A PHILOSOPHICAL ANALYSIS OF THE THEORETICAL ASSUMPTIONS OF THE PERCEPTOAL PSYCHOLOGY OF ARTHUR COMBS AS IT RELATES TO THEEDUCATION OF TEACHERS Thesis for the Degree of Ph. D. MICHIGAN STATE UNIVERSITY PHILIP BRUCE VANDE‘R VELDE 1959 “+5513 This is to certify that the thesis entitled A PHILOSOPHICAL ANALYSIS OF THE THEORETICAL ASSUMPTIONS OF THE PERCEPTUAL PSYCHOLOGY OF ARTHUR COMBS AS IT RELATES TO THE EDUCATION OF TEACHERS presented by PHILIP BRUCE VANDER VELDE has been accepted towards fulfillment of the requirements for _ee.u._deqree in PHILOSOPHY OF EDUCATION @flffl/flé 2': Major professor Date September 22; 1969 0-169 ABSTRACT A PHILOSOPHICAL ANALYSIS OF THE THEORETICAL ASSUMPTIONS OF THE PERCEPTUAL PSYCHOLOGY OF ARTHUR COMBS AS IT RELATES TO THE EDUCATION OF TEACHERS by Philip Bruce Vander Velde Currently there are many conflicting points of view concerning the most effective means of educating teachers. The intent of this dissertation is to critically analyze one of these orientations to teacher education, that of the perceptual or phenomenological theory of Arthur Combs, in regard to its basic theoretical assumptions, concepts, and generalizations. The intent of this analysis is to better enable those responsible for the education of teachers to assess the possible relevance of phenomenological theory for curricular decision-making. The method of analysis employed is that of both formal and informal philosophical analysis. Questions are asked about the perceptual theory of Combs both in regard to the scientific and the ethical assumptions which are made. The criteria of assessment used are those of the internal consistency of phenomenological theory, the adequacy of the key theoretical constructs, the capacity L l Philip Bruce Vander Velde For explanation and control, and the capacity of the theory 'to enable the educator to make decisions concerning value conflicts. Two major writings of Combs, Individual Behavior and The Professional Education of Teachers, occupy the major focus of analysis. Articles of Combs are analyzed only when they contain material relevant to the different from the psychological and social theories in the above mentioned books. The intent of Combs was to provide a concept of the individual and his behavior which would enable educators to deal more effectively and humanly with people than have past "adjustment" or operant theories of individual behavior. After extensive analysis of basic assumptions and concepts, the conclusion reached is that phenomeno- logical theory offers no better tool for the analysis os individual behavior than do past theories. The basically ethical concept of the individual which Combs attempts to develop in his notion of the adequate personality is itself an adjustment theory and a form of ethical relativism. At the level of explanation and prediction of behavior, aside from the lack of evidence from research, perceptual theory is found to be lacking in constructs I with enough empirical import to support the identification of behaviors which it attempts to explain. The question is also raised as to the necessity of the inference to Philip Bruce Vander Velde the phenomenal field of the individual in order to facilitate prediction and control of behavior. The social theory contained in Individual Behavior and The Professional Education of Teachers is also shown to be inadequate, due to the fact that phenomenological theory uses the natural individual as its basic unit of social analysis. It cannot provide an adequate concept of society, social order, and culture using the perceptual field of the individual as the foundation of its social theory. The question of the capacity of the theory to provide an adequate concept of the individual is also raised. The perceptual theory of Combs does appear to be very appealing to teachers in programs of teacher education. The question is asked as to why it is so appealing given its weak theoretical base. The conclusion reached is that the theory is couched in a language which has a great amount of emotional appeal. Due to this appeal, the theory is a persuaSive rather than an educational device for instructors in colleges of teacher education. A PHILOSOPHICAL AUALYSIS OF THE THEORETICAL ASSUMPTIOWS OF THE PERCEPTUAL PSYCHOLOGY OF ARTHUR COVBS AS IT RELATES TO THE EDUCATION OF TEACHERS By Philip Bruce Vander Velde A THESIS Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY College of Education 1969 Chapter II. III. IV. TABLE OF CONTENTS INTRODUCTION . . . . . . . . . . BASIC THEORETICAL CONSTRUCTS, GENERALIZATIONS . . . . . . The Point of View . . . The Perceptual Field . . . . Personal Adequacy: The Individual's One Need . . . . . . . Perceptual Theory, Prediction, and Explanation . . . THE ADEQUATE PERSONALITY . . . . . . An Ethical Concept of Adequacy A Positive View of Self . . . Acceptance . . . . . . . . . Identification . . . . . . . Conclusion . . . . . . . . THE ADEQUATE PERSONALITY AND SOCIETY . Introduction . . . Basic Assumptions . . The Necessity of Inference to the Phenomenal Field . . . . . Society as Consensus . . . . Social Change, Institutional Persons and Social Order . . . The Conservative Bias of Perceptual Theory Society and Conflict . . . . . . . The Good Society . . . . . Conclusion . . . . . . ii Page 87 88 92 96 101 Page Chapter V. PERCEPTUAL THEORY AND TEACHER EDUCATION . . . 104 A Critical Introduction . . . . . . . . 10A Basic Orientation . . . . . . . . . 110 The Helping Relationship . . . . . . . 119 A Critical Analysis of Combs' Basic Orientation . . . . . . 122 The Language of Perceptual Theory as a Positive Reinforcer . . . . . . . 139 Conclusion . . . . . . . . . . . . 1A3 BIBLIOGRAPHY . . . . . . . . . . . . . . 1A6 iii CHAPTER I INTRODUCTION The intent of Arthur Combs in Individual Behaviorl and The Professional Education of Teachers2 is to set forth and develop ideas that he feels are crucial to the understanding of human behavior. He notes at the outset of Individual Behavior that although humanity has produced a vast and powerful technology in the physical sciences there is now a much more urgent need for a science which will enable us to control ourselves as well as the physical universe. The greatest problems of our times are no longer the production and control of 'things' but of communication and cooperation among people. Having won control over our physical universe, we find ourselves confronted with a new problem, the problem of how to control ourselves. Although Individual Behavior was written (2nd edition) in the later 50's, the concerns of Combs and the need for an adequate science of human behavior are still evident 1Arthur Combs and Donald Snygg, Individual Behavior (New York: Harper and Row, 1959) (Hereafter abbreviated as IB). 2Arthur Combs, The Professional Education of Teachers (Boston: Allyn and Bacon, 1965) (Hereafter abbreviated as PET). 311-3, p. 3. and relevant today. Having recently landed men on the moon, we still see that the problems which most perplex us on earth are those concerning war, hunger, and social injustice. As Combs notes, the problems have existed for centuries, but the onset of the nuclear age has made them manifest to the point that scientific endeavor be devoted to the understanding of human interaction and behavior.“ One must add that the solutions to these problems are no more evident now than they were in the late 50's and that, if anything, these social problems have become more intense and complex. One can only sympathize with the humanitarian concern with which Combs approaches the problems of human behavior in the light of the new problems which have come to light since the book was published. If the human race and indeed life itself is to be sustained, we must necessarily concern ourselves with the solutions to problems such as the control of population, human aggres- sion, wide-spread contamination of our natural resources, and the exploitation and impoverishment of billions of people. This humanitarian spirit will guide this disserta- tion in its attempt to analyze the writings of Combs. The focus will be on the relationship of Combs' theories to the problems of education in general, but especially on the problem of teacher education. Although the focus ulbid. ...- Lu is on education, it is obvious that the problems faced in education are not necessarily unique to the field; much of this writing must necessarily concern itself, therefore, with problems which range over a number of subject matter areas. Two books will take up almost the entirety of the analysis contained in the dissertation: Individual Behavior and The Professional Education of Teachers. I have chosen to concentrate on these two because an analysis of articles by Combs in professional journals evidences aspects of his theory which are contained in the books which are the focus of our considerations. Combs and myself are both concerned with the problem of knowledge of human behavior and then proceeds we can best understand human behavior. Combs asks how to set forth a perceptual theory which he contends produces understandings better than existing psychological theory. The present discussion will question the adequacy of Combs' perceptual theory in terms of its explicit and implicit assumptions and how well it enables us to understand human behavior and the social problems which it entails. The task of Combs was a tremendous under- taking. My task is of much smaller proportions, but nevertheless an assential activity in the field of educational theory. b .«g. f'. Of perceptual theory, Dr. Combs states: Perceptual psychology is a personal, dynamic, treatment-oriented view of behavior invented very largely by clinical psychologists, whose problem, like that of the teacher, is the behavior of individuals. It is a psychology directly concerned with human perceptions, beliefs, and values, and many teacher-education programs have already incorporated this frame of reference into their curricula. It fits so well the needs of educators as to seem almost tailor—made for the teaching profession. The above is from The Professional Education of Teachers which came into print six years after the second edition of Individual Behavior. Thus, we can see that perceptual theory has made a significant appeal to those concerned with the education of teachers. Yet, however appealing, a psychological theory must bake "theoretical bread" if it is to have lasting significance for education and for society, and my concern will be to assess the soundness of perceptual theory in relation to problems of social science and social philosophy. The task of the educator is essentially two-fold; the educator must first determine what is to be taught and then determine which teacher behaviors will best produce the desired behavioral outcome. The first task is in essence a philosophical undertaking as it involves the justification of the valued behavior. The second is the task of the behavioral scientist as it involves the 5§_._E_'I_', p. 58. production of a theory with predictive power. Combs sees perceptual psychology as fulfilling both of these functions as he views the theory as a psycho-philosophical orientation to behavior. In The Professional Education of Teachers he calls his theory a perceptual-existential approach to behavior. Although Combs does not mention or develop any of the traditional philosophical problems involved in a theoretical undertaking of the scope of his, his writings nevertheless imply that the considerations of perceptual theory will suffice for a more formal view of "the best that man can be." The intent of this dissertation is to critically analyze perceptual theory as to its capacity to fulfill both of these functions. We then can begin by asking three basic questions of Combs' perceptual theory. Does perceptual theory facilitate the formulation of sound educational goals or objectives? Does the theory enable the educator to predict behavioral outcomes given certain teacher behavior? And, does the perceptual-existential approach enable the educator to analyze the social context of the school in order to better deal with the pressing social problems in which schools are involved? A further consideration will be the evaluation of a theoretical approach to education which basically disregards the more formal philosophical concerns in relation to theory building. Nowhere in the writings of Combs does one find him concerned with the metatheoretical problems involved in the scientific and ethical theorizing in which he is engaged. It will be my intent to show why these problems should have received their due consideration by Combs. The over—all objective will be to analyze perceptual theory in regard to the feasibility of its implementation in programs of teacher education. In order that this may be accomplished, the following chapters will present and analyze Combs' basic theoretical assumptions, his view of the selféactualized or adequate personality, and social theory respectively. The final chapter will then attempt, in the light of the considerations of the more formal aspects of the perceptual-existential approach, to critically evaluate perceptual theory as an analytical tool for educators engaged in the preparation of teachers. CHAPTER II BASIC THEORETICAL CONSTRUCTS, GENERALIZATIONS AND ASSUMPTIONS The Point of View Basic to the understanding of a perceptual or personal theory of human behavior is the distinction made between seeing human behavior as an outside observer and seeing the behavior from the point of View of the behaver himself. Combs makes the distinction early in Individual Behavior; from his point of view, the distinction is crucial for any understanding of human behavior from the perceptual frame of reference. If human behavior is to be understood, it must be seen from the perceptual or personal frame of reference of the individual who is behaving. People do not behave according to facts as others see them. They behave according to facts as they see them. What governs behavior from the point of view of the individual himself are his unique perceptions of himself and the world in whifh he lives, the meanings things have for him. Combs attempts early to emphasize the distinctive differences between what might be called the objectivist lI_B, p. 17. or behaviorist orientation which has characterized American psychology during the twentieth century and his own point of view which might be labelled a subjectivist or introspectionist position. Rychlak terms the two frames of reference as introspection and extraspection.2 If the theorist takes an extraspective perspective or frame of reference, he defines his abstractions from his vantage point as observer, regardless of his point of view of the object of the study.3 An introspectionist on the other hand adopts the point of view of the object of the study. The extraspectionist frame of reference has been dominant in American psychological tradition since Watson, with the modern stimulus-response theorists dominating the psychological scene today. The major figure in the introspectionist tradition is Freud, according to Rychlak, with the non—Freudians being representative of the position today. Perhaps the two orientations could best be characterized today as clinical and experimental. Combs represents a third orientation other than Freudian or stimulus—response but still under Rychlak's classification would be in the introspectionist camp. In The Professional Education of 2Joseph Rychlak, The Philosophy of Science for Personalit Theor (Boston: Houghton Mifflin Company, 19 , pp. 27, 2 . 31bid. Teachers Combs calls his frame of reference "Third Force Psychology."I4 Combs, however, classifies Freudian theory as an extension of the objectivist or extraspectionist approach in that Freudian theory "was really an extension of the 8-H approach: it included not just immediate stimuli, but the whole gamut of experiences to which a person had been subjected in his lifetime."5 The 3-H and Freudian perspectives are objective positions or descriptive ways of looking at behavior in that they look for causes of behavior and they "lead to mechanistic or manipulative ways of working with people . . . . The personal or perceptual point of view is "designed to facilitate and assist learning rather than to control and direct it." The perceptual frame of reference then attempts to understand behavior as resulting from the perceptual field of the behaver and not as a result of the forces causing or causes of the perceptual field itself. Combs does want to find the causes of behavior and to understand behavior but "the immediate causes of behavior are to be found in the perceptions existing for the behaver at the moment of acting."6 Combs sees the distinction as crucial “PET, p. 11. 51b1d. 6PET, p. 13. 10 as "it is probable that such failure to understand how things seem to other people is the most persistent source of difficulties in human relationships. To understand human behavior . . . it is necessary to understand the behaver's perceptual world, how things seem from his point of view."7 It would be useful at this point to analyze just exactly what Combs' position is in regard to the function of psychological theory. It would appear that there has been a change in attitude from the position taken in Individual Behavior and The Professional Education of Teachers. As noted earlier (see page 1), Combs' earlier attitude in the formulation of his perceptual frame 0f reference was that the function of the social sciences is to control human behavior, while in the latter formu— lation of this frame of reference in The Professional Education of Teachers is to "facilitate and assist." It is somewhat crucial to note the basic vagueness of Combs' perception of the function of psychological theory, for entailed in this essential vagueness is a much more serious vagueness in regard to the domain of phenomena and relationships over which perceptual theory is to preside. The question must be asked as to what tradi- tional fields or domains of subject matter Combs is 7Ibid. ll delving into. Third Force psychological theory seems to range much farther than traditional psychological theory in terms of the domain of its subject matter; Combs fails to recognize by and large that if the theoretical constructs are to range over traditional philosophical and metatheoretical problems, he also must explore the problems entailed by these concerns. Whether Combs is correct or incorrect, he must concern himself with the domain over which his theory is to facilitate understanding. It will be useful for us to bear this in mind in exploring the basic theoretical constructs of the theory. When Combs states that the function of the perceptual point of view is to "facilitate and assist" rather than to "manipulate and control," he is taking a metatheoretical stance on the function of psychological theory; and, in so doing, ought to have clarified why the traditional concepts of explanation, prediction and control are inadequate as meatheoretical criteria for the adjudication of scientific theory as it relates to human behavior. It would further appear essential that an explicit distinction be made as to how "facilitate and assist" differ from the norms of explanation, prediction, and control. Perhaps when one is facilitating and assisting, one is controlling behavior in a good way rather than controlling in a bad way. The function of teaching for Combs is in some way to produce changes in the learner. In any case, it is not Combs' 12 point of view that the teacher does not attempt to change behavior in some way and why "facilitate and assist" are better in describing this change than is the word "control" ought to have been considered. One can appreciate the fact that Combs sees a good deal wrong with traditional educational practices, yet it is the obligation of a theoretician to provide criteria for assessing the faults of preceding systems and the merits of his own. A further point to note in Combs' basic frame of reference is that he takes the individual or natural person as his fundamental unit of analysis when attempting to provide an explanation of human behavior. "Perceptual psychology . . . tells us that behavior is only a symptom, the surface manifestation of what is going on within the individual."8 In this Combs assumes the traditional bias os psychological theory in using the natural person as the unit of analysis. It would at first thought seem natural that a psychologist would choose the individual as the basis for analysis as this is what psychologists have always done; however, one must also see that this is an assumption and not a given. Behavior may well be the function of something other than the individual even though it is the individual who does the behaving. The individual's self may well be "the center of his world" and perceptions which he has about himself may cause 8PET, pp. 13, 1M. l3 behavior; yet it is questionable, even given the above, that the individual is the explanatory principle for behavior or even for the individual himself. It may be that it is the individual which needs explaining if we are to understand the individual's behavior. We have seen that it is Combs' intent to provide a view of human nature which will allow us to understand the human individual and to better solve the problems which humans must face in living in an interdependent society. Why the natural person or individual should possess the explanatory power for solving social problems is again a question which is open to doubt.9 When dealing with social problems, we are attempting to produce a social ethic; that the individual can provide us with the organizing principle necessary for the good society is questionable. Thus at two levels-—the behavior of the 9The assumption Combs is making closely parallels the assumptions made by classical economic theory. Dewey's analysis of the viability of these assumptions in Liberalism and Social Action and throughout his writings clearly brings into doubt the tenability of the assumption that the individual can be the basic unit in social analysis or in making any critical analysis of any aspect of a society. Although Combs does not state that he has been influenced by the assumptions and tenets of classical economic theory, it will become quite evident in our analysis that he has, as has much of contemporary psychological theory, been thoroughly influenced by the psychological aspects of conservative economic theory. It should also be noted at this point that these assumptions provide a basically positivistic orientation towards social science and that this is exactly what Combs is reacting against in regard to past psychological theory. 1L: individual and the production of principles necessary for the ordering of a society—-the assumption that the individual must be the starting point of analysis is suspect and thus must be kept in mind as we further analyze Combs' perceptual theory. The point of View of perceptual psychology is that of the perceptual world of the individual which according to the theory better enables us to understand human nature and human behavior. We have noted basic vagueness in the formulation of the theory in regard to what Combs assumes the function of psychological theory is and why the individual should be considered the basic unit of analysis for individual behavior and social theory. We must now proceed to develop Combs' perceptual theory in terms of its basic theoretical constructs and to more fully explore the assumption that the natural person and his perceptions are a basis for understanding persons, their behavior, and their interrelationships. The Perceptual Field The basic concept of Combs' perceptual theory is that of the perceptual or phenomenal field. Basic to this construCt is the distinction between the objective situation and the perceived situation. Combs contends that there are no objective situations when behavior is seen from the point of view of the behaver. The 15 perceptual field is "not the physical situation or the objective situation but the perceived situation--the situation as it appears to the behaver."lO People act with reference to how a situation appears to them and not as it appears to an observer viewing the situation. Thus, behavior "is determined, not by the objective field, but by a personal way of perceiving which is not identical to that of any other individual."11 A perceptual field is a person's way of seeing the world in which he lives. Combs distinguishes this way of seeing from what he calls "the objective situation." Thus, Combs describes a phenomena with which we are all quite fimiliar; two people in a given situation will in fact see different things in that situation. After visiting friends my wife will mention numerous things about how a house was decorated which I had not seen at all. Again, two people may feel and react quite differ- ently to something such as a political convention. However, what is interesting is that Combs uses the concept of "objective situation" in order to explicate what is called the "perceptual situation." What does the term "objective situation" mean for Combs in this context? "People always behave in accordance ¥ 101B, p. 18. 