:vv! . 7v .. .I‘ .1» . o). 4%,. , ifi‘fimfif . 1.2.. .. ‘ . MEG»... ’h r {cf .51 .7 Ivy: . ,.....l.. ‘1»?- 1‘yi.fit§xv .4. :10... ‘ a. .57. \c n 9.. I .. . a . ‘ ‘ “1.5.9.“.vidflmx 3.. a «1:13) am. .3 tor... ct. . . ii 6.! .. If {3143;1‘2 I lit. . i: .m 13;: )of 1.1:,- 002. . .inv 311).}. ”Emagfififi fiéfif I ‘x . . II ‘ : .9! 1325. a , . 1.: 2‘ 4X: . . 33.1% . I r . A i .6335. L... 4.. 4.. st... 4.: o .‘v ay Hm. 55.3 .54». a th.‘«l., I . , ‘ 7-4. . v u. v a ."I... 1.51%.”: a... 2 sari“... 15.43,. .3- . :rl' IV I. J. : $155313 2 20% ‘LlBRARY Michigan State University This is to certify that the dissertation entitled PLANT-ENHANCED REMEDIATION OF NAPHTHALENE presented by CHRIS M. SAFFRON has been accepted towards fulfillment of the requirements for the Doctoral degree in Chemical Engineering and Materials Science (Hank/l - i/M/ - Major Professor's Signature Maug‘r 7.3] 1.009 Date MSU is an Affirmative Action/Equal Opportunity Institution PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE NOV 11"9 @008 2/05 p:/ClRC/Date0ue.inddop.1 PLANT-ENHANCED REMEDIATION OF NAPHTHALENE By Chris M. Saffron A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTORATE OF PHILOSOPHY Department of Chemical Engineering and Materials Science 2005 ABSTRACT PLANT-ENHANCED REMEDIATION OF NAPHTHALENE By Chris M. Saffron This study explored the effects of slow desorption on the rate of removal of naphthalene in planted systems. The magnitude by which desorption limits the removal of PAHs was assessed in different soils. The contaminant exhibited nonequilibrium desorption in all of the soils studied. The desorption data were described using several desorption models. The desorption models were also used to quantify the rate of mass transfer from the soil solute to the soil solution. The mathematical models were ranked using a construct called the Akaike information Criterion, which takes into account accuracy and parameter variability. The effect that plants have on the rate of naphthalene removal in soils was also assessed. The collected data was interpreted using a descriptive model. Volatilization by gaseous diffusion, sorption to roots, transpirational uptake, fast mass transfer from the soil solid, and slow mass transfer from the soil solid were included in the model. The lessons learned during the development of this model were used in positing a decision-making methodology. This methodology contains a procedural approach for quantifying the rate of mass transfer, and whether plants are able to overcome these transfer limitations. A dimensional analysis was used to determine the efficacy of planted systems, which leads to improved decision making regarding phytoremediation. This work is dedicated to my wife, Danida. iii ACKNOWLEDGMENTS I would like to acknowledge the effort and patience that my wife, family, and friends have given me throughout this journey. My wife, Danida, has exhibited degrees of patience, support, and love that I thought not possible. I thank my family for their continuing encouragement and unwavering support. I thank my Mom, and my Grandma and Grandpa Swanson for the work ethic that they’ve instilled in me since childhood. I would not have done this without them. I thank God for the joy he has brought my wife and I, especially since the birth of our daughter Annaka. I am grateful to the many friends that I’ve made while in graduate school. I extend special thanks to Dr. Jeong-Hun Park, for his insight and thoughtfulness. I thank Dr. Mazen Haydar for many stimulating conversations. I thank Dr. Irfan Aslam for discussions about desorption in column studies, and a unique way of making a lay-up. I thank Shawn McElmurry for discussions concerning the environment and recreational activities. I thank Dr. Robert Dombrowski, Dr. David Knop, and Dr. Prashant Srivastava for the many homework sessions and discussions regarding chemical engineering. Thanks to Dr. Clayton Rugh and the Phytolab crew for the lessons in sterile technique and the trips to Oodles of Noodles. Finally, I would like to thank Professors Bruce Dale and Thomas Voice. Your advisement has kept me on target through a very challenging portion of my life. And now, the real challenge begins. iv TABLE OF CONTENTS List of Tables ................................................................................. vii List of Figures .............................................................................. viii Chapter I ...................................................................................... 1 Introduction .......................................................................... 1 Objectives ............................................................................ 3 References ........................................................................... 5 Chapter 2 ...................................................................................... 6 Introduction .......................................................................... 6 Phytoremediation technologies ................................................... 7 Processes involved in phytoremediation ......................................... 8 Review of modeling efforts ........................................................ 16 Research 19 scope .................................................................................. References ........................................................................... 23 Chapter 3 ...................................................................................... 29 Abstract ............................................................................... 29 Introduction .......................................................................... 30 Methods and Mathemtics .......................................................... 34 Results and Discussion ............................................................. 39 References ........................................................................... 59 Chapter 4 ...................................................................................... 63 Abstract .............................................................................. 63 Introduction .......................................................................... 64 Materials and Methods ............................................................. 68 Mathematics ......................................................................... 71 Results and Discussion ............................................................. 75 References ........................................................................... 95 Chapter 5 ...................................................................................... 102 Abstract .............................................................................. 102 Introduction .......................................................................... 1 03 Mathematics ......................................................................... 1 06 Results and Discussion ............................................................. 110 References ........................................................................... 126 vi Table 2-1. Table 3-1. Table 3-2. Table 3-3. Table 4-1. Table 4-2. Table 5-1. Table 5-2. Table 5-3. Table 5-4. LIST OF TABLES Types of phytoremediation (adapted from McCutcheon and Schnoor[65]) ....................................................................... Selected properties of sorbents used in this study ............................ Model equations fit to desorption data sets .................................... List of Symbols ................................................................... Soil parameters for Spinks A and Kalkaska A soils .......................... Estimated parameters for planted and unplanted soils ....................... A list of model variables and parameters for the planted and unplanted mathematical models ............................................................. A list of dimensionless variables and parameters for the planted and unplanted mathematical models ................................................ Base case parameter values used for naphthalene transport and reaction in soil ............................................................................... Dimensionless number and parameter values used to generate Figures 5-3 through 5-8 .................................................................. vii 22 56 57 58 93 94 122 123 124 125 Figure 2-1. Figure 3-1. Figure 3-2. Figure 3-3. Figure 3-4. Figure 3-5. Figure 3-6. Figure 3-7. Figure 3-8. Figure 3-9. Figure 3-10. Figure 4-11. LIST OF FIGURES A simplified diagram that shows some of the interactions that occur in planted systems ................................................... 21 Best-fit models to atrazine-Capac A desorption data: (a) the chemical two-site model, (b) the chemical three-site model, (c) the two-parameter pore diffusion model, ((1) the three-parameter pore diffusion model, (e) the gamma model, (I) the hybrid gamma/two- site model, (g) the modified three-parameter kinetic model and (h) the modified five-parameter kinetic model ................................ 46 . Best-fit models to naphthalene-Muck desorption data: (a) the chemical two-site model, (b) the chemical three-site model, (c) the two-parameter pore diffusion model, (d) the three-parameter pore diffusion model, (e) the gamma model, (I) the hybrid gamma/two- site model, (g) the modified three-parameter kinetic model and (h) the modified five-parameter kinetic model ................................ 47 Comparison of the AICc for the nine models that were fit to Capac A-atrazine desorption data 48 Comparison of the AICc for the nine models that were fit to Capac A-naphthalene desorption data .............................................. 49 Comparison of the AICc for the nine models that were fit to Colwood A-atrazine desorption data ....................................... 50 Comparison of the AICc for the nine models that were fit to Colwood A-naphthalene desorption data .................................. 51 Comparison of the AICc for the nine models that were fit to Hartsells-atrazine desorption data .......................................... 52 Comparison of the AICc for the nine models that were fit to Hartsells-naphthalene desorption data ..................................... 53 Comparison of the AICc for the nine models that were fit to Muck- atrazine desorption data ...................................................... 54 Comparison of the AICc for the nine models that were fit to Muck- naphthalene desorption data ................................................. 55 The planted bioreactor ........................................................ 