ABSTRACT. STIMULATED RECALL WITH VIDEOTAPE AND SIMULATION IN COUNSELING AND PSYCHOTHERAPY: A COMPARISON OF EFFECTS OF TWO METHODOLOGIES WITH UNDERGRADUATE STUDENT CLIENTS . By Robert William Van Noord This research represented an attempt to evaluate an integrated videotape/stimulated recall/affect simulation method of personal counseling and psychotherapy. In the evaluation of this method, a comparison was made between rated, self-reported, and peer-observed behaviors of under- graduate student clients who received the experimental therapy procedures and behaviors of clients who had received a second program consisting of traditional, dyadic therapy. The basic question underlying the study was whether an integrated affect simulation/Interpersonal Process Recall (IPR) procedure with videotape could effect more client growth in therapy over a six-week period of time than a traditional therapeutic approach. The therapy model used in this study was derived largely from Kagan's (1967) IPR and and affect simulation methods. The sequential steps in the experimental therapy model included the following: (1) Regular counseling Robert William Van Noord sessions; (2) Affect Simulation Viewing-Client and Counselor discussion of client's reactions to filmed affective stimuli; (3) Video Recall of Affect Simulation (VRAS)--Client review of his videotaped reactions to affect simulation; (4) Client Recall-client review and exploration, with assistance from "inquirer," of thoughts, feelings and reactions during previously conducted and videotaped therapy session; (5) Mutual Recall-~client and counselor together review videotape of just-completed session and explore feelings, thoughts and reactions. The traditional therapy model consisted of dyadic, relationship-oriented counseling and therapy, equated for time with the IPR model. Students requesting personal counseling or therapy were randomly assigned to treatment groups and to counselors (employed by university counseling centers) within treat- ment groups and post-treatment comparisons were made between the two groups. Measures of client in-therapy verbal behaviors, client satisfaction with therapy, client self- concept change and peer reports of client behavior outside of therapy were employed with hypotheses predicting that clients who received IPR therapy would obtain higher in-therapy behavior ratings, satisfaction reports, and peer ratings, and lower self-concept discrepancy scores than clients who received traditional therapy. Data were analyzed by a multivariate analysis of covariance procedure, with one covariable (rated empathic understanding of therapist) and five dependent variables Robert William Van Noord (a composite client growth scale, client self exploration, client satisfaction with therapy, client self concept dis- crepancy and peer reports). Two independent 3 tests were also performed as post hoc exploratory analyses of peer ratings results and covariable to dependent variable correlations and dependent variable intercorrelations were examined. Finally, subjective written comments of the client-participants in the study were obtained. Results of the multivariate analysis on the five dependent variables taken together indicated no significant treatment effect. Results of univariate analyses carried out in the same procedure also indicated no significant treatment effects for the dependent variables taken separately. POSt hoc analyses of frequencies of strong positive and negative peer responses indicated that, although peers of clients who received traditional therapy tended to respond with more strongly negative responses than peers of , IPR group clients, the difference was nonsignificant.l Written comments of participating clients indicated that those who responded were pleased with their therapy experience, regardless of their group. Client statements appeared to indicate that individuals who received IPR therapy thought of videotape use as beneficial for self- exploration. Comments also seemed to demonstrate more awareness by IPR group members of client defensive dynamics land of an interactive client-counselor relationship than by traditionally counseled clients. Robert William Van Noord Conclusions from the results of the research were that the therapy model used for this study did not result in more client growth in therapy on the variables examined, but that affect simulation and IPR with videotape is seen by clients as beneficial and conducive to self exploration and exploration of the client-counselor relationship in personal therapy. STIMULATED RECALL WITH VIDEOTAPE AND SIMULATION IN COUNSELING AND PSYCHOTHERAPY: A COMPARISON OF EFFECTS OF TWO METHODOLOGIES WITH UNDERGRADUATE STUDENT CLIENTS BY Robert William Van Noord A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Counseling, Personnel Services and Educational Psychology 1973 ' n DEDICATION To my parents, who provided the impetus for it all. They would be pleased and proud. ii ACKNOWLE DGEMEN TS Acknowledgement is gratefully made to the many individuals who contributed directly and indirectly to the planning and completion of this project. Norm Kagan, my committee chairman and dissertation advisor provided encouragement, support and advice through- out the project. I am very appreciative of these as well as the personal and professional curiosity, interest and friendship he shared with me. Andy Porter provided invaluable advice and education during the research, not just relative to statistics and design. His clear thinking and helpful suggestions are much appreciated. Gregory Miller had confidence in me from the begin- ning of my graduate program. I am grateful to him for getting me started and for his support throughout it. Sam Plyler, who became a real friend and colleague, shared and took and gave, thus enriching, eXpanding and validating my experiences and growth. And Bill Kell knew what it all meant to me, and let me know that he knew and understood. He generously gave of--through being--himself, a person through whom I iii understood myself first, and-through that, the clients and others with whom I worked. I am also deeply grateful to those who were willing to help and contribute to the research and the researcher by participating in various roles within the project. Dianne Singleton, my research assistant, and the therapists for the project, Miriam Burke, Dale Cook, Bob Dendy, Tom Fiester, Dave Groves, Ken Hall, June Jacobson, Norm Kagan, Liz Monroe, H. Mike Peter, Karen Rowe, Ken Salzman and Allan Scholom all contributed immensely through their com- petence and interest in the project. Similarly, the assis- tance given by Pam Bakeman, Roger Landvoy, Sarah Schendel and Tom Spierling, who ably acted as inquirers, is grate- fully acknowledged. And I am grateful to the clients, who were willing to search and explore, and who were the focal point of the entire study. Jim Archer and Kathy Scharf acted as raters for the audiotapes and Roy Gabriel and F. Robert Wilson provided valuable consultative assistance with statistical and Computer-related portions of the research” I am very appreciative of these contributions and those of Nancy Bossenbroek, who did much of the initial typing of the dissertation. Finally, the direct and indirect support received from the staff members of the MSU and the University of Delaware Counseling Centers during the progress and the reporting of this research was felt and appreciated. iv Some of these already mentioned and others, equally important, shared in my development at MSU. For them and their participation in my growth as a person and a thera- pist, I am particularly grateful: To Norm Kagan, who constantly stimulated and encouraged me, while impreSSing upon me the fact that being helped and being independent are not incompatible. To my individual supervisors, Joan Hamachek and Norm Abeles, who allowed me to experience and learn, and Bill Kell, who was there when I was most ready for him. The importance of those searches, insights and pleasures is well known to both of us. To the interns, who cared and shared with each other and with me, which was so important, and to Dinny Kell, with whom I know "it really happened," which means that it can happen again. To Bob Dendy, whose friendship is valued so highly, who shared from the start and throughout, and with whom the closeness will continue. To Ken Hall and Kathy Scharf, who became so impor- tant through our sharing and warmth. And finally, but most importantly, I am thankful to and for my wife, Sally, who knew and understood more than anyone. Our love and understanding will only continue to grow as we share throughout our lives together, and Rob will come to know that too. TABLE DEDICATION . . . . . ACKNOWLEDGEMENTS . . . LIST OF TABLES . . . . LIST OF FIGURES . . . . LIST OF APPENDICES . . . Chapter I. II. III. INTRODUCTION . . Purpose . . The Problem . Definition of Terms Need for the Study General Hypotheses Basic Assumptions . Theory . . Overview . . OF REVIEW OF LITERATURE Introduction Client Movement Problems of Assessment of Client Movement Acceleration of Client Movement -. . . CONTENTS Page 0 I I O O O O O 0 iii 0 o o o o o o o oViii . . . . . . . . . 39 . . . . . . . 39 . 40 . 48 Conclusions and Implications of the Literatur Summary . . DESIGN AND METHODOLOGY Experimental Design . . Sample . . Description of Treatments Instrumentation Hypotheses . Analysis of Dat Delimitations Summary . . e a o o 0 o o o o ‘0 o 72 . . . . . . . . . 74 O C O O O O O O 76 115 118 119 120 coo. 0.00 000000 o 00...... oooooooo oooooooo 0000000. U) . 