6303K QDMe “‘80 0M9 M30 OMe Meo’) c') o H ©> 50% 180 0x the suggested mechanisms are provided through low Oxidation of benzaldehyde and hexanal in d7-DMF and d4- MeOH at 10 °C were carried out using purified anhydrous KHSOs. Figure VI-2 depicts a series of NMR traces collected during the oxidation of hexanal in d7-DMF. As expected, the evolution of product signals is counterbalanced with the disappearance of resonances 121 from hexanal. However, also present are a set of transient signals H1, and Hc that buildup in concentration as the reaction progresses. The transient resonance at 6 5.51 (H4) is assigned to the hemiacetal proton of intermediate peroxy species. The chemical shift of this proton correlates well with the expected shift for hemiacetals.287 The transient signal H1, (Figure VI-l) also falls within the expected region for a methylene neighboring a hemiacetal.287 The upfield shift of 11,-9H1, is indicative of the loss of the carbonyl functionality within the putative intermediate. The downfield shift of Hb-+Hd signifies the regeneration of the carbonyl group, which in this case is the carboxylic acid. As expected the integration ratio of H1,:Hc is 2:1. A similar transient signal was observed in the oxidation of benzaldehyde in d7- DMF at 6 6.63, which was assigned to the benzylic proton of the corresponding peroxy hemiacetal. Since the oxidation in benzaldehyde is facile, there was little accumulation of the intermediate species as can be seen by the low intensity of the signal at 6 6.63. On the other hand, aromatic substrates with electron withdrawing groups such as 4- nitrobenzaldehyde showed slower conversion to product, therefore, we carried out the oxidation of this substrate in d7-DMF and pure KHS05 at 10 °C. A transient signal at 6 6.77 was observed which was significantly stronger as compared to that in benzaldehyde suggesting accumulation of the putative reactive intermediate as a result of KHS05 addition to the aldehyde. Oxidation of benzaldehyde and hexanal to their corresponding methyl ester in d4- MeOH also exhibited transient signals at 6 5.67 and 6 4.69, respectively. These resonances were assigned as the intermediate peroxy methylacetals corresponding to structure VI-54 in Scheme VI-7. The signals for intermediate hemiacetal and dimethyl 122 acetal of both aldehydes were also present in the spectra, although, by the end of the reaction only the signals of the product could be observed. Figure VI-1. NMR study of hexanal oxidation“ O HO O-OSOaK 0 W14 —"> Hc —> OH Ha H,a Hb Hb Hd Hd ppm a) Oxidation of hexanal in d7-DMF with Oxone at 10 °C (10 min elapsed between each spectrum) exhibits transient signals b and c that are assigned to the a-methylene and the hemiacetal proton of the boxed intermediate, respectively. 123 6.4.1.2.2. Kinetics Emperical observations and subsequent analytical evidence have lead us to conclude that there is an initial nucleophilic attack with KHSOs on the aldehydic functionality which further promotes a Baeyer-Villiger rearrangement to yield the corresponding carboxylic acids or esters. Furthermore, by using KHSOs in its pure form we can reasonably suggest that neither radicals nor dioxiranes are involved in this mechanistic process. The empirical evidence here supports a Baeyer-Villiger type of mechanism and to verify that conclusion we undertook a kinetic study of this oxidation using our most straightforward example with benzaldehyde. We found significant limitations when trying to employ GC or UV methods and found that for the kinetic study of this oxidation reaction an iodometric initial rate method was most desirable where pseudo first order kinetics were maintained by keeping a large excess of the aldehyde relative to KHSOS. All work related to the kinetics of the KHS05 promoted aldehyde oxidation were performed by Jun Yan, a graduate student in the Borhan laboratory, in collaboration with myself. 124 Table Vl-7. Rate constants of the oxidation of benzaldehyde by KHSO5 at 298 K [PhCHO], M 1021KH8051, M [H2804], M 10°k,, s" 2.46 0.33 1.00 5.51 2.46 1.27 1.00 5.34 2.46 1.63 1.00 5.33 2.46 2.19 1.00 5.69 2.46 2.79 1.00 5.33 0.49 1.50 1.00 0.74 0.93 1.50 1.00 2.03 1.43 1.50 1.00 2.32 2.02 1.50 1.00 4.13 2.46 1.50 1.00 5.33 2.46 1.00 0.30 4.33 2.46 1.00 0.50 4.71 2.46 1.00 0.75 4.47 2.46 1.00 1.00 5.12 2.46 1.00 1.25 5.00 2.46 1.00 1.50 5.52 Analysis of Table VI-7 allows one to see that the oxidation of benzaldehyde by KH805 is first order in both substrate and KH805 and zero order in acid concentration. It is therefore in accordance with the following observation, that the rate law for the disappearance of KHS05 is given as follows: -d[KHS05] / dt = k [PhCHO][KHS05] where k is a second order rate constant. A temperature study between 261 K and 327 K revealed a marked increase in rate as the temperature was raised. Higher temperatures were not evaluated due to the inherent lack of stability of KH805 at elevated temperatures. Analysis of the rate constants at various temperatures allowed us to determine both the enthalpy of activation 125 and entropy of activation. Table VI-8 depicts the rate constant at various temperatures along with the plot of -In (kr/T) versus III". The enthalpy of activation (AHI) was calculated from the slope of the plot: the slope of the plot = AH¢/R 4H2 = R * (the slope) = 3.76713103 * 3.314 = 3131913103 J morl 4H2 = 31.319 KJ mol'l followed by the calculation of entropy of activation (ASI) from the intercept of the plot: the intercept of the plot = AS¢IR + 1n (h/k) 482 = R[ln (h/k) - the intercept of the plot] = 8.314 [ln(6.626e—34/1.386—23) + 1.564] = -184.5 J morl K" Table VI—8. Temperature effects on rate Temperature (K) 103 Rate Constant (8") 261 0.72 273 1.03 297 5.32 306 7.97 327 12.70 [KHSOS] = 0.010 M; [PhCHO] = 2.5 M; [H2804] = 1.0 M 13.5 - 13.0 - 12.5 1 12.0 '1 11.5 i 11.0 '1 10.5 '1 10.0 -1 9.5 r r r r r 2.9E-03 3. l E-03 3.3E-03 3 513-03 3.7E-03 3.9E—03 l/T -ln(kr/T) 126 The magnitudes of AHgé and AS;6 reflect the transition-state structure. In particular, the reacting bonds will be both partially formed and partially broken. The energy required for bond reorganization is reflected in the higher potential energy of the activated complex and corresponds to the enthalpy of activation, AH‘. The entropy of activation is a measure of the degree of order produced in the formation of the activated complex. If the number of translational, vibrational, or rotational degrees of freedom is reduced by proceeding from the transition state to