A MATHEMATICAL MODEL FOR SINGLE FUNCTION GROUP ORGANIZATION THEORY WITH APPLICATIONS TO SOCIOMETRIC INVESTIGATIONS Thesis for the Degree of Ph. D. MICHIGAN STATE COLLEGE James Henry Powell 1954 LIBRARY Michigan State University This is to certify that the thesis entitled A Mathematical Model for Single Function Group Organization The ory wi th Applications to Sociometric Investigations presented bl] Iir. James Henry Powell has been accepted towards fulfillment of the requirements for Doctor of PhilOSOphy Mathematical Statistics degree in Major professcg/i’f‘ Date November 5, 1954 0—169 MSU LIBRARIES “ RETURNING MATERIALS: Place in book drop to remove this checkout from your record. FINES will be charged if book is returned after the date stamped below. James Henry Powell candidate for the degree of Doctor of Philosophy Final examination, Nbvember 5, 1954, 3:00 P.M., Physics- Mathematics Building Dissertation: A.Mathematical Model for Single Function Group Organization Theory with Applications to Sociometric Investigations Outline of Studies Major subject: Mathematical Statistics Minor subjects: Algebra, Analysis, Geometry Biographical Items Born, flay 21, 1926, Columbus, Ohio Undergraduate Studies, Michigan State College, 1943-4#, cont. 1946-49 Graduate Studies, Michigan State College, 1949-52, cont. 1953—54, University of California at Berkeley, 1952-53 IExperience: Graduate Assistant, Michigan State College. l9h9—52, Special Graduate Research.Assistant, Michigan State College, l952—5N, Member United States Navy, l944—h6 Member of Phi Kappa Phi, Pi Mu Epsilon, Sigma Xi A imm-IATICAL It-IODIJL FOR SIIJGLE F UI‘ICTl'Ol-E GROUP ORGANIZATION THEORY ~HITH APPLICATIONS TO SOCIOIETRIC Il-fV'LSTIGATIOIJS BY JAIES FEI‘IRY POWELL A TEESIS Submitted to the School of Graduate Studies of Michigan State College of Agriculture and Applied Science in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Mathematics 1954 MATH. [184' ‘ of" at; ‘u \ ,. Liv-8'5! '1 Acmzonmnsm-Irs The author wishes to express his sincere thanks to Dr. Leo Katz, his major professor, for suggesting the problem and for his continuous help in every phase of this work. The writer also deeply appreciates the financial support of the Office of Naval Research.which made it possible for him to complete this investigation. I“, f ( ;‘- '_' .4 ("‘;-_}‘k ngi A.LA"'“LaTICAL"ODmL F R SILCLE FUICTION GROUP ORCARIZATION THEORY FJITH APPLICATIONS TO SOCIOIETRIC IEVBSTIGATIONS By James Henry Powell AN ABSTRACT Submitted to the School of Graduate Studies of Iichigan State College of Agriculture and Applied Science in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of mathematics Year 1954 Approved 1‘ l JAIJES IEIRY POJFCLL ABSTRACT This thesis is concerned with the one-dimensional theory of group organization as a complex of irreflexive binary'relationships, taking values zero and.one, between the pairs of individuals. The basic problems in connection with this theory are (i) the investigation of the appropriate universe or universes of discourse, (ii) the determination of the null distributions for certain proposed indices of the group structure, and (iii) the development of simple, reasonably exact methods for use by field investigators. In the first part of this thesis, a decomposition of the total sample space is given which clarifies the first kind of problem. Also, certain bipartitional functions tabulated by David and Kendall1 and standard combinatorial.methods augmented.by a theorem developed in this part provide the machinery for counting the number of dis- tinct points in each of the subsets in the decomposition of the total.sample space. This machinery makes it possible to obtain the necessary probabilities for construction of certain null distri— butions. These probabilities are obtained by dividing the number of points in the disjoint subsets in the framework of the given decomposition by the total number of points in the appropriate lSee reference [7] in Bibliography. 2 J .IES HEI‘IRY IUIJ'ELL ABSTRACT universe of discourse. The second part of this thesis shows how the theory develOped in the first part gives the null distributions for certain indices employed in group organization theory. In particular, the proba- bility distributions of (a) indices on group expansiveness, (b) the number of isolates and (c) maximun 8:] are given in detail as illus- trative examples of the manner in which the general theory is applied to produce probability distributions. In the third part, simple, apprommate distributions are sug- gested for certain of the variables treated in the second part of this thesis. In addition, a test criterion for one aspect of group structure is proposed along with a simple, approximate distribution for it. TABLE OF CORTERTS Page II:I1::.CDUCTICII OOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO. 0:1. General model for group organization ........ 0:2. Sociometric investigations 00.000000000000000 0:5. Review of work on related problems .......... 0:4. Previous work on the present problem ........ 0:5. Statement of problem and plan of attack ..... PAET I. TILE—JOEY 0.0.0.0...OOOOOOOOOOOOOOOO..OOOOOOOOOOO (O (O ~3030Q33F4 F’ 1:1. Preliminaries eeeeeeeeeeoeeeeeeeeoeeeeeeeeeeo 1:2. A decomposition of the space of all negraphs (or n X n.matrices) oeeeoeeeeeeeeeeeeeeeeoe 10 1:3. Enumeration of n—graphs (or n x n.matrices).. 16 1:4. The number of matrices (graphs) in «0(r,g)... 17 1:5. Probability distributions ............:...... 54 1:6. Femarks ono.oeoeooecoooeeoeeeeeeeoeoeoeoeoeee 35 FILE-T II. APPLICATIOIJS .00...0.0.0.0....OOOOOOOOOOOOOO. 57 2:1. Preliminaries ooeoeeoeooeeeoooeeooeoeoeeeoeee 37 2:2. Distributions of indices on expansiveness of a SOCial gTOUP eeeeooeeoeeoeeeeoooeeeeeeeee 57 3. Distribution of the number of isolates ...... 