11112, p. 19. 16 with what they believe the objective facts of the situation to be. A person will not doubt the validity of his own views and will think that he is basing his behavior upon objective facts."12 The word "objective" in these contexts is somewhat misleading as it refers only to another subjective field or at best a number of subjective fields which are in agreement. For Combs, in terms of his basic assumptions, there are no objective situations but only a number of subjective fields; objectivity is essentially determined by assumed agreement of a number of these fields. Thus, the most one can say about a given situation is that "it seems or appears this way to me." If we have a number of observers looking at a portion of behavior, their point of view is objective for Combs inasmuch as they can agree about what they are looking at. However, the behavior of an individual is caused by his perceptions and these may or may not be objective, i.e. the behavior would be understandable because it would be like what the observers would have done. The way the term "objective" is used by Combs is somewhat crucial to his entire perceptual theory in that it leaves us with no criteria with which we can adjudicate the validity of the theory. Perceptual theory is validated only in terms of our agreement with it, for Combs provides g 12;E, p. 19. fluv .Ps >n 4v .rx 7L VL- REV AIa AK 17 no other criteria with which we can determine validity. Thus, perceptual theory is the way Combs sees the behavior of individuals and this is a subjective point of view. Aside from the limited treatment Combs gives to the notion of objectivity, there may be criteria which we can use to validate the theory; however, it is a serious weakness in Individual Behavior and The Professional Education of Teachers in that we begin our analysis with such a vague position in regard to scientific validity. Combs does believe and states that theories are validated by whether or not they in fact do what was intended. Thus, we could say that perceptual theory is validated if it does enable us to better understand human behavior and does enable us to facilitate and assist growth in education. Yet, we have found that the notions of "understanding," "controlling," "explanation," "facilitating," etc. are basically vague and undefined. Thus, we are left in an initial position of seeing behavior, including scientific behavior, as caused by a subjective field, with few comments on how this subjective {Joint of view can be distinguished from the objective situation if it can be at all. People may behave in terms of how the world appears to them, but this does not afford a very adequate understanding of the people themselves, their behavior, or how we can best conceptualize this behavior. ',.. L I W... .H‘ II". ‘1‘ g ._. .7» SO na‘ 18 The concept of the perceptual field is arrived at by inference according to Combs. The field is not directly observable and is thus inferred by the scientist in order to better understand human behavior. The concept is much like the field concept in physics which was developed to aid in the understanding of electrical phenomena. When something occurs at one point in space apparently because something else happened at another point with no visible means by which the "cause" can be related to the "effect", the scientist often says the two events are connected in a field. The field serves as kind of a bridge between cause and effect by which the scientist can deal with a problem even though he may not be aware of all the intervening aspects . . . . Using this field, scientists and engineers have been able to predict and control electric currents and to build devises using its properties.1 Thus, the use of the field concept in perceptual theory is justified by Combs in that it enables the psychologist to better control and predict behavior. Even though no one has ever seen a perceptual field, one can nevertheless use the construct because of its explanatory power. Kaplan sees this as a justified application of a construct in that it has a pragmatic function in theory. Combs uses this line of reasoning as the justification for the introduction of the term "phenomenal field" "as it makes it possible to deal with events that behave predictably even though we may be ignorant of the reasons why or how."lu 13l§.rh 19. lulbid. 19 This writer would agree that scientific constructs the referent of which is unobservable may be justified in terms of their pregmatic value. Concepts such as "field," "atom," and "energy" have been usefully employed in scientific research even though the reference can or could not be observed. Yet, there appears to be a distinct difference between the concept of "field" as used by Combs and its use in the physical sciences. When the scientist uses the term "field", he uses it quite consistently and in any given case in which there is a magnetic phenomena to be understood, the concept of field is used in the same manner; he does not speak of subjectively unique magnetic fields. Thus, the scientist can generalize from instance to instance; the concept and generalizations formed from it are applied in the same way in each case. The field concept as applied to human behavior must be applied differently in each case as there never are two fields exactly alike. Indeed, the basic orientation of perceptual theory was constructed because individual fields were seen as being so dissimilar. The basic point in the two distinct applications of the concept of field is that there are conflicts in some of the major assumptions of perceptual theory. Later in Individual Behavior, Combs characterizes the structural jproperties of the phenomenal field which can be applied generally in different instances. It would thus seem that 20 he is assuming more for his own perceptual field than he will give the individual whom he is explaining credit for as individual behavior is caused by a subjective field. Is there the possibility that the individual's field may in fact be objective-~that is, having adequate or necessary criteria for the field he has? In another sense, is there something more than the subjective perceptual field which we can use to understand behavior? Is the field in fact structured in a necessary way so that I can objectively generalize apart from the individual?‘ I would suggest at this point that the notions of prediction and control, as in the justification of the use of the concept "field" in the physical sciences, is of paramount importance here. There do seem to be reasons for insisting that the understanding of behavior can be accomplished without necessarily having acquaintance with a particular indiv- idual. People, in some instances anyway, have very valid, objective reasons for what they do and these reasons can be determined without allusion to subjective field with the further possibility of explaining any given bit of t>ehavior without inferring a perceptual field. As Combs notes "all behavior is lawful" but the lawfulness of behavior may not be dependent on the perceptual field of the behaver. Combs defines the perceptual or phenomenal field as "the entire universe, including himself,_as is experienced 21 by the individual at the instant of action. It is the individual's personal and unique field of awareness, the field of perception responsible for his every behavior."15 The perceptual field is the total and single determinant of behavior. "The concept of complete determinism of behavior is our basic postulate . . . All Behavior, without exception, is completely determined by, and pertinent to, the perceptual field of the behaving organism."16 Again, we can plainly see that the basic unit of analysis for Combs is the individual and his perceptual awareness. It is the phenomenal field and only this field which needs to be explored if we are to facilitate and assist learning. This assumption that the individual perceptual field is the best unit for psychological and sociological analysis has implications throughout Combs' writings, but we shall especially see the ramifications of this assumption in the educational and social context of perceptual theory. A further point to note in the above paragraph is that Combs is assuming a complete determinism of all behavior. It is difficult in this instance to know exactly what this explicit assumption means, as the notion of determinism is not developed to any extent. A number of forms of determinism have been developed by theorists and Combs does not identify his brand with anyone. It would 15lg, p. 20. 16Ibid. 22 have been extremely helpful for Combs to have explored the notion of determinism in regard to behavior, as the concept has serious rmaifications in any discussion of the problem of social order, social change, and the possibility of understanding human behavior. The problem of determinism has been discussed at length by social theorists such as Tolcott Parsons and Elijah Jordan and the possibility of the development of an adequate social theory of human action is intimately involved with a theorist's conception of determinism and explanation. Parsons notes in his discussion of Hobbesian social theory that, given Hobbes' assumption of determiniSm, the problem of explaining social order becomes impossible.17 With the assumption of "complete determinism," Combs' notions of how Third Force psychology differs from the more triditional psychological explanations becomes meaningless. The notion that it is the psychologist's and teacher's duty to "facilitate and assist" rather than to "manipulate and control" clearly fails, as there is nothing but control and manipulation with Combs' "basic postulate." It would appear that either Combs' notion of determinism is so vague as to be meaningless or that perceptual theory has a basic assumption that will not allow it to do any of the things Combs intends it to do. 17Talcott Parsons, The Structure of Social Action (New York: The Free Press, 1937), pp. 89-9A. 23 In either of these cases, it is a serious discredit to the perceptual point of view of human behavior as fundamental theoretical vagueness or inability to explain are both clearly deterrents to any adequate scientific inquiry. Combs introduces the term "phenomenal field" when he makes a brief remark on the relationship of perceptual theory to the philosophical school of phenomenology. He says that the position of philosophical phenomenology "is essentially the position we have taken-—that behavior is a function, not of the external event, but of the, individual's perception of it."18 In doing this, he equates the terms "perceptual" and "phenomenological" as synonyms. Again we find a basic vagueness as it is difficult from the brief quoted statement to see exactly how perceptual theory is related to philosophical phenomenalism or, in particular, what brand of phenomenology. We find a term introduced without any specification of its meaning. This along with the basic postulates would seem to indicate that we are dealing with a theory which can mean all things to all people in that its basic theoretical constructs and assumptions are so vague as to be meaningless. Yet, such judgment should be reserved if made until all of the important aspects of perceptual theory have been dealt with. Let 18E, p. 21. 2A us go on to look at Combs' notions of the perceptual or phenomenal field in more depth. The perceptual field always has "the feeling of reality" for the behaver. Thus, an individual's behavior is totally determined by what he takes to be reality. In his discussion of "the perceptual field as reality," Combs says that "to each of us the perceptual field of another person contains much error and illusion; it seems an individual interpretation of reality rather than reality itself, but to each individual, his phenomenal field is reality; it is the only reality he can know. This perceptual field is far richer and more meaningful than that of the objective physical world."19 Thus, if we are to understand the behavior of another that seems somewhat strange, we must attempt to understand his phenomenal field and the behavior will then become logical and meaningful to us. Even the murderer at the time of his crime feels that what he is doing is the best behavior for the given situation. Indeed, according to Combs, all people are on their best behavior at the time of behaving no matter what that behavior may be. We may later regret what we have done and doubt the "reality" of our past behavior, but in the instant of behaving, we act fully in accord with our perceptual field. One might maintain in accord with perceptual theory that no one errs knowingly; 1913;, p. 21. 25 however, the basic problem comes in that one would also be consistent if one asserted that no one errs. This can be seen at two levels. First, in terms of rudimentary or simple problem solving behavior, the problem is solely that which is conceptualized by the individual in his perceptual field; in other words, it is consistent with perceptual theory to assert that problems do not exist outside of their conception in a phenomenal field; all problems are phenomenal problems. Thus, the only solution to a problem can be a phenomenal solution and this need only be in accord with our phenomenal problem or the manner in which we have conceptualized the problem. Problems, in accord with Combs' basic assumptions, do not exist outside of our perceptual fields. The phenomena we may have to deal with next Week may make us wonder why we dealt with last week's problem in the manner we did, yet last week's problem was a different problem; it may look or appear similar, but in fact-~or in phenomena-- is different, as we are dealing with a different set of phenomena for which we must provide another phenomenal answer which again can not be wrong but can only be in accord with our formulation or misformulation of the problem. Again, " . . . to each individual, his phenomenal field is reality; it is the only reality he can know." It is the only problem he can know. To ask, 26 when confronted with a problem, the question of whether or not I am "really" seeing things as they are is inconsistent with perceptual theory, because our perceptions are reality for us and the only reality we can know. I The second level at which no one can err is that of the ethical or social. If the perceptual field is the only reality we can know, then we are left no principle other than the individual and his perceptions and desires which can not afford us an ordering principle for society. If individual perception is the sole knowable reality, we are left with nothing other than complete ethical subjectivism if not a complete solipsism. The individual behaver must find his rational and ethical reality in something other than his subjective perceptual field. Combs does not assume any reality other than the phenomenal field of the behaver in his discussion of the perceptual field. Although Combs does not explicitly assume that there is a reality to be considered apart from the perceptual field, he nevertheless must implicitly assume such a reality. In attempting to define and explicate the notion of "the perceptual field as reality," he uses phrases such as "objective reality" and "the objective physical world." A curious sentence already quoted is that "This perceptual field is far richer and more 27 meaningful than that of the objective physical world." What does "that" mean in the above sentence? The physical world can not have a perceptual field. Perhaps what is meant is that if there were a personality which was devoid of feeling and could stand above all the ambiguities of human existence, then this personality's field would not have as much meaning as does that of the human person. But then it would be meaningless to assume this as we can only know our own fields and to speak of someone else's, especially something non-human, would be inconsistent. Perhaps this is only another vague sentence which was not formulated too carefully. Yet, we are still left with the phrase "objective physical world"; what are we to make of this? It certainly seems inconsistent to maintain that the only thing an individual can know is his own perceptual field and still use phrases like "objective physical reality." The distinction between the phenomenal field and the objective world is, however, crucial to Combs' explication of "phenomenal field." It is, even for him, that which gives reality to the phenomenal field of an indiviaual. I would suggest that the assumption of knowable objective world is necessary to perceptual theory and is implied in the very formulation of that theory. However, if we do make this assumption, we can not then also maintain that 28 the phenomenal field is the only reality. The assumption of a given reality other than the individual and his perceptual field is essential if Combs is to explain error, the individual, and social order. But we must also recognize that this assumption will alter perceptual theory considerably. This will be evident in our dis— cussion of the adequate personality, social implications of perceptual theory, and the implications for education. We have considered the phenomenal field and its general significance as an explanatory concept for understanding human behavior. We must yet explore the structural properties of the field as the development of these structural concepts will be essential to our discussions of the adequate personality and education. Combs notes that the field concept in modern science "has at least four properties: stability, fluidity, intensity, and direction. . . . These same four properties are also characteristic of the phenomenal field, although they are expressed in somewhat different fashion."20 The perceptual field of the individual is always in a constant state of change. Because of this characteristic fluidity, change in behavior is possible. This characteristic accounts for the individual's growth and makes learning, reasoning, remembering, and Zola, p. 23. 29 forgetting possible. A characteristic related to fluidity is the field's stability. If life is to be maintained, it must have some type of organization or stability. "To live successfully each of us needs an organized, stable, predictable field. Without some stability of the field we could not live at all. The nature of this organization producing this stability is the major concern of this book."21 The perceptual field also has a direction. "At any given time, the field of a given individual is organized with reference to his need and activity by which he is trying to satisfy his need at the time."22 The property of direction is related to the property of stability in that it is organization which produces direction. Thus, we can see in the person who wants to be a teacher a directional goal around which his field is organized. Yet, this same person may be a father, golfer, and stamp collector; and depending on the role he is engaged in, the direction of the field will be determined by the activity which is most important to him at the time. Given a direction, the course may be pursued with relative degrees of intensity depending on how well the individual has discriminated the goal in his field. The notion of discrimination brings us 211bid. 22TH, p. 2A. 30 to another distinction which is essential to an understanding of the perceptual field. The meaning of any event for a given individual will be dependent on the status of the figure—ground relationship of his field at the moment. Given any perceptual event, the individual will discriminate or differentiate more or less between the elements of that event. The elements which are highly differentiated or focused on are the figure of the event, while those elements which are simply there or not highly discriminated are the ground or better, the background. The notion of differentiation is important for Combs as he essentially defines learning as a process of differentiation. Thus, the direction of the perceptual field at any given moment will be determined by the figure-ground relationship or the differentiations made by the individual. The specificity of direction or how intent a person is upon achieving an end will vary with the differentiation of the field. Low-level awareness or lack of differentiation will produce random behavior in the individual. Sharp differentiation of the elements of the field will produce more exacting behavior. The process of differentiation is essentially the way the individual perceives his world. "It is the differentiations an individual is able to make in his 31 Perceptual field that determine the nature of his per- ceptions--both the direct perceptions of concrete events apprehended through our sense organs and the perception of complex events understood only through the medium of abstract thought."23 The process of differentiation includes analysis and generalization for Combs and can thus be seen as the individual's attempt to make sense out of and cope with his environment. Ordinary language would term this as a process of thought while in science it would be the process of inquiry. In any case, thie process of differentiation for Combs will determine the adequacy of individual behavior and he does believe that the differentiations which some people make are more adequate than those of others. At this point, we can again see the need for Combs to produce a set of criteria which can differentiate among differentiations as to their adequacy. For Combs, the adequacy of an individual's differentiations is determined by how well those differentiations satisfy the needs of individuals. Personal Adequacy: The Individual's One Need Combs maintains that if the social scientist is to deal effectively with people, he must understand what these people are about. His thesis is that people are only about one thing, and that is the achievement of 23E: p- 30 32 adequacy in a universe of which man is a continuous part.2u People appear to have a number of different and conflicting needs and appear to be motivated by a number of antithetical desires. Yet, for Combs, all this seeming diversity is all part of one driving motive. "Indeed, I believe it is possible to reduce all these seemingly diverse and confusing goals toward which people seem to strive to a single, all inclusive human need which motivates human behavior at all times and in all places."25 The most outstanding feature of the universe, for Combs, is that it is organized. "Our universe, above all things, seems characterized by the maintenance of its organization. Whatever else may occur, the universe maintains an order."26 Not only is the universe as a whole characterized by order, but all the parts of which it consists maintain an order; as man is a part of the universe and continuous with it, man also maintains an order. The order in man is not only chemical and biological, but phychological as well. Combs feels that the psychological sciences have overlooked the principle of order, "and that it is only recently that we have come to recognize its operation in psychological as well as “2. pp. 39. A0- 25;§. pp. 37, 38. 26TH, p. A0. 33 physical functions."27 The physical environment is not the sole environment of man. "The universe in which he lives and maintains his organization is a universe of ideas, values, societies, and people."28 Thus, man attempts to maintain the organization of these ideas and values in the maintenance of a phenomenal or perceptual self. The need around which this self is organized is the need for adequacy. Those parts of the perceptual field "to which we refer when we say 'I' or 'me'" are the phenomenal self as Combs defines it. This self includes more than the perception of the physical self, as it also includes the perception of the social aspects of the self. As such, the phenomenal self includes a number of qualities—— such as the self as strong, honest, worthy, provider, teacher, etc. The phenomenal self is the portion of the individual's perceptual field which most directs and determines behavior. It is the self with which most directs and determines behavior. It is the self with which the individual identifies; it is his self—identity. This phenomenal self is not a physical entity according to Combs; ". . . it does not exist someplace in our bodies." The phenomenal self is real to the individual; but to an outside observer, ". . . the 27IB, p. A2. 