the product, there will be an overall decrease in the total entropy of the system. Here, the temperature effect, studied in the range of 261-327 K, shows a relatively low positive AH¢ term demonstrating that bond making accompanies bond breaking. Additionally, a negative entropy of activation is observed, which reveals that the initially neutral reagents generate a charged intermediate speciesm’289 In comparison to other reported Baeyer-Villiger oxidations, which have small positive enthalpies of activation between 6 and 16 kcal mol'1 and negative entropies of activation between - 46 and - 171 J mol“1 K", this reaction has very similar trends, with an enthalpy of activation at 31.32 K] mol" or 7.48 kcal mol'1 and a slightly more negative entropy of activation at -184.5 J mol'1 K'l. These results are in accordance with the known Baeyer-Villiger oxidation mechanism.290 The pseudo-first order rate constant was determined by using benzaldehyde and various substituted benzaldehydes under comparable conditions (Table VI-9). Since some of the substituted aldehydes did not have very good solubility in DMF they did not all have the same initial concentration. Even though the starting concentrations were different, by maintaining the concentrations of aldehydes in great excess over KH805 the 127 observed rate constant (kobs) could be determined and could then be converted to a comparable rate constant (k,) thus eliminating the effect of the starting concentrations of aldehydes (kr = kobs / [aldehyde] [H2804]). Table Vl-9. Substitutent effect at 298 Kal substrate 103 km (s“) [aldehyde], M 103 Rr (3") Iog(k,/ko) op H 5.32 2.46 2.16 0 0 p-Me 3.28 2.05 1.55 -1.46E-01 -0.14 p-Ph 4.68 1 .99 2.35 3.59E-02 0.05 p-Cl 6.80 2.00 3.39 1 .95E-01 0.24 p-CH3OOC 4.33 0.80 5.40 3.98E-01 0.44 p-CF3 14.92 2.06 7.25 5.25E-01 0.53 a) [KHSOS] = 0.010 M; [11230,] = 1.0 M 0.6 - 0.5 - 0.4 - 0.3 - 0.2 - 0.1 - |og(k./ko) ~0.2 -O.l 0.2 0.4 0.6 -0.2 We found that the Hammett relatronsh1p that can be obta1ned from the subsututent effect data is well correlated with Up but poorly with 0+ or 0', suggesting less importance of resonance effect in a transition state (Table VI-9). The slope of the Hammett plot about 0p provides a r value of 0.97. Further inspection of the Hammett equation shows that reactions, which are favored by electron-donating groups, result in a positive p value. Additionally, the p value is not particularly large suggesting that the reaction is not very 128 sensitive to substituent effects and furthermore implies that there is a relatively small redistribution of charge in the transition state. Again, as in comparison to known Baeyer- Villiger oxidation data, p has a typical value of 1.1-1.8 when a hydrogen migration occurs, which compares favorably to our p value of 0.97. Alternatively, Baeyer-Villiger oxidations provide negative p values when other groups migrate. 6.4.2. a—Diones, B—Diones and a-Ketols The mixed products observed during the oxidation in ethanol and isopropanol prompted a mechanistic study for their origins. Of interest was to ascertain whether diesters are generated via Fisher esterification of monoesters; i.e., monoesters or dicarboxylic acids are the product of the oxidation, or different and competing mechanisms lead to mono and diesters. To address these two differing mechanistic interpretations adipic acid was treated with KHS05 or KHSO4 in both MeOH and iPI'OH. KHSO4, the byproduct of the oxidative reaction, can be utilized in general acidic Fisher esterifications, but generally under heated or microwave assisted conditions?”293 Incubation of adipic acid for 18 h in iPrOH with either KHS05 or KHSO4 did not lead to any detectable amounts of esterified product as analyzed by GC. Alternatively, adipic acid in MeOH and KHSO4 led to the generation of dimethyl adipate in 1 h, however, the same reaction with KHS05 did not yield any esterified product within 5 h. Conversion to the diester was observed after 9 h, presumably due to the auto-decomposition of KHSOs to KHSO4 in the wet alcoholic solvent. The presumed auto-decomposition was verified by iodometric titration6 indicating that simply stirring MeOH and KHSOs for 9 h led to a 1% loss in oxidative activity, thus slowly generating the more acidic KHSO4 that could be responsible for catalyzing the esterification. Moreover, addition of adipic acid (0.25 129 equiv) led to increased decomposition of KHS05 (4%) during the 9 h span. Considering the fact that the oxidation of cyclohexanedione VI-37 to dimethyl adipate is nearly complete in 3 h, it seems unlikely that VI-37 is converted to adipic acid, which in turn is esterified under the reactions conditions. More evidence of the latter is realized with experiments that demonstrate neither KHS05 nor KHSO4 can convert simple acids to isopropyl esters, but yet mono and diisopropyl esters are isolated upon oxidation of 01- or B-diones and 01- hydroxyketones. Although it is not possible to present a detailed mechanistic picture from these experiments, it seems likely that the oxidative cleavage of the functional groups presented here is faster than Fischer esterification of their corresponding carboxylic acids, and that the mechanism for the formation of the isolated mono and diesters most probably occurs via different mechanisms. In other words, one can imagine diesters can originate directly from the oxidation without the intermediary of monoesters, although it can not be ruled out (at least for the generation of dimethyl esters) that some supplementary Fischer esterification of monoesters to diesters is occurring. Scheme VI-8. Not just a Fischer esterification MeOH IPI'OH M902C 002MB < H02C C02H M4 KHSO4 101804 ”4 1h 18 h _ HOZC COZH _ M4 MeOH IPI'OH MGOZCMCOQMG HOszC02H 4 4 KH805 KHso5 9h 18 h Schemes VI-9 — VI-11 depict possible routes to both monoesters and diesters from a-diones, B-diones and a-ketoalcohols. The route to monoesters would most probably involve the intermediacy of a peroxyhemiacetal, which upon Baeyer-Vinegar like rearrangment would lead to the carboxylic acid functionality of the monoesters. This 130 is shown for a-diones and a-hydroxyketones (intermediates VI-56 and VI-65), which upon oxidative rearrangement lead to either the monoester VI-58 or the aldehyde VI-67. Further oxidation of the aldehyde VI-67 with Oxone in the alcoholic solvent would lead to the monoester VI-58. Conversely, the intermediacy of a peroxyacetal such as VI—60 or VI-69 could lead to the isolation of the diesters without the need