I —'\1 I0): (DO'KO RELATION BETWEEN TEE BETH DWUHON OF EQNEZATION AND THE LETHAL EFFECTS ON BACTERTA Thesis Ear the Dawn 0? pin D. MKCRHGEN BUTTE UNWERSITY 1. Leon Newcomer 1957 JHESIS L. I “) 47V This is to certify that the thesis entitled Relation between depth distribution of ionization and the lethal effects on bacteria. presented by J. Leon Newcomer has been accepted towards fulfillment of the requirements for Ph.D. Agricultural Engineering degree in owed. W Major professor Date 9% ' g .3”! /é\5‘7 0-169 RELATION BETWEEN THE DEPTH DISTRIBUTION OF IONIZATION AND THE LETHAL EFFECTS ON BACTERIA by J. Leon Newcomer AN ABSTRACT Submitted to the School of Advanced Graduate Studies of Michigan State University of Agriculture and Applied Science in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Agricultural Engineering Year 1957 /- I .’ _ i , Approved by CM” 144/646 ah}. £57 157 J. Leon Newcomer ABSTRACT 1 Numerous investigators have shown that cathode rays exhibit a lethal effect on bacteria. The lethal action is at- tributed to ionization occurring within the substance irradiated. Since the rays are able to penetrate matter, it has been proposed that cathode rays be used to sterilize foods. The distribution-in-depth of the ionization within a substance irradiated by cathode rays, determined by absorption methods, is known to be non-linear. The investigation was conducted to ascertain the dis- tribution-in-depth of the lethal effect of one million electron- volt cathode rays on bacteria and to compare the characteristics of the distribution with the ionization-in-depth curve obtained by absorption methods. The test organism used was Scrratia marcescens. The depth distribution of the lethal effect was found to be non-linear. The general features of the lethal curve were comparable to the absorption curve. It was shown that the lethal effect of one million electron—volt rays was dis- proportionate to the dose administered. The absorption curve alone is not a reliable measure of the lethal effect within a substance. RELATION BETWEEN THE DEPTH DISTRIBUTION OF IONIZATION AND THE LETHAL EFFECTS ON BACTERIA by / J. Leon Newcomer A THESIS Submitted to the School of Advanced Graduate Studies of Michigan State University of Agriculture and Applied Science in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Agricultural Engineering 195 7 /--/J--54 'n‘ alib- I .- 9m ACKNOWLEDGMENTS Although bibliographies and footnotes indicate many of the sources of information, such devices can not do justice to all persons who have been both instrumental in guiding our thinking and helpful throughout the project. It is a pleasure to note a few of these persons here by name. The author wishes to express his sincere thanks to Dr. Carl W. Hall for his inspirational supervision and con- tinued ready help in this investigation. He also wishes to thank the other members of the guidance committee, Doctors D. J. Montgomery, B. H. Dickinson, and J. R. Brunner, for their suggestions and c00peration throughout this endeavor. He is also indebted to Professor A. W. Farrell and his entire staff for making materials, equipment and facili- ties available for this study. The writer expresses his appreciation to Dr. 0. W. Kaufmann of the Department of Microbiology and Public Health, for his generous assistance both in his technical guidance and for his bacteriological analysis phase.of the project. Additionally, to Mr. Richard Nicholas of the Department of Agricultural Engineering, is extended a word of thanks for his patient and courteous council, his numerous constructive suggestions and his Operation of the electron beam accelerator. J. Leon Newcomer candidate for the degree of Doctor of Philosophy Final examination, February 25, 1957, 10:00 A.M., Conference Room, Agricultural Engineering Building Dissertation: Relation between the Depth Distribution of Ionization and the Lethal Effects on Bacteria Outline of Studies Major Subject: Agricultural Engineering Minor Subject: Physics Biographical Items Born, September 20, 1910, Hamilton County, Indiana Undergraduate Studies, Purdue University 1929-1933 (B. s. Degree 19335 Graduate Studies, Michigan State University, l95u—1955 (M.S., Agricultural Engineering, 1955); Michigan State University, 1955-1957 Experience: Engineer with Indiana Condensed Milk Company, ' 1933-hl; Consulting Engineer in private practice, 19h1-5h Member of American Society of Agricultural Engineers, Sigma Pi Sigma, Physics Honor Society, Society of the Sigma Xi Registered Professional Engineer in Indiana, Ohio, Illinois, Tennessee, Wisconsin. I. II. III. IV. V. VI. VII. VIII. IX. X. XI. INTRODUCTION . REVIEW OF LITERATURE OBJECTIVES . . APPARATUS . . PROCEDURE . . DATA AND DISCUSSION CONCLUSIONS . SUMMARY . . TABLE OF CONTENTS OF RESULTS . . SUGGESTIONS FOR FURTHER RESEARCH . GLOSSARY OF TERMS . LITERATURE CITED Page 18 19 26 29 no hl us he LIST OF TABLES Page I. Percentage of bacteria surviving at various depths in the absorber when irradiated at a dosage of 5000 rep OOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO0.0.000. 36 LIST OF FIGURES FIGURE ' PAGE 1. Relative ionization densities of l, 2, and 3 mev. electrons in matter.....0000...OOOOOOOOOOOOOOOOOOO 7 2. Relative ionization density of l mev. non- monoenergetic cathode rays in matter.............. 