.. ca. é........?.»é.2 luv-ant... 1a. mfifl s r 2.1.3 3.... . , is 3 .: v. .t m? 8.5.53“. .6. . Ah! #5.... .. V. . 5? “$4. _ , 3‘; as... . .11 . . .4“... . . 1111. PM. ¢ 1 . . , .1 3.5.. a «.5... um .. it}. 24):}. I. ‘1. A :1: 41¢. .; . 2b....”h . . H..,. Ham... )9 a «f .1). .5 I .49 «km... k3). .«vm. “33m: 15 n.“ Elam..." 5.1.9. $5.11: .u . -o 5.6.}. .H . . {at 8 .. mag? 3.43.1... \ $ng,..........“figmfigfiflfifimfigfigfiE... .1... (\s_ .3... . a J x._.$.m%w.fgmmm , , $.%¥§;F.Mmm fi§n$vzutw 41! .L .n. ..... . . i , a....q..@v.. fix... ‘l i . n b / r r M598 6? 0’5 .3’ 7f705' J This is to certify that the thesis entitled A MICROSPECTROPHOTOMETRIC CHARACTERIZATION OF DYED AND BLEACHED HAIR presented by TIFFANY EDWINA CULMER has been accepted towards fulfillment of the requirements for the MASTER OF degree in SCIENCE CRIMINAL JUSTICE / U Major i7rol‘essor’s Signature April 4, 2005 Date MSU is an Affirmative Action/Equal Opportunity Institution LIBRARIES MICHIGAN STATE UNIVERSITY EAST LANSING, MICH 48824—1048 — _.—.-u--n-.--.‘.-.-.-c---.-.- -W---- PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE WW A MICROSPECTROPHOTOMETRIC CHARACTERIZATION OF DYED AND BLEACHED HAIR By Tiffany Edwina Culmer A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Criminal Justice 2005 ABSTRACT A MICROSPECTROPHOTOMETRIC CHARACTERIZATION OF DYED AND BLEACHED HAIR By Tiffany Edwina Culmer Microspectrophotometry was used to characterize dyed and bleached human hair fibers. The identification of dyed hair is important when investigating a crime scene. If bleaching or dyeing has artificially altered hairs, their evidential significance will increase. Microscopic techniques allow the analyst to examine and compare hair’s structural characteristics but are rather limited for similar color comparison. Color is an important feature in hair dye analysis because it helps in reaching conclusions about similarities and differences. This research proposed to determine how much dye is required for the visible spectrum of one strand of hair to become consistent with that dye and to compare the microspectra of bleached hair fibers. The results of the hair dyeing analysis determined that the even distribution of the dye varied with each brand name. The results of the hair bleaching analysis demonstrated that there are no significant spectral differences in hair bleaching formulas. ACKNOWLEDGEMENTS “I can do all things through Christ who strengthens me...” Philippians 4:13. Nothing is impossible when we put our trust in GOD! To my parents, Edwin and Veronica Culmer, thank you for all the sacrifices that you have made for me so that I can make my dreams a reality. You will always be the wind beneath my winds. To my boyfriend, Renard, thank you so much for the moral support you gave me every step along the way. To some very special fiiends, Bianca, Nadine and Sherri, thank you for always being there. You made me laughed to help me keep my sanity and you listened. To my advisor, Dr. Jay Siege], thank you for your advice and most importantly your patience. To, Dr. Paul Martin, thank you so much for providing this project for me. iii TABLE OF CONTENTS LIST OF TABLES ................................................................................... vi LIST OF FIGURES ................................................................................ vii CHAPTER ONE: INTRODUCTION ............................................................... 1 The Structure of Hair ........................................................................ 2 Hair as Trace Evidence ..................................................................... 4 Hair Dyes ..................................................................................... 5 Hair Bleaches ................................................................................. 8 What is Melanin? ........................................................................... 10 Review of the Literature .................................................................. 11 Purpose of Study ........................................................................... 12 Limitations .................................................................................. 13 CHAPTER TWO: INSTRUMENTATION ...................................................... 13 History of Microspectrophotometry ..................................................... 13 Uses of Microspectrophotometry ......................................................... 13 Microspectrophotometry .................................................................. 1 5 CHAPTER THREE: METHODS AND MATERIALS ....................................... 18 Sample Preparation ........................................................................ 18 Preparation of Smears ..................................................................... 18 Hair Dyeing Process ....................................................................... 18 Hair Bleaching Process .................................................................... 21 Microspectrophotometric Analysis ...................................................... 22 CHAPTER FOUR: RESULTS AND DISCUSSION ........................................... 25 Results ....................................................................................... 25 Hair Dyed Samples ............................................................... 25 Hair Bleached Samples ........................................................... 28 Discussion ................................................................................... 29 CHAPTER FIVE: CONCLUSION AND FUTURE RESEARCH ........................... 32 APPENDICES ...................................................................................... 36 APPENDIX 1: SPECTRA OF DYE SMEARS ................................................ 37 APPENDD( 11: SPECTRA OF DYED HAIR FIBERS ....................................... 46 APPENDD( III: SPECTRA OF BLEACHED HAIR FIBERS .............................. 57 APPENDIX IV: PHOTOGRAPH LIBRARY ................................................. 59 APPENDIX V: LIST OF INGREDIENTS ..................................................... 71 NOTES .............................................................................................. 75 BIBLIOGRAPHY ................................................................................. 77 Table 1. Table 2. Table 3. Table 4. Table 5. Table 6. LIST OF TABLES List of Brand Names and Colors of L’Oreal Dyes ............................ 20 Dye Processing Data .............................................................. 21 Bleach Processing Data ........................................................... 22 Results of Dye Amounts for Consistency ...................................... 27 Dye Color Differences Before and Afier the Addition of Developer ...... 28 Racial Characteristics of Hair ................................................... 33 vi Figure 1. Figure 2. Figure 3. Figure 4. Figure 5. Figure 6. Figure 7. Figure 8. Figure 9. Figure 10. Figure 11. Figure 12. Figure 13. Figure 14. Figure 15. Figure 16. Figure 17. Figure 18. Figure 19. LIST OF FIGURES Cross-Section of Human Hair ..................................................... 4 Stages of Permanent Hair Coloring .............................................. 8 Breakage of Double Bonds by Oxidizing Bleaches ........................... 9 Redox Reaction of Melanin ...................................................... 11 Basic Components of a Microscopical Spectrophotometer System ........ 15 0.5 ml Smear of L’Oreal Excellence Red Penny ............................. 38 0.5 ml Smear of L’Oreal F eria All-Out Red Copper Red....... ................................................................................................ 39 0.5 ml Smear of L’Oreal F eria Double Intensity Auburn Red ............... 40 0.5 ml Smear of L’Oreal F eria Glowing Red-Hot Red ....................... 41 0.5 ml Smear of L’Oreal Preference Red Penny .............................. 42 0.5 ml Smear of L’Oreal Preference Smoldering Red ........................ 43 0.5 ml Smear of L’Oreal Preference Mega Reds Dark Intensity Copper Red .................................................................................. 44 0.5 ml Smear of L’Oreal Preference Mega Reds Medium Intensity Red Copper .............................................................................. 45 Representative Spectrum of Hair before Cosmetic Treatments (Hair Fibers Used in Batches 1-14) ............................................. 47 Representative Spectrum of Hair afier Bleaching (Hair Fibers Used in Batches 1-8) .............................................. 48 Representative Spectrum of One Hair Fiber from Batch 1 @ 1.5 ml ...... 49 Representative Spectrum of One Hair Fiber from Batch 2 @ 1.0 ml ...... 50 Representative Spectrum of One Hair Fiber from Batch 3 @ 1.5 ml ...... 51 Representative Spectrum of One Hair Fiber from Batch 4 @ 1.0 ml ...... 