0‘ vi Chapter IV. V. DISCUSSION AND CONCLUSIONS BIBLIOGRAPHY Introduction ANALYSIS OF RESULTS Covariable Ratings Multivariate and Univariate Findings The Peer Information Questionnaire-- Independent t Tests Results . Dependent Variable to Covariable Correlations Dependent Variable Intercorrelations Client Written Comments Summary Summary Conclusions Discussion Implications for Further Research vii Page 122 122 122 124 128 130 132 134 138 140 140 145 147 156 159 Table 3.1 3.2 3.3 3.4 3.5 3.6 3.7 LIST OF TABLES Distribution and Description of Sample by Age, Class and Sex within Groups . . . Final Subject and Counselor Distribution Within Treatment Groups . . . . . . Description of Therapist Sample by Position, IPR Experience and Sex . . . . . . . Summary of the Experimental Procedures . . Frequency of Conducted Inquiries by Inquirers . . . . . . . . . . . Correlations between the MSGO GRT(15) Scale and 13 MMPI Subscales . . . . . . . Reliability Coefficients for Judges' Average Ratings of Each Client Dimension and Counselor Empathic Understanding _. . . Rated Level of Empathic Understanding of Counselors by Rater and Treatment Group . F Ratio for Multivariate Test of Equality of Mean Vectors . . . . . . . . . ANCOVA for COGS Ratings . . . . . . . Grand Means for Dependent Variables (Raw Scores) . . . . . . . .. . . ANCOVA for DX Ratings . . . . . . . . ANCOVA for TSR Scores . . . . . . . . ANCOVA for MSGO Scores . . . . . . . ANCOVA for PIQ Scores . . . . . . . . 3 Test Table for Frequency of "One" and "Six" PIQ Responses . . . . . . . . viii Page 82 85 86 87 93 106 115 123 124 125 126 126 127 127 128 130 Table 4.10 4.11 5.1 Page Correlations Between Covariable and Dependent Variables (pooled within grOupS) o o o o o o o o o o o o o 131 Correlation Matrix--Dependent Variable Intercorrelation Coefficient (pooled . with groups) . . . . . . . . . . . 133 Summary of Therapy Procedures . . . . . . 143 ix LIST OF FIGURES Figure Page 1. Pictorial Representation of the Design . . . 77 LIST OF APPENDICES Appendix page A. Subject Consent Form . . . . . . . . . 171 B. Standard Letters of Explanation to Student Clients . . . . . . . . . . 173 C. Memos to Counselors Regarding Participation . . . . . . . . . . . 178 D. Therapy Session Report Items . . . . . . 181 E. Peer Data Form . . . . . . . . . . . 185 F. Sample Questions for Use with Affect Simulation Films . . . . . . . . . . 187 G. Week-By-Week Memos Regarding Procedures for Group A Counselors . . . . . . . . 189 H. Procedural Memos for Group 3 Clients . . . . 198 I. Characteristics of Client Growth Scales . . . 201 J. Degree of Self Exploration Scale . . . . . 208 K. Miskimins Self-Goal-Other Discrepancy Scale Hand Scoring Summary Sheet and Profile smary O O O O O O O O O O O O O 211 L. Cover Letter to Peer-Informants . . . . . 214 M. Response Sheet for Peer Information Questionnaire . . . . . . . . . . . 216 N. The Peer Information Questionnaire . . . . 218 0. Client Written Comments Sheet . . . . . . 221 P. The Empathic Understanding Scale . . . . . 223 xi CHAPTER I INTRODUCTION Purpose The purpose of this study is to assess the effective- ness of a client therapy program which combines the use of Interpersonal Process Recall (IPR) and affect simulation films. The study is a modified replication of an earlier investigation (Schauble, 1970) and represents a further examination of a relatively new treatment program for clients. In this program IPR and affect simulation are incorporated into an ordered treatment program and the results of that treatment compared with the results of a more traditional college counseling program. The Problem Individuals in the field of counseling and psycho- therapy have as one of their mandates the constant evaluation and upgrading of the effectiveness of their work, as well as the possession of a committment to provide helping services to those who come to them for assistance. In this study, an attempt is made to obtain a reliable assessment of the effectiveness of a recently developed method of helping peOple who have sought assistance with personality and/or adjustment problems from professional counselors. In this 1 way, an evaluation and possible upgrading of a way of providing mental health services to college age clients may be provided. Traditionally practitioners have carried out counseling and therapy with college clients in an indi- vidual or group setting, and in this sense the present investigation does not depart significantly from the more typical method of therapeutic intervention. It does differ, however, in the specific technique of intervention. In this study a relatively new process and technology is used with the basic concept that therapeutic progress can occur more rapidly when specific behavior dimensions are isolated and promoted within the context of therapy. Consideration of the notion of accelerating therapy is a step forward given the types of questions which have been asked about the field in the past. The issue of whether or not counseling or therapy is effective at all has undergone extensive debate as recently as the 1960's. Eysenck's (1952) report in which the claim was made that psychotherapy had no more effect than no treatment at all, provided the stimulus for many additional opinions and much further discussion (e.g., Sanford, 1953; Rosenzweig, 1954; DeSharmes, Levy and Wertheimer, 1954; Levitt, 1957). More recent investigations, however, have indicated that studies which reveal no effects as a result of therapeutic inter- vention may have had some shortcomings (Spielberger, Weitz and Denny, 1962; Baymurr and Patterson, 1960; Draspa, 1959; Bergin, 1963; Kiesler, 1966). That is, while earlier investigators claimed that psychotherapy had no more effect than no treatment at all, later studies have revealed that there may be effects of therapy which are not observed because of the averaging of differences; the averaging of positive and negative effects produced a gross observation which led to the conclusion that there were no effects at all. Further evidence has indicated that when related to therapist functioning variables and specific interpersonal behavior dimensions, therapy may have positive effects which influence client change (Truax and Carkhuff, 1967; Carkhuff and Berenson, 1967). The significance of these later findings lies in the observation that therapy has been found to be £2; better or £2£_29£§2_(Traux and Carkhuff, 1967). Given then, the possibility that therapy can be either beneficial or detrimental, it behooves the indi- viduals in the profession to make every effort to insure that the effect will_be beneficial and that the client can have a satisfying experience. An effort is made in this study to evaluate a method designed to accelerate the positive impact of counseling and therapy. While there are many methods being tested and used to this end by various practitioners, this investigation is focused on the use of a specific method of video technology (Interpersonal Process Recall) as an intervention in the counseling process. Interpersonal Process Recall (IPR), which uses videotape replay of the counseling session to stimulate recall (Kagan, Schauble, Resnikoff, Danish and Krathwohl, 1969), has been shown to have significant potential for accelerating growth in therapy with prison inmates (Kagan, Krathwohl, et a1., 1967), with disabled adults (Schauble, 1968; Kagan, Krathwohl and Miller, 1963), and can be used in conjunction with hypnosis (Woody, Kagan, Krathwohl and Farquhar, 1956). IPR has also been demonstrated to be an effective method of training helpers to deal with various populations (Spivack, 1970; Archer, 1971; Dendy, 1971; Grzegorek, 1971; Heiserman, 1971; Scharf, 1971). Only one controlled study has been carried out, however, which assessed the effectiveness of IPR as a therapeutic mode with college student clients (Schauble, 1970). The aim of this project is to further examine the effectiveness and efficiency of the use of IPR and affect simulation as a therapeutic tool with college students. IPR in general is the heart of this treatment program, but specific parts of the process are expanded and emphasized as elements contributory to therapy acceleration. The use of affect simulation films and of the "inquirer" role are two particularly important aspects of the experimental counseling experience. The theory and a description of these portions of the treatment program.will be described and expanded upon later in this and subsequent chapters. In this study, no distinction is made between counseling and therapy. This position is based on the conclusion that ". . . there are no essential differences between counseling and therapy in the nature of the relationships, in the process, in the methods or tech- niques, in goals or outcomes (broadly conceived), or even in the kinds of clients involved" (Patterson, 1966, p. 3). Definition of Terms Special terms used in this study are defined as " ’follows: 1. Interpersonal Process Recall (IPR): The term used to describe the process of recording on videotape an interpersonal interaction (e.g., the counseling relation- ship) and playing back the videotape, thus enabling either or both of the participants to stOp the videotape to examine and verbalize the interpersonal dynamics of the original experience. A person in the role of "inquirer" (see below) is included in this process. 2. Recall Session: The phase of the IPR process where the videotape of a counseling interview is played back and an "inquirer" helps to stimulate examination by either or both of the participants of the underlying dynamics of their interaction during the recorded counseling session. 3. Inquirer: The designation given to the third person whose function is to facilitate the client or counselor's self-analysis of thoughts, feelings, images, and general pattern of interaction with the other. Since this person's clinical function is limited to actively probing the immediate past (contained on the videotape), the name "interrogator" was initially selected, then changed to "inquirer" to more accurately describe his role.1 4. Affect Simulation: A technique using films which simulate various kinds and intensities of emotional stress. The films are structured so that a filmed actor looks at the client and confronts him with various inter- personal stress situations. Client reactions to such situations can thus be studied with the counselor in order to develop understanding and new and more satisfying ways of responding to the kinds of stress simulated by the films. 