RIMS!!! JU‘I‘ 2—3 2005 ’r art! u... .3. 15mg: , 115....«W1: .. :o 2). .. :I‘ 2 an...“ .1. $1: .. a. . .W. 1.7 3...». . ‘ $2.513 an. 4.3: 2“ o J ~ 1 ‘ .9 2.3.31. 12:, . “Ru... .2 Biik...u«dew .7. .. 3%!) l x l. 5!.sz .\\l.y. ‘ V.In.. .EE: _ E. .. ‘ r1! 1- :C. LIBRARY 3 Michigan State ,1.- University 7999/?” This is to certify that the thesis entitled THE INFLUENCE OF PAPER ON THE COLOR OF INK USING MICROSPECTROPHOTOMETRY presented by Roxanne Elaine Smith has been accepted towards fulfillment of the requirements for the Master of degree in Forensic Science Science MSU is an Affinnative Action/Equal Opportunity Institution — ‘----"-vIna‘n-n-n‘n-c---o-u-t--I--o-n--o‘-—-— PLACE IN RETURN Box to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE am THE INFLUENCE OF PAPER ON THE COLOR OF INK USING MICROSPECTROPHOTOMETRY By Roxanne Elaine Smith A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Criminal Justice 2005 ABSTRACT THE INFLUENCE OF PAPER ON THE COLOR OF INK USING MICROSPECTROPHOTOMETRY By Roxanne Elaine Smith Microspectrophotometry is a tool used in questioned document analysis. Previous research has shown that different inks can be distinguished using this technique. However, little work has been done to determine if the paper influences the color of the ink. This project addresses this issue by applying blue, black, and red ballpoint ink to 50 sheets of white paper of various types. The color of the ink was determined by using the S.E.E. 2100 Microspectrophotometer in the reflectance mode. The ultraviolet and visible/near-infrared regions were explored. It was discovered that paper type does not influence the color of ink in the visible/near-infrared region, but difl'erent papers do give different spectra for the same ink in the ultraviolet region. This thesis is dedicated to my family; because of their love and support, I am the person I am today. iii ACKNOWLEDGEMENTS I would like to thank the Michigan State Police for allowing me to use the S.E.E. 2100 Microspectrophotometer along with their other resources. A special thanks to D/Lt. Thomas Riley and the rest of the Michigan State Police Questioned Document Unit for their encouragement with this project. iv TABLE OF CONTENTS LIST OF TABLES LIST OF FIGURES INTRODUCTION Backgron Pre-l970’s Spectroscopic Techniques Advances in Infrared Techniques Advances in Video Techniques Microspectrophotometry Ballpoint Pen Ink Paper EXPERIMENTAL Materials Sample Preparation Microspectrophotometer Analysis of Ink on Paper Discussion Conclusion Forensic Applications and Further Study APPENDICES Appendix A Appendix B Appendix C Appendix D REFERENCES S. E OONG-bWNt-‘F‘ 25 41 58 74 112 LIST OF TABLES Table 1. Paper Types Table 2. Instrument Settings for Black Ink Samples in UV Region. Table 3. Instrument Settings for Black Ink Samples in Visible/NIR Region. Table 4. Instrument Settings for Blue Ink Samples in UV Region. Table 5. Instrument Settings for Blue Ink Samples in Visible/NIR Region. Table 6. Instrument Settings for Red Ink Samples in UV Region. Table 7. Instrument Settings for Red Ink Samples in Visible/NIR Region. Table 8. Recycled Paper Samples. Table 9. Acid Free Paper Samples. Table 10. Cotton Paper Samples. Table 1 1. Sulfite Paper Samples. 26 29 31 33 35 37 39 75 83 91 98 LIST OF FIGURES Figure 1. Red Ink-Paper] Visible/NIR Region Figure 2. Blue Ink-Paper 1 Ultraviolet Region. Figure 3. Black Ink-Paper 10 Visible/NIR Region. Figure 4. Red Ink-Paper 10 Ultraviolet Region. Figure 5. Blue Ink-Paper 13 Visible/NIR Region. Figure 6. Black Ink-Paper 13 Ultraviolet Region. Figure 7. Red Ink-Paper 35 Visible/NIR Region. Figure 8. Blue Ink-Paper 35 Ultraviolet Region. Figure 9. Black Ink-Paper 45 Visible/NIR Region. Figure 10. Red Ink-Paper 45 Ultraviolet Region. Figure 11. Red Ballpoint Ink Visible/NIR Region. Figure 12. Blue Ballpoint Ink Visible/NIR Region. Figure 13. Black Ballpoint Ink Visible/N IR Region. Figure 14. Red Ballpoint Ink Ultraviolet Region. Figure 15. Blue Ballpoint Ink Ultraviolet Region. Figure 16. Black Ballpoint Ink Ultraviolet Region. Figure 17. Background-Visible/NIR Region Red Ink Paper 1. Figure 18. Backgrormd—UV Region Blue Ink Paper 1. Figure 19. Background-Visible/NIR Region Black Ink Paper 10. Figure 20. Background-UV Region Red Ink Paper 10. Figure 21. Background-Visible/NIR Region Blue Ink Paper 13. vii 42 43 45 46 47 48 49 50 51 52 53 54 55 56 57 59 60 61 62 63 LIST OF FIGURES Figure 1. Red Ink-Paper] Visible/NIR Region Figure 2. Blue Ink-Paper l Ultraviolet Region. Figure 3. Black Ink-Paper 10 Visible/NIR Region. Figure 4. Red Ink-Paper 10 Ultraviolet Region. Figure 5. Blue Ink-Paper 13 Visible/NIR Region. Figure 6. Black Ink-Paper 13 Ultraviolet Region. Figure 7. Red Ink-Paper 35 Visible/NIR Region. Figure 8. Blue Ink-Paper 35 Ultraviolet Region. Figure 9. Black Ink-Paper 45 Visible/NIR Region. Figure 10. Red Ink-Paper 45 Ultraviolet Region. Figure 11. Red Ballpoint Ink Visible/NIR Region. Figure 12. Blue Ballpoint Ink Visible/NIR Region. Figure 13. Black Ballpoint Ink Visible/NIR Region. Figure 14. Red Ballpoint Ink Ultraviolet Region. Figure 15. Blue Ballpoint Ink Ultraviolet Region. Figure 16. Black Ballpoint Ink Ultraviolet Region. Figure 17. Backgrormd-Visible/NIR Region Red Ink Paper 1. Figure 18. Background-UV Region Blue Ink Paper 1. Figure 19. Background-Visible/NR Region Black Ink Paper 10. Figure 20. Background-UV Region Red Ink Paper 10. Figure 21. Background-Visible/NIR Region Blue Ink Paper 13. vii 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 59 61 62 63 LIST OF FIGURES Figure 22. Background-UV Region Black Ink Paper 13. Figure 23. Background-Visible/NIR Region Red Ink Paper 35. Figure 24. Background-UV Region Blue Ink Paper 35. Figure 25. Background-Visible/NIR Region Black Ink Paper 45. Figure 26. Background-UV Region Red Ink Paper 45. Figure 27. Background-Visible/NIR Region Red Ballpoint Ink. Figure 28. Background-Visible/N IR Region Black Ballpoint Ink. Figure 29. Background-UV Region Red Ballpoint Ink. Figure 30. Background-UV Region Blue Ballpoint Ink. Figure 31. Background-UV Region Black Ballpoint Ink. Figure 32. Recycled Papers-Visible/NIR Region Black Ink. Figure 33. Recycled Papers- Visible/NIR Region Blue Ink. Figure 34. Recycled Papers- Visible/NIR Region Red Ink. Figure 35. Recycled Papers- Ultraviolet Region Black Ink. Figure 36. Recycled Papers— Ultraviolet Region Blue Ink. Figure 37. Recycled Papers- Ultraviolet Region Red Ink. Figure 38. Acid Free Papers- Visible/NIR Region Black Ink. Figure 39. Acid Free Papers- Visible/NIR Region Blue Ink. Figure 40. Acid Free Papers- Visible/NIR Region Red Ink. Figure 41. Acid Free Papers- Ultraviolet Region Black Ink. viii 65 66 67 68 69 7O 71 72 73 77 78 79 80 81 82 85 86 87 88 LIST OF FIGURES Figure 42. Acid Free Papers- Ultraviolet Region Blue Ink. Figure 43. Acid Free Papers- Ultraviolet Region Red Ink. Figure 44. Cotton Papers- Visible/NIR Region Black Ink. Figure 45. Cotton Papers- Visible/NIR Region Blue Ink. Figure 46. Cotton Papers- Visible/NIR Region Red Ink. Figure 47. Cotton Papers- Ultraviolet Region Black Ink. Figure 48. Cotton Papers- Ultraviolet Region Blue Ink. Figure 49. Cotton Papers- Ultraviolet Region Red Ink. Figure 50. Sulfite Papers- Visible/NIR Region Black Ink. Figure 51. Sulfite Papers- Visible/NIR Region Blue Ink. Figure 52. Sulfite Papers- Visible/N IR Region Red Ink. Figure 53. Sulfite Papers- Ultraviolet Region Black Ink. Figure 54. Sulfite Papers- Ultraviolet Region Blue Ink. Figure 55. Sulfite Papers- Ultraviolet Region Red Ink. Figure 56. Papers 7a and 7b- Visible/NIR Region Black Ink. Figure 57. Papers 7a and 7b- Visible/NIR Region Blue Ink. Figure 58. Papers 7a and 7b- Visible/NIR Region Red Ink. Figure 59. Papers 7a and 7b- Ultraviolet Region Black Ink. Figure 60. Papers 7a and 7b- Ultraviolet Region Blue Ink. Figure 61. Papers 7a and 7b- Ultraviolet Region Red Ink. ix 89 92 93 94 95 96 97 100 101 102 103 104 105 106 107 108 109 110 LIST OF FIGURES Figure 42. Acid Free Papers- Ultraviolet Region Blue Ink. Figure 43. Acid Free Papers- Ultraviolet Region Red Ink. Figure 44. Cotton Papers- Visible/NIR Region Black Ink. Figure 45. Cotton Papers— Visible/NIR Region Blue Ink. Figure 46. Cotton Papers- Visible/N IR Region Red Ink. Figure 47. Cotton Papers- Ultraviolet Region Black Ink. Figure 48. Cotton Papers- Ultraviolet Region Blue Ink. Figure 49. Cotton Papers- Ultraviolet Region Red Ink. Figure 50. Sulfite Papers- Visible/NIR Region Black Ink. Figure 51. Sulfite Papers- Visible/NIR Region Blue Ink. Figure 52. Sulfite Papers- Visible/NIR Region Red Ink. Figure 53. Sulfite Papers- Ultraviolet Region Black Ink. Figure 54. Sulfite Papers- Ultraviolet Region Blue Ink. Figure 55. Sulfite Papers- Ultraviolet Region Red Ink. Figure 56. Papers 7a and 7b- Visible/NIR Region Black Ink. Figure 57. Papers 7a and 7b- Visible/NIR Region Blue Ink. Figure 58. Papers 7a and 7b- Visible/NIR Region Red Ink. Figure 59. Papers 7a and 7b- Ultraviolet Region Black Ink. Figure 60. Papers 7a and 7b- Ultraviolet Region Blue Ink. Figure 61. Papers 7a and 7b- Ultraviolet Region Red Ink. ix 89 90 92 93 94 95 96 97 99 100 101 102 103 104 105 106 107 108 109 110 INTRODUCTION Background When someone not versed in the forensic sciences thinks of a questioned document case, the immediate thought is handwriting analysis, or comparing an unknown sample of handwriting to a known or exemplar. The reality is, however, that questioned document examinations cover a much wider scope. It encompasses areas such as typewriter print, typewriter ribbon, indentations, alterations, obliterations, charred documents, watermarks, printers and copy machines. Techniques include analysis, comparison and dating methods of ink, paper and any other media used to create a document (i.e. toners, pencils, crayon, etc.). A common question posed to document examiners is whether or not a document is fraudulent or a forgery. There are many techniques available to address these question(s). One way to address the forgery question is to examine the ink on the document. There are difl'erent components (pigments, dyes, solvents) that make up ink. Analysis can be done by chemical analysis, chromatography, optical, and spectroscopic techniques. Optical and spectroscopic techniques are mostly non-destructive. It is always important to consume as little evidence as possible. According to the “Best Evidence Rule” the original document is to be presented as evidence when available, which is why a document examiner would want to keep it intact as much as possible. Spectroscopy exposes the electromagnetic spectrum to a sample; the results of the exposure produce a spectrum. The energy that is absorbed or transmitted at certain wavelengths makes it possible to measure differences, if any, in inks. The electromagnetic specn'um is a range of wavelengths where gamma rays are the shortest (as small as 10 (’nanometers) and radio waves are the longest (up to kilometers in length). Part of the electromagnetic spectrum is called the infrared (IR) region. The IR region is furtherbrokendown intothe farIR,mid IR,andnearIR. Inthispaperthenear infrared (NIR), visible, and ultraviolet (UV) regions will be used to characterize inks. The IR range is fi'om approximately 2500nm to 760nm, visible range is fi'om approximately 760nm to 360nm, and the UV range is from approximately 360nm tolOnm.L2 Pro-1970’s Spectroscopic Techniques Prior to the 197 Os, the technique most commonly used for showing differences between inks was by utilizing photographic effects. In one photographic technique, reflected photography, UV and IR filters are separately put over the lens of the camera and pictures are taken of the questioned document. The document, ink and paper will reflect or absorb different wavelengths of light. The reflected light will bounce back towards the camera and the filter over the lens will transmit certain wavelengths. UV fluorescence and IR luminescence photography employ both excitation and barrier filters. An excitation filter placed over the light source allows only certain wavelengths of light to illuminate the sample and the barrier filter functions the same as in reflected photography. Unlike with reflected photography, however, the images appear to “glow” in the photograph. The use of UV and IR photography was a very tedious endeavor. A document would need to be photographed many times. Depending on the analyses the examiner was performing, he would have to photograph the document at different exposure times (the amormt of time the shutter was open on the camera in order to see the effect) and light intensities. The examiner would then have to change the filters on the camera and/or the light source and re-photograph the document. After the photos were taken, they would need to be developed which added on even more tithe. The whole photography procedure would take days, if not weeks, depending on the case. Advances in Infrared Techniques Although photography proved useful cases were being cleared slowly, because it took a long time. Scientists searched for new and improved more efficient techniques timing the 19708. Two areas showed promise: video analyzers and IR microscopy. A Fourier transform infiared (FT -IR) spectrophotometer was coupled with a microscope. The theory was if a document was put on under a FT—IR microscope, then it would be possible to focus on the area in question and gather an IR spectrum of the ink. Since inks are made up of various pigments, dyes, and solvents, they are thought to have different IR spectra. With handwritten documents, however, this was not exactly thecase. Theinkabsorbed intothepaper,thuswhentheinksamplewasanalyzedthe paper created interferences, so a useful spectrum could not be attained.3 Even though FT-IR microscopy was not successful for ink analysis, a microscope was developed which built upon the principles of IR photography. Essentially, a low power microscope was fitted with an image converter tube, which changed the 1R light to a blue-green image on a phosphor screen.‘1 The light source had filters which prevented any light except near-IR light to illuminate the document. For IR fluorescence studies, only visible light was allowed to illuminate the document and IR filters were placed over the objectives, so only IR light could pass. An advantage to this system over the older photography method is that real-time photographs could be taken, instead of waiting for various exposure times. The next big development was the infrared video analyzer. This system, as its name implies, employed the use of a video camera, with a Silicon Vidicon camera tube, and a closed circuit display. The Silicon Vidicon tube was more sensitive than other camera tubes and very responsive to the IR light out to about 1150nm.5 The documents were subjected to the same analyses as before, but it was possible to view the results immediately. There was no waiting for picture development. The “Doya Infi'ared Video Analyzer” 6 (Doya system), used a filterwheel with six different filters that divided the IR region with different sources of excitation. As with the IR microscope, the images on the document could be viewed in real-time. Limitations to this system included that the work had to be done in the dark and photographs of the item had to be taken fi'om the monitor. In other words, a photograph was taken of the monitor while the item was on the screen. This was a cumbersome task at times, since a photography system had to be set up with proper exposure times in order not to distort the image. Advances in Video Techniques Beginning in the mid-19808, Foster & Freeman, LTD began to market an instrument called the vsc, or Video spectral Comparator. 7 The vsc, based on infrared video analyzers, increased the number of excitation/barrier filter combinations, allowing for a larger number of comparisons; a document compartment eliminating the need to perform examinations in the dark; and the ability to digitally save and print out images. With these improvements, the VSC replaced infi'ared video analyzers, such as the Doya system. One drawback to the early VSC instrument, however, was that each excitation/barrier filter combination had to be used manually. In the late-1990s, Foster & Freeman introduced the VSC 2000 and VSC2000/HR These systems automated some applications by allowing more than one area to be examined simultaneously. They employed the use of two apertures for comparison purposes and automatically screened through the different wavelengths. However, they were not infallible and some manual screening was necessary. These systems were much quicker than the previous models of the VSC. The “HR” stands for high resolution; with this feature, it is possible to get clearer and more accurate images from the document. The VSC-ZOOO/HR has microspectroscopy functions as well. It is possible to analyze the ink sample by taking an absorption spectrum over many different wavelengths, usually in the visible range. The amount of light absorbed by the ink sample at a particular wavelength is recorded. It is then possible to compare spectra from different ink samples. Ink samples could have arisen from the same source if the absorption patterns are the same. Tanaka investigated the VSC 2000’s ability to provide useful spectra in order to discriminate between ink samples.8 He used 33 pens, three different colors of ink, and one paper type. The samples were analyzed in the visible to near IR range (400- 1000nm).9 He observed that discrimination was possible between inks, but the application was limited due to instrument problems, such as the age of the IR light source, and the lower sensitivity of the camera in the ranges 400-500nm and 800- lOOOnm;lo he also suggested that external factors, such as paper type“, could have caused errors in measurement. In order to eliminate the factor of paper type, a follow up Study was done by Mohammed et a1. Using the VSC 2000, four different types of white paper, four types of colored paper fiom the same manufacturer, and many different types and colors of inks were tested.12 The results fiom this study showed that the amount of variation was negligible among the different type of white paper and colored paper. Although this experiment also analyzed the inks between 400 and 1000nm, limitations of the camera, precluded using data outside the 450-950nm range.l3 Microspectrophotometry Microspectrophotometry is a one of the newest tools available to questioned document examiners. The microspectrophotometer does just what it name implies. It is a microscope, so it is possible to magnify the sample; it has a camera attached to it, so the ability to take a picture is available; it has a spectrometer attached to it in order to gather data over a range of wavelengths of light. A sample is placed on the stage of the microscope and light is either transmitted through or reflected off of the sample. The light not absorbed by the sample will then pass through a difli'action grating in order separate the wavelengths of light, which then move on to the detector.” The microspectrophotometer has shown successiin paint and fiber analysis, so in theory it may just a useful for ink analysis. Research began as early as the 1960s to develop methods in which the microspectrophotometers could be used to determine ink color. Finding a reliable method would allow examiners to determine whether a check hadbeenalteredoracertificatewas fi'audulent. Inordertodetermine ifa microspectrophotometer could differentiate similar inks, in the early 19803, Pfefferli used a Nanospec lOS microspectrophotometer to examine similar colored inks. He concluded that this technique was useful in ink discrimination.ls Ballpoint Pen Ink There are many different types of ink used in documents. The most popular instrument used in modern handwritten documents is the ballpoint pen. A ballpoint pen is made up of an ink reservoir, which holds the ink, a ball bearing, and a socket in which the ball bearing sits. The ball acts as the applicator and protects the ink inside of the reservoir from drying up. When the ball rolls across paper gravity causes the ink to flow