3“ 1E! |lv H 0 I ‘ , . ' , ,' 'I1 (I. l' -‘ 1 . ‘ II” ”II I "\ Hi}. .I' '1' ¢ n‘. ‘ ‘3 I'. . H. ‘L 114E519 This is to certify that the dissertation entitled INVESTIGATION OF HETEROGENEITY AMONG NEURAL TUBE DEFECTS presented by HELGA VALDMANIS TORIELLO has been accepted towards fulfillment of the requirements for PhD degree in —Ge-n~e-t—i-es— Major professp'r J, i/ . / / 1/ / L/ MS U is an Affirmative Action/Equal Opportunity Institution 0- 12771 MSU LIBRARIES “— RETURNING MATERIALS: Place in book drop to remove this checkout from your record. FINES will be charged if book is returned after the date stamped beIow. INVESTIGATION OF HETEROGENEITY AMONG NEURAL TUBE DEFECTS By Helga Valdmanis Toriello A DISSERTATION Submitted to Michigan State University In Partial Fulfillment of the Requirements for the Degree of DOCTOR OF PHILOSOPHY Department of Genetics 1982 (3 Copyright by HELGA VALDMANIS TORIELLO 1982 ABSTRACT INVESTIGATION OF HETEROGENEITY AMONG NEURAL TUBE DEFECTS By Helga Valdmanis Toriello The goal of this study was to determine whether hetero- ggeneity exists among the neural tube defects (NTD). liamilies of children with NTD were sent questionnaires which tasked about pregnancy history, family history, and other laackground information (such as blood types and ethnic origin). The index population was subdivided by defect lo- cation. These subgroups consisted of index patients with thoraco-lumbo-sacral defects (T group), lumbo-sacral de- fects (L group), sacral defects (S group), encephaloceles (E group), and other defects, including isolated thoracic, cervical, and thoraco-lumbar defects (0 group). These subgroups were compared to each other to determine whether heterogeneity exists (intra-group comparisons). Compari- sons were also made between index patients and a control group and index patients and their normal siblings (inter- group comparisons). Since no differences were found between the L and S groups and the O and E groups, they were pooled into two groups. Significant intra-group differences included a greater incidence of miscarriage in T and OE sibships as compared Helga Valdmanis Toriello to the LS group, and a shorter inter-pregnancy gap in the OE group as compared to the OE group, and a greater incidence of anti-emetic usage, maternal hormone usage, and concep- tion following an abotion in the OE group as compared to the LS group. A number of significant inter-group differ— ences were found as well. These included a greater inci- dence of febrile illness and anti-emetic usage in the T group, a greater incidence of febrile illness and blood type B and a lower incidence of blood type A and pyloric stenosis in relatives in the LS group and a greater inci- dence of abortions in the sibship, anti-emetic and hormone usage, gynecological problems, shortened inter-pregnancy gap, and conception following an abortion in the OE group. ACKNOWLEDGEMENTS I would like to thank my first chairman, Dr. Janice Lindstrom, for suggesting this study, and my second chair- man, Dr. James V. Higgins, for his help and suggestions throughout the process of data gathering, analysis, and writing. Other faculty members whom I would like to thank include the remainder of my committee, Dr. James Asher, James Potchen, and James Trosho for their suggestions; Sharon Koehler, MSW, who helped me devise the question- naire and contacted appropriate families for me, and Dr. John Gill who gave valuable statistical advice. My deepest thanks also go to the Spina Bifida Associ- ation of Michigan, the Spina Bifida Association of America, and Dr. Mason Barr for their help in obtaining families affected by spina bifida. Controls were obtained from the offices of Drs. Struyk, Van Drie and Visscher, Drs. Newton and Bennett, Drs. Romence, VanderKolk, Klein, and Riekse and Drs. Federico, Marks and Sprague; to all the office staff who handed out questionnaires I'm ex- tremely grateful. I would also like to thank my excellent and patient typist, Peggy Wawrzyniak and my mother, Aina Valdmaris, who gave me hints on completing a PhD and who read my rough draft and offered helpful comments. Lastly, I'd iii like to thank both my parents, my sister, my spouse, and my children for their patience and understanding for the last six years. iv TABLE OF CONTENTS ACKNOWLEDGEMENTS . . . LIST OF TABL INTRODUCTION DEVELOP DESCRIP THEORIE ES 0 O O O 0 AND LITERATURE REVIEW MENT OF THE NEURAL TUBE. TION OF DEFECTS. 8 OF PATHOGENESIS. RELATED DEFECTS . . SEASONAL VARIATION. SEX RATIO . . . . . PARITY ETHNIC EFFECT FAMILY FAMILY AND MATERNAL AGE DIFFERENCES IN NTD OF MIGRATION INCIDENCE . . . . HISTORY OF NEURAL TUBE DEFECTS . . . HISTORY OF OTHER BIRTH DEFECTS . . . ABORTION INCIDENCE IN SIBSHIPS. BLOOD TYPE AND HISTOCOMPATIBILITY ILLNESS EXOGENOUS HORMONES. ANTI-EMETICS. . . . FETAL I NTERACTION . MATERNAL FACTORS. . MATERIALS AND METHODS. . ANTIGENS. Page viii ll 14 15 18 19 21 23 24 29 32 37 39 41 42 44 46 TABLE OF CONTENTS (continued) Page RESULTS. . . . . . . . . . . . . . . . . . . . . . . . 49 SEASONAL VARIATION. . . . . . . . . . . . . . . . 52 SEX RATIO . . . . . . . . . . . . . . . . . . . . 52 PARITY. . . . . . . . . . . . . . . . . . . . . . 57 SOCIAL CLASS. . . . . . . . . . . . . . . . . . . 57 ETHNIC ORIGIN . . . . . . . . . . . . . . . . . . 57 FAMILY HISTORY OF NTD . . . . . . . . . . . . . . 63 FAMILY HISTORY OF OTHER BIRTH DEFECTS . . . . . . 63 FAMILY HISTORY OF ABORTION. . . . . . . . . . . . 67 BLOOD TYPES . . . . . . . . . . . . . . . . . . . 67 ILLNESS . . . . . . . . . . . . . . . . . . . . . 84 ORAL CONTRACEPTIVES . . . . . . . . . . . . . . . 91 ANTI-EMETICS. . . . . . . . . . . . . . . . . . . 