52 vii Figure 20. Figure 21. Figure 22. Figure 23. Figure 24. Figure 25. Figure 26. Figure 27. Figure 28. Figure 29. Figure 30. Figure 31. Figure 32. Figure 33. Figure 34. Figure 35. Figure 36. Figure 37 Figure 38. Figure 39. Figure 40. Figure 41. Representative Spectrum of One Hair Fiber from Batch 5 @ 1.5 ml. . ...53 Representative Spectrum of One Hair Fiber from Batch 6 @ 1.0 ml. ....54 Representative Spectrum of One Hair Fiber from Batch 7 @ 1.5 ml. ....55 Representative Spectrum of One Hair Fiber from Batch 8 @ 1.5 ml. ....56 Overlay of Hair Fibers from Batches 9 —14 ................................... 58 Photo of Hair Fiber before Cosmetic Treatments (Hair Fibers Used in Batches 1-14) ............................................ 60 Photo of Hair Fiber afier Bleaching (Hair Fibers Used in Batches 1-8) ....................................................... 60 Photo of Hair Fiber from Batch 1 @ 1.0 ml of dye .......................... 61 Photo of Hair Fiber from Batch 1 @ 1.5 ml of dye .......................... 61 Photo of Hair Fiber fi'om Batch 2 @ 1.0 ml of dye .......................... 62 Photo of Hair Fiber from Batch 3 @ 1.0 ml of dye .......................... 62 Photo of Hair Fiber from Batch 3 @ 1.5 ml of dye .......................... 63 Photo of Hair Fiber from Batch 4 @ 1.0 ml of dye .......................... 63 Photo of Hair Fiber from Batch 5 @ 1.0 ml of dye .......................... 64 Photo of Hair Fiber from Batch 5 @ 1.5 ml of dye .......................... 64 Photo of Hair Fiber from Batch 6 @ 1.0 ml of dye .......................... 65 Photo of Hair Fiber from Batch 7 @ 1.0 ml of dye .......................... 65 Photo of Hair Fiber from Batch 7 @ 1.5 ml of dye .......................... 66 Photo of Hair Fiber from Batch 8 @ 1.0 ml of dye .......................... 66 Photo of Hair Fiber from Batch 8 @ 1.5 ml of dye .......................... 67 Photo of Hair Fiber from Batch 9 ............................................... 67 Photo of Hair Fiber from Batch 10 ............................................. 68 viii Figure 42. Figure 43. Figure 44. Figure 45. Photo of Hair Fiber from Batch 11 ............................................. 68 Photo of Hair Fiber from Batch 12 ............................................. 69 Photo of Hair Fiber from Batch 13 ............................................. 69 Photo of Hair Fiber from Batch 14 ............................................. 7O CHAPTER ONE: INTRODUCTION Hair evidence is important because it is commonly left at a crime scene without the subject’s knowledge. Hair fibers have unique shedding and transfer properties. Hair fibers are constantly shedding and are not easily lost or displaced from fabric and clothing. The types of hair recovered, their condition and number of hairs found all impact their value as evidence in a criminal investigation. The victim’s and/or suspect’s cosmetically treated hair will influence the significance of the case. Color is the most comparative characteristic available to a forensic examiner. Hair association made between a suspect and a victim or a suspect and a crime scene can potentially provide very valuable and persuasive evidence in a courtroom. Hair can provide crime investigators with important clues. Apart from burning, hair is virtually indestructible. It remains identifiable even on bodies in an advanced state of decomposition or attached to objects after a crime has been committed. Hair evidence may be subjected to microscopic examination to determine physical characteristics, biological examination to determine DNA type and toxicological examination to determine the presence of drugs or poisons. Microscopic analysis is straightforward. Several types of microscopes can be used including stereoscope, compound and comparison. Stereoscopic microscopy provides a broad overview of the range of characteristics of hairs. They have low magnification capabilities. The compound or polarizing microscopes have a higher magnification. As a result they provide more details about the hair’s structural characteristics. Ifthere is a need to make a side by side comparison between a questioned and known hair sample, a transmitted light comparison microscope is used. In 1985, Robertson and Aitken conducted a study on the value of microscopic features in the examination of human hairs.l The study concluded that microscopic techniques allow the analyst to compare hair’s structural characteristics but are rather limited for color comparison. Visible microspectrophotometry is used to determine the exact color of a material. It is especially useful when comparing two objects that are similar in color. The color of a dyed hair is its most important characteristic. The human eye has the capability to discriminate color better than a microspectrophotometer however, there are a number of problems in the visual comparison of colors under a microscope. It is subjective because of the differences in color sensitivity of the observer and also because of the variations in viewing conditions within the microscope. These variations are due to slight differences in mirrors, optical glass colors and polarizers.2 The identification of dyed hair is important when investigating a crime scene. If bleaching or dyeing has artificially altered hairs, their evidential significance will increase. In this study, human head hairs were analyzed by microspectrophotometry in an attempt to characterize dyed and bleached hair. The Structure of Human Hair Each strand of hair grows out of a tiny pocket in the skin called a follicle. Hair is composed of dead cells that are filled with insoluble proteins and held together by strong attachments between the cells. These proteins are hard fibers called keratin. Each hair has a root and shaft within its follicle. The growth of human hair is cyclic, which involves three stages. Anagen is the stage of active growth. The root is attached to the hair follicle for continued growth. This stage can vary from two to six years. The final resting stage of the hair growth cycle is the telogen stage. This stage normally lasts five to six weeks. In this stage, the hair is pushed out of the follicle and naturally sheds. The transitional period between the growth and the resting stages is known as the catagen stage. This transitional stage can last for one to two weeks. In this stage, hair growth continues but at a very slow rate. The size of the hair root bulb begins to shrink as it is being pushed out of the hair follicle. There is a stop of protein synthesis as the hair follicle retreats towards the surface. Hair is continually shed and renewed. Growth is not synchronized and each hair passes through the three phases independently. The average human scalp has 100,000 hairs and an average of 30 to 100 hairs are lost per day by shedding. Hair has three layers: cuticle, cortex and medulla. The cuticle is the outermost layer of the hair strand. It serves as a protective sheath around the hair, which is comprised of overlapping scales. It is often compared to roof tiles. The cortex is made up of spindle-shaped cortical cells, known as keratin, that are aligned in a regular array, parallel to the length of the hair. Single keratin molecules consist of a combination of amino acids, in particular cystine, which form stable disulphide bridges between molecular chains. These disulphide bonds form down the length of the keratin chains, joining them together like rungs of a ladder. Pigment granules containing melanin are embedded within the cortex. These melanin-filled granules are scattered throughout the cortex of the hair. There is no set pattern and no set amount. This is how nature creates so many variations of hair color. The distribution, shape and color of these granules provide points of comparison. The medulla is a shaft that runs through the middle of the hair. The medulla can either be continuous, interrupted, fragmented or absent. One important aspect of the medulla is that the presence and appearance vary from individual to individual and even between hairs of a given individual. It may also differ from one area of a hair strand to another. Figure l — Cross-Section of Human Hair3 M e dulla C ortex Cuticle Scales Hair as Trace Evidence Edmund Locard first recognized the value of ‘trace’ forensic evidence in 1910 when he proposed his 'exchange theory'. It simply stated that 'every contact leaves a trace'. It means that anybody entering a crime scene will take something of that crime scene with them, as well as leaving something behind. This can constitute something as obvious as a fingerprint or a shoe impression. It can even be microscopic evidence such as hairs or a piece of fiber from clothing. Shed human hairs are one of the most commonly secured biological evidence materials at crime scenes.4 Hair often can be found on the floor near the weapon or point of impact between suspect and victim. These hairs may have fallen out naturally or forcibly removed, which may suggest a violent confrontation. Human hair is useful associative evidence because it originates directly from the individual. The analysis of hair typically involves the inspection by microscopic techniques to determine distinguishing