. ‘ 1,. tbwiflmmw“ 5:15: , 17. 2h... it . . . ‘3 . .0. n, in...- . 4 v2.3.” _ 3335 :3... v2.3. 11. .fiuu.w....., . 4. .t :17 r... a 3.91 1 :2... V NV» .3! .1. . a 11:... y .2. . .2. o :5. 2...: t :6? r: .u. : .{7‘9 a... 2.... 3...... . . a; .. f..." ‘ . . ya... 2... v‘ .. 4:11.! 1:1. x ; .- m . x. ‘ ‘ 7 1.... in. . 0.3 . . l‘l \fxnumfill , Ir. .r .. am; . , , aim? ,. - , , .. é.§§u§w; .0): «a. _ ‘ . ‘ , ,4 . . .binNihfiflHfi»>¥H.u:_.r.!4.,lfi 1. iv . , ,. , .. . H 7.... .Wnbudx .. ....w.w.m‘m+mv. in}? r 1346 . ,. , . . . at 3.1.2”. .x. n1. . 0‘ .- . LIBRARY " Michigan State University M/X/M’ii This is to certify that the thesis entitled PARENTAL INFLUENCES ON CALCIUM INTAKE IN CHILDREN AND THEIR ROLE IN CHILD SUPPLEMENT AND CALCIUM-FORTIFIED FOOD USE presented by STEPHANIE LYN SCHOEMER has been accepted towards fulfillment of the requirements for the MS. degree in Human Nutrition fl . . /' 3-: .1; 4", C7. in“ . 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DATE DUE DATE DUE DATE DUE 8533120 @099 _ 2/05 c:/CIRC/DateDue.indd-p. 15 PARENTAL INFLUENCES ON CALCIUM INTAKE IN CHILDREN AND THEIR ROLE IN CHILD SUPPLEMENT AND CALCIUM-FORTIFIED FOOD USE By Stephanie Lyn Schoemer A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Food Science and Human Nutrition 2005 ABSTRACT PARENTAL INFLUENCES ON CALCIUM INTAKE IN CHILDREN AND THEIR ROLE IN CHILD SUPPLEMENT AND CALCIUM-FORTIFIED FOOD USE By Stephanie Lyn Schoemer Our objective was to understand how these influences of calcium intake relate to a sample of preadolescent’s use of supplements and calcium-fortified foods. Qualitative interviews and surveys were used to conduct a prospective study to assess parental influences on preadolescent calcium supplement and fortified food use. The study population was a convenience sample of Asian (n=56) Hispanic (n=6l), and white (n= 74) parents (n=191) of children (10-13 years). Content analysis procedures were used to identify and code interview comments as positive, neutral, or negative parental influences. Cluster analysis was used to identify groups with similar patterns of comments and chi-square analysis was used to determine associations between groups and variables of interest. Two dominant patterns of responses defined the clusters. Cluster 1 (n=128), consisted of positive parental influences for availability of dairy foods, milk, and cheese, positive health benefit beliefs for dairy, and child preference for dairy and cheese, whereas Cluster 2 (n=63) consisted of one positive parental influence, availability of milk, while the rest remained neutral. No relationship was found between cluster membership and child supplement use. Use of calcium-fortified foods was significantly more likely to occur in children represented in Cluster 1 compared to Cluster 2. Positive parental influences were related to calcium-fortified food, but not supplement use, and will need to be considered in nutrition education. Copyright by STEPHANIE LYN SCHOEMER 2005 ACKNOWLEDGMENTS I would like to extend my gratitude to my advisor, Beth Olson. She has spent many hours with me planning, reviewing, and discussing this project. I appreciate all of her thoughtful comments and suggestions throughout the process. I have learned a tremendous amount from her and feel so fortunate to have had her as an advisor. I would also like to thank my committee members, Mark Reckase, Kimberly Chung and Lorraine Weatherspoon. They have also spent a lot of time with me advising and providing helpful suggestions with certain components of the project. Finally, I would like to thank my parents and my boyfriend who have been extremely supportive during this challenging process. iv TABLE OF CONTENTS LIST OF FIGURES .......................................................................... viii LIST OF APPENDICES ............................................................................................ ix CHAPTER ONE INTRODUCTION ................................................................................ 1 CHAPTER TWO REVIEW OF LITERATURE ................................................................. 6 Importance of Calcium ................................................................. 6 Recommendations and Intake ........................................................ 15 Sources of Calcium .................................................................... 27 Parental Influences ..................................................................... 40 CHAPTER THREE METHODS ...................................................................................... 49 Overview of Design ....................................................................... 49 Data Sources ........................................................................... 49 Transformation ofData53 Analysis .................................................................................. 61 CHAPTER FOUR RESULTS ....................................................................................... 64 CHAPTER FIVE DISCUSSION ................................................................................... 80 CHAPTER SIX CONCLUSIONS AND IMPLICATIONS ................................................ 95 APPENDICES ................................................................................. 97 BIBLIOGRAPHY ........................................................................... 159 LIST OF TABLES Chapter Two Page Table 2.1 Recommended Calcium Intakes in US and UK ........................... 17 Table 2.2 NHANES l999-2000-Percentage of Children Not Meeting the AI Calcium Recommendation ................................................................... 23 Table 2.3 Percent Nutrient Contribution of Dairy Foods to the US. Food Supply, 1997 ............................................................................. 28 Table 2.4 Calcium Contribution of Selected Foods ................................... 31 Table 2.5 Calcium Content of One Serving of Fortified Foods ..................... 32 Chapter Three Table 3.1 Variables Representing Parental Influences on Calcium Intake Identified through Content Analysis ....................................... 55 Table 3.2 Parental Influences, Sociodemographic, Supplement and Calcium- Fortified Food Variables ..................................................... 60 Chapter Four Table 4.1.1 Sociodemographic Characteristics for Parents and Children. . . . . . . . ....66 Table 4.1.2. Child Race/Ethnicity Differences by State of Residence ............... 67 Table 4.1.3 Child Race/Ethnicity Differences in free/reduced price School Lunch Participation .................................................................... 67 Table 4.1.4 Child Race/Ethnicity Differences in Education Level ................... 67 Table 4.2.1 Positive Parental Influences Related to Child Dairy Intake ............. 69 Table 4.2.2 Negative Parental Influences Related to Child Dairy Intake. . ....70 Table 4.3.1 Cluster Patterns ............................................................... 71 Table 4.3.2 Child-Parent Sociodemographics by Cluster Pattern ..................... 71 vi Table 4.4.1 Table 4.4.2 Table 4.4.3 Table 4.4.4 Child and Parent Calcium Supplement and Calcium- Fortified Food Use ............................................................ 75 Child and Parent Calcium-Fortified Food Type .......................... 75 Sociodemographics of Children who used Supplements ................ 76 Sociodemographics of Children who used Calcium-Fortified Foods ................................................................................................. 76 vii LIST OF FIGURES Chapter Four Page Figure 4.5.1 Relationship between Cluster Membership and Child ................... 78 Calcium-Fortified Food Use Figure 4.5.2 Relationship between Cluster Membership and Child Calcium- Fortified Food Use, among Free/Reduced Price School Lunch Program Participants .......................................................... 79 Figure 4.5.3 Relationship between Cluster Membership and Child Calcium- Fortified Food Use, Among Parents with Less Education ............... 79 viii Appendix A Appendix B Appendix C Appendix D Appendix E Appendix F Appendix G Appendix H LIST OF APPENDICES Page UCIHRS Informed Consent ................................................. 99 W1003 Qualitative Interview Guide ...................................... 102 W1003 Supplement and Calcium-Fortified Food Questionnaire Interview Guide and Questionnaire ....................................... 108 Codebook ..................................................................... 133 Coding Form ................................................................. 147 Hierarchical Cluster Dendogram .......................................... 149 K-means Cluster Method ................................................... 154 Percent Prevalence of Positive, Negative and Neutral Parental Influences ..................................................................... 158 ix Chapter One INTRODUCTION 1.1 Background Inadequate calcium intake has reached crisis levels according to various professional societies and health agencies that identify it as a major nutrition priority in the United States. Data from the NHANES 1999-2000 survey estimated that 56 percent of 2 to 8 year olds and 80 percent of 9 to 18 year olds are not meeting the current dietary recommendations for calcium (Ervin et al., 2004). Generally, boys consume more calcium than girls. However, the average intakes for boys documented in CSFII 1994—96 and 1998 and NHANES 1999-2000 are well below the adequate intake (AI). Calcium is an essential nutrient involved in numerous biochemical processes and inadequate intake during childhood and adolescence increases the risk for several negative health consequences such as bone fractures and osteoporosis later in life. Calcium is the principal mineral of bone and teeth with greater than 99 percent of the body’s calcium found in the skeleton. The majority of bone mass is accumulated during the first two decades of life, thus childhood and adolescence are critical times to obtain sufficient calcium to help ensure adequate mineralization of the skeleton (Abrams et al., 2000). Recognition of the critical role of calcium in bone health contributed to the Food and Nutrition Board’s (FNB) Standing Committee on the Scientific Evaluation of Dietary Reference Intakes and specifically the Panel on Calcium and Related Nutrients decision in 1997 to increase calcium intake recommendations in adolescents and adults 51 + years (IOM, 1997). Unfortunately, during this time of maximum bone accretion, the majority of American youth are not consuming sufficient calcium to reach peak bone mass — potentially leaving themselves vulnerable to increased risk for bone fiactures and osteoporosis later in life (Lysen & Walker, 1997). Particularly susceptible are youth of Asian or Hispanic heritage who have a higher risk of osteoporosis compared to whites (Siris et al., 2001) Osteoporosis -- a disease that gradually weakens bones and often leads to painful and debilitating fractures — affects 15-28 million Americans, including half the women over 45 years of age, and results in health care costs of $7-10 billion (NOF, Accessed 2004). One in three women and one in eight men aged 50 years and older will experience an osteoporosis-related fracture in their lifetime. Osteoporotic- related fractures have serious consequences with 24 percent of hip fi'acture patients aged 50 and older dying in the year following fracture (NOF, Accessed 2004). Osteoporosis is the most readily identified health issue associated with inadequate calcium throughout the lifespan and research suggests that optimal intake can help delay or ameliorate the onset of this harmful condition. 1.2 Study Rationale Multiple and diverse factors may negatively influence calcium nutrition in preadolescents and adolescents. It has been suggested that some of these influences include: displacement of milk as a beverage with soda, juices and sports drinks (Ballew et al., 2000), eating away from home (Guthrie, 1999), the perception, particularly among females, that milk and/or dairy products are fattening and therefore intake is restricted or eliminated (Barr, 1995), lactose intolerance, and psychosocial developmental changes. The role of the family, particularly the role of the parent, is a factor of interest that may negatively or positively affect calcium intake in children. Unfortunately, limited research has been completed in this area. Parental influences play an important role in the development of children’s eating patterns, eating behaviors and food preferences (Birch, 1998b). Focus group research has identified positive parental influences such as modeling of milk consumption by other family members, parental expectations that milk will be consumed regularly, and availability of calcium-rich foods in the home as influences that may work to improve intake (Novotny et al., 1999; Auld et al., 2002; Novotny et al., 2003). A study that investigated calcium intake found that modeling of milk by mothers was shown to positively influence milk consumption in girls 5 to 9 years old (Fisher et al. , 2004). Further research, however, is needed to gain a clearer understanding of the role of the parent, and will be addressed in this study. Additionally, little information is available regarding psychosocial factors behind child intake of dietary supplements and calcium-fortified foods. Over the past decade, there has been an increase in calcium-fortified food and supplement use (Miller et al., 2001; Nicklas, 2003). Over half of adults age 20 years or older, 45 percent of 3 to 5 year olds, and 33 percent of 6 to 11 year olds were reported to be using vitamin/or mineral supplements (Radimer et al., 2004) Characteristics of adult supplement users who have reported giving supplements to their children were more likely to be married, with higher income and education levels, and were more likely to consume a nutrient-rich diet (Y u at al., 1997). Popkin et a1 indicated that use of fortified foods crossed socioeconomic lines, but there are no current analyses of characteristics of fortified-food users on a large cross-section of the US. population (Subar & Bowering, 1988; Popkin et al., 1996a). Furthermore, little is known about why parents provide supplements and calcium-fortified foods to their child and which are more likely to do so. This research study will be the first to explore the relationship between parental influences related to calcium-rich foods and their role in child use of supplements and calcium-fortified foods. Data obtained in this study will lend itself to future strategies aimed at improving calcium nutriture through calcium-fortified foods and/or supplements, consequently potentially reducing the risk for osteoporosis. 