t. Pu. "€33 I;..oqu.: ”an {a Ifinr 4;: THESE; I 251(1) O 7 This is to certify that the dissertation entitled TOWARD AN ECO-DEVELOPMENTAL THEORY OF ADOLESCENT SUBSTANCE USE IN VENEZUELA .03 >_ «(P- > presented by 0: CD “5:; < C 5 0‘.‘ C5 ’> 33 _Q ': RONALD B. COX, JR. :1 5 i l 2 —~———— J has been accepted towards fulfillment of the requirements for the Ph.D. degree in Familx and Child Ecology Major Professor’s Signature q ’ LZ‘ 200‘} I Date MSU is an afiinnative-action, equal-opportunity employer PLACE IN RETURN BOX to remove this checkout from your record. TO AVOID FINES return on or before date due. MAY BE RECALLED with earlier due date if requested. DATEDUE DAIEDUE DAIEDUE -\ I'l I 'Fflrfli‘ 'r (N, SEiPZOQt‘étmsI 6/07 p‘lCIRC/DaleDue indd-p.1 TOWARD AN ECO-DEVELOPMENTAL THEORY OF ADOLESCENT SUBSTANCE USE IN VENEZUELA By Ronald B. Cox, JR. A DISSERTATION Submitted to Michigan State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY Department of Family and Child Ecology 2007 ABSTRACT TOWARD AN ECODEVELOPMENTAL THEORY OF ADOLESCENT SUBSTANCE USE IN VENEZUELA By Ronald B. Cox, JR. This study surveyed school-attending adolescents in Caracas, Venezuela in order to explore the prevalence of substance use and to identify risk and protective factors that influence the age of first drug use among this population. The theoretical premise of this study was that the synergistic effects of the Venezuelan adolescent’s social ecology offers a foundation from which to develop intervention strategies for the prevention and treatment of adolescent substance use. Studies of risk and protective factors related to adolescent substance use have identified several targets for intervention within families and communities in the United States. These studies have led to the formation of family therapy and prevention treatments, many of which have become standard evidence-based interventions for youth involved with licit and illicit substances. Even though these intervention strategies exist for US. populations, questions remain unanswered regarding whether the same risk and protective factors related to adolescent substance use are operative in the Venezuelan culture, and if so, how these interventions should be adapted to be effective with this population. The purpose of this study was to assess for the extent to which known risk and protective factors for US. populations exist among school- attending youth in Caracas, Venezuela. A sample of 1,831 Venezuelan youth attending 14 schools in two school districts located on the western side of Caracas, Venezuela participated in the study. Descriptive analyses provided prevalence rates of first use of eight different drugs (cigarettes, alcohol, inhalants, ecstasy, crack cocaine, heroin, non prescribed pharmaceuticals, and marijuana) for the sample. Findings indicated that high percentages of youth (81.5%) had consumed alcohol, and approximately one third had used cigarettes. Incidence of all other drugs in the study had very low reported rates ranging from .3% (crack) to 3.7% (marijuana). Hierarchical Linear Modeling was used to test the relationships between six variables that have been shown to covary with age of first drug use in the US. (family attention, externalizing behavior, peer drug influence, school climate, gender, and socioeconomic status). Only family attention, externalizing behavior, and gender were supported as level-1 covariates, while mean socioeconomic status was found to be a significant level-2 covariate of age of first drug use. Implications for family therapy treatment and prevention professionals are provided as well as areas for future research. Copyright by RONALD BLAKE COX, JR. 2007 Esta obra se dedica a: Norelis: esposa, madre, amante, amiga, compar‘iera, e inspiracién, doy gracias a Dios portL Y a mis hijos, Caleb, Amber, Scarlett, y Viviana quienes han soportado todo sin queja alguna; son mi riqueza y mi gozo. Lo logramos! ACKNOWLEDGEMENTS This dissertation was the result of the synergistic interpersonal connections that have spanned a lifetime, and thus the work of far too numerous a cadre of influential contributors to mention within the confines of this space. Still, from a sense of deep gratitude, I want to thank the individuals most recently and directly involved in this effort. To Dr. David Imig, who offered me hours of stimulating discussion that shaped my understanding of ecological theory. Throughout my time at MSU you guided me with your sage advice and continuously pointed out new ways of looking at the same old problems. You’ve been a mentor and a friend. Thank you. To Dr. Kim Maier, your class was my first experience with statistics and you awoke in me a desire to know more. Even more, however, I have been inspired by your faith and touched by your kindness. You have been a great example to follow both professionally and personally. Thank you. To Dr. Ruben Parra, your unique ability to be incessantly affirming of me as a scholar while relentlessly challenging me to grow, combined with your keen insight have added an important dimension to my scholarship, and more importantly, to my personal development. Thank you. To Dr. Adrian Blow my committee chair, who believed in my potential as a scholar and invested enormous amounts of time and energy in my development; your guidance and encouragement has been like a deep well, a truly invaluable resource. You vi went the extra mile with me and I couldn’t have asked for a more competent chair for my dissertation. Thank you. I am also indebted to all the support staff of F CE. Mary, Ruth, and Sarra all went out of their way to make sure that I had access to every resource that could be mustered, and sometimes even to the extent of personal sacrifice. You all provided a sense of importance and belonging to my stay at MSU. Thank you. To Mariela Rodriguez who helped me collect data and who went above and beyond the call of duty; you are a friend like no other. Thank you. To Ken Slater, my Pastor and friend from the Greater Lansing Church of Christ who read drafts and gave excellent feedback; you have been an instrument of God in my life. Thank you. To my parents, Vivian and Ron, Sr., who instilled in me, through their words and example, the work ethic and the sense of service essential to the completion of this degree. I know that you are proud of me. But what I may not say frequently enough is that I, too, am proud of you. Thank you. To Al Loftis, who has been a brother and a friend; your help and generosity made it possible for me to dedicate time to finishing this degree. Thank you. To my children, Caleb, Amber, Scarlett, and Viviana, who gave up “Daddy time,” and who worked tirelessly with me as a team, each doing their part toward the accomplishment of the task, I couldn’t be more proud of each of you! Thank you. To my wife Norelis, who saw the potential in me and believed in me long before I even believed in myself; it was your continued support and personal sacrifice that has vii kept me going through the tough times. I admire you and love you more than you will ever know. Thank you. And finally, to my Lord and Savior Jesus Christ; you brought me out of the darkness and into the light. You have given my life purpose and meaning. You have sustained me and blessed me more than I had ever hoped. I cannot imagine where I would be if it were not for you, for without you none of this would have been possible. Thank you! Each you in your own way has contributed to this work and thus it is the work of all of us. To you and to those not mentioned in these short lines, thank you for accompanying me on this journey. With every end, there is a new beginning. So, as I end one phase, I begin another; one that all of you helped create. Thank you! viii TABLE OF CONTENTS LIST OF TABLES .................................................................................... xi LIST OF FIGURES ........................................................................................................... xii CHAPTER 1: OVERVIEW Introduction ......................................................................................................................... 1 Adolescent Substance Use in the US. ........................................................................ 2 Treatment and Prevention Models .............................................................................. 3 The Eco-Developmental Model .................................................................................. 5 Venezuela as a Context for Adolescent Substance Use .............................................. 6 Statement of the Problem .................................................................................................... 7 Purpose of the Study ........................................................................................................... 8 Significance of the Study .................................................................................................... 9 Theory Development .......................................................................................................... 9 Research Questions, Hypotheses, and Measures .............................................................. 12 Specific Questions and Hypotheses .......................................................................... 13 Measures ................................................................................................................... 14 Conceptual and Operational Definitions ................................................................... 15 CHAPTER II: BACKGROUND Review of the Literature ................................................................................................... 19 Individual Influences on the Development of Substance Use in the US ................. 19 The Role of Genetics ................................................................................................ 22 Microsystem Influence on the Development of Substance Use in the US. ............. 24 Mesosystem Influence on the Development of Substance Use in the US. .............. 31 Exosystem Influence on the Development of Substance Abuse in the US .............. 33 Macrosystem Influences on the Development of Substance Use: The Case for International Research .............................................................................................. 35 Venezuela as a Context ..................................................................................................... 39 The Qualitative Case of Venezuela ........................................................................... 40 The Quantitative Case for Venezuela ....................................................................... 48 Conclusion ........................................................................................................................ 54 CHAPTER III: METHODOLOGY Setting ............................................................................................................................... 56 Methods ............................................................................................................................. 57 Sampling Procedures ................................................................................................ 57 Data Collection ......................................................................................................... 58 Data Processing and Quality Control ........................................................................ 63 Human Subjects Protections ..................................................................................... 63 Study Participants ..................................................................................................... 64 Measures ................................................................................................................... 66 ix Data Analytic Plan ............................................................................................................ 92 Modeling Approaches ............................................................................................... 92 Research Questions and Hypotheses ........................................................................ 93 CHAPTER IV: RESULTS Descriptive Statistics ......................................................................................................... 95 Preliminary Analyses ........................................................................................................ 99 Age of First Drug Use ............................................................................................... 99 Gender ..................................................................................................................... 100 Race ......................................................................................................................... 100 SES, Family Attention, Extemalizing Behavior, Peer Drug, and School Climate. 100 Missing Data ........................................................................................................... 103 Multilevel Models ........................................................................................................... 104 Age of First Drug Use: The Null Model ................................................................. 104 Age of first drug use — Model-1 .............................................................................. 106 Age of first drug use - Model-2 .............................................................................. 108 Age of first drug use — Model-3 .............................................................................. 109 Age of first drug use — Model-4 .............................................................................. 110 Age of first drug use — Model-5 .............................................................................. 111 Age of first drug use — Model-6 .............................................................................. 116 Age of first drug use - Model-7 .............................................................................. 121 Age of First Drug Use — Model Diagnostics .......................................................... 135 CHAPTER V: DISCUSSION Discussion of Results ...................................................................................................... 146 General Description of Drug Use ........................................................................... 146 Independent Variables ............................................................................................ 149 Discussion of Methodologies: Limitations ..................................................................... 162 Survey Population ................................................................................................... 162 Measurement Strategies: Use of Self-Reported Data ............................................. 162 Model Specification and Temporal Sequencing ..................................................... 165 Discussion of Methodologies: Strengths ........................................................................ 166 Implications for Treatment and Prevention .................................................................... 168 Implications for Further Research .................................................................................. 172 Concluding Remarks ....................................................................................................... 175 APPENDICES Appendix A: PACARDO-V 2007 (Spanish) ................................................... 177 Appendix B: PACARDO- V 2007 (English) ................................................... 186 Appendix C: MAMBI (Spanish & English). .. .195 Appendix D: IRB Approval Letter and Consent Forms ...................................... 200 Appendix E: Authorization Letters .............................................................. 217 REFERENCES ..................................................................................... 223 LIST OF TABLES Table 3.1 Grade level in School ............................................................... 66 Table 3.2 Reliability Estimates of Psycho-Social Constructs in the PACARDO ....... 68 Table 3.3 Age of First Drug Use ............................................................... 72 Table 3.4 Descriptive Statistics of Family Attention ....................................... 78 Table 3.5 CF A Model Results .................................................................. 79 Table 3.6 Descriptive Statistics of PRDG .................................................... 81 Table 3.7 Descriptive Statistics of EXTB .................................................... 82 Table 3.8 CF A Results for EXTB ............................................................ 84 Table 3.9 Descriptive Statistics for SCLM ................................................... 85 Table 3.10 CFA Results for SCLM ........................................................... 87 Table 3.1 1 Descriptive Statistics for SES .................................................... 88 Table 3.12 Descriptive Statistics for MAMBI ............................................... 91 Table 4.1 Demographics of Sample ........................................................... 96 Table 4.2 Frequencies of Students Reporting Having Initiated Drug Use ............... 98 Table 4.3 Number of Different Drugs Consumed ........................................... 98 Table 4.4 Ages of First Initiation of Substance Use ........................................ 99 Table 4.5 Regression: Age First Use ......................................................... 101 Table 4.6 Correlations Level-1 Covariates ................................................... 102 Table 4.7 Corrleations Level-2 Covariates ................................................... 102 Table 4.8 Estimates for Models ............................................................... 113 Table 4.9 Within school sample size ......................................................... 141 xi LIST OF FIGURES Figure 3.1 Histogram of Age of First Use .................................................... 66 Figure 3.2 Histogram of F AM Frequency .................................................... 78 Figure 3.3 Histogram of PDRG Frequency ................................................... 81 Figure 3.4 Histogram of EXTB Frequency ................................................... 83 Figure 3.5 Histogram of SCLM Frequency .................................................. 86 Figure 3.6 Histogram of SES Frequency ..................................................... 89 Figure 3.7. Histogram ofthe MAMBI ........................................................ 91 Figure 4.1. FAM random slopes by AF U identified by MSES ........................... 119 Figure 4.2. The joint relationship of EXTB and FEM on AFU holding FAM constant ........................................................................................... 124 Figure 4.3. The joint relationship of FAM and FEM on AF U holding EXTB constant ........................................................................................... 126 Figure 4.4. The joint relationship of FAM and EXTB on AF U by gender .............. 128 Figure 4.5. The cross-level interaction effects of EXTB by MSES on AFU holding FAM constant .................................................................................... 130 Figure 4.6. The cross-level interaction effects of F AM by MSES on AFU holding EXTB constant ................................................................................... 1.32 Figure 4.7. The cross-level interaction effects of FEM by MSES on AF U holding F AM constant .................................................................................... 134 Figure 4.8. Box plot of Level-1 residuals by each of the 14 schools ..................... 137 Figure 4.9. Scatterplot of level-1 residuals against the fitted values ..................... 139 Figure 4.10. P-P plot of the level-1 residuals ................................................ 140 Figure 4.11. Normal Q-Q plot of Mahalanobis’ Distance ................................. 142 Figure 4.12 Mahalanobis’ Distance by the expected values of the order statistics. . . .. 143 xii Figure 4.13. Empirical Bayes intercept estimate by MSES ................................ 145 xiii CHAPTER 1: OVERVIEW Introduction Illicit drug use and the abuse of legal substances is a prominent concern for public health officials throughout the world (Corroa, Guindon, & Sharma, 2000; WHO, 2004; WHO, 1997). It is reported that every year tobacco use alone is responsible for approximately four million deaths worldwide, and alcohol abuse is even more costly to human life and productivity (WHO, 2004). Research is emerging that points to the long- term negative consequences of chronic marijuana use on selective cognitive functioning and on negative effects for respiratory functioning similar to those caused by sustained tobacco use (WHO, 1997). Goldman, Oroszi and Ducci (2005) in a review of the literature on addiction research report that worldwide there are 2 billion alcohol users, 1.3 billion tobacco users, and 185 million users of illicit drugs, and that these three categories account for 12.4% of the global deaths in 2001. In the US. alone, these authors report that addictive drugs are the cause of approximately 590,000 deaths, and are responsible for injury or illness to almost 40 million individuals every year. For purposes of this study, use of any substance, licit (i.e., alcohol, tobacco) and illicit (e.g., cannabis, cocaine, heroin, etc.), by an adolescent will be referred to as substance use or abuse unless otherwise specified. Adolescent substance use is of particular concern because early initiation predicts later misuse (Spoth, Guyll, & Day, 2002). For example, if the current trend among adolescent tobacco use were to continue, it is predicted that 250 million children living today will die of tobacco-related causes (Warren, Riley, Asma, Eriksen, Green, et al., 2000). Alcohol use among youth is associated with significant increases in suicides, motor vehicles accidents, and drownings (WHO, 2004). Cannabis use among youth is also linked to increases in motor vehicles accidents (WHO, 1997). Adolescent Substance Use in the US. In the US, Johnston, O’Malley and Bachman (2001) report that 7.4% of 8th grade students and 20.6% of 12th grade students smoked cigarettes daily, 14.1% of 8th grade students and 30.0% of 12th grade students engaged in binge drinking (defined by having 5 or more drinks on a single occasion in the past two weeks), and 19.5% of 8th grade students and 40.9% of 12th grade students used illegal drugs in the past year. Problem behaviors including substance abuse among youth in middle school frustrate learning and increase susceptibility to antisocial influences. This in turn places them at risk for school failure, involvement in the criminal justice system, and health problems (Dryfoos, 1990; Jessor, & Jessor, 1977; Simons-Morton, Crump, Saylor, & Yu, 1999). Evidence suggests that the transition into middle school is a particularly critical time for youth. Prior to middle school (i.e., preadolescents in elementary school) behavior problems are uncommon, but show considerable increase during adolescence (Johnston, O’Malley, & Bachman, 1994). For example, these authors report that less than 10% of sixth graders (approximately 11 to 12 years of age) have used tobacco compared to about 30% of eighth and 60% of 11 graders. Similarly, only 5% of sixth graders have used alcohol, compared to almost 70% of eighth graders. Unfortunately, for some children early adolescence is the beginning of a downward spiral from which they never recover (Eccles, Lord, & Midgley, 1991). Treatment and Prevention Models Treatment and prevention models have been developed in order to interrupt the downward spiral in which many youth find themselves. Both treatment and prevention sciences are built on the idea that there are empirically identifiable patterns of behavior or contexts that serve as risk or protective factors (Hawkins, VanHorn, & Arthur, 2004) in the development of adolescent substance abuse. A risk factor is something that increases the chance that substance-abusing behavior will occur. A protective factor acts as moderator, or mediator buffering or reducing the effect of risk exposure and is, therefore, more than simply the opposite of a risk factor. (Hawkins, Catalano, & Miller, 1992). Studies have identified mental health (Clark & Winters, 2002; Colby, Lee, Lewis- Esquerre, Esposito-Smythers, & Monti, 2004; Swadi, 1999), parental and family relationships (Chassin, Ritter, Trim, & King, 2003; Stanton & Todd, 1982), peer relationships (Bauman & Ennett, 1994; Hussong 2002), school bonding (Hill & Werner, 2006; Murguia, Zeng-yin, & Kaplan, 1998), religion (Chen, Dormitzer, Bejarano, & Anthony, 2004), and neighborhood environment (Duncan, Duncan, & Strycker, 2002) to be important factors in the development of substance use among adolescents. Treatment and prevention interventions attempt to reduce specific risk factors and increase protective factors in an effort to sway the developmental trajectory of the adolescent toward health. However, in order for these strategies to be efficient they must be based on a foundation of empirical research that is conducted within a cultural context (Castro, Barrera, Martinez, 2004; Hecht, Marsiglia, Elek, Wagstaff, Kulis, et al., 2003). This study tested how four of the most consistently identified risk and protective factors in the literature influenced the onset of adolescent substance abuse in Venezuela in a sample of school-attending youth. The bulk of the literature emphasizes two aspects of the parental relationship as predictive of substance abuse onset among adolescents: Parental warmth or supportiveness and parental monitoring (Barnes, Reifman, Farrell, & Dintcheff, 2000). Following the example of Anthony and colleagues (Dormitzer, Gonzalez, Penna, Bejarano, Obando, et al. 2004) in an international study of risk factors for school- attending adolescents in Central America, this study will combine these two dimensions (i.e., parental supportiveness and parental monitoring) into a composite variable called family attention. Externalizing behavior is a mental health construct that refers to a grouping of behavior problems manifested in children’s outward behavior and that depict the child negatively acting on her or his external environment (Eisenberg, Cumberland, Spinrad, F abes, Shepard, et al. 2001), externalizing behavior has been consistently linked to substance use among teens (e.g., Kaplow, Curran, & Dodge, 2002; Schuckit, et al., 2003). Peer relationships are a robust predictor of adolescent substance abuse in the literature (Bauman & Ennett, 1994) with youth who are more embedded in peer contexts with delinquent youth being more likely to use substances themselves (Hussong, 2002). Additionally, research has found that school climate, comprised of a combination of a positive affiliation toward school and characteristics of the environment in which the school is nested, may serve a protective function against many antisocial behaviors (Ennet, Flewelling, Lindrooth, Norton, 1997; Hill & Werner, 2006). The Eco-Developmental Model Ecological theory as set forth in Bronfenbrenner’s Eco-developmental model (Bronfenbrenner, 1979; Bronfenbrenner & Ceci, 1994) offers a useful framework to examine how risk and protective factors interact to influence adolescent development and drug use in differing cultures. Bronfenbrenner posits that an individual interacts with different contexts to form and guide development, and that these contexts are nested within four layers or systems of influence in which the individual lives. These four layers are the microsystem, mesosystem, exosystem, and macrosystem. The layers evolve in increasing levels of abstraction from direct influences to more indirect influences on the developing individual. The microsystem is comprised of elements in the individual’s immediate environment such as family, peers, and school. The mesosystem refers to how these microsystems interact to influence the individual’s development. The exosystem refers to systems that exert their influence on the individual indirectly through the microsystem (e. g. aparent’s work influences the parent who influence the child; a teacher’s relationship with school administrators affects the teacher’s interaction with child). The macrosystem is the most abstracted of the systems and refers to influences such as cultural values, national economics, and policies. Environments are meaningful not only for what they actually contain, but for the meaning that is created within them. For human ecologists, environments are “subjectively experienced. . .. [People] perceive, interpret, and create their meaning” (Bubolz & Sontag, 1993, p. 23). Social contexts, therefore, have a wide-ranging influence on an individual’s decision to engage in substance use. From this perspective, environments are not determinants of human behavior but create constraints as well as opportunities (Bubolz & Sontag, 1993). Development is not something that just happens to children. Rather, they are active participants in the contexts in which development occurs. People can respond, change, act on, and modify their environment, and thus, in this sense, contribute to their own development (Bronfenbrenner, 1995). From an ecological perspective, risk and protective factors for adolescent substance abuse are the result of the interaction of an individual with his or her context. Therefore, substance abuse can be defined as the “phenotypic expression of the interaction of a genetic predisposition(s) (genotype) to substance abuse, certain personal or environmental risk factors, and the psychopharmacological effects of the drugs themselves” (Brook, Brook, & Pahl, 2006, p. 39). While psychiatric treatment that includes a pharmacologic regimen might be used to treat the underlying pathophysiological predispositions and comorbid psychiatric disorders present, prevention and treatment models intervene to change environmental risk and protective factors, as well as behavioral effects of the drugs themselves (e.g., craving, relapse prevention, etc.). In order to maximize the effectiveness of these models, the interventions should be adapted to the individual and his/her specific context, which includes a careful consideration of the cultural variations that exist within psychosocial domains. Venezuela as a Context for Adolescent Substance Use This study took place in the country of Venezuela. Subjective reports of substance abuse among youth in Venezuela are alarming. Some studies have begun to shed light on the prevalence of adolescent substance abuse in the Spanish Speaking countries of the Americas (e.g., Dormitzer, et al., 2004). However, between country variability in prevalence rates and the variance in adolescent substance use explained by risk and protective factors precludes assumptions of homogeneity based on a common language and cultural heritage. Different national histories, governmental policies, economics, geographic locations, and the like are macrosystemic effects that influence the exosystems, mesosystems, and microsystems that comprise the proximal processes that in turn interact with a genotype to determine the developmental trajectory of the individual. Venezuela constitutes a distinct context that warrants careful consideration in order to culturally adapt or develop effective prevention and treatment models. Statement of the Problem A review of the literature reveals that adolescent substance abuse is not caused by any single agent, but is the result of the interplay of several factors that interact with the characteristics of the developing adolescent (Hawkins, Catalano, & Miller, 1992; Swadi, 1999). Although drug use is a global problem, few studies exist that detail either the state of drug use among Venezuelan youth, or what risk and protective factors might operate to influence adolescents to use substances. For example, a recent study sponsored by the Inter-American Drug Abuse Control Commission of the Organization of American States looked into the prevalence of substance use among school-attending youth in the countries of South America. Unfortunately, Venezuela was not included in this study. Of those studies that do exist on drug use among Venezuelan youth, the information they provide is very limited in depth and in scope. For example, few demographic variables are provided, and only scant information is given on which drugs are most frequently consumed. Additionally, methodological errors render some of the results dubious. These and other gaps in the extant literature merit further research into adolescent drug use in Venezuela. Empirically driven prevention and treatment models have been shown to be efficacious in reducing problem behaviors among youth (Ozechowski & Liddle, 2000) in the US. However, the basic research necessary to develop a culturally appropriate version of these models is still lacking for Venezuela. Given the global prevalence of substance misuse and its trail of human suffering and misery, it is important to extend this knowledge into other countries. Purpose of the Study The purpose of this study was to begin to lay the empirical foundations necessary for the development of treatment and prevention models of adolescent substance use in Venezuela. Since a sample that would be representative of the nation of Venezuela was out of the scope of the present study, this research may be viewed as a pilot study in one section of the capital city of Caracas. In order to establish causal paths in the onset of adolescent substance use longitudinal data are necessary (Heise, 1970). The present study used a cross-sectional design, and as a result, is viewed as exploratory. The study identified the age of first use of eight different drugs for school- attending youths ages 11 to 19 in fourteen Venezuelan high schools from the capital city of Caracas. The study also explored whether the relationship between four risk and protective factors known to be associated with adolescent drug use in the US. is operative as well for Venezuelan school-attending youth in Caracas. Ecological theory is used to conceptualize the manner in which these factors influence the development of adolescent substance use in Caracas, Venezuela. Significance of the Study There are several benefits to conducting a study that identifies risk and protective factors linked to substance use in Venezuela. First, in order to inform developers of effective and cost efficient prevention strategies or treatment interventions, research that describes prevalence of substance use among youth and the mechanisms that operate to influence its onset and maintenance is needed. Second, research that clearly defines the problem of adolescent substance use in Venezuela will aid policy makers and educators in their attempt to guide youth into responsible citizem'y. Third, given the scarcity of research into this topic in Venezuela, this study will serve as a starting point for future work by identifying pitfalls and promises in conducting research in Venezuela. Fourth, studying adolescent substance use in other cultures (e. g., Venezuela), may produce information that increases our understanding of the mechanism at work in our own U.S. culture. Theory Development Bronfenbrenner (1979) originally conceptualized human development as “a set of nested structures, each inside the next, like a set of Russian dolls” (p. 87). The “nested structures” or environments that he identified to explicate contextual influences on child development were: the microsystem, the mesosystem, the exosystem, and the macrosystem. The microsystem consists of persons who consistently interact directly with the developing child. The mesosystem involves linkages between the child’s microsystems or reciprocal influences between contexts (e.g., family, school, neighborhood). The third level of influence, the exosystem, involves settings in which the child’s development is indirectly influenced through interaction between a microsystem and external system (e.g., mother’s workplace). This context is the point at which society has influence upon what goes on within the family. The final level of influence, the macrosystem, involves the general culture in which the individual lives including values and belief systems that influence the child’s development. Later, Bronfenbrenner recognized that a person—context model was insufficient to address the challenges of delineating and understanding process. He espoused the process-person-context model of human development, which “permits analysis of variations in developmental processes and outcomes as a joint function of the characteristics of the environment and of the person” (Bronfenbrenner, 1989, p. 197). He also proposed the conceptualization of the chronosystem to encompass the evolving interconnected nature of the person, environment process over time. These additions led to the identification of the process-person-context-time model (PPCT) of human development. As Bronfenbrenner further developed the theory, process came to occupy an increasingly important role. He emphasized that discernible differences in individual development, not only across but also within societies, result from the interplay between 10 individual and environment effects. In his bioecological theory of human development (Bronfenbrenner & Ceci, 1994), he embraced both sides of the nature vs. nurture argument and posited that individuals possess heritable genetic qualities whose potential is actualized through progressively more complex reciprocal interaction with persons, objects, and symbols in the immediate environment through mechanisms known as proximal processes. According to Bronfenbrenner, the magnitude and the developmental effectiveness of proximal process are seen to vary as a joint function of the characteristics of the setting in which they take place, the persons living in that environment and the nature of the developmental outcomes under investigation. In other words, the focus of this model is on the “how” certain kinds of genetic potentials (genotype) are actualized to determine distinct developmental outcomes (phenotype) of effective psychological functioning. Not all of the genotypic possibilities that the child inherits will necessarily progress into a phenotypic form. Which phenotypes ultimately emerge will depend on the interaction between the principal proximal settings of the developing child (mesosystem). Contexts influence the proximal processes through resources that are made available and in terms of the degree of stability and consistency provided over time for their effective functioning. From this perspective, the developing child begins with an inherited genetic potential that follows a path. However, from the very outset the path through which genotypes are transformed (their potential actualized) into phenotypes (developmental outcomes) is the mechanism of proximal processes. These processes are driven by a genetic pattern that selectively attends, acts, and responds, while simultaneously being shaped by ongoing reciprocal interaction with persons, objects, and symbols in the 11 immediate environment over time. Even developmental changes like puberty that would seem to be biologically based and thus acontextual, have been shown to be mediated by family, peer, and school influences (Simmons & Blyth, 1987). Therefore, social contexts are always causally involved to some extent in every aspect of human development (Bateson, Jackson, Haley, & Weakland, 1968). In the following pages, it is illustrated how various aspects of Bronfenbrenner’s theory on the ecology of human development was used to guide this research. Specifically examined was the role context plays in the onset of adolescent drug use in Caracas, Venezuela. Accordingly, the study explored adolescent development in the microsystems of the family, the peer group, the interaction between these systems (what Bronfenbrenner calls the mesosystem), and the differential effects of this occurring within a school (a level of analysis Bronfenbrenner calls the exosystem) and within the culture of a Spanish-speaking, urban, South American city (part of what Bronfenbrenner calls the macrosystem). This study was limited to a cross sectional design. As a result, the ecological development over time (what Bronfenbrenner referred to as the chronosystem) was not considered. Research Questions, Hypotheses, and Measures The research questions posed in this study and specific hypotheses related to them are presented below. Hypotheses were advanced in areas in which previous research in the US. and other countries has indicated relationships. Other questions were considered exploratory in nature; therefore, no hypotheses were formulated for them. The contextual variables in this study are: family attentiveness, externalizing behavior, peer 12 relationships, and school climate, and are defined below. Individual/demographic variables in this study are: gender, SES, and race. Legal substances are tobacco and alcohol, , and illegal substances are marijuana, prescription drugs, cocaine, crack, heroin, inhalants, or ecstasy. The dependent variable is age of first use of a substance, and is a continuous outcome. Specific Questions and Hypotheses 1. What percentage of Venezuelan youth use each of the following drugs: tobacco, alcohol, marijuana, cocaine, crack, heroin, amphetamines, inhalants, ecstasy, or prescription? Data analysis for question 1: Descriptive. 