91 HORMONES. . . . . . . . . . . . . . . . . . . . . 95 GYNECOLOGICAL PROBLEMS. . . . . . . . . . . . . . 95 INTER-PREGNANCY GAP (IPG) . . . . . . . . . . . . 95 CONCEPTION AFTER ABORTION . . . . . . . . . . . . 102 ABORTION IN SIBSHIPS. . . . . . . . . . . . . . . 109 FAMILY HISTORY OF BIRTH DEFECTS . . . . . . . . . 109 BLOOD TYPE — ABO. . . . . . . . . . . . . . . . . 109 ILLNESS . . . . . . . . . . . . . . . . . . . . . 109 ORAL CONTRACEPTIVES . . . . . . . . . . . . . . . 116 ANTI-EMETICS. . . . . . . . . . . . . . . . . . . 116 HORMONES. O O I O O O O O O O O O O O O O O O O O 116 vi TABLE OF CONTENTS (continued) GYNECOLOGICAL PROBLEMS IPG. . . CONCEPTION AFTER ABORTION. DISCUSSION. SEASONAL VARIATION SEX RATIO. PARITY . ETHNIC FAMILY FAMILY FAMILY BLOOD TYPES. ORIGIN. FEBRILE ILLNESS. ORAL CONTRACEPTIVES. ANTI-EMETICS HORMONE USAGE. GYNECOLOGICAL PROBLEMS IPG AND ABORTION PRECEDING SUMMARY . . . APPENDIX A: APPENDIX B: APPENDIX C: APPENDIX D: BIBLIOGRAPHY. QUESTIONNAIRE vii HISTORY OF NTD. FAMILY HISTORY. PREGNANCY HISTORY HISTORY OF ABORTION CONCEPTION. BACKGROUND INFORMATION. HISTORY OF OTHER DEFECTS. Page 116 121 121 125 125 125 126 128 130 132 134 136 138 139 140 141 142 142 146 149 166 209 226 232 Table 10 11 12 13 14 15 16 17 18 19 20 Seasonal Variation in the Incidence of Sex Ratios observed by other studies Incidence of Incidence of Birth Rank of 5 or more LIST OF TABLES First-Borns . . . Ethnic Variation . . . . . . Types of NTD Incidence of Incidence of Incidence of Incidence of Siblings . . Incidence of Incidence of in affected sibs . NTD in First Degree Relatives NTD in Second Degree Relatives NTD in Third Degree Relatives Isolated Hydrocephalus among other Birth Defects Abortion in Sibships NTD Page 16 . . 17 . 20 20 26 27 O O O O 28 . . . . 31 Blood Group Distributions from other studies . . . 35 Incidence of Rh- Blood Type in Mothers of NTD affected Offspring . . . . . . . Comparisons between Michigan and U.S. Analysis . . Monthly Distribution of Births . Analysis of Monthly Distribution of Births Sex Distribution . . . . . . . Analysis of Sex Distribution . . Data . . . . 36 l N . . . 55 . . . . 56 Proportion of Probands and Siblings which are born to Primagravidas and Primaparas viii O O O O 58 Table 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 LIST OF TABLES (continued) Analysis of Primaparity and Primagravidity Effect . . . . . . . . . . . . . . . . . . Proportion of Mothers who are of Anglo-Saxon origin 0 O O C C O O O O O O O O O O O O O O O 0 Proportion of Fathers who are of Anglo-Saxon origin 0 O O O O O O O O O O O O O I O O 0 Analysis of Ethnic Origin Distribution - Maternal Analysis of Ethnic Origin Distribution - Paternal Family history of Neural Tube Defects . . Incidence of other Birth Defects in Siblings . . Incidence of other Birth Defects in First, Second, and Third Degree Relatives . . . . . Incidence of Abortion in Sibships . . . . Analysis of the Incidence of Abortion in Sibships Maternal ABO Blood Type Distribution Paternal ABO Blood Type Distribution . . . . . . Maternal Rh Blood Type Distribution . . . . . . Paternal Rh Blood Type Distribution . . . . .1. Incidence of ABO Blood Type Incompatibility Incidence of Rh Blood Type Incompatibility Analysis of ABO Blood Type Distribution - Maternal O O O O O O O C O O O O O O O O O 0 0 Analysis of ABO Blood Type Distribution - Paternal O D O I O O O I O O O O O O O 0 Analysis of the Distribution of Blood Type A Maternal O O O O O O O O O O O O O O O O O O O 0 ix Page 59 6O 60 61 62 64 65 66 68 7O 71 72 72 73 73 74 75 76 LIST OF TABLES (continued) Table Page 40 Analysis of the Distribution of Blood Type A - Paternal I I I I I I I I I I I I I I I I I 77 41 Analysis of the Distribution of Blood Type B - Maternal I I I I I I I I I I I I I I I I I 78 42 Analysis of the Distribution of Blood Type B - Paternal I I I I I I I I I I I I I I I I I 79 43 Analysis of the Distribution of Blood Type O - Maternal I I I I I I I I I I I I I I I I I I I 80 44 Analysis of the Distribution of Blood Type O - Paternal I I I I I I I I I I I I I I I I I I I I 81 45 Analysis of Blood Type AB Distribution - Maternal. 82 46 Analysis of Blood Type AB Distribution - Paternal. 83 47 Analysis of Rh Blood Type Distribution - Maternal. 85 48 Analysis of Rh Blood Type Distribution - Paternal. 86 49 Analysis of the Incidence of ABO Blood Type Incompatibility. . . . . . . . . . . . . . 87 50 Analysis of the Incidence of Rh Blood Type Incompatibility. I I I I I I I I I I I I I I I 88 51 History of Febrile Illness for Two Time Spans. 89 52 Analysis of Incidence of Febrile Illness During Last Two Months of Pregnancy . . . . . . . . . . 90 53 Analysis of Incidence of Febrile Illness During Third through Nine Months of Pregnancy . . . . . . 92 54 Oral Contraceptive Usage within Three Months of or During Conception . . . . . . . . . . . . . . . 93 55 Analysis of Oral Contraceptive Usage within Three Months of Conception . . . . . . . . . . . . . 94 56 History of Anti-Emetic Usage During Pregnancy. . . 