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This is to ceitify that the thesis entitled HEALTH PERFORMANCE CRITERIA FRAMEWORK FOR HOMES BASED ON “WHOLE HOUSE” AND “LEED” APPROACHES presented by GOPU GOPINATHAN PILLAI has been accepted towards fulfillment of the requirements for the MS. degree in Construction Management Program MéW Major Profesfl’s Signature Dec ~ é / Z? w E Date MSU is an Affirmative Action/Equal Opportunity Institution —....--i--—-a- HERA—RY Michigan State University PLACE IN RETURN BOX to remove this checkout from your record. To AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATE DUE DATE DUE DATE DUE i1; 59.6 .9 ,3 .08,“ 2/05 p:lClRC/DateDue.indd-p.1 HEALTH PERFORMANCE CRITERIA FRAMEWORK FOR HOMES BASED ON “WHOLE HOUSE” AND “LEED” APPROACHES By Gopu Gopinathan Pillai A THESIS Submitted to Michigan State University in the partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Construction Management Program 2006 ABSTRACT HEALTH PERFORMANCE CRITERIA FRAMEWORK FOR HOMES BASED ON “WHOLE HOUSE” AND “LEED” APPROACHES By GOpu Gopinathan Pillai Indoor air may be more polluted than outside air. Since Americans often spent most of their time indoors, Indoor Environment Quality (IEQ) has received much attention lately. IEQ problems often result in negative impacts to occupant health. Various physical, chemical and biological processes determine the fate of IEQ. IEQ problems can be attributed to negative interactions between building systems. “Whole House” approach promotes the idea that the home be viewed as a system composed of different components which work together, so that negative interactions between various building systems can be avoided. External environment is inextricably connected to the indoor environment. The “LEED” green building criteria utilizes the whole system approach, with the intent to minimize environment damage attributable to buildings; while enhancing occupant health, safety and comfort. Various health effects associated with IEQ in homes were analyzed and a Health Performance Criteria Framework was developed through research, by utilizing the “Whole House” approach and the “LEED” criteria. This framework will help in developing the criteria for an ideal “Whole House” that epitomizes the situation where all involved building systems work synergistically, thereby enhancing the health performance of the home and avoiding any negative interactions. ACKNOWLEDGEMENTS I am extremely grateful to Dr. Matt Syal for his continued support and guidance throughout the span of this thesis. I acknowledge that he literally hand molded much of my academic and personal growth during this period of time. I would like to thank Dr. Joanne Westphal for sharing her expertise in human health. I also wish to acknowledge the support and guidance of Dr. Tariq Abdelhamid. I would like to acknowledge my family, especially my mother, Geetha Pillai and father, Gopinathan Pillai for their love and support. I would like to thank Mallik Chaganti, Lori Swarup and Jimish Gandhi for their encouragement and advice when I started working on this thesis. Finally I am grateful to Shilpi Mago and Parth Kembavi for their assistance and support. iii - TABLE OF CONTENTS CHAPTER 1 INTRODUCTION 1.1 Overview ...................................................................................... 2 1.2 Need statement ............................................................................... 5 1.2.1 Indoor environment and human health ........................................... 6 1.2.2 Physical, chemical and biological processes in the indoor environment... 10 1.2.3 Green buildings .................................................................... 10 1.2.4 “Whole House” and building systems integration ............................ 12 1.2.5 Need for health performance criteria framework for homes ................ 13 1.3 Goal and objectives ........................................................................ 14 1.3.1 Objectives .......................................................................... 14 1 .4 Methodology ................................................................................ 14 1.4.1 Objective 1 .......................................................................... 14 1.4.2 Objective 2 ......................................................................... 15 1.4.3 Objective 3 ......................................................................... 16 1.5 Research scope and uniqueness .......................................................... 17 1.6 Research outcomes ......................................................................... 18 1.7 Summary .................................................................................... 18 CHAPTER 2 LITERATURE REVIEW 2.1 Introduction ................................................................................. 21 2.2 Results of prior NSF research ............................................................. 21 2.3 Indoor Environment Quality .............................................................. 23 2.3.1 Indoor Air Quality ................................................................. 24 2.3.1.1 Indoor air pollutants ...................................................... 24 2.3.2 Temperature ........................................................................ 32 2.3.3 Humidity ........................................................................... 32 2.3.4 Ventilation ......................................................................... 33 2.3.5 Lighting ............................................................................ 34 2.3.6 Noise ................................................................................ 34 2.4 IEQ and health effects ..................................................................... 35 2.4.1 Health effects of indoor air pollutants .......................................... 35 2.4.2 Health problems caused by biological air pollutants ......................... 35 2.4.3 Sick building syndrome .......................................................... 37 2.4.4 Planning, design and construction measures to improve occupant health ................................................................................ 38 2.5 The “Whole House” approach ............................................................ 39 2.5.1 The “Whole House” roadmap ................................................... 40 2.5.2 The PATH concept home ......................................................... 41 2.6 Green design and construction ............................................................ 42 iv 2.6.1 Sustainable development and the green building concept ................... 43 2.7 Summary .................................................................................... 43 CHAPTER 3 TOOLS AND TECHNIQUES 3.1 Overview ..................................................................................... 46 3.2 “Whole House” design and evaluation .................................................. 46 3.2.1 “Whole House” performance calculator ........................................ 48 3.2.1.1 The Battelle method ...................................................... 49 3.2.1.2 Structure of the “Whole House” calculator ........................... 50 3.2.1.3 Sample calculation with “Whole House” calculator ................. 53 3.2.2 “Whole House” performance criteria framework ............................. 55 3.2.2.1 Sample application of “Whole House” performance criteria ...... 57 3.3 Evaluation of health impacts of buildings .............................................. 59 3.3.1 Health impact matrix for planning, design and construction of built environment ........................................................................ 59 3.4 Green building design and evaluation ................................................... 60 3.4.1 LEED-NC green building rating system ....................................... 65 3.4.1.1 Sustainable sites .......................................................... 67 3.4.1.2 Water efficiency .......................................................... 68 3.4.1.3 Energy and atmosphere .................................................. 70 3.4.1.4 Materials and resources .................................................. 72 3.4.1.5 Indoor environmental quality ........................................... 73 3.4.1.6 Innovation and design process .......................................... 75 3.4.2 LEED-H green homes rating system ........................................... 76 3.4.2.1 Indoor environmental quality ........................................... 77 3.5 Analytic Hierarchy Process (AHP) ...................................................... 82 3.6 Summary .................................................................................... 83 CHAPTER 4 HEALTH PERFORMANCE CRITERIA FRAMEWORK 4.1 Overview. .' .................................................................................. 86 4.2 Health matrix based on LEED requirements ........................................... 87 4.2.1 The LEED-NC health matrix .................................................... 88 4.2.2 The LEED-H health matrix ...................................................... 89 4.3 Health impacts of green buildings on occupants ....................................... 89 4.3.1 Relevant physical, chemical and biological interactions and processes. . .92 4.3.2 Health performance attributes ................................................... 92 4.4 ' Defining building systems ................................................................ 93 4.4.1 Health performance goals ........................................................ 94 4.4.2 Building systems Desi gn/Construction/Integration strategies ............... 96 4.5 Health performance criteria framework ................................................. 97 4.5.1 Structure of health performance criteria framework .......................... 99 4.5.2 Scoring system for the health performance criteria framework. . . . . . . . 100 4.6 Summary ................................................................................... 104 CHAPTER 5 FEEDBACK AND CASE STUDY APPLICATIONS 5.1 Overview ................................................................................... 107 5.2 Sample “Health Performance Criterion” ............................................... 107 5.3 Scoring system for the sample criterion ................................................ 109 5.3.1 Relative weights of building systems and health performance attributes ........................................................................... 109 5.4 Case study applications .................................................................. 114 5.4.1 LEED assumptions ............................................................... 114 5.4.2 Site built home ................................................................... 116 5.4.3 Factory built home ............................................................... 1 19 5.4.4 Hybrid home ..................................................................... 120 5.4.5 Comparison of the criterion application on three case studies. . . . . . ..121 5.5 Feedback on the health performance criteria framework ........................... 124 5.5.1 First stage feedback — general observations .................................. 124 5.5.2 Second stage feedback — general observations .............................. 125 5.6 Summary ................................................................................... 127 CHAPTER 6 SUMMARY AND CONCLUSIONS 6.1 Overview ................................................................................... 129 6.2 Summary ................................................................................... 132 6.2.1 Objective 1 ........................................................................ 132 6.2.2 Objective 2 ........................................................................ 133 6.2.3 Objective 3 ........................................................................ 135 6.3 Conclusions and inferences .............................................................. 138 6.4 Areas of future research .................................................................. 140 APPENDICES ..................................................................................... 144 APPENDIX A - “Whole House” Performance Criteria Framework ........................ 145 APPENDIX B — LEED-NC Checklist .......................................................... 150 APPENDIX C — THE LEED-NC Health Matrix .............................................. 153 APPENDIX D — THE LEED-H Health Matrix ................................................ 197 APPENDIX E — Case study application: Site built home ..................................... 215 APPENDIX F - Case study application: Factory built home ................................ 228 APPENDIX G — Case study application: Hybrid home ...................................... 237 REFERENCES .................................................................................... 246 vi LIST OF FIGURES Figure 1.1: Research effort and related topics .................................................... 5 Figure 1.2: Relationship between design of homes and health/comfort of occupants .............................................................................. 6 Figure 4.1: Model for generating health performance goals and building systems D/C/I strategies ............................................................................. 97 Figure 4.2: Health Performance Criteria Framework - Health performance goals. . . . . ...101 Figure 4.3: Health Performance Criteria Framework - Building systems D/C/I strategies ............................................................................. 102 LIST OF TABLES Table 3.1: Whole House Performance Criteria Framework (Swamp 2005) ................ 56 Table 3.2a: Factors of built environment ......................................................... 61 Table 3.2b: Factors of built enviromnent — Causative factors ................................. 62 Table 3.2c: Factors of built environment — Health effects ...................................... 63 Table 3.3: LEED credit system for Indoor Environment Quality (LEED-NC 2.1). . . .66 Table 4.1: LEED-NC health matrix ............................................................... 90 Table 4.2: LEED-H health matrix ...................................................................................... 91 Table 4.3: Framework for generating health performance goals and building systems D/C/I strategies ...................................................................... 98 Table 5.1: Scale of relative importance for pair-wise comparison (Dey 2002). . . . . . . . ....104 Table 5.2: Matrix of comparison for building systems affecting IAQ ..................... 105 Table 5.3: Normalized matrix for building systems affecting IAQ ......................... 106 Table 5.4: Relative weights for building systems affecting IAQ ............................. 106 Table 5.5: Adjusted relative weights for building systems affecting health performance attributes ................................................................................ 107 Table 5.6: Adjusted relative weights for attributes affecting the health performance of a home .................................................................................... 107 Table 5.7: Comparison of health performance scores for case study homes ............... 115 vii CHAPTER 1 INTRODUCTION 1.1 Overview Research fimded by National Science Foundation [NSF] and other sponsoring agencies at Michigan State University [MSU] and Purdue University focused on improving the efficiency of housing production process and housing production facility. Emphasis was placed on various aspects of the production process, facility layout and material supply chain, with the overall goal of being able to produce homes, faster at lower costs and with high quality (Senghore 2001, Hammad 2001, Chitla 2002, Barriga 2003, Syal et a1 2002, Hammad 2003, Jeong 2003, Barshan 2003, Banerjee 2003, Sabharwal 2004). However, lately the focus is shifting towards the very design of house itself and the interactions of building systems. This logical transition is a part of the national trend known as the “Whole House” approach (PATH 2001, PATH 2003, Swarup 2005). The “Whole House” approach is rooted on the idea of “systems thinking” in design, construction and maintenance of homes. The involvement of large number of trades in home building causes each building system to be dealt in isolation and discreetly optimized, resulting in negative interactions among them. Systems fail to function efficiently leading to development of deficiencies in the performance of home. In order to solve this problem researchers are focusing on the interactions between various building systems and integration possibilities between them, with the objective of improving the overall performance of homes ( O’Brien et a1. 2005, Swarup 2005). The “Whole House” approach views the home as a system composed of different components that must work together. The challenge is to use the synergies among building systems to better the performance of the home. According to the “Whole House roadmap,” the “Whole House” approach is based on “Total systems integration, which leads to (1) an understanding of the impact of various systems on other aspects of the house and, (2) use the understanding of the impact of systems interactions, for better future designs with the goal of both avoiding unintended negative interactions and improving performance without increasing cost” (PATH 2003). Performance attributes and expectations from a home may vary according to individual requirements and broadly refers to the characteristics that the design of a home must achieve to be considered as a “Whole House” (Swarup 2005). Occupant health is an important performance expectation that has received much attention lately. Various studies point to the effects of the design of a home on the health of its occupants (Levin 1989, Fisk et al 2002). Indoor air quality (IAQ) is considered to be a critical part of the residential occupant health performance (DoH, Washington 1999). Though several reasons can be attributed to the decline in indoor air quality, the major cause can be traced back to isolated optimization of building systems to achieve energy efficiency (Bass eta12003). During the 1970’s, the cost of energy increased by almost ten times due to the energy crisis, triggering research and development initiatives focusing on energy conservation and better envelope design. Most of these initiatives concentrated on saving energy by decreasing ventilation, thereby reducing the amount of outside air that needs to be heated or conditioned. Reduced ventilation together with increasing use of synthetic building materials has led to a rise in concentrations of indoor pollutants and associated health implications (DoH Washington 1999). These factors, combined with less than optimal performance in temperature comfort, humidity control, lighting, acoustics and ergonomics has the potential to seriously undermine the indoor environmental quality (IEQ) of homes. Research has associated indoor environmental quality with occupant health and comfort (Fisk 2005, Wood 2003). The adoption of the “Whole House” approach can assist in the understanding and subsequently, improving the health and environmental performance of homes. Indoor environmental quality is intrinsically related to the quality of external environment and the impact of buildings on the overall environment needs to be understood in a proper perspective. The concept of ‘Green Buildings” promotes the idea of sustainable buildings with limited environmental and human health impacts. The United States Green Building Council (USGBC) has developed the Leadership in Energy and Environmental Design (LEED) green building rating system to rate this category of buildings. The “LEED” criterion has separate provisions for new construction (LEED- NC), homes (LEED-H) and neighborhood development (LEED-ND). Green buildings purportedly have environmental, economic, health and safety benefits associated with both the external and internal environs of a building (U SGBC 2005). Figure 1.1 shows all the topics that are relevant to this research effort —- health performance of homes, physical-chemical-biological processes related to Indoor Environment Quality, the Green Building concept and the “Whole House” Approach. Health Performance Physical-Chemical- of Homes Biological Processes & IEQ I I I I I I g I I I I I I I I : Research Effort I - : I I I I II I I I I I '| Green Building “Whole House" Concept Approach Figure 1.1: Research effort and related topics 1.2 Need statement Current research is pointing towards the fact that indoor air may be more polluted than outside air (DoH, Washington 1999). This is exacerbated by the fact that Americans ofien spent most of their time indoors, in the artificial controlled environments of buildings (Klepeis et al. 2001). National Institute for Occupational Safety and Health (NIOSH) investigators have found Indoor Environment Quality (IEQ) problems caused by ventilation system deficiencies, overcrowding, off gassing from materials in the office and mechanical equipment, tobacco smoke, microbiological contamination, and outside air pollutants. NIOSH researchers have also found comfort problems due to improper temperature and relative humidity conditions, poor lighting, and unacceptable noise levels, as well as adverse ergonomic conditions, and job related psychosocial stressors (NIOSH 2005). All these factors can lead to significant health issues. Many of these factors can be attributed to negative interactions between building systems and can be solved through the systems integration approach. Figure 1.2 shows the relationship between design of homes and the health and comfort of occupants. Indoor Environmental Quality (IEQ) .IIIIIIIIIIIIIIIIIIII‘ - Indoor Air : Quality : : -Thermal Comfort 5 2 -Humidity Control : Health, Design of ‘ “Ventilation : ‘ Safety. Homes 5 Effectiveness : Comfort of : ILighting : occupants : -Acoustics : : -Ergonomics E Figure 1.2: Relationship between design of homes and health/comfort of occupants There is a definite need for research to analyze health effects associated with indoor environmental quality in the framework of physical, chemical and biological processes involved; and find solutions by utilizing the “Whole House” approach and the “LEED” criteria. Various aspects related to indoor environment, driving processes, the green building concept and “Whole House” approach, which have implications for occupant health are covered in the following sections. 