83 viii Figure 4-12. Figure 4-13. Figure 4-14. Figure 4-15. Figure 4-16. Figure 4-17. Figure 4-18. Figure 4-19. Figure 4-20. Figure 5-1. The conceptual description of naphthalene transport in unplanted soil that was developed upon interpretation of the methanol and water extraction data ......................................................... Box model for the unplanted treatments ................................... The conceptual description of naphthalene fate and transport in planted soil that was developed upon interpretation of the methanol and water extraction data ..................................................... Box model for the planted treatments. The dashed arrows represent naphthalene transport that is attributed to the transpiration stream. . .. Plots of methanol extraction data, water extraction data, and models fits for the six treatments. The Y-axis is the naphthalene mass in pg. The diamonds are the methanol extraction data points and the circles are the water extraction data points. The solid line is the methanol extraction best-fit line and the dashed line is the water extraction best-fit line ..................................................................... Root surface area profile for A. gerardii and M. alba in SpAf soil. Root surface area profile for A. gerardii and M alba in Kal A soil... Plot of methanol extractable naphthalene mass and water extractable naphthalene mass versus time for Kal A soil that is unplanted. The diamonds (O) are the methanol extraction data and the circles (o) are the water extraction data. Standard deviation error bars are included on each point. The solid line is the model fit of the methanol and water extraction data ......................................................... Plot of methanol extractable naphthalene mass and water extractable naphthalene mass versus time for Kal A soil that is unplanted. The diamonds (5‘2) are the methanol extraction data and the circles (o) are the water extraction data. Standard deviation error bars are included on each point. The solid line is the model fit of the methanol extraction data and the dashed line is the model fit of the water extraction data ................................................................. A diagram detailing some of the processes involved in the phytoremediation of naphthalene. The hatched regions represent soil aggregates ................................................................. ix 84 85 86 87 88 89 90 91 92 115 Figure 5-2. Figure 5-3. Figure 5-4. Figure 5-5. Figure 5-6. Figure 5-7. A box model of the transport and reactive processes occurring in rhizosphere soil. The double arrows represent equilibrium processes and the single arrows represent kinetic or transport processes. The dashed arrows represent the kinetic process added to the phytoremediation model ...................................................... A plot demonstrating the regimes that control the phytoremediation of naphthalene in Spinks A-horizon soil ................................... The effect of increasing the Damkohler number on the effectiveness factor ............................................................................ The effect of increasing the soil-water partition coefficient on the effectiveness factor ............................................................ The effect of the desorption rate coefficient on the effectiveness factor ............................................................................ The effect of converting the equilibrium fraction to the nonequilibrium fraction (feq = 0), converting the nonequilibrium fraction to the equilibrium fraction (fneq = 0), and converting the immobile fraction to the equilibrium fraction (fim = 0) .................. 116 117 118 119 120 121 Chapter 1. Introduction and objective Introduction Currently, the world oil consumption is estimated at 75 MM barrels of oil per day[1]. This corresponds to filling a cube with sides that are roughly 1 mile wide every year. This amount of production/consumption provides an ample driving force for contamination of soils, waterways and air with organic contaminants. The remediation of organic contaminants by plants has become a viable alternative to more traditional schemes. Currently, phytoremediation is being used by academia, industry, government and the military to remediate sites contaminated with polyaromatic hydrocarbons (PAHs), polychlorinated biphenyls (PCBs), trichloroethylene (TCE), perchloroethylene (PCB), trinitrotoluene (TNT), and many others. When compared to competing technologies, such as excavation and incineration, pump and treat, etc., phytoremediation has several inherent advantages. In addition to being an effective technology for clean-up, advantages include: a relatively low cost, a general social acceptance, an aesthetically pleasing appearance over competing technologies and the support of a diverse and burgeoning population of trained professionals. Like microbial bioremediation, phytoremediation is an in situ technology that will not disturb the soil matrix. Phytoremediation takes advantage of a plant’s innate ability to transpire water, which concentrates dilute contaminants. The bacterial population in rhizosphere soils is also ten to 1000 times greater than in unplanted bulk soil[2]. As much as 30 percent of a plant’s photosynthate is exuded in the roots[2], and many of these exudates resemble organic contarninants[2] (a feature of plants that may induce degradative enzymes or prompt cometabolism). Plants are known to improve soil aeration, soil aggregation, reduce erosion, and fix atmospheric carbon dioxide. Though planting, monitoring, amending with nutrients, harvesting and disposal are costs associated with phytoremediation— the energy required for growth is provided by sunlight and a plant’s ability to acquire dilute nutrients by transpiration provides a concentrating effect in the root zone. Cunningham and Berti have stated[3]: “A green plant is a ‘solar-driven, pumping, and filtering system that has measurable loading, degradative and fouling capacity’. Roots are ‘exploratory, liquid-phase extractors that can find, alter, and/or translocate elements and compounds against large chemical 9” gradients . In truth, the complexities inherent in phytoremediation systems include many mechanisms not included in the above description. Thus, given the obvious need for remediation and clean-up, and including the advantages that phytoremediation has over other technologies, further development in this area is warranted. The proper selection of remediation technologies that are demonstrated effective, that are low- cost, and that can add aesthetic value is of the utmost importance. In 1999, the estimate for the total US. phytoremediation market exceeded 30 MM U.S. dollars[4]. This number will grow, as it is estimated that 1.7 trillion US. dollars will be spent on clean-up in the US. over the next thirty years[5]. Cost estimates for design and implementation ranged between 60,000 to 100,000 US. dollars per acre in 1999. This is roughly one-fourth the cost of excavation followed by landfilling[6]. Further evidence supporting the efficacy of phytoremediation of organic pollutants in soils will expand the market for this technology. Objectives This study was designed to explore the effects of slow desorption on the rate of remediation in planted systems. Four objectives were considered in this investigation. The chapters of this dissertation are organized around each of these objectives. The first objective is to assess the magnitude that desorption limitations may impose on planted systems. All of the studied soil and contaminant combinations exhibited nonequilibrium desorption phenomena, meaning that desorption from the soil matrix may limit the rate of remediation. Several mathematical models were fit to each set of desorption data to describe the rate of desorption. The mathematical models were ranked based on accuracy and parameter variability using a construct called the Akaike Information Criterion. The knowledge that was gained concerning the desorption limitations was used to design the experiments needed to satisfy the second objective of this study. The second objective was to determine the effect plants have on contaminated soils that are limited by slow desorption. Completion of this objective would provide evidence that phytoremediation is or is not limited by slow desorption from the soil matrix. The third objective was to formulate a descriptive model that fits the rate data collected during the completion of the second objective. The model was developed as a descriptive tool, i.e. a tool used to interpret the collected data. Several types of mass transport were considered in the model development, including: volatilization by gaseous diffusion, root uptake by sorption to lipophilic tissues, transpirational uptake, fast mass transfer from the soil solid, and slow mass transfer from the soil solid. Mechanisms that did not add to organic chemical mass transfer under the study conditions of the second objective were not included in the model, e. g. the advection and dispersion due to contaminant leaching. The lessons learned during the development of this descriptive tool were used in positing a decision-making methodology, which forms the basis of the fourth objective. The fourth objective involves the use of a mathematical model, developed using the lessons learned upon completion of the first three objectives, for developing a decision-making methodology. This methodology contains a procedural approach to determining whether organic mass transfer from the soil is limiting in batch conditions, and whether plants are able to circumvent these transfer limitations. The analysis will be conducted using the classical approach of dimensional analysis. After the interpretation of the collected data using a constructed mathematical model, plotting the dimensionless groups results in a division between a mass transfer limited regime and a reaction rate limited regime. The decision regarding the use of phytoremediation can be made by interpreting the plots of dimensionless groups. References 1. Abraham, 8., Remarks by Energy Secretary Spencer Abraham Public Energy Forum Lunch Conference of 08 Energy Ministers. May 2, 2002: Detroit, Michigan. 2. Curl, EA. and B. Truelove, The Rhizosphere. 1986: Springer-Verlag Berlin Heidelberg. 3. Cunningham, SD. and W.R. Berti, Remediation of contaminated soils with green plants: an overview. In Vitro Cellular and Developmental Biology, 1993. 29: p. 207-212. 4. Glass, D., (1.5. and International Markets for Phytoremediation, 1999-2000. 5. Timian, SJ. and OM. Connely, The Regulation and Development of Bioremediation. 1996. 6. Marmiroli, N. and SC. McCutcheon, Making Phytoremediation a Successful Technology, in Phytoremediaiton: Transformation and Control of Contaminants, S.C. McCutcheon and IL. Schnoor, Editors. 