96 Table 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 LIST OF TABLES (continued) Analysis of Anti-Emetic Usaged During Pregnancy. History of Hormone Usage During Pregnancy. . . . Analysis of Hormone Usaged During Pregnancy. History of Hormone—Related Gynecological PrOblems I I I I I I I I I I I I I I I Analysis of Maternal History of Gynecological PIOblemS I I I I I I I I I I I I I I I I I I I I I Inter-Pregnancy Gap in Months. . . . . . . . . . . Analysis of Inter— Pregnancy Gap by Monthly Increments . . . . . . . . . . . . . . . . Proportion of Conceptions after Abortions among Probands and Siblings. . . . . . . . . . . . . Analysis of Distribution of Conception occurring after Abortion I I I I I I I I I I I I I I I I I Non-significant Comparisons using Pooled Data - x2 valueSI I I I I I I I I I I I I I I I I I Analysis of Pooled Data for Abortion Incidence in SibShips I I I I I I I I I I I I I I I I I I I Analysis of Maternal Blood Types - Pooled Data . . Analysis of Paternal Blood Types - Pooled Data Analysis of Blood Type A Distribution - Maternal Analysis of Blood Type A Distribution - Paternal . Analysis of Blood Type B Distribution - Maternal . Analysis of Blood Type B Distribution - Paternal Analysis of Blood Type 0 Distribution - Maternal . Analysis of Blood Type 0 Distribution — Paternal . xi Page 97 98 99 100 101 103 104 105 106 107 110 111 111 112 112 113 113 114 114 Table 76 77 78 79 80 81 82 83 84 85 86 LIST OF TABLES (continued) Analysis of Blood Type AB Distribution — Maternal. Analysis of Blood Type AB Distribution - Paternal. Analysis of Pooled Analysis of Pooled Usage. . . . . . . Analysis of Pooled During Pregnancy . Analysis of Pooled Pregnancy. . . . . Data for Febrile Illness. . . . Data for Oral Contraceptive Data for Anti-Emetic Usage Data for Hormonal Usage During Analysis of Pooled Data for History of Gynecological Problems . . . . . . . . . . . Analysis bf IPG less than or equal to Three Months - POOlEd Data 0 o o o o o o o o o 0 Analysis of Pooled Data for Distribution of Conceptions occurring after an Abortion. . . Primaparity Effect using Index Families for Determination of Expected Incidence of FirSt-BOIHS. o o o o o o o o o o o o o o o 0 Proportion of Pregnancies Preceded by an Abortion I I I I I I I I I I I I I I I I I xii Page 115 115 117 118 119 120 122 123 124 129 144 v“ x... s . . . u :- a... .. fl u C. u - . . .W. . t L. .C . . . . L. g .1. 2.» L.» u.‘ .. n .. ll . . .\. q . ,.. . a . s . .. .\. z. u s In ~ s . .|:u . . .I. INTRODUCTION AND LITERATURE REVIEW Many investigations of the embryology, causes, and distribution of neural tube defects (NTD) have been done. Most studies have examined anencephaly, iniencephaly, spina bifida and encephalocele as a homogeneous group of NTD. Since data exist which suggest that more than one embryo- logical error can lead to a NTD, it is possible that genetic heterogeneity exists among the NTD based on these different pathogeneses. As a result, studies which pooled all NTD could miss factors significant for only certain NTD. One possible way of testing whether heterogeneity exists is by separating the NTD into groups as homogeneous as possible and then comparing each group to the others in an attempt to detect genetic or environmental differences. NTD can be categorized by the location of the defect. Therefore this thesis examined whether significant differences exist between the various NTD when separated by the location of the defect. Selected parameters were chosen for examination based on previous findings by other authors. The purpose of the literature review is to illustrate both the reason for Choosing certain parameters, and the disagreement among authors regarding the causes of NTD. .—v .‘u n ( 3‘. '§ \h. .u. flahv DEVELOPMENT OF THE NEURAL TUBE In the normal sequence of development, the first step is the formation of the neural plate, which occurs on the 18th day. The neural tube closure begins on the let day. The inducers for closure are the parachordal mesoderm (somites and precursors of somites).1 Histologically, closure is the result of differential contraction at the apical and basal surfaces of the neural plate cell. Beneath the apical surface of these cells, there exists a thin band of 40-50 2 microfilaments oriented parallel to the surface and annularly about the neck of each cell. These filaments have been compared, structurally and functionally, to actin by Linville 33 31. in 1972.2 The closure of the neural plate starts in the cervical re- gion at the level of the fourth through seventh somites. Anterior closure is completed on the 26th day, and posterior closure is completed on the 28th day of development. The last point of closure is at the level of the 25th somite, which in turn corresponds to the level of the L-l, L-2 ver- tebral interspace. At twelve weeks gestation, the neuro- meres correspond anatomically to vertebral segments.3 How- ever, since the growth of the neural tube slows in the 4th month, whereas that of the vertebral canal continues at the same rate, the spinal cord ends at L-l/L-Z and the roots of the nerves are pulled down to form the cauda equina below the spinal cord. Meanwhile, the neural tube induces formation of the posterior arches of the vertebrae and the cranial vault. The part of the somite which will become the vertebral column is the sclerotome. In the 6th week of gestation, 6 centers of chondrification appear. Two centers are lateral to the notochord (and will incorporate the noto- chord to become the centrum), two are lateral to the neural tube (and will become the neural arch and spinous process), and two are at the union of the arch and centrum and will become the transverse processes.4 In the ninth week, ossification begins by the invasion of pericostal vessels into the centrum. The ossification centers for the centra appear first in the lower thoracic and upper lumbar regions, and develop more rapidly caudally than cranially. Fusion of the lumbar neural arches is com- pleted between the lat and 7th year, whereas the sacral arches fuse even later. DESCRIPTION OF DEFECTS The term neural tube defects (NTD) refers to a con- stellation of birth defects affecting the brain and spinal cord. Included in this category are: (l) anencephaly, (2) iniencephaly, (3) encephalocele, (4) myelomeningocele, and (5) meningocele, but not isolated hydrocephalus. Defects in Brain and Skull Anencephaly is the partial or total absence of the brain. The pituitary gland is absent and therefore the ad- renal glands are hypoplastic. The calvaria does not develop, and the frontal, parietal, and occipital bones are partially missing. In 50% of the cases, rachischisis of the cranium and vertebrae is present. When the posterior portion of the skull fails to fuse, the abnormality is called cranium bifidum. If the meninges, or brain and meninges herniate through this defect, an en— cephalocele results. This protrusion is usually covered by skin, and occurs most often in the occipital region. Ininencephaly is a developmental defect characterized by absence of laminar and spinal processes of cervical, thor- acic, and occasionally lumbar vertebrae, with a reduction in numbers and irregular fusion of these vertebrae. The brain and much of the cord often occupy a single cavity. Defects of Spinal Cord and Vertebrae Spina bifida is a failure of vertebral arch fusion and is of two types. When it is not evident externally, it is called spina bifida occulta (SBO). When it is accompanied by a herniation of cord or meninges, it is called spina bifida cystica (SBC). SBC which has meningeal herniation containing spinal nerve roots is myelomeningocele. A menin- gocele, on the other hand, does not involve the spinal cord p..— L31 .4. «‘U pl‘J :- ‘\v .‘v or nerve roots. Types of spina bifidas which are seen include lumbo- sacral, cervical, upper thoracic, cervical with upper thor- acic, and anencephaly with cervical. There are also certain vertebral defects which are not seen. These include local- ized thoraco-lumbar, total thoracic, and total cervical and thoracic spina bifidas.6 Epstein7 noted that 86% of cases of SBC are lumbo- sacral, 9.5% cervical, and 4.5% thoracic. In a series of 1390 patients, Matson8 had found that 78% were lumbo- sacral, 10% thoraco-lumbar, 4% cervical and 7% thoracic. Other spinal cord defects also exist. These include diastematomyelia, in which the cord is duplicated, syringo- myelia, in which there is random single or multiple cavity formation with the cord, and hydromyelia, in which the spinal cord's central canal is dilated. Defects associated with, but not affecting the cord are lipoma, a superficial mass of fat which often extends to the spinal canal, and dermal sinus, which is any stratified squamous epithelium-lined depression or tract extending inward from the skin surface.9 When this tract is superficial to the sacral fascia and contains hairs, it is called a pilonidal sinus. When it extends deeper and c0mmunicates with the dura, it is called a dermal cyst. This defect may be found anywhere along the spinal cord, bUt is usually found in the fifth lumbar region.9 THEORIES OF PATHOGENESIS Several theories have been proposed to account for both the causes of anencephaly and the associations between an- encephaly and other congenital abnormalities. Perhaps the simplest and most popular theory proposed to explain anen— cephaly is the theory of neural tube non-closure put forth by Von Recklinghausen in 1886.10 In this hypothesis, fail- ure of anterior neuropore closure results in failure of induction of surrounding tissues, with the result being the clinical picture seen in anencephaly. However, Gardner11 proposed that anencephaly results from neural tube rupture after closure with the cranial de- fects resulting from an over-distension of the primitive brain. This leads to a disruption of the cranial sclerotome and resultant cranial anomalies. The continuum these anom- alies form is craniolacuna, cranium bifidum with encephalo- cele, cranium bifidum apertum with excencephalus, and anen- cephalus. 12 who has A third major hypothesis is that of Patten, demonstrated.that neural tube overgrowth (an excess prolif- eration of cells) rather than "arrest of development" is likely to be the cause of anencephaly. He has shown that, in human anencephalics, plication of the neural tissue exists, and this plication is the result of the neural tube's overgrowth. Plication has also been observed in animal specimens with experimentally induced neural tube defects. Vogel and McClenahanl3 proposed another theory to ac- count for anencephaly. In fourteen cases, they have dem- onstrated abnormalities of cerebral arteries. This raised the question of whether the arterial anomalies were the cause of the cerebral malformations, or caused by them. To answer that question, they cauterized arteries in 6 day old chick embryos and found that 5-7 days later, all the chicks showed arrested cerebral development. Control chicks were cauterized in other regions of the body. These chicks' brains were normal in development. This led to the hypoth- esis that abnormalities in the vasculature, not neural tube non-closure, lead to anencephaly. Theories which have been proposed to account for en- cephaloceles include the neural tube non-closure theory (Von Recklinghausen) and the neural tube rupture theory (Gardner). However, Caviness 33 31.14 described an infant with an occipital encephalocele in which the defect appeared to be secondary to hydrocephalus. They felt that neural tube non-closure could not be responsible because the defect did not correspond to the closure line of the neural tube. Leong gt _1.15 proposed that occipital encephaloceles result from "breaks" in tissue overlying the mesencephalon, With resultant migration of brain tissue into a hernia sac. y Lu» .