59 4. Distribution Of maximum 5 eeoeoeeeeeeeeeeeee 43 5. Remarks oooeeeeooeoeeoeeoooeeeeoeoeoeeeeeeooe 45 2 2 2 PART III. APPROKIHATE DISTRIBUTIONS .................. 47 5:1. Preliminaries eeeeeeooe00000000000000.0000... 47 5:2. Approximate distribution of number of isolates eoeeeeeeeeeeeoeeeeeeeeeeeeeeeeeeee 48 5:5. Approximate distribution of maximum 3 ...... 53 3:4. Concentration Of ChOice eeeeeeeeooeoeeeoeeoee 56 SLRJMIJULY 0.00.00.00.0000......0.000000000000000000000000 60 BIBLIOGIIAPILY OOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOOO 65 o r ~ I u 0 I I . . a n , - , . a v - a r , I ‘ - . . a n - r w . o .. . q C I . - .n :- n I. t 1 a c- , : 1: ~ f i g l ,. _ u a V Q g , p s -\ A O . “ O ‘ Q A a ¢ - o R TABLE TABLE TABLE I. II. III. * IV. ' V. VI. VII. VIII. LIST OF malts Page A decomposition of the space of all n—graphs.. The enumeration in the sample space decompo- Sition 00009000000000.0000oooooooooooooooooo The enumeration of points in the decomposition 0f (3(18) into subspaces h’(18,§‘) ......... Probability distribution for the number of isolates in a group of eight individuals, each making One ChOiCG 0.0000000000000000... Cumulative probability distribution for max 5 . in a group of eight individuals, each making one choice oooooooooooooooooooooo0000.00.00. Comparison of the exact and approximate distri— butions of the number of isolates for n =- 4, g a (1,1,2,2) oooooooooooooooooooooocoo-o... Comparison of the exact and approximate cumu- lative distributions of maximum 5 for n=8, :‘<18 j ) .00.0..OOOOOOOOOOOOOOOOOOOOO...O... Comparison of the exact and approximate cumu— lative distributions of index of concen- tration of choice for n = 8, g 3 (18) ...... 15 26 55 42 45 52 55 59 n o y, A . . 0 0 l C O f LIST OF FIGURES Page FIGURE 1. Two representations of organizational configu- rations 0n 6 pOintS 000000000000000000000000.a... 10 FIGURE 2. Representations of points in u)(2,l,2,2; 5,2,1,l).. 25 FIGURE 5. Two representations of organizational configur ration on four points 00000000000.000000000000000 4O INTRODUC TI 0N1 0:1. General model for you}: organization. An organization of a social group is a complex made up of many interactions among all the pairs of individuals comprising the group. One way of describing the organization of the group is by specifying the relationships between each pair of individuals. The relationship between a pair of individuals can be represented as a many-dimensional vector, in which each component is the strength of the relationship for a particular activity (category), measurable on some scale. The hope for simplicity and economy in a scientific description of the group rests on the possibility that most of the information is contained in relatively few facets of the group organization; perhaps, only one. In particular, the simplest model of a group organization is a one—dimensional model with a binary relation between pairs of in— dividuals which is not necessarily reflexive and takes only the values zero and one in each direction. Although the model is superficially simple, it is by no means empty, for it is the exact model used in sociometric investigaiions. The journal Sociometry, which has been in publication for some seventeen years, has contained papers by sociometrists and others on the investigation of group organization 2|"This mark was sponsored by the Office of Naval Research. 2 using this simple model. We shall see shortly that this same model is also useful for representing communication networks and in other re ar—sociometric investi gati ons . 0:2. Sociometric investigations. Moreno [2.3], in 1954, invented, as a technique for the study of interpersonal relationships, the well—known sociometric test, which is still the basic tool used today. In the words of Moreno [17,p. 15], "The sociometric test consists in an individual choosing his associates for any group of which he is or might become a member." The test is applied to a well-defined social group (hereafter the word group shall mean social goup) as follows? Each member of a gnoup of n infividuals is asked to choose a ”number, specified or not, of the n-l others with whom he would prefer to be associated in a par- ticular single activity. In addition, each member may be asked to name those with whom he does not wish to associate, and/or he may make selections, separ- ately, for more than one activity. We shall only be concerned with the test as applied to groups for the purpose of eliciting positive responses for one activity. Typical questions asked for eliciting positive choices are! With whcm do you wish to sit? I With whom do you wish to work? There are two common forms employed for exhibiting the collected 1 data. The first, the directed gaph on a points (sociogran), has been explored extensively by many sociometrists, most of whose publications- appear in the journal. Sociometry. The sociogram is essentially des- criptive in character. The second form, proposed by Forsyth and Katz [l3], is that of a matrix of choices, C . (cij): n x n, where Icij is a representation of the response (choice) from individual i; to indi- vidual 1. The simplest representation is c. - l or 0 according as 1:] i does or does not choose 1. The principal diagonal elements of C, cii’ are usually taken to be zero. If rejection is also present, 013 may equal -1 whenever individual _i_ rejects individual 1. If graduated choices are permitted, the possible values of cij are further complicated. One of the problems in group organization theory is the con— struction of summary indices which attempt to measure various aspects of the organization of the whole group. In connection with this problem, it is essential to study, under some suitable null distribu- tion, the probability distributions of the indices used. We shall in- vestigate, under the simplest mathemtical model for group organization theory, the appropriate sample spaces to which should be referred these probability distribution problems. This model corresponds exactly to the experimental technique proposed by Moreno in his sociometric test 8111 will be defined in more detail in the preliminaries of Part I. 0:5. Review of work on related problems. Luce and Perry [95], in 1949, used the same matrix formulation as preposed by Forsyth and Katz but restricted the entries to only 4 zeros and ones. Luce and Perry were interested in more complex con— figurations. In particular, they were interested in two concepts, k-chain and clique. A k-chain from individual i to individual 1k +1 1 is an ordered sequence with k+l members i1, 12, 15’ ..., ik-l’ 1k, 11*]. such that i chooses i , i 1 2 chooses i3, ..., ik-l chooses ik, and 2 ik chooses ik+1' A 2133?