2. Does age of first drug use vary by individual variables? 2.1. Does age of first actual drug use vary by gender? Hypothesis: The age of first drug use will vary by gender. 2.2. Does age of first drug use vary by SES? Hypothesis: The age of first drug use will vary by SES. 2.3. Does age of first drug use vary by race? Hypothesis: The age of first drug use will vary by race. 2.4. Does age of first drug use vary by family attention? Hypothesis: The age of first drug use will vary by family attention. 2.5. Does age of first drug use vary by externalizing behavior. Hypothesis: The age of first drug use will vary by externalizing behavior. 13 U) 2.6. Does age of first drug use vary by peer drug use? Hypothesis: The age of first drug use will vary by peer drug use. 2.7. Does age of first drug use vary by school climate? Hypothesis: The age of first drug use will vary by school climate. Data analysis for questions 2.1- 2.7: Hierarchical Linear Modeling (HLM) . Are school characteristic related to the onset of drug use? 3.1. Does School Condition help to explain the variance in age of first drug use? Hypothesis: School Condition will be related to age of first drug use. 3.2. Does Mean SES help to explain the variance in age of first drug use? Hypothesis: Mean SES will be related to age of first drug use. 3.3. Does Mean School Climate help to explain the variance in age of first drug use? Hypothesis: Mean School Climate is related to age of first drug use. Data analysis for question 3.1-3.3: HLM. Measures The PA CARDO- V The PACARDO-V is an adapted version of the PACARDO questionnaire for use in Venezuela. The PACARDO (which stands for P_Anama, Central America, and Bepublica mmincana) questionnaire was developed for use in a NIDA-funded grant “Cross-National Research in Clusters of Drug Use” (Dormitzer, et al., 2004). It is a standardized self-administered questionnaire for adolescents ages 12-17 and was used in 14 studies that included nationally representative samples of students in Central America, Panama, and the Dominican Republic (N = 12,797). The Spanish version of the PACARDO-V has been provided in Appendix A, and the English version of the PACARDO-V has been provided in Appendix B. The MAMBI The MAMBI (Which stands for Guia de Observacion Medio AMBIente del Salon, Colegio y Vecindario, or Observational Guide for the Classroom, School, and Neighborhood Environment) was developed for use in a NIDA-funded grant “Cross- National Research in Clusters of Drug Use” (Dormitzer, et al., 2004) and is an observational guide to be filled out by the teacher, and/or school administrators. The purpose of the MAMBI is to assess for the environmental conditions in which the children are studying (e.g., Are there enough desks and chairs for each student to have one? Is there barbed wire or broken glass on the top of the walls that surround the school?) A copy of the MAMBI in both Spanish and English has been provided in Appendix C. Conceptual and Operational Definitions Individual Level Variables Family attention. Conceptual — this variable taps two dimensions that have been shown to be important in the onset of adolescent substance using behavior: (a) the extent to which the youth’s relationship with parents or caretakers reflects positive communication, warmth, and cohesion, and (b) the extent to which the 15 youth’s relationship with parents or caretakers reflects positive boundary setting, monitoring, and involvement. Operational — the average score on items 14, 15, 17, 25 and 16, 18, & 20, respectively on the PACARDO-V questionnaire. The scores were standardized to have a mean of 0 and a standard deviation of 1 for ease of interpretability. A positive score indicates above average family attention. Externalizing behavior. Conceptual — extent of youth participation in delinquent acts and risky behavior. Operational — the average core on items 40, 41, 42, & 43, 48 on the PACARDO- V questionnaire. The scores were standardized to have a mean of 0 and a standard deviation of 1 for ease of interpretability. A positive score indicates above average externalizing behavior. Peer drug use. Conceptual — extent of drug use among the youth’s peer group. Operational — the average score on items 30, 31, & 33-36. on the PACARDO-V questionnaire. The scores were standardized to have a mean of 0 and a standard deviation of 1 for ease of interpretability. A high score indicates above average affiliation with a peer group that would expose the youth to drugs. School climate. Conceptual — student perception of their sense of acceptance and belonging to their school. 16 Operational — the average score on items 44, 50, 51, & 52 on the PACARDO-V questionnaire. The scores were standardized to have a mean of 0 and a standard deviation of 1 for ease of interpretability. A high score indicates above average school climate. Socioeconomic status (SES). Conceptual - An individual’s or group’s position within a hierarchical social structure. Socioeconomic status depends on a combination of variables, and will be defined in this study through student response to caretaker’s education level, type of neighborhood of residence (housing project/barrio/casa, urbanization/apartment, quinta), number of vehicles owned by immediate family, and the number bedrooms in their place of residence. Operational — the average score on items 6, 9, 7, 12, & 13 on the PACARDO-V questionnaire. The scores were standardized to have a mean of 0 and a standard deviation of 1 for ease of interpretability. A positive score indicates above average SES. Race. Conceptual — In social science and popular understanding, race is thought to refer to phenotypical differences between groups of people, while ethnicity denotes cultural differences. In a review of international census forms, Morning (in press) found that only the United States uses separate questions to measure its citizens’ race versus their ethnicity. In Venezuela, as in most South American countries, ethnicity is used to refer to indigenous 17 populations while race is secondary category coming after the word color and referring to skin tone (Hooker, 2005; Morning, in press). Therefore, for the present study race will be conceptualized as skin tone and will use 4 popular designations from Venezuelan culture (i.e., Negra, Morena, Blanca, and Indigina or Black, Brown, White, and Indigenous respectively). Operational — item five on the PACARDO-V questionnaire. Second Level Variables Mean school climate. Conceptual — The extent to which the school maintains an environment that fosters a sense of belonging and acceptance among students. Operational — the mean student scores within school j of student climate measure. Mean peer drug use. Conceptual — Average aggregate drug use by peers in a given school. Operational — the mean score of students in school j of peer drug use measure. Mean SES. Conceptual — Average SES of students in school j of SES measure. Operational - the mean score of students in school j of SES measure. School condition . Conceptual — an index of the general environment of the school building, resources for the students, and area adjacent to school property. Operational — the composite score grouped by school of items 2-40 from the MAMBI questionnaire. 18 CHAPTER II: BACKGROUND Review of the Literature The premise of this study is that the synergistic effects of the adolescent’s social ecology will offer a more firm foundation from which to develop intervention strategies for the prevention and treatment of adolescent substance abuse in the Venezuelan culture. It is common knowledge that parents exert a powerful influence, albeit positive or negative, over the development of their offspring (e.g., Hirschi & Gottfredson, 1993). However, parental influence does not occur in a social vacuum, and the effect of the parent-child relationship cannot be fully understood except within the context of social factors (Kraemer, Stice, Kazdin, Offord, & Kupfer, 2001; Von Bertalanffy, 1968). The effect that parents leverage over their offspring is likely to be moderated by the intersection of peer groups, which in turn are nested within schools and neighborhoods; all of which interact within an overarching culture. Much research has been done to identify risk factors in adolescents related to the development of drug and alcohol problems in order to promote an understanding of the complex causal chains involved. This chapter will review the relevant literature regarding how individual characteristics, and influences from families, peer groups, schools, neighborhoods, and the Venezuelan culture effect the onset of substance use in adolescents. Individual Influences on the Development of Substance Use in the US Some family systems theorists have argued that all behavior must be understood within its systemic context (e.g., Bateson, 1972; Watzlawick, Weakland, & Fisch, 1974). 19 From this epistemology, it is illogical to view a behavior problem as an attribute of an individual. Following then, in order for a behavior to be characterized as aggressive, it must occur within a sequence of interactions and be assessed in a given social context that would enable such a conclusion. For example, in American Football, one player bumping helmets with another could be viewed as normal and within the rules of the game, aggressive and punishable by a penalty, or celebratory depending on the context in which it occurs. In the context of human development, systems theory asserts that what is considered developmentally appropriate behavior is relative to a socially constructed standard within a determined context. For example, even with problems that are certainly the result of some biological abnormality or genetic marker such as childhood autism, there is evidence that behavioral problems have some association with family relationships and school environment (Morgan, 1988). This view does not hypothesize causality such that the parents cause the child’s autism in a linear fashion. Linear thinking assigns a direct cause to problems and, consequently, assigns blame. Systems thinking, on the other hand, emphasizes the bidirectional nature of behavior in that the child’s behavior, whatever its assumed cause, will impact that of the parents, which will in turn affect the child and so on (Watzlawick, Beavin-Bavelas, & Jackson, 1967). Whereas individual variables should not be viewed in isolation of their context, the systems-based ecodevelopmental model acknowledges that individual members do contribute uniquely to behavior problems, and should be considered for their implications in both the conceptualization and treatment of problem behavior (Bronfenbrenner, 1989). 20 Several variables have been identified in the literature as mechanisms through which individual characteristics may operate to form risk factors for the onset of alcohol and other drug use (AOD). Swadi, (1999), in a review of the literature points to numerous personality attributes that have been associated with AOD such as poor self control, high levels of novelty seeking, risk taking, ambition, negative affect, impulsiveness, hard working, self reliant, feeling capable and accepted, unsociable, untrustworthy, rebellious, and impulsive. In another review of the literature, Colby, Lee, Lewis—Esquerre, Esposito-Smythers, and Monti (2004) suggest two important cognitive factors: alcohol outcome expectancies (i.e., greater endorsement of positive alcohol expectancies is associated with higher quantity and frequency of drinking) and craving (i.e., low urge-specific coping skills that are related to increased drinking). However, Martino and colleagues’ (2006) findings suggest that attempts to alter adolescent alcohol expectancies are likely to fail unless they address the influence of immediate social factors on these beliefs. Other researchers have stressed the role of gender and ethnicity in the development of adolescent alcohol use (Griffin, Botvin, Scheier, Diaz, & Miller, 2000). These authors found that Black youth reported the fewest risk factors and the lowest alcohol use, White youth reported the most risk factors and the highest alcohol use, and Hispanic youth reported the fewest protective factors and intermediate levels of alcohol use. Females were found to have a reduced tendency to develop drinking problems across all ethnicities in comparison to males. Researchers have found that among childhood characteristics predicting adolescent alcohol use disorders, childhood mental health issues, (including conduct, attention 21 deficit hyperactivity, major depressive, and anxiety disorders) were all prominent factors in the onset of alcohol difficulties (e. g., Clark & Winters, 2002). However, some have suggested that a common genetic and environmental influence is responsible for the association between childhood mental disorders and alcohol and other drug use disorders (Waldman & Slutske, 2000). Tarter, Kirisci, Mezzich, Cornelius, Pajer, et al. (2003) reported on a unidimensional trait they called neurobehavioral disinhibition, an index formed from measures of affect, behavior, and cognition. They found that neurobehavioral disinhibition was successful at discriminating between boys at high average risk from those at low average risk of substance use at ages 10—12, and predicted substance use disorder at age 19 with 85% accuracy. Clark (2004) also suggests that a more parsimonious approach to the association between childhood mental health disorders and substance use is to consider an underlying common liability trait termed “psychological dysregulation.” The Role of Genetics The role of genetics in the development of alcohol abuse and alcoholism has gained much momentum since Jellinek’s early work (J ellinek, 1946). Research seems to indicate that problem drinking is a heritable family disorder with a genetic origin (e.g., Cloninger, 1987). In his widely cited study, Cloninger (1987) posited two types of alcoholism, Type I and Type II. The Type II alcoholic was set forth to distinguish those individuals who have a stronger genetic predisposition to, (a) initiate alcohol-seeking behavior, (b) have earlier onset of alcoholism, and (c) progress at a different rate from susceptibility to loss of control after drinking begins. National twin studies suggest that genetic factors explain 22 much of the variance in the development of alcoholism and other drugs (e.g., Hettema, Corey, & Kendler, 1999; Prescott & Kendler, 1999). Advances in genetic studies have led to the identification of some underlying genes that are substance-specific, such as the alcohol metabolic genes, and it is hoped that such advances will eventually lead to more successful treatment approaches (Goldman, Oroszi, & Ducci, 2005). The implication of these studies is that individual characteristics are an important consideration in the understanding of the etiology of adolescent substance abuse. However, as Bronfenbrenner (1995) points out, characteristics of the individual are often studied as developmental outcomes, but seldom conceptualized as sources of variation in the person’s susceptibility or risk to the developmental effects of proximal processes (i.e., enduring patterns of interaction between the person and his/her environment). In regards to his model Bronfenbrenner (1995) states, What is most revealing about proximal processes, however, is not the gain in predictive power that they provide, but their substantive and theoretical significance as the mechanisms of organism-environment behavioral interaction that drive development, and the profound ways in which these mechanisms are affected by characteristics of the developing person and of the environmental context in which the interaction takes place (pp. 626). As such, no single factor or event can be said to "cause" addiction, genetically or otherwise. From this perspective then, causality ceases to be linear and becomes reciprocal in nature. The parents bring to the family of procreation certain values, traditions, rules, and boundaries from their families of origin (Bowen, 1974; Sullivan, 1953). While developing 23 both emotionally and physically within their context of peers, school, and community activities, the child brings influences from other systems into the family. The child reacts to his or her parent's behaviors, provoking the parents to react in turn, and so on, in a multiple reciprocal fashion (Cox & Ray, 1994). It is to these interactions that the focus of this section will now turn. Microsystem Influence on the Development of Substance Use in the US. Family as a Context Family relationships have been found to play a major role in the development of adolescent substance abuse (Chassin, Ritter, Trim, & King, 2003; Hawkins, et al., 1992; Stanton & Todd, 1982). Poor parenting practices have been consistently associated with increased substance use and delinquency in adolescents (e.g., Belcher & Shinitzky, 1998; Calvert, 1997). Inconsistent discipline is positively related to development of drug use (Gonnan-Smith, Tolan, Zelli, & Huesmann, 1996; King & Chassin, 2004). Reduced parental monitoring is associated with higher rates of adolescent misbehavior including the transition into substance use (Chilcoat, Breslau, & Anthony, 1996; Steinberg, Fletcher & Darling 1994) and increases in delinquency and aggression (Patterson, & Stouthamer- Loeber, 1984). Parental support was found to promote a protective function against adolescent substance use (Wills, Resko, Ainette, & Mendoza, 2004), as was positive parent-child communication (Anderson & Henry, 1994). In other studies increases in family cohesion (Hussong & Chassin, 1997), the parent-adolescent attachment relationship (Brook, Brook, Gordon, Whitemnam, & Chohen, 1990), authoritative parenting style (Baumrind, 1991; Fletcher, Darling, Steinberg, & Dombusch, 1995), and 24 parent-adolescent autonomous-relatedness (Samuolis, Hogue, Dauber, & Liddle, 2005) were related to decreases in adolescent substance use. In addition to the quality of family relationships, research has also examined the link between family structure and behavior problems in adolescents. For example, Blum and colleagues (2000) using data from the National Longitudinal Study of Adolescent Health found that youth from single-parent families were at greater risk than youth from two-parent families on every health risk behavior studied. However, the explanatory power of these analyses was so small that it only “marginally advances our understanding of the factors that contribute to the behaviors under study” (p. 2). In the one study that was found that looked at the interaction between family functioning and family structure and its effect on adolescent substance abuse, Griffin et al. (2000) found that family structure was moderated by gender. Results indicated that boys from single-parent families engaged in more problem behaviors compared to girls and to youth of either gender from two-parent families. However, increased parental monitoring buffered these effects for boys in the single parent families. Zhou, King, and Chassing (2006) looked at how family history density of alcoholism (F HD) interacted with a measure of family functioning (family harmony) over time to impact the development of adolescent substance use disorders (SUD). They found that family harmony had a protective effect for the development of SUD for low to moderate levels of FHD. However, this effect was limited to the development of substance use disorders apart from alcohol dependence and lost its potency for higher levels of FHD. 25 Barnes, Reifman, Farrell, and Dintcheff (2000) summarize the literature on parental socialization and child outcomes into two key constructs: parental support (communication that would indicate to the child that they were loved and accepted) and parental control (behaviors intended to promote child behavioral compliance to parental expectations). In a six-wave longitudinal study, the authors found a significant link between parental support and adolescent outcomes. Surprisingly, they found that neither coercive control nor parental inductive control (telling and explaining to adolescents why they should not do something) to be significant predictors of positive child outcomes. Only parental monitoring (e. g., did parents know the whereabouts of their adolescent children) emerged to be a significant predictor of desired child adolescent outcomes. These findings are consistent with Baumrind’s (1991) typology, which conceptualizes authoritative parenting as those parents who combine boundary setting (monitoring) with responsiveness (support). The implication of these studies is that family attentiveness does serve as a context for gaining insight into the onset of adolescent substance abuse. Following Bronfenbrenner’s bio-ecological model (1994), parental style and practices interact with individual characteristics to create a willingness on the part of the child to be socialized, and this willingness is predictive of behavioral outcomes (Darling & Steinberg, 1993). Peers as a Context Developing a network of friends is an important part of early adolescence (Ianotti, Bush, & Weinfurt, 1996). Adolescent prosocial development, (Simmons & Blyth, 1987), and moral development (Schonert-Reichl, 1999) are both influenced by peer reinforcement. Carlo, Fabes, Laible, and Kupanoff (1999) suggest a unique influence 26 from peer interaction that does not exist in adult-adolescent interaction due to the more equal status between peers. They observed that peers reciprocate peer prosocial behaviors, such that cycles of prosocial behavior are formed. Peer influences have traditionally been a robust predictor of adolescent substance abuse (Bauman & Ennett, 1994; Hawkins, et al., 1992). Research has provided support for at least two theories to explain the relationship between peer influences and substance use: Individual Characteristics Model, and the Peer Influence Model (Curran, Stice, & Chassin, 1997; Vitaro, Tremblay, Kerr, Pagani, & Bukowski, 1997; Wills & Cleary, 1999). In the former, adolescents involved in delinquent behavior select friends who are also involved in deviant behavior. This conforms to the adage “birds of a feather flock together” and precludes the idea of an individual being corrupted by hanging around the “wrong” crowd. In the second view, deviant friends influence a new group member to adopt delinquent behavior through peer pressure. That is a young person who is not involved in delinquent behavior is influenced to adopt this behavior due to his association with the group. Hussong (2002) examined adolescent peer interaction along three dimensions predicting adolescent substance use: best friendships, peer cliques, and social crowds. She found that the strongest of the three dimensions was the extent of substance use by the adolescent’s best friend. However, the dimensions had an additive effect such that youth who were more embedded in peer contexts were more likely to use substances themselves. Steinberg, Darling, and Fletcher (1995) found that peer groups exert an influence on school achievement above and beyond that of the family. Parents were found to have 27 the most important influence on a youth’s long-term educational plans, but peers influenced more powerfully their day-to-day activities in school (e. g., how much time spent on homework, level of enjoyment of school, etc.). They found that an important predictor of academic success is the level of agreement in values between an adolescent’s family and peer group. Other researchers have also found a relationship between school performance and risk of substance-using behaviors (Resnick, Bearman, Blum, Bauman, Harris, et al., 1997). Thus, it would appear that peer relationships are an important variable in understanding the etiology of adolescent substance use. Later in this section, the intersection between the microsystems and how they affect adolescent substance abuse is discussed. Schools as a Context Contrary to popular belief, research seems to support a general trend toward increased prosocial behavior among children as they get older (Fabes, Carlo, Kupanoff, & Laible, 1999). However, early adolescence is a time of rapid, and sometimes difficult physical, cognitive, and psychosocial maturation, which many individuals have difficulties navigating (Carlo et al., 1999). For example, middle school was conceived as a means of making the transition into secondary education less turbulent (Simons-Morton et al., 1999); but, early adolescents can have a particularly difficult experience moving into a new academic environment, and their prosocial development may be hindered in the face of multiple changes (Eccles, Lord, & Midgley, 1991). Johnston et a1. (1994) describe a sizeable increase in problem behaviors during the transition into adolescence. For example, they report that prior to middle school less than 10% of sixth graders have used tobacco and 5% have used alcohol. However, by the 28 eighth grade the figures jump to 30% and 70% respectively. Simons and Blyth (1987) found that the number of life transitions is negatively correlated with grades and participation in extracurricular activities for both boys and girls, and with self-esteem for girls. Negative motivational and behavioral characteristics are also associated with early adolescent transitions (Eccles, Lord, & Midgley, 1991). Hirschi’s (1969) seminal work in social bonding theory posits that attachment to socially conforming institutions such as the school provides a protective function against deviant peer groups. He identified four elements of social bonding that if present would deter deviant or delinquent behavior: attachment, commitment, involvement, and belief. When youth have an attachment to a prosocial institution they are more able to refuse to engage in deviant and delinquent behavior. Commitment refers to the personal time and energy invested in the institution, and more investment leads the youth to uphold the institution’s norms and ideals. Involvement deals with literal hours in the day; the more time spent in institutional activities the greater the attachment. Finally, belief refers to the extent that the youth agrees with the legitimacy of the institution’s values and norms. The more agreement, the more likely the youth will be to internalize these beliefs and engage in them as a personal choice. Subsequent research has found that a positive affiliation toward school may serve a protective function against many antisocial behaviors (Hill & Werner, 2006). School attachment has been defined in the literature as a sense of affection toward and enjoyment of school (Hill & Werner, 2006) or as a basic expression of the human need to fit in (Anderman, 2002), and is associated with positive outcomes such as school completion and success (Marcus & Sanders-Reio, 2001 ). Low school attachment, on the other hand, 29 is associated with negative outcomes such as aggressive behavior, delinquency (Griffin, Botvin, Scheier, Doyle, & Williams, 2003), and substance abuse (Murguia, Zeng-yin, & Kaplan, 1998; Najaka, 2001). The effects of school attachment on adolescent behavior have been found to be similarly correlated in other cultures (J unger & Marshall, 1997). Schools do not only effect the developing youth directly through the creation of a personal bond. Rather, Petronis and Anthony (2003) argue that there is a “contagion effect” related to how contextual influences can explain geographic concentrations of drug use in a certain school when compared to another. According to the contagion model, students within schools develop similar substance use habits through social interactions with other peers (Murray & Harman, 1990). A school climate of norms and attitudes toward drug use may be transmitted from peer to peer so to encourage or dissuade substance use making varying substance abuse rates noticeable across schools (Kumar, O'Malley, Johnston, Schulenberg, & Bachman, 2002). For example, Henry and Slater (2007) found that regardless of a student’s personal level of school attachment, students who attend schools where the pupils overall tend to be well attached are less likely to use alcohol. Other researchers have found that a sense of community in the classroom and school enhances prosocial development (Solomon, Battistich, Watson, Schaps, & Lewis, 2000). However, the contagion model is insufficient in and of itself to explain all of the variance between schools since it must assume some initial across school variability in attitudes toward drugs to which other students are exposed. Therefore, a second explanation is that significant sociodemographic characteristics of the school or in the neighborhood in which the school is nested are operating to influence the onset of 30 youthfiil substance use (Ennet, et al., 1997). Studies show that adolescent problem behaviors such as rates of delinquency, teenage pregnancy, substance abuse, and low education are higher in disorganized and impoverished schools and neighborhoods (e. g., Furstenberg, 1994; Hawkins, Catalano, & Miller, 1992). Together these studies emphasize the importance of looking at individual characteristics as well as the the effect of family, peers, and schools at the individual level as a microsystem influence. However, these studies also present a second level contextual effect, more akin to an exosystem influence. This section now turns to the interaction of microsystem influences on adolescent substance use. Mesosystem Influence on the Development of Substance Use in the US. F amily-Peer-School Interactions Griffin, et al. (2003) suggest that parents influence their child’s peer network through the formation of conventional values in their adolescent. These youth then go on to seek out friends who hold similar values. Patterson and colleagues similarly suggest that the patterns formed in parent-child interactions are replicated in other settings such as school and the peer group, which in turn become self-reinforcing (Dishion, Patterson, Stoolmiller, & Skinner, 1991). This coincides with Steinberg and associates’ (1995) findings that parents are the most salient influence on their children’s long-term educational goals, but that peers are a more persuasive influence on the day-to-day activities that directly affect adolescent school performance. Interestingly, they also found this relationship was moderated by ethnicity with minority students relatively more influenced by their peers than European-American youth. Due to the segregated nature of 31 schools, minority youth find their choices of peer groups to be restricted. For example, Asian-American youngsters reported the highest level of peer support for academic achievement but the lowest levels of parental involvement in school related activities. In contrast, African-American parents score among the highest in regards to parental involvement in their child’s school, but African-American youth find it difficult to gain membership into the “brains” peer group. Therefore, the negative effects of a lack of parental involvement for Asian-American students was offset by the homogenizing influence of their peer group, and for African-American students, the positive benefits of supportive parents was offset by a lack of support from their peer network. Thus at the mesosystem level (intersection of the family and peer microsystems) the macrosystemic influence of a culture that promotes segregation was a moderating factor. In similar vein, Eccles and colleagues (1993) suggest that parenting styles that tend to be more authoritarian and that are unresponsive to adolescents’ developmental needs for increases in autonomy may amplify the risk for adolescent substance use in part due to a decrease in school attachment. Lagerway and Phillips (2003), in a study on Latinos, comment that student success was related to parent’s encouragement to do well in an effort to combat racial stereotyping. Other researchers found that school attachment differed among racial groups (Johnson, Crosnoe, & Elder, 2001) and that student’s perception of discrimination on the part of teachers and administrators created institutional barriers that affected levels of school attachment (Conchas, 2001; Martinez, DeGarmo, & Eddy, 2004). Peer selection, likewise, is associated with school attachment with members of deviant peer groups being more likely to have lower levels of school performance and to drop out (Carlo et al., 1999). 32 In a study of contextual interactions between neighborhoods, families, peers, and schools, Cook, Herman, Phillips, and Settersten (2002) found that there was no one context that stood out, but that each context had an independent and modest effect on adolescent outcomes. They concluded that contexts do matter, but that their effect is additive instead of nonlinear. In the aggregate, the quality of a school reflected the quality of the neighborhood, homes, and peer groups with the reverse being equally true. Therefore, when a context was positive it tended to protect the youth, and when it was negative it placed the youth at greater risk. Cumulatively, more negative contexts spelled greater risk for poor outcomes. Taken together these studies underline how the interaction between different microsystems influences the development of substance use in adolescence. There is also a need for more research into how individual characteristics like race, or a specific genetic marker may be conceptualized as sources of variation that influence the person’s susceptibility to the developmental effects of proximal processes that operate within the clustering effects of a context. Exosystem Influence on the Development of Substance Abuse in the US. Neighborhood as a Context for Family and Peer Interaction Few studies have systematically examined neighborhood influences on substance abuse problems (Duncan, Duncan, & Strycker, 2002). Systemic theory suggests that when members of a community form local social ties, their ability for community social control is augmented (Sampson, 1988). Sampson, Raudenbush, and Earls (1997) testing this theory found that a latent construct of collective efficacy defined as a willingness to 33 intervene on behalf of the common good and a neighborhood sense of cohesion and trust, exerted a substantial effect on multiple measures of violence in disadvantaged neighborhoods. Duncan et al., (2002) found a negative relationship between levels of social cohesion and perceived problem with youth alcohol and drug use in the neighborhood. Moreover, they report that the interclass correlations for perceived social cohesion lend credibility for looking at drug and alcohol problems among youth at the neighborhood and individual levels of analysis. Nash and Bowen (1999) did not measure actual neighborhood crime rates or social control but only the adolescent’s perception of each. They found that adolescent’s perception of neighborhood crime served as a risk factor and their perception of neighborhood informal social control acted as a protective function for their own prosocial behavior. In a different approach, Fletcher and colleagues (1995) examined the extent that adolescents are influenced by the parenting style of their peer’s parents living in the same community independent of the adolescent’s own parents parenting style. They found that a preponderance of parental authoritativeness (Baumrind, 1991) in the adolescent’s peers is related to a variety of healthy adjustment indicators beyond the contribution made by the adolescent’s own parents. The link, however, was not direct, but was indirectly transferred through the peer’s choice for non-deviant peers. Surprisingly though, if the friend is already engaged in delinquent activities, the prevalence of authoritativeness among the friends’ parents directly reduces delinquent behavior. Thus, it seems that the influence of multiple authoritative parents in a neighborhood creates a community-wide impact against delinquent behavior (Sampson & Groves, 1989). 