18 3. Cutaway view of a l mev. cathode ray apparatus..... 23 u. Irradiation—absorption chamber..................... 2h 5. Membrane filter diSCOOOOOOOCOOOOOOOOO00.00.000.000. 25 6. Irradiation-absorption chamber loaded with bacteria- laden filter. discs...................OOOOOOOOOOOOO 25 7. Relative number of bacteria destroyed at various depths within the absorber........................ 37 8. Colonies growing on membrane filter discs.......... 38 9. Survival curve for §. marcescens irradiated with 1mev. cathOde raySOOOCOOOO0.....00000000000000000 39 INTRODUCTION It has been observed that o< and (5) particles, ya, X— and cathode rays and ultraviolet light exhibit a lethal effect on biological systems. These radiations penetrate matter to varying depths and cause ionization within the substance. The lethal effect is attributed to the ionization. It was observed early that although Xprays exhibited a lethal effect on biological systems, the efficiency was only approximately 5 percent. Ninety-five percent of the energy of the electrons was dissipated in the form of heat from the tar- get. By removing the target and permitting the electron beam, (cathode rays) to impinge upon the substance, not only were there lethal effects but also considerable improvement in beam utilization. Insofar as cathode rays have been proposed as a means for killing bacteria within foods and food products, it be- comes significant to evaluate their effectiveness as a lethal agent. Two aspects of the problem must first be briefly re- viewed, namely, 1) the manner in which bacteria respond to a lethal agent, and 2) the depth distribution of ionization within a substance irradiated by energetic electrons. When bacteria are subjected to any lethal agent, such as heat, disinfectants, X-rays, cathode rays etc., they do not all die at once, but a constant fraction of those present dies in each increment of time. The fraction of the number initially present which survives at any given time is called the survival ratio. The fraction killed is one minus the survival ratio. The survival ratio is an exponential function of the time of exposure and the intensity of the lethal agent. It takes the form -KIt N‘Noe 000.0(1) where No 3 the number of bacteria initially present N I the number surviving at time (t) t C the time of exposure to the lethal agent K t a constant = the intensity of the lethal agent The effectiveness of the lethal agent is accordingly expressed in terms of the dose required to produce a given survival ratio. A dose of I x t t l/K reduces the exponent of e to -l , and the corresponding survival ratio is l/e 8 0.368 or 36.8 percent. The dose required to give a survival ratio of 36.8 percent is called the mean lethal dose, lethal exposure, or inactivation dose. Usually, the whole number, 37 percent, is used. Within wide limits the Bunsen-Roscoe reciprocity law (13) applies to the killing of bacteria. That is, a given dose results in a given survival ratio, regardless of whether the dose consists of a low intensity for a long time or a high intensity for a correspondingly shorter time. For bacteria, this law has been found to apply over a thousandfold range in intensity. Probably the failure of the law at very low intensities is because the exposure time becomes so long that bacteria reproduce during the time of exposure. There is no dispute that ionizing radiations can pro- duce a lethal effect on bacteria but there is considerable disagreement among biologists regarding the exact mechanism of the cause of death. A number of theories have been pro- posed and presently a preponderance of experimental evidence supports the "single hit" theory. It is characterized by the following: 1) the survival curve is exponential, 2) destruc- tion is independent of dose rate, 3) destruction is independent of temperature, and u) the concentration of organisms does not effect the percentage survival. Rahn, especially, treated the theoretical aspects as well as the experimental evidence in a comprehensive manner and concluded that so far as single-celled organisms were concerned, the single hit theory is the only plausible explan- ation for the fact that the survival curve is exponential. Although this work is not especially concerned with the exact mechanism of death, some attention must be given to the shape of the survival curve insofar as it indicates that the death of a bacterium is evidently due to the energy dissi- pated by the radiation in the bacterium.itself and is not an an indirect action due to the dissipation of energy in the surrounding media. For this purpose it will be more convenient to express equation (1) in the following form: N/NO I e"D/Do ‘ .....