-b I u ’n in .w. .hL - Fl .u\ C. They felt that simple non—closure of the anterior neural tube was untenable as a hypothesis, since they had observed well-developed cerebrum and cerebellum in infants affected with encephaloceles. At 4 weeks, there is normally little cerebrum or cerebellum, and it would not be expected to develop if non—closure occurred. The theories of Von Recklinghausen and Gardner have also been given as explanations for the pathogenesis of SBC. Ac- cording to Von Recklinghausen, failure of the posterior neuropore closure results in SBC. However, Gardner16 noted that failure of neural tube closure should not lead to herniation of the meninges. Therefore, he proposed that rupture of the spinal cord after neural tube closure is the cause of neural tube defects. He felt that a progressive distension of the lumen of the entire neural tube is an es— sential part of the normal embryonic development but that this phase of development occurs after the neural tube is closed. This distension of the cord is caused by an accum— ulation of embryonic cerebrospinal fluid, which eventually permeates the subarachnoid space. A dysraphic condition, therefore, represents a morpho- logical continuum based on varying degrees of distension at varying times in the developmental sequence. In order 0f severity, these dysraphias are: asymptomatic hydro- mYEIia, syringomyelia, external hydromyelia with or without meningocele, diastematomyelia, myelocele, and finally, Us H L\ '1' I: I1 I. .h\ «N. Is V1 n. 1 e v: \v. 7v ox» . 1 i2; 2‘ .3. posterior gut fistula (external rupture of both roof and floor plates). Gardner cites as evidence for the rupture theory the observation that in some newborns there exists a progression caudally of hydromyelia to diastematomyelia to myelocele. He feels that neural tube non—closure is insufficient to explain this phenomenon. Accompanying bony abnormalities could be caused by over- distension of the neural tube. Supposedly, when the neural tube over-expands, the transverse plane is moved laterally with consequent shortening of the longitudinal axis. The first tissue which is affected is the sclerotomes. It has been found that the diameter of the developing spinal canal is determined by the diameter of the nervous tissue it en- closes. These sclerotomes trophically maintain a certain prescribed distance from the neural tissue. If the gap is too wide for closure to occur, then the newly developed vertebrae may fail to fuse not only posteriorly but an- teriorly as well. Although failure of neural tube closure in chicks has been produced by teratogens (Kalter and Warkany,17 and Marin-Padilla and Fermla),Gardner feels that this has not been shown to be the case in humans, citing as evidence the lack of cases in which both anencephaly and lumbo- sacral spina bifida both occur. McCredie19 proposed that injury to neural crest cells could cause congenital malformations by having a DD‘ — In. ”a. .vi A A§a and .u a p?- Q do u... are at. 1 . \Jl 10 theoretical tr0phic quality disrupted. This tr0phic effect would possibly affect midline, cylindrical, or solid organs; and if disrupted, a number of defects would result. These defects include limb anomalies, cleft palate, anal stenosis, coarctation of the aorta, microphthalmia, anophthalmos, coloboma, agenesis or hypoplasia of the kidney, liver or spleen, and spina bifida. Evidence cited by McCredie in favor of this theory includes the constant histological finding of sensory ganglion cells within fibrous bands which appear to be tethering the posterior spinal cord to bony de- fects in spinous processes. This was discovered in surgi- cally explored cases of spinal dysraphism. It appears these bands are damaged sensory nerves, whose injury had led to prevention of complete fusion of the neural arch, with either spina bifida, meningocele, or myelomeningocele being secondary to neural crest damage. Sever's20 data supported the theory of neural crest damage. He described a family in which one child had myelomeningocele, an elder sister had coloboma of the left eye, and a younger sibling had bilateral, congenital an- ophthalmia, presumably due to abortive globe formation. No other family members had birth defects, nor was the mOther exposed to any known teratogens. Sever hypoth- eSized that this family represented a case of familial neural crest cell abnormalities, with the defects repre- senting differences in embryonal genotypes and ll intrauterine environments. Therefore, there exist a number of theories which attempt to explain the altered developmental mechanisms responsible for neural tube defects. If more than one mechanism were re- sponsible for neural tube defects, then heterogeneity would be expected to exist for NTD. RELATED DEFECTS In addition to the defects of the vertebral column, other defects are frequently associated with NTD. David gt 31.21 examined the frequency of other defects found with anencephaly, and noted that urinary tract de- fects were most common, with a frequency of 19%. Cardio- vascular and GI systems were affected in 8%, and genital, skeletal and other defects were also noted. The most common single defects were hydronephrosis (8%), and cleft palate (8%), followed by diaphragmatic hernia (5%), exomphalos (5%), cleft lip (4%), and horseshoe kidney (4%). Among defects associated with encephalocele, hydroceph- alus is most common. Other anomalies such as cleft palate, Clubfoot, heart defects and congenital hip dislocation have also been reported (Lorber22 ). Clubfoot and hydrocephalus are also found associated with SBC. Clubfoot occurs when the cauda equina is damaged by the NTD, resulting in mus- cular denervation in utero, and ultimately joint .95 k .