A COMPARISON OF SELETED PERSONNEL MANAGEMENT PRACTICES EN MICHIGAN PUBLIC SCHOOL DISTRICTS TO EXTSTING RESEARCH IN PERSONNEL MANAGEMENT FUNCTIONS Thesis for the Degree of Ph. D. MTCHTGAN STATE UNIVERSITY DOUGLAS B. LU'ND 1972 _ g LIB RA R Y Michigan Static University This is to certify that the thesis entitled A COMPARISON OF SELECTED PERSONNEL MANAGEMENT PRACTICES IN MICHIGAN PUBLIC SCHOOL DISTRICTS TO EXISTING RESEARCH IN PERSONNEL MANAGEMENT FUNCTIONS presented by DOUGLAS B. LUND has been accepted towards fulfillment of the requirements for Ph . D . Administration and Higher Education gem flow I . Major professor Jegree in Date //’2’/972/ 0-7639 : ,5 ._ EHI BOOK BINDERI’ LIBRARY BINDERS ”H . srmapommcumu "{ I I‘Ill ABSTRACT A COMPARISON OF SELECTED PERSONNEL MANAGEMENT PRACTICES IN MICHIGAN PUBLIC SCHOOL DISTRICTS TO EXISTING RESEARCH IN PERSONNEL MANAGEMENT FUNCTIONS By Douglas B. Lund Purposes of the study were three-fold: (1) To survey the current practices concerning teacher evaluation and professional growth programs in selected Michigan school districts. (2) To compare these personnel management functions to the literature base in these areas. (3) To suggest practices and procedures in teacher evaluation and professional growth programs appropriate fbr local school districts. The population of the study included the total number of K-12 public school districts within the intermediate school districts of Genesee, Lapeer, Livingston, Macomb, Oakland, St. Clair, washtenaw and wayne. The principal source of data collection was a questionnaire deve10ped by the researcher and sent to all public school superin- tendents within the described area. In addition, personal interviews were also conducted with central administrative officers of sixteen school districts distributed by student population categories. Douglas B. Lund A total response of 80.3 per cent was received. Data were analyzed primarily through the use of student population categories and reflected through means and percentages. Commentary from re- spondents was included separate from the statistical analysis. The following major findings are reported: Major Findings The building principal is perceived as the key administrator with regard to: conduct of staff evaluation, the development of evaluation procedures, proportion of work role devoted to evaluation and staff professional growth activities, partici- pation in instructional or curriculum councils, development, administration and evaluation of district professional growth activitiesp and responsibility to assist individual teachers in planning professionalpgrowth programs. Teacher evaluation practices in surveyed school districts have been primarily developed by administration and teachers. The participation of students and parents is consistently low. The conduct of teacher evaluation is primarily the reSponsi- bility of the building principal. Teachers have little re- sponsibility for teacher evaluation. Students and parents have almost no part in the process. Perceived responsibility fer teacher evaluation reflects the principal as the major evaluating agent with a substantial Douglas B. Lund movement towards greater teacher participation. The intent to have greater participation on the part of students and parents is also clearly indicated. Substantial differences exist concerning frequency of eval- uation when tenure and probationary groups are compared. Only 51 per cent of reporting districts evaluated tenure teachers annually or more frequently. This disparity, when compared to the literature which strongly recommends continuous evaluation, stands out in bold relief. School districts are consistent when present purposes of eval- uation are compared with ideal purposes, with the exception that school districts place a high value on the administration of salary increases as an ideal purpose of evaluation. Present practice places administration of salary increases as the lowest of all evaluation purposes. This perception is probably associated with the finding that 3 districts of the total of 100 reporting, indicated the existence of a type of merit rating or teacher performance plan. Rating scales as an evaluation instrument are extensively used (composite 73 per cent) although less frequently in larger districts. The contrast between practice and the literature opinion that rating scales are an inadequate evaluative tool is apparent. 8. 10. 11. Douglas B. Lund Formalized training sessions to orient administrators with evaluation techniques and procedures are reported in 55 per cent of the districts when taken as a composite. The contrast with the literature base which urges continuous, effective administrator orientation to evaluative procedures is again apparent. Larger districts, however, did show higher participation in reported administration training programs. The prime sources for administrative evaluation procedures occur within the local school districts, with cooperative efforts involving other school districts next in importance. The limited use of resources from colleges and universities, intermediate districts, management consultant organizations and professional organizations again sharply contrasts with the literature recommending multiple sources for maximum administration effectiveness in the evaluation process. The deve10pment, administration and evaluation of district professional growth activities is primarily administrator— teacher centered. Parents and students play a very minor role in these functions. Widespread presence of the staff counseling concept designed to aid professional growth does not exist as an adminis- trator responsibility. Neither is evidence feund to verify that the teacher peer group portrays a significant role in the counseling process. 12. 13. 14. 15. 16. Douglas B. Lund The difficulties of providing time and financial resources fer inservice training programs appear to be a significant limiting factor in implementation of these programs. Numerous comments were offered concerning the restrictive current financial climate and bleak future projects. The time factor also appears to be associated with collective bargaining ramifications. Instructional Councils charged with the staff development function play a major role regarding the "clearing house" concept for consideration of innovative concepts, but a minor role in evaluating staff development and professional growth activities. Public school districts primarily utilize local resources for on-going professional growth activities, although the degree of involvement for other sources is considerably higher than indicated under the teacher evaluation section. Very little infermation was reported to conclude that the teaching process and teacher responsibility for same have as yet been defined in specific terms of evaluation of the attainment of learning objectives. District merit rating systems are almost non-existent in reporting schools. A COMPARISON OF SELECTED PERSONNEL MANAGEMENT PRACTICES IN MICHIGAN PUBLIC SCHOOL DISTRICTS TO EXISTING RESEARCH IN PERSONNEL MANAGEMENT FUNCTIONS By Douglas B; Lund A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Administration and Higher Education 1972 DEDICATION The need to include multiple dedicatees is most apparent to the writer. Initially, to my wife, Ann, who has truly combined in unselfish measure all of the most desired attributes of wife and mother, continually providing an atmosphere of love, reassurance and unwavering support for her husband and children. To Douglas, Nancy and Karen who generously lent their spirit of encouragement to the furtherance of their father's educational program. Then to my mother and late father, Ralph Lund, both of whom by example and precept, have greatly contributed to the institution and completion of this objective. ii ACKNOWLEDGMENTS The writer is appreciative of the genuine interest and sup- portive guidance which Dr. Floyd G. Parker has offered in his capacity as major adviser for this thesis. Additional committee members who contributed generously of their expertise and understanding to assist in the completion of my program are: Dr. Keith C. Groty and Dr. Charles A. Blackman. A special note of gratitude is extended to Dr. Clyde C. Campbell for his patience, wisdom and encouragement during the period of the writer's internship with the Mott Inter-University Leadership Training Center and subsequent period of study. Further, the writer is grateful for the stimulus, encourage- ment and assistance which Dr. William J. Early, General Superin- tendent, Flint Community Schools, Flint, Michigan, has so unstintingly given over the years of our friendship. An additional thank-you is reserved for Mr. James Maass of Educational Research Services who greatly aided the author in the preparation of the study design and data analysis procedures. iii TABLE OF CONTENTS Page LIST OF TABLES . . . . . . . . . . . . . . . viii Chapter I. INTRODUCTION . . . . . . . . . . . . . 1 The Problem . . . . . . . . . . . . . 1 Purpose of the Study . . . . . . . . . . 6 Significance of the Problem . . . . . 6 Objectives of the Study . . . . . . . . . 8 Population and Sample . . . . . . . . . 11 Limitations of the Study . . . . . . . . 12 Procedures . . . . . . . . . . . . 12 Definition of Terms . . . . . . . . . . 14 Organization of the Study . . . . . . . . 16 II. REVIEW OF THE LITERATURE . . . . . . . . . 18 An Overview . . . . . . . . . 18 A Brief Review of Personnel Management Developments . . . . . . . . 18 Recent Personnel Management Developments . . . 26 Relationships Between Programs of Teacher Evaluation and Professional Growth . . . . 26 Purposes of Teacher Evaluation . . . . . 28 Purposes of Professional Growth Programs . . . 35 Factors Affecting the Teacher Evaluation Process . . . . . . . . . . . . . 40 Administrative Position . . . . . . . . 40 Teacher Organization Position . . . . . . 42 Teacher Perceptions of Evaluation . . . . 44 Goals and Objectives . . . . . . . . . 46 Problems of Measurement . . . . . . . . 48 Deve10pment of Evaluation Programs . . . . 54 Resource Commitment . . . . . . . . . 56 Communication . . . . . . . . . . . 58 iv Chapter Page Factors Affecting Professional Growth PrOgrams . . . . . . . . . . . . . 59 Administrative Position . . . . . . . 59 Teacher Perceptions of Professional Growth . . . . . . . 62 Goals, Objectives and Evaluation . . . . . 64 Resource Commitment . . . . . . . . . 67 Communication . . . . . . . . . . . 70 Changes in Emphasis . . . . . . . . . 71 Summary . . . . . . . . . . . . . . 73 III. DESIGN OF THE STUDY . . . . . . . . . . . 78 Type of Study . . . . . . . . . . . . 78 POpulation . . . . . . . . . . . . . 79 Instrumentation . . . . . . . . . . . 79 Collection of Data . . . . . . . . . 82 Coding and Tabulation of Data . . . . . . . 83 Statistical Procedures . . . . . . . . . 85 Summary . . . . . . . . . . . . . . 85 IV. ANALYSIS OF THE DATA . . . . . . . . . . . 86 Introduction . . . . . . . . . 86 Teacher Evaluation Programs . . . . . . . 86 Staff Evaluation Procedures . . . . . . 86 Written Personnel Policies . . . . . . . 87 Written Job Descriptions . . . . . . . 87 Opinion of Evaluation Procedures . . . . . 87 Existence of Written Evaluation Procedures . . . . . 90 Degree of ReSponsibility for Conduct of Staff Evaluation . . . . . . 90 ReSponsibility Which Should Exist for the Conduct of Staff Evaluation . . . . 92 Administrative Wbrk Responsibility Devoted to Evaluation . . . . . . 92 Frequency of Probationary Teacher Evaluation . . . . . . . 94 Frequency of Tenure Teacher Evaluation . . . 94 Frequency of Classroom Observations Preceding Evaluation (Probationary Teachers) . . . . . . . . . . . 97 Chapter Page Frequency of Classroom Observations Preceding Evaluation (Tenure Teachers) . . . . . . . . . . . . 97 Scheduled Conferences to Discuss Evaluation . . . . . . . . . . 102 Written Evaluation to Teacher . . . . . . 102 Annual Composite Evaluation . . . . . . 102 Teacher Initiated Request for Evaluation . . . 104 Administrative Prerogative to Initiate Evaluation Process . . . . . . . . . 104 Purposes of Teacher Evaluation . . . . . . 104 Types of Evaluation Instruments . . . . . . 108 Student Achievement Compared to District Goals . . . . . . . . . . 110 Compensation Based on Merit or Teacher Performance . . . . . . . . 110 Responsibility fbr Development of Evaluation Procedures . . . . . . . . 111 Training Sessions to Implement Evaluation Procedures . . . . . . . . 111 Sources of Training Procedures . . . . . . 113 General Comments . . . . . . . . . . 113 Professional Growth Programs . . . . . . . . 116 Importance of Professional Growth PrOgrams . . 116 Availability of Professional Growth Activities or Services . . . . . . 117 Professional Growth Activities or Services Governed by Master Contract Provisions . . 117 Professional Growth Activities Resulting in Additional Compensation . . . . . . 117 Instructional or Curriculum Policies Council . . . . . . . . . . . . 121 Reported Functions of Instructional Councils . . . . . . . . . . . 121 Participation in Operation of Instructional Councils . . . . . . . 122 Administrative Responsibility Devoted to Professional Growth Activities . . . . 122 ReSponsibility fbr Developing Professional Growth Activities . . . . . . . . 125 Responsibility for Administrating District Professional Growth Activities . . 125 vi Chapter Page Responsibility fer Evaluating District Professional Growth Activities . . . . . 128 Participation Level for Professional Growth Activities . . . . . 128 Planning With Individual Staff Members Concerning Professional Growth . . . . . 128 Responsibility for Planning Professional Growth Activities With Individual Teachers . . . . . . 131 Release of Students for Conduct of District Professional Growth Activities . . . . . 131 Sources of Professional Growth Activities . . 131 Success of Professional Growth PrOgram . . . 134 General Comments . . . . . . . . . . . 134 V. SULMARY, DISCUSSION, CONCLUSIONS AND RECOMHENDATIONS FOR SCHOOL DISTRICTS AND FUTURE RESEARCH . . . . 138 The Purpose of the Study . . . . . . . . . 138 The Design of the Study . . . . . . . . . 138 The Population . . . . . . . . . . . 138 The Instruments . . . . . . 139 Procedure for Data Collection and Analysis . . 139 The Objectives of the Study . . . . . . . . 139 Major Findings . . . . . . . . . . . . 140 Conclusions . . . . . . . . . . . 143 Recommendations for School Districts . . . . . 145 Recommendations for Future Research . . . . . 149 BIBLIOGRAPHY . . . . . . . . . . . . . . . . 150 APPENDICES Appendix A. Central Staff Personnel Initially Interviewed Concerning Role of Personnel Management in Public Schools . . . . . . . . . 157 B. Questionnaire for Data Collection . . . . . . . 158 C. Letter to School Superintendents . . . . . . . 168 D. Follow-up Letter to Superintendents . . . . . . 169 vii LIST OF TABLES Table Page 1. Student Population Categories by Intermediate District . . . . . . . . . . . . . . . . 80 2. Participants in Formal Interview Procedures by Student Population Categories . . . . . . . . . 81 3. Responses by Intermediate School Districts Within Population Categories . . . . . . . . . . . 84 4. Staff Evaluation Procedures Included in Teaching Master Contract; Reported in Percentage Yes . . . . 88 5. Written Board of Education Policies Supplementing Master Contract Provisions; Reported in Percentage Yes. 0 O O I O O O O 0 O O O I 0 O O 0 88 6. Written Job Descriptions for Teaching Staff Positions; Reported in Percentage Yes . . . . . . . . . . 89 7. Opinion of Staff Evaluation Procedures, Reported in Percentages . . . . . . . . . . . . . . 89 8. Formal Written Evaluations of Teaching Staff Reported in Percentage Yes . . . . . . . . . . 91 9. Degree of Responsibility fer Current Conduct of Staff Evaluation Reported in Means . . . . . . . . . 91 10. Degree of Responsibility that Should Exist fbr Conduct of Staff Evaluation, Reported in Means . . . . . . 93 ll. Proportion of Administrative Wbrk Responsibility Devoted to Evaluation Process, Reported in Percentages . . . . . . . . . . . . . . . 95 12. Frequency of Evaluation for Probationary Teachers . . . 96 13. Frequency of Evaluation fer Tenure Teachers . . . . . 98 viii Table Page 14. Graph Reporting Composite Frequency of Evaluation by Probationary and Tenure Teachers . . . . . . . 99 15. Classroom Observations of Probationary Teachers Preceding Evaluation . . . . . . . . . . . . 100 16. Classroom Observations of Tenure Teachers Preceding Evaluation . . . . . . . . . . . . 101 17. Annual Composite Evaluation for Probationary Teachers; Reported in Percentage Yes . . . . . . . . . . 103 18. Annual Composite Evaluation for Tenure Teachers; Reported in Percentage Yes . . . . . . . . . . 103 19. Composite Purposes of Evaluation, Reported in Means. . . 105 20. Types of Evaluation Instruments Used; by Population Categories . . . . . . . . . . . . . . . 109 21. Responsibility fer Deve10pment of Evaluation Procedures Reported in Means . . . . . . . . . . . . . 112 22. Sources of Training to Implement Evaluation Procedures, Reported in Means . . . . . . . . . . . . . 114 23. Enhancing and Retarding Factors in Teacher Evaluation Programs Arranged in Rank Order . . . . . . . . 115 24. Opinion Regarding Importance of Staff Professional Growth Programs as a School District Responsibility; Reported in Means . . . . . . . . . . . . . 116 25. Professional Growth Activities or Services Available to Teachers, Reported in Percentage Yes . . . . . 118 26. Professional Growth Activity or Services Governed by Master Contract Provisions, Reported in Percentage Yes . . . . . . . . . . . . . . 119 27. Professional Growth Activities Resulting in Additional Compensation . . . . . . . . . . . 120 28. Responsibility for Direct Participation in the Operation of Instructional Councils, Reported in Means . . . . . . . . . . . . . . . . 123 ix Table Page 29. Proportion of Administrative ReSponsibility Devoted to Professional Growth Activities, Reported in Percentages . . . . . . . . . . . . . 124 30. Responsibility for Develo in District Professional Growth Activities Reporteg in Means . . . . . . 126 31. Responsibility fer Administering District Professional Growth Activities, Reported'in Means . . . . . 127 32. Responsibility for Evaluatin District Professional Growth Activities Reportag in Means . . . . . . 129 33. Minimum Participation Level for Professional Growth Activities; Reported in Percentage Yes . . . . . 130 34. Formal Planning with Staff Members fer Professional Growth Purposes; Reported in Percentage Yes . . . 130 35. Responsibility for Planning Professional Growth Activities with Individual Teachers, Reported in Means . . . . . . . . . . . . . . . 132 36. Number of Days Students Released for District Pro— fessional Growth Activities, Reported in Means . . 132 37. Involvement of Sources in Professional Growth Activities . . . . . . . . . . . . . . 133 38. Success of Professional Growth Programs, Reported in Percentage Yes . . . . . . . . . . . . 135 39. Enhancing and Retarding Factors in Professional Growth Programs, Arranged in Rank Order . . . . 