}; is a subset (proper or not) of the group such that each individual in the subset chooses all the others in the subset. There is a fairly extensive literature on the problems involving mcre complex configurations. However, we will not be con- cerned with these problems. A communication network can be represented by a netrix of zeros and ones. Shimbel [35’] uses such a matrix representation with unit entries on the principal diagonal. He gives, ccrrectly, the number of communication networks involving 11 points (individuals) as 2n(n—1). We shall see later that this agrees with our expression for the nunber of directed graphs on a points. Primarily, he is concerned with pgwpegs wgatrg in order to answer questions on the connectivity of the mtwork. Christie, Luce and Macy [3 ] have done a good deal of ex- perimental work on communication problems in very mall groups. A ratrer extensive bibliography on comurfication networks ard its related problans appears at the end of their report. The structure of animal societies has been studied by Rapoport [33, 33 ,39] and Landau [94,21,33]. The problem of "peck order“ or "peck right" in a flock of birds is represented by a~mtrix of ones and. zeros. ‘However, the "peck right" relation is dominant, 1.6., if animal i peeks animal 1 then 1 cannot peck i_.. Thus, their results are of no use to us since we do not want to rule out the possibility of tvm individuals choosing each other. Thrall [40] considered the ranking of social organizations on the basis of their common members. We will not be concerned with this type of investigation. A monogaph on Graph Theory as a Mathematical Model in Social Science, by Norman am Harary [’91, gives a review of the previous work" done on numbers of graphs. Pdlya [3:] gave explicitly the numbers of trees2 and rooted treesfi, and, implicitly, the nunber of ordinary graphs on _n points. Otter [30] gave simpler, purely combinatorial methods for counting trees and rooted trees and Harary and Uhlenbeck [l6] gave the numbers of Husimi trees4. Also, Harary and Norman {/4} have given the number of directed graphs on n points and 3 lines. Davis [ 9] defines and gives a method far counting the nunbers of various subclasses of directed graphs on n points. The problem we shall face is essentially different from all of these and requires quite different methods of enumeration. 2A tree is an ordinary yam with a path between every pair of its points, i.e., a connected graph, and which has no cycles. 5.4 rooted tree is a tree in which there is a distinguished point. 4A Husimi tree is a connected graph in which no line lies on more than one cycle. 0:4.g Previous work on the present_problem. The application of chance (probability) distributions to socio- metric data was, first, suggested by Moreno and Jennings [39], in 1958. They took deviations from chance as a reference base far the measurements of social configurations. In their words, [39,P 9], "It appeared that the most logical ground for establishing such a reference could be secured by ascertaining the characteristics of typical configurations produced by chance balloting far a similar size population with a like number of Choices." The theoretical computation of the desired.probabilities was turned.over to Lazarsfeld. In Part II on applications we shall give the specific history of attempts to obtain.the distributions of the several sociometric variables whose exact distributions are obtained. I Bronfenbrenner [I ,p. 9] , in 1945, attempted "to develop an absolute criterion - a frame of reference against which the various phenomena of sociometric choice may be projected.but which is itself independent of“these phenomena." Thus, what Bronfenbrenner had in mind was a common universe of discourse for all the sociometric vari- ables. This is the so—called "constant frame of reference" problem in sociometry. Bronfenbrennerelaborated on the general technique, proposed by Moreno and Jennings, of taking deviations from chame as a reference base. He developed.some expressions and techniques for determining the probability of occu‘rence of the major sociometric variables. However, for the most part, the results obtained were in- correct. Edwards [M], in 1948, surveyed the published work on the application of deviations from chance to the problems in sociometrics. She suggested some modifications and pointed out certain errors in Bronfenbrenner's work. However, Edwards did not question whetker it was correct to assume that all sociometric variables should have the same mtiverse of discourse. In 1950, Criswell [6] pointed out that indices in different experimental settings do have different neanings, and that it was ridiculous to believe that all the variables considered in sociometric investigations would have the same frame of reference. Criswell [6, p. 107], furtrer, pointed out the need for the "use of the ap- propriate chance distribution as a reference base for developing a score expressing a structural aspect of the group as a whole". We note, finally, that all of the se investigations considered probability distribution problems only for tie case where all of the individuals make the same number of choices. In Part 1, general methods are obtained which give the distributions of certain sociometric variables for the less restrictive case in which individuals are free to make any number of choices. 