DEVELOPMENTAL ASSETS AND SCHOOL CHOICE PERSISTENCE: A MIXED METHODOLOGY CASE STUDY OF AN URBAN SCHOOL DISTRICT By Mary Lynn Mason A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of Educational PolicyŠDoctor of Philosophy 2015 ABSTRACT DEVELOPMENTAL ASSETS AND SCHOOL CHOICE PERSISTENCE: A MIXED METHODOLOGY CASE STUDY OF AN URBAN SCHOOL DISTRICT By Mary Lynn Mason This mixed methodology case study sheds light on the reasons that some disadvantaged students beat the odds and succeed in school despite the obstacles they face. Federal education policy and that of many states encourage sc hool choice as a means of improving the match between student and school, which is expected to result in greater student success. This study examines the relationship between Developmental Assets® 1Šspecific non-cognitive factorsŠand the school choice and one-year persistence of students in their chosen 9 th grade schools. The 40 developmental assets are derived from res earch on positive youth development theory, an outgrowth of the bioecological systems theory of human development. Logistic regression is used to analyze the relationship between students™ developmental assetsŠtheir perceptions as measured by the Developmental Assets Profile surveyŠand their school choice and persistence. Linear regression analyzes the relationship between developmental assets and students™ 9 th grade GPAs. Analysis of interview data supplements and expands on the statistical analysis, independently identifying themes from the interview data. Overall, the results indicate a positive, signi ficant influence of developmental assets on choice, persistence, and GPA. Results for different asset subsets are mixedŠwith some positive and some negative, some significant and some no t. The results for choice and persistence also differ substantially in most ways. There is al so a noteworthy difference in the influence of internal characteristics and external forces. Deve lopmental assets appear to operate on grade 1 Developmental Assets is a registered trademark of the Search Institute. point average in two ways: directly and independent of prior GPA, and indirectly through their influence on prior GPA. The qualitative results overall support the importa nce of developmental assets in positive outcomes for young people. The themes derived from the interviews relate closely to factors identified in positive youth development theory and in the developmental assets framework. Students™ perceived family s upport, the match between the student and the school, and their relationships with peers and adults at school are key factors in school success. Also important is students™ ability to proactively work toward their goals, including seeking out, accessing, and using needed help. This research suggests some areas where efforts by schools can make a positive difference. One is to recognize the importance of stable in-school relationships and to enhance opportunities and support for those relationships. Schools can also strive to create a culture where students feel nurtured, supported, and constructively challenged, to enhance non-cognitive skills as well as academic skills, and to pr ovide opportunities and encouragement for student involvement in and contribution to the school and the community. Finally, schools can work to improve mutually supportive re lationships with students™ homes and with community youth programs. But the cooperation of policymakers is crucial. Current school choice policy, in many instances, disrupts relationships between the school, school staff, students, and community. Copyright by MARY LYNN MASON 2015 v I dedicate this work to my husband, Jim Barton, whose understanding, support, and unending patience made it possible; to my mother, Blan ch Mason, who has always believed in me and continues to demonstrate the value of uncondition al parental support; and to my children, Sarah, Katherine, and Peter, and my grandchildren, Ne ttie, Eldon, and those to come, who light up my life, give me faith in the futu re and make it all worthwhile. viACKNOWLEDGEMENTS Many people have helped and encouraged me in this latest leg of my life journey. First and foremost is my advisor and dissertation chair, David Arsen. David has readily given of his time and shared his broad and varied knowledge and experience. He has kept me grounded and done his best to keep me focused and I am gr ateful for his patience in guiding me through the steep learning curve of my dissertation Each of my committee members made a uni que and valuable contribution to my development as a scholar. Rebecca Jacobsen has encouraged and challenged me from my first days in the program and is always ready with advice and support. Elizabeth Heilman taught me all I was able to absorb about qualitative research; her help in formulating a practical research plan was invaluable. Ken Frank challenged me wi th questions that stretched my mind beyond my initial meager grasp of statistical methods and just assumed I could find my way through the fog. Several of my fellow students also helped me with their expertise in statistics. Min Sun, in particular, gave generously of her time and a dvice, even after she had moved on to the firealfl world. Others lent friendship, general support and encouragement over the years. The extensive help of those at the school district where I conducted my research was invaluable as was the willingness of Peter Scal es to answer questions about his work and developmental assets. And most especially, I appreciate the openness and candor with which the students I interviewed answered my ques tions. I truly enjoyed the experience. Finally, Michael Sedlak, the educational policy program director, en couraged me from the beginning to apply to the program and provided crucial support along the way. Without him, none of the rest would have been possible. viiTABLE OF CONTENTS LIST OF TABLES ................................................................................................................ ... xi LIST OF FIGURES ............................................................................................................... xiii KEY TO ABBREVIATIONS ................................................................................................ xiv Chapter One: Introduction and Definitions ................................................................................1 Definitions................................................................................................................... ...3 Chapter Two: Review of the Literature .....................................................................................5 Section 1: Youth Development Theory .........................................................................6 Human development theory ...............................................................................6 Resiliency ...........................................................................................................8 Positive youth development .............................................................................10 From risk and resilience to positive youth development .....................10 Defining positive youth development ...................................................12 Section 2: Developmental Strengths- based Frameworks and Instruments ..................17 Definition and organization Œ Frameworks .....................................................19 The 5 Cs ...............................................................................................21 National Research Council ..................................................................22 40 Developmental Assets .....................................................................26 Other strengths-based frameworks ......................................................30 Measurement Œ Instruments .............................................................................30 Profiles of Student Life: Attitudes and Behaviors and the Developmental Assets Profile ..............................................................31 Other instruments .................................................................................32 Section 3: Relationship of Devel opmental Factors and School Success .....................35 Measures of school success .............................................................................35 Developmental factors and school success ......................................................36 Section 4: Statement of the Problem ............................................................................40 Research questions ...........................................................................................40 Hypotheses .......................................................................................................41 Chapter Three: Methods and Methodology .............................................................................42 Section 1: Introduction and Overview .........................................................................42 Definitions........................................................................................................42 Study context ...................................................................................................43 viii Section 2: Quantitative Methods ..................................................................................45 Participants .......................................................................................................45 Measures ..........................................................................................................45 Data sources .......................................................................................45 Data collection procedures .................................................................. 47 Reliability and validity ......................................................................... 47 Data analysis ....................................................................................................52 Descriptive statistics ............................................................................52 Choice and persistence: logistic regression ........................................53 GPA: linear regression ........................................................................56 Section 3: Qualitative Methods ....................................................................................57 Participants .......................................................................................................57 Measures ..........................................................................................................58 Data sources and data collection procedures .....................................58 Reliability and validity .........................................................................59 Data analysis ....................................................................................................60 Section 4: Limitations ..................................................................................................62 Chapter Four: Quantitative Results ..........................................................................................63 Section 1: Introduction and Overview .........................................................................63 Section 2: Descri ptive Statistics ...................................................................................64 Student characteris tics and DAP scores ...........................................................64 Distribution of DAP sc ores among participants ..............................................67 Relationships among asset aggregat e, category, and context scores ...............72 Section 3: The Relationship between De velopmental Assets and School Choice .......75 Control variables ..............................................................................................79 Aggregate DAP asset scores ............................................................................79 Asset category scores .......................................................................................80 Asset context scores .........................................................................................81 Section 4: The Relationship between Developmental Assets and School Persistence .......................................................................................................84 Control variables ..............................................................................................88 Aggregate DAP asset scores ............................................................................88 Asset category scores .......................................................................................89 Asset context scores .........................................................................................90 Leavers and stayers ..........................................................................................90 Section 5: The Relationship between Developmental Assets and Grade Point Average..............................................................................................................94 Causal Inference ...............................................................................................99 ixSection 6: Summary of Quantitative Results .............................................................102 Chapter Five: Qualitative Results ..........................................................................................104 Section 1: Introduction and Overview .......................................................................104 Section 2: The Students and their Schools .................................................................105 High schools: Stayers and leavers ..................................................................106 Early College High School ................................................................106 Technology High School ....................................................................106 Management and Business High School ............................................106 Horizons High School ........................................................................ 107 DAP scores.....................................................................................................107 Student profiles ..............................................................................................109 The fistayersfl .....................................................................................110 The fileaversfl .....................................................................................112 Section 3: The Interviews ..........................................................................................116 The themes .....................................................................................................116 Students™ perceptions of their experience ......................................................120 Family experience: fiThey believe in me.fl ........................................121 Messages about education .....................................................123 Help and support....................................................................126 Sense of agency: fiI make it happen.fl ...............................................128 Asking for, accessing, and accepting help .............................129 Giving help .............................................................................134 Taking responsibility ..............................................................137 School experience: fiI found my place.fl ...........................................139 Relationships within the school: teachers, administrators, friends and other peers ..........................................................140 Experience of the school and school connection to goals .....144 Self-efficacy: fiI believe I can do it.fl .................................................151 Strengths, weaknesses, student identity .................................151 Goals ......................................................................................153 Section 4: Interview Themes and th e Developmental Assets Framework ................155 Family ............................................................................................................158 School ............................................................................................................159 Section 5: Summary of Qualitative Results ...............................................................161 Chapter Six: Discussion ....................................................................................................... ..163 The Role of Specific Developmenta l Factors in Different Outcomes .......................164 The Role of the Family in Youth Development .........................................................166 Developmental Factors and GPA ...............................................................................166 x Implications for Policy and Pr actice: What can Schools Do? ...................................168 Recognize the importance of relationships ....................................................169 Intervene in the pr ocess of development .......................................................172 Conclusion .................................................................................................................17 4 APPENDICES .................................................................................................................... ...176 APPENDIX A: 40 Developmental Assets and Categories ........................................177 APPENDIX B: Developmental Assets Profile (DAP) Survey ..................................179 APPENDIX C: Interview Protocol ............................................................................182 APPENDIX D: Parent/Student Consent/Assent Form English and Spanish .............185 APPENDIX E: Consent Request Letter English and Spanish ...................................192 APPENDIX F: Missi ng DAP Survey Scores.............................................................195 APPENDIX G: DAP Score Distribution Histograms ................................................203 APPENDIX H: Expanded Student Profiles ...............................................................209 REFERENCES .................................................................................................................... ..222 xiLIST OF TABLES Table 1. Selected Developmental Strengths-based Frameworks .............................................20 Table 2. Developmental Asset Aggreg ates, Categories, and Contexts ....................................43 Table 3. Variables in the Logistic Regression Models ............................................................55 Table 4. Total Asset Levels of Students Interviewed ..............................................................58 Table 5. Student Characteristics .............................................................................................. 65 Table 6. Student Characteristics by DAP Completion for Spring 2012 8th Grade Students ......................................................................................66 Table 7. Student Characteristics by DAP Completion for Fall 2012 9th Grade Students ...........................................................................................68 Table 8. Mean DAP Scores of Students with Complete Scores ..............................................69 Table 9. Mean DAP Scores of Students by Characteristics of Students with Complete Scores ........................................................................................71 Table 10. Correlation of Scores in 8 DAP Categories and Aggregated Totals ........................73 Table 11. Correlation of Scores in 5 DAP Contexts and Aggregated Totals ..........................74 Table 12. Likelihood of Active vs. Passive School Choice: DAP Aggregates ........................77 Table 13. Likelihood of Active vs. Passive Scho ol Choice: DAP Categories and Contexts ...78 Table 14. Likelihood of One-year School Persistence: DAP Aggregates ...............................86 Table 15. Likelihood of One-year School Persistence: DAP Categories and Contexts ..........87 Table 16. Characteristics of Stayers and Leavers ....................................................................92 Table 17. Determinants of 9 th Grade GPA: DAP Aggregate Scores .......................................95 xiiTable 18. Determinants of 9 th Grade GPA: DAP Categories and Contexts ............................96 Table 19. Interviewed Students: Characteristics ....................................................................105 Table 20. Interviewed Students: DAP Asset Scores ..............................................................108 Table 21. Interviewed Students: Family Status .....................................................................110 Table 22. Inductively Developed Main Topics, Themes, and Elements ...............................118 Table 23. Relationship between Developmental Asset Contexts and Interview Themes.........................................................................................155 Table 24. Comparison of Actual and Imputed DAP Scores ..................................................198 Table 25. Likelihood of Active vs. Passive School Choice: Aggregate DAP Scores Actual and Imputed .....................................................................199 Table 26. Likelihood of Active vs. Passive School Choice: DAP Score Categories and Contexts Actual and Imputed .................................................200 Table 27. Likelihood of One-year School Persistence: Aggregate DAP Scores Actual and Imputed .....................................................................201 Table 28. Likelihood of One-year School Persistence: DAP Score Categories and Contexts Actual and Imputed .................................................202 xiiiLIST OF FIGURES Figure 1. Theoretical Framework ............................................................................................16 Figure 2. Logistic Regression Models: Choice and Persistence ..............................................54 Figure 3. Linear Regression Model: GPA ...............................................................................56 Figure 4. Preliminary Organization of the Interview Responses ...........................................117 Figure 5. Themes in Students™ Perceptions of Key Influences in School Choice and Persistence: Interview Themes and Prior Theory .......................................................157 Figure 6. 40 Developmental Assets and Categories ..............................................................178 Figure 7. Developmental Assets Profile (DAP) Survey ........................................................180 Figure 8. DAP Aggregate Score Distributions ......................................................................204 Figure 9. DAP External Category Score Distributions ..........................................................205 Figure 10. DAP Internal Category Score Distributions .........................................................206 Figure 11. DAP Context Score Distributions ........................................................................207 xivKEY TO ABBREVIATIONS 2 A&B Profiles of Student Life : Attitudes and Behaviors Survey DA Developmental Assets® DAP Developmental Assets Profile ECHS Early College High School FRPL Free and reduced price lunch GPA Grade point average HHS Horizons High School LEP Limited English proficient MBHS Management and Business High School PYD Positive youth development SPED Special education TAG Talented and gifted Tech Technology High School 2 Additional definitions specific to the data analysis are found in Chapter 3: Methods and Methodology. 1Chapter One: Introduction and Definitions Most education research treats economi cally disadvantaged youth as a single, homogenous, demographic group. Those who beat the odds and succeed are exceptions whose success is unexplained by that research and, particularly, in the minds of policy makers. However, youth development research and my experience say that there are meaningful differences (in resilience) and that Developmental Assets® 3 may provide a useful measure of those differences. (See Appendix A for a list of th e Developmental Assets.) Substantial literature in the field of youth development, family studies, psychology, and developmental science examines differences in resiliency and developm ental assets among disadvantaged children and their relationship to school success and adult thriving. The purpose of this study is (1) to better understand why some disadvantaged students beat the odds by analyzing which students end up actively choosing schools and how they persist in those schools, and (2) to insert a developmental perspective into the choice debate about schools that fiworkfl for economically disadvantaged youth. This is a mixed methodology case study. It seek s to shed light on the reasons that some students beat the odds by examining the relati onship between developmental assetsŠspecific non-cognitive factorsŠas measured by the Developm ental Assets Profile survey (DAP), and the school choice and one-year persistence of students in the schools they choose in the 9th grade. (See Appendix B for the DAP survey.) School choice is measured at the beginning of the 9 th grade year. School persistence is measured betw een two transition points: the beginning of the 9th grade year, and the beginning of the 10th grade year. School choice and persistence are 3 Developmental Assets is a registered trademark of the Search Institute and refers to a specific set of 40 developmental assets developed by the Search Institute. In this paper, that term refers only to those 40 assets. The terms developmental factors and strengths describe a broa d range of factors generally, sometimes described in the literature as noncognitive skills or factors. 2hypothesized to vary based on students™ levels of developmental assets (DA). Three groups of students are compared: (a) active choosers who pe rsist (stay) in their chosen school through the beginning of the 10th grade year (b) active choos ers who leave their chosen school during that time, and (c) passive choosers (those who attend 9 th grade in their assigned school). The research studies the influence of aggregate measures of assets as well as the influence of the categories and contexts made up of differe nt combinations of assets. Students are particularly vulne rable to school failure in the transition to high school during the 9th grade year (Farrington et al., 2012). Those who successfully complete 9 th grade are much more likely to go on to graduate from hi gh school. Federal education policy (especially the No Child Left Behind Act and the Race to the Top program), and that of many states, encourages school choice as a means of improving the match between student and school, which is expected to result in greater student su ccess. This study posits both th e active choice of a school and persistence in that school for the full 9th grade year to the beginning of the 10th grade as important in a successful 9 th grade transition, leading to high school graduation. In other words, the student factors related to active school choice and staying in that school for one year may be predictors of school success. Moreover, if there are ways to increase those student factors, or developmental assets, then it may be po ssible to improve student success. The case study school district was chosen for several reasons. First, it is a very large urban public school district with a high proportion of economically disadvantaged, racial and ethnic minority, and limited English proficient (LEP) students, characteristics commonly recognized as obstacles to school success. Second, all 8th grade students have a number of district-wide school choices as they make th e crucial transition to high school for the 9th grade. Third, as part of its educational program, the district administ ered the DAP survey to all 8 th 3graders in the spring of 2012, just before the beginning of the study period. The combination of large numbers of disadvantaged students, sc hool choices at the crucial transition to 9 th grade, and the broad administration of the surv ey instrument previously chosen for this research made this district well suited for exploring the research questions. The description of the study begins, in Chapter Two, with a review of the research literature that provides the theoretical background for the research hypotheses and questions as well as background for the analyses. It traces the evolution of positive youth development theory and related concepts from the broader theory of human development. Frameworks that define and organize the developmenta l factors and the instruments that measure them are also discussed. Chapter Three describes the met hods and methodology in the design of both the quantitative and qualitative components of the st udy. Results of the quantitative and qualitative analyses are detailed in Chapters Four and Five, respectively. Finally Chapter Six reviews significant findings and situates the work in relationship to existing literature and current theory. Concluding comments briefly consider some implications of the developmental perspective for both educational policy and school practice. Definitions 1. Developmental Assets (DA): the 40 fipositive experiences and qualities identified by Search Institute as being essential to healthy psychological and social development in childhood and adolescencefl (Search Institute, 2005, p. 2). Appendix A is a list of the 40 assets. 2. Developmental Assets Profile (DAP): a su rvey developed by the Search Institute to provide a self-reported student profile of eight categories of developmental assets and five contexts in which they function. Appendix B is the DAP survey. 43. Student persistence: whether a student stays in his or her initial 9th grade school during the study period. 4. Stayer: a student who persists in his or her initial 9 th grade school during the study period. 5. Leaver: a student who leaves his or her initial 9th grade school during the study period. 6. Active chooser: a student who attends a school other than his or her assigned school. 7. Passive chooser: a student who attends his or her assigned school. 8. Study period: the beginning of the students™ 9th grade yearŠfall 2012Šthrough the beginning of their 10 th grade yearŠfall 2013. 5Chapter Two: Review of the Literature Given that socioeconomic stat us or other markers of di sadvantage are not reliable predictors of academic success or failure for la rge numbers of youth, research tells us that individual patterns of risk and developmental factors may be much more relevant to determining who is truly at risk of school failure. More importa nt, they can give us clues to what we might do to help those children, and all children, overcome obstacles an d increase their chances of succeeding in school and thriving. Youth can overcome the circumstances of economically disadvantaged neighborhoods if the adults in those communitiesŠparents, t eachers, religious leaders, neighborsŠshare norms and values about what they want yout h to believe and do and about how adults should help youth live out those expectations (Connell, Spencer, & Aber, 1994). (Lerner, 2006; Scales & Leffert, 2004, p. 12). This review of the literature begins by describing the theoretical basis for the researchŠ youth development theory and its roots in human development theory and resiliency, as well as its more focused emphasis on young people with positive youth development theory (PYD). Section 2 describes several developmental stre ngths-based frameworks and instruments that define, organize, and measure various devel opmental factors. The relationship between developmental factors and school success is discu ssed in Section 3. Finally, Section 4 describes the research problem and the research questions and hypotheses for this study. 6Section 1: Youth Development Theory Though almost universally accepted as a ke y force in out-of-school youth programs, youth development theory plays a mi nor role, if any, in schools. It is especially absent at the education policy level. Youth development theory is based in the broader theory of human development in the discipline of developmen tal psychology, now developmental science. It encompasses the concept of resi lience and the theory of positive youth development, including developmental factors, also called strengths or assets. Human development theory provides the co mmon, overarching frame for the others. Youth development theory explains the natura l process of development in young people while positive youth development (PYD) theory posits action to influence that development in ways that are conducive to healthy (positive) de velopment (Benson, Scales, Hamilton, & Sesma Jr, 2006). Resiliency is both a forerunner and companion of PYD theory. The variety and complexity of the influences on individual human development make it virtually impossible to sort out the interactions and make causal inferences. Thus research results are almost universally correlationa l, not causal. Researchers have developed theories, based in observation, to identify factors they expect to relate to positive development. Over many years, with large numbers of diverse subjects, a nd in many contexts, strong correlations have consistently been found between certain factors and thriving and successful youth and adults. Though there is yet no definitive study, the shee r volume of evidence over time is compelling. Human development theory. Human development theory covers growth and development not just in the time period leading up to adulthood, but across the entire life span. This has not always been the case. Earlier theories viewed human development as primarily biological, and later added environment as a se parate influence. Developmental change was 7considered to slow dramatically after the first fi ve years of life and to be essentially complete before early adulthood. While research continues to support the great importance of the early years of life, recent neurological research shows that the brain has the capacity to grow and change even into old age. At the same time, research in developmental science shows that development is much more complex than the simple biology-environment (nature-nurture) relationship. Most influential in current human devel opment theory is Urie Bronfenbrenner™s bioecological systems theory (Bronfenbrenne r, 1979, 2005c). In the bioecological theory, development is contextual and ongoing. In other words, biology and the environment interact dynamically throughout the life course, causing conti nual change in the individual. Because each person™s biology and experience differ from all ot hers, each is unique and continually evolving. Bronfenbrenner describes a hierarchy of systems and subsystems th at impact development, from the immediate family and school environment to the larger social and cultural and even global systems in which the person lives. Because human beings also impact their environment, which then impacts their development in a continuing interactive cycle, fihuman beings are active producers of their own developmentfl (Bronfenbrenner, 2005c, p. xxvii). Bronfenbrenner developed and refined his ecological systems theory over the course of his long career in developmental psychologyŠfrom his doctoral dissertation in 1942 to his last writings in 2005, the year of his death. The theory and its hypotheses grew out of existing research and the logical extensions of that res earch. It was first described comprehensively in 1979 (Bronfenbrenner). In later revisions of the theory, he relied on new experimental evidence from his work and that of others, as evidenced by a series of essays over more than 60 years (e.g., Bronfenbrenner, 2005b). 8Youth development theory is an extension of bioecological systems theory. The key point in both is the primacy of the continual, dyna mic interaction between the person and the many facets of his or her environment. The importance of this person-context interaction is emphasized consistently by scholars in the field (e.g., Lerner, 2006). Key to understanding the implications of youth development theory for schools is that, because of individual fibioecologicalfl differences, no two students experience the same objective factor in the same way. Thus, contrary to predictions based on socioeconomic status, for example, some students from impoverished homes will succeed in school while ot hers fail, and some st udents from affluent homes will fail in school while others succeed. In addition, no two students will necessarily respond in the same way to the same fitreat mentfl in a school program or intervention. Resiliency. Schools or students that fibeat the oddsfl are commonly held up as examples of what is possible for everyone. The odds are usually risk factors, the most common of which is poverty but also include dysfunctional homes, violence, disabili ty, immigrant status, language issues, and others. Those individuals who beat the odds are said to be resilientŠthey have the ability to overcome obstacles and succeed. By definition, then, resilience encompasses the variety of factors that differentiate among those at-risk youth who beat the odds and their less successful peers. It is dynamic, not a static characteristic. Resilience is the outcome of the eff ects of various protective factors, both internal and external, on risk factors. Protective factors act fias moderators between risk and resiliencefl (Vargas, 2010, p. 28). Resilience, as a component of human development, is a product of the interaction between the i ndividual and the various contexts of his or her life (Luthar, Cicchetti, & Becker, 2000). 9Pioneers of the concept of resilience tried to understand the vulnerability of children living with adversity. In their seminal study, Wern er and Smith (1998) studied all of the children (approximately 700) on the island of Kauai in a two-decade longitudinal study from the prenatal period in 1954 through the age of 18. They appl ied multiple regression analysis on comparison groups to analyze data across time from a se ries of physical assessments, cognitive and noncognitive tests, and interviews and surveys of the children, their parents, and other significant adults. The researchers found not only vulnerability but also what we now call resilience, with significant effects of a numb er of factors on both. Though the resilience framework has developed and expanded over time, its roots are still evident in that it only pertains to those circumstances where there is fiexposure to a significant threat or severe adversityfl (Luthar et al., 2000, p. 543). Resilience research, then, focuses on youth facing significant risk factors and on those characteristics and circumstancesŠprotective factorsŠthat help them cope su ccessfully with that risk (Benson et al., 2006, p. 901; Werner & Smith, 1998). Resilience levels determine, to a great exte nt, how youth respond to the obstacles in their lives, including those that mitigate against sc hool success. Resilience not only differs among youth in general, but among youth in the same ne ighborhood and even in the same family, where the usual demographic measures and risk factors are essentially identi cal. In fact, more than half of all youth with risk factors, including pove rty, succeed in adulthood de spite the odds against them (Benard, 1991). From research results, policymakers freque ntly assume that outcomes of particular interventions (treatments) will apply similarl y across an entire group. But some youth beat the odds and succeed while others who look similar de mographically do not. Without understanding 10these differences, we will continue to implem ent policies that work for only some young people and be puzzled by the inconsistent results. Understanding resilience can help resolve that puzzle. The relationship between risk and protective factors is at the core of many prevention programs. Youth facing adverse circumstances tend to engage in more risk behaviors, such as alcohol or drug abuse, violence, early sexual behavior, antisocial behavior, and school problems. Prevention programs work to build protective factor s in order to counter the negative effects of the risk factors for children facing adversity. Out-of-school program research indicates that PYD is tied to resilience. PYD theory tells us that it should be possible to intentionally build resilience in at-risk youth and enhance their likelihood of success. Though developed to explain the success of youth facing significant adversity, we now understand that resilience is normal for all hum an beings (Benard, 2004; Masten, 2001). We all have the capacity to overcome difficulties in our lives and to find our way to becoming successful adults. What differs is the mix of ri sk factors and protective factors in our lives. Resilience is something we all use as we face whatever difficulties come our way. SchoolsŠand families and communitiesŠcan help tip the bala nce by ensuring that children have as many protective factors4 as possible. Positive youth development. From risk and resilience to positive youth development. Certain protective factorsŠpositive supports and personal attributesŠare related to a number of positive characteristics, behaviors and environmental factors that prov ide one means of measuring the developmental 4 Some of the literature distinguishes between protective factors and developmental assetsŠessentially that protective factors apply only to specific risks while developmental assets apply to all youth in all situations. For purposes of this brief discussion, they are used as though they were equivalent. As PYD theory grew out of the theory of resilience, it became, and con tinues to become, more differentiated from it, though still closely related. In practice, and in much of the literature, there is no perceived distinction. 11strengths of youth.5 Rather than trying to understand why some at-risk children developed certain problem behaviors, researchers, extending the work on resilience, began to look at how so many at-risk children developed positive behaviors (Benard, 1991). Shifting from eliminating problems to building strengths also recognized that fiprevention is an important but inadequate goal . . . . Problem-free is not fully preparedfl for the futu re (Pittman, et al., 2003, p. 6). This shift in attitude may seem minor, but in reality it si gnificantly changed how developmental science approaches adolescents and has had a significant impact on youth programs. Richard Lerner emphasizes this difference in his explication of the state of developmental science and human development theory (Lerner, 2006), as do Peter Be nson and his colleagues in their review of the state of PYD theory, research, and applications (Benson et al., 2006). It has long been common to vi ew adolescence as a time of stress, assuming that rebellion and risky behaviors are the norm. Th is deficit view of this phase of human development led to an emphasis on prevention and remediation of pr oblems in youth and school programs. By the 1990s, however, youth development scholars began to incorporate the bioecological systems concept into their understanding of how young people develop (Lerner et al., 2005). PYD is fipredicated on the idea that every young person has the potential for successful, healthy development and that all youth possess th e capacity for positive developmentfl (Lerner et al., 2005, p. 20). Bronfenbrenner™s (2005c) principle of continuing change and development throughout the lifespan, plasticity of developmen t, is integral (Lerner et al., 2005). Recent neuroscience research has confirmed that the brain does not look like an adult brain until the 5 Different terms are used in the literature and in practice to describe developmental factors, including strengths and assets. Because the term fidevelopmental assetsfl is a register ed trademark of the Search In stitute, an effort is made here to use fifactorsfl or fistrengthsfl instead of assets exce pt when referring to Search Institute work or when that term is used in a particular study or framework. 12early 20s (Eccles & Gootman, 2002). This continue d physical development of the brain comports with Bronfenbrenner™s theory of the plasticity of human development. While risk factors are still important, rese archers and youth workers now focus more on those characteristics of the person and the environment that both overcome risk factors and promote healthy development. Such developmenta l factors are now pervasive in work on child and adolescent psychology and behavior. They are known by different names, including resources, strengths, skills, assets or developmental assets (e.g. Oman, Vesely, Tolma, Aspy, & Marshall, 2010; Search Institute, 2006), persona l strengths (e.g. Benard, 2004), competencies (Lerner, von Eye, Lerner, & Lewin-Bizan, 2009) and noncognitive factors (Farrington et al., 2012). Defining positive youth development . The PYD field is broad and varied, arising out of multiple academic disciplines but also from pr actical traditions. Becau se the field is still relatively young, receiving significant attention only over the last 20 years, it is still evolving. Thus it is difficult to define the field™s parameters. Peter Benson and colleagues (2006) pull together the various strands of PYD theory and research, making sense of its roots, its current stat e, and its possible future directions. They draw on research in many of the contributing discip lines, including developmental psychology, public health, health promotion, prevention, sociology, social work, medicine, and education . Not mentioned but also influential are the fields of human ecology and family studies, among others. Much work draws on more than one area, ma king this truly a multi-disciplinary field. Though developmental psychologists have done much of the significant work, they and others have come to recognize multi-disciplinary in fluences and begun to refer to their work with the broader term, developmental science. fiThe role of developmental science is to identify those 13relations between individual strengths and contextual assets in families, communities, cultures, and the natural environment, and to integrate strengths and assets to promote positive human development (Lerner, 2004a, 2004b)fl (Lerner, 2006, p. 12). This description summarizes PYD theory in brief. Benson and colleagues (2006) fill in the details. Drawing from such a wide variety of fields, the definition of PYD is necessarily multi- faceted. In keeping with its roots in the bio-ecol ogical systems model of human development, the individual principles and concepts overlap and are interrelated. Benson and colleagues (2006) set out to describe certain themes, core principles, and constructs of PYD. The four themes expand beyond the limits of risk and resilience while not rejecting their importance. First, PYD is strength based, in contrast to earlier deficit-based approaches. Strengths, in this case called assets, are those fiattributes, skil ls, competencies, and potentials n eeded to succeed in the spheres of work, family, and civic lifefl (Benson et al., 2006, p. 895). A second theme is the centrality of community. Community is not just an fiincubatorfl of positive development, but also a setting where y oung people can have influence, which in turn impacts their own development in a dynamic interaction (Benson et al., 2006, p. 895). The importance of the larger contexts in which young people live and the bi-directional interaction between the youth and the context stems fr om the bioecological systems model. Third is the importance of values as ficonstr uctive developmental resourcesfl (Benson et al., 2006, p. 895). Values include both moral perspectives and reli gious world views. Based in research, PYD theory explicitly recognizes the va lue of a moral grounding and religious beliefs, practices, and supports as significant resources in the positive development of young people. Finally, PYD theory now includes indicators of well-being and thriving for social good and a shift in focus from at-risk youth to all youth (Benson et al., 2006, p. 896). The focus shifts 14from remediating individual problems to faci litating the positive development of all youth and recognizing the importance of the larger context on the young person and vice versa. These four themes set PYD apart from other approach es to improving the lives of young people. The four themes are reflected in six core principles around which Benson and colleagues (2006) found consensus in the literature. They represent the consensus of research and practice as to what truly matters for the healthy deve lopment of young people, whether poor or affluent and whatever their challenges might be. Six Core Principles of Positive Youth Development 1. All youth have the inherent capacity for positive growth and development. 2. A positive developmental trajectory is enabled when youth are embedded in relationships, contexts, and ecologies that nurture their development. 3. The promotion of positive development is further enabled when youth participate in multiple, nutrient-rich relationships, contexts, and ecologies. 