for esterification of a monoesters and proceed to the diester VI-63 directly. In a similar manner, B-diones could also lead to either mono or diesters. Presumably, (it-hydroxyketone VI-78 is produced as an intermediate to the final product, although we have not observed this via NMR spectroscopy. Subsequent Baeyer-Villiger oxidation could provide monoester VI- 80 or diester VI-82 (Scheme VI-l 1). Scheme Vl-9. Probable mechanistic routes for the oxidative cleavage of a-diones O O 0 EV ROH ......» HOZC CO R 645030;“ —>U W 2 5%0 V1l-55 Avril Vl-57 was 0 o 53> 09 BV / ‘R ROH 0 0 OR ROH ROC co R IIsooosoaK ' OR ' 2 W 2 was v1-151 VI-62 VI-63 Scheme Vl-10. Probable mechanistic routes for the oxidative cleavage of B-diones 8V HO O O OHC CO H [O] ROZC CO H ——> OOSO3K—> U W 2 ROH W 2 Vl-66 Vl-67 Vl-58 5%“— 11 T1109 HOH OR Vl-68 8V HO O ’0 R_. OHC co R —>[01 R020 co R 2 oosoax—> W 2 ROH W Vl-69 v1-70 v1-71 Vl-63 Finally, it was shown that a minimum of 2 equiv of KHS05 for an a- hydroxyketone VI-35 and 1 equiv of KH805 for a-dione VI-44 in EtOH was necessary 131 for their oxidation to yield the ratios of products listed in Table VI-lO (entries 1 and 2). Increasing the amount of oxidant did not change the ratio of the mono and diester products isolated. However, B-dione VI-44 required a minimum of 3 equiv of KH805 to yield consistent product ratios listed in Table VI-10 (entry 5). These observations are inline with the postulated mechanism depicted in Scheme VI-8 to Scheme VI-10. Scheme Vl-11. Probable mechanistic routes for the oxidative cleavage of a-hydroxyketones VI-75 Vl-72 OR OH O O 00803K ~ 2 00803K Vl-76 VI-73 1 EV 1 EV G) H O O Vl-77 Vl-74 AH H O/\n/\/C02R O / / v1-7a K03800 OR K03800 OH H = H R020 0 Roac/\) KHSOS Potassium peroxymonosulfate: Preparation of KHSOs-H2O. Commercially available Oxone (307 g, 0.5 mol) was placed into a 2 L erlenmeyer. DI H20 (307 mL) was added and swirled for 5 min until the noticeable fizzing subsided (internal temperature 10 °C). The slurry was filtered and washed with cold D1 H20 (30 mL). With the aid of a pH meter, the pH of the filtrate was adjusted to 3.5 using solid KHCO3 (~75 g) with stirring. The initial pH of this clear solution was about 1.0 and at the endpoint a pink color is observed. We found that overshooting the endpoint resulted in a reduced yield of the purified material. If need be, the pH can be readjusted with a few drops of concentrated H2804. The pink slurry was filtered and the solid was washed with MeOH (2 x 307 mL) into the original water filtrate resulting in the formation of more precipitate in the filtrate. This precipitate was again filtered and washed with MeOH (307 mL). The slightly cloudy solution containing water (337 mL) and MeOH (921 mL) was placed in the freezer overnight to crystallize the purified product. The thick slurry was filtered and washed with 320 (4 x 200 mL) to yield 76.88 g, 45% yield of KHSOS°H2O and found to be 99.1% pure after triplicate iodometric titration. A second crop (6.52 g, 4% yield) could be obtained if the filtrate containing the water, methanol, and ether mixture was again place in the freezer overnight. The second crop was found to be 98.9% pure after iodometric titration. Iodometric Titration of KHSOs-HzO. The iodometric titrations for purified KHSOs-H2O were all performed in triplicate. KHSOs°H2O (250.6 mg) was dissolved in D1 H20 (75 mL), 25% (w/w) KI (10 mL), and 10% (v/v) st04 (15 mL). The dark 148 brown solution was immediately titrated with 0.1003 M Na2S2O3 to a slightly yellow endpoint. This method was adopted from the procedures developed by DuPont, Inc., and can be found at the following website: http://www.dupont.com/oxone/techinfo/index.htmL. nBu4NHSO4 KH805 nBu4NHSOS Tetra-n-butylammonium peroxymonosulfate: Preparation of nB u4NHSOs (Method A, using KHSOs-H2O). P u r e KHSOsoH2O (15 g, 88.2 mmol) was dissolved in D1 H20 (50 mL) and placed into a separatory funnel. A slight excess of nBu4NHSO4 (31.4 g, 92.6 mmol) was added to the separatory funnel and the slurry was extracted with CH2C12 (4 x 100 mL). The combined organics were dried over Na2SO4, and the solvent was removed under reduced pressure providing nBu4NHSOs (31.5 g, 96% yield based on nBu4NHSO4, 98.6% activity) as a white solid. (Method B, using Oxone). Oxone (2 g, 3.25 mmol) was dissolved in D1 H20 (20 mL) and placed into a separatory funnel. anNHSO4 (0.25 _. 6 equiv) was added to the funnel and the slurry was extracted with CH2Cl2 (6 x 50 mL). The combined organics were dried over Na2SO4, and the solvent was removed under reduced pressure to provide nBu4NHSOs in 90 -—> 99% yield based on nBu4NHSO4 and ranged in activity from 35 —» 91% activity based on triplicate iodometric titration. Iodometric Titration of nBu4NHSOs.68 The assay was performed in triplicate using the following procedure. nBu4NHSOs (200.3 mg) was dissolved in glacial acetic acid (2 mL), 10% (w/w) Na] (4 mL), and diluted with distilled THF (14 mL). The dark 149 brown solution was immediately titrated with 0.1276 M Na2S2O3 to reach the slightly yellow endpoint. CHO Oxidant COZH O T 0 111-1 III-1a Benzoic Acid (III-la): III-1 (100 mg, 0.94 mmol, 1 equiv) was dissolved in DMF (0.1 M). The appropriate HSOs‘ salt (1.1 equiv) was added in one portion and the reaction was stirred at RT for 18 h. 1N HCl (10 mL) was then added along with B20 (20 mL) to extract the products. The organic layer was washed with 1N HCl (10 mL x 3) and brine (10 mL), dried over Na2SO4, and the solvent was removed under reduced pressure. The reaction with Oxone and KHSOs-H2O yielded benzoic acid (III-la) in 97% (111 mg) and 94% (108 mg), respectively. The products were analytically pure and did not required additional purification. Oxidation with TBA-OX and Ph3PBnHS05 led to the isolation of starting material III-1. The products of the latter two reactions were purified by column chromatography with CH2C12 as the eluant. O Oxidant \ > III-1 a O 0904 (cat) IDMF III-2 Benzoic Acid (III-la): III-2 (100 mg, 0.55 mol, 1 equiv) was dissolved in DMF (0.1 M), and OsO4 (0.01 equiv, 2.5% in tBuOH) was added and stirred for 5 min. The appropriate H805‘ salt (4.4 equiv) was added in one portion and the reaction was stirred at RT for 18 h. Na2SO3 (2 equiv) was added and stirred for an hour or until the solution became dark brown/black to reduce the remaining Os(VIII) species. 