28_I_B_s p0 “3- 3A phenomenal self is pure abstraction inferred from observed behavior and represents only an approximation of the self experienced by the‘behaver."29 The phenomenal self is the result of a process of differen- tiation or it is learned; "it is something each of us learns as a consequence of his experience with those who surround him in the process of his growing up."_30 As the individual develops, he learns to cope with and maintain himself in his environment; and as the growing individual's environment constantly changes in the process of growing up, the individual must make new differentiations about himself and his environment; this Combs terms "self-enhancement." As both maintenance and enhancement are parts of the same process and can be seen as a process of end-means with ends eventually becoming means, both maintenance and enhancement can be seen as attempts to satisfy one basic need in the individual: the need of personal adequacy in the individual's environment. "Both refer to man's striving to accomplish . . . an adequate organization."31 Combs has accurately noted in Individual Behavior that the concept of the need for adequacy has similarities with other concepts such as "self—actualization," 291%. p. A5. 30PET, p. 15. 31.1.8.9 p0 “5- 35 "self-realization," "growth," and "self—fulfillment." And in this regard, it is significant to note the highly valuational aspect to these terms. The concept of adequacy as used by Combs is an ethical concept, as it implies qualities that the individual ought to have if he is to live the good life and if he is to function as a good citizen in a good society. The ordinary language meaning of the term "adequate" does not do justice to the intent of Combs as it usually means just good enough to get by, or average. The concept of adequacy for Combs implies that a person be the best that he can be; that he actualize all of his potential for growth. A second point to note is that Combs sees adequacy as basically a knowing function in the individual, although he does not state it as such. A person can maintain himself only insofar as he has the knowledge necessary to effect this maintenance. Enhancement can be seen in the same manner, as enhancement comes when the individual can make new differentiations that will allow him to cope with a changed environment. In that knowing is such an important aspect of a given perceptual field, it is expedient for perceptual theory to contain criteria for assessing adequacy or knowledge. If adequacy implies that a person be the best he can be, then it would indeed appear that all people are 36 always adequate. All people, according to perceptual theory, always behave in the best way that they can, in that they always act in accord with their perceptual field at the moment of action. As was noted before, all people are on their best behavior at all times if the perceptual field of the individual is the criteria for the behavior. As initially defined in Individual Behavior, the concept of adequacy is vacuous. It becomes impossible to identify adequacy in perceptual fields unless there are criteria which function independently of any given perceptual field. We have consistently seen this theoretical weakness throughout the initial development of perceptual theory in Individual Behavior. Feeling can attach itself to any object; and the same is true of the drive toward personal adequacy.32 It is an enlightened humanitarian mind which sees that the motives of people are basically good and not perverse and sinful as the assumption of many in our culture would make man out to be. Yet, the desire for the good, or adequacy, can attach itself to any number of objects, and the worth of the objects to which this motive may be attached must be taken into consideration. .As Combs rightly notes, "the need for adequacy . . . provides the drive towards health and mobilization of the body's 32George Barnett and Jack Otis, Corporate Sociegy and Education (Ann Arbor: The University of Michigan Press, 1961), p. 23. ‘ 37 resources to resist the attacks of disease. And it causes the client in therapy to move toward better adjustment."33 Yet, the drive toward adjustment must be directed toward some objects, and the worth of these objects for adjustment must be determined by rational criteria. Anything may be valued, but not all things are of value. To always be motivated to be adequate may be a necessary condition for adequacy, but it is not a sufficient condition. The assumption that all men have a basic driving need for adequacy does not help us to explain or under- stand anything any better than we do at present. According to this assumption, all men of all time have had the same need as do men today; and to assume this does not help us to solve the pressing problems of education in our time; it does not even help us to understand why we have the problems. A further point to consider in regard to the phenomenal field is the notion that it is an ordered field. The question may be asked as to what type of order this is, as Combs does not specify any type of order. Combs is quite correct in noting that a basic assumption of science is the assumption that we have an ordered universe; that there is predictable regularity in the relationships of various aspects of the universe. 33213111. p- 16- 38 However, in supposing that the phenomenal field is ordered, it would appear that the assumption can be called into question. The point to note in regard to the phenomenal field and order is that the field itself may have been ordered into existence; that is, the make-up of the field may have come into existence by the orders (causal) of the life experiences of the individual and this causal order may in fact be maintained by the individual; however, the various parts or aspects of the field may be very random in their relationship to each other. That a person sees himself as a Christian and a businessman may be explained in an orderly way through the life experiences of the individual. The maintenance of these images by the individual may be explained by the tendency toward maintenance inherent in the field, yet the relationship between the two parts themselves may not have any semblance of order. It would seem that individuals may in fact have a disorderly phenomenal field and should set their house in order; this may mean throwing out elements which create disorder. Not all beliefs which people hold about themselves or their environment are logically related; in fact, it might appear that the opposite is the dominant tendency. Talcott Parsons makes the distinction between two types of order when analyzing social order, which he 39 identifies as factual or scientific order, and normative order.3u Events or phenomena following a factual order conform to the laws of science and the statistical laws of probability. Yet in terms of behavior, or action, as Parsons terms it, two acts may have no ordered relationship. As behavior is a function of the phenomenal field for Combs, the parts of the phenomenal field may have no relation to each other in any logical sense. "Normative order . . . is always relative to a given system of norms or normative elements, whether ends, rules or other norms."35 Thus, on the social level, order may break down even though the breakdown can be explained in an orderly scientific way. In terms of the individual, we may have a mental breakdown or a breakdown of mental order which can be explained in terms of its causes or can be seen as an orderly breakdown of order. The distinction between the two types of order is crucial for Combs in terms of the normative character of the adequate personality. As Otis and Barnett note in their analysis of Elijah Jordan's philosophy, "relations constitute the reality of the individual's personality."36 And for Jordan, ". . . the life of 3“Parsons, pp. 91, 92. 35Parsons, p. 91. 35Barnett and Otis, p. 32. A0 culture, even the life of self culture, is a matter of the most significant handling and arrangement of objects that intelligence can make possible."37 If Combs perceptual theory is to be of a different sort than the mechanistic psychological theories in that it becomes an adequate tool for the understanding of the adequate personality in the normative or ethical sense, a notion of normative order must be incorporated into the theory. Thus, if we are to have an idea of what the supremely healthy individual is, we must be concerned with the relationships which constitute the reality of the individual. I would further suggest at this point that any relevance of perceptual theory for education as a social institution must be premised on an adequate theory of normative social order as the facilitation of growth in individuals will be dependent on the direction of that growth both for the individual and the society of which he is a part. We obviously want to facilitate the growth of the individual in a "healthy" direction and this can not be done unless we have adequate direct- ional criteria. In any case, whether explicit or not, Combs is in fact assuming a certain position on the normative adequacy of the elements that compose the phenomenal 37Elijah Jordan, Forms of Individuality (Indianapolis: Progress Publishing Co., 1927),p . 108 (as quoted in Barnett and Otis). A1 field of the adequate personality; and in the next chapter, when we analyze Combs' discussion of the adequate personality, we must bear this in mind. Combs leaves no question in his disucssion of this personality that we can achieve this personality only in degree and that it is never reached completely by anyone. When something is achieved only in degree, the degree of achievement must be measured by some criteria, and this criteria will have to include the relationship of the elements of the phenomenal field of the adequate personality. The problem of normative social order can be further seen in an assessment of perceptual theory in regard to its capacity for scientific explanation and prediction which we shall consider next. Aside from the adequacy of perceptual theory to provide criteria for education decision-making in relation to instructional and social problems, we will see that a lack of consideration of social theory has serious ramifications in what might be called purely scientific problems. Perceptual Theory, Prediction, and Explanation We have noted Combs' basic formulation of perceptual theory in this chapter, and in concluding our consider- ations we must ask the question as to whether or not perceptual theory gives us a base to effect the major purposes of the theory. Initially we find a curious A2 dilemma in regard to this question. It is difficult to specify exactly what Combs is attempting to do with perceptual theory. As Arthur Combs is a psychologist, we might normally expect to analyze what he is attempting to do in terms of the function that psychological theories have attempted to perform. However, we can not assume this as Combs' writings evidence an intent which goes beyond the usually stated functions of psychological theory. This can be seen when we look at the way Combs views the function of perceptual theory in the hands of a teacher. The task of the teacher is not that of controlling an educational environment so as to effect certain pre-established ends. The role of the teacher "is that of a facilitator, encourager, helper, assister, colleague, and friend of his students."38 It would appear that if this is seen to be the role of the teacher, we can infer that this also is the function of perceptual theory in the hands of a teacher. However, there are numerous instances where we can find Combs also viewing the function of perceptual theory in terms of its ability 3822?, P- 16- A3 to predict and control behavior.39 The assumption that perceptual theory will effect prediction and control is implicit in the writings of Combs, but we also see a distinct bias against using psychological theory to control the individual in relation to teacher—established ends. The traditional point of view when looking at a science is to see it as a set of laws and generalizations that will effectively allow us to control the phenomena under its domain. Although the problem of causation and subsequent explanation has been relatively simple in the physical sciences, it has always been a major problem when dealing with human behavior. What Combs is implicitly dealing with is exactly this problem of causation as it applies to sciences of human behavior; this is a basic dilemma in perceptual theory. Combs, on the one hand, wants to maintain the status of perceptual theory as a science and, on the other, wants to view and treat the explanation of human behavior differently from the traditional view of physical causation. This can be seen as the reason why Combs wants to distinguish perceptual theory from both the S—R theorists and from Freudian psychology. 391B, p. 1, 35, A6 and Donald Snygg and Arthur Combs, "The Phenomenological Approach and the Problem of Unconscious Behavior," The Phenomenological Problem, Alfred Kuenzli, ed. (New York: Harper and Brothers, 1959), pp. 273-27A. AA Combs also notes that "the 8—H and psychoanalytical psychological vieWpoints are objective descriptive ways of looking at behavior and lead to mechanistic or manipulative ways of working with people which are often "HO not acceptable in modern practice. Combs also notes in The Professional Education of Teachers that he is not alone in attempting to provide a theoretical framework which does not treat the individual as a ball in a billiard game and that a number of contemporary scientists and philosophers are of the same mind as he. As we have noted, Combs labels this movement "Third Force Psychology." The distinguishing feature of this group of theorists is that they want to see human personality in terms other than as a result of a series of causes and want to view man as a process of becoming. Thus we see a person such as Gordon Allport making a distinction between the philosophical traditions of the Lockean psychologists (S—R psychology) and the Leibnitzian tradition (Third Force Psychology). The distinguishing factor between the two traditions for Allport is that of seeing human behavior as purposive. Rollo May, another psychologist who may be seen as part of the ”OPET, p. 11. ulGordon Allport, Becoming (New Haven: Yale University Press, 1955), pp. 12—16. “5 Third Force Movement, makes the distinction in his concern for human subjectivity and freedom.“2 We can see the conflict between these two psychological camps as the desire to both preserve psychology as a science and also to see human behavior as more than the result of a chain of causal events which happen to the individual. The basic controversy is over the concept of causation as it relates to logical inference made in scientific explanation. The question becomes that of whether or not the use of the term 'cause' in the physical sciences can also be the use of the term in sciences which attempt to explain human behavior. For our present concerns with Combs' perceptual theory, our originally noted dilemma can be seen as a complex metaphysical issue in terms of the necessity for Combs to develop objective and valid grounds for the individual as something more than just another factor in causal relationships. Thus, a number of questions can be seen at this point in our evaluation of perceptual theory. 1. Does perceptual theory facilitate prediction of human behavior? 2. Does the theory provide a framework in which the individual can be seen as being other than a minor factor in an S-R complex? "2Rollo May, P§ychology and The Human Dilemma (Princeton: Van Nostrand Company, 1967), pp. 3—20. A6 3. Does Combs provide valid and adequate criteria which will enable us to solve pressing educational problems? Although Combs and other Third Force psychologists use very honorific terms such as "freedom," "growth," "facilitation," "deep concern for man's being and becoming," and the "welfare of people," we must demand .:. more than simple use, as it is these very terms which have been used so vacuously in the past. The above questions must bear thoughtful consideration if we 7 are to go past the widespread use of honorific terms which has characterized so much of educational discourse in the past. We will look at only one of these three questions in the remainder of this chapter, as questions two and three need to be considered in the light of Combs' statements about the adequate personality and society. There is no doubt that all three questions are intimately related, but at present we can deal only with the question of prediction. If Combs' perceptual theory does have a better conceptualization of the individual than mechanistic theories, it would seem that the prediction of individual behavior would also be better facilitated. However, there is little research at present which can validate this hypothesis. Beyond this, it is a moot question as to whether or not perceptual theory does in fact A7 enable us to predict behavior. The question can only be raised at this point as to whether or not it appears that there is a theoretical base which might enable prediction, and to ask the reason(s) why there is a lack of evidence. Few theories at this point in the development of social science are capable of much predictive power; it would appear reasonable at this point to question the soundness of the theoretical base rather than to ask the empirical question of whether or not it has effected valid predictions in the past. We have seen in our analysis of this chapter that Combs does not provide us with theoretical terms with well-specified meanings. We have in fact found that many of the key terms in the theory are highly vacuous. It is assumed here that in a theory the use of the terms can only be as good as the specifications of their use. It would appear, granted the assumption, that perceptual theory ought to be highly suspect in its power of prediction. Combs, we have seen, takes as one of his basic assumptions that all behavior is lawful. "It is a necessary assumption of any science that its subject matter is regular and lawful. If this assumption could not be made, there could . . . be no science.”3 “3IB, p. 18. I‘ U I" i I . ,r -. A8 We have also noted that Combs assumes the complete determination of behavior by the perceptual field. Given these two assumptions, it is indeed difficult to see how his views of causation, prediction, and explanation are in any way different from those of the physical scientist. However, we also see that Combs is vying for what might be called more humanistic elements in this process of the determination of behavior when he speaks of individuals acting in terms of personal meaning and the individual's perceptual field being a dynamic factor in producing behavior. When Combs does speak in this vein, it is difficult to bring oneself to criticize this obvious human wormth that he interjects into the phenomena of scientific explanation, yet extreme criticism must be brought to bear as Combs does not provide any logical foundation for individuality or for supposing that his view of causal explanation is any different from the view taken in the physical sciences. Although it is important and good that we ask educators to be warm, humanitarian, and non-authoritarian in dealing with students, it is critical that we see these terms as only representing an emotional force or feeling which can attach itself to any number of objects and relations between objects. If we do not specify what type of relationships and Objects to attach this warmth to and provide the logical foundation for the object relationships which we create, we may well . ——- 1 . ' QW—w‘ . ‘ 'H‘Mj‘m-ffi I I D Hg find ourselves guilty of killing individuality with love. Third Force psychologists must specify the logical basis for the direction of the force which they are exerting. If we are to suppose that we are to take other factors into account in our explanations of human behavior, such as subjectivity, purpose, or intent, we must see this purposefulness in relation to other objects in the individual's environment, as purposive behavior can only have meaning in relation to something else. Combs not only does not specify adequately what the factor is in human behavior which distinguishes that behavior from behavior of the objects of the physical sciences, but he also does not specify the nature of the individual's relationship to the objects of his environment which could possibly provide the grounds for purposive behavior. Combs in attempting to provide a simple explanation for the behavior of individuals has essentially lost the grounds for individuality. Thus, if we can assume that what Combs is talking about is the purposiveness of the individual, we can also see that he has given no substance to the term; because purpose has meaning only in relation to a greater whole. Without an adequate specification of the factor which is uniquely human in the explanation and prediction of individual behavior, the capacity of perceptual theory for explanation and prediction must be doubted. We will 50 find in Chapter III that the reason perceptual theory lacks on adequate basis for understanding individual behavior is that the theory lacks an adequate development of social theory. The uniqueness of the individual which Combs attempts to develop is only to be found in the individual's capacity for interacting in a social or cultural whole. Thus, the question concerning the capacity for prediction has serious implications for Combs' discussion of the adequate personality and society with which we will deal in Chapter III. CHAPTER III THE ADEQUATE PERSONALITY An Ethical Concept of Adquaey The basic need of the individual as defined by perceptual theory is the achievement of an adequate perceptual field. We have noted that Combs' idea of adequacy is highly normative or ethically evaluative in character. It was also noted that the initial treatment of the concept of adequacy was rather vague and that the concept, if it was not to be vacuous, must entail evaluative criteria. Combs devotes two chapters in Individual Behavior to the description of the adequate and inadequate personalities; we will now explore these chapters to asscertain the specific characteristics of the perceptual field of the adequate person. Combs begins the chapter on the adequate personality by emphasizing the ethically normative character of the person he is describing with a discussion of the psychological concept of adjustment. Once again we find Combs emphasizing the unique point 51 52 of view of the perceptual psychologist. The terms "adjustment" and "maladjustment" are terms from an external frame of reference. They are objective terms used to describe behavior as it appears to an outside observer. More often than not they are applied to evaluations of the extent to which an individual's behavior conforms to social expectancy. This approach to the nature of adjustment is a static one. It establishes a norm for behavior and thereafter judges individuals as adjusted or maladjusted depending upon their degree of conformity to such norms. When Combs uses the term "norm" in the above context, he is refering to a statistical norm. He points out that most psychological and sociological theory have used these statistical norms to evaluate the behavior of individuals as "good" or "bad." He contends that while, statistically, norms may have some use to the scientist using the external point of view, they do not provide adequate in the attempt to understand the behavior of a unique human being. Many a "maladjusted" individual appears to be quite well satisfied with himself and many a seemingly "well-adjusted" person may actually be a desparately unhappy individual who conforms to others because he lacks confidence in himself.2 Thus, Combs is contending that behavior may be deceptive and that what is taken for good or normal social behavior may be the result of an inadequate perceptual field. Also, not only can statistically normative behavior be deceptive, but it can not be a criteria for the worth __. lie. p. 237. 212. p. 237-238. . ——M mm!’ “-1.” ii?