2003, John Wiley and Sons, Inc. Chapter 2. Literature Review Introduction The effort presented in this chapter reviews many of the published mechanisms responsible for controlling the rate and extent of phytoremediation. The numerous processes involved in phytoremediation are investigated to assess which may limit the application of this technology. In actuality, phytoremediation encompasses several technologies, and a short description of the various technologies is presented in this chapter and summarized in Table 2-1. Many of the processes involved in the phytoremediation technologies have been previously assembled into mathematical models by other authors—several of these models are reviewed in this chapter. The modeling investigations presented in the literature assume that equilibrium exists between the soil matrix and the soil solution, while the investigation presented in Chapters 3 and 4 of this dissertation explores the kinetic limitations of contaminant desorption. Furthermore, an obvious link between the effort in vitro and the effort in situ, regarding the use of mathematical models describing phytoremediation, does not appear to exist. Chapter 5 of this dissertation attempts to bridge the gap between a descriptive model and a decision-making tool that would benefit the application of phytoremediation by the site engineer Phytoremediation is defined as the use of green plants to remove pollutants from the environment or to render them harmless[l ]. This is a burgeoning technology that can be used for a diverse array of contaminant-soil combinations. The number of applications for phytoremediation has increased as the collective understanding, concerning the root-soil-contaminant interaction, has improved. Plants have been effectively demonstrated to remediate soils contaminated with several classes of contaminants, including: organic contarninants[Z-l 1], heavy metal contaminants[12-17], and radionuclide contaminants[18, 19]. Several phytoremediation technologies exist for removing these contaminants, including those listed in Table 1. This review contains a brief summary of these technologies, some of the mechanisms controlling these technologies, and the models that are capable of describing the controlling mechanisms. The last section of this review presents the scope of the research that is contained in the following chapters. Phytoremediation technologies Several studies have validated the use of phytodegradation. Poplar trees were found capable of transforming trichloroethylene (TCE) to trichloroethanol, trichloroacetic acid, and dichloroacetic acid[20]. The ability of plant cell culture and plant cell extracts were found capable of transforming glycerol trinitrate (nitroglycerin) to glycerol dinitrate and later, glycerol mononitrate[21]. Nitroreductase and laccase enzymes, released by plants, were shown to degrade 2,4,6-trinitrotoluene (TNT)[2]. Symbiotic bacteria were found in poplar that are capable of degrading TNT, high melting explosive (HMX), and royal demolition explosive (RDX)[22]. Enhanced microbial degradation was likely responsible for the removal of petroleum hydrocarbons from the rhizosphere of sorghum[23]. In general, the phytodegradation of contaminants can occur within the plant tissue by transformation (either by enzymes or endophytes), or ex planta by plant- released enzymes or the microbial consortia (known as rhizodegradation). Less well demonstrated is the occurrence of phytostimulation, though a few studies have provided interesting results. The mineralization of atrazine was promoted by the addition of root exudates into silica sand and silt loam filled microcosms[24]. The stimulatory effect of root exudates is a possible explanation for the enhanced microbial degradation of pentachlorophenol in the rhizosphere of Hycrest crested wheat grass[25]. The removal of polychlorinated biphenyls (PCBs) in the rhizosphere of red mulberry was attributed to the stimulatory action of phenolics on the rhizosphere consortia[26]. Contrarily, the addition of root extracts was shown to decrease the expression of nahG using Pseudomonas fluorescens HK44 (this contains a nah-qu fusion), though the total amount of expression was increased due to increased cell growth upon extract addition[27]. The use of phytoremediation to stimulate the microbial consortia to degrade contaminants is an area of ongoing research. Other phytoremediation technologies are being practiced in the field and investigated in academia. The use of phytoextraction[28], both chelate-assisted and unassisted is perhaps the most well documented mode of phytoremediation. It has been mathematically determined that the evaporative flux from a stand of trees used in phytocontainment of a TCE plume, must be much greater than the flux of the plume itseltI29]. Phytovolatilization of methyl tert-butyl ether (MTBE) was found to occur through the stem and leaves of poplar cuttings[30]. Phytostabilization may be especially useful for controlling tailings from strip and open uranium mines[31]. Other phytoremediation technologies exist in addition to those mentioned in this review, though phytodegradation and phytostimulation are the most relevant phytoremediation technologies for the effort presented in this dissertation. Processes involved in phytoremediation The effective use of phytoremediation depends upon an understanding of the mechanisms that control the rate of removal in the rhizosphere. The word “rhizosphere” is loosely defined as the soil zone influenced by the roots[32]. This zone contains the soil solid (soil matrix), the soil solution, soil gas, the plant roots, and all rhizosphere microbes. Many chemical, physical, and biological processes occur in the rhizosphere[32-34]—and often these processes interact in a complex manner. A simplified depiction of the nature of these interactions is as shown in Figure 1. As with bulk soil, the rhizosphere soil can be characterized chemically, in terms of its soil organic matter (SOM) content, and physically, in terms of its porosity and texture. Biologically, a multitude of microorganisms, both in numbers and in types, exist in the rhizosphere[32, 34]. These organisms can interact with plants by secreting plant growth promoting hormones[35]. Plants can influence the quantity and types of organisms, in the microbial community, through root exudation[24, 36, 37] (a passive process) or root secretion (an active process). Plants alter the chemistry of the soil solution through the process of transpiration. The transpirational movement of water towards the root serves to concentrate dilute nutrients in the rhizosphere. Through a combination of physical, chemical, and biological processes that occur in the rhizosphere, the manner and degree of soil aggregation can be affected[3 8]. The degree of aggregation can alter the level of soil aeration and the level of moisture infiltration[3 8]. The growth of roots into the soil matrix can also increase soil aeration and moisture infiltration by opening channels that locally increases the soil conductivity. The complex interaction between biological, chemical and physical processes is further demonstrated by lignin deposition. Lignin, a component of plant cell walls, is an important component during the formation of soil organic matter (SOM)[39]. Therefore the physicochemical properties of the soil matrix are affected by root growth and necrosis. Essentially, a number of processes are simultaneously occurring in the rhizosphere, which creates a highly complex, versatile, and dynamic zone with the proposed potential for remediating hazardous compounds. The transport and transformation of an organic contaminant in the rhizosphere is of interest to scientists and engineers who want to explain the observed rates of contaminant loss and apply the technology to contaminated sites. The rate of contaminant loss can be controlled by: 1) mass transfer limited desorption of the contaminant from the soil matrix, 2) the microbial biodegradation rate in the soil solution, 3) the rate of sorption to the plant root, 4) the rate of transpirational uptake, 5) the rate of volatilization and 6) the rate of leaching. Other mechanisms that may allow planted systems an advantage over unplanted systems include the release of oxidative enzymes from the root, the exudation of molecules that compete for sorption sites with the contaminant, or degradation by mycorhizal fungi. The aforementioned six mechanisms are under consideration in this work, due to the preponderance of evidence that suggests these mechanisms are universally important when considering the application of phytoremediation. The mechanism that is most likely to limit the rate and extent of a contaminant’s remediation by plants is mass transfer limited desorption. The likely first step in a contaminant’s removal is desorption. The rate of phytoremediation will equal the rate of desorption, when no mechanism exists for enhancing the desorption rate. Conceptually, the rate of desorption is limited by the mass transfer of the compound from the soil matrix to the soil solution. The desorption rate depends on the path length, path tortuosity, physicochemical properties of the matrix, and the physicochemical properties of the contaminant[40, 41]. Furthermore, the desorption rate can change as organic 10 contaminant desorbs from the soil[42-46]. Desorption rate data has suggested that more than one type of phenomena is responsible for controlling the rate and extent of HOC desorption[47-51]. The desorption profile can be described by assigning the collected desorption data into one, two or three conceptual regimes. Historically, a one-regime model that assumes sorption-desorption reversibility, was used to describe the desorption process in batch and flow-through systems. Conceptually, desorption was thought to be an equilibrium process which occurred instantaneously upon addition of aqueous solution. This equilibrium process is parameterized by the soil-water partition coefficient, which is a thermodynamic construct that is measured by plotting a sorption isotherm. The use of the soil-water partition coefficient assumes a negligible sorption-desorption hysteresis, an assumption that often over-predicts the extent and rate of desorption. In reality, desorption usually occurs at a slower rate than sorption. Thus the one-regime model of contaminant desorption was found to be inadequate in predicting the extent and rate of contaminant desorption for many systems. The advent of the two-regime model was spurred by consideration of mass transfer limitations that may be inherent in soil matrices. These models are constructed to include characteristics attributable to equilibrium phenomena and characteristics attributable to kinetic phenomena. These models were formulated to describe desorption data that are exemplified by fast desorption followed by slow desorption. Many explanations exist for the kinetic phenomena that limit the rate at which contaminant desorbs from the soil. Two classes of kinetic phenomena are distinguished in the literature. These are the kinetic phenomena attributable to: 1) the chemical characteristics of the contaminant and soil matrix, and 2) the physical characteristics of the contaminant and soil matrix. The chemical two-regime models 11 assume that a chemical interaction between the contaminant and the solid matrix acts to retain the contaminant beyond what is predicted by chemical equilibrium. The physical two-regime models assume that a physical constraint retards the passage of contaminant through the soil matrix. The use of a F ickian diffusive flux is normally used to describe the transport of contaminant through a soil micropore, through the soil organic matter, or through immobile water regimes. The main advantage of the two regime models