- .L ‘o 12 deformities affecting the lower limbs. Hydrocephalus associated with SBC is caused by the Arnold-Chiari malformation, which is a dislocation of part of the brain into the cervical spina canal. The type of defect is almost always a type two Arnold-Chiari malforma- tion, in which there is a tethering effect on the spinal cord caused by spina bifida cystica, which, in addition to the adhesions of the cerebellum and posterolateral portion of the brainstem, serves to displace the brain as far as the fourth ventricle into the spinal canal down to the fifth cervical vertebra. The Arnold-Chiari malformation compli- cates between 60—90% of cases of myelomeningocele. Although it has been generally accepted that tethering of the cord in the lumbo-sacral area is the cause of hydro- cephalus, there have been some findings which contradict that theory. Cervical spinal nerves have a caudad course when the Arnold-Chiari malformation is present, which sup- port the tethering theory; however, Barry t al.24 discov- ered that in the thoracic area, the course of the nerves is essentially normal, which contradicts that theory. Furthermore, hydrocephalus is comparatively rare in sacral Spina bifida cystica. A ten week old fetus has been ob— served with myelomeningocele and the Arnold-Chiari malfor- mation at which time the differential growth of the spinal cord and vertebral column has not begun.25 13 McLennan26 examined the rib defects in 20 patients with lumbo-sacral myelodysplasia and found bifid, hypoplastic, fused, deformed, abnormally spaced or missing ribs. In 19 out of 20 patients, the abnormal ribs were contiguous, and in 10 out of 20, there were also abnormal thoracic verte- brae, although the rib and vertebral number did not always coincide. The authors concluded that defects of the ribs and lumbo-sacral vertebrae are coincidental, and that they are the result of a teratogen acting in a single period as opposed to the rib defects being secondary to the vertebral defects. In a larger study of 434 patients with SBC, Van Went et 1.27 noted that the average number of associated defects, both skeletal and non-skeletal, was 2.08 for male patients and 2.33 for female patients. More than 82% of their patients had one or more associated anomalies. Among patients without any additional malformations, a greater proportion were male. However, the only significant finding was that females had a greater incidence of skeletal anoma- lies than did males (p‘.001). Other research on NTD has focussed on the epidemio- logical data, in an attempt to identify causes of NTD. Data gathered in one locale may show significance, but invariably, data gathered in other locales contradict it. l4 SEASONAL VARIATION Seasonal variation in the incidence of NTD is an impor— tant indicator that environmental factors play a role in the cause of NTD. Differences are frequently found between 10- cales, as well as between the peaks of anencephaly and spina bifida within the same locale. Carter28 noted a low incidence of spina bifida cystica births occurring in May through July, whereas the anen- cephaly low occurred in March through May, two months earlier. Carter explains this discrepancy by stating that the gestations of anencephalic fetuses tend to be only seven months as opposed to the normal nine. However, the peak in anencephalic births (Dec.-Feb.) occurred one month later than the spina bifida births' peak (Nov.-Jan.). Therefore, the anencephalic conceptions had to have occurred three months later than conceptions of spina bifida af— fected infants if Carter's contention is correct. This would mean that different events may have caused the peaks in spina bifida births than caused the peak in anencephaly births . Usually, anencephalics are postmature, unless the 29 Therefore, in a pregnancy is complicated by hydramnios. particular season, the times of conception could vary from 30 to 45 weeks prior to the birth. In Belfast, Elwood 3; 31.30 found that for the time Period of 1956-60, the spina bifida incidence was higher 15 from January-June, whereas from July-December, the anen- cephaly incidence was higher. In other studies (Williamson,31 Silberg gt 31.32 Czeizel 35 £1.33 ), one type of defect showed seasonal vari- ation whereas the other types did not. In Williamson's study, anencephaly had a peak incidence in January-March. Czeizel gt 31. and Silberg £3 31. each noted a significant seasonal variation for spina bifida births, but not for en- cephalocele or anencephaly. All other studies included en- cephaloceles with spina bifidas. In summary, there seem to be indications from the studies that anencephaly and spina bifida, and where ex- amined separately, encephalocele and spina bifida have different seasonal patterns, indicating that there could be heterogeneity between these defects. See Table l for a summary of the data. SEX RATIO Data has also been gathered regarding the sex ratio, Which usually significantly differs from unity. Almost all Studies agree that the majority of anencephaly and spina bifida affected individuals are females 28’31’33’37’38’42 (See Table 2). However, in a study which examined encepha- locele separately from spina bifida, it was found that the l.- Fl ;-2 o H ~§<\! I<2Ai HI (\ .lll l6 msamam maaam was samsamuamaa I mm<« as I haamcommmm manadaoo .uaum .ummmlhash .ooQI.uoo .cmc< He mo. va madmaowmmm .smoImmwuamum mashI.ua< .quI.uuo .cmo< Ha I maamcommmm oaumuso manhI.um< .usz.smh .amc< Hq moo. we >Hamaommom omnmnc moahl.ua< .umZI.:Mh .ao:< Ha I hHHmaommmm .GmUImmaauHumz .ummthash .umZI.:mh .am:¢ oq Ho. vm >H£ucoa amvmsm I .uQMmI.um< mm as Hoo. va . hasucoa commam I .amhl.