1.2.1 Indoor environment and human health From 1992 through 1994, the US. Environmental Protection Agency (EPA) conducted the probability-based National Human Activity Pattern Survey (NHAPS). The results showed that Americans spent, on average, 87% of their time indoors. This was broken down into 69% of the time at home and 18% of the time indoors, but not at home including work, bar, school, shopping, church, restaurant, and various other microenvironments. Also sociological studies suggest that the time Americans spend indoors has remained fairly uniform over the past few decades (Klepeis et a1. 2001). The importance of these studies lies in the fact that a majority of our lives are spent in the artificial controlled environments of buildings, particularly homes. So it is imperative that the indoor environment be designed to avoid negative effects on occupant health and to enhance their wellbeing. In July 1976, a mysterious acute respiratory illness - Legionnaires disease - struck 182 delegates to an American Legion convention in Philadelphia. The cause was later found to be a strain of bacteria called Legionella pneumophila, found in close proximity of stagnant water zones inside buildings. Highly publicized issues like the Legionnaires disease and Sick Building Syndrome (SBS), brought health effects associated with buildings, to the attention of research community (LHC 1990). Some other common negative health effects associated with buildings includes: allergy, asthma, chest infections, eye problems, headache, hypersensitivity pneumonitis, humidifier fever, lethargy, nasal problems, nausea, dizziness, respiratory infections, skin problems and throat problems. Some of the chemical contaminants found inside buildings are known carcinogens (e. g., radon). Indoor environment quality problems can also result in stress and mental fatigue. The acute problems associated with stress include headaches, digestive disorders, fatigue and lethargy, sleeping problems, skin disorders and reduced immunological response. Fluctuations in some components of indoor environment like temperature and humidity can lead to feelings of discomfort (LHC 1990). Most of these impacts on occupant health can be directly attributed to decline in indoor environment quality [IEQ] (Fisk 2005, Fisk 2002, EPA 1994, LHC 1990). IEQ takes into account aspects of Indoor Air Quality (IAQ), indoor temperature, humidity, ventilation, lighting, acoustics and ergonomic design. Reductions in adverse health effects associated with Indoor Environmental Quality can lead to possible productivity gains and savings in comparatively higher health care costs. The annual cost associated with respiratory infections in the US. is approximately $64 billion. It is suggested that building and ventilation characteristics can influence the rates of respiratory disease by a factor of approximately 1.2 to 2. The annual cost associated with allergies and asthma is about $13 billion in United States. This includes both direct medical expenditures and indirect costs, e.g., loss of work. Control measures can be targeted at the homes or offices of susceptible individuals, which can result in a 10% to 30% reduction in symptoms and associated costs. With this estimate, the materialized annual savings would be $1 billion to $4 billion. Responses to Sick Building Syndrome (SBS) have included costly changes in the building or in some cases have lead to costly litigation. It is estimated that the productivity decrease caused by SBS equals 2%. As SBS is primarily associated with office buildings and the annual gross national product of office workers was approximately $2.5trillion in the 1990’s, the estimated annual cost of SBS is $50 billion (Fisk & Rosenfeld 1997). Buildings are complex environments, which can trap and concentrate pollutants as well as generate them. Nearly all materials used in buildings shed particles or give off gases, particularly when new. Outside pollutants also find their way into buildings through air intakes and inadequate filtering systems. Airborne pollutants can be either chemical or biological in nature. When air monitoring for any of these substances is carried out, levels are likely to be below those considered to be 'acceptable' or 'safe'. However, little is lmown about the health effects of long-term exposure to low levels for many of these chemicals and some people are sensitive to extremely low concentrations of toxic agents. Temperature, humidity and air movement are also main factors influencing comfort and these factors often interact. For example, if the air is very humid, the temperature appears to be warmer than it would be in drier air (LHC 1990). Temperature and humidity conditions also play a critical role in the grth of mold and off gassing from building materials (EPA 2005). Lighting is significantly associated with indoor environment quality. Glare, flicker, lack of contrast, inadequate illumination or unsuitable spot lighting can all lead to health problems and discomfort. Conventional white fluorescent lighting should be replaced with non-fluorescent lighting and as much daylight as possible since it is likely to cause eyestrain and headaches. Noise is another factor that people find particularly stressful in indoor environments. Noise that is too loud for comfort is intrusive whether it is a single, unexpected sound or a continuous one (LHC 1990). Since health performance of homes is associated with the above mentioned aspects of Indoor Environment Quality, it is imperative that they should be studied in detail. 1.2.2 Physical, chemical and biological processes in the indoor environment Various physical, chemical and biological processes determine the fate of IAQ, indoor temperature, humidity, ventilation, lighting and acoustical aspects of IEQ in buildings. Physical processes like air flow, air mixing and energy transfer across envelope induce changes in temperature, humidity ventilation effectiveness and airborne level of indoor pollutants. Chemical interactions involving sorption, volatilization and dissolution processes, hydrolysis, photolysis, redox reactions etc. have substantial effect on concentration of chemical pollutants in indoor air (ESP 2005, Arens & Baughman 1996a). Condensation process and microbial growth often decides the fate of biological pollutants. Many of these processes are often interrelated and the effects they cause are a result of combined action. For example, thermal and vapor pressure gradients across envelope can lead to condensation, which often results in microbial growth that produces biological pollutants (Arens & Baughman 1996b). The various interactions between building systems and the physical, chemical and biological processes associated with them should be studied first, in order to better understand the issue of health performance of homes. 1.2.3 Green buildings Indoor environment quality cannot exist in isolation since it is intrinsically related to the quality of the external environment (LEED 2003).‘So it is necessary to consider the impact of buildings on the external enviromnent, while planning for a healthy indoor environment. Buildings can play an important role in deciding the fate of the environment ‘ ‘ o I by reducing the negative impacts. US constructlon market represents 20% of the national 10 economy. Buildings represent 39% of US. primary energy use and 12.2% of all potable water use. Buildings are major contributors to global warming since about one quarter ('A) of the increase in carbon dioxide in the atmosphere is attributed to the building sector worldwidei It is estimated that buildings use 40% of raw materials globally. Also building construction often results in destruction of natural areas and biodiversity. According to EPA, building related construction and demolition generated 136 million tons of debris in a single year in United States (GBFS 2005). " Residential building industry alone accounts for 20% of all energy consumption in United States (Koeleian et al. 2005):. (On average, a home built between 1990 and 2001 consumed about 12,800 kWh per year for space and water heating, cooling, and lights and appliances. Total energy expenditures during a year cost these homeowners about $1,600. The mean per capita indoor daily water use in today’s homes is slightly over 64 gallons (NAHB 2004). It is evident that the impact of buildings, particularly housing industry, on the environment is substantial. If the grth pattern continues like this, it can result in serious environmental consequences and depletion of finite resources. The Green building concept addresses these issues and strives to significantly reduce the negative impact of buildings on the environment (LEED 2005)‘. ASTM defines a green”; building as — “a building that provides the specified building performance requirements while minimizing disturbance to and improving the functioning of local, regional, and global ecosystems both during and after its construction and specified service life” (ASTM 2005).VThe “LEED” green building criteria utilizes the whole system approach, 11 with the intent to minimize environmental damage attributable to the built environment, while enhancing occupant health, safety and comfort (LEED 2005 a). Study of “LEED” criteria was utilized in the development of health performance criteria framework for homes. 1.2.4 “Whole House” and building systems integration Due to several reasons including fragmentation of the industry, availability, or lack thereof, of new techniques and a large number of trades involved in the building process, it is difficult to affect change in a complex industry such as home building. Assimilation of new technology is slow and the industry has remained unchanged for a large period of time. Therefore, the inherent inefficiencies, which are inbuilt into the production process, remain. Each building system is dealt with separately such that there are inevitable negative interactions among them. In order to combat this trend, systems integration techniques must be adopted (PATH 2001). The “Whole House” approach promotes the idea that the home be viewed as a system composed of different components which work together (Swarup 2005). It is the author’s opinion that many of the negative health effects associated with indoor environments can be attributed to negative interactions between various building systems. There is a need to explore the potential of the “Whole House” approach in improving the indoor environment quality, with associated occupant health and comfort benefits. 12 1.2.5 Need for health performance criteria framework for homes Previous research in the “Whole House” domain concentrated on developing a broad criteria framework and rating system for designing and evaluating the performance of homes based on the building systems integration approach. These researchers have stressed the need for expanding this research domain by including health and IEQ aspects related to housing (Swarup 2005, O’Brien et al. 2005). Due to limited scientific effort within the area of indoor environment quality as it relates to design and construction of buildings and also, due to the fact that research on indoor environment and health involves many scientific disciplines and not often reflected in the literature, there is a deficiency of knowledge in this area as it applies to buildings and housing. There are a few multidisciplinary studies that are mainly done with an emphasis on one or a few disciplines, and the peer-review process in scientific journals mostly uses expertise fiom mainly one discipline. Published studies are thus often excellent in one or few disciplines but can have major flaws in other, equally important disciplines (Sundell & Nordling 2003, Bomehag et a1 2004). Multidisciplinary studies within the framework of building systems integration and environment responsive design should address these deficiencies. There is a definite need for developing a health performance criteria framework for homes by incorporating the “Whole House” approach, the LEED criteria and the understanding of the physical, chemical and biological processes in the indoor and exterior environment. 13 1.3 Goal and objectives Goal: To develop a framework for the design and construction of healthy homes. The framework is intended as a tool for the development of criteria that will ensure the health performance during the design and construction of homes. 1.3.1 Objectives 1. To define the attributes of a healthy home with focus on IEQ. 2. To explore “Whole House” and “LEED” approaches for health impacts. 3. To develop a health performance criteria framework for homes. 1.4 Methodology The proposed research was comprised of the following steps. Each research objective indicated above is associated with one or more of the steps as described below. 1.4.1 Objective 1: Define the attributes of a healthy home with focus on Indoor Environmental Quality (IEQ)- Step 1: Literature review of all four aspects related to the research. 1. “Whole House” and building systems integration. 2. “LEED” green building criteria. 3. Health impacts associated with Indoor Environmental Quality (IEQ). 4. Physical, chemical and biological interactions in buildings, related to occupant health. 14 Step 2: Identify attributes that define Indoor Environmental Quality (IEQ). Literature review of health impacts associated with IEQ and associated physical, chemical and biological interactions aided in identifying the attributes that determine the quality of the indoor environment. 1.4.2 Objective 2: To explore “Whole House” and “LEED” approaches for health impacts. Step 3: Define all applicable building systems. All relevant building systems/sub systems were defined through literature review. Step 4: Review health impacts of “LEED” criteria. Literature study was conducted to identify the health impacts of LEED criteria related to: a. LEED for new construction. b. LEED for homes, with emphasis on indoor environment quality. Step 5: Develop a framework for associating health impacts related to Indoor Environment Quality (IEQ) with physical, chemical, biological interactions in the indoor environment, and relevant attributes of IEQ. This framework was developed with an intention to effectively link health effects associated with Indoor Environment Quality with physical, chemical and biological interactions and attributes of IEQ. This step is only relevant for attributes that can be controlled from a design point of view. Step 6: Establish a model for generating systems integration strategies to improve the health performance of homes. This model will allow the user to generate or choose strategies involving the integration 15 of various building systems, to improve the health performance of a home. The user can make informed physical decisions regarding the integration when two or more building systems need to be integrated with each other in order to improve performance related to a particular attribute of IEQ. 1.4.3 Objective 3: Develop a health performance criteria framework for homes. The format for the framework was based on the one developed for “Whole House” performance (Swarup 2005). The existing format was expanded to incorporate the health performance scoring system. Step 7: Explore expansion potential of the existing “Whole House” performance criteria framework to include health performance. This step involved the integration of health performance into the existing “Whole House” performance criteria framework. Step 8: Frame a scoring system for evaluating health performance. This scoring system will help to evaluate the capability of each systems integration strategy to maintain an ideal indoor environment. The system integration strategies were scored against the attributes that determine the quality of indoor environment. Step 9: Case study application of the scoring system for health performance and development of an example criteria. The scoring system was applied to three case study homes to verify its effectiveness in assessing the health performance. An example criterion was formulated to demonstrate the usage of the framework. 16 Step 10: Feedback and finalize the health performance criteria framework. Feedback on the health performance criteria fiamework was obtained through interviews with researchers and industry professionals involved in healthy and sustainable housing initiatives. Necessary changes were incorporated and the framework was finalized. 1.5 Research scope and uniqueness The proposed research addressed the issues related to health and environmental performance of homes from the “Whole house” and LEED perspectives. Both performance topics are too extensive, and in order to make this thesis feasible at a Masters Thesis level, the environment performance issue is addressed with focus on the IEQ aspects. The research concentrated on the study of controllable attributes of an indoor environment (e.g., indoor air quality, temperature). The factors that influence indoor environment, but which cannot be controlled from a designer’s point of view (e.g., outdoor air quality, occupant behavior), were addressed generally. Design solutions for them were proposed based on the author’s knowledge of the topic. The author acknowledges the fact that social and economic factors can influence the indoor environment in a variety of ways, but these were not included in the proposed research. Literature review has revealed that only a limited number of studies have tried to address the health issues associated with indoor environment from a physical/chemical/biological Process perspective as it relates to building design and construction. For example, in Order to understand the humidity related health effects; it is beneficial to consider the life CyCle of causative organisms in the context of the buildings (e.g., properties of surface 17 materials, mechanical systems and operation schedules and surrounding climate). Further this research is unique in the sense that not many studies have concentrated on solving indoor environment quality issues through the frame work of “building systems integration” during the design and construction of buildings. 1.6 Research outcomes The outcomes of this research are as follows: 1. Definition of attributes of a healthy indoor environment. 2. Organization of literature related to health effects associated with indoor environment quality (IEQ) and related physical, chemical and biological interactions. 3. Framework for criteria development for health performance of homes based on “LEED” and “Whole House” approaches, with an example rating system. 1.7 Summary This research focused on the health and comfort effects associated with indoor home environment. Given that the indoor environment cannot exist in isolation from the exterior environment, the research also addressed the issue of environmental performance 0f buildings. The issue of indoor environment quality was analyzed within a framework 0f physical, chemical and biological issues involved. This seems the most appropriate approach because the attributes that define the indoor environment are interrelated. Detailed study of these driving processes aided in a better understanding of potential Indoor environment issues. The solutions for indoor environment quality issues were 18 discussed from the perspective of “Whole House” approach. This is a creditable approach to adopt, because the root causes of many of the indoor environment issues may be traced back to negative interactions or lack of integration between involved building systems. The results from the research was consolidated and utilized to develop a framework for criteria development for healthy indoor environments. 19 CHAPTER 2 LITERATURE REVIEW 20 2.1 Introduction This research is a continuing academic exploration, in the area of housing set out by the National Science Foundation in the form of research grants awarded over the past 5-6 years. Previous research focused on improving the housing production process, housing production facility design and the criteria framework development for the “Whole House” approach. Here, the attempt is to address the health aspects of housing from building systems integration, and green design and construction perspectives. The following chapters review the body of literature relevant to this area including indoor environmental quality, associated health effects, the “Whole House” approach and green design and construction. 2.2 Results of prior NSF research Until the National Science Foundation (NSF) intervened, limited research work had been completed in the area of manufactured housing. NSF has funded two projects so far (NSF-CMS 0080209 and NSF-CMS 0229856) at Michigan State University and Purdue University/University of Cincinnati to focus on manufactured housing production, facility layout, and material supply chain process, along with an effort to define “whole house” production (Syal et a1 2004). The first research project focused on modeling the manufactured housing production and material flow process and developing simulation models to identify the bottlenecks in this process with fiirther explorations into preliminary aspects of production facility layout. The following theses and reports were PTOduced as a part of this research project and other related research efforts, at Michigan State University and Purdue University/University of Cincinnati. 