1.2 Specific Aims and Hypotheses The specific aims of this study are: Aim 1. To identify positive and negative parental influences related to calcium intake in preadolescents. Hla: The most prevalent positive parental influence will be availability. Hlb: The most prevalent negative parental influence will be lack of parental modeling. Aim 2. To identify patterns of parental influences within the sample population. H2a: There will be one main positive and one main negative parental influence pattern of parental influences. Aim 3. To compare patterns of parental influences to preadolescent use of calcium- fortified foods and supplements. [Bar A positive parental influence pattern will be positively associated with supplement and calcium-fortified food use. H3b: A negative pattern will be negatively associated with supplement and calcium-fortified food use. Should the research findings demonstrate that specific parental influences that are associated with the use or lack of use of supplements and calcium-fortified foods, the long term goal of this research is to contribute to the development of effective educational strategies aimed specifically at parents of preadolescents that address the use of calcium-fortified foods and supplements. Chapter 2 REVIEW OF LITERATURE 2.1 Importance of Calcium 2.1.1 Overview of Calcium Calcium accounts for 1 to 2 percent of adult human body weight with 99 percent of total body calcium found in the teeth and bones. Calcium exists primarily in the form of hydroxyapatite, and this bone mineral is almost 40 percent of the weight of the bone. Adequate calcium is essential to bone health in adolescence to ensure adequate mineralization of the skeleton, and throughout the lifespan to optimize bone mass and prevent early bone loss (Heaney, 2000a). Although the amount of calcium outside of bones and teeth is relatively small, it is required for essential biochemical functions including contraction and relaxation of muscle (including normal heart beat), coagulation of blood, transmission of nerve impulses, activation of enzyme reactions, stimulation of hormone secretions, and cell adhesiveness (Miller & Anderson, 1999; J avaid & Cooper, 2002). The level of ionized calcium in the blood must be maintained within a narrow range to perform biochemical functions. When the diet is low in calcium the bones release enough calcium into the blood stream to meet the body’s needs. In addition to bone health and essential biochemical functions, research has demonstrated the potentially beneficial roles for calcium and/or dairy foods with regard to a variety of disorders including chronic diseases such as hypertension, colon cancer, and obesity, along with breast cancer, kidney stones, polycystic ovary syndrome, ovarian cancer, premenstrual syndrome, insulin resistance, and lead poisoning (IOM, 1997). The following sections will more extensively review the role of calcium in bone health and chronic disease prevention. 2.1.2 Bone Health Bone is a specialized connective tissue that provides mechanical support for muscles, protects vital organs, and stores the calcium needed for essential biochemical functions. Despite its static appearance, bone is a dynamic tissue constantly being formed and broken down. This process, called remodeling, is the resorption (breaking down) of existing bone tissue and deposition of new bone tissue to replace that which has been broken down (IOM, 1997). Resorption of old bone and formation of new bone are processes that continuously overlap. The importance of these processes varies at different times throughout the life cycle. In general, from birth until about age 20, the bones are in a phase of active growth. This stage is characterized by an increase in bone length and bone width. Shaping and sculpting the growing bones, called modeling, also occurs at this time. Between the ages of 12 and 30, the rapid phase of bone dimensional growth tapers off and consolidation occurs with the attainment of peak bone mass. Although dimensional bone growth ceases at maturity, adult bone is constantly being remodeled. It is generally accepted that peak bone mass or maximum bone density and strength occurs by age 30 (Heaney et al., 2000). Recent studies indicate that peak bone mass at several skeletal sites may be reached as early as late adolescence (Matkovic, 1996). Beginning in the 405 or later, resorption of existing bone starts to exceed formation of new bone, resulting in a net loss. A number of interrelated nutritional, genetic, and environmental factors contribute to bone health. Bone has the same kind of nutrient needs as other tissues, including energy, protein and micronutrients (Heaney, 2000a). Additionally, bone requires dietary intake to supply the bulk materials needed for synthesis of the extracellular material, which comprises more than 95 percent of the substance of bone and which is largely responsible for its structural and mechanical properties (J avaid & Cooper, 2002). These bulk materials are mainly calcium, phosphorus and protein. During growth, this structural material cannot be amassed if the bulk components of bone are not present in adequate amounts in the diet. The need for dietary calcium persists even after growth has ceased. Calcium is excreted daily from the body in considerable quantity (4-8 mmol) requiring calcium replacement through the diet. In absence of adequate calcium intake, regulating hormones cause bone to release calcium to serve the essential fiinctions in other systems of the body. Chronic dietary insufficiency can result in the formation of weak, poorly mineralized bone. The same considerations apply to the other bulk constituents of bone, phosphorus and protein. However, these nutrients are less likely to be present in limiting quantities in modern diets in the developed world. In addition to dietary factors, twin and family studies indicate that genetic factors have a strong influence on bone development. Heaney and colleagues reported that about 75% of the variability in peak bone mass is attributable to heredity (Heaney et al., 2000). Furthermore, physical activity patterns including exercise and mobilization can also influence bone mass and strength (J avaid & Cooper, 2002). Thus, modifiable factors, including dietary intake and physical activity patterns, as well as genetic factors are related to bone development. 2.1.3 Calcium and Bone Health Accumulating research, including epidemiological evidence, randomized clinical trials, and metabolic balance studies, indicates that dietary calcium throughout life helps to optimize peak bone mass achieved by age 30 or earlier, slow age-related bone loss, and reduce osteoporosis fracture risk in later adult years (Matkovic & Heaney, 1992; IOM, 1997; Ilich & Kerstetter, 2000; Wosje & Specker, 2000). An analysis of 139 papers relating to calcium intake and bone health published since 1975 provides convincing evidence of the beneficial role of calcium and calcium-rich foods in skeletal health. In 50 of the 52 investigator-controlled, calcium intervention trials, increasing calcium intake positively affected bone gain during growth, reduced bone loss in later years or lowered fracture risk (Heaney, 2000a). While most of the investigator-controlled studies used calcium supplements, six used dairy sources of calcium, which all demonstrated a positive relationship between calcium and bone health. Similar beneficial effects of calcium were demonstrated in approximately three-quarters of 86 observational studies, most of which used dairy sources of calcium (Heaney, 2000a). There are several other nutritional and lifestyle factors, such as the amount of protein in the diet, energy intake, body weight, alcohol consumption, vitamin D intake, smoking, and exercise, which have been shown to play a potential role in affecting bone mass. However, the scientifically reproducible evidence showing a connection between these factors and bone mass is not as robust as the calcium connection (Miller et al., 2001). Peak bone mass is an important measure of bone health. Approximately 60-80 percent of the variance of peak bone mass is attributable to genetics (Weaver et al., 1999a), leaving modifiable factors such as diet and physical activity to influence an individual’s genetically programmed peak bone mass. The majority of peak bone mass is laid down during the first two decades of life. Thus, childhood and adolescence are critical times to optimize peak bone mass. By the time adolescents finish their "growth spurt" around the age of 17 years, approximately 90 percent of their adult bone mass will have been established. Children’s bodies need sufficient calcium to support their accelerated growth spurt during the preteen and teenage years. In addition, children going through puberty have a bone accretion rate approximately twice that of children before or alter puberty (Weaver et al., 199%). Therefore, obtaining sufficient calcium when the skeleton is most responsive to dietary calcium during puberty helps to ensure adequate mineralization of the skeleton to promote bone health later in life and decrease the risk for osteoporosis. 2.1.4 Osteoporosis Osteoporosis has been described as a "pediatric disease that manifests itself in old age" (Lysen & Walker, 1997). It is the most readily identifiable health issue associated with inadequate calcium intake. Osteoporosis is a condition of skeletal fragility characterized by decreases in bone mass and deterioration of the bone tissue, with a consequent increase in fracture risk (Heaney, 2000a). The rate of osteoporosis has reached epidemic proportions in the United States and is responsible for considerable morbidity, mortality, and economic costs. The health care costs associated with osteoporosis are estimated at $13.8 billion per year for osteoporosis- related fractures alone (N OF, Accessed 2004). Oflen termed a silent disease, osteoporosis usually goes unnoticed until back pain or spontaneous fracture occurs. 10 Because there often are no symptoms prior to most osteoporotic fractures, relatively few people are medically diagnosed in time for effective therapy. Consequently, many people experience unnecessary fracture-related pain, expense, and disability. Osteoporosis is a major health problem that calls for comprehensive, national preventive strategies aimed at adolescents, young adults, postmenopausal women, and older adults. While no single nutrient can prevent osteoporosis, consuming adequate calcium throughout life may play a critical role in reducing risk or complications of the disease (Kalkwarf et al., 2003; Nicklas, 2003). 2.1.5 Inadequate Calcium During Childhood In addition to osteoporosis, recent evidence suggests that effects of inadequate calcium may occur in children as well as adults. There has been a dramatic increase in the incidence of fractures over the last 30 years along with a general decline in calcium intake in children and young adults (Khosla et al., 2003). Researchers have speculated that these increases may be due to low bone density associated with low calcium consumption (Khosla et al., 2003; Goulding et al., 2004). Subsequently, in addition to entering adulthood with compromised bone mass, thereby increasing risk for developing osteoporosis, children with low intakes may also be prone to bone fractures during childhood. 2.1.6 Other Benefits of Calcium In addition to bone health, research suggests there may be other positive health effects associated with adequate calcium intake, particularly in the areas of chronic disease including hypertension, colon cancer, and obesity. 