0:5. Statement of problem and 4913.11 of attack. The basic problems of the one-dimensional theory of group or- ganization as a complex of irreflexive binary relationships between the pairs of individuals are (i) the investigation of the appropriate universe of discourse, (ii) the determination of the null. distribution for each proposed index of the group structure, and (iii) the development of simple, reasonably exact methods for use by field investigators. In Part I, we consider the simplest mathematical model for group organization and develop a decomposition of the total sample space which simplifies the fir st kind of problem. Also, in Part I, we develop the machimry of counting methods whi ch makes it possible to obtain many of the null distributions exactly. In Part II, appli- cations are given to classes of unsolved probability distribution problems of group organization theory. Finally, in Part III, simple approximate distributions are suggested for certain of the variables treated in Part II. PART I THEORY 1:1. Preliminaries. We mall be concerned with finite groups of _n individuals. The organization of such a goup for a single activity can be thought of as a configuration of the connections among all pairs of individuals. The connections between pairs are not necessarily reflexive and in the simplest case take in each direction only two values, 0 and 1. Such a configuration can be represented by a matrix C or by a linear directed graph G on n points (see Figure 1). C is the n x n matrix (013) With C13 - 1 if a connection exists from individual i to individual 1, other- wise cij . 0. We adopt the usual convention that cii Let the points of the graph G be P1, P2, ..., Pn' ‘ Then, in the graph, a connection existing fran individual _i; to individual i is represented '0f01'33-llo by a directed line from Pi to Pj’ Pi——'>Pj' The absence of a. connection from individual i to individual 1 corresponds to no line from Pi to P3. Obviously, c .- 1 (or 0) if and only if a directed line exists (or 1:) Cbesn't exist) from Pi to P3. Hence, the yaphical representation is isomorphic with the matrix representation. Weletr. Ilic .1 j be the 1th column total of C. Of course, r ij be the ith row total of C and s z... 312.: i is exactly the nunber of lines issuing from the point Pi’ and sJ is the number of lines terminating on the point P . Moreover, Z ri - Z 8;) - t, the total nunber of 1 J J 10 directed lines. Finally, let the vectors .1; and g, with elements ri and 31, respectively, be the two n—part, non-negative, ordered partitions of t which represent, respectively, the marginal row and column totals of 0. FIGURE 1 Two representations of organizational configurations on 6 points I P 2 1 2 3 4 5 6 F— ._ 1 0 l l 0 1 1 2 1 O O 0 O 1 5 0 O 0 O l 1 4 0 0 0 O O 1 P6 < A P 4 \ 5 1 c 1 o o 1 \ 6 1 c 1 o o 0 p5 .. n (a) (b) graphical rqiresentation matrix representation Unless otherwise noted,all graphs will be on n points and linearly directed (n-graphs), and all matrices will be n x n with 0's on the principal diagonal and composed of 1's and 0's elsewhere. 1 2. A decomposition of the space of all n-gaphs (or n x n matrices). We consider the decomposition of the space of all n—graphs in a way which seems best adapted to the problems which arise in the investi- gaticns in group organization theory. Let us introduce the following notations: Sample space, the space of all. n—graphs (or n x n matrices, of the type defined). [A Iv u First-order subspace, the space of all n-graphs with fixed number of lines, 3, (t - O, 1, 2, ..., n(n-l-)). "‘I iv 8 A H V Second-order subspace, the space Of all n-g'aphs with fixed I; (t is necessarily fixed). a 2‘3 Second-order subspace, dual to «3(a). Third-order subspace, the space of all n—graphs with fixed 5 and g (t is necessarily fixed). 8 A H b m v u A diagram of the relationships among these spaces muld mpear as follows? I :1 \ " \ ,l h, ”(‘.3) \\w(;) or 0(2) \\ ‘s‘ \ x t :1, / __ ..., ...,. __ _____, __ / / / / We have a decomposition of [1 into subspaces of successively higher order. First, ['1 is partitioned disjointly and exhaustively into a sum of first-order subspaces, flt’ according to CO 1 2.1 [1 - 1 [it - Next, there is a decomposition of __ by a disjmctive partitioning into 21., a sum of second-order subspaces, w(;) or 00(3). according ‘30 1:2.2 [it - 2:). Mg) - 1 Mg) . where the summation is over all n-part vectors 1; (or g) with elements r:l (or 83) subject to O fri fn—l (or O f s fn-l) and 3 Z r - Z s - t. Finally, we have a partitioning of «9(3) and 90(5) into sums of disjoint third-order subspaces 00(3, g), according to 132.3(3) 00(1‘) ' Z— “)(E: E): and (g) 132.5(1)) VO(§) " (Z). “(5: §): 3 where the summation is the same as for 1:2.2. We summarize the fore- going in Table I. 13 TABLE I A DEOOLLPOSITION OF T1113 SPACE OF ALL n-GRAPHS _ Space Decomposition _ [2 _Q - 2} at f). 