136 CHAPTER I INTRODUCTION We are all blind until we see That in the human plan, Nothing is worth the making If it does not make the man, Why build these cities glorious If man unbuilded goes In vain we build the world, unless the builder also grows. Edwin Markham 1852-1940 The Problem The author has been guided by two criteria in the selection of a research topic. Initially, the belief exists that the research study and subsequent results should have direct value to the field of public school administration, with general applicability to the overall management process. Secondly, that the conduct of such a study would result in a greater personal competency in the researched area. The personnel management process appears to have potential to satisfy both criteria. There is agreement among authorities in both education and business fields as to the importance of personnel management. Castetter's comment is representative of the educational area when he states: The primary mission of the personnel function in any organ- ization is to attract, develop and maintain an effective group of personnel who will contribute willingly to attainment of organizational goals.1 French presents a comprehensive view of the totality of personnel management: Personnel management is the recruitment, selection, develop- ment, utilization of, and accommodation to, human resources by organizations. The human resources of an organization consist of all individuals, regardless of their role, who are engaged in any of the organization's activities. Beach, from a business viewpoint, illustrates the reality that personnel management is an on-going function even in the absence of formally established personnel departments. The work of personnel management pervades the entire organ- ization. Personnel work must be carried on in the company too small to justify a separate personnel department. In larger establishments that do contain personnel departments, personnel management activities are performed by both operating managers and by the staff personnel unit.3 However, a most significant factor, unique to education, creates a distinct separation between education-personnel management and that of business and industry. The impact of teacher influence extends to a large number of students. Thus, by the very nature of human re- lationships, a variable of considerable complexity is inserted into the learning environment. Consequently, the individual and collective 1William B. Castetter, The Personnel Function in Educational Administration (New York: The Macmillan Company, 1971), p. 11. 2Wendell French, The Personnel Management Process: Human Reppurces Administration (Boston: Houghton Mifflin Company, 1970), p. 3. 3Dale 8. Beach, Personnel, The Management of People at Work (2nd ed.; New York: The Macmillan Company, 1970), p. 12. competencies and weaknesses embodied in a teaching staff will have a substantial effect on the instructional success of that school district. Moffit presents a rationale for differing education eval- uation instruments than are typically used in industry. The real fact is that teaching is different from working on a production line where articles or produce in packages can be counted and where any deviation from the standard article is a sign of a defect. Education is both a process and, in a sense, an end. Education serves to make people alike and to make them different. Consequently, any evaluation or rating program intended to improve the quality of teaching will be confronted with problems which are not present in the production of material goods. Current appropriate information concerning the status of personnel management practices in Michigan public school districts is limited. In the background development of the topic, few refer- ences were discovered embracing the period of 1951 to 1971. The fore- going has pertinence, because organizational personnel practices, whether well-founded and administered, or poorly conceived and ad- ministered, directly affect the working potential of virtually all employees, be it in the private or public sectors. As a further means of assessing the perceived role of per- sonnel management in Michigan public schools, contact was made, either by telephone or personal interview, with a number of super- intendents and staff administrators charged with personnel management responsibilities (see Appendix A, page 157). The districts in- cluded represent a reasonably broad Spectrum with regard to number of students, diversity of clientele, financial resources, and growth 1John C. Moffit, Inservice Education for Teachers (Washing— ton, D.C.: The Center for Applied ResearEh’in Education, Inc., 1963), p. 102. potential. As might be expected, the superintendent's involvement with day-to-day personnel management activities was governed principally by the student enrollment of the district. Yet, in all five of the districts surveyed, unanimous agreement was demonstrated regarding the integral part which personnel management processes played in school operations. Indeed, some aspect of personnel management appeared to be present in nearly all areas of school operation. The advent of mandatory professional negotiations (collective bargaining) was noted by all interviewed to mark a significant change in the traditional administrative-staff relationships. The current atmosphere was considered to be much more of an adversary posture than heretofore. Collective bargaining and its ramifications continue to occupy much of the professional energies of these superintendents, particularly in the smaller districts, where at times, the superin- tendent may serve as the chief negotiator for the system. Other areas of prime concern were teacher evaluation, inservice education and staffing. It is of interest that the general field of supportive services designed to enhance employee commitment and loyalty to the organization, was not verbalized as a formal concept, but did surface in comments related to effective human relations programs. It well could be that a rec0gnition of the importance of this component of personnel management does exist, but apparently policies have not yet been formalized so as to be incorporated into school district operating procedures. The literature provides additional insight regarding the effect of collective bargaining in Michigan school districts. The recent analysis of school management practices by Kai L. Erickson, refers to substantial changes in the emphasis devoted to employment relations as a result of the Michigan collective bargaining law instituted in 1965. The varied efferts of local school districts to cope with the bargaining process are also described. Erickson suggests: What appears evident is the emergence of the need for new specialized school management personnel. Such specialists need background in grievance arbitration, labor law, negotiation strategy, and familiarity with the dynamics of collective action. Also related to the rec0gnized problems of chief school offi- cers, is the study in which 118 superintendents in Nebraska were asked to identify problems of the superintendency by rank order. In an attempt to gain an overall view of the overriding problems of the school superintendent, a rating scheme was administered which provided a relative degree of difficulty factor for each problem classification. Problems of Teacher Personnel dominated the summary analysis with an index of 1,394 as compared with the four next highest ranked problems of Public Relations, 606; Pupil Personnel Problems, 554; Increasing Educational Costs and Financial Problems, 428; and Problems Related to the Board of Education with an index rating 392.2 It would appear from the feregoing that a substantial amount of chief administrator time and expertise is devoted to the teacher personnel sector. Undoubtedly, these superintendents would be recep— tive to strategies designed to accommodate these types of problems. 1Kai L. Erickson, "New Management Figures in Michigan School Administration," Phi Delta Kappan, LI (April, 1970), 426-27. 2Scott M. Norton, "Current Problems of the School Superin- tendent," The Clearingouse, XLIV (September, 1971), 19. Purpose of the Study In consideration of the preceding commentary, it is submitted that the personnel management process occupies a vital role in the operation of public school districts; therefore a study of selected personnel management functions would have pertinence for the educa- tional field. The purpose of this study, therefore, is threefold: 1. To determine the current status of selected personnel management practices in selected Michigan public school districts. 2. To relate selected personnel management practices in selected Michigan public school districts to the existing literature base. 3. To make recommendations against the study results and the literature backdrop designed to further the development of more adequate public school personnel management practices. Significance of the Problem Personnel management practices play a vital role in the hoped-for successful adjustment of the employee to his work situation. In the successive steps of the employment process, ranging from re- cruitment to retirement or termination, much is done to either enhance or inhibit the employee's self-image, his perceptions of the organ— ization, and his subsequent value to the organization. However, in the opinion of some, public schools taken as a group, have not been in the vanguard of sophisticated personnel management practices. Davis describes the background rationale for creation of specific personnel departments in public schools, strongly suggesting that inadequate resources have been devoted to school personnel management activities. The dependence of the educational program on an effective personnel prOgram is the core of the total staff concept. To develop and maintain a professional staff with the competencies required to meet all educational needs demands a deliberate effort with close attention to coordination and continuity within the total undertakings of the school system. The lack of an adequate professional personnel program is the most critical problem facing American public schools.1 As was stated previously, education has some distinguishing attributes which place considerable responsibility upon the personnel management function to select, maintain and develop highly qualified employees so as to foster more adequate learning opportunities for children. Campbell has identified a number of these items which have applicability to school systems. Despite the comprehensiveness of Campbell's list, the area of employee development does not appear. It should be stated, however, that Campbell does discuss the subject in a commentary immediately following this section. The fbllowing range of responsibilities illustrates the scope of personnel manage- ment in schools: 1) Recruitment and selection procedures. 2) State certification requirements, plus special local modifications. 3) Salary schedules, including the important details of the number and amount of annual increments, number of "tracks" recognizing training and experience and provision for Special assignments. 4) Evaluation of performance. 5) Tenure provisions. 1Donald E. Davis and Neal C. Nickerson, Jr., Critical Issues in School Personnel Administration (Chicago: Rand McNally and Company, 1968), p. 107. 6) Promotion and transfer. 7) Retirement and other forms of separation. 8) Leaves of absence; sabbaticals. 9) Relations with professional organizations. 10) "Fringe" benefits, including group insurance, health services, and travel expenses. 11) Controversial issues and antisubversive legislation. 12) Miscellaneous local "ground rules" respecting working conditions.1 The advent of collective bargaining in the public sector created new dimensions for personnel administrators. Those employment practices which once may have been "understood" were now reduced to agreed-upon, written documents. The need to have personnel adminis- trators involved in the collective bargaining process, either as negotiators or as advisors, is another example of these expanding reSponsibilities and should be recognized as such. In view of the foregoing, the premise is made that public school personnel activities are an important part of school district operations. Therefore, it is expected that this study of selected personnel management practices in Michigan public schools will be compared to the literature base fer surveyed areas; will help to determine the current status of personnel administration in studied areas; and will provide supportive data for possible implementation of more comprehensive personnel management practices. Objectives of the Study The overall objectives of the study were to compare selected personnel management practices in Michigan public schools to the literature base pertinent to surveyed functions; determine the 1Roald Campbell and Russell Gregg, Administrative Behavior in Education (New York: Harper and Brothers, 1557), p. 222. current status of selected personnel management practices and make recommendations for possible implementation by school districts. As a means of approaching the study, recognition was given to the major areas of personnel management which have been identified by a number of authorities as integral to the effective functioning of the process. Castetter refers to the scope of the personnel management area within the public school system. Activities such as the fellowing are generally included in the personnel operating processes: manpower planning, recruitment, selection, compensation, induction, development, appraisal, security, maintaining and improving personnel services, and organizational democracy. French indicates that the fellowing roles are probably typical of the personnel department in a majority of current organizations: 1) Task Specialization or job design 2) Staffing 3) Evaluation or appraisal 4) Compensation 5) Labor relations and collective bargaining 6) Organizational justice 7) Training and development 8) Organizational development2 However, in the interests of directly relating this study to the unique character of personnel management in public education; to conduct a more manageable study; and to provide a more feasible literature documentation for the project, it was proposed to delimit the survey of personnel management practices to two major topics: 1. Teacher evaluation programs 2. Professional growth programs 1Castetter, 9p: cit., p. 23. 2French, pp: cit., p. 606. 10 Compensation practices which may be directly affected by teacher evaluation and professional growth programs, were also included in the study. Further, data were requested only for programs related to staff members having teacher certification, but excluding adminis- trative personnel. These two topics taken individually or collectively, comprise an important part of the educational personnel management process. Each has a considerable body of research documentation and theory background to warrant inclusion in the study. Interaction between the areas is both desired and complementary. Davis strongly expresses the relationship: A professional development undertaking which is based on anything other than identified skill needs is quite liable to be useless and is a highly questionable expenditure. By the same token, a comprehensive evaluation program for identifying Staff needs without the availability of a means of correcting such deficiencies is equally useless.1 Appropriate also to these subjects are the following comments: Henry rather dramatically States one relatively recent aspect of evaluation, illustrating the movement towards Specific teaching objectives with an accompanying de-emphasis upon the affective dimension. The day may come when an observer may say something like this: you are a dynamic teacher and the students are full of goodwill and believe in you; you are a dedicated teacher as in the prime of Miss Jean Brodie, and undoubtedly your teaching affects eternity, as Mark Van Doren claims fer teaching: but since your rate of questioning is three questions a minute and your questions are at a low cognitive level, and very few extended student reSponses are elicited, and your reactions do not incorporate student reSponse 1Davis, pp: cit., p. 71. 11 into the discussion, and you have no variety in your teaching cycles, and you Spend only a few minutes on too many t0pics-- you are an inferior teacher.1 Referring to employee development through in-service education, Turner makes some cogent observations: The plan which eventually develops is not his [supervisor]; it belongs to the entire district. It contains something of worth for all groups and is recognized as being their program. Through his leadership, teachers are free to consider alterna- tive activities and to select those which seem most promising to them at that time. To the extent that the supervisor is successful in creating the interest and providing the necessities to carry out the various projects, he will be involved in a dynamic, productive in-service program, one that is demanded, not deplored, by the teachers of the district. The end product will be an improved level of quality instruction. Pppulation and Sample Invitations to participate in the study were extended to the total of 132 Michigan K-12 public school districts within the inter- mediate school districts of Genesee, Lapeer, Livingston, Macomb, Oakland, St. Clair, Washtenaw and Wayne. The total number of districts were then separated into Six categories by student population: 1) Up to 2,000 2) 2,001 to 5,000 3) 5,001 to 10,000 4) 10,001 to 20,000 5) 20,001 to include all districts except Detroit 6) Detroit 1G. H. Henry, "Style of Teaching and Teacher Evaluation, Videotape Analysis," Epglish Journal, LIX (October, 1970), 927. 2H. E. Turner, "Improved In-Service, A Challenge for Super- visors," Clearing_House, XLV (October, 1970), 119. 12 A total of sixteen personal interviews were conducted either with the superintendent or his designate(s), representing three from each population category, in addition to the city of Detroit. The assistance of the Michigan State University research staff was used in the refinement of procedures and analysis of data. Limitations of the Study l. The study was restricted to two functions of the personnel management process. 2. Educational organizations were selected Michigan public schools offering K—12 programs. 3. Data were requested only for programs related to staff members having teacher certification but excluding adminis- trators. 4. Participating schools districts represented approximately 20 per cent of the total number of K-12 public school districts in the state of Michigan. 5. Public school districts were located in the intermediate School districts of Genesee, Lapeer, Livingston, Macomb, Oakland, St. Clair, Washtenaw and Wayne. Procedures This study was a descriptive survey comparing two functions of personnel management practices with the existing literature base. The major purpose of descriptive research is to tell "what is," which is in accord with the problem as previously stated. Some of the attributes of descriptive studies are related by Borg: 1) 2) 3) 4) 13 Determine the current state of the science. Provide a starting point for further research. Source of valuable knowledge about human behavior. May be used in education planning. The collection of data was accomplished by means of mailed ques- tionnaires and personal interviews. Steps followed in the conduct of the study were: Construction of questionnaire fer the gathering of data. Pilot study of questionnaire and procedures involving six public school districts from Kent County, Michigan. Revision of procedures and questionnaire on the basis of the pilot study. Mailing of questionnaires with cover letters requesting parti- cipation in the study. Conduct of interviews with districts randomly selected from respective student population categories. Follow-up letters mailed and/or telephone calls made to non-respondents. Organization of data. Analysis of data. Written results of study. 1Walter R. Borg and Meredith D. Gall, Educational Research, An Introduction (New York: David McKay Company, Inc., 1971). 14 Definition of Terms Appraisal.