characteristics that may help to associate an individual to the hair sample collected. However, absolute personal identification cannot be provided from microscopic analysis of hair evidence. If hair is pulled out during the anagen phase, the root may be surrounded by a translucent tissue that is known as the follicular tag. If nuclear DNA can be extracted, it can lead to the identification of an individual. In addition, recent advances in mitochondrial DNA (mtDNA) has enabled genetic characterizations of small hair sample with or without root cells.5 Forensic analysts are often asked to compare hair found at a crime scene with hair from a particular individual. Some factors that must be taken into account by the examiner include; species, racial origin, body location, the presence of cosmetic treatments and the manner in which the hair was removed. Hair Exes Chemistry is the basis behind all cosmetics. It is through modern chemistry that has made it possible to change hair color for a day or forever. Hair dyes can be compared to paint because they cover hair strands by chemical coloring or by mixing with the melanin granules without altering them. The main components in most hair dyes are phenylenediamines, aminophenols, dihydroxybenzenes, nitro compounds and their salts. These dyes facilitate simple and rapid hair coloring.6 There are three general categories of dyes on the market. They are defined by the duration the color remains on the hair. Temporary dyes (rinses) comprise of water-soluble acid dyes and water-soluble pigments, which are deposited on the surface of the hair with no penetration into the cortex. These dyes do not lighten or change the structure of the hair. The color is removed within one to three shampoos. Semi-permanent dyes contain medium sized, basic molecules. These molecules contain simple derivatives of nitroanilines, nitrophenylenediamines and nitroaminophenols. The pH of the dye causes a minor alkaline reaction to take place that swells the hair shaft and causes the cuticle to rise. This allows some of the dye molecules to enter and diffuse throughout the cortex. These dyes cause mild chemical and physical changes in the hair shaft. They usually wash out after five to ten shampoos. Semi- permanent dyes come in the form of liquid, gel or aerosol foam. Permanent dyes are marketed as two component kits. One component is a combination of dye precursors or intermediates (such as 2,5-diarninotoluene, N,N-bis(2- hydroxymethyl)-p-phenylenediamine and p-aminophenol) and couplers (such as resorcinol, chlororesorcinol, methyl resorcinol and m-aminophenol) in an alkaline base. The other component is a stabilized solution of hydrogen peroxide. The two components are mixed together prior to use. The precursors and peroxide diffuses into the hair shalt by an alkaline reaction that causes the cuticle to swell. The hydrogen peroxide oxidizes the melanin and lightens the color of the hair. This lightening action depends on three things: the strength of the developer, the level of the ammonia in the product and the processing time. Peroxide breaks chemical bonds in the hair, releasing sulphur, which accounts for the characteristic odor of hair color. As the melanin is decolorized, a new permanent color is bonded to the cortex. The cuticle closes and the color molecules are trapped inside with the help of a neutral or slightly basic shampoo which stops the alkaline reaction. These dyes damage the hair shaft by increasing its porosity causing it to become harder to untangle. Permanent dyes cannot be washed out with shampoo, however the color can fade with repeated shampooing. Hair should be bleached before dyeing if the color of the hair is darker than the desired hair color. Figure 2 — Stages of Permanent Hair Coloring7 Colorless molecules Forming large . _ plus developer water-insoluble Which remain . penetrates hairshafi. .. colored pigments. . .. trapped 1n the hair. Hair Bleaches Hair bleaching is a process of lightening the hair by changing part or all of the melanin pigment in the cortex into a colorless substance. This process occurs in two steps: the degradation of the granules and the decoloration of the solubilized pigments.8 In most cases, bleaching is used to prepare the hair for dyeing. During bleaching the melanin pigment undergoes irreversible physiochemical changes which result either in the lightening or complete elimination of the original fiber color.9 All natural hair colors are created from two types of melanin: eumelanin (black pigment) and pheomelanin (red/yellow pigment). The type of melanin and the size of the granules determine whether hair will be black, brown, blonde or red. The amount of melanin and its distribution determine how dark or light the hair color will be. Black hair is created from granules full of eumelanin densely packed in the hair's cortex. Brown hair, depending on its darkness or lightness, is created from granules filled with eumelanin and more sparsely distributed along the cortex than those of black hair. The red/yellow pheomelanin is believed to cause the warm, golden, or auburn tones found in most brown hair. Granules filled with pheomelanin create red hair. The pheomelanin in red hair is less densely packed in its granules. Its shape is somewhat more irregular than eumelanin. It is slightly rounder and more difi‘used. Gray hair is caused by the gradual reduction of melanin production over time. The body produces less and less melanin, and the result is a loss of color strength. Some hairs may reach a total absence of color (white). Hydrogen peroxide is one of the most common lightening agents. It is a very powerful oxidizing agent because it reacts directly with double bonds in large organic molecules to form organic peroxides. Double bonded molecules have a tendency to absorb light and therefore provide the molecule with its color. When the double bonds are destroyed, the color is removed. Figure 3 - Breakage of double bonds by oxidizing bleacheslo H O O O 0 II I [or II II II II H—C—C=C—C—H —> H—C—C—OH + OH—C—C—H H O Colorless All bleaching methods are oxidative-alkaline treatments. 11 The solution that is used to bleach hair contains alkali to soften the cuticle and hydrogen peroxide to release oxygen. This oxygen penetrates the hair and reacts with the natural pigments in the cortex, oxidizing them and breaking them down. The melanin is still present, but the oxidized molecule is colorless. Bleached hair tends to have a pale yellow tint however, the degree of color left after bleaching depends on the production of eumelanin and pheomelanin pigments. The yellow color is the natural color of keratin, the structural protein in hair. The bleach mixture also contains modifiers to slow the release of oxygen so that the reaction happens over a period of about an hour. What is Melanin? Melanin is the natural hair color pigment in the cortex layer. Specialized cells, called melanocytes that are contained in the papilla of the follicle produce melanin granules. Melanin is a family of polymers that are formed as an end product during the metabolism of the amino acid tyrosine. As a result of its high molecular weight, this color cannot be changed except by intense oxidation or concentrated alkaline solutions. Melanin is an ill defined and an insoluble macromolecule with many alternating single and double bonds. This organic molecule has the ability to absorb light at many frequencies. Melanin absorbs light energy very efficiently and disperses it as heat. Color in organic materials is the result of light absorption by certain chemical configurations called chromophores in molecules. C = C and C = 0 bonds are examples of chromophores. A chromophore is a part of a molecule that is able to absorb UV or visible light thus producing color in organic compounds. 