1N HCl (10 mL) was then added 150 along with B20 (20 mL) to extract the products. The organic layer was washed with 1N HCl (10 mL x 3) and brine (10 mL), dried over Na2SO4, and the solvent was removed under reduced pressure. Oxidation with Oxone and KHSOs°H2O yielded III-1a in 95% (128 mg), and 97% (131 mg), respectively. The products were analytically pure and did not required additional purification. TBA-OX and Ph3PBnHSOs oxidation of III-2 provided III-1 in 88% (104 mg) and 25% (29 mg) yield, respectively. The products of the latter two reactions were purified by column chromatography with CH2C12 as the eluant. Oxidant Ph3P ___.. Ph3P=O THF / MeOH Ill-3 Ill-3a Triphenylphosphine oxide (III-3a): III-3 (300 mg, 1.14 mol, 1 equiv) was dissolved in THF/MeOH (1:1, 0.1 M). The appropriate HSOs' salt (1.1 equiv) was added in one portion and the reaction was stirred at RT for l h. The solvent was removed under reduced pressure and the products were purified by column chromatography with CH2Cl2 as the eluant. Oxidation of III-3 with KHSOs-H2O, TBA-OX, and PthBnHSOs led to the isolation of triphenylphosphine oxide III-3a in 99% (325 mg), 97% (318 mg), and 98% (107 mg), respectively. O\\S,CH3 \\ SCH3 Oxidant ———-> MeOH IHZO Ill-4 Ill-4a Methyl phenylsulfone (III-4a): Oxidation with KHSOs: III-4 (347 mg, 2.8 mol, 1 equiv) was dissolved in MeOH/H2O (1:1, 0.1 M). KHSOs-H2O (524 mg, 3.1 mmol, 1.1 equiv) was added in one portion and the reaction was stirred at RT for 4 h. The solvent was diluted with CH2Cl2 151 (20 mL) and water (20 mL). The aqueous fraction was washed with CH2C12 (20 mL x 3) and the combined organic extract was washed with brine, dried over Na2SO4, and the solvent was removed under reduced pressure to obtain methylphenylsulfone (III-4a) (90%, 393 mg). Oxidation with TBA-OX: III-4 (347 mg, 2.8 mol, 1 equiv) was dissolved in CH2C12 (0.1 M). TBA-OX (1.1 g, 3.1 mmol, 1.1 equiv) was added in one portion and the reaction was stirred at RT for 3 days. The reaction was absorbed onto silica gel and was purified by column chromatography with CH2C12 as the eluant to obtain III-4a (91%, 398 mg). Oxidation with PthBanosz The procedure outlined above for TBA-OX was used and led to the isolation of III-4a (52%, 75 mg). NaOH / H20 Ill-5 “391°“ Ill-5a Phenol (III-5a): III-5 (100 mg, 0.82 mol, 1 equiv) and NaOH (50 mg) were stirred for 5 min in H20 (3 mL). NaHCO3 (8.2 mmol, 10 equiv), the appropriate HSOS' salt (1.1 equiv), 400 mM EDTA (4 mL), and acetone (1 mL) were added at 0 °C and stirred for 15 min. The reaction was quenched with sat. sodium bisulfite (10 mL) and extracted with EtOAc (20 mL). The organic extract was washed with 1N HCl ( 10 mL x 2), H20 (10 mL), brine (10 mL), and then dried over Na2SO4. The solvent was removed under reduced pressure to obtain the crude product, which was purified by column chromatography with CH2Cl2 as the eluant. Oxidation with KHSOs-H2O, TBA-OX, and Ph3PBnHSOs yielded phenol (III-5a) in 80% (62 mg), 40% (31 mg), and 30% (23 mg), respectively. 152 7.4. Data for Chapter 4 OsO4 (0.01 equiv) Oxone (4 equiv) Fi‘ _ ‘Rz DMF 3h RT = R‘COZH + R2C02H General Procedure for the Oxidative Cleavage of Mono and Disubstituted Olefins (Condition A): The olefin (1 equiv) was dissolved in DMF (0.2 M), and 0504 (0.01 equiv, 2.5% in tBuOH) was added and stirred for 5 min. Oxone (4 equiv) was added in one portion and the reaction was stirred at RT for 3 h or until the solution becomes colorless. This usually marks the completion of the reaction, which was verified by TLC or GC. Na2303 (6 equiv w/w) was then added, to reduce the remaining Os(VIII), and stirred for an additional hour or until solution became dark brown / black. 1N HCl was then added along with EtOAc to extract the products. The organic layer was washed with 1N HCl (3x) and brine, dried over Na2SO4, and the solvent was removed under reduced pressure to obtain the crude product. Products were purified by silica gel column chromatography. General Procedure for the Oxidative Cleavage of Tri and Tetrasubstituted Olefins (Condition B): The olefin (1 equiv) was dissolved in DMF (0.2 M), and 0504 (0.01 equiv, 2.5% in tBuOH) was added and stirred for 5 min. A solid mixture of Oxone (4 equiv) and NaHCO3 (4 equiv) was then added in one portion and the reaction was stirred at RT for 3 h. or until solution becomes colorless. This usually marks the completion of the reaction, which was verified by TLC or GC. Na2803 (6 equiv w/w) was then added, to reduce the remaining Os(VIII), and stirred for an additional hour or until solution became dark brown / black. 1N HCl was then added along with EtOAc to extract the products. The organic extract was washed with 1N HCl (3x) and brine, dried 153 over Na2SO4, and the solvent was removed under reduced pressure to obtain the crude product. Products were purified by silica gel column chromatography. 0 Condition A O \ —_—_—_—_. OH 1v-2 lV-1a Benzoic Acid (IV-1a), Large scale preparation: IV-2 (9 g) was dissolved in DMF (250 mL), and OsO4 (0.2 mL, 2.5% in tBuOH) was added and stirred for five minutes. Oxone (123 g) was then added slowly via a solid addition funnel over 2 h. The reaction was stirred at RT for 6 h followed by addition of Na2SO3 (54 g) and stirred for an additional hour. The reaction was diluted with 320 (750 mL) and stirred for 10 min. The solid was filtered off and washed with B20 (75 mL x 3). The organic extract was washed with 1N HCl (200 mL x 3) and brine (200 mL) and dried over Na2SO4. The solvent was removed under reduced pressure to obtain the IV-la (11.60 g, 95%). The final product was crystallized from hot chloroform to obtain IV-la (10.74 g, 88%). Lit mp = 121-123 °C. obs. mp = 120-122 °C. A920. 911 new new 9—Decenyl acetate (IV-12, V-32):294 To a solution of 9-decene-1-ol (500 mg, 3.2 mmol) in pyridine (10 mL) was added acetic anhydride (0.91 mL, 9.6 mmol). The mixture was stirred and heated for 3 h at 60 °C. The reaction was then extracted with EtOAc (25 mL) and washed with 1N HCl (25 mL x 5) and brine (25 mL). The organic layer was dried over Na2SO4 and concentrated under reduced pressure to provide a crude, slightly yellow oil. Column chromatography (5% EtOAc/hexanes) provided IV-12 (630 mg, 99% yield). 1H NMR (CDC13, 300 MHz): 6 5.74-5.83 (m, 1H), 4.89-4.99 (m, 2H), 4.03 (1, 2H, J= 6.9 154 Hz), 2.02 (s, 3H), 2.01-2.07 (m, 2H), 1.56-1.62 (m, 2H), 1.27-1.38 (m, 10H); 13C NMR (CDCl;, 75 MHz): 6 171.2, 139.0, 114.1, 64.6, 33.7, 29.3, 29.1, 28.9, 28.7, 28.5, 25.8, 20.9; IR (neat, NaCl, em") 3077, 2927,2856, 1741, 1641, 1242; LRMS (70 ev, EI) m/z 138 [M-OAc]+. Cond'ti A Aco/‘(\’)’7\ ' on Aco/‘(V)’6\cozH IV-12 lV-128 9-Acetoxy nonanoic acid (IV-12a):299 1H NMR (CDC13, 300 MHz): 6 4.02 (t, 2H, J= 6.9 Hz), 2.32 (t, 2H, J= 7.4 Hz), 2.02 (s, 3H), 1.56-1.61 (m, 4H), 1.29 (bs, 8H); 13C NMR ((313013, 75 MHz): 6 179.6, 171.4, 64.5, 33.9, 29.0, 289,288, 28.4, 25.7, 24.5, 20.9; IR (neat, NaCl, cm") 3455, 2931, 2856 1739, 1737, 1242; LRMS (70 eV, EI) m/z 199 (M- H20]+, 157 [M-OAc]+. 