through the reservoir onto the ball bearing and the ink is then applied to the paper.16 The optimal ballpoint pen ink is quick drying, viscous, but thin enough to be applied smoothly through an opening roughly the size of a pinhead. Ballpoint pen ink consists of solvents, dyes, and sometimes pigments in suspension. The solvent acts as a vehicle for the dyes and pigments; when the ink is applied to the paper, the vehicle will evaporate leaving the dyes and pigments. Modern ball point pens utilize glycol or benzyl alcohol based solvents as the vehicle in ink. Additives are added to the formulation to alter the characteristics of the ink. These may include fatty acids for lubricating the ball and socket, resins to be used as viscosity adjustors and/or lubricators, and other additives employed in a capacity such as corrosion inhibitors.l7 Dyes can make up to approximately half of the ink formulation resulting in a very viscous ink.18 The dyes most commonly used in ball point inks are metallized chelated dyes, which can vary in color and are stable when exposed to light.19 Paper Most paper produced in the United States originates from wood. Other natural sources for papermaking include, but are not limited to cotton, flax, and straw. Cellulose, a polymer of straight chain glucose molecules, makes up the fibrous portion of plants. Cellulose is hydrophilic, which serves to increase the bonding strength of the fibers.20 Paper is a flat sheet material made out of a collection of these fibers bonded together. Plant materials also contain lignins which hold the fibers together and give the plant its strength. Lignins are hydrophobic and decrease the stability of paper.21 Fibers need to be separated from the lignins, which is done by a process called pulping. There are two forms of pulping: mechanical and chemical. In mechanical or groundwood pulping, as the name implies, the plant material is ground up. Nothing is lost in this pulping process, including lignins. Papers made through the mechanical pulping process are used in newsprint and paperback books, where longevity of the paper is not immrtant. Groundwood pulps can be brightened through the use of peroxides.22 With chemical pulping, the fibers are not only separated, but also purified. Different chemical pulping methods are used, including sulfite, soda, and sulfate (also know as kraft). These methods leave small amounts of lignins behind. The resulting pulps are red to brown in color; therefore further bleaching of the pulp is needed, which also assists in the removal of residual lignins and other noncellulosic material. The result is purified pulp and whitened fibers. Bleaching agents can be either oxidizers, such as chlorine or hydrogen peroxide; or reducers, such as sulfur dioxide. Since there is loss of ligneous and noncellulosic material, bleaching differs from the brightening technique used for the groundwood pulps where there is no loss of ligneousmaterial. Sulfite papers were once produced using an acid digestion utilizing calcium bisulfate and sulfuric acid. The process has since been modified to either neutralize the pulp during the cooking process with a combination of bisulfite and magnesium, or processing the pulp utilizing a slightly basic (pH 8-9) soda base. However, the term sulfite paper now refers to any paper meeting certain physical specifications which has been processed via chemical pulping and bleaching.” Cotton fibers have the highest cellulose content of any plant. Cotton fibers are isolated through an alkaline cook with soda ash and/or lime followed by bleaching.” Cotton fiber papers are the most durable and more expensive than wood pulp papers. Cotton fibers can be blended with purified wood pulp to enhance the properties of the paper. With dwindling natural resources, it has become important to turn to alternate sources for papermaking. The most papillar is recycled paper. Previously used paper is subjected to a pulping process to recover fibers from the rest of the paper. This usually is a mechanical process utilizing water and steam, but may also employ surfactants or other solvents. This will help remove ink fi'om papers previously printed on and fibers too small for further paper production. The recovered fibers will then be mixed with virgin pulp for a future paper product.” During the papermaking process, a variety of chemical additives, not associated with the pulping process, are introduced to increase the versatility of paper. As expected, the chemical additives are usually nonfibrous and alter the chemistry of the paper. Sizers, fillers, dyes, pigments, and binders are examples of these additives. There are two types of sizing additives: internal and surface. Internal sizers are added to the paper pro-sheet formation and throughout the paper. Internal sizers control feathering of inks and other liquids by controlling liquid penetration. Rosin is the most common internal sizer and is applied through an alkaline paste; the rosin is then precipitated out when acidic alum is added.“5 The rosin then adheres to the cellulose fibers. A drawback to this application is that the pH of the paper is 4.5 to 5.5, which is too acidic for long term storage of documents. Alkaline materials are often added in order to neutralize the paper. Newer internal sizing agents can be applied under neutral or slightly alkaline conditions.” Surface sizers are applied to the paper post-sheet formation. These are typically found near the surface of the paper and include additives such as glue, gelatin or starch. Surface sizers are utilized in order to improve surface properties, for example water resistance, smoothness, and printability.28 Surface sizers are commonly used in the production of bond and writing papers. Fillers affect the opacity and smoothness of paper. Fillers are ground minerals and consist of clay, calcium carbonate, and titanium dioxide. Calcium carbonate, in the form of ground limestone or chalk, is employed in alkaline papers. Titanium dioxide is highly effective in improving brightness and opacity, however, it is also the most expensive of the filler additives.29 Filler additives have a low affinity for cellulose and if too much is used, then the result is a weakening of the paper. Pigments used to color paper are also considered filler additives since they are solid particles. 10 Synthetic, organic or water-soluble paper dyes fall into three categories. The first is direct dyes; these dyes have a strong affinity for cellulose and are most commonly used. The second category is basic dyes; these are most commonly used with groundwood papers due to their high affinity for fibers with lignin. Also, non-bleached paper can utilize basic dyes. The third category is acid dyes. They have little to no affinity for cellulose and are applied in the same manner as internal sizers. 3° It is important to note that almost all paper is colored, even white paper. Blue dye or pigment is added to the paper to make it look whiter or increase the brighmess. By changing the brightness, properties such as legibility and printing contrast are affected.” Increasing the brightness of a paper actually decreases the yellow hue of the paper or pulp. Light is absorbed by the paper in the ultraviolet region of the spectrum and remitted in the blue portion of the visible spectrum.32 A value of 100 is the highest brightness level given to paper. Since brighteners are absorbed in the UV region of the spectrum, this can cause interference with the reflectance of ink in this region. The dyes used for this are said to be fluorescent dyes, since they absorb in the UV region and remit in the visible region; in other words, the dyes fluoresce since it takes high energy and emits lower energy. Fluorescent paper uses fluorescent dyes and has a measured brightness in the mid-90s.33 ll EXPERIMENTAL This study originated from an evaluation done on document sampling techniques to be used for microspectrophotometer analysis at the Michigan State Police Forensic Laboratory.34 Spectra obtained fiom preliminary work done in the UV region showed deviation. This introduced the question of whether paper affects the spectra in the UV and Visible/NIR regions. If ink contains dyes that are sensitive to pH differences the color may change. Coatings and bindings used on paper may also affect the color of the ink, if the dyes of the ink are chemically modified by these factors. The purpose of this study is to determine whether or not paper significantly influences the color of ink. Materials S.E.E. 2100 Microspectrophotometer —Light source 75 watt xenon lamp with stabilized power supply -15x objective -UV region 220-499nm; Vis/NIR region 370-1000nm Paper samples (Appendix A, Table l) Ballpoint ink pens -Blue Ballpoint Ink: Papermate Comfort Mate, Fine, 0.8mm -Black Ballpoint Ink: Papermate Comfort Mate, Fine, 0.8mm -Red Ballpoint Ink: Pilot Better Grip, Medium Microscope slides, cover slips, cellophane tape, metal washer 12 Sample Preparation 49 papers were selected for analysis. One of these papers, Weyerhauser First Choice Premium Multiuse Paper, had a coated and uncoated side, with the uncoated side tinted blue; this was the only paper in which both sides of the paper were examined (Papers 7a and 7b), bringing the total number of paper samples up to 50. I Straight lines on each paper were drawn using three ballpoint pens, red, blue, and black in color. Pen pressure and speed were kept constant. For each ink color and paper sample, incisions were made in the paper using a scalpel; the top layer of paper was carefully teased fi'om the rest of the paper in order to remove the inked sections of paper (some of the paper samples needed to be scraped in order to remove addition paper fibers). The sections of paper containing ink were placed on a microscope slides. A paper and ink sample was seemed to the microscope slide by placing a cover slip over the paper. Clear tape was used to fasten the coverslip to the microscope slide. The ink from each ballpoint pen was placed on a microscope slide by writing directly on the slide and covered in the same manner as the paper samples. One of the slides containing a paper and ink sample was placed on the stage of the S.E.E. 2100 Microspectrophotometer. The instmment was set to obtain transmission spectra; however the paper sample was too thick for light to pass through. The S.E.E. 2100 was then changed to reflectance spectroscopy. Unfortunately, the paper sample was too thin for light to reflect properly. The coverslips were removed from the slides containing only the ballpoint ink and transmission spectra were obtained for each of these samples. 