5. Video Recall of Affect Simulation (VRAS): Clients are videotaped while viewing the Affect Simulation Films, and the client's videotaped behavior while watching the films becomes the focus of a personal counseling session. 1In previous literature, the terms "interrogator," "recaller" and "inquirer" have been used to designate the same person. In this study, the terms, "inquirer" and "recaller" are used synonomously. 6. Traditional Counseling: Counseling of the type generally carried out at the MSU Counseling Center and characterized in this study by the following: (1) It is dyadic in that the client and the counselor are the only two individuals in the setting and the relationship; (2) It is relationship oriented. That is, it is con- siderate of the ongoing relationships of the client, including that with his therapist; (3) It is developmentally oriented in that developmental antecedents of the client's present psychic situation are often considered; and (4) It is immediate in the sense that immediate events in the client's life are typically the focus of concern and con- sideration. Need for the Study The increasing use made by students of college counseling centers across the country may be indicative of more than a lessening of the stigma attached to seeking help for a personal or interpersonal concern. Another reason professional counselors are finding increasing , demands for their services may be because many people in distress are unable to find facilitative agents in their everyday lives. Carkhuff and Berenson (1967) note that individuals in the general pepulation, when asked to act as helpers for another, function considerably below the minimum level of facilitative helpfulness. This implies that the general populace is quite oblivious to the feelings and experiences of the people with whom they relate--they are essentially immune to constructive human encounters. Psychological literature abounds with evidence that people are in need of help, but also mirrors the fact that the field of counseling and therapy is lacking many answers to the problems presented to its professionals. Still, people continue to come for professional help, seeking answers to problems of everyday living and desiring to c0pe effectively with the ever increasing stress of society. These people reflect, to some extent, the state of our society described by Carkhuff and Berenson (1967): An unhealthy society is one in which only 20 per cent of its people are free of signs of emotional distress. An unhealthy society is one in which one third of its ~ members demonstrate distressing psychiatric sympto- matology. An unhealthy society is one in which half of the hospital beds are occupied by mental patients, and in which one third of these are second admissions. American society, in which all of these conditions exist, is not healthy (p. 3). Unfortunately, however, many professionals are unable to provide for the needs of clients in counseling and therapy. Carkhuff and Berenson (1967) continue: If counselors and psychotherapists functioned in real life the way they do in the therapeutic hour, they would be patients. The professional helpers to whom we turn because human sustenance is not available in the general environment are themselves functioning at ineffectual levels of those dimensions related to constructive change or gain (p. 11). Yet, it has been acknowledged that counseling and therapy can have a positive effect (Truax and Carkhuff, 1966; Carkhuff and Berenson, 1967) and with this acknowledgement comes the mandate that the counseling profession constantly evaluate and upgrade its theory and methodology in order to ensure that the client is able to have a valuable experience. The need for upgrading of both theory and methodology is obvious. The tasks facing counselors are to determine how this may be done and to carry it through. Examination of counselor and client variables in an attempt to determine those which foster client growth has been one productive activity aimed at upgrading the therapy process. Another has been the development and testing of therapeutic methodologies which may be used to assist those in distress. It is with this latter activity that this study is concerned. In this study an attempt is made to assess the usefulness of a methodology which is thought to benefit clients in therapy. Through the use of a specific tech- nology, clients may be helped to exPand and clarify their experiences; by viewing themselves as both object and subject in this treatment program, clients may be able to expand their consciousness and gain contact with more effective ways of living and relating. In this way individuals may be able to rise above the dilemma and attain the goal to which May (1967) refers. 10 . . . I have described the human dilemma as the capacity of man to view himself as object and as subject. My point is that both are necessary--necessary for psychological science, for effective therapy; and for meaningful living. I am also prOposing that in the dialectical rocess between these two oles lIes-tfie development, and the deepening aggfafdenIng, g§_hfifign consciousness-TpI-IU). General Hypotheses General hypotheses proposed for this investigation are stated here. Specific research hypotheses will be outlined in Chapter III. 1. Clients who receive counseling with IPR and affect simulation will evidence more growth on rated process dimensions of Owning of Feelings, Differentation of Stimuli, Committment to Change and Degree of Self Explo- ration than will clients who receive traditional counseling. 2. Clients who are counseled with IPR and affect simulation will be more satisfied with their therapy sessions than will clients who are counseled with tradi- tional methods. 3. Clients who receive counseling with IPR and affect simulation will reveal less discrepancies between their self concept, their goal self concept and the way they think others see them than will clients who receive traditional counseling. 4. Peers of clients will report more positive behavior changes for clients who receive counseling with IPR and affect simulation than for clients who receive traditional counseling. 11 Basic Assumptions This investigation of therapy acceleration through a specific treatment program is carried out under a set of assumptions which are briefly outlined here: 1. Clients who seek assistance and are counseled at the Michigan State University Counseling Center do not differ from clients who seek help and are counseled at other university counseling centers in their ability to increase their interpersonal functioning. Clients are capable of achieving insights into their own behavior and of consequently changing their intra- and interpersonal behaviors. Client within-interview behavior can be adequately judged from listening to only audiotaped samples of a total interview. Further, measures which use ratings of clients' within-interview verbal behavior are valid and capable of determining changes in that behavior. Client's subjective reports are valid measures of client satisfaction. While some therapeutic change may occur exclu- ‘sively intraindividually, some changes in client behavior as a result of therapy are capable of being observed by the individuals with whom clients interact outside of the therapy setting. 12 Theory The theory underlying the treatment program developed for this study grew primarily from observations, inferences, and investigations of what constitutes and promotes positive client movement in counseling. General theoretical founda- tions described by Kell and his associates (1966, 1970) are used and the therapeutic model is based on Kagan's (1967) Work with IPR and affect simulation. In addition some of 'Carkhuff's (1967 a,b) techniques of tape rating (with revisions» have been included in the criterion instruments. In this section, these theoretical formulations are reviewed and a description of the theoretical model of treatment is given. The general theoretical base for the procedures used in this study stems from a relationship_theory of counseling. It is closer to the views of neo-analysts (eg. Sullivan) than of classical Freudianism, and more, akin to the views of Bruner (learning by discovery) than to more "behavioristic" approaches such as those of B. F. Skinner (operant conditioning) (Dendy, 1971). The approach being taken here, therefore, considers the client as a positive force in the resolution of his own concerns, and capable of achieving insights which will lead to more appropriate behaviors and to more positive mental health. The task of the counselor is to facilitate this process. 