0 1111.04 CODdltionA ' .. : : E0 Hon-W ", ‘3 + 6 OH OH o=( H lV-13 lV-13a, 44% lV-13b, 34% (IR, 2R, 5R)-2-Acetyl-5-methyl cyclohexanol (Iv-13a):320 1H NMR (CDCl3, 300 MHz): 6 3.80 (ddd, 1H, J: 4.4, 9.6, 11.1 Hz), 2.27 (ddd, 1H, J = 3.6, 9.6, 12.9 Hz), 2.17 (s, 3H), 1.91-2.00 (m, 2H), 1.68-1.74 (m, 1H), 1.38-1.52 (m, 1H), 1.22-1.27 (m, 1H), 0.91-1.03 (m, 1H), 0.92 (d, 3H, J= 6.3 Hz); 130 NMR (CDC13, 75 MHz): 6 212.9, 70.4, 58.5, 42.2, 34.0, 31.1, 29.2, 27.5, 22.0; IR (neat, NaCl, em") 3417, 2952, 2927, 2869, 1705; LRMS now, 131) m/z 156 M, 138 [M-Hzor‘, 95 [M-H2O-C(O)Me]+. (1 R, 2R, 5R)-2-Acetyl-5-methyl cyclohexanylformate (IV-13b): 1H NMR (CDC13, 300 MHz): 6 7.95 (s, 1H), 5.06 (ddd, 1H, J= 4.4, 9.6, 11.2 Hz), 2.59 (ddd, 1H, J= 6.9, 8.9, 14.5 Hz), 2.15 (s, 3H), 2.11-2.13 (m, 1H), 1.93 (qd, 1H, J= 3.9, 6.9 Hz), 1.68-1.77 (m, 155 1H), 1.50-1.62 (m, 1H), 1.27-1.41 (m, 1H), 0.87-1.06 (m, 4H); 13C NMR (CDC13, 75 MHz): 6 209.4, 160.3, 73.1, 55.2, 39.3, 33.3, 30.0, 29.3, 27.8, 21.7; IR (neat, NaCl, cm!) 2952, 2929, 2869, 1728, 1178; LRMS (70 eV, EI) m/z 185 (M+H]+, 149 [M-HCO2H]+; HRMS [MT Calcd for C10H16O33 184.1099 III/Z . Observed 184.1095 "l/Z . , THF, 0 'c - RT , OH 88°/o OBn lV-13 lV-1 4 (1R, 2S, 5R)-(2-Isoprenyl-5-methyl-cyclohexyl) benzyl ether (IV-l4):295 Sodium hydride (68 mg, 60% dispersion in mineral oil, 1.7 mmol) was suspended in dry THF (9 mL). The reaction was cooled to 0 °C and isopulegol (200 mg, 1.3 mmol) dissolved in dry THF (1 mL) was added and stirred for 30 min. Benzyl bromide (289 mg, 1.7 mmol) and K1 (63 mg, 1.7 mmol) were added sequentially at 0 0C. The reaction mixture was allowed to warm to RT and stirred for an additional 3 h, after which it was quenched with water and sat. NH4C1, and then extracted into EtOAc (20 mL x 2). The combined organics were washed with water (40 mL) and brine (40 mL), dried over Na2SO4, and the solvent was removed under reduced pressure to obtain a slightly colored oil. Column chromatography (10% EtOAc/hexanes) provided the desired benzyl ether (278 mg, 88%). lH NMR (CDC13, 300 MHz): 6 7.25-7.43 (m, 5H), 4.83 (s, 2H), 4.61 (t, 1H, J=11.5 Hz), 4.52 (d, 1H, J=11.8 Hz), 3.31 (dt, 1H, J= 4.1, 10.7 Hz), 2.11 (m, 2H), 1.71 (s, 3H), 1.64 (m, 2H), 1.28-1.45 (m, 2H), 0.95-1.06 (m, 5H); 13C NMR (CDC13, 75 MHz): 6 147.8, 139.1, 128.3, 128.1, 127.7, 127.6, 127.2, 110.9, 79.1, 70.3, 51.7, 40.2, 34.3, 31.5, 31.0, 22.3, 20.0; IR (neat, NaCl, cm'l) 2923, 2867, 1106; LRMS (70 eV, EI) m/z 243 [M-H]+, 138 [M-OBn]+. 156 W Condition A C O OBn an IV-14 W-1 4: (IR, 2R, 5R)-(2-AcetyI-5-methylcyclohexyl) benzyl ether (IV-14a): 1H NMR (CDC13, 300 MHz): 6 7.21-7.32 (m, 5H), 4.56 (d, 1H, J = 11.3 Hz), 4.37 (d, 1H, J=11.3 Hz), 3.6 (dt, 1H, J: 6, 10.4 Hz), 2.53 (ddd, 1H, J= 3.8, 10.1, 12.6 Hz), 2.16 (s, 3H), 2.12-2.19 (m, 1H), 1.75 (qd, 1H, J: 3.6, 10.2 Hz), 1.64-1.70 (m, 1H), 1.25-1.52 (m, 2H), 0.93 (d, 2H, J = 3.3 Hz); l3C NMR(CDC13, 75 MHz): 6 212.3, 138.5, 128.2, 127.6, 127.4, 79.1, 70.9, 56.6, 39.4, 33.5, 30.9, 30.8, 27.7, 22.1; IR (neat, NaCl, cm“) 2950,2927, 2867, 1739, 1712; LRMS (70 eV, E1) m/z 228 [M-H2O]+, 140 [M-OBnr'; HRMS [M+H]* Calcd. for C16H22O2: 246.1620 m/z. Observed 246.1631 m/z . Condition B O ———’ COZH lV-19 lV-19a 6-0xyheptanoic acid (IV-l9a):32' ‘H NMR (CDCl3, 300 MHz): 6 2.41-2.45 (m, 2H), 2.31-2.36 (m, 2H), 2.11 (s, 3H), 1.56-1.62 (m, 4H); 13C NMR (CDC13, 75 MHz): 6 208.8, 179.1, 43.2, 33.7, 29.9, 24.0, 22.9; IR (neat, NaCl, eni') 3455, 2939, 1714; LRMS (70 eV, EI) m/z 144 M", 126 [M-H2O]+. O / Condition 8 H O O O ———-r OH + 01-1 0 O lV-21 lV-21 a, 67% lV-21 b, 1 6% (10-3, 7-DimethyI-6-0xo-octan0ic acid (Iv-2111):322 ‘H NMR(CDC13, 500 MHz): 6 2.57 (p, 1H, J= 7.0 Hz), 2.46 (dt, 1H, J: 6.2, 9.1 Hz), 2.32 (dd, 1H, J: 6.0, 15.3 Hz), 2.16 (dd, 1H, J: 6.9, 15.3 Hz), 1.93 (sept, 1H, J: 6.6 Hz), 1.63 (m, 1H), 1.48 (m, 1H), 1.07 (d, 6H, J = 6.8 Hz), 0.95 (d, 3H, J= 6.7 Hz); 13C NMR (CDC13, 125 MHz): 6 214.5, 157 178.3, 41.2, 40.9, 37.8, 30.2, 29.8, 19.5, 18.3; IR (neat, NaCl, cm'l) 3164, 2964, 2933, 1706, 1384, 1465; LRMS (70 eV, EI) m/z 186 M, 168 [M-H2O]+, 143 [M-C3H7]+. O 0m condition A m : = i - o lV-22 lV-22a (4S, 40R, 6R)-6-Acetyl-4, 4a-dimethyl-4,4a,5, 6, 7,8-hexahydro-3H-naphthalen-2-one (IV- 2211):323 'H NMR (c0013, 300 MHz): 6 5.72 (s, 1H), 2.71 (m, 1H), 2.33-2.48 (m, 2H), 2.20—2.25 (m, 2H), 2.1 (s, 2H). 1.94-2.06 (m, 4H), 1.40 (m, 1H), 1.21 (t, 1H, J= 12.5 Hz), 1.06 (s, 3H), 0.93 (dd, 3H, J: 6.6, 1.9 Hz); 13C NMR (CDC13, 75 MHz): 6 10.4, 199.2, 168.5, 125.1, 46.6, 41.9, 40.1, 39.8, 38.8, 31.9, 28.4, 28.1, 16.6, 14.8; IR (neat, NaCl, cm'l) 2966, 2939, 2883, 1708, 1668, 1617; LRMS (70 eV, EI) m/z 220 M+, 177 [M-COMe]+. Condition 8 o v OH OH —_. .V-. + OH + O O C02H Y H lV-34 lV-34I, 44% IV-34b, 10% IV-34c, 23% 2-((1R,3S)-2,2-Dimethyl-3-(2-0x0propyl)cyclopropyl)acetic acid (IV-34a): ”“25 1H NMR (CDC13, 300 MHz): 6 2.38-2.34 (m, 2H), 2.28-2.23 (m, 2H), 2.15 (s, 3H), 1.1 (s, 3H), 0.90-0.92 (m, 2H) 0.90 (s, 3H); 13C NMR (CDC13, 75 MHz): 6 208.7, 178.9, 39.3, 30.0, 29.6, 28.4, 21.4, 21.1, 17.2, 14.9; IR (neat, NaCl, cm") 3164,2948, 1714, 1168; LRMS (70 eV, EI) m/z 184 (M)+, 166 (M-H2O)+. (IR, 6S)-4-Hydroxy-4, 7, 7-trimethylbicyclo[4. 1.0]heptan-3-ylf0rmate (IV -34c): 1H NMR (CDC13, 300 MHz): 6 8.08 (s, 1H), 4.59 (t, 1H, J= 9.1 Hz), 2.15 (br, 1H), 1.71-1.99 (m, 2H), 0.07-1.68 (m, 13H); 13C NMR (CDC13, 75 MHz): 6 161.3, 77.8, 71.5, 34.0, 28.4, 25.5, 20.5, 20.2, 19.6, 17.8, 15.8. 158 OAc OAc Condition A 11 OH ‘1 N-36 M3611 2-Acet0xytetradecan0ic acid (Iv-3611):333 'H NMR (CDC13, 300 MHz): 6 8.5-8.2 (br, 1H), 4.97 (1, 1H, J: 6.3 Hz), 2.11 (s, 3H), 1.85 (m, 2H), 1.40 (m, 1H), 1.23 (b, 20H), 0.85 (1, 3H, J= 6.0 Hz); 13C NMR (CDC13, 75 MHz): 6 176.3, 170.9, 72.1, 32.1, 31.2, 29.9, 29.8, 29.7, 29.6, 29.5, 29.4, 29.3, 25.3, 22.9, 20.7, 14.3. CH OAc A020. py / 96% / 1 1 1 1 lV-38 lV-39 (E)-0ctadec-5-en-3-yn-2-yl acetate (IV-39): To a solution of IV-38 (132 mg, 0.5 mmol) in pyridine (5 mL) was added acetic anhydride (102 mg, 1 mmol). The mixture was stirred and heated for 3 h at 60 °C. The reaction was then extracted with EtOAc (25 mL) and washed with 1N HCl (15 mL x 5) and brine (25 mL). The organic layer was dried over Na2SO4 and concentrated under reduced pressure to provide a crude, slightly yellow oil. Column chromatography (5% EtOAc/hexanes) provided the desired acetate (630 mg, 96% yield). lH NMR(CDC13, 300 MHz): 6 6.15 (dt, 1H, J = 15.9, 7.1 Hz), 5.45 (m, 1H), 2.08 (m, 2H), 1.47 (d, 3H, J= 6.6 Hz), 1.49-1.23 (b, 20H), 0.85 (t, 3H, J= 6.0 Hz). 