- 1 ET. ' . * . . I I E E 53 of behavior since a statistical norm denotes "average" behavior and this may not be good behavior from either the point of view of the individual or society. Adjustment in the normative sense is hardly desirable as a goal for society either. A society all of whose people were busily engaged in seeking to be average would soon find itself hopelessly outmoded and sitting still while the rest of the world passed by.3 We can see that Combs is vying for a psychological construct that can describe human behavior as the best that this behavior can be, and further, he is implying here that the common practices of a society can not be the basis for decribing behavior as it "ought to be." Combs does not use ethical concepts such as "ought to be" in his description of the adequate personality; however, one can not come to any other conclusion than that he is describing the "good man" and the "good man for society" when he states that We need a concept of adjustment which represents an achievement to strive for; a concept which defines the best man can be Eather than the average of what he has been. For Combs the natural drive toward adequacy is a "striving to become the ultimate of what one is capable." Combs is here talking about what has been the major concern of ethically oriented philosophy: the self- actualized person. The concept of the adequate 3E, p. 238. "is, p. 238. 5A personality is what "other authors have called . . . by such names as: 'growth tendency,‘ 'self—consistency,‘ 'self—realization,’ 'self—actualization,' and 'self— fulfillment."5 The point that Combs is attempting to develop an ethically objective description of the adequate perceptual field can not be overemphasized here, as it is a point that Combs does not admit to or deal with other than saying that he is describing man as "the best man can be." That Combs is in fact dealing with an ethical problem has further ramifications in terms of the basic non-judgmental position that he assumes in regard to the function of the school as a social institution. When we discuss Combs' view of the function of education in the next chapter, we will see that the concept of "the helping relationship" will play an important role. In explicating-this concept Combs will attempt to make distinctions between such things as "prescribing, making, molding, forcing, and coercing" and "facilitator, enunaurager, helper, assister, and colleague."6 The distxinctions between these sets of concepts will make a big; difference in the way we approach educational decijsions regarding what we will do with and to students. A.tu£Lping relationship, we will see, is basically a 55 non—judgmental position in regard to educational goals. It will essentially be seen as a relationship which is non—directive. Inasmuch as people are always seeking and motivated to do what is best for them, the educator need not set goals for students, but must facilitate the achievement of the goals which the student is jwf already striving for.7 In the discussion of the function E of psychological theory, it was noted that Combs' distinction between "facilitation" and "control" was somewhat vague. The discussion of the adequate person- ality will have a direct bearing on this issue as well as be crucial to Combs' view of the function of the educational institution. Again we see a basic confusion between two categories: Scientific explanation and ethical judgment. The perceptual view of adequacy, although supposedly a purely scientific construct, is in fact an ethical judgment in regard to individual behavior which entails that we attempt to control the environment of the individual so as to force him to be healthy. vLet us now go on to explore what Combs sees as the adequate personality and attempt to make some sense out of the basic vagueness in perceptual theory. In that human beings have only one basic need, Combs generally defines the adequate personality "as __ 71bid. 56 one who has achieved a high degree of need satisfaction," i.e. adequacy. Thus, These are people who generally feel capable of coping with life, who have developed phenomenal selves so defined as to be highly successful in the achievement of e fective maintenance and enhancement of self. These people function with a minimum of threat and fear and find life challenging. Exigencies of life can be handled by the capacities of these people and they "feel capable of dealing with life effectively and efficiently. Indeed, they might almost equally well be called non-threatened personalities."9 One can readily see that the above description of the adequate personality is both circular and vague. Essentially, what Combs says initially in attempting to describe the adequate personality is that adequate people are adequate. One who satisfies his need is adequate and adequacy is need satisfaction. Thus, these are people who generally feel capable of coping with life "while life is a process of satisfying need," "who have developed a phenomenal self so defined as to be highly successful in the achievement of effective maintenance and enhancement of self," while adequacy was originally defined as the maintenance and enhancement of self. The basic reason for these vacuous ‘ 81E. p. 239. 91p, p. 2A0. 'I:.”- . - i 57 statements can be seen in regard to what was noted in our first discussion of adequacy. For Combs, adequacy is basically a measure of how well people can solve their life problems. Both how to maintain oneself and to enhance oneself in overcoming a changed environment are matters of conceptualizing a plan of action that will support these two life functions. Living demands adequate conceptualization and scientific theorizing; if we are to determine what this is, we must develop criteria to evaluate it. Conceptualization is a process which, in terms of perceptual theory, results in greater and greater discriminations within the perceptual field of the individual. These discriminations, if we can evaluate them at all, must be represented in the form of statements that can be evaluated as logically consistent and empirically true or false. We have seen a basic lack of concern for matters of evaluation since we initially began to explore the writings of Combs; this lack of concern will show in a full analysis of what Combs says about the adequate personality why Combs is unable to describe in a viable manner what adequacy is. We find three major characteristics of adequate people other than that they are adequate: They "perceive themselves in generally positive ways;" "they are more capable of accepting and integrating their perceptions in 58 the perceptual field;" and they "are capable of a wide identification of self with others."10 Let us explore these three characteristics. A Positive View of Self In terms of a positive view of self, " . . . adequate people see themselves . . . as liked, wanted, acceptable, able, and worthy." The basic vagueness of these terms should be noted from the outset. The terms mentioned are qualities, and we are given no indication of what a quality is by Combs. How do we recognize when a person feels "liked" or "wanted" or "worthy?" Further, a person who deludes himself may feel that he in fact evidences these qualities. Again, we see a lack of criteria for the making of a judgment in this area. The notion of "positive self perceptions" further suffers when Combs makes the concept relative to the culture of the individual. Their phenomenal selves are, for the most part, defined in positive ways as adequate to deal with those aspects of life important to the achievement of need satisfaction in their culture . . . . In another culture, to be sure, adequate people might perceive themselves differently.11 Is need satisfaction to be defined by the individual's culture and thus adequacy to be a function of culture? Certainly Combs does not want to suggest that all loge, p. 2A0. lllbid. 59 cultures or all important aspects of a given culture are "the best they can be." Many cultural and social systems have evidenced suspect values, including our own. Certainly the Nazi tormentors feld "liked" and "wanted" and "respected" by the people who were significant to them. Are we to suppose a person who commits heinous crimes such as those committed by the Nazi's to be adequate--the best that they could be? At the beginning of this chapter, we noted that Combs criticizes "adjustment theorists for not providing an adequate criteria for "the best that man can be." Combs' notion of "positive self perceptions" in Individual Behavior is essentially an adjustment notion which contains a subjectivist ethic. Given the criteria we have considered, we can neither identify the adequate person within his culture because the qualities used in this regard are so vague, nor can we form any ethically objective nOtion of what the adequate personality is because of the position of cultural relativism which is taken. In Perceiving, Behaving, Becoming, a later writing, COmbs deals with the problem of conformity or non-conformity to the individual's social system in regard to positive self perceptions. We see here a view which is essentially <1ifferent from that outlined in Individual Behavior, but which brings us back to the problem of validation of perceptual discriminations. 60 An essentially positive view of self permits adequate people to be effective without worry about conformity or non—conformity. For them, conformity is not a goal or even a way of dealing with life, but only an artifact of the process of problem solving. Thus, we again see Combs describing this personality in terms of problem solving behavior. Again, what is it about the perceptual fields of these peOple that makes them adequate? One further characteristic in terms of positive perceptions that should be considered is that they are characterized by courage. Feeling positively about themselves, adequate persons can meet life expecting to be successful . . . . ,With such a basic security, life can be met straight-forwardly. Courage comes naturally.l3 Courage is not defined by Combs, with the consequence of not knowing which acts of individuals are courageous and which are not. However, the notion of courage in this context is rather important, as it basically brings us back to the problem of knowledge and further to the consideration of the individual as the unit of analysis which explains behavior. 12Arthur Combs, ed., Perceiving, Behaving, Becoming (Washington, D.C.: Association for Supervision and Curriculum Development, 1962), p. 53. 13Perceiving, Behaving, Becoming, p. 52. 6| Courage entails knowledge as a person must know which problems he can successfully solve and which he can not. A person, by Combs' own theory, can not become adequate unless he experiences success. Success breeds success for Combs; and a person can only be successful if he has the insight to select and act upon those problems at which he will be successful. For even not attempting a problem can be counted as a success if it would have been injurious to the person to have attempted it. This is essentially in accord with the Platonic notion of courage: Knowledge of what is to be feared and what is not to be feared. As knowledge for Combs is a function of the perceptual field, the origin of this field must be taken into consideration if we are to explain the individual, his field, and the courage characteristic of the adequate personality which results from the field. Either the individual is the explanatory principle for this knowledge which the individual can not be, as this leaves us with a relativism in terms of epistomology, or there is another Ixrinciple that explains the individual.' If we are to llave adequate people at all, it must be the latter. The pxoint is that the individual can not explain individual befliavior; it is something other than the individual unlich gives him this quality of courage; courage is not (naused by individuals; adequate individuals are not the explanation of themselves . 62 Acceptance A second major characteristic of the adequate personality to be found in Individual Behavior is the capacity for acceptance which the adeduate person has. An adequate personality is one capable of admitting any and all experiences and of integrating this experience into his existing structure. Such a person can acknowledge his experience, allow it entrance to his consideration, and relate it in some fashion to the existing concppts he holds of himself and the world about him. The basic reason why acceptance of experience is crucial to the adequate personality is that it leads to more effective behavior. Combs sees acceptance as the "sine qua non for effective efficient, satisfying behavior," since the adequate person's life will be based upon more and better data which he will have at his disposal. Thus, the adequate person is able "to profit from his experience." As with the characteristic of positive self— perceptions, acceptance can be seen as another facit 'of problem solving behavior. A more open perceptual field can encompass more. Adequate people are thus more likely to include the generic as well as the specific aspects of problems or to perceive events or details that would be missed or would seem unimportant to others. This is another way of saying adequate persons behave more intelligently. . . . 5 luIB, p. 2A3. 15Perceiving, Behaving, Becoming, p. 57. 63 Combs also notes that adequate personalities are capable of decisive decisions when there is adequate data to act upon, but also they are capable of living comfortably without making a decision when there is insufficient data. Thus, these people can "live comfortably with unsolved problems." One can not but heartily agree with Combs in the assertion that adequate people behave intelligently, yet there are some interesting facets to Combs' analysis and exposition of acceptance that need to be taken into consideration if this characteristic of adequacy is not to be vacuous. As the adequate personality has the ability to accept "any and all perceptions into his awareness," an interesting question arises as to how a person does not accept a perception into awareness in terms of perceptual theory. It was noted earlier that Combs' perceptual theory gives us no basis for positing any reality other than subjective perceptions. Given no reason to believe or assume the existence of any reality other than perceptions, it is difficult to see how a perception is not accepted. It would seem that either a perception is accepted or there was nothing to accept. Given perceptual theory as a basis, we have no reason to believe or assume that there is anything which the individual can reject. What the individual, adequate or otherwise, perceives ie reality for that person and 6A none other can be determined. The most that the perceptual psychologist can say is that from the perceptive of his subjective field he would assert that a given person is not perceiving the world in the same way the scientist is. If the notion of acceptance is to be meaningful, there must be a reality other than the subjective perceptual field which is the basis for determining whether or not a person possesses this quality. Combs does in fact assume an objective reality apart from the individual perception of it throughout his writings; however, the assumption is implicit in the context of his discourse in ordinary language. In terms of his basic theoretical constructs and assumptions, the positing of a reality other than the perceptual field which can be dealt with is not made explicit; if one would take Combs' perceptual theory only in terms of its fundamental constructs and assumptions, it would appear that the existence of any reality other than the perceptual field is being denied. However, it is essential to perceptual theory in terms of its basic formulation to assume the existence of a reality which is other than the perceptions of the individual,if the theory is to have any validity. It is further evident that the ordinary language aspects of perceptual theory, which includes most of the discourse of Combs' writings, 65 implicitly assumes the existence of a reality which can be dealt with beyond individual perception. If we are to believe that an individual can deny the entrance of a perceptual event into his already existent perceptual field, we must assume the reality of the thing which is denied. Combs does in fact implicitly make this assumption; however, he does not do so in specific terms when he deals with the more formal aspects of his theory explicitly. The implication of this is that Combs' perceptual theory does not have as much explanatory or predictive power as does his use of ordinary language. A further interesting characteristic of acceptance which Combs notes is that it is a function of the existing perceptual field of the individual.16 This has an important implication in terms of the relationship between the adequate personality and problem solving. What the above characteristic implies is essentially the distinction which Dewey makes between educative and‘ noneducative experiences.17 A high degree of acceptance in these terms means simply that the prior experiences of the individual play an important role in this acquisition of new experiences. A person characterized by acceptance has had prior experiences which better 16IB, p. 2A3. 17John Dewey, Experience and Education (New York: Collier Books, 1963), pp. 25-31. 66 enable him to conceptualize and acquire new experiences; Dewey terms this as growth. If acceptance is a function of the existing perceptual field of the individual, there is another serious implication for perceptual theory. We have noted Combs' feeling that the explanation of individual behavior can be found in terms of the perceptual field at the moment of behavior. However, if acceptance is to be a significant or meaningful characteristic of the adequate personality, we must take into consideration more than just the perceptual field of the behaver at the moment of behaving if we are to explain the behavior; the acceptance or non-acceptance of perceptions or experience can only be fully explained in terms of past educative or miseducative experiences of the individual. The individual's perceptual field can not be the explanatory principle for the acceptance or non-acceptance of a given experience. Acceptance is basically a function of what the sociologist calls socialization or enculturation, and as such must have an adequate sociological theory if it is to be a viable scientific construct. Combs does not provide us with these considerations in his writings. The ability to solve problems is grounded in the institutions of society which socialize individuals; thus, if the concept of acceptance is to be meaningful in perceptual theory as a theoretical construct, there 67 must be social considerations formally taken into account. This again indicates that the status of the constructs of perceptual theory are at the level of ordinary language. Combs does deal with social theory in regard to individual behavior but in a non-formal manner. He also makes a number of sociological assumptions, but these are implicit and unanalyzed. We will see in the next chapter that if perceptual theory is to be taken seriously as scientific theroy, Combs must consider the assumptions which he is making in regard to culture, as the implicit assumptions which he does make contradict the notion of adequacy as intelligence or the ability to solve problems. The statement that acceptance implies the capacity to admit any and all experiences into awareness is an over—simplification. The amount of perceptual data available to a given person is so great that no one could ever admit it all into his perceptual field. This has an important implication for the notion of acceptance, as it implies that acceptance involves the selection of the most important data for the individual. Thus, acceptance entails the existence of adequate criteria within the perceptual field if the selection of data is to be adequate. It is not simply the adequate person's capacity to accept data, but rather his capacity to select the data which are 68 important to him. The selection of important data implies the existence of criteria by which the selection is made. The question must be asked as to what the nature of the perceptual field is which will allow the selection of the most relevant data. The perceptual field of the individual can be seen as a system of perceptions or concepts and the interrelationship between these elements. A perceptual field is a conceptual system which either does or does not afford the potential for solving problems and, thus, can essentially be seen as an epistemological problem in terms of perceptual theory. Although Combs makes these epistemological assumptions throughout his writings, he nowhere treats the problem of knowledge in any depth. The above considerations in relation to acceptance lead to the conclusion that either the concept is vacuous in terms of scientific theory in its initial stages, or the construct has the non-scientific status of ordinary language. It should be noted that most scientific terms originate in ordinary language, yet if a term is to get away from the basic vagueness of ordinary language, it must be subjected to analysis in order to specify its function within a given theory. Combs fails to do this in both the cases of positive self-perceptions and acceptance; we shall see this also evident in his 69 treatment of the third characteristic of the adequate personality dealt with in Individual Behavior. Identification The third characteristic of the adequate personality which Combs notes is that of the capacity for identification. Combs states that: The concept is in large part a definition of the relationship between self and society and must be in harmony with that portion of the culture important to the individual. We are so entirely dependent upon the good will and cooperation of others in our society that it would be impossible to achieve feelings of adequacy wéthout some effective relationship with them1 Thus adequacy becomes a function of the compatibility of individual goals and values with those of the culture of which he is a member. If the individual can function within his culture, he is better able to enhance and maintain himself. Another way of looking at identification is in terms of the self-concept. The self-concept may be so expanded as to include other people and groups.19 Thus, "these identifications become basic parts of self and we therefore speak of my daughter, my country, my fraternity, my race, me southerners, or mm Texans. 18IB, p. 2A6. 19Perceiving, Behaving, Becomimg, p. 5A. 70 Whatever the identification, it becomes part of the expanded self.2O It is obvious that not all identification which an individual makes are conducive to the development of the self—actualized personality. People can and do identify with elements and groups of society which neither maintain or enhance the development of self. People can identify with the Mafia, the Ku Klux Klan, the military, and the American middle-class, all of which are suspect in the cause of self-actualizations. Maslow has indicated that many of the above identifications actually erode personality development.21 Identification may be a characteristic of adequate personalities, yet it is the kind and nature of the identification which is of critical importance. Culture must be maintained if there is to be any chance of maintenance and enhancement of self, yet individuals can identify with the purposes of groups which are basically culturally deteriorating. Unless we can specify the nature of the relationship of the individual and society which is conducive to the maintenance and enhancement of both the individual and culture, the capacity for identi— fication is a meaningless construct in perceptual 201B, pp. 2A6-2A7. 21Abraham Maslow, "Personality Problems and Personality Growth," in The Self, ed. by Clark Moustakas (New York: Harper and Brothers, 1956), pp. 232-2A6. 71 theory. Combs does not deal with the nature of this relationship to any great extent. He is content to make the observation that "The stronger an individual's identification with others, the more certain it is that in seeking his own maintenance and enhancement he will be seeking that of others as well."22 It is not at all evident that this is the case, and it is a patently false statement in many instances. Not all identifications lead a person to be "the best that he can be." Again we can see that the basic constructs of perceptual theory lack precise theoretical formulation because of the lack of an adequate social theory and the specification of adequate criteria for the application of these concepts. Both at the levels of formal psychological and formal social theory, the perceptual psychology of Arthur Combs goes little beyond the formulations already existing in the context of ordinary language. This is not to say that Combs does not make some very important assumptions in terms of social theory, but these assumptions are implicit and unexamined. Given this situation, it would appear that perceptual theory has little viability for contemporary educational theory and educators. However, in that much of the language used in education today is of the ordinary language variety, and as Combs is receiving a wide hearing through 2218, p. 2A7. 