g WI{IHINIIUJHHIWIWHINHHIIWIHHIHIIWWI 874 '—l I _m «s @136”) ' LIBRARY \ . Michigan State 1‘; 4 ) g ,‘ University {pg/QMSH This is to certify that the thesis entitled IDENTIFICATION OF THE TOTAL PERIPHERAL RESISTANCE BAROREFLEX presented by YING LI has been accepted towards fulfillment of the requirements for the Master of degree in Department of Electrical Science Enmeering WWW Major Professor’s Signature 5" 1/ ll / o 5" Date MSU is an Affirmative Action/Equal Opportunity Institution PLACE IN RETURN Box to remove this checkout from your record. To AVOID FINES return on or before date due MAY BE RECALLED with earlier due date if requested DATE DUE DATE DUE DATE DUE 2/05 c:/C'l—RC/Da_teDue.indd-p.'" '1'5’ ‘— IDENTIFICATION OF THE TOTAL PERIPHERAL RESISTANCE BAROREFLEX By Ying Li A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Department of Electrical Engineering 2005 ABSTRACT Identification of the Total Peripheral Resistance Baroreflex By Ying Li Feedback control of total peripheral resistance (TPR) by the arterial and cardiopulmonary baroreflex systems is a well-known mechanism for short-term blood pressure regulation. Conventional methods for measuring this TPR baroreflex mechanism aim to quantify only the static gain value of one baroreflex system as it operates in open- loop conditions. As a result, the normal, dynamic functioning of the arterial and cardiopulmonary baroreflex control of TPR remains to be fully elucidated. To this end, we introduce a signal processing algorithm to identify the TPR baroreflex impulse response (and the dominant time constant of the systemic arterial tree) by analysis of small, beat-to-beat fluctuations in arterial blood pressure, cardiac output, and stroke volume. The algorithm may therefore provide a complete linear dynamic characterization of the TPR baroreflex under normal, closed-loop conditions from totally non-invasive measurement methods (e.g., arterial tonometry and Doppler ultrasound). .We also demonstrate the validity of the algorithm with respect to realistic simulated data with known dynamic properties and conscious canine data before and after chronic arterial baroreceptor denervation. With further successful experimental testing, the signal processing algorithm may ultimately be employed to advance the basic understanding of the TPR baroreflex in both humans and animals in health and disease. ACKNOWLEDGMENTS Here I would like to thank all the people who have helped me in this work. First, I am very grateful to my advisor: Dr. Ramakrishna Mukkamala. Dr. Mukkamala helps me finish this very interesting thesis research and always gives me suggestions. I would also like to thank J. K. Kim, J. Sala-Mercado, R. L. Hammond and D. S. O’Leary from Wayne State University School of Medicine for providing the experimental data used in the evaluation. I also thank my colleagues Zhenwei Lu and Rafat Inayat Elahi for their advice. iii TABLE OF CONTENTS 1. INTRODUCTION ' 1 1.1 MOTIVATION ........................................................................................................ 1 1.2 AIMS .................................................................................................................... 2 1 .3 ORGANIZATION .................................................................................................... 3 2. BACKGROUND 4 2.1 BAROREFLEX PHYSIOLOGY .................................................................................. 4 2.2 PREVIOUS METHODS FOR MEASURING THE TPR BAROREFLEX .............................. 5 3. SIGNAL PROCESSING ALGORITHM 9 3.1 ESTIMATION OF THE STATIC GAINS OF THE ARTERIAL AND CARDIOPULMONARY TPR BAROREFLEX SYSTEMS ............................................................................................. 9 3.2 ESTIMATION OF THE IMPULSE RESPONSE OF THE ARTERIAL TPR BAROREFLEX.... 17 3.3 ESTIMATION OF THE IMPULSE RESPONSE OF THE CARDIOPULMONARY TPR BAROREFLEX ................................................................................................................. 19 3.4 IMPLEMENTATION OF THE SIGNAL PROCESSING ALGORITHM .............................. 19 4. EXPERIMENTS AND RESULTS 24 4.1 SIMULATED DATA .............................................................................................. 24 4.1.1 Data generation objective ......................................................................... 24 4.1.2 Results ....................................................................................................... 27 4.2 EXPERIMENTAL DATA ........................................................................................ 29 4.2.1 Experimental methods .............................................................................. 29 4.2.2 Results ....................................................................................................... 3O 5. CONCLUSIONS AND FUTURE WORK -- 33 5.1 CONCLUSIONS .................................................................................................... 33 5.2 FUTURE WORK ................................................................................................... 33 BIBLIOGRAPHY 35 iv LIST OF FIGURES Figure 1: Block diagram defining the total peripherial resistance(TPR) baroreflex system to be analyzed ................................................................................................................... 11 Figure 2: Diagram indicating how arterial blood pressure (ABP) would change over time in response to a step change in cardiac output (CO) ......................................................... 13 Figure 3: Block diagram indicating step 1 of signal processing algorithm ...................... 14 Figure 4: Block diagram indicating step 2 of signal processing algorithm ...................... 16 Figure 5: A first order RC circuit to represent the systemic arterial tree at low fi'equencies ........................................................................................................................ 1 8 Figure 6: Estimation of the RC time constant of the systemic arterial tree ..................... 18 Figure 7: Block diagram summarizing a previously developed human cardiovascular simulator ........................................................................................................................... 25 Figure 8: Simulated and human radial ABP waveforms ................................................. 26 Figure 9: Power spectra of heart rate (HR) from the Simulated and human experimental data .................................................................................................................................. 