159 7.4.1. Additional data related to Chapter 4 0 g ”OM _——’ OH O O O Oxidation of 1,2-Cyclohexanedione to Adipic acid 1,2-Cyclohexanedione (1 equiv) was dissolved in DMF (0.2 M), and Oxone (4 equiv) was added in one portion. The reaction was stirred at RT for 3 h and an aliquot was removed and diluted with EtOAc for GC analysis. This showed an 80% conversion to adipic acid. 160 7.5. Data for Chapter 5 0804 (0.01 equiv) 0 F12 Oxone (1.2 equiv) \ : H R‘ F13 dodecane(1 equiv) Fi‘ KHC03 (1.2 equiv) DMF, 1.5 h, RT General Procedure for the Oxidative Cleavage to Aldehydes with KHC03 (Condition A): The olefin (1 equiv) was dissolved in DMF (0.2 M) followed by the addition of dodecane (lequiv), the internal standard, and OsO4 (0.01 equiv, 2.5% in tBuOH). After 5 min. KHCO3 (1.2 equiv) and Oxone (1.2 equiv) were added sequentially and the reaction was stirred at RT for 1.5 h. Reaction progress was monitored by GC and the data analyzed against a standard curve. 0so4 (0.01 equiv) o 92 H202 (3 equiv) \ = H R‘ F13 dodecane, ACN R‘ DMF (20 equiv) 18 h, 0 - 4 C General Procedure for the Oxidative Cleavage to Aldehydes with H202 (Condition B): The olefin (1 equiv) was dissolved in ACN (0.2 M) followed by the addition of DMF (20 equiv), dodecane (1 equiv) and OsO4 (0.01 equiv, 2.5% in tBuOH). The reaction was cooled to 0 °C and then H202 (3 equiv) was added and the reaction was stirred at 4 °C for 18 h. or until the solution becomes colorless. Reaction progress was then monitored by GC and the data analyzed against a standard curve. OsO4 (0.01 equiv) 0 R2 KH805 (6 equiv) \ ; OMe R, R3 MeOH, 18 11, RT R, General Procedure for the Oxidative Cleavage to Esters in MeOH (Condition C): The olefin (1 equiv) was dissolved in MeOH (0.2 M), and OsO4 (0.01 equiv, 2.5% in tBuOH) was added and stirred for 5 min. KH805 (6 equiv) was added in one portion and 161 the reaction was stirred at RT for 18 h. Na2S03 (6 equiv w/w) was then added, to reduce the remaining Os(VIII), and stirred for an additional hour or until solution became dark brown / black. 1N HCl was then added along with EtOAc to extract the products. The organic layer was washed with 1N HCl (3x) and brine, dried over Na2SO4, and the solvent was removed under reduced pressure to obtain the crude product. Products were purified by silica gel column chromatography. 0 MOH > E O n Oxone, solvent General Procedure for the Oxidative Cyclization Yielding Water-Soluble Products (Condition D): A 0.1 M solution of the appropriate alkenol was prepared in dimethylforrnamide that had been dried over calcium sulfate. Oxone (4.0 equiv) was added in one portion, followed by 1.0 mol% of 0804 as a 0.2 M solution in tBuOH or dichloromethane. An internal standard could be added either prior to or immediately following reaction to determine the in-pot yield. Both 1,2,3,4-tetramethylbenzene and dodecane were used in this capacity. The reaction was stirred at room temperature, and progress monitored by either TLC or GC. In a few cases, the reactions were also performed in deuterated DMF and the NMR was compared to that of an authentic sample of the lactone in deuterated DMF prior to isolation using benzene as an internal standard. General Procedure for the Oxidative Cyclization Yielding Water-Insoluble Products (Condition E): A 0.1 M solution of the appropriate alkenol was prepared in dimethylforrnamide that had been dried over calcium sulfate. Oxone (4.0 equiv) was added in one portion, followed by 1.0 mol% of 0804 as a 0.2 M solution in tBuOH or dichloromethane. The reaction was stirred at room temperature, and progress monitored 162 by either TLC or GC. After completion of the reaction, an equal volume of water was added and the solution was saturated with NaCl. It was then extracted with 3x portions of ethyl acetate. The combined organics were washed 1x with NaHCOg, dried over Na2SO4 and evaporated under reduced pressure. The resultant lactones could be purified by column chromatography using 1:1 petroleum ether/diethyl ether. Ph THF -7 . O \ O ' 8 C O, H ———> ‘Os-DMF 0 mo, DMF P“ 0'5 86% V45 (V-15): THF (1 mL) and DMF (17 mg, 0.236 mmol) were cooled to -—78 °C. 0804 (20 mg, 0.078 mmol) was then added and stirred for 5 min. followed by the addition of t- stilbene (14 mg, 0.078 mmol) in THF (0.5 mL). The reaction was warmed to 0 °C and stored in the freezer overnight. The precipitate was filtered, washed with B20 and dried under vacuum to provide VII-15 (25 mg, 64%). 1H NMR (CDC13, 500 MHz): 6 7.99 (s, 1H), 7.46-7.11 (m, 10H), 5.98-5.56 (m, 2H), 2.94 (s, 3H), 2.87 (s, 3H). O THF, -78 'c P" o \ . $01681 FY 0304. py Ph‘ 0' 6 'Py 86% V-1B 3-195(V-l6): THF (1 mL) and pyridine (18 mg, 0.236 mmol) were cooled to —78 °C. 0504 (20 mg, 0.078 mmol) was then added and stirred for 5 min. followed by the addition of t-stilbene (14 mg, 0.078 mmol) in THF (0.5 mL). The reaction was warmed to 0 °C and stored in the freezer overnight. The precipitate was filtered, washed with B20 and dried under vacuum to provide VII-16 (40 mg, 86%). 163 0 Ph 0 THF, -78'C 0 i0: " _ \ OMe : y“ ,%s DMF OSO4_ DMF ’0 86% V-17 (V-17): Toluene (1 mL) and DMF (15 mg, 0.2 mmol) were cooled to —78 °C. 0504 (25 mg, 0.1 mmol) was then added and stirred for 5 min. followed by the addition of methyl cinnimate (16 mg, 0.1 mmol) in toluene (0.5 mL). The reaction was warmed to —0 °C and then stored in the freezer overnight. The precipitate was filtered, washed with 320 and dried under vacuum to provide VI-17 (25 mg, 64%). 1H NMR (CDC13, 500 MHz): 6 8.02 (s, 1H), 7.43-7.41 (m, 5H), 6.28-6.01 (111“, 1H) [‘1 eight doublets 6.28 (d, J = 4.9), 6.25 (d, J = 5.3), 6.24 (d, J = 5.9), 6.18 (d, J = 7.1), 6.07 (d, J= 5.3), 6.05 (d, J= 6.6), 6.02 (d, J = 4.9), 6.01 (d, J = 4.6)], 5.65-5.43 (m‘z, 1H) [‘2 eight doublets 5.64 (d, J = 4.6), 5.63 (d, J: 5.5), 5.59 (d, J= 5.9), 5.52 (d, J = 7.1), 5.47 (d, J= 5.3), 5.46 (d, J = 6.6), 5.45 (d, J: 5.6), 5.44 (d, J= 5.3)], 3.86-3.78 (m‘3, 3H)[‘3 eight singlets 3.86. 3.85, 3.83, 3.82, 3.81, 3.80. 3.78, 3.78], 2.95 (s, 3H), 2.88 (s, 3H). O 0MB 0 \ OH Condition L PhMOMe OH v.3 V-31 Methyl 2-hydr0xy-3-methoxy-3-phenylpr0pan0ate (V -3l):3 34 lH NMR (CDC13, 300 MHz): 6 7.34 (b, 5H), 4.53 (d, 1H, J= 3.2 Hz), 4.25 (dd, 1H, J= 6.6, 3.2 Hz), 3.77 (s, 3H), 3.26 (s, 3H) 2.97 (d, 1H, J= 6.6); 13C NMR (CDC13, 75 MHz): 6 172.2, 136.9, 128.6, 126.7, 113.9, 83.1, 74.5, 57.0. 