11 Hypertension Many studies have investigated a possible role of calcium in lowering the risk of hypertension. In a review of 22 randomized intervention trials, calcium supplementation was found to reduce systolic blood pressure modestly, by 1.68 mm Hg in hypertensive adults, and had no significant effect in normotensive adults (Allender et al., 1996). Diastolic blood pressure was not altered in either group. More recently, the DASH (Dietary Approaches to Stop Hypertension) trial revealed that intake of a low fat diet containing almost three servings of dairy foods (predominately low fat milk) in combination with fruits and vegetables significantly reduced blood pressure in persons with high normal blood pressure. In hypertensive participants, the blood pressure lowering effects of the DASH diet were even greater, evidenced by reductions of 11.4 mm HG in systolic and 5.5 mm HG in diastolic pressure compared to the control diet (Appel et al., 1997). In this study, the increase in dairy product consumption provided a mean dietary calcium increase from 443 to 1,265 mg/day. Since publication of the DASH diet, several health organizations have issued support for the DASH diet to reduce the risk for or treat hypertension (Miller et al., 2000). More research is needed, however, to understand the potential similarities and/or differences of providing calcium through supplementation versus calcium-rich food sources while controlling for other dietary factors on blood pressure in greater segments of the population. Little is known about the relationship of calcium intake and blood pressure in children. A randomized trial on 101 boys and girls (mean age 11 years old) of African American, Caucasian, Asian, and Hispanic descent showed that calcium 12 supplementation of 600 mg/day could reduce blood pressure, although the effect was much larger in children who had lower baseline calcium intakes (150 to 347 mg) (Gillrnan et al., 1995). No further reduction in blood pressure was observed in children already consuming over 1,000 m/day of calcium by supplementing them with 600 mg/day. More research is needed to fully understand the relationship between calcium and blood pressure in children. Colon Cancer Several different types of studies support a beneficial role for calcium against colon cancer (Lupton, 1997; Holt et al., 1998; Holt, 1999; Holt et al., 2001; Baron et al., 2003; Wallace et al., 2004). Most research has been completed using calcium supplements. However, more recent research with dairy foods has also shown beneficial effects. In an investigation of 70 patients with a history of developing polyps or noncancerous growths in the colon, increasing food sources of calcium, specifically low fat dairy foods, reduced the risk for colon cancer (Holt et al., 1998). The study participants were divided into two groups, one of which maintained its baseline diet and the other which increased its dietary calcium intake to about 1,500 mg/day, mostly for diary foods. Compared to the control group, significant reductions in cell proliferation and in two markers of cell differentiation occurred in the group consuming additional dairy foods (Holt et al., 1998). A randomized, double-blind trial of 930 adults with a recent history of colorectal adenomas found that increasing calcium intake by 1,200 mg/day using a calcium supplement, reduced the incidence of recurrent adenomatous polyps by 19% and the total number of tumors by 24% in less than one year (Baron et al., 1999). Whether similar beneficial l3 effects on the recurrence of colonic adenomatous polyps would be found following intake of food sources of calcium such as dairy products is unknown. Obesity Although energy balance is the most critical factor in weight regulation, some recent studies suggest that adequate calcium intake may contribute to shifiing the energy balance and thus play a favorable role in weight regulation (Davies et al., 2000; Carruth BR, 2001; Zemel, 2004). Dairy sources of calcium have been shown to have greater favorable effects compared to supplemental sources of calcium in attenuating weight and fat gain and accelerating fat loss (Zemel, 2003). This augmented effect of dairy products relative to supplemental calcium is likely due to additional bioactive compounds, including the angiotensin-converting enzyme inhibitors and the rich concentration of branched-chain amino acids in whey, which may act synergistically with calcium to decrease adiposity (Davies et al., 2000; Zemel, 2004). These concepts have been supported by epidemiological data and recent clinical trials. However, some research has also shown no beneficial effects of added calcium or dairy in promoting weight loss (Barr, 2003; Lappe et al.,. 2004; Berkey et al., 2005). More research is needed in larger trials with different subgroups where other dietary factors are controlled for to clearly delineate the effects of calcium on weight regulation. 14 2.2 Recommendations and Intake 2.2.1 Calcium Recommendations Given the importance of calcium to bone health, the development and maintenance of bone is the major determinant of calcium needs (IOM, 1997). Thus, unlike other nutrients, the requirement for calcium relates not to the maintenance of the metabolic function of the nutrient, but to the maintenance of an optimal reserve for adequate skeletal support (Abrams et al., 2000). Calcium functions as a threshold nutrient because the size of the body’s skeletal calcium reserve is genetically limited. Therefore, at suboptimal intakes the ability of the body to store calcium as bone tissue is limited by the intake of calcium, but increasing calcium intake above that required as optimal for genetic or mechanical purposes does not result in further increases in stores (Heaney, 2000a). Thus, calcium can only be stored as bone, and increasing calcium intake above that which produces optimal bone mass will not result in more bone. There is also no biochemical assay that accurately reflects calcium nutritional status. Blood calcium concentration, for example, is not a good indicator because it is tightly regulated. Scientific literature reveals numerous potential indirect indicators of calcium adequacy, most of which are closely related to the skeletal calcium content (Cashman, 2002). Traditionally, daily calcium requirements have been estimated by a factorial approach. This practice involves estimating the average physiological requirement for absorbed calcium derived from balance data, adjusting for incomplete utilization, individual variability, and (Heaney, 2000a) bioavailability of calcium among food sources (Cashman, 2002). This approach is subject to considerable uncertainty, as is 15 evident from the wide variation in estimates of daily calcium requirements made by different expert authorities. For example, the United States and United Kingdom have established very different recommendations for calcium intake (IOM, 1997; 1998) (Table 2.1). Much of this disagreement arose as a result of different interpretations of available data, e. g. different estimates of absorption efficiencies and obligatory losses of calcium were used by the three authorities (Cashman & Flynn, 1999). Despite differences in estimating the requirements, significant proportions of the population in a number of western countries fail to achieve recommendations for calcium (Abrams & Stuff, 1994). 16 Table 2.1. Recommended Calcium Intakes in US and UK UK RN] (1991) * US A] (1997) § Age Group mg/d Age Group mg/d (years) (years) 0-1 525 0-0.5 210 0.5-1 270 1-3 350 1-3 500 4-6 450 4-8 800 7-10 550 11-14M 1000 9-13M 1300 15-18M 1000 14-18M 1300 11-14F 800 9-13F 1300 15-18F 800 14-18F 1300 19-50 700 19-30 1000 30-50 1000 >50 700 >50 1200 Pregnancy 700 Pregnancy S18 1300 19-50 1000 Lactation +550 Lactation £18 1300 19-50 1000 " Reference nutrient intake (RN 1) (Department of Health, 1998) § Adequate Intake (AI) (10M, 1997) More recently, the US Food and Nutrition Board established recommendations for daily calcium intake for different population groups, principally using data from metabolic balance studies to develop a non-linear regression model to predict the lowest value of intake at which mean maximal calcium retention is attained (IOM, 1997) (Table 2.1). This approach was based on the principle that maximizing the calcium reserve in the skeleton is required in order to maximize skeletal strength, and that an adequate calcium intake is needed to achieve these genetically-determined upper limits of both skeletal size and density. A major limitation of this approach is the limited balance data available, which resulted in the establishment of an adequate intake (AI) rather than a recommended dietary l7 allowance (RDA), since no estimate of the average requirement could be derived (IOM, 1997; Heaney, 2000a). The recommended AI represents an approximation of the calcium intake that, in the judgment of the Dietary Reference Intakes (DRI) Committee, would appear to be sufficient to maintain calcium nutriture while recognizing that lower intakes may be adequate for some. Additional studies on calcium balance over broad ranges of intakes and long-term measures of calcium sufficiency are needed to establish a more precise and accurate recommendations. The AIs for calcium are higher than the 1989 RDAs for most age categories to reflect current scientific information. Current dietary recommendations for calcium are 500 mg for children aged 1 to 3 years, 800 mg for children aged 4 to 8 years, 1,300 mg for adolescents aged 9 to 18 years, 1000 mg for adults aged 19 to 50 years, and 1,200 mg for adults aged 51 years and older (IOM, 1997)(Table 2.1). Calcium needs vary throughout life with greater needs during periods of rapid grth in childhood and adolescence, during pregnancy and lactation, and in later adult years to compensate for age-related bone loss. The following will review age-specific requirements for calcium in children 1 t018 years to understand specific differences in the recommendations that were established. 2.2.2 Establishing Calcium Recommendations for Children I through 8 years Children 1 through 8 years retain less calcium in the body than infants, but need two to four times as much calcium per unit of body weight as adults (Miller et al., 2001). Optimal calcium intake is important during these years in establishing peak adult bone mass and for promoting healthy eating habits, which have been 18 shown to be established during this time period (Neumark-Sztainer et al., 1999). For children 1 to 3 years of age, 500 mg of calcium/day is recommended to support a calcium retention of 100 mg/day (IOM, 1997). For 4 through 8 year old children, a calcium intake of 800 mg/day is recommended to support a maximal calcium retention of 130 to 174 mg/day (IOM, 1997). As there are no balance studies available in boys, the data for girls was applied to both sexes. More recent studies have shown higher intakes of calcium to be more beneficial than current recommendations. For example, when 6 to 10 year olds consumed 1,600 mg calcium/day, bone mass accumulation was 3% to 5% higher than when calcium intake was 1,000 mg/day or less (Wosje & Specker, 2000). Other intervention studies have indicated that at least 1,200 mg calcium/day is needed to maximize calcium retention in 6 to 10 year old children (Johnston et al., 1992; Slemenda et al., 1997; Abrams et al., 1999). High levels of calcium intake, however, may also have negative effects, such as decreasing their absorption of other minerals such as iron and zinc. These minerals may be marginal in toddlers and preschool children, especially in developing countries. Thus, there is substantial need for further investigation regarding the risks and benefits of higher calcium intake in this age group (Ilich-Ernst et al., 1998; Ames et al., 1999). 2.2.3 Establishing Calcium Recommendations for Children 9 through 18 years In view of the importance of the pubertal growth spurt in determining ultimate bone mass, this time period has become one of the most studied for evaluation of calcium dietary requirements as well as bone mineral acquisition and turnover. Most, but not all, studies have focused on girls, due to the greater incidence of osteoporosis l9 in females and the shorter duration of pubertal bone growth in girls versus boys. As children reach the adolescent growth spurt, skeletal accumulation of calcium (calcium retention) increases dramatically. Between 140 mg and 165 mg calcium/day is deposited in the skeleton during preadolescence and as much as 350 mg calcium/day during adolescence (IOM, 1997). Compared to young adult women ages 19 to 30 years, teenage girls retain approximately four times more of the calcium they consume, or on average calcium retention of 326 mg/day (Weaver et al., 1996). At least 40% or more of the body’s total skeletal mass is formed during the adolescent growth spurt (Heaney et al., 2000). Although bone mass may accumulate through the third decade of life, peak adult bone mass may be reached as early as late adolescence in certain bones (proximal femur and vertebrae). Recent research indicates that the peak calcium accretion rate occurs at age 13 for girls and 14.5 for boys (Heaney etal., 2000). In addition to the dramatic increase in skeletal mass during adolescence, inefficient absorption of calcium during the teenage years may contribute to an increased need for this mineral. Intestinal calcium absorption previously presumed to be 40%, has shown to be closer to 30% in teens (Abrams et al., 1997; Abrams et al., 2000; Badenhop-Stevens & Matkovic, 2004). Also, adolescent girls are unable to adapt urinary calcium excretion to changes in calcium intake. Very high urinary calcium levels have been detected in adolescent females with low calcium intakes (Heaney et al., 2000). These factors have led to the calcium A1 of 1,300 mg/day for children and adolescents ages 9 through 18 to maximize calcium retention (IOM, 1997). 