is the ability to describe desorption data that exhibits two distinct classes of behavior. However, when the extent of contaminant desorption is less than one-hundred percent after sequential water extraction (i.e. batch desorption) studies or flow-through (i.e. column desorption) studies, the two regime models do not accurately describe the collected data. In this circumstance, the formulation of three regime models was needed to accurately describe the data[52]. These models were built using the two-regime models, with the addition of a third regime that accounted for material that sorbed but did not desorb. Irreversible chemical binding and pore clogging by mineral precipitates are two explanations for desorption resistance. Regardless of the explanation, this regime appears to retain organic contaminant for extensively long durations. The ability to describe three distinct types of behavior is the advantage of using a three-regime model. Other models for desorption exist in the literature, and are often of mixed physical and chemical nature. For example, the multi-process nonequilibrium model divides the kinetic behavior into a mobile and an immobile regime[53], as is the case in most physical models. This model accounts for chemical nonequilibrium in each of the physical regimes. The gamma distribution model[42] uses the gamma distribution function from statistics to arbitrarily divide the soil into fractions that transfer mass at 12 different rates. This model, and the subsequent hybrid gamma/two-site model[47], provide an empirical description of the desorption phenomena. To date, no general consensus has been reached regarding the use of desorption models to describe desorption data. The importance of applying state of the art desorption models lies in the accuracy needed to describe phytoremediation. Models of contaminant desorption, and the explanations that accompany these models, must be considered when formulating descriptive models for phytoremediation. Microbial biodegradation of hydrophobic organic contaminants may also be a limiting process in the rhizosphere. Briefly, the ability of the consortia to degrade a compound at an appreciable rate depends upon the number of degrading microbes, their in vivo degradative capacity, and the bioavailability of the compound of interest. The number of degrading organisms is likely to be increased in rhizosphere soils, as the plant roots are known to exude and secrete molecules that may cause enzymatic induction or prompt cometabolism[54]. For example, the exudation of phenolic materials is thought to promote the bacteria that are capable of degrading PCBs[55]. Even though recent evidence has suggested that the in vivo degradative capacity of the organisms is debilitated[56], increased degradation remains the net effect in the rhizosphere[56]. A net increase in rhizosphere soil over bulk soil is due to the comparative number of organisms in the rhizosphere. The rhizosphere can support over two orders of magnitude more microbes than unplanted soil. However, even with greater numbers, the rhizosphere population may still be limited by constraints on bioavailability. Thus, the bioavailability of hydrophobic organic contaminants is of great interest, as low bioavailability will limit the rate and extent of degradation. Soil-contaminant 13 combinations, that exhibit slow desorption, are candidates for bioavailability limitations. If the microbe, plant, or microbe-plant combination are not able to accelerate the desorption rate, the rate of degradation will not exceed the rate of desorption. The plant roots provide a sink for HOCs, as a portion of the root tissue is composed of long-chain fatty acids and alcohols called suberin[57]. This waxy tissue is named the Casparian strip, and it is chiefly responsible for sorbing material that enters via the transpiration stream. The early effort into quantifying the potential for root sorption was performed using pesticides[S 8]. More recent studies have been performed on poplar sprigs placed in hydroponic media that is spiked with contaminants such as TCE[S9]. The soil solution is assumed to be the sole contaminant source (i.e. direct transfer from the soil solid or soil gas is neglected). The amount of material present in the root tissue versus the soil solution is assumed to follow an equilibrium-type mechanism. The resulting equilibrium constant has been named the root concentration factor (RCF). The RCF is commonly estimated as an empirical function of the octanol-water partition coefficient. The total amount of contaminant sorbed to the root tissues is a function of the aqueous concentration of the contaminant and the total mass of the root tissue. This sorbed mass is likely small, as the root mass is relatively small compared to the mass of rhizosphere soil. Furthermore, rate-limited desorption from the soil matrix may limit the aqueous concentration, and thus the contaminant mass sorbed to the root. Transpirational flow provides a significant source of dissolved nutrients and water to the plant, which are needed for plant health. The transpiration stream will also carry dissolved contaminant, carrying it to the stem and leaves. The development of a method for quantifying the transpirational uptake parallels the quantification of root sorption, as 14 outlined in the pesticide literature[58]. Like the computation of the RCF, the transpiration-stream concentration factor (TSCF) is computed using an equilibrium-type relationship. This relationship can be empirically related to the octanol-water partition coefficient. Therefore, the amount of contaminant in the transpiration stream is a function of the contaminant concentration in the soil solution. The mass of contaminant that is removed from the soil solution is a positive function of the transpiration stream flow rate and the contaminant concentration in the soil solution. The mass of contaminant that enters the transpiration stream may be limited by the rate of desorption from the soil matrix to the soil solution. Volatilization from the soil occurs when a volatile chemical (i.e. a chemical with a high vapor pressure) enters the soil gas from either the soil solution or the soil solid. Assuming that the soil moisture content is at an appreciable level, the amount volatilization from the soil solid is usually neglected. For the case of dilute contaminant concentrations in the soil solution, the concentration of a volatile contaminant in the gas phase can be approximated using Henry’s law[40, 41]. The Henry’s law coefficient is an equilibrium-type expression that relates the gas phase concentration to the soil solution concentration. These values are extensively tabulated. In effect, the concentration in the soil gas is limited by the soil solution concentration, which may be limited by desorption from the soil matrix. Furthermore, if the soil harbors material that is not in equilibrium with the soil gas, e. g. material that resides in domains associated with microporous water, then this dissolved material is not to be included in the equilibrium expression. The equilibrium concentration of the volatile contaminant provides a driving force for flux out of the soil and into the above-ground atmosphere. The movement of contaminant in the 15 soil gas is assumed to occur primarily by Fickian diffusion. The Millingtion-Quirk correction is normally applied to the molecular diffusivity to adjust for the soil tortuosity[60]. The gaseous diffusion rate, is dependent upon the soil gas content, i.e. the volume of the air-filled voids. Planted systems can increase the volatilization rate by transpiring water, which increases the air-filled void volume and promotes a greater mass of material to equilibrate with the soil gas. Increasing the air-filled void volume also increases the soil gas diffirsivity, as the flow path becomes less tortuous. Consideration of volatile and semi-volatile transport in the soil gas is important as much of this material will exit the system in the vapor phase. Contaminant leaching, particularly with low to moderately hydrophobic materials, is a mechanism that occurs in planted and unplanted soils alike. Leaching is caused by the infiltration of water[6l]—a process that removes contaminants from the rhizosphere. The magnitude of leaching depends upon the amount of water that is infiltrating the rhizosphere soil and the amount of contaminant dissolved in the mobile soil solution. As the plant roots increase the soil porosity[33], the potential for contaminant leaching that can occur during water infiltration is also increased. In this case, slow desorption from the soil matrix is an advantage as contaminant leaching is minimized. Nevertheless, the impact of leaching must be assessed when applying phytoremediation as a clean-up technology. Review of modeling efforts Several conceptual models have been formulated to describe the action of plant roots in the rhizosphere. Ultimately, these model formulations are based partly on 16 chemical equilibrium between compartments, certain kinetic interactions between compartments, and mass flow between compartments. Figure 2-1 contains a simplified model of the interactions between processes that are occurring in the rhizosphere. Often, the concept of rate limited desorption has not been considered in the model formulations. The following paragraphs contain a brief review of the models presented in the literature for describing the effect of phytoremediation on organic contaminants. An early model of phytoremediation proposed that the degradation of contaminants in the rhizosphere is governed by a series of mass balances[62]. Balances were included for the contaminant, the microbial biomass, the root exudates, and dissolved oxygen. This resulted in the formulation of four, coupled partial differential equations in time and in two spatial dimensions. Equilibrium—type formulations were used to describe desorption from the soil, sorption to the roots, and partitioning into the plant’s transpiration stream. Microbial growth was assumed to follow a Monod kinetic model. Diffusion and advection in the soil solution occurred in two dimensions, as did diffusion in the soil gas. The Henry’s law coefficient was used to describe the relative amounts of contaminant in soil air and soil solution. A similar Henry’s law model was used for soil oxygen. Though this model is relatively comprehensive—noticeably missing is a mechanism that is responsible for rate-limited desorption from the soil matrix. A more recent phytoremediation model divides the planted system into several compartments[63]. The compartments include: saturated and vadose zone soil; saturated and vadose zone water; nonaqueous-phase liquid (N APL); bacterial metabolism in the saturated zone, the vadose zone, and the root zone; plant metabolism of contaminants in 17 the root water, the stern water, and the leaf water; equilibrium-type sorption-desorption between each solid phase and its associated liquid phase (e. g. the use of the soil-water partition coefficient for determining the relative concentrations of contaminant in the vadose zone water and the vadose