13 The counseling situation, and the relationship with- in it, is further seen as a microcosm, and thus representa- tive of the client's life in general, including the rela- tionships in which he engages. In his interactions with significant (and sometimes nonsignificant) others in his life, the client has learned ways of COping and behaving. He carries these modus operandi with him into therapy and uses them with his counselor, who becomes a significant figure in the life of the client. Given that these inter- personal behaviors are to some extent maladaptive and productive of the dissatisfaction in life which brought the client to counseling, one of the tasks of the counselor is to assist the client in examining these interactive behaviors. In spite of counselor efforts to assistthe client, however, the client may continue in attempts to elicit responses from his counselor in order to effect certain goals. These eliciting behaviors which seem to be maladaptive in the client's present life are interpersonal methods that the client has developed as ways of c0ping with anxiety. As Kell and Mueller (1966) say: The purpose for which the behaviors were learned and the reasons that the client still clings tenaciously to them is to ward off anxiety. Anxiety, therefore, is the emotionally motivating force that runs through all of the eliciting behaviors. Although anxiety can be an experience related to many different conflicts, basically it arises out of the meaning that establishing and breaking human relationships has for a person. The 14 motivation for the genesis and utility of the eliciting behaviors stems from a person's needs to manipulate and maintain interpersonal contacts and to avoid pain (p. 47). It is necessary that these eliciting behaviors be examined by the counselor and the client in terms of what purposes they serve for the client and how they are operational in the client-counselor relationship. In addition, an examination of these behaviors is necessary in order for the counselor to grasp the particular concern of the client, since the eliciting behaviors are the behavioral manifestations of the client's interpersonal conflicts (Kell and Mueller, 1966). Through the use of stimulated recall and affect simulation with clients in therapy, it was hypothesized that clients could be more effectively helped to examine their own behaviors and underlying conflicts than through the use of traditional counseling techniques, especially in the initial stages of counseling. Consequently, Inter- personal Process Recall methods and affect simulation films were used in an attempt to accelerate the process of client self-examination and discovery.‘ 4 But why do clients persist in carrying out these maladaptive behaviors both with the counselor and with significant others in everyday life? A review of some obstacles to client growth may be pertinent at this point. 15 Obstacles to Client Growth A number of obstacles can be present in the therapy situation which make the task of the counselor and client more difficult. Some of these obstacles are the client's defensive dynamics, client subjectivity, the compression of prior client experiences and fears of psychological closeness to the counselor. Client anxiety often results in client defensive- ness. The client attempts to defend against the counselor, making it extremely difficult for the client to react spontaneously to the therapist and for the therapist to completely understand the experiences of client in the same way the client experienced them. A "strong wall" is erected (Brammer and Shostrom, 1960) which may inhibit therapeutic progress. This situation is compounded because participation in an emotional experience makes it extremely difficult for a person to make precise, objective, unbiased observations (Kubie, 1958). Because of the very nature of his involve- ment in the experience and his closeness to it, the client is unable to label what he feels easily, much less identify it precisely. He cannot identify the precipitating condi— tions of his condition easily and finds it difficult to communicate these to the counselor. Kubie elaborates on this in referring to the counselor trainee supervision process; his comments seem to have relevance to counselor and client alike. 16 . . . So much of our raw data consists of brief impressions of evanescent, fleeting moments of behavior. They are here and gone in a flash, never to recur, never to be reenacted or relived in exactly the same way. . . . It is this fleeting moment which must be studied. For this purpose it would have to be perceived and recorded and recalled with precision. Yet, we know that during the whole experience the observer himself is emotionally involved. . . . When we are involved emotionally, we are hardly free to make precise, objective observations, to record them accurately, or to recall them without bias. . . . Parents and teachers and psychiatrists have all been dependent for their basic data upon these imperfect and fallible memories of visual and auditory perceptions which are themselves subject to distortion (p. 84). As possible solutions to the dilemma described by Kubie, two new developments reported by Goldberg (1967) have promise: "(1) The advent of videotape which provides an immediate, accurate, and undistorted recreation of a previously experienced interaction, and (2) the adaptation of stimulated recall methodology, designed to activate a person's ability to introspect about his inner experiences, to the process of . . . therapy. . . ." (p. 2). Both of these developments are used in this study in an attempt to promote client growth. Kell and Mueller (1966) point out another obstacle to client growth in counseling. Very early in his therapeutic encounters with a counselor, a client presents a picture which is a synthesis of his whole life history expressed in terms of the significant content of his life. The many experiences of the client have been compressed into a few ways in which the client thinks about himself. That is, the client tends 17 to represent himself in terms of only a few feelings or characteristics about himself. He has, in fact, lost awareness of important distinctions between prior events and perceives them in a global, undifferentiated manner. The client's perception of these events as being similar in character may further lead him to believe that these many different events all influence him in the same manner and that his way of responding to them is the same in every similar circumstance. He loses sight of distinctions between differing events and between his reactions to these events. Attached to each of these compressed client experi- ences is a particular affect which has also been compressed. The affect, as well as the experiences, are difficult for the client to regain awareness of. Searching for and grasp- ing thesecognitive and affective experiences and expanding them accounts for considerable time in therapy, particularly in the initial stages. Without contact with these experi- ences, the client's attempts to convey prior emotional. experiences to the counselor may take on entirely different meanings-~distorted further by lapses of time, client defensive behaviors, and numerous other factors related to client, counselor, or relationship variables. This treatment program was intended not only to assist the client and counselor in regaining contact with eXperiences, but also to cut through these possible distortions. 18 Fear of psychological closeness may also contribute a hindrance to client growth in therapy. An approach- avoidance dynamic has been reported in previous investi- .gations, both during the initial stages of therapy (Kell and Mueller, 1966) and throughout the therapeutic process. Past research with the IPR method showed frequent occurrences of the dynamic--the client seemed to both approach and retreat from psychological closeness with his counselor (Kagan, Krathwohl, et al., 1967). The observation was made that while the client and counselor were talking about events external to the counseling relationship they were also having conflicting feelings about the relationship itself. In varying intensities across different client- counselor interactions, four basic affective client experi- ences seemed nearly universal: hostility, affection, fear of hostility, and fear of affection.‘ Given these fears of closeness, continued expression and exploration of emotion by the client and the counselor in the therapeutic relation- Shiptseems quite unlikely without some other assistive technique; previous investigations indicate that simulation films and IPR.may be potentially helpful to individuals in .dealing with and overcoming these fears. Basic Client Needs A similarity between client in-therapy needs and the obstacles to client growth discussed above may be seen. Obstacles to client growth are particularly relevant 19 for consideration at initial stages of therapy but may deserve attention at later points in the therapeutic process as well. Client needs permeate the entire pro- cess of therapy and can be looked at from a number of different perspectives. In this section, they will first be examined as stemming from the obstacles to growth dis- cussed previously. Client needs which are more general and which are referred to in theoretical formulations by Carkhuff, Truax and Berenson will then be briefly des- cribed in relation to the purposes of this study. In order for a client to begin the process of self- exploration and to examine his situation so that a change process can begin, his anxiety about entering counseling needs to be dealt with. This can be done within the context of the client-counselor relationship which begins to be established at the onset of counseling. One counselor set (among others) is proposed by Kell and Borow (1970) as necessary for this relationship to be established: . . . As human beings we need to be understood phenomenologically, or subjectively. . . . The need to be understood in this way is heightened in the person seeking help with his emotional problems. At such times he has frightening feelings of apartness which stem from past and present conflict with significant others. Fears of abandonment and isolation are common. . . . Careful listening and sensitive responses by us to these thoughts and feelings of the client help him to feel there is someone who can know and share with him something of how he feels within himself (pp. 11 a 12). 