20 2.2.4 Racial Differences in Establishing Recommendations Racial differences in calcium metabolism have been noted in children and adults. In children and adolescents aged 9 to 18 years, Bell and colleagues (Bell et al., 1993) found that African Americans had similar calcium absorption efficiency but lower urinary calcium excretion. Abrams and colleagues (Abrams et al., 1996) found absorption efficiency to be similar in prepubertal African American, Mexican- American, and Caucasian girls, but significantly greater in Afiican American girls after menarche. These metabolic differences may contribute to the widely observed higher bone mass in African American children (Gilsanz et al., 1991; Bell et al., 1993) and adults (Luckey et al., 1989). However, implications for the calcium intake requirement are not clear, and observed differences in absorption have not resulted in race-specific recommendations at this time. 2.2.5 Tolerable Upper Intake Recommendations Currently, the available data on the adverse effects of excess intake in humans primarily concerns calcium intake from nutritional supplements. Of many possible adverse effects of excessive calcium intake, the most widely studied and biologically important are: kidney stone formation, the syndrome of hypercalcemia and renal insufficiency with and without alkalosis, milk-alkali syndrome (MAS), and the interaction of calcium with the absorption of other essential minerals (IOM, 1997). The adult upper limit (UL) for calcium is 2,500 mg per day. This level was generated through adult research data to detect the lowest-observed-adverse-effect level (LOAEL) for MAS or nephrolithiasis. Calcium intakes of 300 to 2,500 mg/day have not been shown to cause MAS or nephrolithiasis and provide supportive evidence for 21 a UL of 2,500 mg/day for adults (IOM, 1997). Although the safety of excess calcium intake in children 1 through 18 yr has not been studied, an UL of 2,500 mg (62.5 mmol)/day is also recommended for this life stage group based on adult data. Although calcium supplementation in children may appear to pose minimal risk of MAS or hypercalciuria, risk of depletion of other minerals associated with high calcium intakes may be greater. Therefore a conservative UL is recommended for children due to the lack of data. 2. 2. 6 Actual Intake in Children Despite calcium’s expanding role in health, nationwide surveys indicate that few Americans are meeting dietary recommendations for calcium (Alaimo et al., 1994; Fleming & Heinback, 1994; Albertson et al., 1997; USDA, 2000). Many population groups, particularly adolescents and older adults, consume diets containing significantly less calcium than recommended. At all ages, males consume more calcium than females, presumably because of their higher energy intake. Data from the Continuing Survey of Food Intake 1994—96 (CSFII 1994-96) showed that 71% of girls and 62% of boys 6 to 11 years of age do not meet 100% of the Al for calcium, with estimated mean intake in girls to be 865 mg/day and in boys to be 984 mg/day. Similar results were observed for lO-year old children in Bogalusa, Louisiana, where 69% did not meet dietary recommendations; the percentage was higher among females (76%) than males (62%) (p<0.001) (Raj eshwari et al., 2005). Among older females and males 12 to 19 years of age, 88% and 68%, respectively, did not meet the calcium recommendation with estimated mean intake in girls to be 773 mg/day and in boys to be 1,145 mg/day. Therefore nine out of ten adolescent 22 girls and seven out of ten adolescent boys failed to meet the Al for calcium. Data from the more recent National Health and Nutrition Examination Survey (NHANES 1999-2000) leads to similar conclusions as with 67% of girls and 61% of boys ages 6- 11 and 84% of girls and 70% of boys ages 12-19 not meeting the Al for calcium. The mean estimated intake in 6-11 year old girls was 860 mg/day and 915 mg/day in boys and in 9-18 year old girls was estimated at 820 mg and 1,081 mg/day in boys (Ervin et al., 2004). For all age groups, including adolescents (ages 12-19 years), males consumed higher amounts of calcium than females of the same age. In males, calcium intake peaked during adolescence and then declined in early adulthood. For females, the calcium intake peaked during childhood (ages 6-11 years) and began to decline in adolescence. For females, the average daily intake fell below the AI recommendation beginning at the start of the adolescent period. Race/ethnic data was collected which found similar results among groups with a lower percentage of Hispanic girls (ages 6-11) and Hispanic boys (ages 12-19) not meeting the Al for calcium compared to other groups (Table 2.2). Unfortunately, data from the NHANES and CSFII national Table 2.2. NHANES l999-2000-Percentage of Children Not Meeting the AI Calcium Recommendation All Non-Hispanic Hispanic (%) Non- Race/Ethnic White (%) Hispanic Groups Q/o) Black Q/o) Boys 6-11 y 67 64 71 70 Boys 12-19 y 70 69 62 71 Girls 6-11 61 65 55 72 Girls 12-19 84 82 85 90 (Ervin et al., 2004) 23 surveys for assessing Asians, Native Hawaiians, or other Pacific Islanders intake were considered "statistically unreliable" due to small sample size. Race/ethnic differences in calcium intake are of potential importance, as low bone density and osteoporosis occur in notable proportions among Asians, Hispanics, and Non-Hispanic whites, with lower proportions in African Americans. One study in high school students (n=900) found that more than half the students had intakes below current recommendations (Barr, 1994). Ethnicity was revealed as a predictor of total calcium intake with whites having significantly greater mean intakes (1,127 mg) than those of Asian origin (768 mg) (Barr, 1994). In another study (n=51) of Asian and Caucasian adolescents mean calcium intakes (1113 i 491mg) were below the recommendations, but greater than previous studies with no statistical differences regarding ethnicity (Oshiro et al., 2003). Sample size, however, may have been too small to demonstrate differences. A general limitation to assessing intake in different race/ethnic groups is that the nutrition assessment tool most commonly used, a food frequency questionnaire (FFQ), may not be culturally sensitive to identify important sources of calcium other than dairy. Recently, a FF Q was developed specifically for Asians, Hispanics and white youth which may provide a more comprehensive assessment of calcium intake (Jensen, 2004). More research is needed to assess intake in these subgroup populations to help target more effective intervention strategies. 2.2.7 The Magnitude of problem Americans’ inadequate calcium intake is recognized as a major public health problem (Gerrior et al., 1998). In 1999, a calcium consensus conference supported 24 by the National Institutes of Health, (NIH), United States Department of Agriculture (USDA), National Osteoporosis Foundation and many professional societies, food producers and health agencies concluded that Americans’ inadequate calcium intake had reached a level that required public health measures (Calcium Summit, 1999). The consensus panel called for strategies to increase calcium intake across virtually all segments of the population. Likewise, the federal government’s Healthy People 2010 objectives for the nation identified low calcium as one of the priority nutrition problems in the US (Healthy People 2010, 2000). The inadequate dietary intake of adolescents is of particular concern because it coincides with a period of rapid skeletal growth, a critical time to maximize peak bone mass and protect against future risk for osteoporosis (Teegarden et al., 1999). 2.2.8 Summary of Recommendations and Intake The recommendations were established based on maximum bone retention and are set at a level of consumption necessary for an individual to maximize genetically determined peak adult bone mass, to maintain adult bone mass, and to minimize bone loss in later years (Miller et al., 2001). There is considerable disagreement between expert groups on the daily calcium intake levels that should be recommended, reflecting the ambiguity in the data used for establishing calcium requirements (Cashman, 2002). Despite disagreements on recommended intakes, evidence indicates that dietary calcium intake is inadequate for the maintenance of bone health in a substantial proportion of population age groups, particularly adolescents. Optimizing calcium intake of the entire population cannot be expected to completely eliminate the many multifactorial disorders in which a low calcium 25 intake is contributing factor. However, improving calcium status appears to be a cost-effective approach to reducing the total disease burden associated with a inadequate calcium intake (F ulgoni et al., 2004). For this reason, strategies to ensure optimal calcium intake in Americans, especially from calcium-rich foods, deserve attention. 26 2.3 Sources of Calcium 2.3.1 Dairy Foods as a Source of Calcium In the United States, milk and other dairy products are the major source of calcium, providing 72% of the calcium available in the food supply (Gerrior et al., 1998) (Table 2.3). In an analysis of food sources of calcium, milk and other dairy products provided 83% of the calcium in the diets of children (ages 6-12), 77% of the calcium in adolescents (ages 13-19), and between 65% to 72% of the calcium in adults’ diet (Fleming & Heinback, 1994). A more recent analysis of a longitudinal study of 10-year olds in Bogalusa, Louisiana, supports earlier findings that at age 10 and in young adulthood, milk and other dairy products were the major source of calcium (Raj eshwari et al., 2004). Few other foods provide such a concentrated source of calcium, which is as readily available for absorption, as do milk and other dairy products. Also, some food sources such as some vegetables contain phytates and oxalates, which can reduce the intestinal absorption of calcium (Gueguen & Pointillart, 2000). Without consuming dairy products, it is difficult to meet dietary calcium recommendations through foods (Barr, 1994; Fleming & Heinback, 1994; Neumark-Sztainer et al., 1997; F ulgoni et al., 2004). Calcium-rich foods such as milk and other dairy foods provide, in many cases, about 300 mg of calcium per serving and also contain other nutrients important to health. As shown in Table 2.3, milk and other dairy foods provide substantial amounts of vitamin D (if fortified), vitamin A, cobalamin, riboflavin, niacin, potassium, phosphorus, and protein. 27 Table 2.3. Percent Nutrient Contribution of Dairy Foods to the US. Food Supply, 1997 (Gerrior et al., 1998) Nutrient (%) Energy 9.3 Protein 19.4 Fat 12.6 Carbohydrate 4.6 Minerals Calcium 72.1 Phosphorus 32.4 Zinc 16.2 Magnesium 15.8 Iron 1.8 Vitamins Riboflavin 26.1 Vitamin B12 21.6 Vitamin A 15.3 Vitamin B6 8.7 Folate 6.2 Thiamin 4.7 Vitamin E 2.8 Ascorbic Acid 2.5 Niacin 1.2 Vitamin D-fortified milk products provide almost all of American’s dietary intake of vitamin D, which increases absorption of calcium (Matkovic et al., 2005). Nearly all fluid milk marketed in the US. is fortified with vitamin D to obtain the standardized amount of 400 IU (10 ug) per quart of milk. Other dairy foods such as cheese and yogurt are not generally fortified with vitamin D. Because milk and other dairy foods are excellent sources of calcium as well as many other nutrients (Table 2.3), their intakes may improve the overall nutritional quality of the diet (Fleming & Heinback, 1994; Devine, 1996; Heaney, 1999; Heaney, 2000a). A longitudinal study involving 64 postmenopausal women in Australia found that the women who were randomly assigned to receive 1,000 mg of additional 28 calcium per day by consuming fat free milk powder increased not only their calcium intake, but also their intake of other essential nutrients such as potassium, phosphorus, magnesium, riboflavin, thiamin, and zinc, meeting their respective DRI recommendations (Devine, 1996; Heaney, 1999). In contrast, the women who took calcium supplements increased only their intake of calcium to meet the calcium DRI recommendations (Devine, 1996). Although both milk and calcium supplements improved calcium intake, consuming the milk improved the woman’s overall diet quality as well. A more recent analysis of adults (agesl9-50) from NHANES 1999- 2000 found that higher intakes of total dairy and milk were associated with higher intake of essential nutrients, including calcium, magnesium, potassirun, zinc, iron, vitamin A, riboflavin, and folate relative to their DRI recommendations (Fulgoni et al,2004) Similarly, among children and adolescents, consumption of milk has been demonstrated to increase both calcium intake and improve the overall nutrient adequacy of their diet (Fleming & Heinback, 1994; Johnson, 1998). When children (ages 6-10) included milk as part of their noon meal, intake of calcium as well as other essential nutrients such as vitamin A, E, and zinc also increased to meet the DRI recommendations (Johnson, 1998). These results reinforce not only the importance of dairy foods and milk as key calcium sources but as foods associated with a package of nutrients. A diet low in calcium is generally low in other essential nutrients as well and is a marker for overall poor diet quality (Barger—Lux, 1992). 29 2.3.2 Nondairy Food Sources of Calcium Consuming dairy foods with their high calcium bioavailability, high calcium content and relative low cost is an efficient way to obtain adequate calcium. However, for many who do not consume dairy foods, there are a variety of non-dairy sources, including dark green leafy vegetables (particularly mustard greens and collards), bok choy, beans, nuts and fish (e. g., salmon, sardines, oysters), (Weaver et al., 1999b; Berdainer, 2002). For certain populations (e. g. Asians, vegetarians, those with lactose intolerance) these foods can be a significant source of calcium (Novotny et al., 2003; Oshiro et al., 2003). Unfortunately, a number of these nondairy foods provide less calcium per serving and are less bioavailable than milk and other dairy products (Table 2.4) (USDA, 1998). Therefore, more servings of nondairy foods are needed to equal the calcium intake from a typical serving of milk and other dairy foods. For example, an individual would need to consume eight cups of spinach, nearly five cups of red beans or 2 ‘A cups of broccoli to obtain the same amount of calcium absorbed from one cup of milk (Weaver et al., 1999b). Components in some calcium-rich nondairy foods such as phytates in unleavened bread, seeds, nuts and most cereals and oxalates in spinach, rhubarb, sweet potatoes and walnuts can form insoluble complexes with calcium, reducing its bioavailability (Weaver et al., 1999b). Consequently, it may be difficult for Americans to meet their calcium needs exclusively from nondairy foods naturally containing calcium (Weaver et al., 1999b). Despite these limitations, calcium from nondairy foods is an important source and may be more useful for people unlikely to or unable to consume dairy. 