ABSTRACT PUBLIC CONTROL SYSTEMS IN THE USSR: THE PEOPLE'S CONTROL COMMITTEE BY Janet S. Adams The special focus of this study is upon the nationwide cfixizens' inspectorate in the Soviet Union known as the "Panfle's Control Committee," a network of committees designed to enlist the voluntary efforts of Soviet citizens in determining just how well party and government directives are being carried out in practice. The organization's antecedents, origin, structure, and functions are examined, and where sufficient evidence is available efforts are made 1x>evaluate the success with which the People's Control Gmmuttee is fulfilling its many assigned tasks. The broader focus of the study examines the hypothesis that "people's mnmxol" in particular and public participation in general perfinmlessential functions in the post-Stalinist, Soviet- type SYStem, that is, in an advanced, industrial society cflmracterized by a syndrome of attributes including highly mammalized political and economic structures, single-party rule, and social orientation of the individual toward the Collectivity , Janet S. Adams Evidence concerning these matters has been culled primarily from Soviet sources, from the speeches of Soviet leaders, from books by inspectors or staff officials of the various control committees, and from articles appearing in the pages devoted to "People's Control" published regular- ly since March of 1963 almost twice a month in Izvestia and only slightly less frequently in Pravda, and in various periodicals, such as Partiinaya zhizn, Kommunist, and Sovety deputatov trudyashchikhsya. In addition, relevant information has been drawn from the extensive literature, by both Soviet and Western scholars, dealing with the Soviet political and social systems, and more particularly with such special but diverse tOpics as the administrative machinery of state control, and the post-Stalinist resurgence of citizens' participation in the Soviet Union. Finally, current studies of political scientists concerned with bureaucracy, bureau- cratic behavior and administrative controls have been examined for relevant hypotheses which might throw light upon the operations of public control systems in the Soviet Union. Since antecedents for today's People's Control Committee clearly existed in the first post-revolutionary attempts of the Bolsheviks to transform tsarist state control into a new, peOple's or "socialist" control, an historical treatment of the evolution of Soviet control organizations was essential to this study. The path of almost constant reorganization of Soviet control institutions throught the years has been briefly traced and analyzed on the basis of two chief formative Janet S. Adams factors: ideological concerns and political power consider- ations. A major conclusion of this dissertation is that the present, chief significance of the PeOple's Control Commit- tee is its role in the socialization of the Soviet citizen. During the post-Stalinist era, public participation has been intended to help fill the functional void left by destalinization and the substantial reduction of terror with followed Stalin's death. Instead of being guided by coer- cion, the Soviet citizen has been expected to internalize party-approved norms of behavior and belief, of conduct and commitment, through subject-participant activity, that is, through the party-guided active involvement of the individual in civic duties. However, participation in any form is difficult to keep within bounds. Another conclusion of this study is that the present volume of participation, including millions of citizens taking part in the control activities of the three largest public organizations--the Komsomols, soviets, and trade unions--is creating new forms of public participation on a scale that may be increasingly difficult for the party leadership to channel. Thus, despite the party's zeal, intentions and dominance, the potential of public control systems to effect change in the Soviet social system over time may well find unprecedented Opportunities to develOp in the years ahead upon the ground being prepared by the many and varied forms of citizen participation in the Soviet Union today. PUBLIC CONTROL SYSTEMS IN THE USSR: THE PEOPLE'S CONTROL COMMITTEE BY Janet Steckelberg Adams A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Political Science 1970 (7 (I - 95w)" /'— '2. ‘7— 7/ AC KN OWLEDGMENT S I wish to express my sincere appreciation to Professor Ellen PrOpper Mickiewicz, Chairman of my Dissertation Committee, for her meticulous, perceptive criticism of this dissertation throughout its preparation, and for her unfail- ing, enthusiastic support. The other two members to the Committee, Professor Rufus Browning and Professor John N. Collins, also contributed valuable advice and criticism, for which I am most grateful. In addition, I want to thank Professor Alfred G. Meyer for guiding and encouraging my first exploration of this tOpic at the master's level. Above all, I am deeply indebted to my husband, Dean Arthur B. Adams, whose long-time scholar- 1y interests in Soviet studies sparked and fed my own and first suggested the possible fruitfulness of an inquiry into Soviet public control systems. ii TABLE OF CONTENTS Page ACKNOWLEDGMENTS . . . . . . . . . . . . . i i IJST OF ABBREVIATIONS. . . . . . . . . . . iv Chapter I. THE MEANING OF "PEOPLE'S CONTROL" ACTIVITIES IN THE USSR 0 O I O O O O O O O O l The Meaning of "Subject—Participant" . . 