zone soil); Henry’s partitioning between each liquid phase and its associated gas phase (e. g. the root water and the root gas phase); and gas diffusivity to account for the volatilization flux. Though this model is relatively comprehensive, it does not include a mechanism for rate-limited desorption from the soil matrix. An investigation regarding the enhanced bioremediation of non-volatile hydrocarbons by plants[64] considered many of the same mechanisms previously described. An additional kinetic mechanism for contaminant degradation in a microbial biofilm was included in this model formulation. These biofilms are claimed to surround the roots and the simulation results suggested that enhanced degradation is due to biofilm metabolism. The fact that mass transfer from the soil solid to the soil solution could limit the rate of degradation in the biofilm was not addressed. Contrary to many of the other models in the literature, Burken and Schnoor developed a model that does include a mechanism accounting for slow mass transfer from the soil[24]. This model was developed for assessing the rate processes that occur in the planted bioreactors. These bioreactors contain soil that is contaminated with atrazine. This model, relatively simple in formulation, contains compartments for slow and fast atrazine desorption into the aqueous phase, microbial mineralization from a bioavailable fraction of atrazine in soil, mineralization from the aqueous phase, and plant uptake. Slow desorption was found to limit the mobility of contaminant in soils with an 18 appreciable organic matter content. However, no evidence of enhanced desorption from desorption-resistant (i.e. non-desorbing regimes of soil) domains was explored. The models developed for phytoremediation are relatively complex. It remains to be seen whether much of this complexity is warranted for describing the data. The development of a conceptual model, including mechanisms for rate limited desorption, may be necessary to accurately describe the effect plants have on organic contaminants. The experimental approach, presented in the following chapters of this dissertation, was designed to assess the magnitude that desorption-resistance has on the overall rate of phytoremediation. Contrary to the aforementioned models, and because of the inherent complexity of the model formulation, a dimensional analysis will be developed to simplify the interpretation of the resultant data. This dimensional analysis will be used to develop a decision-making framework that can be used to aid the site engineer in applying a phytoremediation technology. Research scope The scope of the following chapters is centered on the phytoremediation of organic compounds, specifically the PAHs (polyaromatic hydrocarbons). As seen in Table 2-1, the plant-assisted remediation of PAHs is thought to be accomplished by phytostimulation. By releasing compounds with a PAH-like chemical nature, the members of the microbial consortia that are capable of degrading PAHs are stimulated. These microbes then degrade PAH contaminants by transformation or cometabolism. The caveat exists in the presumption that the PAHs are bioavailable in the rhizosphere, which may not be true. An analysis is needed to determine the rate of mass transfer that 19 may limit PAH removal in the rhizosphere. Slow mass transfer of PAHs from the soil matrix may limit the bioavailability of PAHs. Slow mass transfer does not invalidate the efficacy of phytoremediation as a clean-up technology, though it does prompt the judicious selection of plant species for hastening desorption. A plant’s ability to enhance the desorption of hydrophobic organic contaminants (HOCs), like the PAHs, would provide evidence for an enhanced bioavailability. This would promote the use of phytoremediation as a technique for removing hydrophobic organic contaminants. 20 plant root plant stem soil- solution rhizosphere consortia soil-gas plant leaf Figure 2-1. A simplified diagram that shows some of the interactions that occur in planted systems. 21 Table 2-1. Types of phytoremediation (adapted from McCutcheon and Schnoor[65]) Type Definition Current use or potential use phytodegradation the degradation or transformation chlorinated solvents, PCBs, of organic contaminants to less energetic materials, Cl and toxic forms by plants P based pesticides E phytostimulation the supply of a carbon source by organic compounds, e. g. exudation, secretion and root BTEX, TPH, PAHs, PCBs, necrosis that stimulates enzyme pesticides, etc. induction or cometabolism by soil microbes phytostabilization stabilization of contaminants by metals, phenols, inhibiting soil erosion, promoting chlorinated solvents precipitation, enhancing sorption, or causing irreversible binding of contaminants to soil phytocontainment the hydraulic control of water soluble contaminants contaminants using plants to such as MTBE, chlorinated transpire large amounts of water, solvents and energetic thus minimizing contaminant materials leaching phytovolatilization volatile metals are taken up in the Sc, As, Hg, chlorinated transpiration stream and transpired solvents Phytoextraction contaminant uptake with the metals, radionuclides, transpiration stream and transport relatively soluble organic to the aerial tissues; compounds hyperaccumulation occurs when the compound or element exceeds 100 times its normal concentration in the plant R 22 References 10. ll. 12. 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Stevenson, F.J., Humus Chemistry: Genesis, Composition, Reactions. 2 ed. 1994: John Wiley and Sons, Inc. Thibodeaux, L.J., Environmental Chemodynamics. 1996, New York City: John Wiley and Sons, Inc. 593. Schwarzenbach, R.P., P.M. Gschwend, and D.M. Imboden, Environmental Organic Chemistry. 2nd ed. 2003, Hoboken: John Wiley and Sons, Inc. Connaughton, D.F., et al., Description of time-varying desorption kinetics: release of naphthalene fiom contaminated soils. Environmental Science and Technology, 1993. 27: p. 2397-2403. Harmon, T.C. and RV. Roberts, Comparison of intraparticle sorption and desorption rates for a halogenated alkene in a sandy aquifer material. Environmental Science and Technology, 1994. 28: p. 1650-1660. Johnson, MD. and J. Weber, W.J., Rapid prediction of long-term rates of contaminant desorption from soils and sediments. Environmental Science and Technology, 2001. 35: p. 427-433. Lesan, HM. and A. Bhandari, Atrazine sorption on surface soils: time-dependent phase distribution and apparent desorption hystersis. Water Research, 2003. 37: p. 1644-1654. Sharer, M., eta1., Time dependence of chlorobenzene sorption/desorption by soils. Soil Science Society of America] Journal, 2003. 67: p. 1740-1745. Ahn, I.-S., L.W. Lion, and ML. Shuler, Validation of a hybrid "two-site gamma " model for naphthalene desorption kinetics. Environmental Science and Technology, 1999. 33: p. 3241-3248. Bayard, B., et al., Investigation of naphthalene in soils and soil fractions using batch and column assays. Environmental Toxicology and Chemistry, 1998. 17(12): p. 2383-2390. Comelissen, G., P.C.M. van Noort, and H.A.J. Govers, Mechanism of slow desorption of organic compounds fiom sediments: A study using model sorbents. Environmental Science and Technology, 1998. 32: p. 3125-3131. Park, J.-H., X. Zhao, and T.C. Voice, Development of a kinetic basis for bioavailability of sorbed naphthalene in soil slurries. Water Research, 2002. 36: p. 1620-1628. Tabak, H.H., et a1. Determination of bioavailability and biodegradation kinetics of polycyclic aromatic hydrocarbons in soil. in Emerging Technologies in Hazardous Waste Management. 1995. 26 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. Park, J .-H., et al., Kinetic modeling of bioavailability for sorbed-phase 2,4- dichlorophenoxyacetic acid Journal of Environmental Quality, 2001. 30: p. 1523- 1527. Brusseau, M.L., R.E. Jessup, and P.S.C. Rao, Modeling the transport of solutes influenced by multiprocess nonequilibrium. Water Resources Research, 1989. 25(9): p. 1971-1988. Siciliano, SD. and J .J . Germida, Mechanisms of phytoremediation: biochemical and ecological interactions between plants and bacteria. Environmental Reviews, 1998. 6: p. 65-79. Fletcher, J .S. and RS. Hegde, Release of phenols by perennial plant roots and their potential importance in bioremediation. Chemosphere, 1995. 31(4): p. 3009- 3016. Rentz, J ., P. Alvarez, and J. Schnoor, Repression of Pseudomonas putida phenanthrene-degrading activity by plant root extracts and exudates. Environmental Microbiology, 2004. 6: p. 574-583. Hopkins, W.G., Introduction to Plant Physiology. 1995: John Wiley and Sons, Inc. Briggs, G.G., R.H. Bromilow, and AA. Evans, Relationships between lipophilicity and root uptake and translocation of non-ionised chemicals in barley. Pesticide Science, 1982. 13: p. 495-504. Burken, J .G. and J .L. Schnoor, Predictive relationships for uptake of organic contaminants by hybrid poplar trees. Environmental Science and Technology, 1998.32: p. 3379-3385. Millington, R. and J. Quirk, Permeability of porous solids. Transactions of the Faraday Society, 1961. 57: p. 1200-1207. Freeze, RA. and J .A. Cherry, Groundwater. 1979: Prentice-Hall, Inc. Davis, L.C., et al., Modeling the eflects of plants on the bioremediation of contaminated soil and ground water. Environmetanl Progress, 1993. 12(1): p. 67- 75. Davis, L.C., eta1., Benefits of vegetation for soils with organic contaminants. Critical Reviews in Plant Sciences, 2002. 21: p. 457-491. Chang, Y.Y. and M.Y. Corapcioglu, Plant-enhanced subsurface bioremediation of nonvolatile hydrocarbons. Journal of Environmental Engineering, 1998. 124(2): p. 162-169. McCutcheon, SC. and J .L. Schnoor, Overview of phytotransformation and control of wastes, in Phytoremediation: Transformation and Control of 27 Contaminants, S.C. McCutcheon and J .L. Schnoor, Editors. 2003, John Wiley and Sons, Inc.: Hoboken, New Jersey. p. 3-58. 