26 Figure 10: Actual and estimated arterial TPR baroreflex impulse responses ................... 28 Figure 11: Sample power spectra before and after chronic arterial baroreceptor denervation from a Single dog ........................................................................................... 31 Figure 12: Group average arterial and cardiopulmonary TPR baroreflex gain values before and after chronic arterial baroreceptor denervation in seven conscious dogs. ...... 32 LIST OF TABLES Table 1: Conventional methods for measuring the TPR baroreflex ................................... 8 Table 2: Actual and estimated Gc and T values ................................................................ 28 Table 3: Segments chosen to analyze in conscious dog data ............................................ 30 Table 4: Group average hemodynamic values of conscious canine data .......................... 31 vi 1. Introduction 1.1 Motivation The total peripheral resistance (TPR) baroreflex is one of the most important factors to regulate short-term arterial blood pressure (ABP) on a time scale of seconds to minutes and thus is critical to maintain arterial pressure in response to changing demands on the cardiovascular system. The traditional techniques used to characterize the TPR baroreflex system involve perturbing the blood pressure with an external stimulus as the input signal, measuring the TPR response as the output signal, and then plotting the stimulus-response curve whose slope indicates the system gain. The external stimuli that have been employed may be broadly classified as selective or non-selective. Selective stimuli only excite one baroreflex system while the non-selective stimuli excite both arterial and cardiopulmonary baroreflex systems simultaneously. However, these traditional techniques have limitations. The selective stimuli methods Open the feedback loop between the baroreflex and circulation and thereby preclude the study during normal physiologic conditions. In contrast, non-selective stimuli methods preserve normal closed-loop conditions, but the unique contribution of each baroreflex system cannot be distinguished from a simple stimulus-response curve. Multiple regression analysis (MRA) [McCullagh et a1, 1989] can distinguish the individual gain values of arterial and cardiopulmonary TPR baroreflex systems. However, it requires a sophisticated experimental preparation in which both heart rate (HR) and blood volume are perturbed. As a result, its applications are limited. In addition, the traditional techniques only provide a static characterization of the TPR baroreflex without explaining the dynamic properties. Thus, a practical technique is needed to characterize the normal, dynamic functioning of the arterial and cardiopulmonary TPR baroreflex systems. 1.2 Aims To this end, we previously developed a signal processing algorithm to identify the static gains of the arterial TPR baroreflex (GA) and cardiopulmonary TPR baroreflex (Gc) by mathematical analysis of the small beat-to—beat fluctuations in ABP, cardiac output (CO), and stroke volume (SV). In this thesis, we aim to extend the signal processing algorithm so as to identify the impulse response characterizing the TPR baroreflex. The extended technique may therefore provide a complete linear dynamic characterization of the TPR baroreflex under normal, closed-loop conditions without application of an external stimulus and from totally non-invasive measurement methOds (e.g., Finger-cuff photoplethysmography [Imholz et a1, 1998] and Doppler ultrasound [Eriken et a1, 1990]). The technique specifically identifies the impulse responses relating the fluctuations in CO to ABP and the fluctuations in SV to ABP and then represents the identified impulse responses with physiologic models so as to estimate the arterial TPR baroreflex impulse response, Gc, as well as the dominant time constant (T) of the systemic arterial tree (i.e., the product of TPR and the lumped arterial compliance (AC)). In this thesis, we also aim to evaluate the technique with respect to both simulated and experimental data. First, we applied the technique to the realistic beat-to-beat variability generated by a cardiovascular simulator whose actual dynamic properties are precisely determined. Then, we applied the technique to the spontaneous beat-to-beat variability measured from seven conscious dogs before and after chronic arterial baroreceptor denervation. 1.3 Organization This thesis is organized as follows. Chapter 2 provides an overview of the TPR baroreflex systems and the conventional measurement methods. Chapter 3 discusses the signal processing algorithm we developed and its implementation. Chapter 4 describes the simulated and experimental evaluation studies and results. Chapter 5 summarizes the works carried out in this thesis and suggests future directions of study. 2. Background 2.1 Baroreflex Physiology The arterial and cardiopuhnonary baroreflex systems contribute to the regulation of blood pressures over Short time scales of seconds to minutes. The maintenance of blood pressure is vital to the proper functioning of organs such as the brain, heart, and others. Thus, understanding the functioning of these baroreflex systems is very important. The baroreflex systems operate through negative feedback control of the circulation in which the sensed variables are blood pressures and the controlled variables are circulatory parameters such as HR, TPR, and ventricular contractility (V C). The arterial baroreflex senses ABP via baroreceptors that lie in the wall of the bifurcation region of the carotid arteries in the neck and also in the arch of the aorta in the thorax. The arterial baroreflex system responds to an increase in pressure at its receptors by, for example, decreasing HR, TPR, and VC so as to maintain ABP. The cardiopulmonary baroreceptors reside mostly in the cardiac chambers but also in the walls of the pulmonary artery [Bishop et al, 1983] and are very responsive to changes in central venous pressure (CVP) [Desai et al, 1997; Raymundo et al, 1989]. The cardiopulmonary baroreflex responds to an increase in pressure at its receptors by decreasing TPR [Mancia et a1, 1983; Raymundo et a1, 1989]. An increase in CVP also leads to an increase in HR in dogs [Bainbridge, 1915], but an opposite change may occur in humans [Desai et al, 1997]. The cardiopulmonary baroreflex is more complicated and is less understood compared to the arterial baroreflex. The control of HR by the arterial baroreflex is the most extensively studied baroreflex mechanism due to the relative ease of