14 Some Theories of Bureaucratic Behavior Applied to the Soviet Case. . . . . 17 Solutions Offered by Mass Participation . 28 II. THE HISTORY OF "SOCIALIST" CONTROL, 1917- 1953. O O I O O O C O O O O O I 41 Beginnings of People's Control, 1917- 1923 O O O O O I O O O O O I 44 Unified PeOple's Control, 1923-1934 . . 52 People's Control Suspended, 1934-1953. . 64 III. KHRUSHCHEV'S REORGANIZATION OF CONTROL . . 76 The Destalinization of Control, 1953- 1964 O O O O O O C O O O O O 76 Genesis of the Party-State Control Committee (KPGK) . . . . . . . . 86 UL THE PARTY-STATE CONTROL COMMITTEE . . . . 117 Formal Structure. . . . . . . . . 117 Operation . . . . . . . . . . . 131 V. THE COMMITTEE OF PEOPLE'S CONTROL . . . . 152 VI. PUBLIC CONTROL SYSTEMS OF THE SOVIETS, TRADE UNIONS AND THE KOMSOMOLS . . . . . . . 194 VII. CONCLUSION. . . . . . . . . . . . 238 BIBLIOGRAPHY. . . . . . . . . . . . . . 276 FZMK KNK KP KPGK MGK NK NK GK NK RKI PGK TskK TSKK-RKI VTsSPS LIST OF ABBREVIATIONS Fabrichno-zavodski i mestny komitet [profsoyuza] (Factory Committee of the Trade Union) Komitet narodnovo kontrolya (Committee of PeOple's Control) Komsomolski "Prozhektor" (Komsomol "Searchlight") Komitet partiinc-gosudarstvennovo kontrolya (Committee of Party-State Control) Ministerstvo gosudarstvennovo kontrolya (Ministry of State Control) See KNK Narodny kommissariat gosudarstvennovo kontrolya (PeOple's Commissariat of State Control, "Goskontrol") Narodny kommissariat raboche-krestyanskoi inspektsii (PeOple's Commissariat of WOrkers' and Peasants' Inspection, "Rabkrin") See KPGK Tsentralnaya kontrolnaya kommissiya (Central Control Commission) Central Control Commission and Workers' and Peasants' Inspectorate Vsesoyuzny tsentralny sovet sovetskikh profsoyuzov (All-Union Central Council of Trade Unions) iv CHAPTER I THE MEANING OF "PEOPLE'S CONTROL" ACTIVITIES IN THE USSR And how much quicker Communism could be built if it were not for the soulless bureaucrats . . . the loss of grain in the fields, overexpenditure by book- keepers, thievery at warehouses, swindling by managers. . . . Stalin's stream-of-consciousness, in A. Solzhenitsyn, The First Circle, p. 89. The subject of this study is the nationwide citizens' inspectorate in the Soviet Union known as the PeOple's Control Committee. The following chapters examine the organization's antecedents, origin, structure, and func- tions. In addition, where sufficient evidence is available, efforts are made to evaluate the success with which the People's Control Committee is fulfilling its many assigned tasks. Such substantive analysis of this relatively new control organization is essential to an understanding of the present Soviet political system. However, an additional aim of this study is to generalize from the history of Soviet experimentation with public control systems and attempt to discover and explain the most important functions that mass control systems appear to perform in the Soviet- type society, that is, in'a society characterized by a syndrome of attributes including highly centralized political 2 and economic structures, single-party rule, and social orientation of the individual toward the collectivity. In brief, the examination of the People's Control Committee is intended as a case study in the evolution of Soviet socialist techniques of control that involve public par- ticipation on a wide scale. Before proceeding further, the nature of the control which is being investigated here must be clearly defined. In the discussion of the meaning of "control" which follows, two points are emphasized. The first concerns the strict limitations of the Russian term "control" as it applies to the activity of the People's Control Committee; the second, perhaps disconcertingly, points out ambiguities (inherent inboth the word and the activity) which tend to give "control" a wider than dictionary meaning in practice. The precise sense in which the Russians use the term "control" is stated very simply by the Bolshaya sovetskaya entsiklopediya.1 This source describes "control" as "the checking of something, as for example, the execution of laws, plans, and decisions." A fuller dictionary defini- tion of the verb form still clearly preserves the limita- tions of this meaning. Thus, according to the Tolkovy slovar russkovoyazyka,2 "to control" means "to verify [check, examine, audit] or observe [superintend, put under surveillance] someone's action [work, operation]." By con- trast, English usage is generally broader, often suggesting relationships of authority and power. For example, while Webster3 defines "control" as checking, testing or verifying by evidence or experiments, the English definition also includes the "exercise of a restraining or directing influ- ence," and even further asserts that control may mean "to have power over." While action by the People's Control Committees can and does result in follow-up actions involving