--Consideration of evidence in the light of value standards and in terms of the particular situation and the goals which the group or individual is striving to attain.1 (Also see evalua- tion.) Certificated teacher.--A teacher who has been licensed to teach by the agency legally authorized by the state to grant such a license.2 Evaluation.——Consideration of evidence in the light of value standards and in terms of the particular situation and the goals which the group or individual is striving to attain.3 (Also see appraisal.) Inservice education.--The term inservice education is used by educators to denote efforts of administrative and supervisory officials to promote by appropriate means the professional growth and development of professional personnel.4 Inservice education includes all those planned staff develop- ment programs which are designed to bring about instructional improve- ment in schools. Inservice education is aimed at individuals through lCarter v. Good, Dictionary of Education (2nd ed.; New York: McGraw-Hill Book Company, 1959), p. 209. 2Ibid., p. 82. 3Ibid., p. 82. 4Ibid., p. 288. 15 group activities and takes place in the organizational context in which the individuals carry out their tasks.1 K-12 Public School District.--A legally constituted body established by the state encompassing both elementary and secondary grades supported by tax revenues, administered by public officials and open to all. Merit rating:--An evaluation of the effectiveness of teach- ing, supervision or administration, based on a definite scale or collected items accepted as legitimate measures fer such purposes.2 Personnel administration.--The task of handling the problems arising from the varied relationships of the school staff, such as the appointing, supervising and dismissing of teachers, principals and other employees of a school system.3 Professionalgrowth.--Increase in subject-matter knowledge, teaching skill and efficiency, and insight into educational problems, O 0 I C 4 w1th a concom1tant 1ncrease 1n success as a teacher. Staff development.--A function of school operation usually assigned as a responsibility of the instruction department. Implicit is the recognition of current competencies and needs of the 1E. W. Bessent et a1. Designs fer In-service Education (Austin: University of Texas, Research and Deve10pment Center fer Teacher Education, 1967), p. 5. 2 3 Good, pp: cit., p. 439. Ibid., p. 14. 4Ibid., p. 193. 16 instructional staff. The obligation also exists to coordinate the establishment and operation of developmental programs designed to upgrade and maintain necessary instructional skills consistent with school district goals. Organization of the Study This thesis is embodied in five chapters. II Chapter I, Introduction A discussion of the problem to be studied, the purposes, significance and objectives of the study are included. The pro- cedures fellowed, surveyed populations, study limitations, and definition of terms are presented. Chapter IIL Review of the Literature A review of personnel management importance, development and relationship to the educational sector is incorporated. Examination of the integrative nature of teacher evaluation and professional growth programs were explored as well as factors tending to enhance or retard implementation of these procedures. Chapter III, Depign of the Study The type of study, instrumentation, data collection and tabulation as well as statistical procedures are described. Chapter IV, Analysis of the Data Detailed commentary supplemented by tables and graphs reviews the current status of teacher evaluation and professional growth pro- grams in reporting Michigan public schools. 17 Chapter V, Summary, Discussion, ConcluSions, and Recommendations for School Districts and Future Research’ The major findings of the study are reviewed, implications discussed, and recommendations made for the teacher evaluation and professional growth prOgrams in dual areas of possible future re- search and field implementations. CHAPTER II REVIEW OF THE LITERATURE An Overview The field of personnel management incorporates a number of functions which collectively become significant factors in helping to determine ultimate employee success in his assigned organizational position. This study delimits the areas of personnel management to professional Staff evaluation and professional growth programs. The inclusion of these two functions has particular purpose because of the complementary and integrative nature of each. The position of the New Jersey Education Association suggests: Evaluation of teachers has two purposes. It is a basis for rehiring and firing; this is job—oriented evaluation. It is also a basis for staff development. This is career-oriented evaluation.1 A Brief Review of Personnel Management Development The field of personnel management has its origins in the Industrial Revolution of the 18th and 19th centuries, thereby begin- ning the transition from an agrarian based economy to one of 1Ohio Education Association, Interface on Learnin , Teacher Evaluation (Columbus, Ohio: Instructional Services DiviS1on, 1970), p. 104. 18 19 industrialization. As the age of Specialization emerged, some impetus was given to the development of personnel management, but prior to 1900, most of the employment functions were accomplished by line personnel. Eilbirt states: It is doubtful that any personnel or industrial relations departments existed at the end of the century.1 As a result, the primary objectives of organizations of that era were aimed at the manipulation of resources, materials and people, in order to produce goods for a profit, with the welfare of the indi- vidual relegated to a secondary concern. The scientific management movement of the late 1800's, principally advocated by Frederick W. Taylor, saw management as primarily concerned with the routinization of work tasks, for the purpose of increasing efficiency. Careful planning and systematic observation of the components of the performed job were essential to the fulfillment of the scientific management principles. Employees were not expected to operate at any level other than to closely follow supervisory-mandated work rules and regulations. Further, the social interaction of work groups was not believed to have any particular value to efficient job perfOrmance. Indeed, scientific management generally reflected a low opinion of the individual worker's capabilities and motivation. Contemporaries of Taylor in- cluded Frank and Lillian Gilbreth and Henry Gantt, whose work in time studies, efficient job motion and scheduling respectively, also were influential in the movement. 1Henry Eilbirt, "The Development of Personnel Management in the United States," Business History Review, XXXIII, No. 3 (Autumn, 1959), 346. 20 The establishment of the Civil Service Commission by the Pendleton Act of 1883 further developed the area of personnel management: The major impact of the Act was to foster employee's appointment progression in federal service on the basis of merit. A secondary result over the years has been the stimu- lation of prOgressive personnel policies and practices in governmental agencies, including state governments with a resulting impact on business and industrial organizations. So-called "welfare activities" were promoted by many firms in the early 1900's, providing for health facilities, lunch rooms, recreational programs and financial assistance in some cases. These programs were supervised by "secretaries" who served as a point of contact between the company and its employees. The executive assistant, called a social or welfare secretary in 1900 was thus a rudimentary forerunner of the modern personnel administrator.2 Employment management departments came into being around the time of World War I, giving attention to recruitment, selection, placement and record-keeping functions. In the 1920's and 1930's, primarily through the efforts of some personnel administrators in the private sector and certain social scientists, the managerial perception of the worker began to depart from that of the traditional approach of the Taylor school. In this concept, commonly referred to as the "human relations model," recog- nition was extended to the worker's personal needs, desires and wishes to be a useful part of the organization. However, it should be noted: 1French, op: cit., p. 21. inlbirt, op: cit., p. 350. 21 The ultimate goal, however, is still, as in the tradi- tional model, compliance with the manager's directives. In this respect, the traditional and human relations models are Similar. The worker is not considered to be an integral part of organizational goal-setting and accomplishment. Instead, it was believed that simply meeting the worker's needs would create a better work climate of employee participation. IL_ The further transition from the human relations leadership model to that of human resources is of relatively recent origin, dating ——-4 from the early 1960's. As the term implies, this leadership model EH views employees as having the ability to be self-directive, thereby constructively contributing to organization decision-making. Leaders are urged to share information with employees and to actively promote worker participation in decision-making. Moreover, the objectives of the leader in the human resource model are much broader than in either the traditional or human relations approaches. However, the primary purpose of these policies is not to increase morale and satisfaction as in the human relations model. Rather, the purpose of these policies--is to improve directly the total decision-making and control efficiency of the organization. The significance of decision-making at all levels of the organizational hierarchy should not be minimized with the human resources concept. As a correlate, it is suggested that employee satisfaction can result 1Paul Pigors et al., Mana ement of Human Resources (New York: McGraw-Hill Book Company, 197 , p. 48. 2Ibid., pp. 48-49. 22 from this leadership setting whereby the employee perceives himself as exercising meaningful direction and control of his work responsi- bility. Much of the current literature in personnel management, refers to "participatory" involvement of employees in organizational goal- setting and subsequent employee responsibility for meeting mutually established objectives. By so doing, employee need for self- fulfillment and ego reinforcement is considered. Further, it is hoped through the mutual establishment of objectives, the employee will be able to relate his personal goals to those of the organization. As formulated by Douglas McGregor, human capacity for self-control is important: In this lies the only fruitful opportunity for industrial management to realize the full potential represented by pro- fessional resources.1 The point is reaffirmed by McGregor when he states: Under proper conditions, these results provide encouragement to people to direct their creative energies toward organizational objectives, give them some voice in decisions that affect them, provide significant Opportunities for the satisfaction of social and egoistic needs. It is of interest that some reports are now becoming available which place the prime emphasis upon the nature of the work to be per- formed as the determinant for the pattern of organization. Morse 1Stanley Sloan and Alton Johnson, "New Conduct of Personnel Appraisal," Harvard Business Review, XLVIII, No. 6 (November- December, 1968), 16. 2Pigors, op. git}, p. 13. 23 described a study which attempted to determine employee perceived climate of organizations which differed markedly in structure; specialized versus research-oriented; and in terms of financial success; profit or loss. Morse concluded that employee sense of competence was extremely important to organizational climate, and that competence was reinforced by good performance. In Morse's opinion, employee sense of competence was not necessarily related to a participative leadership approach, but rather that satisfactory employee climate was due to employee understanding of organizational goals and objectives. Morse concluded: The appropriate pattern of organization is contingent on the nature of the work to be done and the particular needs of the people involved.1 Therefore organizations should seek a: Fit not only between organization and the task, but between the task and people, and between people and the organ1zat1on. The role of the supervisor or manager is considered by many authorities to be vitally important to the success of the enterprise: The manager is the key to the whole process.3 Or as Gruenfeld states: More effective supervisors appreciate the utility of formal appraisals as potentially capable of contributing to the improvement of subordinate's performance, of increasing 1John J. Morse and Jay W. Lorsch, "Beyond Theory Y," Harvard Business Review, XLVIII (May, 1970), 68. 2Ibid. 3Sloan and Johnson, op: cit., p. 18. 24 mutual understanding, and of providing opportunities to counsel with subordinates to improve their shortcomings. Sloan and Johnson in discussing the field of personnel appraisal, postulate that basic factors affecting occupational growth can be separated into three main categories: 1) The work performed by the employee. 2) Climate of the situation: manager's style; organization pressures; incentives for improvement. 2 3) Employees own abilities, needs, desires and interests. The response of the supervisor is considered to be an enhancing or inhibiting factor regarding employee development. As Gruenfeld observes: Supervisors relatively high in supervisory quality, initiative, self-assurance, consideration, structure and inter- personal trust are more favorably inclined toward the develop- ment of their subordinates than those sugervisors who are relatively low in these characteristics. Again, reflected in Pigors concerning the human resources model: Superiors following this model would not only encourage their subordinates to participate in decision-making, but would allow them broad latitude to shape and modify their own jobs and to exercise control over their own behavior. The foregoing has been oriented to the business and indus— trial areas. Primarily, this reflects the leadership role of these 1LeOpold W. Gruenfeld and Peter Weissenberg, "Supervisory Characteristics and Attitudes Toward Performance Appraisals," Personnel Psychologz, XIX (Summer, 1966), 149. 2Sloan and Johnson, op: cit., p. 19. 3Gruenfeld and Weissenberg, op: £15,, p. 150. 4Pigors, pp: 213,, p. 49. 25 sectors in the field of personnel management. With regard to educa- tional personnel management, Moore and Walters succinctly observed: A survey of the literature such as that made by the authors in the preparation of this material has revealed the lack of organized material in education and for the most part, incomplete, if not wholly inadequate prOgrams existing in the typical school system. Clear and well-defined policies embracing the entire field are rare. The survey has also revealed that the schools are generally behind business, industry and civil service in many of their practices. Davis reports a similar situation in 1960 with 136 public school districts of an approximate 40,000 nationwide, indicating the employ- ment of a personnel administrator. Davis is direct when he comments: The lack of an adequate professional personnel program is the most critical problem facing American schools.2 Foucar, in his doctoral dissertation of 1970, found that: Some 70% of today's educational budget is Spent for professional personnel salaries, but a fraction of 1% is spent for personnel administration.3 Some change in emphasis has been noted, particularly in those states where collective bargaining laws have been enacted encompassing the public sector. Personnel practices are subject to the negotiation process, thereby creating the need for public personnel administra— tion to become more formalized. Some school districts in the state of Michigan, for example, have established administrative positions 1Harold Moore and Newell B. Walters, Personnel Administration in Education (New York: Harper and Brothers, 1955). 2Davis and Nickerson, op: cit., p. 106. 3Kenneth A. Foucar, "Comparison of Industrial and Educational Professional Personnel Policies and Practices" (unpublished Ph.D. dissertation, Arizona State University, 1970). 26 which incorporate the collective bargaining process into the personnel management responsibility. It would appear that the implications of collective bargining are sufficiently important to cause school districts to allocate financial resources in a type of self-defense mechanism. Recent Personnel Management Developments More recently, additional dimensions have emerged, incor- porating the concept of corporate social responsibility, or the belief that organizational goals and employee understanding of those goals do have a profbund effect on the attainment of organizational objectives. Greater emphasis is now given to the part which be- havioral sciences can play in the accommodation of organizational to individual goals. Organization theory emphasizing the interrelation and interdependency of all components of an institution is probably the most current development in the field of personnel management. Relgtionships Between Pro ams of Teacher Evaluation and Profess1ona1 Growth The selection of teacher evaluation and professional growth programs as a combined area for study, results from the numerous and integral relationships between the two personnel management func- tions. The Ohio Education Association in its report, Interface on Learning-Teacher Evaluation, states: Appraisal can be used as a foundation for the professional development of the teaching staff. It can not only provide a critique of a teacher's performance, but also guide actions 27 to improve it. Appraisal can thus be positive and progressive, rather than negative and static. In view of current discussion regarding teacher accountability for classroom performance and the reluctance of teacher organizations to be judged against vague and subjective standards, the question of evaluative purposes has even greater pertinence. The comment is made in the report of the Battelle Memorial Institute that: If appraisal is used diagnostically in assisting teachers in their professional development, it could also go a long way toward solving the fundamental controversy over appraisal that exists between teachers and school management.2 Indeed, it could be said that teacher appraisal programs have within their purview the responsibility for the professional development of the individual. Therefore, a foremost purpose of meaningful, prag- matic and realistic evaluation programs should be to suggest appro- priate, convenient and timely ways in which employees are encouraged to perform their tasks more satisfactorily. This concept is expressed effectively by Moore and walters in their premise that evaluation is a part of the school program, not an end product. Evaluation must be an integral part of the school program for improving the educational process. True evaluation is permeated with the idea of improvement and growth through the analysis of strength and weaknesses of the person evaluated.3 Similarly, Barr expresses a comparable observation in a somewhat different manner: thio Education Association, op: cit., p. 5. 2Ibid., p. 76. 3Moore and Walters, op: cit., p. 346. 