4. All youth benefit from these relationships , contexts, and ecologies. However, the strategies and tactics for promoting these developmental assets can vary considerably as a function of social location. 5. Community is a viable and critical ‚delivery system™ for positive youth development. 6. Youth are major actors in their own development and are significant (and underutilized) resources for creating the kinds of relationshi ps, contexts, ecologies and communities that enable positive youth development. (Benson et al., 2006, p. 896). Benson and colleagues (2006) have reflected these themes and core principles in a summary of the core ideas or constructs of PYD theory. First is developmental contexts, all of the places, systems, and relationships in whic h a young person lives. Second is a view of the 15nature of the child, which emphasizes the capacity to grow and thrive and to actively engage with supportive contexts. Also important are the opposing yet connected constructs of promotion of developmental strengths and reduction of high-risk behavior. Promotion of health, well-being, and thriving rounds out the list. Overarching all of these separate ideas is the understanding that all relationships among them are bi -directional, that each influen ces the others in a dynamic, interactive system that makes up the unique development of each individual. No single definition of PYD incorporates all of these themes, principles, or constructs, but most, if not all, include some of them. With so many aspects to consider, definitions are often crafted around research questions or variables of interest for a particular study. Over time, research may bring more clarity to the key as pects of PYD, though its multidisciplinary nature will make it difficult. However, one of the lead ing proponents of PYD, Karen Pittman has very simply summed up its essence in a phrase that ha s become a mantra of PYD: that youth can, and should, be considered as resources to be developed rather than problems to be fixed (Pittman, Irby, Tolman, & Yohalem, 2003; Search Institute, 2006). Figure 1 summarizes the theoretical framework with the relationships among the different theories and DA. 16 Developmental Assets (Benson, etal.,1999, 2011; Scalesetal,2006) fiImportant relationships, skills,opportunitiesand values that helpguideadolescents away from riskbehaviors, foster resilience, andpromote thriving.flPositive Youth Development Theory (Benson etal.,2006; Lerner, 2006) Intentionally buildstrengths for allyouth. Youth Development Theory (Benson etal.,2006; Lerner, 2006) Thenatural process ofdevelopment inyoung people. Resiliency (Benard, 2004; Werner andSmith, 1998) Protective factors allow youth tosucceeddespite obstacles. HumanDevelopment Bioecological theory (Bronfenbrenner, 1979, 2005a) Development iscontextual, interactive, dynamicand ongoing. Figure1.Theoretical Framework17Section 2: Developmental Strengths-based Frameworks and Instruments Developmental strengths-based frameworks aris e from conceptual models that fiidentify the positive developmental experiences that enha nce the fusion of person and contextfl (Benson et al., 2006, p. 905). Though terminology varies, all strengths-based frameworks are based on these factors. They are generally described as fiimportant relationships, skills, opportunities and values that help guide adolescents away from risk behaviors, foster resilience, and promote thrivingfl (Scales, et al., 2006, p. 693). Not just static milestones or outcomes, they are also what Bronfenbrenner (2005b) calls fidevelopmental determinantsfl that th e person uses to engage in further developmental process. Underlying these frameworks is a focus on the ultimate development of each youth into a successful, thriving adult. Few strengths-based frameworks have been reduced to comprehensive measurement instruments. In fact, frameworks are often base d on already existing instruments. While there is general agreement on types and even individual f actors, different framewor ks are established for different purposesŠpractice orientationsŠand so are not necessarily suited to other uses. Most of these instruments focus on only one factor or a small group of factors. Sorting through the frameworks and instrument s in order to make sense of what best describes and measures developmenta l factors is a challenge, even in a particular setting such as a school. This is not surprising given the multi-discip linary nature of the field and the fact that much of its theory arises from practice in youth programs and is stil l practice focused. In framework development, the relationship of theo ry, research, and practice has been interactive and complex. Despite the agreement on categories of factors and many individual factors, the empirical base is fragmented and not comprehe nsive. The factors and categories overlap in different frameworks. The mixture of theory and practice, and the multi-disciplinary nature of 18the field also make coherent tracking of existi ng empirical support extrem ely difficult. Studies from different disciplines of ten support different factors. PYD research generally focuses on two key questions: (a) how to identify, define and measure developmental factors that are related to positive youth outcomes; and (b) whether those outcomes can be improved by efforts to enhance cer tain of those factors. Frameworks organize the results of that research. Data on developmental factors ar e almost universally obtained by surveys, and by far the majority are youth self-report surveys. There are also some parent, teacher, and youth program staff surveys which am plify and corroborate the perceptions reported in the youth surveys. Results are consistently correlated with a number of youth outcome measures such as school grades and reduced risk behaviors (Benson, Scales, Leffert, & Roehlkepartain, 1999; Lerner et al., 2005; Scales & Leffert, 2004). Though there are always questions about the accuracy of self-report data, such surveys on developmental factors have been found, in general, to be valid and reliable (Eccles & Gootman, 2002; Lerner et al., 2005; 2004). It may be that in this case perception is more meaningful than objective reality. fiThe research shows that young people™s satisfaction with the support they receive is at least as important as the numbers of adults to whom they can turn for help (reviewed in Scales & Gibbons, 1996).fl (Scales & Leffert, 2004, p. 23) Many surveys contain some items that relate to developmental factor s and others that do not. Instruments with youth development-related ite ms range from large, national surveys, such as the National Educational Longitudinal Survey (NELS) and the National Longitudinal Survey of Adolescent Health (Add Health), to surveys developed for particular youth programs. They measure such factors as resilience, self-efficacy, self-esteem, motivation, risk behaviors, parental support, social support, peer relationships, school engagement, and community involvement. 19A few studies support certain frameworks as a whole (e.g., Benson et al., 1999; 2011). Most helpful in understanding the state of the field are syntheses of research (for example, Eccles & Gootman, 2002; Scales & Leffert, 2004) , which analyze and summarize the results of numerous studies across disciplines. These synt heses highlight strengths and weaknesses in empirical support and gaps in the research. While there is extensive literature, ranging from primarily theoretical to essentially practical, on developmental factor s and the instruments that meas ure them, it is not unusual for researchers, particularly in e ducation, to investigate what could be defined as developmental assets without recognizing them as such or c onsidering them in a larger framework. With the multidisciplinary nature of PYD, this can make it di fficult to find research relevant to a particular framework. Researchers are left to use a great de al of interpretation and judgment, which raises questions about consistency and completeness. There are varying levels of research support for frameworks and instruments. Some frameworks use only broad categories while others are highly detailed. Some are developed from empirical evidence while others are developed fr om theory. Some are then tested as entire frameworks while others are tested as separate , and incomplete, parts. Those in the latter category often focus on creating and disseminating pr ogram components to be used in practice. The frameworks and instruments considered here are among the most prominent and representative frameworks and the more comp rehensive and commonly used instruments. All have some empirical base or ha ve been tested empirically. Definition and organization Œ Frameworks. Three well-known frameworks with different purposes and approaches are described here: (a) th e fi5 Csfl developed out of a consensus of scholars, (b) the National Research Council personal assets and settings features, 20and (c) the 40 Developmental Assets developed by the Search Institute. Table 1 lists the factor categories for each framework for comparison. Table1.SelectedDevelopmentalStrengths basedFrameworks Frameworkand developmentalfactors 5Cs+1aEight Categories(40DevelopmentalAssets)b4Assets;8Settings FeaturescDeveloper(Several)SearchInstitute NationalResearch CouncilPerson/InternalCompetenceCommitment tolearning Physicaldevelopment ConfidencePositivevaluesIntellectual developmentCharacterSocialcompetencies Psychologicalandemotionaldevelopment CaringPositiveidentitySocialdevelopment Context/External ConnectionSupportPhysical&psychological safetyContributionEmpowerment Appropriatestructure Boundaries&expectationsSupportiverelationships Constructiveuseoftime Opportunities tobelong Positivesocialnorms Supportforefficacy &mattering Opportunities forskillbuilding Integration offamily,school &community effortsa(Lerner,Brentano,Dowling,&Anderson, 2002;Lerner etal.,2005; Lerner,Lerner,&Phelps,2009;Roth&BrooksGunn,2003).b(Benson etal.,1999;Scales &Leffert, 2004).c(Eccles &Gootman, 2002). 21The 5 Cs. There are many ways to define thriving and successful adulthood, but probably the most recognized in the youth development field is the fi5 Csfl (Lerner et al., 2002; Lerner et al., 2005; Lerner, von Eye, et al., 2009; Roth & Brooks-Gunn, 2003). The 5 Cs are five positive developmental outcomesŠcompetence, confidence, connection, character, and caring. Directly or indirectly, the 5 Cs encompass most, if not all, of the individua l factors identified in various models and research. A sixth fiCŠcontributionŠis considered the culmin ation of the others. The theory is that a successful, thriving adult will have all of the five Cs and will, as a result, contribute for the benefit of others and the community. The 5 Cs developed over time as a consensus among a number of researchers and pr actitioners (Eccles & Gootma n, 2002; Roth & Brooks-Gunn, 2000). Richard Lerner and colleagues use this model extensively in their longitudinal study of the impact of 4-H programs (Lerner & Lerner, 2013; Lerner et al., 2005; Lerner, von Eye, et al., 2009). Beginning with 5th grade students in 2002, the study continued through 2010. Annual reports have been issued on eight years, or waves, of data, following the students from 5th through 12th grades. The first wave report (Lerner et al., 2005) describes the framework and the measurements used to evaluate it. The initial data for this long-term longitudinal study of PYD in 4-H programs came from surveys of 1,700 youth a nd 1,117 of their parents. Survey items were derived from a wide variety of measures of pot entially relevant factors, most from existing instruments and a few created for the study. A conceptual model was developed, tested extensively, and modified for improved fit. The m odel and data were analyzed using a variety of statistical methods, including structural e quation modeling, multiple regression, and HLM. Methods are thorough and detailed, and limitations of method and result s are discussed, making 22this a strong contribution to PYD theory and the value of developmental assets as measures of PYD. The 5 Cs are derived from PYD theory and research and reflect the positive development view as opposed to the deficit view. They emphasize strengths of youth, involving such concepts as developmental assets, moral development, civic engagement, well-being, and thriving. Finally, repeating one of the core principles of PYD theory, fiThe se concepts are predicated on the idea that every young person has the potentia l for successful, healthy development and that all youth possess the capacity for positive developmentfl (Lerner et al., 2005, p. 20). Table 1, above, lists the 5Cs, plus contribution. In the first year of the 4-H study, the fifirst wave,fl only cross-sectional data were available. The first wave research looked for ev idence of the 5 Cs as indicators of PYD, of a relationship between PYD and contribution and lower risk behavior, and of a relationship between youth development program s and PYD, contribution, and lower risk behaviors (Lerner et al., 2005, p. 26). Results showed that the 5 Cs do represent the components of PYD. They also showed a relationship between PYD and the 5 Cs and contribution. Relationships were measured at one point in time, so the results are limited in scope. Consistent with theory, then, the 5 Cs appear to measure PYD and higher levels of PYD align with higher levels of contribution, lending support to the 5 Cs framework and the usef ulness of the concept of developmental assets in identifying what makes a di fference in children™s lives. National Research Council. One of the most comprehensive reviews and syntheses of the research on developmental factors was pr epared by a committee convened by the National Research Council and Institute of Medicine (N RCIM) to focus on ficommunity interventions and programs to promote positive outcomes for adolescent developmentfl (Eccles & Gootman, 2002, 23p. 4). The report covers research on adolescent development genera lly, as well as developmental factors, which the authors call assets, and cont exts. Findings are organized in a comprehensive framework of developmental factors and settings. Eccles and Gootman (2002) describe th e NRCIM framework and summarize the evidence relevant to each of thei r four personal asset categories and seven characteristics of developmental settings. Based on an extensive review of the youth development literature, NRCIM developed a framework of personal a nd social assets (Eccles & Gootman, 2002, pp. 74- 75) and features of positive developmental setti ngs ( pp. 90-91). Table 1, above, lists the assets along with those of other frameworks. The four groups, or categories, of personal and social assets are: (a) physical development; (b) in tellectual development; (c) psychological and emotional development; and (d) social developmen t. Each category is further defined by specific developmental factors. The eight features of positive developmental settings, also called social setting domains, are listed in Table 1: (a) physical and psychological safety, (b) appropriate structure, (c) supportive relationships, (d) opportunities to belong, (e) positive social norms, (f) support for efficacy and mattering, (g) opportunities for skill bu ilding, and (h) integration of family, school, and community efforts. Again, each category has a list of specific attributes that create the positive setting. Personal and social assets are described as outcomes of development while the features of social settings support development of the assets. The Search Institute, for example, classifies both of these domains as developmental assets (Benson et al., 1999). They are distinguished in that framework as internal and external assets. Despite the diffe rent terminology, the theory and function are essentially the same. (The Search Institute framework is described below.) 24A large part of the report is devoted to the role and evaluation of community youth programs in an effort to identify program features and outcomes that support the Committee™s framework. This application of the fiingredientsfl derived from theory and research to evaluation of practice settings, and the refinement of theo ry based on results from those evaluations are hallmarks of the interaction of pr actice and theory in PYD theory. The review is an in-depth analysis of seven extensive reviews and meta-analyses of youth program evaluations. In total, th ese reviews and meta-analyses looked at more than 500 program evaluations and analyzed more than 200 that met their quality requirements. The underlying program evaluations chosen used randomized expe rimental or strong quasi-experimental models and had other features of high quality research design. NRCIM then focused on 35 of the underlying programs for more detailed anal ysis (Eccles & Gootman, 2002, pp. 150-165). Many of the programs were not designed with specific assets in mind, and so researchers fioften had to make assumptions about likel y featuresfl (Eccles & Gootman, 2002, p. 148). The underlying studies included ment al health, violence prevention, teen pregnancy prevention, and PYD programs. Also, despite the requirements of rigor for inclusion, many evaluations lacked one or more requirements, such as long-term fo llow-up data (to look for persistence of effects and fisleeperfl effects), data on multi-year programs versus short-term programs, and explanations of results. Lack of the necessary data for a causal analysis was the primary problem. And, because the studies evaluated whole program packages rather than specific program components, it was not possible to determine ex actly what worked in any given program. Few studies met all of the requirements for rigorous , experimental or quasi-e xperimental research. As a result, generalization is limited to ove rall results. While the overall results support the value of developmental assets and settings in improving outco mes, they can tell us no more 25than that these kinds of programs work more of ten than not and in one way or another. This theme is repeated many times throughout the review (Eccles & Gootman, 2002). Because these studies cannot isolate the causal mechanisms or explain how they operate, we are left with examples of programs that work and can be replicated. But without understanding how they work, we may miss key factors, which w ill lead to less succe ssful replication. It is clear, however, that these findings show no one set or combination of assets or settings that is universally best. Reflecting the complex and interactive nature of human development, different assets and combinations of assets are effective for different youth and in different circumstances. It is al so reasonable to conclude that different combinations can be effective for a particular young person. There is a complex mix of inte ractive features and assetsŠcharacteristics of both the contex t and the personŠthat can enhance positive development. This is something that Urie Bronfenbrenner (Bronfenbrenner & Morris, 2006) would surely recognize. The bad news is that there is no prescription for youth in general or even for a particular youth; the good news is that there are many paths to successful development. The studies, overall, provide support for the NRCIM framework. Eccles and Gootman conclude, fiTogether the concurrent and longitudinal studies provide a growing body of consistent evidence supporting the predictive impor tance of the set of characteristics we have identifiedfl (Eccles & Gootman, 2002, p. 83). Beyond that, there is not enough information to isolate key program factors and setting characte ristics in order to confirm the relevance of specific framework elements. In sum, Eccles and Gootman (2002) find repeat edly that program results in individual studies are promising, that some programs should be replicated, and that many of the elements of the NRCIM framework are supported by the resear ch. At the same time, they note numerous 26flaws in research design and the available data. Th e ultimate conclusion is that, overall, programs focusing on developmental assets of the type in th e framework have positive results. At the same time, fimuch more research is necessary before one can be confident about which programs and which aspects of these programs actually impact youth developmentfl (p. 177). The primary value of this framework is in th e collection and organization of key elements of PYD. It synthesizes and organizes much information from theo ry, research, and practice into a coherent conceptual frame that can guide future research and program pl anning. The report is an extremely valuable contribution to our understand ing of youth development in the real world. It makes numerous recommendations for programs a nd research that will add to our knowledge and understanding. But it does not lead to a coherent approach to testing either the overall framework or its individu al or groups of assets. There is, however, no instrument designed to te st this framework or its elements directly. Researchers are left to construct their own instruments, based on their own hypotheses. This is likely to lead to continued fragmentation, where particular studies consider particular assets, particular settings, or some particular combination. 40 Developmental Assets. While the literature reveals a num ber of different systems that describe developmental factors, one framework is particularly comprehensive, has a large research base, and is well knownŠthe Search Institute™s fi40 Developmental Assetsfl (Search Institute, 2006). This theory-based framework ha s been used and refined over two decades from surveys of more than 2 million youth in more than 3,000 communities across the United States and many more internationally (Benson et al., 1999; Scales, 2011b; Scales & Leffert, 2004). Because it is more comprehensive than others, and has been used more widely, a large research base guides its use and interpretation. Most researchers at least make reference to the 40 Assets 27framework and many consider some or all of its a ssets in their work. Search Institute researchers describe this developmental st rengths-based framework as: a theory-based model linking features of ecol ogies (external assets) with personal skills and capacities (internal assets), guided by the hypothesis that external and internal assets are dynamically interconnected ‚building bloc ks™ that, in combination, prevent high risk health behaviors and enhance many forms of developmental success (i.e., thriving) (Benson et al., 2006, p. 906). The reliance on PYD theory is clear. While they note that resilience informs PYD, Benson and colleagues make the distinction between this model and models relying on risk and prevention. The models agree on the developmen tal goals of reducing problem behaviors and negative outcomesŠbuilding resilience. However, PYD also promotes additional approaches, including thriving, skill-building, and competency (Ben son et al., 2006, p. 901). And PYD focuses on all children, not just those at risk for problems. In this framework, the 40 Developmental Asse ts are categorized as either external or internal assets. External assets comprise a set of experiences and relationships across multiple contexts of the youth™s life that adults (and peers) provide for young people: support; empowerment; boundaries and expectations; and c onstructive use of time. Internal assets comprise a set of individual qualitiesŠva lues, skills, and self-perceptionsŠthought to help the young person become effectively self-regulating: commitment to learning; positive values; social competencies and positive identity (Scales, Benson, Roehlkepartain, Sesma Jr, & van Dulmen, 2006, p. 693). 28The external assets are divided into four categories: support, empowerment, boundaries and expectations, and constructive use of time. Th e internal asset catego ries are commitment to learning, positive values, social competencies, and positive identity. Appendix A describes the 40 assets by category. Table 1, above, shows the eight categories in comparison to the 5 Cs and the NRCIM frameworks. The Search Institute developmental assets represent an effort to apply theory to practice. Over the years, survey questions and formats ha ve been developed and refined to give more concrete measures of the assets. Numerous analyses of the survey data have examined the relationships between asset levels and both risk behaviors and positive outcomes. These analyses have shown consistent negative relationships with risk behavior patterns and positive relationships between levels of assets and pos itive outcomes, including school success (Benson & Scales, 2009; Benson et al., 1999; Leffert et al., 1998; Scales, 2011b; Scales et al., 2006; Scales & Leffert, 2004). Benson and colleagues (2006) also describe the extent of this research support, noting the common finding that there is persuasive evidence for the connection between developmental assets and developmental outcomes , concurrently and longitudinally, at least for overall asset levels. At the same time, they rec ognize that most research considers only a small number of outcomes fifor which positive youth de velopment theory is best explicated, and that appear to have strong research bases and broad constituencies of researchers, practitioners, and policymakers dealing with themfl (Benson et al., 2006, p. 915). In a similar, earlier analysis of the research, specifically focusing on research support for the assets in the 40 Developmental Assets fram ework, Scales and Leffert (2004) summarize the research results from surveys of more th an 217,000 students in the 1999-2000 school year. Research results are consistent with those found by Eccles and Gootman that the more assets 29youth have, the less likely they are to engage in negative behavior and the more likely they are to engage in positive behavior. They also observe that these relationships are fifairly consistent . . . across differences of race and ethnicity, gender, age, socioeconomic background, community size, and regionfl (Scales & Leffert, 2004, p. 7). Key findings are that the assets can promote resilience and th at resilient youth fihave at least one adult who cares deeply for them.fl Elemen ts that fioccur repeatedly in the scientific literature as critical elements in the healthy development of yout hfl include the relationships and connections young people have with caring others; the development of various skills and competencies such as planning and decision ma king; the effective occupation of young people™s time; the establishing of consistent norms and ex pectations for behavior; the positive connection to social institutions such as schools and religious congregations; and the development of positive self-perceptions (Scales & Leffert, 2004, p. 13). These elements are reflected in the developmental assets. The findings are consistent with findings from other studies, including the NRCIM report (Eccles & Gootman, 2002) and the 4-H PYD study (Lerner et al., 2005; Lerner, Lerner, et al., 2009). More recently, Farrington and colleagues (2012) reviewed the literature with a focus limited to school success factors and develope d a comprehensive framework of non-cognitive factors supported by the literature. They identified five categorie s of non-cognitive factors that relate to academic performance and components of those categories. Focused entirely on school success, the five categories are: academic behavi ors, academic perseverance, academic mindsets, learning strategies, and social skills. 30Other strengths-based frameworks. Over the last two decades, much work has been done as the developmental strengths approach has ga ined ground in research and in practice. As a result, some reviews have attempted to develop comprehensive, often practice-focused, lists and descriptions of assts. Some are research -based and broad enough to be considered comprehensive frameworks. In addition, numer ous organizations advance programs based on concepts that match some of the developmental a ssets identified in research-based models. Some of those programs have some research behind th em, but often it is not significant. The 5 Cs, the NRCIM and the 40 Developmental Assets fram eworks described above are among the most comprehensive, research-based, and commonly accepted. Measurement Œ Instruments. The literature describes dozens, maybe even hundreds, of instruments that measure one or more developmen tal factors or categorie s of factors. In many cases, research reports do not recognize the connection between their analysis and youth development theory or developmental factors or assets. And there are many other instruments that are not included in the literature, which may or may not have any research support. Most often, communities and schools are still concerned with risk factors. And protecting against risk factors is pa rt of a PYD approach. As a result, as set and behavior surveys frequently focus on risk behaviors, or deficits, such as alcohol and drug use and abuse, smoking, bullying, violence, and early sexual behaviors. There are many locally created surveys for these purposes (e.g., Donohue, 2002; Oman et al., 2010), but only a few are used on a more widespread basis (Lerner, von Eye, et al., 2009; Scales & Leffert, 2004). All of these specialized instruments, in esse nce, make up a data base of survey items from which researchers and youth programs can cr eate instruments to serve their specific purposes. The 4-H study described above (Lerner et al., 2005) is an excellent example where 31researchers pulled numerous items from a multitude of sources and created some of their own. This would not be feasible other than in a research setting. Some works give guidance in navigating this complex array of choices, though they focus on youth program evaluations. Sabatelli and Anderson (2005) provide an extensive guide to these instruments in their handbook on program assessment. The National Resear ch Council provides a similar guide in its comprehensive analysis of youth program eval uations (Eccles & Gootman, 2002). The Forum for Youth Investment (Wilson-Ahlstrom, Yohalem, DuBois, Adler, & Hillaker, 2014) gives a particularly detailed description and analysis of a selection of instruments that cover developmental factors more broadly. While there is overlap among these reviews in the factors covered, there are also many instruments th at are included in only one of them. Some comprehensive instruments are de signed to measure a broad array of developmental factors. Rather than focusing on a particular program or purpose, they intend to give a somewhat complete profile for each youth. They can, then, be used in a variety of settings, from whole communities, to schools, to individual programs. As fioff-the-shelffl products, these surveys can make the task of a researcher or program evaluator much less complicated. An added advantage is that at least some of them have been tested for reliability and validity, as a whole and for individual items. Profiles of Student Life: Attitudes and Be haviors and the Developmental Assets Profile . Probably the most well-known a nd commonly used broad survey instruments were developed by the Search Institute to measure th e assets in its 40 Developmental Assets framework. At least in terms of number of research articles, they may also be the most researched. The Profiles of Student Life: Attitudes and Behaviors Survey (A&B) consists of 156 items that measure the 40 devel opmental assets, 10 risk behavior patterns, 8 thriving indicators, 5 32developmental deficits and include standard de mographic questions (Sca les et al., 2006, p. 697). The survey has been used since 1990 to survey more than three million 4 th through 12th graders in roughly 3,000 US communities. From 1990 to 1995, the survey assessed 30 assets and since 1995 the updated 40-asset list (Scales & Leffert, 2004, p. 5). Since that time many more youth have been surveyed across the United States and internationally with either the A&B survey or the more recent Developmental Asset Profile survey (DAP). Rather than measuring individua l assets, the DAP measures the eight categories of assets and five contextsŠpersonal, social, family, school, and community. Recently items have been developed on perceptions of school climate for us e in schools. These items have been identified as closely linked with school success, but have not yet been used exte nsively (P.C. Scales, personal communication, July 22, 2011). Introduced in 2005, the DAP is used by hundreds of youth annually, including more than 110,000 in 2009-2010 (Scales, 2011a). It has also been us ed in more than a dozen countries other than the U.S. DAP results are highly correlated with the results of the A&B survey, indicating that, as intended, they both measure the same thing. The results of a comparison from five countries fisuggest not only that the DAP is usable across a variety of global cultural settings, but that intentional asset-building efforts can succeed in relatively brief peri ods of 3-9 months in producing sizable gains in young people™s experience of assetsfl (Scales, 2011a, Discussion section, para. 1). Other instruments. Of the frameworks discussed above and shown in Table 1, the 40 Developmental Assets framework is the only one with a related instrument. The NRCIM (Eccles & Gootman, 2002) relied on result s from other research using vari ous instruments in creating its framework. Lerner and his colleague s (Lerner et al., 2005) used a set of instruments to test the 5 33Cs framework, but did not develop an instrument that is useful beyond their research purposes. Farrington and colleagues (2012), like the NRCIM, relied on other research for their framework. Of the surveys that Eccles and Gootman (2002) describe, only the Search Institute A&B survey is broadly focused on developmental asse ts. The others are large, national surveys or specialized studies focusing on risk behaviors and health. All have items relating to PYD, but that is not their focus. The Forum for Youth Investment, a pr ominent organization in the youth program area and a PYD theory supporter, peri odically reviews youth outcome surveys with a focus is on out-of-school programs. Many instrume nts reviewed in their latest report (Wilson- Ahlstrom et al., 2014) are geared toward specif ic program outcomes or narrow program areas. One general purpose survey is the California Healthy Kids Survey Resilience and Youth Development Module (RYDM). It was developed for the state of California and is used extensively there. It is now being used in some other parts of the country as well. The original purpose was health-related, but it also has 11 supplemental modules, of which the RYDM is one. On its website (www.wested.org/hks), California Healthy Kids shows that the RYDM is very similar to the A&B survey, but there is little information on the rese arch base behind it. Other surveys are more locally used. For example, the Youth Asset Survey (Oman et al., 2002; Oman et al., 2010) was developed to evalua te a teen pregnancy prevention program in Oklahoma. While the development and testing of the instrument followed rigorous procedures (Oman et al., 2010), there is no evid ence that it is widely available. The Community Asset Development for Youth (CADY) survey has been used in Michigan to measure assets in order to reduce risk behaviors related to violence and substance abuse (Keith, Huber, Griffin, & Villarruel, n.d.). It was used primarily in urban areas in southeastern Michigan in the 1990s. The CADY survey assesses strengths but also identifies deficits Œ risk behaviors such as alcohol and 34drug use, bullying, and violent behavior, among others (Donohue, 2002). CADY also includes parent and teacher surveys as well as surveys of community members and leaders. As with the YAS, there is no evidence that CADY has been used or tested more extensively. While there are a large number of surv eys on developmental factors, few are comprehensive or based on and involved in ongoi ng research. Most research is on specific programs or has a narrow focus on a particular pr actical issue. Researchers, program evaluators, communities, and practitioners have a wide array of choices depending on their purposes and the outcomes they seek to assess. 35Section 3: Relationship of Developmental Factors and School Success While a vast array of literature generally supports the positive relationship of developmental strengths to well-being, thriving, a nd success, little of it is based in schools or considers school programs or interventions. The literature describes positive outcomes for youth in programs and communities that build develo pmental assets (Eccles & Gootman, 2002; Lerner & Benson, 2003; Lerner et al., 2005; Lerner, von Eye, et al., 2009; Roth & Brooks-Gunn, 2004). Much of the literature evaluating after-sc hool programs assesses program success in developing these strengths in one form or another, but their use in evaluating school success in the school context is still uncom mon. Research outside of sc hools does consistently find a positive relationship between deve lopmental strengths and school success, including grades and high school graduation. (Benson et al., 1999; Scales et al., 2006; Scales & Leffert, 2004) Many studies emphasize the complexity of assess ing the impact of de velopmental factors. Factors are often related and interactions are not uncommon (e.g. Gutman, Sameroff, & Eccles, 2002). There are differences in impact ba sed on the number (Benson et al., 1999) and combinations of factors (Gutman et al., 2002; Scal es et al., 2006). Some have a greater impact for youth with more risk factor s than with fewer (Gutman et al., 2002). Overall, higher asset levels are related to higher levels of school success. In fact, studies have found that developmental factors have a greater impact on school success than do such demographic factors as race, ethnicity, gender, or socioeconomic stat us (Gutman et al., 2002; Scales, Benson, Leffert, & Blyth, 2000; Scales et al., 2006). Measures of school success. Though standardized testing of reading and math skills has become, since No Child Left Behind, the benchmark measure of school success, it is far from the only useful measure. Some studies do assess the impact of devel opmental assets on standardized 36test scores, but usually in combination with other measures (Gutman et al., 2002; Hanson, Austin, & Lee-Bayha, 2004). Other measures include grades or grade point average, either of core subjects or all subjects (Benson et al., 1999; Farrington et al., 2012; Gutman et al., 2002; Hirsch, Hedges, Stawicki, & Mekinda, 2011; Scales et al., 2006; Schmidt & Padilla, 2003); graduation from high school (Farrington et al ., 2012; Vargas, 2010); participation in extra-curricular activities (Schmidt & Padilla, 2003), and school at tendance or absences (Benson et al., 1999; Gutman et al., 2002; Hirsch et al., 2011). Developmental factors and school success. Education researchers often use socioeconomic status and minority status to examine effects of po licies and practices on different groups. At the policy level, this often leads to the assumption that all within a particular demographic are the same and react in the same way. But anyone who has worked with children knows that within the same neighborhood, even w ithin the same family, children are not the same. While education research shows that povert y and minority status are predictors of school problems and failure, it does not explain why so many young people defy that prediction and succeed. A more fine-grained measure is needed. Developmental strengths-based fr ameworks show great promise as that more fine-grained addition, or even alternative, to the usual demographic measures. As noted above, there is evidence that developmental factors have a gr eater impact on school success than do such demographic factors as race, ethnicity, gender, or so cioeconomic status. It is not poverty or race, per se, that leads to school failure; PYD theory tells us that it is the contexts and individual experiences that are shaped by poverty and race which create obstacles to success. The question is not whether poor children can succeed in school, but how so ma ny of them have the resilience to overcome the obstacles and succeed. 37Because the mix of contexts and experience s is different for each individual, broad demographic measures are not very helpful for meaningful understanding of children™s success in school. To explain why some children are mo re resilient than others with the same demographic characteristics, a developmental strengths-based framework focuses on specific factors, within and derived from those contexts and experiences, that have been shown to make a difference. Whatever their socioeconomic status, students with more total assets have higher grades. Specific assets have also been shown to relate to school success (Scales & Leffert, 2004). Though research to date has not specifically considered the relationship between many of the individual factors and school success, it does show relationships with such factors as adult support (Vargas, 2010), student engagement and motivation (Scales & Leffert, 2004), and attendance (Farrington et al., 2012; Scales & Leffert, 2004), among others. Given the research base underlying the developmental assets framew ork, it is likely that many more of the individual assets and asset categories will prove to help explain why some children succeed in school while others who look very similar in other respects do not. Developmental assets provide a way to focus on key factors, identified by research, that affect children™s school performance. The large numb er of factors and the va riety of contexts and characteristics they cover give a relatively detailed picture of each child™s developmental strengths and weaknesses. This picture can, in turn, tell us a great deal about the child™s level of resilience and suggest promis ing interventions that may enhance performance. Research on out-of-school programs shows that there are ways to increase assets and that such increase is related to improved school success (Lerner, Lerner, et al., 2009). But we don™t know whether some assets or categories of asse ts have more power than others. We don™t know 38whether different assets might be more significant for some soci al groups than others. We don™t know how much impact schools alone can have on assets and success. And, though we have some evidence from out-of-school programs, we don™t know the mechanisms by which schools can best enhance assets and performance fo r individual students or groups of students. What we do know about the relationship between developmental factors and school success indicates that developing interventions that enhance strengths is a promising approach to improving student performance and ultimate school success. The developmental assets framework and related research suggest some promising interventions. The difference between theories of youth development and PYD is the concept of intentional change, the purposeful effort to enhance development (Benson et al., 2006). Schools, as highly significant contexts in children™s lives, are an ideal vehicle for impl ementing this intentional change and enhancing healthy development. Benson and colleagues describe fithree major points of potential intervention [which]–in combination, increase the proba bility of adaptive developmen tal regulationfl (2006, p. 910). The first is fiincreasing the developmental attentiveness of contex ts...to increase their capacity to nurture, support, and constructively challenge the developing personfl (2006, p. 910). As only one of many contexts in a child™s life, school™s influence is limited but can still be significant. In addition, connecting what happens in school to other contexts, in mutually supportive relationships, can increase assets and lead to better school performance. Connections between home and school and between school and commu nity youth programs are two important points where schools can have significant influence. The second point of potential intervention is fienhancing the skills and competencies of youth . . . to further enable their ‚natural™ capacity to engage with, connect, change, and learn 39from their social contextsfl (Benson et al., 2006, p. 910). Schools already provide a multitude of programs, including character education, risk prev ention, and others, that could be aligned with developmental factors as a unifying framewor k. Introducing new student supports and improving existing supportsŠexternal assetsŠcan also increase internal assets. Finally, providing opportunities for, and encouraging, student involvement in and contribution to the school and the larger community can build st rengths and enhance performance. This aspect of the PYD model may have the most powerful implications for success, in school and in adult life as well. fiThis includes such concepts as youth leadership, service learning, youth empowerment, and youth engagementfl (Benson et al., 2006, p. 910). As schools and communities develop and impl ement developmental strength-building programs, experience and research will provide mo re guidance as to what works and what does not work to improve school success for individua ls and groups of students. Though there is a growing body of research around out-of-school programs, the work is still in its infancy as it relates to schools. Developmental strengths-based frameworks can help focus on enhancing the key factors that lead to improved school performance and success despite the obstacles children face. 40Section 4: Statement of the Problem Education research indicates that low family socioeconomic status is a strong predictor of children at risk for school failure. However, not all disadvantaged children fail in school. In fact, a large number of them succeed and graduate. Education researchers and policymakers often overlook such cases, yet they may hold important lessons for successful policy development and implementation. What makes some children resilie nt in disadvantaged environments? Why can some children overcome the disadvantages of p overty, prejudice, immigration, limited English proficiency, and hardships at home to succeed agai nst the odds? The answers to these questions can give us guidance in developing policies and programs to ensure that more students can beat the odds. School choice is a pervasive policy response to the school failure of many students, particularly those classified as disadvantaged. Successful navigation of the school choice process, then, should lead to success for more stude nts. But students cannot be successful if they do not choose appropriately, change schools frequently, or both. That leads to the questions of whether developmental factors can predict successful school choice and persistence and, if so, in what ways. To that end, this study proposes the following: Research questions 1. Are there differences in developmental a ssets between active choosers and passive choosers (i.e., students who attend their assigned neighborhood schools)? 2. What is the relationship between students™ developmental assets and their persistence in the school of their choice? 413. What are students™ perceptions of the factors that led them to choose and to either persist in or leave their school? Hypotheses 1. Active choosers, have higher developmenta l asset levels than passive choosers. 2. Students™ persistence (how long they stay) in schools they have actively chosen to attend is a positive function of their developmental assets. 3. Students will perceive certain factors as leading them to choose and to either persist in or leave their school, includ ing: the nature of relationships with adults and/or peers at school; the level of parental or other adult support and encouragement; the level of engagement in the work; existence or lack of extracurricular activities; feeling safe or unsafe; understanding of and ability to comply with school rules; preparation for college or chosen career; bonding with or pride in the school; and feeling competent or incompetent to do the work and succeed. 42Chapter Three: Methods and Methodology Section 1: Introduction and Overview The study consists of two components. First is a quantitative analysis of the relationship between students™ developmental asse ts and their choice of their 9th grade school and persistence in that school from the beginning of the 2012-13 school year to the beginning of the 2013-14 year, controlling for other factors. Second is a phenomenographic qualitative analysis, based on interviews with five students in the spring of 2014 to examine their perceptions of the factors that led them to choose and to either persist in or leave their school. Developmental asset levels (aggregated assets, categories, and contexts) ar e the key explanatory variables for both phases. This chapter begins with definitions of key terms, including the organization of the developmental assets as used in the DAP survey instrument, then describes the context where the study is located. Section 2 describes the quantitative analysis methods, followed by Section 3 which covers the qualitative methods. Finally, th e limitations of the study are considered in Section 4. Definitions. 1. Developmental Assets (DA): as defined by the Search Institute and used in the DAP survey instrument. Appendix A is a list of the 40 assets. 2. (Asset) Categories: the eight divisions of the 40 developmental assets, listed in Table 2. Also see Appendix A for a list of the assets in each category. 