(2) .where N/NO c the survival ratio No I the original number of bacteria N t the number of survivors of dose D D0 = dose at which there is an average of one effective hit per organism. Cathode rays consist of parallel beams of high velocity electrons, having attained their high velocity from being accelerated through a high electric potential. Thus, they possess kinetic energy and are able to traverse matter. The depth of penetration (range) of an energetic electron is a function of its initial kinetic energy and the density of the substance. In their passage through matter, cathode rays (primary electrons) ionize atoms along their paths. The elec- trons which are ejected in this process, called secondary elec- trons, may themselves possess sufficient energy to ionize still other atoms. If the substance is sufficiently thick, i.e., equal to or greater than the maximum range of the electrons the primary electron plus all its secondary electrons will eventually lose energy and be absorbed within the substance. The mass of the electron is very small compared to the mass of the atoms with which it collides, consequently, its path I is a tortoruous one. Not all electrons travel the maximum range but dissipate their energies at different depths through- out the substance. Therefore, the depth distribution of ion- ization within a substance being bombarded with cathode-rays would not be expected to be uniform. The usual procedure for determining the actual depth distribution of ionization is to place varying thicknesses of an absorber between a source of cathode rays and an ionization chamber and to relate the measured activity to the thickness. -This relation is called an absorption curve. Absorber thick- nesses are usually reported in terms of areal density (grams per square centimeter, etc.) instead of actual thickness. This is done partly because it is easy to find areal density by weighing thin foils but more importantly because thicknesses so expressed are roughly independent of the nature of the ab- sorber. Figure 1 shows the distribution of ionization—in—depth in aluminum produced by mono-energetic cathode rays of differ- ent initial energies. It will be observed that the relative ionization increases from approximately 60 percent at the sur- face of the absorber to a maximum of 100 percent and then falls off rapidly to zero at the maximum range for the partic- ular energy level. Although the maximum range for an electron is determined by its initial kinetic energy, the Iionization distribution depends upon the irregular paths of the primary and secondary electrons. A resume of the foregoing discussion focuses attention upon the following observations: 1) cathode rays act as a lethal agent on bacteria, 2) the lethal action is associated with ionization, 3) the depth of penetration of cathode rays is a function of their initial kinetic energy and the density of the absorber, and.u) the distribution of ionization within an absorber is non-uniform. If foods are to be sterilized by irradiation with cathode rays, then the significance of such non-uniform distribution of the lethal agent becomes evident. This investigation was undertaken to determine the depth distribution of the lethal effect of cathode rays within an absorber. .._ ._.-..__. (U IONIZAYmu RELATIVE 0 02 04 0.6 0.8 I0 I2 I.4 RANG E (gms/cmz) Fig. 1. Relative ionization densities of l, 2, and 3 mev. electrons in matter (23). REVIEW OF LITERATURE The bactericidal effects of ultraviolet light were observed as early as 1903 (Rentschler gt 31., 20), but they were not studied with any degree of quantitative accu- racy until recent years. Gates (8, 9) showed that the wave- length for germicidal action was 2660 A. He showed, further - that bacteria exhibited widely different resistances to ultra- violet radiation, depending on the different stages in their life cycles. A sublethal dose was shown to retard the rate at which colonies developed after irradiation. Soon after the discovery of radium and X—rays, inves- tigators in the field of bacteriology became interested in the effect of these radiations on microorganisms (Pacinotti and Porcelli, 1898); Prescott, 1904). Schmidt (21) studied_ the effects of radioactive phosphorus (P32) on E. ggii. He found that the figradiations of P32 had a lethal effect on E, 221; and that, in general, this effect was related to the initial concentration of the P32. X-rays have been of interest to the engineer, the chemist, the bacteriologist, and the food technologist almost since their discovery by Roentgen in 1895. Dunn £3 E}. (6) determined the effects of high voltage X-rays on a number of bacteria, yeasts, and molds. They found that these micro- organisms could be destroyed by X-rays and that the dosage necessary for destruction varied with different types of microorganisms. The.mechanism of X-ray destruction of bacteria is ex- plained according to the "direct hit" theory, also called the "target" or "Treffler" theory. This theory, which is thor- oughly discussed by Lea (15), states that bacteria are des- troyed by direct hits of the photons on the'cells. 0n the assumption that the destruction of bacteria is brought about by direct hits, the survival curve would be exponential and therefore a straight line when plotted on semi-logarithm paper. According to Lea (15) and Rahn (19) the destruction of bac- teria by photons is based on the mathematical probability of a direct hit taking place. Proctor, Van deCEraaff, and Fram (18) found that ground meat could be sterilized by irradiation with high voltage X-rays. Since X-rays produced at high voltage are” able to sterilize food materials without raising the tempera- ture to an appreciable extent, this might appear to be an ef- ficient method of "cold" sterilization. However, approximately 95 percent of the electron energy goes into heat in the X—ray equipment when it strikes the target interposed between the electron source and the object irradiated and only approximately 