28 . . . if one expects school administrators to set an example in the humane management of its personnel, their interests must extend beyond hiring and firing teachers to helping them, and to the more general development and conservation of human resources. In reference to the cooperative establishment of teaching objectives and their subsequent relationship to the professional growth of teachers, Moore and Walters advise: It must be remembered that professional growth in the accomplishment of these goals begins at the point which the teachers have reached and goes on from there. In summary, strong emphasis is given to the importance of the pro- fessional growth component as integral to the overall usefulness of the evaluation process. Consequently, persons charged with imple- mentation of personnel management policies, are encouraged to be cognizant of these relationships. Organization focus, whether in education, business, industry or government is directed towards procedures which complement each process. Purposes of Teacher Evaluation Review of the literature indicates rather general agreement on some of the basic purposes of evaluation. For example, the area of improved instructional programs and settings as a focus fer eval- uation, is stressed by a number of references. In the 14th Yearbook of the National Society for the Study of Education, key words appear such as improvement, standard and efficiency: Arvil S. Barr, Wisconsin Studies of the Measurement and Prediction of Teacher Effectiveness IMadison, Wisconsin: Dembar Publications, Inc.,i961), p. 142. 2Moore and Walters, op, cit., p. 346. 29 A measuring scheme is necessary for the improvement of teachers in service. (a) It would serve as a basis for self- critiCism and self:improvement on the part of teachers; with the standard before them, teachers need not wait till their weaknesses are pointed out by supervisors. (b) Such a standard is necessary if the supervisor's criticisms are to be complete and definite and therefore properly helpful. (c) The super— visor would not need to spend energy on all points but could concentrate on those points where the measurement revealed need for help. (d) The presence of a definite standard for efficiency would itself be a spur to improvement by laying emphasis on important points. Morin in describing a more defensible plan for evaluating teachers, established as one of his principles, the belief that "evaluation procedures must be an inherent part of the total instructional development scheme."2 Bolton reinforces the principle thus: The reasons for establishing comprehensive and systematic teacher evaluation procedures are to improve learning condi- tions for children and to facilitate learning decisions.3 Redfern, speaking to the evaluation of teachers for tenure, suggests the following purposes: 1) The assessment of the status and quality of teaching performance. 2) Identification of those aspects of performance which are below standard and need improvement. 4 3) Stimulation of the growth and development of the individual. 1Clifton A. Boyce, Methods for Measurin Teacher Efficienc , Fourteenth Yearbook of the National Society for the Study of Educa- tion, Part 11 (Bloomington, 111.: Public School Publishing Co., 1915), p. 9. 2Lloyd H. Morin, A Feasible Scheme for the Evaluation of Instructors (Los Angeles: University of CaIifbrnia, August, 1958), p. 9. 3Dale 5. Bolton, Selection and Evaluation of Teachers: An Interpretive Study of Research'andiDevelopment (Seattle: univer§ity Efflwashington, September,I§70), p. 31. 4George B. Redfern, How to Appraise Teacher PerfOrmance (Columbus, Ohio: School Management Institute, Inc., 1963), p. 25. 30 The report of the National Center for Educational Communication, Teacher Evaluation, Prop 21, identifies purposes of teacher evaluation as fellows: 1) To improve teaching . 2) To reward superior performance. 3) To supply infbrmation for modifying assignments. 4) To protect individuals or organizations in legal matters. 5) To validate selection processes. 6) To provide a basis fer planning individual growth and development. ' Likewise, Voege comments: "The primary goal for the evaluation of teachers should be the improvement of instruction."2 Lucio states it slightly differently when he says: The twofold nature of assessment is kept clearly in mind: (1) essentially to help in the improvement of Skills; but also (2) to evaluate the accomplishment of the requisite, agreed- upon purposes of the school. The careful review of accomplish- ment is the reSponsibility of the supervisor. Heald and Moore identify the following as a rationale fer teacher evaluation: 1) Society expects it to be done. 2) Communities have the economic right to demand that an adequate job of evaluating the effectiveness of teachers be done on a periodic basis. 3) Behavior is related to expectation. 1National Center for Educational Communication, Teacher Evaluationngrep 21 (Washington, D.C., January, 1971), p. l. 2Richard B. Voege, Procedures for Evaluatin ng Classroom Teachers in Certain School Distr1cts in the State of Washin ton Tgeattle, wash.: School Infermation and Research Serv1ce, 1975), p. l. 3William H. Lucio and John D. McNeil, Supervision: A S. thesis of Thought and Action (New York. McGraw-Hill Book Co., ). p 216 31 4) Improvement of instruction. 5) To make a personnel decision concerning promotion, dismissal, the granting of tenure, or the awarding of additional salary increments. It is noteworthy that Heald and Moore Specify the improvement of in- struction as: "seems to be the most important."2 Ellinger, in his 1968 study of procedures used in the evaluation of professional school personnel suggested: The main purpose of the teacher evaluation program should be to develop more effective teaching. The granting of tenure and the identification of professional leadership will be natural by-products.3 Davis is more Specific when he envisions evaluation as a measuring device to determine attainment of educational goals: The fundamental purpose of evaluation in any organization is to identify those behaviors which tend to enhance or inhibit progress of the organization toward achievement of its objectives.4 In amplifying this observation, Davis coments: The central core around which the whole evaluation program must revolve is the definitive measurement of changps in pupil behavior. Because the central purpose (andisole reason for existence) of the school is the education (changing behavior) of 1James E. Heald and Samuel A. Moore, The Teacher and Adminis- trator Relationships in School Systems (New York: iThe Macmillan Company, 1938), pp. ISBLS9. 2Ibid., p. 159. 3William B. Ellinger, "A Study of the Procedures Used to Evaluate Professional School Personnel in the Public Schools of the State of Maryland" (unpublished Ph.D. dissertation, George Washington University, 1968). 4Davis and Nickerson, op: cit., p. 64. 32 those who attend, the only legitimate measure of success or failure of the school is the degree to which pupil behaviors are changed in desirable ways.1 The Ohio Education Association in its publication Interface on Learning-~Teacher Evaluation, States: The point is that evaluations should have as their predominate purpose: The professional improvement of the teacher and teaching, and, the assistance of the administration in an affirmative contri- bution to that improvement.2 The 1971 survey of teacher evaluation practices conducted by the Educational Research Service solicited responses from all school districts enrolling 25,000 or more pupils. In answer to the question asking the purposes of evaluation, responses from 109 districts were recorded as follows: 1) To stimulate improvement of teaching performance. 102 2) To decide on reappointment of probationary teachers. 94 3) To recommend probationary teachers fer permanent status. 90 4) To establish evidence where dismissal from service is an issue. 89 5) To select teachers for promotion. 64 6) To decide on reappointment of permanent teachers. 63 7) To qualify teachers for regular salary increments. l6 8) To qualify teachers for longevity pay increments. . 4 9) To qualify teachers for acceleration on salary schedule. 10) To establish qualifications for merit pay.3 NM 11bid., p. 65. 2Ohio Education Association, op: cit., p. 94. 3National Education Association, Evaluatin Teachin Per- formance, Circular No. 2 (Washington, D.C.: National Education Association, ERS Information Aid, February, 1972), pp. 1-2. 33 Moore and Walters categorize the purposes of teacher evaluation into two principal divisions: The administrative aspects of this problem are those having to do with selection, promotion, transfer, or dismissal of the educational staff, the adjustment of salaries, the appraisal of teaching as a part of the general Operation of the school system, and similar purposes that pertain to the management and direction of the school system. The supervisory aspects of appraising or recognizing teaching efficiency are concerned especially with the improvement of teaching or with the evaluation of the supervisory program itself. Barr, in 1931, reflected upon a departure from the traditional role of the supervisor: Recently, the idea has grown up that supervisors should not be more trainers of teachers, but instructional experts reSponsible for the general improvement of instruction in their fields of Specialization. It is significant to note that some 40 years later, the problem of implementing Barr's concept, is still very much in evidence. The Hawaii Department of Education while cognizant of the value of employment decisions, nevertheless, intimates that the evaluation process embodies much more. That observations and appraisals provide a sound basis fer administrative decisions on continued employment is a resulting value, but should not be the basic purpose. It is generally recognized that a procedure for hiring teachers and merely watching to see whether or not they succeed is an inefficient, uneconomical, and unethical method of personnel administration.3 1Moore and Walters, op: cit., p. 323. 2A. S. Barr and William H. Burton, An Introduction to the Scientific Stud of Classroom Supervision (New York: DI Appleton and Company, 1 31). 3National Education Association, Evaluating TegchingPer- formance, Circular No. 3 (Washington, D.C.: National Education Association, ERS Infermation Aid, January, 1969), p. 3. 34 The industrial or business sector also has identified pur- poses of evaluation although the term performance appraisal is more prevalent. Paul comments regarding overall objectives of performance appraisal: 1) Make management's personnel decisions more defensible by systematic collection of data. 2) Stimulate productivity. a) By eliminating inefficient members. b) By improving performance. 1 3) Improve morale which may affect productivity. Whitehill is also aware of the many facets incorporated into the evaluation of employees: Employee rating is a multi-purpose management tool. Regular rating lets workers know from time to time how they are doing. Furthermore, it serves to identify promotable employees, may be used in wage and salary administration, is helpful in deter- mining training needs, and contributes in many other ways to the most effective matching of men and jobs. There is a promising trend among employers at the present time toward using the results of rating programs more and more as an aid in fostering better supervisor—employee relationships, rather than as a basis for disciplinary action. Another business-oriented notation comes from Ecker: The main purpose of employee evaluation is to motivate peOple to undertake self-improvement programs. The worker must agree that certain weaknesses exist, and that a definite program of self-improvement has to be completed in order to overcome the weaknesses. This is the goal of positive employee evaluation.3 1Robert J. Paul, "Employee Performance Appraisals: Some Empirical Findings," Personnel Journal, XLVII, No. 2 (February, 1968), 109. 2Arthur M. Whitehill, Personpel Relations (New York: McGraw- Hill Book Company, Inc., 1955), p. 47. 3Paul H. Ecker et al., Handbook for Supervisors (2nd ed.; Englewood Cliffs, N.J.: Prentice-Hall, 1970), p. 155. 35 The term merit rating appears in the business and industrial literature as synonymous to evaluation or appraisal. This concept is important to recOgnize because of the totally different connotation ascribed to the term by the educational organizations. The National Education Association, in its proceedings at the national convention of 1968 adopted a resolution which illustrates the disparity in the use of the phrase. The Association further believes that use of subjective methods of evaluating professional performance fer the purpose of setting salaries has a deleterious effect on the educational process. Plans which require such subjective judgments (commonly known as merit ratings) should be avoided. American education can be better served by continued progress in developing better means of objective evaluation.1 Purposes of Professional Growth Progpams Professional growth or inservice training programs are con- cerned with staff at the orientation or inservice levels. This is the context within which the discussion of professional growth pro- gram purposes is presented. The most prevalent rationale for professional growth programs which consistently appears in the literature, states the need fer improved instructional services which can be met through develop- mental efforts to upgrade the teaching staff. In this regard, Borg classifies the professional needs of teachers into three major areas of instruction: 1National Education Association, Addresses and Proceedin s of OneéHundredésiXth'Annual‘Meeting, Dallas, Texas, July 1-6, l§§8, p. 523. 36 1) Curriculum content 2) Professional knowledge 3) Classroom skills1 To this already comprehensive list of responsibilities, other author- ities have identified the possible varying instructional needs of beginning and experienced teachers. Turner refers to this as the "multi-faceted"2 approach to inservice programs. An understanding of the differing status of teachers with regard to psychological orientation, although included also is age, experience and prepara- tion, is demonstrated by Dionne when he establishes five states of growth applicable to teachers. 1) Managerial 2) Material-centered 3) Innovative 4) Analytical 5) Creative3 Inherent in this position is a hoped-for teacher movement from a closely structured, teacher dominated type of operation to a teacher posture of reSponsiveness to the individual encouraging considerable freedom for exploration. Moffit expresses a similar point of view in a discussion related to the pressures fer confermity in our social system. The challenge to education, in Moffit's opinion: 1Walter R. Borg et al., "The Mini—course: A New Tool for the Education of Teachers,“'Education, XC (February, 1970), 232. 2Turner, op: cit., p. 119. 3Mel Johnson, Model Progpam for Teacher In-Service Trainin Emphasizing the Affective Dimension (Arlington Heights, 111.: 1311 Grove ra n ng an Development Center, June, 1969), pp. 8, 9. 37 . not to conform but to encourage climates of growth in which teachers may be different and seek the unusual without fear or intimidation. Teacher behavior with students must not be imitative but fresh and freedom-giving as it explores the challenging and the unknown. The quality of in-service education will largely determine the quality of teaching. Progress and improvement will come if the schools are not typed but helped to be unique.1 Reflected against the backdrop of today's technologically dependent society, with its attendant demands for highly skilled teaching staff, it is somewhat difficult to understand that in- service needs existed for those teachers of the early 1900's. The following illustrates considerable understanding of the problem: The work of making good teachers must be carried forward steadily because of the immaturity of teachers on entering the profession, the unevenness of their preparation, the singular lack of external stimulus connected with the practice of the profession, the complex nature of the work that must be intrusted to even the poorest teacher, the profound injury that results when the work is badly done, the constant change in methods and curriculum.2 If the publication date of 1908 was not known, one could readily imagine a present-day comment: Again, teaching, while it is a very conservative profession, is yet rapidly changing both as to methods and as to subject- matter. The teacher who was well equipped ten years ago is now hopelessly out of date unless she has been constantly advancing with the changes in method and in curriculum.3 1Moffit, op, git , p. 77. Charles D. Lowrey, The Relation of Superintendents and Principals to the Trainin and ProfessionaIImprovement of The Ir Tddchers, Seventh Yeafboo of the National Society for the Study of Education, Part I (Bloomington, Ill. : Public School Publishing Co., 1908), p.64. 31bid., p. 28. 38 A note of caution is extended by Westby-Gibson concerning the possible dangers in equating change with improvement. Her premise is that change by itself has no value connotation. Therefore, inservice programs Should be designed not simply to change educational prac- tices, but to improve classroom instruction. The experience of a beginning teacher in an urban situation illustrates one of the potential hazards about which those responsible for teacher orientation Should be aware. One of the first sources of confusion in my new job dealt with organizational structure.1 Moore and Walters, while c0gnizant of the role of orientation and induction programs as a school district reSponSibility, place greater stress on the factor of continuous teacher growth. Changing demands and opportunities of society make it neces- sary that each member of the profession add continually to his knowledge, skill, and understanding. It is the function of the inservice program to contribute to the growth of the teacher.2 Whitney demonstrates awareness of the need to assist teachers in remaining knowledgeable regarding educational developments, although the focus of his comments was directed at the role of the superin- tendent in facilitating inservice training. Our public school teachers are like other workers in that they but begin the process of development during the period given over Specifically to preparation. This deve10pment must be continuous in order that approximate levels of skill may be maintained while in service.3 1Wylie Crawford, "My First Year of Teaching," Todaz's Education, XXXVI (February, 1971), 46. 2Moore and Walters, op, cit., p. 226. 3Frederick L. Whitney, The Growth of Teachers in Service (New York: The Century Company, 1927), p. 22. 39 Morris included some areas of emphasis in professional growth programs which are not typically included in descriptions of the subject. Morris projects the value for a comprehensive orientation to the local school and community. The importance of teacher recrea- tion is stressed, accompanied with the plea for teachers to take time for the enjoyment of life. Morris indicates that a combination of these elements could assist teachers in more adequately coping with everyday pressures Of life. It is that conditioned response that enables the individual to adjust to the demands of everyday life with his entire personality under control. Business and industrial organizations devote considerable resources to the development of employees.. In the context of this study, references are made to developmental programs aimed at those individuals possessing advanced education or highly Specialized skills. Gould refers to the use of the employee interview and the purposes it can serve in the self-development Of employees. In Gould's Opinion, employees must participate in self-appraisal and subsequent establishment of personal goals. Some factors identified by Gould as encouraging self-development are: 1) No development or growth occurs without change. 2) NO lasting change occurs except from within the individual. 