13 Since the mounted paper and ink samples were not usable, the original, uncut inked paper samples were used. The paper samples were placed on the stage of the S.E.E. 2100 and kept in place with a metal washer. Reflectance spectra were obtained. Images in this thesis are presented in color. Microspectrophotometer Analysis of Ink on Paper Before collecting data with S.E.E. 2100 Microspectrophotometer, the instrument was calibrated, in the visible/near-infi'ared (V is/NIR) and ultraviolet (UV) regions, using NTST traceable filters. Since data for each paper/ink combination was collected in one region on a given day, the instrument was only calibrated in the region the data was being collected. In other words, the instrument was not calibrated for both the Vis/N IR and UV regions on the same day. Once the instrument was calibrated, data was collected for each of the paper/ink combinations by placing a paper on the stage of the S.E.E. 2100 and securing it with the metal washer. The microspectrophotometer was optimized for each sample of paper; Appendix A, Tables 2-7 contains instrumental conditions. A background scan was then taken of the paper; in order to represent the matrix in the best possible way, the background sample was a section of the paper as close to the ink line as possible. Once the background scan was taken, absorbance spectra of three sections of the ink line, as close to the backgmlmd sample as possible, were obtained. This procedure was repeated twice more for each paper/ink combination. For the ballpoint ink samples, the same procedme was used as with the paper/ink samples, but the background was the 14 microscope slide. A total of three background spectra and nine ink spectra were collected for each paper/ink combination and ballpoint ink, in both the Vis/NIR and UV regions. Using GRAMS/32 software, mean and standard deviation, spectra for each of the paper/ink combinations, in both regions, were calculated (Appendix B, Figures 1-16). Oncethemeanandsmndarddeviafionspecnawemcalculateithemeanspecnawem used to compare the different paper types. The three background scans for each paper/ink combination were also examined (Appendix C, Figures 17-31). Discussion A total of 150 paper/ink combinations (50 paper samples multiplied by 3 ink samples) were analyzed in both the Vis/NIR and UV regions, for a total of 300 sets of spectra. The relative peaks of the paper/ink combinations were compared. The intensities were not a factor in this study, since the intensities change depending on the concentration ofthe inks in different samplings. It has been shown through past experiments with FT -IR microscopy and microspectrophotometry that paper could absorb some of the light when reflectance spectroscopy was used Since paper is not a consistent matrix, it is thought to be possible thatthebackgroundcouldaffectthespectrumoftheink. Whenaspectrumofinkwas taken, the instrument’s software corrected the spectrum based on its corresponding background If the spectra of the ballpoint inks are compared to the spectra of any of the ink/paper combinations, it is obvious that paper does affect the color of the ink. Since paper does affect the color of the ballpoint pen ink, it is important to determine whether or not the paper consistently affects the color of ink the same way. 15 Paper is made up of a myriad of things (fibers, fillers, sizers, etc.). The matrix of paper is inconsistent. This inconsistency could interfere with the consistency of the ink spectra across a sheet of paper. To address this issue, the mean and standard deviation for each set of background spectra were calculated. Due to the 150 paper/ink combinations analyzedinboththeVis/NIRandUVregions,therewereatotal of300setsof background spectra. The background spectra for a particular sheet of paper were consistent. Any interference would affect the whole sheet of paper. The color of the ink would be consistent on a particular sheet of paper. The consistency of ink color on a particular sheet of paper was also determined by looking at the mean and standard deviation of the original nine ink spectra. The relative peak heights of the nine original spectra were consistent. With the ink spectra taken in the Vis/NIR region, the standard deviations were quite small. In the UV region, the standarddeviationwasnotassmall, butthe maximumdifferencewasno greaterthan 0.25 (Paper #35, Blue Ink, 280—350nm). This, with the uniformity of the background spectra, confirms that the color of ink is consistent on a particular sheet of paper when examined in the Vis/NIR and UV regions. Instnunental limitations restricted the wavelength ranges in each region. There is overlapping between the UV and Vis/NIR regions due to pre-set instrumental parameters. For the UV region, the range was 280-499 nm; for the Vis/NIR region for the blue and black ballpoint inks, the range was 450-800 nm and for the red ballpoint ink, the range was 400-800nm. Between 800-1000nm, interferences from the paper caused spectra in this region to be unusable. l6 The different types of papers explored in this study were Recycled, Acid Free, Cotton Fiber, Sulfite, and both sides of the Weyerhauser First Choice Premium Multiuse Paper. For each of the different types of paper, mean spectra were selected and compared within each ink color. The papers types were not mutually exclusive. Some of the paper samples were more than one type (i.e. acid fiee and sulfite), so direct comparisons were not made between paper types (i.e. recycled papers versus acid fiee papers). By taking spectra fi'om each group, the multiple paper types were compared (Appendix D, Tables 8- 11, Figures 32-61). By comparing selected spectra for each paper type in the Visible/NIR region, no significant differences were noted in the relative peak heights of the spectra. The ballpoint ink spectra fiem each of the papers were almost identical. The paper could be acid free, recycled, sulfite or cotton bond and the ink spectra would be practically the same. Paper type, or the chemistry of the paper, does not affect the color of ink in the Visible/N IR region. In the UV region however, there were significant spectral differences; there were differences in the relative peak heights. Some of the paper types showed larger differences in the ink spectra than other paper types. The blue ballpoint ink showed more differences between the spectra and the black ballpoint ink showed the least amount of differences between the spectra. The recycled papers which were compared contained 30% recycled material except for paper 14 which was 10% recycled material. The recycled content of these papers were exposed to surfactants and solvents which could have carried over into the finished product. Depending on the type of surfactant/solvent and amount of carry over 17 present, this could affect the interaction of the ink with the paper, resulting in variation of the spectra. By looking at the comparison of the spectra for each of the ballpoint inks, the difi‘erences in the relative intensities are obvious. The spectrum for paper 14 was different fiem the rest of the spectra. This was the only paper that had a gloss finish. Gloss finishes on paper are usually due to the application of clay filler. These fillers can alter the pH and reflective properties of the paper. Papers 3 and 11 had similar spectra. These papers were produced by the same manufacturer, but paper 11 had a blue-white shade to it. This dyeing effect probably resulted in the differences of the spectra on this paper with respect to spectra on other papers. Papers 19 and 21 had similar spectrato one another. These papers were produced by the same manufacturer, both had a manufacturer described “natural” color. Paper 21 was acid fiee and paper 19 had an opacity value of 92. The higher the opacity value, less printing will show through on the opposite side of the paper. Fillers, which are commonly alkaline in nature, are used to increase the opacity. The differences in the pHs of the papers could have affected the ink resulting in the different specua. For the blue ballpoint ink, papers 27 and 30, each produced by the same manufacturer, had similar spectra in the 425-499nm region. These papers did not have a brightness value and had a manufacturer described “warm white” color. Since these papers did not have a brightness value, it is probable these were not treated with dyes, but could have been bleached. Papers 43 and 48 had similar spectra. Papers 43 and 48 are produced by the same manufacturer and have a brightness of 98. When the brightness of a paper reaches the mid-high 90s, the paper usually has been treated with a fluorescent dye. The fluorescent dyes absorb in the UV region and emit in the visible region, these 18 dyes could interfere with the ink spectrum. This interference will cause the ink spectrum to be different than other spectra of the same ink on other sheets of paper which do not used fluorescent dyes. Acid free papers have a pH of at least 7.0 and is commonly has a pH 8.5-9.0. The red and black ballpoint ink spectra showed more consistency with the acid free papers, but there were still notable differences between the spectra. The blue ballpoint ink spectra from the acid fiee papers showed the most variation. Again, the spectra from paper 14, for all ballpoint inks, were difl‘erent than the other spectra. For the red and blue ballpoint inks, the spectra fiem paper 21 were not similar to other spectra. This paper was 30% recycled material, with