10 Figure 4 - Redox Reaction of Melanin12 Melanin + H202 "O ~CH-C—NH-i R ~+H202 —'1 ”‘0 FCH-C-NH- P Wheren=m+p Review of Literature Degraded Melanin 7 II —CH-C-NH— There are many published journal articles on cosmetically treated hairs. Past research have utilized methods such as stereoscopic microscopy, polarized light microscopy (PLM), ultraviolet light microscopy, scanning electron microscopy (SEM/EDX), Fourier transform infrared spectroscopy (F T-IR), gas chromatography-mass spectrometry (GC-MS), pyrolysis gas chromatography (PGC), thin layer chromatography (TLC), microspectrophotometry and secondary ion mass spectrometry (SIMS) to determine physical and chemical properties. This research was necessary to provide a qualitative and quantitative comparison of permanent hair dyes and hair bleaches. N. Tanada et al. have done extensive research of oxidation dyes on human hair. In one study, N. Tanada et a1. purposed to improve the reliability of identification of dyed hair in addition to conventional procedures, using gas chromatographic-mass spectrometric analysis (GC-MS) and secondary ion mass spectrometry (SIMS) to analyze nine common components of permanent hair dyes. It was concluded that hair dye ll component analysis of a dyed hair specimen could serve as an index for use in forensic hair comparison. Another study conducted by N. Tanada et al. involving selective ion monitoring (SIM) analysis demonstrated that stained hair confirmed to be very beneficial for the identity of human hair in practical cases. The five identifiable components in this study were, p-phenylenediamine, toluene-2,5-diamine, o-arninophenol, m-aminophenol and p- aminophenol. The peak area percentage of the aminophenols versus diarnines is thought to be effective for the identification of the brand of oxidation hair dyes.” A comprehensive study on the mechanism of hair bleaching was conducted by Wolfiam et al. This investigation aimed at obtaining a better understanding of the complex processes that are associated with both the melanin pigments and hair proteins. This study employed both microspectrophotometry and thin-layer chromatography techniques. Microspectrophotometry was utilized to obtain the visible and UV spectra of melanin and thin-layer chromatography was employed to separate the melanin oxidation products. It was discovered in this study that the solubilization of melanin by hydrogen peroxide is the first step in the reaction sequence. It also showed that prolonged treatment resulted in the decolorization of hair fibers. The reaction between keratin and hydrogen peroxide is confined mainly to the cystine residues. Purpose of Study This study is an attempt to determine the utility of microspectrophotometry as an analytical tool in the characterizing of permanently dyed and bleached hair. There are two purposes of this study. The first is to determine if the amount of dye that is required for 12 one strand of hair to become consistent varies between dyes that are all produced by the same manufacturer, L’Oreal. The second purpose is to determine whether bleaching is spectrally unique. In this study, the SEE 1100 was used to obtain the absorbance spectra in the visible regions of hairs that were treated with permanent dyes and bleaches. Limitations This study focuses exclusively on the analysis of Caucasian hair. This is clearly an artificial concept in casework situations as the population of most countries is of mixed ethnic origin. CHAPTER TWO: INSTRUMENTATION History of Microspectrophotometry Caspersson reported the first literature reference, which described the combination of a microscope to a spectrophotometer between 1925-1940. The spectrophotometer consisted of a sector photometer, monochromator, and a photocell. A microscope with quartz optics permitted both transmission of the source (visible, ultraviolet, or fluorescence) and visual examination of the sample. With the emergence of lens technology, the Cassegrainian objective provided a high quality visual image, reasonable magnification of up to 18x, and transparence in the UV, visible, near and mid-IR regions. The instrumental advances in the development of ultraviolet microscopy during the 19405 laid the foundation for commercial UV microscopy. A quality spectrum could be obtained within several minutes to several hours depending on the size and sensitivity of the specimen. Uses of Microspectrophotometg This instrument was primarily introduced for the identification of tissue section and single cells in biological studies. Today this analytical technique is being utilized extensively in many areas. Quantitative absorbance data are attainable for many applications in the field of forensic science, specifically in the area of trace evidence. A forensic examiner can employ this technique to analyze fibers, paint chips and questioned documents. This technique is also being applied to the cosmetic industry to help provide an understanding of how cosmetic treatments affect human hair properties. This knowledge is critical for the development of successful products. 14 Microspectrophotometry A microspectrophotometer is an instrument that is a combination of a microscope and a computerized spectrophotometer. A spectrophotometer measures the intensity of a light beam before and after it passes through a sample and compares these two intensities. Spectrophotometry is based on the wave theory of light and the principle that substances selectively absorb certain wavelengths and reflect or transmit others. It provides an absolute measurement because it compares the light that has been transmitted or reflected at each wavelength with the intensity of light incident on the object, making the result independent of the type of illumination used.14 5 Figure 5 - Basic Components of a Microscopical Spectrophotometer System.l Dispersive system Microscope Detector A pictorial representation of the manner in which a certain colored object reacts to various wavelengths of light is referred to as a spectrum. Microspectrophotometry has been widely utilized in forensic examination of trace evidence for objective evaluation of colors of minute materials. ‘6 Different substances react to light in different ways. The spectra of different objects can be compared to each other to determine similarities and differences. 15 An advantage of using microspectrophotometry as opposed to comparing colors by the eye via microscopy is that phenomenon of metarneric colors is eliminated. Metamerism occurs when two colors match in one light but fail to match in another. The spectral comparisons that are produced using microspectrophotometry provide more improved and objective conclusions than by the comparison made by visual examination. In this study, the SEE 1100 microspectrophotometer was utilized in conjunction with the Grams/32 program software. Grams/32 is an integrated suite of instrument controls, spectral data analyses programs and a fully relational database. To compare the precise color of the hair dyes in this project, the transmittance method was employed utilizing a halogen lamp. Combined with its high discriminating power, its non-destructive and rapid method of analysis that requires little sample preparation, microspectrophotometry can provide excellent results. Data fiom both instruments are stored as spectra. The instruments can load up to thirty spectra in the memory stack. These stored spectra can then be retrieved for future comparison if it is necessary. The determination and accuracy of the instruments were determined by routine calibrations with the aid of filters. The wavelength accuracy is determined through holrnium oxide and didymium filters. The spectra of these filters display sharp peaks at well-documented wavelengths. The holrnium oxide filter is used to calibrate wavelength from 280 nm to 640 nm in the visible and UV regions. The didymium filter has peaks in the visible and near IR wavelength regions, which is used to calibrate wavelengths from 440 nm to 880 nm. The photometric accuracy is determined through a sequence of neutral density filters (OD = 0.1, 0.5, 1.0). These filters are characterized by a flat optical l6 response in the wavelength region from 250 nm to 1000 nm. Each filter comes with NIST traceable wavelength values. The NIST traceable set that is provided by SEE Incorporated adheres to the ASTM standard practices for describing and measuring the performance of UV, visible and near IR spectrophotometers. l7 CHAPTER THREE: METHODS AND MATERIALS Sample Preparation All of the hairs used in this study were head hairs cut from one Caucasian female individual with clean scissors and stored, until use, at room temperature. The hair fibers had only been subjected to normal wear, which included shampoos, conditioners, water settings, hair dryers, combing, brushing and atmospheric exposure. The hair fibers were not chemically treated prior to this experiment. The samples were washed twice with a non-conditioning commercial shampoo to eliminate external contaminates and allowed to dry at room temperature for 3 days. The hair samples were divided into two equal batches and were kept separate from each other. Preparation of Smears Eight bottles of permanent red hair dyes were purchased from a local beauty supply store. Table 1 lists the brands and colors of the dye. 0.5 ml of each dye was added to its corresponding developer in a ratio of 1:1. The solutions were thoroughly mixed and allowed to process. Small amounts of each mixture were smeared on glass microscope slides and were allowed to dry at room temperature. Once dried, five sample scans were run on each sample in different areas of the hair dye smear. Images in this thesis are presented in color. The Hair mung Process In order to establish practical and reliable dyeing and bleaching methods, the manufacturers’ instructions were carefully followed. Initially, the hairs were bleached prior to dyeing because the present hair color was much darker than the desired hair 18 color. Hair fibers were stained with eight permanent hair dyes. Once the hair fibers were bleached, they were evenly separated into batches. Hairs were randomly selected out of each batch and nine sample scans were obtained from different locations on the hair. The spectra from the scans were then overlaid and printed for further examination. The hair bundle was composed of dark brown virgin hair 5 cm in length. The hair fibers were bleached in order to lighten the natural hair shade and to prepare it for dyeing. 