20 The need to be phenomenologically understood is basic to the establishment of a relationship, and conse- quently, to the success of counseling. This is not to say that counselor understanding and empathy neces- sarily resolves the client's concern. It does howeVer, help alleviate some of the client's feelings of helpless- ness and aloneness, and rouses in him some feelings of hopefulness, of being with someone who understands, and possible thoughts of coping and mastery, rather than despair (Kell and Borow, 1970). From this point, the counselor and the client can continue in attempts to alleviate the client's discomfort and resolve his concern. The term accurate empathy has been coined by Truax and Carkhuff to describe what is necessary at this and later stages of the counseling relationship. From theoretical formulations of Rogers (1957) and Studies by Truax and Carkhuff, accurate empathy has been presumed to be a facilitative dimension in therapeutic relationships (Truax and Carkhuff, 1969 a,b). According to Truax and Carkhuff (1967): Accurate empathy involves more thanjust the ability of the therapist to sense the client or patient's 'private world' as if it were his own. It also involves more than just his ability to know what the patient means. Accurate empathy involves both the therapist's sensitivity to current feelings and his verbal facility to communicate this understanding 21 in a language attuned to the client's current feelings. . . . His responses not only indicate his sensitive understanding of the obvious feelings, but also serve to clarify and eXpand the client's awareness of his own feelings or experiences (p. 46). Accurate empathy on the part of the counselor is therefore seen as necessary to client growth and is needed by the client upon entering therapy. It was mentioned earlier that an obstacle to client growth is the fact that many of the client's prior experi- ences have been compressed, or compacted, and that the affect associated with each of these experiences has been compressed similarly (Kell and Mueller, 1966). It may be helpful in order for the client and counselor to examine these general and affective experiences, that they be expanded, and in a sense, relived in the therapeutic experi- ence. By perceiving and responding at the most general level possible to the dynamic meaning of the client's previous experiences, the counselor may be able to find the recurring affective theme that pervades the client's verbal material. The client then has the most freedom.possible to expand his experiences and feelings in the ways that have the most significance to him. ‘As the client begins to expand the associated feelings, the counselor can follow the course of the client's lead as to which experiences have the most meaning for him, the counselor can more effectively track the development of the client's conflicts (Kell and Mueller, 1966, p. 36). Through this expansion process, the client also is encouraged to undergo a process of self-discovery. The client leads himself to see that the way in which he views 22 himself within the presenting content represents very basic attitudes that he has toward himself. When the client can perceive these attitudes which he possesses toward himself, he may be able to isolate areas of conflict which produce the discomfort and concerns of the present. The client has a need to expand these compressed experi- ences in order to look at them as factors contributing to his current concern. One of the tasks of the counselor, therefore, is to assist in this expansion process. The specific methodology used in this treatment program was intended to assist the counselor in helping the client regain contact with the totality of his prior experiences. By reliving, through videotape technology, previously undergone counseling experiences, the client is able to expand and examine his own awareness of that experience. In this way he is able to see how he has c0ped and dealt with situations in the past and how feelings about events may influence his behavior within a particular experience. A third obstacle to client growth discussed above was the subjectivity about his concern and himself with which the client enters therapy. The client, in order to accurately examine himself and his problem has need of an "unbiased objectifier," a person who can view the situation relatively objectively (that is, without the client's self- defeating needs) and assist the client in observing, identifying, and labeling the affective components of prior 23 and present events without bias. With the help of the counselor, an inquirer, and the videotape, the client may be able to see precipitating conditions, reactions to experiences and modes of operation more clearly. This need of a means to help the client in being able to objectively observe and evaluate his situation is ful- filled in this project through the use of videotape and the IPR procedure. A fourth need which a client brings to therapy and which may prove to be an obstacle if not overcome is that of at least recognition, if not resolution, of the fear of psychological closeness to the counselor. The theory underlying this program of study is a relationship theory of counseling. In this framework the client-counselor relationship is considered a medium in which client con- cerns can be examined and worked through as well as a potent force in getting at the true concerns with relation- ships which many college students have. This approach adheres to the concept of a dynamic, interactional process in counseling which is more fully described by Kell and Mueller (1966): We have developed our ideas about the ways that clients change in terms of the dynamic conse- quences of the client-counselor interaction in the relationship. Our constructs reflect both the reciprocal impact of their communication on each other and the lengths to which both participants may go to keep the communication intact so that the counselor may be helpful. 24 Thus the relationship between client and counselor is important. A part of this relationship is the affective bases from which the participants Operate. Clients, as has been observed earlier, come to the counseling setting with basic fears, four of which have been found to be nearly universal: fear of being hostile, fear of being affection- ate, fear of receiving hostility and fear of receiving affection. All of these fears in moderation are relatively "normal" and to be expected within the therapeutic situation. The client needs, however, to be able to gain contact with these emotions and not allow them to Operate outside the realm of his awareness. The client needs assistance in getting in touch with these fears and in recognizing and dealing with them, for the fear of closeness makes continued expression and exploration of emotion unlikely in the early stages of the counseling relationship (Schauble, 1970). In this treatment program, it was expected that the methodology outlined would assist both the client and the counselor in discovering and dealing with the above mentioned fears. The so-called "process of approximation” in approaching these interpersonal threats will be described in a subsequent discussion (see page 32). More generally, however, client needs can also be viewed from the standpoint of what accounts for and what can predict constructive personality change. Many orientations to counseling and therapy have emphasized 25 the critical nature of counselor and client process variables. Rogers (1957) has proposed six conditions as being "necessary to initiate constructive personality change." 1. Two persons are in psychological contact. 2. The first . . .., the client, is in a state of incongruence, being vulnerable or anxious. 3. The second . . . , the therapist, is congruent or integrated in the relationship. 4. The therapist experiences unconditional positive regard for the client. 5. _The therapist experiences an empathic under- standing of the client's internal frame of reference and endeavors to communicate this experience to the client. 6. The communication to the client of the therapist's empathic understanding is to a minimal degree achieved (pp. 95-96). From these necessary conditions have evolved further theoretical formulations which have since gathered some evidence as being descriptive of factors which can be facilitative of positive client growth in therapy. Though given different labels at times, counselor variables have included: (1) empathic understanding, (2) positive regard or warmth, (3) genuineness, (4) self-disclosure, (5) Specifi- city of emotional experience, (6) concreteness in problem solving, (7) apprOpriate confrontation, and (8) interpreta- tion of the immediate helping experience (Carkhuff, 1969 b). Client variables have included: (1) self exploration (Truax and Carkhuff, 1967), (2) owning of feelings, (3) committment to change, (4) differentiation of stimuli, and (5) changing behavior with the helper (Kagan, et al., 26 1967, 1969). Constructive client change has been reported when these variables are present at facilitative levels in the counseling setting, and it appears that improved mental health can be facilitated through helping the client and counselor carry out the above behaviors. Of the above client variables, the following are examined in this project: (1) self exploration, (2) owning of feelings, (3) commitment to change, and (4) differentiation of stimuli. As Schauble (1970) states, "Most theoretical schools in counseling and psychotherapy agree that client behaviors which reflect owning of feelings, or discomfort . . . , motivation and committment to change, delineation and clarification of problem areas, and self-exploration are essential ingredients to client progress in a therapy relationship" (pp. 150-151). In this study, another attempt is made to fulfill these client needs and thus facilitate client progress in therapy. Client Growth The above discussion serves to illustrate what recent literature in counseling and therapy postulates-- that clients typically enter therapy without having access to many basic emotions. Because of client subjective bias, compression of experiences, lapses of time, and other client, counselor, and relationship variables, the client's attempt to convey prior emotional experiences to the 27 counselor may take on entirely different meanings than those of the original experience (Schauble, 1970). Because of the client's inability