SURFACE-WAVE WSDUCER MODELING Thesis for the Degree of Ph. D. MICHIGAN STATE UNIVERSH'Y ALBERT 0. SIMEON 1974 L 18 R A R Y Michigrm State University This is to certify that the thesis entitled S URFACE- WAVE TRANS DUC ER MODELING presented by ALBERT O. SIMEON has been accepted towards fulfillment of the requirements for Maya in 4:“; Major professor Date j/é/‘i’é?’ 0-7639 “hm BY '. HUM} & SUNS 800K BINDERY INC. LIBRARY amocns ; SPIIIEPDRT. ”MGM ABSTRACT SURFACE-WAVE TRANSDUCER MODELING by Albert 0. Simeon It is the aim of this research to find useful equivalent circuit models which are developed specifically for surface-wave transducers and to show their relation to the already-proven crossed-field model of Smith et a1 [1]. In order to accomplish this the surfacedwave problem.is somewhat simplified to obtain a closed form solution. This is done by considering only particle displacements in the sagittal plane. This solution is applied in a new approach to defining dynamic variables and the characteristic impedance for piezoelectric transmission lines: The surface potential is selected as the cross variable. The power flux is calculated from the surface—wave solution and is also related to the cross variable directly. This defines the characteristic admittance of the transmission line. The response of an alternate phase array of Coquin and Tiersten [2] is extended to frequencies other than the synchronous frequency. This is made possible by considering only the short-circuit current response at first which permits the conformal mapping of the semi- infinite strip and the residual solution of the potential even if the first zeros of its even part are not located halfway between two electrodes. f3 §?~J 5'0 6;, With the aid of reciprocity the admittance matrix of a basic Albert 0. Simeon section is obtained and the corresponding equivalent circuit consisting of a transmission line section and voltage dependent current sources, plus a parallel circuit for the electrical part consisting of a capacitance in parallel with current sources, depending on the cross variable which is the particular solution of the potential problem. By duality the transmission line part of this circuit is changed and the crossed-field circuit model of Smith et a1 [1] is obtained. The difference lies in the frequency dependence of the characteristic impedance. However, over any frequency range of practical interest the performance of this circuit resembles theirs very closely so that all the established analysis and design procedures based on the crossed- field model apply here as well. Applications included are the detection and excitation of surface waves by means of the dependent generator model. The calculation of radiation admittance and the scattering parameters is done with the dual circuit. The principal contribution of this research is that it relates transducer models directly to surface waves and does not rely on the equivalent bulk-wave behavior implied by other circuit models. [1] Smith, Gerard, Collins, Reeder, and Shaw, "Analysis of Interdigital Surface-Wave Transducers by Use of an Equivalent Circuit Model," 1888, MTT-l7, No. 11, 1969. [2] G. A. Coquin and H. F. Tiersten, "Analysis of the Excitation and Detection of Piezoelectric Surface Waves in Quartz by Means of Surface Electrodes," The Journal of the Acoustical Society of America, Vol. 41, No. 4, Part 2, 1967. SURFACE-WAVE TRANSDUCER MODELING By Albert 0: Simeon A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Electrical Engineering 1974 To my wife Ilse ii ACKNOWLEDGMENTS The author wishes to express his sincere appreciation for the active assistance given him by his major professor, Dr. Fisher. He also acknowledges gratefully the valuable suggestions made by the committee members, Drs. Ho, Hetherington and Nyquist. Dr. Olin's help with the digital computer was invaluable and so was Mrs. Green's competent typing and organization of the material. Many thanks to both. iii TABLE OF CONTENTS ACKNOWLEDGMENTS. . . . . . . . . . . . . . . . . . . . . LIST OF FIGURES AND TABLES . . . . . . . . . . . . . . . INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . ELASTIC SURFACE WAVES. . . . . . . . . . . . . . . . . 2.1 Motivation. . . . . . . . . . . . . . . . . . . 2.2 The Problem Statement . . . . . . . . . . . . . . . PIEZOELECTRIC TRANSMISSION LINES . . . . . . . . . . . . 3.1 Equivalent Circuits for Transmission Line Sections in General. . . . . . . . . . . . . . . . . . . . . 3 2 Selection of Dynamic Variables. . . . . . . . . 3 3 Complex Power Flux. . . . . . . . . . . . . . . . . 3 4 The Forced Electrostatic Problem. . . . . . . . . . 3.5 Transmission Line Models Based on Surface Potential 3 6 The Vertical Shear Wave Approximation . . . . . . . 3 7 Modification of 20 Through Consideration of the Piezoelectric Interaction . . . . . . . . . . . . . 3.8 Summary . . . . . . . . . . . . . . . . . . . . . . THE MODIFIED MASON MODEL . . . . . . . . . . 4.1 Description of a Surface~Wave Transducer and its Simplified Physical Model . . . . . . . . . . . . 2 Development of the Model for One Electrode Section. .3 The Determination of the Effective Coupling Coefficient kc. . . . . . . . . . . . . . . . . . . 4.4 Concluding Remarks. . . . . . . . . . . . . . THE DETECTION OF SURFACE WAVES BY AN ALTERNATE PHASE ARRAY. . . . . . . . . . . . . . . . . . . . . . . . . . 5.1 The Residual Solution of the Potential Problem. . . 5.2 The Detection at Synchronous Frequency. . . . . . . 5 3 The Frequency Response of the Short Circuit Current from Electrode to its Nearest Neighbors . . . . . . 5.4 The Norton Equivalent Circuit . . . . . . . . . iv Page iii vi Mb 19 19 23 26 29 32 35 40 43 44 44 46 53 58 60 6O 63 71 81 6. EQUIVALENT CIRCUIT MODELS FOR SURFACE-WAVE TRANSDUCERS . 6 6. .1 2 .3 An Equivalent Circuit with Dependent Sources. Analysis of the Detection and Excitation Problem with the Equivalent Circuit . . . An Equivalent Circuit Model with Ideal Transformers. . . . . . . . . . . . . . . The Admittance Matrix for an Array of an Even Number of Interelectrode Spaces . . . . . Calculation of the Radiation Admittance of an Array Made Up of N Identical Interdigital Periods . The Scattering Parameters of the Array at Synchronous Frequency with a Tuned Load . CONCLUSION . . . . . . . . 7. 1 Historical Context. . . . . . . . . . . . . . . . . 7.2 Summary of the Results. . . . . . . . . . . . . . . 7.3 Further Investigations. . . . . . . . . . . APPENDIX A DERIVATION OF THE PROPAGATION VELOCITY . . . APPENDIX B THE TENSOR TRANSFORMATION OF THE STRESS COEFFICIENTS O O O O O O O O O O I O O 0 O 0 APPENDIX C DERIVATION OF THE TWO-PORT PARAMETERS FOR A LOSSLESS TRANSMISSION LINE . . . . . . APPENDIX D CALCULATION OF THE POWER FLUX. . . . . . . . APPENDIX E SOLUTION OF THE POTENTIAL EQUATION . . . . . APPENDIX F THE FREQUENCY RESPONSE OF A 20 ELEMENT SURFACE-WAVE TRANSDUCER ARRAY. o o s o o 0 APPENDIX C CALCULATION OF THE Y-PARAMETERS FOR ONE INTERDIGITAL PERIOD. . . . . . . . . . . . . APPENDIX H DETERMINATION OF THE RADIATION ADMITTANCE. . APPENDIX I PROGRAM FOR THE RADIATION ADMITTANCE OF A REFERENCES 0 O O O O O O C O O O O O O O O O O 30 ELWT ARMY O O O O O O O O O O O O O O Page 83 83 90 102 113 116 125 130 130 131 137 139 142 145 149 154 157 159 162 164 166 Figure 2.1 2.2a 2.2b 2.3 3.1a 3.1b 3.2 3.3 3.4 4.1 4.2 4.3 4.4 5.1 5.2a LIST OF FIGURES AND TABLES Layout of reference directions for surface waves on semi-infinite piezoelectric slab. . . . . . . . Relative particle displacement at the surface decomposed into individual modes . . . . . . . . Combined particle trajectory at the surface. . . . Combined particle trajectory at four decay constants of mode 1. . . . . . . . . . . . . . . The equivalent circuit of a longitudinal billk'wave transducer 0 o o s o o o o o o o o o a 0 Its actual layout. 0 O O O O O O O O O O O O 0 O O A transmission line section with delay to. Equivalent circuits for a passive linear bilateral two-port. (a) The T~mode1. (b) The N‘DIOdBI o o o a a s s o s o o o o a a o o o o o o 0 Equivalent circuits for a lossless transmission line section which introduces a phase shift 6 - wtoo o o o a a o o o a a o o o o o o a o o o a Layout of surface-wave transducers. (a) Overview. (b) Detail showing field lines and equivalent depth. 0 O O O O C O O I O O O O O O O I O O O O O Free-body diagram of section under a half electrode used for the development of the Mason circuit. . . . . . . . . . . . . . . . . . . Equivalent circuit for a half electrode of a sheardwave transducer. . . . . . . . . . . . . . . Determination of the open circuit voltage between adjacent half electrodes for U(x) - U e‘Jkx employing sections of the equivalent sheardwave circuit. . . . . . . . . . Geometry used for the Coquin and Tiersten . anaIYS18 O O I O O O O O O O O O O O O O O O I O 0 Boundary conditions in the x-ay plane. . . . . . . vi Page 16 16 17 20 20 21 21 24 45 47 52 55 64 64 Figure 5.2b 5.3 5.4 5.5 5.6 5.7 6.1 6.2 6.3 6.4 6.5 6.6 6.7 Page Map of the infinite strip in Fig. 5.2. The corresponding points of Fig. 5.2 are indicated by [ ]. The boundary conditions are also indicated. . . . . . . . . . . . . . . . . . . . . . . 65 Illustration of the net induced emf in relation to its nearest neighbors, %[A-(B+C)/2]............. 68 The geometry for the field problem with no external potential applied and w i mo. . . . . . . . . 76 Normalized frequency response of the short circuit current from an electrode to its nearest neighbors. . . . . . . . . . . . . . . . . . . 80 Norton equivalent circuit of a single electrode and its nearest neighbors. . . . . . . . . . . . . . . 82 The normalized frequency response of the open Circuit valtageo I O O O O O O O O O O O O O O O O O O 82 Connection of generators consistent with the meaning of Eq. (6.2). The resulting short circuit current is physically incorrect. . . . . . . . 85 Choice of circuit interconnection to obtain a meaningful expression for the electric terminal bahav1or O O O O O O O O O O O O O O O O O O O O O O 0 85 Equivalent circuit to determine ¢P(xn) when terminals A-B are aborted O O O O O O O O O O O O O ' O O 87 Temporary equivalent circuit of the electrical part of a basic section extending from the mid-point of one electrode to its neighbor . . . . . . 37 Norton equivalent circuit of the electrical part of a basic section between xn and xn+1. The current is denoted by the symbol I/2 because it represents approximately one-half the current into the electrode at xn . . . . . . . . . 89 Equivalent circuit of a section shown in Fig. 6.7. O O O O O O I O O O O O I I O I O O O O O O O O O 91 A basic section for which the equivalent circuit in Fig. 6.6 is applicable. . . . . . . . . . . . . . . 92 vii Figure Page 6.8a Equivalent circuit of twenty electrodes. . . . . . . . 94 6.8b Interspaces are broken down each into three sections to account for difference in velocity and Yo under metallized surfaces for materials with stronger coupling . . . . . . . . . . . . . . . . 94 6.9a Frequency response of a 20 element array terminated in a relatively large capacitor . . . . . . 98 6.9b Central peak of the frequency response of a 20 element array . . . . . . . . . . . . . . . . . . . 99 6.10 Method to obtain the dual circuit. . . . . . . . . . . 104 6.11 Dual of the upper part of the equivalent circuit of Fig. 6.6. The negative of all dynamic variables corresponds to the most convenient reference directions . . . . . . . . . . . . . . . . . 