measuring HR and ABP. Previous researchers have studied the HR baroreflex in diabetes mellitus (e.g., [Mukkarnala et al, 1999]), heart failure (e.g., [Thames et al, 1993]), and hypertension [Moreira et al, 1992]. However, the HR baroreflex may not be the most important regulator of ABP. Guyton showed that venous return is nearly saturated at normal right atrial pressures due to the collapse of the large veins entering the thorax and thus, ABP can only be enhanced by about 15-20% by increasing only HR (see Figure 4 in [Guyton et al, 1957]). In contrast, all TPR changes are directly transmitted to ABP via Ohmic effects so that the TPR baroreflex may be a more important short-time regulator of ABP. 2.2 Previous Methods for Measuring the TPR Baroreflex Among the previous studies of the TPR baroreflex, most employed an external stimulus and followed three steps for characterizing this feedback mechanism: 1) perturb the baroreceptors with an external stimulus; 2) measure the steady-state TPR response; and 3) plot the stimulus-response curve whose slope indicates the system gain. The external stimuli that have been employed may be broadly classified as selective or non- selective. Selective stimuli such as carotid sinus pressure control [Olivier et al, 1993; Schmidt et al, 1971] and lower body negative pressure [Johnson et al, 1974; Zoller et al, 1972] only excite one set of baroreceptors and thus only the system response corresponding to this specific baroreflex system may be determined. However, the selective stimuli approach opens the feedback loop between the baroreflex and circulation and thereby precludes its study during normal physiologic conditions. In addition, the tenet that only one set of baroreceptors has been perturbed may not always be valid. The non-selective stimuli such as upright tilting [Waters et a1, 2002] excite both arterial and cardiopulmonary baroreflex systems simultaneously. The advantage of the non-selective stimulus approach is that it preserves normal closed-loop conditions. However, the relative contributions of the arterial and cardiopulmonary baroreceptors to the total system response cannot be distinguished without a more sophisticated analysis. Raymundo et a1 introduced their approach to measure the TPR baroreflex [Raymundo et al, 1989], which improved upon previous efforts. The central idea of their technique was to perturb all of the baroreceptors by changing the ventricular pacing rate and blood volume which are both non-selective stimuli. Then, they employed the MRA approach to distinguish the contributions of the arterial and cardiopulmonary baroreflex. To be specific, these investigators developed a conscious canine model utilizing the ventricular pacing (50-160 bpm afier atrioventricular (AV) block) and blood volume perturbations (i10%) to vary mean CVP and mean ABP independently of each other. That is, changes in the blood volume cause mean CVP and mean ABP to vary in the same direction, while changes in the ventricular pacing rate cause the two pressures to vary in the opposite direction (e.g., [Barcrofi et al, 1944; Fisher et al, 1984; Raymundo et al, 1989]). Thus, by combining these two perturbations, a data set was created in which ABP and CVP were orthogonal. With this orthogonal data set, the contribution of the resulting changes in mean CVP and mean ABP to mean TPR (as determined with an aortic flow probe CO measurement) was accurately assessed by MRA in which the two pressures were treated as the independent variables and mean TPR was considered as the dependent variable. The coefficient associated with mean ABP (GA) indicated the steady-state TPR change that would occur if the arterial baroreflex was stimulated by a unity step increase in ABP when CVP remained constant, while the coefficient associated with mean CVP (Gc) indicated the steady-state TPR change that would occur if the cardiopulmonary baroreflex was stimulated by a unity step increase in CVP when ABP remained constant. Raymundo et a1 evaluated their technique in five animals during baseline conditions and also under conditions of chronic arterial baroreceptor denervation and then vagal block. Under baseline conditions, both arterial and cardiopulmonary baroreflex systems contributed significantly to TPR control. After arterial baroreceptor denervation, the magnitude of GA was reduced essentially to zero, while the magnitude of Gc increased nearly three-fold probably to compensate for the diminished arterial baroreflex. Subsequent vagal block reduced the magnitude of Gc to zero as well (i.e., all TPR responses were eliminated). Thus, in their conscious canine model, the sympathetic afferent nerves contributed negligibly to TPR control. Additionally, these investigators extended the MRA to include nonlinear terms (e.g., mean ABP*CVP as an independent variable whose associated coefficient represents the gain value of the nonlinear TPR baroreflex interaction) but found no statistical evidence of nonlinear baroreflex effects or interactions for each of the three experimental conditions. This particular finding indicates that nonlinear TPR baroreflex behaviors may be insignificant under each investigated condition and over the physiologic range imposed by the ventricular pacing rate and blood volume perturbations. However, the finding does not necessarily preclude nonlinear or more complex behaviors under a different set of physiologic conditions. While the technique of Raymundo et al provides an effective means to quantify each TPR baroreflex, it requires a sophisticated experimental preparation to change the ventricular pacing rate and blood volume. It is very time-consuming too. Moreover, because of its invasive nature, the technique is essentially limited to animal studies and has not been subsequently employed for further examination of the TPR baroreflex. Based on what we have discussed above, we summarize the conventional methods to measure the TPR baroreflex and their limitations in Table 1. Table 1. Conventional methods for measuring the TPR baroreflex gfigfilfigg DISAVDANTAGE OF THE TECHNIQUE MEASUREMENT WITH RESPECT TO THE PROPOSED TECHNIQUE SIGNAL PROCESSING ALGORITHM l) instrumentation needed to excite carotid sinus baroreceptors carotid sinus pressure/nerve 2) TPR baroreflex feedback loop is opened stimulation 3) cardiopuhnonary baroreceptors may also be stimulated 4) only GA may be determined 1) lower body negative pressure muipment needed 2) invasive CVP required 3) TPR baroreflex feedback loop is disturbed 4) arterial baroreceptors may also be stimulated 5) only GC may be determined 1) cannot distinguish changes in GA fiom changes in GC 2) cannot determine changes in GA and GC due to postural changes 1) ventricular pacing electrodes and atrio- MRA ventricular block needed [Raymundo et a1, 1989] 2) hemorrhage and volume infusions needed 3) invasive CVP required lower body negative pressure (< 20 mmHg) upright tilting Thus, the integrated, dynamic functioning of the TPR baroreflex remains to be fully explained. To this end, a practical technique is needed to measure these dynamics during normal, closed-loop conditions. 