no brightness value and a manufacturer described “natural” color. For the blue ballpoint ink, paper 28 produced a dissimilar spectrum. This paper was a sulfite sheet with a brightness of 96. A brightness value this high could be attributed to fluorescent dyes, which was discussed previously. Paper 28 is a sulfite paper, but since it is considered acid free it can be assumed that it has a pH of a least 7.0. The difi‘erent spectra resulting from this paper is probably due to the dye used to brighten it. Cotton paper is produced in an alkaline environment. The spectra fi'om the red and black ballpoint inks seemed to produce more similar spectra. For the red ballpoint ink, papers 34 and 42 produced similar spectra in the 280—350nm region and then deviated after that. These papers were produced by different manufacturers, but each contains 25% cotton fiber. The brightness of paper 34 is 98.5 and paper 42 is 93. Since the brightness value is so high for paper 34, it is possible a fluorescent dye was applied to the paper. Papers 48 and 49 are produced by the same manufacturer, each have a 19 brighmess of 98, and are manufacturer described as “fluorescent white”. Based on this information, it can be assumed that these papers have been treated with fluorescent dyes. Each of the ballpoint ink spectra fiem these papers does not resemble the spectra from paper 34. The blue ballpoint ink spectra were very different among the cotton papers. The spectra for papers 12 and 48 are similar in the 350—400nm region. These papers are not produced by the same manufacturer, do not have similar brightness, and have different amounts of cotton content. Paper 42 has a very different spectrum than the rest This paper has a brightness of 93, is 30% recycled materials, and 25% cotton content. The sulfite papers examined were acid fiee. This suggests the papers may have not been produced via an acid process, but instead have specific physical properties. These papers could have either been bleached and/or brightened. The type of bleach and/or brightener used could result in different spectra. All of the sulfite papers were produced by the same manufacturer and resulted in fairly similar spectra for the black and red ballpoint inks. For the black ballpoint ink, paper 32 produced a spectrum very different fiem the rest of the papers in the 280-350nm region. Paper 32 has 30% recycled material and has a brightness of 87. A brightness value at this level suggests that a fluorescent dye was not used. However, papers 26 and 29 also have the same amount of recycledmaterialandbrightnessvalueaspaper32,butthespectrafi'omthosepapersare not the same as the spectrum fiem paper 32. The red and blue ballpoint ink spectra for paper 32 also varied. Paper 32 also produced different spectra with respect to the red and blue ballpoint inks. For the blue ballpoint ink, papers 25, 28, and 38 each produced different spectra. Each paper is acid free and papers 25 and 28 have a brightness of 96 20 and paper 38 has a brightness of 98.5. The high brightness values suggest that a fluorescent dye was used. It is possible the dye was different enough to cause the differences in the spectra. Papers 7a and 7b were fiem the same sheet of paper. Paper 73 was from the white, coated side of the sheet and paper 7b was from the side which had a blue tint to it. For each of the ballpoint inks the two sides of the same sheet of paper produced different spectra. By comparingthese speetratothe spectraofthe ballpointinksonthe microscope slides, it is hard to distinguish which dye has the greatest affect on the inks. It is obvious that the fillers and/or dyes used on this paper affected the spectra ofthe ink in different ways. TheUVspecuaoftheballpointinksareafi‘ectedbythe chemistryofthepaper. Although, the papers could be placed into categories, such as recycled, acid free, etc., the paper types are not mutually exclusive. For example, sulfite papers were all acid fiee, some had an amount of recycled material, and the brightness values were different There were not two papers that shared the same combination of qualities. Each paper had its own unique chemistry. The unique chemistry of each sheet of paper affected the UV spectra of inks differently. The ballpoint ink type also contributed to the variation of the spectra. The blue ballpoint ink had the most variation in the UV region whereas the black ballpoint ink had the least amount of variation. Since the ink formulations are unknown, it can not be determined which ink property caused the spectra to be different. 21 Conclusion Paper type does not affect the color of ink in the Visible/NIR region, ranging fiem 450-800 nm for the blue and black ballpoint inks and 400-800 nm for the red ballpoint ink. The different papers did affect the color of the ink in the UV region, ranging from 280—499 nm. The differences were not specific to a certain paper type (i.e. recycled vs. acid fiee papers). Based on the relative peak heights of the spectra, a pattern was not recognized in order to assign a specific spectrum to a paper type. The tmique chemistry of each paper did appear to influence the ballpoint ink spectra differently. The spectra for the blue ballpoint ink were most influenced by the paper chemistry in the UV region. Forensic Applications and Future Study What does this study reveal to questioned document examiners? This study shows that paper type does not affect the color of the ink in the Visible/N IR region. Questioned document examiners can reliably use microspectrophotometry to compare ink samples on different sheets of paper in the Visible/NIR region. However, questioned document examiners should be cautioned against using this technique in the UV region. Microspectrophotometry in the UV region has shown to produce unreliable data for the same ink on different sheets of paper. Although the background of paper was controlled for, there was still much deviation in the UV spectra. It is possible that the dyes, fillers, etc. added to some papers either complex with or alter the ink, which results in the variation of the spectra. It is not even known if two different inks on the same paper can be distinguished. This is an area which needs further study. 22 It would be wise to do another study, using other types of paper such as paper of different colors and tissue type papers. Colored papers could be produced using pigments as filler. The pigments could change the matrix of the paper so it could be diflicult to get consistent spectra Tissue paper is manufactured using different processing methods than printing paper; a change in the paper chemistry could result in spectra different than what has been shown on printing paper. Further work could be done in the UV region in order to discover why the blue ballpoint ink seemed to have the most spectral variation. Since ballpoint ink was the only ink type examined, other ink types also need to be explored like gel-pen inks. Gel-pen inks are water based with insoluble colored pigments as Opposed to glycol based inks of the ballpoint pens.35 23 APPENDICIES 24 Appendix A 25 Table 1. Paper Types. Paper Paper Weight # Brand/Name lightness (lb) Recycle Misc. Weyerhauser . l Huskey Offset 84 50 20% Smooth finish 2 Huskey Offset 84 50 20% Vellum finish Recycled Huskey 3 Offset 84 50 30% Smooth finish 4 Corgg Opaque 94 40 Smooth finish 5 Cougar Opaque 94 4O Vellum finish First Choice Premium Multiuse 6 Paper First Choice Premium Satin One side Coated, uncoated 7a,7b Coated Inkjet side tinted light blue International Paper Willamsburg Smooth finish/ Blue-white 8 Offest 84 45 shade Willamsburg Vellum finish/ Blue-white 9 Offest 84 20/50 shade . Willamsburg Vellum finish/ Blue-white 10 Offest 84 24/60 30% shade Willamsburg Smooth finish/ Blue-white 11 Recycled Offest 84 20/50 30% shade Strathmore Bond Acid free/ 25% cotton fiber 12 Opaque 88.5 24 bond/ Xerox Multipurpose 13 Primary Image 84 20 Wausau Exact Gloss Gloss/ text/ acid free/ blue- 14 Coated 89 70 10% white shade Mattel text/ acid free/ blue- 15 Exact Matte 96 70 10% white shade 16 Exact Tag 90 150 30% acid free 17 Exact Index 90 90 30% acid free 18 Vellum Bristol 90 80 acid fiee "natural" color / opacity = 19 Offset Opaque n/a 70 30% 92 26 25 26 27 28 i L1 & Table 1(cont . Paper T Paper Paper Weight # Brand/Name Brightness (lb) Recycle Misc. 20 Multipurpose 88 20/50 "white" color / acid free 21 Multipurpose n/a 20/50 30% "natural" color / acid free 22 Royal Silk 94 24 acid free 23 Royal Linen 92 24 30% 24 Exact Color Copy 96 24 acid free Fox River Paper Co. Howard Linen "Bright white"/ acid free/ 25 Writing Paper 96 24 sulphite sheet "White"/ acid free/ 26 Writing Paper 87 24 30% sulphite sheet "Warm white"/ acid free/ 27 Writing Paper n/a 24 30% sulphite sheet "Bright white"/ acid free/ 28 Text Paper 96 70 sulphite sheet "White"/ acid free/ 29 Text Paper 87 70 30% sulphite sheet "Warm white"/ acid free/ 30 Text Paper n/a 70 30% sulphite sheet "Bright white"/ acid free/ 31 Cover Paper 96 80 sulphite sheet "White"/ acid free/ 32 Cover Paper 87 65 30% sulphite sheet "Warm white"/ acid free/ 33 Cover Paper n/a 80 30% sulphite sheet Fox River Select 25% Cotton/ acid free/ 34 25 Cotton 98.5 24 bright white 25% Cotton/ acid free/ 35 25 Cotton 92 24 artic white 100% Cotton! acid free/ 36 100 Cotton 92 24 artic white Artic white/ premium 37 Circa Script 92 24 sulphite sheet/ acid free Bright white/ premium 38 Circa Script 98.5 24 sulphite sheet/ acid free 27 Table 1(cont). Paper Types. Paper Weight Paper # Brand/Name Brightness (lb) Recycle Misc. Starwhite (Vicksburg) 39 writing 96.5 24 Color = “tiara” / smooth White/ alkaline/ 25% 40 Capitol Bond 91 24 cotton 41 Rubicon Writiiig n/a 24 [flirt white / smooth Gilbert Paper mead) 25% Cotton/ white/ wove/ 42 Neutech 93 24 30% acid free 60% Recovered materials/ 100% virgin fiber / ultra 43 Gilcrest 98 24 30% white/ smooth Georgia-Pyle Nekoosa MIRC 44 Bond 83.5 24 1.7pt of Fluorescence 1.7pt of Fluor./ CSS = Color signal & stain v (fibers will change color Nekoosa MIRC when treated with Acetone 45 w/ CSS 83.5 23 or Bleach) Ashdown