72 his books and lectures, it is important that we look at and analyze what he is saying in terms of the individual and culture, and further analyze the assumptions which are being made in relation to recommendations which are made for educational practive. It will be the intent to take up Combs' assumptions about the nature of society in the next chapter, and to devote the last chapter to the implications of our considerations concerning the adequate personality and society for education. Conclusions Before we begin our analysis of Combs' views of the adequate person in society, we should take a general look at our considerations in the first part of this chapter. At the beginning of this chapter, we noted Combs' intent to develop a concept of personal adequacy or self-actualization which was significantly different from the "adjustment concept" prevalent in past psychological and sociological theory. In terms of our analysis, it is evident that the concept of personal adequacy as developed by Combs is little different from that of adjustment theorists. We have noted that the concept of adequacy as used ‘by Conms is essentially vague in that it is extremely difficult to know when to apply the concept. Combs implies that the concept must be used in connection with problem 73 solving or intelligence, but the nowhere specifies the logical and empirical foundations of the perceptual field which will produce this form of behavior. Thus, although in some instances it is fairly easy to identify simple problem—solving behaviors, it is not at all evident what this means in terms of complex scientific problems or important social and moral issues. As has been noted, perceptual theory in regard to specifying the application of the construct of adequacy has gone little further than the use of the concept found in ordinary language. It can be seen in this regard that Combs has not provided us in any way with a concept of "the best that man can be" beyond the concepts of this in ordinary language. Further, it should be noted that, aside from Combs' more formal treatment of the concept of adequacy, his use of ordinary language contains many of the assumptions of adjustment theories. The assumption is implicit in all three characteristics of the adequate personality which were discussed that we must look to the society in which the individual exists to determine whether the individual's behavior manifests these traits. Positive perceptions of self, acceptance, and the capacity for identification are all bound by reference to current, practices of a given society. Combs implicitly assumes that interpretation of the concept of adequacy is bound 7A to a particular culture at a particular time. In essence, what he has done is to attempt to provide a morally objective conception of the best that man can be, while making a similar set of assumptions as do the theorists with which he is disagreeing. Implicitly making these assumptions, Combs of necessity can not improve on the adjustment theories or on the basic culturally and ethically relativistic positions of these theorists. Combs' treatment of adequacy in no way allows the educator to handle or solve the complex and scientific a «Ir-W and social problems that face the educator, since no criteria for decision making other than the subjective content of an individual perceptual field are provided. Given the above considerations, the determination of adequacy becomes a function of individual perceptual fields; if a person maintains that he is adequate, there are no grounds given in perceptual theory to maintain otherwise. Adequacy is a function of individual judgment with no logical foundations for the judgment. CHAPTER IV THE ADEQUATE PERSONALITY AND SOCIETY Introduction 4mm I I 'As the problems facing the educator are always to be found in a social context, an adequate conception of ‘. rm“ u'Mx. the nature of society is crucial if we are to formulate solutions to these problems. These problems can be seen as the development of a theoretical social science so as to facilitate prediction and explanation of behavior within the social context, and the development of a social theory which will allow us to provide objective reasons for the choice of educational objectives. The task of this chapter will be to analyze what perceptual theory has to offer the educator in regard to the above problems. The objective set for this section is most difficult to achieve. Combs' treatment of social theory is at a Inost superficial level and to determine what he actually Ioelieves in regard to specific aspects of social theory 115 exteremely difficult. We have already noted some of tflie problems in the basic development of perceptual ttueory which had implications for social theory. The 75 76 most significant of these is the problem of the individual being the explanatory principle for himself. It was noted that even at the psychological level it is difficult to understand individual behavior if the individual is to be the sole basis for understanding that behavior. The analysis of society by Combs becomes extremely complicated as he attempts to develop social concepts solely on the basis of his psychological constructs. Given the basic vagueness of the constructs dealing with individual behavior, it becomes difficult to specify what Combs is actually discussing in terms of social theory because he attempts to understand society solely in terms of the individual. His basic assumption is that if only we had a society consisting of adequate personalities, we would have an adequate society. Interestingly enough, an adequate self in the terms we have described it will produce an individual who not only satisfies his own need, but will operate to the ultimate satisfaction of his society as well.1 The sum of a number of good people will be a good society. Such an analysis might be viable if only we knew what good or adequate people were, but we have not found an adequate specification of adequacy in perceptual theory. We noted earlier that it was Combs' intent to develop a view of the individual which did not depend on social customs to determine the best that the individual 1&9 p- 2590 77 might be, and his basic failure to provide a conceptualization which was not an adjustment theory. Even though Combs does not want to make self—actualization dependent on the customs of a society, he nevertheless does not provide anything else given his basic theory, and we shall see this true in terms of his discussion of social adjustment and consensus to solve social problems; and we must question the basic adequacy of this for solving educational problems. Basic Assumptions Initially, we can see two major assumptions Combs makes: society is build out of the needs of its individual members; and each society is autonomous in regard to judgments of its own adequacy or goodness. The perceptual field of the individual is the basic unit of social analysis for Combs, and the society is good which meets the need requirements of these perceptual fields. The goal of a society is to meet the needs of its members. Whether or not it is successfully meeting this need, however, can only be judged. by persons having membership in the society.2 Combs begins his chapter on "The Individual and his Society" with a section entitled "The Personification Myth." What Combs is essentially attempting to deal ‘with in this section is a very profound and complex issue 2IE. p- 336. 78 found in the field of social metaphysics. In his discussion he posits or assumes the individual to be the only social reality, although he does not indicate that he recognizes that he is dealing with a metaphysical problem. Of the group of culture as a distinct reality in itself, Combs says On a consciously superficial level of speech such personification of groups is convenient and permissible, but if we are looking for a frame of reference which will allow us to predict changes in the way a group behaves, the device of group personification is a complete failure. When the entire group is treated as a unit, the dynamics of action within the group are ignored and obscured, and, as a consequence, there are no means of studying or predicting the changes within the group which lead to changes in its behavior.3 Again, of institutional realities he says, The good society must be dynamic. It can ot be described in terms of its institutions.’ Thus, we see that Combs is assuming that the phenomena of people living together can only be understood in terms of the assumption of the needs of the individuals as being the ultimate and only reality. The above is further evidenced in Combs' consideration of why there is a tendency for group continuity, consistency, and conservatism. This consistency is acquired, not from some mysterious quality of the group per ES, but 79 through the dynamics of the efforts of individual members to achieve adequacy. As the individual does not provide the foundation for an understanding of the individual, and as the single perceptual field does not provide us with the criteria for its own adequacy, it can not but be doubted that the individual and the contents of his field should provide us with the necessary principles for the structuring of social order and the making of educational decisions. It will be the intent of the remainder of this chapter to show why, if perceptual theory is to be taken seriously, Combs must provide a more adequate social theory and reconsider his basic social assumptions in regard to the whole of perceptual theory. Given what Combs considers to be the basic reality in social analysis, he attempts to construct the notion of society from the individual perceptual field. Principle I: Individuals tend to seek adequacy through identification with people seeking need satisfaction in ways similar to their own.6 Principle II: Persons banded together in groups for the mutual satisfaction of need find their group purposes most effectively advanced by tne development of group organization. 512. p. 333. 612. p. 327. 712. p. 329. 80 Principle III: People tend to withdraw from groups whose approval they are unable to win or which no longer satisfy need.8 Principle IV: Identification of an individual with a group leads him to adopt and defend the standards and behavior of that group.9 On insptection of the above four principles, it can be seen that Combs is attempting to supply principles which can evidence the causal factors necessary for the explanation of behavior of the individual in a group situation. It is crucial in this regard to see the theoretical line of reasoning implicit in Combs' statement of these principles in regard to basic perceptual theory. Many of the previously made criticisms of perceptual theory are involved and the analysis of the assumptions and line of reasoning found in the above principles should serve to focus many of our considerations to this point. The Necessity of the Inference to the Phenomenal Field Combs wants to provide a theoretical framework in which the behavior of individuals can be seen as being immediately caused by the perceptual field of the indivi— dual, as it is his contention that this is 3mg only cause of behavior that needs to be considered. Thus, to understand the nature of the individual, we need only to infer the nature of the perceptual or phenomenal field 8Ibid. 912. p. 331. 81 producing this behavior; and we have only to project this inference in terms of future environments to enable us to predicn how the individual will behave in that future situation.10 Thus, if an individual sees himself as a person who is basically unwanted, we have only to project this perceptual field into a future situation and ask how a person who believes he is unwanted will behave in that situation. A number of aspects of the above could no doubt be argued, but it is important for us to consider at this point the necessity of the inference to the phenomenal field. A strong case could be made that such an inference is totally unnecessary and that equally valid predictions could be made from simply generalizing from the overt behavior of the individual and projecting in future similar situations. A further point can be made that what the scientist is dealing with in his attempt to explain and predict is only his own perceptual field and the overt behavior of the individual, and not the perceptual field of the person he is observing. It would appear that it is solely his own perceptions of the behavior of another with which the scientist is dealing, and not the field of the individual who is under observation. The scientist, after all, never knows whether his inference is correct, as the perceptual fields 10The Problem of Unconscious Behavior, p. 22A. 82 of others are not observable. It is only future behavior which will either confirm or disconfirm any generalizations which are made about a subject under observation. What we are in effect saying when we note that a person feels unwanted is that we have learned the use of the term "unwanted" to describe the type of behavior which we are viewing; and that when we apply this term to an individual, we can expect certain kinds of behaviors from these individuals in other situations. What the scientist must concern himself with is not the field of the subject, but his own conceptualizations of overt behavior. The call to understand other people by being sensitive to how they feel and see things should be appreciated. Yet, this noting of the inability in humans to react "in a good and sensitive way to others" may simply be the insensitivity we have to our own conceptualizations and symbolizations of the behavior of these persons. Our mistakes in dealing with others are by the definition of "mistake" only something we have conceived mis-takenly. To be mis—taken is to have poorly conceptualized the object under consideration and its logical relationships to other objects in its environment. Thus, to not have predicted future behavior adequately simply is to have mis-taken the object for what it actually is. Early in Chapter II, it was noted that Combs' basic dilemma was that of attempting to describe the 83 phenomenal field in terms other than the language of an objective reality. It was also noted that Combs must and implicitly does assume an objective reality other than the phenomenal field of the individual. The criticism must be made at this point that if the "something other" in the scientific explanation of human behavior is to have any significance at all, it must be seen in terms of the individual's intent towards the objects of his environment and this can only be eeem in terms of the overt acts of relating to those objects. Thus, to label a person's behavior as evidencing unwantedness, what we are in effect doing is relating to his environment as not good or effective. We are saying that given what the intent of this person should be in relation to the cultural whole, he is behaving otherwise; and that this behavior is neither conducive to the development of culture nor himself. What the person's phenomenal field is like at the time has nothing at all to do with whether we should label him as "unwanted" or not, or with what type of generalizations will facilitate prediction and explanation. We have noted that the question of prediction is a moot point, but we have also seen that the analysis of perceptual theory has evidenced many weaknesses which produce serious doubts to its capacity for this aside from the lack of evidence one way or the other. It is 8A suggested here that tme major weakness of perceptual theory is its basic assumption that the content of the perceptual field is capable of explaining behavior. The lack of concern for the cultural order of the individual results in the inability to provide a metaphysical or metatheoretical ground for the notion of scientific understanding, the inability to establish an ethical concept of individuality, and the inability to provide an adequate characterization of the purposiveness of individuals in relation to explanation and prediction in social science. Combs states that The perceptual frame of reference provides an immediate rather than a historical understanding of the causation of behavior. It suggests that, since perceptions exist only in the present, it should be possible to deal effectively with behavior through an understanding of present perceptions even though we do not know anything about the individual's past!11 He maintains that although a knowledge of the person's past may explain why a person has the perceptions he has, the lack of this does not preclude our effectiveness in dealing with him in terms of his present perceptions. Thus, a teacher can deal with a child effectively even though she knows nothing of his past or the environment from which he comes. However, it would appear in terms of our analysis of the necessity of the inference to the perceptual field 11.1.2. p. 3114-315. 85 and in terms of the above paragraph, that all Combs is saying is that a teacher could ignore the behavioral data of the past and make generalizations from behavioral data of the present. The idea of "behavioral data of the present," however, is misleading, as what the teacher would actually be doing is arbitrarily selecting a historical starting point and then beginning to historically generalize from observed behavior. Thus, even though one might see the behavior of people as the behavior of billiard balls, causal explanation is not facilitated by inference to a phenomenal field. Adding the problem of human purposiveness or the striving for adequacy makes the problem of eXplanation even worse in terms of seeing behavior as caused by the perceptual field. Intent or purpose, as we have seen, makes no sense apart from the environmental objects toward which intent is directed. What Combs has done is to mistake the process of conceptualization and generalization of the scientist with the necessity of inferring phenomenal fields and to effectively lose any substantial concept of individuality as a driving, dynamic force by appealing to the contents of the field to define human behavior. The further problem of "dealing effectively" with people clearly shows the inadequacy of perceptual theory as a Viable tool for the educator. If we are to act in terms of another person or student, we also are directly 86 or intending our energies toward some goal outside of any perceptual field. The perceptual field itself can not tell us anything about how a given subject could be in a better or more effective relationship to the objects of his world. The purposiveness of the individual is essentially an ordering activity, and an adequate conceptualization of human intention can only occur in relation to a study of the individual's coherence within his environment. Our intents in the teaching act can only be adequately determined in relation to a study of social order. Given the four principles noted above, it is plainly evident that he has given little critical thought to the problem of social order. Combs attempts to explain the existence of society in terms of the contents of individual perceptual fields. He implicitly assumes that the constructs which are basic to his perceptual theory will also suffice for explaning the nature of society in regard to social order and that they will further provide the grounds for the ordering of the good society. Although there is good reason to believe at this point that the basic constructs of perceptual theory will not suffice for explaining the nature of society, there are a number of interesting facits to Combs statement about society which need to be considered. Many of the assumptions and points he makes I 87 are common to other social theorists and educational theories. Society as Consensus Combs essentially builds a consensus model of society. He assumes the individual and his perceptions as given and sees society as a group of individuals who have common important needs. These individuals get together and in order to satisfy these common needs, they realize that they need some type of organization‘ or order. What this order will be is entirely dependent on the nature of the needs of individuals and can only be understood in terms of these needs. Thus, what we have is consensus, i.e. a group of people all sharing common important goals or needs, and the society will exist as long as the consensus exists. In that adequacy is the satisfaction of need, adequacy or self-actualization is completely dependent on the consensus in regard to need in that society. The good society then is the one which satisfies need or fulfills the consensus, and this condition can be met in many different ways by different societies. The remainder of this chapter will explore Combs' cxsnsensus model in terms of.its usefulness in dealing with social problems and the capacity of the consensus model for providing adequate criteria for the social order Of the good society. We will mainly explore two areas: 88 the capacity for explanation of social change and the problem of criteria for educational decisions involving social problems. It will be maintained that the consensus model is ineffective in handling both problems. Social Change, Institutional Persons, and Social Order It is a trite assertion that we are in an era of rapid social change. Many traditional values are being questioned and rejected and ways of living have changed markedly. Values and life conditions have changed so fast that people have been set adrift, as it were, in a complex world without sufficient value bases to guide them. Many social scientists and psychologists see the loss of personal identity as being a major social problem of the day.12 People feel that something is happening to them to alter their lives in significant ways and they do not know how or why these changes are taking place. These changes in modern society effect the educator profoundly as the school has been an institution responsible for the transmission of culture and the teacher must work with students who are products of these social changes. An adequate educational theory must enable the teacher to explain why changes are taking pleace and the desirable relationship of the educational * See: Wheelis, The Quest for Identity; Lynd, EH) Shame and the Search for Identity; Benne, Education .Egr Tragedy; and May, Psychology and the Human Dilemma. 89 institution toward these changes._ Perceptual theory can not handle either of the above problems. The weaknesses of perceptual theory are to be found in the inability to understand the nature of institutional persons as a reality in social explanation and the vacuousness of the concept of the "need for adequacy"; however, the major problem is the failure to comprehend the nature of the institutional person. If we take a practical example, we can see exactly why perceptual theory adds little to our understanding of social stability and change. It is becoming evident to many that there is a serious problem in the relationship between human population and the ecological systems which support that population.13 The problem is essentially two-fold: the problem of an adequate food supply and the pollution of the natural resources which are essential to life. The rapid change in the population and, thus, the corresponding rapid change in the social conditions of life need to be understood if the problems are to be solved. The solution to the population problem is obvious; we must control the population increase. The question can be raised as to why we do not control the population when we know we must. Most people would readily agree that inadequate living space, food, and air and water 13Paul R. Ehrlich, The Population Bomb (New York: Ballantine Books, 1968). 90 supplies are not good for them, and that they would be more adequate people if the situation could be remedied or avoided. Yet the population increases, people talk about doing something about it, and nothing basically gets accomplished. How do we explain this situation in terms of perceptual theory? If people are always seeking to be the best that they can be, why do they keep on adding to the population problem when the answer is so obvious? It would seem quite simple for the individual to act differently given an awareness of the problem. However, that overpopulation is a problem does not answer the question as to why we have the problem. The basic problem is why people behave in such a way as to add to the problem, and this is what perceptual theory can not explain because the individual and his perceptual field are not the basic cause of this behavior. The individual in this case will not tend to act morally because he must necessarily tend to conform his behavior to the institutional realities which form the basis of his activities. It is the institution of the family and institutions, such as education, that support the structure of the family which act through the individua1.1u If we attempt to explain individual behavior simply in terms of the individual's perceptual field which 1“I am using the term "institution" in the sense of "ordered or legalized property." See E. Jordan, "The Structure of Society," Ethics, LV (January 19u5), 81. 