105 6.12 The variation of the turns ratio with frequency. n - 1/2. 0 O O O O O O O O O I O O O O O O O O O O O O 106 6.13 The modified dual of the upper part of Fig. 6.6. Both circuits yield the same circuit equations. . . . . . . . . . . . . . . . . . . . . . . 108 6.14 Equivalent representations of an ideal transformer. . . . . . . . . . . . . . . . . . . . . . 110 6.15 Alternate equivalent circuit for a basic section of l interspace and 2 half electrodes. The location of electrode A is point xn. . . . . . . . 110 6.16s Equivalent circuit used to obtain the y- parameters for one interdigital period according to procedure by Smith et a1. . . . . . . . . 114 6.16b Connection to find y13, y23 and y33. . . . . . . . . . 114 6.17 Normalized radiation admittance of a 30 element array. . . . . . . . . . . . . . . . . . . . . 119 6.18s Central portion of frequency response of radiation admittance . . . . . . . . . . . . . . . . . 120 6.18b A comparison of the normalized theoretical radiation conductance and the experimental results for Yz lithium niobate. The array consists of 15 interdigital periods. n - 1/2. . . . . . . . . . . 121 viii Table 5.1 Page Normalized frequency response of a single section for n 8 1/2, 2wo/3 < w < 2mo . . . . . . . . . . . . . 79 Conversion from engineering notation to tensor nOtatiOn o m o o m o o o I o o o o a o o o o o o o o o 143 ix CHAPTER 1 INTRODUCTION Equivalent circuit models for surface-wave transducers were first developed by Smith et a1 [10] in 1969, four years after White and Voltmer [17] initially introduced the surface-wave transducer. Such a delay would seem unusual. In the case of transistors, for example, the first modeling was done by Shockley, right after the introduction of the device. The delay in the case of the surface-wave transducer may be explained because fundamental understanding of surface waves is not possible in a one-dimensional representation of the particle motion as it is in semiconductor devices. Particle motion occurs in three dimensions in elliptical trajectories. In addition, there is the com- plicated electromechanical interaction with the electrodes deposited on the surface. The particle motion of elastic bulk waves is one-dimensional. Mason [5] had developed earlier equivalent circuit models for bulk-wave transducers. In particular, a model for series excitation and one for crossed—field excitation were developed. Smith et al found that the crossed-field model gives consistently correct results if applied to surface-wave transducers. The justification for this model rests entirely on an analogy between surface waves and bulk waves and, of course, its proven success in applications of design and analysis of various transducer configurations. It is the aim of this research to find equally useful equivalent circuit models, but which are developed specifically for surface—wave transducers, and to show their relation to the already-proven crossed- field model of Smith et a1. It is hoped that this approach to modeling will lead to a better understanding of surface-wave transducers. Con— comitantly, predictive models might emerge which will lead researchers to develop improved surface-wave transducers. In order to accomplish this it will first be necessary to simplify the surfacedwave problem somewhat because a general solution in closed form is not possible. This is done in Chapter 2 without losing the characteristic features of the surface—wave particle motion. In Chapter 3 this solution of the surface-wave problem is applied in a new approach to defining dynamic variables and the characteristic impedance for piezoelectric transmission lines. In Chapter 4 it is shown how an equivalent bulk-wave model may be developed from this approach. This, however, is not pursued any further because it is possible to derive surface—wave transducer models without referring back to equivalent bulk-wave behavior. Towards this end, the analysis of surface-wave detection by Coquin and Tiersten [4] is generalized in Chapter 5. With the aid of the results of Chapter 3 and Chapter 5, a reciprocal equivalent circuit model is obtained in Chapter 6. It employs dependent generators, but is rather easy to apply as shown by several examples. By means of various circuit theory techniques, the equivalent circuit is manipulated to resemble the crossed-field model of Smith et al. The similarities and differences are discussed. This form is also used in various applications which tend to support the validity of the model. By comparison with experimental results, it is finally possibleto adapt the equivalent circuits developed here to crystal cuts other than the one for which the simplified solution in Chapter 2 was performed. Throughout this investigation, it is assumed that bulk-wave generation is negligible; that there are no inherent losses in the prOpagation of surface waves, i.e. internal losses or losses due to mass loading by the air or the metallization on the surface. It is further- more assumed that the generated waves do not spread, but rather stay in a well confined beam of a width equal to that of the generating electrodes. All these problems have been investigated in the literature [9,18]. Their inclusion would detract from the principal understanding sought here, and as comparison with the experimental results proves, they are only secondary effects. The results of this research are restated in Chapter 7, where possible future investigations are also suggested from the vantage point of the insights gained here. 2.1 CHAPTER 2 ELASTIC SURFACE WAVES Motivation In this Chapter a simplified treatment of the problem of surface waves on piezoelectric plates will be given for easy reference. A number of articles [1]—[3] have treated the problem without such simplification, but the mathematics cannot be handled then in general symbols. It rather involves the simultaneous solution of two fourth order determinants. The problem is reduced somewhat in complexity if the electromechanical interaction is ignored [4], but this still results in the simultaneous solution of two third order determinants. In crystals with orthorhombic symmetry, there is no particle motion transverse to the direction of propagation [6]. Here the mathematics becomes tractable. It involves the simultaneous solution of two second order determinants. These can be handled in closed form. The commonly used materials for piezoelectric surface wave transducers do not have orthorhombic symmetry. However, the coupling to transverse motion is rather small in certain frequently used rotated Y-cuts of quartz [51-[6]. In the so-called ac cut, which is a rotated Y-cut of 31° about the x-axis, the face shear is decoupled [5]. This results 2. 2 in negligible transverse motion. Coquin and Tiersten [4] bear this out indirectly. For a rotated Y—cut of about 30° to 32° there are only two decay constants. This is typical for a system with motion in the sagittal plane only [6]. For the sake of clarity, generality will be sacrificed. By using the elastic constants of the ac-cut the results correspond very closely to those obtained in a broader treatment [4]-[6]. The Problem Statement All transverse motion will be neglected and it is assumed that the mechanical electrical interaction is small. Fig. 2.1 shows the reference directions. The wave propagates in the x- direction. The elastic material is confined to the half space y > 0. With the present assumptions the linear elastic equations [6] become: *‘3 II 1 C1181 + C1282 (2.1) H II 2 C123l + C2232 (2.2) T6 = C6686 (2.3) where T1 is the tension stress in the x-direction T2 is the tension stress in the y-direction T6 is the shear stress about the z-axis. The S1 are the corresponding strains and the C11 are the elastic stress coefficients. For a rotation of 31.62° (the angle when C56 is exactly zero): Figure 2.1 - Layout of reference directions for surface waves on semi-infinite piezoelectric slab. C11 86.74, C12 = -7.65 C = 28.85 all in 109 N/mz. 22 127.84, c 66 These values were obtained from Ref. 4, by a method illustrated in Appendix B. It should be realized at this point that without the simplifying assumptions made before one would have instead to deal with the following standard piezoelectric constitutive equations [5]: E . Tij - Cijkl Skl - e , E - (2.4) s 1 ' °1k1 Skl + 51k Ek ' (2'5) D Clearly Eqs. (2.1)-(2.3) are easier to handle. Let u be a dis- placement in the x-direction, v a displacement in the y-direction. Their relations to the strains become: Bu S1 — Rx (2.6) By S :- _. 2. 2 By ( 7) av au 8 = -‘+-—— . 2 6 3x 8y ( 8) The equations of motion are given by 8T 3T .. 1 6 = -—-+-—-- 2. Du ax 8y ( 9) and 3T 3T2 " = —-— -—- . - . O 0v ax 3y (2 1 ) p is the density of quartz, p = 2.65 x 103 kg/m3. As is conven— tional the particle displacements are next assumed to have the form: u = Re[U chmkv e1 - ~47 . (3.83) The quantity (WhT6) is the counter force acting externally on the section. For this reason, the power flux expression contains a minus sign. Accordingly V+ equals -T6Wh. The characteristic impedance is now (2) z _ v _ 6 66 C2 "h _ E366wh (3 84) o If; v' (2) m . ° jw C2 + -T Wh ch By Eq. (3.74): h = l/4ua2, k - ZnIA and hence Zo becomes 39 C W Z a 66 o 2a2 w . (3.85) This last expression (Eq. (3.85)) resembles Eq. (3.61) where the surface potential was used. There, also, the numerator is pr0por- tional to C66 if the dominant term for the power flux is considered (Eq. 0.3, Appendix D): C Wm IC2(2)|2 Px " ““2““ ' “2‘5;— - (3°86) By Eq. (3.59) 20 is 2 2 2 2o - 2Px/m 611522 W [0 I . (3.87) S According to Eqs. (3.53) and (3.43) the largest contribution to Is is: (2) 3 e26 C2 (3.88) VE11522 Because of cancellations Is is less: 2 3 826 C2( ) 48 = 0.215 x . (3.89) V811522 The characteristic impedance in Eq. (3.61) is then in general symbols approximately: C66 ”“ 1 611°22 z = ——————— - ~————-———- - (3.90) ° 202 wzc c w2 0 2152 e 2 1 2 ° 26 c w 66 22 Z. '" 2378" (“-2 2) - (3°91) W 26 .7 40 Comparison of Eqs. (3.91) and (3.85) shows the relation between the purely mechanical representation of a piezoelectric transmission line section and the representation through the surface potential. It should be noted that both expressions are prOpor- tional to C66 and, therefore, to sz. This differs from the treat- ment by Smith et al [7], [10], [11]. There Z0 is proportional to Vp. That result follows directly from Eq. (3.84): kC Wh C Wh 7. = --—————-—66 I 66 , (3.92) O a) V p c = v 2 p - (3 93) 66 p ° is next replaced to yield This is Mason's expression for Zo which would apply here if h were to be taken as a constant. But h‘a A/4naz results in the correct expression Eq. (3.85) used here. Modification ofuzo Through Consideration of the Piezoelectric ~“m .- _—.—'—..— In this section it will be established that for the vertical shear wave C66 must be modified when the electric field is not disregarded. This treatment is taken from Berlincourt et a1 [12]. The piezoelectric constitutive Eqs. (2.4)-(2.5) are for this special case: 26 2 (3.95) 41 But the region is charge-free so that the divergence of D is zero. In this case then an BS BE 2 6 2 3x - O - 226 3x + E2 ax (3°97) may be combined with Eq. (3.95) to eliminate E2. Then 3T6 . CE 356 _ e 3E2 (3 93) 3x 66 3x 26 3x ' ° 8T But-3;— is the net force per unit volume acting in the y—direction: 3T 2 3x6 . 