3. Signal Processing Algorithm Mukkamala et a1 previously developed a Signal processing algorithm to quantify the static gains (integral of the impulse response) of the arterial'TPR baroreflex (GA) and the cardiopulmonary TPR baroreflex (Gc) [Mukkamala et al, 2002]. Here, we extend this algorithm to identify the impulse response characterizing the TPR baroreflex by analyzing the naturally occurring, beat-to-beat fluctuations in CO, SV, and ABP, which can be measured non-invasively in humans using, for example, Doppler ultrasound and arterial tonometry. The algorithm thus characterizes the dynamics of the TPR barorflex under normal closed-loop conditions and requires non-invasive measurements. System identification is one of the key concepts employed in this signal processing algorithm. System identification iS a useful engineering approach to build models characterizing the unknown system from measured input and output data. Compared to the power spectral analysis, which only characterizes the system output response, system identification characterizes the system itself, and thus distinguishes changes in actual system fImctioning from changes in the system input [Ljung, 1987]. Employed in physiologic systems, system identification can estimate the dynamic system properties (input-output transfer relationship) of the physiologic mechanisms. 3.1 Estimation of the Static Gains of the Arterial and Cardiopulmonary TPR Baroreflex Systems The block diagram in Figure 1 is based on the work of Raymundo et a1 and specifies the arterial and cardiopulmonary TPR baroreflex systems that we seek to characterize. AS shown in Figure 1 and discussed in Chapter 2, the arterial TPR baroreflex couples ABP fluctuations to TPR fluctuations, and the cardiopuhnonary TPR baroreflex couples central venous transmural pressure (CVTP) (which is the difference between CVP and intrathoracic pressure (lTP)) fluctuations to TPR fluctuations. (Because CVP is relatively small, CVTP is a more appropriate index of the sensing pressure of the cardiopulmonary baroreflex.) The block diagram also includes an unmeasured perturbing noise source NTpR, which reflects the residual variability in TPR that is not accounted for by the baroreflex mechanisms. Such variability may be due to, for example, the autoregulation of local vascular beds and the release of endothelium-derived relaxing factors [Guyton et al, 1996]. However, we note that NTpR may be small with respect to the total TPR fluctuations, as Raymundo et a1 observed no significant changes in TPR despite variations in ABP, CVP, and CO after arterial baroreceptor denervation and vagal block. The block diagram in Figure 1 also assumes that only linear TPR baroreflex dynamics are present, as Raymundo et a1 suggested that nonlinear TPR baroreflex behaviors may be insignificant under the investigated condition and over the physiologic range imposed by the ventricular pacing rate and blood volume perturbations. In principle, one would obtain beat-to-beat measurements of ABP, CVTP, and TPR in order to identify the impulse responses characterizing the arterial TPR baroreflex and cardiopuhnonary TPR baroreflex and the power spectrum of NTpR based on Figure 1. However, in practice, techniques for directly measuring beat-to-beat fluctuations in TPR are not available. Furthermore, invasive procedures are required to measure CVTP. All these facts indicate that this direct identification algorithm needs to be modified to be more practical. 10 anenal ABP ——> TPR baroreflex l CVTP cardiopulmonary I T TPR baroreflex I Figure 1. Block diagram defining the total peripheral resistance (TPR) baroreflex system to be analyzed The measurement of CVTP is very invasive, so we make the assumption that the fluctuations in SV, which can be obtained by dividing CO by HR, are adequate surrogates for the fluctuations in CVTP. In general, changes in left ventricular (LV) SV are caused by changes in LV preload (left atrial (transmural) pressure; LAP), LV afierload (ABP), and VC. However, Suga and Sagawa showed that spontaneous fluctuations in VC are very small at rest [Sagawa et a1, 1977]. By accordingly regarding the contribution of resting VC changes to SV changes to be relatively small, we are now able to argue that steady-state SV changes are determined solely by CVTP changes. The pulmonary circulation is a low-pressure circuit with an average pulmonary artery pressure (PAP) of normally 10-15 mmHg. Moreover, PAP is insensitive to CO and LAP over a wide range due to recruitment and distension [Coumand, 1956]. Since the right ventricular (RV) end- systolic elastance is about one mmHg/ml [Dell’Italia et a1, 1988], even moderate changes in PAP (RV afierload) would have only a small effect on RV SV. Thus, in steady-state, RV SV is usually determined by only RV preload (CVTP). Since LV SV must equal RV SV on average, steady-state SV changes are therefore determined by only CVTP changes. Although the beat-to-beat LV SV changes are not determined by just CVTP changes, our assumption is Specifically that the present CVTP fluctuation is determined by a future LV 11 SV fluctuation as well as present and past LV SV fluctuations. Note that, by inversion, this assumption may be interpreted as the present LV SV fluctuation is determined by the past CVTP fluctuations. Thus, all of these CVTP fluctuations may at least partly account for LV preload and afierload variability. A straight forward method to estimate the TPR fluctuations is to compute the ratio of average ABP to average CO over intervals in which TPR changes little and net flow through the large compliant arteries is small. It is possible to choose such intervals because the dominant time constant of the systemic arteries (~2 s [Sato et al, 1974]) is smaller than the time constant governing changes in TPR (~ 10 s [Berger et al, 1989]). And we take SV fluctuations as the surrogate for CVTP fluctuations as discussed above, so we can directly estimate the arterial and cardiopulmonary TPR baroreflex through Figure 1. However, a previous study [Mukkamala et al, 2003] has shown that this