52+, - Z we) - 2%) (g) (a) wok“) w(1;) - 2M5, g) ' (g) we) «0(3) - Z we, 2,) (g) Double and triple disjoint decompositions are also indicated. For example , We conclude with a lemna and some remarks on the equivalence under pemutation of certain subspaces. A matrix C A is eguivalent under permutation to the matrix C]... if and onlsr if there exists a per- mutation matrix P such that C, - PC/A P'. Then, the graphs G ,. and Cy, , corresponding to the matrices C ,\ and Cl“ , are equivalent under alias, or renaming of the points, in the sense that 14. Pl (____> P2 P1 P is equivalent to I , 1’5é """5 P4 P5 P4 6, G»- when P in G, is renamed P P in G, is renamed P 3, 2 1’ azndPsanGA lS 1 renamed P2. In the matrix representation, "' 1 V‘ 1 P ‘ ' '1 O l O O O O l O 0 O l O O 1 0 O 1 0 0 0 - l O O O 0 0 l l O O 1 O l 0 0 l O l O O l O O O l O 0 O O O l O O O O l O l O O O O O l L .J _ i _. .1 .. J ° CA P 0,. P' We now proceed to the lemma showing the equivalence under permutation of the subspaces u(1;, s) and w(P£, P). mm 1.1. _I_i; the vectors 5 and g are any two; n-part, non-no ative, ordered partitions 932 t, then the transformation PCP' is _a_._ one-to—one lugging 9;; «Ma, §)9_I_1_ MP3. Pg)- PRCDF: By definition w(£, g) contains all distinct matrices having 1; and .3. as marginal totals. Let Ck 8, «0(5, 3), k = l, 2, ..., n(;, g), and consider PCkP' - Bk' Multiplication on the left of ck by P permutes the rows of Ck and multiplication on the right of Ck by P' permutes the corresponding columns of Ck. Thus, multiplying Ck on the .— 15 left by P am on the right by P' simultaneously permutes corresponding rows and columns. The effect on the marginal vectors 5; and s of Ck of the pre—multiplication by P and the post-multiplication by P' is that the vectors 1; and g are simultaneously permuted. Hence, Bk has row totals P; and column totals Pg, and (l) Bk 5 «.0035, Pg). Next, Ck )1 Ch implies that out) i cash) for at least one pair 1:) :1 _ (i: 3). NO", the transformation PCP' . B takes 0:95) into by; and l l (h) (h) (k) be) r t . on into 131131. Thus, bi131 { 11:51 or a least one pair (11, :11). Hence, (2) CkfchfikaBh’ so that there are at least as many B's as C's. Finally, similar arguments show that (3) Bh 5 ”(Pg, Pg) 11:? Ch - P'BhP , and Ch 5 w(;, g) by definition. Combining (l), (2) and (3) completes the proof. We give, next, a useful corollary. Consider I, any subset of {i} - $1, 2, ..., n} , and Pa), any permutation matrix affecting only the components r1 and/or 8i of (g, g) which have suffixes in 1. Thus, 16 if r = d for i a I, we have that g is identical to 13(1)? This gives 1 us COROLIARY 1.1. Let ; 31d 2 133 the same; 32 _in the preceding 1222. _The_p_, _if r1 I d f_o_r_ '1 t, I, t_he_ transformation P(I)CP(I)" is g one—to- flmamin 2.1: we, .8.) 2.2 we, P(I)§)' We remark that this corollary together with standard methods of enumerating permutations will permit the calculations to be materially abridged in certain cases.‘ 1:3. Enumeration of n-graphs (or n x n matrices). For the enumeration of points in the various Spaces we will find it more convenient to use the matrix fornmletion. Thus, the number of matrices (graphs) in [2 is the number of ways in Which n(n-l) positions may be specified as either zero or one. By elementary considerations, the number of dLstinct ways this can be done is 1:3.1 q - 23ml) . For matrices in [it we have _t ones to distribute over n(n-l) places and the number of ways this can be accomplished is the number of ways of specifying a partiCular t of the n(n—l). Therefore, the nunber of matrices (graphs) in [It is given by 1:5.2 '11-. - (“1:”) , 17 a where( b) , b 5 a, is the binomial coefficient al/[b3(a—b)1]. As is well-known, Z(n(:-l)) - 2n(n-1) . t In the enumeration of matrices in u)(£) we have, for each 1, r1 ones to distribute over n-l places. This can be done independently, for each i, in (r21) ways and thus the number of matrices (graphs) in w(;) is given by n 1:5.3 «(5) = I"! (”’1) . By a similar argument, the number of matrices in ”(3) is given by 1:3.4 Y\(3) I if (til-1') . The number of distinct matrices (graphs) in «Kg, 53). n(g, g). cannot be handled by any well-known counting methods. In the following section, we establish a theorem giving this number. This theoren will canplete the enumeraticns needed for the sample space decomposition of the previous section. 1:4. The number of matrices (graphs) in 90%, Q. We first consider a relevant bipartitional function. P.V. Sukhatme [3 8’] considered, among others, the problem of finding the nunber, Mg, .3), of possible ways in which the cells of a (J x 0’ \ 18 matrix can be filled with zeros and ones so that i) the column totals from left to right form the parts of the partition 2 in some fixed order, and ii) the row totals from top to bottom form the parts of the partition ; in some fixed order. He pointed.out that.A(§, ;) - A(§, g). It is also evident that this number is not altered by addition of a sufficient number of rows or columns of zeros to make tie matrix square. We may, there- fore, take n - max( Q, a); then Sukhatme's matrices include those corresponding to our matrices in od(£, g) as well as those which violate the condition that only zeros appear on the principal (flagonal. This led to the idea of deleting from.A(£, g) the number of matrices having one or more l's on the principal diagonal. The main theoran of this section expresses 7((3, g) as a linear combination of the known A(3, 3). This was first accomplished.by a process of alternate inp clusion and exclusion. However, the theorem and proof as given here is a considerable simplification of the original argument. The definitions of n(g, g) and Mg, 9.) are completed with the conventions that both vanish identically if any component of the par- titions is negative and that both are linearly additive over the par- titions, e.g., ‘1[(r;, g) 0 (g', g')] .' V‘(;, g) * '\(£', g'). Sukhatme [as] in 1958 gave tables of mm) for P,Q partitions of t for t - 1, 2, ..., 8. These are identical, for weights t - 1, 2, ..., 6, with tables given by Mackiahon [as] in 1915. MacMahon was interested, among other things, in a different formulation of the same 5' 19 problan which Sukhatzne later considered. He showed that the re- quired solution is obtained from the coefficimts in the expansion of products of elementary (unitary) symmetric functions in terms of monomial symmetric functions. The unitary symmetries are defined by .k. z. ....k i o and m - min(ri, sj)° Finally, we observe that any identity in the Mg; g') and n(g", g”) is unaffected by application of these operators to the partitions involved. Any operation on an A or '1 is to be interpreted as an operation on partitions. Thus, the operator filters through A or 71 . mm 1-2. litre—_ers r2214. 