3. Aggregated assets or aggregates: total assets, external assets, and internal assets; the aggregation of asset categories into more general divisions, as shown in Table 2. 4. (Asset) Contexts: A separate division of th e 40 assetsŠnot related to categoriesŠinto five settings in which a young person lives and where the developmental assets operate, listed in Table 2. 435. Student persistence: whether a student stays in his or her initial 9th grade school during the study period. 6. Stayer: a student who persists in his or her initial 9 th grade school during the study period. 7. Leaver: a student who leaves his or her initial 9th grade school during the study period. 8. Active chooser: a student who attends a school other than his or her assigned school. 9. Passive chooser: a student who attends his or her assigned school. Table2.DevelopmentalAsset Aggregates, Categories,andContextsTotalassets(aggregate) CategoriesContextsExternal assets(aggregate) Internalassets(aggregate) SupportCommitment tolearning PersonalEmpowerment PositivevaluesSocialBoundariesandexpectations Socialcompetencies FamilyConstructiveuseoftime PositiveidentitySchoolCommunity Study context. The research site is a public school district (the District) in the Southwest United States. It is among the largest school di stricts in the country, with more than 150,000 students. The District encompasses the vast majo rity of a large city a nd a few small areas of nearby cities. It consists of more than 200 schools, includ ing more than 30 high schools, 30 middle schools, 140 elementary schools and severa l alternative schools. As is common in the Southwest, the majority of district students are Hispanic (69.7% for 2012-13) while 23.6% are African American. Only 4.6% of district students are white. Economically disadvantaged 44students (eligible for free or reduced price lunch) make up 89.4% of the students, with 68.6% at-risk, 39.6% with limited English proficiency, a nd 12.1% identified as talented and gifted. The District was subject to a federal desegregation order for many years, during which time many white students left the district for other districts or for private schools. Today the effects of that desegregation order are seen in the student demographic make-up and in the number of choice schools. Those magnet schools fo rmed the base for a variety of school choice options at all levels. Choices are greatest for high school students. Some District choice schools and programs have selective enrollment, where students must meet certain achievement or other criteria to be admitted. Some schools and progr ams have minimal application requirements, including a large number of specialty academ ies and career programs housed within 20 comprehensive high schools that may draw student s to those schools. The number and variety of choices for students making the tr ansition to high school make 9 th grade students, both passive and active choosers, a good subject for this study. In addition, research indicates that 9th grade is an important transition year in that a successful transition to 9 th grade is highly correlated with high school graduation (Farrington et al., 2012). 45Section 2: Quantitative Methods Participants. Case study participants are all of the students in the District who were enrolled in the 8 th grade in the spring of 2012, a total of 10,348 students. All participants are included in the baseline descriptive analyses. A number of the partic ipant group had left the district before the beginning of the 2012-13 school year or had been retained in 8th grade. Those students were excluded from the analyses e xploring the relationship between DA and the transition to high school, leaving a total of 9,973 students. Also excluded are those students who were not enrolled in a regular high school (i.e., were in an alternative or other similar school) at the beginning of the study period in the fall of 2012, leaving 8,993 students in the final sample for analysis. Based on their 8th grade data, nearly 88% of students in both the 8th grade sample and the analysis sample are economically disadvantaged. More than two-thirds are Hispanic or Latino, many first- or second-generation immigrants from Mexico. One- quarter are Black or African American, and just under 4% are White. The remain ing students are one of several other races or ethnicities. Not surprising with such a large immigrant population, those with limited English proficiency (LEP) make up nearly one-quarter of students. Just over 9% qualify for special education and about 15% qualify for talented and gifted (TAG) programs. Measures.Data sources. Student data were obtained from th e District. All archival data were compiled by district employees, de-identified to protect student identity and received in electronic form. Data include demographic info rmation (gender, race/ethnicity, socioeconomic status, and limited English proficiency), educatio n information (special education eligibility, 46talented and gifted program elig ibility, attendance, and grade point average), and developmental asset survey (DAP) scores. See the DAP survey in Appendix B. DAP survey scores provide data for the quantitative analysis. The DAP is a structured, self-report survey with closed questions, that is questions with specified answer choices. Such a survey efficiently collects data in a standardized way from a la rge number of subjects and is easily analyzed with statistical methods (Somek h & Lewin, 2008). The District administered the DAP to most 6 th through 12th grade students at their schools in May of 2012. Data from this survey administration, when the study participants were in 8 th grade, are used for all quantitative analyses. The DAP, developed and tested by the Search Institute, measures the 40 developmental assets that are related to vari ous youth thriving and success measur es identified in the literature. Scale scores are reported for the eight categories and five contexts, and for the total, external, and internal asset aggregates. (The DAP does not measure individual assets.) The external aggregate score is an average of the four external category scores; the internal aggregate score is and average of the four internal category scores. External and internal scores are added together to provide the total asset aggregate score. Context scores are separately calculated, without regard to the category scores. External asse ts are fithe positive experiences that young people receive from the people and institutions in their livesfl (Benson et al., 1999, p. 4). Internal assets are fiindividual qualitiesŠvalues, skills, and se lf-perceptionsŠthought to help the young person become effectively self-regulati ngfl (Scales et al., 2006, p. 693). Survey questions ask for students™ perceptions of various aspects of and experiences in their lives. Responses are on a Likert-type scale with four choices, from finot at all or rarelyfl to fiextremely or almost always.fl Each question relates to a particular asset and so is scored in each 47category or context containing that asset as well as in total assets. Scale scores are reported for aggregated total, external, and internal assets and for each category and context. The DAP has been formulated for, and test ed with, youth between the ages of 11 and 18, so the age range of students in this study, approximately 13 to 16, is within the target range. (Validity of the DAP is discussed below.) Because it measures a wide range of intangible factors that may contribute to school success, the DAP has high potential for identifying important factors in student school persistence. In addition, the conceptualization of DA in this study matches the DAP™s definitions, maki ng it the best available measure. Data collection procedures. All data for quantitative anal ysis, including DAP survey scores and other student level data, were comp iled from district reco rds and provided to the researcher by the District. The data were provided pursuant to a request for specific data and several consultations with a District employee in the evaluation a nd assessment department as to available data and formats. Requested data were pulled from district records and de-identified by the district employee, then compiled into an electronic data file which was provided to the researcher. Updates to that data file were provided in the same way over the course of the study period. DAP surveys were administered and scored by the District following procedures specified in the DAP user manual (Search Instit ute, 2005). The provided data included only scale scores for aggregated assets, categories and contexts and did not include raw scores or individual item scores. Reliability and validity. A key consideration in interpreting the results of the DAP is the fact that it is a self-report survey. Respondents are asked to give their perceptions of the various 48developmental factors in their lives , raising questions of the accuracy of the responses. This issue is discussed above in Chapter Two, but bears repeating here: Though there are always questions about the accuracy of self-report data, such surveys on developmental factors have been found, in ge neral, to be valid and reliable (Eccles & Gootman, 2002; Lerner et al., 2005; 2004). It may be that in this case perception is more meaningful than objective rea lity. fiThe research shows that young people™s satisfaction with the support they receive is at least as important as the numbers of adults to whom they can turn for help (reviewed in Scales & Gibbons, 1996).fl (Scales & Leffert, 2004, p. 23) Thus, while it is important to remember that the DAP does not measure objective reality, what it does measureŠyoung people™s experience and percep tions of factors operating in their livesŠis at least as relevant, even more relevant, to understanding the attitudes and behaviors of the respondents. People, after all, react to what they believe to be true, whether or not it is objectively so. The DAP grew out of the earlier and more ex tensive Profiles of St udent Life: Attitudes and Behaviors (A&B) survey. Work with both the A&B (Benson et al., 2011) and the DAP (Scales, 2011b; Search Institute, 2005) has shown th at levels of assets correlate with various positive youth outcomes, including school success. In other words, as the asset level increases, so do school grades and other positive outcome measures. More than 3 million youth in the United States have been surveyed about the 40 Developmental Assets (Scales, 2011b). While the A&B survey has been used most often, since its intr oduction in 2005, the DAP fiis utilized annually by hundreds of users, involving more than 110,000 youth in 2009Œ2010 alonefl (Scales, 2011b, p. 493), though most studies are not published. The strong data and research base behind these survey instruments led to my choice of the DAP. As part of the development of the DAP, Search Institute researchers tested reliability with two field tests, one with 1,300 students in Minnesota and another with more than 1,130 students in Oregon (Search Institute, 2005). Each test was conducted in a different state for better geographic, racial/ethnic, and asset level diversity. Participants completed both the A&B and the DAP, and 200 students in the first group took the DAP a second time two weeks later. Validity was tested on the data from the first, Minnesota, field test. Results are reported in detail in the DAP user manual (Search Institute, 2005) and user guide (Search Institute, 2014). The field test data were tested for both internal and test-retest c onsistency. Internal consistency was measured for each aggregate, category, and context with Cronbach™s alpha correlation coefficient. Survey items for each asse t aggregateŠtotal assets, external assets, and internal assetsŠwere correlated at .92 or greater, indicating a very high degree of internal consistency. The component category and contex t correlations were lower, though still strong, with nearly all at .80 or greater. The average internal correlation for the eight asset categories was .77 in the Oregon field test and .81 in Minnesota. For all but two categories, correlations ranged from .79 to .87. Empowerment was slightly lower at .74 and .77. Constructive use of time was much lower, below .60, which was expected because the items in that category cover different and unrelated activities. Overall, then, the eight asset categorie s are highly internally consistent. For the five asset contexts, the average correlations were .86 and .88. The individual context coefficients ranged from .83 to .91, with minimal differences be tween contexts. Overall, then, the five asset contexts are highly internally consistent. 50Internal consistency was tested separately for males and females and for different ethnic groups and fidid not vary significantly between groupsfl (Search Institute, 2005, pp. 33, 59-60). Since the time of the in itial field tests, other studies with the DAP have been conducted in a number of states and countries. Internal consistency results from those studies are consistent with the field test results.6 Test-retest reliability was measured for each aggregate, category, and context with the product-moment correlation coefficient. Two hundr ed students in the Minnesota field test completed the DAP survey a second time two w eeks after the first. Correlations for the aggregates ranged from .84 to .87. The average co rrelation for the eight asset categories was .79, with individual category scores from .74 to .84. Individual context correlations ranged from .78 to .87. Overall, then, two-week test-retest cons istency was strong. The results were similar for females versus males and younger (grades 6-8) vs older (grades 9-12) students. Though the differences were small, correlations were significantly higher for females versus males (differences from .12 to .03) and for younger (gra des 6-8) versus older (grades 9-12) students (differences from .01 to .08) on 13 of the 16 scales. As described in the review of the literature (Chapter Two), definitions and measures of developmental assets and related concepts are still evolving. There are few measures of developmental assets against which to test the DA P other than the Search Institute A&B survey (Search Institute, 2005). In tests of convergent validity, the results of the DAP generally correlated well with similar A&B items and asset levels. DAP asset levels also related positively with A&B thriving factors and negatively with risk behaviors, as expected. 6 Internal consistency was measured for surveys including a total of 3,742 students in eight statesŠCalifornia, Ohio, Texas, South Carolina, Maryland, Wisconsin, Oregon, and Co lorado. According to the Search Institute, fiStudies in other countries with language adaptations have yielded similar resultsfl (2014, p. 40). 51Convergent validity was measur ed by analyzing the relationship between DAP measures and corresponding A&B measures separately ca lculated for four comparisons. First, the correlation between the DAP total asset score and the total number of assets from the A&B survey indicated a strong linear relationship: r = .82 and .76, p<.001 for the two field trials. Second, the mean differences in DAP total a sset score by numbers of A&B assets showed a strong linear relationship between the DAP and the A&B. As the number of assets increased, mean DAP scores increased systematically. And when the number of A&B assets were placed in four rangesŠ0-10, 11-20, 21-30, and 31-40 assetsŠthe ranges corresponded with the DAP interpretive rangesŠLow, Fair, Good, Excellent. Third, reversing the previous comparison, the mean differences in number of A&B assets was compared to the DAP score ranges. The differe nces were similar and statistically significant, F(3, 1178) = 668.3, p<.001. Fourth, the relationships between DAP scores and risk behaviors, academic performance, and thriving as measured by the A&B were analyzed. The results were as would be expected if the two surveys measure the same things, with the same direction and virtually identical magnitude. The DAP aggregate scoresŠtotal, external, and internal assetsŠ were positively correlated with thriving (r values from 0.60 to 0.68, p<.001) and negatively correlated with risk behaviors (r values from -0.40 to - 0.51, p<.001). Finally, the positive identity category was compared with the overlap ping and widely researched concept of self-esteem as measured by two widely used measures. Positive identity scores correlated positively with Rosenberg™s Self-Esteem Scale (.70) and with Harter™s Global Self-Worth Scale (.72), fiindicating significant convergencefl (Search Institute, 2005, p. 40). Criterion validity is difficult to assess because there are as yet no accepted criteria for comparison with the DAP. The Search Institute ad ministered the DAP to students in two middle 52schools in the same school district , one that was consistently regarded as more fiasset-richfl than the other. A comparison of survey scores for th e asset-rich school were fisignificantly higher on every DAP scalefl (Search Institute, 2005, p. 40). Though the field test samples were some what diverse, they are not broadly representative. Norms based on a re presentative national sample ar e not yet available (P. Scales, personal communication, Novemb er 14, 2012; Search Institute , 2005). Testing with other samples is ongoing, and the results of this study, with a large sample of low-income, urban, minority youth will contribute to the available information. Data analysis. Quantitative data analysis examin es the research questions: (1) the differences in developmental assets between active choosers and passive choosers and (2) the relationship between developmental assets and school persistence. Logistic regression analysis is used for both questions. For the first question, choice, the relationship between DA and whether a student is an active or passive chooser in October 2012 is analyzed. For the second question, persistence, the relationship betw een DA and whether a student stays or leaves his or her choice school between October 2012 and October 2013 is analyzed. Descriptive statistics. Descriptive statistics give a pictur e of the distribution of the DAP aggregated assets, categories and contexts among the sample students, as well as relationships among assets. In addition, correlations are calcul ated between DA and student characteristics, including commonly used indicators such as race and economic disadvantage (free and reduced price lunch eligibility) as well as additional factor s that the literature indicates are related to school success (e.g. GPA). 53Choice and persistence: logistic regression. Multiple regression controls for the simultaneous influence of other determinants of both student choice and persistence other than DA. Logistic regression is appropriate because th e dependent variables, persistence and choice, are binary (a student either did or did not persist or is a passive or active chooser), rather than continuous. Choice is estimated at the beginning of the study period. Persistence is estimated from October 2012 to October 2013. The model is sepa rately estimated for a ggregated assets and for asset categories and contexts. Figure 2 shows the logistic regression models for choice and persistence. DA (scale score) is the independent variable. Control variables that may have an independent impact on the dependent variable (choice or persistence) are also included as independent variables in the estimated models. Those include student: gender, race/ethnicity, economically disadvantaged, LEP, special education status, and TAG eligibility. Data are not available for other possible covariates, including family attributes such as one- or two-parents, and influence of siblings, and neighborhood, but they are likely reflected to a great extent in the measures of DA. A review of school data indi cates that all but a few schools have similar proportions of economically disa dvantaged (FRPL) students. Separate analyses test total assets and then explore different aggregates, categories and contexts to determine whether specific asset types are especially significant predictors of student persistence. 54 Figure2.Logistic RegressionModels: ChoiceandPersistence ChoiceModel (1) Logit(Choicei)=0+1DAi+StDem i+StAcadiEquation 1isestimated attimet1 PersistenceModel (2) Logit(=0+1DAi+StDem i+StAcad i+ZStSchl9 i Equation 2isestimated attimet2Where:Allvariablesareforspring2012Š8thgrade yearŠunlessotherwisenoted. Choicei=whetherstudent iisanactive (=1)orpassive(=0)chooseratthebeginning of9thgrade. =schoolpersistence: whetherstudentistayedinschooljforduration N,where N=October 2012toOctober2013 DAi=developmentalassetsmeasureforstudent i(continuous). StDem i=avectorofstudentdemographic characteristicsofstudenti,including gender (dummy), economicallydisadvantaged (free andreduced price lunch; dummy), limited Englishproficiency (dummy), race/ethnicity (dummy), andspecial education(dummy); corresponding estimates areincludedinthe vector.StAcad i=avector ofacademic performance indicators ofstudent i,including talented andgifted (dummy) andgradepointaverage(continuous);corresponding estimates areincluded inthe vector.StSchl9 i=avector oftheschoolattendedbystudentiatthebeginning of9thgrade, corresponding estimatesareincluded inthevectorZ.Allvariablesaredefined inTable 3. 55Table3.Variables inthe Logistic Regression Models Focus variableValuesCommentsDevelopmental Assets(DA) ContinuousValuesareallcontinuous scalescoresTotalAssets060InternalandExternal assetstogetherequalTotal assetsInternalAssets030Attributes ofthe studentCommitment tolearning 030Positivevalues030Socialcompetencies030Positiveidentity 030ExternalAssets 030Attributes ofthe student™ssocialenvironmentSupport030Empowerment 030Boundaries andexpectations030Constructive use oftime030ContextsContext s together equal Total assets; EachisacombinationofcertainExternal andInternalassets.Personal030Social030Family030School030Community 030 ControlVariables ValuesCommentsStudentDemographicCharacteristics (StDem)Race/ethnicityDummy: Yes=1Black/African American; Hispanic/Latino; White;OtherHispanic/Latino isthereferencecategory.GenderDummy: Female=1SpecialEducationeligible Dummy: Yes=1Economically disadvantagedDummy: Yes=1Eligible for free/reduced pricelunchLimited English proficiency (LEP)Dummy: LEP=1AsmeasuredbyDistrictlanguage proficiency test.Studentacademicperformance (StAcad)8thgradeGPAContinuous:0100ResearchindicatesthatGPAisapredictorofschoolsuccess.Talentedandgiftedeligible (TAG)Dummy: Yes=1Studentinitial9thgradeschoolDummy: Yes=1Eachof38schools(persistencemodel)ChoiceDummy: Active=1 (persistencemodel)Note.Differentcombinations ofdevelopmental assetsfromtheDAP.All scoresarescalescores, calculatedfromtherawsurveyscores.Theliteratureindicates thatdevelopmental assetsarepositivelycorrelatedwithschoolsuccess indicatorssuchasGPAandgraduation.56GPA: linear regression. Prior research shows that students™ grade point averages (GPAs) are positively related to the level of their developmental assets. To better understand the relationship between DA and GPA, a standard linear regression model, presented in Figure 3, is used to show how well DA predict 9 th grade GPA, controlling for 8th grade GPA. Figure3.Linear RegressionModel: GPAGPAModel (3)GPA9i=0+1GPA8i+2DAi+3Choicei+4Schl9 i+StDem iEquation 3isestimated attimet2.Where:GPA9i=the9thgradeGPAforstudent iGPA8i=the8thgradeGPAforstudent iDAi=developmentalassetsmeasureforstudent iChoicei=whetherstudent iisanactive (=1)orpassive(=0)chooseratthebeginning of9thgrade Schl9i=the9thgradeschool ofstudentiatt1StDem i=avectorofstudentdemographic characteristicsofstudenti,including gender, economicallydisadvantaged (free andreduced price lunch), limited Englishproficiency,race/ethnicity, andspecial education;estimates areincluded inthe vector57Section 3: Qualitative Methods. Phenomenographic methodology explores the liv ed experience of human beings with regard to particular phenomena. Data, usually from interviews, include the individual™s perceptionsŠhow each one fiapprehends the phenomenafl (Somekh & Lewin, 2008, p. 347)Šof their school experience. The bio-ecological theory of human development posits that human beings are affected by their experience of their environment, including people, institutions, and settings, and that they in turn affect their environment in a continuous, bi-directional interactive loop. The narrow focus of a quantitative analysis can shed light only on some aspects of the human experience. A phenomenograhic perspectiv e, where interview questions elicit multiple facets of the lived experience of the participant, can add dept h and breadth to understanding the complexity that surrounds the quantitative data. Participants. A stratified purposeful, sample of fi ve students from the quantitative analysis was chosen to test the theory of the relationship between DA and choice and persistence. Students were identified from demographic, sc hool, and DAP score data. Students to be considered for interviews were 8th graders in the spring of 2012 who were 10th graders in the fall of 2013, have a DAP score in at least one category, and are active choosers of their 9th grade school. Only 90 students left a choice school (other than a comprehensive high school) for another school during the study period. At the time of the interviews, these students were enrolled in more than 25 schools across the District. Ten students initially agreed to interviews and I was able to interview five of them. The five students met the sample criteria. All are active choosers. Three are stayers and two are leavers, one to a choice school program and the other to a comprehensive high school. Their DAP scores range from low to high, with the two leavers primarily in the low and fair 58categories and the three stayers primarily in the good to exce llent categories. Table 4 shows the asset score levels7 among the interviewed students. Table4.Total AssetLevelsofStudentsInterviewed DAPtotalscore rangeStayersLeaversExcellent51601Good 41502Fair31401Low0301 Despite numerous letters, e-mails, and phone ca lls to several school officials and a large number of parents, I was unabl e to interview a student whose persistence and DAP scores contradicted my hypotheses. Findings are to be considered in light of that fact. Measures. Data sources and data collection procedures. Semi-structured interview ques tions expand on the quantitative results by exploring in depth how each student perceives her or his 9 th grade school experience in relation to persistence. The interview protocol is included in Appendix C. The primary source of data for the qualitat ive analysis is student interviews. The interview data are supplemented with the stud ent demographic and e ducation data and DAP scores used in the quantitative analysis. (See that section, above, for a description of collection procedures.) 7 The Search Institute divides DAP category scores into f our levels. I have approximated those levels for the DAP total asset score, which has a high score of 60 while the high score for each category is 30. 59Each interviewed student provided a signed parental consent and student assent form. Some forms were distributed at the students™ school and others were mailed to parents/guardians with a letter requesting particip ation and consent. (Appendix D is the consent/assent form and Appendix E is the consent request letter.) Both the consent and request letter forms were available in both Spanish and English. To encourage return of consent forms, students were offered a $10 gift card if chosen for interviews. Reliability and validity. 8 Prior research shows that non-cognitive factors are important, if not vital, to a student™s ability to persist and succeed in school (Farrington et al., 2012). My experience in various human and human service contexts supports this finding. Expanding on resilience research, I am inclined to believe th at students who persist and succeed in actively chosen schools and programs differ in meaningf ul ways from demographically similar peers who do not. Those differences impact student resilien ce and the likelihood of beating the odds against success. This belief might cause bias in how I conduct and interpret the study data, particularly the interview data. To counter this possible bias, throughout data collection and analysis I made conscious efforts to be cognizant of and minimi ze its effects, returning frequently to the interview data to check my developing conclusions. For those participants who were interviewed, interview results and survey results were compared for consistency. In addi tion, interviews probed the results of the survey generally as well as for the individual subject. The reasons for any apparent discrepancies were carefully considered and recorded. Results are consider ed in light of the small sample size. The first analysis of the interviews used a grounded theory approach to consider results that might contradict theory as well as new areas not covered by current theory. As I compiled and wrote the results, I returned to the transcripts many time s to check the support for my 8 For a discussion of the reliability and validity of the DAP survey instrument, see Section 2 of this chapter. 60conclusions, which sometimes led to revisions. Al l interviews were recorded and transcribed. Written records were kept of the process of analyzing interview data, including coding, decision criteria, issues considered, and development of theory. Data analysis. The qualitative data analysis is both inductive and theory-driven. It provides a deeper and broader understanding of the relationship between developmental assets and school persistence. Interview data analysis followed a three-step process. First, I applied an inductive approach using grounded theory principles (without regard to a-priori theory or my hypothesis) to look for common per ceptions in the students™ statements. In the initial review I noted statements that indicated factors that student s believed helped them to persist, or not, in their chosen school. Based on that review, I identified preliminary themes that were consistently discussed by all of the students and coded student statements in all inte rviews accordingly (open coding). That coding resulted in different types of statementsŠe lementsŠthat were organized around the preliminary themes. Review of the coded responses led to a refinement of the elements, re-organizing the statements into common categories and refini ng the themes to better reflect the students™ perceptions as to key factors in their school persistence (axial coding). Finally, I looked for further relationships among the themes in or der to consolidate them around a central point (selective coding). In this process, I identified two central points, rather than one, and connected the themes to those two primary topics. The resul ting theoretical framework is described in detail below in Chapter Five: Qualitative Results. In th e second step, data were organized a priori around factors derived from the literature, partic ularly from positive youth development theory as defined though the developmental assets fr amework, as expressed in Hypothesis 3: The nature of relationships with adults and/or peers at school; 61 The level of parental or other adult support and encouragement; The level of engagement in the work; The existence or lack of extracurricular activities; Feeling safe or unsafe; Understanding of and ability to comply with school rules; Preparation for college or chosen career; Bonding with or pride in the school; and Feeling competent or incompetent to do the work and succeed. Interview transcripts were again reviewed and coded for these factors and student statements were organized around them. The results were then compared to those of the inductive analysis described above, differences noted, and the inductive theory revised accordingly. Third, interview data were further analyzed to reveal or contrast salient factors from the quantitative analysis. DA found to have a significant relationship with school persistence were considered in light of the key factors and themes identified in the inductive and a priori analyses in order to adjust or confirm the results. Because all relevant factors were already reflected in the framework, no adjustments were made for these data. For all three steps, where appropriate, analysis followed a constant comparative method, where data, themes, and categories were conti nuously reviewed and adjusted throughout the analysis process. 62Section 4: Limitations This case study is limited to one grade in one school district over a relatively short time period. The students in the sample are overwhelm ingly poor (87.7% eligible for free or reduced price lunch), and of racial or ethnic minority (68.1% Hispanic/L atino and 25.6% Black/African American, with only 3.8% White). While large urban school districts in the U.S. tend to be poor and of racial or ethnic minorit y, each district has a uni que demographic profile. Results, then, are informative but not necessarily gene ralizable to other urban settings. As with all of the studies on developmental assets, the results of th is study are correlational, not causal. Interviews explore how a small number of students individually experience choosing and attending a particular choice school. These experiences are unique to each student so are not generalizable. At the same time, the interviewed st udents are not atypical and their perceptions of their experience can provide insights into the developmental factors that might matter to other students in other schools. 63Chapter Four: Quantitative Results Section 1: Introduction and Overview One purpose of this study is to better understand why some disadvant aged students beat the odds against their success in school by analyzing what leads students to choose, or not choose, particular schools and how they persist in those schools. This chapter describes the results of the quantitative analyses of school choice and persistence. Recognizing that the complexity of influences on human developmen t, including developmental assets, makes it virtually impossible to make causal inferences, these results are correlational, not causal (with the possible exception of the GPA analysis). They do, however, give some insights into the likely influences on two school success measures that ca n help to direct future research efforts. The key predictor variables are combinations of the 40 developmental assetsŠfive asset contexts, eight asset categories, and total, external , and internal aggregates of the categories. All are defined in Chapter 3: Methods, and in Table 2 and Appendix A. Presentation of the results begins in Section 2 with descriptive statistics of the characteristics of the participants, distribution of DAP assets among the participants, and the relationships among the asset catego ries and contexts. Section 3 presents the logistic regression results for the analysis of the influence of DA on whether a student is an active or passive school chooser and Section 4 presents the results for the influence of DA on school persistence. To further investigate a point raised by the choice an d persistence analyses, Section 5 presents the linear regression results for the influence of DA on 9th grade GPA. Section 6 gives a brief summary of the quantitative results and their connection to the qualitative results that follow. 64Section 2: Descriptive Statistics Student characteristics and DAP scores. In the spring of 2012, a total of 10,348 eighth grade students were enrolled in the school district. Among them, as shown in Table 5, poverty levels are high, with nearly 90% of participants eligible for free or reduced price lunch (FRPL). This high rate of economically disadvantaged students is consistent with high rates in many large, urban school districts in all parts of the country. The racial and ethnic make-up is typical of school districts in southwestern and some southern states, where large numbers of immigr ants from Mexico and other Latin American countries have settled and continue to arrive. That population is growing in other parts of the country as well. Reflecting the Southwest loca tion and the District population, more than two thirds of these eighth graders identify themselves as Hispanic or Latino. Black or African- American is the next largest group with one quart er of students, while White students are less than 4%. Not surprising given the high proportion of Hispanic students, nearly one quarter of all 8th grade students (one third of Hispanic students) are identified as having limited English proficiency (LEP). Another one-quarter had successfully exited the district™s bilingual program. Distribution of student characteristicsŠeconomic disadvantage (FRPL), LEP, special education (SPED), and talented and gifted (T AG)Šbetween male and female and between the different race/ethnic groups is generally similar to the distribution for all participants. Noticeable differences are evident in the substantially lower proportion of White students who qualify for free or reduced lunch (39.7% versus 87.7% for all) and the substantially higher proportion of White students eligible for TAG programs (31.2% versus 14.9% for all). Given the historic White flight from the district a nd rather small number of White students overall, this may be an indication that a large number of those who do stay in the district do so because of the available TAG programs, including magnet schools. 65A much higher proportion of Black students are in special education (14.0% versus 9.3%) and a lower proportion eligible for TAG program s (10.8% versus 14.9%). The special education numbers are consistent with c oncerns nationally that Black students are over-identified for special education. It is impossible to say whether this is the case or if there are other reasons for the higher Black identification rate. White students also have a higher proportion of special education students than either Hispanic or othe r races, though still well below that for Black students. Table5.Student Characteristics (all8thgraders, N=10,348) VariablesAllStudents GenderRace/ethnicity FemaleMaleHispanicBlackWhiteOtherN10,348 5,037 5,311 7,044 2,650 398 256 FRPL87.7 87.4 87.9 90.0 89.2 39.7 80.9 Gender Female 48.7 48.7 48.3 50.0 50.4 Male51.3 51.3 51.7 50.0 49.6 Race/Ethnicity Hispanic/Latino 68.1 68.1 68.1 Black/African American 25.6 25.4 25.8 White3.84.03.7 Other2.52.62.4 LEP24.1 23.8 24.4 33.5 1.42.533.6 SpecialEd9.36.611.8 7.514.0 9.87.4TAG14.9 17.0 12.9 15.3 10.8 31.2 19.1 The DAP survey was administered in the sp ring of the eighth grade year. There was a high rate of non-response. Less than two- thirds of the participants have complete DAP scores. The remaining students have either partial sc ores or no scores at all. For the full 8th grade sample, Table 6 compares characteristics of the student s with complete DAP scores and those with no scores to the characteristics of all participants. 66 The sample for the choice and persistence anal yses is a subset of those students with complete DAP scores. First, the sample is limited to only those students enrolled in a regular (not alternative) high school on October 29, 2012. That is the date that enrollment data are reported to the state and a date by which enrollment is fairly stable. It is used as the beginning date for the choice and persistence analyses that follow. For choice, whether a student is a passive or active chooser is determined as of at that time. For persistence, whether a student changes schools or stays in the same school is based on the enrolled school at that time. Of the 8th grade sample, 8,993 students were enrolled in a regular district high school in the fall of their 10 th grade year. Of those, 5,622 had complete DAP scores and the remaining 3,371 had no scores (3,236) or partial scores (135). For purposes of the analyses, the students Table6.Student Characteristics byDAPCompletionfor Spring2012 8thGrade Students (N=10,348)CharacteristicsDAPscores Allstudents CompleteNoscoreaN%N%N%All10,348 100.0 6,263 60.5 4,085 39.5 FRPL9,071 87.7 5,404 86.3 3,667 89.8 Gender Female 5,037 48.7 3,159 50.4 1,878 46.0 Male5,311 51.3 3,104 49.6 2,207 54.0 Race/Ethnicity Hispanic/Latino 7,044 68.1 4,243 67.7 2,801 68.6 Black/African American 2,650 25.6 1,551 24.8 1,099 26.9 White398 3.8294 4.7104 2.5Other256 2.5175 2.8812.0LEP2,495 24.1 1,419 22.7 1,076 26.3 SpecialEd959 9.3456 7.3503 12.3 TAG1,538 14.9 1,110 17.7 428 10.5 aStudents withpartialscores (1.5%) aretreated asnoscores. 67with partial scores are included with those who have no scores.9 The sample, then, consists of 5,622 students in a regular high school in the fall of 2012 and who have complete DAP survey scores.10 Table 7 compares the students with and without complete DAP scores on a variety of demographic characteristics. Students with comp lete DAP scores are less likely to come from low-income families, to be White, to have limited English proficiency, or be eligible for special education services. They are more likely to receiv e talented and gifted services than those with incomplete DAP scores. Although this research fo cuses on students with complete DAP scores, a variety of efforts were taken to analyze the possible effects of missi ng DAP scores, including imputation of missing scores for students wit hout them. These results are summarized in Appendix F. The results for both the choice and persistence models were substantially unchanged with the expansion of the sample to include students with imputed DAP scores. Distribution of DAP scores among participants. DAP scores, except the total score, are scaled from 0 to 30. Because the total score is the sum of the aggregate external and internal scores, the total score values range from 0 to 60. A higher score implies higher assets. Table 8 shows the mean DAP scores for each DAP aggregate, category and context. The means for the external and internal aggregate scores are virtually identical, though the score range for individual categories is greater for external assets. Noteworthy differences are the low scores for constructive use of time and the community cont ext, and the particularly high score for the family context. 9 A very small percentage of students (1.5%) had partially complete scores. To simplify the analysis students with partial scores are included in the fino scorefl group for all analyses. 10 An additional 11 students have missing values for othe r variables besides DAP scores, which excludes them from the analysis.68 Table7.Student Characteristics byDAPCompletionfor Fall20129thGrade Students (N=8,993)CharacteristicsDAPscores Allstudents CompleteNoscoreaN%N%N%All8,993 100.0 5,622 62.5 3,371 37.5 FRPL7,931 88.2 4,874 86.7 3,057 90.7*** Gender Female 4,442 49.4 2,854 50.8 1,588 47.1** Male4,551 50.6 2,768 49.2 1,783 52.9** Race/Ethnicity Hispanic/Latino 6,300 70.1 3,915 69.6 2,385 70.8 Black/African American 2,147 23.9 1,310 23.3 837 24.8 White319 3.5242 4.3772.3***Other227 2.5155 2.8722.1LEP2,184 24.3 1,296 23.1 888 26.3*** SpecialEd823 9.2406 7.2417 12.4*** TAG1,432 15.9 1,038 18.5 394 11.7*** Mean8thgradeGPA82.06 83.03 80.41 aStudents withpartialscores(1.5%) aretreated asnoscores. Note.ttestshowsgroup means significantly different at:*p.05.**p.01.***p.001 Most of the aggregate, category, and context asset scores are roughly normally distributed. (Appendix G displays histograms for all DAP scores.) The family context scores have by far the highest mean and the most skewed distribution, with values clustered at the high end of possible scores. 69 Table8.Mean DAPScoresofStudentswith CompleteScores(N=5,622) VariablesMeanSDTotalAssets41.88 9.525 Externalaggregate and categories External 20.92 5.199 Support 21.89 5.997 Empowerment 20.87 5.683 Boundaries &Expectations 21.71 5.652 UseofTime18.65 7.259 Internalaggregate and categories Internal 20.96 4.860 CommitmenttoLearning 20.28 6.048 PositiveValues20.65 5.304 SocialCompetencies 21.03 5.381 PositiveIdentity 21.42 5.681 ContextsPersonal21.38 4.797 Social21.09 5.229 Family23.56 5.735 School20.15 5.916 Community18.68 5.896 Table 9 shows mean values for each component DAP asset by student characteristic. As would be expected, asset levels are not the same for students with different demographic characteristics.11 Boys have consistently lower mean DAP scores than girls, sometimes substantially lower. Interestingly, boys nevertheless score higher in some asset categories, including positive identity and constructive use of time. The differences in many, though not all, DAP scores between boys and girls are significant. The largest si gnificant differences, more than one point, are in social competencies (higher for girls) and positive identity (the only 11 The gender and racial/ethnic differences here are genera lly consistent with the results from the much larger sample reported by Search Institute researchers in the second edition of the Fragile Foundation (Benson et al., 2011). 70significantly higher DAP score for boys). Boys also have a substantially and significantly lower mean GPA than girls. In comparing mean DAP scores across raci al/ethnic groups, two patterns are apparent: the consistently higher scores for Black students and consistently lower scores for Hispanic students. Black students™ high asse t scores, substantially higher (more than one point) in several instances, are in contrast to their mean GPA, which is the lowest of the four racial/ethnic groups. Positive identity stands out as a particularly hi gh score for Black students, nearly two points higher than the next highest (for Hispanics) and even higher than for all boys. White students have few highest or lowest DAP scores with few significant differences. With one exceptionŠthe social competencies categoryŠall of the DAP score differences between White students and Black and Hispanic students are significant. Interestingly, White students™ social competencies score is the highes t, by more than one point , and is significantly different compared to the other racial/ethnic groups combine d. The same is true, though the difference is smaller, for White students™ pos itive values score. Though White students™ DAP scores overall are no different, their mean GPA is significantly highe r, by more than two points, than the mean GPA of the other racial/ethnic groups. 71 Table9.Mean DAPScoresofStudentsbyCharacteristics ofStudents withCompleteScores (N=5,622)VariablesGender aRace/ethnicity b FRPLcFemaleMaleHispanic Black WhiteOthercLEPcSPEDcTAGcNd4,8742,8542,7683,9151,3102421551,2964061,038GPA (8thgrade) 82.6684.2981.73***83.1381.51***87.94***85.8680.6078.2587.75Totalassetse41.7942.1341.62*41.15***43.90***42.6442.1041.0641.5442.80External20.8821.0120.8220.53***22.02***21.1220.9620.6120.7121.18Support21.9321.9921.8621.68***22.77***21.5021.5722.0021.4821.82Empowerment20.8020.9620.7920.64***21.46***21.5020.9420.6120.2021.22Boundaries&Expectations21.7221.9721.45**21.57**22.18**21.5721.7121.6221.4621.99UseofTime18.5718.6418.6717.74***21.19***19.4619.0317.7219.3519.21Internal20.9021.1120.81*20.62***21.87***21.5221.1420.4520.8321.61CommitmenttoLearning20.2220.6919.85***19.66***21.84***20.8721.8519.5520.5621.12Positive Values20.5721.0020.29***20.34***21.31***21.70**21.1920.3620.6021.19SocialCompetencies 20.8921.5220.52***20.9920.9522.26***20.6220.5920.3322.16Positive Identity21.4720.7822.08***21.01***22.89***20.65*20.4620.8421.3321.50Contexts Personal 21.3621.2921.4721.01***22.45***21.6521.2620.8921.1921.71Social20.9921.4720.70***20.92***21.48**21.85*20.9820.8420.5422.02Family23.5823.6823.4223.35***24.28***23.2523.1323.5222.7623.47School20.1220.4119.87**19.86***20.95***19.6121.4219.8920.3320.83Community18.5818.8818.47*18.13***20.01***20.24***18.9018.2219.0619.12aSignificance levels forMaleareincomparison toFemale.bSignificance levels foreach groupareincomparisontoallotherracial/ethnic groups.cSignificance ofdifferenceswasnotestimatedfor thesegroups. dNissmaller (byless than0.5%)forsomeoftheGPAresults.eTotalassetscoresare onascale of0to60;theotherscores areonascale of0to30.Note.ttestshowsgroupmeans significantly differentat:*p.05.**p.01.***p.001 72Relationships among asset aggregate, category, and context scores. Tables 10 and 11 show Pearson correlations among the DAP asset cat egories and contexts, respectively. All DAP categories in Table 10 are positivel y and significantly correlated (p < .01), with values ranging from .481 to .950. Students who rate highly in one t ype of asset tend to rate higher in all of the other assets as well. In no case do we observe certain assets being negatively related to other types of assets. The strength of the correlation among asset categories does vary. The correlation between boundaries and expectations and support is the strongest (.823). This relationship reflects the likelihood that those interested enough to provide advice and support to a student would also establish guidelines and monitor the student™s activities. Constructive use of time, meanwhile, appears to be somewhat distinctive as it is more weakly correlated to other assets. The correlations between use of time and positive identity, social competencies, and boundaries and expectations are all below 0.5. Even though the aggregate DAP measures are de rived directly from the scores of asset categories and not with reference to asset context scores, Table 11 shows that all asset contexts nevertheless have significant positive correlations with the aggregate measures. Whether measured as categories or contexts, diverse type s of students™ assets te nd to move together. Among the asset contexts, the strongest correlati on is between the social and personal contexts (.791). This implies that personal at tributes are also very important in relationships with others. Interestingly, the weakest correlations are between the family cont ext and the school and community contexts. Despite being positively relate d, this suggests that assets associated with students™ families are somewhat loosely related to those associated with two other important settings in their lives: their schools and communities. 