21 Production and Material Flow Process Model for Manufactured Housing Industry (Senghore 2001) Simulation Modeling for Manufactured Housing Processes (Abu Hammad 2001) Performance Assessment Of Planning Processes During Manufactured Housing Production Operations Using Lean Production Principles (Chitla 2002) Facilities Design Process of a Manufactured Housing Production Plant (Mehrotra 2002) Manufactured Housing Industry: Material Flow and Management (Barriga 2003) Manufactured Housing Trends and Building Codes (Syal et a1 2002) The second research project consisted of two parts. The first part focused on aspects of production facility layout and supply chain management. The following theses and reports were produced for this research effort. Decision Support System (DSS) for Manufactured Housing Production Process and Facility Design (Abu Hammad 2003) Supply Chain Analysis and Simulation Modeling for the Manufactured Housing Industry (J eong 2003) Methodology for Evaluating and Ranking Manufactured Houses based on Construction Value (Barshan 2003) Material Flow based Analysis of Manufactured Housing Production Plant Facility Layout (Banerj cc 2003) 22 I Integration of Production process and Material flow by developing alternative component assemblies in order to produce homes at lower costs within the factory (Sabharwal 2004) The second part consisted of investigating the home as a designed product and finding ways to improve the design process, so that it can complement the production process. “Whole House” criteria and hybrid house design were explored as a part of this effort. The following theses were produced from this research effort: I “Whole House” Performance Criteria Framework and its Application (Swarup 2005). I Alternative Housing Systems: The Hybrid Home (Garcia 2005) This thesis is also a part of the same research effort. 2.3 Indoor Environment Quality National Institute for Occupational Safety and Health (NIOSH) investigators have found IEQ problems caused by ventilation system deficiencies, overcrowding, off gassing from materials in the office and mechanical equipment, tobacco smoke, microbiological contamination, and outside air pollutants. NIOSH has also found comfort problems due to improper temperature and relative humidity conditions, poor lighting, and unacceptable noise levels, as well as adverse ergonomic conditions, and job related psychosocial stressors (NIOSH 2005). Based on these findings the parameters for indoor environment quality are categorized into seven topics in this study: Indoor air quality, temperature, humidity, ventilation, lighting, noise and ergonomics. 23 2.3.1 Indoor Air Quality The National Health and Medical Research Council defines indoor air as the air within a building occupied for a period of at least one hour by people of varying states of health. Indoor air quality is now considered a significant residential health issue. Current research is pointing towards the fact that indoor air may be more polluted than outside air. Several reasons are attributed to this phenomenon. During the seventies the cost of energy increased by almost ten times due to the energy crisis, triggering research and development initiatives focusing on energy conservation and better envelope design. All these initiatives concentrated on saving energy by decreasing ventilation, thereby reducing the amount of outside air that needs to be heated or conditioned. Reduced ventilation together with increasing use of synthetic building materials has led to a rise in concentrationsiof indoor pollutants and associated health implications (DoH, Washington 1999). NIOSH has categorized problems associated with poor indoor air quality into (Georgia Tech 1997): I Inadequate ventilation - 53% of cases I Inside contaminant source - 15% of cases I Outside contaminant source - 10% of cases I Microbial growth - 5% of cases I Building materials - 4% of cases 2.3.1.1 Indoor air pollutants (DoH, Washington 1999). Indoor air pollutants can be divided into two broad categories - chemical and biological. 24 Chemical pollutants 1. Volatile Organic Compounds (VOC), Polycyclic Aromatic Hydrocarbons (PAH) Concentrations of many VOCs are consistently higher indoors than outdoors. A study by the EPA, covering six communities in various parts of the United States, found indoor levels up to ten times higher than those outdoors — even in locations with significant outdoor air pollution sources, such as petrochemical plants (EPA 1987). Product use (e.g.: chemicals, air fresheners etc.) and occupant activities (e.g.: cooking, smoking) significantly influence the indoor VOC and PAH concentrations and emissions (Van Winkle and Scheff 2001).Temperature influences the emission rate of VOC from indoor materials and products. There are three phases for VOC emissions: the diffusion within the material to the surface, the desorption from the surface and finally the evaporation from the surface. All these processes proportionally increase with the temperature. Additional VOC emissions may result from accelerated chemical reactions due to increase in temperature. Indoor materials may be exposed to higher temperatures than indoor air temperatures due to solar irradiation or floor heating (e. g: carpets, floor tiles) (Van der wal et al. 1997). 1. Formaldehyde: Formaldehyde is a colorless, flammable gas with a pungent odor. The major sources of pollution in residences are building materials containing phenol, urea, thiourea or melamine resins. They are found in plywood, glues used in furniture construction, carpets and vinyl attachments. High relative humidity and increased temperatures trigger the degradation of resins containing formaldehyde leading to out-gassing. Negative health effects include irritant effects, sensitization and carcinogenicity and asthmatic conditions (DTIR 1995). NIOSH recommends a 0.1 25 2. PPM 15 minute ceiling. Selecting low-VOC products can prevent the problems associated with formaldehyde. Other preventive measures are sealants and fumigation treatments. Nitro-cellulose varnish or water-based polyurethane can be used to coat the materials emitting formaldehyde, thereby sealing the source. The final step should be ventilating with fresh air to dilute the presence of chemical in indoor air (Southface 2002). Asbestos Asbestos containing materials may be present in residences constructed prior to 1977. The most probable locations are old pipe and furnace insulations, vinyl floor tiles, textured paints, roofing materials and home siding. Improper removal and handling of the material aggravates contamination. Asbestos is a known carcinogenic. It can also cause a lung disease called asbestosis. Safe level of exposure for asbestos has not been established. Source removal is the primary control technique to prevent contamination. Damaged areas can also be sealed with heat resistant paints and sealers. Radon Radon gas is a naturally occurring radioactive element found in soils and rocks. It is chemically inert, odorless and colorless. It enters the building through cracks or joints in concrete slabs, sump pits and floor drains. Houses that are built directly on or in the ground have a higher potential for problems. The limit to radon exposure is established as four pico-Curies per liter (4 pCi/l). The primary health effect is the risk of cancer. Sealing radon entry points with appropriate caulking material and covering sumps and drains can reduce contamination. Improved basement or crawlspace 26 ventilation can also significantly reduce the levels of radon. Mitigation systems are available in the market for serious radon problems (Southface 2002). Carbon monoxide (CO) Carbon monoxide is a colorless, odorless gas which is a combustion by-product. The main sources of indoor C0 are fumaces, fireplaces, tobacco smoke and automobiles in garages. CO’s affinity to bind with hemoglobin, the oxygen-carrying molecule in human blood, is 250 times greater than oxygen. So even low airborne concentrations and long exposure times can result in CO poisoning. The National Ambient Air Quality Standard establishes CO exposure levels at 9 PPM averaged over an eight- hour period, or 35 PPM averaged over one hour. Health effects include headache, dizziness, nausea, unconsciousness, and in severe cases death. Maintaining good ventilation is the primary preventive measure for CO pollution. Active mechanical ventilation for fuel burning appliances can also reduce exposure. CO alarms can warn occupants when carbon monoxide levels become unsafe. Good tight construction practices (enve10pe and duct systems) can block out carbon monoxide from garages (Energy star 2005). Carbon Dioxide Though not considered as a pollutant, it can affect the general comfort of occupants. Carbon Dioxide is a by-product of respiration and combustion. In order to maintain occupant comfort, indoor levels of carbon dioxide should be preferably below lOOOPPM. The effectiveness of ventilation system will be reflected in the indoor levels of carbon dioxide (DTIR 1995). 27 6. Nitrogen Oxides These are highly toxic and irritating gases mainly emanating from gas burning appliances. Indoor concentrations should not exceed 0.05 PPM. Health effects include headache, dizziness, nausea, respiratory illness and long-term damage to bronchial airway and lung tissues. Harmful concentrations of nitrogen oxides in indoor air can be prevented through good ventilation. 7. Respirable Suspended Particulates (RSP) These are minute organic and inorganic particles suspended in the air, mostly by- products of combustion. The main sources are tobacco smoke, wood smoke and un- vented gas appliances. Though there are no indoor standards for RSP, EPA has established an annual average outdoor standard of 15 ug/m3 (micrograms per cubic meter) for P.M 2.5 type RSP and 50 ug/m3 (micrograms per cubic meter) for RM 10 type RSP. These particulates are small enough to be inhaled and often carry harmful gases like radon and other substances into the lungs. The health effects include a variety of respiratory illnesses. Adequate ventilation, source substitution and improving combustion efficiency of household equipments are the main control methods. Textile surface materials may contribute to particle pollution in indoor environment and may emit chemical compounds. This may cause mucosa] and allergic symptoms (Jaakkola et al. 1994; Skov et al. 1990). Presence of plasticizers, viscosity modifiers and stabilizers makes PVC materials, a potential source of emissions, which are usually long lasting. Since plasticizers have a high affinity for particles, they are capable of migrating from PVC 28 10. 11. materials to house dust. Studies show that PVC materials may lead to bronchial obstruction in young children (J aakkola et a1. 1999). Chemicals used during construction These include chemicals used to treat termite and carpenter ants. Some of these chemicals may persist in the home environment for many months or years after application. Most of these chemicals are toxic and have negative health effects. Ozone Ozone is a highly reactive and toxic gas. Equipments that causes ionization of the air or uses ultraviolet light may produce ozone. It is generally found only near the source. Ozone may irritate the eyes and respiratory tract (DTIR 1995). Unpleasant odors Though usually harmless they are considered offensive. Identifying the source and quantifying the smell can be difficult (DTIR 1995). Other Indoor Pollutants Lead Lead contamination is usually through drinking water and lead based paints. Health effects include slow mental development, learning and behavioral problems, damage to nervous and reproductive systems and high blood pressure. Several tests are available in the market for lead detection. Preventive solutions include replacing painted item or covering over lead based paint (Hawks & Hansen 2002). 29 Biological pollutants I. Mold and mildew When excessive moisture or water accumulates indoors, mold grth will often occur, particularly if the moisture problem remains undiscovered or un-addressed. The main reason for mold infestation is water damage by; water leakage through roofs, rising damp, defective plumbing installations, penetration of cleaning water and condensation (Gravesen et al. 1999). Other reasons include water build into the construction either from hardening concrete; building materials which have been placed on the ground or out in the rain; and parts of the building exposed to rain during the building process (Nielsen 2002). The products most vulnerable to mold attacks are water damaged, aged organic materials containing cellulose, such as wooden materials, wallpaper, and cardboard. Other susceptible materials are linoleum and insulation materials for plumbing installations (canvas). The deposition of dust and dirt, combined with long-lasting penetration of water, may also lead to fungal growth on inorganic material such as mineral wool (Gravesen et al. 1999). Kiln drying makes the surface of the wood more susceptible to mold growth. OSB, plywood and MDF are more susceptible to mold growth than solid wood, particleboard, acylated wood and wood-polyethylene composites. Materials containing plasticizers [plastics] and resins such as polyethylene, PVC, polyurethanes and fiber glass insulation are vulnerable to mold growth. Waterbome paints also support mold growth (Nielsen 2002). 30 Presence of water is the key factor in the grth of molds. High relative humidities (RH) are conductive to mold growth. Large local differences in ventilation and surface temperatures is capable of generating micro climates with very high water activity (aw), even in rooms with low relative humidities (RH).The minimal RH for growth on wood-based materials and material containing starch is just below 80% at room temperature, and rises with decreasing temperature. But since molds can grow even in temperatures as low as —7°C, temperature cannot be effectively used to avoid fungal grth in buildings. Transient conditions (fluctuating humidity and temperature: e.g. - bathrooms) greatly influence the mould growth (Nielsen 2002). Temperature and humidity conditions play a critical role in the grth of mold. The effective way to control indoor mold growth is to control moisture and dampness. Since mold requires high relative humidity, reducing indoor humidity to 40-60 percent can also help in reducing mold growth. Maintaining proper site drainage, waterproofing basement walls and building airtight floors are important (EPA 2005). Mould grth in air filters and in ventilation ducts is a potential health threat, as the ventilation system will act as an effective carrier of the spores. Dust, painted surfaces and fiber glass insulation materials in ventilation ducts may support mold grth (Nielsen 2002). Right sized ’HVAC systems provide better temperature control while removing excess humidity. Good tight construction practices (envelope and duct systems) can block out moisture from entering the home (Energy star 2005). The better method of solving mold problems is through creating new quality assurance 31 systems, which can be practically implemented during the building process, rather than choosing or developing other materials (Nielsen 2002). 2. Dust mites and other microorganisms Dust mites can cause allergic reactions and severe asthma attacks. Dust mites need high relative humidity to grow. Reducing indoor humidity can keep dust mite populations in check. 2.3.2 Temperature Thermal conditions inside buildings can vary considerably with time and spatially within buildings. The effects of temperature on comfort are broadly recognized. Room temperature has potential impacts on prevalence of sick building syndrome symptoms and occupant satisfaction with air quality. Research has shown that there is a linkage between high temperatures and a higher prevalence of sick building syndrome. Low temperatures can induce temporary deterioration in the dexterity of hands (Seppanen et a1. 2002). It is suspected that temperature plays a crucial role in the growth of molds (Nielsen 2002). 2.3.3 Humidity Humidity has significant associations with the concentrations of indoor biological and chemical pollutants (Nielsen 2002, Arens & Baughman 1996a). Humidity promotes growth on indoor surfaces and aids the escalation of mold, dust mite, bacteria and virus 32 populations. It can also affect air borne levels of non-biological pollutants. Spray humidification systems can create problems associated with contaminated aerosols. Correlations between indoor air humidity and health effects are found to be often building-specific. The biotic/health problems associated with any given level of interior air humidity can be different for buildings in different types of climates and for different types of environmental control systems. The factors that affect humidity related health effects are (Arens & Baughman 1996b): I Outdoor climate. I Surface properties encountered across rooms and HVAC ducts, which includes associated temperature, hygroscopicity, and air movement. I Water in cooling and humidification systems. I Interrnittency of operation in cooling systems. I Other moisture sources like rain penetration, rising damp, and plumbing leaks. 2.3.4 Ventilation The purpose of ventilation is to bring outdoor air to the occupied zone and remove or dilute indoor generated pollutants. Ventilation air is usually supplied through mechanical ventilation systems or with the aid of natural forces (wind pressure, buoyancy effects, etc.) caused by air temperature differences between indoor and outdoor air. Ventilation air supplied to indoor areas can either be entirely outdoor air or be mixed with re- circulated return air. Studies show that ventilation rates below 10 US per person are associated with negative health or perceived air quality outcomes. The relationship 33 between ventilation rates and occupant health is an indirect one (Seppanen et al. 1999). But indoor environmental conditions including air pollutant concentrations are affected by ventilation rates and this may modify occupants' health or perceptions. Studies show that health and perceived air quality will usually improve with increased outside air ventilation (Seppanen et al. 2002). NIOSH investigators have found IEQ problems caused by ventilation system deficiencies and overcrowding (NIOSH 2005). 2.3.5 Lighting Though lighting is an integral factor in the indoor environment, limited research has been conducted in the area of health effects of lighting. Daylight reduces the incidence of health problems caused by the rapid fluctuations in light output typical of electric lighting (Boyce and Hunter 2003). Studies among school students suggest that classrooms without daylight may upset the basic hormone pattern of children, and this in turn may influence children’s ability to concentrate or cooperate. (Plympton et al. 2000). Some studies indicate that day lighting improves student performance (Fisk 2000). Poor indoor lighting may be due to problems like glare, insufficient light, improper contrast, poorly distributed light and flicker. The amount of light we need in an indoor environment varies on the type of surfaces, the individual's vision and the type of task being done (CCOHS 2003). 2.3.6 Noise Noise problems in a building are usually related to outdoor sources (e.g.: road traffic), indoor sources (e. g.: people and consumer products) or bad acoustics. Excessive exposure 34 to noise can result in hearing loss. It usually develops slowly over a long period of time. The impairment can reach the handicapping stage before an individual is aware of what has happened. Hearing loss can become permanent after continued exposure. Interference with speech communication and other sounds can result in noise-induced annoyance. Noise has the potential to mask important sounds and disrupt communication between individuals in a variety of settings. The effects can vary from a slight imitation to a serious safety hazard involving an accident or even a fatality because of the failure to hear the warning sounds of imminent danger (Suter 1991). 2.4 IEQ and health effects Health effects of various pollutants in an indoor environment are often a complex function of the properties of pollutants, emission rates and other indoor variables like temperature, humidity and ventilation. Because of this potential health risk posed by any given pollutant can vary among different buildings (Fisk 2000). 2.4.1 Health effects of indoor air pollutants The lung is the most common site of injury by airborne pollutants. Acute effects, however, may also include non-respiratory signs and symptoms, which may depend upon toxicological characteristics of the substances and host-related factors (EPA et al. 1994). 