342' , (3.99) at . av . , 56 is here S6 3x so that Eq. (3.98) becomes. 2 2 EE 3 v E 3 v 2 p—-—-C —--—-e -——-. (3.100) at2 66 ax2 26 3x Let the speed of propagation for an independent E—field be . C VpL - -§é-. Then Eq. (3.100) may be regarded as an inhomogeneous 3E E 2 wave equation with (e26/C66) Siw-as the source term. 2 2 e 3E 3 V - 3 V . 26 2 (3.101) 1 2 E 2 2 E 8x p) at C66 If E is forced externally then V E is indeed the speed of propa- 2 9 3E2 32v gation. Through Eq. (3.97) S;f-and-——§ are interdependent: 8x 3E2 e26 32v 3 , 57"7"? <40” 2 3x Equation (3.100) then becomes 42 2 2 e E 26 p a z . C66 [1 + E l 3 g , (3.103) at E2C66 8x D which defines C as 66 e 2 D E 26 (:66 =- c66 [1 + ———-C—E-—] . (3.104) 82 66 The corresponding speed of propagation D C vD a (~99 (3.105) p o is then higher, i.e. D E e26 V - Vp l + E . (3.106) €2C66 For the values used before (e262/C66e) z 0.01. This means from Eq. (3.104) that 20 should be taken 1% higher in Eq. (3.61) and in Eq. (3.85). The velocity Eq. (3.106) would increase by only l/ZZ. Smith et a1 [11] state that the changes in impedance and velocity are the same: Z 0 1 2 T - 1 + '2- kc . (3.107) '_ ’ 0C ij [cos 4 cos 4 ] . (4.32) This expression gives the open circuit response for any frequency w I kVp . (4.33) At present the attention will be focused on the special case when w is the so-called synchronous frequency mo. At this frequency the wavelength A equals the period in the comb structure D. It is clear that, when w I ”o and the electrodes become very narrow, the open circuit voltage, V is twice the surface OC’ potential. This is used to specify the turns ratio N. The Open circuit voltage for infinitely narrow electrodes is: _ gig lim _1_ 52 _ k0g1-g) V0C jm n+0 C [cos 4 cos 4 ]}u (4.34) By trigonometric expansion, and the fact that for small a cosezl and sinese the open circuit voltage becomes V I - NC 00 2(2) 81“ 2kg [11m L130] - (4.35) n+0 4C (2) U is also expressed here as ij2 , consistent with the vertical shear-wave approximation. For m I ”o k becomes 2n/D. The ratio n of the electroded part to the total length of the section is n I 4L/D. For very narrow electrodes the capacitance is 57 proportional to L, since a change in L no longer affects t. - EWL C -§E- (4.36) The exact nature of C will be studied in the next Chapter. At this time it will be sufficient to estimate the path length 2t to be somewhat longer than D/2. Under these circumstances Eq. (4.35) becomes N c(2) IVOCI z fi-E-fi 2 . (4.37) To find the correction factor for the turns ratio N (Eqs. (4.23) and (4.24)), let N I A e26 W , (4.38) where A is the required correction factor. The open circuit voltage should be twice the surface potential, so that we _ 26 (2) |0S| A 2e 02 . (4.39) Equation (3.89) gives the actual surface potential e _ 26 (2) |6S| 0.215 ‘;"C2 (4.40) It then follows that the correction factor A is A I 0.14 . (4.41) The effective coupling coefficient kc in the turns ratio N should then be (Eq. (3.108)): ke I 0.14 826/J5C66 I 0.014 . (4.42) The equivalent circuit is now specified except for an analytical .-'-I . 7" ‘; L 3 ' 4.4 58 expression for the capacitance C. This will be obtained in a different context in the next Chapter. It could certainly be determined experimentally without difficulty. ConcludingyRemarks The development of the last three sections pointed out both the attractiveness of the Mason model and its flaws. The strength of the model lies in the orderly, analytical relation of the final matrix, Eq. (4.21), to the initial assumptions. The ease with which circuit sections were cascaded (see Fig. 4.4) to calculate the open-circuit voltage (Eq. (4.31)) illustrates the versatility and usefulness of the equivalent circuit. Its weakness lies in the fact that there are many farfetched assumptions associated with the deve10pment of the model; i.e. in both setting up the problem and in taking the matrix equations to the equivalent circuit form. First, in order to obtain the desired result, a surface wave is approximated by a vertical shear wave of finite thickness, even though the mechanical boundary conditions (T6 I 0 at the surface) would not permit such a shear wave to exist in a finite medium. Secondly, the thickness h is frequency dependent, but it has to be canceled against the frequency independent representative path length t in Eq. (4.21), in order to facilitate synthesis with passive elements. Finally, the values of the capacitance and the turns ratio obtained in the mathematical development have to be modified in order to give correct results. In the following chapters, an equivalent circuit for a complete section of an alternate phase array, as shown in Fig. 59 4.4, will be derived. In this derivation many of the assumptions made previously are relaxed. Even though the subsequent develop- ment lacks some of the elegance of that which led to the Mason circuit, it is conceptually and theoretically sound and results in an equivalent circuit which lends itself readily to analysis and design. CHAPTER 5 THE DETECTION OF SURFACE WAVES BY AN ALTERNATE PHASE ARRAY In this Chapter the frequency response will be formulated by extending the techniques used by Coquin and Tiersten [4]. 5.1 The Residual Solution of the Potential Problem It was established in Chapter 3 that the speed of prOpaga- tion of an elastic wave in quartz changes very little with an applied electric field. It will be assumed here that the velocity under the electrodes, where Ex is zero at the surface, is the same as between the electrodes or far away from them. In Chapter 3 a surface potential was deve10ped and is of the form ej(wt-RX) ’ ¢P(x9°9t) ‘ ¢+ ‘ ¢S (5.1) for a wave traveling in the positive x—direction and far away from any electrode structure. As in Coquin and Tiersten [4], a residual solution 6c is introduced so that right under an electrode at peak potential 60 ¢C(x.0.t) + °s ej(wt-kx) . o0 e . (5.2) However, it should also apply at any point within the material and be of the following form: ¢ n (u-I 2(1) 0 no net emf “-f w S+ + ¢S-) cos kx . (5.57) By Eqs. (5.35), (5.37) the result will then be -36¢elle 22 W(¢S + 68 )[./x (6)1316 2(“0) . (5.58) The elliptic integral K'(m) is now a function of frequency since the infinite strip in Fig. 5.2 changes width with frequency (see Fig. 5.4). The validity of Eq. (5.58) extends only to a frequency 76 A/4 1/4 Ci + _,-.¢ :»(Pp+¢v)cnskx 4V4 ” ° +l)//. J . 41 i T L I l \ [tn 3:: ¢L :2 tr,“ 1.. 0 .....__.. \ ,. (2+ 9*“ Bay Vt C+ M. t. O 3’ O M.- V +“[(x.av) ' I[¢+(x,av) + 67(x,ay)]eos kx Figure 5.4 — The geometry for the field problem with no external potential applied and w I mo. 77 less than that which would produce a quarter wavelength equal to nD/4, the edge of the electrode, i.e. A > [)0 211V 21tV 01’ -——-B- > n --—R (L) (A) O or -9— < l/n . mo Furthermore, since the boundary condition requires on the range nD/4 < x < A/4 that-3%z—T— I 0 there is also an upper limit on )/4: 3 C+ Y A/4 < D/Z - nD/4 , which defines the edge of the next electrode. In terms of a frequency restriction this means The combined statement of the frequency range over which Eq. (5.58) is valid is then l 2-n < Eli-z A JIF‘ . (5.59) o The frequency dependence of K'(w) is caused by the modulus m'Il-m of the elliptic functions (Eq. (5.21)), , 2 n m I 1 - sin (n? . (5.60) Here, this relation must be modified, because n represents no 78 longer the ratio of electrode width to interelectrode distance but rather electrode width to A/Z, half a wave length. Hence m'(w) - 1 - 313(91— (5.61) mo The complete elliptic integrals K' are listed in Abramowitz [14] as a function of “1111) a. 2w 0 In Table 5.1 the normalized form of Eq. (5.58), F(w/wo), is computed for n I 1/2, where I’m/mo) a ISC/jmox/enezz we); + 05'). (5.62) i.e Fan/mo) - 53— sin2(12'—3-)[n/K'(wlwo)] . (5.63) O O The frequency response is plotted in Fig. 5.5 for n I 1/2 for frequencies between Zoo/3 and Zoo. Most applications fall in this range. It is seen that the value of F at (o/wo I l is equal to that obtained in Section 5.2. In addition it should be noted that the functional form of Eq. (5.58) is identical to Eq. (5.35) if m I mo and V I 0. It is furthermore seen that the response is zero at w I 2wo as it must be. The peak for the short circuit current response occurs near w I 1.2 mo, i.e. higher than the synchronous frequency. This will not be the case in the open circuit voltage frequency response, which is derived next. 79 TABLE 5.1 - Normalized Frequency Response of a Single Section for n I 1/2, 2wo/3 < w < 2wo ~-.~-- who a = 1119 K'(w/w ) Foo/6 ) [Fm/m )/(6/.. )1-‘9— 0 2w 0 o o 0 K 7-1;};.M..v~0—36° 2.01327 1.12915 1.41144 1.0 45° 1.85407 1.69443 1.69443 1.2 54° 1.741499 1.95804 1.63170 1.4 63° 1.66272 1.73131 1.23665 1.6 72° 1.61045 1.07835 0.67397 1.8 81° 1.58054 0.34165 0.18980 2.0 90° 1.57080 0.0 0 80 f. 2.. 1"” Figure 5.5 - Normalized frequency response of the short circuit current from an electrode to its nearest neighbors. F(w/wo) n I l/2 7[ 1.0 / / / / / /’ ./ // _L/ j: 1.0 2.0 w/wo 5.4 81 The Norton Equivalent Circuit By Thevenin's theorem the product of the short circuit current times the output impedance is the Open circuit voltage. The output impedance is obtained from Eq. (5.38). All independent sources are set to zero, in this case 0 then the ratio of the S’ externally applied voltage to the current is the output impedance. This is clearly 1/ij. A Norton equivalent circuit for a section consisting of a single electrode at x I 0 with the potential referred to its neighbors is then shown in Fig. 5.6. The voltage current relation for other than short circuit terminations follows directly: 1 - ijV - 1667611622 u(cps+ + ¢s-) F(m/mo) . (5.64) It is seen from this that the open circuit voltage response equals . + _ . I v0C (K /K)(0S + 98 ) F(w/wo)/(w/mo) . (5.65) The value of C used here is given by VEZIEEE W K/K'. The normalized open circuit voltage response is plotted in Fig. 5.7. The peak has indeed shifted to the left in relation to the peak of the short circuit current response. The technique used here in this Chapter is an important extension of the work by Coquin and Tiersten, since it will lead to equivalent circuits which apply specifically to surface waves and are not based on analogies to bulk waves. 82 I afi———-I _.. electrode T 1:... .. - ISC ‘ on/ 11622 WI¢S+¢S]F(w/wo) —L—- ' ———-—-—-—— ' V i :. common node of neighbors Figure 5.6 - Norton equivalent circuit of a single electrode and its nearest neighbors. .-.. -. —~-—- : I w/ 1.0 2.0 “’o Figure 5.7 - The normalized frequency response of the open circuit voltage. CHAPTER 6 EQUIVALENT CIRCUIT MODELS FOR SURFACE-WAVE TRANSDUCERS The transducer models presented in this Chapter have been developed specifically for surface waves and do not rely on an equivalent bulk-wave behavior. The two circuit models derived here are one with dependent generators and the other, derived from the first, with an ideal transformer similar in form to the Mason model. The starting point is Eq. (5.43) in addition to various surface-wave transmission line models of Chapter 3. 