73 Table10.Correlation ofScores in8DAPCategoriesandAggregated Totals (N=6418a)DAPassetTotalExternalInternalSupport Empowerment Boundaries &expectations UseoftimeCommitmenttolearningPositivevaluesSocialcompetencies PositiveidentityAggregated scores TotalŒExternal.950**Œ Internal.943**.794**ŒExternalcategories Support .820**.885**.662**Œ Empowerment .834**.851**.724**.702**Œ Boundaries &expectations .837**.879**.701**.823**.715**Œ Useoftime.731**.771**.609**.516**.510**.493**Œ Internalcategories Commitmenttolearning.807**.664**.872**.549**.576**.600**.526**Œ Positivevalues.868**.756**.891**.612**.672**.654**.621**.722**Œ Socialcompetencies .817**.676**.879**.564**.630**.618**.492**.686**.761**ŒPositiveidentity.782**.665**.821**.576**.642**.568**.481**.597**.628**.621**ŒaNincludesstudents withpartialscoresandthosewithcomplete scores;Ndiffersforeach DAPaggregate,category, andcontext andrangesfrom6,263 to6,410.**p.01.74 Table11.Correlation ofScores in5DAPContextsand AggregatedTotals(N=6418a)DAPscore groups TotalExternalInternalPersonalSocialFamilySchoolCommunityAggregated scores TotalŒ External.950**Œ Internal.943**.794**Œ ContextsPersonal.876**.738**.928**Œ Social.908**.811**.911**.791**Œ Family.803**.848**.665**.652**.667**Œ School.835**.783**.801**.696**.740**.583**ŒCommunity.864**.860**.775**.664**.749**.583**.646**ŒaNincludes studentswithpartial scoresandthosewithcomplete scores;NdiffersforeachDAP aggregate, category, andcontext andrangesfrom6,263 to6,410. **p.01. 75Section 3: The Relationship between Developmental Assets and School Choice To address hypothesis 1, that active choosers have higher developmental assets (DA) than passive choosers, I perform a statistical analysis of the District student-level data. Whether a student is a passive or active chooser is based on the school in which that student was enrolled on the date in October that the school district reported attendance to the state. As described earlier, the sample is limited to those 5,622 students with complete DAP scores. The relationship between developmental assets and school choice is tested using logistic regressions to estimate models with different co mbinations of asset aggregates, categories, and contexts as independent variables. All models c ontrol for a range of student characteristics that may affect school choiceŠgender, race/ethnicity, socioeconomic status (FRPL), limited English proficiency, and special education status. Students™ academic performance in 8 th grade may also affect the likelihood that they actively choose their 9 th grade schools, especially since some 9 th grade schools are designated for academically stronger students. Tw o variables capture students™ 8 th grade academic standing: their GPA and whether they are eligible for TAG programs. Yet previous research also suggests that developmental assets affect academic outco mes (Scales et al., 2000; Scales et al., 2006). Consequently the developmental asset and academic variables are not strictly independent in the choice models. As a first step in addressing this, I run each of the choice models with and without the academic variables. I w ill return later, in Section 5 of this chapter, to examine the influence of developmental asse ts on the academic variables. The developmental assets were introduced sequentially into the choice model progressing from aggregate to disaggregated, focusing first on asset categories and then asset contexts. The 76eight specifications of the DAP scores are: 1. Total assets (aggregate) 2. Aggregate external and internal asset categories 3. Aggregate external assets (category) 4. Aggregate internal assets (category) 5. External asset categories (four) 6. Internal asset categories (four) 7. External categories and internal categories (eight categories from 5 and 6, above) 8. Asset contexts (five) The primary focus is on specifications 7 and 8, but the other models provide useful framing for them. Table 12 presents the results of the choice models using for the aggregate DAP measures. Table 13 presents the results for the DAP categories and contexts. 77 Table12.Likelihood ofActivevs.PassiveSchoolChoice:DAPAggregates (N=5,611) TotalDAP ExternalandInternal ExternalInternal Variables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes DAPtotal0.017*** 0.002 (0.003) (0.004) 1.017 1.002 External 0.028** 0.014 0.020** 0.001 0.010 (0.011) (0.006) (0.007) 0.973 0.986 1.020 1.001 Internal 0.065*** 0.021 +0.041*** 0.009 (0.011) (0.012) (0.007) (0.007) 1.067 1.021 1.042 1.009 Gender0.346*** 0.030 0.341*** 0.031 0.350*** 0.030 0.343*** 0.030 (0.062) (0.068) (0.062) (0.068) 0.062 (0.068) 0.062 (0.068) 1.414 1.031 1.406 1.031 1.419 1.030 1.409 1.031 Racea Black 0.249** 0.168* 0.236** 0.171* 0.234** 0.175* 0.252** 0.163 +(0.075) (0.084) (0.075) (0.084) 0.075 (0.084) 0.075 (0.083) 0.780 1.183 0.790 1.186 0.791 1.191 0.777 1.178 White 0.179 0.669*** 0.188 0.669*** 0.169 0.667*** 0.187 0.671*** (0.152) (0.168) (0.152) (0.168) 0.152 (0.168) 0.152 (0.168) 0.836 0.512 0.829 0.512 0.845 0.513 0.829 0.511 OtherRace0.343 +0.036 0.340 +0.038 0.350 +0.036 0.339 +0.037 (0.185) (0.205) (0.186) (0.205) 0.185 (0.205) 0.186 (0.205) 1.410 0.964 1.405 0.963 1.420 0.965 1.403 0.964 FRPL0.446*** 0.255* 0.444*** 0.255* 0.449*** 0.256* 0.443*** 0.255* (0.091) (0.100) (0.091) (0.100) 0.091 (0.100) 0.091 (0.100) 0.640 0.775 0.642 0.775 0.638 0.774 0.642 0.775 LEP1.465*** 0.903*** 1.453*** 0.903*** 1.468*** 0.901*** 1.460*** 0.904*** (0.099) (0.106) (0.100) (0.106) 0.099 (0.106) 0.099 (0.106) 0.231 0.406 0.234 0.405 0.231 0.406 0.232 0.405 SPED0.849*** 0.123 0.859*** 0.130 0.850*** 0.123 0.852*** 0.125 (0.159) (0.166) (0.159) (0.166) 0.158 (0.166) 0.159 (0.166) 0.428 0.884 0.424 0.878 0.427 0.885 0.426 0.883 TAG0.788*** 0.786*** 0.788*** 0.788*** (0.081) (0.081) (0.081) (0.081) 2.199 2.194 2.198 2.198 GPA0.145*** 0.143*** 0.145*** 0.144*** (.007) (.007) (.007) (.007) 1.156 1.154 1.156 1.155 Note.Thestandarderrors ofestimated coefficients areinparentheseswiththeoddsratio, eB,below. aHispanic/Latinoisthereference category. +p .10. *p .05. **p.01. *** p.001. 78 Table13.Likelihood ofActive vs.PassiveSchoolChoice:DAPCategoriesandContexts(N=5,611)Externalcategories Internal categories Allcategories ContextsVariables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes Support0.041*** 0.034** 0.038*** 0.031** (0.010) (0.011) (0.010) (0.011) 0.960 0.967 0.963 0.969 Empowerment 0.019* 0.026** 0.029** 0.030** (0.008) (0.009) (0.009) (0.010) 0.981 0.974 0.972 0.971 Boundaries&Expectations0.057*** 0.043*** 0.034** 0.034** (0.011) (0.012) (0.011) (0.012) 1.059 1.044 1.035 1.035 UseofTime0.023*** 0.018** 0.015** 0.013* (0.005) (0.006) (0.006) (0.006) 1.024 1.018 1.015 1.013 Commitment toLearning 0.052*** 0.014 0.051*** 0.012 (0.008) (0.009) (0.008) (0.009) 1.054 1.014 1.052 1.012 PositiveValues 0.024* 0.009 0.023* 0.010 (0.010) (0.011) (0.011) (0.012) 0.976 1.009 0.977 1.011 Socialcompetencies 0.046*** 0.012 0.049*** 0.015 (0.010) (0.011) (0.010) (0.011) 1.047 1.012 1.050 1.015 Positiveidentity 0.036*** 0.027** 0.024** 0.017 + (0.008) (0.008) (0.008) (0.009) 0.965 0.973 0.976 0.984 Personal 0.022 +0.022 + (0.012) (0.013) 0.978 0.978 Social 0.065*** 0.037** (0.013) (0.014) 1.067 1.038 Family 0.035*** 0.031*** (0.008) (0.008) 0.965 0.970 School 0.039*** 0.012 (0.008) (0.009) 1.040 1.012 Community 0.017* 0.005 (0.008) (0.009) 0.983 1.005 Notes.Thestandarderrors ofestimated coefficients areinparentheses withtheoddsratio ,eB,below. Allmodels includethesamecharacteristiccontrol variables asinTable12.Suppressed here intheinterest ofspace, theresults ofthosevariablesaresubstantially thesameregardless oftheDAP variablesinthemodel. +p .10. *p .05. **p.01. *** p.001. 79Control variables. Before considering the influence of the DAP score variables on school choice, I briefly summari ze here the results for the control variables, including the academic variables. These results are broadly consis tent across the asset models. Overall, before the academic variables are added, the control va riables show a strong relationship with active choice, some positive and some negative. Girls ar e significantly more likely than boys and Black students are significantly more lik ely than Hispanic students to be active choosers, while White students are no different. Special education, LEP, and poor students are significantly less likely to actively choose. These results are sensitive to the inclusion of the two academic variables. Both are very significant, with TAG eligibility having the greatest impact and 8 th grade GPA somewhat less. Once introduced into the model, they change the impacts of the other student characteristics remarkably. Boys are now no different, nor are sp ecial education students. Black students are now significantly more likely to actively choose and White students are now significantly less likely. LEP and poor students are still significantly less likely to be active choosers. Aggregate DAP asset scores. The results for the DAP total score in Table 12 indicate a 1.7% increase in the odds of active choice for each one point increase in score. However, this relationship becomes insignificant when the academ ic variables are added to the model. This suggests some interaction between DAP scores and student GPA and TAG status. Similarly, aggregate measures of internal and external assets are both significantly related to students actively choosing, but the estimated coefficients get much smaller and insignificant once the academic variables are added. Overall, aggregate measures of developmental assets have a small positive effect on choice, and the relationship is sensitive to the inclusion of academic variables. These aggregate 80measures of students™ developmental assets, howev er, mask the potential influence of the more narrowly defined asset categories and contexts. Asset category scores. Table 13 presents the results of the logistic regressions for school choice using the disaggregated developmental asset categories and contexts. Before the academic control variables are included all eight category results are significant. What is particularly noteworthy is that half of themŠequally divided between external and internal categoriesŠhave a positive relationship with ac tive choice while the other half have a negative relationship. Assuming that the exercise of ac tive school choice is universally desirable, one would expect positive student attributes to lead to active c hoice. These results, however, reveal a more complex relationship. Rather than giving students the supports, confidence and ability to choose a different school, the four categories of negatively-related assets could give them the means to expect to be successful in their assigned school, to fibloom wher e they are plantedfl rather than seeking more fertile ground. For example, it is not difficult to see that a strong network of supports and engagement with parents a nd school (support) and feeling safe, valued, and useful (empowerment) in the current environment could incline a student agains t seeking change. The same could be true of students who feel in contro l of their lives and futures (positive identity). On the other hand, three of the positively-related categories encompass more structured and goal-oriented assets (boundaries and expectations, constructive use of time, and commitment to learning). A high asset level in these areas could lead a student to seek a school with a strong reputation for academic success. Adding the academic variables to the equation changes the odds ratio for each category. The most striking change shows internal categories much more sensitive than external categories to the academic factors. While all four external asset categories remain significant, three of the 81four internal categories become insignificant. The changes in the odds ratio for these three categories are also notably larger, further indicat ing their greater interaction with the academic variables. The differing results between external and internal categories indicate that external assets operate somewhat independently of academic va riables in the choice decision while internal assets may operate through academics, if at all. This is likely because, no matter the external pressures to achieve, learning and achievement ar e essentially the provin ce of the individual student and his or her attitudes, behaviors, and habits. This is certainly true of the commitment to learning category with its focus on school success. The same can be said, though to a lesser extent, of social competencies and positive values. 12 When academic variables are included, bounda ries and expectations is the most influential of the categories, increasing the likelihood of active choice by 4.4% for each one point score increase. Support, positive identity, and empowerment decrease the odds, but to a slightly lesser extent. The high correlations (Table 10, above) of boundaries and expectations with support and with empowerment and their opposing influences on active choice raise interesting questions about possible interactions in the choice process. Given that students with high scores in one category tend to have high scores in others, the results may depend on the combination of specific assets for each indivi dual, something that the DAP does not measure. 13 Asset context scores. The alternative division of the 40 developmental assets into five contextsŠ the personal, social, family, school, and community settings in which a student functionsŠoffers a different perspective on what might motivate active school choice. As 12 An analysis of the relationship between developmental assets and GPA, further discussed in Section 5 of this chapter, shows similar relationships. 13 Because the DAP measures categories of assets, not th e 40 individual assets themselves, these results do not permit more precise consideration of which assets within a particular category most influence choice. (See Appendix A for a description of the assets in each category.) 82displayed in the two far-right side columns of Table 13, and simila r to the asset category results, all contexts are significant before the academ ic variables are included and when academic variables are added some become insignificant. The social context is the only context that is significant and positive both with and without the academic variables. It is also the most influential of the contexts (increasing the odds of active choice by 3.8% for each one point score in crease). A high score in this context indicates a broad, supportive social network in which the student plays an active role. While the support and empowerment categories also provide a supp ortive network but have a negative impact on choice, the broader social context is more outwardly focused, including a more active role for the student. This difference likely contributes to the positive influence of the social context on active choice. Substantially unchanged with the addition of th e academic variables, the results for both the family and personal contexts are significant and show a negative influence on active choice. Similar to the effects of the assets in the suppor t, empowerment and positive identity categories, high scores in these two contexts may give a student both the necessary supports and the confidence in her or his ability to succeed in the assigned school. At the same time, neither context is specifically oriented toward school achievement, which helps to explain the lack of impact of the academic variables. The negative influence of the family context on active choice (decreasing the odds by 3.0% for each one point increase in score) is nearly as large as the positive influence of the social context, indicatin g a noteworthy contrary influence on a student™s active school choice. Though the school context shows a relatively large positive relationship with active choice initially, it becomes in significant when the academic variables are included in the equation. This strong connection between the school context and the academic variables is not 83unexpected. There is little in th e school context that is not also explained by GPA and TAG status and that remainder is not influential in the choice decision. 84Section 4: The Relationship between Developmental Assets and School Persistence To address hypothesis 2, that students who persist in their chosen school have higher DA than those who leave, I perform a statistical analysis of the Di strict student-level data. The differences between those who persist (stayers) and those who do not (leavers) is whether the student remained in the same school from the fall of the 9 th grade year to the fall of the 10 th grade year. The sample for this analysis is the same as for the choice analysis. The relationship between DA and persistence is again tested using logistic regressions to estimate models with different combinations of developmental asset aggregates, categories, and contexts as independent variables. All models include the same student characteristics control variables as the choice models and are again analyzed with and without inclusion of the academic variables. In addition, the school attended could reasonably be expected to affect the likelihood of persistence in that school, as may a student™s status as a passive or active chooser. The persistence models are tested first without cont rolling for school. Next, to control for any school effect on persistence, variables for the initial 9 th grade school are added for a second analysis. In both cases, the student sample remains the same as for the choice analysis. As in the choice models, the developmental assets were introduced sequentially into the persistence model progressing from aggregate to disaggregated, focusing first on asset categories and then asset contexts. The eight specifications of the DAP scores are: 1. Total assets (aggregate) 2. Aggregate external and internal asset categories 3. Aggregate external assets (category) 4. Aggregate internal assets (category) 855. External asset categories (four) 6. Internal asset categories (four) 7. External categories and internal categories (eight categories from 5 and 6, above) 8. Asset contexts (five) The primary focus is on specifications 7 and 8, but the other models provide useful framing for them. Table 14 presents the results of the logistic regressions for the persistence models for the aggregate DAP measures, and Table 15 presents the results for the DAP categories and contexts. The persistence results show a significant effect of certa in developmental assets. It is reasonable to expect that the likelihood of a student staying in a particular school would be affected by factors relating to that school. To control for possible school effects, the models for the persistence results reported in Tables 14 and 15 include a set of variables for the students™ 9th grade schools. The results for models with and without the school variables are virtually the same. Thus, the DAP variables appear to have an effect that is largely independent of the school effects. Further addition of a variable for school choice to the model, to control for possible differences between active and passive choosers, also leaves the results virtually unchanged and is not included in the reported results. 86 Table14.LikelihoodofOneyearSchoolPersistence:DAPAggregates (N=5,611)TotalDAP ExternalandInternal ExternalInternal Variables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes DAPtotal0.015*** 0.009* (0.004) (0.004) 1.015 1.009 External 0.007 0.014 0.025** 0.017* (0.012) (0.012) (0.007) (0.007) 1.007 1.014 1.025 1.017 Internal 0.024 +0.004 0.030*** 0.016 + (0.013) (0.013) (0.008) (0.008) 1.024 1.004 1.030 1.016 Gender0.020 0.150 + 0.021 0.150 +0.018 0.150 +0.022 0.151 +(0.078) (0.080) (0.078) (0.080) (0.078) (0.080) (0.078) (0.080) 0.980 0.861 0.979 0.861 0.982 0.861 0.978 0.860 Racea Black 0.665*** 0.538*** 0.664*** 0.538*** 0.658*** 0.536*** 0.661*** 0.533*** (0.104) (0.107) (0.104) (0.107) (0.104) (0.106) (0.104) (0.106) 0.514 0.584 0.515 0.584 0.518 0.585 0.516 0.587 White 0.404 0.590* 0.407 +0.589* 0.396 +0.588* 0.409 +0.592* (0.225) (0.229) (0.225) (0.229) (0.225) (0.229) (0.225) (0.229) 0.668 0.554 0.666 0.555 0.673 0.556 0.665 0.553 OtherRace0.429 +0.560* 0.429 +0.561* 0.428 +0.562* 0.429 +0.559* (0.236) (0.240) (0.236) (0.240) (0.236) (0.240) (0.236) (0.240) 0.651 0.571 0.651 0.571 0.652 0.570 0.651 0.572 FRPL0.124 0.082 0.123 0.082 0.125 0.083 0.123 0.082 (0.131) (0.131) (0.131) (0.131) (0.131) (0.131) (0.131) (0.131) 0.883 0.921 0.884 0.921 0.883 0.921 0.884 0.921 LEP0.298** 0.114 0.295** 0.115 0.301** 0.115 0.293** 0.112 (0.100) (0.103) (0.100) (0.103) (0.100) (0.103) (0.100) (0.103) 0.742 0.892 0.744 0.891 0.740 0.891 0.746 0.894 SPED0.038 0.161 0.041 0.163 0.036 0.165 0.043 0.158 (0.138) (0.140) (0.138) (0.141) (0.138) (0.141) (0.138) (0.140) 0.962 1.175 0.960 1.177 0.965 1.180 0.958 1.171 TAG0.379** 0.381** 0.381** 0.377** (0.138) (0.138) (0.138) (0.138) 1.461 1.463 1.464 1.457 GPA0.062*** 0.062*** 0.063*** 0.062*** (0.007) (0.007) (0.007) (0.007) 1.064 1.064 1.065 1.064 Notes.Thestandarderrors ofestimated coefficients areinparentheses withtheoddsratio ,eB,below.Models includeschoolvariables. aHispanic/Latinoisthereference category. +p .10. *p .05. **p.01. *** p.001. 87Table15.Likelihood ofOne yearSchoolPersistence:DAPCategoriesandContexts(N=5,611) Externalcategories Internal categories Allcategories ContextsVariables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes Support0.002 0.003 0.001 0.002 (0.012) (0.012) (0.012) (0.012) 1.002 1.003 1.001 1.002 Empowerment 0.007 0.004 0.001 0.003 (0.010) (0.010) (0.011) (0.011) 1.007 1.004 1.001 1.003 Boundaries&Expectations0.021 0.015 0.016 0.017 (0.013) (0.013) (0.013) (0.013) 1.021 1.015 1.017 1.017 UseofTime0.003 0.005 0.002 0.001 (0.007) (0.007) (0.007) (0.007) 0.997 0.995 0.998 0.999 Commitment toLearning 0.015 0.001 0.012 0.004 (0.010) (0.010) (0.010) (0.010) 1.015 0.999 1.012 0.996 PositiveValues 0.035** 0.024 +0.040** 0.030* (0.013) (0.013) (0.014) (0.014) 0.966 0.976 0.961 0.970 Socialcompetencies 0.034** 0.025* 0.031* 0.022 + (0.012) (0.012) (0.012) (0.012) 1.035 1.025 1.031 1.022 Positiveidentity 0.015 0.017 +0.012 0.012 (0.010) (0.010) (0.010) (0.010) 1.016 1.017 1.012 1.012 Personal 0.002 0.004 (0.014) (0.014) 1.002 0.996 Social 0.018 0.010 (0.015) (0.015) 1.018 1.010 Family 0.021* 0.022* (0.009) (0.009) 1.021 1.022 School 0.015 0.006 (0.010) (0.011) 1.016 1.006 Community 0.026* 0.015 (0.010) (0.011) 0.975 0.985 Notes.Thestandarderrors ofestimated coefficients areinparentheses withtheoddsratio ,eB,below.Models includeschoolvariables. Allmodels includethesamecharacteristiccontrol variables asinTable14.Suppressedhere intheinterest ofspace, theresults ofthosevariablesaresubstantially thesameregardless oftheDAP variablesinthemodel. +p .10. *p .05. **p.01. *** p.001. 88Control variables. As with the choice analysis, the results for the control variables are broadly consistent across the asset models. Ov erall, before the academic variables are added, several control variables show a strong negative relationship with persistence, though few are significant. The racial/ethnic variables all have a dramatically stronger relationship with persistence than do the other demographic control variables. Though the control variable results for school persistence are sensitive to the inclusion of the two academic variables, they are less sensitive than in the case of school choice. When the academic variables are added, the results for Bl ack students remain signi ficant while those for LEP students become insignificant. Interestingly, the results for girls versus boys and for White students become significant with the addition of the academic variab les. Girls are less likely to persist than boys, which is the opposite of the ch oice results. With the addition of the academic variables the odds of persistence for special e ducation students become positive while the results for all of the other groups remain negative. Aggregate DAP asset scores. The results for total assets in Table 14 again indicate the positive collective impact of DA, estimating a 1.5% increase in the odds of persistence for each one point increase in total DAP score. Adding the academic variables reduces that to 0.9% but it remains significant. Estimated in creased odds of persistence for the external aggregate and the internal aggregate modeled separately are 2.5% and 3.0%, respectively. Again, adding the academic variables reduces those oddsŠto 1.7% and 1.6%, respectivelyŠbut they also remain significant. As with the choice results, the use of aggregate DAP scores to estimate persistence masks the potential effects of the more refined asset cat egories and contexts. Overall, DAP assets have a small positive effect on persis tence, but this total score doesn™t tell us what matters among those assets. 89Asset category scores. Table 15 presents the results of the logistic regressions for persistence using the developmental asset categori es and contexts. Category results are similar whether modeled with other categories in the ex ternal and internal aggr egates or modeled all together. In contrast to the choice results where all categories were significant, none of the external asset categories has a significant impact on school persistence, whether or not the academic control variables are included. Only two internal categories are significantly related to persistence. The addition of academic variables has a negligible effect on the external assets, while it changes the size but not the significance of the coefficien ts for the internal assets. The differing results between external and internal categories indicate th at certain internal assets are the primary drivers of school pers istence, with little, if any, contribution from external assets. This is the opposite of the choice decision where external assets are prominent. The two internal asset categories consistently associated with persistence are social competencies and positive values. A student with a high score in social competencies would likely make and maintain social connections with both peers and adults at a new school, which could explain the increased like lihood of persistence. A one-point increase in the social competencies score increases the odds of pers istence by 3.5%. When the academic variables are added, the odds are lowered to 2.5%. The relationship between positive values and persistence is negative. In contrast to social competencies, positive values are more persona lly and individually focused which could set a student apart from peers and challenge adults a nd might explain the nega tive relationship with persistence. For each one-point increase in the score for positive values, the odds of persistence decrease by 3.4%. When academic variables are adde d, the odds are slightly better at a negative 2.4%. 90Asset context scores. Only two context resultsŠfamily and communityŠare significant without the academic variables in the model, and the community context becomes insignificant when the academic variables are added. The fam ily context is positive and significant, with virtually no change with academic variables. A one point increase in the family context score increases the odds of school persistence by 2.1% and rises to 2.2% with inclusion of academic variables. It is noteworthy that family context is made up en tirely of assets from the external asset categories, none of which is significant for persistence. In some way, the combination of particular external assets in the family context creates a different relations hip. Also interesting is the contrast between the significant negative infl uence of the family context on choice and the significant positive influence on persistence. It appears that the family is a positive force for school stability, at least for these two measures. Leavers and stayers. The logistic regression analysis for persistence considers differences in DAP scores between those who persist in their 9 th grade school (stayers) and those who do not (leavers). Knowing who they are and where they went can add to our understanding of the motivations to stay in or leave a school. I use descriptive statistic s in an attempt to shed light on these questions. Leavers left their initial school at various times between the fall of their 9 th grade year and the fall of their 10th grade year.14 During this period a total of 842 students, 15.0% of the analysis sample, left their in itial school. Active choosers are less likely to leave their school, 10.3% are leavers, than are passive choosers, where 16.8% are leavers. Table 16 shows the distribution of demographic and ot her student characteristics for all students in the persistence analysis and for stayers and leavers. 14 Though some students left and then later returned to the same school and others changed schools more than once, students are counted as leavers if they are not in their initial 9 th grade school at the beginning of 10 th grade. 91Among the racial/ethnic groups, the differences between Black students and Hispanic and White students stand out. Black students are more likely to be leavers, with 22.0% of them being leavers. Hispanic (12.7% are leavers) and Wh ite students (12.8% are leavers) have nearly identical rates of leaving, both much lower than fo r Black students. Overall, leavers have slightly lower mean DAP aggregate scores. Mean GPAs are lower for leavers and the differences between leavers and stayers are larger. The noticeably lower (4.76 points) mean 9 th grade GPA for leavers indicates that poor academic perf ormance may be a motivation for changing schools between 9th and 10th grades. For such a large district with an urban population, there were relatively few school changes between the fall of 9th grade and the fall of 10th grade. Of the 5,611 students in the analysis sample, only 842 (15.0%) were leavers. 15 Passive choosers were more likely to be leavers (16.8%) than were active choosers (10.3%). District data show that only 41.7% of the leavers were enrolled in another District school in the fall of 10th grade. The other 58.3% were in no schoolŠhad either left the district or their status was uncertain. Far more passive choosers (64.6%) than active choosers (26.7%) were in no school. 15 A number of students left their 9 th grade school but returned to the same school by the beginning of 10 th grade. Those students are not considered leavers. 92 Table16.Characteristics ofStayersand Leavers (N=5,611)VariablesAllStayersLeaversn%n%n%Number5,611100.04,76985.084215.0Gender Female2,85050.82,43485.441614.6Male2,76149.22,33584.642615.4Race/Ethnicity Black/African American1,30723.31,01978.028822.0Hispanic/Latino 3,90969.7341287.349712.7White2414.321087.23112.8OtherRace1542.712883.12616.9TAG1,03718.596192.7767.3SPED4057.232780.77819.3LEP1,29623.11,07883.221816.8FRPL4,86586.74,11484.675115.4Activechooser1,57228.01,41089.716210.3Passive chooser4,03972.03,35983.268016.8 nMeannMeannMeanDAPTotalscore 5,61141.884,76942.0684240.86DAPExternalscore5,61120.924,76921.0084220.47DAPInternalscore 5,61120.964,76921.0784220.39GPA 8th5,61183.034,76983.5584280.09GPA 9th5,52181.114,76081.7776177.01Note.Thistableincludesonlythosestudents withcomplete DAPscores,less eleven students withmissing8thgrade GPA ornoschoolforactive/passivechoicedecision. Among active choosers, those leaving a choice sc hool were equally likely to transfer to another choice school or to a comprehensive hi gh school, with 37.9% transferring to each. Active choosers leaving a comprehensive high sc hool (which was not their assigned high school) were far more likely to transfer to another co mprehensive high school (57.0%) than to a choice 93school (8.9%). At the same time, very few passive choosers left a comprehensive high school for a choice school. In sum, when they leave their 9 th grade school, active choosers are about one-half as likely as passive choosers to leave the District. Among active choosers, those in choice schools are equally likely to transfer to a comprehensive high school as to another choice school. Not surprisingly, it is rare for active choosers leaving a comprehensiv e high school (that is not their assigned school) to transfer to a choice school. More than half transfer to another comprehensive school and most of the rest are not enrolled in a school at the beginning of 10th grade. 94Section 5: The Relationship between Deve lopmental Assets and Grade Point Average As the choice and persistence analyses show, adding academic variablesŠGPA and TAGŠto the logistic regression models generally reduces the coefficients and sometimes the significance of the DAP scores. In many cases, especially for the DA aggregates and some individual categories in the choice analysis, results become in significant with the addition of academic variables. This indicates that any effects might be due to academic achievementŠ measured by GPAŠrather than to DA. 16 Prior research shows a consistently positive relationship between DA and GPA (Scales et al., 2000; Scales et al., 2006). At the same time, the choice and persistence results indicate that there are effects of DA independent of GPA. To further investigate these effects, I use a linear regression model to show how well DA predict 9 th grade GPA. The other independent variables in the model include the prior year (8 th grade) GPA, the 9th grade school attended, student choiceŠwhether a student is an active or passive chooserŠand student demographic and other characteristics. As with the choice and persistence models, developmental assets were introduced sequentially into the GPA model progressing from aggregate to disaggregated, focusing first on asset categories and then asset contexts. The eight specifications of the DAP scores are: 1. Total assets (aggregate) 2. Aggregate external and internal asset categories 3. Aggregate external assets (category) 4. Aggregate internal assets (category) 5. External asset categories (four) 16 The academic variables include both GP A and TAG. Removing TAG from the m odels has only a small effect on the results, indicating that GPA is the primary act or. Thus, the focus of this analysis is GPA. 956. Internal asset categories (four) 7. External categories and internal categories (eight categories from 5 and 6, above) 8. Asset contexts (five) Table 17 presents the results of the GPA regr ession analysis for aggregated DAP scores and Table 18 presents the results for DAP categories and contexts. Table17.Determinants of9thGrade GPA: DAPAggregate Scores (N=5,521)DAPTotalExternalInternal External&Internal Variables BBBB DAPtotal0.035*** (0.007) .048 External 0.049*** (0.012) .036 0.024 (0.020) .018 Internal 0.080*** (0.013) .055 0.100*** (0.022) .070 Choice0.463 +(0.249) .030 0.468 +(0.249) .030 0.457 +(0.249) .029 0.455 +(0.249) .029 8thgrade GPA0.716*** (0.012) .669 0.720*** (0.012) .673 0.712*** (0.012) .666 0.712*** (0.012) .665 Gender0.666*** (0.130) .048 0.664*** (0.130) .047 0.667*** (0.130) .048 0.667*** (0.130) .048 Racea Black 0.200 (0.181) .012 0.169 (0.181) .010 0.205 (0.180) .012 0.194 (0.181) .012 White 0.964** (0.355) .028 0.973** (0.355) .028 0.955** (0.354) .027 0.952** (0.354) .027 Other0.879* (0.399) .021 0.875* (0.400) .021 0.881** (0.399) .021 0.882* (0.399) .021 FRPL 0.400 +(0.203) .019 0.400 +(0.204) .019 0.399 +(0.203) .019 0.398 +(0.203) .019 LEP 0.834*** (0.169) .050 0.832*** (0.169) .050 0.829*** (0.169) .050 0.824*** (0.169) .049 SPED0.118 (0.252) .004 0.135 (0.252) .005 0.098 (0.252) .004 0.089 (0.252) .003 (Constant) 20.196*** (1.031) 20.300*** (1.034) 20.288*** (1.026) 20.426*** (1.033) Rsquare.559 .558 .560 .560 Note.Allmodels includeacontrol variable forthe9th grade school. Intheinterest ofspace, school results arenotreported. aHispanic/Latinoisthereference category. +p .10. *p .05. **p.01. *** p.001. 96 Table18.Determinants of9thGrade GPA: DAPCategoriesandContexts(N=5,521) Externalcategories Internal categories Allcategories Allcontexts Variables BBBB Support0.009 (0.020) .007 0.004 (0.020) .004 Empowerment 0.031 +(0.017) .025 0.017 (0.019) .014 Boundaries&Expectations0.003 (0.021) .002 0.032 (0.022) .026 Useoftime 0.024* (0.011) .025 0.013 (0.012) .014 Commitment tolearning 0.072*** (0.017) .062 0.075*** (0.017) .065 Positivevalues 0.039 +(0.021) .029 0.042 +(0.023) .032 Socialcompetencies 0.096*** (0.020) .074 0.100*** (0.020) .077 Positiveidentity 0.053** (0.016) .043 0.053** (0.017) .043 Personalcontext 0.018 (0.024) .012 Socialcontext 0.092*** (0.025) .069 Family context 0.014 (0.016) .011 Schoolcontext 0.032 +(0.017) .027 Community context 0.050** (0.017) .042 8thgrade GPA0.720*** (0.012) .673 0.702*** (0.012) .657 0.702*** (0.012) .657 0.710*** (0.012) .664 Choice0.462 +(0.249) .030 0.436 +(0.248) .028 0.432 +(0.248) .028 0.471 +(0.249) .030 (Constant) 20.321*** (1.035) 21.299*** (1.045) 21.403*** (1.049) 20.561*** (1.041) Rsquare.558 .563 .563 .560 Notes.Allmodels includeacontrol variable forthe9th grade school. Intheinterest ofspace, school results arenotreported. Allmodels includethesamecharacteristic control variables asinTable17.Suppressed here intheinterest ofspace, theresults ofthose variablesaresubstantially thesameregardless oftheDAP variablesinthemodel. +p .10. *p .05. **p.01. *** p.001. 97Eighth grade GPA is by far the largest predictor of 9 th grade GPA. But the results for the GPA regression are also consistent with prio r research which shows that DA significantly influence student GPA. Overall, higher DA levels are related to higher GPA. This study suggests that some DA have a negative but still significant relationship with GPA. Results for DA indicate an influence on 9th grade GPA that is independent of prior GPA. These results are essentially unaffected by the inclusion of the choice variable in the equation. The DAP total score has a positive and significant relationship with 9th grade GPA, when holding constant all other independent variables, including 8th grade GPA. Much like the persistence results, the results for the external and internal aggregates and the asset categories show clearly that internal a ssets are the key to the relati onship between DA and GPA. When modeled with the external aggregate, the internal aggregate is significant and positive (predicted to increase GPA by 0.100 points for each one point in crease in internal asset score), while the external is not significant and is negative (predicted to decrease GPA by .024 points). The DAP category scores show the same relationship. When all eight external and internal categories are included in the model, none of the extern al categories shows si gnificant results. On the other hand, all four internal categories are significant. Both commitment to learning and social competencies have positive effects, predicted to increase GPA by 0.076 and 0.100 points, respectively, for a one point score increase. The relationship between commitment to learning and GPA seems obviousŠa strong comm itment to learning would almost inevitably lead to a higher GPA. The relationship between social competencies and GPA suggests that a student who is better able to connect with others, both peers and adults, may have more resources for meeting school requirements. The negative relationship of positive values and positive identity with GPA suggests that a student who stands up for personal values and has a strong sense of self-worth may be less mo tivated to pursue a high GPA. 98Results for only three contextsŠsocial, sc hool, and communityŠare significant. Each one point increase in the social context score predicts a 0.042 point increase in GPA, while the same increase in the community context score predicts a 0.040 point decrease. While it seems reasonable for a student™s commitment to lear ning to have an impact on GPA, the common conception of a student™s social context might seem to have the opposite effect. But in this analysis, the assets that make up social compet encies and the social context appear to matter most for GPA, with commitme nt to learning close behind. Even when controlling for the 9 th grade school, the school context has a significant positive relationship with GPA. Though the effect is not as large as for the social context or the social competencies category, a one-point increase in the school context score still predicts a 0.032 point increase in GPA. With the effects of th e student™s school held constant in the model, this indicates a school-related positive influence of DA that is independent of which school a student attends. The school context includes some internal assets Šthose the student brings to the school such as motivation and engagement that ar e part of the commitment to learning category. It also includes some external assetsŠthose the student perceives as provided by the school such as safety, caring and encouragement, and clear and fair rules. Because both the internal and external asset measures derive from the experi ence and perception of the student, school context scores will certainly differ among students in the same school. For example, one student might find it easy to comply with school rules and deve lop positive relationships with teachers while another, with different attitudes and behaviors (assets), might have the opposite experience. Clearly what a student brings to a school is impor tant, but these results indicate that a student™s relationship with the school also contributes to academic performance as measured by GPA. Though one might expect that family influences would be important in raising GPA, the results for this context are relatively small as well as insignificant. The reason for this, as 99suggested in the persistence analysis, may be that this prim arily external force (the elements of the family context are all related to external assets) cannot overcome students™ own internal motivations, attitudes and behaviors. The low coefficients and lack of significance in the family context results contrasts with the results for both choice and persistence, suggesting that those results are about something other than GPA. Causal Inference. Results from observational studies such as this one are generally considered to be correlational, not causal. The lack of randomization in the sample raises the question whether the results are biased. Bias due to unmeasured diffe rences in the subjects rather than to differences in the treatment affects internal validity while bias due to limited sampling methods affects external validity (generalizability). But there are techniques to reduce the bias and to quantify it. The result of applying such techniques to the GPA model in this study supports the inference of a strong causal relationship between DA and 9th grade GPA. Possible bias can be substantially reduced by controlling for prior conditions (possible covariates) in a regression model. A number of research studies have shown that these controls, including likely relevant charac teristics of the subjects and pre-treatment measures of the outcome variable (a pretest), can reduce 60% to 90% of the bias in non-experimental studies relative to randomized experime nts. One study, for example, found bias reductions between 64 and 96 percent (Bifulco, 2012) and another found reductions of 84 and 94 percent (Shadish, Clark, & Steiner, 2008). In the current study, the regression models include independent variables for student characteristics and 8th grade GPA (essentially a pretest), as we ll as DA variables, as predictors of 9th grade GPA. All of these variables were meas ured late in the spring of the students™ 8th grade year and establish common baseline data for all students at the beginning of the study period in the fall of 9 th grade. A variable for the school attended in 9th grade controls for school effects on 100GPA during that year. Controlling for the prior y ear GPA also controls fo r other possible factors that might contribute to GPA ge nerally (for example, mother™s education is often included as a variable when those data are available). Based on the research cited above, these controls of prior conditions can be expected to account for a larg e part of the preexisti ng differences between subjects and, as a result, to substantially reduce any bias in the results. While controlling for prior conditions reduces bias, it says nothing about the level of bias or its import for inference. Ken Frank and collea gues (2013) describe a technique to quantify and interpret any remaining bias by measuring the robustness of causal in ference to fievaluate whether bias is large enough to invalidate the inference of a studyfl (p. 439). Rather than speculating on the possible influence of unidentified confounding variables or the generalizability of results, this technique is ba sed on the questions: fiHow much bias must there have been due to uncontrolled preexisting differences to make the infere nce invalid?fl and fiHow much bias must there have been in the sampli ng process to make the inference invalid for a population that includes my population of interest?fl (p. 438). These questions are answered by considering the replacement of act ual cases with hypothetical counterfactual cases with an effect of zero until the overall results reach a specified threshold, usually fistatistical significanceŠan estimate just large enough to be unlikely to occur by chance alonefl (p. 439). The robustness of the inference is expressed as the percentage of those zero-effect cases necessary to make the results non-significant. Larger differences between the estimate and the threshold indicate more robust inferences. Frank (2014) has developed a spreadsheet that automates the calculations necessary to calculate the robustness of the causal inference. Using that spreadsheet for the relationship between the total DA score and 9 th grade GPA shows that to invalidate the inference, 61% (3,368) of the cases would have to be replaced with cases in which there is an effect of zero. In 101other words, a rather large amount (61%) of the estimate would have to be due to bias before the results would lose statistical significance. This robust causal inference between total DA and 9th Grade GPA supports prior research findings of a positive relationship between developmental factors, including DA, and academic achievement (see Chapter 2) and helps support the ar gument that the relationship is causal rather than merely correlational. In other words, incr easing overall DA levels may well, independent of other factors, be expected to result in increased academic achievement as measured by 9 th grade GPA. 102Section 6: Summary of Quantitative Results Overall, the results suggest that there is a significant influence of developmental assets on choice, persistence, and GPA. Though results for individual asset categories and contexts are mixedŠwith some positive and some negative, some significant and some notŠtotal assets are positively and significantly related to choice (without academic variables), persistence, and GPA. It is apparent that DA and GPA are closely related. Much of the influence of DA on choice and persistence appears to operate th rough their influence on GPA. At the same time, total assets and internal assets have a significant influence on 9 th grade GPA that is not explained by 8th grade GPA, indicating that some part of DA operates independently. Perhaps the most unexpected result is that some DA have a statistically significant negative relationship with one or more of choi ce, persistence, and GPA. The assets in the positive values and positive identity internal cate gories may incline a student to make his or her own decisions based on values that may be inconsistent with the expectations of others, whether peers or adults. This could be desirable when resisting negative pressures but problematic if it clashes with the expectations of authority figures. The results will depend on the particular person and context. The support and empowerment external categories are negatively related to choice, which may indicate that students who are well-supported by others and feel in control of their lives are better able to succeed where they are rather than looking for alternatives. Again, the results will depend on the person and the context. The results for choice and persistence differ substantially in most ways. First, when the academic variables are not included, all DA scor es are significant. When they are included, choice is almost entirely influenced by external a ssets while persistence is entirely influenced by internal assets. The results show that GPA is also essentially influenced by internal assets. It seems that external forces may have more infl uence on short term outcomes, such as making a 103school choice decision, but the internal attributes of the individual are what motivate sustained behaviors over time. Of the contexts, only the family context is significantly related to both choice and persistence, but with opposite signsŠnegative for choice and positive for persistence. (It is not significantly related to GPA.) One surprising resu lt is that the school context is not significantly related to choice (except without the academic variables), or persis tence. Because both analyses are school-related, it would be reasonable to assume that the sc hool context would be important. Both family and school are generally presumed to matter greatly in studen t™s lives. These results show that family does matter for choice and persis tence, though in different ways, but that school does not. The fact that family is not si gnificantly related to GPA is unexpected. The relationship between DA and academic achievement was assessed here only to disentangle their effects with regard to the choice and persistence questions. However, the strong, independent, positive relationship between DA and 9 th grade GPA is important on its own. Regardless of a student™s status as an active or passive chooser or persistence in 9th grade, the strong positive relationship betw een overall DA and GPA holds true. The qualitative portion of this study provides an opportunity to investigate these results more deeply. There may be some clues in students ™ perceptions as to some of the differences in the category results and, possibly more important, the roles of the family and the school in the choice decision and persistence in a chosen school. 