14 g of a bleaching powder, L’Oreal Quick Blue, was added to 29 ml of its corresponding developer. Table 2 lists the names of the bleaches and their corresponding developers. The powder and developer were thoroughly mixed and applied to the hair using the foil wrap technique. The hair was placed on a small piece of aluminum foil and covered with the bleach mixture. The foil was then folded into a small package and processed to until the hair was white in color. The hair was checked every 10 minutes to determine the final color. When the desired shade was obtained, the hair fibers were carefully rinsed with water, sharnpooed and air-dried. These hair samples were divided up into 8 different batches that each contained 50 strands of hair and were assigned numbers 1 to 8. Batches 1 to 8 were now ready to be dyed. The hair fibers were stained with lml of dye according to the manufacturer’s directions and were stored at room temperature until the time of analysis. Five hair fibers were randomly selected from each batch and were individually mounted on using microscope slide/cover slip preparations in 1.539 Cargille refractive index fluid. Nine sample scans were obtained from different locations on each hair fiber. The scans were overlaid and examined for consistency. If the color was not consistent the remaining hair fibers in all batches were stained with the dye corresponding to its batch l9 number in increments of 0.5 ml. This process was repeated until the dye had been equally distributed throughout the hair fibers. The spectra were overlaid and printed for further examination. Table 1 - List of Brands and Colors of L’Oreal Dyes Brands of L’Oreal Dyes Name of Color Excellence Red Penny Feria All-Out Red Copper Red Féria Double Intensity Auburn Red F éria Glowing Red-Hot Red Preference Red Penny Preference Smoldering Red Preference Mega Reds Dark Intensity Copper Red Preference Mega Reds Medium Intense Red Copper 20 Table 2 —- Dye Processing Data Batch L’Oreal Color Developer Processing Number Brand Time (min) 1 Excellence Red Penny L’Oreal 20 Vol. 25 Oreor Creme Developer Oxydant 2 Feria All-Out Red L’Oreal Féria Multi- 25 Copper Red Tone Color Developer Plus 3 Féria Double Intensity L’Oreal Féria Multi- 25 Auburn Red Tone Color Developer Plus 4 Féria Glowing Red- L’Oreal Féria Multi- 25 Hot Red Tone Color Developer Plus 5 Preference Red Penny L’Oreal 20 Vol. 25 Oreor Creme Developer Oxydant 6 Preference Smoldering Red L’Oreal 20 Vol. 25 Oreor Creme Developer Oxydant 7 Preference Dark Intensity L’Oreal 20 Vol. 25 Mega Reds Copper Red Oreor Creme Developer Oxydant 8 Preference Medium Intense L’Oreal 20 Vol. 25 Mega Reds Red Copper Oreor Creme Developer Oxydant The Hair Bleaching Processes Six commercially available bleaching formulas for home use were individually applied to the batches of hairs, labeled numbers 9 to 14, according to the manufacturer’s instructions via the foil wrap technique. Refer to Table 3 for bleach processing data. Five hair fibers were randomly selected from each batch and analyzed by wet-mount comparison with 1.539 Cargille refractive index fluid mounting media. Five sample scans were obtained fi'om different locations on each hair. The scans were overlaid and 21 examined for similarities and differences. The spectra were overlaid and printed for further examination. Table 3 — Bleach Processing Data Batch Powder Developer Amount of Amount of Processing Number Bleach Powder Developer Time Bleafl) (ml) 9 Clairol Salon Care 20 8 17 20 Kaleidocolors Volume Creme 10 Clairol BW2 Clairol 30 8 13 50 Volume Clairoxide 11 L’Oreal L’Oreal 30 8 17 50 Quick Blue Volume Oreor Creme Developer Oxydant 12 L’Oreal L’Oreal 30 8 19 50 Super Oréal Volume Oreor Blane Creme Developer Oxydant l3 Salon Care Clairol 30 8 13 50 Quick White Volume Clairoxide 14 Wella Wellite L’Oreal 30 8 16 50 Volume Oreor Creme Developer Oxydant Microspectrophotometric Anaflsis II" A L a r r ‘ ic analysis was performed on the SEE 1100 (version 2.0) in the forensic science laboratory at Michigan State University. The initial calibration of the instrument was performed prior to the initiation of this microspectrophotometric 22 analysis. Each filter was measured 50 times over the course of 25 days in order to establish a baseline average for each specific microspectrophotometer. The instrument was calibrated before the dye smears and hair mounts were analyzed. Prior to calibration, there was a stabilizing period for the instruments of 30 minutes. The first component to be calibrated was the microscope. It was adjusted for Koehler illumination. This term refers to a type of optically centered and focused illumination that is essential to the transmission of the maximum amount of analytical beam energy through the system.17 It was necessary that all the wavelength measurements stayed within the designated range of i 3.0 nm of the National Institute of Science and Technology (N IST) values on the calibration certificates when the same measurement conditions are utilized. All photometric measurements were also required to remain within the range that is specified on the certificates when the same measurement conditions are utilized. The instruments were calibrated with the NIST Traceable Filter Set on a daily basis prior to use of the instruments. The calibrations were archived for future instrument evaluation. The instruments had to go through another series of steps before a sample spectrum can be taken. The first step was to apply the autogain function in order to optimize the instruments. This feature automatically adjusts the instrument. The light source shutter was closed and a dark scan was taken. This was done to ensure that the microspectrophotometers were free of light leaks and were not affected by stray light. The light path was opened and the reference scan was taken. This scan is performed within the field of area that does not contain the sample. The sample was then positioned so that it could be analyzed. The sample scan button was pressed and the transmittance 23 (%T) spectra option was chosen. A reference scan is always obtained before every sample scan that is taken outside of the previous reference area. 24 CHAPTER FOUR: RESULTS AND DISCUSSION Results Hair I_)yed Samples Upon comparison of the spectrum of the dye smears, it was observed that the spectrum varied slightly in shape and relative peak heights. The wavenumbers of the most predominant peak in the microspectrophotometry spectrum for the 0.5 ml dye smears were compared to each other. The spectra were all consistent with each other (see Figures 6 — 13), with some variation. The range of the maximum absorbance peaks ranged from 468.9 — 481.2. This is a difference of 12.3 absorbance units. Some of this variation could have resulted from the manual markings of the peaks. The amount of dye that was required to obtain equal distribution throughout one strand of hair was determined by microspectrophotometry. There were little variations in intensity across the spectral region as expected due to dye diffusion across the hair fiber. This reinforces the importance of taking multiple scans of one object in order to determine the overall variation among spectra. The evaluation of the recorded spectra obtained by microspectrophotometry determined that the amount of dye needed to obtain a consistent color on a hair fiber varies with the product. The amount of dyes that was required for consistency are listed in Table 3. The nricrospectrophotometry absorbance spectra of the dyed hair fibers were compared and classed based upon the overall shape of the spectral curve. Feria All-Out Red Copper Red, F eria Glowing Red-Hot Red, Preference Mega Reds Dark Intensity 25 Copper Red and Preference Mega Reds Medium Intensity Copper Red spectrum could not be distinguished from each other. Excellence Red Penny and Preference Red Penny spectrum also could not be distinguished from each. Feria Double Intensity Auburn Red and Preference Smoldering Red spectrum were the only two dyes that were easily identifiable from all the other dyes analyzed in this study. It was predicted that the products that had the same sub-brand should have required the exact amount of dye to produce consistency, however this study did not support that hypothesis in all cases. There were four sub-brands of dyes that were manufactured by L’Oreal that were analyzed in this study. They were Excellence, Feria, Preference and Preference Mega Reds. 26 Table 4 - Results of Dye Amounts for Consistency Batch L’Oreal Name of Developer Amt of Dye Number Brand Color (ml) for Consistency 1 Excellence Red Penny L’Oreal 30 Vol. 1.5 Oreor Creme Developer Oxydant 2 F éria All-Out Red L’Oreal Feria Multi- 1 Copper Red Tone Color Developer Plus 3 Féria Double L’Oreal Féria Multi- 1.5 Intensity Tone Color Developer Auburn Red Plus S 4 Feria Glowing Red- L’Oreal Feria Multi- 1 Hot Red Tone Color Developer Plus 5 Preference Red Penny L’Oreal 30 Vol. 1.5 Oreor Creme Developer Oxydant 6 Preference Smoldering L’Oreal 30 Vol. 1 Red Oreor Creme Developer Oxydant 7 Preference Dark Intensity L’Oreal 30 Vol. 1.5 Mega Reds Copper Red Oreor Creme Developer Oxydant 8 Preference Medium L’Oreal 30 Vol. 1.5 Mega Reds Intense Red Oreor Creme Copper Developer Oxydant Although all of the dyes examined in this experiment were marketed as red in color, there were color differences before and after the addition of the developer. These color differences are listed in Table 4. This proves that that there are many different formulas that are used to alter hair color. 