6.1 An quiyalent Circuit with Dependent Sources With Eq. (5.58) an expression was obtained for the short- circuit current from an electrode centered at x I O to its next neighbors. This led to a Norton equivalent circuit from which Eq. (5.65) was derived, which in turn gave rise to the frequency response plot [Fig. 5.7] of the open-circuit voltage of the electrode with respect to its neighbors. In order to arrive at a valid equivalent circuit for a suitably small section, that can serve as a building block for a larger array, the constraint that the current exchange only occurs between an electrode and its next neighbors [see Eq. (5.41)] will be lifted. The nature of the final equivalent circuit will be such that short-circuit calculations based on it result automatically in the current between electrodes rather than current from an 83 84 electrode to the grounded bulk implied by Eq. (5.40). Nevertheless, the current from an electrode to the grounded hulk is obtained first. By comparing Eqs. (5.40), (5.56) and (5.58) the conclusion can be drawn that the current to the bulk for an electrode at x I 0 will be: SCH - 3w 611:22 Win/K'(w/wo)](¢s+ + $5-) . (6.1) If the electrode is located at a point xn I nD/2, i.e. n half periodic lengths to the right of the origin, the equation becomes -jkx +jkx In - jw/cllazz W[n/K'(w/wo)][¢s+ e “ + 08' e “1. (6.2) An array of N electrodes shorted to the bulk is shown in Fig. 6.1. All odd numbered electrodes are interconnected first before this is done. The same is done with the even numbered electrodes. Thus the total current into the bulk would be 11 + 12 + I3 + . . . . IN. This is suggested by the mathematical formulation of Eq. (6.2), but it is physically not the case. By analogy to Eq. (5.41) the actual short-circuit current from the upper half of the array [see Fig. 6.1] to the lower half is determined by one-half the difference in emf's, which leads to l I ”-2-[1 - + - + a a a a a '- SC I 1 I I 1 2 3 4 (6'3) N] ° By Kirchhoff's current law this result is simply achieved by connecting the upper electrodes directly to the lower electrodes, bypassing the bulk node. The strength of each generator must also be cut in half. Figure 6.2 shows this connection as a hatched line. To guarantee the correct output impedance between terminals 85 * 12 14 $11“ / 12+14+°°° Figure 6.1 - Connection of generators consistent with the meaning of Eq. (6.2). The resulting short circuit current is physically incorrect. 5:34 A \. I g - ' : + \\ ISC Ils I23 I -1 /2 I =1 /2 ¢ :91 1 s3 3 A \ +138 I ' \ | I bulk no __ v j { longer connected _‘__ AB ' - I i ”-5 i l - E9. , I l 2 / "32312/2 154°14/2 ¢B / I ' / I -— ./ + .1 B Figure 6.2 - Choice of circuit interconnection to obtain a meaningful expression for the electric terminal behavior. 86 A-B a capacitance of value C must be added as shown for each pair of current sources. The terminal voltage V is now the difference AB between the potentials referred to the bulk, ¢A and ¢B° The effect of the field above the slab must finally be included so that the value of C is given by [16]: = 1 C (EO+V611622)WK/K , (6.4) and the strength of each current source is Isn - jw £11522 W[n/2K'(w/wo)][¢s+ e.jne + ¢S- ejne] , (6.5) where e - kD/2 = ww/wo . (6.6) The current sources depend on the surface potential at points xn. In Chapter 5, it was assumed that under short-circuit con- ditions the transducer behaves as a piezoelectric transmission line, without losses or reflections and a constant velocity of propaga- tion. Consistent with this assumption will be the equivalent circuit in Fig. 6.3 from which ¢P(xn) may be determined, where + -jkx _ +jkxn I’ 4.. ¢ (xn) - ¢ e n + ¢ e . ¢ e jne + s s s ¢s e The circuit, however, applies only if the electric terminals A—B are shorted. Since the array is a linear, passive system the reciprocity theorem must apply to any three-port network formed from it. For this purpose cut out a section between the center of two adjacent electrodes at xn and x respectively. The current n+1 sources Isn and Is 20-izvsvsw'c 20—39bZLbz'2 ZO-JZQZSéL'! co—azesssg'g 10—3010125'5 ’— ~‘ ...... oolo—Hoo-o-o—o- on 3. “'“'“ 2 > 99 i 1 . i 1 ‘\ 0‘ 19,, e -.-A----- . rail “Hunt ”.4...“ v V Figure 6.9b - Central peak of the frequency response of a 20 element array. 100 Let it be assumed that the transducer is terminated on both sides by an infinite piezoelectric line with a characteristic admittance Yo equal to that of the transducer array. The line generators are each of strength n+1 Ign (_1) 2Y VAB 0 (6.23) [see Fig. 6.8], all reference directions pointing up. By the principle of superposition the response to the generator connected to xn is considered first with all others set to zero. The total input impedance seen at point xn is, because of the matched conditions, 1/2 Yo. The line potential at this point is therefore: n+1 ¢P(xn) ‘ (-1) 2y VAB/ZYo . (6.24) From this point a wave spreads in both directions. At a point x to the right of the array the line potential will be: YV -Jk(x-x ) ¢np(x) - (-1)‘“+1 _ng e “ . (6.25) o The complete response at x is then by superposition: 20 P P was? 6“ (x). {#1 or yV _ jkx jkx jkx jkx ¢P(x) - —YAB e JKX [e 1 - e 2 + e 3 . . . . - e 20]. (6.26) 0 Once more, let x1 = 0 and kxn+1 - kxn - 6, the result is the identical progression, but with positive exponents, as in Eq. (6.15). 101 It sums therefore to yV _, _ jZOG ¢P(x) a: TA}: 8 ka }‘—‘e"5’6’— o (6.27) o 1 + e This simplifies to ¢P(x) - -3 63199/2 YVAB e‘jkx sin(109)/Yo cos(e/z) , (6.28) or jl9flw/2m _ ¢P(x) . -j e ° vAB A(w/wo) e ka/Yo . (6.29) The function A(w/wo) is 1n(10rm/w ) a l§£2££9g1.3 ' S O A(w/6o) cos(B/Z) 167211622 th/AK (w/wo)] cos(flw,2wo) . (6.30) From Eq. (3.58) the value of Y0 is for the AC cut: Y0 = w” x 2.68 x 10'78 . (6.31) This results in a cancellation of the term wW: j19nw/2w P - - 0 ¢ (x) ' JF11¢22 e V -jkx 5 AB e x 4.7 x 10 Zn sin(10nw/wo) k'(m/wo)cos(nw/Zwo) . (6.32) Comparing the last fraction with Eq. (6.16) shows that the shape of the frequency response is identical here. At w - ”o the absolute value of Eq. (6.32) is |¢P(X)/VAB| - 1.2 x 10‘3 (6.33) 6.3 102 which means it takes an excitation of 83 volts to produce a surface potential of only 0.1 volt, but the associated line current is rather high. At w = 1.5 x 109/sec and W - 2.5 mm, typical values, the line admittance Yo equals 1 u, so that [IP(x)I is 100 milli— amps. However, the purpose here was merely to demonstrate the versatility of the equivalent circuit, not to judge the efficiency of the transducer. An Equivalent Circuit Model with Ideal Transformers In the last section it was shown how readily the equivalent circuit developed in this Chapter lends itself to mathematical analysis. The dependent generators are no drawback. In the excitation problem they offered, in fact, an advantage over the ideal transformers found in the Mason model because of the principle of superposition, by which all but one of the sources may be set to zero at any time. This facilitates the calculation of the response. No direct equivalent procedure exists for transformers which are passive circuit elements. Nevertheless, for the sake of interest an equivalent circuit will be developed in this section that resembles the Mason model with its ideal transformer. The principal difference lies in the fact that, in Chapter 4, the equivalent circuit is developed for half-electrodes; here, the equivalent circuit will be centered on the interspace with one-half of the adjacent electrodes on either side as illustrated in Fig. 6.7. The Mason model of Smith et a1 [10] is centered around the lnterspace as in the present treatment. 103 In order to accomplish this the dual of the upper part of the circuit of Fig. 6.6 is found first. The technique is illustrated in Fig. 6.10. The admittances become impedances with the same numerical value; meshes become nodes. When a current source pointing right is encountered by a path linking the mesh centers, it is replaced by a voltage source with a "- +" orientation. The voltage across the current source becomes the current through the voltage source. The reference directions must be such that the power relations are maintained for that source. The short linking two sections becomes an open circuit. The current through the short will be the voltage across the open circuit. The equations resulting from the dual circuit shown in Fig. 6.11 are identical to those obtained from the original circuit in Fig. 6.10. However, the physical units are all wrong. This can be easily corrected by multiplying ¢P(xn) by the factor -jw/;;IE;; W, similar to Eq. (3.44). The quantity jw/EIIEEE'W¢P(xn) has units of electric current and it points to the right [see Fig. 6.11]. In order to maintain the equality in any conceivable circuit equation, all possible ratios of "voltages" to "impedances" 20' = YO must be multiplied by the same factor -jw/EIIE;; W. In particular, consider yVAB/Zo', where y is defined in Eq. (6.7), 2 2 J”£11522 "YVAB _ “’ E11522 w z‘ - O mWXZ.68810 17 7 mevm . (6.34) By Eq. (3.61) the value of 20 is determined uniquely for this new definition of electric current. It must be 104 Figure 6.10 - Method to obtain the dual circuit. 105 jZ 'tan(6/2) jZ 'tan(e/2) _ P -¢P(x ) o 0 ¢ (xn+1) +- +- YVAB YVAB z I P o P -1 (xn) jsin8 l -1 (xn+1) Z ' - Y o o ;; i ; Figure 6.11 - Dual of the upper part of the equivalent circuit of Fig. 6.6. The negative of all dynamic variables corresponds to the most convenient reference directions. 106 r n/4K'(m/wo) a" a-U- % L l 1 1 I I t % 4~ :m+U> .6 .8 1.0 1.2 1.4 1.6 1.8 2.0 (00) IO Figure 6.12 - The variation of the turns ratio with frequency. n = 1/2. 107 20 = 1.72 x 1014/ww {I (6.35) [or the AC cut in quartz. An examination of Eq. (6.34) shows that the first part of the tripple product has exactly the right value: “511822" = 6w 2.68 x 10'7 1.72 x 1014 1 =2.— 0 (6036) o The voltage dependent voltage source now has a strength of n 4K'(w/wo) . VAB . (6.37) It is only slightly frequency dependent over the frequency range of interest. Fig. 6.12 shows a plot of n/4K'(m/wo). A reasonable approximation for the function would be u/4K' which for n - 1/2 equals n/4K' - 0.4236 . (6.38) Such an approximation, however, is not essential if an ideal transformer with a "slightly frequency dependent turns-ratio" is acceptable. The ideal transformer comes about as follows: First, by the Blakesley shift, the dependent voltage sources are moved into the center leg. This situation together with the new dynamic variables and line impedance is depicted in Fig. 6.13. Since the rigorous procedure of Chapter 3 was strictly adhered to, the new line voltages, VP(xn), will have units of voltage. Next, the lower part of Fig. 6.6 [or 6.5] must be examined. It contains a dependent current source of strength 108 “fill—‘3; WP (x11) W 511822 W¢P("n+1) -——«»- ‘ -———¢— .____._._+ 20.9 20.6 ____. + T + z ,e O p P V (xn) V (xn+1) ___.1;___.v 4K'(w/wo) AB' F a Figure 6.13 - The modified dual of the upper part of Fig. 6.6. Both circuits yield the same circuit equations. 109 P P P yi¢ (xn) - 6 (xn+1)] "ZET?E7J;T [ijellczz W6 (xn) — 1 v w¢P(x )1 . (6.39) M 811622 n+1 Any ideal transformer with turns ratio a:l may be represented by the dependent voltage—current—source configuration shown in Fig. 6.14. The converse is also true. This follows directly from the fact that the transmission matrix for an ideal transformer may be implemented by the circuit shown in Fig. 6.14. V1 a 0 V2 . x (6.40) 11 0 1/a I2 The final equivalent circuit follows immediately. It is shown in Fig. 6.15. The "dots" must be reversed for every alternate section, because the dependent generators in Fig. 6.6 would be reversed also. Since the frequency variation of the turns ratio is not strong, replacement by the constant n/4K' will lead to good results. This then is the justification for the usage of the Mason model [10]. It should also be noted that the new "line current" jw £11522W¢P(xn) is much smaller than in calculations performed on the basis of the model in Fig. 6.6. In the excitation problem at the end of Section 6.2 the line voltage ¢P was 0.1 volt and the line current 100 ma. In this new model the line current would be for the values given there 12 ImJEIIEEE w¢p| . 