104Chapter Five: Qualitative Results Section 1: Introduction and Overview The qualitative analysis supplements and e xpands on the quantitative by independently identifying and describing themes from the in terview data. The resulting themes are then compared to current theory to look for confirma tion, contradiction, and to add to key points in the quantitative results. Following the method described in Chapter 3, initial analysis of the interview data identifies themes and their component elem ents through an inductive analysis using grounded theory principles. The key points are then related to positive youth development theory as operationalized by the prior theory and the 40 developmental assets framework, focusing on the statistically significant quantita tive results. This comparison expands on the quantitative findings and can inform future research and intervention efforts. As the review of the literature describes, positive youth development theory is expressed and operationalized in a variety of frameworks. To compare the qua litative to the quantitative data, I focus on the expression of positive yout h development theory through the Search Institute™s developmental assets framework. As fit he most extensive list of personal and social assets (Scales & Leffert, 1999)fl (Eccles & Gootman, 2002, p. 71), it includes the range of elements of PYD theory. In Section 2 of this chapter, I describe the interviewed students and the schools they attended for 9th and 10th grades. Section 3 describes the themes that arise from the interview data through the students™ relationships with their families and schools. The relationship of the interview themes to key points in the developmen tal assets framework relating to school choice and persistence is discussed in Section 4. Finally, Section 5 is a brief summary of the qualitative results. 105Section 2: The Students and their Schools All of the interviewed students are ac tive choosers. Because the purpose of the interviews is to identify factors in school persis tence, the students are designated as stayers or leavers, consistent with the persistence analys is. The five students in the interview sample represent a variety of demographic and other characteristics, generally consistent with the District as a whole, as shown in Table 19. Four are Hispanic/Latino, and one is Black/African American. The parents of the four Hispanic stude nts are all immigrants from Mexico. Four of the five students qualify for free lunch. Table19.InterviewedStudents: Characteristics StudentCharacteristicsMarcosGiannaSamanthaDavidMarisaPersistence 9thto10thgrade LeaverLeaverStayerStayerStayerAge1616151616Gender MaleFemaleFemaleMaleFemaleRaceHispanic/LatinoBlack/African AmericanHispanic/LatinoHispanic/LatinoHispanic/LatinoSchool8thNeighborhoodANeighborhoodBNeighborhoodCNeighborhoodCNeighborhoodDSchool9thMgt.&Bus.HSTechHSEarlyCollegeHSEarlyCollegeHSEarlyCollegeHSSchool10thHorizons HSHorizons HSEarlyCollegeHSEarlyCollegeHSEarlyCollegeHSLanguage aSpanish/English English Spanish/English Spanish/English Spanish/English LEPNoNoExited2012Exited2008Exited2007SPEDAutismRR120%NoNoNoNoTAGNoNoNoYesYesFRPLbDirectCertNoFreeDirectCert/FreeFreeGPA 8th8685899396GPA 9th73.4486.9488.1990.5593.86Attendance8thc165/175173/175175/175175/175173/175Attendance9thc166/182177/182182/182181/182181/182 aPrimarylanguagespoken: athome/by thestudent. bDirect cert =automaticallyqualifies forfreelunchbasedonotherprogrameligibility. cDaysattended/totaldays.106Though the District offers some middle school choices, all five students attended regular middle schools in 8 th grade. Two attended the same school. One student is eligible for special education services at a relatively low level. He does not report receiving special services in 9 th or 10th grade. High schools: Stayers and leavers. As shown in Table 19, the five interviewed students attended a total of four schools in 9th and 10th grades. The differences among those schools help to understand the students™ choice and persistence decisions. Other than the regular high school program at HHS, each of the schools attended by these students has entrance requirements that vary depending on the school and program. Early College High School. Marisa, David, and Samantha attended Early College High School (ECHS) for both 9th and 10th grades. ECHS is a small school , with just over 200 students enrolled in grades 9 through 12 in the 2012-13 year (when these students were in 9th grade) and about 70 students in the 10th grade in 2013-14 (when the interviews were conducted). The school is partnered with a community college and students have the opportunity to earn both a high school diploma and an associate™s degree in f our years. Students came to ECHS from a 21 middle schools across the District for the 9 th grade class in the fall of 2013.17 Technology High School. Gianna attended Technology High School (Tech) in 9th grade. Tech is a new small high school centered on project-based learning supported by technology. Gianna™s 9th grade class (nearly 150 students) was only the second class to enter the school. Students came from 34 Di strict middle schools. Management and Business High School. Marcos attended Management and Business High School (MBHS) in 9th grade. MBHS is also a small school (just over 100 students per 17 Students also come to all of the schools from private schools within the District and from schools outside the District. 107grade) but has been a part of the District choice program for many years. Though both Tech and MBHS have technology-focused programs, MBHS has a broader focus, including programs in marketing, business management, entrepreneursh ip, fashion trend, sports and entertainment radio, and digital and interactive multimedia. Di strict students came to MBHS from 30 schools for the fall 2013 9th grade class. Horizons High School. Gianna and Marcos both transferred to Horizons High School (HHS), their assigned school, for 10th grade. Gianna enrolled in the career magnet program and Marcos in the regular high school program. HHS is the largest District school, with more than 4,000 students, divided more or less evenly between its regular program and its career magnet program. The career magnet program has approximate ly 20 separate specialty clusters, including advanced math, science, and social studies programs, culinary arts, world languages, building trades, photography, and aeronautics. For the fall 2013 9th grade class, students came to the career magnet from 36 District middle schools. The HHS regular pr ogram attracts students from around the District as well, with students from 37 District schools. The two middle schools in the HHS feeder pattern contributed mo re than 60% of the incoming 9 th graders. Gianna and Marcos each attended one of the feeder pattern middle schools. Thus when they transferred to HHS in 10th grade, they knew a number of st udents who were already there. DAP scores. The students™ DAP scores range from very low to very high, as presented in Table 20. Consistent with the prediction of the persistence hypothesis (Hypothesis 2), stayers™ scores are higher than leavers™ scores. 18 The Search Institute has di vided the scores into four ranges to aid interpretation: ExcellentŠscores from 26 to 30; GoodŠscores from 21 to 25; Fair, scores from 15 to 20; and LowŠscores from 0 to 14 (Search Institute, 2005). When divided into 18 There are students in the larger sample with the opposite relationship between scores and persistence, but I was unable to interview them. 108these ranges, scores of the stayers are almost all in the excellent and good ranges while leavers™ scores are primarily in the fair and poor ranges. Table20.InterviewedStudents: DAPAsset Scores StudentDAPscoresLeaversStayersDAPAssetsMarcosGiannaSamanthaDavidMarisa Totalaggregate39(3)22(4)46(2)44(2)53(1)CategoriesExternalaggregate 18(3)12(4)24(2)22(2)26(1)Support16(3)13(4)29(1)26(1)23(2)Empowerment18(3)5(4)25(2)25(2)25(2)Boundaries19(3)14(4)27(1)21(2)26(1)Useoftime20(3)18(3)15(3)15(3)30(1)Internalaggregate 21(2)10(4)22(2)22(2)27(1)Committolearn 20(3)6(4)23(2)24(2)30(1)Positive values21(2)11(4)17(3)23(2)21(2)Socialcomp.19(3)13(4)25(2)21(2)29(1)Positive identity 22(2)5(4)23(2)20(3)28(1)ContextsPersonal 21(2)10(4)22(2)23(2)26(1)Social19(3)8(4)24(2)21(2)28(1)Family24(2)22(2)28(1)27(1)28(1)School17(3)6(4)27(1)24(2)30(1)Community17(3)8(4)16(3)18(3)18(3) Note.Possible scale scores rangefrom0to30except thetotalaggregatescorerangeisfrom0to60. Scorerangelevel isinparentheses: (1)Excellent, (2)Good,(3) Fair,(4)Low. Typical of the larger sample, both stayers and leavers have high scores for the family contextŠall excellent or good rangeŠand low community context scoresŠfair and low ranges. School is also important to these students but, as their DAP school context scores indicate, the school experience of the leavers is not as positive as it is for the stayers. While the characteristics 109of the particular school clearly influence student experience and perceptions, the interview data indicate that there are other important factors that differ for each student. Student profiles. The students look to their families as the primary providers of help, advice and other support. Family resources or asse ts, personal and material, available to each student differ based on their status on a variety of factors. Table 21 presents a number of important family factors for each student. Two of the students live with both parents. The other three live with their mothers. Parents™ education levels vary from 6 th grade to a college degree. Employment and financial status also vary, from a single mother with pa rt-time employment who struggles financially to a family that has not been determined eligible fo r the federal free and reduced price lunch program (FRPL). Parents™ education, employment and fina ncial status make a difference in the family resources available to the students. All of th e families are relatively isolated socially. 19 Most of their contacts are with a few ex tended family members. In the tw o families with fathers who are entirely absent, mothers rely on a few friends w ho provide material items that are unaffordable. The student profiles that follow Table 21 describe the demeanor of each at the interview, their participation in interview arrangements, their goals and manner of approaching them, and factorsŠincluding the influence of family and friendsŠthat contri buted to their school choice and persistence decisions. More expansive student profiles are included in Appendix H. 19 The isolation of the families in this study appears to be part of a cultural trend. In discussing the most recent data from developmental assets surveys, Benson and colleagues (Benson et al., 2011) comment on two cultural challenges to increasing the development assets of young people. Among those challenges are, first, the isolation of families from institutions and individuals that can provide support and, second, civic disengagement, where adults outside the family do not engage with young people. The effects of these changing societal norms are evident in the study sample in the consistently low DAP scores for th e community context as well as in the interview data. 110Table21.InterviewedStudents: FamilyStatus Studentfamilystatus LeaversStayersStatusfactorsMarcosGiannaSamanthaDavidMarisa LiveswithMotherMotherMotherFatherSister(age 9)MotherFatherSister(age 13)Brother(age 14)Mother Brother(age 18) OtherfamilyFatherabsent Fathersometimes FouroldersistersGrandmotherAunt&uncleCousinsFatherŒinMexicoOldersisterAunts&uncles MexicanimmigrantMotheryesFatherŒprobably NoBothparentsBothparentsBothparentsStudent Parents™ EducationMother6thgrade FatherunknownMotherHSFatherHSMotherHSFathercollege? engineering Motherless than8thgradeFatherless than8thgradeMotherelementary Fathercollege? Parents™ WorkMotherelder careFatherunknownMothermedicalsecretary Fatherretired,Waste Mgt.MotherMedclinic assistantFathercabinetmakerMothernotemployed FatherconstructionMothercleans houses FatherHSteacherinMexico? Siblings™ EducationNosiblings 4sistersŒallcollege degrees SisterŒinelementary schoolBrotherandsister inmiddleschoolSisterAsooc.Deg.BrotherHS Siblings workNAEmployed,mostprofessionalNANASisterŒpawnshopBrother? The fistayers.fl Marisa, David, and Samantha ha ve attended ECHS for both 9th and 10th grades and became friends there. They share a strong drive to succeed in school and to achieve their college and career goals. They are confiden t and proactive. After they volunteered to be interviewed, I contacted them to make the in terview arrangements. Together they took the initiative to work with the school and handled everything, informing me of the arrangements 111after they were complete. During the interviews, I found that this proactive, take-charge attitude and behavior are typical. Though they have much in comm on, including a drive to take charge of their lives, their differences came through in the interviews. Marisa™s attitude toward her life is one of quiet determination. She is soft-spoken an d articulate and speaks English very well, with only a slight accent. She considered my questions and an swered thoughtfully. David, on the other hand, displays a very active and assertive attitude . He is outgoing and engaging. By his own admission, he struggles with English at times, but that does not slow him down. David speaks freely and confidently and his answers to my questions were spontaneous though sometimes disorganized. Samantha projects calm confiden ce. She has a slight accent but speaks English clearly. Samantha answered my questions easily and candidly. Her answers were well-organized, often elaborating without prompting. The children of immigrants, Marisa, Davi d and Samantha have set high goals for themselves. They believe in the fiAmerican Dr eamfl and fully expect to achieve their goals through education and hard work. Graduation from high school with a two-year college degree is their immediate focus. A college degree in a sp ecific interest area is next, followed by a good job. Though each has identified a specific inte rest, only Samantha, who wants to be a pediatrician, seems to have any sense of what that future job might entail, having observed and talked with doctors. Marisa wants a job in science, a subject she loves, and David wants to be an automotive engineer because he likes cars. Though they attended neighborhood schools through 8th grade, all knew that they wanted something different for high school. Each consider ed schools related to his or her particular career interest. Samantha was not accepted to the health professions high school and so went to her second choice, ECHS. Marisa and David decided that an early college high school would be 112most beneficial. Earning an associate™s degree and a high school diploma in four years will save them time and money, an important benefit for a ll three. Just as importa nt, the independence and responsibility of the college e nvironment will prepare them for college and make them more attractive to college admissions officers. The school choice decision, they all say, was entirely theirs. Typical of their proactive attitudes, only Samantha learned of schools th rough a high school showcase. Marisa and David got little or no information or assistance from their middle schools. They learned about ECHS from students at the community college, Marisa from her older sister and David from a friend. Samantha™s mother, who has a high school educat ion herself, helped Samantha follow up with the school when she did not get a response to her application. While the other parents fully supported the school decisions, they took no active role. Contrary to what might be expected for t eenagers, according to these students friends played no part in the school choice decision. Though Marisa and her friends wanted to go to the same high school, she was the only one to appl y to ECHS. David and Samantha attended the same middle school, but did not know each other well or talk about hi gh schools. Neither knew that anyone else from their school was applying to ECHS. Samantha™s middle school friends, she says, fiweren™t that interested in education.fl All have become friends at ECHS and made other new friends there. The fileavers.fl Gianna and Marcos each transferred from their 9 th grade school to another District school at the beginning of 10th grade. Coincidentally, both are in the same school, HHS, with Marcos in the regular high school program and Gianna in the career magnet program. They attended different middle schools that feed into HHS so do not know each other. Gianna and Marcos both have the same goa ls as the stayersŠto graduate from high school (though not with an associate™s degree), graduate from college, and get a good job and 113have a good life. Otherwise, in contrast to the similarity among the stayers, Gianna and Marcos are very different. In many ways, Gianna has more in common with the stayers. She is equally determined and focused on academic success, but sh e is not as proactively confident. Marcos marches to a different drummer altogether. As a result, he struggles more in school and in life than the others. Gianna is determined to succeed in school and goes about it methodically. Marcos would like to succeed but is still trying to figure out how he might do that. Gianna, the only non-Hispanic student I interviewed (she is Black), has a relaxed but self-possessed manner. She spoke clearly, easily a nd confidently and answered my questions comfortably and in detail, almost as though sh e had thought about them ahead of time. Her relaxed but self-possessed manner and ready an swers were not what I expected given her unusually low DAP scores. Marcos is outgoing and talkative and fidgeted throughout the interview. Though he and his mother speak only Spanish at home, his Englis h is virtually accent free. He is not classified as LEP by the District. Marcos talked easily and rapidly, often so rapidly that it was difficult to understand him. In answering questions, he often elaborated beyond what was necessary, seeming to want to engage with me. Some answer s were carefully considered, while others were spontaneous. He often changed subjects in the middl e of an answer as something new seemed to strike him, even launchi ng into long stories. In choosing a 9th grade school, both Gianna and Marcos were attracted to technology. Gianna found out about high school options when the schools made presentations at her middle school. She and her best friend chose Tech High School (Tech) for the technology and their emphasis on group projects. Gianna™s choice was not related to her career goal of being a sonogram technician, a career she has researched in some detail. Nor was it related to her other 114possible careers as a photographer or a teacher. As with the stayers, Gianna™s mother supported her choice, but did not participate in it. Marcos found about MBHS from his mother™s friend whose daughter was a student there. Like Gianna, he chose the school for the technology and group projects, but planned to learn skills for his own business creating video games. Ent husiastic about these plans, Marcos talked at some length about what he would have to do to implement them, includi ng options for different situations. He is also working on developing the necessary technical skills on his own. While his friends applied to the HHS career magnet, Marcos applied to MBHS. His mother was the only parent among the interviewed students who appears to have taken a hand in choosing a school. Neither she nor Marcos investigated other schools, but he knew that his attending such a good school would make his mother proud. By the end of 9th grade, both Gianna and Marcos were unhappy with their chosen schools. The technology did not live up to their expectations. Gianna switched her focus to photography and transferred to a photography program in the career magnet program at HHS. Despite his unhappiness with the MBHS program, Marcos decided to stay. But he became a leaver involuntarily at the beginning of 10th grade when, for reasons that are not entirely clear, he was told not to return. Though he did not l eave voluntarily, he had good reason to look for a better fit. Transferring to his assigned high school, HHS, was his only realistic option. Unlike Gianna, whose early decision allowed her to enroll in a specialized magnet program, Marcos had little choice at such a late date but to enroll in the general high school program. I arranged interviews with these two students with their mothers who then brought them to the interview room at a local branch library. I had several phone conversations with Marcos™s mother, in a combination of English and Spanish, to explain the process and to arrange and then 115change the interview time. I don™t know what role, if any, either Marcos or Gianna played in the interview arrangements. 116Section 3: The Interviews. In this section I first descri be how I followed the data analysis process set forth in Chapter 3 to derive the themes and their co mponent elements from the student interview responses and the resulting theoretical framework. I then de scribe in detail the student perceptions, quoting them directly, that support the resulting theoretical framework. The themes. To address hypothesis 3, that students will perceive certain factors as leading to their school choice and persistence, I first analyzed the interview data using the inductive method described in Chapter 3 to develop a theory of what mattered to these students in their experience of choosing a school and either staying or leaving. I reviewed the interview transcripts twice to complete the open coding st ep of inductive theory-building. On the first review, I considered broad themes that students be lieved helped them to persist, or not, in their chosen schools and were discussed by all of the students. Five themes resulted: family, help, student characteristics, social, and school. On the next, more detail ed review, I coded the student responses for those five themes, then identi fied fourteen common types of statementsŠ elementsŠin the responses. Figure 4 shows the preliminary organization resulting from this coding scheme. In reviewing and refining the elements, ax ial coding, I looked for relationships among the elements and the themes and re-organized them to better reflect the student s™ perceptions of key factors in their school persistence. Statements under the social theme related primarily to school, so I eliminated it and moved its categories to th e school theme. Because the help theme does not operate in isolation, I eliminated it and moved it s statements to the family, school, and student characteristics themes. 117 On further consideration of the student characteristics theme, it became apparent that the statements referred to different types of charact eristics. Accordingly, I created two new themesŠ sense of agency and self-efficacyŠfrom that them e and its categories. Finally, recognizing that student statements reflect their own perception and experience in the family and the school, those themes were renamed fifamily experiencefl and fischool experience.fl In the last review of the themes, selective coding, I looked for any further relationships among the themes and connected them to two pr imary themes, or topics: family and school match. One theme, a sense of agency, operates ac ross both main topics so was assigned to both. During this review, I also incorporated the hypothesized factors from prior theory. Student responses were re-coded for each of those factor s and the factors matched to the themes and Figure4.Preliminary OrganizationoftheInterviewResponses. Familyo Messagesabouteducationo Support Helpo Availablehelpo Askingfor,accessingandacceptinghelpo Givinghelp Student characteristicso Takingresponsibilityo Strengthsandweaknesses o Student™sidentity o Goals Socialo Friendso Otherpeerrelationships Schoolo Relationshipswithteachersandotheradults o Studentdescriptionofschool o Schoolconnection togoals 118elements of the inductive results. Table 22 is the final organization of the two main topics, family and school match, with their related themes and component elements. Directly below each theme in the table is the positive expression of students™ perceptionsŠthe messages that came through in their interview responsesŠof each of the four themes. Though the students experienced different levels of the positive expressions, these themes emerged as important to all of them. Table22.InductivelyDevelopedMainTopics, Themes, andElements MaintopicsThemesElements FamilyFamilyexperience fiTheybelieve inme.flMessages about educationHelp andsupport SenseofagencyfiImakeithappen.fl Askingfor,accessing andacceptinghelpGiving helpTakingresponsibility Schoolmatch Schoolexperience fiIfoundmyplace.fl Relationships within theschool:teachers,administrators,friends andotherpeersExperienceoftheschoolandschoolconnection togoals SelfefficacyfiIbelieve Icandoit.flStrengths,weaknesses, student identityGoals SenseofagencyfiImakeithappen.fl Askingfor,accessing andacceptinghelpGiving helpTakingresponsibility 119As part of this process, the hypothesized factors were evaluated against this framework. Those factors, as expressed in Hypothesis 3, are: The nature of relationships with adults and/or peers at school; The level of parental or other adult support and encouragement; The level of engagement in the work; The existence or lack of extracurricular activities; Feeling safe or unsafe; Understanding of and ability to comply with school rules; Preparation for college or chosen career; Bonding with or pride in the school; and Feeling competent or incompetent to do the work and succeed. Of the nine hypothesized factors, four were clearly supported by the interview data for all students and fit within the themes and elements listed above. Th e first factorŠthe nature of relationships with adults and/or peers at schoolŠis identical to the school experience element of relationships. The second factorŠthe level of parental or other support and encouragementŠis identical to the family experience element of he lp and support. The third factorŠpreparation for college or chosen careerŠis identical to the goals element for self-efficacy in school match. The fourth factorŠbonding with or pride in the schoolŠwas seldom di rectly mentioned, but each of the three stayers had a strong connection to the school. Their statements related to the school match topic, especially regarding their re lationships and experience of the school. Two of the hypothesized factorsŠfeeling safe or unsafe and existence or lack of extracurricular activitiesŠwere mentioned by on ly some of the students. Those factors are important, but do not seem to have the same unive rsal and pervasive impact as those described 120above. Both contributed to their school experience, affecting the match between the student and the school, and I considered them within the el ement of fiexperience of the school and connection to goals.fl The remaining three hypothesized factors were seldom if ever mentioned by the students. The factor fifeeling competent or incompetent to do the work and succeedfl in reality is a part of a student™s self-efficacy. Thus, by definition, those with high self-efficacy feel competent and those with low self-efficacy feel incompetent. The factors filevel of engagement in the workfl and fiunderstanding of and ability to comply with sc hool rulesfl are similarly parts of the taking responsibility element of a sense of agency. Ne ither was mentioned specifically in the student responses. Finally I compared the significant quantitative results to the theoretical framework to look for further information on the theoretical fr amework. For the most part, those results were already incorporated into the framework. Because the interview sample is so small and shows only general differences, the responses did not add any information to further that analysis. The interview data do show that each student is uniq ue and has different combinations of strengths and do not necessarily match the broad statistical conclusions from the larger sample. Students™ perceptions of their experience.20 The theoretical framework derived from the students™ interview responses (Table 22) summa rizes their perceptions of key factors in their level of school success and persis tence. What matters most to these students in both the school choice decision and their school persistence is expressed in the two main themes: the family and the match between the student and the chosen sch ool. Consistent with the quantitative results, 20 Student statements quoted in the remainder of this chapte r are all from personal interviews conducted in the spring of 2014. Marisa, David, and Samantha were interviewed on May 16, Gianna on June 10, and Marcos on June 11. 121these topics operate somewhat differently in the choice decision than they do in persistence. The themes and their elements, however, are essentially the same for both. In describing the themes developed from th e student interviews, I note differences among the students, particularly differe nces between stayers and leavers. I do not pretend to generalize these five students to all stayers and leavers. These particular students do, however, present a variety of characteristics, both personal and family, that ar e not uncommon in the larger population (Tables 19 and 21). The themes derived fr om their experiences, then, are informative, giving us a sense of what might be important for other students. Family experience: fiThey believe in me.fl The importance of the family indicated by the universally high DAP family context scores is clearly supported, at least for these students, by the interviews. (See Table 21, above, for key char acteristics of the students™ families.) All of the interviewed students express the sense that their families believe in them, but the stayers do so more clearly than the leavers. Despite the cons istently positive perceptions they have of their families, the level and kind of support the students receive differs based on the family™s personal and material resources. Overall, the stayers™ fa milies have more of th ese resources than the leavers™ families, though there are some exceptions. All look to and depend on their families for support, advice and encouragement. Gianna expressed this most clearly when asked why sh e believed she could reach her goals and worked toward them when many of her peers did not. Re ferring to her mother a nd her older sisters she said, fiI don't think other people my age have peop le they can look to as a role model like I do and anybody to support them and give them that boost that they need to do well in school, or anything like that.fl Marcos also looks to his family, which consists only of his mother, but she has far fewer resources, both material and otherw ise, to offer him. At the same time, he appreciates what she does give him. 122All live with their mothers and fiMomfl plays a central role in their lives. When asked who they can count on for help, three of the five students immediately named their mothers. Samantha added that, fiWe have a really close relationship and so far we™ve been good. She™s supported me in everything.fl Marisa names her mo ther, saying, fiShe™s always been there. I mean, she™s really the only person that I have.fl David, who lives with both parents, named both mother and father. Marcos, the lone wolf whose mother is least able to provide support for her son, talked about her efforts to provide for his physical needs, including economic help from her friends, and the advice she gives him: fiShe always keeps the fridge full . . . and she has really a lot of friends who get donated clothes . . . and any time she has the money, she™ll buy me the stuff I need. . . . She gives me lots of advice, like ‚don™t do this™ or listen to me . . . or she even gives me quotes from what people say so that I can rethink my actions.fl Fathers also matter to these students, even if it™s only because of their absence. Some miss the support they would expect from a father . Marcos is somewhat wistful, though matter of fact, when he says, fiIt™s just me and my mom. I have, uh, my dad is, I don™t know . . . where he is right now.fl Gianna™s father is sometimes in her life but, she says: The times my dad wasn™t around it was very hard for me to focus in school and that just, like, really brought me down. And I sometimes wi shed that I had some support, like more support from him. . . . I can say that most students that have support from their mother and their father have it easier than just one parent alone. Except for David, who refers to both parents more often than to either one separately, when present the father™s direct influence, though important, is less th an the mother™s. When asked about encouragement from her family, Sama ntha replies, fiMy mom and my dad . . . but mainly it™s my mom who encourages me, my da d doesn™t really do that.fl About her mom she says, fiShe™s always encouraging me, she™s always giving me advice.fl She talks in detail about 123her mother™s constant involvement in monitoring her school work, but about her dad, she says only, fiHe just says work hard for it [school success], and, um, keep doing what you™re doing, like keep it up.fl Students report relatively few other relatives in their lives, leaving them and their families isolated from some potential s ources of support. Gianna mentions her grandmother as someone she can ask for help and relies on her older sisters as role models. David relies on his cousins for advice and homework help. Marisa talks about some help from aunts and uncles, saying, fiMy family sticks together, we support each other and everything . . . and, like, my aunts and uncles, they see how my mom str uggles and they always try to help us. . . . It™s just family, we stick together.fl But Marcos and Samantha have no or limited extended family contact. Overall these students rely primarily on their nuclear familie s, particularly their mothers, for support and guidance. Messages about education. All of the interviewed students get messages from their parents about the importance of education and of working hard and doing well in school. Often those messages are direct but sometimes they ar e indirectŠimplicit in the family expectations and the role models, both positive and negative, in students™ lives. These expectations and role models are among the personal resources that differ substantially among the students. The leavers mention fewer direct messages than the stayers. Both get indirect messages. Marisa™s mother tells her fithat school is ever ything, that school is the key to your future, and if you take advantage of your school right now, you can be something big and you won™t have to work so much in the future.fl Marisa describes her siblings as negative role models whose example she does not want to follow. Her older sister cut her college education short when she suffered personal problems; her older brother graduated from high school but has no 124plans to enroll in college. Her mother tells her, fiBe better than me, be be tter than your sister or brother . . . I have hopes with you.fl David receives similar messages from both of his parents: fiMy dad, my mom, always want me to have [an] education. . . . My da d, he doesn™t want me to work like him in construction in the sun or in the cold. And he wants me to have, like, something, at least education or have a good job.fl They also tell him education is the key to reaching his goals, that if he wants something he has to fistudy for it . . . you want to be somewhere in life, be something and, like, have great things, you gotta [sic] study.fl Their overall advice is, fitry my best, never give up, and whenever you need help, that we™re there.fl A cousin with whom David has a close relationship is a role model, both positive and negative. Though he dropped out of high school and works as an auto mechanic, he encourages David to stay in school and helps him with homework. Influenced by work with his cousin, Da vid also is interested in working with cars, but unlike his cousin, he plans on a college degree and a career as an au tomotive engineer. Like Marisa™s and Jonathan™s parents, Sama ntha™s parents also encourage and support her education. Unlike the others, though, Samantha™s mo ther is directly involved in her education. fiMy mom, she™s really strict on me. Every day sh e™s, like, don™t you have homework to do? . . . And then she™s, um, aware of my grades . . . sh e contacts the teachers.fl When Samantha was not doing well academically in eighth grade, her mother fiwould get mad at me for not doing good [sic] in school. And that made me realize I had to step up my game, I can™t stay right here. I have to be, have to improve.fl Gianna™s messages about education are mo re indirect, coming primarily from the example of her older sisters w ho are all college graduates and from the apparent implicit assumption that she will follow their lead. He r mother has supported her school choices but, Gianna says, fiIt was absolutely my choice.fl Though less involved, her father™s message is more 125direct: fiStay in school cuz [sic] that™s what ™s gonna get you through life.fl Marcos has had a difficult time in school, being fikicked outfl of two and struggling in others. Though he doesn™t say it explicitly, it is obvious that his mother tried to find good schools for him. Her friend recommended MBHS and she suppor ted that idea. Marcos applied to that school because, fiYeah, it was one of the best schools there is, or so I heard so, so I wanted to, like, make her proud, so went there.fl Marcos also says that he needs an education to be able to help his mother financially: fiMy mom is barely able to pay the bills . . . so it™s kinda [sic] hard. I got to go ahead and try to get . . . [an] education.fl In response to messages their parents give them about education, each student expresses some form of the fiAmerican Dreamfl as a goal an d a motivator for efforts in school. The drive toward the American dream is strongest in the stay ers, all children of immigrants. Nearly all of the messages from their parents about school and education focus on fibeing better than I am.fl David is particularly proud of the fact that, fiwhen I graduate [from high school], I™ll be the first one to graduate from my whole family.fl In speaki ng of his parents, David says they want him to have an education and more opportunity because, fiboth of them were born in Mexico, and they only, like, didn™t even finish middle school.fl Mari sa™s mother, as noted above, tells her to fibe better than me, be better than your sister or brother.fl Samantha, too, is aware that her mother™s fieducation wasn™t really good so . . . I have to, like, make the difference.fl Though Gianna does not report such a direct message about being fib etter,fl she clearly articulates the American Dream when she says: I always wanted to make my family proud, and I knew that school was going to get me through that, get me to college, have a good j ob, have a big house with the white picket fence everyone dreams of, so I knew that if I wanted that I would have to do that in school. 126Parents have high hopes that their children will have better and easier lives than they have had. As a result of those messages from their parents, stayers and leavers alike believe that education is the key to a secure and happy future and that hard work is necessary to get there. All aspire to that goal. The stayers have identified an education and career plan to reach that goal and are certain that with hard work they will be succ essful. The leavers are less certain of their ability to reach the dream. Even Gianna, who has role m odels to show her the way, is uncertain of how directly she can get there. She is considering several different careers and of her future, she says, I know I™m going to college. I know that for a fact. But I want to go back in and out of college because I know how expensive college is. Hopefully I make up my mind [as to a career path] at the end of this year, so . . . I™ll get a grip of something. Marcos is even less sure of the success of his future plans. He plans to go to college and hopes for a scholarship. If he doesn™t get that, which seems unlikely given his academic problems, he would start a fitax businessfl with his mother, finot permanently, just [to earn money to go to college and] in case I get fired from a job or something like that, which I™m hoping doesn™t happen.fl His uncertainty contrasts with the absolute confidence of the three stayers. Help and support. Their families™ limited resources restrict the level of help and support that is available. Understanding that their families, especially their parents, believe in them is the key form of support. Each family does what it can to help and support its student™s efforts to get an education. Personal resources within the family are most impor tant, though material resources rise in importance for those whose fathers are entirely absent. (Marisa and Marcos each talk about their mother™s financial struggles while the others do not.) Fairly typical of families in poverty, and especially immigrant families, personal resourcesŠthe knowledge, experience and ability to successfully navigate the requirements of particular situations and institutionsŠare limite d among the families of the interviewed students. 127As a result, most are unable to provide much help or guidance in matters related to school. Most have little education themselves and no experi ence with the United Stat es education system. Only one parent, of a stayer, monitors her daughter™s homework and grades and communicates regularly with teachers. Beyond believing in them, the one kind of help and support all of the parents provide for the students is the assurance that they stand behi nd them, support their de cisions with regard to school, and are available to help whenever it™s needed. David™s description of the support he receives from his parents shows their unconditional willingness to do anything they can: My parents always support me. For example, they need to do paperwork or anything, my parents were always there and, like, [pauses] cuz I know like the choices I make is for my own good, which will affect me later in the future. And, like, whatever I wanted or needed to do for school, they were always there for anything. When Samantha did not get a response to her ECHS application, she cal led the school to follow up. When asked whether she or her mother deci ded to call the school, she answered, fiWe both decided it, cuz [sic] they said they were going to send us a letter. We never received it, so I was, like, well, I™ll give it a shot first, and then if not . . . you can call next.fl Their efforts were successful. This unconditional family support carries ove r to the school choice decision which is entirely the responsibility of these students, even when a family member suggests a school. Marisa™s sister attended the community colleg e affiliated with ECHS and recommended ECHS to her, but Marisa took the initiative to learn about the school and the application process. Of her mother™s role in the school choice decision, she says, fiShe supported me. She said ‚whatever you want to do I™m behind you, and if you ever need me , just tell me.fl Similarly, Gianna says, fiMy mother supported me, whatever sc hool I wanted to go to, but it was absolutely my choice.fl This 128was the case for her original choice of 9 th grade school and the change to a new school for 10th grade. As previously described, the interviewed students, with the possible exception of David, turn first to their mothers when they need help or advice. Fathers, when in the picture, are usually second. Siblings and other relatives are sometimes mentioned as well, but in limited ways. Generally, students don™t ask family members for academic help because they do not have the necessary knowledge. As Marisa says, fiReally I have to just depend on the teachers if I had a problem, cuz at home nobody really knows what I'm talking about.fl Though David doesn™t ask his parents for help with school work, he does turns to his cousin and to teachers and staff at school. The stayers all report readily turning to their parents for help and advice on personal and other issues. The leavers are less likely to do so. Marcos does not like to ask for help at all, saying, fiI don't really like asking people for help . . . I just do that on my own,fl though he does get some homework help from his girlfrie nd. Gianna asks her mother for advice, but prefers not to talk about personal issues such as problems with fr iends: fiI usually don't like talking to many people about real, real personal things. I try to keep it within me and that other person.fl This backdrop of apparently unconditional support and the belief in their child™s ability to do what is necessary to succeed in school is certainly a powerful motivator for these five students. Though varying with the level of support, it leads to confidence in making the school choice decision and the decision whether to leave a chosen school. Most feel adequate to the task and grow in confidence. At least one of the leavers, however, has been less successful. Though Marcos usually expresses confidence and certainty, realistically based on past experience his plans always include a contingency for failure. Sense of agency: fiI make it happen.fl The interviewed students™ sense of agency operates both at home and at school. Their families™ clear messages about the importance of education combined with their limited resour ces leave them with a drive to succeed and 129essentially in charge of their own education. How well they navigate the school system in pursuit of that success depends to a great extent on thei r willingness and ability to take control, make their own plans, and make those plans happen. All of these students are active choosers. Four of them, including the three stayers, made that c hoice entirely on their own, demonstrating both willingness and ability to take control. They clea rly understand that if they don™t take control, no one will. This sense of agency and the confid ence and energy with which they actively make things happen are striking. Agency goes beyond belief in the ability to do something. As used here, it requires action toward a purpose. (Self-efficacy, defined here as the student™s belief that he or she can do what is necessary to succeed, underlies the sense of agency and is discussed further below.) It requires actively seeking and using resources toward that purpose. One hallmark of the sense of agency for these students is their seeking out, accessi ng, and accepting appropriate help to reach their goals. Asking for, accessing, and accepting help. While the family experience theme focuses on the resources, including help and support, experienced by the student within the family, a key element of the agency theme is using help from the family as well as outside help. In the interviews, the stayers talked much more than the leavers about their use of help at home and at school. They make sure they know what help is available and how to access it. At home they readily approach parents and other family member s for advice and help with problems. At school they take advantage of scheduled tutoring when needed. They cultivate positive relationships with teachers and administrative staff and learn th e type of help to ask for from each. They know when teachers are available to students and wh ere to find them. They choose friends who are good role models and count on those friends for he lp as well as offering help in return. 