to recognize and deal with feelings, the client is anxious and has difficulty c0ping. He cannot identify and/or experience his feelings nor can he know and understand them. As a result, the client cannot change the behavior they cause--behavior that is dissatisfying to him and which he wishes to change. There is little disagreement about the statement that the purpose of counseling is to change people's behavior (Kell and Mueller, 1966). In insight therapy behavior change is assumed to come about as a result of client exploration of anxiety laden areas with the counselor. The counseling progresses from a more superficial level of relationship and experience to a deeper level; it moves from a point at which the client and counselor are exploring relatively non-threatening areas to a point where they are dealing with areas of thought and feelings which are frightening to the client. The client becomes progres- sively more able to deal with these threatening areas. This process of gradual movement to a more in-depth relationship and experience is often referred to in the vernacular as "getting down to gut level." In his description of the change process which occurs in seven stages, Rogers (1958) pictures the goal of therapy which is reached in the final stage as when 28 New feelings are experienced with immediacy and richness of detail, both in the therapeutic relationship and outside. . . . The situation is experienced and interpreted in its newness, not as in the past. . Client growth in counseling, then, is defined as an increasing capacity to gain access to, communicate and fully experience feelings (Schauble, 1970). When the client is able to accomplish this, he is able to see more clearly the behaviors he wishes to change and can be helped to resolve his concerns. Thus the principal task of the counselor is to increase client insight and understanding and help the client experience his feelings in an appro- priate way (Howard, Orlinsky and Hill, 1968). The treatment program used here has this as its primary goal. Basic Experimental Method: Description and Theogy» In this section Interpersonal Process Recall and affect simulation are further described and the theory underlying their use is discussed. Interpersonal Process Recall.--Interpersonal Process Recall (IPR) was developed at Michigan State University by Norman Kagan and his associates as a means of assisting a counselor-in-training to better examine his feelings about himself and his interactions with his clients and thus look at the dynamics Of his relationships with his clients (Kagan, Krathwohl, et al., 1967). It has since been used not only with counselor trainees, but also with teachers, 29 social workers, medical students and clients in therapy The actual use of IPR with a client is as follows. The interaction of a counseling interview is videotaped by a partially hidden or revealed camera of which both the client and counselor are aware. At the conclusion of the interview, an "inquirer" meets with the same client and the videotape of the just completed counseling interview is replayed. Either the client or the inquirer may stOp the playback, especially at times when the client recalls specific events occurring at that point in the counseling session. The inquirer then assists the client, through a specific kind of probing, from a relatively neutral frame of reference (see Kagan, Krathwohl, et al., 1967, p. 11), to recall, examine and explore the feelings, thoughts and reactions he was having during the counseling session. The use of the IPR method provides a maximum of cues, both verbal and non-verbal, to the individual so that the likelihood of a complete reliving of the original experience is increased. The heart of the methodology lies in two dimensions. The first is the immediate video- taped replay of the totality of the counseling session which provides the client with an Opportunity to see and hear the entire prior interaction. Second is the introduction of a person especially trained and experienced in helping a subject concentrate and relate his own recalled thoughts and feelings. 30 While there is some evidence to indicate that the basic IPR method can be a potent tool to accelerate therapy, there is need for a reliable, stringent examination of the method as a therapeutic tool. Many recent studies have examined the effectiveness of IPR as a tool in the training of professional and paraprofessional counselors; some initial investigations were undertaken to examine the impact of IPR on client progress and a more recent study also examined client movement as a result of IPR intervention in the therapy process. In this later study Schauble (1970) evaluated the potency of IPR used in conjunction with another potential method of producing accelerative effects in therapy, affect simulation films. He found significant accelerative effects from the use of IPR and affect simulation films for a group of experimental subject-clients compared with the effects of "traditional" therapy with a group of control subjects. In his conclusions, Schauble states, "With an indication of the initial value of the program, ongoing studies should be initiated which would provide more substantial evidence as to whether or not the technique results in accelerated movement in therapy" (Schauble, 1970). In this study the effects of the application of simulation and IPR to the therapy process are further examined. Affect Simulation.--Affect simulation was developed out of the observation that the potency of the IPR method for client learning and growth hinged at least partly on the quality of the counseling session (Kagan, Krathwohl, et al., 31 1967). The recall of the counseling session seemed to have more effect if the counseling session contained intense client-counselor interaction over matters of concern to the client than if the session consisted of bland exchanges. Recognition of this limitation led to the reasoning that if a client could be helped to focus on his reaction to a series of planned threatening behaviors of another person, he would be better able to know about his own dynamics in the face of these behaviors and obtain valuable feedback about himself which would be useful for both himself and his counselor. As a result, a series of filmed vignettes was created, and later reproduced on videotape. The vignettes incorporate four dimensions of the approach-avoidance dynamic which seems characteristic of clients, especially at entry into counseling (Kagan, Krathwohl, g£_§l., 1967; Kell and Mueller, 1966). The four emotions portrayed in varying degrees of intensity are hostility, affection, fear of hostility and fear of affection. By examining their reac- tions to these types of affect, both client and counselor (particularly the client, for purposes of this study) can better know the ways in which they might react to the behaviors, feelings, and actions Of the other person in the lcounseling relationship and everyday interactions. These feelings are typically evidenced by client concerns such as: (l) The counselor might hurt or reject him; (2) The 32 counselor might make an affectionate, dependent or seductive approach toward him; (3) the client's own hostile impulses toward the counselor might emerge; or (4) The client's own affectionate, dependent or seductive impulses toward the counselor might be expressed or acted out. Unless these feelings are brought out and dealt with, or at least recognized for what they are, the general fear of closeness will not be overcome and continued expression and exploration of emotion is unlikely. As a result, the client's progress in therapy will be limited. In an effort to accelerate the progress of a client through therapy then, affect simulation films were also used as a means of assisting the individual in examining his own intra- and interpersonal dynamics. The client watched the films and explored his feelings, thoughts and reactions to them with his counselor. Organization of Treatments: Successive ApproXimation The treatment program formulated for this study was designed to accelerate client growth in counseling by taking the client through a series of therapeutic tasks, thereby "successively apprOximating" the desired goal of client self-exploration and eventually, positive mental health. This series of tasks takes the client from a position of relatively more interpersonal safety (from 33 the client's perception) to a position of more risk. It moves the client from participation in a simulated, "low key" activity (film simulation) in which his feelings and emotions are stimulated but he is clearly safe to a point where the client is an active participant in the process of dealing with himself and his world in the immediacy of its occurrence. The program of therapy used in this study represents an attempt to replicate the acceleration of therapy study carried out by Schauble in 1970; it will be seen that the four stages of treatment are similar to the three used previously by Schauble. The following general stages are comprised in the treatment program developed for this study: 1. Simulation Viewing 2. Simulation Video Recall (SVR) 3. Client Recall (ClR) 4. Mutual Recall (MuR) In the £i£§5_pha§§f-Simulation Viewing--the client and the counselor watched a series of filmed vignettes together, without being videotaped. The films were designed to simulate various interpersonal stress situations and were intended to provide a beginning means cf assisting the client to gain contact with and examine the feelings he was having as he watched the film. During and after the viewing of the vignettes, the counselor and client dis- cussed and explored further the client's reactions to the 34 vignettes. The counselor, in this phase, made use of some of the questions used by the inquirer (see Appendix F), but was not strictly limited to the inquirer role. In the second phasgf-Simulation Video Recall-—each client was shown a similar film to that of phase one, but which had a different content. The client was videotaped as he watched the film. The videotape of the client, with the accompanying audio portion of the simulation film, was played back immediately to provide the client and his counselor with what was assumed to be a sample of the client's reactive behavior in an actual emotional stress situation. The examination of this videotape served as the focal point for the ensuing counseling session. In this phase, it was expected that the client would become increasingly more able to identify and deal with simulated emotional confrontation and would become more at ease with his own feelings and behavior. He would become more aware that he and the counselor are both capable of dealing with his emotional stress, and Openness and access to feelings would be defined as desirable and attainable goals of the counseling experience (Schauble, 1970). The client is in a relatively "safe" position at this point; he is allowed to look at his reactions without having to be responsible for their impact or comsequences. He is dealing with inter- personal threat, but from a position of relative safety. 