5; percent into the production of X-rays. Hence, interest has '10 .more recently been directed to high speed electrons, usually called cathode rays. In recent years, several types of apparatus for pro- ducing high voltage cathode rays have been developed. To name a few: Van de Graaff Electrostatic Generator (Trump gt 31., 19MB), Capacitron developed by Brasch and Huber (3), and the resonant transformer type (Charlton e} 31., l9h0) which shall be more fully described later. _ - ’ Coolidge and Moore (5) report that as early as 1926 cultures of S, aureus, g. ggli,‘§. subtilis and §._prodigiosus were killed by short exposures to cathode rays. Wyckoff and Rivers (25) reported that the absorption of a single 155 kilo— volt electron was sufficient to cause the death of'g. 321$ and ‘g. aertryke and that all, or nearly all the electrons were lethal to the bacteria. Dunn gt gl. (6) showed that energetic electrons are capable of destroying bacteria. According to Dunn, Campbell, Fram and Hutchins (6) high energy cathode rays offer an effective means of pro- ducing biological, bacteriological, and even chemical changes on a practical scale.‘Phey report that these changes are brought about by excitation and ionization of constituent atoms of the absorber. Several investigators have studied the effect of tem- perature upon irradiation. Rentschler §£_§1. (20) report temperature has little if any effect on radiation between 5°C. (u1.c°F.) and 37°C. (98.6°F.). Bachofer (1) experimented 11 in the same temperature range and concluded that temperature has no effect on the dose inactivation constant of Q. ggli by Xfirays. Koller (13) reported that when bacteria are subjected to any lethal agent, such as heat, disinfectants, X—rays, ultraviolet light, and (5 rays they do not all die at once but a constant fraction of those present dies in each increment of time. The fraction of the number initially present which survives at any given time is called the survival ratio (N/No). .The survival ratio is an exponential function of time of exp posure and the intensity of the lethal agent. It takes the form: N/N ‘e-Klt 0.000(3) 0 where N t the number of bacteria initially present c number surviving after time (t) 2'. C,- = the time of exposure to the lethal agent K - dose inactivation constant I 3 the intensity of the lethal agent Th6 dose is the product of the intensity of the radiation and the exposure time. Koller (13) further reports that within wide limits the Bunsen-Roscoe reciprocity law applies to the killing of bacteria. The Bunsen-Roscoe reciprocity law states that a given dose results in a given survival ratio, regard- less of whether the dose consists of a low intensity for a long time or a high intensity for a correspondingly shorter 12 time. For bacteria, this law has been found to apply over a thousand fold range in intensity. Lea (15) concluded that the survival of bacteria is not dose—rate dependent. This fact has been confirmed with g,‘ggli over a dose range of 8,000-fold (2). These results are similar to those reported by Hollaender, 23 21. (12) for x-rays. The inactivation of bacteria by ionization is not clearly understood. Although first regarded as actual killing of the organism, it is now generally regarded to be a process which prevents the multiplication of the cells so that normal dying occurs before multiplication has taken place. This theory is thoroughly discussed by Lea (15) who considers the lethal action (in single—celled organism, e.g., bacteria) to be a "lethal mutation." Since it had been determined that the survival of bacteria is not dose-rate dependent, Lea (15) and others have emphasized that not only is the survival curve exponential but that consequently the "single hit" theory is valid. - It has been pointed out that the most convenient method for expressing the sensitivity of organisms to irradi- ation is as "mean lethal dose," 1.6., the dose necessary to reduce the number of survivors to 37 percent of the original. The relation is expressed by N/No - e-D/D° coo-0(a) 13 where N - number of survivors of dose D No 8 original number of bacteria Do I dose at which there is an average of one effective hit per organism Although Lea proposes the "single hit" theory he recognizes the possibility of other mechanisms as well. How- ever Rahn (l9) proceeds to bring considerable experimental evidence to bear in favor of the single hit theory in the case of one celled organism and relegates the other theories con- cerning the mechanism of death to multi-cellular organisms. He concluded that a logarithmic order of death can be obtained only if the death of the bacteria is brought about by the re- action of a single molecule. The logarithmic order of death is entirely impossible if more than one molecule must be inac- tivated to produce the death of the cell. The logarithmic order of death of bacteria can be established only by counting the survivors, and the only practical method in use is the plate count method which gives the number of colonies develop- ing from a known volume of bacterial suspension. The number of colonies represent the number of original bacteria only when the bacteria are single. Clumping should be avoided. It has been demonstrated by Sherman and Albus (22) that young bacterial cells succumb more readily to harmful influences than old