52.2. 164 Condition C M60 (3 M0 AC 4 2 WOH V-32 V-33 Methyl 3-hydroxypr0pan0ate (v.33);335 1H NMR (0130,, 300 MHz): 6 3.64 (s, 3H), 3.60 (1, 2H, J= 6.6 Hz), 2.27 (1, 2H, J = 7.5 Hz), 1.65-1.41 (m, 4H), 1.36-1.16 (b, 8H); 13C NMR (CDC13, 75 MHz): 6 174.3, 62.8, 51.4, 34.0, 32.6, 29.1, 28.9, 25.6, 24.7. Condition C W W W i 5 5 3-Meth0xynonan-2-ol (V-34a) and 2-Methoxynonan-3-ol (V-34b): 1H NMR (CDC13, 500 MHz): 6 3.35 (s, 3H), 3.34 (s, 1H), 3.10 (p, 1H, J= 6.4 Hz), 2.56 (br, 1H), 1.51-1.42 (m, 2H), 1.36-1.24 (br, 8H), 1.09 (1, 3H, J = 6.3 Hz), 0.86 (1, 3H, J = 6.3 Hz); 13C NMR (CDC13, 125 MHz): 6 80.5, 74.9, 56.6, 32.8, 31.8, 29.4, 2.5, 22.6, 14.8, 14.0. OH OH fl condition c ~ MeOZCwVW + MeOZCM/YLM/ 6 1 7 ' 6 7 6 7 Me02C OMe OMe V-35 V468 V461) Name (V-34a) and Name (V-34b): 1H NMR (CDC13, 300 MHz): 6 3.61 (s, 3H), 3.42 (m, 1H), 3.35 (s, 3H), 2.94 (q, 1H, J = 5.4 Hz), 2.25 (1, 2H, J = 7.4 Hz), 1.63-1.17 (br, 26H), 0.83 (1, 3H, J = 6.8 Hz); 130 NMR (CDC13, 125 MHz): 6 174.2, 84.3, 72.5, 58.0, 51.3, 34.0, 33.3, 31.8, 29.9, 29.7, 29.5, 29.4, 29.2, 29.1, 29.0, 25.6, 25.0, 24.8, 22.6, 13.98. For data regarding the oxidative cleavage / lactonization please refer to the original reference.5 165 7.6. Data for Chapter 6 General Procedure for Oxidation of Aldehydes to Carboxylic Acids (Condition A): The aldehyde (1 equiv) was dissolved in DMF (0.1 M). Oxone (1 equiv) was added in one portion and stirred at RT for 3 h. The reactions were monitored by TLC and GC analysis. 1N HCl was used to dissolve the salts and EtOAc was added to extract the products. The organic extract was washed with 1N HCl (3 x) and brine, dried over Na2SO4, and the solvent was removed under reduced pressure to obtain the crude product. Products were purified by silica gel column chromatography. General Procedure for Oxidation of Aldehydes to Esters (Conditon B): The aldehyde (1 equiv) was dissolved in the appropriate alcoholic solvent (0.1 M). Oxone (1 equiv) was added and stirred at RT for 18 h. The reaction was monitored by TLC and GC analysis. 1N HCl was used to dissolve the salts and EtOAc was added to extract the products. The organic extract was washed with 1N HCl (3x) and brine, dried over Na2SO4, and the solvent was removed under reduced pressure to obtain the crude product. Products were purified by silica gel column chromatography. General Procedure for Oxidation of a- or 8-Diones and a—Ketoalcohols with Oxone (Conditon C): The substrate (1 equiv) was dissolved in the appropriate solvent (methanol, ethanol, or isopropanol (0.2 M)). Dry KHS05 (95% pure, 4 equiv) was added to the solution in one portion and stirred at room temperature for 18 h. The reactions were monitored by TLC, GC or NMR analysis. After the substrate had been consumed the reaction was diluted with B20 and 10% (v/v) HCl solution. The layers were separated and the aqueous layer was extracted with Et2O (x 3). The combined organic layers were collected and dried over anhydrous Na2SO4 or MgSO4. After filtration of the 166 drying agents, the solvent was removed under reduced pressure to yield the crude product. Products were purified by silica gel column chromatography. 0 Git—7’ GM VI-7 VI-7e Iso-propyl benzoate (VI-7c):336 'H NMR(CDC13, 300 MHz): 6 8.02 (m, 2H), 7.43 (m, 3H), 5.24 (sept, 1H, J: 6.3 Hz), 1.34 (d, 6H, J: 6.3 Hz); 13C NMR (0130,, 75 MHz): 6 175.2, 132.2, 130.4, 129.0, 127.8, 67.9, 21.5; IR (neat, NaCl, cm!) 2981, 2938, 1716, 1276, 1103, 711; LRMS (70 eV, EI) m/z 164 [M]+, 122 [M-C3H6r, 105 [M- OC3H7]+. CHO HO HO HO VI-13 Vl-13b, 62% VI-13a, 19% 4-Hydr0xyphenylf0rmate (VI-13b);337 lH NMR(CDC13, 300 MHz): 6 8.27 (s, 1H), 6.98 (d, 2H, J= 9.0 Hz), 6.78 (d, 2H,J= 8.9 Hz), 5.35 (bs, 1H); mp = 56-58 °C, [111. 57 "(3].337 CHO MeO M60 M60 Vl-15 V1-15b,58% Vl-158,31% 4-Meth0xyphenylformate (VI-15b):95’338’339 'H NMR(CDC13, 300 MHz): 6 8.26 (s, 1H), 7.03 (d, 2H, J: 9.0 Hz), 6.89 (d, 2H, J = 8.9 Hz), 3.78 (s, 3H); mp = 31-33 °C, [111. 32-34 6C].338 167 O NVCHO WLo/k VI-20 VI-200 i-Propyl hexanoate (VI-20c):340 lH NMR(CDC13, 300 MHz): 6 5.04 (m, 1H), 2.30 (m, 2H), 1.12-1.54 (m, 12H), 0.86 (bs, 3H); 13(3 NMR (CDC13, 75 MHz): 6 186.6,50.9, 34.7, 31.7, 29.8, 22.6, 21.8, 14.0, 13.9; IR (neat, NaCl, cm") 2956, 2930, 1729, 1457, 1375, 1176, 1108; LRMS (70 ev, 131) m/z 158 [M]+, 116 [M-CsH6]+, 99 [M-OC3H7]+. UCHO UCOZH Vl-26 VI-26a 1, 2, 3, 6-Tetrahydr0benzoic acid (VI-26a):34"342 1H NMR (CDC13, 300 MHz): 6 5.63-5.7 (m, 2H), 2.54-2.64 (m, 1H), 2.24-2.27 (m, 2H), 1.98-2.15 (m, 3H), 1.62-1.76 (m, 1H); 130 NMR(CDC13, 75 MHz): 6 182.6, 126.7, 124.9, 39.1, 27.1, 24.8, 24.3; IR (neat, NaCl, cm") 3027, 2926, 1705, 1438, 1306, 1238; LRMS (70 eV, E1) m/z 126 [M]+, 108 [M- O WCOZH ‘ M5 OH VI-27 Vl-278, 53% Vl-28, 32% H2O]+, 81 [M-CO2H]+. WCHO Cis-4-decanoic acid (VI-2711):343 lH NMR(CDC13, 300 MHz): 6 5.28-5.45 (m, 2H), 2.30-2.40 (m, 4H), 1.99 (bs, 2H), 1.26 (bs, 6H), 0.85 (bs, 3H); 130 NMR(CDC13, 75 MHz):6 179.4, 131.9, 126.9, 34.1, 31.4, 29.2, 27.1, 22.5, 14.0; IR (neat, NaCl, cm“) 3139,2958, 2930,2872, 1711, 909, 734; LRMS (70 eV, EI) m/z 170 [M]+. 5, 6-trans-5-(1-hydr0xyhexyl)-dihydr0furan-2-one (VI-28):344 1H NMR (CDC13, 300 MHz): 6 4.36-4.42 (m, 1H), 3.50-3.56 (m, 1H), 2.49-2.62 (m, 2H), 2.05-2.27 (m, 3H), 168 1.49 (bs, 3H), 1.28 (bs, 5H), 0.84 (bs, 3H); l3C NMR (CDC13, 75 MHz): 6 177.3, 83.0, 73.6, 32.8, 31.6, 28.7, 25.1, 24.0, 22.5, 13.9; mp = 40-42 °C, [11142-44 °C].3‘“ O O 0 CH0 _ COZH + on I | | o o o Vl-29 VI-29a, 34% V1-30, 52% 6-ethyl-4-0x0-4H-chr0mene-3-carboxylic acid (VI-29a): 1H NMR (CDCl3, 300 MHz): 6 13.50 (bs, 1H), 8.98 (s, 1H), 8.11 (s, 1H), 7.68 (dd, 1H, J= 2.2, 8.5 Hz), 7.55 (d, 1H, J= 8.8 Hz), 6.80 (bs, 1H), 2.72 (q, 2H, J: 7.7 Hz), 1.24 (1, 3H, J = 7.7 Hz); 13(2 NMR (CDC13, 75 MHz): 6 179.4, 164.3, 163.6, 155.1, 144.0, 136.3, 124.2, 122.7, 118.6, 112.7, 28.4, 15.3; IR (neat, NaCl, cm'l) 3073, 2961, 2924, 2869, 1734, 1616, 1478, 1436, 1310; LRMS (70 eV, E1) m/z 218 [M]+; HRMS (CI) calcd for C12H1004: 218.0579 m/z [M]+, observed 218.0580 m/z; mp = 133-135 °C. 6-ethyl-3-hydr0xychromene-4-0ne (VI-30): 1H NMR (CDC13, 300 MHz): 6 8.03 (d, 1H, J=2.2), 7.97 (s, 1H), 7.47 (dd, 1H, J=2.2, 8.8), 7.36 (d, 1H, J=8.8), 6.80 (bs, 1H), 2.72 (q, 2H, J=3.4), 1.24 (t, 3H, J=3.6); 13C NMR (CDC13, 75 MHz):6 173.4, 154.7, 141.7, 140.8, 138.7, 133.9, 123.3, 121.7, 118.2, 28.2, 15.4; IR (neat, NaCl, cm") 3276, 2959, 1610, 1408, 1204, 1170; LRMS (70 eV, E1) m/z 190 [M]+; HRMS (CI) calcd for C11H1003: 190.0630 m/z [M]+, observed 190.0627 m/z; mp = 119-121 °C. O 31' Br OH O > O + CH0 0 0 l / 1 Br Vl-31 Vl-32, 42% VI-33, 30% 5-m-Br0m0phenyl)-2(3H)-furan0ne (VI-32):345 lH NMR(CDC13, 300 MHz): 6 7.51 (d, 2H. J= 8.5 Hz), 7.49 (d, 2H, J: 8.2 Hz), 5.78 (1, 1H, J= 2.7 Hz), 3.49 (d, 2H, J: 2.7 Hz); 13C NMR (CDC13, 75 MHz): 6 175.4, 153.0, 131.9, 131.6, 127.2, 126.2, 123.7, 98.3, 169 34.7, 14.2; IR (neat, NaCl, cm") 2916, 2848, 1780, 1673; LRMS (70 eV, EI) m/z 238 [M]+, 240 [M+2]+; HRMS (CI) calcd for C10H7O2Br: 237.9630 m/z [M]: observed 237.9631 m/z; mp = 124-127 °C, [111. 