28 Chapter 3. Describing HOC desorption profiles exhibiting distinct observational regimes Abstract Desorption of organic contaminants from soil can be modeled by dividing the desorption profile into three distinct regimes. These are an instantaneous (i.e. too fast to measure) desorbing regime, a nonequilibrium (i.e. slow enough to measure) desorbing regime, and a desorption-resistant (i.e. a non-desorbing) regime. Batch desorption curves for atrazine and naphthalene on four soils were experimentally generated to demonstrate the existence of discrete observational regimes. Nine mathematical models, each containing mechanisms formulated to describe at least one of the three regimes, were fit to each contaminant-soil combination using the Gauss-Newton method for parameter estimation. Each of the nine models was ranked using the small-sample corrected Akaike information criterion (AICc). By interpretation of the AICc values, the atrazine desorption data was best described by three behavioral regimes. Mechanisms for fast, slow and non-desorption were justified by the gathered data. However, AICc values often justified the inclusion of only two regimes for naphthalene desorption data. Estimation of an equilibrium fraction was not justified by the data because of increased model variability, whereas models that contain slow and non-desorption mechanisms were justified by the data. This is a result of the sparse number of data points in the slow regime—therefore, only nonequilibrium and non-desorptive regimes are justified in describing the data. 29 Introduction Rationale and scope for the present study There is widespread evidence from the field that hydrophobic organic contaminant remediation is often limited by desorption. Desorption can be a limiting factor for a number of remediation technologies, including: microbial bioremediation, phytoremediation, landfarming, and pump and treat[1]. Models that accurately predict desorption phenomena at long times are needed for design of site clean up, as desorption is often regarded as the first step in remediation. Though in some cases the risk associated with slow contaminant desorption may be deemed acceptable and requiring no remediative action[2, 3], it remains important to accurately predict the amount of contaminant sorbed to the soil using a descriptive model. Several researchers have suggested that contaminant desorption profiles can be divided into distinct regimes, predicated on fast, slow, and very slow desorption behavior. Several models have been formulated with the necessary descriptive power to quantify contaminant transport within these regimes. Though the magnitude of desorption is important for remediation design, few models adequately describe desorption profiles in the very slow or non-desorption regime. Review of desorption data It is widely accepted that contaminant desorption in situ may consist of a fast regime, occurring at a rate too quick to measure, a dynamic regime, occurring at a rate that can be measured, and a slow regime occurring at a rate too slow to measure. Fast and slow desorption have been witnessed by a number of researchers. However, 30 contaminant desorption witnessed on-site is often very slow and frequently not measurable, due to the microscale processes of sequestration[4]. An estimate of the amount of contaminant sorbed to this very slowly desorbing fraction can be determined via simple lab assays (i.e. desorption experiments). These desorption experiments are typically conducted over time spans ranging from hours to months and the resultant contaminant desorption profiles have been presented in the literature[S-l 1]. Review of modeling literature Relatively few models include mechanisms to describe all three types of observations (i.e. fast, slow and very slow desorption). However, rarely does observed desorption of organic contaminants from soils reach one hundred percent, hence the need to adequately describe slow and very slow desorption. As a significant fraction of the contaminant remains sorbed to the soil in a recalcitrant manner, it has been hypothesized that contaminants displaying this type of behavior are sorbed to non-desorption[l 1], desorption-resistant[12], or irreversible[1] binding fractions of the soil organic matter. The rate of desorption from these fractions is a function of the quantity and quality of the soil organic matter[5]. Several models have been formulated to predict organic contaminant desorption though few accurately and precisely describe desorption at long times. The chemical two and three-site models presume that a nonequilibrium desorption reaction explains the behavior of organic contaminants in soil matrices[13]. The chemical two-site model is not formulated to describe non-desorption, while the chemical three-site model contains an added mathematical compartment specifically for non- desorption. The physical one[14], two and three-parameter pore-diffusion models explain contaminant transport through soil particles using Fickian diffusive flux terms. 31 The one-parameter pore diffusion model cannot predict instantaneous desorption or desorption at long time scales. Both the two-parameter pore diffusion model and the three-parameter pore diffusion model can predict instantaneous desorption; though only the three-parameter pore diffusion model can describe the desorption profile in the non- desorption regime. Models based on the gamma distribution function abstractly partition the soil into a number of mathematical domains, with each domain having a different mass transfer coefficient[15]. The gamma model is not formulated to predict instantaneous desorption while the hybrid gamma/two-site model contains a mechanism allowing for equilibrium (instantaneous desorption) between the solid and liquid phases[16]. These models can describe desorption at long times though both are somewhat arduous to solve. Three and five-parameter kinetic models have also been developed to more adequately reflect desorption behavior[7, 9]. These models are simple in formulation, though mathematical convergence of parameter estimation algorithms applied to desorption data with a significant non-desorption regime can be problematic. Comparison of this approach with previous attempts at model selection A number of models may be used to describe the contaminant desorption profile, as the limiting mechanism involved in contaminant desorption is likely system-specific. This work focuses on comparing these various models using atrazine and naphthalene desorption data that was gathered from four soils. Previously, Johnson et al[17] have compared six models using phenanthrene desorption data from three different soils. They concluded that desorption profiles are at least biphasic and that models composed of two regimes are good starting points for describing desorption. They further concluded that model selection is system-specific, as the apparent desorption rate is likely 32 a function of different rate—limiting mechanisms from one soil-contaminant combination to the next. The effort presented in this article extends Johnson’s findings by surveying desorption data that can likely be described by models composed of three regimes. Furthermore, this study uses the Akaike information criterion (AIC) for the purpose of model ranking and model selection. The AIC couples the information inherent in the data with the model formulations to optimize the balance of model accuracy and model variability. This technique was applied to atrazine and naphthalene desorption profiles to investigate the types of desorption data that justify the use of a two-regime models and the types that justify three-regime models. Comparisons were also made amongst four soil types to determine the effect the soil matrix has on the selection of two- or three- regime models for a given contaminant. To investigate the effect that model structure has on model selection, several different two- and three-regime models were included in this study. Ultimately, in the case that contaminant desorption from several soils is best described by a single model, this model becomes more than a mere description of the data—it becomes an explanation for the data, or theory. 33 Methods and Mathematics Contaminant desorption profiles, demonstrating the existence of distinct behavioral regimes, were generated for both contaminants in four soils. The four soils used in this study were: Hartsells, Capac A, Colwood A and Houghton muck. Soils were air dried, ground, and passed through a 2-mm sieve. Soil organic carbon contents and particle size distribution were determined by the Soil and Plant Nutrient Laboratory at Michigan State University. Table 3-1 summarizes the properties of the soils. Soil samples were sterilized by y-irradiation (1.29 Mrad/hr, 5 Mrad from a 60C0 source) and stored in sealed containers at room temperature. Before each experiment using soils, 0.1 g of each soil was placed on a half-strength nutrient agar plate and incubated at 30 °C for 3 days to verify sterility. No colony-forming units (CF U) were observed. The desorption profiles were constructed using a batch apparatus and spiking the soil and water mixture with MC labeled atrazine and naphthalene. Atrazine or naphthalene was spiked into each of these soils to observe desorption. The desorption assay of naphthalene utilized batch soil slurries. An aliquot of MC-naphthalene stock (in methanol, 7.5 g/L) was spiked into 25 mL centrifuge tubes containing 24 mL of sterile phosphate buffer (20 mM) and each sterile soil (1.5 g of Hartsells, 1.3 g of Capac, 0.3 g of Colwood, and 0.3 g of Houghton muck) to get 2 mg/L of initial aqueous naphthalene concentration. The tubes were capped with a Teflon-lined Mininert® valve and screw- sealed with polypropylene caps. A control tube without soil was prepared in the same fashion. Tubes were tumbled at 9 rpm for 2 days in the dark, then each tube was centrifuged for 20 min at 1200 g to separate soil, and the supernatant was sampled. The final concentration of naphthalene in the liquid phase was determined by liquid 34 scintillation counting (LSC), and the amount of sorbed naphthalene was calculated by difference. The supernatant was then decanted to the extent possible, and the residual water determined gravimetrically. Desorption was initiated by adding fresh naphthalene- free soil-extract to make-up the original volume. The tubes were tumbled again at 9 rpm, then removed periodically and the liquid phase sampled for analysis by LSC. Samples were initially taken at one-hour increments as this is the most dynamic regime in the desorption profile. As the desorption profile appeared to enter the non-desorptive regime, the time increment between samples was increased. The entire desorption profile was collected over a period of three days. The concentration of naphthalene in the final desorption samples were determined by LSC and verified with high-performance liquid chromatography (HPLC). After the final desorption samples, the soil was separated from the supernatant and extracted with methanol. The concentration of naphthalene in the extracts was determined by LSC and verified with HPLC. The models presented in Table 3-2 were formulated to describe the resultant desorption data. The chemical three-site model was constructed to model irreversible desorption[l 1, 18, 19]. This model contains a reversible regime, described using local equilibrium; a nonequilibrium regime, parameterized by a desorption rate coefficient; and a non-desorption regime, used to accurately model irreversible desorption profiles. The chemical two-site model is not formulated to describe the non-desorptive (or irreversible) regime of the desorption profile, but is formulated with an equilibrium and a nonequilibrium compartment[20-23]. The three-parameter pore diffusion model is formulated using a reversible regime, described using local equilibrium; a nonequilibrium regime, parameterized by an apparent diffusion coefficient; and a non-desorption regime, 35 used to accurately model irreversible desorption profiles. This model has not been previously presented in the literature. The two-parameter pore diffusion model[17] is not formulated to model the non-desorptive regime of the desorption profile, but is formulated with an equilibrium and a diffusion limited compartment. The one-parameter pore diffusion