35 In the thigd.ph2§g§-Client Recall-~the counselor and the client were videotaped while engaged in a regular counseling session. Immediately after completion of the session, the counselor left the room and a third person—- the inquirer-~conducted a recall session with the client. At this stage, the role of the recall worker, or inquirer, was strictly adhered to, and considered crucial. During the client recall the inquirer can be very instrumental in the process of assisting the client with self-exploration and examination. Most clients in recall cannot tell certain feelings which they had during the interview (e.g., affection or hostility) directly to their counselor, since he was and still is the object of those feelings. That is, at this stage, many clients would tend to avoid in recall (with their counselors) the very areas they avoided in the counseling interview. A second counselor in the role of inquirer may help the client overcome this behavior by keeping the client's attention focused on the videotape and by limiting discussion to that which had transpired in the counseling session. Clients typically find it easier to tell the second person about their feelings and behaviors with the first person than to tell the first person directly. By trying to remain neutral the inquirer avoids establishing another client-counselor relationship; instead, he keeps the client focused on the feelings or content of the original relationship. In this 36 way the inquirer seems to help the client move one step closer to achieving concurrent, “here and now" awareness of his affect. This inquirer-client interaction in the recall process is structured to enable the client to become aware of his behavior in relating to the counselor. The client is provided the opportunity to learn how his feelings originate and develop. He can learn what he likes and dislikes about himself in the counseling interaction. He can also learn to recognize the feelings he has about the counselor and the ways he expects or hOpes the counselor will feel and act toward him. Because the client is still not confronting the counselor in this stage (the counselor is observing, with the client's knowledge and consent, from another room, but is not participating) and thus still has minimal responsibility for the consequences of his feelings, the anxiety which normally attends recognizing and examin- ing these feelings is reduced. In the fourth phaggf-Mutual Recall--a regular counseling session was again videotaped (as in phase three) and the inquirer entered to conduct a mutual recall with both the counselor and client. The videotape of the just- completed counseling session was replayed, with the counselor remaining in the background initially. As the client began to identify affective material in the videotaped session, the inquirer involved the counselor by inviting him to comment on what he thought was occurring. 37 As the counselor and the client communicated their reactions more and more during the recall session, the inquirer played a less active role. When, near the end of the recall session, the interaction between the client and the counselor began to move from the "there and then" of the videotaped session to the "here and now" of the recall session, the inquirer found an appropriate time to quite literally withdraw from the session. The client, hopefully, was thus engaged with the counselor in honest, open communi- cation about feelings and reactions. He was starting to experience and label immediate in-relationship feelings and had reached the "working through" stage (Brammer and Shostrom, 1960) where the greatest gains can be made and consolidated. Thus in the experimental treatment program, it was expected that clients would be taken through a series of four stages designed to successively approximate some types of client behaviors thought to be representative of and conducive to positive mental health. Overview In this chapter an introduction to the study was given. The purpose and problem were presented, terms were defined, the need for the study was outlined and general hypotheses and basic assumptions were stated. The theory underlying the approach, including discussion of obstacles to client growth, client needs and how client growth occurs was discussed. The theoretical base for the basic experi- mental method and organization of treatments was also des- cribed. 38 In Chapter II a review of pertinent literature and research dealing with client movement, problems of assess- ment of client movement and acceleration of client movement through self-confrontation, use of videotape, stimulated recall and affect simulation will be presented. The design and methodology of the study, including specific descriptions of treatments and instrumentation will be given in Chapter III and the resulting data will be presented in Chapter IV. In Chapter V the results, conclusions and implica— tions of the study will be discussed, along with directions for further research. CHAPTER II REVIEW OF LITERATURE Introduction The review of literature in this chapter will be focused on the following areas relevant to the present study: (1) Client movement; (2) Problems of assessment of client movement; (3) Acceleration of client movement, including the use of self confrontation in general and use of videotape, stimulated recall and affect simulation in particular, and (4) Conclusions and implications of the literature. Client Movement Prior to examination of attempts to accelerate client movement in therapy, it is necessary to consider if positive client movement can be brought about at all. Since Eysenck's (1952) classic paper, investigation of the efficacy of counseling has been a major activity of many theorists and practitioners. In spite of these efforts to determine an answer to the question of whether coun- seling works, the issue has not been entirely resolved. .Findings of studies relevant to the problem lend slightly 39 40 more support to the conclusion that counseling produces no change in a positive direction (Schauble, 1970). However, the difficulty in evaluating the effects of therapy is an important factor in the consideration of whether therapy is or is not effective. The two most frequently reported obstacles to Satisfactory evaluation of therapy are; (l) the inability of various schools of counseling and psychotherapy to agree clearly upon processes and specific goals, and (2) the inability to put such definitions as exist into Operation so as to measure adequately and reliably, whether the goals have been obtained (Stollak, Guerney and Rothberg, 1966). The difficulty of evaluation of therapy, coupled with a lack of agreement of what constitutes adequate examination of therapeutic movement results in the state of relative unknowing experienced by the profession now. Problems of Assessment of Client Movement There are two types of criteria by which the impact of therapy on client behavior can be evaluated. They are external criteria, or client behavior outside of the therapy interaction (in situ) and internal criteria, or client behavior within the therapy setting. The use of these two differing types of criteria has typically represented the dichotomy which has resulted from two differing types (pf interests: examination of how changes took place in 'therapy, with focus on the interchange between client and 41 therapist (i.e., the process), and examination of the end point of therapy, with focus on what change took place (i.e., the outcome) (Luborsky, 1959, pp. 320-321). The client's behavior in his everyday life is typically that which brings him to therapy, and positive change in this behavior is, of course, the purpose of the therapy process. External criteria are therefore important in measuring the effects of therapy. A measure- ment problem becomes evident when external criteria are used however. The development of sufficiently ‘broad criteria which are at the same time delineated is a difficult task. Criteria should be of "sufficient breadth that they are meaningful and representative of a wide range of functioning and yet, at the same time, circum- scribed enough to be measured with reliability" (Zax and Klein, 1960, p. 445). One way of attempting to get around the problem of having limited criteria to use has been to develop implications for wide ranges of functioning from the observations obtained from narrow criteria. An example of this type of research is that done by Tuebor and Powers (1953). Using the number of court appearances following treatment, Tuebor and Powers compared a group of potential juvenile delinquents who had received treatment with a Hatched control group who had not received treatment. The use of the number of court appearances is certainly