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DATE DUE DATE DUE DATE DUE 2/05 p:/ClRC/DateDue.indd-p.1 A RETROSPECTIVE VIEW OF ACADEMIC PERFORMANCE AMONG F IRST-YEAR STUDENTS AT LAKE SUPERIOR STATE UNIVERSITY WHO SELECTED MICHIGAN’S DUAL ENROLLMENT PROGRAM AS THEIR POSTSECONDARY PREPARATORY STRATEGY IN HIGH SCHOOL (1996-2003) By MaryAnne Pietraniec Shannon A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Educational Administration: Higher, Adult, and Lifelong Education 2005 ABSTRACT A RETROSPECTIVE VIEW OF ACADEMIC PERFORMANCE AMONG FIRST-YEAR STUDENTS AT LAKE SUPERIOR STATE UNIVERSITY WHO SELECTED MICHIGAN’S DUAL ENROLLMENT PROGRAM AS THEIR POSTSECONDARY PREPARATORY STRATEGY IN HIGH SCHOOL (1996-2003) . By MaryAnne Pietraniec Shannon Michigan’s Public Act 160 provides incentive to secondary students for part-time . participation in Dual Enrollment (DE) as a postsecondary preparatory strategy. Under the framework of anticipatory socialization, this Act allows eligible students in Michigan to earn postsecondary credit hours while simultaneously earning a high school diploma. Although this strategy has been utilized in Michigan since 1996, it has yet to be formally evaluated, creating a void of understanding between educational policy and practice. To investigate the impact of dual enrollment participation on academic performance after high school, a 7-year retrospective case study was conducted at Lake Superior State University, a small, rural, public, baccalaureate-focused Michigan university that has fully participated in PA 160 Since 1996. Records in the University’s computerized Student Information System were reviewed for the population of 180 Dual Enrollment participants admitted to LSSU from fall 1996 through fall 2002. First-year academic and graduation data for dual enrollees were compared to others who entered LSSU at the same time; a population group of 38 Advanced Placement participants and a randomly selected control group of 227 first-year students who entered LSSU without postsecondary academic credits. Key findings revealed postsecondary preparatory program students demonstrated significant positive differences on the following measures when compared to the control group of students: 1) High School GPA; 2) High School Percentile Class Rank; 3) ACT Composite Score; 4) First-Semester LSSU Credit Hours Earned; 5) First-Semester LSSU GPA; and 6) Second-Semester LSSU GPA. In the short term, participation in postsecondary preparatory programming was found to be a significantly positive predictor for first-semester LSSU GPA (p 5 .05), but not for second-semester LSSU GPA. In the long term, postsecondary preparatory students earned their LSSU bachelor’s degree at significantly higher five-year graduation rates (p 5 .05). Dual enrollees earned that credential in significantly less time when compared to all other groups (p _<_ .05), providing policy implications for the study site, the State of Michigan, and similar types of institutions nationwide. This dissertation is dedicated to my family — to my husband Dr. Patrick M. Shannon and my sons, Tom and Jim iv ACKNOWLEDGEMENTS I am grateful for all the support and guidance I have received from staff and faculty at Lake Superior State University and at Michigan State University during the course of this study. A special thanks goes to Dr. Susan Ratwik at LSSU, who is a champion of “putting students first,” and to Dr. James Fairweather at MSU, who served as both my teacher and advisor. TABLE OF CONTENTS Page LIST OF TABLES ..................................................................................................... ix . LIST OF FIGURES .................................... . .............................................................. xiii CHAPTER 1 INTRODUCTION ..................................................................................................... 1 Statement of the Problem ................................................................................. 4 Purpose of the Study ........................................................................................ 5 Research Questions ................................. . ........................................................ 6 Need for the Study ........................................................................................... 8 Profile of the Case Study: Lake Superior State University as an Institution of Higher Education in Michigan ................................................... 9 Academic Profile of the Institution .............................................................. 10 Administration and Faculty Profile at LSS U (1996-2003) ......................... 13 Student Selectivity at LSS U ......................................................................... 14 Demographic Profile of LSS U ’s Student Population (1996-2003) ............ 15 F irst-Year LSS U Student Enrollment Trends (1996-2003) ................ 17 Academic Programming Profile for F irst- Year LSS U Students (1 996-2003) ............................................................................................. 1 8 Specific Institutional Policies and Practices that Supported F irst- Year Academic Success at LSS U (1996-2003) .................................. 21 LSS U ’s Involvement with Dual Enrollment Programming (1996-2003) 22 Limitations ....................................................................................................... 23 Definition of Terms .......................................................................................... 24 CHAPTER 2 LITERATURE REVIEW .......................................................................................... 30 The Rationale for Supporting Seamless Educational Transitions from High School to Postsecondary Academics .............................................. 31 An Historical National Perspective: Advanced Placement and Dual Enrollment Programs as Postsecondary Academic Preparatory Strategies for High School Students ....................................................... 33 Michigan’s Dual Enrollment Program ............................................................. 37 Anticipatory Socialization: A Conceptual Framework in Support of Dual Enrollment Educational Programming ..................................... 41 Rationale Supporting High School Student Participation In DE Educational Programming ...................................................................... 44 Rationale against High School Student Participation in DE Programming...... 47 Measuring the Impact: Studying Traditional First-Year, Postsecondary Academic Student Success Measures ..................................................... 51 Summary .......................................................................................................... 55 vi CHAPTER 3 METHODOLOGY Page ................................................................................................. 59 Characteristics of the Conceptual Framework and Study Variables ............... 60 Research Design ............................................................................................... 64 Selection of Study Participants ........................................................................ 64 Data Collection Techniques ............................................................................. 67 Arrangements for Data Collection ................................................................... 67 Rationale for Using Secondary Data Analysis in this Study ........................... 68 Method of Analysis by Research Question ...................................................... 68 Question 1: Question 2: Does the pre-university student profile (Sex, Race, Region of Michigan Residence, High School GPA, High School Class Rank, ACT Composite Score) of first-year LSS U students who selected one of two postsecondary academic preparatory strategies while a high school student (DE or AP) differ from first-year LSS U students who did not select a postsecondary academic preparatory strategy while a high school student? ................................................. 68 Does the first-year academic university student profile (first semester LSS U GPA, Second Semester LSS U GPA, number of enrolled credit hours first semester, number of enrolled credit hours earned first semester, and number of degree major changes) for LSS U students who selected one of two postsecondary academic preparatory strategies while a high school student (DE or AP) differ from the first-year academic university student profile for LSS U students who did not select a postsecondary academic preparatory strategy while a high school student? ............... 70 Question 3: Does participation in DE and AP programming, High Question 4: School GPA, Sex, Race, and Region of Michigan Residence, individually or additively combine to predict academic performance for students in the first year of bachelor ’s degree focused postsecondary education at LSSU? .............................................................................. 72 Does the LSS U graduation profile for first-time, full-time LSS U students who selected one of two postsecondary academic preparatory strategies while a high school student (DE or AP) differ from the LSS U graduation profile for first-time full-time LSS U students who did not select a postsecondary academic preparatory strategy while a high school student? ................................... 75 vii Page Conclusion ....................................................................................................... 77 CHAPTER 4 DATA ANALYSIS ................................................................................................... 78 Data Analysis by Research Question Question I ............................................................................................... 79 Question 2 ............................................................................................... 95 Question 3 ............................................................................................... 107 Question 4 ............................................................................................... 114 Conclusion ....................................................................................................... 120 CHAPTERS DISCUSSION AND RECOMMENDATIONS ........................................................ 122 Summary Listing of Key Findings from Each Section in Chapter 4 ............... 122 Question 1: Study Findings — Pre- University Student Profile Factors .................................................................................. 122 Question 2: Study Findings —- F irst- Year LSS U Student Academic Behaviors ......................................................................... 127 Question 3: Study Findings: Predictors of First-Year Student Performance at LSSU ....................................................................... 132 Question 4: Study Findings: LSSU Student Persistence and the Graduation Profile ............................................................................. 136 Educational Policy Implications ...................................................................... 139 For Lake Superior State University ........................................................ 139 For Other State Universities in Michigan ............................................... 140 For the Michigan State Board of Education ............................................ 141 For State Boards of Education Outside Michigan ................................... 142 Conclusion ....................................................................................................... 142 Reconunendafions ............................................................................................ 144 APPENDIX Public Act. No. 160. H.B. No. 4643. Education — Postsecondary Enrollment Options Acts - Creations. ............................................................... 147 BIBLIOGRAPHY ..................................................................................................... 155 viii lab 13': TI‘ la la Table 1. Table 2. Table 3. Table 4. Table 5. Table 6. Table 7. Table 8. Table 9. Table 10. Table 11. Table 12. Table 13. Table 14. Table 15. Table 16. Table 17. LIST OF TABLES Student Population by Academic Program Area .................................... 11 Number of Bachelor’s Degrees Awarded by LSSU by Academic Year ................................................................................... 13 National ACT Student Selectivity Level Guide ...................................... 14 Percentage of Student Population by Year Reflecting Demographic Variables of Sex, Race, and Student’s Home Residence ........................ 16 LSSU Total Undergraduate and First-Year Student Headcounts During Each Year of the Study ........................................................................... 17 F irst-Year Student Population by Academic Program Area ................... 18 First-Year Student Population by Year and Total Number of Credit Hours Taken in their First Semester of Academic Programming at LSSU ............................................................................ 19 Percentage of LSSU F irst-Year, F ull-Time Student Cohorts Awarded a Bachelor’s Degree Based on Number of Years of Academic Study at LSSU ...................................................................... 20 Student Population Groups by Year Reflecting LSSU’s Involvement with DB Programming ............................................................................ 23 Frequencies by Group: All Groups by Year (1996-2003) ..................... 81 Frequencies by Group: Sex: All Groups All Years .............................. 81 Chi-Square: Sex: Across All Groups ..................................................... 82 Frequencies by Group: Race: All Groups All Years ............................ 83 Chi-Square: Race: Across All Groups ................................................... 84 Frequencies: Region of Michigan Residence (UP or LP) by Group: All Groups All Years ............................................................................... 85 Chi-Square: Region of Michigan Residence: Across All Groups .......... 85 Mean: HS GPA by Group: All Groups All Years ................................... 86 ix Table 18. Table 19. Table 20. Table 21. Table 22. Table 23. Table 24. Table 25. Table 26. Table 27. Table 28. Table 29. Table 30. Table 31. Table 32. Table 33. Table 34. One-Way ANOVA: HS GPA: All Groups All Years ............................. 87 Post hoc (Dunnett’s T3) for One-Way ANOVA: HS GPA by Group: All Groups All Years ................................................................. 88 Mean: HS Percentile Class Rank by Group: All Groups All Years ........ 89 One-Way ANOVA: HS Percentile Class Rank: All Groups All Years... 90 Post hoc (Dunnett’s T3) for One-Way ANOVA: HS Class Rank by Group: All Groups All Years ................................................................. 91 Mean: ACT Composite Scores by Group: All Groups All Years .......... 92 One-Way ANOVA: ACT Composite Score: All Groups All Years ...... 94 Post hoc (Dunnett’s T3) for One-Way ANOVA: ACT Composite Score: All Groups All Years .............................................................................. 