91 includes the awareness of the problem, we can not hope to fully understand why people behave the way they do when they know better. As Combs also notes, "Most of us know much better than we behave! We rarely misbehave because we do not know better."15 Marshall McLuhan notes that "Environments are invisible. Their groundrules, pervasive structure, and ”16 He also overall patterns elude easy perception. contends that these invisible environments both create social change and have tremendous effects on individual lives without the knowledge of the cause of changed behavior on the part of the individual. The social environment of the individual is the institution; it is because of and through these institutions that he acts. It is these pervasive structures in terms of their determination of behavior which we do not see and tend to ignore. As Jordan states, This fact of structure we moderns under the dominance of democratic and contractual preoccupations, tend to overlook. For us, society is basically, a collection of individual persons held together by subjective ties, and the material substratum of society is ignored. But society has a structure independent of subjective relations.l It is the tendency to see society as a collection of individual persons in terms of the meeting of individual 151B, p. 38“. 16Marshall McLuhan and Quentin Fiore, The Medium in the Message, (New York: Bantam Books, 1967), p. 85. 17Jordan, "The Structure of Society," P. 79. 92 perceptual fields which keeps us from recognizing the pervasive influence which institutional environments have on our behavior. We can make individuals aware of conditions which do not facilitate their own personal adequacy and we can ask and cajole them to be virtuous, but virtuous behavior is not the product of the individual's will, but of the will of the institutional person. As Barnett and Otis note, Virtue . . . can not be taught, since the virtue of individual acts exists through its corporate embodiment in the world and this suggests that no subjective capacity, including kngwledge, can achieve virtue in an immoral world.l Thus, social change can not be understood or effected without a careful examination of the cultural order. The role of knowledge must be that of shaping cultural institutions in order to facilitate or effect action of the desired type. The Conservative Bias of Perceptual Theory The perceptual theory of Combs contains a distinctly conservative bias which can be seen in two ways. First, we have already noted the inability to understand social change, and the consequent lack of capacity to produce such change. Given a social problem, Perceptual theory does not provide an adequate basis for ~ 18Barnett and Otis, p. 158. 93 doing anything about that problem. We may know that we know better than we actually behave but, unless we can understand why this is the case, we can never effect the institutions necessary for enabling the behavior which can solve social problems. Not only this perceptual theory inadequate in understanding how social change takes place, but it also does not provide any criteria for social criticism and thus is essentially supportive of the status quo in, any social group. We have noted throughout our analysis of perceptual theory that a crucial problem which permeates the entirety 0f the theoretical assumptions. is that of objectivity and scientific validity; this problem is of central import in any notion of social change. We saw when discussing the problem of adjustment theories in relation to self—actualization that Combs' assumptions, when followed in their implications, resulted in an adjustment theory in regard to adequacy. Perceptual theory provides no objective criteria to assess either the adequacy of the personality or society; thus, whatever exists in a particular society must be good if it meets the needs of the members of that social group. As long as the members of the society are satisfied and there is a social equilibrium, there is no way to criticize anything that exists given the assumptions of perceptual theory. Any social practice from head-hunting to 9“ economic exploitation can be justified as long as it meets the needs of a particular social group. Society and Conflict In his discussion of group conflict, Combs states: The abhorrence of dictatorship, characteristic of much of the thinking in this country, leads some people to the dangerous assumption that societies operating under a dictatorship are doing so totally without the support of the people in that society. Because we find this form of government unacceptable ourselves, it is easy to jump to the conclusion that persons living under dictatorships do not like them either. It is necessary for us to understand, however, that even a dictatorship exists because it supplies need satisfaction to its people. Although Combs does not support dictatorships, he does not condemn them either as long as they meet the needs of their members. His position states that we must understand why people behave the way they do in terms of their needs; after we have understood, we should let them live the way they need to. Given this stance in regard to social orders, Combs goes on to develOp a position in which social conflict is seen as necessarily bad. Of social conflict Combs states: Conflict between groups is . . . the result of aggressive and dominating behavior within one or both groups. Individuals who are unable to secure adequate satisfaction of need in their own society often seek such satisfaction by dominating and aggressive behavior against members of weaker groups . . . . Adequate people, as we have seen, 1918. p. 335. are characterized by acceptance and identi— fication, both antithetical to conflict.20 The picture one gets of a good society is one in which there is social equilibrium and a minimum of, or no, conflict. Ideally, we would have a society which does not change. Indeed, the assumptions of perceptual theory in fact support a static and closed society. The adequate or self-actualized person in this society can only be seen as a person happy with the conditions which exist because his needs correspond to the social order which exists. Much in opposition to what Combs wants, given his assumptions, the adequate personality can be seen as the happy and content individuals of Brave New Yorld who are the products of behavioral and genetic conditioning and whose needs are programmed. The adequate personality could easily be seen as the "nigger" who likes being a "nigger", or the sadist who likes being a sadist, because his social group gave him this need and provides the social order to satisfy the need. The contemporary educator exists in a society and a world in which there is a great deal of conflict. There are a number of social movements such as black militancy and student militancy with which the modern educator must deal. Perceptual theory is a very inept tool for educators to use to understand social movements zolé, p. 338. 96 and conflict. In fact, operating with the conceptual apparatuc precludes understanding contemporary social problems and the necessary conditions of a social order in which conflict can be supported and channeled to produce an open, dynamic society which can effect beneficial change. Perceptual theory further does not provide criteria whereby the educator can relate to and deal with the social movements in which the institution of education exists. One can only evaluate the direction and effect of social movements if one has an idea of what a good society is; similarly, as there was no ethically valid criteria for the adequate personality, so too perceptual theory does not provide an objective basis for the ordering of the good society. However, inasmuch as Combs maintains that perceptual theory does in fact provide "a culture free criterion by which the comparative goodness of societies can be determined," we will devote the remainder of this chapter to analysis of his concept of the good society. The Good Society Much of what Combs says about the good society we have already noted; thus, much of our analysis at this point will be summarizing and focusing the more random preceding comments. In accord with Combs' view of Personal adequacy, he sees the purpose of society as being the satisfaction of human need; and "the basic 97 human need is the preservation and enhancement of the phenomenal self." Thus, the good society is one which satisfies these needs: A society is good to the degree that it enables its members and neighbors to live with health, security, self respeCt, and dignity. It is good in the degree to which it aids its members to the development of selves adequatexto deal with the world that surrounds them. A society is bad to the extent that it fails to provide these things for its members or removes them from its neighbors.21 Combs contends that the above is a culture free criterion whereby we can judge any and every society. Thus, we have only to determine whether or not a given society is in fact satisfying the needs of its members, whatever the needs may be. We can see that this enables us to judge that there may be many good societies although these societies may be drastically different in terms of structure and content. Any society which satisfies its members' needs is a good society for Combs. The good society must also be dynamic according to Combs. All planners of Utopia . . . have made a fundamental mistake in conceiving of a society which reaches an ideal state and remains unchanged thereafter. No static, unchanging Utopia can be the psychologically satisfying "good" society which we are seeking. The culture of such a society must be dynamic and flexible rather than static, because the individual's need for the maintenance and enhancement of the 21;B, p. 3&2. 98 phenomenal self can never be completely satisfied.22 Combs sees an open system which has "as its goal the process of growth and discovery itself rather than some more manifest objective." The goal of this dynamic, good society . . . is to create the optimum conditions for individual growth and achievement of adequacy. Such a society would avoid the dangers of a planned society, which sooner or leter must find its plan no longer adequate in a changing world. A dynamic society, concerned fundamentally with setting men free, seems far more likely to evolve and change with the march of human events.23 The writings of Combs are potentially very dangerous as exemplified in the above quotations. To oppose or criticize a theory which advocates "optimum conditions for growth," "facilitation of growth and discovery," "setting men free," and "the maintenance and enhancement of people" is very difficult. However, we need concern ourselves with the vagueness of the terms being used and with the actual consequences if the theory were to be implemented. The basic danger in perceptual theory is that the rhetoric is extremely persuasive; it uses words which tend to instill devotion to the theory by their very use. We have already noted the inadequacy of perceptual theory in regard to the analysis of social change and the characteristic conservatism of the theory, ¥ 2212, p- 3A3. 2329 p0 3’43'3’4’40 99 and there would seem to be some disparity between what Combs says he would like to see and the logical consequences which follow from the adoption of his major assumptions. If we are to assess the goodness of a society, we must determine whether or not it is meeting the needs of its individual members. The question must be raised as to how we can determine if a given society is actually doing this. On this point, Combs says: The goal of society is to meet the needs of its members. Whether or not it is successfully meeting need, however, can only be judged by those persons having membership in the society. Even though a society may seem to some outside observers to be less adequate in providing need satisfaction for its members than some other society, this information is irrelevent and immaterial insofar as the members of a given group are concerned.2 Given the above criteria, it becomes impossible to determine the goodness of any society, since goodness will ultimately be relative to the perceptual field of the individual. When the goodness of a society is reduced to the determination by individual fields, we turn a full circle to the problem of the objectivity of the contents of individual perceptual fields. It may be that a given individual has objectively conceptualized the strengths and weaknesses of his society, but how are we to determine this? Combs reduces the determination of the good society to a 214E: p 0 336 . 100 complete cultural relativism and thus renders the concept of "goodness" to a meaningless status in perceptual theory. The words "good" and "bad", if they are to be used with any consistency, imply the necessity of objective standards for the evaluation of the merits of a given society. Given Combs' "culture free" criterion for the good society, every society can both be a good and bad society at the same time in terms of its total evaluation. Not only is perceptual theory not capable of determining whether or not individual needs are being met, but it also implicitly contains the assumption that all needs are good needs. Certainly we can not assume that the fact of the existence of a need implies that that particular need facilitates the process of self-actualization in the individual or that the pervasiveness of that need in a society is conducive to its being a good society. If there are inadequate people, and Combs believes there are, then it follows that the needs which these individuals have should not be met and, further, implies that these needs should be eliminated. Combs, when speaking of the individual, agrees that not all needs are good needs, but assumes, in dealing with social theory, that indeed all needs Should be met. 101 Conclusion The major problem in perceptual theory is that it does not explore the philosophical ramifications of many of the problems involved in the description of individual behavior. We have noted this problem both at the level of prediction of behavior and in the attempt to develop an ethical concept of the adequate personality. In failing to adequately deal with the epistemological and ethical problems inherent in the assumption that the individual perceptual field is the sole reality, Combs has eliminated the possibility of producing a non- adjustment concept of the adequate personality, the possibility of a theoretical framework for the prediction of individual behavior, and the possibility of developing a meaningful concept of the individual. Although the title of his major writing is Individual Behavior, essentially no individuals are talked about in the book. Given the basic assumptions, we are left with individual perceptions which have no logical relationships to each other, thus precluding the chance of developing a concept of an integrated personality or a substantial individual. Given the assumption concerning the individual perceptual field as the sole reality to be dealt with and the problem of the lack of concern for the relationships that exist between individual perceptions, 102 Combs can not even produce a viable concept of consensual society. If the individual perceptual field is the only reality, it becomes senseless to speak of the existence of consensus. Given the assumptions, the concept of consensus or the agreement of individual fields is a reification, and thus vacuous and meaningless. The use of such a concept could possibly be justified if it could be shown that it facilitated prediction; however, Combs does not do this and does not indicate that the explanation of individual behavior is in any way dependent on the use of a concept of society. However, in devoting a significant portion of Individual Behavior to a discussion of the individual and society, Combs must at some level believe that the concept of society or culture is significant. Yet, the use of a concept does not necessarily give it a meaningful or substantial significance within a theory. Combs, it would appear, has used commonplace notions of social theory as they are contained in popular thought and some aspects of social science and arbitrarily adds them to his basic psychological assumptions without regard for the compatibility of the two domains of discourse. Combs is correct in implicitly assuming the necessity for a concept of society in the discussion of individuals' yet perceptual theory repeatedly evidences a theoretical irresponsibility for the introduction of 103 terms and assumptions; Combs' use of the term "society" is a major instance of this irresponsibility. The theoretical importance of perceptual theory for solving the pressing educational problems of the day is extremely limited. Although the avowed intent is to produce a theory of individual behavior that would allow the educator to deal more humanly with students, to enable the educator to better develop adequate or self- actualized individuals, and to provide a theory comprehensive enough to solve crucial social and educational issues, perceptual theory can do none of these any better than the most commonplace notions we hold about individuals in our social milieu. Given the problematic state of our society at this time, one can not but wonder about the utility of the commonplace notions or those contained in perceptual theory. In the next chapter, we shall analyze Combs' view of teacher education specifically and his views in education in general. In this analysis many of the concerns with which we have dealt in regard to the individual and society will again become evident, as one must talk about teacher education in the context of society. The lack of an adequate theory of society will again evidence itself, because a thorough—going social and political philosophy is a necessity if one is to give any positive direction to changes in programs of teacher education. CHAPTER V PERCEPTUAL THEORY AND TEACHER EDUCATION A Critical Introduction As I begin to write this last chapter, I must confess that as I wrote Chapters II, III, and IV that I had very mixed emotions. These chapters were essentially negative in their perspective and I was always wondering how I could be so negative with such a seemingly warm and humanistic writer as Arthur Combs. How could Combs have made such a positive impact on so many of my students and colleagues with such an ambiguous theoretical base? What Combs is advocating--a more humane treatment of people, a more empathicunderstanding of the problems of students—~I must confess I also believe in. How is it then that those three chapters could be so cold and negative in their orientation when dealing with the writings of a man who is asking for positive and significant changes in the educational environment of which I am so critical? There were many explanations which entered my mind but none which were basically satisfying. My own 1014 105 natural cynical nature combined with the inherent coldness of an academic piece of writing suggested that perhaps I had left out any consideration for the warmth and emotional aspects of the human situation with which I was dealing. Perhaps this is the case, yet I sincerely feel, although I do not like the tone of those three chapters, that they are academically competent and cognitively correct. However, I feel that I must change my writing style for this last chapter in order to say what I think- needs to be said concerning perceptual theory and teacher- education. I feel that the psychological and social theory contained in Individual Behavior to be unsound, both logically and empirically. The reasons for this are quite evident in my Chapters II, III, and IV. However, I am drawn to and impressed with the warmth and concern for people contained in that piece of writing as I am equally so with The Professional Education of Teachers. Aside from perceptual theory being an unsound point Of view from an intellectual standpoint, I have personally seen the impact these writings have had on the behavior of my students and colleagues. The introduction of a person to perceptual theory with the subsequent commitment of the person to the theory creates what I feel to be a very humanizing influence on classroom behavior; people do in fact from my experience behave 106 differently after studying and understanding perceptual or phenomenological theory. In that I consider the theory to be intellectually unsound, this all raises some perplexing questions in my mind, especially as I am intimately involved in a program of teacher education and equally committed to the use of rational criteria in decision making. Compound this with the fact that writers such as Jordan, Dewey, and Plato whom I find to be very intellectually insightful have little or no impact on the teaching behavior of my students and it becomes a grave concern to me. I assume that the goal of teacher education programs is the development of behaviors on the part of the teacher which facilitate learning. If this is true, then I must conclude that perceptual theory is a useful tool in the college classroom. I must also conclude that those theories which I find to be intellectually responsible are very ineffective tools. Thus, Combs is quite theoretically unsound but very persuasive and Elijah Jordan theoretically sound but a very ineffective tool for developing desirable teacher behavior. This leads me to ask the question as to the justification of condemning an effective theory which is logically unsound. Perceptual theory as I have indicated is filled with contradictory assumptions and vaguities but it nevertheless is an effective tool in changing 107 the behavior of students so that they will relate better to students to facilitate learning which is the function of educational institutions. I find this to be a very personally perplexing problem. I also find that this problem has some terrifying ramifications in programs of teacher education. I would like now to attempt to explicate a partial solution to the delimma which I find myself in. Inasmuch as teacher education institutions attempt to develop certain behaviors, I can see essentially two distinct types of behavior which can be developed. We can train people to perform certain behaviors by providing a strong positive reinforcement for that behavior. The performance of the behavior is largely an unconscious activity. This is evident in people we call "natural" teachers as they have had past experiences which have developed certain personality characteristics which facilitate another person's learning. These behaviors are carried out largely unconsciously or by habit. When asked why they behave in these ways the answer is usually that they feel comfortable behavingthus or they point to the positive reinforcer which is the cause of the behavior. The behavior is thus a fixed behavior and carried out with a minimum of thought. 'A second type of behavior is what can be called behavior which is pursued with a great deal of conscious 108 intent. People act instead of behave to use Jordan's terminology. There are reasons why the person acts in the manner in which he does. There is a conscious effort to create an effect in the person's environment. The act is essentially an ordering activity and usually takes the form of some form of problem solving. I would now suggest that perceptual theory facilitates behavior and not acts. I have found myself with a very perplexing problem regarding perceptual theory, yet I cannot use perceptual theory to solve my perplexing problem. Perceptual theory is an effective tool for changing mine and otheris behavior, but it does not give me the potential or capacity to act in a problem solving sense as it provides no objective criteria which can enable me to order my environment. I would suggest that the language structure of the writings and addresses of Combs is condusive to the development of a sensitivity to the way other people feel, a more positive evaluation of other people (what Dewey calls prizing)l and a general human warmth all of which are essential to effective and stimulating human interaction. I further conclude that the introduction of students to perceptual theory is much the same as the introduction of candy to a child to develop certain behaviors. ‘ * lDewey, Theory of Valuation (Chicago: University of Chicago Press, 1939), p. F. 109 Perceptual theory contains enough emotive words which enables it to function as a persuasive speech pattern rather than a logically consistent language pattern. More logically consistent patterns of language do not have much impact because they do not positively reinforce the belief systems of students‘ in teacher education programs. Perhaps the distinction which John Austin draws in How to Do Things with Words is relevant here.2 Speech acts can be seen to be of two types, illocutionary and perlocutionary. Per- locutionary acts are those speech acts which effect some behavior such as causing someone to be persuaded, inspired, encouraged, etc. An illocutionary act is one which a person does something with the words he is using such as suggest, order, describe, question, promise, etc. without necessarily having a perlocutionary effect with words. Philosophical and scientific systems are illocutionary acts which attempt to define and order objects in their domains. A psychological theory then can conform to all of the rules for making its illocution' but can also be without much effect on those who read the theory. However, a theory can also violate all the rules of the type of illocution which it is but still 2John Austin, How to Do Things with Words, Lecture viii (London: Oxford Univ. Press, 1962). Also see Wm. Alston, Philosophy of Language, pg. 3A-AA, Prentice Hall Inc., Englewood Cliffs, N.J. 196 . 