130Beyond the statements of encouragement and support they receive, the three stayers ask their families for help that is primarily personal. Marisa and Samantha bot h ask their mothers for help. As Marisa says, fiI can talk to my mom about anything. Sh e really helps me and gives me advice. David asks fimy dad, my mom, both pare ntsfl and his cousin for help with personal issues. Other than David, who asks his cousin, these students do not ask their families for help with school-related matters. Because their fam ilies do not have the knowledge or experience to help them, they rely instead on school personnel and friends for that kind of help. Teachers, administrators and friends at school are resour ces for personal help as well. The stayers know that the teachers are generally available in their classrooms or their offices. As David says, fiThey™re always in their office. Like right now I think they™re in their office, they only have . . . from four to five [classes]. So they™re usually there from nine to 11 or from eight to 11.fl On academic questions, David says that one way his teachers would describe him is fiwhen I need help I always go to them.fl Samantha describes herself similarly: fiAnd if something™s hard for me, then I go and ask for help if I can™t do it myself.fl Marisa asks for help and takes advantage of tutoring: fiI always go to tutoring. I ask for help with anything I need.fl They are comfortable asking for that help, describing their teachers as finice and helping,fl and fireally, really friendly,fl and fiaccessi ble at any time.fl They know this because they have made the effort to ask for help to cultivate positive re lationships with adults in the school. Each names more than one specific person they are comforta ble with. Samantha names a particular teacher she asks for help. David and Marisa, as member s of the Ambassadors Club, name the advisor for that group as a trusted source of help and advice, both personal and academic. David talks about the principal: fiHe™s really good. He really helps a lot. . . . Like, anything I need or need any help, he was always there.fl Another, named by both Marisa and Samantha is the school registrar. In particular, Samantha says, 131I would go up to him a lot. I feel like I can tr ust him. I have confidence in him. And not only would I talk to him about my personal life, but about my education and ask him what I should do. Or if I feel like I™m not understanding a teacher, what should I do to understand him or her more? Friends are both role models a nd an important source of help for the stayers. This is perhaps the greatest contrast betw een the stayers and the leavers. In contrast with her middle school friends who fiweren™t that interested in education,fl Samantha™s high school friends are fikind. They™re responsible. And all the friends I have focus on their education. . . . They have no tolerance for drugs.fl She especially asks her best friend, who is fion top of her goals . . . determined . . . a straight A student [and] rea lly smartfl for help with both personal and school issues. Her friends, Marisa says, fiare kinda [sic ] like me. They're like studious, they're really committed, they're, um, straight A students as well. They're funny, they're weird, they're crazy, and I really like them. . . . My friends, they're always there for me.fl David has made friends with upperclassmen who, he says, fihelp me a lot a nd they™re more mature, they™re like more into school. Like they help me think of, like, what cla sses to take, and they™re really serious and they help me a lot.fl The leavers also access and use help, but to a lesser extent. Gianna is much like the stayers in her use of help, but she mentions fe wer people as helpers. At home she asks her mother, grandmother and older sist ers for advice, but gives few details of the kind of help. She is more specific about who helps and the kind of help she asks for at school. She develops relationships with teachers whom she can ask fo r help and takes advantage of tutoring sessions offered by the school. At both her 9th and 10th grade schools she talks about particular teachers she has asked for help both personal and school related. Of one 9th grade teacher she says, 132I know I can count on him. He actually was the one to give me, well he gave me a little bit of motivation and push to, um, strive and go to [HHS] . . . he was the one teacher that I could really talk to. Like I knew I could depend on him. And he just always told me that if I needed any help or advice that I could call him or talk to him. Gianna also mentions two English teachers at her new school whom she can count on for advice or other help. Though she generally describes the teachers at her first school as understanding in class, other than the three specific examples above, she does not describe the teachers in either school as helpful outside of class. Nor does she talk about a personal relationship with administrators. All she says about the principal at her first school is that fiI didn™t see her much. I didn™t hear from her much. I didn™t feel like she wa s very involved.fl By contrast, she describes the principal at her second school as being, fion the announcements every day, at almost all the games, all the functions th at we have. He seems ve ry intuitive with the school.fl Though she sees this principal as a positive feature of the school, she does not see him as a source of help for her own issues. While Gianna asks for help from some a dults at school, she does not have the same relationships with friends that the stayers rely on as role models and for help and advice. Though she and her best friend chose and attended Tech together, the friend stayed when Gianna left after the first year. One reason she gives for this is that, fiI think she made a little bit more friends than me.fl Of herself she says, It wasn't that I couldn't make friends, cuz I' m a very outgoing person. It was just . . . I didn't have an interest in it. Like, when I go to school I'm there to learn, like that's the sole purpose of attending. . . . So when they were doing all this extra stuff like dances and parties and stuff, I wasn't so interest ed, so I wasn't making as many friends. 133One reason Gianna gives for changing to HHS is that it is in the neighborhood where she has always lived and she knows everybody. At the same time, when asked about friends in the neighborhood who encourage her, she answers: Nobody like that. It™s not like I™m very, like, clos e to, I mean I have some friends that live in the neighborhood, we™ve been going to school together since kindergarten. But there™s not, like, any person that could influence me to do something or not do something.fl With her more limited relationships with bot h adults and peers at school, Gianna lacks the kinds of help that the stayers describe. This may be a function of the culture of the schools she attended. At the same time, she holds hersel f somewhat aloof from those around her, even in the school she calls her fisecond home away from homefl where she fiknows everybody.fl Marcos, on the other hand, is a self-described filone wolf.fl He does not like to ask for help or advice, either personal or academic. He does get occa sional homework help from his girlfriend and another friend, but is uncomfortable with that. While Gianna describes tutoring availability as one of the best things about the school, Marcos does not attend those tutoring sessions. His reasoning is that: There's tutoring, but tutoring all are only in th e mornings, which, aren't really, isn't really helpful. . . . There's kids who can't go becau se they take a bus. . . . Some people, they, even if they try to wake up, it™s hard for them to wake up really early. Me, for one.fl This is not surprising as sleepiness and boredom are part of hi s identity. On asking teachers for help at school he says, fiTruth is, no, I just asked if they could like maybe . . . do a little bit more interesting. They said, okay, but I didn't s ee it. I didn't see the interesting later on.fl It is possible that his refusal to ask for help is rooted in past experience where he didn™t get the help he asked for. Marcos is not a typical student and typically available help may not suit his needs. It could also be that, because of his attitude and past history, those who provide 134help may not react positively to him. 21 Certainly his past failures, whatever the cause, affect his current attitudes. Though I have identified the use of help and school relationships as separate elements of the family and school experience themes, they are interconnected. The process of seeking out, accessing, and using help builds generally positive re lationships that, in turn, improve the school match and bonding to the school. Some of the stude nts were critical of their middle school and its teachers, saying they were not available to students and not helpful. For those who take advantage of it, the accessibility to help is an important factor in bonding with the school. Giving help. Helping others further demonstrates the students™ belief that their actions make a difference. Though less common than usi ng help, all of these students talked about helping others, often as an important part of their identity. Marisa says one of her strengths is fiI like to help people. . . . My mom taught me to al ways help.fl At home, her mother is taking an English class and Marisa helps her with that. After college she wants to figet a good job and hopefully just start helping my mo m and give back what she gave me.fl She and her friends help each other and, she says, fiThey can depend on me whenever they need [anything].fl David and Marisa are members of a group that serves the school community as well as the larger community and both help fellow students with personal and academic issues. David in particular sees helping others as a large part of who he is and actively pursues opportunities to help, whether it be fellow students, the school or in the larger community. In describing the Ambassadors Club, where both he and Marisa are ve ry active members, he says, fiWe help the community, we represent our school very well, and whenever anybody needs help, um, we can 21 Werner and Smith (1998) noted this phenomenon in their longitudinal study of children beginning at birth, observing that happy infants elicited positive responses from adults while unhappy infants elicited negative responses. Those responses in turn affected the infants™ future behavior in an example of Bronfenbrenner™s (2005a) interactive feedback loop. 135help them.fl They are carefully chosen as lead ers in the school with some responsibility for culture and climate. As David says, fiIf we see something that should no t happen or anything, we had to, like, tell the office. . . . For example, if we see bullying, we got to report it.fl They also represent their school at inform ation and recruiting fairs. David also belongs to another community service group that volunteers at public and non-profit events in the city, doing such things as fihelp out with the kids, being in the . . . game booths . . . and help out in the heavy stuff.fl Marisa and David also both help their classmates with homewor k and school-related problems. When others need help, says David, fiI™m always there when they need help, especially freshmen, like when they need help with anythi ng.fl Marisa, too, helps classmates. For example, science is easy for her so, she says, fiI saw other students struggle with it, and then once I taught them, they™re like, oh yeah, this is easy.fl Both take their responsibilities seriously and are proud of the work they do. They have matured through the experience and the confidence they have developed is obvious when talking with them. Marisa, in particular , recognizes the benefits when she says, fiI used to be really shy, like never liked talking to anybody. But then I got the Ambassador Club and that really helped me. Now I just can really talk to anybody.fl Though not as active as her classmates, Samant ha also helps others in and outside of school. She volunteers at church every week where she helps with paperwork and registration for children™s programs. She seems surprised but proud of the confidence they have in her, telling her, fiyou™re a blessing . . . you really know how to manage, you™re responsible, you™re organized.fl The experience has boosted her conf idence. Samantha also feels responsibility toward her family, especially her younger sist er. She wants to live at home while attending college because her family, especially her younger sister, will need her support. Her goal is to attend a college in commuting distance because: 136 I wouldn't want to move that far from my family, cuz [sic] I know they also need my support. I have a little sister and, like I said before, my pa rents don't have a really good, they didn't have a good education, so I feel like if I move, my sister could be affected by that. So if I stay here and, hopefully I get in, I can help her. Gianna and Marcos, both leavers, are not engaged in community or other organized work, but do describe helping other students at school with their work. Gi anna sees one of her strengths in helping others to understand the work and says her teachers would describe her as being fithere when you need help,fl and fiI can tutor you.fl Marcos likes to work in a group and help the group members get the work done. He collects scrap metal to help with family finances and wants to help his mother economically in the future, to figet more money to be able to, lik e, get our house done.fl He has broader desires to help the larger community through his concern for the plight of stray dogs. He and his mother have taken in stray dogs. Though his career goals include becoming a video game developer, his first priority is to create a video game to raise awareness of the problem. He says, fiI don™t really want the money, I just want people to be concerned with the animals.fl The leavers are not as engaged in helping as are the stayers and so do not reap the same benefits in confidence and increased maturit y. Though Gianna helps classmates, she does not describe the kind of reciprocal helping relationship with friends th at Marisa and David talk about nor does she interact with a larger group. Marcos describes a desire to help, and occasionally doing so, but his helping instincts do not translate into much in the way of action. As the children of single mothers, Marcos a nd Marisa both talk about wanting to help their mothers economically in the future. Marcos collects scrap metal to help with finances. Marisa helps her mother study for her English language class. 137Taking responsibility. Taking on responsibility, especially for their education, is another manifestation of the sense of agency. As with usin g and giving help, this element of the sense of agency theme requires action on the part of the stud ent. It is more than being given responsible roles by others. The key difference lies in taking control. The stayers all took responsibility for choosing and applying to a 9th grade school. Samantha had some help from her mother, but Marisa and David were on their own. When it was time to choose a 9 th grade school, Marisa says she fiwasn™t really informed about much, about how to apply or anything.fl Many 8th grade students don™t take the initiative to do what Marisa did: fiI actually had to go to my counselor. . . So I just talked to my counsel or to see what I had to do, what are the requirements for this school, and she gave me the applicat ions and I just filled them out and just sent them in here.fl Her mother supported her in the process but did not have the experience or knowledge to take an advisory or other active role. Samantha explains the difference in motiva tion between herself and others in middle school by saying, fiThey didn™t focus on their education much. If they didn™t understand, they would just copy off, and I would actually . . . go and ask the teacher cuz, I mean it had to benefit me. Like it was gonna [sic] benefit me if I didn™t know it.fl When it came time to choose a 9 th grade school, she decided, fiWell, it™s up to me no w. I have to make a choice of where I want to go.fl In school she says her teachers would describe her as firesponsible . . . prepared in every class.fl She is proud of that fact. The differences between stayers and leavers ar e less evident here. Again, Gianna is more like the stayers and any differences are more a matte r of degree than of substance. She describes putting herself in AP classes fifor two reasons: on e, to push myself and two, to get away from troublemakers in my classrooms.fl Of a college re adiness program (AVID), she says, fiI felt that gave me the extra, like, push, too, to get into a college. . . . After they put me in there, my 7 th 138grade year, I felt like that was a great program for me, so I decided to take it in 8 th and 9th grade.fl These are not something Gianna™s mother did for her, or told her to do, but something she took the responsibility to do for herself. Marcos is less willing or able to take responsibility just as he is less willing to seek out or use help. He has suffered more failures than the ot her students and seldom attributes them to his own action or inaction. Some of this attitude likely comes from the fact that he has had trouble in school for years. He first reports being kicked out of a private school in 6th grade fifor doing something I didn™t even commit. In other words, the . . . whole class hated me. I didn™t know why.fl Other efforts to choose a school, or to stay in a chosen school, have led to similar results. When he took the entrance test for a magnet school for 7 th grade he says, fiI did not understand a single thing that they gave me . . . so I wasn™t able to go to such school.fl Finally, though he had problems in 9 th grade at MBHS, he intended to return there the next year. But he figot kicked out for being absent for just on the first day.fl He says he does not understand why, just that he missed the bus and figot a call sayi ng that the principal has my pa pers ready so that I could be signed out.fl Given this history of failure that he believes he could not control, it is not surprising that Marcos believes that he cannot control his future. He has much higher DAP scores in all areas than does Gianna, but it seems that her belie f that she is in control motivates her to take responsibility for her future and work diligently toward her goals. The three stayers and Gianna primarily take responsibility for their education and the work necessary to achieve their goals. All of th e students, including Marc os, have similar goals for the future: to graduate from high school, to ea rn a college degree, and to find a good job that pays well. All are moving toward particular fiel ds that interest them . Some have taken the initiative to research college entrance requireme nts and the requirements to enter their chosen fields. They work every day to move toward thei r goals. Marcos™s goals are similar but he also 139has contingency plans in case of failure at any point. While the ot hers have charted a single path and expect to follow it, successfully handling any obstacles along the way, Marcos does not believe he can control what happens to him and, as a result, has given a lot of thought to other possibilities. When faced with everyday problems, Gianna, Samantha, David and Marisa act to resolve them. They ask for help when they need it. They purposely choose challenging schools and classes. They take responsibility for everything from such simple actions as asking to close the classroom door against hallway distractions (Gianna) to finding ways to make boring classes interesting (David) to refusing to ever give up in the face of problems (Marisa and Samantha). In short, they focus on their goals and the everyday actions that are necessary to achieve them. David™s and Marcos™s opposite attitudes toward boring classes illustrate the extremes of the differences between these stayers and leavers. While Marcos asks the teachers to fimake the classes more interestingfl and complains that they don™t, David takes the responsibility on himself: fiI have to make things interesting so I can like, get good grades, like, I can understand it better, understand the work better.fl School experience: fiI found my place.fl As would be expected, the clearest difference between stayers and leavers is in their perceptions of their schools: stayers believe they have found their place in their chosen 9th grade school while the leavers ar e sure that they did not. At the same time, both leavers are hopeful about their 10th grade school. Though students tend to choose schools based on external factors such as academic reputation or the programs offered, the match between the student and the school is more complicated than that. The interview responses i ndicate that the reality of daily life in a school matters most for student persiste nce. That reality can vary based on how an individual student experiences it. The interviews reveal two elemen ts of particular importa nce in the decision to 140leave a school or to stay: relationships in the school and the connection between the school and the student™s needs and goals. Relationships within the school: teachers, administrators, friends and other peers. The relationships of students with adults and peers in a school are a primary factor in school persistence. Positive connections to the people in the school enhance the connections to the school itself. Accessible, helpfu l and supportive adults and comp atible peers are key to the formation of positive relationships. For the three stayers and Gianna, building relationships with fihelpfulfl teachers and administrato rs is a necessary part of seeking and using help at school. For these students, teachers are as important outside the classroom as within it, if not more so. The stayers commented very positively a bout the availability of teachers for help and support, both academic and personal. Marisa sums it up when she says, fiAll the teachers are really nice with helping. They make it where to the point where you can just go in their rooms and just start talking to them and they are real ly, really friendly.fl David echoes that, noting that the teachers fiare always in their officefl and accessible to students. And Samantha says, fiI like that the teachers, they attend th e students. They help them with anything they want and they're accessible at any time.fl She goes says about one t eacher who has been particularly helpful, fiHe gives me good advice, helps me.fl Through their participation in the Ambassa dors Club, both Marisa and David developed strong relationships with administrative staff. A ccording to Marisa, fithe ambassadors are really, really close to Ms. S . . . so with anything we need we always go to her.fl David agrees and says he also gets academic help from Ms. S, filike es pecially for essays . . . and she helps in other things, too.fl Both the principal and the school registrar are mentioned as very friendly and helpful as well. Samantha says of the registrar, fiI would go up to him a lot. I feel like I can trust 141him, have confidence in him . . . . I would talk to him about my personal life [and] my education and ask him what I should do.fl My own observations and interactions with admi nistrators at ECHS were consistent with the student descriptions. Both the principal and re gistrar were very helpful to me in everything from arranging a meeting with all of the 10 th grade students to working with the students to facilitate the interviews. Students, not just thos e interviewed, were very clearly comfortable with both of them. The registrar, in particular, seemed to spend most of his time talking with students who wanted his help. I met several other administ rators, including Ms. S, and all were friendly and positive toward the students. For the stayers, the availability of friendly and helpful teachers and administrators creates a positive and supportive climate in the school th at encompasses relationships among the adults and, for the most part, among the students. fiI think that since our school is small, everybody knows each other,fl says Marisa. fiEveryone knows all the teachers and it's a good relationship. Everyone has a good relationship with each other.fl As to the teachers specifically, Samantha says, fiThe teachers have a really good rela tionship [and] have a good attitude toward each other.fl As a result, Marisa, David and Samantha are comfortable in the school and feel that they belong there. All express a strong connection to the school and the plan to stay in that school until they graduate. The leavers™ relationships with adults in thei r schools differ from those of the stayers. The differences for Gianna are more a matter of degree than substance, while Marcos has virtually no relationships. Though her 9th grade school did not suit her in other ways, Gianna still talks positively about the school ba sed essentially on the availabili ty of help from the teachers and the connections she made with them. In genera l, she says of the teachers, fiThey were just very understanding in class. Like they would take the time and, like, stop and get to you that 142moment.fl And of one teacher she says, fiI know I can count on himfl for personal as well as academic advice. In her 10 th grade school she gets help and advice from fia couple of my English teachers.fl Gianna does not describe a relationship with any of the school administrators in her 9 th or 10th grade schools. When asked she says she doesn™t feel her 9th grade principal fiwas very involved.fl But she describes her 10 th grade principal positively, as present fion the announcements every day . . . [and] at almost all th e games, all the functions we have.fl Then she adds, fiHe seems very intuitive with the school.fl Li ke the stayers, Gianna connects with teachers whom she asks for help; but unlike the stayers, he r experience with other school staff is indirect. Of his 9th grade school, Marcos says fithe teachers are pretty much okayfl though the ficlasses are boring.fl Elaborating further he says, fiWe had to do page this, and this, and this. So, in other words, the teachers aren™t really doi ng their job.fl He does note that he enjoyed two classes that were taught differentlyŠmore in keep ing with his preferred learning style. At the same time, Marcos does not talk to these or othe r teachers or ask for help. Likewise, he had no contact with the principal in 9 th grade and his only contact with the new principal in that school the following year was to be fikicked outfl by him. Peers, especially friends, play a large role in the interviewed students™ connection to their schools. The stayers report having friends at school who are like them in goals and attitudes toward school, and help each other. Marisa descri bes her friends as fikinda [sic] like me. They™re studious, they™re really committed, they™re straig ht A students as well. They™re weird, they™re crazy, and I really like them.fl Similarly, Sama ntha™s friends are fikind . . . responsiblefl and fifocus on their education.fl For David, friends who are fimore maturefl and fimore into school.fl are important. All, as described earlier, help their friends and rely on help from them. Neither of the leavers made many friends in their 9 th grade schools. Marcos is a loner by nature. His only comment about hi s fellow students are that they fiaren't that bad. They do their 143stuff and such.fl He did enjoy the opportunities to work with other students in teams, but did not develop relationships with them. Gianna filos t contactfl with friends from middle school even though they attended the same 9 th grade school. Though she describes herself as very outgoing, she fididn™t have any interestfl in making friends . Instead Gianna focused on her school work in 9th grade and did not participate in social activities. As a result, neither Gianna nor Marcos expressed any regrets at leaving their peers behind when they changed schools after 9th grade. It seems that both Gianna and Marcos have found more compatible peers in their new 10th grade schools; both talked about friends as a positive result of the change. Still, when interviewed at the end of 10th grade, they talked only of their comfort at returning to a school in their neighborhood where they already had friends. Marcos, in particular, said it was fia pretty happy momentfl when he changed schools because he would be in the same school with his girlfriend and the fifriends that, you know, I met over in 8 th grade.fl Gianna, too, was happy to switch to a school where fiI already know everybody.fl This contrasts with the stayers, who left old friends behind and made new friends, helping to connect them to their chosen 9 th grade school. The makeup of the student body, beyond frie nds, can also matter in the school match. Students described disruptive students and bad at titudes toward school as something they hoped to get away from when they chose a school . Marisa comments on her perception of her neighborhood high school: I don't think I would be as st udious as right now. I think I would just be like, wouldn't really care about school anymore. Cuz, to be honest, that's how mo st of the students are in that school. . . I don't think I would be th e same. I don't think I would have a future in that school. . . . And also the students, how, what their goals are, and they could influence other students.fl 144David echoes Marisa on the possible negative influence of a school dominated by students who don™t care about school, though he believes he would be less influenced. His home high school is fireally dangerous. . . A lot of fights, a lot of drug addicts and, uh, it's crazy, really crazy. . . . Everybody doesn't even care. Nobody woul d really care at that school. And, there are usually a lot of dropouts.fl He goes on to say that if he went to that school, I would be a bit affected, but I mean, like, fo r me, I want a great education. I want, like, to do something in life. So . . . It might affect me a little bit, but I mean, I'll still be like pay attention and do my work. Most of the stayers™ comments about their 9th grade schools revolve around the teachers and administrators and how much they care about and support the students. In negative comments about other schools one focus is the i ndifference of the teachers and principals. A second focus of negative school comments is th e problems caused by disruptive students. Those problems range from distracting classroom behavior to drug use and fights in the hallways. As described above, Marisa, the top student at her school, comments that she would be a different student in a school like that because of the atmosphere created by i ndifferent teachers and students who don™t care about school. As the students describe their experience with other people in their schools, it is clear that they feel connected with the school when they find helpful, supportive, and caring teachers and administrators, a few friends who share their goals , attitudes and interests, and other peers who care about school and act accordingly. Key to a positive school experience for the stayers, for the leavers this connection is not experienced to the same extent (Gianna) or at all (Marcos). Experience of the school and school connection to goals. The students talked about their school choice decision in terms of their goals and interests. In addition to an early college high school, the stayers applied to ma gnet schools that focused on their career interests. In the end 145they decided that earning a two-year degree in addition to a high school diploma would be more beneficial in achieving their goals. The opportunity to get ahead faster, to save money and time in college, and to grow in independence and responsibility in the colleg e environment appealed to all of them. David, for example, chose an early college school because, fiI graduate with an associate™s degree . . . a huge advantage, and I would save my parents a lot of money as well.fl ECHS, in particular, has fimore of a college envi ronmentfl than the other early college school he considered. Marisa, too, points to the benefits of figetting my hi gh school diploma as well as my associate™s degreefl in four years and fisav[ing] a lot of time and money.fl Samantha talks about those same advantages and adds that fiit prepares you for the outside world because, right here, it™s like you™re basically an adult.fl Marisa agrees that it fiwill help us when we go off to universities where we™re all by ourselves and we™re not gonna have a teacher telling us, do this or do that.fl The stayers have nothing but good things to say about their school. They have found the academic focus and compatible friends and peers th at they wanted. Though all were uncertain of their ability to handle the inde pendence and the college-level work at young ages, they found both to be challenging but manageable, and have grown as a result. Though their school does not prepare them for the specific careers they are interested in, all will n eed a four-year college degree to pursue those careers, All are certain that the college preparation and experience will better move them toward their goals, both short- and long-term. Of the leavers, Marcos applied only to schools focused on his career interest in technology. fiI'm a technology guy,fl he says. fiSo when I hear d that I'd be able to get access to a computer and data, then about video gaming programming and such . . . I went ahead and chose 146that.fl His main purpose was to filearn more about creating my own video game.fl The school offered that specialty. Gianna™s career interests are less focuse d so far, but include three possibilitiesŠsonogram technician, teacher and photographerŠnone of which were a part of the curriculum of her chosen 9th grade school. Though programs related to those interests are available at other schools, she did not apply to them until 10 th grade. Gianna has expressed no interest in a career in either music or technology, but she applied on ly to schools that specialize in one of those areas. She and her best friend ap plied to Tech because fieverything was technology based . . . and only certain students will be accepted into the prog ram and I would be in a better environment.fl Gianna describes Tech as fia cool school to have. They provide laptops, iPads, things of that sort to the students. Everything is group project-based.fl When the highly competitive arts school did not accept her, she enrolled at Tech. Marcos and Gianna both found that the schools they chose were not what they promised to be. There was less use of technology at the business and management school than Marcos expected and, though the school offered courses matching his career plans in video game development, that was fifor 10 th grade.fl Technology classes in 9th grade focused on basic skills. fiIn the meantime, I had to do some stuff on the word processor [and] EXCEL,fl For the most part, he found the classes traditional and fibori ng.fl Though he knew that the school did not meet his needs, he still planned to stay there for 10th grade. At the beginning of that year, however, he was fikicked outfl he says, for missing the bus an d the first day of school. He offers no other explanation. He returned to his home high school where he says he is happier. Though he is not in a technology program, in the larger school he has found many more peers who share his particular technology interests. At the same time, his grades have dropped because he fipretty 147much slacked off.fl He plans to apply to the t echnology program at his cu rrent school, but as of the end of the school year he had not yet done so. Gianna was similarly disappointed that th ere was less technology and group work than expected as well as by the school™s outdated equipment. fiIt just wasn ™t all it was said to be.fl She continues, fiWe had technology every now and then, but if you saw the laptops . . . they were dinosaurs.fl Gianna liked the teachers but was not happy. She says, fiAt the end I really didn™t likefl the school. One teacher encouraged her to follow her interests and apply to the photography program at the high school near her home. Photogr aphy, she says, fiwas just like second nature to me . . . and it would really give me the motivatio n that I need to go there and just ride through.fl She has friends there and says that the school is her fisecond home away from home.fl While the connection between the school and the student™s goals is prominent, in this large, urban school district a sense of safety also affects a student™s school experience and the connection that supports staying. Feeling safe at school was raised by three of the interviewed studentsŠGianna, Samantha, and David. Gianna, a leaver, was most concerned about safety and did not feel entirely safe in her 9th grade school. In describing her school, Gianna volunteers that a student should fiJust be careful when you walk out, off campus.fl Because of the neighborhood it is in she did not feel safe at Tech, her 9th grade school. When asked how much that bothered her, she said, It doesn't bother me a lot, but it bothers me enough to know like, my surroundings, like to have security, like what we had are security guards around, and police officers and . . . to have a close eye on them and note where the officers are. About HHS, her 10th grade school, Gianna says, fiI feel a lit tle bit more safe because there's more police officers, there's police officers, there's Dallas ISD officers, and there's many, many, um, metal detectors at almost every door.fl 148Samantha, a stayer, has similar safety con cerns, admitting that before she arrived at ECHS she was fipretty scaredfl of being on a coll ege campus and in that location but feels safe now that she is there. Comparing her neighborhood high school to her current school, she says, [The neighborhood high school] has had really bad things, and here [ECHS] it's like they have . . . police around in every door and they check if you have your ID on you. Over there they don't really do that. They've had pe ople come in with guns and all that. It's not really safe. But over here they're strict. David, a stayer, has difficulty finding somethi ng to say when asked to describe the worst things about his school. Finally he volunteers that fiit™s kind of a bit more dangerousfl because of its location. But when asked he feels like it is more dangerous he replies, fiNot really.fl His neighborhood high school however, is dangerous, with fia lot of fights, a lot of drug addicts and, uh, it™s crazy, really crazy.fl Neither Marisa nor Marcos mentions school safety at all. Though she lived until recently in a neighborhood where fiat night all you would hear was sirens and gunshots and you would wake up and there would be blood on your porch,fl the only thing that fiscaredfl Marisa about ECHS was th at, fiI didn™t know if I was going to be able to handle [the challenging work].fl Safety concerns seem to be a matter of cour se for Gianna and Samantha because of the neighborhoods where they live and go to school. Police and security officers in the schools and, for Gianna, metal detectors are indications of sa fety. Though the other students appear much less concerned, most of the interviewed students cited safety concerns as one motivator for choosing not to attend their assigned neighborhood high schools. Only Gianna felt less safe in her chosen school; and she felt safer when she moved to the neighborhood school. For these students, this aspect of the school experience motivates choice but is not a primary factor in persistence in the chosen school. 149All five students attended specialty schools in 9th grade that had limited extracurricular activities in comparison to their comprehensiv e neighborhood high schools. The three stayers all participated in extracurricular activities in the 9 th grade, though not always those they had enjoyed before; two of them f ound new opportunities. Though not a primary motivating factor in leaving their 9th grade schools, both leavers commented on the lack of activities there and the greater extracurricular opportunities at the school they chose for 10 th gradeŠa large, comprehensive neighborhood high school with numerous specialized programs. Marisa felt that the trade-off between ex tracurricular activities and academics was worthwhile. She had been heavily involved in sports in middle school, observing that, I was really into sport, like I could really play anything. You show me how to do it and I work hard in it and I was always good at sports. I love softball, soccer. I even played basketball. Anything really. Because her early college high school does not provide sports, she made the choice to give them up, saying, fiThe sports could give me a scholarsh ip, but I think that, you know, a scholarship for your work is, is better than for playing sports.fl Samantha is a soccer player but was not conc erned about the lack of sports at ECHS. Because she participates in a league that is outsid e of the school district, she is able to continue that sport. She has no other activities that might be affected. David™s interests are in the area where his school provides opportunitiesŠcommun ity serviceŠand his other activities are outside of school. Both keep him very busy and th e lack of other extracurricular offerings does not bother him. As with school safety, Gianna is the student most affected by the availability of extracurricular opportunities. She plays the cello and applied to the highly competitive arts magnet school but was not accepted. Of her 9 th grade school, Gianna says, fiThey didn™t have 150sports, band, orchestra. That disappointed me a lot . . . cuz [sic] I played the cello as soon as I got into middle school and I had to quit because they didn™t have it.fl One of the best things about her 10th grade school, she says, is fithe extra-curricular activities that they have up there that they didn™t have at [Tech]. Like there™s lots of things up there.fl Gianna is on the track team at HHS, something not available at Tech. The school also has an orchestra but she has been unable to participate because, fiThey couldn™t fit it into my schedule.fl She hopes she will be able to schedule it the next year. According to Marcos, his 9 th grade school had sports opportunities, but little else. The one activity he joined was the animé club, wh ich he attended fievery single time,fl but he complains that finot many people did that.fl He is much happier with the animé club at HHS because, fiThere were a lot of people who went th ere. The classroom was full. Not like at the other one where just [sic], like only nine people.fl The existence or lack of extracurricular opportunities was a concern for all of the students in choosing or persisting in their 9th grade school. Of the stayers, only Marisa had to give up an activity, but she felt the tradeoff was worth it. Both leavers talked about the lack of opportunities at their 9th grade school and were happy with more opportunities in 10 th grade. At the same time, this was not a primary motivating factor in th eir move. For both, though, it contributed to their overall dissatisfaction with the school and made the move to the new school more positive. Late in the spring of their 10th grade year, it seems likely th at Gianna has found her place and will be a stayer in the future. Marcos, on th e other hand, is still struggling. He may stay in his regular high school program or he may follow hi s past tendencies and apply to another school or program. But he now has academic problems that may preclude further change. Through two years in the same school, the three stayers have found their place in a school with supportive 151staff and compatible peers that also matches their interests and goals. All expect to graduate from that school. Self-efficacy: fiI believe I can do it.fl As used here, the concepts of self-efficacy and agency are related but are manifested differe ntly. Self-efficacy is generally passive, an expression of traits and attitudes, while agency is active, based on actions and behaviors. It is one thing to believe one can do something and quite another to actually do it. The difference is meaningful in comparing results for these students. The stayers are clear and positive in expres sing both messagesŠthat they can do it and they are doing it. One leaver, Gianna, also positively expresses both, but with less clarity and certainty, while Marcos is hesitant about self-e fficacy and quite uncertain about his own agency. Their level of self-efficacy, including their strengths and weaknesses, is evident in the way they view themselves and th e goals they express. Strengths, weaknesses, student identity. The students™ descriptions of their strengths and weaknesses and how they see themselves as stude nts are consistent with their other comments and actions. The stayers consistently describe th emselves in positive terms. They are dedicated, hard-working, responsible, respectful, and never quit. Though they might have some doubts about facing a new challenge, overall they do not let those doubts stand in the way of tackling the challenge. Ultimately, they do not accept the po ssibility that their hard work may not be enough to accomplish any goal they set. Thei r acknowledged weaknesses are minimalŠbeing easily distracted (Samantha and David) and pani cking far ahead of time over the deadline for a project (Marisa). In other words, each has a very high sense of self-efficacy. Marisa describes herself as a worker: fiLike a ll I do is just work, work, work.fl She is a fivery committed student [and] always tr[ies] to be the best, become the best.fl Her confidence developed during her elemen tary school years and by 8th grade, when she had to make a 9 th grade 152school choice, she says, fiI was really confident with myself, and I know I can go, with my education I can go really big with it. I've al ways been like that.fl Though she wanted to fido college and high school at the same timefl since 6 th grade, Marisa was not without her doubts about the challenge but had the confidence to try it. fiI was really scared. I didn't know if I was going to be able to handle it. . . . But I was just like, well, might as well just try it and if I like it I™ll stay.fl David had similar doubts but even believing that it fiwas going to be really hardfl he fijust wanted to try.fl When asked whether he worr ied that he might not succeed, he says, fiat first, yeah. Like, I'm doing college work at the same time, I mean, I'm like 14 years old doing college work. I mean that's, that's a challenge right there. fl Like the others, Samantha was fipretty scaredfl because fiI was going to be on a college campus and it wasn™t going to be the same, like regular [district schools].fl She describes herself as firesponsible, organized, mature . . . i ndependent.fl She also says, fiI work hard for what I want [and] if I™m going for so mething, I™m going to achieve it and I™m going to accomplish it.fl Though Marisa, David and Samantha all had concerns that they might not be able to meet the challenge, those fears did not keep them from movi ng toward their goals. They had the confidenceŠthe self-efficacyŠto still believe that they could do it and to try. David articulates his attitude: I'm really dedicated to whatever I do. . . . I mean, I try my best. If I know I cannot do it, at least I will try. It's better trying than not trying. Cu z [sic] you might have a chance but, I mean, that chance can really help you, can really push you up. And I've tried taking a chance instead of not taking a chance. And I try to get ahead of myself, so I can . . . challenge myself to do things. All three found that they not only could succeed in their chosen school but could also thrive and grow with the challenge. The experience boosted th eir confidence in their ability to meet future challenges. The leavers identify fewer strengths and one, Marcos, identifies more weaknesses. Both have more doubts about their ability to follow their plans, seeing deviations as realistic 153possibilities. Like the stayers, Gianna also describes herself as hard-working but also as friendly and helpful. She does what she has to do. The only weakness she identifies is that she is easily distracted. Like the stayers, she believes that he r hard work will overcome obstacles to achieve her goals, but she expresses more uncertainty: fi I™m going to do a lot of studying for the ACT and SAT. . . . Hopefully I™ll get a good grade so I™m gonna [sic] send out my scores to the colleges I would like to go to. Hopefully I™ll get accepted and I can start.fl Marcos sees himself very differently. He identifies his strengths as teamwork and technology. His weaknesses are paying attention to lectures and staying on track when he is doing something. He describes himsel f as sleepy in class, which, he says, is not his fault. Marcos gets stressed by his school work, saying of his 10th grade work: fiI pretty much got frustrated with the work. . . . But having four classes a day plus getting homework in each of those classes, it . . . kinda stressed me out. When I get discour aged I just can™t do the work.fl Marcos clearly has a rather low sense of self-efficacy. Goals. As described above, all of the interviewed students have similar goalsŠto graduate from high school, graduate from colle ge, and get a good jobŠthe commonly accepted path to success in the United States. Marisa e xpresses it clearly, saying she wants to: figraduate with an associate's in science and my high school diploma. Then after th at I go to a four-year university, um, and try to major in biochemistry.fl David™s goals are similar and also include graduating with a 4.0 grade point average and trying to get scholarships. He plans to major in engineering. Samantha, too, want s to figet an associate™s degree, do well in . . . high school classes as well as college classesfl then try to get into Baylor University, go on to medical school and become a pediatrician. All th ree stayers are confident that they will achieve those goals. Paying for college does not come up except in re ference to getting scholarships. For David one advantage of the early college program is th at it will save his parents a lot of money. 