95 Means and Variances: First Semester LSSU GPA by Group: All Groups All .Years ................................................................................... 96 One-Way ANOVA: First Semester LSSU GPA: All Groups All Years ......................................................................... . ....................... 97 Post hoc (Dunnett’s T3) for One-Way ANOVA: First Semester LSSU GPA: All Groups All Years ................................................................... 98 Mean: Second Semester LSSU GPA by Group: All Groups All Years .. 98 One-Way ANOVA: Second Semester LSSU GPA: All Groups All Years ....................................................................................................... 99 Post hoc (Dunnett’s T3) for One-Way ANOVA: Second Semester LSSU GPA: All Groups All Years ......................................................... 100 Mean: Number of First Semester LSSU Credit Hours Enrolled by Group: All Groups All Years .................................................................. 101 One-Way ANOVA: Number of First Semester LSSU Credit Hours Enrolled: All Groups All Years .............................................................. 101 Mean: Number of First Semester LSSU Credit Hours Earned by Group: All Groups All Years .............................................................................. 102 Table 35. Table 36. Table 37. Table 38. Table 39. Table 40. Table 41. Table 42. Table 43. Table 44. Table 45. ANOVA: Number Of First Semester LSSU Credit Hours Earned: All Groups All Years .............................................................................. 103 Post hoc (Dunnett’s T3) for One-Way ANOVA: Number of First Semester LSSU Credit Hours Earned by Group: All Groups All Years .................................................................................................. 104 Mean: Number of Degree Major Changes in the First Year at LSSU By Group: All Groups All Years ........................................................... 105 One-Way ANOVA: Number of Degree Major Changes in the First Year At LSSU: All Groups All Years ............................................................. 106 Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of First Semester LSSU GPA .............................................................................................. 108 ANOVA for Regression Variables (DE participation, AP participation, HS GPA, Sex, Race, and Region of Michigan Residence) as Predictors of First Semester LSSU GPA ............. V ................................... 109 Coefficient Analysis for Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of First Semester LSSU GPA .............................................................................. 1 10 Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of Second Semester LSSU GPA .............................................................................................. 111 ANOVA for Regression Variables (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of Second Semester LSSU GPA ............................................................. 111 Coefficient Analysis for Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of Second Semester LSSU GPA .............................................................................. 112 Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors for Total Number of First Semester Credits Earned at LSSU .......................................................................... 113 xi Table 46. Table 47. Table 48. Table 49. Table 50. Table 51. Table 52. Table 53. ANOVA for Regression Variables (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of Total Number of First Semester Credits Earned at LSSU .................. 113 Coefficient Analysis for Multiple Linear Regression: Postsecondary Preparatory Programs (DE participation, AP participation), HS GPA, Sex, Race and Region of Michigan Residence as Predictors of Total Number of First Semester Credits Earned at LSSU ...................... 114 Cross-Tabulation: Degree Earned Status for All Groups Started FT Coursework before Fall 2001 ................................................................... 115 One-Way ANOVA: Degree Earned Status: All Groups: Set-Point Fall 2001 .................................................................................. 116 Post hoc (Dunnett’s T3) for One-Way ANOVA: Degree Earned Status All Groups: Set-Point Fall 2001 ............................................................. 117 Descriptives: Student Persistence (Years of Attendance) for Earned Bachelor’s Degree: All Groups: Set-Point, Fall 2001 ........................... 118 One-Way ANOVA: Years of Attendance for Earned Bachelor’s Degree: All Groups: Set-Point, Fall 2001 ............................................................ 118 Post hoc (Bonferroni’s) for One-Way ANOVA: Years of Attendance Prior to Earning a Bachelor’s Degree at LSSU by Group: All Groups F all 1996 up to Fall 2001 ......................................................................... 120 xii figt Figure 1. Figure 2. LIST OF FIGURES Conceptual Model for Academic Success Among High School Students who Utilized DE as their Academic Postsecondary Preparatory Strategy while a High School Student (adapted From Terenzini & Associates, 1995) ....................................................... 63 Bar Chart: ACT Composite Scores: By Group for All Groups All Years .................................................................................................. 93 xiii CHAPTER 1 INTRODUCTION In 1996, the Michigan Legislatureenacted the Postsecondary Enrollment Options Program (Public Act 160). Also known as the Dual/Concurrent Enrollment Program, this educational option enables eligible high school junior and senior level students to enroll in college courses “thereby exposing them to the academic and social demands of postsecondary education while still in high school” (Education Commission of the States, 2004). In Michigan, PA 160 permits the high school student to decide if the course credits accrued under the program will be earned as college credits only (dual enrollment) or earned as both high school and college credits simultaneously (concurrent enrollment). According to the Education Commission of the States (ECS), all states have dual/concurrent enrollment statutes, which allow such programs to be run by the state, district, or by educational institutions. In'most cases, the K-12 school districts pay for the postsecondary courses eligible high school students elect to take under this program (Community College Research Center, 2003). This Michigan part-time, school-of-choice Option is different from the nationally- based Advanced Placement (AP) Program already established in many high schools across the country in that the Dual Enrollment (DE) Program: 1) broadens high school student eligibility for postsecondary educational enhancement; 2) is provided within the context of existing college classes on a college campus; and 3) requires postsecondary academic counseling for the participating student. Dual enrollment programs provide a “real-life” guided university experience for eligible high school students. Viewed under a model of anticipatory socialization, participation in this program provides pre-university students an early introduction to the roles and expectations of postsecondary academics prior to full emersion after high school graduation. Although this educational option has been utilized across Michigan for the last nine years, the academic impact of participation in this program has yet to be formally evaluated at either the state or local level. Unfortunately, Michigan is not alone in its lack of a comprehensive evaluation plan for dual enrollment. The ECS (2004) noted that although all states have policies to provide for postsecondary enrollment programming, most still do not have a comprehensive plan in place for evaluating it. Additionally, research on how students have benefited from this high school curriculum enhancement has been limited (Bailey, Hughes, & Karp, 2002; Boswell, 2001; Clark, 2001; National Center for Educational Statistics, 2001). The National Center for Educational Statistics (N CES) recently sent out its first survey to identify college/university participation in postsecondary programming nationwide, expecting dissemination of findings to begin in December, 2005. Although Michigan has not been a national leader in the dual enrollment education movement in the past, present political and fiscal climates support an evaluation study about its impact on postsecondary education in the state. As in most US states, the fiscal climate for education in Michigan is a challenging one for both state- financed K-12 and postsecondary institutions. Following national trends calling for increased postsecondary accountability (Fleming, 2004); educational administrators must insure all programs they offer demonstrate an academic benefit in relation to academic cost. For example, although Lake Superior State University (which is the location for this analytical study) receives a revenue gain from additional part-time tuition fees as a provider for the state’s non-mandated DE program, it does so at the cost of providing non-reimbursable ancillary services associated with filll program participation. Additionally, one must also consider the indirect costs that the university incurs when it fully accepts dual enrollment transfer credits earned from a variety of educational institutions around the state. Although K-12 and postsecondary educational institutions in Michigan share a commitment for educational success for all students in the state, some K-12 institutions participate in dual enrollment programming at a higher cost in relation to their state foundation grant awards. Since 1996, a significant amount of state education dollars in Michigan has been shifted from K-.12 public school budgets to participating institutions of higher education to accommodate for DE as outlined in the state statute. In rural areas of Michigan, where smaller student numbers translate into smaller state foundation grants, K-12 school districts work hard to retain all district students within their educational institution for as much of the school day as possible. Considering the context of Michigan’s present fiscal climate, one can reasonably assume that some Michigan K-12 school administrators and policy makers may not look as favorably upon participation in dual enrollment programming when compared to other “less costly” postsecondary academic preparatory options (e. g., AP) that retain high school students full-time (and the state funds that follow them) in K-12 educational settings. Statement Of the Problem Initially viewed in the Shadow of AP programming, DE programming was first identified as an educational acceleration option intended primarily for academically “gified” high school students (McCarthy, 1999; Putnam, 2002). As more state statutes and state policies for dual enrollment were developing, educational leaders began to consider the potential benefits that dual enrollment programming could bring for educationally disadvantaged and other at-risk high school students, especially in relation to postsecondary access and educational support (Andrews, 2001; Bailey & Karp, 2003; Catron, 2001 ; Kleiman, 2001). In 1996, Michigan legislators looked on dual enrollment educational programming as a mechanism to equalize postsecondary access for all eligible high school students in a state with many distinct rural constituent populations across two peninsulas. In addition to addressing the access issue in PA 160, Michigan legislators built on the value for academic support of this secondary to postsecondary academic bridging strategy by requiring a postsecondary counseling component in the Michigan’s statute, a caveat not found in other dual enrollment state statues in 1996. It was hoped that this requirement would build partnerships between the many secondary and postsecondary educational institutions within the state. Lake Superior State University (LSSU) is one of three state universities in Michigan with the two-pronged mission to function as a four-year state university and as a regional community college (LSSU Self-Study, 2000). LSSU’S active and long term participation in Michigan’s Dual Enrollment Program coincides well with its K-16 philosophy of service. However, as state appropriations for higher education continue to decrease in today’s fiscal climate, LSSU and other colleges and universities in Michigan are beginning to re-think their secondary/postsecondary partnerships centered on non- mandated educational programming, putting academic programs like dual enrollment at risk. It was only recently that all 50 states in the US have come “on boar ” with statutes that provide for state-sponsored dual enrollment programming for high school students (ECS, 2004). The national literature base on dual enrollment programming is thin, with available data focusing primarily on findings reported from individual program efforts conducted in a few educationally progressive states across the US. Unfortunately, Michigan has not taken a lead role in studying this educational option and to date, no formal state, regional or individual studies have been conducted to assess either the short or long term impact of dual enrollment participation in Michigan (Michigan Department of Education, 2003). This lack of formal evaluation has created a void of understanding between educational policy and practice in Michigan that needs to be resolved. Purpose of the Study The primary purpose Of this research was to conduct an institutional policy study for postsecondary dual enrollment participation in Michigan. This was accomplished through a retrospective analysis, looking at how those first-year university students, who participated in Michigan’s DE program while in high school, performed academically in their first year of university study at LSSU. Traditional student performance indicators related to academic success and persistence in the first year of university study were examined. This was accomplished by using university student records for those who entered Lake Superior State University in the seven-year period after Michigan’s DE program was implemented under the Postsecondary Enrollment Options Act (PA 160) in April, 1996. In addition, this study examined the relative importance of various student factors as potential predictors for academic success in the first year of full-time postsecondary study at LSSU, persisting toward bachelor’s degree attainment. Data collected from this study were intended to: 1) identify trends in the use of dual enrollment as a postsecondary academic preparatory strategy of choice for first-year students at LSSU; 2) provide a demographic profile for those who attended LSSU afier . high school participation in dual enrollment programming over the first seven years of the program; 3) compare first-year academic outcomes for the dual enrollee cohort with first-year academic outcomes for LSSU students who did not participate in dual enrollment while in high school; 4) look at the impact of high school dual enrollment participation on LSSU graduation rates; and 5) provide evidence-based data for educators to consider as they make policy decisions about participation in Michigan’s Dual Enrollment Program. Research Questions The following questions were considered during the research portion