direct estimation of TPR fluctuations imposes a nonphysiological relationship between the direct identification inputs and the direct identification output as follows ATPR AABP T—PR (t)~ 2E0 (t)-—S=——(t)-—(t) (1) where each fractional quantity here reflects relative fluctuations with respect to mean values. This relationship erroneously suggests that the arterial TPR baroreflex and SV—iABP step responses are unit step functions scaled by 1 and -1, respectively. To account for the unmeasured TPR fluctuations, our Signal processing algorithm therefore employs the concept that the dynamic relationship between the fluctuations in ABP and. CO reflects the fluctuations in TPR caused by the baroreflex. Suppose that the cardiopuhnonary TPR baroreflex is inactive (i.e., Gc = 0) and there is a step change in CO, as shown in the top panel of Figure 2. If the arterial TPR baroreflex is also inactive 12 (i.e., GA =0), then, by Ohm’s law, the steady-state fractional change in ABP would equal the fractional change in CO (i.e., A3431) = A5? ). In contrast, if the arterial TPR ABP CO baroreflex is active (i.e., GA <0), then the steady-state fractional change in ABP would be less than that of CO due to the accompanying drop in TPR (i.e. %P< % ). The difference between these two situations indicates the functioning of the arterial TPR baroreflex. That gives us the conceptual basis to characterize the arterial TPR baroreflex by identifying the relationship between fluctuations in CO and ABP. _ ACO co M h: arterial TPR arterial TPR baroreflex inactive baroreflex active 11 ABP MBP g ACO ABP AABP ACO ABP co ABP co due to bamt'lex _ AABP _ ABP ABP MBP t t Figure 2. Diagram indicating how arterial blood pressure (ABP) would change over time (t) in response to a step change in cardiac output (CO), if both the arterial TPR baroreflex and cardiopulmonary TPR baroreflex were inactive (lower left panel) and if only the arterial TPR baroreflex were active (lower right panel) 13 Finally, the block diagram indicating our signal processing algorithm is shown in Figure 3 (step 1 of signal processing algoritlun), which accounts for the unmeasured TPR and CVTP fluctuations as discussed above. Here we assume that the measured fluctuations in CO, SV, and ABP are sufficiently small and stationary so that the autonomic coupling mechanisms may be represented by linear time-invariant (LTI) transfer functions. NAB]: reflects the residual variability in ABP fluctuations that is not accounted for by the CO and SV fluctuations. We employed the system identification approach to estimate the impulse response of from C0 to ABP and fi'om SV to ABP. Figure 4 (step 2 of signal processing algorithm) indicates the physiologic models that couple CO to ABP and from SV to ABP. We calculated the static gains of arterial and cardiopulmonary TPR baroreflex, i.e., GA and Gc, based on these models. LE)... co ABP CO "’ AABP N _= ABP ABP ASV —_———> SV—>ABP SV Figure 3. Block diagram indicating step 1 of signal processing algorithm The mechanism coupling CO to ABP, which is indicated by CO—iABP, includes the dynamic properties of the arterial TPR baroreflex as well as the systemic arterial tree according to Figure 4 (a). This feedback hierarchy shows that an increase in CO will initially cause ABP to increase via the systemic arterial tree. This will excite the arterial TPR baroreflex/systemic arterial tree are to decrease TPR to maintain ABP. l4 The static gain of the arterial TPR baroreflex (GA) can be computed from the static gain of CO—->ABP, because the static gain of the systemic arterial tree is identical to one due to the normalization of all signals with their respective mean values. Also due to this normalization, the static gains of CO——>ABP and arterial TPR baroreflex will be unitless. GA indicates the steady-state percent change in TPR (with respect to its mean value) that would occur, if the arterial TPR baroreflex was Simulated by an X percent step change in ABP (with respect to its mean value) through the product of X and GA The mechanism coupling SV to ABP, which is indicated by SV—PABP, includes the dynamic properties of the arterial TPR baroreflex and cardiopulmonary TPR baroreflex as well as the inverse heart-lung unit and systemic arterial tree according to Figure 4 (b). The heart-lung unit is defined to precisely couple CVTP fluctuations to SV fluctuations (according to the above assumption) [Hemdon et al, 1969]. So the inverse heart-lung unit precisely couples SV fluctuations to CVTP fluctuations. The feedback hierarchy in Figure 4 (b) Shows that an increase in SV will initially cause CVTP to increase via the inverse heart-lung unit. This CVTP increase will excite the cardiopulmonary TPR baroreflex to decrease TPR. This decrease in TPR will then excite the arterial TPR baroreflex/systemic arterial tree arc to increase TPR to maintain ABP. The static gain of the cardiopuhnonary TPR baroreflex can be computed from the static gains of arterial TPR baroreflex and SV—->ABP because the static gains of the systemic arterial tree and inverse heart-lung unit are identical to one due to the normalization of the signals with their respective mean values. Similarly, the static gains of SV—>ABP and cardiopulmonary TPR baroreflex are also unitless due to the normalization. Gc indicates the steady-state percentage change in TPR (with respect to its 15 mean value) that would occur, if the cardiopulmonary TPR baroreflex was simulated by an X percent step change in CVTP (with respect to its mean value) through the product of X and Ge, . systemic arterial tree ATPR ASP TPR> systemic CO arterial tree arterial , TPR baroreflex (a) inverse heart-lung unit ATPR ACVTP TPR systemic ASV CVTP arterial tree S__V cardiopulmonary TPR baroreflex anenal TPR baroreflex (b) AABP » ABP AABP ABP Figure 4. Block diagrams indicating step 2 of signal processing algorithm. The two block diagrams are physiologic models of the internal dynamics of (a) CO-—)ABP and (b) SV—)ABP in Figure 3 16 3.2 Estimation of the Impulse Response of the Arterial TPR Baroreflex To extend this signal processing algorithm to estimate the TPR baroreflex impulse response, we reconsider the physiologic model of Figure 4 (a). It implies that the impulse response of the arterial TPR baroreflex can be computed through the feedback hierarchy, if both the impulse response of CO-—)ABP and the impulse response of the systemic arterial tree are known. The impulse response of CO—>ABP can be obtained by system identification as described in Section 3.1. So we extended the algorithm to estimate the impulse response of the systemic arterial tree also from the observed beat-to-beat fluctuations in CO and ABP. We know fi'om physiology that: 1) the distributed systemic arterial tree may be regarded as a lumped system as Shown in Figure 5, which is characterized by a single time constant I (’C is equal to the product of TPR and AC) for the slow, beat-to-beat fluctuations considered here [Noordergraaf et al, 197 8] and 2) TPR baroreflex dynamics are delayed with respect to, and slower than, systemic arterial tree dynamics [Mukkamala et a1, 2003]. The extended algorithm therefore aims to estimate the value of 1: and then the impulse response of the systemic arterial tree which is given by —t Irma) =le . u(t) (2) T where u(t) is the unit step function. 