3) No change results unless some action occurs.2 1Russell J. Morris, "Why an Inservice Education Program?" Bulletin of the National Association Of Secondary School Principals, WW, 0. 3 February,W5 2M. I. Could, "Counseling for Self-Development," Personnel Journal, XLIX (March, 1970), 226-34. 40 French, in a discussion related to the importance of programs con- cerned with management and develOpment of professional employees specifies four background reasons: 1) Intensified competition in business. 2) Werk force shifting to higher ratio of professional to other employees. 3) Difficulty in retaining the keenest minds. 4) Job standards and measures of performance less easily established.1 . An additional coment should be made regarding item 3 above. Despite the currency of French's book, the supply of professionals, parti- cularly in the sciences, now exceeds the number of positions available. AS a result, mobility of this group is more restricted than in the late 1960's. Factors Affecting the Teacher Evaluation Process The determination and subsequent discussion Of factors which are significant in assessing the effectiveness of teacher evaluation programs demonstrate a variety of inter-linking relationships. It is beyond the scOpe of this review to isolate any one factor as the paramount influencing cause. Administrative Position The subject of teacher evaluation, by the very nature Of the extremely complex and delicate human relationships which are inherent, poses significant challenges tO school administrators. The dichotomy existing between formal appraisal of performance and the professional growth of the individual has been explored in the discussion of 1French, op, cit., pp. 519-20. 41 purposes. In view Of this, it is apparent that administrative concept of the process will directly affect any evaluation procedure. Refer- ence to the fine balance between encouragement of the employee to perform better, and the possible negative overtones of evaluation practices is made by Bolton: Problems are encountered in teacher evaluation when there is an emphasis on fault-finding rather than helping teachers, when prejudice, bias and poor judgment are used in collecting and analyzing information, and when communication is not open and honest. The report on Teacher Evaluation, Prep 21, has identified some administrative behaviors which could adversely affect the success of an evaluation program. 1) Lack knowledge of procedures. 2) Not wish to adversely affect people's careers. 3) Not want to damage relationships which could prevent growth. 4) Fail to communicate organizational goals and employee's relation to them. . 5) Failure to understand relationship between evaluating others and the evaluator's purposes. 2 6) Be unable to organize time to conduct adequate observations. Associated with the foregoing, Rose reiterates the importance of administrative competency: NO matter how well selected the criteria, no matter how adequate the procedures, if the persons fulfilling the eval- uative role are not professionally competent, the whole struc- ture will come tumbling down.3 1Bolton, pp, cit., p. 31. 2National Center for Educational Communication, op: cit., p. 4. 3Gale W. Rose, "The Effects of Administrative Evaluation," The National Elementary Principal, XLIII, No. 2 (November, 1963), 51. 42 Stennock advocates the use of the "client-oriented" evaluation. Incum- bent to this procedure is an acceptance on the administrator's part that evaluation is a cooperative process involving an obligation to be both Objective and constructive. Stennock further states some other conditions which are requisites to success in the client—oriented process: The individual evaluated must be convinced that: l) he is not perfect. 2) the evaluation can be a valid method of achieving improvement in performance; that his evaluators are not just "out to get" him. 3) the evaluators are competent to judge him in certain areas, e.g., interactions, relationships and other areas in which the evaluator and evaluatee come into direct contact.1 Ecker Speaks to the necessity for managers to genuinely accept an evaluation program. An evaluation program must have the whole-hearted support Of top management and every member of the management team. Teacher Organization Position The reactions of teacher organizations to the area of evalua- tion are significant factors in the development of any appraisal system. Particularly, is this so where personnel policies may be governed by master contract provisions. The National Education Association position places considerable emphasis on objective systems of evaluation. 1National Education Association, The Eggluatee Evaluates the Evaluator, Circular No. S (Washington, D.C.: ERS InfOrmation Aid, 1975;, pp. 3-4. 2Ecker, _p. c_i_t., p. 149. 43 The National Education Association believes that it is a major responsibility of educators to participate in the evaluation of the Quality of their services. To enable educators to meet this reSponSibility more effectively, the Association calls for con- tinued research and experimentation to develop means of Objective evaluation of the performance of all educators, including identification of (a) factors that determine professional compe- tence; (b) factors that determine the effectiveness of competent professionals; (c) methods of evaluating effective professional service; and (d) methods of recognizing effective professional service through self-realization, personal status and salary.1 David Selden, when president of the American Federation of Teachers, indicated some reservations about teacher evaluation in general. If evaluation is necessary, it should be done by a team analogous to the North Central Association. With regard to frequency of evaluation, Selden commented: Evaluations would b3 performed every five years, at the request of the teacher. The Ohio Education Association, while recognizing that: The appraisal of teachers and of teaching competence is a technical function, but one that cannot be shunned.4 demonstrates again its belief that evaluation: . . . should be based on the premise of assisting the individual staff member in becoming a better teacher. 1National Education Association, Addresses and Proceedin s of One-Hundred-Ei hth Annual Meeting_(San FranciSco, Califbrnia, June SO- July , 9 , (Washington, D.C.: National Education Association, 1970), p. 741. 2David Selden, Evaluate Teachers? Quest Paper Series, NO. 4 (Washington, D. C.: American Federation of Teachers,l969), p. 4. 3Ibid. 4Ohio Education Association, op: cit., p. 1. 5Ibid., foreword. 44 Teacher Perceptionsfiof Evaluation Any process which possesses the number of opportunities for varying degrees and types of interpersonal relationships, combined with external forces operating in the public sector, should have very clearly defined purposes and Objectives. Without understanding of the purposes of evaluation, the way may be open for misunderstandings, with subsequent tensions, anxieties and possible impaired performance at all staff levels. Moore and Walters describe some results of vaguely defined evaluation procedures: Teachers tend to be apprehensive about ratings as such. Teachers must be thoroughly acquainted with what is expected of them and appraisal techniques to be used. Teachers who understand the purposes and procedures of the appraisal program may still, in the main, be quite willing to participate. Security and emotional stability are important aSpectS of any learning situation. Threats to security tend to make teachers frustrated, apprehensive, and disorganized in their thinking. The evaluation of teacher effectiveness must be based on whole- some human relationships. Teachers must be helped to see that evaluation is a source of aid.1 In the Teacher Evaluation, Prep 21 report, the observation is made: Morale cannot be high if staff members are fearful or hostile.2 Likewise, if the evaluation purposes are understood to include only a narrow range of punitive goals, the result may be: . that if teachers view evaluation as an attempt to eliminate the ineffective rather than to help all teachers toward better and better performance, adverse effects could outweigh the benefits of evaluation.3 1Moore and Walters, op: cit., p. 347. 2National Center for Educational Communication, op: cit., p. 21c. 3Ibid., p. 3. 45 The possible disparity between theory and actual practice which may create or reinforce negative attitudes towards evaluation, is illustrated by a 1968 study conducted by Litherland who surveyed certain Michigan school districts regarding evaluation programs for tenure status. Litherland found that: l) The idealistic program for evaluating teachers for tenure presented in the review of the literature was not practiced by the six school districts studied intensively. 2) The sole purpose was to gather evidence to use when time came to decide whether or not to recommend for tenure.1 By contrast, Rose reported that some evidence existed to indicate that teachers welcome evaluation if certain factors were present. 1) A major focus on improving, rather than on inspectorial fault-finding. 2) Principal takes the necessary time to collect adequate infermation and to discuss it with the teacher. 3) Information produced is meaningful and useful to the teacher. Another example of a positive attitude towards evaluation, is expressed by a teacher whose evaluation procedures include the opportunity for self-evaluation. Mueller states: I no longer have any fears about evaluation. On the con- trary, I look forward to it. I am now able to look "inside" my teaching methods, to ascertain whether or not my strategies are consistent with my objectives. Also, the professional opinions of the principal and teaching colleagues, in many cases expressions of admiration, have added to my self- confidence and self-respect.3 1Bennett H. Litherland, "An Analysis of Programs for Eval- uating Teachers fer Tenure in Selected Michigan Public School Districts" (unpublished Ph.D. dissertation, Michigan State Univer- sity, 1968). 2Rose, pp, 215,, p. 51. 3Gene Mueller, "The Videotape for Self-Evaluation," Todax's Education, LIX, NO. 1 (January, 1970), 39. 46 The concept of the administrator functioning in a supportive role is expressed by Moore and Walters: To be worth-while, the authors believe that evaluation must be a guidance procedure, directed at helping the teacher help himself teach children more effectively. Goals and Objectives Current demands for greater accountability on the part of the educational establishment are real and must be reconciled. Consider- able emphasis is now being given to the establishment of instructional objectives and the responsibility for fulfillment. Bolton indicates: However, recent emphases on accountability of teachers for productivity have caused renewed interest in setting Specific student accomplishment goals and attempting to attain them. If the trend continues, it is quite likely to have a signi- ficant impact on how teachers are evaluated.2 That teachers have a definite reSponSibility in the accountability process is illustrated by this comment: Accountability consists of providing evidence regarding the degree of accomplishment of pre-specified goals and objectives. Too often if a child does not learn, the child, society, or some factor other than the teacher is blamed. Teachers must develop a sense of responsibility for providing this evidence as well as accomplishing goalS.3 Demonstration of the increased public interest in the evaluation process is shown in the Educational Research Report of February, 1972. Aside from states having tenure procedures, a number of states 1Moore and Walters, op, cit., p. 349. 2Bolton, op: cit., p. 54. 3National Center for Educational Communication, op: cit., 47 have adopted regulations governing evaluation procedures. For example, California has recently enacted legislation which requires local boards of education to develop objective evaluative guidelines for use in determining the professional competency of all certified personnel. The state of washington now requires the annual evaluation of certificated employees. Further, Oregon stipulates that super- intendents in districts having 500 or more pupils must evaluate teachers at least on an annual basis. The literature is replete with references concerning the importance of evaluative programs that specify objectives and pur- poses. The Teacher Evaluation, Prep 21 report associates definition of purposes with positive perceptions of evaluation. Since unknowns contribute to fear, evaluation programs which have written Statements of purpose, that are clear, precise and complete are more likely to produce a sound basis fer Open communication and cooperative relationships than programs de- signed around ambiguous or unwritten purposes. Or as Davis stipulates: Efforts to measure the competence of personnel (or anK other resource allocation) must, then, be directly related to t e particular objectives (behavioral changes) the teacher is expected to accomplish, the characteristics of the pupils, the teacher is expected to change and the resources (program), techniques, tools and skills, the teacher has at his command to bring about the described changes in the particular pupils for whom he is responsible.2 Again, the Teacher Evaluation, Prep 21 report clearly enunciates what Should be an obvious principle. Formal evaluation should be analytic rather than comparative, establishing whether the teacher reaches certain standards, but 1Ibid., p. 1. 2Davis, op: cit., p. 65. 48 avoiding attempts to compare the teacher with other teachers. The emphasis should be on helping individuals improve their contributions to the learning of school children, rather than on taking punitive or controlling actions, making odious com- parisons, or using questionable motivation techniques. The preceding philosophical comments are not always implemented in the field as illustrated by Thompson who reviewed evaluation and authority in elementary and secondary schools. Within the public school setting, many administrators lack a coherent philosophy fer evaluation of professional employees or for determining the relative importance of conflicting norms. Further, administrators may fail to specify and commu- nicate the criteria by which teachers will be evaluated; percep- tions of organizational arrangements may differ among occupants of different positions.2 Litherland, in his study of evaluation practices to determine tenure status found: Programs studied did nothing to improve actual teaching performance.3 Problems of Measurement The appraisal of teacher effectiveness has occupied the attention of a multitude of researchers. Numerous studies have been conducted which have dissected the various attributes of teachers in attempts to isolate individual variables which may have effects on teaching competency. This focus on teacher traits resulted in efforts to create Specific instruments to measure teacher efficiency, with 1National Center for Educational Communication, op: cit., 2June E. M. Thompson, "Evaluation and Authority in Elementary and Secondary Schools: A Comparison of Teachers and Administrators" (unpublished Ph.d. dissertation, StanfOrd University, 1971). 3Litherland, pp. 113' 49 less than satisfactory results or acceptance. Barr refers to the developments which led to the widespread use of teacher rating scales. Because of the difficulties involved in the use of tests of pupil progress as measures of changes in teaching efficiency, because of the lack of valid, reliable and objective tests of teaching ability with which to measure the efficiency of teachers and because of the availability of rating scales and the ease with which they can be administered, the rating method of evaluating teaching efficiency and changes in teaching efficiency have come into general use. AS the report on Teacher Evaluation, Prep 21, summarized: For years the purpose was to show how certain types of teachers provide certain patterns of teaching. In order to do this, it was necessary to observe the teacher many times to determine what his stable patterns of teaching were. More recently the emphasis has shifted to why do teachers vary their behavior from one teaching episode to another and what are the eOUcational consequences.2 Barr, in surveying research concerned with measurement and effective- ness of teachers came to the conclusion: Effectiveness does not reside in the teacher per se but in the interrelationship among a number of vital aspects of a learning-teaching situation and a teacher.3 Barr, in commenting about the uneven distribution of abilities, i.e., the same teacher may be high in some abilities and low in others, with few multi-talented teachers, speculated: 1Barr, op, cit., p. 327. 2National Center fer Educational Communicatiorn op, cit. 38am, op. cit., p. 141. 50 From the data here summarized, it might be hypothesized that a good teacher is one that has one or more special talents and no deficiencies that the school, community, or administration consider critical, with many intermediate abilities spread more or less normally between these extremes. A reservation is expressed by Weber concerning the status of research to determine teacher effectiveness: Research in the field of measurement of teacher effective- ness has doubtless added much to our general understanding of desirable teacher abilities, traits, and competencies, but the professional worker should be warned that, as yet, no satis- factory means of identification or definition of teaching competencies has been devised.2 Bradley also comments regarding major areas of weakness in measuring teacher competence: 1) DO not know how to define teacher competence. 2) Do not know how to identify it.3 Bradley identifies a number of factors which contribute to the diversity of opinion regarding teacher competence: l) Pupils 2) Public 3) Administrator 4) Institutions for teacher preparation 5) Professional groups4 It is of interest that the 1950 report of the Association for Supervision and Curriculum Development concerned with teacher 11bid., p. 140. 2Clarence A. weber, Leadership in Pergonnel Mana ement in Public Schools (St. Louis, Mo.: Warren A. Green, Inc., 1975), p. 118. 3Ruth Bradley et al., Measurin Teacher CompgtenceiResearch Back rounds and Current Practice IBur11ngame: California Teachers ASsoc1ation, 1964), p. 8. 4Ibid., pp. 8-10. 51 evaluation identified some types of evaluation instruments in use at that time. 1) Rank order 2) Single mark for each teacher 3) Series of traits or aspects of teaching 4) Qualitative statement about each teacher 5) Selfeevaluation 6) Joint evaluation1 Some years later, Bradley suggested additional methods of determining teacher effectiveness. 1) Measurement of pupil gains 2) Job analysis 3) Pupil ratings 4) Systematic observation techniques 5) Free observation with memoranda and anecdotal records2 The differences noted in the Bradley material and the Association for Supervision and Curriculum Development viewpoint are partially explained by the changing research base in the intervening years. The Encyclopedia of Educational Research suggests: In the past decade, research has begun to relate certain teacher behaviors to specific consequences in the classroom and in the academic achievement of the pupils. The shift has been from subjective evaluations to a more objective counting of teacher-pupil interactions, using more sophisticated observations systems, and handling the larger quantities of data by taking full advantage of computer capability.3 Anthony, in his study of classroom environmental variables and their relation to academic achievement, reported: 1Association for Supervision and Curriculum Development, Better Than Ratin , a report prepared by the Commission on Teacher Evaluation, Washington, D.C., 1950, pp. 67-70. 