34 As pointed out by Steinberg et a1. (1995), the norms and parental monitoring that influence adolescent development are most effective when there is an overlapping of adult and youth social networks. That is, parents not only know their children’s friends, but also the parents of their children’s friends. Furstenberg (2005) echoed these findings and asserted that parental efforts to rear children are more successful when they reside in communities that have a high consensus and intergenerational closure (overlapping social networks between parents and children) in regards to child rearing. However, while socially integrated parents are generally more successful in their child rearing attempts Steinberg et a1. (1995) point out an important caveat: Although we tend to think of social integration as a desirable endpoint, its desirability depends on the nature of the people that integration brings one into contact with. There are many communities in contemporary America in which it may be more adaptive for parents to be socially isolated than socially integrated. Indeed, some of F urstenberg’s (1990) recent work on family life in the inner city of Philadelphia suggests that social isolation is often deliberately practiced as an adaptive strategy by many parents living in dangerous neighborhoods (p. 459). Macrosystem Influences on the Development of Substance Use: The Case for International Research Research that remains culture-bound is at odds with the goal of scientific investigation—generalizability. Much has been written regarding the need for cultural adaptations of extant prevention and treatment models for the diverse ethnic groups 35 residing within the United States (e.g., Castro, Barrera, & Martinez, 2004; Resnicow, Soler, Ahluwalia, Braithwaite, & Butler,2000; Turner, Wieling, & Allen, 2004). While the need to tailor substance use prevention and treatment programs to the social characteristics of the target population is clear, how to ascertain the pertinent characteristics of a given culture is considerably murkier. Resnicow, et a1. (2000) describe two levels of cultural sensitivity that should be considered: surface structure, which involves matching intervention materials and messages to observable, “superficial” characteristics of a target population, and “deep structure,” which involves incorporating the cultural, social, historical, environmental, and psychological forces that influence the target health behavior in the proposed target population. It is this “deep structure” that will be considered in what follows. Cultural values and beliefs refer to the implicitly or explicitly expressed ideas regarding what is good, right, and desirable in a society and on which the specific norms for appropriate behavior are founded in a given group of individuals (Schwartz, 1999). Bronfenbrenner cited by Luscher (1995) lays out a proposition detailing the effects of the interaction between culture and proximal processes in human development: Maj or determinants of the contents and effects of proximal processes are systems of belief and knowledge about human development and how it takes place. These systems exist on three levels. From a developmental perspective, they originate in the broader sociocultural and institutional structures of the larger society, both formal and informal. These systems of belief and knowledge are then transmitted, through a variety of pathways, into the more immediate settings of family, school, peer group 36 and workplace, where they exert their direct effects on proximal processes. Finally, through the operation of these processes over an extended period of time, systems of belief are internalized and become characteristics of the developing person, and, as such, influence the course of that person’s subsequent development (p. 573). Accordingly, knowledge and beliefs are seen as cultural phenomena (or as Luscher suggests, the culture itself) that are transferred from generation to generation through reciprocal interaction in the immediate environment. Once ingrained in the society these beliefs form the macrosystem influence on the developing person (Bronfenbrenner, 1979). Inherent in Bronfenbrenner’s macrosystemic influence is the recognition of the heterogeneity that resides within any culture as well as the influence of culture being anchored in the context of a historic period in time. That is, the traits of the individual (genotype) interact with the microsystem, mesosystem, exosystem, macrosystem, and chronosystem to produce a developmental outcome (phenotype). Schwartz (1999) in a theory of cultural values proposed seven types of values on which cultures can be compared by considering three dimensions that he proposes confront all societies. The first cultural dimension is Conservatism vs. Autonomy. Conservatism describes cultures in which the person is viewed as entity embedded in the collectivity and finds meaning in life through social relationships and participating in a shared way of life. Autonomy is subdivided into Intellectual Autonomy and A fiective Autonomy, and describes cultural emphasis on the desirability of individuals independently pursuing their own ideas (curiosity, broadmindedness, creativity) and affectively positive experience (pleasure, exciting life, varied life) respectively. A second 37 dimension is Hierarchy vs. Egalitarianism. Hierarchy describes a cultural emphasis on the legitimacy of an unequal distribution of power, roles and resources (social power, authority, humility, wealth). Egalitarianism, on the other hand, describes a cultural emphasis on transcendence of selfish interests in favor of voluntary commitment to promoting the welfare of others (equality, social justice, freedom, responsibility, honesty). The third dimension speaks to the relation of humankind to the natural and social world expressed by Master vs. Harmony. Mastery describes a cultural emphasis on getting ahead through assertive behavior (ambition, success, daring, competence). Harmony describes a cultural emphasis on fitting harmoniously into the environment (unity with nature, protecting the environment, world of beauty). Schwartz (1999) in a test of his theory surveyed 49 nations of the world. Included in his survey were three Latin American countries: Mexico, Brazil, and Venezuela. The results place all three Latin American countries very close to the intersection of the three dimensions (i.e., the world average on all values). In his report, Schwartz did not offer an interpretation of the findings for the Latin American countries; however, two equally plausible interpretations would seem to fit the data. First would be to infer values that could be considered the mid-point of the dimensions such as an avoidance of extreme positions, valuing relative flexibility, being more present oriented, and spontaneous. A second and perhaps more conservative position might be to assume considerable within group cultural heterogeneity among the three countries such that they effectively canceled each other out and regressed toward the mean. 38 Venezuela as a Context Venezuela is a very diverse society. Historically, around the time of the Second World War Venezuela became an extremely attractive destination for immigrants from around the world. The mild climate, beautiful scenery, and petroleum rich land created an appealing environment for many. Among others, large immigrations from Italy, Germany, Spain, Portugal, China, Israel, Argentina, Chile, and Columbia came looking to make their fortunes, and many did. From the 19605 until the beginning of the 19803 it was not unusual for middle-class Venezuelans to take weekend shopping trips to Houston or Miami and to send their children to study in Europe or the United States. They were given the nickname “Dame Dos” among store patrons, which means “give me two,” from their practice of saying, “Oh that’s cheap, give me two.” Politically, Venezuela has traditionally been a social democracy run by two primary parties, but with smaller more radical groups having a noticeable influence. Economically, the country has operated under a quasi free enterprise system. In the early 19705, the government nationalized oil production and set price controls on most products and created a national health care system for the poor. Property rights were fiercely protected, but the poor were allowed, “squatters rights” on government land. In the 19903 after more than a decade of low oil prices, the International Monetary Fund intervened to encourage a more free-market economy and divestment of government owned enterprises in the face of an escalating national debt. The government, at that time, owned the largest bank in the country, the only international airline, the telephone, water, and energy companies amid others. The economic turmoil was not without its social unrest. Numerous strikes, protests, and riots plagued the country throughout the 19905. Populist movements began to gain adherents, 39 and the country suffered an attempted coup d’Etat that ultimately ended with the president being impeached. The military leader of the failed coup, after receiving a presidential pardon that released him and his compatriots from prison, formed a political party that won the 1998 elections. The Hugo Chavez administration began to undo much of what the International Monetary Fund had imposed. The country began to move once again toward what some have described as a more collectivistic and hierarchical orientation (Hofstede, 2001; Triandis, 1995). The Qualitative Case of Venezuela Culture joins with social structure, history, demography, and ecology in complex reciprocal relations that influence every aspect of how we live (Schwartz, 2006). Still, measuring culture can be difficult. Schwartz and other cultural theorists (Schwartz, 2006) look at children’s stories, at the systems of law, at the ways economic exchange is organized, or at socialization practices to reveal the cultural orientations in a society. When researchers try to identify culture by studying the literature of a society or its legal, economic, family, or governing systems, what they seek, are underlying values (Schwartz, 2006). A pre-dissertation fellowship provided by the MSU International Studies Program, allowed the author to travel to Caracas, Venezuela in the summer of 2006 to collect pre-research data in the form of interviews and focus groups. In an attempt to gain a better understanding of the characteristics of low-income families in Venezuela and their effect on the development of adolescent substance abuse, five ethnographic records 40 were developed from focus groups with high school teachers (2 groups), low-income parents of adolescents (2 groups), and psychotherapists (1 group) who work with youth and families. The preliminary findings suggest several areas of fruitful investigation. First, there seems to have occurred an important shift in cultural values regarding parenting in Venezuela. All five focus groups concurred that a determining factor in the onset of adolescent substance abuse in Venezuela has been an increase in parental perrnissiveness expressed through a lack of parental monitoring and consistent discipline. In one group of parents comprised exclusively of mothers of adolescents, the participants conveyed that they had been reared in strict homes with rigid boundaries, but that they were much more permissive with their own children. The observations of these mothers are particularly important since Venezuela has been described as a “matrifocal” society (Recagno-Puente, 1998). Particularly in lower income families, the conjugal system is unstable, fathers are peripheral, and mothers are venerated which leaves the mother, aunt, or grandmother as the affective and organizational center of the family (Lodo-Platone, 2004). In part, this shift may be attributed to recent swells of women in the workplace. As a result of the declining economy, increasingly more women have left their traditional roles as homemakers to aid in the family’s finances. Older siblings, grandmothers, aunts, and neighbors often form networks of extended kin in order to attend to younger children. One Venezuelan researcher (Lodo-Platone, 2004) in a qualitative study of familial organization in low-income communities looked at five aspects of family organization: (a) daily problem solving, (b) family communication, (0) behavioral patterns in the designation of responsibilities with the household, (d) authority, supervision and control standards, and (e) affective relationships and the reciprocal expressions of feelings. Her 41 findings regarding the prevalent patterns of family functioning under these five categories are described below along with the corresponding findings from focus groups conducted by the author. First, daily problem solving is characterized by very little planning to avoid possible problems. The lack of resources often makes it difficult for families to plan effectively for the future. Problems tend to be dealt with as they occur and solutions are improvised on the spur of the moment. In the author’s own research a fatalistic mentality was found among the poor in Venezuela that often leads them to an “eat drink and be merry, for tomorrow we may die” view of the world. This perception of the efficacy of human deliberation and actions has important implications for the implementation of parenting and other programs that rely upon coaching individuals to be more purposeful in their interactions. Second, communication patterns tend to center around the events of the day. Lodo-Platone proposes that discussion about shared problems is avoided due to inadequate communication skills, which lead to poor results. The families that were interviewed by the author spoke of having to leave their homes often between 5:30 and 6:00 in the morning in order to avoid the long lines that form for transportation out of the neighborhood. Then after a full day at work, they battled in long lines and overcrowded buses to return home again. Time at home in the evening was occupied in the daily chores and in preparation for the next day of work. Therefore, it is not surprising that members would avoid the more intense forms of communication and prefer to watch television and relax in any free time that they may have. Additionally, housing layouts often do not provide for private areas that would lend themselves to deeper forms of 42 communication. Participants in my focus groups conveyed that poorer families are frequently limited to renting a single room in which all home interaction takes place. Implementation of programs that help families learn communication skills must be sensitive to the physical and time constraints on these families. Third, there are few routine behavioral patterns related to the designation of responsibilities within the household. Members show great flexibility in performing different roles and functions in order to maintain system stability. This is especially true in regards to childcare and protection. However, Lodo-Platone was not specific if this referred to males and females, or only females. Fourth, the mother tends to be the authority figure in the household. However, due to her time spent at work, any adult or older sibling may exercise control or supervisory functions over the younger children. This often results in little consistency in discipline or the expectation of appropriate behavior. The participants that I interviewed echoed this tendency. One mother spoke of her 13 year-old daughter having male friends in her house before she arrived from work. Another spoke of young children playing in the neighborhood streets with no parental supervision. Again, there was an expression of “but what can I do, I have to work, and there is no one to watch them.” In Venezuela, one often hears the expression that a child is “hijo de papa y mama.” (son or daughter of father and mother). The expression refers to a “good” child who was properly reared under the supervision and love of a functioning parental system. Poor families have a vision of what a positive environment for children entails, but they frequently struggle to provide it given their financial constraints and the context in which they live. 43 Fifth, affective relationships and reciprocal expression of feelings tend to be implicit rather than explicit among poor families. Feelings of loyalty to each other were found to be very important. I also found that expressions of love, concern, and respect are paramount to these families. Children are taught from the earliest ages to “pedir la bendicion” (ask for the blessing) from any adult relative whenever they enter or leave their presence as a sign of respect. Not doing so in most families would be a message that you are not family to me. The message is also exclusive to family members and would not be extended to a neighbor even if she or he provided a care-giving function. Participants related that the term “respect” is multifaceted and very important in Venezuelan culture and is a strength that future programs that are designed to aide families should incorporate if they hope to be successful. A second prominent point that emerged from the focus groups was how the inclination toward extended kin networks coupled with the topography of Caracas lead to characteristics of neighborhood development. Participants spoke of neighborhoods that started as “squatters” were often built from extended family networks. As one member of the family managed to get his shanty built, he let his relatives know so that they would come and put up their own shanties beside the original one, or enlarge it. Soon, several small contiguous units would be built in which families would be in close proximity in order to facilitate childcare and share resources. Numeric growth of the family would trigger projects to expand the shanty to accommodate more family members. Men from the family or emerging neighborhood would often band together to help each other build their own ceramic-block houses. With the growth of the neighborhood, expansion of the existing structures was limited to building upward. Amazingly, developed poor 44 neighborhoods in Caracas are full of three, four, and five storied houses built on 650 (or greater) inclines by men with less than a high school education. Interestingly, Hernandez- Ponce and Reimel, (2004) found that quality of life measures among Venezuelan poor were positively related to home ownership, and the adequacy of the home to accommodate family size. It seems that these values held by the Venezuelan poor (i.e., extended kin networks, and home ownership) have interacted to produce densely populated sectors of low-income families that are mainly led by single mothers. As neighborhoods grow, they also form what is called “Associacion de Vecinos” or Neighborhood associations. These associations are recognized by Venezuelan law and often determine the disposition of government provided resources (Hemandez-Ponce & Reimel, 2004). There is usually no formal means to announce community meetings or decisions besides word-of—mouth. Therefore, as the neighborhood grows, residents living on the outskirts become increasingly disenfranchised and uninvolved in the decision- making process at the community level. With the growth of the neighborhood also comes delinquency. Pockets form in the neighborhoods where drugs and prostitution are unhindered, and the community cohesions begins to deteriorate. Participants spoke of how drugs are sold in some areas as openly as one would purchase bread and milk. All five groups estimated that 65%-85% of homes in poorer neighborhoods have a member that either consumes or sells illegal drugs. This intersection between family dynamics and neighborhood qualities gives rise to characteristics in the peer structures of the youth that inhabit them. A third issue from the focus groups was the influence of peer groups. Schoolteachers, parents, and psychotherapists underscored the important influence of 45 peers on Venezuelan youth. Schools play an important role in the development of peer groups in Venezuela. Public schools are nested in neighborhoods and therefore often reflect the neighborhood in which they exist. Teachers spoke of how dangerous schools are becoming and how they often are afraid to evaluate students negatively for fear of repercussions from a drug-dealing parent or perhaps even the youth themselves. Other focus group members reported that youth in poorer neighborhoods are often recruited by older drug-traffickers because of their relative immunity before the law and their need for income. Apparently these youth are promoted within the drug organization for merit much like a military organization. After a certain “rank” youth are given “command” over a certain number of other youth, and armaments in order to guard drug trafficker’s territory. Many families often turn a blind eye to this behavior because the income the youth brings home is needed for their survival. Those youth who become involved in the drug trade generally respect youth and adults who do not. However, this relationship can be tenuous given the immaturity of gun-carrying youth. Still, the majority of violence occurs between the different groups who cross territorial lines and those unfortunate ones that get caught in the crossfire. Venezuelan youth, despite their precarious situation, do not report neighborhood violence as their primary stressor. A study of 2,121 youth from all social strata of Caracas found that self-reported causes of stress for youth are: 1) Bad grades, 2) My mother becomes sick, 3) Fights within my family, 4) Lies that people tell me, and 5) My brother or sister or another member of my family are harmed by someone. It is interesting to note that the youth, on average, did not list themselves being harmed in the first five positions. It was not until the 6th position that they expressed concern over their own personal well- 46 being (Davila & Guarino, 2001). Unfortunately, the study did not provide a demographic breakdown for the sample to know what percentage of the participants came from poorer neighborhoods, which may have elucidated an interesting interaction effect. Finally, schools were also seen to play an important role in the development of substance-abusing behavior. Both teachers and parents spoke of the lack of parental involvement in children’s schooling. Teachers stated that attendance to parent-teacher conferences was usually limited to about 2-5% of the parents. Parents expressed teachers’ unwillingness to schedule conferences at times that wouldn’t conflict with their work, and that they already knew what they were going to say so “gpa’ que ir?” (why go?). Parents are coerced to attend two annual meetings under threat of non-admittance into the school at the beginning of the school year, or not releasing grades at the end of the school year. Both teachers and parents described the relationship as being adversarial. Lodo- Platone (2004) found similar attitudes on the part of parents she interviewed. She described parental feelings of PTA meetings as “teachers’ scoldings that produce mutual distrust.” (p. 81). Lodo-Platone (2004) suggested a dropout rate of approximately 42% from the 1St to the 6th grade. Unfortunately, she did not provide a citation to substantiate her claim. The teachers that I interviewed also expressed concerns over high desertion rates, but placed the highest rates of desertion occurring after 7’h grade. In Venezuela students progress from elementary school into high school without the transition of middle school as is common in the US. school system. According to teacher reports, there exists a strong school attachment among elementary students, but this attachment wanes after the transition into high school. They attribute this decline to the structure of high school 47 whose changing class schedule does not permit a bond to develop between the teacher and the student. Also, there is a general lack of extracurricular activities that might allow the adolescent to develop a bond or sense of belonging. Additionally, a majority of schools in Venezuela hire teachers on an hourly basis to teach a given subject, which creates a transitory impermanent culture within a school. Teachers do not form any bond or loyalty to a school and are therefore less inclined to promote a sense of belonging and stability among students. Likewise, students’ class schedules are often spotted with inactive hours where they have no scheduled activities or classes to attend. During “down” times students congregate in areas of the building and socialize, or leave the premises to engage in other activities. The teachers interviewed also reported a sharp increase in student drug use after entrance into high school. If this results to be a general trend, it would seem that in the absence of a secure attachment at home and the loss of attachment to the school, coupled with low parental involvement with school, and low parental monitoring, and low school structure, teens may be left to meet their emotional needs among peers. This scenario, has repeatedly been shown to increase risk of substance-abusing behavior among teens in the US. (Bauman & Ennett, 1994; Hawkins, Catalano, & Miller, 1992), and suggests a basis for initial theory development for the onset of substance use among teens in Venezuela. The Quantitative Case for Venezuela Limited quantitative research has been conducted in Venezuela regarding substance abuse in general and less yet in regards to adolescent use. One report by the Comision Nacional Contra El Uso Ilicito de las Drogas [National Commission Against 48 the Illicit Use of Drugs] (CONACUID, 2006) examined several drug related behaviors of patients in residential treatment programs across the nation of Venezuela. They found that of the 6,374 patients 19.19% are below 20 years of age, 89.93% are male, 75.4% do not have a high school education, 68.95% are single (never married), 57.17% are unemployed, 12.49% are students, and 75.28% entered treatment voluntarily. These patients initiated their substance abuse with Marijuana (36.57%), and Alcohol (30.67%), and then Cocaine (15.05%), tobacco (9.54%), and crack and other drugs (8.06%). Approximately eighty-six percent initiated drug use before their twentieth birthday with a mean age of initiation for Marijuana 15.6, Alcohol 15.1, Cocaine 18.6, Crack 18, and tobacco 13.9. The drug use for which they most frequently sought out treatment was Crack 50.44%, Cocaine 20.03%, Marijuana 13.65%, and Alcohol 6.92%. While the generalizability of this study is limited due to the clinical nature of the sample, the indications are that initiation into substances start in early to mid adolescence, and that Venezuelans begin their use somewhat differently than in the US. Studies of substance initiation in the US. tend to support a gateway theory with 84.7% of the sample initiating use with tobacco and alcohol and then progressing into marijuana and harder drugs (Golub & Johnson, 2001). Also interesting is the high percentage of individuals seeking treatment for crack and the apparent low occurrence of treatment for alcohol dependence reported in the CONACUID study. Results from the 2004 National Survey on Drug Use & Health (SAMHSA, 2005) state that of the 3.8 million persons who received treatment in the US. for alcohol or drugs in the past year, more than half (2.4 million) received treatment for alcohol use during their most recent treatment, 1.0 million persons (26%) 49 received treatment for marijuana, 884,000 persons (23%) for cocaine, 424,000 persons (11%) for pain relievers, and 283,000 persons (7%) for heroin. Another study attempted to identify risk factors for licit and illicit drug use in a population of Venezuelan youth between the ages of 12 and 17 in Naguanagua, a small urban population in the north central region of the country (Osorio, Ever, Ortega de Medina, & Pillon, 2004). This study reported that family and mental health factors were high-risk for drug use with severity scores of 80.41% and 63.67% respectively. Recreation, behavior problems, and school adjustment were only moderate-risk with severity scores of 48.98%, 46.73%, 39.39% respectively. Peers and social competencies were found to be low-risk with severity scores of 31.63%, and 31.02% respectively. The overall problem density for substance use was 3.67%. The Osorio et a1, study used 8 of the 10 domains from the Drug Use Screening Inventory (Kirisci, Mezzich, & Tarter, 1995) to assess for problem areas. The problem density (severity) score for each domain on the Drug Use Screening Inventory (DUSI) is obtained by dividing the number of yes endorsements by the number of items. The resulting value, multiplied by 100, yields the problem density score that has a range from 0 to 100% in each of 10 domains. It can be seen, then, that problem density scores are solely descriptive of responses to a given domain. Therefore, without further statistical analysis it is impossible to infer risk for substance abuse from these findings. This study had several other shortcomings that created difficulties. First, the demographic information reported was limited to number, age, and gender of subjects. Second, there was not a detailed explanation of the instrument used, and thus, how the factors were operationalized for Venezuela. The authors report that the DUSI was 50 validated for Venezuela, but the reference they provide is not a published work. Third, there was not a description of domain by drug, which might allow a comparison of how the different factors were associated with drug abusing behavior. Fourth, the study gave an indication of the overall severity of drug use, but not which drugs were being abused by adolescents in that area of Venezuela. Fifth, this study was conducted in an area outside the target population for the current study, which limits the generalizability of the findings. Still the study provides an initial look into how these students perceive the situations assessed by the domains of the DUSI. A third study conducted in Venezuela looked at risk factors for the abuse of alcohol among youth (Navarro & Pontillo, 2002). The study was conducted in the same general location as the previously cited study, north central Venezuela. These authors also used the DUSI to assess for alcohol abuse, however, in addition to the factors cited in the previous study these authors also looked at self-esteem as a correlate to adolescent drug abuse. The findings from this study varied significantly from the previous one. Problem density scores were social competency 72.2%, school adjustment 63.4%, peer relationships 49.9 %, psychiatric/emotional 44.6%, and family 44.3%. Self-esteem was found to be high, with 77% of the sample scoring at this level. This study shares the same difficulties as those mentioned for the previous study, with one important addition. The original sample was 500 adolescents. However, 199 (39.8%) were excluded from the study. One hundred and seventeen (117) were excluded for their score on the DU SI lying sub-scale, and 82 were excluded for incomplete demographic information or for missing data greater than 20%. The authors make no 51 attempt to explain how the exclusion of almost 40% of their sample might affect the interpretation of their findings. A fourth study conducted in Venezuela used an adapted version of the DUSI to measure risk factors for substance abuse among students in the Department of Architecture in the Universidad de Zulia (University of Zulia) in Maracaibo, Venezuela (Gonzalez, 2005). The author reports that 55% of the students report using legal drugs such as alcohol and tobacco and 2.5% use illicit drugs such as cannabis, cocaine, or heroin. They state that 21.5% of the students use stimulants in order to stay awake to study. However, which stimulants were used and their legal status was not stated. The study indicated that 40.5% of the students stated that their best friend used drugs, but again did not differentiate between legal and illegal. Besides many of the previously mentioned difficulties, the sample used in this population varies considerably from the population of interest for the proposed research. In Venezuela, public education is theoretically free. That is, there is no matriculation fee, but there is great demand and little supply. For this reason, typically only those people willing or able to pay for their inside connection are admitted. Additionally, supplies that one needs for school and normal living expenses are not provided such that for the poor the struggle is uphill. Therefore, the sample used in this study represents an elite group of young peOple with characteristics that vary widely from a typical adolescent in Caracas. A study conducted in neighboring Colombia used an ecological approach to look at frequency of marijuana among adolescents (Brook, Brook, De La Rosa, Duque, Rodriguez, et al., 1998). These authors found support for the domains family, personality, and peers having direct effect on adolescent marijuana use. Interestingly, they found that 52 the developmental path leading to drug use among Colombian youth is largely similar to that found among White, African-American, and Puerto Rican adolescents living in the United States. Still several cultural differences affecting adolescent substance between the two countries were noted: exposure to violence showed a stronger association with subsequent drug use among Colombian youth, there is greater drug availability in Colombia, the impact of the peer group on the youngster's behavior in Colombia is more pronounced than in the United States, and both familialismo and religion, had a stronger protective function against drug use in Colombia than in the United States. Estimates of adolescent tobacco use from the Global Youth Tobacco Survey (GYTS) ranged a great deal among Latin American countries (Martin, & Peruga, 2002). The highest estimates of the cumulative incidence of youth who had ever smoked tobacco in Latin America were in Chile, and ranged from 68% in the city of Valparaiso to 72% in the city of Santiago. In Uruguay, estimates ranged from 39% in the city of Colonia to as high as 57% in the city of Montevideo. In the city of Buenos Aires, Argentina, 55% of youth had sampled tobacco. In Peru, estimates ranged from 46% in the city of Trujillo to 5 5% in the city of Lima. In Bolivia, estimates ranged from 54% in the city of Santa Cruz to 50% in the city of Cocha‘bamba. Lower estimates were found in Venezuela (22%) and in Cuba (34%). A cross-country comparison study of adolescent substance abuse in seven Central American countries and the Dominican Republic, known as the PACARDO project, also found considerable between country variability in patterns of drug use (Dormitzer, et al., 2004). For example, the odds ratio estimate for alcohol use in the Dominican Republic using Guatemala as a reference was 15.9. Additionally, these researchers found that 53 estimates of school-level clustering indicated that alcohol use clusters non-randomly within schools in all of the PACARDO countries. Conclusion Ecological theory has been presented as a frame through which the interaction between differing contexts can be tested to show how risk and protective factors might be used as the basis of a program to deter adolescent substance abuse. The primary contexts that have emerged from the literature are the family, peers, school, and neighborhood. The current study explored risk and protective factors related to adolescent substance use in Caracas, Venezuela. International studies such as the current one, stand poised to shed light on important areas of interest in the struggle to create more healthy environments for the development of future generations. Questions such as how poverty and other variables affect families across cultures in relation to drug abuse, or what differences government policy makes in families’ ability to protect their children from the onset of drug abuse are important in an coo-developmental family therapy approach. Additionally, discoveries regarding the risk and protective factors of adolescent substance abuse in Venezuela constitute important advances for the citizens of Venezuela. Little research has been conducted on drug abuse in Venezuela and less yet on adolescent populations (personal communication with Elvia Rincon director of research for the Oficinal Nacional Antidroga — National Office Against Drugs — July, 2006). Currently, family therapists are being trained and are practicing their profession in Venezuela. However, without serious research on the characteristics of the Venezuelan 54 population, therapists are left to adapt empirically the theories and techniques of their trade (Feldman, 1989). Research done in the US. and other countries suggest that family attentiveness, externalizing behavior, peer relationships, and school environment are four primary variables that might begin to explain considerable variability in age of onset of substance use among adolescents in Caracas. However, the between-country variability among Latin American countries found in the GTYS and PACARDO studies underscores the importance of a solid research base that serves to identify prevalence of substance use, clustering patterns by contexts or demographic variables, and risk and protective factors of each country. Assuming a homogeneous population due to a common language or any other single characteristic runs the risk of missing the mark and thus wasting precious resources and time. More research is needed to determine the patterns of substance abuse among Venezuelan youth. What drugs are used, the progression of use, contexts surrounding use, demographic characteristics that vary with use, and interpersonal factors associated with drug use are largely unknown, but essential to the identification of risk and protective factors that will inform the development of prevention and treatment interventions. 