17 ABP CO T == AC ' TPR Figure 5. A first order RC circuit to represent the systemic arterial tree at low frequencies Figure 6 shows the estimation of T by the least square fitting of the systemic arterial tree step response (which is the integral of the impulse response in Equation 1) to the initial upstroke of the CO——)ABP step response in which the TPR baroreflex has not taken effect (see Figure 2). A ABP AABP __ P(t=) (1— e )u(t) due to baroreflex ABP due to systemic arterial tree AABP » t Figure 6. Estimation of the RC time constant of the systemic arterial tree According to the feedback hierarchy in Figure 4 (a), the impulse response of the arterial TPR baroreflex (h A TPR) can be computed from the impulse responses of CO—->ABP (hC0—> ABP) and the systemic arterial tree (hsys ). 18 3.3 Estimation of the Impulse Response of the Cardiopulmonary TPR Baroreflex According to the feedback hierarchy in Figure 4 (b), the impulse response of the cardiopulmonary TPR baroreflex can be calculated, if given the impulse responses of SV—)ABP, systemic arterial tree, arterial TPR baroreflex, and inverse heart-lung unit. However, we do not propose a method to estimate the impulse response of the inverse heart-lung unit. So, the direct estimation of the cardiopulmonary TPR baroreflex impulse response through Figure 4 (b) is not possible. However, we know that both arterial and cardiopulmonary TPR baroreflex systems are governed by the (IL-sympathetic nervous system. So, it might be reasonable to assume that they have the same dynamics. That is, the impulse response of the cardiopuhnonary TPR baroreflex may be identical to that of the arterial TPR baroreflex in shape but sealed in magnitude. Based on the static gain values of arterial and cardiopulmonary TPR baroreflex (GA and Gc) and the impulse response of arterial TPR baroreflex we already obtained, we could therefore calculate the impulse response of the cardiopuhnonary TPR baroreflex by sealing the impulse response of the arterial TPR baroreflex bygi. A 3.4 Implementation of the Signal Processing Algorithm The block diagram Shown in Figure 3 can be mathematically represented by an autoregression moving average (ARMA) equation as follows 19 AABP m —A—BY)—(t)= (Ea-AA -=BP—(t—i)+ 2b,? ——00-(t"i)+ 20 _(t_i)+WABP(t) (3) ACO ASV and AABP C_O ’ S—v E in Equation 3 represent the measured beat-to-beat fluctuations in these signals. The three sets of unknown parameters {a,-, b,-, c,-} define the impulse responses of CO—->ABP and SV—vABP. The terms m, n, p limit the number of parameters (model order), and WABP is the unmeasured residual error. This residual error together with the set of parameters {a,-} fully defines the power spectrum of NABp. Because the original signals we have are the continuous recordings of ABP, CO and SV. So we first averaged these Signals by replacing their values for current cardiac cycles by the average values of the three previous and three subsequent cardiac cycles. We then resampled the averaged Signals at 0.5 Hz with an anti-aliasing filter whose impulse response is unit-area boxcar of four seconds’ duration. Finally, we subtracted the means fi'om these Signals and divided them by the means to obtain the deviations of the Signals from their mean values. Through the above steps, we normalized the Signals by their mean values and obtained the fluctuations of these signals, which are used as the inputs and outputs of Equation 3. Starting from using a maximal model order 3 (i.e., m=n =p=3) and employing a previously developed system identification algorithm [Perrott et a1, 1996] which intelligently reduces the model order, we estimate the three sets of parameters {ab bi, Cf}. Then, according to the physiologic models in Figure 4, the static gains of the arterial and cardiopulmonary TPR baroreflex, i.e., GA and Gc, are computed from the parameter sets {a,, b,-, c,-} as follows 20 GA :[Zbi +Zai —1)/Zbi (4) i=0 i=1 i=0 CC = EC.- Zb.~ . (5) i=0 '= In principle, this algorithm will be effective provided that spontaneous HR variability is present. If HR variability is deemed to be insignificant with respect to CO variability (e.g., <5%), then only the CO—)ABP impulse response may be reliably identified (via a single-input ARMA equation). However, in this case, the model of this physiologic system becomes the sum of the block diagrams in Figure 4 with a static gain (GL) given as follows 1+ GL = GC . (6) 1 — G A Thus, when HR variability is virtually absent, the algorithm estimates GL and therefore cannot distinguish between the functioning of the arterial TPR baroreflex and cardiopulmonary TPR baroreflex. However, note that GL provides a quantitative measure of the lumped functioning of the two TPR baroreflex mechanisms. By transferring all the impulse responses to the z-domain, we obtain the z—transform of the impulse response of the arterial TPR baroreflex , denoted as H A TPR (z) , as follows H - H HA TPR (z) = C0—->ABP (Z) sys (Z) (7) HC0—)ABP (Z)Hsys (2) where H ATPR(Z) , HC0—4ABP(Z) and H ”3(2) are the z-transform of h ATPR , hCO _, A 3p and hsys , respectively. 