27 Table 5 - Dye Color Differences Before and After the Addition of Developer L’Oreal Name of Developer Color of Color of Brand Color Dye Mixture Excellence Red Penny L’Oreal 30 Vol. Light Dark Purple Oreor Creme Yellow Developer Oxydant Féria All-Out Red L’Oreal Feria Light Dark Purple Copper Red Multi-Tone Color Brown Developer Plus F éria Double L’Oreal Féria Light Dark Purple Intensity Multi-Tone Color Brown Auburn Red Developer Plus Feria Glowing Red- L’Oreal F éria Light Dark Purple Hot Red Multi-Tone Color Brown Developer Plus Preference Red Penny L’Oreal 30 Vol. Light Dark Purple Oreor Creme Brown Developer Oxydant Preference Smoldering L’Oreal 30 Vol. Light Dark Purple Red Oreor Creme Brown Developer Oxydant Preference Dark Intensity L’Oreal 30 Vol. Light Dark Purple Mega Reds Copper Red Oreor Creme Brown Developer Oxydant Preference Medium L’Oreal 30 Vol. Light Dark Purple Mega Reds Intense Red Oreor Creme Brown Copper Developer Oxydant Hair Bleached Samples This study was based more on quality rather than quantity. The hair fibers were separated into batches 9-14 however, the number of hair fibers in each batch were not always equal as those in the hair dyeing process. Each batch was bleached with a different bleaching formula using the foil wrap technique. Hairs were randomly selected out of each batch and five sample scans were taken from different locations on each hair. 28 After representative hair samples were scanned from each batch, the most compatible spectra was chosen and overlaid. Figure 24 shows an overlay of hair samples from batches 9-14. All six of the bleaching formulas demonstrated a similar spectral pattern. The evaluation of the transmission spectra obtained from analyzing the bleached hair fiber samples was based upon the peak maxirna and overall shape of the spectral curve. All the bleaching formulas used in this spectral comparison showed that there is no spectral uniqueness about any particular bleaching formula. Discussion Forensic analysis of hair centers on color and structure that is determined through microscopic magnification. Head hairs are usually the longest hairs on the human body. These hairs are subjected to more alterations than hairs from any other body part. The most popular hair treatments are bleaching and permanent dyeing. Nature develops its own precursors within melanocytes, as a result the effects of hair treatment depend on the characteristics of the individual hair fibers. The primary purpose of this study was to determine if the amount of dye that is required for one strand of hair to be consistent varies between permanent dyes that are produced by the same manufacturer. The quantitatively determined values were achieved by adding increments of 0.5 ml for the amount dye as needed. When it comes to normal hair care coloring, permanent color is the most popular choice because it lasts the longest and gives the most dramatic change of tone. Hair care products are available in permanent hair colors that will last until the hair is cut and/or the roots grow out. 29 Permanent hair dyes start out as colorless molecules that are small enough to squeeze between the cuticle cells and get inside the hairs. These tiny molecules react with hydrogen peroxide to become colored molecules. They also form clusters that are too large to wash out of the hair, leaving your hair permanently colored. A hair color can’t be judge by looking at the dye mixture. The color of the pigments will change as the colorless molecules react with hydrogen peroxide. At the end of a successful coloring operation, the giant pigment molecules are securely in place behind the translucent cuticle, which is once again protecting the cortex. Permanent hair dyes are also referred to as oxidative hair dyes. Hydrogen peroxide in the oxidative hair dye formulae serves as a bleaching agent for the natural pigment of the hair. The color formation is dependent on precursors present in the dyeing solution, its pH and the time of contact with the hair. ”"9 Oxidative hair dyes are resistant to fading by sharnpooing, but re-coloring of hair is required approximately every six weeks due to hair growth. The time of contact of the dyeing solution on the hair can vary from 15 - 50 minutes. Permanent hair dyes were chosen because these products provide a lasting color effect, 100% grey coverage and represent a large percentage of the hair coloring market. A comparison of all the active ingredients of each dye used in this study was done. The result corresponded with the findings from the analysis that although these dyes were marketed as the same color, they were different in their chemical composition. The components in all of the dyes (see Appendix V) were listed on the dyes’ labels, however there were a few active ingredients that were either present and/or absent in the some of the dyes. These ingredients will determine the final color, its lightness or 30 darkness. All of the labels read one of the following phrases; “individual shades do not contain every ingredient” or “may contain.” There was one active ingredient that was listed as may or may not being present in seven of the dyes however, it was not listed at all on the label of Preference Smoldering Red. This ingredient was propylene glycol. Propylene glycol is a petroleum derivative that is formulated into hair care products and serves as a humectant or a wetting agent. The role of a humectant is that it retains the moisture content of cosmetic products by preventing the escape of moisture or water. This substance causes the hair to swell due to the excess amount of water as a result the amount of dye intermediates and precursors can not enter to develop. Hence, after all things considered, hair fibers dyed with Preference Smoldering Red required less dye for consistency to be achieved. In addition to Feria All-Out Red Copper-Red and Feria Glowing Red-Hot Red, which may not have contained this ingredient. All three of these dyes that were previously listed only required 1 ml of dye for consistency to be achieved. The secondary purpose of this study was to determine if there were any significant spectral differences in hair bleaching formulas. A qualitative analysis of the bleaching formulas illustrated that there were not any significant spectral differences, therefore for the most part their chemical composition is similar. When the hair fibers were bleached in this study, the pigments in the hairs were eliminated. This is visible when looking at the overlay of spectra in Figure 24. There is no definite shape to any of the spectra. 31 CHAPTER FIVE: CONCLUSION AND FUTURE RESEARCH Conclusion This study demonstrated that visible transmission microspectrophotometry was shown to be an effective method for the examination of pigment distribution throughout cosmetically treated hair fibers. The presence of artificial treatments such as dyes and bleaches can be identified through microscopical examination. The microscopic association of bleached hairs is rather difficult because these hair types have less distinctive pigment patterns. Head hairs grow at a rate of one centimeter per month. The approximate time of this treatment can be determined by measuring the length of the untreated area of the hair. Microspectrophotometry is a non-destructive method that provides useful structural information and has the ability to accurately discriminate between similar dyes using only a single hair fiber. This method does not provide conclusive forensic evidence, but can serve as a screening test for hair identification with other analytical and chemical techniques such as gas chromatography and thin layer chromatography. This study carried out by microspectrophotometry has revealed that it can serve as a useful tool in to provide an objective rather than subjective information about color in both the areas of forensic science and the cosmetic industry. Future Research Hair growth occurs both longitudinally and in diameter. It is well known from the literature that the rate of hair growth varies from person to person. Hair grth is a function of individual factors. Other factors such as age, gender, hair color, the presence of drugs, hormones and nutrition can either accelerate or prolong hair growth. While 32 some of the factors may be or may not be known in an individual case, hair analysis from a particular individual can be rather challenging. Upon conclusion of this study, there are several possible research projects that could derive from