restraint and disciplinary measures, and while the super- vision and checking are bound to impose certain restraints upon those supervised, such follow-up actions and side effects are not, in the Russian sense, strictly a part of the control activity itself. Yet, while by definition the Russian term is shown to be thus restricted in meaning, its use at times has seemed to imply much more. For example, the Bolsheviks, in the early experimental months of their regime, spoke and legis- lated in favor of something they called "workers' control over production."4 Surely, in the spirit of immediate post- revolutionary oratory this phrase was intended, if not to promise the workers a direct hand in management, at least the power to exercise a "restraining and directing role." And, when Lenin addressed the workers and peasants in Izvestia the day after the Bolshevik seizure of power, with the assurance that the new Workers' and Peasants' Government would "create workers' control over the production and dis- tribution of goods and establish public control over the banks, together with their transformation into one state enterprise," his audience must have understood this as promising something very close to workers' self-management of the economy.5 The proletariat, having seized political power in name at least, was now being promised a role in directing the economic life of the country as well. But workers had not been trained as managers. They needed education for this role, as Lenin himself admitted a year later in his speech to the Sixth All-Russian Extra- ordinary Congress of Soviets, on November 6, 1918, when he declared that "until workers learn to manage . . . socialism is only a wish."6 Thus, to speak of workers' management, he admitted, was at this point premature. Workers' control, on the other hand, Lenin described as having already been instituted. Here, "workers' control" has lost its self- management overtones and once again reflects its narrow, dictionary meaning, for in this later context, Lenin is referring to a supervisory kind of action, which he hoped might instruct the workers in the business of management, while safeguarding the gains of the revolution. The shift of terms just illustrated is paralleled by a similar ambiguity in the activity of control. The source of the latter ambiguity is the thin line which may exist between the managerial role (of decision-making) and the supervisory role of the inspector who is empowered to check upon the manager. Given certain circumstances, the second role may easily preempt the powers of the first.7 In any case, it is clear that in order to guard against such a shift of authority the inspector must be carefully kept from exceeding his authority. And in the Soviet Union today, not only the Russian definition of the citizen inspector's control duties and the careful organizational safeguards of the Communist Party, but even certain aspects of Russia's political culture tend to discourage such shifts of authority. One aim of the present study will be to document this asser- tion; another aim will be to explore the implications and possible consequences of ambiguity in the public inspector's role. "Control" has been defined. The particular type of control activity in the Soviet Union with which this study is concerned now needs further definition, both in terms of its chief functions and its institutional forms. Throughout the Soviet era, such control has meant principally checking upon the economic performance of ministries by a group of supervisory organizations which may be collectively iden- tified as the agencies of control of the Soviet apparatus.8 Chief among these supervisory groups have been a Ministry of Finances, a State Planning Committee, and a Ministry of 9 State Control. The Ministry of Finances customarily audits the accounts of all enterprises and scrutinizes their staff arrangementS, while Gosplan (the State Planning Committee) 10 keeps track of plan fulfillment. It was the state control agency (Gosudarstvenny kontrol or Goskontrol) which became the institutional basis of the present People's Control Committee, and its first duty traditionally--inherited from the tsar's State Controller's Office--was the official auditing of government accounts.11 The advent of Soviet power was to have certain impli- cations for Goskontrol, adding new functions, creating new organizational forms, and increasing its membership. The most significant new element in the Bolsheviks' early experiments with "socialist" forms of control was the effort to involve ordinary Soviet citizens on a large scale in the activities of Goskontrol. This new, independent variable, mass participation, was to have far-reaching implications for control, but perhaps most significant was the new educa- tional role which it added to Goskontrol's traditional one. The citizen-participant himself became an object of social- ization in the process of carrying out Goskontrol's tasks of supervision. Public participation in control activities was pro— posed at an early date by Lenin. In 1917 he wrote: "Up to the advent of the highest phase of communism, socialists will demand the strictest control on the part of