of this study: Question 1 Does the pre-university academic student profile (Sex, Race, Region of Michigan Residence, High School GPA, High School Class Rank, ACT Composite Score) of first- year LSSU students, who selected one of two postsecondary academic preparatory strategies while a high school student (Dual Enrollment or Advanced Placement), differ from first-year LSSU students who did not select a postsecondary academic preparatory strategy while a high school student? Question 2 Does the first-year academic university student profile (F irst-Semester LSSU GPA, Second-Semester LSSU GPA, Number of Enrolled Credit Hours First Semester, Number of Earned Credit Hours First Semester, and Number of Degree Major Changes in the first year of study) for LSSU students, who selected one Of two postsecondary academic preparatory strategies while a high school student (Dual Enrollment or Advanced Placement), differ from the first-year academic university student profile for LSSU students who did not select a postsecondary academic preparatory strategy while a high school student? Question 3 Does participation in DE and AP programs, high school GPA, race, sex, and region of Michigan residence, individually or additively combine to predict academic performance for students in the first year of bachelor’s degree-focused postsecondary education at LSSU? Question 4 Does the LSSU graduation profile for first-time, full-time LSSU students who selected one of two postsecondary academic preparatory strategies while a high school student (Dual Enrollment or Advanced Placement) differ from the LSSU graduation profile for first-time full-time LSSU students who did not select a postsecondary academic preparatory strategy while a high school student? Need for the Study The Michigan legislatUre enacted the Dual Enrollment Statute in 1996 to provide financial incentives for qualified students to enroll in academic college or university course work while still in high school. Although the statute requires all state-supported high schools in Michigan to participate in this academic enhancement school-of-choice option, the statute does not require state-supported institutions of higher education in Michigan to participate. Since the statute went into effect, the Michigan Department of Education has not evaluated the’aCademic impact of this postsecondary educational preparatory strategy on the students, high schools, colleges, or universities participating in the program. Likewise, participating and non-participating institutions of higher education in the state continue to accept or deny postsecondary educational credits earned by dual enrollment high'school students without solid evidence to support or refute their practices. This study can serve as an important educational service in several ways: I) it will assistin promoting a state data base related to the academic impact of Michigan’s Dual Enrollment initiative; 2) as a case study, it will provide seven-year snapshots of academic progress, Student retention, and bachelor’s degree attainment for those LSSU students who selected dual enrollment programming while in high school; 3) as an evaluative study, it will serve as a model and a credible data base for other higher educational institutions in the state as they consider future studies on the topic; and 4) it will provide data to assist in fact-based discussions for academic policy development related to participation in dual enrollment as a postsecondary preparatory educational Option for eligible high school students. Profile of the Case Study: Lake Superior State University as an Institution of Higher Education in Michigan Lake Superior State University is the smallest of the 15 public universities in Michigan, located in a county of about 18,000 people. It was initially established in 1946 as the Sault Branch of the Michigan College of Mining and Technology (now known as Michigan Technological University). In 1969, it became the Sault Branch of Michigan Technological University and eventually evolved to the status of a free-standing four- year degree granting institution known as Lake Superior State College. A comprehensive review of the institution in 1971 resulted in a ten-year North Central Association accreditation at the baccalaureate level. University status was granted in 1987 when the institution was renamed Lake Superior State University (LSSU). Located in Michigan’s rural Eastern Upper Peninsula, LSSU sits on the border of northern Ontario in Canada, meeting postsecondary programming needs for some Canadian students. It is one of three public postsecondary educational institutions in Michigan (along with Northern Michigan University and Ferris State University) with a state mandate to serve as both a state university and a regional community college (LSSU Self-Study, 2000). To meet its dual mission, LSSU offers its students the opportunity to meet the necessary requirements to earn a Specialty Certificate, Associate Degree, Bachelor of Arts Degree, and/or a Bachelor of Science Degree. In addition, the university has established articulation agreements with American and Canadian colleges and universities, community colleges, and high schools to assist regional students seeking smooth transitions for meeting their postsecondary educational needs. To complement the educational programming offered at its main campus in Sault Ste. Marie, LSSU also operates administrative and academic services at two regional community college outreach locations. Its Upper Peninsula Regional Center is located at 'Bay De Noc Community College, which is 175 miles west of the main campus in Escanaba, Michigan. The second outreach campus is in Petoskey, Michigan at North Central Michigan Community College which is located in Michigan’s Lower Peninsula, 94 miles southwest of the university’s main campus. 1 Academic Profile of the Institution (1996-2003) Lake Superior State University is a non-research based educatiOnal institution primarily focused on providing bachelor’s degree awards to eligible students (LSSU Self- Study, 2000). As a public university, it has been fully accredited by the North Central Association of Colleges and Schools continually since 1971. In addition, the university has specialized programs in nursing, engineering, clinical lab science, and fire science that have earned national and international program accreditations. LSSU offers a variety of educational programs in the sciences and arts from which students select a degree major. Between‘1996 and 2003, two degree major classifications were changed at LSSU. The first change occurred in the fall of 1997 and continued until the fall of 1999 when bachelor’s degree business majors were merged with mathematics and engineering majors. Also, in the second year of this retrospective study (1997-1998), Health and Human Services and the Science and Natural Resources classifications were merged to create a single degree major titled “Natural and Health Sciences,” that continues today. A shifting of university faculty resources from Health and Human Services to the Arts, Letters and Social Science Programs at LSSU during the 1996-1997 school year resulted in a doubling of Arts, Letters and Social Science major declarations in 1997-1998, and a 10 stabilization of the number of Natural and Health Sciences majors over the last six years of this study. The number of full-time LSSU undergraduate students in each of seven general degree majors over the seven-year period under review is shown in Table 1. Table 1. Student Population by Academic Program Area * Academic Arts, Business Business Math & Hlth & Natural Science Year Letters Math & English Hum. & Hlth & & Social English Serv Sci. Natural Science Res. 1996-1997 395 287 290 831 438 1997 -l998 803 573 766 1998-1999 891 570 750 1999 -2000 857 212 344 664 2000 -2001 861 226 315 579 2001 -2002 905 227 350 587 2002 -2003 935 215 337 615 * Obtained from LSSU’S Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 — 2003). Successful completion of an academic program that results in degree attainment and graduation from LSSU is the ultimate success indicator for postsecondary students and their families. As a key outcome measure, graduation rates have traditionally been used at the federal and state level as a means of evaluating a university’s success in meeting its obligations in educational programming (LSSU Self-Study, 2000). A student’s length of attendance at LSSU is determined by the requirements of the selected 11 academic major(s), as well as the life situation of the student seeking the postsecondary credential. Table 2 (on next page) provides the number of bachelor’s degrees awarded by LSSU over the seven-year period of thisstudy. During this time, the number of degrees ranged from a low of 464 awarded in 2002-2003 to a high of 566 awarded in 1999-2000. As shown on the table, the number of Bachelor of Science (8.8.) degrees awarded by LSSU outweighs the number of Bachelor of Arts (BA) degrees awarded over the same period. This is directly attributed to the type and number of academic programs available at LSSU at various stages of this study (e.g., there were 26 8.8. program options and six B.A. program options among the 1996-1997 graduates, compared to 40 BS. program options and six B.A. program options among the 2002-2003 graduation group). The dominant B.S. programming provided-at LSSU can also be attributed to the original academic legacy of the institution when it began as a branch institution of the Michigan Technological University in 1946. 12 Table 2. Number of Bachelor 's Degrees Awarded by LSS U by Academic Year* Academic Year Number of BAs Number of BS’ Total No. Awarded By LSSU Awarded By LSSU Bachelor’s Awarded 1996 -1997 30 455 ' 435 1997 -1998 25 498 523 1998 -1999 14' 434 548 1999 -2000 28 538 566 2000 -2001 25 487 512 2001 -2002 25 490 515 2002 -2003 23 441 464 * Obtained from LSSU’S Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 through 2003). Administration and Faculty Profile at LSS U (1996-2003) During the seven years of this analysis (Fall, 1996 through Spring, 2003), LSSU was under the leadership of only one university president, Dr. Robert Arbuckle. All LSSU student data were collected by the same university administrative staff in the same way each October and reported in that year’s “LSSU Institutional Annual Research Report” produced by the Office of the Registrar. Viewed as an educational facility where the primary mission is to teach undergraduate educational programs (LSSU Self Study, 2000), faculty members at Lake Superior State University are responsible for all facets of academic support for university students. These include all classroom teaching, lab instruction, student advising, student scheduling, as well as other student activities. The 2000 LSSU Self-Study noted that 13 during the fall semester that year, 66% of the 122 faculty members held a Doctorate credential with all other faculty members holding earned Master’s Degrees. On average, faculty-student ratios at LSSU have consistently ranged from 1:17 to 1:19 over the seven- year period of this study, which supports the University slogan used during this same time period of time, “Lake Superior State University: Personal, Natural and Superior.” Student Selectivity at LSS U (1996-2003) According to American College Testing (ACT) classifications, Lake Superior State University has always been an “open” admissions institution for students who reside in Michigan’s Eastern Upper Peninsula, and a “liberal” admissions institution for all other applicants (LSSU Retention Plan, 2004-2005). Guidelines for the “liberal” admissions category focus on applicants from outside the region who have: 1) an ACT score of 18 or better and a minimum high school grade point average (HSGPA) of 2.4; 2) an ACT score of 19 or better and a minimum HSGPA of 2.2; or 3) all applicants with a HSGPA of 3.0 or better regardless of their ACT score. Table 3 provides national context of admissions selectivity based on the distribution of ACT Composite Scores. Table 3. National A CT Student Selectivity Level Guide * Selectivity Level ACT Composite Scoring Range Highly Selective 27-31 Selective 22-27 Traditional 20-23 Liberal 18-21 Open 17-20 "‘ Obtained from LSSU’s 2003 Student Retention Report. 14 , Demographic Profile of LSS U ’s Student Population (1996-2003) Table 4 reflects data obtained from LSSU’s Institutional Annual Research Reports (1996 through 2003) depicting few changes in the LSSU student profile in relation to . Sex, Race, and Region of Student’s Home Residence. Although the percentage of males and females attending LSSU remained fairly equal over the 7-year time period of this study, a slight increase was reported for those who identified themselves as being either of White or Native American descent. Through the course of this study, most students on the campus of LSSU classified their race as “White” (75%. to 78%), while the majority non-white classification was reported in those who identified themselves as Native American (6% to 8%). Although the LSSU Admissions Office reported specific statistics for each of these two racial groups, those students who classified their race as “Other” or elected not to respond to this optional question were grouped together, representing 14% to 19% of the student population at LSSU during the 7-year period of this study. In addition, Table 4 shows that during these seven years, LSSU experienced a gradual but steady increase in the percentage of students who reported their permanent home residence as “Michigan’s Upper Peninsula”, with a corresponding decrease for the percentage of students who reported their home residence to be outside of Michigan. 15 Table 4. Percentage of Student Population by Year Reflecting Demographic Variables of Sex, Race, and Student’s Home Residence * Academic Sex Race Student’s Home Residence Year M F W NA O/NR MI-UP Ml-LP NOT Ml 1996 -1997 50% 50% 76% 6% 18% 36% 44% 20% 1997 -1998 50% 50% 75% 6% 19% 37% 42% 21% 1998 -1999 48% 52% 77% 6% 17% 38% 43% 19% 1999 -2000 47% 53% 77% 7% 16% 41% 41% 18% 2000 -2001 47% 53% 77% 8% 15% 41% 41 % 18% 2001 -2002 48% 52% 77% 8% 15% 40% 42% 18% 2002 -2003 47% 53% 78% 8% 14% 42% 42% 16% M=male W=White MI-UP= Upper Peninsula of Michigan F=female NA== Native American Ml-LP= Lower Peninsula of Michigan O/NR=other/no response NOT-M1=Not a Michigan resident * Obtained from LSSU’s Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 through 2003). During the 7-year study, reports from LSSU’S Office of Financial Aid (1996 through 2003) consistently indicated that approximately 75% of full-time students at LSSU received financial assistance to cover the costs of educational programming. When compared with other state universities, the cost of attending LSSU remained somewhat in the middle of the fifteen-state university listing over this same period of time (LSSU’s Institutional Annual Research Reports, 1996 through 2003). 