55 CHAPTER III: METHODOLOGY This chapter provides an in-depth description of the procedures employed in the study. First, the setting of the study, data collection procedures including comments on human subjects protocols, and a description of the participants are presented. Second, conceptual and operational definitions of the variables studied are defined. Third, an overview of the data analytic plan and specific hypotheses to be tested are stated. Setting Caracas Venezuela is an urban metropolis on the northern coast of the South American continent. The greater metropolitan area is densely populated with approximately five million inhabitants. There are eight school districts in the metropolitan area and approximately 3,000 schools. Approximately one-third (1,000) of those are secondary schools. Caracas has developed such that pockets of poor and affluent neighborhoods are present within each school district. However, it is assumed that some districts (i.e., those on the east side of the city) will have a higher concentration of affluence than others. Unlike US. public schools, public schools in Caracas are populated almost exclusively with children from low to lower middle-class families and some private schools are considered missions that reach out to the poorer segments of society. For example, C olegios Fe y Alegria, (Faith and Happiness Schools) are Catholic missions that are subsidized by the government and serve primarily the lower classes. Caraquefios (people from the city of Caracas) are ethnically very heterogeneous with little acknowledged racial discrimination. In this study, race will be defined by skin tone 56 categorized roughly by dark, medium, light, and indigenous. Discrimination by social class is much more prevalent and is acknowledged publicly. Socioeconomic status will be determined by the caretaker’s education level, type of neighborhood of residence, number of vehicles owned by immediate family, and number of bedrooms in the home. Methods Sampling Procedures Given the exploratory nature of this study, the availability of funding, and the purpose of the study being to collect pilot data, two school districts geographically proximal from the western portion of the city of Caracas were selected from which to draw a sample of 15 schools. First, schools were stratified in each district by grades taught (i.e. 7th through 11’“), with only those containing the target population of children ages 11-18 being selected. Next, schools were stratified by funding type (i.e., private or public). Approximately 40% of schools in these districts are private. However, in order to maintain comparable group sizes, private schools with average class sizes of less than 20 students per classroom were eliminated from the sampling frame. All public high schools had classroom sizes in excess of 20 students per classroom and were, therefore, retained in the sampling frame. In order to ensure that the sample reflects the population with respect to the stratification variable, a proportional allocation procedure of private to public schools was performed. The procedure resulted in six private schools and nine public schools to be randomly sampled from the pool of schools. During the data collection phase of the study one public school was excluded due to logistical concerns. However, given the late stage in the study that the school was dropped it was impossible 57 to replace the school leaving a total of six private schools and eight public schools. Each school had multiple sections for each of the five grades. Therefore, the section to be sampled was selected randomly from the pool of sections at each grade level. The total population of students present the day of study within each classroom was sampled. Since districts included in the sample were not randomly selected, a selection bias may have been introduced into the sample. Caracas is a very diverse city, and Venezuela is even more so with geographical and cultural variants that hold the potential to influence participant responses. Moreover, the sample was also limited to school- attending youth and cannot be generalized to those who have dropped out, or never attended. Inferences about adolescent drug use are, therefore, considered generalizable only to the school districts sampled. Data Collection Data collection at each school followed a protocol developed by the researcher in collaboration with sources in Venezuela familiar with the education system in that country. Administrative authorizations were sought and received the previous year (2006) during a plausibility study. The first step in protocol was a visit with principals of schools to explain the study, present them with the appropriate authorizations from the Regional Director and the District Superintendent (authorizations from the regional director and district superintendents were obtained during the summer of 2006 during a feasibility study funded by a pre-dissertation fellowship), ask for their participation, and select the classrooms to be sampled. A second visit to the school was made to meet with each teacher to explain to them the study and to leave with them the Parental Informed 58 Consent forms to be sent to the parents of each child in the classroom to be sampled. Additionally, during the second visit the school principal was given five packets, each of which contained a UCRIHS approved informed consent form and a copy of the MAMBI to be filled out by administrators or teachers in the school and collected at the time of the youth assessment. A research team of five high school teachers (lead assessors) and five university students (assistants) was recruited to assist in data collection. The members of the research team participated in a 6-hour training session directed by the primary investigator two days prior to the commencement of data collection. Within each designated classroom, the lead assessor and assistant followed the three-part assessment protocol designed to improve quality and accuracy of the study, and to decrease missing values. For the first part, the school principal accompanied the assessors and their assistants to the classroom and introduced them to the teacher and youths seated in the classroom. The school principal then left the classroom in charge of the team’s lead assessor. Within the classroom, the lead assessor’s first tasks were to describe the survey and to establish trust and rapport, prior to distribution questionnaires. This first part of the assessment protocol was structured in a manner that encouraged youth to voice concerns about the anonymity of the study data; the idea was that these concerns should be made public and discussed with resolution in the form of increased trust and rapport. The accuracy and completeness of self-report youth survey data depend upon youth being confident that their answers are anonymous. The lead assessor and the assistant distributed a formal youth assent form, pre-scripted with IRB-approved sentences to elicit 59 assent. The youth assent form was read to youth pausing for questions or comments after each section of the form. Next, youth were asked to return the IRB-approved Informed Parental Consent forms that were designed both to inform the legal guardian of the child regarding the study and to elicit the guardian’s consent for their child’s participation in the study. Youth whose parents objected to their participation were identified. Additionally, youth were asked if their parents had expressed a desire for them not to participate, but had not returned the form. At this moment youth who were not participating in the study because of parental objection, or simply because they chose not to participate, left the classroom along with the teacher and assistant assessor. The assistant assessor left with the teacher and children to help ensure the children made it to the pre-designated area during the assessment and to provide the teacher with instructions about completion of standardized ratings (described below); once the teacher started to make these ratings, the assistant returned to aide the lead assessor in the classroom. After working through issues of trust and rapport the second part of the protocol involved the actual assessment. First, the lead assessor walked through the classroom and distributed a stack of anonymous pre-printed questionnaire forms, a blank Scantron answer sheet, and survey pencils. Youth were instructed not to put their names on any part of the forms. Since many youth were not familiar with Scantron answer sheets, the lead assessor instructed the youth to fill out the name section of the form with the school name. This served as a practice so that youth became familiar with the data collection technique before actually responding to the survey. Next, youth were invited to pick randomly from a small container a pre-printed 5—digit number. The first two digits of the number identified school. The next digit identified the classroom (i.e., grades 7-11). The 60 last two digits (01-60) distinguished between cases. Allowing the students to select randomly a number that would identify their responses ensured that their anonymity was safeguarded. The youth were then instructed to record their number on the Scantron answer sheet in the area marked “PID” and to record it on the section five answer sheet. The PACARDO-V was subdivided into five sections in order to create natural breaks for students to rest, and to catch any mistakes and correct them before they became too egregious. The lead assessor secured youth attention and began reading the questions out loud. By reading the questions, the lead assessor was able to find a pace that was comfortable for the students. As the assessor read each question, the students followed along and marked their own answers on the Scantron sheet. The assistant, after giving instructions to the teacher returned to the classroom to help ensure that privacy was respected and order was maintained (e. g., by providing quiet answers to idiosyncratic questions from individual students). This approach was designed to overcome inter- individual variations in literacy, and was intended to reduce what sometimes occurs as ‘racing’ to the end of a self-administered questionnaire and resultant marking errors. Reading the questions at a rapid but comfortable pace also helped to increase privacy and reduce disruptions by helping the students stay on task. The survey lasted approximately 55 minutes from start to finish. Section five of the PACARDO-V assessed for age of first opportunity for substance use and for actual age of first substance use. Given the nature of the responses (i.e., numeric ages) and difficulty involved in recording these ages on the Scantron, youth were instructed to record their responses to section five on the survey form. Youth responses were later transferred from the section five form to the Scantron answer sheet 61 by the research team using a 100% verification procedure (i.e. after being transferred from one format to the next, each section five form and its respective Scantron was checked again by a member of the research team for accuracy). The construct domains relevant to this dissertation covered in the ll2-item questionnaire are described in detail below along with their corresponding items. Section 1 of the questionnaire assessed for demographic data. Section 2 assessed for questions regarding relationships with parents, friends, school, neighborhood, and general social adaptation. Section 3 assessed for the youths perception of the relative risk (physical or otherwise) of consuming drugs, and the degree perceived accessibility of different drugs. Section 4 assessed the frequency in which youth are involved in different activities. It is in section 4, item 81 that youth are first asked directly about their own consumption of a particular drug. This strategy was implemented with the expectation that youth who are now familiar with the format of the questionnaire would be more apt to respond truthfully. Section 5 assessed age of first opportunity for substance use and age when a substance was first used. The third part of the protocol was the closing session, during which the assessors collected the completed questionnaires in a manner that reduced data collection errors and helped promote a sense of anonymity. In specific, youth were asked to place their Scantron answer sheet on top of the Section 5 sheet and hand them directly to the lead assessor or the assistant as they passed through the room. While collecting the answer sheets the assessors verified that the ID numbers were correctly filled out and were present on both sheets before placing them in a large envelope. The assessors sealed and packed away the envelope before engaging in closing exercises that included collecting 62 the PACARDO-V, expressing gratitude and hope that the youths would agree to participate in future assessments of this type. Youths were given a ballpoint pen with the logo of Michigan State University as a token of appreciation for their participation. Additionally, a new laser printer was donated to the school as a sign of appreciation for the participation of students, teachers, and administrators. Data Processing and Quality Control After data collection, all survey data from section 5 that reported on the youth age at first use of a substance were transferred to Scantron answer sheets with 100% verification. Each Scantron answer sheet was checked for accuracy, and cleaned of any stray marks that might have influenced the precision of the scanning machines. The answer sheets were then scanned into a database by the MSU scoring office. Human Subjects Protections The researcher obtained permission from the Regional Director of the Federal District of Caracas and the corresponding superintendents of the two school districts that were sampled as well as a letter of collaboration from the principal of each of the schools sampled. Additionally a letter of support was received by the Universidad Simon Rodriguez (the only Venezuelan university that has a post graduate degree in substance abuse). Permission to conduct the study was received from the Michigan State University Committee on Research Involving Human Subjects (UCRIHS, IRB# 07-320). A copy of the IRB approval letter along with approved consent forms has been provided in Appendix D. A Copy of the letters from Venezuelan authorities may be found in Appendix E with the exception of the letters from the principals of the 14 schools, in which case only one example is provided. The MSU IRB approved a waiver of parental consent protocol, which involved contact with parents via a letter from the primary researcher sent home in the days prior to the assessment session. This letter explained purposes and contents of the survey, and requested the parent/ guardian to return the form expressing their desire in regards to their child’s participation in the study. The parent/ guardian was also informed that in the event that they did not return the form, their child would be allowed to participate if she/he chose to do so, and that the school principal would act as an advocate for their child. A total of 24 parents/ guardians requested that their child not participate in the study representing approximately 1% of the parents contacted. A total 189 of the parents returned the forms at all representing approximately 8.5% of the total population contacted. During the assessment session, even if a child’s guardian had consented to allow them to participate, an active assent process was in place. That is, youths could decline to answer any and all questions if they did not wish to participate, or they could mark a “no response” option on the survey form. In actual practice, non-participation in this form was atypical: no students left all items blank and only three students marked more than 50% of the survey item responses as “no response.” Study Participants A total of 1,831 students ages 11-19 were surveyed from 14 schools in two districts from the western part of Caracas, Venezuela. Questions on the first use of a fake 64 drug (Cadrina) were included in the PACARDO-V questionnaire. Among the 1,831 respondents, only 8 (0.4%) reported use of Cadrina. Under the assumption that mis- statements about a fake drug may signal presence of falsely positive reports about other drug experiences or general response errors in the questionnaires completed by these participants, they were excluded from the study. Additionally, the three students that had more than 50% missing data were excluded, leaving a total of 1,820 respondents. A total of 960 respondents (52.5%) were female with 18 (1%) subjects not reporting gender. Regarding race, the majority (58.8%) of the participants identified themselves as “Morena” or brown (n=1074), 34.8% identified with “Blanca ” or white (n=636), 3.3% identified with “Negra " or Black (n=60), and only 1.5% (n=27) identified with “Indigena ” or Indigenous. Thirty individuals (1.6%) failed to respond to the item on race. Due to inadequate space on the response form, age was subdivided into five levels and measured as a categorical variable. The first age level was from ages 11 to 12 (5.9%, n=107). The second age level was 13 to 14 (32.9%, n=601). The third age level was from 15 to 16 (39.8%, n=727). The fourth age level was 17 to 18 (19.9%, n=364). The fifth level was age 19 or above (1.1%, n=20). Only eight people (4%) failed to respond to the item regarding age. The sample was drawn from the five grades (7th — 11m) that make up high school in Venezuela and is described in Table 3.1. Number of students per grade level seems to be equally distributed across the sample. 65 Table 3.1 Grade Level in School Valid Cumulative Grade Frequency Percent Percent Percent 7th 340 18.7 18.7 18.7 8th 345 19.0 19.0 37.7 9th 379 20.8 20.8 58.5 10th 375 20.6 20.6 79.2 11th 379 20.8 20.8 100.0 Total 1818 99.9 100.0 Missing 2 .1 Total 1820 100.0 Teachers and school administrators were also asked to respond to an instrument that surveyed impressions regarding the environment of the school. A total of 57 school administrators or teachers responded to the 50-item questionnaire, or approximately four instruments per school. No demographic information was collected for teachers or administrators. Measures The PA CA RDO The PACARDO (which stands for P_Anama, Qentral America, and Bepublica mmincana) questionnaire was developed for use in a NIDA-funded grant “Cross- National Research in Clusters of Drug Use” (Dormitzer, et al., 2004). In its original form it is a standardized self-administered questionnaire and was administered to nationally representative samples of students in Central America, Panama, and the Dominican Republic (N = 12,797). 66 The original instrument has 224 items placed in 19 zones or modules. Initial modules assessed general health constructs and social adaptation, such as are tapped by questions about headaches, positive moods, and getting along with other youths. The first questions about affiliation with drug-involved peers appear in the eighth module, after 88 questions on other aspects of youth health and well-being. Questions about the youth’s own drug involvement begin at PACARDO question 162 in the 15th module, which starts out asking about legal consumption of alcoholic beverages, and tobacco. Subsequent modules address illegal drug activities (e. g., marijuana, coca paste), prior to a concluding 20-item module modeled after Johanson’s Behavioral Repertoire Rating Scale (J ohanson, Duffy, & Anthony, 1996) that assesses for frequencies of differing activities (e.g., going to religious activities, doing housework). In order to protect against false positive reports about drug experiences or general response errors in the questionnaires completed by the participants, questions on the first chance to try and first use of a fake drug (Cadrina) are included in the PACARDO questionnaire. The PACARDO instrument was pre-tested prior to its use in all seven countries. Prior to item-metric and psychometric optimization, the psychometric scales were first analyzed at the aggregate level. Exploratory factor analysis revealed that the scales generally were consistent across the seven countries. Table 3.2 represents examples of the internal consistency and reliability coefficients for constructs of the PACARDO as recorded by Donnitzer (2004). 67 Table 3.2 Reliability Estimates of Psycho-Social Constructs in the PACARDO (Dormitzer, 2004). Estimated Reliability No. of Construct Name KR-20 Items Example Items (True-False response format) , ~ oHas estado de ma] humor? Irrrtable/ Crabby 0'72 8 ~ “Have you been in a bad mood?” ~ oDurante los ultimos 6 meses, ohas sentido Positive Mental 0 71 9 bien? Health ' ~ “During the last 6 months, have you felt very happy?” , , ~ oTe has sentido nervioso? Mixed DISUCSS 0'71 9 ~ Have you felt nervous a lot? ~ oDurante el ultimo afio, has herido o hecho Extemalizing ~. dafio a los animales? Behavior 0'83 19 ~ During the past year, have you harmed animals? ~ oSiempre pides permiso a tus padres cuando _ , sales de la casa a divertirte? Famrly Attention 0'70 8 ~ Do you always ask your parents for permission when you go out and have fun? ~ oTus amigos han robado, o han causado dafio Deviant Peer a proposito a las cosas de otras personas? Affiliation 0'80 8 ~ Have your friends stolen things or damaged others’ property on purpose? ~ Algunos de mis amigos han fumado Peers who use 0.77 6 marihuana. drugs ~ Some of my friends have smoked marijuana. ~ oDurante los ultimo seis meses, tus notas escolares han sido mejores que las de la POOT SCROOI 0.78 20 mayoria de las de tus compafieros de clase? Adaptatron ~ During the past 6 months, Do you cut school more than two days a month? ~ Hay suficientes lugares seguros para carninar Neighborhood a o jugar en mi barrio o vecindario. Disadvantage 0'73 8 ~ There are plenty of safe places to walk or spend time outdoors in my neighborhood. 68 The primary instrument employed in this study, the PACARDO-V (with the addition of the V for Venezuela) was developed from the original PACARDO. Authors of the PACARDO and researchers who used it in the field reported that the 224 items were excessive and that students were potentially answering the last sections of the instrument without much thought due to fatigue (J. Anthony, C. Dormitzer, & P. Obando, personal communication March, 2007). In order to avoid this problem in the present study, items regarding general health issues (e. g., during the past 6 months, I have not felt nauseated) and general mental health condition (e. g., Have you felt nervous a lot?) were deleted. Other subscales were reduced using a confirmatory factor analysis with categorical dependent variables procedure on MPlus 4.1 software (Muthen & Muthen, 2006), the results of which are reported below in the description of each variable. Full Information Maximum Likelihood (FIML) was used to estimate the parameters from data with missing values. The final version, PACARDO-V contains 112 items. The original items of the PACARDO, and MAMBI, measures were subject to a translation, back-translation, and harmonization process and were pilot tested within the seven PACARDO countries (Dormitzer, et al., 2004). Items from the PACARDO were modified in the PACARDO-V to reflect idiosyncrasies of the Venezuelan culture and language use. For example, the term “pasta base” referring to coca base was change to “bazuco” for Venezuelan participants. Likewise, in the MAMBI, items were modified for increased accuracy and comprehension. The PACARDO-V and the MAMBI were then pilot tested on Venezuelan adolescents and teachers in order to assess the face validity of the instrument and to ensure cultural fit and accuracy before their actual implementation in the study. An iterative process was used to refine the instruments. First, after the initial 69 changes were implemented, a small group of acquaintances of the author were asked to read through the survey instruments and make comments or suggestions regarding the readability of each item. Next, after those changes had been incorporated, each school principal was asked to read through the PACARDO and make comments regarding the readability of each item. Two of the private schools formed a committee comprised of school psychologists, administrators, and teachers to assess the accuracy of the items. Third, the author and a Venezuelan research assistant who is a school teacher and psychologist evaluated each of the suggestions and made the appropriate changes to the instruments. Dependent Variables Occurrence of first drug use is the main response variable for this dissertation research. Occurrence of first drug use is measured in response to the standardized item, “How old were you the first time you tried (name of drug)?” for each drug in the study (alcohol, tobacco, inhalants, prescription medication (not prescribed to the youth), cocaine and any of its derivatives (i.e., crack, coca-base), ecstacy heroin, cadrina, and marijuana. In the case of multiple drug use, the youngest age of first use was recorded. Age of first drug use (AFU) is a continuous variable that ranged from 0 to 18 (0 = never used). Focus groups conducted in Venezuela, and personal interviews with administrators, teachers, psychotherapists, parents, and others revealed numerous anecdotal pieces of evidence for early onset of substance use. For instance, one teacher spoke of a 4-year-old who was given drugs to sell every day in order to have lunch money. Other individuals spoke of a practice in eastern Venezuela of putting small amounts of alcohol into male children’s bottles, or fathers allowing their sons to drink 70 from their beverages in order to initiate them into the ostensibly masculine trait of drinking. Additionally, youth who reported extremely early ages of drug initiation reported use of only one drug at this age, and did not show any other patterns of falsifying or exaggerating their responses. Nevertheless, since youth reporting first drug use from ages 1-3 would most likely need to rely on a third person report due to memory limitations of very young children (i.e., 1-3), the six cases that reported these ages were considered outliers and were coded as missing values. Cases that reported first use at age 4 and up were retained in the study. Table 3.3 records frequencies of the reported ages and Figure 3.1 represents these graphically. Due to the high frequency of 0 responses (i.e., never used), the distribution of AFU is bimodal. A bimodal distribution creates difficulties for regression analysis violating the assumption of homogeneity of variance and normality. Therefore, AFU was adjusted so that the 0 responses were excluded from the analysis. This adjustment allowed for the assumptions of homogeneity and normality to be reasonably met. 71 Table 3.3 Age of First Drug Use Age of First Drug Use Adjusted Age of First Drug Use Agea Frequency Percent Age Frequency Percent 0 293 16.10 0 0 O 4 4 0.22 4 4 0.26 5 13 0.71 5 13 0.85 6 14 0.77 6 14 0.92 7 19 1.04 7 19 1.24 8 52 2.86 8 52 3.41 9 61 3.35 9 61 3.99 10 185 10.16 10 185 12.12 11 150 8.24 11 150 9.82 12 286 15.71 12 286 18.73 13 274 15.05 13 274 17.94 14 224 12.31 14 224 14.67 15 168 9.23 15 168 11.00 16 41 2.25 16 41 2.69 17 21 1.15 17 21 1.38 18 2 0.11 18 2 0.13 Subtotal 1807 99.285 Subtotal 1514 99.149 Missing 13 0.71 Missing 13 0.8513 Total 1820 100 Total 1527 100.000 Mean 10.21 Mean 12.19 Median 12.00 Median 12.00 Mode 0.00 Mode 12.00 SD 4.96 SD 2.30 3 Age of 0 indicates never used a drug. 72 Frequency too-l l l 0.00 5.00 10.00 Age of first use Figure 3.1 Histogram of Age of First Use 73 l 15.00 I 20.00 Independent Variables The independent variables used in the study were: family attention, externalizing behavior, peer drug use, school climate, socioeconomic status, gender, and race. These seven variables were chosen for the present study due to their salience in the literature as significant covariates of adolescent substance use. Reliability estimates. Convention in measurement typically requires a reliability of 0.70 or higher in order to place confidence in the results of a given scale. However, violations of the assumptions underlying reliability estimates suggest caution when interpreting alpha. Further, the appropriate degree of reliability is directly related to the intended use of an instrument and its inherent dimensionality. For example, indexes, in contrast to scales, are empirically derived composites of items that are purposefully selected to correlate to some external criterion but not necessarily to each other (Reckase, 1996; Schmitt, 1996; Streiner, 2003). Moreover, Streiner (2003) asserts that researchers violate the premise of an index should they apply a reliability estimate that assumes interrelatedness (e. g., unidimensionality) among the items (e. g., coefficient alpha). Reliability differs from validity in that it does not assess what a test or set of items attempts to measure, but only that something is being measured consistently. Cronbach’s Alpha (coefficient alpha) is a measure of the extent to which responses from a specific sample of subjects are replicated or consistent across a set of test items, and is based on a single administration of the measure or instrument. Alpha is, therefore, indicative of interrelatedness, but not necessarily of homogeneity or unidimensionality of a construct 74 (Schmitt, 1996). As a result, an attempt to equate reliability to the degree to which a given single construct has been measured is inappropriate. F eldt and Charter (2003) recommend against using coefficient alpha as a measure of reliability for some types of scales, and demonstrate how violations of equality among variances lead to biased estimates of alpha. They suggest that the reliability of both parallel and tau equivalent scales can be adequately addressed with coefficient alpha estimates, but that the use of coefficient alpha with congeneric scales will result in a negative bias. Congeneric scales loosen the assumptions of classical test theory and do not presume the equality of error variances in the measurement, nor of the scale of measurement. Items (subsets) of a scale are allowed to make differential contributions to the total-test true score. For example multidimensional scales, which are intended to assess differing aspects of the same construct in a single scale or subscale, tend to result in relatively lower alpha coefficients for one or more the following reasons given by Helms, Henze, Sass and Mifsud (2006): (a) unequal numbers of items reflecting the various dimensions, (b) unequal item variances, and (c) clusters of respondents who do or do not share similar attributes. In any of these circumstances, estimates of reliability using alpha will be conservative. In order to assess for whether the data fit the previously described assumptions of equality among variances, Feldt and Charter (2003), recommend the simple strategy of examining the ratio of the largest item standard deviation (SD) to the smallest item standard deviation (SDs). If the ratio (SDI/SDS) is between 1.00 and 1.30 (i.e., 30%), then alpha will not be an excessively conservative estimate and would be an appropriate reliability analysis. Likewise, they show that differences exceeding 30% indicate that the 75 data do not conform to the model of essentially tau equivalence on which alpha is based, and the researcher should consider alternative analyses. Following the above-mentioned recommendations, the covariates in the present study are categorized as either indexes, or scales. In the event that the measure is an index, no reliability is reported. Contrarily, if the measure is a scale the assumptions for tau equivalence are assessed following the recommendations of Feldt and Charter (2003), and the appropriate reliability estimates are provided. If the assumptions for equivalence are met then Cronbach’s Alpha is provided. If the assumptions for tau equivalence seem untenable, then the recommendations of F erketich (1990), who suggest the use of theta or omega to estimate the reliability of item responses is followed. Omega employs the following formula: (2 =1—([k — Zhi] / [k + 2b]). In the equation, k equals the number of items, h, is the commonality of the ith item, and b is the sum of the correlations among the item responses comprising the scale. Additionally, where appropriate, a confirmatory factor analysis is provided to assess the relationships among the items of the measures in relation to the latent construct that they are assumed to measure. Family attention. Family Attention (FAM) in the originally PACARDO study was conceptualized as an adaptation of the Capaldi and Dishion scale on parental monitoring (Capaldi & Dishion, 1988). Although similar, FAM was expanded to include questions on affect and communication between parents and the adolescent. Also, the concept of parental monitoring was broadened to encompass other family members (e. g. grandmothers, 76 aunts, uncles) in the monitoring tasks in accordance with the extended family functions common among the Latin family (Fussell & Palloni, 2004). The items for the FAM latent trait are all yes/no responses. Family Attention is a level-1 covariate measured by the following seven items from the PACARDO-V: V14. V15. V16. V17. V18. V20. V25. Are your parents or guardians aware of what you think or feel about things that are important to you? Are your parents or guardians aware of your likes and /dislikes? I always ask my parents for permission when I go out and have fun. Do you feel that your parents or guardians care about you? Are your parents or guardians often aware of where you are and what you are doing? Sometimes young people come home after school and don’t find anyone home. Has your father, mother, or some other adult been home when you returned from school or work during the last school year? Do you frequently have discussions with your parents/guardian that end in a shouting match? Each item on the scale is scored as yes/no response (yes = 2) such that high scores indicate increased FAM. For each observation, scores on the eight items were averaged and then standardized to create a more readily interpretable factor composite (mean = 0, SD = 1.0). Table 3.4 provides descriptive statistics for F AM and Figure 3.2 provides a graphical representation of the frequency distribution. 77 Frequency 600 - 500 - 400 — 300 - zoo-j 100- Table 3.4 Descriptive Statistics of Family Attention Mean Std. Error of Mean Median Mode Std. Deviation Skewness Std. Error of Skewness Kurtosis Std. Error of Kurtosis Minimum Maximum F reguency Valid 1 745 Missing 75 .0000000 .02393 879 .3409703 1.06622 1.0000000 -1 .055 .059 .860 .l 17 -4.01052 1.06622 .,_ r1 __.. 1 _ 4 -3 -2 -1 o Standardized F AM Figure 3.2 Histogram of F AM Frequency 78 The test for tau equivalence (SDL/SDS = .499/ .238 = 2.0967) revealed that the assumption for equality among the error variances was not met for FAM, and therefore the omega method was used to assess for reliability. The obtained reliability coefficient for the present sample’s scores was .71. A confirmatory factor analysis was employed to test for the fit of the items to the latent construct. Confirmatory factor analysis (CFA) results for F AM revealed a reasonably well fitting model. Even though the Chi Square statistic was significant (x2 78.326, (if 19 p < .001), this is not unusual for large sample sizes and is acceptable when corollary fit indexes are satisfactory (Kline, 2005). Bollen (1989) recommends using a normed chi- square (xzmodel/dfinodel) for larger sample sizes, and advocates that values of 2.0 up to 5.0 indicate a reasonably well fitting model. The normed chi-square for the present model is 4.1 and falls within the realm suggested by Bollen. Additional fit indexes such as the RMSEA (the statistic least susceptible to sample size), the Comparative Fit Index, and the Tucker-Lewis coefficient demonstrated a well fitting model (RMSEA .043, CFI .981, and TLI .980 respectively). All factor loadings were highly significant. Table 3.5 records the factor loadings for the variables of interest. Table 3.5 CFA Model Results Latent V. Observed V. Estimates S.E. Est./S.E. FAM BY V14 0.829 0.019 42.922 V15 0.768 0.023 33.492 V16 0.516 0.032 16.056 V17 0.854 0.025 34.507 V18 0.674 0.025 27.338 V20 0.215 0.038 5.675 V25 0.41 0.033 12.29 79 Peer drug use Peer drug influence (PDRG) a level-1 covariate was measured by six items from the PACARDO-V: V30. Some of my friends smoke cigarettes. V31. Many of my friends smoke cigarettes. V33. Some of my friends have smoked marijuana. V34. Have you had friends who like to sniff glue or gasoline? V35. Some young people have started using coca base, crack, or cocaine. Do you have a friend who has used coca base, crack, or cocaine? V36. Do you have several friends who have used coca base, crack, or cocaine? Each item on the scale was scored as yes/no response (yes = 2) such that higher scores indicated increases in peer drug use. The scores for the six items were averaged for each observation and then standardized (mean = 0, SD = 1.0) for interpretability. PDRG is categorized as an index in that the measure is an empirically derived composite of items intentionally selected to be related to the external criterion of potential peer drug influence, but not necessarily to each other. Table 3.6 provides descriptive statistics for PDRG, and Figure 3.3 provides a graph of the frequency distribution. 