30 Table 2.4. Calcium Contribution of Selected Foods, (USDA, 1998) Food Calcium (mg) Yogurt, nonfat, plain (1 cup) 415 Cheese, Swiss (1 l/2 oz) 408 Yogurt, low fat, flavored (1 cup) 314 Cheese, cheddar (1 1/2 oz) 306 Milk, skim (1 cup) 302 Milk, 2% ( 1 cup) 297 Milk, whole ( 1 cup) 291 Sardines with bones (2 oz) 217 Salmon with bones (2 oz) 135 Tofu ( ‘/2 cup) 130 Ice cream, soft serve (1/2 cup) 118 Turnip greens, cooked (1/2 cup) 99 Almonds (1/4 cup) 94 Kale, frozen cooked (1/2 cup) 90 Okra, cooked (1/2 cup_ 50 Broccoli, cooked (1/2 cup) 36 Whole wheat bread (1 slice) 20 2.3.3 Calcium-Fortified Foods In the United States fortification with low amounts of essential nutrients has been in practice for over 60 years and has contributed substantially to nutrient intakes and reduced risk for disease and nutrient deficiencies (Leveille, 1994; Nicklas et al., 1995; Popkin et al., 1996b). For individuals who limit or avoid foods naturally rich in calcium such as milk and other dairy foods, calcium-fortified foods can be a reasonable option to help achieve adequate calcium intakes (ADA, 2001). Calcium fortification has become widespread. It is now commonplace for many foods, especially beverages and grain products, to be fortified with at least 100 mg of calcium is provided in each serving. Significant calcium fortification began in the late 19808 and early 19903 specifically with the introduction of fortified orange juice and grapefruit juices. By early 1999, 234 foods and beverages “with added calcium” 31 had been introduced (Miller et al., 2001). These products include calcium fortified breakfast cereals, breads, pastas, pancake and waffle mixes, juices, juice drinks, spreads/margarines, bottled water, candy, energy bars and soy beverages (F ishbein, 2004). Table 2.5 lists a number of fortified foods in terms of their typical serving size, calcium (mg), and their respective values (2000b). Table 2.5. Calcium Content of One Serving of Fortified Foods (National Institute of Child Health & Human Development, 2000) Serving Calcium % Daily Size FOOd Item (mg) Value l/2 cup Frozen yogurt, fat-free, calcium added 450 45% 1 cup Calcium-fortified orange juice 300 30% 1 cup Soy milk, calcium added 250-300 25-30% 1/2 cup Tofu made with calcium 260 25% 2.3.3.1 Prevalence The wider availability of fortified foods and beverages may be improving calcium status in Americans; however, this has not been recently investigated. An analysis of the CSFII 1989-1991, which quantified the contribution of the fortification of nine nutrients including calcium (vitamin A, vitamin C, thiamin, riboflavin, niacin, folate, calcium, iron, zinc) found that fortification substantially increased the intakes of all nutrients examined except for calcium, in all age/ gender groups but especially in children (Bemer et al., 2001). The USDA nutrient database was updated to reflect the fortification of foods with the nine nutrients of interest and then the updated values were applied to the 3-day diet record. The breakfast cereal category was responsible for nearly all the intake of nutrients from fortified foods, except vitamin C, for which juice-type beverages made a greater contribution. Because the number 32 and type of fortified foods (specifically calcium-fortified foods) have increased dramatically in years after the CSFII 1989-1991 data was collected, total calcium intake from calcium fortified foods may be increasing, however, no current data exists on their current contribution. Furthermore, no data exists on how many calcium-fortified foods have stayed in the market since their increases in the late 1990s, thus current nutrient databases may not accurately reflect their presence. Calcium fortification may play a role in promoting bone health and decreasing incidence of chronic diseases (osteoporosis, obesity, hypertension), similar to folate’s beneficial effects on neural tube defects (NTDs) (Werler et al., 1993), thus the role of calcium—fortification needs to be considered in further research investigations. 2.3.3.2 Characteristics of Calcium-Fortified Food Users Sociodemographic characteristics of fortified product users have not been well studied. Popkin et a1 (Popkin et al., 1996b) indicated that use of enriched and fortified products crossed socioeconomic lines back in the 1970s, but there are no current analyses on a large cross-section of the US. population. For calcium-fortified foods, characteristics of users may differ based on the specific food of interest. For example, widely consumed foods such as breads, rolls, bagels, rice, and noodles which were the first type of foods used in enrichment and fortification may cross sociodemographic barriers for consumption. Ready-to-eat-breakfast-cereal (RTEBC), even though widely consumed, has been shown to be associated with more use by Caucasians, those with higher income and education levels, and those with healthier food patterns compared to nonusers (Siega-Riz et al., 2000). More specific foods such as calcium-fortified orange juice or calcium-fortified cereal bars may be 33 purchased by people also concerned with their health, particularly in increasing their calcium intake. A greater understanding of the characteristics of calcium-fortified food users is needed to effectively target those most in need of calcium fortification. 2.3.3.3 Limitations of Calcium-Fortified Foods The increased availability and use of calcium-fortified foods raises concerns, including the potential for calcium toxicity, lower calcium absorbability than expected and inadequate intakes of other essential nutrients. In 1997, the NAS set 2,500 mg calcium per day as the Tolerable Upper Limit for calcium (1997). Calcium intakes in excess of this amount can potentially increase risk for milk-alkali syndrome (MAS) (i.e. a condition of hypercalcemia and renal insufficiency), aggravate kidney stone formation in stone-formers who hyper absorb calcium from the intestine and inhibit the body’s absorption of iron and zinc (1997). Although calcium toxicity is rare, excessive use of calcium-fortified foods, especially by individuals who are already meeting their calcium needs, is a possibility (Whiting & Wood, 1997). The bioavailability of calcium from calcium-fortified food products is another consideration and may vary, depending on the food (F airweather-Tait & Teucher, 2002; Heaney et al., 2005). In a study of 16 healthy men, the calcium from soy beverages was absorbed at only 75% the efficiency of calcium from cow’s milk (Heaney, 2000b); thus, more servings of nondairy foods fortified with calcium may be needed to meet calcium recommendations. Additionally, there is concern that fortifying foods with large quantities of calcium, especially over the long term, may adversely affect the utilization of iron, zinc and magnesium (Heaney et al., 2005). Finally, the nutrient profile of calcium-fortified foods are usually not nutritionally 34 equivalent to dairy foods (Heaney, 2000b; Nicklas, 2003; F ishbein, 2004). Individuals using calcium-fortified foods, particularly low nutrient foods, as a replacement for dairy foods, may not consume other nutrients found in dairy, such as vitamin D (if fortified), potassium, and riboflavin (Whiting & Wood, 1997; Sloan, 2000). Calcium-fortified foods can be used to enhance calcium intake, especially for individuals whose intake of dairy foods is limited. However, there is need for education about the appropriate use of calcium-fortified foods, excess intake of calcium, and under consumption of other nutrients essential for health. 2.3.4 Calcium Supplements For those unable to meet their calcium needs through diet, calcium supplements may be effective in increasing calcium intake. With increases in recommendation levels along with research supporting calcium’s numerous benefits to health, calcium supplements are increasingly becoming an important source of calcium (Berdainer, 2002; Fairweather-Tait & Teucher, 2002). 2.3.4.1 Prevalence in Adults According to the NHANES l999-2000 approximately 52% of US adults aged 20 years or older took at least one dietary supplement some time during the preceding month (Radimer etal., 2004). The most commonly reported supplement among adults were multivitamin/multiminerals (35%) formulas which generally provide 10% of the daily value (DV), or 100 mg of calcium. Approximately 30% of women and 19% of men take calcium supplements which generally provide 500 mg calcium per serving (Radimer et al., 2004). 35 Comparison of NHANES 1999-2000 findings with those from previous NHANES surveys, which used similar methodology, suggests that supplement use has increased in the past 20 years. Results from the Third NHANES survey (1988- 1994) were approximately 40% of adults ages 20 years and older (Ervin et al., 1999b), compared with 35% in the Second NHANES survey and 23% in the First NHANES survey (Block et al., 1988). Supportive of NHANES data, the National Health Interview Surveys of 1987, 1992, and 2000 found that the percentage of adults who took a multivitamin/mineral supplement increased fiom about one in six to one in four, and the trend in daily use of multivitamins, vitamin A, vitamin C, vitamin E, and calcium supplements by US adults increased significantly (Millen et al., 2004). Additionally, the trend analysis indicated that calcium supplementation decreased from 1987 to 1992, but that from 1992 to 2000 it increased. The NHANES 1999- 2000 also noted an increase in calcium supplement use, in particular in middle-aged and elderly adult females (Radimer et al., 2004). It has been speculated that these increases may be due to media reports regarding therapeutic effects of calcium in reducing the risk of other chronic diseases (6. g. hypertension, colon cancer, breast cancer, and kidney stones) in addition to the prevention of osteoporosis (Millen et al., 2004) 2.3.4.2 Prevalence in Children and Adolescents Little is known about supplement use, particularly calcium supplement use in preadolescents and adolescents. According to the CSFII 1994, approximately 33% of adolescents (13-18 years) surveyed reported using supplements, with 16% using supplements on a daily basis (Stang et al., 2000). Of the adolescents who used 36 supplements, only 4% used a calcium supplement (Stang et al., 2000). In the 1998 Child and Adolescent Trial for Cardiovascular Health Tracking Study (CATCH 111), 1,532 eighth-grade students were surveyed on their dietary intakes of supplements. 18% of the eighth graders surveyed reported using vitamin-mineral supplements on the 24-hour recall. Of those users, 47% took multivitamin and/or multimineral preparations, 37% used single nutrient supplements (mostly vitamin C) with 3.9% using calcium (Dwyer et al., 2001). The CATCH III reported slightly lower use which may have been due to the age, sample size or sociodemographic characteristics of the population. Evidence indicates that few adolescents take calcium supplements. However, the most commonly reported supplement for children and adolescents is a multivitamin with minerals which generally provides some calcium and may improve intake in this population. 2.3.4.3 Characteristics of Supplement Users There have been certain demographic/lifestyle characteristics that have been found to be associated with adult users of supplements. Analyses of previous supplement surveys have found demographic/lifestyle characteristic associations similar to NHANES l999-2000 (Slesinski et al., 1996) (Subar & Block, 1990; live et al., 1996): higher usage rates among women, non-Hispanic white, older people, those with higher income and education levels, former and/or non-smokers, those with normal BMI, and higher rates of physical activity. Users were also shown to be more likely to have higher nutrient intakes from foods and higher total intakes for several micronutrients than nonusers (Radimer et al., 2004). These characteristics are all 37 indicative of a healthy lifestyle (Miller et al., 2003). Non-users were shown to be less likely to have adequate nutrient intakes from foods and consume a healthy diet. The characteristics of children and adolescent supplement users has not been examined to the extent of adults and remains to be determined (Dwyer et al., 2001). A study of mother and daughter (ages 5-7) pairs (n=192) found that mothers who used multivitamin/multimineral (MVM) supplements were more likely to give MVM supplements to their daughters (Lee et al., 2002). Additionally mothers who reported giving MVM supplements to their children were more likely to have higher incomes and education levels (Lee et al., 2002). Adolescent (13-18 years) supplement users from the CSFII 1994 were found to be more likely to be female, non-Hispanic white, from families of higher socioeconomic status, consume diets with higher nutrient intakes from foods and had higher nutrition awareness than nonusers (Stang et al., 2000). Similar to the CSFII 1994, adolescent supplement users fi'om the CATCH III trial were more likely to be non Hispanic white and had significantly higher scores on a measure of nutrition awareness (Dwyer et al., 2001). These results are similar to adult findings (Eliason et al., 1997; Greger, 2001; Miller et al., 2003) suggesting the important role of the parent on child supplement use. 2.3.4.4 Types of Calcium Supplements, Dosage, Timing There are currently approximately two dozen commonly prescribed calcium supplements and hundreds of different formulations (F ishbein, 2004). Calcium supplements are generally readily available over-the counter, as various salts and salt combinations, principally as carbonate, citrate, lactate and phosphate, and to a lesser degree as the gluconate, glubionate, gluceptate in many oral forms which are 38 generally well absorbed. Calcium supplements vary in calcium content with the largest percent of calcium (40%) in calcium carbonate (most cost effective and readily available in some antacids), with other salts such as citrate, lactate and gluconate fimrishing 21%,l4%, and 9.3% of calcium (Berdainer, 2002). Many of the commercially available calcium supplements also contain vitamin D, magnesium, potassium, and other minerals to help aid in absorption and promote bone health. Physical properties such as solubility, interference from coingested medications or food stuffs, dosage, and timing can affect the bioavailability of calcium (Fairweather-Tait & Teucher, 2002). In terms of dosage and timing, calcium is best absorbed in doses of 500 mg or less (Nicklas, 2003). Individuals requiring more than 500 mg of elemental calcium from supplements should take in multiple closes with meals for efficient utilization. Use of calcium supplements may contribute to potential side effects including constipation and bloating, as well as nutrient imbalances and toxicity of taken in doses above the UL (Heaney, 2000a). Also, if calcium supplements are substituted for calcium-rich foods such as dairy products to meet calcium needs, attention needs to be given to other nutrients provided by foods (Heaney, 2000b; Fairweather—Tait & Teucher, 2002). Educational interventions are needed for the general population to understand the risks/benefits and to more effectively target those in need of calcium supplementation to optimize calcium intake for those in need (Miller et al., 2001). 