2Bradley, op, o35,, pp. 13-17. 3Robert L. Ebel, EnoyCIOpedia of Educational Research (New York: The Macmillan Company, 1969), p. 1423. 52 The study suggests that student achievement can be affected where teachers were ab e to manipulate a portion of the classroom environment. Sorenson has suggested that it may be desirable to develop separate categories for non-instructional and instructional expectations. It may also be feasible to create two evaluation files; one representing the expectations of the evaluator; the other representing the evaluatee. Johnson and Bauch developed a model evaluation program which incorporated two major sections reflecting the influence of current research efforts, I General Behaviors, Qualities and Competencies of Teachers 11 Specific Behaviors Performed by Teachers2 The use of rating scales is generally regarded as an in- adequate evaluation tool. Appropriate to this, is the statement by Lucio: Evidence does not favor the use of rating indices as inclusive measures of teaching effectiveness.3 Further, Queer observed: The development of effective methods fer recording and communicating such ratings continues to be a major problem facing many school districts today.4 1Bobbie M. Anthony, "The Identification and Measurement of Classroom Environmental Process Variables Related to Academic Achievement" (unpublished Ph.D. dissertation, University of Chicago, 1967). 2Charles E. Johnson and Jerold P. Bauch, Competency Based Evaluation Guide, Georgia Educational Models (Athens: ThE’University of Georg1a, l 3Lucio, 9p. 25,, p. 209. 4Glenn Queer, An Anal sis of Teacher Ratin Scales (Pittsburgh, Pa.: Pitts urg Public Schools, 1969?, p. 2. 53 However, it is again pertinent to recognize an existing difference between theory and practice. In Queer's 1969 study, which surveyed the largest cities in the United States, 50 of 53 respondents indicated the use of some type of rating scale for evaluation purposes. Some of the more commonly identified problem areas in measure- ment of teacher effectiveness are concerned with the amount and quality of subjectivity which enters the process. Bolton gives some examples: 1) Bias or prejudice 2) Inconsistency of reaction to behavior 3) Subjective classification requiring high inferences 4) Teacher personality outside the classroom may influence measurement of behaviors inside the classroom 5) Attempts to measure too many elements of classroom situations 6) Tendency to continue prior viewpoint of person's performance 7) Consistent over or under evaluationsl Barr was also very much aware of the possible subjective nature of evaluation. . where the criterion is an efficiency rating, each rater has his own preferences, notwithstanding the fact that they employed a common rating scale, and he tends to rate high those teachers who have the characteristics that we associate with excellence, and to rate low those teachers with an absence of those characteristics.2 Torreson, in his study of evaluation procedures for non-tenure teachers, commented on inadequate definition of the purpose of evaluation. 1Bolton, _p, cit., p. 43. 2Barr, op, cit., p. 141. 54 The lack of well-defined criteria in non-tenure teacher evaluation instruments increases the subjectivity of ratings and contributes substantially to problems of communication.1 The report on Teacher Evaluation, Prep 21, proposes a set of criteria which can be used to determine the adequacy of measuring instruments. 1) Relevance and validity 2) Reliability 3) Fidelity 4) Ease of administration and scoring 5) Cost 6) Possible conflict with local traditions2 Lastly, Bolton reiterates the importance of the criterion of student learning, a subject which, in his opinion, has been historically avoided. Efforts will have to be made to cOpe with two extremely important questions implicit in teacher evaluation programs: 1) How to measure long-term student growth? 2) How to control Situations so that growth is attributable to a given teacher?3 Development of Evaluation Programs The review of the literature Shows almost complete agreement on the desirability of mutual responsibility for the evaluation prOgram. Moore and Walters describe it in this way: 1Donald T. Torreson, "A Comparative Study of Evaluation Procedures for Non—Tenure Teachers in Selected Urban School Systems" (unpublished Ed.D. dissertation, Indiana University, 1967). 2National Center for Educational Communication, op, cit., sBolton, _p, cit., p. 170. 55 A complete understanding between teachers and administrators of the purposes and criteria can be attained only through cooperative planning of the appraisal program. The cooperative study of existing and past practices, cooperative consideration of various approaches to the problem, and discussion of methods and techniques that might be used in the appraisal process by those concerned are all parts of the cooperative planning so necessarg to the successful develOpment of an evaluation program. Bolton enlarges the components instrumental in the planning of evaluation procedures. Evaluation procedures are most effective when they are cooperatively planned by teachers and administrators who receive assistance from specialists, consultants, parents and students. All personnel involved should understand the purposes of evaluation, the nature of the procedures, and the roles of the various people involved.2 Torreson sees some multiple values for joint development of evalua- tion procedures. The involvement of teachers, supervisors, and administrators in the development and appraisal of teacher evaluation pro- grams will improve communication and will likely reduce the pressures from teacher organizations to negotiate rather than to cooperatively develop procedures.3 Heald and Moore envision reSponSibility fer teacher evaluation passing from the administrative sector to the teachers themselves if teacher organizations are successful in that movement. As a result more enlightened state organizations of teachers have passed professional practices acts. In essence, these acts are attempts by the teachers to place much of the appraisal of professional behaviors within the area of responsibility encompassed by the teachers themselves. If successful, teachers will move yet another step closer to the 1Moore and Walters, op, oit,, p. 347. 2Bolton, op, cit., p. 31. 3Torreson,_op. cit. 56 unrestrained professionalism they so urgently desire. . . . Reaponsibility for the conduct of the membership will, there- fbre, be vested within peer groups rather than superimposed by an administrative hierarchy.1 Ellinger, however, reaffirms the value of cOOperative efforts to develop and implement effective evaluation procedures. The teaching and administrative staff should cooperatively develop acceptable concepts of effective teaching and pro- fessional leadership based on the philosophy and objectives of the school system. Criteria, procedure, and techniques should be cOOperatively developed to evaluate all professional services. Hain and Smith report some differences in their survey as to actual procedures used by principals in conducting evaluations. The principals would like teachers to invite them to see their class in action, but our sample disclosed that only 2% of the principals stated that their staff issued such invi- tations. Perhaps one reason for this unhappy situation is that teachers by and large view evaluation as an administrative prerogative and not as a joint effort. Cooperating principals were asked if they involved senior or mature teachers in decisions regarding the appointment of teachers. Only 12% of the principals indicated that they utilize this type of consultation. Resource Conmitment The review of the literature revealed a variety of factors which were considered important to a successful evaluation program. The most often mentioned resource was concerned with adequate lHeald and Moore, op, oip,, p. 192. 2 . . Ellinger, op, c1t. 3John H. Hain and George J. Smith, "How Principals Rate Teachers," The American School Board Journal, CLV, No. 8 (February, 1968), 18. S7 administrative time to carry-out the evaluation function. Torreson reported: Adequate staff time and personnel must be provided if the non-tenure teacher evaluation program is to achieve the primary objective of improving instruction. There was abundant evidence reported by teachers, principals, and central staff administrators that principals lacked sufficient time to do a thorough job of evaluating teachers.1 Similarly, Bolton comments: Some teacher evaluation programs are designed for failure because not enough personnel are provided to do the job adequately.2 Likewise, Henry first constructs a rationale fer evaluation, and then illustrates the disparity between what Should be and what actually happens. Any evaluation of a teacher based on less than a week's observa- tion is a travesty and is utterly unreliable. Sustained obser- vation soon reveals how one day's lesson influences another, how a teacher's behavior varies according to the task he sets for himself, the stage of its development, the choice of activity to carry out the task, and the teacher's conception of what thinking is. . . . The principal's customary dropping in sporadically once or twice a year, using the typical, subjective, generalized rating scale (now archaic) cannot justify tenure, or lead to the improvement of instruction of experienced teachers.3 Thompson found that teachers perceived value in being apprised as to their perfOrmance. However, it is conclusively demonstrated that teachers wish to participate more fully in the central Operations of the schools and that they desire frequent feedback about their performances. Teacher satisfaction is related to frequency of evaluation, and perceived helpfulness of assessment. It is apparent that any type of feedback whether positive or negative produces satisfaction.4 Torreson, op. cit. 2Bolton, op. cit., p. 57. 4 3Henry, op, cit., p. 927. Thompson, op, cit. 58 Litherland reported in his study of Michigan school districts that: Programs for evaluation of teachers for tenure were not considered a priority matter. Evaluators in programs studied were not adequately prepared for this task.1 Torreson also observed: "An efficient and effective teacher evaluation program requires training for all persons involved in evaluating teachers."2 A summary observation by Ellinger reflects the degree of commitment which the school district should have if an adequate evaluation program is a desired goal. The position description of principals and other adminis- trators should emphasize the establishment and maintenance of teachgr effectiveness of which teacher evaluation is an essential part. Communication Intrinsic values to a system of teacher evaluation which incorporates Specific provisions for free exchange of information concerning the job performance, are repeatedly described in the literature. Bolton states: When teachers know what is written regarding their performance and what is reported to the board of education, anxiety and rumor are reduced.4 Torreson, as well, reported teacher acceptance of opportunities for administrator-teacher communication. 1Litherland, op, cit. 2Torreson, op, cit. 4 3Ellinger, op, cit. Bolton, op, £13,, p. 64. 59 Classroom visitations by principals or supervisors should be fOllowed by discussions with teachers concerning Observations. Ample evidence was provided in the rating scale to indicate that teachers highly value person-to—person communications. A negative note was sounded by Thompson who reported: . . the presence of communication problems between principals and teachers. In the majority of instances, individuals on one level indicate that they are either uninformed or misinfOrmed about information possessed by members on the other level.2 Litherland also found indications of less than satisfactory communica- tions, leading him to observe: Communications between teachers and evaluators during the evaluation process was almost non-existent.3 Factors Affecting Professional Growth Programs Any one or a combination of the following professional growth factors may Operate within a public school system. The subsequent treatment of these various factors stems from their identification by a number of authorities in this particular field, as being instru- mental to professional growth program success or lack of same. Administrative Position The review of the literature has shown a considerable emphasis on the value of a supportive administrative atmosphere if teachers are to be encouraged in their efforts towards professional involve- ment. This is not surprising as it constitutes a confirmation of the material reviewed and presented in the treatment of teacher evalua— tion considerations. v— 1Torreson, op, cit. 2Thompson, op, cit. ~ 3Litherland, op, cit. 60 A general management position is expressed by Podnos illus— trating the importance of strong overall support to employee develop- ment programs. Rather, management must be willing to make a long-range commitment to manpower and organization development and to support the development prOgram in the face of occasional frustrations and criticism, with an eye to Opening up the whole company to new concepts of organization and flexible functioning.1 ' In addition, the feasibility of planning and implementing develop- mental programs within individual buildings is increasingly being reCOgnized. As Westby-Gibson suggests: Individual schools should have a high degree of autonomy in planning in-service because schools differ in composition.2 Campbell presents a concept of the administrator who is able to effectively portray many roles and select from a collective body of techniques and resources the appropriate instructional assistance for staff develOpment. An administrator has the responsibility for establishing a setting favorable to continuous professional development of the total staff. Operating within the framework of a sound set of personnel policies, he works with the staff in organizing and planning for their in-service development. This is no simple matter. It cannot be done by any set formula, or by any mechanical, packaged plan. His professional responsibility calls for his seeing staff development as essentially a problem in teaching and learning, where his role is one of counselor, consultant, facilitator, and encourager. 1I. Podnos, "Consultative Method of Training," Personnel, XLVIII (September, 1971), 59. 2Dorothy Westby-Gibson, In-service Education, Perspectives fer Educators (Washington, D.C.: U.S. Department of Heaith, Education add Welfare, Office of Education, 1967), p. 4. 61 His responsibility, in effect, is a teaching one, where his class is the staff and his instructional materials and resources come widely from the staff itself, the community, neighboring universities, and the state education department.1 Doggett similarly expresses the desirability of a participatory attitude on the part of administration as a forerunner to inservice programs. Schools with a democratic faculty organization, and with faculty meetings conducted by the staff fer professional pur— poses by virtue of the very nature of the democratic organiza- tion have an in-service program.2 In support of this viewpoint, MacKenzie observes: Many efforts at in-service education have failed because they were planned by administrators or supervisors to achieve some improved educational program or procedure which they alone could visualize.3 The American Association of School Administrators is well aware of the key roles which administrators occupy in stimulating develop- mental programs. That many inservice programs in local school districts fer teachers and other personnel are not more fruitful may be due to the fact that the school administrators themselves have not had sufficient opportunity to raise their own sights. In Spite of valiant efforts on the part of those to whom the leadership of the schools of the nation have been entrusted, it has too often been a case of the blind leading the blind.4 lCampbell and Gregg, op. oi_t_:_.-, pp. 222-23. 2Frank A. Doggett, "An In-service Training Program," Bulletin of the National Association of Secondary School Principals, XLIV TFebruary, 1969), 122. 3Gordon N. MacKenzie, Develo in and Administerin the Curriculum and Pupil Services, Forty-fourth Yearbodk O t e National Society for the Study of Education, Part 11 (Chicago: The University of Chicago Press, 1946), p. 43. 4American Association of School Administrators, Inservice Education for School Administrators (Washington, D.C.: American Association of School Administrators, 1963), p. 32. 62 Teacher Perce tions of Pro fessional Growth Much has been written regarding the opinions of the individual teacher towards professional growth improvement programs and what factors encourage or discourage teachers to accept responsibility for the improvement of their own competencies. From the Seventh Yearbook, National Society for the Scientific Study of Education is drawn an illustration of the reSponse of a teacher of that era. I know many teachers who are and have been pursuing pro- fessional collegiate courses of study in connection with their regular school work, and in every case which has come under my observation these men and women have been and are today better teachers for having continued their studies. They are sympa- thetic in their attitude toward the efforts of the young teachers and pupils; their minds are not decreasing in strength and mental alertness, but are open to receive new truths, and they are willing to embody these truths in practical lines of work. It is noteworthy that the same publication reported the existence of incentive programs to encourage teacher participation in self- improvement. This work is its own best reward, but Since it is of value to the schools, it is reasonable that it should be rewarded in a tangible way, by increased salaries and by promotions. Moreover, this external motive will appeal to many who are not moved by the internal stimulus, and these are the ones who, for the good of the service, are most in need of uplifting.2 Teacher reSponse to changes in instructional programs which may necessitate an upgrading of the teachers' skills, can be a possible source of anxiety and resistance. Moffit recognizes the existence of this resistance to change when he comments: 1Lowrey, op, 533,, pp. 28-29. 2Ibid., p. 29. 63 The attitude toward change differs from teacher to teacher, as in general, it does from person to person. Some things that are a challenge to one teacher are a threat to another. The more creative the ideas emerging from motivating challenges calling for radical departures from traditional ways of teaching, the greater will the threat appear to those who are made un- comfortable by change. Many reasons and rationalizations may be feund by teachers as they are faced with the challenge or opportunity to become a part of an in-service education prOgram. Those who feel the least secure will likely be the first to erect the "protection of barriers" around themselves.1 Turner cautions as to the importance of obtaining the support of the group he terms veteran teachers if the prOposed program is to succeed. Any program supported by the supervisor could only partially succeed if this group of veterans refused to endorse it; if they chose to actively fight it, failure would most certainly result. To be most effective, therefOre, new programs must be understood and agreed to by this group of veteran teachers.2 Westby-Gibson counsels that: "Teachers need to be helped to make in-service training more Of a personal and professional responsi- bility."3 With regard to incentives fOr participation in develop- mental programs, Westby-Gibson also advises: Although such rewards may attract attendance, if teachers are to be genuinely committed to professional growth, they must see inservice education programs as individually meaningful to them.4 Weber also is aware of the importance of teacher receptivity to developmental programs but proposes that participation be strictly on a teacher choice basis. 