MICR 46 Bond 86 21 2.4pt of Fluorescence Nekoosa MICR 47 Xer w/ CSS 91.6 24 6.3pt of Fluorescence Crane & Co. Crane Business Paper Fluorescent white/ wove 48 Crane's Crest R 98 24 30% finish/ 100% cotton . Fluorescent white/ wove 49 Crane's Crest 98 24 finish/ 100% cotton (Paper manufacturers are boldanditalicized) 28 Table 2. Instrument Settings for Black Ink Samples in UV Region. Sample Sample Black Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave l 8.80 227.363 3619.38 2 20 2 10.67 187.478 3777.34 2 20 3 9.59 298.509 3806.39 2 20 4 13.00 153.846 3758.94 1 20 5 11.52 173.675 3748.23 4 20 6 13.00 153.846 3773.04 1 20 73 13.00 153.846 3566.7 1 20 71) 15.30 130.703 3550.41 3 20 8 9.82 203.688 3523.82 2 20 9 11.48 174.173 3699.49 3 20 10 10.10 197.978 3896.49 9 20 1 l 9.67 206.769 3747.93 2 20 12 8.96 223.189 3873.4 2 2O 13 9.43 212.073 3804.58 2 20 14 15.25 131.187 3553.19 3 20 15 10.94 182.752 3829.28 2 20 16 10.03 199.435 3817.91 2 20 17 10.74 186.165 3664.36 2 20 18 11.66 172.435 3675.09 7 20 19 11.52 173.58 3581.51 4 20 20 9.55 209.343 3641.15 2 20 21 9.63 207.75 3543.88 2 20 22 13.00 153.846 3730.38 1 20 23 10.89 183.654 3853.02 2 20 24 13.00 153.846 3571.05 1 20 25 9.84 203.331 3722.73 9 20 26 8.90 224.668 3606.8 2 20 27 8.98 222.631 3817.8 2 20 28 12.19 164.071 3640.12 4 20 29 11.59 172.491 3817.8 8 20 30 9.50 210.526 3613.41 1 20 31 10.02 199.53 3802.23 4 20 32 9.08 220.137 3701.99 2 20 33 9.69 206.402 3614.67 2 20 34 12.22 163.69 3627.09 4 20 35 11.56 173.043 3554.16 4 20 29 Table 2 (cont). Instrument SeEgs for Black Ink Sammes in UV Region. Sample Sample Black Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave 36 9.75 205.137 3616.83 2 i 20 37 10.39 192.554 3861.22 2 20 38 11.73 170.433 3616.51 2 20 39 15.91 125.723 3534.99 3 20 40 9.81 203.921 3773.93 2 20 41 10.70 186.908 3666.83 2 20 42 11.36 176.038 3887.77 2 20 43 10.95 182.667 3899.72 7 20 44 10.18 196.415 3730.82 2 20 45 8.90 224. 758 3575.59 4 20 46 10.30 194.106 3622.62 2 20 47 10.58 189.037 3851.17 2 20 48 12.49 160.163 3582.58 9 20 49 12.40 161.29 3650.26 1 20 Ballpoint Ink 28.15 71.059 3637.29 6 20 30 Table 3. Instrument Settings for Black Ink Samples in Visible/N IR Region. Sample Sample Black Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave l 8 250 3835.84 1 ' 20 2 8 250 3781 .88 1 20 3 7.5 266.667 3820.49 1 20 4 8 250 3529.28 1 20 5 8 250 3733.99 1 20 6 8 250 3556.97 1 20 7a 7.5 266.667 3830.91 1 20 7b 7.35 272.038 3801 .95 3 20 8 5.5 363.636 3756.01 1 20 9 7.5 266.667 3579.19 1 20 10 7.5 266.667 3507.4 1 20 1 l 6.5 307.692 3571.33 1 20 12 7.43 269.163 3679.69 3 20 13 8.5 235.294 3780.78 1 20 14 11.3 176.907 3636.43 3 20 15 8.7 229.89 3601.45 2 20 16 7.5 266.667 3589.66 1 20 17 7.5 266.667 3507.01 1 20 18 6.5 307.692 3704.39 1 20 19 7.48 267.504 3605.7 3 20 20 6.5 307.692 3830.45 1 20 21 6.5 307.692 3795.53 1 20 22 8 250 3718.7 1 20 23 9.04 221.226 3631.36 3 20 24 8.5 235.294 3698.74 1 20 25 8 250 3616.88 1 20 26 6 333. 333 3639.46 1 20 27 6 333.333 3622.97 1 20 28 7 285.714 3897.36 1 20 29 6.5 307.697 3767.74 1 20 30 6.5 307.692 3882.74 1 20 31 7.5 266.667 3581.02 1 20 32 7 285.714 3449.88 1 20 33 6.5 307.692 3717.38 1 20 34 6.5 307.692 3808.47 1 20 31 Table 3 (cont). Instrument Settings for Black Ink Samples in Visible/NIR Re 'on. Sample Sample Black Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave 35 6.5 307.692 3742.78 1 ' 20 36 7 28.714 3629.08 1 20 37 6 333.333 3572.45 1 20 38 8 250 3514.97 1 20 39 8 250 3837.39 1 20 40 7 285.714 3511.01 1 20 41 8 250 3567.96 1 20 42 6.5 307.692 3740.14 1 20 43 7.5 266.667 3806 1 20 44 7 285.714 3537.22 1 20 45 6.5 307.692 3720.41 1 20 46 7 285.714 3527.96 1 20 47 7 285.714 3564.9 1 20 48 7 285.714 3605.41 1 20 49 7 285.714 3856.38 1 20 Ballpoint Ink 52.3 38.2409 3749.71 1 20 32 Ink Sample Sample Black Ink frequency time/scan Max Y # of # of # Iteration Scans/Ave 36 38 40 41 42 43 44 45 47 48 49 Table 4. Instrument Settings for Blue Ink Samples in UV Region. Sample Sample Blue Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave 1 13.12 152.402 3522.1 2 ' 20 2 9.57 208.984 3615.59 2 20 3 11.2 178.538 3891.8 2 20 4 13 153.846 3686.46 1 20 5 12.85 155.59 3809.45 4 20 6 11 181.866 3761.04 2 20 78 12.66 158.039 3690.46 7 20 7b 12.6 158.73 3747.12 1 20 8 10.43 191.729 3865.08 2 20 9 9.85 202.956 3672.55 2 20 10 9.96 200.903 3749.87 2 20 11 11.58 172.664 3588.52 7 20 12 10.7 186.84 3725.76 12 20 13 8.4 238.152 3824.96 2 20 14 17.02 117.538 3608.3 3 20 15 11.57 172.93 3779.86 2 20 16 9.61 208.19 3705.5 2 20 17 11.17 179.003 3821.37 2 20 18 9 222.222 3867.65 1 20 19 7.86 254.414 3839.37 2 20 20 11.61 172.215 3576.58 4 20 21 8.27 241.838 3567.74 1 20 22 13 153.846 3671.42 1 20 23 13 153.846 3695.05 1 20 24 13 153.846 3741.75 1 20 25 12.62 158.432 3581.97 2 20 26 8.73 229.095 351 1.34 1 20 27 8.95 223.483 3773.71 2 20 28 13.67 146.278 3530.73 3 20 29 10.36 193.014 3623.5 4 20 30 10.3 194.175 3579.44 1 20 31 13.24 151.024 3663.66 3 20 32 8.73 299.199 3812.83 2 20 33 9.64 207.469 3611.41 1 20 34 13 153.846 3847.9 1 20 35 10.01 199.742 3522.49 7 20 33 Table 4 (cont). Instrument Settingsifor Blue Ink Samples in UV Reg'on. ‘ Sample Sample Blue Ink fiequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave 36 8.17 244.938 3834.9 2 ' 20 37 10.77 185.742 3630.31 3 20 38 12.35 161.961 3683.37 2 20 39 13.12 152.481 3586.88 3 20 40 10.5 190.565 3772.66 2 20 41 10.9 183.548 3821.99 3 20 42 10.8 185.185 3873.13 1 20 43 1 1 .08 180.54 3796.46 2 20 44 8.89 225.036 3603.97 4 20 45 8.73 299.212 3521.3 2 20 46 8.63 231.75 3592.5 1 20 47 13 153.846 3507.42 1 20 48 15.19 131.7 3548.58 3 20 49 11.72 170.719 3683.86 2 20 Ballpoint Ink 33.3 60.0576 3749.97 2 20 34 Table 5. Instrument Settings for Blue Ink Samples in Visible/NIR Region. Sample Sample Blue Ink fiequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave l 7.3 273.973 3518.64 1 ' 20 2 7.3 273.973 3634.52 1 20 3 7.3 273.973 3520. 33 1 20 4 9.46 21 1.355 3789.67 3 20 5 9.46 211.416 3543.36 1 20 6 8 250 3527.39 1 20 7a 7.5 266.667 3728.36 1 20 7b 8.45 236.652 3858.77 3 20 8 6.5 307.692 3705.61 1 20 9 7.5 266.667 3642.28 1 20 10 7.5 266.667 3774.91 1 20 1 l 7.5 266.667 3767.26 1 20 12 7.5 266.667 3764.68 1 20 13 6.5 307.692 3717.57 1 20 14 9.27 215.828 3602.69 3 20 l 5 8 250 3718.75 1 20 16 8 250 3706.66 1 20 17 7.5 266.667 3713.39 1 20 18 8.5 235.294 3675.67 1 20 19 7.5 266.667 3564.61 1 20 20 6.5 307.692 3868.57 1 20 21 4.5 444.444 3893.62 1 20 22 8 250 3590.85 1 20 23 9.04 221.249 3564.36 3 20 24 8.5 235.294 3535.76 1 20 25 7.5 266.667 3640.5 1 20 26 6.8 294.118 3530.58 1 20 27 6.5 307.692 3770.9 1 20 28 8 250 3834.16 1 20 29 8 250 3679.08 1 20 30 7 285.714 3652.86 1 20 31 7.8 256.41 3605.48 1 20 32 6.5 307.692 3704.91 1 20 33 6.5 307.692 3528.83 1 20 34 6.5 307.692 3789.76 1 20 35 7.5 266.667 3661 .8 1 20 35 Table 5 (cont). Instrument Settings for Blue Ink Samples in Visible/NIR Re firm. Sample Sample Blue Ink fi'equency time/scan Max Y # of # of Paper # 41Gb) (msec) Counts Iteration Scans/Ave 36 5.46 366.382 3781.74 3 I 20 37 7 285.714 3625.93 1 20 38 6.5 307.692 3784.41 1 20 39 9 222.048 3597.19 3 20 40 7.5 266.667 3504.4 1 20 41 8 250 3798.61 1 20 42 7.5 266.667 3692.53 1 20 43 8 250 3609.67 1 2O 44 6.5 307.692 3759.13 1 20 45 6.5 307.692 3546.97 1 20 46 6.5 307.692 3891 .33 1 20 47 8 250 351 1.26 1 20 48 8 250 3889.14 1 20 49 8 250 3591.23 1 20 Ballpoint Ink 52.3944 38.172 3759.77 3 20 36 Table 6. Instrument Settn’Ygs for Red Ink Samples in UV Region. Sample Sample Red Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave l 11.99 166.854 3623.28 2 ’ 20 2 8.67 230.71 3731 .03 2 20 3 9.7 206.082 3785.07 4 20 4 13.3 150.376 3614.33 1 20 5 11.68 171.228 3670.66 2 20 6 11.6 172.414 3607.59 1 20 7a 12.17 164.304 3556.26 4 20 7b 14.5 1379.969 3525.44 3 20 8 9.41 212.425 3769.05 2 20 9 9.99 200.2 3643.78 1 20 10 9.96 200.84 3540.98 2 20 l 1 9.95 201.005 3532.06 1 20 12 9.95 201.005 3681.85 1 20 13 8.61 232.301 3507.28 4 20 14 13.6 147.051 3645.48 4 20 15 12.83 155.872 3571.67 4 20 16 11.21 178.4 3858.66 2 20 17 9.8 204.171 3801.75 5 20 18 10.42 192.021 3803.90 2 20 19 9.86 202.779 3711.90 2 20 20 11.04 181.37 3829.37 2 20 21 11.81 169.368 3617.26 9 20 22 11.8 169.491 3735.86 1 20 23 13.06 153.091 3659.49 3 20 24 11.62 172.05 3676.91 2 20 25 13 153.846 3657.29 1 20 26 9.24 216.553 3820.33 2 20 27 12.28 162.879 3533.56 6 20 28 14.36 139.25 3525.09 3 20 29 8.22 243.326 3745.82 2 20 30 9.72 205.718 3693.84 2 20 31 8.62 232.018 3615.16 1 20 32 8.16 244.996 3831.50 2 20 33 9.83 203.465 3837.56 2 20 34 13 153.846 3552.91 1 20 35 9.74 205.272 3771.91 2 20 37 Table 6 (cont). Instrument Settings for Red Ink Sam les in UV Region. . Sample Sample Red Ink frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/ Ave 36 8.52 234.458 3756.61 2 ' 20 37 10 200.035 3737.34 2 20 38 12.22 163.639 3613.17 3 20 39 15.19 131.648 3564.13 3 20 40 9.68 206.715 3669.41 2 20 41 10.49 190.626 3846.39 3 20 42 8.63 231 .768 3824.83 5 20 43 12.26 163.187 3586.33 3 20 44 12.2 163.934 3603.24 1 20 45 8.58 233.141 3641.12 2 20 46 9.39 212.922 3751.04 2 20 47 12.32 162.403 3540.74 3 20 48 12.3 162.602 3827.99 1 20 49 13.9 143.913 3563.57 3 20 Ballpoint Ink 28.68 69.7388 3746.07 6 20 38 Table 7. Instrument Settings for Red Ink Samples in Visible/NIR Reg'on. Sample Sample Red Ink frequency time/scan Max Y # of # of Pm # (KHz) 4msec) Counts Iteration Scans/Ave l 9.42 212.314 3606.22 1 20 2 8 250 3808.40 1 20 3 7.5 266.667 3597.02 1 20 4 9.41 212.469 3584.55 3 20 5 9.4 212.766 3549.53 1 20 6 8.5 235.294 3709.87 1 20 7a 8.5 235.294 3878.66 1 20 7b 8.5 235.294 3617.19 1 20 8 7.5 266.667 3856.29 1 20 9 7.5 266.667 3657.51 1 20 10 8.5 235.294 3636.01 1 20 1 l 7.5 266.667 3731.75 1 20 12 7.5 266.667 3715.90 1 20 13 7.22 277.008 3513.74 1 20 14 8 250 3737.90 1 20 15 7.7 259.74 3874.27 1 20 16 8.5 235.294 3840.33 1 20 17 8.5 235.294 3666.01 1 20 18 7 285.714 3516.09 1 20 19 8.2 243.902 3633.58 1 20 20 8.2 243.902 3864.59 1 20 21 7 285.714 3531.16 1 20 22 8.2 243.902 3601.59 1 20 23 9.89 202.265 3628.03 9 20 24 8.5 235.294 3763.30 1 20 25 8.5 235.294 3844.75 1 20 26 7.2 277.728 3515.14 1 20 27 6.5 307.692 3703.51 1 20 28 8 250 3502.83 1 20 29 8.5 235.294 3725.54 1 20 30 7.5 266.667 3667.11 1 20 31 8.5 235.29 3628.66 1 20 32 9 222.222 3540.00 1 20 33 7.5 266.667 3899.93 1 20 34 8.2 243.902 3526.08 1 20 35 7.8 256.41 3650.10 1 20 39 Table 7 (cont). Instrument Settings for Red Ink Sam ales in Visible/NIR Reg'on. Sample Sample frequency time/scan Max Y # of # of Paper # (KHz) (msec) Counts Iteration Scans/Ave 36 7.2 277.778 3552.66 1 ‘ 20 37 7 285.714 3504.97 1 2O 38 8.2 243.902 3606.23 1 20 39 8.5 235.294 3756.17 1 20 40 8.5 235.294 3560.10 1 20 41 8.5 235.294 3838.51 1 20 42 6.5 307.692 3845.76 1 20 43 7.5 266.667 3700.08 1 20 44 7.8 256.41 3739.51 1 20 45 6.5 307.692 3659.87 1 20 46 7 285.714 3711.59 1 20 47 8 250 3596.84 1 20 48 8 250 3594.06 1 20 49 7.5 266.667 3696.58 1 20 Ballpoint Ink 50.972 39.2372 3784.74 7 20 40 APPENDIX B 41 m>wokmroowm Hm 2E P599892 “N 2:. 