1.5 x 109 x 40 x 10’ x 2.5 x 10‘3 x 0.1 = lSuA . (6.41) 110 .£_4. a l +- a V1 (a) (b) Figure 6.14 - Equivalent representations of an ideal transformer. _..__ p P “£11522 ”4’ (xn) Mcnezz ”‘1’ (“n+9 C Z , 8 Z , 8 ‘F3 + ° T ° I + X X n n+1 Z , 6 o P P V (x ) V (x ) n :3: n+1 c/2 I LBJ? 4K (w/wo ) _' ~0. 42: l0 (for n-1/2) 9 Figure 6.15 - Alternate equivalent circuit for a basic section of l interspace and 2 half electrodes. The location of electrode A is point xn. 111 The line—impedance 20 would be 14 z = 1'72 x 10 = 45.9 Mg. (6.42) 0 mW The line—voltage VP must then be P P V = Z0 x lw/gllezz W¢ | = 688 volts. (6.43) In spite of the vastly different values, the effect on any measurable quantity is the same. Neither model is therefore superior to the other from a physical point of view; unless the interspace section shown in Fig. 6.8b is used in conjunction with the first circuit, in which case that circuit will account for the effect of the metallization, whereas the present circuit cannot do that. Otherwise, any preference should be based on mathematical advantages offered by a particular model in the context of the external terminations under study. As mentioned in Chapter 4, for very narrow electrodes and a single wave of the form P + -j V—ix 4 (x) = 63 e P (6.44) a potential difference V B of 2¢S+ should be observed across the A basic section [see Fig. 6.7]. The equivalent circuit of Fig. 6.15 will account for that effect correctly, as shown presently. The current into the dot of the primary is _jwoxn _jwoxn+1 ---——— + V + V 1p, = 167611622 wtos e P - 63 e P 1 . (6.45) At the synchronous frequency x is greater than xn by half a n+1 wave length, so that 112 f““““ + P Ipr jw 511522 N 2¢S e . (6.46) At the synchronous frequency K'(m/wo) = K', the secondary current is then n/4K' times the primary current, and VAB becomes a V I vAB (n/4K ) Ipr/jwvellezz WK/ZK . (6.47) The effect of the field above the piezoelectric slab on the value of C/Z has been ignored. The quantity 2K' will cancel, and VAB becomes then: -jwoxn/V . ,f“"" + p VAB (n/2) jm 811522 N 2¢S e /jwV611522 KW . (6.48) For very narrow electrodes K is n/2, so that VAB reduces to the desired result: ~jwoxn/Vp V - 2¢ e . (6.49) This certainly does not represent a proof of the validity of the equivalent circuit, but it is gratifying to see that the postulates which led to these equivalent circuits do not create a conflict with this expected physical behavior of the device. More supporting evidence for the correctness of the theory presented here will be established in later sections of this Chapter where the radiation conductance and scattering parameters of the array are calculated on the basis of the last model [see Fig. 6.15]. The outcome fits the experimental results of Smith et a1 [10]. In order to perform these calculations, it is first necessary to obtain the three—port admittance matrix for the whole array. 6.4 113 The Admittance Matrix for an Array of an Even Number of Inter- elegtrode Spaces The equivalent circuit of Fig. 6.15 is similar in form to that used by Smith et a1 [10]. The turns ratio and the character— istic impedance are frequency dependent in this investigation; in Smith et a1, they are not. Since, however, the configuration is the same, the identical steps may be followed for the derivation. It will be particularly convenient to change the impedance level by a factor of the square of the turns ratio a a2 . [n/4K'(w/wo)]2, (6.50) so that the resulting characteristic impedance is 4K'(w/w°) 2 l/Go ' R0 5 Zo[-—T—] , (6.51) and the new line-current will then be 1 - 3.1 c c wu/4x'(6/w )]¢P(x ) = ¢P (6 52) n 11 22 o n Y n ' ° First, two adjacent sections are cascaded as shown in Fig. 6.16 and the y-parameters for this combination are obtained. The symbol 6 stands here for the transit angle for an interdigital period. It has therefore twice the value of the 6 used previously. The calculations are based directly on the procedure suggested by Smith at al and are repeated for completeness in Appendix G. The results are listed below in Eq. (6.53): 114 jRotano/o 11311... l..— L__4 + R0 v W —————* jainB/Z n+1 In. jRotan(6/4) 1:1 a”... + .. VAB (a) In In+Ix In-In-i-l -——-—- -———>5 -—————u~ jRotan(0/4) —+—+1Rotan(6/4) fr JRotan(6/4) I 7 I x X 4 R0 4 Vnno m vn+1 =0 9 V18 VAB (b) Figure 6.16 - (a) Equivalent circuit used to obtain the y- parameters for one interdigital period according to procedure by Smith et al. (b) Connection to find y13, y23 and y33. G -G o o In jtane jsine -jGotan(6/4) vn -G G -1 - ° ° jG tan(6/4) v n+1 jsine jtane o n+1 ' I -jGotan(6/4) jGotan(6/4) ij+j4Gotan(6/4) VAB (6.53) When N such interdigital periods are cascaded, the resulting current IT will be by Eq. (6.53): IT - -jGotan(B/4) V1 + jGotan(6/4) VN + (ijT + j4NGotan(6/4)) VAB (6.54) The total capacitance NC has been denoted C The reason for this T. simplicity is that in Eq. (6.53) y31 - -y32 . (6.55) This causes cancellations of the contribution from all Vn except V1 and VN. Equation (6.54) is sufficient for the determination of the overall admittance matrix, since for VAB - 0 all sections behave like a transmission line, and because of the required symmetry about the main diagonal y13 and y23 are known through Eq. (6.54). The final result is then: 6.5 116 c -0 O 0 I1 jtan(N0) jsin(N6) 'jcota“(°/4) v1 _GO GO "IN ' j81n(N8) jtan(N6) jcota“(9/4) “ VN ’ 1T -jGotan(6/4) jGotan(6/4) jch+j4Ncotan(0/4) vAB (6.56) where CT = NC , (6.57) 0 . 2n(w/wo) (6.58) and 1 a 2 Go " '2: [m] . (6.59) This admittance matrix for the whole transducer may now be used to determine various properties of the array. Since further verification of the theory developed in the last two Chapters is desirable, the radiation conductance will be calculated in the next section since it can be compared with experimentally measured frequency response curves for that quantity. Calculation of the Radiation Admittance of an Arrangade Up of N Identical Interdigital Periods For the purpose of calculating the radiation admittance the array is terminated in Go on both ends, so that I - - G V o 1 (6.60) 1 117 and IN I Go VN . (6.61) With this modification, Eq. (6.56) is rewritten as: 0 Y11 + Go Y12 Y13 v1 0 - 912 Yll + co -Y13 x vN . (6.62) IT Y13 ’Y13 Y33 vAB The input admittance under these conditions is the radiation admittance: ._A_ y - 1 /v A33 a T AB . (6.63) The quantities A and A33 are the determinant of Eq. (6.62) and the co-factor of Y33 respectively. These are worked out in Appendix H. The result of that calculation is summarized below: 8 NB 2 Ga ZG°[tan 4 sin-E— (6.64) and B - 0 tan 9- [4N + tan 3 sin N9] + 6,0 (6 65) a o 4 4 T ° ° These results are identical to those found in Smith et a1 [10] except for the frequency dependency of Go given by Eq. (6.59): 1 n 2 “o " E; [4'K"'("““6/6°)]' z (6 ) "I.— ‘j’ [’3‘7—8 <6 6 12‘6“) The last substitution has been made on the basis of Eq. (3.61): 20(6) - 1.72 x 1014/mw 0 . (6.67) 118 These relations are programmed for the digital computer in Appendix I. The resulting frequency response plots [see Figs. 6.17, 6.18s] for N I15 show negligible difference between this theory and the assumption of a constant Go made by Smith et al, who used the Mason model for the corresponding development. The reason is that for larger arrays the central peak, where G8 has a significant value, is so narrow that variations with frequency of Co are not noticeable, although Go increases monotonically with frequency because of (m/wo) as well as the factor [n/4K'(m/wo)]2, [see Fig. 6.12]. The direct comparison of the shape of the frequency response of G8 with experimental data gathered [10] for a transducer laid out on YZ lithium niobate is made in Fig. 6.18b. An important conclusion to be drawn from this comparison is that it is now possible to deduce the value of the characteristic impedance Zo for YZ lithium niobate without resorting to the complicated calculations performed in Chapter 3. It is seen from Eqs. (6.64) and (6.66) that . 9.. __.._.____1' 2 EL 2 GaZo(wo) 2(wo)[4K'(W/wo)] [tan(2mo) sin(ISum/wo)] . (6.68) At w I ”0 this becomes numerically: w 2 Gazo(mo) ZLZET] x 900 I 323 . (6.69) (I) O The experimental result [10] for a transducer with N I 15, w I 1.25 mm, C I 8.5 pF and fo I 105 MHz yielded for G8 I 4.2 m8. T It follows that for YZ lithium niobate the characteristic impedance is 119 "x Bazo (.0) b /.\ / " 1004 V O A‘A. ‘9 2“ {F i 0 0'0"“ I o 0 0.0..” .. ..‘ Ed qn«o.‘os o—o one-o} *‘W b it! 0.8 0.9 10 1.1 1.2 __ “"9, I100 <5 Figure 6.17 - Normalized radiation admittance of a 30 element array. 120 ~oownno~o~.~u ~U.mou_oon.du ~o.mmOn~oo.uc wo.mmnnonm._o Nuowooouus._u ~u.w.0n~0n.ao muowo-soo..c ~oowoo~moo.~s mu.wnonnno.~c ~o.wno~o-.~o ~o.mu~ocn~.~o ~5.wonon~..~u mo.momooo..~u mo.mno~on..~a nu.woomnoo.~u mu.unoo_oo.~o woowdwogoo.~n muownomom~.du ~u.~o~ooon.av ~o.mo--c..o ~uowanooo~.du duowsuanno.on do.m.-.~n.~o mu.w.-noo.oo .o.muso~cn.~u 0.0 auomocoaoo.~ do.wanooao.o doowuadunn.~ “oowm-oon.o ~o.mo~nona.a ~o.wooo~on.. ~u.w«o~noo.~ ~0.w~uOOco.. ~0.wom~.n~.— ~o.wmnauno.~ no.wn.ouoo.~ mu.m-no~o.u woownaoano.a ~o.wo~.-o._ mo.wu.~owm.. ~u.wnnonoa.. ao.mon.~aa.. No.m.onooa.~ wo.mnna._o.. mo.w~o.a_a.. ~o.wo.wo.... ~u.w~nmo~n.. wo.wnmmmu~.a No.uomso~_.a wo.wm-~qo.. c U 0 9L a] Po.w_~oono._ oo.un~r~a~.o oo.wu“nnmc.o .O.m~nOona.d ~O.w.m~oo~.~ «u.w.uo~ou.n ”o.w—_m~o~.: no.wo~—O~o.a do.m~onn~u.~ _o.w_von-.o Noowssssnu.u ~u.w-ov:~.. ~u.w0on0ac.. ~o.w~uoOoo.~ ~u.wuumoou.~ ~o.woono>o.~ No.wnoou-.~ ~oown‘oooo.~ ~0.won-no.~ Neowoouoo~.~ No.wuooOno.~ ~uowonOOou.n ~u.woo-nd.n ~oouon0hou.n No.un~on-.n ~o.wouuum~.n wo.w¢~n~u~.n ~o.moonno..n ~u.wo-~no.n ~0.mp~uooc.~ nu.w~no~4m.~ ~o.wa~0ono.~ ~u.uou.»m:.~ ~o.wo_.~o~.~ ~o.mu~u.ofl.~ ~0.mo~sood.~ uo.wonanow.d ~0.wnvpno¢.~ ~O.wnoooQ~.u ~o.u~muuo_._ .o.w.~omo~.o .o.wuoamoo.~ «o.wo-na..o .o.wr_a~oo.e «o.w_~o.ao.n .o.w~nn.eo.~ .o.u.o..am.a _o.wnoo.o_. Oo.munom~o. 0c.u~qowcw. oo.w..mvuu. in. o —m.g..- u f. a A s 0 la (L95 Figure 6.183- Central portion of frequency response of radiation admittance. 121 .lml'la .NxH I c .nvowuoo Heuawfivuousa ma mo ououosoo menus ugh .ouopoae sawnuwa N» sou monsoon Housoaquoeuo «do one oueouoavooo sowuuwvsu Huowuouoonu vowuuslhoo use no eonwuueaoo < 1 awH.@ enough 6:: a oHa mod ooa o \3 mo.a so.~ o.a so. as. Jr W V p I] [u .6 D . .qIJqlloavnnuxnuui. nv nu . Au .d.~ MICH .v o o as 0v 0. .r.. nu mica: ° um . o .6.» O MICHAv an . .o o x633 as o O 3N N . 3 . N: 3\3rn3c«maflvawu~N—llsllluAva I secs 0 0. nioH_v us .uosuu Scum ac on\aoaoo~ue 122 20(60) - 323/4.2 x 10"3 - 77000 n. It is reasonable to assume the same functional relation to w and W here as in the AC cut of quartz. Hence, 77000 x 26 x 105 x 106 x 0.00125 wW ’ 20(6) - 20(60) wow/6w - . 