cells. The term "old cells" is applied to cells of cultures which have nearly or completely reached the maximum population. According to Hahn (19), another characteristic of the direct hit theory is the concentration of organisms does not effect the percent survival. Lee (15) states that the fraction of the organisms in an aqueous suspension which are killed by a given dose of radiation is independent of the con- centration of the organisms in the suspension, indicating that the death of a bacterium is due to the energy dissipated by the radiation in the bacterium itself, and is not an indirect ac- tion due to the dissipation of energy in the water. Occasionally survival curves deviating systematically from.the exponential shape have been reported. Gates (8) explains that the deviation takes the form of the fraction of organisms killed by a given increment of dose being less at small doses than at large doses, so that a sigmoid survival curve is obtained. It is probable that exponential survival is the typical result, and that the occasional sigmoid curve is due to some disturbing factor. Hahn (l9) mentions that‘ one such disturbing factor is clumping of the organisms. If the proportion of organisms which survive a given dose is the exponential function e'x , where x is proportional to the dose, then the probability that an individual organism be killed by this dose is (l-e‘x). But if the organism exists in clumps of n individuals, the probability of all n organisms of a clump being killed will be (l—e'x)n. There- fore the proportion of the clumps which produce colonies after 15 n’). This func- a dose proportional to x will be [l-(l-e'x) tion represents a sigmoid curve, not an exponential one. Trump and Van de Graaff (2h) report that the photo- chemical and the biological reactions produced by the absorp- tion of Xprays and cathode-rays are similar in their physical nature and require closely equivalent energies. In cathode- ray irradiation, electrons are directly projected into the material and produce ionization similar in its general charac- teristics to that produced by X-rays wherein the energetic electron originates within the absorber. Each high energy electron in the cathode-ray stream proceeds into the material losing energy by collision with atoms in its path. These pri- mary electrons thus distribute the energy of cathode rays through the volume of the absorber. Many of the secondary electrons produced in these encounters may themselves possess sufficient energy to act as biological agents by the ionization of other atoms. They further report that in the case of ini- tially parallel cathode rays of homogeneous energy, the maxi- mum ionization density produced in an absorber occurs at about one-third the maximum range. This location of the region of maximum ionization toward the forward part of the maximum range for any given voltage is due to the naturally high scattering tendencies of electrons. Absorption of ionizing radiations has been measured by numerous investigators using various absorbing substances. It is reported by Halliday (11) that electrons involved in l6 radioactive decay (0.05 to 10 mev.) are penetrating enough so that solid absorbers are convenient. Aluminum is the usual choice, although mica, cellophane or colloid films are useful at very low energies. The technique is to place absorber foils between a source and a thin-windowed detector, usually a Geiger counter or an ionization chamber. By relating the activity to the thickness of the absorber, for various ab- sorber thicknesses, the relative distribution-in-depth can be determined. For electrons (cathode rays) there is a maxi- mum absorber thickness, beyond which electrons will not pene- trate. This thickness is called the "range." According to Glendenin (10) absorber thicknesses are often given in terms of an areal density (grams per square centimeter etc.) partly because it is easy to find this quantity by weighing thin foils and partly because thicknesses so expressed are roughly independent of the nature of the absorber. The penetration (maximum range) of cathode rays into matter can be determined by the following equation (Evans, l9h7). Rmax - 0.5hE - 0.15 .....(S) where Rmax I the maximum range expressed in grams per square centimeter E - the voltage expressed in megavolts Cathode rays may be either moncenergetic or non-mono- energetic depending upon the characteristic of the accelerating 17 potential. In either case the distribution of energy within an absorber has been found to be non-uniform. The non-uniform distribution of ionization with depth and the maximum range for an absorber (aluminum) is shown in Figure l by Trump g3 gl. (23). Each of these curves represent monoenergetic, cathode rays at the three different accelerating potentials (l, 2 and 3 mev.). The range for each energy is found to agree very well with the empirical equation reported by Evans (7). The resonant transformer type of electron accelerator, used in this investigation, produces non-monoenergttic cathode rays. The accelerating potential is supplied by a transformer having a 1 mev. peak voltage, 180 cycle per second, sinusoidal wave form. Figure 2 shows the ionization distribution-in-depth for this apparatus plotted from data furnished with the machine by the manufacturer. Their data were obtained by absorption procedure using aluminum foil absorbers. 