16 F irst- Year LSS U Student Enrollment Trends (1996-2003) During the 7-year study. enrollment numbers remained fairly stable for firll-time undergraduate students at LSSU. First-year student numbers ranged from a high of 795 students during 1998-1999 to a low of 715 students in 1997-1998. First-year student numbers remained fairly steady when the LSSU’S undergraduate head count dipped to its lowest level in the 2000-2001 school year as noted in Table 5. Table 5. LSS U Total Undergraduate and F irst-year Student Headcounts During Each Year of the Study“ Academic Year Total Full-time Total First-year Undergraduate LSSU Full-time Student Student Head Count Head Count 1996 -1997 2,581 763 1997 -1998 2,469 715 1998 -1999 2,574 795 1999 -2000 2,440 749 2000 -2001 2,378 747 2001 -2002 2,445 754 2002 -2003 2,477 760 * Obtained from LSSU’s Institutional Annual Research Reports generated by the LSSU’s Registrar’s Office (1996 through 2003). 17 Academic. Programming Profile for F irst-year LSS U Students (1996-2003) Upon application to LSSU, all students are asked to declare a degree major (field of study) to assist administration in the assignment of academic advisors. Over the 7-year period of this study, there was a low of 28% of first-year, full-time students who did not report a major upon admission in the first year of this study (1996-1997) and a high of 43% unreported majors for students in 2000-2001, which is the same year total undergraduates at LSSU was at its lowest. Table 6 shows the distribution of admitted first-year, full-time students who provided information about their selected field of study at LSSU. Table 6. F irst- Year Student Population by Academic Program Area * Arts, Business Business Math Health Natural Science No Academic Letters Math & & & & & Admiss. ‘ Year & Eng. Eng. Human Health Natural Major ‘ Social Services Science Res. Science 1996-97 98 84 83 l 84 145 169 1997-98 202 152 183 178 1998-99 241 l 64 l 94 I96 l999-00 229 55 101 175 189 2000-01 23 1 53 80 1 5 8 225 2001-02 250 64 30 I68 192 2002-03 246 56 79 l 74 205 * Obtained fiom LSSU’s Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 through 2003). When considering the average number of credit hours first-year students enrolled to take their first semester at LSSU, students were consistent over the years of this study ranging from an average of 14.6 to 14.8 credit hours per student as noted in Table 7. This 18 reported average is above the standard 12 full-time credit load recognized by the university, but lower than the l6-credit hour average semester load reported for all full- time LSSU students in the LSSU College Catalog (2002, p.10). Over the seven-year period of this study, LSSU students paid the same full-time tuition fee when they took from 12 to 20 credit hours per semester. One credit hour equals fifieen hours of classroom instruction in lecture/recitation courses while lab classes, field work, or other non-lecture credits meet for more than one hour a week per credit hour. Table 7. F irst-year Student Population by Year and Total Number of Credit Hours Taken in their First Semester of A cademic Programming at LSS U * Academic Year Total F irst-year Total No. of 1“ Average No. of 1“ Student Semester-Enrolled Semester-Enrolled Head Count Credit Hours for Credit Hours per Freshpersons Student 1996-1997 763 11,242 14.7 1997-1998 715 10,613 14.8 1998-1999 795 11,725 14.7 1999 -2000 749 10,956 14.6 2000 ~2001 747 11,061 14.8 2001 -2002 754 11,132 14.7 2002 -2003 760 1 1,300 14.8 * Obtained from LSSU’s Institutional Annual Research Reports generated by the LSSU’s Registrar’s Office (1996 through 2003). To gain a sense. of how all first-year, filll-time students did in relation to earning an LSSU bachelor’s degree, it is important to look at how each annual cohort persisted over time. Though all data are not available for every cohort at this time, there is value in 19 looking at early trends from the data that are available. Table 8 reports the percentage for each annual cohort for all LSSU first—time full-time students utilizing four-, five-, and six-year graduation interval markers. When one considers the first three years of this study where complete data sets. areavailable (four-, five- and six-year graduation percentages for fall cohorts in 1996, 1997 and 1998), in total 37% to 41% of this subgroup received a b from LSSU for the total period. During these years, the greatest percentage of first-year, full-time students received their bachelor’s degree afier five years of academic study (16% to 18%) running closely ahead of the percentages for those who achieved the degree after four years (15% to 17%). Table 8. Percentage of LSSU F irst- Year, F ull- Time Student Cohorts Awarded A Bachelor ’3 Degree Based on Number of Years of Academic Study at LSS U * No. of Fall Fall Fall Fall Fall Fall Fall Yeas of 1996 1997 1998 1999 2000 2001 2002 LSSU Cohort Cohort Cohort Cohort Cohort Cohort Cohort My 4 l 5% 17% 1 5% 1 7% 1 6% 5 l 8% 1 8% l 6% 16% 6 4% 6% ' 6% TOTAL 37% 41% 3 7% * Obtained from LSSU’s Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 through 2003). 20 Specific Institutional Policies and Practices that Supported F irst-Year Academic Success at LSS U (1996-2003) Over the study’s 7-year period, LSSU’s administrators, faculty, and staff developed and. maintained many formal and informal practices and policies that demonstrated support for first-year student persistence and achievement. Prior to attending classes for the first time at LSSU, all prospective students were required to attend a formal orientation program on the campus of LSSU. At orientation, incoming students and their parents heard about university policies in LSSU student housing where all first—year students were required to reside. Housing assignments were made by full- time university housing staff based on a “clustering system” where a student’s academic major and interests were matched to determine sex-specific housing placements for all first-year students. In these settings, students were supported academically and emotionally with in-dorm computer labs, study group activities, and regular group and individual contacts made by trained student affairs’ staff members who resided in the same setting. To accommodate the university’s open admission policy, LSSU administration supported an on-campus “University Learning Center” and a “University Services Program” (USP) during the seven years of this study. Though student participation in this programming was voluntary, these services did allow participating students to be academically tested, counseled, and tracked. All necessary course work in these programs was provided on-campus, in most cases by the same university faculty and staff that provided non-USP academic services on campus. To support faculty and staff participation in these programming efforts, LSSU administration provided free annual 21 educational workshops over the 7-year period, aimed at successful interaction with students as they learned to transition to student role expectations associated with postsecondary academics. LSSU not only supported first-year students who needed academic remediation by providing USP services, but also supported those first-year students who prepared for postsecondary study while in high school, accepting all transfer credits earned through AP and DE participation. In addition, LSSU has served as a regional provider for postsecondary academic credits earned by qualified high school students under PA 160. By choosing to participate actively in this non-mandated state program, LSSU has demonstrated its commitment to expanding postsecondary educational opportunities in the region, accepting its role of assisting qualified high school students to optimize their academic capital (Berger, 2004). LSS U ’s Involvement with Dual Enrollment Programming (1996-2003) As a postsecondary educational institution that has consistently demonstrated its support for those programs that ease academic transitioning for students in the region, it is of no surprise that LSSU has been a full and active participant in dual enrollment programming since its implementation in 1996. For earned credit hours to be accepted as transfer credit hours at LSSU, the eligible high school student must have taken the course(s) at an accredited postsecondary educational institution and earned a final grade of C- or better in the course(s) taken. All qualifying transfer credits are accepted as non- graded credit hours so there is no alteration in the student’s university grade point average. Table 9 depicts the actual number of regionally qualified high school students who participated in DE programs offered by LSSU under Michigan Statute (PA 160), as 22 well as the number of first-year, full-time LSSU students who transferred postsecondary academic credit hours to LSSU that were earned elsewhere during the same period. Table 9. Student Population Groups by Year Reflecting LSS U ’s Involvement with DE Programming* Academic Year No. of Regional High School No. of 1" Year LSSU Students 1996 -I997 1997 -1998 1998 -1999 1999 -2000 2000 -2001 2001 —2002 2002 -2003 Students Who Received DE Who Transferred in DE Postsecondary Academic Postsecondary Academic Credits Credits from LSSU Earned While in High School 57 37 61 27 59 31 99 38 61 34 44 40 41 27 "‘ Obtained from LSSU’s Institutional Annual Research Reports generated by the LSSU Registrar’s Office (1996 through 2003). Limitations Limitations of this study include: 1. The students in the study may not represent all DE participants, or first-year postsecondary students, in Michigan or the nation, limiting potential generalizations of the results of this study. Some of the study participants may be integrated into the culture of higher education in ways not reflected in the university data sets used for this study. For example, academic summer camp 23 experiences and other enrichment programs offered elsewhere are not identified in the LSSU data set. 3. The quantitative academic measures utilized in this study do not take into account qualitative influences related to academic success for first-year postsecondary students. 4. Although the use of LSSU Institutional student data is strength of this policy study, full understanding of the data may be limited based on how LSSU reported some of its annual data sets (e.g., racial groupings). Definition of Terms For consistency of interpretation the following terms have been defined: Academic Acceleration. Completion of an academic undergraduate program in less than the conventional time designed for program completion without suffering in academic work or time to receive degree (Pressey, 1949, p. 27). This type of educational approach is also known in the literature as “academic front-loading.” Academic Capital. Also identified in the literature as a component of “culture capital” or “capital resources,” these are symbolic and cumulative educationally associated assets earned from educational experience(s). Adapted from Bourdieu’s Theory of Social Reproduction as a type of commodity (Berger, 2004), these resources are value determined by the individual who earns them and who can use them to persist and succeed in postsecondary education and beyond. 24 Academic Performance. As an outcome measure, aCademic performance is based on educational functioning determined after the first year of postsecondary study at LSSU. In this study, three outcome measures used to assess academic performance were First Semester LSSU GPA, Second Semester LSSU GPA, and the Total Number of Credit Hours earned after the first semester of full-time study at LSSU. Academic Success. Scholastic status based on academic performance in full-time study at LSSU. Positive grth toward this goal is reflected in the student’s ability to articulate, persist, achieve, and continually progress forward toward meeting academic graduation requirements for a bachelor’s degree credential. Anticipatory Socialization. The sociological concept used to describe the process by which an individual undergoes socialization in anticipation of filling a future role. The strength of the effect is dependent on the condition of the exposure and the expectations it brings with it (McCormick, 1997). Articulation. Associated with educational programming, this is the process of a student’s progression from one academic level to the next more complex academic level. In this study, articulation refers specifically to the transition of students from high school academics to university academics. 25 insti mus Completers. Completers are those LSSU students who completed a minimum of 12 academic credit hours for each of the two consecutive semesters in their first year of full-time study at LSSU. Dual Enrollment. Also identified in the literature as “dual-credit programming,” this credit-eaming, school-of-choice option is administered under state statute by each public school district. Dual enrollment allows eligible junior and senior high school students to enroll in a private or public college or university in the state and take classes at those institutions, earning high school credit, college/university credit or both, upon successful completion of the postsecondary academic course(s) (ECS, 2004). In Michigan, DE programming is provided under an amendment to the State School Aid Act of 1979. Identified as the 1996 Postsecondary Enrollment Options Act (PA. 160), guidelines for implementation of Michigan’s DE programming are noted in M.C.L.A. Chapter 388, sections 388.511 through 388.524 (Appendix A). Eligible High School Student. A public high school student in Michigan who successfully passes the MEAP (Michigan Education Assessment Program) test in the subject areas related to the postsecondary course(s) for which dual enrollment is desired (Appendix A). Eligible Postsecondary Course. An academic or career preparation course offered by a postsecondary educational institution not otherwise available as a part of the high school curriculum. Course credits must apply toward satisfaction of college degree requirements and cannot be classified as 26 a course in physical education, theology, divinity, religious education, or a hobby/craft. Questions regarding classification of courses as academic or activity are left to the discretion of K-12 public school administration taking into account the interests and ambitions of the eligible student. Eligible college courses must be offered during the K- 12 public school district’s regular academic year (Appendix A). K-16 Educational View. The philosophical view that supports smooth educational transitioning from kindergarten through completion of a four-year bachelor’s degree. This perspective is consistent with the belief that quality educational programming is a shared responsibility at all levels of educational preparation (Basinger, 2000). MEAP Test. The standardized achievement test used by the Michigan State Department of Education as both a formative evaluation tool (to compare school buildings and districts at the elementary level), as well as a summative test for all 10'“, 1 l‘h,and 12th grade public school students across the state. At this time, the State Department of Education in Michigan provides high school students financial incentives to pass the MEAP Test. Students pass the test at a 1, 2, or 3 point level (based on a 4 point scaling system). Partnership. A collaboration that involves mutuality and equality among its participants. It can define either a relationship or a type of program based on that kind of relationship. Postsecondary Academic Preparatory Approaches. Also referred to as “accelerated academic programs” or “credit-transfer transition programs” in the literature, these approaches assist in the transition of students from high 27 school into the postsecondary academic environment. These approaches are formal academic programs that assist high school students to obtain college transfer credits prior to obtaining a high school diploma. In Michigan, eligible high school students have a variety of options for enhancing their high school course work (Michigan Department of Education, 2003). LSSU recognizes two of these postsecondary academic preparatory strategies for transfer credit earned by high school students: 1) College Board Advanced Placement (AP) Program where the student earns a final AP exam score of 3 to 5 points (final exam scale is 0 to 5), and 2) Michigan’s Dual Enrollment (DE) Program where the student earns a final course grade of “C-” or better (final course grade is scaled A to F). Other postsecondary educational strategies not addressed in this study include: The Virtual AP Academy, The Virtual University, The Middle College High School Program, The Tech Prep 2+2 Program, The International Baccalaureate Program (IBP) and The College Level Examination Programs (CLEP). Postsecondary F irst-year Academic Student Profile. The following are intrinsic and extrinsic factors that describe the first-year, full- time postsecondary student. Profile factors in this study include Sex, Race, Region of Michigan Residence, Student Experience with High School, Postsecondary Academic Preparatory Programming (AP or DE), Number of Major Degree Changes in the First- Year of F ull-Time Study at LSSU, and Number of Credit Hours for First Semester of Study at LSSU. These factors work individually or in combination with other factors in the pre-university academic student profile to influence postsecondary academic experiences. 