6.35 x 1010 wW 20(m) (6.70) To complete the equivalent circuit of Fig. 6.15 only C/2 is required in addition to Zo(w). From the experimental data in this case that would be C/2 I CT/30 I 0.28 pF . (6.71) Otherwise it could be calculated from: (a +'Ve s ) WK c/2 - ° 2;} 22 . (6.72) The dielectric constants are listed in Warner et a1 [19]. They are also required to obtain the surface potential from the line current: P P I (x) . jun/811822 W6 (1:) . (6.73) In lithium niobate the propagation velocity shows a greater change under the metallized parts of the surface [13] than in quartz. Such a change in velocity implies by the investigation in Section 3.7 a change in 20: v = v 1 + k 2 (6.74) po pm c 123 2 and Zoo I Zm(l + k6 ) , (6.75) where the subscripts m and 0 mean metal and interspace respectively. It follows from these equations that the relative change in 20 may be determined if the change in Vp is obtained 2 v . . m pm In Campbell and Jones [:3], both Vp0 and me are given for various cuts of lithium nibbate. Since even here that change in Vp is only a few percent it does not really matter whether Eq. (6.70) is used for 200 or low since the relative change in 20 would cause reflections and that can be determined from Eq. (6.76) with the data obtained from [13]. However, the T-model in which 20 is used will not accommodate a variation in 20. On the other hand, the modified n-model [see Fig. 6.8b] will account for both a change in 20 as well as a change in Vp through the quantities 6° and 9m respectively: 0 - —"-’-— nD/4 (6 77) m V ° pm and w 80 " V'— (1 - n) D/2 . (6.78) pa The quantity Dn is the length of an interdigital period times the fraction n which gives the relative length of metallization. To complete this n-equivalent circuit Yo must be determined from Eqs. (6.70), (3.56) and (3.59): 124 *4 I . 2 ZPx/I¢Sl , and 2 2 2 2o ' 2px,“ c11522|°s| w ’ hence 2 2 or Y - w x 6 35 x 1010 (6 80) 0 w 811622 . C O The dielectric constants [19] are also required for the transcon— ductance 7 shown in Fig. 6.8: Y ' JmVellczz Win/4K'Cm/w071 . (6.81) This completes the n-model for YZ lithium niobate. It has been shown in this section that the equivalent circuits deve10ped in this investigation are quite adaptable to other piezoelectric materials. Originally they were developed for the AC cut in quartz only as a matter of mathematical convenience because the solution of the surface wave problem could be performed for that particular crystal cut in closed form. Later on in Chapter 3 the result was used for the determination of Yo and 20. In this Chapter, by comparison of the computed radiation conductance with experimental results, it became possible to determine Yo and 20 independently of the complicated procedure of solving numerically for the power flux of a piezoelectric surface wave. The circuit model may thus be determined by direct experimental procedure, which is analogous to finding transistor equivalent circuits from 6.6 125 measurement rather than from a detailed knowledge of the geometry and physical properties of the material. The Scatterinngarameters of the Array at Synchronous Frequency With a Tuned Load In the detection problem of Section 6.2 it was assumed that the array does not reflect nor attenuate a surface wave. The assumption was justified there because the load constitutes, for all practical purposes, a short circuit in which case the array behaves by assumption as a transmission line section. In this section a resistive load in parallel with an inductance in resonance with CT at the synchronous frequency will be considered. It will be of interest to find out how much energy can be extracted from the wave at synchronous frequency. The scattering parameters are found from the admittance matrix of the two-port resulting from the termination described above by calculating [8]: A . ,. 9 . y - [s1 - [1 - G—i-‘EJ [I +345] 1 . (6.82) O O I is the identity matrix. The matrix §1k is derived from the admittance matrix of the three-port (Eqs. (6.56)) by eliminating V from the first two AB lines by means of the third line: JG tan(e/4)[V - V l o l N - . (6.83) AB 0L + Museums/4) V The elements of §1k are then ‘. 126 GOG + jGoztan(e/4)[4N+tan(6/4)tan(N9)] L yn - yzz . GLJMIKNO) - 4NGotan(Ne) tan(6/4) ’ (6'84) and c c + jG 2tan(8/4)[4N + tan(6/4)sin(N8)] . . _ ° L ° (6 85) y12 y21 GLjsin(N9) - 4NGosin(N9) tan(6/4) ' Unlike the elements of the three-port matrix these y-parameters remain finite at synchronous frequency, where sin(Ne) tan(6/4) I tan(N6) tan(6/4) I - 4N . (6.86) Let 2 u I GL/16N Go . (6.87) With this definition [yik] is at synchronous frequency 91k - co . (6.88) -a a The matrix [I + 91k/co] is in terms of a: 1+0 --a [i +§1klcol - . (6.89) -o 1 + o Its inverse is required in Eq. (6.82) which becomes: 1+3 3 1 ' a a 1 + 2c 1 + 20 [S] I x , (6.90) - a !;JLJ;_ “ 1 a 1 + 20 1 + 2c 127 or v- 1 1 l 8 (IS )=__..____. , (6.91) 11 22 V + l + 2c 1 + G IBNZG l L o and + 2 v G /8N c .. 2 2a L O S (I S ) I -—— I I . (6.92) 21 12 V1+ l + 23 1 + GL/BNZGO If CL is zero, there will be complete reflection off the array. It must be remembered, of course, that there is still the parallel inductance in resonance with CT' This corresponds exactly to both the experimental and theoretical results of Smdth et a1 [10]. By Eq. (6.64) the radiation conductance is at synchronous frequency 2 G8 I 8N Go . (6.93) With this identification S11 and 812 are rewritten respectively as power scattering coefficients 2 2 - 4- p11 ' S11 ' 1/(1 + GL/Ga) ' P1 (P1 ’ (6'9“) and 2 '2 2 p21 ' S21 (Gt/Ga) ’(1 + GL/Ga) + + - P2 ’P1 . (6.95) The load power will be found from P - P - P — P , (6.96) 01' + 1 2 2 (l + GL/Ga) (l + GL/Ga) 2 P - (CL/Ga) P (6.97) 128 (ch/ca) PL = 2 P1+ . (6.98) (1 + GL/Ga) The result of maximizing this is G I G . (6.99) under these optimum conditions, Eq. (6.98) implies that only one- half of the incoming power can be extracted from the electrical terminals. By Eqs. (6.94)-(6.95) one-quarter will be reflected and another quarter transmitted. Numerically the optimum termination for the lithium niobate transducer discussed earlier would be RL I 1/G I 238 Q . a If the identical transducer were laid out on AC quartz it would be by Eq. (6.68) 2700 times larger, because that is the ratio of the 20's of quartz to lithium niobate. At frequencies above 100 MHz practical impedance levels tend to be lower. Any realistic termination to the quartz transducer would therefore appear as a short circuit to the line, supporting the initial assertion made by Coquin and Tiersten that the wave is unaffected by the quartz transducer. It should be pointed out here that these are not original conclusions. They are the same as those found in [10], as they should be by necessity, since the definition of the quantity Go in Eq. (6.51) led to the identical equivalent circuits in terms of this Go [see Fig. 6.16 and [10]]. 129 The development was made here for two reasons. The detailed calculations shown here are not given in that reference and they are an excellent example of the usefulness of the equivalent circuit model on which they were originally based. Furthermore, the equivalence of the results emphasizes that it was never the intention of this investigation to disprove the well-established analysis and design procedures of Smith et a1 [7,10], but rather to put their equivalent circuit model on a firm theoretical basis which admittedly it was not. It relied entirely on analogy to bulk waves, but not directly either, for the equivalent circuit developed in Chapter 4 by that analogy has a somewhat different frequency response from that used by Smith et a1 and the one developed here in Chapter 6. Smith et a1 anticipated the correct form without deriving it. They did not, however, realize the complexity of R0 given in Eq. (6.51), which combined with Eq. (6.70) is for Yz lithium niobate ' R . 6.35 x 1010 "K Wu.) 2 o wW [ n l . (6.100) They use a constant for R0, which gives good results for large arrays as seen by the comparison made in the last section. CHAPTER 7 CONCLUSION 7.1 Historical Context The objective of this investigation was to develop useful equivalent circuit models for piezoelectric surface-wave transducers from surfacedwave theory. Because of the complex nature of the subject, many simplifications had to be made along the way. Never- theless, they clarified rather than obscured the logical development of the subject, and they were never so gross as to make direct numerical calculations meaningless. Before this research was undertaken, a successful circuit model indeed existed, and it has been widely used. It is the Mason model as adapted by Smith et al. However, it derived its justification really only from the fact that it correctly accounted for observed physical behavior. Its theoretical justification was based on the analogy between surface waves and bulk waves, for which transducer equivalent circuits have been in existence for some time. The circuit models deve10ped here account for the observed physical behavior, as they must, but their detailed logical development also specifically links them back to piezoelectric surface waves. It has been shown, furthermore, how the elements of the 130 7. 2 131 equivalent circuits may be obtained from either the geometrical layout of the transducer, plus a knowledge of the fundamental physical properties of the material; or from direct measurement of the input admittance of an array when terminated by an infinite piezoelectric transmission line on both sides. This dual approach to modeling is analogous to the modeling of transistors, where either a knowledge of the geometry and the nature of the semicon- ductor material, or a few key measurements, will lead to the Ebers- Moll model. There, also, many simplifications are made in the theoretical development of the model, but it is very satisfying to have one mathematical model whose origins can be traced back to a fundamental starting point, well founded in physical theory; even if some physical phenomena are not completely accounted for by the model. The value of this research must be viewed in that light. Summary of the Results In Chapter 2 a simplified solution of the surface-wave problem has been performed in closed form for the AC cut in quartz. The results are numerical values for the propagation velocity Vp = 3147 m/sec , (2.70) and the decay constants of the two dominant modes, together with their complex amplitudes. This information is expressed in terms of the normalized particle displacements at any depth y below the surface: 132 u(x,y,t) I 0.66 e—1°4ky cos(mt - kx - n/Z) -0.147ky + 0.052 e cos(wt - kx + u/Z) , (2.68) for the horizontal displacement and for the vertical displacement: -1.4ky v(x,y,t) I 0.079 e cos(mt - kx - a) as e-0.l47ky cos(mt - kx) ; (2.69) g + 1.0 the quantity k here is the propagation constant w/Vp. The equations show that the dominant behavior of this surface wave is similar to that of a vertical shear wave. '12::?