154The leavers are somewhat different. Gianna be lieves that she will graduate from college and is working to figraduate in the top 10% of my class. I know it™s gonna [sic] take some real hard work, but I™m trying my best.fl As noted above, she does say, though, that she will have to go in and out of college because it™s so expens ive. When asked about her career goals, Gianna first says that she wants to be a sonogram technician and has re searched the requirements. But then she is not sure of her college major, saying, fiI go back and forth from the sonogram technician to, um, photographer and teacher. Um, I don™t know.fl Marcos plans to go to college and wants to be an independent video game developer. He is not, however, clear on his path to those goals or whether he will be able to achieve them. He is even more worried about paying for college than the others, saying fiI would graduate from high school. . . . I will get a [scholarship] to a univers ity, then go to the university. If I don't, then I have to save up money to go to the university.fl He also expects that he will have to interrupt his studies to earn money in order to continue. Again, the stayers have a high level of self-efficacy. They absolutely believe they will achieve their goals while the leavers are less ce rtain. Their concerns are more financial than about their ability to do what they need to do. Given his current academic problems, Marcos will have to work hard to graduate from high school , much less go to college. His expressed self-efficacy may be relatively high but whether he can match that with action is uncertain. 155Section 4: Interview Themes and the Developmental Assets Framework To analyze the interview data in relation to prior theory, I first organized the data around factors in positive youth development theory as expressed through the 40 developmental assets framework. Overall, the better fit was with the five contexts in which students live and within which their developmental assets operate rather than with specif ic assets or asset categories. Thus, instead of organizing the themes around the tw o main topics, as in the inductive analysis, I organized those themes around the asset contexts. Most of the themes from th e data fit more than one context, reflecting the interactions among the different areas of a student™s life. Table 23 shows the developmental asset contexts and the themes related to them. Confirming their low DAP scores in the commun ity context (from 8 to 18 out of 30), the interview data indicate that the larger community is not of particular relevance to these students. Also consistent are the quantitative analysis results indicating that the community context is not significantly related to either choice or persistence. All of these young people live in relative isolation from their communities, both the neig hborhood and the larger community. They rely on Table23.Relationship Between DevelopmentalAsset Contextsand InterviewThemes ContextsThemesFamilyPersonalSocialSchoolCommunityFamilyexperience X SenseofagencyXXXXSelfEfficacy X Schoolexperience XXXNote .Themesarefactors derived frominterview data.Contexts arefactors fromthedevelopmental assetsframeworkofpositiveyouth development. 156family and maybe a few close family friends. Some of the students are reaching out to serve the community, but that happens primarily through sc hool and is not a notewor thy factor for most. With insufficient interview data to support connec tions with the themes, I do not further consider the community context. Figure 5 shows the relationship of the four themes to the two main topics from the interviews (as detailed in Table 23, above) and separately shows the relationship of the themes to the four relevant developmental asset contexts (not including the community context). All four themes fit reasonably well into the four asset contexts. Two themesŠsense of agency and school e xperienceŠare connected to more than one context. A student™s sense of agency operates across all of the contexts. Self-efficacy is related to agency, but here it is directly connected only to the personal context. In other contexts it becomes agency, the active manifestation of self-efficacy. The school experience theme is broader than the school context, encompassing the entire school experience rather than just the setting (the context) presented by the school. It calls upon and interacts with three developmental asset contextsŠpersonal, social, and school. The school experience theme does not, however, interact to any great extent with the family context for these students. They seem to inhabit two different worlds in family and school. This might be different for students from families with more personal resources, but in this high-poverty urban school district where family res ources are low, their experience is likely applicable to many other students. 157Figure5.Themes inStudents™Perceptions ofKeyInfluences inSchoolChoiceandPersistence:Interview ThemesandPriorTheory SCHOOLMATCHFAMILYSchoolAgencyFamilySelfefficacyInterview TopicsandThemesPriortheory:Develo pmentalassetcontextsandthethemes158Family. The interview results confirm the importance of the family that is predicted by PYD theory. Family is so important to these stud ents that it is one of two main topics around which their responses are organized. Family cont ext scores of the interviewed students are the highest or near highest of all of their DAP scores. The same is tr ue for the larger population with DAP scores, where the mean family context scor e is the highest of all and nearly two points higher than the next highest score. (See Table 20, above.) The quantitative analysis indicates that the family context has a si gnificant relationship with both school choice and persistence, but the direction is negative for choice and positive for persistence. Theory expects that with high family context sc ores, the family should be a positive influence on desirable outcomes. The obvious ques tion might then be whether theory is wrong or school choice is not a desirable outcome. Almost certainly the an swer is more complicated. The interviews suggest that choice is valuable as a mechanism for improving the match between student and school. Whether it is a desirable outcome depends on the circumstances for each student. It is possible that a minority of students will find a be tter match through active choice, which might explain the negative results. If so, th en the result of the negative influence of the family on choice is much like its positive influenc e on persistence, making the family a force for stability rather than change. For, Marisa, David, Samantha, and maybe ultimately for Gianna, it appears that choice is desirable. For Marcos, it is a more difficult question. If anything is missing from the family contex t in the developmental assets framework, it is the student™s sense of agency. One strength of at least some of the interviewed students is their proactive involvement within the family as well as outside. They are not just passive receivers but active participants who affect the family at the same time it affects them. Most seek and use the help available from family, including extend ed family members, and offer help in return. Some take on responsibility to help other family members. Future plans include giving back to 159the family with financial or personal support. It ma y be that this strength develops as students get older and grow in their ability to help and in awareness of that ab ility. The individual assets that make up the family context are externalŠsomet hing provided to the student by othersŠwhile agency is essentially internal. The other contexts include internal assets, recognizing that young people are a part of the contexts in their lives. Proactive participation in family functions and relationships may be an important strengt h to consider, at least for older youth. School. The quantitative analysis shows that the school context is not significantly related to either choice or persistence, yet the interview results indicate the importance of the school experience in both. Though they are among the school elements important to the students, the assets that make up the school context appa rently do not capture the key student strengths operating in choice and persistence. The school experience theme includes the school context but is more expansive, adding factors that mo re directly affect the student-school match. The interviews indicate that re lationships with adults and peers are central to a student™s finding his or her place in a particular school. Th ough not among the assets in the school context, relationships are included in the personal context, which is significantly and positively related to school choice but not significant for persistence. The social comp etencies category also includes relationships and is significantly and positively re lated to persistence, but not to choice. These differences suggest that the way they are combin ed may obscure assessment of effects that might be evident in an analysis with individual assets. Other elements of the themes that are impor tant for school match are included among the developmental assets but distributed among all of the contexts. They also are found in the internal categories, primarily the positive values and social competencies categories. Because they are not measured separately, it is not po ssible to make comparisons to theory of such 160elements as taking responsibility, establishing relationships, seeking and giving help, or the match of student identity w ith the school experience. 161Section 5: Summary of Qualitative Results The qualitative results overall support the importa nce of developmental assets in positive outcomes for young people. They also point to sp ecific asset contexts or categories that are applicable to the outcome va riables in this study. While the number of students interviewed is small, the similarities and differences in their responses nonetheless provide useful information. Though these students may not be statistically representative of the population of students, the sample does include a variety of demographic characteristicsŠgender, race/ethni city, limited English and special education designations, economic disadvantage, parents in the home, and immigrant parentsŠthat are not uncommon among students in large urban school distri cts, especially in the southwestern United States. The themes derived from the interviews relate closely to factors identified in positive youth development theory and to the 40 developm ental assets framework. Differences are more in emphasis on factors, particular ly those directly related to the outcome variables in this studyŠ school choice and persistence. The conceptualization of school match, for example, brings out the importance of relationships in school in a way that the developmental assets school context is not designed to do. Similarly, the interviewed st udents™ active seeking out, accessing and using of help is a more dynamic concept than is the mere availability of help in the developmental assets. The primary difference between the themes fr om the interviews a nd most aspects of current theory is, perhaps, not so much a differe nce in substance as in degree. Current theory recognizes that young people influence their own development through a dynamic interaction with the contexts of their lives (Benson et al., 2006, p. 895). This is evident in the interview data 162for this study. What is striking, however, is the proactive mindset of mo st of the interviewed students. All of them make an effort, to differi ng degrees, to control what happens to them at home and at school. But the most successful stud ents are focused and decisively active in developing their own assets and influencing the contexts of their lives. They are becoming, in a sense, their own developmental assets as they mature and become more aware of their own growing abilities. Others are feeling less able to control their lives. These differences among the students appear to be based in a combinat ion of the individualŠpersonality, strengths, weaknessesŠand his or her experience, exactly the interactive feedback loop that Bronfenbrenner (Bronfenbrenner, 2005a) laid out in his bioecological theory of human development. 163Chapter Six: Discussion Both the quantitative and qualitative results support the hypotheses that (1) active choosers have higher developmental asset leve ls than passive choosers and (2) students™ persistence in actively chosen schools is a positive function of their developmental assets. This is consistent with the research literature, which consistently shows positive relationships between developmental factors and desirable outcomes for young people, including grade point average and others related to school. This work adds to the growing body of evidence suggesting that developmental factors influence school success. But there is more to the results. Looking only at statistical tests of overall asset levels obscures the more interesting a nd puzzling results for asset categories and contexts. Testing different combinations of assetsŠthe categories and contextsŠin relation to two separate but related outcomesŠschool choice and persiste nceŠreveals noteworthy if not surprising differences. In reporting the results, I have suggested possible reasons for these differences, but they are not likely the only ones. Evidence in this research raises some disparate, but related questions for further inquiry. One is certainly the different effects of individual assets or small combinations of assets on different outcomes. A second is the role of the family in a child™s development, especially thos e living in poverty with minima l resources whose ability to fiproperlyfl care for their children is frequently challenged. Third is the relationship between DA and GPA, which has implications for finding effective means to e ducate all of our children to high levels. Finally are some implications for policy and practice, considering the question: Given that schools can™t do everything, what can they do to help disadvantaged students succeed in school and thrive in life? 164The Role of Specific Developmental Factors in Different Outcomes. Though a substantial body of evidence shows that overall higher levels of developmental factors are positively related to a variety of pos itive youth outcomes, there is much less evidence on the influence of individual factors or combinations of factor s on desired outcomes. This study shows that the component developmental assets can have a very different influence on particular outcomes than the aggregate assets or other components. Those different results include differences in statistical significance, magnit ude, and even the directionŠpositive or negativeŠ of the relationship. In addition, the same component can have different relationships with different outcomes. Here the difference in results between choi ce and persistence stands out. The external asset categories are significant influences for choice but not for persistence, while persistence is significantly related to some internal categorie s and choice is not. There also are many more categories and contexts that are si gnificantly related to choice than to persistence. That is true even though the choice results are much more sens itive to inclusion of acad emic variables in the model. These differences between choice and persistence indicate that specific assets may act differently for different outcomes. Because the DAP does not measure individual as sets, it can only give us clues as to specific assets that matter in a particular case. Researchers are beginning to look more closely at specific developmental factors and outcomes (e.g. Farrington et al., 2012). Identifying the specific factors that most influence a desired outc ome will help to create targeted interventions that should be more effective. At the same ti me, though, we should be careful that we do not lose sight of the entire developmen tal context that underlies all human development. Focusing too much on only a few factors could be detrimental to overall development. 165None of this is entirely surprising, but clearly indicates that there is a great deal more to be learned through further research on individual and combined developmental factors and particular desirable outcomes. The ultimate practical goal of this kind of research would be to more effectively target asset-building interventi ons toward a particular outcome. At the same time, it would seem unwise to abandon overall asset-building efforts and risk impairing the complex connections and interactions between the person and the contextŠpeople, place, experienceŠthat, according to human development theory, underlie human development. 22 Prior research shows no one set or combination of factors or settings that is universally best. Because of the complexity of the human experience, with multiple interactions in the biofeedback loop, each individual ha s a unique set of experiences and unique development. With the large number of strengths identified by various researchers and organizations for various settings and outcomes, identifying the fibestfl or most important strengths seems an exercise in futility. In this study there are significant relationshi ps between a number of asset types and the measured outcomes, but there is also an appr eciable amount of covariance. This could be considered a problem of definition of the asset types. But it may be better recognized as an accurate reflection of the feedback loop of in teractions among experience and context in the development of every human being. Rather than be ing a problem of too much covariance, it may be a positive reflection of the variety of paths to influence a particular desired outcome. It would then be the basis of resilienceŠwhere the abse nce of one or more developmental strengths (internal or external) is not necessarily determin ative because there are ot hers that can fill the 22In the introduction to a review of over 800 studies on developmental assets (Scales & Leffert, 2004), Peter Scales expresses this same caution: fiYoung people live in comple xly connected, multilayered environments of self, family, school, community, and peers. Attempts to reduce developm ental cause and effect within such a system to a few ‚most important™ linear relationships are bound to miss the ecological whole that is more than the sum of its partsfl (p. xvi). 166gaps and compensate for what is missing. Though th e gaps won™t be filled perfectly, they can be compensated for well enough to support positive outcomes, even for those young people who are deemed most at-risk of school fa ilure. In this light, the fihigher the overall level of assets the betterfl makes perfect sense. The Role of the Family in Youth Development. Strengthening the family has been at the core of positive youth development theory since its inception. Both the quantitative and qualitative findings in this study support the importance of the family in providing crucial supportive f actors that help young people succeed and develop into thriving adults. Despite the fact that bo th personal and material family resources differ among the interviewed students, their family cont ext scores are among thei r highest DAP scores, all in the excellent and good ranges for both stayers and leavers. Scores in the larger sample are similarly clustered at the high end of possible scores. It seems that students™ perception of their relationships with their families includes someth ing beyond an objective evaluation of resources. Considering the pervasive negative political rhetoric about the problems of families in poverty, particularly the failings of parents, the high DAP scores for the family context in relation to other scores might seem implausible. The interview da ta, however, make it clear that the high scores are not inappropriate, that they do reflect re ality. The unequivocal messages of support and encouragement they receive from their parents gives these young people the confidence to tackle the obstacles in their lives and to believe they will conquer Developmental Factors and GPA. The relationship between DA and GPA is an important result that bears further consideration. Adding the academic variables to the choice and persistence models changes the DAP score results, generally decreasing the magn itude and often causing a loss of significance. One reasonable conclusion is that GPA, not DA, is really the motivating force. However, the 167analysis of the relationship between DA and 9th grade GPA while controlling for 8th grade GPA shows a significant positive effect of DA, independent of prior GPA. It is tempting to end the analysis here, with the identification of the independent effects of DA and prior GPA on later GPA. But the effects of DA are almost certainly much stronger than this simple dichotomy. The direct and independent effect of DA is fundamentally important but it is not the only effect. DA also act through GPA. Given the direct effects of DA on 9th grade GPA, there is no reason to believe that DA do not have a similar effect on prior years™ GPA as well. While DA are attributes of the student, GPA is not. It is a measure of a collection of student factorsŠattitudes and behaviorsŠthat affect sch ool success. It is more than reasonable to believe that developmental assets are some of those factors. The concept of the continuous feedback loop between person and context helps to think differently about the DA and GPA relationship. In a student™s life DA precede GPA. They are part of the attitudes and behaviors a child brings to school. GPA measures the results of those attitudes and behaviors over time and interacts with them, affecting the student™s attitudes and motivation. Over time, each changes the other. A student who earns a high GPA will almost certainly feel good about his or her efforts and capabilities and feel motivat ed and able to do it againŠan experience which enhances developmental assets, which then leads to a high GPA in the future. In this sense the effects of prior GP A on future GPA are really, at least partially, due to DA. In a sense, DA have become embedded in prior GPA and continue to act through it. Thus, the reduction, and sometimes elimination, of the influence of the developmental assets when academic variables are added to the choice and pe rsistence models does not necessarily indicate that GPA, not DA, is what matters. It might be most productive to focus efforts to improve GPA on increasing relevant developmental factors. 168Implications for Policy and Pr actice: What can Schools Do? There is an ongoing debate in education policy about whether schools can do enough for all children to succeed in school and in life. Yout h development research tells us that in many cases the other contexts of children™s lives can undermine school efforts. But that does not mean that schools can™t do anything. Rather than answering fiyes they canfl or fino they can™tfl to the current debate, it is more useful to consider what schools can do and how they can do it. The results of the interview data analysis indicate th at schools do have an important influence. The research literature tells us that the ideal is for the entire communityŠfamily, school, neighborhood, church, civic organizationsŠto come together to support the development of young people. But it is difficult for policymakers to influence this community effort in any meaningful way. Because schools are a significant context in virtually all children™s lives, because attendance is mandatory, and because policymakers at all levels can influence what happens there, schools offer perhaps the best opportuni ty to positively impact the development of young people. That is why, through history, we in the United States have looked to our schools to fix our social and economic problems. Because schools are but one context in the complex world our children inhabit, we have asked too much of them and have been disappointed. As a result, much of today™s education reform debate fo cuses on how much schools, and teachers, can do given the other major influences in children™ s lives over which schools have no control. One common example is that school success tends to track family circumstances, primarily economic status. Though schools alone cannot do everything, they certainly can do more than nothing, and likely something significant. But doing just anyt hing in the face of urgent needs is not the answer. Positive youth development theory gives us hope that schools can make a difference if 169they focus on a broad range of developmental factors and work with the other influential contexts in students™ lives. The results of this study indicate some areas where efforts by schools, with the help of policy makers, can make a positive difference. Two of those are discussed below. The first is to recognize the importance of in-school relationships to school success and enhance opportunities and support for those relationships. Second is to intervene in the bioecological feedback loop in ways that enhance development. Recognize the importance of relationships. The positive impact of in-school relationships is evident in both the quantitative a nd qualitative results. Particularly striking is the contribution of a student™s relationship with the school to academic performance as measured by GPA. The relationships that the more successful of the interviewed students formed with school staffŠadministrators and teachersŠand other st udents were a key factor in their success. Though all have what they feel to be strong and crucial family support, that support is limited by resources, including levels of education and experience. Even when parents and other family members can support, encourage, and even inspir e, they often do not have the knowledge, or the resources to obtain that knowledge, to help their children navigate the education world. Students without adequate family supports, with greater obstacles in their lives, or both can easily flounder and fail. Schools can create a safe a nd caring culture that encour ages positive relationships between students and school staff as well as between students. As evidenced by the interview data, those relationships help students engage with school, help them over obstacles, and build the confidence to work for success. The more successful interviewed students attend a school with a culture that helps them to effectively e ngage with a resource that is available in all schoolsŠindividual people. This kind of culture is particularly rare in poor, urban schools where 170resources are scarce, student and staff turnover is high, and student needs are great, including the need for supportive and caring adult relationships. Current education policy does not, however, appropriately value the importance of relationships to student success. Policies do not just benignly ignore in-school relationships; in many cases they actively disrupt them. Existi ng school choice, school improvement (or school turnaround) and school and teacher accountabil ity policies put schools and teachers in competition with each other for survival. The ul timate penalty for failure under any of these policies, school closure, falls most heavily on th e students in poor, urban school districts, those who are least likely to have supports outside of school. The same is true of the lesser penalties, where principals or teachers, or both, are re moved and replaced. Even when schools avoid the legal sanctions, the intense competition and fear of penalties often lead to higher turnover in schools on the edge of failure. A trusted teacher or principal could disappear, sometimes on short notice and sometimes to be replaced by a series of short-term substitute s (see, e.g. Zaniewski, 2015). Not only do these events disrupt relationships but they disrupt school culture as well. None of this provides the supports necessary for positive, healthy youth development. School choice policy in particular has impacts beyond school closure and high staff turnover. First, even where students change schoo ls voluntarily, relationships are disrupted when familiar school staff and friends are left behi nd. Some students change schools frequently, not always voluntarily, making it particularly difficu lt for them to form and sustain supportive relationships. Second, in policy goals, competition for students is supposed to incentivize schools to improve in both academic performance and in targeting programs toward individual student needs and interests. Whether or not this occu rs, the marketing that is a consequence of competition focuses on tangible things that are easy to see and appeal to students and parents. 171The more important school culture is not visi ble and marketing may mislead students when reality doesn™t match their expectat ions based on marketing claims. None of the five students interviewed for this study knew the culture of the schools they considered for 9th grade. They made their decision s based on information put out by the schoolsŠmarketing claims. For Gianna, the exp ectations she picked up from the school™s information did not match reality. She was unhappy with that reality but also with the culture in the school. Marcos had a similar experience. Both of them change d schools after that year. The other three students, Marisa, David, and Samantha, also relied on information put out by the school. They expected to find a challenging and accel erated program and a better school culture than in their neighborhood schools. But they did not know what it would be like any more than Gianna and Marcos knew about their schools. The school did meet their e xpectations and they found a very supportive and caring culture, but it could easily have been otherwise. When they focus on school reform at the leve l of the district or school, policymakers can fail to recognize the potentially negative consequences for students. Closing schools and disrupting school-related relationships can diminish, even destr oy, a student™s connection to and engagement with the school. Setting schools in vi rtually unregulated competition with each other can easily leave students without the necessary information and understanding to choose a school that meets their needs. This too can interfer e with forming supportive relationships and to another school change. Policymakers would do we ll to consider the developmental needs of students and, at a minimum, adopt policies th at recognize the importance of supportive school- related relationships and incentivize the stability and culture that promote them. The comments of the students in this study describe what the result could look like. 172Intervene in the process of development. 23 Schools can intervene in the developmental processŠthe bioecological feedback loopŠin direct and indirect ways. Developmental factors, including those in the developmental assets fr amework, can help schools focus on enhancing key factors that lead to improved school performance and success despite the ob stacles children face. Research shows that these devel opmental strengths can be purposel y increased and that increase is related to improved school success (Lerner, Le rner, et al., 2009). Interventions that enhance developmental factors (a key tenet of positive youth development theory) are a promising approach to improving student performance and u ltimate school success. As they interact with other experiences and contexts over the long term, effective interventions in the bioecological feedback loop will have consequences far beyond the immediate effects. There are numerous points to intervene in the feedback loop. Current education reform policies generally intervene at the point closest to the ultimate goalŠgenerally GPA, standardized test scores, and graduation ratesŠbut this may not be the most effective point. The results of this study and prior research indicate that a great many factors influence GPA. The same is true for school choice and persistence. A reasonable conclusion is that, rather than focusing on ultimate outcome-level interventions (the symptoms), a shift of focus to the factors that more broadly influence those outcomes (the cause) will likely be more effective for more students. Over the long term, by using positive interventionsŠenhancing youth developmentŠat an earlier point in the feedback loop, the likelihood of long-term change improves as other aspects of a student™s development are affected over time. One such approach is described by Benson and colleagues (2006) who suggest three major points of potential intervention. First is im proving contexts of children™s lives to increase their ficapacity to nurture, support, and constructi vely challenge the developing personfl (p. 910). 23 A more detailed discussion of the points in this sectio n is in Chapter Two: Review of the Literature, Section 3. 173In other words, schools can strive to create a culture of the sort perceived as important to the three stayers in this study. It is safe to say that each of them felt nurtured, supported, and constructively challenged at ECHS and gave that experience much credit for their school success. The second recommended intervention point is to fienhance[e] the skills and competencies of youth . . . to further enable th eir ‚natural™ capacity to engage with, connect, change, and learn from their social contextsfl (B enson et al., 2006, p. 910). This includes the role of schools as purveyors of academic skills and kn owledge, but goes beyond that to include, for example, the kinds of non-cognitive skills evidenced by the sense of agency and self-efficacy of the students interviewed for this study. The third point of intervention in the feedback loop is in fiproviding opportunities for, and encouraging, student involvement in and contribution to the school and the larger communityfl (Benson et al., 2006, p. 910). This asp ect of the positive youth development model may have the most powerful implications for succe ss, not only in school but in adult life as well. It fiincludes such concepts as youth leadership, service learning, youth empowerment, and youth engagementfl (Benson et al., 2006, p. 910). Again, th e students interviewed for this study support this kind of intervention. All of them expressed a desire to he lp others, to make a difference for someone else. Marisa and David, the most involved, benefited great ly from the opportunities for service and leadership that their school offered them. The others al so took pride in the fact that they could help others. The resulting increase in their sense of agency and self-efficacy in turn enhanced their belief that they had control over their own lives, and so on through the feedback loop. In addition to these direct interventions, schools can also work indirectly, through othersŠthey can approach the ideal where all contexts of a child™s life work together. Though 174research shows that schools on their own have a low effect on students when compared to other contexts in which they live, the school also regularly interacts with all of these contexts. Given the interactive bi-directional feedback among all of the influen ces in a child™s life, some school effects certainly influence and are embedded in these other contexts. In tervening to improve supports in the school is the most direct way for schools to influence student academic success. At the same time, the school does not exist in isolation and working to improve the other contexts can only enhance the school™s positive influence. Connecting what happens in school to other contexts, in mutually supportive relationships, can increase assets and lead to better school performance. Connections between home and school and between school and commu nity youth programs are two examples of important points where schools can ha ve significant influence. Given the key role of the family from the student™s perspective, schools that dismiss the family as unable or even unwilling to help their child achieve academically risk alienating the student. These are just two examples of the ways that schools can make a difference. Schools are important in children™s lives. Th ere is much beyond their control, but human development theory and developmental factors and frameworks suggest paths to greater influence on school success and ultimately on adult thriving. Conclusion. While the results of this study support the hypotheses, this research also examines positive youth development theory in re lationship to different outcomes. The more interesting and valuable results come from th e questions raised, a sample of which I have discussed here. Continuing research will help to shed more light on important questions of how best to help our youth develop the skills and attitudes they need to succeed in the world today. The combination of quantitative and qualitative analyses here has worked to gain a deeper 175understanding of the supports and motivations that help young people to overcome the obstacles in their lives. 176 APPENDICES 177APPENDIX A 40 Developmental Assets and Categories 178 Figure6.40Developmental AssetsandCategories 179APPENDIX B Developmental Assets Profile (DAP) Survey 180 Reproduced here with permission. Figure7.DevelopmentalAssetsProfile (DAP) Survey181 Reproduced here with permission. Figure7(cont™d) 182APPENDIX C Interview Protocol 183Developmental Assets and School Persistence Interview Protocol - Student Interviews of selected students will expand on data fr om the DAP survey, using both full sample results and results for the student being interviewed. These in terviews will include follow-up questions geared toward clarifying and expanding on answers to the original questions. All follow-up questions will be in the same vein as the original questions. The focus of the interviews will be on the student™s experience and perceptions. Though developmental assets are of interest, answers including other factors will be particularly noted. Interviews will be conducted during the participants™ 10 th grade year, but will focus on the school or schools attended in 9 th grade. Written consent/assent will be obtained before arranging for the interview. Subjects will remain anonymous in any compila tion or reporting of the data and results. --------------------------------------------------------- I will be asking questions mainly about the school or schools you attended in 9 th grade. I will let you know if I am asking about your 10th grade school or your 8th grade school. 1) What do you think made a difference in yo ur decision to stay in (leave) your 9 th grade school(s)? 2) [Follow-up questions to encourage participant to elaborate on the answer, including both expansion and more details.] 3) (For each 9th grade and 10 grade school/program) Why did you choose [school name] school? a) Why was it the right school for you? 4) How did you find out about [school name] school? a) Did you or your parents first decide to look at the school? b) When did you begin to look at your 9th grade school choices? 5) Describe your school. [Follow up as necessary to elicit a description of things that are important to this student.] 6) What is the focus of your school/program? 7) What are the best things about your school? 8) What are the worst things about your school? 9) Tell me about the teachers/principal at your school. 10) What would you tell a friend who is like you about your school? A friend who is different? 18411) Tell me about other students. Are your friends at this school, too? Did you come here because of your friends? 12) Describe yourself as a student in this school. What are your strengths? What are your weaknesses? 13) How would your teachers describe you as a student? 14) Do you have someone you can count on to help when you need it? a) Who? b) Do family members [especially parents/guardians] help? 15) How do they help? What does help mean? Give me examples of the kind of help you get. a) [Follow up as needed with possible types of help.] b) How often do you get that help? c) Do you ask for help or is it offered to you? 16) Follow-up questions to clarify answers to any of the above questions. 17) Who do you live with? (both parents? One parent? Someone else?) 18) How much education do your parents/guar dians have? Where did they go to school? 19) What are your parents™/guardians™ occupations (where do they work)? 20) What language do you and your parents/guardians speak at home? 21) What were your school grades last year (9th grade)? (mostly As, about half As and half Bs, mostly Bs, about half Bs and half Cs, mostly Cs, about half Cs and half Ds, mostly Ds, mostly below Ds) 22) Are this year™s grades the same, higher, or lower than last year? 23) Do you expect to graduate from this (10th grade) school? a) Why or why not? 24) Final follow-up questions to clarify anything that arose during the interview. 185APPENDIX D Parent/Student Consent/Assent Form English and Spanish 186CONSENT/ASSENT FORM Developmental Assets and School Choice Persistence Research Participant Information and Consent/Assent Œ Student and Parent If you are the parent/guardian of a child under 18 years old who is being invited to participate in this study, the word fiyoufl in this document refers to your child. You will be asked to read and sign this document to give permi ssion for your child to participate. If you are a student reading this document becau se you are being invited to be in this study, the word fiyoufl in this document refers to you. You will be asked to read and sign this document to indicate your willingness to participate. You are being asked to participate in a research study of the relationship between student Developmental Assets Œ certain attitudes, charact eristics, and outside factors Œ and choice school persistence. Participation in this research proj ect is completely voluntar y. You have the right to say no. You may change your mind at any time a nd withdraw. You may ch oose not to answer specific questions or to stop participating at any time. Study title: Developmental Assets and Choice School Persistence Researchers: Mary L. Mason College of Education, Michigan State University 203 Erickson Hall, 620 Farm Lane, East Lansing, MI 48824 e-mail: masonm14@msu.edu; phone: 469-540-9576 Dr. Rebecca Jacobsen College of Education, Michigan State University 116G Erickson Hall, 620 Farm Lane, East Lansing, MI 48824 e-mail: rjacobs@msu.edu; phone: 517-353-1993 Youmaybechosentoparticipateinoneortwointerviews. Ifyouare chosen,each interview willtakeapproximately 3045minutes. Students willbeaskedtodiscusstheresourcesthathavehelped them succeed, thereasonsforchoosingandstaying inorleavingaparticularschoolorprogram,theparticipation offriends,teachers, andparents inthe process,howtheyseethemselvesasastudent, andbasicinformation onparent/guardian educationandoccupations. You will receive a $10 iTunes gift card after the interview in appr eciation for your participation. Researchers would also like permission to acce ss your student information, maintained by DISD, including your race/ethnicity; eligibility for tale nted and gifted programs, and special education and free or reduced price lunch programs; grades ; survey scores; standardized test scores; attendance and current and prior schools attended. (The failure to allow access to this information will not affect elig ibility for or participation in Child Nutrition Programs.) 187All results of this research will be treated with strict confidence. Your name or other identifying features will not be used in any analysis or in any reporting of this research. The results may be published or presented at professional meetings, but the identities of all re search participants will remain confidential. Audio recordings will be ma de of interviews to allow us to check the accuracy of our notes and for transcripts. Only th e two research investigators will have access to those recordings and other information. All pers onal information will be destroyed after the end of the project. Your privacy will be protec ted to the maximum extent allowable by law. Participating in this study poses minimal or no risk either to you or to your school. The only potential discomfort is that typically experienced by some when being interviewed. Your participation will help id entify the assets that may help students in their chosen schools. If you have concerns or questions about this study, such as scientific issues, how to do any part of it, or to report an injury, please contact one of the Researchers: Dr. Rebecca Jacobsen or Mary L. Mason, at the addresses above. Yoursignature belowmeans that1)youhaveread and understood the information above,havehadanopportunitytoaskquestions, andvoluntarilyagreetoparticipate inthisresearch study;2)youunderstand thatwhile thisprojecthasbeenreviewed by[SchoolDistrict],[the SchoolDistrict]isnotconducting theprojectactivities; and3)acopyofthis signedagreement willremaininyourpermanent schoolfolderinaccordancewiththerecordsretentionschedule. Ifyoulaterdecide towithdrawyourconsent,youshouldcontact oneoftheResearchers. If you are a student participant, please sign, date, and print your name and birthday. PARTICIPANT CONSENT/ASSENT Signature _____________________________ Date ______________ Name (printed) _________________________ Birthday____________________ School(s) attended in 8th grade ___________________ 9th grade ___________________________ If you are the parent of a participant under the age of 18, please sign, date, and print your name and your child™s name. PARENT/LEGAL GUARDIAN CONSENT if pa rticipant is under the age of 18 Signature _____________________________ Date ______________ Name (printed) _________________________ 188Name of child partic ipant (printed)_________________________________ Parent/Guardian contact information: Telephone no. ____________________ E-mail address ___________________________ You will be given a copy of this form to keep. 189CONSENT/ASSENT FORM Recursos de Desarrollo (Developmental Assets) y Persistencia en Elección de Escuela Información Sobre Participantes en Invest igación y Consentimiento/Asentimiento Œ Estudiante y Padre Si usted es el padre/guardián de un niño/niña quien es menor de 18 años y quien está siendo invitado a participar en este estudio, la palabra fiustedfl en este documento se refiere a su niño/niña. Se le pedirá que lea y firme este doc umento para dar permiso para que su niño/niña participe. Si usted es un estudiante leyendo este documento porque usted está siendo invitado a participar en este estudio, la palabra fiustedfl en este documento se refiere a usted. Se le pedirá que lea y firme este documento para indicar su disposición a participar. Se le pide a usted que participe en un proyecto de investigación sobre la relación entre los recursos de desarrollo (Developmental Assets) del estudiante Œ ciertas actitudes, características, y factores externos Œ y persistencia en elección de escuela. Participación en esta investigación es completamente voluntaria. Usted tiene el derecho a decir no. Usted puede cambiar de opinión en cualquier momento y retirarse. Usted puede optar por no responder a preguntas específicas o a dejar de participar en cualquier momento. Título del estudio: Developmental Assets and School Choice Persistence Investigadores: Mary L. Mason College of Education, Michigan State University 203 Erickson Hall, 620 Farm Lane, East Lansing, MI 48824 correo electrónico: masonm14@msu.edu; teléfono: 469-540-9576 Dr. Rebecca Jacobsen College of Education, Michigan State University 116G Erickson Hall, 620 Farm Lane, East Lansing, MI 48824 correo electrónico: rjacobs@msu.edu; teléfono: 517-353-1993 Usted puede ser escogido/a a participar en una o dos en trevistas. Si usted es elegido/a, cada entrevista tomará aproximadamente 30-45 minutos. Se les pedirá a los estudiantes que discutan los recursos que los han ayudado a tener éxito, las razones por elegir y permanecer o dejar una escuela en particular o programa, la participación de amigos, maestros/as, y padres en el proceso, cómo se ven a sí mismos como estudiantes, e información básica sobre la educación y ocupaciones de los padres/guardianes. Usted recibirá una tarjeta de regalo de $10 de iTunes después de la entrevista en agradecimiento por su participación. Los investigadores también quieren pedirle permiso para acceder la información del estudiante, mantenida por DISD, incluyendo su rasa/etnicidad; elegibilidad para programas de estudiantes talentosos y dotados, educación especial, y de almuerzo gratis o precio reducido; grados; resultados de encuestas; resultados de exámenes estandarizados; asistencia; y actual y previas escuelas atendidas. (El hecho de no darnos acceso a esta información no afectará su elegibilidad para o participación en el Programa de Nutrición para Niños Œ Child Nutrition Programs.) 