2.4.2 Health problems caused by biological air pollutants (EPA et al. 1994) Biological air pollutants are present to some degree in every home. Molds, dust mites, fungus, viruses, bacteria, allergens from other arthropods and pets, protein-containing 35 furnishings (feathers), unusual allergens (e.g., bacterial enzymes, algae) etc. are considered as biological pollutants in indoor environment. Sources of biological air pollutants include outdoor air; human occupants who shed viruses and bacteria; animal occupants (insects and other arthropods, mammals) that shed allergens and indoor surfaces and water reservoirs where fimgi and bacteria can grow, such as humidifiers. One of the critical factors that allow biological agents to grow and be released into the air is high relative humidity, which encourages house dust mite populations to increase and allows fungal growth on damp surfaces. Other factors include dampness, inadequate exhaust of bathrooms or kitchen, and components of mechanical heating, ventilating, and air conditioning (HVAC) systems. Biological agents in indoor air are known to cause three types of human diseases: i. Infections - pathogens invade human tissues. Example: Tuberculosis; Legionnaires’ disease (a pneumonia caused by a bacteria called Legionella pneumophila found in close association with cooling systems, whirlpool baths, humidifiers and other sources). Threat of transmission of airborne infectious diseases is increased where there is poor indoor air quality. ii. Hypersensitivity diseases - specific activation of the immune system causes disease. Example: Hypersensitivity pneumonitis, also called allergic alveolitis, is a granulomatous interstitial lung disease caused by exposure to airborne antigens. Allergic reactions - range from rhinitis, nasal congestion, conjunctival inflammation, and urticaria to asthma. Studies have established that the prevalence of respiratory symptoms associated with asthma are increased by 20% to 100% among occupants 36 iii. of houses with moisture problems. These moisture and mold problems are common because, it is estimated that 20% of US. houses have water leaks. Parental smoking was associated with 20% to 40% increases in asthma symptoms (Fisk 2002). Building factors that have consistent and strong correlation with asthma and allergic respiratory symptoms include moisture problems, house dust mites, molds, cats and dogs, and cockroach infestation. There is evidence that the exposures that cause allergic sensitization often occur early in life and are likely to occur indoors. ' Therefore the quality of indoor environments may also influence the proportion of the population that is allergic or asthmatic (Fisk 2000). T oxicosis - biologically produced chemical toxins cause direct toxic effects. Example: Humidifier fever is a flu-like illness marked by fever, headache, chills, myalgia, and malaise. Toxic effects of mycotoxins [fungal metabolites] that range from irritation to irnmunosuppression and cancer. In addition, exposure to conditions conducive to biological contamination [e.g., dampness, water damage] has been related to nonspecific upper and lower respiratory symptoms (EPA 1994). 2.4.3 Sick building syndrome Sick building syndrome (SBS) is characterized by the prevalence of acute building- related health symptoms among building occupants, most commonly reported by office workers and teachers. Symptoms include irritation of eyes, nose, and skin, headache, fatigue, and difficulty breathing (Fisk 2000). Risk factors identified with sick building syndrome symptoms include lower ventilation rates, presence of air conditioning, higher 37 indoor air temperatures, increased chemical and microbiological pollutants in the air or on indoor surfaces, debris or moisture problems in HVAC systems, more carpets and fabrics, and less frequent vacuuming (Fisk 2002). 2.4.4 Planning, design and construction measures to improve occupant health Indoor environmental quality (IEQ) is strongly influenced by a building’s design, construction, operation, and maintenance, by the activities of occupants, and by outdoor environmental conditions. Also energy-efficiency measures have the potential to degrade or improve IEQ (Fisk et al. 2002). One approach towards reducing allergy and asthma symptoms via changes in buildings and indoor environments is to control the indoor sources of the agents that cause symptoms. Building design and construction procedures should reduce possibilities of water leaks and moisture problems and decrease indoor humidities. Known reservoirs for allergens, such as carpets for dust mite allergen, can be eliminated or modified. These measures when combined with proper operation and maintenance procedures could effectively reduce the growth of microorganisms indoors. Indoor tobacco smoking can be restricted to isolated, separately-ventilated rooms and pets can be maintained outside of the homes of individuals that react to pet allergens. Another approach towards reducing allergy and asthma symptoms is to use air cleaning systems or increased ventilation to decrease the indoor concentrations of the relevant pollutants. Technologies that effectively reduce concentrations of airborne particles generated indoors [c.g. better air filtration], should be adopted. Better filtration of the outside air entering mechanically-ventilated buildings is also advisable since, it can also 38 diminish the entry of outdoor allergens into buildings. Filtration is likely to be more effective for the smaller allergenic particles [e.g. cat allergens] than for large particles [e.g. from dust mites] (Fisk 2000). Research demonstrates that increase in ventilation rates in US office buildings would reduce the proportion of office workers with frequent upper respiratory symptoms from 26% to 16% and eye symptoms from 22% to 14% (Fisk 2000). Improvements in HVAC system design and maintenance and positioning of outside air intakes distant from potential pollutant sources, reduces adverse health outcomes among building occupants (Sieber et al. 2002). Operable windows have two major benefits - occupant can control his environment; energy efficient cooling and ventilation. Two primary risks are increased noise and airborne pollutants from outside (Madsen 2005). 2.5 The “Whole House” approach Conventional approaches in the home building industry treat each building system separately, often resulting in negative interactions among them (PATH 2001). The “Whole House” approach views the home as a system composed of different components that must work together. The challenge it addresses is to use the synergies among building systems to better the performance of the home (PATH 2003). The origin of concept of “Whole House” can be traced back to the industrial revolution of late 1800's (Swarup 2005). The progression of modern architecture resulted in the use of new building materials, the requirement for the resolution of complex building systems existing within one structure and finally mass production rather than traditional stick built 39 to facilitate and fasten the building process. Since then designers have been experimenting with the issue of integrating complex services as part of a built structure (Russell 1981). Initiatives in United States include Levitt Technology; a proposal for factory built volumetric module housing and Triad; an open plan three bedroom modular house (Fein 1972). 2.5.1 The “Whole House” roadmap Partnership for Advancement of Technology in Housing (PATH) is a is a partnership with the private sector initiated in the year 1998 when US Congress sanctioned $980,000 to the US. Department of Housing and Urban Development (HUD) for work to be conducted under the program. The program sets out roadmaps to promote research in certain key areas that are identified by the expert’s panel. One of such roadmaps is the “Whole House and Building Process Redesign Roadmap PATH program addresses the following issues in the home building industry: quality, durability, environmental performance and affordability of tomorrow’s homes. The “Whole House” roadmap envisions that by the year 2010, home design and construction is efficient, predictable and controllable with a median cycle time of 20 working days from groundbreaking to occupancy. This can result in cost savings that will make homeownership available to ninety percent of the population. The roadmap defines the “Whole House” approach in the context of building systems integration. While the primary concern is to anticipate and resolve conflicts that arise between different building components or systems, it is important to take advantage of the synergies that exist 40 between them. The roadmap also identifies several barriers that hamper innovation and ultimately defer the integration of the “Whole House” approach into mainstream homebuilding. The fi'agmented nature of the industry; ascendancy of aesthetics and function as primary design considerations; the regulatory process; rigid consumer perceptions and untrained labor are potential candidates. The possible solutions include optimizing design and operation by integrating components and subsystems; integrating component and subsystem functions; simplifying schedule and construction by modifying management approaches and relevant processes; and expanding the use of factory-built assemblies (PATH 2000). 2.5.2 The PATH concept home The Concept Home is an outgrth of PATH's ‘Technology Roadmap: Whole House and Building Process Redesign’, and ‘Technology Scanning’ reports. This concept home demonstrates the objectives of “Whole House” approach and its assimilation into mainstream design of homes. The primary concern is to make the home adaptable to change. The flexible floor plan makes sure this criterion is met. Subsequently, “systems thinking” is implemented to make sure that all building systems function independently - there are no tangled electrical, plumbing or communication lines hidden in the wall. A utility chase organizes the distribution of these independent systems and HVAC throughout the home. This process is expected to facilitate the ease of maintenance and upgrading of the utilities at any point without disturbing the structural fabric of the home. Improved production processes encompassing management systems, information and communications technology, and manufacturing and assembly processes; are expected to 41 improve quality while reducing production time of the home to twenty days. Standardization of measurements and component interfaces is adopted so as to simplify product installation and enhance design flexibility. Use of integrative materials (e.g. - solar panels integrated into the roof) and alternative basic materials (e.g. — electro- textiles, light transmitting concrete) are the other features of the concept home (PATH 2005). 2.6 Green design and construction The impact of the built environment on the environment and the economy is huge. US construction market commands a sizeable 12.7% of the $10 trillion GDP. ‘Buildings represent 39% of US primary energy use and 70% of electricity consumed. It is estimated that around 40% of raw stone, gravel, sand and 25% of virgin wood goes into building construction (GBFS 2005),. Buildings are considered to be major contributors of global warming, since a quarter of the increase in carbon dioxide in atmosphere is attributed to this sector. In addition, current construction practices create 2-2 V2 pounds of solid waste per square foot (LEED Review 2005).\Construction industry concerns about the negative impacts of buildings on the environment are forcing the building sector to focus more on the integration of sustainability principles in planning, design and construction. Subsequently, green building design and construction has become a norm in several sectors of the industry in the recent years’(Syal & Pillai 2005). 42 2.6.1 Sustainable development and the green building concept ‘Sustainable Development can be identified as the philosophy behind the green building concept. A comprehensive definition of Sustainable Development as provided in the Bruntland report by the UN World Commission on Environment and Development, defines the term as “ that which meets the needs of the present without compromising the needs of future generations to meet their own needs”\(ASTM 2005, Brundtland 1987). Paul Hawken in his book, ‘The Ecology of Commerce’, resorts to a simple definition for the term: “. . .leave the world better than you found it, take no more than you need, try not ,. t to harm life of the environment, make amends if you do“(Hawken 1993). fiGreen Building” can be defined as — “a building that provides the specified building performance requirements while minimizing disturbance to and improving the functioning of local, regional, and global ecosystems both during and after its construction and specified service life’i (ASTM 2005). According to USGBC, green planning, design and construction comprises the “practices that significantly reduce the negative impact of buildings on environment and occupants” (LEED 2003). 2.7 Summary Occupant health is related to the quality of indoor environment. Indoor Environment Quality (IEQ) is determined by aspects of Indoor Air Quality (IAQ), temperature, humidity, ventilation, lighting, noise and ergonomics. Presence of indoor chemical and biological pollutants can deteriorate the indoor air quality and negatively affect health, comfort and safety of occupants. Room temperature has potential impacts on prevalence of sick building syndrome symptoms and occupant satisfaction with air quality. While 43 humidity does not directly affect occupant health, it has significant associations with the concentrations of indoor biological and chemical pollutants. The relationship between ventilation rates and occupant health is an indirect one. But indoor environmental conditions including air pollutant concentrations are affected by ventilation rates and this may modify occupants' health or perceptions. Inadequate lighting can affect health and cause discomfort. Noise also is a potential problem in the indoor environment. The “Whole House” approach views the home as a system composed of different components that must work together. It utilizes the synergies among building systems to better the performance of the home. The “Whole House” roadmap of PATH, envisions that by the year 2010, home design and construction is efficient, predictable and controllable with a median cycle time of 20 working days from groundbreaking to occupancy. The roadmap also identifies several barriers that hamper innovation and ultimately defer the integration of the “Whole House” approach into mainstream homebuilding. The Path Concept Home is an effort that demonstrates the objectives of the “Whole House” approach and its assimilation into mainstream design of homes. The impact of built environment on the external environment and the economy is huge. Construction industry concerns about the negative impacts of buildings on the environment are forcing the building sector to .focus more on the integration of sustainability principles in planning, design and construction. Sustainable Development can be identified as the philosophy behind the green building concept. Green design and construction has environmental, economic and health benefits. 44 CHAPTER 3 TOOLS AND TECHNIQUES 45 3.1 Overview This chapter is a review of the tools and techniques that were utilized for this research. Some of them already exist in literature while others have been developed for this research. The discussion in this chapter is organized around three broad topics — Whole House design and evaluation; Evaluation of Health impacts of planning, design and construction; and Green building design and evaluation. The Whole House topics include (1) Whole House Calculator and (2) Whole House performance criteria framework. The Health Impact Matrix for Planning, Design and Construction of Built Environment constitutes the second topic. The Green Building tools and techniques include: (1) LEED- NC and (2) LEED-H green building rating systems. 3.2 “Whole House” design and evaluation (Swarup 2005, O’Brien 2005) Traditional construction practices involve discreet optimization of building systems. The drivers in this process are performance and cost. Also during the production stage, the responsibility of design of a home rarely rests on a single person or even a dedicated team that closely coordinates all activities. Typically there are many separate designers in a home including design professional, trade contractors and even suppliers. The sum total of these semi-independent systems of design, engineering, procurement and production, each having discrete standards, goals, and governing regulations; represents the conventional house. This situation often leads to unexpected interactions between building systems that affects the performance and integrity of the house as a whole. 46 The performance of a home is influenced by the combined interaction of systems internal to the home. These influences can either enhance or reduce performance. The performance reducing influence can be the result of inadequate system compatibility, design integration, poor construction or installation practices, insufficient quality control, or occupant operation. For example, mechanical systems including heating, ventilation and air conditioning, gas and water pipes and vents, and fire protection systems interact with structural systems and negatively impact structural performance. The size of ductwork and piping elements and accommodation for the changes in direction of mechanical and fire protection systems require provision for openings, chases and horizontal bulkheads that impact placement of structural framing. Also large notches and holes placed in framing in order to allow runs of piping and ductwork, reduces the strength of the structural members. This reduction in structural performance may also compromise other aspects of the building such as architectural space reductions. In some cases, the location of large, key elements of the mechanical system such as furnaces can create problems due to the presence of framing conflicts in overhead floors or adjacent walls. Opposed to this, the “Whole House” approach promotes the idea that the home be viewed as a system composed of different components which work together for improving the overall performance. Each of the parts and processes involved in home production interact with and affect other parts and processes. So interaction between these parts are to be studied in detail and that interacting components be designed for the success of the 47 whole, not just the component. Whole House approach aims at achieving total systems integration. It considers both the end product and the processes that produced it. Whole House researchers have identified the need to address the complex problem of comparing performance of one house to another. This represents a difficult task for both prospective homebuyers and builders because each house is effectively unique. The complexity arises from the 54,000+ total part count in a house. Taking into account alternatives for each part, different climate conditions, and alternative house designs facing one of various possible compass orientations provides a huge number of combinations for the system. Various trades involved in the production process, alternative production methods and, different objectives of buyers and builders further complicate the problem. This huge number of choices is a considerable barrier in adopting systems approach in housing production. Any tool that aids Whole House design or evaluation for the purpose of comparison should be capable of addressing multiple parameters to support optimization of the design and production process in housing in a systematic way and requires both subjective and objective analysis. 3.2.] “Whole House” performance calculator (O’Brien 2005) The Whole House calculator emerged as a tool for the quantitative assessment of the performance of design and production processes, materials and systems, and the interaction between them for the purpose of comparative scoring. It also takes into account characteristics valued by prospective buyers, builders, or other stakeholders involved in residential construction. The large number of choices for materials, processes 48 and components poses a considerable barrier to each builder or buyer applying a fully rational approach to the construction or purchase of a house. The calculator aims to address this issue and helps the builder or buyer make an appropriate selection by analyzing various “what-if” scenarios. The “Whole House” calculator is based on the method developed by the “Battelle Columbus Laboratory” in the United States. 3.2.1.1 The Battelle method The “Whole House” calculator is based on the method developed by the “Battelle Columbus Laboratory” in the United States. Although referred to the Battelle method in the calculator text it is originally called the Environmental Evaluation System (EES). The method lists seventy-eight parameters based on environmental, social and economic aspects based on their level of importance. These levels of importance are associated with a value between 1 and 1000, and then curves of quality of environment are generated, compared to each parameter. Four categories are defined under which the human environmental is assessed; these are ecology, physical and chemical factors, aesthetic factors and social interest. These four factors are divided into twenty components that are further subdivided into eighty-one parameters. The categories, components and parameters are arranged in descending order. Each category is associated with a relative coefficient of importance from 0 to 1. Finally the relationship between each of the eighty- onc parameters and environmental quality are generated based on the afore-mentioned curves. This method has been used successfully to evaluate complex problems from differing points of view. A variation of this method is used to formulate the “Whole House” calculator. 