80 Frequency Table 3.6 Descriptive Statistics of PRDG Frequency Valid 1783 Missing 37 Mean .0000000 Std. Error of Mean .02368232 Median .3428144 Mode 1.06285 Std. Deviation 1.00000000 Skewness -.870 Std. Error of Skewness .058 Kurtosis .336 Std. Error of Kurtosis .116 Minimum -3.25736 Maximum 1.06285 600— F 500— 400— [- F 300— 200— F 100— I- ’/'fifl\_ 0 I I -2.00000 0.00000 Standardized PDRG Figure 3.3 Histogram of PDRG Frequency 81 Externalizing behavior Extemalizing behavior (EXTB) is a level-1 covariate, which on the original PACARDO was adapted from the Drug Use Screening Inventory (Tarter & Hegedus, 1991) for use in research on non-clinical samples. The items for the EXTB latent trait are all yes/no responses (yes = 2) such that higher scores indicate increases in EXTB. Individual scores for the five items were averaged and standardized (mean = 0, SD = 1.0) for interpretability. Tables 3.7 provide descriptive statistics for EXTB, and Figure 3.4 provides a histogram of the frequency distribution for EXTB. Table 3.7 Descriptive Statistics of EXTB Frequency Valid 1803 Missing 17 Mean .0000000 Std. Error of Mean .02355061 Median .2351980 Mode .23520 Std. Deviation 1.00000000 Skewness -.911 Std. Error of Skewness .058 Kurtosis .492 Std. Error of Kurtosis .115 Minimum -3. 19850 Maximum 1.09362 82 Frequency 500—1 400 — 300- 200 - 100— ./ ’- a '\h D U 7 _ I 0.00000 Standardized EXTB I 2.00000 Figure 3.4 Histogram of EXTB Frequency 83 The following items from the PACARDO-V measure EXTB: V40. V41 . V42. V43. V48. The test for tau equivalence (SDL/SDS = .495/ .323 = 1.532) revealed that the assumption for equality among the error variances was not met for EXTB, and therefore the omega method was used to estimate a measure of reliability. The obtained reliability Have you intentionally damaged another person’s belongings during the last school year? Have you stolen anything during the last school year? Have you done anything risky or dangerous during the last school year? Is it true that the majority of the time you don’t do your homework? Have you ever been suspended from school? coefficient for the present sample’s scores was .63. A confirmatory factor analysis was employed to test for the fit of the items to the latent construct. CFA results for EXTB revealed an excellent fitting model (x2 5.345, df 5 p< .3753). Additional fit indexes also suggested an excellent fit RMSEA (.006), CFI (.999), and TLI (.999). All factor loadings were highly significant. Table 3.8 records the factor loadings for EXTB. Table 3.8 CF A Results for EXTB Latent V. Observed V. Estimates S.E. Est./S.E. EXTB V40 V41 V42 V43 V48 0.68 0.046 0.681 0.046 0.581 0.042 0.406 0.044 0.555 0.05 14.877 14.714 13.854 9.281 11.192 84 School Climate School Climate (SCLM) is a level-1 covariate, which on the original PACARDO was adapted from the Drug Use Screening Inventory (Tarter & Hegedus, 1991) for use in research on non-clinical samples. The items for the SCLM latent trait are all yes/no responses (yes = 2) such that higher scores indicate decreases in SCLM. Individual scores for the four items were averaged and standardized (mean = 0, SD = 1.0) for interpretability. The test for tau equivalence (SDL/SDS = .441/ .216 = 2.042) revealed that the assumption for equality among the error variances was not met for SCLM, and therefore the omega method was used to estimate a measure of reliability. The obtained reliability coefficient for the present sample’s scores was .57. Table 3.9 provides descriptive statistics for SCLM and Figure 3.5 provides a histogram of the frequency distribution for SCLM. Table 3.9 Descriptive Statistics for SCLM Freguency Valid 1797 Missing 23 Mean .0000000 Std. Error of Mean .02358989 Median -.7251664 Mode -.72517 Std. Deviation 1.00000000 Skewness 1.365 Std. Error of Skewness .058 Kurtosis 1.440 Std. Error of Kurtosis .115 Minimum -.72517 Maximum 3.95391 85 Frequency 700 - 600 -' 500 - 400 — 300- 200- 100- 0... 4.00000 -3.00000 fl ffi\ \ l'l l I -2.00000 -1.00000 Dr 0.00000 1.00000 Standardized SCLM Figure 3.5 Histogram of SCLM Frequency 86 The following items from the PACARDO-V measure SCLM: V44. I have had excellent relations with the majority of my teachers. V50. Some young people feel happy when they think of going to school. In overall, have you felt happy when you think of going to school? V51. I have thought about quitting school altogether? V52. Sometimes young people say, “going to school is a waste of time.” For you, has going to school been a waste of time during this last year? A confirmatory factor analysis was employed to test for the fit of the items to the latent construct. CFA results for SCLM revealed a good fitting model (12 6.101, df 2 p< .0473). Additional fit indexes also suggested a good fit RMSEA (.035), CFI (.983), and TLI (.956). All factor loadings were highly significant as can be seen on Table 3.10, which records the factor loadings for SCLM. Table 3.10 CFA Results for SCLM Latent V. Observed V. Estimates S.E. Est/SE. EXTB V44 0.51 0.051 9.981 V50 0.692 0.057 12.06 V51 0.639 0.058 10.991 V52 0.52 0.068 7.661 Socioeconomic status. SES is a level-1 covariate and was measured by five items from the PACARDO-V: V6. What type of neighborhood do you live (ordinal variable scored 1-3). V7. How many vehicles does your family have (ordinal variable scored 1-5)? V9. How many bedrooms does your house have (ordinal variable scored 1-5)? 87 V12. What academic grade did your father (or the person who is like your father) achieve (ordinal variable scored 1-5)? V13. What academic grade did your mother (or the person who is like your father) achieve (ordinal variable scored 1-5)? The items that make up the SES scale were measured on a Likert type scale and scored by summing across the five items for each observation. The composite created from the sum was then standardized (mean = 0, SD = 1.0) for interpretability with a positive score indicating above average SES. SES is categorized as an index in that the measure is an empirically derived composite of items intentionally selected to be related to the external criterion of socio-economic status, but not necessarily to each other. Table 3.11 provides descriptive statistics for SES and Figure 3.6 provides a histogram of the frequency distribution for SES. Table 3.11 Descriptive Statistics for SES Frequency Valid 1778 Missing 42 Mean .0000000 Std. Error of Mean .02371560 Median —.0473766 Mode -.04738 Std. Deviation 1.00000000 Skewness .115 Std. Error of Skewness .058 Kurtosis -.817 Std. Error of Kurtosis .116 Minimum -2.27878 Maximum 2.74188 88 Frequency 200 — 150— 100- F l 1 -2.00000 -1.00000 0.00000 1.00000 Standardized SES 1 2.00000 Figure 3.6 Histogram of SES Frequency 89 The .MAMBI The MAMBI (Which stands for Guia de Observacion Medio Meme del Salon, Colegio y Vecindario, or Observational Guide for the Classroom, School, and Neighborhood Environment) was developed for use in a NIDA-funded grant “Cross- National Research in Clusters of Drug Use” (Dormitzer, et al., 2004) and is an observational guide to be filled out by administrators and teachers. The purpose of the MAMBI is to assess for the environmental conditions in which the children are studying (Are there enough desks and chairs for each student to have one? Is there barbed wire or broken glass on the top of the walls that surround the school?) The MAMBI is an index comprised of 40 items with a dichotomous response set. Each item was summed to create a factor composite indicating the extent the school possessed a favorable environmental condition. High values indicate less favorable conditions. No published studies have reported on the validity of the MAMBI. The MAMBI is categorized as an index in that the measure is an empirically derived composite of items intentionally selected to be related to the external criterion of the school environment, but not necessarily to each other. Table 3.12 provides descriptive statistics for the MAMBI and Figure 3.7 provides a histogram of the frequency distribution for the MAMBI. 90 Frequency Table 3.12 Descriptive Statistics for MAMBI Frequency Valid 39 Missing 14 Mean 60.1026 Std. Error of Mean .58524 Median 60.0000 Mode 59.00 Std. Deviation 3.65481 Skewness .496 Std. Error of Skewness .378 Kurtosis 1.455 Std. Error of Kurtosis .741 Minimum 53.00 Maximum 71.00 I— 6- .- / it 2_ _ U 40.00 45l00 50.00 55i00 60.00 MAMBI 91 Figure 3.7. Histogram of the MAMBI Data Analytic Plan Modeling Approaches The first data exploration step involved descriptive analyses to characterize the sample, examine the data for systematic patterns in missing values, and to assess the first initiation of use of all drugs (i.e., alcohol, tobacco, inhalants, cocaine, prescription pills, ecstasy, heroin, and marij uana). Second, contingency table analyses and ANOVA were used to further explore if drug use varied by individual characteristics. Students were not selected randomly across a sampling frame of students. Rather districts were selected, then schools, and finally students. Also given that schools often are a homogenizing factor in the lives of youth, the non-independence of observations must be accounted for in the statistical modeling approach. Therefore, the third step of this analysis used a multilevel modeling approach that allowed for the control of the variation in the outcome that may be attributable to the environments in which the students interacted. To model the dependent variable, AF U, HLM 6.02a (Raudenbush, Bryk, & Congdon, 2004), software was used under a general modeling strategy that moved from modeling the level-1 variance to the level-2 variance adding covariates to the model according to their theoretical importance. The unconditional model or Null model (i.e., no explanatory variables) was developed in order to gauge the degree of variability between schools in drug use. The unconditional model established baseline effects for the coefficients and the variance components in order to ascertain the aggregate variance that might be explained by later models. 92 Level-l conditional models (models 1-6) introduced sequentially the following covariates FAM, EXTB, PDRG, SCLM, SES, and FEM (gender). Model-7 introduced a random coefficients model and determined whether the level-1 slopes should be fixed, allowed to vary randomly, or allowed to vary non-randomly. Model-8 introduced level-2 covariates to model the variance in the intercept and regression coefficients. Research Questions and Hypotheses The specific research questions and their analytic procedures are as follows: 1. What percentage of youth used each of the following drugs: tobacco, alcohol, marijuana, cocaine, crack, heroin, amphetamines, inhalants, ecstasy, or prescription? Data analysis for question 1: Descriptive. 2. Did age of first drug use vary by individual variables? 2.1. Did age of first actual drug use vary by gender? Hypothesis: The age of first drug use will vary by gender. 2.2. Did age of first actual drug use vary by race? Hypothesis: The age of first drug use will vary by race. 2.3. Did age of first drug use vary by SES? Hypothesis: The age of first drug use will vary by SES. 2.4. Did age of first drug use vary by family attention? Hypothesis: The age of first drug use will vary by family attention. 2.5. Did age of first actual drug use vary by externalizing behavior? 93 Hypothesis: The age of first drug use will vary by externalizing behavior. 2.6. Did age of first drug use vary by peer drug use? Hypothesis: The age of first drug use will vary by peer drug use. 2.7. Did age of first actual drug use vary by school climate? Hypothesis: The age of first drug use will vary by school climate. Data analysis for questions 2.1- 2.7: Hierarchical Linear Modeling (HLM) Were school characteristic related to the onset of drug use? 3.1. Did School Condition help to explain the variance in age of first drug use? Hypothesis: School Condition will be related to age of first drug use. 3.2. Did Mean SES help to explain the variance in age of first drug use? Hypothesis: Mean SES will be related to age of first drug use. 3.3. Did Mean School Climate help to explain the variance in age of first drug use? Hypothesis: Mean School Climate is related to age of first drug use. Data analysis for question 3.1-3.3: HLM. 94 CHAPTER IV: RESULTS Descriptive Statistics This chapter presents the results of the data analysis for age of first drug use (AF U) in regards to the specific hypotheses set forth in previous sections. This study sought to shed light on different risk and protective factors that play a role in the initiation of substance use among school-attending youth in Caracas, Venezuela. Fourteen schools were surveyed, six of which were private institutions and eight were public. Of the 1,820 students included in the analysis, 847 (46.5%) were from private schools. High schools in Venezuela are made up of a total of five grades, 7th-11th. The sample was equally distributed among the five grades with n=340 in 7th, n=345 in 8th, n=379 in 9’“, n=3 75 in 10th, and 379 in 1 1m. The majority of participants lived in the lowest housing area (n=1007, 55.7%), did not own a vehicle (n=723, 39.7%), lived in a home with 2-3 bedrooms (n=11 16, 61.3%), and had 4-6 people living in their home (n=1104, 60.9%). The majority of respondents reported educational levels of the father and mother as having finished a post high school degree (n=542, 30.2% and n=543, 30.1% respectively). Only 35.5% of fathers and 35.3% of mothers were reported as not having finished high school. A total of 987 (54.2%) participants reported belonging to the Catholic religion, 322 (17.7%) reported belonging to a non-Catholic Christian religion, 4 (.2%) students reported being Muslim, and 110 (6.1%) students reported belonging to some other religion. A total of 387 (21.3%) students reported belonging to no religion (see Table 4.1 for a complete description of demographics). 95 Table 4.1 Demographics of Sample Grade N % 7th 340 0.187 8th 345 0.19 9th 379 0.208 10th 376 0.207 11th 380 0.209 Total 1820 100 Housing low-income 1007 0.553 Middle-income 761 0.418 Upper-income 41 0.023 Missing 1 1 0.006 Total 1820 100 Vehicles owned None 723 0.397 One 611 0.336 Two 242 0.133 Three 92 0.051 Four or more 141 0.077 Missing 1 1 0.006 Total 1820 100 Number of bedrooms in home None (one room) 45 0.025 1 181 0.099 2-3 1116 0.613 4-5 378 0.208 6 or more 89 0.049 Missing 1 1 0.006 Total 1820 100 Number of people living in home 1-3 327 0.18 4-6 1109 0.609 7-8 214 0.118 9-10 90 0.049 More than 10 73 0.04 Missing 7 0.004 Total 1820 100 96 Table 4.1 Demographics of Sample (Cont) Religion Catholic 987 0.5423 C hristian/not Catholic 322 0.1769 Muslim 4 0.0022 Other 1 10 0.0604 None 387 0.2126 Missing 10 0.0055 Total 1820 100 Parent Educational Level Father Mother N % N % Some Elementary Edu 239 0.1313 249 0.1368 Some Secondary Edu 399 0.2192 391 0.2148 Finished Secondary Edu 419 0.2302 416 0.2286 Some Higher Edu 198 0.1088 209 0.1148 Finished Higher Edu 547 0.3005 545 0.2995 Missing 18 0.0099 10 0.0055 Total 1820 100 1820 100 Overall, the sample was comprised of a high number of students that had consumed alcohol (81.3%) and cigarettes (31.5%) on at least one occasion (see table 4.2 for details). Approximately 48% of the sample had used at least one drug, 28% had used two drugs, and 7.5% had used three or more drugs (see table 4.3). As a result of the higher rates of alcohol and cigarette consumption in the sample, a distinction was made between legal and illegal drug use. While not technically legal for the majority of the youth in the sample (legal age to purchase alcohol and cigarettes in Venezuela is 18) alcohol and cigarette use are culturally sanctioned as evidenced by the fact that there is virtually no police action taken against underage youth who consume alcohol or cigarettes, nor against store owners who sell these drugs to them. However, codes for drugs such as morphine or diazepam that require a prescription, or those that are 97 technically illegal are more readily enforced. Following this distinction, approximately 13% of the sample had consumed an illegal drug and 2.3% had consumed multiple illegal drugs (see table 4.2). The average age of initiating drug use was 12.19 (SD=2.67) for any drug and 12.52 (SD=2.68) for illegal substances (see table 4.4). Table 4.2 Frequencies of Students Reporting Having Initiated Drug Use Used (%) Never Used (%) Missing (%) Total (%) Cigarette 572 31.5 1240 68.1 8 0.4 1820 100 Alcohol 1477 81.3 334 18.4 9 0.5 1820 100 Cocaine 5 0.3 1802 99.4 13 0.71820 100 Ecstasy 17 0.9 1790 98.7 13 0.3 1820 100 Inhalants 45 2.5 1762 97.2 13 0.3 1820 100 Heroin 8 0.4 1800 99.3 12 0.3 1820 100 Prescription 160 8.8 1644 90.7 16 0.91820 100 Marijuana 68 3.8 1719 94.5 33 1.81820 100 Any Druga 1513 83.5 287 15.8 12 0.7 1820 100 Illegal Drugsb 240 13.2 1521 83.9 51 2.81820 100 Multiple lllegalb 42 2.3 1715 94.6 55 3.01820 100 3Refers to at least one of the drugs listed on the PACARDO-V b Refers to any drug from the PA CA RDO-V except alcohol and cigarettes. Table 4.3 Number of Different Drugs Consumed # Drugs N % 0 287 15.77 1 873 47.97 2 509 27.97 3 101 5.55 4 25 1.37 5 7 0.38 6 2 0.11 7 1 0.05 Total 1805 99.18 Missing 15 0.82 Total 1820 100 98 Table 4.4 Ages of First Initiation of Substance Use N Mean Std. Deviation Min. Age Max. Age Illegal Drugs8 240 12.52083 2.679455 5 19 Any Drugb 151312.19167 2.301141 4 18 21Refers to at least one of the drugs listed on the PA CA RDO—V bRefers to any drug from the PA CA RDO-V except alcohol and cigarettes. Preliminary Analyses Age of First Drug Use Gender, race, SES, family attention, externalizing behavior, peer drug use, and school climate were examined for main effects on the dependent variable of age of first drug use in order to inform later model building. To assess the effect of ordinal and binary variables (i.e., gender, and race) on age of first drug use a series of ANOVAs were performed. To assess the effects of the continuous variables (i.e., SES, family attention, externalizing behavior, peer drug use, and school climate) on the dependent variable an OLS regression was performed with a simultaneous entry method. Simultaneous regression is useful in exploratory research to determine the relative influence of each of the variables studied, since it estimates the direct effects of each independent variable on the dependent variable. It is important to note here that these findings are only exploratory since they do not account for dependencies within the observations due to nesting. A basic assumption of both ANOVA and regression analysis is the independence of observations. Since the sample of students was not drawn randomly, and is nested within schools, this assumption is violated and thus increases the tendency toward Type I 99 errors. Still, the findings are useful insofar as they provide information for subsequent model building. Gender An examination of how gender influences initiation into drug use revealed significant differences between males and females in mean age of first drug use. The mean age for females (12.4 years) was found to differ significantly from the mean age of males (11.9 years) at F (1, 1498) = 13.818,p < .001. These findings suggest that males and females do differ in regards to age of first drug use, and that gender should be included in subsequent models to control for this variability. Race No significant differences for age of first drug use were found for race (F = 1.235, df 1 , 1496, p = .295). However, given the unequal groups for the black and indigenous categories the four groups were re-categorized by skin tone (i.e., light and dark) creating a dichotomous variable (light = 1) and the analyses rerun. Again, no differences were found on the response variable by race. SES, Family Attention, Externalizing Behavior, Peer Drug, and School Climate Age of first drug use was regressed on SES, family attention, externalizing behavior, peer drug, and school climate in order to assess for potential main effects. The results indicated that the five variables had significant regression coefficients (see table 4.5). However, the proportion of explained variance in age of first drug use is a relatively 100 small 6% (adjusted R2 = .05 8). Additionally, diagnostics were inspected to assess for collinearity. The variance inflation statistics (VIF) and the tolerance of variables were all close to 1, which would indicate independence. These results suggest that all five variables should be considered for subsequent modeling. Table 4.5 Regression: Age First Use Unstandardized Standardized Coefficients Coefficients Collinearity Statistics B S.E. Beta t Sig. Tolerance VIF (Constant) 12.1029 0.0887 136.379 0 SES -0.2694 0.0603 -0.1180 -4.4672 0.0000 0.9779 1.0226 FAM 0.2641 0.0647 0.1181 4.0810 0.0000 0.8154 1.2264 SCLM 0.1473 0.0633 0.0659 2.3254 0.0202 0.8489 1.1780 PDRG -0.1478 0.0648 -0.0651 -2.2811 0.0227 0.8384 1.1928 EXTB -0.2254 0.0698 -0.0980 -3.2309 0.0013 0.7418 1.3481 FEMALE 0.3603 0.1224 0.0790 2.9427 0.0033 0.9474 1.0555 Correlations were run to examine the strength of the relationship between the level-1 covariates and age of first drug use, and to assess again for potential confounds caused by multicollinearity. Results showed Pearson correlation coefficients for family attention (.126), externalizing behavior (-.151), school climate (.125), and SES (—.147), were significant at the p < 0.01 level (2-tailed) and Spearman’s Rho for female (.095) was significant at p < .001. The only covariate that was not significant was peer drug influence (.022). The correlations between covariates did not raise any concern for collinearity (see Table 4.6). The highest correlation was between externalizing behavior and peer drug use (-.382). Correlations between level-2 covariates and age of first drug use were also calculated to assess their relative strength and to assess for potential collinearity (see 101 Table 4.7). Results found that all the covariates were significantly correlated with age of first drug use at the p < 0.01 level (2-tailed). MSES had the strongest relationship (-.248) followed by MSCLM (-.212), MCOND (.207), and MPDRG (.084). The correlations between the covariates suggested that MSES and MSCLM were highly related (.810), as were MSES with MCOND (-.700). Table 4.6 Correlations Level-1 Covariates SES 0.025 0.024 .054** -.075** 1 FAM EXTB PDRG SCLM SES FAM 1 -.355** .318** .268** 0.025 EXTB -.355** 1 -.382** -.349** 0.024 PDRG .318** -.382** 1 .207** .054** SCLM .268** -.349** .207** 1 -.075** FEM -.095** -.127** 0.03 .056** _.124** EM -.070** -.127** 0.03 .056** -.124** 1 “Correlation is significant at the 0.01 level. *Correlation is significant at the 0.05 level. FAM = family attention; EXTB = externalizing behavior; PDRG = peer drug use; SCLM = school climate; SES = socioeconomic status; FEM = female. Table 4.7 Corrleations Level-2 Covariates AFU 1 -.248** .084** -.212** MSES -.248** 1 -.293** .810** MPDRG .084** -.293** 1 -.163** MSCLM -.212** .810** -.163** 1 MCOND .207** -.700** .373** -.577** fl MSES MPDRG MSCLM MCOND .207** -.700** .373** -.577** l **Correlation is significant at the 0.01 level. * Correlation is significant at the 0.01 level. AF U = age of first drug use; MSES = mean socioeconomic status; MPDRG = mean peer drug use; MSCLM = mean school climate; MCOND = mean school condition. 102 Missing Data As was mentioned in chapter 3, eleven students were removed from the data set for missing data or marking the non-response option. Eleven students declined to assent to participate and the parent/ guardian of twenty-four students requested that their students not participate, and were allowed to leave before data collection began. Thus, the survey participation was approximately 98% of the targeted sample of school-attending youths (i.e., l — [Total non-participation/(total nonparticipation + Total valid observations)] = percent participation, or 1 — [46/(46+1820)] = .9753). Student-level non-participation also might have occurred if parents instructed their children to stay home from school on the day of the assessment, or if students chose not to come to school in order to avoid participation. This practice, if it occurred, would have been minimal since the exact day of the assessment was not announced to either the parents or the students, and teachers reported normal rates of absenteeism. Values were considered missing under the following conditions: (a) if there was no response (left blank), (b) if the “no response” option was marked, or (c) if more than one response was marked for any given item. Missing values were very low ranging from 0 (0%) to a maximum of 125 (6.8%) for any given variable. The highest rate of missingness was for the demographic variable Religion (11 = 125, 6.8%). There was a mean of 38.28 (2.01%) missing values (SD = 29.33) across the entire data set. As a result of low levels of missingness no systematic patterns were detectable, and missing values were considered missing completely at random and treated using listwise deletion when they occurred. In conclusion, preliminary analyses are useful to determine the relative influence of each of the independent variables on the dependent variable in order to guide subsequent modeling. In multilevel modeling omitting a relevant independent variable may lead to model misspecification, while including an excessive amount of explanatory variables may create instability in the model. Instability means that small changes to the model may lead to large changes in the results due to, for instance, multicollinearity (Kreft & de Leeuw, 1998; Raudenbush & Bryk, 2002). These preliminary analyses suggest the inclusion of gender, SES, family attention, externalizing behavior, peer drug use, and school climate as level-1 covariates, and MSES, MSCLM, MCOND, MPDRG as level-2 covariates in the development of a multilevel model of age of first drug use. The next section will address the development of these models. Multilevel Models Age of First Drug Use: The Null Model Several models were fit in order to determine the effects of SES, family attention (FAM), school climate (SCLM), gender (FEM), peer drug influence (PDRG), and externalizing behavior (EXTB) on Age of First Drug Use (AFU). The analysis began by fitting a one-way Random-Effects ANOVA model. This model is referred to as the null model or the unconditional model in that there are no covariates at either level-1 or level- 2. The null model is used as a baseline in order to determine the total amount of variability in the outcome within and between schools and as a comparison for subsequent conditional models. Specifically the model was: AFUij = 1301' + rij 104 BOj = 1'00 + qu Using full maximum likelihood estimation, the model converged in four iterations. The average school mean, 700, (intercept) was estimated as 12.27. The estimated between school variance, 1'00 was 0.3407 and the estimated within variance, 0'2, was 4.95704. Based on the covariance estimates, the intra-class correlation (ICC): 0.3407/(0.3407 + 4.95704) = .06431. This indicates that the portion of the total variance that occurs between schools is a small 6.4%, leaving 93.6% of the variance to be explained (1-.064) within schools. The 95% confidence intervals for the magnitude of variation among schools means was: 12.274 1.96*(0.3407)“2 = (11.126, 13.414). Again, this indicates that there is a relatively small amount of variation in age of first drug use among schools. The magnitude of the variation among schools can be formally tested (Ho: Too = 0), and is distributed using a large—sample x2 with J — 1 degrees of freedom under the null hypothesis. The present model takes on a value of 119.42025 with 13 degrees of freedom (I = 14 schools), and is highly significant (p < 0.001). Taken together, what the null ’ model shows is that there is variance to be explained in AFU, and that the variance to be explained seems to be primarily within schools, that is at level-1. One explanation for a small proportion of between school variance may be the structure of employment in Venezuelan schools. Very few teachers in Venezuela are so called “resident teachers.” Unlike the system in US, where teachers are employed by a school and do all of their work at one location, the Venezuelan teachers are primarily hired by the hour and may teach in numerous schools during a given week. This practice of teachers moving from school to school undoubtedly reduces the heterogeneity among schools. Additionally, the sample of schools having come from the western section of Caracas, that is a singular 105 geographic location within the city, certainly contributes to the lack of variability found between schools. Even though the variance that remains to be modeled at level-2 is small, it is still important to model. Due to the nested design of the data, a multilevel modeling approach is still recommended for several reasons (Raudenbush & Bryk, 2002): First, Instead of erroneously assuming that each observation adds a piece of independent information, a multilevel model correctly accounts for the dependence in the data providing appropriate unbiased and efficient estimates of fixed effects and standard error estimates. Second, a class-level analysis would render low power to find significant results at the student level, whereas a multilevel approach provides efficient parameter estimates in a nested design without sacrificing power. Third, a multilevel model allows for a test of homogeneity of regression and thus provides information regarding whether a given covariate should be allowed to vary randomly or to remain fixed. Age of first drug use — Model-I In order to address research question 2 outlined in chapter 3, and its subsequent hypotheses, a series of models were fit that would represent age of first drug use (AFU) in each of the J schools. A stepwise strategy was used that added variables according to theoretical importance. All variables at level-1 were entered into the equation as raw score variables (i.e., not mean centered). An uncentered approach was selected since theoretically there is no reason to remove the between school variation as occurs in centering. Moreover, this approach is a better fit to the purposes of this study given the 106 focus on individual onset of substance use and to the data given the small proportion of variance in the outcome attributed to level-2 (Kreft & de Leeuw, 1998). The models began at level-1, specifically AFU for student i in school j was regressed on the primary variable of interest for this study Family Attention (FAM). Preliminary analysis showed a significant positive correlation between FAM and AFU (.156). The model is represented formally, AFUij = l30j + Bu (FAM) ij + rij Bot = Yoo + qu Br j : 1’10 where BOj is the average age of first drug use in school j when FAM is 0. Since all the variables with the exception of those that are binary were standardized with a mean of 0 and a standard deviation of 1, the intercept becomes the average age of first drug use in school j for those individuals who have the mean scores on X. The relationship between regression coefficients and the outcome, then, can be understood in terms of a change of one standard deviation in X produces a change corresponding to the coefficient in Y. For example, a coefficient of .33 can be understood as an increase of one standard deviation in X will result in a .33 of a year increase in AFU, or approximately 4 months. The model with FAM converged in 4 iterations allowing the deviance of this model to be compared with the deviance of the null model. Adding FAM to the model created a better fitting model as can be seen by the substantial reduction in deviance between the two models with only one extra parameter estimated (x2 = 293.859, df 1 p< .001). Under full maximum likelihood estimation, differences between deviances in two (nested) models have a chi-square distribution, and these differences, compared to the degrees of 107 freedom lost, can show if one model is a significant improvement over the other. A likelihood ratio test can be used to test the significance of magnitude of the improvement. The 1 ratio for FAM is a highly significant positive value (5.140) indicating that FAM is an important predictor for AFU. These findings support hypothesis 2.4 “The age of first actual drug use will vary by family attention, ” and indicate that on average approximately 0.2934 of an increase in AFU (i.e., z 4 months) occurs for every standard deviation increase in FAM (AF U= 12.3334j + .293375j*FAM ij + rij) in school j. The level-2 slope for FAM remained constrained to zero. Age of first drug use — Model-2 The literature indicates that peer drug use (PDRG) is a strong correlate of adolescent substance use. However, preliminary analyses revealed a non-significant correlation between PDRG and AFU (.022). Still, given the importance of this variable in the literature it was entered into the level-1 model to represent formally its relationship with AFU. Specifically, AFUij = BOj + 151 j (PDRG) ij + l32j (FAM) ij + rij 13sz Yoo + qu B1 j = Y 10 l32j 2 “1’20 where BOj is the average age of first drug use in school j when FAM and PDRG are both zero. Again, the model converged in 4 iterations. Since this model is nested within the previous one, the deviance scores can be compared to assess model fit. The change in 108 deviances was an impressive 126.180 with 1 additional parameter estimated, which indicates that the model containing PDRG does seem to reduce the variance in AF U. However, the t-ratio was not significant (t= -.347, p= 0.728). Additionally the regression coefficient was very small (-0.02l736) and the standard error relatively high (0.062661). Together these indicate that the variance explained by PDRG in the model is meager and non-significant, and therefore does not support hypothesis 2.6 “The age of first actual drug use will vary by peer drug use. This is a very surprising finding given the prevalence of peer influences in the literature on adolescent substance use in the US. and will be addressed in-depth in the next chapter. Given that PDRG does not add any substantial information to the prediction of AFU, it was dropped from the model. F AM remained in the model with a randomly varying intercept and fixed slopes. Age of first drug use — Model-3 A third variable strongly supported by the literature as predictive of adolescent drug use is externalizing behavior (EXTB). Preliminary analyses revealed a significant negative correlation between peer EXTB and AFU (-.151). In order to assess how EXBT influences AF U holding FAM constant, it was entered into the model at level-1. Specifically, AFUiJ- = Boj- + 01,- (EXTB) ij 7‘ sz (FAM) ij + riJ' 130,: = 100 + qu B11: Ylo l32j = 120 109 where BOj is the average age of first drug use in school j when FAM and EXTB are both zero. Again, the model converged in 4 iterations. Since this model is nested within the previous one, the deviance scores can be compared to assess model fit. The change in deviances was 48.20078 with 1 additional parameter estimated, which indicates that the model containing EXTB does reduce the variance in AF U. The t-ratio is significant (t= -4.610, p< 0.001) and the regression coefficient shows a strong effect (-0.281867, s.e. = 0.061147). Together these indicate that the variance explained by EXTB in the model is significant, and supports hypothesis 2.5 “The age of first actual drug use will vary by externalizing behavior. ” The negative regression coefficient indicates that on average there is a 0.281867 of a year decrease in AFU for every standard deviation increase in EXTB (AFU= 12.360149j'l' .209997J*FAM ij - 0.281867 j*EXTB ij + rij) in SChOOlj after controlling for the effects of FAM. Therefore, FAM and EXTB remained in the model with a randomly varying intercept and fixed slopes. Age of first drug use — Model-4 A fourth variable that has been shown to play a role in adolescent substance use is the sense of acceptance or bonding that the student feels with the institution. A preliminary analysis also showed student climate (SCLM) had a significant positive correlation with AFU. Student Climate is entered to the level-1 model specifically, AFUij = BOj + 1311' (EXTB) ij + By (FAM) ij + B3j (SCLM) ij + rij Boy = Yoo + uoj' 1311': Y 10 132i: Y20 110 B3j = Y30 where BOj is the average age of first drug use in school j when F AM, EXTB, and SCLM are zero. The model converged in 6 iterations. Since the two models are nested, the results of this model are compared to the previous yielding a change in deviance score of 53.61441 with one additional parameter estimated, which is significant at p < .001. However, the t-ratio for SCLM was not significant (1.271 p= 0.204), the regression coefficient was small (0.079075), while the standard error relatively large (0.062205). Together these indicate that little variance in AFU was explained by SCLM in the model. Hypothesis 2.7 “The age of first actual drug use will vary by student climate” was, therefore, not supported and SCLM was dropped from the model. FAM and EXTB remained highly significant and were left in the level-1 model with random intercept and fixed slopes. Age of first drug use — Model-5 Preliminary analysis indicated that the gender variable, FEMALE (FEM), had a small but significant correlation with AFU (.096). In order to assess how FEM influences AF U holding F AM and EXTB constant, it was entered into the model at level-1. Specifically, AFUij = Boj- + 01; (EXTB) ij + 132; (FAM) ij + 1331' (FEM) ij + rii BOj = 700 + qu 1313': 1’10 [321' = 1’20 111 133; = 1'30 where POj is the average age of first drug use in school j for males when FAM, EXTB, are zero. The model converged in four iterations and the change in deviance was significant (x2 = 41.91004, dfl p < 0.001) as was the t-ratio (2.511, p < .001). Given that females were scored 1 and males 0, the regression coefficient can be understood as an increase in AF U if the student is female. That is, I311 is the adjusted mean difference between males and females in school j while controlling for the effects of FAM and EXTB. This suggests that females, in an average school, start drug use almost 4 months after males do, other conditions being equal (INTERCEPTj + 0.295063 j*FEMALEiJ-+ 0.239002j*FAM,J-+ -0.247136j*EXTBiJ- + rij). With FEM added to the model the mean difference in AF U explained by F AM and EXTB remained significant (t = 3.965, p < .001 and t = -3.978, p < .001 respectively). Therefore, FAM, FEM, and EXTB were left in the model with a randomly varying intercept and fixed slopes. A final step in fitting the level-1 model added SES. However, SES did not explain any significant variance in AFU and was dropped from the model. As a result hypothesis 2.3 “The age of first actual drug use will vary by SES " was not supported. Complete level-1 estimates can be seen in Table 4.8. 