28 Postsecondary Student Graduation Profile. Degree status as well as the number of years needed for a first-year, full-time postsecondary student to earn a bachelor’s degree credential from LSSU. Pre- University Academic Student Profile. Background characteristics (demographics: Sex, Race, Region of Michigan Residence) and academic experiences (High School GPA, High School Class Ranking, ACT Composite Score, participation in postsecondary preparatory programming: AP or DE) that prepare students, in varying degrees, for full-time postsecondary academics. These factors work individually or in combination with others to influence academic decisions and behaviors associated with postsecondary academics. 29 CHAPTER 2 LITERATURE REVIEW The economic value for continuing education beyond the high school diploma is well documented in the literature (Kleiman, 2001; NCES, 2001). Postsecondary educational demand is partially the result of a more complex technology-dependent economy in the US that requires workers to have higher academic skills (Viadero, 2001). Today’s youth and their parents hear economically-based slogans like “if you want to earn, better learn” and “more Ed, more brea ”, encouraging all high school students to plan ahead in preparing for their postsecondary education (Bailey, Hughes, & Karp, 2002; Grubb, 1999). But even highly ambitious US teenagers report that they have no clear life plans for achieving their academic goals (Schneider & Stevenson, 1999). A 2004 report from the Education Commission of the States declared college enrollment in the US at an “all- time high.” However, nearly one-third of all first-year college freshmen arrive on campus unprepared for the postsecondary academic challenges ahead (Kleiman, 2001; Meeder, 2004). Although a wide variety of public educational systems are available in the US today, research statistics report that many high school graduates, who desire a postsecondary degree, never realize their dreams (NCES, 2001). The retention literature provides many reasons why degree attainment is often not realized for qualified high school graduates today. A recurrent theme focuses on the apparent “disconnect” between America’s secondary and postsecondary educational systems (Bailey & Karp, 2003; Creech, 2001; Orr, 2002; Venezia, Kirst, & Antonio, 30 2003). In the last 10 years, this disconnect has gained the attention of educators, policy makers, and politicians who have been working, often collaboratively, to strengthen these connections with a K-16 view of educational service (Basinger, 2000; England, 2001). The Rationale for Supporting Seamless Educational Transitions from High School to Postsecondary Academics For educational administrators, one of the greatest challenges is to determine how to support efforts that build a strong educational foundation for student success. In the US today, too many cast doubt that secondary schools are adequately preparing students for success beyond high school (Kirst, 2000; National Commission of the High School Senior Year, 2001; US Educational Commission on the Senior Year of High School, 2002). This is not a new criticism. More than 20 years ago, Ernest Boyer concluded that the last two years of high school and the first two years of college represented an “eclectic academic muddle” that worked to the disservice of the learner and society (Boyer, 1981). An NCES longitudinal review of postsecondary education transcripts of students, who graduated between 1992 and 2000, confirmed this concern by reporting that although 70% of high school graduates in the US enroll in college right after high school, 29% of these require costly remedial education as first-year college students (N CES, 2001). In addition to the financial costs associated with remedial education, new costs at the other end of the academic spectrum have surfaced. Many students meeting minimum academic standards for high school graduation prior to the end of their senior year are not taking full advantage of strategies that would keep them continuously engaged and 31 academically challenged throughout their high school years (Kirst, 2000; US Educational Commission on the Senior Year of High School, 2002). Reports reflect that those high school students who are prepared for the academic challenges of postsecondary education are too ofien denied the opportunity to meet them, resulting in far too many students being caught in an “academic slump” (Andrews, 2001; Creech, 2001; Crist, Jacquart, & Schupe, 2002; Crossland, 1996; Orlowsky-Yuskis, 2000; Paige, 2002; Puyear, Thor, & Mills, 2001). The indirect cOSts associated with such “academic slumps” are not fully addressed in the literature and cannot be easily quantified, but theyare costs nonetheless. Since these costs are incurred from the actions and/or inactions related to educational programming and participation, educational administrators must be held accountable to facilitate the changes necessary to slow this critical drain of resources. Key to meeting present and future needs for an educated workforce in American society is greater cooperation between K-12 and postsecondary institutions. Such a cooperative approach would improve academic transitioning for high school students as they prepare to move into the world of higher education (Kleiman, 2001). One way to achieve dual-institutional cooperation is to support state-wide seamless K-l6 educational programs (ECS, 2000). This approach would promote an educational flow between secondary and postsecondary systems, and support academic success for all students (Boswell, 2001). In its 2000 report on educational transition programming across the US, ECS noted that some of the more progressive state-wide Departments of Education have already demonstrated that a K-16 programming approach successfully reduces “critical disconnects” between the secondary and postsecondary educational systems. 32 Unfortunately, states continue to remain slow in their resolve to develop workable strategies for improving disjointed educational systems (Kirst & Venezia, 2004). Since 2000, reports published by federal, state, and other educational entities have called for more research and reporting on innovative approaches that facilitate access to postsecondary educational programming for high school students (American Association of State Colleges and Universities, 2002; ECS, 2000; Meeder, 2004; National Commission on the High School Senior Year, 2001; US Department of Education: Office of Vocational and Adult Education, 2003). . These reports state that such research efforts would strengthen the literature base and the knowledge of postsecondary academic articulation in the US. Equally important is an examination of “front-loaded” academic programs and the context in which they serve to encourage postsecondary development. Two postsecondary academic preparatory strategies that will be more fully examined in this study are Advanced Placement (AP) and Dual Enrollment (DE). An Historical National Perspective: Advanced Placement and Dual Enrollment Programs as Postsecondary Academic Preparatory Strategies for High School Students Historically, American postsecondary education has not always been open to students who requested early academic articulation from high school to college (Rendon, 1990). The first efforts for accelerating student transition to college occurred in the 18603 when the Missouri school system broke with traditional age-graded classes and began providing accelerated instruction to younger students determined to be academically qualified for the educational experience (Kulik & Kulik, 1984). Front-loaded, or 33 accelerated, educational programming options remained inconsistent, informal, and isolated across the US until almost a century later. In 1951, the Ford Foundation sponsored two research studies to assess the status of the perceived gap between the nation’s high schools and colleges. These studies concluded that some high school students could succeed in college-level academic courses while still in high school (Crist, Jacquart, & Schupe, 2002; Gehring, 2001a), suggesting educators had an obligation to direct efforts to fill the “gap” between high school and college (Bailey, Hughes, & Karp, 2002; Boswell, 2001; Brown & Amsler, 1992). The Ford Foundation established an educational task group that took the lead in developing curricula, academic standards, and exams to meet this need. Eventually, these efforts led to the implementation of an AP Program in the US around 1955 (The College Board, 2000). The AP program was marketed as a standardized, accelerated, educational option for academically gifted high school students who needed more challenging course work than what was available in their mainstream high school curriculum. Soon afterward, the College Board officially took over the helm of the AP program, renamed it the College Board Advanced Placement Program, and managed all 11 of its initial subject areas. A year after Harvard President James Conant publicly praised the College Board Advanced Placement Program in 1961, New York became the first state to begin contributing resources to this educational option. Since that time, the AP program has grown, meeting the academic acceleration needs for many high school students. In 1998, over one million end-of-course AP exams were administered to high school students in the US (The College Board, 2000). This academic postsecondary educational 34 preparatory strategy appeared to work well for qualified high school students in districts that could afford to offer it as a part of their high school curriculum Today, the AP program continues to strive to meet its goal for excellence in education, helping high school students prepare for the transition to postsecondary academics. However, the AP experience is offered within the confines of the high school claserom, utilizes the high school academic calendar, is taught by the high school teacher, and is attended only by other secondary students. This approach has perpetuated the view that high school academics and university academics remain distinct and sequential educational entities (Midcap, 2003). To ease this perception, national parameters were put in place so that earned AP credits based on the level of student performance on one final AP test were to be universally accepted at postsecondary educational institutions across the nation. Over time, however, these universal transfer credit practices have eroded because some postsecondary educational institutions decided it was best to make their own determinations once the final grade on the AP test was earned (Flores, 2002). Twenty years after the inception of AP programs in the mid-19505, the Dual Enrollment Program option emerged as another postsecondary academic preparatory strategy for high school students seeking to make an early transition to postsecondary academics. Since DE participation qualifiers were more broadly based compared with what was used in AP programming, more high school students were eligible for this state-supported educational enhancement option. The national and state climate in the 19703 supported state educational reform and with its focus on state authorization, DE fit well within this climate of change. (Bailey & Karp, 2003; Grubb, 1999). Unfortunately, 35 DE programming efforts in the 19705 were only offered in a limited number of states, and nationwide popularity did not gain broader appeal until the mid-19805. Although there is consensus about the purpose of DE as an educational enhancement tool for qualified high school students, policies that govern each state’s implementation plan vary (Community College Research Center (CCRC), 2003; Puyear, 1998). Unlike the national postsecondary academic strategy of AP programming, DE programming evolved more slowly on a state-by-state basis. States such as Alabama, Hawaii, and Virginia only began their program implementation in 2001. In sharp contrast, lead states have had fully implemented programs for more than ten years (e. g., New York State’s “College Now Program” and Washington State’s “Running Start Program”). Today, all 50 states have either “comprehensive” or “limited” dual/concurrent state-directed educational programs. This distinction is best understood by using the criteria outlined by the American Association of State Colleges and Universities (2002): Comprehensive state DE programs meet two or more of the following parameters: 1) students pay little or no tuition or fees to the participating college/university institution for postsecondary education courses; 2) both secondary and postsecondary academic credits can be earned; and 3) postsecondary courses are taken with few course restrictions. Such programs are found in California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho, Iowa, Maine, Massachusetts, Michigan, Minnesota, Mississippi, New Jersey, New Mexico, North Carolina, Ohio, Oregon, Utah, Washington, West Virginia and Wisconsin. Limited state DE programs meet one or more of the following parameters: 1) students pay postsecondary class costs; 2) more academic credit restrictions are in place; and 3) criteria for postsecondary course selection are more stringent. Such programs are found in Alabama, Alaska, Arizona, Arkansas, Connecticut, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Montana, Missouri, Nebraska, Nevada, New Hampshire, New York, North Dakota, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Vermont, Virginia, and Wyoming. (p. 2) 36 credi the p been cons thee lficl acad scht lfic (P:\ tip 115' file Dq the [far Sma AP and DE programs are the only two high school earned postsecondary transfer- credit strategies accepted by Lake Superior State University for first-year students