49 3.2.1.2 Structure of the “Whole House” calculator A pair of databases driven by lockup functions comprises the calculator. The databases are based on a comprehensive listing of every process, material and component choice that went into the building of the house. This information is derived from specifications of the house and information about design and production process. These are called system choices. The evaluation of a project is conducted in four steps. These are: i. Inputting objectives defined by the user. ii. Performance scoring. iii. Integration scoring. iv. Deriving final whole House score. The users of the calculator include homebuilders or homebuyers. First the calculator asks them to identify the attributes in a house that are most important to them. This is input in the calculator as the User Values. The User Values is a listing of attributes that the user can set by order of importance. There are different User Values for homebuilders and homebuyers. Homebuyers using of the calculator complete a form to rank the relative importance of performance characteristics such as: a comfortable home, a healthy home, a dry home, a sturdy home, a safe home, a flexible home and an efficient home. The builders’ list includes performance attributes like a durable home, a clear home, a predictable home etc. One hundred points are to be distributed across the User values according to their importance to the user. This weighted score is input into the calculator as User Value Weighting Factors (Uw), which will become percentage multipliers to the performance scores of the System Choices. 50 The performance of system choices is scored as the next step. For this the house functions are categorized into subsystems in order to split them into parts having a similar performance expectation placed on their design, specification, installation and in-service behavior. In order to reflect the importance of the role each subsystem plays in the function of the house as well as the health and safety of the occupants, weighting factors are applied. These Subsystems Weighting Factors (Sw), which total 100, become multipliers to the performance scores of the System Choices to reflect the importance of their role in the whole house. Weighting factors for houses in different geographic regions signifies the importance of a subsystem’s performance in the particular climate. Performance of each System Choice is then scored for a variety of issues like moisture control, system integrity, system part count, regional trade familiarity, environmental impact etc. The performance is scored on a scale of l to 5, signifying the range from lowest performance to the highest performance. Finally he System Choice’s Performance Score (Ps) is determined by summing up all the scores for different performance issues. The Performance Factor (Pf) is derived by totaling the Performance Score for a given System Choice multiplied by the weighting factor for the subsystem to which it is normally associated. The resulting value is further multiplied by the User Weighting Value (Uw) most closely associated with the given system choice. Pf: ((PSXSw)>saE2 a e um swam a 8 o>:o< a _ _ _ m m . _ i. D . u L . m _ :ocfiuEEoo amine :5on m EoEu>oE :e EEBE 5.. 3:30: oEmowcmco SS, 325ch mm wEEom moEuoE omESm m qus 2: £5? 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This score is compared against the ideal score of a hypothetical “Whole House”. Even though the flamework is intended as an effective design tool, this function broadens its scope as a design and evaluation tool for the “Whole House” performance. When three case studies - site built home, factory built home and hybrid home - were compared based on a sample criteria it was found that the latter received the highest score. 3.2.2.1 Sample application of “Whole House” performance criteria This section demonstrates the application of the “Whole House” Performance criteria on a hybrid home. First each of the seven building systems considered for the exercise is associated with a certain weight that refers to the role of the strategies pertaining to that building system, in the overall performance of the home. The building system that affects the performance of the home to a large degree is given a larger weight than others. The weightage/credit system defines the level of importance of each building system within the complete design of the home. The systems are weighted as a percentage of the total weight of 8. Structure envelope - 4.4 (55%) 57 HVAC - 1.28 (16%) Plumbing - 0.64 (8%) Electrical - 0.64 (8%) Communication - 0.32 (4%) Interior A - 0.48 (6%) Interior B - 0.24 (3%) The next step is the scoring of each strategy based on its level of effectives in achieving a particular performance parameter. The scoring will be conducted on a scale of 1-5, where 1 represents the least effective strategy and 5, being the most effective strategy. After scoring each strategy on this scale, a total score is determined under each building system. The weighted score is the product of the total score for each building system and the weight assigned to it. In the case of Structure/ Envelope the scoring was performed like this: Spatial flexibility — 9 points Thermal performance — 19 points Structural integrity — 7 points Ease of construction — 15 points Ease of maintenance — 15 points Sustainable design — 10 points Total — 75 points Therefore, weighted Score for Structure/ Envelope = 75 x 4.4 = 330 points. 58 The sum of weighted scores for all seven building systems is the final score. For hybrid house this was found to be 506 points. This constitutes 67.02% of the ideal Whole House score. The ideal Whole House score of 755 points is calculated by assigning high scores (5 points each) to all the strategies under consideration. 3.3 Evaluation of health impacts of buildings Planning, design and construction practices often have associated health impacts. The assessment of these health impacts presents a complex problem since a large number of associated elements have to be taken into consideration. Many of these elements are associated with a wide range of direct and indirect health effects. This complex problem demands a systematic process for analyzing various aspects of planning, design and construction; and the cause and effect relationship that the built environment shares with human health. 3.3.1 Health impact matrix for planning, design and construction of built environment The matrix was developed as a part of this research to systematically evaluate the negative health effects associated with planning, design and construction of built environment. The matrix has three main parts. Table 3.2a, Table 3.2b and Table 3.2c Show the three parts of the matrix. The first part links the parameters that define the built environment to causative factors of health effects. The parameters that have been identified for the purpose of this research are: (i) Zoning, (ii) Density, (iii) Land use mix, (iv) Transportation Inflastructure, (v) Pedestrian Inflastructure, (vi) Connectivity, (vii) 59 Public realm design, (viii) Building design and (ix) Parks/landscaped areas. The second part identifies individual components of these causative factors and their effect on health. The causative factors of health effects have been categorized as: (i) Air pollution, (ii) Water pollution, (iii) Noise pollution, (iv) Variations in microclimate, (v) Solid waste contamination, (vi) Physical inactivity, (vii) Crime and safety issues and (viii) Insecurity. The health effects that are considered for this study include communicable disease, respiratory effects, cardiovascular effects, neurological effects, gastrointestinal effects, effects on skin and exterior organs, birth defects, discomfort, stress, mental illness, accidents and injuries. The third part of the matrix helps to comparatively evaluate the effects of causative factors on human health. Relative weights are applied to the various categories of health effects. Various life threatening health effects have the highest weight while comfort issues have the lowest weight. Then a scoring system of 0 to 3 is applied to the causative factors on the basis of their effects on health. This signifies the range from no effect to significant health effects. The total of the sores for each of the causative factors help to compare their importance in relation to human health. This information will aid in flaming strategies for health performance during the planning, design and construction processes. 3.4 Green building design and evaluation Green design and construction has environmental, economic and health benefits. Environmental benefits include reduced destruction to natural areas and biodiversity, 60 80:80:25 2.0m. :0 0.0.000. 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E 83...? I 9.050 .2582: .9530 .nfluc. .832 .3389» .3930 E... 2:39.:— 888:. 033:. .5330 389$ 953.30 63 reduced pollution and solid waste, and reduced depletion of finite sources. Economic benefits include reduction in project and operation costs, enhanced asset value, increased profits, optimized life cycle performance and savings from increase in productivity. Healthier indoor environments are another feature of green buildings. Since on an average Americans spend 80 to 90% of their time indoors the quality of indoor environments is very important for health and quality of life. Potential threats like the Legionnaires disease and sick building syndrome can be avoided through ensuring the quality indoor environment. Green design and construction is also conductive to healthy outdoor environments. Lessened demand for large-scale infrastructure like landfills, water supply, storm water sewers etc. and decreased transportation development will promote healthy outdoor environments (LEED Review 2005). Green design and construction practices strive to address the built environment issue from a whole systems point of view and thereby promote sustainability and environmental responsiveness (Syal & Pillai 2005). United States Green Building Council (USGBC) is a national non-profit organization that Was formed in 1993, which develops and administers the Leadership in Energy and Environmental Design (LEED) green building rating system. USGBC has a diverse membership including building and design professionals, owners, manufacturers, government bodies, environmental groups, research institutions, professional societies and universities. The organization operates on consensus principles. The goal of USGBC is to promote buildings that are environmentally responsible, profitable and healthy Places to live and work (LEED Review 2005, LEED 2005a). LEED is a national standard 64 for evaluating high performance, sustainable buildings, developed and administered by USGBC. The development of LEED green building assessment framework is a consensus based and market driven process. LEED’s goal is to define ‘green building’ and establish a common standard of its measurement. The standard aims to promote integrated, whole- building design practices and raise awareness about its benefits. The LEED program is continuously evolving. Currently, six categories of LEED standards exist in various phases of development (LEED 2005, LEED Review 2005): I LEED for New Construction (LEED-NC) I LEED for Existing Buildings (LEED-EB): ' LEED for Commercial Interiors (LEED-CI) ' LEED for Core & Shell (LEED-CS) ' LEED for Homes (LEED-H) ' LEED for Neighborhood Development (LEED-ND) LEED-NC and LEED-H are described in detail below. 3.4.] LEED-NC green building rating system LEED for New Construction and Major Renovations (LEED—NC) is specifically designed for rating commercial and institutional buildings, with a focus on office buildings. LEED- NC has also been applied many other building types like high-rise residential buildings. The point based rating system is categorized into five environmental topics: Sustainable Sites (20% of points), Water Efficiency (7% of points), Energy & Atmosphere (25% of 65 points), Materials & Resources (19% of points), and Indoor Environmental Quality (22% of points). These five categories account for 32 credits and 7 prerequisites amounting to 64 core points. Innovation & Design Process is an additional category, which addresses sustainable building expertise. This category also addresses design measures not covered under the five environmental categories. Five points are available for this category with one point for the participation of a LEED accredited professional in the project, thus making a total of 69 points. Table 3.3 shows the structure of LEED rating system. The full LEED-NC checklist has been included in the appendix. --u..~-, .-..--_..-,..... ...~.. . ...... ~‘;‘_.-. p... s,.‘._...-. .. ‘t‘r "l'hi' ... x, "I. ff!" y .37. '0 . _ _4_ ‘ O , ‘ ..‘. ,, '5' 'rg‘ ' _‘ ,. A, _.‘ . , .. ., ‘ ._ V. . _ . ’. .. ...I _' " ndoor nvrronmenta "a Ity "6i~§ri',-1‘.-1a.ylf~};¢l$354032.?161‘magma.-l -"-'.» ~.kiumndflgb5.4-jigs;-:-.-s13;'-:.".Ll:e-'-:u.« L: 2 . : ,. :‘r 3: 1 - - 9 ' ‘ a - . * .' ‘- 2. Prereq 1 Minimum IAQ Performance Required Prereq 2 Environmental Tobacco Smoke (ETS) Control Required Credit 1 Outdoor Air Delivery Monitorinfig Credit 2 Increased Ventilation Credit 3.1 Construction IAQ Management Plan. During Construction Credit 3.2 Construction IAQ Management Plan, Before Occupancy Credit 4.1 Low-Emitting Materials, Adhesives & Sealants Credit 4.2 Low-Emitting Materials, Paints & Coatings Credit 4.3 Low-Emitting Materials, Carpet Systems Credit 4.4 Low-Emitting Materials, Composite Wood & Agrifiber Products Credit 5 Indoor Chemical & Pollutant Source Control Credit 6.1 Controllabliity of Systems, Lighting Credit 6.2 Controllabliity of Systems, Thermal Comfort Credit 7.1 Thermal Comfort, Design Credit 7.2 Thermal Comfort, Verification Credit 8.1 Daylight & Views, Daylight 75% of Spaces Credit 8.2 Daylight 8. Views, Views for 90% of Spaces AAA—L‘Au—L-A—k-A—l—l-A—BA Table 3.3: LEED credit system for Indoor Environment Quality (source: LEED-NC 2.1) The prerequisites listed in the rating system must be achieved. While each credit is optional, it contributes to the project’s point total. Some of these credits are divided into two or more sub-credits with independent or cumulative points. Intent identifies the main 66 goal of the prerequisite or credit. Requirements & Submittals specify the criteria to satisfy the prerequisite or credit, the number of points available, and the documentation required for the LEED application. Potential technologies and strategies for meeting the criteria are also listed for each credit. LEED is a performance-oriented system in which the points are earned for satisfying performance criteria. Four levels of green building certification are available based on the total points earned. They range from ‘certified’ (26-32 points) to platinum (52-69 points). Silver certification requires 33-38 points and gold, 39-51 points (LEED 2002, LEED 2003);? Each of the five categories in the LEED- NC rating system is discussed in detail below. 3.4.1.1 Sustainable sites Development and construction processes at the construction site often disrupt the local ecology. Pollution from construction activities comprises soil erosion, waterway sedimentation and airborne dust generation. Development of inappropriate sites that are sensitive or restrictive land types causes negative impact on the environment. Greenfields can be protected and habitat and natural resources can be preserved by channeling development to urban areas with existing infrastructure. Rehabilitating damaged sites will also help in confining development to areas that are already developed. Locating the project with consideration of public transport access can reduce impacts related to transportation. Minimizing parking lot and garage size helps to reduce pollution and land development impacts from single occupancy vehicle use. Designing the building with transportation 67 amenities such as bicycle racks and providing low-emitting and fuel-efficient vehicles with preferred parking for occupants is also beneficial. In greenfield sites, the building should be located carefully to minimize disruption to existing ecosystems. The development footprint must be reduced in order to maximize open space to promote biodiversity. Disruption of natural water hydrology due to increased impervious cover and reduced on-site infiltration can lead to extensive environmental impacts. Pollution of natural water flows by storrnwater runoff should be limited and contaminants eliminated. Thermal gradient differences between developed and undeveloped areas can have direct impacts on microclimate and human and wildlife habitat. Light trespass from the building and site reduce nighttime visibility and disrupt nocturnal environments. The following nine parameters rate the sustainability of the site in LEED-NC: Erosion & Sedimentation Control, Site Selection, Development Density, Brownfield Redevelopment, Alternative Transportation, Reduced Site Disturbance, Storrnwater Management, Heat Island Effect and Light Pollution Reduction. Reducing the pollution from construction activities is a necessary prerequisite while fourteen points can be scored for the other eight credits. 3.4.1.2 Water efficiency It is estimated that 340 billion gallons of fresh water are withdrawn per day from rivers, streams and reservoirs to support residential, commercial, industrial, agricultural and recreational activities in United States, which accounts for about one-fourth of the nation’s total supply of renewable fresh water. Around 65% of this amount is discharged 68 back into rivers, streams and other water bodies after use. In addition to this, water is also extracted fiom underground aquifers. On an annual basis, the water deficit in the United States is currently estimated at about 3,700 billion gallons. Rigorous water reuse strategies have helped to reduce the water use in industrial processes in recent years. Energy Policy Act of 1992 also aided the reduction in water use by mandating the use of water-conserving plumbing fixtures to reduce water use in residential, commercial and institutional buildings. Using large volumes of water is associated with increased maintenance and life-cycle costs for building operations and consumer costs for additional municipal supply and treatment facilities. Efficient use of water can reduce costs through lower water use fees, lower sewage volumes to treat energy and chemical use reductions, and lower capacity charges and limits. Many water conservation strategies involve either no additional cost or rapid paybacks. Other water conservation strategies such as biological wastewater treatment, rainwater harvesting and gray water plumbing systems ofien involve more substantial investment. Water efficiency measures in commercial buildings can easily reduce water usage by 30% or more. In a typical 100,000-squarefoot office building, low—flow fixtures coupled with sensors and automatic controls can save a minimum of 1 million gallons of water per year, based on 650 building occupants each using an average of 20 gallons per day. Non-potable water volumes can be used for landscape irrigation, toilet and urinal flushing, custodial purposes and building systems. Utility savings, though dependent on the local water costs, can save thousands of dollars per year, resulting in rapid payback on water conservation infrastructure. In LEED-NC the following three credits rate the 69 efficiency of water use in a project: Water Efficient Landscaping, Innovative Wastewater Technologies and Water Use Reduction. Five possible points are available in this category. 3.4.1.3 Energy and atmosphere Buildings consume approximately 37% of the energy and 68% of the electricity produced in the United States annually, according to the US. Department of Energy. Combustion of fossil fuels produces about 75% of our energy. Production of electricity through the use of fossil fuels such as oil and coal requires extraction, transportation, refining, power generation and distribution. These processes significantly impact the environment in a myriad of adverse ways. For example, conventional fossil-based generation of electricity releases carbon dioxide, which contributes to global climate change. The potential consequences of climate change (rising sea levels leading to coastal floods, severe droughts, heat waves, disease migration) affect communities worldwide. Coal-fired electric utilities emit almost one-third of the country’s anthropogenic nitrogen oxide, the key element in smog, and two-thirds the sulfur dioxide, a key element in acid rain. Coal extraction and mining disrupts habitat and can devastate landscapes. Acidic water runoff (acid mine drainage) from coal extraction activities fiirther degrades regional ecosystems. Coal is rinsed with water, which results in billions of gallons of sludge stored in ponds. Coal-fired electric generation plants emit more fine particulate material than any other activity in the United States. The human body is incapable of clearing these fine particles from the lungs. Consequently, particulate materials penetrate deep into the lungs and are Contributing factors in tens of thousands of cancer and respiratory illness-related deaths 70 annually. Other energy production technologies include natural gas, nuclear fission and hydroelectric generators. Although its emissions are not as damaging as coal and oil, natural gas is a major source of nitrogen oxides and greenhouse gas emissions. Nuclear power increases the potential for catastrophic accidents and raises significant waste transportation and disposal issues. Hydroelectric generating plants disrupt natural water flows, resulting in disturbance of habitat and depletion of fish populations. Energy consumption can be dramatically reduced through practices that are economical and readily achievable. Improving the energy performance of buildings lowers operations costs, reduces pollution generated by power plants and other energy-producing equipment, and enhances comfort. Most energy-efficiency measures present an excellent rate of return. It is essential to consider a building’s energy load as a whole and to integrate synergistic energy-efficiency measures in order to maximize savings. For example, reduction of energy loads through improved glazing, insulation, daylighting and use of passive solar features may allow the design team to downsize or even eliminate mechanical HVAC systems. LEED recognizes the importance of integrated energy strategies. As a result, most of the prerequisites and credits under this topic are performance-based rather than prescriptive. LEED-NC rates the energy efficiency of a project on these issues: Fundamental Building Systems Commissioning, Minimum Energy Performance, CFC Reduction in HVAC&R Equipment, Optimize Energy Performance, Renewable Energy, Additional Commissioning, Ozone Depletion, Measurement & Verification and Green Power. The 71 first three are necessary prerequisites while seventeen possible points can be scored on the remaining six credits. 