2: Jimmie-£3,302: negative, ordered partitions 23 _t then :1 1:4.2 A(r, g I VliT—Rl + 5:)(r, g); . 21 PRNF‘: Every matrix belonging to the set enumerated by A(£,g) has either no principal diagonal elements different from zero, or one specific principal diagonal element different from zero, or two specific such elements, etc. This exhaustive disjunction of the set gives subsets each isomorphic with a set enumerated by an n(r‘w ,Is_.. ) where the vectors fiend .3... are formed from 5 and .s_ by reduction by unity of each component corresponding to a specified principal diagonal element different from zero. Then, Thus, the matrices of the type (ri-l ) 22 A(r,s) - 11(r,s) + Zetfigen + ; uni when + 000 + [81 5e 000 Sn (r 8)] , Y 1 2 n I’- and, rewriting the riglt-hand member, n i Mpg) “flare +81)(§.§)Z . We next establish inverses for certain operators, as in _—* _— £19222 -1 2 3 134.3 (1 +531) ' 1 - S: + (82) "' (£3) + Coo . ’1 i 3’1 moor“: (1 + 52) (1 + Si)(g,g) -= (1 + 51) [(11.2) + (I; - 21. i .. 93)], where 2.1 md 2;} as vectors with unit 1th and 1th componarts, respectively, ard all others zero. Next, (1 +Si)-1[(;.g) 4' (z - 131. g - 13.3)] - (as) - (2’21, 21,) + (£421: r223) - * (2'31: r23) - (Hui. r223) * " (39.3,) s 25 -1 ani ( 1 + $2) is a left inverse. A similar proof shows that -1 (1 + 51) is a right inverse. Repeated application of 1:4.5 to both members of 1:4.2 gives imediately the main theoren. ‘IHEOIEM 1.1. I}; 213 vectors 1; Ed. 3 5.33 E 1'9. n-part, non- matrices _in “Kg, 3) 1122s these vectors _ag marginal totals i3 aven 1'1 n --1 1:4.4 v((1.5 g) I Ail? (1 + 5:) (g, 9.)] . As a remark in application of Theorem 1.1, and to a lesser extent in application of Lemma 1.2, we note that the series in 1:4.5 with i I 3 may be terminated at the 21th power, for each i, where 2i I min(ri,si), since the functions Mg... ,3“) evaluated beyond this point all vanish. Thus, in every case, 7(5, g) is evaluated by additions and subtractions Of finitely many A(£¢ $324 )0 Some examples may be given to illustrate the application of Theorem 1.1 and to show the order of magnitude of the numbers, 1(93). Suppose we wish to compute the number of directed graphs on four points where the numbers of lines in and out of the points are, respectively, (2,5), (1,2), (2,1) and (2,1); i.e., we wish to canpute n(2,1,2,2,35,2,1,l). The remark following the theorm gives us 24 w(2,1,2,2,5,2,1,1) 2 - 1%[1 - 53:1 + (51) n1 - 3:1[1 - 5:1[1 - 5:1(2.1.2,2;5.2,1.1)§. Operating as indicated on the right-hand member of the equation above, we have 2 7(2!192:235:23191) ' A(25,1;3,2,1 ) 2 ..A(22,1 32,12) - 1142535,?) - 2a(22,12;3,2,1) + 21(22,1;2,15) + 21(2,13;22,1) + 2A(22,l;3,12) + A(2.1353.2) 2 - A(2,1 33,1) - M14522) .- 2A(2,12;2,12) — M22314) - 2A(2,12;2,12) + M13524) + 1(1332,1) + 2A(2,1;13) H 2 2 " AU. 31): where tie terms on the right are, by lines, of weight 7, 6, ..., 2, respectively. Note that the parts of the partitions in “(15, g) are pairwise ordered, as also they are (necessarily) in the right-hand menber of the equation preceding the one above. However, in the evaluation of a single Mg“ ,g,‘ ), this is not necessary and some combining of terms occurs. Srfldratme's tables for t I 7, 6, ..., 2 * I It (1111, n22, ...) is conventional partition notation designating s1 nl's, 112 112's, etc., in the partition. 25 give the required numbers. The sum of the 12 positive terms is 94, the 12 negative terms total 91 and n(2,1,2,2;5,2,1,1) I 5. The three graphs, in matrix representation and graph form are given in Figure 2, below. FIGURE 2 Representations of points inw(2,1,2,2,55,2,l,1) 1 2 5 4 1 2 5 4 1 2 3 4 r- - P - '- '- 1 0 0 1 1 1 0 1 1 O 1 0 1 O 1 2 1 O O O 2 1 O O O 2 1 0 0 0 5 1 1 O O 5 1 0 O 1 5 1 1 0 0 4 b1 1 O 0‘ , 4 *1 1 O (U , 4-1 0 1 21 P€_____P2 Pie—6P PQ.____)P 0, 5 5 P4 P5————9P4 Pee—P4 Obviously, in this case, the three graphs or matrices could have been exhibited directly and the method seems cumbersome. By way of contrast, 16 positive and 16 negative terms give V1(1,1,1,l,1,1,1,1;3,2,1,1,1,0,0,0) I 4846 - 5705 I 1145; it is no longer feasible to exhibit the distinct directed graphs on these ‘ 26 eight points: Table II summarizes the enumeration of n—graphs in the sample space decomposition of Section 1:2. TABLE II THE ENIMERATION 111 TE SAL'IPIE SPACE DECCEPOSITION Space Enumeration f) Yl' 21101-1) fl. '1. ' (“‘2‘”) n n—l w(;;) \(5) T?(ri) n n—l n gt.) < ) < ) Agfic gi>'l< )( “7 :5 3’2 ' *‘ 5’3 5- 1 1 i Obviously, the following relations, corresponding to 1:2.1, 1:2.2 and 1:2.5, hold? 1:4.5 *1 - Z; qt Z 1:4.6 "Lo - l:4.7(a) ‘10:) I Z. “(5,2) , and 1:4,7(b) ”1(a) - Z. naps) . Double and triple disjoint summations are also implied. For ex- ample, According to lemma 1.1 and the corollary following the lemma, certain of the subspaces w(;, 3) fall into equivalence classes under permutation. In particular, for the case r I d (i I l, 2, ..., n), 1 i.e., 1; I (d, d, ..., d) I (dn), we have, according to the corollary to Lemna 1.1, that the structure for any g.‘ I (81:: , 82.< , ..., 8114. ) is independent of the order of the components 5 in 3* . Standard 14: methods of enumerating permutations enable us to give the nunber of n n points (n-graphs) in U(;) corresponding to fix " (O 0,13,..“1: k), ‘0. 