190 Todos los resultados de esta investigación serán trat ados con estricta confidencia. Su nombre u otra información personal no serán usados en cualquier análisis o en ningún informe de esta investigación. Los resultados pueden ser publicados o presentados en conferencias profesionales, pero las identidades de todos los participantes serán confidenciales. Durante las entrevistas, grabaciones de audio van a ser hechas, y estas nos pueden ayudar a comprobar la exactitud de nuestras notas y transcripciones. Sólo las dos investigadoras tendrán acceso a esas grabaciones y otra información. Toda la información personal será destruida después del fin del proyecto. Su privacidad será protegida en la medida máxima permitida por la ley. Su participación en este estudio representa un mínimo o ningún riesgo a usted o su escuela. La única molestia potencial es esa cual se siente por algunos cuando están siendo entrevistados. Su participación ayudará identificar los recursos que puedan ayudar a estudiantes permanecer en las escuelas elegidas. Si usted tiene cualquier inqui etud o pregunta sobre este estudio, como cuestiones científicas, como hacer cualquier parte, o para reportar una lesión, por favor contacte una de las investigadoras responsables por el proyecto: Dr. Rebecca Jacobsen o Mary L. Mason, en las direcciones escritas arriba. Su firma abajo implica que 1) usted ha leído y entendido la información presentada arriba, ha tenido la oportunidad para hacer preguntas, y voluntariamente está de acuerdo en participar en esta investigación; 2) usted entiende que mientras este proyecto ha sido revisado por el Distrito Escolar, [el Distrito] no va a conducir las actividades del proyecto; y 3) una copia firmada de este acuerdo se mantendrá en la carpeta escolar permanente en acuerdo con los registros de retención horaria. Si usted después decide retirar su consentimiento, usted debe contactar a una de las investigadoras. Si usted es el estudiante participando, por favo r firme, escriba la fecha, y escriba su nombre y fecha de nacimiento. CONSENTIMIENTO/ASENTIMIENTO DEL PARTICIPANTE Firma _____________________________ Fecha ______________ Nombre (escrito) _________________________ Fecha de nacimiento ____________________ La escuela asistido/a en el grado 8 ___________________ el grado 9_________________________ Si usted es el padre de un participante menos la edad de 18, por favor firme, escriba la fecha, y escriba su nombre y el nombre de su niño/niña. CONSENTIMIENTO DEL PADRE/GUARDIAN LEGAL si el participante es menor de 18 años Firma _____________________________ Fecha ______________ Nombre (escrito) _________________________ Nombre del niño/niña participando (escrito) _________________________________ 191Información de contacto del padre/guardián: Numero de teléfono ____________________ Correo electrónico __________________________ Se le dará una copia de este formulario para que usted tenga una copia. 192APPENDIX E Consent Request Letter English and Spanish 193CONSENT REQUEST LETTER _______, 2014 Dear Parent/Guardian, Your child, _____________, has been chosen to be part of a research study on those things that might help students do well in school. We wa nt to know how students see their school experience, so your child™s feedback is important. We will interview students in the next few weeks. To thank your child for participating in an interview, we will give her a $10 iTunes gift card at the end of the interview. The interview will take no more than 45 minutes. We can meet somewhere you can get to easily, such as a community college, coffee shop, library, re creation center, or other public place. Topics covered in the interview will include the resources that have helped your child succeed in school, the reasons for choosing and staying in or leaving a particular school or program, the participation of friends, teachers, and parents in the process, how she sees herself as a student, and basic information on parent/gua rdian education and occupations. This research study has been approved by the [School District], but [the District] is not conducting the project activities. All results will be treated with strict confidence. Your child™s name or other identifying features will not be used in any analysis or in any reporting of this research. Only the two researchers will have access to the interview and other information. Participation in this research project is completely voluntary. You and/or your child have the right to say no. You may change your mind at any time and withdraw. You may choose not to answer specific questions or to stop participating at any time. More information and details are in the consent form attached to this letter. We mu st have this consent form signed by a parent or legal guardian and the student before we begin the interview. Please read it carefully. I will contact you in the ne xt several days. If you are willing for your child to participate, we will then arrange a time and place for the interview. In the meantime, if you have any questions, or would like to arrange an interview time, please call or email me at: Phone: 469-540-9576 Email: masonm14@msu.edu Sincerely, Mary L. Mason PhD Candidate, Educational Policy 194 CONSENT REQUEST LETTER _________,2014QueridoPadre/Guardián, Suhija,__________, hasidoelegida para participar enunproyecto deinvestigaciónsobrelascosasquepueden ayudaralosestudiantes parahacer bien enlaescuela.Queremos sabercómolosestudiantesvensuexperiencia enlaescuela, asíque lareaccióndesuhijaesimportante. Vamosarealizarlasentrevistasenlaspróximas semanas.Enagradecimientoporsuparticipación, suhijarecibiráunatarjeta deregalo de$10deiTunesdespués delaentrevista. Laentrevista tomaráaproximadamente 3045minutos. Podemosencontrarnosenalgúnlugaraque ellapuede llegar fácilmente,comouncommunity college,café,bilioteca, centro derecreación, uotrolugarpúblico. Selespediráalosestudiantes que discutanlosrecursosqueloshanayudadoatener éxito, lasrazonesporelegirypermanecerodejarunaescuelaenparticular, laparticipación deamigos,maestros/as,ypadresenelproceso,cómo sevenasímismoscomo estudiantes, einformación básicasobrelaeducación yocupacionesdelospadres/guardientes. Esteproyectohasidoaprobado por[elDistrito],pero [elDistrito]novaaconducir lasactividades delproyecto.Todoslosresultadosdeestainvestigación serántratados conestricta confidencia. Sunombre uotrainformaciónpersonal noseránusados encualquier análisisoenningún informe deesta investigación.Sólolasdosinvestigadorastendránaccesoalaentrevista yotrainformación. Participaciónenestainvestigación escompletamente voluntaria.Ustedysuhija tieneelderecho adecirno.Ustedes pueden cambiardeopinión encualquier momento yretirarse.Ellapuede optarpornoresponderapreguntas específicas oadejardeparticipar encualquier momento. Haymás informaciónydetalles enlaformadeconsentimientoencerradaconestacarta.Antesdecomenzar laentrevista,esnecesarioque tengamos esta formafirmado porunpadre/guardián legalylaestudiante. Porfavor,léaloconatención.Voyallamaraustedenlospróximosdías. Siustedestá dispuestoparaque suhijaparticipe, entoncesvamosaconcertar unahora yunlugarparalaentrevista. Mientras tanto,siusted tiene alguna pregunta, osideseaconcertarunahoradeentrevista, porfavorllameoenvíeme uncorreoelectrónicoa: Teléfono:469 5409576 Correoelectrónico: masonm14@msu.edu Sincerely, MaryL.Mason PhDCandidate,Educational Policy 195APPENDIX F Missing DAP Survey Scores 196Missing DAP Survey Scores A large number of students have no DAP scores or only partial scores. Two tables in Chapter Four compare the characteristics of students with complete scores with those of students with no scores: Table 6 for the full 8th grade sample, and Table 7, for the 9th grade sample used in the logistic regression analyses. In the 9 th grade sample, 62.5% responded to the DAP survey and have complete scores, le aving 37.5% non-responders. The purpose of my research is to identify fact ors, in this case developmental assets, that might be important in achieving certai n school success outcomesŠschool choice and persistence. Prior research shows an overall positive effect of assets on short- and long-term outcomes, but there is little work tying specific asse ts or types of assets to particular outcomes. The students in this study are not a random sa mple, even when including students with no DAP scores, and so do not represent all students. At the same time this is a large sample and not atypical of the students in large, urban school districts, especially those in the Southwest United States. While I cannot make causal inferences, I can point to factors that appear likely to make a difference for a large number of students. The field of youth development is relatively young and still developing. Refining the understanding of how different factors work in different settings, for different youth and in different combinations, is one of its current tasks. This work contributes to that effort. Because the results of this study are not causal, the missing DAP scores are of less concern than they otherwise might be. With only th e students with complete scores, the sample is still very large, more than 5,600 students. Though they are not statistically representative of the larger population, they do include students with a wide variety of characteristics. My purpose is to explore possible relationships between developmental assets and school choice and 197persistence for further consideration. No matter the type of sample , results that apply to nearly 6,000 students with a variety of characteristics is worthy of further consideration. While predicting or imputing valuesŠin th is case DAP scoresŠseems a reasonable, option, it is not necessarily useful here. Resi lience theory posits that some youth who look the same in terms of demographic and other charac teristics, particularly economic and social disadvantage, are able to overcome obstacles and succeed where their similar peers are not. Predicting or imputing missing scores relies on th e assumption that students who look the same in observable characteristics will possess similar unobservable devel opmental assets. This is the exact opposite of the theory behind my hypotheses. As a result, predicting or imputing missing scores is more likely to obscure the results than to enhance them. The results reported in Chapter Four include only those students with complete DAP scores. I also undertook to analyze possible effects of the missing scores and used the imputation function in SPSS to estimate them. A number of variables were used for those estimates, including gender, race/ethnicity, limited English proficiency, sp ecial education eligibility, talented and gifted program eligibility, free a nd reduced price lunch (FRPL) eligibility, 8th and 9th grade GPAs, 8 th grade attendance, and each of the DAP aggregate, category and context scores. However, when the imputation was done, a larg e number of imputed values were outside the feasible score range, some fa r outside. I did apply a procedure to constrain the values within the actual range, but it was not effective. These extreme scores are found in every asset category and context. The most extreme, the family context, has 636 scores between 31 and 46 (the maximum possible score is 30). The results for that context with imputed sc ores also deviate the most from the results with actual scores. Four categories have between 112 and 317 scores above 198the maximum; two categories actually have scores below zero. The other categories and contexts have fewer impossible scores, but all have some. Table 24 Compares the means of the actual DAP scores to the means of the imputed scores for each DAP aggregate, category and context. Table24.Comparison ofActual andImputed DAPScoresActualscoresNvariesaImputed scoresN=9,973ScoredifferenceScoredif/SDDAPscorevariablesMeanSDMeanSE TotalAssets41.889.52141.83.0810.050.005External aggregate and categories External 20.925.19420.90.0470.020.004 Support 21.925.98721.92.0630.000.000 Empowerment20.855.69520.83.0610.020.004 Boundaries&Expectations 21.675.67221.62.0580.050.009 UseofTime 18.667.25018.70.0740.040.006Internalaggregate and categories Internal 20.934.86420.93.0420.000.000 Commitment toLearning20.236.06620.17.0620.060.010 PositiveValues 20.635.32420.68.0520.050.009 SocialCompetencies20.975.41320.94.0500.030.006 PositiveIdentity 21.385.70421.44.0560.060.011ContextsPersonal21.354.81921.38.0450.030.006Social21.035.24921.02.0460.010.002Family23.545.73623.54.0650.000.000School20.085.93020.01.0540.070.012Community18.655.90318.71.0540.060.010aNvariesfrom6,128to6,277. 199The choice and persistence analyses were then repeated using the imputed scores. Tables 25 and 26 show the choice results for both imputed and actual scores. Table25.Likelihood ofActivevs.PassiveSchoolChoice:Aggregate DAPScores Actual(N=5,611)and Imputed (N=9,993)TotalDAP ExternalandInternal ExternalInternal Variables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes DAPtotal Actual0.017*** 0.002 Imputed0.017*** 0.003 External Actual 0.028** 0.014 0.020** 0.001 Imputed 0.015 0.011 0.018** 0.000 Internal Actual 0.065*** 0.021 +0.041*** 0.009 Imputed 0.051*** 0.017 0.039*** 0.009 Gender Actual0.346*** 0.030 Imputed0.280*** 0.049 Race Black Actual0.249** 0.168* Imputed0.166** 0.236*** White Actual0.179 0.669*** Imputed0.058 0.563*** Other Actual0.343 +0.036 Imputed0.492** 0.106 FRPL Actual0.446*** 0.255* Imputed0.391*** 0.252** LEP Actual1.465*** 0.903*** Imputed1.274*** 0.734*** SPED Actual0.849*** 0.123 Imputed0.579*** 0.075 TAG Actual0.788*** Imputed0.827*** GPA Actual0.145*** Imputed0.137*** Note.Values arecoefficients(B).Odds Ratio isnotincluded.+p .10. *p .05. **p.01. *** p.001. 200 Table26.Likelihood ofActivevs.PassiveSchoolChoice:DAPScore CategoriesandContextsActual(N=5,611) and Imputed (N=9,993) ExternalCategories Internal CategoriesAllCategoriesContextsVariables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes Support Actual0.041*** 0.034** 0.038*** 0.031** Imputed0.030** 0.021* 0.027** 0.019* Empowerment Actual0.019* 0.026** 0.029** 0.030** Imputed0.013 0.020 +0.018 0.023 + Boundaries Actual0.057*** 0.043*** 0.034** 0.034** Imputed0.044*** 0.029** 0.027** 0.022* UseofTime Actual0.023*** 0.018** 0.015** 0.013* Imputed0.018** 0.013* 0.014* 0.009 Commit 2learn Actual 0.052*** 0.014 0.051*** 0.012 Imputed 0.049*** 0.013 0.047*** 0.012 Pos.Values Actual 0.024* 0.009 0.023* 0.010 Imputed 0.024** 0.003 0.027** 0.004 SocialComp. Actual 0.046*** 0.012 0.049*** 0.015 Imputed 0.037** 0.010 0.039** 0.012 Pos.Identity Actual 0.036*** 0.027** 0.024** 0.017 +Imputed 0.027** 0.018 +0.020* 0.010 Personal Actual 0.022 +0.022 +Imputed 0.014 0.008 Social Actual 0.065*** 0.037** Imputed 0.042** 0.020 Family Actual 0.035*** 0.031*** Imputed 0.023* 0.021* School Actual 0.039*** 0.012 Imputed 0.038*** 0.008 Community Actual 0.017* 0.005 Imputed 0.014* 0.004 Note.Values arecoefficients(B).Odds Ratio isnotincluded.+p .10. *p .05. **p.01. *** p.001. 201 Tables 27 and 28 show the persistence results using imputed and actual scores. Table27.Likelihood ofOne yearSchool Persistence:AggregateDAPScoresActual(N=5,611) and Imputed (N=9,993)TotalDAP ExternalandInternal ExternalInternal Variables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes DAPtotal Actual0.015*** 0.009* Imputed0.012*** 0.004 External Actual 0.007 0.014 0.025** 0.017* Imputed 0.008 0.011 0.018** 0.009 Internal Actual 0.015 +0.004 0.030*** 0.016 +Imputed 0.015 +0.002 0.021*** 0.006 Gender Actual0.020 0.150 + Imputed0.078+ 0.010 + Race Black Actual0.665*** 0.538*** Imputed0.912*** 0.746*** White Actual0.404 0.590* Imputed0.527*** 0.789*** Other Actual0.429 +0.560* Imputed0.357* 0.595*** FRPL Actual0.124 0.082 Imputed0.070 0.154* LEP Actual0.298** 0.114 Imputed0.304*** 0.028 SPED Actual0.038 0.161 Imputed.0.122 0.112 TAG Actual0.379** Imputed0.501*** GPA Actual0.062*** Imputed0.067*** 0.067*** 0.067*** Note.Values arecoefficients(B).Odds Ratio isnotincluded.+p .10. *p .05. **p.01. *** p.001.. 202 Table28.LikelihoodofOneyearSchoolPersistence:DAPScoreCategoriesandContextsActual(N=5,611) and Imputed (N=9,993)ExternalCategories Internal CategoriesAllCategoriesContextsDAPVariables With academicsWith academicsWith academicsWith academicsNoYesNoYesNoYesNoYes Support Actual0.002 0.003 0.001 0.002 Imputed0.008 0.002 0.007 0.003 Empowerment Actual0.007 0.004 0.001 0.003 Imputed0.002 0.003 0.002 0.002 Boundaries Actual0.021 0.015 0.016 0.017 Imputed0.028** 0.017* 0.023* 0.019* UseofTime0.003 0.005 0.002 0.001 Actual0.002 0.002 0.004 0.001 Imputed Commit 2learn Actual 0.015 0.001 0.012 0.004 Imputed 0.025** 0.002 0.021* 0.001 Pos.Values Actual 0.035** 0.024 +0.040** 0.030* Imputed 0.030** 0.014 0.036** 0.019 + SocialComp. Actual 0.034** 0.025* 0.031* 0.022 +Imputed 0.029** 0.015 0.026* 0.012 Pos.Identity Actual 0.015 0.017 +0.012 0.012 Imputed 0.005 0.013 0.006 0.002 Personal Actual 0.002 0.004 Imputed 0.013 0.010 Social Actual 0.018 0.010 Imputed 0.014 0.005 Family Actual 0.021* 0.022* Imputed 0.004 0.006 School Actual 0.015 0.006 Imputed 0.028*** 0.010 Community Actual 0.026* 0.015 Imputed 0.013* 0.002 Note.Values arecoefficients(B).Odds Ratio isnotincluded.+p .10. *p .05. **p.01. *** p.001. 203APPENDIX G DAP Score Distribution Histograms 204Figure8.DAPAggregate ScoreDistributions 205Figure9.DAPExternalCategoryScoreDistributions 206Figure10.DAPInternal CategoryScoreDistributions 207Figure11.DAPContextScoreDistributions 208Figure11(cont™d) 209APPENDIX H Expanded Student Profiles 210Expanded Student Profiles Marisa A 16-year-old 10th grade student at ECHS, Marisa is quietly assured. She considers my questions and then gives thoughtful answers. Soft-spoken and articulate, Marisa describes herself as being very shy before beginning 9th grade. She credits her opportunities at ECHS with helping her to overcome her shyness. As she describes it, This school has really helped me a lot with my communication skills. I always used to be really shy, like never liked talking to anybody. But then I got to the Ambassadors Club and that really helped me. Now I just can really talk to anybody. The Ambassadors, according to Marisa, are fit he leaders of the school . . . the ones who go out and represent the school . . . the top, top students.fl Her family speaks Spanish at home. Marisa speaks English very well, with only a slight accent. Marisa™s family is relatively isolated so cially. Until recently, they lived in a dangerous neighborhood where fiat night all you would hear was sirens and gunshots and you would wake up and there would be blood on your porch.fl Neighbors were drug dealers and frequently visited by the police, so the family did not interact with them. In th eir new, calmer neighborhood, they still don™t figo outside and talk to neighbors.fl As Marisa says of her family, fiWe just stick together by ourselves, so we™re independent.fl RelativesŠaunt s and unclesŠand some friends from church have helped out financially from time to time. But, again, Marisa emphasizes the family relationships, fiIt™s just fa mily, we just stick together.fl Her older sister earned an associate™s degree but her plans for more education were derailed by circumstances that Marisa does not describe. Her brother graduated from the neighborhood high school this year, but has no plans to pursue further education. Though her 211sister and brother have exceeded their mother™s edu cational level, they have not fully realized her dream of a good education and a better life for her children. Marisa, the youngest child, is the best hope. She feels that pressu re but sees it as a motivator. She knows she can™t fiback downfl and says, fiI™m not a quitter.fl Grades are important to Marisa. She sees good grades in high school as one step on the path to her goals of graduating from college and getting a good job. Her 9th grade GPA was the highest of all ECHS 9th graders. She has been identified as el igible for talented and gifted (TAG) programs but has not attended the magnet schoo ls specifically created for TAG students. Marisa considered several school options for 9th grade. She™s always known that she wanted to attend a magnet high school. Her interest in science led her to consider the health professions school, but doing high school and college together had been her goal since 6th grade. After seeing ECHS students in her college classes, Marisa™s sist er encouraged her to apply to ECHS. She applied to two early college schools and was accepted at ECHS. She and her 8th grade friends wanted to go to the same high sc hool, but none of her friends applied to ECHS. Marisa is still close to those fr iends, but has also made new friends in school. Of her decision to apply to an early college school, Marisa says, fiI wasn™t sure I could handle that. But I was just, like, might as well just try it, and if I like it I™ll stay.fl ECHS has turned out to be a good fit. Marisa™s DAP scores are consistently high, w ith a total score of 53 (of 60). Her internal and external scores are essentially equal. Her low community context score (18 of 30) is in keeping with her family™s isolation from th e neighborhood and the larger community and also consistent with the relatively low community scores in the sample overall. Her score in the support category is also lower than her other scores (21 of 30) but still relatively high. Based on her interview responses and her school and family context scores, this is most likely, again, the 212result of family isolation from neighbors and the larger community. It appears, though, that strong family and school support make up for the lack of outside connections and support. David An outgoing and engaging 16-year-old 10th grade student at ECHS, David speaks freely and confidently. His answers to questions are spontaneous but sometimes disorganized. At the same time, he projects a positive fican dofl attitude and sees himself in leadership roles in school and community activities. David, like Marisa, is a member of the Ambassadors Club, which promotes the school publicly. Members also part icipate in community service activities both within and outside the school. The club provides an outlet for his natural enthusiasm and an opportunity to develop his leadership skills. He takes his role seriously, especially the need to set a good example for other students. Specifically, he says, fiWe help the community, we represent our school very well, and whenever anybody needs help, we can help them.fl His family speaks Spanish at home. Though David successfully exited the district™s bilingual program after the 4 th grade, he says he still has problems with English. He speaks with more of an accent than some other students and stumbles at times over words and grammar. He handles these challenges as he does all of the challenges he encounters, with hard work. Personal motivation and effort are a constant theme as David talks about his life and his schooling. David™s family is relatively isolated. Their primary connections are with extended family members. They have no real cont act with neighbors, who are few and mostly elderly. David does not seem particularly aware of wh at his parents™ lives are like, so there may be other connections that he is not aware of. About choosing a 9th grade school, David says, fiThe choices I make is [sic] for my own good, which will affect me later in the future.fl Recognizing the importance of his choices, he 213considers them carefully. When deciding on a high school, he did not consider his assigned school because fiIt™s not a good school. It™s a lot of violence and it™s crazy over there.fl He was accepted at both Management and Business High school and ECHS. Though it was a difficult decision, he decided on the early college program b ecause of the potential to earn an associate™s degree and save time and money. Da vid sees learning to navigate the college environment as a real advantage. It could influence his ability to get scholarship s and admission to college as well as preparing him for college life. Of the 70 students in the 10th grade class at ECHS, David is one of 12 from the same middle school. While that is a larg e proportion of ECHS students, it is a very small proportion of the more than 600 students in his 8 th grade class. It is not surprising, then, that David did not know anyone from his school was applying to ECHS . His choice of schools, he says, was not influenced by his peers. Nor was it influenced by anyone at his middle school. He learned about ECHS from a friend. David™s parent s supported his choice but, he says, fiI pretty much made my own choice of . . . choosing my own schools.fl While academic success is a primary focus, David participates in other activities. In addition to the Ambassadors Club, he is active in another school-sponsored service club that regularly volunteers at community events. Outsid e of school, David works as a DJ for parties as a way to pursue his love of mu sic and to make some money. David™s DAP scores fall in the figoodfl range. His total score is 44 out of 60, with identical scores (22 of 30) for external and internal assets. Consistent with David™s interview responses, the support category score falls in the excellent range, with the empowerment and commitment to learning categories just behi nd it at the top of the good range. Interview 214responses are also consistent with his DAP scores in showing that family and then school are strong positive influences. Samantha A 15-year-old 10th grader at Early College High Sc hool, Samantha responds easily and candidly to my questions. Though she does not often take time to think before answering, her answers are well-organized and she often elaborates on answers without prompting. Our interaction feels more conversational than most. Her family speaks Spanish at home. Though she speaks with a slight accent, Samantha speaks English clearly and is easily understood. Her family moved recently because in the old neighborhood, fithere was a lot of robbing and police would be there almost every day.fl They had little contact with neighbors. In their new home they still ha ve little contact with their neighbors. The family spends time with an aunt and uncle. Though she doesn™t emphasize the family unity to the extent some others do, her fam ily appears also to be somewhat isolated within the community. Samantha knew she did not want to attend her neighborhood high school. She describes it as one of fithose non-good schoolsfl and that fiThey™ve had people come in with guns and all that. It™s not really safe.fl She got no help from th e middle school in maki ng her high school choice. fiMy middle school wasn™t, they were like lazy, they weren™t organized, so they wouldn™t really inform me a lot. So I was like well, it™s up to me now. I have to make the choice.fl Samantha and David attended the same middle school and, like David, none of the 12 ECHS students from her middle scho ol were her friends there. In fact, only one of Samantha™s 8th grade friends applied to choice schools. She says, fiMy friends weren™t that interested in education. . . . They didn™t focus on their education.fl She has since become friends with David 215and others from her middle school but they we re not friends when she was applying to high schools. Her new friends, she says, are kind and responsible and focus on their education. The health professions school was Samantha™s first choice, but her test scores were too low. Next was an early college high school becau se of the opportunity to get an associate™s degree and save time in college. When ECHS di d not respond to her application, she and her mother called to follow up. Samantha decided to fig ive it a shot firstfl and then they took turns calling after that. Finally, fiafter a long time of calling, they said ye s, I got in.fl The persistence, she says, made the difference because, fiIt™s sincere . . . and shows that you want to go into the school and get your education.fl School has not always been smooth sailing for Samantha. She says, fiI had a lot of problems in middle school. I was struggling a lot. My grades weren™t high.fl The poor attitudes of others affected her. Students were filazy, they would do drugs, they would skip school.fl Disruptive students claimed the teachers™ attent ion during class. And some teachers fiare lazy, some of them you wouldn™t do anything in the cla ss.fl But she says it was her own attitude and lack of focus that was the real problem. Her mo ther was not happy with her grades and when she didn™t get into her first choice school, she realized, fiI had to step up my game and get it. . . . I can™t stay right here. I have to . . . improve. They [other students] can stay here but I have to move on.fl ECHS is a friendly, peaceful place for Samant ha. She credits the school with preparing her for the outside world. Taking adult responsibi lity and the help of the teachers and professors fihelps you a lot in life because it sets a positive attitude towards others . . . and it helps you a lot; you can get recommendations.fl Though students were warned of possible safety issues with the 216downtown campus, security is good and Samantha feels safer here than she would in her neighborhood high school. She has nothing but good things to say about the school. While her goal is to get stra ight A grades, Samantha™s 9 th grade GPA at ECHS is just below 90. Her developmental asset survey scores are generally in the good to excellent range, with her total score of 46 in the middle of the good range. Sh e has particular strengths in the support category (29 of 30) and the family (28) a nd school (27) contexts. Those three scores, all in the excellent range, are borne out by her interview. Gianna The only non-Hispanic student among those I in terviewed (she is Black), Gianna is a 16-year-old 10th grader at HHS in the career magnet progr am. She is petite and neatly dressed. From the beginning she did not hesitate in comfortably answering questions. She speaks clearly, easily and confidently, answering readily and in detail. It seemed as though she had anticipated the questions and thought about them ahead of tim e. Her relaxed but self-possessed manner and ready answers were not what I expected given her unusually low DAP scores. Though she continued to defy my DAP-score-based expectat ions in some ways, there were clues, often subtle, that there might be unde rlying issues to explain at least some of the low scores. Gianna has lived in the same part of the city most of her life, so it is very familiar and comfortable for her. Three years ago the family moved to a neighborhood where, unlike neighborhoods where she lived when she was younger, she feels safe. She has friends she has been in school with since kindergarten. But neither she nor her mother has the kind of relationships with neighbors where they might get support or encouragement. Her father™s frequent absence affects her more than her c onfident demeanor indicates. When he was not around, she says, 217It was very hard for me to focus in school and that just, like, really brought me down. And I sometimes wished that I had some s upport, like more support from him, but I know like, I have to do what I have to do and just push through it. I know some kids my age don't think that way. And they feel like I just can't go on, kind of. . . . But I know like, I have to do what I have to do and just push through it. She speaks in the past tense, but it is apparent from the way she talks about it that she is still very much affected by her father™s consistent absence. Though she attended neighborhood schools through 8th grade, when it came to 9 th grade, Gianna did not consider her assigned high school, HHS, because of its large sizeŠthe largest high school, by far, in the district. She explains, fiI was just afraid . . . because if I wasn™t in the magnet part of it, I don™t know how I would™ve go t through it because it™s so massive.fl Further, she was concerned that fimost of the schools in th is area aren™t good, just because of where we are.fl She wanted a school with a better envi ronment, where she could get away from the distractions of disruptive students. When considering a 9th grade school, Gianna and her best friend were interested in Tech because fieverything was technology based.fl They applied and both were accepted. Gianna plays the cello and also applied to th e very competitive arts magnet sc hool, but was not accepted there, so she enrolled at Tech. The reality of technology at Tech did not live up to Gianna™s expectations. In the end she fididn™t like it at all.fl Further, she made few friends at th e school. Though she describes herself as friendly and outgoing, she says she just fididn™ t have any interest in it.fl The teachers, though, fiwere great . . . very nice, very understanding.fl One of those teachers talked with her about possible alternatives to Tech. When she menti oned an interest in photography, he suggested the 218HHS photography program and she ultimately applied and enrolled there. As with the earlier school decision, Gianna™s mother supported her tr ansfer to HHS, but fiit was absolutely my choice.fl Though she and her best friend went to Tech together, her friend did not change schools with her, but stayed at Tech. Gianna™s DAP scores are unusually low, near ly all in the low range. Only the family context score, in the good range (22), and the constructive use of time category score, in the fair range (18), are higher. It is surprising that someone who e xpresses such a commitment to academic achievement would have an extremel y low score for the commitment to learning category. At the same time, her interview respon ses did not indicate any engagement in learning except for photography. It may be that her commitm ent is to high grades and graduation, but not to learning itself. Marcos Outgoing and talkative, Marcos, a stocky 16-year-old 10th grader at HHS, was a bit nervous at the beginning of the interview and fidgets throughout. He talks easily and rapidly, often so rapidly that it is difficult to understand him. In answering questions, Marcos often elaborates beyond what is necessary, seeming to want to engage with me. Some answers are carefully considered, while others are spontaneous. Three times he launches into stories that seem more fantasy than reality. For the most part, though, it is apparent that Marcos responds candidly. The stories seem to be attempts to impress me or to make me like himŠand maybe to build himself up in his own mind. They add nothi ng to his more substantive answers, so I consider them in the overall analysis, but do not further analyze them. Marcos and his mother speak only Spanish at home, but his English is virtually accent free. He is not classified as LEP by the Dist rict. His mother is a soft-spoken woman with 219minimal English. She is a single mother and stru ggles to support herself and her son. She has friends who help from time to time, but there are no relatives in their lives, leaving this small family socially isolated. Marcos helps to ear n money by finding discarded metal for recycling. He pointed out that he wears donated clothing provided by his mother™s friends. For Marcos, the ideal future would include being an independent creator of video games. He works with software to help him learn how to do that and is working now on an idea for a game. He does not, however, have th e resources he needs to get very far. Like the other students, he says he wants to graduate from high school an d college in order to prepare for a career. His desires for future income, however, relate more to helping his mother than to establishing his own life. Marcos prepares himself for failure. Though he wants the standard path to fisuccess,fl he is not sure he™ll be able, financially, to go to college, and he is not sure that he won™t get fired from a job. His backup plan for both contingencies is to have a fitax businessfl with his mother, who now does taxes for friends. Marcos™s more ne gative views of his future and his ability to control what happens reflect his past experience. In 6th grade, he was fikicked outfl of a private school, then applied for a magnet school for 7 th grade but could not pass the entrance tests. He spent the next two years in his neighborhood middle school. For 9th grade, Marcos applied to MBHS becau se his mother™s friend recommended itŠ her daughter was a student there. He says, fiIt was one of the best schools there, or so I heard, so I wanted to make her [his mother] proud.fl He al so applied to the HHS career magnet program, as did most of his friends, but c hose to attend MBHS instead. Th e school appealed to the self-described fitechnology guy, fibecause it offered access to fia computer and data, then about video game programming.fl That part of the program turned out to be a disappointment, not at all what 220he expected. Marcos consistently expresses a desire for more t eam projects, more videos, more presentations, and less lecture and reading from boring texts. fiIn other words,fl he says, fijust let me out of the box.fl The struggle with fithe boxfl of his life, in and out of school, is a constant theme. Consistent with his past experience, Marcos spent only a year at MBHS. He missed the first day of school for 10th gradeŠmissed the bus, he saysŠand was fikicked outfl as a result. He gives no other reasons. As before, he transferred to his assigned school, this time HHS. He describes mixed feelings over the change: fisad . . . for getting kicked out of a good school,fl and fiangry about getting kicked out the first day.fl He goes on to say, though, that fiIn the meantime I was a happy kid,fl because his girlfriend and other friends from 8 th grade are there. Marcos differs from the other students interv iewed in that he is eligible for special education services. But he requires minimal se rvices, indicating that he is essentially mainstreamed in regular classes. During the in terview, Marcos™s disa bility was not readily apparent, though his story-telling and desire to engage with me on a more personal level could be indicators. Even though he has issu es (i.e. special ed/autism), th at certainly affect his school choices and behavior, Marcos™s interests and attitudes are much like those of many teenage boys, including many I have known. Though most of his DAP scores are in the fair range, the majority of those are within one or two points of the good range. Marcos™s lowest scores are in the school and community contexts and the support and empowerment categor ies. Other than the community score, these low scores certainly reflect his years of struggling to find his place in school. Other than the family context, his highest scores, all in the good range, are in the personal context and in the positive values and positive identity categories. Ye t these personal strengths do not seem to help 221him in navigating the education system. It may be that he exaggerated in answering these questions or it may be that his own values and identity are in conflict with the values and expectations of the institutions he has experienced. 222 REFERENCES 223REFERENCES Benard, B. (1991). Fostering resiliency in kids: Protective factors in the family, school, and community. Portland, OR: Northwest Regional Educational Laboratory. Benard, B. (2004). Resiliency: What we have learned. San Francisco: WestEd. Benson, P. L., & Scales, P. C. (2009). The definition and preliminary measurement of thriving in adolescence. The Journal of Positive Psychology, 4(1), 85-104. Benson, P. L., Scales, P. C., Hamilton, S. F., & Sesma Jr, A. (2006). Positive youth development: Theory, research, and applications. Handbook of child psychology (6th ed.). Volume 1: Theoretical models of human development . New York: John Wiley & Sons. Benson, P. L., Scales, P. C., Leffert, N., & Roehlkepartain, E. C. (1999). A fragile foundation: The state of developmental assets among American youth . Minneapolis, MN: Search Institute. Benson, P. L., Scales, P. C., Roehlkep artain, E. C., & Leffert, N. (2011). A fragile foundation: The state of developmental assets among American youth (2nd ed.). Minneapolis, MN: Search Institute. Bifulco, R. (2012). Can nonexperimental estimates replicat e estimates based on random assignment in evaluations of school choice? A within-study comparison. Journal of Policy Analysis and Management, 31(3), 729-751. doi: 10.1002/pam.21637 Bronfenbrenner, U. (1979). The ecology of human development: Experiments by nature and design. Cambridge, MA: Harvard University Press. Bronfenbrenner, U. (2005a). The bioecological theory of human development (2001). In U. Bronfenbrenner (Ed.), Making human beings human: Bioecological perspectives on human development. Thousand Oaks: Sage Publications. Bronfenbrenner, U. (2005b). Making human beings human : Bioecological perspectives on human development. Thousand Oaks: Sage Publications. 224Bronfenbrenner, U. (2005c). The social ecology of human development: A retrospective conclusion (1973). In U. Bronfenbrenner (Ed.), Making human beings human: Bioecological perspectives on human development . Thousand Oaks: Sage Publications. Bronfenbrenner, U., & Morris, P. A. (2006). The bioecological model of human development. In R. M. Lerner (Ed.), Handbook of child psychology (6th ed.). Volume 1: Theoretical models of human development . New York: John Wiley & Sons. Donohue, W. A. (2002). The Community Asset Development for Youth (CADY Strategy): A tool for violence, bullying, and substance abuse prevention. Retrieved from http://www.cj.msu.edu/~outreach /safe_schools/cd_apr2003/cady.PDF Eccles, J. S., & Gootman, J. A. (Eds.). (2002). Community programs to promote youth development. Washington, D.C.: National Academy Press, National Research Council. Farrington, C. A., Roericck, M., Allensworth, E. M., Nagaoka, J., Keyes, T. S., Johnson, D. W., & Beechum, N. O. (2012). Teaching adolesce nts to become learners. The role of noncognitive factors in shaping school performance: A critical l iterature review. Chicago: University of ChicagoConsortium on Chicago School Research. Retrieved from http://ccsr.uchicago.edu/sites/default/f iles/publications/Noncognitive%20Report.pdf Frank, K. A. (2014). KonFound-it! Retrieved from https://www.msu.edu/~kenfrank/research.htm#causal Frank, K. A., Maroulis, S. J., Duong, M. Q., & Kelcey, B. M. (2013). What would it take to change an inference?: Using Rubin™s causal model to interpret th e robustness of causal inferences. Educational Evaluation and Policy Analysis, 35(4), 437-460. doi: 10.3102/0162373713493129 Gutman, L. M., Sameroff, A. J., & Eccles, J. S. (2002). The academic achievement of African American students during early adolescence: An examination of multiple risk, promotive, and protective factors. American Journal of Community Psychology, 30 (3), 367-399. Hanson, T. L., Austin, G., & Lee-Bayha, J. (2004). How are student health risks & resilience related to the academic progress of schools? San Francisco: WestEd. Hirsch, B. J., Hedges, L. V., Stawicki, J. A., & Mekinda, M. A. (2011). After-school programs for high school students: An evaluation of After School Matters. Northwestern University. Retrieved from h ttp://www.sesp.northwestern.edu 225Keith, J. G., Huber, M. Q., Griffin, A., & Villarruel, F. A. (n.d.). Building best lives: Profiles of 24,000 Michigan youth from 2 asset approach es. East Lansing, MI: Michigan State University. Leffert, N., Benson, P. L., Scales, P. C., Sharma, A. R., Drake, D. R., & Blyth, D. A. (1998). Developmental assets: Measurement and pred iction of risk behaviors among adolescents. Applied Developmental Science, 2(4), 209-230. doi: 10.1207/s1532480xads0204_4 Lerner, R. M. (2006). Developmental science, developmenta l systems, and contemporary theories of human development. In R. M. Lerner (Ed.), Handbook of child psychology (6th Ed). Volume 1: Theoretical models of human development (6th ed., Vol. 1). New York: John Wiley & Sons. Lerner, R. M., & Benson, P. L. (Eds.). (2003). Developmental assets and asset-building communities: Implications for research, policy, and practice . New York: Kluwer Academic/Plenum Press. Lerner, R. M., Brentano, C., Dowling, E. M., & Anderson, P. M. (2002). Positive youth development: thriving as the basi s of personhood and civil society. New Directions for Youth Development (95), 11-33. Lerner, R. M., & Lerner, J. V. (2013). The positive development of youth: Comprehensive findings from the 4-H study of positive youth development: Institute for Applied Research in Youth Development, Tufts University. Lerner, R. M., Lerner, J. V., Almerigi, J. B., The okas, C., Phelps, E., Gestsdottir, S., . . . Ma, L. (2005). Positive youth development, partic ipation in community youth development programs, and community contributions of fifth-grade adolescents: Findings from the first wave of the 4-H study of positive youth development. The Journal of Early Adolescence, 25(1), 17. Lerner, R. M., Lerner, J. V., & Phelps, E. (2009). Waves of the future: The first five years of the 4-H study of positive youth development. In stitute for Applied Research in Youth Development, Tufts University Retrieve d from www.4-h.org/about/youth-development- research/positive-youth-development-study/ Lerner, R. M., von Eye, A., Lerner, J. V., & Lewin-Bizan, S. (2009). Exploring the foundations and functions of adolescent thriving within the 4-H Study of Positive Youth Development: A view of the issues. Journal of Applied Developmental Psychology, 30(5), 567-570. 226Luthar, S. S., Cicchetti, D., & Becker, B. (2000). The construct of resilience: A critical evaluation and guidelines for future work. Child Development, 71 (3), 543-562. doi: 10.10170S0954579405050121 Masten, A. S. (2001). Ordinary magic: Resilience processes in development. American Psychologist, 56(3), 227-238. doi: 10.1037//0003-066x.56.3.227 Oman, R. F., Vesely, S. K., Mcleroy, K. R ., Harris-Wyatt, V., Aspy, C. B., Rodine, S., & Marshall, L. (2002). Reliability and validity of the Youth Asset Survey (YAS). Journal of Adolescent Health, 31(3), 247-255. Oman, R. F., Vesely, S. K., Tolma, E. L., Aspy, C. B., & Marshall, L. D. (2010). Reliability and validity of the Youth Asset Survey: An update. American Journal of Health Promotion, 25(1), 13-24. doi: 10.4278/ajhp.081009-QUAN-242 Pittman, K. J., Irby, M., Tolman, J., & Yohale m, N. (2003). Preventing problems, promoting development, encouraging engagement. Washington, D.C.: The Forum for Youth Investment, Impact Strategies, Inc. Retrieved from www.forumfyi.org Roth, J., & Brooks-Gunn, J. (2000). What do adolescents need for healthy development: Implications for youth policy. Social Policy Report, 14(2). Roth, J., & Brooks-Gunn, J. (2003). What exactly is a youth development program? Answers from research and practice. Applied Developmental Science, 7 (2), 94-111. doi: 10.1207/S1532480XADS0702_6 Roth, J., & Brooks-Gunn, J. (2004). What do adolescents need for healthy development?: Implications for youth policy. In M. Gauvain & M. Cole (Eds.), Readings on the development of children (pp. 358): Worth Publishers. Sabatelli, R. M., & Anderson, S. A. (2005). Assessing outcomes in child and youth programs: A practical handbook. University of Connecticut. Retrieved from http://www.familystudies.uconn.edu/ centers/applied/CARHDhandbook.pdf Scales, P. C. (2011a). Youth developmental a ssets in global perspective: Results from international adaptations of the Developmental Assets Profile. Child Indicators Research, 1-27. 227Scales, P. C. (2011b). Youth developmental as sets in global perspective: Results from international adaptations of the Developmental Assets Profile. Child Indicators Research. doi: 10.1007/s12187-011-9112-8 Scales, P. C., Benson, P. L., Leffert, N., & Blyth, D. A. (2000). Contribution of developmental assets to the prediction of thriving among adolescents. Applied Developmental Science, 4(1), 27-46. Scales, P. C., Benson, P. L., Roehlkepartain, E. C., Sesma Jr, A., & van Dulmen, M. (2006). The role of developmental assets in predicti ng academic achievement: A longitudinal study. Journal of adolescence, 29(5), 691-708. doi: 10.1016/j.adolescence.2005.09.001 Scales, P. C., & Leffert, N. (2004). Developmental assets: A synthesis of the scientific research on adolescent development (2nd ed.). Minneapolis, MN: Search Institute. Schmidt, J. A., & Padilla, B. (2003). Self-esteem and family challenge: An investigation of their effects on achievement. Journal of youth and adolescence, 32(1), 37-46. Search Institute. (2005). Developmental assets profile: User manual . Minneapolis, MN: Author. Search Institute. (2006). 40 developmental assets for adolescence (ages 12-18). Minneapolis, MN: Author. Search Institute. (2014). User guide for the Developmental Assets Profile Retrieved from http://www.search-institute.org/sites/default/files/a/Fluid%20DAP%20User%20Guide-1- 2014.pdf Shadish, W. R., Clark, M. H., & Steiner, P. M. (2008). Can nonrandomized experiments yield accurate answers? A randomized experiment comparing random and nonrandom assignments. Journal of the American Statistical Association, 103(484), 1334-1344. doi: 10.1198/016214508000000733 Somekh, B., & Lewin, C. (Eds.). (2008). Research methods in the social sciences. Thousand Oaks, CA: SAGE Publications, Inc. Vargas, B. (2010). Educational success in the face of adversity as measured by high school graduation. Ann Arbor, MI: Proquest. 228Werner, E. E., & Smith, R. S. (1998). Vulnerable but invincible: A longitudinal study of resilient children and youth (3rd ed.). New York: Adams Bannister Cox. Wilson-Ahlstrom, A., Yohalem, N., DuBois, D., Ad ler, P. J., & Hillaker, B. (2014) From soft skills to hard data: Measuring youth program outcomes. The Forum for Youth Investment. Zaniewski, A. (2015, November 26). DPS faci ng surge of midyear teacher departures, Detroit Free Press. Retrieved from http://on.freep.com/1HrdL3Y