232.352 zmohww034m>3 Hm 9E —>wn_._.m_.oD._m>D HN 9E Z:.oD._m>3 ”r of can Gomwoy— “20392.3 fl 89mm 1 #5 03m demos 3.2.85 _ 88.93 ”an .N 2.ng “WOW 43 N>mokmowvfim Hm mzm r>mohmorvfim HN 2E 83050602 z_o§._m ”F of. we. 9.... .. w ‘ so a... w- -- em I F. commas 52585, - N. 3 been - x5 8.85 u m. I V. .../ -m. 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Um EE ES: UN mi ES: Hr mi 8v -I -. hi .1 _ -o .009. vOOON .88 «anon 63 . 7 V"__—._.- ‘C—h—fl 81m mmmeo Hm 9E $88 “N mi Emquocaz Emma HF mi -oww. ..... oov own own : emu . oom r 009 fi 002 -1. cm ,---_- ,. “ .ooou ./ 2 human x5 xoflm roomm ,, \\ .ooon .2 .25 x5 6.85 gamma EoSwnSéfioEsm .8 2am vmmmoor Hm 9E mmMmoow Hw. 2E 2308252 N889 “F 2... 11b? .33-Eb85- - 8m!!! 2.: .80 81m 2.: .o - f, - _ 2% / 17)., . \ _ \\ ..1\1 +08 \\ .82 1. x mm hon—mm -8 Va: Bx - 2 ..., r88 F / . _ m .2 3.5 x5 Ba 8&3. EoémS-ufioaxsm .mm 23mm 65 mmmmwwo Hm 9E Nmmmwro HN 2E memmwonwmzm 888382 -I B... - - - 8: cow-1?--- :8... --.---- 8m .. .08, \- HUM. $1.. - . - mm 39$ /: . - x:— 02m A. coon 2% comm .2 8E as 2.5 880m E2>§5¢§§§m .3 23mm 66 2322232 - ...-E - , --:- Em i-- - - i 8M- . . 2: So can .1<\.1-...\/\ .,/ 1.) {I 1, 1.. _.._ a I 11, __. C I I! x/ mv hon—mm 1. x:— xoflm , 1. .2 8&8 a: 6.8:. 89m §0§8>6§o§8m .8 2:5 ommooeo Hm 2E ammooro HN 9E mummoro é 2E A \..oom \\ #ooow :oomr cocoa floomu cw 67 vmmwrro Hm 9E mmmmr 5 UN 95 8805052 N82 5 ”F 2: a- --.: --:-mm», .- - - .. . 8v - W8 on.” -..-....- ‘ 8m emu , .-.-.... o \. \\\\ \\ ...-Ill! _ . 1..\ __. coop . x. ., __ /1 . ... 3 mm , \. .- M \\ .- m .U, 1/ 6:: Bx .../ \ r8o». _ \. m mmmwror Hm 9E @328 ”N mi 83052.02 3mg? ”r mi 1.8%.. 5 8a :.%--i-..i£m:z .1 .02. .... o8 com ,. 8..., a... 1 «Enemy—Bum— .» \/ x5 .2633 Ex ._ , ooov _ w - w, ., K m ,- 1 _ _ _. a3 «38:3 8m 89m mzoémSéfioaxam .R 2%; 69 8.2 . mmmwror Hm mi «888 “N mi 9.32.352 :38? ”v mi 08 8m 2.: -- BM.-- . x 8m . .w 08 - .o vczouwxomm \\ \ _ xv: “EOE—mm xoflm \\ ... ..., __ r .\. I \r/ i OOOF (a, _ . 1\ C. _ fl 1, f\/ ‘x . x I / \1 M , /.-.. \ r. /, K .88 ‘ _ / / \1 .88 -..-ii --- .- .1 .- ----.wooov 25 2623 fig :2wa azgamSéfioanm .3 23mm “"003 70 com mm 55 Hm 9E $.55 ”N «E 23222.52 E55 ”F 2:. own --:- oov own . ooml- - 0mm .1 --- - ,- - III! 1 - o , 2 race? . nczewv—omm \ .2: 663.3 8m . fiooov .. - 1.1.... L a3 Eafim 8m common §2>§565o§8m .3 2am ‘Illl"¢’13' 71 .oom. mmrmro Hm 2E mmrmwo HN 2E 23080262 vmrmwo ”F 2E omw- - cow own ..1- . com emu '41' I! III \‘1.\lt|l|l ll I'll-I’ll : . . 1 v .\ . i ll ax- - .oooF wooou ESP—wxomm . i: 269:5 cam .. ooom . ooov 25 “52:3 35 common §om>§5-u§o§_8m .8 2:5 1IIII'|¢’:J 72 mmrmwo Um m__n_ mmrmroummzu 3305052 E85 g 2.“. com omv -,- ..bcv 0mm ..1- --.-com . 0mm — ! ..IIIID. \\\\\\\\ Taco. 73 “"003 u/ w . flooou \ vascuwxomm . . .3 562.3 x85 . coon L _ 1 1 u i -1 L 25 asafim “.85 Emma 333.556.35.303 .3 2:5 f‘"—_*———' .._—_ _.m APPENDIX D 74 Table 8. Recvcled Paper Samples Paper Paper Weight # Brand/Name Brightness (lb) Recycle Misc. Weyerhauser 1 Huskey Offset 84 SO 20% 1 Smooth finish 2 Huskey Offset 84 50 20% Vellum finish Recycled 3 Huskey Offset 84 50 30% Smooth finish International Paper Willamsburg Vellum finish/ Blue- 10 Offest 84 24/60 30% white shade Willamsburg Recycled Smooth finish] Blue- 11 Offest 84 20/50 30% white shade Wausau Exact Gloss Gloss] text/ acid free] 14 Coated 89 70 10% blue-white shade Mattel text/ acid free/ 15 Exact Matte 96 70 10% blue-white shade 16 Exact Tag 90 150 30% acid free 17 Exact Index 90 90 30% acid fi'ee Ofl’set "natural" color 19 Opaque nla 70 30% opacity = 92 "natural" color / acid 21 Multipurpose n/a 20/50 30% free 23 Royal Linen 92 24 30% Fox River Paper Co. Howard Linen Writing , "White"/ acid free/ 26 Paper 87 24 30% sulphite sheet Writing "Warm white"! acid 27 Paper n/a 24 30% free! sulphite sheet "White"/ acid free/ 29 Text Paper 87 70 30% sulphite sheet "Warm white"! acid 30 Text Pmr n/a 70 30% free/ sulphite sheet "White"/ acid free/ 32 Cover Paper 87 65 30% sulphite sheet 75 Table 8 (cont). Recycled Paper Samples Paper Paper Weight # Brand/Name Witness (lb) Recycle Misc. "Warm white"/ acid 33 Cover Paper n/a 80 30% . fiee/ sulphite sheet Gilbert Paper (Mead) 25% Cotton/ white/ 42 Neutech 93 24 30% wove/ acid free 60% Recovered materials/ 100% virgin fiber (?)I ultra 43 Gilcrest 98 24 30% white! smooth Crane & Co. Crane Business Paper Fluorescent white! Crane's wove finish] 100% 48 Crest R 98 24 30% cotton (Paper manufacturers are italicized) (Paper types used for comparisons are hold) 76 Z_omD._m N 2E 80E°=flz ZD Hm 2E Z3 no w__u_ Z3 K of aSOEO—hflz ZD ”0 2E e1. 1. g... 21.. M5 xoflm 15 #85 canon c.3255 - coma Bacon .3 2%; z3 Hm 2E Z3 ”v 0:“. z3 Hm 9E Z: 5.4m): HN 9E Z3 ..F of Imam] 80 ZD Mn N..:“. Z3 Hm 0:... Z3 “v 2.... Z3 “w 0:“. Z3 Hm 2E z3 K 0:”. Z3 UN 2.“. EQOEOCNZ ZD Hm 2E Z3 “F 0:“. l- I 9.3 I 84 1 Ba .1 1 - ebb} x5 85 .--. w, comwom 3.0.2823 . meommm UEQAUDM as can cause $6385 - 8%.. 3&8”. em 2:5 81 Z3 “a 2K Z3 Hw 2E Z3 K 2E 058080-552 z3 Ho 2E z3 Hm 2E Z3 6 9E Z3 Hm m2... 2,1me FQmm>D H.o. 2E Z3 HF 2E #5 and comwom “20395—3 - 90ng “go—choc”— .VE Bx Ewan «22235 - Ema 338m .2 05mm WW0?“ 82 Table 9. Acid Free Paper Samples Paper Paper Weight # Brand/Name Brightness (lb) Recycle Misc. International Paper Acid free! aka wove/ Strathmore 25% cotton fiber bond/ 12 Bond Opaque 88.5 24 discontinued Wausau Exact Gloss Gloss] textl acid free/ 14 Coated 89 70 10% blue-white shade Matte/ text/ acid free/ 15 Exact Matte 96 7O 10% blue-white shade 16 Exact Tag 90 150 30% acid free 17 Exact Index 90 9O 30% acid free Vellum 18 Bristol 90 8O acid free 20 Multipurpose 88 20/50 "white" color, acid flee 21 Multipurpose n/a 20/50 30% "natural" color acid free 22 Royal Silk 94 24 acid free Exact Color 24 Copy 96 24 acid free F ox River Paper Co. Howard Linen Writing "Bright white"/ acid free/ 25 Paper 96 24 sulphite sheet Writing "White"/ acid free/ 26 Paper 87 24 30% sulphite sheet Writing "Warm white"/ acid free/ 27 Paper n/a 24 30% sulphite sheet "Bright white"/ acid 28 Text Paper 96 70 free! sulphite sheet "White"/ acid free/ 29 Text Paper 87 7O 30% sulphite sheet "Warm white"/ acid free/ 30 Text Paper n/a 7 O 30% sulphite sheet "Bright white"/ acid free/ 31 Cover Paper 96 80 sulphite sheet "White"/ acid free/ 32 Cover Paper 87 65 30% sulphite sheet 83 Table 9 (cont). Acid Free Paper Samples Paper Paper Weight # Brand/Name Brightness (lb) Re_cycle Misc. - "Warm white"/ acid free/ 33 Cover Paper n/a 80 30% sulphite sheet F 0x River Paper Co. F ox River Select 25% Cotton/ wove! acid 34 25 Cotton 98.5 24 free/ big!“ white 25% Cotton/ wove/ acid 35 25 Cotton 92 24 free/ artic white 100% Cotton] wove] 36 100 Cotton 92 24 acid free/ artic white Artie white/ premium sulphite sheet/ laid/ acid 37 Circa Script 92 24 free Bright white! premium sulphite sheet/ wove/ 38 Circa Script 98.5 24 acid free Gilbert Paper (Mead) 25% Cotton! white] 42 Neutech 93 24 30% wove/ acid free 60% Recovered materials/ 100% virgin fiber (?)I ultra white/ 43 Gilcrest 98 24 30% smooth (Paper manufacturers are italicized) (Paper types used for comparisons are hold) 84 of 2D no of Z3 mm of z3 K of. esOEO—hflz z3 Hw 2i :1 -11.me 1,!1- 1253.41-11 own Ezwod «203953 - 909nm beam 30¢. x5 x85 ZD ”m 2E Z3 “v 2E ZD Hm 2E Z3 HN 2E z3 “F 0E as . as 3.2% 89m $3385 - ease 02m 23. .3 05mm 88 mwosqv z3 Hm 2E Z3 Hv 2E z:ND._m>D Hm 9E Z3 HN 2E ZD ”F of zD Hm 2E Z3 Hm 2E z3 ”x. «..:... Egon—252 z3 Hm mi 3... : 134:; 10% 1I 1-18m, 13. :5 02m \ Exwom «2035.53 . 309$ ovum Eu< \\ ../, \ \ll\,\!l\ I l‘ / , \\ ~\ I\r c\\\ \x w i. \ \l \ 1.1.; 1 ll \. xx \III I \\ \‘ 1/1‘ \\ \\ -.J a. x. x. . x ’ I, 3‘ \ \l . klubi / . \. l \ 1 H4 \ KV \ am a\! u.\\ \ - x .\ x x ./ . \ \\ \ \\ I K\ \\MH\\ 1 I. \ , l\\ , -- 1 . I , \ (V\\. \ til -\.-Vflm1, 3:: BE common E2255 - 325 8cm 2% .9. am Z3 ..m 9E Z3 Ho 2.... Z3 Hv 2E ZEEmmme>3 Hw 2E zD Hm SE Z3 “A m2“. z3 HN 2E EGwOEOp—Nz Z3 Hw 2E ZD Ur 0:“. omv M5 com «530% 3.233—3 . £093 095 Eo< 35 Be 8&2 E03825 - ease 8; 23. Q 2&3 am. “Wow Table 10. Cotton Paper Samples Paper Paper Weight # Brand/Name Bight-ms (lb) Recycle Misc. International Paper Acid free/ aka wove! Strathmore 25% cotton fiber bond! 12 Bond Opaque 88.5 24 discontinued F or River Paper Co. F ox River Select 25% Cotton! wove/ 34 25 Cotton 98.5 24 acid free/b‘right white 25% Cotton! wove] 35 25 Cotton 92 24 acid free! artic white 100% Cotton/ wove/ 36 100 Cotton 92 24 acid free/ artic white White/ alkaline/ 25% 40 Capitol Bond 91 24 cotton Gilbert Paper (Mead) 25% Cotton/ white] 42 Neutech 93 24 30% wove! acid free Crane & Co. ' Crane Business Paper Fluorescent white! Crane's wove finish! 100% 48 Crest R 98 24 30% cotton Fluorescent white! Crane's wove finish! 100% 49 Crest 98 24 cotton (Paper manufacturers are italicizefi (Paper types used for comparisons are hold) 91 Z_N_.v_..m ”v of. cm; of one one 0mm.-- 8m as seam Ease EzezaS - same :38 .3 page x:— v—uflm somwom Mafia—air? .. Eugen :9.on 7“. an. 7‘. aoueqlosqv 92 z_ momm .N _n. z . gamma GOSOU .33 Ba Smog «223$ - 223m 8:8 .3 8:5 94 99119111091“! Z3 ”w 2E Z3 ”v 2.... z3 N Br. z3 Hm 2E z3 Ho 2... z3 “N 2E esOEOCGZ z3 Ho 2:. z3 “F 0:”. 11-1]- .Ilomlvl . 