model[6, 10, 14, 24-26] only contains a diffusive compartment, and cannot model instantaneous desorption or non-desorption. The gamma distribution model[lS] uses a gamma distribution firnction to mathematically partition the soil into a number of distinct fractions. This model is strictly empirical as it is parameterized by two coefficients, a and B. Neither of these parameters has an easily discernable physical meaning. The hybrid gamma/two-site model[l6] assumes that the desorption from each of the sites, assigned by the gamma distribution function, proceeds in the same manner as that would occur in the chemical two site model. The added parameter, feq, improves the model accuracy for describing certain desorption profiles. Both gamma distribution models were somewhat cumbersome to program and interpret. The five-parameter kinetic model[7, 9, 17] consisted of a fast desorption regime, a slow desorption regime and a very slow desorption regime. Each regime is quantified using first order kinetics and the resultant solution is a summation of exponentials. This model was difficult to solve as the very slow regime kinetic constant converges to a value near zero. Application of this model to the data in this article proceeded by equating the accumulation rate for this fraction to zero. Thus a modified five-parameter kinetic model only uses four parameters. The three-parameter kinetic model[8, 9, 27, 28] is similar to the five-parameter model with the exception that it does not contain a very slow compartment. Again, in order to provide convergence, the slow compartment 36 accumulation rate was set to zero, and the modified three-parameter kinetic model only uses two parameters. Each of the models presented in Table 3-2 was solved analytically or numerically for the purpose of parameter estimation. All of the solutions were programmed using the Matlab software package and the output was generated using Matlab’s graphical user interface. The error sum of squares between the data and the model fits were used as objective functions for parameter estimation. These objective functions were minimized using the Gauss-Newton method assuming a tolerance of 10'3 as the convergence criterion[29]. A modified version of the Gauss-Newton method was used for problems where the dependent variables were nonlinearly related to the independent variables, such as for the gamma and hybrid gamma/two-site models. Stiffness was overcome for both the gamma distribution and hybrid gamma distribution models by using reduced sensitivity coefficients. Parameter standard errors were estimated from the resultant sensitivity matrix. Model inference was accomplished through application of the Akaike information criterion (AIC)[30, 31]. This criterion uses estimates of accuracy and precision as a means of model inference and subsequent selection. The ranking of models based on accuracy alone is not sufficient because model variability is not included. Akaike formulated the AIC by noticing a relationship between the Kullback-Leibler distance and the maximized log-likelihood function. The leftmost term on the right-hand side of equation 3-1 represents a penalty for under-fitting data and the right term is a penalty for over-fitting data. 37 AIC : n10g(62) '1' 2K (Equation 3_1) The AIC tells what inferences the data support, not what reality might be. In a sense, the AIC is a quantitative Occam’s razor (a rule that states that the simplest of competing descriptions is preferred) that can be used to select the most parsimonious model supported by the collected data. The principle of parsimony insists that the best-fit model is the model with an optimal combination of bias and variability (contrary to R2, which only determines goodness of fit based on accuracy alone). Because the AIC is the sum of two penalty terms (i.e. one for bias and one for uncertainty), the smaller AIC values correspond to models that fit the data more parsimoniously. Models are then ranked according to each AIC value. The small-sample corrected AIC—given the acronym AICc (equation 3-2), is used in this study, as warranted by the small sample size relative to the number of model parameters. 2K(K +1) AICc = AIC + n — K ‘1 (Equation 3-2) The nine models chosen for this inquiry were ranked for each soil-contaminant combination using the value of the AICc. 38 Results and Discussion Desorption data for Capac A-atrazine and Muck-naphthalene were fit with nine mathematical models using the Gauss-Newton technique. Eight of the nine models are presented in Figure 3-1 (Capac A-atrazine) and Figure 3-2 (Muck-naphthalene). Note that the atrazine profile approaches the maximum desorbed amount in a more gradual manner than does naphthalene profile. Therefore, there are more data points in the dynamic region of the atrazine desorption profile than in naphthalene desorption profile. Consequently, the atrazine data supports the inclusion of an equilibrium site in the model formulations, whereas the naphthalene data does not support the inclusion of an equilibrium site. The details of each soil-contarninant combination are described and discussed in the following sections. C apac A The AICc values for Capac A soil are presented in Figure 3-3 for both atrazine and naphthalene. Increasing the number of regimes is beneficial for atrazine desorption from Capac A, and the desorption data is best described by the chemical three-site model. The three-regime models that contain an equilibrium site—such as the chemical three-site model, the three-parameter pore diffusion model, and the hybrid gamma/two-site model—are favorable to the three-regime model that does not include and equilibrium site, namely the five parameter kinetic model. Likewise, the two-regime models that contain an equilibrium site—such as the chemical two-site and the two-parameter pore diffusion models, are better formulated for describing Capac A-atrazine desorption data when compared to the models that do not contain an equilibrium site, namely the gamma 39 and the three-parameter kinetic models. Unlike the model ranking for the three-regime models, the two-parameter pore diffusion model provides the best description amongst the two-regime models, as the two-parameter pore diffusion model is more capable of handling curvature than is the chemical two-site model. The one-parameter pore diffusion provides a poor description of Capac A-atrazine desorption data. As with the Capac A-atrazine data, the Capac A-naphthalene data warrant an additional regime in the chemical site and the pore diffusion models (Figure 3-4). The chemical three-site and the three-parameter pore diffusion models provide superior descriptions of the Capac A-naphthalene data than do the chemical two-site and the two- parameter pore diffusion models, respectively. Contrary to the Capac A-atrazine data, the Capac A-naphthalene data does not warrant an additional regime for the gamma and kinetic models. Adding an equilibrium site to the gamma model to form the hybrid gamma/two-site model does not improve the gamma model’s description of the Capac A- naphthalene data. This is a result of the sparseness of the data at short desorption times for the Capac A-naphthalene desorption profiles. In other words, there is a lesser amount of data in the curved portion of the desorption profile for Capac A-naphthalene than for the Capac A-atrazine, and therefore the ability to estimate an equilibrium site fraction is negatively impacted. The additional parameters, used to formulate the five-parameter kinetic model from the three-parameter kinetic model, are not justified by the data. Also, converse to the Capac A-atrazine data, the Capac A-naphthalene is best described by a two-regime model, namely the three-parameter kinetic model. Again the sparseness of data in the early portion of the desorption profile negates the inclusion of an equilibrium site fraction, a fraction that is not present in the three-parameter kinetic model. The 40 accuracy gained by addition of a further desorption regime is not significant compared to the added parameter uncertainty. Colwood A The Colwood A-atrazine data follows the same trend as the Capac A-atrazine data—specifically, the three-regime models provide better descriptions of the data than the two-regime models (Figure 3-5). Again, the chemical three-site model provides the best description of the data. The two-regime models that can adequately model curvature in the desorption profile, such as the two-parameter pore diffusion and the gamma models, are superior to those that cannot, namely the chemical two-site model. The Colwood A-naphthalene data is best modeled by the two-parameter pore diffusion model and the gamma model (Figure 3-6). In the case of the pore diffusion models, adding a regime does not change the AICc value, and in the case of the gamma family of models, the addition of an equilibrium site fraction does not improve the description of the data. Converse to the Capac A-naphthalene data, the kinetic models are improved by the addition of a regime. Like Capac A-naphthalene, the two-regime models provide the best description of the Colwood A-naphthalene desorption profile. Hartsells The Hartsells-atrazine data is best described by the three-regime models (Figure 3-7), as with Capac A-atrazine and Colwood A-atrazine. Again, the chemical three-site model provides the best description of the desorption profile. Of the two-regime models, the two-parameter pore diffusion model provides the best description of the Hartsells- 41 atrazine desorption profile. The one-parameter pore diffusion model is a poor description of the Hartsells-atrazine data. The Hartsells-naphthalene data follows the same trend as the Capac A- naphthalene data (Figure 3-8). For the chemical site and pore diffusion models, increasing the number of regimes provides a superior description of the data. However, the converse is true for the gamma and kinetic models. As with Capac A-naphthalene, the gamma and the three-parameter kinetic models provide the best description of the Hartsells-naphthalene desorption profiles, a consequence of the sparseness of early desorption data and the lack of improved fit, respectively. Muck The Muck-atrazine data is best described by the three-regime models (Figure 3-9), as with Capac A-atrazine, Colwood A-atrazine, and Hartsells-atrazine. Again, the chemical three-site model provides the best description of the desorption profile. Unlike Capac A-atrazine, Colwood A-atrazine, and Hartsells-atrazine, the gamma model is the best two-regime model for describing Muck-atrazine desorption data. The one-parameter pore diffusion model is a poor description of the Muck-atrazine data. Of note is the sparseness of data in the curved portion of the profile. The Muck- naphthalene data follows the same trend as the Capac A-naphthalene and Hartsells- naphthalene data (Figure 3-10). For the chemical site and pore diffusion models, increasing the number of regimes provides a superior description of the data. However, the converse is true for the gamma and kinetic models. As with Capac A-naphthalene and Hartsells-naphthalene, the gamma and the three-parameter