100 90 80 70 6‘1 5d ad 30 Relative ionization density in percent 20 10 O I I I O 0.1 0.2 0.3 Oeh UtE Penetration depth in Gm/cm2 Fig. 2. Relative ionization density of 1 mev. non-monoenergetic cathode rays in matter. OBJECTIVES To determine the depth distribution of the lethal effect of one million electron-volt cathode rays on bacteria. To compare the depth distribution of the lethal effect with the relative ionization-in-depth curve obtained by other methods. 20 APPARATUS Cathode Ray Unit (Electron Beam.Accelerator) The source of cathode rays was a one million electron- volt, resonant-transformer type of electron accelerator, manu- factured by General Electric Company. The apparatus has three basic electrical components: the transformer and tube unit, control stand, and motor-generator set. Figure 3 shows a cutaway view of the transformer and cathode-ray tube unit assembled within the steel housing. Flat pancake coils form the transformer primary and the tuned secondary. The secondary coils are connected by pressure con— tacts through flat phosphor-bronze terminals; spacing allows for cooling, and decreases towards the top to maintain the required potential gradient. Each coil develops about 10,000 volts. Filament emission and current in the central cathode ray tube is controlled by a variable reactor in a coil that inductively couples the filament to the primary. The entire unit is mounted in a steel tank; shielded with overlapping silicon iron strips to prevent eddy current energy losses. The secondary (high voltage) circuit is tuned to resonance at 180 cycles per second. Power for the transformer is obtained from a synchronous motor-generator set. In the twelve-section, permanently evacuated, cathode ray tube, electrons are pro- duced by a hot filament, accelerated through the tube by (‘0 H intermediate electrodes connected to the terminals of the secondary, and focused by a coil into a beam that passes through a window to the outside air and irradiation area. It was mentioned in the Review of Literature that cathode rays may be either monoenergetic or non-monoenergetic' depending upon the nature of the accelerating potential. blee- trons accelerated by a constant potential are monoenergetic. An absorption curve for these is shown in Figure 1, The accelerating voltage in the cathode—ray apparatus used for this work varied sinusoidally, consequently the elec- tron beam is non-monoenergetic. Figure 2 shows the relative ionization densities for one million electron-volt electrons. This curve was obtained by absorption procedure using aluminum foil absorbers. Irradiation-Absorption Chamber A chamber, shown in Figure A, consists of a plastic (plexiglass) holding fixture (A) in which are assembled alter- nate layers of bacteria-laden filter discs (B) and thin sheets of polyethelene separators (C). This laminated stack of 20 filter discs and 20 separators form a cathode-ray absorber wherein ionization occurs. The total depth of the stack ex- ceeds the maximum range for the most energetic electron. by depositing equal bacterial populations on each disc and keeping each disc isolated from adjacent ones by the polyethelene separators, the lethal effect of ionization at various depths could be determined. m m The depth of the chamber in which the stack of filter discs and separators fit was h.0 millimeters. The membrane filter discs shown in Figure Slused to retain the bacteria, were h7.0 millimeters in diameter and 0.129 millimeters thick. When an aqueous suspension of bacteria was filtered through these discs, the organisms were retained. A grid is printed on the discs to facilitate colony counting. The separators, cut from sheet polyethelene, measure h7.0 millimeters in diam- eter and 0.0559 millimeters thick. A stack of 20 (iisczs and 20 separators weighs 7.703 grams, when the ditscs were saturated with aqueous suspension. The bulk density of the water saturated discs and separators, was 1.20 grams per cubic centimeter. The thickness of one separator and one saturated disc, when using areal density as a measure of thickness, was 0.02220 grams per square centimeter. The thickness of the entire stack of 20 separators and 20 filter discs then becomes 0.hhh0 grams per square centimeter. A chamber loaded with filter discs and separators is shown in Figure 6. -- — —- insdo‘ a; gas coc'er Slomd hm; — -SMeI toni- ‘ I -' - ' ‘ . » ' 5 ‘ '_ . , 1' :fi Voriobk reader U010 ’ its» Comm I I . - | . u i mmv . , , H- l ‘ ‘5 '1" SIM“ —-Lomina!ed shield 14 .' -- .' ’ -"-..'a ' “Hum — Reactor drive (‘_ ,- __ r Lead flop envelope drive motor ',.-Tubo than I Fig. 3. Cutaway view of a l mev. cathode ray apparatus.* *Permission to reprint this drawing was granted Yip by General Electric Company by letter from their 'g . _ ‘ ~, f‘“ -' i Milwaukee office, 1-21-57. . .9 . 214 fl“-.- . . [Q CM-____ --_- __.,. ”7h_ln r: L25 o: 5'0 ,I e '6 \ . ,. /@ Chamber -® ® <::> Separator PLAN '1‘ . . .3- m ‘7 @ii’itzsnsiscs 4:5: - X_ a;_\ \\\\\ 'i‘ “i ‘éx/CgE§__u____::JE: g ea ozH>H>m0n «Hmaeoqm a0 meaazaommd H 3mg. 'Elrr. Ly “rt-bu.) I II[ "7 Bacteria surviving in percent 37 o - 100‘ — lo— 90 20— so 30—- 7o 0‘ O 11.0" 50- U1 0 4:- O Bacteria destroyed in percent to O 90-— 10 100d 0 L 1 1 i .L: j 0 0.1 002 003 00,43 2 005 Penetration depth in Gm/cm2 Fig. 7. Relative number of bacteria destroyed at various depths within the absorber. ‘64 v00 4‘. . c .4 2 a. .0 .