“ In Chapter 3, these expressions were used to calculate the time average power flux for the AC cut 2 Px I %-mW x 90 x 109 x [C2(2)] , (3.32) and the surface potential 48 - 35.8 x 108 02(2) (3.54) It was shown that these two quantities lead to a physically proper expression for the characteristic admittance of the piezoelectric transmission line 2 -7 Yo I 2Px/|¢S| I wW x 2.68 x 10 , (3.58) if the surface potential is selected as the cross-variable: 96:) - $00 + 4'60 . (3.55) where ¢i(x) 3 ¢ 1 ej(mt ; kx) . S (3.47) 133 An alternate possibility was developed with the value for the characteristic impedance as 2 2 14 2o - 2Px/m 511522 w2|4s| - 1.72 x 10 /ww . (3.61) Here the through-variable is related to the surface potential by It - 116/611822 W¢i , (3.45) and I I(x) - I+(x) - I-(x) . (3.46) By analogy to a vertical shear wave, transverse shear stress and vertical particle velocity were also considered as dynamic variables in order to justify the bulkewave model used in the literature. Such a model was developed in Chapter 4. Since better models are developed in Chapter 6, it is of no further interest here except, perhaps, that it is shown in Section 3.7 that for this choice of dynamic variables the small relative change in character- istic impedance and velocity is not the same for both quantities if the vertical component of the electric field is forced upon the wave externally. This statement differs from views commonly held. In Chapter 5 the theory of Coquin and Tiersten was extended to obtain an expression for the short-circuit current from an electrode to its nearest neighbors in an infinite array with a fraction n of the surface metallized: Isc - Juarez, was“ + os'm/K'mn ainzg-ww-J) . (5.58) The quantity K'(m) is the complete elliptic integral of modulus 134 m'(w) I 1 - sin2(nnw/2wo) . (5.61) The validity has been established for the frequency range 1/(2 _ n) < w/mo < l/n . (5.62) The quantity “0 is the so-called synchronous frequency, where one wave length equals a periodic distance of the array D. An essential assumption which led to the expression of the short-circuit current at frequencies other than ”0 is that this current is proportional to one-half the difference in the emf's between the electrode and its nearest neighbors. In Chapter 6 this concept was extended further. Here the emf's of all electrodes connected to each common terminal are summed, and the current from one common terminal to the other depends on one-half the difference in the combined emf's. This is stated in the form 18C - é— Z («1)k+1 1k , (6.3) where 2'Ik is the contribution from one electrode: -1- I - We e ' war/210(6)] 4pc: ) - 2 Pa) (6 5) 2 k 11 22 n W n ° ° Together with the transmission line sections of Chapter 3 this led to an equivalent circuit representation of the transducer array as shown in Fig. 6.8. It was shown how weighting by an apodizing function of each dependent current generator makes this circuit model applicable to arrays with non—uniform electrode overlap. Different values of propagation velocity and characteristic admittance for the parts with surface metallization can be accounted for by breaking up the 135 transmission line representation of the interspaces [see Fig. 6.8b]. By finding the dual of one section of the equivalent circuit array, an alternate equivalent circuit was produced for a section consisting of one interspace and its adjacent two-half electrodes [see Fig. 6.15]. The turns ratio of the ideal transformer is frequency dependent, but the line impedance may be reflected through this transformer so that it becomes . 4x'( ) 2 80 20(6) t—-—-———fl“’1 . (6.51) where Z0 is the characteristic impedance of Chapter 3 Zo(m) ' 20(w°)(mo/m) . (3.61) Under these circumstances the through variable is given by P In I Y9 (xn) . (6.52) This equivalent circuit was used to obtain the y-parameters for one interdigital period [see Fig. 6.16] which led to the calculation of the radiation admittance Y8 and the scattering parameters of an array of N equal interdigital periods in cascade. The purpose of finding the radiation admittance was to adapt the equivalent circuits obtained in this investigation to other crystal cuts by comparing the normalized calculated frequency response with experimentally determined frequency response plots. This was done in particular with YZ lithium niobate. It was found that the characteristic impedance corresponding to that deve10ped in Chapter 3 for the AC cut in quartz [Eq. (3.61)] is several orders of magnitude lower here 136 10 z (w) _ 6.35 x 10 o ow . (6.70) This should be viewed as a measure of the stronger electromechanical coupling in lithium niobate. The evaluation of the scattering parameters showed that under conditions of optimum termination, RL I 1/Ga , (6.99) one-half of the power contained in an incoming wave is extracted by the electrical terminals, one-quarter is reflected and one-quarter is transmitted. It was seen that while the optimum value for RL is only about 2009 for a typical lithium niobate array, it becomes unreasonably large for a quartz transducer. A practical lower value of RL will leave the wave largely unaffected in its travel through the transducer. It has been shown in various applications in Chapter 6 that the physical behavior predicted by the new models corresponds very- well to either measured performance or the theoretical predictions by other authors based on the Mason model. If, in fact, the equivalent circuit of Fig. 6.16 is used with the value of R0 for YZ lithium niobate, I 6.35 x 1010 4x (w/mo) 2 R0 I w W [ fl ] , (6.100) then it is clear in retrospect that the model deve10ped by Smith et a1 is but a special case of the development presented here. This is true because, while their characteristic impedance was determined for the single frequency mo, the characteristic impedance R0 7.3 137 developed here is frequency dependent and reduces to their value at it) . 0 Further Investigations It would be of interest to show experimentally that under certain wide-band applications the frequency dependence of Ro shown here would predict the correct behavior, where a constant Ro would not. The radiation conductance, 2 8 N8 2 Ga "§;'[tan z-sin 5—- , (6.64) should be measured since the results of the experiment, for small N, will clearly demonstrate which theory is correct. The small N is necessary to achieve the required bandwidth. For large N, for example N I 15, there is no significant difference between this theory, that of Smith et a1 and measured performance. It would be desirable, furthermore, to extend the frequency range for which this theory is valid. At the lower end of the frequency scale the expressions obtained here for the short-circuit current might be valid down to DC. At higher frequencies, when half a wave length is shorter than the width of an electrode, there will be partial cancellation of the emf developed under an electrode and the current should decrease for that reason. In either case, the present theory cannot be justified whenever a quarter wave length measured from the center of the electrode falls under a metallized part because of the boundary conditions in the conformal mapping problem of Chapter 5. The higher frequency end would particularly be of interest because third harmonic generation is, 138 in fact, used to generate waves in the gigahertz region. However, the scope of the present investigation must be kept within reasonable bounds. Such research is therefore deferred to some future date. ""'.t!.ll ! ' "f— I 3"; 1‘ I APPENDIX A DERIVATION OF THE PROPAGATION VELOCITY 140 It is shown here that Eqs. (2.44) and (2.45) lead to Eq. (2.46). When Eq. (2.45) is multiplied out with the definitions of the 3's inserted we obtain: (01 - o2){822[(q - 311) + «121m - gm) + (1221 + 812(o102K2)} + (0102822 + 812) {01K[(q - 811) + 0.22] " 02K[ (‘1 - 811) + 312]} - 0 0 (A01) This leads to an equation as described in [6] on page 670: 2 2 0102K[822(q '- 311) + 812(K ' 1)] + 0.1 02 (1 ' K>322 2 2 2 + (a1 ’+ a2 )(q - 311) 822 + (q - 311) -322 + 312 K(q - 311) I 0 . (A.2) Equation (2.44) is of a form shown in Eq. (2.52): a4+qza+b-O. (A.3) In factored form this must equal: 2 2 2 2 4 2 2 2 2 2 (o - 01 )(a - o2 ) ' a + 6 (-ol - a2 ) + n1 o2 . (A-4) It follows from Eq. (2.56) that we can make the following identifications: 2 + I .. 01 “2 822 (A05) 2 2 (q - 311)(q - 1) “1 “2 ' (A.6) 822 161 These expressions are inserted into Eq. (A.2) to obtain, after some manipulation: 2 3;; 2 2 (q - 311M - 822 [322(q - 311) + 312 ] . (A.7) This is a cubic in q which simplifies eventually to Eq. (2.46). APPENDIX B THE TENSOR TRANSFORMATION OF THE STRESS COEFFICIENTS 143 The stress coefficients shown in Eqs. (2.1), (2.2) and (2.3) are really fourth rank tensors. The subscripts l to 6 used in engineering are a short form which convert as follows to tensor notation: TABLE B.l - Conversion from Engineering Notation to Tensor Notation Engineering;Notation Tensor Notation l 11 2 22 3 33 4 23 or 32 because of symmetry 5 13 or 31 6 12 or 21 In order to obtain the stress coefficients for a rotated Y-cut by an angle a one must use the transformation according to [5]: '1 o o T air - 0 case sine . (3.1) L0 -sine cose_ The relation of the stress coefficients in the rotated system C'ijkl to those for the standard crystal axes is then given by: ‘ I c ijkl airgjsaktaeu crstu ' (3'2) As an example it will be shown here that for e - 31.62“ 0'56 is zero. This is the coefficient that relates vertical shear strain 56"312) to face shear stress Ts (-T13). 144 ' - ' - - C 56 C 1312 “as“zu Clslu “32“22 c1212 (3.3) + “33“22 C1312 + “32“23 C1213 + “33“23 C1313 C' - -sin6cos6 C + C0829 C - sinze C + sinecose C (B 4) 56 66 56 65 55 ' There is further symmetry in the stress coefficients in engineering notation C11 I C11 . (3.5) With values inserted which were taken from [4] C'56 is: c' - cosBsin9(57.94 - 39.88) - 17.91(cos26 - sinze) (8.6) 56 in units of 109 N/mz. This becomes zero at a rotation of 31.62“. The other constants were obtained in a similar fashion. APPENDIX C DERIVATION OF THE TWO-PORT PARAMETERS FOR A LOSSLESS TRANSMISSION LINE 146 All pertinent quantities are defined in Fig. 3.2. Express first the terminal quantities at port 2 in terms of the cross—variable "waves" at port 1: I- q I- “St at '1 r-“Bt 8t —1 P " + - o + V2 V1 e + V1 e e e V1 - - . (0.1) + -sto _ sto -sto sto _ _12_ _Yovl e - Yovl e _ _Yoe -Y°e .. _vl _ Next this relation is inverted to yield: ‘ P 8t 8t r- - f’ + o 67 V1 -Yoe e V2 1 I -——-—-2Y o (C.2) _ o -sto -sto V -Y e e I L 1-J L— O J b.2— The "through-variable waves" at port 1 are related to the "cross-variable waves" by Yo: o . (C.3) L‘fi . The first equation is added to the second in relation (C.2) to result in V1: + _ 1 3:0 -st sto -sto + (20/2) [e - e ] I2 (0.4) V1 - cosh(sto) V2 + Z0 sinh(st°) 12 . (C.5) Also from relation (C.3) I1 is obtained: 147 st -st st -st + - o o l o o 11 - Il - I1 - (Yo/2)[e - e ]V2+§-[e +e ]I2 (C.6) ll 8 Yo sinh(sto) V2 + cosh(sto) 12 (C.7) Equations (0.5) and (C.7) form the desired transmission equations as stated in Eqs. (3.1). Next regroup these equations as follows: 1 x V1 - cosh(sto)V2 - 0 x I1 - 2° sinh(sto) {-12} (C.8) 0 x V1 + Yo sinh(st°)V2 - 1 x 11 + cosh(sto) {-12} . (C.9) If the equations stated above in matrix form are next premultiplied by the inverse of the coefficient matrix of V1 and V2 one obtains the 2- parameters. The y-parameters are obtained below that. F’ 1 - 1 r- _ 1 '- -1 V1 Yosinhsto coshsto 0 Zosinh(sto) 11 1 Y sinh(st ) (6'10) 0 o L_Vz‘ .0 l _ _l cosh(sto) _ :12. rv-l - 2o 20 1 1 1 l tanh(sto) sinh(sto) l . (0.11) 2 Z V -—-—£L———- o -1 L. 2‘ _sinh(sto) tanh(sto)‘ _ 24 _ l 1 _ _. _ _ r W 11 . cosh(sto) Zosinh(sto) 1 cosh(st°) V1 1 . (0.12) Zosinh(st0) .712. :1 0 _J L_O Yosinh(sto)J va Y -Y O tanh(sto) O L81nh (B to) 148 -Y 1 O sinh(sto) Y o tanh(sto)" (0.13) APPENDIX D CALCULATION OF THE POWER FLUX 150 The integrand of Eq. (3.21) becomes: - ky - ky - ky Tluir + T662: - -jw[cl(1)* e 01 + 010”. e 02 ]{-jkc [C (1) e :11 (2) “2 y (1) “1 (2) 2 + 01 e ] + C12I'“1kcz e - aszZ e I} "a RY ‘ k? + c2(2)* e 2 ] C66 {-jklc (1) e “1 -e “a kY “ RY + 02(2) e 2 1 + {-a1k01(1) e 1 — a RC (2) e “2 1} (v.1) -2 ky <1)c (1)* e “1 + (01(1)*C <2) ' “”kcl1lc1 1 +C '(e +0 )kY (1) (2)* 1 2 1 1 C1 )3 ~2a ky + 01(2)01(2)* e 2 ] -2a ky (1)C (1)* e 1 (2)C <1)* + C <1)c (2)* + j""‘C12["‘1c2 1 + (“zcz 1 “1 2 1 ) '(o +u )ky * 'Za RY x e 1 2 + a C (2)0 (2) e 2 2 2 1 1 <1)C <1)* e'zfiky c (2)C (1)* + (1) (2)* *(o +u )ky * '20 Ry x e 1 2 + 3201(2)02(2) e 2 ] (1)c (1)* e‘z‘fiky (1)* <2) - wkC66[C2 2 + (C2 C2 + C e (1) (2)* 2 C2 ) -2o ky + c2(2)c2(2)* e 2 1 (v.2) 151 We integrate this as prescribed by Eq. (3.21). <1)C (1)* c (1)*c (2) + c (1)C1(2)* C (2)C <2)* 1 1 1 1 1 1 1 ——-[ + + 1 X 11 2 231 (:1 + (:2 252 (1) (1)* (2) (1)* (1) (2)* (2) (2)* ._-[C C1 + azcz C1 + 01C2 C1 + C2 C1 ] (1) (1)* (2) (1)* (1) (2)* (2) (2)* c1 02 + 8201 c2 + alcl c2 1 + c1 c2 + C66 '2— ‘ 23 1(81 + 02) 21 l (1) (1)* (1)* (2) (1) (2)* (2) (2)* Y_‘_"_ [C2 C2 + C2 C2 + C2 C2 + C2 C2 1 (D 3) 66 2 231 a1 + a2 _ 262 ° +C Expression (D.3) is a special case of Eq. 28 in [4]. For the values derived in Chapter 1: c (1) —jO.66 1 c1(2) - 30.052 c2(1) - -o.o79 02(2) I 1 (the vertical amplitude of mode 2 is taken as reference) ' C I 86.74 x 109 N/m2 11 c - -7.65 x 109 run2 12 c66 - 28.85 x 109 mm2 01 I 1.40 oz I 0.147 152 2 2 —- _ 1_ (2) 2 0.66 12 x 0.66 x 0.052 0.052 Px 2 “"lcz I [2x1.4 + 1.55 + 2x0.1a7](86’74) + {—0.66 x 0.079 + 0.147 x 0.66 + 1.4 x 0.052 x 0.079 + -0.052](_7.65) 2 1.55 2 + [0.66 x 0.079!