28 where the superscripts n1 indicate the number of integers i in k k ngith Zn. I'nand.Z:Ln,'-t,a$ i=0 1 1-0 1 1:4o8 ( n ) ' n(dn30n0,1nl,.oo,k%) 3 no’n1"“’nk n where ( ) is the multinomial coefficient equal to 110,111, 000,1}k n! F O ‘ I nil In practice, the case :-1 - l (i . l, 2, ..., n), does occur and for his reason it seems desirable to give a different and simpler method of computing nun; 9 than by Theorem 1.1. For this method, we shall need a simple combinatorial property of multi- nomial coefficientso IEMMA 1.4. m 3 E22 _o_f_'_ k positive integers, 81’82’"°’8k’ k such that Z s:j " n, them-the multinomial coefficient 3'1 n k n—l 1 13"' {11:1-3 . whereu " a ""'"",ij Oifi/j ~~b O D 29 PROOF: 1‘ “'1 a (11-1): (n-l)! g ,M , (s am My WWI-~89 0.. i ij .0. ... (n-l): + + 31:82x000(8k"1fl 31(n-1) 3‘82 (11-1) 2". o o"'8k(n"'1)£ w 810 32:. O 0 8k} n: , n . :3 10008 I . . 31 2 k 81,82’...’8k We now proceed to the counting theoran for the special case, r1 '- 1; THEOREM 1.2. E r1 - l (i - 1’ 2, 000’ 11) 3113.21: VBC‘bOl‘ 1 {a 1 for J - 1,400.,k hag cogonents 83 such that 83 _ 0 for J _ k+l,...,~n £13 2: a -n. 3112: 3'1 ’ n _ €n-2)‘ _ ——4—(27 1:4.10 ’10- 331,...,sn) 51'°°8k “21:3...” (11-2) k ‘1: - {-1) m 1 9 (n—2) where ad - £5181 ...si i_§__t_h_e_1th elementary “'— 11<12<...<13 1 21;) 30 (b) - n(m"1)eo 0(m"’b+l)o metric function and m PROOF: First, according to the corollary following lemma 1.1, we observe that arranging the components of the vector g in any specified order is no restriction. Second, according to Theorem 1.1 and the remark following the theorem, we have n -l n . hung) - A iTer(l-+S:) (fig); - ASP"? (1-g:)(1n,§)} k i k i i - A(ln,§) - Z 5131. A(1n,§) + Z. 511 512 A(1n,§) - (-1)k Z. 5:: 511‘ M1 Ne) . her-net Next, we observe that A(ln;sl,...,sn ) is just the multinomial co- Sr), which may be written( n s) since efficient Z3 ( ) j 2] I A I (n 1 for all 1, where I" I mean of the ri's. Then 5:5.4 becomes n n k s.j 5:5.5 P[max s. S k] .I Z e”x Afi—E . J sjao Sjo We shall not consider any check of the suggested approximation for the case ri not all constant. 5:4. Concentration of choice. In studying the phenomenon of concentration of expressed choices on relatively few individuals and/or of sparsity of choices going to certain others, it seems reasonable to use as test criterion the variance of numbers of choices received, suitably standardized. Ac— tually, for the case r I d for all i with the one restriction, i n 2 r, - t, the sj's in their limiting form make up a Poisson series. i=1 Hence, we shall use Fisher's [l2 , p. 58] "index of dispersion" 57 calculated by means of the formula n 2 3:4.1 I =--}_- f_(s -‘s') , c s jIl j ._ 1 n where s I mean I T 2: $3.. The sun, 10’ is large if either or i=1 both of the previously mentioned effects occur in an appreciable manner. It has been shown by Sukhatme [36] and others that the index of dispersion, calculated as in 5:4.1, follows the ordinary X2 distribution with n-1 degrees of freedom. Tables for this distribution are readily available, for example, Cramér [ b’ , p. 559]. _ Sukhatme [37] has done some empirical work on the fit of the 7(2 approximation for smallish g and small values of the Poisson para- meter, ) . His results (show that the agreement is "tolerably good", even when A I l, for n I 15. In fact the fit is not too bad for >s I 1, n I 10. However, in our situation we have a twofold approxi- mation; first, the Poisson approximation and, second, the X2 approxi- mation. Hence, it is necessary to make a further check of the ap- proximation to the exact distribution. ‘ Some empirical work indicates that a X2 approximation with n—l degrees of freedom, corrected for continuity as suggested by Cochran [‘1‘ , p. 552], gives a good fit in our case. As an example, consider a group of eiglt individuals, each making one choice. In colunn 2 of Table VIII we have the values of the index, computed from 5:4.1, for 58 each gg in column 1. The exact cumulative probabilities are found from the data compiled in Table III and are entered in column 5. The approximate probabilities appear in column 4 and were obtained from Tables for Statisticians and Biometricians [3? , p. 26]. This check indicates that the approximation is reasonably good even for quite small groups making small numbers of choices. Thus, we are in a position to recommend the use of the above test criterion. TABIE VIII 59 COLTPARISON OF EXACT AND APPROMEATE CmIUIATIVE DISTRIBUTIONS OF 11 xx OF CONCEI-I'I'RATION OF CHOICE FOR 11 = 8, r; - (18) g“ I; P[ Ics I; 5 (exact) ] P[Ics I5} (approx.) ] (7,1) 42 1.00000 1.00000 (6,2) 52 .99999 1.00000 (6,1?) 50 .99995 .99995 (5,3) 26 .99958 .99978 (4,4) 24 .99944 .99924 (5,2,1) .22 .99934 .99829 (5,15) 20 .99666 .99625 (4,5,1) 18 .99214 .99181 (4,22) 16 .98719 .98260 (52,2),(4,2,1?) 14 .98540 .96400 (52,12),(4,14) 12 .95968 .92789 (5,22,1) 10 .88699 .86158 (24),(5,2,15) 8 .80510 .74754 (25,12),(3,15) 6 .57254 .57112 (22,14) 4 .55401 .54004 (2,16) 2 .07335 .11500 (18) 0 .00257 .00517 SUMMARY We have been concerned with the one-dimensional theory of group organization as a complex of irreflexive binary relationships, taking values '0 and 1, between the pairs of individuals. The problems considered in connection with this theory were (i) (ii) (iii) The 1. 2. 3. 4. the investigation of the appropriate universe or universes of discourse, the determination of the null distributions for certain proposed indices of tie group structure, and the development of simple, reasonably exact methods for use by field investigators. results obtained were: a decomposition of the. total sample space was given which clarifies the choosing of the appropriate universe of discourse, the machinery for counting the nunber of distinct points in each of the subspaces in the decomposition of the total sample space was developed, the structure of random variables whose null distributions are possible to obtain by using the developed counting methods was expounded, applications were given to classes of unsolved probability distribution problens of group organization theory; in particular, the null distributions were given for (a) in- dices on expansiveness of a social group, (b) the number 61 of isolates in a group, and (c) the maximun SJ. in a grow, 5. simple, easily-computed, approximate distributions