>oz .soa< mm I %Ham:aGMIfiamm vcmawsm I I Mm um I hasucoa Husommwz osahl.un< .umnl.uoo .namoam mm 0H. vm hanuaoa Huaommaz manhI.um¢ .umnl.uoo mm mm I AHnuooa Husommwz .umzl.omh .ummmlhash .smc< mm I madmaommmm HmmumH I I mmm mm I manuaoa vcmawam .w54Imaah .amhI.>oz mm mm I manuooa vamHmsm mashI.um< .nomI.uon .cmc< um I I xuo» 3oz I I mm< on I manuaoa mauwmwz .HmHnuaoa humwasm .umomlhash .HQfia mamoog anaaaaz aaawxmz uumwwo 992 no mozmnHqu may zH onHmHm<> A02 I m.H I He onsmtshm smz I mm.H I mm umhmsa I as.H NN.H HG GNSwSUumemm I on. I Hm .Hoo .uHhm I s. I om samHmH muons NH. mN.N mH.N mm mcHHohmo .m I s. I an msoH I I NN. mm show smz I m.HIH m.HIH Nm mmumum sthas NH. as. s. mosmummom mamooq .ocfi mHoooamsmmosm .oaa hamnmmonmc< moamvfioaH 0mm Awsmmsonu moav mocmvfiocH m mqm onmHm 1d a «In II. nrt 23 and British groups, the authors concluded that incidences in ethnic groups depended on time of migration. FAMILY HISTORY OF NEURAL TUBE DEFECTS Other epidemiological data has been gathered on the fre— quency of NTD in family members. It is evident that the risk of having a child with a NTD is dependent on the number and relationship of affected family members. The incidence of NTD among siblings of anencephalics is between 1.8 and 4.9%, and among siblings of spina bifida affected probands the in— 33 cidence ranges from 2.7 to 6.1%. Czeizel gt gt. did not find any affected siblings of encephalocele affected pro— bands; the only affected relative of all first, second and third degree relatives (N=1288) was an uncle. However, Lorber gt gt.22 found the recurrence of NTD was 6% in sib- lings of probands with encephalocele. Only one sibling of 356 also had an encephalocele, whereas ten had myelomeningo— cele (level unspecified), seven had anencephaly, and two had "other" NTD (including one with spina bifida occulta). In the data of Carter gt gt.28 , individuals identified as having encephaloceles had a total of 94 siblings, with two having spina bifidas, and three having anencephaly, for an inci- dence of 5.6%. Early studies have suggested that siblings of NTD af— fected individuals were as likely to have anencephaly as to 24 43 Czeizel e gt.33 Pen- have spina bifida (Carter gt gt. rose65); more recent studies have found that siblings tend to have the same type of defect as the proband (Cowchock t 21-66 67). Richards gt a1. Overall, among affected sib- lings the chances are 2:1 that the same type of defect will recur. Table 6 summarizes the findings. In addition to siblings having an increased incidence of NTD, parents also have a greater incidence of spina bifida (anencephaly of course not being an option). Carter and Evans68 found that 3% of parents of NTD affected indi- viduals were themselves affected. Affected fathers had more affected offspring than did affected mothers. Three percent of half-siblings sharing the same mother as compared to 1% of half-siblings sharing the same father had NTD in the same study. Other studies have found incidences between .8 and 2.6% for half-siblings. Among other second degree rela- tives, incidences between 0 and 1.2% have been reported; among third degree relatives, incidences range between .25 and 2.6%. (See tables 7-9). Pooling all of the studies, the incidence among second degree relatives, excluding half- siblings, is .36% and among third degree relatives .51%. FAMILY HISTORY OF OTHER BIRTH DEFECTS Although isolated hydrocephalus is not generally be- lieved to be related to NTD, a number of studies have found 25 so om0H\mN oon\s «N Nms\mm Nms\NH ma mom\HH mom\ON so omNH\sm omNH\NN NH mNH\s mNH\H oN «mo\OH «ms\N mo N¢N\m NAN\N No oms\mH omq\o mm smm\m amm\o ms smw\Nm smm\oN mN omN\mH omN\NH we Nsm\N Nom\m Hm mHH\s mHH\H HHHH .05). Table 19 summarizes the statistical analyses performed. 53 OH H o N N H N o o o H o H M NH 0 N H N N m H H N m H o o «N H N N m H c N m N N H H m HmH NH mH w «H m MH m HH «H N N m H mm H m m o m N a N N m m H H “No mnHm NmH.m Nam.N NHm.m NMN.w wa.w wa.w NoN.w qu.w NNm.N Noq.w NHo.N Nmo.w "mocowHoaH Houusoo N o o o H o H o o o o o o m m H o N o o N o o o N o H o mH H H H H H N m o H N H H m mN N CH N H 0 OH N 3 m N m m H 0N H N N m N e m N H o N N H asouw z .009 .>oz .uoo .umom .w:< NHsh wand Nmz .um¢ .umz .nmm .amm " mezoz mmHMHm mo ZOHHDmHMHmHQ meHZOZ 0H mHmmuwwaHum cu anon msouo m m mz mmo. NoH. Houucoo .m> 0 m2 NH«. mom. Houuooo .m> m mz wNo. ooH. Houucoo .m> H mz wNo. mmw. Houucoo .m> H mz HNN. moo. Houueoo .m> nHz mz NNo. NNo. m .m> 0 m2 moo. moo. m .m> m mz woo. oNo. o .m> m mz m«H. Noo. m .m> H mz mw«. mmH. o .m> H mz moo. oHo. m .m> H mz Noo. o m .m> H mz om«. m«o. o .m> H mz o moo. m .m> H mz moo. N«o. H .m> H OOGMOHHHame NuHoH>muwmaHua How Nx NuHumamaHuo How NN somHumoaoo HUMhmm wHHQH>HHuomno u .mnot m«o.m « NMN. o wmm. o mNH.m m m omo.o « oN«. m oNH.H H me.o o o mNm.o m on. H ooN.H m NoN.o o m mmN.mm om «mN.N o «ow.o oH NON.om mN H o««.oH m on. N oHo.N N mNN.oH NH H .axm .mno .oxm .mp0 .oxo .mno **.oxw «.mno macho o m< m H mme GOOHH ZOHHDHHMHmHQ mme DOOHm om< H¢ZMMH<.05 T vs. S .370 NS T vs. 0 .181 NS T vs. E .111 NS L vs. S .352 NS L vs. 0 .594 NS L vs. E .139 NS S vs. 0 .024 NS S vs. E .034 NS 0 vs. E 0 NS 77 TABLE 40 ANALYSIS OF THE DISTRIBUTION OF BLOOD TYPE A - PATERNAL Comparison X2 value Significance NTD vs. control 6.69 p<..01 I vs. control 1.32 NS L vs. control 3.42 NS S vs. control 4.34 p< .05 0 vs. control .62 NS E vs. control .043 NS T vs. L .033 NS T vs. S .227 NS T vs. 0 .010 NS T vs. E .126 NS L vs. S 1.385 NS L vs. 0 .001 NS L vs. E .080 NS S vs. 0 .194 NS S vs. E .138 NS 0 vs. E .068 NS 78 TABLE 41 ANALYSIS OF THE DISTRIBUTION OF BLOOD TYPE B - MATERNAL Comparison X2 value Significance NTD vs. control 9.52 p<..01 I vs. control .0002 NS L vs. control 13.59 p( .001 S vs. control 