1Moffit, _p, cit., p. 16. 2Turner, op, cit., p. 118. 3Westby-Gibson, op. cit., p. 9. 4mid. 64 One should remember that motivation comes from within; therefOre the ideal program should be such as to guarantee that an individual teacher has complete freedom to participate or not to participate.1 Or as MacKenzie commented regarding the lack of success of some inservice programs: Some efforts have resulted in failure because teachers did not recognize the need implied in the recommendations and hence did not accept whole-heartedly the suggested plan of action.2 Goals, Objectives and Evaluation The need for school systems to assess in some systematic manner what it is that should be done to meet staff deficiencies, appears consistently in the literature. Further, the importance of multiple input into the process used to identify the goals and objectives of the district, then fellowed by the same joint responsibility for implementation of staff developmental programs, is repeatedly affirmed. Myers, as a result of his study concerned with staff per— ceptions of inservice education programs, States: In-service activities should be devised that will insure total understanding of the system's goals and the hierarchical staff positions that will facilitate teaching these goals. There must be an organizational structure devised that will utilize all the staff resources available.3 1Weber, op, pip,, p. 51. 2MacKenzie, op, cit., p. 43. 3David D. Myers, "Guidelines for an In-service Education PrOgram Based on Staff Role Perceptions of Individual and Group Roles in Selected Curriculum Deve10pment Processes" (unpublished Ed.D. dissertation, University of Virginia, 1971). 65 Bessent, effectively uses biblically related admonitions to demonstrate the need for total staff development of professional growth prOgrams. Thou shalt not commit inservice programs unrelated to the genuine needs of staff participants. Thou shalt not kill interest through activities inappropriate to the purposes of the program.1 In accord with the preceding statement, Moore emphasizes an excerpt from the National Commission on Teacher Education and Professional Standards. In-service education Should begin with the recognized needs of individuals and groups. All members of the professional staff should contribute to the recognition and definition of such needs. Boznango, in her study of teacher perceptions of inservice programs in certain Michigan schools, summarized the desirability for mutual planning thus: Findings of the study indicate that teachers need to parti- cipate in the planning of the projects, that their participation in the inservice training needs to be voluntary, and that the teachers ideas need to be developed and used, and that the planning process needs to be improved--if there is concern that teachers have positive feelings and that they grow as a result of the inservice training.3 Asher, reporting on requisites for genuine staff involvement, refers to certain conditions which should exist if change is to occur. 1E. W. Bessent et al., op, cit., p. 6. 2Moore, op, cit., p. 226. 3Marcia M. Boznango, "An Evaluation of Selected Title 111 In-service Projects in Michigan, as Perceived by Participating Teachers on 13 Variables" (unpublished Ph.D. dissertation, Michigan State University, 1968). 66 The prOblem must be important; one which has significance to people who are emotionally and intellectually involved. The problem is seen as a basis for action which needs a solution. People who identify the problem, should determine goals and ways of meeting them.1 Westby-Gibson refers to the feasibility of interaction between the teacher and school which is described as: "co-action; a two-way process in which teachers were involved in using their classes as the bases for hypothesis making and testing."2 Weber also supports the concept of mutual goal setting. The in-service program should be cOOperatively planned; it should not be handed down by an administrator or by a board. The in-service education programs should meet needs felt by teachers. Purposes, Goals, and Outcomes of in-service education programs Should be made known to and interpreted to the people. There should be a carefully planned program of evaluation of the in-service education program.3 Gould, in discussing the role of counseling from an industrial view- point designed to encourage employee self-development, stresses the importance of identifying personal goals and ways to achieve them. Gould also presents some common assumptions which may prevent achieve- ment of these goals. 1) Best available in-plant candidate will get advancement. 2) Individual doesn't have enough time for self-development. 3) Development is someone else's responsibility. 4) Organization is rigid, unchanging, and that jobs must continue to be done as now. 4 S) Continuation in present job requires no particular attention. 1James J. Asher, Inservice Education Ps chological Perspec- tives (Berkeley, Calif.: Far West Laboratory or Educational Research and Development, December, 1967), pp. 16-17. 2Westby-Gibson, op, pip,, p. 18. 3Weber, op, oip,, p. 51. 4could, op. cit., pp. 230-31. 67 The evaluation of inservice training programs is considered necessary but somewhat difficult to accomplish, because of on-going, multiple program stages. Moore and Walters give an indication Of some outward signs of the results of staff improvement programs. 1) Successes in the in-service program itself. 2) Changes in educational practice. 3) Changes in people who were involved. 4) Improved educational outcome.1 Asher refers to the necessity for evaluating inservice programs, but also advises to "separate factual data from value judgment."2 Resource Commitment The position of the National Education Association relative to support of professional development programs, is expressed in brief but comprehensive terminology. To assure leadership in education, the NEA must support programs for professional develOpment of teachers through in- service and pre-service education, and continuous develOpment of professional standards and self-governance of the profession. This shall be done by committing resources, including funds, for programs in professional development and instructional services which provide an adequate balance for efforts and support in economic and field service areas.3 The availability of time to conduct inservice programs de- signed for staff improvement poses problems for many school districts. It is interesting and pertinent to note the change in emphasis over the past half-century with respect to the reSponSibility of the 1Moore and Walters, op. cit., pp. 242-43. 2Asher, op, £11,, p. 20. 3National Education Association, Addresses and Proceedings of One-Hundred-Eighth Annual Meetiog, p. 758. 68 teacher to participate in growth activities at times other than the school day. In the Seventh Yearbook of the National Society for the Scientific Study of Education, reference is made to the administrative expectation that teachers were to devote considerable personal time to district-wide developmental programs. The amount that is thus required of a teacher in a year's attendance upon these classes is quite large, certainly in most cases equivalent to two hours a week. In many cases, it is undoubtedly larger. This is not an undue requirement, and if profitably employed must result in great good to the work of the teacher. Whitney also reported the practice of a school district which placed high priority on monthly Saturday morning teachers' meetings. Following the custom inaugurated last year the general teachers' meetings will be held at the high school auditorium from 9:30 a.m. to 11:00 a.m. on the third Saturday morning of each school month until further notice. All teachers are expected to attend these meetings and to participate in the discussions. I realize that occasionally it is impossible for a teacher to be present, in which case please arrange with your principal and with me to be excused. Only such excuses as would justify absence from school will be accepted.2 The comment from the ERS Infermation Aid, No. 2, December, 1969, illustrates the significant changes which have occurred over the subsequent years. As school systems begin to plan new inservice programs, they are confronted immediately with the problem of TIME. Teachers already work far beyond the regular teaching day, and they are entitled to free weekends. It is highly desirable that plans be worked out whereby teachers can be released during the teaching day to participate in a regularly-scheduled, well-staffed in- service program. lLowrey, op, cit., p. 28. 2Whitney, op, £11,, p. 171. 3National Education Association, Release of Classroom Teachers for Inservice Trainin (washington, D.C.: National Education Association, ERS In ormation Aid, December, 1969), p. 1. 69 That the matter of time fOr developmental programs is real, is attested to by Johnson. One of the main reasons for the lack of receptivity on the part of faculty members for an in-service training program is that it is added to the already busy day for the teacher-- particularly this is true of the beginning teacher. Turner is even more succinct when he states: "After-school in-service programs are a thing of the past."2 The ERS InfOrmation Aid, Release of Classroom Teachers for Inservice Training, summarized a survey of school districts having 12,000 or more students to determine the extent Of released time provisions for inservice programs. Approximately 260 of nearly 500 systems that returned an answer indicated the existence of such pro- visions. However, in the terminology of the report, the "results were meager." The scope of released time provisions was largely restricted to: . . . occasionally pupils are dismissed for a half or full day to permit teachers to attend system-wide programs. Many indicated that decisions regarding teachers' participation in professional growth activities Often are made on an individual basis, usually in the cases of teachers who are involved in curriculum revision or textbook selection or who have been selected to attend in-service sessions in a particular subject area.3 The general topic of resource commitment to staff development is summarized in a study by McClure who surveyed personnel policies in Michigan school system. McClure's findings give evidence of what sometimes happens in the harsh world of reality. 1Johnson, op, cit., p. 2. 2Turner, op, cit., p. 117. 3National Education Association, Release Of Classroom Teachers for Inservice Training, p. l. 70 It will be observed, however, that a very small percentage of the ferty systems give tangible evidence that they recognize the responsibility of the community for bearing the cost of keeping the teacher abreast of recent developments in his profession, or of maintaining his professional growth, both Of which offer promise of increasing the efficiency of his performance as an educator in the community.1 Or as Bessent points out: Thou shalt not commit inservice on a shoestring.2 Communication Myers, in his recent study, identified the necessity for effective communication of inservice program goals and their relation- ships to instructional improvement. This overall prOposition would best be synthesized under the heading of communication. Aggregate communication to all categories of personnel within the system, explicating the significance and goals of the in-service program, will insure clarification of individual and group roles in the various curriculum development procedures.3 Westby-Gibson emphasizes the importance for educators to understand the nature of the school as it relates to the social setting. sub- sequently, it then becomes a mutual responsibility for all involved to effectively communicate with the public if maximum support is to be attained. Change is dependent on the degree of community understanding of schools. A high level of understanding builds both psychOIOgical and financial support for change. To promote 1Warner McClure, "A Survey of Certain Aspects of Personnel Policies in Michigan Public School Systems" (unpublished Ed.D. dissertation, Michigan State University, 1952). 2Bessent, op, cit., p. 7. 3Myers, op, cit. 71 such understanding, administrators, board members, and to a lesser extent teachers, must relate themselves to their communities.1 Communication can also take the form of feedback to the teacher regarding classroom practices. The use of video-tape recording of teacher presentations has shown promise in helping teachers to critique their own performances, particularly when separated from possibly threatening evaluation systems. Johnson describes an in- service technique utilizing video-tape which is "designed to counter impersonality in schools and to foster understanding and relating to the child."2 Changes in Emphasis The review of the literature reveals that historically little was done to objectively evaluate inservice programs. In its publication, "Inservice Education of Teachers," the National Education Association reported: Prior to 1953, however, most of the articles published on the subject are largely opinion and recommendation. The writing in this period centered itself on the forms and problems of in-service education. More recent studies illustrate the trend toward some kind of evaluation of in-service training.3 Denemark commented on the scarcity of research concerning inservice programs: 1Westby-Gibson, op, cit., p. 3. 2Johnson, op, cit., p. 7. 3NatiOnal Education Association, In-service Education of Teachers, Research Summary (Washington, D.C.: National Educafion Association, 1966), p. 3. 72 Research on in-service education, considered as an integral part of teacher education was disappointingly scanty.l Westby-Gibson identifies some new patterns of inservice education combining one or more of the following: 1) Foster self-directed change, 2) Emphasize process rather than content. 3) Intensive group experience. 4) Use of feedback. a) Students b) Interaction analysis c) Micro-teaching2 Bessent presents three approaches which have significance for inservice developmental programs: 1) Laboratory setting 2) Classroom experience model 3) Teaching demonstration model 3 Bessent's strategies have pertinence in that the appropriate model can be selected to meet the particular instructional need. The movement towards establishing behavioral objectives to guide inservice training programs appears to be the most recent development in the field. Roberson, in reporting a study concerned with effects of inservice training on instructional programs, indicated: The results Show that the writing of behavioral objectives at all COgnitive and affective levels seems to bring about more 1George W. Denemark and James B. MacDonald, "Pre-service and In-service Education of Teachers," Review of Educational Research, XXXVIII, No. 3 (June, 1967), 240. 2westby-Gibson, op, cit., pp. 22-25. 3Bessent, op, cit., p. 7. 73 change in teacher methods than training in classroom observa- tion systems such as Flander's and Roberson's systems.1 Summary The review of the literature was concentrated on the two major areas of this study: teacher evaluation and professional growth programs. As a prelude to this review, however, a brief description was presented tracing the develOpment of personnel management because of its integral part in organization operation. Significant trends and philosophies regarding the Status of the employee as a component in organizational goal-setting were explored. These ranged from highly restricted employee participa- tion procedures, to those which were explorations in depth of individual competencies and goals as related to Objectives of the organization. The literature revealed definite relationships between supportive managerial and supervisory posture and the desired goal of employee participation. The relationship between teacher evaluation and professional growth programs was demonstrated by many authorities. Indeed, the stimulus to staff development is perceived as a principal ingredient of evaluation systems. The values of a non-threatening, supportive climate designed to assist teachers in functioning more effectively, have been attested to by many of the references. However, some evi- dence has been presented which indicates that the theoretical hoped-for goal does not always occur in the reality of school 1Wayne E. Roberson, Effects of Teacher In—service on Instruction and Learning (Tucson, Ariz.: EPIC Evaluation Center, , p. l . 74 district practice. There is no general agreement whether this contra- diction between principle and practice results from a failure to recognize this complementary nature of the two areas, or whether the implementation process is weakened by a lack of commitment to provide necessary resources in terms of time and money. A number of factors have been identified in the literature as causal to either enhancement or inhibition of teacher evaluation and professional growth programs. Purposes, goals, evaluation, administrative position, teacher organization position, perceptions of individual teachers, problems of measurement, resource commitment and communication are examples of these factors. Perhaps the most widespread agreement is apparent in the recognition of instructional improvement as a major purpose of teacher evaluation programs. By contrast, however, some evidence is found which indicates that the prime fecus of evaluation is on non-tenure teachers. This inconsistency has been rationalized in the literature as resulting from a lack of administrative time to mean— ingfully evaluate all teachers. A further consideration is the need for the administrator to concentrate on those evaluations of non- tenure teachers so as to meet state tenure regulations. Until re- cently, the factor of teacher mobility and consequent administrative responsibility fer numerous non-tenure teacher evaluations was another limiting factor. However, such is not presently applicable with the oversupply of teachers. Under current conditions, it is of considerable interest to speculate if the teacher evaluation process will function to a greater degree in the tenure teacher province. 75 School district support of inservice activities has been described as insufficient according to some literature sources. Heilman concluded: The lack of concern fer teacher training and professional growth through local school in-service activities. . . .1 O'Hanlon and Witters after studying school district inservice programs expressed a similar point of view. One cannot look at inservice education without becoming discouraged over the small amounts of time and money being Spent by local schools on professional development of their staffs.2 The review of the literature further reveals some promising practices which recommend the use of multiple evaluating sources, or team approach, in contrast to the traditional administrative-centered model. Included are evaluations by self, peer, students and possibly parents. Mutual establishment of teaching objectives appears more frequently in the literature. Associated with teaching objectives is the measurement of pupil gain, although the determination of teacher effect on pupil growth is difficult to isolate. The question of individual teacher effect on long-term student growth is also associated with the foregoing. 