112 Table 4.8 Estimates for Models Fixed Effects INTERCPT FAM (Bl) EXTB (82) PDRG (B3) STDCL (B4) FEMALE (B5) SES (B6) MSES (G01) Variance Component Intercpt V(UO) FAM V(UI) level -1 V(R) ICC Model Fit Reliability (B0) Reliability (Bl) Deviance Deviance Change df NULL Model (s.e.) Model-1 (s.e.) 12.2799**(0.1615) 0.31704 4.95943 0.0601 0.869 6749.60168 3 12.3344** (0.1579) 0.2934**(0.0571) 0.30023 4.83112 0.0585 0.862 6455.7427 293.86 4 Model-2 (s.e.) 12.3601**(0.1572) O.2100**(0.0600 ) -0.2819**(0.0611) 0.29774 4.73022 0.0592 0.863 6407.5419 48.2 5 113 Table 4.8 Estimates for Models (continued) Fixed Effects Model-3 (s.e.) Model-4 (s.e.) INTERCPT 12.3547 **(0.1580) 12.3625**(0.1542) FAM (Bl) 0.2400**(0.0705) 0.1973*(0.0817) EXTB (B2) -0.3138**(0.0654) -0.2637**(0.0678) PDRG (B3) -0.1092 (0.0731) STDCL (B4) 0.0791 (0.0568) FEMALE (B5) SES (B6) MSES (G01) Variance Component Intercpt V(UO) 0.28338 0.27497 FAM V(Ul) level -1 V(R) 4.74899 4.73912 ICC 0.0563 0.0548 Model Fit Reliability (B0) 0.854 0.852 Reliability (B1) Deviance 6280.543244a 6353.927484a Deviance Change 127 53.61 df 6 6 Model-5 (s.e.) 12.2044**(0.1665) 0.2390**(0.060275) -0.2471**(0.0621) 0.2951**(0.1175) 0.28495 4.69343 0.0572 0.858 6360631849" 46.91 6 114 Table 4.8 Estimates for Models (continued) Fixed Effects Model-6 (s.e.) Model-7 (s.e.) Model-8 (s.e.) DITERCPT 12.2049**(0.1619) 12.1967**(0.1655) 12.2032**(0.0960) FAM (B1) 0.2350**(0.0607) 0.2541**(0.0824) 0.2497*(0.0833) EXTB (B2) -0.2499**(0.0624) -0.2297**(0.0622) -0.2216**(0.0621) PDRG (B3) STDCL (B4) FEMALE (B5) 0.2993*(0.1186) 0.3031*(0.1172) 0.2928*(0.1168) SES (B6) -0.0461 (0.0692) MSES (G01) -0.2525**(00.0350) Variance Component Intercpt V(UO) 0.2626 0.28087 0.02653 FAM V(U 1) 0.0434 0.04596 level -1 V(R) 4.67309 4.65072 4.64926 ICC 0.0532 Model Fit Reliability (B0) 0.846 0.855 0.362 Reliability (Bl) 0.489 0.503 Deviance 6254.34961 6356.868 6335,7095 Deviance Change 106.282242 3.76388 21.15843 df 7 8 9 Note: Coefficients and standard errors have been rounded to nearest ten thousandth 21Change in deviance calculated from model-3 ** p<.01 * p<.05 Before leaving the level-1 models, one other interesting point is that FEM, SES, and SCLM were all significantly related to the AF U in the OLS regression model, but only FEM maintains the significant relationship in the multilevel model. Raudenbush and Bryk (2002) attribute the differences between estimates as coming from three common errors: aggregation bias, misestimated standard errors, and heterogeneity of regression. An in-depth discussion of these three common errors is beyond the scope of this 115 dissertation. However, these findings illustrate the importance of using a model that accounts for the nested design of the data, even when the between school variability is small. More will be said about this in the discussion section of this dissertation. Age offirst drug use — Model-6 Next, a random coefficients model was specified in order to guide the final development of the level-1 equation and to provide statistics for subsequent level-2 model building. As a first step in this process, all three slopes were allowed to vary randomly. The model converged after 450 iterations. The model comparison test of the variance covariance components revealed a poor overall model fit (x2 = 0.91545, df 9 p > .500). The univariate x2 tests of homogeneity of variance for the Pqi coefficients showed that only F AM had significant variation among schools (x2 = 24.14005, df 13 p < 0.03), although the variance component indicated that after freeing the slope to vary across schools, little variance remained to be explained (Var = 0.03678). The fixed effects for EXTB, FAM, and FEM continued to be significant (t = -3.340, p = 0.006, t = 3.210 p = 0.007, and t = 2.548 p = 0.025 respectively). Since the x2 tests of homogeneity of variance for FEM and EXTB indicated non significant variability, the random effects for FEM and EXTB were again set to 0 and the model was rerun with only a random intercept and a randomly varying slope for FAM. Specifically the new model is represented as, AFUij = [30,- + B]; (EXTB) ij + 132; (FAM) ij + 1331 (FEM) ij + rij I30) 2 “1’00 + uoj' 116 131F710 132) = 720+U2j B3 j = 730 This new model converged in only 8 iterations. The t-ratios for the predictors were all significant at the p < .001 level, however, the test for model comparison yielded a non-significant chi square (x2 = 2.94049, df 2 p < 0.228). Tau (as correlations) were unimpressionable (-0.028) indicating that the lack of significant variance indicated by the likelihood ratio test was not a result of multicollinearity. The model reliability statistics provide additional guidance on appropriate specification of level-1 regression coefficients (i.e., as fixed, random, or non-randomly varying) by indicating how much of the observed variation in the estimated slope is potentially explainable. Raudenbush and Bryk (2002) suggest that whenever the reliability of a regression coefficient drops below .05 it is recommended to specify it as either fixed or non-randomly varying. In the present model, the reliability of estimated [32,- is a relatively robust .489, lending support to a model with a random coefficient. One other insight that can be drawn from these results is in regard to the ability of the model to detect a structural effect in the data. The strong reliability estimate for the intercept (0.855) suggests good power to detect the effects of school characteristics on AFU. Likewise, the moderate reliability estimate of FAM (.489) suggest that inferring how school characteristics might influence AFU for students with differing levels of family attention is also reasonable, although this must be viewed with some caution. Models that allow a regression coefficient to vary randomly often suffer from instability, which is generally reflected in a decrease in the precision of the individual 117 parameters (Kreft & de Leeuw, 1998). However, in the present model the coefficients and their standard errors remain relatively unchanged (compare models 5 and 6 in Table 4.8). This also lends support for leaving the random coefficient in the model. A range of plausible values with 95% confidence intervals can be calculated for the random slope estimate. Thus for this data school means (Boj) would be expected in the range of(1 1.1592, 13.23541), and the differentiation effect of FAM ([31,) in the range of (-0.15421, 0.662432). These results suggest moderate variation among schools on the FAM effect, and we would expect to find some schools where family attention effects are negligible since values near zero are plausible for ng. Visual inspection of the graph of AF U regressed on F AM shows that slopes vary considerable among schools with FAM having negligible effects in some schools and very strong positive effects in others (see figure 4.1). 118 I - - MEANSES: lower ’ ’ — MEANSES: mid 50% """" MEANSES: upper 13.41 i ’ AGEFIRST 11.40 .. r I Y I I I r I fi’ I T 1 11147 -020 1.07 FAM r r I r -2.74 Figure 4.1. FAM random slopes by AFU identified by MSES. 119 Together these statistics suggest that while the specification of [32,- as random cannot be firmly determined empirically, there is sufficient evidence to leave it in the model unless theory indicates otherwise. Moreover, Raudenbush and Bryk (2002) point out that the likelihood ratio statistic for the null hypothesis that one or more variance components is null tends to be conservative when the number of groups is small, and thus decreases the chances of rejecting a false null hypothesis. Now a brief discussion will be given regarding the theoretical rationale for allowing the FAM coefficient to vary randomly. Theoretically, we would expect to see family interaction vary across schools for several reasons. First, in Venezuela, students must apply (compete) for openings “cupos” at both private and public institutions from kindergarten through high school. Schools with better academic reputations are often in a position to deny admittance to students whose families do not respond to the administration’s requirements, or whose guardians are not diligent in seeking out these “cupos” in a timely fashion. This would have the effect of creating a school specific characteristic that has the potential to influence aspects of family attention. Second, at least three of our schools were religious, and another was a nonreligious private institution with foreign funding that strongly encourages communication between the school and guardians of the minor students. With the addition of these characteristics, it is reasonable to expect that family attention could vary differentially among schools. Third, Hirchi’s theory of institutional bonding (1969) suggests that students do attach to institutions and that this attachment has the potential to moderate the effects of F AM. 120 In conclusion, while there is not enough between school variance in [32,- to model how differing school characteristics might affect the way FAM varies among schools, both empirically and theoretically it seems that allowing [33,- to vary randomly is plausible, if not warranted. The evidence provided by t ratios, the too point estimates, the x2 test of homogeneity, and the reliability estimates indicate that there is enough variation among schools in [32; to treat it, at least initially, as random. Therefore, it was decided to leave the random coefficient in the model and proceed to model the variability in the intercept. Age offirst drug use — Model-7 In preparation for adding predictors to level-2, an analysis was run in HLM 6.02 to determine potential level-2 predictors. These results found that MSES (t = -6.348), PUBLIC (t = 3.118), MSCHCON (t=3.328), and MSCLM (t=-3.885) held good potential to explain level-2 variance in the intercept. Clearly, MSES is the strongest candidate to explain the between school variance in the intercept. Theoretically, MSES contains more precise information than PUBLIC since the difference between public and private schools is usually a proxy for some other characteristic such as SES. MCOND is a composite score derived from the MAMBI that describes the physical condition of the school. A descriptive analysis revealed that students with very low SES are at times in very well maintained schools due to external funding sources. This is the case with one non- religious private school in the sample that was founded by interests from the US. as part of an international outreach effort to benefit underprivileged children in several third- world nations. Therefore, both empirically and theoretically MSES seemed to be the best choice to begin modeling at level-2. 121 MSES was added to the second level intercept grand mean centered with the FAM slope varying randomly and EXTB and FEM constrained to 0. Specifically the new model is, AFUU = BOj + [31; (EXTB) ij + 132,) (FAM) ij + 1331' 0:13th + rii 130,: “/00 + 701 (MSES, —MSEs..),- + Uoj' Br) = 710 132) = 1’20 . Uzj 133)” 7" 1’30 where 130‘, is the intercept, yo] is the effect of MSES on [30} While uoj had been the deviation of school j’s mean from the grand mean, it now represent the residual BOj - 700 - 701 (MSES; —MSES..)j, and T00 is the variance in I30)“ after controlling for MSES. The combined model can be expressed as, AFUij = 1’00 + 1’01 (MSES) —MSES--)j + 110(13XTB)1)'+ 120 (FAM) ij + 1’30 (FEM) ij + qu + U21 + Ft The model converged after only 12 iterations, which in itself is an indication of a well fitting model. We first see that the fixed effects show MSES is negatively related to AF U (estimated 701 = 0252506, I = -7.219). The x2 likelihood ratio test shows that the change in deviance with one additional parameter estimated is significant (x2 = 21 .15843, p < .001) and the model is a good fit. The variance component has been reduced from 0.28087 in the previous model to 0.02653 (x2 = 21 .32558,p < .045) indicating that MSES has accounted for approximately 90% of the available variance to be explained in the intercept. The negative coefficient of MSES indicates that a one standard deviation 122 increase in the average SES of school j decreases AF U by approximately .25 years, or 3 months after accounting for the effects of EXTB, FAM, and FEM [AF Uij = 12.203181 + -0.252506* (MSESJ- —MSES..)j + -0.221641*(EXTB) ,j + 0.249663*(FAM) ,J- + 0.292807*(FEM) ii]- Since the level-l predictors are standardized with a mean of 0 and a standard deviation of 1, and the gender variable is binary with males having a score of 0, one standard deviation increase MSES lowers the age of onset (the intercept) in an average school by approximately 4 months for male students in a family with average attention and manifesting average externalizing behavior. Based on this equation we can conclude that the earliest predicted age of first drug use is for a male student with low family attention and high externalizing behavior in a school where students, on average, are high SES. The following graphs illustrate this relationship. In figure 4.2, the slopes represent the positive linear relationship between AFU and FAM with increases in FAM related to increases in AFU. The first line (from the bottom up) represents males with high externalizing behavior. The next lines represents females with high externalizing behavior; followed again by males with low externalizing behavior; and finally by females with low extemalizing behavior. We see that while holding the effects of FAM constant, EXTB seems to influence AFU equally for males and females. Likewise, this graph illustrates that students with high EXTB initiate drug use earlier than students with low EXTB regardless of gender. 123 12.99: ,’ 12.46‘ I- (D E 11. 11.93‘ LLI O" 3 — EXTB = -1.028,FEMALE = 0 " .o’" "' EXTB = -1.028,FEMALE = 1 11.40+ .0". ’o.’ ,a "" EXTB = 1.471,FEMALE = o ’ ,o" """ EXTB = 1.471,FEMALE = 1 9’. 1088401 -2.74 -147 0.20 1.07 FAM Figure 4.2. The joint relationship of EXTB and FEM on AF U holding F AM constant. 124 The following graph (Figure 4.3) offers roughly the same picture as the previous one with approximately the same interpretation. Here the slopes represent the negative linear relationship between AF U and EXTB with increases in EXTB related to decreases in AFU. The first line (from the bottom up) represents males with low family attention. The next lines represents females with low family attention; followed again by males with high FAM; and finally by females with high FAM. Again, we see that while holding the effects of EXTB constant, FAM seems to influence AF U in the same way for males and females. That is, students with low FAM initiate drug use earlier than students with high FAM, regardless of gender. 125 AGEFIRST I O O O O O . O . — FAM = -1607, FEM = 0 ——. FAM = -1.607, FEM =1 _.. . . FAM = 1.039, FEM = 0 FAM =1.039, FEM = 1 Figure 4.3. The joint relationship of FAM and FEM on AFU holding EXTB constant. 126 The next graph (Figure 4.4) offers a slightly different picture by comparing the effects of F AM and EXTB together on males and females. Here again the data seem to suggest that the effects F AM and EXTB have on AFU are nearly the same for both groups, albeit with differing intercepts. Starting from left to right for males (0.00), the first bar indicates that low F AM and low EXTB are about the same as the high F AM and high EXTB (last bar in 0.00 group). And, the proportion of this relationship seems to hold among females but with higher intercept values (see first bar compared to last bar in 1.00 group). For both males and females the earliest age of first onset is when there exists low F AM and high EXTB (second bar in both groups), the latest age of first onset is when there is high F AM and low EXTB (third bar in both groups). The relative effects of FAM and EXTB seem to be equal across gender. This graph also suggests an additive effect between F AM and EXTB. For both males and females, the effects of FAM and EXTB seem to either cancel each other out creating a mid-range effect (i.e., high FAM — high EXTB, low FAM — low EXTB), or they accentuate each other creating either strong negative or strong positive movement in AF U (i.e., high FAM — low EXTB, or low FAM — high EXTB). And this effect is the same across genders. 127 AGEFIRST 13.36‘ 12.79‘ 12.23‘ 11.66‘ 11.10: A W w 9" «N» N F‘ «v.» \- * 01“» "s 5: V‘V‘: ., 5. V‘s/‘1 :: a $‘" 5. L‘ J” t: :1 WV“ :: n as.“ ~« ~: . w»: :2 :‘ P O 9 3.». is 5‘ . . N .. a; ..... we»: :1 :11 k... 3' ‘ N ::I V.’ ’ ~ no -~ :! . . “w . a: O O 0 $3 9 O ,V. no ,N. 09 «Mb 0 o o 3., 4 V‘ .FAM = -1.607,EXTB = -1.028 m FAM = -1.607,EXTB = 1.471 Illlllll FAM = 1.039.EXTB = -1.028 FAM =1.039,EXTB = 1,471 Figure 4.4. The joint relationship of FAM and EXTB on AFU by gender. 128 In figure 4.5 the second level effects are introduced. Here the first line (from the bottom up) represents students with high externalizing behavior that attend high SES schools while holding family attention constant. However, the next line represents low externalizing behavior and high SES schools holding F AM constant. The third line in the graph again represents high externalizing behavior and low school-level SES, but has a considerably later age of onset then the low externalizing behavior/high SES relationship. The fourth line represents low EXTB and low MSES while holding FAM constant. This graph shows a cross-level interaction where externalizing behavior is being moderated by school-level SES. That is, the impact of the relationship of EXTB on AF U depends on the normative environment in a school as characterized by MSES. This is a particularly interesting finding since individual-level or level-1 SES was not a significant predictor of age of first drug use (see table 4.8). That is, the disposable resources available to a student on a personal level do not seem to be related to her or his age of first drug use. However, the normative environment as characterized by a school level mean SES is negatively related to age of first drug use, and moderates the effects of EXTB. AGEFIRST — EXTB = -1.028,MSES = -1.996 -- EXTB = -1.028,MSES = 3.061 V ..... — - - EXTB =1.471,MSES = -1.996 . ........... EXTB =1.471,MSES = 3.061 f 1281” 1154+ 028 “0.199 FAM Figure 4.5. The cross-level interaction effects of EXTB by MSES on AFU holding FAM constant. As in the previous graph, figure 4.6 illustrates a cross level moderation of MSES on FAM in school J. Again, the first line (from the bottom up) represents low F AM at level-1 in school J, and high MSES measured at the school level while holding EXTB constant. However, one would expect that the next line will be low-FAM, low-MSES if the family variable were exacting the stronger effect on AFU. Instead, the second line is high FAM — high MSES, which again indicates the cross-level interaction that moderates the relationship between FAM and AFU. 131 AGEFIRST — FAM = -1.607,MSES = -1.996 __. FAM = -1.607,MSES = 3.061 13.42'\ . . ‘ \ . . ooooo FAM =1.039,MSES = 3.061 \ . , ' \ , — - 'FAM =1.039,MSES=-1.996 . \ 12.69: . ' \ . . \ 11.96“ ............. + ............. , si la mayoria de las veces es cierto, o , si la mayoria de las veces es falso. Si alguna pregunta te hace sentir incomodo(a), puedes marcar la opcion (SR). Vamos a estar leyendo en voz alta las preguntas, asi que nadie debe adelantarse o ir a la préxima pagina hasta que se indique. Esto nos ayudara a terminar mas rapido y estar seguros que nadie se confunda 0 se pierda. oAlguien tiene alguna pregunta? INSTRUCCIONES PARA EMPEZAR: 1. Saca la hoja de respuesta (una hoja con muchos circulos). Usa el lapiz que esta dentro del sobre para llenar la hoja de respuestas. Asegt’rrate de llenar los circulos completamente y de no hacer marcas fuera de circulo. Si te equivocas, asegurate de borrar la marca equivocada completamente. La maquina no puede leer dos marcas. 4. Coloca el numero que esta en tu sobre en el cuadro llarnado PID (en la parte inferior izquierda de la hoja). Pon los numeros en los cuadros y llena el circulo correspondiente debajo de cada numero. 5. Donde dice nombre (last name) coloca las primeras 5 letras del nombre del colegio sin dejar espacios. Por ejemplo, 51 e1 colegio se llama “San Agustin”, coloca en los cuadros “sanag”. Y llena los circulos correspondientes debajo de cada letra. DJN 177 6. 7. 8. No pongas tu nombre en ninguna parte de la hoja. Donde dice fecha (date) anota tu edad. Ve al numero 1 para comenzar. Seccién 1: Preguntas qenerales 1. 2. 10. 11. 12. 13. Tu posicién en el colegio (A) Estudiante Tipo de escuela: (A) Privada (B) PL'Iinca Tu Edad: (A) 11-12 (B) 13-14 (C) 15-16 (D) 17-18 (E) 19+ Afio Escolar: (A) Séptimo/ 1er 000 (B) Octavo/Zdo ar’io (C) Novena/3er afio (D) 1° Diver/4‘10 afio (E) 2° Diver/510 ar’io éCon qué raza te identificas mds? (A) Negro (B) Morena (C) Blanca D) Indigena éDénde vives? (A) barrio/bloques/casa (B) urbanizacién/apartamento, (C) quinta éCuéntos vehiculos tiene tu familia? (A) O (B) 1 (C) 2 (D) 3 (E) M65 de 3 éCuc’mtas personas viven en tu casa? (A) 1—3 (B) 4-6 (C) 7-8 (D) 9-10 (E) 10+ éCudntas dormitorios tiene tu casa? (A) 0 es un solo ambiente (B) 1 (C) 2-3 (D) 4-5 (E) 6+ éCudl es tu sexo? (A) Varén (B) Hembra clA cucil religio’n perteneces? (A) Catélica, (B) Cristiano no Catélica (C) Musulmana (D) Otra (E) Ninguna éQué grado académico tiene tu padre (6 la persona que es como tu padre)? (A) Primaria (B) No terminé Secundaria (C) Termino’ Secundaria (D) No terminé estudios superiores (E) Terminé estudios superiores éQue’ grado académico tiene tu madre (6 la persona que es como tu madre)? (A) Primaria (B) No termino Secundaria (C) Terminé Secundaria (D) No termihé estudios superiores (E) Terminé estudios superiores 178 Seccio’n 2: Prequntas sobre diferentes aspectos de la vida del joven venezolono Por favor, responde todas las preguntas, aunque las respuestas no se ajusten exactamente a tu experiencia. Marca , si la mayoria de las veces es cierto, o , si la mayoria de las veces es falso. Marca si la pregunta te incomoda y no quieres responder. No debes dejar ninguna pregunta sin responder. Marca la respuesta correspondiente llenando completamente el circulo en la hoja de respuestas. 14. c'Tus padres o representantes saben lo que piensas o sientes Si No SR sobre las cosas importantes para ti? (A) (B) (C) 15. (Tus padres o representantes, hon estado conscientes de lo Si No SR que te gusto o no te gusto? (A) (B) (C) 16. c'Siempre pides permiso a tus padres cuando sales de la Si No SR casa a divertirte? (A) (B) (C) 17. (Has sentido que eres importante para tus padres a Si No SR representantes? (A) (B) (C) 18. (Generalmente tus padres o representantes hon estado Si No SR enterados de dénde estds y qué haces? (A) (B) (C) 19. A veces, los padres les dicen a sus hijos que no se junten con personas que se meten en problemas. cTe hon dicho tus Si No SR padres o representantes que no te juntes con personas que (A) (B) (C) puedon meterte en problemas durante el tiltimo afio? 20. A veces los jévenes regreson a casa después de lo escuelo y no encuentron a nadie. c'Hon estado en casa tu popd, tu mamc’r Si No SR 0 algun otro odulto cuando has regresodo a casa después de (A) (B) (C) closes o trabojo, durante el tiltimo afio escolor? 21. c'AlgL’rn miembro de tu fomilio que vive en casa (Madre, Padre, Hermano(a)), ho fumado cigarrillos durante el ultimo ofio? 22. (LAlgtin miembro de tu familio que vive en casa (Madre, Padre, Hermano(a)) ha consumido bebidos alcohélicas durante el ultimo ofio? 23. (LAlgLin miembro de tu familia que vive en casa ho tornado alcohol hasta el punto de cousor problemas en la casa, en el trabajo a con los amiqo(o)s durante el liltimo 060? 24. cAlgdn miembro de tu familia que vive en casa (Madre, Padre, Hermono(a)) ha consumido alguna drogo ilegol como la Si No SR (A) (B) (C) Si No SR (A) (B) (C) Si No SR (A) (B) (C) Si No SR morihuona, cocoina, etc. durante el tiltimo an'o? (A) (B) (C) 25. c'Con frecuencia has tenido discusiones con tus padres que Si No SR hon terminado a gritos? (A) (B) (C) 26. Mis padres siempre me estdn hablando sobre lo dafiino que Si No SR son las drogas. (A) (B) (C) 27. Mis padres siempre me estcin hablando sobre la dofiino que Si No SR son el alcohol y los cigarrillos. (A) (B) (C) 179 28. éAlguno(a) de tus omigo(a)s se ha metido en problemas con Si No SR la policia? (A) (B) (C) 29. cTus amigo(a)s han robado, o hon causado dafio a propésito a Si No SR las cosas de otras personas? (A) (B) (C) . . . . Si No SR 30. Alguno(a)s de mis amigo(a)s fuman Cigarrillos. (A) (B) (C) . . . . Si No SR 31. Mucho(a)s de mis amigo(a)s fuman crgarrillos. (A) (B) (C) 32. Algunos jévenes piensan que es una buena idea usar drogos y otros piensan que es uno mola idea usar drogos. cTienes Si No SR mucho(a)s amigo(a)s que piensan que usar drogos es una mola (A) (B) (C) idea? . . . Si No SR 33. Alguno(a)s de mis amrgo(a)s han fumado marrhuana. (A) (B) (C) 34. (Has tenido amigo(a)s a quienes Ies gusto inhalar pegamento Si No SR 0 gasolina? (A) (B) (C) 35. Algunos jévenes hon comenzado a usar bozuco, cocaina o . crack. c'Tienes algt’m amigo que haya usado bozuco, cocaina, 5' NO 5R 0 crack? (A) (B) (C) 36. cTienes varios(a)s amigo(a)s que usan bozuco, cocaina, 0 Si No SR crack? (A) (B) (C) 37. (Se hon "jubilado" del colegio/liceo mucho(a)s de tus Si No SR amigo(a)s? (A) (B) (C) . . . Si No SR 38. cHas pertenecrdo a alguna banda o pandilla? (A) (B) (C) . . . 9 Si No SR 39. cTe en0jas con frecuencra. (A) (B) (C) 40. Has dafiado intencionalmente las cosas de otras personas Si No SR durante el tiltimo afio escolar. (A) (B) (C) . , . .. Si No SR 41. cHas robado algo durante el ultimo ano escolor? (A) (B) (C) . . . , . ., Si No SR 42. cHas hecho algo rresgoso o peligroso durante el ultimo ono? (A) (B) (C) 43. (LES cierto que la mayoria de las veces no haces las tareos Si No SR del colegio? (A) (B) (C) 44. He tenido excelentes relaciones con la mayoria de mis Si No SR profesores. (A) (B) (C) 45. (Has sentido temor o miedo al ir al colegio/liceo durante el Si No SR Ultimo afi'o escolor? (A) (B) (C) 46. Siento que la mayoria de mis profesores se interesan en mi Si No SR sinceromente. (A) (B) (C) 47. éTe has "jubilado" de la escuelo dos dias 0 mos en un solo Si No SR mes durante el dltimo afio escolor? (A) (B) (C) 180 . . . . . 9 Si No SR 48. cHos sndo suspendrdo(a) del colegio/liceo. (A) (B) (C) . .. 9 Si No SR 49. cHon empeorado tus notas este ano. (A) (B) (C) 50. Algunos jévenes se sienten contento(o)s cuando piensan en ir . . . . . Sr No SR al colegio/liceo. cEn general, te has sentido contento(a) al (A) (B) (C) pensar en ir al colegio/liceo, durante el L’iltimo afio escolor? . . Si No SR 51. He pensado en abandonar el colegio/liceo completamente. (A) (B) (C) 52. A veces la gente joven dice que "ir al colegio/liceo es una . , . . ,, . . . , . . . Sr No SR perdrda de trempo . cPara t1 ha srdo uno perdrda de tiempo Ir (A) (B) (C) a| colegio o liceo durante el ultimo afio escolor? 53. En forma general, cse ayudan entre si las personas en tu Si No SR vecindario o urbanizacién? (A) (B) (C) 54. Cuando un joven hace algo malo, a veces los vecinos le cuentan a su representante. cEn tu vecindario 0 Si No SR urbanizacién Ios vecinos le cuentan a los representantes (A) (B) (C) cuando un joven hace algo malo? 55. (Es comun oir que alguna persona fue agredida por la Si No SR delincuencia en tu vecindario o urbanizacién? (A) (B) (C) 56. Es comt’rn ver a personas usando o vendiendo drogos en tu Si No SR vecindario o urbanizacién. (A) (B) (C) 57. Frecuentemente veo personas borrachas o drogadas en las Si No SR calles de mi vecindario o urbanizacién. (A) (B) (C) 58. Me siento seguro cuando camino solo(a) en mi vecindario 0 Si No SR urbanizacién. (A) (B) (C) 59. Las personas que viven en tu vecindario o urbanizacién Si No SR frecuentemente dai‘ian o roban la propiedad de otros. (A) (B) (C) Seccio’n 3: Preguntas sobre el efecto y accesibilidad de las drogos Por favor, responde a todas las preguntas, aunque las respuestas no se ajusten exactamente a tu experiencia. Marca solo una de las letras , segun se ajuste mejor a tu experiencia. Marca <(E) N0 Sé> solo si la pregunta te incomoda y no quieres responder. No debes dejar ninguna pregunta sin contestar. Marca Ia respuesta correspondiente llenando completamente el circulo en la hoja de respuestas. 60. <1 ue’ ries o corre la ente a 8 . 9 . . 9 (A) (B) (C) (b) (E) per judrcarse (fisrcamente 0 de . , . . Nrngun Leve Mediano Gran No otras maneras),sr fuma alrededor ries o ries o ries o ries o sé de una caja de cigarrillos por dia? g g 9 9 61. Para ti y tus amigo(a)s, cqué ton (A) (C) (D) (E) fcicil o dificil es conseguir , . (8) chil . , . Muy No . . Muy facrl DIfICil . , . . crgarrillos? dIfICII se 181 62. {Qué riesgo corre la gente a perjudicarse (fisicomente 0 de (A) (B) (C) (D) (E) otras maneras), 31 de vez en Ningun Leve Mediano Gran No cuando consume una o dos bebidos riesgo riesgo riesgo riesgo sé alcohélicas? 63. éQué riesgo corre la gente a perjudicarse (fisicamente a de (A) (B) (C) (D) (E) otras maneras), si consume Ningrin Leve Mediano Gran No bebidos alcohélicas riesgo riesgo riesgo riesgo sé frecuentemente? 64. Para ti y tus amigo(a)s, équé tan (A) (B) ch” (C) ”(\D) S: fdcil o dificil es conseguir alcohol? Muy fdcil Dificil . 9y. , drficrl se 65. c ué ries o corre la entea Q . 9 . . 9 (A) (B) (e) (D) (E) per judrcarse (frsrcamente 0 de . , . . Nrngun Leve Mediano Gran No otras maneras), sr consume crack 0 ries o ries o ries o ries o sé bazuco de vez en cuando? 9 9 9 g 66. (L ué ries o corre Ia entea 9 . 9 , . 9 (A) (B) (c) (0) (E) perjudrcarse (fiSicamente a de . , . . Nrngun Leve Mediano Gran No otras maneras), sr consume crack 0 ries o ries o ries o ries o sé bazuco frecuentemente? g g 9 9 67. Para ti y tus amigo(a)s, équé ton (A) (C) (D) (E) fc’rcil o dificil es conseguir crack a , . (B) Fc’rcil . , . Muy No Muy facrl Difrcrl . , . , bazuco? drfrcrl se 68. Para ti y tus amigo(a)s, cQué tan (D) (E) , . . . . . (A) . . (C) focrl o drfrcrl es conseguir Mu fcicil (B) Facrl Dificil Muy No Ecstasy? y difr’cil sé 69. c ué ries o corre la entea peerudicarsg (fisicomengte 0 de (A) (B) (C) (D) (E) . Ningrin Leve Mediano Gran No otras maneras), sr consume ries o ries o ries o ries o sé Ecstasy de vez en cuando? 9 9 9 9 70. c ué ries o corre Ia entea perjc'irdicarsz (fisicomengte 0 de (A) (B) (C) (D) (E) . Ningun Leve Mediano Gran No otras maneras), sr consume ries o ries o ries o ries 0 se’ Ecstasy frecuentemente? 9 g g 9 71. Para ti y tus amigo(a)s, cqué ton (A) (C) (D) (E) facil o dificil es conseguir Mu fécil (B) chil Dificil Muy No inhalantes como pegamento, etc? y dificil sé 72. cQué riesgo corre la gente a perjudicarse (fisicamente 0 de (A) (B) (C) (D) (E) otras maneras), si consume Ningun Leve Mediano Gran No inhalantes de este tipo de vez en riesgo riesgo riesgo riesgo sé cuando? 182 73. 6Que' riesgo corre la gente a per judicarse (fisicamente 0 de (A) (B) (C) (D) (E) otras maneras), si consume Ningdn Leve Mediano Gran No inhalantes de este tipo riesgo riesgo riesgo riesgo se’ frecuentemente? 74. CQUé riesgo corre la gente a per judicarse (fisicamente 0 de otras maneras), si fumo marihuana de vez en cuando? (A) (B) (C) (D) (E) Ningtin Leve Mediano Gran No riesgo riesgo riesgo riesgo se 75. c'Qué riesgo corre la gente a perjudicarse (fisicamente 0 de (A) (B) (C) (D) (E) . . Ningtin Leve Mediano Gran No otras maneras), sr fuma marrhuana ries o ries o ries o ries o sé frecuentemente? g g g g 76. Para ti y tus amigo(a)s, c'qué tan (A) (C) (D) (E) fdcil o dificil es conseguir , . (B) Fcicil . . . Muy No _ Muy facrl DIfICIl . , . . marrhuana? dIfICII se Seccién 4: Preguntas sobre diferentes aspectos de la vida del joven venezolano en te’rminos de frecuencia. Por favor, responde a todas las preguntas, aunque las respuestas no se ajusten exactamente a tu experiencia. Marca solo las letras , segun se ajusta mejor a tu experiencia. N0 debes dejar ninguna pregunta sin contestar. Marca la respuesta correspondiente llenando completamente el circulo en la hoja de respuestas. Muy De . . Varias , , NI Una Vez en Varias . . Las srguientes preguntas se Veces A Diarro , , , ~ Solo Vez Cuando Veces al , refieren ol ultimo ano. N COdCl O M05 Este Ano Durante el Mes .. Semano Ano 77. Ver televisién o 'u or J 9 A B C D E video juegos en casa. 78. Practicar algun deporte como ft'rtbol, béisbol, A B C D E escalar la montah‘a, etc. 79. Tocor un instrumento . A B C D E musrcal 80. Traba jar para ganar A B C D E drnero 81. Ir de citas o cortejor A B C D E 82. Fumar cigarrillos A B C D E 83. Pasar trempo con mi A B C D E fomrlra 84. Apostar par dinero A B C D E (dados,cabaHos, cartas, etc.) 85. Rezar, oror o leer la Biblia A B C D E 86. Hacer tareos en la casa como cocinar, limpiar, A B C D E etc. 87. Fumar marihuana A B C D E 88. Ir a actividades de la iglesra como closes, A B C D E actrvrdades socrales, retiros, etc. 89. Ir a conciertos de mtisica rock, reguetén, A B C D E etc. 90. Consumir alcohol, A B C D E cerveza, anis, etc. 91. Hacer tareos y estudiar para los excimenes del A B C D E colegio/liceo 92. Consumir crack, bozuco, , A B C D E o cocarna 93. Salir a bailar A B C D E 94. Salir con amistades al cine o a pasear en los A B C D E centros comerciales 95. Consumir heroina A B C D E Seccién 5: Preguntas sobre la edad en que hubo la primera oportunidad de consumo y la edad del primer consumo. Voltea de nuevo la hoja de respuestas hasta el [ado 1 (SIDE I). A La mano derecha superior verds unas cajas verticales con circulos adentro. Estos circulos solo contienen numeros. En esta seccio'n todas las respuestas sertin edades. La primera columna de numeros dentro de los circulos, corresponde a la posicién de las decenas y la segunda columna a la posicién de las unidades. Por ejemplo si tu respuestafuese 7, colocarz'as 0 en la primera columna y 7 en la segunda; si tu respuestafuese 16, colocarias 1 en la primera columna y 6 en la segunda. Si aun no has tenido oportunidad de hacer lo que dice la pregunta, colocarias 0 en la primera columna y tambie'n 0 en la segunda columna. Marca la respuesta correspondiente llenando completamente el circulo en la hoja de respuestas. Por favor, responde a todas las preguntas, contestando lo que mds se ajusten a tu experiencia. 1. Acerco del cigarrillo. (LA qué edad tuviste tu primera oportunidad . . Edad: de fumar crgarrillo? 2. (A qué edad probaste cigarrillo por primera vez? Edad: 184 3. Acerca de las bebidos alcohélicas. (LA que’ edad tuviste tu primera oportunidad de consumir bebidos alcohélicos? Edad: 4. (LA qué edad probaste alcohol por primera vez? Edad: 5. Acerco del crack 0 bozuco. (LA que’ edad tuviste tu primera . . Edad: oportunidad de consumir crack 0 bozuco? 6. (LA qué edad probaste crack 0 bozuco por primera vez? Edad: 7. Acerca de Ecstasy, (LA que’ edad tuviste tu primera oportunidad de E do d' consumir Ecstafl? . 8. (LA que’ edad probaste Ecstasy por primera vez? Edad: 9. Acerco del pegamento del zapatero, gasolina, éter, u otras sustancias inhalantes. (LA que’ edad tuviste tu primera oportunidad Edad: de consumir inhalantes de este tipo? 10. (1A qué edad probaste inhalantes por primera vez? Edad: 11. Acerca de la drogo Cadrina (LA qué edad tuviste tu primera oportunidad de consumir Ia drogo Cadrina? Edad: 12. (A que’ edad probaste la drogo Cadrina por primera vez? Edad: 13. Acerca de las drogos como la heroina. (LA qué edad tuviste tu . . . , Edad: primera oportunidad de consumir la heroma? 14. (LA qué edad probaste por primera vez heroina? Edad: 15. (LA que’ edad probaste por primera vez pastillas ‘por razones no- me’dicas" que fueron prescritas por un me’dico a otra persona tales Edad: como el valium, etc? 16. Acerca de la marihuona. c'A qué edad tuviste tu primera oportunidad de fumar marihuana? Edad: 17. c'A qué edad probaste marihuana por primera vez? Edad: Muchisimas gracias por tu colaboracion. Por favor, devuelve la hoja de respuestas, el PACARDO, y el lapiz de nuevo a1 sobre y colécalo en la caj a. Te estaremos obsequiando un boligrafo como sefial de nuestro agradecimiento por haber participado en este estudio. oHay a1 guna otra pregunta antes de terrninar? 185 APPENDIX B PACARDO-V 2007 THIS SURVEY IS ANONYMOUS AND THEREFORE YOU SHOULD NOT WRITE YOUR NAME ANYWHERE ON ANY OF THE FORMS. GENERAL INSTRUCTIONS: What you are going to do is not difficult and it doesn’t require any study to answer the questions. It is not an exam and there are no "right" and "wrong" answers. What is important is that the answers you give are true. If you have a question or comment, we are happy to help you, just raise your hand. The information in this survey is secret. The purpose is to understand the opinions and characteristics of young people like you in order to develop and implement prevention programs. There are five sections and a total of l 12 questions on the survey. Try to respond to all of them. Even if the answers don't coincide exactly with your experience, mark the answer that best describes your experience. For example, mark "Yes" if the majority of the time the answer is correct, or "No" if the majority of the time it is false. If a question makes you feel uncomfortable you can mark the option, "No Response" (NR), or simply leave it blank. We will be reading the questions out loud, and we ask that you do not work ahead or go to the next page until you are instructed to do so. This will help us finish more quickly and ensure that no one gets confused or lost. Do you have any questions before we start? INSTRUCTION TO BEGIN: 1. Take out the answer sheet (the sheet with a lot of little circles on it). Use the pencil that is in the envelope to fill out the answer sheet. Be sure to fill the circles in completely and not to make marks out side of the circle. If you make a mistake, be sure to erase your previous answer completely. The scoring machine will not read two answers. 4. Write the number that is on your envelope in the box labeled PID on the answer sheet (in the lower left hand comer of the answer sheet). Write the number in the boxes and then fill in the corresponding circle below each number. 5. In the box that says “last name” write the first five letters of the name of your school without leaving any spaces. For example if your school name is “San Agustin”, write “sanag,” and fill in the corresponding circle below each letter. DO NOT put your name on the answer sheet. Where it says “date”, write your age. 8. Go to number 1 to begin. wk) >15" 186 Section 1: General questions 10. 11. 12. 