~ . d .0 .5 " ,. -5 n ‘ Colonies growing on membrane filter discs. The number of colonies on each succeeding disc, reading from left to right and top to bottom, il- lustrates the relative sur- vivors in adjacent increments of depth within the absorber. Dose in rep. $— 39 2000 1000 900 800 700 600 500 too 300- 200_ uan I 1 1 l I a 20 no 60 80 100 Relative number of survivors in percent Fig. 9. Survival curve for g. marcescens , irradiated with 1 mev. cathode rays. 2. 3. LL. ho CONCLUSIONS One million electron-volt cathode rays exhibit a lethal effect on Scrratia marcescens. When a bacteria-laden substance is irradiated with one million electron volt, non-monoenergetic, cathode rays the depth-distribution of the lethal effect is non-linear. The percentage of bacteria killed reaches a maximum at or near one-ninth the maximum range of the electron beam and then gradually decreases to zero at or near the maximum range for one million electron-volt cathode rays. When the lethal distribution is compared to the ionization density distribution the lethal effect is disproportionate to the ionization density (dose). Using S. marcescens for a test organism, it is indicated that a cathode-ray absorption curve alone is not a reli- able measure of the relative lethal distribution within a bacteria-laden absorber. 41 SUMMARY Numerous investigators have shown that cathode rays exhibit a lethal effect on bacteria. Cathode rays consist of parallel beams of high velocity electrons, whose high velocity was attained by having been accelerated through a high electric potential. Their maximum depth of penetration, called range, is a function of their initial kinetic energy and the density of the substance in which they are absorbed. The lethal property is attributed to ionization that occurs within the absorber. Because cathode rays possess these properties they have been proposed as a means for sterilizing foods. When a high velocity electron traverses a substance, 1t ionizes atoms along its path and ejects other electrons, called secondary electrons, in the process. The secondary electrons may also possess sufficient energy to ionize still other atoms in their paths. The mass of an electron is very small compared to the mass of the atoms with which it collides, consequently it takes a zig-zag course within the absorber. As a consequence of a meandering path and secondary and ter- tiary ionization along the way the depth distribution of ioni- zation in a substance being bombarded with cathode rays is non- linear. The actual distribution of the ionization density has been measured by absorption techniques. The lethal property 1+2 of cathode rays is attributed to ionization and since the dis- tribution of ionization within a substance is known to be non- uniform it becomes significant to determine the distribution- in-depth of the lethal effect and to compare the distribution with the ionization-in-depth distribution. Thin filter discs were inoculated with known popula- tions of bacteria. Twenty discs were assembled into a chamber with extremely thin plastic separators between each disc. These laminae thus constituted a bacteria-laden cathode-ray absorber. Ten chambers were assembled and irradiated with one million electron-volt cathode rays at an incident dosage of 5000 rep. The lethal effect was determined in each successive stratum by counting the bacterial colonies developing on each disc. By relating the number of colonies on each disc to the number of colonies on inoculated, unirradiated control discs, the per— centage survivors (or percentage destroyed) were determined for twenty increments of depth. The data obtained by this pro- cedure, when shown graphically, described the distribution- in-depth of the lethal effect of cathode rays. The curve shows that the lethal effect is non-linear. The relative number of bacteria destroyed increased from a certain value at the incident surface to a maximum value near one-ninth the maximum range for one million electron-volt cathode rays and then gradually diminished to zero at or near the maximum range. LLL f— e s The distribution-in-depth of the lethal effect curve was compared with the distribution-in-depth of ionization curve. * The likenesses between the two erroneously indicated that an absorption curve might be a reliable measure of the lethal dis— tribution within a bacteria-laden substance. The two curves could not be directly compared. It was L necessary to graphically relate the dosage values taken from the ionization density curve to the corresponding percentage of bacteria surviving taken from the lethal curve, by using a logarithmic relationship. When this was done the relation- ship between the log dose and the relative survivors was shown to be non-linear. The digression from a linear relation became the discriminating criterion which denoted that the ionization - density was disproportionate to the lethal effect. The cathode- ray absorption curve alone is not a reliable measure of the relative lethal distribution within a substance. SUGGESTIONS FOR FURTHER RESEARCH During the course of this work certain unanticipated technical problems developed. These were principally con- cerned with the bacteriological aspect