21 Due to noise, we noticed that some zeros of the estimated H CO _, ABP (z) reside outside of the unit circle. These zeros will cause system instability in H ATPR (z) [Oppenheim et al, 1997] because all the zeros of H CO _, A 3,; (2) becomes the poles of H ATPR (2) according to Equation 7. To solve this instability problem, we tracked these zeros outside of the unit circle in H CO _, A 3p (2) and found that they were corresponding to the high frequency components in CO—)ABP impulse response. So we employed a low pass filter to remove these high frequency components and thus remove all the zeros outside of the unit circle to make the system invertible. The cut-off frequency of this low pass filter is chosen to be 0.1 Hz [Berger et a1, 1989]. We employed this low pass filter on the CO——>ABP impulse response obtained from the system identification, and then compensated the phase delay caused by this filter to realize a zero-phase filtering. To obtain the impulse response of the systemic arterial tree, I we integrated the estimated impulse response of CO—>ABP before the low pass filtering to obtain the step response of CO—)ABP (solid line in Figure 6). According to the analysis in Section 3.2, the initial upstroke of the first three seconds in this step response is only governed by the systemic arterial tree since the slower TPR baroreflex has not taken effect yet. This initial upstroke corresponds to the first two samples in the step response of CO—->ABP since our sampling frequency is 0.5 Hz. We fit the systemic arterial tree step response to these two samples through the minimum mean square error (MMSE) method to find the best estimation of the time constant I . Then the impulse response of the systemic arterial tree is generated through Equation 1. 22 We also low pass filtered the impulse response of the systemic arterial tree through the same zero phase filter employed on the impulse response of CO—>ABP. Finally, the impulse response of the arterial TPR baroreflex (hATPR) is calculated according to Equation 7 and we also low pass filtered h A TPR by the same zero phase filter employed before. By employing the same filter on hCO _) A BP’ hsys and h ATPRa we cancel the effects of these low pass filters ideally at the end and make Equation 7 hold exactly. To be specific, suppose the z-transform of this low pass filter is G(z), then H CO _, A BP (2) becomes H CO _, ABP(Z)G(Z) and H m (2) becomes H sys (Z)G(z) afier filtering. Substitute H CO _, ABP(z) by H CO _, ABP(z)G(z) and H WS (2) by H W (z)G(z) in Equation 7 and the output H . ATPR (2) becomes HC0—)ABP (2)0(2) — Hsys (2)6(2) __ HC0—)ABP (Z) — Hsys (Z) (HC04A3P(Z)G(Z))(Hsys (z)G(z» "' HC0—>ABP(Z)Hsys (Z>G (8) H'ATPR (2): As described before, we also employed the same low pass filter on H ' ATPR (z) . So the output of this filter, which is the z-transform of our estimated h A TPR , becomes . H — H H ATPR (Z)=H ATPR(Z)G(Z)= COT/WC?) ”3(2) (9) HC0—)ABP (Z)Hsys (Z) which is exactly the same as the one without low pass filtering. So we canceled the impact of the low pass filter and exactly followed the algorithm that we developed above. 23 4. Experiments and Results 4.1 Simulated Data 4.1.1 Data Generation Objective We generated Six-minute intervals of simulated data with beat-to-beat variability from a previously developed computational simulator of human cardiovascular system [Mukkamala et al, 2003]. We applied our signal processing algorithm to these data to estimate the static gains of the arterial and cardiopulmonary TPR baroreflex, the impulse response of the arterial TPR baroreflex, and the time constant of the systemic arterial tree. Independently, we applied an arbitrary narrow unit-area input to the appropriate point in the cardiovascular simulator to establish the gold standard impulse responses of the arterial and cardiopulmonary TPR baroreflex. The block diagram shown in Figure 7 illustrates the major components of this cardiovascular Simulator. It includes three major components: a pulsatile heart and circulation, a short-term regulatory system, and resting physiological perturbations. The circulatory system consists of contracting left and right ventricles, systemic arteries and veins, and puhnonary arteries and veins. The systemic arteries are specifically modeled as a third-order system accounting for viscous, compliant, and inertial effects. The regulatory system comprises arterial and cardiopulmonary baroreflex control of HR, TPR, systemic venous unstressed volume (SVUV), and VC as well as a direct neural coupling between respiration and HR. Each baroreflex effector system is specifically modeled as a static non-linearity to account for saturation followed by linear dynamics. 24 The resting perturbations include respiratory activity, stochastic disturbances to TPR and SV UV, and l/f HR fluctuations. BAROREF LEX SATU RATION ASP I3max Pa P39 Pth AIRWAYS AND F LUNGS [a P Sp Palv " ra (I QV SYSTEM 5 PU LM CIRCULATIONS Ra BAROREFLEX CARDIOPULMONARY BAROREFLEX Figure 7. Block diagram summarizing a previously developed human cardiovascular simulator [Mukkamala et al, 2003] As shown in Figure 8, the simulated ABP waveform resembles human radial ABP waveform, which demonstrates the cardiovascular simulator can generate realistic signal waveforms. Figure 9 illustrates that the power spectrum of HR from the simulated data resembles that of the human data, which demonstrates the cardiovascular simulator can generate realistic beat-to-beat variability of Signals. 25 120’ Simulated ABP [mmHg] 0 K 7 115 it Time [sec] 120‘ Human radial ABP 110 100 E E 90’ E 80 70 60» 2.5 “”1 ofs i {5 é 25' Time [sec] Figure 8. Simulated and human radial ABP waveforms -— Human (average) — Human (95% confidence intervals) ' ' ' Model 0:4 0.5 oz 0.3 Frequency [Hz] Figure 9. Power spectra of heart rate (HR) from the simulated and human experimental data Our specific goal was to determine if the technique can accurately estimate, and detect changes in the impulse response of the arterial TPR baroreflex, the static gain 26 value of the cardiopulmonary TPR baroreflex, Gc, and the dominant time constant 1 of the systemic arterial tree. In order to achieve this goal, we conducted a series of simulations under different sets of parameter values. For each set of parameter values, we repeated the simulation 50 times to determine the mean and 95% confidence intervals of the estimates. To evaluate the estimates, we established the corresponding actual I value by taking the product of the total AC and the mean TPR and the actual arterial and cardiopulmonary TPR baroreflex impulse responses by isolating these systems from the simulator, applying an impulse input to each system, and measuring the TPR response. The areas of these impulse responses were then computed so as to establish the actual GA and Gc values. 4.1.2 Results Figure 10 illustrates the actual and estimated arterial TPR baroreflex impulse responses for different simulator GA values. Table 2 shows the actual and estimated Gc for different simulator Gc values as well as the actual and estimated T for different simulator total AC values. These results show that the technique is able to accurately estimate, and detect changes in, the arterial TPR baroreflex impulse response and 1'. Because SV fluctuations do not perfectly represent CVTP fluctuations, the results also indicate that the technique has consistently underestimated GC. However, the algorithm is able to detect changes in the simulator Gc value. 