+ 0.147 x (-0.079)(0.052) + 1.4(-0.66) +‘9;92£4(28.85) 2 1.55 2 0 0792 -0 079 x 2 1 9 + [2:17.- + 1.55 + W] (28-85)} " 1° (”"0 - 1 (2 2 Px - 71.1402 )| 13.5 - 3.8 + 0.8 + 0.2 - 005 + 002 + 008 - 1702 + 008 1 These numbers are arranged in the same order in which they appear in Eq. (D.3). It is seen that by far the largest contribution to the power comes from the vertical component of mode 2: p (2) - l-a)W|C (2)|2 x 98 x 109 watts . (D.6) 2 2 2 Equation (D.5) yields P; - %~,wW|02(2)|2 x 90 x 109 watts . (D.7) P2(2) taken alone actually results in a value which is slightly too high (8.81). This suggests that a surface wave is in a lower energy state than a shear wave. It should be noted furthermore that P; is real. which will pro- duce a real 20 (or Yo) so that the through-variable and cross-variable are in phase, whatever their choice. 153 10 (2) might be of the order of only 10- mPx will be 2 rather small. For W I 3 mm and w I 109/sec we obtain Since C P I 1.3 mW. x APPENDIX E SOLUTION OF THE POTENTIAL EQUATION 155 Equations (2.6), (2.7) and (2.8) are inserted into Eq. (3.41) 2 2 2 2 2 2.1.+ .1_1. é.2.+.§_!;. 2.2. e t 'e (e +e )+e 2 . (E.l) ll ax2 22 ayz ll ax2 axay 26 12 26 3y The right-hand side is assumed to be known, f(x - th,y) say. The solution will consist of two parts: the complementary and the particular solution. The complementary solution is found from the homogeneous differential equation: 2 2 ”n “a 811 2 + 622 2 ' ° ° (3'2) ax 37 Because of the assumption that the x-direction is unbounded ¢ in complex ‘J(kX-mt) form will vary as me ‘with x and t so that the homogeneous differential equation becomes: 2 a 0 e 2“ - _11-12 ¢ - 0 . (E.3) 8? €22 “ The solution is of the form e (e ' _[ell ky ell ky A e 22 + B e 22 . c), - (8.4) B must be 0 since ¢ is zero for large values of y. The complementary solution is then - 1‘. r Y .1 (wt-kx) . ¢n I K e (E.S) For the particular solution let either gar-3 - all: or '3'; a-azk and use the principle of superposition, solving for each mode separately: 2 2 2 2 2 2 2 ‘k ‘11‘1 + “1 e221‘ ’1 ' ‘°11k u1 ’ j“‘1“ (‘28 + e12)"1 + e26k “1 111 (E.6) 156 2 (“11 ‘ e26‘“1 )“1 + j“1‘“26 +“12)”1 ¢1 I 2 . (E.7) e11"“1 622 Similarly 2 (“11 ‘ e26“2 )“2 + j“2‘“26 + e12)"2 42 - 2 . (8.8) ‘11 ' “2 “22 The total solution is then ¢'¢n+¢1+¢2° (E-9) In order to determine the coefficient K in ¢n (Eq. (E.5)) the simplifying assumption is made in [4] that D2 I 0 for y < 0. Since it must be continuous, the following boundary condition follows from Eq. (3.35) for y I 0: an av 32. n - 0 - e -—- e -—- e . (E.10) 2 26 8y yIO 26 3x _0 22 3y 0 Applying this the result is 2 (1) (1) _ 2 (i) (1) K _ 2E: e28“1C1 + 3 e26C2 _ ta (“11 e26“1 )°1 +-"“1(“26‘*“12)c2 r"“" 1 2 1-1 611°22 611 ‘ “1 e22 (E.11) APPENDIX F THE FREQUENCY RESPONSE OF A 20 ELEMENT SURFACE-WAVE TRANSDUCER ARRAY 158 By means of the geometric-arithmetic mean Eq. (6.16) is programmed below for the special case of n I 1/2, K' I K I 1.85407. The result is shown in Fig. 6.9. C‘.".IHIS POUSRA‘Q CUHPUYFS THE FREQUENCY REJPUNSE CF A £0 iLEHENI C.‘0..SURFACE HAVE TRANSDUCER ARRAY: WITH HALF THE SURFACE AREA CeeeeeHEIAlllLO. [HE LOAD IS A OPF CAPACIIURnQX THE VALUE OF C-UUT UlNENSlUN V‘BODoONE‘801 KIT I-l ONI.675 lO ALF'UH‘Oo7853961h BISIN‘ALF’ A'Ie zc AI-0.50(A¢8) BI'SORIIA'BI A'Al b-Bl C'5"8”Ze lFlC‘.OOOCOl)ZlolloZO 2| VIIl‘.01.A'SINlIC..ALF)ICOS‘Zo‘ALF’ VII)IABSIV(|)D 22 OflflllI'OH [01.1 lF‘K'l’25025n75 25 ONIUHOO.025 DJ 70 86 75 JNI0H¢0.005 8b [FlABStOH-loi'1.E-5D 40:40:30 40 VII)I3.36885/ZO- GO TO 2? 30 IFiK'1135035090 J9 1FlUH°ZoUlOObODbO 00 CALL PLUIOCVDOHEOI’ KIZ l'l 05.0.9 ”0 lFCOU’lolllQolLDQS 95 CALL OLDT“VOU"ED‘O, STOP END APPENDIX C CALCULATION OF THE Y-PARAMETERS FOR ONE INTERDIGITAL PERIOD 160 Consider Fig. 6.16s. If vAB I 0 the two sections obviously degenerate into a transmission line. Hence yll’ y12’ y21 and y22 are determined. If Vn and V are set to zero the resulting I for an n+1 applied VAB will give y33. In the same circuit In will yield y13 and --In+1 will determine y23. By reciprocity y31 and y32 are then also known. In Fig. 6.16b the voltage vAB has been reflected across the ideal transformers. Because of symmetry it is possible to identify Ix as one-half the input current, except for the portion through the capacitor 0. Furthermore, it is seen that In and In+1 are equal. Kirchhoff's voltage law in the left mesh is vAB - -jRotan(O/4) 1N + Rbe/jsin(6/2) , (0.1) for the center loop it is szB - 2jR°tan(6/4) 1N + 2Rbe/jsin(6/2) + 2jRotan(6/4) 1x . ' (0.2) From this IN is eliminated: 2vAB - IxRol2/jsin(6/2) + jtan(e/4)] . (6.3) or w _ 1 R 1 - 81820)“) G 4) AB x o jsin(0/4) cos(6/4) ’ ( ' or 2vAB - Ix/jGOtan(6/4) . (0.5) The required ratio for y33 is ZIx/VAB I j4G°tan(6/4) , (0.6) 161 hence y33 I ij + j4Cotan(6/4) . (0.7) The value obtained here for Ix is now used to eliminate it from Eq. (0.1). 2tan(6/4) vAB - -jRotan(6/4) IN 4" m VAB , (C.8) or jRoIN _ 2tan(6/4) _ 1 (c 9) VAB Zsin(6/4) cos(0/4) tan(6/4) tan(674) ’ ° or 2 I -jG sin (6/4) I N o N+l VAB - sin(0/4)cos(6/4)- -jGotan(6/4) - VAB ’ (6°10) hence y13 - -y23 - -jGotan(6/4) . (0.11) APPENDIX H DETERMINATION OF THE RADIATION ADMITTANCE 163 Solution of Eq. (6.62) for the purpose of determining the radiation admittance. The cofactor A33 is 2 2 The determinant is expanded in terms of the last column: A " Y33 A33 + 2"13["Y13("11 + co) " Y13Y12] ' (“'2’ The radiation admittance is then , 2 A 2"13 (’11 + Y12 * Go) Y - _.__ - Y _ (He3) a A33 33 (Y + G )2 _ Y 2 11 o 12 01' ZGotan20/4Il/jtanNe-lljsinNe+l] Ya - jch + j4NGotan6/4 + 2 2 . (H.4) [lljtanNe+l] - [~1/381nN8] The terms in [ ] are considered separately. By a2 - b2 I (a+b)(a-b) they simplify to: 1/[ l 1 1] _ 1sin(Ne) jtanNe + jsinNO + cosN0+jsinNe+l (H.5) 01' -jN6/2 jsinNe _ jsinNee - 1__ jsingNe/Z) 1+ejNe 200s(N6]2) [2 2cos(Ne 2)] jsinNe ' (“'6) After expanding sinNe as 2sin(Ne/2)cos(Ne/2) Eq. (H.6) becomes 13%2!§-+ sin2(Ne/2) . (H-7) This is re-inserted into Eq. (H.4) with the desired result: Ya I 200[sin(No/2)tan(e/4)]2 + ijT + j4NGotan(6/4) + jGosin(Ne)tan2(6/4). (H.8) APPENDIX I PROGRAM FOR THE RADIATION ADMITTANCE OF A 30 ELEMENT ARRAY 165 Computer program for the normalized radiation admittance of a 30 element array. w I w/wo . (1.1) 0820(80) I gi-[n/K'(w')]2[tan(fiw'/2)sin(30flw'/2)]2 . (I.2) Bazo(mo) I %%-[u/K'(w')]2 tan(nw'/2)[6O + tan(nm'/2)sin(600w'/2)]. (1.3) COOIOIQAulAIICN ADMITTANCE (000.00F A 30 ELrfiENI ARRAY. 6.; 37 I) Ab ‘01) 31. )‘J ’30 ‘70 1’ ,) DIMENSION 0(60).OHE150) Ki] ['1 JWI.OI5 ALFIbN‘l.5707963 BC'SINIALFIZ.) A'Le Al&.5‘(A*hE) HI'SURT!A’8E’ A‘AI BF'BL u'!A*dE1/Zo 1F1C‘.CC0001’210 21020 V‘1".l45’d‘.‘A*BE’..Z.‘IAN“LF"SINL30e‘ALF.’.'2 UHE‘11'.0b25‘0H.(A*BE7..?.IANLALF1.660.9IAN‘ALF).SIN‘DO.‘ALF11 l-lol lF‘K‘l’Z5085075 UN'0"9.0145 GO ID 86 ”W'UH9oOOZ5 1F1A9510U'l.1-1.0‘5’60p40930 G‘l1t323o 0NE‘11'0.0 50 IU d2 lF(K-l’35o$5090 {f(UH‘lo323110000960 CALL PLUIQ‘JOUHEO" Kid 1'1 DH'.V [F‘OH'1.1119010095 CALL PLUII‘300HEOI’ SIUP END REFERENCES 10. 11. 12. 13. REFERENCES H. F. Tiersten, "Wave PrOpagation in an Infinite Piezoelectric Plate," J. Acoust. Soc. Am., Vol. 35, p. 234, 1963. C. C. Tseng and R. M. White, "Propagation of Piezoelectric and Elastic Surface Waves on the Basal Plane of Hexagonal Piezoelectric Crystals," J. Appl. Phys., Vol. 38, p. 4274, 1967. James J. Campbell and William R. Jones, "A Method for Estimating Optimal Crystal Cuts and Propagation Directions for Excitation of Piezoelectric Surface Waves," IEEE Trans. on Sonics and Ultrasonics, Vol. SU-15, No. 4, October 1968. G. A. Coquin and H. F. Tiersten, "Analysis of the Excitation and Detection of Piezoelectric Surface Waves in Quartz by Means of Surface Electrodes," The Journal of the Acoustical Society of America, Vol. 41, No. 4, Part 2, 1967. Warren P. Mason, Crystal Physics of Interaction Processes, Academic Press, 1966. u. Deresiewicz and R. D. Mindlin, "Waves on the Surface of a Crystal,” Journal of Applied Physics, Vol. 28, No. 6. W. Richard Smith, H. M. Gerard, and W. R. Jones, "Analysis and Design of Dispersive Interdigital Surface-Wave Transducers," IEEE Trans. on Microwave Theory and Techniques, Vol. MTT-ZO, No. 7, July 1972. Rabindra N. Chose, Microwave Circuit Theory and Analysis, McGraw- Hill Book Company, 1963. r T. L. Szabo and A. J. Slobodnik, "The Effect of Diffraction on the Design of Acoustic Surface-Wave Devices," IEEE Trans. on Sonics and Ultrasonics, Vol. 80-20, No. 3, July 1973. Smith, Gerard, Collins, Reeder, and Shaw, "Analysis of Interdigital Surface-Wave Transducers by Use of an Equivalent Circuit Model, " IEEE,MTT—17,No. 11,1969. Gerard, Smith, Jones, and Harrington, "The Design and Applications of Highly Dispersive Acoustic Surface-Wave Filters," IEEE, SU-ZO, No. 2, April 1973. D. A. Berlincourt, D. R. Curran, and H. Jaffe (W. P. Mason, Ed.), Physical Acoustics, Vol. 1A, Academic Press: New York, 1964. R. H. Tancrell and M. G. Holland, "Acoustic Surface-Nave Filters," IEEE Proceedings, Vol. 59, No. 3, March 1971. 167 14. 15. 16. 17. 18. 19. 168 M. Abramowitz and 1. A. Stegun, "Handbook of Mathematical Functions," AMSSS, National Bureau of Standards. R. F. Milsom and M. Redwood, "Interdigital Piezoelectric Rayleigh- Wave Transducer: An Improved Equivalent Circuit," Electronic Letters, Vol. 7, No. 9, 1971. C. C. Tseng, "Frequency Response of an Interdigital Transducer for Excitation of Surface Elastic Waves," IEEE, ED-lS, No. 8, August 1968. R. M. White and F. M. Voltmer, "Direct Piezoelectric Coupling to Surface Elastic waves," Appl. Phys. Lett., Vol. 7, No. 12, December 1965. Larry A. Coldren, "Optimizing Loss-Compensated Long Delay Devices," IEEE, Vol. SU—ZO, No. 1, January 1973. A. W. Warner, M. Once and G. A. Coquin, "Determination of Elastic and Piezoelectric Constants for Crystals in Class (3m)," J. Acoust. Soc. Am., Vol. 42, October 1966. IIHMHHIIHIH mmufniummn 4 7 4| 3 0 3 9 2 1 3 [MI llHlHlHl