1Arthur Heilman, Effects of an Intensive Inservice Program on Teachers' Classroom Behavior and'Popils"Reading‘AEhievement, Coopera- tive Research Project NO._§70§ (WaShington, D.C.: Department Of Health, Education and Welfare, Office of Education, November, 1965), p. 2. 2James O'Hanlon and Lee A. Witters, Breakthrough: Inservice Education fer All Schools, a report issued by theiDepartment of . Eddcation (Lincoln: University of Nebraska, Department of Education, 1967), pp. 9-10. 76 General agreement exists that evaluation practices should become more objectively oriented and that emphasis must be placed on teacher accomplishment of the defined job, not on a set of personal characteristics which is subject to various kinds of rater errors. Research objectives have moved from a concentration on teacher personality traits and possible relationships, to identification of classroom instructional techniques which are successful. The causes for teacher variation of teaching behavior are also of current interest to researchers. The feasibility of mutual planning and implementation of both teacher evaluation and professional growth programs, is extensively reported in the literature. Probably, the most significant unanswered question relative to the topics of this study, pertains to the apparent paradox of teacher evaluation with possible attendant punitive overtones, coupled with the supportive administrator posture which most authori- ties consider a requisite to meaningful personal development. The analogy has been presented which compares the role of the adminis- trator to that of either an umpire or a coach. That the more compre- hensive role of the administrator is desirable, has support in the literature as illustrated by Staley's study which analyzed the principal's position as an inservice adviser for teachers. Staley observed: Supervisory contact, time spent by the principals in the classroom observation of teachers, has a positive effect on 77 teachers' ratings of principals as inservice education advisors in the Portland School District Professional Growth Incentive PrOgram.1 In conclusion, it seems appropriate to comment that adminis- trator receptivity to genuinely Sharing responsibility for planning and implementing teacher evaluation and professional growth programs is deserving of further study. 1Gerald J. Staley, "The Elementary Principal's Success as an Inservice Education Advisor for Teachers in a Professional Growth Incentive Program” (unpublished Ed.D. dissertation, University of Oregon, 1971). CHAPTER III DESIGN OF THE STUDY This chapter describes the survey procedures and research methods used in the conduct of the study. The fellowing major areas are included: 1) 2) 3) 4) 5) 6) 7) Type of Study POpulation Instrumentation, construction and pilot study Collection of data and follow-up procedures Coding and tabulation of data Statistical procedures Summary Type of Study The purpose of the study is both descriptive in the context of surveying selected Michigan public School districts to determine current status of teacher evaluation and professional growth pro- grams and comparative because of the demonstrated relationships to the literature base attendant to these two areas. 78 79 Population The total number of K-12 public school districts within the intermediate school districts of Genesee, Lapeer, Livingston, Macomb, Oakland, St. Clair, Washtenaw and Wayne comprise the population of the study. Publications from the respective intermediate school district offices were used to verify the existence of public school districts and to determine placement into the reSpective student population categories. These contiguous intermediate districts collectively display a variety of descriptive factors such as stu- dent population, urban-suburban-rural composition, current expendi- tures and professional staff-student ratio (see Table l). Instrumentation The instrument used in this study was the mailed question- naire supplemented by personal interviews with administrative officials of sixteen school districts chosen from a table of random numbers, equally distributed by student population category (see Table 2). A copy of this instrument appears in Appendix B. The single exception to this procedure was category VI where the city of Detroit constitutes the only group member. The questionnaire was constructed with the assistance of the Michigan State University Research Consultation Office based on the two major sections of the study: I Teacher Evaluation Programs 11 Professional Growth Programs 8O n.om cod ooH NMH mg A.cc c m.c a ooo.oo~ cu Hoo.o~ > cod no w.e AH ooo.o~ cu floo.oH >H m.em an e.em ce ooo.o~ cu soo.m HHH m.vn mm o.mn he ooo.m Op flee." HH a.mn NH a.ma 0H mucoOSpu ooo.u O» H unav:0dmom nuancedmom . . “much anomoueu snowwueu muonMmea we a“ haemoueu :ofiuefisnOQ ueoouoa nocazz accused Hooch .ouwaumwp oueflvOEHOOefi an mownououeo camouflaged u:op:um-:.~ mampo>w¢ OHHfi>uOHzou defiance xeo Haze: cowno exam noun: announced: awouuoo uoeu< ee< xuwu nephew hocooom escaped: sarcasm H> > >H HHH HH H .mowaomoudo :OwOeHSQOd ueouzpm an mouspooonn sofi>houcw Hdenom a“ mueanfiofiuadmtu.n mqm > >H HHH HH H uuHuunHa ouwHuoauoucH AH¢u05 noHuououwu :oHuaHsnea .nOHuououeo :oHueHenOA cHAuHa ouOHuuqu Hoenun euaHveaueueH 50 nonconnoa--.n an >H HHH HH H ouHmoonu Hooch mOHnowoumu :oHpeH3905 .m05 omoucoouod :H OOHHOdoH HmconH>oud Homuucoo Noumea NeHucosoHnasm mOHOHHoa :OHueos0o mo whoop coupHH2--.m mHm >H HHH HH H «cocked mOmedmOm mOHaomoumu :oHumHndOd euHmOHeou Hmuoe .m05 omeucoouom :H peakedou Huoeuueoo Hounds wcHsooou :H wovsHoeH nauseoOOAQ :OHumsHe>o mmmumut.v mHm >H HHH HH H .momaucooaoo :H wouuonoa .moasvoooud :oHuesHe>o Hmmum mo aoHeHnotu.5 mHm >H HHH HH H ouHmOAEOU Hence mloomoueu :oHuaHSQOH .m05 ammucoopod :H vouHOQOH HmcoHpHmOd mmeum wanoeou mom meoHudHhomov no“ :ouuHH2-1.0 mHm >H HHH HH H :oHuHmoa 91 .HuHHHpHmconmou umoueoam mcHu:Omoadoa H HHH: VIH ofimom mmfimofi Cw UOHHOQOH flOHHMSHmH/u mmwum MO HUSUCOU UCOHHHHU Rom NAUHHfiQHmHHOQWGH MO OOHwQQII.m mr—m >H HHH HH H .m05 cumucooaod :H vouuoaou Human weHnoaou mo mcoHuesHe>o :ONNHHS Heeaomtt.0 mH0 >H HHH HH H memo: nonconmom eoHuHmoa ouHmonsou Hench moHuomoueo :OHueHsn00 .5uHHH0Hmcoamoa pneumonm } 0=Hueomoudoa H nuHs qu OHeOm mucous aH vouHOHOH HeoHuasHe>o mmeum mo pounaoo you umeo 0Haonm was» HHHHHnHmeoamon mo oopuoott.0H 000<9 94 category of one-third to two-thirds involvement. The tendency does appear for building principals in population categories I, II and III to have a higher proportion of their administrative work reSponSi- bility devoted to evaluation procedures (see Table 11). Epeouencyof Probationary Teacher Evaluation Taken as a composite, 86 per cent of the respondents conducted probationary teacher evaluation two to three times annually. If more frequent evaluation categories are added, the cumulative percentage rises to 91 per cent. Undoubtedly, regulations within the Michigan Tenure Law have contributed to the fermalization of evaluation pro- cedures for probationary teachers. This is further reflected in the general consistency of the pOpulation categories (see Table 12). Eight per cent of the districts conduct annual evaluation. One dis- trict reported a pattern of less than annual evaluation for probation- ary teachers. No district indicated an indefinite pattern fer conduct of evaluation. frequency of Tenure Teacher Evaluation Again, taken as a composite, 5 per cent of the respondents conduct tenure teacher evaluation two to three times annually. If more frequent evaluation categories are added, the cumulative per- centage becomes 9. Some 51 per cent evaluate teachers annually. Twenty-six per cent of the districts indicate less than annual evaluations, with a considerable percentage (15) showing an indefinite pattern fOr tenure teacher evaluation. £95 H 5 50 - - ooH - - eoH - - ooH 5H an on HA - 05 .unn< .eHae< NH 0. H. 0 HH 5c 0 HH Ho NH «H on NH 5. He 5H on mN nHeHHueHHa aeHeHHa. HH HH cc - OH OH - oH ooH 4H H. H. OH - on on 0H 00 .cm .eom me .HHa 0 0H HH - an on - HH an - HN e5 HH - 00 an an an .10 .uon we .HHa c a" mo - on on - 0H «0 a oe mm .H - 00 an m" on Hoeeoeuoa we .HHc no .uosm .unn< H a .0 - - eoH - 0 Ho - HH an a - Ha HA - 50 .HoueH Ho .HHa .8 .090 .32 H H ea - HA m5 - - ooH - - ooH HH - no - - ooH .uaam .ucew< - e co - - ooH - - ooH - 0 ea - 0 ea - - ooH ueoeeooeHuoaau H-H\N H\N-H\H HHH-o H-H\N H\N-H\H H\H-o H-n\~ A\N-H\H n\H-o H.H\N an-H\H HHH-o H.n\N HHN-H\H 0\H-o H-H\N H\N-H\H an-o > >H HHH HH H ceHuHaea ouHuonaou ueHuoueuwu eoHuuHsnoa .nouuuceouon eH vouhonou .nneooun eoHuwus>e o» voue>ov HNHHHAHu:OH»OH Mao: o>HuewuanHlew we eoHuuonopaoe.HH mHnIIIIII|/ \IIIIIIII>II .Ias > a 00H . u u t s H H 0 0 em 00 N0 00 0 0 N N Hooch 0 t t t u u u t n a 50 0 00 N t t t - > 0H t I n t t u t 0H N 00 5 0N 0 u u 0 H >H 50 t t u a u 0 H HH 0 0e 5H 00 0H 0 H 0 H HHH m0 . t - - - t - 0 N 50 0N 00 NH 0 H t . HH NH - u t - t - s u t 50 0 0N 0 0 H t t H 0 .oz 0. .oz 0 .oz 0 .oz 0 .Oz 0 .oz 0 .oz 0 .oz 0 .oz 0 H5 :00 H5 0H0 H5 0cN H N v HHHMMMHH emwmemwmwa Hooch movcH Huo>m 5Ho>m Huo>m Honasz no 0 neoconou HueeoHuepoun How coHuenHe>o mo HancocOAmut.NH 000<5 97 By population category, it would appear that smaller districts (I, II and III) conduct tenure teacher evaluation more frequently than on an annual basis. Similarly, schools in categories IV and V demon- strate a pattern of less than annual evaluation (see Table 13). In comparing evaluation composites for probationary and tenure teachers, it is apparent that a practice of more frequent evaluations for probationary teachers exists among respondents from all student population categories (see Table 14). H —a..u.m Eroqoencyof Classroom Observations Precedin Evaluation (PrObationary I Teachers; Taken as a total, all reSponding districts indicate a mean of 1.94 observations preceding evaluation (see Table 15). There are no substantial differences reported among the various population categories. freqoency of Classroom Observations Preceding Evaluation {Tenure Teachers) As a group, reSpondents indicated a mean of 1.49 observations preceding the evaluation (see Table 16). No substantial variation exists among the respective population categories with the exception Of category V where the mean is 3.40. From the data, it would appear that districts are likely to conduct more frequent classroom observations of probationary teachers preceding the evaluation process than with tenure teachers. However, the difference between the probationary and tenure teacher categories is only .45 Observations. 98 00H 00N 0H0 00 00 HoH 0H 0H 1 - 0H 0H 0H 0H H0 H0 0 e H H t u 0 0 H0005 0 00 N I t 5H H 5H H __00 N t t r s - t t t > NH 0N 0 r u 00 e s s N0 0 t t - - - t r . >H 50 HH 0 t t 0H 0 HH 0 50 HN . t t s t r 0 0 HHH «0 0H 0 - - 0 H «N 0 we 0H 0 N 0 H - u 0 H HH NH - - t t 5H N t r 50 0 5H N t - t u u r H 0 .Oz 0 .oz 0 .oz 0 .Oz 0 .oz 0 .oz 0 .oz 0 .oz 0 .02 H. 0 N H N n e bemoan”. Hooch once :OHomHe on moveH 5Ho>m Hhoem 5ho>m Honesz HO 0 .MHOp—Odov OHSCOH HOW :OfingerO MO kufl0570hmts.mfi mung“. 99 lllnfilfltlsha: -v mHonooop OHseoH :1..1. mHonoeou 5HeHOHueHOHd :oHuesHa>m mo 5ocosoon H005 H005 H005 .HoeeH H3 20 HEN H N H H. m m 0H 0H 0N mm 00 00 00 Paulodeu sneezed 00 00 mm 00 .mHo:Odou OHscou 00m 5HeeoHueceHd 5n eoHuesHa>O mo 5OHO=OOH0 OHHmOHEOO meHuHOHOH adeHutt.vH m00<9 100 3. H 8 5 mm e5 2 n 338. 8.5 c H H - H H > cm. H oH - H. e H - 2 on. H Hm H H 5 a H HHH c5 . 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HHH 00.H 0N H 0H 5 N u 1 HH 00.H 0H - 0 H t H u H mcHuHoaom 0 H N 0 0 +0 5Hououeo memo: Hooch Hopasz :oHueHsnoa .eoHuusHu>o weHveoeHd mHosoeou OHSHOH mo «HOHue>Homno EOOHmmeHutt.0H mHm >H HHH HH H ucooHoa momeommom ouHmoneou HquH mOHHomoueu :oHueHodoa .005 odeHOOHOH eH vouHomoH .mHonoeou OHseou Hem :oHumsHe5o OpHmOHEoo He=::<--.0H 000<5 0m HoH He05c Hevmn HeNan Hmvae H5000 ueooHom noncommom > >H HHH HH H ouHmooaou Hooch mOHHomoueu :oHueHodOd .005 owoucoOHOH 0H vopHOdOH .mHOnooou 5HeeoHuapOHH Hem :OHuwsHe>o ouHmOHEOO HeaeeO mo momomHsm HoovH u 0 .coHpasHm>O Ho memomHsm peomon u < Houoz 0H.H 00.H 00.H 00.H 0N.H 00.H 0H.H 00.H 0H.H 00.H 5H.H 5H.H meHvemumHovas -mHom oo5oHdso 0H< HH.H 0H.H 00.H 5H.H 0H.H H0.H 00.H 00.H 0H.H 00.H 5H.H 0N.H meadow OHscou OeHEHouoo N0.H N0.H 5H.H 50.H 0H.H 05.H 50.H 00.N 0N.H 00.H 50.H 0H.N meeHmoHn nusoHu HeconmOMOHd H0.H 00.N 5H.H 50.H 5N.H 00.H 00.H HH.N 50.H NH.N 00.H 00.N HOHHOEOHA Hem eoHueoHe>m HH.H 0H.H 5H.H 00.H 00.H 0H.H HH.H HN.H HH.H 0N.H 00.H 5H.H ouceEHomHom mo eonmsomH0 0H.H 0N.H 00.H 00.H 0H.H N0.H 0H.H 0N.H HH.H 0N.H 0N.H 00.H omHenomHv Ho cOHHHOHOH OeHEHouoo 00.H 00.0 00.H 00.0 05.H 00.0 00.N 00.0 H0.H 00.0 00.N 50.0 momeoHocH 5HwHem mo :oHuaHuchHeu< 0 < 0 < 0 < 0 < 0 < 0 < mHOHHumHo HH< > >H HHH HH H omoaHnd undo: ouHmoanu 5Hououeu :oHueH3000 .umoann NHHOH H suHa euH mo OHeOm .mceoa :H onHOAOH .eoHuest>o mo momomHod OHHmomaou--.0H 000<5 106 Discussion of Performance The composite mean of 1.19 reveals that all categories consider this to be important. Evaluation for Promotion Collectively, the mean of 2.09 indicates this purpose is con- sidered to have some importance. A surprising difference by population categories is revealed in that larger districts (IV and V) place greater emphasis on this purpose of evaluation than do other population categories. Professional Growth Programs The composite reported mean of 1.92 reveals this area to be of some importance. Larger districts, categories IV and V, perceive this area to be slightly more important than do smaller districts. Determine Tenure Status The collective reported mean of 1.13 indicates that this item is of major importance and is universally perceived as such by all pOpulation categories. Aid Employees Self-Understanding The reported collective mean of 1.45 indicates that this is a priority area and is considered as such in all population cate- gories. 107 Ideal Purposes of Evaluation (see Table l9).-- Administration of Salary_1ncreases The composite response indicating a mean of 1.96 indicates that reporting districts consider this area to be of some im- portance. Districts in categories IV and V place slightly more importance to this purpose than do categories I, II and III. Determine Retention or Discharg£_ This purpose is perceived by all categories as an important function with a mean of 1.14. Discussion of Performance This purpose is perceived by all categories as an important function showing a mean of 1.11. Evaluation for Promotion All categories perceive this area as considerably more im- portant than current practice indicating a mean of 1.51. Professional Growth Program This area is also perceived by all categories as more important than current practice reporting a mean of 1.32. Determine Tenure Status This area is perceived to rank as important in all pOpulation categories with a mean of 1.11. Aid Employees Self-Understanding_ This area is perceived to be important in all population categories showing a mean of 1.18. 108 As a composite, all ideal purposes of evaluation were per- ceived to be more important than present purposes. The vast difference between current practice and perceived importance of administration of salary increases may well reflect the administrative response to the present controversy in Michigan public education regarding staff accountability for services rendered. Under general comments, regarding purposes of evaluation, two districts emphasize the importance of improving teachers so as to improve the quality of the instructional program. Types of Evaluation Instruments Rating scales and anecdotal techniques are commonly reported by respondents. Very little utilization is made of rank order, forced distribution, or paired comparison. The critical incidental technique is reported in 20 per cent of the total reSpondents (see Table 20). A number of districts indicated the use of multiple evaluation instruments; primarily, anecdotal in combination with rating scales and/or critical incident. Anecdotal and rating scales are used ex- tensively by all population categories. By student population categories, I and 11 make the highest use of rating scales; categories IV and V the least use of rating scales. Category 111 reports the highest application of anecdotal procedures. Under comments, five districts State that performance objec- tives have been established for teachers. 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00 50 «H u 00 . 0H 00 «a HH 5o 00 o 50 .000< .0Hnfi< 00 0H 00 . 00H - 00H . . 0H 5H 50 00 - 00 00H . . 000000300 000>000-0~ 00 .000 0 00 N0 . co ow 0 00 00 0 H0 00 0 H0 00 o 00 00 0Hanuu0H0m 0000H020 HH 00 00 - 00 00 mn 00 mm NH 00 00 a 00 00 u 00H . .00 .000 00 .000 HH ov me u 00 00 «N 00 an 0H 00 50 - 0m 05 u ooH - .00 .aUHm 00 .000 N 00 00 - - 00H o 00 05 o 00 Ho . «H on - 00H n ~000000om 00 .000 00 .0000 .000< 0H 50 on . 0N 05 0N 00 00 OH 00 H0 0 00 cc 00 u 00 .0000" 00 .000 00 .0000 .002 0 on Ho - 0m 05 - ON 00 5 50 on n - 00H s 00H . .0930 .uonn< - 0H 00 - - 00H - 0H 00 - 0H 00 - o 00 - 0 00 00000000000030 H-0\~ 0\~-0\H 0\H-0 H-0\u 0\~.0\H 0\H-0 H.0\N 0\~.0\H 0\H.0 H-0\N 0\N-0\H 0\~-0 H.0\~ 0\~.0\H 0\H-0 H.0\~ 0\~-0\H 0\H-0 00000000 000noalou > >0 ~00 an H 00o000au 0o000Hsnom 00 00000000000000 00 000000 .00000000000 00 0000ono0 .0000H>0000 00:00» H00000000o0n 00 000o>00 x00H0000000000 o>000000000000 0o 0o000ono0mu-.0« manog oeaau «0.0 ~00 00.H m0.0 00.0 00.0 00.0 .e0ee< 0u000m00 Hoogom mm.~ «a o~.n N¢.N 00.0 00.0 oa.~ eo0uaueem mo canon 0000: m0m000mom > >0 000 00 0 000000500 00009 00000000 0000000000 0000000000 .00000000000000 00000000 000000000000 0 0003 0.0 00000 "m0eoa 00 00000000 00000>00oe 003000 0e000mmomo00 00000m0v M00m00o>oc 0cm 0000000m0o0m00--.0n 000<0 127 00.0 00 00.0 00.0 00.0 00.0 00.0 00000000000 00000000 00.0 00 00.0 00.0 00.0 00.0 00.0 000000000000 00000000 00.0 00 00.0 00.0 00.0 00.0 00.0 0000000 «0.0 00 00.0 on." 00.0 00.0 00.0 00000 00000000 00.0 00 00.0 00.0 00.0 00.0 00.0 00000000 0000000000 000000000 00.N me 00.N 00.N 00.N 00.0 00.0 00000000 00>00 00000 00.0 000 00.0 00.0 00.0 00.0 00.0 .0000< 00000000 000000 00.0 00 00.0 00.0 00.0 00.0 00.0 000000000 00 00000 0000: 000000000 > >0 000 00 0 00000000 000000000 00000 0000000000 0000000000 .00000000000000 00000000 000000000000 0 0003 0.0 00000 000000 00 00000000 .00000>0000 003000 000000000000 00000000.w000000000000 000 00000000000000--.00 000<0 128 Res onsibilit for Evaluatin District Professional Growth Activities (see TaEle 32) School district administrators (1.20), secondary department chairmen (1.96), and teaching staff (1.88) have the greatest responsi- bility for conduct of evaluation of professional growth activities. Boards of education (2.73) fall into the some to little classifica- tion. Parents (3.52) and students (3.74 and 3.52) have little responsibility for evaluating professional growth activities. Participation Level for Professional Growth Activities (see—Table 33) In composite, 19 per cent of reporting districts indicate that a minimum participation level is established fOr professional growth activities. Generally there is consistency across the pOpula- tion categories with the exception of category V where 50 per cent of those districts reported the existence of such a policy. Plannin With Individual Staff @emEers Concernin Professional Growth (see Table 4) As a total, 39 per cent of reporting districts indicated that formalized planning did occur with individual staff members regarding their professional growth. There was no pattern apparent with respect to population category, ranging from a low of 24 per cent in category II, to a high of 83 per cent in category V. 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