the present work. There is a need for research furthering the inclusion of all racial hair types, since only Caucasian hair samples were used in this study. There are striking and well documented differences between hair types of varying ethnic origins, including Negroids, Caucasoids and Mongoloids. Hair from these groups differs in numerous properties including maximum attainable length, fiber shape, thickness, density, amino acid content, and tensile properties such as elasticity and percent elongation at break. The effects of hair treatment depend on the characteristics of the individual fibers. The criteria required to perform racial hair analysis are summarized in Table 6. Table 6 - Racial Characteristics of Hair Race Cross Diameter Pigmentation Cuticle Appearance Section Negroid Flat 60-90 pm Dense Thin Wavy Caucasoid Oval 70—100 urn Even Medium Straight/wavy Mongoloid Round 90-120 um Auburn Thick Straight Before any permanent color can penetrate the hair shaft, the cuticle must be opened so that the chemicals can get into the natural pigment molecules. When comparing the racial characteristics of hair from Table 6, it is likely that the Caucasoid or 33 the Negroid hair types would always require less dye to achieve consistency than the Mongoloid. The Mongoloid hair type possesses a thick cuticle and a larger cross section as a result more dye molecules will be needed to penetrate the hair shaft and for the equal distribution of the dye molecules throughout the entire hair strand. Additional research is needed to draw a general conclusion about ethnic dependency. As a continuation of the present research, different brands as well as colors of permanent hair dyes could be analyzed to compare the amount of the dye that is need for consistency to be achieved. These spectra of dye smears can be compiled to establish a library for comparison of permanent hair dyes. Additional research needs to be performed on developing microspectrophotometry as a better discriminatory technique. Microspectrophotometry was not able to conclusively distinguish between permanent hair dyes that had different sub-brands. Environmental factors have the ability to change the color of hair both physically and chemically. When dyed or bleached hair is exposed to environmental factors such as sun, water and air, it begins to oxidize and the dye pigments are released. The cosmetic value of hair can be diminished through excessive exposure to the sun. Prolonged sun exposure to hair is an example of photochemical change to the hair shaft. The UV light in direct sunlight affects the cuticle in a similar way to bleach, by ultimately breaking down the keratin protein in the hair. Hair discoloration also occurs from both chlorinated and salt water. In dyed blonde or bleached hairs, the chemicals in pool water tend to bind to the hair and cause the hair fibers to become green. Mineral deposits from salt water severely dehydrate hair. 34 The best way to minimize weathering damage is to use color safe shampoo and deep conditioning treatments that contain keratin, jojoba oil and wheat germ. These natural ingredients increase moisture and shine. After all things considered, two areas of potential research are suggested: to determine what length of time is required for cosmetically treated hair to become physically and chemically changed while being exposed to these external factors and how well do these products work to minimize or prevent damage from environmental exposure. 35 APPENDICES 36 APPENDIX I SPECTRA OF DYE SMEARS 37 £83552 coo cow o2. p 25a Ba 85:85 320.4% seem .2 2 - 0 2am: 80 com 8v a _ _ so» , souvcuosqv 38 9.805052 com com com .8930 voy— SO.=< are“. 18.5.4 .«0 808m 1.: md - N. 0.3me 80 e 8% cow _ 9'69? . IN. IV. 1 wwqmqv 39 an Ex E33 £225 seam «Ea .85: a0 seem .a 2 - a are .m 2.. a. a. 9'09" aoueqrosqv 40 cog 203.2052 Bx 3:63. 3320 at: 320.4% seem .a 2 - o aim coo 8w 2:. 08 can b p _ _ r oov _ 6'62? oouaqrosqv h.— 41 Sea Ba 8532a 220..— .8 seem .a no - 2 2%; rm». lo [0. 42 aouquosqv coc— com com _ com watquEm oozeouoem 380.490 308m .8 md - 2 85B..— oow com ocv 6'89? IN. aouquosqv 43 EBoEoeaZ 8% Ba 5&8 £335 use as. a»: 8:35 =35... ac seem E 2 - .2 2:5 2: :8 8m 2:. _ _ _ _ "02" eoueqrosqv 5&8 3... £225 5:82 sex «we: Baas»: 120: no .85 a. 2 - 2 2am 8%. 8w 8% 8.. e'ur‘ ' WV 45 APPENDIX 11 SPECTRA OF DYED HAIR FIBERS 46 CL-— oonowam E v83 Eva... ham: 1 888E «88.852 85.58.: uwofiuoo 880n— hu: mo Baboonm snagged - .8 8.. .8 8_. a. .- to. to. t, mr \\U I )1. I”. \ Wm y TVVQAJ fl N.— 47 8-. 3828 5 85 a3: 886 88.2828 .38 i: 88 838% 388.88%; - 2 288E 8. 8.. 8.. 8_. 8.. 8.. i. / - A»; . .4 ,, 4.7., /,... V , , , A. ./, z, 8 / /., 5/ a/ , 1,] . Cu. K x? ,_ 4 Qt t\_ ES .. \fl .9. 48 E. 2 ® _ 58m :58 E: can So 88 :38on 38388238 - 2 288; 89 ~ 8% 8m 8% 8.0 8% cow _ . . .8: . r. -\ .H ,. ...n . eounqaosqv 49 55052 a. 3 ® N 838m 8.5 an; i: 25 no 558% 358828: . 2 as»: 88 88 88 SW 83 L L F if lr CD 50 =8 3 © N 58m See BE 88: 25% Steam 25388238 - : 285 com if Oov D IN . In. WV 9585052 .5 2 ® m 5.8 888 as; i: 25% Steam 83858288 . 2 285 SW WV 52 .5 3 ® a. :38 as. 82E 88: n=5 88 538m 0385885 - 2 288: 88 8_. 8v 53 .5 2 ® m :35 see he“. 8.8: 25.6 885.8on 038388238 - om 2%: eoueqiosqv 54 EBoEOSZ a. 3 © a :38 .58 ii a: 25 a 5.83% 0388328; - a 288; com com. o I. IN. . V / 8. / z . rm. ., x ,8 2.. r / ,8..- . 2i... i, .\ \Hrk\.\ \, \, a / .. . 2) f 132: (,H_,\, 55 o2 .— Eugen—052 oww E 2 © 8 888m 82.2 as: 88: 25 88 538m 82888328... - mm 285 oba 8» 8m 38 p 1c 0! ' V 56 5.08052 1: W— © w £885 89a .895 :8: 0:0 mo :Bboonm o>u8cum25om - mm oSwE 8.. 8. 8* 8. 8. 8... 8.. t. 1 8.282838888388328 \tmntt, (an... . vefix. . . I— x- 4.... / .8. 2. /. rm. fl, .2 aoueqrosqv 57 APPENDIX III SPECTRA OF BLEACHED HAIR FIBERS 58 coo 882.852 2. a 2.25 sea 22.: 88: 88 88.25 - «N 288: 8w 2:. coo 8m 8w _ _ r r _ 8 “their: . «C... . “Q. ., x x 1 , : . ,.,. r I. .\ _ t t \. ,. \. \ :l ,\ E64938 >98}. )5 u). l . .,< o t ,, I ,. ,2 . In . a . my 59 APPENDIX IV PHOTOGRAPH LIBRARY 60 Figure 25— Photo of Hair Fiber before Cosmetic Treatments (Hair Fibers Used in Batches 1-14) Figure 26 — Photo of Hair Fiber after Bleaching (Hair Fibers Used in Batches 1-14) 61 Figure 27 - Photo of Hair Fiber from Batch 1 @ 1.0 ml of dye Figure 28 — Photo of Hair Fiber from Batch 1 @ 1.5 ml of dye 62 Figure 30 — Photo of Hair Fiber Batch 3 @ 1.0 ml of dye 63 Figure 32 — Photo of Hair Fiber from Batch 4 @ 1.0 ml of dye Figure 34 — Photo of Hair Fiber from Batch 5 @ 1.5 ml of dye 65 Figure 35 — Photo of Hair Fiber from Batch 6 @ 1.0 ml of dye Figure 36 - Photo of Hair Fiber from Batch 7 @ 1.0 ml Figure 37 — Photo of Hair Fiber from Batch 7 @ 1.5 m1 of dye Figure 38 — Photo of Hair Fiber from Batch 8 @ 1.0 ml of dye 67 Figure 39 — Photo of Hair Fiber from Batch 8 @ 1.5 m1 Figure 40 — Photo of Hair Fiber from Batch 9 68 Photo of Hair Fiber from Batch 10 Figure 41 or from Batch 11 Fib air Figure 42 — Photo of H 69 Figure 44 - Photo of Hair Fiber from Batch 13 70 Figure 45 - Photo of Hair Fiber from Batch 14 71 APPENDIX V INGREDIENTS 72 INGREDIENTS Mamie—Ila L’Oreal Excellence Red Penny m-arninophenol, p-aminophenol, o-arninophenol, ammonium hydroxide, butoxydiglycol, cocamide mipa, deceth-3, deceth-S, 2,4-diaminophenoxyethanol HCl, dicocodimonium chloride, EDTA, erythorbic acid, fragrance, hydroxyethyl oleyl dirnonium chloride, isopropyl alcohol, p-methylarninophenol sulfate, 2-methyl-5-hydroxyethylaminophenol, 2-methylresorcinol, p-phenylenediamine, propylene glycol, resorcinol, sodium metabisulfite, thiolactic acid, water. L’Oreal Feria All-Out Red Copper Red L’Oreal F eria Double Intensity Auburn Red L’Oreal Feria Glowing Red-Hot Red alcohol denatured, 4-amino-2-hydroxytoluene, m-aminophenol, p-aminophenol, o- aminophenol, ammonium acetate, ammonium hydroxide, ammonium thiolactate, 2,4- diarninophenoxyethanol HCl, erythorbic acid, fragrance, hexylene glycol, hydroxybenzomorpholine, 6-hydroxyindole, hydroxypropyl bis(n-hydroxyethyl-p- phenylenediamine) HCl, 2-methyl-5-hydroxyethylaminophenol, p-methylaminophenol sulfate, 2-methylresorcinol, n,n-bis(2-hydroxyethyl)-p-phenylenediamine sulfate, oleic acid, oleyl alcohol, peg-2 oleamine, pentasodium pentetate, phenyl methyl pyrazolone, p-phenylenediamine, polyglyceryl-2 oleyl ether, polyglyceryl-4 oleyl ether, propylene glycol, resorcinol, sodium diethylaminopropyl, cocoaspartamide, sodium metabisulfite, toluene-2,5-diamine, trideceth-2 carboxamide mea, water. Covered under US. Patents: #5,114,429, #5,279,620, #5,900,028, #5,690,696 and #6,093,220. Individual shades do not contain every ingredient. L’Oreal Preference Red Penny water, trideceth-2 carboxamide mea, propylene glycol, hexylene glycol, peg-2 oleamine, polyglyceryl-2 oleyl ether, oleyl alcohol, alcohol denatured, ammonium hydroxide, polyglyceryl-4 oleyl ether, oleic acid, sodium diethylaminopropyl, cocoaspartamide, pentasodium pentetate, ammonium acetate, sodium metabisulfite, fiagrance, erythorbic acid, ammonium thiolactate, thiolactic acid. May contain: p-phenylenediamine, 2-methyl- 5-hydroxyethylaminophenol, p-aminophenol, resorcinol, phenyl methyl pyrazolone, p- methylaminophenol