39 2.4 Parental Influences 2.4.1 Introduction Numerous influences may negatively impact calcium nutrition in children. It has been suggested that some of these influences include (1) displacement of milk as a beverage by soda, juices and sports drinks (Hamack et al., 1999; Ballew et al., 2000); (2) eating away from home (Guthrie, 1999; Lin B-H, 1999); (3) the perception, particularly among females, that milk and/or dairy products are fattening and therefore intake is restricted or eliminated (Barr, 1995; Neumark-Sztainer et al., 1999; Smart et al., 1999); and (4) peer influences (Chapmen, 1993; Neumark-Sztainer et al., 1999). In addition to these influences, the role of the parent may negatively or positively impact calcium intake. Parental influences play an important role in the development of childrens eating patterns, eating behaviors and food preferences (Birch, 1998b; Birch & Davison, 2001) not only by the foods they make available and accessible, but also by serving as a role model, (Cutting et al., 1999) and by actively encouraging or expecting them to eat certain foods at mealtimes (Drucker et al., 1999). Limited research has been completed involving parental influence specific to calcium intake in children. The next sections will address parental influence through availability, accessibility, taste preference, modeling, parental expectation, knowledge, health benefit beliefs, and their potential role in influencing calcium intake in children. 2.4.2 Parental Influence on Availability and Accessibility Availability concerns whether foods of interest are present in an environment (e. g. carrots in the refrigerator) (Cullen et al., 2000; Baranowski, 2002). A 40 longitudinal study evaluating calcium intake from 192 girls, ages 5 to 9 years old, as a function of mother-daughter beverage choices , provided new evidence that the mother-daughter similarity in milk intake was statistically mediated by the extent to which the mothers made milk available to daughters, and that milk availability at meals and snacks was the main influence in milk intake in young girls (Fisher et al., 2004). Although both groups drank more sweetened beverages as they got older, only the girls whose mothers were in the habit of frequently serving milk at meals and snacks were still drinking significant amounts of milk, and were getting enough calcium, at age 9 (Fisher et al., 2004). Another study of 902 adolescents (ages 13-18) and their parents/ guardians that completed the Project EAT survey and the Youth Adolescent Food Frequency Questionnaire (FFQ) found that while most parents reported that fruits and were available at home (90.3%), fewer parents reported milk was served at meals (66.6%) (Hanson et al., 2005). Intake of dairy in general was less than recommended for adolescents as well as adults. However, similar to Fisher and colleagues, for those parents who did make dairy foods available at meal and snack times, their children had significantly higher calcium intakes than those who did not (p < 0.05) (Hanson et al., 2005). These findings suggest that making milk and other calcium-rich foods routinely available may help to ensure that such foods are consumed in the amounts needed to achieve adequate calcium intakes. This relationship is consistent with the findings of studies that showed a positive association of children’s fruit and vegetable intakes with the availability of those foods in the home (Domel et al., 1993; Krebs-Smith et al., 1995; Baranowski et al., 41 1997; Gibson et al., 1998; Heam, 1998; Weber Cullen et al., 2000; Edmonds et al., 2001; Cullen et al., 2003). Accessibility concerns whether food is made available in a form and location that is likely to increase its consumption (e. g. ready-to-eat carrot sticks in a plastic bag at the front of a child-accessible refiigerator shelf next to the child’s favorite low- fat dip) (Baranowski, 2002; Cullen et al., 2003). Accessibility has also been positively associated with fruit and vegetable intake (Cullen et al., 2000; Baranowski, 2002). Fisher and Hanson et al illustrated the importance of accessibility by finding that serving milk and dairy foods at meal and snack time, thereby making it easily accessible, had a positive impact on overall calcium intake. 2.4.3 Parental Influence on Taste Preference The term “preference” refers to the selection of one item over others. In general usage, preference connotes that liking is the basis for selection (Birch, 1998a). The preference for sweet and salty tastes, and the rejection of sour and bitter tastes are innate and unleamed (Beauchamp et al., 1994), but nearly all other food preferences are learned via children’s experience with food and eating. Parents help to shape children’s eating environment that is important in the formation of children’s food preferences (Birch, 1998a; Birch, 1999). Children’s food preferences are shaped by the quantity and quality of children’s experience with food, and as a result of many eating occasions in which foods are associated with the social contexts of eating and with the physiological consequences of indigestion, children come to accept some foods and reject others, shaping their dietary intake (Birch, 1998b). By parents providing experience with some foods and flavors and not others, their impact on the 42 feeding environment can influence individual differences in food preferences established during childhood which may persist later in life (Birch, 1999). Food preference is the primary factor influencing child and adult food choices (Barr, 1994; Neumark-Sztainer et al., 1999; 2000a; Carruth BR, 2000). In research with adolescents, taste preference for dairy foods was associated with calcium intake (Barr, 1994; Novotny R, 1999; Smart et al., 1999; Lee & Reicks, 2003; Novotny et al., 2003). Barr found among high school students (n=900) that taste enjoyment of dairy foods was significantly lower among Asians than in Caucasians and other ethnic groups (Barr, 1994). In the USDA regional project, “Factors Influencing the Consumption of Calcium-Rich Foods among Adolescents,” (project W191) taste enjoyment of dairy foods was identified as a key motivator and barrier with Caucasians having the most positive comments towards milk while Asians and Hispanics had more negative comments to the taste of milk. All groups liked cheese, ice cream and pizza (Novotny et al., 1999; Auld et al., 2002). Data collected in the regional project included focus groups of 2 age groups (11 to 12 and 16 to 17 years) and two days of 24-hour recalls from 200 male and female Asian, Hispanic, and white youth from 11 participating states (Auld et al., 2002). From the W191 project in Asian focus groups in Hawaii, Novotny and colleagues found that taste was a motivator by many if served at a certain temperature and with certain “matching” foods (accompanying food type). “Milk has to be cold.” “I like plain milk when it’s been sitting in Fruit Loops for a long time because it tastes really good, it gets sugary.” (Novotny et al., 1999). More research is needed in understanding the factors 43 that influence children’s calcium-rich food preferences which may help to positively impact calcium consumption in children and adolescents. 2.4.4 Parental Influence through Modeling Modeling concerns a child observing parents’ food selection patterns and eating behavior, and then imitating those behaviors (Birch, 1998a). In a study of 180 mothers and their 5 year-old girls, few mothers were modeling milk consumption, but the mothers who drank milk frequently had daughters who drank milk more frequently and drank fewer soft drinks. They concluded that maternal milk and soft drink consumption predicted the apparent tradeoff between milk and soft drinks in the diets of preschool-age girls (Fisher et al., 2001). Similarly, in the Project EAT study (Hanson et al., 2005) although the majority of parents had inadequate intake of dairy foods, those parents with higher dairy intakes were positively associated with dairy intake in their children. Another study in adolescents (n=105), found that for girls who reported often seeing their parents drink milk, their calcium intake was significantly greater than for others (Lee & Reicks, 2003). Barr also found in high school students (n=900), that modeling of milk use by a significant adult was associated with improved calcium intake for both high school males and females (Barr, 1994). These findings suggest that modeling of milk and other dairy foods by parents, may be an important factor in promoting adequate calcium intake in children and adolescents, although more research is needed. 2.4.5 Parental Influence through Expectation Parental expectations concerns encouragement or enforcement of nutrient-rich foods to be consumed at meals (Cullen et al., 2001). Parents’ “do as I say ” pressure 44 on children to “finish your vegetables” is one means of encouraging children to eat nutrient-dense foods but has not been studied to a great extent (Cullen et al., 2001). Some research has suggested that pressuring children to eat may diminish children’s ability to self-regulate intake, (Fisher & Birch, 1999; Birch & Fisher, 2000; Francis et al., 2001) which may result in lower nutrient intake and increased risk for overweight and obesity. These studies did not look specifically at calcium intake. In the W191, a key motivator and barrier was the expectation within families for drinking milk. Limited expectation by parents was more common among older girls and Asian groups (Auld et al., 2002). There may be differences, however, in how parental expectation is interpreted. For example, parents that encourage calcium-rich food consumption by discussing with their children the importance of having enough of these foods and make an effort to provide them to consume at meal and snack times may be different than parents who “force” their children to eat these foods during meals. These differences may have varying impacts on calcium intake, thus more research is needed to clearly defining parental expectation and develop measures to accurately capture this parental factor. 2.4.6 Parental Influence through Knowledge Although many parents and children understand the importance of calcium intake to bone health during childhood and throughout the lifespan (N eumark- Sztainer et al., 1997), inability to translate knowledge regarding the importance of calcium and bone health to specific dietary recommendations may contribute to inadequate intake. A survey conducted by the Quaker Oats© and the American Dietetic Association regarding influences on calcium, found that many women are 45 confused or uneducated about the recommended daily amount of calcium to consume. 43 % of women surveyed said, “It’s too confusing to figure out how much calcium is in a serving of a particular food and then add everything up.” Nearly the same number, 42% of women surveyed agreed that, “I don’t know how much calcium I need.” (ADA, 2003). This lack of understanding in adults may have a negative impact on children’s knowledge and intake. In a study of 1117 adolescents, only 19% knew how many dairy foods that they should consume and only 10% knew the calcium content of various dairy foods, (N eumark-Sztainer et al., 1997; Harel et al., 1998; Harel Z, 1998). Given that nutritional education is a central component of intervention strategies, lack of knowledge translating recommendations into calcium- rich food servings may be a critical area to target during educational intervention. 2. 4. 