under the present transfer-credit policy. Nationally accepted AP transfer credits have always been accepted for the few AP first-year students who chose to attend LSSU. So when DE transfer credits started to appear for first-year students in the fall of 1996, LSSU made the conscious decision to fully accept these credits from various accredited institutions across the state. To understand better the rationale for this decision, one needs to understand Michigan’s Dual Enrollment Program Option and its meaning for the K-16 focused academic community at LSSU. Michigan’s Dual Enrollment Program In 1996, the Michigan legislature formally opened the doors for qualified high school students to take college-level coursework at state colleges and universities across Michigan with the passage of Michigan’s Postsecondary Enrollment Options Act (PA 160). This bill, which provides for dual enrollment programming, modified and expanded the provisions in Section 21b of the Michigan State School Aid Act of 1979. As with DE history in many other states, Michigan has no written legislative record on file that reflects legislative intent during the gestation of this statute (Michigan Department of Education, 2003). Michigan’s former State Senator George McManus from Traverse City (one of the original bill sponsors for PAI60) reported that in 1995 many rural legislators in the state started talking about the need for additional educational options for educating, training, and retaining high school graduates in all districts of Michigan. Since many smaller rural school districts were not able to finance enhancement programming for their 37 eligible students, legislators investigated state-supported programming options. Looking at the DE educational models from more progressive states, he worked in committee for five months, preparing legislation which called for the implementation of state-wide DE programming the following year. He noted that, at that time, all 15 public institutions of higher education in the state demonstrated trends in declining enrollment. These declines were of concern since they occurred at the same time that state businesses were calling for a more educated and trained workforce. Michigan’s DE program was officially established by state statute and became effective on April 8, 1996. Initially, all I 1th and 12th grade high school students were possible candidates for this postsecondary educational option, if they qualified by meeting criteria outlined in the state statute that required the student 1) be enrolled in at least one high school course at the time DE courses were taken, and 2) successfully complete requirements for state endorsement in all subject areas under the Michigan Education Assessment Program (MEAP) Test. A 12th grade student who did not meet state endorsement in all subjects would need to meet requirements for a state-endorsed high school diploma in the subject area for which the postsecondary course was desired (M.C.L.A. 388.513 section 3 part f in Appendix A). An eligible course for this program was defined in the statute as one that is: 1) not offered to high school students by the K-12 school district; 2) offered by the K-12 school district, but not available to the students because of a scheduling conflict; 3) normally applied toward satisfaction of degree requirement at that postsecondary educational institution; 4) offered during the school district’s regular calendar period; and/or 5) 38 01‘ 211 p8 C0 ed offered in the area of computers, fine arts or foreign language as permitted by the public school district (M.C.L.A. 388.513 section 3 part f in Appendix A). Charges to school districts under this statute (M.C.L.A. 388.519 section 9 in Appendix A) require that districts provide: 1) annual postsecondary option information in a letter signed by the principal and disseminated by March ISt of each year to parents/guardians of all students in 8th grade and higher; 2) postsecondary academic counseling for involved students to facilitate the process; and 3) funds to pay for postsecondary classes taken at any participating public or private degree-granting higher educational institutions in the state. Under the comprehensive state statute, K-12 public school districts must pay tuition and mandatory course fees, including technology, material, registration, and any late fees charged by the postsecondary institution. However, K-12 school districts are not required to pay transportation, parking, books, or activity fees associated with postsecondary educational programming. Additionally, the statute provides the district with the option to accept students who do not qualify under the statue, but who, in the K-12 district’s view could best be served under the program (M.C.L.A. 388.513 section 3 part f in Appendix A). The state statute mandated public secondary educational institutions to function in full compliance with PA 160 as a postsecondary school-of-choice educational option. In contrast, postsecondary public educational institutions in Michigan were not mandated to participate in the program under the statute. Accordingly, DE programming has been viewed differently by various postsecondary educational institutions across the state. Some postsecondary public institutions have never participated in PA 160, others have limited their participation, and the remaining fully participated in PA 160 from the start. 39 According to administrators at Michigan’s State Board of Education, there have been no formal evaluation studies conducted in Michigan on postsecondary institutional participation beyond summaries of annual head counts and billing notations (Michigan Department of Education, 2003). The Michigan legislature passed additional amendments to the original Dual Enrollment Act (PA 160) over the subsequent four years since it was introduced in 1996. The original bill was tie-barred to PA 159 and PA 161, effective July 1, 1996. This change required additional notification of DE programming options by school boards to 8th grade students and their parents within the public school district. It also permitted 10th grade students to take the qualifying MEAP Test should they wish to participate in DE programming earlier in their high school career. In 2000, another amendment to the original act expanded eligible courses to include virtual educational programming courses as well as courses in career, vocational and technical education (PA 258). The national debate on the costs and benefits of non-traditional educational programming, such as DE, has found its way into state and local politics. Presently, Michigan funding for K-12 public education is based on a student capitation system without regard for costs of associated services not linked directly to student numbers (e.g., technology utilization costs). As Michigan’s public school districts report a decline in student numbers, there is a corresponding reduction in the state’s overall financial support for participating K-I2 school districts. This pattern is complicated by state statutes that limit the school district’s ability to seek other revenue sources for meeting educational financial shortfalls (Michigan’s Proposal A, 1994). Finally, unlike the financial incentives provided to eligible high school students for their participation in 40 35 con c011} impt Pt’flb Merit Michigan’s DUal Enrollment Program, there is no financial incentive offered to educational institutions for their support of this program at this time. For these reasons, school-of-choice options, like DE, are attractive to students and their parents, but may be perceived adversely as a financial .drain by K-12 school district personnel and/or postsecondary administrators. Ironically, these educational concerns come at a time when states, such as Michigan, are also trying to comply with the federal “No Child Left Behind” initiative (20 USCA s 6301), which mandates increased accountability, a K-16 view for student performance, and greater academic choice for students and their parents (Meeder, 2004). In this educational context, it is imperative that educational resources be appropriately placed in state educational programs that have documented benefits. Michigan’s DE initiative evolved from a state statute in 1996 and has yet to be evaluated for its benefits as a tax-supported postsecondary academic preparatory option. The time is right to begin a serious evaluation of this educational program so its benefits can be fully realized. Anticipatory Socialization: A Conceptual Framework in Support of Dual Enrollment Educational Programming In 1968, Robert Merton reported that “anticipatory socialization” is a necessary component for successful educational preparation of professional students. He contended that an individual’s socialization to a higher educational status was as important as the cognitive'and psychomotor skills needed by that individual in the performance of tasks associated with such a role. As a research sociologist, much of Merton’s initial work focused on the socialization of medical students and their success 41 inadjusting to their future role as physicians. He examined how medical students were able to draw on cues about the implications of their present training activities for their future status as physicians, and how they would adopt orientations consistent with that perception. Other research studies on the concept of anticipatory socialization have helped to broaden the basic understanding of role adoption for individuals in a variety of other disciplines, including higher education (Bess, 1978; Clark & Corcoran, 1986). Although educational studies have primarily focused on professional identity and career development, the potential for applying this frame to other socialization situations in higher education is appealing. Anticipatory socialization may serve as a valuable framework from which to explore strategies that assist high school students as they socialize, via dual enrollment programming, into the postsecondary academic student role. In Michigan, DE programs bring eligible high school students into participating postsecondary institutions with full access to postsecondary academic resources, optimizing academic capital. Under this program, requirements and expectations for the participating high‘school student in the eligible postsecondary course(s) are equal to those for all full-time postsecondary students enrolled in that course. As guaranteed by state statute, all eligible college-level courses are to be taken at certified postsecondary institutions, offered according to the university calendar, taught by postsecondary faculty, and taken with other university/college students (Appendix A). For these reasons, DE programming fits well within the model of anticipatory socialization. It attempts to ease academic transitions for the high school student who 42 has one foot solidly placed in the world of high school, while the other is gaining a foothold in the world of postsecondary education. Since Michigan’s state mandate for DE requires that high school participants receive postsecondary educational counseling as a part of their program, these students are guided through their initial exposure to Michigan’s postsecondary education system. This guidance may increase student confidence for navigating the transition from high school to postsecondary academics (Astin, 1993; Bailey, Hughes, & Karp, 2002; Catron, 2001). In sharp contrast, as a postsecondary academic preparatory strategy the Advanced Placement Program does not fit as well within the model of anticipatory socialization. Although AP does prOvide exposure to college—level academics prior to full emersion into the academic role of first-year, full-time postsecondary student, this strategy is packaged in a different way by the high school district (that may or may not be a certified institution), offered according to the high school calendar, taught by high school teachers (who may or may not be certified to teach AP classes), and taught only to selected secondary public school students. Unlike DE programming, earned college transfer credit for AP courses is based on a single score from a single test paid for by the student once all course content is completed. Additionally, unlike DE programming in Michigan, participation in AP programming does not require a supportive postsecondary academic counseling component to assist the student in the transition from high school to postsecondary academics. A study of postsecondary educational expectations by McCormick (1997) reported that the strength of the anticipatory socialization effect for students moving into new academic roles after high school is directly related to the location of that student’s 43 6X1 ml 511’. stuc (Kc V131 scht Stats acad l€S€£ prOg Olin lei-51 COUTSt aSSUra likelih experience. Because DE programming occurs on the site of a postsecondary institution with all its resources readily available, it does more than other postsecondary academic strategies that do not provide this same context for learning. As Michigan’s DE Program requires postsecondary guidance for all high school participants, the role of “college student” evolves in a different way when compared with other postsecondary credit based initiatives, providing for a more authentic college-level experience (CCRC, 2003). Rationale Supporting High School Student Participation in DE Educational Programming If the senior year of high school has underutilized its potential for improving student preparation to enter and succeed in postsecondary academics as some claim (Kellogg, 2001; Kirst, 2000; National Committee on the High School Senior Year, 2001; Viadero, 2001), then it is important to identify cost-effective strategies that can help high school students optimize their academic capital. Dual enrollment programming is one state-endorsed venue for high school students to consider when exploring postsecondary academic preparatory options in high school. Although there have not been extensive research studies reported in the literature to address the impact of participation in DE programming for high school students, small isolated studies have reported some benefits of involvement (Windham, 1997). An accredited educational establishment is required to function at all times at a level that meets or exceeds a minimal set of academic standards (ECS, 2004). Since DE courses are taught at accredited postsecondary educational institutions, there is an assurance that such courses are taught at a college-level. This would increase the likelihood credit hours earned through DE programming would be readily accepted as 44 CZ CC CO] PO: D1; col 3C0 Pan Iuili. N01 < P0813 postsecondary transfer credits elsewhere (with less concern for testing standards), when compared to those postsecondary academic preparatory strategies where such assurances cannot be made (Ganeshananthan, 2000; Windham, 1997). Under the theory of anticipatory socialization, students exposed to a life situation in a realistic context prior to full immersion into that life situation gain a greater confidence in their abilities over time, and function more effectively when full immersion into that environment is realized (McCormick, 1997). Being directly involved in contextual learning can help to demystify the postsecondary academic experience for students, providing tools that can help ease the stress