of the undertaking. It was mentioned in the section on Procedure that an organism was selected which developed a characteristic pigmentation so as to preclude, what was at first believed to be, a potential contamination problem. However, during the investigation it appeared that another characteristic would have saved consider- able trouble. This added characteristic should have been that the bacterium be highly heat resistant. There is evidence that bacteria which are highly heat resistant are also highly resistant to cathode rays. If this is true, then the bacterial suspensions would probably have been more stable, that is, the initial bacterial population used to inoculate the filter discs would probably have been kept constant more easily. It is therefore recommended, that if this work is re- peated, the researcher select a strain of bacterium which is highly heat resistant. This reasoning leads to still a second recommendation; that, instead of using vegetative bacteria as a test organism, a spore-former organism be used. This might provide an even greater degree of stability. .n 15' GLOSSARY OF TERMS Ionization An atom consists of a positively charged nucleus and a surrounding constellation of negative electrons, the whole being electrically neutral. Ionization is the loss by an atom of one or more of these electrons. The principal means of energy dissipation by an ionizing radiation in its passage through matter is the ejection of electrons from atoms through which it passes. An atom so ionized is left positively charged, and is called an ion. The electron which is ejected from an atom in the process of ionization eventually becomes attached to another atom and makes it a negative ion. As far as the physical measurement of ionization is concerned, the positive and negative ions are equally significant, thus one usually speaks of an ion-pair. But since the energy involved in the attach- ment of an electron to an atom to form a negative ion is usually even less than the energy of excitation, according to Lea (15) it is probably safe to neglect negative-ion formation as a factor of biological importance. Thus ionization refers to the production of a positive ion by the ejection of an electron, therefore it is the positive ions which are of biological im— portance. he Excitation Radiations dissipate energy in matter by another process in addition to ionization, i.e., by excitation. This means the raising of an electron in an atom or molecule to a state of higher energy, but by an amount insufficient to free it from the atom or molecule. According to Lea (15) it appears probable that when dealing with an ionizing radiation, excita— tion may usually be neglected as a cause of biological effect by comparison with ionization. Primary ion The electron originating at the source. In the case of cathode-rays it is the electron which is accelerated in the cathode ray accelerator and hurled into matter. Secondary ion The ion formed as a result of ionization by the primary ion. In the case of cathode rays, it is the ion formed by the ionization of the electrons emitted by the accelerator as it passes through the matter. Secondary ions (electrons) may themselves have sufficient energy to ionize still other atoms. These resulting ions are called tertiary ions. In this work all ions except the primary electron shall be considered as secondary ions. Thus, secondary ions include tertiary ions as well. Qggg (dosage) The radiation delivered to a specified area or volume, or to the whole body. The unit for dose specifications is roentgen for X- or \’-rays; and the unit used for (aparticles is rep (roentgen equivalent physical) (lh)«A Roentgen (r) That quantity of X- or gamma radiation for which the associated corpuscular emission per 0.001293 gram of air produces, in air, ions carrying one electrostatic unit of electricity of either sign (1h). Roentgen equivalent physical (rep) A unit to apply to doses of ionizing radiations not covered by the roentgen. There is some confusion as to its definition, but it is best taken as the absorption of 93 ergs of energy per gram of body tissue. The choice of 93 ergs per gram is not arbitrary but is made by assuming that all energy absorption is proportional to the electron density (electrons per gram) of the absorber. Electron density is essentially proportional to Z/A and hence for air I 1/2. For simplicity, we assume tissue to be equivalent to water for which Z/A 8 10/18. Then since it has been shown that one roentgen is equivalent to the absorption of 83 ergs per gram of air we have energy absorption per gram of water 10 18 _ _lé2-_ x 83 92.2 ergs. A more exact calculation for tissue yields 93 ergs per gram (1h). 1+8 Electron-volt Is the amount of work done when an electron is accel- erated by a potential difference of one volt. One electron- volt is equal to 1.6018 x 10'12 erg. Cathode rays Are streams of electrons accelerated to high velocity, under the influence of an applied potential difference. At this point, the distinction between cathode rays and (5rays should be clarified. Both are electrons. Their difference lies in their source. Beta rays are electrons emitted from radio- active substances while cathode rays are electrons induced to high velocity by man-made devices. 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