7 Parental Influence through Health Benefit Beliefs Increased understanding of importance of the dietary behavior may help consumers make behavior changes decisions that promote better health (Carslon & Gould, 1994; Wardle et al., 2000). However, findings from studies exploring the impact of diet—health awareness on dietary behavior are not externally consistent. Some studies have found a positive effect of diet-health awareness (Jensen & ’ Kesavan, 1993; Carslon & Gould, 1994; Variyam et al., 1996; Variyam et al., 2001), while some have found no significant effect of diet-health awareness on consumer eating decisions (Jensen et al., 1992; Doutlritt & Gould, 1995). The research regarding the relationship between parent diet-health awareness and its effects on children’s calcium intake is limited. One study documented that mother’s awareness of the diet-health relationship helped to increase children’s under consumed nutrients 46 such as fiber and calcium but was not useful in reducing children’s unhealthy nutrients (Lin et al., 1996). Another study using data from the CSFII 1994-1996 was completed to examine the effects of mother’s diet-health awareness on their children’s dairy product consumption (Kim & Douthitt, 2003). Mothers’ awareness of diet and health relationships had a significant effect on adolescents’ dairy food consumption. More research is needed to understand the impact of parental diet- health awareness on child calcium intake. 2.4.8 Other Influences In addition to the influences mentioned, additional parental influences that have been reported include cost and convenience of dairy foods, rules regarding eating and meals, the overall parent child relationship, family connectedness and familial cultural practices (Novotny et al., 1999; Auld et al., 2002). Family meal patterns have been shown to positively impact children’s’ overall diet quality including calcium intake (Gilhnan et al., 2000; Neumark-Sztainer et al., 2000; Videon & Manning, 2003). According to a study examining the nutritional quality of diets of 16,202 children ages 9-14, eating meals such as dinner with their family increased calcium intake (N eumark-Sztainer et al., 2003). Compared to children who rarely or infiequently ate dinner with their family, children who ate dinner with their family each day had higher calcium intakes and were less likely to consume sodas (Neumark-Sztainer et al., 2003). 2.4.9 Parental Influences Summary Parental influences play an important role in the development of children’s eating patterns, eating behaviors and food preferences, and may play an influential 47 role in impacting the adequacy of calcium nutrition in children. Unfortunately, there is a not a substantial body of work regarding these influences, including which influences may be most effective, and how they may differ in effect by gender, ethnicity/race, and socioeconomic status. Because eating behaviors are initiated in childhood, and may persist into adulthood, (Fletcher et al., 1997; Lytle et al., 2000), understanding the role of the parent in affecting calcium intake during childhood should be carefully examined in order to identify targets for intervention (Nicklas, 2003) 48 Chapter 3 METHODS 3.1 Overview of Study Design This research is a cross-sectional analysis that uses a subset of data collected by the W1003 USDA multistate project entitled, “Parent and Household Influences on Calcium intake in Preadolescents. " Two data sets were analyzed from the W1003: a) qualitative interviews assessing parental influences on calcium intake in children, and b) a supplement and calcium-fortified food questionnaire assessing use in parents and children. This study was conducted in three phases. The first phase was to transform the qualitative data from the interviews into a quantitative data set that includes variables on parental influences on calcium intake in children. The second phase was to transform the supplement and calcium-fortified food questionnaire data into a data set assessing use versus non-use of calcium-fortified foods and supplements in children. The third phase was to evaluate the association between the identified parental influences and supplement and calcium-fortified food use in children. Human subjects approval was obtained from University Committee on Research Involving Human Subjects (UCRIHS) (See Appendix A for UCRIHS informed consent). In October 2003, permission from the multistate project investigators was obtained for use of their data. 3.2 Data Sources W1003 is a five-year, three-phase, multistate project designed to gain a greater understanding of the parental motivators and barriers to calcium-rich foods and their 49 influence on calcium intake in children (National Information Management and Support System: W1003 Multistate Project Summary,(Accessed 2004). The current study used selected data sets collected in phase I of W1003. 3. 2.1 W1003 Multistate Subjects The W1003 study population consisted of a convenience sample of 206 Asian, Hispanic, and Non-Hispanic white parents/ guardians of 10-13 year old children. The inclusion criteria, in addition to the race/ethnicity requirements were that the parent or guardian must be the major food preparer in the household and have lived in the United States for at least one year. This convenience sample was recruited in the summer and fall of 2003 through ongoing engagement programs directed to youth, (e. g. extension youth groups, faith—based groups, scouts, and after-school programs). An informational recruitment flyer was distributed to engagement program leaders to help recruit eligible participants. A gift certificate incentive was provided for participation in the study. The data were collected in twelve states: Arizona, California, Colorado, Hawaii, Indiana, Kentucky, Michigan, Minnesota, New Mexico, Oregon, Wyoming, and Washington. Each state was given an equal number of participants of a designated race/ethnic group to recruit (e. g. Michigan recruited Hispanic and white participants). Michigan conducted 22 interviews (Schoemer- Interviewer, 2003). The project was approved by the Institutional Review Board of each respective university. 3.2.2 W1003 Multistate Measures The first of two types of data that were collected in phase I of the W1003 multistate project was an open-ended, one-on-one qualitative interview designed to 50 uncover parental influences (knowledge, attitudes, beliefs, behaviors) on calcium intake in children. Interviews explored topics such as (a) availability of calcium-rich foods and alternatives to these foods in the home; (b) cost and convenience of consuming calcium-rich foods; (c) family meal patterns; ((1) modeling of calcium intake in and outside the home by adult family members; (e) family expectations in and outside the home; (f) action-related behaviors related to calcium intake, e. g., regularly purchasing milk; and (g) attitudes and beliefs towards calcium-rich foods. From these interviews, the calcium-rich foods that were explored included the following: dairy (milk, cheese, yogurt), foods made with dairy (pizza, pudding, cream soup), green leafy vegetables (spinach, broccoli, greens, turnips, kale), and fish with bones (canned salmon and sardines). Parents were asked to describe if they purchased and consumed these calcium-rich foods for their home, how often they were consumed and purchased, along with reasons why they did or did not purchase and/or consume these foods. They were also asked if their child consumed calcium- rich foods, how often they consumed them, along with reasons why their child did or did not consume these foods. Parents were asked about these calcium-rich food groups as a whole (e. g. dairy, green leafy vegetables), as well as individual food within the specific food groups (e. g. milk, cheese, broccoli). The interviews were conducted by one interviewer (graduate research assistants or research professors) per state with 12 total interviewers. All interviewers were provided with an interview guide that included a list of questions that must be asked and possible follow-up probes. This guide was developed by the W1003 investigators to aid the interviewers 51 during interviews and provided a consistent format to follow (See Appendix B for interview guide). To achieve standardization in the qualitative interviews among states included in the project, each interviewer was trained in qualitative interviewer techniques (Seidman, 1998). Practice interviews were piloted and monitored prior to initiation of subject testing. To enhance the responses of the participants and the quality of data, the researchers attempted to match the ethnicity between the interviewer and interviewee. The interviews were approximately one hour in length, were conducted in a neutral location, audio-recorded, and later transcribed. The information from these qualitative interviews has been used in W1003 to guide the design and content of a questionnaire about parental factors influencing calcium intake in children, which will be used in the next phase of the W1003 project. The second data source was a supplement and calcium-fortified food questionnaire developed by the W1003 researchers to acquire information via a structured interview about children’s use of supplements and calcium-fortified foods from their parents (See Appendix C for questionnaire including instructions to interviewers). The information from this questionnaire will b used in W1003 to improve quality of a calcium food frequency questionnaire which was developed and validated in the previous W191 multistate project. During the supplement section, each parent was asked for the brand name, dose, and history of each dietary supplement he/she consumed in the previous month. In the calcium-fortified food section, a list of 9 types of calcium-fortified foods (orange juice, bread, bagels/English muffms/hot dog buns, cold ready-to-eat cereal, 52 cereal/granola bars, energy/protein bars, meal replacement drinks, soymilk, and tofu) were identified. Each parent was asked if he/she chose the fortified food to increase calcium intake, and if so, what was the parent’s amount and frequency of use. Surrogate information for the children and spouses was also provided by the parents. Structured prompts, including pictures and follow-up phone calls, were employed when the participant failed to recall the specific type of a certain supplement or calcium-fortified food. In addition to the supplement and calcium-fortified food data, the questionnaire also included sociodeomographic questions about the parent and his/her child. Self-reported ethnicity/race, age, gender, and level of education of the parent along with ethnicity/race, age, grade, and gender of child was collected. The children’s enrollment in the free or reduced-priced School Lunch Program (SLP) was also documented as a surrogate marker for socioeconomic status. Transformation of Data 3.3.1 Transformation of Qualitative Data 206 qualitative interview transcripts were received in April 2004 in Microsoft© Word format. A content analysis approach was used to transform these qualitative data into a quantitative data set assessing parental influences on calcium intake in children. Content analysis is a process of systematically analyzing messages in any type of communication (Kondracki et al., 2002) and consists of coding raw messages (i.e. textual, material, visual images, illustrations) according to a classification scheme (Shepherd & Achterber, 1992). The procedures of the content analysis for this study are discussed in the following sections. 53 Developing a Coding Procedure The purpose of the content analysis is to identify various parental influences in each household that.were expressed to have an effect on child calcium consumption. A specific set of factors (parental influences) (Table 3.1) were of particular interest to this research. These factors (parental influences) were chosen based on concepts prevalent in the literature. To ensure systematic identification of these factors within the qualitative interviews, a codebook of procedures was developed. Twenty-four transcripts (2 from each state) were initially sampled by the primary researcher for use in developing the codebook. The codebook includes definitions of each factor (parental influence), a rule for how to identify the factor in the text, as well as an example of text that qualifies to be coded as a positive or negative parental influence factor. Codebook development was an iterative process. During the preliminary stages of coding, the codebook was revised multiple times, to make the definitions of each of the parental influences clear and the rules more precise to ensure a more consistent coding process. After the twenty-four sample transcripts were coded, code-checking was completed by giving four transcripts along with the codebook to three nutrition professionals (two MS, RDs, and one PhD in nutrition) to check their coding decisions against that of the primary researcher. This helped to further strengthen the coding scheme by continuing to improve the clarity of definitions and rules for consistent identification of the factors. 