the public and the state over standards of work and expenditure."12 And he carefully designed the blueprints of a Workers' and Peasants' Inspectorate, involving the public, to maintain a watch over the bureaucracy. Under Khrushchev, by the time the 1961 Party Program appeared, a well-rounded and elaborate, "Leninist" theoretical tapestry had been woven to depict the universal significance of mass participation in the march toward communism, within which the subsidiary tasks of con- trol were clearly delineated. As Kommunist put it quite succintly, "The Party Program states that the chief direction in the development of socialist statehood in the period of the full-scale construction of communism is the comprehensive unfolding and improvement of socialist democracy, the active participation by all citizens in the administration of the state and in the guidance of economic and cultural construc- tion, in improving the work of the state apparatus and in 13 strengthening popular checkup on its activity. Today, even the most cursory examination of the Peo— ple's Control Committee reveals that this agency is meant to be far more than simply a citizen's policing system, designed to check on the economic and administrative per- formance of Soviet bureaucracy. Indeed, citizen participa- tion in control is viewed by some party leaders and Soviet theorists as one key to the creation of a more democratic society in which the erstwhile passive and irresponsible Soviet citizen will transform himself by participation into an active and responsible human being to such a degree that coercion from above will be, for the most part, unneces- sary.14 This body of theory looks ahead to the day when Soviet society may come to be run from below, by its citizens, rather than from the top, by a party—state structure imposed on the people. Harkening back to Lenin's words about the necessity for workers to "learn to manage," the People's Control Committee is hailed as a school of self-management, training these "New Soviet Men" of the future, today. The evolution of public participation in control during the Soviet era would seem, from the preceding discussion, to have been continuous from the Leninist to the Khrushchevian model. Such was not the case, however. During the Stalin era, public participation in control was gradually curtailed until a Stalinist model of Goskontrol, closely resembling the earlier tsarist agency, emerged. Interesting questions consequently arise, concerning the very nature and func— tions of public control in the Soviet social system: Why was the public excluded from state control activities and organizations during the Stalinist period? How did their exclusion affect the nature of state control? Were there economic and political reasons, related to the problems of control, for reviving public participation in the post- Stalinist period? Or did the Soviet leaders have other motives? How were the changes in participation related to the development of the Soviet economy and its organization? The answers to these and related questions will require a more detailed account of the organizational transformation of state control agencies through the Soviet period, which will be the subject of the next two chapters. One important aspect of the reappearance of public participation is pointed up by this examination of the evolution of control institutions, and that is the timing of Khrushchev's innovations. Why was public participation revived in the post-Stalinist era? For example, was the attempt to substitute "self-discipline from below" for "coercion from above" a recognition by the Soviet leaders that coercion had become dysfunctional at this period of the Soviet Union's economic development? The fact is that coercion as an instrument for effecting a revolutionary transformation of Soviet society has always exhibited cer- tain dysfunctions and that it has become increasingly dysfunctional as this advanced industrial society has grown more complex. Zbigniew Brzezinski speaks of terror as appropriately characterizing that particular stage of a system's development "when the old order is being destroyed and the new erected."15 This is the stage when the govern— ment can be considered in the terms of David Apter's model of a developing society, as "the independent variable."16 But, as Apter's model predicts, the industrializing society soon transforms the government into an "intervening variable," responsive to inputs and with its independent power "to act . . . drastically curtailed by the complexity of the indus- trial process itself."17 Coercion thus becomes to a degree\,- self-defeating, even when viewed in the limited context of this developmental scheme, for implicit in this scheme is 10 the assumption that modern industries, and highly indus- trialized societies, require much decentralized decision- making, limits on arbitrary central decisions, and a responsiveness at the center to the evolving demands of further modernization and complexity.18 When decision- making and management become, of necessity, more and more decentralized, then the business of checking performance clearly requires adjustment to the new conditions. Mass control