kinetic models provide the 42 best description of the Muck-naphthalene desorption profiles, a consequence of the sparseness of early desorption data and the lack of improved fit, respectively. Discussion of contaminants Atrazine desorption data tends to be well described by models in the three-regime category. In all cases, increasing the number of parameters is justified by the decrease in the AICc value. Of the three regime models, the chemical three-site model tends to provide the best description of the data. Further benefits from using the chemical three- site model are: l) the relative ease of programming and 2) the relative ease of interpreting the values of the estimated parameters. Of the three-regime models, the modified five- parameter kinetic model provides the worst fit of the data. The five-paramenter kinetic model lacks an equilibrium compartment, and is therefore unable to accurately describe the early portion of the desorption data. Of the two-regime models, the gamma model provides the best fit of the data. This model is better formulated to describe the intermediate and late portions of the desorption data, as it is capable of more accurately fitting the curvature present in the desorption profile. The one-parameter pore diffusion model does not accurately describe the desorption data, as it is not formulated to describe the early and late portions of the desorption profile. The naphthalene desorption data provides an exception to the conclusions drawn from the atrazine desorption data. The gamma model tends to be justified by the data over the three-regime models. This is a result of the gamma model’s ability to describe curvature in the intermediate and late portions of the desorption profile, and the nature of the naphthalene desorption data. Relatively few data points are collected during the early desorption profile as naphthalene desorption rapidly approaches the maximum fraction 43 desorbed. Models with an equilibrium compartment are not as justified for naphthalene as for atrazine, because the estimation of the equilibrium compartment size is based on a small number of data points. Therefore, a model that is capable of describing the intermediate and the late portions of the desorption profile—while not making estimates of an equilibrium compartment based on sparse data—will tend to have a lower AICc value. As such, the reformulation of the gamma model to include an equilibrium compartment, i.e. the hybrid gamma/two-site model, is not justified. Accuracy in predicting the intermediate and the late portions of the desorption profile is still justified, as the chemical three-site and the three-parameter pore diffusion models remain good descriptors of these types of desorption profiles. Discussion of models The three regime-models fit the atrazine data better than the two-regime models. For the chemical site models, the pore diffusion models, and the kinetic models, the additional parameters provide an improved fit to the data. For the gamma models, the fact that the additional parameterization involves an equilibrium site fraction that is justified by the nature of the early portion of the atrazine desorption profiles is an added benefit. Of the two regime models, the two-parameter pore diffusion and the gamma models tend to provide the best description of the data, a result of each model’s ability to fit curvature compared with the other two regime models. For naphthalene, the gamma and the three-parameter kinetic models provide the best description of the desorption profiles. This is an artifact of the sparseness of the early desorption data which leads to an inability to precisely determine the equilibrium site fraction. Finally, the one- parameter pore diffusion model consistently provides the poorest description of the 44 desorption data, as it predicts a lower desorbed fraction at early times, and greater desorbed fractions at longer times. Conclusions For desorption data exhibiting profiles reminiscent of atrazine desorption, the chemical three-site model provides the best description of the data. For desorption data exhibiting profiles reminiscent of naphthalene desorption, the gamma and the three- parameter kinetic models provide the best descriptions of the data. The three-parameter kinetic model is recommended over the gamma model, because of the relative ease involved in formulation and subsequent interpretation of estimated parameters. 45 2 regime models 3 regime models 100 100 <§ 50 (a) 50 (b) AICc = -73.52 Alcc = -108.50 0 0 0 50 0 50 100 100 A 50 (c) 50l(d) ,,\° AICc = -76.49 AICc = -104.87 .3 00 50 0O 50 E' 8 8 100 100 <§ 50 (e) . 50 (f) A'Cc = -73.26 AICc = -104.00 0 0 0 50 0 50 100 l 50 (h) Alcc = -69.13 AICc = 403.27 0 0 0 50 0 50 Time (hours) Figure 3-1. Best-fit models to atrazine-Capac A desorption data: (a) the chemical two-site model, (b) the chemical three-site model, (c) the two-parameter pore diffusion model, (d) the three-parameter pore diffusion model, (e) the gamma model, (1') the hybrid gamma/two-site model, (g) the modified three-parameter kinetic model and (h) the modified five-parameter kinetic model. 46 2 regime models 3 regime models 100 O O O 100 50 (a) 50 (b) AICc = -50.5524 AICc = -67.9753 0 0 0 50 100 o 50 100 100 50 (c) AICc = -60.7416 AICc = -70.9167 50 1 00 0 50 1 00 Desorption (%) O AICc = -82.6367 AICc = 63.2616 0 0 , 0 50 100 0 50 100 100 50 (h) Alcc = -83.3884 Arc:c = -719145 0 0 o 50 100 0 50 100 Time (hours) Figure 3-2. Best-fit models to naphthalene-Muck desorption data: (a) the chemical two-site model, (b) the chemical three-site model, (c) the two- parameter pore diffusion model, ((1) the three-parameter pore diffusion model, (e) the gamma model, (0 the hybrid gamma/two-site model, (g) the modified three-parameter kinetic model and (h) the modified five-parameter kinetic model. 47 7////////// m g 265% 7////// m a 2.2.5 7/////////// m ////////////,_ Ea; ,/////// n a mass. 7///////// m g are? ,x/////// m a 6666-... a v. % 866%; L w//////////// m g .63 7////// u a .63 0 0 0 0 20 _ou_<_ Figure 3-3. Comparison of the AICc for the nine models that were fit to Capac A- atrazine desorption data. 48 100 [AICc] ON C 2-srte 3-site «3 v .2 2 E E 6 6 g >, s: s: —: I— I" co '3!- —¥ 1”) V3 l-diffusion 2-diffusion 3-diffusion Figure 3-4. Comparison of the AICc for the nine models that were fit to Capac A- naphthalene desorption data. 49 90 80‘ 7 , / . / 70* 7 / V / I § 50. é / g r r jg40/ 86 / 82 / 32 / 69 72 73 66 71 30“ 49 20* mi aiiéiii 0 “A .1 . -2, L- L -_ m E Figure 3-5. Comparison of the AICc for the nine models that were fit to Colwood A- atrazine desorption data. 50 |A1Cc| 2-site if: 3-srte hybrid 3-kinetic f; S-kmetrc 2-diffusion 3-diffusion 2;. gamma c: o E 55 '? fl Figure 3-6. Comparison of the AICc for the nine models that were fit to Colwood A- naphthalene desorption data. 51 120 100‘, y 7 V . ‘5 80‘ / g 7 g / g g B i 7 / / / 7 / / ./ / / / / / g 60 ¢ 102 % 101 100 40 77 g % 76 g 76 72 20% 36 4% g Q a 0 -g I. -4- an -2, / -L, -‘ w Figure 3-7. Comparison of the AICc for the nine models that were fit to Hartsells- atrazine desorption data. 52 |AICc| c3 '0 E E g >. on .5: 3-k1netrc S-kinetic l -d1ffusron 2-diffusion 3-diffusion Figure 3-8. Comparison of the AICc for the nine models that were fit to Hartsells- naphthalene desorption data. 53 100+ 90~ y 7 . « / // r . r r / / / / 70~ ’/ / / / , / 3 60* Z g Z Z % Z :5 d / / d d — 50* 7 / 91 / 91 / 38 4070 / / 74 79 30' g 51 / / Z 69 f3; Z a g ? Z a is? 33, .5 .5 E E E {3’ {5, Figure 3-9. Comparison of the AICc for the nine models that were fit to Muck- atrazine desorption data. 54 |A1Cc| U] 0 2-site . 1?? iiéitiiii‘i 3-51te E .2 9. a... o-a H O.) Q) ‘3. .5 E M W l-diffusion if“? 2-diffusion :gj‘ji 3-diffusion gamma Figure 3-10. Comparison of the AICc for the nine models that were fit to Muck- naphthalene desorption data. 55 Table 3-1. Selected properties of sorbents used in this study. Soil % 0.0a % Sand % Silt % Clay pH CECE [cmol(+)/kg] Hartsells 1.29 59.1 32.1 8.78 5.3 7.10 Capac A 3.28 54.6 24.0 21.4 6.8 24.4 Colwood A 7.80 64.2 20.7 15.1 6.0 43.0 Houghton Muck 38.3 We ND ND 5.1 156 a , b . . C . O.C.: organic carbon content; CEC: cation exchange capacrty; ND: not deterrnrned. 56 Table 3-2. Model equations fit to desorption data sets. Model Name Chemical three-site [l 1, 18, 19] Chemical two-site [20-23] Three- parameter pore diffusion Two- parameter pore diffusion [17] One- parameter pore diffusion [6, 10, 14, 24- 26] Hybrid gamma/two- site [16] Gamma distribution [15] Five- parameter kinetic [7, 9, l 7] Three- parameter kinetic [8, 9, 27,28] Sr :(l'fs)sT’ Ss :fsST Equation dSnc dt " = «(Sm —f,,,quc) Snd:fnd1 41 t M N | N Equilibrium soil Nonequilibrium soil Equilibrium soil- domain domain micropore domain Figure 4-5. Box model for the planted treatments. The dashed arrows represent naphthalene transport that is attributed to the transpiration stream. 87 SpAf Kal A unplanted A. gerardii M. alba Time (days) Time (days) Figure 4-6. Plots of methanol extraction data, water extraction data, and models fits for the six treatments. The Y-axis is the naphthalene mass in pg. The diamonds are the methanol extraction data points and the circles are the water extraction data points. The solid line is the methanol extraction best-fit line and the dashed line is the water extraction best-fit line. 88 w + A. gerardii at" 50 ,—->K--M.alba E .9. m 40 2 I! 8 30 i m 20 - x’ *6 o t: 10 * 0 50 100 150 200 Time (days) Figure 4-7. Root surface area profile for A. gerardii and M. alba in SpAf soil. 89 + A. gerardii . --x-— M. alba 0'1 0 .h C Root surface area (cmz) 0) O 20 10 O .2 0 50 100 150 200 Time (days) Figure 4-8. Root surface area profile for A. gerardii and M. alba in Kal A soil. 90 5000 - 4500 4000 l 3500 t I 3000 2500 2000 Ur fit Naphthalene mass (ug) —I U" 0 o I 1000 r 8 500 1. l i; 60 80 100 120 140 160 180 200 Time (days) Figure 4-9. Plot of methanol extractable naphthalene mass and water extractable naphthalene mass versus time for Kal A soil that is unplanted. The diamonds (O) are the methanol extraction data and the circles (O) are the water extraction data. Standard deviation error bars are included on each point. The solid line is the model fit of the methanol and water extraction data. 91 (’1 O O O —11 A OI O O r N w w 01 o 01 o o o o o g N O O Naphthalene mass (ug) 1500 1 10001 500 ' 0 20 4O 60 80 100 120 140 160 180 200 Time (days) Figure 4-10. Plot of methanol extractable naphthalene mass and water extractable naphthalene mass versus time for Kal A soil that is unplanted. The diamonds (O) are the methanol extraction data and the circles (C) are the water extraction data. Standard deviation error bars are included on each point. The solid line is the model fit of the methanol extraction data and the dashed line is the model fit of the water extraction data. 92 Table 4-1. Soil parameters for Spinks A and Kalkaska A soils Soil type 11 0w Pb Kd KH Dg SpAf 0.5 0.15 1.25 5.0 1.74~ 10'2 22.4 Kal A 0.5 0.15 1.54 13.64 1.74-10‘2 185 93 Table 4-2. Estimated parameters for planted and unplanted soils. Unplanted Unplanted Unplanted A. gerardii M alba Soil type 6:; fat: kne'z,‘ 0n") kp an") kp