110 have great perlocutionary force. I suggest that perceptual theory is of this latter variety. I also assume that the function of the educational institution is to promote problem solving behavior or the capacity to act, the capacity to order one's environment. I conclude then that a definite distinction can be made about learning environments for teachers in that these institutions can promote a major portion of either of two types of learning. Institutions which promote the capacity of teachers to act in classrooms I shall call institutions for teacher education. Institutions which facilitate behavioral change I shall call teacher training institutions. I maintain that an institution which operates with a perceptual theory of teacher education will be by and large a training institution. It will be the intent of the remainder of this chapter to set forth Combs's views of teacher education as contained in The Professional Education of Teachers in the light of the above distinctions which have been made. Basic Orientation Combs maintains that Perceptual or Third Force Psychology provides institutions of teacher education witha theoretical framework which can facilitate new ways of dealing with students in programs of teacher education and which also can produce new behavioral 111 outcomes. Combs believes that we have outrun the usefulness of the more traditional psychologies and philosophies in that new understandings are called for to more adequately deal with current problems.3 As was noted in Chapter II, Combs contrasts this new Third Force movement with the traditional operant and Freudian approaches in psychological theory. Labels which have been attached to members of this Third Force movement are "personalists", "humanists", "self-psychologists", "transactionalists", "existentialists", and many others. Yet Combs notes they all share "a deep concern with questions of man's being and becOming."h Then take a view of behavior that is highly con- sistent with the experience of superior teachers: it is a point of view that sees people as growing, dynamic, organisms. It regards human beings not as things to be molded but as unique events in the process of becoming. . When explicating the basic principles of this movement, Combs labels it "the perceptual-existential approach to psychology."5’6 The principles of this movement 3PET, pp. 11—12. “PET, p. 12. SPET, p. 12. 6A forthright account of the existential orientation can be found in Existential Psychology. There is no denying that there is a new movement in psychological theory as is evident in the above mentioned book, however, it is not at all clear to me that there is a direct logical relationship between the principles contained in Existential Psychology and those contained in The Professional Education of Teachers. 112' provide for what is called a "self as instrument approach to teacher education." It should be noted that although a number of labels have been mentioned in the attempt to describe this Third Force Psychology that each of the labels is essentially vague as existential orientations themselves are significantly different from writer to writer and Combs does not make an attempt to specify which existential orientation he is dealing with nor the relationship of any particular existential approach to what he is considering in The Professional Education of Teachers.7 Identifying the movement with a concern for man's being and becoming is very superficial as most philosophical movements are in one way or another concerned with man's being and becoming. I feel that for any reader of PET to identify perceptual theory with existentialism or explicit existential psychologies is very dangerous 7It might be maintained that an explication of the principles he is alluding to is unnecessary in that The Professional Education of Teachers is not directed to an audience that has the background to deal with such a philosophical exposition. Yet, when we see the highly emotive words which Combs uses to describe the perceptual— existential approach and the fact that the existential movement itself can be seen to have a "faddish" appeal, it seems that it is somewhat mandatory to provide such an explication. If the words which Combs is using are to have other than a persuasive appeal, a persentation of the existential theory should be given and its relationship to perceptual theory should be made explicit. 113 as the relationship of perceptual theory to these theories is not at all evident.8 Aside from the lack of an explicit relationship of perceptual theory to other so—called existential philosophies and psychologies, Dr. Combs does specifically react to a type of teacher education prevalent in institutions of teacher education which he sees as inadequate. Combs is in particular reacting against what he calls the "competencies approach to teaching." This approach is depicted as a program which attempts to determine what expert teachers do and are like, and then proceeds to develop a program which will produce these competencies in students in programs of teacher education. Examples of competencies which are listed in PET are: Knows his subject Know about related subjects Be adaptable to new knowledge Understand the process of becoming Recognize individual differences Be a good communicator Develop an inquiring mind Be available Be committed Be enthusiastic Show tolerance and understanding 8Both Carl Rogers and Abraham Maslow have called themselves psychologists with an existential orientation. However, both of these psychologists who Combs is possibly alluding to as members of the Third Force movement are making assumptions quite different than Combs. Note both of their orientations to the essential organism as the source of value judgment and one can see what appears to be a distinct Aristotelian orientation which is not at all evident in Combs. This is true also in the case of Eric Fromm. ' 11A Be caring Have courage Have personal security Believe in God.9 Combs notes that research has shown that none of the attempts to specify a direct correlation between specific competencies and good teaching has been highly successful. He does note that attempts to distinguish good teaching from bad teaching in general terms such as "considerate", "child-centered", and "concern about structure" have met-with some limited success. However, Combs maintains that none of these studies have given us a difinitive distinction between good and bad teaching. From this he concludes that "Good teaching it is clear, is not a 'direct function of general traits or methods."10 The practical difficulties of any attempt to base a teacher education program on the competencies approach are also enumerated. Combs sees basically three major difficulties in such an approach. It is contended that "it is a fallacy to assume that the methods of experts 9ggg, pp. 2, 3. It should be noted from the onset that all of the characteristics which Combs lists are not stated in behavioral terms which means that they are not identifiable competencies. This is extremely important in relationship to the capacity to predict intended outcomes of any program of teacher education or the evaluation of the effectiveness of a program. Combs will argue that the competencies cannot be shown to be predictors of good teaching. However, it may be that teacher education programs which are competencies approach fail not for the reasons which Combs mentions but for their failure to be scientific. 10PET, p. A. 115 either can or should be taught directly to beginners."11 Just as research has shown that the study habits of good students cannot be applied to poor students; it also follows that the methods of expert teachers cannot be applied to students in teacher education programs. A second difficulty which is pointed out is that "The creation of long lists of competencies is likely to be deeply discouraging and disillusioning to the young teachers . . . "12 In maintaining that certain competencies are characteristic of good teaching attaches an evaluative aspect to those competencies and "the net effect is to set impossible goals of excellence" that few young teachers can live up to thus leaving the young person "defenseless before criticism." The final criticism which is made of the practicality of the competencies approach is “the fact that many of the competencies demanded do not fit the particular personality, and so could probably never be achieved anyhow . . . "13 Combs, we will find, maintains throughout PET that good or effective teaching is a highly idiosyncratic affair and than any one competency cannot be indiscriminately applied to any ‘particular individual. 1lPET, pp. 5, 6. 12PET, p. 5. 13PET, p. 6. 116 Combs concludes his argument against the competencies approach in saying: As we have seen, research on competencies has been unable to isolate any common trait or practice of good teachers. But this unanimous failure in itself demonstrates an important fact: a good teacher is primarily a unique personality. If good teachers are unique individuals, we can predict from the start that the attempt to find common uniqueness would be unlikely to get results.“l From the above line of reasoning, Combs concludes that "A good teacher is first and foremost a person, and this fact is the most important and determining thing about him."15 As the competencies approach has met with such universal failure, it is suggested that the "self as instrument" approach is a much more viable means of educating teachers as "effective teaching calls for the discovery of one's own personal idiom." Combs suggests that the good teacher be defined as one who is " . . . a unique human being who has learned to use himself effectively and effeciently to cargy out his own and societies purposes in the education of others."16. The remainder of BET is devoted to showing how teacher .education institutions can go about developing such an individual. Combs feels that Third Force Psychology or the Perceptual—existential approach can both provide us with luPET, p. 6. ISPET, p. 10. 16PET, p. 9. 117 a concept of this unique individual and how to go about facilitating the growth of this individual in teacher education programs. Combs sees three principles as basic to this perceptual-existential approach. The three principles are essentially contained in our analysis of Individual Behavior but let us briefly review these in order to make fully explicit at this point Combs's basic orientation. The basic principle which was dealt with in Chapter II is that "all behavior of a person is the direct result of his field of perception at the moment of his _ A behaving."17 As competencies are overt behavior they can only be a "symptom" of the actual cause of behavior and 'thus we must conclude that: If behavior is a function of perception, it follows that teacher education must concern itself with the inner life of its students. Simple exposure to subject matter is not enough. The maturation of an effective pro- fessional worker requires-changes in the student's perceptions--his feelings, attitudes, and beliefs and his understandings of himself and his world.18 ‘A second principle is that of all the perceptions which a person holds the most important are those concerning himself or his self—concept. How a perspective teacher sees and feels about himself is 17PET, p. 12. 18PET, p. in. 118 essential to effectiVe and efficient classroom behavior. It is further noted that the self—concept of the good teacher must be basically positive. Teachers must have adequate self~concepts in the same manner as we noted the adequate personality must have positive perceptions of self. ' '1 The third principle is that all people have a basic need for adequacy and are continually striving in the process of being and becoming to achieve a greater degree of adequacy. This we noted was a striving for self- I Mm LWA “m - G o ' - maintenance and enhancement. The important implication of this principle for programs of teacher education is that students who are learning to become teachers do not need to be motivated to become good teachers as efficient behavior is a basic need of the human being. Thus, "Students may not be motivated as their teachers would like, but they are always motivated in terms of their own basic need."19 The teachers of teachers need not be concerned with any particular competencies as individual competencies will be the result of the students incessant striving to become adequate. If people are always motivated to become as adequate as they can, they are seeking the same goals for themselves that their teachers ought to be seeking for them! The task of the teacher is not one of perscribing, making, molding, forcing, coercing, or cajoling; it is one of ministering to a process already in being. The 19PET, p. 16. 119 role required of the teacher is that of facilitator, encourager, helper, assister, colleague, and friend of the students. The Helping Relationship Thus, because students are always motivated to be the best that they can be, Combs suggests that the role of the teacher of teachers be seen in terms of what he 3 calls the helping relationship. This relationship Combs maintains is a way of relating to people which facilitates the person's constant striving for adequacy, and the helping relationship is common to all good counselors, teachers, administrators, clergymen, and psychotherapists. Combs notes that Fiedler21 when studying this relationship found that experienced therapists from all schools of psychotherapy were in basic agreement as to what this relationship is and also that "the man on the street" could describe this relationship as well as the experts. Combs concludes from this that "It would appear from this that there is such a thing as a good human relationship, and that all of us, professional or not, as a consequence of our experience are able more or less explicitly to recognize it when we meet it."22 20PET, p. 16. 21F. E. Fiedler, "The Concept of An Ideal 'Pherapeutic Relationship," J. Consulting Psychology, .1950, 1", 239-295- 22PET, p. 17. 120 In duplicating Fiedler's study with a group of "very good" and "very poor" teachers Combs found that both groups of teachers were in basic agreement as to what the ideal helping relationship is in good teaching. Using the Q-sort method Combs found the following agreement among good and poor teachers as to the nature of effective teaching. Characteristics of the Helping Relationship 1. The teacher directs and guides the student. The teacher sees the student as a co-worker on a common problem. . The teacher greatly encourages and reassures the student. The teacher really tries to understand the student's feelings. The teacher usually maintains rapport with the student. The teacher is well able to understand the student's feelings. . The teacher is sympathetic with the student. . The teacher gives and takes in the situations. 5.... mflmmzw Characteristics of Poor.Teaching . The teacher is hostile toward the student. The teacher is rejecting to the students. . .The teacher's own needs completely interfere with his understanding of the student. . The teacher is very unpleasant to the student. The teacher feels disgusted by the student. The teacher is seductive toward the student. The teacher is punitive. A The teacher cannot maintain rapport with the student.2 CDNChU'l-l: wan-4 Given this evidence, Combs concludes that if both good and poor teachers can agree as to the nature of the helping relationship, then it must be something other 23A. w. Combs and D. W. Soper, "The Helping Relationship as Described by 'Good' and 'Poor' teachers," J. of Teacher Education, 1963, 1A, 6u-68. 121 than the ability to describe this relationship which is condusive to good teaching. "It means that, to be truly successful in turning out superior teachers, it is not enough to help students see more clearly what good teaching relationships are like. Apparently they know this already!"2u For Combs there is a vast difference between knowing and behaving and teachers colleges must be concerned with much more than the knowing capacities of its students. This something other with which the college must concern itself is the content and organization of the perceptual fields of its students.25 "Whether an individual will be an effective teacher depends upon the nature of his private world of perceptions. It follows that the perceptual world of the student must be a matter of vital concern to teacher—education problems."26 Colleges of teacher-education must be concerned with five major areas of the perceptual organization of its students. The perceptual organization of the good teacher is such that it is crucial for the teacher to have: 1. Rich, extensive, and available perceptions about his subject field. 2“Ibid, p. 66. 25A. Combs, "Can We Measure Good Teaching Objectively?", N.E.A. Journal, 196A, 53, 3A-36+. 26PET, p. 19. 1 Kin-T v1; m1. 9!!qu 122 Accurate perceptions about what people are like. Perceptions of self leading to adequacy. . Accurate perceptions about the purposes and process of learning. 5. Personal perceptions about appropriate methods for carrying out his purposes. JIWN In order to facilitate a person who is characterized by the helping relationship, colleges must thoroughly deal with these areas. The remainder of EET is devoted to the expli- cation of these five areas and the appropriate educational environment which can facilitate the helping relationship. A Critical Analysis of Combs's Basic Orientation Combs's introduction in EET contains many fallacious lines of thought and is essentially vague although highly emotive. I wish to point out only a few of the more critical arguments and assertions. Much has already been noted in Chapters II, III, and IV about the theoretical soundness of the three major principles of the perceptual— existential approach, so I should like to concentrate mainly on the notions of the "competencies approach" and what Combs terms as basic agreement concerning the "helping relationship". It was noted in an earlier footnote (9) that the competencies which are mentioned in EET are not behavioral, that is, from the statement of these competencies, no one could begin to identify what is 27PET p. 20. 123 ‘meant by the statement. This is crucial to Combs's argument concerning the competencies approach to good teaching, and to the notion of being able to predict outcomes of using certain methods and environments for the development of effective teachers. Combs maintains that we cannot objectively measure what good teaching is and then proceeds as a scientist to describe the qualities of the perceptual field of an effective teacher which supposedly causes behavior on the teacher's part which facilitates learning. It should be recalled that in Chapter II the problems of causality and objectivity were dealt with and the criticism of Combs's views on these two problems is very applicable here. Combs is essentially saying in his introduction to EET that we cannot scientifically identify or produce good teachers and then proceeds in the name of science to show why it cannot be done. He then "scientifically" describes the perceptual organization of the effective teacher and devotes the remainder of the book to showing how it can be developed. If we cannot describe objeCtively what we are attempting to develop in programs of teacher-education, colleges of teacher-education have no reason to use any particular method or set any kind of environment for its students. Combs is essentially correct in noting that 1competencies approaching in the past have failed to 12A specify the nature of good teaching, however, the argument can be made that the reason for this is not that it cannot be done, but rather that the people responsible for the education of teachers have not been very scientifically responsible. The list of competencies contained in EET does not have one r behaviorally stated competency which entails that ‘2. J the people responsible for developing these behaviors could not because of a lack of agreement as to what m"f.' IL - C'x was to be developed. Thus to conclude that effective 15"; " L-Lnl teaching cannot be described in terms of specific traits, characteristics, or competencies is not necessarily valid as from the initial unscientific endeavor to describe successful teaching one cannot conclude that a more scientific endeavor would not succeed. Combs essentially concludes from the inability of competencies approaches in the past to identify objectively that effective teachers have common traits that we must have a subjective view of teacher-education. I would like to suggest that such a proposal would essentially place teacher-education in the same position as the ineffective competencies approach. The trouble with the competencies approaches in the past has been that they were what can be termed subjectively based theories of teacher-education for the simple reason that the theories had no scientific validity. The basic 125 problem of teachers in the field of teacher—education is that they must draw from the behavioral sciences which to this point have behavioral scientists only limited power of prediction. The major problem of the behavioral sciences is that there has been little concern for the problems of metatheory as it related to the theoretical , formulation of these sciences. The basic problem is : that of developing an objective logic which can . adequately evidence the relationships involved in the objects which come under the domains of these ; sciences. The problem of prediction as it relates to human behavior is indeed a complicated one as it appears that the logic of the physical sciences is incapable of handling this relationship, however, the problem cannot be skirted by another form of subjectivism if we are to develop adequate programs of teacher-education. The problem of prediction versus facilitation is crucial to what Combs calls the "helping relationship" as he would seemingly conclude that the setting of environments which would cause or control the behavior of students to be bad. However, Combs does in fact specify that certain types of environments better produce effective teachers. It would appear cruCial that the distinction between control and facilitation be made more explicit in this regard. 