a 42 meaningful criterion for therapy with juvenile delinquents, but a broader range of criteria in this study may have revealed differences obscured by the use of this one criterion measure. Since Tuebor and Powers found no significant differences in their study, the reader is left with the question of whether the treatment, the criterion, or both were ineffective. And when comparisons between results of different studies, where different pOpulations, treatments and designs may have been used are desired, issues of criteria become even more important. The above mentioned study serves to point out another problem-—that of the insufficiency of an individual criterion for attempts to assess the effectiveness of therapy which can be done with a variety of populations. That is, the criterion used in the Tuebor and Powers study, for example, would not be relevant for assessment of therapy done with other groups, such as undergraduate students or married couples. Attempts to measure broader areas of functioning have been made primarily in institutional settings, where the subject's range of behavior is limited. In these settings multiple, but individually meaningful criteria can be applied. Such dependent variables as the number of times hospitalized patients received electroconvulsive shock, discharge from the hospital (Cowden, Zax, Hague and Tinney, 1956), reports from the prison chaplain, and 43 return to prison as a parole violator (Fox, 1954) have been used. The lack of a unifying framework in which to integrate these observations for comparisons across dif- ferent populations results in fragmented results. A variety of behavioral changes are reported, but different changes, usually singular, appear in many different studies. Possible valid measures are reported, but only for specific purposes. It can only be concluded that a satisfactory criterion, set of criteria, or even a conceptual framework in which to evaluate different forms of therapy with different populations has not yet been found. The notion of using internal criteria, or those based upon a client's in-counseling behavior stems largely from the client-centered approach to therapy. Since the first use of internal criteria, many researchers have refined and specified these criteria, to a point where much recent literature reports their use as measures of client change. Data provided by Rogers and Dymond in 1954 indicated that the primary changes occurring during client-centered therapy consisted of changes in client self concept rather than changes in overt or visible behavior. This raises the question of whether therapy can be justified by the argument that in spite of lack of observable behavior change, therapy results in a more realistic and self-satisfying self concept. The issue is further complicated by the 44 fact that Rogers' and Dymond's statements are not sub- stantiated by the results of their research. No signifi- cant differences between behavior before and after therapy for the treatment group were found when observations and reports by friends of the clients were examined, nor were differences found in change in self concept between patients receiving therapy and those who did not. Although Dymond (1955) later stated that positive adjustment changes are not identical to changes which took place in therapy, and are characterized by "a strengthening of neurotic defenses and a denial of the need for help," neither the statement that changes in self concept occur nor the statement that changes which do occur in untreated clients are different than those for treated clients are substantiated yet and still deserve further attention. Although the Q-sort instrument has been widely used for the type of studies done by Rogers and Dymond (e.g., Butler and Haigh, 1954; Cartwright, 1959; Rosenthal, 1955; Dymond, 1953; Cartwright and Roth, 1957; Butler, 1960; and Lesser, 1961) a number of other instruments have been developed which were intended to serve as outcome criteria through client feedback. Such instruments as the Client Post-Therapy Scale (Tucker, 1953), the Therapy Session Report (Orlinsky and Howard, 1968), a self-rating scale (Fiedler, 1949) and a Personal Orientation Inventory (Shostrom, 1968) purport to provide criteria by which to 45 assess client progress in therapy. This type of measure does have shortcomings, however, since the extent to which evaluative approaches depend on client feedback may deter- mine the reliability of the assessment (Schauble, 1970). Cowen and Combs (1950) further state that when a client enters treatment he feels bound to justify seeking help and when terminating counseling he feels obligated to prove to himself and to the therapist that he has indeed made movement. This "hello-goodbye" effect (Hathaway, 1948) may be reflected in any report of reduction in dis- comfort or of positive growth. The limitations of the use of client reports of therapeutic outcome are aptly summarized by Zax and Klein (1960) in the following statement: Unfortunately, on close analysis, this deceptively simple procedure is seen to be fraught with serious pitfalls. Standards for such assessments will vary both among clients and between client and researcher; clients will vary in the extent to which they can report what they feel; the reports of many clients will be subject to many distortions; finally, the client's evaluation of his condition may be affected by conscious or semi-conscious motives (p. 443). In addition, this type of measure may produce spurious results since, when an active control group is used, reporting individuals may be insensitive to treatment differences and rate higher than what their actual experiences warrant (Porter, 1972). It can be seen that another, or additional method of assessment is necessary. One promising approach to the 46 evaluation of change in behavior in counseling and therapy is the rating of behavior, usually verbal, by outside observers. This method has been shown to be potentially effective, especially in the assessment of therapist be- havior considered essential to effective counseling and therapy; considerable research has shown, for example, that variables such as therapist empathy, positive regard, genuineness and concreteness can be reliably rated and consistently related to positive change in the client (Truax and Carkhuff, 1967; Carkhuff and Berenson, 1967). The concept of self exploration has been the most used of the many dimensions upon which ratings of client behavior are made. One reason for this seems to be the fact that a number of research studies tend to verify the significance for outcome of the concept of self exploration. Wagstaff, Rice and Butler (1960), for example, reported that patients with successful outcomes in therapy (client- centered) tended to explore themselves more in the course of therapy than did patients who could be classified as therapeutic failures. Several other examinations of the degree of client self exploration in client-centered therapy further indicated that more successful clients increasingly eXplored their problems as therapy proceeded, while less successful ones tended to decrease in the exploration of their problems (Steele, 1948; Seeman, 1949). ‘ 47 The Depth of Intrapersonal Exploration Scale, developed by Truax and Carkhuff (1964) and later revised (Carkhuff and Berenson, 1967) has been found to be a reliable and promising research instrument. However, it still remains somewhat crude and has been criticized on the grounds that it is a global measure of behavior, derived from a single (client-centered) therapeutic approach; it has also been used primarily by researchers disposed toward client-centered techniques. Kagan et a1. (1967) have proposed a possible solu- tion to the problem of shortcomings of the Depth of Intra- personal Exploration Scale by devising a set of outcome criteria to be used in the ongoing counseling process. These criteria possess the following characteristics: 1. They are not identified with a particular counseling theory. 2. They are operationally definable and thus have research utility. 3. They do not necessarily represent discreet entities, i.e., a client may display two or more of the characteristics at a given moment. 4. They are not intended to describe everythipg that goes on in the counseling relationship. The intent behind this approach was to develop a set of criteria for client change which was acceptable to most theoretical positions without defining all client change. Representative of some of the most obvious tasks a client experiences in successfully moving through the counseling process, component elements are: 48 l. The client owns his discomfort. 2. The client commits himself to change. 3. The client differentiates stimuli. 4. The client behaves differently. Kagan and his associates operationalized these criteria in a rating scale-—The Characteristics of Client Growth Scales (Kagan, Krathwohl, et al., l967)--on which independ- ent judges rate client behavior in taped sessions. The scale has been found useful in scanning client movement in a variety of individual counseling situations (Resnikoff, Schauble and Kagan, 1969; Schauble, 1968; Kagan, Krathwohl, et al., 1967). Since it is reasonable to assert that the client establishes a relationship with his therapist which is similar to those which he forms with other people in his environment (in that he makes use of the same dynamics), it would follow that observable behavior change in therapy would be a valuable source of information for evaluating the success of the therapy process. In spite of the ambiguity surrounding research findings resulting from the use of external criteria, it would seem that both internal or "process" measures and external criterion measures have value for an attempt to evaluate the influence of counseling (or therapy on client movement. Acceleration of Client Movement The following consideration of the literature is