1.33 NS 0 vs. control .027 NS E vs. control .64 NS T vs. L 1.667 NS T vs. S .332 NS T vs. 0 .017 NS T vs. E .621 NS L vs. S .0005 NS L vs. 0 .581 NS L vs. E .619 NS S vs. 0 .156 NS S vs. E .368 NS 0 vs. E .566 NS 79 TABLE 42 ANALYSIS OF THE DISTRIBUTION OF BLOOD TYPE B - PATERNAL Comparison X2 value Significance NTD vs. control 15.72 p4..001 T vs. control .56 NS L vs. control 6.68 p« .01 S vs. control 3.92 p< .05 0 vs. control 2.40 NS E vs. control .025 NS T vs. L .014 NS T vs. S .165 NS T vs. 0 .080 NS T vs. E .037 NS L vs. S .159 NS L vs. 0 .059 NS L vs. E .135 NS S vs. 0 0 NS S vs. E .347 NS 0 vs. E .285 NS 80 TABLE 43 ANALYSIS OF DISTRIBUTION OF BLOOD TYPE 0 - MATERNAL Comparison X2 value Significance I vs. control 1.012 NS L vs. control .029 NS S vs. control .631 NS 0 vs. control 1.270 NS E vs. control .120 NS T vs. L .939 NS T vs. S 0 NS T vs. 0 .085 NS I vs. E .486 NS L vs. S .638 NS L vs. 0 1.234 NS L vs. E .063 NS S vs. 0 .077 NS S vs. E .114 NS 0 vs. E .631 NS 81 TABLE 44 ANALYSIS OF BLOOD TYPE 0 DISTRIBUTION - PATERNAL Comparison X2 value Significance T vs. control .115 NS L vs. control .051 NS S vs. control . .275 NS 0 vs. control .505 NS E vs. control .025 NS I vs. L .019 NS T vs. S .024 NS T vs. 0 .158 NS T vs. E .069 NS L vs. S .003 NS L vs. 0 1.012 NS L vs. E .156 NS S vs. 0 .778 NS S vs. E .401 NS 0 vs. E .068 NS 82 TABLE 45 ANALYSIS OF BLOOD TYPE AB DISTRIBUTION - MATERNAL Comparison X2 value Significance T vs. control .594 NS L vs. control 2.834 NS S vs. control .487 NS 0 vs. control 8.909 p( .01 E vs. control .246 NS T vs. L .022 NS I vs. S .036 NS T vs. 0 .428 NS T vs. E .360 NS L vs. S .010 NS L vs. 0 1.346 NS L vs. E .556 NS S vs. 0 .376 NS S vs. E .418 NS 0 vs. E .437 NS 83 TABLE 46 ANALYSIS OF BLOOD TYPE AB DISTRIBUTION — PATERNAL Comparison X2 value Significance T vs. control .201 NS L vs. control 1.877 NS S vs. control .395 NS 0 vs. control .021 NS E vs. Control .663 NS T vs. L .180 NS T vs. S .016 NS T vs. 0 .115 NS T vs. E .023 NS L vs. S .067 NS L vs. 0 0 NS L vs. E .005 NS S vs. 0 .045 NS S vs. E .002 NS 0 vs. E .463 NS 84 that mothers of the lumbar group probands were significantly less often of blood type A when compared to controls or the thoracic probands' mothers and significantly more often of blood type B when compared to controls. Mothers of the 0 group probands were significantly more often of blood type AB. Fathers of the sacral group probands were significantly less often of blood type A when compared to controls and fathers of both lumbar and sacral groups probands were more often of blood type B when compared to controls. Rh blood type was not found to be significantly differ- ent in either NTD vs. control or inter group and intra-group comparisons. Similarly, neither ABO nor RH incompatibility were found to be significantly different in any of the com- parisons. Tables 47—50 summarize these analyses. ILLNESS Two time spans were considered in the analysis of the effect of illness. These were the first two months, and the third through ninth month of pregnancy (see Table 51). A significantly greater number of mothers in the NTD group re- ported having a febrile illness during the first two months as compared to the control mothers. (X2 = 14.14, p‘ .001). However, when the groups were analyzed by level, only the T, L and S groups were significantly different from controls. When probands were compared to their siblings.in each group, only the T and L versus sib comparisons were significant, (see Table 52). When history of illness during the third 85 TABLE 47 ANALYSIS OF RH BLOOD TYPE DISTRIBUTION - MATERNAL Comparison X2 value Significance NTD vs. control 3.18 NS T vs. control .64 NS L vs. control 1.86 NS S vs. control .46 NS 0 vs. control 2.02 NS E vs. control 1.23 NS T vs. L .001 NS T vs. S .002 NS T vs. 0 .021 NS T vs. E .541 NS L vs. s .008 ' NS L vs. 0 .103 NS L vs. E .684 NS 8 vs. 0 .190 NS 3 vs. E .438 NS 0 vs. E .960 NS 86 TABLE 48 ANALYSIS OF RH BLOOD TYPE DISTRIBUTION — PATERNAL Comparison X2 value Significance NTD vs. control .076 NS T vs. control .74 NS L vs. control .71 NS S vs. control 2.12 NS 0 vs control 026 NS E vs. control .88 NS T vs. L .108 NS I vs S 1.435 NS T vs. 0 .158 NS T vs. E .244 NS L vs. S .063 NS L vs. 0 .029 NS L vs. E .206 NS 3 vs. 0 .545 NS S vs. E 0 NS 0 vs. E .021 NS 87 TABLE 49 ANALYSIS OF THE INCIDENCE OF ABO BLOOD TYPE INCOMPATIBILITY Comparison X value Significance NTD vs. control .982 NS T vs. control .530 NS L vs. control .826 NS S vs. control .665 NS 0 vs. control .503 NS E vs. control .001 NS T VS. L 1.171 NS T vs. S 1.192 NS T vs. 0 .558 NS T vs. E .075 NS L vs. S .045 NS L vs. 0 .072 NS L vs. E .079 NS S vs. 0 .042 NS S vs. E .222 NS 0 vs. E .001 NS 88 TABLE 50 ANALYSIS OF THE INCIDENCE OF RH BLOOD TYPE INCOMPATIBILITY Comparison X2 value Significance NTD vs. control .325 NS T vs. control .103 NS L vs. control .295 NS S vs. control .137 NS 0 vs. control .014 NS E vs. control .789 NS I vs. L .189 NS I vs. S .202 NS T vs. 0 0 NS T vs. E .858 NS L vs. S .005 NS L vs. 0 .094 NS L vs. E .528 NS S vs. 0 .124 NS S vs. E .041 NS 0 vs. E .720 NS 89 mo om H o o mHonuaoo m o N o o m HN HN o o o o mN HN H H N m N«H HMH o N o H on «m o o N H "mo mnHm N « m o o m mH NH N o H 0 MN NH 0 H « m NOH «N m « HN H Hm wH m H m H z mmocHHH mo NuoumHn oz ceoaxas mEHH mIm mnuaoz NIH mnuooz macaw mz¢mm mZHH 039 mom mmmZHHH MHHmmmm mo NMOHmHm Hm mHmHumwmz NuoumHn o>HuHmom osouo ZOHHmmozou UZHMDD mo mo mmHzoS mmmmH szHHB mwHHmmuHumOmz NuoumHn 0>HuHmom macho wuzHumOoz NuoumHn o>HuHmom asouo wozHumwmz NuoumHn w>HuHmom aaouo OEMHmomm H m NN.N «Om¢.« ON.N ON.N ON.N qu. 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