3.4.1.4 Materials and resources Building materials choices are important in sustainable design because of the extensive network of extraction, processing and transportation steps required to process them. Activities to create building materials pollute the air and water, destroy natural habitats and deplete natural resources. Construction and demolition wastes constitute about 40% of the total solid waste stream in the United States. One of the most effective strategies for minimizing the environmental impacts of material use is to reuse existing buildings. Rehabilitation of existing building shells and non-shell components reduces solid waste volumes and diverts these waste volumes from landfills. It also reduces environmental impacts associated with the production and delivery of new building products.’Reuse of an existing building minimizes habitat disturbance and typically requires less infi'astructure such as utilities and roads. An effective way to use salvaged non-shell components in new buildings is to specify these materials in construction documents. When new materials are used in buildings, it is important to consider different sources. Salvaged materials can substitute for new materials, save on material costs and perhaps add character to the building. ‘Recycled content materials reuse waste products that would otherwise be deposited in landfills. The use of local materials supports the local economy and reduces the impacts of transportation. The use of rapidly renewable materials and third-party certified wood minimizes the impact of natural resource consumption to manufacture new building materials. In recent years, an increasing number of public and 72 private waste management operations have begun to reduce construction debris volumes by recycling and reusing these materials. Recovery and recycling activities typically involve job site separation into multiple bins or disposal areas. These activities can also take place off-site if space is not available on the project site. LEED-NC rates the material and resource use in a project on these issues: Storage & Collection of Recyclables, Building Reuse, Construction Waste Management, Resource Reuse, Recycled Content, Regional Materials, Rapidly Renewable Materials and Certified Wood. The first one is a necessary prerequisite while thirteen possible points can be scored on the remaining seven credits. 3.4.1.5 Indoor environmental quality Americans spend an average of 90% of their time indoors, where levels of pollutants may be two to five times—and occasionally more than 100 times—higher than outdoor levels, according to the US. Environmental Protection Agency. In its 1999 Air Quality Guidelines, the World Health Organization states that most of a person’s daily exposure to many air pollutants comes through inhalation of indoor air. Many of these pollutants can cause health reactions in the estimated 17 million Americans who suffer from asthma and 40 million who have allergies. The Asthma and Allergy Foundation estimates that asthma cost the US. economy $10.7 billion in 1994 alone. Research over the past decade has increased our understanding of the indoor enviromnent, revealing both problems and potential solutions. Major health disasters such as outbreaks of Legionnaires’ disease and sick building syndrome have heightened the awareness of indoor air quality for building 73 owners and occupants. An increasing number of legal cases emphasize the need for optimal indoor environmental quality (IEQ) strategies. Such strategies reduce potential liability for design team members and owners, increase the resale value of the building, and increase productivity of building occupants. In fact, case studies suggest that IEQ improvements can increase worker productivity by as much as 16%, resulting in rapid payback for IEQ capital investments (RMI, 1994). IEQ strategies include issues related to indoor air quality (IAQ) such as increased ratios of filtered outside air, ventilation effectiveness, moisture management, and control of contaminants. Prevention of air quality problems is generally much less expensive than cleaning up after these problems occur. For example, it is inexpensive and sensible to sequence construction activities so that materials are kept dry and those that absorb contaminants are installed after other materials have had the opportunity to off-gas contaminants. Specifying materials that release fewer and less harmfirl contaminants is even better. Another strategy is to protect air handling systems during construction and perform a building flush-out prior to occupancy. To provide optimal air quality for building occupants over the lifetime of the building, automatic sensors and controls can be integrated with the HVAC system to adjust temperature, humidity, and the percentage of outside air introduced to occupied spaces. Sensors can alert building maintenance staff to potential IAQ problems such as carbon dioxide (C02) build-up in occupied space. Other IEQ issues to consider include daylighting and lighting quality, thermal comfort, acoustics, occupant control of building systems, and access to views. All of these issues 74 have the potential to enhance the indoor environment and optimize interior spaces for building occupants. Minimum IAQ Performance and Environmental Tobacco Smoke (ETS) Control are considered are prerequisites in LEED-NC green building rating system. The quality of indoor environment is also rated on these following issues: Carbon Dioxide (C02) MonitOring, Ventilation Effectiveness, Construction IAQ Management Plan, Low- Emitting Materials, Indoor Chemical & Pollutant Source Control, Controllability of Systems, Thermal Comfort and Daylight & Views. A maximum of fifteen points can be scored for these eight credits. 3.4.1.6 Innovation and design process Sustainable design strategies and measures are constantly evolving and improving. New technologies are continually introduced to the marketplace and up-to-date scientific research. influences building design strategies. The purpose of this LEED-NC category is to recognize projects for innovative building features and sustainable building knowledge. Occasionally, a strategy results in building performance that greatly exceeds those required in an existing LEED credit. Other strategies may not be addressed by any LEED prerequisite or credit but warrant consideration for their sustainability benefits. Finally, expertise in sustainable building is essential to the design and construction process. All of these issues are rewarded in this category. 75 3.4.2 LEED-H green homes rating system. LEED for homes is focused on transforming the mainstream home building industry towards more sustainable practices. LEED for Homes aims to incorporate the following best-practice environmental features in homes: efficient use of energy resources; efficient use of water resources; efficient use of land resources; efficient use of building construction resources and enhanced indoor environmental quality. It is developed as a point based rating system based on building performance in seven broad areas. These are Location and Linkages (10% of points), Sustainable Sites (13% of points), Water Efficiency (11% of points), Indoor Environmental Quality (13% of points), Materials and Resources (22% of points), Energy and Atmosphere (27% of points) and Home Owner Awareness (1% of points). These seven categories account for 41 credits amounting to 104 core points. Four points are available for innovation in design process, thus making a total of 108 points. Some of these credits are mandatory while the others are optional. Variations due to changes in climate zones are accounted for in the rating system. Three precipitation zones are considered: Dry (< 20 inches/year), Normal (20-40 inches/year) and Wet (> 40 inches/year). Intents, mandatory and optional requirements, verification process, synergies and tradeoffs, rationale behind intent, strategies, and relevant resources define each credit. There are four levels of certification available, ranging from ‘certified’ (30 points) to platinum (90 points). Silver certification requires 50 points and gold, 70 points (LEED 2005b). The Indoor Environmental Quality category of LEED for homes is discussed in detail below. 76 3.4.2.1 Indoor environmental quality The goal of rating this aspect in homes is to enhance the quality of indoor environment with the purpose of safeguarding the health of the home’s occupants. This category in LEED-H has 10 credits among which some are wholly or partly mandatory: 1. ENERGY STAR with Indoor Air Package 2. Combustion Venting 3. Humidity Control 4. Outdoor Air Ventilation 5. Local Exhaust 6. Supply Air Distribution 7. Supply Air Filtering 8. Contaminant Control 9. Radon Protection 10. Vehicle Emissions Protection Fourteen possible points can be scored in this section. There are two optional pathways for scoring in IEQ credits in this category. One option is to score ten possible points on the first credit by completing all of the requirements of EPA’s ENERGY STAR Indoor Air Package. If this option is considered then credits 2, 3, 9, 10 and parts of 4, 5, 6, 7 and 8 must be skipped. The other option is to go through all credits from 2 through 10 individually for the maximum possible of fourteen points. The ten credits in this section is discussed in detail below. 77 Credit #1 - ENERGY STAR with Indoor Air Package: The intent is to improve overall quality of indoor environment by installing an approved bundle of air quality measures. The ENERGY STAR with Indoor Air Package is a comprehensive set of indoor air quality measures that includes ventilation, source control, and source removal measures. All of the requirements of EPA’s ENERGY STAR Indoor Air Package are to be completed for scoring this credit. Credit #2 - Combustion Venting: The intent here is to minimize leakage of combustion gases into occupied space of home. Indoor air quality may be adversely affected by leakage of combustion exhaust gases into the home. Direct- or power- venting reduces the risk of combustion gases being drawn into the home when negative pressure occurs in the home. This credit is divided into two sub-credits and each of them is mandatory. The first sub-credit requires the designing and installation of HVAC and DHW combustion equipment with closed combustion if equipment is located inside the building envelope installing a CO monitor on each floor of the home. The second sub-credit mandates the proper design and installation of fireplace or no fireplace at all. Credit #3 - Humidity Control: The intent is to provide a comfortable thermal environment in the home. Occupant comfort may be adversely affected by very high or very low humidity levels in the home. High humidity levels may also foster mold growth. If points are to be scored for this credit, moisture loads and need for a central humidity control system should be analyzed. Install humidity control system should be installed where needed to maintain humidity ratios below 0.012 (lb. water vapor / lb. dry air). 78 Credit #4 - Ougoor Air Ventilation: The intent is to protect occupants from indoor pollutants by ventilating with outdoor air. Occupant health and comfort may be adversely affected by poor ventilation in a home. Without adequate outdoor air ventilation, humidity, odors, and pollutants may accumulate within the home. This credit is divided into three sub-credits in which the first is mandatory and other two optional. Designing and installing a whole building ventilation system that complies with ASHRAE standard 62.2.4 comprises the mandatory sub-credit. Additional points can be scored by installing a dedicated outdoor air supply system that complies with ASHRAE Standard 62.2 and provides for heat transfer between the incoming outdoor air streams and exhaust air streams and has fully ducted supply and exhaust. Third-party testing of outdoor air flow rate into the home constitutes the third optional sub-credit. Credit #5 - Local Exhaust: The intent is to remove indoor pollutants in kitchens and bathrooms. Odors, pollutants, and moisture may accumulate in kitchens and baths that have poor local exhaust. This credit is also divided into three sub-credits in which the first is mandatory and remaining two optional. The first sub-credit mandates the design and installation of local exhaust systems in bathrooms and kitchen per ASHRAE Standard 62.2, and use of ENERGY STAR labeled exhaust fans. The Optional sub-credit requires installation of occupancy sensor or automatic humidistat controller or timer for bath exhaust fans to operate fan either for a timed interval after occupant leaves room or until humidity level is reduced. The third optional sub-credit requires third-party test of each of these systems. 79 Credit #6 - Supply Air Distribution: The intent is to ensure supply air is distributed adequately to conditioned spaces. The rationale is that occupant Comfort may be adversely affected by inadequate air distribution to each room in a home. This credit is divided into two sub-credits. The first sub-credit requires performing ACCA Manual D duct design calculations and installing ducts accordingly, and ensming that every room has adequate return air flow or installing ductless space conditioning system. The second sub-credit requires testing total supply air flow rates in each room of home using a flow hood, and adjusting the flow rates using balancing dampers to ensure that supply air flow rates are within +/- 15% (or +/- 10 cfrn) of calculated values from ACCA Manual J. The former is mandatory while the latter is optional. Credit #7 - Supply Air Filtering: The intent is to remove particulate matter from supply air system. Inadequate air filtration may have adverse health effects. Improved air filters will help to remove more particles from the supply air stream. This credit is also divided into three sub-credits in which the first is mandatory and remaining two optional. The first sub-credit mandates the installation of air filters >/= MERV 8 and ensuring that air handlers can maintain adequate pressure, or installation of a ductless space conditioning system. Additional points can be scored by installing air filters >/= MERV 10 and ensure that air handlers can maintain adequate pressure. The third optional sub-credit requires the installation of HEPA air filters, and ensuring that air handlers can maintain adequate pressure. 80 Credit #8: Contaminant Control: The intent is to protect occupants from exposure to contaminants. Indoor air quality may be adversely affected by contaminants brought into home by occupants. Walk-off mats trap some of the dirt at the entryway that would otherwise be tracked into the home. Central vacuums exhaust collected dust and particulates to the outdoors. Seal off ducts during construction OR clean HVAC ducts and coils before occupancy. This credit is further divided into three sub-credits in which the first is mandatory and remaining two optional. Designing and installing permanent walk-off mats at each entry, or installing central vacuum system with exhaust to the outdoors is mandatory. The optional second sub-credit requires third party testing for contaminant concentration prior to occupancy. Measuring and reporting concentration levels for listed contaminants comprises the third optional sub-credit. Credit #9: Radon Protection: The intent here is to protect occupants from exposure to radon gas, and other ground contaminants. Occupant health may be adversely affected by the presence of radon gas. The first part of this credit mandates that if home is located in EPA Region 1, radon mitigation system must be designed and installed. The second part which is optional requires that if the home is NOT located in EPA Region 1, radon resistant construction techniques should be employed in its design and construction. Credit #10 - Vehicle Emissions Protection: The intent is to protect occupants from exposure to car emissions. The rationale is that occupant health may be adversely 81 affected by car emissions leaking from garage into home. This credit has two mandatory and one optional sub-credit. The first sub-credit mandates no air handling equipment, return ducts or un-sealed supply ducts in garage. Installation of CO detector in any occupied rooms above the garage and tightly sealing shared surfaces between garage and conditioned spaces is mandatory as per the second sub-credit. Points can be scored for the third sub-credit by installing minimum 100 cfrn exhaust fan rated for continuous operation with automatic timer control linked to occupant sensor, light switch, or garage door opening/closing mechanism; or by avoiding contact of garage with conditioned spaces. 3.5 Analytic Hierarchy Process (AHP) The Analytic Hierarchy Process (AHP) is a multiple criteria decision-making technique. This technique allows subjective as well as objective factors to be considered in the decision-making process. The user is allowed to assign relative weights in a logical manner for all factors involved in the decision making process through pair-wise relative comparison of those factors. The use of AHP entails the development of a tree-like hierarchical structure of the factors involved. The first step in AHP is to make a pair-wise comparison of all the elements belonging to the same level of hierarchy. The elements are then pair-wise compared with respect to an element in a higher level of the same hierarchy to show the relative importance of each element of the lower level with respect to that element in the higher level. A matrix of comparison is formed in which each element is an outcome of the pair wise comparison of all factors involved. A scale of relative importance is used for the purpose of pair wise comparison. The final step is to 82 compute the vector of priorities. The vector of priorities outlines the relative weights of the elements of matrix considering their strength on influencing the main criterion with respect to which they are being compared. It is computed by normalizing the columns in the matrix of comparison and then adding the elements in each resulting row and dividing this sum by the number of elements in the row (Hass & Meixner 2005, Dey 2002). In this thesis the AHP is adopted to determine the relative importance of building systems in respect to the health performance attributes and also the relative importance of each of these attributes. It should be noted that the application of AHP in this thesis is limited, since the process of assigning relative importance scores during pair wise comparison of building systems is based on author’s knowledge of the subject. The application of AHP in assigning relative weights for building systems and attributes of IEQ is discussed in detail in Chapter 5 with an example. 3.6 Summary This chapter is a review of the tools and techniques that were utilized for this research. The first two tools discussed in this chapter aids in the design and evaluation of the “Whole House”. The Whole House Performance Calculator is a tool for the quantitative assessment of the performance of design and production processes, materials and systems, and the interaction between them for the purpose of comparative scoring. The Whole House Performance Criteria Framework aids in developing the criteria for the design and construction of home by adopting the concept of building systems integration. Sample application of these tools has been demonstrated as a part of this chapter. 83 Health impact matrix for planning, design and construction of built environment helps to systematically evaluate the negative effects associated with the built environment. The LEED green building criteria of USGBC has also been discussed in as a part of this chapter. The LEED-NC and LEED for homes rating systems have been discussed in detail. Finally the Analytic Hierarchy Process (AHP) has been discussed. 84 CHAPTER 4 HEALTH PERFORMANCE CRITERIA FRAMEWORK 85 4.1 Overview This chapter includes a detailed description of the framework for health performance criteria for homes, based on LEED guidelines and building systems integration. The format and scoring system used are based on the Whole House Performance Criteria Framework (Swarup 2005), the Whole House Calculator (O’Brien et a1. 2005) and LEED green building criteria (LEED 2003) which were discussed in Chapter 3. The development of the health performance criteria framework comprises a series of steps starting with the analysis of health issues associated with indoor environments. Two different matrices have been developed for this analysis. They are described in detail in the following section. These health issues are then traced back to various physical, chemical and biological interactions in the indoor environment. The health performance of a home can be improved by implementing the building systems integration approach that will eliminate negative interactions while promoting synergistic associations between various building components. The negative interactions and synergistic associations are identified by studying the various physical, chemical and biological interactions; involved building systems and health performance attributes. The building systems and various health performance attributes are also defined as a part of the process. This analysis is then utilized to develop broad goals that will promote health performance of homes. Strategies are developed based on the goals that will promote the health performance. 