13. Your position in the school (A) Student Type of school: (A) Private (B) Public Your age: (A) 11-12 (B) 13-14 (C) 15-16 (D) 17-18 (E) 19+ What grade are you in: (A) Seventh (B) Eighth (C) Ninth (D) Tenth (E) Eleventh Which race do you most identify with? (A) Block (B) Brown (C) White D) Indian Where do you live? (A) housing Project (B) Apartment (C) House How many cars does your family have? (A) 0 (B) 1 (C) 2 (D) 3 (E) More than 3 How many people live in your house? i. (A) 1-3 (B) 4—6 (C) 7-8 (D) 9-10 (E) 10+ How many bedrooms are there where you live? (A) 0 it only has one room (B) 1 (C) 2-3 (D) 4-5 (E) 6+ What is your sex? (A) Male (8) Female What is your religion? (A) Catholic (B) Christian non-Catholic (C) Muslim (D) Other (E) None How many years of education does your father (or the person who is like your father) have? i. (A) Elementary school (B) Didn‘t finish high school (C) Finished high school (D) Didn't finish college(or technological training) (E) Finished college(or technological training) How many years of education does your mother (or the person who is like your mother) have? i. (A) Elementary school (B) Didn't finish high school (C) Finished high school (D) Didn't finish college(or technological training) (E) Finished college(or technological training) 187 Section 2: Questions about different aspects of Venezuelan youth Please answer all of the questions even though the answers do not exactly fit your experience. Mark “Yes ” if the majority of the time the answer is true or “No " If the majority of the time the answer is false. Mark “NR ” if the question makes you feel uncomfortable and you don’t want to respond. You should not leave any question without a response. Indicate your answer by filling in the corresponding circle on your answer sheet 14. Your parents or guardians know how you think or feel regarding the things that are really important to you? Yes(A) No (3) NR (C) 15. Your parents or guardians know what you like and don't like? Yes(A) No (B) NR (C) 16. Do you always ask permission when you go out to have a good time? Yes(A) No (B) NR (C) 17. Do you feel that you are important to your parents/guardians? Yes(A) No (B) NR (C) 18. Generally speaking, your parents or guardians know where you are and what you are doing? Yes(A) No (B) NR (C) 19. Some times, adults tell their children not to hang around other young people who get into trouble. During the last year, have your parents or guardians told you not to hang around friends that could get you into trouble? Yes(A) No (B) NR (C) 20. Sometimes young people come home from school and no adult is there. During the last year have you come home from school or work and no adult has been there? Yes(A) No (B) NR (e) 21. Has a member of your family that lives with you such as mother, father, sibling, etc. smoked cigarettes during the last year? Yes(A) No (8) NR (C) 22. Has a member of your family that lives with you such as mother, father, sibling, etc. drank alcohol during the last year? Yes(A) No (B) NR (C) 23. Has a member of your family that lives with you such as mother, father, sibling, etc. drank alcohol to the point of causing problems during the last year? Yes(A) No (B) NR (C) 24. Has a member of your family that lives with you such as mother, father, sibling, etc. used an illegal drug like morihuona, crack, etc. during the last year? Yes(A) No (8) NR (C) 25. Do you often have arguments with your parents or guardians that end in fights? Yes(A) No (8) NR (C) 26. My parents or guardians are always talking to me about how dangerous drugs are. Yes(A) No (8) NR (C) 27. My parents or guardians are always talking to me about how dangerous alcohol and cigarettes are. Yes(A) No (B) NR (C) 188 28. Have some of your friends been In trouble wrth the Yes(A) No (8) NR (C) pohce? 29. Have some of your friends stolen, or damaged Yes(A) No (8) NR (C) another person s belongings on purpose? 30. Some of my friends smoke cigarettes. Yes(A) No (B) NR (C) 31. Many of my friends smoke cigarettes. Yes(A) No (B) NR (C) 32. Some young people think that it is a good idea to use drugs and some think that it is a bad idea to use drugs. Do you have many friends that think using Yes(A) No (3) NR (C) drugs is a ppq idea? 33. Some of my friends have smoked marihuana Yes(A) No (B) NR (C) 34. Have'you had friends that like to sniff glue or Yes(A) No (8) NR (C) gasoline, etc? 35. Some young people have begun to use cocaine, crack or coca base. Do you have a friend that has used Yes(A) No (B) NR (C) cocaine, crack or coca base? 36. Do you have several friends that use cocaine, crack or Yes (A) No (8) NR (C) coca base? 37. Have many of your friends skipped school? Yes(A) No (8) NR (C) 38. Have you ever belonged to a gang? Yes(A) No (8) NR (C) 39. Do you get angry frequently? Yes(A) No (B) NR (C) 40. Have you intentionally damage another person's belongings during the last year? Yes(A) No (B) NR (C) 41. Have you stolen anything during the last year? Yes(A) No (8) NR (C) 42. Have you done anything risky or dangerous during the Yes( A) No (B) NR (C) last year? 43. Is it true that the usually don't do your homework from school? Yes(A) No (8) NR (C) 44. I have you had a good relationship wrth the majority Yes( A) No (B) NR (C) of my teachers. 45. Have you been afraid to go to school during the last Yes (A) No (B) NR (C) year? 46. I feel that the majority of my teachers are truly interested in me and my well being. Yes(A) No (B) NR (C) 47. Have you skipped school two or more days in a Single Yes(A) No (8) NR (C) month during the last school year? 189 48. Have you been suspended from school? Yes(A) No (B) NR (C) 49. Have your grades gotten worse during this past year? Yes(A) No (B) NR (C) 50. Some young people are happy when they think of going to school. Generally speaking, have you felt happy when you thought about going to school during this Yes(A) No (8) NR (C) past year? 51. I have seriously thought about dropping out of school. Yes(A) No (B) NR (C) 52. Some young people think that going to school is a waste of time. For you, has going to school been a Yes(A) No (8) NR (C) waste of time during this past school year? 53. Generally speaking, do people in your neighborhood help each other? Yes(A) No (B) NR (C) 54. When a young person does something wrong, sometimes the people who live in his/her neighborhood tell the child‘s parents about it. In your neighborhood when a young person does something Yes(A) No (8) NR (C) wrong, do the neighbors tell the child's gents/guardians about what they did? 55. Is it common to hear of someone being hurt or assaulted by delinquents in you neighborhood. Yes(A) No (B) NR (C) 56. Is it common to see people using or selling drugs in your neighborhood? Yes(A) No (3) NR (C) 57. I frequently see people who are drunk or drugged in the streets of my neighborhood. Yes(A) No (8) NR (C) 58. I feel safe when I walk alone in my neighborhood. Yes(A) No (8) NR (C) 59. Do the people who live in your neighborhood steel or Yes (A) No (8) NR (C) damage the belongings of others? 190 Section 3: Questions about the risk and accessibility of drugs Please answer all of the questions even though the answers do not exactly fit your experience. Mark "A, B, C, or D" according to your experience. Mark ‘E” only if you don’t have any idea. Try not to leave any answer blank. Indicate your answer by filling in the corresponding circle on your answer sheet. 60. How much risk of harmin themselves (physically or otherwise)gdoes a (A) (B) (C) (D) (E) . No Slight Medium Great Don't person run If they smoke a pack of . . . . . . risk risk risk risk know Cigarettes daily? (A) (D) (E) 61. For you and your friends how easy or Ve (B) (C) Very Don't difficult is it to get cigarettes? FY Easy Difficult Difficu easy It know 62. How much r'sk of harm'n themselves (physically or otherwisel)gdoes a (A) (B) (C) (D) (E) . . No Slight Medium Great Don't person run If they have a few drinks . . . . . . risk risk risk risk know every once In a while? 63. Ho m ch r'sk of horm'n themsel es (phzsictblly olr otherwise|)gdoes a V (A) (B) (C) (D) (E) . . No Slight Medium Great Don't person run If they drink alcohol . . . . risk risk risk risk know frequently? (A) (0) (E) 64. For you and your friends how easy or Ver (8) (C) Very Don‘ t difficult is it to get alcohol? y Easy Difficult Difficu easy It know 65. Ho m ch r'sk of harm'n themsel es (phtsicLblly dr otherwise')gdoes a V (A) (B) (C) (D) (E) . No Slight Medium Great Don't person run if they consume crack or . . . . . . risk risk risk risk know coca base every once In a while? 66. Ho m ch r'sk f h rm' th msel es (phtsiclblly dr ofherjviseggdoe: a V (A) (B) (C) (D) (E) . No Slight Medium Great Don't person run If they consume crack or . . . . risk risk risk risk know coca base frequently? 67. For you and your friends how easy or (A) (D) (E) . . . . (B) (C) Very . difficult 15 It to get crack 0 coca Very . . . . Dont Easy Difficult Difficu base? easy I t know (A) (0) (E) 68. For you and your friends how easy or Ver (8) (C) Very Don’ t difficult is it to get Ecstasy? y Easy Difficult Difficu easy It know 69. How much risk of harming themselves (A) (B) (C) (D) (E) (physically or otherwise) does a No Slight Medium Great Don't person run if they take Ecstasy every risk risk risk risk know 191 once in a while? 70. How much risk of harming themselves (physically or otherwise) does a $30) Slight M531) m Gi‘Deb‘l’ D(0En)'t person run if they take Ecstasy . .9 . u . frequently? risk risk risk risk know 71. For you and your friends how easy or (A) (B) (C) V(E) (E) difficult is it to get inhalants like Very . . . ry Don't . Easy Difficult Difficu glue, gasoline, etc? easy It know 72. How much risk of harming themselves (physically or otherwise) does a S: SIiBh t Midi) rn GI‘D) t Diff person run if they sniff glue, gasoline, . k .gk . It: .6: kn etc. everyonce in a while? r15 r15 r15 r15 ow 73. How much risk of harming themselves (physically or otherwise) does a No) 5??” Meg? to 6:2; t 0(5),? person run if they sniff inhalants like . .9 . u . this frequently? risk risk risk risk know 74. How much risk of harming themselves (physically or otherwise) does a $30) SE82“ Meg) m G921 t D(oEn)'t person run if they smoke marihuana . .9 . u . once in a while? risk risk risk risk know 75. How much risk of harming themselves (physically or otherwise) does a (132 sf?“ Me(cCli)um GI‘Deb t D(0En)'t person run if they smoke marihuana . .9 . . frequently? risk risk risk risk know (A) (D) (E) 76. For you and your friends how easy or (B) (C) Very , Very Don t difficult is it to get marihuana? Easy Difficult Difficu easy It know Section 4: Questions over the frequency of different aspects in the life of a Venezuelan youth. Please answer all of the questions even though the answers do not exactly fit your experience. Mark “A, B, C, D, or E” according to your experience. Try not to leave any answer blank. Indicate your answer by filling in the corresponding circle on your answer sheet Every once Several Once . . Not even in a great Several times a do The followrng questions refer to once this while times a each orY the my year. last year during the month week more year 192 77. Watch teleVISion or play Video A B C D E games at home. 78. Play a sport like soccer, baseball, mountain clima, etc. A B C D E 79. Play a musical instrument A B C D E 80. Work for money A B C D E 81. Go out on dates A B C D E 82. Smoke cigarettes A B C D E 83. Spend time with my family A B C D E 84. Gamble for money (dice, A B C D E horses, cards, etc.) 85. Pray or read the Bible A B C D E 86. Do housework like cook, clean, A B C D E etc. 87. Smoke marihuana A B C D E 88. Go to religious activities like classes, social activities, A B C D E retreats, etc. 89. Go to concerts (rock, A B C D E regueton,etc) 90.D'kl h|.b ,'. rm 0 co 0 ( eer anis A B C D E etc.) 91. Do homework and study for A B C D E tests 92. Do crack, coca base, or A B C D E cocaine 93. Go dancing A B C D E 94. Go With friends to shopping A B C D E centers, mowes 95. Take heroin A B C D E Section 5: Questions about the age you first had an opportunity to try, or that you did try a substance Write the age you were when you first had an opportunity to try the drug mentioned in the question, or the age you were the first time you tried the drug mentioned in the question. Opportunity means that you could have tried the drug had you wanted to, but you may have decided not to at that time. For example if you were 7 the first time you an opportunity try cigarettes but you didn’t try them, then write “7 ” in the space provided. T he first time you tried a drug refers to the first time that you actually consumed the drug. For example if you were 10 years old the first time you smoked a cigarette then write “10” in the space provided. It may also be that the first time you had the opportunity to smoke a cigarette you did. Then place the same age in both spaces. If you never had an opportunity to smoke a cigarette then write “0 ” in the space provided. Likewise, if you never have smoked a cigarette, even though you have many opportunities, then write “0 ” in the space provided. For example, perhaps your first opportunity to smoke a cigarette was when you were 9 years old, but you. to this day have never smoked a 193 cigarette, then you would write ”9 " in the space provided for the question that asks about opportunity and a “0 " in the question that asks about your age when you first smoked a cigarette. 1. Regarding cigarettes: How old were you when you first had an opportunity to smoke a cigarette? Age: 2. How old were you when you first smoked a cigarette? Age: 3. Regarding alcohol: How old were you when you first had an A963 opportunity to drink alcohol? 4. How old were you when you first drank alcohol? A93: 5. Regarding crack, cocaine, or coca base: How old were you when A981 you first had an opportunity to crack, cocaine, or coca base? 6. How old were you when you first tried crack, cocaine, or coca Age: base? 7. Regarding Ecstasy: How old were you when you first had an Age: opportunity to try Ecstasy? 8. How old were you when you first tried ecstasy? Age: 9. Regarding sniffing glue, gasoline, or other inhalants: How old Age: were you when you first had an opportunity to sniff inhalants like these? 10. How old were you when you first sniffed an inhalant like the Age: ones mentioned? 11. Regarding the drug Cadrina: How old were you when you first Age: had an opportunity to try Cadrina? 12. How old were you when you first tried Cadrina? Age: 13. Regarding heroin: How old were you when you first had an Age: opportunity to try heroin? 14. How old were you when you first tried heroin? Age: 15. How old were you when you first took pills (that were not Age: prescribed to you by a doctor) like valium, etc.? 16. Regarding marihuana: How old were you when you first had an Age: opportunity to smoke marihuana? A e: 17. How old were you when you first smoked marihuana? g Thank you very much for participating in this survey. Please place the answer sheet, the PACARDO questionnaire, and the pencil back into the envelope and place it in the box as we pass by to collect it. We will be giving you a ballpoint pen as a gesture of our appreciation for having participated in this study today. Are there any questions before we finish for the day? 194 APPENDIX C MAMBI SURVEY Guide for the Observation of the school, classroom environment In every school, the principal and teacher whose classroom is participating in the survey will fill out this evaluation (if there are 2 classrooms participating, both teachers should fill out the forms). The entire assessment group should also fill out the evaluation forms. There are questions that pertain to solely one individual in the group. The others can simply leave those questions blank. The principal assessor should fill out the top part of the form regarding the identifiers before distributing. This evaluation should be completely quickly and simply to give a first impression. l Name of Researcher l l Today's T y I ~ 1 Scheduled time I l ' date: I l ' School Number . ‘ ‘ l ' . ; . i l - l l l Job title of the person completing this survey: I l TO BE COMPLETED BY THE PRINCIPAL ONLY: This school is (mark all that apply)?: 1. Dthc 4. DCompletely Private 2. [Religious (which religion) 5. [:lSemi-private 3. DBihngual FOR THE PRINCIPAL, TEACHER, AND INTERVIEWER: Description of the classroom LYes 2.No 3.Can’t tell (Mark an X in the correct box) . 1. Are there desks and chairs for every student? , 2. Do the students appear comfortable in their desks? 3. Is there a place where students can store books and food? . 4. Is the classroom decorated with the student's work, drawings, maps and educational posters? ; 5. Is there a blackboard in every classroom? ; 6. Is there chalk or a writing instrument to write on the board? 7. Is the classroom well ventilated? 8. Does the classroom appear clean? l 9. Do students have there own textbooks? 10. Are there extra curricular activities available (e.g., sports, clubs, etc)? 1 J .. ___ l 195 Does the school have the following? LYas 2.No 3.Can’t tell (Mark an X in the correct box) . 11. Does it have a playing field? 12. Does it have a gymnasium? 'L 13. Does it have a library? L14. Does it have a cafeteria or dining room? i 15. Does it have a patio or courtyard? 16. Is there graffiti on the walls? ‘ 17. Is there barbed wire on top of the fence or wall surrounding the school? L 18. Is there broken glass on top of the fence surrounding the school? i 19. Are there computers with Internet access in the principal's office? 20. Are there computers with Internet access for the students to use? . 22. Is there a security system in the school? L B. Is there a guard on school grounds? L 24. Are access doors kept closed? ‘ 25. Are there bulletin boards on the walls with up—to-date armouncements? 26. Is the roof in good condition (signs of water damage)? l 27. Are there places that showcase student achievements? 28. Are there broken windows? l 29. Are there broken walls or those having holes? a 30. Is the paint peeling on the walls, doors, or window frames? 1 31. Are there doors that are off the hinges or that are broken? Discribe the area around the school 1.Yes 2N0 3.Can’t tell (Mark an X in the correct box) 32. Is there rubbish on the streets or around the buildings and houses in the neighborhood? 3. Are there sidewalks in the streets around the school? 34. Do the houses surrounding the school appear well kept? 35. Is there a recreational park nearby? 36. Are there abandoned cars or cars being repaired in the streets? 37. Are there factories and warehouses around the school? 38. Are there stores and businesses around the school? 39. Are there billboards or public advertisements for tobacco around the school? 40. Are there billboards or public advertisements for alcohol around the school? 196 GUIA DE OBSERVACION DEL MEDIO AMBIENTE DEL SALON, COLEGIO Y VECINADARIO (MAMBI) En cada colegio, eI director y maestro de del salon que participa en la encuesta va llenar esta evaluacién (si hay dos salones de clases en la encuesta entonces ambos maestros pueden llenar la evaluacion). Todo el personal que esta en el equipo de asesoramiento tambie’n lo llena al terminar el asesoramiento. Hay preguntas, al principio que Ie toca a solamente un individuo del grupo, (por ejemplo las preguntas administrativas solamente el director quien los contesta). Los demds lo pueden dejar en blanco. El asesor principal llena la parte sobre identificacion de cada cuestionario antes de darles al personal que lo va llenar. Esta evaluacidn 5e completa en poco nempo El propOSito dar su primera impresiOn del medio ambiente del colegio. L Nombre del Investigador L‘ Fecha I L I L Trempo: ) l l ll) Numero delColegio 3 T T L— )7 l i [All Titulo de la persona completando la encuesta: l Para Ser Completado Por El Director. Esta Escuela Es (marca todos que apliquen)?: A. [:JPublica D. [:JCompletamente Privada B. [:JReligiosa(cual religién) E. DSemi—privada C. [:lBilingue PARA EL DIRECTOR FOR THE PRINCIPAL, TEACHER, AND INTERVIEWER: Descripcién del salén de clase SI (A) No (B) No Sé (C) 1. éHay sillas y pupitres para cada estudiante? 2. {L05 estudiantes se ven comodos en sus pupitres? 197 l 3. éHay lugares donde los estudiantes pueden guardar sus libros y comida? 4. (El salon esta decorado con trabajos de los estudiantes, dibujos, mapas o carteles de informacion educational? ( 5. gl-Iay pizarra en cada clase? 6. éHay tiza 0 con qué escribir en las pizarras? L 7. gLa clase esta ventilada? L 8. gLa clase se ve limpia? ( 9. (L05 estudiantes tienen sus propios libros de texto? [ l Tiene el colegio lo siguiente? 51 (A) No (B) No Sé (C) L 10. , gI-lay actividades después de las clases para los estudiantes (deportes, club, etc.)? L 11. [Ilene campo o parque para recreacién? L '12. iTiene gimnasio? 13. [Ilene biblioteca? 14. [Ilene cafeteria o comedor? L 15. [Ilene patio? L '16. Hay graffiti en las paredes y muros? '17. C'I-Iay alambre de puas encima de los muros que rodean el colegio? i 18. C'Hay vidrios rotos encima de los muros que rodean e1 colegio? 19. éI-Iay computadoras con conexion al Internet en la oficina del director? 20. (Hay com putadoras con conexién al Internet para uso de los estudiantes? L 22. gHay sistema de seguridad en el colegio? 23. éI-Iay guarda en el colegio? ‘ 24. gMantienen los portones de acceso cerrados? LT25. éI-lay un lugar para anuncjos? 26. £151 techo o cieIo raso esta en mal estado? (seftalcs de filtraciones)? ‘ 27. gHay un lugar que demuestra los logros de los estudiantes? 28. (Hay ventanas rotas? 29. gHay paredes rotas 0 con huecos? l 30. éFaltan rejas o estan deterioradas (faltan pintar)? L 31. éHay puertas desmontadas o danadas? J Describe el area alrededor e1 colegio SI (A) No (B) No Sé (C) 32. C'Hay basura en las calles o alrededor de los edificios/ casas en el vecindario? 36. C'Hay aceras en las calles que rodean el colegio? 34. C'Las casas que rodean el colegio se ven bien cuidadas? 198 35. (Hay algun parque recreativo? 36. (Hay carros abandonados o srendo reparados en las calles? 37. (Hay fabricas o almacenes en los alrededores del colegio? 38. (Hay tiendas o negocios cerca? 39. ("Hay vallas pubhcxtarias o anuncios para tabaco cerca del colegio? 40. (Hay vallas publicitarias o animcios para alcohol cerca del colegio? 199 T OFFICE OF REGULATORY AFFAIRS Human Research Protection Programs BIOMEDICAL 8: HEALTH INSTITUTIONAL REVIEW BOARD (BIRB) COMMUNITY RESEARCH INSTITUTIONAL REVIEW BOARD (CRIRB) SOCIAL SCIENCEI BEHAVIORAL i EDUCATION INSTITUTIONAL REVIEW BOARD (SIRB) 202 Olds Hall East Lansing, Michigan 48824-1046 517-355-2180 Fax: 517-432-4503 wwwhumanresearchmsuedu SIRB & BIRB: IRB@msu.edu CRIRB: crirb@msu.edu {ii-55% {'2’ I.Ful’l'ngfLi‘h- t «RAJ RIP." , hv-ff‘f‘ .5! \‘t... :V‘ “we-V MSU is an aflirman’ve—acrion equal-opportunity institution. APPENDIX D MICHIGAN STATE UNIVERSITY Initial IRB Application Approval April 27, 2007 To: Adrian BLOW 36 Human Ecology FCE East Lansing. MI 48824 Re: IRB # 07-320 Category: EXPEDITED 2-7 Approval Date: April 27, 2007 Expiration Date: Apr“ 26, 2008 Title: TOWARD AN ECO-DEVELOPMENTAL THEORY OF ADOLESCENT SUBSTANCE ABUSE The Institutional Review Board has completed their review of your project. I am pleased to advise you that your project has been approved. The committee has found that your research project is appropriate in deslgn. protects the rights and welfare of human subjects, and meets the requirements of MSU's Federal Wide Assurance and the Federal Guidelines (45 CFR 46 and 21 CFR Part 50). The protection of human subjects In research Is a partnership between the IRB and the investigators. We look forward to working with you as we both fulfill our responsibilities. Renewals: IRB approval is valid until the expiration date listed above. If you are continuing your project. you must submit an Application for Renewal application at least one month before expiration. If the project is completed, please submit an Application for Permanent Closure. Revisions: The IRB must review any changes in the project, prior to initiation of the Change. Please submit an Application for Revision to have your changes reviewed. If changes are made at the time of renewal. please include an Appllcatlon for Revision with the renewal application. Problems: If issues should arise during the conduct of the research, such as unanticipated problems. adverse events, or any problem that may increase the risk to the human subjects. notify the IRB office promptly. Forms are available to report these issues. Please use the IRB number listed above on any forms submitted which relate to this project. or on any correspondence with the IRB office. Good luck In your research. if we can be of further assistance. please contact us at 517-355-2180 or via email at IRB@m§g.gdu. Thank you for your cooperation. Sincerely, 1441—3—7— Peter Vasilenko, PhD. SIRB Chair C: Ronald Cox 2500 Teel Avenue Lansing MI, 48910 200 Page: 1 of2 Michigan State University Department of Family and Child Ecology Project Title: Toward an Eco-Developmental Theory of Adolescent Substance Abuse. Participant Informed Consent Form PURPOSE: This research aims to learn more about how parents, teachers, and communities work together to protect their children from getting involved with drugs. The results from this research will be used to deve10p new prevention and treatment programs in Caracas for adolescents who have behavior problems or who get involved with drugs. These programs has received scientific support in other countries, but have never been developed for use in Venezuela. Your participation will shed light on how to best adapt these programs so that they can be implemented in Venezuela. BENEFITS: Your participation in this study has some potential benefits to you. You may benefit by being valued as a credible and valuable resource in a project that has the potential to help teens and families as well as the school environment. Hopefully this will be a source of satisfaction and self-esteem for those who participate. You may benefit directly in the fiiture by seeing a decrease in drug activity in your school, work, or neighborhood, and an increase in the quality of your relationships. Additionally, by lending your voice to this study, government agencies and other organizations, which support families and schools, may become more aware of and responsive to the needs of parents, teens, and schools. RISKS: In any research study there are risks involved with participation. Participation in this study may lead you to think about issues related to your own family, or other relationships that make you feel uncomfortable, or bring back unpleasant memories. Likewise, some questions may make you think about past behavior that you are not particularly proud of. Ifyou do experience some adverse effects, we encourage you to speak to a psychologist or counselor that you may know or to contact the psychologist whose information is provided below. PARTICIPATION: Participation in this study consists of responding to a questionnaire that has been used with other schools in Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala, and The Dominican Republic. The questionnaire asks you to respond to items concerning different aspects of the school environment and your students. Because of the above- mentioned risks, we want to emphasize that your participation in this study is voluntary. You have the right to not participate in this study at all, to refuse to answer any questions, or end your participation at any time, without penalty. It should take about 45 minutes of your time to complete the questionnaire. Your participation in this research project will not involve any Subject Initials Date This consent form was approved by the Social SdencelBehavioral/Eduwfion Institutional Review Board (SIRB) at Mchigan State University. Approved 04/27/07 -— valid through 0426/08. This wrsion supersedes all previous versions. IRB ll 07-320. 201 Page: 2 of 2 additional costs to you beyond your time, and a ballpoint pen will be given to you in appreciation of your participation when you turn in the questionnaire. Additionally, we are giving the school a new laser printer in appreciation for participating in this study. PRIVACY AND CONFIDENTIALITY: Information collected will be kept strictly confidential. This means that neither your name, the name of the school where you work, nor any other information that could be used to identify you will appear on any of the documents prepared as result of this study. A copy of this form is provided for your convenience in the event you need it as a reference for later questions or concerns. QUESTIONS AND CONTACTS: If at any time you have questions or concerns about this study, you may contact Mr. Ronald Cox at 011-517-282-7152-3328, by email: coxrona1@msu.edu. by mail: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA,. You may also contact Dr. Adrian Blow at 011-517-432-7092, by e-mail at blow@msu.edu. or by mail at 3B Human Ecology, Michigan State University, East Lansing, MI 48824. Ifyou have questions or concerns regarding your rights as a study participant, or are dissatisfied at any time with any aspect of this study, please feel free to contact Dr. Peter Vasilenko by phone: 011-517-355-2180, e-mail: ucn'hs@msuedu or mail: 202 Olds Hall East Lansing, MI 48 824, USA. If you would like to speak to someone about any discomfort you may feel as a result of participating in this study, Lic. Mariela Rodriguez is a competent inexpensive psychotherapist who practices in Caracas. Her number is 0414-257-9777. If you agree to participate please sign and date this form on the line below. Your signature below indicates your voluntary agreement to participate in this study. ' Name of Participant: Signature: Date: Subject Initials Date This consent form was approved by the Social Science/Behavioral/Edumtion Institutional Review Board (SIRB) at Michigan State University. Approved 04/27/07 - valid through 04/26/08. This version supersedes all previous versions. IRB ll 07-320. Page: 1 of2 Michigan State University Facultad de Ecologia Familiar y del Nir‘io Proyecto: Hacia un teoria ecolOgica del desarrollo del abuso de drogas en los adolescentes venezolanos Hoja de Consentimiento Informado PROPOSITO: Este estudio tiene como objetivo aprender mas acerca de como los padres, maestros y comunidades cooperan y colaboran para evitar que los niilos se involucren en las drogas. Los resultados de este estudio seran empleados en el desarrollo de nuevos programas para la prevencién y el tratamiento de adolescentes que tienen problemas de conducta y do consumo de drogas en Venezuela. Estos programas dc tratamiento se han mostrado eficaces en otros paises, pero nunca han sido desarrollados para uso en Venezuela. Tu participacién alurnbrara maneras en que podamos adaptar estos programas para que scan implementados en Venezuela. BENEFICIOS: Tu participacién en este estudio tiene e1 potencial de beneficiarte. Tal vez te beneficies por sentirte valorizado(a) como una firente respetada dc informacién valiosa para un proyecto que tiene potencial para ayudar a los adolescentes y sus familias, tanto como la misma escuela. Esperamos que esto sea causa de mucha satisfaccién y autoestima para quienes participan. Tal vez también seas beneficiario en el futuro de un descenso en actividades relacionadas con la droga en tu trabajo o vecindario, y un aumento en la calidad de tus relaciones personales. Ademas, al prestar tu apoyo al desarrollo de este estudio, entidades gubernamentales y ou'os organisrnos que se interesan en ayudar a la familia veneeolana y a las escuelas puedan llegar a estar mas atentos a las necesidades de los padres, adolescentes, y escuelas. RIESGOS: En toda investigacién cientifica existen riesgos para Ios que participan en dichas investigaciones. Al participar en este estudio pueda que te lleve a pensar en temas relacionados con tu familia que te incomoden o te hagan recordar dc momentos no placenteros en tu vida. Si experimentas algunos efectos adversos por haber participado en este estudio, te animamos a hablar con un psico’logo o consej ero que conozcas o contactar el psicélogo cuya informacién esta al final de este documento. PARTICIPACION: Participar en este estudio consiste en responder a un cuestionario que ha sido implementado en escuelas en Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala, y Republica Dominicana. El cuestionario te pregunta sobre diferente aspectos del arnbiente escolar y los estudiantes. Debido a los riesgos previamente mencionados, enfatizamos Subject Initials Date Esta forma de consentimiento fue aprobada por el Consejo Institucional de Revision (SIRB) de Ciencias Sociales/ConductuaVEducativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. lRB#07-320. 203 Page: 2 of2 que tu participacién en este estudio es voluntaria Tienes e1 derecho de decidir a no participar en este estudio, de rehusar a contestar cualquier pregunta, o terminar tu participacién en cualquier momento, sin ninguna penalidad. Se tomara aproximadamente 45 minutos para llenar cl cuestionario, y tu participacién en este proyecto no te ocasionara ningi'm costo mas alla que el tiempo que inviertes. En agradecimiento por su participacién en el estudio te estaremos obsequiando un boligrafo y al colegio una impresora laser. PRIVACIDAD Y CONFIDENCIALIDAD: La informacién recogida en este estudio se mantendra en forma confidencial. Esto significa que ni tu nombre, ni el nombre de la escuela donde trabajas, ni cualquier otro dato que se podrla usar para identificarte, aparecera en los documentos que se desarrollaran relacionados con este estudio. Se te esta dando una copia de esta hoja como referencia en el caso que tienes alguna pregunta en el futuro. PREGUNTAS Y CONTACTO: Si en cualquier momento tienes algunas preguntas o preocupaciones acerca de este estudio, puedes contactar al Sr. Ronald Cox a: 001-517-282-7152 0 per correo electrénico a: coxronal@msu.edu. 0 per correo normal a: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA También puedes contactar a Sr. Cox en Venezuela a1 0212—915-0455. También puedes contactar a1 Dr. Adrian Blow at 001-517-432- 7092, por correo e1ectrénico a blow/@msuedg, o por correo normal a BB Human Ecology, Michigan State University, East Lansing, MI 48824 USA. En el caso que tengas preguntas o preocupaciones en cuanto a tus derechos en este estudio, o te sientes disgustado con cualquier aspecto de este estudio, por favor comunicate con el Dr. Peter Vasilenko por teléfono a: 001- 517-355—2180, por correo electrOnico a: irb@msu.edu o por correo normal a: 202 Olds Hall East Lansing, MI 48824, USA. Si gustas hablar con algi’m profesional acerca de cualquier incomodidad que sientas por causa de tu participacién en este estudio, 1a psicOloga Lic. Mariela Rodriguez esta al tanto de este estudio y esta dispuesta a ayudarte aqui en Caracas. Su m’rmero es: 0414-257-9777 Si estas de acuerdo en participar en el presente estudio, por favor coloca tu nombre y firrna e1 documento. Tu firma indica tu participacién voluntaria en este estudio. Nombre del participante: Firma: Fecha: Subject Initials Date Esta forrna de consentimiento fue aprobada por el Consejo Institucional de Revision (SIRB) de Ciencias SociaIes/Conductual/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. lRB#07-320. 