associated with exiting the familiar and secure environment of high school academics (Amenkhienan, 2000). According to advocates, the high school student, his/her parents, and those in the participating educational institutions all benefit from sharing academic expectations communicated during the high school student’s DE programming experience. Postsecondary courses are provided in a postsecondary semester context, which exposes DE students to a similar academic experience they will have as first-year, full-time college students. The part-time DE postsecondary context also offers parents the adjustment time needed to help prepare them for changes in their parental role that accompanies a teenage child’s transitioning into postsecondary academics. DE participants expand their culture capital and accrue fiscal benefits from participation in this academic programming option. Under Michigan State Statute, tuition costs for this program are the responsibility of the student’s K-1 2 school district. Not only does the student and his/her family save educational costs early in postsecondary educational programming through DE, but there is also the potential for 45 addit anah expa bene edue hgh the; schn rent Yea Pall] EXP,- 16161 cOns additional savings if this early postsecondary academic start results in a shortened time to attain a degree (Marshall & Andrews, 2002). In similar fashion, high school student participation in DE programming serves to expand the high school curriculum without expanding the high school budget. This benefit is especially appealing to 'K-12 school districts with limited resources for educational enhancement services, or when only a small number of the district’s eligible high school students are involved (ECS, 2004). With DE participants taking classes on the postsecondary campus, some high school classes may decrease in size, affording high school teachers more time to work directly with “academically needier” students who remain in the high school classroom (National Commission on the High School Senior Year, 2001). DE programming has the potential to increase teacher resource sharing as partnerships form between secondary and postsecondary educational institutions who share eligible high school students (Brown and Amsler, 1992). Through these partnerships, teachers from secondary and postsecondary settings would become better acquainted with the K-16 academic model, increasing the possibilities of bridging transitional gaps with articulating policies and practices (Gomez, 2001). Unique to Michigan’s DE Program, mandated postsecondary educational counseling works in tandem with secondary counseling efforts to support eligible high school students in their transition from high school to postsecondary academics. A positive transitional experience can increase student motivation and provide support that encourages student retention (Tinto, 1993), especially for those students who might not have otherwise considered postsecondary academics as an option after high school. 46 tha edu edu: focu 2003 DE programming also has the potential to act as a catalyst for the development of a healthy competition between high schools and postsecondary institutions in the state. At a time when state administrators are looking to increase the number of college graduates in Michigan (Cherry, 2004), a positively competitive academic environment could result in more rigorous academic coursework at both secondary and postsecondary levels. This potential benefit is important since there is evidence to suggest that the rigor of a student’s high school curriculum is a strong positive predictor for postsecondary graduation (Adelman, 1999). Rationale against High School Student Participation in DE Programming When a 2003 law in Florida allowed high school seniors to forego their last year of high school and receive the high school diploma after the 11th grade, many educators responded with frustration. Under this option, high school students in Florida can graduate with fewer high school credit hours if they “double-up” on English and foreign language credits in their junior year of high school. Proponents of this strategy believe that educational compacting is good for student learning because students reach educational outcomes more quickly. Opponents who view DE as another type of educational compacting are concerned that the essence of learning can be lost once the focus shifts from educational quality to how quickly students graduate (Evening News, 2003) Some colleges and universities do not automatically accept college transfer credits earned by high school students, even when the law provides for it (Putnam, 2002). 47 11‘ CE by 903 fear inad 1tell Because many DE state‘statutes do not mandate postsecondary institutional participation, some colleges and universities provide greater scrutiny before deciding to accept these transfer credits.- Many have voiced concern that high school DE participants are “double- dipping” the educational system by counting an eligible postsecondary class twice (earning credit hours for. both high school and college credit) without performing twice the work. These critics believe that such a practice inadvertently sends the wrong message to students early in their postsecondary career (Jones, 2002). The quality of educational credits earned by high school students under DE is crucial when it comes to the decision of whether or not to accept these as college transfer Credits. Many high school students who qualify for DE programming appropriately select introductory first-year postsecondary courses only to find that'these courses are required for all college students on campus. Accordingly, introductory classes on college campuses tend to be much larger in size and assigned to adjunct faculty, or teaching assistant staff, instead of seasoned university faculty (Reisberg, 1998). Additional questions related to the quality of DE courses focus on states outside of Michigan where this program can be taught in the high school setting (as well as in other off-campus locations) by non-postsecondary faculty. This variability in delivery raises doubts in some minds as to how a course taught this way would compare to the same course taught by college/university faculty members with full access to the academic resources on the postsecondary campus. Still others question the quality of DE courses more broadly, fearing that the presence of high school students in college-level courses may inadvertently work to compromise the rigor of the college-level course for the teacher as well as for other college students enrolled in that course (Clark, 2001; ECS, 2004). 48 alh car C13: the! stud educ can 1 Ol-clt undut Place Schml Aside from concerns about course quality, opponents of high school DE programming have also expressed concerns about high school students being developmentally unprepared to take on college-level work (Amenkhienan, 2000; Clark, 2001). Those who focus on the developmental needs for high school students are quick to assert that there are many reasons that the AP Program for postsecondary educational enhancement is a better and more suitable choice when compared with DE programming. First and foremost, AP programs were created to meet postsecondary academic enhancement needs within a developmental context designed for high school students (The College Board, 2003). By providing familiar boundaries. for high school students, it allows them to focus more on postsecondary academics and less on other postsecondary campus distractions. Additionally, when participants purchase the final exam for AP classes, some believe students may be more vested in their efforts with these courses and, therefore, more likely to be motivated toward achieving academic success. Other opponents point to the additional stresses that participation in DE programs can bring to the cognitively adequate, but developmentally less mature high school student (Kirst, 2000). Since most high school DE participants attend postsecondary educational programming on a part-time basis, acclimation to postsecondary expectations can be problematic. Additional day-to-day concerns for transportation, scheduling out- of-class requirements, and functioning under two distinct academic calendars can cause undue stress for the high school student, especially if adequate support systems are not in place during this important period of academic transition. Participation in DE programming brings with it additional concerns for high school and postsecondary educational institutions alike. Because both types of 49 institutions can be equipped to provide postsecondary academic enhancement services to the same eligible high school student, they may focus more on competing against one another instead of maintaining a collaborative view which should be focused on what is best for the qualified student. If such a negative competitive climate is established, future collaborative efforts on other educational projects may be placed at risk. Additionally, high school students of minor age create new and different liability concerns when they attend educational programming on the college campus. Beyond new concerns for the institution, there is also the concern for the minor-aged student as well as the taxpayer who ultimately pays the costs for their additional liability coverage on the college campus (Bell, 2004). In effort to increase accessibility to DE programming, many state statutes provide for state-tax dollars to subsidize the costs associated with program participation (ECS, 2004). Some opponents point to the fact that such subsidies create an “academic entitlement” environment, which can work against the high school student’s motivation to persist with DE enhancement programming. Likewise, if high school students are ill- prepared academically but still manage to obtain a low but passing score on the test for DE eligibility, there is an added potential risk for student dropout or failure in DE programming. Such comments raise concerns that limited state tax dollars continue to be mobilized for DE programming which has yet to demonstrate its benefits through research study (Orr, 2002). 50 sir. det like plot mee‘ Posts Measuring the Impact: Studying Traditional First-Year Postsecondary Academic Student Success Measures Prior to student admission into full-time postsecondary educational programming, members of the admissions department at competitive institutions of higher education evaluate a variety of factors that, in their view, reflect the applicant’s potential for success in postsecondary education (Beecher & Fischer, 1999; Sedlacek, 2004; Tam & Sukhatrne, 2004). This evaluation is conducted to select students best suited for the academic rigors required to earn a degree from that institution. Although a variety of student data sets are utilized during this process, the ultimate decision generally rests on how successful the applicant was in high school and how well that student performed academically on a set of traditional measures. College administration teams tend to view postsecondary student success in similar terms to students and the general public by focusing on the long-range view of degree attainment (Miller, 2005; Hossler & Anderson, 2005). But outcome measures, like degree achievement rates, do not provide the full picture needed to accurately assess student achievement in the short-term. Looking at process measures provides a direct reflection of how students are achieving academically at various points in their academic programs, mirroring an indirect measure of how the institution’s degree programs are meeting their obligations to facilitate that achievement. For this reason, it is essential that postsecondary institutions have an effective formative evaluation plan with set benchmarks in place to assess the educational programs they provide (Astin, 1991; Miller, 2005). 51 There is strong evidence that the student and the educational institution both benefit when a student’s baseline academic data are compared with data obtained after the first year of postsecondary educational programming (Astin, 1993; Bailey & Karp, 2003). Administrators in. higher education have shown a renewed emphasis on the first year of college for a variety of reasons, such as declining high school enrollments, intensification of recruitment of prospective freshman, and additional efforts made by universities to curb attrition rates (Hossler & Anderson, 2005). The freshman year literature consistently reports that the student’s first year in postsecondary education is the most valuable one for predicting long-term success (Adelman, 1999; Crissman Ishler & Upcraft, 2005; Gerken, Volkwein & F redericks, 2000; Noel, Levitz, & Saluri, 1985; Pascarella & Terenzini, 2005; Upcraft, Gardner, & Associates, 1989), a fact supported in the retention research literature as well (Brawer, 1996; Cambiano, Denny, & DeVore, 2000; Noel, Levitz, & Saluri I985; Pascarella & Terenzini, 2005; Tinto, 1993). It has been said that valid and reliable tools used to assess student success in college should be easily retrievable with commonly accepted benchmarks that gauge persistence, progression, and retention in the course of pursuing a postsecondary degree (Atwell & McLeod, 1994). Today, some postsecondary researchers are exploring new venues for expanding the toolbox used for postsecondary student assessment, especially as it relates to student success in the first year of college; Their hopes are centered on finding new valid and reliable non—cognitive measures that can more accurately assess the diverse populations commonplace in our US educational system today (Sedlacek, 2004). These researchers seek to establish a credible data base that effectively challenges primary dependence on traditional performance indicators, such as student grade point 52 pn He IQ‘ con first pets cont stud subs- cOmr Selec average (Astin, 1993; McKenzie & Schweitzer, 2001; Peng, 2003) and standardized test scores (Astin, 1993; Ting, 1997). But, as an interval measure, a student’s grade point average (GPA) in high school and college continues to be considered the “lingua franca” (Pascarella & Terenzini, 2005), or the “gold-standard”, for measuring achievement in the world of education. The literature review has shown that over the years, student GPA has been effectively utilized as a benchmark in different ways, both as a traditional outcome measure and as a predictor of degree attainment (Adelman, I999; Astin, 1993; Atwell & McLeod, 1994; Henderson & Masten, 1959; Kanoy, Wester, & Latta 2002; Pascarella & Terenzini, 1991). Additionally, the GPA has served as an effective formative measure with value as both an individual score and as an overall cumulative average, gauging student progress in retention throughout the course of academic programming (Noel, Levitz, & Saluri, 1985; Peng, 2003; University of Arizona, 1999). In a similar way, pre-college standardized test scores (e.g., SAT and ACT) continue to be accepted at many universities as valid and reliable measures for predicting first-semester postsecondary GPA (Gehring, 2001b) and a student’s postsecondary persistence (House & Keeley, 1997). Though repeated measures across populations continue to support these standardized test scores as statistically significant, increasing student diversity across culture, sex, and socioeconomic status raises questions as to the substantive significance of these scores for today’s student (Hossler & Anderson, 2005). Other indicators that reflect the student’s goal orientation, motivation, and commitment to postsecondary academics focus on a variety of issues related to student selection of an academic major(Bouffard, Boisvert, Vezeau, & Larouche, I995; 53 Crissman Ishler & Upcraft, 2005). In and of itself, the actual selection of an academic field of study in college “exerts a contextual influence” on a student’s academic motivation and engagement behaviors (Pascarella & Terenzini, 2005). Academic adVising and‘other individual and group activities associated with declaring a degree major in postsecondary education serve as catalysts for student integration in academics (Guerrero, 2001; Ting, 1997), strengthening academic identity and promoting student retention.