126-130 "c1.“5 4-(p-Bromophenyl)-4-0xobutanoic acid (VI-33):346 1H NMR (CDCl3, 300MHz): 6 7.83 (d, 2H, J: 8.5 Hz), 7.59 (d, 2H, J: 8.7 Hz), 3.26 (1, 1H, J: 6.4 Hz), 2.81 (d, 2H, J: 6.4 Hz); 13(3 NMR (CDC13, 75 MHz):6196.8, 178.5, 132.0, 131.9, 131.7, 130.3, 129.6, 33.1, 27.9; IR (neat, NaCl, cm") 3425, 3091, 2958, 2925, 1694, 1678, 1585, 1339, 1229; LRMS (70 eV, E1) m/z 256 [M]+, 183 [M-C3H502]+; mp = 144-146 °C, [111 148-150 6C].346 Br OMe Br Vl-31 v1.34 Methyl 4-(p-brom0phenyl)-4-oxobutan0ate (VI-34)?”349 lH NMR (CDC13, 300MHz): 6 7.80 (d, 2H, J = 2.2 Hz), 7.77 (d, 2H, J = 2.0 Hz), 3.65 (s, 3H), 3.22 (t, 2H, J = 6.6 Hz), 2.49 (t, 2H, J= 6.6 Hz); 13C NMR (CDC13, 75 MHz): 6 197.0, 173.2, 135.1, 131.9, 129.5, 128.4, 51.8, 33.2, 27.8; IR (neat, NaCl, cm") 3024, 2952, 2916, 2848, 1736, 1688, 1586, 1218, 1171, 1070, 757; LRMS (70 eV, EI) m/z 270 [M]+, 183 [M-C4H7O2]+; HRMS (CI) calcd for C11H1103Br: 269.9892 m/z [M]+, observed 269.9896 m/z; mp = 48- E‘ j 0 EtOAc, 97°/o E‘ j 0 Vl-41 50°C. 2-methyl-2-propylcyclopentane-I,3-dione (VI-41):318 To a RT solution of 2-allyl-2- methyl-1,3-cyclopentadione (89 mL, 0.6 mmol) in EtOAc (6 mL) was added 10% Pd-C 170 (4.6 mg, 5% by wt). A hydrogen filled balloon was attached and the system was purged under vacuum and replaced with hydrogen gas. The reaction was stirred at RT for 15 h. The Pd-C was then filtered and washed with EtOAc. The solvent was removed under reduced pressure providing VI-41 (90 mg, 97% yield) and did not require additional purification. VI-41: 1H NMR (300 MHz, CDC13): 6 2.68 (s, 4H), 1.54-1.49 (m, 2H), 1.12- 1.04 (m, 2H), 1.02 (s, 3H), 0.76 (t, 3H, J= 7.1 Hz). 0 ofig/ : Mom 0 HO O Vl-41 VI-41a Methyl 5-hydroxy-5-methyl-4-ox00ctanoate (VI-41a): KH805 (547 mg, 3.6 mmol) was added in one portion to a solution of diketone VI-41 (145 mg, 0.9 mmol) in methyl alcohol (8 mL) at RT. The reaction was stirred at RT for 18 h, after which it was diluted with B20 and 10% (v/v) HCl (15 mL). The layers were separated and the aqueous layer was extracted with H20 (10 mL x 3). The combined organic layers were dried over anhydrous MgSO4, the salt was filtered and the organics were concentrated under reduced pressure. The product was purified by silica gel column chromatography (20% EtOAc / hexanes) to furnish ester VI-41a as a colorless oil (58 mg, 65% yield). VI-41a: 1H NMR (300 MHz, CDC13): 6 3.63 (s, 3H), 2.87-2.72 (m, 2H), 2.61-2.56 (m, 2H), 1.66- 1.60 (m, 2H), 1.32 (s, 3H), 1.09-0.97 (m, 2H), 0.85 (1, 3H, J = 7.1 Hz); 13C NMR (75 MHz, CDC13): 6 212.8, 172.9, 78.7, 51.8, 41.8, 30.8, 27.6, 25.5, 16.5, 14.2; IR (thin film) 3400, 2961, 1741, 1713, 1441, 1373, 1242, 1173, 1047 cm'l;LRMS (70 ev, EI) m/z 202 [M]+, 184 [M-H2O]+, 171 [M-CH3O]+; HRMS (CI) calcd for C10H1904: 203.1283 m/z [M+H]+, observed 203.1283 m/z. 171 CEO 5 AoMok + *oj‘lvrfOZH O Vl-37 Vl-35d, 34% VI-350, 45% 6-Isopropoxy-6—ox0hexanoic acid (VI-35e): KHS05 (608 mg, 4 mmol) was added in one portion to a solution of diketone VI-37 (112 mg, 1 mmol) in isopropanol (10 mL) at RT. The reaction was stirred at RT for 18 h, after which it was diluted with B20 and 10% (v/v) HCl (15 mL). The layers were separated and the aqueous layer was extracted with 320 (10 mL x 3). The combined organic layers were dried over anhydrous MgSO4, the salt was filtered and the organics were concentrated under reduced pressure. The product was purified by silica gel column chromatography (20% EtOAc / hexanes) to firrnish esters VI-35d (70 mg, 33%) and VI-35e (32 mg, 18%) as colorless oils. VI-35e: 1H NMR (300 MHz, CDC13): 6 11.05 (br, 1H), 4.95 (sept, 1H, J = 6.32 Hz), 2.32 (t, 2H, J = 6.87 Hz), 2.25 (t, 2H, J = 7.14 Hz), 1.67-1.57 (m, 4H), 1.17 (d, 6H, J= 6.04 Hz); 13C NMR (75 MHz, CDC13): 6 179.6, 172.9, 67.6, 34.2, 33.6, 24.3, 23.9, 21.7; IR (thin film) 3210, 2982, 2939, 1730, 1729, 1375, 1242, 1182, 1109, 1047, 939, 822 cm]; LRMS (70 ev, EI) m/z 170 [M-H2O]+, 129 [M-OCH(CH3)2]+; HRMS (CI) calcd for C9H17O4: 189.1127 m/z [M+H]+, observed 189.1128 m/z. 35F" -— 4.1-51.x 4.4.8. VI-44 VHZd, 24% V1420, 45% Diisopropyl glutarate (V I-42d): KHS05 (608 mg, 4 mmol) was added in one portion to a solution of diketone VI-44 (126 mg, 1 mmol) in isopropanol (10 mL) at RT. The reaction was stirred at RT for 18 h after which it was diluted with B20 and 10% (v/v) HCl (15 mL). The layers were separated and the aqueous layer was extracted with B20 (10 mL x 3). The combined organic layers were dried over anhydrous MgSO4, the salt 172 was filtered and the organics were concentrated under reduced pressure. The crude product was purified by silica gel column chromatography (20% EtOAc / hexanes) to furnish esters VI-42d (51 mg, 24%) and VI-42e (77 mg, 45%) as colorless oils. VI-42d: 1H NMR (300 MHz, CDC13): 6 4.96 (sept, 2H, J = 6.32 Hz), 2.27 (t, 4H, J = 7.14 Hz), 1.88 (p, 2H, J = 7.14 Hz), 1.18 (d, 12H, J = 6.32 Hz); 13C NMR (75 MHz, CDC13): 6 172.5, 67.6, 33.6, 21.8, 20.2; IR (thin film) 2982, 2934, 1732, 1375, 1256, 1202, 1181, 1109, 1057, 1011, 970, 933 cm‘l; LRMS (70 ev, El) m/z 216 [M]+, 157 [M- OCH(CH3)2]+; HRMS (CI) calcd for C11H2104: 217.1440 m/z [M+H]+, observed 217.1440 W2. 0 H Oxone M80 oosoax M60 OOSO3H = H + H 0211 MeOH, 50 '0 02111 o2N Vl-3 Vl-52a V1—52b 4-Nitrobenzaldehyde-methyl-potassiumperoxysulfate acetal (V I-52a): 1H NMR (3 00 MHz, CDCl3): 6 8.22 (d, 2H, J = 9.1 Hz), 7.66 (d, 2H, J = 9.0 Hz), 5.76 (s, 1H), 3.65 (s, 3H); 13C NMR (75 MHz, CDC13): 6 148.2, 142.7, 127.9, 123.3, 105.6, 56.7; IR (thin film) 3117, 2939, 1510, 1353, 1315, 1200, 1097, 980, 854. 4-Nitr0benzaldehyde-methyI-peroxysulfate acetal (VI-52b): 1H NMR (300 MHz, CDC13): 6 8.22 (d, 2H, J: 8.4 Hz), 7.66 (d, 2H, J= 7.14 Hz), 5.80 (s, 1H), 3.70 (s, 3H); 13C NMR (75 MHz, CDC13): 6 142.5, 131.0, 128.1, 123.5, 106.2, 56.5; IR (thin film) 3420, 3115, 3082, 2940, 2842, 1523, 1349, 1205, 1097, 1013, 854. 173 10. ll. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 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