27 -0.1 0.02 - l -0.02 -0.04 -0.06 ~ 25 50 —1—J '0.1 _J——J _0_1 ____*l 25 50 25 50 Time [sec] Figure 10. Actual (solid) and estimated (mean (dash) i 95% confidence intervals (dash-dot» arterial TPR baroreflex impulse responses Table 2. Actual and estimated (meani95% confidence intervals) GC and r values Gc [unitless] 1 [sec] ACTUAL ESTIMATE ACTUAL ESTIMATE -O.37 -0.15:t0.02 1.06 1.13-J:0.02 -0.55 -0.29i0.02 1.56 1.64i0.03 -0.74 -0.50i0.03 2.08 2.19i0.05 28 4.2 Experimental Data 4.2.1 Experimental methods We analyzed the experimental data from seven conscious dogs before and after chronic arterial baroreceptor denervation. We applied our signal processing algorithm to these data to specifically identify the arterial and cardiopuhnonary TPR baroreflex gain values. Researchers at the Wayne State University School of Medicine collected the hemodynamic data utilized in our evaluation, and the materials and methods were described in detail in a very recently published study [Kim et al, 2005]. We described here the most basic aspects of the experimentation that were relevant to our evaluation. Seven conscious dogs (20-25 kg) of either gender were studied according to the following protocol. Chronic instrumentation was installed in each dog to measure central ABP, CO, HR, and other hemodynamic variables. After recovery from the surgery, the beat-to-beat hemodynamic data were recorded for about ten minutes while the dog was standing quietly. Then, surgical denervation of the carotid sinus and aortic arch receptors was performed. The completion of the baroreceptor denervation was confirmed by observing the lack of any HR response to an intravenous bolus infusion of phenylephrine, which increased ABP by ~40 mmHg. Finally, approximately two weeks after the completion of the baroreceptor denervation, the beat-to-beat hemodynamic data were again recorded for about ten minutes while the dogs were standing quietly. We choose the segments shown in Table 3 of the experimental data of each dog visually to include as much “clean data” as possible before and after chronic arterial baroreceptor denervation. “End” indicates the end of the individual data set. 29 Table 3. Segments chosen to analyze in conscious dog data 3:22.253“ Cm. BO 70:end 50:end CHI 61 :274 1:170 CR 70:end 1:410 HAS lzend 40:end LU 852end 300:end MO 601end lzend ROK 602280 lzend 4.2.2 Results Table 4 illustrates that the group mean hemodynamic values did not change in response to chronic arterial baroreceptor denervation. The “blindness” of the mean hemodynamic values to baroreflex functioning is consistent with the notion that the baroreflex is not important in long-term blood pressure regulation. The standard deviation of ABP significantly increased from 2.9 mmHg to 10.2 mmHg after the chronic arterial baroreceptor denervation. The power spectra in Figure 11 show that the fluctuations of the hemodynamic variables about their mean values were altered by chronic arterial baroreceptor denervation, especially the fluctuations in ABP increased significantly. This is because the chronic arterial baroreceptor denervation reduced the ability to maintain blood pressure. However, it is still impossible to “see” the effects of the denervation specifically on TPR baroreflex functioning. 3O Table 4. Group average hemodynamic values (meani95% confidence intervals) of conscious canine data HEMO— CHRONIC ARTERIAL BARORECEPTOR DENERVATION DYNAMIC BEFORE AFTER VARIABILITY MEAN STDEV MEAN STDEV ABP [MMHG] 105.9i12.3 2.93.0.7 11721140 10.2:1:4.5 CO [ML/S] 80.6i9.9 6.2:t3.0 79.7i13.5 5.3:t1.8 sv [ML] 46.1i6.0 2,412.9 37.7i4.9 2.0:t0.6 HR [BPS] 1.8:t0.2 0.2:l:0.1 2.11:0.3 0.11.0.1 chronic arterial baroreceptor denervation E- 1500 . before 1500 _ after %’ 1000» 1000 E. 5001 500 . E _ < 0o 0.1 0.2 0o _ 0.1 0.2 £ 1500 . 1500 if 1000 1000 3 E 500 km 500 5' _ 0 0o o 1 0.2 00 0.1 0.2 if 40 40 N-l E 201 20 » U) 0 \...\ O 0 0.1 0.2 o 0.1 0.2 Frequency [Hz] Frequency [Hz] Figure 11. Sample power spectra before and after chronic arterial baroreceptor denervation from a single dog 31 Figure 12 illustrates the group average estimates of GA and Gc (meanistdev) before and after chronic arterial baroreceptor denervation by employing our algorithm on these canine data. It indicates that our algorithm predicted that chronic arterial baroreceptor denervation caused the magnitude of GA to reduce to nearly zero (i.e., arterial TPR baroreflex functioning was lost) and the magnitude of GC to more than double (i.e., cardiopulmonary TPR baroreflex functioning was enhanced) to compensate. Both changes were statistically significant. These results are consistent with the very invasive MRA method for quantifying the TPR baroreflex gain values [Raymundo et a1, 1989]. The estimated GA and GC values in Figure 12 are, on average, roughly 2-3 times as large as the values reported by Raymundo et a1. These differences may be due to different postures and signal normalization schemes as well as inter-subj ect variability. _ arterial TPR baroreflex 0 5_cardiopulmonary TPR baroreflex o __ i_, 0.. -0 5 —0.5 '5' '5' (I) g _1 . g _1 . .5. s 0< -1.5~ (Do-1.5- -2 . .__, -2. I -2.5 ~ -2 5 p=0.015 q p=0.048 - before after before after chronic arterial baroreceptor denervation Figure 12. Group average arterial and cardiopulmonary TPR baroreflex gain values before and after chronic arterial baroreceptor denervation in seven conscious dogs 32 5. Conclusions and Future Work 5.1 Conclusions In this thesis, we discussed the theoretical fundamental and the implementation of a signal processing algorithm, which can be employed on the continuous measurements of CO, ABP and SV to identify the dynamic fimctioning of the TPR baroreflex. It is a noninvasive technology and keeps the normal, closed-loop conditions of the TPR baroreflex systems. We also covered the evaluation of this algorithm by both simulated data generated from a cardiovascular simulator and experimental data collected from seven conscious dogs. The main contributions of this research are as follows: 1) It developed a signal processing algorithm to estimate the impulse response of the arterial TPR baroreflex from the continuous measurements of CO, ABP, and SV. 2) It validated the signal processing algorithm by simulated data and experimental data. 5.2 Future Work The impulse response of the TPR baroreflex of the conscious dogs remains undetermined in this thesis. And we do not have the corresponding gold standard dynamics against which we can compare our results with. 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