were obtained for the number of isolates and for the maximun 53’ 6. a test criterion for concentration of choice was proposed and a simple, approximate distribution suggested for it. The first kind of problem was solved by the first result in the sense that it is now possible to examine the varicus sociometric variables in the general framework of the decomposition of the total sample space given here and, thereby, determine their appropriate universes of discourse. A combination of results 2, 3 and 4 solved the second problem. The machinery of counting methods made it possible to obtain the necessary probabilities for construction of the null distributions. These probabilities were obtained by dividing the number of points in the disjoint subsets in the framework of the decomposition of the total sample space by the total number of points in the appropriate universe of discourse. The discussion on the structure of random variables enabled one to tell immediately whether a particular socio- metric variable fell into one of the classes of random variables whose null distributions can be obtained using tlre theory developed here. The applications illustrated the above results. The third kind of problem is partially solved by the fifth and sixth results. This particular problem covers such a wide range of possible investigatic us which might be undertaken that it was not feasible to consider it in any great detail. Thus, we have given 62 only an indication of the type of solution one might expect. In particular, result 5 contains one aspect of this problan in the sense that approximate distributions were given and checked for two sociometric variables found in the literature. The other aspect of the third problem is indicated in the sixth result in that we pro- posed a test criterion not found in the literature and.suggested and checked an approximate method for obtaining its null distrir bution. Related problems considered in this research investigation which led to this thesis include the null distribution of the number of mutuals and the problem of cleavage in a group. These problens were not considered here since neither of them has the appropriate structure in the general framework of this thesis. However, it should be pointed out that an iterative method of application of the counting1meihods developed here enables one to solve both of these problans. The unsolved problems in connection'with this research are (i) definitions of nonpnull cases, (ii) multidimensional problems, (iii) relaxation of scale restriction, (iv) extension of existing tables of the bipartitional functions, A( g, g), and compilation of tables of the functions, 1(g, g), and (v0 more work on the development of simple, approximate methods for use by field investigators. 63 In connection with the first of the unsolved problems, it would be necessary for the social—psychologists to define what they consider to be a suitable non-null case before any theoretical in- vestigation should be undertaken. As for the second problem, some exploratory work has been done but few results are as yet known. The relaxation of the scale restriction means, for one thing, that we would have a matrix with elements not all 0's and 1's, and/or a graph with strengths. The graphical representation becomes very awkward and, for all practical purposes, the matrix representation would have to be used. Also, any relaxation of scale means that the distributions of random variables are virtually impossible to obtain. Extension of existing tables of the bipartitional ftmctions Mg, 3), would be desirable since the method for counting the nmnber of locally restricted directed graphs involves these functions. Some time has been spent on trying to arrange the computations necessary for extending these tables in such a way that actual extension might be carried out by some kind of large scale computational machinery. The results were not very successful. However, we are able to express in fairly compact form the numbers corresponding to sociometric situ- ations in which each individual in the group makes precisely one choice. Even more important for our use is the compilation of tables of the functions, YUE’ 5). Of course, this problem depends to a large extent on the success or failure of the preceding one. The table of A's has a double entry for any weight, being entered for the 64 non—ordered partitions whereas the 1r{table would be the same kind except the order of the partitions is now important. Wherefore, the tabulation of the ’1's has the added complication that there are many more entries for each weight since there are many'more ordered partitions than partitions for any given weight. Nothing tractable has been found for this latter problem except for the special case where each individual makes only one choice. The developing and checking of simple, approximate distributions is, as we mentioned earlier, an extremely broad problem. It is one where close cooperation between the field investigators and the theorists would be desirable. Before finishing this fliesis it should be pointed out that the general.methods developed here may be applied to the theory cf‘communi— cation networks and to other nearbsociometric problems. Finally, the following two published papers by Katz and Powell [19,20]: (a) "A proposed.index of the conformity of one sociometric measurement to another," (b) "The number of locally restricted directed graphs," include some of the results in this thesis. l. 2. 5. 4. 5. 6. 7. 8. 9. 10 . ll. 12. 14. BIBLIOGRAPHY Bronfenbrenner, U. "The measurement of sociometric status, structure and development," Sociometry Lionog'aphs, No. 6, Beacon House , New York, 1945. Cayley, A. "A memoir on the symmetric functions of the roots of an equation," Philos. Trans. Roy. Soc. London. Ser. 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