54 Table 3.1. Variables Representing Parental Influences on Calcium Intake Identified Through Content Analysis Parental Influences Variables and Definitions Availability: Concerns whether parents stated that calcium-rich foods of interest are present in the family home (e. g. “We always have milk at our house”). Lack of availability concerns whether parents stated that calcium-rich foods were not present in the family home. Accessibility: Concerns whether parents stated that calcium-rich foods are made available in a form and location that is likely to increase its consumption (e. g. “Cheese is cut up into slices and is served at snack times”). Lack of accessibility concerns whether parents stated that calcium-rich foods were not accessible for their children. Convenience: Concerns whether parents stated that calcium-rich foods are quick, easy to use when preparing meals and/or providing for their child to consume at meal and/or snack times (e. g. “Yogurt is a quick, easy food that I always put in her lunches”). Inconvenience concerns whether parents stated that calcium-rich foods were inconvenient for them to prepare or inconvenient for their child to consume at meal and/or snack times. Cost: Concerns whether parents stated that the cost of calcium-rich foods was a positive or negative factor involved in providing calcium-rich foods for their children (e. g. “We hardly ever buy yogurt because it is too expensive”, e. g. “We always have cheese because we get the cheese blocks on sale so it is cheap”). Health benefit beliefs: Concerns whether parents stated that calcium-rich foods were provided to their children because of their importance for their child’s health (e. g. we always have milk at dinner because the kids need to get enough calcium). Negative health benefit beliefs concerns whether parents stated that calcium-rich foods were not provided to their children because of their harmful health benefits (.e. g. “We hardly ever serve cheese for family meals or snacks because it is too fattening”). Child Preference: Concerns whether parents stated that they were purchasing calcium-rich foods as well as making these foods a part of their meals and/or snacks because their child liked them (e. g. “We always have yogurt as a snack option because the kids love it”). Lack of child preference or child dislike concerns whether parents stated that they did not purchase or make these foods part of meals and/or snacks because their child does not like them (e. g. “We don’t serve milk for meals because Jenny can’t stand it”). Parental modeling: Concerns whether parents stated drinking milk at meal and/or snack times (e. g. “I always drink milk at dinner,”) when asked about their milk drinking habits in the interview. Lack of parental modeling concerns whether parents verbalized not drinking milk at meal and/or snack times. Parental expectation: Concerns whether parents stated that milk was the beverage that was expected to be consumed by their children at meal and/or snack times when asked about rrrilk expectation in the interview. (e. g. “I make sure that they always have milk for dinner”). Lack of parental expectation 55 concerns whether parents stated that they let their children choose whatever they want to consume at meal and/or snack times (e. g. “She just gets what she wants out of the fridge to drink for supper”). Knowledge of calcium and health: Concerns whether parents stated that they knew that calcium was important for bone health when asked about calcium and health during the interview. Knowledge # dairy servings: Concerns whether parents stated the correct number of dairy servings needed to meet child calcium recommendations when asked during the interview. After the code-checking was completed, all transcripts were re-coded by the primary researcher using the revised codes. After the initial coding, further revisions were made to the codebook to make the definitions and rules for the parental influence factors more precise. Also finther revisions were made because certain calcium-rich food groups (green leafy vegetables, and fish with bones) that were initially evaluated in the codebook were not widely consumed across all participants and therefore yielded insufficient data for analysis. These factors were dropped from the codebook. After revisions the transcripts were then coded for a second time by the primary researcher. To improve the reliability of the coded data an additional coder was trained to strengthen the consistency of the coding scheme. Six training sessions (1 hour each) were completed on codebook instructions with the second coder. Codebook revisions were made to tighten the definitions and translation rules based on discussions during training sessions. The second coder then proceeded to code a sample of 24 transcripts (2 from each state). Six sessions (1 hour each) were completed after the sample coding to code-check the additional coder’s results against the primary researcher’s. After additional revisions, the codebook and coding form were finalized and ready for independent coding by the primary investigator and additional coder. Detailed 56 instructions on the coding procedure are found within the project codebook (See Appendix D for codebook). Coding The purpose of the coding procedure was to identify the positive and negative factors ( or “parental influences”) on calcium intake in children from the qualitative interviews. The factors were coded as a +1 if they were identified as a positive factor and a -1 if they were identified as a negative factor. If a factor was probed for but not mentioned within the interview then it was coded as 0 and considered a neutral factor. If specific questions within the interview content outline were skipped by the interviewer that would elicit information about a particular factor, the factor was considered missing and was coded with a period (0). The codebook corresponded to the coding form (See Appendix E for coding form), which provided spaces appropriate for recording the codes for all factors measured. The primary researcher coded all the transcripts for the final time. The second coder coded a subset of the total independently. 20% (40 transcripts) of the sample (n=179) that the coder had not practiced on previously were randomly selected from a random number table. The second coder was a blind coder in that they did not know the purpose, research questions, or hypotheses of the study. The final factors that were coded for which are the independent variables are listed in Table 3.2. Cleaning the Data After the coders coded the data on the coding forms, they proofread their data entries on the coding forms against the interview text that was highlighted and labeled and then entered the data into a Microsofi© Excel file. When data entry was 57 complete, an undergraduate assistant also checked for errors in data entry. Data was subsequently checked the quantitative data set of parental influence factors was finalized and ready for analysis. Reliability After the data was cleaned, a graduate student not involved in the study calculated the percentage agreement between the two coders for the interviews they both completed to provide an assessment of interrater reliability. Percentage agreement scores were calculated as the number of times of observation or coding in which the two coders agreed divided by the number of possible observations of coding. 3.3.2 Transformation of Supplement and Calcium-Fortified Food Questionnaire The second phase of the research was to transform the supplement and calcium-fortified food questionnaire data into variables that record use versus non-use of calcium-fortified foods and calcium supplements in children and parents. The following criteria were applied to the questionnaire data: calcium supplement use was defined as use of a multivitamin with calcium or a calcium supplement three or more times per week. If use was less than this, the parent and/or child were not considered to be a supplement user. Calcium-fortified food use was defined by average daily consumption of at least one calcium-fortified food. If average use was less lx/day then the parent and/or child was not considered to be a calcium-fortified food user. After the criteria were applied to develop the new data set, it was proofread for accuracy. The sociodemographic variables that were collected from the questionnaire were added to the data set without transformation and are listed in 58 Table 3.2. This data set was then merged with the data set derived from the qualitative interviews to form a complete data set in an SPSS data file. See Table 3.2 for list of supplement and calcium—fortified food and variables. 59 Table 3.2. Parental Influences, Sociodemographic, Supplement and Calcium- Fortified Food Variables Parental Influences Variables Possible Values Availability (dairy group*, milk, yogurt, positive, negative or neutral cheese) factor Accessibility (dairy group*, milk, yogurt, positive, negative or neutral cheese) factor Convenience (dairy group*, milk, yogurt, positive, negative or neutral cheese) factor Cost (dairy group*, milk, yogurt, cheese) positive, negative, or neutral factor Culture (dairy group*, milk, yogurt, cheese) positive, negative, or neutral factor Health benefit beliefs (dairy group*, milk, positive, negative, or neutral yogurt, cheese) factor Child Preference (dairy group*, milk, positive, negative, or neutral jogurt, cheese) factor Knowledge of number of milk servings to positive or negative factor meet calcium recommendations Knowledge of bone health positive or negative factor Parental modeling for milk positive or negative factor Parental expectation for milk positive or negative factor Sociodemographic Variables Possible Values Participant in school lunch program (SLP) yes, no Race/Ethnic group of parent and child Hispanic, Non-Hispanic white, Asian Gender of child male, female Gender of parent male, female Age ofchild 10,11,12,13 Grade of child 5%“, 7‘“, 8‘“ State AZ,CA,CO,HI,IN,KY,MI,MN,N M,OR,WA,WH Education level of parent =OU . 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T Joana o>Emoa a do.“ Tr a x32 .2053me «5:93. .£ xoonung w~icmanbun .42: 3.3 25:323.:— 325 .550 "€32.25 2:; 53.2.5 wztoum A: “8.3.5 ”2n: 147 APPENDIX F Hierarchical Cluster Dendogram 148 * * * * * * H I E R A R C H I C A L C L U S T E R A N A L Y S I S * Dendrogram using Ward Method Rescaled Distance Cluster Combine C A S E 0 5 10 15 20 25 Label Num + --------- + --------- + --------- + --------- + --------- + 68 -— 190 -— 122 - 106 —- 9 1.6 1 135 -——— 143 —~ 69 -— 124 - 55 - F— 126 -— 60 -— 153 .1 4 .2 T 170 ~— 184 -— 76 —< 117 —— 148 3 _. 82 -7 114 -— 133 53 -— 45 - 145 8 ——l 46 - 112 -— 129 166 -— 72 'fi 108 -+ 109 -d 70 —~ 173 - 51 —— 7 -— 125 -—~— 110 -— 115 '— 50 -‘ 189 -4 ~— 144 -1 149 191 66 162 165 167 116 177 74 84 163 47 73 22 120 32 185 15 27 11 26 33 18 20 29 105 65 91 64 56 94 93 98 97 23 59 21 180 99 102 80 178 44 16 34 17 10 31 118 179 181 188 88 57 111 l l llJl l L 150 35 147 156 123 14 58 25 19 62 150 168 128 137 138 24 132 85 107 172 87 101 79 149 160 187 104 176 100 113 78 81 139 141 130 152 134 140 171 154 174 151 136 169 38 103 95 96 183 13 54 119 43 l J l L1 1414 L111] 1 l 1111 lLl l l l l [J L11 L111 1 151 175 131 92 49 52 67 142 63 186 36 89 39 182 61 121 40 42 111 71 155 164 37 75 48 127 30 90 86 158 159 41 83 77 161 157 28 l L 1 1 152 APPENDIX G K-means Cluster Method 153 initial Cluster Centers Cluster Availability dairy Availability milk Availability yogurt Availability cheese Accessibility dairy Accessibility milk Accessibility yogurt Accessibility cheese Convenience dairy Convenience milk Convenience yogurt Convenience cheese Cost dairy Cost milk Cost yogurt Cost cheese Culture dairy Culture milk Culture yogurt Culture cheese Health effects dairy Health effects milk Health effects yogurt Health effects cheese Personal factors dairy Personal factors milk Personal factors yogurt Personal factors cheese -s-sa—soo—sAoooooooo—x-so—soooo-s-s-s-s OOOOOOOO u r .30... 000000000 154 iteration History Change in Cluster Centers iteration 1 2 1 2.292 2.785 2 .084 .402 3 .034 .176 4 .055 .246 5 .150 .414 6 .043 .094 7 .049 .1 1 1 8 .032 .069 9 .017 .036 10 .014 .030 a. iterations stopped because the maximum number of iterations was performed. Iterations failed to converge. The maximum absolute coordinate change for any center is .022. The current iteration is 10. The minimum distance between initial centers is 5.916. 155 Final Cluster Centers Cluster Availability dairy Availability milk Availability yogurt Availability cheese Accessibility dairy Accessibility milk Accessibility yogurt Accessibility cheese Convenience dairy Convenience milk Convenience yogurt Convenience cheese Cost dairy Cost milk Cost yogurt Cost cheese Culture dairy Culture milk Culture yogurt Culture cheese Health effects dairy Health effects milk Health effects yogurt Health effects cheese Personal factors dairy Personal factors milk Personal factors yogurt Personal factors cheese ADO—hooo—IOOOOOOOOOOOOOOOOAOd-l COCOOOOOOCOOOOOOOOOOOOOOOO-fid Distances between Final Cluster Centers I Cluster I 1 1 2 I 1.851 2 i 1.851 Number of Cases in each Cluster Cluster Valid Missing 1 2 128.000 63.000 191 .000 .000 156 APPENDIX H Percent prevalence of positive, negative and neutral parental Influences 157 Percent Prevalence of Positive, Neutral and Negative Parental Influences Positive Neutral Negative Availability dairy, % 87 9 4 Availability milk, % 94 3 3 Availability yogurt, % 38 43 16 Availability cheese, % 52 41 7 Accessibility dairy, % 3 97 0 Accessibility milk, % 1 99 0 Accessibility yogurt, % l 99 0 Accessibility cheese, % l 99 0 Convenience dairy, % 25 78 1 Convenience milk, % 3 96 1 Convenience yogurt, % 12 89 1 Convenience cheese, % 13 90 0 Cost dairy, % 2 89 9 Cost milk, % 1 98 1 Cost yogurt, % l 94 5 Cost cheese, % 1 97 2 Culture dairy, % 1 97 3 Culture milk, % O 99 1 Culture yogurt, % O 100 0 Culture cheese, % l 99 0 Health benefit beliefs dairy, % 55 40 6 Health benefit beliefs milk, % 33 66 2 Health benefit beliefs yogurt, % 20 78 3 Health benefit beliefs cheese, % 10 84 6 Child preference dairy, % 65 20 15 Child preference milk, % 26 56 18 Child preference yogurt, % 39 46 15 Child preference cheese, % 46 48 6 Positive Negative Knowledge of bone health, % 96 4 Knowledge of # of milk svgs to 68 32 meet child calcium recommendations, % Parental modeling for milk, % 33 67 Parental expectation for milk, % 33 67 158 BIBLIOGRAPHY (1998) Nutrition and Bone Health with Reference to Calcium and Vitamin D. 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