techniques, because of their diffused character, seem to provide a suitable substitute for coercion under the new conditions. But "control from below" raises its own problems, for if authority is delegated more and more to lower levels, then the moral commitment of both managers and controllers at those levels grows more important. Two obvious ways of ensuring such commitment are by close party guidance and by allout direct efforts to achieve internalization of party norms. Both approaches characterize the mass control efforts in the Soviet Union today, and will be discussed at length in later pages. Because of the importance which is attached in this study to the educational role of public participation in control, the nature of this role needs to be examined more fully at this point. The educational mission is concerned with the internalization of party norms, with commitment to communist goals, or, in Soviet parlance with "building the 11 New Soviet Man." The importance of this task is sometimes underrated by Western observers, who are repelled by the naive, Utopian-socialist flavor of Soviet descriptions of their glowing future. Skeptics share D. MacKenzie Wallace's irony, when he described mid-nineteenth-century Russian revolutionary visions of the same Promised Land: "Their heated imagination showed them in the near future a New Russia, composed of independent federated communes, without any bureaucracy or any central power--a happy land in which everybody virtuously and automatically fulfilled his public and private duties, and in which the policemen and all other embodiments of material constraint were wholly super- fluous."19 But myths and dreams are inevitably simplistic, which is a part of their charm and endurance. And no one at this date can convincingly deny that they are also capable of exerting an influence over men's minds, of moving men to action. Moreover, myths and dreams may also be symptomatic of seemingly unrelated but vital needs of men and societies. In the present case, the new Soviet man is a clear neces- sity not only for the communist society of the future, but for the proper functioning of Soviet society today. Such theorists as Mikhail Suslov have, in the present decade, gone far toward spelling out in concrete terms how tomor- row's realities (and even today's) can embody those dreams. Along with increased material goods, increased relief from 12 terror and fiat, the common Soviet man is increasingly expected to take his rightful place in a "highly-organized and coordinated community of people of labor, distinguished by a lofty communist awareness of their public duty and by high discipline." This is the real meaning, according to Suslov, of "the process of withering away of the state, which is already taking place."20 And Khrushchev anticipated this definition of the "withering of the state" with one of his own, in a speech to the XXI Party Congress: "The ques- tion of the withering of the state, if it is to be under- stood dialectically, is a question of the development of the socialist state system into communist, social [obshchest- 21 vennoe] self-administration." The chief method whereby today's Soviet man learns self-administration is mass participation. During the Khrushchev era, mass participation was given tremendous impetus. If Stalin feared and mintrusted the common man, Khrushchev, by his policies, appeared to place great trust in even the non-party masses, and initiated a groundswell of voluntary participation in longstanding public organiza- tions, such as the soviets, the trade unions, the Komsomols, and the party itself, as well as in such new areas as citizens' law enforcement agencies (police and courts), organizations of public control, the adult political educa- tion movement, and mass, nation-wide discussions of public and party policies, such as the draft Party Program. 13 Public organizations in the Soviet Union, as, for example, the unions, have always been considered "schools of communism," where the participant receives training by participation. As described by Emily Brown: "All union activities are colored, or are supposed to be colored, by this educational purpose. In fact, rank and file partici- pation in administrative, welfare, and cultural programs inevitably trains thousands, or millions, of people in the spirit of collectivism and mutual aid for the good of society."22 Even Soviet law embodies within itself what Harold Berman describes as "this dynamic function . . . in molding not merely the conduct of men but also their morality and their very characters." Speaking of the Khrushchev era, Berman adds, "One aspect of this [educative] concept of the law is the greatly increased participation of ordinary Soviet citizens--of society, the public, obshchestvennost, as Soviet terminology has it--in the 23 administration of justice." It is against the broad backdrop of theory concerned with ultimate communist goals and the massive efforts to :mobilize society to pursue them that the socialization role of the citizen inspectorate needs to be viewed. Bringing the masses into control during the Khrushchev era meant iadding another important new "school of communism." More-