11:84, . ommll-llllr%mlll In. u_E x85 Gomwom ans—038:3 . awash cotoU _.3. I!!! as seam 8mg .2335 - coma :38 .3 8:5 T 2. memosqv 95 Z3 ..m 2E 252wv34m>3 K 0?. Z3 ”0 2E 22222.52 z2 mm 2: - Fri-ll ’omWI MGM OS—m GomwoM “20395.3 - muomwm 695%) //\.\.\l 2620835 ..v 2: 26.28335 mm 0.: z3 ”N 2: z2 a 2: 3” ‘t 25 SE Ease E2235 - e38 8:8 .9. 2%; memosqv 96 z3 mm 2:. 2529.853 K 2:. z3 ”w 2c 93 2:0 a .32 z3 mm a: omv 1 , . oov . . own .3 Ba Z3 HV 2:. Z3 Hm 0:“. Z3 HN 2E ZD “F vi comwod “20395—3 - which £0300 as Be 8&3“ 322.535 - can.“ 838 .9. 2am 97 Table 11. Sulfite Paper Samples Paper Paper Weight # Brand/Name glehtness (lb) Recycle Misc. Fox River Paper Co. Howard Linen Writing "Bright white"! acid 25 Paper 96 24 free! sulphite sheet Writing "White"! acid free! 26 Paper 87 24 30% sulphite sheet Writing "Warm white"! acid free/ 27 Paper n/a 24 30% sulphite sheet "Bright white"! acid 28 Text Paper 96 70 free! sulphite sheet "White"! acid free! 29 Text Paper 87 70 30% sulphite sheet "Warm white"/ acid free! 30 Text Paper n!a 7O 30% sulphite sheet Cover "Bright white"! acid 31 Paper 96 80 free! sulphite sheet Cover "White"! acid free! 32 Paper 87 65 30% sulphite sheet . Cover "Warm white"! acid 33 Paper n/a 80 30% free! sulphite sheet F ox River Select Artie white! premium sulphite sheet! laid! acid 37 Circa Script 92 24 free Bright white! premium sulphite sheet! wove! 38 Circa Script 98.5 24 acid free (Paper manufacturers are italicizefl (Paper types used for comparisons are hold) 98 Z3 Hm oz... Z3 Hw 2E Z3 H... of Z3 Hm 2E - 0mm 33 seem 89m E2255 - ease 3.25 .mm 2:3 Z3 Hm 2E ZD “v of. 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Ea g e25 .% 03mm memosqv 108 ESoEocaz z3 ”N mi z: ”F 2: £1 - i- 23. 3m 8» - \x!) .2. . a// \; /. ./\; t x «5,, é. ./ u / , , \ . _.N. . /. / Tum. / / /, \ , ., ,, 7 ma. / / z / / xx/ .vu. , /..,/ ,,,.../ / / 3 2:m It.» . .8. (I!) commud «203395 . an van 3. 323m 25 2.5 SEE $332.5 - fl 23 3 comma .8 2:5 WWMV 109 80352.32 za ”F mi o v o v o m o m .o. n ‘ m ---é.:-:.- genie: 4 / G n. / / 18. / / // /a|||I/,. I. J. Iii/1,, /;r/ / 1 /l/, / , / .3. / / 1m. ‘4/1/ ,/ I'll! // in BM . ..s, .3 /.. :2qu 3.03953 - DB 6.8 an @895 Z3 HN m2”. .43 Ba 8&2: Eggs: - fl Ea an gang .8 03E ooueqaosqv 110 REFERENCES 111 REFERENCES 1) http://finse.pha.jhu.edu/~wpa/specu'oscopy/em_spec.html 2) Skoog & Leary, 1992, p. 59 3) Bartick & Tungol, 1993, p. 253 4) Focht, p. 5 5) Richards, 1976, p. 8 6) Doya Video Systems, Inc. brochure 7) Foster & Freeman, LTD brochure 8) Tanaka, 1999, p. 91 9) Tanaka, 1999, p. 91 10) Tanaka, 1999, p. 91 ll) Tanaka, 1999, p. 92 12) Mohammed etal., 2000, pp.2-3 13) Mohammed et.al., 2000, p. 7 14) Eyring, 2002, p. 346 15) Pfefferli, 1983, p. 132 16) Russell-Ansley, http://www.howstufi‘works.eom/pen.hun/printable 17) Brunelle and Reed, 1984, p. 16 18) Brunelle and Reed, 1984, p. 16 19) Brunelle and Reed, 1984, p. 17 20) Whitney, 1979, p. 37 21) Whitney, 1979, p. 38 22) Browning, 1970, p. 22 112 REFERENCES 23) Brunelle and Reed, 1984, p. 203 24) Browning, 1970, p. 22 25) http://www.aifq.qc.ca/English/indusn'y/fabrichtml 26) Whitney, 1979, p. 43 27) Whitney, 1979, p. 43 28) Whitney, 1979, p. 43 29) Whitney, 1979, p. 43 30) Whitney, 1979, p. 43 31) http://www.ipcommercialprinting.com/Glossary 32) Browning, 1970, p. 28 33) http://www.ipcommercialprinting.com/Glossary 34) Riley, 2001 35) Brunelle, 2000, p. 592 113 GENERAL REFERENCES Aginsky, V N. (1995). A Microspectrophotometric Method] for Dating Ballpoint Inks-A Feasibility Study. Journal of Forensic Sciences 40: 475-8. Aginsky, V. (2000). Document Analysis: Analytical Methods. Encyclopedia of Forensic Sciences. (pp. 566-70). American Press Alteration/Obliteration and Ink Examination. http://www.questioned documents.com/recovery.html ASTM. (1992). Standard Guide for Test Methods for Forensic Writing Ink Comparison. 1992 Annual Book of 1157' M Standards, Section 13, ASTM Designation E21422-91. Philadelphia, ASTM. Bartick, E G and ng01, M W. (1993). Infrared Microscopy and Its Forensic Appications. Forensic Science HWII- Volume II]. (pp. 196-252). Englewood Cliffs, New Jersey: Regents/Prentice Hall. Bellis, M. A Brief History of Writing Insturments-Part 3: The Battle of the Ballpoint Pens. http://inventors.about.com/Iibrary/weekly/aal 01697.htm. Browning, B L. (1970). The Nature of Paper. The Library Quarterly 40: 18-38. Brunelle, R L. (2000). Document Analysis: Ink Analysis. Encyclopedia of F orenszc Sciences. (pp. 591-7). American Press. Brunelle, R L. (2002). Questioned Document Examination. Forensic Science Handbook— Volume I. (pp. 697-744). Upper Saddle River, New Jersey: Pearson Education, Inc. Brunelle, R L and Reed, R W. (1984). The History of the Development of Writing Inks. Forensic Examination of Ink and Paper. (pp. 9-21). Springfield, Illinois: Charles C Thomas Publisher. Brunelle, R L and Reed, R W. (1984). Historical Development of Paper and the Paper Manufacturing Process. Forensic Examination of Ink and Paper. (pp. 138-62). Springfield, Illinois: Charles C Thomas Publisher. Brunelle, R L and Reed, R W. (1984). A Partial Compendium of Paper Industry Terms. Forensic Examination of Ink and Paper. (pp. 163-210). Springfield, Illinois: Charles C Thomas Publisher. Cantu, A A. (2002). Personal Communication. 114 GENERAL REFERENCES Commercial Printing & Imaging Glossary. http://www.ipcommercialprinting.com/Glossary Conservatree. http://www.conservatree.com. Davidhazy, A. Ultraviolet and Infrared Photography Summarized. http://www.rit.edu/~andpph/text—infi'ared-ultraviolet.html Eyring, M B. (2002). Visible Microscopical Spectrophotometry in the Forensic Sciences. Forensic Science Hancbook- Volume I. (pp. 322-87). Upper Saddle River, New Jersey: Pearson Education, Inc. F oct, M W. Infrared Microscopy for Examination of Inks and Documents. Berkely Heights, New Jersey: Research Devices, Inc. Infrared Characteristics. http://www.photo.net/phot/edscott/ir000010.htm Infrared Photography. (1998). http://www.fotoinfor.com/techniques/ir.html Fotoinfo.com Infi'ared Video Analyzer: Document Examination System. Brouchure by Doya Video Systems, Inc. Chelsea, Michigan. 1 Kerr, L K. (1993). Objective Comparison of Ball-Point Inks Via Multivariant Statistical Analysis of Complimentary Microspectrophotometric Data-A Preliminary Report. Presented at the 45th Annual Meeting of the American Academy of Forensic Sciences. Boston, Massachusetts. Kirkbride, K P. (2000). Spectroscopy: Basic Principles. Encyclopedia of Forensic Sciences. (pp. 191-4). American Press. Making of Pulp and Paper. http://www.aifq.qc.caenglish/indusuy/fabric.html. Martin, P. (2000). Ultraviolet— Visible Microspectral Analysis of Blue Inks. Applications Report by S.E.E., Inc., Middleborough, Massachusetts. Martin, P. (2000). Ultraviolet- Visible Microspectral Analysis of Black Inks. Applications Report by S.E.E., Inc., Middleborough, Massachusetts. 115 GENERAL REFERENCES Mohammed, L, Buglio, J and Shafer, A. (2000). The Influence of Paper on the Performance of the VSC 2000 Spectrometer. Presented at the 58til Annual Meeting of the American Society of Questioned Document Examiners. Ottawa, Canada. Nelson, T A. (1986). Ink Identification. Lansing, Michigan: Michigan State Police. AskSam 1450. Olsen, L A. (1985). Color Comparison in Questioned Document Examination Using Microspectrophotometry. Presented at the 37'“ Annual Meeting of the American Academy of Forensic Sciences. Las Vegas, Nevada. Packard, R J. (1964). Selective Wavelength Examination Applied to Ink Difl‘erentiation Problems. Journal of Forensic Sciences 9: 100-6. Pens That Transfer Ink to Paper. http://ww.parkerpen.co.uk/history/ballpoints.html. Pfefferli, P W. (1984). Application of a Spectral Pattern Recognition Microspectrophotometer in Document Examination. Presented at The International Association of Forensic Sciences Meeting. Oxford, England. Richards, G B. (1976). The Application of Electronic Video Techniques to Infrared and Ultraviolet Examinations. Presented at the 28“I Annual Meeting of the American Academy of Forensic Sciences. Washington, DC. Riley, T P. (2001). An Evaluation of Sampling Methods for Microspectrometer Analysis of Document Evidence. Rosenweig, B. Ink Analysis. http://www.exn.ca/forensic/ink.cfin. Russell-Ansley, M. How Ballpoint Pens Work. http://www.howstufl‘works.com/pen.thm/printable. S.E.E. 2100 Manual. (2001). Version 1.3. S.E.E., Inc. Middleborough, Massachusetts. Skoog, D and Leary, J J. (1992). Infrared Absorption Spectroscopy. Principles of Instrumental Analysis, 4'm Edition. (p. 253). Skoog, D and Leary, J J. (1992). Pro 'es of Electromagnetic Radiation. Principles of Instrumental Analysis, 4 Edition. (p. 59). Sutermeister, E. (1954). Paper Grades and Definitions. The Story of Paper Making. (pp. 199-209). Boston, Massachusetts: S D Warren Company 116 a) GENERAL REFERENCES Suzuki, E M. (1993). Forensic Applications of Infrared Spectroscopy. Forensic Science HMook- Volume 111. (pp. 103-5). Englewood Cliffs, New Jersey: Regents/Prentice Hall. Tanaka, T. (1999). A Review of the Spectrometer and Chrmoaticitiy Capapbilities of the VSC 2000. Journal of the American Society of Questioned Document Examiners 2: 90-3. Ultraviolet and Infrared Photography Packet. Lansing, Michigan: Michigan State Police. AskSam 1532. V2 Microscopy. http://xteknet/cataloguelforensic/cholour.shtrnl. VSC-l: Viudeo Spectral Comparator. Brochure by Foster & Freeman, LTD., United Kingdom. VSC-2000. http://xtek.net/catalogue/forensic/vsc2000.shtrnl. VSC-ZOOO/HR. http://wtek.net/catalogue/forensic/v2hr.shtml. ’ Whitney, R P. (1979). Chemisty of Paper. Paper-Art & Technology. (pp. 36-44). San Francisco, California: World Print Council. Wielbo, D. (2000). History: Forensic Science. Encyclopedia of Forensic Sciences. (pp. 1070-5). American Press. Zeichner, A, and Glattstein, B. (1992). Some Spectral Observations Regarding Visible Transmission Spectra of Inks and Improved Method for their Discrimination by Microspectrophotometry. Journal of Forensic Sciences 37: 738-49. Zeichner, A, Levin, N, Klein, A and Novoselsky, Y. (1998). Transmission and Reflectance Microspectrophotometery of Inks. Journal of Forensic Sciences 33: 1 1 71 -84. 117 V vf¢~.9#- Illllllllllfill11111