86 The health performance criteria helps to evaluate the strategies during the design and construction stage based on two attributes — performance and interaction. The framework helps to score strategies based on their ability to insure health performance of homes and the degree of synergism that exists between various implemented strategies. This will insure health performance of homes devoid of negative interactions that will affect the performance of homes. 4.2 Health matrix based on LEED requirements Indoor environment and external environment are interconnected. The LEED green building criteria utilizes the systems approach in an effort to minimize environmental damage attributable to buildings, while enhancing occupant health, safety and comfort. So in an effort to study the health impacts of buildings the LEED criteria was selected as a starting point. The health impacts of LEED for New Construction (LEED-NC) and LEED for Homes (LEED-H) green building criteria (LEED 2003, LEED 2005) are analyzed by means of a health matrix. LEED-NC and LEED-H have been discussed in detail in Chapter 3. The LEED health matrix was developed as a part of this thesis to systematically relate each of the LEED credits to direct and indirect health effects on the building occupants. It is a step by step method for analyzing the health impacts of LEED green building criteria and then associate them with interactions and possible solutions through building systems integration. The intents of each credits is analyzed in detail to associate it to relevant direct and indirect health effects. Supporting literature connects the intent with direct and indirect health effects. 87 4.2.1 The LEED-NC health matrix The LEED-NC (LEED 2003) health matrix has five columns for each LEED credit. The first column lists the intent and rationale of a particular LEED credit. For example the intent of “Credit 2 — Ventilation Effectiveness” in the Indoor Environmental Quality section of LEED-NC, is to protect occupants from indoor pollutants by ventilating with outdoor air. Health effects and supporting literature comprises the second major column, which has two subsections. The first subsection lists the direct health effects associated with the particular LEED-NC credit, and the second one lists the indirect health effects. Direct health effects are more physiological in nature while indirect health effects address comfort problems and latent physiological effects. For example the direct health effect for the previously mentioned credit can be irritant effects or cancer associated with indoor air pollutants, since ventilation is the transport mechanism for many of these pollutants. Perceived air quality of air polluted by human bio-effluents and tobacco smoke is an indirect effect associated with ventilation rate. The third column in the health matrix comprises of broad guidelines from LEED to achieve the stated intent. The fourth column lists possible positive and negative interaction scenarios associated with the particular intent. The information in this column is extracted from LEED criteria and other sources. For example when designing for outdoor air ventilation, the interactions arising due to natural air leakage through the envelope should be considered. This is important from both health and energy perspectives. The last column in the LEED-NC health matrix lists the building systems integration aspects associated with that particular credit. A section of the actual matrix developed has been included in Table 4.1 and the complete framework is provided in the Appendix. 88 4.2.2 The LEED-H health matrix The LEED-H (LEED 2005) health matrix follows the same format of the LEED-NC health matrix. But it is focused on the Indoor Environmental Quality section of LEED-H criteria and is more comprehensive in nature when compared to the LEED-NC health matrix. LEED-H has been discussed in detail in the Chapter 3. The Indoor Environmental Quality section of the LEED-H criteria has 10 credits and these have been systematically analyzed in the matrix to associate them to direct and indirect health effects. A section of the actual matrix developed has been included in Table 4.2 and the complete framework is provided in the Appendix. 4.3 Health impacts of green buildings on occupants The direct health impacts include respiratory ailments from inhaling air pollutants, decreased lung function, asthma, severe allergic reactions; nonspecific hypersensitivity, bronchitis, pneumonia; mutagenicity and carcinogenicity; eye, nose and throat irritation, changes in skin temperature; headaches, fatigue, lethargy disorientation, visual distortion, nausea; hypersensitivity pneumonitis, Legionnaires’ disease pulmonary hemorrhage, rheumatic diseases; toxic and systemic effects; eyestrain, eye irritation; skin irritation and rashes, erythema (skin redness); reproductive problems; cardiovascular effects; musculoskeletal problems; sleep disturbance, hearing problems; disruption of human circadian clock and stress related problems. In worst cases even death can result. 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"v ....0.0 8.8808 800.8 80.8... 800...... .00.... 088...;— 80.. 8 8.0 .. 8... 0 Eu 8.. :0 a 00 0 ”Ham—1“ m .. ... .. .— A—HHA 0.5.8.0... Mackinaw can 300...”.— ..zaom 8 u . m GHHQ nah—“H1“— 91 social behavior (Southface 2002, Hawks & Hansen 2002, DoH Washington 1999, Jaakkola et a1. 1999, LHC 1990). 4.3.1 Relevant physical, chemical and biological interactions and processes Health impacts associated with buildings, as identified using the LEED health matrices can be traced back to various physical, chemical and biological interactions and processes. Literature study done as a part of Chapter 2 will help to map the connection between health effects and these interactions. Physical and chemical interactions involve air flow, air mixing and energy transfer through envelope induce changes in temperature, humidity ventilation effectiveness, airborne level of indoor pollutants, condensation, sorption, volatilization and dissolution processes, hydrolysis, photolysis, redox reactions etc. Biological interactions are ofien moisture related and involve microbial growth. Many of these processes are often interrelated and the effects they cause are a result of combined action (Arens & Baughman 1996a, Arens & Baughman 1996b). The detailed analysis of these physical, chemical and biological interactions associated with indoor environment helps to better understand the issue of health performance of homes. 4.3.2 Health performance attributes Through literature study seven attributes have been identified for defining the health performance of a home. They include: ' Indoor Air Quality - Presence of Indoor air pollutants: This includes both chemical (V CC, nitrogen oxides, carbon dioxide, carbon monoxide asbestos etc.) and biological (mold, pollen, dust mites) pollutants in indoor home environments. 92 I Temperature: Room temperature has a crucial role in the health and comfort performance of homes. ' Humidity/moisture: Correlations exist between indoor air humidity and health performance of homes. This attribute is also important from a comfort point of view. Moisture in the indoor environment is an important variable to be considered when designing healthy homes. ' Ventilation: Literature study done in Chapter 2 suggests that ventilation has a very crucial role in maintaining a health and comfortable indoor environment. I Lighting: Lighting is an integral factor of indoor environment and hence is inextricably related to the health performance of homes. Daylighting possess superior qualities over typical electrical lighting. ' Acoustics: Noise related problems have significant impacts on health performance of homes. ' Ergonomic Design and Safety issues: Defective design can result in hazards and discomfort. All of these attributes are discussed in detail as a part of Chapter 2. 4.4 Defining building systems The research effort in this thesis involves the improvement of health performance of homes by implementing building systems integration principles to counter the effect of negative interactions in homes. So it is necessary to define the building systems, which must be integrated in the design of a home. The following six building systems have been determined for the purpose of this thesis, from the perspective of health performance. 93 This definition of building systems closely follows the method adopted in the Whole House Performance Criteria Framework (Swarup 2005): Envelope - That part of the building that protects the occupants from climate and other natural forces. In most cases it also provides stability to the home and allows it to stand. I Heating Ventilation and Cooling (HVAC) - The building system that tempers the living environment for comfort. I Plumbing - The building system that provides water supply to all outlets. I Electrical/Communication — The building system that provides electrical supply to run all home appliances and support systems. It also includes communication supply such a phone, cable and Internet. I Lighting - The building system that provides both artificial and natural lighting inside the home. Artificial lighting systems include light fixtures and natural lighting systems include windows, skylights, light wells etc. I Interior— The building system that make up the interior of the home, composed of movable elements including finishes and furnishings like fimriture, movable storage, carpet, drapes etc. It also includes elements that are visible fiom the inside of the home and are in some manner connected to the structure or the envelope like partition walls, ceilings etc. 4.4.1 Health performance goals These goals are framed with the intent of improving the health performance of a home. These goals require the application of the building systems integration concepts in the 94 design and construction of a home. These goals are developed by analyzing the following factors: I Health/comfort effects identified using LEED matrices I Relevant Physical, Chemical and Biological interactions and processes I Attributes of health performance involved in a particular interaction An example scenario will adequately explain the development of these goals. When we look at “Credit 2 — Humidity Control” in the Indoor Environmental Quality section of the LEED-H criteria, several associated health effects can be observed. Humidity levels are associated with respiratory ailments, hypersensitivity pneumonitis and asthma. Humidity levels can also influence local thermal comfort. These effects can be traced back to physical, chemical and biological processes in the indoor environment. Elevated humidities in the indoor environment can be traced back to moisture infiltration through envelope due to temperature and vapor gradients between indoor and outdoor environments; moisture released in bathroom and kitchen due to occupant activities like showering and cooking; rise of dampness through the structure; faulty mechanical equipment; or condensation of water vapor in homes due to microclirnate formation. Moisture may be retained inside building materials due to their non-breathable nature. Humidity levels can influence grth and spread of biotic agents including pathogens, mold, mites etc and release of aerosols and VOCs from building materials. Formaldehyde off gassing from pressed wood products is related to levels of humidity. In most cases interactions induced by humidity are also a function of temperature. So the health 95 performance attributes involved in this scenario include humidity/moisture, temperature and presence of indoor pollutants. The health performance goals developed to achieve better health performance for this scenario include the following: reducing moisture infiltration through envelope; reducing moisture infiltration through structure; reducing interior moisture levels through mechanical equipment; reducing interior moisture levels by controlling occupant activities; preventing condensation in homes; preventing chances of biotic growth in the indoor environment; and preventing chances of VOC release in the indoor environment associated with humidity. The fiamework of the goal development analysis involving the above mentioned example has been included in Table 4.3. 4.4.2 Building systems Design/Construction/Integration strategies The building systems design/construction/integration strategies are developed from the health performance goals developed in the last section. The strategy is the process that will be employed to achieve the goal. These strategies are compiled through literature studies done as a part of Chapter 2. These strategies take into account health performance and integration potential between building systems. By analyzing the health performance goals and driving processes behind IEQ issues, the relevant building systems that require design/construction/integration treatment are identified. The intent is to improve health performance through design/construction/integration strategies that will enhance synergistic associations. For example, to address the goal of reducing the moisture infiltration into the structure through envelope two building systems have been identified as relevant — envelope and HVAC. Two strategies involving these two building systems are available to achieve the goal: tight envelope construction to prevent moisture 96 infiltration; and maintaining high pressure inside buildings to prevent moisture infiltration. Table 4.3 explains the strategy development process in greater detail with an example. Figure 4.1 depicts the model adopted for generating the health performance goals and building systems design/construction/integration strategies. Identify Health Impacts of LEED Crpdits Identify Relevant Building Systems I Envelope Identify relevant . HVAC Physical-Chemical- ——-> _ Biological I ElectncJComm. Interactions and . plumbing Processes I Lighting I Interior Generate Building Systems I Design/Construction Identify ln valved fl: tegra 5m" IEQ Attributes m I IAQ Humidity/Moisture I Temperature I Ventilation e H Frame Health Lighting __ . _—> Performance Goals I Acoustics ‘— I Ergonomic design/Safety Figure 4.1: Model for generating health performance goals and building systems D/C/I strategies 4.5 Health performance criteria framework The Health Performance Criteria Framework is integrated into the broader Whole House Performance Criteria Framework (Swarup 2005). 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This ideal “Whole House” epitomizes the situation where all involved building systems work synergistically, thereby enhancing the health performance of the home and avoiding any negative interaction. 4.5.1 Structure of the health performance criteria framework The proposed framework has two sections —- one for compiling health performance goals and the other one for building systems design/construction/integration strategies. The goals section lists all building elements against the seven health performance attributes identified in the previous section. Each health performance goal is to be compiled against the particular building system and the performance attribute to which it is more associated with. For each building system the goals are segregated into two design considerations: architectural design and engineering design. Architectural design consideration involves specifics, such as space usage in terms of placement of units and arrangement of partitions. Engineering design encompasses all services design issues. The health performance goal specified under each design consideration for each building system is then associated with a building systems design/construction/integration strategy 99 in the next section of the framework. The strategies are specific to the user and may be tabulated as per the individual expertise. The strategies section has provisions for scoring the performance and interaction potentials of each listed strategy. Figure 4.2 and Figure 4.3 shows in detail the structure of Health Performance Criteria Framework. The complete framework is included in the appendix. 4.5.2 Scoring system for the health performance criteria framework Each building systems design/construction/integration strategy is scored for performance and interaction. Performance score of a strategy denotes its ability to deliver the required health performance. Interaction score denotes the degree of synergism of that particular strategy in combination with other strategies. The scoring system is modified from the “Whole House Calculator” and the “Whole House Performance Criteria Frarnewor Each building system and attribute of IEQ is associated with a certain weight that refers to the role of the strategies pertaining to that building system or the attribute, in the overall performance of the home. The building system or attribute that affects the performance of the home to a large degree is given a larger weight than others. The weightage/credit system defines the level of importance of each building system within the complete design of the home. Analytic Hierarchy Process (AHP) is adopted to determine the weightage of each the building system in respect to the health performance parameters. The application of AHP in assigning relative weights for building systems and attributes of IEQ is discussed in detail in Chapter 5 with an example. 100 28w ooggotoa .283 - xSBoEEm «EEO ooggotom 530m - N4. 05mm“— assign. U<>= one—9E” hages/usgsap onwouofi: SORSI'IODV Sunufin uouelnuan ammudwai a QJHJSIOW/Mlpglunfl ..._m .5395 coast—:5 9533:. custom 101 mommflmbm I I 030.025 Maus/ufigsap alwouofia sonsnoav Bunufin uonemuan mmuadwa; ; I r alnzslow/lelwnfl A '.; 2 :3 3:25 cosabEs 05—Jun—09: u:0>0.a Du COED-Eumrau un2o>=u 22... Performance scoring The performance scoring (PS) in Health Performance Criteria Framework follows the same format of Whole House Performance Criteria Framework. The scoring will be conducted on a scale of 1-5, where 1 represents the least effective strategy and 5, being the most effective strategy. The weighted performance factor (Pf) for a particular strategy is the product of the performance score (Ps), the weightage of the building system and the weightage of attribute of IEQ it is associated with. Pf = E; X relative weightpf building system X relative weigjt of attribute QfIEO (Eq 1) Interaction scoring The interaction scoring in Health Performance Criteria Framework is adapted from Whole House Calculator. Each of the strategies is compared with the other strategies for identifying synergistic interactions. The strategies are grouped as synergistic combinations and dyssynergistic combinations to determine the interaction score. A synergistic combination will result in an improvement in the health performance of homes. A dyssynergistic combination will result in degradation in the health performance of homes. The combinations are scored on a scale from 1 to 5. The scoring system for the combinations is as follows: 1 represents a combination which results in a major degradation of health performance. 2 represents a combination which results in a minor degradation of health performance. 3 represents a combination which has no effect on health performance. 4 represents a combination which results in a minor improvement of health performance. 5 represents a combination which results in a major improvement of health performance. 103 Intermediate values represent degrees of performance degradation or improvement. After scoring each strategy on this scale, a total score is determined for each strategy (Is) by obtaining the average of all the individual combination interaction scores. Is = 2 interaction scores of combination involving a particular strategy (Eq 2) number of combinations involving that particular strategy Whole House Health Performance Score (HS) The Whole House Health Performance Score is obtained in two steps. The performance factor (Pf) of each strategy is multiplied with its interaction score (Is). These values for all the strategies are summed up together to obtain the Whole House Health Performance Score (Hs). Hs = Z (Pf X Is) (Eq 3) The resultant value is compared with the score of the ideal “Healthy home”. This is obtained by assigning a performance score of 5 and an interaction score of 5 for all the strategies. This will give the user an idea of how close the case study design comes to being an ideal “Healthy home” design. The ideal score has been calculated as 6680. 4.6 Summary This chapter discusses in detail the development of the Health Performance Criteria Framework. The LEED matrices for identifying the health impacts of buildings are discussed in the first section. The identified health effects were then traced back to several physical, chemical and biological interactions associated with the indoor environment. These interactions were then linked to health performance attributes. This analysis was used to develop health performance goals and building systems 104 design/construction/integration strategies. The health performance criteria framework is developed with the intent to systematically compile these goals and strategies. A scoring system was developed to evaluate the effectiveness of the strategies in achieving health performance. Finally the ideal “Health house” score was developed to compare individual scores of case study houses. 