sulfate, 4-amino-2-hydroxytoluene, m-arninophenol, 2,4- diaminophenoxyethanol HCl, 6-hydroxyindole, 2-methylresorcinol, hydroxypropyl bis(n- hydroxyethyl-p-phenylenediamine) HCl, n,n-bis(2-hydroxyethyl)-p-phenylenediamine sulfate, 2-amino-3 -hydroxypyridine, o-aminophenol, hydroxybenzomorpholine. Covered under US. Patents: #5,279,620, #5,]14,429, #5,690,969 and #6,093,220. L’Oreal Preference Smoldering Red alcohol denatured, 2-amino-3-hydroxypyridine, 4-amino-2-hydroxytoluene, m- aminophenol, p-aminophenol, p-phenylenediamine, ammonium acetate, ammonium 73 hydroxide, butoxydiglycol, 2,4-diaminophenoxyethanol hcl, fiagrance, erythorbic acid, hydroxybenzomorpholine, 6-hydroxyindole, hydroxypropyl bis(n-hydroxyethyl-p- phenylenediamine) HCl, p-methylarninophenol sulfate, 2-methyl-5- hydroxyethylaminophenol, 2-methylresorcinol, n,n-bis(2-hydroxyethyl)-p- phenylenediamine sulfate, oleic acid, oleyl alcohol, peg-2 tallow amine, pentasodium pentetate, phenyl methyl pyrazolone, polyglyceryl-2 oleyl ether, polyglyceryl-4 oleyl ether, propylene glycol, resorcinol, sodium diethylarninopropyl cocoaspartamide, sodium metabisulfite, thiolactic acid, trideceth-2 carboxamide mea, water. Covered under US. Patents: #5,] 14,429, #4,361,421 and #5,279,620. Every shade does not contain all of these ingredients. L’Oreal Preference Mega Reds Dark Intense Copper Red L’Oreal Preference Mega Reds Medium Intense Red Copper trideceth-2 carboxanride mea, water, propylene glycol, hexylene glycol, peg-2 oleamine, polyglyceryl-4 oleyl ether, oleyl alcohol, alcohol denatured, ammonium hydroxide, polyglyceryl-2 oleyl ether, oleic acid, sodium diethylarninopropyl cocoaspartamide, pentasodium pentetate, ammonium acetate, sodium metabisulfite, fragrance, erythorbic acid, ammonium thiolactate, thiolactic acid. May contain: p-phenylenediamine, 2-methyl- 5-hydroxyethylaminophenol, p—aminophenol, resorcinol, phenyl methyl pyrazolone, p- methylanrinophenol sulfate, 4-amino-2-hydroxytoluene, m-arninophenol, 2,4- diaminophenoxyethanol HCl, 6-hydroxyindole, 2-methylresorcinol, hydroxypropyl bis(n- hydroxyethyl-p-phenylenediamine) HCl, n,n-bis(2-hydroxyethyl)-p-phenylenediamine sulfate, 2-amino-3-hydroxypyridine, o-aminophenol, hydroxybenzomorpholine. Covered under US. Patents: #5,279,620, #5,] 14,429, #5,690,969 and #6,093,220. Bleach Ingedients Wella Wellite Powder Lightener potassium persulfate, sodium silicate, magnesium carbonate hydroxide, mineral oil, ammonium persulfate, sodium stearate, xanthan gum, rice starch, algin, disodium EDTA, silica. Clairol Professional Kaleidocolors potassium persulfate, sodium metasilicate, sodium stearate, silica, hydrated silica, sodium lauryl sulfate, hydroxypropyl methylcellulose, sodium persulfate, ammonium persulfate, disodium EDTA, aloe, barbadensis gel, fragrance, carbomer, dextrin, ultramarines, ext. D&C violet no. 2. Salon Care Quick White potassium persulfate, sodium metasilicate, ammonium persulfate, sodium stearate, silica, hydroxypropyl methylcellulose, aluminium stearate, EDTA, sodium lauryl sulfate. L’Oreal Super Oreal Blane potassium persulfate, sodium silicate, sodium persulfate, acrylates/c10-30 alkyl acrylate, crosspolymer, urea, kaolin, magnesium stearate, ammonium chloride, diethylhexyl 74 sodium sulfosuccinate, vp/va copolymer, polydecene, sodium metasulfite, magnesium peroxide, EDTA, titanium dioxide, cyamopsis tetragonoloba gum, sodium carboxymethyl starch, sodium benzoate. 75 NOTES Chapter One: Introduction 1 Robertson, J., and Aitken, C.G.G., “The Value of Microscopic Features in the Examination of Human Head Hairs: Analysis of Comments Contained in Questionnaire Returns,” Journal of Forensic Sciences, Vol. 31, No. 2, 1999, pp. 563-573. 2 Euring, M.B., “Visible Microscopial Spectrophotometry in the Forensic Sciences,” Forensic Science Handbook, Vol. I, 2“d ed. (New Jersey: Prentice Hall, 2002), pp. 322-3 87. 3 www.kolors.com/pages/chemistry.html. 4 Savolainen, Peter and Lundeberg, Joakim., “Forensic Evidence Based on mtDNA from Dog and Wolf Hairs,” Journal of Forensic Sciences, Vol. 44, No. 2, 1999, pp. 77-81. 5 Benner, Bruce A., Jr., Goodpaster, John V., Degrasse, Jeffrey A., Tully, Lois A., Levin, Barbara C., “Characterization of Surface Organic Components of Human Hair by On-Line Supercritical Fluid Extraction-Gas Chromatography/Mass Spectrometry: A Feasibility Study and Comparison with Htunan Identification Using Mitochondrial DNA Sequences,” Journal of Forensic Sciences, Vol. 48, No. 3, 2003,p.554. 6 Tanada, N., Kashimura, S., Kageura, M., Hara, K., “Practical GC/MS Analysis of Oxidative Dye Components in Hair Fiber as a Forensic Investigative Procedure,” Journal of Forensic Sciences, Vol. 44, No. 2, 1999, pp. 292-296. 7 www.kolors.com/pages/chemistry.html. 8’9 Wolfram, L.J., Hall, K., Hui, I., “The Mechanism of Hair Bleaching,” Journal of the Society of Cosmetic Chemists, Vol. 21, 1970, pp. 875-900. '0 “Types of Hair Bleaching: Hair Bleaching,” http:library.thinkquest.org/27034/hair.htrnl ” Skopp, G., Potsch, L., Moeller, M.R., “On Cosmetically Treated Hair — Aspects and Pitfalls of Interpretation,” Forensic Science International, Vol. 84, 1997, pp.43- 52. '2 “Types of Hair Bleaching: Hair Bleaching,” http:library.thinkquest.org/27034/hair.html '3 Tanada, N., Kageura, M., Hara, K., Hieda, Y., Takamoto, M., Kashimura, S., “Demonstration of Oxidative Dyes on Human Hair,” Forensic Science International, Vol. 64, 1994, pp.1-8. 76 Chapter 2: Instrumentation '4 Olson, L.A., “Color Comparison in Questioned Document Examination Using Microspectrophotometry,” Journal of Forensic Sciences, Vol. 31, No. 4, Oct.1986, pp. 1330-1340. '5’“ Euring, M.B., “Visible Microscopial Spectmphotometry in the Forensic Sciences,” Forensic Science Handbook, Vol. I, 2"‘1 ed. (New Jersey: Prentice Hall, 2002), pp. 322-3 87 Chapter 3: Methods and Materials '7 Euring, M.B., “Visible Microscopial Spectrophotometry in the Forensic Sciences,” Forensic Science Handbook, Vol. 1, 2n ed. (New Jersey: Prentice Hall, 2002), pp. 322-387. Chapter 4: Results and Discussion 18 Corbett, J .F., “Chemistry of Hair Colorant Processes — Science as an Aid to Formulation and development.” Journal of the Society of Cosmetic Chemists, Vol. 35, 1984, pp. 297-310. '9 Corbett, J .F ., “Hair Coloring Processes.” Cosmetics & Toiletries, Vol. 106, 1991, pp. 53-57. 77 BIBLIOGRAPHY Bisbing, RE, “The Forensic Identification and Association of Human Hair,” Forensic Science Handbook, Vol. 1, 2nd ed. (New Jersey: Prentice Hall, 2002), pp. 389-428. Benner, Bruce A., Jr., Goodpaster, John V., Degrasse, Jeffrey A., Tully, Lois A., Levin, Barbara C., “Characterization of Surface Organic Components of Human Hair by On-Line Supercritical Fluid Extraction-Gas Chromatography/Mass Spectrometry: A Feasibility Study and Comparison with Human Identification Using Mitochondrial DNA Sequences,” Journal of Forensic Sciences, Vol. 48, No. 3, 2003,p.554. Caspersson, T., “Methods for the Determination of the Absorption Spectra of Cell Structures,” Transactions of the Royal Microscopical Society, 1940, pp. 8-25 Deedrick, D.W., “Hairs, Fibers, Crime and Evidence,” Forensic Science Communications, Vol. 2, No.3, Jul. 2000, www.fbi.gov/hq/lab/fsc/backissu/july2000/deedrick.htm Euring, M.B., “Visible Microscopial Spectrophotometry in the Forensic Sciences,” Forensic Science Handbook, Vol. 1, 2nd ed. (New Jersey: Prentice Hall, 2002), pp. 322-3 87. Olson, L.A., “Color Comparison in Questioned Document Examination Using Microspectrophotometry,” Journal of Forensic Sciences, Vol. 31, No. 4, Oct.1986, pp. 1330-1340. Pfeffferli, P.W., “Application of Microspectrophotometry in Document Examination,” Forensic Science International, Vol. 23, No. 2,3, Nov/Dec. 1983, pp. 129—136. Robertson, J., and Aitken, C.G.G., “The Value of Microscopic Features in the Examination of Human Head Hairs: Analysis of Comments Contained in Questionnaire Returns,” Journal of Forensic Sciences, Vol. 31, No. 2, 1999, pp. 563-573. Skopp, G., Potsch, L., Moeller, M.R., “On Cosmetically Treated Hair — Aspects and Pitfalls of Interpretation,” Forensic Science International, Vol. 84, 1997, pp.43- 52. Suzuki, S., Suzuki, Y., Ohta, H., Sugita, R., Marumo, Y., “Microspectrophotometric Discrimination of Single Fibres Dyed by Indigo and Its Derivatives Using Ultraviolet-Visible Transmittance Spectra,” Science & Justice, Vol. 4], No. 2, Apr./Jun. 2001, pp. 107-11]. 78 Tanada, N., Kageura, M., Hara, K., Hieda, Y., Takamoto, M., Kashimura, S., “Demonstration of Oxidative Dyes on Human Hair,” Forensic Science International, Vol. 64, 1994, pp.1-8. Tanada, N., Kashimura, S., Kageura, M., Hara, K., “Practical GC/MS Analysis of Oxidative Dye Components in Hair Fiber as a Forensic Investigative Procedure,” Journal of Forensic Sciences, Vol. 44, No. 2, 1999, pp. 292-296. Tucker, H.H., “The Coloring of Human Hair with Semipermanent Dyes,” Journal of the Society of Cosmetic Chemists, Vol. 22, 197], pp. 379-398. Wolfram, L.J., Hall, K., Hui, I., “The Mechanism of hair Bleaching,” Journal of the Society of Cosmetic Chemists, Vol. 21, 1970, pp. 875-900. 79 urgtq‘ygtttgtfinmitt