(Kanoy, Wester, & Latta, 2002; Kuh & Love, 2004; Osborne, 1997; Tinto, 1993). While some researchers have investigated assessing postsecondary academic major decision-making for its role as a predictor for career and economic achievement (Pascarella & Terenzini, 2005), others have looked at the negative impact frequent degree major changes create for the student focused on earning an academic credential (Mitchell, Goldman, & Smith, 1999; Osborne, 1997). A 1995 study by Bouffard, Boisvert, Vezeau, - and Larouche reported that postsecondary students who made frequent declaration of major changes, had matriculation difficulties and were the least likely to persist in meeting their established academic goals. This idea adds to an earlier study by Meulemann (1992) who reported that the risk of a student changing a major course of study is highest in the second semester of the first year of academic study; a time when change can threaten student confidence and persistence in the education process. Although some research has addressed degree major decision making in the context of specific types of postsecondary courses and learning opportunities selected by students in their first year of college (Pascarella & Terenzini, 2005), others have looked more closely 54 at the number of course selections students make while progressing towards a bdchelor’s degree credential (Astin, 1993). Summary Historically, dual enrollment as a postsecondary academic preparatory strategy for high school students emerged in the US in the 19705. As a postsecondary preparatory academic strategy, it has served as an important vehicle for increasing secondary student access to postsecondary academics. Over the years, various states developed their own dual enrollment statutes to provide guidelines for DE program participation. It was not until 2003 that all 50 states had statutes for this postsecondary preparatory academic option (ECS, 2004). Although there is variability among state statutes, each one is rooted in the belief that all high school students need to remain academically engaged and Working to their full-potential during the final years of high school. This is important since the intensity and quality of a student’s high school curriculum is commonly recognized as a strong positive predictor for bachelor’s degree attainment (Adelman, 1999). Dual enrollment is a postsecondary preparatory strategy focused on academically enhancing high school curricula and creating a smooth transition into the academic culture of the university. Viewed within the framework of anticipatory socialization, DE offers eligible postsecondary-bound high school students a preview experience of academic expectations that will confront them after high school. Since it is often postsecondary educational programming that ultimately helps the student realize their full economic potential as a citizen and taxpayer, it is important that all eligible high school 55 students be provided access and an early guided exposure to the cultural expectations that await them in postsecondary academics. To help foster this realization, educational institutions at all levels need to work together to reduce the “disconnect” between secondary and postsecondary educational institutions (Basinger, 2000; Creech, 2001). Federal reports on the status of secondary education in the US today identify a common series of recurrent disruptions in the flow of educational transition, adversely affecting student achievement (National Commission on the High School Senior Year, 2001; US Education Commission on the Senior Year of High School, 2002). These reports recommend that disjointed transitions be overcome ' through greater collaboration promoted by a K- I 6 educational model. Such a view establishes a collaborative educational environment where all academic transition programs that demonstrate effectiveness would be welcomed. Unfortunately, “disconnects” can also result from simple wording in a state statute intended to create educational opportunity and cooperation. As an example, the language in Michigan’s 1996 Dual Enrollment Statute (PA 160) mandates secondary state educational institutions to participate in such programming but does not require postsecondary state educational institutions to do the same. State educational funding based on a capitation formula (which is the primary revenue source for both K-12 and postsecondary educational programming in Michigan) has been steadily decreasing over the last seven years. With this steady decline in funding there has been greater scrutiny of all educational programming services in the state. Coupled with the greater demands from state and federal agencies for program accountability, many postsecondary educational institutions now question the logistics of continuing support for non- 56 mandated, unevaluat'ed educational efforts which put programs like dual enrollment at risk. Because the national literature base on the impact of dual enrollment participation is relatively new and thin, first-level descriptive and correlation studies are needed to help develop an understanding about the _role such educational transition programming plays for students after matriculation to the university. As with other states, Michigan’s Department of Education has yet to develop a comprehensive plan for evaluating the impact of participation in Michigan’s Dual Enrollment Program. An initial study of ~ postsecondary academic measures obtained from a small student group that participated in this program while in high school, would help broaden the understanding about how such participation translates to first-year postsecondary academic success. This study helps to define first-year postsecondary students who participated in dual enrollment while in high school using the single case of Lake Superior State University. It explores how these students performed on a set of traditional institutional measures that reflect academic progression toward bachelor’s degree attainment. Additionally, this study compares first-year LSSU dual enrollment program participants with a randomly selected sample of first-year postsecondary LSSU students who did not elect to participate in a postsecondary academic preparatory program while in high school. In efforts to see the impact of participation in dual enrollment programs within a broader academic context, the final step in this study reports how a small population of first-year, postsecondary LSSU students who selected Advanced Placement as their postsecondary preparatory strategy while in high school, performed on the same measures . 57 It is important for academic policy purposes, that educational administrators at all levels have their eyes open to those academic opportunities that may facilitate student success in the early years of postsecondary education. This case study will produce a series of academic snapshots from the first seven-year period of dual enrollment programming in Michigan as demonstrated at Lake Superior State University. These snapshots will expand the present view of dual enrollment as a state-supported postsecondary preparatory strategy by exploring its impact on first-year academic performance at LSSU to the benefit of students, the university, and the State of Michigan. 58 CHAPTER 3 METHODOLOGY In 1996, legislators in the State of Michigan approved a dual enrollment state statute (PA 160) that increased access to colleges and universities for eligible high school students around the, state. This part-time school-of—choice option differed from the nationally-based Advanced Placement Program already established in many Michigan high school settings in three ways related to academic programming: I) it broadened high school student eligibility for postsecondary educational enhancement; 2) it was provided within the context of existing college classes on college campuses; and 3) it required a postsecondary academic counseling component for the participating student. Dual enrollment provides a “real~life” guided university experience to eligible high school students. As a state-supported program, it is intended to help ease the academic transition for students as they move from high school to university. Viewed under a model of anticipatory socialization, participation in this program provides pre- university students an early introduction to the roles and expectations of postsecondary academics prior to full emersion after high school graduation. Although this educational option has been utilized across Michigan (and at Lake Superior State University) for the past nine years, the impact of participation in this program has yet to be formally evaluated at either the state or local level. Case study research is a type of exploratory research. It can be used to identify complex relationships between different experiences and multiple outcome measures for a given condition (Burns & Grove, 1999). Though not directly applicable to other 59 settings where the same Condition occurs, a case study provides basic insights that can be used to “set the stage” for future research, strengthening the literature base while providing information to assist in decision making and policy development. In an effort to understand DE and its influence on academic performance for those first-year LSSU students who participated in such programming in high school, a case study design was selected. This chapter reviews the methodology used in the study and includes discussion about the conceptual framework and study variables, the research questions, the study participants, data collection techniques, rationale for secondary data analysis, and specific methods of analysis for each question under review. Characteristics of the Conceptual Framework and Study Variables The framework for this study assumes that students come to Lake Superior State University with the intent to learn and progress toward achieving an academic credential. It is also assumed that postsecondary student learning develops from the meanings made in the context of experiences that begin when students first enter the postsecondary setting. The pre-university student comes into the university setting with an array of unique characteristics that include demographic variables (e.g., Sex, Race, Region of Residence), measures that reflect secondary level academic ability (e.g., High School GPA, High School Class Rank and ACT Composite Score), and high school postsecondary academic preparatory experiences (e.g., DE or AP programming), which combine to influence academic motivation in first-year, full-time university study (e. g., first-year retentibn) and academic achievement (e.g., LSSU GPA and number of credits hours earned which demonstrate progression toward earning a bachelor’s degree 60 credential). Each step in the process influences the continuing development of the student’s academic identity beyond the pre-university profile. The institutional context of the university affects how students choose to engage in academic activities while in the university setting (e.g., enrolled number of credit hours taken the first semester of study and declaring a major field of study). To foster success inall its first-time students, most universities require students to attend a formal group orientation session on the university campus prior to the start of their first full-time academic semester. This is done in part because universities recognize that individuals perform more to an expected student norm when they are formally “oriented” to it. Michigan’s DE Program takes this orientation concept a step further. Through DE, eligible high school students are provided a part-time semester-long experience in postsecondary academics on the university campus. This guided participatory postsecondary experience helps DE students derive meanings about postsecondary academics first-hand before earning their high school diploma. It is assumed that this form of anticipatory socialization enlightens these high school students to the role they will eventually play as university students, by providing early exposure to build their academic confidence and self-direction for the period of time when they become immersed in first-time full-time postsecondary study after high school. Outcome measures are a mechanism used to help determine whether or not a student has met a desired level of academic achievement. Student learning is best assessed formatively with measures that are commonly accepted as valid and reliable tools for academic evaluation (LSSU GPA and Number of Credit Hours Earned in the First Semester of Postsecondary Academics). In this study, all participants started their 61 first year of full-time postsecondary academics at LSSU the same year they graduated from high school. In addition, they all completed their first two consecutive full-time semesters of postsecondary academics at LSSU. These factors may work individually or in combination to predict academic performance (LSSU GPA and the Number of Credit Hours Earned) in the student’s first year of university study. Figure 1 provides a conceptual model that summarizes the literature. Though not a path analysis, it identifies the variables under study in relation to a high school student’s participation in dual enrollment. As a program intended to optimize a student’s academic capital (Berger, 2004), DE provides a multi-phase, variable, participant observer approach within the dynamic institutional context of postsecondary academics. Although DE programming in Michigan provides the eligible high school student with many ' participation options (e.g., one class vs. multiple classes, one experience vs. multiple experiences); this study is focused on the impact of participation in DE on a student’s first-year academic performance at LSSU. 62 3.3 N 623382... we EVEEQ Scimeianc» Ewhéh 393m. «RE 3 333 4925.5 ABSBREK Axumtcumeuok umsmncuw +35 3 MQ Eats 9%: Steve” 323% {ME wreEV 3.893% cgseuuw BKEmo: 3536209 ._ oSwE EcE:o.:>:m .2523sz Emucooomumom 2:0: :85. «£0 3mm..- 3.3me 08850 o_Eoumo< 50> LEE «3:25an wan—oéoeuao uca nun—u...— .a_:o_.:=u 3352.5 1 44 ml-DDIIJZI- _lu.l<¢Z-Z(D moocOtonw $30.5 moocmtoaxm mum—0.3.50 Em> 153 M.C.L.A. § 388.523 Sec. 13 - ( 1) This act shall take effect April 1, 1996. Payment of all or part of eligible charges under this act for postsecondary courses shall being in the state fiscal year beginning on October 1, 1996. (2) This act is repealed effective June 30, 2001. M.C.L.A. § 388.524 Sec. 14. 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