105 CHAPTER 5 FEEDBACK AND CASE STUDY APPLICATIONS 106 5.1 Overview In Chapter four, the Health Performance Criteria Framework was presented as a planning and evaluation tool for the health performance of homes. In this chapter the framework will be applied to three case study homes and feedback will be obtained from industry experts. The three case studies include a site built home, a factory built home and a combination of both — the hybrid home. All three of them are assumed to be LEED certified homes and will employ the strategies outlined in the LEED rating system for homes. The scoring system that was developed as a part of the last chapter will be applied to these case study homes and a final health performance score will be obtained. These scores will be compared to the ideal health performance score of a hypothetical healthy home to ascertain the effectiveness of strategies employed in these homes in ensuring the health and comfort of occupants. The case studies will help in measuring how the performance of the strategies employed in the design and construction of homes and various interactions between them will impact the health and comfort of occupants. 5.2 Sample “Health Performance Criterion” A sample health performance criterion has been developed based on LEED for homes guidelines. This criterion will be applied to the three case study homes to evaluate their health performance. This criterion has five components: 1. Building systems: These six building systems have been identified and defined as a part of Chapter 4. These are Envelope, HVAC, Plumbing, Electrical and Communication, Lighting and Interior systems. 107 2. Design considerations: Each building system is further defined in terms of two major design considerations - architectural and engineering. The architectural design consideration includes all general design related issues, such as space usage in terms of placement of units and arrangement of partitions. Engineering design encompasses all services design issues and any other special considerations. 3. Health performance attributes: These seven attributes have been identified and established through literature study conducted as a part of Chapter 2. They collectively determine the quality of the indoor environment and thereby the health and comfort of occupants. The attributes include aspects of Indoor Air Quality (presence of indoor air pollutants), Humidity/Moisture, Temperature, Ventilation, Lighting, Acoustics and Ergonomic Design/Safety. 4. Goals for improving the health performance: These goals have been extracted fiom the analysis of health/comfort impacts associated with the LEED for Homes green building rating system. They are listed against the respective building system and health performance attributes discussed above in the goals section of the criteria. 5. Strategies for improving the health performance: These strategies aim to improve the health and comfort of occupants by employing the concept of building systems integration. These strategies were developed based on the goals for improving the health performance discussed above. Seventy strategies have been defined for the purpose of evaluating the health performance of case study homes. These strategies will be rated based on their 108 effectiveness in improving the health performance and the various interactions between them. 5.3 Scoring system for the sample criterion The scoring system used here is based on the “Whole House Calculator” and the “Whole House Performance Criteria Framework”. This system has been discussed in detail in Chapter 4. Weighting factors are applied to both the health performance attributes and the building systems that will highlight the importance of each of them in the health performance of a home. Analytic Hierarchy Process (AHP) is adopted to determine the weightage of each of the building system in respect to the health performance attributes and also the relative importance of each of these attributes. This .process has been demonstrated here for the sake of conducting the cases studies. It is based on the author’s understanding of the relative importance of various building systems and health performance attributes. 5.3.1 Relative weights of building systems and health performance attributes The use of AHP requires the development of a tree-like hierarchical structure of all the factors involved. Analytic Hierarchy Process allows the user to assign relative weights in a logical manner through pair-wise relative comparison of these factors. The Health Performance Criterion has a three tier hierarchy. The lower tier consists of all the building systems, the middle one includes all the health performance attributes and the upper one is the health performance of the home. The first step in AHP is to make a pair- wise comparison of all the elements belonging to the same tier of hierarchy. The elements 109 are pair-wise compared with respect to an element in a higher tier of the same hierarchy to show the relative importance of each element of the lower tier with respect to that element in the higher tier (Hass & Meixner 2005). Here the building systems in the lower tier are pair-wise compared to determine their level of impact on each of the health performance attributes. For example the ‘envelope’ will be compared pair—wise to the remaining five building systems to determine its impact on humidity/moisture performance. Further each of the health performance attributes will be compared against each other to determine their relative importance for the health performance of the home. For example the ‘humidity/moisture’ performance will be compared with the rest of the six attributes to decide its relative importance in ensuring the health and comfort of occupants. For the purpose of pair-wise comparison the following scale is used. Intensity Definition Explanation 1 Equal importance Two activities contribute equally to the object 3 Moderate importance Slightly favors one over another 5 Essential or strong importance Strongly favors one over another 7 Demonstrated importance Dominance of the demonstrated importance in practice 9 Extreme importance Evidence of favoring one over another of highest possible order of affirmation 2, 4, 6, 8 Intermediate values When compromise is needed Table 5.1: Scale of relative importance for pair-wise comparison (Dey 2002) 110 For example, while comparing ‘x’ and ‘y’ for criterion ‘a’, if ‘x’ has essential importance over ‘y’ intensity level 5 is chosen. So if (x,y) represent the relative importance of ‘x’ against ‘y’ for criterion ‘a’, then (x, ) = 5 and (y,x) = 0.2. The various steps in AHP employed for establishing the relative importance of the factors in the Health Performance Criterion are detailed out below. First the six building systems are pair-wise compared to determine their levels of impact on each of the health performance attributes. For example, the following matrix shows the pair-wise comparison of envelope, HVAC, plumbing, electrical/communication, lighting and interior systems to determine their levels of impact on the health performance attribute of IAQ - presence of indoor pollutants. IAQ - presence of indoor pollutants Envelope HVAC Plumbing Electrical Ligmng Interior Envelope 1 0.33 5 5 5 1 HVAC 3 1 5 7 5 3 Plumbing 0.2 0.2 1 3 3 0.33 Electrical 0.2 0.14 0.3 1 1 0.2 Lighting 0.2 0.2 0.3 1 1 0.33 Interior 1 0.3 3 5 3 1 Table 5.2: Matrix of comparison for building systems affecting IAQ The next step in AHP is to calculate the sum of all elements in a column and divide each element in that column by this sum. This process is known as normalizing the column. The normalized matrix looks as follows: 111 IAQ - presence of indoor pollutants Envelope HVAC Plumbigq Electrical Lighting Interior Envelope 0.18 0.15 0.34 0.23 0.28 0.17 HVAC 0.54 0.46 0.34 0.32 0.28 0.51 Plumbing 0.04 0.09 0.07 0.14 0.17 0.06 Electrical 0.04 0.06 0.02 0.05 0.06 0.03 Lighting 0.04 0.09 0.02 0.05 0.06 0.06 Interior 0.18 0.14 0.21 0.23 0.17 0.17 Table 5.3: Normalized matrix for building systems affecting IAQ The final step in AHP is to add all the elements in a row of the normalized matrix and divide it by the number of elements in that row. The new value obtained is the relative weight for the building system represented by that row. The relative weights for the six building systems are shown in the following table: IAQ - presence of indoor pollutants Envelope HVAC PlumbinL Electrical Lighting Interior Relative Weights 0.22 0.41 0.09 0.04 0.05 0.18 Table 5.4: Relative weights for building systems affecting IAQ The steps outlined above are conducted for the rest of the health performance attributes and relative weights are obtained. These are shown in the following table. The relative weights are rounded off to the nearest multiple of 5 and then multiplied by 10. So effectively 10 points are distributed among the six building systems for each of the health performance attribute, in accordance to their relative weights. 112 Envelope HVAC Plumbin Electrical Li htin Interior IAQ 2.00 4.00 1 .00 0.50 0.50 2.00 Humid/Moisture 2.50 2.50 1.50 0.50 0.50 2.50 Temperature 2.50 4.00 0.50 0.50 0.50 2.00 Ventilation 2.00 4.00 1 .00 0.50 0.50 2.00 Lighting 2.00 0.50 0.50 0.50 3.50 3.00 Acoustics 3.50 1 .50 1.00 0.50 0.50 3.50 Egojsafetl 3.00 1 .00 1 .00 1 .00 1 .00 3.00 Table 5.5: Adjusted relative weights for building systems affecting health performance attributes The process is continued for the next level of hierarchy to establish the relative importance of the health performance attributes with respect to the health performance of the home. These values are shown in the following table. Health Performance of the Home _ Ergono. Humidity! DesJ IAQ Moisture Temperature Ventilation nghtlng Acoustics Safety Relative weights 3.50 2.00 1.50 1.50 0.50 0.50 0.50 Table 5.6: Adjusted relative weights for attributes affecting the health performance of a home. While scoring a particular strategy for performance, the relative weight of the building system and the health performance attribute to which it is most associated, is taken into consideration. The product of relative weights of the building system and the health performance attribute will adequately reflect the effect of the strategy’s performance on the overall health performance of the home. 113 5.4 Case study applications This section deals with the application of the sample “Whole House” performance criterion developed to three distinct case studies, site-built home, factory-built home and finally hybrid home. A major homebuilder has provided the case studies for the site-built home and the hybrid home. Both homes are based on the same design but have different approaches to construction. For the factory-built home case study, a hypothetical, double section factory built home similar to the other two case studies was developed. The rating associated with each strategy is based on the understanding of the researcher but will be corroborated with a discussion of the specific strategy used within the design. 5.4.1 LEED assumptions All the case study homes are assumed to be LEED homes. Several assumptions are made so that they will satisfy the LEED for homes rating system. These are discussed in detail below. The credits that have significant impact on health and comfort of occupants are given more importance. It is assumed that all of the case study homes are located in a LEED certified neighborhood with minimum disturbance to the site. The other assumptions are listed below. 0 Rainwater harvesting system and grey water re-use system will be installed. 0 Very high efficiency plumbing fixtures will be used throughout the homes. 0 A CD monitor will be installed on each floor of home. 114 HVAC and DHW combustion equipment with closed combustion is installed if equipment is located inside the building envelope. Direct venting installed in kitchen. Humidity control system will be installed. Whole building ventilation system that complies with ASHRAE Standard 62.2 will be installed. Dedicated outdoor air supply system that complies with ASHRAE Standard 62.2 and that which provides for heat transfer between the incoming outdoor air stream and exhaust air streams and that which will have fully ducted supply and exhaust will be installed. Local exhaust systems in bathrooms and kitchen per ASHRAE Standard 62.2 will be installed. Timer for bath exhaust fans to operate fan for a timed interval after occupant leaves room. HEPA air filters will be installed and ducts will be sealed off during construction. Permanent walk-off mats to be installed at each entry. Home is NOT located in EPA Region 1, so only radon resistant construction techniques are to be installed. No air handling equipment, return ducts or un—sealed supply ducts are located in the garage. There is also a 100 cfrn exhaust fan rated for continuous operation with garage door opening/closing mechanism. No extra lumber may be used for purely aesthetic purposes. Space joists & studs greater than 16"OC with two stud comers. 115 Headers have been sized for actual loads. Design roof pitch/cave width to 24" module. It is assumed that all the building materials or products have been extracted, harvested, recovered and manufactured, within 500 miles of the home. A detailed durability plan is in place. Environmentally preferable products are used throughout the home with reduced jobsite waste. Insulation is installed in such a way so as to minimize thermal bridging. Air leakage rate from envelope will be I .53“. 3.8 03%!— umfiov .53 9:3. :02—.8223 5.8V Econ—m :98“. wctoesmcm, 58o . one—95”,— :uiév .58 ozmnam n :33“. 58 2:84: 88.898 5:8 38am =98“. 9:82.915, 5:8 .5852 .53.. £3.55 3.... as 8am .833 he can anus... Essen Sana—Leta.— 18.5.; «:8:— ease... 3.3m 2%.—am 35.5328 in: V 95E. 53.... 146 ..E-E ..e 03H 8...: 43.8 no a mun ineay brie...— 8.=E..etu._ E: .55: HEB—u 51:. 1.5.2: . a E.— \ 82 .m 15:2. h .1315 «Sufism he a 433 up 3 .Mtgfla—m cocaine—.8.— 3:33 .58.. . . into-F Sal—m HES-.5 sun—nun.— 147 Econ .35 .986 03% 03..qu a 838.38 3:8 38% 5.86 wqtoofiwum, 3:3 358235 I lmlu m a a»: are... 3:089:32 Baum n Suefia8 :93. 38% M .53. mucooamam 5:3 3303302, c—N 3. E note...— 5666 35538 a SEES a3. 38% summon mauve—awn”,— h—N n .53. 356333: . L 35:85.58 Rheum a 89338 name 3.50% .— .3: 033.525 45-... ..e 8.”.— 42.3 . ..— uc 03H .laaugm nun-Ecru 15.5.; £55: .525 «:8..— 3 In DJ kl—N n .3Euofi Anson-522.3 5.8: V 25.»? "£2.3— .oz 148 43.... 42.3 blue..— uuuqauotum 5555: auto—u 4...“... 2.3 a on- btuoua— ouaéotoa mum—5i»: .3 93H .3 03m Eighm 1.....an .535 932.325 he 93”.— a u u .Eaeshm 1.52:. .525 unfunny13:83:38.3»: sac—=5...— 8_Mo.-hm 0:.—En”.— _ U 149 APPENDIX B LEED-NC Checklist (LEED 2005) 150 LEED-NC Version 2.2 Registered Project Checklist w ‘ r I, t ’ r _ H_-,‘..,..‘.-J., . .g . .. -1-.. ,4... . - .__.,. ._. .,. _. . -- . -_.,__. ... .. -.- A, ,. m-.- A. -‘h , .7- -7... , 4....-- r in..- --f. -_. 1..-- A, . ."e . .. t. Iv ..«...‘_'-_o.,',(.a. h. .- 4:“... '\‘Vxl.- 3", ":1 _>-_‘ .1 ‘ . ‘ ' V 1. ‘ . V . \ . ‘ ‘ , _ , ‘ ‘ , __ .. ‘ .., 7‘ ‘ "'~l v ._, - V t . r ‘. . . - .1 ~ ,, - . -...~-‘.,.,. _p_i .,-.s.r-_.‘4q.¢'-- . lvv . oy-u‘ .,- --' .tr-al"‘~‘.r\-r!'.‘g " V. it t ‘ ", r t , ,. ~ . ~ uc-',-“‘..b' .\¢ , n: i-' , .,, 4x. B.t\ .,.ev" .. . . ,. . ...- ... - - ~‘«wJ—*‘-'-‘A-W’ Mu" Moat-5.3.2.57-.-.-.-.-.ir.!..«,- -.-. . , (liar .'. 3‘."~_.Ao_i,3:_7,7.‘.‘.‘.‘53:. Jinx-[LA 537.31.33‘ . ,1. 7." , _ ,— 7 7,3. ,_,_. 37 , _ V . , ,. 7 ,, _ ‘- . , 7 7.77;; ».-'».t. _ __._._._‘ ‘_==,_,f,__.__._‘ ..... L... Frame 1 Construction Activity Pollution Prevention Required Credit 1 Site Selection 1 Credit 2 Development Density 8. Community Connectivity 1 Credit 3 Brownfield Redevelopment 1 Credit 4.1 Alternative Transportation, Public Transportation Access 1 Credit 4.2 Alternative Transportation, Bicycle Storage & Changing Rooms 1 Credit 4.3 Alternative Transportation. Low-Emitting and Fuel-Efficient Vehicles 1 Credit 4.4 Alternative Transportation, Parking Capacity 1 Credit 5.1 Site Development, Protect of Restore Habitat 1 Credit 5.2 Site Development, Maximize Open Space 1 Credit 6.1 Stormwater Design, Quantity Control 1 Credit 62 Stormwater Design, Quality Control 1 Credit 7.1 Heat island Effect, Non-Roof 1 Credit 7.2 Heat Island Effect, Roof 1 Credit 8 Light Pollution Reduction 1 l I I la: -~.,. ""tm 1;; ., "c: ‘t """ -.; mull: Credit 1.1 Water Efficient Landscaping, Reduce by 50% 1 Credit 1.2 Water Efficient Landscaping. No Potable Use or No Irrigation 1 Cmdit 2 Innovative Wastewater Technologies 1 Credit 3.1 Water Use Reduction. 20% Reduction 1 Credit 3.2 Water Use Reduction, 30% Reduction 1 Prereq1 Fundamental Commissioning of the Building Energy Systems Required Prereq 2 Minimum Energy Performance Required Prereq 3 Fundamental Refrigerant Management Required Credit 1 Optimize Energy Performance 1 to 10 Credit 2 On-Slte Renewable Energy 1 to 3 Credit 3 Enhanced Commissioning 1 Credit 4 Enhanced Refrigerant Management 1 Credit 5 Measurement 8 Verification 1 Credit 6 Green Power 1 151 Prereq 1 Credit 1.1 Credit 1.2 Credit 1.3 Credit 2.1 Credit 2.2 Credit 3.1 Credit 3.2 Credit 4.1 Credit 4.2 Credit 5.1 Credit 5.2 Credit 6 Credit 7 Prereq 1 Prereq 2 Credit 1 Credit 2 Credit 3.1 Credit 3.2 Credit 4.1 Credit 4.2 Credit 4.3 Credit 4.4 Credit 5 Credit 6.1 Credit 6.2 Credit 7.1 Credit 7.2 Credit 8.1 Credit 8.2 [ 1 i i; Credit 1.1 Credit 1.2 Credit 1.3 Credit 1.4 Credit 2 .I. Project Totals (pre-certification estimates) ,_. ... n c v . 4 . . ', .VJr. (7', . .‘u. \‘t'. .l‘ i". _ '.' L‘ .. ‘I . I . . .1 . . .. . . . - .- I . ' .' .'. 9.-) !.'_'--. . y . . >‘A.... ..' . A _'i J; '-.I‘. ' . a ' _' v r .... Jul'flw'JWW’IFV-XCWJJJUUO'JF.‘-’:'.'A' -'a’.bl"'.°l"-"I'--'-‘IIO '3'? Storage & Collection of Recyclabies Building Reuse, Maintain 75% of Existing Walls, Floors & Roof Building Reuse, Maintain 100% of Existing Walls, Floors 8. Roof Building Reuse, Maintain 50% of Interior Non-Structural Elements Construction Waste Management, Divert 50% from Disposal Construction Waste Management, Divert 75% from Disposal Materials Reuse. 5% Materials Reuse,10% Recycled Content, 10% (post-consumer + ‘/z pre-consumer) Recycled Content, 20% (post-consumer + ‘/2 pro-consumer) Regional Materials. 10% Extracted, Processed & Manufactured Regions Regional Materials, 20% Extracted, Processed 8. Manufactured Regions Rapidly Renewable Materials Certified Wood hwwwH:54.w—w-aa&finohw- ”V‘s..— I". .I'. . Id . . fiaU-H-‘uo' Minimum IAQ Performance Environmental Tobacco Smoke (ET S) Control Outdoor Air Delivery Monitoring Increased Ventilation Construction iAQ Management Plan, During Construction Construction IAQ Management Plan, Before Occupancy Low-Emitting Materials, Adhesives 8. Sealants Low-Emitting Materials, Paints & Coatings Low-Emitting Materials, Carpet Systems Low-Emitting Materials, Composite Wood 8. Agrifiber Products Indoor Chemical 8. Pollutant Source Control Controllabliity of Systems, Lighting Controllabliity of Systems, Thermal Comfort Thermal Comfort, Design Thermal Comfort, Verification Daylight & Views, Daylight 75% of Spaces Daylight & Views, Views for 90% of Spaces ’_l'o"l'intrm'f@:%mr‘r. e2. ‘1. s_-'u"hjs"li§_“-fi It'd-pijIa-JJJi-E- L's '.i.".1-.‘-:I‘I‘-_\-‘.I'v’-‘I rein-Wen. rife :N:L‘e‘o.‘a'a'-’e'o'o‘w-bV‘u.-a II‘.'-1'.*¢L'L'.\‘Y .T-3‘o smut-u.- 'a‘t‘.‘-‘!‘.'-a‘l' . f-‘y '-_- . ~ . Kw. . .‘ ._ -. ' -. . ~,'.. , - . ,_ , I Innovation In Design: Provide Specific Title Innovation In Design: Provide Specific Title Innovation In Design: Provide Specific Title Innovation In Design: Provide Specific Title LEEDo Accredited Professional 152 r - I . ’ - ‘mn- ‘ “ ‘ ‘ h“ :‘ ‘ .3 - . . .-.-;av.»;-.-.a-.-.':o;i:-.ne-.u;~.' -:r .AQC'-IlZ-i-Z-ZrllJ-TeIiT-ihint-1‘1(VAT'.0;‘~'.".‘?.t.eu‘.~‘.'.‘.0lsto‘ sac-mo 69 Pomts I d. -. . ‘ Tel-if; ,e. 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MO 80.000008 02028020000 0000 000000 a 030% 00: .000000 00000000 00 000.2. .00000 008.0 0.08080 5.3 00.000000 .0000 ..0 0 00:20.50 800020 02000 00 00.00000 0000088002 000 00000>.0000000 .0.000000 00000000 00 000 00000000 0008.0 0000.22 00.0 0.0>.00.00 000.500 000.000 00.000.00.00 < .0000. ..0 00 0.20.. .000. ..0 00 0000000 00.000 000 0002.00 0 8.050 000 00000000 0 00 08000800 0000020000 5.3 000200000 00 000.00.80 0008.0 000022 .300. 000000 00 00000000. 00.. 00000< 8020000000: 0.88.00. 200000080. -000 00000 0.30008 .00000 2 0.88.00. 00 00000 0000000000 00 0. 000000.00 .0000. 0:600 .0000 00 000 0000000000000 00.0 .000.00 000 .000000000 080.0000 00.0.> 0002020 00000 000 0000000000000 .53 .0000 05 000000005 00008 .00 000>..00 05 03000 020 2203 000025 00 8000000020 05 00000 000 00.000.08 00.000002 000000 00000 214 APPENDIX E Case study application: Site built home 215 m 6202050 £03090 03 Pm 3.3m .3 me n .:oum_:m:_ 30:00.0 :03 0380020 .v.-~:-~0 =03 :02 .2 0380003 00:0:2505 2.85.5235 -Nm-wo-rm 000: $0302: 2.85.5935 *0 000w - 5:00.00 .mmém .m... 00> 30.. - 5:00.00 .000: 005:: 3:902 4.75-2 5:902 0:0 20:20.: 03:09:00 m .3208ng 082%» «Na 3 3-2 .5 0N N 0:23.80 0038.5 53802800 :930 :02. 0.5 3:000:30: 29:30:05 -_‘< .5. 2 0.022, 000QO 0:0 90:33 .203 8:05 No- 2 .00 Eat .095 933.3800 .wmcmEQS -E .5. _.< m. 205 00:05 .2 332.2 3-2 .Nm 93 0928 98595.8. -2 .324. 02032 :930 .8283. :03 mm: 000.. a:_no_w 03 8.~ 2:902: 000_o>:m SN and 23%.: 3.2.5.: m 1 8:323: m. 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I ..0..0.....0> m .- 5835... m .- W 0| W W .0: W W0 a a 1.. a I. a 19 a m 0 0 0.0 m 0 0 0.0 w 0. w 0 w. m A 0. w. m w m- A m. U I. e U . J . e U w a .0 w w N w o d w w W m m u m 0. u m m u 0 0- u m 0 0 m 0 0 0 0 0 m 0 m m 0 .00.. 8.000 .8580. 2.0 .000... .0 00.00.08 mm_0m._.>$> - FD- Tr . ..D +< . Fad/q. mé .5323 5:99: manna 3.0238 :03 no: mm: .088 $5 .3..on 5.3: ocm 35:5 .9238 2a >3... .80QO 9.3: 2 £998 2 29:. new 5:893:56 9 965 2a 3293: can 322.8 9.5 "WEEKS oEow 3.32 5.3: 850 - 5.6.335 van 5323 3:222 242 15 243 madu adv 03.0....00 .mDK< .mD .mw-n<.m< dos—80228 95 29.9 :03 mm; 25 «we: quammm m_ = .9559. 295358 2 358.. can 05:52 .0 coEmoa .2233“. a 9.562 go coamoa 244 $0.50.?» wmzo?. ZO omm-F< 245 REFERENCES (Abu Hammad 2001) - Abu Hammad, A. (2001). “Simulation Modeling for Manufactured Housing Processes.” Masters Thesis, University of Cincinnati. Cincinnati, OH. (Abu Hammad 2003) - Abu Hammad, A. 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