204 Michigan State University Facultad de Ecologia Familiar y del Niilo Proyecto: Hacia una teoria ecolégica del desarrollo del abuso de drogas en Ios adolescentes venezolanos Hoja de Consentimiento Informado de los Representantes para un Participante Menor Estimado Representante: Un grupo de investigadores de la Universidad Estatal de Michigan quiere aprender mas acerca de co'mo reducir e1 consumo de bebidas alcohélicas y otras drogas y planificar scrvicios para ayudar a los jévenes que los requieran. Han sido desarrollados algunos programas de prevencién que funcionan con jévenes, sus farnilias, y sus comunidades y estan mostrandosc eficaces en varias partes del mundo, y ahora hay interés en adaptarlos para su uso en Venezuela. Para tal fin, se hace necesario realizar una encuesta con jévenes escolares en Caracas mediante un cuestionario anOnimo que prueba diferentes aspectos de la salud y el comportarniento de los jévenes, incluyendo el consumo dc alcohol y drogas. El cuestionario ha sido utilizado con otros jévenes en Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala y la Republica Dominicana E1 cuestionario 1e hara preguntas a su hijo(a) acerca de su relacién con su familia amistades, maestros, rcligién, vecindario, y las drogas y el alcohol. El director del plantel donde asiste(n) su(s) hijo(s) ha revisado e1 cuestionario y los procedimientos que seran implementados y ha dado su aprobacién. La encuesta ha sido diseilada para ser anOnima, es decir, que nadie sabra que estudiante responde a las preguntas. Se instruira a los estudiantes a no colocar sus nombres ni ninguna otra cosa que les podria identificar en ninguna parte ‘ del cuestionario. También se tendra cuidado para que nadie pueda observar las respuestas dc otra persona. Se tomara aproximadarnente 45 minutos para llenar e1 cuestionario y la participacién de su hijo(a) no le ocasionara ningt'rn otro gasto mas alla de su tiempo. En agradecimiento por su participacién en el estudio 1e estaremos obsequiando a su hijo(a) un boligrafo. La participacién en este estudio tiene e1 potencial de beneficiar a su hijo(a). Tal vez so beneficie por sentirte apreciado(a) como una fuente respetada de informacién valiosa para un proyecto que tiene potencial para ayudar a los adolescentes y sus farnilias, tanto como la misma escuela Esperamos que esto sea causa dc mucha satisfaccio’n y autoestima para quienes participan. Tal vez tarnbién sea beneficiado(a) en el futuro por Im descenso en actividades relacionados con la droga en su colegio, trabajo o vecindario, y por un aumento en la calidad de sus relaciones personales. Ademas, al prestar su apoyo a1 desarrollo de este estudio, entidades gubemamentales y otros organismos que se interesan en ayudar a la familia venezolana y a las escuelas puedan llegar a estar mas atentos a las necesidades de los padres, adolescentes y escuelas. En toda investigacién cientifica existen riesgos para los que participan en dichas investigaciones. A1 participar en este estudio pueda que a su hijo(a) sc lleve a pensar en temas relacionados con su familia que le incomoden o Ie hagan recordar momentos no placenteros en su vida. Si es el caso que su hijo(a) experimenta algunos efectos adversos por haber participado en este estudio, 1e animaremos a hablar con su maestra(o) 0 con director(a) del plantel para que orienten a su hijo(a). Debido a los mencionados riesgos, queremos enfatizar que la participacién de su hijo(a) en este estudio es de naturaleza voluntaria. E1(Ella) tiene cl derecho do no participar, dc rehusar responder a cualquier Esta forma de consentimiento fue aprobada por el Consejo Institucional de Revision (SIRB) de Ciencias SociaIes/Conductual/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. lRB#07-320. to 0 UI pregunta, o descontinuar su participaciOn en cualquier momento sin ninguna repercusién. Si su hijo(a) decide no participar, hay un aula de estudio supervisado donde puede hacer tareas mientras terminamos con el proyecto. Si en cualquier momento tiene algunas preguntas o inquietudes acerca de este estudio, puede contactar a1 Sr. Ronald Cox a: 001-517-282-7152 0 per correo electrénico a: coxronal@msu.edg, o por correo normal a: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA. También puede contactar al Sr. Cox en Venezuela al 0212-915-0455. También puedes contactar a1 Dr. Adrian Blow at 001-517-432-7092, por correo electrOnico a blow@su.edu, o por correo normal a: 313 Human Ecology, Michigan State University, East Lansing, MI 48824 USA. En caso que tenga preguntas o inquietudes en cuanto a los derechos de su hijo(a) en este estudio, 0 se siente disgustado con cualquier aspecto de este estudio, por favor comuniquese con el Dr. Peter Vasilenko por teléfono al: 001-517-355-2180, por correo electrOnico a: irb@msu.edu 0 per correo normal a: 202 Olds Hall East Lansing, MI 48824, USA. Por favor devuelva este documento a1 maestro(a) de su hijo(a) indicando si esta de acuerdo o no esta de acuerdo con la participacién de su hijo(a) en este proyecto. Si no esta de acuerdo con la participacién de su hijo(a), 61 o ella sera dirigido(a) a un lugar para hacer tareas mientras Ios demés estudiantes estan llenando el cuestionario. Si no envia e1 documento permitiremos a su hijo(a) participar y el director(a) actuara como intercesor a favor del estudiante para asegurar que sus derechos son protegidos. Sin embargo, si no responde a esta notificacién, su hijo(a) mantiene el derecho de no participar, de rehusar responder a cualquier pregunta o a terminar su participacién en cualquier momento sin ninguna repercusién. Si hijo(a) decide no participar, sera dirigido a un aula para estudiar mientras los demas estudiantes terminan e1 cuestionario. Favor, indique su disposiciOn en cuanto a la participacién de su hijo(a) en el cuestionario a través de su firma al lado de la declaracién que expresa su deseo. Por favor envie esta carta a la maestra(o) de su hijo(a). Gracias. Doy mi permiso para que mi hijo(a) participe en el estudio: F irma N0 doy mi permiso para que mi hijo(a) participe en el estudio: Firma Esta forma de consentimiento fue aprobada por el Consejo lnstitucional de Revision (SIRB) de Ciencias Sociales/Conductual/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. IRB#07-320. 206 Page: 1 of 2 Michigan State University Department of Family and Child Ecology Project Title: Toward an Eco-DeveIOpmental Theory of Adolescent Substance Abuse. Parental Informed Consent Form for a Minor Participant Dear Parents/Guardians: A group of researchers from Michigan State University is attempting to learn more about how to prevent the spread of alcohol and drug use among the youth of Venezuela. Several prevention programs that work with children, their families and their communities have been developed, and are showing positive results in different parts of the world, and there is now interest in adapting these programs for use in Venezuela. In order to help with this project, we are looking to survey students from schools in Caracas using a questionnaire that touches on different aspects of health and behavior, including the consumption of alcohol and drugs. The questionnaire has been used with other adolescents in Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala, and the Dominican Republic. The questionnaire asks your child to respond to items concerning different aspects of his/her relationship with family, peers, teachers, religion, neighborhood, and drugs and alcohol. The principal of your child/children’s school has reviewed the questionnaire that will be used and has approved of the procedures that the researchers have suggested. The survey has been designed to be anonymous, which means that no one will know how a student responds to a question. The students will be instructed not to place their name or anything else that could identify them on any part of the questionnaire. Also, great care is being taken so that no one will be able to observe any other person’s responses. The survey will take about 45 minutes to complete, and your child’s participation in this research project will not involve any costs beyond his or her time. We will be giving your child a ballpoint pen as a token of our appreciation for having participated in the study. Your child/children’s participation in this study has some potential benefits to him or her. Your child may benefit by being valued as a credible and valuable resource in a project that has the potenu'al to help teens and families as well as the school environment. Hopefirlly this will be a source of satisfaction and self-esteem for those who participate. Your child may benefit directly in the future by seeing a decrease in drug activity in his/her school, work, or neighborhood, and an increase in the quality of his/her relationships. Additionally, as a result of your child/children’s help in this study, government agencies and other organizations, which support families and schools, may become more aware of and responsive to the needs of parents, teens, and schools. In any research study there are risks involved with participation. Participation in this study may lead your child to think about issues related to his/her own family, or other relationships that make him/her feel uncomfortable, or bring back unpleasant memories. Likewise, some questions may make him/her think about past behavior that they are not particularly proud of. If they do experience some adverse effects, we will encourage them to speak to their classroom teacher or to the school principal in order to address your child’s concern. Because of the above-mentioned risks, we want to emphasize that your child’s participation in this study is voluntary. He/she has the right to not participate in this study at all, to refuse to answer any questions, or end his/her participation at any time, without penalty. If he/she decides not to participate, there is a study hall set up for them. This consent form was approved by the Social Science/Behavioral/Edumtion Institutional Review Board (SIRB) at Michigan State University. Approved 04/27107 - valid through 04/26/08. This version supersedes all previous versions. IRB ii 07—0320. 207 Page: 2 of 2 If at any time you have questions or concerns about this study, you may contact Mr. Ronald Cox at 001-517-432-3328 (US number), by email: coxron_al@msu.edu Lby mail: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA, or at 0212-915-0455 in Venezuela. You may also contact Dr. Adrian Blow at 001-517-432-7092 (US number), by e-mail at blowa@flu.edg, or by mail at 3B Human Ecology, Michigan State University, East Lansing, MI 48824. If you have questions or concerns regarding your rights as a study participant, or are dissatisfied at any time with any aspect of this study, please feel free to contact Dr. Peter Vasilenko by phone: 001-517-355-2180 (US number), e-mail: ucrihs@msu.edu or mail: 202 Olds Hall East Lansing, MI 48824, USA. Please return this letter to your child’s school teacher indicating whether you agree or do not agree with your child’s participation in this project. If you do not agree with your child’s participation your child will be allowed to enter a study hall while the other students are responding to the questionnaire. If you do not respond to this letter then we will allow your child to participate and the school principal will act as an advocate to ensure that the rights of your child are protected. Even if you do not respond to this letter, your child will have the right to refuse to participate, to refuse to answer any questions, or to end participation at any time, without any penalty. Ifhe/she decides not to participate, there will be a study hall set up for him/her to study while others are completing the survey. Please indicate your agreement or disagreement for your child’s participation in taking the questionnaire by signing next to the statement that expresses your desire. Please return this letter to your child’s school teacher. Thank you. I give my permission for my child to participate in the study: Signature I DO NOT give my permission for my child to participate in the study: Signature This consent form was approved by the Social Science/Behaviorai/Education Institutional Review Board (SIRB) at Mehigan State University. Approved 04/27107 - valid throagh 04126/08. This version supersedes all previous versions. iRB it 07-0320. 208 Page: 1 of2 Michigan State University Department of Family and Child Ecology Participant Informed Assent Form Toward an Eco-Developmental Theory of Adolescent Substance Abuse. PURPOSE: This research aims to learn more about how parents, teachers, and communities work together to protect their children from getting involved with drugs. The results from this research will be used to develop new prevention and treatment programs in Caracas for adolescents who have behavior problems or who get involved with drugs. These programs has received scientific support in other countries, but have never been deveIOped for use in Venezuela. Your participation will shed light on how to best adapt these programs so that they can be implemented in Venezuela. BENEFITS: Your participation in this study has some potential benefits to you. You may benefit by being valued as a credible and valuable resource in a project that has the potential to help teens and families as well as the school environment. Hopefully this will be a source of satisfaction and self-esteem for those who participate. You may benefit directly in the future by seeing a decrease in drug activity in your school, work, or neighborhood, and an increase in the quality of your relationships. Additionally, by lending your voice to this study, government agencies and other organizations, which support families and schools, may become more aware of and responsive to the needs of parents, teens, and schools. RISKS: In any research study there are risks involved with participation. Participation in this study may lead you to think about issues related to your own family, or other relationships that make you feel uncomfortable, or bring back unpleasant memories. Likewise, some questions may make you think about past behavior that you are not particularly proud of. If you do experience some adverse effects, we encourage you to speak to your classroom teacher or to the school principal. They can help you, or they can set up a confidential meeting with the school psychologist for you if you feel that you need someone else to talk to. Or, you can contact the school psychologist directly yourself. PARTICIPATION: Participation in this study consists of responding to a questionnaire that has been used with other adolescents in Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala, and The Dominican Republic. The questionnaire asks you to respond to items concerning different aspects of your relationship with family, peers, teachers, religion, your neighborhood, and drugs and alcohol. Because of the above-mentioned risks, we want to emphasize that your participation in this study is voluntary. You have the right to not participate in this study at all, to refuse to answer any questions, or end your participation at any time, without penalty. If you do decide not to participate, there is a study hall set up for you. PRIVACY AND CONFIDENTIALITY: Information collected will be anonymous. This means that neither your name nor any other information that could identify you will appear on any of the documents used in this study. You will select an envelope at random that has a This consent form the ' 6 University. Approved 04/27/07- El id throucm 0426/08. This version Supersedes all previggs versions. lRB it 97- 3:9, 209 Page: 2 of2 Scantron sheet along with a questionnaire. The envelope, and the Scantron sheet will have a number on them that lets me know which school this is. However, since I don’t know which number you will select, and nor do I know who you are, there is no way for anyone to link you with your responses to the items on the questionnaire. I would like for you to keep the form we are reading from for a reference in the event you have any questions later. COSTS AND COMPENSATION: It should take about 45 minutes of your time to complete the questionnaire. Your participation in this research project will not involve any additional costs to you beyond your time. A $5.00 gift card will be given to you in appreciation of your participation when you turn in the envelope with the Scantron. QUESTIONS AND CONTACTS: If at any time you have questions or concerns about this study, you may contact Mr. Ronald Cox at 517-432-3328, by email: coxronal@msu.edu , by mail: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA, or in 0212- 915-0455. You may also contact Dr. Adrian Blow at 517-432-7092, by e-mail at blow@msu.edu, or by mail at 3B Human Ecology, Michigan State University, East Lansing, MI 48824. If you have questions or concerns regarding your rights as a study participant, or are dissatisfied at any time with any aspect of this study, please feel free to contact Dr. Peter Vasilenko by phone: 517-355-2180, e-mail: ucrihs@msu.edu or mail: 202 Olds Hall East Lansing, MI 48824, USA. If you agree to participate please stay seated and you will be given a questionnaire. Your continued presence in the classroom indicates your voluntary agreement to participate in this study. If you do not agree to be involved in the study then you may go with your teacher at this time to a study hall. This consent form was a roved b the Social Science/Benavioral/Education in trtutional Review Board SI 8 at Mi i an Stat University. Approvg 04/27/07 - vpiig through 04126/38. This version supersedes ail previous vgrs, ims. lRB # 07-320. 210 Page: 1 of2 Michigan State University Facultad de Ecologia Familiar y del Nifio Hoja de Asentimiento Informado Hacia una teoria ecoldgica del desarrollo del abuso de drogas en los adolescentes venezolanos PROPOSITO: Este estudio tiene como objetivo aprender mas acerca de como los padres, maestros y comunidades cooperan y colaboran para evitar que los nifios se involucren en el consumo de drogas. Los resultados de este estudio seran empleados en el desarrollo de nuevos programas para la prevencion y el tratamiento de adolescentes que tienen problemas de conducta y de consumo de drogas en Venezuela. Estos programas de tratamiento se hen mostrado eficaces en otros paises, pero nunca han sido desarrollados para uso en Venezuela. Tu participacion alurnbrara maneras en que podamos adapter estos programas para que scan implementados en este pais. BENEFICIOS: Tu participacion en este estudio tiene e] potencial de beneficiarte, tal vez por sentirte valorizado(a) como una firente importante de inforrnacion valiosa para un proyecto que tiene potencial para ayudar tanto a los adolescentes y sus farnilias, como a la misma escuela. Esperamos que esto sea causa de mucha satisfaccién y contribuya en la autoestima para quienes participan. Tal vez también seas beneficiario en el futuro con un descenso en actividades relacionadas con la droga en tu colegio, trabajo o vecindario, y un aumento en la calidad de tus relaciones personales. Ademas, a1 prestar tu apoyo a1 desarrollo de este estudio, entidades gubemamentales y otros organismos que se interesan en ayudar a la familia venezolana y a las escuelas podrian llegar a estar mas atentos a las necesidades de los padres, adolescentes y escuelas. RIESGOS: En toda investigacion cientifica existen riesgos para los que participan en dichas investigaciones. Participar en este estudio podria hacerte pensar en temas relacionados con tu familia que te incomoden o te hagan recordar momentos no placenteros en tu vida Si experimentas algunos efectos adversos por haber participado en este estudio, te animamos a hablar con tu maestra o director del colegio. Elios te pueden ayudar, o te pueden buscar una cita confidencial con el psicologo del colegio, si es que te hace falta alguien mas con quien hablar. 0 también puedes contactar a1 psicologo directamente. PARTICIPACION: Participar en este estudio consiste en responder a un cuestionario que ha sido implementado con jévenes en Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala y la Republica Dominicana El cuestionario te pregunta sobre diferentes aspectos de tu relacion con tu familia, amistades, maestros, religion, vecindario, las drogas y el alcohol. Esta forma de consentimiento fue aprobada por ei Consejo Institucional de Revision (SIRB) de Ciencias Sociales/Conductual/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reempiaza a todas las versiones anteriores. lRB#07-320. 211 Page: 2 of2 Debido a los riesgos previamente mencionados, enfatizamos que tu participacion en este estudio es voluntaria. T ienes e1 derecho de decidir a no participar en este estudio, de rehusar a contestar cualquier pregunta, o terminar tu participacion en cualquier momento, sin ninguna penalidad. Si decides no participar hay un aula de estudio supervisado donde puedes hacer tareas mientras terminarnos con el proyecto. PRIVACIDAD Y CONFIDENCIALIDAD: Ia informacidn recogida en este estudio se mantendra en forma anonima. Esto significa que ni tu nombre, ni cualquier otro dato que se podria usar para identificarte, aparecera en el cuestionario o la hoj a de respuestas. Seleccionaras un sobre a1 lazar que tiene una hoja de respuestas junto con un cuestionario. E1 sobre, y la hoja de respuesta tiene un m’rmero que nos permite saber a cual colegio corresponde 1a data. Sin embargo, debido a que no 56 cual numero vas a seleccionar, ni quien eres, es imposible que alguien relacione una hoj a de respuestas con una persona. Quiero que preserves 1a hoja de la cual estamos leyendo para una referencia en caso de que tengas alguna pregunta en el futuro. COSTOS Y RECOMPENSAS: Responder al cuestionario se llevara aproximadamente 45 minutos. Tu participacion en este proyecto no debe costarte nada mas alla que el tiempo que inviertes. Se te dara un obsequio en agradecimiento por tu participacion a1 terminar con el cuestionario. PREGUNTAS Y CONTACTO: Si en cualquier momenta tienes algunas preguntas o inquietudes acerca de este estudio, puedes contactar al Sr. Ronald Cox a: (517) 432-3328 0 per correo electronico a: coxronal@msu.edu, 0 pct correo normal a: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA También puedes contactar a Sr. Cox en Venezuela a1 0212-915-0455. También puedes contactar al Dr. Adrian Blow at (517) 432—7092, por correo electronico a blow@msu.edu, o por correo normal a: 3B Human Ecology, Michigan State University, East Lansing, MI 48824 USA. De tener preguntas o inquietudes en cuanto a tus derechos en este estudio, o te sientes disgustado con cualquier aspecto de este estudio, por favor comunicate con el Dr. Peter Vasilenko por teléfono a: (517) 355-2180, por correo electronico a: irb@msu.edu o por correo normal 3: 202 Olds Hall East Lansing, MI 48824, USA. Si estas de acuerdo en participar en el presente estudio, mantente sentado y se te dara un cuestionario. Tu presencia en el salon de clase indica tu participacion voluntaria en este estudio. Si no desees participar en el estudio, puedes acompanar a tu profesor a otra aula para hacer tareas. Esta forma de consentimiento fue aprobada por el Consejo lnstitucional de Revision (SIRB) de Ciencias Sociales/ConductuaI/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04l27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. lRB#07-320. 212 Page: 1 of 2 Michigan State University Facultad de Ecologia Familiar y del Nifio Proyecto: Hacia una teoria ecologica del desarrollo del abuso de drogas en los adolescentes venezolanos Hoja de Asentimiento Informado PROPOSITO: Este estudio tiene como objetivo aprender mas acerca de como los padres, maestros, y comunidades cooperan y colaboran para evitar que los nifios se involucren en las drogas. Los resultados de este estudio seran empleados en el desarrollo de nuevos programas para la prevencién y el tratamiento de adolescentes que tienen problemas de conducta y de consumo de drogas en Venezuela. Estas programas de tratamiento se han mostrado eficaces en otros paises, pero nunca han sido desarrollados para uso en Venezuela Tu participacidn alumbrara maneras en que podamos adapter estas programas para que scan immementadas en Venezuela. BENEFICIOS: Tu participacion en este estudio tiene el potencial de beneficiarte. Tal vez te beneficies por sentirte valorizado(a) como una fuente respetada de informacion valiosa para un proyecto que tiene potencial para ayudar a los adolescentes y sus families, tanto como la misma escuela. Esperamos que esto sea causa de mucha satisfaccién y autoestima para qui-es participan. T a] vez también seas beneficiario en el futuro de un descenso en actividades relacionados con la droga en tu colegio, habajo, o vecindario, y un aumento en la calidad de tus relaciones personales. Ademas, a1 prestar tn apoyo al desarrollo de este estudio, entidades gubemamentales y otros organismos que se interesan en ayudar a la familia venezolana y a las escuelas puedan llegar a estar mas atentos a las necesidades de los padres, adolescentes, y escuelas. RIESGOS: En toda investigacion cientifica existen riesgos para los que participan en dichas investigaciones. Al participar en este estudio pueda que te lleve a pensar en temas relacionados con tu familia que te incomoden o te hagan recordar de momentos no placenteros en tu vida. Si experimentas algunos efectos adversos por haber participado en este estudio, te animamos a hablar con tu maestra o director del colegio. Ellos te pueden ayudar, o te pueden buscar una cita confidencial con el psicélogo del colegio, si es que te hace falta alguien mes con quien hablar. O, también puedes contactar al psicologo directamente. Esta forma de consentimiento fue aprobada por el Consejo lnstitucional de Revision (SIRB) de Ciencias Sociales/ConductuaI/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. lRB#07-320. Page: 2 of2 PARTICIPACION: La participacion en este estudio consiste en responder a un cuestionario que ha sido implementado con jovenes en Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala, y Republica Dominicana. El cuestionario te pregunta sobre diferentes aspectos de tu relacion con tu familia, amistades, maestros, religion, vecindario, y las drogas y el alcohol. Debido a los riesgos previamente mencionados, enfatizamos que tu participacion en este estudio es voluntaria. Tienes el derecho de decidir a no participar en este estudio, de rehusar a contestar cualquier pregunta, o terminar tu participacion en cualquier memento, sin ninguna penalidad Si decides no participar hay un aula de estudio supervisado donde puedes hacer tarees mientras terminarnos con el proyecto. Se tomara aproximadamente 45 minutos para llenar el cuestionario, y tu participacion no te ocasionara ningi’m otro gasto mas alla de tu tiempo. En agradecimiento por tu participacién en el estudio te estaremos obsequiando un boligrafo. PRIVACIDAD Y CONFIDENCIALIDAD: La informacién recogida en este estudio se mantendra en forma anonima. Esto significa que ni tu nombre, ni cualquier otro dato que se podria usar para identificarte apareceré en el cuestionario 0 en la hoja de respuestas. Seleccionaras un sobre a1 lazar que tiene una hoja de respuestas junto con un cuestionario. Bl sobre y la hoja de respuesta tiene un numero que nos permite saber a1 cual colegio corresponde la data. Sin embargo, debido a que no sé cual nt'unero vas a seleccionar, ni quien eres, es imposible que a] guien relacione una hoj a de respuestas con una persona Quiero que preserves la hoja de la cual estamos leyendo para una referencia en el caso que tienes alguna pregunta en el futuro. PREGUNTAS Y CONTACTO: Si en cualquier momento tienes algunas preguntas o preocupaciones acerca de este estudio, puedes contactar a1 Sr. Ronald Cox a: 001-517-432-3328 0 par correo electro'nico a: coxronal@msu.edu, o por correo normal a: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA. Tambien puedes contactar a Sr. Cox en Venezuela a: 0212-915-0455. También puedes contactar a1 Dr. Adrian Blow at 001-517-432- 7092, por correo electronico a blow@rpsu.edp, 0 par correo normal a 3B Human Ecology, Michigan State University, East Lansing, MI 48824 USA. En el caso que tengas preguntas o preocupaciones en cuanto a tus derechos en este estudio, o te sientes disgustado con cualquier aspecto de este estudio, por favor comunicate con el Dr. Peter Vasilenko por teléfono a: 001- 517-355-2180, por correo electro'nico a: irb@msu.edu o por correo normal a: 202 Olds Hall East Lansing, MI 48824, USA. Si estas de acuerdo en participar en el presente estudio, mantente sentado y se te dara un cuestionario. Tu presencia en el salon de clase indica tu participacion voluntaria en este estudio. Si no desees participar en el estudio, puedes acompafiar a tu maestra a otra aula para hacer tareas. Esta forma de consentimiento fue aprobada por el Consejo Institucional de Revision (SIRB) de Ciencias Sociales/ConductuaI/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reemplaza a todas las versiones anteriores. iRB#07-320. 214 Page: 1 of 2 Michigan State University Facultad de Ecologia Familiar y del Nifio Hoja de Consentimiento Informado Hacia un teoria ecologim del desarrollo del abuso de drogas en los adolescentes venezolanos PROPOSITO: Este estudio tiene como objetivo aprender mas acerca de como los padres, maestros y comunidades cooperan y colaboran para evitar que los niiios se involucren en las drogas. Los resultados de este estudio seran empleados en el desarrollo de nuevos programas para la prevencién y el tratamiento de adolescentes que tienen problemas dc conducta y de consumo de drogas en Venezuela. Estos programas de tratamiento se han mostrado eficaces en otros paises, pero nunca han sido desarrollados para uso en Venezuela. Tu participacién alumbrara maneras en que podamos adaptar estos programas para que scan implementadas en Venezuela. BENEFICIOS: Tu participacidn en este estudio tiene e1 potencial de beneficiarte. Tal vez te beneficies por sentirte valorizado(a) como una fuente respetada de informacion valiosa para un proyecto que tiene potencial para ayudar tanto a los adolescentes y sus familias como a la misma escuela. Esperamos que esto sea causa de mucha satisfaccion y contribuya en la autoestima para quienes participan. Tal vez también seas beneficiario en el futuro de un descenso en actividades relacionadas con la droga en tu trabajo o vecindario y un aumento en la calidad de tus relaciones personales. Ademas, al prestar tu apoyo a1 desarrollo de este estudio, entidades gubemamentales y otros organismos que se interesan en ayudar a la familia venezolana y a las escuelas pueden llegar a estar mas atentos a las necesidades de los padres, adolescentes y escuelas. RIESGOS: En toda investigacion cientifica existen riesgos para los que participan en dichas investigaciones. Participar en este estudio podria llevarte a pensar en temas relacionados con tu familia que te incomoden o te hagan recordar momentos no placenteros en tu vida. Si experimentas algunos efectos adversos por haber participado en este estudio, te animamos a hablar con un psicélogo o consejero que conozcas o contactar e1 psicologo cuya informacién esta al final de este documento. PARTICIPACION: Participar en este estudio consiste en responder a un cuestionario que ha sido implementado en escuelas en Panama, Costa Rica, Nicaragua, El Salvador, Honduras, Guatemala y Repfiblica Dominicana. El cuestionario pregunta sobre diferente aspectos del arnbiente escolar y los estudiantes. Debido a los riesgos previamente mencionados, enfatizamos que tu participacion en este estudio es voluntaria. Tienes e1 derecho de decidir no participar en Subject Initials Date Esta forma de consentimiento fue aprobada por el Consejo lnstitucional de Revision (SIRB) de Ciencias SociaIes/Conductuai/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reempiaza a todas las versiones anteriores. IRB#07-320. 215 Page: 2 of 2 este estudio, de rehusar a contestar cualquier pregunta, o terminar tu participacion en cualquier momento, sin ninguna penalidad. ' PRIVACIDAD Y CONFIDENCIALIDAD: La inforrnacion recogida en este estudio se mantendra en forma confidencial. Esto significa que ni tu nombre, ni el nombre del plantel donde trabajas, ni cualquier otro dato que se podn'a usar para identificarte, aparecera en los documentos que se desarrollaran relacionados con este estudio. Se te esta dando una copia de esta hoj a como referencia en el caso que tienes alguna pregunta en el futuro. COSTOS Y RECOMPENSAS: Responder e1 cuestionario se llevara aproximadamente 45 minutos. Tu parn'cipacion en este proyecto no debe costarte nada mas alla que el tiempo que inviertes. Se te dara un pequei'io obsequio en agradecimiento por tu participacion al terminar con la recoleccion de datos. PREGUNTAS Y CONTACTO: Si en cualquier memento tienes algunas preguntas o inquietudes acerca de este estudio, puedes contactar a1 Sr. Ronald Cox a: (517) 432-3328 0 per correo electrénico a: coxronal@msu.edu, o por correo normal a: 107 Human Ecology, Michigan State University East Lansing, MI 48824, USA. También puedes contactar a Sr. Cox en Venezuela a1 0212—915-0455. También puedes contactar al Dr. Adrian Blow at (517) 432-7092, por correo electronico a blow@msu.edu. 0 per correo normal a: 3B Human Ecology, Michigan State University, East Lansing, MI 48824 USA. En el caso que tengas preguntas o inquietudes en cuanto a tus derechos en este estudio, o te sientes disgustado con cualquier aspecto de este estudio, por favor comunicate con el Dr. Peter Vasilenko por teléfono a: (517) 355-2180, por correo electronico a: irb@msu.edu o por correo normal a: 202 Olds Hall East Lansing, MI 48824, USA. Si gustas hablar con algt’m profesional acerca de cualquier incomodidad que sientas por causa de tu participacion en este estudio, 1a psicologa Lic. Mariela Rodriguez esta al tanto de este estudio y esta dispuesta a ayudarte aqui en Caracas. Su numero es: 0414-257-9777 Si estas de acuerdo en participar en el presente estudio, por favor coloca tu nombre y firma e1 documento. Tu firma indica tu participacion voluntaria en este estudio. Nombre del participante: F irma: Fecha: Subject Initials Date Esta forma de consentimiento fue aprobada por el Consejo Institucional de Revision (SIRB) de Ciencias Sociales/Conductual/Educativo de la Universidad del Estado de Michigan. Aprobada a partir de 04/27/07 hasta 04/26/08. Esta version reempiaza a todas las versiones anteriores. |RB#O7-320. 216 APPENDIX E REPUBLICA Bouvxmxm DE VENEZUELA MINISTERIO DE EDUCACION Y naponras ZONA EDUCA'I'IVA DEL DISTRITO CAPITAL Cludad N ° 1703-06 Caracas, 28 de julio de 2.006. Ciudadano SR. RONALD COX Presente- Me dirijo a usted, en atencién a su comunicacién de fecha 21-06-2.006 recibida en esta Zena Educativa el 21-07-2.006 mediante 1a cual da a conocer Proyecto de Irrvestigacidn ereado por la Universidad Estatal de Michigan, que tiene por objeto tratar en rasgos generales el uso de las drogas por parte de los adolescentes, por tal motivo solicita autorizacion para ingresar a los‘ planteles a 10s fines de apliear encuesta para recoger informacién respecto a los factores de riesgo que se relacionan con el uso de dichas sustancias. Al respecto tengo a bien informarle que este Despacho ve con agrado' este tipo de proyecto que favorece a nuestra poblacién estudiantil de jévenes y adolescentes, y como Estado y responsable de los mismos tenemos 1a obligacién de asegm'ar que reciban la informacién veraz, plural y adecuada a su desarrollo. En tal sentido, por la presente se le autoriza para desarrollar la actividad propuesta una vez que hallan sido revisados y aprobados por la autoridad educative competente de cada Distrito Escolar y bajo supervisidn de los mismos, los instrumentos que seran utilizados para tal fin. Dicha autorizacion se concede en virtud a lo sefialado en el Articulo 51 de la Ley Organica para la Proteccién del Nifio y del Adolescente en relacién a la proteccién contra sustancias alcohélieas, estupefacientes y sicotrépicas que establece: 217 “ElEstadoconlaactivapaflictpaddndelasocieMdebegm-andza' politicos y programas deprevencién contra el uso ilt'cr'to dc srrstaudas alcohdlicas, Marianas y sicoa'ripicas...” Asi mismo 1e agradezco que a1 finalizar e1 proyecto informe a esta Dependencia sobre los resultados del mismo. Atentamente, PROF. Ahmnmcmaz as DIRECTOR DE LA ZONA EDU u. DEL DISTRITO CAPITAL ZEDC/AJ dé’mt. “2.006 ANO BICEHENARIO DBL GENERAL FRANCISCO DE WANDA YDE LA PARTICH’ACION PROHGONICA Y DEL PODER POPUIAR” 218 REPUBLICA BQLNARIANA DEVENEZUELA MINISTERIO DE EDUCACION Y DEPORTES ZONA EDUCATIVA DEL DISTRI'I'O CAPITAL DISTRITO ESCOLAR N" 2 Ciudad.- Caracas, 14 de Julio del 2006 Ciudadano: Mr. Ronald Cox 107 Human Ecology Building Dept. 01' Family and child Ecology Mlchiganm State University East Lansing, MI Estimado Sr. Cox, Nos complace informarnos de en interés por el bienestar de la familia venezolana. Estamos seguros de que el proyecto de investigacion sobre factores de riesgo y de proteccién en el consumo de drogas hard una contribucién importante en la hrcha por proheger a nuestrajuventud contra este problema. Sirvase esta cata para informarle de nuestro deseo de colaborar con Ud. y la Universidad de Michigan State on llevar a cabo el p‘oyecto planteado. Una vez revisados y aprobados los instrumentos que seran utilizados en el proyecto, nos parece bien ofi‘ecerle los planteles del Distrito Escolar N° 2 del Distrito Capital, para encuesta a los estudiantes de basica, media, diversificaday profesional (de 12 a 1? adds), y entrevistar a maestros y otro personal que desempeila labores en dichos planteles. Ademas entendemos que sera necesario facilitarie el contacto con los padres y representantes de los estudiantes con el fin de logra- e1 consentimiento apropiado para que sus representados participan en el estudio plmteado. De nuevo 1e expresamos nuestra cornplacencia por su preocupacién por el mejoramiento de nuesh'a sociedad a través del estudio del consumo de drogas entre los jovenes Venezolanos y quedamos en espera de un informe detallado de los hallazgos al finalizar el estudio. ‘ 219 . ' -:P to” 2'...“ - "he. 0‘. 9 _ .fioht n .0040 \‘ ' ' t r ‘4; . obi-e if a Y I‘ in; Sin otro particular a que hacer referencia, quedo de usted )l 5 “A 3i- J.» imitation £04122 . 90‘) afifyg U fl 96‘? J': \ cl {Us ' . .3: . ‘ .\ a 11;; ' w l «,4, s \‘t' \ q 96% ”Raw . .4 :irinuiutra saw u./ l 184' z o ascomn N° 2 D'I'I‘O N°2IMIDIMSth ”20“ AND BICENTENARIO DEL JURAMENTO DEL GENERALISIMO FRANCISCO DE MIRANDA Y DE LA PARTICIPACION PROTAGONICA Y DH. PODIR POPULAR” 220 Republics Bolivariana de Venezuela Ministerio de Educaclon y Deportes @ Caracas, 25 de julio de 2006 v Zena Educative del Distrito Capital Distrito Escolar N° 4 Caricuao - Caracas Licenciado Francisco Villamediamr Coordinador Convem'o (MED-CE V-C PE) Presente Estimado Lic. Villamedr'ana: Me dirijo a usted cordialmente en ocasion de saludarle y a la vez dar respuesta a su comrrnicacio’n de fecha 12 de julio del afio en curso, donde nos recomienda a1 cirrdadano Msc., Ronald B. Cox, (investigador de la Universidad Estatal de Michigan), el cual aplicard 1m Instrumento para rm proyecto, sobre losfactores que inciden en el consumo de drogos en jo'venes de edades comprendia’as entre 12 y 1 7 afios, en algunos planteles adscrztos a este Distrito Escolar, Ios crrales se mencionan a continuacion: Sin mos a que hacer referencia y agradeciendo el aporte por el mejoramiento de nuestro sociedad, a través de dicho proyecto entre losjovenes venezolanos, se suscribe. Atentamente, We; Prof Magaly asqu z Jefe Distrito Escolar N" 4 DE 4/M l Tl'idc 25—0 7-2006 Direccién: Sector UD-3, Bloque 1, PB, Caricuao. Telefax: 431-49-89 O “2006, ANO BICENTENARIO DEL JURAMENTO DEL GENERALLSIMO FRANCISCO DE MIRANDA YDE LA PART ICIPACION PROTA GONICA Y DEL PODER POPULAR” 221 REPUBLICA BOLIVARIANA DE VENEZUELA MINISTERIO DE EDUCACION Y DEPORTE Unidad Educativa Nacional “PEDRO F ONTES” Montalban — La Vega Caracas, 14 de Julio de2006 Mr. Ronald Cox 107 Human Ecology Building Dept of Family and Child Ecology Michigan State University East Lansing, MI Estimado Sr. Cox, Nos complace inforrnamos de su interes por el bienestar de la Farnilia venezolana Estamos seguros de que el proyectote investigacion sobre “Factores de riesgo y de proteccién en el consumo de drogas” hara tma oontribucibn importante en la lucha por proteger a nuestra juventud contra este flagelo. Le comunico nuestro deseo de oolaborar con usted y la Universidad de Michigan State en llevar a cabo el proyecto planteado. Una vez revisados y aprobados los instrumentos que seran utilizados en el proyecto, nos parece bien ofrecerle los planteles del Distrito Escolar N° 3 del Distrito Capital, para encuestar a los estudiantes de Basica, Media, Diversificada y Profmional (de 12 a 17 ar‘ios), y entrevistar a maestrOs y otro personal que desempefla labores en dichos Planteles. Ademas 1e facilitamos e1 contacto con los padres y representantes de los estudiantes con el fin de lograr e1 consentimiento apropiado para que sus representados participen en el estudio plmteedo. De nuevo 1e expresamos nuestra oomplacencia por su preocupacion por mejorar nuestra sociedad a través del estudio de consumo de drogas entre los jévenes Venezolanos quedando en espera de un informe detallado de los resultados a1 finalizar el estudio. ‘ Atentamente, - a del Distrito Escolar N° 3 Directora (e) 222 REFERENCES Anderman, E. M. (2002). School effects on psychological outcomes during adolescence. 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