126 Thus to conclude that the effective teacher is a "unique individual" simply because the competencies approach has failed in the past is an unwarranted conclusion. Aside from the unwarrantedness of the conclusion, the conclusion is essentially vague and meaningless. Of course the teacher is a "unique personality" as are all individuals whether teachers or not. The further conclusion that "a good teacher is first and foremost a person" is somewhat of a platitude which does not even depend on the soundness of the preceding argument for the conclusion. In defining the good teacher as one who is " . . . a unique human being who has learned to use himself effectively and efficiently to carry out his own and societies purposes in the education of others," Combs has done us little more service than the traditional competencies approaches to teacher-education. The definition is not stated in behavioral terms which means that it is impossible to identify the individual whom he is attempting to describe which means that we have no idea of what we are attempting to develop. The definition, however, does have a good deal of emotive force in our present culture in terms of a long standing tradition which emphasizes the position of the individual over against larger organizations. The question as to~ what the important characteristics of the individual are and why they are the important characteristics is 127 a question which cannot be answered by perceptual psychology and thus to state that the teacher is a unique person or individual is quite meaningless given the theoretical framework of the theory. Of the three principles which are basic to the perceptual-existential approach, we have already dealt with the first two at length. However, let us briefly review them in terms of their significance for programs of teacher-education. We noted that the assertion that all the behavior of a given person is the direct r I‘MWVLK'»! ”mam result of his field of perception is a limited concept in any attempt to explain that behavior because it assumes that the individual can be the explanatory principle for himself. The principle is essentially a subjectivist orientation to science itself and compounded with the problem of being unable to use this prinCiple in complex moral and social issues, the utility of the assumption becomes highly questionable. Further, in that the perceptual field is not empirically available to the scientist, it is not at all evident how this better enables us to understand or predict human behavior. The second principle, that of all the perceptions which a person holds about himself the most important are those contained in his self-concept, is directly related to the first principle. The perceptions which 128 one holds may in fact be a cause of his behavior and the self-concept which a person has of himself may be the most important of these perceptions, however, aside from the validity of the statement, it should be seen that in the study of human behavior these perceptions are of little consequence as the data which they might provide is not accessible to the teacher or Ji 1"" “LL! the scientist. Of the third principle, I would like to deal .- «- “C» '1'..- -. somewhat more at length as I feel that this principle deals with the area of trust and a basic attitude towards human beings. The principle is that all people have a basic need for adequacy and are continually striving to become the best that they can be. Consequently, you can trust people to choose what is best for them in a given situation. A corollary to this would be that if one gives a student a chance that he will in fact solve these problems which are necessary for his survival. I have used sensitivity 'or what Rogers calls encounter groups28 in teaching my own classes in Foundations of Education and inevitably what myself and my students have learned is that if you are to learn and learn about yourself in a situation which calls for interpersonal ~28Carl Rogers, Freedom to Learn (Columbus, Ohio:; Charles E. Merrill Publishing Co. 1969), pp. BOA-307. 129 relationships, you must trust the other individuals involved in the situation. Research on teacher expectation also shows that there is a definite tendency toward a self-fulfilling prophecy in a classroom situation.29 There is a definite tendency to get from people what you expect of them. To view the human being as being basically motivated toward evil or bad behavior tends to produce this behavior in those individuals. I would further suggest that this third principle has profound implications for the notion of positive a g»- perceptions of self as notions of Self-worth and trusting oneself are intimately involved in a basic trust of the human being. I also suggest that this third principle of Combs can be behaviorally defined although he does not do so in any formal way. Trust I believe can be seen in terms of the expectation that a given individual will behave in a manner which will solve those problems necessary to his continued existence. Trust on the part of the teacher means simply allowing students to solve those problems which their environment dictates to them. The notion of the environment is crucial here because people will only attempt to solve those problems 29Lenore Jacobson and Robert Rosenthal, Pygmalion in the Classroom (New York: Holt, Rinehart and Winston, 1968) ppo 3-100 130 which their environment wills that they solve. Thus, a person wills what his environment demands that he will and further will solve those problems which his environment will allow him to solve. I would like at this point to include a long quote from Jordan because he expresses this so well. Not only is it true that property, as incorporate in the social structure, is the instrument of the individual's will, even while he is following his most subjective and personal interests and purposes; but the same corporate property is the instrument and object of all the common motives and activities of man when those motives and activities have conditions favorable to their realization. That is to say, before there can be any act of any person that has a guarantee of reaching its proper end, there must be a system of environmental things set up in institutions as a stage upon which this act is to take place . . . This system of things alone can give reality to his ends. But this means that these things become the embodiment of his will; and to an extent greater than we know, the spontaneity and freedom of direction of will-energies come to be determined by the body of things through which they work. That is to say, that to a greater extent than we are aware our action is dictated to us by the setup of fact in which we find ourselves immersed. What we are to do, how to do it, what is to be the end-—a11 are largely predetermined in the institutional structure, which suggests the action and is thus responsible for the idea or impulse from which the action flows. Thus, although we can and need to believe that the intent of the individual is basically good, good intent is not enough and trust in that intent is not enough as the individual needs the proper environment that his intent 30E. Jordan, The Good Life (Chicago: The University of Chicago Press, l9h97] p. 1h“. 131 may be realized in good ends; and the teacher of teachers, although needing to trust the will of the students has the extremely difficult task of setting an environment which will produce good results from good intentions. One cannot but agree with Combs that there must be an initial relationship of trust set up by the teacher and I believe that if colleges of teacher—education would set up an environment in which this trust could be displayed, this would produce more effective teaching‘ behavior in students who are to become teachers. However, it also must be seen that people although motivated to become the best that they can be cannot will to be the best they can unless the institutional environment facilitates this. Thus, if we are to develop adequate personalities in programs of teacher—education, we must begin to see that the structure and content of the active perceptual field or mind is dependent upon the order of the objects in which it exists. This is exactly what perceptual theory cannot do because the individual perceptual field is its basic unit of analysis. Perceptual psychology.can induce people to behave in a trustingmanner, however, it does not provide the theoretical basis in which this trust can be used to produce proper ends in teacher education. I would also suggest that its theoretical base cannot even enable students to understand what trust actually is. 132 We should further note that there is a much broader implication of the above considerations for the person concerned with the professional education of teachers than simply the arena of the classroom. The perceptual field of the student is not only dependent upon the institutional structure of the school but also on the other institutions of our culture. This has vast ramifications for the necessity of political activity and prowess of the college instructor and equally for the education of those who would also attempt to develop adequate personalities in children. It implies L“ that good education cannot take place in an immoral society. The means used to produce the good teacher are also ethical and political problems as the perceptual field is ultimately dependent on the total cultural order.31 Inasmuch as perceptual theory does not have an adequate social and cultural theory, it cannot provide the basis for the ordering of a curriculum which can produce the best a person can be nor is it an adequate tool for teachers when they leave the college environment. Given perceptual theory, a teacher can trust thata student will learn those things necessary to "get along" in his environment and this may mean that students will learn things which are not supportive ‘ 2 831Barnett and Otis, Corporate Society and Education, p. 2 o 133 of the development of the self-actualized individual. Students may well become the worst that they could be given trust and a chaotic environment. Combs also seems to implicitly recognize the fact that the institutional environment is a dominating factor in human behavior. In dealing with personal change he says: A Personal change is not an objective problem; it is a subjective one. Objective analysis of self has been vastly over-rated as a device for personality change. Effective changes in self are not brought about by picking at the self. This practice can even be highly destractive. Changes in behavior, including changes in one's personality, are most effectively brought about, not by introspection and analysis, but through slow changes in perceptions about outside events and their relation to the self.32 Aside from the ambiguous use of the words "objective" and "subjective" there is implicit in the quote the recognition of the fact that the relation of the self to its environment is extremely important. However, also implicit is the assumption that the self is something other than those relationships. It is the latter assumption which we have found to be the basis for the position that the natural individual is the basic unit for scientific analysis and it is here that we Can see the major weakness of perceptual theory. The individual is his relationship to his environment and it is solely through the analysis of this 32m: p- 76- “. .‘O 13A environment that we can understand the individual. As Barnett and Otis note: "Relations constitute the reality of the individual's personality. The order of fact constituting the church is a relational medium for the individual and becomes the content and principle of the individual's life."33 This too is true of the individual in his relation to the institutional environment of the school. Without a thorough examination of the relationship I of the individual to his cultural environment, the 517:). problem of the scientific explanation and prediction of behavior becomes unsolvable as it precludes the possibility of the development of a social logic which would support such explanation and prediction. Thus, the notions of the difference between control and the facilitation of behavior contained in EET become vague and incapable of being distinguished without an adequate social or ethical theory. This brings us to the notion of the "helping relationship" which supposedly corresponds to Dr. Combs's notion of facilitation. It was noted that a study by Combs and Soper indicated that there is basic agreement about the nature of good teaching and that this could be seen in terms of the agreement of both good and bad teachers about the nature of the helping relationship, and the characteristics 33Barnett and Otis, pp. 32, 33. 135 of poor teaching. What then of this basic agreement from which Combs concludes that there is a common recognition of a good human relationship? It can be seen on a careful analysis of the characteristics listed on page (120) that there is reason to doubt about what the teachers in the study were agreeing upon. A useful distinction here which r ‘-|“‘ Blackington makes is that between substantial or grounded and nominal agreement.3u Nominal agreement can be seen as an agreement that certain words or E phrases should be used in a certain context, however, this does not necessarily mean that there is agreement as to the meanings of the words used. Substantial or grounded agreement is agreement as to what the words .mean in terms of their actually designating particular objects or events. Thus to use the phrase "That child reads well" does not at all entail that all people using the phrase mean the same thing by it; different people may use the phrase and mean many different things by it. To get grounded agreement, one would have to specify those activities and characteristics to which the phrase corresponds. It should be noted that none of the phrases on which there was agreement as to the characteristics of 3”Frank Blackington, "The Continuing Dilemma in American-Education," Chapter II, (an unpublished manuscript). 136 good teaching were stated in behavioral terms, that is, from the phrase itself it is impossible to identify any specific behavior which corresponds to the phrase. The question must be raised as to what the subjects of the experiment were agreeing to. I would strongly suggest that the participants were agreeing to the use of the phrase when describing good teaching and that the question of substantial agreement is open. The phrases in question contain some very emotionally positive words and given the structure of our language, it would be I 11.11 ”M'WLA"€_M-LL2_ very difficult to separate these words from the word 1 "good". On inspection of the phrases we find words and. phrases such as "directs and guides", "co-worker", "greatly encourages and reassures", "really tries to understand", "maintains rapport", "able to understand the student's feelings", "sympathetic", and "gives and takes". These words obviously would not be used in describing something in a negative way and they are all very positive in their emotional appeal. The most that Combs and Soper's study indicates is that all teachers agree as to the proper words to use when attempting to describe what good teaching is and does not indicate any substantial agreement as to the meanings of these terms. The study does indicate that both good and poor teachers havethesame ability to use words correctly when describing a teacher in a positive way. 137 Combs's conclusion that the evidence of the research implies that we do not have to concentrate on helping students see more clearly what a good teaching relationship is must also be questioned. The study in no way evidences that students or anyone else knows what good teaching is. Combs indicates that colleges of teacher-education must begin to concentrate on five major areas of their “A. .‘nI‘II' . 1 students' perceptual field. It should be noted that the list on page 121 while supposedly not concerned with knowledge of what the good teaching relationship is like appear to be very much like kinds of knowledges of this $5.“ . relationship. Each area is very much involved in some particular domain of knowledge, and with the limited concern for epistemological considerations, it is difficult to see how perceptual theory would be a useful tool for the teacher of teachers in developing these very areas. Combs's mistake is that he has taken the perceptual field of the natural individual as his basic unit of analysis and has concluded that if we could only learn more about this field, we could better understand 1 individual behavior. The point is not that people do not have perceptual fields or that these fields are reasonible for behavior, but rather that individuals can not be understood solely in terms of these fields. The perceptual or better the conceptual.field of the natural person can only be understood in terms of the objects to 138 which it is related in terms of its cultural environment. The understanding of the behavior and acts of the natural person is to its core an epistemological problem and Combs's lack of consideration for these problems is the major weakness in both his psychological and social I theory. Combs's emphasis on the wide gap between knowing .4.‘.‘.‘:'_"1 's and behaving is essentially a worthwhile distinction as we do not always behave in the best way we know how. I always know better than I do, however, the proposal that this gap between knowing and behaving may be t bridged by concentrating on the perceptual fields of students is no solution at all. The reason why people do not behave as well as they know is that their willing to behave in a certain manner is directly involved with the nature of the institutional environment which wills itself that good intents can be realized in behavior. Thus, the major task of institutions of teacher-education is to enable its students to adequately conceptualize learning environments and this is a knowledge function. If we are to behave as well as we know, we must be able ~to objectively conceptualize these institutional orders so that the object orders of the institutions can be reordered to facilitate the desired behaviors. Inasmuch as values are basic determiners of the arrangement or order of objects in institutional environments, the prime problem of institutions of 139 teacher-education is a moral problem; that of determining a basis for ethical decision-making. The point cannot be too strongly made that this entails an objective ethical metatheory which can facilitate the ordering of institutions which can produce good behavior or acts. The metatheoretical base of perceptual theory assumes implicitly a position of ethical relativity which in no way enables us to go about the business of reordering teacher-training institutions or the society of which they are a part. The Language of Perceptual Theory as aFPositive Reinforcer -We have noted in our analysis of Combs's research on the helping relationship that both good and poor teachers were able to use the correct words in their description of the good teacher. It should also be noted that this is a concensual agreement in that it happens that our language uses certain words in certain ways. Austin would say. that they were agreeing to the pragmatic rules for the use of a word (rules which indicate that certain words or _phrases are to be used to perform a certain speech act such as questioning, praising, describing, etc.) in an illocutionary act rather than agreement on the syntactical or semantical rules. I would suggest that the language of perceptual theory conforms to the pragmatic rules for the description of good teaching and as such it becomes 1A0 very difficult not to agree to the pragmatic way in which it uses words. The theoretical use of words and phrases which are associated with the description of a "good" something tends to illicit agreement on the part of the listener. In that our language functions so as to consistently use certain words for certain types of speech acts, one can agree to the pragmatic use of the word without agreeing to or even considering the syntactical and wi. ‘.‘_ sematical use of the word. Thus, in terms of our considerations with perceptual theory it can be seen that there is a distinct possibility of agreement with its pragmatic use of words rather than the syntactical and semantical use which are more important to the theory as a scientific and philosophical theory. In his description of perceptual theory Combs uses the following words and phrases: "personal," "dynamic," "treatment-oriented view of behavior," "a psychology directly concerned with human perceptions beliefs and values," "a here-and-now psychology," and "a psychology concerned with face-to-face classroom relationships".35 It is indeed difficult to disagree with a theory which has these concerns. However, it is difficult to agree to the use of the theory as an epistemological enterprise 3513332, p. 58. 1A1 when there is little consideration given to these-concerns in the theory. In his description of the good teachers accurate beliefs and perceptions about people Combs uses the following phrases. The good teacher has 1. a general frame of reference that is internal rather than external. -1 2. a concern with people and their reactions rather than with things and events. a concern with the perceptual experience of people than with objective events. . the capacity to perceive others as having g the capacity to solve their own problems. the capacity to see others as friendly and enhancing. the tendency to see people as being of worth rather than unworthy. the tendency to see people as essentially trustworthy and dependable. 04‘ o‘ A" 7‘0"“..1 5W '..\4L ' NOW Again we can see that the phrases used have a great deal. of emotional appeal. It would be difficult to even understand the use of the words if they were stated in negative terms such as "untrustworthy", "unconcern", and "seeing others as unfriendly". It is indeed easy for students who do not have a disposition to be concerned about the syntactical and semantical aspects of a theory to basically agree that perceptual theory is what a theory should do and say things about teaching the way they should be said. I Perceptual theorists themselves should be very concerned about the implications the above considerations have for teacher-education. I noted earlier that it has 142 been my experience to see students and colleagues change as a result of their exposure to perceptual theory, and that their behavior did in fact change as a reault of this. I would now like to suggest that this change came not as a result of scientific power which the theory has but as an identification with the classroom orientation and procedures of those people they identify as being r7— supporters of a perceptual orientation to behavior. This may not have a good impact on what they eventually do in the classroom, and, in terms of perceptual theory, this cannot even be determined. I am personally i; pleased when my students emulate my calssroom behavior, yet I must be very wary as to whether or not this is good and the reasons for my deciding one way or the other. Students have a tendency to learn what their educational environments show to them if either or both the language patterns are pleasant and similar to what they are used to hearing or want to hear or the physical aspects of that environment are pleasant. As a positive reinforcer either in terms of the theory itself or the learning situation in which it is advocated, perceptual theory creates conditions which' train students rather than educate them. ~Students learn the behaviors which they identify with the system, however, the theory itself does not provide the 1&3 theoretical basis for the educating of these students in terms of its problem solving power.36 Conclusion The "self as instrument" approach to teacher- education can be a viable constructif this can be seen as necessitating an objectively valid conceptual system which can enable the person to understand the conditions T” for human action and his own capacities for action. The 1 individual and his conceptualization of his world is very important, however individuals cannot understand themselves or others apart from disciplined conceptual 2 systems. I find it difficult to see how perceptual theory provides the framework which can produce a viable conceptual system of the self as instrument in that it does not provide an adequate basis for the understanding of the self. A person is more than the sum of his perceptions and conceptualizations as these only find their meaning interms of the cultural environment of the individual. Effective programing for the educating of teachers must of necessity focus on the institutional and cultural 35It should be noted that only a small portion of EET_was analyzed. The reason why the remaining chapters were not subjected to a thorough analysis is that these chapters do not introduce any assumptions of import other .than is contained in the basic orientation which Combs provides in the book. An analysis of these chapters would prove to bring out and exemplify points which have already been dealt with at length. 1AA realities of the individual's existential situation if they are to produce people capable of handling and solving the pressing educational problems of the day. These institutions must provide an environment in which the present institutional orders can be adequately conceptualized and evaluated, and this means facing up to the moral issues involved in the social order. Traditionally teacher-education institutions have avoided the value problems which are basic to the very existence of the institutions. This avoidance cannot only be seen in what has been called "the competencies approach" to . teacher-education but also in more modern theories of teacher-education such as the perceptual-existential approach to the analysis of teachereeducation. 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